company name : lehman brothers securities n.v ... provisionally admitted... · company name :...

List of provisionally admitted claims of

Lehman Brothers Securities N.V.

25 April 2012

Company name : Lehman Brothers Securities N.V. (″LBS″)

Bankruptcy reference : E.J.F. 2/2009

Bankruptcy date : 30 January 2009 (the ″Bankruptcy Date″)

Trustees : Mr. M.R.B. Gorsira and Mr. R.F. van Beemen (the ″Trustees″)

Supervisory judge : Mr. A.J. Beukenhorst (the ″Supervisory Judge″)

2

Creditors - provisionally admitted claims as per 30 January 2009

Preferred creditors

Number Name creditor Claim accepted Comment

1 SVB

Attn. Mrs. J.Y. de Windt

[email protected]

Pater Eeuwensweg 9

Curaçao

ANG 272.50

2 Landsontvanger Curaçao

Regentesselaan z/n

Curaçao

ANG 20,702 The LBS Trustees filed an objection against this

tax assessment on 2 December 2010. The

outcome of this objection is not yet known to the

LBS Trustees.

Remainder of the page intentionally left blank.

3

General creditors

Number Name creditor Claim filed Provisionally admitted

(erkende) claim in original

currency

Provisionally admitted

(erkende) claim in ANG

Comment

3 Budget Rent a Car

Attn. Ms. Farah

[email protected]

F.D. Rooseveltweg 517

Curaçao

ANG 8,289.75 ANG 8,289.75 ANG 8,289.75

4 Bundesanstalt für

Finanzdienstleistungaufsicht

(Bafin)

Attn. Herr Wiese

Referat Z 2

[email protected]

Postfach 12 53

53002 Bonn

Germany

€ 6.058,56

including interest

€ 5.800 (principal)

€ 258,56 (interest)

€ 5.829,50

€ 5.800 (principal)

€ 29,25 (interest)

ANG 13.367,14

ANG 13,300.05

ANG 67.09

The amount of € 229,31 that has not

been provisionally admitted is listed

on the list of provisionally dismissed

claims.

5 Citco Curaçao

Attn. Samara Vis/ Tirzah Gonesh

[email protected]

[email protected]

Schottegatweg Oost 44

Curaçao

USD 2,015.27

USD 2,015.27 ANG 3,607.33

Remainder of the page intentionally left

blank.

4



currency



Comment

6 Citibank N.A., London Branch

c/o Spigthoff Attorneys at Law &

Tax Advisers

Attn. Mr. D. Mishre

[email protected]

Scharlooweg 33

Curaçao

T: +5999-461 8700

CHF 2,663,965.94

CHF 2,663,965.94 ANG 4,105,466.32

7 Ernst & Young

Attn. Mrs. F.de Windt-Ferreira

fatima.de-windt-

[email protected]

Zeelandia Office Park

Curaçao

T:+5999-461 1011

USD 6,050.00

USD 6,050.00 ANG 10,829.50

8 KPMG Tax & Legal Services

Attn. Mr. Fong-Mang Cheong

[email protected]

Emancipatie Boulevard 18

P.O. Box 3766

Curaçao

USD 1,500.00

USD 1,500.00 ANG 2,685.00

5

Intercompany creditors



currency



Comment

9 Lehman Brothers Asia Holdings

Limited (In Liquidation)

Attn. Vincent Chan/ Vicky Chan

[email protected]

[email protected]

8/F, Prince Building

10 Charter Road

Central, Hong Kong

USD 477.64

USD 477.64 ANG 854.98

10 Lehman Brothers Investment

Management Company Ltd.

Attn. Daniel J. Ehrmann

[email protected]

1271 Avenue of the Americas, 39th

Floor

New York, New York 10020

U.S.A

USD 106,634.00 USD 106,634.00 ANG 190,874.86

11 Lehman Brothers Japan Inc.

Attn. Julie Greenall-Ota/ Kay Choi

j.greenall-

[email protected]

[email protected]

m

Kishimoto Bldg. 9th Floor

2-2-1 Marunouchi, Chiyoda-ku

USD 1,560.43

including interest

USD 1,534.89 (principal)

USD 25.54 (interest)

USD 1,560.43

USD 1,534.89 (principal)

USD 25.54 (interest)

ANG 2,793.17

ANG 2,747.45

ANG 45.72

6

Tokyo 100-0005, Japan



currency



Comment

12 Lehman Brothers OTC Derivatives

Inc.

