commsec cfd tiered margins domestic and · pdf fileas at 27 jan 2018 please note that this is...

As at 27 Jan 2018 Please note that this is an indicative list showing the CommSec equity CFDs and its margins. For the latest information, please refer to the CommSec web and mobile CFD platform.

Reuters Description Country Tier 1 Range Tier 1 Deposit Tier 2 Range Tier 2 Deposit Tier 3 Range Tier 3 Tier 3 Tier 4 Range Tier 4(No. of shares) (All) (No. of shares) (All) (No. of shares) Deposit Deposit (No. of Shares) Deposit

(Select) (Trader) (All)ONT.AX 1300SMILES Limited Australia 0-2,500 25% 2,500-7,500 40% >7500 75% 75%1PG.AX 1-Page Ltd Australia 0-106,100 25% 106,100-325,000 40% >325000 75% 75%1ST.AX 1st Available Limited Australia 0-380,700 25% 380,700-761,400 40% >761400 75% 75%T3D.AX 333D Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%TGP.AX 360 Capital Group Limited Australia 0-17,000 25% 17,000-100,000 40% 100,000-220,180 50% 60% >220,180 75%DDD.AX 3D Resources Limited Australia 0-1,591,900 25% 1,591,900-3,183,800 40% >3183800 75% 75%3PL.AX 3PL - 3P Learning Ltd Australia 0-13,600 25% 13,600-80,000 40% 80,000-140,488 50% 60% >140,488 75%4DS.AX 4DS Memory Limited Australia 0-343,400 25% 343,400-1,000,000 40% 1,000,000-1,526,589 50% 60% >1,526,589 75%88E.AX 88 Energy Ltd (ASX) Australia 0-2,950,000 25% 2,950,000-9,000,000 40% 9,000,000-17,057,539 50% 60% >17,057,539 75%8CO.AX 8common Limited Australia 0-437,800 25% 437,800-1,500,000 40% >1500000 75% 75%9SP.AX 9 Spokes International Limited Australia 0-184,300 25% 184,300-550,000 40% >550000 75% 75%NNW.AX 99 Wuxian Ltd Australia 0-145,900 25% 145,900-450,000 40% >450000 75% 75%AYI.AX A1 Investments & Resources Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%A2M.AX a2 Milk Co Ltd Australia 0-90,000 25% 90,000-550,000 40% 550,000-1,800,000 50% 60% >1,800,000 75%ABP.AX Abacus Property Group Australia 0-25,000 20% 25,000-250,000 30% 250,000-475,000 50% 60% >475,000 75%ALR.AX Aberdeen Leaders Ltd Australia 0-14,300 25% 14,300-45,000 40% >45000 75% 75%ABL.AX Abilene Oil and Gas Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%ABU.AX ABM Resources NL Australia 0-184,300 25% 184,300-368,600 40% >368600 75% 75%AEG.AX Absolute Equity Performance Fund Limited Australia 0-16,000 25% 16,000-50,000 40% 50,000-72,814 50% 60% >72,814 75%ABT.AX Abundant Produce Pty Limited Australia 0-29,200 25% 29,200-90,000 40% >90000 75% 75%AJC.AX Acacia Coal Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%AKG.AX Academies Australasia Group Limited Australia 0-51,500 25% 51,500-150,000 40% >150000 75% 75%ACB.AX A-Cap Resources Ltd Australia 0-318,400 25% 318,400-636,800 40% >636800 75% 75%ACS.AX Accent Resources N.L. Australia 0-700,400 25% 700,400-1,400,800 40% >1400800 75% 75%ACX.AX Aconex Ltd Australia 0-20,000 20% 20,000-200,000 30% 200,000-350,000 50% 60% >350,000 75%ACQ.AX Acorn Capital Investment Fund Limited Australia 0-17,500 25% 17,500-55,000 40% >55000 75% 75%ACR.AX Acrux Ltd Australia 0-113,000 25% 113,000-350,000 40% >350000 75% 75%ACW.AX Actinogen Medical Limited Australia 0-324,300 25% 324,300-648,600 40% >648600 75% 75%AIV.AX Activex Limited Australia 0-103,000 25% 103,000-206,000 40% >206000 75% 75%ACU.AX Activistic Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%ADA.AX Adacel Technologies Ltd Australia 0-6,200 25% 6,200-35,000 40% 35,000-81,964 50% 60% >81,964 75%ADH.AX Adairs Ltd Australia 0-10,100 25% 10,100-60,000 40% 60,000-172,371 50% 60% >172,371 75%1AD.AX Adalta Limited Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%ADD.AX Adavale Resources Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%ABC.AX Adelaide Brighton Ltd Australia 0-25,000 10% 25,000-250,000 20% 250,000-825,000 35% 45% >825,000 75%ADN.AX Adelaide Resources Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%ADR.AX Adherium Limited Australia 0-236,600 25% 236,600-473,200 40% >473200 75% 75%AHZ.AX Admedus Ltd Australia 0-87,600 25% 87,600-175,200 40% 175,200-188,580 50% 60% >188,580 75%ADJ.AX Adslot Ltd Australia 0-416,900 25% 416,900-1,500,000 40% >1500000 75% 75%ABV.AX Advanced Braking Technology Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%ASW.AX Advanced Share Registry Limited Australia 0-22,500 25% 22,500-70,000 40% >70000 75% 75%ADX.AX ADX Energy Limited Australia 0-1,459,300 25% 1,459,300-2,918,600 40% >2918600 75% 75%AER.AX Aeeris Limited Australia 0-364,800 25% 364,800-1,000,000 40% >1000000 75% 75%AML.AX Aeon Metals Limited Australia 0-74,500 25% 74,500-149,000 40% 149,000-213,105 50% 60% >213,105 75%AEI.AX Aeris Environmental Limited Australia 0-67,400 25% 67,400-200,000 40% >200000 75% 75%AIS.AX Aeris Resources Ltd Australia 0-208,500 25% 208,500-625,000 40% >625000 75% 75%AFR.AX African Energy Resources Ltd Australia 0-473,300 25% 473,300-946,600 40% >946600 75% 75%AFT.AX AFT Corporation Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%AFP.AX AFT Pharmaceuticals Limited Australia 0-8,100 25% 8,100-16,200 40% >16200 75% 75%APT.AX Afterpay Touch Group Ltd Australia 0-20,000 20% 20,000-120,000 30% 120,000-330,815 50% 60% >330,815 75%AGL.AX AGL Energy Ltd Australia 0-15,000 5% 15,000-150,000 10% 150,000-1,000,000 20% 40% >1,000,000 75%AMN.AX Agrimin Limited Australia 0-21,600 25% 21,600-43,200 40% >43200 75% 75%AGR.AX Aguia Resources Limited Australia 0-48,600 25% 48,600-97,200 40% >97200 75% 75%AHL.AX AHAlife Holdings Limited Australia 0-486,400 25% 486,400-1,500,000 40% >1500000 75% 75%APW.AX Aims Property Securities Fund Australia 0-10,800 25% 10,800-30,000 40% >30000 75% 75%AGI.AX Ainsworth Game Technology Ltd Australia 0-10,000 25% 10,000-60,000 40% 60,000-189,313 50% 60% >189,313 75%AIZ.AX Air New Zealand Ltd Australia 0-6,100 25% 6,100-35,000 40% 35,000-74,929 50% 60% >74,929 75%AXP.AX AirXpanders Inc Australia 0-25,000 25% 25,000-50,000 40% 50,000-122,174 50% 60% >122,174 75%AJL.AX AJ Lucas Group Ltd Australia 0-64,900 25% 64,900-190,000 40% >190000 75% 75%AQG.AX Alacer Gold Corp - (AU) Australia 0-7,900 25% 7,900-45,000 40% 45,000-113,233 50% 60% >113,233 75%AUQ.AX Alara Resources Limited Australia 0-648,600 25% 648,600-1,297,200 40% >1297200 75% 75%ACL.AX Alchemia Ltd Australia 0-2,188,900 25% 2,188,900-6,500,000 40% >6500000 75% 75%ALY.AX Alchemy Resources Ltd Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%ALC.AX Alcidion Group Limited Australia 0-364,800 25% 364,800-729,600 40% >729600 75% 75%AL8.AX Alderan Resources Limited Australia 0-8,900 25% 8,900-17,800 40% 17,800-54,849 50% 60% >54,849 75%LEP.AX ALE Property Group Australia 0-3,600 25% 3,600-20,000 40% 20,000-29,626 50% 60% >29,626 75%AJX.AX Alexium International Group Ltd Australia 0-48,600 25% 48,600-97,200 40% 97,200-277,202 50% 60% >277,202 75%AEB.AX Algae.Tec Limited Australia 0-833,900 25% 833,900-1,667,800 40% >1667800 75% 75%AQI.AX Alicanto Minerals Limited Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%AQX.AX Alice Queen Limited Australia 0-261,400 25% 261,400-522,800 40% >522800 75% 75%ALK.AX Alkane Resources Ltd Australia 0-53,900 25% 53,900-325,000 40% 325,000-455,466 50% 60% >455,466 75%AHQ.AX Allegiance Coal Limited Australia 0-530,600 25% 530,600-1,061,200 40% >1061200 75% 75%AMT.AX Allegra Orthopaedics Limited Australia 0-116,700 25% 116,700-350,000 40% >350000 75% 75%AQZ.AX Alliance Aviation Services Ltd Australia 0-11,800 25% 11,800-70,000 40% 70,000-83,208 50% 60% >83,208 75%AGS.AX Alliance Resources Ltd Australia 0-201,300 25% 201,300-402,600 40% >402600 75% 75%AGE.AX Alligator Energy Limited Australia 0-1,459,300 25% 1,459,300-2,918,600 40% >2918600 75% 75%AYR.AX Alloy Resources Limited Australia 0-1,945,700 25% 1,945,700-3,891,400 40% >3891400 75% 75%ALQ.AX ALS Ltd Australia 0-30,000 10% 30,000-300,000 20% 300,000-925,000 35% 45% >925,000 75%ARS.AX Alt Resources Limited Australia 0-318,400 25% 318,400-636,800 40% >636800 75% 75%ATC.AX Altech Chemicals Limited Australia 0-116,700 25% 116,700-233,400 40% 233,400-311,355 50% 60% >311,355 75%1AG.AX Alterra Limited Australia 0-460,800 25% 460,800-1,500,000 40% >1500000 75% 75%ALU.AX Altium Ltd Australia 0-7,000 15% 7,000-70,000 25% 70,000-220,000 40% 55% >220,000 75%AME.AX Alto Metals Limited Australia 0-190,300 25% 190,300-380,600 40% >380600 75% 75%AOH.AX Altona Mining Ltd Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%AJM.AX Altura Mining Limited Australia 0-100,000 25% 100,000-600,000 40% 600,000-1,813,186 50% 60% >1,813,186 75%AWC.AX Alumina Ltd Australia 0-190,000 10% 190,000-2,000,000 20% 2,000,000-6,000,000 35% 45% >6,000,000 75%ANL.AX Amani Gold Limited Australia 0-729,600 25% 729,600-1,459,200 40% >1459200 75% 75%AYS.AX Amaysim Australia Ltd Australia 0-30,000 20% 30,000-180,000 30% 180,000-545,061 50% 60% >545,061 75%AMO.AX Ambertech Limited Australia 0-125,100 25% 125,100-375,000 40% >375000 75% 75%AMB.AX Ambition Group Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%AMH.AX AMCIL Ltd Australia 0-19,900 25% 19,900-60,000 40% >60000 75% 75%AMC.AX Amcor Ltd Australia 0-25,000 5% 25,000-250,000 10% 250,000-1,500,000 20% 40% >1,500,000 75%ABR.AX American Pacific Borate & Lithium Limited Australia 0-36,900 25% 36,900-73,800 40% 73,800-336,509 50% 60% >336,509 75%AOW.AX American Patriot Oil & Gas Limited Australia 0-473,300 25% 473,300-946,600 40% >946600 75% 75%AMP.AX AMP Ltd Australia 0-60,000 5% 60,000-600,000 10% 600,000-3,500,000 20% 40% >3,500,000 75%ANQ.AX Anae Company Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%ALT.AX Analytica Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%ANR.AX Anatara Lifesciences Limited Australia 0-11,200 25% 11,200-22,400 40% >22400 75% 75%AAR.AX Anglo Australian Resources NL Australia 0-218,900 25% 218,900-437,800 40% >437800 75% 75%AGG.AX AngloGold Ashanti Ltd (ASX) Australia 0-6,900 25% 6,900-20,000 40% >20000 75% 75%AB1.AX Animoca Brands Corporation Limited Australia 0-1,459,300 25% 1,459,300-4,500,000 40% >4500000 75% 75%AWV.AX Anova Metals Limited Australia 0-243,200 25% 243,200-486,400 40% >486400 75% 75%

COMMSEC CFD TIERED MARGINSDomestic and International Equities



(Select) (Trader) (All)


ANN.AX Ansell Ltd Australia 0-9,000 10% 9,000-90,000 20% 90,000-275,000 35% 45% >275,000 75%ASN.AX Anson Resources Limited Australia 0-250,000 25% 250,000-1,500,000 40% 1,500,000-4,608,640 50% 60% >4,608,640 75%ADO.AX Anteo Diagnostics Ltd Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%AVD.AX Antilles Oil and Gas NL Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%AZY.AX Antipa Minerals Limited Australia 0-729,600 25% 729,600-1,459,200 40% >1459200 75% 75%APL.AX Antipodes Global Investment Company Limited Australia 0-13,800 25% 13,800-85,000 40% 85,000-219,637 50% 60% >219,637 75%ANP.AX Antisense Therapeutics Limited Australia 0-530,600 25% 530,600-1,061,200 40% >1061200 75% 75%APE.AX AP Eagers Ltd Australia 0-2,200 25% 2,200-15,000 40% 15,000-27,056 50% 60% >27,056 75%APA.AX APA Group Australia 0-35,000 10% 35,000-350,000 20% 350,000-1,000,000 35% 45% >1,000,000 75%AQQ.AX Aphrodite Gold Limited Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%AHX.AX Apiam Animal Health Limited Australia 0-19,600 25% 19,600-60,000 40% 60,000-65,995 50% 60% >65,995 75%APO.AX APN Outdoor Group Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-575,000 35% 45% >575,000 75%APD.AX APN Property Group Ltd Australia 0-38,900 25% 38,900-120,000 40% 120,000-135,529 50% 60% >135,529 75%AOP.AX Apollo Consolidated Limited Australia 0-61,400 25% 61,400-122,800 40% 122,800-228,126 50% 60% >228,126 75%AON.AX Apollo Minerals Limited Australia 0-73,000 25% 73,000-146,000 40% >146000 75% 75%ATL.AX Apollo Tourism & Leisure Limited Australia 0-10,300 25% 10,300-60,000 40% 60,000-105,868 50% 60% >105,868 75%APX.AX Appen Limited Australia 0-9,000 20% 9,000-55,000 30% 55,000-168,810 50% 60% >168,810 75%AD1.AX ApplyDirect Limited Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%UUV.AX Aquabotix Technology Corporation Australia 0-194,600 25% 194,600-575,000 40% >575000 75% 75%AQS.AX Aquis Entertainment Limited Australia 0-389,100 25% 389,100-1,000,000 40% >1000000 75% 75%ARU.AX Arafura Resources Ltd Australia 0-175,100 25% 175,100-350,200 40% 350,200-551,297 50% 60% >551,297 75%ARB.AX ARB Corp Ltd Australia 0-5,000 20% 5,000-50,000 30% 50,000-85,000 50% 60% >85,000 75%ARX.AX Arc Exploration Limited Australia 0-31,800 25% 31,800-63,600 40% >63600 75% 75%AXE.AX Archer Exploration Limited Australia 0-109,400 25% 109,400-218,800 40% 218,800-259,610 50% 60% >259,610 75%ARL.AX Ardea Resources Limited Australia 0-15,000 25% 15,000-90,000 40% 90,000-232,733 50% 60% >232,733 75%AAD.AX Ardent Leisure Group Australia 0-60,000 20% 60,000-600,000 30% 600,000-1,000,000 50% 60% >1,000,000 75%ARFDC.AX Arena REIT Australia 0-7,500 25% 7,500-45,000 40% 45,000-122,727 50% 60% >122,727 75%ARD.AX Argent Minerals Limited Australia 0-530,600 25% 530,600-1,061,200 40% >1061200 75% 75%AXT.AX Argo Exploration Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%ALI.AX Argo Global Listed Infrastructure Limited Australia 0-9,600 25% 9,600-30,000 40% 30,000-55,622 50% 60% >55,622 75%ARG.AX Argo Investments Ltd Australia 0-5,000 25% 5,000-30,000 40% 30,000-92,342 50% 60% >92,342 75%ARE.AX Argonaut Resources NL Australia 0-700,400 25% 700,400-1,400,800 40% >1400800 75% 75%AGY.AX Argosy Minerals Limited Australia 0-140,000 25% 140,000-850,000 40% 850,000-2,590,306 50% 60% >2,590,306 75%ARA.AX Ariadne Australia Ltd Australia 0-23,700 25% 23,700-70,000 40% >70000 75% 75%ALL.AX Aristocrat Leisure Ltd Australia 0-15,000 5% 15,000-150,000 10% 150,000-950,000 20% 40% >950,000 75%AHK.AX ARK Mines Limited Australia 0-190,300 25% 190,300-380,600 40% >380600 75% 75%AJQ.AX Armour Energy Limited Australia 0-180,500 25% 180,500-361,000 40% >361000 75% 75%AWN.AX Arowana International Limited Australia 0-41,700 25% 41,700-130,000 40% >130000 75% 75%AR1.AX Arrowhead Resources Limited Australia 0-1,459,300 25% 1,459,300-2,918,600 40% >2918600 75% 75%ARV.AX Artemis Resources Limited Australia 0-160,000 25% 160,000-950,000 40% 950,000-2,846,369 50% 60% >2,846,369 75%AAJ.AX Aruma Resources Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%AHY.AX Asaleo Care Ltd Australia 0-50,000 20% 50,000-500,000 30% 500,000-950,000 50% 60% >950,000 75%AFA.AX ASF Group Limited Australia 0-103,000 25% 103,000-300,000 40% >300000 75% 75%ASH.AX Ashley Services Group Limited Australia 0-94,700 25% 94,700-275,000 40% >275000 75% 75%AJD.AX Asia Pacific Data Centre Group Australia 0-15,000 25% 15,000-90,000 40% 90,000-294,555 50% 60% >294,555 75%DIG.AX Asia Pacific Digital Limited Australia 0-145,900 25% 145,900-450,000 40% >450000 75% 75%AJJ.AX Asian American Medical Group Limited Australia 0-175,100 25% 175,100-350,200 40% >350200 75% 75%AKF.AX Ask Funding Limited Australia 0-547,200 25% 547,200-1,500,000 40% >1500000 75% 75%APZ.AX Aspen Group Australia 0-16,500 25% 16,500-50,000 40% >50000 75% 75%ASP.AX Aspermont Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%AKM.AX Aspire Mining Ltd Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%ASY.AX AssembleBay Limited Australia 0-921,600 25% 921,600-3,000,000 40% >3000000 75% 75%AO1.AX AssetOwl Ltd Australia 0-125,100 25% 125,100-375,000 40% >375000 75% 75%AIR.AX Astivita Limited Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%ARO.AX Astro Resources NL Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%ATR.AX Astron Corp Ltd Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%ASX.AX ASX Ltd Australia 0-6,000 10% 6,000-60,000 20% 60,000-180,000 35% 45% >180,000 75%ACG.AX AtCor Medical Holdings Limited Australia 0-761,300 25% 761,300-1,522,600 40% >1522600 75% 75%AHN.AX Athena Resources Limited Australia 0-761,300 25% 761,300-2,500,000 40% >2500000 75% 75%AGO.AX Atlas Iron Ltd Australia 0-1,625,000 25% 1,625,000-10,000,000 40% 10,000,000-29,457,897 50% 60% >29,457,897 75%ATP.AX Atlas Pearls and Perfumes Limited Australia 0-625,400 25% 625,400-2,000,000 40% >2000000 75% 75%ATU.AX Atrum Coal NL Australia 0-94,700 25% 94,700-189,400 40% >189400 75% 75%AIA.AX Auckland International Airport Ltd Australia 0-4,000 25% 4,000-25,000 40% 25,000-68,808 50% 60% >68,808 75%ACP.AX Audalia Resources Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%AD8.AX Audinate Group Limited Australia 0-7,500 25% 7,500-25,000 40% >25000 75% 75%AKP.AX Audio Pixels Holdings Limited Australia 0-1,000 25% 1,000-3,000 40% 3,000-5,258 50% 60% >5,258 75%AKN.AX Auking Mining Ltd Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%AEE.AX Aura Energy Ltd Australia 0-700,400 25% 700,400-1,400,800 40% >1400800 75% 75%AMI.AX Aurelia Metals Ltd Australia 0-70,000 25% 70,000-210,000 40% >210000 75% 75%AUR.AX Auris Minerals Limited Australia 0-273,600 25% 273,600-547,200 40% 547,200-600,834 50% 60% >600,834 75%AZJ.AX Aurizon Holdings Ltd Australia 0-80,000 10% 80,000-800,000 20% 800,000-2,500,000 35% 45% >2,500,000 75%AOU.AX Auroch Minerals Limited Australia 0-76,100 25% 76,100-152,200 40% >152200 75% 75%A3D.AX Aurora Labs Limited Australia 0-17,500 25% 17,500-55,000 40% 55,000-73,425 50% 60% >73,425 75%ARM.AX Aurora Minerals Ltd Australia 0-449,000 25% 449,000-898,000 40% >898000 75% 75%ANW.AX Aus Tin Mining Limited Australia 0-1,945,700 25% 1,945,700-3,891,400 40% >3891400 75% 75%AC8.AX Auscann Group Holdings Ltd Australia 0-40,000 25% 40,000-240,000 40% 240,000-691,382 50% 60% >691,382 75%ASL.AX Ausdrill Ltd Australia 0-25,000 20% 25,000-150,000 30% 150,000-419,717 50% 60% >419,717 75%AUC.AX Ausgold Limited Australia 0-648,600 25% 648,600-1,297,200 40% >1297200 75% 75%AOA.AX Ausmon Resources Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%AU1.AX AUSNET Financial Services Ltd Australia 0-921,600 25% 921,600-3,000,000 40% >3000000 75% 75%AST.AX AusNet Services - (AU) Australia 0-80,000 10% 80,000-800,000 20% 800,000-2,500,000 35% 45% >2,500,000 75%AQD.AX AusQuest Limited Australia 0-833,900 25% 833,900-1,667,800 40% >1667800 75% 75%ASB.AX Austal Ltd Australia 0-9,800 20% 9,800-100,000 30% 100,000-150,000 50% 60% >150,000 75%AUB.AX Austbrokers Holdings Ltd Australia 0-1,500 25% 1,500-9,000 40% 9,000-29,262 50% 60% >29,262 75%AOK.AX AusTex Oil Ltd Australia 0-603,800 25% 603,800-2,000,000 40% >2000000 75% 75%ANG.AX Austin Engineering Ltd Australia 0-67,400 25% 67,400-400,000 40% 400,000-417,669 50% 60% >417,669 75%ACK.AX Austock Group Limited Australia 0-18,200 25% 18,200-55,000 40% 55,000-72,101 50% 60% >72,101 75%APG.AX Austpac Resources NL Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%AGD.AX Austral Gold Limited Australia 0-113,000 25% 113,000-350,000 40% >350000 75% 75%ANZ.AX Australia & New Zealand Banking Group Ltd Australia 0-50,000 5% 50,000-288,674 10% 288,674-1,154,698 20% 40% >1,154,698 75%AAC.AX Australian Agricultural Co Ltd Australia 0-40,000 20% 40,000-400,000 30% 400,000-725,000 50% 60% >725,000 75%AAP.AX Australian Agricultural Projects Limited Australia 0-500,300 25% 500,300-1,500,000 40% >1500000 75% 75%ABX.AX Australian Bauxite Limited Australia 0-120,800 25% 120,800-241,600 40% >241600 75% 75%AHF.AX Australian Dairy Farms Group Australia 0-145,900 25% 145,900-450,000 40% >450000 75% 75%AEF.AX Australian Ethical Investment Limited Australia 0-1,000 25% 1,000-3,000 40% >3000 75% 75%AFI.AX Australian Foundation Investment Co Ltd Australia 0-10,000 20% 10,000-60,000 30% 60,000-198,565 50% 60% >198,565 75%ALF.AX Australian Leaders Fund Ltd Australia 0-17,000 25% 17,000-100,000 40% 100,000-143,461 50% 60% >143,461 75%AUZ.AX Australian Mines Ltd Australia 0-850,000 25% 850,000-5,000,000 40% 5,000,000-15,521,212 50% 60% >15,521,212 75%AQC.AX Australian Pacific Coal Limited Australia 0-1,347,000 25% 1,347,000-2,694,000 40% >2694000 75% 75%API.AX Australian Pharmaceutical Industries Ltd Australia 0-60,000 20% 60,000-600,000 30% 600,000-1,000,000 50% 60% >1,000,000 75%APC.AX Australian Potash Ltd Australia 0-194,600 25% 194,600-389,200 40% >389200 75% 75%ARC.AX Australian Rural Capital Limited Australia 0-31,800 25% 31,800-95,000 40% >95000 75% 75%





AUI.AX Australian United Investment Co Ltd Australia 0-2,100 25% 2,100-6,500 40% 6,500-8,052 50% 60% >8,052 75%AVL.AX Australian Vanadium Limited Australia 0-921,600 25% 921,600-1,843,200 40% 1,843,200-2,573,766 50% 60% >2,573,766 75%AVG.AX Australian Vintage Ltd Australia 0-38,900 25% 38,900-120,000 40% >120000 75% 75%AWY.AX Australian Whisky Holdings Limited Australia 0-564,900 25% 564,900-1,500,000 40% >1500000 75% 75%ATS.AX Australis Oil & Gas Limited Australia 0-77,800 25% 77,800-155,600 40% 155,600-356,027 50% 60% >356,027 75%ABA.AX Auswide Bank Ltd Australia 0-3,200 25% 3,200-9,500 40% >9500 75% 75%AHG.AX Automotive Holdings Group Ltd Australia 0-30,000 20% 30,000-300,000 30% 300,000-575,000 50% 60% >575,000 75%4WD.AX Automotive Solutions Group Limited Australia 0-52,300 25% 52,300-160,000 40% >160000 75% 75%AVB.AX Avanco Resources Ltd Australia 0-186,300 25% 186,300-550,000 40% 550,000-784,208 50% 60% >784,208 75%AEV.AX Avenira Ltd Australia 0-380,700 25% 380,700-761,400 40% >761400 75% 75%AVN.AX Aventus Retail Property Fund Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-254,006 50% 60% >254,006 75%AOG.AX Aveo Group Ltd Australia 0-35,000 10% 35,000-350,000 20% 350,000-1,000,000 35% 45% >1,000,000 75%AVH.AX Avita Medical Limited Australia 0-350,200 25% 350,200-700,400 40% >700400 75% 75%AVJ.AX AVJennings Ltd (ASX) Australia 0-25,800 25% 25,800-75,000 40% 75,000-118,672 50% 60% >118,672 75%AVZ.AX AVZ Minerals Limited Australia 0-525,000 25% 525,000-3,000,000 40% 3,000,000-9,344,339 50% 60% >9,344,339 75%AWE.AX AWE Ltd Australia 0-50,000 25% 50,000-300,000 40% 300,000-953,720 50% 60% >953,720 75%AVQ.AX Axiom Mining Ltd Australia 0-97,300 25% 97,300-194,600 40% 194,600-628,118 50% 60% >628,118 75%AXI.AX Axiom Properties Limited Australia 0-350,200 25% 350,200-1,000,000 40% >1000000 75% 75%AXL.AX Axsesstoday Limited Australia 0-10,700 25% 10,700-30,000 40% >30000 75% 75%AZM.AX Azumah Resources Ltd Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%AZV.AX Azure Healthcare Limited Australia 0-233,500 25% 233,500-467,000 40% >467000 75% 75%AZSDA.AX Azure Minerals Limited Australia 0-36,900 25% 36,900-73,800 40% >73800 75% 75%BBN.AX Baby Bunting Group Ltd Australia 0-10,400 25% 10,400-60,000 40% 60,000-179,479 50% 60% >179,479 75%BTI.AX Bailador Technology Investments Limited Australia 0-21,000 25% 21,000-65,000 40% >65000 75% 75%BOQ.AX Bank of Queensland Ltd Australia 0-30,000 10% 30,000-300,000 20% 300,000-850,000 35% 45% >850,000 75%BMN.AX Bannerman Resources Ltd Australia 0-364,800 25% 364,800-729,600 40% >729600 75% 75%BAP.AX Bapcor Ltd Australia 0-25,000 10% 25,000-250,000 20% 250,000-675,000 35% 45% >675,000 75%BKP.AX Baraka Energy and Resources Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%BAR.AX Barra Resources Limited Australia 0-296,800 25% 296,800-593,600 40% >593600 75% 75%BSE.AX Base Resources Ltd Australia 0-54,700 25% 54,700-325,000 40% 325,000-629,968 50% 60% >629,968 75%BSM.AX Bass Metals Limited Australia 0-921,600 25% 921,600-1,843,200 40% 1,843,200-2,505,298 50% 60% >2,505,298 75%BAS.AX Bass Strait Oil Company Limited Australia 0-5,003,100 25% 5,003,100-10,006,200 40% >10006200 75% 75%BSR.AX Bassari Resources Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%BRL.AX Bathurst Resources New Zealand Ltd Australia 0-145,900 25% 145,900-450,000 40% 450,000-793,697 50% 60% >793,697 75%BAT.AX Battery Minerals Ltd Australia 0-227,400 25% 227,400-454,800 40% 454,800-471,917 50% 60% >471,917 75%BMH.AX Baumart Holdings Limited Australia 0-71,500 25% 71,500-210,000 40% >210000 75% 75%BAU.AX Bauxite Resources Ltd Australia 0-211,000 25% 211,000-422,000 40% >422000 75% 75%BBX.AX BBX Minerals Limited Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%BCI.AX BC Iron Ltd Australia 0-125,100 25% 125,100-375,000 40% 375,000-543,782 50% 60% >543,782 75%BPT.AX Beach Energy Ltd Australia 0-120,000 15% 120,000-1,000,000 25% 1,000,000-3,500,000 40% 55% >3,500,000 75%BLX.AX Beacon Lighting Group Limited Australia 0-11,200 25% 11,200-65,000 40% 65,000-85,764 50% 60% >85,764 75%BCN.AX Beacon Minerals Limited Australia 0-1,094,400 25% 1,094,400-3,500,000 40% >3500000 75% 75%BDR.AX Beadell Resources Ltd Australia 0-150,000 25% 150,000-900,000 40% 900,000-2,620,386 50% 60% >2,620,386 75%BGA.AX Bega Cheese Ltd Australia 0-15,000 20% 15,000-150,000 30% 150,000-250,000 50% 60% >250,000 75%BFG.AX Bell Financial Group Ltd Australia 0-24,000 25% 24,000-70,000 40% >70000 75% 75%BEN.AX Bendigo and Adelaide Bank Ltd Australia 0-30,000 10% 30,000-300,000 20% 300,000-850,000 35% 45% >850,000 75%BLT.AX Benitec Biopharma Ltd Australia 0-94,700 25% 94,700-189,400 40% >189400 75% 75%BHD.AX Benjamin Hornigold Limited Australia 0-20,600 25% 20,600-60,000 40% >60000 75% 75%BKY.AX Berkeley Energia Limited (ASX) Australia 0-35,000 25% 35,000-110,000 40% 110,000-206,049 50% 60% >206,049 75%BMT.AX Berkut Minerals Limited Australia 0-50,800 25% 50,800-101,600 40% 101,600-158,241 50% 60% >158,241 75%BFC.AX Beston Global Food Company Limited Australia 0-83,400 25% 83,400-250,000 40% >250000 75% 75%BYI.AX Beyond International Limited Australia 0-28,000 25% 28,000-85,000 40% >85000 75% 75%BHP.AX BHP Billiton Ltd (ASX) Australia 0-60,000 5% 60,000-311,916 10% 311,916-1,247,666 20% 40% >1,247,666 75%BID.AX BidEnergy Limited Australia 0-1,030,100 25% 1,030,100-3,000,000 40% >3000000 75% 75%BIG.AX Big Un Limited Australia 0-15,000 20% 15,000-90,000 30% 90,000-297,420 50% 60% >297,420 75%BTH.AX BigTinCan Holdings Limited Australia 0-76,100 25% 76,100-230,000 40% >230000 75% 75%BBG.AX Billabong International Ltd Australia 0-27,800 25% 27,800-85,000 40% 85,000-114,299 50% 60% >114,299 75%BIN.AX Bingo Industries Limited Australia 0-35,000 20% 35,000-210,000 30% 210,000-594,361 50% 60% >594,361 75%BNO.AX Bionomics Ltd Australia 0-41,200 25% 41,200-82,400 40% 82,400-211,603 50% 60% >211,603 75%BTC.AX BioTech Capital Limited Australia 0-89,800 25% 89,800-179,600 40% >179600 75% 75%BIT.AX Biotron Limited Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%BXN.AX Bioxyne Limited Australia 0-473,300 25% 473,300-946,600 40% >946600 75% 75%BGS.AX Birimian Limited Australia 0-44,300 25% 44,300-88,600 40% 88,600-677,578 50% 60% >677,578 75%BIS.AX Bisalloy Steel Group Ltd Australia 0-23,200 25% 23,200-70,000 40% >70000 75% 75%BSN.AX Bisan Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%BKI.AX BKI Investment Co Ltd Australia 0-10,400 25% 10,400-60,000 40% 60,000-102,858 50% 60% >102,858 75%BKM.AX BKM Management Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%BMZ.AX Black Mountain Resources Limited Australia 0-761,300 25% 761,300-1,522,600 40% >1522600 75% 75%SRN.AX Black Ridge Mining NL Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%BKT.AX Black Rock Mining Limited Australia 0-282,400 25% 282,400-564,800 40% >564800 75% 75%BSP.AX Black Star Petroleum Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%BLK.AX Blackham Resources Limited Australia 0-125,100 25% 125,100-750,000 40% 750,000-1,127,782 50% 60% >1,127,782 75%BKL.AX Blackmores Ltd Australia 0-1,500 10% 1,500-15,000 20% 15,000-40,000 35% 45% >40,000 75%BSX.AX Blackstone Minerals Limited Australia 0-35,700 25% 35,700-71,400 40% 71,400-78,216 50% 60% >78,216 75%BWF.AX BlackWall Limited Australia 0-18,800 25% 18,800-55,000 40% >55000 75% 75%BWR.AX Blackwall Property Trust Australia 0-13,200 25% 13,200-40,000 40% >40000 75% 75%BLZ.AX Blaze International Limited Australia 0-416,900 25% 416,900-833,800 40% >833800 75% 75%BGH.AX Bligh Resources Limited Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%BDI.AX Blina Minerals NL Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%BUL.AX Blue Energy Ltd Australia 0-113,000 25% 113,000-226,000 40% 226,000-1,091,643 50% 60% >1,091,643 75%BLA.AX Blue Sky Alternative Investments Ltd Australia 0-2,500 25% 2,500-15,000 40% 15,000-41,391 50% 60% >41,391 75%BAF.AX Blue Sky Alternatives Access Fund Limited Australia 0-14,100 25% 14,100-85,000 40% 85,000-94,176 50% 60% >94,176 75%BCT.AX Bluechiip Limited Australia 0-437,800 25% 437,800-1,500,000 40% >1500000 75% 75%BSL.AX BlueScope Steel Ltd Australia 0-35,000 5% 35,000-350,000 10% 350,000-2,000,000 20% 40% >2,000,000 75%BLG.AX BluGlass Ltd Australia 0-43,800 25% 43,800-130,000 40% 130,000-163,600 50% 60% >163,600 75%BMG.AX BMG Resources Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%BOA.AX Boadicea Resources Limited Australia 0-125,100 25% 125,100-250,200 40% >250200 75% 75%BLY.AX Boart Longyear Ltd Australia 0-1,591,900 25% 1,591,900-5,000,000 40% >5000000 75% 75%BDA.AX Bod Australia Limited Australia 0-100,100 25% 100,100-300,000 40% >300000 75% 75%BOL.AX Boom Logistics Ltd Australia 0-103,000 25% 103,000-300,000 40% 300,000-388,409 50% 60% >388,409 75%BBR.AX Bora Bora Resources Limited Australia 0-372,600 25% 372,600-745,200 40% >745200 75% 75%BLD.AX Boral Ltd Australia 0-35,000 5% 35,000-350,000 10% 350,000-2,000,000 20% 40% >2,000,000 75%BOE.AX Boss Resources Limited Australia 0-301,900 25% 301,900-603,800 40% 603,800-784,436 50% 60% >784,436 75%BOT.AX Botanix Pharmaceuticals Limited Australia 0-336,800 25% 336,800-673,600 40% 673,600-1,166,158 50% 60% >1,166,158 75%BML.AX Botswana Metals Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%BOC.AX Bougainville Copper Ltd Australia 0-62,500 25% 62,500-125,000 40% >125000 75% 75%BUY.AX Bounty Oil & Gas NL Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%BCB.AX Bowen Coking Coal Limited Australia 0-875,600 25% 875,600-1,751,200 40% 1,751,200-4,700,864 50% 60% >4,700,864 75%BPH.AX BPH Energy Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%BPS.AX BPS Technology Limited Australia 0-27,400 25% 27,400-80,000 40% 80,000-97,204 50% 60% >97,204 75%BRC.AX Brain Resource Limited Australia 0-265,300 25% 265,300-530,600 40% >530600 75% 75%BRN.AX BrainChip Holdings Limited Australia 0-85,400 25% 85,400-500,000 40% 500,000-999,203 50% 60% >999,203 75%





BXB.AX Brambles Ltd Australia 0-40,000 5% 40,000-400,000 10% 400,000-2,500,000 20% 40% >2,500,000 75%BVS.AX Bravura Solutions Limited Australia 0-20,000 25% 20,000-120,000 40% 120,000-320,113 50% 60% >320,113 75%BRB.AX Breaker Resources NL Australia 0-31,300 25% 31,300-62,600 40% 62,600-152,473 50% 60% >152,473 75%BRG.AX Breville Group Ltd Australia 0-6,000 20% 6,000-60,000 30% 60,000-100,000 50% 60% >100,000 75%BKW.AX Brickworks Ltd Australia 0-7,000 20% 7,000-70,000 30% 70,000-130,000 50% 60% >130,000 75%BYL.AX Brierty Limited Australia 0-218,900 25% 218,900-650,000 40% >650000 75% 75%BBL.AX Brisbane Broncos Limited Australia 0-33,000 25% 33,000-100,000 40% >100000 75% 75%BCK.AX Brockman Mining Ltd (ASX) Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%BPL.AX Broken Hill Prospecting Limited Australia 0-324,300 25% 324,300-648,600 40% >648600 75% 75%BEE.AX Broo Ltd Australia 0-60,400 25% 60,400-180,000 40% >180000 75% 75%BYH.AX Bryah Resources Limited Australia 0-92,200 25% 92,200-184,400 40% >184400 75% 75%BSA.AX BSA Ltd Australia 0-46,100 25% 46,100-140,000 40% 140,000-256,990 50% 60% >256,990 75%BTT.AX BT Investment Management Ltd Australia 0-25,000 10% 25,000-250,000 20% 250,000-750,000 35% 45% >750,000 75%BUB.AX Bubs Australia Limited Australia 0-170,000 20% 170,000-1,000,000 30% 1,000,000-3,066,372 50% 60% >3,066,372 75%BUD.AX Buddy Platform Inc Australia 0-80,000 25% 80,000-475,000 40% 475,000-1,479,330 50% 60% >1,479,330 75%BUG.AX Buderim Group Limited Australia 0-70,000 25% 70,000-210,000 40% >210000 75% 75%BIQ.AX BuildingIQ Inc Australia 0-253,800 25% 253,800-750,000 40% >750000 75% 75%BNR.AX Bulletin Resources Limited Australia 0-486,400 25% 486,400-972,800 40% >972800 75% 75%BPF.AX Bulletproof Group Limited Australia 0-250,200 25% 250,200-750,000 40% >750000 75% 75%BRU.AX Buru Energy Ltd Australia 0-62,500 25% 62,500-125,000 40% 125,000-253,507 50% 60% >253,507 75%BUX.AX Buxton Resources Limited Australia 0-175,100 25% 175,100-350,200 40% >350200 75% 75%BMP.AX BuyMyPlace.com.au Limited Australia 0-77,800 25% 77,800-230,000 40% >230000 75% 75%BWP.AX BWP Trust Australia 0-30,000 20% 30,000-300,000 30% 300,000-575,000 50% 60% >575,000 75%BWX.AX BWX Limited Australia 0-10,000 20% 10,000-60,000 30% 60,000-177,490 50% 60% >177,490 75%BYE.AX Byron Energy Limited Australia 0-103,000 25% 103,000-206,000 40% 206,000-346,815 50% 60% >346,815 75%BPG.AX Byte Power Group Limited Australia 0-2,188,900 25% 2,188,900-15,000,000 40% 15,000,000-19,530,150 50% 60% >19,530,150 75%CAB.AX Cabcharge Australia Ltd Australia 0-10,200 25% 10,200-60,000 40% 60,000-147,837 50% 60% >147,837 75%CBS.AX Cabral Resources Limited Australia 0-583,700 25% 583,700-1,167,400 40% 1,167,400-3,133,730 50% 60% >3,133,730 75%CDM.AX Cadence Capital Ltd Australia 0-13,700 25% 13,700-80,000 40% 80,000-94,853 50% 60% >94,853 75%CAD.AX Caeneus Minerals Limited Australia 0-7,004,400 25% 7,004,400-14,008,800 40% 14,008,800-16,921,462 50% 60% >16,921,462 75%CAI.AX Calidus Resources Limited Australia 0-364,800 25% 364,800-729,600 40% 729,600-3,784,715 50% 60% >3,784,715 75%CE1.AX Calima Energy Ltd Australia 0-312,700 25% 312,700-625,400 40% >625400 75% 75%CTX.AX Caltex Australia Ltd Australia 0-8,000 5% 8,000-80,000 10% 80,000-475,000 20% 40% >475,000 75%CAN.AX CANN Group Limited Australia 0-15,000 25% 15,000-90,000 40% 90,000-261,638 50% 60% >261,638 75%CAE.AX Cannindah Resources Limited Australia 0-547,200 25% 547,200-1,094,400 40% >1094400 75% 75%CP1.AX Cannpal Animal Therapeutics Limited Australia 0-94,700 25% 94,700-189,400 40% 189,400-647,505 50% 60% >647,505 75%CAY.AX Canyon Resources Limited Australia 0-159,200 25% 159,200-318,400 40% >318400 75% 75%CFE.AX Cape Lambert Resources Ltd Australia 0-761,300 25% 761,300-1,522,600 40% >1522600 75% 75%CZZ.AX Capilano Honey Limited Australia 0-1,000 25% 1,000-3,000 40% 3,000-5,338 50% 60% >5,338 75%CMY.AX Capital Mining Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%CAJ.AX Capitol Health Ltd Australia 0-80,000 25% 80,000-475,000 40% 475,000-1,405,574 50% 60% >1,405,574 75%CAA.AX Capral Ltd Australia 0-125,100 25% 125,100-375,000 40% 375,000-415,499 50% 60% >415,499 75%CMM.AX Capricorn Metals Limited Australia 0-324,300 25% 324,300-648,600 40% >648600 75% 75%CAQ.AX CAQ Holdings Limited Australia 0-218,900 25% 218,900-650,000 40% >650000 75% 75%CRB.AX Carbine Resources Limited Australia 0-233,500 25% 233,500-467,000 40% >467000 75% 75%CNQ.AX Carbine Tungsten Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%CNX.AX Carbon Energy Ltd Australia 0-97,300 25% 97,300-194,600 40% >194600 75% 75%CRM.AX Carbon Minerals Limited Australia 0-175,100 25% 175,100-350,200 40% >350200 75% 75%CDV.AX Cardinal Resources Limited Australia 0-28,700 25% 28,700-57,400 40% 57,400-221,966 50% 60% >221,966 75%CDD.AX Cardno Ltd Australia 0-12,400 25% 12,400-75,000 40% 75,000-178,021 50% 60% >178,021 75%CDP.AX Carindale Property Trust Australia 0-2,200 25% 2,200-6,500 40% 6,500-13,158 50% 60% >13,158 75%CIN.AX Carlton Investments Ltd Australia 0-1,000 25% 1,000-3,000 40% >3000 75% 75%CVN.AX Carnarvon Petroleum Ltd Australia 0-166,800 25% 166,800-333,600 40% 333,600-352,212 50% 60% >352,212 75%CAV.AX Carnavale Resources Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%CCE.AX Carnegie Clean Energy Limited Australia 0-473,300 25% 473,300-1,500,000 40% >1500000 75% 75%CAP.AX Carpentaria Exploration Limited Australia 0-221,700 25% 221,700-443,400 40% >443400 75% 75%CAR.AX carsales.com Ltd Australia 0-15,000 10% 15,000-150,000 20% 150,000-400,000 35% 45% >400,000 75%CCV.AX Cash Converters International Ltd Australia 0-48,600 25% 48,600-150,000 40% 150,000-203,897 50% 60% >203,897 75%CZI.AX Cassini Resources Limited Australia 0-180,500 25% 180,500-361,000 40% >361000 75% 75%CCZ.AX Castillo Copper Limited Australia 0-265,300 25% 265,300-530,600 40% 530,600-2,094,479 50% 60% >2,094,479 75%CDT.AX Castle Minerals Limited Australia 0-301,900 25% 301,900-603,800 40% 603,800-1,498,532 50% 60% >1,498,532 75%CYL.AX Catalyst Metals Limited Australia 0-22,700 25% 22,700-45,400 40% >45400 75% 75%CAT.AX Catapult Group International Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-229,364 50% 60% >229,364 75%CXU.AX Cauldron Energy Limited Australia 0-389,100 25% 389,100-778,200 40% >778200 75% 75%CAZ.AX Cazaly Resources Limited Australia 0-427,100 25% 427,100-854,200 40% >854200 75% 75%CBL.AX CBL Corporation Limited Australia 0-6,300 25% 6,300-20,000 40% 20,000-26,542 50% 60% >26,542 75%CT1.AX CCP Technologies Ltd Australia 0-921,600 25% 921,600-3,000,000 40% >3000000 75% 75%CWP.AX Cedar Woods Properties Ltd Australia 0-3,000 25% 3,000-20,000 40% 20,000-32,451 50% 60% >32,451 75%CDY.AX Cellmid Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%CLT.AX Cellnet Group Ltd Australia 0-64,900 25% 64,900-190,000 40% >190000 75% 75%CLA.AX Celsius Resources Limited Australia 0-206,000 25% 206,000-412,000 40% 412,000-2,434,157 50% 60% >2,434,157 75%CTM.AX Centaurus Metals Limited Australia 0-2,501,600 25% 2,501,600-5,003,200 40% 5,003,200-5,100,809 50% 60% >5,100,809 75%CTL.AX Centennial Mining Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%CTP.AX Central Petroleum Ltd Australia 0-178,700 25% 178,700-357,400 40% 357,400-751,894 50% 60% >751,894 75%CAF.AX Centrepoint Alliance Limited Australia 0-29,400 25% 29,400-90,000 40% >90000 75% 75%CXM.AX Centrex Metals Ltd Australia 0-180,500 25% 180,500-361,000 40% >361000 75% 75%CNI.AX Centuria Capital Limited Australia 0-15,000 25% 15,000-90,000 40% 90,000-262,978 50% 60% >262,978 75%CIP.AX Centuria Industrial REIT Australia 0-9,000 25% 9,000-55,000 40% 55,000-156,122 50% 60% >156,122 75%CMA.AX Centuria Metropolitan REIT Australia 0-7,300 25% 7,300-45,000 40% 45,000-120,815 50% 60% >120,815 75%CYA.AX Century Australia Investments Ltd Australia 0-18,500 25% 18,500-55,000 40% >55000 75% 75%CFO.AX CFOAM Limited Australia 0-48,000 25% 48,000-140,000 40% >140000 75% 75%CHN.AX Chalice Gold Mines Limited Australia 0-85,400 25% 85,400-170,800 40% 170,800-243,072 50% 60% >243,072 75%CEL.AX Challenger Energy Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%CGF.AX Challenger Ltd Australia 0-30,000 10% 30,000-300,000 20% 300,000-900,000 35% 45% >900,000 75%CHR.AX Chalmers Limited Australia 0-5,600 25% 5,600-15,000 40% >15000 75% 75%CIA.AX Champion Iron Ltd - (AU) Australia 0-12,900 25% 12,900-25,800 40% 25,800-167,045 50% 60% >167,045 75%CCA.AX Change Financial Limited Australia 0-20,400 25% 20,400-60,000 40% >60000 75% 75%CHP.AX Chapmans Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%CHC.AX Charter Hall Group Australia 0-30,000 10% 30,000-300,000 20% 300,000-900,000 35% 45% >900,000 75%CQR.AX Charter Hall Retail REIT Australia 0-25,000 10% 25,000-250,000 20% 250,000-475,000 35% 45% >475,000 75%CHZ.AX Chesser Resources Ltd Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%CDC.AX China Dairy Corporation Limited Australia 0-250,200 25% 250,200-750,000 40% >750000 75% 75%CMC.AX China Magnesium Corporation Limited Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%CDH.AX Chongherr Investments Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%CNU.AX Chorus Ltd Australia 0-20,000 20% 20,000-120,000 30% 120,000-345,474 50% 60% >345,474 75%CII.AX CI Resources Limited Australia 0-9,600 25% 9,600-30,000 40% >30000 75% 75%CIM.AX CIMIC Group Ltd Australia 0-6,000 10% 6,000-60,000 20% 60,000-170,000 35% 45% >170,000 75%CNW.AX Cirrus Networks Holdings Limited Australia 0-875,600 25% 875,600-2,500,000 40% >2500000 75% 75%CTO.AX Citigold Corp Ltd Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%CLY.AX Clancy Exploration Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%CND.AX Clarius Group Ltd Australia 0-227,400 25% 227,400-675,000 40% >675000 75% 75%CL1.AX Class Limited Australia 0-8,000 25% 8,000-50,000 40% 50,000-152,859 50% 60% >152,859 75%





CLZ.AX Classic Minerals Limited Australia 0-3,891,300 25% 3,891,300-10,000,000 40% >10000000 75% 75%CSS.AX Clean Seas Tuna Ltd Australia 0-282,400 25% 282,400-850,000 40% 850,000-1,421,542 50% 60% >1,421,542 75%CLQ.AX Clean TeQ Holdings Limited Australia 0-40,000 20% 40,000-240,000 30% 240,000-711,231 50% 60% >711,231 75%CWY.AX Cleanaway Waste Management Ltd Australia 0-90,000 15% 90,000-550,000 25% 550,000-1,738,241 40% 55% >1,738,241 75%CVW.AX ClearView Wealth Ltd Australia 0-11,900 25% 11,900-35,000 40% >35000 75% 75%CAM.AX Clime Capital Limited Australia 0-20,100 25% 20,100-60,000 40% >60000 75% 75%CUV.AX Clinuvel Pharmaceuticals Ltd Australia 0-2,000 25% 2,000-6,000 40% 6,000-9,814 50% 60% >9,814 75%CLV.AX Clover Corp Ltd Australia 0-31,000 25% 31,000-62,000 40% 62,000-103,198 50% 60% >103,198 75%CMI.AX CMI Limited Australia 0-13,900 25% 13,900-40,000 40% >40000 75% 75%CGR.AX CML Group Limited Australia 0-45,500 25% 45,500-140,000 40% >140000 75% 75%CZA.AX Coal of Africa Ltd (ASX) Australia 0-416,900 25% 416,900-833,800 40% >833800 75% 75%AUH.AX Coalbank Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%CA8.AX CoAssets Limited Australia 0-92,200 25% 92,200-275,000 40% >275000 75% 75%COB.AX Cobalt Blue Holdings Limited Australia 0-61,400 25% 61,400-180,000 40% 180,000-228,137 50% 60% >228,137 75%CO1.AX Cobalt One Ltd Australia 0-152,300 25% 152,300-304,600 40% 304,600-434,188 50% 60% >434,188 75%CCL.AX Coca-Cola Amatil Ltd Australia 0-40,000 10% 40,000-400,000 20% 400,000-1,000,000 35% 45% >1,000,000 75%COH.AX Cochlear Ltd Australia 0-1,500 5% 1,500-15,000 10% 15,000-85,000 20% 40% >85,000 75%CDA.AX Codan Ltd Australia 0-7,700 25% 7,700-45,000 40% 45,000-105,093 50% 60% >105,093 75%CGS.AX CogState Limited Australia 0-18,300 25% 18,300-55,000 40% >55000 75% 75%CHK.AX Cohiba Minerals Limited Australia 0-1,945,700 25% 1,945,700-3,891,400 40% >3891400 75% 75%CKA.AX Cokal Ltd Australia 0-416,900 25% 416,900-833,800 40% 833,800-1,532,991 50% 60% >1,532,991 75%CL8.AX Collaborate Corporation Limited Australia 0-486,400 25% 486,400-1,500,000 40% 1,500,000-1,875,257 50% 60% >1,875,257 75%CLH.AX Collection House Ltd Australia 0-12,400 25% 12,400-75,000 40% 75,000-93,204 50% 60% >93,204 75%CLL.AX Collerina Cobalt Limited Australia 0-175,100 25% 175,100-350,200 40% 350,200-374,935 50% 60% >374,935 75%CKF.AX Collins Foods Ltd Australia 0-9,000 20% 9,000-55,000 30% 55,000-153,761 50% 60% >153,761 75%CRL.AX Comet Resources Limited Australia 0-211,000 25% 211,000-422,000 40% >422000 75% 75%COI.AX Comet Ridge Limited Australia 0-60,400 25% 60,400-120,800 40% 120,800-258,395 50% 60% >258,395 75%CBA.AX Commonwealth Bank of Australia Australia 0-20,000 5% 20,000-108,293 10% 108,293-433,172 20% 40% >433,172 75%COM.AX ComOps Limited Australia 0-2,694,000 25% 2,694,000-5,388,000 40% >5388000 75% 75%CMP.AX Compumedics Limited Australia 0-47,300 25% 47,300-140,000 40% >140000 75% 75%CPU.AX Computershare Ltd Australia 0-30,000 10% 30,000-300,000 20% 300,000-825,000 35% 45% >825,000 75%CNJ.AX Coni Company Limited Australia 0-380,700 25% 380,700-761,400 40% >761400 75% 75%CIO.AX Connected IO Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%CXZ.AX Connexion Media Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%COG.AX Consolidated Operations Group Limited Australia 0-145,900 25% 145,900-450,000 40% >450000 75% 75%CZL.AX Consolidated Zinc Limited Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%CEN.AX Contact Energy Limited Australia 0-3,400 25% 3,400-20,000 40% 20,000-32,157 50% 60% >32,157 75%CGA.AX Contango Asset Management Ltd Australia 0-26,500 25% 26,500-80,000 40% >80000 75% 75%CIE.AX Contango Income Generator Limited Australia 0-18,100 25% 18,100-55,000 40% 55,000-58,643 50% 60% >58,643 75%CTN.AX Contango Microcap Ltd Australia 0-18,800 25% 18,800-55,000 40% 55,000-107,162 50% 60% >107,162 75%COE.AX Cooper Energy Ltd Australia 0-100,000 25% 100,000-600,000 40% 600,000-1,848,259 50% 60% >1,848,259 75%CSE.AX Copper Strike Limited Australia 0-67,400 25% 67,400-134,800 40% >134800 75% 75%COY.AX Coppermoly Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%CZN.AX Corazon Mining Limited Australia 0-875,600 25% 875,600-1,751,200 40% 1,751,200-2,409,113 50% 60% >2,409,113 75%CXO.AX Core Exploration Limited Australia 0-269,400 25% 269,400-538,800 40% 538,800-1,588,161 50% 60% >1,588,161 75%CTD.AX Corporate Travel Management Ltd Australia 0-5,000 10% 5,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%COO.AX Corum Group Limited Australia 0-449,000 25% 449,000-898,000 40% >898000 75% 75%CGC.AX Costa Group Holdings Ltd Australia 0-25,000 15% 25,000-150,000 25% 150,000-496,492 40% 55% >496,492 75%CGM.AX Cougar Metals NL Australia 0-1,250,800 25% 1,250,800-2,501,600 40% 2,501,600-2,912,882 50% 60% >2,912,882 75%CUP.AX Countplus Limited Australia 0-31,300 25% 31,300-95,000 40% >95000 75% 75%CCJ.AX County International Limited Australia 0-1,459,300 25% 1,459,300-2,918,600 40% >2918600 75% 75%CVT.AX Covata Ltd Australia 0-336,800 25% 336,800-1,000,000 40% >1000000 75% 75%CYG.AX Coventry Group Ltd Australia 0-16,500 25% 16,500-50,000 40% >50000 75% 75%CYY.AX Coventry Resources Limited Australia 0-159,200 25% 159,200-318,400 40% >318400 75% 75%CZR.AX Coziron Resources Limited Australia 0-530,600 25% 530,600-1,061,200 40% >1061200 75% 75%CGO.AX CPT Global Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%CXX.AX Cradle Resources Limited Australia 0-97,300 25% 97,300-194,600 40% >194600 75% 75%CGN.AX Crater Gold Mining Limited Australia 0-1,347,000 25% 1,347,000-2,694,000 40% >2694000 75% 75%CR8.AX Cre8tek Limited Australia 0-227,400 25% 227,400-1,500,000 40% 1,500,000-2,689,122 50% 60% >2,689,122 75%CCP.AX Credit Corp Group Ltd Australia 0-5,000 20% 5,000-50,000 30% 50,000-85,000 50% 60% >85,000 75%CPH.AX Creso Pharma Limited Australia 0-25,800 25% 25,800-51,600 40% 51,600-387,997 50% 60% >387,997 75%CMW.AX Cromwell Property Group (ASX) Australia 0-90,000 20% 90,000-900,000 30% 900,000-1,500,000 50% 60% >1,500,000 75%CUX.AX Crossland Strategic Metals Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%CM8.AX Crowd Mobile Limited Australia 0-100,100 25% 100,100-300,000 40% 300,000-369,555 50% 60% >369,555 75%CWN.AX Crown Resorts Ltd Australia 0-30,000 10% 30,000-300,000 20% 300,000-925,000 35% 45% >925,000 75%CAS.AX Crusader Resources Limited Australia 0-182,400 25% 182,400-364,800 40% >364800 75% 75%CTE.AX Cryosite Limited Australia 0-116,700 25% 116,700-350,000 40% >350000 75% 75%CSV.AX CSG Ltd Australia 0-35,400 25% 35,400-210,000 40% 210,000-228,346 50% 60% >228,346 75%CSL.AX CSL Ltd Australia 0-7,000 5% 7,000-60,802 10% 60,802-243,208 20% 40% >243,208 75%CSR.AX CSR Ltd Australia 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%CLX.AX CTI Logistics Limited Australia 0-16,800 25% 16,800-50,000 40% >50000 75% 75%CUE.AX Cue Energy Resources Ltd Australia 0-291,900 25% 291,900-583,800 40% >583800 75% 75%CUL.AX Cullen Resources Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%CV1.AX CV Check Limited Australia 0-233,500 25% 233,500-700,000 40% >700000 75% 75%CVC.AX CVC Ltd Australia 0-7,300 25% 7,300-20,000 40% >20000 75% 75%CYB.AX CYBG PLC - (AU) Australia 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%CYQ.AX CYCLIQ Group Limited Australia 0-972,800 25% 972,800-3,000,000 40% >3000000 75% 75%CYC.AX Cyclopharm Limited Australia 0-17,500 25% 17,500-55,000 40% >55000 75% 75%CYP.AX Cynata Therapeutics Limited Australia 0-29,200 25% 29,200-58,400 40% 58,400-78,000 50% 60% >78,000 75%DCN.AX Dacian Gold Limited Australia 0-15,000 25% 15,000-90,000 40% 90,000-240,966 50% 60% >240,966 75%DNK.AX Danakali Ltd Australia 0-24,000 25% 24,000-48,000 40% 48,000-58,205 50% 60% >58,205 75%DHR.AX Dark Horse Resources Limited Australia 0-1,945,700 25% 1,945,700-3,891,400 40% >3891400 75% 75%DTM.AX Dart Mining NL Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%DTL.AX Data#3 Ltd Australia 0-9,200 25% 9,200-55,000 40% 55,000-91,719 50% 60% >91,719 75%DDT.AX DataDot Technology Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%DTR.AX Dateline Resources Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%DW8.AX Dawine Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%DEG.AX De Grey Mining Limited Australia 0-70,000 25% 70,000-425,000 40% 425,000-1,326,226 50% 60% >1,326,226 75%DEM.AX De.mem Limited Australia 0-56,500 25% 56,500-170,000 40% >170000 75% 75%DSX.AX Decimal Software Limited Australia 0-603,800 25% 603,800-2,000,000 40% >2000000 75% 75%DCG.AX Decmil Group Ltd Australia 0-13,500 25% 13,500-80,000 40% 80,000-159,488 50% 60% >159,488 75%DYL.AX Deep Yellow Ltd Australia 0-70,000 25% 70,000-140,000 40% >140000 75% 75%DLC.AX Delecta Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%DMI.AX Dempsey Minerals Limited Australia 0-250,200 25% 250,200-500,400 40% >500400 75% 75%D13.AX Department 13 International Limited Australia 0-208,500 25% 208,500-625,000 40% >625000 75% 75%DGH.AX Desane Group Holdings Limited Australia 0-13,900 25% 13,900-40,000 40% >40000 75% 75%DVN.AX Devine Limited Australia 0-44,900 25% 44,900-89,800 40% >89800 75% 75%DXS.AX Dexus Property Group Australia 0-45,000 10% 45,000-450,000 20% 450,000-1,500,000 35% 45% >1,500,000 75%DGO.AX DGO Gold Limited Australia 0-8,900 25% 8,900-25,000 40% >25000 75% 75%DGR.AX DGR Global Ltd Australia 0-175,100 25% 175,100-350,200 40% >350200 75% 75%DRX.AX Diatreme Resources Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%DDR.AX Dicker Data Limited Australia 0-6,400 25% 6,400-40,000 40% 40,000-41,643 50% 60% >41,643 75%





DMC.AX Digimatic Group Limited Australia 0-437,800 25% 437,800-1,500,000 40% >1500000 75% 75%DCC.AX DigitalX Limited Australia 0-250,000 25% 250,000-1,500,000 40% 1,500,000-4,657,239 50% 60% >4,657,239 75%DXF.AX Ding Sheng Xin Finance Company Limited Australia 0-350,200 25% 350,200-1,000,000 40% >1000000 75% 75%DM1.AX DirectMoney Limited Australia 0-603,800 25% 603,800-2,000,000 40% >2000000 75% 75%DAF.AX Discovery Africa Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%DUI.AX Diversified United Investment Ltd Australia 0-4,500 25% 4,500-25,000 40% 25,000-28,910 50% 60% >28,910 75%DJW.AX Djerriwarrh Investments Ltd Australia 0-4,900 25% 4,900-30,000 40% 30,000-55,473 50% 60% >55,473 75%DCL.AX DomaCom Limited Australia 0-175,100 25% 175,100-525,000 40% >525000 75% 75%DME.AX Dome Gold Mines Limited Australia 0-83,400 25% 83,400-166,800 40% >166800 75% 75%DMP.AX Domino's Pizza Enterprises Ltd Australia 0-7,000 10% 7,000-70,000 20% 70,000-220,000 35% 45% >220,000 75%DNA.AX Donaco International Ltd Australia 0-39,800 25% 39,800-240,000 40% 240,000-292,572 50% 60% >292,572 75%DFM.AX Dongfang Modern Agriculture Holding Group LimAustralia 0-22,600 25% 22,600-70,000 40% 70,000-80,584 50% 60% >80,584 75%DRM.AX Doray Minerals Ltd Australia 0-92,200 25% 92,200-550,000 40% 550,000-746,339 50% 60% >746,339 75%DOR.AX Doriemus PLC Australia 0-38,100 25% 38,100-76,200 40% 76,200-98,810 50% 60% >98,810 75%DVL.AX dorsaVi Limited Australia 0-63,700 25% 63,700-127,400 40% >127400 75% 75%DTZ.AX Dotz Nano Ltd Australia 0-85,400 25% 85,400-250,000 40% >250000 75% 75%DOW.AX Downer EDI Ltd Australia 0-50,000 10% 50,000-500,000 20% 500,000-1,500,000 35% 45% >1,500,000 75%DRA.AX Dragon Mining Limited Australia 0-87,600 25% 87,600-275,000 40% >275000 75% 75%DTS.AX Dragontail Systems Limited Australia 0-68,700 25% 68,700-210,000 40% >210000 75% 75%DRG.AX Draig Resources Limited Australia 0-152,300 25% 152,300-304,600 40% 304,600-690,001 50% 60% >690,001 75%DRK.AX Drake Resources Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%DN8.AX Dreamscape Networks Limited Australia 0-71,500 25% 71,500-210,000 40% >210000 75% 75%DRO.AX DroneShield Limited Australia 0-92,200 25% 92,200-275,000 40% >275000 75% 75%DSE.AX Dropsuite Ltd Australia 0-259,400 25% 259,400-775,000 40% >775000 75% 75%DTI.AX DTI Group Limited Australia 0-129,700 25% 129,700-400,000 40% >400000 75% 75%DUB.AX Dubber Corporation Limited Australia 0-45,500 25% 45,500-140,000 40% >140000 75% 75%DKM.AX Duketon Mining Limited Australia 0-125,100 25% 125,100-250,200 40% >250200 75% 75%DLX.AX DuluxGroup Ltd Australia 0-25,000 10% 25,000-250,000 20% 250,000-700,000 35% 45% >700,000 75%DWS.AX DWS Ltd Australia 0-12,300 25% 12,300-75,000 40% >75000 75% 75%DMA.AX Dynasty Resources Limited Australia 0-291,900 25% 291,900-583,800 40% >583800 75% 75%E2M.AX E2 Metals Limited Australia 0-116,700 25% 116,700-233,400 40% >233400 75% 75%EHH.AX Eagle Health Holdings Limited Australia 0-49,300 25% 49,300-150,000 40% >150000 75% 75%EER.AX East Energy Resources Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%EGS.AX Eastern Goldfields Limited Australia 0-74,500 25% 74,500-149,000 40% 149,000-228,824 50% 60% >228,824 75%EFE.AX Eastern Iron Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%EAS.AX Easton Investments Limited Australia 0-14,500 25% 14,500-45,000 40% >45000 75% 75%EBO.AX EBOS Group Limited Australia 0-1,100 25% 1,100-3,500 40% >3500 75% 75%ECG.AX eCargo Holdings Limited Australia 0-318,400 25% 318,400-950,000 40% >950000 75% 75%EAR.AX Echo Resources Limited Australia 0-81,400 25% 81,400-162,800 40% 162,800-438,524 50% 60% >438,524 75%EPM.AX Eclipse Metals Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% 2,334,800-2,411,445 50% 60% >2,411,445 75%ECX.AX Eclipx Group Limited Australia 0-20,000 10% 20,000-200,000 20% 200,000-550,000 35% 45% >550,000 75%EDE.AX Eden Innovations Limited Australia 0-152,300 25% 152,300-304,600 40% 304,600-890,711 50% 60% >890,711 75%EGA.AX Egan Street Resources Limited Australia 0-58,400 25% 58,400-116,800 40% >116800 75% 75%EHX.AX EHR Resources ltd Australia 0-103,000 25% 103,000-206,000 40% 206,000-591,187 50% 60% >591,187 75%ENN.AX Elanor Investors Group Australia 0-8,100 25% 8,100-50,000 40% 50,000-59,246 50% 60% >59,246 75%ELD.AX Elders Ltd Australia 0-10,000 20% 10,000-60,000 30% 60,000-178,231 50% 60% >178,231 75%EOS.AX Electro Optic Systems Holdings Ltd Australia 0-7,100 25% 7,100-45,000 40% >45000 75% 75%ELT.AX Elementos Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%EXR.AX Elixir Petroleum Ltd Australia 0-253,800 25% 253,800-507,600 40% >507600 75% 75%ELK.AX Elk Petroleum Limited Australia 0-269,400 25% 269,400-538,800 40% 538,800-633,744 50% 60% >633,744 75%EAI.AX Ellerston Asian Investments Limited Australia 0-16,600 25% 16,600-50,000 40% 50,000-85,889 50% 60% >85,889 75%ELX.AX Ellex Medical Lasers Limited Australia 0-17,600 25% 17,600-35,200 40% 35,200-84,314 50% 60% >84,314 75%ELO.AX ELMO Software Limited Australia 0-5,300 25% 5,300-15,000 40% 15,000-17,133 50% 60% >17,133 75%ELS.AX Elsight Limited Australia 0-18,800 25% 18,800-110,000 40% 110,000-197,202 50% 60% >197,202 75%EYM.AX Elysium Resources Limited Australia 0-486,400 25% 486,400-972,800 40% 972,800-5,563,311 50% 60% >5,563,311 75%EMB.AX Embelton Limited Australia 0-1,400 25% 1,400-4,000 40% >4000 75% 75%EHL.AX Emeco Holdings Ltd Australia 0-190,000 25% 190,000-1,000,000 40% 1,000,000-3,408,991 50% 60% >3,408,991 75%EMR.AX Emerald Resources NL Australia 0-364,800 25% 364,800-729,600 40% >729600 75% 75%EMG.AX Emergent Resources Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%EML.AX EML Payments Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-284,279 50% 60% >284,279 75%ERM.AX Emmerson Resources Limited Australia 0-216,200 25% 216,200-432,400 40% >432400 75% 75%ERX.AX Emperor Range Group Limited Australia 0-291,900 25% 291,900-583,800 40% >583800 75% 75%EEG.AX Empire Energy Group Ltd Australia 0-1,347,000 25% 1,347,000-2,694,000 40% >2694000 75% 75%EGO.AX Empire Oil & Gas NL Australia 0-145,900 25% 145,900-450,000 40% >450000 75% 75%ERL.AX Empire Resources Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%EPD.AX Empired Ltd Australia 0-33,400 25% 33,400-100,000 40% 100,000-139,333 50% 60% >139,333 75%EMU.AX Emu NL Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%ENR.AX Encounter Resources Limited Australia 0-218,900 25% 218,900-437,800 40% >437800 75% 75%ENB.AX Eneabba Gas Limited Australia 0-2,188,900 25% 2,188,900-6,500,000 40% >6500000 75% 75%ENX.AX Enegex Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%EMX.AX Energia Minerals Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%EAX.AX Energy Action Limited Australia 0-17,900 25% 17,900-55,000 40% >55000 75% 75%EME.AX Energy Metals Ltd Australia 0-140,100 25% 140,100-280,200 40% >280200 75% 75%EOL.AX Energy One Limited Australia 0-26,900 25% 26,900-80,000 40% >80000 75% 75%ERA.AX Energy Resources of Australia Ltd Australia 0-24,800 25% 24,800-75,000 40% 75,000-102,449 50% 60% >102,449 75%EGY.AX Energy Technologies Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%EWC.AX Energy World Corp Ltd Australia 0-70,000 25% 70,000-210,000 40% >210000 75% 75%EGG.AX Enero Group Limited Australia 0-17,900 25% 17,900-55,000 40% 55,000-68,855 50% 60% >68,855 75%EGN.AX Engenco Ltd Australia 0-43,200 25% 43,200-130,000 40% >130000 75% 75%EOR.AX Enhanced Oil & Gas Recovery Limited Australia 0-1,945,700 25% 1,945,700-3,891,400 40% >3891400 75% 75%ENC.AX Enice Holding Company Limited Australia 0-48,600 25% 48,600-150,000 40% >150000 75% 75%EXO.AX Ennox Group Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%ENA.AX Ensurance Limited Australia 0-250,200 25% 250,200-750,000 40% >750000 75% 75%ETE.AX Entek Energy Ltd Australia 0-729,600 25% 729,600-1,459,200 40% >1459200 75% 75%ENT.AX Enterprise Metals Limited Australia 0-625,400 25% 625,400-1,250,800 40% >1250800 75% 75%ESI.AX Environmental Clean Technologies Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%EGL.AX Environmental Group Limited Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%ENZ.AX Enzumo Limited Australia 0-291,900 25% 291,900-875,000 40% >875000 75% 75%EPT.AX ePAT Technologies Limited Australia 0-343,400 25% 343,400-686,800 40% 686,800-2,474,291 50% 60% >2,474,291 75%EPA.AX Ephraim Resources Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%EQX.AX Equatorial Resources Ltd Australia 0-42,700 25% 42,700-85,400 40% >85400 75% 75%EQT.AX Equity Trustees Ltd Australia 0-1,000 25% 1,000-3,000 40% 3,000-5,345 50% 60% >5,345 75%EQE.AX Equus Mining Limited Australia 0-473,300 25% 473,300-946,600 40% >946600 75% 75%EPW.AX ERM Power Ltd Australia 0-12,400 25% 12,400-75,000 40% 75,000-157,193 50% 60% >157,193 75%ESE.AX eSense-Lab Limited Australia 0-64,900 25% 64,900-129,800 40% 129,800-171,311 50% 60% >171,311 75%ESV.AX Eservglobal Ltd (ASX) Australia 0-97,300 25% 97,300-300,000 40% >300000 75% 75%ESH.AX Esport Mogus Asia Pacific Ltd Australia 0-796,000 25% 796,000-2,500,000 40% >2500000 75% 75%EHE.AX Estia Health Ltd Australia 0-30,000 20% 30,000-300,000 30% 300,000-525,000 50% 60% >525,000 75%ESR.AX Estrella Resources Limited Australia 0-603,800 25% 603,800-1,207,600 40% >1207600 75% 75%ESK.AX Etherstack PLC Australia 0-97,300 25% 97,300-300,000 40% >300000 75% 75%EUM.AX Eumeralla Resources Limited Australia 0-218,900 25% 218,900-650,000 40% >650000 75% 75%EBG.AX Eumundi Group Limited Australia 0-19,900 25% 19,900-60,000 40% >60000 75% 75%





EGH.AX Eureka Group Holdings Limited Australia 0-50,800 25% 50,800-150,000 40% 150,000-236,284 50% 60% >236,284 75%EUC.AX European Cobalt Ltd Australia 0-150,000 25% 150,000-900,000 40% 900,000-2,753,697 50% 60% >2,753,697 75%EUR.AX European Lithium Ltd Australia 0-330,400 25% 330,400-660,800 40% >660800 75% 75%EMH.AX European Metals Holdings Limited - (AU) Australia 0-21,400 25% 21,400-42,800 40% >42800 75% 75%EZL.AX Euroz Ltd Australia 0-14,600 25% 14,600-45,000 40% >45000 75% 75%EVE.AX EVE Investments Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%EVT.AX Event Hospitality and Entertainment Australia 0-2,000 25% 2,000-10,000 40% 10,000-35,233 50% 60% >35,233 75%EVN.AX Evolution Mining Ltd Australia 0-170,000 10% 170,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%EVO.AX Evolve Education Group Limited Australia 0-24,800 25% 24,800-75,000 40% >75000 75% 75%EXG.AX Excelsior Gold Ltd Australia 0-330,400 25% 330,400-660,800 40% >660800 75% 75%EXP.AX Experience Co Ltd Australia 0-24,000 25% 24,000-70,000 40% 70,000-74,583 50% 60% >74,583 75%EXU.AX Explaurum Limited Australia 0-159,200 25% 159,200-318,400 40% 318,400-542,156 50% 60% >542,156 75%FTT.AX Factor Therapeutics Limited Australia 0-336,800 25% 336,800-673,600 40% >673600 75% 75%FXJ.AX Fairfax Media Ltd Australia 0-200,000 10% 200,000-2,000,000 20% 2,000,000-6,000,000 35% 45% >6,000,000 75%FZO.AX Family Zone Cyber Safety Limited Australia 0-21,600 25% 21,600-130,000 40% 130,000-212,957 50% 60% >212,957 75%FAR.AX FAR Ltd Australia 0-221,700 25% 221,700-443,400 40% 443,400-2,974,444 50% 60% >2,974,444 75%FRM.AX Farm Pride Foods Limited Australia 0-17,400 25% 17,400-50,000 40% >50000 75% 75%FFC.AX FarmaForce Limited Australia 0-206,000 25% 206,000-412,000 40% >412000 75% 75%FBR.AX Fastbrick Robotics Limited Australia 0-150,000 25% 150,000-900,000 40% 900,000-2,721,022 50% 60% >2,721,022 75%FPC.AX Fat Prophets - Global Contrarian Fund Australia 0-14,700 25% 14,700-45,000 40% >45000 75% 75%FFG.AX Fatfish Internet Group Limited Australia 0-380,700 25% 380,700-1,000,000 40% >1000000 75% 75%FEI.AX FE Investmentls Group Limited Australia 0-94,700 25% 94,700-275,000 40% >275000 75% 75%FEL.AX Fe Ltd Australia 0-833,900 25% 833,900-1,667,800 40% >1667800 75% 75%FCR.AX Ferrum Crescent Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%FTZ.AX Fertoz Limited Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%FFI.AX FFI Holdings Limited Australia 0-4,200 25% 4,200-15,000 40% >15000 75% 75%FID.AX Fiducian Group Limited Australia 0-3,200 25% 3,200-9,500 40% 9,500-9,674 50% 60% >9,674 75%FSG.AX Field Solutions Holdings Limited Australia 0-547,200 25% 547,200-1,500,000 40% >1500000 75% 75%FRI.AX Finbar Group Ltd Australia 0-18,500 25% 18,500-55,000 40% >55000 75% 75%FND.AX Finders Resources Limited Australia 0-73,000 25% 73,000-146,000 40% 146,000-624,366 50% 60% >624,366 75%FGR.AX First Graphite Limited Australia 0-166,800 25% 166,800-333,600 40% 333,600-460,789 50% 60% >460,789 75%FGF.AX First Growth Funds Limited Australia 0-921,600 25% 921,600-3,000,000 40% 3,000,000-5,386,875 50% 60% >5,386,875 75%FCT.AX Firstwave Cloud Technology Limited Australia 0-67,400 25% 67,400-200,000 40% >200000 75% 75%FPH.AX Fisher & Paykel Healthcare Corp Ltd Australia 0-7,000 10% 7,000-70,000 20% 70,000-140,000 35% 45% >140,000 75%FZR.AX Fitzroy River Corp Ltd Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%FSI.AX Flagship Investments Limited Australia 0-10,300 25% 10,300-30,000 40% >30000 75% 75%FWD.AX Fleetwood Corp Ltd Australia 0-6,500 25% 6,500-40,000 40% 40,000-43,298 50% 60% >43,298 75%FBU.AX Fletcher Building Ltd Australia 0-25,000 10% 25,000-250,000 20% 250,000-500,000 35% 45% >500,000 75%FXL.AX FlexiGroup Ltd Australia 0-35,000 20% 35,000-350,000 30% 350,000-625,000 50% 60% >625,000 75%FRX.AX Flexiroam Limited Australia 0-250,200 25% 250,200-750,000 40% >750000 75% 75%FLT.AX Flight Centre Travel Group Ltd Australia 0-8,000 10% 8,000-80,000 20% 80,000-230,000 35% 45% >230,000 75%FMS.AX Flinders Mines Ltd Australia 0-301,900 25% 301,900-603,800 40% >603800 75% 75%FLC.AX Fluence Corp Ltd Australia 0-27,800 25% 27,800-170,000 40% 170,000-255,837 50% 60% >255,837 75%FML.AX Focus Minerals Ltd Australia 0-43,800 25% 43,800-87,600 40% >87600 75% 75%FET.AX Folkestone Education Trust Australia 0-6,100 25% 6,100-35,000 40% 35,000-112,919 50% 60% >112,919 75%FLK.AX Folkestone Limited Australia 0-14,800 25% 14,800-45,000 40% >45000 75% 75%FOR.AX Forager Australian Shares Fund Australia 0-8,400 25% 8,400-25,000 40% >25000 75% 75%4CE.AX Force Commodities Ltd Australia 0-296,800 25% 296,800-593,600 40% 593,600-3,067,906 50% 60% >3,067,906 75%FMG.AX Fortescue Metals Group Ltd Australia 0-160,000 5% 160,000-1,500,000 10% 1,500,000-7,206,172 20% 40% >7,206,172 75%FRN.AX Fraser Range Metals Group Limited Australia 0-833,900 25% 833,900-1,667,800 40% >1667800 75% 75%FNP.AX Freedom Foods Group Ltd Australia 0-3,600 25% 3,600-20,000 40% 20,000-44,281 50% 60% >44,281 75%FIG.AX Freedom Insurance Group Limited Australia 0-34,000 25% 34,000-200,000 40% 200,000-211,478 50% 60% >211,478 75%FDM.AX Freedom Oil and Gas Ltd Australia 0-70,000 25% 70,000-140,000 40% 140,000-286,695 50% 60% >286,695 75%FHS.AX Freehill Mining Limited Australia 0-206,000 25% 206,000-412,000 40% >412000 75% 75%FLN.AX Freelancer Limited Australia 0-34,300 25% 34,300-100,000 40% 100,000-107,828 50% 60% >107,828 75%FPL.AX Fremont Petroleum Corp Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%FNT.AX Frontier Resources Limited Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%FSA.AX FSA Group Ltd Australia 0-11,700 25% 11,700-35,000 40% >35000 75% 75%FUN.AX Funtastic Ltd Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%FFT.AX Future Fibre Technologies Limited Australia 0-129,700 25% 129,700-400,000 40% >400000 75% 75%FGG.AX Future Generation Global Investment Company Australia 0-15,400 25% 15,400-90,000 40% 90,000-174,407 50% 60% >174,407 75%FGX.AX Future Generation Investment Company LimitedAustralia 0-15,300 25% 15,300-90,000 40% 90,000-151,953 50% 60% >151,953 75%FYI.AX FYI Resources Limited Australia 0-350,200 25% 350,200-700,400 40% >700400 75% 75%GMV.AX G Medical Innovations Holdings Ltd Australia 0-45,000 25% 45,000-275,000 40% 275,000-793,016 50% 60% >793,016 75%GEM.AX G8 Education Ltd Australia 0-35,000 10% 35,000-350,000 20% 350,000-1,000,000 35% 45% >1,000,000 75%GRB.AX Gage Roads Brewing Co Australia 0-257,500 25% 257,500-775,000 40% >775000 75% 75%GXY.AX Galaxy Resources Ltd Australia 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%GAP.AX Gale Pacific Ltd Australia 0-47,300 25% 47,300-140,000 40% >140000 75% 75%G1A.AX Galena Mining Limited Australia 0-41,700 25% 41,700-83,400 40% 83,400-214,290 50% 60% >214,290 75%GLL.AX Galilee Energy Limited Australia 0-106,100 25% 106,100-212,200 40% 212,200-218,322 50% 60% >218,322 75%GDF.AX Garda Diversified Property Fund Australia 0-14,600 25% 14,600-45,000 40% >45000 75% 75%GGX.AX Gas2grid Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%GTY.AX Gateway Lifestyle Australia 0-25,000 20% 25,000-150,000 30% 150,000-490,537 50% 60% >490,537 75%GML.AX Gateway Mining Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%GZL.AX Gazal Corporation Limited Australia 0-7,700 25% 7,700-25,000 40% >25000 75% 75%GBX.AX GB Energy Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%GBM.AX GBM Gold Limited Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%GBZ.AX GBM Resources Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%GBT.AX GBST Holdings Ltd Australia 0-8,200 25% 8,200-50,000 40% 50,000-98,346 50% 60% >98,346 75%GDI.AX GDI Property Group Australia 0-20,000 25% 20,000-120,000 40% 120,000-360,987 50% 60% >360,987 75%GBI.AX Genera Biosystems Limited Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%GNE.AX Genesis Energy Ltd Australia 0-7,800 25% 7,800-45,000 40% 45,000-52,596 50% 60% >52,596 75%GMD.AX Genesis Minerals Limited Australia 0-625,400 25% 625,400-2,000,000 40% >2000000 75% 75%GES.AX Genesis Resources Limited Australia 0-564,900 25% 564,900-1,129,800 40% >1129800 75% 75%GSS.AX Genetic Signatures Limited Australia 0-57,400 25% 57,400-114,800 40% >114800 75% 75%GTG.AX Genetic Technologies Ltd Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%GNX.AX Genex Power Limited Australia 0-54,700 25% 54,700-160,000 40% >160000 75% 75%GTK.AX Gentrack Group Limited Australia 0-3,200 25% 3,200-9,500 40% 9,500-17,924 50% 60% >17,924 75%GMA.AX Genworth Mortgage Insurance Australia Ltd Australia 0-25,000 10% 25,000-250,000 20% 250,000-750,000 35% 45% >750,000 75%GPR.AX Geopacific Resources Limited Australia 0-625,400 25% 625,400-1,250,800 40% >1250800 75% 75%GSW.AX Getswift Limited Australia 0-20,000 25% 20,000-120,000 40% 120,000-328,109 50% 60% >328,109 75%GID.AX GI Dynamics Inc Australia 0-364,800 25% 364,800-729,600 40% >729600 75% 75%GBG.AX Gindalbie Metals Ltd Australia 0-761,300 25% 761,300-1,522,600 40% >1522600 75% 75%GLA.AX Gladiator Resources Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%GC1.AX Glennon Small Companies Limited Australia 0-18,700 25% 18,700-55,000 40% >55000 75% 75%GLE.AX Glg Corporation Limited Australia 0-70,000 25% 70,000-210,000 40% >210000 75% 75%GCS.AX Global Construction Services Limited Australia 0-21,900 25% 21,900-130,000 40% 130,000-216,781 50% 60% >216,781 75%GFI.AX Global Fortune Investment Limited Australia 0-61,400 25% 61,400-122,800 40% >122800 75% 75%GSC.AX Global Geoscience Limited Australia 0-83,400 25% 83,400-166,800 40% 166,800-1,027,666 50% 60% >1,027,666 75%GGH.AX Global Gold Holdings Limited Australia 0-761,300 25% 761,300-2,500,000 40% >2500000 75% 75%GLH.AX Global Health Limited Australia 0-60,400 25% 60,400-180,000 40% >180000 75% 75%GFL.AX Global Masters Fund Limited Australia 0-7,600 25% 7,600-25,000 40% >25000 75% 75%





GBP.AX Global Petroleum Limited Australia 0-530,600 25% 530,600-1,061,200 40% >1061200 75% 75%GLB.AX Globe International Ltd Australia 0-14,000 25% 14,000-40,000 40% >40000 75% 75%GBE.AX Globe Metals and Mining Ltd Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%GME.AX GME Resources Limited Australia 0-100,100 25% 100,100-300,000 40% >300000 75% 75%GFY.AX Godfreys Group Limited Australia 0-31,800 25% 31,800-95,000 40% >95000 75% 75%GMN.AX Gold Mountain Limited Australia 0-159,200 25% 159,200-318,400 40% >318400 75% 75%GOR.AX Gold Road Resources Ltd Australia 0-25,000 25% 25,000-150,000 40% 150,000-472,827 50% 60% >472,827 75%GCR.AX Golden Cross Resources Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%GED.AX Golden Deeps Limited Australia 0-407,200 25% 407,200-814,400 40% >814400 75% 75%G88.AX Golden Mile Resources Limited Australia 0-26,900 25% 26,900-53,800 40% 53,800-371,800 50% 60% >371,800 75%GMR.AX Golden Rim Resources Limited Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%GWR.AX Golden West Resources Ltd Australia 0-188,300 25% 188,300-376,600 40% >376600 75% 75%GMY.AX Goldfields Money Limited Australia 0-13,500 25% 13,500-40,000 40% >40000 75% 75%GMG.AX Goodman Group Australia 0-35,000 5% 35,000-350,000 10% 350,000-2,000,000 20% 40% >2,000,000 75%GOO.AX Gooroo Ventures Limited Australia 0-125,100 25% 125,100-375,000 40% >375000 75% 75%GOW.AX Gowing Brothers Ltd Australia 0-5,500 25% 5,500-15,000 40% >15000 75% 75%GPS.AX GPS Alliance Holdings Ltd Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%GPT.AX GPT Group Australia 0-80,000 10% 80,000-800,000 20% 800,000-2,500,000 35% 45% >2,500,000 75%GNG.AX GR Engineering Services Limited Australia 0-13,400 25% 13,400-26,800 40% 26,800-60,491 50% 60% >60,491 75%GNC.AX GrainCorp Ltd Australia 0-10,000 10% 10,000-100,000 20% 100,000-350,000 35% 45% >350,000 75%GGE.AX Grand Gulf Energy Limited Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%GBA.AX Grandbridge Limited Australia 0-875,600 25% 875,600-2,500,000 40% >2500000 75% 75%GRR.AX Grange Resources Ltd Australia 0-94,700 25% 94,700-575,000 40% 575,000-714,556 50% 60% >714,556 75%GPX.AX Graphex Mining Limited Australia 0-62,500 25% 62,500-125,000 40% >125000 75% 75%GBR.AX Great Boulder Resources Limited Australia 0-76,100 25% 76,100-152,200 40% 152,200-191,513 50% 60% >191,513 75%GTE.AX Great Western Exploration Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%GSL.AX Greatcell Solar Ltd Australia 0-97,300 25% 97,300-300,000 40% >300000 75% 75%GXL.AX Greencross Ltd Australia 0-15,000 20% 15,000-150,000 30% 150,000-240,000 50% 60% >240,000 75%GPP.AX Greenpower Energy Limited Australia 0-833,900 25% 833,900-1,667,800 40% 1,667,800-3,664,745 50% 60% >3,664,745 75%GRV.AX Greenvale Energy Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%GOZ.AX Growthpoint Properties Australia Ltd Australia 0-15,000 20% 15,000-150,000 30% 150,000-250,000 50% 60% >250,000 75%GTR.AX GTI Resources Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%GTN.AX GTN Limited Australia 0-7,300 25% 7,300-45,000 40% 45,000-92,997 50% 60% >92,997 75%GUD.AX GUD Holdings Ltd Australia 0-8,000 20% 8,000-80,000 30% 80,000-150,000 50% 60% >150,000 75%GLF.AX Gulf Industrials Ltd Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%GMC.AX Gulf Manganese Corporation Limited Australia 0-972,800 25% 972,800-1,945,600 40% 1,945,600-6,696,470 50% 60% >6,696,470 75%GUL.AX Gullewa Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%GWA.AX GWA Group Ltd Australia 0-20,000 20% 20,000-200,000 30% 200,000-400,000 50% 60% >400,000 75%HMX.AX Hammer Metals Limited Australia 0-449,000 25% 449,000-898,000 40% >898000 75% 75%HHM.AX Hampton Hill Mining NL Australia 0-547,200 25% 547,200-1,094,400 40% >1094400 75% 75%HNR.AX Hannans Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%HSN.AX Hansen Technologies Ltd Australia 0-9,000 25% 9,000-55,000 40% 55,000-160,849 50% 60% >160,849 75%HAO.AX Haoma Mining NL Australia 0-76,100 25% 76,100-152,200 40% >152200 75% 75%HAR.AX Haranga Resources Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%HT8.AX Harris Technology Group Limited Australia 0-287,100 25% 287,100-850,000 40% >850000 75% 75%HVN.AX Harvey Norman Holdings Ltd Australia 0-80,000 10% 80,000-800,000 20% 800,000-2,500,000 35% 45% >2,500,000 75%HHY.AX Hastings High Yield Fund Australia 0-175,100 25% 175,100-525,000 40% >525000 75% 75%HAS.AX Hastings Technology Metals Limited Australia 0-67,400 25% 67,400-200,000 40% >200000 75% 75%HAV.AX Havilah Resources NL Australia 0-76,100 25% 76,100-230,000 40% >230000 75% 75%HOG.AX Hawkley Oil and Gas Ltd Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%HAW.AX Hawthorn Resources Limited Australia 0-324,300 25% 324,300-648,600 40% >648600 75% 75%HZR.AX Hazer Group Limited Australia 0-32,100 25% 32,100-64,200 40% 64,200-102,991 50% 60% >102,991 75%HSO.AX Healthscope Ltd Australia 0-150,000 10% 150,000-1,500,000 20% 1,500,000-4,500,000 35% 45% >4,500,000 75%HMO.AX HearMeOut Limited Australia 0-113,000 25% 113,000-350,000 40% >350000 75% 75%HE8.AX Helios Energy Limited Australia 0-389,100 25% 389,100-778,200 40% 778,200-995,248 50% 60% >995,248 75%HLX.AX Helix Resources Ltd Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%HLO.AX Helloworld Ltd Australia 0-3,600 25% 3,600-10,000 40% 10,000-17,079 50% 60% >17,079 75%HML.AX Henry Morgan Limited Australia 0-8,800 25% 8,800-25,000 40% 25,000-31,930 50% 60% >31,930 75%HRR.AX Heron Resources Ltd Australia 0-227,400 25% 227,400-454,800 40% >454800 75% 75%HXG.AX Hexagon Resources Ltd Australia 0-94,700 25% 94,700-189,400 40% >189400 75% 75%HNG.AX HGL Ltd Australia 0-38,900 25% 38,900-120,000 40% >120000 75% 75%HPR.AX High Peak Royalties Limited Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%HFR.AX Highfield Resources Ltd Australia 0-17,900 25% 17,900-35,800 40% 35,800-115,791 50% 60% >115,791 75%HIG.AX Highlands Pacific Ltd Australia 0-159,200 25% 159,200-318,400 40% >318400 75% 75%HEG.AX Hill End Gold Ltd Australia 0-129,700 25% 129,700-259,400 40% 259,400-348,943 50% 60% >348,943 75%HGO.AX Hillgrove Resources Ltd Australia 0-206,000 25% 206,000-625,000 40% >625000 75% 75%HIL.AX Hills Holdings Ltd Australia 0-85,400 25% 85,400-250,000 40% >250000 75% 75%HIT.AX HiTech Group Australia Limited Australia 0-24,500 25% 24,500-75,000 40% >75000 75% 75%HCT.AX Holista CollTech Limited Australia 0-152,300 25% 152,300-450,000 40% >450000 75% 75%HOM.AX Homeloans Limited Australia 0-37,300 25% 37,300-110,000 40% >110000 75% 75%HZN.AX Horizon Oil Ltd Australia 0-206,000 25% 206,000-625,000 40% >625000 75% 75%HOR.AX Horseshoe Metals Limited Australia 0-700,400 25% 700,400-1,400,800 40% >1400800 75% 75%HCH.AX Hot Chili Ltd Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%HOT.AX Hotcopper Holdings Limited Australia 0-83,400 25% 83,400-250,000 40% >250000 75% 75%HPI.AX Hotel Property Investments Ltd Australia 0-5,500 25% 5,500-35,000 40% 35,000-86,679 50% 60% >86,679 75%HRL.AX HRL Holdings Limited Australia 0-145,900 25% 145,900-450,000 40% >450000 75% 75%HT1.AX HT&E LIMITED Australia 0-25,000 25% 25,000-150,000 40% 150,000-449,236 50% 60% >449,236 75%HUB.AX HUB24 Limited Australia 0-2,500 25% 2,500-15,000 40% 15,000-42,013 50% 60% >42,013 75%HGL.AX Hudson Investment Group Limited Australia 0-547,200 25% 547,200-1,500,000 40% >1500000 75% 75%HHV.AX Hunter Hall Global Value Ltd Australia 0-14,500 25% 14,500-85,000 40% 85,000-141,446 50% 60% >141,446 75%HUO.AX Huon Aquaculture Group Limited Australia 0-3,600 25% 3,600-20,000 40% 20,000-31,857 50% 60% >31,857 75%HTA.AX Hutchison Telecommunications Australia Ltd Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%IS3.AX I Synergy Group Ltd Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%IBN.AX Ibuynew Group Ltd Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%ICI.AX iCandy Interactive Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%ICQ.AX iCar Asia Ltd Australia 0-94,700 25% 94,700-275,000 40% >275000 75% 75%ICT.AX iCollege Limited Australia 0-357,400 25% 357,400-1,000,000 40% >1000000 75% 75%ICN.AX Icon Energy Ltd Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%ICS.AX ICSGlobal Limited Australia 0-14,800 25% 14,800-45,000 40% >45000 75% 75%IEL.AX IDP Education Limited Australia 0-8,000 25% 8,000-50,000 40% 50,000-135,661 50% 60% >135,661 75%IDT.AX IDT Australia Ltd Australia 0-199,000 25% 199,000-600,000 40% >600000 75% 75%IKW.AX Ikwezi Mining Ltd Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%ILU.AX Iluka Resources Ltd Australia 0-40,000 10% 40,000-400,000 20% 400,000-1,000,000 35% 45% >1,000,000 75%IMA.AX Image Resources NL Australia 0-116,700 25% 116,700-233,400 40% >233400 75% 75%IBX.AX Imagion Biosystems Inc Australia 0-152,300 25% 152,300-304,600 40% >304600 75% 75%IMD.AX Imdex Ltd Australia 0-25,000 25% 25,000-150,000 40% 150,000-415,105 50% 60% >415,105 75%IMF.AX IMF Australia Ltd Australia 0-8,000 25% 8,000-50,000 40% 50,000-146,423 50% 60% >146,423 75%IMC.AX Immuron Limited Australia 0-97,300 25% 97,300-194,600 40% >194600 75% 75%IPT.AX Impact Minerals Limited Australia 0-583,700 25% 583,700-1,167,400 40% 1,167,400-2,075,124 50% 60% >2,075,124 75%IPD.AX ImpediMed Ltd Australia 0-22,500 25% 22,500-45,000 40% 45,000-339,295 50% 60% >339,295 75%IPC.AX Imperial Pacific Limited Australia 0-16,300 25% 16,300-50,000 40% >50000 75% 75%IHL.AX Impression Healthcare Limited Australia 0-625,400 25% 625,400-2,000,000 40% >2000000 75% 75%





IMU.AX Imugene Limited Australia 0-700,400 25% 700,400-1,400,800 40% 1,400,800-1,917,544 50% 60% >1,917,544 75%IAB.AX Inabox Group Limited Australia 0-33,000 25% 33,000-100,000 40% >100000 75% 75%ICG.AX Inca Minerals Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%IPL.AX Incitec Pivot Ltd Australia 0-80,000 10% 80,000-800,000 20% 800,000-2,500,000 35% 45% >2,500,000 75%IOG.AX Incremental Oil and Gas Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%INK.AX Indago Energy Limited Australia 0-182,400 25% 182,400-364,800 40% >364800 75% 75%IGO.AX Independence Group NL Australia 0-70,000 10% 70,000-700,000 20% 700,000-2,000,000 35% 45% >2,000,000 75%IXR.AX Indiana Resources Ltd Australia 0-201,300 25% 201,300-402,600 40% >402600 75% 75%IDO.AX Indo Mines Limited Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%IDZ.AX Indoor Skydive Australia Group Limited Australia 0-103,000 25% 103,000-300,000 40% >300000 75% 75%IDR.AX Industria REIT Australia 0-15,000 25% 15,000-90,000 40% 90,000-265,915 50% 60% >265,915 75%IFN.AX Infigen Energy Ltd Australia 0-70,000 20% 70,000-425,000 30% 425,000-1,319,747 50% 60% >1,319,747 75%IFM.AX Infomedia Ltd Australia 0-22,600 25% 22,600-140,000 40% 140,000-169,895 50% 60% >169,895 75%IFT.AX Infratil Limited Australia 0-6,200 25% 6,200-20,000 40% >20000 75% 75%INA.AX Ingenia Communities Group Australia 0-6,500 25% 6,500-40,000 40% 40,000-112,187 50% 60% >112,187 75%ING.AX Inghams Group Limited Australia 0-15,000 20% 15,000-90,000 30% 90,000-297,478 50% 60% >297,478 75%IIL.AX Innate Immunotherapeutics Limited Australia 0-648,600 25% 648,600-1,297,200 40% >1297200 75% 75%IAG.AX Insurance Australia Group Ltd Australia 0-45,000 5% 45,000-450,000 10% 450,000-2,500,000 20% 40% >2,500,000 75%IDX.AX Integral Diagnostics Ltd Australia 0-10,100 25% 10,100-60,000 40% 60,000-115,533 50% 60% >115,533 75%ITLDA.AX Integrated Media Technology Australia 0-2,600 25% 2,600-8,000 40% >8000 75% 75%IP1.AX Integrated Payment Technologies Limited Australia 0-194,600 25% 194,600-575,000 40% >575000 75% 75%IRI.AX Integrated Research Ltd Australia 0-4,400 25% 4,400-25,000 40% 25,000-80,955 50% 60% >80,955 75%IRC.AX Intermin Resources Limited Australia 0-140,100 25% 140,100-425,000 40% >425000 75% 75%IHS.AX Interpose Holdings Limited Australia 0-729,600 25% 729,600-1,459,200 40% >1459200 75% 75%IAM.AX Intiger Group Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%IEC.AX Intra Energy Corporation Limited Australia 0-2,501,600 25% 2,501,600-7,500,000 40% >7500000 75% 75%IAUDC.AX Intrepid Mines Ltd (ASX) Australia 0-15,000 25% 15,000-30,000 40% >30000 75% 75%IVT.AX Inventis Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%IOF.AX Investa Office Fund Australia 0-30,000 10% 30,000-300,000 20% 300,000-975,000 35% 45% >975,000 75%IVR.AX Investigator Resources Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%INV.AX InvestSMART Group Limited Australia 0-64,900 25% 64,900-190,000 40% >190000 75% 75%IVO.AX Invigor Group Limited Australia 0-2,188,900 25% 2,188,900-6,500,000 40% >6500000 75% 75%IVX.AX Invion Ltd Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%IVQ.AX Invitrocue Limited Australia 0-213,500 25% 213,500-427,000 40% >427000 75% 75%IVC.AX Invocare Ltd Australia 0-7,000 20% 7,000-70,000 30% 70,000-120,000 50% 60% >120,000 75%IOD.AX IODM Ltd Australia 0-1,945,700 25% 1,945,700-6,000,000 40% >6000000 75% 75%IFL.AX IOOF Holdings Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-575,000 35% 45% >575,000 75%IOT.AX IOT Group Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%IPB.AX IPB Petroleum Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%IPE.AX IPE Limited Australia 0-175,100 25% 175,100-525,000 40% >525000 75% 75%IPH.AX IPH Ltd Australia 0-20,000 20% 20,000-200,000 30% 200,000-350,000 50% 60% >350,000 75%IQ3.AX iQ3 Corporation Limited Australia 0-58,400 25% 58,400-180,000 40% >180000 75% 75%IRE.AX Iress Ltd Australia 0-7,000 10% 7,000-70,000 20% 70,000-210,000 35% 45% >210,000 75%INM.AX Iron Mountain Inc - (AU) Australia 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%IRD.AX Iron Road Limited Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%IBC.AX Ironbark Capital Ltd Australia 0-33,700 25% 33,700-100,000 40% >100000 75% 75%IBG.AX Ironbark Zinc Limited Australia 0-221,700 25% 221,700-443,400 40% >443400 75% 75%ISU.AX iSelect Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%ISD.AX iSentia Group Ltd Australia 0-45,000 20% 45,000-450,000 30% 450,000-850,000 50% 60% >850,000 75%ICU.AX Isentric Ltd Australia 0-389,100 25% 389,100-1,000,000 40% >1000000 75% 75%ISH.AX Ishine International Resources Limited Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%ISX.AX iSignthis Limited Australia 0-89,800 25% 89,800-179,600 40% 179,600-273,838 50% 60% >273,838 75%ITD.AX ITL Limited Australia 0-42,700 25% 42,700-130,000 40% >130000 75% 75%IGL.AX IVE Group Limited Australia 0-8,600 25% 8,600-50,000 40% 50,000-114,375 50% 60% >114,375 75%JKA.AX Jacka Resources Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%JHX.AX James Hardie Industries Plc Australia 0-10,000 5% 10,000-100,000 10% 100,000-700,000 20% 40% >700,000 75%JAL.AX Jameson Resources Limited Australia 0-166,800 25% 166,800-333,600 40% >333600 75% 75%JHG.AX Janus Henderson Group Australia 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%JHC.AX Japara Healthcare Ltd Australia 0-35,000 20% 35,000-350,000 30% 350,000-650,000 50% 60% >650,000 75%JAT.AX Jatenergy Limited Australia 0-761,300 25% 761,300-2,500,000 40% >2500000 75% 75%JHL.AX Jayex Healthcare Limited Australia 0-648,600 25% 648,600-1,297,200 40% >1297200 75% 75%JBH.AX JB Hi-Fi Ltd Australia 0-15,000 10% 15,000-150,000 20% 150,000-450,000 35% 45% >450,000 75%JCI.AX JC International Group Limited Australia 0-24,000 25% 24,000-70,000 40% >70000 75% 75%JCS.AX JCurve Solutions Limited Australia 0-416,900 25% 416,900-1,500,000 40% >1500000 75% 75%JRV.AX Jervois Mining Limited Australia 0-35,700 25% 35,700-71,400 40% 71,400-357,468 50% 60% >357,468 75%JJF.AX Jiajiafu Modern Agriculture Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%JRL.AX Jindalee Resources Limited Australia 0-73,000 25% 73,000-146,000 40% >146000 75% 75%JLG.AX Johns Lyng Group Limited Australia 0-20,000 25% 20,000-120,000 40% 120,000-361,405 50% 60% >361,405 75%JYC.AX Joyce Corporation Limited Australia 0-11,300 25% 11,300-35,000 40% >35000 75% 75%JIN.AX Jumbo Interactive Ltd Australia 0-6,000 25% 6,000-35,000 40% 35,000-61,824 50% 60% >61,824 75%JPR.AX Jupiter Energy Limited - (AU) Australia 0-175,100 25% 175,100-350,200 40% >350200 75% 75%JKL.AX JustKapital Litigation Partners Limited Australia 0-145,900 25% 145,900-450,000 40% >450000 75% 75%KSC.AX K&S Corp Ltd Australia 0-9,500 25% 9,500-30,000 40% >30000 75% 75%KAM.AX K2 Asset Management Holdings Limited Australia 0-67,400 25% 67,400-200,000 40% >200000 75% 75%KTE.AX K2 Energy Limited Australia 0-1,945,700 25% 1,945,700-6,000,000 40% >6000000 75% 75%KBU.AX Kabuni Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%KLR.AX Kaili Resources Limited Australia 0-437,800 25% 437,800-875,600 40% >875600 75% 75%KAI.AX Kairos Minerals Limited Australia 0-275,000 25% 275,000-1,500,000 40% 1,500,000-4,940,291 50% 60% >4,940,291 75%KZR.AX Kalamazoo Resources Limited Australia 0-109,400 25% 109,400-218,800 40% >218800 75% 75%KPO.AX Kalina Power Limited Australia 0-233,500 25% 233,500-700,000 40% >700000 75% 75%KLL.AX Kalium Lakes Limited Australia 0-36,500 25% 36,500-73,000 40% >73000 75% 75%KGM.AX KalNorth Gold Mines Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%KRL.AX Kangaroo Resources Ltd Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%KAR.AX Karoon Gas Australia Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-239,091 50% 60% >239,091 75%KAS.AX Kasbah Resources Ltd Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%KMD.AX Kathmandu Holdings Ltd Australia 0-8,100 25% 8,100-50,000 40% 50,000-77,857 50% 60% >77,857 75%KPC.AX Kazakhstan Potash Corporation Limited Australia 0-437,800 25% 437,800-875,600 40% >875600 75% 75%KEY.AX Key Petroleum Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%KBC.AX Keybridge Capital Ltd Australia 0-159,200 25% 159,200-475,000 40% >475000 75% 75%KGL.AX KGL Resources Ltd Australia 0-46,700 25% 46,700-93,400 40% >93400 75% 75%KNL.AX Kibaran Resources Limited Australia 0-106,100 25% 106,100-212,200 40% >212200 75% 75%KDR.AX Kidman Resources Limited Australia 0-70,000 25% 70,000-425,000 40% 425,000-1,336,349 50% 60% >1,336,349 75%KIN.AX KIN Mining NL Australia 0-53,100 25% 53,100-106,200 40% 106,200-284,124 50% 60% >284,124 75%KPL.AX Kina Petroleum Limited Australia 0-196,800 25% 196,800-393,600 40% >393600 75% 75%KSL.AX Kina Securities Limited Australia 0-23,700 25% 23,700-70,000 40% >70000 75% 75%KKO.AX Kinetiko Energy Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%KIS.AX King Island Scheelite Limited Australia 0-473,300 25% 473,300-946,600 40% >946600 75% 75%KRC.AX King River Copper Ltd Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%KCN.AX Kingsgate Consolidated Ltd Australia 0-37,300 25% 37,300-220,000 40% 220,000-308,984 50% 60% >308,984 75%KSN.AX Kingston Resources Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%KME.AX Kip McGrath Education Centres Limited Australia 0-36,100 25% 36,100-110,000 40% >110000 75% 75%KNM.AX Kneomedia Limited Australia 0-201,300 25% 201,300-1,000,000 40% 1,000,000-1,437,924 50% 60% >1,437,924 75%





KNO.AX Knosys Limited Australia 0-278,000 25% 278,000-825,000 40% >825000 75% 75%KGN.AX Kogan Australia Pty. Limited Australia 0-9,000 25% 9,000-55,000 40% 55,000-170,994 50% 60% >170,994 75%KFE.AX Kogi Iron Limited Australia 0-199,000 25% 199,000-398,000 40% 398,000-641,589 50% 60% >641,589 75%KKL.AX Kollakorn Corporation Limited Australia 0-350,200 25% 350,200-1,000,000 40% >1000000 75% 75%KKT.AX Konekt Limited Australia 0-34,000 25% 34,000-100,000 40% >100000 75% 75%KOR.AX Korab Resources Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%K2P.AX Kore Potash Limited Australia 0-97,300 25% 97,300-194,600 40% >194600 75% 75%KOV.AX Korvest Ltd Australia 0-7,500 25% 7,500-25,000 40% >25000 75% 75%KTA.AX Krakatoa Resources Limited Australia 0-389,100 25% 389,100-778,200 40% >778200 75% 75%KRS.AX Kresta Holdings Limited Australia 0-287,100 25% 287,100-850,000 40% >850000 75% 75%KGD.AX Kula Gold Limited Australia 0-648,600 25% 648,600-1,297,200 40% >1297200 75% 75%KYK.AX Kyckr Limited Australia 0-106,100 25% 106,100-325,000 40% >325000 75% 75%LCR.AX Laconia Resources Limited Australia 0-416,900 25% 416,900-833,800 40% >833800 75% 75%LKE.AX Lake Resources NL Australia 0-74,500 25% 74,500-149,000 40% 149,000-514,308 50% 60% >514,308 75%LKO.AX Lakes Oil NL Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%LHM.AX Land and Homes Group Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%LMW.AX Landmark White Limited Australia 0-26,100 25% 26,100-80,000 40% >80000 75% 75%LNY.AX Laneway Resources Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%LGR.AX Lanka Graphite Limited Australia 0-357,400 25% 357,400-714,800 40% >714800 75% 75%LBL.AX Laserbond Limited Australia 0-125,100 25% 125,100-375,000 40% >375000 75% 75%LAA.AX LatAm Autos Limited Australia 0-166,800 25% 166,800-500,000 40% >500000 75% 75%LRS.AX Latin Resources Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% 4,377,800-8,391,215 50% 60% >8,391,215 75%LCD.AX Latitude Consolidated Limited Australia 0-547,200 25% 547,200-1,094,400 40% >1094400 75% 75%LMG.AX Latrobe Magnesium Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%LBT.AX LBT Innovations Limited Australia 0-64,900 25% 64,900-129,800 40% >129800 75% 75%LER.AX Leaf Resources Limited Australia 0-184,300 25% 184,300-368,600 40% >368600 75% 75%LCY.AX Legacy Iron Ore Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%LGD.AX Legend Corporation Limited Australia 0-87,600 25% 87,600-275,000 40% >275000 75% 75%LEG.AX Legend Mining Ltd Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%LCK.AX Leigh Creek Energy Limited Australia 0-159,200 25% 159,200-318,400 40% >318400 75% 75%LLC.AX Lend Lease Group Australia 0-15,000 5% 15,000-150,000 10% 150,000-900,000 20% 40% >900,000 75%LPD.AX Lepidico Ltd Australia 0-486,400 25% 486,400-972,800 40% 972,800-7,966,252 50% 60% >7,966,252 75%LHC.AX LifeHealthcare Group Ltd Australia 0-6,700 25% 6,700-20,000 40% 20,000-39,258 50% 60% >39,258 75%LSH.AX Lifespot Health Limited Australia 0-113,000 25% 113,000-226,000 40% >226000 75% 75%LIC.AX Lifestyle Communities Ltd Australia 0-3,600 25% 3,600-20,000 40% 20,000-24,485 50% 60% >24,485 75%LML.AX Lincoln Minerals Limited Australia 0-437,800 25% 437,800-875,600 40% >875600 75% 75%LIN.AX Lindian Resources Limited Australia 0-700,400 25% 700,400-1,400,800 40% >1400800 75% 75%LAU.AX Lindsay Australia Limited Australia 0-43,200 25% 43,200-130,000 40% >130000 75% 75%LNU.AX Linius Technologies Limited Australia 0-389,100 25% 389,100-1,000,000 40% >1000000 75% 75%LNK.AX Link Administration Holdings Pty Limited Australia 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%LIO.AX Lion Energy Limited Australia 0-318,400 25% 318,400-636,800 40% >636800 75% 75%LSX.AX Lion Selection Group Limited Australia 0-47,300 25% 47,300-140,000 40% >140000 75% 75%LHB.AX Lionhub Group Limited Australia 0-253,800 25% 253,800-750,000 40% >750000 75% 75%LTR.AX Liontown Resources Limited Australia 0-761,300 25% 761,300-1,522,600 40% 1,522,600-1,933,797 50% 60% >1,933,797 75%LNG.AX Liquefied Natural Gas Ltd Australia 0-40,000 25% 40,000-240,000 40% 240,000-686,322 50% 60% >686,322 75%LIT.AX Lithium Australia NL Australia 0-71,500 25% 71,500-143,000 40% 143,000-901,261 50% 60% >901,261 75%LI3.AX Lithium Consolidated Mineral Exploration Ltd Australia 0-77,800 25% 77,800-155,600 40% >155600 75% 75%LPI.AX Lithium Power International Limited Australia 0-27,400 25% 27,400-54,800 40% 54,800-373,495 50% 60% >373,495 75%LVH.AX Livehire Limited Australia 0-18,400 25% 18,400-110,000 40% 110,000-230,217 50% 60% >230,217 75%LVT.AX LiveTiles Limited Australia 0-64,900 25% 64,900-190,000 40% >190000 75% 75%LCT.AX Living Cell Technologies Limited Australia 0-437,800 25% 437,800-875,600 40% >875600 75% 75%LPE.AX Locality Planning Energy Holdings Limited Australia 0-761,300 25% 761,300-2,500,000 40% >2500000 75% 75%LSR.AX Lodestar Minerals Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%LCM.AX LogiCamms Ltd Australia 0-56,500 25% 56,500-170,000 40% >170000 75% 75%LFR.AX Longford Resources Limited Australia 0-120,800 25% 120,800-241,600 40% 241,600-342,780 50% 60% >342,780 75%LGO.AX Longreach Oil Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%LVE.AX Love Group Global Limited Australia 0-194,600 25% 194,600-575,000 40% >575000 75% 75%LOV.AX Lovisa Holdings Limited Australia 0-3,000 25% 3,000-20,000 40% 20,000-50,568 50% 60% >50,568 75%LOM.AX Lucapa Diamond Co Ltd Australia 0-66,100 25% 66,100-200,000 40% 200,000-290,424 50% 60% >290,424 75%LWP.AX LWP Technologies Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%LYL.AX Lycopodium Ltd Australia 0-4,100 25% 4,100-10,000 40% 10,000-13,208 50% 60% >13,208 75%LYC.AX Lynas Corp Ltd Australia 0-725,000 15% 725,000-4,500,000 25% 4,500,000-14,417,177 40% 55% >14,417,177 75%MLD.AX MACA Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-248,208 50% 60% >248,208 75%M7T.AX Mach7 Technologies Limited Australia 0-77,800 25% 77,800-155,600 40% >155600 75% 75%MAH.AX Macmahon Holdings Ltd Australia 0-110,000 25% 110,000-650,000 40% 650,000-1,966,823 50% 60% >1,966,823 75%MRP.AX MacPhersons Resources Limited Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%MQA.AX Macquarie Atlas Roads Group Australia 0-35,000 10% 35,000-350,000 20% 350,000-1,000,000 35% 45% >1,000,000 75%MQG.AX Macquarie Group Ltd Australia 0-8,000 5% 8,000-80,000 10% 80,000-357,586 20% 40% >357,586 75%MRN.AX Macquarie Media Limited Australia 0-13,200 25% 13,200-40,000 40% >40000 75% 75%MAQ.AX Macquarie Telecom Group Limited Australia 0-1,300 25% 1,300-4,000 40% >4000 75% 75%MFG.AX Magellan Financial Group Ltd Australia 0-7,000 10% 7,000-70,000 20% 70,000-200,000 35% 45% >200,000 75%MAG.AX Magmatic Resources Limited Australia 0-116,700 25% 116,700-233,400 40% >233400 75% 75%MAU.AX Magnetic Resources NL Australia 0-62,500 25% 62,500-125,000 40% >125000 75% 75%MGT.AX Magnetite Mines Limited Australia 0-473,300 25% 473,300-946,600 40% >946600 75% 75%MNS.AX Magnis Resources Ltd Australia 0-36,100 25% 36,100-72,200 40% 72,200-450,624 50% 60% >450,624 75%MPE.AX Magnum Gas & Power Limited Australia 0-11,674,000 25% 11,674,000-23,348,000 40% >23348000 75% 75%MGU.AX Magnum Mining and Exploration Limited Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%MGL.AX Magontec Limited Australia 0-473,300 25% 473,300-1,500,000 40% >1500000 75% 75%MAI.AX MainstreamBPO Limited Australia 0-33,000 25% 33,000-100,000 40% >100000 75% 75%MAR.AX Malachite Resources Limited Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%MGP.AX Managed Accounts Holdings Limited Australia 0-53,900 25% 53,900-160,000 40% >160000 75% 75%MTL.AX Manalto Limited Australia 0-2,501,600 25% 2,501,600-7,500,000 40% >7500000 75% 75%MSR.AX Manas Resources Limited Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%MHC.AX Manhattan Corporation Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%MNM.AX Mantle Mining Corporation Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%MTR.AX Mantra Group Ltd Australia 0-35,000 20% 35,000-350,000 30% 350,000-1,000,000 50% 60% >1,000,000 75%MEY.AX Marenica Energy Ltd Australia 0-140,100 25% 140,100-280,200 40% >280200 75% 75%MTM.AX Mareterram Limited Australia 0-64,900 25% 64,900-190,000 40% >190000 75% 75%MZN.AX Marindi Metals Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% 2,060,200-2,807,244 50% 60% >2,807,244 75%MCX.AX Mariner Corporation Limited Australia 0-460,800 25% 460,800-1,500,000 40% >1500000 75% 75%MEU.AX Marmota Energy Limited Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%MQR.AX Marquee Resources Limited Australia 0-63,700 25% 63,700-127,400 40% >127400 75% 75%MJP.AX Martin Aircraft Co Ltd Australia 0-427,100 25% 427,100-1,500,000 40% >1500000 75% 75%MYE.AX Mastermyne Group Limited Australia 0-19,600 25% 19,600-60,000 40% 60,000-87,852 50% 60% >87,852 75%MCE.AX Matrix Composites & Engineering Ltd Australia 0-33,000 25% 33,000-100,000 40% >100000 75% 75%MAT.AX Matsa Resources Limited Australia 0-70,000 25% 70,000-140,000 40% >140000 75% 75%MXR.AX Maximus Resources Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%MXI.AX MaxiTRANS Industries Ltd Australia 0-23,300 25% 23,300-70,000 40% >70000 75% 75%MSP.AX Maxsec Group Limited Australia 0-603,800 25% 603,800-2,000,000 40% >2000000 75% 75%MFD.AX Mayfield Childcare Limited Australia 0-17,500 25% 17,500-55,000 40% >55000 75% 75%MYX.AX Mayne Pharma Group Ltd Australia 0-240,000 25% 240,000-2,500,000 40% 2,500,000-4,500,000 50% 60% >4,500,000 75%MRL.AX Mayur Resources Limited Australia 0-29,200 25% 29,200-58,400 40% 58,400-100,963 50% 60% >100,963 75%





MEA.AX McGrath Limited Australia 0-33,700 25% 33,700-100,000 40% 100,000-122,804 50% 60% >122,804 75%MMS.AX McMillan Shakespeare Ltd Australia 0-5,000 10% 5,000-50,000 20% 50,000-140,000 35% 45% >140,000 75%MXT.AX MCP Master Income Trust Australia 0-9,000 25% 9,000-55,000 40% 55,000-166,478 50% 60% >166,478 75%MCP.AX McPherson's Ltd Australia 0-14,000 25% 14,000-85,000 40% 85,000-101,027 50% 60% >101,027 75%MSG.AX MCS Services Limited Australia 0-729,600 25% 729,600-2,000,000 40% >2000000 75% 75%MMR.AX Mec Resources Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%MDR.AX MedAdvisor Limited Australia 0-336,800 25% 336,800-673,600 40% >673600 75% 75%MPL.AX Medibank Pvt Ltd Australia 0-120,000 10% 120,000-1,000,000 20% 1,000,000-3,500,000 35% 45% >3,500,000 75%MEB.AX Medibio Limited Australia 0-48,600 25% 48,600-97,200 40% 97,200-221,019 50% 60% >221,019 75%MLA.AX Medical Australia Limited Australia 0-194,600 25% 194,600-575,000 40% >575000 75% 75%MVP.AX Medical Developments International Limited Australia 0-2,700 25% 2,700-15,000 40% 15,000-23,774 50% 60% >23,774 75%MGZ.AX Medigard Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%MDC.AX Medlab Clinical Limited Australia 0-27,800 25% 27,800-55,600 40% >55600 75% 75%MML.AX Medusa Mining Ltd (ASX) Australia 0-41,200 25% 41,200-120,000 40% 120,000-235,932 50% 60% >235,932 75%MP1.AX Megaport Limited Australia 0-7,200 25% 7,200-45,000 40% 45,000-58,390 50% 60% >58,390 75%MJC.AX Mejority Capital Limited Australia 0-1,030,100 25% 1,030,100-3,000,000 40% >3000000 75% 75%MLB.AX Melbourne IT Ltd Australia 0-5,200 25% 5,200-30,000 40% 30,000-91,462 50% 60% >91,462 75%MEM.AX Memphasys Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%MVT.AX Mercantile Investment Company Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%MHI.AX Merchant House International Limited Australia 0-97,300 25% 97,300-300,000 40% >300000 75% 75%MCY.AX Mercury NZ Ltd Australia 0-5,600 25% 5,600-15,000 40% >15000 75% 75%MEZ.AX Meridian Energy Limited Australia 0-6,800 25% 6,800-20,000 40% >20000 75% 75%MED.AX Merlin Diamonds Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%MSB.AX Mesoblast Ltd Australia 0-40,000 25% 40,000-400,000 40% 400,000-675,000 50% 60% >675,000 75%MBK.AX Metal Bank Limited Australia 0-833,900 25% 833,900-1,667,800 40% >1667800 75% 75%MCT.AX Metalicity Limited Australia 0-486,400 25% 486,400-972,800 40% >972800 75% 75%MLM.AX Metallica Minerals Limited Australia 0-336,800 25% 336,800-673,600 40% >673600 75% 75%MNE.AX Metallum Limited Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%MLS.AX Metals Australia Ltd Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%MLX.AX Metals X Ltd Australia 0-45,000 20% 45,000-275,000 30% 275,000-833,058 50% 60% >833,058 75%MTC.AX MetalsTech Limited Australia 0-54,700 25% 54,700-109,400 40% 109,400-302,637 50% 60% >302,637 75%MTS.AX Metcash Ltd Australia 0-60,000 10% 60,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%MEI.AX Meteoric Resources NL Australia 0-239,900 25% 239,900-479,800 40% 479,800-2,646,790 50% 60% >2,646,790 75%MEL.AX Metgasco Ltd Australia 0-350,200 25% 350,200-700,400 40% >700400 75% 75%MNC.AX Metminco Ltd (ASX) Australia 0-287,100 25% 287,100-574,200 40% >574200 75% 75%MMI.AX Metro Mining Ltd Australia 0-81,400 25% 81,400-162,800 40% 162,800-420,887 50% 60% >420,887 75%MPP.AX Metro Performance Glass Limited Australia 0-21,200 25% 21,200-65,000 40% >65000 75% 75%MFF.AX MFF - Magellan Flagship Fund Ltd (AU) Australia 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%MGC.AX MG Unit Trust Australia 0-25,000 25% 25,000-150,000 40% 150,000-426,249 50% 60% >426,249 75%MXC.AX MGC Pharmaceuticals Limited Australia 0-350,000 25% 350,000-2,000,000 40% 2,000,000-6,300,114 50% 60% >6,300,114 75%MWR.AX MGM Wireless Limited Australia 0-44,900 25% 44,900-89,800 40% >89800 75% 75%AVW.AX MGT Resources Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%MHJ.AX Michael Hill International Limited Australia 0-16,400 25% 16,400-100,000 40% 100,000-113,458 50% 60% >113,458 75%MX1.AX Micro-X Limited Australia 0-41,700 25% 41,700-83,400 40% >83400 75% 75%MDI.AX Middle Island Resources Limited Australia 0-833,900 25% 833,900-1,667,800 40% >1667800 75% 75%MWY.AX Midway Limited Australia 0-7,600 25% 7,600-25,000 40% >25000 75% 75%MIG.AX migme Limited Australia 0-398,000 25% 398,000-1,000,000 40% >1000000 75% 75%MOY.AX Millennium Minerals Limited Australia 0-106,100 25% 106,100-325,000 40% 325,000-539,573 50% 60% >539,573 75%MIL.AX Millennium Services Group Limited Australia 0-11,000 25% 11,000-35,000 40% >35000 75% 75%MLT.AX Milton Corp Ltd Australia 0-5,000 25% 5,000-30,000 40% 30,000-91,767 50% 60% >91,767 75%MNB.AX Minbos Resources Limited Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%MCR.AX Mincor Resources NL Australia 0-43,800 25% 43,800-87,600 40% 87,600-157,634 50% 60% >157,634 75%MDX.AX Mindax Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%MRC.AX Mineral Commodities Limited Australia 0-140,100 25% 140,100-425,000 40% >425000 75% 75%MDL.AX Mineral Deposits Ltd Australia 0-19,000 25% 19,000-38,000 40% 38,000-128,568 50% 60% >128,568 75%MIN.AX Mineral Resources Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-650,000 35% 45% >650,000 75%MEP.AX Minotaur Exploration Limited Australia 0-194,600 25% 194,600-389,200 40% >389200 75% 75%MRR.AX Minrex Resources Limited Australia 0-152,300 25% 152,300-304,600 40% >304600 75% 75%MNW.AX Mint Wireless Ltd Australia 0-380,700 25% 380,700-1,000,000 40% >1000000 75% 75%MIR.AX Mirrabooka Investments Ltd Australia 0-6,600 25% 6,600-20,000 40% 20,000-36,218 50% 60% >36,218 75%MGR.AX Mirvac Group Australia 0-110,000 5% 110,000-1,000,000 10% 1,000,000-6,500,000 20% 40% >6,500,000 75%MSV.AX Mitchell Services Limited Australia 0-416,900 25% 416,900-1,500,000 40% >1500000 75% 75%MTH.AX Mithril Resources Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%MUA.AX Mitula Group Limited Australia 0-34,300 25% 34,300-210,000 40% 210,000-212,512 50% 60% >212,512 75%MRM.AX MMA Offshore Ltd Australia 0-76,100 25% 76,100-230,000 40% >230000 75% 75%MMJ.AX MMJ Phytotech Limited Australia 0-60,000 25% 60,000-350,000 40% 350,000-1,038,899 50% 60% >1,038,899 75%MNF.AX MNF Group Ltd Australia 0-3,100 25% 3,100-20,000 40% 20,000-60,923 50% 60% >60,923 75%MBM.AX Mobecom Ltd Australia 0-27,400 25% 27,400-160,000 40% 160,000-280,693 50% 60% >280,693 75%MBO.AX Mobilarm Limited Australia 0-729,600 25% 729,600-2,000,000 40% >2000000 75% 75%MBE.AX Mobile Embrace Ltd Australia 0-312,700 25% 312,700-950,000 40% 950,000-1,172,916 50% 60% >1,172,916 75%MOB.AX Mobilicom Ltd/Australia Australia 0-116,700 25% 116,700-350,000 40% >350000 75% 75%MOD.AX MOD Resources Limited Australia 0-312,700 25% 312,700-625,400 40% 625,400-1,978,436 50% 60% >1,978,436 75%MOE.AX Moelis Australia Limited Australia 0-3,000 25% 3,000-20,000 40% 20,000-39,146 50% 60% >39,146 75%MKB.AX Moko Social Media Ltd Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%MPO.AX Molopo Energy Ltd Australia 0-125,100 25% 125,100-375,000 40% >375000 75% 75%MND.AX Monadelphous Group Ltd Australia 0-6,000 10% 6,000-60,000 20% 60,000-180,000 35% 45% >180,000 75%MA1.AX Monash Absolute Investment Company Limited Australia 0-20,400 25% 20,400-60,000 40% >60000 75% 75%MVF.AX Monash IVF Group Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-267,132 50% 60% >267,132 75%MOX.AX Monax Mining Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%MNY.AX Money3 Corp Ltd Australia 0-10,600 25% 10,600-65,000 40% 65,000-143,040 50% 60% >143,040 75%MZM.AX Montezuma Mining Company Limited Australia 0-60,400 25% 60,400-120,800 40% >120800 75% 75%MOQ.AX MOQ Limited Australia 0-73,000 25% 73,000-220,000 40% >220000 75% 75%MRV.AX Moreton Resources Limited Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%MEC.AX Morphic Ethical Equities Fund Limited Australia 0-15,800 25% 15,800-45,000 40% >45000 75% 75%MOC.AX Mortgage Choice Ltd Australia 0-7,500 25% 7,500-45,000 40% 45,000-99,295 50% 60% >99,295 75%MOT.AX Motopia Limited Australia 0-307,200 25% 307,200-925,000 40% >925000 75% 75%MTO.AX MotorCycle Holdings Limited Australia 0-3,400 25% 3,400-20,000 40% 20,000-49,709 50% 60% >49,709 75%MTB.AX Mount Burgess Mining NL Australia 0-1,945,700 25% 1,945,700-3,891,400 40% >3891400 75% 75%MGX.AX Mount Gibson Iron Ltd Australia 0-50,000 25% 50,000-300,000 40% 300,000-937,503 50% 60% >937,503 75%MRD.AX Mount Ridley Mines Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%MRQ.AX MRG Metals Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%MPW.AX MSL Solutions Limited Australia 0-67,400 25% 67,400-200,000 40% 200,000-207,254 50% 60% >207,254 75%MSM.AX MSM Corporation International Limited Australia 0-103,000 25% 103,000-300,000 40% >300000 75% 75%MSI.AX Multistack International Limited Australia 0-2,188,900 25% 2,188,900-6,500,000 40% >6500000 75% 75%MCH.AX Murchison Holdings Limited Australia 0-87,600 25% 87,600-275,000 40% >275000 75% 75%MCA.AX Murray Cod Australia Limited Australia 0-291,900 25% 291,900-875,000 40% >875000 75% 75%MRG.AX Murray River Organics Group Limited Australia 0-38,900 25% 38,900-230,000 40% 230,000-251,358 50% 60% >251,358 75%MGV.AX Musgrave Minerals Ltd Australia 0-273,600 25% 273,600-547,200 40% >547200 75% 75%MPX.AX Mustera Property Group Limited Australia 0-62,500 25% 62,500-190,000 40% >190000 75% 75%MYL.AX Myanmar Metals ltd Australia 0-239,900 25% 239,900-479,800 40% 479,800-1,192,113 50% 60% >1,192,113 75%MYR.AX Myer Holdings Ltd Australia 0-140,000 10% 140,000-1,500,000 20% 1,500,000-2,500,000 35% 45% >2,500,000 75%MYQ.AX MyFiziq Limited Australia 0-77,800 25% 77,800-230,000 40% 230,000-256,417 50% 60% >256,417 75%





