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COMMUNITY PERCEPTION OF IMPACTS OF

ENVIRONMENTAL AND CLIMATE CHANGE WITH

SPECIFIC FOCUS ON VEGETATION CHANGES IN LOW

LYING ATOLL ISLANDS: A CASE STUDY OF

NANUMEA, VAITUPU AND FUNAFUTI IN

TUVALU

by

Kilifi Talakatoa O’Brien

A thesis submitted in fulfilment of the requirements

for the degree of

Master of Science in Climate Change

Copyright © 2013 by Kilifi Talakatoa O’Brien

Pacific Centre for Environment and Sustainable Development

The University of the South Pacific

2013

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ABSTRACT

This thesis is about community perceptions of the impacts of environmental and

climate change in the low-lying atolls of Tuvalu, with particular emphasis on

vegetation change, including human induced change, and possible adaptations to such

change. This study is based on case studies of three different atolls in Tuvalu,

Nanumea, Vaitupu and Funafuti. The methodology included in-depth questionnaire

surveys, in-depth structured interviews with relevant informants, field observations

and the production of GIS maps of vegetation change over a three-year period from

2003 to 2006. The results show that there are a range of perceived impacts due to

climate change and other, often interrelated, environmental changes, that include

increasing drought, increasing severity or seasonal variation in rainfall and the

occurrence of tropical cyclones; increasing coastal erosion, saltwater incursion, and

frequency and severity of extreme tidal events and vegetation change and the loss of

important cultural plants, and increased impacts of invasive species. Contrary to the

researcher’s initial perception that vegetation change is due to climate change impacts,

the results indicate that many interrelated factors, including human induced impacts,

act together and/or exacerbate each other, leading to the conclusion that perhaps

vegetation change is not wholly related to any one particular factor but rather a range

of possible causes, which act in synergy. It suggests therefore that community

perceptions of the complexity of the impacts of climate and environmental change are

important and should be used as an important basis for conducting vulnerability

assessment and developing adaptation strategies at the local and national levels,

especially on atolls and other small island states and coastal areas that are clearly on

the frontline against climate and environmental change.

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ACRONYMSSOPAC Applied Geoscience and Technology, Secretariat of the Pacific CommunityATCOR Atmospheric Correction and haze ReductionBOM Bureau of MeteorologyBPOA Barbados Plan of Action CFR Cape Floristic Region C02 Carbon DioxideCSIRO Commonwealth Scientific and Industrial Research OrganisationDGPS Differential Global Position SystemEbA Ecosystem Based AdaptationENSO El Niño Southern OscillationEEA European Environment AgencyAR4 Fourth Assessment reportGIS Geographical Information SystemsGMST Global mean Surface temperature GPS Global Positioning SystemGoT Government of TuvaluGRACE Gravity Recovery and Climate ExperimentGHGs Greenhouse GasesIWRMP Integrated Water Resources Management ProgrammeIPO Inter-decadal Pacific OscillationIPCC Intergovernmental Panel on Climate ChangeITCZ Inter-tropical Convergence ZoneKM KilometresMEA Multilateral Environment AgreementMDG Millennium Development GoalsNAPA National Adaptation Plan of ActionNNW-SSE North North West - South South EastNWS North West South NW North-WestPACE-SD Pacific Centre for Environment and Sustainable DevelopmentPICs Pacific Island CountriesSEAFRAME Sea Level Fine Resolution Acoustic Measuring EquipmentSLR Sea-level riseSPC Secretariat of the Pacific CommunitySPREP Secretariat of the Pacific Regional Environment ProgrammeSPCZ South Pacific Convergence ZoneSOI Southern Oscillation IndexESCAP United Nations Economic and Social Commission for Asia and the Pacific UNFAO United Nations Food Agriculture OrganizationsUNFCCC United Nations Framework Convention on Climate ChangeWNW-ESE West North West - East South EastWPM Western Pacific Monsoon

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TABLE OF CONTENT

DECALARATION OF ORGINALITY....................................................................................ii

ACRONYMS ...........................................................................................................................iv

TABLE OF CONTENT ............................................................................................................v

LIST OF FIGURES ..................................................................................................................x

LIST OF TABLES.................................................................................................................xiii

ACKNOWLEDGEMENT .....................................................................................................xiv

CHAPTER 1 ............................................................................................................................ 1

INTRODUCTION ................................................................................................................... 1

1 Introduction .............................................................................................................. 2

1.1 Background and rationale of the study ..................................................................... 2

1.2 The concept of sensitivity, risk, adaptation and vulnerability and their relevance to this thesis .................................................................................................................. 4

1.3 Vulnerability to climate change framework: operationalising a concept ................. 6

1.4 The use of perception throughout this thesis and assessing adaptive capacity to climate variability in the study areas ........................................................................ 7

1.5 Problem statement .................................................................................................... 7

1.6 Research question................................................................................................... 11

1.7 Summary, structure and presentation of the study.................................................. 11

CHAPTER 2 .......................................................................................................................... 12

LITERATURE SURVEY ...................................................................................................... 12

2.0 Introduction ............................................................................................................ 13

2.1 The significance of ENSO and SPCZ in determining the climate of the Pacific region including the study area............................................................................... 13

2.2 Definitions of climate variability and extreme events ............................................ 16

2.3 Definition of environmental and climate change.................................................... 17

2.4 Global climate change ............................................................................................ 18

2.5 Climate change variables........................................................................................ 19

2.6 Global mean surface temperature ........................................................................... 19

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2.6.1 Variation in rainfall ................................................................................................ 21

2.6.2 Changes in sea state and sea-level rise ................................................................... 23

2.6.3 Tropical cyclones.................................................................................................... 29

2.6.4 Fire.......................................................................................................................... 30

2.7 Environmental and climate change impact on biodiveristy.................................... 31

2.7.1 Global context ........................................................................................................ 31

2.7.2 Pacific context ........................................................................................................ 33

2.8 The role of trees in societal's adaptation to climate change.................................... 35

2.9 Coastal protection................................................................................................... 36

2.9.1 Traditional agricultural knowledge (TAK)............................................................. 37

2.10 Community perception of climate change in the context of Tuvalu....................... 38

2.11 Studies of vegetation change using Geographical Information Systems (GIS) and Remote Sensing (RS) ............................................................................................. 41

2.12 Summary................................................................................................................. 43

CHAPTER 3 .......................................................................................................................... 44

DESCRIPTION OF THE STUDY AREA............................................................................. 44

3.0 Introduction ............................................................................................................ 45

3.1 Geography and environment .................................................................................. 45

3.2 People, history and economy.................................................................................. 47

3.3 Hydrology............................................................................................................... 53

3.4 Vegetation and flora ............................................................................................... 54

3.5 Description of land-use cover................................................................................. 55

3.5.1 Inland broadleaf forest and woodland .................................................................... 56

3.5.2 Coastal littoral forest and scrub .............................................................................. 56

3.5.3 Mangroves and wetlands ......................................................................................... 57

3.5.4 Coconut woodland agroforestry............................................................................... 58

3.5.5 Excavated swamp taro pits ..................................................................................... 59

3.5.6 Village house-yard and urban gardens ................................................................... 60

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3.5.7 Disturbed ruderal vegetation .................................................................................. 61

CHAPTER 4 .......................................................................................................................... 62

RESEARCH METHODOLOGY........................................................................................... 62

4.0 Introduction ............................................................................................................ 63

4.1 Research Design ..................................................................................................... 63

4.2 Rationale for selection of research sites ................................................................. 64

4.3 Methods and types of data collected....................................................................... 65

4.4 Semi-structured questionnaires............................................................................... 66

4.5 Determining of sample and focus group size for each village................................ 67

4.6 Workshops.............................................................................................................. 68

4.7 Reconnaissance survey ........................................................................................... 69

4.8 Literature survey..................................................................................................... 69

4.9 Data analysis........................................................................................................... 70

4.9.1 Analysis of semi-structured questionnaires ............................................................ 70

4.9.2 Calculation of response frequency ......................................................................... 70

4.10 Use of Geographic Information System (GIS) to assess vegetation change on Nanumea and Vaitupu. ........................................................................................... 71

4.11 Image processing .................................................................................................... 71

4.12 Geometric correction .............................................................................................. 71

4.13 Atmospheric correction .......................................................................................... 72

4.14 Image sub-setting.................................................................................................... 72

4.15 Object specific contrast enhancement and backdrop production geometric correction................................................................................................................ 72

4.16 Vegetation Interpretation........................................................................................ 73

4.17 Interpretation key.................................................................................................... 73

4.18 Exporting vector data into raster through ERDAS 9.1 ........................................... 75

4.19 Exporting vector data into raster through ERDAS 9.1 ........................................... 78

4.20 Change detection .................................................................................................... 78

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4.21 Area analysis .......................................................................................................... 79

CHAPTER 5 .......................................................................................................................... 80

PRESENTATION, ANALYSIS AND DISCUSSION OF RESEARCH FINDINGS .......... 80

5.1 Introduction ............................................................................................................ 81

5.1.1 Perceived impacts of climate and environmental change....................................... 81

5.1.2 A case study of a recent drought and climate related changes in 2011 on the three study areas .............................................................................................................. 82

5.1.3 Rising temperature.................................................................................................. 87

5.1.4 Present climate and its variability........................................................................... 88

5.1.5 Changes in sea-level and sea state.......................................................................... 89

5.1.6 Other changes ......................................................................................................... 90

5.1.7 General comments .................................................................................................. 93

5.2 Affected Plants and vegetation due to environmental, climate change and human-induced activities .................................................................................................... 93

5.2.1 Village house-yards gardens................................................................................... 94

5.2.2 Coastal littoral forest ............................................................................................ 103

5.2.3 Native inland forest .............................................................................................. 104

5.2.4 Pulaka and taro pits plantation.............................................................................. 105

5.2.5 General comments ................................................................................................ 106

5.3 The use of geographical information systems (GIS) to observe vegetation change within a three year period ..................................................................................... 107

5.4 Perceived actions to reduce vulnerability for low lying atoll islands ................... 110

5.5 Summary............................................................................................................... 113

CHAPTER 6 ........................................................................................................................ 114

CONCLUSION AND RECOMMENDATIONS................................................................. 114

6.0 Introduction .......................................................................................................... 115

6.1 Conclusion............................................................................................................ 115

6.2 Recommendations ................................................................................................ 116

6.3 Opportunities for future research.......................................................................... 117

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7.0 Reference:............................................................................................................. 119

8.0 Appendix 1: Questionnaire for Users ................................................................... 129

9.0 Appendix 2: Itinerary for the Reconnaissance Survey ......................................... 135

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LIST OF FIGURES

Figure 1-1: The relation between poverty and population increase in Tuvalu from 1994 to 2010 [Source: (Government of Tuvalu 2005, SPC 2005)] ..................................................................... 9

Figure 2-1: Patterns of the first normalized empirical orthogonal function (EOF) shows the prominent ENSO features in 2007. A negative in the Southern Oscillation Index (SOI) are an indication of an El Nino period whereas a positive (SOI) are an indication of a La Niña. The location of Tuvalu as marked in the square box in the map indicates that the Atmospheric indicators are trending towards an El Niño values which means that it is a wet period [Source (NASA 2012)]...................................................................................................................................................... 14

Figure 2-2: The map above illustrates atmospheric indicators trending towards a typical La Nina values in September 2012. The Southern Oscillation Index (SOI) in this map is approaching positive values for Tuvalu. This means that sustained values at this level are an indication of La Niña, which means that there will be less rainfall during this period [Source: (Services 2011)]. 15

Figure 2-3: The above map illustrates the SPCZ stretching from the north west of Papua New Guinea to the South East of the Cook Islands. The SPCZ runs through Tuvalu as marked in navy blue color circle in this map which means that this is a wet period as SPCZ typically brings with it rainfall [Source: (CSIRO 2011)]. ................................................................................................ 16

Figure 2-4: (a) Observed total monthly rainfall in 2011 for Nanumea and Nui (b) Funafuti and Niulakita respectively [Source: Tuvalu Met Services, (Services 2011)]. .................................... 22

Figure 2-5: Daily rainfall (mm) for the month of September 2011 for Funafuti 2011 [Source: Tuvalu Met-Services (Services 2011)]. ................................................................................................... 23

Figure2-6: IPCC projections of global warming (global average temperature rise ) (top) and consequent seal level rise (bottom) based on the SRES range of scenarios [Source: (BoM and CSIRO 2011)].............................................................................................................................. 25

Figure 2-7: Sea-level anomalies for the western Pacific region. The dip below the zero line (200 to 300 mm in 1983 and 1998) were a period of El Niño, which also shows in the records from all other monitoring stations in the south-western Pacific, which draws on data from the SEAFRAME project now run by SOPAC and the Australian Bureau of Meteorology [Source:(Cheng, Qi and Zhou 2008, Aung et al. 2009)].............................................................. 27

Figure 2-8: This chart is basically showing sea-level trends for Funafuti (Tuvalu) to indicate the influence of the La Niña effect on sea-level rise, which is consistent with the ENSO that happened in the Pacific region in 1983/1994, 1992/1993 and 1997/1998 as marked in red circles [Source:(BoM 2010)]. ................................................................................................................. 28

Figure 2-9: Main climate impacts and hazards addressed by EbA Ecosystem-based adaptation [Source: (Munroe et al. 2011)]. ................................................................................................... 35

Figure 2-10: A modify conceptual model of the major factors relating to adaptation with an emphasis on cognitive. The primary focus is the relationship between livelihoods and the perception of information [Source: Adapted and modify from (Frank et al. 2011)]. ........................................ 40

Figure 3-1: A map showing Tuvalu’s location at the Global context and Pacific region, with specific illustration of the study areas marked in red oval shape (Source http://www.reliefweb.int). ...... 46

Figure 3-2: Local governance structure in the outer islands of Tuvalu [Source (Government of Tuvalu 2005)] .......................................................................................................................................... 48

Figure 3-3: Satellite (Pan-Sharpened Quickbird) image of Nanumea showing the locations of the main villages and other important locations [Source: (SOPAC 2006b)].............................................. 50

Figure 3-4: Satellite (Pan-Sharpened Quick bird) image of Vaitupu with the locations of the main villages and other important features [Source: (SOPAC 2006c)]................................................ 51

Figure 3-5 : Map of Funafuti atoll [Source: (Overview 2011)] ............................................................ 53Figure 3-6: Stand of Pisonia grandis (puka vai) inland, southwest coast of Tepuka Islet; (b) Asplenium

nidus, (laukatafa), inland, southwest coast of Tepuka Islet. [Source (Thaman et al. 2012)]............. 56

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Figure 3-7: Coastal vegetation in the study area (a) Eastern side of Vaitupu at Elisefou (b) a coastal vegetation in the ocean side with open spaced coconut stands on Nanumea (Source: Author 2011)............................................................................................................................................ 57

Figure 3-8: Mangrove forest (a) at Nanumea encircling a landlocked “fossil” lagoon and (b) at Tafua Pond on Funafuti (Source: Author 2011)....................................................................................... 58

Figure 3-9: Stand of coconut woodland agro-forestry on Vaitupu and Nanumea [Source Author, 2011] 59Figure 3-10: (a) Excavated swamp taro pulaka with talo taro (Colocasia esculenta) being planted

within the swamp taro and (b) an image of a pulaka garden known as “te vai pulaka”at Lakena Islet on Nanumea Island (Source: Author 2011). ........................................................................ 59

Figure 3-11: (a) A houseyard garden in the middle of Fongafale (b) near airport, both images were taken in Funafuti [Source: (Thaman et al. 2012)]........................................................................ 60

Figure 3-12: (a) A manmade seawall on the lagoon side at the Vaiaku Lagi Hotel, Funafuti and (b) runaway and tarmac at Funafuti [Source:(Thaman et al. 2012)] ................................................. 61

Figure 4-1: A mixed methodological approach (Qualitative/quantitative) with a working hypothesis (Source: Author 2011). ................................................................................................................ 64

Figure 4-2: A flow chart showing six essential steps to produce the vegetation change forest land cover map Nanumea and Vaitupu between 2003 and 2006 (Source: Author 2011).................... 74

Figure 4-3: Three layers depicting the overlay analysis between 2003 and 2006 and the final product (output) which has the vegetation change (Source: Author 2011)............................................... 78

Figure 5-1: Families fetching water from distributions centers (a - f) established by the Public Works Department (PWD) on Funafuti Island [Source: (Boland 2011)] and Author, 2011].................. 84

Figure 5-2: (a) and (b) Signs of water deficiency and salinity damage to giant swamp taro (pulaka) and taro (talo) on Vaitupu due to prolonged drought and (c) a farmer in his pulaka pit plantation on Nukulaelae showing the complete desiccation of pulaka during the 2011 drought [Source: Author 2011 and (Government of Tuvalu and Community. 2011)]. ........................................... 86

Figure 5-3: Accumulated organic matter and course woody debris that contributed to the increase in incidence and severity of bushfires in early 2011 on Vaitupu Island, (Source: Author 2011). ... 87

Figure 5-4: Temporary wind breakers to shelter a private home on Funafuti Island in preparation for the arrival of the cyclone [Source: courtesy of (Boland 2011)]................................................... 89

Figure 5-5: Satellite images of Nanumea showing areas being affected by kou leafworm with the corresponding images of defoliated kanava trees (Source: Author 2011). .................................. 92

Figure 5-6: Village and house-yard gardens devastated as a result of the 2011 drought in the three study area; (a) a recently introduced large fruit variety of pawpaw olesi palagi (C. papaya) at a private household on Funafuti suffering water stress, (b) banana cultivars, futi (Musa sp.) on Vaitupu with leaves turning brown, (c) a dead breadfruit, mei (Artocarpus altilis) in the main settlement of Fongafale on Funafuti as a result of extreme heat from the drought period (d) breadfruit getting smaller in size fall down prematurely on Nanumea Island (Source: Author 2011)............................................................................................................................................ 94

Figure 5-7: Stands of coconut trees that died during the drought of December 2010 at (a) Fakataulepa, (b) Elisefou and (c) Kalepapa on Vaitupu island (Source: Author 2011).................................. 100

Figure 5-8: (A) Map of Funafuti showing Tepuka Islet, where respondents from Funafuti indicated as the most affected area from coastal erosion; (B) satellite Quick-bird image of Tepuka islet showing affected areas due to coastal erosion; (C) photo image of the affected area on Tepuka islet showing coconut trees falling due to coastal erosion [Source: Author 2011 and (Overview 2011)]. ....................................................................................................................................... 101

Figure 5-9: Stand of coconut trees suffering from desiccation and stunted growth due to long period of drought at Lofeagai on Funafuti, 2011 (Source: Author 2011). ................................................ 102

Figure 5-10: Unproductive land and dead coconuts at Matagi on Nanumea that had been reclaimed beginning in the late 1940s, but was increasingly eroded and inundated by salt water beginning in the 1990s; (a) a view from the eastern side to the lagoon and (b) a view from the lagoon towards the north-eastern side of the unproductive land area (Source Author 2011). ............... 103

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Figure 5-11: (a) A satellite quick-bird image of Fogafale on Funafuti showing the area known as the Vailiki, formerly with very extensive stands of fao (Neisosperma oppositifolium) and Thespian’s Tree milo (Thespesia populnea) but now only having a handful of trees remaining due to over exploitation; (b) A photo of the only remaining fao and milo at Vailiki on Fogafale and (c) a close-up image of remaining fao and milo [Source: Author 2011 and (SOPAC 2006a)]........ 104

Figure 5-12: (a) Satellite Quickbird image of Vaitupu illustrating the vegetation change at Fakataulepa due to expansion of dwellings in 2003; (b) Forest cover map showing vegetation change at Fakataulepa within a three-year period as shown in the red spot; (c) A 2003 IKONO’s image depicting intact vegetation at Fakataulepa (d) A satellite Quick-bird image [Source: (SOPAC 2006c)]. ..................................................................................................................................... 106

Figure 5-13: A forest land covers map showing the changes in specified vegetation types within a three year period for Nanumea Island (Source Author 2011).................................................... 108

Figure 5-14: A forest land covers map to show the changes in the different types of vegetation within a three year period for Vaitupu Island (Source: Author 2011). ................................................. 109

Figure 5-15: Artificial pulaka and taro pits made from concrete in the vicinity of the main village settlement on Nanumaga Island in Tuvalu (Source: Author 2011). .......................................... 112

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LIST OF TABLESTable 4-1: Sample size for Nanumea ................................................................................................... 67Table 4-2: Sample size for Vaitupu...................................................................................................... 67Table 4-3: Sample size for Funafuti ..................................................................................................... 67Table 4-4: Summary of a codebook system ......................................................................................... 70Table 4-5: A summary of the interpretation keys used in the mapping process................................... 75Table 5-1: Survey results of responses of 108 respondents from Nanumea, Vaitupu and Funafuti

Atolls in Tuvalu in early 2011 with respect to the main perceived impacts of environmental and climate change. ............................................................................................................................ 81

Table 5-2: Participants comments in relation to the issue of drought on water quality and availability (source Author, 2011).................................................................................................................. 83

Table 5-3: Survey results of 108 respondents on Nanumea (24), Vaitupu (24) and Funafuti Atolls (60) in Tuvalu in early 2011 with respect to what are the main types of plants or vegetation perceived to be most affected due to environmental and climate change impacts. ...................................... 95

Table 5-4: Survey results of 108 respondents on Nanumea (24), Vaitupu (24) and Funafuti Atolls (60) in Tuvalu in early 2011 with respect to what are the main types of plants or vegetation perceived to be most affected due to overexploitation and overuse............................................................. 97

Table 5-5: Vegetation change for specified land cover categories Nanumea and Vaitupu Atolls between 2003 and 2006. ............................................................................................................ 107

Table 5-6: Actions reported by 108 respondents in Tuvalu in 2011 of actions that can be taken to protect and reverse the current negative trend of degradation in the trees and plants as perceived by participants. .......................................................................................................................... 110

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ACKNOWLEDGEMENTFirst and above all, I am grateful to the Almighty God through his son Jesus Christ

for thy boundless love and help. He has been the source of my strength and wisdom

and through him; I have been able to overcome many challenges during this huge

undertaking.

Enormous gratitude goes to my principal supervisor, Professor Randolph Robert

Thaman for his critical review and invaluable comments. Without his fatherly

encouragement and sometimes even psychological support, on top of all his inspiring

academic guidance, I might still fumble in the total darkness of confusion. Also, Dr

Dan Orcherton, my co-supervisor who has sailed with me throughout this journey.

His expertise as an expert in forestry, community based adaptation and biodiversity

is well appreciated. I also wish to thank Dr. Sarah Hemstock for helping me to refine

and define additional dimensions of my work and for her useful counsel. I am also

indebted to my sponsor AusAID (Climate Change Leaders Programme) through

PACE-SD for the full sponsorship of my studies, for without this help, I would not

have been able to complete this MSc Thesis. Through AusAid and with assistance

and support of staff of the PACE-SD, it had been possible for me to undertake field

work in Tuvalu in early 2011. This field study was a major source of data for my

research which critically shaped this thesis.

I also thank the following people who have assisted in one way or another, especially

in providing data and support; Dr Russel Haworth, Director of SOPAC for making

my attachment possible at SOPAC; Dr.Wolf Forstreuter, Programme Manager of

GIS section at SOPAC for his help and guidance on technical aspects of my work;

Semi Qamese (PhD student in Climate Change) for helping in the final setting of my

written work. Last but not least, I owe big gratitude to my wife, Noama, for her love,

support and understanding since the beginning of my study. This journey would

have not been possible without her support and encouragement. My lovely sons,

Iulio, Taasi, Kima, Tuitupou, and daughters Salaga and Etitara whom I missed a lot,

have been a great source of my strength.

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CHAPTER 1

INTRODUCTION

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1 IntroductionThis thesis is about community perceptions on environmental and climate change in

low lying atoll islands with a specific focus on the impacts on vegetation, which

arguably has been degraded due to human-induced activities and undermines the

resilience of communities in the study area. The study was conducted in three main

islands of Tuvalu, Nanumea, Vaitupu and Funafuti respectively.

The chapter begins with a background and rationale of this study by highlighting the

environmental and ecological benefits of protecting terrestrial vegetation in the face

of environmental and climate change impacts. The second part defines the concept

of sensitivity, risk, adaptation and vulnerability and their relevance to this thesis. It

also introduces the vulnerability framework that holds together the important

elements covered in the thesis and how those elements are operationalise. Thirdly is

a discussion of the underlying problems in relation to environmental and climate

change impacts on vegetation and the possible adaptation measures to protect and

conserve affected vegetation. This is followed with a discussion of the main research

questions that guided the whole thesis process in order to achieve the anticipated

aims and objectives. The final part of this chapter provides a brief summary of the

content and an outline of the main structure for the whole thesis.