Attn. Mr. Daniel J. Ehrmann

[email protected]

1271 Avenue of the Americas,

39th Floor

New York, New York 10020,

USA

USD 5,081.00 USD 5,081.00 ANG 9,094.99

13 Lehman Brothers Treasury Co

B.V.

c/o Houthoff Buruma

Attn. Mr. N.J. Huurdeman

[email protected]

Gustav Mahlerplein 50

1070 AM Amsterdam

P.O. Box 75505

Nederland

ANG 125.350,85

+ statutory interest

ANG 127.444,86

ANG 125.350,85

(principal)

ANG 2,094,01

(statutory interest)

ANG 127.444,86

ANG 125.350,85

(principal)

ANG 2,094,01

(statutory interest)

The statutory interest was calculated

over the period 12 September 2008 up

to and including 30 January 2009.

Remainder of the page intentionally left

blank.

7

ISIN/ CUSIP codes – provisionally admitted ISIN/ CUSIP codes

Number ISIN code Total

outstanding

LBS Securities

held by third

parties in units

Original currency LBS Valuation in USD

per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

23 ANN521331184 4,128 USD 1,652.96 2,958.80 12.213.919,80

24 ANN521331267 306 USD 10,352.75 18,531.42 5.670.615,29

25 ANN521331424 62 USD 548.64 982.07 60.888,07

26 ANN521331671 387 EUR 1,655.03 2,962.50 1.146.488,93

27 ANN521331754 86 JPY 2,560.84 4,583.90 394.215,71

28 ANN521332174 550 USD 1,066.50 1,909.04 1.049.970,58

29 ANN521332745 2,801 EUR 19.23 34.42 96.415,18

30 ANN521333404 150 EUR 2,413.73 4,320.57 648.085,93

31 ANN521333818 1,700 USD 1,016.41 1,819.37 3.092.922,65

32 ANN521334238 2,840 USD 499.87 894.77 2.541.139,13

33 ANN521334311 457 USD 1,141.79 2,043.81 934.019,68

34 ANN521334980 2,184 EUR 1,355.12 2,425.66 5.297.641,42

35 ANN521335979 100 EUR 0.00 0.00 0,00

8


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

36 ANN521336399 100 EUR 0.00 0.00 0,00

37 ANN521336472 100 EUR 923.49 1,653.05 165.304,71

38 ANN521336886 171 EUR 8,223.48 14,720.03 2.517.124,99

39 ANN521337611 22 EUR 11,300.82 20,228.47 445.026,29

40 ANN521338114 1,190 EUR 1,072.12 1,919.09 2.283.722,81

41 ANN521338296 184 USD 2,363.95 4,231.47 778.590,57

42 ANN521338452 200 EUR 61,588.29 110,243.04 22.048.607,59

43 ANN521338783 295 USD 5,059.32 9,056.18 2.671.573,93

44 ANN5214A1035 6,995 EUR 666.81 1,193.59 8.349.161,35

45 ANN5214A1118 4,380 CHF 875.56 1,567.25 6.864.565,51

46 ANN5214A1373 1,214 CHF 402.13 719.81 873.852,62

47 ANN5214A2850 19 USD 614.17 1,099.36 20.887,92

48 ANN5214A2934 7,774 SEK 0.00 0.00 0,00

49 ANN5214A3197 1,685 EUR 28.67 51.32 86.473,02

50 ANN5214A3353 1,300 EUR 8,745.41 15,654.28 20.350.569,07

51 ANN5214A3437 102 EUR 1,544.11 2,763.96 281.924,34

9


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

52 ANN5214A3502 5,650 USD 914.55 1,637.04 9.249.301,43

53 ANN5214A4674 16,673 EUR 61.29 109.71 1.829.179,82