MYO.AX MYOB Group Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-675,000 35% 45% >675,000 75%MYS.AX MyState Ltd Australia 0-3,600 25% 3,600-20,000 40% 20,000-46,343 50% 60% >46,343 75%MZI.AX MZI Resources Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%N1H.AX N1 Holdings Limited Australia 0-116,700 25% 116,700-350,000 40% >350000 75% 75%NAG.AX Nagambie Resources Limited Australia 0-273,600 25% 273,600-547,200 40% >547200 75% 75%NAM.AX Namoi Cotton Co-operative Limited Australia 0-32,400 25% 32,400-95,000 40% >95000 75% 75%NC6.AX Nanollose ltd Australia 0-89,800 25% 89,800-179,600 40% 179,600-196,652 50% 60% >196,652 75%NAN.AX Nanosonics Ltd Australia 0-30,000 20% 30,000-180,000 30% 180,000-519,348 50% 60% >519,348 75%NAC.AX NAOS Absolute Opportunities Company Limited Australia 0-17,000 25% 17,000-50,000 40% >50000 75% 75%NCC.AX NAOS Emerging Opportunities Company Limite Australia 0-12,200 25% 12,200-35,000 40% >35000 75% 75%NAB.AX National Australia Bank Ltd Australia 0-45,000 5% 45,000-287,631 10% 287,631-1,150,525 20% 40% >1,150,525 75%NSR.AX National Storage REIT Australia 0-35,000 20% 35,000-350,000 30% 350,000-650,000 50% 60% >650,000 75%NVL.AX National Veterinary Care Limited Australia 0-6,500 25% 6,500-40,000 40% 40,000-65,754 50% 60% >65,754 75%NML.AX Navarre Minerals Limited Australia 0-261,400 25% 261,400-522,800 40% >522800 75% 75%NGI.AX Navigator Global Investments Ltd Australia 0-5,300 25% 5,300-30,000 40% 30,000-96,865 50% 60% >96,865 75%NVT.AX Navitas Ltd Australia 0-15,000 10% 15,000-150,000 20% 150,000-450,000 35% 45% >450,000 75%NEA.AX Nearmap Ltd Australia 0-25,000 25% 25,000-150,000 40% 150,000-485,678 50% 60% >485,678 75%NMT.AX Neometals Ltd Australia 0-36,100 25% 36,100-72,200 40% 72,200-523,471 50% 60% >523,471 75%NTC.AX NetComm Wireless Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-124,945 50% 60% >124,945 75%NET.AX Netlinkz Ltd Australia 0-761,300 25% 761,300-2,500,000 40% >2500000 75% 75%NEUDA.AX Neuren Pharmaceuticals Ltd Australia 0-5,600 25% 5,600-11,200 40% 11,200-96,128 50% 60% >96,128 75%NTI.AX Neurotech International Limited Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%NAE.AX New Age Exploration Limited Australia 0-1,945,700 25% 1,945,700-3,891,400 40% >3891400 75% 75%NCZ.AX New Century Resources Limited Australia 0-50,000 25% 50,000-300,000 40% 300,000-983,730 50% 60% >983,730 75%NHC.AX New Hope Corp Ltd Australia 0-8,200 25% 8,200-50,000 40% 50,000-84,133 50% 60% >84,133 75%NSE.AX New Standard Energy Ltd Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%NTL.AX New Talisman Gold Mines Limited Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%NZK.AX New Zealand King Salmon Investments Limited Australia 0-8,400 25% 8,400-25,000 40% >25000 75% 75%NCM.AX Newcrest Mining Ltd Australia 0-25,000 5% 25,000-250,000 10% 250,000-1,500,000 20% 40% >1,500,000 75%NWF.AX Newfield Resources Limited Australia 0-58,400 25% 58,400-116,800 40% >116800 75% 75%NWS.AX News Corp Australia 0-4,000 10% 4,000-40,000 20% >40000 75% 75%NWSLV.AX News Corp Non Vot Australia 0-1,000 25% 1,000-3,000 40% 3,000-4,839 50% 60% >4,839 75%NWZDC.AX Newzulu Limited Australia 0-83,400 25% 83,400-250,000 40% >250000 75% 75%NME.AX Nex Metals Explorations Limited Australia 0-875,600 25% 875,600-2,500,000 40% >2500000 75% 75%NXT.AX NEXTDC Ltd Australia 0-30,000 15% 30,000-180,000 25% 180,000-600,000 40% 55% >600,000 75%NXM.AX Nexus Minerals Limited Australia 0-246,600 25% 246,600-493,200 40% >493200 75% 75%NGE.AX NGE Capital Limited Australia 0-38,900 25% 38,900-77,800 40% >77800 75% 75%NHF.AX NIB Holdings Ltd Australia 0-25,000 15% 25,000-150,000 25% 150,000-450,866 40% 55% >450,866 75%NCK.AX Nick Scali Ltd Australia 0-5,000 25% 5,000-30,000 40% 30,000-90,086 50% 60% >90,086 75%NEC.AX Nine Entertainment Co Holdings Ltd Australia 0-70,000 10% 70,000-700,000 20% 700,000-2,000,000 35% 45% >2,000,000 75%NIU.AX Niuminco Group Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%NMM.AX Noble Metals Limited Australia 0-152,300 25% 152,300-304,600 40% >304600 75% 75%NBL.AX Noni B Ltd Australia 0-8,700 25% 8,700-50,000 40% 50,000-76,664 50% 60% >76,664 75%N27.AX Northern Cobalt Limited Australia 0-33,700 25% 33,700-67,400 40% 67,400-397,979 50% 60% >397,979 75%NTM.AX Northern Manganese Ltd Australia 0-312,700 25% 312,700-625,400 40% >625400 75% 75%NTU.AX Northern Minerals Ltd Australia 0-152,300 25% 152,300-304,600 40% >304600 75% 75%NMI.AX Northern Mining Limited Australia 0-1,591,900 25% 1,591,900-3,183,800 40% >3183800 75% 75%NST.AX Northern Star Resources Ltd Australia 0-70,000 10% 70,000-700,000 20% 700,000-2,000,000 35% 45% >2,000,000 75%NWE.AX Norwest Energy NL Australia 0-3,891,300 25% 3,891,300-7,782,600 40% >7782600 75% 75%NOR.AX Norwood Systems Limited Australia 0-796,000 25% 796,000-2,500,000 40% >2500000 75% 75%NOV.AX Novatti Group Limited Australia 0-67,400 25% 67,400-200,000 40% >200000 75% 75%NHL.AX Novita Healthcare Ltd Australia 0-407,200 25% 407,200-814,400 40% >814400 75% 75%NLI.AX Novo Litio Limited Australia 0-257,500 25% 257,500-515,000 40% 515,000-590,843 50% 60% >590,843 75%NRTDA.AX Novogen Ltd - (AU) Australia 0-50,000 25% 50,000-100,000 40% >100000 75% 75%NVX.AX Novonix Ltd Australia 0-12,000 25% 12,000-24,000 40% 24,000-35,523 50% 60% >35,523 75%NOX.AX Noxopharm Limited Australia 0-26,700 25% 26,700-53,400 40% 53,400-65,105 50% 60% >65,105 75%NWH.AX NRW Holdings Ltd Australia 0-35,000 20% 35,000-210,000 30% 210,000-631,796 50% 60% >631,796 75%NSL.AX NSL Consolidated Limited Australia 0-875,600 25% 875,600-1,751,200 40% 1,751,200-2,202,179 50% 60% >2,202,179 75%NSX.AX NSX Limited Australia 0-67,400 25% 67,400-200,000 40% >200000 75% 75%NCR.AX NuCoal Resources Ltd Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%NGY.AX NuEnergy Gas Limited Australia 0-291,900 25% 291,900-583,800 40% >583800 75% 75%NUF.AX Nufarm Ltd Australia 0-15,000 10% 15,000-150,000 20% 150,000-425,000 35% 45% >425,000 75%NUH.AX Nuheara Limited Australia 0-278,000 25% 278,000-1,500,000 40% 1,500,000-1,827,039 50% 60% >1,827,039 75%NVO.AX Nvoi Limited Australia 0-875,600 25% 875,600-2,500,000 40% >2500000 75% 75%NZM.AX NZME. Limited Australia 0-22,700 25% 22,700-140,000 40% 140,000-192,147 50% 60% >192,147 75%NZC.AX Nzuri Copper Limited Australia 0-83,400 25% 83,400-166,800 40% >166800 75% 75%OAR.AX Oakdale Resources Limited Australia 0-407,200 25% 407,200-814,400 40% >814400 75% 75%OBJ.AX OBJ Ltd Australia 0-449,000 25% 449,000-898,000 40% >898000 75% 75%OCL.AX Objective Corporation Limited Australia 0-6,100 25% 6,100-20,000 40% >20000 75% 75%OGC.AX OceanaGold Corp Australia 0-15,000 25% 15,000-90,000 40% 90,000-235,348 50% 60% >235,348 75%OXX.AX Octanex N.L. Australia 0-159,200 25% 159,200-318,400 40% >318400 75% 75%ODM.AX Odin Metals ltd Australia 0-85,400 25% 85,400-170,800 40% >170800 75% 75%ODY.AX Odyssey Energy Limited Australia 0-253,800 25% 253,800-507,600 40% >507600 75% 75%OSH.AX Oil Search Ltd Australia 0-70,000 10% 70,000-700,000 20% 700,000-2,000,000 35% 45% >2,000,000 75%OEX.AX Oilex Ltd Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%OFW.AX Oilfield Workforce Group Ltd Australia 0-87,600 25% 87,600-275,000 40% >275000 75% 75%OKR.AX Okapi Resources Limited Australia 0-43,200 25% 43,200-86,400 40% 86,400-127,198 50% 60% >127,198 75%OKU.AX Oklo Resources Limited Australia 0-60,400 25% 60,400-120,800 40% 120,800-305,624 50% 60% >305,624 75%OLH.AX Oldfields Holdings Limited Australia 0-194,600 25% 194,600-575,000 40% >575000 75% 75%OLI.AX Oliver's Real Food Limited Australia 0-106,100 25% 106,100-325,000 40% 325,000-358,509 50% 60% >358,509 75%OMH.AX OM Holdings Ltd Australia 0-36,100 25% 36,100-110,000 40% 110,000-126,453 50% 60% >126,453 75%OMT.AX Omni Market Tide Limited Australia 0-972,800 25% 972,800-3,000,000 40% >3000000 75% 75%OSL.AX OncoSil Medical Ltd Australia 0-129,700 25% 129,700-259,400 40% 259,400-322,458 50% 60% >322,458 75%1AL.AX Oneall International Limited Australia 0-18,200 25% 18,200-55,000 40% >55000 75% 75%ONE.AX Oneview Healthcare PLC Australia 0-7,000 25% 7,000-14,000 40% >14000 75% 75%OVH.AX OneVue Holdings Limited Australia 0-26,500 25% 26,500-160,000 40% 160,000-169,980 50% 60% >169,980 75%OTR.AX Onterran Ltd Australia 0-55,600 25% 55,600-170,000 40% >170000 75% 75%OML.AX oOh!media Ltd Australia 0-15,000 20% 15,000-90,000 30% 90,000-277,275 50% 60% >277,275 75%OOK.AX Ookami Limited Australia 0-449,000 25% 449,000-898,000 40% 898,000-1,006,352 50% 60% >1,006,352 75%OPN.AX OpenDNA Limited Australia 0-152,300 25% 152,300-450,000 40% >450000 75% 75%OPT.AX Opthea Limited Australia 0-23,800 25% 23,800-47,600 40% 47,600-56,999 50% 60% >56,999 75%OIL.AX Optiscan Imaging Limited Australia 0-182,400 25% 182,400-364,800 40% >364800 75% 75%OPG.AX OPUS Group Limited Australia 0-36,500 25% 36,500-110,000 40% >110000 75% 75%OEC.AX Orbital Corporation Limited Australia 0-33,700 25% 33,700-100,000 40% >100000 75% 75%ORR.AX Ore Corporation Limited Australia 0-109,400 25% 109,400-218,800 40% >218800 75% 75%ORI.AX Orica Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-550,000 35% 45% >550,000 75%OTI.AX Oriental Technologies Investment Limited Australia 0-1,250,800 25% 1,250,800-4,000,000 40% >4000000 75% 75%ORG.AX Origin Energy Ltd Australia 0-40,000 5% 40,000-400,000 10% 400,000-2,500,000 20% 40% >2,500,000 75%OGX.AX Orinoco Gold Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%ORN.AX Orion Gold NL Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%OHE.AX Orion Health Group Limited Australia 0-18,400 25% 18,400-36,800 40% >36800 75% 75%ORM.AX Orion Metals Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%





OVL.AX Oro Verde Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%ORE.AX Orocobre Ltd Australia 0-50,000 25% 50,000-300,000 40% 300,000-868,382 50% 60% >868,382 75%ORA.AX Orora Ltd Australia 0-70,000 10% 70,000-700,000 20% 700,000-2,000,000 35% 45% >2,000,000 75%ORL.AX OrotonGroup Ltd Australia 0-39,800 25% 39,800-120,000 40% >120000 75% 75%OCC.AX Orthocell Limited Australia 0-48,600 25% 48,600-97,200 40% >97200 75% 75%OSP.AX Osprey Medical Inc Australia 0-39,400 25% 39,400-78,800 40% 78,800-99,939 50% 60% >99,939 75%OLV.AX Otherlevels Holdings Limited Australia 0-564,900 25% 564,900-1,500,000 40% >1500000 75% 75%OEL.AX Otto Energy Ltd Australia 0-427,100 25% 427,100-854,200 40% >854200 75% 75%OVN.AX Oventus Medical Limited Australia 0-33,700 25% 33,700-67,400 40% >67400 75% 75%OTW.AX Over the Wire Holdings Limited Australia 0-6,600 25% 6,600-20,000 40% 20,000-22,463 50% 60% >22,463 75%OVR.AX Overland Resources Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%OZL.AX OZ Minerals Ltd Australia 0-35,000 10% 35,000-350,000 20% 350,000-1,000,000 35% 45% >1,000,000 75%OFX.AX Ozforex Group Ltd Australia 0-15,000 20% 15,000-150,000 30% 150,000-250,000 50% 60% >250,000 75%OZG.AX Ozgrowth Ltd Australia 0-97,300 25% 97,300-300,000 40% >300000 75% 75%PAK.AX Pacific American Coal Limited Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%PBX.AX Pacific Bauxite Ltd Australia 0-364,800 25% 364,800-729,600 40% >729600 75% 75%PAC.AX Pacific Current Group Ltd Australia 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%PEA.AX Pacific Energy Limited Australia 0-28,900 25% 28,900-85,000 40% 85,000-166,626 50% 60% >166,626 75%EVS.AX Pacific Environment Limited Australia 0-236,600 25% 236,600-700,000 40% >700000 75% 75%PFM.AX Pacific Mining Limited Australia 0-43,800 25% 43,800-130,000 40% >130000 75% 75%PSQ.AX Pacific Smiles Group Ltd Australia 0-9,800 25% 9,800-30,000 40% 30,000-38,864 50% 60% >38,864 75%PNW.AX Pacific Star Network Limited Australia 0-62,500 25% 62,500-190,000 40% >190000 75% 75%PMY.AX Pacifico Minerals Limited Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%PGH.AX Pact Group Holdings Ltd Australia 0-15,000 10% 15,000-150,000 20% 150,000-400,000 35% 45% >400,000 75%PZC.AX Pan Asia Corporation Limited Australia 0-11,674,000 25% 11,674,000-23,348,000 40% >23348000 75% 75%PPP.AX Pan Pacific Petroleum NL Australia 0-473,300 25% 473,300-1,500,000 40% >1500000 75% 75%PCL.AX Pancontinental Oil & Gas NL Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%PSY.AX Panorama Synergy Ltd Australia 0-196,800 25% 196,800-600,000 40% >600000 75% 75%PAN.AX Panoramic Resources Ltd Australia 0-37,300 25% 37,300-74,600 40% 74,600-303,619 50% 60% >303,619 75%PGI.AX PanTerra Gold Limited Australia 0-486,400 25% 486,400-1,500,000 40% >1500000 75% 75%PNR.AX Pantoro Limited Australia 0-87,600 25% 87,600-275,000 40% 275,000-521,274 50% 60% >521,274 75%PPY.AX Papyrus Australia Limited Australia 0-700,400 25% 700,400-2,000,000 40% >2000000 75% 75%PAR.AX Paradigm BioPharmaceuticals Limited Australia 0-52,300 25% 52,300-104,600 40% >104600 75% 75%PGC.AX Paragon Care Limited Australia 0-20,100 25% 20,100-120,000 40% 120,000-167,200 50% 60% >167,200 75%PNL.AX Paringa Resources Limited Australia 0-38,900 25% 38,900-77,800 40% 77,800-206,934 50% 60% >206,934 75%PAB.AX Patrys Limited Australia 0-875,600 25% 875,600-1,751,200 40% 1,751,200-3,991,941 50% 60% >3,991,941 75%PEK.AX Peak Resources Ltd Australia 0-273,600 25% 273,600-547,200 40% >547200 75% 75%PKO.AX Peako Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%PEX.AX Peel Mining Limited Australia 0-36,500 25% 36,500-73,000 40% 73,000-100,436 50% 60% >100,436 75%PPC.AX Peet Ltd Australia 0-11,800 25% 11,800-70,000 40% 70,000-131,977 50% 60% >131,977 75%PUN.AX Pegasus Metals Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%PEL.AX Pelican Resources Limited Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%PCG.AX Pengana Capital Group Ltd Australia 0-5,600 25% 5,600-15,000 40% 15,000-22,605 50% 60% >22,605 75%PEN.AX Peninsula Energy Ltd Australia 0-49,300 25% 49,300-98,600 40% 98,600-128,395 50% 60% >128,395 75%PSM.AX Peninsula Mines Limited Australia 0-796,000 25% 796,000-1,592,000 40% >1592000 75% 75%PTL.AX Pental Limited Australia 0-28,700 25% 28,700-85,000 40% >85000 75% 75%PNN.AX Pepinnini Minerals Ltd Australia 0-460,800 25% 460,800-921,600 40% 921,600-1,662,044 50% 60% >1,662,044 75%PEP.AX Pepper Group Ltd Australia 0-6,000 25% 6,000-35,000 40% 35,000-105,096 50% 60% >105,096 75%PIL.AX Peppermint Innovation Limited Australia 0-1,250,800 25% 1,250,800-4,000,000 40% >4000000 75% 75%PIC.AX Perpetual Equity Investment Company Limited Australia 0-15,600 25% 15,600-95,000 40% 95,000-124,498 50% 60% >124,498 75%PPT.AX Perpetual Ltd Australia 0-3,000 10% 3,000-30,000 20% 30,000-80,000 35% 45% >80,000 75%PEC.AX Perpetual Resources Limited Australia 0-972,800 25% 972,800-1,945,600 40% >1945600 75% 75%PRU.AX Perseus Mining Ltd Australia 0-150,000 25% 150,000-900,000 40% 900,000-2,650,928 50% 60% >2,650,928 75%ATM.AX Perusahaan Perseroan (Persero) PT Aneka Tam Australia 0-25,000 25% 25,000-75,000 40% >75000 75% 75%PTRDA.AX Petratherm Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%PRL.AX Petrel Energy Ltd Australia 0-972,800 25% 972,800-1,945,600 40% 1,945,600-2,760,792 50% 60% >2,760,792 75%PSA.AX Petsec Energy Ltd Australia 0-194,600 25% 194,600-389,200 40% >389200 75% 75%PAA.AX PharmAust Limited Australia 0-350,200 25% 350,200-700,400 40% >700400 75% 75%PXS.AX Pharmaxis Ltd Australia 0-67,400 25% 67,400-134,800 40% 134,800-168,403 50% 60% >168,403 75%PHI.AX Phileo Australia Limited Australia 0-1,500 25% 1,500-4,500 40% >4500 75% 75%PHK.AX Phoslock Water Solutions Limited Australia 0-89,800 25% 89,800-179,600 40% >179600 75% 75%POH.AX Phosphagenics Ltd Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%POZ.AX Phosphate Australia Ltd Australia 0-318,400 25% 318,400-636,800 40% >636800 75% 75%PYC.AX Phylogica Limited Australia 0-460,800 25% 460,800-921,600 40% >921600 75% 75%PLL.AX Piedmont Lithium Ltd Australia 0-81,400 25% 81,400-162,800 40% 162,800-433,037 50% 60% >433,037 75%PLS.AX Pilbara Minerals Limited Australia 0-230,000 25% 230,000-1,500,000 40% 1,500,000-4,213,235 50% 60% >4,213,235 75%PGY.AX Pilot Energy Limited Australia 0-372,600 25% 372,600-745,200 40% >745200 75% 75%PNI.AX Pinnacle Investment Management Group Limite Australia 0-4,900 25% 4,900-30,000 40% 30,000-58,723 50% 60% >58,723 75%PNC.AX Pioneer Credit Limited Australia 0-6,000 25% 6,000-35,000 40% 35,000-55,613 50% 60% >55,613 75%PIO.AX Pioneer Resources Limited Australia 0-460,800 25% 460,800-921,600 40% 921,600-3,176,889 50% 60% >3,176,889 75%PGS.AX Planet Gas Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%PGM.AX Platina Resources Limited Australia 0-73,000 25% 73,000-146,000 40% 146,000-670,616 50% 60% >670,616 75%PAI.AX Platinum Asia Investments Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-262,020 50% 60% >262,020 75%PTM.AX Platinum Asset Management Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-575,000 35% 45% >575,000 75%PMC.AX Platinum Capital Ltd Australia 0-9,100 25% 9,100-55,000 40% 55,000-133,567 50% 60% >133,567 75%PL8.AX Plato Income Maximiser Limited Australia 0-16,200 25% 16,200-95,000 40% 95,000-159,210 50% 60% >159,210 75%PKA.AX Plukka Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%PLH.AX Plymouth Minerals Limited Australia 0-87,600 25% 87,600-175,200 40% >175200 75% 75%PAF.AX PM Capital Asian Opportunities Fund Limited Australia 0-15,000 25% 15,000-45,000 40% 45,000-46,932 50% 60% >46,932 75%PGF.AX PM Capital Global Opportunities Fund Ltd Australia 0-15,200 25% 15,200-90,000 40% 90,000-215,041 50% 60% >215,041 75%PMP.AX PMP Ltd Australia 0-22,700 25% 22,700-70,000 40% 70,000-94,831 50% 60% >94,831 75%PNX.AX PNX Metals Limited Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%PVE.AX Po Valley Energy Ltd Australia 0-416,900 25% 416,900-833,800 40% >833800 75% 75%3DP.AX Pointerra Limited Australia 0-473,300 25% 473,300-1,500,000 40% >1500000 75% 75%PNV.AX Polynovo Limited Australia 0-50,800 25% 50,800-101,600 40% 101,600-321,245 50% 60% >321,245 75%POS.AX Poseidon Nickel Ltd Australia 0-380,700 25% 380,700-761,400 40% 761,400-2,047,496 50% 60% >2,047,496 75%PWN.AX Potash West NL Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%PPS.AX Praemium Ltd Australia 0-40,000 25% 40,000-240,000 40% 240,000-681,144 50% 60% >681,144 75%PDZ.AX Prairie Mining Limited - (AU) Australia 0-34,000 25% 34,000-68,000 40% 68,000-104,652 50% 60% >104,652 75%PBT.AX Prana Biotechnology Ltd Australia 0-265,300 25% 265,300-530,600 40% >530600 75% 75%PDI.AX Predictive Discovery Limited Australia 0-357,400 25% 357,400-714,800 40% >714800 75% 75%PMV.AX Premier Investments Ltd Australia 0-8,000 20% 8,000-80,000 30% 80,000-150,000 50% 60% >150,000 75%PEZ.AX Premiere Eastern Energy Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%PTX.AX Prescient Therapeutics Limited Australia 0-261,400 25% 261,400-522,800 40% >522800 75% 75%PRR.AX Prima Biomed Ltd Australia 0-648,600 25% 648,600-1,297,200 40% 1,297,200-1,535,106 50% 60% >1,535,106 75%PGO.AX Primary Gold Limited Australia 0-350,200 25% 350,200-700,400 40% >700400 75% 75%PRY.AX Primary Health Care Ltd Australia 0-35,000 10% 35,000-350,000 20% 350,000-1,000,000 35% 45% >1,000,000 75%POP.AX Primary Opinion Limited Australia 0-564,900 25% 564,900-1,500,000 40% 1,500,000-2,706,887 50% 60% >2,706,887 75%PFG.AX Prime Financial Group Limited Australia 0-97,300 25% 97,300-300,000 40% >300000 75% 75%PRT.AX Prime Media Group Ltd Australia 0-50,800 25% 50,800-150,000 40% 150,000-290,792 50% 60% >290,792 75%PME.AX Pro Medicus Ltd Australia 0-2,500 25% 2,500-15,000 40% 15,000-41,157 50% 60% >41,157 75%PBP.AX Probiotec Ltd Australia 0-29,200 25% 29,200-90,000 40% >90000 75% 75%





PPG.AX Pro-Pac Packaging Limited Australia 0-43,200 25% 43,200-130,000 40% >130000 75% 75%PCH.AX Property Connect Holdings Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%PLG.AX Propertylink Australia 0-50,000 20% 50,000-300,000 30% 300,000-981,012 50% 60% >981,012 75%PRO.AX Prophecy International Holdings Limited Australia 0-38,500 25% 38,500-120,000 40% >120000 75% 75%PSC.AX Prospect Resources Limited Australia 0-324,300 25% 324,300-648,600 40% 648,600-1,787,549 50% 60% >1,787,549 75%POW.AX Protean Wave Energy Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%PIQ.AX Proteomics International Laboratories Limited Australia 0-97,300 25% 97,300-194,600 40% >194600 75% 75%PSZ.AX PS & C Limited Australia 0-57,400 25% 57,400-170,000 40% >170000 75% 75%PSI.AX PSC Insurance Group Limited Australia 0-5,800 25% 5,800-15,000 40% >15000 75% 75%PVA.AX pSivida Corporation Australia 0-9,900 25% 9,900-19,800 40% >19800 75% 75%PTB.AX PTB Group Limited Australia 0-27,400 25% 27,400-80,000 40% >80000 75% 75%PVD.AX Pura Vida Energy NL Australia 0-282,400 25% 282,400-850,000 40% >850000 75% 75%PM1.AX Pure Minerals Ltd Australia 0-700,400 25% 700,400-1,400,800 40% 1,400,800-4,395,136 50% 60% >4,395,136 75%PPL.AX Pureprofile Limited Australia 0-83,400 25% 83,400-250,000 40% >250000 75% 75%PUR.AX Pursuit Minerals Limited Australia 0-140,100 25% 140,100-280,200 40% 280,200-594,761 50% 60% >594,761 75%PPH.AX Pushpay Holdings Limited Australia 0-6,000 25% 6,000-35,000 40% 35,000-65,558 50% 60% >65,558 75%PWH.AX PWR Holdings Limited Australia 0-6,800 25% 6,800-40,000 40% 40,000-62,887 50% 60% >62,887 75%QTG.AX Q Technology Group Ltd Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%QAN.AX Qantas Airways Ltd Australia 0-80,000 5% 80,000-800,000 10% 800,000-4,500,000 20% 40% >4,500,000 75%QIP.AX Qantm Intellectual Property Limited Australia 0-10,400 25% 10,400-30,000 40% 30,000-42,374 50% 60% >42,374 75%QBE.AX QBE Insurance Group Ltd Australia 0-45,000 5% 45,000-450,000 10% 450,000-2,500,000 20% 40% >2,500,000 75%QMS.AX QMS Media Limited Australia 0-17,700 25% 17,700-110,000 40% 110,000-161,968 50% 60% >161,968 75%QFY.AX Quantify Technology Holdings Limited Australia 0-278,000 25% 278,000-825,000 40% >825000 75% 75%QTM.AX Quantum Energy Limited Australia 0-833,900 25% 833,900-2,500,000 40% >2500000 75% 75%QUR.AX Quantum Resources Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% 2,334,800-2,444,825 50% 60% >2,444,825 75%QUB.AX Qube Holdings Ltd Australia 0-50,000 10% 50,000-500,000 20% 500,000-1,500,000 35% 45% >1,500,000 75%QBL.AX Queensland Bauxite Limited Australia 0-875,600 25% 875,600-1,751,200 40% 1,751,200-7,974,093 50% 60% >7,974,093 75%QMN.AX Queensland Mining Corporation Limited Australia 0-166,800 25% 166,800-333,600 40% >333600 75% 75%QST.AX Quest Investments Limited Australia 0-73,000 25% 73,000-220,000 40% >220000 75% 75%QNL.AX Quest Minerals Limited Australia 0-547,200 25% 547,200-1,094,400 40% >1094400 75% 75%QHL.AX Quickstep Holdings Ltd Australia 0-194,600 25% 194,600-575,000 40% >575000 75% 75%QVE.AX QV Equities Limited Australia 0-13,500 25% 13,500-80,000 40% 80,000-104,525 50% 60% >104,525 75%RAC.AX Race Oncology Limited Australia 0-53,900 25% 53,900-107,800 40% >107800 75% 75%RMS.AX Ramelius Resources Ltd Australia 0-60,000 25% 60,000-350,000 40% 350,000-1,118,267 50% 60% >1,118,267 75%RHC.AX Ramsay Health Care Ltd Australia 0-4,000 5% 4,000-40,000 10% 40,000-230,000 20% 40% >230,000 75%RND.AX RAND Mining Limited Australia 0-5,800 25% 5,800-15,000 40% >15000 75% 75%RAN.AX Range International Limited Australia 0-74,500 25% 74,500-149,000 40% 149,000-154,493 50% 60% >154,493 75%RRS.AX Range Resources Ltd (ASX) Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%RAW.AX Rawson Resources Limited Australia 0-547,200 25% 547,200-1,094,400 40% >1094400 75% 75%RBR.AX RBR Group Limited Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%RCG.AX RCG Corp Ltd Australia 0-45,000 25% 45,000-275,000 40% 275,000-769,776 50% 60% >769,776 75%RCR.AX RCR Tomlinson Ltd Australia 0-15,000 20% 15,000-90,000 30% 90,000-240,299 50% 60% >240,299 75%REA.AX REA Group Ltd Australia 0-4,000 10% 4,000-40,000 20% 40,000-110,000 35% 45% >110,000 75%RLE.AX Real Energy Corporation Limited Australia 0-211,000 25% 211,000-625,000 40% 625,000-663,177 50% 60% >663,177 75%REV.AX Real Estate Investar Group Limited Australia 0-500,300 25% 500,300-1,500,000 40% >1500000 75% 75%RRP.AX Realm Resources Limited Australia 0-210,000 25% 210,000-1,500,000 40% 1,500,000-3,775,990 50% 60% >3,775,990 75%RCE.AX Recce Limited Australia 0-97,300 25% 97,300-194,600 40% >194600 75% 75%RKN.AX Reckon Ltd Australia 0-14,800 25% 14,800-90,000 40% 90,000-92,330 50% 60% >92,330 75%RFT.AX Rectifier Technologies Limited Australia 0-796,000 25% 796,000-2,500,000 40% >2500000 75% 75%RED.AX Red 5 Ltd Australia 0-357,400 25% 357,400-1,000,000 40% >1000000 75% 75%RMP.AX Red Emperor Resources NL (ASX) Australia 0-761,300 25% 761,300-1,522,600 40% >1522600 75% 75%RHI.AX Red Hill Iron Ltd Australia 0-27,600 25% 27,600-55,200 40% >55200 75% 75%RMX.AX Red Mountain Mining Limited Australia 0-729,600 25% 729,600-1,459,200 40% 1,459,200-3,042,476 50% 60% >3,042,476 75%RVR.AX Red River Resources Limited Australia 0-60,000 25% 60,000-350,000 40% 350,000-1,117,290 50% 60% >1,117,290 75%ROG.AX Red Sky Energy Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%RCP.AX Redbank Copper Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%RBL.AX Redbubble Limited Australia 0-20,600 25% 20,600-60,000 40% 60,000-88,991 50% 60% >88,991 75%R3D.AX Redchip International Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%RDF.AX Redflex Holdings Ltd Australia 0-29,900 25% 29,900-90,000 40% >90000 75% 75%RFX.AX Redflow Ltd Australia 0-125,100 25% 125,100-375,000 40% 375,000-444,455 50% 60% >444,455 75%RDH.AX RedHill Education Limited Australia 0-9,200 25% 9,200-30,000 40% >30000 75% 75%RDS.AX Redstone Resources Ltd Australia 0-1,250,800 25% 1,250,800-2,501,600 40% >2501600 75% 75%REH.AX Reece Australia Ltd Australia 0-1,000 25% 1,000-6,000 40% 6,000-9,564 50% 60% >9,564 75%RLC.AX Reedy Lagoon Corporation Limited Australia 0-407,200 25% 407,200-814,400 40% >814400 75% 75%RCT.AX Reef Casino Trust Australia 0-6,100 25% 6,100-20,000 40% >20000 75% 75%RFN.AX REFFIND Limited Australia 0-700,400 25% 700,400-4,000,000 40% 4,000,000-5,900,636 50% 60% >5,900,636 75%RGP.AX Refresh Group Limited Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%RGS.AX Regeneus Ltd Australia 0-140,100 25% 140,100-425,000 40% >425000 75% 75%REX.AX Regional Express Holdings Ltd Australia 0-12,700 25% 12,700-40,000 40% >40000 75% 75%REG.AX Regis Healthcare Ltd Australia 0-15,000 20% 15,000-150,000 30% 150,000-300,000 50% 60% >300,000 75%RRL.AX Regis Resources Ltd Australia 0-60,000 10% 60,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%TRS.AX Reject Shop Ltd Australia 0-5,000 25% 5,000-30,000 40% 30,000-93,581 50% 60% >93,581 75%RWC.AX Reliance Worldwide Corporation Limited Australia 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%RNU.AX Renascor Resources Limited Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%RNT.AX Rent.com.au Limited Australia 0-291,900 25% 291,900-875,000 40% >875000 75% 75%RNE.AX Renu Energy Ltd Australia 0-875,600 25% 875,600-2,500,000 40% >2500000 75% 75%RHS.AX Reproductive Health Science Limited Australia 0-140,100 25% 140,100-280,200 40% >280200 75% 75%RAP.AX ResApp Health Limited Australia 0-246,600 25% 246,600-493,200 40% 493,200-3,251,455 50% 60% >3,251,455 75%RMD.AX ResMed Inc (ASX) Australia 0-30,000 10% 30,000-300,000 20% 300,000-600,000 35% 45% >600,000 75%RSG.AX Resolute Mining Ltd Australia 0-180,000 15% 180,000-1,000,000 25% 1,000,000-3,600,000 40% 55% >3,600,000 75%RHT.AX Resonance Health Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%RDG.AX Resource Development Group Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%RES.AX Resource Generation Ltd Australia 0-380,700 25% 380,700-761,400 40% >761400 75% 75%RMI.AX Resource Mining Corporation Limited Australia 0-372,600 25% 372,600-745,200 40% >745200 75% 75%REZ.AX Resources and Energy Group Limited Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%RSH.AX Respiri Ltd Australia 0-460,800 25% 460,800-921,600 40% >921600 75% 75%RTE.AX ReTech Technology Company Limited Australia 0-35,000 25% 35,000-110,000 40% >110000 75% 75%RVA.AX REVA Medical Inc Australia 0-26,900 25% 26,900-53,800 40% >53800 75% 75%REF.AX Reverse Corp Ltd Australia 0-243,200 25% 243,200-725,000 40% >725000 75% 75%RWD.AX Reward Minerals Ltd Australia 0-83,400 25% 83,400-250,000 40% >250000 75% 75%RXH.AX Rewardle Holdings Limited Australia 0-1,591,900 25% 1,591,900-5,000,000 40% >5000000 75% 75%RXM.AX Rex Minerals Ltd Australia 0-233,500 25% 233,500-467,000 40% >467000 75% 75%REY.AX Rey Resources Ltd Australia 0-59,400 25% 59,400-118,800 40% >118800 75% 75%RNODC.AX Rhinomed Limited Australia 0-113,000 25% 113,000-226,000 40% >226000 75% 75%RHP.AX Rhipe Limited Australia 0-21,600 25% 21,600-65,000 40% 65,000-105,397 50% 60% >105,397 75%RIC.AX Ridley Corp Ltd Australia 0-12,400 25% 12,400-75,000 40% 75,000-153,518 50% 60% >153,518 75%RIE.AX Riedel Resources Limited Australia 0-186,300 25% 186,300-372,600 40% 372,600-609,931 50% 60% >609,931 75%RVY.AX Rift Valley Resources Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%RIM.AX Rimfire Pacific Mining NL Australia 0-729,600 25% 729,600-1,459,200 40% >1459200 75% 75%RIO.AX Rio Tinto Ltd Australia 0-20,000 5% 20,000-120,020 10% 120,020-480,082 20% 40% >480,082 75%RNL.AX Rision Limited Australia 0-2,501,600 25% 2,501,600-7,500,000 40% >7500000 75% 75%RMT.AX RMA Energy Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%





RMG.AX RMG Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%RNY.AX RNY Property Trust Australia 0-1,094,400 25% 1,094,400-3,500,000 40% >3500000 75% 75%RBO.AX Robo 3 Ltd Australia 0-389,100 25% 389,100-1,000,000 40% >1000000 75% 75%RGI.AX Roto-gro International Limited Australia 0-50,000 25% 50,000-150,000 40% >150000 75% 75%RXL.AX Rox Resources Limited Australia 0-1,030,100 25% 1,030,100-2,060,200 40% >2060200 75% 75%RCO.AX Royalco Resources Limited Australia 0-83,400 25% 83,400-166,800 40% >166800 75% 75%RUB.AX Rubicor Group Limited Australia 0-473,300 25% 473,300-1,500,000 40% >1500000 75% 75%RTR.AX Rumble Resources Limited Australia 0-216,200 25% 216,200-432,400 40% 432,400-565,466 50% 60% >565,466 75%RUL.AX RungePincockMinarco Ltd Australia 0-23,300 25% 23,300-70,000 40% >70000 75% 75%RFF.AX Rural Funds Group Australia 0-15,000 25% 15,000-90,000 40% 90,000-229,223 50% 60% >229,223 75%RHL.AX Ruralco Holdings Ltd Australia 0-7,000 25% 7,000-40,000 40% 40,000-122,708 50% 60% >122,708 75%RXP.AX RXP Services Ltd Australia 0-23,300 25% 23,300-140,000 40% 140,000-202,351 50% 60% >202,351 75%S2R.AX S2 Resources Limited Australia 0-100,100 25% 100,100-200,200 40% >200200 75% 75%SBR.AX Sabre Resources Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%SGC.AX Sacgas Company Limited Australia 0-109,400 25% 109,400-218,800 40% 218,800-625,096 50% 60% >625,096 75%SRH.AX Saferoads Holdings Limited Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%SLM.AX Salmat Ltd Australia 0-38,900 25% 38,900-120,000 40% >120000 75% 75%SO4.AX Salt Lake Potash Limited - (AU) Australia 0-33,000 25% 33,000-66,000 40% 66,000-105,362 50% 60% >105,362 75%SSN.AX Samson Oil & Gas Ltd Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%SFR.AX Sandfire Resources NL Australia 0-20,000 10% 20,000-200,000 20% 200,000-525,000 35% 45% >525,000 75%SNC.AX Sandon Capital Investments Limited Australia 0-17,700 25% 17,700-55,000 40% >55000 75% 75%SMI.AX Santana Minerals Ltd Australia 0-547,200 25% 547,200-1,094,400 40% >1094400 75% 75%STO.AX Santos Ltd Australia 0-80,000 5% 80,000-800,000 10% 800,000-4,500,000 20% 40% >4,500,000 75%SAR.AX Saracen Mineral Holdings Ltd Australia 0-100,000 10% 100,000-1,000,000 20% 1,000,000-3,000,000 35% 45% >3,000,000 75%SND.AX Saunders International Limited Australia 0-33,000 25% 33,000-100,000 40% >100000 75% 75%SYA.AX Sayona Mining Limited Australia 0-583,700 25% 583,700-1,167,400 40% 1,167,400-5,209,772 50% 60% >5,209,772 75%SCG.AX Scentre Group Australia 0-90,000 5% 90,000-900,000 10% 900,000-5,500,000 20% 40% >5,500,000 75%SFC.AX Schaffer Corp Ltd Australia 0-1,900 25% 1,900-5,500 40% >5500 75% 75%SDV.AX Scidev Limited Australia 0-1,347,000 25% 1,347,000-2,694,000 40% >2694000 75% 75%SCO.AX Scottish Pacific Group Limited Australia 0-5,500 25% 5,500-35,000 40% 35,000-78,589 50% 60% >78,589 75%SCT.AX Scout Security Limited Australia 0-64,900 25% 64,900-190,000 40% >190000 75% 75%SDI.AX SDI Ltd Australia 0-28,500 25% 28,500-85,000 40% >85000 75% 75%SFG.AX Seafarms Group Limited Australia 0-261,400 25% 261,400-775,000 40% >775000 75% 75%SLK.AX Sealink Travel Group Ltd Australia 0-4,100 25% 4,100-25,000 40% 25,000-50,666 50% 60% >50,666 75%SP1.AX Search Party Group Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%SES.AX SECOS Group Limited Australia 0-230,400 25% 230,400-460,800 40% >460800 75% 75%SEK.AX Seek Ltd Australia 0-15,000 10% 15,000-150,000 20% 150,000-475,000 35% 45% >475,000 75%SEG.AX Segue Resources Limited Australia 0-243,200 25% 243,200-486,400 40% 486,400-1,143,163 50% 60% >1,143,163 75%SHV.AX Select Harvests Ltd Australia 0-10,000 20% 10,000-100,000 30% 100,000-190,000 50% 60% >190,000 75%SEN.AX Senetas Corp Ltd Australia 0-178,700 25% 178,700-525,000 40% >525000 75% 75%SXY.AX Senex Energy Ltd Australia 0-50,000 25% 50,000-300,000 40% 300,000-925,761 50% 60% >925,761 75%SE1.AX Sensera Limited Australia 0-46,700 25% 46,700-140,000 40% 140,000-151,618 50% 60% >151,618 75%SEQ.AX Sequoia Financial Group Limited Australia 0-62,500 25% 62,500-190,000 40% >190000 75% 75%SRV.AX Servcorp Ltd Australia 0-3,100 25% 3,100-20,000 40% 20,000-61,331 50% 60% >61,331 75%SSM.AX Service Stream Ltd Australia 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%SVT.AX Servtech Global Holdings Limited Australia 0-350,200 25% 350,200-1,000,000 40% >1000000 75% 75%SVWPA.AX Seven Group Holdings Limited Preferred Stock Australia 0-1,000 25% 1,000-3,000 40% >3000 75% 75%SVW.AX Seven Group Holdings Ltd Australia 0-7,000 10% 7,000-70,000 20% 70,000-210,000 35% 45% >210,000 75%SWM.AX Seven West Media Ltd Australia 0-70,000 20% 70,000-700,000 30% 700,000-1,500,000 50% 60% >1,500,000 75%SGF.AX SG Fleet Group Ltd Australia 0-4,100 25% 4,100-25,000 40% 25,000-70,778 50% 60% >70,778 75%SRO.AX ShareRoot Limited Australia 0-3,183,800 25% 3,183,800-9,500,000 40% >9500000 75% 75%SM8.AX Shark Mitigation Systems Limited Australia 0-324,300 25% 324,300-975,000 40% >975000 75% 75%SSG.AX Shaver Shop Group Limited Australia 0-35,000 25% 35,000-110,000 40% 110,000-156,934 50% 60% >156,934 75%SFX.AX Sheffield Resources Ltd Australia 0-23,800 25% 23,800-47,600 40% 47,600-96,761 50% 60% >96,761 75%SHU.AX Shenhua International Ltd Australia 0-125,100 25% 125,100-375,000 40% >375000 75% 75%SHJ.AX Shine Corporate Ltd Australia 0-27,600 25% 27,600-170,000 40% 170,000-188,440 50% 60% >188,440 75%SCP.AX Shopping Centres Australasia Property Group Australia 0-50,000 20% 50,000-500,000 30% 500,000-900,000 50% 60% >900,000 75%SHH.AX Shree Minerals Limited Australia 0-1,250,800 25% 1,250,800-4,000,000 40% >4000000 75% 75%SHM.AX Shriro Holdings Limited Australia 0-12,300 25% 12,300-75,000 40% 75,000-81,337 50% 60% >81,337 75%SBU.AX Siburan Resources Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%SDX.AX Sienna Cancer Diagnostics Limited Australia 0-134,700 25% 134,700-269,400 40% >269400 75% 75%SSL.AX Sietel Ltd Australia 0-3,300 25% 3,300-10,000 40% >10000 75% 75%SIG.AX Sigma Healthcare Ltd Australia 0-120,000 20% 120,000-725,000 30% 725,000-2,169,645 50% 60% >2,169,645 75%SIH.AX Sihayo Gold Ltd Australia 0-1,347,000 25% 1,347,000-2,694,000 40% >2694000 75% 75%SLX.AX Silex Systems Ltd Australia 0-53,900 25% 53,900-160,000 40% >160000 75% 75%SIV.AX Silver Chef Ltd Australia 0-2,400 25% 2,400-15,000 40% 15,000-29,275 50% 60% >29,275 75%SCI.AX Silver City Minerals Limited Australia 0-564,900 25% 564,900-1,129,800 40% >1129800 75% 75%SVH.AX Silver Heritage Limited Australia 0-180,500 25% 180,500-550,000 40% >550000 75% 75%SLR.AX Silver Lake Resources Ltd Australia 0-70,000 25% 70,000-425,000 40% 425,000-1,196,203 50% 60% >1,196,203 75%SVL.AX Silver Mines Limited Australia 0-182,400 25% 182,400-364,800 40% 364,800-479,407 50% 60% >479,407 75%SIO.AX Simonds Group Limited Australia 0-58,400 25% 58,400-180,000 40% >180000 75% 75%SGM.AX Sims Metal Management Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-525,000 35% 45% >525,000 75%SEH.AX Sino Gas & Energy Holdings Ltd Australia 0-166,800 25% 166,800-333,600 40% 333,600-1,113,582 50% 60% >1,113,582 75%SRI.AX Sipa Resources Limited Australia 0-1,591,900 25% 1,591,900-3,183,800 40% >3183800 75% 75%SRX.AX Sirtex Medical Ltd Australia 0-9,000 10% 9,000-90,000 20% 90,000-250,000 35% 45% >250,000 75%SIT.AX Site Group International Limited Australia 0-449,000 25% 449,000-898,000 40% >898000 75% 75%SAS.AX Sky and Space Global Limited Australia 0-103,000 25% 103,000-625,000 40% 625,000-1,475,243 50% 60% >1,475,243 75%SKC.AX SKYCITY Entertainment Group Ltd Australia 0-25,000 20% 25,000-250,000 30% >250000 75% 75%SKF.AX SkyFii Limited Australia 0-287,100 25% 287,100-850,000 40% >850000 75% 75%SKP.AX Skyland Petroleum Group Limited Australia 0-291,900 25% 291,900-583,800 40% >583800 75% 75%SGH.AX Slater & Gordon Ltd Australia 0-343,400 25% 343,400-1,000,000 40% 1,000,000-1,072,784 50% 60% >1,072,784 75%SPZ.AX Smart Parking Limited Australia 0-63,700 25% 63,700-190,000 40% >190000 75% 75%SIQ.AX SmartGroup Corp Ltd Australia 0-5,000 20% 5,000-30,000 30% 30,000-96,660 50% 60% >96,660 75%SMP.AX SmartPay Holdings Limited Australia 0-83,400 25% 83,400-250,000 40% >250000 75% 75%SMA.AX SmartTrans Holdings Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%SOM.AX SomnoMed Ltd Australia 0-4,900 25% 4,900-9,800 40% 9,800-22,811 50% 60% >22,811 75%SHL.AX Sonic Healthcare Ltd Australia 0-15,000 10% 15,000-150,000 20% 150,000-425,000 35% 45% >425,000 75%SMG.AX Soon Mining Limited Prior to Reverse Merger wi Australia 0-67,400 25% 67,400-134,800 40% >134800 75% 75%SAY.AX South American Iron & Steel Corporation LimitedAustralia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%SPB.AX South Pacific Resources Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%S32.AX South32 Ltd (ASX) Australia 0-180,000 5% 180,000-2,000,000 10% 2,000,000-10,000,000 20% 40% >10,000,000 75%SXE.AX Southern Cross Electrical Engineering Ltd Australia 0-21,400 25% 21,400-65,000 40% 65,000-95,462 50% 60% >95,462 75%SXX.AX Southern Cross Exploration NL Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%SXL.AX Southern Cross Media Group Ltd Australia 0-70,000 20% 70,000-700,000 30% 700,000-1,500,000 50% 60% >1,500,000 75%SAU.AX Southern Gold Limited Australia 0-60,400 25% 60,400-180,000 40% >180000 75% 75%SUH.AX Southern Hemisphere Mining Limited Australia 0-83,400 25% 83,400-166,800 40% >166800 75% 75%SVM.AX Sovereign Metals Limited Australia 0-152,300 25% 152,300-304,600 40% >304600 75% 75%SKI.AX Spark Infrastructure Group Australia 0-70,000 10% 70,000-700,000 20% 700,000-2,000,000 35% 45% >2,000,000 75%SPK.AX Spark New Zealand Ltd Australia 0-35,000 20% 35,000-350,000 30% >350000 75% 75%SFH.AX Specialty Fashion Group Ltd Australia 0-85,400 25% 85,400-250,000 40% >250000 75% 75%SPX.AX Spectrum Rare Earths Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%SP3.AX Spectur Limited Australia 0-53,100 25% 53,100-160,000 40% >160000 75% 75%





SDA.AX SpeedCast International Ltd Australia 0-30,000 15% 30,000-180,000 25% 180,000-598,288 40% 55% >598,288 75%SRS.AX Spicers Ltd Australia 0-547,200 25% 547,200-1,500,000 40% >1500000 75% 75%ST1.AX Spirit Telecom Limited Australia 0-129,700 25% 129,700-400,000 40% >400000 75% 75%SPI.AX Spitfire Materials Limited Australia 0-140,100 25% 140,100-280,200 40% >280200 75% 75%SFI.AX Spookfish Limited Australia 0-196,800 25% 196,800-600,000 40% 600,000-657,424 50% 60% >657,424 75%SHO.AX Sportshero Limited Australia 0-250,200 25% 250,200-750,000 40% >750000 75% 75%SFL.AX Spring FG Limited Australia 0-152,300 25% 152,300-450,000 40% >450000 75% 75%SIX.AX Sprintex Limited Australia 0-97,300 25% 97,300-300,000 40% >300000 75% 75%SRG.AX SRG Ltd Australia 0-11,700 25% 11,700-35,000 40% 35,000-66,965 50% 60% >66,965 75%SBM.AX St Barbara Ltd Australia 0-60,000 10% 60,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%SGQ.AX St George Mining Limited Australia 0-145,900 25% 145,900-291,800 40% 291,800-372,167 50% 60% >372,167 75%SMR.AX Stanmore Coal Ltd Australia 0-36,900 25% 36,900-73,800 40% 73,800-89,967 50% 60% >89,967 75%SGR.AX Star Entertainment Group Ltd Australia 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%STL.AX Stargroup Limited Australia 0-921,600 25% 921,600-3,000,000 40% >3000000 75% 75%SPL.AX Starpharma Holdings Ltd Australia 0-12,300 25% 12,300-24,600 40% 24,600-198,561 50% 60% >198,561 75%GAS.AX State Gas Limited Australia 0-43,800 25% 43,800-130,000 40% 130,000-131,092 50% 60% >131,092 75%SVY.AX Stavely Minerals Limited Australia 0-94,700 25% 94,700-189,400 40% >189400 75% 75%SDF.AX Steadfast Group Ltd Australia 0-30,000 10% 30,000-300,000 20% 300,000-900,000 35% 45% >900,000 75%SST.AX Steamships Trading Company Limited Australia 0-1,000 25% 1,000-3,000 40% >3000 75% 75%SRZ.AX Stellar Resources Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%SCU.AX Stemcell United Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%SBI.AX Sterling Plantations Limited Australia 0-2,188,900 25% 2,188,900-6,500,000 40% >6500000 75% 75%SGP.AX Stockland Australia 0-50,000 5% 50,000-500,000 10% 500,000-3,000,000 20% 40% >3,000,000 75%SKS.AX Stokes Limited Australia 0-68,700 25% 68,700-210,000 40% >210000 75% 75%SHK.AX Stone Resources Australia Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%SWJ.AX Stonewall Resources Limited Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%SRY.AX Story-I Limited Australia 0-603,800 25% 603,800-2,000,000 40% >2000000 75% 75%STA.AX Strandline Resources Limited Australia 0-3,183,800 25% 3,183,800-6,367,600 40% >6367600 75% 75%SOR.AX Strategic Elements Limited Australia 0-178,700 25% 178,700-525,000 40% >525000 75% 75%SER.AX Strategic Energy Resources Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%SMC.AX Strategic Minerals Corp. NL Australia 0-53,100 25% 53,100-106,200 40% >106200 75% 75%STX.AX Strike Energy Ltd Australia 0-287,100 25% 287,100-850,000 40% >850000 75% 75%SRK.AX Strike Resources Ltd Australia 0-330,400 25% 330,400-660,800 40% >660800 75% 75%SMN.AX Structural Monitoring Systems PLC Australia 0-11,400 25% 11,400-70,000 40% 70,000-99,437 50% 60% >99,437 75%SGU.AX Success Global Media Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%SUD.AX Suda Ltd Australia 0-921,600 25% 921,600-1,843,200 40% >1843200 75% 75%SUM.AX Sumatra Copper & Gold PLC Australia 0-1,094,400 25% 1,094,400-2,188,800 40% >2188800 75% 75%SNZ.AX Summerset Group Holdings Limited Australia 0-4,100 25% 4,100-10,000 40% >10000 75% 75%SMM.AX Summit Resources Limited Australia 0-116,700 25% 116,700-233,400 40% >233400 75% 75%SUR.AX Sun Resources NL Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%SBB.AX Sunbridge Group Limited Australia 0-1,459,300 25% 1,459,300-4,500,000 40% >4500000 75% 75%SUN.AX Suncorp Group Ltd Australia 0-30,000 5% 30,000-300,000 10% 300,000-2,000,000 20% 40% >2,000,000 75%SEA.AX Sundance Energy Australia Ltd Australia 0-265,300 25% 265,300-1,500,000 40% 1,500,000-1,677,690 50% 60% >1,677,690 75%SDL.AX Sundance Resources Ltd Australia 0-4,377,800 25% 4,377,800-8,755,600 40% >8755600 75% 75%SDG.AX Sunland Group Ltd Australia 0-10,200 25% 10,200-30,000 40% >30000 75% 75%STM.AX Sunstone Metals Ltd Australia 0-729,600 25% 729,600-1,459,200 40% >1459200 75% 75%SUL.AX Super Retail Group Ltd Australia 0-20,000 10% 20,000-200,000 20% 200,000-550,000 35% 45% >550,000 75%SPQ.AX Superior Resources Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%SLC.AX Superloop Limited Australia 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%SNL.AX Supply Network Ltd Australia 0-4,900 25% 4,900-15,000 40% >15000 75% 75%SRF.AX Surfstitch Group Ltd Australia 0-257,500 25% 257,500-775,000 40% >775000 75% 75%SWK.AX Swick Mining Services Ltd Australia 0-62,500 25% 62,500-190,000 40% 190,000-203,957 50% 60% >203,957 75%SW1.AX Swift Networks Group Limited Australia 0-39,400 25% 39,400-120,000 40% >120000 75% 75%SYD.AX Sydney Airport Australia 0-40,000 5% 40,000-400,000 10% 400,000-2,500,000 20% 40% >2,500,000 75%SMD.AX Syndicated Metals Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%SYS.AX Syngas Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%SM1.AX Synlait Milk Limited Australia 0-3,000 25% 3,000-20,000 40% 20,000-45,211 50% 60% >45,211 75%SYT.AX Syntonic Limited Australia 0-648,600 25% 648,600-2,000,000 40% >2000000 75% 75%SYR.AX Syrah Resources Ltd Australia 0-50,000 25% 50,000-500,000 40% 500,000-900,000 50% 60% >900,000 75%TAH.AX Tabcorp Holdings Ltd Australia 0-60,000 10% 60,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%TAG.AX TAG Pacific Limited Australia 0-166,800 25% 166,800-500,000 40% >500000 75% 75%TLG.AX Talga Resources Limited Australia 0-32,700 25% 32,700-65,400 40% 65,400-187,426 50% 60% >187,426 75%TLM.AX Talisman Mining Ltd Australia 0-70,000 25% 70,000-140,000 40% 140,000-161,340 50% 60% >161,340 75%TPD.AX Talon Petroleum Ltd Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%TMK.AX Tamaska Oil and Gas Limited Australia 0-5,837,000 25% 5,837,000-11,674,000 40% >11674000 75% 75%TWD.AX Tamawood Ltd Australia 0-3,900 25% 3,900-10,000 40% >10000 75% 75%TAM.AX Tanami Gold NL Australia 0-416,900 25% 416,900-833,800 40% >833800 75% 75%TNO.AX Tando Resources Limited Australia 0-32,400 25% 32,400-64,800 40% 64,800-392,714 50% 60% >392,714 75%TRL.AX Tanga Resources Limited Australia 0-1,459,300 25% 1,459,300-2,918,600 40% >2918600 75% 75%TAP.AX Tap Oil Ltd Australia 0-246,600 25% 246,600-750,000 40% >750000 75% 75%TEX.AX Target Energy Limited Australia 0-8,755,500 25% 8,755,500-17,511,000 40% >17511000 75% 75%TAR.AX Taruga Gold Limited Australia 0-211,000 25% 211,000-422,000 40% 422,000-803,018 50% 60% >803,018 75%TFL.AX TasFoods Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%TAS.AX Tasman Resources Limited Australia 0-186,300 25% 186,300-372,600 40% >372600 75% 75%TGR.AX Tassal Group Ltd Australia 0-20,000 20% 20,000-200,000 30% 200,000-350,000 50% 60% >350,000 75%TTS.AX Tatts Group Ltd Australia 0-40,000 10% 40,000-400,000 20% 400,000-1,000,000 35% 45% >1,000,000 75%TAW.AX Tawana Resources NL Australia 0-60,000 25% 60,000-350,000 40% 350,000-1,053,633 50% 60% >1,053,633 75%TDL.AX TBG Diagnostics Limited Australia 0-196,800 25% 196,800-393,600 40% >393600 75% 75%TMP.AX Tech Mpire Limited Australia 0-85,400 25% 85,400-250,000 40% >250000 75% 75%TCN.AX Techniche Limited Australia 0-416,900 25% 416,900-1,500,000 40% >1500000 75% 75%TMT.AX Technology Metals Australia Limited Australia 0-74,500 25% 74,500-149,000 40% 149,000-205,434 50% 60% >205,434 75%TNE.AX Technology One Ltd Australia 0-20,000 20% 20,000-200,000 30% 200,000-375,000 50% 60% >375,000 75%TGH.AX Tegel Group Holdings Limited Australia 0-13,700 25% 13,700-40,000 40% >40000 75% 75%TLS.AX Telstra Corp Ltd Australia 0-275,000 5% 275,000-2,530,491 10% 2,530,491-10,121,965 20% 40% >10,121,965 75%TPW.AX Temple & Webster Group Limited Australia 0-44,300 25% 44,300-130,000 40% >130000 75% 75%TGG.AX Templeton Global Growth Fund Australia 0-12,300 25% 12,300-75,000 40% 75,000-90,957 50% 60% >90,957 75%TPP.AX Tempo Australia Ltd Australia 0-83,400 25% 83,400-250,000 40% >250000 75% 75%TER.AX Terracom Ltd Australia 0-700,400 25% 700,400-1,400,800 40% 1,400,800-1,474,599 50% 60% >1,474,599 75%TMX.AX Terrain Minerals Limited Australia 0-2,188,900 25% 2,188,900-4,377,800 40% >4377800 75% 75%TZN.AX Terramin Australia Ltd Australia 0-106,100 25% 106,100-212,200 40% >212200 75% 75%TNT.AX Tesserent Limited Australia 0-257,500 25% 257,500-775,000 40% >775000 75% 75%CGL.AX The Citadel Group Limited Australia 0-2,900 25% 2,900-15,000 40% 15,000-27,121 50% 60% >27,121 75%FOD.AX The Food Revolution Group Limited Australia 0-350,200 25% 350,200-1,000,000 40% >1000000 75% 75%GO2.AX The GO2 People Limited Australia 0-92,200 25% 92,200-275,000 40% >275000 75% 75%GGL.AX The Gruden Group Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%THC.AX The Hydroponics Company Limited Australia 0-49,300 25% 49,300-98,600 40% 98,600-516,024 50% 60% >516,024 75%PGR.AX The PAS Group Limited Australia 0-39,800 25% 39,800-120,000 40% >120000 75% 75%TNK.AX Think Childcare Limited Australia 0-8,900 25% 8,900-25,000 40% >25000 75% 75%TSM.AX ThinkSmart Ltd Australia 0-49,300 25% 49,300-150,000 40% >150000 75% 75%TMZ.AX Thomson Resources Limited Australia 0-416,900 25% 416,900-1,500,000 40% >1500000 75% 75%THR.AX Thor Mining PLC Australia 0-625,400 25% 625,400-1,250,800 40% >1250800 75% 75%TGA.AX Thorn Group Ltd Australia 0-23,000 25% 23,000-140,000 40% 140,000-221,533 50% 60% >221,533 75%





TOP.AX Thorney Opportunities Limited Australia 0-24,500 25% 24,500-75,000 40% >75000 75% 75%TEK.AX Thorney Technologies Limited Australia 0-70,000 25% 70,000-140,000 40% >140000 75% 75%TPS.AX Threat Protect Australia Limited Australia 0-625,400 25% 625,400-2,000,000 40% >2000000 75% 75%THD.AX Thred Limited Australia 0-1,030,100 25% 1,030,100-6,000,000 40% 6,000,000-9,346,860 50% 60% >9,346,860 75%THX.AX Thundelarra Ltd Australia 0-796,000 25% 796,000-1,592,000 40% >1592000 75% 75%TIA.AX Tian An Australia Limited Australia 0-15,100 25% 15,100-45,000 40% >45000 75% 75%TPO.AX Tian Poh Resources Limited Australia 0-89,800 25% 89,800-179,600 40% >179600 75% 75%TB8.AX Tianmei Beverage Group Corporation Limited Australia 0-113,000 25% 113,000-350,000 40% >350000 75% 75%TIG.AX Tigers Realm Coal Limited Australia 0-318,400 25% 318,400-636,800 40% >636800 75% 75%TKF.AX Tikforce Limited Australia 0-833,900 25% 833,900-2,500,000 40% >2500000 75% 75%TML.AX Timah Resources Limited Australia 0-350,200 25% 350,200-1,000,000 40% >1000000 75% 75%WVL.AX Titanium Sands Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%TTT.AX Titomic Ltd Australia 0-45,000 25% 45,000-275,000 40% 275,000-792,951 50% 60% >792,951 75%TOU.AX Tlou Energy Limited - (AU) Australia 0-130,000 25% 130,000-400,000 40% 400,000-603,556 50% 60% >603,556 75%TNG.AX TNG Ltd Australia 0-113,000 25% 113,000-226,000 40% 226,000-322,031 50% 60% >322,031 75%TRT.AX Todd River Resources Limited Australia 0-106,100 25% 106,100-212,200 40% >212200 75% 75%TOM.AX Tomizone Limited Australia 0-1,094,400 25% 1,094,400-3,500,000 40% >3500000 75% 75%TTW.AX Top Tung Limited Australia 0-530,600 25% 530,600-1,061,200 40% >1061200 75% 75%TBH.AX TopBetta Holdings Limited Australia 0-52,300 25% 52,300-325,000 40% >325000 75% 75%TOE.AX Toro Energy Ltd Australia 0-530,600 25% 530,600-1,061,200 40% >1061200 75% 75%TFG.AX Total Face Group Limited Australia 0-125,100 25% 125,100-375,000 40% >375000 75% 75%TWR.AX Tower Ltd Australia 0-25,000 25% 25,000-75,000 40% >75000 75% 75%TOX.AX Tox Free Solutions Ltd Australia 0-10,000 25% 10,000-60,000 40% 60,000-192,302 50% 60% >192,302 75%TPC.AX TPC Consolidated Limited Australia 0-16,800 25% 16,800-50,000 40% >50000 75% 75%TPM.AX TPG Telecom Ltd Australia 0-35,000 10% 35,000-350,000 20% 350,000-1,000,000 35% 45% >1,000,000 75%TPE.AX TPI Enterprises Limited Australia 0-6,600 25% 6,600-13,200 40% 13,200-32,355 50% 60% >32,355 75%TME.AX Trade Me Group Ltd Australia 0-25,000 20% 25,000-250,000 30% >250000 75% 75%TTC.AX Traditional Therapy Clinics Limited Australia 0-92,200 25% 92,200-275,000 40% >275000 75% 75%TTI.AX Traffic Technologies Limited Australia 0-583,700 25% 583,700-1,167,400 40% >1167400 75% 75%TKL.AX Traka Resources Limited Australia 0-364,800 25% 364,800-729,600 40% >729600 75% 75%TSN.AX Transaction Solutions International Limited Australia 0-1,945,700 25% 1,945,700-6,000,000 40% >6000000 75% 75%TTL.AX Transcendence Technologies Limited Australia 0-761,300 25% 761,300-2,500,000 40% >2500000 75% 75%TCO.AX Transmetro Corporation Limited Australia 0-15,900 25% 15,900-50,000 40% >50000 75% 75%TCL.AX Transurban Group Australia 0-35,000 5% 35,000-350,000 10% 350,000-2,000,000 20% 40% >2,000,000 75%TWE.AX Treasury Wine Estates Ltd Australia 0-15,000 5% 15,000-150,000 10% 150,000-1,000,000 20% 40% >1,000,000 75%TKM.AX Trek Metals Limited Australia 0-486,400 25% 486,400-972,800 40% >972800 75% 75%TEG.AX Triangle Energy (Global) Limited Australia 0-113,000 25% 113,000-226,000 40% >226000 75% 75%TBR.AX Tribune Resources Limited Australia 0-2,500 25% 2,500-7,500 40% >7500 75% 75%TIL.AX Trilogy International Limited Australia 0-8,000 25% 8,000-25,000 40% >25000 75% 75%TRY.AX Troy Resources Ltd Australia 0-166,800 25% 166,800-333,600 40% 333,600-812,058 50% 60% >812,058 75%TRM.AX Truscott Mining Corporation Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%TTA.AX TTA Holdings Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%GEV.AX TTE Petroleum Limited Australia 0-54,700 25% 54,700-109,400 40% 109,400-116,160 50% 60% >116,160 75%TGN.AX Tungsten Mining NL Australia 0-166,800 25% 166,800-333,600 40% >333600 75% 75%TV2.AX TV2U International Ltd Australia 0-1,945,700 25% 1,945,700-6,000,000 40% >6000000 75% 75%TYK.AX Tychean Resources Limited Australia 0-3,502,200 25% 3,502,200-7,004,400 40% >7004400 75% 75%TYX.AX Tyranna Resources Limited Australia 0-729,600 25% 729,600-1,459,200 40% >1459200 75% 75%TZL.AX TZ Limited Australia 0-700,400 25% 700,400-2,000,000 40% >2000000 75% 75%UIL.AX UIL Energy Limited Australia 0-564,900 25% 564,900-1,129,800 40% >1129800 75% 75%UUL.AX Ultima United Limited Australia 0-269,400 25% 269,400-538,800 40% >538800 75% 75%UTR.AX Ultracharge Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%UNL.AX United Networks Limited Australia 0-236,600 25% 236,600-700,000 40% >700000 75% 75%UOS.AX United Overseas Australia Limited Australia 0-27,800 25% 27,800-85,000 40% >85000 75% 75%UBI.AX Universal Biosensors Inc Australia 0-51,500 25% 51,500-150,000 40% >150000 75% 75%UNV.AX Universal Coal PLC Australia 0-89,800 25% 89,800-179,600 40% >179600 75% 75%UPD.AX Updater Inc Australia 0-16,400 25% 16,400-100,000 40% 100,000-252,506 50% 60% >252,506 75%UEQ.AX Uranium Equities Limited Australia 0-1,459,300 25% 1,459,300-2,918,600 40% >2918600 75% 75%USA.AX Uraniumsa Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%URB.AX Urb Investments Limited Australia 0-17,100 25% 17,100-50,000 40% >50000 75% 75%UBN.AX Urbanise.com Ltd Australia 0-372,600 25% 372,600-1,000,000 40% >1000000 75% 75%URF.AX US Masters Residential Property Fund Australia 0-9,600 25% 9,600-30,000 40% 30,000-30,193 50% 60% >30,193 75%UCM.AX Uscom Limited Australia 0-106,100 25% 106,100-212,200 40% >212200 75% 75%VMX.AX Valmec Limited Australia 0-76,100 25% 76,100-230,000 40% >230000 75% 75%VAL.AX Valor Resources Australia 0-796,000 25% 796,000-1,592,000 40% 1,592,000-5,064,133 50% 60% >5,064,133 75%VAR.AX Variscan Mines Limited Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%VLT.AX Vault Intelligence Ltd Australia 0-500,300 25% 500,300-1,000,600 40% >1000600 75% 75%VMG.AX VDM Group Ltd Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%VELCP.AX Vealls Limited Australia 0-1,300 25% 1,300-8,000 40% 8,000-18,409 50% 60% >18,409 75%VEC.AX Vector Resources Limited Australia 0-875,600 25% 875,600-1,751,200 40% 1,751,200-2,591,570 50% 60% >2,591,570 75%VBS.AX Vectus Biosystems Limited Australia 0-12,500 25% 12,500-25,000 40% >25000 75% 75%VPC.AX Velpic Limited Australia 0-1,459,300 25% 1,459,300-4,500,000 40% >4500000 75% 75%VRX.AX Ventnor Resources Limited Australia 0-875,600 25% 875,600-1,751,200 40% >1751200 75% 75%VMS.AX Venture Minerals Ltd Australia 0-603,800 25% 603,800-1,207,600 40% >1207600 75% 75%VXR.AX Venturex Resources Limited Australia 0-729,600 25% 729,600-1,459,200 40% 1,459,200-5,361,336 50% 60% >5,361,336 75%VMC.AX Venus Metals Corporation Limited Australia 0-140,100 25% 140,100-280,200 40% >280200 75% 75%VRM.AX Verdant Minerals Ltd Australia 0-625,400 25% 625,400-1,250,800 40% >1250800 75% 75%VRI.AX Veriluma Limited Australia 0-1,167,400 25% 1,167,400-2,334,800 40% >2334800 75% 75%VRS.AX Veris Limited Australia 0-106,100 25% 106,100-325,000 40% >325000 75% 75%VG1.AX VGI Partners Global Investments Limited Australia 0-15,000 25% 15,000-90,000 40% 90,000-230,595 50% 60% >230,595 75%VCX.AX Vicinity Centers Australia 0-180,000 10% 180,000-1,000,000 20% 1,000,000-3,600,000 35% 45% >3,600,000 75%VIG.AX Victor Group Holdings Limited Australia 0-460,800 25% 460,800-1,500,000 40% >1500000 75% 75%VIC.AX Victory Mines Limited Australia 0-1,751,100 25% 1,751,100-3,502,200 40% >3502200 75% 75%VII.AX Vietnam Industrial Investments Limited Australia 0-51,500 25% 51,500-150,000 40% >150000 75% 75%VKA.AX Viking Mines Limited Australia 0-673,500 25% 673,500-1,347,000 40% >1347000 75% 75%VLW.AX Villa World Ltd Australia 0-8,000 25% 8,000-50,000 40% 50,000-149,700 50% 60% >149,700 75%VRL.AX Village Roadshow Ltd Australia 0-4,700 20% 4,700-45,000 30% 45,000-75,000 50% 60% >75,000 75%VMY.AX Vimy Resources Limited Australia 0-120,800 25% 120,800-241,600 40% >241600 75% 75%VLA.AX Viralytics Ltd Australia 0-21,600 25% 21,600-43,200 40% 43,200-80,456 50% 60% >80,456 75%VAH.AX Virgin Australia Holdings Limited Australia 0-76,100 25% 76,100-450,000 40% 450,000-502,221 50% 60% >502,221 75%VRT.AX Virtus Health Ltd Australia 0-8,000 20% 8,000-80,000 30% 80,000-140,000 50% 60% >140,000 75%VTI.AX Visioneering Technologies Inc Australia 0-44,900 25% 44,900-89,800 40% >89800 75% 75%VTG.AX Vita Group Ltd Australia 0-40,000 25% 40,000-240,000 40% 240,000-676,484 50% 60% >676,484 75%VSC.AX Vita Life Sciences Limited Australia 0-17,500 25% 17,500-55,000 40% >55000 75% 75%VML.AX Vital Metals Limited Australia 0-2,501,600 25% 2,501,600-5,003,200 40% >5003200 75% 75%VVR.AX Viva Energy REIT Australia 0-35,000 20% 35,000-210,000 30% 210,000-672,640 50% 60% >672,640 75%VIV.AX Vivid Technology Limited Australia 0-389,100 25% 389,100-1,000,000 40% >1000000 75% 75%VMT.AX Vmoto Limited Australia 0-265,300 25% 265,300-800,000 40% >800000 75% 75%VHT.AX Volpara Health Technologies Limited Australia 0-26,100 25% 26,100-52,200 40% 52,200-64,049 50% 60% >64,049 75%VPR.AX Volt Power Group Ltd Australia 0-4,377,800 25% 4,377,800-15,000,000 40% >15000000 75% 75%VRC.AX Volt Resources Limited Australia 0-796,000 25% 796,000-1,592,000 40% >1592000 75% 75%VIP.AX Voltage IP Limited Australia 0-350,200 25% 350,200-1,000,000 40% >1000000 75% 75%WKT.AX Walkabout Resources Limited Australia 0-203,600 25% 203,600-407,200 40% >407200 75% 75%





WAM.AX WAM Capital Ltd Australia 0-20,000 25% 20,000-120,000 40% 120,000-319,889 50% 60% >319,889 75%WLE.AX WAM Leaders Limited Australia 0-25,000 25% 25,000-150,000 40% 150,000-449,000 50% 60% >449,000 75%WMI.AX WAM Microcap Ltd Australia 0-13,000 25% 13,000-80,000 40% 80,000-131,021 50% 60% >131,021 75%WAX.AX WAM Research Ltd Australia 0-11,300 25% 11,300-70,000 40% 70,000-93,201 50% 60% >93,201 75%WGL.AX Wangle Technologies Limited Australia 0-1,250,800 25% 1,250,800-4,000,000 40% >4000000 75% 75%SOL.AX Washington H Soul Pattinson & Co Ltd Australia 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%WAT.AX Water Company Limited Australia 0-9,800 25% 9,800-30,000 40% >30000 75% 75%WRG.AX Water Resources Group Limited Australia 0-17,511,000 25% 17,511,000-35,022,000 40% >35022000 75% 75%WGF.AX Watermark Global Leaders Fund Limited Australia 0-19,000 25% 19,000-55,000 40% >55000 75% 75%WMK.AX Watermark Market Neutral Fund Limited Australia 0-20,400 25% 20,400-60,000 40% >60000 75% 75%WTP.AX Watpac Ltd Australia 0-26,100 25% 26,100-80,000 40% 80,000-90,626 50% 60% >90,626 75%WHA.AX Wattle Health Australia Limited Australia 0-20,000 20% 20,000-120,000 30% 120,000-382,376 50% 60% >382,376 75%WAL.AX Wavenet International Limited Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%WEB.AX Webjet Ltd Australia 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%WBA.AX Webster Ltd Australia 0-13,000 25% 13,000-40,000 40% 40,000-53,848 50% 60% >53,848 75%WBT.AX Weebit-Nano Limited Australia 0-357,400 25% 357,400-1,000,000 40% 1,000,000-1,816,860 50% 60% >1,816,860 75%WLD.AX Wellard Limited Australia 0-109,400 25% 109,400-325,000 40% >325000 75% 75%WLL.AX Wellcom Group Limited Australia 0-3,900 25% 3,900-10,000 40% >10000 75% 75%WES.AX Wesfarmers Ltd Australia 0-15,000 5% 15,000-150,000 10% 150,000-810,319 20% 40% >810,319 75%WAF.AX West African Resources Limited Australia 0-46,100 25% 46,100-92,200 40% 92,200-434,251 50% 60% 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1,250,800-2,501,600 40% >2501600 75% 75%ZGL.AX Zicom Group Limited Australia 0-129,700 25% 129,700-400,000 40% >400000 75% 75%ZIM.AX Zimplats Holdings Limited Australia 0-4,900 25% 4,900-15,000 40% >15000 75% 75%ZMI.AX Zinc of Ireland NL Australia 0-2,918,500 25% 2,918,500-5,837,000 40% >5837000 75% 75%ZML.AX zipMoney Limited Australia 0-24,500 25% 24,500-150,000 40% 150,000-154,620 50% 60% >154,620 75%ZIP.AX Ziptel Limited Australia 0-1,030,100 25% 1,030,100-3,000,000 40% >3000000 75% 75%ZNO.AX Zoono Group Limited Australia 0-38,900 25% 38,900-77,800 40% 77,800-303,142 50% 60% >303,142 75%ZYB.AX Zyber Holdings Limited Australia 0-2,188,900 25% 2,188,900-6,500,000 40% >6500000 75% 75%ABLX.BR Ablynx NV Belgium 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%ACKB.BR Ackermans & van Haaren NV Belgium 0-1,000 10% 1,000-10,000 20% 10,000-15,000 35% 45% >15,000 75%AOO.BR Aedifica SA Belgium 0-1,000 20% 1,000-6,000 30% 6,000-12,543 50% 60% >12,543 75%AGES.BR Ageas Belgium 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>753600 75% 75%APH.TO Aphria Inc Canada 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%ARX.TO ARC Resources Ltd Canada 0-15,000 10% 15,000-150,000 20% 150,000-550,000 35% 45% >550,000 75%AR.TO Argonaut Gold Inc Canada 0-20,000 20% 20,000-120,000 30% 120,000-400,000 50% 60% >400,000 75%AZ.TO Arizona Mining Inc Canada 0-15,000 25% 15,000-90,000 40% 90,000-253,627 50% 60% >253,627 75%AKG.TO Asanko Gold Inc Canada 0-70,000 25% 70,000-425,000 40% 425,000-1,400,000 50% 60% >1,400,000 75%ATH.TO Athabasca Oil Corp Canada 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%AMI.TO AuRico Metals Inc Canada 0-9,500 25% 9,500-19,000 40% 19,000-176,518 50% 60% >176,518 75%ACB.TO Aurora Cannabis Inc Canada 0-110,000 25% 110,000-650,000 40% 650,000-2,170,307 50% 60% >2,170,307 75%AUG.TO Auryn Resources Inc Canada 0-8,100 25% 8,100-16,200 40% 16,200-90,054 50% 60% >90,054 75%AVO.TO Avigilon Corp Canada 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%BTO.TO B2Gold Corp Canada 0-100,000 10% 100,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%BAD.TO Badger Daylighting Limited Canada 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%BMO.TO Bank of Montreal (CA) Canada 0-15,000 5% 15,000-86,633 10% 86,633-346,535 20% 40% >346,535 75%BNS.TO Bank of Nova Scotia Canada 0-15,000 5% 15,000-101,923 10% 101,923-407,694 20% 40% >407,694 75%ABX.TO Barrick Gold Corp (CA) Canada 0-20,000 5% 20,000-200,000 10% 200,000-1,500,000 20% 40% >1,500,000 75%BTE.TO Baytex Energy Corp Canada 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%BCE.TO BCE Inc (CA) Canada 0-15,000 5% 15,000-138,597 10% 138,597-554,389 20% 40% >554,389 75%BXE.TO Bellatrix Exploration Ltd Canada 0-5,400 25% 5,400-10,800 40% 10,800-52,490 50% 60% >52,490 75%BIR.TO Birchcliff Energy Limited Canada 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%BB.TO Blackberry Ltd (CA) Canada 0-110,000 10% 110,000-618,832 20% 618,832-2,475,328 35% 45% >2,475,328 75%BBI.V Blackbird Energy Inc Canada 0-38,100 25% 38,100-76,200 40% 76,200-480,110 50% 60% >480,110 75%PXX.TO BlackPearl Resources Inc (CA) Canada 0-15,800 25% 15,800-45,000 40% 45,000-67,646 50% 60% >67,646 75%BBDb.TO Bombardier Inc Canada 0-90,000 10% 90,000-900,000 20% 900,000-3,000,000 35% 45% >3,000,000 75%BNP.TO Bonavista Energy Corporation Canada 0-20,000 20% 20,000-120,000 30% 120,000-345,100 50% 60% >345,100 75%BRIO.TO Brio Gold Inc Canada 0-8,300 25% 8,300-25,000 40% 25,000-27,623 50% 60% >27,623 75%BAMa.TO Brookfield Asset Management Inc (CA) Canada 0-10,000 5% 10,000-150,000 10% 150,000-635,770 20% 40% >635,770 75%BBU_u.TO Brookfield Business Partners LP (CA) Canada 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%DOO.TO BRP Inc Canada 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%CCO.TO Cameco Corp (CA) Canada 0-40,000 10% 40,000-400,000 20% 400,000-1,500,000 35% 45% >1,500,000 75%CF.TO Canaccord Genuity 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CGG.TO China Gold International Resources Corp Ltd Canada 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%CCA.TO Cogeco Cable Inc Canada 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%CUF_u.TO Cominar REIT Canada 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%CXR.TO Concordia Healthcare Corporation (CA) Canada 0-25,300 25% 25,300-150,000 40% 150,000-294,135 50% 60% >294,135 75%CSU.TO Constellation Software Inc Canada 0-1,000 5% 1,000-10,000 10% 10,000-20,000 20% 40% >20,000 75%CNL.TO Continental Gold Inc Canada 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%CJRb.TO Corus Entertainment Inc Canada 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%CPG.TO Crescent Point Energy Corp (CA) Canada 0-50,000 10% 50,000-500,000 20% 500,000-2,000,000 35% 45% >2,000,000 75%CR.TO Crew Energy Inc Canada 0-25,000 20% 25,000-150,000 30% 150,000-482,136 50% 60% >482,136 75%CRH.TO CRH Medical Corporation Canada 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%CWV.V Crown Point Energy Inc Canada 0-423,900 25% 423,900-847,800 40% >847800 75% 75%DNA.TO Dalradian Resources Inc Canada 0-12,700 25% 12,700-25,400 40% 25,400-176,940 50% 60% >176,940 75%DML.TO Denison Mines Corp (CA) Canada 0-25,300 25% 25,300-50,600 40% 50,600-476,181 50% 60% >476,181 75%DGC.TO Detour Gold Corp Canada 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%DHXb.TO DHX Media Limited Canada 0-9,000 25% 9,000-55,000 40% 55,000-168,344 50% 60% >168,344 75%DOL.TO Dollarama Inc Canada 0-3,000 5% 3,000-30,000 10% 30,000-180,000 20% 40% >180,000 75%DRG_u.TO Dream Global REIT Canada 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%DCa.TO Dundee Corporation Canada 0-5,300 25% 5,300-15,000 40% 15,000-23,534 50% 60% >23,534 75%DPM.TO Dundee Precious Metals Inc Canada 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%ELR.TO Eastern Platinum Ltd (CA) Canada 0-53,800 25% 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75%HIVE.V HIVE Blockchain Technologies Limited Canada 0-80,000 25% 80,000-475,000 40% 475,000-1,600,000 50% 60% >1,600,000 75%HCG.TO Home Capital Group Inc Canada 0-30,000 15% 30,000-180,000 25% 180,000-600,000 40% 55% >600,000 75%HNL.TO Horizon North Logistics Inc Canada 0-10,700 25% 10,700-65,000 40% 65,000-101,034 50% 60% >101,034 75%HBM.TO HudBay Minerals Inc (CA) Canada 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%HBC.TO Hudson's Bay Co Canada 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%HSE.TO Husky Energy Inc Canada 0-15,000 10% 15,000-150,000 20% 150,000-475,000 35% 45% >475,000 75%H.TO Hydro One Limited Canada 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%IMG.TO IAMGOLD Corp (CA) Canada 0-113,200 10% 113,200-565,954 20% 565,954-2,263,818 35% 45% >2,263,818 75%IMO.TO Imperial Oil Ltd Canada 0-8,000 5% 8,000-80,000 10% 80,000-475,000 20% 40% >475,000 75%IAG.TO Industrial Alliance Insurance & Financial Services 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0-2,500 25% 2,500-5,000 40% 5,000-37,210 50% 60% >37,210 75%MND.TO Mandalay Resources Corp Canada 0-58,500 25% 58,500-180,000 40% 180,000-219,043 50% 60% >219,043 75%MFC.TO Manulife Financial Corp (CA) Canada 0-50,000 5% 50,000-315,050 10% 315,050-1,260,200 20% 40% >1,260,200 75%MFI.TO Maple Leaf Foods Inc Canada 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%MRE.TO Martinrea International Inc Canada 0-6,000 20% 6,000-35,000 30% 35,000-120,000 50% 60% >120,000 75%MNR.TO Mason Resources Corp Canada 0-77,100 25% 77,100-154,200 40% >154200 75% 75%MEG.TO MEG Energy Corp Canada 0-35,000 25% 35,000-210,000 40% 210,000-673,130 50% 60% >673,130 75%MX.TO Methanex Corp (CA) Canada 0-5,000 10% 5,000-30,000 20% 30,000-259,067 35% 45% >259,067 75%MRU.TO Metro Inc Canada 0-8,000 10% 8,000-80,000 20% 80,000-275,000 35% 45% >275,000 75%MRC.TO Morguard Corporation Canada 0-1,000 25% 1,000-3,000 40% >3000 75% 75%MRT_u.TO Morguard Real Estate Investment Trust Canada 0-1,200 25% 1,200-7,000 40% 7,000-12,159 50% 60% >12,159 75%MSI.TO Morneau Shepell Inc Canada 0-1,500 25% 1,500-9,000 40% 9,000-25,857 50% 60% >25,857 75%MPVD.TO Mountain Province Diamonds Inc (CA) Canada 0-4,700 25% 4,700-9,400 40% 9,400-77,374 50% 60% >77,374 75%MTY.TO MTY Food Group Inc Canada 0-1,000 25% 1,000-6,000 40% 6,000-10,656 50% 60% >10,656 75%NA.TO National Bank of Canada Canada 0-8,000 5% 8,000-80,000 10% 80,000-544,071 20% 40% >544,071 75%





NUS.TO Nautilus Minerals Inc Canada 0-87,000 25% 87,000-174,000 40% >174000 75% 75%NMX.TO Nemaska Lithium Inc Canada 0-25,000 25% 25,000-150,000 40% 150,000-495,523 50% 60% >495,523 75%NAL.TO Newalta Corporation Canada 0-22,300 25% 22,300-44,600 40% 44,600-75,652 50% 60% >75,652 75%NXE.TO NexGen Energy Limited Canada 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%NGQ.TO NGEx Resources Inc Canada 0-16,300 25% 16,300-32,600 40% >32600 75% 75%NKO.TO Niko Resources Ltd Canada 0-282,600 25% 282,600-565,200 40% >565200 75% 75%NCQ.TO NovaCopper Inc (CA) Canada 0-23,900 25% 23,900-47,800 40% >47800 75% 75%NVO.V Novo Resources Corporation Canada 0-15,000 25% 15,000-90,000 40% 90,000-244,228 50% 60% >244,228 75%NVA.TO NuVista Energy Limited Canada 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%OBE.TO Obsidian Energy Limited (CA) Canada 0-20,000 25% 20,000-200,000 40% 200,000-400,000 50% 60% >400,000 75%OSU.V Orsu Metals Corporation Canada 0-70,700 25% 70,700-141,400 40% >141400 75% 75%OR.TO Osisko Gold Royalties Ltd Canada 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%OSK.TO Osisko Mining Inc Canada 0-20,000 25% 20,000-120,000 40% 120,000-356,603 50% 60% >356,603 75%PONY.TO Painted Pony Energy Limited Canada 0-20,000 20% 20,000-120,000 30% 120,000-344,759 50% 60% >344,759 75%PXT.TO Parex Resources Inc Canada 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%PSI.TO Pason Systems Inc Canada 0-2,500 20% 2,500-15,000 30% 15,000-46,597 50% 60% >46,597 75%PPL.TO Pembina Pipeline Corp Canada 0-9,000 5% 9,000-90,000 10% 90,000-600,000 20% 40% >600,000 75%PEY.TO Peyto Exploration & Development Corp Canada 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%PNP.TO Pinetree Capital Ltd Canada 0-5,700 25% 5,700-15,000 40% >15000 75% 75%POT.TO Potash Corp of Saskatchewan Inc (CA) Canada 0-50,000 5% 50,000-350,620 10% 350,620-1,402,481 20% 40% >1,402,481 75%POW.TO Power Corp of Canada Canada 0-10,000 10% 10,000-100,000 20% 100,000-375,000 35% 45% >375,000 75%PSK.TO PrairieSky Royalty Limited Canada 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%PG.TO Premier Gold Mines Ltd Canada 0-20,000 20% 20,000-120,000 30% 120,000-389,549 50% 60% >389,549 75%P.TO Primero Mining Corp (CA) Canada 0-199,500 25% 199,500-600,000 40% 600,000-829,137 50% 60% >829,137 75%PLI.TO Prometic Life Sciences Inc Canada 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%QEC.TO Questerre Energy Corp (CA) Canada 0-22,300 25% 22,300-130,000 40% 130,000-446,000 50% 60% >446,000 75%QSR.TO Restaurant Brands International Inc (CA) Canada 0-10,000 5% 10,000-100,000 10% 100,000-200,000 20% 40% >200,000 75%QSP_u.TO Restaurant Brands International LP Canada 0-1,000 25% 1,000-3,000 40% >3000 75% 75%RCIb.TO Rogers Communications Inc Canada 0-6,000 5% 6,000-60,000 10% 60,000-400,000 20% 40% >400,000 75%RY.TO Royal Bank of Canada Canada 0-15,000 5% 15,000-84,915 10% 84,915-339,663 20% 40% >339,663 75%RMX.TO Rubicon Minerals Corporation Canada 0-11,600 25% 11,600-23,200 40% >23200 75% 75%RUS.TO Russel Metals Inc Canada 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%SBB.TO Sabina Gold & Silver Corporation Canada 0-10,000 25% 10,000-60,000 40% 60,000-185,888 50% 60% >185,888 75%SSL.TO Sandstorm Gold Ltd Canada 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%SVC.TO Sandvine Corp (CA) Canada 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%SAP.TO Saputo Inc Canada 0-8,000 10% 8,000-80,000 20% 80,000-275,000 35% 45% >275,000 75%SCC.TO Sears Canada Inc (CA) Canada 0-27,300 25% 27,300-80,000 40% >80000 75% 75%SES.TO Secure Energy Services Inc Canada 0-8,000 20% 8,000-50,000 30% 50,000-149,957 50% 60% >149,957 75%SMF.TO SEMAFO Inc (CA) Canada 0-40,000 15% 40,000-240,000 25% 240,000-800,000 40% 55% >800,000 75%VII.TO Seven Generations Energy Limited Canada 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%SNM.V Shamaran Petroleum Corp (CA) Canada 0-199,500 25% 199,500-399,000 40% 399,000-3,188,987 50% 60% >3,188,987 75%SJRb.TO Shaw Communications Inc (CA) Canada 0-7,000 5% 7,000-70,000 10% 70,000-700,000 20% 40% >700,000 75%S.TO Sherritt International Corp Canada 0-20,000 25% 20,000-120,000 40% 120,000-361,810 50% 60% >361,810 75%SVM.TO Silvercorp Metals Inc Canada 0-20,000 20% 20,000-120,000 30% 120,000-400,000 50% 60% >400,000 75%SNC.TO SNC-Lavalin Group Inc Canada 0-6,000 10% 6,000-60,000 20% 60,000-190,000 35% 45% >190,000 75%SGQ.TO SouthGobi Resources Ltd (CA) Canada 0-89,200 25% 89,200-275,000 40% >275000 75% 75%SII.TO Sprott Inc Canada 0-7,500 25% 7,500-45,000 40% 45,000-109,995 50% 60% >109,995 75%SWY.TO Stornoway Diamond Corporation Canada 0-28,300 25% 28,300-170,000 40% 170,000-211,165 50% 60% >211,165 75%SLF.TO Sun Life Financial Inc (CA) Canada 0-10,000 5% 10,000-100,000 10% 100,000-688,009 20% 40% >688,009 75%SU.TO Suncor Energy Inc (CA) Canada 0-20,000 5% 20,000-183,546 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0161.HK AVIC International Holdings Ltd Hong Kong 0-60,000 20% 60,000-350,000 30% 350,000-865,764 50% 60% >865,764 75%2357.HK AviChina Industry & Technology Co Ltd Hong Kong 0-325,000 15% 325,000-2,000,000 25% 2,000,000-5,567,791 40% 55% >5,567,791 75%3988.HK Bank of China Ltd Hong Kong 0-2,725,000 5% 2,725,000-13,597,519 10% 13,597,519-54,390,078 20% 40% >54,390,078 75%1963.HK Bank of Chongqing Company Limited Hong Kong 0-40,000 25% 40,000-240,000 40% 240,000-616,907 50% 60% >616,907 75%3328.HK Bank of Communications Co Ltd Hong Kong 0-300,000 5% 300,000-4,500,000 10% 4,500,000-15,000,000 20% 40% >15,000,000 75%0023.HK Bank of East Asia Ltd Hong Kong 0-25,000 10% 25,000-250,000 20% 250,000-625,000 35% 45% >625,000 75%0416.HK Bank of Jinzhou Company Limited Hong Kong 0-11,600 25% 11,600-35,000 40% 35,000-67,640 50% 60% >67,640 75%6196.HK Bank of Zhengzhou Company Limited Hong Kong 0-23,700 25% 23,700-140,000 40% 140,000-223,260 50% 60% >223,260 75%1121.HK Baofeng Modern International Holdings Co Ltd Hong Kong 0-200,300 25% 200,300-600,000 40% >600000 75% 75%2009.HK BBMG Corp Hong Kong 0-1,075,000 10% 1,075,000-6,500,000 20% 6,500,000-21,500,000 35% 45% >21,500,000 75%0694.HK Beijing Capital International Airport Co Ltd Hong Kong 0-130,000 10% 130,000-775,000 20% 775,000-2,600,000 35% 45% >2,600,000 75%0392.HK Beijing Enterprises Holdings Ltd Hong Kong 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%0371.HK Beijing Enterprises Water Group Ltd Hong Kong 0-400,000 10% 400,000-2,500,000 20% 2,500,000-8,000,000 35% 45% >8,000,000 75%0579.HK Beijing Jingneng Clean Energy Company Limite Hong Kong 0-160,000 20% 160,000-950,000 30% 950,000-2,460,730 50% 60% >2,460,730 75%0588.HK Beijing North Star Co Ltd Hong Kong 0-70,000 25% 70,000-425,000 40% 425,000-1,111,359 50% 60% >1,111,359 75%1599.HK Beijing Urban Construction Design & Developme Hong Kong 0-40,000 25% 40,000-240,000 40% 240,000-598,848 50% 60% >598,848 75%2588.HK BOC Aviation Limited Hong Kong 0-20,000 15% 20,000-120,000 25% 120,000-372,029 40% 55% >372,029 75%2388.HK BOC Hong Kong Holdings Ltd Hong Kong 0-120,000 5% 120,000-1,403,733 10% 1,403,733-5,614,932 20% 40% >5,614,932 75%3998.HK Bosideng International Holdings Ltd Hong Kong 0-165,300 25% 165,300-1,000,000 40% 1,000,000-2,278,270 50% 60% >2,278,270 75%0434.HK Boyaa Interactive International Ltd Hong Kong 0-80,000 25% 80,000-475,000 40% 475,000-1,151,003 50% 60% >1,151,003 75%0933.HK Brightoil Petroleum Holdings Ltd Hong Kong 0-90,000 25% 90,000-550,000 40% 550,000-1,345,711 50% 60% >1,345,711 75%1114.HK Brilliance China Automotive Holdings Ltd Hong Kong 0-248,600 10% 248,600-1,242,923 20% 1,242,923-4,971,694 35% 45% >4,971,694 75%0159.HK Brockman Mining Ltd (HK) Hong Kong 0-1,052,100 25% 1,052,100-2,104,200 40% >2104200 75% 75%1211.HK Byd Co Ltd Hong Kong 0-72,500 10% 72,500-362,411 20% 362,411-1,449,645 35% 45% >1,449,645 75%0285.HK BYD Electronic International Co Ltd Hong Kong 0-226,900 10% 226,900-1,134,607 20% 1,134,607-4,538,431 35% 45% >4,538,431 75%1224.HK C C Land Holdings Ltd Hong Kong 0-61,600 25% 61,600-375,000 40% 375,000-779,550 50% 60% >779,550 75%0341.HK Cafe de Coral Holdings Ltd Hong Kong 0-15,000 20% 15,000-90,000 30% 90,000-233,717 50% 60% >233,717 75%0699.HK CAR Inc Hong Kong 0-140,000 15% 140,000-850,000 25% 850,000-2,413,701 40% 55% >2,413,701 75%0293.HK Cathay Pacific Airways Ltd Hong Kong 0-150,000 10% 150,000-1,500,000 20% 1,500,000-4,000,000 35% 45% >4,000,000 75%1816.HK CGN Power Co Ltd Hong Kong 0-925,000 10% 925,000-5,500,000 20% 5,500,000-18,500,000 35% 45% >18,500,000 75%2778.HK Champion REIT Hong Kong 0-180,000 15% 180,000-1,000,000 25% 1,000,000-3,049,992 40% 55% >3,049,992 75%0951.HK Chaowei Power Holdings Limited Hong Kong 0-160,000 20% 160,000-950,000 30% 950,000-2,440,863 50% 60% >2,440,863 75%1038.HK Cheung Kong Infrastructure Holdings Ltd Hong Kong 0-45,000 10% 45,000-450,000 20% 450,000-1,000,000 35% 45% >1,000,000 75%11131.HK Cheung Kong Property Holdings Limited Hong Kong 0-79,000 10% 79,000-395,132 20% 395,132-1,580,531 35% 45% >1,580,531 75%0031.HK China Aerospace International Holdings Ltd Hong Kong 0-190,000 25% 190,000-1,000,000 40% 1,000,000-2,885,648 50% 60% >2,885,648 75%0606.HK China Agri-Industries Holdings Ltd Hong Kong 0-250,000 15% 250,000-1,500,000 25% 1,500,000-4,374,238 40% 55% >4,374,238 75%1848.HK China Aircraft Leasing Group Holdings Limited Hong Kong 0-50,000 20% 50,000-300,000 30% 300,000-822,928 50% 60% >822,928 75%0633.HK China All Access (Holdings) Limited Hong Kong 0-44,300 25% 44,300-275,000 40% 275,000-423,754 50% 60% >423,754 75%3983.HK China BlueChemical Ltd Hong Kong 0-220,000 20% 220,000-1,500,000 30% 1,500,000-3,252,378 50% 60% >3,252,378 75%1259.HK China Child Care Corp Hong Kong 0-347,200 25% 347,200-2,000,000 40% 2,000,000-3,000,348 50% 60% >3,000,348 75%1359.HK China Cinda Asset Management Co Ltd Hong Kong 0-1,225,000 10% 1,225,000-7,500,000 20% 7,500,000-24,500,000 35% 45% >24,500,000 75%0998.HK China CITIC Bank Corp Ltd Hong Kong 0-1,000,000 10% 1,000,000-5,176,789 20% 5,176,789-20,707,157 35% 45% >20,707,157 75%1898.HK China Coal Energy Co Ltd Hong Kong 0-375,000 10% 375,000-2,500,000 20% 2,500,000-7,500,000 35% 45% >7,500,000 75%1800.HK China Communications Construction Co Ltd Hong Kong 0-475,000 10% 475,000-2,827,280 20% 2,827,280-9,500,000 35% 45% >9,500,000 75%0552.HK China Communications Services Corp Ltd Hong Kong 0-275,000 15% 275,000-1,500,000 25% 1,500,000-4,667,709 40% 55% >4,667,709 75%0586.HK China Conch Venture Holdings Limited Hong Kong 0-90,000 15% 90,000-550,000 25% 550,000-1,580,007 40% 55% >1,580,007 75%0939.HK China Construction Bank Corp Hong Kong 0-1,525,000 5% 1,525,000-7,624,963 10% 7,624,963-30,499,853 20% 40% >30,499,853 75%1919.HK China COSCO Holdings Co Ltd Hong Kong 0-475,000 10% 475,000-3,000,000 20% 3,000,000-9,500,000 35% 45% >9,500,000 75%3818.HK China Dongxiang Group Co Hong Kong 0-300,000 20% 300,000-2,000,000 30% 2,000,000-4,431,970 50% 60% >4,431,970 75%0670.HK China Eastern Airlines Corp Ltd (HK) Hong Kong 0-375,000 15% 375,000-2,500,000 25% 2,500,000-6,119,897 40% 55% >6,119,897 75%6818.HK China Everbright Bank Co Ltd Hong Kong 0-375,000 15% 375,000-2,500,000 25% 2,500,000-6,337,922 40% 55% >6,337,922 75%1257.HK China Everbright Greentech Limited Hong Kong 0-90,000 20% 90,000-550,000 30% 550,000-1,361,588 50% 60% >1,361,588 75%0257.HK China Everbright International Limited Hong Kong 0-190,000 10% 190,000-1,000,000 20% 1,000,000-3,800,000 35% 45% >3,800,000 75%0165.HK China Everbright Ltd Hong Kong 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%3333.HK China Evergrande Group Hong Kong 0-166,100 10% 166,100-830,598 20% 830,598-3,322,392 35% 45% >3,322,392 75%2918.HK China e-Wallet Payment Group Limited Hong Kong 0-1,125,000 20% 1,125,000-7,000,000 30% 7,000,000-16,697,479 50% 60% >16,697,479 75%1269.HK China First Capital Group Limited Hong Kong 0-150,000 20% 150,000-900,000 30% 900,000-2,296,170 50% 60% >2,296,170 75%0506.HK China Foods Ltd Hong Kong 0-240,000 15% 240,000-1,500,000 25% 1,500,000-3,954,949 40% 55% >3,954,949 75%6881.HK China Galaxy Securities Co Ltd Hong Kong 0-425,000 10% 425,000-2,500,000 20% 2,500,000-8,500,000 35% 45% >8,500,000 75%0384.HK China Gas Holdings Ltd Hong Kong 0-120,000 10% 120,000-725,000 20% 725,000-2,400,000 35% 45% >2,400,000 75%0904.HK China Green Holdings Ltd Hong Kong 0-5,450,000 25% 5,450,000-35,000,000 40% 35,000,000-81,661,937 50% 60% >81,661,937 75%0658.HK China High Speed Transmission Equipment Gro Hong Kong 0-160,000 15% 160,000-950,000 25% 950,000-2,658,955 40% 55% >2,658,955 75%1378.HK China Hongqiao Group Limited Hong Kong 0-484,000 20% 484,000-2,420,004 30% 2,420,004-9,680,018 50% 60% >9,680,018 75%1886.HK China Huiyuan Juice Group Ltd Hong Kong 0-90,000 25% 90,000-550,000 40% 550,000-1,359,935 50% 60% >1,359,935 75%3908.HK China International Capital Corporation Limited Hong Kong 0-160,000 10% 160,000-950,000 20% 950,000-3,200,000 35% 45% >3,200,000 75%2039.HK China International Marine Containers Group Co Hong Kong 0-50,000 20% 50,000-300,000 30% 300,000-792,555 50% 60% >792,555 75%1900.HK China ITS Holdings Co Ltd Hong Kong 0-208,300 25% 208,300-625,000 40% 625,000-1,084,419 50% 60% >1,084,419 75%2999.HK China Jicheng Holdings Limited Hong Kong 0-23,151,100 25% 23,151,100-148,404,48 40% 148,404,487-378,837,07 50% 60% >378,837,077 75%0139.HK China Jinhai International Group Ltd Hong Kong 0-2,950,000 20% 2,950,000-20,000,000 30% 20,000,000-44,426,955 50% 60% >44,426,955 75%2128.HK China Lesso Group Holdings Ltd Hong Kong 0-120,000 20% 120,000-725,000 30% 725,000-1,817,976 50% 60% >1,817,976 75%2628.HK China Life Insurance Co Ltd Hong Kong 0-375,000 5% 375,000-1,880,090 10% 1,880,090-7,520,361 20% 40% >7,520,361 75%1234.HK China Lilang Ltd Hong Kong 0-35,000 25% 35,000-210,000 40% 210,000-538,315 50% 60% >538,315 75%0772.HK China Literature Limited Hong Kong 0-51,900 10% 51,900-259,355 20% 259,355-1,037,420 35% 45% >1,037,420 75%931.HK China LNG Group Ltd Hong Kong 0-180,000 25% 180,000-1,000,000 40% 1,000,000-2,719,251 50% 60% >2,719,251 75%0916.HK China Longyuan Power Group Corp Hong Kong 0-275,000 10% 275,000-1,500,000 20% 1,500,000-5,500,000 35% 45% >5,500,000 75%1371.HK China LotSynergy Holdings Ltd Hong Kong 0-1,250,000 25% 1,250,000-7,500,000 40% 7,500,000-18,597,771 50% 60% >18,597,771 75%1829.HK China Machinery Engineering Corp Hong Kong 0-140,000 20% 140,000-850,000 30% 850,000-2,069,541 50% 60% >2,069,541 75%1317.HK China Maple Leaf Educational Systems Limited Hong Kong 0-120,000 10% 120,000-725,000 20% 725,000-2,400,000 35% 45% >2,400,000 75%2319.HK China Mengniu Dairy Co Ltd Hong Kong 0-110,000 5% 110,000-1,000,000 10% 1,000,000-5,500,000 20% 40% >5,500,000 75%3968.HK China Merchants Bank Co Ltd Hong Kong 0-169,900 10% 169,900-849,567 20% 849,567-3,398,270 35% 45% >3,398,270 75%0144.HK China Merchants Holdings International Co Ltd Hong Kong 0-100,000 10% 100,000-1,000,000 20% 1,000,000-2,500,000 35% 45% >2,500,000 75%0340.HK China Mining Resources Group Ltd Hong Kong 0-1,446,600 25% 1,446,600-4,500,000 40% >4500000 75% 75%1988.HK China Minsheng Banking Corp Ltd Hong Kong 0-697,200 10% 697,200-3,485,843 20% 3,485,843-13,943,373 35% 45% >13,943,373 75%0941.HK China Mobile Ltd Hong Kong 0-130,000 5% 130,000-648,549 10% 648,549-2,594,196 20% 40% >2,594,196 75%1117.HK China Modern Dairy Holdings Ltd Hong Kong 0-110,000 25% 110,000-650,000 40% 650,000-1,661,925 50% 60% >1,661,925 75%3993.HK China Molybdenum Co Ltd Hong Kong 0-1,062,800 10% 1,062,800-5,314,132 20% 5,314,132-21,256,530 35% 45% >21,256,530 75%3323.HK China National Building Material Co Ltd Hong Kong 0-775,000 10% 775,000-3,921,573 20% 3,921,573-15,686,295 35% 45% >15,686,295 75%8071.HK China Netcom Technology Holdings Ltd Hong Kong 0-1,125,000 25% 1,125,000-7,000,000 40% 7,000,000-16,932,166 50% 60% >16,932,166 75%0603.HK China Oil & Gas Group Ltd Hong Kong 0-196,500 25% 196,500-1,000,000 40% 1,000,000-2,344,610 50% 60% >2,344,610 75%2883.HK China Oilfield Services Ltd Hong Kong 0-275,000 10% 275,000-1,500,000 20% 1,500,000-5,500,000 35% 45% >5,500,000 75%0581.HK China Oriental Group Co Ltd Hong Kong 0-240,000 15% 240,000-1,500,000 25% 1,500,000-4,008,941 40% 55% >4,008,941 75%0688.HK China Overseas Land & Investment Ltd Hong Kong 0-220,000 5% 220,000-2,000,000 10% 2,000,000-8,485,295 20% 40% >8,485,295 75%2669.HK China Overseas Property Holdings Limited Hong Kong 0-475,000 15% 475,000-3,000,000 25% 3,000,000-8,113,476 40% 55% >8,113,476 75%2601.HK China Pacific Insurance Group Co Ltd Hong Kong 0-129,900 10% 129,900-649,357 20% 649,357-2,597,431 35% 45% >2,597,431 75%0386.HK China Petroleum & Chemical Corp Hong Kong 0-875,000 5% 875,000-8,994,559 10% 8,994,559-35,978,238 20% 40% >35,978,238 75%1345.HK China Pioneer Pharma Holdings Ltd Hong Kong 0-70,000 25% 70,000-425,000 40% 425,000-1,052,918 50% 60% >1,052,918 75%2133.HK China Polymetallic Mining Ltd Hong Kong 0-813,700 25% 813,700-1,627,400 40% 1,627,400-5,608,316 50% 60% >5,608,316 75%2380.HK China Power International Development Ltd Hong Kong 0-475,000 10% 475,000-3,000,000 20% 3,000,000-9,500,000 35% 45% >9,500,000 75%1194.HK China Precious Metal Resources Holdings Co LtHong Kong 0-3,150,000 25% 3,150,000-20,000,000 40% 20,000,000-47,293,174 50% 60% >47,293,174 75%0866.HK China Qinfa Group Ltd Hong Kong 0-545,300 25% 545,300-1,090,600 40% 1,090,600-3,368,348 50% 60% >3,368,348 75%1186.HK China Railway Construction Corp Ltd Hong Kong 0-210,000 10% 210,000-1,500,000 20% 1,500,000-4,200,000 35% 45% >4,200,000 75%0390.HK China Railway Group Ltd Hong Kong 0-400,000 10% 400,000-2,500,000 20% 2,500,000-8,000,000 35% 45% >8,000,000 75%





3969.HK China Railway Signal & Communication Corpora Hong Kong 0-90,000 20% 90,000-550,000 30% 550,000-1,417,411 50% 60% >1,417,411 75%0769.HK China Rare Earth Holdings Ltd Hong Kong 0-186,000 25% 186,000-1,000,000 40% 1,000,000-2,269,122 50% 60% >2,269,122 75%1508.HK China Reinsurance (Group) Corporation Hong Kong 0-375,000 20% 375,000-2,500,000 30% 2,500,000-5,572,340 50% 60% >5,572,340 75%1313.HK China Resources Cement Holdings Limited Hong Kong 0-300,000 10% 300,000-2,000,000 20% 2,000,000-6,000,000 35% 45% >6,000,000 75%0291.HK China Resources Enterprise Ltd Hong Kong 0-100,000 10% 100,000-1,000,000 20% 1,000,000-2,500,000 35% 45% >2,500,000 75%1193.HK China Resources Gas Group Limited Hong Kong 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%1109.HK China Resources Land Ltd Hong Kong 0-130,000 5% 130,000-1,500,000 10% 1,500,000-6,500,000 20% 40% >6,500,000 75%0836.HK China Resources Power Holdings Co Ltd Hong Kong 0-150,000 10% 150,000-1,500,000 20% 1,500,000-3,500,000 35% 45% >3,500,000 75%2956.HK China Rongsheng Heavy Ind Ltd Hong Kong 0-310,900 25% 310,900-925,000 40% 925,000-1,442,802 50% 60% >1,442,802 75%1088.HK China Shenhua Energy Co Ltd Hong Kong 0-240,000 5% 240,000-2,673,434 10% 2,673,434-10,000,000 20% 40% >10,000,000 75%2866.HK China Shipping Container Lines Co Ltd Hong Kong 0-575,000 15% 575,000-3,500,000 25% 3,500,000-9,383,057 40% 55% >9,383,057 75%1138.HK China Shipping Development Co Ltd Hong Kong 0-190,000 15% 190,000-1,000,000 25% 1,000,000-3,166,864 40% 55% >3,166,864 75%0750.HK China Singyes Solar Technologies Holdings Ltd Hong Kong 0-100,000 25% 100,000-600,000 40% 600,000-1,516,996 50% 60% >1,516,996 75%1668.HK China South City Holdings Ltd Hong Kong 0-700,000 10% 700,000-4,000,000 20% 4,000,000-14,000,000 35% 45% >14,000,000 75%1055.HK China Southern Airlines Co Ltd Hong Kong 0-375,000 10% 375,000-2,500,000 20% 2,500,000-7,500,000 35% 45% >7,500,000 75%3311.HK China State Construction International Holdings Hong Kong 0-170,000 10% 170,000-1,000,000 20% 1,000,000-3,400,000 35% 45% >3,400,000 75%0956.HK China Suntien Green Energy Corp Ltd Hong Kong 0-375,000 20% 375,000-2,500,000 30% 2,500,000-5,581,637 50% 60% >5,581,637 75%0966.HK China Taiping Insurance Holdings Co Ltd Hong Kong 0-179,300 10% 179,300-896,359 20% 896,359-3,585,438 35% 45% >3,585,438 75%0728.HK China Telecom Corp Ltd Hong Kong 0-1,125,000 10% 1,125,000-6,693,894 20% 6,693,894-26,775,578 35% 45% >26,775,578 75%0308.HK China Travel International Inv HK Hong Kong 0-325,000 15% 325,000-2,000,000 25% 2,000,000-5,470,460 40% 55% >5,470,460 75%0762.HK China Unicom Hong Kong Ltd Hong Kong 0-475,000 5% 475,000-4,361,683 10% 4,361,683-17,446,733 20% 40% >17,446,733 75%2202.HK China Vanke Co Ltd Hong Kong 0-185,000 10% 185,000-925,017 20% 925,017-3,700,071 35% 45% >3,700,071 75%0855.HK China Water Affairs Group Limited Hong Kong 0-150,000 15% 150,000-900,000 25% 900,000-2,578,259 40% 55% >2,578,259 75%1866.HK China XLX Fertiliser Ltd (HK) Hong Kong 0-50,000 25% 50,000-300,000 40% 300,000-737,112 50% 60% >737,112 75%1068.HK China Yurun Food Group Ltd Hong Kong 0-108,500 25% 108,500-650,000 40% 650,000-1,386,508 50% 60% >1,386,508 75%1728.HK China Zhengtong Auto Services Holdings Limite Hong Kong 0-250,000 10% 250,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%1333.HK China Zhongwang Holdings Ltd Hong Kong 0-240,000 15% 240,000-1,500,000 25% 1,500,000-3,944,541 40% 55% >3,944,541 75%0354.HK Chinasoft International Limited Hong Kong 0-325,000 10% 325,000-2,000,000 20% 2,000,000-6,500,000 35% 45% >6,500,000 75%0127.HK Chinese Estates Holdings Ltd Hong Kong 0-90,000 15% 90,000-550,000 25% 550,000-1,438,081 40% 55% >1,438,081 75%8089.HK Chinese Strategic Holdings Ltd Hong Kong 0-119,700 25% 119,700-350,000 40% 350,000-577,682 50% 60% >577,682 75%1111.HK Chong Hing Bank Ltd Hong Kong 0-6,500 25% 6,500-40,000 40% 40,000-53,927 50% 60% >53,927 75%8207.HK Chong Sing Holdings FinTech Group Limited Hong Kong 0-1,150,000 15% 1,150,000-7,000,000 25% 7,000,000-19,203,224 40% 55% >19,203,224 75%3618.HK Chongqing Rural Commercial Bank Co Ltd Hong Kong 0-275,000 15% 275,000-1,500,000 25% 1,500,000-4,681,516 40% 55% >4,681,516 75%0116.HK Chow Sang Sang Holdings International Ltd Hong Kong 0-10,000 25% 10,000-60,000 40% 60,000-182,750 50% 60% >182,750 75%1929.HK Chow Tai Fook Jewellery Group Ltd Hong Kong 0-140,000 15% 140,000-850,000 25% 850,000-2,405,942 40% 55% >2,405,942 75%3899.HK CIMC Enric Holdings Ltd Hong Kong 0-140,000 20% 140,000-850,000 30% 850,000-2,089,598 50% 60% >2,089,598 75%0267.HK CITIC Pacific Ltd Hong Kong 0-190,000 10% 190,000-3,000,000 20% 3,000,000-5,000,000 35% 45% >5,000,000 75%1205.HK CITIC Resources Holdings Ltd Hong Kong 0-160,000 25% 160,000-950,000 40% 950,000-2,402,764 50% 60% >2,402,764 75%6030.HK CITIC Securities Co Ltd Hong Kong 0-275,000 10% 275,000-1,481,186 20% 1,481,186-5,924,744 35% 45% >5,924,744 75%0001.HK CK Hutchison Holdings Ltd Hong Kong 0-50,000 5% 50,000-531,684 10% 531,684-2,126,738 20% 40% >2,126,738 75%0002.HK CLP Holdings Ltd Hong Kong 0-25,000 5% 25,000-250,000 10% 250,000-1,000,000 20% 40% >1,000,000 75%0883.HK CNOOC Ltd (HK) Hong Kong 0-750,000 5% 750,000-4,691,756 10% 4,691,756-18,767,027 20% 40% >18,767,027 75%0400.HK Cogobuy Group Hong Kong 0-240,000 10% 240,000-1,500,000 20% 1,500,000-4,800,000 35% 45% >4,800,000 75%1778.HK Colour Life Services Group Co Ltd Hong Kong 0-45,000 25% 45,000-275,000 40% 275,000-674,672 50% 60% >674,672 75%2342.HK Comba Telecom Systems Holdings Ltd Hong Kong 0-325,000 20% 325,000-2,000,000 30% 2,000,000-4,765,910 50% 60% >4,765,910 75%1681.HK Consun Pharmaceutical Group Limited Hong Kong 0-45,000 25% 45,000-275,000 40% 275,000-675,520 50% 60% >675,520 75%2369.HK Coolpad Group Ltd Hong Kong 0-144,700 25% 144,700-425,000 40% >425000 75% 75%1199.HK COSCO Pacific Ltd Hong Kong 0-60,000 10% 60,000-600,000 20% 600,000-1,500,000 35% 45% >1,500,000 75%2298.HK Cosmo Lady China Holdings Co Ltd Hong Kong 0-100,000 25% 100,000-600,000 40% 600,000-1,533,830 50% 60% >1,533,830 75%2007.HK Country Garden Holdings Co Ltd Hong Kong 0-424,100 10% 424,100-2,120,460 20% 2,120,460-8,481,840 35% 45% >8,481,840 75%0043.HK CP Pokphand Co Ltd Hong Kong 0-300,000 25% 300,000-2,000,000 40% 2,000,000-4,332,684 50% 60% >4,332,684 75%1786.HK CRCC High-Tech Equipment Corporation Limite Hong Kong 0-90,000 25% 90,000-550,000 40% 550,000-1,416,623 50% 60% >1,416,623 75%0497.HK CSI Properties Ltd Hong Kong 0-275,000 25% 275,000-1,500,000 40% 1,500,000-4,086,139 50% 60% >4,086,139 75%1093.HK CSPC Pharmaceutical Group Ltd Hong Kong 0-300,000 10% 300,000-1,667,045 20% 1,667,045-6,668,181 35% 45% >6,668,181 75%1766.HK CSR Corp Ltd Hong Kong 0-425,000 10% 425,000-2,500,000 20% 2,500,000-8,500,000 35% 45% >8,500,000 75%0317.HK CSSC Offshore & Marine Engineering (Group) C Hong Kong 0-60,000 20% 60,000-350,000 30% 350,000-893,592 50% 60% >893,592 75%1363.HK CT Environmental Group Limited Hong Kong 0-650,000 20% 650,000-4,000,000 30% 4,000,000-9,604,703 50% 60% >9,604,703 75%2356.HK Dah Sing Banking Group Ltd Hong Kong 0-30,000 20% 30,000-180,000 30% 180,000-443,446 50% 60% >443,446 75%0440.HK Dah Sing Financial Holdings Ltd Hong Kong 0-15,000 20% 15,000-90,000 30% 90,000-227,076 50% 60% >227,076 75%2880.HK Dalian Port PDA Co Ltd Hong Kong 0-160,000 25% 160,000-950,000 40% 950,000-2,424,271 50% 60% >2,424,271 75%0210.HK Daphne International Holdings Ltd Hong Kong 0-196,500 25% 196,500-600,000 40% 600,000-803,552 50% 60% >803,552 75%0991.HK Datang International Power Generation Co Ltd Hong Kong 0-375,000 10% 375,000-2,500,000 20% 2,500,000-7,500,000 35% 45% >7,500,000 75%0861.HK Digital China Holdings Ltd Hong Kong 0-100,000 20% 100,000-600,000 30% 600,000-1,515,346 50% 60% >1,515,346 75%1072.HK Dongfang Electric Corp Ltd Hong Kong 0-50,000 20% 50,000-300,000 30% 300,000-816,767 50% 60% >816,767 75%0489.HK Dongfeng Motor Group Co Ltd Hong Kong 0-325,000 10% 325,000-2,000,000 20% 2,000,000-6,500,000 35% 45% >6,500,000 75%0895.HK Dongjiang Environmental Co Ltd Hong Kong 0-30,000 25% 30,000-180,000 40% 180,000-427,259 50% 60% >427,259 75%0717.HK Emperor Capital Group Ltd Hong Kong 0-475,000 25% 475,000-3,000,000 40% 3,000,000-7,102,080 50% 60% >7,102,080 75%0887.HK Emperor Watch & Jewellery Ltd Hong Kong 0-263,700 25% 263,700-1,500,000 40% 1,500,000-2,023,152 50% 60% >2,023,152 75%2688.HK ENN Energy Holdings Ltd Hong Kong 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%0330.HK Esprit Holdings Ltd Hong Kong 0-210,000 15% 210,000-1,500,000 25% 1,500,000-3,464,297 40% 55% >3,464,297 75%0838.HK EVA Precision Industrial Holdings Ltd Hong Kong 0-100,000 25% 100,000-600,000 40% 600,000-1,470,853 50% 60% >1,470,853 75%0708.HK Evergrande Health Industry Group Limited Hong Kong 0-375,000 15% 375,000-2,500,000 25% 2,500,000-6,086,728 40% 55% >6,086,728 75%1777.HK Fantasia Holdings Group Co Ltd Hong Kong 0-250,000 25% 250,000-1,500,000 40% 1,500,000-3,746,524 50% 60% >3,746,524 75%3360.HK Far East Horizon Ltd Hong Kong 0-100,000 20% 100,000-600,000 30% 600,000-1,547,325 50% 60% >1,547,325 75%0729.HK FDG Electric Vehicles Limited Hong Kong 0-1,975,000 20% 1,975,000-10,000,000 30% 10,000,000-29,581,418 50% 60% >29,581,418 75%2038.HK FIH Mobile Ltd Hong Kong 0-275,000 20% 275,000-1,500,000 30% 1,500,000-4,288,348 50% 60% >4,288,348 75%0142.HK First Pacific Co Ltd Hong Kong 0-90,000 20% 90,000-550,000 30% 550,000-1,412,772 50% 60% >1,412,772 75%0227.HK First Shanghai Investments Ltd Hong Kong 0-97,300 25% 97,300-575,000 40% 575,000-1,230,897 50% 60% >1,230,897 75%0038.HK First Tractor Co Ltd Hong Kong 0-50,000 25% 50,000-300,000 40% 300,000-726,265 50% 60% >726,265 75%0656.HK Fosun International Ltd Hong Kong 0-284,000 10% 284,000-1,419,806 20% 1,419,806-5,679,225 35% 45% >5,679,225 75%0817.HK Franshion Properties China Ltd Hong Kong 0-525,000 10% 525,000-3,000,000 20% 3,000,000-10,500,000 35% 45% >10,500,000 75%1448.HK Fu Shou Yuan International Group Ltd Hong Kong 0-100,000 20% 100,000-600,000 30% 600,000-1,574,143 50% 60% >1,574,143 75%3606.HK Fuyao Glass Industry Group Company Limited Hong Kong 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%0027.HK Galaxy Entertainment Group Ltd Hong Kong 0-130,000 5% 130,000-912,057 10% 912,057-3,648,231 20% 40% >3,648,231 75%3800.HK GCL-Poly Energy Holdings Ltd Hong Kong 0-3,475,000 10% 3,475,000-18,082,812 20% 18,082,812-72,331,250 35% 45% >72,331,250 75%0175.HK Geely Automobile Holdings Ltd Hong Kong 0-198,400 10% 198,400-991,971 20% 991,971-3,967,885 35% 45% >3,967,885 75%0678.HK Genting Hong Kong Ltd (HK) Hong Kong 0-51,300 25% 51,300-300,000 40% 300,000-947,794 50% 60% >947,794 75%1776.HK GF Securities Co Ltd Hong Kong 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%0709.HK Giordano International Ltd Hong Kong 0-60,000 25% 60,000-350,000 40% 350,000-851,813 50% 60% >851,813 75%0805.HK Glencore PLC (HK) Hong Kong 0-281,500 5% 281,500-1,411,522 10% 1,411,522-5,646,091 20% 40% >5,646,091 75%0787.HK Global Brands Group Holding Ltd Hong Kong 0-1,225,000 15% 1,225,000-7,500,000 25% 7,500,000-20,317,322 40% 55% >20,317,322 75%0393.HK Glorious Sun Enterprises Ltd Hong Kong 0-117,000 25% 117,000-350,000 40% 350,000-351,838 50% 60% >351,838 75%3308.HK Golden Eagle Retail Group Ltd Hong Kong 0-15,000 25% 15,000-90,000 40% 90,000-195,857 50% 60% >195,857 75%0801.HK Golden Meditech Holdings Limited Hong Kong 0-94,700 25% 94,700-275,000 40% 275,000-549,850 50% 60% >549,850 75%0686.HK Goldpoly New Energy Holdings Ltd Hong Kong 0-850,000 15% 850,000-5,000,000 25% 5,000,000-14,207,970 40% 55% >14,207,970 75%0493.HK GOME Electrical Appliances Holding Ltd Hong Kong 0-1,925,000 10% 1,925,000-10,000,000 20% 10,000,000-38,500,000 35% 45% >38,500,000 75%1086.HK Goodbaby International Holdings Ltd Hong Kong 0-90,000 20% 90,000-550,000 30% 550,000-1,323,441 50% 60% >1,323,441 75%0041.HK Great Eagle Holdings Ltd Hong Kong 0-7,000 25% 7,000-40,000 40% 40,000-109,794 50% 60% >109,794 75%2333.HK Great Wall Motor Co Ltd Hong Kong 0-562,400 10% 562,400-2,812,014 20% 2,812,014-11,248,056 35% 45% >11,248,056 75%3900.HK Greentown China Holdings Ltd Hong Kong 0-140,000 10% 140,000-850,000 20% 850,000-2,800,000 35% 45% >2,800,000 75%0270.HK Guangdong Investment Ltd Hong Kong 0-150,000 10% 150,000-900,000 20% 900,000-3,000,000 35% 45% >3,000,000 75%0525.HK Guangshen Railway Co Ltd Hong Kong 0-160,000 20% 160,000-950,000 30% 950,000-2,384,039 50% 60% >2,384,039 75%





2238.HK Guangzhou Automobile Group Co Ltd Hong Kong 0-253,400 10% 253,400-1,267,116 20% 1,267,116-5,068,467 35% 45% >5,068,467 75%0874.HK Guangzhou Baiyunshan Pharmaceutical Holding Hong Kong 0-60,000 15% 60,000-350,000 25% 350,000-918,693 40% 55% >918,693 75%2777.HK Guangzhou R&F Properties Co Ltd Hong Kong 0-200,000 10% 200,000-1,000,000 20% 1,000,000-4,000,000 35% 45% >4,000,000 75%0053.HK Guoco Group Ltd Hong Kong 0-1,500 25% 1,500-9,000 40% 9,000-22,688 50% 60% >22,688 75%1456.HK Guolian Securities Company Limited Hong Kong 0-28,500 25% 28,500-170,000 40% 170,000-293,487 50% 60% >293,487 75%1169.HK Haier Electronics Group Co Ltd Hong Kong 0-110,000 10% 110,000-650,000 20% 650,000-2,200,000 35% 45% >2,200,000 75%0665.HK Haitong International Securities Group Ltd Hong Kong 0-325,000 10% 325,000-2,000,000 20% 2,000,000-6,500,000 35% 45% >6,500,000 75%6837.HK Haitong Securities Co Ltd Hong Kong 0-240,000 10% 240,000-1,500,000 20% 1,500,000-4,800,000 35% 45% >4,800,000 75%0010.HK Hang Lung Group Ltd Hong Kong 0-25,000 20% 25,000-150,000 30% 150,000-381,553 50% 60% >381,553 75%0101.HK Hang Lung Properties Ltd Hong Kong 0-100,000 10% 100,000-1,000,000 20% 1,000,000-2,500,000 35% 45% >2,500,000 75%0011.HK Hang Seng Bank Ltd Hong Kong 0-9,000 5% 9,000-140,000 10% 140,000-450,000 20% 40% >450,000 75%1133.HK Harbin Electric Co Ltd Hong Kong 0-110,000 20% 110,000-650,000 30% 650,000-1,602,791 50% 60% >1,602,791 75%2280.HK HC International Inc Hong Kong 0-90,000 20% 90,000-550,000 30% 550,000-1,405,746 50% 60% >1,405,746 75%1112.HK Health and Happiness H&H International HoldingHong Kong 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%0097.HK Henderson Investment Ltd Hong Kong 0-157,800 25% 157,800-475,000 40% 475,000-584,084 50% 60% >584,084 75%0012.HK Henderson Land Development Co Ltd Hong Kong 0-35,000 5% 35,000-350,000 10% 350,000-2,000,000 20% 40% >2,000,000 75%1044.HK Hengan International Group Co Ltd Hong Kong 0-35,000 5% 35,000-350,000 10% 350,000-2,000,000 20% 40% >2,000,000 75%3389.HK Hengdeli Holdings Ltd Hong Kong 0-400,000 25% 400,000-2,500,000 40% 2,500,000-5,981,643 50% 60% >5,981,643 75%0136.HK HengTen Networks Group Ltd Hong Kong 0-14,075,300 15% 14,075,300-70,376,351 25% 70,376,351-281,505,405 40% 55% >281,505,405 75%0818.HK Hi Sun Technology China Ltd Hong Kong 0-160,000 25% 160,000-950,000 40% 950,000-2,361,576 50% 60% >2,361,576 75%1393.HK Hidili Industry International Development Ltd Hong Kong 0-534,100 25% 534,100-1,068,200 40% 1,068,200-3,715,106 50% 60% >3,715,106 75%0921.HK Hisense Kelon Electrical Holdings Company Lim Hong Kong 0-80,000 20% 80,000-475,000 30% 475,000-1,250,571 50% 60% >1,250,571 75%0480.HK HKR International Ltd Hong Kong 0-40,000 25% 40,000-240,000 40% 240,000-636,376 50% 60% >636,376 75%6823.HK HKT Trust and HKT Ltd Hong Kong 0-210,000 10% 210,000-1,500,000 20% 1,500,000-4,200,000 35% 45% >4,200,000 75%0007.HK Hoifu Energy Group Ltd Hong Kong 0-119,700 25% 119,700-725,000 40% 725,000-767,152 50% 60% >767,152 75%0003.HK Hong Kong & China Gas Co Ltd Hong Kong 0-210,000 10% 210,000-2,000,000 20% 2,000,000-5,500,000 35% 45% >5,500,000 75%0044.HK Hong Kong Aircraft Engineering Co Ltd Hong Kong 0-2,100 25% 2,100-15,000 40% 15,000-28,331 50% 60% >28,331 75%0388.HK Hong Kong Exchanges and Clearing Ltd Hong Kong 0-45,000 5% 45,000-226,822 10% 226,822-907,290 20% 40% >907,290 75%0045.HK Hongkong & Shanghai Hotels Hong Kong 0-70,000 15% 70,000-425,000 25% 425,000-1,119,579 40% 55% >1,119,579 75%0737.HK Hopewell Highway Infrastructure Ltd Hong Kong 0-70,000 25% 70,000-425,000 40% 425,000-1,031,217 50% 60% >1,031,217 75%0054.HK Hopewell Holdings Ltd Hong Kong 0-10,000 25% 10,000-60,000 40% 60,000-171,799 50% 60% >171,799 75%0754.HK Hopson Development Holdings Ltd Hong Kong 0-35,000 25% 35,000-210,000 40% 210,000-526,808 50% 60% >526,808 75%0005.HK HSBC Holdings PLC (HK) Hong Kong 0-132,200 5% 132,200-685,905 10% 685,905-2,743,620 20% 40% >2,743,620 75%0336.HK Huabao International Holdings Ltd Hong Kong 0-110,000 20% 110,000-650,000 30% 650,000-1,603,767 50% 60% >1,603,767 75%1071.HK Huadian Power International Corp Ltd Hong Kong 0-400,000 15% 400,000-2,500,000 25% 2,500,000-6,700,853 40% 55% >6,700,853 75%0902.HK Huaneng Power International Inc Hong Kong 0-600,000 10% 600,000-3,500,000 20% 3,500,000-12,000,000 35% 45% >12,000,000 75%0958.HK Huaneng Renewables Corp Ltd Hong Kong 0-575,000 10% 575,000-3,500,000 20% 3,500,000-11,500,000 35% 45% >11,500,000 75%6886.HK Huatai Securities Company Limited Hong Kong 0-180,000 10% 180,000-1,000,000 20% 1,000,000-3,600,000 35% 45% >3,600,000 75%3698.HK Huishang Bank Hong Kong 0-80,000 25% 80,000-475,000 40% 475,000-1,202,737 50% 60% >1,202,737 75%0215.HK Hutchison Telecommunications HK Holdings Ltd Hong Kong 0-375,000 15% 375,000-2,500,000 25% 2,500,000-6,328,975 40% 55% >6,328,975 75%0014.HK Hysan Development Co Ltd Hong Kong 0-30,000 15% 30,000-180,000 25% 180,000-508,728 40% 55% >508,728 75%1097.HK i-CABLE Communications Limited Hong Kong 0-725,000 25% 725,000-4,500,000 40% 4,500,000-10,998,726 50% 60% >10,998,726 75%0799.HK IGG Inc Hong Kong 0-500,000 10% 500,000-2,513,441 20% 2,513,441-10,053,764 35% 45% >10,053,764 75%1970.HK IMAX China Holding Inc Hong Kong 0-40,000 15% 40,000-240,000 25% 240,000-660,277 40% 55% >660,277 75%1398.HK Industrial & Commercial Bank of China Ltd Hong Kong 0-1,675,000 5% 1,675,000-8,399,758 10% 8,399,758-33,599,032 20% 40% >33,599,032 75%1029.HK IRC Limited Hong Kong 0-850,000 25% 850,000-5,000,000 40% 5,000,000-12,839,229 50% 60% >12,839,229 75%0177.HK Jiangsu Expressway Co Ltd Hong Kong 0-90,000 15% 90,000-550,000 25% 550,000-1,426,373 40% 55% >1,426,373 75%0358.HK Jiangxi Copper Co Ltd Hong Kong 0-220,000 10% 220,000-1,500,000 20% 1,500,000-4,400,000 35% 45% >4,400,000 75%1027.HK Jicheng Umbrella Holdings Limited Hong Kong 0-23,400,000 25% 23,400,000-150,000,00 40% 150,000,000-382,909,99 50% 60% >382,909,996 75%2362.HK Jinchuan Group International Resources Compa Hong Kong 0-675,000 25% 675,000-4,000,000 40% 4,000,000-10,007,445 50% 60% >10,007,445 75%0179.HK Johnson Electric Holdings Ltd Hong Kong 0-30,000 15% 30,000-180,000 25% 180,000-486,617 40% 55% >486,617 75%0173.HK K Wah International Holdings Ltd Hong Kong 0-140,000 20% 140,000-850,000 30% 850,000-2,066,082 50% 60% >2,066,082 75%0683.HK Kerry Properties Ltd Hong Kong 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%0148.HK Kingboard Chemical Holdings Ltd Hong Kong 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%1888.HK Kingboard Laminates Holdings Ltd Hong Kong 0-160,000 10% 160,000-950,000 20% 950,000-3,200,000 35% 45% >3,200,000 75%0268.HK Kingdee International Software Group Co Ltd Hong Kong 0-425,000 10% 425,000-2,500,000 20% 2,500,000-8,500,000 35% 45% >8,500,000 75%3888.HK Kingsoft Corp Ltd Hong Kong 0-210,000 10% 210,000-1,208,317 20% 1,208,317-4,833,271 35% 45% >4,833,271 75%0034.HK Kowloon Development Co Ltd Hong Kong 0-20,000 25% 20,000-120,000 40% 120,000-310,661 50% 60% >310,661 75%0439.HK KuangChi Science Ltd Hong Kong 0-130,000 20% 130,000-775,000 30% 775,000-1,992,035 50% 60% >1,992,035 75%0135.HK Kunlun Energy Co Ltd Hong Kong 0-300,000 10% 300,000-3,000,000 20% 3,000,000-7,500,000 35% 45% >7,500,000 75%1813.HK KWG Property Holding Ltd Hong Kong 0-300,000 10% 300,000-2,000,000 20% 2,000,000-6,000,000 35% 45% >6,000,000 75%2314.HK Lee & Man Paper Manufacturing Ltd Hong Kong 0-220,000 10% 220,000-1,500,000 20% 1,500,000-4,400,000 35% 45% >4,400,000 75%3396.HK Legend Holdings Corporation Hong Kong 0-40,000 15% 40,000-240,000 25% 240,000-643,640 40% 55% >643,640 75%0992.HK Lenovo Group Ltd Hong Kong 0-575,000 5% 575,000-6,000,000 10% 6,000,000-30,000,000 20% 40% >30,000,000 75%1089.HK Leyou Technologies Holdings Limited Hong Kong 0-240,000 20% 240,000-1,500,000 30% 1,500,000-3,584,107 50% 60% >3,584,107 75%0494.HK Li & Fung Ltd Hong Kong 0-600,000 10% 600,000-6,000,000 20% 6,000,000-15,000,000 35% 45% >15,000,000 75%2331.HK Li Ning Co Ltd Hong Kong 0-230,000 10% 230,000-1,500,000 20% 1,500,000-4,600,000 35% 45% >4,600,000 75%0980.HK Lianhua Supermarket Holdings Company Limite Hong Kong 0-50,000 25% 50,000-300,000 40% 300,000-757,145 50% 60% >757,145 75%1212.HK Lifestyle International Holdings Ltd Hong Kong 0-30,000 25% 30,000-180,000 40% 180,000-429,768 50% 60% >429,768 75%0823.HK Link REIT Hong Kong 0-45,000 5% 45,000-450,000 10% 450,000-2,000,000 20% 40% >2,000,000 75%0194.HK Liu Chong Hing Investment Ltd Hong Kong 0-7,900 25% 7,900-45,000 40% 45,000-85,797 50% 60% >85,797 75%0973.HK L'Occitane International SA Hong Kong 0-20,000 25% 20,000-120,000 40% 120,000-335,329 50% 60% >335,329 75%3380.HK Logan Property Holdings Company Limited Hong Kong 0-275,000 10% 275,000-1,500,000 20% 1,500,000-5,500,000 35% 45% >5,500,000 75%3339.HK Lonking Holdings Ltd Hong Kong 0-400,000 15% 400,000-2,500,000 25% 2,500,000-6,674,008 40% 55% >6,674,008 75%0590.HK Luk Fook Holdings International Ltd Hong Kong 0-30,000 15% 30,000-180,000 25% 180,000-484,118 40% 55% >484,118 75%0323.HK Maanshan Iron & Steel Hong Kong 0-550,000 10% 550,000-3,500,000 20% 3,500,000-11,000,000 35% 45% >11,000,000 75%1999.HK Man Wah Holdings Ltd Hong Kong 0-250,000 10% 250,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%0848.HK Maoye International Holdings Ltd Hong Kong 0-140,000 25% 140,000-850,000 40% 850,000-2,072,856 50% 60% >2,072,856 75%0273.HK Mason Financial Holdings Ltd Hong Kong 0-749,300 25% 749,300-4,500,000 40% 4,500,000-6,689,760 50% 60% >6,689,760 75%1357.HK Meitu Inc Hong Kong 0-424,100 10% 424,100-2,120,460 20% 2,120,460-8,481,840 35% 45% >8,481,840 75%0200.HK Melco International Development Ltd Hong Kong 0-130,000 10% 130,000-775,000 20% 775,000-2,600,000 35% 45% >2,600,000 75%1618.HK Metallurgical Corp of China Ltd Hong Kong 0-400,000 15% 400,000-2,500,000 25% 2,500,000-6,534,462 40% 55% >6,534,462 75%2282.HK MGM China Holdings Ltd Hong Kong 0-140,000 10% 140,000-850,000 20% 850,000-2,800,000 35% 45% >2,800,000 75%1200.HK Midland Holdings Ltd Hong Kong 0-49,800 25% 49,800-300,000 40% 300,000-499,875 50% 60% >499,875 75%1555.HK MIE Holdings Corp Hong Kong 0-148,800 25% 148,800-297,600 40% 297,600-1,591,739 50% 60% >1,591,739 75%0425.HK Minth Group Ltd Hong Kong 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%1208.HK MMG Ltd Hong Kong 0-325,000 10% 325,000-2,000,000 20% 2,000,000-6,500,000 35% 45% >6,500,000 75%0276.HK Mongolia Energy Corp Ltd Hong Kong 0-454,800 25% 454,800-909,600 40% 909,600-1,160,764 50% 60% >1,160,764 75%0066.HK MTR Corp Ltd Hong Kong 0-40,000 5% 40,000-400,000 10% 400,000-2,000,000 20% 40% >2,000,000 75%3918.HK NagaCorp Ltd Hong Kong 0-170,000 15% 170,000-1,000,000 25% 1,000,000-2,806,317 40% 55% >2,806,317 75%0553.HK Nanjing Panda Electronics Company Limited Hong Kong 0-25,000 25% 25,000-150,000 40% 150,000-383,398 50% 60% >383,398 75%1868.HK Neo-Neon Holdings Ltd Hong Kong 0-127,000 25% 127,000-375,000 40% >375000 75% 75%0985.HK Netmind Financial Holdings Hong Kong 0-2,314,600 25% 2,314,600-4,629,200 40% 4,629,200-16,641,759 50% 60% >16,641,759 75%1336.HK New China Life Insurance Co Ltd Hong Kong 0-96,600 10% 96,600-483,102 20% 483,102-1,932,411 35% 45% >1,932,411 75%0825.HK New World Department Store China Ltd Hong Kong 0-140,000 25% 140,000-850,000 40% 850,000-2,035,360 50% 60% >2,035,360 75%0017.HK New World Development Co Ltd Hong Kong 0-170,000 5% 170,000-1,500,000 10% 1,500,000-8,500,000 20% 40% >8,500,000 75%1316.HK Nexteer Automotive Group Limited Hong Kong 0-120,000 10% 120,000-725,000 20% 725,000-2,400,000 35% 45% >2,400,000 75%2689.HK Nine Dragons Paper Holdings Ltd Hong Kong 0-350,000 10% 350,000-1,841,531 20% 1,841,531-7,366,124 35% 45% >7,366,124 75%0433.HK North Mining Shares Co Ltd Hong Kong 0-713,400 25% 713,400-1,426,800 40% 1,426,800-8,134,107 50% 60% >8,134,107 75%0659.HK NWS Holdings Ltd Hong Kong 0-50,000 15% 50,000-300,000 25% 300,000-833,232 40% 55% >833,232 75%0860.HK O Luxe Holdings Limited Hong Kong 0-500,000 20% 500,000-3,000,000 30% 3,000,000-7,324,368 50% 60% >7,324,368 75%0316.HK Orient Overseas International Ltd Hong Kong 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%