1.1 Background and rationale of the studyTuvalu, like other small island and atoll countries, is particularly vulnerable to

environmental and climate change for a number of environmental, economic and

social reasons (Mimura et al. 2007, Cheatham and Muldoon 2009, Government of

Tuvalu 2005, Paton and Fairbairn-Dunlop 2010). For example, Tuvalu is

geographically isolated, physically small in size, has low-lying islands surrounded by

a vast ocean and has limited infrastructure, institutional, economic, and human

capacity. It is the hypothesis of this study that the protection and enrichment of

coastal vegetation, including agricultural areas and associated biodiversity is,

perhaps, the most cost-effective and practicable means of helping people reduce their

vulnerability to climate and environmental change.

Conversely, further degradation of this vegetation will undermine future resilience to

many changes (ecological, social or economic) that possibly could occur to

communities living in the study areas (Nanumea, Vaitupu and Funafuti). The word

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resilience used throughout this thesis was adopted from the idea proposed by Adger

et el. (2005b). It characterises an individual or a community’s ability to cope with

climate impacts and other external stressors. Normally, resilience rises with adaptive

capacity but it depends on what is being targeted or expected. For example, an area

often affected from salt water intrusion and frequently experienced drought means

that an individual farmer would rather prefer to have a drought-resistant variety of

swamp taro with low productivity as a preferred survival strategy.

Terrestrial vegetation, particularly trees and other plants are important natural assets

that have traditionally provided cultural, economic and environmental benefits and

underpinned the sustainable livelihood of Tuvaluan people for a very long time

(Seluka et al. 1998). It is a source of food security and more importantly, has an

important role in protecting coastal communities from the potential impacts of

environmental and climate change.

It is important to emphasise that vegetation in Tuvalu is highly vulnerable to

emerging issues such as increasing population, urban development, habitat change

and destruction, alien invasive plants, animals and diseases, and the loss of traditional

names and cultural knowledge about plants (Connell 2003, Farbotko and McGregor

2010). All of these issues interact with each other to exacerbate vulnerability of atoll

nations and, accordingly, must be addressed in adaptation strategies.

Since there is still uncertainty of what the consequences of environmental and

climate change might be in the future (IPCC 2007b), this warrants a research study

that examines important terrestrial ecosystems of atoll islands to generate knowledge

and to inform corrective action(s).

Essentially, it is the overall purpose of this study to look in detail into the role of

vegetation and its conservation and management to address impacts of climate

change. To achieve that purpose effectively, this research will attempt to use

people’s perception about the impacts of environmental and climate change on

vegetation and to understand the underlying issues that influence vegetation change

and its implications to everyday lives of local communities.

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1.2The concept of sensitivity, risk, adaptation and vulnerability and their relevance to this thesis

The aim of this section is to define the concept of sensitivity, risk, adaptation and

vulnerability. It also attempts to present a vulnerability framework that is relevant to

this thesis and how the various elements of the framework are operationalise. This

provides the basis for the thesis and helps to give orientation as to why the various

elements that are covered in the thesis are necessary.

Vulnerability varies widely across communities, sectors and regions. This diversity

of the real world is the starting place for vulnerability assessment. Vulnerability

assessment can be conducted either at the international, national or local

(community) level. In this research study, vulnerability assessment focuses in trying

to identify the current environmental and climate change effects, its impacts on

natural resources (trees/plants) for which individuals or groups in the study area

depend on for their sustainable livelihood and also their current coping strategies.

Identifying and understanding of vulnerabilities and stressors help to assess the future

likely changes, impacts and coping strategies and social vulnerability of a given unit

(Brooks and Adger 2005).

As a first step to assessing the risk from climate change, an assessment of the risk

from the current climate has to be conducted including extremes (IPCC 2007b). For

example, suppose that the swamp taro at place K is fairly unaffected until the rainfall

drops between 30mm/month, then we can say that this system is said to be resilient

for rainfalls exceeding this thresholds. Thus if rainfall at place K has never been

known to be beyond the threshold (less than 30mm) then the risk will be zero.

However, if rainfall is always below 30mm, then the risk will be 100%.

But this risk of crop loss can be reduced by adaptation actions. Working Group of

the Intergovernmental Panel on Climate Change (IPCC) defined adaptation as

“adjustments in natural or human systems in response to actual or expected climate

stimuli or their effects, which moderates harms or exploits beneficial opportunities”

(IPCC 2007b). Reducing and transferring risks or building the capacity to make

changes in the future is an example of adaptation.

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The concept of adaptation in this thesis looks into the types of activities from a

vulnerability perspective, which addresses the underlying drivers of vulnerability as

well as a more impact-oriented focus including measures or actions that reduce the

impacts (Adger, Arnell and Tompkins 2005a). Capacities represent the combination

of all strengths and resources available in a system that is being studied.

In this thesis, learning is an important aspect. The learning process synthesizes

knowledge accumulated through time within local communities based from what

people observed, feel and experienced. This learning process empowers people to

make well informed decisions. As a result their capacity is enhanced and thus

enabled them to respond to climate stimuli with the right measures or action. In

summary, adaptive capacity is the sub-component that reflects the learning aspect of

system behaviour in response to disturbance. There are numerous vulnerability

frameworks that have been developed in the climate change literature (Turner et al.

2003, Luers 2005, Hahn, Riederer and Foster 2009). The term vulnerability can be

defined as the residual risk:

Vulnerability = risk (adverse climate impacts) – adaptation.

The Secretariat of the Pacific Regional Environment Programme (SPREP) resource

book put this into words: “Vulnerability [to climate variability] is the extent to

which a natural or human system is susceptible to sustaining damage resulting from

climate variability, including extreme events, despite human actions to moderate or

offset such damage” (Hay et al. 2002). The same concept can readily be extended to

climate change. Thus, the Intergovernmental Panel on Climate Change (IPCC)

define “Vulnerability [to climate change] as the degree to which a system is

susceptible to, or unable to cope with, adverse effects of climate change, including

climate variability and extremes” (IPCC 2007b).

The IPCC glossary notes that vulnerability is a function of the character, magnitude,

and rate of climate variation to which a system is exposed, its sensitivity and its

adaptive capacity. Some of these dependencies are exhibited in the example above

of the farmer. An assessment of the vulnerability to climate change has to include a

scenario capacity. Some of these dependencies are exhibited in the example above of

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the farmer. 1There are many such scenarios around and not all assessments use the

same.

Figure 1-1 below shows a framework of climate change impacts, vulnerability and

coping mechanism assessments. This study involved the vulnerability and adaptation

assessment (V&A). Drawing from this V&A assessment framework, this study

seeks to better understand how people uses their resource base (terrestrial

vegetation), ascertain individuals knowledge and perception of environmental and

climate change, individual’s capacity at present and in the near future and to identify

the possible adaptation activities in terms of land use and how they manage their

resource base (terrestrial vegetation).

1.3 Vulnerability to climate change framework: operationalising a concept

It should be noted that the environment has been changing and oscillating throughout

time. Similarly low lying atoll islands have coped and adapted to the changing

environment. For example, Campbell (2006) described that despite the “ascribed 1 A further caution: the term ‘vulnerability’ is used in many ways in the literature, although all of them relate to

potential damage from some hazard. In particular in the literature about disaster management, the word ‘vulnerability’ is used to mean more or less what this research (and the IPCC) has called ‘sensitivity’

Scenarios

Climate & sea-level vulnerability and change socio-economic and cultural trends

Study areaHazards & exposure

Impact AssessmentSensitivity; resilience &

risk

Adaptation assessmentAdaptive capacity; potential to enhance resilience and reduce

risk

Vulnerability assessmentResidue risks; enhance resilience

Figure 1.1: Analytical framework for climate change impacts, vulnerability and coping mechanism assessment [Source: (Hay et al. 2002)].

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vulnerability of Pacific Island populations and their exposure to a wide range of

hazards, they appear to have thrived for several millennia prior to the advent of

European intervention”.

With the addition of climate change effect, it means that extra resources and efforts

may be required to enhance the adaptive capacity of a system to environmental and

climate changes effects. Thus the coping strategies used to reduce the impact, and

the presence of other internal and external stressors such as geographic location,

fragility of the environment, rapid population growth, limited land resources,

dependencies on marine and land resources, vulnerability, resilience and small highly

integrated environmental and economic systems determine the societal vulnerability

to climate change (Adger and Emma 2005).

1.4 The use of perception throughout this thesis and assessing adaptive capacity to climate variability in the study areas

Individual perception has merit in providing baseline data that can be used to identify

vulnerable areas in village communities as well as on people’s ability to respond and

cope with climate change impacts. The use of individual perception in vulnerability

assessment appears to correspond to the definition of adaptive capacity suggested by

Adger et al (2005a) where adaptive capacity is defined as “the ability of the exposed

units to perceive, formulate a response and implements response to climate risk, with

a view to reducing impacts and this is the definition of adaptive capacity adopted for

this study”. It has been suggested that obtaining information from local stakeholders

and decision makers are considered as reliable and valid sources particularly in

relation to locally specific climate change impact, vulnerability and coping strategies

(Patt and Schröter 2008).

In this study, the current impact, vulnerability and coping strategies are assessed by

collecting primary data from individual’s perception (interviews and observation)

and secondary data (temperature and precipitation trend), published and unpublished

information

1.5 Problem statementTuvalu has a total land area of only 26 km2 and the highest point is no more than

three to four meters above mean sea-level (SPC 2005). There is a marked increase in

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population density particularly on the main capital Island of Funafuti (Government of

Tuvalu 2005).

Even a small increase in the population of low lying atoll islands such as Tuvalu may

lead to hardship in the future as climate change impacts will be felt first through the

natural resource base on which local communities depend on (Government of Tuvalu

2005). It should be noted that Tuvalu is very far from international markets. The

nine islands that made up the country are all scattered within a vast area ocean. The

smallness size of the country couple with an absence of an economy of scale makes

Tuvalu extremely vulnerable to external shocks. The limited natural base further

exacerbates the situation which all contributes to the development challenges in the

country (GoT 2011). The bulk of government revenues come mainly from fishing

license fees from foreign fishing vessels, dotTV internet domain and income from the

Tuvalu Trust Fund.

However, in recent years, Tuvalu’s main foreign exchange and the demand from

Europe for Tuvalu’s seafarers-Tuvalu’s main foreign exchange earning source for the

Private sector has dwindled (GoT 2011). Put together all these issues, it is estimated

that the GDP growth in 2009 and 2010 was no more than 1.0%. As mentioned

earlier, the remoteness of Tuvalu to markets internationally and domestically

inevitably leads to heavy dependence on subsistence for main livelihood and

exploiting poor soils including plants and trees. All these factors contribute to

amongst other things, persistent level of poverty (see Figure 1-2). For example,

according to the most recent MDG assessment report from 2010, it demonstrates that

an increase poverty level in Tuvalu is currently unlikely to achieve MDG 1 target

(GoT 2011).

Several community-based adaptation projects are underway in Tuvalu in an effort to

reverse environmental changes. These community-based adaptation projects include

enabling environment related activities such as the Tuvalu National Adaptation Plan

of Action (NAPA), capacity building through awareness raising programmes and

capacity building through awareness raising programmes and demonstration pilot

projects such as tree replanting programmes.

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Figure 1-1: The relatio2010 [Source: (Governm

Despite these efforts,

as well that knowledg

the terrestrial vegeta

previous work had b

data (Government of

There are two import

degradation of terrest

First, there is little u

terrestrial vegetation

there seems to be a

limiting factor in the

and projects at the na

9

on between poverty and population increase in Tment of Tuvalu 2005, SPC 2005)]

environmental problems are still escalating.

ge of negative impacts of environmental and

ation based on empirical research is still

been carried out in Tuvalu but were mostly

Tuvalu 2006).

tant knowledge gaps that could be contributin

trial vegetation.

understanding about the fundamental causes

on low lying atoll islands (Tilling and Fihak

lack of data on vegetation change, an issu

e effective and efficient implementation of

tional level.

Tuvalu from 1994 to

It should be noted

d climate change on

l limited, although

based on anecdotal

ng to the increasing

s for the decline in

ki 2009). Secondly,

ue often seen as a

adaptation policies

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10

This thesis proposes that social and ecological adaptation measures can be made

much more effective. This can be done if we have a better understanding, from both

traditional and modern scientific perspectives about the driving forces that cause

vegetation degradation. Gaining a deeper understanding from both traditional and

scientific perspective should be based on information gathered through local

community perceptions (reference to Figure 1-2).

In realising this issue, this study is hoping to document important information such as

the main environmental and climate change impacts commonly perceived by

individuals who lived in the communities of the study area. The study also attempts

to find out if such impacts have an implication on vegetation change and livelihood

security of communities in the study area.

In addition, information regarding the names and locations of the most affected

plant/tree species including their effects and its implications to communities will be

documented also in this study. This study also documents important information

regarding appropriate approaches or strategies that are conducive to the traditional

and cultural governance structures of the study area with an objective to protect and

conserve plants/tree species perceived to be rare for reasons that are best known by

the participants.

The second type of information that will be generated in this study is the extent to

which vegetation has changed over a three year period (2003 – 2006) for Nanumea

and Vaitupu respectively. The main purpose here is to determine whether mapping

vegetation change of 1:10,000 scale is possible to perform in low lying atoll islands

within a three year period. This will be presented in the form of ancillary data and a

forest cover map to illustrate vegetation change.

These ancillary data can be used as baseline informations for future monitoring

purposes on vegetation on the island of Tuvalu. Such information can be very useful

for decision making process at every level, be it at the national, government or island

level.

All these information will be computed and generated from the use of Geographical

Information Systems (GIS) and remote sensing. Detailed information as to how

these data were generated is elaborated in chapter 4, Research Methodology.

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1.6 Research questionThis study is expected to provide answers to the following research questions.

i. How does community perception help us to understand the vulnerability of

communities to environmental and climate change related impacts in the three

study area?

ii. How does local perception help us to understand the underlying causes for

vegetation change in the study area?

iii. Can we use community perception as a vehicle in the adaptation process of

protecting and conserving rare and threatened plants/tree species?

iv. What is the potential of using remote sensing in the context of vegetation

change using photography with a scale of 1:10,000 in low lying atoll islands

within a period of three years?

1.7 Summary, structure and presentation of the studyThis chapter has attempted to provide background on the study area, and provide a

brief account of the underlying problems that has an influence on the health of

plants/trees species. Finally, fundamental research questions were highlighted to

which answers will be generated from the research study. The chapters of this study

are organised and structured in the following order:

Chapter 1 General introduction

Chapter 2: Literature Survey

Chapter 3: Description of the study area

Chapter4: Research methodology

Chapter 5: Presentation and analysis of results

Chapter 6: Conclusion and recommendation

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CHAPTER 2

LITERATURE SURVEY

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2.0 IntroductionThis chapter reviews current climate change literature from a global perspective,

focusing on the Pacific, in particular on Tuvalu. The first part of this chapter

elaborates on the usage of the term “environmental and climate change” and “climate

variability and extremes” and how it will be used in the context of this research.

The second part of this chapter is an account of the overwhelming body of evidence

relating to the issue of climate change as documented in numerous climate change

literature and discourses. Following this section, is a discussion of the main features

of climate change that are relevant to the context of this study namely climate

variability including its main features, temperature, rainfall, sea-level rise, tropical

cyclones and fire.

The final section discusses environmental and climate change impacts on

biodiversity, focusing on global and Pacific Islands perspectives. The role of trees in

ecosystem-based and societal adaptation to climate change will be introduced with

specific examples of coastal protection, traditional knowledge and agriculture. The

latter part of the chapter is a review of the methodology and approaches that have

been applied in the past for the study of perception and vegetation change

2.1 The significance of ENSO and SPCZ in determining the climate of the Pacific region including the study area

Several major features of climate variability have been well documented in climate

change literature. These include El Niño Southern Oscillation (ENSO) and the

Walker CFirculation, Pacific Decadal and Inter-decadal Pacific Oscillation (IPO),

Inter-tropical Convergence Zone (ITCZ), Western Pacific Monsoon (WPM),

Southern Pacific Convergence Zone (SPCZ), Hadley Circulation, Southern Annular

mode and Indian Ocean Dipole (CSIRO 2011); all of which have been known to

influence the global mean annual surface temperature that makes it varied from year

to year. For the purpose of this study, perhaps the two most relevant features of

climate variability which have a strong influence on the climate of the study areas are

the ENSO and the Southern Pacific Convergence Zone (CSIRO 2011).

Before defining the meaning of climate variability, it is vital to understand first and

foremost what influences climate variability. According to Power and Smith (2007)

one important feature of inter-annual (year to year) climate variability in the Pacific

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is the influence of ENSO. ENSO has unique characteristics defined by different

patterns of change in winds, surface pressure, surface and sub-surface ocean

temperatures and the direction and strength of ocean currents, cloudiness and

convection across the tropical Pacific (CSIRO 2011).

The cycle of the ENSO, which often occurs every two to seven years, is not regular.

The two extreme phases of the ENSO are El Niño and La Niña. El Niño is a period

characterised by warming of waters in the central and eastern Pacific Ocean and

cooling pattern in the western Pacific Ocean respectively (CSIRO 2011). La Niña is

basically the opposite of El Niño. ENSO has a large influence on short term

extremes in the Pacific region.

Figure 2-1: Patterns of the first normalized empirical orthogonal function (EOF) shows the prominent ENSO features in 2007. A negative in the Southern Oscillation Index (SOI) are an indication of an El Nino period whereas a positive (SOI) are an indication of a La Niña. The location of Tuvalu as marked in the square box in the map indicates that the Atmospheric indicators are trending towards an El Niño values which means that it is a wet period [Source (NASA 2012)].

The main short term extreme events that are associated with ENSO and affect Tuvalu

include tropical cyclones and extreme sea-level rise (spring tides). It was also noted

that winds and rainfall, tropical cyclones also cause storm surges and swells leading

in flooding that causes agricultural losses and damage to buildings and roads along

the coasts.

In 2006 scenes of low lying areas of the Capital of Tuvalu, Funafuti were flashed in

the media around the world, showing the damage caused by king tides on agricultural

Tuvalu

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crops such as swamp taro pulaka Cyrtosperma chamissonis and taro talo (Colocasia

esculenta) (Patel 2006).

Another important climate feature that is relevant to this study is the influence of the

South Pacific Convergence Zone (SPCZ). SPCZ normally brings with it heavy

rainfall. It is a belt of heavy rainfall caused by air rising over warm waters where

wind joins and normally resulted in thunderstorm activity (CSIRO 2011, Pittock

2007).

This belt of heavy rainfall stretches from the western Pacific in the Solomon Islands

to the South Eastern part of the Pacific in the Cook Islands. In Tuvalu, the influence

of the SPCZ is most intensive during the wet season (November to December).

ENSO is a widely accepted and established phenomenon that has been widely written

about in numerous climate literatures and has a significant influence to the climate of

the Pacific region including the study area (Power and Smith 2007, Nunn 2009a,

IPCC 2007c).

Figure 2-2: The map above illustrates atmospheric indicators trending towards a typical La Nina values in September 2012. The Southern Oscillation Index (SOI) in this map is approaching positive values for Tuvalu. This means that sustained values at this level are an indication of La Niña, which means that there will be less rainfall during this period [Source: (Services 2011)].

Tuvalu

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Figure 2-3: The above map illustrates the SPCZ stretching from the north west of Papua New Guinea to the South East of the Cook Islands. The SPCZ runs through Tuvalu as marked in navy blue color circle in this map which means that this is a wet period as SPCZ typically brings with it rainfall [Source: (CSIRO 2011)].

2.2 Definitions of climate variability and extreme eventsThe definition of climate variability and extreme events depends largely on the

disciplines and context in which the terms are being used. By definition, extremes

are relatively rare. This can be seen in the definition used by the IPCC (2007a)

which states that an extreme is an “event that is rare at a particular place and time of

year”. “Climate variability” on the other hand is defined as “variations in the mean

state and other statistics (such as standard deviations and the occurrence of extremes)

of the climate on all spatial and temporal scales beyond that of individual weather

events” (CSIRO 2011).

It has been noted that variability in mean rainfall and temperature in the Pacific

region has been very likely changed due to the influenced of ENSO (Power and

Smith 2007). ENSO events are key and responsible for much variability and many

extreme events in the Pacific region with its impacts being felt as well in low lying

atoll islands such as Tuvalu.

The impacts of global warming in low lying atoll islands may be further worsen

given the fact that ENSO drives most of the changes in mean rainfall and temperature

including other climate variables (Power and Smith 2007).

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2.3 Definition of environmental and climate changeThe following definition of environmental and climate change impacts will be used

intermittently throughout this thesis.

The concept of environment change is not new. It has been happening for a very

long time because the environment is dynamic, constantly changing and evolving in

response to stimuli (Austalian Academy of Science 2010). The issue of climate

change, however, is a more recent concept that has become a main subject of

discussion since the 1970s. The Intergovernmental Panel on Climate Change (IPCC)

in its summary report for policymakers defines climate change as “any change in

climate over time, whether due to natural variability or as a result of human activity”

(IPCC 2007c).

There is a lot of evidence of environment problems discussed in literature on Global

Environmental Change (Warner 2010). While environmental problems such as

biodiversity loss, land cover change observable from satellite imagery, records of

climate change and many examples of pollution have been well documented (FAO

2010, Harris 2004), human still pursue activities which perpetuate the problems.

According to (IPCC 2007b) there is a likelihood that these problems will worsen if

the population continues to increase as the per capita consumption of natural

resources increases. These are not easy problems to solve overnight as most of these

issues are very complex in nature.

For the purpose of this study, it is important to understand the difference between the

concepts of environmental and climate changes as both issues are complex in nature

and there is no “one size fits” all solution to curb the issues of environmental and

climate change. There are three broad reasons why these problems are so hard to

resolve (Harris 2004). Firstly, the science of environmental problems is complex and

deals with many interrelated dynamic systems within which and between which

feedbacks mechanism occur. The second reason is that there are many stakeholders

involved in both the causes and solutions of the problems. To organise all of these

stakeholders to act in a coordinated manner is not an easy task. To resolve global

environmental issues will require changes in consumption and pollution of natural

resources, which will mean changes to lifestyles. This boils down to the commitment

at the personal level, which not everyone is willing to make.

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Similarly, the use of the term “environmental change” in this study refers to issues

caused by human activities and by natural phenomena, which may exacerbate climate

change impacts. These include issues such as overexploitation and overuse of

terrestrial vegetation, occurrence of king tides, tsunamis and other environmental

changes that might be exacerbated by or intensify the impacts of climate change.

According to Harris (2004) and Roy (2009), changes in the environment are closely

linked with “land cover” which can have marked negative impacts both to human and

physical environment with which a change in one will impact the other.

Harris (2004) refers to “land cover” as nothing more than the surface covering of the

Earth’s exterior. Some common examples of environmental change include

deforestation, unsustainable land-use practices, competing demands on limited

resources, lack of resource management and inadequate economic development

opportunities, all of which are closely related to “land cover” (FAO 2010).

2.4 Global climate change

There is vast scientific literature about climate change, extensively reviewed by the

Working Group 1 of the Intergovernmental Panel on Climate Change (IPCC) (IPCC

2007a). Although the evidence of global climate change is broad and compelling

(Trenberth et al. 2007) their conclusion pointed out some issues where results are not

yet conclusive (Ha-Duong et al. 2007).

From time immemorial global climate change has been natural and happened many

times throughout the history of the Earth (Hervé Le Treut et al. 2007, Austalian

Academy of Science 2010). The dramatic changes in the Earth’s climate are

attributed to the changing patterns of continents and oceans, natural variations in the

level of dust and greenhouse gases (GHGs) in the atmosphere (e.g. as a result of

volcanic activities), the sun’s intensity and the Earth’s orbit around the sun.

Since the Industrial Revolution started in the second half of the 18th century, human

beings have become an increasingly dominant component of the earth system, and to

climate change. Climate scientists now agree that the enhanced GHGs effect has a

significant influence on the Earth’s climate and that the amount of such gases in the

atmosphere is increasing as a result of human activity such as burning of fossil fuels

and land use changes (IPCC 2007a, Richardson et al. 2009, NEAA 2009, Allison et

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al. 2009, Rummukainen et al. 2010). While the aforementioned gives the present

paradigm, it is important to note that there are minority views, which contradicts the

concept of “human-induced climate change”.