54 ANN5214A4757 40 USD 1,116.29 1,998.16 79.926,36

55 ANN5214A4914 180,000 EUR 24.89 44.55 8.019.558,00

56 ANN5214A5259 175,000 EUR 13.48 24.13 4.222.610,00

57 ANN5214A5747 8,548 SEK 0.00 0.00 0,00

58 ANN5214A6166 49 EUR 9,744.36 17,442.40 854.677,82

59 ANN5214A6323 1,000 EUR 559.31 1,001.16 1.001.164,90

60 ANN5214A6406 990 USD 3,476.09 6,222.20 6.159.979,09

61 ANN5214A6653 1,313 USD 1,030.53 1,844.65 2.422.023,74

62 ANN5214A6737 116,700 USD 59.97 107.35 12.527.313,21

63 ANN5214A6810 109,370 USD 46.81 83.79 9.164.101,36

64 ANN5214A7313 13,530 EUR 0.00 0.00 0,00

65 ANN5214A7560 1,150 EUR 431.05 771.58 887.316,43

66 ANN5214A7982 30 EUR 79,770.39 142,789.00 4.283.669,96

67 ANN5214A8063 250 EUR 11.605.17 20,773. 25 5.193.314,92

10


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

68 ANN5214A8303 9,568 CHF 179.11 320.61 3.067.566,82

69 ANN5214A8634 8,400 USD 1,525.16 2,730.04 22.932.305,76

70 ANN5214A8717 20 USD 795.91 1,424.68 28.493,58

71 ANN5214A8899 11,521 CHF 399.72 715.50 8.243.261,67

72 ANN5214R1481 7,300 EUR 481.07 861.12 6.286.141,69

73 ANN5214R1556 400 USD 593.74 1,062.79 425.117,84

74 ANN5214R2059 5,650 USD 983.70 1,760.82 9.948.639,41

75 ANN5214R2547 16,904 CHF 178.92 320.27 5.413.789,99

76 ANN5214R2620 2,389 USD 486.37 870.60 2.079.868,89

77 ANN5214R2885 3,775 EUR 0.95 1.70 6.419,39

78 ANN5214R2968 68,200 EUR 74.73 133.77 9.122.888,94

79 ANN5214R3388 6,015 EUR 83.38 149.25 897.739,95

80 ANN5214R3792 273,788 GBP 17.99 32.20 8.816.548,55

81 ANN5214R3875 1,000 USD 105,169.00 188,252.51 188.252.510,00

82 ANN5214R3958 5,793 EUR 781.73 1,399.30 8.106.125,78

83 ANN5214R4030 260 CHF 186.08 333.08 86.601,63

11


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

84 ANN5214R4782 24,200 USD 55.92 100.10 2.422.342,56

85 ANN5214R4865 52,850 USD 59.20 105.97 5.600.408,80

86 ANN5214R4949 67,300 EUR 75.84 135.75 9.136.217,28

87 ANN5214R5029 84,850 USD 62.13 111.21 9.436.397,60

88 ANN5214R5102 94,000 EUR 79.59 142.47 13.391.813,40

89 ANN5214R5284 6,600 USD 59.07 105.74 697.852,98

90 ANN5214R5441 107,900 USD 65.92 118.00 12.731.854,72

91 ANN5214R5771 33,350 USD 70.01 125.32 4.179.351,97

92 ANN5214R5854 106,700 EUR 89.69 160.55 17.130.162,17

93 ANN5214R5938 918 EUR 5,953.69 10,657.11 9.783.222,48

94 ANN5214R6357 104,547 EUR 432.50 774.18 80.937.673,73

95 ANN5214R6431 1,000,000 EUR 0.00 0.00 0,00

96 ANN5214R6506 9,700 USD 830.30 1,486.24 14.416.498,90

97 ANN5214R6761 21 EUR 38,424.40 68,779.68 1.444.373,20

98 ANN5214R6845 1,500,000 EUR 0.00 0.00 0,00

99 ANN5214R6928 1,000,000 EUR 0.00 0.00 0,00

12


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

101 ANN5214R7009 485,000 EUR 0.00 0.00 0,00

102 ANN5214R7181 1,000,000 EUR 0.00 0.00 0,00