0398.HK Oriental Watch Holdings Hong Kong 0-59,900 25% 59,900-180,000 40% 180,000-249,237 50% 60% >249,237 75%2343.HK Pacific Basin Shipping Ltd Hong Kong 0-700,000 15% 700,000-4,000,000 25% 4,000,000-11,738,712 40% 55% >11,738,712 75%1382.HK Pacific Textiles Holdings Limited Hong Kong 0-60,000 20% 60,000-350,000 30% 350,000-857,034 50% 60% >857,034 75%3368.HK Parkson Retail Group Ltd Hong Kong 0-90,000 25% 90,000-550,000 40% 550,000-1,414,112 50% 60% >1,414,112 75%0327.HK PAX Global Technology Ltd Hong Kong 0-160,000 20% 160,000-950,000 30% 950,000-2,336,687 50% 60% >2,336,687 75%0008.HK PCCW Ltd Hong Kong 0-275,000 15% 275,000-1,500,000 25% 1,500,000-4,384,178 40% 55% >4,384,178 75%1339.HK People's Insurance Co Group of China Ltd Hong Kong 0-775,000 10% 775,000-4,500,000 20% 4,500,000-15,500,000 35% 45% >15,500,000 75%0857.HK PetroChina Co Ltd (HK) Hong Kong 0-1,100,000 5% 1,100,000-9,349,820 10% 9,349,820-37,399,281 20% 40% >37,399,281 75%2328.HK PICC Property & Casualty Co Ltd Hong Kong 0-313,000 10% 313,000-1,564,858 20% 1,564,858-6,259,435 35% 45% >6,259,435 75%2318.HK Ping An Insurance Group Co of China Ltd Hong Kong 0-140,000 5% 140,000-687,051 10% 687,051-2,748,205 20% 40% >2,748,205 75%635.HK Playmates Holdings Ltd Hong Kong 0-89,800 25% 89,800-550,000 40% 550,000-702,015 50% 60% >702,015 75%3636.HK Poly Culture Group Corp Ltd Hong Kong 0-10,000 25% 10,000-60,000 40% 60,000-158,688 50% 60% >158,688 75%0119.HK Poly Property Group Co Ltd Hong Kong 0-325,000 15% 325,000-2,000,000 25% 2,000,000-5,465,331 40% 55% >5,465,331 75%0208.HK Polytec Asset Holdings Ltd Hong Kong 0-165,300 25% 165,300-500,000 40% >500000 75% 75%0589.HK Ports Design Ltd Hong Kong 0-40,500 25% 40,500-120,000 40% >120000 75% 75%1658.HK Postal Savings Bank of China Company Limited Hong Kong 0-350,000 10% 350,000-2,000,000 20% 2,000,000-7,000,000 35% 45% >7,000,000 75%3813.HK Pou Sheng International Holdings Ltd Hong Kong 0-275,000 20% 275,000-1,500,000 30% 1,500,000-4,239,466 50% 60% >4,239,466 75%0006.HK Power Assets Holdings Ltd Hong Kong 0-35,000 5% 35,000-350,000 10% 350,000-1,500,000 20% 40% >1,500,000 75%1913.HK Prada SpA Hong Kong 0-60,000 15% 60,000-350,000 25% 350,000-943,036 40% 55% >943,036 75%1337.HK Razer Inc Hong Kong 0-1,078,200 10% 1,078,200-5,391,149 20% 5,391,149-21,564,596 35% 45% >21,564,596 75%2010.HK Real Nutriceutical Group Ltd Hong Kong 0-293,400 25% 293,400-586,800 40% 586,800-2,237,578 50% 60% >2,237,578 75%0575.HK Regent Pacific Group Limited Hong Kong 0-525,000 25% 525,000-3,000,000 40% 3,000,000-7,997,519 50% 60% >7,997,519 75%2199.HK Regina Miracle International (Holdings) Limited Hong Kong 0-45,000 20% 45,000-275,000 30% 275,000-692,171 50% 60% >692,171 75%1387.HK Renhe Commercial Holdings Co Ltd Hong Kong 0-569,200 25% 569,200-3,500,000 40% 3,500,000-6,306,076 50% 60% >6,306,076 75%0555.HK REXLot Holdings Ltd Hong Kong 0-1,680,000 25% 1,680,000-10,000,000 40% 10,000,000-25,243,397 50% 60% >25,243,397 75%1098.HK Road King Infrastructure Ltd Hong Kong 0-50,000 20% 50,000-300,000 30% 300,000-744,218 50% 60% >744,218 75%0178.HK Sa Sa International Holdings Limited Hong Kong 0-170,000 20% 170,000-1,000,000 30% 1,000,000-2,479,099 50% 60% >2,479,099 75%0531.HK Samson Holding Ltd Hong Kong 0-110,000 25% 110,000-650,000 40% 650,000-1,684,109 50% 60% >1,684,109 75%1910.HK Samsonite International SA Hong Kong 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%1928.HK Sands China Ltd Hong Kong 0-140,000 5% 140,000-1,385,066 10% 1,385,066-5,540,265 20% 40% >5,540,265 75%0981.HK Semiconductor Manufacturing International CorpHong Kong 0-376,300 10% 376,300-1,881,448 20% 1,881,448-7,525,794 35% 45% >7,525,794 75%0568.HK Shandong Molong Petroleum Machinery Compa Hong Kong 0-69,900 25% 69,900-425,000 40% 425,000-872,940 50% 60% >872,940 75%1066.HK Shandong Weigao Group Medical Polymer Co LHong Kong 0-130,000 20% 130,000-775,000 30% 775,000-2,002,740 50% 60% >2,002,740 75%2727.HK Shanghai Electric Group Co Ltd Hong Kong 0-350,000 10% 350,000-2,000,000 20% 2,000,000-7,000,000 35% 45% >7,000,000 75%2196.HK Shanghai Fosun Pharmaceutical Group Co Ltd Hong Kong 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%1385.HK Shanghai Fudan Microelectronics Group Co Ltd Hong Kong 0-12,900 25% 12,900-75,000 40% 75,000-131,181 50% 60% >131,181 75%0363.HK Shanghai Industrial Holdings Ltd Hong Kong 0-40,000 15% 40,000-240,000 25% 240,000-683,370 40% 55% >683,370 75%2607.HK Shanghai Pharmaceuticals Holding Co Ltd Hong Kong 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%1103.HK Shanghai Tonva Petrochemical Company LimiteHong Kong 0-2,300,000 15% 2,300,000-15,000,000 25% 15,000,000-38,506,263 40% 55% >38,506,263 75%0069.HK Shangri-La Asia Ltd (HK) Hong Kong 0-80,000 15% 80,000-475,000 25% 475,000-1,340,521 40% 55% >1,340,521 75%2066.HK Shengjing Bank Co Ltd Hong Kong 0-17,000 25% 17,000-100,000 40% 100,000-205,241 50% 60% >205,241 75%0548.HK Shenzhen Expressway Co Ltd Hong Kong 0-80,000 20% 80,000-475,000 30% 475,000-1,210,534 50% 60% >1,210,534 75%0152.HK Shenzhen International Holdings Ltd Hong Kong 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%0604.HK Shenzhen Investment Ltd Hong Kong 0-450,000 15% 450,000-2,500,000 25% 2,500,000-7,474,053 40% 55% >7,474,053 75%0813.HK Shimao Property Holdings Ltd Hong Kong 0-140,000 10% 140,000-850,000 20% 850,000-2,800,000 35% 45% >2,800,000 75%0697.HK Shougang Concord International Enterprises Co Hong Kong 0-449,000 25% 449,000-2,500,000 40% 2,500,000-6,361,394 50% 60% >6,361,394 75%0639.HK Shougang Fushan Resources Group Ltd Hong Kong 0-400,000 20% 400,000-2,500,000 30% 2,500,000-6,140,315 50% 60% >6,140,315 75%0272.HK Shui On Land Ltd Hong Kong 0-425,000 15% 425,000-2,500,000 25% 2,500,000-7,178,394 40% 55% >7,178,394 75%0242.HK Shun Tak Holdings Ltd Hong Kong 0-180,000 20% 180,000-1,000,000 30% 1,000,000-2,692,753 50% 60% >2,692,753 75%1165.HK Shunfeng Photovoltaic International Ltd Hong Kong 0-500,000 25% 500,000-3,000,000 40% 3,000,000-7,583,455 50% 60% >7,583,455 75%0107.HK Sichuan Expressway Co Ltd Hong Kong 0-50,000 25% 50,000-300,000 40% 300,000-810,338 50% 60% >810,338 75%0886.HK Silver base Group Holdings Ltd Hong Kong 0-220,000 25% 220,000-1,500,000 40% 1,500,000-3,261,735 50% 60% >3,261,735 75%0171.HK Silver Grant International Hong Kong 0-89,000 25% 89,000-525,000 40% 525,000-822,642 50% 60% >822,642 75%0716.HK Singamas Container Holdings Ltd Hong Kong 0-300,000 20% 300,000-2,000,000 30% 2,000,000-4,544,200 50% 60% >4,544,200 75%1177.HK Sino Biopharmaceutical Limited Hong Kong 0-350,000 10% 350,000-2,000,000 20% 2,000,000-7,000,000 35% 45% >7,000,000 75%0083.HK Sino Land Co Ltd Hong Kong 0-80,000 10% 80,000-800,000 20% 800,000-2,000,000 35% 45% >2,000,000 75%0702.HK Sino Oil And Gas Holdings Ltd Hong Kong 0-800,000 25% 800,000-5,000,000 40% 5,000,000-12,036,314 50% 60% >12,036,314 75%0297.HK Sinofert Holdings Ltd Hong Kong 0-500,000 20% 500,000-3,000,000 30% 3,000,000-7,649,279 50% 60% >7,649,279 75%0623.HK SinoMedia Holding Ltd Hong Kong 0-57,500 25% 57,500-170,000 40% 170,000-289,244 50% 60% >289,244 75%3377.HK Sino-Ocean Land Holdings Ltd Hong Kong 0-250,000 10% 250,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%0338.HK Sinopec Shanghai Petrochemical Co Ltd Hong Kong 0-275,000 10% 275,000-1,500,000 20% 1,500,000-5,500,000 35% 45% >5,500,000 75%1033.HK Sinopec Yizheng Chemical Fibre Co Ltd Hong Kong 0-325,000 20% 325,000-2,000,000 30% 2,000,000-4,947,859 50% 60% >4,947,859 75%1099.HK Sinopharm Group Co Ltd Hong Kong 0-110,000 10% 110,000-650,000 20% 650,000-2,200,000 35% 45% >2,200,000 75%1297.HK Sinosoft Technology Group Ltd Hong Kong 0-100,000 25% 100,000-600,000 40% 600,000-1,516,748 50% 60% >1,516,748 75%0598.HK Sinotrans Ltd Hong Kong 0-325,000 10% 325,000-2,000,000 20% 2,000,000-6,500,000 35% 45% >6,500,000 75%0368.HK Sinotrans Shipping Ltd Hong Kong 0-240,000 20% 240,000-1,500,000 30% 1,500,000-3,654,641 50% 60% >3,654,641 75%3808.HK Sinotruk Hong Kong Ltd Hong Kong 0-160,000 15% 160,000-950,000 25% 950,000-2,643,257 40% 55% >2,643,257 75%1696.HK Sisram Medical Limited Hong Kong 0-110,000 20% 110,000-650,000 30% 650,000-1,637,669 50% 60% >1,637,669 75%1308.HK SITC International Holdings Co Ltd Hong Kong 0-70,000 20% 70,000-425,000 30% 425,000-1,098,853 50% 60% >1,098,853 75%0880.HK SJM Holdings Ltd Hong Kong 0-230,000 10% 230,000-1,500,000 20% 1,500,000-4,600,000 35% 45% >4,600,000 75%0751.HK Skyworth Digital Holdings Ltd Hong Kong 0-400,000 15% 400,000-2,500,000 25% 2,500,000-6,734,975 40% 55% >6,734,975 75%0983.HK SOCAM Development Ltd Hong Kong 0-58,200 25% 58,200-350,000 40% 350,000-378,038 50% 60% >378,038 75%0410.HK SOHO China Ltd Hong Kong 0-250,000 10% 250,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%1878.HK SouthGobi Resources Ltd (HK) Hong Kong 0-65,100 25% 65,100-200,700 40% >200700 75% 75%1700.HK Springland International Holdings Ltd Hong Kong 0-69,400 25% 69,400-425,000 40% 425,000-823,617 50% 60% >823,617 75%2888.HK Standard Chartered PLC (HK) Hong Kong 0-143,000 5% 143,000-695,796 10% 695,796-2,783,184 20% 40% >2,783,184 75%1836.HK Stella International Holdings Ltd Hong Kong 0-15,000 25% 15,000-90,000 40% 90,000-228,226 50% 60% >228,226 75%6808.HK Sun Art Retail Group Limited Hong Kong 0-220,000 10% 220,000-1,500,000 20% 1,500,000-4,400,000 35% 45% >4,400,000 75%0086.HK Sun Hung Kai & Co Ltd Hong Kong 0-30,000 25% 30,000-180,000 40% 180,000-485,524 50% 60% >485,524 75%0016.HK Sun Hung Kai Properties Ltd Hong Kong 0-35,000 5% 35,000-400,603 10% 400,603-1,602,415 20% 40% >1,602,415 75%1918.HK Sunac China Holdings Ltd Hong Kong 0-141,100 10% 141,100-705,670 20% 705,670-2,822,682 35% 45% >2,822,682 75%0435.HK Sunlight Real Estate Investment Trust Hong Kong 0-30,000 25% 30,000-180,000 40% 180,000-445,781 50% 60% >445,781 75%2382.HK Sunny Optical Technology Group Co Ltd Hong Kong 0-37,000 10% 37,000-185,200 20% 185,200-740,803 35% 45% >740,803 75%0019.HK Swire Pacific Ltd - A Hong Kong 0-30,000 10% 30,000-300,000 20% 300,000-700,000 35% 45% >700,000 75%0087.HK Swire Pacific Ltd - B Hong Kong 0-60,000 20% 60,000-350,000 30% 350,000-870,006 50% 60% >870,006 75%1070.HK TCL Multimedia Technology Holdings Ltd Hong Kong 0-50,000 25% 50,000-300,000 40% 300,000-799,778 50% 60% >799,778 75%3823.HK Tech Pro Technology Development Ltd Hong Kong 0-2,125,000 25% 2,125,000-15,000,000 40% 15,000,000-31,995,713 50% 60% >31,995,713 75%0669.HK Techtronic Industries Co Hong Kong 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%0511.HK Television Broadcasts Ltd Hong Kong 0-20,000 20% 20,000-120,000 30% 120,000-302,635 50% 60% >302,635 75%0700.HK Tencent Holdings Ltd Hong Kong 0-25,000 5% 25,000-135,128 10% 135,128-540,513 20% 40% >540,513 75%2678.HK Texhong Textile Group Limited Hong Kong 0-25,000 25% 25,000-150,000 40% 150,000-392,028 50% 60% >392,028 75%0321.HK Texwinca Holdings Ltd Hong Kong 0-70,000 25% 70,000-425,000 40% 425,000-1,005,968 50% 60% >1,005,968 75%0826.HK Tiangong International Co Ltd Hong Kong 0-115,700 25% 115,700-700,000 40% 700,000-1,652,315 50% 60% >1,652,315 75%0882.HK Tianjin Development Hldgs Ltd Hong Kong 0-50,000 25% 50,000-300,000 40% 300,000-774,194 50% 60% >774,194 75%3382.HK Tianjin Port Development Holdings Ltd Hong Kong 0-240,000 25% 240,000-1,500,000 40% 1,500,000-3,551,101 50% 60% >3,551,101 75%0819.HK Tianneng Power International Limited Hong Kong 0-130,000 15% 130,000-775,000 25% 775,000-2,212,760 40% 55% >2,212,760 75%1115.HK Tibet Water Resources Limited Hong Kong 0-190,000 20% 190,000-1,000,000 30% 1,000,000-2,789,151 50% 60% >2,789,151 75%0322.HK Tingyi Cayman Islands Holding Corp Hong Kong 0-170,000 10% 170,000-1,000,000 20% 1,000,000-3,400,000 35% 45% >3,400,000 75%0698.HK Tongda Group Holdings Limited Hong Kong 0-1,375,000 10% 1,375,000-8,500,000 20% 8,500,000-27,500,000 35% 45% >27,500,000 75%1083.HK Towngas China Company Limited Hong Kong 0-100,000 20% 100,000-600,000 30% 600,000-1,542,565 50% 60% >1,542,565 75%0903.HK TPV Technology Ltd (HK) Hong Kong 0-86,800 25% 86,800-525,000 40% 525,000-1,201,618 50% 60% >1,201,618 75%0536.HK Tradelink Electronic Commerce Ltd Hong Kong 0-78,900 25% 78,900-475,000 40% 475,000-563,770 50% 60% >563,770 75%





0062.HK Transport International Holdings Ltd Hong Kong 0-5,000 25% 5,000-30,000 40% 30,000-73,236 50% 60% >73,236 75%0696.HK TravelSky Technology Ltd Hong Kong 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%0891.HK Trinity Ltd Hong Kong 0-275,000 25% 275,000-1,500,000 40% 1,500,000-4,147,927 50% 60% >4,147,927 75%0732.HK Truly International Holdings Hong Kong 0-450,000 10% 450,000-2,500,000 20% 2,500,000-9,000,000 35% 45% >9,000,000 75%0206.HK TSC Group Holdings Ltd Hong Kong 0-133,500 25% 133,500-267,000 40% >267000 75% 75%0168.HK Tsingtao Brewery Co Ltd Hong Kong 0-25,000 15% 25,000-150,000 25% 150,000-434,467 40% 55% >434,467 75%0690.HK Uni-Bio Science Group Ltd Hong Kong 0-663,400 25% 663,400-1,326,800 40% 1,326,800-3,651,969 50% 60% >3,651,969 75%0220.HK Uni-President China Holdings Ltd Hong Kong 0-160,000 15% 160,000-950,000 25% 950,000-2,613,875 40% 55% >2,613,875 75%0467.HK United Energy Group Ltd Hong Kong 0-250,000 25% 250,000-1,500,000 40% 1,500,000-3,891,468 50% 60% >3,891,468 75%0806.HK Value Partners Group Limited Hong Kong 0-140,000 10% 140,000-850,000 20% 850,000-2,800,000 35% 45% >2,800,000 75%0345.HK Vitasoy International Holdings Limited Hong Kong 0-20,000 20% 20,000-120,000 30% 120,000-325,187 50% 60% >325,187 75%8032.HK Viva China Holdings Ltd Hong Kong 0-155,500 25% 155,500-925,000 40% 925,000-1,077,620 50% 60% >1,077,620 75%0082.HK VODone Ltd Hong Kong 0-408,500 25% 408,500-2,500,000 40% 2,500,000-5,476,495 50% 60% >5,476,495 75%0303.HK VTech Holdings Ltd Hong Kong 0-10,000 15% 10,000-60,000 25% 60,000-171,305 40% 55% >171,305 75%0151.HK Want Want China Holdings Ltd Hong Kong 0-300,000 10% 300,000-4,500,000 20% 4,500,000-7,500,000 35% 45% >7,500,000 75%3393.HK Wasion Group Holdings Ltd Hong Kong 0-80,000 25% 80,000-475,000 40% 475,000-1,231,060 50% 60% >1,231,060 75%2338.HK Weichai Power Co Ltd Hong Kong 0-325,000 10% 325,000-2,000,000 20% 2,000,000-6,500,000 35% 45% >6,500,000 75%2698.HK Weiqiao Textile Co Hong Kong 0-70,000 25% 70,000-425,000 40% 425,000-986,061 50% 60% >986,061 75%2233.HK West China Cement Ltd Hong Kong 0-675,000 20% 675,000-4,000,000 30% 4,000,000-9,995,583 50% 60% >9,995,583 75%0288.HK WH Group Limited Hong Kong 0-664,300 10% 664,300-3,321,332 20% 3,321,332-13,285,331 35% 45% >13,285,331 75%0004.HK Wharf Holdings Ltd Hong Kong 0-130,000 25% 130,000-672,414 40% 672,414-2,500,000 50% 60% >2,500,000 75%0020.HK Wheelock & Co Ltd Hong Kong 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%2973.HK Winsway Coking Coal Holdings Ltd Hong Kong 0-375,000 25% 375,000-2,500,000 40% 2,500,000-5,596,201 50% 60% >5,596,201 75%1661.HK Wisdom Holdings Group Hong Kong 0-140,000 25% 140,000-850,000 40% 850,000-2,167,912 50% 60% >2,167,912 75%2269.HK WuXi Biologics (Cayman) Inc Hong Kong 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%1369.HK Wuzhou International Holdings Ltd Hong Kong 0-113,200 25% 113,200-675,000 40% 675,000-705,973 50% 60% >705,973 75%1128.HK Wynn Macau Ltd Hong Kong 0-210,000 10% 210,000-1,205,520 20% 1,205,520-4,822,083 35% 45% >4,822,083 75%0520.HK Xiabuxiabu Catering Management (China) Holdi Hong Kong 0-70,000 15% 70,000-425,000 25% 425,000-1,114,137 40% 55% >1,114,137 75%3378.HK Xiamen International Port Company Limited Hong Kong 0-90,000 25% 90,000-550,000 40% 550,000-1,284,495 50% 60% >1,284,495 75%1571.HK Xin Point Holdings Limited Hong Kong 0-140,000 20% 140,000-850,000 30% 850,000-2,092,631 50% 60% >2,092,631 75%1148.HK Xinchen China Power Holdings Ltd Hong Kong 0-110,000 25% 110,000-650,000 40% 650,000-1,622,825 50% 60% >1,622,825 75%1899.HK Xingda International Holdings Ltd Hong Kong 0-110,000 25% 110,000-650,000 40% 650,000-1,629,022 50% 60% >1,629,022 75%2208.HK Xinjiang Goldwind Science & Technology Co Ltd Hong Kong 0-130,000 15% 130,000-775,000 25% 775,000-2,201,361 40% 55% >2,201,361 75%0868.HK Xinyi Glass Holdings Ltd Hong Kong 0-230,000 10% 230,000-1,500,000 20% 1,500,000-4,600,000 35% 45% >4,600,000 75%1171.HK Yanzhou Coal Mining Co Ltd Hong Kong 0-350,000 10% 350,000-2,000,000 20% 2,000,000-7,000,000 35% 45% >7,000,000 75%2393.HK Yestar International Holdings Company Limited Hong Kong 0-70,000 25% 70,000-425,000 40% 425,000-1,032,287 50% 60% >1,032,287 75%0551.HK Yue Yuen Industrial Holdings Ltd Hong Kong 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%0123.HK Yuexiu Property Co Ltd Hong Kong 0-725,000 10% 725,000-4,500,000 20% 4,500,000-14,500,000 35% 45% >14,500,000 75%1052.HK Yuexiu Transport Infrastructure Ltd Hong Kong 0-35,000 25% 35,000-210,000 40% 210,000-507,180 50% 60% >507,180 75%1818.HK Zhaojin Mining Industry Co Ltd Hong Kong 0-180,000 10% 180,000-1,000,000 20% 1,000,000-3,600,000 35% 45% >3,600,000 75%0576.HK Zhejiang Expressway Co Ltd Hong Kong 0-130,000 15% 130,000-775,000 25% 775,000-2,241,377 40% 55% >2,241,377 75%1057.HK Zhejiang Shibao Company Limited Hong Kong 0-50,000 25% 50,000-300,000 40% 300,000-719,640 50% 60% >719,640 75%1220.HK Zhidao International (Holdings) Limited Hong Kong 0-179,600 25% 179,600-1,000,000 40% 1,000,000-1,557,987 50% 60% >1,557,987 75%6060.HK ZhongAn Online P & C Insurance Company Lim Hong Kong 0-68,300 10% 68,300-341,274 20% 341,274-1,365,098 35% 45% >1,365,098 75%0881.HK Zhongsheng Group Holdings Limited Hong Kong 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%1458.HK Zhou Hei Ya International Holdings Company LimHong Kong 0-150,000 10% 150,000-900,000 20% 900,000-3,000,000 35% 45% >3,000,000 75%3898.HK Zhuzhou CSR Times Electric Co Ltd Hong Kong 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%2899.HK Zijin Mining Group Co Ltd Hong Kong 0-750,000 10% 750,000-4,500,000 20% 4,500,000-15,000,000 35% 45% >15,000,000 75%1157.HK Zoomlion Heavy Industry Science and Technolog Hong Kong 0-400,000 15% 400,000-2,500,000 25% 2,500,000-6,503,754 40% 55% >6,503,754 75%0763.HK ZTE Corp Hong Kong 0-181,500 10% 181,500-907,290 20% 907,290-3,629,163 35% 45% >3,629,163 75%ABBY.I Abbey PLC (ISEQ) Ireland 0-800 25% 800-1,600 40% 1,600-2,400 50% 60% >2,400 75%ALBK.I Allied Irish Banks PLC (ISEQ) Ireland 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%AMNX.I Aminex PLC (ISEQ) Ireland 0-266,200 25% 266,200-532,400 40% 532,400-798,600 50% 60% >798,600 75%APGNA.I Applegreen PLC (ISEQ) Ireland 0-2,000 25% 2,000-10,000 40% 10,000-28,752 50% 60% >28,752 75%ARYN.I Aryzta AG (ISEQ) Ireland 0-10,000 10% 10,000-100,000 20% 100,000-450,000 35% 45% >450,000 75%BIRG.I Bank of Ireland (ISEQ) Ireland 0-70,000 10% 70,000-700,000 20% 700,000-1,500,000 35% 45% >1,500,000 75%GCC.I C&C Group PLC (ISEQ) Ireland 0-25,000 20% 25,000-150,000 30% 150,000-390,833 50% 60% >390,833 75%DQ5.I CPL Resources PLC (ISEQ) Ireland 0-1,700 25% 1,700-10,000 40% 10,000-30,578 50% 60% >30,578 75%CRH.I CRH PLC (ISEQ) Ireland 0-18,300 10% 18,300-91,295 20% 91,295-365,180 35% 45% >365,180 75%DHG.I Dalata Hotel Group Ltd Ireland 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%DLE.I Datalex PLC (ISEQ) Ireland 0-3,100 25% 3,100-20,000 40% 20,000-51,275 50% 60% >51,275 75%DQ7.I Donegal Investment Group Plc Ireland 0-1,500 25% 1,500-4,500 40% >4500 75% 75%GROW.I Draper Esprit (IE) Ireland 0-2,600 25% 2,600-5,200 40% 5,200-7,800 50% 60% >7,800 75%FACF.I Falcon Oil & Gas Ltd - ISEQ Ireland 0-39,900 25% 39,900-79,800 40% 79,800-181,334 50% 60% >181,334 75%FBD.I FBD Holdings PLC (ISEQ) Ireland 0-1,200 25% 1,200-7,000 40% 7,000-15,454 50% 60% >15,454 75%FRST.I First Derivatives PLC Ireland 0-2,000 25% 2,000-6,000 40% 6,000-8,489 50% 60% >8,489 75%GL9.I Glanbia PLC (ISEQ) Ireland 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%GLV.I Glenveagh Properties PLC Ireland 0-130,000 25% 130,000-775,000 40% 775,000-2,259,321 50% 60% >2,259,321 75%GWMO.I Great Western Mining Corp PLC (IE) Ireland 0-798,600 25% 798,600-1,597,200 40% 1,597,200-2,395,800 50% 60% >2,395,800 75%GN1.I Green REIT PLC (ISEQ) Ireland 0-45,000 20% 45,000-275,000 30% 275,000-900,000 50% 60% >900,000 75%GRPG.I Greencoat Renewables PLC Ireland 0-15,000 25% 15,000-90,000 40% 90,000-223,701 50% 60% >223,701 75%HBRN.I Hibernia REIT PLC (ISEQ) Ireland 0-45,000 20% 45,000-275,000 30% 275,000-900,000 50% 60% >900,000 75%IFG.I IFG Group PLC (ISEQ) Ireland 0-15,000 25% 15,000-90,000 40% 90,000-124,966 50% 60% >124,966 75%INME.I Independent News & Media PLC (ISEQ) Ireland 0-117,700 25% 117,700-700,000 40% 700,000-878,602 50% 60% >878,602 75%IRES.I Irish Residential Properties REIT Plc Ireland 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%JEV.I Kenmare Resources PLC (ISEQ) Ireland 0-3,200 25% 3,200-6,400 40% 6,400-13,150 50% 60% >13,150 75%KYGa.I Kerry Group PLC (ISEQ) Ireland 0-6,000 10% 6,000-32,379 20% 32,379-120,000 35% 45% >120,000 75%KSP.I Kingspan Group PLC (ISEQ) Ireland 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%MSTY.I Mainstay Medical International PLC Ireland 0-1,000 25% 1,000-3,000 40% >3000 75% 75%MLCM.I Malin Corp PLC Ireland 0-1,100 25% 1,100-2,200 40% 2,200-3,960 50% 60% >3,960 75%MCON.I Mincon Group Plc (IE) Ireland 0-10,500 25% 10,500-30,000 40% >30000 75% 75%OGN.I Origin Enterprises PLC (ISEQ) Ireland 0-5,000 20% 5,000-30,000 30% 30,000-96,970 50% 60% >96,970 75%ORM.I Ormonde Mining PLC (ISEQ) Ireland 0-447,200 25% 447,200-894,400 40% 894,400-1,341,600 50% 60% >1,341,600 75%OVG.I Ovoca Gold PLC (ISEQ) Ireland 0-124,200 25% 124,200-248,400 40% 248,400-372,600 50% 60% >372,600 75%PPB.I Paddy Power Betfair (ISEQ) Ireland 0-9,900 10% 9,900-57,827 20% 57,827-99,000 35% 45% >99,000 75%IL0A.I Permanent TSB Group Holdings PLC (ISEQ) Ireland 0-20,000 20% 20,000-120,000 30% 120,000-345,612 50% 60% >345,612 75%PTR.I Petroneft Resources PLC (ISEQ) Ireland 0-559,000 25% 559,000-1,118,000 40% >1118000 75% 75%PZQA.I Providence Resources PLC (ISEQ) Ireland 0-143,300 25% 143,300-286,600 40% 286,600-410,903 50% 60% >410,903 75%RYA.I Ryanair Holdings PLC (ISEQ) Ireland 0-33,300 10% 33,300-166,666 20% 166,666-666,666 35% 45% >666,666 75%SKG.I Smurfit Kappa Group PLC (ISEQ) Ireland 0-21,900 10% 21,900-109,307 20% 109,307-437,231 35% 45% >437,231 75%T7O.I Total Produce PLC (ISEQ) Ireland 0-6,000 25% 6,000-35,000 40% 35,000-119,119 50% 60% >119,119 75%TLW.I Tullow Oil PLC (ISEQ) Ireland 0-488,900 10% 488,900-2,484,247 20% 2,484,247-4,889,000 35% 45% >4,889,000 75%VENN.I Venn Life Sciences Holdings PLC Ireland 0-54,500 25% 54,500-109,000 40% >109000 75% 75%ZMNO.I zamano PLC Ireland 0-279,500 25% 279,500-559,000 40% >559000 75% 75%6857.T Advantest Corp (JP) Japan 0-60,000 10% 60,000-298,308 20% 298,308-1,193,233 35% 45% >1,193,233 75%4813.T Access Co Ltd Japan 0-20,000 20% 20,000-120,000 30% 120,000-307,390 50% 60% >307,390 75%8267.T Aeon Co Ltd Japan 0-25,000 5% 25,000-250,000 10% 250,000-1,000,000 20% 40% >1,000,000 75%4088.T Air Water Inc Japan 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%7259.T Aisin Seiki Co Ltd Japan 0-13,024 10% 13,024-65,121 20% 65,121-260,484 35% 45% >260,484 75%2802.T Ajinomoto Co Inc Japan 0-20,000 5% 20,000-200,000 10% 200,000-1,000,000 20% 40% >1,000,000 75%6770.T Alps Electric Co Ltd Japan 0-25,000 5% 25,000-202,638 10% 202,638-810,553 20% 40% >810,553 75%6113.T Amada Co Ltd Japan 0-35,000 10% 35,000-350,000 20% 350,000-925,000 35% 45% >925,000 75%





9202.T ANA Holdings Inc Japan 0-35,000 5% 35,000-171,671 10% 171,671-675,000 20% 40% >675,000 75%8304.T Aozora Bank Ltd Japan 0-20,000 10% 20,000-167,307 20% 167,307-325,000 35% 45% >325,000 75%5201.T Asahi Glass Co Ltd Japan 0-30,000 5% 30,000-158,062 10% 158,062-450,000 20% 40% >450,000 75%2502.T Asahi Group Holdings Ltd Japan 0-15,000 5% 15,000-139,006 10% 139,006-556,024 20% 40% >556,024 75%7747.T Asahi Intecc Company Limited Japan 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%3407.T Asahi Kasei Corp Japan 0-40,000 5% 40,000-400,000 10% 400,000-1,974,596 20% 40% >1,974,596 75%7167.T Ashikaga Holdings Company Limited Japan 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%7936.T Asics Corp Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%4503.T Astellas Pharma Inc Japan 0-80,000 5% 80,000-497,446 10% 497,446-1,989,785 20% 40% >1,989,785 75%5108.T Bridgestone Corp Japan 0-25,000 5% 25,000-148,736 10% 148,736-594,946 20% 40% >594,946 75%6448.T Brother Industries Ltd Japan 0-24,625 10% 24,625-123,126 20% 123,126-492,504 35% 45% >492,504 75%7751.T Canon Inc Japan 0-35,000 5% 35,000-168,063 10% 168,063-672,255 20% 40% >672,255 75%9697.T Capcom Co Ltd Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%6952.T Casio Computer Co Ltd Japan 0-35,000 10% 35,000-350,000 20% 350,000-875,000 35% 45% >875,000 75%9022.T Central Japan Railway Co Japan 0-4,000 5% 4,000-35,935 10% 35,935-143,741 20% 40% >143,741 75%8331.T Chiba Bank Ltd Japan 0-35,000 5% 35,000-350,000 10% 350,000-1,500,000 20% 40% >1,500,000 75%6366.T Chiyoda Corp Japan 0-45,000 10% 45,000-450,000 20% 450,000-1,000,000 35% 45% >1,000,000 75%9502.T Chubu Electric Power Co Inc Japan 0-20,000 5% 20,000-200,000 10% 200,000-900,000 20% 40% >900,000 75%4519.T Chugai Pharmaceutical Co Ltd Japan 0-9,000 5% 9,000-90,000 10% 90,000-450,000 20% 40% >450,000 75%8382.T Chugoku Bank Ltd Japan 0-15,000 15% 15,000-90,000 25% 90,000-225,769 40% 55% >225,769 75%9504.T Chugoku Electric Power Co Inc Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%7762.T Citizen Holdings Co Ltd Japan 0-30,000 10% 30,000-300,000 20% 300,000-800,000 35% 45% >800,000 75%1721.T COMSYS Holdings Corp Japan 0-15,000 10% 15,000-150,000 20% 150,000-325,000 35% 45% >325,000 75%7186.T Concordia Financial Group Limited Japan 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%2193.T Cookpad Inc Japan 0-30,000 15% 30,000-180,000 25% 180,000-471,610 40% 55% >471,610 75%5021.T Cosmo Energy Holdings Company Limited Japan 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%8253.T Credit Saison Co Ltd Japan 0-20,000 10% 20,000-200,000 20% 200,000-450,000 35% 45% >450,000 75%11111.HK CyberAgent Inc Japan 0-18,875 10% 18,875-94,375 20% 94,375-377,503 35% 45% >377,503 75%7779.T CYBERDYNE Inc Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%7912.T Dai Nippon Printing Co Ltd Japan 0-15,000 10% 15,000-150,000 20% 150,000-425,000 35% 45% >425,000 75%4202.T Daicel Corp Japan 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%5471.T Daido Steel Co Ltd Japan 0-6,000 25% 6,000-35,000 40% 35,000-82,774 50% 60% >82,774 75%8750.T Dai-ichi Life Insurance Co Ltd Japan 0-60,000 5% 60,000-352,122 10% 352,122-1,408,489 20% 40% >1,408,489 75%4568.T Daiichi Sankyo Co Ltd Japan 0-20,000 5% 20,000-200,000 10% 200,000-1,000,000 20% 40% >1,000,000 75%6367.T Daikin Industries Ltd Japan 0-9,000 5% 9,000-56,834 10% 56,834-227,338 20% 40% >227,338 75%8840.T Daikyo Inc Japan 0-6,000 25% 6,000-35,000 40% 35,000-93,056 50% 60% >93,056 75%1878.T Daito Trust Construction Co Ltd Japan 0-4,000 5% 4,000-36,490 10% 36,490-145,963 20% 40% >145,963 75%1925.T Daiwa House Industry Co Ltd Japan 0-15,000 5% 15,000-150,000 10% 150,000-691,476 20% 40% >691,476 75%8601.T Daiwa Securities Group Inc Japan 0-90,000 5% 90,000-900,000 10% 900,000-4,085,606 20% 40% >4,085,606 75%2432.T Dena Co Ltd Japan 0-50,000 10% 50,000-293,365 20% 293,365-1,000,000 35% 45% >1,000,000 75%4061.T Denki Kagaku Kogyo KK Japan 0-15,000 10% 15,000-150,000 20% 150,000-230,000 35% 45% >230,000 75%6902.T Denso Corp Japan 0-15,000 5% 15,000-113,591 10% 113,591-454,365 20% 40% >454,365 75%4324.T Dentsu Inc Japan 0-10,000 5% 10,000-100,000 10% 100,000-550,000 20% 40% >550,000 75%6141.T DMG Mori Company Limited Japan 0-30,000 10% 30,000-150,665 20% 150,665-602,660 35% 45% >602,660 75%7532.T Don Quijote Co Ltd Japan 0-14,844 10% 14,844-74,219 20% 74,219-296,879 35% 45% >296,879 75%5714.T Dowa Holdings Co Ltd Japan 0-15,000 10% 15,000-150,000 20% 150,000-210,000 35% 45% >210,000 75%9020.T East Japan Railway Co Japan 0-8,000 5% 8,000-66,017 10% 66,017-264,068 20% 40% >264,068 75%6361.T Ebara Corp Japan 0-15,000 10% 15,000-150,000 20% 150,000-350,000 35% 45% >350,000 75%4523.T Eisai Co Ltd Japan 0-8,000 5% 8,000-80,000 10% 80,000-400,000 20% 40% >400,000 75%9513.T Electric Power Development Co Ltd Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%8028.T FamilyMart Co Ltd Japan 0-7,000 5% 7,000-70,000 10% 70,000-350,000 20% 40% >350,000 75%6954.T FANUC Corp Japan 0-5,000 5% 5,000-26,751 10% 26,751-107,004 20% 40% >107,004 75%9983.T Fast Retailing Co Ltd Japan 0-4,000 5% 4,000-18,294 10% 18,294-73,179 20% 40% >73,179 75%6504.T Fuji Electric Co Ltd Japan 0-90,000 10% 90,000-884,283 20% 884,283-2,000,000 35% 45% >2,000,000 75%7270.T Fuji Heavy Industries Ltd Japan 0-40,000 5% 40,000-203,136 10% 203,136-812,545 20% 40% >812,545 75%4676.T Fuji Media Holdings Inc Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%4901.T FUJIFILM Holdings Corp Japan 0-15,000 5% 15,000-150,000 10% 150,000-653,643 20% 40% >653,643 75%5803.T Fujikura Ltd Japan 0-40,000 10% 40,000-400,000 20% 400,000-950,000 35% 45% >950,000 75%6702.T Fujitsu Ltd Japan 0-120,000 5% 120,000-855,200 10% 855,200-3,420,802 20% 40% >3,420,802 75%8354.T Fukuoka Financial Group Inc Japan 0-90,000 10% 90,000-900,000 20% 900,000-2,000,000 35% 45% >2,000,000 75%5801.T Furukawa Electric Co Ltd Japan 0-15,000 10% 15,000-124,778 20% 124,778-400,000 35% 45% >400,000 75%9449.T GMO Internet Inc Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%3632.T Gree Inc Japan 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%6674.T GS Yuasa Corp Japan 0-60,000 10% 60,000-600,000 20% 600,000-1,500,000 35% 45% >1,500,000 75%9042.T Hankyu Hanshin Holdings Inc Japan 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%1808.T Haseko Corp Japan 0-40,000 10% 40,000-400,000 20% 400,000-1,000,000 35% 45% >1,000,000 75%8803.T Heiwa Real Estate Co Ltd Japan 0-6,000 20% 6,000-35,000 30% 35,000-87,045 50% 60% >87,045 75%7205.T Hino Motors Ltd Japan 0-20,000 5% 20,000-200,000 10% 200,000-1,000,000 20% 40% >1,000,000 75%6806.T Hirose Electric Co Ltd Japan 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%8379.T Hiroshima Bank Ltd Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%9603.T HIS Co Ltd Japan 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%4530.T Hisamitsu Pharmaceutical Co Inc Japan 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%4217.T Hitachi Chemical Co Ltd Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%6305.T Hitachi Construction Machinery Co Ltd Japan 0-10,000 5% 10,000-100,000 10% 100,000-550,000 20% 40% >550,000 75%6501.T Hitachi Ltd Japan 0-170,000 5% 170,000-841,841 10% 841,841-3,367,364 20% 40% >3,367,364 75%5486.T Hitachi Metals Ltd Japan 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%9509.T Hokkaido Electric Power Co Inc Japan 0-20,000 15% 20,000-120,000 25% 120,000-361,917 40% 55% >361,917 75%3865.T Hokuetsu Kishu Paper Co Ltd Japan 0-20,000 10% 20,000-200,000 20% 200,000-550,000 35% 45% >550,000 75%8377.T Hokuhoku Financial Group Inc Japan 0-10,000 15% 10,000-60,000 25% 60,000-192,942 40% 55% >192,942 75%9505.T Hokuriku Electric Power Co Japan 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%7267.T Honda Motor Co Ltd Japan 0-40,000 5% 40,000-197,367 10% 197,367-789,471 20% 40% >789,471 75%6804.T Hosiden Corporation Japan 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%7741.T Hoya Corp Japan 0-10,000 5% 10,000-100,000 10% 100,000-471,281 20% 40% >471,281 75%4062.T Ibiden Co Ltd Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%5019.T Idemitsu Kosan Co Ltd Japan 0-20,861 10% 20,861-104,303 20% 104,303-417,213 35% 45% >417,213 75%7013.T IHI Corp Japan 0-40,000 10% 40,000-208,606 20% 208,606-575,000 35% 45% >575,000 75%1605.T Inpex Corp Japan 0-50,000 5% 50,000-500,000 10% 500,000-2,198,617 20% 40% >2,198,617 75%3099.T Isetan Mitsukoshi Holdings Ltd Japan 0-45,000 10% 45,000-450,000 20% 450,000-1,000,000 35% 45% >1,000,000 75%7202.T Isuzu Motors Ltd Japan 0-25,000 5% 25,000-250,000 10% 250,000-1,500,000 20% 40% >1,500,000 75%8001.T ITOCHU Corp Japan 0-50,000 5% 50,000-375,597 10% 375,597-1,502,388 20% 40% >1,502,388 75%8385.T Iyo Bank Ltd Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%3086.T J Front Retailing Co Ltd Japan 0-25,000 10% 25,000-250,000 20% 250,000-675,000 35% 45% >675,000 75%9201.T Japan Airlines Co Ltd Japan 0-18,353 10% 18,353-91,767 20% 91,767-367,069 35% 45% >367,069 75%6740.T Japan Display Inc Japan 0-240,000 10% 240,000-1,500,000 20% 1,500,000-4,800,000 35% 45% >4,800,000 75%8697.T Japan Exchange Group Inc Japan 0-30,000 10% 30,000-180,000 20% 180,000-727,317 35% 45% >727,317 75%7182.T Japan Post Bank Co Ltd Japan 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%6178.T Japan Post Holdings Co Ltd Japan 0-57,118 10% 57,118-285,592 20% 285,592-1,142,369 35% 45% >1,142,369 75%7181.T Japan Post Insurance Co Ltd Japan 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%5631.T Japan Steel Works Ltd Japan 0-10,000 10% 10,000-100,000 20% 100,000-275,000 35% 45% >275,000 75%2914.T Japan Tobacco Inc Japan 0-40,000 5% 40,000-195,757 10% 195,757-783,029 20% 40% >783,029 75%5411.T JFE Holdings Inc Japan 0-40,000 5% 40,000-291,126 10% 291,126-1,164,505 20% 40% >1,164,505 75%1963.T JGC Corp Japan 0-35,000 10% 35,000-350,000 20% 350,000-850,000 35% 45% >850,000 75%





4185.T JSR Corp Japan 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%6473.T JTEKT Corp Japan 0-15,000 5% 15,000-150,000 10% 150,000-750,000 20% 40% >750,000 75%5020.T JX Holdings Inc Japan 0-150,000 5% 150,000-1,165,646 10% 1,165,646-4,662,586 20% 40% >4,662,586 75%1812.T Kajima Corp Japan 0-50,000 5% 50,000-500,000 10% 500,000-2,400,912 20% 40% >2,400,912 75%2371.T Kakaku.com Inc Japan 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%9503.T Kansai Electric Power Co Inc Japan 0-25,000 5% 25,000-250,000 10% 250,000-1,500,000 20% 40% >1,500,000 75%4613.T Kansai Paint Co Ltd Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%4452.T Kao Corp Japan 0-15,000 5% 15,000-104,084 10% 104,084-416,337 20% 40% >416,337 75%7012.T Kawasaki Heavy Industries Ltd Japan 0-35,000 10% 35,000-189,232 20% 189,232-550,000 35% 45% >550,000 75%9107.T Kawasaki Kisen Kaisha Ltd Japan 0-15,000 10% 15,000-150,000 20% 150,000-250,000 35% 45% >250,000 75%9433.T KDDI Corp Japan 0-50,000 5% 50,000-240,673 10% 240,673-962,695 20% 40% >962,695 75%9008.T Keio Corp Japan 0-8,000 10% 8,000-80,000 20% 80,000-120,000 35% 45% >120,000 75%9009.T Keisei Electric Railway Co Ltd Japan 0-10,000 10% 10,000-100,000 20% 100,000-250,000 35% 45% >250,000 75%6861.T Keyence Corp Japan 0-2,000 5% 2,000-10,965 10% 10,965-43,862 20% 40% >43,862 75%2801.T Kikkoman Corp Japan 0-6,000 5% 6,000-60,000 10% 60,000-325,000 20% 40% >325,000 75%9041.T Kintetsu Corp Japan 0-10,000 25% 10,000-60,000 40% 60,000-149,676 50% 60% >149,676 75%2503.T Kirin Holdings Co Ltd Japan 0-30,000 5% 30,000-276,461 10% 276,461-1,105,847 20% 40% >1,105,847 75%5406.T Kobe Steel Ltd Japan 0-130,000 10% 130,000-671,799 20% 671,799-2,687,199 35% 45% >2,687,199 75%7276.T Koito Manufacturing Co Ltd Japan 0-9,000 10% 9,000-47,917 20% 47,917-191,670 35% 45% >191,670 75%6301.T Komatsu Ltd Japan 0-40,000 5% 40,000-198,527 10% 198,527-794,108 20% 40% >794,108 75%9766.T Konami Corp (JP) Japan 0-8,000 5% 8,000-80,000 10% 80,000-400,000 20% 40% >400,000 75%4902.T Konica Minolta Inc Japan 0-70,000 10% 70,000-697,638 20% 697,638-1,500,000 35% 45% >1,500,000 75%6326.T Kubota Corp Japan 0-40,000 5% 40,000-374,179 10% 374,179-1,496,719 20% 40% >1,496,719 75%3405.T Kuraray Co Ltd Japan 0-15,000 5% 15,000-150,000 10% 150,000-725,000 20% 40% >725,000 75%6370.T Kurita Water Industries Ltd Japan 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%6971.T Kyocera Corp Japan 0-10,000 5% 10,000-93,439 10% 93,439-373,756 20% 40% >373,756 75%4151.T Kyowa Hakko Kirin Co Ltd Japan 0-15,000 5% 15,000-150,000 10% 150,000-625,000 20% 40% >625,000 75%9508.T Kyushu Electric Power Co Inc Japan 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%8202.T Laox Company Limited Japan 0-20,000 20% 20,000-120,000 30% 120,000-337,150 50% 60% >337,150 75%2651.T Lawson Inc Japan 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%3938.T LINE Corporation Japan 0-15,000 10% 15,000-76,985 20% 76,985-307,943 35% 45% >307,943 75%5938.T LIXIL Group Corp Japan 0-25,000 10% 25,000-125,622 20% 125,622-502,488 35% 45% >502,488 75%2413.T M3 Inc Japan 0-20,629 10% 20,629-103,145 20% 103,145-412,583 35% 45% >412,583 75%6586.T Makita Corp Japan 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%8002.T Marubeni Corp Japan 0-80,000 5% 80,000-800,000 10% 800,000-3,858,775 20% 40% >3,858,775 75%8252.T Marui Group Co Ltd Japan 0-25,000 10% 25,000-250,000 20% 250,000-625,000 35% 45% >625,000 75%8628.T Matsui Securities Co Ltd Japan 0-20,000 10% 20,000-200,000 20% 200,000-450,000 35% 45% >450,000 75%7261.T Mazda Motor Corp (TSE) Japan 0-60,000 5% 60,000-477,331 10% 477,331-1,909,326 20% 40% >1,909,326 75%7459.T Medipal Holdings Corp Japan 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%6875.T MegaChips Corporation Japan 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%6508.T Meidensha Corp Japan 0-40,000 10% 40,000-400,000 20% 400,000-1,000,000 35% 45% >1,000,000 75%2269.T MEIJI Holdings Co Ltd Japan 0-5,000 5% 5,000-50,000 10% 50,000-240,000 20% 40% >240,000 75%6479.T Minebea Co Ltd Japan 0-60,000 10% 60,000-313,261 20% 313,261-1,253,045 35% 45% >1,253,045 75%4544.T Miraca Holdings Inc Japan 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%9962.T MISUMI Group Inc Japan 0-20,000 10% 20,000-113,193 20% 113,193-452,774 35% 45% >452,774 75%4188.T Mitsubishi Chemical Holdings Corp Japan 0-60,000 5% 60,000-600,000 10% 600,000-2,475,846 20% 40% >2,475,846 75%8058.T Mitsubishi Corp Japan 0-50,000 5% 50,000-256,398 10% 256,398-1,025,592 20% 40% >1,025,592 75%6503.T Mitsubishi Electric Corp Japan 0-60,000 5% 60,000-390,794 10% 390,794-1,563,179 20% 40% >1,563,179 75%8802.T Mitsubishi Estate Co Ltd Japan 0-40,000 5% 40,000-348,410 10% 348,410-1,393,642 20% 40% >1,393,642 75%4182.T Mitsubishi Gas Chemical Co Inc Japan 0-20,000 10% 20,000-118,989 20% 118,989-475,956 35% 45% >475,956 75%7011.T Mitsubishi Heavy Industries Ltd Japan 0-35,000 5% 35,000-171,276 10% 171,276-685,105 20% 40% >685,105 75%5711.T Mitsubishi Materials Corp Japan 0-15,000 10% 15,000-150,000 20% 150,000-400,000 35% 45% >400,000 75%7211.T Mitsubishi Motors Corp Japan 0-70,000 5% 70,000-700,000 10% 700,000-3,491,467 20% 40% >3,491,467 75%7105.T Mitsubishi Nichiyu Forklift Company Limited Japan 0-5,000 20% 5,000-30,000 30% 30,000-78,277 50% 60% >78,277 75%4508.T Mitsubishi Tanabe Pharma Corp Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%8306.T Mitsubishi UFJ Financial Group Inc Japan 0-200,000 5% 200,000-996,092 10% 996,092-3,984,369 20% 40% >3,984,369 75%8593.T Mitsubishi UFJ Lease & Finance Co Ltd Japan 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%8031.T Mitsui & Co Ltd Japan 0-60,000 5% 60,000-430,870 10% 430,870-1,723,482 20% 40% >1,723,482 75%4183.T Mitsui Chemicals Inc Japan 0-40,000 10% 40,000-210,079 20% 210,079-700,000 35% 45% >700,000 75%7003.T Mitsui Engineering & Shipbuilding Co Ltd Japan 0-25,000 10% 25,000-250,000 20% 250,000-350,000 35% 45% >350,000 75%8801.T Mitsui Fudosan Co Ltd Japan 0-35,000 5% 35,000-268,090 10% 268,090-1,072,361 20% 40% >1,072,361 75%9104.T Mitsui OSK Lines Ltd Japan 0-35,000 10% 35,000-198,051 20% 198,051-550,000 35% 45% >550,000 75%8411.T Mizuho Financial Group Inc Japan 0-725,000 5% 725,000-3,663,460 10% 3,663,460-14,653,842 20% 40% >14,653,842 75%8698.T Monex Group Inc Japan 0-40,000 15% 40,000-240,000 25% 240,000-705,184 40% 55% >705,184 75%6981.T Murata Manufacturing Co Ltd Japan 0-9,000 5% 9,000-45,058 10% 45,058-180,232 20% 40% >180,232 75%6268.T Nabtesco Corp Japan 0-15,000 10% 15,000-83,185 20% 83,185-300,000 35% 45% >300,000 75%7832.T Namco Bandai Holdings Inc Japan 0-15,000 10% 15,000-90,000 20% 90,000-370,452 35% 45% >370,452 75%6701.T NEC Corp Japan 0-30,000 5% 30,000-242,637 10% 242,637-475,000 20% 40% >475,000 75%5333.T NGK Insulators Ltd Japan 0-15,000 5% 15,000-150,000 10% 150,000-750,000 20% 40% >750,000 75%5334.T NGK Spark Plug Co Ltd Japan 0-25,000 10% 25,000-143,568 20% 143,568-574,272 35% 45% >574,272 75%6594.T Nidec Corp (JP) Japan 0-9,000 5% 9,000-45,892 10% 45,892-183,568 20% 40% >183,568 75%7731.T Nikon Corp Japan 0-20,000 5% 20,000-200,000 10% 200,000-1,000,000 20% 40% >1,000,000 75%7974.T Nintendo Co Ltd Japan 0-2,500 10% 2,500-14,312 20% 14,312-57,250 35% 45% >57,250 75%5214.T Nippon Electric Glass Co Ltd Japan 0-20,000 10% 20,000-159,759 20% 159,759-300,000 35% 45% >300,000 75%9062.T Nippon Express Co Ltd Japan 0-10,000 10% 10,000-100,000 20% 100,000-150,000 35% 45% >150,000 75%2282.T Nippon Meat Packers Inc Japan 0-20,000 10% 20,000-200,000 20% 200,000-525,000 35% 45% >525,000 75%3863.T Nippon Paper Industries Co Ltd Japan 0-10,000 10% 10,000-100,000 20% 100,000-250,000 35% 45% >250,000 75%5202.T Nippon Sheet Glass Co Ltd Japan 0-25,000 10% 25,000-250,000 20% 250,000-600,000 35% 45% >600,000 75%4114.T Nippon Shokubai Co Ltd Japan 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%5401.T Nippon Steel & Sumitomo Metal Corp Japan 0-35,000 5% 35,000-272,261 10% 272,261-1,089,046 20% 40% >1,089,046 75%9432.T Nippon Telegraph & Telephone Corp (TSE) Japan 0-25,000 5% 25,000-129,291 10% 129,291-517,164 20% 40% >517,164 75%9404.T Nippon Television Holdings Inc Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%9101.T Nippon Yusen KK Japan 0-50,000 10% 50,000-262,044 20% 262,044-1,000,000 35% 45% >1,000,000 75%8086.T Nipro Corp Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%7189.T Nishi-Nippon Financial Holdings Inc Japan 0-10,000 15% 10,000-60,000 25% 60,000-159,616 40% 55% >159,616 75%7201.T Nissan Motor Co Ltd Japan 0-140,000 5% 140,000-680,404 10% 680,404-2,721,619 20% 40% >2,721,619 75%2002.T Nisshin Seifun Group Inc Japan 0-15,000 10% 15,000-150,000 20% 150,000-350,000 35% 45% >350,000 75%2897.T Nissin Foods Holdings Co Ltd Japan 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%9843.T Nitori Holdings Co Ltd Japan 0-4,488 10% 4,488-22,440 20% 22,440-89,762 35% 45% >89,762 75%6988.T Nitto Denko Corp Japan 0-8,000 5% 8,000-66,017 10% 66,017-264,068 20% 40% >264,068 75%8630.T NKSJ Holdings Inc Japan 0-15,000 5% 15,000-150,000 10% 150,000-648,654 20% 40% >648,654 75%7240.T NOK Corp Japan 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%8604.T Nomura Holdings Inc (JP) Japan 0-200,000 5% 200,000-1,112,464 10% 1,112,464-4,449,857 20% 40% >4,449,857 75%4307.T Nomura Research Institute Ltd Japan 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%6471.T NSK Ltd Japan 0-35,000 5% 35,000-350,000 10% 350,000-1,706,672 20% 40% >1,706,672 75%6472.T NTN Corp Japan 0-110,000 10% 110,000-1,000,000 20% 1,000,000-3,000,000 35% 45% >3,000,000 75%9613.T NTT Data Corp Japan 0-35,000 5% 35,000-350,000 10% 350,000-1,500,000 20% 40% >1,500,000 75%9437.T NTT DOCOMO Inc (TSE) Japan 0-40,000 5% 40,000-262,321 10% 262,321-1,049,287 20% 40% >1,049,287 75%1802.T Obayashi Corp Japan 0-30,000 5% 30,000-300,000 10% 300,000-1,500,000 20% 40% >1,500,000 75%9007.T Odakyu Electric Railway Co Ltd Japan 0-15,000 10% 15,000-150,000 20% 150,000-325,000 35% 45% >325,000 75%3861.T Oji Holdings Corp Japan 0-60,000 10% 60,000-600,000 20% 600,000-1,500,000 35% 45% >1,500,000 75%7733.T Olympus Corp Japan 0-10,000 5% 10,000-100,000 10% 100,000-625,000 20% 40% >625,000 75%





6645.T OMRON Corporation Japan 0-11,217 10% 11,217-56,084 20% 56,084-224,338 35% 45% >224,338 75%4661.T Oriental Land Co Ltd Japan 0-8,000 5% 8,000-77,249 10% 77,249-308,998 20% 40% >308,998 75%8591.T ORIX Corp Japan 0-50,000 5% 50,000-376,262 10% 376,262-1,505,049 20% 40% >1,505,049 75%9532.T Osaka Gas Co Ltd Japan 0-40,000 5% 40,000-333,340 10% 333,340-600,000 20% 40% >600,000 75%4578.T Otsuka Holdings Co Ltd Japan 0-15,000 5% 15,000-150,000 10% 150,000-630,907 20% 40% >630,907 75%6752.T Panasonic Corp (TSE) Japan 0-90,000 5% 90,000-425,325 10% 425,325-1,701,303 20% 40% >1,701,303 75%7956.T Pigeon Corporation Japan 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%4755.T Rakuten Inc Japan 0-62,758 10% 62,758-313,790 20% 313,790-1,255,160 35% 45% >1,255,160 75%8308.T Resona Holdings Inc Japan 0-120,000 5% 120,000-1,000,000 10% 1,000,000-4,920,976 20% 40% >4,920,976 75%7752.T Ricoh Co Ltd Japan 0-35,000 5% 35,000-350,000 10% 350,000-2,000,000 20% 40% >2,000,000 75%5947.T Rinnai Corp Japan 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%6963.T Rohm Co Ltd Japan 0-6,313 10% 6,313-31,565 20% 31,565-126,261 35% 45% >126,261 75%6417.T Sankyo Co Ltd Japan 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%8136.T Sanrio Co Ltd Japan 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%4536.T Santen Pharmaceutical Company Limited Japan 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%2501.T Sapporo Holdings Ltd Japan 0-7,000 10% 7,000-70,000 20% 70,000-180,000 35% 45% >180,000 75%9735.T Secom Co Ltd Japan 0-6,000 5% 6,000-60,000 10% 60,000-325,000 20% 40% >325,000 75%6460.T Sega Sammy Holdings Inc Japan 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%6724.T Seiko Epson Corp Japan 0-27,271 10% 27,271-136,355 20% 136,355-545,421 35% 45% >545,421 75%4204.T Sekisui Chemical Co Ltd Japan 0-30,000 10% 30,000-163,734 20% 163,734-654,938 35% 45% >654,938 75%1928.T Sekisui House Ltd Japan 0-30,000 5% 30,000-300,000 10% 300,000-1,375,915 20% 40% >1,375,915 75%3382.T Seven & I Holdings Co Ltd Japan 0-20,000 5% 20,000-159,349 10% 159,349-637,396 20% 40% >637,396 75%6753.T Sharp Corp Japan 0-21,157 25% 21,157-105,786 40% 105,786-423,147 50% 60% >423,147 75%9507.T Shikoku Electric Power Co Inc Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%7701.T Shimadzu Corp Japan 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%8227.T Shimamura Co Ltd Japan 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%7309.T Shimano Inc Japan 0-4,925 10% 4,925-24,625 20% 24,625-98,500 35% 45% >98,500 75%1803.T Shimizu Corp Japan 0-25,000 5% 25,000-250,000 10% 250,000-1,500,000 20% 40% >1,500,000 75%4063.T Shin-Etsu Chemical Co Ltd Japan 0-10,000 5% 10,000-59,733 10% 59,733-238,934 20% 40% >238,934 75%8303.T Shinsei Bank Ltd Japan 0-50,000 10% 50,000-416,628 20% 416,628-750,000 35% 45% >750,000 75%4507.T Shionogi & Co Ltd Japan 0-10,000 5% 10,000-100,000 10% 100,000-475,348 20% 40% >475,348 75%4911.T Shiseido Co Ltd Japan 0-15,000 5% 15,000-149,513 10% 149,513-598,055 20% 40% >598,055 75%8355.T Shizuoka Bank Ltd Japan 0-40,000 10% 40,000-400,000 20% 400,000-1,000,000 35% 45% >1,000,000 75%4004.T Showa Denko KK Japan 0-20,000 5% 20,000-189,473 10% 189,473-757,892 20% 40% >757,892 75%5002.T Showa Shell Sekiyu KK Japan 0-30,000 10% 30,000-300,000 20% 300,000-800,000 35% 45% >800,000 75%6273.T SMC Corp Japan 0-2,500 5% 2,500-15,863 10% 15,863-63,454 20% 40% >63,454 75%9984.T Softbank Corp Japan 0-15,000 5% 15,000-76,628 10% 76,628-306,515 20% 40% >306,515 75%2768.T Sojitz Corp Japan 0-170,000 10% 170,000-1,500,000 20% 1,500,000-4,000,000 35% 45% >4,000,000 75%6758.T Sony Corp (TSE) Japan 0-30,000 5% 30,000-141,599 10% 141,599-566,399 20% 40% >566,399 75%8729.T Sony Financial Holdings Inc Japan 0-15,000 5% 15,000-150,000 10% 150,000-750,000 20% 40% >750,000 75%9684.T Square Enix Holdings Co Ltd Japan 0-14,302 10% 14,302-71,507 20% 71,507-286,031 35% 45% >286,031 75%6923.T Stanley Electric Co Ltd Japan 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%3092.T Start Today Co Ltd Japan 0-22,502 10% 22,502-112,508 20% 112,508-450,034 35% 45% >450,034 75%3436.T Sumco Corp Japan 0-50,000 5% 50,000-261,767 10% 261,767-1,047,071 20% 40% >1,047,071 75%4005.T Sumitomo Chemical Co Ltd Japan 0-90,000 5% 90,000-886,391 10% 886,391-3,545,566 20% 40% >3,545,566 75%8053.T Sumitomo Corp Japan 0-40,000 5% 40,000-400,000 10% 400,000-1,666,515 20% 40% >1,666,515 75%5802.T Sumitomo Electric Industries Ltd Japan 0-30,000 5% 30,000-300,000 10% 300,000-1,500,000 20% 40% >1,500,000 75%6302.T Sumitomo Heavy Industries Ltd Japan 0-25,000 10% 25,000-151,001 20% 151,001-350,000 35% 45% >350,000 75%8316.T Sumitomo Mitsui Financial Group Inc (JP) Japan 0-35,000 5% 35,000-166,819 10% 166,819-667,279 20% 40% >667,279 75%8309.T Sumitomo Mitsui Trust Holdings Inc Japan 0-15,000 5% 15,000-150,000 10% 150,000-686,370 20% 40% >686,370 75%8830.T Sumitomo Realty & Development Co Ltd Japan 0-20,000 5% 20,000-190,590 10% 190,590-762,360 20% 40% >762,360 75%5110.T Sumitomo Rubber Industries Ltd Japan 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%7269.T Suzuki Motor Corp Japan 0-20,000 5% 20,000-121,596 10% 121,596-486,384 20% 40% >486,384 75%6869.T Sysmex Corp Japan 0-9,193 10% 9,193-45,963 20% 45,963-183,852 35% 45% >183,852 75%8795.T T&D Holdings Inc Japan 0-35,000 5% 35,000-350,000 10% 350,000-1,500,000 20% 40% >1,500,000 75%5233.T Taiheiyo Cement Corp Japan 0-30,000 10% 30,000-162,909 20% 162,909-425,000 35% 45% >425,000 75%1801.T Taisei Corp Japan 0-25,000 5% 25,000-118,799 10% 118,799-475,196 20% 40% >475,196 75%4091.T Taiyo Nippon Sanso Corp Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%6976.T Taiyo Yuden Co Ltd Japan 0-45,000 10% 45,000-370,913 20% 370,913-1,000,000 35% 45% >1,000,000 75%8233.T Takashimaya Co Ltd Japan 0-35,000 10% 35,000-350,000 20% 350,000-825,000 35% 45% >825,000 75%4502.T Takeda Pharmaceutical Co Ltd Japan 0-20,000 5% 20,000-115,982 10% 115,982-463,931 20% 40% >463,931 75%6762.T TDK Corp Japan 0-10,000 5% 10,000-84,126 10% 84,126-336,507 20% 40% >336,507 75%3401.T Teijin Ltd Japan 0-30,000 10% 30,000-300,000 20% 300,000-800,000 35% 45% >800,000 75%2181.T Temp Holdings Company Limited Japan 0-25,000 10% 25,000-131,160 20% 131,160-524,643 35% 45% >524,643 75%4543.T Terumo Corp Japan 0-10,000 5% 10,000-100,000 10% 100,000-575,000 20% 40% >575,000 75%6481.T THK Co Ltd Japan 0-16,979 10% 16,979-84,895 20% 84,895-339,581 35% 45% >339,581 75%9001.T Tobu Railway Co Ltd Japan 0-15,000 10% 15,000-150,000 20% 150,000-250,000 35% 45% >250,000 75%9602.T Toho Co Ltd Japan 0-10,000 10% 10,000-100,000 20% 100,000-240,000 35% 45% >240,000 75%9533.T Toho Gas Co Ltd Japan 0-9,000 25% 9,000-55,000 40% 55,000-138,529 50% 60% >138,529 75%9506.T Tohoku Electric Power Co Inc Japan 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%8766.T Tokio Marine Holdings Inc Japan 0-25,000 5% 25,000-154,804 10% 154,804-619,219 20% 40% >619,219 75%4043.T Tokuyama Corp Japan 0-35,000 10% 35,000-208,023 20% 208,023-500,000 35% 45% >500,000 75%9501.T Tokyo Electric Power Co Inc Japan 0-100,000 5% 100,000-1,000,000 10% 1,000,000-5,000,000 20% 40% >5,000,000 75%8035.T Tokyo Electron Ltd Japan 0-7,000 5% 7,000-32,891 10% 32,891-131,567 20% 40% >131,567 75%9531.T Tokyo Gas Co Ltd Japan 0-45,000 5% 45,000-263,157 10% 263,157-675,000 20% 40% >675,000 75%8804.T Tokyo Tatemono Co Ltd Japan 0-20,000 10% 20,000-200,000 20% 200,000-550,000 35% 45% >550,000 75%9005.T Tokyu Corp Japan 0-25,000 10% 25,000-250,000 20% 250,000-625,000 35% 45% >625,000 75%3289.T Tokyu Fudosan Holdings Corp Japan 0-45,000 10% 45,000-450,000 20% 450,000-1,000,000 35% 45% >1,000,000 75%7911.T Toppan Printing Co Ltd Japan 0-35,000 10% 35,000-350,000 20% 350,000-900,000 35% 45% >900,000 75%3402.T Toray Industries Inc Japan 0-50,000 5% 50,000-500,000 10% 500,000-2,500,000 20% 40% >2,500,000 75%5332.T TOTO Ltd Japan 0-5,000 5% 5,000-50,000 10% 50,000-275,000 20% 40% >275,000 75%5901.T Toyo Seikan Group Holdings Ltd Japan 0-15,000 10% 15,000-150,000 20% 150,000-350,000 35% 45% >350,000 75%2875.T Toyo Suisan Kaisha Ltd Japan 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%5105.T Toyo Tire & Rubber Company Limited Japan 0-25,000 10% 25,000-150,000 20% 150,000-620,770 35% 45% >620,770 75%6201.T Toyota Industries Corp Japan 0-10,000 10% 10,000-53,890 20% 53,890-215,560 35% 45% >215,560 75%7203.T Toyota Motor Corp (TSE) Japan 0-20,000 5% 20,000-104,626 10% 104,626-418,504 20% 40% >418,504 75%8015.T Toyota Tsusho Corp Japan 0-7,000 5% 7,000-70,000 10% 70,000-350,000 20% 40% >350,000 75%4704.T Trend Micro Inc Japan 0-7,000 5% 7,000-70,000 10% 70,000-350,000 20% 40% >350,000 75%3391.T Tsuruha Holdings Inc Japan 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%4208.T Ube Industries Ltd Japan 0-30,000 10% 30,000-223,328 20% 223,328-450,000 35% 45% >450,000 75%8113.T Unicharm Corp Japan 0-15,000 5% 15,000-150,000 10% 150,000-750,000 20% 40% >750,000 75%6925.T Ushio Inc Japan 0-10,000 15% 10,000-60,000 25% 60,000-159,672 40% 55% >159,672 75%4732.T USS Co Ltd Japan 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%9021.T West Japan Railway Co Japan 0-6,000 5% 6,000-60,000 10% 60,000-300,000 20% 40% >300,000 75%4689.T Yahoo Japan Corp Japan 0-120,000 5% 120,000-1,000,000 10% 1,000,000-5,821,389 20% 40% >5,821,389 75%2267.T Yakult Honsha Co Ltd Japan 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%9831.T Yamada Denki Co Ltd Japan 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%8418.T Yamaguchi Financial Group Inc Japan 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%7272.T Yamaha Motor Co Ltd Japan 0-15,000 5% 15,000-150,000 10% 150,000-874,920 20% 40% >874,920 75%9064.T Yamato Holdings Co Ltd Japan 0-20,000 5% 20,000-200,000 10% 200,000-1,000,000 20% 40% >1,000,000 75%6506.T Yaskawa Electric Corp Japan 0-30,000 5% 30,000-162,199 10% 162,199-648,796 20% 40% >648,796 75%6841.T Yokogawa Electric Corp Japan 0-25,000 10% 25,000-250,000 20% 250,000-600,000 35% 45% >600,000 75%





5101.T Yokohama Rubber Co Ltd Japan 0-15,000 10% 15,000-150,000 20% 150,000-325,000 35% 45% >325,000 75%4205.T Zeon Corp Japan 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%AALB.AS Aalberts Industries NV Netherlands 0-4,000 10% 4,000-40,000 20% 40,000-160,000 35% 45% >160,000 75%ABNd.AS ABN AMRO Group NV Netherlands 0-15,000 10% 15,000-150,000 20% 150,000-895,833 35% 45% >895,833 75%ACCG.AS Accell Group Netherlands 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%AEGN.AS Aegon NV Netherlands 0-60,000 5% 60,000-600,000 10% 600,000-4,272,067 20% 40% >4,272,067 75%AJAX.AS AFC Ajax NV Netherlands 0-1,100 25% 1,100-3,500 40% 3,500-4,649 50% 60% >4,649 75%AKZO.AS Akzo Nobel NV Netherlands 0-5,000 5% 5,000-50,000 10% 50,000-285,970 20% 40% >285,970 75%ATCB.AS Altice NV - B Netherlands 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%AMG.AS AMG Advanced Metallurgical Group NV Netherlands 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ARBN.AS Amsterdam Commodities NV Netherlands 0-1,000 25% 1,000-6,000 40% 6,000-9,527 50% 60% >9,527 75%AAA.AS AP Alternative Assets LP Netherlands 0-1,000 25% 1,000-6,000 40% 6,000-9,011 50% 60% >9,011 75%APAM.AS APERAM Netherlands 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%ARDS.AS Arcadis NV Netherlands 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%MT.AS ArcelorMittal (NL) Netherlands 0-45,000 5% 45,000-222,354 10% 222,354-889,419 20% 40% >889,419 75%ASMI.AS ASM International NV Netherlands 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ASML.AS ASML Holding NV Netherlands 0-6,000 5% 6,000-36,535 10% 36,535-146,143 20% 40% >146,143 75%ASRNL_w.AS ASR Nederland NV Netherlands 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%AVTX.AS Avantium NV Netherlands 0-1,200 25% 1,200-7,000 40% 7,000-11,355 50% 60% >11,355 75%BFIT_w.AS Basic Fit Nederland B.V. 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Netherlands 0-4,000 5% 4,000-40,000 10% 40,000-350,000 20% 40% >350,000 75%YATRA.AS Yatra Capital Ltd Netherlands 0-2,100 25% 2,100-6,500 40% >6500 75% 75%ALSS.LS Altri SGPS SA Portugal 0-6,000 20% 6,000-60,000 30% 60,000-160,000 50% 60% >160,000 75%





BBPI.LS Banco BPI SA Portugal 0-9,800 20% 9,800-30,000 30% 30,000-40,000 50% 60% >40,000 75%BCP.LS Banco Comercial Portugues SA Portugal 0-900,000 10% 900,000-9,000,000 20% 9,000,000-40,000,000 35% 45% >40,000,000 75%SANT.LS Banco Santander SA (Po) Portugal 0-199,400 10% 199,400-1,001,838 20% 1,001,838-4,007,355 35% 45% >4,007,355 75%CPR.LS Cimpor Cimentos de Portugal SGPS SA Portugal 0-31,100 25% 31,100-95,000 40% >95000 75% 75%CFN.LS Cofina SGPS SA Portugal 0-25,100 25% 25,100-75,000 40% 75,000-108,381 50% 60% >108,381 75%CORA.LS Corticeira Amorim SGPS SA Portugal 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%CTT.LS CTT-Correios de Portugal SA Portugal 0-10,000 10% 10,000-100,000 20% 100,000-500,000 35% 45% >500,000 75%EDP.LS EDP - Energias de Portugal SA Portugal 0-40,000 5% 40,000-400,000 10% 400,000-3,500,000 20% 40% >3,500,000 75%EDPR.LS EDP Renovaveis SA Portugal 0-7,000 20% 7,000-70,000 30% 70,000-190,000 50% 60% >190,000 75%GALP.LS Galp Energia SGPS SA Portugal 0-7,000 5% 7,000-70,000 10% 70,000-625,000 20% 40% >625,000 75%IBS.LS Ibersol SGPS SA Portugal 0-1,000 25% 1,000-3,000 40% 3,000-5,285 50% 60% >5,285 75%IMPA.LS Impresa SGPS SA Portugal 0-31,900 20% 31,900-325,000 30% 325,000-475,000 50% 60% >475,000 75%INA.LS INAPA - Investimentos Participacoes e Gestao SPortugal 0-79,300 25% 79,300-240,000 40% >240000 75% 75%JMT.LS Jeronimo Martins SGPS SA Portugal 0-8,000 10% 8,000-80,000 20% 80,000-325,000 35% 45% >325,000 75%MARTI.LS Martifer SGPS SA Portugal 0-27,300 25% 27,300-80,000 40% >80000 75% 75%MOTA.LS Mota-Engil SGPS SA Portugal 0-10,000 20% 10,000-100,000 30% 100,000-300,000 50% 60% >300,000 75%NOS.LS NOS SGPS Portugal 0-7,000 10% 7,000-70,000 20% 70,000-300,000 35% 45% >300,000 75%NBA.LS Novabase SGPS SA Portugal 0-3,100 25% 3,100-9,500 40% 9,500-16,265 50% 60% >16,265 75%PHRA.LS Pharol SGPS SA Portugal 0-120,000 20% 120,000-1,000,000 30% 1,000,000-3,000,000 50% 60% >3,000,000 75%RENE.LS Redes Energeticas Nacionais SGPS SA Portugal 0-15,000 20% 15,000-150,000 30% 150,000-375,000 50% 60% >375,000 75%SCOAE.LS SDC - Investimentos SGPS S.A. Portugal 0-149,100 25% 149,100-450,000 40% >450000 75% 75%SEM.LS Semapa-Sociedade de Investimento e Gestao Portugal 0-1,000 20% 1,000-10,000 30% 10,000-25,000 50% 60% >25,000 75%SONAC.LS Sonae Capital SGPS SA Portugal 0-13,600 25% 13,600-80,000 40% 80,000-213,376 50% 60% >213,376 75%SONI.LS Sonae Industria SGPS SA Portugal 0-3,600 25% 3,600-20,000 40% 20,000-29,199 50% 60% >29,199 75%YSO.LS Sonae SGPS SA Portugal 0-40,000 10% 40,000-400,000 20% 400,000-2,000,000 35% 45% >2,000,000 75%SNC.LS Sonaecom - SGPS SA Portugal 0-4,900 25% 4,900-15,000 40% >15000 75% 75%TDSA.LS Teixeira Duarte SA Portugal 0-37,000 20% 37,000-110,000 30% 110,000-120,000 50% 60% >120,000 75%NVGR.LS The Navigator Company SA Portugal 0-8,000 10% 8,000-80,000 20% 80,000-325,000 35% 45% >325,000 75%ACCO.SI Accordia Golf Trust Singapore 0-45,000 25% 45,000-275,000 40% 275,000-858,453 50% 60% >858,453 75%ACRO.SI Acromec Limited Singapore 0-65,300 25% 65,300-200,000 40% >200000 75% 75%AVAU.SI Addvalue Technologies Limited Singapore 0-1,000,000 25% 1,000,000-6,000,000 40% 6,000,000-19,296,518 50% 60% >19,296,518 75%ADVA.SI Advanced Holdings Ltd Singapore 0-74,800 25% 74,800-220,000 40% >220000 75% 75%AEM.SI AEM Holdings Ltd Singapore 0-15,000 20% 15,000-90,000 30% 90,000-270,276 50% 60% >270,276 75%AART.SI AIMS AMP Capital Industrial REIT Singapore 0-12,700 25% 12,700-75,000 40% 75,000-229,262 50% 60% >229,262 75%AMRA.SI Amara Holdings Ltd Singapore 0-32,000 25% 32,000-95,000 40% 95,000-132,036 50% 60% >132,036 75%ANAN.SI ANAN International Ltd Singapore 0-193,000 25% 193,000-386,000 40% 386,000-444,372 50% 60% >444,372 75%APAC.SI APAC Realty Limited Singapore 0-90,000 20% 90,000-550,000 30% 550,000-1,800,000 50% 60% >1,800,000 75%ASHP.SI Ascendas Hospitality Trust Singapore 0-20,900 25% 20,900-130,000 40% 130,000-418,000 50% 60% >418,000 75%AINT.SI Ascendas India Trust Singapore 0-20,000 25% 20,000-120,000 40% 120,000-396,578 50% 60% >396,578 75%AEMN.SI Ascendas Real Estate Investment Trust Singapore 0-140,000 10% 140,000-1,500,000 20% 1,500,000-4,500,000 35% 45% >4,500,000 75%ASRT.SI Ascott Residence Trust Singapore 0-80,000 20% 80,000-475,000 30% 475,000-1,600,000 50% 60% >1,600,000 75%AEHL.SI Asia Enterprises Holding Ltd Singapore 0-97,500 25% 97,500-300,000 40% >300000 75% 75%ASIA.SI Asian Pay Television Trust Singapore 0-80,000 25% 80,000-475,000 40% 475,000-1,489,420 50% 60% >1,489,420 75%ASLM.SI ASL Marine Holdings Ltd Singapore 0-163,100 25% 163,100-500,000 40% >500000 75% 75%ATTI.SI Attilan Group Singapore 0-8,973,000 25% 8,973,000-17,946,000 40% >17946000 75% 75%AUSG.SI Ausgroup Ltd Singapore 0-427,300 25% 427,300-1,500,000 40% 1,500,000-2,293,311 50% 60% >2,293,311 75%SPAU.SI AusNet Services (SG) Singapore 0-78,300 10% 78,300-783,000 20% 783,000-2,446,875 35% 45% >2,446,875 75%AVIC.SI AVIC International Maritime Holdings Ltd Singapore 0-163,100 25% 163,100-500,000 40% >500000 75% 75%AVJH.SI AVJennings Ltd (SGX) Singapore 0-25,100 25% 25,100-72,965 40% 72,965-115,452 50% 60% >115,452 75%BATE.SI Baker Technology Limited Singapore 0-26,400 25% 26,400-52,800 40% >52800 75% 75%BANY.SI Banyan Tree Holdings Ltd Singapore 0-35,000 25% 35,000-210,000 40% 210,000-700,000 50% 60% >700,000 75%BEST.SI Best World International Ltd Singapore 0-100,000 15% 100,000-600,000 25% 600,000-2,000,000 40% 55% >2,000,000 75%BLUM.SI Blumont Group Ltd Singapore 0-17,946,000 25% 17,946,000-35,892,000 40% >35892000 75% 75%BVHS.SI Bonvests Holdings Ltd Singapore 0-12,800 25% 12,800-40,000 40% >40000 75% 75%BOUS.SI Boustead Projects Pte Ltd Singapore 0-20,600 25% 20,600-60,000 40% >60000 75% 75%BTSS.SI Boustead Singapore Ltd Singapore 0-20,500 25% 20,500-60,000 40% 60,000-94,885 50% 60% >94,885 75%BRET.SI BreadTalk Group Ltd Singapore 0-11,300 25% 11,300-70,000 40% 70,000-130,120 50% 60% >130,120 75%BRWY.SI Broadway Industrial Group Ltd Singapore 0-144,700 25% 144,700-875,000 40% 875,000-1,177,175 50% 60% >1,177,175 75%BSES.SI Bukit Sembawang Estates Ltd Singapore 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%BUMI.SI Bumitama Agri Limited Singapore 0-22,300 25% 22,300-130,000 40% 130,000-348,592 50% 60% >348,592 75%CALT.SI Cache Logistics Trust Singapore 0-70,000 20% 70,000-425,000 30% 425,000-1,382,151 50% 60% >1,382,151 75%CACT.SI CapitaCommercial Trust Singapore 0-160,000 10% 160,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%CATL.SI CapitaLand Ltd Singapore 0-150,000 10% 150,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%CMLT.SI CapitaMall Trust Singapore 0-170,000 10% 170,000-1,500,000 20% 1,500,000-5,500,000 35% 45% >5,500,000 75%CRCT.SI CapitaRetail China Trust Singapore 0-30,000 20% 30,000-180,000 30% 180,000-579,103 50% 60% >579,103 75%CDLT.SI CDL Hospitality Trusts Singapore 0-45,000 20% 45,000-275,000 30% 275,000-851,632 50% 60% >851,632 75%CEDA.SI Cedar Strategic Holdings Ltd Singapore 0-152,100 25% 152,100-450,000 40% 450,000-570,157 50% 60% >570,157 75%CHOF.SI CH Offshore Ltd Singapore 0-94,500 25% 94,500-189,000 40% >189000 75% 75%CNAO.SI China Aviation Oil Singapore Corp Ltd Singapore 0-50,000 25% 50,000-300,000 40% 300,000-1,000,000 50% 60% >1,000,000 75%CEWL.SI China Everbright Water Ltd Singapore 0-39,400 25% 39,400-240,000 40% 240,000-574,851 50% 60% >574,851 75%CSIL.SI China Sports International Ltd Singapore 0-1,631,500 25% 1,631,500-5,000,000 40% >5000000 75% 75%CTTG.SI China Taisan Technology Group Holdings Ltd Singapore 0-398,800 25% 398,800-797,600 40% >797600 75% 75%CESE.SI Chip Eng Seng Corp Ltd Singapore 0-45,000 25% 45,000-275,000 40% 275,000-900,000 50% 60% >900,000 75%CHHS.SI Chuan Hup Holdings Ltd Singapore 0-57,000 25% 57,000-170,000 40% >170000 75% 75%CITI.SI CITIC Envirotech Limited Singapore 0-25,000 25% 25,000-150,000 40% 150,000-460,466 50% 60% >460,466 75%CTDM.SI City Developments Ltd Singapore 0-30,000 10% 30,000-300,000 20% 300,000-925,000 35% 45% >925,000 75%CNHL.SI Cityneon Holdings Limited Singapore 0-45,000 20% 45,000-275,000 30% 275,000-877,318 50% 60% >877,318 75%CIVM.SI Civmec Ltd Singapore 0-33,200 25% 33,200-100,000 40% >100000 75% 75%CMDG.SI ComfortDelGro Corp Ltd Singapore 0-150,000 10% 150,000-1,500,000 20% 1,500,000-5,000,000 35% 45% >5,000,000 75%CORD.SI Cordlife Group Ltd Singapore 0-22,600 25% 22,600-70,000 40% >70000 75% 75%CRMG.SI Courage Marine Group Ltd Singapore 0-89,700 25% 89,700-275,000 40% >275000 75% 75%COUR.SI Courts Asia Ltd Singapore 0-52,000 25% 52,000-160,000 40% >160000 75% 75%CREA.SI Creative Technology Ltd Singapore 0-15,000 25% 15,000-45,000 40% >45000 75% 75%CSCH.SI CSC Holdings Ltd Singapore 0-598,200 25% 598,200-1,196,400 40% 1,196,400-1,500,179 50% 60% >1,500,179 75%CSES.SI CSE Global Ltd Singapore 0-52,000 25% 52,000-300,000 40% 300,000-398,584 50% 60% >398,584 75%CWTD.SI CWT Ltd Singapore 0-40,000 20% 40,000-240,000 30% 240,000-800,000 50% 60% >800,000 75%DAIR.SI Dairy Farm International Holdings Ltd Singapore 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%DATA.SI Datapulse Technology Ltd Singapore 0-49,900 25% 49,900-300,000 40% 300,000-452,802 50% 60% >452,802 75%DBSM.SI DBS Group Holdings Ltd Singapore 0-70,000 10% 70,000-373,719 20% 373,719-1,494,877 35% 45% >1,494,877 75%DMPL.SI Del Monte Pacific Limited Singapore 0-57,900 25% 57,900-170,000 40% 170,000-218,626 50% 60% >218,626 75%DELO.SI Delong Holdings Ltd Singapore 0-5,500 25% 5,500-35,000 40% 35,000-62,405 50% 60% >62,405 75%DUTY.SI Duty Free International Ltd Singapore 0-64,100 25% 64,100-375,000 40% 375,000-546,250 50% 60% >546,250 75%DMHL.SI Dyna-Mac Holdings Ltd Singapore 0-127,300 25% 127,300-375,000 40% >375000 75% 75%ELPZ.SI Ellipsiz Ltd Singapore 0-23,200 25% 23,200-140,000 40% 140,000-258,834 50% 60% >258,834 75%EHHL.SI Enviro-Hub Holdings Ltd Singapore 0-338,600 25% 338,600-1,000,000 40% >1000000 75% 75%ESRR.SI ESR-REIT Singapore 0-32,300 25% 32,300-190,000 40% 190,000-603,585 50% 60% >603,585 75%EUCN.SI Eucon Holding Ltd Singapore 0-543,800 25% 543,800-1,500,000 40% >1500000 75% 75%EZHL.SI EZI - Ezion Holdings Ltd Singapore 0-475,000 20% 475,000-3,000,000 30% 3,000,000-9,185,206 50% 60% >9,185,206 75%FBCH.SI Fabchem China Ltd Singapore 0-97,500 25% 97,500-195,000 40% >195000 75% 75%FEGL.SI Falcon Energy Group Ltd Singapore 0-186,900 25% 186,900-1,000,000 40% 1,000,000-1,580,243 50% 60% >1,580,243 75%FAEH.SI Far East Hospitality Trust Singapore 0-50,000 25% 50,000-300,000 40% 300,000-994,882 50% 60% >994,882 75%FARE.SI Far East Orchard Ltd Singapore 0-11,800 25% 11,800-70,000 40% 70,000-72,801 50% 60% >72,801 75%





FEDL.SI Federal International 2000 Ltd Singapore 0-41,300 25% 41,300-120,000 40% 120,000-188,705 50% 60% >188,705 75%FRET.SI First Real Estate Investment Trust Singapore 0-20,000 25% 20,000-120,000 40% 120,000-387,895 50% 60% >387,895 75%FRLD.SI First Resources Ltd Singapore 0-30,000 20% 30,000-180,000 30% 180,000-589,437 50% 60% >589,437 75%FJBN.SI FJ Benjamin Holdings Ltd Singapore 0-338,600 25% 338,600-1,000,000 40% >1000000 75% 75%FEMP.SI Food Empire Holdings Ltd Singapore 0-25,500 25% 25,500-150,000 40% 150,000-355,763 50% 60% >355,763 75%FORT.SI Fortune Real Estate Investment Trust Singapore 0-10,800 25% 10,800-65,000 40% 65,000-67,781 50% 60% >67,781 75%FRNM.SI Fraser and Neave Ltd Singapore 0-6,900 25% 6,900-40,000 40% 40,000-41,495 50% 60% >41,495 75%FRCT.SI Frasers Centrepoint Ltd Singapore 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%FCRT.SI Frasers Centrepoint Trust Singapore 0-25,000 20% 25,000-150,000 30% 150,000-500,000 50% 60% >500,000 75%FRCR.SI Frasers Commercial Trust Singapore 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%FUYU.SI Fu Yu Corporation Limited Singapore 0-81,600 25% 81,600-500,000 40% 500,000-1,352,889 50% 60% >1,352,889 75%FULL.SI Full Apex Holdings Ltd Singapore 0-60,800 25% 60,800-180,000 40% >180000 75% 75%GLVT.SI Gallant Venture Ltd Singapore 0-134,900 25% 134,900-800,000 40% 800,000-1,369,422 50% 60% >1,369,422 75%GENH.SI Genting Hong Kong Ltd (SGX) Singapore 0-55,600 25% 55,600-325,146 40% 325,146-1,027,238 50% 60% >1,027,238 75%GENS.SI Genting Singapore PLC Singapore 0-350,000 10% 350,000-3,500,000 20% 3,500,000-10,000,000 35% 45% >10,000,000 75%GEOE.SI Geo Energy Resources Ltd Singapore 0-160,000 25% 160,000-950,000 40% 950,000-3,048,500 50% 60% >3,048,500 75%GLLI.SI GL Ltd Singapore 0-19,900 25% 19,900-120,000 40% 120,000-338,890 50% 60% >338,890 75%GLNV.SI Global Investments Ltd Singapore 0-121,300 25% 121,300-375,000 40% 375,000-643,077 50% 60% >643,077 75%GTCL.SI Global Testing Corp Ltd Singapore 0-16,600 25% 16,600-50,000 40% >50000 75% 75%GAGR.SI Golden Agri-Resources Ltd Singapore 0-275,000 10% 275,000-3,000,000 20% 3,000,000-9,500,000 35% 45% >9,500,000 75%GOLD.SI Golden Energy & Resources Ltd Singapore 0-40,300 25% 40,300-240,000 40% 240,000-608,117 50% 60% >608,117 75%GELA.SI Great Eastern Holdings Ltd Singapore 0-1,000 25% 1,000-6,000 40% 6,000-9,430 50% 60% >9,430 75%GSHC.SI GSH Corporation Limited Singapore 0-34,200 25% 34,200-210,000 40% 210,000-289,164 50% 60% >289,164 75%GUOC.SI GuocoLand Ltd Singapore 0-20,000 25% 20,000-120,000 40% 120,000-361,977 50% 60% >361,977 75%HALC.SI Halcyon Agri Corporation Limited Singapore 0-30,700 25% 30,700-90,000 40% >90000 75% 75%HPAR.SI Haw Par Corp Ltd Singapore 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%HMIH.SI Health Management International Limited Singapore 0-27,400 25% 27,400-160,000 40% 160,000-313,571 50% 60% >313,571 75%HNGX.SI Hengxin Technology Ltd Singapore 0-58,800 25% 58,800-180,000 40% >180000 75% 75%HGMM.SI HG Metal Manufacturing Ltd Singapore 0-32,300 25% 32,300-190,000 40% 190,000-272,780 50% 60% >272,780 75%HSEN.SI Hiap Seng Engineering Ltd Singapore 0-122,900 25% 122,900-375,000 40% >375000 75% 75%HIPI.SI Hi-P International Ltd Singapore 0-45,000 20% 45,000-275,000 30% 275,000-890,078 50% 60% >890,078 75%HBEE.SI Ho Bee Investment Ltd Singapore 0-6,900 25% 6,900-40,000 40% 40,000-73,769 50% 60% >73,769 75%HONG.SI Hong Fok Corp Ltd Singapore 0-20,300 25% 20,300-120,000 40% 120,000-191,039 50% 60% >191,039 75%HLAA.SI Hong Leong Asia Ltd Singapore 0-15,000 25% 15,000-90,000 40% 90,000-145,249 50% 60% >145,249 75%HLSF.SI Hong Leong Finance Ltd Singapore 0-6,600 25% 6,600-40,000 40% 40,000-66,471 50% 60% >66,471 75%HKLD.SI Hongkong Land Holdings Ltd Singapore 0-30,000 10% 30,000-300,000 20% 300,000-925,000 35% 45% >925,000 75%HPPS.SI Hotel Properties Ltd Singapore 0-4,600 25% 4,600-15,000 40% 15,000-15,107 50% 60% >15,107 75%HACH.SI Hu An Cable Holdings Ltd Singapore 0-1,495,500 25% 1,495,500-2,991,000 40% 2,991,000-5,182,981 50% 60% >5,182,981 75%HUPS.SI HupSteel Ltd Singapore 0-19,800 25% 19,800-60,000 40% >60000 75% 75%HPHT.SI Hutchison Port Holdings Trust Singapore 0-210,000 10% 210,000-2,000,000 20% 2,000,000-7,000,000 35% 45% >7,000,000 75%HYFL.SI Hyflux Ltd Singapore 0-37,800 25% 37,800-230,000 40% 230,000-351,595 50% 60% >351,595 75%IFAS.SI iFAST Corp Ltd Singapore 0-25,000 25% 25,000-150,000 40% 150,000-443,351 50% 60% >443,351 75%IHHH.SI IHH Healthcare Bhd Singapore 0-10,000 25% 10,000-30,000 40% 30,000-41,895 50% 60% >41,895 75%IFAR.SI Indofood Agri Resources Ltd Singapore 0-39,400 25% 39,400-240,000 40% 240,000-267,465 50% 60% >267,465 75%INFN.SI Infinio Group Ltd Singapore 0-17,946,000 25% 17,946,000-35,892,000 40% >35892000 75% 75%INTK.SI InnoTek Ltd Singapore 0-55,200 25% 55,200-170,000 40% 170,000-322,939 50% 60% >322,939 75%INTR.SI Interra Resources Ltd Singapore 0-252,800 25% 252,800-505,600 40% >505600 75% 75%IXBI.SI Ix Biopharma Limited Singapore 0-79,800 25% 79,800-159,600 40% >159600 75% 75%JADA.SI Jadason Enterprises Ltd Singapore 0-500,000 25% 500,000-3,000,000 40% 3,000,000-9,915,517 50% 60% >9,915,517 75%JAPF.SI Japfa Limited Singapore 0-100,000 20% 100,000-600,000 30% 600,000-1,892,955 50% 60% >1,892,955 75%JCYC.SI Jardine Cycle & Carriage Ltd Singapore 0-4,000 10% 4,000-40,000 20% 40,000-120,000 35% 45% >120,000 75%JARD.SI Jardine Matheson Holdings Ltd Singapore 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%JSH.SI Jardine Strategic Holdings Ltd Singapore 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%JAYA.SI Jaya Holdings Ltd Singapore 0-618,800 25% 618,800-2,000,000 40% >2000000 75% 75%JUTN.SI Jiutian Chemical Group Ltd Singapore 0-600,000 25% 600,000-3,500,000 40% 3,500,000-11,575,863 50% 60% >11,575,863 75%JUMB.SI Jumbo Group Limited Singapore 0-30,000 25% 30,000-180,000 40% 180,000-549,567 50% 60% >549,567 75%KMAR.SI K1 Ventures Ltd Singapore 0-23,800 25% 23,800-140,000 40% 140,000-246,830 50% 60% >246,830 75%KPLM.SI Keppel Corp Ltd Singapore 0-60,000 10% 60,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%KEPE.SI Keppel DC REIT Singapore 0-60,000 20% 60,000-350,000 30% 350,000-1,160,178 50% 60% >1,160,178 75%KEPL.SI Keppel Infrastructure Trust Singapore 0-100,000 20% 100,000-600,000 30% 600,000-1,987,402 50% 60% >1,987,402 75%KASA.SI Keppel REIT Singapore 0-120,000 15% 120,000-725,000 25% 725,000-2,400,000 40% 55% >2,400,000 75%KTEL.SI Keppel Telecommunications & Transportation Lt Singapore 0-11,600 25% 11,600-70,000 40% 70,000-137,549 50% 60% >137,549 75%KIML.SI Kimly Limited Singapore 0-80,000 25% 80,000-475,000 40% 475,000-1,600,000 50% 60% >1,600,000 75%KRIS.SI KrisEnergy Ltd Singapore 0-230,000 25% 230,000-1,500,000 40% 1,500,000-4,496,112 50% 60% >4,496,112 75%KSTL.SI KS Energy Ltd Singapore 0-598,200 25% 598,200-1,196,400 40% >1196400 75% 75%LCTH.SI LCT Holdings Limited Singapore 0-35,900 25% 35,900-110,000 40% >110000 75% 75%LIBG.SI Lian Beng Group Ltd Singapore 0-45,000 25% 45,000-275,000 40% 275,000-865,029 50% 60% >865,029 75%LION.SI LionGold Corp Ltd Singapore 0-17,946,000 25% 17,946,000-35,892,000 40% >35892000 75% 75%LMRT.SI Lippo Malls Indonesia Retail Trust Singapore 0-90,000 25% 90,000-550,000 40% 550,000-1,800,000 50% 60% >1,800,000 75%LKH.SI Low Keng Huat Singapore Ltd Singapore 0-25,800 25% 25,800-75,000 40% >75000 75% 75%LUZH.SI Luzhou Bio-Chem Technology Ltd Singapore 0-598,200 25% 598,200-1,196,400 40% >1196400 75% 75%MONE.SI M1 Ltd Singapore 0-60,000 20% 60,000-350,000 30% 350,000-1,088,880 50% 60% >1,088,880 75%MOIL.SI Mandarin Oriental International Ltd Singapore 0-20,000 20% 20,000-120,000 30% 120,000-372,802 50% 60% >372,802 75%MANU.SI Manulife US REIT Singapore 0-40,000 20% 40,000-240,000 30% 240,000-748,274 50% 60% >748,274 75%MACT.SI Mapletree Commercial Trust Singapore 0-130,000 15% 130,000-775,000 25% 775,000-2,600,000 40% 55% >2,600,000 75%MAPE.SI Mapletree Greater China Commercial Trust Singapore 0-110,000 15% 110,000-650,000 25% 650,000-2,200,000 40% 55% >2,200,000 75%MAPI.SI Mapletree Industrial Trust Singapore 0-70,000 15% 70,000-425,000 25% 425,000-1,400,000 40% 55% >1,400,000 75%MAPL.SI Mapletree Logistics Trust Singapore 0-120,000 15% 120,000-725,000 25% 725,000-2,400,000 40% 55% >2,400,000 75%MEMT.SI Memtech International Ltd Singapore 0-15,700 25% 15,700-95,000 40% 95,000-291,037 50% 60% >291,037 75%MMPC.SI Mermaid Maritime PCL Singapore 0-110,800 25% 110,800-675,000 40% 675,000-1,748,597 50% 60% >1,748,597 75%METE.SI Metech International Ltd Singapore 0-3,589,200 25% 3,589,200-7,178,400 40% >7178400 75% 75%MTHL.SI Metro Holdings Ltd Singapore 0-15,000 25% 15,000-90,000 40% 90,000-277,248 50% 60% >277,248 75%MIDA.SI Midas Holdings Ltd Singapore 0-87,500 25% 87,500-175,000 40% 175,000-1,248,108 50% 60% >1,248,108 75%MIEL.SI Mirach Energy Ltd Singapore 0-157,400 25% 157,400-314,800 40% >314800 75% 75%MM2A.SI mm2 Asia Ltd Singapore 0-130,000 20% 130,000-775,000 30% 775,000-2,600,000 50% 60% >2,600,000 75%SICL.SI MMP Resources Ltd Singapore 0-578,900 25% 578,900-1,500,000 40% 1,500,000-2,267,460 50% 60% >2,267,460 75%NMCG.SI Nam Cheong Ltd Singapore 0-897,300 25% 897,300-1,794,600 40% 1,794,600-2,406,451 50% 60% >2,406,451 75%NTYO.SI New Toyo International Holdings Ltd Singapore 0-67,700 25% 67,700-200,000 40% >200000 75% 75%NUTR.SI NutryFarm International Ltd Singapore 0-105,600 25% 105,600-325,000 40% >325000 75% 75%OCEA.SI Ocean Sky International Limited Singapore 0-174,200 25% 174,200-525,000 40% 525,000-834,565 50% 60% >834,565 75%OCGL.SI Oceanus Group Ltd Singapore 0-1,994,000 25% 1,994,000-3,988,000 40% >3988000 75% 75%OKHG.SI OKH Global Ltd Singapore 0-448,700 25% 448,700-1,500,000 40% >1500000 75% 75%OKPH.SI OKP Holdings Ltd Singapore 0-49,900 25% 49,900-150,000 40% >150000 75% 75%OLAM.SI Olam International Ltd Singapore 0-20,000 20% 20,000-200,000 30% 200,000-350,000 50% 60% >350,000 75%OUEC.SI OUE Commercial Real Estate Investment Trust Singapore 0-25,500 25% 25,500-150,000 40% 150,000-315,127 50% 60% >315,127 75%OUER.SI OUE Hospitality Trust Singapore 0-40,000 25% 40,000-240,000 40% 240,000-800,000 50% 60% >800,000 75%OUEH.SI Ouhua Energy Holdings Ltd Singapore 0-338,600 25% 338,600-1,000,000 40% >1000000 75% 75%OCBC.SI Oversea-Chinese Banking Corp Ltd Singapore 0-80,000 10% 80,000-763,659 20% 763,659-2,500,000 35% 45% >2,500,000 75%OVES.SI Overseas Union Enterprise Ltd Singapore 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%OXHL.SI Oxley Holdings Limited Singapore 0-60,000 25% 60,000-350,000 40% 350,000-1,083,854 50% 60% >1,083,854 75%PACC.SI Pacc Offshore Services Holdings Pte Ltd Singapore 0-50,600 25% 50,600-150,000 40% 150,000-167,805 50% 60% >167,805 75%PACI.SI Pacific Radiance Ltd Singapore 0-164,600 25% 164,600-329,200 40% >329200 75% 75%





PANU.SI Pan-United Corp Ltd Singapore 0-30,700 25% 30,700-90,000 40% 90,000-133,758 50% 60% >133,758 75%PWLR.SI Parkway Life Real Estate Investment Trust Singapore 0-20,000 20% 20,000-120,000 30% 120,000-372,335 50% 60% >372,335 75%PGUN.SI Penguin International Ltd Singapore 0-54,400 25% 54,400-160,000 40% >160000 75% 75%PERE.SI Perennial Real Estate Holdings Ltd Singapore 0-20,300 25% 20,300-60,000 40% 60,000-86,520 50% 60% >86,520 75%QMDT.SI Q&M Dental Group Singapore Ltd Singapore 0-27,600 25% 27,600-170,000 40% 170,000-361,230 50% 60% >361,230 75%RLSE.SI Raffles Education Corp Ltd Singapore 0-53,600 25% 53,600-325,000 40% 325,000-963,027 50% 60% >963,027 75%RAFG.SI Raffles Medical Group Ltd Singapore 0-70,000 20% 70,000-425,000 30% 425,000-1,400,000 50% 60% >1,400,000 75%RHPG.SI RH PetroGas Ltd Singapore 0-239,300 25% 239,300-725,000 40% >725000 75% 75%RHTH.SI RHT Health Trust Singapore 0-30,000 25% 30,000-180,000 40% 180,000-583,561 50% 60% >583,561 75%RVHL.SI Riverstone Holdings Limited Singapore 0-16,800 25% 16,800-100,000 40% 100,000-150,247 50% 60% >150,247 75%ROTE.SI Rotary Engineering Ltd Singapore 0-39,900 25% 39,900-240,000 40% 240,000-241,749 50% 60% >241,749 75%ROWS.SI Rowsley Ltd Singapore 0-2,150,000 20% 2,150,000-15,000,000 30% 15,000,000-41,915,365 50% 60% >41,915,365 75%SPIC.SI S I2I Ltd Singapore 0-6,500 25% 6,500-20,000 40% >20000 75% 75%SABA.SI Sabana Shari'ah Compliant Industrial REIT Singapore 0-40,000 25% 40,000-240,000 40% 240,000-765,300 50% 60% >765,300 75%SAMU.SI Samudera Shipping Line Ltd Singapore 0-70,400 25% 70,400-210,000 40% >210000 75% 75%SARI.SI Sarin Technologies Ltd Singapore 0-18,800 25% 18,800-110,000 40% 110,000-172,632 50% 60% >172,632 75%SATS.SI SATS Ltd Singapore 0-40,000 10% 40,000-400,000 20% 400,000-1,500,000 35% 45% >1,500,000 75%SBVV.SI SBS Transit Ltd Singapore 0-7,100 25% 7,100-20,000 40% >20000 75% 75%SECD.SI Second Chance Properties Limited Singapore 0-69,000 25% 69,000-210,000 40% >210000 75% 75%SCIL.SI Sembcorp Industries Ltd Singapore 0-50,000 10% 50,000-500,000 20% 500,000-1,500,000 35% 45% >1,500,000 75%SCMN.SI SembCorp Marine Ltd Singapore 0-70,000 10% 70,000-700,000 20% 700,000-2,500,000 35% 45% >2,500,000 75%SHNG.SI Shangri-La Asia Ltd Singapore 0-81,600 15% 81,600-484,500 25% 484,500-1,367,331 40% 55% >1,367,331 75%SHEN.SI Sheng Siong Group Ltd Singapore 0-60,000 20% 60,000-350,000 30% 350,000-1,198,578 50% 60% >1,198,578 75%SIAE.SI SIA Engineering Co Ltd Singapore 0-15,000 20% 15,000-150,000 30% 150,000-300,000 50% 60% >300,000 75%SIIC.SI SIIC Environment Holdings Ltd Singapore 0-45,000 25% 45,000-275,000 40% 275,000-900,000 50% 60% >900,000 75%SLVX.SI Silverlake Axis Ltd Singapore 0-50,000 25% 50,000-300,000 40% 300,000-1,000,000 50% 60% >1,000,000 75%SGHC.SI Sin Ghee Huat Corp Ltd Singapore 0-85,500 25% 85,500-250,000 40% >250000 75% 75%SINA.SI Sinarmas Land Ltd Singapore 0-42,700 25% 42,700-130,000 40% 130,000-139,118 50% 60% >139,118 75%SHDS.SI Sing Holdings Ltd Singapore 0-36,300 25% 36,300-220,000 40% 220,000-397,874 50% 60% >397,874 75%SINV.SI Sing Investments & Finance Ltd Singapore 0-11,200 25% 11,200-35,000 40% >35000 75% 75%SIAL.SI Singapore Airlines Ltd Singapore 0-20,000 10% 20,000-200,000 20% 200,000-600,000 35% 45% >600,000 75%SGXL.SI Singapore Exchange Ltd Singapore 0-30,000 10% 30,000-300,000 20% 300,000-950,000 35% 45% >950,000 75%SPOS.SI Singapore Post Ltd Singapore 0-150,000 15% 150,000-900,000 25% 900,000-3,000,000 40% 55% >3,000,000 75%SPRM.SI Singapore Press Holdings Ltd Singapore 0-90,000 10% 90,000-900,000 20% 900,000-3,000,000 35% 45% >3,000,000 75%STEG.SI Singapore Technologies Engineering Ltd Singapore 0-60,000 10% 60,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%STEL.SI Singapore Telecommunications Ltd (SGX) Singapore 0-325,000 10% 325,000-2,373,809 20% 2,373,809-9,495,238 35% 45% >9,495,238 75%SOGF.SI Sino Grandness Food Industry Group Ltd Singapore 0-81,600 25% 81,600-500,000 40% 500,000-770,451 50% 60% >770,451 75%SNSR.SI Sinostar PEC Holdings Ltd Singapore 0-103,100 25% 103,100-300,000 40% >300000 75% 75%SINW.SI Sinwa Ltd Singapore 0-73,200 25% 73,200-220,000 40% >220000 75% 75%SBSR.SI Soilbuild Business Space REIT Singapore 0-40,000 25% 40,000-240,000 40% 240,000-763,906 50% 60% >763,906 75%SPHR.SI SPH REIT Singapore 0-40,000 25% 40,000-240,000 40% 240,000-774,971 50% 60% >774,971 75%SFLD.SI Stamford Land Corp Ltd Singapore 0-34,800 25% 34,800-100,000 40% >100000 75% 75%STAS.SI Stamford Tyres Corp Ltd Singapore 0-52,000 25% 52,000-160,000 40% >160000 75% 75%STHL.SI Starhill Global REIT Singapore 0-80,000 20% 80,000-475,000 30% 475,000-1,466,219 50% 60% >1,466,219 75%STAR.SI StarHub Ltd Singapore 0-50,000 10% 50,000-500,000 20% 500,000-1,500,000 35% 45% >1,500,000 75%SUND.SI Sunningdale Tech Ltd Singapore 0-30,000 20% 30,000-180,000 30% 180,000-600,000 50% 60% >600,000 75%SUNP.SI Sunpower Group Ltd Singapore 0-30,200 25% 30,200-90,000 40% 90,000-135,078 50% 60% >135,078 75%SUNT.SI Suntec Real Estate Investment Trust Singapore 0-90,000 10% 90,000-550,000 20% 550,000-1,800,000 35% 45% >1,800,000 75%SVCH.SI SunVic Chemical Holdings Ltd Singapore 0-230,100 25% 230,100-700,000 40% >700000 75% 75%TAIS.SI Tai Sin Electric Ltd Singapore 0-42,700 25% 42,700-130,000 40% >130000 75% 75%TCIL.SI Tan Chong International Ltd Singapore 0-39,300 25% 39,300-120,000 40% >120000 75% 75%TAT.SI Tat Hong Holdings Ltd Singapore 0-39,000 25% 39,000-230,000 40% 230,000-601,205 50% 60% >601,205 75%TBEV.SI Thai Beverage PCL Singapore 0-300,000 10% 300,000-3,000,000 20% 3,000,000-9,500,000 35% 45% >9,500,000 75%STRT.SI The Stratech Group Limited Singapore 0-271,900 25% 271,900-825,000 40% >825000 75% 75%TION.SI Tiong Woon Corp Holding Ltd Singapore 0-74,800 25% 74,800-220,000 40% >220000 75% 75%TPVH.SI TPV Technology Ltd (SGX) Singapore 0-78,000 25% 78,000-471,774 40% 471,774-1,079,794 50% 60% >1,079,794 75%TRIY.SI Triyards holdings Ltd Singapore 0-213,600 25% 213,600-650,000 40% >650000 75% 75%TSHS.SI Tuan Sing Holdings Ltd Singapore 0-41,300 25% 41,300-250,000 40% 250,000-670,389 50% 60% >670,389 75%UMSH.SI UMS Holdings Ltd Singapore 0-110,000 15% 110,000-650,000 25% 650,000-2,200,000 40% 55% >2,200,000 75%UTES.SI United Engineers Ltd Singapore 0-35,000 20% 35,000-210,000 30% 210,000-691,511 50% 60% >691,511 75%UICS.SI United Industrial Corp Ltd Singapore 0-5,400 25% 5,400-30,000 40% 30,000-71,826 50% 60% >71,826 75%UOBH.SI United Overseas Bank Ltd Singapore 0-30,000 10% 30,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%UOKH.SI UOB-Kay Hian Holdings Ltd Singapore 0-13,000 25% 13,000-40,000 40% >40000 75% 75%UTOS.SI UOL Group Ltd Singapore 0-20,000 10% 20,000-200,000 20% 200,000-625,000 35% 45% >625,000 75%VARD.SI Vard Holdings Ltd Singapore 0-71,800 25% 71,800-220,000 40% 220,000-337,598 50% 60% >337,598 75%VENM.SI Venture Corp Ltd Singapore 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%VIBR.SI Vibrant Group Ltd Singapore 0-46,000 25% 46,000-140,000 40% 140,000-154,582 50% 60% >154,582 75%WHHL.SI Wee Hur Holdings Ltd Singapore 0-64,100 25% 64,100-190,000 40% 190,000-301,613 50% 60% >301,613 75%WPSL.SI Wheelock Properties Singapore Ltd Singapore 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%WLIL.SI Wilmar International Ltd Singapore 0-100,000 10% 100,000-1,000,000 20% 1,000,000-3,000,000 35% 45% >3,000,000 75%WTHS.SI Wing Tai Holdings Ltd Singapore 0-25,000 20% 25,000-150,000 30% 150,000-500,000 50% 60% >500,000 75%WPML.SI World Precision Machinery Ltd Singapore 0-92,000 25% 92,000-275,000 40% >275000 75% 75%YAZG.SI Yangzijiang Shipbuilding Holdings Ltd Singapore 0-300,000 10% 300,000-3,000,000 20% 3,000,000-9,500,000 35% 45% >9,500,000 75%YNLG.SI Yanlord Land Group Ltd Singapore 0-70,000 15% 70,000-425,000 25% 425,000-1,400,000 40% 55% >1,400,000 75%YING.SI Ying Li International Real Estate Ltd Singapore 0-125,500 25% 125,500-750,000 40% 750,000-1,495,335 50% 60% >1,495,335 75%YOMA.SI Yoma Strategic Holdings Ltd Singapore 0-100,000 20% 100,000-600,000 30% 600,000-2,000,000 50% 60% >2,000,000 75%YNAM.SI Yongnam Holdings Ltd Singapore 0-55,200 25% 55,200-325,000 40% 325,000-825,831 50% 60% >825,831 75%YUUZ.SI Yuuzoo Corp Ltd Singapore 0-350,000 25% 350,000-2,000,000 40% 2,000,000-7,000,000 50% 60% >7,000,000 75%ABE.MC Abertis Infraestructuras SA Spain 0-25,000 5% 25,000-250,000 10% 250,000-1,211,924 20% 40% >1,211,924 75%ANA.MC Acciona SA Spain 0-2,000 10% 2,000-20,000 20% 20,000-90,000 35% 45% >90,000 75%ACX.MC Acerinox SA Spain 0-15,000 10% 15,000-150,000 20% 150,000-750,000 35% 45% >750,000 75%ACS.MC ACS Actividades de Construccion y Servicios SASpain 0-7,000 5% 7,000-70,000 10% 70,000-575,000 20% 40% >575,000 75%ADZ.MC Adolfo Dominguez SA Spain 0-2,200 25% 2,200-6,500 40% >6500 75% 75%ADVGR.MC Adveo Group International SA Spain 0-4,300 25% 4,300-15,000 40% >15000 75% 75%AEDAS.MC Aedas Homes S.A.U. Spain 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%AENA.MC Aena SA Spain 0-2,000 10% 2,000-20,000 20% 20,000-139,750 35% 45% >139,750 75%AIR.MC Airbus Group NV (ES) Spain 0-10,000 5% 10,000-66,770 10% 66,770-267,080 20% 40% >267,080 75%ALM.MC Almirall SA Spain 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%AMA.MC Amadeus IT Holding SA Spain 0-7,000 5% 7,000-70,000 10% 70,000-373,725 20% 40% >373,725 75%APE.MC Amper SA Spain 0-150,000 20% 150,000-900,000 30% 900,000-3,000,000 50% 60% >3,000,000 75%APPS.MC Applus Services SA Spain 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%MTS.MC ArcelorMittal (ES) Spain 0-45,000 5% 45,000-222,354 10% 222,354-889,419 20% 40% >889,419 75%A3M.MC Atresmedia Corp SA Spain 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%ADXR.MC Audax Renovables SA Spain 0-22,600 25% 22,600-70,000 40% 70,000-110,387 50% 60% >110,387 75%AZK.MC Azkoyen SA Spain 0-1,400 25% 1,400-4,000 40% 4,000-7,534 50% 60% >7,534 75%BBVA.MC Banco Bilbao Vizcaya Argentaria SA (ES) Spain 0-160,000 5% 160,000-782,146 10% 782,146-3,128,585 20% 40% >3,128,585 75%SAN.MC Banco Santander SA (ES) Spain 0-200,000 5% 200,000-1,004,853 10% 1,004,853-4,019,413 20% 40% >4,019,413 75%BKT.MC Bankinter SA Spain 0-20,000 10% 20,000-200,000 20% 200,000-2,000,000 35% 45% >2,000,000 75%BDL.MC Baron de Ley Spain 0-1,000 25% 1,000-3,000 40% >3000 75% 75%BIOS.MC Biosearch SA Spain 0-23,300 25% 23,300-70,000 40% 70,000-76,012 50% 60% >76,012 75%BME.MC Bolsas y Mercados Espanoles SA Spain 0-2,000 10% 2,000-20,000 20% 20,000-80,000 35% 45% >80,000 75%CABK.MC CaixaBank Spain 0-150,000 10% 150,000-1,445,565 20% 1,445,565-5,782,260 35% 45% >5,782,260 75%





CLNX.MC Cellnex Telecom SAU Spain 0-6,000 5% 6,000-60,000 10% 60,000-525,000 20% 40% >525,000 75%LOG.MC Cia de Distribucion Integral Logista Holdings SA Spain 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%CIEA.MC Cie Automotive SA Spain 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%CBAV.MC Clinica Baviera SA Spain 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%CAF.MC Construcciones y Auxiliar de Ferrocarriles SA Spain 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%CCMC.MC Corp Empresarial de Materiales de Construccio Spain 0-26,900 25% 26,900-80,000 40% 80,000-119,626 50% 60% >119,626 75%ALB.MC Corp Financiera Alba SA Spain 0-1,000 25% 1,000-6,000 40% 6,000-9,060 50% 60% >9,060 75%DIDA.MC Distribuidora Internacional de Alimentacion SA Spain 0-60,000 10% 60,000-600,000 20% 600,000-2,500,000 35% 45% >2,500,000 75%MDF.MC Duro Felguera SA Spain 0-21,900 25% 21,900-130,000 40% 130,000-298,396 50% 60% >298,396 75%EBRO.MC Ebro Foods SA Spain 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%EDRE.MC eDreams ODIGEO SL Spain 0-3,200 25% 3,200-20,000 40% 20,000-64,000 50% 60% >64,000 75%ENOR.MC Elecnor SA Spain 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%ENAG.MC Enagas SA Spain 0-9,000 5% 9,000-90,000 10% 90,000-725,000 20% 40% >725,000 75%ENC.MC Ence Energia y Celulosa S.A Spain 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%ELE.MC Endesa SA Spain 0-10,000 5% 10,000-100,000 10% 100,000-1,000,000 20% 40% >1,000,000 75%ECR.MC Ercros SA Spain 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%EUWT.MC Eurona Wireless Telecom SA Spain 0-5,600 25% 5,600-15,000 40% >15000 75% 75%EKTL.MC Euskaltel SA Spain 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%EZEN.MC Ezentis (Grupo) SA Spain 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%FAE.MC Faes Farma SA Spain 0-8,000 20% 8,000-50,000 30% 50,000-160,000 50% 60% >160,000 75%FER.MC Ferrovial SA Spain 0-10,000 5% 10,000-100,000 10% 100,000-900,000 20% 40% >900,000 75%FLUI.MC Fluidra SA Spain 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%FCC.MC Fomento de Construcciones y Contratas SA Spain 0-1,500 10% 1,500-15,000 20% 15,000-35,000 35% 45% >35,000 75%GAS.MC Gas Natural SDG SA Spain 0-15,000 5% 15,000-150,000 10% 150,000-1,000,000 20% 40% >1,000,000 75%GALQ.MC General de Alquiler de Maquinaria SA Spain 0-6,400 25% 6,400-20,000 40% >20000 75% 75%GEST.MC Gestamp Automocion SA Spain 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%DOMI.MC Global Dominion Access SA Spain 0-2,500 25% 2,500-15,000 40% 15,000-50,000 50% 60% >50,000 75%GRLS.MC Grifols SA Spain 0-5,000 5% 5,000-50,000 10% 50,000-450,000 20% 40% >450,000 75%GRLSbn.MC Grifols SA - B Spain 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%GCO.MC Grupo Catalana Occidente SA Spain 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%HIS.MC Hispania Activos Inmobiliarios SAU Spain 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%IBE.MC Iberdrola SA Spain 0-120,000 5% 120,000-847,483 10% 847,483-3,389,933 20% 40% >3,389,933 75%ITX.MC Inditex SA Spain 0-35,000 5% 35,000-189,138 10% 189,138-756,555 20% 40% >756,555 75%IDR.MC Indra Sistemas SA Spain 0-9,000 10% 9,000-90,000 20% 90,000-375,000 35% 45% >375,000 75%INY.MC Informes y Proyectos SA Spain 0-65,800 25% 65,800-400,000 40% 400,000-1,316,000 50% 60% >1,316,000 75%ICAG.MC International Consolidated Airlines Group SA (ESSpain 0-167,900 5% 167,900-827,175 10% 827,175-3,308,700 20% 40% >3,308,700 75%RJFE.MC Laboratorio Reig Jofre SA Spain 0-4,300 25% 4,300-8,600 40% >8600 75% 75%LRES.MC Lar Espana Real Estate Socimi SA Spain 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%LBK.MC Liberbank SA Spain 0-70,000 20% 70,000-425,000 30% 425,000-1,400,000 50% 60% >1,400,000 75%MAP.MC Mapfre SA Spain 0-40,000 5% 40,000-400,000 10% 400,000-3,500,000 20% 40% >3,500,000 75%TL5.MC Mediaset Espana Comunicacion SA Spain 0-15,000 10% 15,000-150,000 20% 150,000-725,000 35% 45% >725,000 75%MEL.MC Melia Hotels International SA Spain 0-9,000 10% 9,000-90,000 20% 90,000-375,000 35% 45% >375,000 75%NATR.MC Natra SA Spain 0-26,000 25% 26,000-52,000 40% 52,000-95,537 50% 60% >95,537 75%HOME.MC Neinor Homes S.A.U. Spain 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%NHH.MC NH Hoteles SA Spain 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%ALNTA.MC Nmas1 Dinamia SA Spain 0-1,000 25% 1,000-3,000 40% 3,000-4,543 50% 60% >4,543 75%OHL.MC Obrascon Huarte Lain SA Spain 0-50,000 10% 50,000-500,000 20% 500,000-1,500,000 35% 45% >1,500,000 75%PYCE.MC Papeles y Cartones de Europa SA Spain 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%PVA.MC Pescanova SA Spain 0-60,000 25% 60,000-350,000 40% 350,000-1,200,000 50% 60% >1,200,000 75%PRIM.MC Prim SA Spain 0-1,100 25% 1,100-3,500 40% 3,500-5,833 50% 60% >5,833 75%PRS.MC Promotora de Informaciones SA Spain 0-3,900 25% 3,900-25,000 40% 25,000-78,000 50% 60% >78,000 75%PSG.MC Prosegur Cia de Seguridad SA Spain 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%RLIA.MC Realia Business SA Spain 0-10,400 25% 10,400-60,000 40% 60,000-123,280 50% 60% >123,280 75%RDM.MC Reno de Medici SpA (ES) Spain 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30,000-100,000 50% 60% >100,000 75%TUBA.MC Tubacex SA Spain 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%TUR.MC Tubos Reunidos SA Spain 0-12,900 25% 12,900-75,000 40% 75,000-104,834 50% 60% >104,834 75%UBS.MC Urbas Guadahermosa SA Spain 0-657,600 25% 657,600-2,000,000 40% >2000000 75% 75%VID.MC Vidrala SA Spain 0-1,000 25% 1,000-6,000 40% 6,000-6,124 50% 60% >6,124 75%VIS.MC Viscofan SA Spain 0-2,000 10% 2,000-20,000 20% 20,000-80,000 35% 45% >80,000 75%VOC.MC Vocento SA Spain 0-7,700 25% 7,700-45,000 40% 45,000-76,180 50% 60% >76,180 75%ZOT.MC Zardoya Otis SA Spain 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%ABBN.VX ABB Ltd (CH) Switzerland 0-35,000 5% 35,000-259,479 10% 259,479-1,037,917 20% 40% >1,037,917 75%ADEN.VX Adecco SA Switzerland 0-6,000 5% 6,000-60,000 10% 60,000-347,029 20% 40% >347,029 75%ALLN.S Allreal Holding AG Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-14,531 40% 55% >14,531 75%AMS.S ams AG Switzerland 0-6,900 10% 6,900-34,578 20% 34,578-138,315 35% 45% >138,315 75%ARBNO.S Arbonia AG Switzerland 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%ARYN.S Aryzta AG (CH) Switzerland 0-10,000 10% 10,000-100,000 20% 100,000-450,000 35% 45% >450,000 75%ASCN.S Ascom Holding AG Switzerland 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%AUTON.S Autoneum Holding AG Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-8,577 40% 55% >8,577 75%BALN.VX Baloise Holding AG Switzerland 0-1,000 5% 1,000-10,000 10% 10,000-80,000 20% 40% >80,000 75%BCVN.S Banque Cantonale Vaudoise Switzerland 0-900 15% 900-2,500 25% >2500 75% 75%BARN.S Barry Callebaut AG Switzerland 0-800 10% 800-2,500 20% 2,500-3,000 35% 45% >3,000 75%BSLN.S Basilea Pharmaceutica Switzerland 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%BION.S BB Biotech AG (CH) Switzerland 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%BLIN.S BFW Liegenschaften AG Switzerland 0-1,000 25% 1,000-3,000 40% >3000 75% 75%BKWB.S BKW AG 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Schindler Holding AG Switzerland 0-1,000 10% 1,000-10,000 20% 10,000-10,000 35% 45% >10,000 75%SWTQ.S Schweiter Technologie SA Switzerland 0-500 20% 500-1,500 30% >1500 75% 75%SFSN.S SFS Group AG Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-16,612 40% 55% >16,612 75%SGSN.S SGS SA Switzerland 0-500 5% 500-2,695 10% 2,695-10,000 20% 40% >10,000 75%SFZN.S Siegfried Holding AG Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-6,604 40% 55% >6,604 75%SIK.VX Sika AG Switzerland 0-200 5% 200-893 10% 893-3,500 20% 40% >3,500 75%SOON.VX Sonova Holding AG Switzerland 0-1,500 5% 1,500-15,000 10% 15,000-120,000 20% 40% >120,000 75%STMN.S Straumann Holding AG Switzerland 0-900 10% 900-4,703 20% 4,703-18,814 35% 45% >18,814 75%SUN.S Sulzer AG Switzerland 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%SRCG.S Sunrise Communications AG Switzerland 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%UHRN.S Swatch Group AG Switzerland 0-1,500 10% 1,500-15,000 20% 15,000-75,000 35% 45% >75,000 75%UHR.VX Swatch Group AG - B Switzerland 0-1,500 5% 1,500-15,000 10% 15,000-70,904 20% 40% >70,904 75%SLHN.VX Swiss Life Holding AG Switzerland 0-1,000 5% 1,000-10,000 10% 10,000-75,000 20% 40% >75,000 75%SNBN.S Swiss National Bank Switzerland 0-200 25% 200-600 40% >600 75% 75%SPSN.S Swiss Prime Site AG Switzerland 0-1,500 10% 1,500-15,000 20% 15,000-70,000 35% 45% >70,000 75%SRENH.VX Swiss Re AG Switzerland 0-9,000 5% 9,000-70,198 10% 70,198-280,795 20% 40% >280,795 75%SCMN.VX Swisscom AG Switzerland 0-1,000 5% 1,000-10,000 10% 10,000-51,813 20% 40% >51,813 75%SQN.S Swissquote Group Holding SA Switzerland 0-1,000 25% 1,000-6,000 40% 6,000-10,622 50% 60% >10,622 75%SYNN.S Syngenta AG (CH) Switzerland 0-1,400 10% 1,400-7,088 20% 7,088-28,353 35% 45% >28,353 75%TECN.S Tecan Group AG Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-11,379 40% 55% >11,379 75%TEMN.S Temenos Group AG Switzerland 0-3,000 10% 3,000-20,000 20% 20,000-108,899 35% 45% >108,899 75%RIGN.S Transocean Ltd (CH) Switzerland 0-118,000 10% 118,000-566,393 20% 566,393-2,265,572 35% 45% >2,265,572 75%UBXN.S U-Blox AG Switzerland 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%UBSG.VX UBS AG Switzerland 0-80,000 5% 80,000-383,803 10% 383,803-1,535,214 20% 40% >1,535,214 75%VATN.S Valiant Holding Switzerland 0-1,000 20% 1,000-6,000 30% 6,000-9,147 50% 60% >9,147 75%VALN.S Valora Holding AG Switzerland 0-1,000 20% 1,000-3,000 30% 3,000-4,789 50% 60% >4,789 75%VACN.S VAT Group AG Switzerland 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%VIFN.S Vifor Pharma AG Switzerland 0-4,000 10% 4,000-25,000 20% 25,000-102,973 35% 45% >102,973 75%ROL.S Von Roll Holding AG Switzerland 0-9,200 25% 9,200-55,000 40% 55,000-104,266 50% 60% >104,266 75%VONN.S Vontobel Holding AG Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%VPBN.S VP Bank AG Switzerland 0-1,000 25% 1,000-3,000 40% >3000 75% 75%WARN.S Warteck Invest AG Switzerland 0-300 25% 300-900 40% >900 75% 75%WIHN.S WISeKey International Holding Limited Switzerland 0-2,600 25% 2,600-15,000 40% 15,000-52,000 50% 60% >52,000 75%YPSN.S Ypsomed Holding AG - Reg Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-18,261 40% 55% >18,261 75%ROSEG.S Zur Rose Group AG Switzerland 0-1,000 15% 1,000-6,000 25% 6,000-13,462 40% 55% >13,462 75%ZURN.VX Zurich Insurance Group AG Switzerland 0-3,000 5% 3,000-21,646 10% 21,646-86,584 20% 40% >86,584 75%OPM.L 1pm PLC UK 0-21,300 25% 21,300-42,600 40% 42,600-63,900 50% 60% >63,900 75%SPA.L 1Spatial PLC UK 0-266,700 25% 266,700-533,400 40% 533,400-800,100 50% 60% >800,100 75%C21.L 21st Century Technology PLC UK 0-320,000 25% 320,000-640,000 40% 640,000-960,000 50% 60% >960,000 75%III.L 3i Group PLC UK 0-70,000 5% 70,000-528,820 10% 528,820-875,000 20% 40% >875,000 75%3IN.L 3i Infrastructure PLC UK 0-70,000 20% 70,000-210,000 30% 210,000-280,992 50% 60% >280,992 75%DDDD.L 4d pharma plc UK 0-2,800 25% 2,800-5,600 40% 5,600-9,053 50% 60% >9,053 75%FOUR.L 4imprint Group PLC UK 0-1,500 25% 1,500-4,500 40% 4,500-5,463 50% 60% >5,463 75%SIXH.L 600 Group PLC UK 0-74,100 25% 74,100-148,200 40% 148,200-222,300 50% 60% >222,300 75%7DIG.L 7 Digital Group Plc UK 0-177,800 25% 177,800-355,600 40% 355,600-533,400 50% 60% >533,400 75%88E.L 88 Energy Ltd UK 0-2,717,200 25% 2,717,200-8,289,762 40% 8,289,762-15,711,439 50% 60% >15,711,439 75%888.L 888 Holdings PLC UK 0-120,000 15% 120,000-350,000 25% 350,000-531,958 40% 55% >531,958 75%AAAA.L AA PLC UK 0-306,600 15% 306,600-925,000 25% 925,000-1,457,851 40% 55% >1,457,851 75%ABDP.L AB Dynamics PLC UK 0-1,400 25% 1,400-2,800 40% 2,800-4,200 50% 60% >4,200 75%ABBY.L Abbey PLC UK 0-800 25% 800-1,600 40% 1,600-2,400 50% 60% >2,400 75%ABCA.L Abcam PLC UK 0-45,000 15% 45,000-140,000 25% 140,000-206,870 40% 55% >206,870 75%