The overwhelming body of evidence comes mainly from natural indicators such as

melting of glaciers and sea ice, earlier flowering and ripening dates and longer

growing seasons in trees or crops, coral bleaching and the migration of plants and

animals to colder regions and historical evidence of atmospheric changes CO2 and

other GHGs gathered from ice cores, tree and coral rings, sea level rise and ocean

acidification (Rosenweig et al. 2008, CSIRO 2011, NEAA 2009, Richardson et al.

2009, Allison et al. 2009, AMAP 2009, Rummukainen and Kallen 2009, Bamber et

al. 2009).

Within a wider context all these published reports appear to suggest that climate

change issues are no longer debated in the context of whether or not it is occurring,

but rather in the context of how much warming are occurring and what their local

effects are. Just as weather patterns vary from place to place, so do the long-term

changes in the climate.

2.5 Climate change variablesThe following section reviews the various climate change variables which have been

widely discussed in the literature of climate change and commonly perceived by

communities in the study area. These include rise in temperature, increasing severity

or seasonal variation in rainfall; changes in sea state or sea-level rise (including

coastal erosion, saltwater incursion and the extreme tidal events, and the occurrence

of tropical cyclones and fire (CSIRO 2011).

2.6 Global mean surface temperatureAs GHGs continues to accumulate in the atmosphere, the global mean surface

temperature (GMST) of the Earth increases, a phenomenon known as “Global

Warming”. The IPCC has also noted that the climate system is very complex, as

there are a lot of contributing effects that offset all of the expected increase (Forster

et al. 2007).

Over the past 25 years, the issue of GHGs has been the main focus of intense

scientific investigation through detail modelling, experimental investigation such as

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measurement of gas and processes and computer modelling (theory) (IPCC 2007a).

When these detailed investigations were combined it was apparent that the GMST

has increased over the past 50 years, with the trend becoming clearer in the past 25

years (CSIRO 2011). For example model results generated from the HADCRUT3v

global gridded data set indicated that GMST have increased by 0.74°C from 1910–

2010, with a trend of around 0.14°C per decade over the past 50 years (Brohan et al.

2006).

Considering the implication of these global GMST to the local context, it was

suggested that increase in global average temperature should not exceed 2oC as this

could translate into much higher temperature changes locally (Nunn 2009b). For

example, according to CSIRO, (2011), annual and seasonal maximum and minimum

temperatures warming temperature could have increased in Funafuti since 1950 at a

rate of 0.21oC per decade indicating that temperature increases in the study area are

consistent with the global pattern of warming. This was also the main message that

came out very clearly in the Copenhagen Accord stating that cuts in global emissions

are required “so as to hold the increase in global temperature below 2 degrees

Celsius” (Programme 2010). It does not imply that something bad is going to

happen, but rather it is like a speed limit whereby if more GHGs is emitted into the

atmosphere, the temperature will go beyond 2oC, this increasing the risk of a serious

disaster (Walker and King 2008).

Associated with the increase in GMST is the impact of sea-level rise (SLR) because

as the Earth gets warmer, the sea will rise as it expands. It has been suggested that

2oC is the maximum increase that people believe we could absorb so the amount of

sea-level rise is dependent on future emissions of GHGs (Church et al. 2011). The

important question now is “how much will GMST increase?” This is an important

question that is not just of academic scientific interest but equally important for

practical policy implications. This is a pertinent issue for Tuvalu since sea-level rise

can have both short and long terms significant adverse impacts on the vegetation

particularly root crops due to salt water inundation and the degradation of coastal

vegetation from coastal erosion (Overpeck and Weiss 2009, Dickenson 2009).

While the 2oC degree threshold for climate change has been agreed to by the

international community, from the perspective of vulnerable countries like Tuvalu

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this is a really serious concern. For example, the Stern Report indicated that even an

increase less than 2 degrees will have severe consequences for poor low lying areas

and countries (Stern 2006). This is because the current level or stock of GHGs in the

atmosphere has already caused the world to warm by more than half a degree Celsius

and will lead to at least a further half degree warming over the next few decades

because of the inertia in the climate system. Some of the effects of even an increase

below 2 degrees to low lying atoll islands include rising intensity of droughts, storms

and irreversible damage to coral reef ecosystems (Stern 2006). So in a way, the 2

degree threshold agreed by the international community appears to be more of

political rather than scientific nature.

2.6.1 Variation in rainfallRainfall is an important resource for low-lying atoll islands such as Tuvalu where

surface fresh water such as lakes and rivers do not exist. The common form of water

resources that can be found in the study area include underground freshwater lenses

(aquifers/natural wells) and water collected from the rain. Many communities in the

study area depend heavily on these two forms of water resources for their daily

needs.

Current knowledge and understanding regarding patterns of rainfall at the global and

regional scale is less certain. Despite this fact recent reports prepared for the Pacific

Climate Change Science Programme (PCCSP) suggested that rainfall patterns in the

Pacific region are highly variable due to the influence of the ENSO and Inter-decadal

Pacific Oscillation (IPO) that happens together with the direct shifts in the SPCZ

(McCarthy et al. 2001).

Predicting rainfall patterns is a difficult task and this is quite true when one observes

more closely how rainfall patterns behave in the study area. This can be seen in the

inconsistent results for rainfall projections among the 18 global models used by the

PCCSP. For example rainfall data for Tuvalu that goes back to 1950 were analysed

by CSIRO (2011) and found that annual and seasonal rainfall shows no clear trends

in Funafuti and Nanumea in the Tuvalu group. This implies that longer timeframe of

rainfall data is required so that clear trend can be observed.

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ENSO also plays an important role in determining rainfall patterns in the study area.

For example in Tuvalu, El Niño events are often characterised by a period of heavy

rainfall while during La Niña events there is rainfall. A recent example of La Niña in

Tuvalu was the prolonged period of drought during which a State of Emergency was

declared in 2011 (Government of Tuvalu and Community. 2011). If we observe this

situation more closely based on the monthly rainfall of all weather stations (see

Figure 2-4) for the study area, it appears that the prediction towards a La Niña event

was justified.

Figure 2-4: (a) Observed total monthly rainfall in 2011 for Nanumea and Nui (b) Funafuti and Niulakita respectively [Source: Tuvalu Met Services, (Services 2011)].

Monthly rainfall in m

Monthly rainfall in mm -

a

b

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It was also noted bas

was on average the d

same month that a Sta

From the following in

of the SPCZ have

seasonality in Tuvalu

spatial distribution o

crop yields and food s

Figure 2-5: Daily rainfaTuvalu Met-Services (S

2.6.2 Changes inAssociated with the i

threatens the future e

their physical morpho

While the present ra

topography of the oc

and Kench 2010) the

rising and will contin

This is due to tempe

temperature rises, sea

are two reasons for t

23

sed on daily rainfall that September as mark

driest month of the year for Funafuti (see Fig

ate of Emergency was declared by the Govern

nformation it is possible to suggest that ENS

contributed largely to the substantial va

u (Knutson et al. 2010), which can influence t

of village wells, water quality and availabil

security.

all (mm) for the month of September 2011 for FuServices 2011)].

n sea state and sea-level riseincrease in GMST is the impact of sea-leve

existence of communities living in low lying

ology.

ate of SLR varies slightly around the world

eans as well as future GHGs emissions (Han

ere is an increase in confidence that global a

nue to rise through the twenty first century and

erature change which causes the sea-level to

a-level rises and when temperature falls, sea

this. The first is when sea water is heated,

ked in the red circle

gure 2-5) below, the

nor General.

SO and the position

ariation in rainfall

the nature, type and

lity (shortage), and

unafuti 2011 [Source:

el rise (SLR). SLR

g atoll islands given

d depending on the

n et al. 2010, Webb

average sea-level is

d beyond.

o change, i.e., when

a-level falls. There

it expands. When

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24

water cools it contracts and occupies less space. So as the ocean heats up and

expands sea-level rises.

When the ocean water becomes cooler, the ocean surface falls or the upper part of the

ocean surface contracts. Therefore, the changing temperature through the thermal

expansion or contraction of ocean surface water causes sea-level to change (Church

et al. 2011, Domingues et al. 2008). The second reason for changing in sea-level is

through the melting or formation of land ice that exists on the land in places in the

world. Therefore when temperature rise, that ice begins to melt and the melting

water from that ice goes to the ocean that eventually causes sea-level to rise. In

reverse, when temperature falls, this often causes ice to expand or grown on the

landmasses (Velicogna 2009, Trenberth et al. 2007, Church et al. 2011).

Church et al. (2011) and GRACE (Gravity Recovery and Climate Experiment)

showed that Greenland and Antarctic ice sheets have a very significant contribution

to the rate at which sea-level is rising, the magnitude of which was not incorporated

in the Fourth Assessment Report (AR4) of the IPCC (Velicogna 2009, Chao, Wu and

Li 2008, Domingues et al. 2008, Milne et al. 2009, Rahmstorf et al. 2007).

The IPCC’s major task is to provide an internationally agreed authoritative scientific

base to guide policymakers. The IPCC does this by involving several thousand

natural scientists, economists, social scientists, etc. in major reviews of the

academically respectable literature of the subject (NEAA 2009).

The carbon dioxide (CO2) emissions of a country are influenced by a wide range of

socio-economic factors, including population, level of industrialisation, available

energy resources, intensity of fossil fuel use, and patterns of land use and agriculture

– all of which are difficult to predict over 100 years. The IPCC have therefore

developed a range of scenarios covering factors such as those listed above from

which they can project a range of possible emissions, concentrations, and hence a

range of possible change in the climate and sea-level.

Since the concentration of GHGs increases over the century for all the scenarios

considered, it follows that the average temperature also increases (IPCC 2007b). As

mentioned already, when temperature increases, sea-level automatically rises because

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25

water expands when heated. The range of projected sea-level rise is shown in the

bottom chart of Figure 2.6.

At the higher levels of global warming, there is also a substantial contribution to sea-

level rise from melting of ice that was on land (e.g. the glaciers of Greenland and the

Antarctic ice sheet). Because it takes a very long time to heat through the vast mass

of water in the ocean, sea-level will continue to rise for several centuries even after

GHGs concentrations and temperature stabilise (IPCC 2007b, Rummukainen et al.

2010, Church and White 2006). In-situ observation had been implemented in Tuvalu

as part of the sea-level and climate variability network (SEAFRAME) programme for

all Pacific Island Countries (PICs), which shows increasing rate in sea level trend

(Aung, Singh and Prasad 2009), despite contradiction by (Ollier 2009). All of the

above studies and analysis of sea-level datasets give the combined evidence that

there seems to be a consensus that sea-level is rising.

Figure2-6: IPCC projections of global warming (global average temperature rise ) (top) and consequent seal level rise (bottom) based on the SRES range of scenarios [Source: (BoM and CSIRO 2011)].

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26

Understanding the history of sea-level of the Earth is imperative because it will help

us to understand how sea-level will behave in the future. According to Nunn (2003),

during the AD1300, the temperature of the Pacific region at that time was cooler, the

climate was variable and the sea-level was lower than at present. When the sea-level

fell during this period, water tables fell and as a result there was a decline in

agricultural productivity.

The productive parts of the reef which many people depend on would have been

exposed and would have died as sea-level fell (Nunn 2003). This has resulted in the

disruption of livelihoods, yet many of the people in the Pacific were still able to

survive.

This implies that adaptation measures should be adapted to the local environment and

social circumstances because they have knowledge about past responses to climate

change and the success or failure they had. ENSO also has a major influence on

internal sea-level variability of the western tropical Pacific, with lower/higher than

average sea-level during El Niño/La Niña events, of the order of ± 20-30cm (Church

and White 2006, Domingues et al. 2008, Becker et al. 2012).

During La Niña events the trade winds that have been strengthened push more cold

surface water to the west causing a rise in the normal sea surface in the western

Pacific. The opposite is observed during El Niño where weakened trade winds

cannot keep the normal gradient of seal-level across the Pacific (CSIRO 2011,

Pittock 2007).

According to Church and White (2006) a strong El Niño in 1997-98 (see Figure 2-7)

lowered sea-levels in the western Pacific by 200mm or so. Therefore it makes it very

difficult to pick out a long term upward trend of ~3mm/year (see Figure 2-8).

With the El Niño effect taken out of the analysis a clear upward trend remains. In

Figure 2-7 below, the blue on the graphs shows positive values of the Southern

Oscillation Index (SOI) which is an indication of La Niña, whereas gold on the graph

refers to negative values which indicate El Niño events.

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Figure 2-7: Sea-level an(200 to 300 mm in 1983from all other monitorinSEAFRAME project [Source:(Cheng, Qi and

In a more local conte

quite common in the

types in Funafuti had

suggested that the ar

low-lying area and is

Sea water inundation

the population at that

Subsequently through

homes in these natur

are often subject to re

(king tides and spri

cyclones can accelera

(Patel 2006). This is

sea-level rise was fou

last 60 years 1950-20

2 “Anomaly’ here means the3 That is the “total” sea-level

27

nomalies2 for the western Pacific region. The di3 and 1998) were a period of El Niño, which alsong stations in the south-western Pacific, which drnow run by SOPAC and the Australian Burd Zhou 2008, Aung et al. 2009)].

xt SLR is closely related to saltwater incursio

e study area. Analysis of historical land for

d been undertaken by Webb (2005). The fin

rea to the northern part of the airstrip in Fun

frequently inundated by seawater.

n was not noticeable in the early 1900’s beca

t time were concentrated in the coastal area

h the years, as population increased, people s

ally low-lying areas, after which they realise

egular sea water inundation. The onset of n

ing tides) that occurs coincidently with E

ate sea water inundation and coastal erosion

especially true in the case of Funafuti where

und to be consistent with the global mean s

009 (Becker et al. 2012).

deviation from the [very predictable] sea-level due to the tidl rise felt by the population during the past 60 years.

ip below the zero line o shows in the records raws on data from the reau of Meteorology

on a problem that is

rms and vegetation

ndings of this study

nafuti is naturally a

ause the majority of

to the lagoon side.

started to build their

ed that these places

natural sea-level rise

ENSO and tropical

n in the study areas

e the “total”3 rate of

sea-level rise in the

des.

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Figure 2-8: This chart is basically showing sea-level trends for Funafuti (Tuvalu) to indicate the influence of the La Niña effect on sea-level rise, which is consistent with the ENSO that happened in the Pacific region in 1983/1994, 1992/1993 and 1997/1998 as marked in red circles [Source:(BoM 2010)].

The impacts of sea-level rise on important root crops such as the pulaka (BoM 2010)

swamp taro have been conducted by Webb (2007). The findings in this study

indicated that Funafuti recorded an overall trend of high conductivity readings which

is above the optimum for successful swamp taro cultivation. The islands of

Nukulaelae and Niota also recorded high salinity ranges; where the former was

locally known to the history of saline contamination while the latter, was thought to

be the result of engineering based on anecdotal evidence. Therefore, it can be

inferred that while roots crops in the study area Tuvalu are affected as a result of sea-

level rise, human-induced activities is contributing in accelerating the problem.

Studies of vegetation by Woodroofe (1991) and Seluka et al. (1998) provide some of

the most comprehensive early studies focusing on plants and trees in Tuvalu. The

report by Seluka et al. (1998) produced vital information such as the total area of

land-cover, different groups of plants, their cultural and medicinal uses. The earlier

study by Woodroffe (1991) attempted to classify the main types of plants found in

Tuvalu with specific examples from the island of Nui. Both early studies, though out

of date, provided relevant baseline information that can be used to guide future

studies on terrestrial vegetation in the Tuvalu atoll islands.

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2.6.3 Tropical cyclonesTropical cyclones are quite common in the Pacific Islands region including the study

area. The worst tropical cyclone that affected the study area was Hurricane Bebe in

1972; which levelled the whole of Funafuti atoll (Lewis 1989, Chapin et al. 2008).

Tropical cyclones can seriously damage infrastructure and cause loss of life.

Based on observational data at global scale the IPCC’s AR4 noted that tropical

cyclones (including hurricanes and typhoons) are most likely to become more intense

and their magnitude (destructive force) will increase towards the end of this century

(IPCC 2007b). A review of 50 different studies based on both observations and

climate modelling conducted by Knutson et al. (2010) indicated that there is still no

concrete evidence to demonstrate that climate change is a main contributing factor to

the development of tropical cyclones.

While there is still no clear connection between climate change and the development

of tropical cyclones, it has been suggested in few studies that the number of tropical

cyclones is predicted to decrease in the future, although cyclone intensity maybe

increasing (IPCC 2012, CSIRO 2011). A statistical analysis of the number of

tropical cyclones in a warmer temperature in the northern hemisphere have been

conducted by Bengtsson et al. (2007). In this study Bengtsson et el. (2007) showed

that tropical cyclones in this region had reduced in numbers; however, their intensity

was noted to be increasing.

The Secretariat of the Pacific Regional Environment Programme (SPREP) report on

climate variability and change in sea-level in the Pacific region, suggest that there

may be a possible increase in tropical cyclone intensity as indicated in wind speed

and decreased central pressures by 5 to 10 % with mean and peak rainfall intensities

by 20 to 30 % when carbon dioxide is doubling and may be further exacerbated by

the influence of ENSO (Hay et al. 2002).

While findings by Bengtsson et al. (2007) are examples from a different region, the

findings have relevance to the current climate condition of the study areas, which

will be discussed in more detailed in Chapter 5 in the presentation and discussion of

results. ENSO also play a major role in the occurrence of tropical cyclones. Tropical

Cyclones in Tuvalu have been observed to be most frequent in El Niño years (12

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cyclones per decade) and least frequent in la Niña years (4 cyclones per decade)

(CSIRO 2011).

2.6.4 FireFire can be considered an extreme event, but also manifest ecological social/cultural

importance (Spring, Kennedy and Mac Nally 2005). Fire is an example of a human-

induced or natural4 climate-related event and is considered an extreme event that has

relevance to this study (García-Herrera et al. 2010). Large scale fires and droughts

have been reported in Amazonian but also in northern latitudes such as in Greece and

Spain, all of which have been reported to possibly lead to a substantial reduction in

carbon uptake (NEAA 2009).

The ecological benefits of fire for regeneration have been well-documented and

recognized. In the Pacific islands, the tendency is to use fire for clearing forest (slash

and burn agriculture), and establishing crops or for cultural purposes (eg: pig-

hunting). If left unchecked, fire can have devastating effects contributing to GHGs

emissions, loss of soil carbon, damage to infrastructure and in some cases, loss of

human lives (Roger 2007).

It has been observed that ENSO has some effect on the incidence of fires based on

the reduced availability of precipitation (drying effect), and increased temperatures.

Bowman et al.(2009) explored the role of fire on the Earth system and suggested that

regional anomalous conditions such as the ENSO are a determinant in the frequency

and severity of fires, given the fact that fuels5 that start fires are sensitive to climate

and weather fluctuations. The drought of 2003 in Australia (which happened

together with an El Niño event) was the hottest and driest in the past 100 years, all of

which combined together resulted in major fires which led to loss of life, economic

and job losses, reduced waters levels in dam and water restrictions (Austalian

Academy of Science 2010).

When we relate the influence of ENSO on rainfall in the study area, it was reported

that El Niño is often associated with the onset of rainfall in Tuvalu while La Niña, it

brings very little rain. Perhaps the incidence of fire can be triggered under the right

4 Generally occasional (random) lightning strikes can affect atolls during thunderstorm or heavy storm events5 Litter mass (e.g.; coconut shells, leaves, dried organic matter, mission grass, and other course woody material.

Generally, three elements are required to start a fire; fuel, 2) ignition source, and 3) oxygen. The ignition source can be man-induced or natural.

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conditions, absence of precipitation (drying effect caused by increased in wind

velocities) and presence of fuel wood or other combustible materials. This study is

an attempt to better understands the underlying causes of bush fires in the study area

and to determine whether it is a human-induced perturbation or is it attributed to the

strong La Nina occurrence such as the 2011 drought periodic.

2.7 Environmental and climate change impact on biodiveristyThe following section discusses some of the major published works that relate to

climate change impacts on biodiveristy with a view at looking from both global and

Pacific Islands contexts. There is a growing body of evidence suggesting the

important role of social-ecological systems and ecosystem-based adaptation (EbA) as

a cost-effective adaptation strategy that can be used across major adaptation sectors

(Worm et al. 2006, Carpenter et al. 2008, Munroe et al. 2011). According to

Campbell et al., (2009) in a report published by the European Union in 2008, the

gradual loss of trees and forests and cost negative impacts on human livelihoods or

welfare by means of reduced annual consumption by the year 2050 if trends of

unsustainable deforestation practices continues.

Ecosystem-based Adaptation (EbA) is an approach where forest, wetlands, coastal

habitats and other natural systems provide social, economic and environmental

benefits through direct protection and sustainable management of biological

resources or indirectly through the protection of ecosystem services (World Bank

2010). The report by the World Bank (2010) outlined numerous benefits that can be

derived from EbA to climate change as depicted in Figure 2-5.

2.7.1 Global contextA large body of literature with regards to the impacts of climate change on

biodiversity and ecosystems have been compiled since after the AR4 of the IPCC

published in 2007, (IPCC 2007c). The main conclusion from IPCC AR4 is that

numerous components of biological diversity: ecosystems, species, genetic diversity

within species and ecological interactions are already and will continue to be affected

by climate change if nothing is done to stop GHGs emission.

While there have been some positive signs in terms of the status and health of forest

through reforestation and large-scale planting, other multiple pressures such as

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deforestation, fires, insect pests and diseases, natural disasters were highlighted as

issues that are alarmingly high and causing severe damage in some countries (FAO

2010). In Australia severe drought and forest fires have exacerbated the loss of forest

since 2000 (Austalian Academy of Science 2010). The issue of insect pests and

disease is a concern for small island developing states particularly with woody

invasive species threatening the habitat of endemic species (FAO 2010). Although

these multiple pressures are issues that occur in larger continental countries, they can

also happen in low lying atoll islands where spread of fires and invasive species can

cause considerable damage.

Following the AR4 IPCC comprehensive review work was also undertaken by the

UNEP (United Nations Environment Programme) to better understand the links

between biodiversity and climate change (Campbell et al. 2009). Compelling

evidence includes the close connection between climate change and the

establishment of alien invasive species, an issue that was also observed in this study.

Campbell et al. (2009) highlighted the study conducted by Sharma et al. (2009) in

which they found that any variability in water temperature with threshold reaching

18oC can assist in the establishment of smallmouth bass in lakes in Canada.

Global warming has also a major impact on species that are sensitive to small

changes in the temperature which could be exacerbated due to the influence of

human induced activites such as overexplotation of coastal resources, inappropriate

fire management and infestation of alien species to conversion of natural habitats into

fixed agricultural fields (World Bank 2010, Gonzalez et al. 2010, Noss 2001). For

example, the Mediterranean-type habitats found in the Cape Floristic Region (CFR)

host some 9,600 endemic species of vascular plants and is known as one of the 34

“hot spot” regions in the world (World Bank 2010). The CFR habours 75 percent of

the most threatened mammals, birds and amphibians and 2,700 plant species of

which 560 are endemic.

Unfortunately 85 percent of the orginal habitat cover of these species had been

destroyed due environmental related impacts such as land degradation. More

specifically the Aloe species that live in this environment are currently recording high

mortality rates due to global warming and further exacerbated by the negative effect

of human induced activites.

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The impact of climate change on the terrestrial vegetation is not only affecting

developing countries in Africa but also developed countries such as those in Europe.

According to a report prepared by the European Environment Agency (EEA) climate

change is seriously affecting plant species in many European countries (De Heer,

Kapos and ten Brink 2005). These include species such as Alpine plants which cover

a large area of Europe’s native plant diveristy, of which 20% of all native vascular

plants occur primarily within the Alpine altituidinal belts (Väre et al. 2003). Alpine

plants are among the most sensitive and vulnerable groups of plants from global

warming impacts because at high altitude, where very little or no land use occurs

climate change is a major driver of observed adjustments in species composition.

2.7.2 Pacific contextComparing the impacts of climate change on biodiversity between global and

regional levels (Pacific Islands region) the issues are similar but rather different in

terms of their magnitude and scale as this will depend enitely on the context of a

particular area. One of the major reasons for this is that Pacific Island Countries

(PICs) are rather unique given their small size, geographical isolation from markets

and extreme vulnerability to natural disasters and external economic development

(Hay et al. 2002, Barnett and Adger 2003, Mimura 1999).

Terrestrial vegetation provide a rich foundation for most of the threatened species

that are at high risks and are critically important to the economic sustainability and

food security of local communities in the Pacific in general and the study area in

particular. For the Pacific region the United Nations Economic and Social

Commission for Asia and the Pacific (UNESCAP) has documented species

threatened by climate change impact. These threatened species include mammals,

birds, reptiles, amphibia inveterebrates and plants with birds being identified as the

most threatened taxanomic group (UNESCAP 2005, Malhi et al. 2008).