103 ANN5214R7348 32,674 GBP 101.88 182.37 5.958.600,54

104 ANN5214R7595 3,000 USD 383.80 687.00 2.061.006,00

105 ANN5214R7678 500 USD 533.79 955.48 477.742,05

106 ANN5214R7751 630 EUR 6,153.17 11,014.17 6.938.929,81

107 ANN5214R7918 2,000,000 EUR 0.00 0.00 0,00

108 ANN5214R8098 10,000 USD 49.28 88.21 882.112,00

109 ANN5214R8171 1,927 GBP 1,122.23 2,008.79 3.870.941,61

110 ANN5214R8254 223 USD 59,327.04 106,195.41 23.681.576,41

111 ANN5214R8338 3,325 USD 0.00 0.00 0,00

112 ANN5214R8411 4,800 EUR 0.00 0.00 0,00

113 ANN5214R8585 6,559 USD 214.29 383.58 2.515.895,32

114 ANN5214R8668 1,000,000 EUR 5.12 9.16 9.164.800,00

115 ANN5214R8825 850 EUR 857.49 1,534.91 1.304.671,04

116 ANN5214T1109 55,520 GBP 124.02 222.00 12.325.206,82

13


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

117 ANN5214T1364 300 EUR 28,101.12 50,301.00 15.090.301,44

118 ANN5214T1448 1,118,537 GBP 0.44 0.79 880.959,74

119 ANN5214T1513 1,118,537 GBP 0.90 1.61 1.801.963,11

120 ANN5214T1778 10,580 GBP 184.96 331.08 3.502.809,47

121 ANN5214T1851 14,769 GBP 164.18 293.88 4.340.346,21

122 ANN5214T1935 14,769 GBP 0.00 0.00 0,00

123 ANN5214T2016 20,004 GBP 106.21 190.12 3.803.078,46

124 ANN5214T2198 20,004 GBP 60.97 109.14 2.183.162,55

125 ANN5214T2438 20,000 USD 181.00 323.99 6.479.800,00

126 ANN5214T2503 593,504 GBP 0.00 0.00 0,00

127 ANN5214T2685 593,504 GBP 1.33 2.38 1.412.954,97

128 ANN5214T2768 784,584 GBP 0.70 1.26 985.752,12

129 ANN5214T2842 784,584 GBP 0.83 1.50 1.173.802,00

130 ANN5214T2925 2,394,133 GBP 0.64 1.15 2.742.718,76

131 ANN5214T3006 2,394,133 GBP 0.86 1.54 3.685.528,34

132 ANN5214T3428 600 EUR 1,101.86 1,972.33 1.183.397,64

14


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

133 ANN5214T3592 1,774 GBP 0.00 0.00 0,00

134 ANN5214T3675 1,774 GBP 1,974.04 3,533.53 6.268.485,06

135 ANN5214T3832 2,046 GBP 95.51 170.96 349.790,09

136 ANN5214T3915 2,046 GBP 60.92 109.05 223.109,75

137 ANN5214T4178 2,954,331 GBP 0.91 1.63 4.812.309,77

138 ANN5214T4251 2,954,331 GBP 0.68 1.22 3.596.011,69

139 ANN5214T4335 100,000 USD 8.14 14.57 1.457.060,00

140 ANN5214T4418 22,000 SEK 57.42 102.78 2.261.199,60

141 ANN5214T4582 2,348 SEK 0.00 0.00 0,00

142 ANN5214T4749 49,574 GBP 0.00 0.00 0,00

143 ANN5214T4822 49,574 GBP 1.28 2.29 113.583,95

144 ANN5214T5084 368,203 GBP 0.99 1.77 652.492,54

145 ANN5214T5167 368,203 GBP 0.53 0.95 349.314,19

146 ANN5214T5241 1,256,031 GBP 1.65 2.95 3.709.687,56

147 ANN5214T5324 1,256,031 GBP 0.00 0.00 0,00

148 ANN5214T5407 2,451,040 GBP 0.59 1.06 2.588.543,34

15


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

149 ANN5214T5571 1,000,000 EUR 3.89 6.96 6.963.100,00

150 ANN5214T5654 2,451,040 GBP 1.09 1.95 4.782.224,14