AAIF.L Aberdeen Asian Income Fund Ltd UK 0-15,000 25% 15,000-45,000 40% 45,000-65,974 50% 60% >65,974 75%AAS.L Aberdeen Asian Smaller Companies Investment UK 0-3,000 25% 3,000-9,000 40% 9,000-10,484 50% 60% >10,484 75%ADIG.L Aberdeen Diversified Income UK 0-35,000 25% 35,000-110,000 40% 110,000-138,456 50% 60% >138,456 75%ADMF.L Aberdeen Emerging Markets Investment Co Ltd UK 0-1,600 25% 1,600-5,000 40% 5,000-5,350 50% 60% >5,350 75%AFMF.L Aberdeen Frontier Markets Investment Co Ltd UK 0-15,500 25% 15,500-31,000 40% 31,000-46,500 50% 60% >46,500 75%AJIT.L Aberdeen Japan Investment Trust PLC UK 0-1,600 25% 1,600-3,200 40% 3,200-4,800 50% 60% >4,800 75%ALAIF.L Aberdeen Latin American Income Fund Ltd UK 0-13,200 25% 13,200-40,000 40% >40000 75% 75%ABD.L Aberdeen New Dawn Investment Trust PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-24,469 50% 60% >24,469 75%ANII.L Aberdeen New India Investment Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-16,874 50% 60% >16,874 75%ANW.L Aberdeen New Thai Investment Trust PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-7,804 50% 60% >7,804 75%APEF.L Aberdeen Private Equity Fund Ltd UK 0-8,100 25% 8,100-25,000 40% 25,000-26,039 50% 60% >26,039 75%ASCHI.L Aberdeen Smaller Companies Income Trust PLCUK 0-3,500 25% 3,500-7,000 40% 7,000-10,500 50% 60% >10,500 75%ASL.L Aberforth Smaller Companies Trust PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-29,384 50% 60% >29,384 75%ASITA.L Aberforth Split Level Trust PLC UK 0-10,100 25% 10,100-30,000 40% >30000 75% 75%ABZA.L Abzena PLC UK 0-31,700 25% 31,700-63,400 40% 63,400-95,100 50% 60% >95,100 75%ACAA.L Acacia Mining PLC UK 0-180,000 15% 180,000-550,000 25% 550,000-819,392 40% 55% >819,392 75%ACL.L Acal PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-36,474 50% 60% >36,474 75%ACCI.L Access Intelligence PLC UK 0-258,100 25% 258,100-516,200 40% 516,200-774,300 50% 60% >774,300 75%ACSO.L Accesso Technology Group Plc UK 0-500 25% 500-1,000 40% 1,000-1,500 50% 60% >1,500 75%ACRL.L Accrol Group Holdings PLC UK 0-7,600 25% 7,600-15,200 40% 15,200-22,800 50% 60% >22,800 75%ACCS.L Accsys Technologies PLC UK 0-12,500 25% 12,500-40,000 40% >40000 75% 75%ACD.L Acencia Debt Strategies Limited UK 0-8,200 25% 8,200-25,000 40% >25000 75% 75%AIF.L Acorn Income Fund Ltd UK 0-2,100 25% 2,100-4,200 40% 4,200-6,300 50% 60% >6,300 75%ACOA.L Acorn Minerals PLC UK 0-98,800 25% 98,800-197,600 40% 197,600-296,400 50% 60% >296,400 75%AHCG.L Action Hotels Plc UK 0-29,000 25% 29,000-58,000 40% 58,000-87,000 50% 60% >87,000 75%AEGR.L Active Energy Group PLC UK 0-392,200 25% 392,200-784,400 40% 784,400-1,176,600 50% 60% >1,176,600 75%ACTA.L Actual Experience Ltd UK 0-3,400 25% 3,400-6,800 40% 6,800-10,200 50% 60% >10,200 75%ADAM.L Adamas Finance Asia Limited UK 0-12,400 25% 12,400-24,800 40% 24,800-37,200 50% 60% >37,200 75%ADAA.L Adams PLC UK 0-186,300 25% 186,300-372,600 40% 372,600-558,900 50% 60% >558,900 75%ADT.L AdEPT Telecom PLC UK 0-3,300 25% 3,300-6,600 40% 6,600-9,900 50% 60% >9,900 75%AD4.L Adept4 PLC UK 0-242,400 25% 242,400-484,800 40% 484,800-727,200 50% 60% >727,200 75%ADES.L ADES International Holding Limited UK 0-5,000 25% 5,000-15,000 40% 15,000-21,475 50% 60% >21,475 75%ADML.L Admiral Group PLC UK 0-50,000 10% 50,000-150,000 20% 150,000-325,000 35% 45% >325,000 75%AMSU.L Advanced Medical Solutions Group PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-134,502 50% 60% >134,502 75%AVO.L Advanced Oncotherapy PLC UK 0-32,800 25% 32,800-65,600 40% 65,600-98,400 50% 60% >98,400 75%AFN.L ADVFN PLC UK 0-20,600 25% 20,600-41,200 40% 41,200-61,800 50% 60% >61,800 75%AEO.L Aeorema Communications PLC UK 0-37,700 25% 37,700-75,400 40% 75,400-113,100 50% 60% >113,100 75%AEWL.L AEW UK Long Lease REIT PLC UK 0-9,700 25% 9,700-19,400 40% 19,400-29,100 50% 60% >29,100 75%AEWU.L AEW UK REIT PLC UK 0-9,900 25% 9,900-19,800 40% 19,800-29,700 50% 60% >29,700 75%AFRK.L Afarak Group Oyj UK 0-13,800 25% 13,800-83,636 40% 83,636-117,258 50% 60% >117,258 75%AFEN.L AFC Energy PLC UK 0-61,100 25% 61,100-180,000 40% 180,000-225,953 50% 60% >225,953 75%AFHP.L AFH Financial Group PLC UK 0-3,900 25% 3,900-7,800 40% 7,800-11,700 50% 60% >11,700 75%AFRBb.L AFI Development PLC UK 0-57,700 25% 57,700-170,000 40% >170000 75% 75%AFIDLq.L AFI Development PLC - GDR UK 0-76,700 25% 76,700-230,000 40% >230000 75% 75%ATM.L Afritin Mining Limited UK 0-285,700 25% 285,700-571,400 40% 571,400-857,100 50% 60% >857,100 75%AMPH.L Aggregated Micro Power Holdings PLC UK 0-10,300 25% 10,300-20,600 40% 20,600-30,900 50% 60% >30,900 75%AGGK.L Aggreko PLC UK 0-60,000 10% 60,000-180,000 20% 180,000-425,000 35% 45% >425,000 75%AGOL.L AGOL - Ashmore Global Opportunities Limited UK 0-2,600 25% 2,600-8,000 40% >8000 75% 75%AGOLu.L AGOU - Ashmore Global Opportunities Limited UK 0-3,500 25% 3,500-10,000 40% >10000 75% 75%AGTAR.L Agriterra Ltd UK 0-5,405,400 25% 5,405,400-15,000,000 40% >15000000 75% 75%AIRA.L Air Partner PLC UK 0-7,800 25% 7,800-25,000 40% >25000 75% 75%AIEA.L AIREA PLC UK 0-28,600 25% 28,600-57,200 40% 57,200-85,800 50% 60% >85,800 75%AKR.L Akers Biosciences Inc UK 0-12,900 25% 12,900-25,800 40% 25,800-38,700 50% 60% >38,700 75%ALBA.L Alba Mineral Resources PLC UK 0-2,298,900 25% 2,298,900-4,597,800 40% 4,597,800-6,896,700 50% 60% >6,896,700 75%ALBAL.L Albert Technologies Limited UK 0-51,300 25% 51,300-102,600 40% 102,600-153,900 50% 60% >153,900 75%AADV.L Albion Development VCT PLC UK 0-14,600 25% 14,600-29,200 40% 29,200-43,800 50% 60% >43,800 75%AAEV.L Albion Enterprise VCT PLC UK 0-10,500 25% 10,500-21,000 40% 21,000-31,500 50% 60% >31,500 75%AATG.L Albion Technology & General VCT PLC UK 0-14,800 25% 14,800-29,600 40% 29,600-44,400 50% 60% >44,400 75%AAVC.L Albion Venture Capital Trust PLC UK 0-14,500 25% 14,500-29,000 40% 29,000-43,500 50% 60% >43,500 75%AEFS.L Alcentra European Floating Rate Income Fund LUK 0-10,000 25% 10,000-30,000 40% 30,000-44,624 50% 60% >44,624 75%ALD.L Aldermore Group PLC UK 0-160,000 15% 160,000-475,000 25% 475,000-691,095 40% 55% >691,095 75%AXM.L Alexander Mining PLC UK 0-6,060,600 25% 6,060,600-12,121,200 40% 12,121,200-18,181,800 50% 60% >18,181,800 75%ALFA.L Alfa Financial Software Holdings PLC UK 0-40,000 20% 40,000-120,000 30% 120,000-157,187 50% 60% >157,187 75%AAAL.L All Asia Asset Capital Limited UK 0-250,000 25% 250,000-500,000 40% 500,000-750,000 50% 60% >750,000 75%AGY.L Allergy Therapeutics PLC UK 0-30,500 25% 30,500-61,000 40% 61,000-91,500 50% 60% >91,500 75%ALAPH1.L Alliance Pharma PLC UK 0-90,000 25% 90,000-275,000 40% 275,000-370,300 50% 60% >370,300 75%ATST.L Alliance Trust PLC UK 0-50,000 15% 50,000-150,000 25% 150,000-230,784 40% 55% >230,784 75%RTT.L Allianz Technology Trust Plc UK 0-2,500 25% 2,500-7,500 40% 7,500-9,588 50% 60% >9,588 75%ALBK.L Allied Irish Banks PLC (LSE) UK 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%ALML.L Allied Minds PLC UK 0-45,000 25% 45,000-140,000 40% 140,000-186,799 50% 60% >186,799 75%AFM.L Alpha Financial Markets Consulting UK Limited UK 0-8,000 25% 8,000-16,000 40% 16,000-24,000 50% 60% >24,000 75%AFX.L Alpha FX Group PLC UK 0-1,900 25% 1,900-3,800 40% 3,800-5,700 50% 60% >5,700 75%ALPH.L Alpha Pyrenees Trust Ltd UK 0-11,764,700 25% 11,764,700-23,529,400 40% 23,529,400-35,294,100 50% 60% >35,294,100 75%ARTL.L Alpha Real Trust Limited UK 0-7,900 25% 7,900-15,800 40% 15,800-23,700 50% 60% >23,700 75%ARGP.L Alpha Returns Group PLC UK 0-3,636,400 25% 3,636,400-7,272,800 40% 7,272,800-10,909,200 50% 60% >10,909,200 75%ALFAL.L Alternative Liquidity Fund Limited UK 0-62,800 25% 62,800-190,000 40% >190000 75% 75%ALT.L Altitude Group PLC UK 0-14,100 25% 14,100-28,200 40% 28,200-42,300 50% 60% >42,300 75%ALRE.L Altona Energy PLC UK 0-1,428,600 25% 1,428,600-2,857,200 40% 2,857,200-4,285,800 50% 60% >4,285,800 75%ALS.L Altus Strategies PLC UK 0-117,600 25% 117,600-235,200 40% 235,200-352,800 50% 60% >352,800 75%ALTNA.L Altyn PLC UK 0-819,700 25% 819,700-1,639,400 40% >1639400 75% 75%ALUG.L Alumasc Group UK 0-5,900 25% 5,900-11,800 40% 11,800-17,700 50% 60% >17,700 75%AT2A.L Amati VCT 2 PLC UK 0-6,600 25% 6,600-13,200 40% 13,200-19,800 50% 60% >19,800 75%ATIV.L Amati VCT PLC UK 0-11,100 25% 11,100-22,200 40% 22,200-33,300 50% 60% >33,300 75%AMBR.L Ambrian Plc UK 0-500,000 25% 500,000-1,000,000 40% 1,000,000-1,500,000 50% 60% >1,500,000 75%AA4A.L Amedeo Air Four Plus Ltd UK 0-9,600 25% 9,600-19,200 40% 19,200-28,800 50% 60% >28,800 75%AMEDA.L Amedeo Resources Plc UK 0-74,100 25% 74,100-148,200 40% 148,200-222,300 50% 60% >222,300 75%AMER.L Amerisur Resources PLC UK 0-250,000 25% 250,000-750,000 40% 750,000-986,996 50% 60% >986,996 75%AFS.L Amiad Water Systems Ltd UK 0-7,000 25% 7,000-14,000 40% 14,000-21,000 50% 60% >21,000 75%AMNX.I Aminex PLC UK 0-263,200 25% 263,200-526,400 40% 526,400-789,600 50% 60% >789,600 75%AMO.L Amino Technologies PLC UK 0-5,400 25% 5,400-10,800 40% 10,800-16,200 50% 60% >16,200 75%AMAMP.L Amphion Innovations PLC UK 0-666,700 25% 666,700-1,333,400 40% 1,333,400-2,000,100 50% 60% >2,000,100 75%AMYT.L Amryt Pharma PLC UK 0-52,300 25% 52,300-104,600 40% 104,600-156,900 50% 60% >156,900 75%A7L.L Amur Minerals Corp UK 0-190,000 25% 190,000-575,000 40% 575,000-742,436 50% 60% >742,436 75%ADL.L Andalas Energy & Power Plc UK 0-24,390,200 25% 24,390,200-48,780,400 40% 48,780,400-73,170,600 50% 60% >73,170,600 75%ANSY.L Andrews Sykes Group PLC UK 0-1,700 25% 1,700-3,400 40% 3,400-5,100 50% 60% >5,100 75%AGLE.L Angle PLC UK 0-22,700 25% 22,700-45,400 40% 45,400-68,100 50% 60% >68,100 75%AYM.L Anglesey Mining UK 0-307,700 25% 307,700-615,400 40% 615,400-923,100 50% 60% >923,100 75%ANG.L Angling Direct PLC UK 0-12,300 25% 12,300-24,600 40% 24,600-36,900 50% 60% >36,900 75%NBE.L Anglo African Oil & Gas UK 0-6,100,000 25% 6,100,000-18,769,230 40% 18,769,230-24,572,395 50% 60% >24,572,395 75%AAOG.L Anglo African Oil & Gas PLC UK 0-130,000 25% 130,000-400,000 40% 400,000-523,674 50% 60% >523,674 75%AAL.L Anglo American PLC UK 0-70,000 5% 70,000-336,700 10% 336,700-1,346,801 20% 40% >1,346,801 75%AAZ.L Anglo Asian Mining PLC UK 0-34,500 25% 34,500-69,000 40% 69,000-103,500 50% 60% >103,500 75%





APF.L Anglo Pacific Group PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-70,431 50% 60% >70,431 75%ANEA.L Anglo-Eastern Plantations PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-7,839 50% 60% >7,839 75%ANGSA.L Angus Energy PLC UK 0-33,100 25% 33,100-66,200 40% 66,200-99,300 50% 60% >99,300 75%ANCR.L Animalcare Group PLC UK 0-3,000 25% 3,000-6,000 40% 6,000-9,000 50% 60% >9,000 75%ANP.L Anpario PLC UK 0-2,200 25% 2,200-4,400 40% 4,400-6,600 50% 60% >6,600 75%ANTO.L Antofagasta PLC UK 0-100,000 5% 100,000-516,795 10% 516,795-1,500,000 20% 40% >1,500,000 75%AO.L AO World PLC UK 0-45,000 25% 45,000-140,000 40% 140,000-174,046 50% 60% >174,046 75%AOR.L AorTech International PLC UK 0-54,100 25% 54,100-108,200 40% 108,200-162,300 50% 60% >162,300 75%APAX.L Apax Global Alpha Limited UK 0-15,000 25% 15,000-45,000 40% 45,000-65,493 50% 60% >65,493 75%APCL.L APC Technology Group PLC UK 0-170,200 25% 170,200-340,400 40% 340,400-510,600 50% 60% >510,600 75%APGNA.L Applegreen PLC UK 0-2,000 25% 2,000-10,000 40% 10,000-28,752 50% 60% >28,752 75%AGMA.L Applied Graphene Materials PLC UK 0-27,800 25% 27,800-55,600 40% 55,600-83,400 50% 60% >83,400 75%APPSA.L Appscatter Group PLC UK 0-18,700 25% 18,700-37,400 40% 37,400-56,100 50% 60% >56,100 75%AFGA.L Aquatic Foods Group PLC UK 0-80,000 25% 80,000-160,000 40% 160,000-240,000 50% 60% >240,000 75%ARBB.L Arbuthnot Banking Group PLC UK 0-700 25% 700-2,000 40% >2000 75% 75%ARC.L Arcontech Group PLC UK 0-15,900 25% 15,900-31,800 40% 31,800-47,700 50% 60% >47,700 75%ARDN.L Arden Partners PLC UK 0-19,600 25% 19,600-39,200 40% 39,200-58,800 50% 60% >58,800 75%ARE.L Arena Events Group Limited UK 0-15,400 25% 15,400-30,800 40% 30,800-46,200 50% 60% >46,200 75%ARGOA.L Argo Group Ltd UK 0-56,300 25% 56,300-112,600 40% 112,600-168,900 50% 60% >168,900 75%ARGR.L Argos Resources Ltd UK 0-258,100 25% 258,100-516,200 40% 516,200-774,300 50% 60% >774,300 75%AGQ.L Arian Silver Corp UK 0-4,000,000 25% 4,000,000-8,000,000 40% 8,000,000-12,000,000 50% 60% >12,000,000 75%ARNR.L Ariana Resources PLC UK 0-714,300 25% 714,300-1,428,600 40% 1,428,600-2,142,900 50% 60% >2,142,900 75%ARIX.L Arix Bioscience Plc UK 0-5,500 25% 5,500-15,000 40% >15000 75% 75%ACPA.L Armadale Capital PLC UK 0-519,500 25% 519,500-1,039,000 40% 1,039,000-1,558,500 50% 60% >1,558,500 75%ARWA.L Arrow Global Group Plc UK 0-35,000 20% 35,000-110,000 30% 110,000-134,051 50% 60% >134,051 75%AAM.L Artemis VCT PLC UK 0-15,600 25% 15,600-31,200 40% 31,200-46,800 50% 60% >46,800 75%ARTA.L Artilium PLC UK 0-87,000 25% 87,000-174,000 40% 174,000-261,000 50% 60% >261,000 75%ASA.L ASA Resource Group PLC UK 0-519,500 25% 519,500-1,039,000 40% 1,039,000-1,558,500 50% 60% >1,558,500 75%ASCR.L Ascent Resources PLC UK 0-796,800 25% 796,800-1,593,600 40% 1,593,600-2,390,400 50% 60% >2,390,400 75%ASCL.L Ascential Group Limited UK 0-90,000 15% 90,000-275,000 25% 275,000-410,734 40% 55% >410,734 75%ASPL.L Aseana Properties Ltd UK 0-25,400 25% 25,400-50,800 40% 50,800-76,200 50% 60% >76,200 75%ASH.L Ashley House PLC UK 0-85,100 25% 85,100-170,200 40% 170,200-255,300 50% 60% >255,300 75%ASHM.L Ashmore Group PLC UK 0-100,000 15% 100,000-300,000 25% 300,000-461,802 40% 55% >461,802 75%AHT.L Ashtead Group PLC UK 0-50,000 5% 50,000-262,054 10% 262,054-775,000 20% 40% >775,000 75%ARSA.L Asiamet Resources Ltd UK 0-108,700 25% 108,700-217,400 40% 217,400-326,100 50% 60% >326,100 75%AGP.L Asian Growth Properties Limited UK 0-31,300 25% 31,300-62,600 40% 62,600-93,900 50% 60% >93,900 75%ATRAS.L Asian Total Return Investment Company PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,589 50% 60% >23,589 75%ASOS.L ASOS PLC UK 0-8,700 10% 8,700-43,607 20% 43,607-174,428 35% 45% >174,428 75%ASTO.L AssetCo PLC UK 0-3,500 25% 3,500-7,000 40% 7,000-10,500 50% 60% >10,500 75%ASBE.L Associated British Engineering PLC UK 0-25,000 25% 25,000-50,000 40% 50,000-75,000 50% 60% >75,000 75%ABF.L Associated British Foods PLC UK 0-30,000 5% 30,000-163,078 10% 163,078-400,000 20% 40% >400,000 75%AGRP.L Assura Group Ltd UK 0-250,000 20% 250,000-750,000 30% 750,000-1,036,012 50% 60% >1,036,012 75%AZN.L AstraZeneca PLC UK 0-20,000 5% 20,000-102,669 10% 102,669-410,677 20% 40% >410,677 75%ATYM.L Atalaya Mining PLC UK 0-5,700 25% 5,700-11,400 40% 11,400-17,100 50% 60% >17,100 75%ATTR.L Athelney Trust PLC UK 0-3,900 25% 3,900-7,800 40% 7,800-11,700 50% 60% >11,700 75%AJG.L Atlantis Japan Growth Fund Ltd UK 0-4,800 25% 4,800-9,600 40% 9,600-14,400 50% 60% >14,400 75%ARL.L Atlantis Resources Ltd UK 0-23,800 25% 23,800-47,600 40% 47,600-71,400 50% 60% >71,400 75%ATMA.L Atlas Mara Ltd UK 0-5,200 25% 5,200-15,000 40% 15,000-15,549 50% 60% >15,549 75%ATS.L ATS - Artemis Alpha Trust PLC UK 0-3,300 25% 3,300-10,000 40% >10000 75% 75%ATSS.L ATSS - Artemis Alpha Trust PLC UK 0-1,000,000 25% 1,000,000-2,000,000 40% 2,000,000-3,000,000 50% 60% >3,000,000 75%ATQT.L Attraqt Group Ltd UK 0-29,600 25% 29,600-59,200 40% 59,200-88,800 50% 60% >88,800 75%AUCT.L Auctus Growth PLC UK 0-33,300 25% 33,300-66,600 40% 66,600-99,900 50% 60% >99,900 75%BOOMA.L Audioboom Group PLC UK 0-312,500 25% 312,500-625,000 40% 625,000-937,500 50% 60% >937,500 75%AUGS.L Augean PLC UK 0-33,300 25% 33,300-66,600 40% 66,600-99,900 50% 60% >99,900 75%AUK.L Aukett Swanke Group PLC UK 0-470,600 25% 470,600-941,200 40% 941,200-1,411,800 50% 60% >1,411,800 75%AURA.L Aura Energy Limited UK 0-701,700 25% 701,700-1,403,400 40% >1403400 75% 75%AURT.L Aurora Investment Trust PLC UK 0-4,900 25% 4,900-9,800 40% 9,800-14,700 50% 60% >14,700 75%AUTG.L Autins Group PLC UK 0-7,200 25% 7,200-14,400 40% 14,400-21,600 50% 60% >21,600 75%AUTOA.L Auto Trader Group PLC UK 0-150,400 10% 150,400-752,105 20% 752,105-1,654,494 35% 45% >1,654,494 75%AVTG.L Avacta Group PLC UK 0-14,900 25% 14,900-29,800 40% 29,800-44,700 50% 60% >44,700 75%AVGRq.L Avangardco Investments Public Ltd - GDR UK 0-26,700 25% 26,700-80,000 40% >80000 75% 75%AVN.L Avanti Communications Group PLC UK 0-142,900 25% 142,900-425,000 40% >425000 75% 75%AVAP.L Avation PLC UK 0-4,700 25% 4,700-9,400 40% 9,400-14,100 50% 60% >14,100 75%ASOA.L Avesoro Resources Inc UK 0-519,500 25% 519,500-1,039,000 40% 1,039,000-1,558,500 50% 60% >1,558,500 75%AVV.L Aveva Group PLC UK 0-19,500 15% 19,500-60,000 25% 60,000-94,468 40% 55% >94,468 75%AVG.L Avingtrans PLC UK 0-4,600 25% 4,600-9,200 40% 9,200-13,800 50% 60% >13,800 75%AV.L Aviva PLC UK 0-200,000 5% 200,000-1,008,674 10% 1,008,674-4,000,000 20% 40% >4,000,000 75%AVM.L Avocet Mining PLC UK 0-54,100 25% 54,100-160,000 40% >160000 75% 75%AVON.L Avon Rubber PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-11,314 50% 60% >11,314 75%APT.L AXA Property Trust Ltd UK 0-16,700 25% 16,700-50,000 40% >50000 75% 75%BMEB.L B&M European Value Retail SA UK 0-127,100 10% 127,100-635,485 20% 635,485-1,926,834 35% 45% >1,926,834 75%BAB.L Babcock International Group PLC UK 0-120,000 10% 120,000-350,000 20% 350,000-825,000 35% 45% >825,000 75%BCNB.L Bacanora Minerals Ltd UK 0-9,600 25% 9,600-19,200 40% 19,200-28,800 50% 60% >28,800 75%BAES.L BAE Systems PLC UK 0-180,000 5% 180,000-899,280 10% 899,280-3,597,122 20% 40% >3,597,122 75%BAGR.L Bagir Group Ltd UK 0-533,300 25% 533,300-1,066,600 40% 1,066,600-1,599,900 50% 60% >1,599,900 75%BPCB.L Bahamas Petroleum Co PLC UK 0-1,333,300 25% 1,333,300-2,666,600 40% >2666600 75% 75%BGFD.L Baillie Gifford Japan Trust PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-32,077 50% 60% >32,077 75%BGS.L Baillie Gifford Shin Nippon PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-24,389 50% 60% >24,389 75%BSRT.L Baker Steel Resources Trust Ltd UK 0-22,500 25% 22,500-45,000 40% 45,000-67,500 50% 60% >67,500 75%BALF.L Balfour Beatty PLC UK 0-140,000 10% 140,000-850,000 20% 850,000-951,954 35% 45% >951,954 75%BVAB.L Banco Bilbao Vizcaya Argentaria SA (LSE) UK 0-159,400 5% 159,400-779,213 10% 779,213-3,116,853 20% 40% >3,116,853 75%SANq.L Banco Santander SA (LSE) UK 0-202,200 5% 202,200-1,015,906 10% 1,015,906-4,063,627 20% 40% >4,063,627 75%BGO.L Bango PLC UK 0-4,500 25% 4,500-9,000 40% 9,000-13,500 50% 60% >13,500 75%BOCH.L Bank of Cyprus Holdings PLC UK 0-25,000 25% 25,000-75,000 40% 75,000-102,428 50% 60% >102,428 75%BIRG.L Bank of Ireland UK 0-70,000 10% 70,000-700,000 20% 700,000-1,500,000 35% 45% >1,500,000 75%BNKR.L Bankers Investment Trust PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-38,420 50% 60% >38,420 75%BARC.L Barclays PLC UK 0-550,000 5% 550,000-2,790,957 10% 2,790,957-11,163,829 20% 40% >11,163,829 75%BEE.L Baring Emerging Europe PLC UK 0-1,200 25% 1,200-3,500 40% >3500 75% 75%BWOB.L Barloworld Limited UK 0-12,100 10% 12,100-72,600 20% 72,600-242,000 35% 45% >242,000 75%BOIL.L Baron Oil PLC UK 0-3,636,400 25% 3,636,400-7,272,800 40% 7,272,800-10,909,200 50% 60% >10,909,200 75%BARV.L Baronsmead VCT 2 PLC UK 0-11,400 25% 11,400-22,800 40% 22,800-34,200 50% 60% >34,200 75%BRMD.L Baronsmead VCT 3 PLC UK 0-11,100 25% 11,100-22,200 40% 22,200-33,300 50% 60% >33,300 75%BAG.L BARR (A.G.) PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-38,518 50% 60% >38,518 75%BDEV.L Barratt Developments PLC UK 0-160,000 5% 160,000-806,451 10% 806,451-2,000,000 20% 40% >2,000,000 75%BSE.L Base Resources Limited UK 0-50,600 25% 50,600-300,639 40% 300,639-582,749 50% 60% >582,749 75%BFA.L BASF SE (LSE) UK 0-9,900 5% 9,900-58,605 10% 58,605-198,000 20% 40% >198,000 75%BASK.L Baskerville Capital PLC UK 0-166,700 25% 166,700-333,400 40% 333,400-500,100 50% 60% >500,100 75%BVC.L BATM Advanced Communications UK 0-40,000 25% 40,000-80,000 40% 80,000-116,351 50% 60% >116,351 75%BBH.L Bb Healthcare Trust UK 0-8,700 25% 8,700-17,400 40% 17,400-26,100 50% 60% >26,100 75%BBA.L BBA Aviation PLC UK 0-140,000 10% 140,000-782,227 20% 782,227-929,923 35% 45% >929,923 75%BBGIB.L BBGI SICAV SA Fund UK 0-25,000 25% 25,000-75,000 40% 75,000-102,306 50% 60% >102,306 75%BCA.L BCA Marketplace PLC UK 0-110,000 20% 110,000-325,000 30% 325,000-429,556 50% 60% >429,556 75%





BCRE.L BCRE-Brack Capital Real Estate Investments N UK 0-13,400 25% 13,400-26,800 40% 26,800-40,200 50% 60% >40,200 75%BHRD.L Be Heard Group PLC UK 0-350,900 25% 350,900-701,800 40% 701,800-1,052,700 50% 60% >1,052,700 75%BEZG.L Beazley PLC UK 0-90,000 10% 90,000-492,125 20% 492,125-605,171 35% 45% >605,171 75%BCAPx.L BECAP12 Fund LP UK 0-29,400 25% 29,400-58,800 40% 58,800-88,200 50% 60% >88,200 75%BEG.L Begbies Traynor Group PLC UK 0-13,600 25% 13,600-40,000 40% >40000 75% 75%BWY.L Bellway PLC UK 0-14,500 10% 14,500-72,463 20% 72,463-223,064 35% 45% >223,064 75%BZM.L Bellzone Mining PLC UK 0-825,000 25% 825,000-2,500,000 40% 2,500,000-3,287,521 50% 60% >3,287,521 75%BLVB.L Belvoir Lettings PLC UK 0-9,800 25% 9,800-19,600 40% 19,600-29,400 50% 60% >29,400 75%BMKB.L Benchmark Holdings Plc UK 0-19,800 25% 19,800-39,600 40% 39,600-59,400 50% 60% >59,400 75%BEM.L Beowulf Mining PLC UK 0-129,000 25% 129,000-258,000 40% 258,000-387,000 50% 60% >387,000 75%BKY.L Berkeley Energia Limited UK 0-35,100 25% 35,100-110,314 40% 110,314-206,637 50% 60% >206,637 75%BKGH.L Berkeley Group Holdings PLC UK 0-25,000 10% 25,000-138,389 20% 138,389-325,000 35% 45% >325,000 75%BOTB.L Best Of The Best PLC UK 0-3,600 25% 3,600-7,200 40% 7,200-10,800 50% 60% >10,800 75%BCAP.L Better Capital PCC Limited UK 0-16,900 25% 16,900-33,800 40% 33,800-50,700 50% 60% >50,700 75%BZT.L Bezant Resources PLC UK 0-833,300 25% 833,300-1,666,600 40% 1,666,600-2,499,900 50% 60% >2,499,900 75%BGEO.L BGEO Group PLC UK 0-8,000 15% 8,000-25,000 25% 25,000-36,111 40% 55% >36,111 75%BHGG.L BH Global Ltd - GBP UK 0-3,000 25% 3,000-9,000 40% 9,000-10,288 50% 60% >10,288 75%BHGGu.L BH Global Ltd - USD UK 0-1,000 25% 1,000-3,000 40% >3000 75% 75%BHMGu.L BH Macro Limited UK 0-700 25% 700-2,000 40% >2000 75% 75%BHMG.L BH Macro Ltd - GBP UK 0-2,000 25% 2,000-6,000 40% 6,000-7,531 50% 60% >7,531 75%BLT.L BHP Billiton PLC (LSE) UK 0-70,000 5% 70,000-351,123 10% 351,123-1,404,494 20% 40% >1,404,494 75%BIFF.L Biffa Group Limited UK 0-30,000 25% 30,000-90,000 40% 90,000-115,316 50% 60% >115,316 75%BST.L Big Sofa Technologies Plc UK 0-70,200 25% 70,200-140,400 40% 140,400-210,600 50% 60% >210,600 75%BYG.L Big Yellow Group PLC UK 0-25,000 20% 25,000-75,000 30% 75,000-107,268 50% 60% >107,268 75%BILBI.L Bilby PLC UK 0-13,600 25% 13,600-27,200 40% 27,200-40,800 50% 60% >40,800 75%B4S.L Billing Services Group Ltd UK 0-421,100 25% 421,100-842,200 40% 842,200-1,263,300 50% 60% >1,263,300 75%BILN.L Billington Holdings PLC UK 0-3,700 25% 3,700-7,400 40% 7,400-11,100 50% 60% >11,100 75%BIOM.L Biome Technologies PLC UK 0-4,700 25% 4,700-9,400 40% 9,400-14,100 50% 60% >14,100 75%BPCR.L BioPharma Credit PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-67,259 50% 60% >67,259 75%BIOQ.L Bioquell PLC UK 0-3,800 25% 3,800-7,600 40% 7,600-11,400 50% 60% >11,400 75%BIOGW.L Biotech Growth Trust PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-20,797 50% 60% >20,797 75%BVXP.L Bioventix PLC UK 0-400 25% 400-800 40% 800-1,200 50% 60% >1,200 75%BISI.L Bisichi Mining PLC UK 0-13,400 25% 13,400-26,800 40% 26,800-40,200 50% 60% >40,200 75%BRCI.L BlackRock Commodities Income Investment Tru UK 0-25,000 25% 25,000-75,000 40% 75,000-92,899 50% 60% >92,899 75%BEEP.L Blackrock Emerging Europe PLC UK 0-2,800 25% 2,800-8,500 40% 8,500-9,483 50% 60% >9,483 75%BRFI.L BlackRock Frontiers Investment Trust PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-57,691 50% 60% >57,691 75%BRGE.L BlackRock Greater Europe Investment Trust PL UK 0-3,000 25% 3,000-9,000 40% 9,000-11,231 50% 60% >11,231 75%BRIGB.L Blackrock Income & Growth Investment Trust P UK 0-5,000 25% 5,000-10,000 40% 10,000-15,000 50% 60% >15,000 75%BRLA.L BlackRock Latin American Investment Trust PLCUK 0-3,000 25% 3,000-9,000 40% 9,000-9,991 50% 60% >9,991 75%BRNA.L Blackrock North American Income Trust PLC UK 0-6,100 25% 6,100-20,000 40% 20,000-25,223 50% 60% >25,223 75%BRSC.L BlackRock Smaller Cos Trust PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-10,120 50% 60% >10,120 75%BRWM.L BlackRock World Mining Trust PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-114,494 50% 60% >114,494 75%BGLF.L Blackstone GSO Loan Financing Limited UK 0-11,300 25% 11,300-22,600 40% 22,600-33,900 50% 60% >33,900 75%BLTGB.L Blancco Technology Group PLC UK 0-14,400 25% 14,400-28,800 40% 28,800-43,200 50% 60% >43,200 75%BNRB.L Blenheim Natural Resources PLC UK 0-2,150,500 25% 2,150,500-4,301,000 40% 4,301,000-6,451,500 50% 60% >6,451,500 75%BLPU.L Bloomsbury Publishing PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-27,347 50% 60% >27,347 75%BLP.L Blue Planet Investment Trust Plc UK 0-20,400 25% 20,400-40,800 40% 40,800-61,200 50% 60% >61,200 75%PRSMB.L Blue Prism PLC UK 0-5,100 25% 5,100-10,200 40% 10,200-15,300 50% 60% >15,300 75%BLUS.L Blue Star Capital PLC UK 0-2,985,100 25% 2,985,100-5,970,200 40% 5,970,200-8,955,300 50% 60% >8,955,300 75%BMV.L Bluebird Merchant Ventures Limited UK 0-500,000 25% 500,000-1,000,000 40% 1,000,000-1,500,000 50% 60% >1,500,000 75%BSIF.L Bluefield Solar Income Fund Ltd UK 0-20,000 25% 20,000-60,000 40% 60,000-83,457 50% 60% >83,457 75%JAY.L BlueJay Mining PLC UK 0-87,300 25% 87,300-174,600 40% 174,600-261,900 50% 60% >261,900 75%BRD.L BlueRock Diamonds PLC UK 0-526,300 25% 526,300-1,052,600 40% 1,052,600-1,578,900 50% 60% >1,578,900 75%BLUR.L blur Group PLC UK 0-205,100 25% 205,100-410,200 40% 410,200-615,300 50% 60% >615,300 75%BMRB.L BMR Mining PLC UK 0-347,800 25% 347,800-695,600 40% 695,600-1,043,400 50% 60% >1,043,400 75%BMTt.L BMT - T.F. & J.H. Braime (Holdings) PLC UK 0-1,100 25% 1,100-2,200 40% 2,200-3,300 50% 60% >3,300 75%BOY.L Bodycote PLC UK 0-45,000 15% 45,000-140,000 25% 140,000-202,991 40% 55% >202,991 75%BONB.L Bonmarche Holdings Plc UK 0-10,700 25% 10,700-21,400 40% 21,400-32,100 50% 60% >32,100 75%BOOH.L Boohoo.com plc UK 0-256,100 10% 256,100-1,280,409 20% 1,280,409-3,862,834 35% 45% >3,862,834 75%BOK.L Booker Group PLC UK 0-250,900 10% 250,900-1,254,390 20% 1,254,390-2,637,091 35% 45% >2,637,091 75%BOOT.L Boot (Henry) PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-25,106 50% 60% >25,106 75%BSTH.L Borders & Southern Petroleum PLC UK 0-526,300 25% 526,300-1,052,600 40% >1052600 75% 75%BOSB.L BOS GlobalHoldings NL UK 0-615,400 25% 615,400-1,230,800 40% 1,230,800-1,846,200 50% 60% >1,846,200 75%BODP.L Botswana Diamonds PLC UK 0-512,800 25% 512,800-1,025,600 40% 1,025,600-1,538,400 50% 60% >1,538,400 75%BGHSx.L Boussard & Gavaudan Holding Limited (LSE) UK 0-600 25% 600-1,200 40% 1,200-1,800 50% 60% >1,800 75%BGHS.L Boussard & Gavaudan Holding Ltd UK 0-600 25% 600-1,200 40% 1,200-1,800 50% 60% >1,800 75%BVS.L Bovis Homes Group PLC UK 0-44,500 10% 44,500-222,617 20% 222,617-325,813 35% 45% >325,813 75%BLVN.L BowLeven PLC UK 0-140,000 25% 140,000-425,000 40% 425,000-559,321 50% 60% >559,321 75%BOX.L Boxhill Technologies PLC UK 0-11,764,700 25% 11,764,700-23,529,400 40% 23,529,400-35,294,100 50% 60% >35,294,100 75%BPM.L BP Marsh & Partners PLC UK 0-3,800 25% 3,800-7,600 40% 7,600-11,400 50% 60% >11,400 75%BP.L BP PLC UK 0-200,000 5% 200,000-986,387 10% 986,387-3,945,551 20% 40% >3,945,551 75%BRDY.L Brady PLC UK 0-15,300 25% 15,300-30,600 40% 30,600-45,900 50% 60% >45,900 75%BRMS.L Braemar Shipping Services PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-21,809 50% 60% >21,809 75%BBSN.L Brave Bison Group PLC UK 0-1,142,900 25% 1,142,900-2,285,800 40% 2,285,800-3,428,700 50% 60% >3,428,700 75%BRH.L Braveheart Investment Group PLC UK 0-65,600 25% 65,600-131,200 40% 131,200-196,800 50% 60% >196,800 75%BREE.L Breedon Aggregates Ltd UK 0-16,700 25% 16,700-33,400 40% 33,400-50,100 50% 60% >50,100 75%BRW.L Brewin Dolphin Holdings PLC UK 0-40,000 20% 40,000-120,000 30% 120,000-169,236 50% 60% >169,236 75%BARE.L Brighton Pier Group PLC UK 0-9,800 25% 9,800-19,600 40% 19,600-29,400 50% 60% >29,400 75%BAF.L British & American Investment Trust PLC UK 0-15,400 25% 15,400-30,800 40% 30,800-46,200 50% 60% >46,200 75%BATS.L British American Tobacco PLC (LSE) UK 0-20,000 5% 20,000-101,832 10% 101,832-407,331 20% 40% >407,331 75%BTEM.L British Empire Securities and General Trust PLCUK 0-15,000 25% 15,000-45,000 40% 45,000-60,668 50% 60% >60,668 75%BLND.L British Land Co PLC UK 0-150,000 5% 150,000-843,170 10% 843,170-2,000,000 20% 40% >2,000,000 75%BSC.L British Smaller Companies VCT 2 PLC UK 0-18,200 25% 18,200-36,400 40% 36,400-54,600 50% 60% >54,600 75%BSV.L British Smaller Companies Vct PLC UK 0-13,700 25% 13,700-27,400 40% 27,400-41,100 50% 60% >41,100 75%BVIC.L Britvic PLC UK 0-60,000 10% 60,000-325,097 20% 325,097-367,399 35% 45% >367,399 75%BRK.L Brooks Macdonald Group PLC UK 0-500 25% 500-1,500 40% 1,500-1,603 50% 60% >1,603 75%BUT.L Brunner Investment Trust PLC UK 0-1,500 25% 1,500-4,500 40% 4,500-6,199 50% 60% >6,199 75%BT.L BT Group PLC UK 0-400,000 5% 400,000-2,018,163 10% 2,018,163-8,072,653 20% 40% >8,072,653 75%BTG.L BTG PLC UK 0-71,100 15% 71,100-210,000 25% 210,000-345,392 40% 55% >345,392 75%BNZL.L Bunzl PLC UK 0-45,000 10% 45,000-140,000 20% 140,000-350,000 35% 45% >350,000 75%BRBY.L Burberry Group PLC UK 0-60,000 5% 60,000-286,368 10% 286,368-850,000 20% 40% >850,000 75%BURF.L Burford Capital Ltd UK 0-9,300 25% 9,300-18,600 40% 18,600-27,900 50% 60% >27,900 75%BMNB.L Bushveld Minerals Ltd UK 0-109,600 25% 109,600-219,200 40% 219,200-328,800 50% 60% >328,800 75%BYOT.L Byotrol PLC UK 0-275,900 25% 275,900-551,800 40% 551,800-827,700 50% 60% >827,700 75%GCC.L C&C Group PLC UK 0-25,000 20% 25,000-150,000 30% 150,000-390,833 50% 60% >390,833 75%C4XD.L C4X Discovery Holdings PLC UK 0-12,700 25% 12,700-25,400 40% 25,400-38,100 50% 60% >38,100 75%CABC.L Cabot Energy PLC UK 0-190,500 25% 190,500-381,000 40% >381000 75% 75%KDNC.L Cadence Minerals PLC UK 0-2,985,100 25% 2,985,100-5,970,200 40% 5,970,200-8,955,300 50% 60% >8,955,300 75%CADP.L Cadogan Petroleum PLC UK 0-127,000 25% 127,000-254,000 40% 254,000-381,000 50% 60% >381,000 75%CFYN.L Caffyns PLC UK 0-2,200 25% 2,200-4,400 40% 4,400-6,600 50% 60% >6,600 75%CNE.L Cairn Energy PLC UK 0-200,000 25% 200,000-600,000 40% 600,000-803,031 50% 60% >803,031 75%CRN.L Cairn Homes PLC UK 0-230,000 15% 230,000-700,000 25% 700,000-1,040,377 40% 55% >1,040,377 75%





CLDN.L Caledonia Investments PLC fund UK 0-3,000 25% 3,000-9,000 40% 9,000-10,555 50% 60% >10,555 75%CALq.L Caledonia Mining Corp UK 0-2,400 25% 2,400-4,800 40% 4,800-7,200 50% 60% >7,200 75%CNN.L Caledonian Trust PLC UK 0-6,800 25% 6,800-13,600 40% 13,600-20,400 50% 60% >20,400 75%CMBNC.L Cambian Group PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-135,597 50% 60% >135,597 75%TREE.L Cambium Global Timberland Ltd UK 0-112,700 25% 112,700-225,400 40% 225,400-338,100 50% 60% >338,100 75%CMBC.L Cambria Africa PLC UK 0-869,600 25% 869,600-1,739,200 40% 1,739,200-2,608,800 50% 60% >2,608,800 75%CAMBA.L Cambria Automobiles PLC UK 0-15,400 25% 15,400-30,800 40% 30,800-46,200 50% 60% >46,200 75%COGC.L Cambridge Cognition Holdings PLC UK 0-6,000 25% 6,000-12,000 40% 12,000-18,000 50% 60% >18,000 75%CAME.L Camellia PLC UK 0-100 25% 100-300 40% 300-402 50% 60% >402 75%CNMI.L Camper & Nicholsons Marina Investment Limite UK 0-125,000 25% 125,000-250,000 40% 250,000-375,000 50% 60% >375,000 75%CFIN.L Canaccord Financial Inc UK 0-5,800 25% 5,800-36,250 40% 36,250-116,000 50% 60% >116,000 75%CGIq.L Canadian General Investments Ltd UK 0-700 25% 700-1,400 40% 1,400-2,100 50% 60% >2,100 75%COPL.L Canadian Overseas Petroleum Ltd UK 0-930,200 25% 930,200-1,860,400 40% 1,860,400-2,790,600 50% 60% >2,790,600 75%CDI.L Candover Investments PLC Fund UK 0-8,300 25% 8,300-25,000 40% >25000 75% 75%CPI.L Capita PLC UK 0-190,000 10% 190,000-575,000 20% 575,000-1,000,000 35% 45% >1,000,000 75%CAPCC.L Capital & Counties Properties PLC UK 0-170,000 10% 170,000-983,864 20% 983,864-1,643,619 35% 45% >1,643,619 75%CAL.L Capital & Regional PLC UK 0-60,000 25% 60,000-180,000 40% 180,000-237,466 50% 60% >237,466 75%CAPD.L Capital Drilling Ltd UK 0-26,000 25% 26,000-52,000 40% 52,000-78,000 50% 60% >78,000 75%CGT.L Capital Gearing Trust PLC UK 0-400 25% 400-1,000 40% 1,000-1,397 50% 60% >1,397 75%CAPX.L Cap-XX Ltd UK 0-78,400 25% 78,400-156,800 40% 156,800-235,200 50% 60% >235,200 75%CIFu.L Carador Income Fund PLC UK 0-19,100 25% 19,100-38,200 40% 38,200-57,300 50% 60% >57,300 75%C1Y.L Carclo PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-31,159 50% 60% >31,159 75%CARDC.L Card Factory PLC UK 0-60,000 20% 60,000-180,000 30% 180,000-259,105 50% 60% >259,105 75%CDFF.L Cardiff Property PLC/The UK 0-600 25% 600-1,200 40% 1,200-1,800 50% 60% >1,800 75%CTH.L Caretech Holdings PLC UK 0-2,300 25% 2,300-4,600 40% 4,600-6,900 50% 60% >6,900 75%CIHL.L Caribbean Investment Holdings Limited UK 0-87,000 25% 87,000-174,000 40% 174,000-261,000 50% 60% >261,000 75%CLLN.L Carillion PLC UK 0-120,000 25% 120,000-720,000 40% 720,000-840,000 50% 60% >840,000 75%CCL.L Carnival PLC UK 0-20,000 5% 20,000-102,796 10% 102,796-300,000 20% 40% >300,000 75%CPRC.L Carpetright PLC UK 0-5,800 25% 5,800-15,000 40% >15000 75% 75%CARRC.L Carr's Group PLC UK 0-6,800 25% 6,800-20,000 40% 20,000-23,049 50% 60% >23,049 75%CASPC.L Caspian Sunrise PLC UK 0-87,000 25% 87,000-174,000 40% 174,000-261,000 50% 60% >261,000 75%CGS.L Castings PLC UK 0-2,300 25% 2,300-7,000 40% >7000 75% 75%CTPC.L Castleton Technology Plc UK 0-15,600 25% 15,600-31,200 40% 31,200-46,800 50% 60% >46,800 75%CMX.L Catalyst Media Group PLC UK 0-16,300 25% 16,300-32,600 40% 32,600-48,900 50% 60% >48,900 75%CATC.L CATCo Reinsurance Opportunities Fund LimitedUK 0-12,800 25% 12,800-25,600 40% 25,600-38,400 50% 60% >38,400 75%CTI.L Cathay International Holdings Ltd UK 0-121,200 25% 121,200-242,400 40% 242,400-363,600 50% 60% >363,600 75%CCPE.L CCPE - CVC Credit Partners European Opportu UK 0-10,200 25% 10,200-30,000 40% >30000 75% 75%CLTV.L Cellcast PLC UK 0-201,000 25% 201,000-402,000 40% 402,000-603,000 50% 60% >603,000 75%CLL.L Cello Group PLC UK 0-8,200 25% 8,200-16,400 40% 16,400-24,600 50% 60% >24,600 75%CCP.L Celtic PLC UK 0-7,700 25% 7,700-15,400 40% 15,400-23,100 50% 60% >23,100 75%CNKS.L Cenkos Securities PLC UK 0-9,900 25% 9,900-19,800 40% 19,800-29,700 50% 60% >29,700 75%CEY.L Centamin PLC UK 0-371,200 10% 371,200-1,855,976 20% 1,855,976-3,691,950 35% 45% >3,691,950 75%CAU.L Centaur Media PLC UK 0-19,000 25% 19,000-55,000 40% >55000 75% 75%CAML.L Central Asia Metals PLC UK 0-25,000 25% 25,000-75,000 40% 75,000-103,348 50% 60% >103,348 75%CNIC.L CentralNic Group PLC UK 0-15,000 25% 15,000-30,000 40% 30,000-45,000 50% 60% >45,000 75%CNA.L Centrica PLC UK 0-600,000 5% 600,000-2,990,430 10% 2,990,430-10,000,000 20% 40% >10,000,000 75%CEPS.L CEPS PLC UK 0-19,400 25% 19,400-38,800 40% 38,800-58,200 50% 60% >58,200 75%CWR.L Ceres Power Holdings PLC UK 0-73,400 25% 73,400-220,000 40% 220,000-299,794 50% 60% >299,794 75%CER.L Cerillion Technologies Limited UK 0-8,300 25% 8,300-16,600 40% 16,600-24,900 50% 60% >24,900 75%BLEY.L CH Bailey PLC UK 0-7,000 25% 7,000-14,000 40% 14,000-21,000 50% 60% >21,000 75%CGH.L Chaarat Gold Holdings Ltd UK 0-46,000 25% 46,000-92,000 40% >92000 75% 75%CMH.L Chamberlin PLC UK 0-12,900 25% 12,900-25,800 40% 25,800-38,700 50% 60% >38,700 75%CCT.L Character Group PLC UK 0-2,500 25% 2,500-5,000 40% 5,000-7,500 50% 60% >7,500 75%CHARC.L Chariot Oil & Gas Ltd UK 0-70,000 25% 70,000-210,000 40% 210,000-267,128 50% 60% >267,128 75%CAY.L Charles Stanley Group PLC UK 0-2,600 25% 2,600-8,000 40% >8000 75% 75%CHAT.L Charles Taylor PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-14,679 50% 60% >14,679 75%CCFS.L Charter Court Financial Services Group Limited UK 0-50,000 20% 50,000-150,000 30% 150,000-216,039 50% 60% >216,039 75%CHLV.L Chelverton Growth Trust PLC UK 0-14,800 25% 14,800-29,600 40% 29,600-44,400 50% 60% >44,400 75%CHG.L Chemring Group PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-119,514 50% 60% >119,514 75%CCSL.L Chenavari Capital Solutions Limited UK 0-11,100 25% 11,100-22,200 40% 22,200-33,300 50% 60% >33,300 75%CSN.L Chesnara PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-33,707 50% 60% >33,707 75%CNEL.L China New Energy Ltd UK 0-754,700 25% 754,700-1,509,400 40% 1,509,400-2,264,100 50% 60% >2,264,100 75%CNGC.L China Nonferrous Gold Ltd UK 0-50,600 25% 50,600-150,000 40% >150000 75% 75%C3U.L Christie Group PLC UK 0-8,200 25% 8,200-16,400 40% 16,400-24,600 50% 60% >24,600 75%CRYS.L Chrysalis VCT PLC UK 0-16,900 25% 16,900-33,800 40% 33,800-50,700 50% 60% >50,700 75%CHCH.L Churchill China PLC UK 0-1,100 25% 1,100-2,200 40% 2,200-3,300 50% 60% >3,300 75%CINE.L Cineworld Group PLC UK 0-50,000 15% 50,000-150,000 25% 150,000-224,422 40% 55% >224,422 75%CIRCI.L Circassia Pharmaceuticals Plc UK 0-15,000 25% 15,000-45,000 40% 45,000-52,696 50% 60% >52,696 75%CMHY.L City Merchants High Yield Trust Ltd UK 0-9,000 25% 9,000-25,000 40% 25,000-36,268 50% 60% >36,268 75%CYNL.L City Natural Resources High Yield Trust PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-38,633 50% 60% >38,633 75%CITY.L City of London Group PLC UK 0-12,100 25% 12,100-24,200 40% 24,200-36,300 50% 60% >36,300 75%CLIG.L City of London Investment Group PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-13,195 50% 60% >13,195 75%CTY.L City of London Investment Trust PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-138,343 50% 60% >138,343 75%CITYC.L CityFibre Infrastructure Holdings PLC UK 0-16,300 25% 16,300-32,600 40% 32,600-48,900 50% 60% >48,900 75%CSH.L Civitas Social Housing PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-166,900 50% 60% >166,900 75%CKN.L Clarkson PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-14,443 50% 60% >14,443 75%CLPC.L Clear Leisure PLC UK 0-1,081,100 25% 1,081,100-2,162,200 40% 2,162,200-3,243,300 50% 60% >3,243,300 75%CLINC.L Clinigen Group PLC UK 0-35,000 15% 35,000-110,000 25% 110,000-148,391 40% 55% >148,391 75%CLG.L Clipper Logistics Group Ltd UK 0-8,000 25% 8,000-25,000 40% 25,000-30,925 50% 60% >30,925 75%CLON.L Clontarf Energy PLC UK 0-2,666,700 25% 2,666,700-5,333,400 40% 5,333,400-8,000,100 50% 60% >8,000,100 75%CBRO.L Close Brothers Group PLC UK 0-35,000 15% 35,000-110,000 25% 110,000-153,102 40% 55% >153,102 75%CBUY.L Cloudbuy PLC UK 0-363,600 25% 363,600-727,200 40% 727,200-1,090,800 50% 60% >1,090,800 75%SNTY.L Cloudcall Group PLC UK 0-6,200 25% 6,200-12,400 40% 12,400-18,600 50% 60% >18,600 75%CLSH.L CLS Holdings PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-37,088 50% 60% >37,088 75%CLSU.L CLSU - ClearStar Inc UK 0-26,700 25% 26,700-53,400 40% 53,400-80,100 50% 60% >80,100 75%CLNR.L Cluff Natural Resources PLC UK 0-606,100 25% 606,100-1,212,200 40% 1,212,200-1,818,300 50% 60% >1,818,300 75%CMCX.L CMC Markets PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-134,851 50% 60% >134,851 75%CML.L CML Microsystems PLC UK 0-1,900 25% 1,900-3,800 40% 3,800-5,700 50% 60% >5,700 75%CZA.L Coal of Africa Ltd (LSE) UK 0-384,600 25% 384,600-769,200 40% >769200 75% 75%COA.L Coats Group PLC UK 0-73,400 25% 73,400-146,800 40% 146,800-220,200 50% 60% >220,200 75%COB.L Cobham PLC UK 0-386,700 10% 386,700-1,933,488 20% 1,933,488-3,311,818 35% 45% >3,311,818 75%CCH.L Coca-Cola HBC AG (LSE) UK 0-20,000 5% 20,000-193,423 10% 193,423-300,000 20% 40% >300,000 75%CGP.L Cogenpower PLC UK 0-1,739,100 25% 1,739,100-3,478,200 40% 3,478,200-5,217,300 50% 60% >5,217,300 75%CHRT.L Cohort PLC UK 0-2,600 25% 2,600-5,200 40% 5,200-7,800 50% 60% >7,800 75%CFX.L Colefax Group PLC UK 0-1,800 25% 1,800-3,600 40% 3,600-5,400 50% 60% >5,400 75%COS.L Collagen Solutions PLC UK 0-296,300 25% 296,300-592,600 40% 592,600-888,900 50% 60% >888,900 75%CERP.L Columbus Energy Resources UK 0-160,500 25% 160,500-321,000 40% 321,000-481,500 50% 60% >481,500 75%COMIq.L Commercial International Bank Egypt SAE - GD UK 0-40,000 20% 40,000-120,000 30% 120,000-163,419 50% 60% >163,419 75%CZB.L Commerzbank AG (LSE) UK 0-89,100 10% 89,100-465,441 20% 465,441-1,782,000 35% 45% >1,782,000 75%CMS.L Communisis PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-152,884 50% 60% >152,884 75%CODC.L Compagnie de Saint-Gobain SA - LSE UK 0-20,000 5% 20,000-115,067 10% 115,067-460,271 20% 40% >460,271 75%CPG.L Compass Group PLC UK 0-60,000 5% 60,000-305,810 10% 305,810-1,223,241 20% 40% >1,223,241 75%





COM.L Comptoir Group PLC UK 0-34,500 25% 34,500-69,000 40% 69,000-103,500 50% 60% >103,500 75%CCC.L Computacenter PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-46,853 50% 60% >46,853 75%CPTC.L CONCEPTA PLC UK 0-121,200 25% 121,200-242,400 40% 242,400-363,600 50% 60% >363,600 75%CHA.L Concha PLC UK 0-3,921,600 25% 3,921,600-7,843,200 40% 7,843,200-11,764,800 50% 60% >11,764,800 75%CNCT.L Concurrent Technologies PLC UK 0-11,600 25% 11,600-23,200 40% 23,200-34,800 50% 60% >34,800 75%CNDR.L Condor Gold PLC UK 0-25,600 25% 25,600-51,200 40% 51,200-76,800 50% 60% >76,800 75%CNCTC.L Connect Group PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-165,668 50% 60% >165,668 75%CON.L Connemara Mining Company PLC UK 0-205,100 25% 205,100-410,200 40% 410,200-615,300 50% 60% >615,300 75%CGNR.L Conroy Gold And Natural Resources PLC UK 0-78,400 25% 78,400-156,800 40% 156,800-235,200 50% 60% >235,200 75%CSRT.L Consort Medical PLC UK 0-2,500 25% 2,500-7,500 40% 7,500-9,051 50% 60% >9,051 75%GLO.L ContourGlobal PLC UK 0-198,400 10% 198,400-992,063 20% 992,063-2,532,875 35% 45% >2,532,875 75%CTEC.L Convatec Group PLC (WI) UK 0-262,600 10% 262,600-1,313,025 20% 1,313,025-3,838,371 35% 45% >3,838,371 75%CVRC.L Conviviality PLC UK 0-40,000 20% 40,000-120,000 30% 120,000-168,636 50% 60% >168,636 75%CIC.L Conygar Investment Co PLC UK 0-6,100 25% 6,100-12,200 40% 12,200-18,300 50% 60% >18,300 75%CIC_p.L Conygar ZDP PLC UK 0-7,900 25% 7,900-15,800 40% 15,800-23,700 50% 60% >23,700 75%CORAC.L Cora Gold Limited UK 0-75,500 25% 75,500-151,000 40% 151,000-226,500 50% 60% >226,500 75%CRU.L Coral Products PLC UK 0-74,100 25% 74,100-148,200 40% 148,200-222,300 50% 60% >222,300 75%CNSP.L Corero Network Security PLC UK 0-142,900 25% 142,900-285,800 40% 285,800-428,700 50% 60% >428,700 75%COR.L Coretx Holdings PLC UK 0-33,600 25% 33,600-67,200 40% 67,200-100,800 50% 60% >100,800 75%COSG.L Costain Group PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-88,722 50% 60% >88,722 75%CSPC.L Countryside Properties PLC UK 0-144,300 15% 144,300-425,000 25% 425,000-714,621 40% 55% >714,621 75%CWD.L Countrywide PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-161,499 50% 60% >161,499 75%DQ5.L CPL Resources PLC UK 0-1,800 25% 1,800-10,588 40% 10,588-32,376 50% 60% >32,376 75%CPPG.L CPP Group PLC UK 0-72,700 25% 72,700-220,000 40% >220000 75% 75%CRW.L Craneware PLC UK 0-700 25% 700-1,400 40% 1,400-2,100 50% 60% >2,100 75%CWK.L Cranswick PLC UK 0-8,000 20% 8,000-25,000 30% 25,000-31,909 50% 60% >31,909 75%CRV.L Craven House Capital PLC UK 0-2,100 25% 2,100-4,200 40% 4,200-6,300 60% 75% >6,300 75%CRAW.L Crawshaw Group PLC UK 0-73,400 25% 73,400-146,800 40% 146,800-220,200 50% 60% >220,200 75%CRGT.L Creighton's PLC UK 0-24,700 25% 24,700-49,400 40% 49,400-74,100 50% 60% >74,100 75%CREO.L Creo Medical Limited UK 0-13,000 25% 13,000-26,000 40% 26,000-39,000 50% 60% >39,000 75%CRST.L Crest Nicholson Holdings PLC UK 0-96,300 15% 96,300-300,000 25% 300,000-461,332 40% 55% >461,332 75%CRH.L CRH PLC (LSE) UK 0-18,600 10% 18,600-92,791 20% 92,791-371,167 35% 45% >371,167 75%CTID.L Crimson Tide PLC UK 0-292,000 25% 292,000-584,000 40% 584,000-876,000 50% 60% >876,000 75%CRDA.L Croda International PLC UK 0-12,000 10% 12,000-59,780 20% 59,780-176,150 35% 45% >176,150 75%CSSG.L Croma Security Solutions Group PLC UK 0-16,900 25% 16,900-33,800 40% 33,800-50,700 50% 60% >50,700 75%CRON.L Cronin Group PLC UK 0-470,600 25% 470,600-941,200 40% 941,200-1,411,800 50% 60% >1,411,800 75%CROSC.L Crossrider PLC UK 0-13,300 25% 13,300-26,600 40% 26,600-39,900 50% 60% >39,900 75%CRPL.L Crown Place VCT PLC UK 0-34,600 25% 34,600-69,200 40% 69,200-103,800 50% 60% >103,800 75%CRSL.L Crystal Amber Fund Ltd UK 0-5,200 25% 5,200-10,400 40% 10,400-15,600 50% 60% >15,600 75%CSFG.L CSF Group PLC UK 0-571,400 25% 571,400-1,142,800 40% 1,142,800-1,714,200 50% 60% >1,714,200 75%CBP.L Curtis Banks Group PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-22,201 50% 60% >22,201 75%CZN.L Curzon Energy PLC UK 0-115,900 25% 115,900-231,800 40% 231,800-347,700 50% 60% >347,700 75%CREI.L Custodian Reit PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-119,958 50% 60% >119,958 75%CCPG.L CVC Credit Partners European Opportunities LimUK 0-9,000 25% 9,000-25,000 40% 25,000-34,551 50% 60% >34,551 75%CVSG.L CVS Group PLC UK 0-20,000 15% 20,000-60,000 25% 60,000-87,301 40% 55% >87,301 75%CYAN.L Cyanconnode Holdings Plc UK 0-37,700 25% 37,700-75,400 40% 75,400-113,100 50% 60% >113,100 75%CYBGC.L CYBG PLC - (LSE) UK 0-140,000 15% 140,000-425,000 25% 425,000-636,515 40% 55% >636,515 75%ISSL.L D4T4 Solutions PLC UK 0-6,500 25% 6,500-13,000 40% 13,000-19,500 50% 60% >19,500 75%DJAN.L Daejan Holdings PLC UK 0-300 25% 300-900 40% 900-1,292 50% 60% >1,292 75%DMGOa.L Daily Mail & General Trust PLC UK 0-70,000 15% 70,000-210,000 25% 210,000-303,061 40% 55% >303,061 75%DCG.L Dairy Crest Group PLC UK 0-40,000 20% 40,000-120,000 30% 120,000-153,677 50% 60% >153,677 75%DALD.L Dalata Hotel Group PLC UK 0-10,100 20% 10,100-60,600 30% 60,600-202,000 50% 60% >202,000 75%DALR.L Dalradian Resources Inc UK 0-12,400 25% 12,400-24,800 40% 24,800-172,760 50% 60% >172,760 75%DIL2.L Damille Investments II Limited UK 0-11,400 25% 11,400-35,000 40% >35000 75% 75%DTG.L Dart Group PLC UK 0-50,000 15% 50,000-150,000 25% 150,000-238,127 40% 55% >238,127 75%DTC.L DataTec Ltd (LSE) UK 0-15,400 15% 15,400-92,400 25% 92,400-308,000 40% 55% >308,000 75%DCC.L DCC PLC UK 0-10,000 10% 10,000-30,000 20% 30,000-85,000 35% 45% >85,000 75%DCD.L DCD Media PLC UK 0-1,700 25% 1,700-3,400 40% 3,400-5,100 50% 60% >5,100 75%DLAR.L De La Rue PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-45,134 50% 60% >45,134 75%DEB.L Debenhams PLC UK 0-450,000 20% 450,000-1,500,000 30% 1,500,000-1,837,786 50% 60% >1,837,786 75%DPH.L Dechra Pharmaceuticals PLC UK 0-20,000 15% 20,000-60,000 25% 60,000-78,105 40% 55% >78,105 75%DFX.L Defenx PLC UK 0-20,200 25% 20,200-40,400 40% 40,400-60,600 50% 60% >60,600 75%DKLD.L DekelOil Public Ltd UK 0-119,400 25% 119,400-238,800 40% 238,800-358,200 50% 60% >358,200 75%DEMG.L Deltex Medical Group PLC UK 0-421,100 25% 421,100-842,200 40% 842,200-1,263,300 50% 60% >1,263,300 75%DERR.L Derriston Capital PLC UK 0-87,900 25% 87,900-175,800 40% 175,800-263,700 50% 60% >263,700 75%DLN.L Derwent London PLC UK 0-18,700 10% 18,700-93,668 20% 93,668-134,480 35% 45% >134,480 75%DEST.L Destiny Pharma PLC UK 0-7,200 25% 7,200-14,400 40% 14,400-21,600 50% 60% >21,600 75%DVO.L Devro PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-72,811 50% 60% >72,811 75%DFSD.L DFS Furniture Ltd UK 0-45,000 25% 45,000-140,000 40% 140,000-177,239 50% 60% >177,239 75%DGE.L Diageo PLC UK 0-40,000 5% 40,000-195,350 10% 195,350-781,402 20% 40% >781,402 75%DIAL.L Dialight PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-13,972 50% 60% >13,972 75%DTY.L Dignity PLC UK 0-15,000 15% 15,000-45,000 25% 45,000-68,704 40% 55% >68,704 75%DSG.L Dillistone Group PLC UK 0-17,200 25% 17,200-34,400 40% 34,400-51,600 50% 60% >51,600 75%DPLM.L Diploma PLC UK 0-10,000 20% 10,000-30,000 30% 30,000-49,551 50% 60% >49,551 75%DLGD.L Direct Line Insurance Group PLC UK 0-160,000 5% 160,000-1,408,450 10% 1,408,450-2,000,000 20% 40% >2,000,000 75%DCTA.L Directa Plus UK Limited UK 0-19,600 25% 19,600-39,200 40% 39,200-58,800 50% 60% >58,800 75%DISD.L Distil Plc UK 0-425,500 25% 425,500-851,000 40% 851,000-1,276,500 50% 60% >1,276,500 75%DIVI.L Diverse Income Trust PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-75,897 50% 60% >75,897 75%DGOC.L Diversified Gas & Oil PLC UK 0-12,000 25% 12,000-24,000 40% 24,000-36,000 50% 60% >36,000 75%DODS.L Dods Group PLC UK 0-73,400 25% 73,400-146,800 40% 146,800-220,200 50% 60% >220,200 75%DOLC.L Dolphin Capital Investors Ltd UK 0-140,400 25% 140,400-280,800 40% 280,800-421,200 50% 60% >421,200 75%DOM.L Domino's Pizza Group PLC UK 0-152,300 10% 152,300-761,730 20% 761,730-1,204,157 35% 45% >1,204,157 75%DNAO_p.L Doric Nimrod Air One Limited UK 0-8,800 25% 8,800-17,600 40% 17,600-26,400 50% 60% >26,400 75%DNA3.L Doric Nimrod Air Three Ltd UK 0-9,900 25% 9,900-19,800 40% 19,800-29,700 50% 60% >29,700 75%DNA2_p.L Doric Nimrod Air Two Limited UK 0-4,600 25% 4,600-9,200 40% 9,200-13,800 50% 60% >13,800 75%DOTD.L Dotdigital Group PLC UK 0-10,700 25% 10,700-21,400 40% 21,400-32,100 50% 60% >32,100 75%D467.L Downing FOUR VCT PLC - D467 UK 0-22,200 25% 22,200-44,400 40% 44,400-66,600 50% 60% >66,600 75%DO1Bc.L Downing FOUR VCT PLC - DO1C UK 0-199,800 25% 199,800-399,600 40% 399,600-599,400 50% 60% >599,400 75%DDV1.L Downing One VCT PLC - DDV1 UK 0-11,900 25% 11,900-23,800 40% 23,800-35,700 50% 60% >35,700 75%DSM.L Downing Strategic Micro-Cap Investment Trust PUK 0-10,000 25% 10,000-20,000 40% 20,000-30,000 50% 60% >30,000 75%DP3E.L Downing THREE VCT PLC - DP3E UK 0-100,000 25% 100,000-200,000 40% 200,000-300,000 50% 60% >300,000 75%DP3H.L Downing THREE VCT PLC - DP3H UK 0-13,200 25% 13,200-26,400 40% 26,400-39,600 50% 60% >39,600 75%DP3J.L Downing THREE VCT PLC - DP3J UK 0-10,000 25% 10,000-20,000 40% 20,000-30,000 50% 60% >30,000 75%DP2Ex.L Downing Two VCT PLC - DP2D UK 0-87,000 25% 87,000-174,000 40% 174,000-261,000 50% 60% >261,000 75%DP2E.L Downing Two VCT PLC - DP2E UK 0-199,800 25% 199,800-399,600 40% 399,600-599,400 50% 60% >599,400 75%DP2F.L Downing Two VCT PLC - DP2F UK 0-18,200 25% 18,200-36,400 40% 36,400-54,600 50% 60% >54,600 75%DP2G.L Downing Two VCT PLC - DP2G UK 0-13,300 25% 13,300-26,600 40% 26,600-39,900 50% 60% >39,900 75%DPAD.L DP Aircraft I Limited UK 0-12,200 25% 12,200-24,400 40% 24,400-36,600 50% 60% >36,600 75%DPEU.L DP Eurasia NV UK 0-40,000 25% 40,000-120,000 40% 120,000-166,603 50% 60% >166,603 75%DPP.L DP Poland PLC UK 0-24,200 25% 24,200-48,400 40% 48,400-72,600 50% 60% >72,600 75%DRG.L Draganfly Investments Limited UK 0-1,538,500 25% 1,538,500-3,077,000 40% 3,077,000-4,615,500 50% 60% >4,615,500 75%DUPD.L Dragon-Ukrainian Properties & Development PLUK 0-60,600 25% 60,600-180,000 40% >180000 75% 75%





GROW.L Draper Esprit (LSE) UK 0-2,500 25% 2,500-5,000 40% 5,000-7,500 50% 60% >7,500 75%DRX.L Drax Group PLC UK 0-120,000 15% 120,000-350,000 25% 350,000-524,676 40% 55% >524,676 75%DRV.L Driver Group PLC UK 0-16,400 25% 16,400-32,800 40% 32,800-49,200 50% 60% >49,200 75%DRIP.L Drum Income Plus REIT PLC UK 0-10,600 25% 10,600-21,200 40% 21,200-31,800 50% 60% >31,800 75%SMDS.L DS Smith PLC UK 0-97,300 10% 97,300-486,381 20% 486,381-1,261,125 35% 45% >1,261,125 75%DUKE.L Duke Royalty Limited UK 0-23,800 25% 23,800-47,600 40% 47,600-71,400 50% 60% >71,400 75%DKE.L Dukemount Capital PLC UK 0-2,083,300 25% 2,083,300-4,166,600 40% 4,166,600-6,249,900 50% 60% >6,249,900 75%DUNE.L Dunedin Enterprise Investment Trust PLC UK 0-2,200 25% 2,200-6,500 40% >6500 75% 75%DIG.L Dunedin Income Growth Investment Trust PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-47,837 50% 60% >47,837 75%DNDL.L Dunedin Smaller Companies Investment Trust PUK 0-3,800 25% 3,800-10,000 40% >10000 75% 75%DNLM.L Dunelm Group PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-141,507 50% 60% >141,507 75%DWHTt.L DWHA - Dewhurst PLC UK 0-1,900 25% 1,900-3,800 40% 3,800-5,700 50% 60% >5,700 75%DWHT.L DWHT - Dewhurst PLC UK 0-1,500 25% 1,500-3,000 40% 3,000-4,500 50% 60% >4,500 75%DXDX.L DX Group Ltd UK 0-100,000 25% 100,000-300,000 40% 300,000-398,187 50% 60% >398,187 75%EYE.L Eagle Eye Solutions Group PLC UK 0-4,500 25% 4,500-9,000 40% 9,000-13,500 50% 60% >13,500 75%EPO.L Earthport PLC UK 0-56,300 25% 56,300-170,000 40% 170,000-217,249 50% 60% >217,249 75%EEUP.L Eastern European Property Fund UK 0-25,300 25% 25,300-50,600 40% 50,600-75,900 50% 60% >75,900 75%EZH.L easyHotel PLC UK 0-8,400 25% 8,400-16,800 40% 16,800-25,200 50% 60% >25,200 75%EZJ.L easyJet PLC UK 0-80,000 10% 80,000-392,156 20% 392,156-1,500,000 35% 45% >1,500,000 75%EBQ.L Ebiquity PLC UK 0-8,900 25% 8,900-17,800 40% 17,800-26,700 50% 60% >26,700 75%ECHOE.L Echo Energy PLC UK 0-118,200 25% 118,200-236,400 40% 236,400-354,600 50% 60% >354,600 75%ECK.L Eckoh PLC UK 0-20,200 25% 20,200-40,400 40% 40,400-60,600 50% 60% >60,600 75%ECO.L Eco (Atlantic) Oil & Gas Limited UK 0-44,900 25% 44,900-89,800 40% 89,800-134,700 50% 60% >134,700 75%EAH.L Eco Animal Health Group PLC UK 0-1,800 25% 1,800-3,600 40% 3,600-5,400 50% 60% >5,400 75%EGL.L Ecofin Global Utilities and Infrastructure Trust PLUK 0-8,000 25% 8,000-25,000 40% 25,000-31,320 50% 60% >31,320 75%ECRE.L ECR Minerals PLC UK 0-869,600 25% 869,600-1,739,200 40% 1,739,200-2,608,800 50% 60% >2,608,800 75%ECSC.L ECSC Group PLC UK 0-7,700 25% 7,700-15,400 40% 15,400-23,100 50% 60% >23,100 75%ESLE.L Eddie Stobart Logistics PLC UK 0-6,600 25% 6,600-13,200 40% 13,200-19,800 50% 60% >19,800 75%EDENE.L Eden Research PLC UK 0-102,600 25% 102,600-205,200 40% 205,200-307,800 50% 60% >307,800 75%EDLE.L Edenville Energy PLC UK 0-1,666,700 25% 1,666,700-3,333,400 40% 3,333,400-5,000,100 50% 60% >5,000,100 75%EDGH.L EDGH - Edge Performance VCT PLC UK 0-24,100 25% 24,100-48,200 40% 48,200-72,300 50% 60% >72,300 75%EDGI.L EDGI - Edge Performance VCT PLC UK 0-35,100 25% 35,100-70,200 40% 70,200-105,300 50% 60% >105,300 75%EFM.L Edinburgh Dragon Trust PLC Fund UK 0-10,000 25% 10,000-30,000 40% 30,000-38,183 50% 60% >38,183 75%EDIN.L Edinburgh Investment Trust PLC UK 0-20,000 20% 20,000-60,000 30% 60,000-81,927 50% 60% >81,927 75%EWI.L Edinburgh Worldwide Investment Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-14,970 50% 60% >14,970 75%EPICE.L Ediston Property Investment Company PLC UK 0-9,100 25% 9,100-25,000 40% >25000 75% 75%EFIDq.L Edita Food Industries SAE UK 0-3,000 25% 3,000-9,000 40% >9000 75% 75%EFR.L EF Realisation Co Ltd UK 0-28,600 25% 28,600-57,200 40% 57,200-85,800 50% 60% >85,800 75%EGRE.L Egdon Resources PLC UK 0-125,000 25% 125,000-250,000 40% 250,000-375,000 50% 60% >375,000 75%EIGE.L Ei Group PLC UK 0-80,000 25% 80,000-240,000 40% 240,000-313,869 50% 60% >313,869 75%EIH.L EIH PLC UK 0-51,300 25% 51,300-102,600 40% 102,600-153,900 50% 60% >153,900 75%EKF.L EKF Diagnostics Holdings PLC UK 0-90,000 25% 90,000-275,000 40% 275,000-367,277 50% 60% >367,277 75%ELX.L El Oro Limited UK 0-14,700 25% 14,700-29,400 40% 29,400-44,100 50% 60% >44,100 75%ELA.L Eland Oil & Gas PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-112,578 50% 60% >112,578 75%ELDR.L Elderstreet VCT PLC UK 0-17,900 25% 17,900-35,800 40% 35,800-53,700 50% 60% >53,700 75%ELCO.L Eleco PLC UK 0-22,700 25% 22,700-45,400 40% 45,400-68,100 50% 60% >68,100 75%ELTA.L Electra Private Equity PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-30,604 50% 60% >30,604 75%ECM.L Electrocomponents PLC UK 0-72,400 10% 72,400-361,794 20% 361,794-578,570 35% 45% >578,570 75%ELDA.L Electronic Data Processing PLC UK 0-14,300 25% 14,300-28,600 40% 28,600-42,900 50% 60% >42,900 75%EHGE.L Elegant Hotels Group PLC UK 0-11,600 25% 11,600-23,200 40% 23,200-34,800 50% 60% >34,800 75%EKT.L Elektron Technology PLC UK 0-54,800 25% 54,800-109,600 40% 109,600-164,400 50% 60% >164,400 75%ELM.L Elementis PLC UK 0-100,000 20% 100,000-300,000 30% 300,000-394,268 50% 60% >394,268 75%EMISG.L EMIS Group PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-49,352 50% 60% >49,352 75%EML.L Emmerson PLC UK 0-444,400 25% 444,400-888,800 40% 888,800-1,333,200 50% 60% >1,333,200 75%ESP.L Empiric Student Property PLC UK 0-100,000 25% 100,000-300,000 40% 300,000-381,267 50% 60% >381,267 75%EMPR.L Empresaria Group PLC UK 0-7,600 25% 7,600-15,200 40% 15,200-22,800 50% 60% >22,800 75%EMEL.L Empyrean Energy PLC UK 0-70,400 25% 70,400-140,800 40% 140,800-211,200 50% 60% >211,200 75%ENGI.L Energiser Investments PLC UK 0-500,000 25% 500,000-1,000,000 40% 1,000,000-1,500,000 50% 60% >1,500,000 75%ENQ.L EnQuest PLC UK 0-450,000 25% 450,000-2,500,000 40% 2,500,000-2,755,449 50% 60% >2,755,449 75%NTQ.L Enteq Upstream PLC UK 0-43,500 25% 43,500-87,000 40% 87,000-130,500 50% 60% >130,500 75%ETO.L Entertainment One Ltd UK 0-100,000 15% 100,000-300,000 25% 300,000-431,665 40% 55% >431,665 75%EPGT.L EP Global Opportunities Trust PLC UK 0-3,200 25% 3,200-9,500 40% >9500 75% 75%ESOE.L EPE Special Opportunities PLC UK 0-3,100 25% 3,100-6,200 40% 6,200-9,300 50% 60% >9,300 75%EPWN.L Epwin Group PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-113,805 50% 60% >113,805 75%EQTE.L EQTEC PLC UK 0-615,400 25% 615,400-1,230,800 40% 1,230,800-1,846,200 50% 60% >1,846,200 75%PALO.L Equatorial Palm Oil PLC UK 0-333,300 25% 333,300-666,600 40% 666,600-999,900 50% 60% >999,900 75%EQN.L Equiniti Group PLC UK 0-80,000 20% 80,000-240,000 30% 240,000-314,545 50% 60% >314,545 75%ERGO.L Ergomed PLC UK 0-4,800 25% 4,800-9,600 40% 9,600-14,400 50% 60% >14,400 75%ESCE.L Escape Hunt PLC UK 0-7,100 25% 7,100-14,200 40% 14,200-21,300 50% 60% >21,300 75%ESCH.L Escher Group Holdings PLC UK 0-5,700 25% 5,700-11,400 40% 11,400-17,100 50% 60% >17,100 75%ESGq.L Eservglobal Ltd (LSE) UK 0-92,000 25% 92,000-283,658 40% >283658 75% 75%ESNT.L Essentra PLC UK 0-60,000 15% 60,000-180,000 25% 180,000-258,789 40% 55% >258,789 75%ESUR.L esure Group PLC UK 0-70,000 20% 70,000-210,000 30% 210,000-296,317 50% 60% >296,317 75%ETLNGq.L Etalon Group Ltd - GDR UK 0-60,000 20% 60,000-180,000 30% 180,000-248,478 50% 60% >248,478 75%ETXP.L e-Therapeutics PLC UK 0-94,100 25% 94,100-188,200 40% 188,200-282,300 50% 60% >282,300 75%ENET.L Ethernity Networks Limited UK 0-6,200 25% 6,200-12,400 40% 12,400-18,600 50% 60% >18,600 75%EUSPP.L EU Supply PLC UK 0-67,800 25% 67,800-135,600 40% 135,600-203,400 50% 60% >203,400 75%EUA.L Eurasia Mining PLC UK 0-3,333,300 25% 3,333,300-6,666,600 40% 6,666,600-9,999,900 50% 60% >9,999,900 75%ECEL.L Eurocell PLC UK 0-8,900 25% 8,900-17,800 40% 17,800-26,700 50% 60% >26,700 75%ERM.L Euromoney Institutional Investor PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-17,172 50% 60% >17,172 75%EOG.L Europa Oil & Gas Holdings PLC UK 0-166,700 25% 166,700-333,400 40% 333,400-500,100 50% 60% >500,100 75%EUTP.L European Investment Trust PLC UK 0-1,500 25% 1,500-4,500 40% 4,500-5,735 50% 60% >5,735 75%EMHE.L European Metals Holdings Limited (LSE) UK 0-23,400 25% 23,400-46,800 40% 46,800-70,200 50% 60% >70,200 75%EVEE.L Eve Sleep PLC UK 0-10,900 25% 10,900-21,800 40% 21,800-32,700 50% 60% >32,700 75%EMANE.L Everyman Media Group Plc UK 0-5,200 25% 5,200-10,400 40% 10,400-15,600 50% 60% >15,600 75%EVG.L Evgen Pharma PLC UK 0-62,500 25% 62,500-125,000 40% 125,000-187,500 50% 60% >187,500 75%EVRH.L EVR Holdings PLC UK 0-109,600 25% 109,600-219,200 40% 219,200-328,800 50% 60% >328,800 75%EVRE.L Evraz PLC UK 0-173,600 10% 173,600-868,055 20% 868,055-1,247,648 35% 45% >1,247,648 75%EXIL.L Exillon Energy PLC UK 0-9,800 25% 9,800-30,000 40% 30,000-34,201 50% 60% >34,201 75%EXPN.L Experian PLC UK 0-60,000 5% 60,000-305,997 10% 305,997-1,000,000 20% 40% >1,000,000 75%FCI.L F&C Capital & Income Investment Trust PLC FuUK 0-3,000 25% 3,000-9,000 40% 9,000-9,173 50% 60% >9,173 75%FCPTL.L F&C Commercial Property Trust Ltd UK 0-80,000 25% 80,000-240,000 40% 240,000-314,040 50% 60% >314,040 75%FCS.L F&C Global Smaller Companies PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-7,940 50% 60% >7,940 75%FMPG.L F&C Managed Portfolio Trust plc - Growth PortfoUK 0-4,900 25% 4,900-9,800 40% 9,800-14,700 50% 60% >14,700 75%FMPGi.L F&C Managed Portfolio Trust plc - Income Sh A UK 0-7,000 25% 7,000-14,000 40% 14,000-21,000 50% 60% >21,000 75%FPERx.L F&C Private Equity Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-17,098 50% 60% >17,098 75%FCRE.L F&C UK Real Estate Investment Ltd UK 0-20,000 25% 20,000-60,000 40% 60,000-77,438 50% 60% >77,438 75%TFW.L F.W. Thorpe PLC UK 0-2,600 25% 2,600-8,000 40% >8000 75% 75%FAIR.L Fair Oaks Income Fund Limited UK 0-12,900 25% 12,900-25,800 40% 25,800-38,700 50% 60% >38,700 75%FFX.L Fairfx Group PLC UK 0-11,900 25% 11,900-23,800 40% 23,800-35,700 50% 60% >35,700 75%FLXFA.L Falanx Group Ltd UK 0-131,100 25% 131,100-262,200 40% 262,200-393,300 50% 60% >393,300 75%FAL.L Falcon Media House Limited UK 0-109,600 25% 109,600-219,200 40% 219,200-328,800 50% 60% >328,800 75%





FOG.L Falcon Oil & Gas Ltd UK 0-49,700 25% 49,700-99,400 40% 99,400-225,872 50% 60% >225,872 75%FPM.L Faroe Petroleum PLC UK 0-80,000 25% 80,000-240,000 40% 240,000-305,480 50% 60% >305,480 75%FARN.L Faron Pharmaceuticals Oy UK 0-1,200 25% 1,200-2,400 40% 2,400-3,600 50% 60% >3,600 75%FFWD.L Fast Forward innovations Ltd UK 0-83,300 25% 83,300-166,600 40% 166,600-249,900 50% 60% >249,900 75%FJET.L Fastjet PLC UK 0-48,200 25% 48,200-96,400 40% 96,400-144,600 50% 60% >144,600 75%FBH.L FBD Holdings PLC UK 0-1,200 25% 1,200-7,000 40% 7,000-15,454 50% 60% >15,454 75%FDM.L FDM Group Holdings PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-39,526 50% 60% >39,526 75%FDBK.L Feedback PLC UK 0-439,600 25% 439,600-879,200 40% 879,200-1,318,800 50% 60% >1,318,800 75%FENR.L Fenner PLC UK 0-60,000 20% 60,000-180,000 30% 180,000-223,896 50% 60% >223,896 75%FERG.L Ferguson PLC UK 0-20,000 5% 20,000-94,428 10% 94,428-325,000 20% 40% >325,000 75%FXPO.L Ferrexpo PLC UK 0-193,900 10% 193,900-969,367 20% 969,367-1,711,219 35% 45% >1,711,219 75%FCRF.L Ferrum Crescent Ltd UK 0-12,121,200 25% 12,121,200-24,242,400 40% >24242400 75% 75%FEVR.L Fevertree Drinks PLC UK 0-24,400 10% 24,400-121,891 20% 121,891-324,186 35% 45% >324,186 75%FFIF.L FFI Holdings PLC UK 0-6,300 25% 6,300-12,600 40% 12,600-18,900 50% 60% >18,900 75%ICTAa.L FHI - Investors Capital Trust PLC UK 0-10,200 25% 10,200-20,400 40% 20,400-30,600 50% 60% >30,600 75%ICTAb.L FHIB - Investors Capital Trust PLC UK 0-10,200 25% 10,200-20,400 40% 20,400-30,600 50% 60% >30,600 75%FAS.L Fidelity Asian Values PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-37,757 50% 60% >37,757 75%FASS.L Fidelity Asian Values PLC (sub share) UK 0-48,200 25% 48,200-96,400 40% 96,400-144,600 50% 60% >144,600 75%FCSS.L Fidelity China Special Situations PLC UK 0-50,000 25% 50,000-150,000 40% 150,000-205,260 50% 60% >205,260 75%FEV.L Fidelity European Values PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-124,954 50% 60% >124,954 75%FSV.L Fidelity Special Values PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-60,815 50% 60% >60,815 75%FDSA.L Fidessa Group PLC UK 0-5,000 20% 5,000-15,000 30% 15,000-21,641 50% 60% >21,641 75%FIH.L FIH Group Plc UK 0-3,500 25% 3,500-7,000 40% 7,000-10,500 50% 60% >10,500 75%FLTA.L Filta Group Holdings PLC UK 0-5,700 25% 5,700-11,400 40% 11,400-17,100 50% 60% >17,100 75%FTC.L Filtronic PLC UK 0-64,500 25% 64,500-129,000 40% 129,000-193,500 50% 60% >193,500 75%FDL.L Findel PLC UK 0-6,300 25% 6,300-20,000 40% >20000 75% 75%FIF.L Finsbury Food Group PLC UK 0-9,300 25% 9,300-18,600 40% 18,600-27,900 50% 60% >27,900 75%FGT.L Finsbury Growth & Income Trust PLC UK 0-20,000 20% 20,000-60,000 30% 60,000-75,330 50% 60% >75,330 75%FDI.L Firestone Diamonds PLC UK 0-47,600 25% 47,600-95,200 40% 95,200-142,800 50% 60% >142,800 75%FRST.L First Derivatives PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-8,489 50% 60% >8,489 75%FSTP.L First Property Group PLC UK 0-19,800 25% 19,800-39,600 40% 39,600-59,400 50% 60% >59,400 75%FGP.L Firstgroup PLC UK 0-250,000 20% 250,000-750,000 30% 750,000-985,625 50% 60% >985,625 75%FISH.L Fishing Republic PLC UK 0-26,300 25% 26,300-52,600 40% 52,600-78,900 50% 60% >78,900 75%FKE.L Fiske PLC UK 0-13,800 25% 13,800-27,600 40% 27,600-41,400 50% 60% >41,400 75%FJV.L FJV - Fidelity Japanese Values PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-27,180 50% 60% >27,180 75%FCHK.L Fletcher King PLC UK 0-15,900 25% 15,900-31,800 40% 31,800-47,700 50% 60% >47,700 75%FLOWF.L Flowgroup PLC UK 0-1,250,000 25% 1,250,000-2,500,000 40% 2,500,000-3,750,000 50% 60% >3,750,000 75%FLOL.L Flowtech Fluidpower plc UK 0-7,000 25% 7,000-20,000 40% 20,000-26,545 50% 60% >26,545 75%FLYB.L Flybe Group PLC UK 0-70,000 25% 70,000-210,000 40% 210,000-271,904 50% 60% >271,904 75%FBDU.L Flying Brands Limited UK 0-228,600 25% 228,600-457,200 40% 457,200-685,800 50% 60% >685,800 75%TUNE.L Focusrite PLC UK 0-3,200 25% 3,200-6,400 40% 6,400-9,600 50% 60% >9,600 75%FOOT.L Footasylum Limited UK 0-16,000 25% 16,000-32,000 40% 32,000-48,000 50% 60% >48,000 75%FBT.L Forbidden Technologies PLC UK 0-195,100 25% 195,100-390,200 40% 390,200-585,300 50% 60% >585,300 75%FRCL.L Foreign & Colonial Investment Trust PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-135,063 50% 60% >135,063 75%FTF.L Foresight 4 Vct PLC UK 0-16,200 25% 16,200-32,400 40% 32,400-48,600 50% 60% >48,600 75%FSFL.L Foresight Solar Fund PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-79,108 50% 60% >79,108 75%FTSCF.L Foresight Solar VCT UK 0-12,000 25% 12,000-24,000 40% 24,000-36,000 50% 60% >36,000 75%FTSV.L Foresight Solar VCT PLC UK 0-10,900 25% 10,900-21,800 40% 21,800-32,700 50% 60% >32,700 75%FTVP.L Foresight VCT PLC (Exit) UK 0-153,800 25% 153,800-307,600 40% 307,600-461,400 50% 60% >461,400 75%FORT.L Forterra PLC UK 0-130,000 15% 130,000-400,000 25% 400,000-576,116 40% 55% >576,116 75%FOX.L Fox Marble Holdings Plc UK 0-112,700 25% 112,700-225,400 40% 225,400-338,100 50% 60% >338,100 75%FOXT.L Foxtons Group PLC UK 0-60,000 25% 60,000-180,000 40% 180,000-227,704 50% 60% >227,704 75%FRAN.L Franchise Brands PLC UK 0-16,100 25% 16,100-32,200 40% 32,200-48,300 50% 60% >48,300 75%FREE.L FreeAgent Holdings Limited UK 0-12,900 25% 12,900-25,800 40% 25,800-38,700 50% 60% >38,700 75%FCCN.L French Connection Group PLC UK 0-22,300 25% 22,300-65,000 40% >65000 75% 75%FEN.L Frenkel Topping Group PLC UK 0-19,400 25% 19,400-38,800 40% 38,800-58,200 50% 60% >58,200 75%FRES.L Fresnillo PLC UK 0-70,000 10% 70,000-210,000 20% 210,000-500,000 35% 45% >500,000 75%FRR.L Frontera Resources Corp UK 0-4,099,900 25% 4,099,900-8,199,800 40% 8,199,800-12,299,700 50% 60% >12,299,700 75%FDEV.L Frontier Developments PLC UK 0-900 25% 900-1,800 40% 1,800-2,700 50% 60% >2,700 75%FIPPG.L Frontier IP Group PLC UK 0-20,200 25% 20,200-40,400 40% 40,400-60,600 50% 60% >60,600 75%FST.L Frontier Smart Technologies Group Ltd UK 0-8,100 25% 8,100-16,200 40% 16,200-24,300 50% 60% >24,300 75%FTV.L FTV - Foresight VCT PLC UK 0-14,000 25% 14,000-28,000 40% 28,000-42,000 50% 60% >42,000 75%FTVI.L FTVI - Foresight VCT PLC UK 0-12,400 25% 12,400-24,800 40% 24,800-37,200 50% 60% >37,200 75%FCRM.L Fulcrum Utility Services Ltd UK 0-15,900 25% 15,900-31,800 40% 31,800-47,700 50% 60% >47,700 75%FULH.L Fulham Shore Plc/The UK 0-74,800 25% 74,800-149,600 40% 149,600-224,400 50% 60% >224,400 75%FSTA.L Fuller Smith & Turner UK 0-1,000 25% 1,000-3,000 40% 3,000-4,644 50% 60% >4,644 75%FCIF.L Funding Circle SME Income Fund Limited UK 0-9,900 25% 9,900-30,000 40% >30000 75% 75%FEET.L Fundsmith Emerging Equities Trust UK 0-3,000 25% 3,000-9,000 40% 9,000-12,910 50% 60% >12,910 75%FUM.L Futura Medical PLC UK 0-32,800 25% 32,800-65,600 40% 65,600-98,400 50% 60% >98,400 75%FUTR.L Future PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,219 50% 60% >23,219 75%GFS.L G4S PLC UK 0-350,000 10% 350,000-1,000,000 20% 1,000,000-2,500,000 35% 45% >2,500,000 75%GVP.L Gabelli Value Plus+ Trust PLC UK 0-7,900 25% 7,900-15,800 40% 15,800-23,700 50% 60% >23,700 75%GAGO.L Galantas Gold Corp UK 0-205,100 25% 205,100-410,200 40% 410,200-615,300 50% 60% >615,300 75%GLR.L Galileo Resources PLC UK 0-634,900 25% 634,900-1,269,800 40% 1,269,800-1,904,700 50% 60% >1,904,700 75%GFRD.L Galliford Try PLC UK 0-35,000 15% 35,000-110,000 25% 110,000-148,471 40% 55% >148,471 75%GMAA.L Gama Aviation UK 0-3,900 25% 3,900-7,800 40% 7,800-11,700 50% 60% >11,700 75%GMDG.L GAME Digital PLC UK 0-45,000 25% 45,000-140,000 40% 140,000-175,674 50% 60% >175,674 75%GAMEG.L GameAccount Network plc UK 0-29,000 25% 29,000-58,000 40% 58,000-87,000 50% 60% >87,000 75%GAW.L Games Workshop Group PLC UK 0-7,000 20% 7,000-20,000 30% 20,000-27,696 50% 60% >27,696 75%GMRG.L Gaming Realms PLC UK 0-124,200 25% 124,200-375,000 40% >375000 75% 75%GAMA.L Gamma Communications PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-34,327 50% 60% >34,327 75%GTLY.L Gateley LLP UK 0-5,800 25% 5,800-11,600 40% 11,600-17,400 50% 60% >17,400 75%GATC.L Gattaca PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-21,568 50% 60% >21,568 75%SIBNq.L Gazprom Neft OAO - GDR UK 0-3,000 25% 3,000-9,000 40% 9,000-10,916 50% 60% >10,916 75%GAZPq.L Gazprom OAO - GDR UK 0-149,700 10% 149,700-748,261 20% 748,261-2,994,000 35% 45% >2,994,000 75%GBGP.L GB Group PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-110,691 50% 60% >110,691 75%GBGI.L GBGI Limited UK 0-5,700 25% 5,700-11,400 40% 11,400-17,100 50% 60% >17,100 75%GCM.L GCM Resources PLC UK 0-23,700 25% 23,700-47,400 40% 47,400-71,100 50% 60% >71,100 75%GABIG.L GCP Asset Backed Income Fund Limited UK 0-10,000 25% 10,000-30,000 40% 30,000-39,536 50% 60% >39,536 75%GABIGc.L GCP Asset Backed Income Fund Limited - C UK 0-9,800 25% 9,800-30,000 40% >30000 75% 75%GCPI.L GCP Infrastructure Investments Ltd UK 0-60,000 25% 60,000-180,000 40% 180,000-248,158 50% 60% >248,158 75%DIGS.L GCP Student Living PLC UK 0-9,500 25% 9,500-19,000 40% 19,000-28,500 50% 60% >28,500 75%G4M.L Gear4Music (Holdings) PLC UK 0-1,300 25% 1,300-2,600 40% 2,600-3,900 50% 60% >3,900 75%GCLq.L Geiger Counter Ltd UK 0-47,600 25% 47,600-95,200 40% 95,200-142,800 50% 60% >142,800 75%GEMD.L Gem Diamonds Ltd UK 0-13,200 25% 13,200-40,000 40% 40,000-42,678 50% 60% >42,678 75%GDRG.L Genedrive PLC UK 0-27,800 25% 27,800-55,600 40% 55,600-83,400 50% 60% >83,400 75%GENL.L Genel Energy PLC UK 0-140,000 20% 140,000-425,000 30% 425,000-545,317 50% 60% >545,317 75%GECG.L General Electric - LSE UK 0-63,300 5% 63,300-294,367 10% 294,367-1,177,469 20% 40% >1,177,469 75%AQSG.L General Industries PLC UK 0-25,300 25% 25,300-50,600 40% 50,600-75,900 50% 60% >75,900 75%GSS.L Genesis Emerging Markets Fund Ltd UK 0-10,000 25% 10,000-30,000 40% 30,000-40,266 50% 60% >40,266 75%GNS.L Genus PLC UK 0-6,000 20% 6,000-20,000 30% 20,000-25,472 50% 60% >25,472 75%GHGG.L Georgia Healthcare Group PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-40,489 50% 60% >40,489 75%





GEOG.L Georgian Mining Corp UK 0-50,600 25% 50,600-101,200 40% 101,200-151,800 50% 60% >151,800 75%GETB.L GetBusy PLC UK 0-26,000 25% 26,000-52,000 40% 52,000-78,000 50% 60% >78,000 75%GTC.L Getech Group PLC UK 0-39,200 25% 39,200-78,400 40% 78,400-117,600 50% 60% >117,600 75%GFIN.L Gfinity plc UK 0-43,200 25% 43,200-86,400 40% 86,400-129,600 50% 60% >129,600 75%GKN.L GKN PLC UK 0-275,000 5% 275,000-1,562,500 10% 1,562,500-3,500,000 20% 40% >3,500,000 75%GL9.L Glanbia PLC UK 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%GSK.L GlaxoSmithKline PLC UK 0-80,000 5% 80,000-379,362 10% 379,362-1,517,450 20% 40% >1,517,450 75%GLEN.L Glencore PLC (LSE) UK 0-145,000 10% 145,000-727,072 20% 727,072-2,908,288 35% 45% >2,908,288 75%GLV.L Glenveagh Properties PLC UK 0-132,400 25% 132,400-789,307 40% 789,307-2,301,031 50% 60% >2,301,031 75%GLIF.L Gli Finance Ltd - NEW UK 0-74,100 25% 74,100-148,200 40% 148,200-222,300 50% 60% >222,300 75%GFIR.L Global Fixed Income Realisation Ltd UK 0-53,300 25% 53,300-106,600 40% 106,600-159,900 50% 60% >159,900 75%GINV.L Global Invacom Group Limited UK 0-105,300 25% 105,300-210,600 40% 210,600-315,900 50% 60% >315,900 75%GBPq.L Global Petroleum Ltd UK 0-533,300 25% 533,300-1,066,600 40% >1066600 75% 75%GPH.L Global Ports Holding PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-43,170 50% 60% >43,170 75%GRIT.L Global Resources Investments Trust Plc/Fund UK 0-87,000 25% 87,000-174,000 40% 174,000-261,000 50% 60% >261,000 75%GYG.L Global Yachting Group UK 0-7,100 25% 7,100-14,200 40% 14,200-21,300 50% 60% >21,300 75%DATA.L GLOBALDATA PLC UK 0-1,700 25% 1,700-3,400 40% 3,400-5,100 50% 60% >5,100 75%GLTRq.L Globaltrans Investment PLC - GDR UK 0-40,000 20% 40,000-120,000 30% 120,000-166,900 50% 60% >166,900 75%GWI.L Globalworth Real Estate Investments Ltd UK 0-1,300 25% 1,300-2,600 40% 2,600-3,900 50% 60% >3,900 75%GLOO.L Gloo Networks PLC UK 0-10,400 25% 10,400-20,800 40% 20,800-31,200 50% 60% >31,200 75%GOG.L Go-Ahead Group PLC UK 0-15,000 20% 15,000-45,000 30% 45,000-63,274 50% 60% >63,274 75%GOAL.L Goals Soccer Centres PLC UK 0-11,000 25% 11,000-22,000 40% 22,000-33,000 50% 60% >33,000 75%GOCO.L Gocompare.com Group PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-161,959 50% 60% >161,959 75%GPM.L Golden Prospect Precious Metals Ltd UK 0-29,900 25% 29,900-59,800 40% 59,800-89,700 50% 60% >89,700 75%GSRL.L Golden St Resources Ltd UK 0-51,282,100 25% 51,282,100-102,564,20 40% 102,564,200-153,846,30 50% 60% >153,846,300 75%GLDP.L Goldplat PLC UK 0-148,100 25% 148,100-296,200 40% 296,200-444,300 50% 60% >444,300 75%GRL.L Goldstone Resources Ltd UK 0-512,800 25% 512,800-1,025,600 40% 1,025,600-1,538,400 50% 60% >1,538,400 75%GHH.L Gooch & Housego PLC UK 0-2,500 25% 2,500-7,500 40% 7,500-9,945 50% 60% >9,945 75%GOODG.L Good Energy Group PLC UK 0-5,100 25% 5,100-10,200 40% 10,200-15,300 50% 60% >15,300 75%GDWN.L Goodwin PLC UK 0-500 25% 500-1,500 40% >1500 75% 75%GOR.L Gordon Dadds Group PLC UK 0-7,000 25% 7,000-14,000 40% 14,000-21,000 50% 60% >21,000 75%GOT.L GoTech Group PLC UK 0-727,300 25% 727,300-1,454,600 40% 1,454,600-2,181,900 50% 60% >2,181,900 75%GRAG.L Grafenia PLC UK 0-90,900 25% 90,900-181,800 40% 181,800-272,700 50% 60% >272,700 75%GFTU_u.L Grafton Group PLC UK 0-50,000 15% 50,000-150,000 25% 150,000-219,795 40% 55% >219,795 75%GRI.L Grainger PLC UK 0-110,000 20% 110,000-325,000 30% 325,000-422,391 50% 60% >422,391 75%GRPHG.L Graphene Nanochem PLC UK 0-487,800 25% 487,800-975,600 40% >975600 75% 75%GEECq.L Great Eastern Energy Corp Ltd UK 0-26,000 25% 26,000-52,000 40% 52,000-78,000 50% 60% >78,000 75%GPOR.L Great Portland Estates PLC UK 0-70,000 10% 70,000-410,846 20% 410,846-478,516 35% 45% >478,516 75%GWMO.L Great Western Mining Corp PLC (LSE) UK 0-985,200 25% 985,200-1,970,400 40% 1,970,400-2,955,600 50% 60% >2,955,600 75%GGPL.L Greatland Gold PLC UK 0-1,690,700 25% 1,690,700-3,381,400 40% 3,381,400-5,072,100 50% 60% >5,072,100 75%GDG.L Green Dragon Gas Ltd UK 0-16,400 25% 16,400-50,000 40% >50000 75% 75%GRNG.L Green REIT PLC UK 0-45,000 20% 45,000-275,000 30% 275,000-900,000 50% 60% >900,000 75%GRPG.L Greencoat Renewables PLC UK 0-15,100 25% 15,100-90,600 40% 90,600-225,192 50% 60% >225,192 75%UKWG.L Greencoat UK Wind PLC UK 0-70,000 25% 70,000-210,000 40% 210,000-276,171 50% 60% >276,171 75%GNC.L Greencore Group PLC (LSE) UK 0-240,000 10% 240,000-1,291,322 20% 1,291,322-1,583,338 35% 45% >1,583,338 75%GNK.L Greene King PLC UK 0-80,000 10% 80,000-460,829 20% 460,829-546,444 35% 45% >546,444 75%GRG.L Greggs PLC UK 0-25,000 15% 25,000-75,000 25% 75,000-107,950 40% 55% >107,950 75%GDL.L Greka Drilling Ltd UK 0-420,200 25% 420,200-840,400 40% >840400 75% 75%GHT.L Gresham Computing PLC UK 0-5,100 25% 5,100-10,200 40% 10,200-15,300 50% 60% >15,300 75%GHE.L Gresham House PLC UK 0-2,600 25% 2,600-5,200 40% 5,200-7,800 50% 60% >7,800 75%GHS.L Gresham House Strategic PLC UK 0-1,200 25% 1,200-2,400 40% 2,400-3,600 50% 60% >3,600 75%GFM.L Griffin Mining Ltd UK 0-11,800 25% 11,800-23,600 40% 23,600-35,400 50% 60% >35,400 75%GRIO.L Ground Rents Income Fund PLC UK 0-8,400 25% 8,400-16,800 40% 16,800-25,200 50% 60% >25,200 75%GCSAq.L Grupo Clarin SA UK 0-2,200 25% 2,200-6,500 40% 6,500-7,523 50% 60% >7,523 75%GKP.L Gulf Keystone Petroleum Ltd UK 0-50,000 25% 50,000-150,000 40% 150,000-203,228 50% 60% >203,228 75%GMS.L Gulf Marine Services PLC UK 0-19,600 25% 19,600-60,000 40% 60,000-69,182 50% 60% >69,182 75%GPX.L Gulfsands Petroleum PLC UK 0-170,200 25% 170,200-340,400 40% 340,400-510,600 50% 60% >510,600 75%EVO.L Gunsynd PLC UK 0-28,571,400 25% 28,571,400-57,142,800 40% 57,142,800-85,714,200 50% 60% >85,714,200 75%GUS.L Gusbourne PLC UK 0-21,100 25% 21,100-42,200 40% 42,200-63,300 50% 60% >63,300 75%GVC.L GVC Holdings PLC UK 0-56,100 20% 56,100-280,741 30% 280,741-514,040 50% 60% >514,040 75%GYM.L Gym Group PLC/The UK 0-60,000 25% 60,000-180,000 40% 180,000-226,355 50% 60% >226,355 75%SLNG.L H C Slingsby PLC UK 0-9,500 25% 9,500-19,000 40% 19,000-28,500 50% 60% >28,500 75%HTGR.L H&T Group PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-11,694 50% 60% >11,694 75%HWSL.L Hadrian's Wall Secured Investments Limited UK 0-9,500 25% 9,500-30,000 40% >30000 75% 75%HAIK.L Haike Chemical Group UK 0-32,300 25% 32,300-64,600 40% 64,600-96,900 50% 60% >96,900 75%HFD.L Halfords Group PLC UK 0-60,000 20% 60,000-180,000 30% 180,000-259,542 50% 60% >259,542 75%HLMA.L Halma PLC UK 0-40,100 10% 40,100-200,320 20% 200,320-348,951 35% 45% >348,951 75%HALHx.L HaloSource Inc UK 0-540,500 25% 540,500-1,081,000 40% 1,081,000-1,621,500 50% 60% >1,621,500 75%HALSq.L HALS-Development JSC - GDR UK 0-13,300 25% 13,300-40,000 40% >40000 75% 75%HSBKq.L Halyk Savings Bank of Kazakhstan JSC - GDR UK 0-6,000 25% 6,000-20,000 40% 20,000-24,947 50% 60% >24,947 75%HMSO.L Hammerson PLC UK 0-190,000 10% 190,000-575,000 20% 575,000-1,500,000 35% 45% >1,500,000 75%HAN.L Hansa Trust PLC UK 0-900 25% 900-2,500 40% >2500 75% 75%HANa.L Hansa Trust PLC - A UK 0-1,000 25% 1,000-2,000 40% 2,000-3,000 50% 60% >3,000 75%HSD.L Hansard Global PLC UK 0-11,600 25% 11,600-35,000 40% >35000 75% 75%HSTN.L Hansteen Holdings PLC UK 0-325,000 10% 325,000-1,855,976 20% 1,855,976-2,220,280 35% 45% >2,220,280 75%HVPEa.L HarbourVest Global Private Equity Limited UK 0-5,000 25% 5,000-15,000 40% 15,000-18,663 50% 60% >18,663 75%HDD.L Hardide PLC UK 0-540,500 25% 540,500-1,081,000 40% 1,081,000-1,621,500 50% 60% >1,621,500 75%HDY.L Hardy Oil & Gas PLC UK 0-51,900 25% 51,900-103,800 40% >103800 75% 75%HHV.L Hargreave Hale AIM VCT 1 PLC UK 0-12,700 25% 12,700-25,400 40% 25,400-38,100 50% 60% >38,100 75%HHVx.L Hargreave Hale AIM VCT 2 PLC UK 0-8,800 25% 8,800-17,600 40% 17,600-26,400 50% 60% >26,400 75%HRGV.L Hargreaves Lansdown PLC UK 0-60,000 10% 60,000-180,000 20% 180,000-400,000 35% 45% >400,000 75%HASE.L Hargreaves Services PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-16,147 50% 60% >16,147 75%HMI.L Harvest Minerals Limited UK 0-75,500 25% 75,500-151,000 40% 151,000-226,500 50% 60% >226,500 75%HARV.L Harvey Nash Group PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-63,284 50% 60% >63,284 75%HW.L Harwood Wealth Management Group PLC UK 0-5,600 25% 5,600-11,200 40% 11,200-16,800 50% 60% >16,800 75%HWG.L Harworth Group Plc UK 0-9,300 25% 9,300-18,600 40% 18,600-27,900 50% 60% >27,900 75%HSTG.L Hastings Group Holdings PLC UK 0-80,000 20% 80,000-240,000 30% 240,000-334,572 50% 60% >334,572 75%HAVE.L Havelock Europa PLC UK 0-160,000 25% 160,000-320,000 40% 320,000-480,000 50% 60% >480,000 75%HAYD.L Haydale Graphene Industries plc UK 0-8,300 25% 8,300-16,600 40% 16,600-24,900 50% 60% >24,900 75%HYNS.L Haynes Publishing Group PLC UK 0-4,900 25% 4,900-9,800 40% 9,800-14,700 50% 60% >14,700 75%HAYS.L Hays PLC UK 0-250,000 10% 250,000-1,373,626 20% 1,373,626-1,667,498 35% 45% >1,667,498 75%HEAD.L Headlam Group PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-13,356 50% 60% >13,356 75%HVT.L Heavitree Brewery PLC/The UK 0-2,400 25% 2,400-4,800 40% 4,800-7,200 50% 60% >7,200 75%HLCL.L Helical Bar PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-41,180 50% 60% >41,180 75%HUW.L Helios Underwriting PLC UK 0-7,800 25% 7,800-15,600 40% 15,600-23,400 50% 60% >23,400 75%HEMO.L Hemogenyx Pharmaceuticals PLC UK 0-381,000 25% 381,000-762,000 40% 762,000-1,143,000 50% 60% >1,143,000 75%HAST.L Henderson Alternative Strategies Trust PLC UK 0-3,400 25% 3,400-10,000 40% >10000 75% 75%HDIV.L Henderson Diversified Income Limited UK 0-20,000 25% 20,000-60,000 40% 60,000-73,871 50% 60% >73,871 75%HEFT.L Henderson European Focus Trust PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-7,731 50% 60% >7,731 75%HNE.L Henderson EuroTrust PLC UK 0-1,000 25% 1,000-3,000 40% 3,000-4,495 50% 60% >4,495 75%HFEL.L Henderson Far East Income Ltd UK 0-9,000 25% 9,000-25,000 40% 25,000-37,124 50% 60% >37,124 75%HHI.L Henderson High Income Trust PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-26,440 50% 60% >26,440 75%





HINT.L Henderson International Income Trust PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-40,740 50% 60% >40,740 75%HENT.L Henderson Opportunities Trust PLC UK 0-900 25% 900-2,500 40% 2,500-3,257 50% 60% >3,257 75%HSL.L Henderson Smaller Companies Investment Trus UK 0-7,000 25% 7,000-20,000 40% 20,000-29,580 50% 60% >29,580 75%HRI.L Herald Investment Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-17,081 50% 60% >17,081 75%HERS.L Herencia Resources PLC UK 0-10,929,000 25% 10,929,000-21,858,000 40% 21,858,000-32,787,000 50% 60% >32,787,000 75%HPAC.L Hermes Pacific Investments PLC UK 0-11,400 25% 11,400-22,800 40% 22,800-34,200 50% 60% >34,200 75%HGT.L HgCapital Trust PLC Fund UK 0-2,500 25% 2,500-7,500 40% 7,500-9,391 50% 60% >9,391 75%HBRN.L Hibernia REIT PLC (LSE) UK 0-45,000 20% 45,000-275,000 30% 275,000-900,000 50% 60% >900,000 75%HICL.L HICL Infrastructure Co Ltd UK 0-275,000 15% 275,000-825,000 25% 825,000-1,229,397 40% 55% >1,229,397 75%HMSF.L Highbridge Multi-Strategy Fund Limited UK 0-6,000 25% 6,000-20,000 40% 20,000-23,517 50% 60% >23,517 75%HCFT.L Highcroft Investments PLC UK 0-1,100 25% 1,100-2,200 40% 2,200-3,300 50% 60% >3,300 75%HGM.L Highland Gold Mining Ltd UK 0-200,000 20% 200,000-600,000 30% 600,000-812,343 50% 60% >812,343 75%HNRH.L Highlands Natural Resources PLC UK 0-28,900 25% 28,900-57,800 40% 57,800-86,700 50% 60% >86,700 75%HIK.L Hikma Pharmaceuticals PLC UK 0-60,000 10% 60,000-180,000 20% 180,000-400,000 35% 45% >400,000 75%HILS.L Hill & Smith Holdings PLC UK 0-15,000 20% 15,000-45,000 30% 45,000-57,726 50% 60% >57,726 75%HFG.L Hilton Food Group PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,879 50% 60% >23,879 75%HSX.L Hiscox Ltd UK 0-34,500 10% 34,500-172,413 20% 172,413-233,860 35% 45% >233,860 75%HMLH.L HML Holdings PLC UK 0-28,200 25% 28,200-56,400 40% 56,400-84,600 50% 60% >84,600 75%HOCM.L Hochschild Mining PLC UK 0-190,000 15% 190,000-575,000 25% 575,000-852,627 40% 55% >852,627 75%HRG.L Hogg Robinson Group PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-83,211 50% 60% >83,211 75%HDT.L Holders Technology PLC UK 0-29,000 25% 29,000-58,000 40% 58,000-87,000 50% 60% >87,000 75%BOWL.L Hollywood Bowl Group PLC UK 0-60,000 25% 60,000-180,000 40% 180,000-222,372 50% 60% >222,372 75%HSV.L Homeserve PLC UK 0-35,000 15% 35,000-110,000 25% 110,000-165,694 40% 55% >165,694 75%HZDH.L Horizon Discovery Group PLC UK 0-4,000 25% 4,000-8,000 40% 8,000-12,000 50% 60% >12,000 75%HZM.L Horizonte Minerals PLC UK 0-223,500 25% 223,500-447,000 40% 447,000-670,500 50% 60% >670,500 75%HRN.L Hornby PLC UK 0-33,900 25% 33,900-100,000 40% >100000 75% 75%HSW.L Hostelworld Group PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-85,922 50% 60% >85,922 75%HOTC.L Hotel Chocolat Group Limited UK 0-2,800 25% 2,800-5,600 40% 5,600-8,400 50% 60% >8,400 75%HWDN.L Howden Joinery Group PLC UK 0-107,900 10% 107,900-539,490 20% 539,490-1,282,290 35% 45% >1,282,290 75%HR1O.L HR1O - Hazel Renewable Energy VCT1 PLC UK 0-9,400 25% 9,400-18,800 40% 18,800-28,200 50% 60% >28,200 75%HSBA.L HSBC Holdings PLC (LSE) UK 0-130,000 5% 130,000-674,490 10% 674,490-2,697,963 20% 40% >2,697,963 75%HSS.L HSS Hire Group PLC UK 0-31,700 25% 31,700-95,000 40% >95000 75% 75%HUMR.L Hummingbird Resources PLC UK 0-25,800 25% 25,800-51,600 40% 51,600-77,400 50% 60% >77,400 75%HUNT.L Hunters Property Group Limited UK 0-20,000 25% 20,000-40,000 40% >40000 75% 75%HTG.L Hunting PLC UK 0-60,000 15% 60,000-180,000 25% 180,000-260,497 40% 55% >260,497 75%HNTS.L Huntsworth PLC UK 0-70,000 25% 70,000-210,000 40% 210,000-279,842 50% 60% >279,842 75%HUR.L Hurricane Energy PLC UK 0-750,000 25% 750,000-2,500,000 40% 2,500,000-3,017,140 50% 60% >3,017,140 75%HCM.L Hutchison China MediTech Ltd UK 0-200 25% 200-400 40% 400-600 50% 60% >600 75%HVO.L hVIVO PLC UK 0-18,200 25% 18,200-36,400 40% >36400 75% 75%HMSGq.L Hydraulic Machines and Systems Group PLC - GUK 0-1,500 25% 1,500-4,500 40% >4500 75% 75%HYR.L Hydrodec Group PLC UK 0-425,500 25% 425,500-851,000 40% 851,000-1,276,500 50% 60% >1,276,500 75%HYDG.L Hydrogen Group PLC UK 0-35,100 25% 35,100-70,200 40% 70,200-105,300 50% 60% >105,300 75%HYG.L Hygea VCT PLC UK 0-22,700 25% 22,700-45,400 40% 45,400-68,100 50% 60% >68,100 75%I3E.L I3 Energy PLC UK 0-30,800 25% 30,800-61,600 40% 61,600-92,400 50% 60% >92,400 75%IBST.L Ibstock PLC UK 0-140,000 15% 140,000-425,000 25% 425,000-621,416 40% 55% >621,416 75%ICGT.L ICG Graphite Enterprise Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-15,007 50% 60% >15,007 75%LBOW.L ICG-Longbow Senior Secured UK Property Deb UK 0-15,000 25% 15,000-45,000 40% 45,000-58,414 50% 60% >58,414 75%IDEA.L Ideagen PLC UK 0-11,400 25% 11,400-22,800 40% 22,800-34,200 50% 60% >34,200 75%IDOX.L IDOX PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-131,955 50% 60% >131,955 75%IBPO.L iEnergizer Limited UK 0-22,200 25% 22,200-44,400 40% 44,400-66,600 50% 60% >66,600 75%IFP.L IFG Group PLC (LSE) UK 0-15,400 25% 15,400-92,400 40% 92,400-128,298 50% 60% >128,298 75%INGR.L IG Design Group Plc UK 0-2,600 25% 2,600-5,200 40% 5,200-7,800 50% 60% >7,800 75%IGG.L IG Group Holdings PLC UK 0-70,000 10% 70,000-369,822 20% 369,822-473,099 35% 45% >473,099 75%IGAS.L IGAS Energy PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-80,774 50% 60% >80,774 75%IKA.L Ilika PLC UK 0-43,500 25% 43,500-87,000 40% 87,000-130,500 50% 60% >130,500 75%IMGE.L Image Scan Holdings PLC UK 0-86,000 25% 86,000-172,000 40% 172,000-258,000 50% 60% >258,000 75%IMTK.L Imaginatik PLC UK 0-727,300 25% 727,300-1,454,600 40% 1,454,600-2,181,900 50% 60% >2,181,900 75%IMI.L IMI PLC UK 0-50,000 10% 50,000-150,000 20% 150,000-325,000 35% 45% >325,000 75%IMOI.L IMImobile PLC UK 0-5,000 25% 5,000-10,000 40% 10,000-15,000 50% 60% >15,000 75%IME.L Immedia Group PLC UK 0-48,800 25% 48,800-97,600 40% 97,600-146,400 50% 60% >146,400 75%IDH.L Immunodiagnostic Systems Holdings PLC UK 0-3,600 25% 3,600-7,200 40% 7,200-10,800 50% 60% >10,800 75%IMM.L Immupharma PLC UK 0-10,200 25% 10,200-20,400 40% 20,400-30,600 50% 60% >30,600 75%IHR.L Impact Healthcare REIT PLC UK 0-9,700 25% 9,700-19,400 40% 19,400-29,100 50% 60% >29,100 75%IPX.L Impax Asset Management Group PLC UK 0-6,900 25% 6,900-13,800 40% 13,800-20,700 50% 60% >20,700 75%IMPX.L Impax Environmental Markets PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-37,081 50% 60% >37,081 75%IPEL.L Impellam Group PLC UK 0-2,000 25% 2,000-4,000 40% 4,000-6,000 50% 60% >6,000 75%IMB.L Imperial Brands PLC UK 0-30,000 5% 30,000-157,158 10% 157,158-628,634 20% 40% >628,634 75%INCH.L Inchcape PLC UK 0-68,200 10% 68,200-340,831 20% 340,831-463,183 35% 45% >463,183 75%IIT.L Independent Investment Trust PLC/Fund UK 0-1,500 25% 1,500-3,000 40% 3,000-4,500 50% 60% >4,500 75%INME.L Independent News & Media PLC UK 0-117,700 25% 117,700-700,000 40% 700,000-878,602 50% 60% >878,602 75%IOG.L Independent Oil & Gas Plc UK 0-48,800 25% 48,800-97,600 40% 97,600-146,400 50% 60% >146,400 75%IGC.L India Capital Growth Fund Ltd UK 0-9,700 25% 9,700-19,400 40% 19,400-29,100 50% 60% >29,100 75%ID2A.L Indigovision Group PLC UK 0-6,400 25% 6,400-12,800 40% 12,800-19,200 50% 60% >19,200 75%INDII.L Indus Gas Ltd UK 0-2,600 25% 2,600-8,000 40% >8000 75% 75%GBR.L Infinity Energy SA UK 0-7,142,900 25% 7,142,900-14,285,800 40% 14,285,800-21,428,700 50% 60% >21,428,700 75%INF.L Informa PLC UK 0-140,000 10% 140,000-425,000 20% 425,000-975,000 35% 45% >975,000 75%INFAT.L Infrastrata PLC UK 0-2,150,500 25% 2,150,500-4,301,000 40% 4,301,000-6,451,500 50% 60% >6,451,500 75%IIP.L Infrastructure India PLC UK 0-381,000 25% 381,000-762,000 40% 762,000-1,143,000 50% 60% >1,143,000 75%INGI.L Ingenta PLC UK 0-6,400 25% 6,400-12,800 40% 12,800-19,200 50% 60% >19,200 75%ILND.L Inland Homes PLC UK 0-16,700 25% 16,700-33,400 40% 33,400-50,100 50% 60% >50,100 75%INLZ_p.L Inland ZDP PLC UK 0-6,800 25% 6,800-13,600 40% 13,600-20,400 50% 60% >20,400 75%ISA.L Inmarsat PLC UK 0-95,200 10% 95,200-476,190 20% 476,190-942,384 35% 45% >942,384 75%IDP.L Innovaderma PLC UK 0-4,100 25% 4,100-8,200 40% 8,200-12,300 50% 60% >12,300 75%IHC.L Inspiration Healthcare Group PLC UK 0-15,400 25% 15,400-30,800 40% 30,800-46,200 50% 60% >46,200 75%INSEI.L Inspired Energy PLC UK 0-49,400 25% 49,400-98,800 40% 98,800-148,200 50% 60% >148,200 75%INSP.L Inspirit Energy Holdings PLC UK 0-13,333,300 25% 13,333,300-26,666,600 40% 26,666,600-39,999,900 50% 60% >39,999,900 75%INS.L Instem PLC UK 0-6,900 25% 6,900-13,800 40% 13,800-20,700 50% 60% >20,700 75%IDHC.L Integrated Diagnostics Holdings PLC UK 0-3,200 25% 3,200-9,500 40% 9,500-13,654 50% 60% >13,654 75%SKINI.L Integumen Plc UK 0-408,200 25% 408,200-1,000,000 40% >1000000 75% 75%IGP.L Intercede Group PLC UK 0-33,900 25% 33,900-67,800 40% 67,800-101,700 50% 60% >101,700 75%IHG.L InterContinental Hotels Group PLC UK 0-20,000 5% 20,000-116,822 10% 116,822-275,000 20% 40% >275,000 75%ICP.L Intermediate Capital Group PLC UK 0-50,000 10% 50,000-263,852 20% 263,852-338,675 35% 45% >338,675 75%IBT.L International Biotechnology Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-14,136 50% 60% >14,136 75%ICAG.L International Consolidated Airlines Group SA (LSUK 0-170,000 5% 170,000-837,520 10% 837,520-3,350,083 20% 40% >3,350,083 75%IPF.L International Personal Finance PLC UK 0-50,000 25% 50,000-150,000 40% 150,000-209,729 50% 60% >209,729 75%INPP.L International Public Partnerships Ltd UK 0-150,000 20% 150,000-450,000 30% 450,000-602,938 50% 60% >602,938 75%ITQ.L InterQuest Group PLC UK 0-33,100 25% 33,100-66,200 40% 66,200-99,300 50% 60% >99,300 75%ITRK.L Intertek Group PLC UK 0-15,000 5% 15,000-93,196 10% 93,196-180,000 20% 40% >180,000 75%INTUP.L Intu Properties PLC (LSE) UK 0-275,000 10% 275,000-825,000 20% 825,000-2,500,000 35% 45% >2,500,000 75%IAT.L INVESCO Asia Trust PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-22,737 50% 60% >22,737 75%IVI.L Invesco Income Growth Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-17,176 50% 60% >17,176 75%IPEI.L Invesco Perpetual Enhanced Income Limited UK 0-12,000 25% 12,000-24,000 40% 24,000-36,000 50% 60% >36,000 75%