When we relate this to the case of the study area it was reported that the least concern

bird species that have been listed in the red list of the IUCN (UNESCAP 2005)

particularly on Funafuti include lakia black noddy (Anous minutus), blue noddy

(Procelsterna cerulea) and the kalakala grey-backed tern (Sterna lunata) (Job 2009)

for reasons that are still not yet clearly known. The above mentioned seabirds are

critically important for small scale commercial (artisinal) fisheries because most of

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these sea birds lead fishermen to schools of skipjack and yellowfin tunas and other

fishers. So if the nesting habitats (kanava beach trumpet Cordia sucordata, puka

vaka/puka vai lantern tree Hernandia nymphaeifolia, fetau beach mahogany

Callophyllum inophyllum and tausunu beach heliotrope Tournefortia argentea) are

removed, there will be no birds, which means that livelihoods of local communities

could be affected because fish is a major source of protein to the diet of many

Tuvaluans and also a good source of revenue for the fisheren.

In terms of crop production there has been a change in time of fruiting of certain

species such as breadfruit, mango and citrus fruiting over an extended period. This

had been observed in many countries in the Pacific Islands particularly in countries

like Tarawa and Vanuatu (SPC 2011a). In addition climate change is also affecting

the economy of many Pacific countries, in particular the agriculture sector. A study

by the World Bank claimed that by 2050 annual losses from climate change could

cost Tarawa atoll in Kiribati USD$8–16 million or 17–34% of current GDP

(Bettencourt et al. 2006). This an issue that requires special attention particularly

where crop growth depends on groundwater reserves in low lying atolls where soils

have poor quality and low fertility levels (Bettencourt et al. 2006).

Climate change is also affecting important cultural root crops on many low lying

atolls. A recent report by the SPC estimated that, region-wide, a 30–50cm sea-level

rise could have direct costs to coastal communities of about USD 1.4 billion per year

due to the loss of traditional root crops (SPC 2011b). According to the SPC (2011b),

there have been changes in the salinity levels of swamp taro pulaka (Cyrtosperma

chamissonis) pits in Tuvalu, a very important staple root crop with significant

cultural values as used in numerous traditional cultural ceremonies.

The Barbados Plan of Action (BPOA) has identified several common environmental

related issues across the Pacific Island countries (UNESCAP 2005), one of which, is

the issue of unsustainable land use change. It was suggested that economic

expansion and population growth are largely responsible for the degradation of

biodiversity in the Pacific region. For example, in terms of forest cover change, there

was some 13% negative change of deforestation and vegetation degradation reported

in the natural forest of Fiji over the past two decades (UNESCAP 2005). Even

though the above figures reflect on what is occurring on high volcanic islands, this

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phenomenon is also

Tuvalu. For examp

negative change in la

crops and urban exp

issue of vegetation ch

lying atolls and islets

2.8 The roleThe World Bank has

(World Bank 2008).

by the World Bank

restoring natural ecos

to adapt to climate ch

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Figure 2-9: Main cliadaptation [Source: (M

This section will dis

and identify appropri35

occurring on the low lying islands atolls su

le, from 1992 to 2003 there was an estim

and area in Kiribati due to expansion of agr

pansion (UNESCAP 2005). Therefore, it ca

hange is not only affecting high volcanic is

.

e of trees in societal's adaptation to climplemented numerous EbA’s in various cou

Some of the main strategic approaches that h

include the need to conserve biodiversity

systems, reducing vulnerability, adopting ind

hange, adaptation in coastal areas, marine prot

osystems rather than infrastructure. Figure 2

stem-based adaptation can be very effec

ental and climate change related impacts

quality, sea-level rise, soil quality, urban h

st and disease and erosion.

imate impacts and hazards addressed by Ebunroe et al. 2011)].

cuss the role of vegetation in enhancing co

iate strategies in protecting rare groups of pl

uch as the atolls of

mated of 3% to 5%

riculture, permanent

an be seen that the

lands but also low-

limate changeuntries in the world

have been suggested

y, maintaining and

digenous knowledge

tected areas and the

2.9 below illustrates

tive in addressing

such as drought,

heat island, loss of

bA Ecosystem-based

ommunity resilience

ants/tree species on

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36

atolls and islets in Tuvalu. Great emphasis will be placed on the relevance of coastal

protection, culture, food security and the important role of traditional knowledge in

the development of adaptation to environmental and climate change to the study area.

2.9 Coastal protectionCoastal vegetation plays an important role in the protection of coastal ecosystems

against coastal erosion and flooding (Danielsen et al. 2005, Martínez et al. 2007,

Feagin 2008). It has been suggested that soft adaptation measures such as planting of

coastal trees along the coast is more cost effective than hard adaptation measures

such as seawalls and concrete structures to protect coastal areas or settlements. The

reason being is because soft adaptation measures have the potential to absorb storm

surges, increase drag on water motion and can reduce the direct effects of cyclone-

force winds and absorbing wave energy and serves as a natural buffer-zone

(Costanza et al. 2008, Nunn 2009a, Day et al. 2007).

Based on data obtained from the devastating Indian Ocean tsunami of 2004 which

affected Sri Lanka and other Indian Ocean islands, it was found that, in Sri Lanka for

example, only 2 people died in the settlements with dense mangroves and scrub

forest, whereas close to 6,000 people died in the villages without similar vegetation

(Danielsen et al. 2005). An example that is relevant to the purpose of this study is

one undertaken by Olwig et al. (2007) in which they used remote sensing to study the

effect of mangroves and other woody coastal vegetation as a protective measure

against the Indian Ocean tsunami of 2004. Their findings show that a stand of

mangroves has the potential to dissipate high wave energy as indicated by the spatial

distribution of damage in areas not covered with mangrove vegetation.

From an economic perspective, terrestrial vegetation plays an important role in

providing resilience to natural disasters, environmental and climate change impacts.

For example, the original project cost of a deep-water port in Dominica (Eastern

Caribbean) stood at $USD 5,700,000 and reconstruction cost after the disaster was

equivalent to $USD 23,100,000 (Costanza et al. 2008). It has been estimated that

coastal wetlands in the U.S. alone provide US$23.2 billion per year in hurricane

protection (Costanza et al. 2008). These conclusions suggest that given the future

uncertainty of climate change coupled with today's economic uncertainties,

community driven or locally adaptive solutions such as protecting and restoring

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37

coastal vegetation seems to be a more effective approach to enhance resilience

against environmental and climate change related impacts. Indeed planting trees,

protecting coastlines and other adaptation options are cost effective and easily to

adopt by local communities.

2.9.1 Traditional agricultural knowledge (TAK)Local knowledge can be used as a community-based adaptation tool and also needs

to be incorporated in the development of conservation and management plants of

terrestrial vegetation. In Tuvalu, Lazrus (2009) documents a cultural tradition of

narratives, stories, and legends that tells how the challenges of island life are endured

and survived, providing legendary descriptions for understanding and adapting to

environmental changes. Some of these narratives/stories were related to traditional

agricultural knowledge (TAK) where early Tuvaluan farmers take advantage of

natural depressions6 and excavated them to a depth of 1.5 meters and sometimes

100’s of square meters in area to allow the cultivation of roots crops known as

pulaka swamp taro (Cyrtosperma chamissonis) which have provided one of the

stable foods for Tuvaluans for decades or even centuries.

In an attempt to link TAK to climate change within the context of protecting

agroforestry systems, measures could include integrating trees into agriculture

cropping systems because trees have many beneficial features. They act to buffer

microclimates, provide nitrogen to the soil through N2 fixing plants, modify the

microenvironment through shade, moderate water flows, store carbon in leaves, bark

and roots, provide habitats for plants and animals in protected areas and corridors and

provide food for people (SPC 2011a).

Another important of traditional knowledge in climate change adaptation particularly

in agriculture systems would include systems of food storage and preservation

(Campbell). Traditional environmental knowledge can also be used as a means of

predicting weather conditions. There are two types of predictions that have been

documented by Campbell (2006). The first one were those suggested that a coming

tropical cyclone season may be unusually severe and second are more immediate

predictions that a tropical cyclone is imminent. For example unusual patterns

indicate a severe tropical cyclone whereas unusual surge of water at high tide,

6 These natural depression is where easy access to the fresh groundwater lens can be gained

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38

frigates flying lower than usual and change in normal patterns of currents are short-

term indicators of an impending storm (Campbell 2006). All of these features can

help reduce vulnerability to climate impacts. This suggests therefore that there is a

need to involve local communities, incorporate their traditional knowledge and put in

place appropriate enforcement if the developments of appropriate adaptation

strategies at community level are to be fully realised.

2.10 Community perception of climate change in the context of Tuvalu

This section provides a review of previous the literature on community perception of

and building resilience to climate change. It presents some conceptual framework of

perception and how it would be operationalize in the field. There are numerous work

that have been carried out with regards to the use of perception to collect data in the

context of environmental and climate change (Patt and Schröter 2008).

Informed and appropriate decisions to adapt require motivation (Frank, Eakin and

López-Carr 2011). By definition motivation is defined as “the degree to which an

individual wants and chooses to engage in certain speci���� ������ ���� � ��� ���

factors determine an individual’s motivation. These include the availability of

information (Kuruppu and Liverman 2011), direct experience and social identity

(Frank et al. 2011).

The availability of information refers to a situation where an individual’s knowledge

is largely a synthesis derived from personal experience, local sources of knowledge

and external sources of scientific information. Social identity has been arguably

determined or informed by demographic characteristics since individual’s aspects

such as their age and status as parents inform how they perceive themselves

compared to others.

While all the three factors discussed above appear to determine an individual’s

perception, in this thesis the main determining factor that motivates an individual’s

perception is the risk that may be brought about by environmental and climate

change impacts, geographic conditions, demographic status, and social, political and

economic conditions, all of which can have both a direct and indirect impacts on the

sustainable livelihoods of communities. A livelihood is sustainable if and individual

can cope with, recover from and adapt to stresses and shocks, maintain and enhance

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39

his/her capabilities and assets and enhance opportunities for the next generation (Patt

and Schröter 2008).

The conceptual model presented in Figure 2-10 is an attempt to highlight livelihood

of individuals in the study area as a shaper of individual perception, and hence

motivation. Motivation is the final essential element leading to adaptation.

Individual’s perception is a “construct” which one cannot observe directly. It is

therefore essential to translate this unobservable construct into observable parameters

so that this construct can be described in operational language.

To look at perception in a more operational manner, one needs to create an

operational language to describe this phenomenon. The observable parameters used

here to elucidate the vulnerabilities of communities to environmental and climate

change related impacts, to understand the underlying causes for vegetation change in

the study area and to understand how perception can influence the process of

adaptation.

These problem dimensions will be discussed under the following aspects:

� the most common environmental and climate change related impacts as

perceived as perceived by individuals in the study areas;

� the most common affected trees/plants as perceived by individuals in the

study areas and the most common reason for their degradation;

� the most common adaptation measure to protect and conserve the degraded

trees/plants

Recent studies on public perceptions on climate change in the Pacific that shows how

people in local communities have long coped with climate change (Schwarz et al.

2011, Lata and Nunn 2012), Schwarz et al. (2011) looked at identifying contributing

factors that affected household’s perception in terms of how individual families or

communities coped with shocks or stresses in coastal areas in the Solomon Islands.

In their findings, Schwarz et al. (2011) found that land tenure issues were accelerated

by the emergence of new sources of vulnerability such as the degradation of social

structures (including issues such as community collapse, selfishness, disobedience

and disrespect and population increase). In one of their conclusions, they suggested

that good leadership and/or strengthening individual support networks is crucial

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when it comes to influencing the way people look at things in terms of building

community resilience and coping with climate change.

Figure 2-10: A modify conceptual model of the major factors relating to adaptation with an emphasis on cognitive.7 The primary focus is the relationship between livelihoods and the perception of information [Source: Adapted and modify from (Frank et al. 2011)].

Lata and Nunn (2012) also conducted a similar study in Nausori, Fiji focusing on

people’s perception of risks faced by communities living in low lying areas that are

susceptible to flooding. Findings in this study provided relevant insights in

determining community vulnerability factors to coastal flooding.

Some of these factors include a lack of awareness of climate change and its causes,

confusion of climate change and climate variability, short-term outlook and short

term responses, traditional decision making and spiritualism, all of which were seen

as barriers to adaptation to climate change impacts. This study clearly shows that

people's perception is a powerful tool that can be used to identify complex issues that

cannot easily be observed. The study also revealed that community or individual

perceptions of risks associated with climate change are multidimensional, and require

more in-depth analysis (e.g.: vulnerability and adaptation assessments).

In addition, a recent study by Kuruppu and Liverman (2011) was conducted in

Kiribati where they explored beliefs and perceptions of individuals in their own

abilities to manage water stress, an issue that is often overlooked in numerous

7 Cognitive – by definition refers to the mental process of perception, memory and judgement.

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climate adaptation initiatives. The findings of this study showed that effectiveness of

adaptation has been constrained by the use of expensive rainwater tanks (US$750 for

a standard 3000 L. The study concluded that people's perception of threats and how

they have managed to be self-reliant is dependent on how much they can afford in

terms of money. In these kinds of situations, the success of such adaptation projects

may depend entirely on self-sufficiency and people cannot be self-sufficient if they

cannot afford it as revealed by local community perceptions and beliefs.

Studies of people’s perception have also been carried out in Tuvalu. Mortreux and

Barnett (2009) for example used people’s perception in Tuvalu to better understand

the fundamental reasons that propelled the urban drift in Tuvalu. Their findings

indicated that younger people and the pursuit for better opportunities were seen as

two main factors that motivated people to leave Tuvalu. It is not so much the threat

posed by climate change and sea-level rise but rather an issue attributed to their

personal economic conditions and aspirations. Other studies by Paton and Fairbairn-

Dunlop (2010) found that most of the existing traditional institutional structures such

as family, traditional local governance and the church have not been used extensively

in terms of climate change discussions. The use of community perception in this

study revealed underlying issues that are usually not very easy to document through

observations, one of which is the fact that people’s willingness to engage in or

mobilise around climate change issues in Tuvalu, is largely dependent on

individual’s divine faith and beliefs.

In summary, from the studies presented earlier, it seems that community perception

is an effective tool. Probably we could also use community perception to obtain

informations with regards to environmental and climate change impacts experienced

by the communities in the study areas. Community perception could also be used to

find out the main affected plant/tree species and the underlying reasons for such

changes to find out the main appropriate adaptation measures that can be taken to

protect and conserve the most affected plant/tree species in the study areas.

2.11 Studies of vegetation change using Geographical Information Systems (GIS) and Remote Sensing (RS)

The importance of using Geographical Information Systems (GIS) and Remote

Sensing to performed vegetation change detection has received a great deal of

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attention in recent years. We can see this in one of the most recent cited and talked

about article on climate change by Webb and Kench (2010).

The study by Webb and Kench (2010), examines the planform morphological change

of 27 atoll islands located in the central Pacific (this also include one of the study

area – Funafuti) in an attempt to address the question of whether atoll islands have

shown consistent trends in morphological stability as a consequence of documented

increases in sea-level over the past half century.

The main methodology adopted in this study was a comparative analysis between

historical aerial photography and remotely sensed images which was achieved by

comparing reliable ground control points between the geo-referenced satellite images

and geo-rectified historical images. Interestingly, Webb and Kench (2010) found

that one of their study area at Funamanu islet on Funafuti showed island adjustment

through contraction, expansion and extension in which gravel spits extended more

than 100 meters in 19 years.

They found that samples of sand islands or sand keys (motus) in the Pacific, is

basically sand travelling on coral reefs, which expands, shrinks and mover around

over time, an issue that has been occurring naturally in the past (Webb 2005). These

findings emphasize the point that their findings do not have any alarming

implications for the future vulnerability of the Pacific Islands.

The use of vegetation mapping techniques was recently undertaken in Tuvalu by

Webb (2005), Yamano (2007), Kuwahara et el. (2004). For example, Webb (2005)

uses remote sensing to analysed shoreline change and processes on Funafuti Atoll

through a comparative analysis of digitally 1941,1943, and 1984 aerial photographs

with a 2003 IKONOS geo-referenced satellite image. The first study by Webb

(2005) shows that longer term trends on the coast of Fongafale revealed obvious

differences in the position of the coastlines between 2003, 1943 and 1941.

The finding suggested that Fongafale has in fact added more land towards the lagoon

some 25 to 30 meters over the last 60 years. The study by Yamano et al. (2007)

where they analysed the topography, land use/cover, population and the distribution

of buildings at the northern and southern part of Funafuti Island to determine the

vulnerability of Fongafale.

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They found that the vulnerability of Fongafale islets relates to its original landform,

which is further exacerbated by human induced activities. For example, excavation

of the southern part of the storm ridge where the Tuvalu Meteorological Station is

situation was suggested to have been contributed to flood prone areas during spring

high tides along the runaway. The potential of GIS and remote sensing to perform

comparative analysis on low lying atoll islands seems to be an effective tool that this

study could also adopt in vegetation change detection.

2.12 SummaryThis chapter has provided a review of the literature with regards to environment and

climate change impacts and impacts on biodiversity looking from a global and

Pacific concept. In this review, it highlighted that climate change is a complex issue,

its impacts on biodiversity is already observed and is likely accelerated due to human

induced activities. The review also discussed the importance of community

perception, local knowledge and community-based and ecosystem-based adaptation

to climate and environmental change.

It emphasizes how intact terrestrial vegetation plays a crucial role in enhancing the

resilience of vulnerable communities, particularly on low lying atoll islands. Finally,

in terms of the methodology used, the use of perception and remote sensing are

important tools that can be employed to obtain important information relating to

climate change as well as the use of traditional knowledge to obtain important

information that relates to environmental and climate change impacts, food security

and vegetation change.

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CHAPTER 3

DESCRIPTION OF THE STUDY AREA

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3.0 IntroductionThis chapter provides a brief overview of Tuvalu with specific attention to the three

low lying atolls of Nanumea, Vaitupu and Funafuti.

The main topics to be discussed in this section include the geography of the study

area, soils and hydrology, vegetation and ecosystems, demography and economy,

people, history and environment within the context of the objectives of the study, the

impacts of climate and environmental change as well as major common

environmental challenges faced by local communities in Tuvalu.

3.1 Geography and environment Tuvalu ranks as the fourth smallest independent country in the world (Lane 1997). It

is a chain of nine islands, stretching from Nanumea at 5o38’S, 176o07’E to Niulakita

at 10o45’S, 179o38’E over a total distance of 680 kilometres (km), approximately in a

NW-line in the South Pacific Ocean with a total land area of 26 square kilometres

(km2) (Figure 3-1). The nine islands that form Tuvalu are Nanumea, Nanumaga,

Niutao, Nui, Vaitupu, Nukufetau, Funafuti, Nukulaelae and Niulakita.

Five of these islands (Nanumea, Nui, Nukufetau, Funafuti and Nukulaelae) are

classic “true atolls” with a number of reef islets or motus that surround a central

lagoon, while Niutao, Nanumaga and Niulakita are single islets composed of sand

and coral materials with small remnant landlocked “fossil” lagoon.

Vaitupu has a combination of both an atoll and reef island with two landlocked

internal lagoons. The average elevation of the islands is approximately 2 meters

above sea-level with all the islands do not protrude more than 3 to 4 meters above the

present mean sea-level at their highest point (McLean and Hosking 1991, Thaman et

al. 2012).

There is usually an uplifted fringing limestone reef in the wave zone from the ocean

side to the lagoon side in the study areas. The beaches are predominated by a

composition of rubbles, gravels and coral shingles. On Funafuti, there is a raised

rampart or ridges which have been thrown up by major tropical cyclones, the most

recent of which was Tropical Cyclone Bebe in 1972 found of Funafuti Island

(Yamano et al. 2007).

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Figure 3-1: A map showing Tuvalu’s location at the Global context and Pacific region, with specific illustration of the study areas marked in red oval shape (Source http://www.reliefweb.int).

Tuvalu has two different seasons, the wet season that occurs from November to April

and a dry season that starts from May to October respectively. Local communities in

the study areas have experienced these two distinct seasons for a long time, which

can be seen in the use of local terminologies referring “tau moko’ to wet season and

“tau vela” to dry season. The climate of Tuvalu is not the same from one year to

another, and this is largely due to the influence of the EL Niño-Southern Oscillation

(ENSO) (CSIRO 2011). Annual rainfall ranges from about 2000 mm in the drier

northern islands of Nanumaga and Niutao to 3500 mm in the wetter southern atolls,

such as Funafuti, with most rain coming during the warm season. Nanumea has a dry

and hotter climate than Vaitupu and Funafuti which normally receives higher mean

annual rainfall.

There has been substantial variation in rainfall from year to year in Tuvalu over the

last 60 years, an indication of the influence of ENSO and SPCZ in the study area

(CSIRO 2011). The influence of ENSO and SPCZ are often associated with the

onset of drought events and are more significant to the northern most equatorial

islands with a positive Southern Oscillation Index (SOI) known as La Niña, with

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47

drier than average years occurring in 1950, 1964, 1975, 1976, 1988 and 1999.

According to Thaman et al. (2012), this is one of the limiting factors on the long term

survival of plants, especially introduced non-coastal plants.

In terms of tropical cyclone occurring in the study area, it has been said that Tuvalu

has been experiencing tropical cyclones for the past 41 years (CSIRO 2011).

Tropical cyclones are important natural hazards because they have negative

implications to people’s livelihood especially when they strike the island and damage

agricultural food crops, buildings and roads along the coasts. This can be

exacerbated when combined with spring tide events during natural sea-level rise

(king and spring tide). Tropical cyclones are among the main extreme events that

affect the study areas. They are usually more frequent and intensive during El Niño

years which they bring extremely heavy rainfall.

3.2 People, history and economyEthnically, Tuvaluan people are Polynesians. Based on language affinity Tuvalu

uses a Polynesian tongue that is closely related to Samoans and Tokelauans, except

Nui island which uses i-Kiribati language which indicates historical ties with i-

Kiribati since the 1900s (Thaman et al. 2012). Different islands use slightly different

names for plants/tree species, however, the Tuvaluan people will understand the

different species names used by different islands in Tuvalu. For example, banana is

called maika by the people of Nanumea whereas futi is commonly used by the

people from Vaitupu and Funafuti.

Community–based natural resource management in Tuvalu has a long history. While

atolls are often perceived as places that have pristine, romantic and timeless

environment, the reality is rather different for Tuvalu. They are among the world’s

most fragile and difficult environment for human habitation. Resources are

extremely limited, variable and fluctuate drastically with drought, tsunami and

tropical cyclones (Rogers 1991, Yamano et al. 2007).

Despite the harsh environment, Tuvaluan society have coped and adapted to the

environment by developing special skills and systems allowing them to operate in

this unique environment for decades or even centuries. Atoll soils in Tuvalu are

extremely poor and crop cultivation of any sort in these environments present great

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challenges. Therefor

to grow food, one of w

The swamp taros are

grow in areas where

Tuvalu have laboure

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Tuvaluan society.

Tuvalu has a strong

chiefly social system

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of 50. Traditionally

marine resources hav

structure of governan

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Tuvalu is defined in

elders and the main b

the “traditional assem

of each island (Gover

Figure 3-2: Local goveof Tuvalu 2005)]

48

re, farmers are forced to think of an idea that

which is the development of swamp taro pit a

e highly intolerable to high salinity and ther

there is ample supply of freshwater. Over t

ed intensively and applied systematic trad

hese swamp taros given its significance to

and robust traditional governance structure

where decisions are made by the Falekaupu

and chiefs, matai’s (head of family clans) and

y, conservation and management practices

ve been long practiced using the above me

nce.

making structure and governance for each o

the chart below Figure 3.2. The “Falekaupu

body that has the overall power to make decis

mbly” that is composed according to the aga

rnment of Tuvalu 2005).

ernance structure in the outer islands of Tuvalu [

would enable them

as its name suggest.

refore they need to

the years farmers in

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ule (house of elders)

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anu (local customs)

[Source (Government

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49

There are three main bodies that made up the local government structure. The

supreme decision maker is the Falekaupule. The Kaupule is the executive arm of the

Falekaupule and the Falekaupule Assembly is the consultative forum where issues

are tabled for discussions. The Falekaupule normally holds its meetings monthly in

which they are briefed on minutes of the Island Kaupule minutes and also on issues

that concern the community. It is important that in these meetings all members of the

Falekaupule are present to ensure that there is a fair consensus on issues of critical

concern.

The population of Tuvalu has been increasing steadily throughout the years. In 1866

the population was estimated at 2,812 people when foreigners were trading in

Tuvalu. It increased to 3,994 in 1931. In 1979 Tuvalu’s population stood at 8,229,

9,043 in 1991, and 9,561 in 2002 respectively, an increase by 0.57% (SPC 2005).