151 ANN5214T5811 4,278 GBP 543.20 972.33 4.159.619,18

152 ANN5214T5993 4,278 GBP 787.88 1,410.31 6.033.285,65

153 ANN5214T6074 6,190 GBP 146.50 262.24 1.623.234,65

154 ANN5214T6157 3,303,075 GBP 1.08 1.93 6.385.504,59

155 ANN5214T6231 3,303,075 GBP 0.57 1.02 3.370.127,42

156 ANN5214T6496 1,000,000 EUR 5.14 9.20 9.200.600,00

157 ANN5214T6645 3,068,972 GBP 1.78 3.19 9.778.358,59

158 ANN5214T6728 457,508 GBP 1.48 2.65 1.212.030,19

159 ANN5214T6801 194 GBP 1,883.59 3,371.63 654.095,46

160 ANN5214T6983 460 GBP 1,132.91 2,027.91 932.838,09

161 ANN5214T7064 646 GBP 1,033.51 1,849.98 1.195.088,95

162 ANN5214T7148 646 GBP 696.84 1,247.34 805.783,97

163 ANN5214T7221 1,826,973 GBP 1.31 2.34 4.284.068,99

164 ANN5214T7304 1,826,973 GBP 0.00 0.00 0,00

16


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

165 ANN5214T7486 2,597,305 GBP 0.59 1.06 2.743.013,81

166 ANN5214T7551 2,597,305 GBP 1.09 1.95 5.067.601,79

167 ANN5214T7973 1,549 GBP 133.32 238.64 369.657,70

168 ANN5214T8054 18,419 GBP 184.46 330.18 6.081.648,04

169 ANN5214T8138 21,427 GBP 138.68 248.24 5.318.978,48

170 ANN5214T8211 2,494,781 GBP 1.75 3.13 7.814.901,48

171 ANN5214T8393 394,000 GBP 0.07 0.13 51.276,72

172 ANN5214T8476 394,000 GBP 1.38 2.47 974.257,67

173 ANN5214T8542 750 GBP 135.34 242.26 181.693,95

174 ANN5215P1821 7,358 GBP 173.59 310.73 2.286.322,64

175 CH0017601359 145 USD 1,125.46 2,014.57 292.113,14

176 CH0027120887 6,095 CHF 584.96 1,047.08 6.381.942,85

177 CH0027120895 3,154 EUR 1,103.41 1,975.10 6.229.477,70

178 CH0027121034 2,710 CHF 1,815.95 3,250.55 8.808.991,86

179 CH0034774510 170 CHF 826.87 1,480.10 251.616,54

180 CH0034774536 20,520 CHF 535.51 958.56 19.669.710,71

17


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

181 CH0036891353 300 CHF 368.11 658.92 197.675,07

182 CH0036891361 4,549 CHF 630.53 1,128.65 5.134.222,94

183 CH0036891379 1,004 CHF 643.68 1,152.19 1.156.795,95

184 CH0036891387 605 CHF 420.34 752.41 455.207,20

185 CH0036891395 5,408 EUR 720.60 1,289.87 6.975.638,59

186 CH0036891403 1,524 CHF 590.71 1,057.37 1.611.433,25

187 CH0036891411 5,214 CHF 592.73 1,060.99 5.531.984,65

188 CH0036891429 782 EUR 978.19 1,750.96 1.369.250,80

189 NO0010382252 180 NOK 0.00 0.00 0,00

190 NO0010387806 20 NOK 18.21 32.60 651,92

191 NO0010392962 195 NOK 0 0.00 0,00

192 NO0010397672 40 NOK 0.00 0.00 0,00

193 NO0010397680 2 NOK 0.00 0.00 0,00

194 NO0010401433 40 NOK 2,913.54 5,215.24 208.609,46

195 NO0010404197 157 NOK 0.00 0.00 0,00

196 NO0010408719 134 NOK 9,276.64 16,605.19 2.225.094,87

18


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

197 NO0010418247 17 NOK 1,055.58 1,889.49 32.121,30

198 NO0010418254 31 NOK 0.00 0.00 0,00