IVPG.L Invesco Perpetual Select Trust plc - Global Equi UK 0-4,800 25% 4,800-9,600 40% 9,600-14,400 50% 60% >14,400 75%IVPM.L Invesco Perpetual Select Trust plc - Managed Li UK 0-9,800 25% 9,800-19,600 40% 19,600-29,400 50% 60% >29,400 75%IPU.L Invesco Perpetual UK Smaller Companies Inves UK 0-3,000 25% 3,000-9,000 40% 9,000-11,500 50% 60% >11,500 75%INVP_p.L Investec PLC UK 0-1,800 25% 1,800-3,600 40% 3,600-5,400 50% 60% >5,400 75%INVP.L Investec PLC (LSE) UK 0-99,100 10% 99,100-495,540 20% 495,540-1,455,790 35% 45% >1,455,790 75%CLCCA.L Investec Structured Products Calculus VCT PLCUK 0-15,400 25% 15,400-30,800 40% 30,800-46,200 50% 60% >46,200 75%INVM.L Investment Company PLC UK 0-3,000 25% 3,000-6,000 40% 6,000-9,000 50% 60% >9,000 75%IOFI.L Iofina PLC UK 0-74,800 25% 74,800-220,000 40% >220000 75% 75%IOMG.L iomart Group PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-72,101 50% 60% >72,101 75%IPO.L IP Group PLC UK 0-60,000 25% 60,000-180,000 40% 180,000-229,875 50% 60% >229,875 75%IQE.L IQE PLC UK 0-306,700 10% 306,700-1,533,742 20% 1,533,742-3,198,600 35% 45% >3,198,600 75%IRR.L IronRidge Resources Ltd UK 0-32,300 25% 32,300-64,600 40% 64,600-96,900 50% 60% >96,900 75%IRONI.L Ironveld PLC UK 0-347,800 25% 347,800-695,600 40% 695,600-1,043,400 50% 60% >1,043,400 75%ITX.L Itaconix Plc UK 0-51,300 25% 51,300-102,600 40% 102,600-153,900 50% 60% >153,900 75%ITE.L ITE Group PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-135,140 50% 60% >135,140 75%ITM.L ITM Power PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-153,487 50% 60% >153,487 75%ITV.L ITV PLC UK 0-575,000 5% 575,000-3,188,775 10% 3,188,775-7,500,000 20% 40% >7,500,000 75%IVPB.L IVPB - Invesco Perpetual Select Trust PLC UK 0-7,400 25% 7,400-14,800 40% 14,800-22,200 50% 60% >22,200 75%IVPU.L IVPU - Invesco Perpetual Select Trust PLC UK 0-5,400 25% 5,400-10,800 40% 10,800-16,200 50% 60% >16,200 75%IXI.L Ixico Plc UK 0-29,400 25% 29,400-58,800 40% 58,800-88,200 50% 60% >88,200 75%SMJ.L J. Smart & Co. (Contractors) PLC UK 0-9,400 25% 9,400-18,800 40% 18,800-28,200 50% 60% >28,200 75%JPJ.L Jackpotjoy.com UK 0-20,000 20% 20,000-60,000 30% 60,000-80,042 50% 60% >80,042 75%CRPR.L James Cropper PLC UK 0-700 25% 700-1,400 40% 1,400-2,100 50% 60% >2,100 75%FSJ.L James Fisher & Sons PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-8,243 50% 60% >8,243 75%JHD.L James Halstead PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-20,926 50% 60% >20,926 75%LTHM.L James Latham PLC UK 0-1,100 25% 1,100-2,200 40% 2,200-3,300 50% 60% >3,300 75%JANJ.L Jangada Mines PLC UK 0-228,600 25% 228,600-457,200 40% 457,200-685,800 50% 60% >685,800 75%JLT.L Jardine Lloyd Thompson Group PLC UK 0-15,000 20% 15,000-45,000 30% 45,000-67,516 50% 60% >67,516 75%JIM.L Jarvis Securities PLC UK 0-1,600 25% 1,600-3,200 40% 3,200-4,800 50% 60% >4,800 75%JWNG.L Jaywing PLC UK 0-30,800 25% 30,800-61,600 40% 61,600-92,400 50% 60% >92,400 75%JD.L JD Sports Fashion PLC UK 0-140,000 15% 140,000-425,000 25% 425,000-613,966 40% 55% >613,966 75%JDW.L JD Wetherspoon PLC UK 0-25,000 20% 25,000-75,000 30% 75,000-94,947 50% 60% >94,947 75%JDTi.L JDT - Jupiter Dividend & Growth Trust PLC UK 0-3,278,700 25% 3,278,700-6,557,400 40% 6,557,400-9,836,100 50% 60% >9,836,100 75%JDTx.L JDTC - Jupiter Dividend & Growth Trust PLC UK 0-6,800 25% 6,800-13,600 40% 13,600-20,400 50% 60% >20,400 75%JDToz.L JDTZ - Jupiter Dividend & Growth Trust PLC UK 0-6,800 25% 6,800-13,600 40% 13,600-20,400 50% 60% >20,400 75%JLEC.L Jersey Electricity PLC UK 0-2,200 25% 2,200-4,400 40% 4,400-6,600 50% 60% >6,600 75%JII.L JII - JPMorgan Indian Investment Trust PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-33,140 50% 60% >33,140 75%JKX.L JKX Oil & Gas PLC UK 0-72,700 25% 72,700-145,400 40% 145,400-218,100 50% 60% >218,100 75%JLEN.L John Laing Environmental Assets Group LimitedUK 0-20,000 25% 20,000-60,000 40% 60,000-86,935 50% 60% >86,935 75%JLG.L John Laing Group PLC UK 0-50,000 20% 50,000-150,000 30% 150,000-204,069 50% 60% >204,069 75%JLIF.L John Laing Infrastructure Fund Ltd UK 0-110,000 25% 110,000-325,000 40% 325,000-454,519 50% 60% >454,519 75%JLH.L John Lewis of Hungerford PLC UK 0-975,600 25% 975,600-1,951,200 40% 1,951,200-2,926,800 50% 60% >2,926,800 75%MNZS.L John Menzies PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-31,518 50% 60% >31,518 75%WG.L John Wood Group PLC UK 0-69,800 10% 69,800-349,162 20% 349,162-1,396,648 35% 45% >1,396,648 75%JMAT.L Johnson Matthey PLC UK 0-25,000 5% 25,000-148,588 10% 148,588-325,000 20% 40% >325,000 75%JSG.L Johnson Service Group PLC UK 0-45,000 25% 45,000-140,000 40% 140,000-172,534 50% 60% >172,534 75%JPR.L Johnston Press PLC UK 0-65,600 25% 65,600-200,000 40% >200000 75% 75%JOUL.L Joules Limited UK 0-3,500 25% 3,500-7,000 40% 7,000-10,500 50% 60% >10,500 75%JPEL.L JP Morgan Private Equity Ltd UK 0-9,800 25% 9,800-19,600 40% 19,600-29,400 50% 60% >29,400 75%JPE.L JPE - JPMorgan Elect Managed Growth UK 0-1,300 25% 1,300-2,600 40% 2,600-3,900 50% 60% >3,900 75%JPEx.L JPEC - JPMorgan Elect Managed Growth UK 0-9,900 25% 9,900-19,800 40% 19,800-29,700 50% 60% >29,700 75%JPEi.L JPEI - JPMorgan Elect Managed Growth UK 0-8,800 25% 8,800-17,600 40% 17,600-26,400 50% 60% >26,400 75%JPIP.L JPI - JPMorgan Income & Capital Trust PLC UK 0-10,300 25% 10,300-20,600 40% 20,600-30,900 50% 60% >30,900 75%JAM.L JPMorgan American Investment Trust PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-112,920 50% 60% >112,920 75%JAI.L JPMorgan Asian Investment Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-16,225 50% 60% >16,225 75%JPB.L JPMorgan Brazil Investment Trust PLC UK 0-14,700 25% 14,700-29,400 40% 29,400-44,100 50% 60% >44,100 75%JMC.L JPMorgan Chinese Investment Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-16,500 50% 60% >16,500 75%JCH.L JPMorgan Claverhouse Investment Trust PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-10,172 50% 60% >10,172 75%JMG.L JPMorgan Emerging Markets Investment Trust PUK 0-9,000 25% 9,000-25,000 40% 25,000-37,075 50% 60% >37,075 75%JESC.L JPMorgan Eur Smaller Companies Trust PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-31,527 50% 60% >31,527 75%JETx.L JPMorgan European Investment Growth Trust P UK 0-3,100 25% 3,100-9,500 40% >9500 75% 75%JETi.L JPMorgan European Investment Trust PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-21,242 50% 60% >21,242 75%JGCI.L JPMorgan Global Convertibles Income Fund LimUK 0-15,000 25% 15,000-45,000 40% 45,000-66,192 50% 60% >66,192 75%JEMI.L JPMorgan Global Emerging Markets Income Tru UK 0-20,000 25% 20,000-60,000 40% 60,000-83,203 50% 60% >83,203 75%JPGI.L JPMorgan Global Growth & Income PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-40,811 50% 60% >40,811 75%JFJ.L JPMorgan Japanese Investment Trust PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-20,982 50% 60% >20,982 75%JMF.L JPMorgan Mid Cap Investment Trust PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-8,220 50% 60% >8,220 75%JRS.L JPMorgan Russian Securities PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-19,256 50% 60% >19,256 75%JMI.L JPMorgan Smaller Companies Investment Trust UK 0-1,000 25% 1,000-3,000 40% 3,000-4,621 50% 60% >4,621 75%JUSC.L JPMorgan US Smaller Companies IT PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-28,348 50% 60% >28,348 75%JPS.L JPS - JPMorgan Japan Smaller Companies Tru UK 0-2,400 25% 2,400-7,000 40% >7000 75% 75%JPSS.L JPSS - JPMorgan Japan Smaller Companies Tr UK 0-20,200 25% 20,200-60,000 40% >60000 75% 75%TBCG.L JSC TBC Bank UK 0-8,000 20% 8,000-25,000 30% 25,000-33,490 50% 60% >33,490 75%JLP.L Jubilee Platinum PLC UK 0-241,000 25% 241,000-482,000 40% 482,000-723,000 50% 60% >723,000 75%JDG.L Judges Scientific PLC UK 0-500 25% 500-1,000 40% 1,000-1,500 50% 60% >1,500 75%JEFI.L Jupiter Emerging & Frontier Income Trust PLC UK 0-8,900 25% 8,900-17,800 40% 17,800-26,700 50% 60% >26,700 75%JEO.L Jupiter European Opportunities Trust PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-36,679 50% 60% >36,679 75%JUP.L Jupiter Fund Management PLC UK 0-80,000 10% 80,000-424,088 20% 424,088-556,554 35% 45% >556,554 75%JGC.L Jupiter Green Investment Trust PLC UK 0-5,300 25% 5,300-10,600 40% 10,600-15,900 50% 60% >15,900 75%JPG.L Jupiter UK Growth Investment Trust PLC UK 0-3,100 25% 3,100-9,500 40% >9500 75% 75%JUS.L Jupiter US Small Companies Plc UK 0-2,000 25% 2,000-6,000 40% 6,000-7,459 50% 60% >7,459 75%JIL.L Juridica Investments Ltd UK 0-95,200 25% 95,200-190,400 40% 190,400-285,600 50% 60% >285,600 75%JE.L Just Eat PLC UK 0-61,700 10% 61,700-308,261 20% 308,261-1,233,045 35% 45% >1,233,045 75%JUSTJ.L Just Group PLC UK 0-180,000 20% 180,000-550,000 30% 550,000-721,207 50% 60% >721,207 75%JZCP.L JZ Capital Partners Ltd UK 0-2,000 25% 2,000-4,000 40% 4,000-6,000 50% 60% >6,000 75%JZCZo.L JZCZ - JZ Capital Partners Limited UK 0-2,300 25% 2,300-4,600 40% 4,600-6,900 50% 60% >6,900 75%KCR.L K&C REIT PLC UK 0-111,100 25% 111,100-222,200 40% 222,200-333,300 50% 60% >333,300 75%KBT.L K3 Business Technology Group PLC UK 0-6,300 25% 6,300-12,600 40% 12,600-18,900 50% 60% >18,900 75%K3C.L K3 Capital Group PLC UK 0-6,300 25% 6,300-12,600 40% 12,600-18,900 50% 60% >18,900 75%KNOS.L Kainos Group PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-42,412 50% 60% >42,412 75%KDR.L Karelian Diamond Resources PLC (LSE) UK 0-2,105,300 25% 2,105,300-4,210,600 40% 4,210,600-6,315,900 50% 60% >6,315,900 75%KAT.L Katoro Gold PLC UK 0-320,000 25% 320,000-640,000 40% 640,000-960,000 50% 60% >960,000 75%KAZ.L KAZ Minerals PLC UK 0-61,500 10% 61,500-307,692 20% 307,692-1,015,662 35% 45% >1,015,662 75%KMGq.L KazMunaiGas Exploration Production JSC - GD UK 0-25,000 20% 25,000-75,000 30% 75,000-96,294 50% 60% >96,294 75%KCELq.L KCell JSC - GDR UK 0-8,000 25% 8,000-25,000 40% 25,000-33,177 50% 60% >33,177 75%KCOM.L Kcom Group PLC UK 0-60,000 25% 60,000-180,000 40% 180,000-248,531 50% 60% >248,531 75%KEFI.L KEFI Minerals PLC UK 0-223,500 25% 223,500-447,000 40% 447,000-670,500 50% 60% >670,500 75%KLN.L Kellan Group PLC UK 0-1,538,500 25% 1,538,500-3,077,000 40% 3,077,000-4,615,500 50% 60% >4,615,500 75%KLR.L Keller Group PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-37,923 50% 60% >37,923 75%KEMK.L Kemin Resources PLC UK 0-200,000 25% 200,000-400,000 40% 400,000-600,000 50% 60% >600,000 75%JEV.L Kenmare Resources PLC (LSE) UK 0-3,300 25% 3,300-6,600 40% 6,600-13,561 50% 60% >13,561 75%KENV.L Kennedy Ventures PLC UK 0-200,000 25% 200,000-400,000 40% 400,000-600,000 50% 60% >600,000 75%





KRS.L Keras PLC UK 0-2,666,700 25% 2,666,700-5,333,400 40% 5,333,400-8,000,100 50% 60% >8,000,100 75%KYGa.L Kerry Group PLC (LSE) UK 0-6,000 10% 6,000-32,379 20% 32,379-120,000 35% 45% >120,000 75%KIT.L Keystone Investment Trust PLC UK 0-1,000 25% 1,000-3,000 40% 3,000-4,236 50% 60% >4,236 75%KWS.L Keywords Studios Plc UK 0-6,800 25% 6,800-13,600 40% 13,600-20,400 50% 60% >20,400 75%KIBO.L Kibo Mining PLC UK 0-216,200 25% 216,200-432,400 40% 432,400-648,600 50% 60% >648,600 75%KIE.L Kier Group PLC UK 0-30,000 15% 30,000-90,000 25% 90,000-142,658 40% 55% >142,658 75%KBEK.L Kimberly Enterprises NV UK 0-3,333,300 25% 3,333,300-6,666,600 40% 6,666,600-9,999,900 50% 60% >9,999,900 75%KINK.L Kin Group PLC UK 0-19,047,600 25% 19,047,600-38,095,200 40% 38,095,200-57,142,800 50% 60% >57,142,800 75%KGF.L Kingfisher PLC UK 0-325,000 5% 325,000-1,613,944 10% 1,613,944-5,000,000 20% 40% >5,000,000 75%KAY.L Kings Arms Yard VCT PLC UK 0-48,200 25% 48,200-96,400 40% 96,400-144,600 50% 60% >144,600 75%KSP.L Kingspan Group PLC (LSE) UK 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%KOD.L Kodal Minerals PLC UK 0-4,878,000 25% 4,878,000-9,756,000 40% 9,756,000-14,634,000 50% 60% >14,634,000 75%KOOV.L Koovs PLC UK 0-38,100 25% 38,100-76,200 40% 76,200-114,300 50% 60% >114,300 75%KMK.L Kromek Group PLC UK 0-42,100 25% 42,100-84,200 40% 84,200-126,300 50% 60% >126,300 75%KSK.L KSK Power Ventur PLC UK 0-26,000 25% 26,000-80,000 40% >80000 75% 75%LCL.L Ladbrokes Coral Group PLC UK 0-365,200 10% 365,200-1,826,150 20% 1,826,150-4,701,176 35% 45% >4,701,176 75%LRD.L Laird PLC UK 0-140,000 20% 140,000-425,000 30% 425,000-554,076 50% 60% >554,076 75%LAKE.L Lakehouse PLC UK 0-24,100 25% 24,100-70,000 40% 70,000-74,551 50% 60% >74,551 75%LAM.L Lamprell PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-157,516 50% 60% >157,516 75%LRE.L Lancashire Holdings Ltd UK 0-45,000 15% 45,000-140,000 25% 140,000-203,680 40% 55% >203,680 75%LAND.L Land Securities Group PLC UK 0-80,000 5% 80,000-533,333 10% 533,333-1,000,000 20% 40% >1,000,000 75%LND.L Landore Resources Ltd UK 0-506,300 25% 506,300-1,012,600 40% 1,012,600-1,518,900 50% 60% >1,518,900 75%LOGP.L Lansdowne Oil & Gas PLC UK 0-1,081,100 25% 1,081,100-2,162,200 40% 2,162,200-3,243,300 50% 60% >3,243,300 75%LARTq.L Larsen & Toubro Ltd UK 0-15,000 20% 15,000-45,000 30% 45,000-51,453 50% 60% >51,453 75%ALY.L Laura Ashley Holdings PLC UK 0-126,200 25% 126,200-375,000 40% >375000 75% 75%LWDB.L Law Debenture Corp PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-27,489 50% 60% >27,489 75%LBP.L Lb-shell UK 0-3,448,300 25% 3,448,300-10,000,000 40% >10000000 75% 75%LEAF.L Leaf Clean Energy Company UK 0-28,600 25% 28,600-57,200 40% 57,200-85,800 50% 60% >85,800 75%LTGL.L Learning Technologies Group PLC UK 0-16,300 25% 16,300-32,600 40% 32,600-48,900 50% 60% >48,900 75%LDSG.L Leeds Group PLC UK 0-25,600 25% 25,600-51,200 40% 51,200-76,800 50% 60% >76,800 75%LGEN.L Legal & General Group PLC UK 0-375,000 5% 375,000-1,886,080 10% 1,886,080-6,500,000 20% 40% >6,500,000 75%LEGL.L Legendary Investments PLC UK 0-7,692,300 25% 7,692,300-15,384,600 40% 15,384,600-23,076,900 50% 60% >23,076,900 75%LEK.L Lekoil Ltd UK 0-90,000 25% 90,000-275,000 40% 275,000-356,630 50% 60% >356,630 75%LID.L LiDCO Group PLC UK 0-129,000 25% 129,000-258,000 40% 258,000-387,000 50% 60% >387,000 75%LGHT.L Lighthouse Group PLC UK 0-51,900 25% 51,900-103,800 40% 103,800-155,700 50% 60% >155,700 75%LWRF.L LightwaveRF PLC UK 0-62,000 25% 62,000-124,000 40% 124,000-186,000 50% 60% >186,000 75%LMEL.L Limitless Earth PLC UK 0-250,000 25% 250,000-500,000 40% 500,000-750,000 50% 60% >750,000 75%LIONL.L Lionsgold Ltd UK 0-1,052,600 25% 1,052,600-2,105,200 40% 2,105,200-3,157,800 50% 60% >3,157,800 75%LIO.L Liontrust Asset Management PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-24,419 50% 60% >24,419 75%LIVN.L LivaNova PLC (LSE) UK 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%AUIV.L Livermore Investments Group Ltd UK 0-20,000 25% 20,000-40,000 40% >40000 75% 75%LLOY.L Lloyds Banking Group PLC UK 0-1,500,000 5% 1,500,000-7,521,058 10% 7,521,058-30,084,235 20% 40% >30,084,235 75%LMS.L LMS Capital PLC UK 0-21,800 25% 21,800-65,000 40% >65000 75% 75%LSR.L Local Shopping REIT PLC/The UK 0-32,100 25% 32,100-95,000 40% >95000 75% 75%LOK.L Lok'nStore Group PLC UK 0-2,400 25% 2,400-4,800 40% 4,800-7,200 50% 60% >7,200 75%LRM.L Lombard Risk Management PLC UK 0-145,500 25% 145,500-291,000 40% 291,000-436,500 50% 60% >436,500 75%LAS.L London & Associated Properties PLC UK 0-50,600 25% 50,600-101,200 40% 101,200-151,800 50% 60% >151,800 75%LCG.L London Capital Group Holdings PLC UK 0-533,300 25% 533,300-1,066,600 40% 1,066,600-1,599,900 50% 60% >1,599,900 75%LFI.L London Finance & Investment Group PLC UK 0-22,500 25% 22,500-45,000 40% 45,000-67,500 50% 60% >67,500 75%LSC.L London Security PLC UK 0-500 25% 500-1,000 40% 1,000-1,500 50% 60% >1,500 75%LSE.L London Stock Exchange Group PLC UK 0-25,000 5% 25,000-134,408 10% 134,408-325,000 20% 40% >325,000 75%LMPL.L Londonmetric Property PLC UK 0-170,000 20% 170,000-500,000 30% 500,000-676,050 50% 60% >676,050 75%LMI.L Lonmin PLC UK 0-220,000 20% 220,000-650,000 30% 650,000-1,099,798 50% 60% >1,099,798 75%LOOK.L Lookers PLC UK 0-70,000 25% 70,000-210,000 40% 210,000-264,065 50% 60% >264,065 75%LOOP.L LoopUp Group UK 0-3,500 25% 3,500-7,000 40% 7,000-10,500 50% 60% >10,500 75%LWB.L Low & Bonar PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-117,629 50% 60% >117,629 75%LWI.L Lowland Investment Company PLC UK 0-1,500 25% 1,500-4,500 40% 4,500-5,850 50% 60% >5,850 75%LPA.L LPA Group PLC UK 0-6,600 25% 6,600-13,200 40% 13,200-19,800 50% 60% >19,800 75%LSL.L LSL Property Services PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-25,026 50% 60% >25,026 75%LSRGq.L LSR Group UK 0-15,000 25% 15,000-45,000 40% 45,000-63,429 50% 60% >63,429 75%LUCEL.L Luceco PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-65,928 50% 60% >65,928 75%LKOHyq.L Lukoil OAO - GDR UK 0-11,800 10% 11,800-58,818 20% 58,818-236,000 35% 45% >236,000 75%LXB.L LXB Retail Properties PLC UK 0-45,700 25% 45,700-140,000 40% >140000 75% 75%LXIL.L LXI REIT PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-78,359 50% 60% >78,359 75%WINKM.L M Winkworth PLC UK 0-9,400 25% 9,400-18,800 40% 18,800-28,200 50% 60% >28,200 75%MPO.L Macau Property Opportunities Fund Ltd UK 0-5,400 25% 5,400-15,000 40% >15000 75% 75%MACF.L Macfarlane Group PLC UK 0-13,400 25% 13,400-26,800 40% 26,800-40,200 50% 60% >40,200 75%MGNTq.L Magnit OJSC - GDR UK 0-25,000 10% 25,000-124,906 20% 124,906-395,886 35% 45% >395,886 75%MAGNq.L Magnitogorsk Iron & Steel Works - GDR UK 0-15,000 25% 15,000-45,000 40% 45,000-51,116 50% 60% >51,116 75%MAGP.L Magnolia Petroleum PLC UK 0-195,100 25% 195,100-390,200 40% 390,200-585,300 50% 60% >585,300 75%MAHMq.L Mahindra & Mahindra Ltd - GDR UK 0-4,000 25% 4,000-10,000 40% 10,000-16,591 50% 60% >16,591 75%MAILRq.L Mail.ru Group Ltd - GDR UK 0-21,000 10% 21,000-104,874 20% 104,874-181,712 35% 45% >181,712 75%MAIH.L Maintel Holdings PLC UK 0-1,300 25% 1,300-2,600 40% 2,600-3,900 50% 60% >3,900 75%MAJE.L Majedie Investments PLC UK 0-3,600 25% 3,600-10,000 40% >10000 75% 75%WINEW.L Majestic Wine PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-69,222 50% 60% >69,222 75%EMG.L Man Group PLC UK 0-262,300 10% 262,300-1,311,647 20% 1,311,647-2,244,375 35% 45% >2,244,375 75%NZX.L Management Consulting Group PLC UK 0-163,300 25% 163,300-500,000 40% >500000 75% 75%MRS.L Management Resource Solutions PLC UK 0-140,400 25% 140,400-280,800 40% 280,800-421,200 50% 60% >421,200 75%MNL.L Manchester & London Investment Trust PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-10,279 50% 60% >10,279 75%MFX.L Manx Financial Group PLC UK 0-109,600 25% 109,600-219,200 40% 219,200-328,800 50% 60% >328,800 75%MANX.L Manx Telecom Plc UK 0-5,200 25% 5,200-10,400 40% 10,400-15,600 50% 60% >15,600 75%MAC.L Marechale Capital PLC UK 0-1,142,900 25% 1,142,900-2,285,800 40% 2,285,800-3,428,700 50% 60% >3,428,700 75%MKS.L Marks & Spencer Group PLC UK 0-275,000 5% 275,000-1,566,416 10% 1,566,416-3,500,000 20% 40% >3,500,000 75%MRLM.L Marlowe PLC UK 0-2,800 25% 2,800-5,600 40% 5,600-8,400 50% 60% >8,400 75%MMHM.L Marshall Motor Holdings plc UK 0-6,200 25% 6,200-12,400 40% 12,400-18,600 50% 60% >18,600 75%MSLH.L Marshalls PLC UK 0-30,000 20% 30,000-90,000 30% 90,000-126,757 50% 60% >126,757 75%MARS.L Marston's PLC UK 0-230,000 20% 230,000-700,000 30% 700,000-932,381 50% 60% >932,381 75%MACP.L Martin Currie Pacific Trust PLC UK 0-2,500 25% 2,500-7,500 40% 7,500-7,597 50% 60% >7,597 75%MNP.L Martin Currie Portfolio Investment Trust PLC UK 0-4,100 25% 4,100-10,000 40% 10,000-17,435 50% 60% >17,435 75%MRWN.L Marwyn Value Investors Ltd UK 0-6,500 25% 6,500-13,000 40% 13,000-19,500 50% 60% >19,500 75%MASAM.L Masawara PLC UK 0-26,000 25% 26,000-52,000 40% 52,000-78,000 50% 60% >78,000 75%MTMY.L Matomy Media Group Ltd UK 0-11,100 25% 11,100-22,200 40% 22,200-33,300 50% 60% >33,300 75%MTWL.L Mattioli Woods PLC UK 0-1,300 25% 1,300-2,600 40% 2,600-3,900 50% 60% >3,900 75%MIG2.L Maven Income and Growth VCT 2 PLC UK 0-25,000 25% 25,000-50,000 40% 50,000-75,000 50% 60% >75,000 75%MIG3.L Maven Income and Growth VCT 3 PLC UK 0-15,000 25% 15,000-30,000 40% 30,000-45,000 50% 60% >45,000 75%MIG5.L Maven Income and Growth VCT 5 PLC UK 0-30,800 25% 30,800-61,600 40% 61,600-92,400 50% 60% >92,400 75%MIG6.L Maven Income and Growth VCT 6 PLC UK 0-18,300 25% 18,300-36,600 40% 36,600-54,900 50% 60% >54,900 75%MIG1.L Maven Income and Growth VCT PLC UK 0-18,500 25% 18,500-37,000 40% 37,000-55,500 50% 60% >55,500 75%MAV4.L Maven Income And Growth VCT4 PLC UK 0-13,400 25% 13,400-26,800 40% 26,800-40,200 50% 60% >40,200 75%MXCT.L MaxCyte Inc UK 0-4,200 25% 4,200-8,400 40% >8400 75% 75%MAYA.L MayAir Group PLC UK 0-12,000 25% 12,000-24,000 40% 24,000-36,000 50% 60% >36,000 75%NCTN.L Mayan Energy Ltd UK 0-1,438,800 25% 1,438,800-2,877,600 40% 2,877,600-4,316,400 50% 60% >4,316,400 75%





MUBL.L MBL Group PLC UK 0-80,000 25% 80,000-160,000 40% 160,000-240,000 50% 60% >240,000 75%MCB.L McBride PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-81,759 50% 60% >81,759 75%MCS.L McCarthy & Stone PLC UK 0-160,000 20% 160,000-475,000 30% 475,000-646,195 50% 60% >646,195 75%MCLSM.L McColl's Retail Group Ltd UK 0-15,000 25% 15,000-45,000 40% 45,000-58,377 50% 60% >58,377 75%MCKS.L McKay Securities PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-31,881 50% 60% >31,881 75%MERG.L Mears Group PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-28,483 50% 60% >28,483 75%MEDM.L Medaphor Group PLC UK 0-66,700 25% 66,700-133,400 40% 133,400-200,100 50% 60% >200,100 75%MDZE.L MediaZest PLC UK 0-10,526,300 25% 10,526,300-21,052,600 40% 21,052,600-31,578,900 50% 60% >31,578,900 75%MGPM.L Medica Group PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-143,504 50% 60% >143,504 75%MDCM.L Mediclinic International PLC UK 0-110,000 10% 110,000-828,500 20% 828,500-1,500,000 35% 45% >1,500,000 75%MXF.L MedicX Fund Ltd UK 0-50,000 25% 50,000-150,000 40% 150,000-200,408 50% 60% >200,408 75%MFONq.L MegaFon OAO - GDR UK 0-62,700 15% 62,700-190,000 25% 190,000-292,357 40% 55% >292,357 75%MGGT.L Meggitt PLC UK 0-150,000 10% 150,000-450,000 20% 450,000-975,000 35% 45% >975,000 75%MRON.L Melrose Industries PLC UK 0-234,600 10% 234,600-1,173,158 20% 1,173,158-2,956,499 35% 45% >2,956,499 75%MHN.L Menhaden Capital PLC UK 0-14,600 25% 14,600-29,200 40% 29,200-43,800 50% 60% >43,800 75%MRCM.L Mercantile Investment Trust PLC UK 0-10,000 20% 10,000-30,000 30% 30,000-38,414 50% 60% >38,414 75%MPL.L Mercantile Ports and Logistics UK 0-105,300 25% 105,300-210,600 40% 210,600-315,900 50% 60% >315,900 75%MRCH.L Merchants Trust PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-36,528 50% 60% >36,528 75%MERC.L Mercia Technologies PLC UK 0-29,400 25% 29,400-58,800 40% 58,800-88,200 50% 60% >88,200 75%MPHM.L Mereo BioPharma Group PLC UK 0-3,100 25% 3,100-6,200 40% 6,200-9,300 50% 60% >9,300 75%MERL.L Merlin Entertainments plc UK 0-210,000 10% 210,000-625,000 20% 625,000-1,500,000 35% 45% >1,500,000 75%MTRM.L Metal Tiger PLC UK 0-434,800 25% 434,800-869,600 40% 869,600-1,304,400 50% 60% >1,304,400 75%MTL.L Metals Exploration PLC UK 0-285,700 25% 285,700-571,400 40% 571,400-857,100 50% 60% >857,100 75%MNC.L Metminco Ltd (LSE) UK 0-296,300 25% 296,300-592,600 40% >592600 75% 75%MTRO.L Metro Bank PLC UK 0-10,000 15% 10,000-30,000 25% 30,000-54,187 40% 55% >54,187 75%MHPCq.L MHP SA - GDR UK 0-5,000 25% 5,000-15,000 40% 15,000-18,222 50% 60% >18,222 75%MBH.L Michelmersh Brick Holdings PLC UK 0-11,200 25% 11,200-22,400 40% 22,400-33,600 50% 60% >33,600 75%MCRO.L Micro Focus International PLC UK 0-40,000 5% 40,000-190,912 10% 190,912-700,000 20% 40% >700,000 75%MCGN.L Microgen PLC UK 0-2,500 25% 2,500-5,000 40% 5,000-7,500 50% 60% >7,500 75%MSYS.L Microsaic Systems PLC UK 0-851,100 25% 851,100-1,702,200 40% 1,702,200-2,553,300 50% 60% >2,553,300 75%MIDW.L Mid Wynd International Investment Trust PLC UK 0-2,100 25% 2,100-4,200 40% 4,200-6,300 50% 60% >6,300 75%MTPH.L Midatech Pharma PLC (LSE) UK 0-20,400 25% 20,400-40,800 40% 40,800-61,200 50% 60% >61,200 75%MCT_p.L Middlefield Canadian Income PCC UK 0-10,000 25% 10,000-30,000 40% 30,000-33,523 50% 60% >33,523 75%MIDWM.L Midwich Limited UK 0-8,000 25% 8,000-25,000 40% 25,000-30,489 50% 60% >30,489 75%MILA.L Mila Resources PLC UK 0-222,200 25% 222,200-444,400 40% 444,400-666,600 50% 60% >666,600 75%MSG.L Milestone Group PLC UK 0-3,773,600 25% 3,773,600-7,547,200 40% 7,547,200-11,320,800 50% 60% >11,320,800 75%MLC.L Millennium & Copthorne Hotels PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-60,160 50% 60% >60,160 75%MCON.L Mincon Group Plc (LSE) UK 0-10,100 25% 10,100-28,857 40% >28857 75% 75%MMXM.L Mind plus Machines Group Ltd UK 0-108,100 25% 108,100-216,200 40% 216,200-324,300 50% 60% >324,300 75%MAFL.L Mineral & Financial Investments Limited UK 0-74,800 25% 74,800-149,600 40% 149,600-224,400 50% 60% >224,400 75%MIN.L Minoan Group PLC UK 0-131,100 25% 131,100-262,200 40% 262,200-393,300 50% 60% >393,300 75%MPAYM.L Mi-Pay Group PLC UK 0-76,900 25% 76,900-153,800 40% 153,800-230,700 50% 60% >230,700 75%MIRA.L Mirada PLC UK 0-869,600 25% 869,600-1,739,200 40% 1,739,200-2,608,800 50% 60% >2,608,800 75%MLD.L Mirland Development Corp PLC UK 0-800,000 25% 800,000-1,600,000 40% >1600000 75% 75%TMMG.L Mission Marketing Group PLC UK 0-21,600 25% 21,600-43,200 40% 43,200-64,800 50% 60% >64,800 75%MAB.L Mitchells & Butlers PLC UK 0-60,000 20% 60,000-180,000 30% 180,000-220,420 50% 60% >220,420 75%MIIT.L Mithras Investment Trust PLC UK 0-4,500 25% 4,500-9,000 40% 9,000-13,500 50% 60% >13,500 75%MTO.L Mitie Group PLC UK 0-160,000 15% 160,000-475,000 25% 475,000-726,496 40% 55% >726,496 75%MIGO.L Miton Global Opportunities PLC UK 0-3,600 25% 3,600-7,200 40% 7,200-10,800 50% 60% >10,800 75%MGRM.L Miton Group PLC UK 0-25,800 25% 25,800-51,600 40% 51,600-77,400 50% 60% >77,400 75%MINI.L Miton UK MicroCap Trust PLC UK 0-16,100 25% 16,100-32,200 40% 32,200-48,300 50% 60% >48,300 75%GLEG.L MJ Gleeson PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-21,867 50% 60% >21,867 75%MKA.L Mkango Resources Limited UK 0-258,100 25% 258,100-516,200 40% 516,200-774,300 50% 60% >774,300 75%NKELyq.L MMC Norilsk Nickel OJSC - GDR UK 0-33,800 10% 33,800-168,860 20% 168,860-675,443 35% 45% >675,443 75%MIG.L Mobeus Income & Growth 2 VCT PLC UK 0-10,800 25% 10,800-21,600 40% 21,600-32,400 50% 60% >32,400 75%MIG4.L Mobeus Income & Growth 4 VCT PLC UK 0-12,600 25% 12,600-25,200 40% 25,200-37,800 50% 60% >37,800 75%MIX.L Mobeus Income & Growth VCT PLC UK 0-15,200 25% 15,200-30,400 40% 30,400-45,600 50% 60% >45,600 75%MOSE.L Mobile Streams PLC UK 0-400,000 25% 400,000-800,000 40% 800,000-1,200,000 50% 60% >1,200,000 75%MBLT.L Mobile Tornado Group PLC UK 0-127,000 25% 127,000-254,000 40% 254,000-381,000 50% 60% >381,000 75%MBO.L MobilityOne Ltd UK 0-275,900 25% 275,900-551,800 40% 551,800-827,700 50% 60% >827,700 75%MWG.L Modern Water PLC UK 0-98,800 25% 98,800-197,600 40% 197,600-296,400 50% 60% >296,400 75%MLIN.L Molins PLC UK 0-7,100 25% 7,100-14,200 40% 14,200-21,300 50% 60% >21,300 75%MCC.L Monchhichi PLC UK 0-25,300 25% 25,300-50,600 40% 50,600-75,900 50% 60% >75,900 75%MNDI.L Mondi PLC UK 0-50,000 5% 50,000-276,701 10% 276,701-725,000 20% 40% >725,000 75%MONY.L Moneysupermarket.com Group PLC UK 0-130,000 10% 130,000-761,035 20% 761,035-846,298 35% 45% >846,298 75%MNKS.L Monks Investment Trust PLC UK 0-25,000 20% 25,000-75,000 30% 75,000-108,559 50% 60% >108,559 75%MONT.L Montanaro European Smaller Cos Trust PLC UK 0-1,200 25% 1,200-3,500 40% >3500 75% 75%MTU.L Montanaro UK Smaller Companies Investment T UK 0-2,000 25% 2,000-6,000 40% 6,000-7,538 50% 60% >7,538 75%MGAMM.L Morgan Advanced Materials PLC UK 0-50,000 20% 50,000-150,000 30% 150,000-195,219 50% 60% >195,219 75%MGNS.L Morgan Sindall Group PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-21,165 50% 60% >21,165 75%MRW.L Morrison WM Supermarkets UK 0-300,000 5% 300,000-2,313,743 10% 2,313,743-4,000,000 20% 40% >4,000,000 75%MCLM.L Morses Club PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-56,094 50% 60% >56,094 75%MAB1.L Mortgage Advice Bureau Holdings Ltd UK 0-5,000 25% 5,000-15,000 40% 15,000-18,460 50% 60% >18,460 75%MORT.L Mortice Limited UK 0-14,900 25% 14,900-29,800 40% 29,800-44,700 50% 60% >44,700 75%MSMN.L Mosman Oil & Gas Ltd UK 0-800,000 25% 800,000-1,600,000 40% 1,600,000-2,400,000 50% 60% >2,400,000 75%MOSB.L Moss Bros Group PLC UK 0-10,800 25% 10,800-30,000 40% >30000 75% 75%MTC.L Mothercare PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-153,897 50% 60% >153,897 75%MTFB1.L Motif Bio PLC UK 0-140,000 25% 140,000-425,000 40% 425,000-543,624 50% 60% >543,624 75%MOTR.L Motorpoint group PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-45,651 50% 60% >45,651 75%MOGP.L Mountfield Group PLC UK 0-666,700 25% 666,700-1,333,400 40% 1,333,400-2,000,100 50% 60% >2,000,100 75%MTVW.L Mountview Estates PLC UK 0-100 25% 100-300 40% 300-435 50% 60% >435 75%MPE.L MP Evans Group PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-8,872 50% 60% >8,872 75%MPM.L Mporium Group plc UK 0-129,000 25% 129,000-258,000 40% 258,000-387,000 50% 60% >387,000 75%MSTL.L MS International PLC UK 0-5,300 25% 5,300-10,600 40% 10,600-15,900 50% 60% >15,900 75%MWEE.L MTI Wireless Edge Limited UK 0-33,600 25% 33,600-67,200 40% 67,200-100,800 50% 60% >100,800 75%MKLW.L Mucklow A & J Group PLC UK 0-2,000 25% 2,000-6,000 40% >6000 75% 75%MUL.L Mulberry Group PLC UK 0-1,000 25% 1,000-3,000 40% >3000 75% 75%MURG.L Murgitroyd Group PLC UK 0-2,100 25% 2,100-4,200 40% 4,200-6,300 50% 60% >6,300 75%MUT.L Murray Income Trust PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-16,161 50% 60% >16,161 75%MXO.L MX Oil Plc UK 0-1,666,700 25% 1,666,700-3,333,400 40% 3,333,400-5,000,100 50% 60% >5,000,100 75%MXCP.L MXC Capital Plc UK 0-740,700 25% 740,700-1,481,400 40% 1,481,400-2,222,100 50% 60% >2,222,100 75%MILM.L Myanmar Investments International Limited UK 0-9,900 25% 9,900-19,800 40% 19,800-29,700 50% 60% >29,700 75%MYXM.L Mycelx Technologies Corp UK 0-10,400 25% 10,400-20,800 40% 20,800-31,200 50% 60% >31,200 75%MYI.L MYI - Murray International Trust PLC UK 0-10,000 20% 10,000-30,000 30% 30,000-45,117 50% 60% >45,117 75%MYSL.L MySale Group PLC UK 0-8,600 25% 8,600-25,000 40% >25000 75% 75%MYSQ.L MySQUAR Limited UK 0-476,200 25% 476,200-952,400 40% 952,400-1,428,600 50% 60% >1,428,600 75%MYT.L Mytrah Energy Ltd UK 0-37,900 25% 37,900-110,000 40% >110000 75% 75%BWNG.L N Brown Group PLC UK 0-70,000 20% 70,000-210,000 30% 210,000-292,063 50% 60% >292,063 75%N4P.L N4 Pharma PLC UK 0-129,000 25% 129,000-258,000 40% 258,000-387,000 50% 60% >387,000 75%NAH.L NAHL Group Ltd UK 0-10,000 25% 10,000-30,000 40% 30,000-42,676 50% 60% >42,676 75%NAK.L Nakama Group PLC UK 0-645,200 25% 645,200-1,290,400 40% 1,290,400-1,935,600 50% 60% >1,935,600 75%NANON.L Nanoco Group PLC UK 0-70,000 25% 70,000-210,000 40% 210,000-286,534 50% 60% >286,534 75%





NASA.L Nasstar PLC UK 0-90,900 25% 90,900-181,800 40% 181,800-272,700 50% 60% >272,700 75%NEX.L National Express Group PLC UK 0-80,000 20% 80,000-240,000 30% 240,000-302,655 50% 60% >302,655 75%NG.L National Grid PLC UK 0-110,000 5% 110,000-558,784 10% 558,784-2,235,136 20% 40% >2,235,136 75%NGRP.L Nature Group PLC UK 0-320,000 25% 320,000-640,000 40% 640,000-960,000 50% 60% >960,000 75%NAUT.L Nautilus Marine Services UK 0-100,000 25% 100,000-200,000 40% 200,000-300,000 50% 60% >300,000 75%NBLU.L NB Global Floating Rate Income Fund Limited UK 0-13,900 25% 13,900-40,000 40% >40000 75% 75%NBLS.L NB Global Floating Rate Income Fund Ltd UK 0-110,000 25% 110,000-325,000 40% 325,000-437,502 50% 60% >437,502 75%NBPE.L NB Private Equity Partners Limited UK 0-5,000 25% 5,000-15,000 40% 15,000-18,648 50% 60% >18,648 75%NBDD.L NBDD - NB Distressed Debt Investment Fund L UK 0-12,800 25% 12,800-25,600 40% 25,600-38,400 50% 60% >38,400 75%NBDG.L NBDG - NB Distressed Debt Investment Fund L UK 0-12,800 25% 12,800-25,600 40% 25,600-38,400 50% 60% >38,400 75%NBDX.L NBDX - NB Distressed Debt Investment Fund L UK 0-15,500 25% 15,500-31,000 40% 31,000-46,500 50% 60% >46,500 75%NCCG.L NCC Group PLC UK 0-80,000 20% 80,000-240,000 30% 240,000-331,028 50% 60% >331,028 75%NCCL.L Ncondezi Energy Ltd UK 0-200,000 25% 200,000-400,000 40% 400,000-600,000 50% 60% >600,000 75%NKTN.L Nektan PLC UK 0-42,600 25% 42,600-85,200 40% 85,200-127,800 50% 60% >127,800 75%NETC.L Netcall PLC UK 0-24,400 25% 24,400-48,800 40% 48,800-73,200 50% 60% >73,200 75%NSCI.L NetScientific PLC UK 0-14,000 25% 14,000-28,000 40% 28,000-42,000 50% 60% >42,000 75%NCAx.L New Century AIM VCT 2 PLC UK 0-17,500 25% 17,500-35,000 40% 35,000-52,500 50% 60% >52,500 75%NECE.L New Century AIM VCT PLC UK 0-14,000 25% 14,000-28,000 40% 28,000-42,000 50% 60% >42,000 75%NCYF.L New City High Yield Fund Ltd UK 0-40,000 25% 40,000-120,000 40% 120,000-162,625 50% 60% >162,625 75%NESI.L New Star Investment Trust PLC UK 0-9,200 25% 9,200-18,400 40% 18,400-27,600 50% 60% >27,600 75%NTLG.L New Trend Lifestyle Group PLC UK 0-800,000 25% 800,000-1,600,000 40% 1,600,000-2,400,000 50% 60% >2,400,000 75%NWT.L Newmark Security PLC UK 0-1,428,600 25% 1,428,600-2,857,200 40% 2,857,200-4,285,800 50% 60% >4,285,800 75%NRRT.L NewRiver Retail Ltd UK 0-11,400 25% 11,400-22,800 40% 22,800-34,200 50% 60% >34,200 75%NXGN.L NEX Group Plc UK 0-70,000 10% 70,000-415,973 20% 415,973-452,742 35% 45% >452,742 75%NFC.L Next Fifteen Communications Group PLC UK 0-2,600 25% 2,600-5,200 40% 5,200-7,800 50% 60% >7,800 75%NXT.L Next PLC UK 0-25,000 5% 25,000-114,181 10% 114,181-325,000 20% 40% >325,000 75%NESF.L NextEnergy Solar Fund Limited UK 0-20,000 25% 20,000-60,000 40% 60,000-79,151 50% 60% >79,151 75%NEXSN.L Nexus Infrastructure PLC UK 0-5,100 25% 5,100-10,200 40% 10,200-15,300 50% 60% >15,300 75%NICL.L Nichols PLC UK 0-1,500 25% 1,500-4,500 40% 4,500-5,331 50% 60% >5,331 75%NGTE.L Nighthawk Energy PLC UK 0-2,857,100 25% 2,857,100-8,500,000 40% >8500000 75% 75%NMC.L NMC Health PLC UK 0-17,100 10% 17,100-85,675 20% 85,675-125,599 35% 45% >125,599 75%NSF.L Non-Standard Finance PLC UK 0-13,000 25% 13,000-26,000 40% 26,000-39,000 50% 60% >39,000 75%NXR.L Norcros PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-33,360 50% 60% >33,360 75%NSH_u.L Norish PLC UK 0-20,900 25% 20,900-41,800 40% 41,800-62,700 50% 60% >62,700 75%NBB.L Norman Broadbent PLC UK 0-93,000 25% 93,000-186,000 40% 186,000-279,000 50% 60% >279,000 75%NAIT.L North American Income Trust PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-8,613 50% 60% >8,613 75%NTAS.L North Atlantic Smaller Cos Investment Trust PLCUK 0-400 25% 400-1,000 40% 1,000-1,352 50% 60% >1,352 75%NMD.L North Midland Construction PLC UK 0-3,000 25% 3,000-6,000 40% 6,000-9,000 50% 60% >9,000 75%NAR.L Northamber PLC UK 0-37,000 25% 37,000-74,000 40% 74,000-111,000 50% 60% >111,000 75%NBI.L Northbridge Industrial Services PLC UK 0-9,600 25% 9,600-19,200 40% 19,200-28,800 50% 60% >28,800 75%NTV.L Northern 2 VCT PLC UK 0-15,400 25% 15,400-30,800 40% 30,800-46,200 50% 60% >46,200 75%NTN.L Northern 3 VCT PLC UK 0-10,700 25% 10,700-21,400 40% 21,400-32,100 50% 60% >32,100 75%NTBR.L Northern Bear PLC UK 0-11,900 25% 11,900-23,800 40% 23,800-35,700 50% 60% >35,700 75%NRI.L Northern Investors Co PLC UK 0-4,400 25% 4,400-8,800 40% 8,800-13,200 50% 60% >13,200 75%NTHV.L Northern Venture Trust PLC UK 0-13,800 25% 13,800-27,600 40% 27,600-41,400 50% 60% >41,400 75%NTG.L Northgate PLC UK 0-40,000 20% 40,000-120,000 30% 120,000-151,375 50% 60% >151,375 75%NTOG.L Nostra Terra Oil & Gas Co PLC UK 0-434,800 25% 434,800-869,600 40% 869,600-1,304,400 50% 60% >1,304,400 75%NOGN.L Nostrum Oil & Gas PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-59,314 50% 60% >59,314 75%NVTKq.L NovaTek OAO - GDR UK 0-5,700 10% 5,700-28,479 20% 28,479-76,942 35% 45% >76,942 75%NLMKq.L Novolipetsk Steel OJSC - GDR UK 0-29,900 10% 29,900-149,551 20% 149,551-230,248 35% 45% >230,248 75%NFXN.L Nuformix PLC UK 0-381,000 25% 381,000-762,000 40% 762,000-1,143,000 50% 60% >1,143,000 75%NUM.L Numis Corp PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-59,320 50% 60% >59,320 75%NUOG.L Nu-Oil And Gas PLC UK 0-1,117,300 25% 1,117,300-2,234,600 40% 2,234,600-3,351,900 50% 60% >3,351,900 75%NWF.L NWF Group PLC UK 0-6,100 25% 6,100-12,200 40% 12,200-18,300 50% 60% >18,300 75%OCIO.L Oakley Capital Investments Ltd UK 0-6,100 25% 6,100-12,200 40% 12,200-18,300 50% 60% >18,300 75%OBT.L Obtala Resources Ltd UK 0-57,600 25% 57,600-115,200 40% 115,200-172,800 50% 60% >172,800 75%OCDO.L Ocado Group PLC UK 0-150,000 10% 150,000-900,000 20% 900,000-1,031,485 35% 45% >1,031,485 75%OCN.L Ocean Wilsons Holdings Ltd UK 0-900 25% 900-1,800 40% 1,800-2,700 50% 60% >2,700 75%OLOT.L Ocelot Partners Ltd UK 0-2,000 25% 2,000-6,000 40% 6,000-8,181 50% 60% >8,181 75%OCT.L Octagonal PLC UK 0-264,900 25% 264,900-529,800 40% 529,800-794,700 50% 60% >794,700 75%OSEC.L Octopus AIM VCT 2 PLC UK 0-11,800 25% 11,800-23,600 40% 23,600-35,400 50% 60% >35,400 75%OOA.L Octopus AIM VCT PLC UK 0-8,700 25% 8,700-17,400 40% 17,400-26,100 50% 60% >26,100 75%OAP3.L Octopus Apollo VCT PLC UK 0-20,400 25% 20,400-40,800 40% 40,800-61,200 50% 60% >61,200 75%OTV2.L Octopus Titan VCT PLC UK 0-11,200 25% 11,200-22,400 40% 22,400-33,600 50% 60% >33,600 75%OCV3.L Octopus VCT 3 PLC UK 0-14,800 25% 14,800-29,600 40% 29,600-44,400 50% 60% >44,400 75%OCV4.L Octopus VCT 4 PLC UK 0-14,800 25% 14,800-29,600 40% 29,600-44,400 50% 60% >44,400 75%OEX.L Oilex Ltd (LSE) UK 0-5,555,600 25% 5,555,600-11,111,200 40% >11111200 75% 75%OML.L Old Mutual PLC (LSE) UK 0-350,000 5% 350,000-2,627,430 10% 2,627,430-9,500,000 20% 40% >9,500,000 75%ODX.L Omega Diagnostics Group PLC UK 0-50,600 25% 50,600-101,200 40% 101,200-151,800 50% 60% >151,800 75%OTB.L On the Beach Group PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-142,672 50% 60% >142,672 75%ONCON.L Oncimmune Holdings PLC UK 0-8,500 25% 8,500-17,000 40% 17,000-25,500 50% 60% >25,500 75%OMIP.L One Media iP Group PLC UK 0-210,500 25% 210,500-421,000 40% 421,000-631,500 50% 60% >631,500 75%OSBO.L OneSavings Bank PLC UK 0-90,000 15% 90,000-275,000 25% 275,000-397,010 40% 55% >397,010 75%ONEV.L OneView Group PLC UK 0-75,500 25% 75,500-151,000 40% 151,000-226,500 50% 60% >226,500 75%ONL.L On-Line PLC UK 0-24,100 25% 24,100-48,200 40% 48,200-72,300 50% 60% >72,300 75%OPG.L OPG Power Ventures PLC UK 0-38,600 25% 38,600-77,200 40% 77,200-115,800 50% 60% >115,800 75%OPHR.L Ophir Energy PLC UK 0-90,000 25% 90,000-275,000 40% 275,000-343,697 50% 60% >343,697 75%OPTIO.L OptiBiotix Health PLC UK 0-13,800 25% 13,800-27,600 40% 27,600-41,400 50% 60% >41,400 75%ORCP.L Oracle Coalfields PLC UK 0-430,100 25% 430,100-860,200 40% 860,200-1,290,300 50% 60% >1,290,300 75%OTMTq.L Orascom Telecom Media And Technology Holdi UK 0-71,700 25% 71,700-220,000 40% >220000 75% 75%ORCH.L Orchard Funding Group PLC UK 0-9,700 25% 9,700-19,400 40% 19,400-29,100 50% 60% >29,100 75%OGN.L Origin Enterprises PLC (LSE) UK 0-5,000 20% 5,000-30,000 30% 30,000-96,970 50% 60% >96,970 75%OPP.L Origo Partners PLC UK 0-533,300 25% 533,300-1,066,600 40% 1,066,600-1,599,900 50% 60% >1,599,900 75%ORM.L Ormonde Mining PLC UK 0-449,400 25% 449,400-898,800 40% 898,800-1,348,200 50% 60% >1,348,200 75%OMIN.L Orosur Mining Inc UK 0-72,700 25% 72,700-145,400 40% 145,400-218,100 50% 60% >218,100 75%OSUq.L Orsu Metals Corp UK 0-833,900 25% 833,900-1,667,800 40% >1667800 75% 75%OTCR.L Ortac Resources Ltd UK 0-381,000 25% 381,000-762,000 40% 762,000-1,143,000 50% 60% >1,143,000 75%OSIO.L Osirium Technologies Limited UK 0-6,000 25% 6,000-12,000 40% 12,000-18,000 50% 60% >18,000 75%OVG.L Ovoca Gold PLC UK 0-119,400 25% 119,400-238,800 40% 238,800-358,200 50% 60% >358,200 75%OBD.L Oxford BioDynamics Limited UK 0-4,400 25% 4,400-8,800 40% 8,800-8,939 50% 60% >8,939 75%OXB.L Oxford Biomedica PLC UK 0-450,000 25% 450,000-1,500,000 40% 1,500,000-1,815,717 50% 60% >1,815,717 75%OXIG.L Oxford Instruments PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-16,170 50% 60% >16,170 75%OMG1.L Oxford Metrics PLC UK 0-15,900 25% 15,900-31,800 40% 31,800-47,700 50% 60% >47,700 75%OXP.L Oxford Pharmascience Group PLC UK 0-727,300 25% 727,300-1,454,600 40% 1,454,600-2,181,900 50% 60% >2,181,900 75%OXF2.L Oxford Technology 2 Venture Capital Trust PLC UK 0-33,300 25% 33,300-66,600 40% 66,600-99,900 50% 60% >99,900 75%OXFT.L Oxford Technology 3 Venture Capital Trust PLC UK 0-23,500 25% 23,500-47,000 40% 47,000-70,500 50% 60% >70,500 75%OXF.L Oxford Technology 4 Venture Capital Trust UK 0-27,000 25% 27,000-54,000 40% 54,000-81,000 50% 60% >81,000 75%OXT.L Oxford Technology VCT PLC UK 0-28,600 25% 28,600-57,200 40% 57,200-85,800 50% 60% >85,800 75%P2PG.L P2P Global Investments PLC - Fund UK 0-8,000 25% 8,000-25,000 40% 25,000-31,819 50% 60% >31,819 75%PACL.L Pacific Alliance China Land Ltd UK 0-5,600 25% 5,600-11,200 40% 11,200-16,800 50% 60% >16,800 75%PACA.L Pacific Assets Trust PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-36,351 50% 60% >36,351 75%PHI.L Pacific Horizon Investment Trust PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-19,730 50% 60% >19,730 75%





PPB.L Paddy Power Betfair PLC (LSE) UK 0-10,000 10% 10,000-58,411 20% 58,411-100,000 35% 45% >100,000 75%MPI.L PageGroup PLC UK 0-110,000 15% 110,000-325,000 25% 325,000-484,205 40% 55% >484,205 75%PCA.L Palace Capital PLC UK 0-2,900 25% 2,900-5,800 40% 5,800-8,700 50% 60% >8,700 75%PAFR.L Pan African Resources PLC UK 0-300,000 25% 300,000-2,000,000 40% 2,000,000-2,563,386 50% 60% >2,563,386 75%PANI.L PANTHEON INTERNATIONAL UK 0-2,500 25% 2,500-7,500 40% 7,500-9,023 50% 60% >9,023 75%PINx.L Pantheon International PLC UK 0-500 25% 500-1,000 40% 1,000-1,500 50% 60% >1,500 75%PANR.L Pantheon Resources PLC UK 0-110,000 25% 110,000-325,000 40% 325,000-441,498 50% 60% >441,498 75%PNS.L Panther Securities PLC UK 0-3,100 25% 3,100-6,200 40% 6,200-9,300 50% 60% >9,300 75%PMLP.L Papua Mining PLC UK 0-689,700 25% 689,700-1,379,400 40% 1,379,400-2,069,100 50% 60% >2,069,100 75%PELP.L Paragon Entertainment Ltd UK 0-444,400 25% 444,400-888,800 40% 888,800-1,333,200 50% 60% >1,333,200 75%PARA.L Paragon Group of Cos PLC UK 0-100,000 15% 100,000-300,000 25% 300,000-432,724 40% 55% >432,724 75%PAAM.L Parallel Media Group PLC UK 0-43,000 25% 43,000-86,000 40% 86,000-129,000 50% 60% >129,000 75%PTY.L Parity Group PLC UK 0-114,300 25% 114,300-228,600 40% 228,600-342,900 50% 60% >342,900 75%PRKG.L Park Group PLC UK 0-11,800 25% 11,800-35,000 40% >35000 75% 75%PMG.L Parkmead Group PLC UK 0-27,200 25% 27,200-54,400 40% 54,400-71,856 50% 60% >71,856 75%PGD.L Patagonia Gold PLC UK 0-909,100 25% 909,100-1,818,200 40% 1,818,200-2,727,300 50% 60% >2,727,300 75%PRSPA.L Paternoster Resources PLC UK 0-7,692,300 25% 7,692,300-15,384,600 40% 15,384,600-23,076,900 50% 60% >23,076,900 75%PATH.L Path Investments PLC UK 0-1,333,300 25% 1,333,300-2,666,600 40% 2,666,600-3,999,900 50% 60% >3,999,900 75%PFP.L Pathfinder Minerals PLC UK 0-851,100 25% 851,100-1,702,200 40% 1,702,200-2,553,300 50% 60% >2,553,300 75%CAKEP.L Patisserie Holdings Ltd UK 0-15,000 25% 15,000-45,000 40% 45,000-52,910 50% 60% >52,910 75%PAYP.L PayPoint PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,021 50% 60% >23,021 75%PAYS.L Paysafe Group PLC UK 0-85,300 10% 85,300-426,621 20% 426,621-1,157,781 35% 45% >1,157,781 75%PCFT.L PCFT - Polar Capital Global Financials Trust PL UK 0-15,000 25% 15,000-45,000 40% 45,000-64,802 50% 60% >64,802 75%PCGE.L PCG Entertainment PLC UK 0-14,814,800 25% 14,814,800-29,629,600 40% 29,629,600-44,444,400 50% 60% >44,444,400 75%PCIPP.L PCI-PAL PLC UK 0-19,400 25% 19,400-38,800 40% 38,800-58,200 50% 60% >58,200 75%PSON.L Pearson PLC UK 0-130,000 5% 130,000-721,500 10% 721,500-1,500,000 20% 40% >1,500,000 75%VLK.L Pebble Beach Systems Group PLC UK 0-470,600 25% 470,600-941,200 40% 941,200-1,411,800 50% 60% >1,411,800 75%PEEL.L Peel Hotels PLC UK 0-10,500 25% 10,500-21,000 40% 21,000-31,500 50% 60% >31,500 75%PERE.L Pembridge Resources PLC UK 0-701,800 25% 701,800-1,403,600 40% 1,403,600-2,105,400 50% 60% >2,105,400 75%PEMV.L PEMV - Pembroke VCT PLC UK 0-9,300 25% 9,300-18,600 40% 18,600-27,900 50% 60% >27,900 75%PDG.L Pendragon PLC UK 0-350,000 25% 350,000-1,000,000 40% 1,000,000-1,351,487 50% 60% >1,351,487 75%PNIG.L Pennant International Group PLC UK 0-12,100 25% 12,100-24,200 40% 24,200-36,300 50% 60% >36,300 75%PNN.L Pennon Group PLC UK 0-61,500 10% 61,500-307,692 20% 307,692-559,142 35% 45% >559,142 75%TPOP.L Peoples Operator Holdings Ltd/ The UK 0-1,111,100 25% 1,111,100-2,222,200 40% 2,222,200-3,333,300 50% 60% >3,333,300 75%IL0A.L Permanent tsb Group Holdings PLC UK 0-20,200 20% 20,200-121,200 30% 121,200-349,068 50% 60% >349,068 75%PLI.L Perpetual Income and Growth Investment Trust UK 0-25,000 25% 25,000-75,000 40% 75,000-101,386 50% 60% >101,386 75%PSHP.L Pershing Square Holdings Limited UK 0-25,000 25% 25,000-150,000 40% 150,000-203,961 50% 60% >203,961 75%PSN.L Persimmon PLC UK 0-35,000 5% 35,000-187,055 10% 187,055-675,000 20% 40% >675,000 75%PNL.L Personal Assets Trust PLC UK 0-200 25% 200-600 40% 600-695 50% 60% >695 75%PGH.L Personal Group Holdings PLC UK 0-2,200 25% 2,200-4,400 40% 4,400-6,600 50% 60% >6,600 75%PEG.L Petards Group PLC UK 0-43,000 25% 43,000-86,000 40% 86,000-129,000 50% 60% >129,000 75%PDL.L Petra Diamonds Ltd UK 0-230,000 20% 230,000-700,000 30% 700,000-917,373 50% 60% >917,373 75%PET.L Petrel Resources PLC UK 0-444,400 25% 444,400-888,800 40% 888,800-1,333,200 50% 60% >1,333,200 75%MATD.L Petro Matad Ltd UK 0-145,500 25% 145,500-291,000 40% 291,000-436,500 50% 60% >436,500 75%PFC.L Petrofac Ltd UK 0-240,000 10% 240,000-725,000 20% 725,000-1,500,000 35% 45% >1,500,000 75%PTR.L Petroneft Resources PLC (LSE) UK 0-563,400 25% 563,400-1,126,800 40% >1126800 75% 75%POG.L Petropavlovsk PLC UK 0-450,000 25% 450,000-1,500,000 40% 1,500,000-1,756,096 50% 60% >1,756,096 75%PETSP.L Pets at Home Group Plc UK 0-160,000 15% 160,000-475,000 25% 475,000-718,160 40% 55% >718,160 75%PTOP.L Phaunos Timber Fund Ltd UK 0-30,700 25% 30,700-61,400 40% 61,400-92,100 50% 60% >92,100 75%PGMH.L Phoenix Global Mining Limited UK 0-200,000 25% 200,000-400,000 40% 400,000-600,000 50% 60% >600,000 75%PGRP.L Phoenix Global Resources PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-150,322 50% 60% >150,322 75%PHNX.L Phoenix Group Holdings UK 0-60,000 10% 60,000-327,653 20% 327,653-384,777 35% 45% >384,777 75%PSDL.L Phoenix Spree Deutschland Limited UK 0-3,000 25% 3,000-6,000 40% 6,000-9,000 50% 60% >9,000 75%PHORq.L Phosagro OAO - GDR UK 0-25,000 20% 25,000-75,000 30% 75,000-99,871 50% 60% >99,871 75%PHTM.L Photo-Me International PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-169,028 50% 60% >169,028 75%PSL.L PhotonStar Led Group PLC UK 0-1,052,600 25% 1,052,600-2,105,200 40% 2,105,200-3,157,800 50% 60% >3,157,800 75%PHSC.L PHSC PLC UK 0-100,000 25% 100,000-200,000 40% 200,000-300,000 50% 60% >300,000 75%PYSM.L Physiomics PLC UK 0-1,025,600 25% 1,025,600-2,051,200 40% 2,051,200-3,076,800 50% 60% >3,076,800 75%PCTN.L Picton Property Income Ltd UK 0-60,000 25% 60,000-180,000 40% 180,000-225,138 50% 60% >225,138 75%PHWK.L PipeHawk PLC UK 0-266,700 25% 266,700-533,400 40% 533,400-800,100 50% 60% >800,100 75%PIRI.L Pires Investments PLC UK 0-444,400 25% 444,400-888,800 40% 888,800-1,333,200 50% 60% >1,333,200 75%PTTD.L Pittards PLC UK 0-10,900 25% 10,900-21,800 40% 21,800-32,700 50% 60% >32,700 75%PHC.L Plant Health Care PLC UK 0-41,700 25% 41,700-83,400 40% >83400 75% 75%PIM.L Plant Impact PLC UK 0-47,100 25% 47,100-94,200 40% 94,200-141,300 50% 60% >141,300 75%PLA.L Plastics Capital PLC UK 0-8,400 25% 8,400-16,800 40% 16,800-25,200 50% 60% >25,200 75%PLAZ.L Plaza Centers NV UK 0-11,400 25% 11,400-22,800 40% 22,800-34,200 50% 60% >34,200 75%PLEX.L Plexus Holdings PLC UK 0-16,300 25% 16,300-32,600 40% >32600 75% 75%PLUSP.L Plus500 Ltd UK 0-35,000 25% 35,000-106,275 40% 106,275-167,040 50% 60% >167,040 75%PPGL.L Plutus Powergen PLC UK 0-381,000 25% 381,000-762,000 40% 762,000-1,143,000 50% 60% >1,143,000 75%PMEA.L PME African Infrastructure Opportunities PLC UK 0-121,300 25% 121,300-242,600 40% 242,600-363,900 50% 60% >363,900 75%PCGH.L Polar Capital Global Healthcare Growth and Inco UK 0-6,000 25% 6,000-20,000 40% 20,000-23,342 50% 60% >23,342 75%POLR.L Polar Capital Holdings PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-27,743 50% 60% >27,743 75%PCT.L Polar Capital Technology Trust PLC UK 0-15,000 20% 15,000-45,000 30% 45,000-50,970 50% 60% >50,970 75%PLMO.L Polemos PLC UK 0-46,511,600 25% 46,511,600-93,023,200 40% 93,023,200-139,534,800 50% 60% >139,534,800 75%POLO.L Polo Resources Ltd UK 0-271,700 25% 271,700-543,400 40% >543400 75% 75%POLYP.L Polymetal International PLC UK 0-56,200 10% 56,200-281,214 20% 281,214-448,394 35% 45% >448,394 75%PLP.L Polypipe Group plc UK 0-50,000 20% 50,000-150,000 30% 150,000-190,501 50% 60% >190,501 75%PEBI.L Port Erin Biopharma Investments Limited UK 0-205,100 25% 205,100-410,200 40% 410,200-615,300 50% 60% >615,300 75%PTCM.L Porta Communications PLC UK 0-285,700 25% 285,700-571,400 40% 571,400-857,100 50% 60% >857,100 75%PMGR.L Portmeirion Group PLC UK 0-1,100 25% 1,100-2,200 40% 2,200-3,300 50% 60% >3,300 75%PORV.L Porvair PLC UK 0-2,000 25% 2,000-6,000 40% 6,000-8,133 50% 60% >8,133 75%PHEG.L PowerHouse Energy Group PLC UK 0-1,025,600 25% 1,025,600-2,051,200 40% 2,051,200-3,076,800 50% 60% >3,076,800 75%PPH.L PPHE Hotel Group Ltd UK 0-900 25% 900-1,800 40% 1,800-2,700 50% 60% >2,700 75%PDZP.L Prairie Mining Limited (LSE) UK 0-33,300 25% 33,300-66,600 40% 66,600-102,497 50% 60% >102,497 75%NIPT.L Premaitha Healthcare Plc UK 0-125,000 25% 125,000-250,000 40% 250,000-375,000 50% 60% >375,000 75%PREM.L Premier African Minerals Ltd UK 0-2,500,000 25% 2,500,000-5,000,000 40% 5,000,000-7,500,000 50% 60% >7,500,000 75%PAM.L Premier Asset Management Group PLC UK 0-4,800 25% 4,800-9,600 40% 9,600-14,400 50% 60% >14,400 75%PEW.L Premier Energy & Water Trust PLC UK 0-6,200 25% 6,200-12,400 40% 12,400-18,600 50% 60% >18,600 75%PFD.L Premier Foods PLC UK 0-110,000 25% 110,000-325,000 40% 325,000-448,564 50% 60% >448,564 75%PMO.L Premier Oil PLC UK 0-425,000 15% 425,000-1,500,000 25% 1,500,000-1,835,223 40% 55% >1,835,223 75%PTSG.L Premier Technical Services Group PLC UK 0-5,400 25% 5,400-10,800 40% 10,800-16,200 50% 60% >16,200 75%PVGP.L Premier Veterinary Group PLC UK 0-26,300 25% 26,300-52,600 40% >52600 75% 75%PPTC.L President Energy PLC UK 0-90,900 25% 90,900-275,000 40% >275000 75% 75%PRES.L Pressure Technologies PLC UK 0-8,000 25% 8,000-16,000 40% 16,000-24,000 50% 60% >24,000 75%PHP.L Primary Health Properties PLC UK 0-80,000 25% 80,000-240,000 40% 240,000-306,791 50% 60% >306,791 75%PRP.L Prime People PLC UK 0-10,800 25% 10,800-21,600 40% 21,600-32,400 50% 60% >32,400 75%PRIMP.L Primorus Investments Plc UK 0-4,651,200 25% 4,651,200-9,302,400 40% 9,302,400-13,953,600 50% 60% >13,953,600 75%PEY.L Princess Private Equity Holding Ltd UK 0-5,000 25% 5,000-15,000 40% 15,000-19,321 50% 60% >19,321 75%PCF.L Private & Commercial Finance Group PLC UK 0-35,900 25% 35,900-71,800 40% 71,800-107,700 50% 60% >107,700 75%PROG.L Pro Global Insurance Solutions PLC UK 0-71,400 25% 71,400-142,800 40% 142,800-214,200 50% 60% >214,200 75%PHD.L PROACTIS Holdings PLC UK 0-5,600 25% 5,600-11,200 40% 11,200-16,800 50% 60% >16,800 75%PIL.L Produce Investments PLC UK 0-5,500 25% 5,500-11,000 40% 11,000-16,500 50% 60% >16,500 75%





PGY.L Progility PLC UK 0-1,111,100 25% 1,111,100-2,222,200 40% 2,222,200-3,333,300 50% 60% >3,333,300 75%TPFG.L Property Franchise Group Plc UK 0-7,300 25% 7,300-14,600 40% 14,600-21,900 50% 60% >21,900 75%PPIRx.L ProPhotonix Limited UK 0-109,600 25% 109,600-219,200 40% 219,200-328,800 50% 60% >328,800 75%PXOG.L Prospex Oil and Gas Plc UK 0-1,951,200 25% 1,951,200-3,902,400 40% 3,902,400-6,374,044 50% 60% >6,374,044 75%PRM.L Proteome Sciences PLC UK 0-275,900 25% 275,900-551,800 40% >551800 75% 75%P6K.L Proton Power Systems PLC UK 0-307,700 25% 307,700-615,400 40% 615,400-923,100 50% 60% >923,100 75%PGOO.L ProVen Growth & Income VCT PLC UK 0-15,000 25% 15,000-30,000 40% 30,000-45,000 50% 60% >45,000 75%PVN.L ProVen VCT PLC UK 0-11,000 25% 11,000-22,000 40% 22,000-33,000 50% 60% >33,000 75%NTR.L Provexis PLC UK 0-1,492,500 25% 1,492,500-4,500,000 40% >4500000 75% 75%PRR.L Providence Resources PLC UK 0-140,300 25% 140,300-280,600 40% 280,600-402,301 50% 60% >402,301 75%PROXP.L Proxama PLC UK 0-34,482,800 25% 34,482,800-68,965,600 40% 68,965,600-103,448,400 50% 60% >103,448,400 75%PRU.L Prudential PLC UK 0-50,000 5% 50,000-270,929 10% 270,929-1,083,717 20% 40% >1,083,717 75%PUMX.L Puma VCT 10 PLC UK 0-12,000 25% 12,000-24,000 40% 24,000-36,000 50% 60% >36,000 75%PURE.L PureCircle Limited UK 0-10,000 25% 10,000-30,000 40% 30,000-43,809 50% 60% >43,809 75%PRTC.L PureTech Health Plc UK 0-8,100 25% 8,100-16,200 40% 16,200-22,066 50% 60% >22,066 75%PURP.L Purplebricks Group PLC UK 0-100,000 15% 100,000-300,000 25% 300,000-455,678 40% 55% >455,678 75%PVCS.L PV Crystalox Solar PLC UK 0-42,300 25% 42,300-130,000 40% >130000 75% 75%PZC.L PZ Cussons PLC UK 0-45,000 20% 45,000-140,000 30% 140,000-175,563 50% 60% >175,563 75%QIF.L Qatar Investment Fund PLC UK 0-15,100 25% 15,100-45,000 40% >45000 75% 75%QQ.L QinetiQ Group PLC UK 0-218,500 15% 218,500-650,000 25% 650,000-989,064 40% 55% >989,064 75%QFI.L Quadrise Fuels International PLC UK 0-243,000 25% 243,000-486,000 40% 486,000-646,177 50% 60% >646,177 75%QTX.L Quartix Holdings PLC UK 0-2,800 25% 2,800-5,600 40% 5,600-8,400 50% 60% >8,400 75%QRT.L Quarto Group Inc UK 0-8,200 25% 8,200-16,400 40% 16,400-24,600 50% 60% >24,600 75%QXT.L Quixant PLC UK 0-2,300 25% 2,300-4,600 40% 4,600-6,900 50% 60% >6,900 75%QUIZ.L Quiz PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-67,544 50% 60% >67,544 75%RBWR.L Rainbow Rare Earths Limited UK 0-59,700 25% 59,700-119,400 40% 119,400-179,100 50% 60% >179,100 75%RMM.L Rambler Metals and Mining PLC UK 0-115,900 25% 115,900-231,800 40% 231,800-347,700 50% 60% >347,700 75%RFXR.L Ramsdens Holdings PLC UK 0-5,400 25% 5,400-10,800 40% 10,800-16,200 50% 60% >16,200 75%RQIH.L Randall & Quilter Investment Holdings Ltd UK 0-7,400 25% 7,400-14,800 40% 14,800-22,200 50% 60% >22,200 75%RRS.L Randgold Resources Ltd UK 0-15,000 5% 15,000-72,411 10% 72,411-250,000 20% 40% >250,000 75%RGRS.L Range Resources Ltd (LSE) UK 0-2,941,200 25% 2,941,200-5,882,400 40% >5882400 75% 75%RDL.L Ranger Direct Lending Fund PLC UK 0-1,300 25% 1,300-4,000 40% 4,000-4,127 50% 60% >4,127 75%RDLo.L Ranger Direct Lending Fund PLC UK 0-9,700 25% 9,700-19,400 40% 19,400-29,100 50% 60% >29,100 75%RNK.L Rank Group PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-54,134 50% 60% >54,134 75%RMA.L Rasmala PLC UK 0-7,000 25% 7,000-14,000 40% 14,000-21,000 50% 60% >21,000 75%RAT.L Rathbone Brothers PLC UK 0-7,000 20% 7,000-20,000 30% 20,000-28,849 50% 60% >28,849 75%RUS.L Raven Russia Ltd UK 0-20,000 25% 20,000-60,000 40% 60,000-80,827 50% 60% >80,827 75%REAH.L REA Holdings PLC UK 0-3,000 25% 3,000-9,000 40% >9000 75% 75%RBDR.L Reabold Resources PLC UK 0-1,212,100 25% 1,212,100-2,424,200 40% 2,424,200-3,636,300 50% 60% >3,636,300 75%R4ER.L Reach4entertainment Enterprises PLC UK 0-470,600 25% 470,600-941,200 40% 941,200-1,411,800 50% 60% >1,411,800 75%REAT.L REACT Group PLC UK 0-2,222,200 25% 2,222,200-4,444,400 40% 4,444,400-6,666,600 50% 60% >6,666,600 75%RECIV.L Real Estate Credit Investments PCC Ltd UK 0-9,000 25% 9,000-25,000 40% 25,000-35,739 50% 60% >35,739 75%RLE.L Real Estate Investors PLC UK 0-16,500 25% 16,500-33,000 40% 33,000-49,500 50% 60% >49,500 75%RGD.L Real Good Food Co PLC UK 0-41,700 25% 41,700-83,400 40% 83,400-125,100 50% 60% >125,100 75%RLM.L Realm Therapeutics PLC UK 0-23,000 25% 23,000-46,000 40% 46,000-69,000 50% 60% >69,000 75%RB.L Reckitt Benckiser Group PLC UK 0-15,000 5% 15,000-76,405 10% 76,405-305,623 20% 40% >305,623 75%RC2.L Reconstruction Capital II Limited UK 0-60,000 25% 60,000-120,000 40% 120,000-180,000 50% 60% >180,000 75%RECL.L Record PLC UK 0-21,000 25% 21,000-65,000 40% >65000 75% 75%RMPq.L Red Emperor Resources NL UK 0-869,500 25% 869,500-1,739,000 40% >1739000 75% 75%RLEO.L Red Leopard Holdings PLC UK 0-4,255,300 25% 4,255,300-8,510,600 40% 8,510,600-12,765,900 50% 60% >12,765,900 75%RRR.L Red Rock Resources PLC UK 0-1,600,000 25% 1,600,000-3,200,000 40% 3,200,000-4,800,000 50% 60% >4,800,000 75%RCN.L Redcentric PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-123,038 50% 60% >123,038 75%REDD.L Redde Plc UK 0-45,000 25% 45,000-140,000 40% 140,000-186,179 50% 60% >186,179 75%RDI.L Redefine International PLC (LSE) UK 0-270,800 25% 270,800-1,477,090 40% 1,477,090-1,865,584 50% 60% >1,865,584 75%RHL.L Redhall Group PLC UK 0-135,600 25% 135,600-271,200 40% 271,200-406,800 50% 60% >406,800 75%RDW.L Redrow PLC UK 0-70,000 10% 70,000-420,521 20% 420,521-483,482 35% 45% >483,482 75%AMAN.L RedstoneConnect PLC UK 0-8,700 25% 8,700-17,400 40% 17,400-26,100 50% 60% >26,100 75%RED.L Redt Energy PLC UK 0-101,300 25% 101,300-202,600 40% 202,600-303,900 50% 60% >303,900 75%REDX.L Redx Pharma PLC UK 0-57,100 25% 57,100-114,200 40% 114,200-171,300 50% 60% >171,300 75%RPT.L Regal Petroleum PLC UK 0-133,300 25% 133,300-400,000 40% >400000 75% 75%RGM.L Regency Mines PLC UK 0-1,333,300 25% 1,333,300-2,666,600 40% 2,666,600-3,999,900 50% 60% >3,999,900 75%RGLR.L Regional Reit Limited UK 0-40,000 25% 40,000-120,000 40% 120,000-154,294 50% 60% >154,294 75%RELIq.L Reliance Industries Ltd - GDR UK 0-20,000 15% 20,000-60,000 25% 60,000-90,577 40% 55% >90,577 75%REL.L RELX PLC UK 0-60,000 5% 60,000-290,697 10% 290,697-1,162,790 20% 40% >1,162,790 75%RQE.L ReNeuron Group PLC UK 0-481,900 25% 481,900-963,800 40% 963,800-1,445,700 50% 60% >1,445,700 75%RNWH.L Renew Holdings PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-22,740 50% 60% >22,740 75%TRIG.L Renewables Infrastructure Group Ltd UK 0-110,000 25% 110,000-325,000 40% 325,000-431,229 50% 60% >431,229 75%RWI.L Renewi PLC UK 0-120,000 25% 120,000-350,000 40% 350,000-479,569 50% 60% >479,569 75%RSW.L Renishaw PLC UK 0-9,000 15% 9,000-25,000 25% 25,000-39,372 40% 55% >39,372 75%RNO.L Renold PLC UK 0-21,900 25% 21,900-65,000 40% >65000 75% 75%RTO.L Rentokil Initial PLC UK 0-156,000 10% 156,000-779,787 20% 779,787-2,141,928 35% 45% >2,141,928 75%RESIR.L Residential Secure Income PLC UK 0-10,200 25% 10,200-30,000 40% 30,000-35,417 50% 60% >35,417 75%RTN.L Restaurant Group PLC UK 0-100,000 20% 100,000-300,000 30% 300,000-419,960 50% 60% >419,960 75%RSTP.L Restore PLC UK 0-3,300 25% 3,300-6,600 40% 6,600-9,900 50% 60% >9,900 75%RBG.L Revolution Bars Group Plc UK 0-40,000 25% 40,000-120,000 40% 120,000-164,721 50% 60% >164,721 75%RTHM.L Rhythmone Plc UK 0-15,000 25% 15,000-45,000 40% 45,000-53,954 50% 60% >53,954 75%RCDO.L Ricardo PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-12,388 50% 60% >12,388 75%RLDR.L Richland Resources Ltd UK 0-1,666,700 25% 1,666,700-3,333,400 40% 3,333,400-5,000,100 50% 60% >5,000,100 75%RICX.L Richoux Group PLC UK 0-74,100 25% 74,100-148,200 40% 148,200-222,300 50% 60% >222,300 75%RMV.L Rightmove PLC UK 0-12,700 10% 12,700-63,291 20% 63,291-118,347 35% 45% >118,347 75%RIICi.L RIII - Rights and Issues Investment Trust PLC UK 0-500 25% 500-1,000 40% 1,000-1,500 50% 60% >1,500 75%RIO.L Rio Tinto PLC UK 0-25,000 5% 25,000-135,317 10% 135,317-541,271 20% 40% >541,271 75%RCP.L RIT Capital Partners PLC UK 0-10,000 20% 10,000-30,000 30% 30,000-48,343 50% 60% >48,343 75%RIV.L River & Mercantile Group PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-11,432 50% 60% >11,432 75%RMMC.L River and Mercantile UK Micro Cap Investment C UK 0-5,300 25% 5,300-10,600 40% 10,600-15,900 50% 60% >15,900 75%RSER.L Riverstone Energy Limited UK 0-4,000 25% 4,000-10,000 40% 10,000-15,781 50% 60% >15,781 75%RM.L RM PLC UK 0-6,100 25% 6,100-20,000 40% >20000 75% 75%RMDL.L RM Secured Direct Lending plc UK 0-9,800 25% 9,800-19,600 40% 19,600-29,400 50% 60% >29,400 75%RM2.L RM2 International SA UK 0-242,400 25% 242,400-484,800 40% 484,800-727,200 50% 60% >727,200 75%RWA.L Robert Walters PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-28,495 50% 60% >28,495 75%RBSN.L Robinson PLC UK 0-8,200 25% 8,200-16,400 40% 16,400-24,600 50% 60% >24,600 75%RKH.L Rockhopper Exploration PLC UK 0-90,000 25% 90,000-275,000 40% 275,000-375,626 50% 60% >375,626 75%RRE.L RockRose Energy PLC UK 0-7,900 25% 7,900-15,800 40% >15800 75% 75%RR.L Rolls-Royce Holdings PLC UK 0-110,000 5% 110,000-538,793 10% 538,793-2,155,172 20% 40% >2,155,172 75%ROSER.L Rose Petroleum PLC UK 0-242,400 25% 242,400-484,800 40% 484,800-727,200 50% 60% >727,200 75%ROSNq.L Rosneft OAO - GDR UK 0-119,100 10% 119,100-595,535 20% 595,535-2,301,990 35% 45% >2,301,990 75%RGP.L Ross Group PLC UK 0-1,428,600 25% 1,428,600-2,857,200 40% 2,857,200-4,285,800 50% 60% >4,285,800 75%RDTR.L Rosslyn Data Technologies PLC UK 0-177,800 25% 177,800-355,600 40% 355,600-533,400 50% 60% >533,400 75%ROSyq.L Rostelecom OJSC - GDR UK 0-4,000 25% 4,000-10,000 40% 10,000-16,779 50% 60% >16,779 75%ROTL.L Rotala PLC UK 0-17,100 25% 17,100-34,200 40% 34,200-51,300 50% 60% >51,300 75%ROR.L Rotork PLC UK 0-170,000 10% 170,000-959,692 20% 959,692-1,136,704 35% 45% >1,136,704 75%RBS.L Royal Bank of Scotland Group PLC UK 0-375,000 5% 375,000-1,000,000 10% 1,000,000-5,500,000 20% 40% >5,500,000 75%





RDSa.L Royal Dutch Shell PLC - A (LSE) UK 0-40,000 5% 40,000-206,782 10% 206,782-800,000 20% 40% >800,000 75%RDSb.L Royal Dutch Shell PLC - B (LSE) UK 0-40,000 5% 40,000-203,458 10% 203,458-813,835 20% 40% >813,835 75%RMG.L Royal Mail PLC UK 0-275,000 10% 275,000-825,000 20% 825,000-2,000,000 35% 45% >2,000,000 75%RPC.L RPC Group PLC UK 0-54,300 10% 54,300-271,296 20% 271,296-969,594 35% 45% >969,594 75%RPS.L RPS Group PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-83,047 50% 60% >83,047 75%RSA.L RSA Insurance Group PLC UK 0-160,000 10% 160,000-475,000 20% 475,000-1,000,000 35% 45% >1,000,000 75%RTCR.L RTC Group PLC UK 0-16,800 25% 16,800-33,600 40% 33,600-50,400 50% 60% >50,400 75%RICA_p.L Ruffer Investment Company Ltd UK 0-15,000 25% 15,000-45,000 40% 45,000-52,707 50% 60% >52,707 75%RUR.L Rurelec PLC UK 0-769,200 40% 769,200-1,538,400 50% 1,538,400-2,307,600 60% 60% >2,307,600 75%HYDRq.L RusHydro JSC - GDR UK 0-70,000 25% 70,000-210,000 40% 210,000-271,996 50% 60% >271,996 75%RWS.L RWS Holdings PLC UK 0-25,000 25% 25,000-75,000 40% 75,000-90,529 50% 60% >90,529 75%RYA.L Ryanair Holdings PLC (LSE) UK 0-33,300 10% 33,300-166,666 20% 166,666-666,666 35% 45% >666,666 75%SUS.L S&U PLC UK 0-500 25% 500-1,500 40% 1,500-2,089 50% 60% >2,089 75%SAA.L Saatchi (M&C) PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-29,611 50% 60% >29,611 75%SNT.L Sabien Technology Group PLC UK 0-1,142,900 25% 1,142,900-2,285,800 40% 2,285,800-3,428,700 50% 60% >3,428,700 75%SCHS.L SafeCharge International Group Ltd UK 0-3,200 25% 3,200-6,400 40% 6,400-9,600 50% 60% >9,600 75%SAFL.L Safeland PLC UK 0-16,500 25% 16,500-33,000 40% 33,000-49,500 50% 60% >49,500 75%SSTY.L Safestay PLC UK 0-19,600 25% 19,600-39,200 40% 39,200-58,800 50% 60% >58,800 75%SAFE.L Safestore Holdings PLC UK 0-45,000 20% 45,000-140,000 30% 140,000-175,672 50% 60% >175,672 75%SFES.L SafeStyle UK Ltd UK 0-25,000 25% 25,000-75,000 40% 75,000-105,546 50% 60% >105,546 75%SRON.L Saffron Energy PLC UK 0-228,600 25% 228,600-457,200 40% 457,200-685,800 50% 60% >685,800 75%SAGAG.L Saga Ltd UK 0-268,000 15% 268,000-800,000 25% 800,000-1,223,545 40% 55% >1,223,545 75%SGE.L Sage Group PLC UK 0-90,000 5% 90,000-667,556 10% 667,556-1,500,000 20% 40% >1,500,000 75%SAFI.L Sagicor Financial Corporation UK 0-10,800 25% 10,800-21,600 40% 21,600-32,400 50% 60% >32,400 75%SBRY.L Sainsbury (J) PLC UK 0-300,000 5% 300,000-2,153,316 10% 2,153,316-4,000,000 20% 40% >4,000,000 75%SO4.L Salt Lake Potash Limited (LSE) UK 0-33,300 25% 33,300-66,600 40% 66,600-106,319 50% 60% >106,319 75%SALVS.L SalvaRx Group PLC UK 0-32,000 25% 32,000-64,000 40% >64000 75% 75%HSM1.L Samuel Heath and Sons PLC UK 0-2,000 25% 2,000-4,000 40% 4,000-6,000 50% 60% >6,000 75%SLEN.L San Leon Energy PLC UK 0-60,000 25% 60,000-180,000 40% 180,000-242,729 50% 60% >242,729 75%SND.L Sanderson Group PLC UK 0-14,900 25% 14,900-29,800 40% 29,800-44,700 50% 60% >44,700 75%SIT.L Sanditon Investment Trust PLC UK 0-11,000 25% 11,000-35,000 40% >35000 75% 75%SNNS.L Sanne Group PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-142,982 50% 60% >142,982 75%SAR.L Sareum Holdings PLC UK 0-1,111,100 25% 1,111,100-2,222,200 40% 2,222,200-3,333,300 50% 60% >3,333,300 75%SAT.L Satellite Solutions Worldwide Group Ltd UK 0-131,100 25% 131,100-262,200 40% 262,200-393,300 50% 60% >393,300 75%SAVP.L Savannah Petroleum PLC UK 0-28,900 25% 28,900-57,800 40% 57,800-86,700 50% 60% >86,700 75%SAVS.L Savannah Resources Plc UK 0-200,000 25% 200,000-400,000 40% 400,000-600,000 50% 60% >600,000 75%SVS.L Savills PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-130,175 50% 60% >130,175 75%SBNCyq.L Sberbank of Russia - GDR UK 0-42,600 10% 42,600-213,099 20% 213,099-852,000 35% 45% >852,000 75%SCLP.L Scancell Holdings PLC UK 0-89,900 25% 89,900-179,800 40% 179,800-269,700 50% 60% >269,700 75%SCPA.L Scapa Group PLC UK 0-40,000 20% 40,000-120,000 30% 120,000-154,022 50% 60% >154,022 75%SCHOS.L Scholium Group Plc UK 0-17,400 25% 17,400-34,800 40% 34,800-52,200 50% 60% >52,200 75%SDP.L Schroder AsiaPacific Fund PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-30,092 50% 60% >30,092 75%SERE.L Schroder European Real Estate Investment Trus UK 0-8,800 25% 8,800-55,000 40% 55,000-66,886 50% 60% >66,886 75%SCF.L Schroder Income Growth Fund PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-14,624 50% 60% >14,624 75%SJG.L Schroder Japan Growth Fund PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-31,658 50% 60% >31,658 75%SOI.L Schroder Oriental Income Fund Ltd UK 0-15,000 25% 15,000-45,000 40% 45,000-61,016 50% 60% >61,016 75%SREI.L Schroder Real Estate Investment Trust Ltd UK 0-50,000 25% 50,000-150,000 40% 150,000-212,608 50% 60% >212,608 75%SDU.L Schroder UK Growth Fund PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-38,774 50% 60% >38,774 75%SCP.L Schroder UK Mid Cap Fund PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-11,169 50% 60% >11,169 75%SDR.L Schroders PLC UK 0-25,000 10% 25,000-75,000 20% 75,000-160,000 35% 45% >160,000 75%SDRt.L Schroders PLC - Non Vtg UK 0-5,000 20% 5,000-15,000 30% 15,000-19,952 50% 60% >19,952 75%SAGS.L Science Group UK 0-4,400 25% 4,400-8,800 40% 8,800-13,200 50% 60% >13,200 75%SISS.L Science In Sport Ltd UK 0-14,000 25% 14,000-28,000 40% 28,000-42,000 50% 60% >42,000 75%SDIS.L Scientific Digital Imaging PLC UK 0-44,400 25% 44,400-88,800 40% 88,800-133,200 50% 60% >133,200 75%SSY.L SciSys PLC UK 0-7,300 25% 7,300-14,600 40% 14,600-21,900 50% 60% >21,900 75%SGZ.L Scotgold Resources Ltd UK 0-37,000 25% 37,000-74,000 40% 74,000-111,000 50% 60% >111,000 75%SCAM.L Scottish American Investment Co PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-25,294 50% 60% >25,294 75%SCIN.L Scottish Investment Trust PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-40,125 50% 60% >40,125 75%SMT.L Scottish Mortgage Investment Trust PLC UK 0-110,600 10% 110,600-552,852 20% 552,852-946,433 35% 45% >946,433 75%SOST.L Scottish Oriental Smaller Companies Trust PLC UK 0-1,500 25% 1,500-4,500 40% 4,500-5,982 50% 60% >5,982 75%SCSS.L ScS Group PLC UK 0-7,000 25% 7,000-20,000 40% 20,000-27,784 50% 60% >27,784 75%SDL.L SDL PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-48,133 50% 60% >48,133 75%SDX.L SDX Energy Inc UK 0-18,700 25% 18,700-37,400 40% 37,400-56,100 50% 60% >56,100 75%SIRE.L Secure Income REIT PLC UK 0-2,700 25% 2,700-5,400 40% 5,400-8,100 50% 60% >8,100 75%SPDI.L SECURE PROPERTY Development & Investme UK 0-81,600 25% 81,600-163,200 40% 163,200-244,800 50% 60% >244,800 75%STBS.L Secure Trust Bank PLC UK 0-500 25% 500-1,500 40% >1500 75% 75%SESTS.L Securities Trust of Scotland PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,144 50% 60% >23,144 75%M2Z.L Seeing Machines Ltd UK 0-177,800 25% 177,800-355,600 40% 355,600-533,400 50% 60% >533,400 75%SGRO.L Segro PLC UK 0-91,500 10% 91,500-457,456 20% 457,456-1,148,171 35% 45% >1,148,171 75%SIGT.L Seneca Global Income & Growth Trust PLC UK 0-5,600 25% 5,600-11,200 40% 11,200-16,800 50% 60% >16,800 75%SNR.L Senior PLC UK 0-110,000 15% 110,000-325,000 25% 325,000-503,737 40% 55% >503,737 75%SEN.L Senterra Energy PLC UK 0-400,100 25% 400,100-800,200 40% 800,200-1,200,300 50% 60% >1,200,300 75%SEPL.L SEPLAT Petroleum Development Co Plc UK 0-20,000 25% 20,000-60,000 40% 60,000-81,719 50% 60% >81,719 75%SEQI.L Sequoia Economic Infrastructure Income Fund LUK 0-40,000 25% 40,000-120,000 40% 120,000-156,546 50% 60% >156,546 75%SRB.L Serabi Gold PLC UK 0-242,400 25% 242,400-484,800 40% 484,800-727,200 50% 60% >727,200 75%SRP.L Serco Group PLC UK 0-275,000 15% 275,000-825,000 25% 825,000-1,167,975 40% 55% >1,167,975 75%SQZ.L Serica Energy PLC UK 0-70,000 25% 70,000-210,000 40% 210,000-296,285 50% 60% >296,285 75%SERV.L Servelec Group Plc UK 0-9,000 25% 9,000-25,000 40% 25,000-36,497 50% 60% >36,497 75%SEVL.L Servision PLC UK 0-571,400 25% 571,400-1,142,800 40% 1,142,800-1,714,200 50% 60% >1,714,200 75%SVCA.L Servoca PLC UK 0-43,500 25% 43,500-87,000 40% 87,000-130,500 50% 60% >130,500 75%SFR.L Severfield PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-53,678 50% 60% >53,678 75%SVT.L Severn Trent PLC UK 0-30,000 5% 30,000-230,520 10% 230,520-400,000 20% 40% >400,000 75%SVSTq.L Severstal OAO - GDR UK 0-44,800 10% 44,800-223,825 20% 223,825-410,699 35% 45% >410,699 75%SHB.L Shaftesbury PLC UK 0-50,000 15% 50,000-150,000 25% 150,000-237,258 40% 55% >237,258 75%SHAN.L Shanta Gold Ltd UK 0-296,300 25% 296,300-592,600 40% 592,600-888,900 50% 60% >888,900 75%SHRE.L Share PLC UK 0-41,200 25% 41,200-82,400 40% 82,400-123,600 50% 60% >123,600 75%SWG.L Shearwater Group Plc UK 0-296,300 25% 296,300-592,600 40% 592,600-888,900 50% 60% >888,900 75%SIGB.L Sherborne Investors (Guernsey) B Limited UK 0-19,000 25% 19,000-38,000 40% 38,000-57,000 50% 60% >57,000 75%STXS.L Shield Therapeutics PLC UK 0-6,300 25% 6,300-12,600 40% 12,600-18,900 50% 60% >18,900 75%SHP.L Shire PLC UK 0-30,000 10% 30,000-141,462 20% 141,462-565,850 35% 45% >565,850 75%SHRS.L Shires Income PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-15,560 50% 60% >15,560 75%SHOE.L Shoe Zone PLC UK 0-6,300 25% 6,300-12,600 40% 12,600-18,900 50% 60% >18,900 75%SGRS.L Shore Capital Group Ltd UK 0-4,300 25% 4,300-8,600 40% 8,600-12,900 50% 60% >12,900 75%SHI.L SIG PLC UK 0-300,000 15% 300,000-900,000 25% 900,000-1,351,549 40% 55% >1,351,549 75%SISGM.L Sigma Capital Group PLC UK 0-11,900 25% 11,900-23,800 40% 23,800-35,700 50% 60% >35,700 75%SRC.L Sigmaroc PLC UK 0-21,700 25% 21,700-43,400 40% 43,400-65,100 50% 60% >65,100 75%SLN.L Silence Therapeutics PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-31,942 50% 60% >31,942 75%SIMI.L SimiGon Ltd UK 0-58,000 25% 58,000-116,000 40% 116,000-174,000 50% 60% >174,000 75%SPH.L Sinclair IS Pharma PLC UK 0-45,000 25% 45,000-140,000 40% 140,000-189,371 50% 60% >189,371 75%SXX.L Sirius Minerals PLC UK 0-1,923,100 25% 1,923,100-6,000,000 40% 6,000,000-11,504,794 50% 60% >11,504,794 75%SRSP.L Sirius Petroleum PLC UK 0-888,900 25% 888,900-1,777,800 40% 1,777,800-2,666,700 50% 60% >2,666,700 75%SRET.L Sirius Real Estate Ltd (LSE) UK 0-28,800 25% 28,800-57,600 40% 57,600-86,400 50% 60% >86,400 75%





SSAq.L Sistema JSFC - GDR UK 0-70,000 20% 70,000-210,000 30% 210,000-291,297 50% 60% >291,297 75%SBTX.L SkinBioTherapeutics PLC UK 0-93,000 25% 93,000-186,000 40% 186,000-279,000 50% 60% >279,000 75%SKYB.L Sky Plc UK 0-110,000 10% 110,000-544,662 20% 544,662-1,500,000 35% 45% >1,500,000 75%SLET.L SLET - Standard Life Equity Income Trust PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-18,435 50% 60% >18,435 75%SDV.L Small Companies Dividend Trust PLC UK 0-3,700 25% 3,700-7,400 40% 7,400-11,100 50% 60% >11,100 75%SDVZ_p.L Small Companies ZDP PLC UK 0-7,300 25% 7,300-14,600 40% 14,600-21,900 50% 60% >21,900 75%SMSS.L Smart Metering Systems PLC UK 0-20,000 20% 20,000-60,000 30% 60,000-88,399 50% 60% >88,399 75%SN.L Smith & Nephew PLC UK 0-70,000 5% 70,000-373,412 10% 373,412-1,493,651 20% 40% >1,493,651 75%SMIN.L Smiths Group PLC UK 0-45,000 5% 45,000-329,380 10% 329,380-575,000 20% 40% >575,000 75%SKG.L Smurfit Kappa Group PLC UK 0-22,100 10% 22,100-110,306 20% 110,306-441,224 35% 45% >441,224 75%ZZZ.L Snoozebox Holdings PLC UK 0-2,777,800 25% 2,777,800-5,555,600 40% 5,555,600-8,333,400 50% 60% >8,333,400 75%SIA.L Soco International PLC UK 0-25,000 25% 25,000-75,000 40% 75,000-99,817 50% 60% >99,817 75%SCTS.L Softcat PLC UK 0-40,000 20% 40,000-120,000 30% 120,000-165,624 50% 60% >165,624 75%SOLG.L SolGold PLC UK 0-54,500 25% 54,500-109,000 40% 109,000-163,500 50% 60% >163,500 75%SOLI.L Solid State PLC UK 0-2,400 25% 2,400-4,800 40% 4,800-7,200 50% 60% >7,200 75%SOLO.L Solo Oil PLC UK 0-210,500 25% 210,500-421,000 40% 421,000-631,500 50% 60% >631,500 75%SOM.L Somero Enterprises Inc UK 0-3,500 25% 3,500-7,000 40% 7,000-10,500 50% 60% >10,500 75%SPHN.L Sopheon PLC UK 0-2,800 25% 2,800-5,600 40% 5,600-8,400 50% 60% >8,400 75%SOPH.L Sophos Limited UK 0-85,500 10% 85,500-427,350 20% 427,350-595,518 35% 45% >595,518 75%SOSS.L Sosandar PLC UK 0-51,900 25% 51,900-103,800 40% 103,800-155,700 50% 60% >155,700 75%SOU.L Sound Energy PLC UK 0-76,900 25% 76,900-153,800 40% 153,800-230,700 50% 60% >230,700 75%SAPO.L South African Property Opportunities PLC UK 0-666,700 25% 666,700-1,333,400 40% 1,333,400-2,000,100 50% 60% >2,000,100 75%SMAS.L Sovereign Mines Of Africa PLC UK 0-3,703,700 25% 3,703,700-7,407,400 40% 7,407,400-11,111,100 50% 60% >11,111,100 75%SAL.L SpaceandPeople PLC UK 0-33,100 25% 33,100-66,200 40% 66,200-99,300 50% 60% >99,300 75%SPSY.L Spectra Systems Corporation UK 0-12,500 25% 12,500-25,000 40% 25,000-37,500 50% 60% >37,500 75%SXS.L Spectris PLC UK 0-19,800 10% 19,800-99,088 20% 99,088-140,113 35% 45% >140,113 75%SDY.L Speedy Hire PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-162,305 50% 60% >162,305 75%SOP.L Spinnaker Opportunities PLC UK 0-222,200 25% 222,200-444,400 40% 444,400-666,600 50% 60% >666,600 75%SPX.L Spirax-Sarco Engineering PLC UK 0-8,800 10% 8,800-43,936 20% 43,936-69,379 35% 45% >69,379 75%SPI.L Spire Healthcare Group PLC UK 0-140,000 15% 140,000-425,000 25% 425,000-636,372 40% 55% >636,372 75%SPT.L Spirent Communications PLC UK 0-60,000 25% 60,000-180,000 40% 180,000-228,015 50% 60% >228,015 75%SRO.L Spitfire Oil Limited UK 0-145,500 25% 145,500-291,000 40% 291,000-436,500 50% 60% >436,500 75%ROD.L Sportech PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-55,813 50% 60% >55,813 75%SPD.L Sports Direct International PLC UK 0-100,000 10% 100,000-300,000 20% 300,000-625,000 35% 45% >625,000 75%SPRSP.L Springfield Properties PLC UK 0-8,900 25% 8,900-17,800 40% 17,800-26,700 50% 60% >26,700 75%SPRP.L Sprue Aegis PLC UK 0-5,200 25% 5,200-10,400 40% 10,400-15,600 50% 60% >15,600 75%SQNS.L SQN Asset Finance Income Fund Ltd UK 0-25,000 25% 25,000-75,000 40% 75,000-92,450 50% 60% >92,450 75%SQNSc.L SQN Asset Finance Income Fund Ltd - C UK 0-10,900 25% 10,900-35,000 40% >35000 75% 75%SSIF.L SQN Secured Income Fund PLC UK 0-10,500 25% 10,500-21,000 40% 21,000-31,500 50% 60% >31,500 75%SQS.L SQS Software Quality Systems AG UK 0-1,900 25% 1,900-3,800 40% 3,800-5,700 50% 60% >5,700 75%SORA.L SRT Marine Systems PLC UK 0-28,200 25% 28,200-56,400 40% 56,400-84,600 50% 60% >84,600 75%SSE.L SSE PLC UK 0-70,000 5% 70,000-367,647 10% 367,647-1,470,588 20% 40% >1,470,588 75%SSPG.L SSP Group Ltd UK 0-70,000 10% 70,000-418,760 20% 418,760-474,113 35% 45% >474,113 75%SIV.L St Ives PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-116,128 50% 60% >116,128 75%SJP.L St James's Place PLC UK 0-90,000 10% 90,000-275,000 20% 275,000-600,000 35% 45% >600,000 75%SMP.L ST Modwen Properties PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-134,292 50% 60% >134,292 75%SPPC.L St Peter Port Capital Ltd UK 0-114,300 25% 114,300-228,600 40% 228,600-342,900 50% 60% >342,900 75%SDMS.L Stadium Group PLC UK 0-12,400 25% 12,400-24,800 40% 24,800-37,200 50% 60% >37,200 75%STAF.L Staffline Group PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-30,189 50% 60% >30,189 75%SGC.L Stagecoach Group PLC UK 0-180,000 20% 180,000-550,000 30% 550,000-722,243 50% 60% >722,243 75%STAN.L Standard Chartered PLC (LSE) UK 0-140,000 5% 140,000-681,198 10% 681,198-2,724,795 20% 40% >2,724,795 75%SLA.L Standard Life Aberdeen PLC UK 0-220,000 5% 220,000-1,203,079 10% 1,203,079-3,000,000 20% 40% >3,000,000 75%SLPE.L Standard Life European Private Equity Trust PLCUK 0-8,000 25% 8,000-25,000 40% 25,000-30,351 50% 60% >30,351 75%SLI.L Standard Life Investment Property Income Trust UK 0-50,000 25% 50,000-150,000 40% 150,000-201,989 50% 60% >201,989 75%SLS.L Standard Life UK Smaller Co Trust UK 0-4,000 25% 4,000-10,000 40% 10,000-17,155 50% 60% >17,155 75%SGI.L Stanley Gibbons Group PLC UK 0-142,900 25% 142,900-285,800 40% 285,800-428,700 50% 60% >428,700 75%STARS.L Starcom Plc UK 0-655,700 25% 655,700-1,311,400 40% 1,311,400-1,967,100 50% 60% >1,967,100 75%SVE.L Starvest PLC UK 0-285,700 25% 285,700-571,400 40% 571,400-857,100 50% 60% >857,100 75%SWEF.L Starwood European Real Estate Finance Ltd UK 0-15,000 25% 15,000-45,000 40% 45,000-59,626 50% 60% >59,626 75%SBIq.L State Bank of India - GDR UK 0-8,000 20% 8,000-25,000 30% 25,000-30,766 50% 60% >30,766 75%SOG.L Statpro Group PLC UK 0-6,400 25% 6,400-12,800 40% 12,800-19,200 50% 60% >19,200 75%STELD.L Stellar Diamonds PLC UK 0-363,600 25% 363,600-727,200 40% 727,200-1,090,800 50% 60% >1,090,800 75%STCM.L Steppe Cement Ltd UK 0-52,600 25% 52,600-105,200 40% 105,200-157,800 50% 60% >157,800 75%SEY.L Sterling Energy PLC UK 0-69,000 25% 69,000-138,000 40% >138000 75% 75%STWT.L Stewart & Wight PLC UK 0-1,900 25% 1,900-5,500 40% >5500 75% 75%STHR.L Sthree PLC UK 0-8,000 25% 8,000-25,000 40% 25,000-32,444 50% 60% >32,444 75%STLO.L Stilo International PLC UK 0-216,200 25% 216,200-432,400 40% 432,400-648,600 50% 60% >648,600 75%STMG.L STM Group PLC UK 0-18,700 25% 18,700-37,400 40% 37,400-56,100 50% 60% >56,100 75%STOB.L Stobart Group Ltd UK 0-50,000 25% 50,000-150,000 40% 150,000-190,202 50% 60% >190,202 75%STCK.L Stock Spirits Group PLC UK 0-25,000 25% 25,000-75,000 40% 75,000-108,686 50% 60% >108,686 75%STHP.L Stranger Holdings PLC UK 0-727,300 25% 727,300-1,454,600 40% 1,454,600-2,181,900 50% 60% >2,181,900 75%AERO.L Strat Aero Plc UK 0-18,181,800 25% 18,181,800-36,363,600 40% 36,363,600-54,545,400 50% 60% >54,545,400 75%SEC.L Strategic Equity Capital PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-24,170 50% 60% >24,170 75%SMLP.L Strategic Minerals PLC UK 0-459,800 25% 459,800-919,600 40% 919,600-1,379,400 50% 60% >1,379,400 75%STIL.L Stratex International PLC UK 0-754,700 25% 754,700-1,509,400 40% 1,509,400-2,264,100 50% 60% >2,264,100 75%STRST.L Stride Gaming PLC UK 0-3,900 25% 3,900-7,800 40% 7,800-11,700 50% 60% >11,700 75%KETL.L Strix Group PLC UK 0-50,000 25% 50,000-150,000 40% 150,000-212,091 50% 60% >212,091 75%STVG.L STV Group PLC UK 0-4,000 25% 4,000-10,000 40% 10,000-17,475 50% 60% >17,475 75%STY.L Styles & Wood Group PLC UK 0-3,100 25% 3,100-6,200 40% 6,200-9,300 50% 60% >9,300 75%SULA.L Sula Iron & Gold PLC UK 0-11,111,100 25% 11,111,100-22,222,200 40% 22,222,200-33,333,300 50% 60% >33,333,300 75%SMTG.L Summit Germany Ltd UK 0-9,800 25% 9,800-19,600 40% 19,600-29,400 50% 60% >29,400 75%SUMM.L Summit Therapeutics PLC UK 0-6,000 25% 6,000-12,000 40% 12,000-18,000 50% 60% >18,000 75%SRES.L Sunrise Resources plc UK 0-5,714,300 25% 5,714,300-11,428,600 40% 11,428,600-17,142,900 50% 60% >17,142,900 75%SGP.L SuperGroup PLC UK 0-20,000 15% 20,000-60,000 25% 60,000-83,178 40% 55% >83,178 75%SUPR.L Supermarket Income Reit PLC UK 0-10,000 25% 10,000-20,000 40% 20,000-30,000 50% 60% >30,000 75%SCEU.L Surface Transforms PLC UK 0-60,600 25% 60,600-121,200 40% 121,200-181,800 50% 60% >181,800 75%SUNU.L Surgical Innovations Group PLC UK 0-305,300 25% 305,300-610,600 40% 610,600-915,900 50% 60% >915,900 75%SNGSyq.L Surgutneftegas OAO - GDR UK 0-100,000 15% 100,000-300,000 25% 300,000-457,433 40% 55% >457,433 75%SUH.L Sutton Harbour Holdings PLC UK 0-38,500 25% 38,500-77,000 40% 77,000-115,500 50% 60% >115,500 75%SVME.L SVM UK Emerging Fund PLC UK 0-12,100 25% 12,100-24,200 40% 24,200-36,300 50% 60% >36,300 75%SWL.L Swallowfield PLC UK 0-2,500 25% 2,500-5,000 40% 5,000-7,500 50% 60% >7,500 75%SLPL.L Sylvania Platinum Ltd (LSE) UK 0-85,100 25% 85,100-170,200 40% 170,200-255,300 50% 60% >255,300 75%SYMU.L Symphony Environmental Technologies PLC UK 0-69,000 25% 69,000-138,000 40% 138,000-207,000 50% 60% >207,000 75%SIHL.L Symphony International Holdings Ltd UK 0-60,000 25% 60,000-180,000 40% 180,000-227,712 50% 60% >227,712 75%SYNG.L Synairgen PLC UK 0-74,100 25% 74,100-148,200 40% 148,200-222,300 50% 60% >222,300 75%SYNCS.L SYNC - Syncona Limited UK 0-30,000 25% 30,000-90,000 40% 90,000-122,946 50% 60% >122,946 75%SNXS.L Synectics PLC UK 0-4,100 25% 4,100-8,200 40% 8,200-12,300 50% 60% >12,300 75%SYNTS.L Synthomer PLC UK 0-60,000 20% 60,000-180,000 30% 180,000-223,558 50% 60% >223,558 75%SYS.L SysGroup PLC UK 0-27,400 25% 27,400-54,800 40% 54,800-82,200 50% 60% >82,200 75%SYS1.L System1 Group UK 0-2,400 25% 2,400-4,800 40% 4,800-7,200 50% 60% >7,200 75%CTO.L T Clarke PLC UK 0-13,300 25% 13,300-40,000 40% >40000 75% 75%TAL.L TAL - Zinc Media Group PLC UK 0-579,700 25% 579,700-1,159,400 40% 1,159,400-1,739,100 50% 60% >1,739,100 75%





TPF.L Taliesin Property Fund Ltd UK 0-200 25% 200-400 40% 400-600 50% 60% >600 75%TALK.L TalkTalk Telecom Group PLC UK 0-200,000 15% 200,000-600,000 25% 600,000-895,688 40% 55% >895,688 75%TND.L Tandem Group PLC UK 0-8,700 25% 8,700-17,400 40% 17,400-26,100 50% 60% >26,100 75%TAN.L Tanfield Group PLC UK 0-72,700 25% 72,700-220,000 40% >220000 75% 75%TAP.L Taptica International Limited UK 0-2,800 25% 2,800-5,600 40% 5,600-8,400 50% 60% >8,400 75%THRLT.L Target Healthcare REIT Ltd UK 0-8,800 25% 8,800-17,600 40% 17,600-26,400 50% 60% >26,400 75%TRS.L Tarsus Group PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,603 50% 60% >23,603 75%TAST.L Tasty PLC UK 0-31,500 25% 31,500-63,000 40% 63,000-94,500 50% 60% >94,500 75%TISCq.L Tata Steel Ltd - GDR UK 0-5,000 25% 5,000-15,000 40% 15,000-21,705 50% 60% >21,705 75%TATE.L Tate & Lyle PLC UK 0-70,800 10% 70,800-354,107 20% 354,107-968,856 35% 45% >968,856 75%TATNxq.L Tatneft OAO - GDR UK 0-13,400 10% 13,400-66,847 20% 66,847-117,803 35% 45% >117,803 75%TAMT.L Tatton Asset Management PLC UK 0-5,100 25% 5,100-15,000 40% >15000 75% 75%TAU.L Tau Capital PLC UK 0-254,100 25% 254,100-508,200 40% 508,200-762,300 50% 60% >762,300 75%TAVI.L Tavistock Investments PLC UK 0-381,000 25% 381,000-762,000 40% 762,000-1,143,000 50% 60% >1,143,000 75%TAX.L Tax Systems PLC UK 0-12,800 25% 12,800-25,600 40% 25,600-38,400 50% 60% >38,400 75%TW.L Taylor Wimpey PLC UK 0-525,000 5% 525,000-2,592,016 10% 2,592,016-7,000,000 20% 40% >7,000,000 75%TCSq.L TCS Group Holding PLC UK 0-15,000 20% 15,000-45,000 30% 45,000-50,341 50% 60% >50,341 75%TECH.L TechFinancials Inc UK 0-148,100 25% 148,100-296,200 40% 296,200-444,300 50% 60% >444,300 75%TED.L Ted Baker PLC UK 0-8,000 20% 8,000-25,000 30% 25,000-31,925 50% 60% >31,925 75%TJIu.L Tejoori Ltd UK 0-26,900 25% 26,900-53,800 40% 53,800-80,700 50% 60% >80,700 75%TEKT.L Tekcapital plc UK 0-33,300 25% 33,300-66,600 40% 66,600-99,900 50% 60% >99,900 75%TEP.L Telecom Plus PLC UK 0-9,000 25% 9,000-25,000 40% 25,000-34,180 50% 60% >34,180 75%TDET.L Telefonica SA (LON) UK 0-129,500 5% 129,500-646,597 10% 646,597-2,586,391 20% 40% >2,586,391 75%TELF.L Telford Homes PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-88,196 50% 60% >88,196 75%TELT.L Telit Communications PLC UK 0-210,000 20% 210,000-625,000 30% 625,000-856,598 50% 60% >856,598 75%TMPL.L Temple Bar Investment Trust PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,272 50% 60% >23,272 75%TEM.L Templeton Emerging Markets Investment Trust UK 0-35,000 20% 35,000-110,000 30% 110,000-144,176 50% 60% >144,176 75%TEG.L Ten Entertainment Group PLC UK 0-4,800 25% 4,800-15,000 40% >15000 75% 75%TERNT.L Tern Plc UK 0-266,700 25% 266,700-533,400 40% 533,400-800,100 50% 60% >800,100 75%TCA.L Terra Capital PLC UK 0-13,800 25% 13,800-27,600 40% 27,600-41,400 50% 60% >41,400 75%TYM.L Tertiary Minerals PLC UK 0-1,538,500 25% 1,538,500-3,077,000 40% 3,077,000-4,615,500 50% 60% >4,615,500 75%TSCO.L Tesco PLC UK 0-575,000 5% 575,000-2,831,257 10% 2,831,257-10,000,000 20% 40% >10,000,000 75%TPL.L Tethys Petroleum Ltd (LSE) UK 0-888,900 25% 888,900-1,777,800 40% >1777800 75% 75%TFG.L Tetragon Financial Group Limited UK 0-2,000 25% 2,000-10,000 40% 10,000-19,724 50% 60% >19,724 75%TXH.L Tex Holdings PLC UK 0-8,300 25% 8,300-16,600 40% 16,600-24,900 50% 60% >24,900 75%THAL.L Thalassa Holdings Ltd UK 0-10,500 25% 10,500-21,000 40% 21,000-31,500 50% 60% >31,500 75%THST.L Tharisa PLC UK 0-10,100 25% 10,100-20,200 40% 20,200-30,300 50% 60% >30,300 75%ET.L The Establishment Investment Trust PLC UK 0-4,500 25% 4,500-9,000 40% 9,000-13,500 50% 60% >13,500 75%HVTa.L The Heavitree Brewery PLC UK 0-4,400 25% 4,400-8,800 40% 8,800-13,200 50% 60% >13,200 75%IGVI.L The Income & Growth VCT PLC UK 0-13,700 25% 13,700-27,400 40% 27,400-41,100 50% 60% >41,100 75%OTM.L The Ottoman Fund Limited UK 0-800,000 25% 800,000-1,600,000 40% 1,600,000-2,400,000 50% 60% >2,400,000 75%PRSR.L The PRS REIT PLC UK 0-9,600 25% 9,600-19,200 40% 19,200-28,800 50% 60% >28,800 75%TSLT.L ThinkSmart Limited UK 0-129,000 25% 129,000-392,494 40% >392494 75% 75%TPOG.L Third Point Offshore Investors Limited UK 0-600 25% 600-1,200 40% 1,200-1,800 50% 60% >1,800 75%TPOGu.L Third Point Offshore Investors Ltd UK 0-7,000 25% 7,000-20,000 40% 20,000-29,093 50% 60% >29,093 75%TCG.L Thomas Cook Group PLC UK 0-425,000 15% 425,000-1,500,000 25% 1,500,000-1,887,516 40% 55% >1,887,516 75%THR.L Thor Mining PLC UK 0-597,000 25% 597,000-1,194,000 40% 1,194,000-1,982,602 50% 60% >1,982,602 75%THRG.L Throgmorton Trust PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,807 50% 60% >23,807 75%THRU.L Thruvision Group PLC UK 0-62,000 25% 62,000-124,000 40% 124,000-186,000 50% 60% >186,000 75%TIFS.L TI Fluid Systems Ltd UK 0-196,100 10% 196,100-980,392 20% 980,392-1,753,861 35% 45% >1,753,861 75%TIRU.L Tiger Resource Finance PLC UK 0-2,000,000 25% 2,000,000-4,000,000 40% 4,000,000-6,000,000 50% 60% >6,000,000 75%TMOT.L Time Out Group HC Limited UK 0-7,000 25% 7,000-14,000 40% 14,000-21,000 50% 60% >21,000 75%TBGR.L Tiso Blackstar Group SE (LSE) UK 0-20,000 25% 20,000-40,000 40% 40,000-60,000 50% 60% >60,000 75%TRX.L Tissue Regenix Group PLC UK 0-121,200 25% 121,200-242,400 40% 242,400-363,600 50% 60% >363,600 75%TITN.L Titon Holdings PLC UK 0-6,900 25% 6,900-13,800 40% 13,800-20,700 50% 60% >20,700 75%TILST.L Tiziana Life Sciences PLC UK 0-6,700 25% 6,700-13,400 40% >13400 75% 75%TLAT.L TLA Worldwide PLC UK 0-60,600 25% 60,600-121,200 40% 121,200-181,800 50% 60% >181,800 75%TOU.AX Tlou Energy Limited (LSE) UK 0-137,100 25% 137,100-421,846 40% 421,846-636,519 50% 60% >636,519 75%TRMKq.L TMK OAO - GDR UK 0-15,000 25% 15,000-45,000 40% 45,000-51,558 50% 60% >51,558 75%TMTI.L TMT Investments PLC UK 0-6,000 25% 6,000-20,000 40% >20000 75% 75%TOME.L TomCo Energy PLC UK 0-275,000 25% 275,000-825,000 40% 825,000-1,138,759 50% 60% >1,138,759 75%TOOP.L Toople PLC UK 0-851,100 25% 851,100-1,702,200 40% 1,702,200-2,553,300 50% 60% >2,553,300 75%TPT.L Topps Tiles PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-146,207 50% 60% >146,207 75%TORO.L Toro Limited UK 0-13,300 25% 13,300-26,600 40% 26,600-39,900 50% 60% >39,900 75%TRK.L Torotrak PLC UK 0-3,571,400 25% 3,571,400-10,000,000 40% >10000000 75% 75%T7O.L Total Produce PLC (LSE) UK 0-6,100 25% 6,100-35,583 40% 35,583-121,104 50% 60% >121,104 75%TTAT.L TOTAL SA (LSE) UK 0-25,000 5% 25,000-116,337 10% 116,337-465,348 20% 40% >465,348 75%TLY.L Totally PLC UK 0-28,600 25% 28,600-57,200 40% 57,200-85,800 50% 60% >85,800 75%TSTT.L Touchstar PLC UK 0-14,000 25% 14,000-28,000 40% 28,000-42,000 50% 60% >42,000 75%TXP.L Touchstone Exploration Inc UK 0-64,500 25% 64,500-197,852 40% >197852 75% 75%IVO.L Touchstone Innovations Group PLC UK 0-3,000 25% 3,000-9,000 40% >9000 75% 75%TOWR.L Tower Resources PLC UK 0-1,142,900 25% 1,142,900-2,285,800 40% 2,285,800-3,428,700 50% 60% >3,428,700 75%TOWNT.L Town Centre Securities PLC UK 0-3,300 25% 3,300-10,000 40% >10000 75% 75%TPG.L TP Group Plc UK 0-163,300 25% 163,300-326,600 40% 326,600-489,900 50% 60% >489,900 75%TRG.L TR European Growth Trust PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-23,411 50% 60% >23,411 75%TRY.L TR Property Investment Trust PLC UK 0-35,000 20% 35,000-110,000 30% 110,000-142,004 50% 60% >142,004 75%TRCS.L Tracsis PLC UK 0-1,800 25% 1,800-3,600 40% 3,600-5,400 50% 60% >5,400 75%TREM.L Trading Emissions PLC Fund UK 0-571,400 25% 571,400-1,500,000 40% >1500000 75% 75%TRAF.L Trafalgar New Homes PLC UK 0-1,250,000 25% 1,250,000-2,500,000 40% 2,500,000-3,750,000 50% 60% >3,750,000 75%TKM8.L Trakm8 Holdings PLC UK 0-8,000 25% 8,000-16,000 40% 16,000-24,000 50% 60% >24,000 75%TRT.L Transense Technologies PLC UK 0-13,900 25% 13,900-27,800 40% 27,800-41,700 50% 60% >41,700 75%TSG.L Trans-Siberian Gold PLC UK 0-24,400 25% 24,400-48,800 40% 48,800-73,200 50% 60% >73,200 75%TPK.L Travis Perkins PLC UK 0-60,000 10% 60,000-180,000 20% 180,000-475,000 35% 45% >475,000 75%TET.L Treatt PLC UK 0-2,700 25% 2,700-5,400 40% 5,400-8,100 50% 60% >8,100 75%TRD.L Triad Group PLC UK 0-16,400 25% 16,400-32,800 40% 32,800-49,200 50% 60% >49,200 75%TRBG.L Tribal Group PLC UK 0-30,000 25% 30,000-90,000 40% 90,000-117,694 50% 60% >117,694 75%TCN.L Tricorn Group PLC UK 0-44,900 25% 44,900-89,800 40% 89,800-134,700 50% 60% >134,700 75%TRFT.L Trifast PLC UK 0-6,000 25% 6,000-20,000 40% 20,000-24,704 50% 60% >24,704 75%TRC.L Trinity Capital PLC UK 0-1,290,300 25% 1,290,300-2,580,600 40% 2,580,600-3,870,900 50% 60% >3,870,900 75%TRIN.L Trinity Exploration & Production PLC UK 0-100,000 25% 100,000-300,000 40% 300,000-383,443 50% 60% >383,443 75%TNI.L Trinity Mirror PLC UK 0-25,000 25% 25,000-75,000 40% 75,000-100,456 50% 60% >100,456 75%TPV1.L Triple Point Income VCT PLC UK 0-20,000 25% 20,000-40,000 40% >40000 75% 75%SOHO.L Triple Point Social Housing Reit PLC UK 0-9,800 25% 9,800-30,000 40% 30,000-33,339 50% 60% >33,339 75%TSTRE.L Tri-Star Resources PLC UK 0-8,333,300 25% 8,333,300-16,666,600 40% 16,666,600-24,999,900 50% 60% >24,999,900 75%TSTL.L Tristel PLC UK 0-3,400 25% 3,400-6,800 40% 6,800-10,200 50% 60% >10,200 75%BBOX.L Tritax Big Box REIT Plc UK 0-250,000 15% 250,000-750,000 25% 750,000-1,163,064 40% 55% >1,163,064 75%TIGT.L Troy Income & Growth Trust PLC UK 0-20,000 25% 20,000-60,000 40% 60,000-89,650 50% 60% >89,650 75%TTG.L TT electronics PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-62,227 50% 60% >62,227 75%TUIT.L TUI AG (LSE) UK 0-80,000 10% 80,000-379,362 20% 379,362-800,000 35% 45% >800,000 75%TLW.L Tullow Oil PLC UK 0-500,000 10% 500,000-2,540,650 20% 2,540,650-5,000,000 35% 45% >5,000,000 75%TUNG.L Tungsten Corp PLC UK 0-15,400 25% 15,400-45,000 40% 45,000-68,053 50% 60% >68,053 75%TFIF.L TwentyFour Income Fund Ltd UK 0-20,000 25% 20,000-60,000 40% 60,000-82,713 50% 60% >82,713 75%





SMIF.L TwentyFour Select Monthly Income Fund LimitedUK 0-20,000 25% 20,000-60,000 40% 60,000-73,667 50% 60% >73,667 75%TYMN.L Tyman PLC UK 0-40,000 25% 40,000-120,000 40% 120,000-150,094 50% 60% >150,094 75%TYR.L TyraTech Inc UK 0-666,700 25% 666,700-1,333,400 40% 1,333,400-2,000,100 50% 60% >2,000,100 75%TYRx.L TyraTech Inc - DI UK 0-533,300 25% 533,300-1,066,600 40% 1,066,600-1,599,900 50% 60% >1,599,900 75%UAI.L U And I Group PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-47,179 50% 60% >47,179 75%UBIS.L Ubisense Group PLC UK 0-24,700 25% 24,700-49,400 40% 49,400-74,100 50% 60% >74,100 75%UBM.L UBM PLC UK 0-60,000 10% 60,000-345,303 20% 345,303-409,299 35% 45% >409,299 75%UDG.L UDG Healthcare PLC UK 0-45,000 10% 45,000-274,122 20% 274,122-308,549 35% 45% >308,549 75%UTL.L UIL Ltd UK 0-6,000 25% 6,000-12,000 40% 12,000-18,000 50% 60% >18,000 75%UKCM.L UK Commercial Property Trust Ltd UK 0-110,000 25% 110,000-325,000 40% 325,000-452,293 50% 60% >452,293 75%UKML.L UK Mortgages Limited UK 0-10,800 25% 10,800-30,000 40% >30000 75% 75%UKOGa.L UK Oil & Gas Investments PLC (UKOG) UK 0-1,032,200 25% 1,032,200-2,064,400 40% 2,064,400-3,096,600 50% 60% >3,096,600 75%UKR.L Ukrproduct Group Limited UK 0-295,400 25% 295,400-875,000 40% >875000 75% 75%ULS.L ULS Technology Plc UK 0-15,000 25% 15,000-45,000 40% 45,000-51,302 50% 60% >51,302 75%USGU.L Ultimate Sports Group PLC UK 0-92,000 25% 92,000-184,000 40% 184,000-276,000 50% 60% >276,000 75%ULE.L Ultra Electronics Holdings PLC UK 0-32,700 15% 32,700-100,000 25% 100,000-148,425 40% 55% >148,425 75%UAVP.L Unicorn AIM VCT PLC UK 0-7,100 25% 7,100-14,200 40% 14,200-21,300 50% 60% >21,300 75%ULVR.L Unilever PLC UK 0-25,000 5% 25,000-118,371 10% 118,371-473,484 20% 40% >473,484 75%UJO.L Union Jack Oil PLC UK 0-6,666,700 25% 6,666,700-13,333,400 40% 13,333,400-20,000,100 50% 60% >20,000,100 75%UTG.L Unite Group PLC UK 0-69,900 15% 69,900-210,000 25% 210,000-295,276 40% 55% >295,276 75%UCG.L United Carpets Group PLC UK 0-115,900 25% 115,900-231,800 40% 231,800-347,700 50% 60% >347,700 75%UOGU.L United Oil and Gas PLC (UOG) UK 0-258,100 25% 258,100-516,200 40% 516,200-774,300 50% 60% >774,300 75%UU.L United Utilities Group PLC UK 0-70,000 5% 70,000-600,240 10% 600,240-975,000 20% 40% >975,000 75%UNG.L Universe Group PLC UK 0-145,500 25% 145,500-291,000 40% 291,000-436,500 50% 60% >436,500 75%UVEL.L UniVision Engineering Limited UK 0-727,300 25% 727,300-1,454,600 40% 1,454,600-2,181,900 50% 60% >2,181,900 75%UPGS.L Up Global Sourcing Holdings Plc UK 0-10,500 25% 10,500-30,000 40% 30,000-44,025 50% 60% >44,025 75%UPL.L Upland Resources Ltd UK 0-754,700 25% 754,700-1,509,400 40% 1,509,400-2,264,100 50% 60% >2,264,100 75%UEN.L Urals Energy PCL UK 0-17,900 25% 17,900-35,800 40% 35,800-53,700 50% 60% >53,700 75%UZS.L Uranium Resources PLC UK 0-1,666,700 25% 1,666,700-3,333,400 40% 3,333,400-5,000,100 50% 60% >5,000,100 75%UANC.L Urban & Civic plc UK 0-6,000 25% 6,000-20,000 40% 20,000-24,096 50% 60% >24,096 75%URU.L URU Metals Ltd UK 0-851,100 25% 851,100-1,702,200 40% 1,702,200-2,553,300 50% 60% >2,553,300 75%UEMS.L Utilico Emerging Markets Limited UK 0-27,600 25% 27,600-85,000 40% >85000 75% 75%UEM.L Utilico Emerging Markets Ltd UK 0-10,000 25% 10,000-30,000 40% 30,000-46,848 50% 60% >46,848 75%UTW.L Utilitywise PLC UK 0-35,000 25% 35,000-110,000 40% 110,000-146,628 50% 60% >146,628 75%UVEN.L Uvenco UK PLC UK 0-320,000 25% 320,000-640,000 40% 640,000-960,000 50% 60% >960,000 75%VALX.L ValiRx PLC UK 0-930,200 25% 930,200-1,860,400 40% 1,860,400-2,790,600 50% 60% >2,790,600 75%VIN.L Value and Income Trust PLC UK 0-3,700 25% 3,700-10,000 40% >10000 75% 75%VANL.L Van Elle Limited UK 0-10,600 25% 10,600-21,200 40% 21,200-31,800 50% 60% >31,800 75%VAST.L Vast Resources PLC UK 0-2,330,600 25% 2,330,600-4,661,200 40% 4,661,200-6,991,800 50% 60% >6,991,800 75%VEC.L Vectura Group PLC UK 0-220,000 20% 220,000-650,000 30% 650,000-862,978 50% 60% >862,978 75%VED.L Vedanta Resources PLC UK 0-59,500 10% 59,500-297,619 20% 297,619-457,068 35% 45% >457,068 75%VELA.L Vela Technologies PLC UK 0-3,448,300 25% 3,448,300-6,896,600 40% 6,896,600-10,344,900 50% 60% >10,344,900 75%VELV.L Velocity Composites PLC UK 0-11,200 25% 11,200-22,400 40% 22,400-33,600 50% 60% >33,600 75%VLSV.L Velocys PLC UK 0-26,800 25% 26,800-53,600 40% >53600 75% 75%VLTY.L Veltyco Group UK 0-12,400 25% 12,400-24,800 40% 24,800-37,200 50% 60% >37,200 75%VENN.L Venn Life Sciences Holdings PLC UK 0-67,800 25% 67,800-135,600 40% >135600 75% 75%VLG.L Venture Life Group PLC UK 0-19,000 25% 19,000-38,000 40% 38,000-57,000 50% 60% >57,000 75%VEN2c.L Ventus VCT 2 C PLC UK 0-8,200 25% 8,200-16,400 40% 16,400-24,600 50% 60% >24,600 75%VEN.L Ventus VCT PLC - VEN UK 0-9,300 25% 9,300-18,600 40% 18,600-27,900 50% 60% >27,900 75%VEN2.L Ventus VCT PLC - VEN2 UK 0-13,400 25% 13,400-26,800 40% 26,800-40,200 50% 60% >40,200 75%VENc.L Ventus VCT PLC - VENC UK 0-8,200 25% 8,200-16,400 40% 16,400-24,600 50% 60% >24,600 75%VDTK.L Verditek plc UK 0-121,200 25% 121,200-242,400 40% 242,400-363,600 50% 60% >363,600 75%VER.L Vernalis PLC UK 0-79,200 25% 79,200-158,400 40% >158400 75% 75%VRP.L Verona Pharma PLC UK 0-8,300 25% 8,300-16,600 40% 16,600-24,900 50% 60% >24,900 75%VRS.L Versarien PLC UK 0-41,200 25% 41,200-82,400 40% 82,400-123,600 50% 60% >123,600 75%VSN.L Verseon Corp PLC UK 0-8,000 25% 8,000-16,000 40% 16,000-24,000 50% 60% >24,000 75%VCBC.L Vertu Capital Limited UK 0-869,600 25% 869,600-1,739,200 40% 1,739,200-2,608,800 50% 60% >2,608,800 75%VTU.L Vertu Motors PLC UK 0-140,000 25% 140,000-425,000 40% 425,000-576,233 50% 60% >576,233 75%VSVS.L Vesuvius PLC UK 0-70,000 15% 70,000-210,000 25% 210,000-294,966 40% 55% >294,966 75%VNET.L Vianet Group PLC UK 0-8,000 25% 8,000-16,000 40% 16,000-24,000 50% 60% >24,000 75%VOG.L Victoria Oil & Gas PLC UK 0-45,000 25% 45,000-140,000 40% 140,000-182,386 50% 60% >182,386 75%VCP.L Victoria PLC UK 0-5,600 25% 5,600-11,200 40% 11,200-16,800 50% 60% >16,800 75%VCTX.L Victrex PLC UK 0-15,000 10% 15,000-90,000 20% 90,000-108,324 35% 45% >108,324 75%VOF.L VinaCapital Vietnam Opportunity Fund Ltd UK 0-6,000 25% 6,000-12,000 40% 12,000-18,000 50% 60% >18,000 75%VNLq.L VinaLand Limited UK 0-15,400 25% 15,400-30,800 40% 30,800-46,200 50% 60% >46,200 75%VIPE.L Vipera PLC UK 0-177,800 25% 177,800-355,600 40% 355,600-533,400 50% 60% >533,400 75%VM.L Virgin Money Holdings UK PLC UK 0-140,000 10% 140,000-843,170 20% 843,170-937,018 35% 45% >937,018 75%VTC.L Vitec Group PLC UK 0-5,000 25% 5,000-15,000 40% 15,000-21,733 50% 60% >21,733 75%VISM.L Vitesse Media PLC UK 0-363,600 25% 363,600-727,200 40% 727,200-1,090,800 50% 60% >1,090,800 75%VOD.L Vodafone Group PLC UK 0-450,000 5% 450,000-2,297,266 10% 2,297,266-9,189,065 20% 40% >9,189,065 75%VLX.L Volex PLC UK 0-12,900 25% 12,900-40,000 40% >40000 75% 75%VGAS.L Volga Gas PLC UK 0-17,100 25% 17,100-34,200 40% 34,200-51,300 50% 60% >51,300 75%VTAV.L Volta Finance Limited (LSE) UK 0-1,500 25% 1,500-4,500 40% 4,500-4,646 50% 60% >4,646 75%FAN.L Volution Group PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-66,210 50% 60% >66,210 75%VLE.L Volvere PLC UK 0-1,200 25% 1,200-2,400 40% 2,400-3,600 50% 60% >3,600 75%VP.L Vp PLC UK 0-1,200 25% 1,200-3,500 40% >3500 75% 75%VSLV.L VPC Specialty Lending Investments PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-52,951 50% 60% >52,951 75%VTBRq.L VTB Bank OJSC - GDR UK 0-250,000 15% 250,000-750,000 25% 750,000-1,129,001 40% 55% >1,129,001 75%WRESW.L W Resources PLC UK 0-2,500,000 25% 2,500,000-5,000,000 40% 5,000,000-7,500,000 50% 60% >7,500,000 75%WALG.L Walcom Group Limited UK 0-800,000 25% 800,000-1,600,000 40% 1,600,000-2,400,000 50% 60% >2,400,000 75%WCW.L Walker Crips Group PLC UK 0-20,600 25% 20,600-41,200 40% 41,200-61,800 50% 60% >61,800 75%WGB.L Walker Greenbank PLC UK 0-4,600 25% 4,600-9,200 40% 9,200-13,800 50% 60% >13,800 75%WAND.L WANdisco PLC UK 0-1,200 25% 1,200-2,400 40% 2,400-3,600 50% 60% >3,600 75%WHRW.L Warehouse Reit PLC UK 0-10,100 25% 10,100-20,200 40% 20,200-30,300 50% 60% >30,300 75%W7L.L Warpaint London PLC UK 0-4,800 25% 4,800-9,600 40% 9,600-14,400 50% 60% >14,400 75%WATRI.L Water Intelligence PLC UK 0-6,800 25% 6,800-13,600 40% 13,600-20,400 50% 60% >20,400 75%WJG.L Watkin Jones PLC UK 0-18,800 25% 18,800-37,600 40% 37,600-56,400 50% 60% >56,400 75%WETI.L Weatherly International PLC UK 0-1,428,600 25% 1,428,600-2,857,200 40% 2,857,200-4,285,800 50% 60% >4,285,800 75%WEBH.L Webis Holdings PLC UK 0-800,000 25% 800,000-1,600,000 40% 1,600,000-2,400,000 50% 60% >2,400,000 75%WEIR.L Weir Group PLC UK 0-25,200 10% 25,200-125,881 20% 125,881-503,524 35% 45% >503,524 75%WKOF.L Weiss Korea Opportunity Fund Limited UK 0-5,400 25% 5,400-10,800 40% 10,800-16,200 50% 60% >16,200 75%WRLW.L Wentworth Resources Ltd (LSE) UK 0-35,400 25% 35,400-109,382 40% 109,382-145,630 50% 60% >145,630 75%WAFM.L West African Minerals Corp UK 0-400,000 25% 400,000-800,000 40% 800,000-1,200,000 50% 60% >1,200,000 75%WSG.L Westminster Group PLC UK 0-89,900 25% 89,900-179,800 40% 179,800-269,700 50% 60% >269,700 75%WNRG.L Westmount Energy Limited UK 0-160,000 25% 160,000-320,000 40% 320,000-480,000 50% 60% >480,000 75%WEY.L Wey Education PLC UK 0-30,500 25% 30,500-61,000 40% 61,000-91,500 50% 60% >91,500 75%WHI.L WH Ireland Group UK 0-7,800 25% 7,800-15,600 40% 15,600-23,400 50% 60% >23,400 75%SMWH.L WH Smith PLC UK 0-24,600 10% 24,600-123,031 20% 123,031-164,006 35% 45% >164,006 75%WTB.L Whitbread PLC UK 0-20,000 5% 20,000-140,056 10% 140,056-275,000 20% 40% >275,000 75%WDCW.L Widecells Group PLC UK 0-72,700 25% 72,700-145,400 40% 145,400-218,100 50% 60% >218,100 75%WMH.L William Hill PLC UK 0-185,300 10% 185,300-926,612 20% 926,612-2,043,534 35% 45% >2,043,534 75%WIL.L Wilmington Group PLC UK 0-15,000 25% 15,000-45,000 40% 45,000-61,129 50% 60% >61,129 75%