Based on household survey data undertaken in 2009, Tuvalu had an estimated

population of 11,096, which represents an average population annual growth of 1.8%

(SPC 2005).

Since population censuses were started in the 1800s, it can be seen that the

population of Tuvalu was relatively low, which is largely attributed to several

reasons. For instance in 1863, some 400 people from Funafuti and Nukulaelae were

taken by “blackbirders” (slavers) to work in guano mines in Peru. In addition, after

World War II, an increasing number of Tuvaluans moved to Tarawa (in-Kiribati) for

schooling or employment. During this period a large number of Tuvaluans also

worked as contract labourers in the phosphate industries of Nauru and Banaba

(Ocean Island).

Subsistence activities are an important and major part of Tuvalu’s economy. The

main subsistence activities in Tuvalu include fishing, agriculture and handicraft

production with the majority of the population participating in those activities being

from the outer islands. Agriculture and fishing activities are normally operated on a

commercial basis on Funafuti, reflecting the increasing changes in monetised

economy on the Capital Island (SPC 2005). The main types of cropping systems that

are commonly found in the three study areas include pulaka pit plantations, house-

yard gardens, coconut woodlands, coastal littoral forest vegetation and inland

broadleaf forests.

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Nanumea, Vaitupu and Funafuti, the main focus of this study have distinct

geographical and environmental characteristics that are discussed below.

Nanumea Island is situated in the northernmost part of Tuvalu at 5o 40’S and 176o

06’E approximately 460km northwest of Funafuti (refer to Figure 3-1). It has a

boomerang shape, with a northern arm oriented in a WNW-ESE direction, and a

southern arm oriented in a NNW-SSE direction (Figure 3-3) and is 12.5 km long and

2.3 km wide at its centre. It is an atoll island made up of five islets (motus) namely

Lakena, Lafogaki, Nanumea, Teatua o Taepoa and Temotufoliki surrounding a

lagoon with an area of 3.4 km2. Nanumea has three formal village settlements:

Haumaefa, Lolua and Hauma, all of which are located on the western side of the

island. There are also new settlements established in the 1980’s on the eastern side

of the island known as Vao and Matagi (SPC 2005). Based on the 2002 population,

Nanumea has an estimated population of 658 people with Hauma having 180, Lolua

213, Haumaefa 123, Vao 107 and Matagi 35 people respectively.

Figure 3-3: Satellite (Pan-Sharpened Quickbird) image of Nanumea showing the locations of the main villages and other important locations [Source: (SOPAC 2006b)].

Village SettlementHauma, Haumaefa and Lolua

Landlocked lagoon

Te “koko”

Mata Hauma

Te Atua o Taepoa – Momea tapu

Matagi side

Village settlement – Hauma, Haumaefa and Lolua

Landlocked lagoon

Lakena

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The island of Nanumea is known for its extensive stands of kanava (Cordia

subcordata) and fetau (Calophyllum inophyllum).The local government

(Falekaupule) of Nanumea through its executive arm (Kaupule) has set aside a

conservation area encompassing 2.75km2 of terrestrial, marine and coral reefs

habitats at Momea tapu in 2006 (refer to Figure 3-3).

The second study area is Vaitupu Island, the largest island of the group with an

estimated total land area of 5.6km2. It is the central-most island at 7o 29’ S by 178o

41’ E, approximately 130km to the Southeast of the Capital Funafuti (refer to Figure

3-1). The island has a “teardrop-shaped” solid mass and lies in a NWS direction.

The island is 5.1 km long by 2 km wide from its centre (Figure 3-4). Vaitupu is a

reef island and has two enclosed lagoons. The main lagoon is called Te Namo and

the second lagoon to the north is called Te Loto. The main island has two villages,

Tumaseu and Asau, both of which are located on the south-western side of the island,

although there are several other settlements found at Potufale, Temotu and Elsefou.

The population of Vaitupu was 1570 in 2002 (SPC 2005).

Figure 3-4: Satellite (Pan-Sharpened Quick bird) image of Vaitupu with the locations of the main villages and other important features [Source: (SOPAC 2006c)].

Kalepapa

Muli

Elisefou –te togo

Fakataulepa

Te loto

Te namo

Main village

Motufoua pulaka

Te fusi pulaka pit

Potu fale & Auala o pagota

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Vaitupu is the second most populated island of the Tuvalu group, after Funafuti. The

land in Vaitupu is slightly more productive and better protected from salt spray

because it is higher in elevation and wide intertidal flats.

Traditional management systems have been put in place for a long time to protect the

milk fish in the lagoon by prohibiting the use of gill nets at main lagoon te namo.

Other conservation areas that are currently enforced by the Kaupule include te togo

(see Figure 3-3) aimed to protect mangroves as it host one of the most favourite

source of protein which is the land crabs, locally known as “te tupa”. Other

protected areas are marked by two rocks on the western side of the island adjacent to

the main village. These two rocks (marked in yellow diamonds) are called the “Fatu

o Isa” located to the north and “Fatu o tupata” located to the south. These rocks

have are a symbolic representation of two great chiefs or “Aliki” of Vaitupu island.

Essentially, the areas fall within the boundaries marked between these two stones had

been long known traditionally as “taboo” or prohibited areas where nobody is

allowed to do any form of fishing activity.

The third study area is Funafuti, the Capital island of Tuvalu. It has 33 islets

encircling a lagoon about 23 km long and 18 km wide with a surface area of about

275 km2, by far the largest lagoon in Tuvalu. The total land area is 2.8 km2, of

which, one-third of Fongafale Islet is covered by an airstrip with additional

extensive areas that are already degraded due to the presence of “borrow pits”

excavated to build an airstrip and military base during World War II. Fongafale, the

largest individual islet, which is about 500m wide at its widest point, has four main

villages, Fakaifou, Senala, Alapi, and Vaiaku.

While there is an uplifted fringing limestone reef in the Oceanside or wave zone,

which composed of sandy beach and beach rock exist in the other two study areas,

Funafuti has a rather unique type of coastal morphology, in that it is composed

mainly of a succession of gravel brought in by the huge waves from the eastern ocean

and deposited onshore forming raised ramparts along the eastern coast of the island,

the largest of which were deposited by Tropical Cyclone Bebe in October 1972.

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Figure 3-5 : Map of Funafuti atoll [Source: (Overview 2011)]

3.3 HydrologyThere are no rivers in Tuvalu. Water is collected from rain and can be found also in

permanent underground freshwater aquifers. These freshwater lenses can be found in

all three study areas but are not always the same in terms of their quality. According

to Thaman et al. (2012), important parameters such as the salinity level, geology,

texture, shape, and width of the atoll islands, the amount of salt water intrusion and

level of water consumption determines a lot the way by which village wells are

located as well as the nature and spatial distribution of the vegetation on the atoll

island.

While recent initiatives on water resource management programs have been

implemented in Tuvalu, however, Tuvalu have uniquely fragile water resources due

to their small size and lack of natural storage such as natural wells, competing land

use, and vulnerability to natural and anthropogenic hazards, including drought,

tropical cyclones and urban pollution (Government of Tuvalu and Community.

2011). The lack of both human and financial resources also restricts the availability

Areas where underground water is better established

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of experienced staff and investment and effectiveness of recovery cost. Water

governance is also seen as a constraints and challenge for low lying atoll islands

because socio-political and cultural structures relating to traditional community and

outer island practices of water management is highly complex.

The only places that have a history of comparatively reliable groundwater resources

are those found at Lakena and Matagi side on Nanumea, Muli on Vaitupu and along

the runaway of the airstrip on Funafuti Island respectively (refer to Figure 3-2, 3-3

and 3-4). There is very high confidence that a 10% reduction in average rainfall (by

2050) would lead to a 20 % reduction in the size of the freshwater lens on low lying

atoll islands. This threat would be further exacerbated when reduced rainfall coupled

with sea-level rise (IPCC 2007a). This suggests that rainfall is critical in these atoll

islands as they assist in the natural dynamic recharging and replenishment process of

the underground freshwater lens (Velde et al. 2006).

There is a lack in the varieties of agricultural crops in Tuvalu due to limited land area

as well as the poor quality and low fertility of the soil (Hosking and McLean 1991).

According to Hosking and McLean (1991), Tuvalu’s soils are derived mainly from

calcareous sands and gravel, limestone rock, beach rock, acid peat soils, swamp

organic soils or muds created in excavated taro pits and artificial soils. Normally, the

natural soils are quite shallow, porous, alkaline, coarse-textured, and have carbonatic

mineralogy and high pH values of up to 8.2 to 8.9 (Thaman et al. 2012). According

to Thaman et al. (2012), the soil of Tuvalu is highly lacking in the important nutrients

that plants needed for their growth such as nitrogen, potassium and micronutrients

such as iron, manganese, copper and zinc .

3.4 Vegetation and floraThe existing indigenous vegetation in the three study areas has been disturbed with

the flora being replaced numerically by introduced exotic species. It must be

stressed that vegetation in Funafuti have been severely degraded due to the

conversion of large areas of coconut woodlands into airstrips during WWII

especially on Nanumea and Funafuti and population increase resulting in selective

removal of indigenous species for cultural, medicinal and ornamental purposes. On

Vaitupu, vegetation has been selectively removed and by the harvesting of high-

value trees and plants such as the clearance of inland broadleaf forest at Elisefou and

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Motufoua on Vaitupu to provide areas for agricultural schemes where new varieties

of hybrid coconuts and sweet potatoes were trialled in the early 1980’s. There is also

an increasing dominance of introduced species due to the increasingly occurrence of

invasive species and diseases in recent years which have affected coconut palms on

Vaitupu in 2005 and the kanava tree (Cordia subcordata) on Nanumea in late 2010,

(Thaman et al. 2012, Thaman and OBrien 2011).

Throughout this period, there has also been the selective removal of indigenous

species for growth of settlements, construction, boat building, firewood, medicine,

tools and handicrafts and other purposes; and the deliberate and accidental

introduction of a wide range of non-indigenous plants, some of which have become

invasive weeds (Thaman et al. 2012). of an estimated 356 species of vascular plants

reported at present some time in Tuvalu, only about 64 (18%) are probably

indigenous. The remaining 292 species (82% of the flora) are non-indigenous exotic

species that have been introduced by humans. There are no endemic species that are

unique to Tuvalu. (Thaman et al. 2012)

3.5 Description of land-use coverThe following section provides a brief description of the current different types of

land cover existing in the study areas based mostly on the work of Woodroffe (1991).

The purpose of this section is to provide an overview of places in the study areas

where there remain significant amount of indigenous inland and coastal littoral

vegetation which have gone through various stages of disturbance. This includes

small stands and coastal forest to mangrove and more extensive areas of scrubland.

Understanding the types of plants and trees that have been disturbed is important to

this study. This is because terrestrial vegetation not only provides environment and

ecological benefits which are useful for environmental and climate change adaptation

but they also provide important cultural, social and medicinal benefits to

communities in the study areas. Hence, there is a need to better understand the

underlying reasoning for the causes of degradation so as to enhance the management

of the degraded vegetation in the study areas.

In the study area the places where one will find stands of dense “natural” vegetation

units are mainly those areas where there is no human contact. In other places, as

mentioned above there is highly modified or disturbed vegetation. The group of

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vegetation units observed during the field work include: 1) inland broadleaf forest, 2)

coastal littoral forest and scrub, 3) mangroves and wetlands, 4) coconut woodland

and agroforest, 5) excavated swamp taro, 6) village house-yard and urban gardens; 7)

intensive vegetables and food gardens and 8) constantly disturbed ruderal vegetation

(Thaman et al. 2012).

3.5.1 Inland broadleaf forest and woodlandThese types of vegetation are commonly found in relatively undisturbed inland areas.

The most common trees that dominate this vegetation unit include puka vai (Pisonia

grandis) and puka vaka (Hernandia nymphaeifolia). The undergrowth is relatively

open with a groundcover dominated by lau katafa Asplenium ferns, which is dense in

places even when the trees are widely spaced. In the study area, for instance, dense

stand of puka vai and puka vaka are commonly found at Lakena Islet on Nanumea, at

Potufale, Auala o Pagota, Elisefou and Motufoua on Vaitupu (refer to Figure 3-3), and

on Funafuti they are commonly seen at Fuafatu, Tepuka and Fualopa Islet.

Figure 3-6: Stand of Pisonia grandis (puka vai) inland, southwest coast of Tepuka Islet; (b) Asplenium nidus, (laukatafa), inland, southwest coast of Tepuka Islet. [Source (Thaman et al. 2012)]

3.5.2 Coastal littoral forest and scrubThis vegetation unit occurs along the coast of all the islands of the three study areas.

Scaevola, which is often covered with creepers such as Cassytha or Canavalia and

Premna valovalo are quite common and penetration this coastal vegetation unit is at

times very difficult. This is more evident on Vaitupu where there is a reported

a b

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significant increase in the abundance of stands of valovalo over the last ten years

(Thaman et al. 2012).

Niu, coconut tree, (Cocos nucifera), fala, pandanus/screpine (Pandanus tectorius)

Tausunu beach heliotrope (Tournefortia argentea), kanava sea trumpet (Cordia

subcordata) and fetau beach Mahogany (Calophyllum inophyllum) are also important

component of the coastal littoral forest providing an important role in protecting the

coast from erosion as well as effective wind breakers.

Figure 3-7: Coastal vegetation in the study area (a) Eastern side of Vaitupu at Elisefou (b) a coastal vegetation in the ocean side with open spaced coconut stands on Nanumea (Source: Author 2011).

3.5.3 Mangroves and wetlandsGenerally, all islands have stands of dense mangrove forest and swampy wetlands but

extend only for only limited areas, except Nukulaelae which does not have mangroves.

Stands of mangrove forests and swampy wetlands are commonly found along protected

intertidal lagoon flats or in back-beach basins.

There are only two reported true mangrove species present in Tuvalu namely togo

(Rhizophora stylosa) and the red-flowered mangrove, sagale or hagale (Lumnitzera

littorea), which currently exist on Nanumaga, Niutao, Nui, and Vaitupu. On Nanumea,

the main stand of mangrove is found on the main Island of Nanumea surrounding the

landlocked “fossil” lagoon.

a b

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Figure 3-8: Mangrove forest (a) at Nanumea encircling a landlocked “fossil” lagoon and (b) at Tafua Pond on Funafuti (Source: Author 2011).

On Vaitupu, dense thickets of mangroves are only found at Elisefou, whereas on

Funafuti, togo (Rhizophora stylosa) is locally abundant to the northeast of the airfield

where it surrounds the lagoon or back-beach intertidal basin known as Tafua pond

(Woodroffe 1991; Thaman et al. 2012).

3.5.4 Coconut woodland agroforestryCoconut woodland agro-forest is the major vegetation type in all the study areas.

Pure stands of coconuts are only found at Lakena Islet on Nanumea, Elisefou on

Vaitupu (see Figure 3.9), which is part of the Department of Agriculture scheme, and

on the northern part of Funafuti Island.

In some places, it is a mixture of vegetation types that occur within areas of medium

density coconut woodland or adjacent to purer stands of broadleaf woodland. The types

of trees and plants that are grown within the agroforestry vegetation in the study areas

include trees such as pandanus, breadfruit and bananas that have important value to the

community in terms of providing food security, medicinal and cultural uses include.

Other useful trees are also planted, sometimes as small tree groves, in more favourable

sites, usually near villages or residences.

a b

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Figure 3-9: Stand of coconut woodland agro-forestry on Vaitupu and Nanumea [Source Author, 2011]

3.5.5 Excavated swamp taro pitsSwamp taro pits, as its name suggests, are unique, specialized and highly modified

traditional communal garden areas that are found in the central parts of the atoll

islands. Early indigenous settlers to the atolls have taken advantage of natural

depressions by excavating these natural depressions (often to a depth of 1.5m and

sometimes 100’s of square meters in area) to allow the cultivation of the pulaka and

taro (Webb 2007). These artificial swamp taro pits tend to have comparatively deep,

dark, organic rich soils as opposed to their surrounding soils.

Figure 3-10: (a) Excavated swamp taro pulaka with talo taro (Colocasia esculenta) being planted within the swamp taro and (b) an image of a pulaka garden known as “te vai pulaka”at Lakena Islet on Nanumea Island (Source: Author 2011).

a b

a b

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This was created from natural accumulation of natural organic materials such as

leaves, coconuts husks and other organic materials that have been collected in such

depressions. Farmers also deliberately followed a laborious traditional practice of

process of applying the systematic application of large volumes of organic materials

composed of leaves of trees and other plant, which are locally known as “kaiao” to

enhance and stimulating crop production in the poor atolls soils (Webb 2005, Webb

2007, Thaman et al. 2012). On Nanumea, the main swamp taro plantations are found

at Lakena Islet on Vaitupu at Te Fusi and Motufoua; and at Fongafale on Funafuti

Island respectively.

3.5.6 Village house-yard and urban gardensAll the islands in the study areas have well-structured and designed village settlements.

Within these village settlements, one will find widespread vegetation types including

houseyard and village/urban gardens. The most common type of trees or plants that are

found within the houseyard gardens and in the village settlements include a mixture of a

wide range of deliberately planted indigenous trees such as mei, breadfruit (Artocarpus

altilis), futi. banana (Musa. group), olesi, pawpaw (Carica papaya), puafiti, white

frangipani (Pumeria obtusa), talotalo crinuma lily (Crinum asiaticum) and non-

indigenous trees, shrubs, vines and other perennials and some short-term annual plants,

plus many non-planted wild or weedy species (Thaman et al. 2012). has important

cultural and medicinal uses.

Figure 3-11: (a) A houseyard garden in the middle of Fongafale (b) near airport, both images were taken in Funafuti [Source: (Thaman et al. 2012)].

a b

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Some of which are important for building resilience against tropical cyclones such as

big trees like the mei, breadfruit (Artocarpus altilis) which can act as excellent wind

breakers. Trees found within this vegetation unit that are important for building food

security include mei, breadfruit (Artocarpus altilis), futi. banana (Musa. group), olesi,

pawpaw (Carica papaya) while trees like puafiti, white frangipani (Pumeria obtusa),

talotalo crinuma lily (Crinum asiaticum) and non-indigenous trees, shrubs, vines and

other perennials

3.5.7 Disturbed ruderal vegetationIncreasing urbanization and the development of roads and airports and other facilities

have created extensive areas of continually disturbed “ruderal” vegetation, especially

at Fogafale Islet on Funafuti. These include roadsides, path sides, waste places, open

lots, sports grounds, limited areas of lawns and grassy areas, unpaved areas around

parking lots, airports and landing strips and other areas that are continually disturbed

and/or not maintained or weeded.

Figure 3-12: (a) A manmade seawall on the lagoon side at the Vaiaku Lagi Hotel, Funafuti and (b) runaway and tarmac at Funafuti [Source:(Thaman et al. 2012)]

The dominant plants in these areas are a wide range of easily-dispersed, fast-growing

herbaceous weedy species (grasses, sedges and other herbs) mostly referred to as

mouku, the general term for small weeds and some weedy shrubs. Some of these

weeds have become invasive or constitute a threat to important indigenous species

(Thaman et al. 2012).

a b

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CHAPTER 4

RESEARCH METHODOLOGY

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4.0 IntroductionThe purpose of this chapter is to provide an outline of the research design and

methodologies. This study combines themes, topics and/or results within the social

and natural sciences8 (Maqazine 2012) through the adoption of a case study approach

and the application and use of Geographical Information Systems (GIS) and remote

sensing monitoring technologies.

4.1 Research DesignThe study’s approach was framed within a mixed methodological (quantitative and

qualitative) and case study approach. This research used a flexible case study

according to Spratt et el. (2004). Several scholars such as Yin and Campbell (1989)

define a case study as:

“An empirical inquiry that investigate a contemporary phenomenon within its real

life context; when the boundaries between phenomenon and context are not

clearly evident; and in which multiple sources of evidence are used.”

Conceptually and practically, the study used a mixed method approach9 in that it

evaluates the qualitative and quantitative aspects of current situation in each study

area through triangulation (the combining of data sources10 to study a similar social

and biophysical phenomenon). This involved the collection of descriptive

(quantifiable and qualitative and/or ethnographic) information on the most common

environmental, climate change and human-induced related impacts as perceived by

communities in the study areas. This methodology frames the question to be asked,

determines the set of instruments to be employed and shapes the analysis. The

qualitative methods therefore would be like an ethnography, grounded theory or

phenomenology.

Quantitatively information obtained from community’s perception is tallied in terms

of the frequencies of the most commonly mentioned variables and are presented in

tables. The information generated from the mapping of land cover through the use of

Geographical Information Systems (GIS) is also quantitative in that the area of the 8 Natural sciences generally centre on natural phenomena (including biological life), and the social sciences, takes

a closer look human behaviour and societies ("Scientific Method: Relationships among Scientific Paradigms". Seed magazine. Retrieved 2007-09-12).

9 This research follows the approach taken by Tashakkori and Teddie (2003) by using a Triangulation Mixed Method Design; whereby the author used both qualitative and quantitative data to interpret data (p.2). Accessed from : http://www.niu.edu/~lynch/mixed_methods.pdf

10 The author used data triangulation (the use of a variety of data sources), and methodological triangulation (use of multiple methods to study a research or problem).

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final output is analysed and exported from the ERDAS 9.1 software into the

Microsoft ACCESS software after which a quantitative information is produced

which shows vegetation change over a three year period for Nanumea and Vaitupu.

It is believed that both of these approaches (Qualitative and Quantitative) hold great

promise as such research strategy is critical when it comes to the issue of validity and

reliability because it will ensure that the results are thoroughly cross-checked with

marginal error (DePoy and Gitlin 1998).

Figure 4-1: A mixed methodological approach (Qualitative/quantitative) with a working hypothesis (Source: Author 2011).

4.2 Rationale for selection of research sitesThe three case study areas have their own unique characteristics that made them an

interesting area for conducting field research for this particular topic. First of all, the

selection of the three study areas was based on the location of the islands which has a

strong influence on the nature of the vegetation. For example, Nanumea is situated in

a more northerly equatorial location, and is much hotter and drier than the southerly

atolls of Funafuti and Vaitupu, with the southern islands receiving more rainfall than

the northern groups (refer to Figure 2-1) in Chapter 2.

Qualitative methods

Quantitative methods

Workshops and Focus Group Discussion

Field Observation and interview

Frequency of total responses for respondent perceptions

Vegetation Change Detection

Synthesis

� Summary of the most common observed environmental and climate change impacts

� Summary of the most affected group of plants and trees due to environment, climate change and human-induced impacts

� Production of land cover map for Nanumea and Vaitupu island

Conclusions and recommendations

Mixed methodological Approach

Case

study

areas

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In addition to rainfall patterns, the importance of the population distribution among

the three study areas was also a consideration as it has a large influence on vegetation

change and land degradation. It was noted based on the 2002 national census that

both Funafuti and Vaitupu are experiencing population growth while Nanumea has a

declining population due to rural to urban migration, however, the underlying

contributing factors to such existing trend or patterns is not clear (SPC 2005).

In terms of access to fresh water resources, Funafuti can access to water from

desalination plants during drought. It has to be noted as well that underground fresh

water for Funafuti is not fit for human consumption, while Vaitupu and Nanumea

still have underground water that can be used for human consumption. And lastly,

Funafuti is more vulnerable than the other two islands in terms of the potential

impacts of alien invasive species since it is the main port of entry for airplanes and

merchant vessels.

The selection criterion was designed to take into consideration factors that influence

vegetation change and their implications on livelihoods. The criteria also sought to

standardise common site-specific attributes to aid in gathering information on

appropriate adaptation measures that can be used to protect threatened species of

trees and plants that are of ecological and cultural relevance to the communities

under investigation.

4.3 Methods and types of data collectedData from the field were mainly collected using several techniques such as, semi-

structured questionnaires, photographs, in-depth interviews, and focus group sessions

and through participant observation (refer to Appendix for sample of questionnaire

survey).

The kind of information that were recorded included thoughts, ideas, perceptions,

development towards a working hypothesis and events such as the workshop date

and location, records of the researcher’s own observations/impressions and

expressions with regards to the invasive species, impacts of drought on various plants

and tree species, and water shortages experienced by communities and name of

plants.

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All important information’s recorded in the field notes were then categorised into

commonalities and then summarised and entered into the codebook system. A range

of tools were used for field observation such as digital camera, field notebook, laptop

and aerial photos/Google images and Geographical Position Systems (GPS) to record

and locate locations of particular importance, focus group sessions.