199 NO0010421910 65 NOK 1.95 3.49 226,57

200 NO0010422066 84 NOK 0.00 0.00 0,00

201 XS0274985828 17,950 USD 289.85 518.83 9.313.025,43

202 XS0282806537 1,070 CHF 174.47 312.29 334.153,50

203 XS0283228368 2,000 USD 575.74 1,030.57 2.061.149,20

204 XS0284024816 7 USD 73,617.43 131,775.20 922.426,40

205 XS0284850004 760 EUR 772.24 1,382.31 1.050.555,30

206 XS0285988829 15,000 USD 998.52 1,787.35 26.810.262,00

207 XS0287521131 8,810 EUR 804.09 1,439.32 12.680.418,89

208 XS0287563646 1,152 EUR 114.08 204.20 235.242,09

209 XS0287567043 9,490 EUR 997.45 1,785.44 16.943.782,90

210 XS0288784944 3,000 EUR 451.78 808.69 2.426.058,60

211 XS0288787459 5 CHF 102,006.67 182,591.93 912.959,66

212 XS0289316381 100 USD 756.57 1,354.26 135.426,03

19


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

213 XS0292042255 2,955 CHF 244.52 437.69 1.293.376,31

214 XS0292112728 515 USD 377.24 675.26 347.758,69

215 XS0293731914 13,830 SEK 8.27 14.81 204.792,56

216 XS0294745673 2,505 EUR 868.52 1,554.65 3.894.400,25

217 XS0295725260 1,125 USD 1,308.33 2,341.91 2.634.649,54

218 XS0296463689 71 SEK 667.21 1,194.31 84.795,84

219 XS0296595910 6,795 USD 88.73 158.83 1.079.227,43

220 XS0298339077 3,000 USD 226.00 404.54 1.213.620,00

221 XS0299641224 16,629 SEK 4.34 7.77 129.218,49

222 XS0300812004 100 USD 6,098.83 10,916.91 1.091.690,57

223 XS0301197975 800 USD 8,885.83 15,905.64 12.724.508,56

224 XS0301473327 12,675 SEK 8.27 14.81 187.689,48

225 XS0302356737 8,126 EUR 722.55 1,293.36 10.509.879,93

226 XS0305114760 750 SEK 0.00 0.00 0,00

227 XS0306972604 10 GBP 33,128.97 59,300.86 593.008,56

228 XS0307355445 4,961 CZK 233.12 417.28 2.070.149,89

20


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

229 XS0307360528 300 SEK 0.00 0.00 0,00

230 XS0308791390 3,510 EUR 466.92 835.79 2.933.611,67

231 XS0310175566 2,100 USD 527.54 944.30 1.983.022,86

232 XS0311578388 7,000 USD 267.25 478.38 3.348.642,50

233 XS0311887250 2,675 EUR 1,415.37 2,533.51 6.777.145,40

234 XS0312365843 10 USD 979,226.65 1,752,815.70 17.528.157,04

235 XS0313080896 120 USD 3,416.58 6,115.68 733.881,38

236 XS0313430463 2,889 EUR 540.56 967.60 2.795.403,33

237 XS0313891359 1,850 USD 62.58 112.02 207.233,67

238 XS0313928029 1,100 USD 245.95 440.25 484.275,55

239 XS0314871293 460 GBP 1,949.25 3,489.16 1.605.012,45

240 XS0315798560 20,000 CHF 397.22 711.02 14.220.476,00

241 XS0316014876 417 USD 499.51 894.12 372.849,25

242 XS0318527495 7,677 USD 434.14 777.11 5.965.878,08

243 XS0319610845 1,660 EUR 273.55 489.65 812.826,47

244 XS0319862818 7,157 CHF 956.17 1,711.54 12.249.522,56

21


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

245 XS0320322901 19,190 CHF 272.22 487.27 9.350.784,22