WIN.L Wincanton PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-39,180 50% 60% >39,180 75%WPHO.L Windar Photonics PLC UK 0-11,200 25% 11,200-22,400 40% 22,400-33,600 50% 60% >33,600 75%WSBN.L Wishbone Gold PLC UK 0-1,481,500 25% 1,481,500-2,963,000 40% 2,963,000-4,444,500 50% 60% >4,444,500 75%WTAN.L Witan Investment Trust PLC UK 0-15,000 20% 15,000-45,000 30% 45,000-56,857 50% 60% >56,857 75%WIPA.L Witan Pacific Investment Trust PLC UK 0-3,000 25% 3,000-9,000 40% 9,000-11,693 50% 60% >11,693 75%WIZZ.L Wizz Air Holdings Plc UK 0-15,900 10% 15,900-79,693 20% 79,693-135,130 35% 45% >135,130 75%WLFE.L Wolf Minerals Ltd UK 0-210,500 25% 210,500-421,000 40% >421000 75% 75%WPCT.L Woodford Patient Capital Trust PLC UK 0-120,000 25% 120,000-350,000 40% 350,000-468,015 50% 60% >468,015 75%WKP.L Workspace Group PLC UK 0-20,000 20% 20,000-60,000 30% 60,000-85,786 50% 60% >85,786 75%WLDC.L World Careers Network PLC UK 0-4,400 25% 4,400-8,800 40% 8,800-13,200 50% 60% >13,200 75%WPG.L WorldPay Limited UK 0-150,000 15% 150,000-750,000 25% 750,000-1,500,000 40% 55% >1,500,000 75%WWH.L Worldwide Healthcare Trust PLC UK 0-5,000 20% 5,000-15,000 30% 15,000-20,794 50% 60% >20,794 75%WPP.L WPP PLC UK 0-80,000 5% 80,000-383,435 10% 383,435-1,533,742 20% 40% >1,533,742 75%WYG.L WYG PLC UK 0-14,900 25% 14,900-29,800 40% 29,800-44,700 50% 60% >44,700 75%WYWYN.L Wynnstay Group PLC UK 0-2,200 25% 2,200-4,400 40% 4,400-6,600 50% 60% >6,600 75%WSP.L Wynnstay Properties PLC UK 0-1,800 25% 1,800-3,600 40% 3,600-5,400 50% 60% >5,400 75%PJPq.L X5 Retail Group NV UK 0-16,200 10% 16,200-80,848 20% 80,848-177,641 35% 45% >177,641 75%XAR.L Xaar PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-46,899 50% 60% >46,899 75%XAF.L Xafinity PLC UK 0-10,000 25% 10,000-30,000 40% 30,000-46,215 50% 60% >46,215 75%XSG.L Xeros Technology Group PLC UK 0-4,300 25% 4,300-15,000 40% >15000 75% 75%XLM.L XLMedia PLC UK 0-27,300 25% 27,300-54,600 40% 54,600-81,900 50% 60% >81,900 75%XPP.L XP Power Ltd UK 0-2,000 25% 2,000-6,000 40% 6,000-8,204 50% 60% >8,204 75%XPD.L Xpediator PLC UK 0-25,000 25% 25,000-50,000 40% 50,000-75,000 50% 60% >75,000 75%XTR.L Xtract Resources PLC UK 0-315,000 25% 315,000-630,000 40% 630,000-945,000 50% 60% >945,000 75%YOU.L YouGov PLC UK 0-3,100 25% 3,100-6,200 40% 6,200-9,300 50% 60% >9,300 75%YNGa.L Young & Co's Brewery PLC UK 0-800 25% 800-2,500 40% 2,500-2,602 50% 60% >2,602 75%YU.L Yu Group Plc UK 0-1,300 25% 1,300-2,600 40% 2,600-3,900 50% 60% >3,900 75%ZMNO.L zamano PLC UK 0-258,100 25% 258,100-516,200 40% >516200 75% 75%ZAMB.L Zambeef Products PLC UK 0-81,600 25% 81,600-163,200 40% 163,200-244,800 50% 60% >244,800 75%ZIOC.L Zanaga Iron Ore Co Ltd UK 0-180,000 25% 180,000-550,000 40% 550,000-705,201 50% 60% >705,201 75%ZEG.L Zegona Communications plc UK 0-7,000 25% 7,000-14,000 40% 14,000-21,000 50% 60% >21,000 75%ZENZ.L Zenith Energy Limited UK 0-83,300 25% 83,300-166,600 40% 166,600-249,900 50% 60% >249,900 75%ZBO.L Zibao Metals Recycling Holdings PLC UK 0-470,600 25% 470,600-941,200 40% 941,200-1,411,800 50% 60% >1,411,800 75%ZIN.L ZIN - Zinc Media Group PLC UK 0-1,250,000 25% 1,250,000-2,500,000 40% 2,500,000-3,750,000 50% 60% >3,750,000 75%ZOLq.L Zoltav Resources Inc UK 0-100,000 25% 100,000-200,000 40% 200,000-300,000 50% 60% >300,000 75%ZOO.L Zoo Digital Group PLC UK 0-16,400 25% 16,400-32,800 40% 32,800-49,200 50% 60% >49,200 75%ZTF.L Zotefoams PLC UK 0-2,600 25% 2,600-8,000 40% 8,000-8,811 50% 60% >8,811 75%ZPG.L ZPG PLC UK 0-60,000 20% 60,000-180,000 30% 180,000-244,270 50% 60% >244,270 75%ZYT.L Zytronic PLC UK 0-1,700 25% 1,700-3,400 40% 3,400-5,100 50% 60% >5,100 75%TURN.O 180 Degree Capital Corporation USA 0-6,500 25% 6,500-40,000 40% 40,000-45,958 50% 60% >45,958 75%FLWS.O 1-800-Flowers.com Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-77,360 50% 60% >77,360 75%SRCE.O 1st Source Corporation USA 0-1,500 20% 1,500-9,000 30% 9,000-28,568 50% 60% >28,568 75%VNET.O 21Vianet Group Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%XXII.A 22nd Century Group Inc USA 0-70,000 20% 70,000-425,000 30% 425,000-1,276,682 50% 60% >1,276,682 75%TWOU.O 2U Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-209,979 35% 45% >209,979 75%DDD.N 3D Systems Corp USA 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%MMM.N 3M Co (All Sessions) USA 0-6,000 5% 6,000-29,325 10% 29,325-117,300 20% 40% >117,300 75%WBAI.N 500.com Ltd USA 0-6,000 20% 6,000-35,000 30% 35,000-110,722 50% 60% >110,722 75%JOBS.O 51job Inc - ADR USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%WUBA.N 58.com Inc USA 0-9,700 10% 9,700-48,431 20% 48,431-193,726 35% 45% >193,726 75%CAFD.O 8point3 Energy Partners LP USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%EGHT.O 8x8 Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SHLM.O A Schulman Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%CTAM.PK A.M. Castle & Company USA 0-2,700 25% 2,700-8,000 40% >8000 75% 75%ATEN.K A10 Networks Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%AAC AAC Holdings Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%AAON.O AAON Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%AIR.N AAR Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%AAN.N Aaron's Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-364,580 35% 45% >364,580 75%ABAX.O Abaxis Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-55,766 40% 55% >55,766 75%ABB.N ABB Ltd - ADR USA 0-26,300 10% 26,300-131,506 20% 131,506-526,000 35% 45% >526,000 75%ABT.N Abbott Laboratories USA 0-25,000 5% 25,000-121,715 10% 121,715-486,861 20% 40% >486,861 75%ABBV.N AbbVie Inc USA 0-15,000 5% 15,000-69,894 10% 69,894-279,576 20% 40% >279,576 75%ABEO.O Abeona Therapeutics Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-362,980 50% 60% >362,980 75%ANF.N Abercrombie & Fitch Co USA 0-50,000 10% 50,000-265,525 20% 265,525-1,000,000 35% 45% >1,000,000 75%ABIL.O Ability Inc USA 0-20,500 25% 20,500-120,000 40% 120,000-179,882 50% 60% >179,882 75%ABMD.O ABIOMED Inc USA 0-3,400 10% 3,400-17,084 20% 17,084-68,336 35% 45% >68,336 75%ABM ABM Industries Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%AXAS.O Abraxas Petroleum Corp USA 0-35,000 20% 35,000-210,000 30% 210,000-657,929 50% 60% >657,929 75%ACIU.O AC Immune SA USA 0-1,500 25% 1,500-9,000 40% 9,000-29,804 50% 60% >29,804 75%ACIA.O Acacia Communications Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-369,426 35% 45% >369,426 75%ACTG.O Acacia Research Corp USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%ACHC.O Acadia Healthcare Co Inc USA 0-20,000 10% 20,000-118,136 20% 118,136-472,546 35% 45% >472,546 75%ACAD.O ACADIA Pharmaceuticals Inc USA 0-23,300 10% 23,300-116,608 20% 116,608-466,433 35% 45% >466,433 75%AKR Acadia Realty Trust USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%AXDX.O Accelerate Diagnostics Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%XLRN.O Acceleron Pharma Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-190,717 50% 60% >190,717 75%ACN.N Accenture PLC USA 0-9,000 5% 9,000-46,354 10% 46,354-185,419 20% 40% >185,419 75%ANCX.O Access National Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%ACCO.K ACCO Brands Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%ARAY.O Accuray Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-347,112 50% 60% >347,112 75%ACRX.O AcelRx Pharmaceuticals Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%ACER.O Acer Therapeutic Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,178 50% 60% >12,178 75%ACET.O Aceto Corp USA 0-8,000 20% 8,000-50,000 30% 50,000-147,308 50% 60% >147,308 75%AKAO.O Achaogen Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-385,944 50% 60% >385,944 75%ACHV.O Achieve Life Sciences Inc USA 0-9,700 25% 9,700-19,400 40% 19,400-91,517 50% 60% >91,517 75%ACHN.O Achillion Pharmaceuticals Inc USA 0-45,000 25% 45,000-275,000 40% 275,000-865,361 50% 60% >865,361 75%ACIW.O ACI Worldwide Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%ACRS.O Aclaris Therapeutics Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%ACOR.O Acorda Therapeutics Inc USA 0-23,900 20% 23,900-119,320 30% 119,320-478,000 50% 60% >478,000 75%ATNM.A Actinium Pharmaceuticals Inc USA 0-21,500 25% 21,500-43,000 40% 43,000-344,221 50% 60% >344,221 75%ATVI.O Activision Blizzard Inc USA 0-20,000 5% 20,000-105,873 10% 105,873-423,492 20% 40% >423,492 75%ACTA.O Actua Corporation USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%ATU.N Actuant Corp USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%AYI.N Acuity Brands Inc USA 0-5,000 5% 5,000-41,640 10% 41,640-166,562 20% 40% >166,562 75%ACXM.O Acxiom Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%ADMS.O Adamas Pharmaceuticals Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%ADMP.O Adamis Pharmaceuticals Corp USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%ADX.N Adams Express Co USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%AE.A Adams Resources & Energy Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%ADAP.O Adaptimmune Therapeutics Plc USA 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%ADUS.O Addus HomeCare Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-19,500 50% 60% >19,500 75%





AGRO.K Adecoagro SA USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%ADPTQ.PK Adeptus Health Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%ADNT.N Adient plc USA 0-8,600 10% 8,600-43,076 20% 43,076-172,306 35% 45% >172,306 75%ADMA.O ADMA Biologics Inc USA 0-5,800 25% 5,800-11,600 40% 11,600-35,175 50% 60% >35,175 75%ADBE.O Adobe Systems Inc USA 0-7,000 5% 7,000-36,704 10% 36,704-146,819 20% 40% >146,819 75%ATGE.N Adtalem Global Education Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%ADTN.O ADTRAN Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%ADRO.O Aduro Biotech Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%AAP.N Advance Auto Parts Inc USA 0-15,000 5% 15,000-82,122 10% 82,122-328,490 20% 40% >328,490 75%AAAP.O Advanced Accelerator Applications SA USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%WMS Advanced Drainage Systems Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%AEIS.O Advanced Energy Industries Inc USA 0-7,000 10% 7,000-39,863 20% 39,863-159,454 35% 45% >159,454 75%AMD.O Advanced Micro Devices Inc USA 0-59,200 10% 59,200-296,181 20% 296,181-1,184,724 35% 45% >1,184,724 75%ASX Advanced Semiconductor Engineering Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%ASIX.K AdvanSix Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%AAV Advantage Oil & Gas Ltd USA 0-2,500 25% 2,500-15,000 40% 15,000-48,479 50% 60% >48,479 75%ATE Advantest Corp (US) USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%ADXS.O Advaxis Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-347,338 50% 60% >347,338 75%AAVL.O Adverum Biotechnologies Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-133,615 50% 60% >133,615 75%ACM.N AECOM Technology Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-374,824 35% 45% >374,824 75%ANW.N Aegean Marine Petroleum Network Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-362,639 50% 60% >362,639 75%AEGN.O Aegion Corp USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%AEG.N Aegon NV (US) USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%AER.N AerCap Holdings NV USA 0-12,900 10% 12,900-64,544 20% 64,544-258,176 35% 45% >258,176 75%AERI.O Aerie Pharmaceuticals Inc USA 0-10,800 25% 10,800-53,790 40% 53,790-215,161 50% 60% >215,161 75%HIVE.K Aerohive Networks Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-198,171 50% 60% >198,171 75%AJRD.N Aerojet Rocketdyne Holdings Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%ARO.N Aeropostale Inc USA 0-333,500 25% 333,500-667,000 40% >667000 75% 75%AVAV.O Aerovironment Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%AES.N AES Corp USA 0-40,000 5% 40,000-400,000 10% 400,000-2,500,000 20% 40% >2,500,000 75%AEZS.O Aeterna Zentaris Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-634,451 50% 60% >634,451 75%AEMD.O Aethlon Medical Inc USA 0-15,000 25% 15,000-30,000 40% 30,000-128,545 50% 60% >128,545 75%AMG.N Affiliated Managers Group Inc USA 0-3,000 5% 3,000-30,000 10% 30,000-144,716 20% 40% >144,716 75%AFMD.O Affimed NV USA 0-6,700 25% 6,700-13,400 40% 13,400-126,666 50% 60% >126,666 75%AFFY.PK Affymax Inc USA 0-430,300 25% 430,300-860,600 40% >860600 75% 75%AFL.N Aflac Inc USA 0-15,000 5% 15,000-79,937 10% 79,937-319,750 20% 40% >319,750 75%MITT.K AG Mortgage Investment Trust Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%AGCO.K AGCO Corp USA 0-9,000 10% 9,000-49,065 20% 49,065-196,263 35% 45% >196,263 75%AGEN.O Agenus Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-598,447 50% 60% >598,447 75%AGRX.O Agile Therapeutics Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-128,594 50% 60% >128,594 75%A.N Agilent Technologies Inc USA 0-15,000 10% 15,000-99,835 20% 99,835-399,341 35% 45% >399,341 75%AGYS.O Agilysys Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%AGIO.O Agios Pharmaceuticals Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-214,987 35% 45% >214,987 75%AGNC.O AGNC Investment Corporation USA 0-34,100 10% 34,100-170,588 20% 170,588-682,352 35% 45% >682,352 75%AEM.N Agnico Eagle Mines Ltd (US) USA 0-15,000 5% 15,000-148,606 10% 148,606-300,000 20% 40% >300,000 75%ADC Agree Realty Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%AGU.N Agrium Inc (US) USA 0-4,000 5% 4,000-40,000 10% 40,000-250,273 20% 40% >250,273 75%AGFS.O AgroFresh Solutions Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%AIMT.O Aimmune Therapeutics Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%AL.N Air Lease Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-308,582 35% 45% >308,582 75%APD.N Air Products & Chemicals Inc USA 0-8,000 10% 8,000-41,609 20% 41,609-166,437 35% 45% >166,437 75%ATSG.O Air Transport Services Group Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%AYR.N Aircastle Ltd USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%AMCN.O AirMedia Group Inc - ADR USA 0-8,000 25% 8,000-50,000 40% 50,000-156,328 50% 60% >156,328 75%AIXG.O Aixtron SE - ADR USA 0-4,400 25% 4,400-15,000 40% >15000 75% 75%AKS.N AK Steel Holding Corp USA 0-157,700 10% 157,700-788,416 20% 788,416-3,154,000 35% 45% >3,154,000 75%AKAM.O Akamai Technologies Inc USA 0-15,000 5% 15,000-122,926 10% 122,926-491,706 20% 40% >491,706 75%AKTX.O Akari Therapeutics PLC USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%AKBA.O Akebia Therapeutics Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%AKOa.N AKO/A - Embotelladora Andina SA USA 0-1,000 25% 1,000-3,000 40% 3,000-3,014 50% 60% >3,014 75%AKOb.N AKO/B - Embotelladora Andina SA USA 0-1,000 25% 1,000-6,000 40% 6,000-14,398 50% 60% >14,398 75%AKRX.O Akorn Inc USA 0-20,100 10% 20,100-100,421 20% 100,421-401,686 35% 45% >401,686 75%ALG Alamo Group Inc USA 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%AGI Alamos Gold Inc (USD) USA 0-59,800 15% 59,800-348,833 25% 348,833-1,196,000 40% 55% >1,196,000 75%ALRM.O Alarm.com Holdings Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%ALK.N Alaska Air Group Inc USA 0-10,000 5% 10,000-100,000 10% 100,000-427,427 20% 40% >427,427 75%AIN.N Albany International Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%ALB.N Albemarle Corp USA 0-9,000 5% 9,000-47,432 10% 47,432-189,731 20% 40% >189,731 75%ALBO.O Albireo Pharma Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-13,053 50% 60% >13,053 75%AA.N Alcoa Inc (All Sessions) USA 0-30,000 5% 30,000-155,080 10% 155,080-620,320 20% 40% >620,320 75%ADHD.O Alcobra Limited USA 0-9,600 25% 9,600-30,000 40% 30,000-34,058 50% 60% >34,058 75%ALDR.O Alder Biopharmaceuticals Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-636,087 50% 60% >636,087 75%ALDX.O Aldeyra Therapeutics Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%ALEX.K Alexander & Baldwin Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ALX.N Alexander's Inc USA 0-1,000 20% 1,000-3,000 30% 3,000-3,480 50% 60% >3,480 75%ARE Alexandria Real Estate Equities Inc USA 0-5,300 10% 5,300-26,334 20% 26,334-105,337 35% 45% >105,337 75%AXU.A Alexco Resource Corporation USA 0-10,500 25% 10,500-21,000 40% 21,000-140,544 50% 60% >140,544 75%ALXN.O Alexion Pharmaceuticals Inc USA 0-10,000 5% 10,000-57,914 10% 57,914-231,657 20% 40% >231,657 75%BABA.K Alibaba Group Holding Ltd (All Sessions) USA 0-3,600 10% 3,600-17,890 20% 17,890-71,562 35% 45% >71,562 75%ALCO.O Alico Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-3,865 50% 60% >3,865 75%ALGN.O Align Technology Inc USA 0-2,700 10% 2,700-13,368 20% 13,368-53,475 35% 45% >53,475 75%ALIM.O Alimera Sciences Inc USA 0-10,700 25% 10,700-21,400 40% 21,400-148,945 50% 60% >148,945 75%ALO.P Alio Gold Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-69,853 50% 60% >69,853 75%ALKS.O Alkermes PLC USA 0-13,900 10% 13,900-69,696 20% 69,696-278,787 35% 45% >278,787 75%Y Alleghany Corp USA 0-1,000 10% 1,000-5,753 20% 5,753-23,015 35% 45% >23,015 75%ATI.N Allegheny Technologies Inc USA 0-60,000 25% 60,000-302,906 40% 302,906-1,000,000 50% 60% >1,000,000 75%ABTX.O Allegiance Bancshares Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-17,074 50% 60% >17,074 75%ALGT.O Allegiant Travel Co USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%ALLE.N Allegion PLC USA 0-5,000 5% 5,000-50,000 10% 50,000-320,943 20% 40% >320,943 75%AGN.N Allergan Plc USA 0-8,000 5% 8,000-38,731 10% 38,731-154,927 20% 40% >154,927 75%ALE.N ALLETE Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ADS.N Alliance Data Systems Corp USA 0-5,000 5% 5,000-29,585 10% 29,585-118,341 20% 40% >118,341 75%AHGP.O Alliance Holdings GP LP USA 0-3,000 20% 3,000-20,000 30% 20,000-55,000 50% 60% >55,000 75%AMMA.O Alliance MMA Inc USA 0-8,300 25% 8,300-50,000 40% 50,000-73,075 50% 60% >73,075 75%AOI.N Alliance One International Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%ARLP.O Alliance Resource Partners LP USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%AB.N AllianceBernstein Holding LP USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%LNT.N Alliant Energy Corp USA 0-10,000 5% 10,000-100,000 10% 100,000-610,805 20% 40% >610,805 75%NCV.N AllianzGI Convertible & Income Fund USA 0-8,000 20% 8,000-50,000 30% 50,000-151,731 50% 60% >151,731 75%NCZ AllianzGI Convertible & Income Fund II USA 0-7,000 20% 7,000-40,000 30% 40,000-127,843 50% 60% >127,843 75%NFJ.N AllianzGI NFJ Dividend Interest & Premium Stra USA 0-6,000 20% 6,000-35,000 30% 35,000-108,261 50% 60% >108,261 75%AMOT.O Allied Motion Technologies Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-14,074 50% 60% >14,074 75%





ALSN.K Allison Transmission Holdings Inc USA 0-15,400 10% 15,400-77,020 20% 77,020-308,083 35% 45% >308,083 75%ALLT.O Allot Communications Limited USA 0-2,500 25% 2,500-15,000 40% 15,000-21,775 50% 60% >21,775 75%MDRX.O Allscripts Healthcare Solutions Inc USA 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%ALL.N Allstate Corp USA 0-15,000 5% 15,000-67,292 10% 67,292-269,168 20% 40% >269,168 75%ALLY.N Ally Financial Inc USA 0-26,100 10% 26,100-130,426 20% 130,426-521,705 35% 45% >521,705 75%AFAM.O Almost Family Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%ALNY.O Alnylam Pharmaceuticals Inc USA 0-4,800 10% 4,800-23,824 20% 23,824-95,299 35% 45% >95,299 75%ALDW.K Alon USA Partners LP USA 0-3,000 20% 3,000-20,000 30% 20,000-59,826 50% 60% >59,826 75%AOSL.O Alpha & Omega Semiconductor Limited USA 0-3,000 20% 3,000-20,000 30% 20,000-51,505 50% 60% >51,505 75%APT Alpha Pro Tech Ltd USA 0-3,500 25% 3,500-10,000 40% 10,000-16,076 50% 60% >16,076 75%GOOGL.O Alphabet Inc - A (All Sessions) USA 0-1,500 5% 1,500-6,398 10% 6,398-25,594 20% 40% >25,594 75%GOOG.O Alphabet Inc - C (All Sessions) USA 0-1,500 5% 1,500-6,489 10% 6,489-25,957 20% 40% >25,957 75%ATEC.O Alphatec Holdings Inc USA 0-3,700 25% 3,700-7,400 40% 7,400-52,643 50% 60% >52,643 75%AABA.O Altaba Inc (All Sessions) USA 0-20,000 5% 20,000-94,516 10% 94,516-378,064 20% 40% >378,064 75%AYX Alteryx Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%ATUS.K Altice USA Inc USA 0-30,000 10% 30,000-152,283 20% 152,283-609,132 35% 45% >609,132 75%ALT.O Altimmune Inc USA 0-5,800 25% 5,800-11,600 40% 11,600-46,039 50% 60% >46,039 75%AAMC.K Altisource Asset Management Corp USA 0-1,000 25% 1,000-3,000 40% 3,000-3,373 50% 60% >3,373 75%ASPS.O Altisource Portfolio Solutions SA USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%RESI.K Altisource Residential Corp USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%AIMC.O Altra Industrial Motion Corporation USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%MO.N Altria Group Inc USA 0-20,000 5% 20,000-102,583 10% 102,583-410,335 20% 40% >410,335 75%AWCMY.PK Alumina Ltd - ADR USA 0-2,000 25% 2,000-6,000 40% 6,000-9,041 50% 60% >9,041 75%ACH.N Aluminum Corp of China Ltd - ADR USA 0-2,000 20% 2,000-10,000 30% 10,000-36,872 50% 60% >36,872 75%AMAG.O AMAG Pharmaceuticals Inc USA 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%AMRN.O Amarin Corp PLC - ADR USA 0-45,000 25% 45,000-275,000 40% 275,000-870,933 50% 60% >870,933 75%AMZN.O Amazon.com Inc (All Sessions) USA 0-1,000 5% 1,000-5,931 10% 5,931-23,724 20% 40% >23,724 75%AMBC.O Ambac Financial Group Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%AMBA.O Ambarella Inc USA 0-11,800 10% 11,800-59,078 20% 59,078-236,315 35% 45% >236,315 75%AMBR.K Amber Road Inc USA 0-2,500 25% 2,500-15,000 40% 15,000-47,487 50% 60% >47,487 75%ABEV.K Ambev SA-ADR USA 0-109,000 10% 109,000-544,934 20% 544,934-2,180,000 35% 45% >2,180,000 75%AMC AMC Entertainment Holdings Inc USA 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%AMCX.O AMC Networks Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-275,278 35% 45% >275,278 75%DOX.O Amdocs Ltd USA 0-10,000 10% 10,000-53,342 20% 53,342-213,371 35% 45% >213,371 75%AMFW.K Amec Foster Wheeler PLC USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%AMDA.O Amedica Corporation USA 0-15,000 25% 15,000-90,000 40% 90,000-262,834 50% 60% >262,834 75%AMED.O Amedisys Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%UHAL.O AMERCO USA 0-1,500 10% 1,500-9,000 20% 9,000-36,086 35% 45% >36,086 75%AEE.N Ameren Corp USA 0-10,000 5% 10,000-100,000 10% 100,000-427,016 20% 40% >427,016 75%AMRC.K Ameresco Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-37,096 50% 60% >37,096 75%AMX.N America Movil SAB de CV - ADR USA 0-38,600 10% 38,600-193,109 20% 193,109-772,000 35% 45% >772,000 75%AAL.O American Airlines Group Inc USA 0-30,000 5% 30,000-145,569 10% 145,569-582,278 20% 40% >582,278 75%AAT American Assets Trust Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%AXL.N American Axle & Manufacturing Holdings Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-764,469 35% 45% >764,469 75%ACC.N American Campus Communities Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-319,138 35% 45% >319,138 75%MTGE.O American Capital Mortgage Investment Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%ACSF.O American Capital Senior Floating Limited USA 0-1,300 25% 1,300-8,000 40% 8,000-24,356 50% 60% >24,356 75%AEO.N American Eagle Outfitters Inc USA 0-47,700 10% 47,700-238,555 20% 238,555-954,220 35% 45% >954,220 75%AEP.N American Electric Power Co Inc USA 0-20,000 5% 20,000-89,194 10% 89,194-356,779 20% 40% >356,779 75%AETI.O American Electric Technologies Inc USA 0-9,500 25% 9,500-30,000 40% >30000 75% 75%AEL.N American Equity Investment Life Holding Co USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%AXP.N American Express Co (All Sessions) USA 0-15,000 5% 15,000-71,336 10% 71,336-285,347 20% 40% >285,347 75%AFG.N American Financial Group Inc USA 0-6,000 10% 6,000-31,572 20% 31,572-126,289 35% 45% >126,289 75%AMH American Homes 4 Rent USA 0-30,000 10% 30,000-150,700 20% 150,700-602,801 35% 45% >602,801 75%AIG.N American International Group Inc (All Sessions) USA 0-20,000 5% 20,000-107,580 10% 107,580-430,322 20% 40% >430,322 75%AMID.K American Midstream Partners LP USA 0-5,000 20% 5,000-30,000 30% 30,000-94,354 50% 60% >94,354 75%AMNB.O American National Bankshares Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,972 50% 60% >6,972 75%ANAT.O American National Insurance Co USA 0-1,000 20% 1,000-6,000 30% 6,000-9,131 50% 60% >9,131 75%AOBI.PK American Oriental Bioengineering Inc USA 0-12,000 25% 12,000-35,000 40% >35000 75% 75%AOBC.O American Outdoor Brands Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%APEI.O American Public Education Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%ARII.O American Railcar Industries Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%AMRB.O American River Banksh AE USA 0-1,000 25% 1,000-6,000 40% 6,000-7,224 50% 60% >7,224 75%AMSWA.O American Software Inc/GA USA 0-2,000 25% 2,000-10,000 40% 10,000-37,466 50% 60% >37,466 75%AWR.N American States Water Co USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%AMSC.O American Superconductor Corp USA 0-4,000 25% 4,000-25,000 40% 25,000-79,117 50% 60% >79,117 75%AMT.N American Tower Corp USA 0-9,000 5% 9,000-44,307 10% 44,307-177,228 20% 40% >177,228 75%AVD American Vanguard Corp USA 0-3,000 20% 3,000-20,000 30% 20,000-51,388 50% 60% >51,388 75%AWK.N American Water Works Co Inc USA 0-6,000 5% 6,000-60,000 10% 60,000-300,653 20% 40% >300,653 75%AMWD.O American Woodmark Corp USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%CRMT.O America's Car-Mart Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%USAS.A Americas Silver Corporation USA 0-3,500 25% 3,500-20,000 40% 20,000-21,066 50% 60% >21,066 75%APU AmeriGas Partners LP USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%AMP.N Ameriprise Financial Inc USA 0-8,000 5% 8,000-42,424 10% 42,424-169,698 20% 40% >169,698 75%ABCB.O Ameris Ban Corporation USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%AMSF.O AMERISAFE Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%ATLO.O Ames National Corporation USA 0-1,000 25% 1,000-3,000 40% 3,000-3,622 50% 60% >3,622 75%AME.N AMETEK Inc USA 0-9,000 5% 9,000-90,000 10% 90,000-391,030 20% 40% >391,030 75%AMGN.O Amgen Inc USA 0-8,000 5% 8,000-38,700 10% 38,700-154,801 20% 40% >154,801 75%FOLD.O Amicus Therapeutics Inc USA 0-51,700 25% 51,700-258,727 40% 258,727-1,034,910 50% 60% >1,034,910 75%ANFI.K Amira Nature Foods Ltd USA 0-3,000 25% 3,000-20,000 40% 20,000-55,057 50% 60% >55,057 75%AMKR.O Amkor Technology Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%AMN AMN Healthcare Services Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%AMPH.O Amphastar Pharmaceuticals Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%APH.N Amphenol Corp USA 0-9,000 5% 9,000-75,615 10% 75,615-302,460 20% 40% >302,460 75%BETR.K Amplify Snack Brands Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%APHB.A AmpliPhi Biosciences Corporation USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%ASYS.O Amtech Systems Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-68,880 50% 60% >68,880 75%AFSI.O Amtrust Financial Services Inc USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%AMRS.O Amyris Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%APC.N Anadarko Petroleum Corp USA 0-25,000 10% 25,000-130,502 20% 130,502-522,011 35% 45% >522,011 75%ADI.O Analog Devices Inc USA 0-15,000 5% 15,000-74,450 10% 74,450-297,801 20% 40% >297,801 75%ALOG.O Analogic Corp USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%AVXL.O Anavex Life Sciences Corporation USA 0-9,000 25% 9,000-55,000 40% 55,000-167,667 50% 60% >167,667 75%ANDV.K Andeaver USA 0-10,000 5% 10,000-62,220 10% 62,220-248,880 20% 40% >248,880 75%ANDE.O Andersons Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%ANGI.O Angi Homeservices Inc - A USA 0-15,000 15% 15,000-90,000 25% 90,000-274,798 40% 55% >274,798 75%ANGO.O AngioDynamics Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%AU.N AngloGold Ashanti Ltd - ADR USA 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%BUD.N Anheuser-Busch InBev NV - ADR USA 0-5,600 10% 5,600-28,224 20% 28,224-112,000 35% 45% >112,000 75%ANIP.O ANI Pharmaceuticals Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%ANIK.O Anika Therapeutics Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%





AXE.N Anixter International Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%NLY.N Annaly Capital Management Inc USA 0-59,300 10% 59,300-296,708 20% 296,708-1,186,832 35% 45% >1,186,832 75%ANSS.O ANSYS Inc USA 0-4,400 10% 4,400-22,191 20% 22,191-88,767 35% 45% >88,767 75%ATRS.O Antares Pharma Inc USA 0-45,000 25% 45,000-275,000 40% 275,000-857,457 50% 60% >857,457 75%AM Antero Midstream Partners LP USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%AR.N Antero Resources Corp USA 0-32,900 10% 32,900-164,610 20% 164,610-658,440 35% 45% >658,440 75%ANTM.K Anthem Inc USA 0-6,000 5% 6,000-30,558 10% 30,558-122,233 20% 40% >122,233 75%ANTH.O Anthera Pharmaceuticals Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-185,919 50% 60% >185,919 75%ANH.N Anworth Mortgage Asset Corp USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%AOS.N AO Smith Corp USA 0-11,400 10% 11,400-56,950 20% 56,950-227,800 35% 45% >227,800 75%AON.N Aon PLC USA 0-8,000 5% 8,000-46,561 10% 46,561-186,247 20% 40% >186,247 75%AXN.A Aoxing Pharmaceutical Company Inc USA 0-109,500 25% 109,500-219,000 40% >219000 75% 75%APA.N Apache Corp USA 0-30,000 5% 30,000-151,144 10% 151,144-604,577 20% 40% >604,577 75%AIV.N Apartment Investment & Management Co USA 0-8,000 5% 8,000-80,000 10% 80,000-550,000 20% 40% >550,000 75%APOG.O Apogee Enterprises Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%ARI Apollo Commercial Real Estate Finance Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%APEN.O Apollo Endosurgery Inc USA 0-3,100 25% 3,100-6,200 40% 6,200-33,323 50% 60% >33,323 75%APO Apollo Global Management LLC USA 0-15,000 10% 15,000-90,000 20% 90,000-438,960 35% 45% >438,960 75%AINV.O Apollo Investment Corp USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%APPF.O AppFolio Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%APPN.O Appian Corporation USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%APLE.K Apple Hospitality REIT Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%AAPL.O Apple Inc (All Sessions) USA 0-8,000 5% 8,000-38,221 10% 38,221-152,885 20% 40% >152,885 75%AGTC.O Applied Genetic Technologies Corporation USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%AIT.N Applied Industrial Technologies Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%AMAT.O Applied Materials Inc USA 0-25,000 5% 25,000-118,346 10% 118,346-473,385 20% 40% >473,385 75%AAOI.O Applied Optoelectronics Inc USA 0-14,700 10% 14,700-73,620 20% 73,620-294,000 35% 45% >294,000 75%AREX.O Approach Resources Inc USA 0-20,000 20% 20,000-120,000 30% 120,000-349,372 50% 60% >349,372 75%APTI.O Apptio Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%APRI.O Apricus Biosciences Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-190,771 50% 60% >190,771 75%ATR AptarGroup Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%APVO.O Aptevo Therapeutics Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-193,338 50% 60% >193,338 75%APTO.O Aptose Biosciences Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%WTR.N Aqua America Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%AQMS.O Aqua Metals Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-160,000 50% 60% >160,000 75%AQB.O AquaBounty Technologies Inc (US) USA 0-2,800 25% 2,800-5,600 40% 5,600-6,711 50% 60% >6,711 75%WAAS.K AquaVenture Holdings Limited USA 0-3,000 20% 3,000-20,000 30% 20,000-52,497 50% 60% >52,497 75%AQXP.O Aquinox Pharmaceuticals Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-37,241 50% 60% >37,241 75%ARDM.O Aradigm Corporation USA 0-5,000 25% 5,000-30,000 40% 30,000-89,089 50% 60% >89,089 75%ARLZ.O Aralez Pharmaceuticals Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-443,701 50% 60% >443,701 75%ARMK.K Aramark USA 0-15,600 10% 15,600-78,139 20% 78,139-312,558 35% 45% >312,558 75%PETX.O Aratana Therapeutics Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-165,983 50% 60% >165,983 75%ABUS.O Arbutus Biopharma Corp USA 0-7,000 25% 7,000-40,000 40% 40,000-126,979 50% 60% >126,979 75%ARC.N ARC Document Solutions Inc USA 0-4,600 25% 4,600-30,000 40% 30,000-72,509 50% 60% >72,509 75%ARCX.N Arc Logistics Partners LP USA 0-3,000 20% 3,000-20,000 30% 20,000-51,046 50% 60% >51,046 75%ABIO.O ARCA biopharma Inc USA 0-11,600 25% 11,600-23,200 40% 23,200-52,261 50% 60% >52,261 75%RKDA.O Arcadia Biosciences Inc USA 0-47,700 25% 47,700-140,000 40% >140000 75% 75%ARCB.O ArcBest Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%MT.N ArcelorMittal - ADR USA 0-22,900 10% 22,900-114,447 20% 114,447-458,000 35% 45% >458,000 75%ARCH.N ARCH - Arch Coal Inc USA 0-8,500 25% 8,500-42,354 40% 42,354-169,418 50% 60% >169,418 75%ACGL.O Arch Capital Group Ltd USA 0-7,000 10% 7,000-34,976 20% 34,976-139,905 35% 45% >139,905 75%ADM.N Archer-Daniels-Midland Co USA 0-20,000 5% 20,000-167,042 10% 167,042-668,169 20% 40% >668,169 75%AROC.K Archrock Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-278,427 40% 55% >278,427 75%APLP.O Archrock Partners LP USA 0-3,000 20% 3,000-20,000 30% 20,000-53,154 50% 60% >53,154 75%ARNC.N Arconic Inc USA 0-27,500 10% 27,500-137,582 20% 137,582-550,330 35% 45% >550,330 75%ARCO.K Arcos Dorados Holdings Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%ARD Ardagh Group SA USA 0-3,000 20% 3,000-20,000 30% 20,000-51,210 50% 60% >51,210 75%ARDX.O Ardelyx Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-288,440 50% 60% >288,440 75%ASC Ardmore Shipping Corp USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%ARNA.O Arena Pharmaceuticals Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%ARCC.O Ares Capital Corp USA 0-25,000 10% 25,000-150,000 20% 150,000-823,456 35% 45% >823,456 75%ACRE.K Ares Commercial Real Estate Corporation USA 0-3,000 20% 3,000-20,000 30% 20,000-56,138 50% 60% >56,138 75%ARDC.K Ares Dynamic Credit Allocation Fund Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-39,165 50% 60% >39,165 75%ARES.N Ares Management LP USA 0-2,500 20% 2,500-15,000 30% 15,000-47,275 50% 60% >47,275 75%AGX Argan Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%AGII.O Argo Group International Holdings Ltd USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%ARGS.O Argos Therapeutics Inc USA 0-76,700 25% 76,700-153,400 40% 153,400-1,428,304 50% 60% >1,428,304 75%ANET.N Arista Networks Inc USA 0-3,000 10% 3,000-15,087 20% 15,087-60,348 35% 45% >60,348 75%AI Arlington Asset Investment Corp USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%AHH Armada Hoffler Properties Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%ARR ARMOUR Residential REIT Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%AFI Armstrong Flooring Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%AWI Armstrong World Industries Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%ARTX.O Arotech Corporation USA 0-7,000 25% 7,000-40,000 40% 40,000-138,819 50% 60% >138,819 75%ARQL.O ArQule Inc USA 0-11,000 25% 11,000-22,000 40% 22,000-99,631 50% 60% >99,631 75%ARRY.O Array BioPharma Inc USA 0-60,600 25% 60,600-303,181 40% 303,181-1,212,727 50% 60% >1,212,727 75%ARRS.O ARRIS Group Inc USA 0-20,000 10% 20,000-119,022 20% 119,022-476,088 35% 45% >476,088 75%ARW.N Arrow Electronics Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-170,413 35% 45% >170,413 75%AROW.O Arrow Financial Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-9,652 50% 60% >9,652 75%ARWR.O Arrowhead Research Corp USA 0-25,000 25% 25,000-150,000 40% 150,000-446,904 50% 60% >446,904 75%ARTNA.O Artesian Resources Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-11,781 50% 60% >11,781 75%AJG.N Arthur J Gallagher & Co USA 0-7,000 5% 7,000-70,000 10% 70,000-416,354 20% 40% >416,354 75%APAM.K Artisan Partners Asset Management Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%ASA.N ASA Gold and Precious Metals Ltd USA 0-2,000 25% 2,000-10,000 40% 10,000-39,038 50% 60% >39,038 75%AKG.A Asanko Gold Inc (US) USA 0-69,700 25% 69,700-423,178 40% 423,178-1,394,000 50% 60% >1,394,000 75%ABG.N Asbury Automotive Group Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%ASNA.O Ascena Retail Group Inc USA 0-70,000 15% 70,000-425,000 25% 425,000-1,400,000 40% 55% >1,400,000 75%ASCMA.O Ascent Capital Group Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-25,069 50% 60% >25,069 75%ASTI.O Ascent Solar Technologies Inc USA 0-3,375,000 25% 3,375,000-20,000,000 40% 20,000,000-66,005,762 50% 60% >66,005,762 75%AHP Ashford Hospitality Prime Inc USA 0-7,000 20% 7,000-40,000 30% 40,000-128,438 50% 60% >128,438 75%AHT.N Ashford Hospitality Trust Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%AINC.A Ashford Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%ASH.N Ashland Inc USA 0-10,000 10% 10,000-50,522 20% 50,522-202,090 35% 45% >202,090 75%ASMI.O ASM International NV (US) USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%ASML.O ASML Holding NV (US) USA 0-3,700 10% 3,700-18,569 20% 18,569-74,000 35% 45% >74,000 75%AHL Aspen Insurance Holdings Ltd USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%AZPN.O Aspen Technology Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-201,388 35% 45% >201,388 75%ASMB.O Assembly Biosciences Inc USA 0-2,500 25% 2,500-15,000 40% 15,000-44,699 50% 60% >44,699 75%ASB.N Associated Banc-Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%AC Associated Capital Group Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-8,404 50% 60% >8,404 75%AIZ.N Assurant Inc USA 0-6,000 10% 6,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%AGO.N Assured Guaranty Ltd USA 0-15,000 10% 15,000-89,843 20% 89,843-359,375 35% 45% >359,375 75%





ASTE.O Astec Industries Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%AST Asterias Biotherapeutics Inc USA 0-5,700 25% 5,700-11,400 40% 11,400-77,672 50% 60% >77,672 75%AZN.N AstraZeneca PLC - ADR USA 0-20,300 10% 20,300-101,336 20% 101,336-406,000 35% 45% >406,000 75%ATRO.O Astronics Corp USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%ATROB.PK Astronics Corporation USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%ASTC.O Astrotech Corporation USA 0-4,700 25% 4,700-30,000 40% 30,000-30,195 50% 60% >30,195 75%T.N AT&T Inc (All Sessions) USA 0-40,000 5% 40,000-194,858 10% 194,858-779,433 20% 40% >779,433 75%ATRA.O Atara Biotherapeutics Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-115,808 50% 60% >115,808 75%ATTO.K Atento SA USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%ATHN.O athenahealth Inc USA 0-5,400 10% 5,400-26,778 20% 26,778-107,114 35% 45% >107,114 75%ATH Athene Holding Limited USA 0-13,800 10% 13,800-69,162 20% 69,162-276,648 35% 45% >276,648 75%ATNX.O Athenex Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%ATHX.O Athersys Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-554,566 50% 60% >554,566 75%ATKR.K Atkore International Group Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%AT Atlantic Power Corp USA 0-10,000 25% 10,000-60,000 40% 60,000-191,002 50% 60% >191,002 75%ATNI.O Atlantic Tele-Network Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-39,548 40% 55% >39,548 75%AY.O Atlantica Yield PLC USA 0-15,000 25% 15,000-90,000 40% 90,000-295,645 50% 60% >295,645 75%AAWW.O Atlas Air Worldwide Holdings Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%ATLS.K Atlas Energy LP USA 0-19,800 25% 19,800-120,000 40% 120,000-130,438 50% 60% >130,438 75%AFH.O Atlas Financial Holdings Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%TEAM.O Atlassian Corp PLC USA 0-10,000 10% 10,000-60,000 20% 60,000-254,580 35% 45% >254,580 75%ATO.N Atmos Energy Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-149,618 35% 45% >149,618 75%ATOM.O Atomera Inc USA 0-4,600 25% 4,600-15,000 40% >15000 75% 75%ATOS.O Atossa Genetics Inc USA 0-45,000 25% 45,000-275,000 40% 275,000-860,610 50% 60% >860,610 75%ATRC.O AtriCure Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-89,671 50% 60% >89,671 75%ATRI.O Atrion Corp USA 0-1,000 15% 1,000-3,000 25% >3000 75% 75%ATTU.O Attunity Ltd USA 0-1,700 25% 1,700-10,000 40% 10,000-18,387 50% 60% >18,387 75%AUO.N AU Optronics Corp - ADR USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%BOLD.O Audentes Therapeutics Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%AUDC.O AudioCodes Ltd USA 0-2,500 25% 2,500-15,000 40% 15,000-45,732 50% 60% >45,732 75%AUPH.O Aurinia Pharmaceuticals Inc USA 0-70,000 25% 70,000-425,000 40% 425,000-1,355,734 50% 60% >1,355,734 75%EARS.O Auris Medical Holding AG USA 0-19,500 25% 19,500-39,000 40% 39,000-185,237 50% 60% >185,237 75%AUG.A Auryn Resources Inc USA 0-8,000 25% 8,000-16,000 40% 16,000-88,942 50% 60% >88,942 75%ABTL.O Autobytel Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-59,276 50% 60% >59,276 75%ADSK.O Autodesk Inc USA 0-10,000 5% 10,000-54,179 10% 54,179-216,716 20% 40% >216,716 75%ATHM.N Autohome Inc USA 0-10,800 10% 10,800-54,227 20% 54,227-216,910 35% 45% >216,910 75%ALV.N Autoliv Inc USA 0-5,400 10% 5,400-27,017 20% 27,017-108,068 35% 45% >108,068 75%ADP.O Automatic Data Processing Inc USA 0-10,000 5% 10,000-60,041 10% 60,041-240,165 20% 40% >240,165 75%AN.N AutoNation Inc USA 0-20,000 10% 20,000-127,096 20% 127,096-508,384 35% 45% >508,384 75%AZO.N AutoZone Inc USA 0-2,000 5% 2,000-11,152 10% 11,152-44,610 20% 40% >44,610 75%AVHI.O AV Homes Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%AVDL.O Avadel Pharmaceuticals Limited USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%AVLNF.PK Avalon Rare Metals Inc USA 0-140,400 25% 140,400-280,800 40% >280800 75% 75%AVB.N AvalonBay Communities Inc USA 0-5,000 5% 5,000-35,637 10% 35,637-142,551 20% 40% >142,551 75%AVEO.O AVEO Pharmaceuticals Inc USA 0-100,000 25% 100,000-600,000 40% 600,000-2,000,000 50% 60% >2,000,000 75%AVY.N Avery Dennison Corp USA 0-5,000 5% 5,000-50,000 10% 50,000-253,636 20% 40% >253,636 75%AVXS.O AveXis Inc USA 0-7,000 10% 7,000-34,815 20% 34,815-139,262 35% 45% >139,262 75%AVG AVG Technologies NV USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%AVH.N Avianca Holdings SA USA 0-2,500 25% 2,500-15,000 40% 15,000-48,156 50% 60% >48,156 75%AVNW.O Aviat Networks Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-16,958 50% 60% >16,958 75%AVID.O Avid Technology Inc USA 0-9,000 20% 9,000-55,000 30% 55,000-175,443 50% 60% >175,443 75%ASM.P Avino Silver & Gold Mines Limited USA 0-10,500 25% 10,500-65,000 40% 65,000-94,025 50% 60% >94,025 75%BOTA.O Aviragen Therapeutics Inc USA 0-25,200 25% 25,200-50,400 40% 50,400-204,171 50% 60% >204,171 75%CAR.O Avis Budget Group Inc USA 0-19,900 10% 19,900-99,671 20% 99,671-398,684 35% 45% >398,684 75%AVA.N Avista Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%AV.N Aviva PLC - ADR USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%AVT.N Avnet Inc USA 0-15,000 10% 15,000-84,302 20% 84,302-337,209 35% 45% >337,209 75%AVP.N Avon Products Inc USA 0-90,000 10% 90,000-900,000 20% 900,000-3,000,000 35% 45% >3,000,000 75%AVX.N AVX Corp USA 0-4,000 20% 4,000-25,000 30% 25,000-79,480 50% 60% >79,480 75%AWRE.O Aware Inc USA 0-3,000 25% 3,000-9,000 40% 9,000-11,264 50% 60% >11,264 75%AXTA.K Axalta Coating Systems Ltd USA 0-20,900 10% 20,900-104,283 20% 104,283-417,135 35% 45% >417,135 75%ACLS.O Axcelis Technologies Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%AXS.N Axis Capital Holdings Ltd USA 0-8,000 10% 8,000-50,000 20% 50,000-249,159 35% 45% >249,159 75%AXGN.O AxoGen Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-114,257 50% 60% >114,257 75%AAXN.O Axon Enterprise Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%AXON.K Axovant Sciences Limited USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%AXSM.O Axsome Therapeutics Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%AXTI.O AXT Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-291,252 50% 60% >291,252 75%AZRX.O AzurRx BioPharma Inc USA 0-4,500 25% 4,500-9,000 40% 9,000-19,604 50% 60% >19,604 75%AZZ AZZ Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-55,499 40% 55% >55,499 75%BGS.N B&G Foods Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-400,000 35% 45% >400,000 75%RILY.O B. Riley Financial Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-52,464 50% 60% >52,464 75%BTG.A B2Gold Corporation USA 0-99,800 10% 99,800-598,800 20% 598,800-1,996,000 35% 45% >1,996,000 75%BW Babcock & Wilcox Enterprises Inc USA 0-45,000 25% 45,000-275,000 40% 275,000-859,808 50% 60% >859,808 75%BMI Badger Meter Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%BIDU.O Baidu Inc - ADR USA 0-6,000 5% 6,000-28,096 10% 28,096-112,384 20% 40% >112,384 75%BHGE.N Baker Hughes a GE company LLC USA 0-25,000 5% 25,000-202,427 10% 202,427-809,711 20% 40% >809,711 75%BCPC.O Balchem Corp USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%BWINB.O Baldwin & Lyons Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-13,960 50% 60% >13,960 75%BLL.N Ball Corp USA 0-20,000 5% 20,000-166,833 10% 166,833-667,333 20% 40% >667,333 75%BTN.P Ballantyne Strong Inc USA 0-2,600 25% 2,600-15,000 40% 15,000-17,809 50% 60% >17,809 75%BLDP.O Ballard Power Systems Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%BANC.K Banc of California Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%BANF.O BancFirst Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%BBVA.K Banco Bilbao Vizcaya Argentaria SA - ADR USA 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%BBD.N Banco Bradesco SA - ADR - BBD USA 0-66,800 10% 66,800-333,833 20% 333,833-1,336,000 35% 45% >1,336,000 75%BBDO.K Banco Bradesco SA - ADR - BBDO USA 0-1,400 25% 1,400-4,000 40% 4,000-5,593 50% 60% >5,593 75%BCH.N Banco de Chile - ADR USA 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%BLX.N Banco Latinoamericano de Comercio Exterior S USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%BMA.N Banco Macro SA - ADR USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%BSBR.K Banco Santander Brasil SA - ADR USA 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%BSAC.K Banco Santander Chile - ADR USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%SAN.N Banco Santander SA - ADR USA 0-100,000 10% 100,000-516,253 20% 516,253-2,000,000 35% 45% >2,000,000 75%CIB.N Bancolombia SA - ADR USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%TBBK.O Bancorp Inc USA 0-8,000 20% 8,000-50,000 30% 50,000-158,023 50% 60% >158,023 75%BXS.N BancorpSouth Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%BKMU.O Bank Mutual Corp USA 0-4,000 20% 4,000-25,000 30% 25,000-72,092 50% 60% >72,092 75%BAC.N Bank of America Corp (All Sessions) USA 0-50,000 5% 50,000-251,888 10% 251,888-1,007,552 20% 40% >1,007,552 75%BOH.N Bank of Hawaii Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%BMRC.O Bank of Marin Ban Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-10,655 50% 60% >10,655 75%BMO.N Bank of Montreal USA 0-15,000 5% 15,000-86,633 10% 86,633-346,535 20% 40% >346,535 75%BK.N Bank of New York Mellon Corp USA 0-25,000 5% 25,000-130,964 10% 130,964-523,856 20% 40% >523,856 75%





OZRK.O Bank of the Ozarks Inc USA 0-15,500 10% 15,500-77,450 20% 77,450-309,800 35% 45% >309,800 75%BFIN.O BankFinancial Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-18,052 50% 60% >18,052 75%BKU BankUnited Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-404,487 35% 45% >404,487 75%BANR.O Banner Corporation USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%BAA.A Banro Corp USA 0-42,600 25% 42,600-130,000 40% 130,000-130,413 50% 60% >130,413 75%BZUN.O Baozun Inc USA 0-20,300 10% 20,300-101,491 20% 101,491-405,964 35% 45% >405,964 75%BHB.A Bar Harbor Banksh AE USA 0-1,000 25% 1,000-6,000 40% 6,000-13,940 50% 60% >13,940 75%BCS.N Barclays PLC - ADR USA 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%BNED.N Barnes & Noble Education Inc USA 0-9,000 20% 9,000-55,000 30% 55,000-167,648 50% 60% >167,648 75%BKS.N Barnes & Noble Inc USA 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%B.N Barnes Group Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%CUDA.K Barracuda Networks Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%BBSI.O Barrett Business Services Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-19,166 50% 60% >19,166 75%ABX.N Barrick Gold Corp (US) USA 0-19,900 5% 19,900-199,000 10% 199,000-1,492,500 20% 40% >1,492,500 75%BAS.N Basic Energy Services Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-275,245 50% 60% >275,245 75%BSET.O Bassett Furniture Industries Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-14,623 50% 60% >14,623 75%BATRA.O BATRA - Liberty Braves Group USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%BATRK.O BATRK - Liberty Braves Group USA 0-4,000 20% 4,000-25,000 30% 25,000-73,555 50% 60% >73,555 75%BAX.N Baxter International Inc USA 0-20,000 5% 20,000-104,153 10% 104,153-416,614 20% 40% >416,614 75%BTE Baytex Energy Corporation USA 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%BV.O Bazaarvoice Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-197,089 50% 60% >197,089 75%BBT BB&T Corp USA 0-30,000 5% 30,000-144,591 10% 144,591-578,365 20% 40% >578,365 75%BBCN.O BBCN Bancorp Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%BFR BBVA Banco Frances SA USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%BBX BBX Capital Corporation USA 0-6,000 20% 6,000-35,000 30% 35,000-119,211 50% 60% >119,211 75%BCE.N BCE Inc USA 0-15,000 5% 15,000-138,597 10% 138,597-554,389 20% 40% >554,389 75%BECN.O Beacon Roofing Supply Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-243,120 35% 45% >243,120 75%BSF.O Bear State Financial Inc USA 0-1,300 25% 1,300-8,000 40% 8,000-21,032 50% 60% >21,032 75%BZH.N Beazer Homes USA Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%BEBE.O bebe stores inc USA 0-2,600 25% 2,600-15,000 40% 15,000-31,037 50% 60% >31,037 75%BDX.N Becton Dickinson and Co USA 0-6,000 5% 6,000-30,424 10% 30,424-121,698 20% 40% >121,698 75%BBBY.O Bed Bath & Beyond Inc USA 0-60,000 10% 60,000-333,166 20% 333,166-1,332,667 35% 45% >1,332,667 75%BGNE.O BeiGene Ltd USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%BELFB.O Bel Fuse Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-16,127 50% 60% >16,127 75%BDC.N Belden Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%BXE.N Bellatrix Exploration Limited USA 0-5,400 25% 5,400-30,000 40% 30,000-39,795 50% 60% >39,795 75%BLPH.O Bellerophon Therapeutics LLC USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%BLCM.O Bellicum Pharmaceuticals Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%BEL.N Belmond Ltd- Class A USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%BHE.N Benchmark Electronics Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%BNCL.O Beneficial Mutual Bancorp Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%BNFT.O Benefitfocus Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-99,011 40% 55% >99,011 75%BNTC.O Benitec Biopharma Limited USA 0-5,000 25% 5,000-30,000 40% 30,000-91,252 50% 60% >91,252 75%BRKb Berkshire Hathaway Inc - B (All Sessions) USA 0-7,000 5% 7,000-36,344 10% 36,344-145,379 20% 40% >145,379 75%BHLB.K Berkshire Hills Bancorp Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%BERY.K Berry Plastics Group Inc USA 0-11,600 10% 11,600-57,959 20% 57,959-231,838 35% 45% >231,838 75%BBY.N Best Buy Co Inc (All Sessions) USA 0-25,000 5% 25,000-117,678 10% 117,678-470,712 20% 40% >470,712 75%BSTI.K BEST Inc USA 0-55,800 25% 55,800-278,846 40% 278,846-1,116,000 50% 60% >1,116,000 75%BYSI.O BeyondSpring Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%BGSF.P BG Staffing Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,868 50% 60% >12,868 75%BGCP.O BGC Partners Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%BHP.N BHP Billiton Ltd - ADR USA 0-15,600 10% 15,600-77,956 20% 77,956-312,000 35% 45% >312,000 75%BBL.N BHP Billiton PLC - ADR USA 0-17,700 10% 17,700-88,649 20% 88,649-354,000 35% 45% >354,000 75%BGFV.O Big 5 Sporting Goods Corp USA 0-20,000 20% 20,000-120,000 30% 120,000-400,000 50% 60% >400,000 75%BIG.N Big Lots Inc USA 0-12,400 10% 12,400-62,115 20% 62,115-248,463 35% 45% >248,463 75%BH Biglari Holdings Inc USA 0-1,000 20% 1,000-3,000 30% >3000 75% 75%BBG Bill Barrett Corp USA 0-40,000 15% 40,000-240,000 25% 240,000-800,000 40% 55% >800,000 75%ORPN.O Bio Blast Pharma Limited USA 0-6,800 25% 6,800-13,600 40% 13,600-16,123 50% 60% >16,123 75%BIOA.K BioAmber Inc USA 0-31,400 25% 31,400-62,800 40% 62,800-573,845 50% 60% >573,845 75%BIOC.O Biocept Inc USA 0-17,400 25% 17,400-34,800 40% 34,800-240,086 50% 60% >240,086 75%BCRX.O BioCryst Pharmaceuticals Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-700,000 50% 60% >700,000 75%BDSI.O BioDelivery Sciences International Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-287,651 50% 60% >287,651 75%BIIB.O Biogen Idec Inc USA 0-4,000 5% 4,000-21,485 10% 21,485-85,942 20% 40% >85,942 75%BHVN.K Biohaven Pharmaceutical Holding Company LimUSA 0-6,000 25% 6,000-35,000 40% 35,000-114,271 50% 60% >114,271 75%BLFS.O BioLife Solutions Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-59,833 50% 60% >59,833 75%BLRX.O BioLineRx Limited USA 0-12,800 25% 12,800-25,600 40% 25,600-243,280 50% 60% >243,280 75%BMRN.O BioMarin Pharmaceutical Inc USA 0-10,000 20% 10,000-81,311 30% 81,311-325,246 50% 60% >325,246 75%BVXV.O BiondVax Pharmaceuticals Limited USA 0-2,300 25% 2,300-4,600 40% 4,600-22,926 50% 60% >22,926 75%BIO Bio-Rad Laboratories Inc USA 0-2,600 10% 2,600-12,916 20% 12,916-51,667 35% 45% >51,667 75%BIOS.O BioScrip Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-694,530 50% 60% >694,530 75%BSTC.O BioSpecifics Technologies Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-13,303 50% 60% >13,303 75%BSTG.O Biostage Inc USA 0-58,800 25% 58,800-117,600 40% 117,600-502,253 50% 60% >502,253 75%BSPM.O Biostar Pharmaceuticals Inc USA 0-7,800 25% 7,800-25,000 40% 25,000-34,839 50% 60% >34,839 75%BEAT.O BioTelemetry Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%BTX.A BioTime Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-174,505 50% 60% >174,505 75%BIVV.O Bioverativ Inc USA 0-12,400 10% 12,400-62,150 20% 62,150-248,602 35% 45% >248,602 75%BITA.K Bitauto Holdings Ltd USA 0-14,200 10% 14,200-71,078 20% 71,078-284,313 35% 45% >284,313 75%BJRI.O BJ's Restaurants Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%BBOX.O Black Box Corp USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%BKH Black Hills Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%BKI Black Knight Inc USA 0-14,500 10% 14,500-72,737 20% 72,737-290,948 35% 45% >290,948 75%BSM Black Stone Minerals LP USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%BLKB.O Blackbaud Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-134,164 35% 45% >134,164 75%BB.N Blackberry Ltd (All Sessions) USA 0-109,900 10% 109,900-618,269 20% 618,269-2,473,078 35% 45% >2,473,078 75%BL.O BlackLine Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%BBN.N BlackRock Build America Bond Trust USA 0-3,000 25% 3,000-20,000 40% 20,000-53,865 50% 60% >53,865 75%HYT BlackRock Corporate High Yield Fund Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%BDJ BlackRock Enhanced Equity Dividend Trust USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%EGF.N BlackRock Enhanced Government Fund Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-4,018 50% 60% >4,018 75%BLK.N BlackRock Inc USA 0-3,000 5% 3,000-14,318 10% 14,318-57,274 20% 40% >57,274 75%BGY.N BlackRock International Growth and Income Tru USA 0-9,000 20% 9,000-55,000 30% 55,000-180,000 50% 60% >180,000 75%BKCC.O BlackRock Kelso Capital Corp USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%BLW.N BlackRock Limited Duration Income Trust USA 0-2,500 20% 2,500-15,000 30% 15,000-46,580 50% 60% >46,580 75%MNE.N BlackRock Muni New York Intermediate Duratio USA 0-1,000 25% 1,000-3,000 40% 3,000-4,035 50% 60% >4,035 75%MUA.N BlackRock MuniAssets Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%MUS BlackRock MuniHoldings Quality Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,284 50% 60% >12,284 75%BSD.N BlackRock Strategic Municipal Trust USA 0-1,000 25% 1,000-6,000 40% 6,000-7,196 50% 60% >7,196 75%BX.N Blackstone Group LP USA 0-20,800 10% 20,800-103,797 20% 103,797-415,188 35% 45% >415,188 75%BXMT.N Blackstone Mortgage Trust Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%HRB.N Block (H&R) Inc USA 0-25,000 5% 25,000-250,000 10% 250,000-1,063,795 20% 40% >1,063,795 75%BLMN.O Bloomin' Brands Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%BCOR.O Blucora Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%





APRN.K Blue Apron Holdings Inc USA 0-80,000 15% 80,000-475,000 25% 475,000-1,600,000 40% 55% >1,600,000 75%BLBD.O Blue Bird Corp USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%BUFF.O Blue Buffalo Pet Products Inc USA 0-24,500 10% 24,500-122,700 20% 122,700-490,802 35% 45% >490,802 75%BHBK.O Blue Hills Bancorp Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-29,941 50% 60% >29,941 75%BLUE.O Bluebird Bio Inc USA 0-4,400 10% 4,400-21,976 20% 21,976-87,907 35% 45% >87,907 75%BKEP.O Blueknight Energy Partners LP USA 0-2,400 25% 2,400-15,000 40% 15,000-27,008 50% 60% >27,008 75%BPMC.O Blueprint Medicines Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-195,257 35% 45% >195,257 75%BRG Bluerock Residential Growth REIT Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-120,000 50% 60% >120,000 75%BMCH.O BMC Stock Holdings Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%BWP Boardwalk Pipeline Partners LP USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%BOBE.O Bob Evans Farms Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-172,262 35% 45% >172,262 75%BA.N Boeing Co (All Sessions) USA 0-5,000 5% 5,000-25,555 10% 25,555-102,222 20% 40% >102,222 75%BOFI.O BofI Holding Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%WIFI.O Boingo Wireless Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%BCC Boise Cascade Co USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%BOJA.O Bojangles' Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%BOKF.O BOK Financial Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%BCEI.K Bonanza Creek Energy Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%BONT.O Bon-Ton Stores Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-565,287 50% 60% >565,287 75%BOOT.K Boot Barn Holdings Inc USA 0-9,000 20% 9,000-55,000 30% 55,000-180,000 50% 60% >180,000 75%BAH.N Booz Allen Hamilton Holding Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-364,580 35% 45% >364,580 75%BWA.N BorgWarner Inc USA 0-15,000 5% 15,000-128,096 10% 128,096-512,387 20% 40% >512,387 75%SAM.N Boston Beer Co Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-75,623 35% 45% >75,623 75%BPFH.O Boston Private Financial Holdings Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%BXP.N Boston Properties Inc USA 0-5,000 5% 5,000-50,000 10% 50,000-211,998 20% 40% >211,998 75%BSX.N Boston Scientific Corp USA 0-45,000 5% 45,000-235,190 10% 235,190-940,761 20% 40% >940,761 75%EPAY.O Bottomline Technologies de Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%BIF Boulder Growth & Income Fund Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-79,072 50% 60% >79,072 75%BOX Box Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-605,537 35% 45% >605,537 75%TEUFF.PK Box Ships Inc USA 0-907,500 25% 907,500-2,500,000 40% >2500000 75% 75%BYD.N Boyd Gaming Corp USA 0-20,000 10% 20,000-115,437 20% 115,437-461,751 35% 45% >461,751 75%BPMP.K BP Midstream Partners LP USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%BP.N BP PLC - ADR USA 0-16,600 10% 16,600-82,754 20% 82,754-332,000 35% 45% >332,000 75%BPT.N BP Prudhoe Bay Royalty Trust USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%BRC.N Brady Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%BCLI.O Brainstorm Cell Therapeutics Inc USA 0-3,300 25% 3,300-6,600 40% 6,600-61,543 50% 60% >61,543 75%BDN.N Brandywine Realty Trust USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%LND BrasilAgro - Co Brasileira de Propriedades AgricUSA 0-3,400 25% 3,400-10,000 40% >10000 75% 75%BAK Braskem SA USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%BBRG.O Bravo Brio Restaurant Group Inc USA 0-6,200 25% 6,200-35,000 40% 35,000-40,701 50% 60% >40,701 75%BBEPQ.PK Breitburn Energy Partners LP USA 0-428,900 25% 428,900-1,500,000 40% >1500000 75% 75%BRFS.K BRF SA - ADR USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%BDGE.O Bridge Bancorp Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%BLIN.O Bridgeline Digital Inc USA 0-5,200 25% 5,200-15,000 40% >15000 75% 75%BPI Bridgepoint Education Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-120,000 50% 60% >120,000 75%BGG.N Briggs & Stratton Corp USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%BFAM.N Bright Horizons Family Solutions Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%BEDU.K Bright Scholar Education Holdings Limited USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%BCOV.O Brightcove Inc USA 0-7,000 20% 7,000-40,000 30% 40,000-130,731 50% 60% >130,731 75%BHF.O Brighthouse Financial Inc USA 0-11,800 10% 11,800-58,943 20% 58,943-235,772 35% 45% >235,772 75%EAT.N Brinker International Inc USA 0-19,800 10% 19,800-98,844 20% 98,844-395,376 35% 45% >395,376 75%BCO.N Brink's Co USA 0-7,000 10% 7,000-40,000 20% 40,000-170,153 35% 45% >170,153 75%BMY.N Bristol-Myers Squibb Co USA 0-20,000 5% 20,000-109,595 10% 109,595-438,383 20% 40% >438,383 75%BRS.N Bristow Group Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-462,352 50% 60% >462,352 75%BTI.P British American Tobac Company PLC USA 0-10,300 10% 10,300-51,307 20% 51,307-206,000 35% 45% >206,000 75%BRX Brixmor Property Group Inc USA 0-36,500 10% 36,500-182,739 20% 182,739-730,958 35% 45% >730,958 75%AVGO.O Broadcom Ltd USA 0-5,000 5% 5,000-25,173 10% 25,173-100,694 20% 40% >100,694 75%BR.N Broadridge Financial Solutions Inc USA 0-7,000 10% 7,000-37,704 20% 37,704-150,819 35% 45% >150,819 75%BSFT.O BroadSoft Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-243,652 35% 45% >243,652 75%BWEN.O Broadwind Energy Inc USA 0-5,200 25% 5,200-30,000 40% 30,000-92,321 50% 60% >92,321 75%BKD.N Brookdale Senior Living Inc USA 0-45,000 10% 45,000-275,000 20% 275,000-1,304,007 35% 45% >1,304,007 75%BAM.N Brookfield Asset Management Inc (US) USA 0-10,000 5% 10,000-150,000 10% 150,000-635,770 20% 40% >635,770 75%BBU.N Brookfield Business Partners LP (US) USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%BIP.N Brookfield Infrastructure Partners LP USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%BPY.N Brookfield Property Partners LP USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%RA US Brookfield Real Assets Income Fund Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%BEP Brookfield Renewable Energy Partners LP USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%BRKL.O Brookline Bancorp Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%BRKS.O Brooks Automation Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%BRO.N Brown & Brown Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-269,603 35% 45% >269,603 75%BFb.N Brown-Forman Corp - Class B USA 0-7,000 5% 7,000-70,000 10% 70,000-465,782 20% 40% >465,782 75%BFa Brown-Forman Corp- Class A USA 0-1,000 20% 1,000-6,000 30% 6,000-13,697 50% 60% >13,697 75%BRKR.O Bruker Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%BC.N Brunswick Corp USA 0-13,700 10% 13,700-68,326 20% 68,326-273,304 35% 45% >273,304 75%BMTC.O Bryn Mawr Bank Corporation USA 0-1,500 20% 1,500-9,000 30% 9,000-25,931 50% 60% >25,931 75%BLMT.O BSB Bancorp Inc. (Maryland) USA 0-1,000 25% 1,000-6,000 40% 6,000-8,835 50% 60% >8,835 75%BSQR.O BSQUARE Corp USA 0-2,600 25% 2,600-15,000 40% 15,000-15,693 50% 60% >15,693 75%BT.N BT Group PLC - ADR USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%BPL.N Buckeye Partners LP USA 0-9,000 10% 9,000-55,000 20% 55,000-264,106 35% 45% >264,106 75%BKE.N Buckle Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%BBW Build-A-Bear Workshop Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-56,324 50% 60% >56,324 75%BLDR.O Builders FirstSource Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%BURL.N Burlington Stores Inc USA 0-6,800 10% 6,800-33,926 20% 33,926-135,707 35% 45% >135,707 75%BWXT.K BWX Technologies Inc USA 0-10,000 10% 10,000-55,123 20% 55,123-220,495 35% 45% >220,495 75%CA.O CA Inc USA 0-20,000 5% 20,000-200,000 10% 200,000-822,187 20% 40% >822,187 75%CABO.K Cable ONE Inc USA 0-1,000 10% 1,000-4,875 20% 4,875-18,032 35% 45% >18,032 75%CBT.N Cabot Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CCMP.O Cabot Microelectronics Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%COG.N Cabot Oil & Gas Corp USA 0-45,000 5% 45,000-230,079 10% 230,079-920,317 20% 40% >920,317 75%CACI.K CACI International Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%CDNS.O Cadence Design Systems Inc USA 0-15,100 10% 15,100-75,726 20% 75,726-302,906 35% 45% >302,906 75%CDZI.O Cadiz Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%CZR.O Caesars Entertainment Corp USA 0-53,400 10% 53,400-266,800 20% 266,800-1,067,200 35% 45% >1,067,200 75%CSTE.O Caesarstone Sdot-Yam Ltd USA 0-6,000 20% 6,000-35,000 30% 35,000-109,020 50% 60% >109,020 75%PRSS.O CafePress Inc USA 0-7,700 25% 7,700-25,000 40% 25,000-27,386 50% 60% >27,386 75%CAI CAI International Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%CLBS.O Caladrius Biosciences Inc USA 0-4,400 25% 4,400-8,800 40% 8,800-30,115 50% 60% >30,115 75%CAMP.O CalAmp Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CAA.N Calatlantic Corp Inc USA 0-12,800 10% 12,800-64,171 20% 64,171-256,686 35% 45% >256,686 75%CVWG.O Calavo Growers Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%CAL.N Caleres Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CCC.N Calgon Carbon Corp USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%





CRC.N California Resources Corp USA 0-41,000 15% 41,000-205,104 25% 205,104-820,000 40% 55% >820,000 75%CWT.N California Water Service Group USA 0-4,000 15% 4,000-25,000 25% 25,000-76,084 40% 55% >76,084 75%CALA.O Calithera Biosciences Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-358,729 50% 60% >358,729 75%CALX.K Calix Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-118,965 50% 60% >118,965 75%ELY.N Callaway Golf Co USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%CALD.O Callidus Software Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CPE.N Callon Petroleum Co USA 0-56,900 10% 56,900-284,556 20% 284,556-1,138,225 35% 45% >1,138,225 75%CALM.O Cal-Maine Foods Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CPN.N Calpine Corp USA 0-44,500 10% 44,500-222,481 20% 222,481-889,926 35% 45% >889,926 75%CLMT.O Calumet Specialty Products Partners LP USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%CLXT.O Calyxt Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-49,510 50% 60% >49,510 75%CEI.A Camber Energy Inc USA 0-67,300 25% 67,300-134,600 40% 134,600-1,093,014 50% 60% >1,093,014 75%ABCD.O Cambium Learning Group Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-24,491 50% 60% >24,491 75%CBM Cambrex Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CAC.O Camden National Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%CPT.N Camden Property Trust USA 0-7,100 10% 7,100-35,407 20% 35,407-141,628 35% 45% >141,628 75%CCJ.N Cameco Corp USA 0-39,900 10% 39,900-399,000 20% 399,000-1,496,250 35% 45% >1,496,250 75%CWH Camping World Holdings Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%CAMT.O Camtek Limited USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%GOOS.N Canada Goose Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%CNI.N Canadian National Railway Co (US) USA 0-15,000 5% 15,000-82,575 10% 82,575-330,300 20% 40% >330,300 75%CNQ.N Canadian Natural Resources Ltd (US) USA 0-29,900 5% 29,900-182,499 10% 182,499-729,999 20% 40% >729,999 75%CP.N Canadian Pacific Railway Ltd (US) USA 0-6,000 5% 6,000-38,149 10% 38,149-152,598 20% 40% >152,598 75%CSIQ.O Canadian Solar Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%CGIX.O Cancer Genetics Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-128,953 50% 60% >128,953 75%CANF.P Can-Fite BioPharma Ltd USA 0-9,500 25% 9,500-19,000 40% 19,000-20,607 50% 60% >20,607 75%CAJ.N Canon Inc - ADR USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CMD Cantel Medical Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%CPLA.O Capella Education Co USA 0-2,000 15% 2,000-10,000 25% 10,000-38,998 40% 55% >38,998 75%CBF.O Capital Bank Financial Corporation USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%CCBG.O Capital City Bank Group Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,578 50% 60% >12,578 75%COF.N Capital One Financial Corp USA 0-15,000 5% 15,000-76,534 10% 76,534-306,138 20% 40% >306,138 75%CPLP.O Capital Product Partners LP USA 0-15,000 20% 15,000-90,000 30% 90,000-246,052 50% 60% >246,052 75%CSU Capital Senior Living Corporation USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%CSWC.O Capital Southwest Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-11,704 50% 60% >11,704 75%CFFN.O Capitol Federal Financial Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%CAPN.O Capnia Inc USA 0-19,100 25% 19,100-38,200 40% >38200 75% 75%CAPR.O Capricor Therapeutics Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-663,566 50% 60% >663,566 75%CMO.N Capstead Mortgage Corp USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%CPST.O Capstone Turbine Corp USA 0-14,800 25% 14,800-90,000 40% 90,000-215,158 50% 60% >215,158 75%CARA.O Cara Therapeutics Inc USA 0-45,000 25% 45,000-251,508 40% 251,508-900,000 50% 60% >900,000 75%CRR.N CARBO Ceramics Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-482,384 50% 60% >482,384 75%CARB.O Carbonite Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%CBYL.O Carbylan Therapeutics Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%CRME.O Cardiome Pharma Corp USA 0-9,200 25% 9,200-18,400 40% 18,400-65,173 50% 60% >65,173 75%CSII.O Cardiovascular Systems Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%CATM.O Cardtronics Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%CRCM.K Care.com Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%CDNA.O CareDx Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%CECO.O Career Education Corp USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%CTRE.O CareTrust REIT Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%CARG.O CarGurus Inc USA 0-23,000 25% 23,000-115,119 40% 115,119-460,476 50% 60% >460,476 75%CSL.N Carlisle Cos Inc USA 0-6,100 10% 6,100-30,576 20% 30,576-122,306 35% 45% >122,306 75%CG.O Carlyle Group LP USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%KMX.N CarMax Inc USA 0-20,000 5% 20,000-91,772 10% 91,772-367,088 20% 40% >367,088 75%CCL.N Carnival Corp USA 0-20,000 5% 20,000-103,154 10% 103,154-412,619 20% 40% >412,619 75%CARO.O Carolina Financial Corporation USA 0-2,000 20% 2,000-10,000 30% 10,000-38,280 50% 60% >38,280 75%CRS.N Carpenter Technology Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CSV.N Carriage Services Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-49,337 50% 60% >49,337 75%CRZO.O Carrizo Oil & Gas Inc USA 0-33,300 10% 33,300-166,251 20% 166,251-665,004 35% 45% >665,004 75%TAST.O Carrols Restaurant Group Inc USA 0-7,000 20% 7,000-40,000 30% 40,000-131,775 50% 60% >131,775 75%CARS.K Cars.Com Inc USA 0-25,000 10% 25,000-146,271 20% 146,271-585,087 35% 45% >585,087 75%CRI.N Carter's Inc USA 0-6,600 10% 6,600-32,951 20% 32,951-131,805 35% 45% >131,805 75%CRTN.O Cartesian Inc USA 0-26,200 25% 26,200-80,000 40% 80,000-89,174 50% 60% >89,174 75%CVNA.K Carvana Company USA 0-20,000 20% 20,000-120,000 30% 120,000-400,000 50% 60% >400,000 75%CASM.O CAS Medical Systems Inc USA 0-20,500 25% 20,500-41,000 40% >41000 75% 75%ONTY.O Cascadian Therapeutics Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-146,858 50% 60% >146,858 75%CWST.O Casella Waste Systems Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%CASY.O Casey's General Stores Inc USA 0-5,800 10% 5,800-28,889 20% 28,889-115,557 35% 45% >115,557 75%CASI.O CASI Pharmaceuticals Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-148,654 50% 60% >148,654 75%CASS.O Cass Information Systems Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-14,502 50% 60% >14,502 75%ROX.A Castle Brands Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-574,638 50% 60% >574,638 75%CSLT.N Castlight Health Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-166,894 50% 60% >166,894 75%CATB.O Catabasis Pharmaceuticals Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-368,754 50% 60% >368,754 75%CTLT.N Catalent Inc USA 0-15,000 10% 15,000-87,763 20% 87,763-351,052 35% 45% >351,052 75%CBIO.O Catalyst Biosciences Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-287,991 50% 60% >287,991 75%CPRX.O Catalyst Pharmaceutical Partners Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%CTT CatchMark Timber Trust Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-78,955 50% 60% >78,955 75%CAT.N Caterpillar Inc (All Sessions) USA 0-10,000 5% 10,000-48,871 10% 48,871-195,486 20% 40% >195,486 75%CATY.O Cathay General Bancorp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CATO.K Cato Corp USA 0-8,000 20% 8,000-50,000 30% 50,000-156,772 50% 60% >156,772 75%CVCO.O Cavco Industries Inc USA 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%CAVM.O Cavium Inc USA 0-8,600 10% 8,600-43,115 20% 43,115-172,462 35% 45% >172,462 75%CBZ CBIZ Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-89,490 50% 60% >89,490 75%CBL.N CBL & Associates Properties Inc USA 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%CBOE.O CBOE Holdings Inc USA 0-5,800 10% 5,800-29,139 20% 29,139-116,557 35% 45% >116,557 75%CBG.N CBRE Group Inc USA 0-15,000 5% 15,000-150,000 10% 150,000-642,427 20% 40% >642,427 75%CBSa CBS Corp - A USA 0-1,000 25% 1,000-3,000 40% 3,000-3,354 50% 60% >3,354 75%CBS.N CBS Corp - B USA 0-25,000 5% 25,000-117,553 10% 117,553-470,215 20% 40% >470,215 75%CDK.O CDK Global Inc USA 0-10,500 10% 10,500-52,602 20% 52,602-210,410 35% 45% >210,410 75%CDW.O CDW Corp/DE USA 0-9,900 10% 9,900-49,583 20% 49,583-198,334 35% 45% >198,334 75%CECE.O CECO Environmental Corporation USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%FUN Cedar Fair LP USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%CDR Cedar Realty Trust Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-296,205 40% 55% >296,205 75%CGI Celadon Group Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-449,427 50% 60% >449,427 75%CE.N Celanese Corp USA 0-6,300 10% 6,300-31,545 20% 31,545-126,182 35% 45% >126,182 75%CLS.N Celestica Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%CELG.O Celgene Corp USA 0-15,000 10% 15,000-65,174 20% 65,174-260,699 35% 45% >260,699 75%CEL.N Cellcom Israel Ltd USA 0-1,400 25% 1,400-4,000 40% 4,000-5,168 50% 60% >5,168 75%CLDX.O Celldex Therapeutics Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-800,000 50% 60% >800,000 75%APOP.O Cellect Biotechnology Limited USA 0-3,000 25% 3,000-20,000 40% 20,000-58,842 50% 60% >58,842 75%CLRB.O Cellectar Biosciences Inc USA 0-8,700 25% 8,700-17,400 40% 17,400-96,337 50% 60% >96,337 75%





CLLS.O Cellectis SA USA 0-4,000 25% 4,000-25,000 40% 25,000-79,123 50% 60% >79,123 75%CBMG.O Cellular Biomedicine Group Inc USA 0-1,200 25% 1,200-2,400 40% 2,400-20,308 50% 60% >20,308 75%CVM.A CEL-SCI Corporation USA 0-7,300 25% 7,300-14,600 40% 14,600-96,075 50% 60% >96,075 75%CLSN.O Celsion Corporation USA 0-50,000 25% 50,000-300,000 40% 300,000-1,000,000 50% 60% >1,000,000 75%CPAC.K Cementos Pacasmayo SAA USA 0-1,100 25% 1,100-3,500 40% 3,500-4,822 50% 60% >4,822 75%CX.N Cemex SAB de CV - ADR USA 0-82,300 10% 82,300-411,728 20% 411,728-1,646,000 35% 45% >1,646,000 75%CETX.O Cemtrex Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-117,998 50% 60% >117,998 75%CVE.N Cenovus Energy Inc (US) USA 0-59,900 5% 59,900-592,707 10% 592,707-2,370,831 20% 40% >2,370,831 75%CNC.N Centene Corp USA 0-15,000 5% 15,000-71,199 10% 71,199-284,799 20% 40% >284,799 75%CDEV.O Centennial Resource Development Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-660,396 35% 45% >660,396 75%CNP.N CenterPoint Energy Inc USA 0-20,000 5% 20,000-200,000 10% 200,000-907,174 20% 40% >907,174 75%CSFL.O CenterState Banks Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%CEE.N Central Europe Russia and Turkey Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,028 50% 60% >6,028 75%CETV.O Central European Media Enterprises Ltd USA 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%CEF.A Central Fund of Canada Ltd USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%CENT.O Central Garden and Pet Co USA 0-2,500 15% 2,500-15,000 25% 15,000-48,760 40% 55% >48,760 75%CENTA.O Central Garden and Pet Co - A USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CPF Central Pacific Financial Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%LEU.N Centrus Energy USA 0-3,000 25% 3,000-9,000 40% 9,000-14,172 50% 60% >14,172 75%CENX.O Century Aluminum Co USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%CNBKA.O Century Bancorp Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-4,308 50% 60% >4,308 75%CCS.N Century Communities Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%CRNT.O Ceragon Networks Ltd USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%CERC.O Cerecor Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-270,105 50% 60% >270,105 75%CERN.O Cerner Corp USA 0-15,000 5% 15,000-102,128 10% 102,128-408,513 20% 40% >408,513 75%CERS.O Cerus Corp USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%KOOL.O Cesca Therapeutics Inc USA 0-3,600 25% 3,600-7,200 40% 7,200-41,860 50% 60% >41,860 75%CEVA.O CEVA Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CF.N CF Industries Holdings Inc USA 0-35,000 5% 35,000-178,916 10% 178,916-715,665 20% 40% >715,665 75%CGG.N CGG - ADR USA 0-2,900 25% 2,900-8,500 40% >8500 75% 75%GIB.N CGI Group Inc (US) USA 0-5,000 5% 5,000-50,000 10% 50,000-325,000 20% 40% >325,000 75%CHRW.O CH Robinson Worldwide Inc USA 0-10,000 5% 10,000-83,032 10% 83,032-332,129 20% 40% >332,129 75%CSBR.O Champions Oncology Inc USA 0-4,000 25% 4,000-8,000 40% 8,000-14,506 50% 60% >14,506 75%CYOU.O Changyou.com Ltd - ADR USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%ECOM.K ChannelAdvisor Corp USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%CTHR.O Charles & Colvard Limited USA 0-12,500 25% 12,500-40,000 40% >40000 75% 75%CRL.N Charles River Laboratories International Inc USA 0-6,000 10% 6,000-32,657 20% 32,657-130,630 35% 45% >130,630 75%SCHW.K Charles Schwab Corp USA 0-30,000 5% 30,000-150,666 10% 150,666-602,665 20% 40% >602,665 75%GTLS.O Chart Industries Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CHTR.O Charter Communications Inc USA 0-2,500 10% 2,500-11,875 20% 11,875-47,500 35% 45% >47,500 75%CHFN.O Charter Financial Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%CCF Chase Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-10,826 50% 60% >10,826 75%CLDT.K Chatham Lodging Trust USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CHKP.O Check Point Software Technologies Ltd USA 0-15,000 10% 15,000-65,066 20% 65,066-260,267 35% 45% >260,267 75%CAKE.O Cheesecake Factory Inc USA 0-15,100 10% 15,100-75,265 20% 75,265-301,060 35% 45% >301,060 75%CMCM.K Cheetah Mobile Inc USA 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%CHGG.N Chegg Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%CHE.N Chemed Corp USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%CHFC.O Chemical Financial Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CCXI.O ChemoCentryx Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-68,598 50% 60% >68,598 75%LNG.A Cheniere Energy Inc USA 0-13,400 10% 13,400-67,035 20% 67,035-268,140 35% 45% >268,140 75%CHKE.O Cherokee Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-57,650 50% 60% >57,650 75%CHK.N Chesapeake Energy Corp USA 0-325,000 10% 325,000-1,611,111 20% 1,611,111-6,444,444 35% 45% >6,444,444 75%CHSP.K Chesapeake Lodging Trust USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CPK Chesapeake Utilities Corporation USA 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%CVX.N Chevron Corp (All Sessions) USA 0-10,000 5% 10,000-56,920 10% 56,920-227,683 20% 40% >227,683 75%CHFS.O CHF Solutions Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-76,393 50% 60% >76,393 75%CHMA.O Chiasma Inc USA 0-6,600 25% 6,600-13,200 40% 13,200-38,293 50% 60% >38,293 75%CBI.N Chicago Bridge & Iron Co NV USA 0-40,300 10% 40,300-201,267 20% 201,267-805,069 35% 45% >805,069 75%CHS.N Chico's FAS Inc USA 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%PLCE.O Children's Place Retail Stores Inc USA 0-5,900 10% 5,900-29,383 20% 29,383-117,533 35% 45% >117,533 75%CIM.N Chimera Investment Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%CMRX.O Chimerix Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-118,978 50% 60% >118,978 75%CAAS.O China Automotive Systems Inc USA 0-2,600 25% 2,600-15,000 40% 15,000-19,899 50% 60% >19,899 75%CBPO.O China Biologic Products Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-152,788 35% 45% >152,788 75%CCCR.O China Commercial Credit Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%CO China Cord Blood Corp USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%STV.N China Digital TV Holding Co Ltd - ADR USA 0-7,600 25% 7,600-45,000 40% 45,000-109,424 50% 60% >109,424 75%DL.N China Distance Education Holdings Ltd USA 0-1,600 25% 1,600-9,500 40% 9,500-22,612 50% 60% >22,612 75%CEA China Eastern Airlines Corp Ltd (US) USA 0-1,000 25% 1,000-6,000 40% 6,000-6,835 50% 60% >6,835 75%JRJC.O China Finance Online Co Ltd USA 0-6,300 25% 6,300-40,000 40% 40,000-58,811 50% 60% >58,811 75%CHN.N China Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,844 50% 60% >11,844 75%CHOPF.PK China Gerui Advanced Materials Group Ltd USA 0-196,200 25% 196,200-600,000 40% >600000 75% 75%CGA China Green Agriculture Inc USA 0-10,300 25% 10,300-30,000 40% 30,000-38,776 50% 60% >38,776 75%HGSH.O China HGS Real Estate Inc USA 0-8,200 25% 8,200-25,000 40% >25000 75% 75%CJJD.O China Jo-Jo Drugstores Inc USA 0-8,700 25% 8,700-25,000 40% >25000 75% 75%LFC.N China Life Insurance Co Ltd - ADR USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%HTHT.O China Lodging Group Ltd - ADR USA 0-5,000 10% 5,000-26,474 20% 26,474-105,898 35% 45% >105,898 75%CHL.N China Mobile Ltd - ADR USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%COE China Online Education Group USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%SNP.N China Petroleum & Chemical Corp - ADR USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%XRF China Rapid Finance Limited USA 0-7,000 20% 7,000-40,000 30% 40,000-129,982 50% 60% >129,982 75%CREG.O China Recycling Energy Corp USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%ZNH.N China Southern Airlines Co Ltd - ADR USA 0-1,000 25% 1,000-6,000 40% 6,000-7,984 50% 60% >7,984 75%CHU.N China Unicom Hong Kong Ltd - ADR USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%CYD China Yuchai International Ltd USA 0-2,500 20% 2,500-15,000 30% 15,000-45,307 50% 60% >45,307 75%ZX China Zenix Auto International Limited USA 0-10,800 25% 10,800-30,000 40% 30,000-55,023 50% 60% >55,023 75%CCIH.O ChinaCache International Holdings Ltd USA 0-12,400 25% 12,400-75,000 40% 75,000-187,968 50% 60% >187,968 75%IMOS.O ChipMOS TECHNOLOGIES Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%CMG.N Chipotle Mexican Grill Inc USA 0-5,000 5% 5,000-23,868 10% 23,868-95,473 20% 40% >95,473 75%CHH.N Choice Hotels International Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CBK Christopher & Banks Corporation USA 0-10,800 25% 10,800-65,000 40% 65,000-105,978 50% 60% >105,978 75%CDXC.O ChromaDex Corporation USA 0-9,000 25% 9,000-55,000 40% 55,000-175,683 50% 60% >175,683 75%CB.N Chubb Limited USA 0-9,000 5% 9,000-44,070 10% 44,070-176,280 20% 40% >176,280 75%CHD.N Church & Dwight Co Inc USA 0-10,000 5% 10,000-100,000 10% 100,000-596,201 20% 40% >596,201 75%CHDN.O Churchill Downs Inc USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%CHUY.O Chuy's Holdings Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-98,955 50% 60% >98,955 75%CBD.N Cia Brasileira de Distribuicao USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%CCU.N Cia Cervecerias Unidas SA - ADR USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%BVN.N Cia de Minas Buenaventura SAA - ADR USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%SBS.N Cia de Saneamento Basico do Estado de Sao PUSA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%CIG.N Cia Energetica de Minas Gerais - ADR USA 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%





ELP.N Cia Paranaense de Energia - ADR USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%SID.N Cia Siderurgica Nacional SA - ADR USA 0-60,000 15% 60,000-350,000 25% 350,000-1,200,000 40% 55% >1,200,000 75%CBR.N CIBER Inc USA 0-43,000 25% 43,000-250,000 40% 250,000-739,638 50% 60% >739,638 75%CDTX.O Cidara Therapeutics Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-55,938 50% 60% >55,938 75%CIEN.N Ciena Corp USA 0-33,500 10% 33,500-167,251 20% 167,251-669,007 35% 45% >669,007 75%CI.N Cigna Corp USA 0-7,000 5% 7,000-33,690 10% 33,690-134,761 20% 40% >134,761 75%XEC.N Cimarex Energy Co USA 0-8,000 5% 8,000-53,338 10% 53,338-213,354 20% 40% >213,354 75%CMPR.O Cimpress NV USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CBB.N CIncinnati Bell Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CINF.O Cincinnati Financial Corp USA 0-4,000 5% 4,000-40,000 10% 40,000-275,000 20% 40% >275,000 75%CIDM.O Cinedigm Corporation USA 0-10,000 25% 10,000-30,000 40% 30,000-48,794 50% 60% >48,794 75%CNK Cinemark Holdings Inc USA 0-19,800 10% 19,800-98,961 20% 98,961-395,845 35% 45% >395,845 75%CTAS.O Cintas Corp USA 0-4,000 5% 4,000-40,000 10% 40,000-182,614 20% 40% >182,614 75%CPHR.O Cipher Pharmaceuticals Inc USA 0-4,500 25% 4,500-15,000 40% >15000 75% 75%CIR.N CIRCOR International Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%CRUS.O Cirrus Logic Inc USA 0-11,800 10% 11,800-58,828 20% 58,828-235,314 35% 45% >235,314 75%CSCO.O Cisco Systems Inc (All Sessions) USA 0-40,000 5% 40,000-196,061 10% 196,061-784,244 20% 40% >784,244 75%CISN.K Cision Limited USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%CIT.N CIT Group Inc USA 0-14,900 10% 14,900-74,625 20% 74,625-298,500 35% 45% >298,500 75%CTRN.O Citi Trends Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-54,331 50% 60% >54,331 75%C.N Citigroup Inc (All Sessions) USA 0-20,000 5% 20,000-92,318 10% 92,318-369,273 20% 40% >369,273 75%CTXR.O Citius Pharmaceuticals Inc USA 0-2,700 25% 2,700-5,400 40% 5,400-20,837 50% 60% >20,837 75%CZNC.O Citizens & Northern Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-11,486 50% 60% >11,486 75%CFG.N Citizens Financial Group Inc USA 0-35,000 5% 35,000-181,842 10% 181,842-727,371 20% 40% >727,371 75%CIA Citizens Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-54,002 50% 60% >54,002 75%CTXS.O Citrix Systems Inc USA 0-10,000 5% 10,000-79,197 10% 79,197-316,789 20% 40% >316,789 75%CHCO.O City Holding Co USA 0-1,500 15% 1,500-9,000 25% 9,000-29,385 40% 55% >29,385 75%CIO City Office Reit Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%CVEO.N Civeo Corp USA 0-20,000 20% 20,000-120,000 30% 120,000-390,470 50% 60% >390,470 75%CIVB.O Civista Bancshares Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%CIVI.N Civitas Solutions Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-19,572 50% 60% >19,572 75%CLAR.O Clarus Corporation USA 0-2,500 25% 2,500-15,000 40% 15,000-47,647 50% 60% >47,647 75%CDTI.O Clean Diesel Technologies Inc USA 0-9,900 25% 9,900-60,000 40% 60,000-117,963 50% 60% >117,963 75%CLNE.O Clean Energy Fuels Corp USA 0-30,000 20% 30,000-180,000 30% 180,000-558,726 50% 60% >558,726 75%CLH Clean Harbors Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%CLNT.O Cleantech Solutions International Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-277,206 50% 60% >277,206 75%CCO.N Clear Channel Outdoor Holdings Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-108,878 50% 60% >108,878 75%CTR.N ClearBridge Energy MLP Total Return Fund Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-57,155 50% 60% >57,155 75%CLFD.O Clearfield Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-25,238 50% 60% >25,238 75%CLRO.O ClearOne Inc USA 0-2,000 25% 2,000-6,000 40% >6000 75% 75%CLW Clearwater Paper Corporation USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%CBLI.O Cleveland BioLabs Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-266,282 50% 60% >266,282 75%CLF.N Cleveland-Cliffs Inc USA 0-111,200 10% 111,200-555,833 20% 555,833-2,223,333 35% 45% >2,223,333 75%CSBK.O Clifton Bancorp Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-34,772 50% 60% >34,772 75%CLX.N Clorox Co USA 0-6,000 5% 6,000-50,511 10% 50,511-202,044 20% 40% >202,044 75%CLD.N Cloud Peak Energy Inc USA 0-30,000 20% 30,000-180,000 30% 180,000-543,107 50% 60% >543,107 75%CLDR.N Cloudera Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%GLO.A Clough Global Opportunities Fund USA 0-5,000 20% 5,000-30,000 30% 30,000-91,207 50% 60% >91,207 75%CLVS.O Clovis Oncology Inc USA 0-10,000 10% 10,000-49,813 20% 49,813-199,253 35% 45% >199,253 75%CME.O CME Group Inc USA 0-10,000 5% 10,000-48,375 10% 48,375-193,501 20% 40% >193,501 75%CMS.N CMS Energy Corp USA 0-15,000 5% 15,000-135,376 10% 135,376-541,505 20% 40% >541,505 75%CNA.N CNA Financial Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CCNE.O CNB Financial Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-15,303 50% 60% >15,303 75%CNHI.K CNH Industrial NV (US) USA 0-20,000 10% 20,000-120,000 20% 120,000-1,038,132 35% 45% >1,038,132 75%CNO.N CNO Financial Group Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%CEO.N CNOOC Ltd - ADR USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%CNXC.K CNX Coal Resources LP USA 0-1,000 25% 1,000-6,000 40% 6,000-19,780 50% 60% >19,780 75%CIE.N Cobalt International Energy Inc USA 0-29,600 25% 29,600-59,200 40% 59,200-348,578 50% 60% >348,578 75%COBZ.O CoBiz Financial Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-54,938 50% 60% >54,938 75%COKE.O Coca-Cola Bottling Co Consolidated USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%KO.N Coca-Cola Co (All Sessions) USA 0-30,000 5% 30,000-142,948 10% 142,948-571,795 20% 40% >571,795 75%CCE.N Coca-Cola European Partners PLC (US) USA 0-9,000 5% 9,000-90,000 10% 90,000-180,000 20% 40% >180,000 75%KOF.N Coca-Cola Femsa SAB de CV - ADR USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%CDXS.O Codexis Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-90,002 50% 60% >90,002 75%CDE.N Coeur Mining Inc USA 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%CCOI.O Cogent Communications Holdings Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%COGT.O Cogint Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-131,073 50% 60% >131,073 75%CGNX.O Cognex Corp USA 0-4,900 10% 4,900-24,457 20% 24,457-97,829 35% 45% >97,829 75%CTSH.O Cognizant Technology Solutions Corp USA 0-20,000 5% 20,000-89,819 10% 89,819-359,278 20% 40% >359,278 75%CNS Cohen & Steers Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%LDP.N Cohen & Steers Limited Duration Preferred and USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%COHR.O Coherent Inc USA 0-2,200 10% 2,200-10,793 20% 10,793-43,175 35% 45% >43,175 75%CHRS.O Coherus Biosciences Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%COHU.O Cohu Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%CFX.N Colfax Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-365,179 35% 45% >365,179 75%CL.N Colgate-Palmolive Co USA 0-20,000 5% 20,000-91,107 10% 91,107-364,431 20% 40% >364,431 75%CLCT.O Collectors Universe Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-14,906 50% 60% >14,906 75%COLL.O Collegium Pharmaceutical Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-267,238 50% 60% >267,238 75%CIGI.O Colliers International Group Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%CLNS.K Colony NorthStar Inc USA 0-45,000 10% 45,000-265,314 20% 265,314-1,061,256 35% 45% >1,061,256 75%COLB.O Columbia Banking System Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CXP Columbia Property Trust Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%COLM.O Columbia Sportswear Co USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CMCO.O Columbus McKinnon Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%CMCSA.O Comcast Corp - Class A USA 0-35,000 5% 35,000-181,004 10% 181,004-724,016 20% 40% >724,016 75%CMA.N Comerica Inc USA 0-15,000 5% 15,000-89,016 10% 89,016-356,065 20% 40% >356,065 75%FIX.N Comfort Systems USA Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CBSH.O Commerce Bancshares Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CHUBA.O CommerceHub Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-47,181 50% 60% >47,181 75%CMC.N Commercial Metals Co USA 0-30,000 10% 30,000-179,012 20% 179,012-716,049 35% 45% >716,049 75%CVGI.O Commercial Vehicle Group Inc USA 0-8,000 20% 8,000-50,000 30% 50,000-152,628 50% 60% >152,628 75%COMM.O CommScope Holding Co Inc USA 0-19,700 10% 19,700-98,697 20% 98,697-394,791 35% 45% >394,791 75%CBU Community Bank System Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%CYH.N Community Health Systems Inc USA 0-80,000 15% 80,000-475,000 25% 475,000-1,600,000 40% 55% >1,600,000 75%CTBI.O Community Trust Bancorp Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-18,991 50% 60% >18,991 75%CVLT.O CommVault Systems Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CMP.N Compass Minerals International Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CGEN.O Compugen Ltd USA 0-5,200 25% 5,200-10,400 40% 10,400-59,995 50% 60% >59,995 75%CPSI.O Computer Programs & Systems Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-47,503 50% 60% >47,503 75%SCOR.PK comScore Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%LODE.A Comstock Mining Inc USA 0-50,000 25% 50,000-300,000 40% 300,000-1,000,000 50% 60% >1,000,000 75%CRK.N Comstock Resources Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-131,414 50% 60% >131,414 75%





CMTL.O Comtech Telecommunications Corp USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%CAG.N ConAgra Foods Inc USA 0-30,000 5% 30,000-191,666 10% 191,666-766,666 20% 40% >766,666 75%CNAT.O Conatus Pharmaceuticals Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%CNCE.O Concert Pharmaceuticals Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-95,744 50% 60% >95,744 75%CXO.N Concho Resources Inc USA 0-9,000 5% 9,000-46,574 10% 46,574-186,299 20% 40% >186,299 75%CCM Concord Medical Services Holdings Ltd USA 0-3,500 25% 3,500-7,000 40% 7,000-11,038 50% 60% >11,038 75%CXRX.O Concordia Healthcare Corporation (US) USA 0-24,800 25% 24,800-147,035 40% 147,035-288,322 50% 60% >288,322 75%CNDT.N Conduent Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-843,769 35% 45% >843,769 75%CNNX.K Cone Midstream Partners LP USA 0-4,000 20% 4,000-25,000 30% 25,000-76,241 50% 60% >76,241 75%CFMS.O ConforMIS Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-131,764 50% 60% >131,764 75%CNMD.O CONMED Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-57,634 40% 55% >57,634 75%CTWS.O Connecticut Water Service Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-16,673 50% 60% >16,673 75%CNOB.O ConnectOne Bancorp Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%CNXR.O Connecture Inc USA 0-47,600 25% 47,600-95,200 40% >95200 75% 75%CONN.O Conn's Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%COP.N ConocoPhillips USA 0-25,000 5% 25,000-125,872 10% 125,872-503,491 20% 40% >503,491 75%CNX.N CONSOL Energy Inc USA 0-50,000 10% 50,000-424,030 20% 424,030-1,500,000 35% 45% >1,500,000 75%CNSL.O Consolidated Communications Holdings Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%ED.N Consolidated Edison Inc USA 0-10,000 5% 10,000-76,499 10% 76,499-305,998 20% 40% >305,998 75%CWCO.O Consolidated Water Company Limited USA 0-1,500 25% 1,500-9,000 40% 9,000-25,975 50% 60% >25,975 75%CTO Consolidated-Tomoka Land Co USA 0-1,000 25% 1,000-3,000 40% 3,000-5,063 50% 60% >5,063 75%STZ.N Constellation Brands Inc USA 0-6,000 5% 6,000-30,502 10% 30,502-122,010 20% 40% >122,010 75%CSTM.K Constellium N.V USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TCS.N Container Store Group USA 0-8,000 20% 8,000-50,000 30% 50,000-151,782 50% 60% >151,782 75%MCF.A Contango Oil & Gas Co USA 0-3,800 25% 3,800-25,000 40% 25,000-62,806 50% 60% >62,806 75%CBPX.K Continental Building Products Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CLR.N Continental Resources Inc USA 0-14,300 10% 14,300-71,428 20% 71,428-285,714 35% 45% >285,714 75%CTRV.O ContraVir Pharmaceuticals Inc USA 0-27,500 25% 27,500-55,000 40% 55,000-536,146 50% 60% >536,146 75%CTRL.O Control4 Corporation USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%VLRS.K Controladora Vuela Cia de Aviacion SAB de CV USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%CVG.N Convergys Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%COO.N Cooper Cos Inc USA 0-2,900 10% 2,900-14,559 20% 14,559-58,238 35% 45% >58,238 75%CTB.N Cooper Tire & Rubber Co USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%CPS.N Cooper-Standard Holdings Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%CPA.N Copa Holdings SA USA 0-5,000 10% 5,000-27,116 20% 27,116-108,464 35% 45% >108,464 75%CPRT.O Copart Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-372,105 35% 45% >372,105 75%CRBP.O Corbus Pharmaceuticals Holdings Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-389,136 50% 60% >389,136 75%CORT.O Corcept Therapeutics Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%CLB.N Core Laboratories NV USA 0-6,300 10% 6,300-31,641 20% 31,641-126,565 35% 45% >126,565 75%CMT.A Core Molding Technologies Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-14,758 50% 60% >14,758 75%CXW.N CoreCivic Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%CLGX.K CoreLogic Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%CORE.O Core-Mark Holding Co Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%CORR.K CorEnergy Infrastructure Trust Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-43,940 50% 60% >43,940 75%COR CoreSite Realty Corp USA 0-5,800 10% 5,800-28,754 20% 28,754-115,019 35% 45% >115,019 75%CVRS.P Corindus Vascular Robotics Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-356,278 50% 60% >356,278 75%CORI.O Corium International Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-93,695 50% 60% >93,695 75%CRMD.P CorMedix Inc USA 0-23,700 25% 23,700-47,400 40% 47,400-390,890 50% 60% >390,890 75%CSOD.O Cornerstone OnDemand Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%CLM.P Cornerstone Strategic Value Fund Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%GLW.N Corning Inc USA 0-40,000 5% 40,000-210,211 10% 210,211-840,844 20% 40% >840,844 75%OFC.N Corporate Office Properties Trust USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%CRVL.O Corvel Corp USA 0-1,000 20% 1,000-6,000 30% 6,000-16,234 50% 60% >16,234 75%CZZ.N Cosan Ltd USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%CMRE.K Costamare Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%CSGP.O CoStar Group Inc USA 0-2,200 10% 2,200-11,241 20% 11,241-44,964 35% 45% >44,964 75%COST.O Costco Wholesale Corp USA 0-8,000 5% 8,000-38,923 10% 38,923-155,695 20% 40% >155,695 75%COTV.N Cotiviti Holdings Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%COT.N Cott Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%COTY.N Coty Inc USA 0-40,900 10% 40,900-204,475 20% 204,475-817,903 35% 45% >817,903 75%ICBK.O County Bancorp Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-5,664 50% 60% >5,664 75%COUP.O Coupa Software Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%CUZ.N Cousins Properties Inc USA 0-50,000 10% 50,000-300,000 20% 300,000-1,459,518 35% 45% >1,459,518 75%CVA.N Covanta Holding Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%CVTI.O Covenant Transportation Group Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-55,340 50% 60% >55,340 75%COWN.O Cowen Group Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%CPL.N CPFL Energia SA - ADR USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%PMTS.O CPI Card Group Inc USA 0-14,600 25% 14,600-90,000 40% 90,000-194,783 50% 60% >194,783 75%BCR.N CR Bard Inc USA 0-4,000 5% 4,000-20,097 10% 20,097-80,388 20% 40% >80,388 75%CRAI.O CRA International Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%CBRL.O Cracker Barrel Old Country Store Inc USA 0-4,000 10% 4,000-21,566 20% 21,566-86,264 35% 45% >86,264 75%BREW.O Craft Brew Alliance Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-57,209 50% 60% >57,209 75%CR.N Crane Co USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CRDb.N Crawford & Company USA 0-1,500 25% 1,500-9,000 40% 9,000-17,198 50% 60% >17,198 75%CRAY.O Cray Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%BAP.N Credicorp Ltd USA 0-3,200 10% 3,200-16,145 20% 16,145-64,581 35% 45% >64,581 75%CACC.O Credit Acceptance Corp USA 0-2,400 10% 2,400-11,769 20% 11,769-47,079 35% 45% >47,079 75%CS.N Credit Suisse Group AG - ADR USA 0-41,600 10% 41,600-208,047 20% 208,047-832,000 35% 45% >832,000 75%DHY.A Credit Suisse High Yield Bond Fund Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-133,738 50% 60% >133,738 75%CREE.O Cree Inc USA 0-19,400 10% 19,400-96,806 20% 96,806-387,227 35% 45% >387,227 75%CPG Crescent Point Energy Corp (US) USA 0-49,900 10% 49,900-499,000 20% 499,000-1,996,000 35% 45% >1,996,000 75%CEQP.K Crestwood Equity Partners LP USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%CRESY.O Cresud SA - ADR USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%CRH.N CRH PLC - ADR USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%CWGL.PK Crimson Wine Group Ltd USA 0-1,300 25% 1,300-4,000 40% 4,000-5,057 50% 60% >5,057 75%CRSP.O CRISPR Therapeutic SA USA 0-4,000 25% 4,000-25,000 40% 25,000-76,218 50% 60% >76,218 75%CRTO.O Criteo SA USA 0-15,000 10% 15,000-90,000 20% 90,000-378,762 35% 45% >378,762 75%CROX.O Crocs Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%CCRN.O Cross Country Healthcare Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-118,593 50% 60% >118,593 75%CAPL.K CrossAmerica Partners LP USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%CRDS.O Crossroads Systems Inc USA 0-7,000 25% 7,000-20,000 40% 20,000-30,801 50% 60% >30,801 75%CCI.N Crown Castle International Corp USA 0-10,000 5% 10,000-58,880 10% 58,880-235,522 20% 40% >235,522 75%CCK.N Crown Holdings Inc USA 0-10,000 10% 10,000-56,382 20% 56,382-225,528 35% 45% >225,528 75%CRY CryoLife Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%CYRX.O Cryoport Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-112,708 50% 60% >112,708 75%CSGS.O CSG Systems International Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CCLP.O CSI Compressco LP USA 0-4,000 25% 4,000-25,000 40% 25,000-69,686 50% 60% >69,686 75%CSRA.K CSRA Inc USA 0-15,000 10% 15,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%CSS CSS Industries Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-15,233 50% 60% >15,233 75%CSWI.O CSW Industrials Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%CSX.O CSX Corp USA 0-25,000 5% 25,000-133,186 10% 133,186-532,747 20% 40% >532,747 75%CTIC.O CTI BioPharma Corp (US) USA 0-4,500 25% 4,500-9,000 40% 9,000-90,000 50% 60% >90,000 75%





CTRP.O Ctrip.com International Ltd - ADR USA 0-30,000 5% 30,000-146,047 10% 146,047-584,190 20% 40% >584,190 75%CTS CTS Corporation USA 0-2,000 20% 2,000-10,000 30% 10,000-36,927 50% 60% >36,927 75%CUBE.K CubeSmart USA 0-22,900 10% 22,900-114,644 20% 114,644-458,576 35% 45% >458,576 75%CUB.N Cubic Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%CUI.O CUI Global Inc USA 0-4,900 25% 4,900-30,000 40% 30,000-46,141 50% 60% >46,141 75%CFR.N Cullen/Frost Bankers Inc USA 0-7,000 10% 7,000-35,725 20% 35,725-142,903 35% 45% >142,903 75%CFI Culp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-13,933 50% 60% >13,933 75%CMI.N Cummins Inc USA 0-8,000 5% 8,000-39,479 10% 39,479-157,916 20% 40% >157,916 75%CMLS.O Cumulus Media Inc USA 0-44,500 25% 44,500-130,000 40% 130,000-262,775 50% 60% >262,775 75%CRIS.O Curis Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-375,947 50% 60% >375,947 75%CW.N Curtiss-Wright Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-112,830 35% 45% >112,830 75%SRV.N Cushing MLP Total Return Fund USA 0-1,200 25% 1,200-7,000 40% 7,000-13,874 50% 60% >13,874 75%CUBI.K Customers Bancorp Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%CUTR.O Cutera Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-78,928 40% 55% >78,928 75%CVBF.O CVB Financial Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%CVI.N CVR Energy Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%UAN CVR Partners LP USA 0-7,000 25% 7,000-40,000 40% 40,000-136,015 50% 60% >136,015 75%CVRR.K CVR Refining LP USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%CVS.N CVS Health Corp USA 0-20,000 5% 20,000-93,956 10% 93,956-375,827 20% 40% >375,827 75%CYBR.O Cyber-Ark Software Ltd/Israel USA 0-14,900 15% 14,900-74,375 25% 74,375-297,502 40% 55% >297,502 75%CYBE.O CyberOptics Corporation USA 0-4,000 25% 4,000-25,000 40% 25,000-68,393 50% 60% >68,393 75%CYCC.O Cyclacel Pharmaceuticals Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%CBAY.O Cymabay Therapeutics Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-371,814 50% 60% >371,814 75%CTEK.A Cynergistek Inc USA 0-4,000 25% 4,000-10,000 40% 10,000-12,492 50% 60% >12,492 75%CY.O Cypress Semiconductor Corp USA 0-39,300 10% 39,300-196,523 20% 196,523-786,093 35% 45% >786,093 75%CYRN.O CYREN Limited USA 0-5,700 25% 5,700-15,000 40% 15,000-25,903 50% 60% >25,903 75%CONE.O CyrusOne Inc USA 0-10,800 10% 10,800-53,964 20% 53,964-215,857 35% 45% >215,857 75%CYS.N CYS Investments Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%CYTK.O Cytokinetics Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%CTMX.O CytomX Therapeutics Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-153,411 50% 60% >153,411 75%CYTX.O Cytori Therapeutics Inc USA 0-36,100 25% 36,100-72,200 40% 72,200-474,630 50% 60% >474,630 75%CTSO.O CytoSorbents Corp USA 0-4,000 25% 4,000-25,000 40% 25,000-76,397 50% 60% >76,397 75%CYTR.O CytRx Corporation USA 0-25,000 25% 25,000-150,000 40% 150,000-452,204 50% 60% >452,204 75%DJCO.O Daily Journal Corporation USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%DAKT.O Daktronics Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%DAN.N Dana Holding Corp USA 0-21,800 10% 21,800-109,093 20% 109,093-436,375 35% 45% >436,375 75%DHR.N Danaher Corp USA 0-15,000 5% 15,000-72,311 10% 72,311-289,245 20% 40% >289,245 75%DAC Danaos Corporation USA 0-7,800 25% 7,800-25,000 40% 25,000-43,120 50% 60% >43,120 75%DQ Daqo New Energy Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-59,072 40% 55% >59,072 75%DRI.N Darden Restaurants Inc USA 0-15,000 5% 15,000-80,711 10% 80,711-322,846 20% 40% >322,846 75%DARE.O Dare Bioscience Inc USA 0-5,500 25% 5,500-11,000 40% 11,000-21,192 50% 60% >21,192 75%DAR.N Darling International Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%DSKE.O Daseke Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-95,155 50% 60% >95,155 75%DAIO.O Data I O Corporation USA 0-4,000 25% 4,000-25,000 40% 25,000-73,448 50% 60% >73,448 75%PLAY.O Dave & Buster's Entertainment Inc USA 0-13,700 10% 13,700-68,284 20% 68,284-273,136 35% 45% >273,136 75%DVA.N DaVita HealthCare Partners Inc USA 0-15,000 5% 15,000-121,272 10% 121,272-485,090 20% 40% >485,090 75%DBVT.O DBV Technologies SA USA 0-7,000 25% 7,000-40,000 40% 40,000-132,672 50% 60% >132,672 75%DCP.N DCP Midstream Partners LP USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%DCT.N DCT Industrial Trust Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-223,263 35% 45% >223,263 75%DDR.N DDR Corp USA 0-80,000 10% 80,000-413,771 20% 413,771-1,655,086 35% 45% >1,655,086 75%DF.N Dean Foods Co USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%DECK.K Deckers Outdoor Corp USA 0-9,000 10% 9,000-48,721 20% 48,721-194,886 35% 45% >194,886 75%DE.N Deere & Co USA 0-10,000 5% 10,000-50,442 10% 50,442-201,769 20% 40% >201,769 75%DFRG.O Del Frisco's Restaurant Group Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%TACO.O Del Taco Restaurants Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%VFL.P Delaware Investments National Municipal Incom USA 0-1,000 25% 1,000-3,000 40% 3,000-4,130 50% 60% >4,130 75%DCTH.O Delcath Systems Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-114,280 50% 60% >114,280 75%DKL Delek Logistics Partners LP USA 0-1,000 25% 1,000-6,000 40% 6,000-16,522 50% 60% >16,522 75%DK.N Delek US Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-486,151 35% 45% >486,151 75%DVMT.N Dell Technologies Inc USA 0-8,100 25% 8,100-40,385 40% 40,385-162,000 50% 60% >162,000 75%DLPH.N Delphi Automotive PLC USA 0-15,000 5% 15,000-69,996 10% 69,996-279,987 20% 40% >279,987 75%DAL.N Delta Air Lines Inc USA 0-25,000 5% 25,000-136,428 10% 136,428-545,714 20% 40% >545,714 75%DEL.N Deltic Timber Corp USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%DLX.N Deluxe Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%DMD Demand Media Inc USA 0-2,100 25% 2,100-15,000 40% 15,000-17,014 50% 60% >17,014 75%DNR.N Denbury Resources Inc USA 0-110,000 10% 110,000-1,000,000 20% 1,000,000-3,500,000 35% 45% >3,500,000 75%DNN.A Denison Mines Corp (US) USA 0-25,100 25% 25,100-50,200 40% 50,200-472,417 50% 60% >472,417 75%DENN.O Denny's Corp USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%XRAY.O DENTSPLY International Inc USA 0-10,000 5% 10,000-100,000 10% 100,000-406,831 20% 40% >406,831 75%DEPO.O Depomed Inc USA 0-45,000 20% 45,000-275,000 30% 275,000-829,986 50% 60% >829,986 75%DERM.O Dermira Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%DHOXY.PK Desarrolladora Homex SAB de CV USA 0-34,200 25% 34,200-100,000 40% >100000 75% 75%DSGX.O Descartes Systems Group Inc/The USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%DEST.O Destination Maternity Corporation USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%DXLG.O Destination XL Group Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-138,923 50% 60% >138,923 75%DB.N Deutsche Bank AG - ADR USA 0-72,000 5% 72,000-371,909 10% 371,909-1,440,000 20% 40% >1,440,000 75%DVN Devon Energy Corp USA 0-35,000 5% 35,000-165,058 10% 165,058-660,232 20% 40% >660,232 75%DXCM.O DexCom Inc USA 0-13,100 10% 13,100-65,727 20% 65,727-262,908 35% 45% >262,908 75%DHT DHT Holdings Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%DEO.N Diageo PLC - ADR USA 0-4,900 10% 4,900-24,520 20% 24,520-98,000 35% 45% >98,000 75%DHIL.O Diamond Hill Investment Group Inc USA 0-1,000 20% 1,000-3,000 30% 3,000-5,525 50% 60% >5,525 75%DO.N Diamond Offshore Drilling Inc USA 0-45,000 10% 45,000-383,774 20% 383,774-1,500,000 35% 45% >1,500,000 75%FANG.O Diamondback Energy Inc USA 0-6,000 10% 6,000-29,814 20% 29,814-119,256 35% 45% >119,256 75%DRH.N DiamondRock Hospitality Co USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%DCIX.O Diana Containerships Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-244,234 50% 60% >244,234 75%DSX.N Diana Shipping Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%DHX.N Dice Holdings Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-160,000 50% 60% >160,000 75%DRNA.O Dicerna Pharmaceuticals Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-93,012 50% 60% >93,012 75%DKS.N Dick's Sporting Goods Inc USA 0-24,800 10% 24,800-124,208 20% 124,208-496,834 35% 45% >496,834 75%DBD.N Diebold Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%DFFN.O Diffusion Pharmaceuticals Inc USA 0-9,700 25% 9,700-19,400 40% 19,400-155,073 50% 60% >155,073 75%DGII.O Digi International Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%DMRC.O Digimarc Corporation USA 0-2,000 20% 2,000-10,000 30% 10,000-38,208 50% 60% >38,208 75%DRAD.O Digirad Corporation USA 0-5,300 25% 5,300-30,000 40% 30,000-42,408 50% 60% >42,408 75%DGLY.O Digital Ally Inc USA 0-5,900 25% 5,900-35,000 40% 35,000-67,013 50% 60% >67,013 75%DPW.P Digital Power Corporation USA 0-22,800 25% 22,800-140,000 40% 140,000-225,167 50% 60% >225,167 75%DLR.N Digital Realty Trust Inc USA 0-10,000 5% 10,000-55,192 10% 55,192-220,769 20% 40% >220,769 75%APPS.O Digital Turbine Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-155,874 50% 60% >155,874 75%DDS.N Dillard's Inc USA 0-11,600 10% 11,600-58,232 20% 58,232-232,931 35% 45% >232,931 75%DCOM.O Dime Community Bancshares Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%DIN.N DineEquity Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%DIOD.O Diodes Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%





DPLO.K Diplomat Pharmacy Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%DFS.N Discover Financial Services USA 0-20,000 5% 20,000-102,995 10% 102,995-411,982 20% 40% >411,982 75%DISCA.O Discovery Communications Inc - A USA 0-30,000 5% 30,000-300,000 10% 300,000-1,500,000 20% 40% >1,500,000 75%DISCK.O Discovery Communications Inc - C USA 0-20,000 5% 20,000-200,000 10% 200,000-1,000,000 20% 40% >1,000,000 75%DISH.O DISH Network Corp USA 0-20,000 5% 20,000-131,273 10% 131,273-525,093 20% 40% >525,093 75%DVCR.O Diversicare Healthcare Services Inc USA 0-1,300 25% 1,300-2,600 40% 2,600-3,319 50% 60% >3,319 75%SAUC.O Diversified Restaurant Holdings Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-71,896 50% 60% >71,896 75%DNP DNP Select Income Fund Inc USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%DCSA.PK DOCASA Inc USA 0-10,700 25% 10,700-30,000 40% >30000 75% 75%DLB.N Dolby Laboratories Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%DG.N Dollar General Corp USA 0-15,000 5% 15,000-79,263 10% 79,263-317,052 20% 40% >317,052 75%DLTR.O Dollar Tree Inc USA 0-15,000 5% 15,000-70,166 10% 70,166-280,664 20% 40% >280,664 75%DOMR.PK Dominion Resources Black Warrior Trust USA 0-133,400,000 25% 133,400,000-266,800,0 40% >266800000 75% 75%D.N Dominion Resources Inc USA 0-15,000 5% 15,000-82,539 10% 82,539-330,157 20% 40% >330,157 75%DPZ.N Domino's Pizza Inc USA 0-3,800 10% 3,800-19,240 20% 19,240-76,963 35% 45% >76,963 75%UFS Domtar Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-292,608 35% 45% >292,608 75%DCI.N Donaldson Co Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%DGICA.O Donegal Group Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-15,853 50% 60% >15,853 75%DFIN.K Donnelley Financial Solutions Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%DMLP.O Dorchester Minerals LP USA 0-2,000 25% 2,000-10,000 40% 10,000-34,975 50% 60% >34,975 75%LPG.N Dorian LPG Ltd USA 0-5,000 20% 5,000-30,000 30% 30,000-89,112 50% 60% >89,112 75%DORM.O Dorman Products Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%DSL.N DoubleLine Income Solutions Fund USA 0-9,000 25% 9,000-55,000 40% 55,000-168,162 50% 60% >168,162 75%PLOW.K Douglas Dynamics Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%DEI.N Douglas Emmett Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-332,419 35% 45% >332,419 75%DOV.N Dover Corp USA 0-9,000 5% 9,000-71,116 10% 71,116-284,465 20% 40% >284,465 75%DWDP.N DowDuPont Inc USA 0-9,500 10% 9,500-47,663 20% 47,663-190,653 35% 45% >190,653 75%DHI.N DR Horton Inc USA 0-30,000 5% 30,000-145,000 10% 145,000-580,000 20% 40% >580,000 75%DPS.N Dr Pepper Snapple Group Inc USA 0-9,000 5% 9,000-77,270 10% 77,270-309,082 20% 40% >309,082 75%RDY.N Dr Reddy's Laboratories Ltd - ADR USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%DRWI.O DragonWave Inc USA 0-111,700 25% 111,700-325,000 40% >325000 75% 75%DRD.N DRDGOLD Ltd - ADR USA 0-6,000 25% 6,000-35,000 40% 35,000-114,658 50% 60% >114,658 75%DRQ.N Dril-Quip Inc USA 0-14,400 20% 14,400-72,108 30% 72,108-288,432 50% 60% >288,432 75%DS.N Drive Shack Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-282,294 50% 60% >282,294 75%DRYS.O DryShips Inc USA 0-130,000 25% 130,000-775,000 40% 775,000-2,538,489 50% 60% >2,538,489 75%DSPG.O DSP Group Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-34,926 50% 60% >34,926 75%DST.N DST Systems Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-221,668 35% 45% >221,668 75%DSW.N DSW Inc USA 0-33,800 10% 33,800-169,203 20% 169,203-676,813 35% 45% >676,813 75%DTE.N DTE Energy Co USA 0-7,000 5% 7,000-59,315 10% 59,315-237,261 20% 40% >237,261 75%DCO Ducommun Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-34,345 50% 60% >34,345 75%DUK.N Duke Energy Corp USA 0-15,000 5% 15,000-75,036 10% 75,036-300,146 20% 40% >300,146 75%DRE.N Duke Realty Corp USA 0-23,000 10% 23,000-115,158 20% 115,158-460,635 35% 45% >460,635 75%DLTH.O Duluth Holdings Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%DNB.N Dun & Bradstreet Corp USA 0-6,000 10% 6,000-58,192 20% 58,192-180,000 35% 45% >180,000 75%DNKN.O Dunkin' Brands Group Inc USA 0-11,800 10% 11,800-58,984 20% 58,984-235,939 35% 45% >235,939 75%DRRX.O Durect Corp USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%DXC DXC Technology Company USA 0-7,000 10% 7,000-34,761 20% 34,761-139,045 35% 45% >139,045 75%DXPE.O DXP Enterprises Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-58,632 50% 60% >58,632 75%DY.N Dycom Industries Inc USA 0-7,300 10% 7,300-36,640 20% 36,640-146,561 35% 45% >146,561 75%DLNG.N Dynagas LNG Partners LP USA 0-4,000 20% 4,000-25,000 30% 25,000-72,063 50% 60% >72,063 75%BOOM.O Dynamic Materials Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%DVAX.O Dynavax Technologies Corp USA 0-32,900 25% 32,900-164,691 40% 164,691-658,000 50% 60% >658,000 75%DYN.N Dynegy Inc USA 0-55,400 10% 55,400-277,223 20% 277,223-1,108,894 35% 45% >1,108,894 75%DX Dynex Capital Inc USA 0-9,000 20% 9,000-55,000 30% 55,000-175,228 50% 60% >175,228 75%ELF e.l.f. Beauty Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%EGBN.O Eagle Bancorp Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%EBMT.O Eagle Bancorp Montana Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-3,792 50% 60% >3,792 75%EXP.N Eagle Materials Inc USA 0-6,400 10% 6,400-32,194 20% 32,194-128,776 35% 45% >128,776 75%EGRX.O Eagle Pharmaceuticals Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%ECC Eagle Point Credit Co Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%ESTE.N Earthstone Energy Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-69,953 50% 60% >69,953 75%EWBC.O East West Bancorp Inc USA 0-11,800 10% 11,800-58,859 20% 58,859-235,439 35% 45% >235,439 75%DEA Easterly Government Properties Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%EGP EastGroup Properties Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%EMN.N Eastman Chemical Co USA 0-9,000 5% 9,000-73,498 10% 73,498-293,994 20% 40% >293,994 75%ETN.N Eaton Corp PLC USA 0-15,000 5% 15,000-85,600 10% 85,600-342,402 20% 40% >342,402 75%EV.N Eaton Vance Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-261,773 35% 45% >261,773 75%ETW.N Eaton Vance Tax Managed Global Buy Write Op USA 0-7,000 20% 7,000-40,000 30% 40,000-135,044 50% 60% >135,044 75%EVT.N Eaton Vance Tax-Advantaged Dividend Income USA 0-3,000 20% 3,000-20,000 30% 20,000-57,784 50% 60% >57,784 75%ETG.N Eaton Vance Tax-Advantaged Global Dividend I USA 0-4,000 20% 4,000-25,000 30% 25,000-77,815 50% 60% >77,815 75%EXG.N Eaton Vance Tax-Managed Global Diversified E USA 0-20,000 25% 20,000-120,000 40% 120,000-394,165 50% 60% >394,165 75%EBAY.O eBay Inc (All Sessions) USA 0-35,000 5% 35,000-185,432 10% 185,432-741,729 20% 40% >741,729 75%EBIX.O Ebix Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ELON.O Echelon Corp USA 0-3,000 25% 3,000-9,000 40% 9,000-9,704 50% 60% >9,704 75%ECHO.O Echo Global Logistics Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%SATS.O EchoStar Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%ECR Eclipse Resources Corp USA 0-20,000 20% 20,000-120,000 30% 120,000-400,000 50% 60% >400,000 75%ECL.N Ecolab Inc USA 0-7,000 5% 7,000-51,189 10% 51,189-204,758 20% 40% >204,758 75%EC Ecopetrol SA USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%EDAP.O EDAP TMS SA USA 0-4,600 25% 4,600-30,000 40% 30,000-38,167 50% 60% >38,167 75%EDGE.O Edge Therapeutics Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%EPC Edgewell Personal Care Co USA 0-9,000 10% 9,000-55,000 20% 55,000-232,769 35% 45% >232,769 75%EIX.N Edison International USA 0-15,000 5% 15,000-83,312 10% 83,312-333,250 20% 40% >333,250 75%EDIT.O Editas Medicine Inc USA 0-25,000 25% 25,000-136,792 40% 136,792-484,585 50% 60% >484,585 75%EDR EdR USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%EDUC.O Educational Development Corporation USA 0-1,000 25% 1,000-3,000 40% 3,000-5,470 50% 60% >5,470 75%EW.N Edwards Lifesciences Corp USA 0-10,000 5% 10,000-64,227 10% 64,227-256,909 20% 40% >256,909 75%EGAN.O eGain Corporation USA 0-4,000 25% 4,000-25,000 40% 25,000-45,524 50% 60% >45,524 75%EGLT.O Egalet Corporation USA 0-20,000 25% 20,000-120,000 40% 120,000-341,857 50% 60% >341,857 75%EHTH.O eHealth Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%EHIC.K eHi Car Services Ltd USA 0-3,000 25% 3,000-20,000 40% 20,000-54,337 50% 60% >54,337 75%EIGR.O Eiger Biopharmaceuticals Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%EKSO.O Ekso Bionics Holdings Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%EE.N El Paso Electric Co USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%LOCO.O El Pollo Loco Holdings Inc USA 0-8,000 20% 8,000-50,000 30% 50,000-146,744 50% 60% >146,744 75%ESLT.O Elbit Systems Ltd USA 0-1,000 15% 1,000-6,000 25% 6,000-15,922 40% 55% >15,922 75%EGO.N Eldorado Gold Corp (US) USA 0-138,400 10% 138,400-1,482,857 20% 1,482,857-5,437,142 35% 45% >5,437,142 75%ERI.O Eldorado Resorts Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%ESIO.O Electro Scientific Industries Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%EA.O Electronic Arts Inc USA 0-10,000 5% 10,000-59,157 10% 59,157-236,629 20% 40% >236,629 75%EFII.O Electronics For Imaging Inc USA 0-20,000 15% 20,000-108,880 25% 108,880-380,669 40% 55% >380,669 75%EBIO.O Eleven Biotherapeutics Inc USA 0-19,700 25% 19,700-120,000 40% 120,000-226,283 50% 60% >226,283 75%