The GIS and remote sensing analysis employed Mapinfo 10.0 and Erdas 9.1 software

for the performing of the vegetation change detection process. All these tasks were

carried out in a GIS lab at the office of the Division of Applied Geoscience of the

Secretariat of the Pacific Community (SOPAC).

4.4 Semi-structured questionnairesThe semi-structured questionnaires were designed to ascertain peoples’ knowledge,

attitudes and perception in relation to the impact of environmental and climate

change with a specific focus on vegetation change in a qualitative and quantitative

fashion (refer to Appendix 8.0).

The semi-structured questionnaires were conducted in all the three study areas

(Nanumea, Vaitupu and Funafuti) by distributing the questionnaires to focus groups

made up of individual participants who provided their responses as a team. The size

of the focus group in each village was determined by working out their 2002

population as the benchmark. This is further elaborated and illustrated in section 4.5.

A total of 108 semi-structured questionnaires were distributed between the three

study areas: 60 questionnaires for Funafuti of which 10 questionnaires were

distributed evenly between the 6 main village settlements, 24 questionnaires for

Nanumea and Vaitupu respectively of which 6 questionnaires were distributed evenly

between the four main village settlements for the two islands.

Important data collected in the semi-structured questionnaires included information

on how local individuals living in the study area perceived environmental and

climate change impacts over the past fifteen or twenty years.

It also sought to understand whether environmental or climate change related impacts

are responsible for the vegetation change and to determine which trees and plants are

most important for enhancement of their resilience against environmental and climate

change. The last part was to document adaptation measures that can be adopted to

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protect and replant those rare plant/tree species. The data collected from the

questionnaire surveys are summarised below.

4.5 Determining of sample and focus group size for each villageAs discussed earlier, Nanumea and Vaitupu each had 24 questionnaires and Funafuti

60. The 24 questionnaires for the two outer islands (Nanumea and Vaitupu) were

divided equally among the 4 villages, thus 6 questionnaires per village and, similarly,

the 60 questionnaires were divided equally among the 6 villages for Funafuti, with 10

questionnaires each (see Table 4-1, 4-2 and4-3).

Table 4-1: Sample size for Nanumea

Village TPopulation11 Sample size Size of focus group Questionnaire

Hauma 180 90 [15pple x 6 groups] x 2 days 6

Lolua 230 115 [19pple x 6 groups] x 2 days 6

Haumaefa 123 62 [20pple x 6 groups] x 2 days 6

Matagi &

Vao

142 71 [12pple x 6 groups] x 2 days 6

24

Table 4-2: Sample size for Vaitupu

Table 4-3: Sample size for Funafuti

11 TP refers to “Total Population”

Village TPopulation Sample size Size of focus groups Questionnaire

Asau 291 146 [24pple x 6 groups] x 3 days 6

Tumaseu 352 176 [29pple x 6 groups] x 3 days 6

Potufale 200 100 [ [17pple x 6 groups] x 2 days 6

Apalolo/Saniuta 229 115 [20pple x 6 groups] x 2 days 6

24

Village TPopulation Sample size Size of focus groups Questionnaire

Lofeagai 380 190 [19pple x 10 groups] x 2 days 10

Teone 506 250 [25pple x 10 groups] x 2 days 10Fakaifou 940 470 [47pple x 10 groups] x 3 days 10

Senala 564 280 [28pple x 10 groups ] x 2 days 10Alapi 975 480 [48pple x10 groups] x 3 days 10

Vaiaku 480 240 [24pple x 10 groups] x 2 days 1060

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4.6 WorkshopsWorkshops were conducted in each of the villages in the three study areas. The

participants provided their perceptions in the questionnaire survey that they were

given in their groups. The participants attending the focus group workshops were

identified from a pre-selected pool of key informants such as local government

authorities, NGO's, farming families (households) and community elders.

The selected participants were asked to provide the names of other local people who

met study criteria [such as knowledgeable elders, farmers, women involved in

gardening and authorities from the local governments (Kaupule)], thus it continued in

providing more participants.

In addition, opportunistic sampling or emergent sampling (Cohen and Crabtree 2006)

was also done by selecting, at random, local individuals during the data gathering

process. Since the study intent was to examine social and ecological adaptation to

environmental and climate change and to develop a theoretical understanding of

vegetation change and its implications on human livelihood, the author wanted to

maximise variation in experiences and approaches to derive the broadest

understanding of this issue under investigation.

The first important activity conducted during the workshops was a pre-evaluation

exercise that allowed a relaxed, open environment for participants to freely discuss

their ideas on issues that are of particular interest to the study. This activity was

achieved by asking participants to list (write in their own words or local vernacular)

perceived environmental issues on a white board.

The researcher went through the questionnaire with the participants to explain the

content of the questionnaire, so that they had a clear understanding when they discuss

it among themselves. Each focus group was given enough time to discuss their ideas

collectively and then provide the answers in the questionnaire survey. This

information was thought to be more valid as it reflects the general views of the

participants.

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4.7 Reconnaissance surveyThe reconnaissance survey (RS) was one of the main techniques used to carry out

field observations. In essence, RS’s are a rapid assessment method used to document

areas under investigation in a short period of time.

Although the researcher is from Tuvalu, and has an insider perspective, he did rely

heavily on the knowledge of local communities to provide guidance in the field

survey. Relying on community’s local knowledge is crucial as local resident know

and understand very well the context and current situation of the study area. It is

hoped that local knowledge will also influence the quality and the validity of the

information being collected.

The researcher was guided by selected local residents, farmers or elders to show the

areas that had been seriously devastated due to environmental, climate change and

human-induced impacts.

This included environment related issues such as invasive species; climate change

related issues such as salt water inundation, bush fires and coastal erosion, and

human induced activities such as overexploitation and clearance. Local participants

(residents) were interviewed by the researcher as they travelled around the islands

and all information obtained were recorded in a field note book, including locations

of exact locations of areas being observed on Google images.

On land, the researcher’s main mode of transport was a motorbike to travel to all

three study areas. If there was a need to go to other islands, local boats were utilised

for sea transport. This was used by the researcher to travel from Nanumea Island to

Lakena Islet as well as from Funafuti Island to Tepuka Islet. Local informants

accompanied the researcher to visit all areas (Table 4.4).

4.8 Literature surveyAnother important task was the literature survey to complement the primary data

collected in the field. The main objective of the literature survey was to examine

related impacts of environmental and climate change, community perceptions of such

change, the impacts on vegetation change and the literature about small islands, atolls

with a specific focus on Tuvalu. Other forms of secondary data were sourced from

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government reports, statistical, poverty reports, development plans and policies and

in the USP library and from on-line sources.

4.9 Data analysisFirstly, this section will provide an explanation on how the information from the

semi-questionnaire and field notes were analysed. Secondly, this section will outline

the various steps that were used to produce the forest cover map for the two study

areas (Nanumea and Vaitupu) and the extent of vegetation change that has occurred

within the three year period.

4.9.1 Analysis of semi-structured questionnaires All semi-structured questionnaire were coded for each case study area. For example,

the coding was arranged in this order - NMEA01 to NMEA24 for Nanumea, VTP01

to VTP24 for Vaitupu and FUN01 to FUN60 for Funafuti respectively. All

information contained in the questionnaire and field notebook were summarised in a

codebook in an EXCEL sheet form to describe the variables, locations and other

relevant information/details. These variables were divided into two main categories

to depict the impact of environmental and climate change. An example of a

codebook system is summarised in Table 4-5.

Table 4-4: Summary of a codebook system

Coding Example of a perceived variable

location Details

1 Perceived Environmental, climate change and human induced impacts

Drought Location of where drought affect the island

Any detail or additional information’s that may be useful to explain the perceived variable

2. Perceived affected plant/tree species

name of affected plant species

location of affected plants as commonly seen on the island

As above

3. Perceived importance of plant/tree species

Ecological and cultural uses of plants mentioned.

location of those threatened species

As above

4.Percieved adaptation measures

name of adaptation measures for example "replanting"

Location of where planting activities should be carries out

As above

4.9.2 Calculation of response frequencyMicrosoft EXCEL software 2007 was used to analyse the 108 questionnaires

obtained from the interview during the field work. The questionnaires were first

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reviewed to confirm there were indeed 108 questionnaires, that is, 24 each for

Nanumea and Vaitupu and 60 for Funafuti respectively.

The answers in the questionnaires were then entered into the spread sheet, after

which, the records were then checked for gaps using Excel’s “COUNTBLANK”

function. For everything that was named by a respondent, the author left it as a blank

cell.

4.10 Use of Geographic Information System (GIS) to assess vegetation change on Nanumea and Vaitupu.Geographical Information System (GIS) analysis was used to assess the land-use

cover and identify areas where vegetation has been changing on Nanumea and

Vaitupu. The main aim was to map land cover, quantify change, and determine if

vegetation change can be detected within a three year period. The steps followed to

produce the GIS map included image processing, geometric correction, image

interpretation and image backdrop, exportation of image, mapping vegetation change

and the calculation of the area.

4.11 Image processingThe first task was to perform a pre-processing of satellite image data for the two

study areas which were available in IKONOS 2003 format and Pan-sharpened

Quickbird 2006 format respectively. The image processing was achieved through

several methods. These methods include geometric correction, atmospheric

correction and image sub setting.

4.12 Geometric correctionFor the 2006 Quickbird image data, it was referenced towards the IKONOS 2003

image data which has been geometrically corrected to a Digitally Global Position

Systems (DGPS) layer showing the boundaries vegetation and beach as geometric

reference12.

12 SOPAC have carried out a DGPS survey where a base station averaged its position by 24 hours

recording. This base station was equipped with solar panel and battery to be able to receive position data 24 hours without interruption. SOPAC surveyed the line where vegetation and beach meet, which is clearly visible in the image data.

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4.13 Atmospheric correction All satellite images were obtained from the SOPAC. In the absence of specific

reference points, the researcher has to resort to using other persistent and natural

permanent features on the land and in the shallow marine environment. It means that

natural features needs to be identified and studied using these historical and satellite

images and marked those important features on Google map.

And to be precise, grid points of these features were sometimes plotted using GPS on

the ground. So when the forest cover map was produced for the two islands

Nanumea and Vaitupu, the researcher used the Google map that was used in the field

to compare them with forest cover map being produced to see how the terrestrial

vegetation has been changing over time.

4.14 Image sub-settingSub-setting is a process that allows the operator to perform his own contrast

enhancement task for specific areas. Some of the examples of performing image

sub-setting are outlined below. The image data sets that was used for this process

was the IKONOS 2003 satellite image only. This cannot be done in the Pan-

sharpened Quickbird 2003 satellite image.

� Original image data with band combination 1, 2, 3 for 2003 for every scene

available for the map sheet (up to three scenes);

� Original image data with band combination 2, 3, 4 for 2003 for every scene

available for the map sheet

4.15 Object specific contrast enhancement and backdrop production geometric correction

After the geometric correction process, the IKONOS 2003 image data was enhanced

to increase the contrast between the vegetation types. In fact, this step cannot be

performed with pan-sharpened QuickBird image data.

The multi-spectral IKONOS image data for 2003 has a 4 meter spatial resolution and

provides full dynamic range of vegetation reflection in four different band; 1 BLUE,

2 GREEN, 3 RED and 4 IN-FRARED. The process of object specific contrast

enhancement was performed to stretch the difference between coconut palm,

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mangrove and other vegetation in terms of their size, shape, shadow, tone, texture,

and pattern and associated relations.

This is an interactive process usually performed for the complete scene. In this

process, the operator delineate specific areas not containing cloud and performed a

standard deviation contrast enhancement procedure that changes the Look Up Table

(LUT) for the complete scene and calculated it from the selected area.

This process allows the transfers of parameters that contained in the LUT, which then

recalculates the original pixel values on the fly for the contrast enhanced monitor

being displayed, however, it should be noted however that this whole process does

not actually change the original pixel values.

This was an advantage because vegetation separates better in infrared than in the

visible bands13. Since MapInfo GIS software is not capable to read LUT, the next

step was to produce backdrops readable by this software. This step was performed in

ERDAS 9.1 which provides a module that changes the LUT and transfers the

changed pixel values to a new file instead of the monitor.

4.16 Vegetation InterpretationThe interpretation for the mapping was carried out at 1:10,000 scales, which is the

scale accuracy and at 1:5,000 scales for settlement areas. The MapInfo zoom factor

was maintained at 500 meters during the whole process of digitizing.

This ensures that consistency is maintained in terms of interpreting the different

vegetation types since all interpretation and delineation was carried out on-screen by

the operator. When it comes to interpretation, the interpreter can toggle between

both layers as pan-sharpened Quickbird 2006 data and multi-spectral IKONOS 2003

were available for the two study areas.

4.17 Interpretation keyInterpretation keys were used in this study as a set of guidelines to help the digitizer

maintain consistency when it came to interpretation of characteristic on the satellite

image such as known areas of vegetation. Each vegetation type has a unique texture,

but some also have similar textural view. 13 Infrared aerial photograph are normally difficult to record in the Pacific due to cooling problems in

other regions which is normally a standard.

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When similarities arise, an interpretation key is employed to avoid confusion

between vegetation textures. It basically means that interpretation keys shows

typical image features of colour and texture belonging to one particular vegetation

type. Interpretation also helps to guarantee the validity of the results.

The known areas used for interpretation key are discussed in the following sections.

These classes will be presented as a final product in a form of a land cover forest map

for the two study areas as well as in a table form to show the status of the various

land cover in terms of vegetation change in a quantitative way. The land cover and

their interpretation are illustrated in the following sections (see Table 4-6).

Figure 4-2: A flow chart showing six essential steps to produce the vegetation change forest

land cover map Nanumea and Vaitupu between 2003 and 2006 (Source: Author 2011).

Quickbird Satellite image data (2006)

Vegetation mapping via visual

interpretation

Image enhancement

Remote SensingNanumea and Vaitupu

Vegetation map for 2003/2006

Image enhancement

Vegetation Change2003/2006

IKONO’s satellite Image data (2003)

Image processingImage Processing

Rasterization of data in ERDAS 9.1

Rasterization of data in ERDAS 9.1

Vegetation mapping via visual

interpretation

Area Analysis

Step 1

Step 2

Step 3

Step 4

Step 5

Overlay analysis in ERDAS2006/2003

Step 6

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4.18 Exporting vector data into raster through ERDAS 9.1All the mapping and interpretation were performed on pan-sharpened QuickBird

(vector based data) image from 2006. It is important to note that vector data sets

stores the outline polygon of an area and can have very high precision. However,

when it comes to rapid area analysis and map combination, raster data formats can

also be helpful. That means that vector data is not possible performed in this case.

To do this, it requires that vector data be converted first from TAB files into DFX

files which are maintained in raster compatible files. This is followed with the

process of exportation of the DFX files into annotation layers after which it was

converted into ERDAS raster data. All these processes were performed using the

ERDAS 9.1 software programme.

Table 4-5: A summary of the interpretation keys used in the mapping process.

Types of land cover and their characteristics Interpertation keys

Scattered coconut palm (SCO)Scattered coconuts have a typical star like shape and this texture allows a separation from other vegetation even if colours are similar. Right figure shows scattered coconut palms within shrub vegetation. While the stand coconut can be visually analysed, it appears that counting the individual coconut stand using the pan-sharpened satellite image may pose some difficulties since the resolution is distorted as one zooms in.

Dense coconut stands on pan-

Sharpened Quickbird

Palm PlantationPalm plantation is based on a density typical in coconut plantation of 50 to 150 palms per hectare (right). The class name does not indicate that there is actual plantation on the ground. It is possible that the plantations are not maintained anymore or that by coincidence such a palm density is mapped. Again, the texture allows a separation of palms from other vegetation. In addition, planting rows are clearly visible and make the separation from other vegetation easy even if there is an understory of shrub vegetation.

Palm Plantations or Semi dense coconut stands on Pan-Sharpened Quickbird Satellite image data

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Dense coconut palm (DCO) In terms of forest vegetation cover, palms are interspersed with mixed tree species and less visible. Younger palms in these niches are important in terms of productivity; as older and taller palms are less (right) The number of palms per hectare cannot be counted with uncertain accuracy on the images as this typically leads to an underestimation because the palms in the understorey are not visible. On the other hand, forest vegetation, the smaller and invisible palms are important as they are more productive than the tall and old palms. Indeed, where vegetation is too dense, harvest is sometimes too difficult.

Shrubs (SCHRUBS)Are characterized as a type of vegetation that is generally less less than 5 meters in height (right). The vegetation type “shrubs” looks green but does not shows the coconut palm texture or the texture of planting rows. The surface appears smoother than coconut stands

Bareland (BL)For example. None forested areas or pasture is considered as areas without marginal vegetation (right). This land cover type is visible brown to yellow and white in the pan-sharpened bird image with homogenous flat texture.

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Forest (FOREST)Characterised by the presence of trees taller than 5 meters, excluding coconut palm. Abundant tree species that are commonly found in the forest ecosystems includes lantern tree puka vaka (Hernandia nymphaeifolia particularly on Vaitupu and Lakena Islet on Nanumea (right). It appears dark from its density and more and more shade can be seen with results from the height of the trees. A very dense forest will look darker without a blend or bareland. Forest also appears smoother than vegetation

A clear forest among vegetation

Mangrove (MANG)Are mostly found at the edge of the land, on coastal areas, growing half on land and half in sea water (due to tidal shifts) (right). It can be easily identified when separated with other vegetation by the beach (atoll Islands) but in some cases where mangrove grows just at the end of the vegetation areas, texture and colour can be used to identify mangrove. It appears darker than close by vegetation mainly because of the spectral bands that the imagery picks up and thephotosynthetic capability of mangrove ecosystems slightly different than forests.

.

Water Body (WB)Any form of water that exists inland is classified as Water Body (right). These types of ecosystems are ponds and swamps.

Water body inside the island.

SettlementSettlement are characterised by group of houses close by and are properly structured in a uniform pattern. For example all the houses on Nanumea and Vaitupu are structured in rows. The houses on Funafuti are mostly scattered (right). Nanumea and Vaitupu have four main village settlements while Funafuti has 6 village settlements. The settlements are digitized by allowing 75 meters buffer from the end of the settlement. The greenline shows a 75 meter buffer zone boundary and it is part of settlement

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4.19 Exporting vector data into raster through ERDAS 9.1All the mapping and interpretation were performed on pan-sharpened QuickBird

(vector based data) image from 2006. It is important to note that vector data sets

stores the outline polygon of an area and can have very high precision. However,

when it comes to rapid area analysis and map combination, raster data formats can

also be helpful. That means that vector data is not possible performed in this case.

To do this, it requires that vector data be converted first from TAB files into DFX

files which are maintained in raster compatible files. This is followed with the

process of exportation of the DFX files into annotation layers after which it was

converted into ERDAS raster data. All these processes were performed using the

ERDAS 9.1 software programme.

4.20 Change detectionChange analysis and detection was performed with ERDAS 9.1 raster GIS software.

Both inventories of layers were combined using the Goedel’s method. The change

detection between the forest map based on 2003 image data and the forest map

produced from 2006 image data is performed through overlay of both digital layers.

To discuss the change of

Forest classes, the 2003 layer and the 2006 were combined. This was performed by a

process which adds the value of each pixel from both layers 2003 and 2006 (Figure

4-3

Figure 4-3: Three layers depicting the overlay analysis between 2003 and 2006 and the final product (output) which has the vegetation change (Source: Author

2003

2006

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4.21 Area analysisThis process of area analysis in raster data environment is automatically computed in

ERDAS 9.1 software. When the programme runs, it counted the pixels of equal

value. The analysis therefore is based on number of pixels which is then converted to

area knowing that each pixel of 25 x 25 meters represents 0.0625 hectare.

To reduce “noise” that may influence distortion, it was agreed to filter areas smaller

than 4 hectares. ERDAS provides a module (Clump) which analyses all clusters of

pixels and archives them where an address of the cluster and the size (number of

pixels) is stored.

Another ERDAS module (Eliminate) allows eliminating all clusters below 4 hectare

size, where the pixels of these clusters are recoded and added to the next biggest

neighbour class. Both modules were applied to the change detection layer covering

complete of Nanumea and Vaitupu files.

The area calculation had to be performed separately for every map sheet. ERDAS

allows cutting the area covering one map sheet out of the file covering Nanumea and

Vaitupu completely. Then the system calculates the number of pixels for each class

for this particular map sheet only and transfers the result as an output file named after

the corresponding map sheet.

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CHAPTER 5

PRESENTATION, ANALYSIS AND DISCUSSION OF

RESEARCH FINDINGS

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5.1 IntroductionThis chapter discusses the findings on community perceptions of the nature and

impacts of climate and environmental change, human-induced impacts on the

environment and the types of plants/trees species most impacted by climate,

environmental and human-induced change. Geographical Information Systems (GIS)

analysis is used to visually represent the changing status of vegetation and land use

over a three-year period, in an effort to see if this supports community perceptions of

change. This is followed by an examination of the possible adaptation measures that

could be adopted to address perceived climate and environmental change impacts and

human impacts that undermine resilience and ability to adapt to climate change in

Tuvalu.

Table 5-1: Survey results of responses of 108 respondents from Nanumea, Vaitupu and Funafuti Atolls in Tuvalu in early 2011 with respect to the main perceived impacts of environmental and climate change.

5.1.1 Perceived impacts of climate and environmental changeBased on the community surveys, there were some 14 categories of perceived

impacts of climate and environmental change (Table 5-1). These include a range of

Impacts Nanumeax/24

% Vaitupux/24

% F/futi x/60

% Total x/108 (%)

Drought 19 79 20 83 40 67 79 73

Increasing temperature 18 75 18 75 39 65 75 69Sea-level rise 18 75 16 67 39 65 73 68Rainfall variability 11 46 17 71 38 63 66 61Salt-water incursion 16 67 8 33 29 48 53 49Coastal erosion 8 33 12 50 32 53 52 48Invasive species 23 96 6 25 16 27 45 42Seasonal variability 13 54 12 50 18 30 43 40Tsunami warning 10 42 13 54 20 33 43 40Tropical cyclones 7 29 10 42 24 40 41 38Overpopulation 4 17 17 71 29 48 50 46

Algal bloom 12 50 13 54 15 25 40 37

Inland erosion 16 67 7 29 14 23 37 34

Tidal changes 7 29 13 54 12 20 32 30

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climate-related changes, such as drought, increasing temperature, rainfall variability,

and seasonal variability; changes related to sea-level or sea state such as sea-level

rise, salt-water incursion coastal erosion and tidal variability and other perceived

changes such as algal blooms, invasive species, tsunami warnings, in-land erosion

and overpopulation.

5.1.2 A case study of a recent drought and climate related changes in 2011 on the three study areas

Climate-related changes, especially prolonged droughts, were among the most

serious indicators of climate and environmental change. 73% of all respondents

indicated that drought was the most serious impact, with most informants still

remembering the serious droughts of 1983, 1999 and the more recent drought from

December 2010 until late 2011.

Of all these events, the majority perceived the 2011 drought as the most serious

climate related event since their childhood, even worse than the well-known

devastating droughts of 1983 and 1999.

The three major issues related to drought were the direct effects on water quality and

availability (shortage), impact on crops and food security and an increased risk of

uncontrolled fires. Some of these are inter-related with, and include, other perceived

impacts, such as rainfall variability, saltwater incursion and overpopulations.

The main sources of water in Tuvalu are rainwater harvesting from above ground

water storage facilities (use of gutters and rainwater tanks, buckets or other means),

and subterranean ground water (freshwater lens), with many atolls having insufficient

quality underground water supplies.

Results from Nanumea and Vaitupu indicate that ground water resources are only fit

for human consumption. As a result, during prolonged droughts, fresh water supplies

are depleted and subterranean groundwater reserves and most fresh water wells that

naturally exist on the islands become excessively saline and suitable for only

secondary purposes such as laundry, watering home gardens, domesticated animals

and bathing (see comment in Table 5-2).

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A major concern is that, the ground water resources on Funafuti are already

contaminated. The majority of respondents reported that contamination of the

ground water was due to salt water incursion, sea-level rise, and pig wastes, used

lubricant oil from power stations and leachate from the landfill (Table 5-2).

Coincident with this, is the steadily increasing demand for water in recent years from

the general public due to the rapidly urbanising population and recent construction of

new buildings on Funafuti.

Table 5-2: Participants comments in relation to the issue of drought on water quality and availability (source Author, 2011)

Sources Comment

Nanumea 09 Even though you may not see a lot of wells on the island right now,

everyone knows where to go to dig their own new natural wells

during a drought period. And those places are only found at “te

koko” at Lakena Island and on the “matagi” (windward coast)

side.

Nanumea 13 Most of our community water storages facilities are currently

under repair or constructions so it is a major concern for us if the

drought continues for the next couple of months.