246 XS0320655540 100 USD 10,159.05 18,184.70 1.818.469,95

247 XS0320664377 115 ILS 26,184.39 46,870.06 5.390.056,68

248 XS0321451246 3,000 EUR 886.58 1,586.98 4.760.934,60

249 XS0321455312 3,010 EUR 568.98 1,018.47 3.065.607,34

250 XS0322009589 1,289 GBP 1,431.01 2,561.51 3.301.783,68

251 XS0322748202 2,200 CHF 298.76 534.78 1.176.516,88

252 XS0322789578 9,061 NOK 99.67 178.41 1.616.566,67

253 XS0322794578 963 USD 277.82 497.30 478.897,78

254 XS0323005610 4,170 CHF 535.26 958.12 3.995.341,22

255 XS0323590199 50 CHF 18,171.59 32,527.15 1.626.357,31

256 XS0323923267 6,000 USD 0.00 0.00 0,00

257 XS0324192243 600 EUR 8,766.69 15,692.38 9.415.425,06

258 XS0324515518 1,630 USD 219.11 392.21 639.297,25

259 XS0324618676 25 EUR 5,515.28 9,872.35 246.808,78

260 XS0324890440 57,636 CHF 454.83 814.15 46.924.101,57

22


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

261 XS0325193000 1,328 EUR 742.49 1,329.06 1.764.987,83

262 XS0325244514 290 CHF 6,328.40 11,327.84 3.285.072,44

263 XS0325369725 12,890 USD 613.92 1,098.92 14.165.037,55

264 XS0325758208 145 EUR 2,033.56 3,640.07 527.810,50

265 XS0325958980 100 ILS 4,279.34 7,660.02 766.001,86

266 XS0326006201 500 ILS 2,110.83 3,778.39 1.889.192,85

267 XS0326244133 701 CHF 424.83 760.45 533.072,44

268 XS0326427480 28,925 CHF 358.79 642.23 18.576.621,34

269 XS0326507836 220 ILS 16,540.13 29,606.83 6.513.503,19

270 XS0326542072 2,748 EUR 408.05 730.41 2.007.165,31

271 XS0326795019 40 EUR 8,347.35 14,941.76 597.670,26

272 XS0326819728 2,153 EUR 892.55 1,597.66 3.439.771,67

273 XS0326978102 2,590 USD 328.01 587.14 1.520.687,16

274 XS0327214358 1 ILS 9,769.71 17,487.78 17.487,78

275 XS0327348636 112 ILS 8,428.67 15,087.32 1.689.779,76

276 XS0327728464 300 EUR 521.35 933.22 279.964,95

23


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

277 XS0327822135 4,719 USD 554.35 992.29 4.682.599,99

278 XS0327903646 2,500 USD 244.00 436.76 1.091.900,00

279 XS0328064810 4,055 USD 442.01 791.20 3.208.307,48

280 XS0328225411 100 USD 2,616.71 4,683.91 468.391,09

281 XS0328877674 660 USD 4,744.04 8,491.83 5.604.608,86

282 XS0329001860 1,000 USD 268.04 479.79 479.791,60

283 XS0329012396 3,000 CHF 219.69 393.25 1.179.735,30

284 XS0329515620 1,350 USD 222.58 398.42 537.864,57

285 XS0329522758 1,431 CHF 300.61 538.09 770.009,51

286 XS0329633829 695 CHF 1,465.75 2,623.69 1.823.466,29

287 XS0329635790 4,035 CHF 150.99 270.27 1.090.547,92

288 XS0329812084 3,267 CHF 933.17 1,670.37 5.457.112,84

289 XS0330998781 91 ILS 3,726.42 6,670.29 606.996,55

290 XS0331000199 40 USD 545.16 975.84 39.033,46

291 XS0331874163 766 USD 681.04 1,219.06 933.801,19

292 XS0332199115 8,720 USD 517.55 926.41 8.078.334,44

24