LLY.N Eli Lilly & Co USA 0-15,000 5% 15,000-80,081 10% 80,081-320,326 20% 40% >320,326 75%ELLI.K Ellie Mae Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-153,509 35% 45% >153,509 75%EFC Ellington Financial LLC USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%ERJ.N Embraer SA - ADR USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%EMCI.O EMC Insurance Group Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-10,829 50% 60% >10,829 75%EME.N EMCOR Group Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%EMKR.O EMCORE Corporation USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%EMES.N Emerge Energy Services LP USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%EBS Emergent Biosolutions Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%EMG Emergent Capital Inc USA 0-44,500 25% 44,500-130,000 40% >130000 75% 75%EMR.N Emerson Electric Co USA 0-20,000 5% 20,000-108,261 10% 108,261-433,046 20% 40% >433,046 75%MSN.P Emerson Radio Corporation USA 0-8,800 25% 8,800-25,000 40% >25000 75% 75%NYNY.O Empire Resorts Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%ESRT.N Empire State Realty Trust Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%EIG Employers Holdings Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%EDN Empresa Distribuidora y Comercializadora Norte USA 0-1,500 20% 1,500-9,000 30% 9,000-28,845 50% 60% >28,845 75%EOC.N Empresa Nacional de Electricidad SA - ADR USA 0-3,000 20% 3,000-20,000 30% 20,000-58,848 50% 60% >58,848 75%ENBL.N Enable Midstream Partners LP USA 0-5,000 20% 5,000-30,000 30% 30,000-98,099 50% 60% >98,099 75%ENTA.O Enanta Pharmaceuticals Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%EEQ.N Enbridge Energy Management LLC USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%EEP Enbridge Energy Partners LP USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%ENB.N Enbridge Inc USA 0-34,900 5% 34,900-182,626 10% 182,626-730,505 20% 40% >730,505 75%ECA.N Encana Corp USA 0-99,500 5% 99,500-527,225 10% 527,225-2,108,902 20% 40% >2,108,902 75%ECPG.O Encore Capital Group Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%WIRE.O Encore Wire Corp USA 0-2,000 15% 2,000-10,000 25% 10,000-38,790 40% 55% >38,790 75%EXK Endeavour Silver Corp (US) USA 0-49,900 25% 49,900-299,400 40% 299,400-998,000 50% 60% >998,000 75%ENDP.O Endo International PLC USA 0-100,000 20% 100,000-962,481 30% 962,481-2,000,000 50% 60% >2,000,000 75%ECYT.O Endocyte Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-738,164 50% 60% >738,164 75%ELGX.O Endologix Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%EIGI.O Endurance International Group Holdings Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-293,913 40% 55% >293,913 75%NDRO.K Enduro Royalty Trust USA 0-4,500 25% 4,500-25,000 40% 25,000-40,941 50% 60% >40,941 75%EGN.N Energen Corp USA 0-11,700 10% 11,700-58,694 20% 58,694-234,776 35% 45% >234,776 75%ENR.N Energizer Holdings Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-304,914 35% 45% >304,914 75%WATT.O Energous Corp USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%EFOI.O Energy Focus Inc USA 0-4,700 25% 4,700-15,000 40% 15,000-18,016 50% 60% >18,016 75%UUUU.K Energy Fuels Inc (US) USA 0-7,900 25% 7,900-15,800 40% 15,800-156,006 50% 60% >156,006 75%ERII.O Energy Recovery Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%ETE.N Energy Transfer Equity LP USA 0-38,200 10% 38,200-190,898 20% 190,898-763,594 35% 45% >763,594 75%ETP.N Energy Transfer Partners LP USA 0-40,300 10% 40,300-201,632 20% 201,632-806,000 35% 45% >806,000 75%ERF.N Enerplus Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%ENI.N Enersis SA - ADR USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%ENS.N EnerSys Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%EGL.N Engility Holdings Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%E.N Eni SpA - ADR USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%ENLC.K EnLink Midstream LLC USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%ENLK.N Enlink Midstream Partners LP USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%EBF Ennis Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%ENVA.N Enova International Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%ENPH.O Enphase Energy Inc USA 0-20,000 20% 20,000-120,000 30% 120,000-397,648 50% 60% >397,648 75%NPO.N EnPro Industries Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%ESV.N Ensco PLC USA 0-210,000 10% 210,000-1,067,200 20% 1,067,200-4,268,800 35% 45% >4,268,800 75%ENSV.A Enservco Corp USA 0-20,800 25% 20,800-41,600 40% 41,600-97,453 50% 60% >97,453 75%ENSG.O Ensign Group Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%ESGR.O Enstar Group Ltd USA 0-1,000 15% 1,000-6,000 25% 6,000-13,618 40% 55% >13,618 75%ENTG.O Entegris Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-422,151 35% 45% >422,151 75%ENTL.O Entellus Medical Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%ETM Entercom Communications Corporation USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%ETR.N Entergy Corp USA 0-9,000 5% 9,000-78,350 10% 78,350-313,403 20% 40% >313,403 75%EBTC.O Enterprise Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,660 50% 60% >6,660 75%EFSC.O Enterprise Financial Services Corporation USA 0-3,000 15% 3,000-20,000 25% 20,000-57,672 40% 55% >57,672 75%EPD.N Enterprise Products Partners LP USA 0-26,700 10% 26,700-133,400 20% 133,400-533,600 35% 45% >533,600 75%EVC Entravision Communications Corp USA 0-10,000 20% 10,000-60,000 30% 60,000-195,903 50% 60% >195,903 75%EGI.A Entree Gold Inc USA 0-23,800 25% 23,800-47,600 40% 47,600-54,659 50% 60% >54,659 75%ENV.N Envestnet Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%EVI.P EnviroStar Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-19,281 50% 60% >19,281 75%EVHC.N Envision Healthcare Holdings Inc USA 0-26,700 15% 26,700-133,667 25% 133,667-534,669 40% 55% >534,669 75%EVA Enviva Partners LP USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%ENZ Enzo Biochem Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-113,821 50% 60% >113,821 75%ENZY.O Enzymotec Limited USA 0-2,000 25% 2,000-10,000 40% 10,000-37,602 50% 60% >37,602 75%EOG.N EOG Resources Inc USA 0-15,000 5% 15,000-63,778 10% 63,778-255,115 20% 40% >255,115 75%EPE EP Energy Corporation USA 0-20,000 20% 20,000-120,000 30% 120,000-397,754 50% 60% >397,754 75%EPAM.K EPAM Systems Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-129,766 35% 45% >129,766 75%EPZM.O Epizyme Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%PLUS.O ePlus Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%EPR.N EPR Properties USA 0-7,000 10% 7,000-40,000 20% 40,000-194,574 35% 45% >194,574 75%EQT.N EQT Corp USA 0-20,000 5% 20,000-102,332 10% 102,332-409,328 20% 40% >409,328 75%EQGP.K EQT GP Holdings LP USA 0-3,000 20% 3,000-20,000 30% 20,000-55,802 50% 60% >55,802 75%EQM.N EQT Midstream Partners LP USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%EQIX.O Equinix Inc USA 0-3,000 5% 3,000-13,832 10% 13,832-55,328 20% 40% >55,328 75%EQC Equity Commonwealth USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%ELS.N Equity Lifestyle Properties Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-149,183 35% 45% >149,183 75%EQR.N Equity Residential USA 0-10,000 5% 10,000-96,317 10% 96,317-385,270 20% 40% >385,270 75%ERA Era Group Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-36,429 50% 60% >36,429 75%ERIC.O Ericsson (LM) - B - ADR USA 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%ERIE.O Erie Indemnity Company USA 0-1,000 15% 1,000-6,000 25% 6,000-15,240 40% 55% >15,240 75%ERN.A Erin Energy Corporation USA 0-5,200 25% 5,200-30,000 40% 30,000-35,865 50% 60% >35,865 75%EROS.K Eros International PLC USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%ESCA.O Escalade Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,253 50% 60% >6,253 75%ESE.N ESCO Technologies Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%ESPR.O Esperion Therapeutics Inc USA 0-13,700 25% 13,700-68,720 40% 68,720-274,000 50% 60% >274,000 75%ESND.O Essendant Inc USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%ESNT.K Essent Group Ltd USA 0-10,000 10% 10,000-60,000 20% 60,000-320,827 35% 45% >320,827 75%ESS.N Essex Property Trust Inc USA 0-3,000 5% 3,000-26,016 10% 26,016-104,064 20% 40% >104,064 75%EL.N Estee Lauder Cos Inc USA 0-10,000 5% 10,000-53,527 10% 53,527-214,108 20% 40% >214,108 75%ESL.N Esterline Technologies Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ETH.N Ethan Allen Interiors Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%ETFC.O E-TRADE Financial Corp USA 0-20,000 5% 20,000-155,405 10% 155,405-621,621 20% 40% >621,621 75%ETSY.O Etsy Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-797,846 35% 45% >797,846 75%EURN.K Euronav NV (US) USA 0-15,400 20% 15,400-92,400 30% 92,400-308,000 50% 60% >308,000 75%EEFT.O Euronet Worldwide Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%EVEP.O EV Energy Partners LP USA 0-16,400 25% 16,400-100,000 40% 100,000-134,862 50% 60% >134,862 75%EVBG.O Everbridge Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%





EVR.N Evercore Partners Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-165,099 35% 45% >165,099 75%RE.N Everest Re Group Ltd USA 0-2,900 10% 2,900-14,428 20% 14,428-57,713 35% 45% >57,713 75%EVRI.N Everi Holdings Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%ES.N Eversource Energy USA 0-10,000 5% 10,000-100,000 10% 100,000-416,419 20% 40% >416,419 75%MRAM.O Everspin Technologies Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-99,942 50% 60% >99,942 75%EVTC.K EVERTEC Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%EVLV.O EVINE Live Inc USA 0-11,700 25% 11,700-70,000 40% 70,000-138,804 50% 60% >138,804 75%EVH Evolent Health Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-700,000 50% 60% >700,000 75%EPM.A Evolution Petroleum Corporation USA 0-3,000 25% 3,000-20,000 40% 20,000-50,818 50% 60% >50,818 75%EXAS.O Exact Sciences Corp USA 0-11,000 10% 11,000-55,242 20% 55,242-220,970 35% 45% >220,970 75%EXAC.O Exactech Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-36,279 50% 60% >36,279 75%XCO.N EXCO Resources Inc USA 0-15,300 25% 15,300-30,600 40% 30,600-208,398 50% 60% >208,398 75%EXEL.O Exelixis Inc USA 0-25,800 10% 25,800-129,013 20% 129,013-516,054 35% 45% >516,054 75%EXC.N Exelon Corp USA 0-30,000 5% 30,000-161,501 10% 161,501-646,004 20% 40% >646,004 75%EXLS.O ExlService Holdings Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%EXPD.O Expeditors International of Washington Inc USA 0-8,000 5% 8,000-80,000 10% 80,000-445,781 20% 40% >445,781 75%EXPO.O Exponent Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%EXPR.K Express Inc USA 0-60,000 15% 60,000-350,000 25% 350,000-1,200,000 40% 55% >1,200,000 75%ESRX.O Express Scripts Holding Co USA 0-20,000 5% 20,000-111,074 10% 111,074-444,296 20% 40% >444,296 75%STAY.N Extended Stay America Inc USA 0-35,000 10% 35,000-198,393 20% 198,393-793,575 35% 45% >793,575 75%EXTN.K Exterran Corporation USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%EXR.N Extra Space Storage Inc USA 0-8,000 5% 8,000-77,558 10% 77,558-310,232 20% 40% >310,232 75%EXTR.O Extreme Networks Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%XOM.N Exxon Mobil Corp (All Sessions) USA 0-15,000 5% 15,000-80,419 10% 80,419-321,678 20% 40% >321,678 75%EYEG.O Eyegate Pharmaceuticals Inc USA 0-11,900 25% 11,900-23,800 40% 23,800-99,969 50% 60% >99,969 75%EZPW.O Ezcorp Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%FFIV.O F5 Networks Inc USA 0-4,000 10% 4,000-20,000 20% 20,000-48,000 35% 45% >48,000 75%FN Fabrinet USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%FB.O Facebook Inc (All Sessions) USA 0-7,000 5% 7,000-37,461 10% 37,461-149,845 20% 40% >149,845 75%FDS.N FactSet Research Systems Inc USA 0-3,400 10% 3,400-16,997 20% 16,997-67,988 35% 45% >67,988 75%FICO.K Fair Isaac Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%DAVE.O Famous Dave's of America Inc USA 0-3,700 25% 3,700-10,000 40% 10,000-14,511 50% 60% >14,511 75%FANH.O Fanhua Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-57,227 50% 60% >57,227 75%FARM.O Farmer Bros Co USA 0-2,000 20% 2,000-10,000 30% 10,000-36,566 50% 60% >36,566 75%FFKT.O Farmers Capital Bank Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-8,671 50% 60% >8,671 75%FARO.O FARO Technologies Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%FAST.O Fastenal Co USA 0-25,000 5% 25,000-140,155 10% 140,155-560,621 20% 40% >560,621 75%FATE.O Fate Therapeutics Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-129,509 50% 60% >129,509 75%FBK FB Financial Corp USA 0-2,000 20% 2,000-10,000 30% 10,000-37,682 50% 60% >37,682 75%FFG FBL Financial Group Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-12,842 50% 60% >12,842 75%FCB FCB Financial Holdings Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%AGM Federal Agricultural Mortgage Corporation USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%FMCC.OB Federal Home Loan Mortgage Corp USA 0-50,000 20% 50,000-300,000 30% 300,000-970,618 50% 60% >970,618 75%FNMA.OB Federal National Mortgage Association USA 0-80,000 15% 80,000-475,000 25% 475,000-1,600,000 40% 55% >1,600,000 75%FRT.N Federal Realty Investment Trust USA 0-4,000 5% 4,000-40,000 10% 40,000-202,105 20% 40% >202,105 75%FSS Federal Signal Corp USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%FII.N Federated Investors Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%FNHC.O Federated National Holding Co USA 0-2,000 25% 2,000-10,000 40% 10,000-36,179 50% 60% >36,179 75%FDX.N FedEx Corp USA 0-6,000 5% 6,000-30,575 10% 30,575-122,301 20% 40% >122,301 75%FENX.O Fenix Parts Inc USA 0-22,200 25% 22,200-65,000 40% >65000 75% 75%RACE.K Ferrari NV USA 0-6,100 10% 6,100-30,439 20% 30,439-121,759 35% 45% >121,759 75%FGP Ferrellgas Partners LP USA 0-8,000 20% 8,000-50,000 30% 50,000-160,000 50% 60% >160,000 75%FOE Ferro Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%FCAU.K Fiat Chrysler Automobiles NV (US) USA 0-45,000 5% 45,000-386,218 10% 386,218-900,000 20% 40% >900,000 75%FBR Fibria Celulose SA USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%FCSC.O Fibrocell Science Inc USA 0-7,600 25% 7,600-15,200 40% 15,200-45,337 50% 60% >45,337 75%FGEN.O FibroGen Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-283,076 35% 45% >283,076 75%FGL Fidelity & Guaranty Life USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%FNF.N Fidelity National Financial Inc USA 0-17,300 10% 17,300-86,511 20% 86,511-346,044 35% 45% >346,044 75%FIS.N Fidelity National Information Services Inc USA 0-10,000 5% 10,000-71,905 10% 71,905-287,623 20% 40% >287,623 75%LION.O Fidelity Southern Corporation USA 0-2,500 20% 2,500-15,000 30% 15,000-46,971 50% 60% >46,971 75%FRGI.O Fiesta Restaurant Group Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%FSAM.O Fifth Street Asset Management Inc USA 0-3,400 25% 3,400-20,000 40% 20,000-46,670 50% 60% >46,670 75%FITB.O Fifth Third Bancorp USA 0-45,000 5% 45,000-241,055 10% 241,055-964,221 20% 40% >964,221 75%FNGN.O Financial Engines Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%FISI.O Financial Institutions Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%FNSR.O Finisar Corp USA 0-35,200 10% 35,200-175,896 20% 175,896-703,586 35% 45% >703,586 75%FINL.O Finish Line Inc USA 0-45,000 15% 45,000-275,000 25% 275,000-900,000 40% 55% >900,000 75%FEYE.O FireEye Inc USA 0-46,900 10% 46,900-234,693 20% 234,693-938,775 35% 45% >938,775 75%FAF.N First American Financial Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-245,898 35% 45% >245,898 75%FBNC.O First Ban Corporation USA 0-2,500 20% 2,500-15,000 30% 15,000-46,943 50% 60% >46,943 75%FBP First BanCorp/Puerto Rico USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%FRBA.O First Bank USA 0-1,100 25% 1,100-6,500 40% 6,500-18,650 50% 60% >18,650 75%BUSE.O First Busey Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%FBIZ.O First Business Financial Services Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,906 50% 60% >9,906 75%FCFS.K First Cash Financial Services Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%FCNCA.O First Citizens Bancshares Inc USA 0-1,000 10% 1,000-6,000 20% 6,000-14,124 35% 45% >14,124 75%FCF First Commonwealth Financial Corp USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%FCBC.O First Community Bancshares Inc/VA USA 0-1,000 25% 1,000-6,000 40% 6,000-13,717 50% 60% >13,717 75%FBNK.O First Connecticut Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-18,230 50% 60% >18,230 75%FDC First Data Corp USA 0-39,100 10% 39,100-195,371 20% 195,371-781,487 35% 45% >781,487 75%FDEF.O First Defiance Financial Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-15,608 50% 60% >15,608 75%FFBC.O First Financial Ban Corporation USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%FFIN.O First Financial Bankshares Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%THFF.O First Financial Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-11,749 50% 60% >11,749 75%FFWM.O First Foundation Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%FHN.N First Horizon National Corp USA 0-37,000 10% 37,000-184,764 20% 184,764-739,058 35% 45% >739,058 75%FR.N First Industrial Realty Trust Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%INBK.O First Internet Ban Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-18,396 50% 60% >18,396 75%FIBK.O First Interstate BancSystem Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%AG.N First Majestic Silver Corp (US) USA 0-79,900 15% 79,900-474,406 25% 474,406-1,598,000 40% 55% >1,598,000 75%FRME.O First Merchants Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%FMBI.O First Midwest Bancorp Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%FNBC.O First NBC Bank Holding Co USA 0-88,900 25% 88,900-525,000 40% 525,000-806,930 50% 60% >806,930 75%FNWB.O First Northwest Ban Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-10,304 50% 60% >10,304 75%FQVLF.PK First Quantum Minerals Ltd USA 0-19,900 5% 19,900-199,000 10% 199,000-1,492,500 20% 40% >1,492,500 75%FRC First Republic Bank USA 0-7,400 10% 7,400-36,965 20% 36,965-147,860 35% 45% >147,860 75%FSLR.O First Solar Inc USA 0-20,000 5% 20,000-108,296 10% 108,296-433,187 20% 40% >433,187 75%FAM.N First Trust Aberdeen Global Opportunity Income USA 0-1,200 25% 1,200-7,000 40% 7,000-23,768 50% 60% >23,768 75%FHY.N First Trust Strategic High Income Fund II USA 0-1,000 25% 1,000-6,000 40% 6,000-16,434 50% 60% >16,434 75%FE.N FirstEnergy Corp USA 0-30,000 5% 30,000-196,871 10% 196,871-787,485 20% 40% >787,485 75%SVVC.O Firsthand Technology Value Fund Inc USA 0-1,700 25% 1,700-5,000 40% 5,000-8,701 50% 60% >8,701 75%





FISV.O Fiserv Inc USA 0-6,000 5% 6,000-52,109 10% 52,109-208,437 20% 40% >208,437 75%FIT.N Fitbit Inc USA 0-100,000 10% 100,000-562,394 20% 562,394-2,000,000 35% 45% >2,000,000 75%FIVE.O Five Below Inc USA 0-11,600 10% 11,600-57,969 20% 57,969-231,879 35% 45% >231,879 75%OAKS.K Five Oaks Investment Corporation USA 0-5,000 25% 5,000-30,000 40% 30,000-88,318 50% 60% >88,318 75%FPH Five Point Holdings LLC USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%FPRX.O Five Prime Therapeutics Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%FIVN.O Five9 Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%FBC.N Flagstar Bancorp Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%PFD.N Flaherty & Crumrine Preferred Income Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,338 50% 60% >12,338 75%FLML.O Flamel Technologies SA USA 0-4,500 20% 4,500-27,000 30% 27,000-90,000 50% 60% >90,000 75%FLT FleetCor Technologies Inc USA 0-3,700 10% 3,700-18,471 20% 18,471-73,885 35% 45% >73,885 75%FLKS.O Flex Pharma Inc USA 0-3,500 25% 3,500-7,000 40% 7,000-40,470 50% 60% >40,470 75%FSI Flexible Solutions International Inc USA 0-7,000 25% 7,000-20,000 40% 20,000-29,113 50% 60% >29,113 75%FLXN.O Flexion Therapeutics Inc USA 0-15,000 25% 15,000-83,409 40% 83,409-300,000 50% 60% >300,000 75%FLXS.O Flexsteel Industries Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-14,181 50% 60% >14,181 75%FLEX.O Flextronics International Ltd USA 0-36,300 10% 36,300-181,545 20% 181,545-726,183 35% 45% >726,183 75%FLIR.O FLIR Systems Inc USA 0-8,000 5% 8,000-80,000 10% 80,000-500,000 20% 40% >500,000 75%FND Floor & Decor Holdings Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%FTK Flotek Industries Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-500,000 50% 60% >500,000 75%FLO.N Flowers Foods Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%FLS.N Flowserve Corp USA 0-20,000 10% 20,000-170,457 20% 170,457-681,829 35% 45% >681,829 75%FLDM.O Fluidigm Corp USA 0-7,000 25% 7,000-40,000 40% 40,000-135,650 50% 60% >135,650 75%FLR.N Fluor Corp USA 0-10,000 5% 10,000-100,000 10% 100,000-567,176 20% 40% >567,176 75%FFIC.O Flushing Financial Corp USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%FLY Fly Leasing Ltd USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%FMC.N FMC Corp USA 0-10,000 20% 10,000-71,551 30% 71,551-286,204 50% 60% >286,204 75%FTI.N FMC Technologies Inc USA 0-40,000 5% 40,000-230,636 10% 230,636-922,544 20% 40% >922,544 75%FMSA.K FMSA Holdings Inc USA 0-143,100 25% 143,100-715,665 40% 715,665-2,862,000 50% 60% >2,862,000 75%FNB.N FNB Corp USA 0-45,000 10% 45,000-258,326 20% 258,326-1,033,307 35% 45% >1,033,307 75%FOMX.O Foamix Pharmaceuticals Ltd USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%FOGO.O Fogo de Chao Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-49,705 50% 60% >49,705 75%FMX.N Fomento Economico Mexicano SAB de CV - ADUSA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%FONR.O Fonar Corporation USA 0-1,500 25% 1,500-9,000 40% 9,000-24,482 50% 60% >24,482 75%FL.N Foot Locker Inc USA 0-45,000 10% 45,000-219,841 20% 219,841-879,367 35% 45% >879,367 75%F.N Ford Motor Co (All Sessions) USA 0-110,000 5% 110,000-554,908 10% 554,908-2,219,633 20% 40% >2,219,633 75%FSCT.O ForeScout Technologies Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%FELP.N Foresight Energy LP USA 0-3,200 25% 3,200-20,000 40% >20000 75% 75%FOR Forestar Group Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%VRNG.O FORM Holdings Corp USA 0-11,000 25% 11,000-35,000 40% 35,000-58,303 50% 60% >58,303 75%FORM.O FormFactor Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%FORTY.O Formula Systems 1985 Ltd USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%FORR.O Forrester Research Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%FRTA.O Forterra Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%FTNT.O Fortinet Inc USA 0-16,700 10% 16,700-83,500 20% 83,500-334,001 35% 45% >334,001 75%FTS Fortis Inc USA 0-7,000 5% 7,000-70,000 10% 70,000-475,000 20% 40% >475,000 75%FTV.N Fortive Corporation USA 0-10,000 5% 10,000-91,810 10% 91,810-367,240 20% 40% >367,240 75%FBIO.O Fortress Biotech Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-88,524 50% 60% >88,524 75%FIG.N Fortress Investment Group LLC USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%FSM Fortuna Silver Mines Inc (US) USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%FBHS.K Fortune Brands Home & Security Inc USA 0-8,000 5% 8,000-80,000 10% 80,000-417,070 20% 40% >417,070 75%FET Forum Energy Technologies Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%FWRD.O Forward Air Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%FORD.O Forward Industries Inc USA 0-10,900 25% 10,900-35,000 40% >35000 75% 75%FWP.O Forward Pharma A/S USA 0-3,000 25% 3,000-6,000 40% 6,000-34,684 50% 60% >34,684 75%FMI.O Foundation Medicine Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-95,197 50% 60% >95,197 75%FCPT.K Four Corners Property Trust Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%FOXF.O Fox Factory Holding Corporation USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%FRAN.O Francesca's Holdings Corp USA 0-25,000 20% 25,000-150,000 30% 150,000-500,000 50% 60% >500,000 75%FNV.N Franco-Nevada Corp USA 0-7,000 5% 7,000-70,000 10% 70,000-318,422 20% 40% >318,422 75%FC Franklin Covey Company USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%FELE.O Franklin Electric Co Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%FSB Franklin Financial Network Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-35,410 50% 60% >35,410 75%BEN.N Franklin Resources Inc USA 0-15,000 5% 15,000-150,000 10% 150,000-648,674 20% 40% >648,674 75%FSP.A Franklin Street Properties Corp USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%FI Frank's International NV USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%FRED.O Fred's Inc USA 0-30,000 20% 30,000-180,000 30% 180,000-587,367 50% 60% >587,367 75%FCX.N Freeport-McMoRan Copper & Gold Inc USA 0-90,000 5% 90,000-462,873 10% 462,873-1,851,492 20% 40% >1,851,492 75%FREE.O FreeSeas Inc USA 0-133,400,000 25% 133,400,000-266,800,0 40% >266800000 75% 75%RAIL.O FreightCar America Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%FDP.N Fresh Del Monte Produce Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%FRPT.O Freshpet Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%FRD Friedman Industries Inc USA 0-2,300 25% 2,300-4,600 40% 4,600-17,779 50% 60% >17,779 75%FTR.O Frontier Communications Corp USA 0-80,000 10% 80,000-800,000 20% >800000 75% 75%FRO.N Frontline Ltd - ADR USA 0-20,100 20% 20,100-201,000 30% >201000 75% 75%FRPH.O FRP Holdings Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-4,432 50% 60% >4,432 75%FSIC.N FS Investment Corporation USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%FTD.O FTD Cos Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%FCN.N FTI Consulting Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%FCEL.O FuelCell Energy Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-766,656 50% 60% >766,656 75%FORK.O Fuling Global Inc USA 0-2,700 25% 2,700-15,000 40% 15,000-35,253 50% 60% >35,253 75%FUL.N Fuller (HB) Co USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%FULT.O Fulton Financial Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%FNKO.P Funko Inc USA 0-35,000 20% 35,000-210,000 30% 210,000-648,810 50% 60% >648,810 75%FSNN.O Fusion Telecommunications International Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-134,507 50% 60% >134,507 75%FF FutureFuel Corp USA 0-2,500 25% 2,500-15,000 40% 15,000-44,420 50% 60% >44,420 75%WILC.N G. Willi Food-International Limited USA 0-2,300 25% 2,300-7,000 40% >7000 75% 75%GDV.N Gabelli Dividend & Income Trust USA 0-4,000 15% 4,000-25,000 25% 25,000-76,960 40% 55% >76,960 75%GAB.N Gabelli Equity Trust Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%GFA.N Gafisa SA - ADR USA 0-2,500 25% 2,500-15,000 40% 15,000-45,786 50% 60% >45,786 75%GCAP.K Gain Capital Holdings Inc USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%GLPG.O Galapagos NV - ADR USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%GALT.O Galectin Therapeutics Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%GALE.O Galena Biopharma Inc USA 0-46,500 25% 46,500-93,000 40% 93,000-386,439 50% 60% >386,439 75%GGN.A GAMCO Global Gold Natural Resources & Incom USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%GBL.N GAMCO Investors Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,404 50% 60% >11,404 75%GME.N GameStop Corp USA 0-45,000 10% 45,000-405,964 20% 405,964-1,000,000 35% 45% >1,000,000 75%GLPI.O Gaming and Leisure Properties Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-362,697 35% 45% >362,697 75%GCI.N Gannett Co Inc USA 0-15,000 10% 15,000-150,000 20% 150,000-475,000 35% 45% >475,000 75%GPS.N Gap Inc USA 0-45,000 5% 45,000-244,950 10% 244,950-979,801 20% 40% >979,801 75%GDI Gardner Denver Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-463,838 35% 45% >463,838 75%GRMN.O Garmin Ltd USA 0-8,000 5% 8,000-80,000 10% 80,000-438,599 20% 40% >438,599 75%IT.N Gartner Inc USA 0-5,700 10% 5,700-28,387 20% 28,387-113,551 35% 45% >113,551 75%





GLOG.K GasLog Ltd USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%GLOP.K GasLog Partners LP USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%GST.P Gastar Exploration Inc USA 0-45,000 20% 45,000-275,000 30% 275,000-882,090 50% 60% >882,090 75%GMT.N GATX Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%GCP GCP Applied Technologies Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%GEMP.O Gemphire Therapeutics Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%GNK Genco Shipping & Trading Limited USA 0-2,500 25% 2,500-15,000 40% 15,000-46,932 50% 60% >46,932 75%GENC.O Gencor Industries Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-15,007 50% 60% >15,007 75%GNRT.N Gener8 Maritime Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-191,555 50% 60% >191,555 75%GNRC.K Generac Holdings Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%GAM General American Investors Co Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-17,425 50% 60% >17,425 75%BGC.N General Cable Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%GD.N General Dynamics Corp USA 0-7,000 5% 7,000-33,388 10% 33,388-133,553 20% 40% >133,553 75%GE.N General Electric Co (All Sessions) USA 0-70,000 5% 70,000-325,524 10% 325,524-1,302,098 20% 40% >1,302,098 75%GFN.O General Finance Corp USA 0-2,200 25% 2,200-6,500 40% 6,500-7,692 50% 60% >7,692 75%GGP.N General Growth Properties Inc USA 0-50,000 5% 50,000-300,450 10% 300,450-1,201,801 20% 40% >1,201,801 75%GIS.N General Mills Inc USA 0-25,000 5% 25,000-125,187 10% 125,187-500,750 20% 40% >500,750 75%GM.N General Motors Co (All Sessions) USA 0-30,000 5% 30,000-156,352 10% 156,352-625,410 20% 40% >625,410 75%GCO.N Genesco Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%GWR.N Genesee & Wyoming Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-180,172 35% 45% >180,172 75%GEL Genesis Energy LP USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%GEN.N Genesis Healthcare Inc USA 0-13,900 25% 13,900-85,000 40% 85,000-197,246 50% 60% >197,246 75%GENE.O Genetic Technologies Limited USA 0-16,700 25% 16,700-33,400 40% 33,400-78,846 50% 60% >78,846 75%GNE Genie Energy Ltd USA 0-2,400 25% 2,400-15,000 40% 15,000-32,272 50% 60% >32,272 75%GNMK.O GenMark Diagnostics Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%GNCA.O Genocea Biosciences Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-342,811 50% 60% >342,811 75%GHDX.O Genomic Health Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-57,071 50% 60% >57,071 75%G.N Genpact Ltd USA 0-15,000 10% 15,000-90,000 20% 90,000-427,838 35% 45% >427,838 75%GNTX.O Gentex Corp USA 0-30,000 10% 30,000-178,628 20% 178,628-714,515 35% 45% >714,515 75%THRM.O Gentherm Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%GPC.N Genuine Parts Co USA 0-7,000 5% 7,000-70,000 10% 70,000-312,229 20% 40% >312,229 75%GNW.N Genworth Financial Inc USA 0-70,000 10% 70,000-700,000 20% 700,000-2,500,000 35% 45% >2,500,000 75%GPRK.K Geopark Ltd USA 0-4,000 20% 4,000-25,000 30% 25,000-75,153 50% 60% >75,153 75%GEOS.O Geospace Technologies Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%GGB.N Gerdau SA - ADR USA 0-120,000 10% 120,000-725,000 20% 725,000-2,400,000 35% 45% >2,400,000 75%GABC.O German American Bancorp Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%GERN.O Geron Corp USA 0-35,000 25% 35,000-210,000 40% 210,000-700,000 50% 60% >700,000 75%GTY.N Getty Realty Corp USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%GEVO.O Gevo Inc USA 0-21,200 25% 21,200-42,400 40% 42,400-404,630 50% 60% >404,630 75%ROCK.O Gibraltar Industries Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%GIGM.O GigaMedia Ltd USA 0-4,300 25% 4,300-15,000 40% >15000 75% 75%GIMO.K Gigamon Inc USA 0-15,000 10% 15,000-86,287 20% 86,287-345,148 35% 45% >345,148 75%GIGA.O Giga-tronics Inc USA 0-28,400 25% 28,400-85,000 40% >85000 75% 75%GIG GigOptix Inc USA 0-4,300 25% 4,300-15,000 40% >15000 75% 75%GIII.O G-III Apparel Group Ltd USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%GIL.N Gildan Activewear Inc (US) USA 0-8,000 5% 8,000-80,000 10% 80,000-575,000 20% 40% >575,000 75%GILD.O Gilead Sciences Inc (All Sessions) USA 0-20,000 5% 20,000-90,342 10% 90,342-361,370 20% 40% >361,370 75%GBCI.O Glacier Bancorp Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%GLAD.O Gladstone Capital Corporation USA 0-3,000 25% 3,000-20,000 40% 20,000-59,695 50% 60% >59,695 75%GOOD.O Gladstone Commercial Corp USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%GAIN.O Gladstone Investment Corporation USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%GLA GlassBridge Enterprises Inc USA 0-6,900 25% 6,900-20,000 40% >20000 75% 75%GKOS.K Glaukos Corporation USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%GSK.N GlaxoSmithKline PLC - ADR USA 0-18,900 10% 18,900-94,475 20% 94,475-378,000 35% 45% >378,000 75%GBT.O Global Blood Therapeutics Inc USA 0-17,300 25% 17,300-86,736 40% 86,736-346,944 50% 60% >346,944 75%BRSS.K Global Brass & Copper Holdings Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%GLBR.O Global Brokerage Inc USA 0-9,600 25% 9,600-30,000 40% >30000 75% 75%ENT.O Global Eagle Entertainment Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-277,267 50% 60% >277,267 75%GBLI.O Global Indemnity PLC USA 0-1,000 25% 1,000-6,000 40% 6,000-6,882 50% 60% >6,882 75%GLP Global Partners LP/MA USA 0-1,500 25% 1,500-9,000 40% 9,000-29,149 50% 60% >29,149 75%GPN.N Global Payments Inc USA 0-8,000 5% 8,000-67,475 10% 67,475-269,903 20% 40% >269,903 75%GSL Global Ship Lease Inc USA 0-10,400 25% 10,400-60,000 40% 60,000-77,189 50% 60% >77,189 75%GWRS.O Global Water Resources Inc USA 0-1,400 25% 1,400-8,500 40% 8,500-10,367 50% 60% >10,367 75%GSAT.A Globalstar Inc USA 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%GLOB.K Globant SA USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%GLBS.O Globus Maritime Ltd USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%GMED.K Globus Medical Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%GLUU.O Glu Mobile Inc USA 0-110,000 15% 110,000-650,000 25% 650,000-2,200,000 40% 55% >2,200,000 75%GLYC.O GlycoMimetics Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-598,682 50% 60% >598,682 75%GMS GMS Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%GNC.N GNC Holdings Inc USA 0-70,000 20% 70,000-425,000 30% 425,000-1,400,000 50% 60% >1,400,000 75%GDDY.K GoDaddy Inc USA 0-13,900 10% 13,900-69,262 20% 69,262-277,050 35% 45% >277,050 75%GOGO.O Gogo Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%GOL Gol Linhas Aereas Inteligentes SA - ADR USA 0-8,000 25% 8,000-50,000 40% 50,000-150,895 50% 60% >150,895 75%GLNG.O Golar LNG Ltd (US) USA 0-28,000 25% 28,000-139,832 40% 139,832-542,126 50% 60% >542,126 75%GMLP.O Golar LNG Partners Limited Partnership USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%GFI.N Gold Fields Ltd - ADR USA 0-100,000 10% 100,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%GORO.A Gold Resource Corp USA 0-20,000 20% 20,000-120,000 30% 120,000-355,513 50% 60% >355,513 75%GSV.A Gold Standard Ventures Corporation USA 0-25,000 25% 25,000-150,000 40% 150,000-464,017 50% 60% >464,017 75%GG.N Goldcorp Inc (US) USA 0-20,000 5% 20,000-200,000 10% 200,000-2,017,370 20% 40% >2,017,370 75%AUMN.A Golden Minerals Company USA 0-32,500 25% 32,500-65,000 40% 65,000-71,782 50% 60% >71,782 75%GOGL.O Golden Ocean Group Ltd (US) USA 0-35,000 20% 35,000-210,000 30% 210,000-700,000 50% 60% >700,000 75%GSS.A Golden Star Resources Ltd (US) USA 0-60,000 20% 60,000-350,000 30% 350,000-1,080,306 50% 60% >1,080,306 75%GV.P Goldfield Corporation USA 0-9,000 25% 9,000-55,000 40% 55,000-166,769 50% 60% >166,769 75%GSBD.N Goldman Sachs BDC Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-72,759 50% 60% >72,759 75%GS.N Goldman Sachs Group Inc (All Sessions) USA 0-6,000 5% 6,000-27,780 10% 27,780-111,120 20% 40% >111,120 75%GBDC.O Golub Capital BDC Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%GT.O Goodyear Tire & Rubber Co USA 0-20,000 5% 20,000-200,000 10% 200,000-917,784 20% 40% >917,784 75%GPRO.O GoPro Inc (All Sessions) USA 0-70,000 10% 70,000-388,694 20% 388,694-1,400,000 35% 45% >1,400,000 75%GMAN.O Gordmans Stores Inc USA 0-221,600 25% 221,600-675,000 40% >675000 75% 75%GRC.A Gorman-Rupp Company USA 0-1,500 20% 1,500-9,000 30% 9,000-27,640 50% 60% >27,640 75%GOV.N Government Properties Income Trust USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%GPX GP Strategies Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-15,165 50% 60% >15,165 75%GGG.N Graco Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-102,481 35% 45% >102,481 75%GHM.A Graham Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-15,844 50% 60% >15,844 75%GHC.N Graham Holding Co - Class B USA 0-1,000 10% 1,000-5,969 20% 5,969-9,387 35% 45% >9,387 75%GWW.N Grainger (WW) Inc USA 0-7,000 5% 7,000-32,779 10% 32,779-131,118 20% 40% >131,118 75%GPT Gramercy Property Trust Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-459,524 35% 45% >459,524 75%GTE.A Gran Tierra Energy Inc (US) USA 0-50,300 25% 50,300-301,800 40% 301,800-983,684 50% 60% >983,684 75%GRAM.K Grana y Montero SAA USA 0-8,000 25% 8,000-50,000 40% 50,000-150,158 50% 60% >150,158 75%LOPE.O Grand Canyon Education Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%GVA.N Granite Construction Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%





GPMT.K Granite Point Mortgage Trust Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%GPK Graphic Packaging Holding Co USA 0-43,700 10% 43,700-218,688 20% 218,688-874,754 35% 45% >874,754 75%GTN Gray Television Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%AJX Great Ajax Corporation USA 0-1,500 25% 1,500-9,000 40% 9,000-28,114 50% 60% >28,114 75%GBSN.PK Great Basin Scientific Inc USA 0-127,700 25% 127,700-255,400 40% >255400 75% 75%GLDD.O Great Lakes Dredge & Dock Corp USA 0-7,000 25% 7,000-40,000 40% 40,000-132,277 50% 60% >132,277 75%GPL.A Great Panther Silver Ltd (US) USA 0-34,800 25% 34,800-208,800 40% 208,800-588,286 50% 60% >588,286 75%GXP.N Great Plains Energy Inc USA 0-20,100 10% 20,100-100,572 20% 100,572-402,291 35% 45% >402,291 75%GSBC.O Great Southern Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,403 50% 60% >12,403 75%GWB Great Western Bancorp Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%GCH.N Greater China Fund Inc USA 0-1,100 25% 1,100-6,500 40% 6,500-7,306 50% 60% >7,306 75%GNBC.O Green Bancorp Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%GRBK.O Green Brick Partners Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-26,434 50% 60% >26,434 75%GDOT.K Green Dot Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%GPP.O Green Plains Partners LP USA 0-1,000 25% 1,000-6,000 40% 6,000-16,484 50% 60% >16,484 75%GPRE.O Green Plains Renewable Energy Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%GBX.N Greenbrier Cos Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%GCBC.O Greene County Bancorp Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%GHL.N Greenhill & Co Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%GLRE.O Greenlight Capital Re Ltd USA 0-3,000 20% 3,000-20,000 30% 20,000-59,766 50% 60% >59,766 75%GEF.N Greif Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%GSUM.O Gridsum Holding Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-50,808 50% 60% >50,808 75%GFF Griffon Corp USA 0-3,000 20% 3,000-20,000 30% 20,000-54,742 50% 60% >54,742 75%GRFS.O Grifols SA - ADR USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%GPI Group 1 Automotive Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%GRPN.O Groupon Inc USA 0-120,000 10% 120,000-621,042 20% 621,042-2,484,171 35% 45% >2,484,171 75%GRUB.N GrubHub Inc USA 0-10,600 10% 10,600-52,852 20% 52,852-211,410 35% 45% >211,410 75%OMAB.O Grupo Aeroportuario del Centro Norte S.A.B. de USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%PAC Grupo Aeroportuario del Pacifico S.A.B. de CV USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%ASR.N Grupo Aeroportuario del Sureste SAB de CV - AUSA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%AVAL.N Grupo Aval Acciones Y Valores SA USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%GGAL.O Grupo Financiero Galicia SA USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%SIM Grupo Simec SAB de CV USA 0-1,400 25% 1,400-4,000 40% >4000 75% 75%SUPV.N Grupo Supervielle SA USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%TV.N Grupo Televisa SAB - ADR USA 0-30,000 10% 30,000-169,289 20% 169,289-600,000 35% 45% >600,000 75%GSIT.O GSI Technology Inc USA 0-2,500 25% 2,500-15,000 40% 15,000-47,679 50% 60% >47,679 75%GSVC.O GSV Capital Corp USA 0-2,500 25% 2,500-15,000 40% 15,000-45,723 50% 60% >45,723 75%GTT.N GTT Communications Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%GTXI.O GTx Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-49,583 50% 60% >49,583 75%GBNK.O Guaranty Ban Corporation USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%GES.N Guess? Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%GBAB.K Guggenheim Build America Bonds Managed Du USA 0-1,000 25% 1,000-6,000 40% 6,000-15,884 50% 60% >15,884 75%GPM Guggenheim Enhanced Equity Income Fund USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%GOF Guggenheim Strategic Opportunities Fund USA 0-2,500 25% 2,500-15,000 40% 15,000-47,220 50% 60% >47,220 75%GWRE.K Guidewire Software Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-166,106 35% 45% >166,106 75%GULTU.PK Gulf Coast Ultra Deep Royalty Trust USA 0-494,100 25% 494,100-1,500,000 40% >1500000 75% 75%GLFMQ.PK Gulfmark Offshore Inc USA 0-100,700 25% 100,700-201,400 40% >201400 75% 75%GPOR.O Gulfport Energy Corp USA 0-47,200 10% 47,200-235,855 20% 235,855-943,422 35% 45% >943,422 75%GWPH.O GW Pharmaceuticals PLC - ADR USA 0-5,000 20% 5,000-29,731 30% 29,731-118,926 50% 60% >118,926 75%HEES.O H&E Equipment Services Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%HABT.O Habit Restaurants Inc/The USA 0-10,000 20% 10,000-60,000 30% 60,000-193,549 50% 60% >193,549 75%HCKT.O Hackett Group Inc/The USA 0-4,000 20% 4,000-25,000 30% 25,000-78,823 50% 60% >78,823 75%HAE.N Haemonetics Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%HAIN.O Hain Celestial Group Inc USA 0-18,700 10% 18,700-93,469 20% 93,469-373,878 35% 45% >373,878 75%HK.N Halcon Resources Corp USA 0-70,000 15% 70,000-425,000 25% 425,000-1,400,000 40% 55% >1,400,000 75%HNRG.O Hallador Energy Company USA 0-3,000 25% 3,000-20,000 40% 20,000-48,838 50% 60% >48,838 75%HAL.N Halliburton Co (All Sessions) USA 0-30,000 5% 30,000-149,618 10% 149,618-598,474 20% 40% >598,474 75%HALL.O Hallmark Financial Services Inc USA 0-1,200 25% 1,200-7,000 40% 7,000-15,641 50% 60% >15,641 75%HALO.O Halozyme Therapeutics Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%HYH Halyard Health Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%HBB Hamilton Beach Brands Holding Company USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%HMPR.O Hampton Roads Bankshares Inc USA 0-6,500 25% 6,500-20,000 40% 20,000-23,985 50% 60% >23,985 75%HBHC.O Hancock Holding Co USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%HBI.N Hanesbrands Inc USA 0-35,000 5% 35,000-345,775 10% 345,775-1,383,100 20% 40% >1,383,100 75%HGR Hanger Inc USA 0-1,200 25% 1,200-7,000 40% 7,000-11,349 50% 60% >11,349 75%HAFC.O Hanmi Financial Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%HASI.K Hannon Armstrong Sustainable Infrastructure Ca USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%THG.N Hanover Insurance Group Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%HQCL.O Hanwha Q Cells Co Ltd - ADR USA 0-1,600 25% 1,600-9,500 40% 9,500-18,859 50% 60% >18,859 75%HRG Harbinger Group Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%HOG.N Harley-Davidson Inc USA 0-20,000 5% 20,000-141,014 10% 141,014-564,059 20% 40% >564,059 75%HLIT.O Harmonic Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%HMY.N Harmony Gold Mining Co Ltd - ADR USA 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%HRS.N Harris Corp USA 0-6,000 5% 6,000-48,068 10% 48,068-192,274 20% 40% >192,274 75%HSC.N Harsco Corp USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%HHS.N Harte-Hanks Inc USA 0-12,800 25% 12,800-40,000 40% 40,000-54,187 50% 60% >54,187 75%HIG.N Hartford Financial Services Group Inc USA 0-15,000 5% 15,000-120,136 10% 120,136-480,547 20% 40% >480,547 75%HBIO.O Harvard Bioscience Inc USA 0-4,300 25% 4,300-25,000 40% 25,000-33,447 50% 60% >33,447 75%HAS.O Hasbro Inc USA 0-10,000 5% 10,000-72,936 10% 72,936-291,744 20% 40% >291,744 75%HVT Haverty Furniture Companies Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%HE.N Hawaiian Electric Industries Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%HA.O Hawaiian Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-369,017 35% 45% >369,017 75%HCOM.O Hawaiian Telcom Holdco Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-17,452 50% 60% >17,452 75%HWKN.O Hawkins Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-15,674 50% 60% >15,674 75%HAYN.O Haynes International Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%HCHC.N HC2 Holdings Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-107,686 50% 60% >107,686 75%HCA.N HCA Holdings Inc USA 0-15,000 5% 15,000-84,773 10% 84,773-339,095 20% 40% >339,095 75%HCI HCI Group Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-59,619 50% 60% >59,619 75%HCP.N HCP Inc USA 0-30,000 5% 30,000-246,945 10% 246,945-987,782 20% 40% >987,782 75%HDS.O HD Supply Holdings Inc USA 0-18,700 10% 18,700-93,495 20% 93,495-373,983 35% 45% >373,983 75%HDB.N HDFC Bank Ltd - ADR USA 0-7,100 10% 7,100-35,471 20% 35,471-142,000 35% 45% >142,000 75%HIIQ.O Health Insurance Innovations Inc USA 0-20,000 20% 20,000-120,000 30% 120,000-356,693 50% 60% >356,693 75%HR.N Healthcare Realty Trust Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%HCSG.O Healthcare Services Group Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%HTA Healthcare Trust of America Inc USA 0-21,800 10% 21,800-109,058 20% 109,058-436,232 35% 45% >436,232 75%HQY.O HealthEquity Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%HLS.N HealthSouth Corp USA 0-13,800 10% 13,800-68,762 20% 68,762-275,051 35% 45% >275,051 75%HSTM.O HealthStream Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%HTLD.O Heartland Express Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%HTLF.O Heartland Financial USA Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%HTBX.O Heat Biologics Inc USA 0-21,700 25% 21,700-43,400 40% 43,400-220,841 50% 60% >220,841 75%HEBT.O Hebron Technology Company Limited USA 0-4,300 25% 4,300-25,000 40% 25,000-33,863 50% 60% >33,863 75%





HL.N Hecla Mining Co USA 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%HEI.N HEICO Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%HEIa.N HEICO Corporation USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%HSII.O Heidrick & Struggles International Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-50,947 50% 60% >50,947 75%HELE.O Helen of Troy Ltd USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%HMNY.O Helios and Matheson Analytics Inc USA 0-60,000 25% 60,000-324,732 40% 324,732-1,200,000 50% 60% >1,200,000 75%HLX.N Helix Energy Solutions Group Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%HP.N Helmerich & Payne Inc USA 0-15,000 5% 15,000-114,703 10% 114,703-458,813 20% 40% >458,813 75%HMTV.O Hemisphere Media Group Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-50,336 50% 60% >50,336 75%HSIC.O Henry Schein Inc USA 0-10,000 5% 10,000-99,478 10% 99,478-397,912 20% 40% >397,912 75%HLF.N Herbalife Ltd USA 0-10,200 10% 10,200-50,923 20% 50,923-203,695 35% 45% >203,695 75%HRI.N Herc Rentals Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%HTGC.K Hercules Technology Growth Capital Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%HTBK.O Heritage Commerce Corporation USA 0-3,000 20% 3,000-20,000 30% 20,000-51,054 50% 60% >51,054 75%HFWA.O Heritage Financial Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%HRTG.K Heritage Insurance Holdings Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%HCCI.O Heritage-Crystal Clean Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-49,815 50% 60% >49,815 75%MLHR.O Herman Miller Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%HRTX.O Heron Therapeutics Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-380,265 50% 60% >380,265 75%HT Hersha Hospitality Trust USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%HSY.N Hershey Co USA 0-8,000 5% 8,000-61,418 10% 61,418-245,672 20% 40% >245,672 75%HTZ.N Hertz Global Holdings Inc USA 0-34,100 10% 34,100-170,501 20% 170,501-682,004 35% 45% >682,004 75%HSKA.O Heska Corp USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%HES.N Hess Corp USA 0-30,000 5% 30,000-141,583 10% 141,583-566,334 20% 40% >566,334 75%HESM.K Hess Midstream Partners LP USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%HPE Hewlett Packard Enterprise Company USA 0-100,000 5% 100,000-486,861 10% 486,861-1,947,445 20% 40% >1,947,445 75%HXL.N Hexcel Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-220,787 35% 45% >220,787 75%HF HFF Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%HGGG.PK hhgregg Inc USA 0-114,000 25% 114,000-350,000 40% >350000 75% 75%HIBB.O Hibbett Sports Inc USA 0-20,000 20% 20,000-120,000 30% 120,000-365,894 50% 60% >365,894 75%HCLP.K Hi-Crush Partners LP USA 0-50,000 25% 50,000-300,000 40% 300,000-967,987 50% 60% >967,987 75%HPJ.O Highpower International Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%HIHO.O Highway Holdings Limited USA 0-3,800 25% 3,800-10,000 40% >10000 75% 75%HIW.N Highwoods Properties Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%HIL Hill International Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%HI.N Hillenbrand Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%HRC.N Hill-Rom Holdings Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-175,111 35% 45% >175,111 75%HTH Hilltop Holdings Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%HGV Hilton Grand Vacations Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%HLT.N Hilton Worldwide Holdings Inc USA 0-9,200 10% 9,200-45,879 20% 45,879-183,519 35% 45% >183,519 75%HIMX.O Himax Technologies Inc - ADR USA 0-67,200 10% 67,200-335,850 20% 335,850-1,343,403 35% 45% >1,343,403 75%HIFS.O Hingham Institution for Savings USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%HMSY.O HMS Holdings Corp USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%HNI.N HNI Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%HMLP.K Hoegh LNG Partners LP USA 0-1,500 25% 1,500-9,000 40% 9,000-27,007 50% 60% >27,007 75%HEP Holly Energy Partners LP USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%HFC.N HollyFrontier Corp USA 0-15,900 10% 15,900-79,310 20% 79,310-317,241 35% 45% >317,241 75%HOLI.O Hollysys Automation Technologies Ltd USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%HOLX.O Hologic Inc USA 0-20,000 10% 20,000-171,157 20% 171,157-684,629 35% 45% >684,629 75%HBCP.O Home Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,073 50% 60% >11,073 75%HOMB.O Home Bancshares Inc. (Conway AR) USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%HD.N Home Depot Inc (All Sessions) USA 0-8,000 5% 8,000-40,645 10% 40,645-162,583 20% 40% >162,583 75%HMST.O HomeStreet Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%HTBI.O HomeTrust Bancshares Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%HMC.N Honda Motor Co Ltd - ADR USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%HON.N Honeywell International Inc USA 0-9,000 5% 9,000-45,763 10% 45,763-183,053 20% 40% >183,053 75%HKTVY.PK Hong Kong Television Network Ltd USA 0-1,900 25% 1,900-5,500 40% >5500 75% 75%HOFT.O Hooker Furniture Corporation USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%HMN Horace Mann Educators Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%HBNC.O Horizon Ban Corporation USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%HZN Horizon Global Corporation USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%HZNP.O Horizon Pharma Inc USA 0-49,200 10% 49,200-245,762 20% 245,762-983,050 35% 45% >983,050 75%HRL.N Hormel Foods Corp USA 0-20,000 5% 20,000-200,000 10% 200,000-825,239 20% 40% >825,239 75%HOS.N Hornbeck Offshore Services Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-468,022 50% 60% >468,022 75%HDP.O Hortonworks Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%HST.N Host Hotels & Resorts Inc USA 0-50,000 5% 50,000-333,666 10% 333,666-1,334,667 20% 40% >1,334,667 75%HMHC.O Houghton Mifflin Harcourt Co USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%HLI Houlihan Lokey Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%HOV.N Hovnanian Enterprises Inc USA 0-35,000 20% 35,000-210,000 30% 210,000-657,573 50% 60% >657,573 75%HHC Howard Hughes Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%HPQ.N HP Inc (All Sessions) USA 0-60,000 5% 60,000-314,178 10% 314,178-1,256,712 20% 40% >1,256,712 75%HSBC.K HSBC Holdings PLC - ADR USA 0-13,700 10% 13,700-68,452 20% 68,452-274,000 35% 45% >274,000 75%HSNI.O HSN Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%HTGM.O HTG Molecular Diagnostics Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-768,786 50% 60% >768,786 75%HNP.N Huaneng Power International Inc - ADR USA 0-2,000 20% 2,000-10,000 30% 10,000-37,302 50% 60% >37,302 75%HUBG.O Hub Group Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%HUBB.K Hubbell Inc USA 0-5,000 10% 5,000-27,202 20% 27,202-108,809 35% 45% >108,809 75%HUBS.K HubSpot Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-165,920 35% 45% >165,920 75%HBM HudBay Minerals Inc (US) USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%HSON.O Hudson Global Inc USA 0-9,300 25% 9,300-30,000 40% >30000 75% 75%HPP Hudson Pacific Properties Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-379,840 35% 45% >379,840 75%HDSN.O Hudson Technologies Inc USA 0-20,000 20% 20,000-120,000 30% 120,000-344,971 50% 60% >344,971 75%HGT.N Hugoton Royalty Trust USA 0-7,800 25% 7,800-25,000 40% 25,000-43,220 50% 60% >43,220 75%HUM.N Humana Inc USA 0-5,000 5% 5,000-27,292 10% 27,292-109,169 20% 40% >109,169 75%HGEN.PK Humanigen Inc USA 0-32,900 25% 32,900-65,800 40% >65800 75% 75%HBAN.O Huntington Bancshares Inc USA 0-70,000 5% 70,000-507,610 10% 507,610-2,030,441 20% 40% >2,030,441 75%HII.N Huntington Ingalls Industries Inc USA 0-2,800 10% 2,800-13,857 20% 13,857-55,430 35% 45% >55,430 75%HUN.N Huntsman Corp USA 0-21,500 10% 21,500-107,372 20% 107,372-429,491 35% 45% >429,491 75%HURC.O Hurco Companies Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,652 50% 60% >12,652 75%HURN.O Huron Consulting Group Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%HCM.O Hutchison China MediTech Limited USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%HBP.O Huttig Building Products Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%H Hyatt Hotels Corp USA 0-9,600 10% 9,600-47,758 20% 47,758-191,035 35% 45% >191,035 75%HYGS.O Hydrogenics Corp USA 0-2,500 25% 2,500-15,000 40% 15,000-44,059 50% 60% >44,059 75%HY Hyster-Yale Materials Handling Inc USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%IAG.N IAMGOLD Corp (US) USA 0-112,900 10% 112,900-564,454 20% 564,454-2,257,818 35% 45% >2,257,818 75%IKGH.O Iao Kun Group Holding Company Limited USA 0-56,800 25% 56,800-350,000 40% 350,000-375,421 50% 60% >375,421 75%IBKC.O Iberiabank Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-188,684 35% 45% >188,684 75%IBIO.K iBio Inc USA 0-47,000 25% 47,000-94,000 40% 94,000-172,292 50% 60% >172,292 75%IBM.N IBM Corp (All Sessions) USA 0-9,000 5% 9,000-44,705 10% 44,705-178,820 20% 40% >178,820 75%IEP.O Icahn Enterprises LP USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%ICFI.O ICF International Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%





ICHR.O Ichor Holdings Limited USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%IBN.N ICICI Bank Ltd - ADR USA 0-69,400 10% 69,400-347,034 20% 347,034-1,388,000 35% 45% >1,388,000 75%ICLR.O ICON PLC USA 0-5,000 10% 5,000-29,303 20% 29,303-117,212 35% 45% >117,212 75%ICON.O Iconix Brand Group Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%ICUI.O ICU Medical Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%IDA IDACORP Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%INVE.O Identiv Inc USA 0-4,400 25% 4,400-25,000 40% 25,000-33,675 50% 60% >33,675 75%IDRA.O Idera Pharmaceuticals Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-798,873 50% 60% >798,873 75%IEX.N IDEX Corp USA 0-5,000 10% 5,000-26,050 20% 26,050-104,202 35% 45% >104,202 75%IDXX.O IDEXX Laboratories Inc USA 0-4,500 10% 4,500-22,582 20% 22,582-90,330 35% 45% >90,330 75%IDT IDT Corporation USA 0-5,000 20% 5,000-30,000 30% 30,000-97,067 50% 60% >97,067 75%IESC.O IES Holdings Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-28,638 50% 60% >28,638 75%IRG.O Ignite Restaurant Group Inc USA 0-36,100 25% 36,100-110,000 40% >110000 75% 75%RXDX.O Ignyta Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-485,215 50% 60% >485,215 75%IIVI.O II-VI Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-282,926 35% 45% >282,926 75%KANG.O iKang Healthcare Group Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-108,980 50% 60% >108,980 75%ILG.O ILG Inc USA 0-20,000 10% 20,000-117,305 20% 117,305-469,222 35% 45% >469,222 75%ITW.N Illinois Tool Works Inc USA 0-8,000 5% 8,000-42,446 10% 42,446-169,784 20% 40% >169,784 75%ILMN.O Illumina Inc USA 0-6,000 10% 6,000-31,923 20% 31,923-127,692 35% 45% >127,692 75%ISNS.O Image Sensing Systems Inc USA 0-4,500 25% 4,500-15,000 40% >15000 75% 75%IMAX.K Imax Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-566,454 35% 45% >566,454 75%IMMR.O Immersion Corp USA 0-5,000 25% 5,000-30,000 40% 30,000-97,358 50% 60% >97,358 75%IMDZ.O Immune Design Corp USA 0-9,000 25% 9,000-55,000 40% 55,000-176,358 50% 60% >176,358 75%IMNP.O Immune Pharmaceuticals Inc USA 0-16,100 25% 16,100-32,200 40% 32,200-315,540 50% 60% >315,540 75%IMUC.P ImmunoCellular Therapeutics Limited USA 0-38,900 25% 38,900-77,800 40% 77,800-720,290 50% 60% >720,290 75%IMGN.O ImmunoGen Inc USA 0-80,000 25% 80,000-475,000 40% 475,000-1,551,187 50% 60% >1,551,187 75%IMMU.O Immunomedics Inc USA 0-53,800 25% 53,800-268,951 40% 268,951-1,075,806 50% 60% >1,075,806 75%IMH.A Impac Mortgage Holdings Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-24,409 50% 60% >24,409 75%IPXL.O Impax Laboratories Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-728,961 35% 45% >728,961 75%IMO.A Imperial Oil Limited USA 0-8,000 5% 8,000-80,000 10% 80,000-475,000 20% 40% >475,000 75%IMPV.O Imperva Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%PI.O Impinj Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%IMMY.O Imprimis Pharmaceuticals Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-189,055 50% 60% >189,055 75%INCR.O INC Research Holdings Inc USA 0-15,000 10% 15,000-85,294 20% 85,294-341,176 35% 45% >341,176 75%INCY.O Incyte Corp Ltd USA 0-15,000 5% 15,000-63,669 10% 63,669-254,677 20% 40% >254,677 75%ICD Independence Contract Drilling Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-77,263 50% 60% >77,263 75%IHC Independence Holding Company USA 0-1,000 25% 1,000-6,000 40% 6,000-6,765 50% 60% >6,765 75%IRT.A Independence Realty Trust Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%INDB.O Independent Bank Corp/Rockland MA USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%IBCP.O Independent Bank Corporation USA 0-2,000 20% 2,000-10,000 30% 10,000-35,664 50% 60% >35,664 75%IBTX.O Independent Bank Group Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%IFN.N India Fund Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-38,989 50% 60% >38,989 75%IBA Industrias Bachoco SAB de CV USA 0-1,000 25% 1,000-3,000 40% 3,000-5,564 50% 60% >5,564 75%INFN.O Infinera Corp USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%INFI.O Infinity Pharmaceuticals Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-690,608 50% 60% >690,608 75%IPCC.O Infinity Property & Casualty Corp USA 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%IFON.O Infosonics Corporation USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%INFY.K Infosys Ltd - ADR USA 0-44,400 10% 44,400-222,185 20% 222,185-888,000 35% 45% >888,000 75%HIFR.K InfraREIT Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-99,957 40% 55% >99,957 75%IGD.N ING Global Equity Dividend & Premium Opportu USA 0-9,000 20% 9,000-55,000 30% 55,000-180,000 50% 60% >180,000 75%ING.N ING Groep NV - ADR USA 0-36,600 10% 36,600-183,141 20% 183,141-732,000 35% 45% >732,000 75%VOYA.K ING US Inc USA 0-16,400 10% 16,400-81,920 20% 81,920-327,683 35% 45% >327,683 75%IR.N Ingersoll-Rand PLC USA 0-15,000 5% 15,000-78,507 10% 78,507-314,030 20% 40% >314,030 75%NGVT.N Ingevity Corporation USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%IMKTA.O Ingles Markets Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%INGR.K Ingredion Inc USA 0-5,100 10% 5,100-25,594 20% 25,594-102,379 35% 45% >102,379 75%INWK.O InnerWorkings Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-119,331 50% 60% >119,331 75%IPHS.O Innophos Holdings Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-57,395 40% 55% >57,395 75%IOSP.O Innospec Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%IIPR.K Innovative Industrial Properties Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-16,106 50% 60% >16,106 75%INVA.O Innoviva Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%INGN.O Inogen Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ITEK.O Inotek Pharmaceuticals Corp USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%INOV.O Inovalon Holdings Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%INO.O Inovio Pharmaceuticals Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-700,000 50% 60% >700,000 75%IPHI.K Inphi Corp USA 0-15,000 10% 15,000-81,620 20% 81,620-326,480 35% 45% >326,480 75%NSIT.O Insight Enterprises Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%INSM.O Insmed Inc USA 0-20,000 25% 20,000-108,208 40% 108,208-399,244 50% 60% >399,244 75%NSP.N Insperity Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%INSE.O Inspired Entertainment Inc USA 0-1,300 25% 1,300-8,000 40% >8000 75% 75%NSPR.K InspireMD Inc USA 0-33,800 25% 33,800-67,600 40% 67,600-198,083 50% 60% >198,083 75%IBP Installed Building Products Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%IIIN.O Insteel Industries Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%INST.K Instructure Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%PODD.O Insulet Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-196,813 35% 45% >196,813 75%INSY.O Insys Therapeutics Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%NTEC.O Intec Pharma Limited USA 0-1,800 25% 1,800-3,600 40% 3,600-26,345 50% 60% >26,345 75%IART.O Integra LifeSciences Holdings Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-280,310 35% 45% >280,310 75%IDTI.O Integrated Device Technology Inc USA 0-20,000 10% 20,000-100,210 20% 100,210-400,841 35% 45% >400,841 75%NTLA.O Intellia Therapeutics Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%INS Intelligent Systems Corporation USA 0-3,400 25% 3,400-10,000 40% >10000 75% 75%IPCI.O Intellipharmaceutics International Inc/CA USA 0-14,800 25% 14,800-29,600 40% 29,600-142,895 50% 60% >142,895 75%I Intelsat SA USA 0-15,000 20% 15,000-90,000 30% 90,000-245,250 50% 60% >245,250 75%IPAR.O Inter Parfums Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%IBKR.O Interactive Brokers Group Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-247,587 35% 45% >247,587 75%IAC.O InterActiveCorp USA 0-5,400 10% 5,400-26,892 20% 26,892-107,571 35% 45% >107,571 75%ICLDD.PK InterCloud Systems Inc USA 0-684,100 25% 684,100-4,000,000 40% 4,000,000-8,127,560 50% 60% >8,127,560 75%IHG.N InterContinental Hotels Group PLC - ADR USA 0-3,000 15% 3,000-20,000 25% 20,000-56,517 40% 55% >56,517 75%ICE.N IntercontinentalExchange Inc USA 0-20,000 5% 20,000-100,648 10% 100,648-402,595 20% 40% >402,595 75%IDCC.O InterDigital Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%TILE.O Interface Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%INAP.O Internap Corporation USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%IBOC.O International Bancshares Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%IFF.N International Flavors & Fragrances Inc USA 0-3,000 5% 3,000-30,000 10% 30,000-181,781 20% 40% >181,781 75%IGT.N International Game Technology USA 0-25,000 10% 25,000-140,126 20% 140,126-560,504 35% 45% >560,504 75%IP.N International Paper Co USA 0-15,000 5% 15,000-121,604 10% 121,604-486,417 20% 40% >486,417 75%INSW.K International Seaways Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%ISCA.O International Speedway Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%THM.A International Tower Hill Mines Ltd USA 0-31,500 25% 31,500-63,000 40% 63,000-72,933 50% 60% >72,933 75%IIJI.O Internet Initiative Japan Inc - ADR USA 0-1,400 25% 1,400-4,000 40% >4000 75% 75%IDXG.O Interpace Diagnostics Group Inc USA 0-60,000 25% 60,000-350,000 40% 350,000-1,200,000 50% 60% >1,200,000 75%IPG.N Interpublic Group of Cos Inc USA 0-17,500 10% 17,500-140,000 20% 140,000-350,000 35% 45% >350,000 75%





XENT.O Intersect ENT Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-157,034 50% 60% >157,034 75%INTX.O Intersections Inc USA 0-5,800 25% 5,800-11,600 40% 11,600-13,553 50% 60% >13,553 75%INXN.K InterXion Holding NV USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%IVAC.O Intevac Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%INTL.O INTL. FCStone Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-38,813 50% 60% >38,813 75%ITCI.O Intra-Cellular Therapies Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-376,862 50% 60% >376,862 75%IPI.N Intrepid Potash Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-782,261 50% 60% >782,261 75%XON Intrexon Corp USA 0-30,000 25% 30,000-180,000 40% 180,000-544,991 50% 60% >544,991 75%IIN.O Intricon Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-14,141 50% 60% >14,141 75%INTU.O Intuit Inc USA 0-9,000 5% 9,000-43,509 10% 43,509-174,037 20% 40% >174,037 75%ISRG.O Intuitive Surgical Inc USA 0-3,000 25% 3,000-17,139 40% 17,139-68,559 50% 60% >68,559 75%IVC.N Invacare Corp USA 0-15,000 25% 15,000-90,000 40% 90,000-291,158 50% 60% >291,158 75%SNAK.O Inventure Foods Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%IVZ.N Invesco Ltd USA 0-20,000 5% 20,000-189,758 10% 189,758-759,032 20% 40% >759,032 75%IVR Invesco Mortgage Capital Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%VVR.N Invesco Senior Income Trust USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%ITG.N Investment Technology Group Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-99,501 40% 55% >99,501 75%ISBC.O Investors Bancorp Inc USA 0-40,000 10% 40,000-240,000 20% 240,000-1,009,841 35% 45% >1,009,841 75%IRET.K Investors Real Estate Trust USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%ITIC.O Investors Title Company USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%NVTA.K Invitae Corp USA 0-8,000 25% 8,000-50,000 40% 50,000-158,620 50% 60% >158,620 75%INVH.K Invitation Homes Inc USA 0-28,100 10% 28,100-140,539 20% 140,539-562,157 35% 45% >562,157 75%NVIV.O InVivo Therapeutics Holdings Corporation USA 0-10,700 25% 10,700-21,400 40% 21,400-143,785 50% 60% >143,785 75%IVTY.O Invuity Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%IO.N ION Geophysical Corp USA 0-2,000 25% 2,000-10,000 40% 10,000-36,229 50% 60% >36,229 75%IONS.O Ionis Pharmaceuticals Inc USA 0-11,900 10% 11,900-59,681 20% 59,681-238,725 35% 45% >238,725 75%IPAS.O iPass Inc USA 0-24,500 25% 24,500-75,000 40% 75,000-119,824 50% 60% >119,824 75%IPGP.O IPG Photonics Corp USA 0-3,000 10% 3,000-14,919 20% 14,919-59,678 35% 45% >59,678 75%IQV.N IQVIA Holdings Inc USA 0-6,400 25% 6,400-32,082 40% 32,082-128,330 50% 60% >128,330 75%IRMD.O IRadimed Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-16,508 50% 60% >16,508 75%IRDM.O Iridium Communications Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%IRBT.O iRobot Corp USA 0-9,700 10% 9,700-48,473 20% 48,473-193,895 35% 45% >193,895 75%IRM.N Iron Mountain Inc (US) USA 0-9,000 5% 9,000-90,000 10% 90,000-575,000 20% 40% >575,000 75%IRWD.O Ironwood Pharmaceuticals Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%ICL Israel Chemicals Limited USA 0-5,000 25% 5,000-30,000 40% 30,000-94,787 50% 60% >94,787 75%ISRL.O Isramco Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%STAR.K iStar Financial Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%BCA.N Itau CorpBanca USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%ITUB.K Itau Unibanco Holding SA - ADR USA 0-52,600 10% 52,600-262,805 20% 262,805-1,052,000 35% 45% >1,052,000 75%ITI.O Iteris Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%ITRI.O Itron Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%ITT.N ITT Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-261,466 35% 45% >261,466 75%ESINQ.PK ITT Educational Services Inc USA 0-1,334,000 25% 1,334,000-2,668,000 40% >2668000 75% 75%ITRN.O Ituran Location and Control Limited USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%ITUS.O ITUS Corporation USA 0-25,000 25% 25,000-150,000 40% 150,000-495,489 50% 60% >495,489 75%IVANF.PK Ivanhoe Energy Inc USA 0-2,668,000 25% 2,668,000-5,336,000 40% >5336000 75% 75%IXYS.O IXYS Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%IZEA.O IZEA Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-280,565 50% 60% >280,565 75%JJSF.O J&J Snack Foods Corp USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%JAX J. Alexander's Holdings Inc USA 0-1,400 25% 1,400-8,500 40% 8,500-17,187 50% 60% >17,187 75%JILL.K J.Jill Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%JCOM.O j2 Global Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-177,674 35% 45% >177,674 75%JASO.O JA Solar Holdings Co Ltd - ADR USA 0-15,000 20% 15,000-90,000 30% 90,000-296,945 50% 60% >296,945 75%JBL.N Jabil Circuit Inc USA 0-30,000 10% 30,000-233,135 20% 233,135-932,541 35% 45% >932,541 75%JKHY.O Jack Henry & Associates Inc USA 0-5,900 10% 5,900-29,334 20% 29,334-117,336 35% 45% >117,336 75%JACK.O Jack in the Box Inc USA 0-6,700 10% 6,700-33,353 20% 33,353-133,413 35% 45% >133,413 75%JEC.N Jacobs Engineering Group Inc USA 0-6,000 5% 6,000-60,000 10% 60,000-400,000 20% 40% >400,000 75%JAG Jagged Peak Energy Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%JAGX.O Jaguar Animal Health Inc USA 0-75,900 25% 75,900-151,800 40% 151,800-940,530 50% 60% >940,530 75%JAGGF.PK Jaguar Mining Inc USA 0-52,700 25% 52,700-160,000 40% >160000 75% 75%JAKK.O JAKKS Pacific Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-119,163 50% 60% >119,163 75%JMBA.O Jamba Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%JRVR.O James River Group Holdings Limited USA 0-4,000 15% 4,000-25,000 25% 25,000-79,819 40% 55% >79,819 75%JHG Janus Henderson Group PLC USA 0-15,000 10% 15,000-90,000 20% 90,000-366,282 35% 45% >366,282 75%JASN.O Jason Industries Inc USA 0-6,500 25% 6,500-40,000 40% 40,000-54,565 50% 60% >54,565 75%JAZZ.O Jazz Pharmaceuticals PLC USA 0-4,800 10% 4,800-24,044 20% 24,044-96,178 35% 45% >96,178 75%JBHT.O JB Hunt Transport Services Inc USA 0-7,000 5% 7,000-65,488 10% 65,488-261,953 20% 40% >261,953 75%JBGS.K JBG Smith Properties USA 0-15,000 10% 15,000-90,000 20% 90,000-408,450 35% 45% >408,450 75%JCP.N JC Penney Co Inc (All Sessions) USA 0-210,400 10% 210,400-1,052,050 20% 1,052,050-4,208,000 35% 45% >4,208,000 75%JD.O JD.com Inc USA 0-35,000 5% 35,000-166,916 10% 166,916-667,667 20% 40% >667,667 75%JELD.K JELD-WEN Holding Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%JBLU.O JetBlue Airways Corp USA 0-35,100 10% 35,100-175,618 20% 175,618-702,474 35% 45% >702,474 75%JGW.N JGWPT Holdings Inc USA 0-370,600 25% 370,600-1,000,000 40% >1000000 75% 75%JKS.N JinkoSolar Holding Co Ltd - ADR USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%SJM.N JM Smucker Co USA 0-8,000 5% 8,000-64,060 10% 64,060-256,242 20% 40% >256,242 75%WOWO.O JM WOWO USA 0-12,200 25% 12,200-35,000 40% >35000 75% 75%JBSS.O John B Sanfilippo & Son Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%JBT John Bean Technologies Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%HPI John Hancock Preferred Income Fund USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%JWa.N John Wiley & Sons Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%JNJ.N Johnson & Johnson (All Sessions) USA 0-10,000 5% 10,000-47,796 10% 47,796-191,185 20% 40% >191,185 75%JCI.N Johnson Controls International USA 0-35,000 5% 35,000-180,611 10% 180,611-722,447 20% 40% >722,447 75%JOUT.O Johnson Outdoors Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%JONE.K Jones Energy Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-580,166 50% 60% >580,166 75%JLL.N Jones Lang LaSalle Inc USA 0-4,000 10% 4,000-22,880 20% 22,880-91,520 35% 45% >91,520 75%JNCE.O Jounce Therapeutics Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%JPM.N JPMorgan Chase & Co (All Sessions) USA 0-15,000 5% 15,000-68,403 10% 68,403-273,612 20% 40% >273,612 75%JRJR.A JRjr33 Inc USA 0-76,400 25% 76,400-230,000 40% >230000 75% 75%JMEI.N Jumei International Holding Ltd USA 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%JNPR.K Juniper Networks Inc USA 0-35,000 5% 35,000-233,450 10% 233,450-933,800 20% 40% >933,800 75%JUNO.O Juno Therapeutics Inc USA 0-11,600 10% 11,600-57,909 20% 57,909-231,637 35% 45% >231,637 75%JP Jupai Holdings Limited USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%JE.N Just Energy Group Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-74,615 50% 60% >74,615 75%LRN.N K12 Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-90,871 50% 60% >90,871 75%KTWO.O K2M Group Holdings Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%KAI Kadant Inc USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%KDMN.N Kadmon Holdings Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-160,000 50% 60% >160,000 75%KALU.O Kaiser Aluminum Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%KMDA.O Kamada Limited USA 0-3,000 25% 3,000-20,000 40% 20,000-44,515 50% 60% >44,515 75%KAMN.K Kaman Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%KNDI.O Kandi Technologies Group Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%KSU.N Kansas City Southern USA 0-8,000 5% 8,000-63,645 10% 63,645-254,580 20% 40% >254,580 75%





KS.N KapStone Paper and Packaging Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%KAR.N KAR Auction Services Inc USA 0-13,800 10% 13,800-68,777 20% 68,777-275,108 35% 45% >275,108 75%KPTI.O Karyopharm Therapeutics Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-117,488 50% 60% >117,488 75%KED.N Kayne Anderson Energy Development CompanyUSA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%KYE.N Kayne Anderson Energy Total Return Fund Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-74,167 50% 60% >74,167 75%KYN.N Kayne Anderson MLP Investment Company USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%KBH.N KB Home USA 0-23,700 10% 23,700-118,641 20% 118,641-474,564 35% 45% >474,564 75%KBR.N KBR Inc USA 0-32,000 10% 32,000-159,875 20% 159,875-639,501 35% 45% >639,501 75%KBSF.O KBS Fashion Group Limited USA 0-2,500 25% 2,500-15,000 40% 15,000-45,615 50% 60% >45,615 75%KCAP.O KCAP Financial Inc USA 0-3,900 25% 3,900-25,000 40% 25,000-66,776 50% 60% >66,776 75%KRNY.O Kearny Financial Corp USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%K.N Kellogg Co USA 0-20,000 5% 20,000-103,091 10% 103,091-412,364 20% 40% >412,364 75%KELYA.O Kelly Services Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%KEM KEMET Corporation USA 0-40,000 15% 40,000-215,997 25% 215,997-800,000 40% 55% >800,000 75%KMPR.K Kemper Corporation USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%KMPH.O KemPharm Inc USA 0-3,600 25% 3,600-7,200 40% 7,200-21,771 50% 60% >21,771 75%KMT.N Kennametal Inc USA 0-15,000 10% 15,000-75,692 20% 75,692-302,768 35% 45% >302,768 75%KW Kennedy-Wilson Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%KERX.O Keryx Biopharmaceuticals Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-764,247 50% 60% >764,247 75%KEG Key Energy Services Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%KEY.N KeyCorp USA 0-80,000 5% 80,000-378,117 10% 378,117-1,512,471 20% 40% >1,512,471 75%KEYS.K Keysight Technologies Inc USA 0-15,000 10% 15,000-74,842 20% 74,842-299,371 35% 45% >299,371 75%KFRC.O Kforce Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%KRC.N Kilroy Realty Corp USA 0-8,000 10% 8,000-44,555 20% 44,555-178,223 35% 45% >178,223 75%KE.O Kimball Electronics Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-37,836 50% 60% >37,836 75%KBAL.O Kimball International Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-55,934 50% 60% >55,934 75%KMB.N Kimberly-Clark Corp USA 0-10,000 5% 10,000-58,437 10% 58,437-233,748 20% 40% >233,748 75%KIM.N Kimco Realty Corp USA 0-35,000 5% 35,000-348,302 10% 348,302-1,393,211 20% 40% >1,393,211 75%KMI.N Kinder Morgan Inc USA 0-80,000 5% 80,000-377,475 10% 377,475-1,509,903 20% 40% >1,509,903 75%KIN.O Kindred Biosciences Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-74,178 50% 60% >74,178 75%KND.N Kindred Healthcare Inc USA 0-30,000 20% 30,000-180,000 30% 180,000-600,000 50% 60% >600,000 75%KGJI.O Kingold Jewelry Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-112,635 50% 60% >112,635 75%KINS.O Kingstone Companies Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-26,200 50% 60% >26,200 75%KFS Kingsway Financial Services Inc USA 0-2,400 25% 2,400-7,000 40% 7,000-8,998 50% 60% >8,998 75%KONE.O Kingtone Wirelessinfo Solution Holding Limited USA 0-3,400 25% 3,400-10,000 40% 10,000-19,552 50% 60% >19,552 75%KGC.N Kinross Gold Corp USA 0-239,300 10% 239,300-1,551,059 20% 1,551,059-6,204,236 35% 45% >6,204,236 75%KNSL.O Kinsale Capital Group Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-55,721 40% 55% >55,721 75%KEX.N Kirby Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%KL Kirkland Lake Gold Limited USA 0-39,800 10% 39,800-231,874 20% 231,874-927,499 35% 45% >927,499 75%KIRK.O Kirkland's Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%KRG Kite Realty Group Trust USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%KTOV.O Kitov Pharmaceuticals Holdings Limited USA 0-7,000 25% 7,000-40,000 40% 40,000-133,515 50% 60% >133,515 75%KKR.N KKR & Co LP USA 0-34,600 10% 34,600-173,156 20% 173,156-692,627 35% 45% >692,627 75%KLAC.O KLA-Tencor Corp USA 0-10,000 5% 10,000-65,111 10% 65,111-260,445 20% 40% >260,445 75%KLDX.K Klondex Mines Limited USA 0-35,000 15% 35,000-210,000 25% 210,000-700,000 40% 55% >700,000 75%KLXI.O KLX Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%KMG KMG Chemicals Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-59,136 40% 55% >59,136 75%KNX Knight Transportation Inc USA 0-17,400 10% 17,400-86,894 20% 86,894-347,576 35% 45% >347,576 75%KNL Knoll Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%KN.N Knowles Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%KSS.N Kohl's Corp USA 0-30,000 5% 30,000-154,972 10% 154,972-619,888 20% 40% >619,888 75%KONA.O Kona Grill Inc USA 0-6,500 25% 6,500-40,000 40% 40,000-77,022 50% 60% >77,022 75%KNMCY.PK Konami Corp (US) USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%PHG.N Koninklijke Philips NV (US) USA 0-17,100 10% 17,100-85,447 20% 85,447-342,000 35% 45% >342,000 75%KOPN.O Kopin Corporation USA 0-15,000 20% 15,000-90,000 30% 90,000-245,019 50% 60% >245,019 75%KOP Koppers Holdings Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-58,802 40% 55% >58,802 75%KEP Korea Electric Power Corp USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%KFY.N Korn Ferry International USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%KRNT.O Kornit Digital Ltd USA 0-9,000 20% 9,000-55,000 30% 55,000-169,264 50% 60% >169,264 75%KOS Kosmos Energy Ltd USA 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%KRA Kraton Performance Polymers Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%KTOS.O Kratos Defense & Security Solutions Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%KR.N Kroger Co USA 0-60,000 5% 60,000-302,083 10% 302,083-1,208,333 20% 40% >1,208,333 75%KRO.N Kronos Worldwide Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%KLIC.O Kulicke & Soffa Industries Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%KURA.O Kura Oncology Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-178,027 50% 60% >178,027 75%KVHI.O KVH Industries Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%KYO.N Kyocera Corp - ADR USA 0-1,000 25% 1,000-6,000 40% 6,000-7,490 50% 60% >7,490 75%LLL.N L3 Technologies Inc USA 0-4,000 5% 4,000-36,206 10% 36,206-144,826 20% 40% >144,826 75%LJPC.O La Jolla Pharmaceutical Co USA 0-10,000 25% 10,000-60,000 40% 60,000-188,312 50% 60% >188,312 75%LQ.N La Quinta Holdings Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%LH.N Laboratory Corp of America Holdings USA 0-5,000 5% 5,000-44,330 10% 44,330-177,322 20% 40% >177,322 75%LG.N Laclede Group Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%LADR.K Ladder Capital Corporation USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%LTS.A Ladenburg Thalmann Financial Services Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-96,065 50% 60% >96,065 75%LBAI.O Lakeland Bancorp Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%LKFN.O Lakeland Financial Corp USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%LRCX.O Lam Research Corp USA 0-6,000 5% 6,000-32,161 10% 32,161-128,646 20% 40% >128,646 75%LAMR.O Lamar Advertising Co USA 0-8,900 10% 8,900-44,454 20% 44,454-177,819 35% 45% >177,819 75%LW.N Lamb Weston Holdings Inc USA 0-12,800 10% 12,800-64,183 20% 64,183-256,735 35% 45% >256,735 75%LANC.O Lancaster Colony Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%LNCE.O Lance Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%LNDC.O Landec Corp USA 0-2,000 25% 2,000-10,000 40% 10,000-35,573 50% 60% >35,573 75%LARK.O Landmark Bancorp Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%LMRK.O Landmark Infrastructure Partners LP USA 0-1,500 25% 1,500-9,000 40% 9,000-28,799 50% 60% >28,799 75%LE.O Lands' End Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-99,286 50% 60% >99,286 75%LSTR.O Landstar System Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-137,667 35% 45% >137,667 75%LCI.N Lannett Co Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%LNTH.O Lantheus Holdings Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%LTRX.O Lantronix Inc USA 0-6,900 25% 6,900-40,000 40% 40,000-51,224 50% 60% >51,224 75%LPI.N Laredo Petroleum Holdings Inc USA 0-60,000 10% 60,000-304,010 20% 304,010-1,216,043 35% 45% >1,216,043 75%LVS.N Las Vegas Sands Corp USA 0-9,900 10% 9,900-49,480 20% 49,480-197,922 35% 45% >197,922 75%LHO.N LaSalle Hotel Properties USA 0-20,000 10% 20,000-116,935 20% 116,935-467,741 35% 45% >467,741 75%LSCC.O Lattice Semiconductor Corp USA 0-20,000 15% 20,000-120,000 25% 120,000-398,353 40% 55% >398,353 75%LAWS.O Lawson Products Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-7,852 50% 60% >7,852 75%LAYN.O Layne Christensen Company USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%LAZ.N Lazard Ltd USA 0-14,100 10% 14,100-70,522 20% 70,522-282,089 35% 45% >282,089 75%LZB.N La-Z-Boy Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%FSTR.O LB Foster Co USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%LCII.K LCI Industries USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%LDKYQ.PK LDK Solar Co Ltd - ADR USA 0-1,212,700 25% 1,212,700-3,500,000 40% >3500000 75% 75%LBIX.O Leading Brands Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-282,707 50% 60% >282,707 75%





LEA.N Lear Corp USA 0-3,800 10% 3,800-19,010 20% 19,010-76,041 35% 45% >76,041 75%LEE.N Lee Enterprises Inc USA 0-5,700 25% 5,700-35,000 40% 35,000-89,422 50% 60% >89,422 75%LGCY.O Legacy Reserves LP USA 0-7,800 25% 7,800-15,600 40% 15,600-95,795 50% 60% >95,795 75%LTXB.O LegacyTexas Financial Group Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%LM.N Legg Mason Inc USA 0-15,000 10% 15,000-150,000 20% 150,000-450,000 35% 45% >450,000 75%LEG.N Leggett & Platt Inc USA 0-7,000 5% 7,000-70,000 10% 70,000-475,000 20% 40% >475,000 75%LDOS.K Leidos Holdings Inc USA 0-10,800 10% 10,800-53,903 20% 53,903-215,613 35% 45% >215,613 75%LEJU.K Leju Holdings Ltd USA 0-8,700 25% 8,700-50,000 40% 50,000-64,400 50% 60% >64,400 75%LMAT.O LeMaitre Vascular Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%LC LendingClub Corp USA 0-90,000 10% 90,000-550,000 20% 550,000-1,800,000 35% 45% >1,800,000 75%TREE.O LendingTree Inc USA 0-2,600 10% 2,600-12,938 20% 12,938-51,755 35% 45% >51,755 75%LEN.N Lennar Corp USA 0-20,000 5% 20,000-113,609 10% 113,609-454,437 20% 40% >454,437 75%LENb.N Lennar Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-15,068 50% 60% >15,068 75%LII.N Lennox International Inc USA 0-3,500 10% 3,500-17,665 20% 17,665-70,660 35% 45% >70,660 75%LUK.N Leucadia National Corp USA 0-10,000 5% 10,000-100,000 10% 100,000-750,000 20% 40% >750,000 75%LXRX.O Lexicon Pharmaceuticals Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-389,733 50% 60% >389,733 75%LXP.N Lexington Realty Trust USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%LPL.N LG Display Co Ltd - ADR USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%LGIH.O LGI Homes Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%LHCG.O LHC Group Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%LBY.A Libbey Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%USA.N Liberty All Star Equity Fund USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%LBRDA.O Liberty Broadband Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%LBRDK.O Liberty Broadband Corporation USA 0-7,500 10% 7,500-37,687 20% 37,687-150,751 35% 45% >150,751 75%LILAB.PK Liberty Global PLC USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%LBTYA.O Liberty Global PLC - A USA 0-20,000 5% 20,000-200,000 10% 200,000-897,711 20% 40% >897,711 75%LBTYK.O Liberty Global PLC - C USA 0-25,000 5% 25,000-232,485 10% 232,485-929,940 20% 40% >929,940 75%QVCA.O Liberty Interactive Corp USA 0-25,000 5% 25,000-250,000 10% 250,000-1,115,851 20% 40% >1,115,851 75%FWONA.O Liberty Media Corp-Liberty Formula One - 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ADR USA 0-7,100 25% 7,100-20,000 40% >20000 75% 75%LPTH.O LightPath Technologies Inc USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%LILA.O LILA - Liberty LiLAC Group USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%LILAK.O LILAK - Liberty LiLAC Group USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%LLEX.O Lilis Energy Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-120,000 50% 60% >120,000 75%LMB.O Limbach Holdings Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,652 50% 60% >6,652 75%LLNW.O Limelight Networks Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%LMNR.O Limoneira Co USA 0-1,000 25% 1,000-6,000 40% 6,000-15,743 50% 60% >15,743 75%LINC.O Lincoln Educational Services Corp USA 0-5,600 25% 5,600-15,000 40% 15,000-23,661 50% 60% >23,661 75%LECO.O Lincoln Electric Holdings Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-153,846 35% 45% >153,846 75%LNC.N LIncoln National Corp USA 0-10,000 5% 10,000-90,760 10% 90,760-363,042 20% 40% >363,042 75%LIND.O Lindblad Expeditions Holdings Inc USA 0-2,500 25% 2,500-15,000 40% 15,000-45,569 50% 60% >45,569 75%LNN.N Lindsay Corp USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%LN.N LINE Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%LINU.O LiNiu Technology Group USA 0-20,000 25% 20,000-120,000 40% 120,000-375,421 50% 60% >375,421 75%LINE.O Linn Energy LLC USA 0-266,800 25% 266,800-533,600 40% >533600 75% 75%LNCOQ.PK LinnCo LLC USA 0-309,500 25% 309,500-925,000 40% >925000 75% 75%LBIO.O Lion Biotechnologies Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%LGFa.N Lions Gate Entertainment Corp - A USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%LGFb.N Lions Gate Entertainment Corp - B USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%LPCN.O Lipocine Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-136,409 50% 60% >136,409 75%LIQDQ.PK Liquid Holdings Group Inc USA 0-14,822,200 25% 14,822,200-45,000,000 40% >45000000 75% 75%LQDT.O Liquidity Services Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-59,207 50% 60% >59,207 75%LAD.N Lithia Motors Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-117,109 35% 45% >117,109 75%LFUS.O Littelfuse Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-68,155 35% 45% >68,155 75%LIVN.O LivaNova PLC (US) USA 0-6,200 25% 6,200-37,200 40% 37,200-124,000 50% 60% >124,000 75%LYV.N Live Nation Entertainment Inc USA 0-14,900 10% 14,900-74,491 20% 74,491-297,967 35% 45% >297,967 75%LOB.O Live Oak Bancshares Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-48,788 50% 60% >48,788 75%LIVE.O Live Ventures Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-5,718 50% 60% >5,718 75%LPSN.O LivePerson Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%LKQ.O LKQ Corp USA 0-15,000 5% 15,000-150,000 10% 150,000-717,976 20% 40% >717,976 75%LYG.N Lloyds Banking Group PLC - ADR USA 0-80,000 10% 80,000-475,000 20% 475,000-1,600,000 35% 45% >1,600,000 75%SCD.N LMP Capital and Income Fund Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-24,465 50% 60% >24,465 75%LMT.N Lockheed Martin Corp USA 0-4,000 5% 4,000-21,435 10% 21,435-85,740 20% 40% >85,740 75%L.N Loews Corp USA 0-7,000 5% 7,000-70,000 10% 70,000-425,000 20% 40% >425,000 75%LOGI.O Logitech International SA USA 0-10,100 10% 10,100-60,600 20% 60,600-375,393 35% 45% >375,393 75%LOGM.O LogMeIn Inc USA 0-5,800 10% 5,800-28,874 20% 28,874-115,497 35% 45% >115,497 75%EVAR.O Lombard Medical Inc USA 0-59,800 25% 59,800-119,600 40% >119600 75% 75%LORL.O Loral Space & Communications Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%LPX.N Louisiana-Pacific Corp USA 0-25,200 10% 25,200-125,849 20% 125,849-503,396 35% 45% >503,396 75%LOW.N Lowe's Cos Inc USA 0-15,000 5% 15,000-86,075 10% 86,075-344,302 20% 40% >344,302 75%LOXO.O Loxo Oncology Inc USA 0-8,200 25% 8,200-41,081 40% 41,081-164,326 50% 60% >164,326 75%LPLA.O LPL Financial Holdings Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-265,050 35% 45% >265,050 75%LXU.N LSB Industries Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%LKSD.K LSC Communications Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%LYTS.O LSI Industries Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-50,327 50% 60% >50,327 75%LSXMA.O LSXMA - Liberty SiriusXM Group USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%LSXMK.O LSXMK - Liberty SiriusXM Group USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%LTC LTC Properties Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%LULU.O Lululemon Athletica Inc USA 0-10,300 10% 10,300-51,410 20% 51,410-205,642 35% 45% >205,642 75%LL.N Lumber Liquidators Holdings Inc USA 0-20,000 10% 20,000-115,000 20% 115,000-400,000 35% 45% >400,000 75%LITE.O Lumentum Holdings Inc USA 0-11,700 10% 11,700-58,355 20% 58,355-233,420 35% 45% >233,420 75%LMNX.O Luminex Corp USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%LXFR.K Luxfer Holdings PLC USA 0-1,500 25% 1,500-9,000 40% 9,000-28,693 50% 60% >28,693 75%LXFT.K Luxoft Holding Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%LUX.N Luxottica Group SpA - ADR USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%LDL Lydall Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-38,975 40% 55% >38,975 75%LYB.N LyondellBasell Industries NV USA 0-15,000 5% 15,000-63,974 10% 63,974-255,898 20% 40% >255,898 75%MHO M I Homes Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%MTB.N M&T Bank Corp USA 0-6,000 5% 6,000-42,457 10% 42,457-169,828 20% 40% >169,828 75%MTSI.O M/A-COM Technology Solutions Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-364,182 35% 45% >364,182 75%





MBVX.O MabVax Therapeutics Holdings Inc USA 0-20,800 25% 20,800-41,600 40% 41,600-145,813 50% 60% >145,813 75%MAC.N Macerich Co USA 0-10,000 5% 10,000-100,000 10% 100,000-414,478 20% 40% >414,478 75%CLI.N Mack-Cali Realty Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%MGU.N Macquarie Global Infrastructure Total Return Fu USA 0-1,000 25% 1,000-6,000 40% 6,000-17,049 50% 60% >17,049 75%MIC.N Macquarie Infrastructure Co LLC USA 0-9,000 10% 9,000-50,392 20% 50,392-201,571 35% 45% >201,571 75%MGNX.O MacroGenics Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-134,217 50% 60% >134,217 75%M.N Macy's Inc USA 0-70,000 5% 70,000-333,833 10% 333,833-1,335,335 20% 40% >1,335,335 75%MCZ.A Mad Catz Interactive Inc USA 0-234,900 25% 234,900-700,000 40% >700000 75% 75%MSG.N Madison Square Garden Co USA 0-2,900 10% 2,900-14,523 20% 14,523-58,093 35% 45% >58,093 75%MAGS.O Magal Security Systems Ltd USA 0-3,100 25% 3,100-20,000 40% 20,000-34,194 50% 60% >34,194 75%MGLN.O Magellan Health Services Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%MMP.N Magellan Midstream Partners LP USA 0-9,900 10% 9,900-49,524 20% 49,524-198,099 35% 45% >198,099 75%CALL.O magicJack VocalTec Ltd USA 0-4,000 25% 4,000-25,000 40% 25,000-72,081 50% 60% >72,081 75%MGA.N Magna International Inc (US) USA 0-19,900 5% 19,900-125,567 10% 125,567-502,269 20% 40% >502,269 75%MX.N Magnachip Semiconductor Corp USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%MNGA.O MagneGas Corporation USA 0-30,100 25% 30,100-60,200 40% 60,200-209,373 50% 60% >209,373 75%MHLD.O Maiden Holdings Ltd USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%MAIN.K Main Street Capital Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%MSFG.O MainSource Financial Group Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-54,932 40% 55% >54,932 75%MMYT.O MakeMyTrip Ltd USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%MBUU.O Malibu Boats Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-99,967 40% 55% >99,967 75%MNK.N MallInckrodt PLC USA 0-40,000 10% 40,000-306,525 20% 306,525-950,000 35% 45% >950,000 75%MLVF.O Malvern Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,394 50% 60% >6,394 75%MANU.K Manchester United PLC USA 0-1,500 25% 1,500-9,000 40% 9,000-27,519 50% 60% >27,519 75%MANH.O Manhattan Associates Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-322,533 35% 45% >322,533 75%MNTX.O Manitex International Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-34,912 50% 60% >34,912 75%MTW.N Manitowoc Co Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%MFS.N Manitowoc Foodservice Inc USA 0-27,600 10% 27,600-165,600 20% 165,600-699,969 35% 45% >699,969 75%MN Manning & Napier Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-72,159 50% 60% >72,159 75%MNKD.O MannKind Corp USA 0-130,000 25% 130,000-775,000 40% 775,000-2,490,894 50% 60% >2,490,894 75%MAN.N Manpowergroup Inc USA 0-5,300 10% 5,300-26,686 20% 26,686-106,745 35% 45% >106,745 75%MANT.O ManTech International Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%MFC.N Manulife Financial Corp (US) USA 0-49,900 5% 49,900-314,420 10% 314,420-1,257,680 20% 40% >1,257,680 75%MRO.N Marathon Oil Corp USA 0-90,000 5% 90,000-427,016 10% 427,016-1,708,066 20% 40% >1,708,066 75%MARA.P Marathon Patent Group Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%MPC.N Marathon Petroleum Corp USA 0-20,000 5% 20,000-108,068 10% 108,068-432,274 20% 40% >432,274 75%MCHX.O Marchex Inc USA 0-4,200 25% 4,200-25,000 40% 25,000-61,676 50% 60% >61,676 75%MMI Marcus & Millichap Inc USA 0-2,500 10% 2,500-25,000 20% 25,000-80,000 35% 45% >80,000 75%MCS Marcus Corp/The USA 0-2,500 20% 2,500-15,000 30% 15,000-45,166 50% 60% >45,166 75%MRIN.K Marin Software Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-49,015 50% 60% >49,015 75%MHG Marine Harvest ASA (US) USA 0-1,500 25% 1,500-9,000 40% 9,000-25,143 50% 60% >25,143 75%MPX Marine Products Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-17,995 50% 60% >17,995 75%HZO MarineMax Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%MRNS.O Marinus Pharmaceuticals Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%MKL.N Markel Corp USA 0-600 10% 600-3,136 20% 3,136-12,544 35% 45% >12,544 75%MKTX.O MarketAxess Holdings Inc USA 0-3,000 10% 3,000-19,223 20% 19,223-76,892 35% 45% >76,892 75%MRKT.O Markit Ltd USA 0-15,500 10% 15,500-77,684 20% 77,684-310,738 35% 45% >310,738 75%MRLN.O Marlin Business Services Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-14,658 50% 60% >14,658 75%MAR.O Marriott International Inc USA 0-10,000 5% 10,000-55,532 10% 55,532-222,129 20% 40% >222,129 75%VAC.N Marriott Vacations Worldwide Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-100,778 35% 45% >100,778 75%MMC.N Marsh & McLennan Cos Inc USA 0-15,000 5% 15,000-80,216 10% 80,216-320,865 20% 40% >320,865 75%MRTN.O Marten Transport Limited USA 0-5,000 15% 5,000-30,000 25% 30,000-98,481 40% 55% >98,481 75%MLM.N Martin Marietta Materials Inc USA 0-5,000 5% 5,000-31,277 10% 31,277-125,111 20% 40% >125,111 75%MMLP.O Martin Midstream Partners LP USA 0-4,000 20% 4,000-25,000 30% 25,000-69,366 50% 60% >69,366 75%MRVL.O Marvell Technology Group Ltd USA 0-33,100 10% 33,100-165,673 20% 165,673-662,692 35% 45% >662,692 75%MAS.N Masco Corp USA 0-20,000 5% 20,000-172,753 10% 172,753-691,012 20% 40% >691,012 75%MASI.O Masimo Corp USA 0-7,700 10% 7,700-38,559 20% 38,559-154,237 35% 45% >154,237 75%DOOR.K Masonite International Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%MTZ.N MasTec Inc USA 0-15,000 10% 15,000-77,738 20% 77,738-310,955 35% 45% >310,955 75%MA.N Mastercard Inc USA 0-9,000 5% 9,000-44,603 10% 44,603-178,413 20% 40% >178,413 75%MTDR.K Matador Resources Co USA 0-23,100 10% 23,100-115,678 20% 115,678-462,712 35% 45% >462,712 75%MTCH.O Match Group Inc USA 0-23,400 10% 23,400-117,182 20% 117,182-468,728 35% 45% >468,728 75%MATN.O Mateon Therapeutics USA 0-38,100 25% 38,100-76,200 40% >76200 75% 75%MTLS.O Materialise NV USA 0-2,000 25% 2,000-10,000 40% 10,000-34,514 50% 60% >34,514 75%MTRN.N Materion Corp USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%MTRX.O Matrix Service Co USA 0-8,000 25% 8,000-50,000 40% 50,000-160,000 50% 60% >160,000 75%MATX.K Matson Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%MAT.O Mattel Inc USA 0-90,000 10% 90,000-456,224 20% 456,224-1,824,897 35% 45% >1,824,897 75%MATW.O Matthews International Corp USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%MLP Maui Land & Pineapple Company Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%MAXR.N Maxar Technologies Ltd USA 0-1,500 20% 1,500-9,000 30% 9,000-24,596 50% 60% >24,596 75%MXIM.O Maxim Integrated Products Inc USA 0-15,000 5% 15,000-124,579 10% 124,579-498,319 20% 40% >498,319 75%MMS.N MAXIMUS Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%MXL MaxLinear Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%MXWL.O Maxwell Technologies Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-120,000 50% 60% >120,000 75%MZOR.O Mazor Robotics Limited USA 0-11,100 25% 11,100-55,601 40% 55,601-222,000 50% 60% >222,000 75%MBFI.O MB Financial Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%MBI.N MBIA Inc USA 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%MBTF.O MBT Financial Corporation USA 0-1,300 25% 1,300-8,000 40% 8,000-16,099 50% 60% >16,099 75%MCFT.O MCBC Holdings Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-71,799 50% 60% >71,799 75%MNI.N McClatchy Co USA 0-1,500 25% 1,500-9,000 40% 9,000-18,073 50% 60% >18,073 75%MKC.N McCormick & Co Inc USA 0-7,000 5% 7,000-68,819 10% 68,819-275,278 20% 40% >275,278 75%MDR.N McDermott International Inc USA 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%MCD.N McDonald's Corp (All Sessions) USA 0-8,000 5% 8,000-40,280 10% 40,280-161,120 20% 40% >161,120 75%MUX.N McEwen Mining Inc USA 0-80,000 15% 80,000-475,000 25% 475,000-1,600,000 40% 55% >1,600,000 75%MGRC.O McGrath Rent Corporation USA 0-2,000 20% 2,000-10,000 30% 10,000-35,975 50% 60% >35,975 75%MCK.N McKesson Corp USA 0-10,000 5% 10,000-48,470 10% 48,470-193,881 20% 40% >193,881 75%MDC.N MDC Holdings Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%MDCA.O MDC Partners Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%MDU.N MDU Resources Group Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%MTL.N Mechel - ADR USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%MFIN.O Medallion Financial Corp USA 0-4,800 25% 4,800-30,000 40% 30,000-67,738 50% 60% >67,738 75%GNMX.O Medgenics Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-263,146 50% 60% >263,146 75%MPW.N Medical Properties Trust Inc USA 0-49,200 10% 49,200-245,943 20% 245,943-983,775 35% 45% >983,775 75%MTBC.O Medical Transcription Billing Corporation USA 0-40,000 25% 40,000-240,000 40% 240,000-762,353 50% 60% >762,353 75%MDCO.O Medicines Co USA 0-21,000 25% 21,000-105,105 40% 105,105-420,422 50% 60% >420,422 75%MNOV.O MediciNova Inc USA 0-2,100 25% 2,100-4,200 40% 4,200-37,198 50% 60% >37,198 75%MDSO.O Medidata Solutions Inc USA 0-9,000 10% 9,000-50,768 20% 50,768-203,075 35% 45% >203,075 75%MED Medifast Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%MDGS.O Medigus Limited USA 0-6,400 25% 6,400-12,800 40% 12,800-32,496 50% 60% >32,496 75%MDWD.O MediWound Limited USA 0-2,900 25% 2,900-5,800 40% 5,800-22,046 50% 60% >22,046 75%MCC Medley Capital Corp USA 0-9,000 20% 9,000-55,000 30% 55,000-172,462 50% 60% >172,462 75%





MDLY.K Medley Management Inc USA 0-2,300 25% 2,300-15,000 40% 15,000-18,565 50% 60% >18,565 75%MD MEDNAX Inc USA 0-15,000 10% 15,000-74,994 20% 74,994-299,977 35% 45% >299,977 75%MEDP.O Medpace Holdings Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%MDT.N Medtronic Inc USA 0-15,000 5% 15,000-84,079 10% 84,079-336,316 20% 40% >336,316 75%MEET.O MeetMe Inc USA 0-35,000 20% 35,000-210,000 30% 210,000-700,000 50% 60% >700,000 75%MEIP.O MEI Pharma Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%MLCO.O Melco Crown Entertainment Ltd - ADR USA 0-26,500 10% 26,500-132,341 20% 132,341-529,365 35% 45% >529,365 75%MLNT.O Melinta Therapeutics Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-52,423 50% 60% >52,423 75%MLNX.O Mellanox Technologies Ltd USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%MEMP.O Memorial Production Partners LP USA 0-106,700 25% 106,700-325,000 40% >325000 75% 75%MELI.O MercadoLibre Inc USA 0-2,500 10% 2,500-12,312 20% 12,312-49,248 35% 45% >49,248 75%MBWM.O Mercantile Bank Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-17,611 50% 60% >17,611 75%MERC.O Mercer International Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-99,414 50% 60% >99,414 75%MRK.N Merck & Co Inc (All Sessions) USA 0-25,000 5% 25,000-120,201 10% 120,201-480,807 20% 40% >480,807 75%MCY.N Mercury General Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%MRCY.O Mercury Systems Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%MDP.N Meredith Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%EBSB.O Meridian Bancorp Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%VIVO.O Meridian Bioscience Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%MMSI.O Merit Medical Systems Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%MTH.N Meritage Homes Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%MTOR.K Meritor Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-515,256 35% 45% >515,256 75%MACK.O Merrimack Pharmaceuticals Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-116,729 50% 60% >116,729 75%MLAB.O Mesa Laboratories Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-8,667 50% 60% >8,667 75%MSB Mesabi Trust USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%CASH.O Meta Financial Group Inc USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%MEOH.O Methanex Corp (US) USA 0-5,000 10% 5,000-30,000 20% 30,000-259,067 35% 45% >259,067 75%MEI.N Methode Electronics Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%MET.N MetLife Inc USA 0-25,000 5% 25,000-127,777 10% 127,777-511,111 20% 40% >511,111 75%MTD.N Mettler-Toledo International Inc USA 0-1,000 10% 1,000-10,000 20% 10,000-42,848 35% 45% >42,848 75%MXF Mexico Fund Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-25,673 50% 60% >25,673 75%MFA.N MFA Financial Inc USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%MGEE.O MGE Energy Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%MTG.N MGIC Investment Corp USA 0-49,800 10% 49,800-248,880 20% 248,880-995,522 35% 45% >995,522 75%MGM MGM Resorts International USA 0-20,300 10% 20,300-101,429 20% 101,429-405,717 35% 45% >405,717 75%MGPI.O MGP Ingredients Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%MGT MGT Capital Investments Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-454,137 50% 60% >454,137 75%KORS.K Michael Kors Holdings Ltd USA 0-25,000 10% 25,000-121,915 20% 121,915-487,662 35% 45% >487,662 75%MIK.O Michaels Cos Inc/The USA 0-35,000 10% 35,000-179,590 20% 179,590-718,362 35% 45% >718,362 75%MFGP.N Micro Focus International PLC USA 0-19,300 10% 19,300-96,582 20% 96,582-386,000 35% 45% >386,000 75%MBOT.O Microbot Medical Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-498,367 50% 60% >498,367 75%MCHP.O Microchip Technology Inc USA 0-15,000 5% 15,000-72,848 10% 72,848-291,393 20% 40% >291,393 75%MU.O Micron Technology Inc (All Sessions) USA 0-30,000 5% 30,000-148,850 10% 148,850-595,402 20% 40% >595,402 75%MICT.O Micronet Enertec Technologies Inc USA 0-18,000 25% 18,000-55,000 40% 55,000-103,968 50% 60% >103,968 75%MSCC.O Microsemi Corp USA 0-12,700 10% 12,700-63,378 20% 63,378-253,515 35% 45% >253,515 75%MSFT.O Microsoft Corp (All Sessions) USA 0-15,000 5% 15,000-79,594 10% 79,594-318,377 20% 40% >318,377 75%MSTR.O MicroStrategy Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%MVIS.O Microvision Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-461,112 50% 60% >461,112 75%MAA.N Mid-America Apartment Communities Inc USA 0-6,300 10% 6,300-31,620 20% 31,620-126,481 35% 45% >126,481 75%MTP.O Midatech Pharma PLC (US) USA 0-10,000 25% 10,000-20,000 40% >20000 75% 75%MIDD.O Middleby Corp USA 0-6,100 10% 6,100-30,362 20% 30,362-121,449 35% 45% >121,449 75%MSEX.O Middlesex Water Company USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%MOFG.O MidWest One Financial Group Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%MCRN.K Milacron Holdings Corporation USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%MLSS.A Milestone Scientific Inc USA 0-11,600 25% 11,600-23,200 40% >23200 75% 75%HIE Miller Howard High Income Equity Fund USA 0-1,500 25% 1,500-9,000 40% 9,000-28,569 50% 60% >28,569 75%MLR Miller Industries Inc/TN USA 0-1,000 25% 1,000-6,000 40% 6,000-14,285 50% 60% >14,285 75%MIME.O Mimecast Limited USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%MDXG.O MiMedx Group Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%MNDO.O Mind CTI Ltd USA 0-5,000 25% 5,000-15,000 40% >15000 75% 75%MB.O MINDBODY Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%MSA.N Mine Safety Appliances Co USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%MTX.N Minerals Technologies Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%NERV.O Minerva Neurosciences Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-117,309 50% 60% >117,309 75%MGEN.O Miragen Therapeutics Inc USA 0-1,700 25% 1,700-3,400 40% 3,400-33,060 50% 60% >33,060 75%MRTX.O Mirati Therapeutics Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%MG Mistras Group Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-39,372 50% 60% >39,372 75%MITK.O Mitek Systems Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%MITL.O Mitel Networks Corporation USA 0-20,000 15% 20,000-120,000 25% 120,000-384,043 40% 55% >384,043 75%MTU.N Mitsubishi UFJ Financial Group Inc - ADR USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%MIXT.K MiX Telematics Ltd USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%MFG.N Mizuho Financial Group Inc - ADR USA 0-7,000 25% 7,000-40,000 40% 40,000-132,572 50% 60% >132,572 75%MKSI.O MKS Instruments Inc USA 0-6,400 10% 6,400-32,021 20% 32,021-128,084 35% 45% >128,084 75%MINI.O Mobile Mini Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-97,658 40% 55% >97,658 75%MBT.N Mobile Telesystems OJSC - ADR USA 0-45,000 10% 45,000-275,000 20% 275,000-1,207,239 35% 45% >1,207,239 75%MOBL.O MobileIron Inc USA 0-20,000 20% 20,000-120,000 30% 120,000-360,497 50% 60% >360,497 75%MBLY.N Mobileye NV USA 0-10,600 10% 10,600-53,215 20% 53,215-212,861 35% 45% >212,861 75%MODN.K Model N Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%MOD Modine Manufacturing Co USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%MLNK.O ModusLink Global Solutions Inc USA 0-7,500 25% 7,500-25,000 40% 25,000-30,166 50% 60% >30,166 75%MC.N Moelis & Co USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%MHK.N Mohawk Industries Inc USA 0-4,000 5% 4,000-25,279 10% 25,279-101,118 20% 40% >101,118 75%MTEM.O Molecular Templates Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%MBRX.O Moleculin Biotech Inc USA 0-40,000 25% 40,000-240,000 40% 240,000-794,710 50% 60% >794,710 75%MOH Molina Healthcare Inc USA 0-8,700 10% 8,700-43,368 20% 43,368-173,472 35% 45% >173,472 75%TAP.N Molson Coors Brewing Co USA 0-10,000 5% 10,000-83,022 10% 83,022-332,088 20% 40% >332,088 75%MNTA.O Momenta Pharmaceuticals Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%MOMO.O Momo Inc USA 0-23,500 10% 23,500-117,636 20% 117,636-470,546 35% 45% >470,546 75%MCRI.O Monarch Casino & Resort Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%MDLZ.O Mondelez International Inc USA 0-30,000 5% 30,000-158,998 10% 158,998-635,995 20% 40% >635,995 75%MGI.O MoneyGram International Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%MDB.O MongoDB Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%MNR Monmouth Real Estate Investment Corporation USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%MPWR.O Monolithic Power Systems Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-109,523 35% 45% >109,523 75%TYPE.O Monotype Imaging Holdings Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%MNRO.O Monro Muffler Brake Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%MON.N Monsanto Co USA 0-10,000 5% 10,000-56,382 10% 56,382-225,528 20% 40% >225,528 75%MNST.O Monster Beverage Corp USA 0-15,000 5% 15,000-109,058 10% 109,058-436,232 20% 40% >436,232 75%MSDI.O Monster Digital Inc USA 0-19,200 25% 19,200-120,000 40% 120,000-262,866 50% 60% >262,866 75%MCO.N Moody's Corp USA 0-6,000 5% 6,000-46,909 10% 46,909-187,636 20% 40% >187,636 75%MOGa.N Moog Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%MS.N Morgan Stanley (All Sessions) USA 0-25,000 5% 25,000-136,792 10% 136,792-547,169 20% 40% >547,169 75%





APF.N Morgan Stanley Asia Pacific Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,471 50% 60% >11,471 75%CAF.N Morgan Stanley China A Share Fund Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-76,038 50% 60% >76,038 75%EDD.N Morgan Stanley Emerging Markets Domestic De USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%IIF.N Morgan Stanley India Investment Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-13,153 50% 60% >13,153 75%MORN.O Morningstar Inc USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%MOS.N Mosaic Co USA 0-35,000 5% 35,000-292,031 10% 292,031-1,168,126 20% 40% >1,168,126 75%MOSY.O MoSys Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%MTFB.O Motif Bio PLC - ADR USA 0-1,400 25% 1,400-2,800 40% 2,800-2,888 50% 60% >2,888 75%MPAA.O Motorcar Parts of America Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%MSI.N Motorola Solutions Inc USA 0-7,000 5% 7,000-70,000 10% 70,000-292,961 20% 40% >292,961 75%MPVD.O Mountain Province Diamonds Inc USA 0-4,700 25% 4,700-9,400 40% 9,400-77,374 50% 60% >77,374 75%MOV Movado Group Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%MPLX.N MPLX LP USA 0-19,200 10% 19,200-95,888 20% 95,888-383,553 35% 45% >383,553 75%MRC MRC Global Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%MSM.N MSC Industrial Direct Co Inc USA 0-8,300 10% 8,300-41,480 20% 41,480-165,920 35% 45% >165,920 75%MSCI.K MSCI Inc USA 0-5,300 10% 5,300-26,675 20% 26,675-106,702 35% 45% >106,702 75%MSGN.K MSG Networks Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%MTSC.O MTS Systems Corp USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%MLI.N Mueller Industries Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%MWA.N Mueller Water Products Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%MULE.K MuleSoft Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%LABL.O Multi-Color Corp USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%MUR.N Murphy Oil Corp USA 0-45,000 10% 45,000-228,894 20% 228,894-915,579 35% 45% >915,579 75%MUSA.K Murphy USA Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-180,343 35% 45% >180,343 75%MBIO.O Mustang Bio Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-26,334 50% 60% >26,334 75%MYE Myers Industries Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-46,946 50% 60% >46,946 75%MYL.O Mylan Inc USA 0-35,000 5% 35,000-174,790 10% 174,790-699,161 20% 40% >699,161 75%MYOK.O MyoKardia Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-189,061 50% 60% >189,061 75%MYOS.O MYOS RENS Technology Inc USA 0-11,600 25% 11,600-23,200 40% 23,200-106,441 50% 60% >106,441 75%MYOV.K Myovant Sciences Limited USA 0-1,500 25% 1,500-9,000 40% 9,000-24,546 50% 60% >24,546 75%MYRG.O MYR Group Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-54,952 40% 55% >54,952 75%MYRX.PK Myrexis Inc USA 0-437,400 25% 437,400-874,800 40% >874800 75% 75%MYGN.O Myriad Genetics Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-422,820 35% 45% >422,820 75%NBR.N Nabors Industries Ltd USA 0-140,000 10% 140,000-1,042,187 20% 1,042,187-3,000,000 35% 45% >3,000,000 75%NBRV.O Nabriva Therapeutic SA USA 0-15,000 25% 15,000-90,000 40% 90,000-275,193 50% 60% >275,193 75%NC Nacco Industries Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-13,894 50% 60% >13,894 75%NAKD.O Naked Brand Group Inc USA 0-9,800 25% 9,800-60,000 40% 60,000-143,756 50% 60% >143,756 75%NANO.O Nanometrics Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%NSTG.O NanoString Technologies Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%NK.O NantKwest Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%NDAQ.O NASDAQ OMX Group Inc USA 0-7,000 5% 7,000-70,000 10% 70,000-362,647 20% 40% >362,647 75%NTRA.O Natera Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-96,324 50% 60% >96,324 75%NATH.O Nathan's Famous Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,600 50% 60% >6,600 75%NAUH.O National American University Holdings Inc USA 0-11,300 25% 11,300-35,000 40% >35000 75% 75%NBHC.K National Bank Holdings Corporation USA 0-3,000 20% 3,000-20,000 30% 20,000-53,390 50% 60% >53,390 75%NBGPY.PK National Bank of Greece SA - ADR USA 0-60,000 25% 60,000-350,000 40% 350,000-1,125,685 50% 60% >1,125,685 75%NKSH.O National Bankshares Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-4,028 50% 60% >4,028 75%FIZZ.O National Beverage Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-138,367 35% 45% >138,367 75%NCMI.O National CineMedia Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%NCOM.O National Commerce Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-16,640 50% 60% >16,640 75%NFG.N National Fuel Gas Co USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NGHC.O National General Holdings Corporation USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%NGG.N National Grid PLC - ADR USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NHI.N National Health Investors Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%NHC.A National HealthCare Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-14,816 50% 60% >14,816 75%NATI.O National Instruments Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-297,038 35% 45% >297,038 75%NOV.N National Oilwell Varco Inc USA 0-25,000 5% 25,000-198,985 10% 198,985-795,942 20% 40% >795,942 75%NPK National Presto Industries Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-11,083 50% 60% >11,083 75%NRCIA.O National Research Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-12,899 50% 60% >12,899 75%NNN.N National Retail Properties Inc USA 0-15,000 10% 15,000-79,084 20% 79,084-316,338 35% 45% >316,338 75%NSA National Storage Affili AE USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NWLI.O National Western Life Group Inc USA 0-1,000 20% 1,000-3,000 30% 3,000-4,181 50% 60% >4,181 75%NSM.N Nationstar Mortgage Holdings Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%NGS.N Natural Gas Services Group Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%NGVC.K Natural Grocers by Vitamin Cottage Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-77,050 50% 60% >77,050 75%NHTC.O Natural Health Trends Corp USA 0-2,000 25% 2,000-10,000 40% 10,000-34,179 50% 60% >34,179 75%NRP Natural Resource Partners LP USA 0-1,000 25% 1,000-6,000 40% 6,000-16,200 50% 60% >16,200 75%NATR.O Nature's Sunshine Products Inc USA 0-1,200 25% 1,200-7,000 40% 7,000-14,338 50% 60% >14,338 75%BABY.O Natus Medical Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%NLS Nautilus Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%NAVB.P Navidea Biopharmaceuticals Inc USA 0-31,800 25% 31,800-95,000 40% 95,000-183,737 50% 60% >183,737 75%NAVI.O Navient Corp USA 0-45,000 10% 45,000-450,000 20% 450,000-1,500,000 35% 45% >1,500,000 75%NCI Navigant Consulting Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%NVGS.K Navigator Holdings Ltd USA 0-6,000 20% 6,000-35,000 30% 35,000-120,000 50% 60% >120,000 75%NAVG.O Navigators Group Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-39,249 40% 55% >39,249 75%NNA Navios Maritime Acquisition Corporation USA 0-10,000 25% 10,000-60,000 40% 60,000-184,774 50% 60% >184,774 75%NM.N Navios Maritime Holdings Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%NAP Navios Maritime Midstream Partners LP USA 0-3,000 25% 3,000-20,000 40% 20,000-49,830 50% 60% >49,830 75%NMM Navios Maritime Partners LP USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%NAV.N Navistar International Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%NBTB.O NBT Bancorp Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-58,829 40% 55% >58,829 75%NCS.N NCI Building Systems Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NCR.N NCR Corp USA 0-20,000 10% 20,000-108,138 20% 108,138-432,555 35% 45% >432,555 75%NCSM.O NCS Multistage Holdings Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%NP Neenah Paper Inc USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%NKTR.O Nektar Therapeutics USA 0-20,500 10% 20,500-102,615 20% 102,615-410,461 35% 45% >410,461 75%NNI.N Nelnet Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%NEOG.O Neogen Corporation USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%NEO.O NeoGenomics Inc USA 0-9,000 20% 9,000-55,000 30% 55,000-180,000 50% 60% >180,000 75%NPTN.K NeoPhotonics Corp USA 0-35,000 20% 35,000-210,000 30% 210,000-668,840 50% 60% >668,840 75%NEOS.O Neos Therapeutics Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%NEOT.O Neothetics Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%NVCN.O Neovasc Inc USA 0-12,700 25% 12,700-25,400 40% 25,400-221,358 50% 60% >221,358 75%UEPS.O Net 1 Ueps Technologies Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-70,056 50% 60% >70,056 75%NETE.O Net Element Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%NTAP.O NetApp Inc USA 0-25,000 5% 25,000-143,936 10% 143,936-575,744 20% 40% >575,744 75%NTES.O NetEase Inc - ADR USA 0-4,000 5% 4,000-22,022 10% 22,022-88,090 20% 40% >88,090 75%NFLX.O Netflix Inc (All Sessions) USA 0-7,000 5% 7,000-34,725 10% 34,725-138,900 20% 40% >138,900 75%NTGR.O NETGEAR Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NLST.O Netlist Inc USA 0-19,100 25% 19,100-110,000 40% 110,000-183,878 50% 60% >183,878 75%NTCT.O NetScout Systems Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%NTWK.O NetSol Technologies Inc USA 0-3,900 25% 3,900-10,000 40% 10,000-14,396 50% 60% >14,396 75%





NTIP.P Network-1 Technologies Inc USA 0-3,100 25% 3,100-20,000 40% 20,000-58,807 50% 60% >58,807 75%CUR.O Neuralstem Inc USA 0-12,100 25% 12,100-24,200 40% 24,200-169,686 50% 60% >169,686 75%NBIX.O Neurocrine Biosciences Inc USA 0-8,800 10% 8,800-44,195 20% 44,195-176,782 35% 45% >176,782 75%NVRO.K Nevro Corporation USA 0-8,900 25% 8,900-44,603 40% 44,603-178,413 50% 60% >178,413 75%NSU.A Nevsun Resources Ltd USA 0-20,000 20% 20,000-120,000 30% 120,000-400,000 50% 60% >400,000 75%NBEV.O New Age Beverages Corporation USA 0-8,000 25% 8,000-50,000 40% 50,000-160,000 50% 60% >160,000 75%GBR.P New Concept Energy Inc USA 0-10,300 25% 10,300-20,600 40% 20,600-107,464 50% 60% >107,464 75%GF.N New Germany Fund Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-8,898 50% 60% >8,898 75%NGD.A New Gold Inc USA 0-90,000 10% 90,000-550,000 20% 550,000-1,800,000 35% 45% >1,800,000 75%NJR.N New Jersey Resources Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%NEWM.K New Media Investment Group Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%NMFC.K New Mountain Finance Corporation USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%EDU.N New Oriental Education & Technology Group - AUSA 0-7,800 10% 7,800-38,992 20% 38,992-155,968 35% 45% >155,968 75%NEWR.O New Relic Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NRZ.N New Residential Investment Corp USA 0-38,600 10% 38,600-193,109 20% 193,109-772,437 35% 45% >772,437 75%SNR New Senior Investment Group Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%NYCB.K New York Community Bancorp Inc USA 0-55,000 10% 55,000-275,165 20% 275,165-1,100,660 35% 45% >1,100,660 75%NYMT.O New York Mortgage Trust Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%NYRT.K New York REIT Inc USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%NYT.N New York Times Co USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%NWL.N Newell Brands Inc USA 0-45,000 10% 45,000-227,645 20% 227,645-910,580 35% 45% >910,580 75%NFX.N Newfield Exploration Co USA 0-25,000 20% 25,000-200,240 30% 200,240-800,960 50% 60% >800,960 75%NLNK.O NewLink Genetics Corp USA 0-40,000 25% 40,000-240,000 40% 240,000-789,546 50% 60% >789,546 75%NEU.N NewMarket Corp USA 0-1,000 10% 1,000-6,000 20% 6,000-17,458 35% 45% >17,458 75%NEM.N Newmont Mining Corp USA 0-30,000 5% 30,000-140,836 10% 140,836-563,344 20% 40% >563,344 75%NR.N Newpark Resources Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%NWSA.O News Corp - A USA 0-15,000 5% 15,000-150,000 10% 150,000-900,000 20% 40% >900,000 75%NWS.O News Corp - B USA 0-7,000 10% 7,000-70,000 20% 70,000-240,000 35% 45% >240,000 75%NEWS.O NewStar Financial Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-59,844 50% 60% >59,844 75%NEWT.O Newtek Business Services Corp USA 0-4,000 20% 4,000-25,000 30% 25,000-70,617 50% 60% >70,617 75%NXE.P NexGen Energy Limited USA 0-24,800 25% 24,800-148,800 40% 148,800-496,000 50% 60% >496,000 75%NXRT.K NexPoint Residential Trust Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-37,374 50% 60% >37,374 75%NXST.O Nexstar Broadcasting Group Inc USA 0-10,000 10% 10,000-50,799 20% 50,799-203,198 35% 45% >203,198 75%NEE.N NextEra Energy Inc USA 0-9,000 5% 9,000-42,987 10% 42,987-171,951 20% 40% >171,951 75%NEP NextEra Energy Partners LP USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%NGL NGL Energy Partners LP USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%EGOV.O NIC Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NICE.O NICE Systems Ltd - ADR USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%NICK.O Nicholas Financial Inc USA 0-1,500 25% 1,500-4,500 40% 4,500-5,600 50% 60% >5,600 75%NJ.N Nidec Corp (US) USA 0-1,000 25% 1,000-6,000 40% 6,000-15,032 50% 60% >15,032 75%NLSN.K Nielsen Holdings NV USA 0-25,000 5% 25,000-182,140 10% 182,140-728,563 20% 40% >728,563 75%NITE.O Nightstar Therapeutics Limited USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%NKE.N NIKE Inc (All Sessions) USA 0-25,000 5% 25,000-118,577 10% 118,577-474,311 20% 40% >474,311 75%NTT.N Nippon Telegraph & Telephone Corp - ADR USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%NI.N NiSource Inc USA 0-20,000 5% 20,000-200,000 10% 200,000-980,882 20% 40% >980,882 75%NL NL Industries Inc USA 0-2,500 25% 2,500-15,000 40% 15,000-44,575 50% 60% >44,575 75%NMIH.O NMI Holdings Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%NNBR.O NN Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%NOAH.N Noah Holdings Ltd USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%HLTH.A Nobilis Health Corporation USA 0-15,000 25% 15,000-90,000 40% 90,000-285,683 50% 60% >285,683 75%NE.N Noble Corp USA 0-150,000 10% 150,000-1,440,604 20% 1,440,604-2,500,000 35% 45% >2,500,000 75%NBL.N Noble Energy Inc USA 0-40,000 5% 40,000-237,282 10% 237,282-949,128 20% 40% >949,128 75%NBLX.K Noble Midstream Partners LP USA 0-2,000 15% 2,000-10,000 25% 10,000-39,694 40% 55% >39,694 75%NOK.N Nokia OYJ - ADR USA 0-135,800 10% 135,800-679,226 20% 679,226-2,716,000 35% 45% >2,716,000 75%NMR Nomura Holdings Inc (US) USA 0-7,000 20% 7,000-40,000 30% 40,000-130,414 50% 60% >130,414 75%NDLS.O Noodles & Co USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%NAO Nordic American Offshore Ltd USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%NAT.N Nordic American Tankers Ltd USA 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%NDSN.O Nordson Corp USA 0-5,000 10% 5,000-26,923 20% 26,923-107,693 35% 45% >107,693 75%NSC.N Norfolk Southern Corp USA 0-10,000 5% 10,000-52,457 10% 52,457-209,830 20% 40% >209,830 75%PALDF.PK North American Palladium Ltd USA 0-3,400 25% 3,400-6,800 40% >6800 75% 75%NADLQ.PK North Atlantic Drilling Ltd USA 0-58,000 25% 58,000-116,000 40% 116,000-367,865 50% 60% >367,865 75%NAK.A Northern Dynasty Minerals Ltd USA 0-100,000 25% 100,000-600,000 40% 600,000-1,977,401 50% 60% >1,977,401 75%NOG.A Northern Oil and Gas Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%NTRS.O Northern Trust Corp USA 0-9,000 5% 9,000-72,100 10% 72,100-288,401 20% 40% >288,401 75%NFBK.O Northfield Bancorp Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-45,088 50% 60% >45,088 75%NRIM.O Northrim BanCorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,539 50% 60% >9,539 75%NOC.N Northrop Grumman Corp USA 0-4,000 5% 4,000-22,372 10% 22,372-89,491 20% 40% >89,491 75%NRE Northstar Realty Europe Corporation USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%NWBI.O Northwest Bancshares Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%NWBO.PK Northwest Biotherapeutics Inc USA 0-81,300 25% 81,300-162,600 40% 162,600-941,197 50% 60% >941,197 75%NWN Northwest Natural Gas Company USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%NWPX.O Northwest Pipe Company USA 0-1,500 25% 1,500-9,000 40% 9,000-26,337 50% 60% >26,337 75%NWE NorthWestern Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%NCLH.O Norwegian Cruise Line Holdings Ltd USA 0-15,000 5% 15,000-120,767 10% 120,767-483,070 20% 40% >483,070 75%NWFL.O Norwood Financial Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-7,111 50% 60% >7,111 75%NVFY.O Nova Lifestyle Inc USA 0-7,500 25% 7,500-45,000 40% 45,000-131,868 50% 60% >131,868 75%NVMI.O Nova Measuring Instruments Limited USA 0-7,000 20% 7,000-40,000 30% 40,000-134,140 50% 60% >134,140 75%NBY.A NovaBay Pharmaceuticals Inc USA 0-3,200 25% 3,200-6,400 40% 6,400-7,775 50% 60% >7,775 75%NG.A Novagold Resources Inc (US) USA 0-60,000 25% 60,000-350,000 40% 350,000-1,102,587 50% 60% >1,102,587 75%NOVN.O Novan Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-69,618 50% 60% >69,618 75%GSIG.O Novanta Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%NVS.N Novartis AG - ADR USA 0-8,100 10% 8,100-40,483 20% 40,483-162,000 35% 45% >162,000 75%NVAX.O Novavax Inc USA 0-150,000 25% 150,000-900,000 40% 900,000-2,933,185 50% 60% >2,933,185 75%NVLN.O Novelion Therapeutics Inc USA 0-3,000 25% 3,000-6,000 40% 6,000-44,754 50% 60% >44,754 75%NVO.N Novo Nordisk AS - ADR USA 0-13,400 10% 13,400-66,820 20% 66,820-268,000 35% 45% >268,000 75%NVCR.O NovoCure Limited USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%NVUS.O Novus Therapeutics Inc USA 0-2,400 25% 2,400-4,800 40% 4,800-9,416 50% 60% >9,416 75%DNOW.K NOW Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%NQ.N NQ Mobile Inc - ADR USA 0-10,000 20% 10,000-60,000 30% 60,000-195,824 50% 60% >195,824 75%NRG.N NRG Energy Inc USA 0-45,000 5% 45,000-235,273 10% 235,273-941,093 20% 40% >941,093 75%DCM.N NTT DOCOMO Inc - ADR USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%NUS.N Nu Skin Enterprises Inc USA 0-9,000 10% 9,000-53,677 20% 53,677-214,711 35% 45% >214,711 75%NUAN.O Nuance Communications Inc USA 0-35,000 10% 35,000-210,000 20% 210,000-901,960 35% 45% >901,960 75%NUE.N Nucor Corp USA 0-20,000 5% 20,000-119,469 10% 119,469-477,879 20% 40% >477,879 75%NS.N NuStar Energy LP USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%NTNX.O Nutanix Inc USA 0-23,100 10% 23,100-115,517 20% 115,517-462,071 35% 45% >462,071 75%NTRI.O Nutrisystem Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%NUVA.O NuVasive Inc USA 0-12,100 10% 12,100-60,285 20% 60,285-241,142 35% 45% >241,142 75%NVTR.O Nuvectra Corporation USA 0-1,600 25% 1,600-3,200 40% 3,200-26,984 50% 60% >26,984 75%NUV Nuveen Municipal Value Fund Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-118,246 50% 60% >118,246 75%QQQX.O Nuveen Nasdaq 100 Dynamic Overwrite Fund USA 0-3,000 25% 3,000-20,000 40% 20,000-56,012 50% 60% >56,012 75%