Vaitupu 16 On Saturday mornings, you will see a lot of hand carts carrying

washing machines and portable generators to the northern side of

the island known as “muli” where you will see many women doing

their laundry. This is the only place on Vaitupu that still has a lot

of good drinkable fresh water from the natural wells.

Funafuti 34 and 47 When we dig wells for our animals along the air field runway, we

found out that they are very salty, so we cannot use them to feed

our pigs because they will die.

Funafuti 22 and 7 When I was young, I remember we used to have a natural well near

our house, but now the water is very dirty and smells, maybe

because of too much oil from the power house and too much

rubbish in the borrow pits.

Funafuti We need to build more water storage facilities to cater for the

increasing demand for domestic needs. We noticed that more and

more non-Funafutians come here every morning to get their water

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Figure 5-1: Families fetching water from distributions centers (a - f) established by the Public Works Department (PWD) on Funafuti Island [Source: (Boland 2011)] and Author,2011].

a b

c d

e f

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Of the three atolls, Nanumea and Vaitupu indicated drought as a more serious

concern than on Funafuti (Table 5-1), although respondents on all atolls believed that

the severity of the drought in terms of the number of rainless days was becoming

more intensive and prolonged than that experienced during their childhood. This is

possibly because both Nanumea and Vaitupu are in a drier northerly location and

receive less regular support from the Capital centre in Funafuti in terms of a

sustainable water supply in times of drought (refer to Figure 5-1).

Participants from Funafuti clearly recognised that the acute water shortage on the

atoll was exacerbated by increased competing demands for limited water resources

available on the atoll due to increasing population over the last two decades, which

has resulted in the increased construction of community water storages as secondary

backups to cater for needs during these events.

This problem of acute water shortage was highlighted when a State of Emergency

was declared in Tuvalu due to the prolonged period of drought which hit the whole

country in mid to late 2011. Funafuti and Nukulaelae islands were reportedly the two

atolls most seriously affected. This led to the immediate provision of a portable

desalinization solar power plant by donor countries including United Kingdom,

Australia, New Zealand, United States and Japan. In all the study areas, the most

critical need during times of drought is clean drinkable water (refer to Figure 5-1).

The surveyed also showed that prolonged drought has an impact on the soil salinity;

which in turn had serious impacts on food crops and food security. For example,

during the prolonged drought of 2011, the Head of State, declared a state of

emergency, due to the prolonged drought conditions that made cultivation of crops

and vegetables extremely difficult (Figure 5-2).

In the excavated pulaka pits, for example, the lack of precipitation has caused

ground water levels to fall and an increase in salinity, which is highly toxic to plants

particularly staple root crops such as talo, taro (C. esculenta) and pulaka, giant

swamp taro (C. chamissonis) (Figure 5-2) and useful tree crops, such as mei

breadfruit (Artocarpus altilis As can be seen in the image, insufficient water and soil

toxicity has caused the pulaka (C.chamissonis) to have a yellowish band and

brownish colour on the leaves (refer to Figure 52 a and b) and in extreme situations,

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has completely killed plants, especially in cases where the sand levees designed to

keep seawater at bay, completely dries out (refer to Figure 5-2c).

Figure 5-2: (a) and (b) Signs of water deficiency and salinity damage to giant swamp taro (pulaka) and taro (talo) on Vaitupu due to prolonged drought and (c) a farmer in his pulaka pit plantation on Nukulaelae showing the complete desiccation of pulaka during the 2011 drought [Source: Author 2011 and (Government of Tuvalu and Community. 2011)].

Associated with prolonged drought is an increasing incidence of bushfires that are

linked to the extremely dry condition of the forest and coconut woodland, a problem

reported on Vaitupu.

c

a b

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The risk of bush fires is exacerbated by the increased presence of dry vegetation and

dead, dry organic matter to fuel fires. During the fieldwork, the author observed a

bush fire at the Nausoli area on Vaitupu island, where fala, pandanus trees,

(Pandanus tectorius parkison) were severely burnt (see Figure 5-3).

Figure 5-3: Accumulated organic matter and course woody debris that contributed to the increase in incidence and severity of bushfires in early 2011 on Vaitupu Island, (Source: Author 2011).

5.1.3 Rising temperatureThe second most perceived climate change related impact identified by 69% of

participants, was the rise in temperature, with more informants from the northerly,

more equatorial outer islands experiencing hotter days than those who lived in

Funafuti (Table 5-1). Of the total responses from those who mentioned rise in

temperature as an issue, most informants perceived that the temperature was

becoming very hot and warmer in recent years (Table 5-3).

They relate this increase in temperature to an increase occurrence of drought and

reduction in the number of rainy days. They also commented that trees that are

important to their daily livelihood and are important stable foods, such as breadfruit

and banana, bear smaller and less fruits, something that is perceived to be related to

extreme heat or high temperature.

Nausoli Area

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Older farmers and fishermen on Vaitupu commented that, during their childhood, it

was not very common to see farmers and fishermen wearing shirts or T-shirt to cover

their body when they normally visited their pulaka (C.chamissonis) and taro (C.

esculenta) plantation at midday when the sun was at its hottest time.

Nowadays, one rarely sees any farmer or fishermen out at that time of the day. They

will go very early in the morning at 5.30am and return to the village before 8.00am.

But if they go at that time, they will usually cover their body for protection.

According to participants, the sun is just too hot and strong these days. On

Nanumea, participants reported many livestock are dying and the road is very dusty

because of the sun’s heat and lack of rain to cool the land during the onset of the

drought period, especially in late 2010.

5.1.4 Present climate and its variabilityThe third most frequently mentioned climate-change related impact was rainfall and

seasonal variability. This is closely linked to the issue of drought and extreme events

such as tropical cyclones, which are often associated with extreme rainfall, which

reportedly have reduced in frequency in recent years, but have increased in intensity

according to participants.

Elders from Funafuti commented that they used to know the time when cyclone

season was approaching because canoe owners would shift their canoes to the ocean

side at “te futu” for sheltering. They also associated a decline in traditional practices

such as moving canoes inland and “building temporary cyclone walls with coconut

leaves” (Figure 5-4) with the delayed arrival or reduced frequency of tropical

cyclones.

These traditional adaptation measures in the form of the erection of coconut frond

screens are known as “a-matagi”. The reduction of the use of such traditional

adaptations that they have known since their childhood was seen as undermining

their resilience to cyclones when they did come. According to participants from

Funafuti, these are practices that are no longer carried out these days.

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Figure 5-4: Temporary wind breakers to shelter a private home on Funafuti Island in preparation for the arrival of the cyclone [Source: courtesy of (Boland 2011)].

5.1.5 Changes in sea-level and sea statePerceived changes in sea-level and sea state such as change in tidal behaviour, sea-

level rise, coastal erosion and salt water incursion were also important concerns.

These include increasing exposure of coral heads in the shallow parts of the lagoon

during low tides, which have been observed to drop below the normal levels. Tidal

variability, especially greater amplitude between high and low tides during spring

tides was seen as affecting the abundance of land crabs or tupa (Cardisoma

carniflex), which come out of their holes and are in abundance during spring tides

when the water table is normally at its highest level.

This is most common on the inner margins of mangrove stands, the crab’s main

habitat. Respondents from Vaitupu suggested that perhaps the perceived changing

level of high tide could also be related to a falling water table due to drought. Over-

harvesting of fish resources (for example crabs) has also seriously impacted the

abundance of this very important source of dietary protein for family’s dependant on

this resource.

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There are some interesting differences between Nanumea, Vaitupu and Funafuti in

terms of how communities perceived sea-level rise. For example, Vaitupu has the

lowest frequency of respondents mentioning sea-level rise as an issue compared to

the other two case study areas (refer to Table 5-1), with most informants from

Vaitupu not perceiving sea-level rise to be a problem. It has to be noted, however,

that Vaitupu is a larger, more elevated, atoll and settlements are more protected.

On all three atolls, a number of informants associated increasing sea–level with king

tides, coastal erosion and salt water incursion as serious concerns that are becoming

more frequent and intensive these days. According to participants from Nanumea,

they used to have a school at Matagi in the 1950’s but now what one will only see is

bareland because of salt water incursion. But they also think that the sea wall that

was built by the community has made the situation worse. Their perception is that

nowadays this place is inundated more frequently.

According to participants in Vaitupu, the time for high and low tides was well

known, based on their knowledge of the lunar cycle; which influences tidal cycles,

the growing and harvesting of crops and associated interactions. But nowadays,

there is a big change. When the moon is rising at night, which has long been the

right time to go out to get land crabs at the mangroves at Elisefou, to their surprise, it

is already low, so they cannot get the crabs. The perceived changing pattern between

tide and lunar cycles are becoming more common these days.

In 2001, a swirl or wave came from the ocean side at the southern part of Funafuti

and washed over the atoll islet and damaged most of people’s property, livestock and

plantations. There was no tsunami warning that particular day, but according to

participants who lived in this area, they experienced the same incident in 2006 but

this time the island was flooded everywhere especially at the runaway, hangars and

other low lying areas. The occurrences of these events seemed to be something new

to participants, and they also commented that this was becoming very common.

5.1.6 Other changesOther changes that were less commonly mentioned by participants included invasive

species, recent algal blooms, tsunami warnings and overpopulation.

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The increasing incidence and abundance of limu or brown algae (Sargassum spp.)

was observed on Funafuti lagoon in early 2010. For example, an elder from Funafuti

said that he has never seen this kind of algae’s in the Funafuti lagoon over the past 75

years of his life.

Some participants believed that having pig pens located on the lagoon is partly

contributing to the problem, although most informants associated the outbreak of the

brown algae (Sargassum spp) with the overexploitation of sea cucumber in the

lagoon by a foreign company from China. The information provided by informants

helped to provide insight regarding the situation on Funafuti. They noted that the

algal bloom problem is a complex issue with no easy fix and tackling the problem is

not only the Government’s responsibility but rather the whole community on

Funafuti. For example, some of the underlying issues mentioned by participants are

the fact that most Funafuti indigenous landowners build their pig pens on their own

land, in which legally, most of those lands where landowners feed their pigs were

currently leased by Government.

They recognized the challenge faced by Governments to remove these pig pens given

that most of them are owned by landowners. Thus, this is a challenge for Tuvalu, as

there are numerous political and cultural issues that need to be taken into

consideration.

Invasive species in the three study area were not only perceived by participants as a

threat to the coastal marine environment but also to the terrestrial vegetation. For

example, while on Nanumea, clear evidence of a very serious outbreak of kou leaf

worm (Ethmia nigroapicella) was observed (Figure 5-5).

Based on consultations with local people, authorities on the island and the author’s

own observations, the outbreak of what appears to be kou leaf worm, had, within a

very short time, killed about almost 98% of all kanava (Cordia subcordata) trees on

the main island. The island of Nanumea is well known for its extensive stands of

kanava (C. subcordata) trees in Tuvalu, a disaster, which according to local

residents would seriously undermine resilience to climate change on the whole atoll.

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Figure 5-5: Satellite images of Nanumea showing areas being affected by kou leafworm with the corresponding images of defoliated kanava trees (Source: Author 2011).

Although tsunami was not commonly mentioned, most informants in the study area

mentioned that the occurrence of tsunami warnings is becoming more frequent and it

a. Defoliated kanava tree at the Kaumaile Primary School compound

b. A defoliated tree on the lagoon side at Lolua village

c. Stand of defoliated kanava tree along the lagoon on the way to “matagi” side

d A photo of a kou leaf worm marked in red

a

b

c

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is seen as a concern. Participants believed that the island has become increasingly

vulnerable to such disasters. Overpopulation was also an issue that was commonly

mentioned on Funafuti and Vaitupu and perceived as contributing factor to the

problem of water shortage on the islands. Respondents from Nanumea however did

not perceived overpopulation a concern because most of their people live and work

on Funafuti.

5.1.7 General commentsResults shows that the impacts from environmental and climate change are

experienced by local residents in all three study areas. The most serious was drought,

although the severity varies in intensity from atoll to atoll, with the impacts

appearing to be greatest on Funafuti, the most heavily populated atoll. The results

indicate that there are many interrelated factors influencing or exacerbating

environmental and climatic change related impacts. The results further showed that

when we consider issues such as water shortage, coastal erosion, bush fires and

invasive species, perhaps it is important to note the fact that it is not wholly related to

any one particular factor but rather a range of possible causes, which act in synergy.

These factors may include high population, unsustainable practices such as water

overdraught, reclamation of land and clearing of plants and trees for commercial and

residential purposes and release of waste water into the lagoon. Through an in-depth

analysis of resilience, home and village gardens in particular were identified as

important to help families or households to adapt to climate variability and to secure

food security through a sustainable supply of food.

5.2Affected Plants and vegetation due to environmental, climate change and human-induced activities

This section presents survey results for community perceptions of plant species most

affected by environmental, climate changed and human-induced activities in the three

study areas. The results presented in this section will be discussed according to the

four main Tuvaluan agroforestry systems or vegetation types, which include 1)

village and house-yard gardens; 2) coastal littoral forest; 3) native inland forest and

uninhabited motus and 4) pulaka and taro plantations. As can be seen in Table 5-4

and 5-5, there were 38 different species of plants/trees that were perceived to be

commonly affected by environmental and climate change and human induced

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impacts in the three study areas. Of the 38 plant/tree species at least 50% of the

participants mentioned some 7 plant/tree species most affected by environmental and

climate change and 23 plant/tree species due to overexploitation and overuse

respectively.

5.2.1 Village house-yards gardensTable 5-2 shows that important food crops were among the most affected plants.

These include coconuts, niu (Cocos nucifera), taro, talo (Colocasia esculenta), and

swamp taro, pulaka (Crytosperma chamissonis) banana and plantain cultivars futi

(Musa.spp), breadfruit, Artocarpus altilis (mei) and papaya/papwpaw olesi (Carica

papaya), all of critical importance in terms of food security and livelihood security

(see Figure 5-6).

Figure 5-6: Village and house-yard gardens devastated as a result of the 2011 drought in the three study area; (a) a recently introduced large fruit variety of pawpaw olesi palagi (C. papaya) at a private household on Funafuti suffering water stress, (b) banana cultivars, futi(Musa sp.) on Vaitupu with leaves turning brown, (c) a dead breadfruit, mei (Artocarpus altilis) in the main settlement of Fongafale on Funafuti as a result of extreme heat from the drought period (d) breadfruit getting smaller in size fall down prematurely on Nanumea Island (Source: Author 2011).

a b

c d

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Tabl

e 5-

3: S

urve

y re

sults

of 1

08 re

spon

dent

s on

Nan

umea

(24)

, Vai

tupu

(24

) and

Fun

afut

i Ato

lls (

60) i

n Tu

valu

in e

arly

201

1 w

ith re

spec

t to

wha

t are

the

mai

n ty

pes o

f pla

nts o

r veg

etat

ion

perc

eive

d to

be

mos

t aff

ecte

d du

e to

env

ironm

enta

l and

clim

ate

chan

ge im

pact

s.

Scie

ntifi

c na

mes

of p

lant

s/tre

e sp

ecie

sTu

valu

an n

ames

Nan

umea

X/2

4

Vai

tupu

X/2

4

Funa

futi

X/6

0

Tota

l(%

)

Coc

os n

ucife

raN

iu21

1742

8074

Col

ocas

ia e

scul

enta

Talo

1317

4171

66

Cyr

tosp

erm

a ch

amiss

onis

Pu

laka

1216

4270

65

Mus

a.sp

p Fu

ti18

1138

6762

Arto

carp

us a

ltilis

Mei

1419

3366

61

Car

ica

papa

yaO

lesi

1615

2960

56

Cor

dia

subc

orda

taK

anav

a18

1824

6056

Hib

iscu

s ros

a-sin

ensi

sA

ute

82

3949

45

Triu

mfe

tta p

rocu

mbe

nsTo

loto

lo16

329

4844

Piso

nia

gran

dis

Puka

vai

129

2546

43

Her

nand

ia n

ymph

aeifo

liaPu

ka v

aka

1024

1044

41

Cal

ophy

llum

inop

hyllu

mFe

tau

1512

1340

37

Acal

ypha

gra

ndis

Lau

ogoo

go8

1910

3734

Thes

pesi

a po

puln

eaM

ilo7

327

3734

Prem

na se

rrat

ifolia

Val

oval

o17

99

3532

Pand

anus

tect

oriu

sFa

la20

113

3431

Tour

nefo

rtia

arg

ente

aTa

usun

u8

816

3230

Ipom

oea

pes-

capr

aeFu

e7

1213

3230

Ipom

oea

bata

tas

Pate

ta p

alag

i6

223

3129

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96

Nei

sope

rma

oppo

sitifo

lium

Fao

111

1830

28

Ficu

s tin

ctor

iaFe

lo5

219

2624

Mic

roso

rum

gro

ssum

Mai

le7

612

2523

Scae

vola

tacc

ada

Gas

u7

215

2422

Can

aval

ia c

atha

rtica

Sake

ta3

516

2422

Rhiz

opho

ra st

ylos

aTo

go8

213

2321

Sida

falla

x A

kata

84

921

19

Mor

inda

citr

ofol

iaN

onu

77

620

19

Cri

num

asi

atic

umTa

lota

lo6

113

2019

Pem

phis

aci

dula

Gie

83

819

18

Gue

ttard

a sp

ecio

saPu

a4

212

1817

Cas

syth

a fil

iform

isFe

tai

66

618

17

Com

mel

ina

diffu

saM

ouku

71

917

16

Term

inal

ia c

atap

paTa

lie9

17

1716

Cur

bita

pep

oPa

nike

ni4

39

1615

Cor

dylin

e fr

utic

osa

Lau

tii2

103

1514

Gar

deni

taite

nsis

Tial

e3

47

1413

Lum

nitz

era

litto

rea

Saga

le5

44

1312

Plum

eria

obt

usPu

afiti

32

510

9

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97

Tabl

e 5-

4: S

urve

y re

sults

of 1

08 re

spon

dent

s on

Nan

umea

(24)

, Vai

tupu

(24

) and

Fun

afut

i Ato

lls (

60) i

n Tu

valu

in e

arly

201

1 w

ith re

spec

t to

wha

t are

the

mai

n ty

pes o

f pla

nts o

r veg

etat

ion

perc

eive

d to

be

mos

t aff

ecte

d du

e to

ove

rexp

loita

tion

and

over

use.

Scie

ntifi

c na

mes

of p

lant

s/tre

e sp

ecie

sTu

valu

an n

ames

Nan

umea

X/2

4

Vai

tupu

X/2

4

Funa

futi

X/6

0

Tota

l(%

)

Acal

ypha

gra

ndis

Lau

ogoo

go23

2042

8579

Ficu

s tin

ctor

iaFe

lo19

1744

8074

Arto

carp

us a

ltilis

Mei

2018

3977

71

Cor

dia

subc

orda

taK

anav

a23

1533

7166

Nei

sope

rma

oppo

sitifo

lium

Fao

1220

3971

66

Triu

mfe

tta p

rocu

mbe

nsTo

loto

lo21

1729

6762

Ipom

oea

pes-

capr

aeFu

e16

1930

6560

Cas

syth

a fil

iform

isFe

tai

621

3865

60

Cry

tosp

erm

a ch

amiss

onis

Pula

ka19

1927

6560

Mic

roso

rum

gro

ssum

Mai

le11

1736

6459

Thes

pesi

a po

puln

eaM

ilo13

1833

6459

Cal

ophy

llum

inop

hyllu

mFe

tau

127

4362

57

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98

Coc

os n

ucife

raN

iu18

1232

6257

Sida

falla

x�

����

917

3561

56

Pand

anus

tect

oriu

sFa

la16

341

6056

Term

inal

ia c

atap

paTa

lie13

443

6056

Piso

nia

gran

dis

Puka

vai

1110

3758

54

Tour

nefo

rtia

arg

ente

aTa

usun

u16

338

5753

Col

ocas

ia e

scul

enta

Talo

1619

2257

53

Cor

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These are all important fruit trees and are among the most important stable food

plants in the study areas and their devastation due to prolong period of drought will

have a negative impact on the livelihood of people. Many participants from all three

islands also reported widespread premature ripening of breadfruits, which fall to the

ground with some breadfruit trees dying. They also perceived reduced fruit size as a

result of water stress on the plants. On Vaitupu, the majority of respondents

mentioned the devastation of coconuts at Elisefou where a widespread fall of young

coconuts and leaves were reported, most of which were perceived to be caused by

drought and associated extreme heat (see Figure 5-7). There were about three main

areas covering a total area of about 50 to 60 square meters with an average of about

30 to 40 coconuts in each of the area being affected as shown in Figure 5-7. It was

also believed that coconut trees growing along the lagoon may have also suffered due

to increasing salt water incursion or salinity.

Figure 5-7: Stands of coconut trees that died during the drought of December 2010 at (a) Fakataulepa, (b) Elisefou and (c) Kalepapa on Vaitupu island (Source: Author 2011).

ba

c

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Similarly, the majority of respondents from Funafuti commented on the effect of

coastal erosion particularly on Tepuka Islet where a significant number of healthy

coconut palms had been lost to coastal erosion over the last 10 to 15 years or so (see

Figure 5-8) and due to the impact of drought. It was estimated that the area that had

been eroded was approximately 40 meters in area. In addition, other respondents

from Funafuti reported that the southern part of the main road of the island towards

the end of the airstrip had experienced flooding and was damaged by storm surge

over-wash

Figure 5-8: (A) Map of Funafuti showing Tepuka Islet, where respondents from Funafuti indicated as the most affected area from coastal erosion; (B) satellite Quick-bird image of Tepuka islet showing affected areas due to coastal erosion; (C) photo image of the affected area on Tepuka islet showing coconut trees falling due to coastal erosion [Source: Author 2011 and (Overview 2011)].

a

b c

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Figure 5-9: Stand of coconut trees suffering from desiccation and stunted growth due to long period of drought at Lofeagai on Funafuti, 2011 (Source: Author 2011).

Participants from Nanumea associated the impact of sea level or sea state related

changes such as salt water incursion to the massive dying of coconut trees at

“matagi’ as shown in Figure 5-10. Further, elderly respondents on Nanumea,

mentioned that the former location of the old Primary School at Matagi in the 1950’s,

is no longer inhabited. Today, it is completely inundated during diurnal spring tide.

To local residents this seemed ironic, because in the past, this area was used as a

natural passage. In the late 1940’s, the people blocked the lagoon-end of the passage

with a rudimentary seawall, after which new land began to form in the passage.

Village residents then started to plant the new lands with coconuts. During early

1990s certain areas of Nanumea were inundated with saltwater, eventually reaching

levels high enough to cause tree mortality in coconuts and other plant associations as

illustrated in Figure 5-9.

As a result, the elders from Nanumea decided to relocate the old Primary School at

“Matagi” to the main village, since then the area has been completely abandoned. It

may be noteworthy to discuss the fact that the primary school, built in this area at

Matagi, had coconut trees planted in or around the school by local residents. As

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discussed above, before the 1940s the area was a natural passage that would have

previously been subject to regular flooding. This story from mostly elders is very

important because it identifies historically low-lying natural features, which helps

explain why this particular area at “Matagi” is vulnerable to salt water flooding

today.

Figure 5-10: Unproductive land and dead coconuts at Matagi on Nanumea that had been reclaimed beginning in the late 1940s, but was increasingly eroded and inundated by salt water beginning in the 1990s; (a) a view from the eastern side to the lagoon and (b) a view from the lagoon towards the north-eastern side of the unproductive land area (Source Author 2011).

5.2.2 Coastal littoral forestWithin the coastal littoral forest, cultural over use of plants/tree species for purposes

such as mulching, medicinal use and body ornaments were perceived by participants

in all the three study areas as some of the main reasons for the decline in the number

of plant/tree species. This includes the overuse of beach burr tolotolo (Triumfetta

procumbens) to filter toddy (kaleve) during tapping as well as for medicinal purposes

and scented fern maile (Microsorum grossum) to preparedancing costumes. In terms

of medicinal uses, beach saltbush/half flower gasu (Scaevola taccada) and beach

a

b

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heliotrope tausunu (Tournefortia argentea) were commonly perceived as the most

affected plant/tree species for treating eye sores and teething in children and many

other purposes.

In Funafuti, beach morning-glory fue (Ipomoea pes-caprae), beach dodder/devils’

twine fetai (Cassytha filiformis), pandanus tree fala (Pandanus tectorius) and beach

mahogany fetau (Calophyllum inophyllum) were commonly mentioned by

participants as the most affected plant/tree species due to land reclamation or

clearance of settlement and development.

