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Page 1: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Page 2: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Page 3: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Page 4: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Page 5: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Page 6: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Page 7: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Page 8: Commodity Futures Trading Commission | CFTC · 12 FCM/BD Clearing Members, under the U.S. Commodity Exchange Act and U.S. Bankruptcy Code, segregation for customer account positions

Complaint: CFTC v. Jeffrey Shalhoub, et al.lrenforcementactions/documents/... · united states district court eastern district of new york u.s. commodity futures trading : commission,

KCG Americas LLC - grain commodity futures broker documents/kcg/cftcddoc.pdf · The Commodity Futures Trading Commission (“CFTC”) requires each futures commission merchant (“FCM”),

RINs and the CFTC: Calls for Oversight and …...What is the CFTC? The federal regulator of commodity futures, options and swaps Also regulates certain physical commodities and foreign

UNITED STATES OF AMERICA BEFORE THE - Home - CFTC · In the Matter of: MF Global Inc., Respondent UNITED STATES OF AMERICA BEFORE THE COMMODITY FUTURES TRADING COMMISSION CFTC Docket

COMMODITY FUTURES TRADING COMMISSION ACTION: SUMMARY - CFTC

VIA CFTC PORTAL · 2018-03-22 · VIA CFTC PORTAL 18 November 2015 . Mr Christopher Kirkpatrick . Commodity Futures Trading Commission . 1155 21st Street NW . Three Lafayette Centre

2012-4-27 CFTC Final Commodity Options

United States Commodity Funds, LLC - CFTC Comment Letter

CFTC v. Cornerstone Capital Management, LLC and Joseph T. …lr... · Cornerstonewasregistered with the Commission as a Commodity Trading Advisor("CTA")and a Commodity Pool Operator

Thomas L. Simek, tsimek@cftc - Commodity Futures ......1 Thomas L. Simek, [email protected] Jennifer J. Chapin, [email protected] Attorneys for Plaintiff COMMODITY FUTURES TRADING COMMISSION

OFFICE OF MANAGEMENT AND BUDGET - whitehouse.gov · Commodity Futures Trading Commission (CFTC). Compared to the President's Budget, the bill cuts funding for CFTC by $72 million,

COMMODITY FUTURES CONTRACTS FOR AG LAWYERS · A. Commodity Futures Trading Commission The Commodity Futures Trading Commission ("CFTC") is a federal agency that was created by Congress

U.S. COMMODITY FUTURES TRADING COMMISSION (CFTC) ENERGY … · 2019-12-26 · 1 U.S. COMMODITY FUTURES TRADING COMMISSION (CFTC) ENERGY AND ENVIRONMENTAL MARKETS ADVISORY COMMITTEE

1 U.S. COMMODITY FUTURES TRADING COMMISSION (CFTC) …

Commodity Futures Trading Commission (CFTC) Code of ...Description of document: Commodity Futures Trading Commission (CFTC) Code of Conduct and Supplemental Ethics Regulations, undated

Compliance Solutions - Global Relayinfo.globalrelay.com/hubfs/PDFs/global_relay_cftc_161121.pdf · Compliance Solutions CFTC REGULATED FIRMS ... Commodity Trading Advisors ... Significance

1 U.S. COMMODITY FUTURES TRADING COMMISSION (CFTC) … · 1 the GMAC. The first presentation today is from Suyash Paliwal, Director of the CFTC's Office of International Affairs,

CFTC Staff Report on Commodity Swap Dealers and Index Traders

U.S. COMMODITY FUTURES TRADING COMMISSION · CFTC Letter No. 15-29 No-Action May 15, ... the “Divisions”) of the Commodity Futures Trading Commission (“CFTC ... the trade execution

CFTC OVERSIGHT OF COMMODITY FUTURES AND OPTIONS

LatAm SEF, LLClatamsef.com/docs/LatAmSEF_Rulebook_v1_4.pdf · Commission or CFTC means the U.S. Commodity Futures Trading Commission or any successor regulatory body. Commission Regulation

1 U.S. COMMODITY FUTURES TRADING COMMISSION (CFTC) 4 5 … · Melissa D’Arcy, DCR 95 13 14 Motion/Commissioners’ Questions and Discussion/Vote 108 15 16 17 6. Closing Statements

Task Force on Commodity Futures Markets - iosco.org · Commodity Futures Trading Commission (United States). 5 The Commodity Futures Trading Commission (CFTC) was created in 1974

VIA CFTC PORTAL...VIA CFTC PORTAL 18 August 2020 Mr. Christopher J. Kirkpatrick Secretary Commodity Futures Trading Commission 1155 21st Street NW Three Lafayette Centre Washington,

Joint Report of the SEC and the CFTC · Commodity Futures Trading U.S. Securities & Exchange Commission Commission . 100 F Street, NE Office of External Affairs Washington, DC 20549

CFTC Curtails Commodity Pool Operator Exemptions for Registered

White Paper - Pro-Reform Reconsideration of the CFTC … EXECUTIVE SUMMARY This White Paper is written by Commodity Futures Trading Commission (CFTC or Commission) Commissioner J

issue 02 Finance - Microsoft · High-frequency trading firms take short-term positions in a ... and the U.S. Commodity Futures Trading Commission (CFTC) ... limit orders, and derive

COMMODITY FUTURES TRADING 2: COMMISSION, ECF CASE...Plaintiff Commodity Futures Trading Commission (“CFTC” or “Commission”), by and through its attorneys, alleges as follows:

PROSPECTUS United States Commodity Index Fund · 2019-04-29 · that is registered as a commodity pool operator (“CPO”) with the Commodity Futures Trading Commission (“CFTC”)

Commodity Futures Trading Commission: Proposed ... · The Commodity Futures Trading Commission (CFTC) was created in 1974 through the enactment of the Commodity Futures Trading Commission

VIA CFTC PORTAL Commodity Futures Trading Commission Self-Cert_updated... · Commodity Futures Trading Commission 115 21st Street NW Three Lafayette Centre Washington DC 20581 10

February 23, 2021 Submitted via CFTC Portal U.S. Commodity

COMMODITY POOL OPERATOR REGISTRATION AND ONGOING COMPLIANCE · PDF file1 COMMODITY POOL OPERATOR REGISTRATION AND ONGOING COMPLIANCE The Commodity Futures Trading Commission (the “CFTC”)

August 9, 2021 Submitted via CFTC Portal U.S. Commodity