JSD Nuveen Short Duration Credit Opportunities Fun USA 0-1,000 25% 1,000-6,000 40% 6,000-17,480 50% 60% >17,480 75%NVEE.O NV5 Holdings Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-27,146 50% 60% >27,146 75%NVEC.O NVE Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-9,538 50% 60% >9,538 75%NVDA.O NVIDIA Corp USA 0-6,000 5% 6,000-30,859 10% 30,859-123,438 20% 40% >123,438 75%NVR.N NVR Inc USA 0-200 10% 200-1,000 20% 1,000-4,055 35% 45% >4,055 75%NXPI.O NXP Semiconductor NV USA 0-10,000 5% 10,000-57,475 10% 57,475-229,900 20% 40% >229,900 75%NXTM.O NxStage Medical Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%NXTD.O Nxt-ID Inc USA 0-9,700 25% 9,700-60,000 40% 60,000-177,086 50% 60% >177,086 75%NYLD.N NYLD - NRG Yield Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%NYLDa.N NYLD/A - NRG Yield Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%NYMX.O Nymox Pharmaceutical Corporation USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%OAK Oaktree Capital Group LLC USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%OCSL.O Oaktree Specialty Lending Co USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%OAS.N Oasis Petroleum Inc USA 0-61,900 10% 61,900-309,369 20% 309,369-1,237,476 35% 45% >1,237,476 75%OBE.N Obsidian Energy Limited USA 0-40,000 25% 40,000-240,000 40% 240,000-754,506 50% 60% >754,506 75%OXY.N Occidental Petroleum Corp USA 0-20,000 5% 20,000-97,843 10% 97,843-391,374 20% 40% >391,374 75%OBCI.O Ocean Bio-Chem Inc USA 0-2,900 25% 2,900-8,500 40% 8,500-12,209 50% 60% >12,209 75%OPTT.O Ocean Power Technologies Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-458,954 50% 60% >458,954 75%ORIG.O Ocean Rig UDW Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-27,222 50% 60% >27,222 75%OII.N Oceaneering International Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-645,067 35% 45% >645,067 75%OCFC.O OceanFirst Financial Corporation USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%OZM.N Och-Ziff Capital Management Group LLC USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%OCIP.K OCI Partners LP USA 0-1,800 25% 1,800-5,500 40% 5,500-6,873 50% 60% >6,873 75%OCUL.O Ocular Therapeutix Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-394,364 50% 60% >394,364 75%OCN.N Ocwen Financial Corp USA 0-70,000 15% 70,000-425,000 25% 425,000-1,400,000 40% 55% >1,400,000 75%OMEX.O Odyssey Marine Exploration Inc USA 0-3,800 25% 3,800-10,000 40% 10,000-12,329 50% 60% >12,329 75%ODP.O Office Depot Inc USA 0-90,000 10% 90,000-550,000 20% 550,000-1,800,000 35% 45% >1,800,000 75%OFG OFG Ban Corporation USA 0-6,000 20% 6,000-35,000 30% 35,000-120,000 50% 60% >120,000 75%OGE.N OGE Energy Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-381,033 35% 45% >381,033 75%OHRP.O Ohr Pharmaceutical Inc USA 0-20,300 25% 20,300-40,600 40% 40,600-140,255 50% 60% >140,255 75%OIBR.K Oi SA - ADR USA 0-11,400 25% 11,400-35,000 40% >35000 75% 75%OIBRc.N Oi SA - C - ADR USA 0-1,900 25% 1,900-10,000 40% 10,000-32,081 50% 60% >32,081 75%OIS.N Oil States International Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%ODC Oil-Dri Corp. of America USA 0-1,000 25% 1,000-3,000 40% 3,000-3,699 50% 60% >3,699 75%OKTA.O Okta Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%ODFL.O Old Dominion Freight Line Inc USA 0-5,600 10% 5,600-28,048 20% 28,048-112,195 35% 45% >112,195 75%OLBK.O Old Line Bancshares Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,807 50% 60% >12,807 75%ONB.O Old National Ban Corporation USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%ORI.N Old Republic International Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%OSBC.O Old Second Bancorp Inc USA 0-2,500 25% 2,500-15,000 40% 15,000-45,079 50% 60% >45,079 75%OLN.N Olin Corp USA 0-18,300 10% 18,300-91,269 20% 91,269-365,079 35% 45% >365,079 75%OLLI.O Ollie's Bargain Outlet Holdings Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-296,774 35% 45% >296,774 75%ZEUS.O Olympic Steel Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-92,489 50% 60% >92,489 75%OMAM.K OM Asset Management Plc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%OHI.N Omega Healthcare Investors Inc USA 0-23,800 10% 23,800-118,894 20% 118,894-475,579 35% 45% >475,579 75%OME Omega Protein Corp USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%OFLX.O OmegaFlex Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-7,804 50% 60% >7,804 75%OMER.O Omeros Corp USA 0-25,000 25% 25,000-150,000 40% 150,000-463,975 50% 60% >463,975 75%OMCL.O Omnicell Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%OMC.N Omnicom Group Inc USA 0-15,000 5% 15,000-98,741 10% 98,741-394,966 20% 40% >394,966 75%OMN OMNOVA Solutions Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%ASGN.K On Assignment Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%ONDK.K On Deck Capital Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%ON.O ON Semiconductor Corp USA 0-30,900 10% 30,900-154,684 20% 154,684-618,738 35% 45% >618,738 75%ONS.O Oncobiologics Inc USA 0-10,700 25% 10,700-21,400 40% 21,400-62,845 50% 60% >62,845 75%ONCYF.PK Oncolytics Biotech Inc USA 0-26,700 25% 26,700-53,400 40% 53,400-79,052 50% 60% >79,052 75%OMED.O OncoMed Pharmaceuticals Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-156,787 50% 60% >156,787 75%ONTX.O Onconova Therapeutics Inc USA 0-8,700 25% 8,700-17,400 40% 17,400-72,046 50% 60% >72,046 75%ONCS.O OncoSec Medical Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-478,577 50% 60% >478,577 75%OGS.N ONE Gas Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%OHGI.O One Horizon Group Inc USA 0-8,400 25% 8,400-50,000 40% 50,000-144,222 50% 60% >144,222 75%OLP One Liberty Properties Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%OMF OneMain Holdings Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%OKE.N ONEOK Inc USA 0-25,000 5% 25,000-127,290 10% 127,290-509,160 20% 40% >509,160 75%OOMA.N Ooma Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-69,108 50% 60% >69,108 75%OTEX.O Open Text Corp USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%OPGN.O OpGen Inc USA 0-49,000 25% 49,000-98,000 40% 98,000-644,523 50% 60% >644,523 75%OPHT.O Ophthotech Corp USA 0-20,000 25% 20,000-120,000 40% 120,000-348,221 50% 60% >348,221 75%OPNT.O Opiant Pharmaceuticals Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%OPK.N Opko Health Inc USA 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%OPY Oppenheimer Holdings Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%OPB.O Opus Bank USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%ORCL.K Oracle Corp (All Sessions) USA 0-25,000 5% 25,000-135,239 10% 135,239-540,957 20% 40% >540,957 75%OGEN.A Oragenics Inc USA 0-37,400 25% 37,400-74,800 40% >74800 75% 75%ORMP.O Oramed Pharmaceuticals Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-24,309 50% 60% >24,309 75%ORAN.K Orange SA - ADR USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%OSUR.O OraSure Technologies Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%ORBC.O ORBCOMM Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%OA.N Orbital ATK Inc USA 0-5,000 10% 5,000-25,082 20% 25,082-100,330 35% 45% >100,330 75%ORBK.O Orbotech Ltd USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%ORC Orchid Island Capital Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%TIS Orchids Paper Products Company USA 0-4,000 20% 4,000-25,000 30% 25,000-74,615 50% 60% >74,615 75%ORLY.O O'Reilly Automotive Inc USA 0-6,000 5% 6,000-31,105 10% 31,105-124,422 20% 40% >124,422 75%OREX.O Orexigen Therapeutics Inc USA 0-8,100 25% 8,100-16,200 40% 16,200-78,081 50% 60% >78,081 75%ONVO.O Organovo Holdings Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-489,068 50% 60% >489,068 75%SEED.O Origin Agritech Limited USA 0-10,000 25% 10,000-30,000 40% 30,000-43,911 50% 60% >43,911 75%OESX.O Orion Energy Systems Inc USA 0-14,800 25% 14,800-45,000 40% >45000 75% 75%ORN Orion Marine Group Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-57,569 50% 60% >57,569 75%ORIT.O Oritani Financial Corporation USA 0-5,000 20% 5,000-30,000 30% 30,000-93,434 50% 60% >93,434 75%IX.N ORIX Corp - ADR USA 0-1,000 20% 1,000-6,000 30% 6,000-15,010 50% 60% >15,010 75%ORA.N Ormat Technologies Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%OFIX.O Orthofix International NV USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%OSG OSG - Overseas Shipholding Group Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-269,126 50% 60% >269,126 75%OSK.N Oshkosh Corp USA 0-7,900 10% 7,900-39,281 20% 39,281-157,126 35% 45% >157,126 75%OSIS.O OSI Systems Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%OSIR.O Osiris Therapeutics Inc USA 0-3,500 25% 3,500-7,000 40% 7,000-22,987 50% 60% >22,987 75%OR.N Osisko Gold Royalties Limited USA 0-24,900 15% 24,900-149,400 25% 149,400-498,000 40% 55% >498,000 75%OTEL.O Otelco Inc USA 0-1,100 25% 1,100-3,500 40% 3,500-6,295 50% 60% >6,295 75%OTIC.O Otonomy Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-497,718 50% 60% >497,718 75%OTTR.O Otter Tail Corporation USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%OUT.N Outfront Media Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%OVAS.O OvaScience Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%





OSTK.O Overstock.com Inc USA 0-12,500 20% 12,500-62,746 30% 62,746-250,000 50% 60% >250,000 75%OMI.N Owens & Minor Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%OC.N Owens Corning USA 0-8,100 10% 8,100-40,725 20% 40,725-162,901 35% 45% >162,901 75%ORM.A Owens Realty Mortgage Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-10,103 50% 60% >10,103 75%OI.N Owens-Illinois Inc USA 0-20,000 10% 20,000-200,000 20% 200,000-600,000 35% 45% >600,000 75%OXFD.O Oxford Immunotec Global PLC USA 0-3,000 25% 3,000-20,000 40% 20,000-54,510 50% 60% >54,510 75%OXM Oxford Industries Inc USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%PCAR.O PACCAR Inc USA 0-15,000 5% 15,000-95,847 10% 95,847-383,388 20% 40% >383,388 75%PACB.O Pacific Biosciences of California Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-498,317 50% 60% >498,317 75%ROYT.K Pacific Coast Oil Trust USA 0-8,100 25% 8,100-50,000 40% 50,000-58,714 50% 60% >58,714 75%PACDF.PK Pacific Drilling SA USA 0-16,600 25% 16,600-50,000 40% >50000 75% 75%PEIX.O Pacific Ethanol Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%PPBI.O Pacific Premier Bancorp Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%PCRX.O Pacira Pharmaceuticals Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-317,241 35% 45% >317,241 75%PKG.N Packaging Corp of America USA 0-6,000 10% 6,000-30,243 20% 30,243-120,975 35% 45% >120,975 75%PACW.O PacWest Bancorp USA 0-14,900 10% 14,900-74,608 20% 74,608-298,434 35% 45% >298,434 75%PTIE.O Pain Therapeutics Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%PTN.P Palatin Technologies Inc USA 0-45,000 20% 45,000-275,000 30% 275,000-900,000 50% 60% >900,000 75%PANW.K Palo Alto Networks Inc USA 0-4,800 10% 4,800-23,762 20% 23,762-95,048 35% 45% >95,048 75%PTSI.O PAM Transportation Services Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,762 50% 60% >9,762 75%PAM Pampa Energia SA USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%PAAS.O Pan American Silver Corp USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%P.N Pandora Media Inc USA 0-146,000 10% 146,000-729,759 20% 729,759-2,920,000 35% 45% >2,920,000 75%PHX Panhandle Oil and Gas Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-15,963 50% 60% >15,963 75%PZZA.O Papa John's International Inc USA 0-10,000 10% 10,000-56,022 20% 56,022-224,088 35% 45% >224,088 75%FRSH.O Papa Murphy's Holdings Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-96,455 50% 60% >96,455 75%PARR.A Par Pacific Holdings Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-135,592 50% 60% >135,592 75%PGNPQ.PK Paragon Offshore PLC USA 0-521,500 25% 521,500-1,500,000 40% >1500000 75% 75%PGRE.K Paramount Group Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%PRTK.O Paratek Pharmaceuticals Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%PCYG.O Park City Group Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%PKE Park Electrochemical Corporation USA 0-1,500 25% 1,500-9,000 40% 9,000-27,597 50% 60% >27,597 75%PK Park Hotels & Resorts Inc USA 0-23,200 10% 23,200-115,758 20% 115,758-463,033 35% 45% >463,033 75%PRK.A Park National Corp USA 0-1,000 20% 1,000-6,000 30% 6,000-14,965 50% 60% >14,965 75%PSTB.O Park Sterling Corporation USA 0-7,000 20% 7,000-40,000 30% 40,000-126,852 50% 60% >126,852 75%PKD.N Parker Drilling Co USA 0-15,000 25% 15,000-90,000 40% 90,000-294,105 50% 60% >294,105 75%PH.N Parker Hannifin Corp USA 0-7,000 5% 7,000-36,602 10% 36,602-146,408 20% 40% >146,408 75%PKOH.O Park-Ohio Holdings Corp USA 0-1,000 25% 1,000-6,000 40% 6,000-15,305 50% 60% >15,305 75%PE Parsley Energy Inc USA 0-24,500 10% 24,500-122,700 20% 122,700-490,802 35% 45% >490,802 75%PTNR.O Partner Communications Co Ltd USA 0-2,600 25% 2,600-8,000 40% >8000 75% 75%PRTY.K Party City Holdco Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%PATK.O Patrick Industries Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%PN Patriot National Inc USA 0-11,100 25% 11,100-35,000 40% 35,000-65,980 50% 60% >65,980 75%PEGI.O Pattern Energy Group Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%PDCO.O Patterson Cos Inc USA 0-20,000 10% 20,000-199,820 20% 199,820-650,000 35% 45% >650,000 75%PTEN.O Patterson-UTI Energy Inc USA 0-32,000 10% 32,000-160,028 20% 160,028-640,115 35% 45% >640,115 75%PAYX.O Paychex Inc USA 0-15,000 5% 15,000-103,298 10% 103,298-413,194 20% 40% >413,194 75%PAYC.K Paycom Software Inc USA 0-8,000 10% 8,000-42,268 20% 42,268-169,074 35% 45% >169,074 75%PCTY.O Paylocity Holding Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%PYPL.O PayPal Holdings Inc USA 0-20,000 5% 20,000-90,147 10% 90,147-360,589 20% 40% >360,589 75%PBF.N PBF Energy Inc USA 0-21,300 10% 21,300-106,583 20% 106,583-426,334 35% 45% >426,334 75%PCCC.O PC Connection Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-24,475 50% 60% >24,475 75%PCM PCM Fund Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-27,996 50% 60% >27,996 75%PCMI.O PCM Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%PCTI.O PCTEL Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%PDCE.O PDC Energy Inc USA 0-13,300 10% 13,300-66,700 20% 66,700-266,800 35% 45% >266,800 75%PDFS.O PDF Solutions Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-99,499 50% 60% >99,499 75%PDLI.O PDL BioPharma Inc USA 0-40,000 15% 40,000-240,000 25% 240,000-800,000 40% 55% >800,000 75%PDVW.O pdvWireless Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,690 50% 60% >11,690 75%BTU.N Peabody Energy Corp USA 0-34,800 25% 34,800-100,000 40% >100000 75% 75%PGC.O Peapack-Gladstone Financial Corporation USA 0-1,500 20% 1,500-9,000 30% 9,000-29,550 50% 60% >29,550 75%PEB Pebblebrook Hotel Trust USA 0-10,000 10% 10,000-60,000 20% 60,000-367,493 35% 45% >367,493 75%PEGA.O Pegasystems Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%PCO.O Pendrell Corporation USA 0-2,100 25% 2,100-15,000 40% 15,000-40,919 50% 60% >40,919 75%PGH.N Pengrowth Energy Corp USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%PENN.O Penn National Gaming Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-496,279 35% 45% >496,279 75%PNNT.O PennantPark Investment Corp USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%PWOD.O Penns Woods Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-7,057 50% 60% >7,057 75%PEI Pennsylvania Real Estate Investment Trust USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%PFSI.K PennyMac Financial Services Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%PMT.N PennyMac Mortgage Investment Trust USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%PAG.N Penske Automotive Group Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%PNR.N Pentair Ltd USA 0-7,000 5% 7,000-70,000 10% 70,000-392,064 20% 40% >392,064 75%PEN Penumbra Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%PEBO.O Peoples Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-18,644 50% 60% >18,644 75%PFIS.O Peoples Financial Services Corporation USA 0-1,000 25% 1,000-3,000 40% 3,000-3,413 50% 60% >3,413 75%PBCT.O People's United Financial Inc USA 0-20,000 5% 20,000-200,000 10% 200,000-1,500,000 20% 40% >1,500,000 75%PUB.O People's Utah Ban Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-13,067 50% 60% >13,067 75%PEP.N PepsiCo Inc USA 0-10,000 5% 10,000-59,157 10% 59,157-236,629 20% 40% >236,629 75%PPHM.O Peregrine Pharmaceuticals Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-118,203 50% 60% >118,203 75%PRFT.O Perficient Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-76,512 50% 60% >76,512 75%PFGC.K Performance Food Group Company USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%PSG Performance Sports Group Ltd USA 0-31,000 25% 31,000-95,000 40% 95,000-114,335 50% 60% >114,335 75%PERI.O Perion Network Ltd USA 0-13,300 25% 13,300-80,000 40% 80,000-100,709 50% 60% >100,709 75%PKI.N PerkinElmer Inc USA 0-5,000 10% 5,000-50,000 20% 50,000-300,000 35% 45% >300,000 75%PBT.N Permian Basin Royalty Trust USA 0-3,000 25% 3,000-20,000 40% 20,000-51,317 50% 60% >51,317 75%PTX.O Pernix Therapeutics Holdings Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-131,996 50% 60% >131,996 75%PRGO.K Perrigo Co USA 0-10,000 5% 10,000-76,054 10% 76,054-304,218 20% 40% >304,218 75%PERY.O Perry Ellis International Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-50,616 50% 60% >50,616 75%PGLC.O Pershing Gold Corporation USA 0-4,700 25% 4,700-9,400 40% 9,400-35,404 50% 60% >35,404 75%PETS.O PetMed Express Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%PZE.N Petrobras Argentina SA - ADR USA 0-1,000 25% 1,000-6,000 40% 6,000-17,442 50% 60% >17,442 75%PTR.N PetroChina Co Ltd - ADR USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%PBRa Petroleo Brasileiro SA - A - ADR USA 0-65,600 10% 65,600-328,248 20% 328,248-1,312,000 35% 45% >1,312,000 75%PBR.N Petroleo Brasileiro SA - ADR USA 0-62,300 10% 62,300-311,391 20% 311,391-1,246,000 35% 45% >1,246,000 75%PEO.N Petroleum & Resources Corp USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%PQ.N PetroQuest Energy Inc USA 0-7,200 25% 7,200-14,400 40% 14,400-40,356 50% 60% >40,356 75%PFNX.A Pfenex Inc USA 0-4,200 25% 4,200-8,400 40% 8,400-60,692 50% 60% >60,692 75%PFE.N Pfizer Inc (All Sessions) USA 0-40,000 5% 40,000-190,361 10% 190,361-761,445 20% 40% >761,445 75%PFSW.O PFSweb Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-37,192 50% 60% >37,192 75%PCG.N PG&E Corp USA 0-25,000 5% 25,000-117,120 10% 117,120-468,481 20% 40% >468,481 75%PGTI.O PGT Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%





GLT PH Glatfelter Company USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%PMC PharMerica Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%PZRX.O PhaseRx Inc USA 0-20,200 25% 20,200-40,400 40% 40,400-104,742 50% 60% >104,742 75%PHH.N PHH Corp USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%PHIIK.O PHI Inc USA 0-1,100 25% 1,100-2,200 40% 2,200-19,546 50% 60% >19,546 75%PAHC.O Phibro Animal Health Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%PM.N Philip Morris International Inc USA 0-15,000 5% 15,000-64,744 10% 64,744-258,978 20% 40% >258,978 75%PHI.N Philippine Long Distance Telephone Co - ADR USA 0-2,500 20% 2,500-15,000 30% 15,000-44,485 50% 60% >44,485 75%PSX.N Phillips 66 USA 0-15,000 5% 15,000-71,215 10% 71,215-284,860 20% 40% >284,860 75%PSXP.K Phillips 66 Partners LP USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%FENG.K Phoenix New Media Ltd USA 0-15,000 20% 15,000-90,000 30% 90,000-263,398 50% 60% >263,398 75%PHMD.O PhotoMedex Inc USA 0-12,500 25% 12,500-40,000 40% 40,000-41,624 50% 60% >41,624 75%PLAB.O Photronics Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%DOC Physicians Realty Trust USA 0-25,000 10% 25,000-150,000 20% 150,000-729,360 35% 45% >729,360 75%PICO.O PICO Holdings Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-54,576 50% 60% >54,576 75%PDM Piedmont Office Realty Trust Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%PIR Pier 1 Imports Inc USA 0-50,000 20% 50,000-300,000 30% 300,000-1,000,000 50% 60% >1,000,000 75%PIRS.O Pieris Pharmaceuticals Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-352,120 50% 60% >352,120 75%PPC.O Pilgrim's Pride Corp USA 0-19,300 10% 19,300-96,582 20% 96,582-386,330 35% 45% >386,330 75%PZC PIMCO California Municipal Income Fund III USA 0-1,500 25% 1,500-9,000 40% 9,000-28,930 50% 60% >28,930 75%PTY.N PIMCO Corporate & Income Opportunity Fund USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%PCN.N PIMCO Corporate & Income Strategy Fund USA 0-3,000 20% 3,000-20,000 30% 20,000-56,117 50% 60% >56,117 75%PCI PIMCO Dynamic Credit and Mortgage Income F USA 0-15,000 25% 15,000-90,000 40% 90,000-286,977 50% 60% >286,977 75%PDI.N Pimco Dynamic Income Fund USA 0-5,000 25% 5,000-30,000 40% 30,000-99,640 50% 60% >99,640 75%PHK.N PIMCO High Income Fund USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%PFN.N PIMCO Income Strategy Fund II USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%PML.N PIMCO Municipal Income Fund II USA 0-3,000 20% 3,000-20,000 30% 20,000-57,023 50% 60% >57,023 75%PMX.N PIMCO Municipal Income Fund III USA 0-1,500 25% 1,500-9,000 40% 9,000-28,922 50% 60% >28,922 75%PNK.O Pinnacle Entertainment Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%PNFP.O Pinnacle Financial Partners Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-208,927 35% 45% >208,927 75%PF.N Pinnacle Foods Inc USA 0-12,300 10% 12,300-61,508 20% 61,508-246,034 35% 45% >246,034 75%PNW.N Pinnacle West Capital Corp USA 0-5,000 5% 5,000-50,000 10% 50,000-302,014 20% 40% >302,014 75%PES Pioneer Energy Services Corporation USA 0-25,000 20% 25,000-150,000 30% 150,000-440,133 50% 60% >440,133 75%PXD.N Pioneer Natural Resources Co USA 0-8,000 5% 8,000-41,968 10% 41,968-167,872 20% 40% >167,872 75%PJC.N Piper Jaffray Cos USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%PBI.N Pitney Bowes Inc USA 0-30,000 10% 30,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%PXLW.O Pixelworks Inc USA 0-9,000 20% 9,000-55,000 30% 55,000-180,000 50% 60% >180,000 75%PJT PJT Partners Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%PAA.N Plains All American Pipeline LP USA 0-31,600 10% 31,600-158,131 20% 158,131-632,527 35% 45% >632,527 75%PAGP.K Plains GP Holdings LP USA 0-25,000 10% 25,000-150,000 20% 150,000-619,025 35% 45% >619,025 75%PLNT.K Planet Fitness Inc USA 0-20,000 10% 20,000-110,723 20% 110,723-442,895 35% 45% >442,895 75%PLPM.O Planet Payment Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-194,583 50% 60% >194,583 75%PLT.N Plantronics Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%PAH Platform Specialty Products Corp USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%PLG.A Platinum Group Metals Limited USA 0-33,600 25% 33,600-67,200 40% 67,200-308,440 50% 60% >308,440 75%PLXS.O Plexus Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%PLUG.O Plug Power Inc USA 0-190,000 20% 190,000-1,000,000 30% 1,000,000-3,775,934 50% 60% >3,775,934 75%PSTI.O Pluristem Therapeutics Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%PGEM.K Ply Gem Holdings Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-78,864 50% 60% >78,864 75%PNC.N PNC Financial Services Group Inc USA 0-10,000 5% 10,000-50,347 10% 50,347-201,388 20% 40% >201,388 75%PNM.N PNM Resources Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%PNTR.O Pointer Telocation Limited USA 0-1,000 25% 1,000-6,000 40% 6,000-19,303 50% 60% >19,303 75%PCOM.O Points International Limited USA 0-2,500 25% 2,500-15,000 40% 15,000-43,947 50% 60% >43,947 75%POLA.O Polar Power Inc USA 0-2,800 25% 2,800-15,000 40% 15,000-41,642 50% 60% >41,642 75%PII.N Polaris Industries Inc USA 0-5,600 10% 5,600-27,940 20% 27,940-111,762 35% 45% >111,762 75%PLM.A Polymet Mining Corporation USA 0-21,900 25% 21,900-43,800 40% 43,800-95,370 50% 60% >95,370 75%POL.N PolyOne Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%POOL.O Pool Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-111,585 35% 45% >111,585 75%BPOP.O Popular Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-397,250 35% 45% >397,250 75%PRAA.O Portfolio Recovery Associates Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%POR.N Portland General Electric Co USA 0-9,000 10% 9,000-55,000 20% 55,000-276,304 35% 45% >276,304 75%PTLA.O Portola Pharmaceuticals Inc USA 0-13,600 10% 13,600-68,130 20% 68,130-272,522 35% 45% >272,522 75%PTGCY.PK Portugal Telecom SGPS SA - ADR USA 0-32,800 25% 32,800-100,000 40% >100000 75% 75%POST.K Post Holdings Inc USA 0-8,400 10% 8,400-41,997 20% 41,997-167,988 35% 45% >167,988 75%POT.N Potash Corp of Saskatchewan Inc (US) USA 0-49,900 5% 49,900-349,919 10% 349,919-1,399,676 20% 40% >1,399,676 75%PBPB.O Potbelly Corp USA 0-8,000 20% 8,000-50,000 30% 50,000-155,528 50% 60% >155,528 75%PCH.O Potlatch Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%POWL.O Powell Industries Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-18,687 50% 60% >18,687 75%POWI.O Power Integrations Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%PSIX.O Power Solutions International Inc USA 0-2,100 25% 2,100-15,000 40% 15,000-28,700 50% 60% >28,700 75%PPG.N PPG Industries Inc USA 0-10,000 5% 10,000-58,166 10% 58,166-232,667 20% 40% >232,667 75%PPL.N PPL Corp USA 0-25,000 5% 25,000-183,797 10% 183,797-735,188 20% 40% >735,188 75%PQG PQ Group Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%PRAH.O PRA Health Sciences Inc USA 0-8,400 10% 8,400-42,183 20% 42,183-168,732 35% 45% >168,732 75%PX.N Praxair Inc USA 0-9,000 5% 9,000-44,982 10% 44,982-179,929 20% 40% >179,929 75%PRPO.O Precipio Inc USA 0-10,100 25% 10,100-30,000 40% 30,000-31,036 50% 60% >31,036 75%PDS.N Precision Drilling Corp USA 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%APTS.K Preferred Apartment Communities Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%PFBC.O Preferred Bank/Los Angeles CA USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%PLPC.O Preformed Line Products Company USA 0-1,000 25% 1,000-6,000 40% 6,000-6,601 50% 60% >6,601 75%PINC.O Premier Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%PSDO.O Presidio Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%PBH Prestige Brands Holdings Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%PVG Pretium Resources Inc USA 0-50,000 25% 50,000-292,543 40% 292,543-981,002 50% 60% >981,002 75%PCLN.O priceline.com Inc USA 0-800 5% 800-3,929 10% 3,929-15,719 20% 40% >15,719 75%PSMT.O Pricesmart Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%PBMD.O Prima BioMed Ltd USA 0-6,400 25% 6,400-12,800 40% 12,800-44,172 50% 60% >44,172 75%PRI Primerica Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-133,935 35% 45% >133,935 75%PPP.N Primero Mining Corporation USA 0-190,600 25% 190,600-573,233 40% 573,233-792,148 50% 60% >792,148 75%PRMW.O Primo Water Corporation USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%PRIM.O Primoris Services Corp USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%PFG.N PrIncipal Financial Group Inc USA 0-8,000 5% 8,000-80,000 10% 80,000-392,007 20% 40% >392,007 75%PRA.N ProAssurance Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%PG.N Procter & Gamble Co (All Sessions) USA 0-15,000 5% 15,000-75,657 10% 75,657-302,631 20% 40% >302,631 75%PDEX.O Pro-Dex Inc USA 0-1,900 25% 1,900-5,500 40% 5,500-7,739 50% 60% >7,739 75%IPDN.O Professional Diversity Network LLC USA 0-4,500 25% 4,500-25,000 40% 25,000-58,452 50% 60% >58,452 75%PGNX.O Progenics Pharmaceuticals Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-500,000 50% 60% >500,000 75%PRGS.O Progress Software Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%PGR.N Progressive Corp USA 0-25,000 5% 25,000-131,428 10% 131,428-525,714 20% 40% >525,714 75%PLD.N Prologis Inc USA 0-20,000 5% 20,000-100,724 10% 100,724-402,899 20% 40% >402,899 75%PFPT.O Proofpoint Inc USA 0-7,400 10% 7,400-36,948 20% 36,948-147,795 35% 45% >147,795 75%PUMP.K ProPetro Holding Corporation USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%





PRQR.O ProQR Therapeutics NV USA 0-3,800 25% 3,800-7,600 40% 7,600-37,883 50% 60% >37,883 75%PRO PROS Holdings Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%PSEC.O Prospect Capital Corp USA 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%PB Prosperity Bancshares Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-212,082 35% 45% >212,082 75%PTGX.O Protagonist Therapeutics Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-49,824 50% 60% >49,824 75%PLX Protalix BioTherapeutics Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-655,523 50% 60% >655,523 75%PRTO.O Proteon Therapeutics Inc USA 0-7,200 25% 7,200-14,400 40% 14,400-52,789 50% 60% >52,789 75%PRTA.O Prothena Corp PLC USA 0-7,000 25% 7,000-40,000 40% 40,000-140,000 50% 60% >140,000 75%PRLB.K Proto Labs Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%PVCT.K Provectus Biopharmaceuticals Inc USA 0-251,700 25% 251,700-503,400 40% 503,400-511,450 50% 60% >511,450 75%PRSC.O Providence Service Corporation USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%PFS Provident Financial Services Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%PBIP.O Prudential Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,607 50% 60% >9,607 75%PRU.N Prudential Financial Inc USA 0-10,000 5% 10,000-60,242 10% 60,242-240,968 20% 40% >240,968 75%PUK.N Prudential PLC - ADR USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%PSB.N PS Business Parks Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%PSDV.O pSivida Corporation USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%PTC.O PTC Inc USA 0-10,300 20% 10,300-51,473 30% 51,473-205,895 50% 60% >205,895 75%PTCT.O PTC Therapeutics Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-498,486 50% 60% >498,486 75%PEG.N Public Service Enterprise Group Inc USA 0-20,000 5% 20,000-132,393 10% 132,393-529,575 20% 40% >529,575 75%PSA.N Public Storage USA 0-6,000 5% 6,000-31,533 10% 31,533-126,134 20% 40% >126,134 75%PULM.O Pulmatrix Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%PLSE.O Pulse Biosciences Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-157,294 50% 60% >157,294 75%PHM.N PulteGroup Inc USA 0-40,000 5% 40,000-214,125 10% 214,125-856,500 20% 40% >856,500 75%PBYI.O Puma Biotechnology Inc USA 0-6,500 10% 6,500-32,378 20% 32,378-129,514 35% 45% >129,514 75%PCYO.O Pure Cycle Corporation USA 0-1,900 25% 1,900-10,000 40% 10,000-29,198 50% 60% >29,198 75%PSTG.N Pure Storage Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-792,632 35% 45% >792,632 75%PPT.N Putnam Premier Income Trust USA 0-10,000 20% 10,000-60,000 30% 60,000-198,856 50% 60% >198,856 75%PVH.N PVH Corp USA 0-7,000 5% 7,000-52,326 10% 52,326-209,304 20% 40% >209,304 75%PXS.O Pyxis Tankers Inc USA 0-7,200 25% 7,200-20,000 40% >20000 75% 75%PZN Pzena Investment Management Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-28,675 50% 60% >28,675 75%QTWO.K Q2 Holdings Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%QADA.O QAD Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-19,127 50% 60% >19,127 75%QCRH.O QCR Holdings Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-20,000 50% 60% >20,000 75%QGEN.O QIAGEN NV (US) USA 0-10,000 10% 10,000-100,000 20% 100,000-725,000 35% 45% >725,000 75%QIWI.O QIWI plc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%QRVO.O Qorvo Inc USA 0-10,000 5% 10,000-83,825 10% 83,825-335,302 20% 40% >335,302 75%QTS QTS Realty Trust Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-221,778 35% 45% >221,778 75%QUAD.K Quad Graphics Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%KWR Quaker Chemical Corp USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%QCOM.O QUALCOMM Inc USA 0-20,000 5% 20,000-103,298 10% 103,298-413,194 20% 40% >413,194 75%QCP Quality Care Properties Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%QSII.O Quality Systems Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%QLYS.O Qualys Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%NX.N Quanex Building Products Corp USA 0-4,000 20% 4,000-25,000 30% 25,000-68,435 50% 60% >68,435 75%PWR.N Quanta Services Inc USA 0-10,000 5% 10,000-100,000 10% 100,000-744,419 20% 40% >744,419 75%QTNA.O Quantenna Communications Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%QTM Quantum Corporation USA 0-9,000 20% 9,000-55,000 30% 55,000-172,160 50% 60% >172,160 75%QTRH.O Quarterhill Inc USA 0-7,700 25% 7,700-45,000 40% 45,000-53,896 50% 60% >53,896 75%QD Qudian Inc USA 0-24,200 25% 24,200-121,228 40% 121,228-484,000 50% 60% >484,000 75%DGX.N Quest Diagnostics Inc USA 0-8,000 5% 8,000-72,460 10% 72,460-289,842 20% 40% >289,842 75%QRHC.O Quest Resource Holding Corporation USA 0-10,800 25% 10,800-30,000 40% 30,000-43,464 50% 60% >43,464 75%QUIK.O QuickLogic Corporation USA 0-10,000 25% 10,000-60,000 40% 60,000-191,758 50% 60% >191,758 75%QDEL.O Quidel Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%QNST.O QuinStreet Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%QUMU.O Qumu Corp USA 0-5,400 25% 5,400-15,000 40% >15000 75% 75%QHC.N Quorum Health Corporation USA 0-9,000 20% 9,000-55,000 30% 55,000-177,573 50% 60% >177,573 75%QTNT.O Quotient Limited USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%QUOT.K Quotient Technology Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%RCM.O R1 RCM Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%RARX.O Ra Pharmaceuticals Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-60,000 50% 60% >60,000 75%RADA.O RADA Electronic Industries Limited USA 0-10,000 25% 10,000-60,000 40% 60,000-194,725 50% 60% >194,725 75%RDCM.O Radcom Limited USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%RDN.N Radian Group Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-678,190 35% 45% >678,190 75%RLGT.K Radiant Logistics Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-120,000 50% 60% >120,000 75%RSYS.O Radisys Corp USA 0-17,700 25% 17,700-110,000 40% 110,000-161,860 50% 60% >161,860 75%RDUS.O Radius Health Inc USA 0-23,700 25% 23,700-118,683 40% 118,683-474,000 50% 60% >474,000 75%RDNT.O RadNet Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-118,754 50% 60% >118,754 75%RDWR.O RADWARE Ltd USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%RAS RAIT Financial Trust USA 0-33,400 25% 33,400-200,000 40% 200,000-489,520 50% 60% >489,520 75%RL.N Ralph Lauren Corp USA 0-10,000 5% 10,000-76,994 10% 76,994-307,976 20% 40% >307,976 75%RMBS.O Rambus Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%RPT.N Ramco-Gershenson Properties Trust USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%GOLD.O Randgold Resources Ltd - ADR USA 0-7,400 10% 7,400-36,830 20% 36,830-148,000 35% 45% >148,000 75%RPD.O Rapid7 Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%REEMF.PK Rare Element Resources Ltd USA 0-58,000 25% 58,000-116,000 40% >116000 75% 75%RAVN.O Raven Industries Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%RJF.N Raymond James Financial Inc USA 0-8,000 10% 8,000-39,916 20% 39,916-159,664 35% 45% >159,664 75%RYAM.K Rayonier Advanced Materials Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%RYN.N Rayonier Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%RTN.N Raytheon Co USA 0-7,000 5% 7,000-36,091 10% 36,091-144,364 20% 40% >144,364 75%ROLL.O RBC Bearings Inc USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%RICK.O RCI Hospitality Holdings Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-36,503 50% 60% >36,503 75%RMAX.K RE MAX Holdings Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%RDI.O Reading International Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%RGSE.O Real Goods Solar Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%RELY.O Real Industry Inc USA 0-20,500 25% 20,500-120,000 40% 120,000-249,474 50% 60% >249,474 75%RNWK.O RealNetworks Inc USA 0-3,200 25% 3,200-20,000 40% 20,000-22,170 50% 60% >22,170 75%RLGY.K Realogy Holdings Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-506,454 35% 45% >506,454 75%RP.O RealPage Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%O.N Realty Income Corp USA 0-15,000 5% 15,000-118,535 10% 118,535-474,142 20% 40% >474,142 75%UTG Reaves Utility Income Fund USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%RCON.O Recon Technology Limited USA 0-8,700 25% 8,700-50,000 40% 50,000-151,919 50% 60% >151,919 75%RHT.N Red Hat Inc USA 0-10,000 5% 10,000-53,712 10% 53,712-214,849 20% 40% >214,849 75%RLH.N Red Lion Hotels Corp USA 0-1,600 25% 1,600-9,500 40% 9,500-28,408 50% 60% >28,408 75%RRGB.O Red Robin Gourmet Burgers Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%RDFN.O Redfin Corporation USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%RDHL.O RedHill Biopharma Limited USA 0-3,000 25% 3,000-20,000 40% 20,000-50,312 50% 60% >50,312 75%RWT.N Redwood Trust Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%RGC.N Regal Entertainment Group USA 0-44,100 10% 44,100-220,714 20% 220,714-882,859 35% 45% >882,859 75%RBC.N Regal-Beloit Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%REG.N Regency Centers Corp USA 0-10,000 10% 10,000-50,188 20% 50,188-200,752 35% 45% >200,752 75%





REGN.O Regeneron Pharmaceuticals Inc USA 0-3,000 5% 3,000-16,487 10% 16,487-65,951 20% 40% >65,951 75%RGNX.O Regenxbio Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-156,097 50% 60% >156,097 75%RM Regional Management Corporation USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%RF.N Regions Financial Corp USA 0-90,000 5% 90,000-439,683 10% 439,683-1,758,734 20% 40% >1,758,734 75%RGS.N Regis Corp USA 0-6,000 20% 6,000-35,000 30% 35,000-110,174 50% 60% >110,174 75%RGA.N Reinsurance Group of America Inc USA 0-4,500 10% 4,500-22,289 20% 22,289-89,159 35% 45% >89,159 75%REIS.O Reis Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-10,238 50% 60% >10,238 75%RS.N Reliance Steel & Aluminum Co USA 0-8,000 10% 8,000-44,137 20% 44,137-176,548 35% 45% >176,548 75%RELX.K Relx PLC USA 0-3,000 20% 3,000-20,000 30% 20,000-54,160 50% 60% >54,160 75%MARK.O Remark Holdings Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-160,000 50% 60% >160,000 75%RNR.N RenaissanceRe Holdings Ltd USA 0-4,800 10% 4,800-23,872 20% 23,872-95,490 35% 45% >95,490 75%RNST.O Renasant Corporation USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%SOL.N ReneSola Ltd - ADR USA 0-4,600 25% 4,600-30,000 40% >30000 75% 75%REGI.O Renewable Energy Group Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%RNVA.O Rennova Health Inc USA 0-22,600 25% 22,600-45,200 40% 45,200-80,548 50% 60% >80,548 75%RENN.K Renren Inc - ADR USA 0-6,000 20% 6,000-35,000 30% 35,000-114,031 50% 60% >114,031 75%RCII.O Rent-A-Center Inc USA 0-40,000 15% 40,000-240,000 25% 240,000-800,000 40% 55% >800,000 75%RTK.O Rentech Inc USA 0-66,700 25% 66,700-133,400 40% 133,400-207,180 50% 60% >207,180 75%RGEN.O Repligen Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%RPRX.O Repros Therapeutics Inc USA 0-32,900 25% 32,900-65,800 40% 65,800-385,324 50% 60% >385,324 75%RJET.O Republic Airways Holdings Inc USA 0-10,200 25% 10,200-30,000 40% >30000 75% 75%RBCAA.O Republic Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,715 50% 60% >9,715 75%FRBK.O Republic First Bancorp Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-94,822 50% 60% >94,822 75%RSG.N Republic Services Inc USA 0-8,000 5% 8,000-80,000 10% 80,000-420,488 20% 40% >420,488 75%RSLS.O Reshape Lifesciences Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%RMD.N ResMed Inc (US) USA 0-8,000 10% 8,000-40,151 20% 40,151-160,606 35% 45% >160,606 75%REN.N Resolute Energy Corporation USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%RFP.N Resolute Forest Products Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-108,327 50% 60% >108,327 75%RSO.N Resource Capital Corp USA 0-7,000 20% 7,000-40,000 30% 40,000-137,609 50% 60% >137,609 75%RECN.O Resources Connection Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%QSR Restaurant Brands International Inc (US) USA 0-10,000 5% 10,000-100,000 10% 100,000-200,000 20% 40% >200,000 75%RH.N Restoration Hardware Holdings Inc USA 0-7,800 15% 7,800-38,987 25% 38,987-155,950 40% 55% >155,950 75%ROIC.O Retail Opportunity Investments Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%RPAI.K Retail Properties of America Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%RTRX.O Retrophin Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-147,535 50% 60% >147,535 75%REVG.N REV Group Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%RVNC.O Revance Therapeutics Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-88,706 50% 60% >88,706 75%REV.N Revlon Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%RWLK.O ReWalk Robotics Ltd USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%REX REX American Resources Corp USA 0-1,500 15% 1,500-9,000 25% 9,000-27,741 40% 55% >27,741 75%REXX.O Rex Energy Corp USA 0-6,200 25% 6,200-12,400 40% 12,400-67,682 50% 60% >67,682 75%RNN Rexahn Pharmaceuticals Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%REXR.K Rexford Industrial Realty Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%RXN.N Rexnord Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%RYTM.O Rhythm Pharmaceuticals Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%RMP.N Rice Midstream Partners LP USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%RIBT.O RiceBran Technologies USA 0-10,800 25% 10,800-30,000 40% >30000 75% 75%RELL.O Richardson Electronics Limited USA 0-2,100 25% 2,100-6,500 40% 6,500-12,175 50% 60% >12,175 75%RIC.N Richmont Mines Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%RIGL.O Rigel Pharmaceuticals Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-600,000 50% 60% >600,000 75%RNET.O RigNet Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%REI.A Ring Energy Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%RNG.N RingCentral Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-289,057 35% 45% >289,057 75%RIO.N Rio Tinto PLC - ADR USA 0-13,500 10% 13,500-67,360 20% 67,360-270,000 35% 45% >270,000 75%REDU.O RISE Education Cayman Ltd USA 0-35,000 25% 35,000-210,000 40% 210,000-685,452 50% 60% >685,452 75%RBA.N Ritchie Bros Auctioneers Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%RAD.N Rite Aid Corp USA 0-424,800 10% 424,800-2,124,203 20% 2,124,203-8,496,815 35% 45% >8,496,815 75%RTTR.P Ritter Pharmaceuticals Inc USA 0-39,300 25% 39,300-78,600 40% 78,600-363,017 50% 60% >363,017 75%RVSB.O Riverview Bancorp Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-52,652 50% 60% >52,652 75%RLI.N RLI Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%RLJ RLJ Lodging Trust USA 0-25,000 10% 25,000-150,000 20% 150,000-630,136 35% 45% >630,136 75%RRTS.K Roadrunner Transportation Systems Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%RHI.N Robert Half International Inc USA 0-8,000 5% 8,000-80,000 10% 80,000-500,000 20% 40% >500,000 75%ROK.N Rockwell Automation Inc USA 0-6,000 5% 6,000-34,629 10% 34,629-138,518 20% 40% >138,518 75%RMTI.O Rockwell Medical Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-120,000 50% 60% >120,000 75%RMCF.O Rocky Mountain Chocolate Factory Inc USA 0-1,200 25% 1,200-3,500 40% 3,500-6,078 50% 60% >6,078 75%ROG.N Rogers Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%ROKA.O Roka Bioscience Inc USA 0-13,400 25% 13,400-26,800 40% 26,800-219,998 50% 60% >219,998 75%ROKU.O Roku Inc USA 0-20,100 25% 20,100-100,300 40% 100,300-402,000 50% 60% >402,000 75%ROL Rollins Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%RTNB.O root9B Holdings Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-372,280 50% 60% >372,280 75%ROP.N Roper Industries Inc USA 0-3,000 5% 3,000-25,832 10% 25,832-103,330 20% 40% >103,330 75%ROSG.O Rosetta Genomics Limited USA 0-18,800 25% 18,800-37,600 40% 37,600-87,652 50% 60% >87,652 75%RST Rosetta Stone Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-50,861 50% 60% >50,861 75%ROST.O Ross Stores Inc USA 0-20,000 5% 20,000-101,429 10% 101,429-405,717 20% 40% >405,717 75%ROVI.O Rovi Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%RDC.N Rowan Cos PLC USA 0-43,700 10% 43,700-218,688 20% 218,688-874,754 35% 45% >874,754 75%RY.N Royal Bank of Canada (US) USA 0-15,000 5% 15,000-84,915 10% 84,915-339,663 20% 40% >339,663 75%RBS.N Royal Bank of Scotland Group PLC - ADR USA 0-20,000 15% 20,000-120,000 25% 120,000-400,000 40% 55% >400,000 75%RCL.N Royal Caribbean Cruises Ltd (US) USA 0-10,000 5% 10,000-53,695 10% 53,695-214,780 20% 40% >214,780 75%RDSa.N Royal Dutch Shell PLC - A - ADR USA 0-10,400 10% 10,400-52,190 20% 52,190-208,000 35% 45% >208,000 75%RDSb Royal Dutch Shell PLC - B - ADR USA 0-10,100 10% 10,100-50,530 20% 50,530-202,000 35% 45% >202,000 75%RGLD.O Royal Gold Inc USA 0-7,800 10% 7,800-38,955 20% 38,955-155,822 35% 45% >155,822 75%RES.N RPC Inc USA 0-25,000 10% 25,000-134,693 20% 134,693-538,772 35% 45% >538,772 75%RPM.N RPM International Inc USA 0-13,000 10% 13,000-64,933 20% 64,933-259,735 35% 45% >259,735 75%RPXC.O RPX Corp USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%RRD.N RR Donnelley & Sons Co USA 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%RSPP.N RSP Permian Inc USA 0-17,600 10% 17,600-87,832 20% 87,832-351,329 35% 45% >351,329 75%RTIX.O RTI Surgical Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%RBYCF.PK Rubicon Minerals Corp USA 0-11,600 25% 11,600-23,200 40% >23200 75% 75%RUBI.K Rubicon Project Inc/The USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%RBCN.O Rubicon Technology Inc USA 0-1,700 25% 1,700-5,000 40% 5,000-7,099 50% 60% >7,099 75%RT.N Ruby Tuesday Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%RTEC.K Rudolph Technologies Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%RUSHA.O Rush Enterprises Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%RUTH.O Ruth's Hospitality Group Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%RXII.O RXi Pharmaceuticals Corporation USA 0-24,600 25% 24,600-49,200 40% 49,200-232,330 50% 60% >232,330 75%RYAAY.O Ryanair Holdings PLC - ADR USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%RYB RYB Education Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%R.N Ryder System Inc USA 0-10,000 10% 10,000-84,515 20% 84,515-338,063 35% 45% >338,063 75%RYI Ryerson Holding Corporation USA 0-8,000 20% 8,000-50,000 30% 50,000-159,290 50% 60% >159,290 75%RHP Ryman Hospitality Properties Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%





SPGI.N S&P Global Inc USA 0-8,000 5% 8,000-42,500 10% 42,500-170,001 20% 40% >170,001 75%STBA.O S&T Bancorp Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-37,743 50% 60% >37,743 75%SBR Sabine Royalty Trust USA 0-1,000 25% 1,000-6,000 40% 6,000-10,062 50% 60% >10,062 75%SBRA.O Sabra Health Care REIT Inc USA 0-30,000 10% 30,000-171,377 20% 171,377-685,508 35% 45% >685,508 75%SABR.O Sabre Corp USA 0-35,200 10% 35,200-176,175 20% 176,175-704,701 35% 45% >704,701 75%SAEX.O SAExploration Holdings Inc USA 0-7,700 25% 7,700-15,400 40% 15,400-35,188 50% 60% >35,188 75%SB.N Safe Bulkers Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%SFE Safeguard Scientifics Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%SAFT.O Safety Insurance Group Inc USA 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%SGA.A Saga Communications Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-3,258 50% 60% >3,258 75%SAGE.O Sage Therapeutics Inc USA 0-6,900 25% 6,900-34,725 40% 34,725-138,900 50% 60% >138,900 75%SAIA.O Saia Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%CRM.N Salesforce.com Inc USA 0-15,000 5% 15,000-63,378 10% 63,378-253,515 20% 40% >253,515 75%SBH.N Sally Beauty Holdings Inc USA 0-35,000 10% 35,000-205,737 20% 205,737-822,948 35% 45% >822,948 75%SJT.N San Juan Basin Royalty Trust USA 0-4,000 25% 4,000-25,000 40% 25,000-72,818 50% 60% >72,818 75%SN.N Sanchez Energy Corp USA 0-90,000 20% 90,000-550,000 30% 550,000-1,722,714 50% 60% >1,722,714 75%SAFM.O Sanderson Farms Inc USA 0-4,200 10% 4,200-21,039 20% 21,039-84,158 35% 45% >84,158 75%SD.N SandRidge Energy Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-129,672 50% 60% >129,672 75%SDT.N SandRidge Mississippian Trust I USA 0-10,700 25% 10,700-30,000 40% 30,000-36,800 50% 60% >36,800 75%PER.N SandRidge Permian Trust USA 0-4,900 25% 4,900-30,000 40% 30,000-76,487 50% 60% >76,487 75%SAND.A Sandstorm Gold Ltd (US) USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%SASR.O Sandy Spring Bancorp Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%SGMO.O Sangamo Biosciences Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-700,000 50% 60% >700,000 75%SANM.O Sanmina Corp USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%SNY.N Sanofi - ADR USA 0-14,800 10% 14,800-74,111 20% 74,111-296,000 35% 45% >296,000 75%SC Santander Consumer USA Holdings Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-824,474 35% 45% >824,474 75%SAP.N SAP AG - ADR USA 0-5,900 10% 5,900-29,620 20% 29,620-118,000 35% 45% >118,000 75%SPNS.O Sapiens International Corporation NV USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%SPPJY.PK Sappi Ltd - ADR USA 0-2,000 25% 2,000-6,000 40% >6000 75% 75%SAR Saratoga Investment Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-11,134 50% 60% >11,134 75%SRPT.O Sarepta Therapeutics Inc USA 0-12,300 10% 12,300-61,576 20% 61,576-246,307 35% 45% >246,307 75%SSL.N Sasol Ltd - ADR USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%BFS.N Saul Centers Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-17,825 50% 60% >17,825 75%SVRA.O Savara Inc. USA 0-3,000 25% 3,000-20,000 40% 20,000-59,986 50% 60% >59,986 75%SBAC.O SBA Communications Corp USA 0-8,000 5% 8,000-39,479 10% 39,479-157,916 20% 40% >157,916 75%SCG.N SCANA Corp USA 0-10,000 5% 10,000-100,000 10% 100,000-607,191 20% 40% >607,191 75%SCSC.O ScanSource Inc USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%SLB.N Schlumberger Ltd (All Sessions) USA 0-20,000 5% 20,000-101,460 10% 101,460-405,841 20% 40% >405,841 75%SMIT.O Schmitt Industries Inc USA 0-6,700 25% 6,700-20,000 40% >20000 75% 75%SNDR.K Schneider National Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SCHN.O Schnitzer Steel Industries Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%SCHL.O Scholastic Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%SWM.N Schweitzer-Mauduit International Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%SAIC.K Science Applications International Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%SGMS.O Scientific Games Corp USA 0-14,200 10% 14,200-70,882 20% 70,882-283,528 35% 45% >283,528 75%SALT.K Scorpio Bulkers Inc USA 0-20,000 15% 20,000-120,000 25% 120,000-385,578 40% 55% >385,578 75%STNG.K Scorpio Tankers Inc USA 0-50,000 10% 50,000-300,000 20% 300,000-1,000,000 35% 45% >1,000,000 75%SMG.N Scotts Miracle-Gro Co USA 0-6,000 10% 6,000-33,813 20% 33,813-135,252 35% 45% >135,252 75%SNI.O Scripps Networks Interactive Inc USA 0-15,000 5% 15,000-84,238 10% 84,238-336,953 20% 40% >336,953 75%SCYX.O SCYNEXIS Inc USA 0-7,600 25% 7,600-15,200 40% 15,200-145,797 50% 60% >145,797 75%SE Sea Limited USA 0-80,000 20% 80,000-453,125 30% >453125 75% 75%SEB Seaboard Corp USA 0-200 20% 200-600 30% >600 75% 75%SA.N Seabridge Gold Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-286,833 50% 60% >286,833 75%SEAC.O SeaChange International Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-40,717 50% 60% >40,717 75%SBCF.O Seacoast Banking Corp of Florida USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%CKH.N SEACOR Holdings Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%SMHI.K SEACOR Marine Holdings Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-92,029 50% 60% >92,029 75%SDLP.K Seadrill Partners LLC USA 0-10,000 20% 10,000-60,000 30% 60,000-195,966 50% 60% >195,966 75%STX.O Seagate Technology PLC USA 0-17,500 10% 17,500-87,500 20% 87,500-350,000 35% 45% >350,000 75%SEE.N Sealed Air Corp USA 0-15,000 5% 15,000-150,000 10% 150,000-601,578 20% 40% >601,578 75%SHIP.O Seanergy Maritime Holdings Corporation USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%SHLD.O Sears Holdings Corp USA 0-35,000 15% 35,000-210,000 25% 210,000-700,000 40% 55% >700,000 75%SHOS.O Sears Hometown and Outlet Stores Inc USA 0-8,100 25% 8,100-25,000 40% 25,000-39,815 50% 60% >39,815 75%SSW.N Seaspan Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%SPNE.O SeaSpine Holdings Corporation USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%SGEN.O Seattle Genetics Inc USA 0-11,500 10% 11,500-57,539 20% 57,539-230,158 35% 45% >230,158 75%SEAS.K SeaWorld Entertainment Inc USA 0-40,000 10% 40,000-240,000 20% 240,000-800,000 35% 45% >800,000 75%EYES.O Second Sight Medical Products Inc USA 0-11,300 25% 11,300-22,600 40% 22,600-213,752 50% 60% >213,752 75%SCWX.O SecureWorks Corporation USA 0-3,000 25% 3,000-20,000 40% 20,000-57,070 50% 60% >57,070 75%SNFCA.O Security National Financial Corporation USA 0-2,400 25% 2,400-7,000 40% >7000 75% 75%SEIC.O SEI Investments Co USA 0-8,000 10% 8,000-50,000 20% 50,000-206,246 35% 45% >206,246 75%WTTR.K Select Energy Services Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%SIR.O Select Income REIT USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%SEM Select Medical Holdings Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%SIGI.O Selective Insurance Group Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%SEMG.K SemGroup Corporation USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%SMI.N Semiconductor Manufacturing International Corp USA 0-6,000 20% 6,000-35,000 30% 35,000-120,000 50% 60% >120,000 75%SRE.N Sempra Energy USA 0-9,000 5% 9,000-55,064 10% 55,064-220,259 20% 40% >220,259 75%SMTC.O Semtech Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%SENEA.O Seneca Foods Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-10,667 50% 60% >10,667 75%SNES.O SenesTech Inc USA 0-6,800 25% 6,800-13,600 40% 13,600-94,492 50% 60% >94,492 75%SNH.N Senior Housing Properties Trust USA 0-20,000 10% 20,000-120,000 20% 120,000-695,516 35% 45% >695,516 75%SNMX.O Senomyx Inc USA 0-15,000 25% 15,000-30,000 40% 30,000-100,018 50% 60% >100,018 75%ST.N Sensata Technologies Holding NV USA 0-13,900 10% 13,900-69,638 20% 69,638-278,555 35% 45% >278,555 75%SENS.P Senseonics Holdings Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-287,815 50% 60% >287,815 75%SXT Sensient Technologies Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%SQNS.N Sequans Communications SA USA 0-15,000 25% 15,000-90,000 40% 90,000-263,628 50% 60% >263,628 75%SQBG.O Sequential Brands Group Inc USA 0-9,500 25% 9,500-55,000 40% 55,000-143,906 50% 60% >143,906 75%MCRB.O Seres Therapeutics Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%SRG Seritage Growth Properties USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%SCI.N Service Corp International USA 0-15,000 10% 15,000-90,000 20% 90,000-383,333 35% 45% >383,333 75%SERV.N ServiceMaster Global Holdings Inc USA 0-14,200 10% 14,200-71,093 20% 71,093-284,374 35% 45% >284,374 75%NOW.N ServiceNow Inc USA 0-5,300 10% 5,300-26,472 20% 26,472-105,889 35% 45% >105,889 75%SREV.O ServiceSource International Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-112,883 50% 60% >112,883 75%SFBS.O ServisFirst Bancshares Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-76,345 40% 55% >76,345 75%SSE.N Seventy Seven Energy Inc USA 0-121,300 25% 121,300-375,000 40% >375000 75% 75%SFXEQ.PK SFX Entertainment Inc USA 0-1,026,200 25% 1,026,200-3,000,000 40% >3000000 75% 75%SHAK.K Shake Shack Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SMED.O Sharps Compliance Corporation USA 0-3,200 25% 3,200-6,400 40% 6,400-8,561 50% 60% >8,561 75%SHSP.O SharpSpring Inc USA 0-3,000 25% 3,000-20,000 40% >20000 75% 75%SJR.N Shaw Communications Inc (US) USA 0-7,000 5% 7,000-70,000 10% 70,000-700,000 20% 40% >700,000 75%SHLX.K Shell Midstream Partners LP USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%





SHEN.O Shenandoah Telecommunications Co USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%SHW.N Sherwin-Williams Co USA 0-3,000 5% 3,000-17,126 10% 17,126-68,505 20% 40% >68,505 75%SHLO.O Shiloh Industries Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%SHG.N Shinhan Financial Group Co Ltd - ADR USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%SFL.N Ship Finance International Ltd USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%SHPG.O Shire PLC - ADR USA 0-4,800 10% 4,800-23,760 20% 23,760-96,000 35% 45% >96,000 75%SCVL.O Shoe Carnival Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%SHOP.K Shopify Inc USA 0-6,700 10% 6,700-33,346 20% 33,346-133,386 35% 45% >133,386 75%SFLY.O Shutterfly Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%SSTK.K Shutterstock Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%SBGL.K Sibanye Gold Ltd - ADR USA 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%SIEN.O Sientra Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%BSRR.O Sierra Ban Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-15,787 50% 60% >15,787 75%SRRA.O Sierra Oncology Inc USA 0-8,000 25% 8,000-50,000 40% 50,000-159,607 50% 60% >159,607 75%SWIR.O Sierra Wireless Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%SIFY.O Sify Technologies Limited USA 0-9,100 25% 9,100-55,000 40% 55,000-69,186 50% 60% >69,186 75%SIGM.O Sigma Designs Inc USA 0-6,000 20% 6,000-35,000 30% 35,000-120,000 50% 60% >120,000 75%SGMA.O SigmaTron International Inc USA 0-1,400 25% 1,400-8,500 40% 8,500-11,274 50% 60% >11,274 75%SBNY.O Signature Bank/New York NY USA 0-5,300 10% 5,300-26,694 20% 26,694-106,779 35% 45% >106,779 75%SIG.N Signet Jewelers Ltd (US) USA 0-3,000 15% 3,000-15,000 25% 15,000-30,000 40% 55% >30,000 75%SLGN.O Silgan Holdings Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%SILC.O Silicom Ltd USA 0-1,500 20% 1,500-9,000 30% 9,000-26,634 50% 60% >26,634 75%SLAB.O Silicon Laboratories Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%SIMO.O Silicon Motion Technology Corp - ADR USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%SPIL.O Siliconware Precision Industries Co - ADR USA 0-3,000 25% 3,000-20,000 40% 20,000-59,476 50% 60% >59,476 75%SRAQ.O Silver Run Acquisition Corporation USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%SSNI.K Silver Spring Networks Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SBOW.K SilverBow Resources Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-15,525 50% 60% >15,525 75%SVM.P Silvercorp Metals Inc USA 0-19,900 20% 19,900-119,400 30% 119,400-398,000 50% 60% >398,000 75%SFNC.O Simmons First National Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%SPG.N Simon Property Group Inc USA 0-8,000 5% 8,000-40,732 10% 40,732-162,931 20% 40% >162,931 75%SSD.N Simpson Manufacturing Co Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%SLP.O Simulations Plus Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%SINA.O SINA Corp USA 0-6,300 10% 6,300-31,509 20% 31,509-126,039 35% 45% >126,039 75%SBGI.O Sinclair Broadcast Group Inc USA 0-21,000 10% 21,000-105,039 20% 105,039-420,157 35% 45% >420,157 75%SINO.O Sino-Global Shipping America Limited USA 0-7,000 25% 7,000-40,000 40% 40,000-127,137 50% 60% >127,137 75%SHI.N Sinopec Shanghai Petrochemical Co Ltd - ADR USA 0-1,000 20% 1,000-6,000 30% 6,000-12,256 50% 60% >12,256 75%SVA.O Sinovac Biotech Ltd USA 0-3,000 25% 3,000-20,000 40% 20,000-58,781 50% 60% >58,781 75%SIRI.O Sirius XM Holdings Inc USA 0-160,000 5% 160,000-1,249,063 10% 1,249,063-4,996,254 20% 40% >4,996,254 75%SITE.K SiteOne Landscape Supply Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-199,910 35% 45% >199,910 75%SITO.O SITO Mobile Limited USA 0-6,000 20% 6,000-35,000 30% 35,000-117,276 50% 60% >117,276 75%SIX.N Six Flags Entertainment Corp USA 0-10,300 10% 10,300-51,561 20% 51,561-206,246 35% 45% >206,246 75%SJW SJW Corporation USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%SKM.N SK Telecom Co Ltd - ADR USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%SKX.N Skechers U.S.A. Inc USA 0-20,800 20% 20,800-104,218 30% 104,218-416,875 50% 60% >416,875 75%SKYS.O Sky Solar Holdings Limited USA 0-7,600 25% 7,600-25,000 40% 25,000-25,054 50% 60% >25,054 75%SKLN.O Skyline Medical Inc USA 0-9,100 25% 9,100-18,200 40% 18,200-177,437 50% 60% >177,437 75%SPU.O SkyPeople Fruit Juice Inc USA 0-5,100 25% 5,100-30,000 40% 30,000-61,064 50% 60% >61,064 75%SKYW.O SkyWest Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%SWKS.O Skyworks Solutions Inc USA 0-10,000 5% 10,000-60,411 10% 60,411-241,644 20% 40% >241,644 75%SLG.N SL Green Realty Corp USA 0-6,000 5% 6,000-60,000 10% 60,000-267,093 20% 40% >267,093 75%SNBR.O Sleep Number Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%SLM.O SLM Corp USA 0-45,000 10% 45,000-275,000 20% 275,000-1,315,581 35% 45% >1,315,581 75%SM.N SM Energy Co USA 0-30,600 10% 30,600-152,841 20% 152,841-611,365 35% 45% >611,365 75%SFS Smart & Final Stores Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-283,943 40% 55% >283,943 75%SGH.O SMART Global Holdings Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%SNN.N Smith & Nephew PLC - ADR USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%SMSI.O Smith Micro Software Inc USA 0-7,300 25% 7,300-20,000 40% 20,000-35,436 50% 60% >35,436 75%SNAP.N Snap Inc (All Sessions) USA 0-52,800 10% 52,800-264,053 20% 264,053-1,056,215 35% 45% >1,056,215 75%SNA.N Snap-on Inc USA 0-5,000 5% 5,000-42,792 10% 42,792-171,168 20% 40% >171,168 75%SRAX.O Social Reality Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%SQM.N Sociedad Quimica y Minera de Chile SA - ADR USA 0-11,500 10% 11,500-57,738 20% 57,738-230,955 35% 45% >230,955 75%SODA.O SodaStream International Ltd USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%SOGO.K Sogou Inc USA 0-48,200 25% 48,200-240,794 40% 240,794-964,000 50% 60% >964,000 75%SOHU.O Sohu.com Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%SLRC.O Solar Capital Ltd USA 0-2,500 20% 2,500-15,000 30% 15,000-47,812 50% 60% >47,812 75%SEDG.O SolarEdge Technologies Inc USA 0-15,000 10% 15,000-87,418 20% 87,418-349,672 35% 45% >349,672 75%SOI Solaris Oilfield Infrastructure Inc USA 0-8,000 20% 8,000-50,000 30% 50,000-148,495 50% 60% >148,495 75%SLNO.O Soleno Therapeutics Inc USA 0-6,400 25% 6,400-12,800 40% 12,800-13,951 50% 60% >13,951 75%XPL.A Solitario Exploration & Royalty Corporation USA 0-23,600 25% 23,600-47,200 40% >47200 75% 75%SAH Sonic Automotive Inc USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%SONC.O Sonic Corp USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%SON.N Sonoco Products Co USA 0-8,000 10% 8,000-50,000 20% 50,000-262,908 35% 45% >262,908 75%SNOA.O Sonoma Pharmaceuticals Inc USA 0-3,000 25% 3,000-6,000 40% 6,000-13,738 50% 60% >13,738 75%SONS.O Sonus Networks Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-189,363 50% 60% >189,363 75%SNE.N Sony Corp - ADR USA 0-14,400 10% 14,400-72,154 20% 72,154-288,000 35% 45% >288,000 75%SPHS.O Sophiris Bio Inc USA 0-6,100 25% 6,100-12,200 40% 12,200-114,272 50% 60% >114,272 75%SORL.O SORL Auto Parts Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-360,606 50% 60% >360,606 75%SRNE.O Sorrento Therapeutics Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-500,000 50% 60% >500,000 75%BID.N Sotheby's USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%SFUN.K SouFun Holdings Ltd - ADR USA 0-35,000 10% 35,000-210,000 20% 210,000-700,000 35% 45% >700,000 75%SOR Source Capital Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,068 50% 60% >9,068 75%SJI.N South Jersey Industries Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%SSB.O South State Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%SOUHY.PK South32 Ltd (US) USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%SXE Southcross Energy Partners LP USA 0-6,900 25% 6,900-40,000 40% 40,000-68,158 50% 60% >68,158 75%SO.N Southern Co USA 0-25,000 5% 25,000-129,867 10% 129,867-519,470 20% 40% >519,470 75%SCCO.K Southern Copper Corp USA 0-15,000 10% 15,000-75,950 20% 75,950-303,803 35% 45% >303,803 75%SBSI.O Southside Bancshares Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%LUV.N Southwest Airlines Co USA 0-25,000 5% 25,000-124,696 10% 124,696-498,784 20% 40% >498,784 75%SWX.N Southwest Gas Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%SWN.N Southwestern Energy Co USA 0-200,000 10% 200,000-1,000,000 20% 1,000,000-4,000,000 35% 45% >4,000,000 75%SP.O SP Plus Corporation USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%SPKE.O Spark Energy Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%ONCE.O Spark Therapeutics Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-184,636 35% 45% >184,636 75%SPAR.O Spartan Motors Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-100,000 50% 60% >100,000 75%SPTN.O SpartanNash Co USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%SPA Sparton Corporation USA 0-3,000 20% 3,000-20,000 30% 20,000-54,073 50% 60% >54,073 75%SEP.N Spectra Energy Partners LP USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%SPB.N Spectrum Brands Holdings Inc USA 0-6,300 10% 6,300-31,737 20% 31,737-126,950 35% 45% >126,950 75%SPPI.O Spectrum Pharmaceuticals Inc USA 0-30,000 25% 30,000-180,000 40% 180,000-599,584 50% 60% >599,584 75%TRK Speedway Motorsports Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%





ANY.O Sphere 3D Corporation USA 0-8,000 25% 8,000-50,000 40% 50,000-150,910 50% 60% >150,910 75%SPEX.P Spherix Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-351,520 50% 60% >351,520 75%SPR.N Spirit Aerosystems Holdings Inc USA 0-8,300 10% 8,300-41,325 20% 41,325-165,303 35% 45% >165,303 75%SAVE.O Spirit Airlines Inc USA 0-18,600 10% 18,600-93,104 20% 93,104-372,417 35% 45% >372,417 75%SRC.N Spirit Realty Capital Inc USA 0-77,900 10% 77,900-389,602 20% 389,602-1,558,411 35% 45% >1,558,411 75%SPLK.O Splunk Inc USA 0-9,600 10% 9,600-47,820 20% 47,820-191,281 35% 45% >191,281 75%SPOK.O Spok Holdings Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%SPWH.O Sportsman's Warehouse Holdings Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-439,178 50% 60% >439,178 75%SRLP.K Sprague Resources LP USA 0-1,000 25% 1,000-6,000 40% 6,000-18,831 50% 60% >18,831 75%SBPH.O Spring Bank Pharmaceuticals Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%S.N Sprint Corporation USA 0-107,800 10% 107,800-538,772 20% 538,772-2,155,088 35% 45% >2,155,088 75%SPPP.P Sprott Physical Platinum and Palladium Trust USA 0-1,500 25% 1,500-9,000 40% 9,000-17,426 50% 60% >17,426 75%PSLV.P Sprott Physical Silver Trust USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%SFM.O Sprouts Farmers Market Inc USA 0-32,100 10% 32,100-160,336 20% 160,336-641,346 35% 45% >641,346 75%SPSC.O SPS Commerce Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%SPXC.N SPX Corp USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%FLOW.K SPX FLOW Inc USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%SQ Square Inc USA 0-17,000 10% 17,000-85,054 20% 85,054-340,219 35% 45% >340,219 75%SSNC.O SS&C Technologies Holdings Inc USA 0-15,000 10% 15,000-83,667 20% 83,667-334,671 35% 45% >334,671 75%SSRM.O SSR Mining Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%JOE.N St Joe Co USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%STAA.O STAAR Surgical Company USA 0-3,000 20% 3,000-20,000 30% 20,000-49,915 50% 60% >49,915 75%STAF.O Staffing 360 Solutions Inc USA 0-20,000 25% 20,000-40,000 40% 40,000-130,237 50% 60% >130,237 75%STAG.K STAG Industrial Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SSI Stage Stores Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-257,667 50% 60% >257,667 75%STMP.O Stamps.com Inc USA 0-3,800 10% 3,800-19,057 20% 19,057-76,228 35% 45% >76,228 75%SMP Standard Motor Products Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%SXI Standex International Corp USA 0-1,000 15% 1,000-6,000 25% 6,000-19,332 40% 55% >19,332 75%SWK.N Stanley Black & Decker Inc USA 0-8,000 5% 8,000-40,927 10% 40,927-163,711 20% 40% >163,711 75%STN Stantec Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,733 50% 60% >11,733 75%SBLK.O Star Bulk Carriers Corp USA 0-15,000 15% 15,000-90,000 25% 90,000-290,348 40% 55% >290,348 75%SBUX.O Starbucks Corp USA 0-25,000 5% 25,000-116,935 10% 116,935-467,741 20% 40% >467,741 75%STWD.K Starwood Property Trust Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-619,600 35% 45% >619,600 75%STFC.O State Auto Financial Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-17,661 50% 60% >17,661 75%STBZ.O State Bank Financial Corp USA 0-3,000 20% 3,000-20,000 30% 20,000-50,795 50% 60% >50,795 75%STT.N State Street Corp USA 0-15,000 5% 15,000-73,579 10% 73,579-294,318 20% 40% >294,318 75%STO.N Statoil ASA - ADR USA 0-30,000 10% 30,000-159,645 20% 159,645-600,000 35% 45% >600,000 75%STDY.O SteadyMed Limited USA 0-4,200 25% 4,200-8,400 40% 8,400-41,540 50% 60% >41,540 75%STLD.O Steel Dynamics Inc USA 0-17,900 10% 17,900-89,578 20% 89,578-358,313 35% 45% >358,313 75%SPLP.K Steel Partners Holdings LP USA 0-1,000 25% 1,000-3,000 40% 3,000-4,557 50% 60% >4,557 75%SCS.N Steelcase Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SMRT.O Stein Mart Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%SBOT.O Stellar Biotechnologies Inc USA 0-12,400 25% 12,400-24,800 40% >24800 75% 75%SCM Stellus Capital Investment Corporation USA 0-3,000 25% 3,000-20,000 40% 20,000-50,977 50% 60% >50,977 75%STML.O Stemline Therapeutics Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-112,943 50% 60% >112,943 75%SCL Stepan Co USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%STE.N STERIS Corp USA 0-7,000 10% 7,000-38,399 20% 38,399-153,598 35% 45% >153,598 75%STL Sterling Ban Corporation USA 0-25,000 10% 25,000-141,613 20% 141,613-566,454 35% 45% >566,454 75%STRL.O Sterling Construction Co Inc USA 0-8,000 15% 8,000-50,000 25% 50,000-160,000 40% 55% >160,000 75%SHOO.O Steven Madden Ltd USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%STC Stewart Information Services Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-59,291 40% 55% >59,291 75%SF Stifel Financial Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%STM.N STMicroelectronics NV (US) USA 0-27,800 10% 27,800-138,958 20% 138,958-556,000 35% 45% >556,000 75%SYBT.O Stock Yards Bancorp Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-24,806 50% 60% >24,806 75%SGY.N Stone Energy Corp USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%STON.N StoneMor Partners LP USA 0-7,000 20% 7,000-40,000 30% 40,000-140,000 50% 60% >140,000 75%SRI Stoneridge Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%STOR.K STORE Capital Corporation USA 0-25,700 10% 25,700-128,516 20% 128,516-514,065 35% 45% >514,065 75%STRI.K STR Holdings Inc USA 0-16,900 25% 16,900-50,000 40% >50000 75% 75%STRP.A Straight Path Communications Inc USA 0-3,700 25% 3,700-18,490 40% 18,490-73,963 50% 60% >73,963 75%SSKN.O Strata Skin Sciences Inc USA 0-11,700 25% 11,700-70,000 40% 70,000-78,136 50% 60% >78,136 75%SSYS.O Stratasys Ltd USA 0-20,000 20% 20,000-120,000 30% 120,000-398,978 50% 60% >398,978 75%STRT.O STRATTEC Security Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-10,650 50% 60% >10,650 75%STRA.O Strayer Education Inc USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%SBBP.O Strongbridge Biopharma PLC USA 0-3,000 25% 3,000-20,000 40% 20,000-49,620 50% 60% >49,620 75%SYK.N Stryker Corp USA 0-9,000 5% 9,000-43,177 10% 43,177-172,708 20% 40% >172,708 75%STB.O Student Transportation Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%RGR.N Sturm Ruger & Co Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%SPH.N Suburban Propane Partners LP USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%SCMP.O Sucampo Pharmaceuticals Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%SMFG.K Sumitomo Mitsui Financial Group Inc (US) USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%INN Summit Hotel Properties Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-872,465 35% 45% >872,465 75%SUM Summit Materials Inc USA 0-20,000 10% 20,000-109,884 20% 109,884-439,538 35% 45% >439,538 75%SMLP.N Summit Midstream Partners LP USA 0-4,000 20% 4,000-25,000 30% 25,000-78,525 50% 60% >78,525 75%SMMT.O Summit Therapeutics PLC - ADR USA 0-1,200 25% 1,200-7,000 40% 7,000-11,592 50% 60% >11,592 75%SNBC.O Sun Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%SUI.N Sun Communities Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-144,153 35% 45% >144,153 75%SNHY.O Sun Hydraulics Corp USA 0-3,000 15% 3,000-20,000 25% 20,000-55,092 40% 55% >55,092 75%SLF Sun Life Financial Inc (US) USA 0-10,000 5% 10,000-100,000 10% 100,000-688,009 20% 40% >688,009 75%SXC.N SunCoke Energy Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SXCP.K SunCoke Energy Partners LP USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%SU.N Suncor Energy Inc USA 0-20,000 5% 20,000-183,546 10% 183,546-734,184 20% 40% >734,184 75%SUNEQ.PK SunEdison Inc USA 0-784,700 25% 784,700-2,500,000 40% >2500000 75% 75%SNSS.O Sunesis Pharmaceuticals Inc USA 0-4,900 25% 4,900-9,800 40% 9,800-67,246 50% 60% >67,246 75%SUN.N Sunoco LP USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%STKL.O SunOpta Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%SPWR.O SunPower Corp USA 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%RUN.O Sunrun Inc USA 0-25,000 15% 25,000-150,000 25% 150,000-500,000 40% 55% >500,000 75%SHO Sunstone Hotel Investors Inc USA 0-25,000 10% 25,000-150,000 20% 150,000-807,506 35% 45% >807,506 75%STI.N SunTrust Banks Inc USA 0-25,000 5% 25,000-117,450 10% 117,450-469,801 20% 40% >469,801 75%SUNW.O Sunworks Inc USA 0-10,400 25% 10,400-60,000 40% 60,000-71,835 50% 60% >71,835 75%SMCI.O Super Micro Computer Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%SPCB.O SuperCom Ltd USA 0-4,000 25% 4,000-25,000 40% 25,000-71,062 50% 60% >71,062 75%SCON.O Superconductor Technologies Inc USA 0-13,100 25% 13,100-80,000 40% 80,000-219,168 50% 60% >219,168 75%SPN.N Superior Energy Services Inc USA 0-70,000 10% 70,000-352,910 20% 352,910-1,411,640 35% 45% >1,411,640 75%SUP.N Superior Industries International Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-93,550 50% 60% >93,550 75%SGC.O Superior Uniform Group Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,182 50% 60% >9,182 75%SUPN.O Supernus Pharmaceuticals Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%SVU.N SUPERVALU Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-400,000 50% 60% >400,000 75%SGRY.O Surgery Partners Inc USA 0-9,000 20% 9,000-55,000 30% 55,000-175,849 50% 60% >175,849 75%SRDX.O SurModics Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-19,572 50% 60% >19,572 75%SIVB.O SVB Financial Group USA 0-3,200 10% 3,200-15,966 20% 15,966-63,864 35% 45% >63,864 75%





SWZ Swiss Helvetia Fund Inc USA 0-1,100 25% 1,100-6,500 40% 6,500-22,000 50% 60% >22,000 75%SWCH.K Switch Inc USA 0-35,200 15% 35,200-175,989 25% 175,989-704,000 40% 55% >704,000 75%SYKE.O Sykes Enterprises Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%SYMC.O Symantec Corp USA 0-45,000 5% 45,000-235,190 10% 235,190-940,761 20% 40% >940,761 75%SYNA.O Synaptics Inc USA 0-15,000 10% 15,000-82,815 20% 82,815-331,263 35% 45% >331,263 75%SNCR.O Synchronoss Technologies Inc USA 0-40,000 15% 40,000-240,000 25% 240,000-800,000 40% 55% >800,000 75%SYF Synchrony Financial USA 0-40,000 5% 40,000-207,982 10% 207,982-831,930 20% 40% >831,930 75%SNDX.O Syndax Pharmaceuticals Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%SGYP.O Synergy Pharmaceuticals Inc USA 0-150,000 25% 150,000-900,000 40% 900,000-2,899,546 50% 60% >2,899,546 75%SYRG.A Synergy Resources Corporation USA 0-45,000 10% 45,000-275,000 20% 275,000-900,000 35% 45% >900,000 75%SYT.N Syngenta AG - ADR USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%SNX.N SYNNEX Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%SNPS.O Synopsys Inc USA 0-7,600 10% 7,600-38,210 20% 38,210-152,841 35% 45% >152,841 75%SNV.N Synovus Financial Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-296,246 35% 45% >296,246 75%SYNT.O Syntel Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%SYMX.O Synthesis Energy Systems Inc USA 0-33,800 25% 33,800-67,600 40% 67,600-130,000 50% 60% >130,000 75%SYN Synthetic Biologics Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-670,688 50% 60% >670,688 75%SYRS.O Syros Pharmaceuticals Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-55,979 50% 60% >55,979 75%SYY.N Sysco Corp USA 0-20,000 5% 20,000-123,085 10% 123,085-492,341 20% 40% >492,341 75%SYX.N Systemax Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-44,998 50% 60% >44,998 75%TROW.O T Rowe Price Group Inc USA 0-10,000 5% 10,000-71,283 10% 71,283-285,134 20% 40% >285,134 75%TTOO.O T2 Biosystems Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-100,000 50% 60% >100,000 75%DATA.K Tableau Software Inc USA 0-9,200 10% 9,200-46,223 20% 46,223-184,892 35% 45% >184,892 75%TRHC.O Tabula Rasa Healthcare Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-47,654 50% 60% >47,654 75%TAHO.K Tahoe Resources Inc (US) USA 0-70,000 10% 70,000-425,000 20% 425,000-1,400,000 35% 45% >1,400,000 75%TLRD.K Tailored Brands Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TSM.N Taiwan Semiconductor Manufacturing Co Ltd - AUSA 0-16,000 10% 16,000-79,937 20% 79,937-320,000 35% 45% >320,000 75%TTWO.O Take-Two Interactive Software Inc USA 0-5,800 10% 5,800-28,829 20% 28,829-115,318 35% 45% >115,318 75%TKAT.A Takung Art Company Limited USA 0-3,300 25% 3,300-10,000 40% >10000 75% 75%TAL.N TAL Education Group - ADR USA 0-22,700 10% 22,700-113,435 20% 113,435-453,741 35% 45% >453,741 75%TLND.O Talend SA USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%TEGP.K Tallgrass Energy GP LP USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%TEP Tallgrass Energy Partners LP USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%TNDM.O Tandem Diabetes Care Inc USA 0-25,000 25% 25,000-150,000 40% 150,000-479,532 50% 60% >479,532 75%SKT.N Tanger Factory Outlet Centers USA 0-27,500 10% 27,500-137,412 20% 137,412-549,649 35% 45% >549,649 75%TANH.O Tantech Holdings Limited USA 0-9,000 25% 9,000-55,000 40% 55,000-180,000 50% 60% >180,000 75%TRX.A Tanzanian Royalty Exploration Corporation USA 0-47,600 25% 47,600-95,200 40% >95200 75% 75%TPR.N Tapestry Inc USA 0-25,000 5% 25,000-163,400 10% 163,400-653,601 20% 40% >653,601 75%TEDU.O Tarena International Inc USA 0-7,000 15% 7,000-40,000 25% 40,000-140,000 40% 55% >140,000 75%TRGP.N Targa Resources Corp USA 0-15,100 10% 15,100-75,572 20% 75,572-302,288 35% 45% >302,288 75%TGT.N Target Corp USA 0-20,000 5% 20,000-108,631 10% 108,631-434,527 20% 40% >434,527 75%TARO.N Taro Pharmaceutical Industries Ltd USA 0-1,500 10% 1,500-9,000 20% 9,000-30,000 35% 45% >30,000 75%TGB.A Taseko Mines Limited USA 0-25,000 20% 25,000-150,000 30% 150,000-440,239 50% 60% >440,239 75%TTM.N Tata Motors Ltd - ADR USA 0-20,000 10% 20,000-103,186 20% 103,186-400,000 35% 45% >400,000 75%TCO.N Taubman Centers Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-251,176 35% 45% >251,176 75%TMHC.K Taylor Morrison Home Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-580,504 35% 45% >580,504 75%TCP TC PipeLines LP USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%TCB.N TCF Financial Corp USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%AMTD.O TD Ameritrade Holding Corporation USA 0-13,700 10% 13,700-68,256 20% 68,256-273,024 35% 45% >273,024 75%TEL.N TE Connectivity Ltd USA 0-10,000 5% 10,000-71,314 10% 71,314-285,256 20% 40% >285,256 75%TISI.K Team Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-285,420 40% 55% >285,420 75%TEAR.O TearLab Corp USA 0-19,300 25% 19,300-38,600 40% 38,600-179,521 50% 60% >179,521 75%TECD.O Tech Data Corp USA 0-7,400 10% 7,400-36,785 20% 36,785-147,143 35% 45% >147,143 75%TECH.O Techne Corp USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%TTGT.O TechTarget Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%TECK.K Teck Resources Ltd USA 0-59,800 5% 59,800-309,741 10% 309,741-1,238,964 20% 40% >1,238,964 75%TGLS.O Tecnoglass Inc USA 0-1,900 25% 1,900-10,000 40% 10,000-22,746 50% 60% >22,746 75%TK.N Teekay Corp USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%TGP Teekay LNG Partners LP. USA 0-6,000 15% 6,000-35,000 25% 35,000-120,000 40% 55% >120,000 75%TOO Teekay Offshore Partners LP USA 0-30,000 20% 30,000-180,000 30% 180,000-543,984 50% 60% >543,984 75%TNK Teekay Tankers Ltd USA 0-30,000 20% 30,000-180,000 30% 180,000-600,000 50% 60% >600,000 75%TGNA.K TEGNA Inc USA 0-50,000 10% 50,000-500,000 20% 500,000-1,500,000 35% 45% >1,500,000 75%TRC.N Tejon Ranch Co USA 0-2,000 20% 2,000-10,000 30% 10,000-39,279 50% 60% >39,279 75%TDOC.K Teladoc Inc USA 0-23,000 25% 23,000-115,000 40% 115,000-460,000 50% 60% >460,000 75%TEO.N Telecom Argentina SA - ADR USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%TI.N Telecom Italia SpA - ADR USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%TDY.N Teledyne Technologies Inc USA 0-3,000 10% 3,000-18,463 20% 18,463-73,852 35% 45% >73,852 75%TFX.N Teleflex Inc USA 0-2,600 10% 2,600-13,187 20% 13,187-52,750 35% 45% >52,750 75%VIV.N Telefonica Brasil SA - ADR USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TEF.N Telefonica SA - ADR USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TLK.N Telekomunikasi Indonesia Persero Tbk PT - AD USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%TNAV.O Telenav Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-53,104 50% 60% >53,104 75%TDS Telephone & Data Systems Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%TTEC.O TeleTech Holdings Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%TLGT.O Teligent Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%TELL.O Tellurian Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-288,490 50% 60% >288,490 75%TU.N TELUS Corp USA 0-7,000 5% 7,000-70,000 10% 70,000-675,000 20% 40% >675,000 75%TDF.N Templeton Dragon Fund Inc USA 0-1,500 25% 1,500-9,000 40% 9,000-27,679 50% 60% >27,679 75%EMF.N Templeton Emerging Markets Fund USA 0-1,500 25% 1,500-9,000 40% 9,000-27,851 50% 60% >27,851 75%GIM Templeton Global Income Fund USA 0-7,000 20% 7,000-40,000 30% 40,000-138,486 50% 60% >138,486 75%TPX.N Tempur Sealy International Inc USA 0-12,600 10% 12,600-62,794 20% 62,794-251,176 35% 45% >251,176 75%TS.N Tenaris SA - ADR USA 0-22,500 10% 22,500-112,440 20% 112,440-450,000 35% 45% >450,000 75%TENX.O Tenax Therapeutics Inc USA 0-33,500 25% 33,500-67,000 40% 67,000-234,470 50% 60% >234,470 75%THC.N Tenet Healthcare Corp USA 0-60,000 10% 60,000-482,633 20% 482,633-1,000,000 35% 45% >1,000,000 75%TNC Tennant Co USA 0-2,000 15% 2,000-10,000 25% 10,000-39,919 40% 55% >39,919 75%TEN.N Tenneco Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-239,196 35% 45% >239,196 75%TDC.N Teradata Corp USA 0-25,000 10% 25,000-188,684 20% 188,684-754,738 35% 45% >754,738 75%TER.N Teradyne Inc USA 0-15,300 10% 15,300-76,315 20% 76,315-305,263 35% 45% >305,263 75%TEX.N Terex Corp USA 0-15,000 10% 15,000-74,859 20% 74,859-299,438 35% 45% >299,438 75%TX.N Ternium SA - ADR USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%TNH.N Terra Nitrogen Co LP USA 0-1,000 20% 1,000-6,000 30% 6,000-12,033 50% 60% >12,033 75%GLBL.O TerraForm Global Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%TERP.O TerraForm Power Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%TRNO.K Terreno Realty Corporation USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%TBNK.O Territorial Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,914 50% 60% >9,914 75%TSRO.O TESARO Inc USA 0-7,300 10% 7,300-36,612 20% 36,612-146,448 35% 45% >146,448 75%TESO.O Tesco Corp USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%TSLA.O Tesla Motors Inc (All Sessions) USA 0-3,000 5% 3,000-15,000 10% 15,000-60,000 25% 40% >60,000 75%TLLP.K Tesoro Logistics LP USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%TESS.O TESSCO Technologies Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-12,477 50% 60% >12,477 75%TTEK.O Tetra Tech Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%TTI.N TETRA Technologies Inc USA 0-30,000 15% 30,000-180,000 25% 180,000-600,000 40% 55% >600,000 75%





TLOG.O TetraLogic Pharmaceuticals Corp USA 0-121,100 25% 121,100-242,200 40% >242200 75% 75%TTPH.O Tetraphase Pharmaceuticals Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-392,495 50% 60% >392,495 75%TEVA.K Teva Pharmaceutical Industries Ltd - ADR USA 0-56,600 10% 56,600-283,106 20% 283,106-1,132,427 35% 45% >1,132,427 75%TCBI.O Texas Capital Bancshares Inc USA 0-8,000 10% 8,000-41,198 20% 41,198-164,793 35% 45% >164,793 75%TXN.O Texas Instruments Inc USA 0-15,000 5% 15,000-68,805 10% 68,805-275,221 20% 40% >275,221 75%TPL.N Texas Pacific Land Trust USA 0-1,000 10% 1,000-6,000 20% 6,000-9,786 35% 45% >9,786 75%TXRH.O Texas Roadhouse Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-272,022 35% 45% >272,022 75%TGH.N Textainer Group Holdings Ltd USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%TXT.N Textron Inc USA 0-10,000 5% 10,000-100,000 10% 100,000-491,615 20% 40% >491,615 75%TFSL.O TFS Financial Corporation USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%TGTX.O TG Therapeutics Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-700,000 50% 60% >700,000 75%NTB The Bank of N.T. Butterfield & Son Limited USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%CHEF.O The Chefs' Warehouse Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%CC The Chemours Company USA 0-13,300 10% 13,300-66,606 20% 66,606-266,427 35% 45% >266,427 75%SSP The E. W. Scripps Company USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%XONE.O The ExOne Co USA 0-4,000 20% 4,000-25,000 30% 25,000-79,554 50% 60% >79,554 75%FNLC.O The First Bancorp Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,275 50% 60% >9,275 75%FLIC.O The First of Long Island Corporation USA 0-1,500 20% 1,500-9,000 30% 9,000-29,172 50% 60% >29,172 75%GEO.N The GEO Group Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%CUBA.O The Herzfeld Caribbean Basin Fund Inc USA 0-1,900 25% 1,900-5,500 40% 5,500-8,825 50% 60% >8,825 75%INTG.O The InterGroup Corporation USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%JYNT.O The Joint Corporation USA 0-2,400 25% 2,400-4,800 40% 4,800-14,953 50% 60% >14,953 75%KEYW.O The KEYW Holding Corporation USA 0-10,000 20% 10,000-60,000 30% 60,000-194,842 50% 60% >194,842 75%KHC.O The Kraft Heinz Company USA 0-15,000 5% 15,000-83,667 10% 83,667-334,671 20% 40% >334,671 75%SCX The L.S. Starrett Company USA 0-1,600 25% 1,600-5,000 40% 5,000-5,576 50% 60% >5,576 75%NWHM.K The New Home Company Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-39,340 50% 60% >39,340 75%RMR.O The RMR Group Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-18,279 50% 60% >18,279 75%TSG.O The Stars Group Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%TD.N The Toronto-Dominion Bank USA 0-24,900 5% 24,900-116,149 10% 116,149-464,599 20% 40% >464,599 75%TKF The Turkish Investment Fund Inc USA 0-1,500 25% 1,500-4,500 40% 4,500-8,802 50% 60% >8,802 75%NCTY.O The9 Ltd - ADR USA 0-17,600 25% 17,600-55,000 40% >55000 75% 75%TXMD.O TherapeuticsMD Inc USA 0-80,000 25% 80,000-475,000 40% 475,000-1,577,534 50% 60% >1,577,534 75%TRPX.O THERAPIX BIOSCIENCES Ltd USA 0-2,700 25% 2,700-5,400 40% 5,400-33,475 50% 60% >33,475 75%TBPH.O Theravance Biopharma Inc USA 0-6,000 25% 6,000-35,000 40% 35,000-118,935 50% 60% >118,935 75%TMO.N Thermo Fisher Scientific Inc USA 0-7,000 10% 7,000-35,825 20% 35,825-143,302 35% 45% >143,302 75%THR Thermon Group Holdings Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%TPRE.K Third Point Reinsurance Ltd USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%TRI.N Thomson Reuters Corp (US) USA 0-15,000 10% 15,000-74,943 20% 74,943-300,000 35% 45% >300,000 75%THO.N Thor Industries Inc USA 0-5,100 10% 5,100-25,675 20% 25,675-102,702 35% 45% >102,702 75%TDW.N Tidewater Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%TIF.N Tiffany & Co USA 0-10,000 5% 10,000-72,840 10% 72,840-291,361 20% 40% >291,361 75%TTS.O Tile Shop Holdings Inc USA 0-15,000 15% 15,000-90,000 25% 90,000-300,000 40% 55% >300,000 75%TLYS.K Tilly's Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%TSU.N Tim Participacoes SA - ADR USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%TIME.K Time Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TWX.N Time Warner Inc USA 0-15,000 5% 15,000-73,620 10% 73,620-294,481 20% 40% >294,481 75%TKR.N Timken Co USA 0-10,000 10% 10,000-60,000 20% 60,000-285,959 35% 45% >285,959 75%TMST.N TimkenSteel Corp USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%TIPT.O Tiptree Financial Inc USA 0-2,200 25% 2,200-15,000 40% >15000 75% 75%TWI.N Titan International Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%TITN.O Titan Machinery Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-70,099 50% 60% >70,099 75%TTNP.O Titan Pharmaceuticals Inc USA 0-8,300 25% 8,300-50,000 40% 50,000-81,937 50% 60% >81,937 75%TVTY.O Tivity Health Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%TIVO.O TiVo Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%TJX.N TJX Cos Inc USA 0-20,000 5% 20,000-94,987 10% 94,987-379,948 20% 40% >379,948 75%TMUS.O T-Mobile US Inc USA 0-25,000 5% 25,000-117,429 10% 117,429-469,718 20% 40% >469,718 75%TOCA.O Tocagen Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-76,620 50% 60% >76,620 75%TOL.N Toll Brothers Inc USA 0-14,500 10% 14,500-72,642 20% 72,642-290,568 35% 45% >290,568 75%TMP Tompkins Financial Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-17,864 50% 60% >17,864 75%TNXP.O Tonix Pharmaceuticals Holding Corporation USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%TR.N Tootsie Roll Industries Inc USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%TOPS.O Top Ships Inc USA 0-90,000 25% 90,000-550,000 40% 550,000-1,658,472 50% 60% >1,658,472 75%BLD TopBuild Corporation USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%TRCH.O Torchlight Energy Resources Inc USA 0-10,800 25% 10,800-21,600 40% 21,600-174,497 50% 60% >174,497 75%TMK.N Torchmark Corp USA 0-3,000 5% 3,000-30,000 10% 30,000-220,000 20% 40% >220,000 75%TTC.N Toro Co USA 0-9,000 10% 9,000-53,729 20% 53,729-214,918 35% 45% >214,918 75%TOT.N Total SA - ADR USA 0-11,900 10% 11,900-59,373 20% 59,373-238,000 35% 45% >238,000 75%TSS.N Total System Services Inc USA 0-9,000 5% 9,000-90,000 10% 90,000-368,864 20% 40% >368,864 75%TOWR.K Tower International Inc USA 0-3,000 15% 3,000-20,000 25% 20,000-59,661 40% 55% >59,661 75%TSEM.O Tower Semiconductor Ltd USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%TWER.O Towerstream Corp USA 0-60,600 25% 60,600-180,000 40% >180000 75% 75%CLUB.O Town Sports International Holdings Inc USA 0-2,500 25% 2,500-15,000 40% 15,000-46,576 50% 60% >46,576 75%TOWN.O Towne Bank USA 0-3,000 15% 3,000-20,000 25% 20,000-60,000 40% 55% >60,000 75%TSQ Townsquare Media Inc USA 0-1,700 25% 1,700-10,000 40% 10,000-29,683 50% 60% >29,683 75%TM.N Toyota Motor Corp - ADR USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%TPIC.O TPI Composites Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%TCON.O TRACON Pharmaceuticals Inc USA 0-4,800 25% 4,800-9,600 40% 9,600-53,497 50% 60% >53,497 75%TSCO.O Tractor Supply Co USA 0-20,000 5% 20,000-106,430 10% 106,430-425,722 20% 40% >425,722 75%TTD.O Trade Desk Inc/The USA 0-13,100 10% 13,100-65,398 20% 65,398-261,594 35% 45% >261,594 75%TAT.A TransAtlantic Petroleum Limited USA 0-17,800 25% 17,800-55,000 40% >55000 75% 75%TDG.N TransDigm Group Inc USA 0-5,000 5% 5,000-24,981 10% 24,981-99,925 20% 40% >99,925 75%TRXC.A TransEnterix Inc USA 0-100,000 25% 100,000-600,000 40% 600,000-1,996,922 50% 60% >1,996,922 75%TGA.O TransGlobe Energy Corp USA 0-8,900 25% 8,900-17,800 40% 17,800-37,537 50% 60% >37,537 75%RIG.N Transocean Ltd (All Sessions) USA 0-120,000 10% 120,000-575,993 20% 575,993-2,303,972 35% 45% >2,303,972 75%TGS Transportadora de Gas del Sur SA USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%TRU TransUnion USA 0-12,500 10% 12,500-62,453 20% 62,453-249,812 35% 45% >249,812 75%TA TravelCenters of America LLC USA 0-8,000 20% 8,000-50,000 30% 50,000-155,017 50% 60% >155,017 75%TRV.N Travelers Cos Inc (All Sessions) USA 0-10,000 5% 10,000-49,216 10% 49,216-196,865 20% 40% >196,865 75%TVPT.N Travelport Worldwide Ltd USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TZOO.O Travelzoo Inc USA 0-2,100 25% 2,100-15,000 40% 15,000-15,005 50% 60% >15,005 75%TREC.K Trecora Resources USA 0-1,500 25% 1,500-9,000 40% 9,000-24,914 50% 60% >24,914 75%TG.N Tredegar Corp USA 0-2,000 20% 2,000-10,000 30% 10,000-39,624 50% 60% >39,624 75%THS TreeHouse Foods Inc USA 0-15,500 15% 15,500-77,414 25% 77,414-309,656 40% 55% >309,656 75%TRMR.N Tremor Video Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-93,334 50% 60% >93,334 75%TRVN.O Trevena Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%TREX.K Trex Co Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%TPH TRI Pointe Group Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-757,524 35% 45% >757,524 75%TCAP.K Triangle Capital Corp USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%TPLM.PK Triangle Petroleum Corp USA 0-365,500 25% 365,500-1,000,000 40% >1000000 75% 75%TRCO.K Tribune Media Co USA 0-16,300 10% 16,300-81,341 20% 81,341-325,365 35% 45% >325,365 75%TCBK.O TriCo Bancsh AE USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%TY.N Tri-Continental Corp USA 0-2,000 20% 2,000-10,000 30% 10,000-34,660 50% 60% >34,660 75%





TRIL.O Trillium Therapeutics Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-38,728 50% 60% >38,728 75%TMQ Trilogy Metals Inc (US) USA 0-13,700 25% 13,700-27,400 40% 27,400-93,254 50% 60% >93,254 75%TRS.O TriMas Corporation USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%TRMB.O Trimble Navigation Ltd USA 0-15,000 10% 15,000-82,610 20% 82,610-330,443 35% 45% >330,443 75%TNET.N TriNet Group Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%TRIB.O Trinity Biotech PLC - ADR USA 0-2,700 25% 2,700-15,000 40% 15,000-24,851 50% 60% >24,851 75%TRN.N Trinity Industries Inc USA 0-20,000 10% 20,000-102,363 20% 102,363-409,453 35% 45% >409,453 75%TSE Trinseo SA USA 0-9,000 10% 9,000-47,038 20% 47,038-188,152 35% 45% >188,152 75%TRIP.O TripAdvisor Inc USA 0-45,000 10% 45,000-213,850 20% 213,850-855,402 35% 45% >855,402 75%TPVG.K TriplePoint Venture Growth BDC Corporation USA 0-3,000 20% 3,000-20,000 30% 20,000-49,372 50% 60% >49,372 75%GTS Triple-S Management Corp USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%TSC.O Tristate Capital Holdings Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-54,018 50% 60% >54,018 75%TRSFF.PK Trisura Group Ltd USA 0-646,000 25% 646,000-3,876,000 40% 3,876,000-11,195,826 50% 60% >11,195,826 75%TRTN.N Triton International Limited USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%TBK.O Triumph Bancorp Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-46,289 50% 60% >46,289 75%TGI.N Triumph Group Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%TRVG.O Trivago NV USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TROX.K Tronox Ltd USA 0-20,000 10% 20,000-120,000 20% 120,000-500,375 35% 45% >500,375 75%TROV.O Trovagene Inc USA 0-19,900 25% 19,900-39,800 40% 39,800-334,492 50% 60% >334,492 75%TBI TrueBlue Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%TRUE.O TrueCar Inc USA 0-40,000 15% 40,000-240,000 25% 240,000-800,000 40% 55% >800,000 75%TRUP.K Trupanion Inc USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%TRST.O TrustCo Bank Corp NY USA 0-8,000 20% 8,000-50,000 30% 50,000-151,795 50% 60% >151,795 75%TRMK.O Trustmark Corporation USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%TNP.N Tsakos Energy Navigation Ltd USA 0-8,000 20% 8,000-50,000 30% 50,000-160,000 50% 60% >160,000 75%TTMI.O TTM Technologies Inc USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TCX.O Tucows Inc USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%TUES.O Tuesday Morning Corp USA 0-15,000 25% 15,000-90,000 40% 90,000-300,000 50% 60% >300,000 75%TOUR.O Tuniu Corp USA 0-6,000 20% 6,000-35,000 30% 35,000-113,805 50% 60% >113,805 75%TUP.N Tupperware Brands Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-226,755 35% 45% >226,755 75%TKC.N Turkcell Iletisim Hizmetleri AS - ADR USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%TRQ.N Turquoise Hill Resources Ltd USA 0-60,000 10% 60,000-350,000 20% 350,000-1,200,000 35% 45% >1,200,000 75%HEAR.O Turtle Beach Corporation USA 0-23,400 25% 23,400-70,000 40% 70,000-89,711 50% 60% >89,711 75%TPC.N Tutor Perini Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%FOXA.O Twenty-First Century Fox Inc - A (US) USA 0-45,000 15% 45,000-236,250 25% 236,250-945,000 40% 55% >945,000 75%FOX.O Twenty-First Century Fox Inc - B (US) USA 0-25,000 15% 25,000-275,000 25% 275,000-1,075,000 35% 45% >1,075,000 75%TWLO.N Twilio Inc USA 0-26,100 10% 26,100-130,528 20% 130,528-522,113 35% 45% >522,113 75%TWIN.O Twin Disc Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-19,286 50% 60% >19,286 75%TWTR.N Twitter Inc (All Sessions) USA 0-32,700 10% 32,700-163,721 20% 163,721-654,884 35% 45% >654,884 75%TWO.N Two Harbors Investment Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%TYL Tyler Technologies Inc USA 0-3,000 10% 3,000-19,540 20% 19,540-78,162 35% 45% >78,162 75%TSN.N Tyson Foods Inc USA 0-20,000 5% 20,000-89,964 10% 89,964-359,859 20% 40% >359,859 75%USEG.O U.S. Energy Corporation USA 0-11,500 25% 11,500-23,000 40% 23,000-45,570 50% 60% >45,570 75%HTM.P U.S. Geothermal Inc USA 0-3,500 25% 3,500-10,000 40% 10,000-16,798 50% 60% >16,798 75%USAU.O U.S. Gold Corporation USA 0-10,500 25% 10,500-21,000 40% 21,000-133,063 50% 60% >133,063 75%UBNT.O Ubiquiti Networks Inc USA 0-9,000 10% 9,000-53,325 20% 53,325-213,303 35% 45% >213,303 75%UBS.N UBS Group AG (US) USA 0-81,300 5% 81,300-390,040 10% 390,040-1,560,161 20% 40% >1,560,161 75%UDR.N UDR Inc USA 0-10,000 5% 10,000-100,000 10% 100,000-671,363 20% 40% >671,363 75%UFPT.O UFP Technologies Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-10,262 50% 60% >10,262 75%UGI.N UGI Corp USA 0-10,000 10% 10,000-60,000 20% 60,000-278,380 35% 45% >278,380 75%ULTA.O Ulta Salon Cosmetics & Fragrance Inc USA 0-7,000 5% 7,000-33,223 10% 33,223-132,894 20% 40% >132,894 75%ULTI.O Ultimate Software Group Inc USA 0-3,400 10% 3,400-16,809 20% 16,809-67,237 35% 45% >67,237 75%UCTT.O Ultra Clean Holdings Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-300,000 35% 45% >300,000 75%RARE.O Ultragenyx Pharmaceutical Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%ULBI.O Ultralife Corporation USA 0-2,100 25% 2,100-15,000 40% 15,000-21,757 50% 60% >21,757 75%ULTR.O Ultrapetrol (Bahamas) Limited USA 0-178,800 25% 178,800-525,000 40% >525000 75% 75%UMBF.O UMB Financial Corporation USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%UMH UMH Properties Inc USA 0-4,000 20% 4,000-25,000 30% 25,000-80,000 50% 60% >80,000 75%UMPQ.O Umpqua Holdings Corp USA 0-20,000 10% 20,000-120,000 20% 120,000-664,342 35% 45% >664,342 75%UAA.N Under Armour Inc USA 0-80,000 10% 80,000-532,747 20% 532,747-2,000,000 35% 45% >2,000,000 75%UA.N Under Armour Inc - C USA 0-70,000 10% 70,000-586,631 20% 586,631-2,000,000 35% 45% >2,000,000 75%UFI Unifi Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%UNF UniFirst Corp/MA USA 0-1,000 10% 1,000-6,000 20% 6,000-20,000 35% 45% >20,000 75%UN.N Unilever NV (US) USA 0-11,600 10% 11,600-58,222 20% 58,222-232,000 35% 45% >232,000 75%UBSH.O Union Bankshares Corporation USA 0-4,000 15% 4,000-25,000 25% 25,000-80,000 40% 55% >80,000 75%UNP.N Union Pacific Corp USA 0-10,000 5% 10,000-57,155 10% 57,155-228,620 20% 40% >228,620 75%UNXL.O Uni-Pixel Inc USA 0-261,600 25% 261,600-775,000 40% 775,000-1,355,050 50% 60% >1,355,050 75%QURE.O uniQure B.V. USA 0-9,000 25% 9,000-55,000 40% 55,000-170,121 50% 60% >170,121 75%UIS.N Unisys Corp USA 0-15,000 20% 15,000-90,000 30% 90,000-300,000 50% 60% >300,000 75%UNT.N Unit Corp USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%UBSI.O United Bankshares Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-390,629 35% 45% >390,629 75%UCBI.O United Community Banks Inc USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%UCFC.O United Community Financial Corporation USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%UAL.N United Continental Holdings Inc USA 0-25,000 5% 25,000-113,978 10% 113,978-455,912 20% 40% >455,912 75%UDF.O United Development Funding IV USA 0-4,200 25% 4,200-15,000 40% >15000 75% 75%UBNK.O United Financial Bancorp Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%UFCS.O United Fire Group Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%UIHC.O United Insurance Holdings Corp USA 0-4,000 20% 4,000-25,000 30% 25,000-71,402 50% 60% >71,402 75%UMC.N United Microelectronics Corp - ADR USA 0-45,000 15% 45,000-275,000 25% 275,000-900,000 40% 55% >900,000 75%UNFI.O United Natural Foods Inc USA 0-15,000 10% 15,000-83,604 20% 83,604-334,419 35% 45% >334,419 75%UPS.N United Parcel Service Inc USA 0-10,000 5% 10,000-58,906 10% 58,906-235,626 20% 40% >235,626 75%URI.N United Rentals Inc USA 0-9,000 5% 9,000-45,588 10% 45,588-182,352 20% 40% >182,352 75%USM.N United States Cellular Corp USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%USLM.O United States Lime & Minerals Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-6,541 50% 60% >6,541 75%X.N United States Steel Corp USA 0-24,300 10% 24,300-121,449 20% 121,449-485,797 35% 45% >485,797 75%UTX.N United Technologies Corp (All Sessions) USA 0-10,000 5% 10,000-56,425 10% 56,425-225,700 20% 40% >225,700 75%UTHR.O United Therapeutics Corp USA 0-5,500 10% 5,500-27,561 20% 27,561-110,247 35% 45% >110,247 75%UNH.N UnitedHealth Group Inc (All Sessions) USA 0-6,000 5% 6,000-31,600 10% 31,600-126,403 20% 40% >126,403 75%UNIT.O Uniti Group Inc USA 0-35,000 10% 35,000-200,541 20% 200,541-802,164 35% 45% >802,164 75%UTL Unitil Corporation USA 0-1,000 20% 1,000-6,000 30% 6,000-19,326 50% 60% >19,326 75%UNVR.K Univar Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%UVV.N Universal Corp USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%OLED.O Universal Display Corp USA 0-3,800 10% 3,800-18,959 20% 18,959-75,838 35% 45% >75,838 75%UEIC.O Universal Electronics Inc USA 0-1,500 20% 1,500-9,000 30% 9,000-30,000 50% 60% >30,000 75%UFPI.O Universal Forest Products Inc USA 0-6,000 10% 6,000-30,263 20% 30,263-121,052 35% 45% >121,052 75%UHT Universal Health Realty Income Trust USA 0-1,000 15% 1,000-6,000 25% 6,000-20,000 40% 55% >20,000 75%UHS.N Universal Health Services Inc USA 0-6,000 5% 6,000-60,000 10% 60,000-273,052 20% 40% >273,052 75%UVE Universal Insurance Holdings Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%UACL.O Universal Logistics Holdings Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-9,589 50% 60% >9,589 75%USAP.O Universal Stainless & Alloy Products Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,645 50% 60% >11,645 75%UTI Universal Technical Institute Inc USA 0-3,800 25% 3,800-10,000 40% 10,000-20,136 50% 60% >20,136 75%UVSP.O Univest Corporation of Pennsylvania USA 0-2,000 20% 2,000-10,000 30% 10,000-40,000 50% 60% >40,000 75%UNM.N Unum Group USA 0-9,000 5% 9,000-90,000 10% 90,000-508,966 20% 40% >508,966 75%UPLD.O Upland Software Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%UEC Uranium Energy Corp USA 0-30,000 25% 30,000-180,000 40% 180,000-598,128 50% 60% >598,128 75%UE.N Urban Edge Properties USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%URBN.O Urban Outfitters Inc USA 0-50,000 10% 50,000-262,598 20% 262,598-1,000,000 35% 45% >1,000,000 75%URG.A Ur-Energy Inc USA 0-20,500 25% 20,500-120,000 40% 120,000-133,770 50% 60% >133,770 75%UBA.N Urstadt Biddle Properties Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%





USB.N US Bancorp USA 0-25,000 5% 25,000-129,238 10% 129,238-516,954 20% 40% >516,954 75%USCR.O US Concrete Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%ECOL.O US Ecology Inc USA 0-1,500 15% 1,500-9,000 25% 9,000-30,000 40% 55% >30,000 75%USFD.N US Foods Holding Corp USA 0-25,100 10% 25,100-125,375 20% 125,375-501,503 35% 45% >501,503 75%USPH.K US Physical Therapy Inc USA 0-1,500 15% 1,500-9,000 25% 9,000-29,828 40% 55% >29,828 75%SLCA.K US Silica Holdings Inc USA 0-18,800 10% 18,800-93,890 20% 93,890-375,563 35% 45% >375,563 75%USAC.K USA Compression Partners LP USA 0-3,000 20% 3,000-20,000 30% 20,000-52,460 50% 60% >52,460 75%USAK.O USA Truck Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-46,601 50% 60% >46,601 75%USNA.K USANA Health Sciences Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%USDP.K USD Partners LP USA 0-1,500 25% 1,500-9,000 40% 9,000-30,000 50% 60% >30,000 75%USG.N USG Corp USA 0-19,700 10% 19,700-98,348 20% 98,348-393,394 35% 45% >393,394 75%UTMD.O Utah Medical Products Inc USA 0-1,000 25% 1,000-3,000 40% 3,000-5,836 50% 60% >5,836 75%EGY VAALCO Energy Inc USA 0-15,200 25% 15,200-30,400 40% 30,400-90,572 50% 60% >90,572 75%MTN.N Vail Resorts Inc USA 0-2,900 10% 2,900-14,372 20% 14,372-57,490 35% 45% >57,490 75%VALE.K Vale SA - ADR USA 0-66,200 10% 66,200-331,181 20% 331,181-1,324,000 35% 45% >1,324,000 75%VALEp.N Vale SA - Prf - - ADR USA 0-71,100 10% 71,100-355,543 20% 355,543-1,422,000 35% 45% >1,422,000 75%VRX.N Valeant Pharmaceuticals International Inc USA 0-12,000 20% 12,000-57,824 30% 57,824-231,296 50% 60% >231,296 75%VLO.N Valero Energy Corp USA 0-15,000 5% 15,000-81,971 10% 81,971-327,884 20% 40% >327,884 75%VLP Valero Energy Partners LP USA 0-2,000 15% 2,000-10,000 25% 10,000-40,000 40% 55% >40,000 75%VHI.N Valhi Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-75,860 50% 60% >75,860 75%VR.N Validus Holdings Ltd USA 0-10,000 10% 10,000-60,000 20% 60,000-254,483 35% 45% >254,483 75%VLY.N Valley National Bancorp USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%VMI.N Valmont Industries Inc USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%VVV Valvoline Inc USA 0-25,000 10% 25,000-144,748 20% 144,748-578,993 35% 45% >578,993 75%VNDA.O Vanda Pharmaceuticals Inc USA 0-15,000 25% 15,000-90,000 40% 90,000-265,651 50% 60% >265,651 75%VNRSQ.PK Vanguard Natural Resources LLC USA 0-387,800 25% 387,800-1,000,000 40% 1,000,000-1,177,637 50% 60% >1,177,637 75%VTGDF.PK Vantage Drilling Co USA 0-1,087,200 25% 1,087,200-3,500,000 40% >3500000 75% 75%VNTV.K Vantiv Inc USA 0-9,600 10% 9,600-48,117 20% 48,117-192,468 35% 45% >192,468 75%VREX.O Varex Imaging Corporation USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%VAR.N Varian Medical Systems Inc USA 0-6,000 5% 6,000-60,000 10% 60,000-248,070 20% 40% >248,070 75%VRNS.O Varonis Systems Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%VDSI.O VASCO Data Security International Inc USA 0-5,000 20% 5,000-30,000 30% 30,000-96,904 50% 60% >96,904 75%VBLT.O Vascular Biogenics Ltd USA 0-5,000 25% 5,000-30,000 40% 30,000-89,442 50% 60% >89,442 75%VBIV.O VBI Vaccines Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-74,607 50% 60% >74,607 75%VGR.N Vector Group Ltd USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%VVC.N Vectren Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-120,000 35% 45% >120,000 75%VEC Vectrus Inc USA 0-2,500 20% 2,500-15,000 30% 15,000-46,280 50% 60% >46,280 75%VEDL.K Vedanta Limited USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%VECO.O Veeco Instruments Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%VEEV.K Veeva Systems Inc USA 0-10,900 10% 10,900-54,254 20% 54,254-217,016 35% 45% >217,016 75%VELTF.PK Velti PLC - 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Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-11,066 50% 60% >11,066 75%WST.N West Pharmaceutical Services Inc USA 0-6,000 10% 6,000-32,808 20% 32,808-131,234 35% 45% >131,234 75%WABC.O Westamerica Bancorporation USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%WR.N Westar Energy Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-248,093 35% 45% >248,093 75%WAL Western Alliance Bancorp USA 0-10,000 10% 10,000-60,000 20% 60,000-249,719 35% 45% >249,719 75%WIA Western Asset Claymore Inflation-Linked Securi USA 0-1,500 25% 1,500-9,000 40% 9,000-24,994 50% 60% >24,994 75%WMC Western Asset Mortgage Capital Corp USA 0-7,000 20% 7,000-40,000 30% 40,000-135,946 50% 60% >135,946 75%WDC.O Western Digital Corp USA 0-15,000 5% 15,000-75,011 10% 75,011-300,044 20% 40% >300,044 75%WGP Western Gas Equity Partners LP USA 0-4,000 15% 4,000-25,000 25% 25,000-78,280 40% 55% >78,280 75%WES.N Western Gas Partners LP USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%WU.N Western Union Co USA 0-25,000 5% 25,000-250,000 10% 250,000-1,324,726 20% 40% >1,324,726 75%WLK.N Westlake Chemical Corp USA 0-7,200 10% 7,200-35,864 20% 35,864-143,456 35% 45% >143,456 75%WLKP.K Westlake Chemical Partners LP USA 0-1,000 25% 1,000-6,000 40% 6,000-20,000 50% 60% >20,000 75%WLB.O Westmoreland Coal Co USA 0-8,000 25% 8,000-50,000 40% 50,000-160,000 50% 60% >160,000 75%WBK.N Westpac Banking Corp ADR USA 0-5,000 15% 5,000-30,000 25% 30,000-99,710 40% 55% >99,710 75%WPRT.O Westport Innovations Inc USA 0-25,000 20% 25,000-150,000 30% 150,000-500,000 50% 60% >500,000 75%WRK WestRock LLC USA 0-10,000 5% 10,000-100,000 10% 100,000-454,824 20% 40% >454,824 75%URRE.O Westwater Resources Inc USA 0-14,800 25% 14,800-29,600 40% 29,600-218,815 50% 60% >218,815 75%WHG Westwood Holdings Group Inc USA 0-1,000 20% 1,000-6,000 30% 6,000-13,867 50% 60% >13,867 75%WEX WEX Inc USA 0-5,300 10% 5,300-26,577 20% 26,577-106,311 35% 45% >106,311 75%WEYS.O Weyco Group Inc USA 0-1,000 25% 1,000-6,000 40% 6,000-7,073 50% 60% >7,073 75%WY.N Weyerhaeuser Co USA 0-25,000 5% 25,000-184,560 10% 184,560-738,240 20% 40% >738,240 75%WGL WGL Holdings Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%WPM.N Wheaton Precious Metals Corp (US) USA 0-59,800 10% 59,800-330,972 20% 330,972-1,323,891 35% 45% >1,323,891 75%WHR.N Whirlpool Corp USA 0-7,000 5% 7,000-41,160 10% 41,160-164,640 20% 40% >164,640 75%WTM.N White Mountains Insurance Group Ltd USA 0-800 10% 800-3,756 20% 3,756-9,427 35% 45% >9,427 75%WHF.O WhiteHorse Finance Inc USA 0-2,000 25% 2,000-10,000 40% 10,000-40,000 50% 60% >40,000 75%WSR Whitestone REIT USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%WLL.N Whiting Petroleum Corp USA 0-25,900 25% 25,900-129,564 40% 129,564-518,259 50% 60% >518,259 75%WFM.O Whole Foods Market Inc USA 0-30,000 20% 30,000-150,000 30% 150,000-600,000 50% 60% >600,000 75%WOW WideOpenWest Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%WYY.A WidePoint Corporation USA 0-22,600 25% 22,600-70,000 40% 70,000-77,732 50% 60% >77,732 75%WRD WildHorse Resource Development Corporation USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%WVVI.O Willamette Valley Vineyards Inc USA 0-1,600 25% 1,600-5,000 40% >5000 75% 75%WG.N Willbros Group Inc USA 0-9,100 25% 9,100-18,200 40% 18,200-126,137 50% 60% >126,137 75%WLDN.O Willdan Group Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-52,340 50% 60% >52,340 75%WLH William Lyon Homes USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%WMB.N Williams Cos Inc USA 0-40,000 5% 40,000-233,053 10% 233,053-932,215 20% 40% >932,215 75%WPZ.N Williams Partners LP USA 0-15,000 10% 15,000-89,747 20% 89,747-358,988 35% 45% >358,988 75%WSM.N Williams-Sonoma Inc USA 0-13,300 10% 13,300-66,368 20% 66,368-265,472 35% 45% >265,472 75%WLFC.O Willis Lease Finance Corporation USA 0-1,000 25% 1,000-6,000 40% 6,000-7,844 50% 60% >7,844 75%WLTW.O Willis Towers Watson PLC USA 0-7,000 5% 7,000-41,282 10% 41,282-165,129 20% 40% >165,129 75%WIN.O Windstream Corp USA 0-60,000 10% 60,000-600,000 20% 600,000-2,000,000 35% 45% >2,000,000 75%WING.O Wingstop Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%WINA.O Winmark Corp USA 0-1,000 25% 1,000-3,000 40% 3,000-3,681 50% 60% >3,681 75%WGO.N Winnebago Industries Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-275,335 35% 45% >275,335 75%WINS.O Wins Finance Holdings Inc USA 0-1,000 25% 1,000-3,000 40% >3000 75% 75%WTFC.O Wintrust Financial Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-173,201 35% 45% >173,201 75%WIT.N Wipro Ltd - ADR USA 0-25,000 10% 25,000-150,000 20% 150,000-500,000 35% 45% >500,000 75%WEC.N Wisconsin Energy Corp USA 0-10,000 5% 10,000-98,203 10% 98,203-392,815 20% 40% >392,815 75%WETF.O WisdomTree Investments Inc USA 0-30,000 10% 30,000-180,000 20% 180,000-600,000 35% 45% >600,000 75%WNS.N WNS Holdings Ltd - ADR USA 0-3,000 10% 3,000-20,000 20% 20,000-60,000 35% 45% >60,000 75%WWW.N Wolverine World Wide Inc USA 0-10,000 10% 10,000-60,000 20% 60,000-200,000 35% 45% >200,000 75%WWD.O Woodward Inc USA 0-4,000 10% 4,000-25,000 20% 25,000-80,000 35% 45% >80,000 75%WF Woori Bank Company Limited USA 0-1,000 25% 1,000-3,000 40% 3,000-5,272 50% 60% >5,272 75%WDAY.O Workday Inc USA 0-6,200 10% 6,200-31,078 20% 31,078-124,312 35% 45% >124,312 75%WKHS.O Workhorse Group Inc USA 0-10,000 25% 10,000-60,000 40% 60,000-200,000 50% 60% >200,000 75%WK Workiva Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-60,000 50% 60% >60,000 75%WRLD.O World Acceptance Corp USA 0-2,000 10% 2,000-10,000 20% 10,000-40,000 35% 45% >40,000 75%INT.N World Fuel Services Corp USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%WWE.N World Wrestling Entertainment Inc USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%WOR.N Worthington Industries Inc USA 0-10,000 20% 10,000-60,000 30% 60,000-200,000 50% 60% >200,000 75%WPC.N WP Carey Inc USA 0-5,000 10% 5,000-30,000 20% 30,000-100,000 35% 45% >100,000 75%WPCS.O WPCS International Inc USA 0-9,400 25% 9,400-55,000 40% 55,000-153,418 50% 60% >153,418 75%WPPGY.O WPP PLC - ADR USA 0-2,500 10% 2,500-15,000 20% 15,000-50,000 35% 45% >50,000 75%WPX.N WPX Energy Inc USA 0-52,800 10% 52,800-263,844 20% 263,844-1,055,379 35% 45% >1,055,379 75%WRB WR Berkley Corp USA 0-6,000 10% 6,000-35,000 20% 35,000-194,064 35% 45% >194,064 75%GRA.N WR Grace & Co USA 0-9,000 10% 9,000-46,899 20% 46,899-187,596 35% 45% >187,596 75%WSFS.O WSFS Financial Corp USA 0-2,500 15% 2,500-15,000 25% 15,000-50,000 40% 55% >50,000 75%WYN.N Wyndham Worldwide Corp USA 0-9,000 5% 9,000-62,883 10% 62,883-251,532 20% 40% >251,532 75%WYNN.O Wynn Resorts Ltd USA 0-9,000 5% 9,000-43,303 10% 43,303-173,213 20% 40% >173,213 75%XBIT.O XBiotech Inc USA 0-7,000 25% 7,000-40,000 40% 40,000-127,464 50% 60% >127,464 75%XEL.N Xcel Energy Inc USA 0-20,000 5% 20,000-132,868 10% 132,868-531,474 20% 40% >531,474 75%XCRA.O Xcerra Corp USA 0-15,000 15% 15,000-90,000 25% 90,000-277,730 40% 55% >277,730 75%XNCR.O Xencor Inc USA 0-5,000 15% 5,000-30,000 25% 30,000-100,000 40% 55% >100,000 75%XBIO.O Xenetic Biosciences Inc USA 0-6,200 25% 6,200-12,400 40% >12400 75% 75%XHR Xenia Hotels & Resorts Inc USA 0-9,000 10% 9,000-55,000 20% 55,000-180,000 35% 45% >180,000 75%XRM Xerium Technologies Inc USA 0-3,300 25% 3,300-20,000 40% 20,000-26,056 50% 60% >26,056 75%XRX.N Xerox Corp USA 0-45,000 10% 45,000-228,659 20% 228,659-914,638 35% 45% >914,638 75%XGTI.O xG Technology Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-393,788 50% 60% >393,788 75%XLNX.O Xilinx Inc USA 0-20,000 5% 20,000-92,806 10% 92,806-371,225 20% 40% >371,225 75%XIN Xinyuan Real Estate Company Limited USA 0-5,000 25% 5,000-30,000 40% 30,000-89,415 50% 60% >89,415 75%XL.N XL Group PLC USA 0-15,000 5% 15,000-150,000 10% 150,000-671,871 20% 40% >671,871 75%XOXO.K XO Group Inc USA 0-3,000 20% 3,000-20,000 30% 20,000-51,948 50% 60% >51,948 75%XOMA.O XOMA Corp USA 0-4,000 25% 4,000-25,000 40% 25,000-76,180 50% 60% >76,180 75%XPER.O XPERI Corp USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%





XPLR.O Xplore Technologies Corporation USA 0-4,200 25% 4,200-25,000 40% 25,000-43,108 50% 60% >43,108 75%XPO.N XPO Logistics Inc USA 0-9,300 10% 9,300-46,255 20% 46,255-185,020 35% 45% >185,020 75%XCOM.O Xtera Communications Inc USA 0-33,200 25% 33,200-100,000 40% >100000 75% 75%XNET.O Xunlei Ltd USA 0-40,000 25% 40,000-240,000 40% 240,000-737,071 50% 60% >737,071 75%XYL.N Xylem Inc USA 0-8,000 5% 8,000-80,000 10% 80,000-402,716 20% 40% >402,716 75%AUY.N Yamana Gold Inc (US) USA 0-228,900 10% 228,900-2,488,043 20% 2,488,043-6,966,521 35% 45% >6,966,521 75%YNDX.O Yandex NV USA 0-21,500 10% 21,500-107,615 20% 107,615-430,461 35% 45% >430,461 75%YERR.O Yangtze River Development Limited USA 0-1,000 25% 1,000-6,000 40% 6,000-18,289 50% 60% >18,289 75%YZCAY.PK Yanzhou Coal Mining Co Ltd - ADR USA 0-1,300 25% 1,300-4,000 40% 4,000-5,701 50% 60% >5,701 75%YTRA.O Yatra Online Inc USA 0-3,000 25% 3,000-20,000 40% 20,000-58,602 50% 60% >58,602 75%YELP.K Yelp Inc USA 0-14,500 10% 14,500-72,531 20% 72,531-290,126 35% 45% >290,126 75%YEXT.K Yext Inc USA 0-9,000 15% 9,000-55,000 25% 55,000-180,000 40% 55% >180,000 75%YGE.N Yingli Green Energy Holding Co Ltd - ADR USA 0-5,900 25% 5,900-35,000 40% 35,000-45,171 50% 60% >45,171 75%YRD Yirendai Limited USA 0-8,000 10% 8,000-50,000 20% 50,000-160,000 35% 45% >160,000 75%YORW.O York Water Co/The USA 0-1,000 25% 1,000-6,000 40% 6,000-15,195 50% 60% >15,195 75%YOD.O YOU On Demand Holdings Inc USA 0-9,700 25% 9,700-60,000 40% 60,000-74,361 50% 60% >74,361 75%YPF.N YPF SA - ADR USA 0-20,000 10% 20,000-120,000 20% 120,000-400,000 35% 45% >400,000 75%YRCW.O YRC Worldwide Inc USA 0-20,000 20% 20,000-120,000 30% 120,000-351,066 50% 60% >351,066 75%YECO.O Yulong Eco-Materials Limited USA 0-4,400 25% 4,400-15,000 40% >15000 75% 75%YUM.N Yum! Brands Inc USA 0-15,000 5% 15,000-83,804 10% 83,804-335,217 20% 40% >335,217 75%YUMC.K Yum! China Holding Inc USA 0-16,000 10% 16,000-79,918 20% 79,918-319,674 35% 45% >319,674 75%YUME.K YuMe Inc USA 0-5,000 25% 5,000-30,000 40% 30,000-90,249 50% 60% >90,249 75%YY.O YY Inc - ADR USA 0-7,500 10% 7,500-37,514 20% 37,514-150,056 35% 45% >150,056 75%ZFGN.O Zafgen Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%ZAGG.O ZAGG Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%ZLAB.O Zai Lab Limited USA 0-8,000 25% 8,000-50,000 40% 50,000-154,362 50% 60% >154,362 75%ZAIS.O ZAIS Group Holdings Inc USA 0-4,000 25% 4,000-25,000 40% 25,000-80,000 50% 60% >80,000 75%ZAYO.K Zayo Group Holdings Inc USA 0-19,600 10% 19,600-98,030 20% 98,030-392,122 35% 45% >392,122 75%ZAZA.PK ZaZa Energy Corp USA 0-488,600 25% 488,600-977,200 40% >977200 75% 75%ZBRA.O Zebra Technologies Corp USA 0-5,000 10% 5,000-30,000 20% 30,000-127,753 35% 45% >127,753 75%ZDGE.A Zedge Inc USA 0-4,800 25% 4,800-15,000 40% >15000 75% 75%ZEN.N Zendesk Inc USA 0-15,000 10% 15,000-90,000 20% 90,000-378,225 35% 45% >378,225 75%ZG.O Zillow Group Inc USA 0-7,000 10% 7,000-40,000 20% 40,000-140,000 35% 45% >140,000 75%Z.O Zillow Inc USA 0-16,900 10% 16,900-84,344 20% 84,344-337,379 35% 45% >337,379 75%ZBH Zimmer Holdings Inc USA 0-10,000 5% 10,000-60,225 10% 60,225-240,902 20% 40% >240,902 75%ZION.O Zions Bancorporation USA 0-20,000 5% 20,000-151,832 10% 151,832-607,329 20% 40% >607,329 75%ZIOP.O ZIOPHARM Oncology Inc USA 0-35,000 25% 35,000-210,000 40% 210,000-678,214 50% 60% >678,214 75%ZIXI.O Zix Corporation USA 0-8,000 20% 8,000-50,000 30% 50,000-152,797 50% 60% >152,797 75%ZOES.N Zoe's Kitchen Inc USA 0-15,000 20% 15,000-90,000 30% 90,000-270,860 50% 60% >270,860 75%ZTS.N Zoetis Inc USA 0-20,000 5% 20,000-96,484 10% 96,484-385,939 20% 40% >385,939 75%ZSAN.O Zosano Pharma Corporation USA 0-25,000 25% 25,000-150,000 40% 150,000-472,401 50% 60% >472,401 75%ZTO ZTO Express Cayman Inc USA 0-35,000 10% 35,000-189,381 20% 189,381-757,524 35% 45% >757,524 75%ZUMZ.O Zumiez Inc USA 0-10,000 15% 10,000-60,000 25% 60,000-200,000 40% 55% >200,000 75%ZYME.K Zymeworks Inc USA 0-1,900 25% 1,900-3,800 40% 3,800-14,903 50% 60% >14,903 75%ZYNE.O Zynerba Pharmaceuticals Inc USA 0-20,000 25% 20,000-120,000 40% 120,000-345,769 50% 60% >345,769 75%ZNGA.O Zynga Inc USA 0-160,000 10% 160,000-857,326 20% 857,326-3,429,305 35% 45% >3,429,305 75%

commsec cfd tiered margins domestic and · pdf fileas at 27 jan 2018 please note that this is...

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