5.2.3 Native inland forestIn terms of native inland forest, dyer’s Fig felo (Ficus tinctorial), Indian almond talie

(Terminalia.catappa) and akata (Sida fallax) and have declined in numbers in recent

years in all the study areas due to overexploitation and overuse. Participants from the

three study areas commonly mentioned excessive cutting of felo (Ficus tinctoria) as

the main reason for its decline given its importance as a source of food, the ripe small

yellow fruits of which are eaten (local porridge) and the leaves which are fed for pigs

Figure 5-11: (a) A satellite quick-bird image of Fogafale on Funafuti showing the area known as the Vailiki, formerly with very extensive stands of fao (Neisosperma oppositifolium) and Thespian’s Tree milo (Thespesia populnea) but now only having a handful of trees remaining due to over exploitation; (b) A photo of the only remaining faoand milo at Vailiki on Fogafale and (c) a close-up image of remaining fao and milo [Source: Author 2011 and (SOPAC 2006a)].

a b

c

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Most participants from Funafuti who were in the 50’s and 60’s mentioned that the

area at Vailiki (see Figure 5-11) was locally known for its stands of fao

(Neisosperma oppositifolium) and Thespian’s Tree milo (Thespesia populnea) in the

1950’s. During the field study, there was only a handful of fao (Neisosperma

oppositifolium) and Thespian’s Tree milo (Thespesia populnea) that was observed by

the author. Informants from Funafuti associated the decline in these important trees

to the rapid increase in population as well as increased in dwelling particularly the

construction of government housing to accommodate civil servants.

5.2.4 Pulaka and taro pits plantationThe negative impact of environmental, climate change and human-induced activities

was also perceived on pulaka and taro pit gardens. Changes in sea level or sea state

were commonly perceived as the key contributing factor to the death of, swamp taro,

pulaka (C. chamissoni) and, taro, talo (C. esculenta) in the three case study areas.

For the example, most of the pulaka pits located on Funafuti have been reported to be

inundated during the now almost annual king tide events and were later seriously

impacted by the prolonged drought, both of which occurred in 2011.

Participants from Vaitupu reported that an area known as Sauga Togala, used to be a

pulaka pit. It has recently been completely abandoned by farmers due to inundation

by saltwater incursion, during both normal high tides and king tides in the month of

Februrary 2011. This has resulted in crops completely dying and farmers

commenting on the loss of this very important staple and ceremonial food plant (see

Figure 5-13).

In terms of the impact of human-induced activities on pulaka swamp taro and talo,

taro pit plantation, participants from Vaitupu claimed many local farmers broke the

lower sandy layers or levees that had been developed by farmers in the past to stop

upwelling of sea or excessively saline water through the freshwater lens. It was

reported that beneath these sand levees were natural potholes where sea water

normally flows in and out during spring and king tides.

These sand levees, te vaipulaka, are an ancient technology designed to keep the tidal

sea water at bay. Hence, if these layers are broken, the whole pulaka pit will be

inundated as the sea water will percolate up very easily. Some of the underlying

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reasons for these actions were due to increasing demand for food security as well as

increasing demand from traditional and cultural obligations and commitments, which

depended on increased production of pulaka (C.chamissoni).

Figure 5-12: (a) Satellite Quickbird image of Vaitupu illustrating the vegetation change at Fakataulepa due to expansion of dwellings in 2003; (b) Forest cover map showing vegetation change at Fakataulepa within a three-year period as shown in the red spot; (c) A 2003 IKONO’s image depicting intact vegetation at Fakataulepa (d) A satellite Quick-bird image [Source: (SOPAC 2006c)].

5.2.5 General commentsComparing the three case study areas, the impact of environmental, climate change

and human induced activities on the affected plant species as commonly perceived by

participants appears to be a common issue in the three study areas irrespective of the

location of the islands.

However, it seems that there are more plant/tree species affected due to human

induced activities according to the perception of respondents. It means that people

are responding to what they feel, see and experienced in their day to day life. This

may suggest the perceived affected plant/tree species play a crucial role in the

livelihood of communities in the study area particularly in terms of their role as

important stable food, medicinal purposes and cultural and ecological uses.

a b

c d

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5.3 The use of geographical information systems (GIS) to observe vegetation change within a three year period

The production of GIS maps for the purpose of this study was not intended to provide

evidence of whether vegetation change in the study area was due to environmental or

climate change impacts, but rather to show that GIS and remote sensing imagery at

the scale of 1:10,000 can be used to detect vegetation change in low lying atoll

islands within a short period of time, from 2003 to 2006. In addition, the production

of a forest land cover map will help us to better understand the nature of the change

in vegetation and more importantly it provides a baseline that can be used for

monitoring the health and condition of vegetation in the future. An increase in bare

land and what appears to be an associated decrease in coconut woodland, inland

forest and an increase in coconut plantation on Nanumea, is noted in Table 5.5. On

Vaitupu, however, the main increase seems to be settlement at the expense of

scrubland. The only stable classes are the stable coconut (brown), settlement (light

brown), stable forest (dark green) and water body (light blue) refer to Figure 5.14 and

5.15, respectively

Table 5-5: Vegetation change for specified land cover categories Nanumea and Vaitupu

Atolls between 2003 and 2006.

Land Cover Nanumea(hectares)

Vaitupu(hectares)

Nanumea Vaitupu

2003 2006 2003 2006 status status

Settlement 31 30 37 37 decrease no change

Bareland 8 10 33 34 increase increase

Shrubs 90 91 81 80 increase decrease

Water body 2 2 110 110 no change no change

Scattered coconut 85 81 26 26 decrease no change

Dense coconut 131 134 315 315 increase no change

Coconut plantation 12 12 14 14 no change no change

Forest 9 8 24 24 increase no change

Mangrove n/a n/a 5 5 n/a no change

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Figu

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5.4 Perceived actions to reduce vulnerability for low lying atoll islandsRising sea-levels in Tuvalu affects coastal land systems and communities, particularly in the

study area. Rainfall amounts, timing, patterns or predictability may affect nearby atoll

islands of Tuvalu. Shifts in temperature changes will affect the current distribution of crops,

incidence of pests, diseases and parasites, as well as the occurrence of pollinators, invasive

species and wild plants and animals. Trees and plants in various forms and under various

types of management, play a critical role in reducing vulnerability to uncertain and shifting

climates in low lying atoll islands such as Tuvalu, Table 5-6: Actions reported by 108 respondents in Tuvalu in 2011 of actions that can be taken to protect and reverse the current negative trend of degradation in the trees and plants as perceived by participants.

As can be seen Table 5.4 the most commonly mentioned action that can be undertaken to

protect and replant plants were raising of public awareness in relation to the important role of

vegetation in enhancing community adaptation to environmental and climate change impacts.

Another important issue that was commonly mentioned include replanting of rare species of

plants/trees that have vital cultural and medicinal uses, construction of cemented artificial

pulaka pits, compensation for landowners, establishment of nurseries for rare species,

enforcement of traditional taboos or conservations, introductions of new varieties of species

and the need for more on-the-ground demonstration activities.

Actions that can be taken to protect or replant these plants

NanumeaX/24

Vaitupux/24

Funafutix/60

Totalx/108

Awareness raising about the ecological role of trees

24 24 18 66

Replanting programmes 12 18 10 40

Construct more pulaka pit with concrete cement

12 1 24 37

Compensate landowners for replanting activities

2 15 18 35

Establish nursery for rare species 1 13 18 32

Enforcement of traditional "taboos" or conservation laws

10 3 12 25

Introduction of new varieties of edible trees 7 1 13 21The need to incorporate technical expertise in the community decision making process.

- 6 8 14

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Most informants in all the three study areas stated that public awareness was an important

adaptation approach. They believed that effective awareness through training people to

understand the important role of trees/plants to adapt to environmental and climate change

impacts are crucial. They believed that such training reinforces existing communal structures

that govern the implementation of various traditional forms of conservation practices. For

example, on Vaitupu, catching of milk fish and land crabs in the mangrove swamp is

prohibited by the “Falekaupule, an island institution which is equivalent to the national

parliament whereby its powers are dictated by the Falekaupule Act.

This traditional “taboo” is closely monitored by the executive arm of the Falekaupule known

as the “Kaupule. Such an approach is very effective as indicated in very low level of

poaching. According to participants from Vaitupu, people on the island knew very well the

benefit of such traditional “taboos” as they relates to the issue of food security, an important

issue for their daily livelihoods. Apparently the huge pressure on the natural resources was

one of the main reasons that such approach has been effectively implemented.

The idea of introducing artificial pulaka and taro pits made out of concrete was the other

adaptation action mentioned by respondents in all study areas. Many of the respondents who

were either using this method or mentioned this idea, were farmers who have learnt and

observed first hand that this innovative idea had been practiced by farmers in other atolls of

Tuvalu such as on Nanumaga. Respondents from Funafuti and Vaitupu reported that they

would like to introduce the same idea on their atoll but are constrained by the lack of initial

financial investment required to construct these structures at the local level (refer to Figure 5-

5).

It was suggested by Director of the Department of Agriculture in Tuvalu that a nursery

should be established on each of Tuvalu’s islands. Communities will then establish tree

planting days for species grown from the community nurseries. A system of community

“caretakers” was suggested by the Director of Agriculture to be established to ensure that

there is an ongoing care and maintenance of the planted trees particularly species such as the

fala, fetau and casuarina Casuarina equisetifolia.

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Figure 5-15: Artificial pulaka and taro pits made from concrete in the vicinity of the main village settlement on Nanumaga Island in Tuvalu (Source: Author 2011).

The Director of the Education also commented that schools should be encouraged to

participate in the project so that students can develop an understanding of ecological

processes associated with tree care and can develop a sense of community cooperation and

participation.

Adherence to traditional conservation taboos were also mentioned by respondents. The

majority of the respondents from Funafuti frequently mentioned the adherence to traditional

conservation taboos as an effective approach to protect and conserve trees that are becoming

rare. Few commented however on this approach from Vaitupu and Nanumea, apparently due

the greater pressure on the natural resources on Funafuti Island and maybe because the pace

of life and dependence on monetary economy in Funafuti is different from that in outer

islands. Perhaps people in Funafuti realised the value of their traditional culture, as they are

more removed from it than people in outer islands.

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5.5 Summary The analysis carried out in this chapter revealed that there is clearly perceived evidence of

climate and environmental change in the study area which impacts on water and food

security. There is also strong evidence of how environmental and climate change is affecting

plant/tree species and the implications of this on the livelihoods of the communities.

Relevant and appropriate ways of protecting and conserving traditional trees/plants and using

traditional forms of conservation is presented in the final section.

This finding of this study predominantly draws on the insights and observations during the

focus group meetings and field survey tours on the three study areas. Drought, increasing

temperature, sea-level rise, rainfall variability, saltwater-incursion, coastal erosion, invasive

species seasonal variability were all observed and discussed as being major climate change

impacts in the three study areas.

It appears that what individual perception is rather consistent with the well-established

general consensus of the AR4 and the more recent report prepared by the Pacific Climate

Change Science Programme concerning the various projections for the various future climate

change variables for Tuvalu. It suggests therefore that using individual perception has merit

for vulnerability assessment at the community level.

Individual perception seems to be an important approach that can be used to identify

vulnerable areas particularly the most affected groups of plants and vegetation on the islands.

This will help better plan for the future in terms of safeguarding the most vulnerable group of

plants and vegetation and adapting to the impacts of climate change.

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CHAPTER 6

CONCLUSION AND RECOMMENDATIONS

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6.0 IntroductionThis section summarises the main conclusions of this research and suggests few

recommendations that may be appropriate in terms of approaching adaptation measures as

perceived by communities in the study area.

6.1 ConclusionEnvironmental and climate change is a major problem and concern to the low lying atoll of

Tuvalu. Generally, this research has attempted to prove that the protection of and enrichment

of terrestrial and coastal vegetation including agriculture areas is one of the most coast

effective and practical ways that local communities in the study areas can adapt to and reduce

their vulnerability to a range of environmental and climate change impacts that seem to be

increasing in frequency and severity.

More specifically, the major findings of this research are:

1. The importance of using people’s perception as an important method of

conducting vulnerability assessment. Results from participant’s perception

clearly indicate there is a positive correlation with future climate change

projections by the PCCSP (Pacific Climate Change Science Programme),

particularly for Tuvalu. For example, perceived rises in temperature as one of

the most frequently mentioned climate variables was in agreement with

surface air temperature and sea-surface temperature that were projected to

continue to increase over the course of the 21st century by the Pacific Climate

Change Science Programme (CSIRO 2011).

2. The impacts of environmental and climate change appear to be more severe on

Funafuti Island than for those who lived on the outer islands. However, all

participants in the study areas had observed the localized impacts and the

adverse effects of the various environmental and climate change impacts on

their villages, farms and gardens as well as on the water resources. There

seems to be no distinction in terms of the level of impacts experience by those

who lived on the coastlines and those who lived further inland.

3. The perceived decrease in the number, but increase in intensity of tropical

cyclones, and the associated increased level of destruction it has on

infrastructure and vegetation. The Pacific Climate Change Science

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Programme (PCCSP) in their climate modelling results for Tuvalu found that

that tropical cyclones numbers were projected to decline in the south-east in

the south-east Pacific Ocean basin (0–40ºS, 170ºE– 130ºW) over the course of

the 21st century, which supports local perceptions.

4. Human induced (or anthropogenic) influences can increase the vulnerability to

and exacerbate the impacts of climate change and sea-level rise in Tuvaluan’s.

For example, overpopulation, land degradation and overexploitation of plants

(for cultural, medicinal purposes) are all contributing factors that may, thus

increase the vulnerability of communities to perceived impacts of climate

change in Tuvalu.

5. The findings also help to improve our theoretical understanding of the

important role of trees and climate change adaptation. Results demonstrated

that farmers and local communities in the study area have a wealth of

knowledge in terms of selecting the most appropriate trees and plants critical

to enhancing their livelihoods and building resilience, locally by identifying

the name of the plants, the location and main effects on the plants/tree species.

6. Low-lying atolls and islets in Tuvalu, are at high risk from being overtaken by

invasive plants, animal and disease organisms. This is evidenced by the

widespread damage on terrestrial vegetation, which undermines the resilience

of local communities. This was starkly brought out by the total devastation of

the kanava tree (C.subcordata) by kou leaf worm infestations on Nanumea

Atoll, which brought to virtual local extinction a tree that provides the main

coastal protection, is the main wood for handicrafts, boatbuilding and

woodcarving, and an important seabird habitat.

6.2 RecommendationsLocal perceptions are important and can be used as an important foundation for assessment

and decision making when conducting vulnerability assessment at the community and

national levels. Policies aimed at formulating appropriate and relevant adaptation measures

should concentrate on information derived from consultations and general public meetings.

This means, community perception should be used as a vehicle in the climate change

adaptation process.

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Interpretations of local perceptions have shown that external interrelated factors that

influence the vulnerabilities of coastal communities in the study areas differ among and

within communities and therefore management practices specific to infrastructure, water

management, tree conservation and enrichment, and other climate and environment-related

variables and potential adaptive strategies will differs within and among the study areas. For

policy aimed specifically at the conservation and enrichment of tree cover, it is important to

recognise heterogeneity within and among the communities and adapt policy and practices to

specific local situations as much as possible as responses and adaptation will need to vary

from location to location.

The low-lying atolls of Tuvalu are at high risk from invasive species. This is evidenced by

the widespread damage to terrestrial vegetation, which undermines the resilience of local

communities. Raising awareness alone is not sufficient. There is the complimentary need to

build baseline information of the perceived impacts of climate and environmental change and

its impacts, when combined with human degradation and overuse, on the atoll environment

and local communities. This is one way of ensuring that adequate information is provided to

communities to enable them to make informed decisions.

The use of remote sensing and GIS techniques were used exclusively as monitoring tools to

monitor the extent the degradation. Moreover, image analysis and interpretation, can be used

spatially as an effective decision-making tool Policy aiming at increasing tree cover and

coastal management, the use of GIS and remote sensing as a tool for monitoring purposes

should be recognise that more in-country training on a consistent and continuity basis among

responsible Government sectors.

6.3 Opportunities for future researchAlthough, this study has helped us to better understand the main environmental and climate

change impacts in the study area, the underlying contributing factors to terrestrial vegetation

and appropriate ways for adaptation measure, there is still inadequate information and data to

actually determine the level of threshold to which a natural system (terrestrial vegetation) is

affected by climate change. Future research should focus on:

� New ways of employing remote sensing that can assess other important components

such as downed woody debris and litter, non-tree understorey vegetation and soil

organic matter, all of which cannot be analysed from space.

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118

� To determine the post-drought impact on the vegetation in Tuvalu; to explore the

effectiveness of economic incentives such as payment for ecosystem services or

valuation of environment services of to provide ecosystem resilience and protection of

trees and plants.

In conclusion, this study serves as a starting point for providing such information, work that

can be expanded and enriched by relevant studies by responsible government sectors in

Tuvalu and other stakeholders in our efforts to better understand and address the very

complex and interrelated impacts and issue related to climate and environmental change in

the highly environmentally and economically vulnerable low-lying atolls of the tropical

Pacific Ocean.

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Appendix

8.0 Appendix 1: Questionnaire for Users

Questionnaire for Users

This survey is part of a Master research project that aims to find out the main contributing factors which have influence vegetation change over time and its implication on human livelihood. Its purpose is to assist in understanding the reasons that causes vegetation change and how it has impact human livelihood with great emphasis placed on main direct drivers including climate change, extreme events, land degradation and invasive species as well as the Indirect drivers such as socioeconomic change, demographic change and overexploitation. The questionnaire will help to assess the causes of vegetation change and its impacts on human livelihood. The results from these surveys will provide information about user’s attitude and perception of greatest concern toward the main direct and indirect drivers.The Question has Two parts four parts:

� Part I: Direct Drivers� Part II: Indirect Drivers

In the first part (Part I), the questions relate to information concerning on the Environmental & Climate Change, extreme events, Invasive species, Over-exploitation and land degradation. The second part (Part II), the questions relate to information concerning on socio-economic activities, demographic change, cultural factors and institutional and/or political factors. This information is required in order to better understand the views of informants and the causes of vegetation change on the three main islands, including Nanumea, Vaitupu and Funafuti. The information collected will be aggregated and will not used to identify any individuals or households. The third section is used to collect information on the impacts of vegetation on human livelihood. The last section seeks information and views on the possible and appropriate adaptation measures to address the problem of vegetation change and its implications on human livelihood.

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If you are willing to assist in this study by participating in this survey, please complete the declaration on the next page

Declaration by Survey Participant

I (participant) have read the above information. Any questions that I may have had regarding the survey have been answered to my satisfaction. I agree to take part in this activity, but I am aware that I am free to change my mind and to withdraw at any stage. I understand that all the information provided will be treated as strictly confidential and that no information that could identify individual respondents will be released by the investigator unless required to do so by law. I agree that research data gathered for this study may be published provided that my name or other information that might identify me is not used.

Participant/Authorised Representative: --------------------------------- Date: ----------

Investigator’s Name & Signature: ---------------------------------------------------------------

All information collected in this survey will be treated as strictly confidential

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Part I: Direct Drivers

Environmental and Climate Change

How would you define climate change? And, what are the five main visible effects/impacts of climate change. Please state your definition below

____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________Five major impacts:1. Explain2. Explain3. Explain4. Explain5 Explain

What are four (4) types of vegetation (or group of plants) are the most seriously affected by climate and environmental change? How are they affected? Please give locations. And how has this impacted your livelihoods and ability to live on the atoll?

Type of Vegetation (or group):

1. ___________________________How affected and where Impact on your livelihood______________________

2. ___________________________How affected and where Impact on your livelihood______________________

3. ___________________________How affected and where Impact on your livelihood______________________

4. ___________________________How affected and where Impact on your livelihood______________________

5. ___________________________How affected and where Impact on your livelihood______________________

What have been the impacts of environmental and climate change on the following vegetation? Please explain and give location.

1. Native inland broadleaf forest & uninhabited motusEplanation_________________________________________________________________________________________________________________________________________Location_____________________________________________________

2. Coastal Littoral Forest: Explanation________________________________________________________________________________________________________________________________________Location_____________________________________________________

3. Mangrove Forest:Explanation________________________________________________________________________________________________________________________________________Location_____________________________________________________

4. Coconut Woodlands:

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Explanation_________________________________________________________________________________________________________________________________________Location____________________________________________________

5. Taro & pulaka pits:6. Explanation______________________________________________________________

___________________________________________________________________________Location____________________________________________________

7. Village & houseyard gardens:Explanation________________________________________________________________________________________________________________________________________Location_____________________________________________________

8. Ruderal VegetationExplanation________________________________________________________________________________________________________________________________________Location_____________________________________________________

Part I: Direct Drivers

Over-exploitation

What are four (4) types of vegetation (or group of plants) are the most seriously affected by over-exploitation? How are they affected? Please give locations. And how has this impacted your livelihoods and ability to live on the atoll?

1___________________________How affected and where__________________________________________________________________

2___________________________How affected and where__________________________________________________________________

3___________________________How affected and where__________________________________________________________________

4___________________________How affected and where__________________________________________________________________

5___________________________How affected and where__________________________________________________________________

What have been the impacts of over-exploitation on the following vegetation? Please explain and give location.

1. Native inland broadleaf forest & uninhabited motusExplanation__________________________________________________________________________________________________________________________________________Location____________________________________________________

2. Coastal Littoral ForestExplanation________________________________________________________________________________________________________________________________________Location_____________________________________________________

3. Mangrove Forest:Explanation________________________________________________________________________________________________________________________________________Location______________________________________________________

4. Coconut Woodlands:

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Explanation________________________________________________________________________________________________________________________________________Location______________________________________________________

5. Taro & pulaka pits:Explanation________________________________________________________________________________________________________________________________________Location______________________________________________________

6. Village & houseyard gardens:Explanation________________________________________________________________________________________________________________________________________Location______________________________________________________

7. Ruderal VegetationExplanation________________________________________________________________________________________________________________________________________Location______________________________________________________

What are 10 (ten) important wild and/or cultivated plants that help protect you against climate change are now rare and in short supply? Why are they rare or in short supply? Why are they important to help you survive or adapt to climate change? And, what can be done to protect or replant these species?

1 Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants______________________________________________________

2 Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants______________________________________________________

3 Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants______________________________________________________

4 Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants______________________________________________________

5 Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

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Action that can be taken to protect or replant these plants______________________________________________________

6 Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants____________________________________

7 ______Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants____________________________________

8 ______Reason it is in short supply ______

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants____________________________________

9 ______Reason it is in short supply

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants____________________________________

10 ______Reason it is in short supply____________

Why the plant is important to help you survive or adapt to climate change__________________________________________

Action that can be taken to protect or replant these plants____________________________________

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9.0Appendix 2: Itinerary for the Reconnaissance Survey

Nanumea Date Location Details

Agricultural extension officer

18/05/2011 mata hauma, matagi side, hahake side and te mea pu

Visited the most affected areas which has the most abundant stands of kanava(Cordia subcordata) visited the area where the first kanava tree was spotted

Planner of the Kaupule

20/05/2011 pastors house, hahake (south eastern end of the Nanumea Island

Visited areas surrounding the house where massive erosion occurs adjacent to the pastors house and the south eastern end of Nanumea Island

Kaupule member

21/05/2011 Matagi side Visited the "matagi" side where extensive areas of coconut trees have died as a result of salt water incursion

Vaitupu Date Location Details

Planner of the Kaupule

22/04/2011 Kalepapa Visited areas where extensive stands of coconut trees were dying from drought and coastal erosion

Farmer A 23/04/2011 Te fusi Visited the pulaka plantation that was serious affected from salt water inundation

Farmer B 29/04/2011 Motufoua Visited the taro planatation that was reported to have been affected as a result of extreme heat

Farmer C 30/04/2011 Saniuta Visited the area which used to be a pulakaand taro plantation but is now completely abandoned due to salt water incursion.

Chief of theisland

4/05/2011 Elisefou Visited the area where extensive stands of coconut trees were dying from drought and coastal erosion.

Funafuti Date Location DetailsPlanner of the Kaupule

22/06/2011 Kaupule main office, Luapou

Consulted and discussed some of the pressing environmental issues faced by the Kaupule as Funafuti falls under its jurisdiction.

Landowner A 22/06/2011 pulaka plantation opposite the National Bank of Tuvalu (NBT)

Visited landowner’s pulaka and taro pit plantation which were seriously affected due to salt water incursion.

Landowner B 24/06/2011 Tepuka islet Went to Tepuka and visited the most affected areas. Evidence of extensive coconut trees are dying as a result of coastal erosion.

Landowner C 26/06/2011 Vailiki Went to visit swamp areas where it used to have extensive stands of fao and milo