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

293 XS0332645422 2,390 USD 640.02 1,145.64 2.738.069,56

294 XS0333611225 673 ILS 994.45 1,780.07 1.197.984,08

295 XS0333939469 100 USD 2,309.44 4,133.90 413.389,76

296 XS0334545208 100 ILS 4,669.20 8,357.87 835.786,80

297 XS0335495395 800 USD 2,548.91 4,562.55 3.650.039,12

298 XS0336037204 200 CHF 3,018.00 5,402.22 1.080.444,00

299 XS0336707459 1,000 GBP 547.44 979.92 979.917,60

300 XS0337337710 7,151 CHF 370.04 662.37 4.736.619,31

301 XS0337637515 1,530 CHF 550.39 985.20 1.507.353,09

302 XS0337685670 4,398 USD 649.05 1,161.80 5.109.594,20

303 XS0337787161 177 USD 4,280.93 7,662.86 1.356.327,05

304 XS0337790389 2,089 CHF 1,349.10 2,414.89 5.044.703,12

305 XS0338053498 1,000 EUR 269.60 482.58 482.584,00

306 XS0338105801 1,837 USD 190.63 341.23 626.835,28

307 XS0338492571 2,443 CHF 177.61 317.92 776.683,20

308 XS0338493033 2,205 USD 964.17 1,725.86 3.805.530,78

25


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

309 XS0338494197 550 CHF 638.04 1,142.09 628.150,38

310 XS0338495087 2,728 EUR 775.41 1,387.98 3.786.420,08

311 XS0338544041 73 EUR 3,561.16 6,374.48 465.336,78

312 XS0340735892 1,253 USD 505.86 905.49 1.134.578,22

313 XS0340740116 2,315 USD 533.88 955.65 2.212.318,64

314 XS0340774529 100 USD 7,317.97 13,099.17 1.309.916,63

315 XS0341191129 500 USD 539.30 965.35 482.673,50

316 XS0341466596 500 USD 519.29 929.53 464.764,55

317 XS0341522687 100 USD 6,676.86 11,951.58 1.195.157,94

318 XS0341547676 85 USD 6,757.68 12,096.25 1.028.181,01

319 XS0342161006 160 ILS 9,808.74 17,557.64 2.809.223,14

320 XS0343043609 102 ILS 5,411.91 9,687.32 988.106,53

321 XS0343185731 3,914 USD 620.35 1,110.43 4.346.209,32

322 XS0343668967 2,480 USD 234.40 419.58 1.040.548,48

323 XS0343681473 2,000 EUR 470.10 841.48 1.682.958,00

324 XS0344956379 1,000 USD 629.82 1,127.38 1.127.377,80

26


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

325 XS0344956700 1,000 USD 657.99 1,177.80 1.177.802,10

326 XS0344957690 1,000 USD 630.43 1,128.47 1.128.469,70

327 XS0344958581 1,000 USD 690.79 1,236.51 1.236.514,10

328 XS0344960488 1,000 USD 637.66 1,141.41 1.141.411,40

329 XS0344962260 2,000 USD 662.87 1,186.54 2.373.074,60

330 XS0345288459 2,180 USD 742.72 1,329.47 2.898.241,98

331 XS0346098881 99 ILS 5,839.54 10,452.78 1.034.824,88

332 XS0346699613 1,950 USD 470.57 842.32 1.642.524,59

333 XS0347382110 110 USD 10,000.00 17,900.00 1.969.000,00

334 XS0347441817 120 USD 6,134.43 10,980.63 1.317.675,56

335 XS0347732892 9,671 USD 557.33 997.62 9.647.989,79

336 XS0347742933 3,803 EUR 870.56 1,558.30 5.926.224,03

337 XS0348119974 400 EUR 6,201.26 11,100.26 4.440.102,16

338 XS0348143842 700 EUR 840.77 1,504.98 1.053.484,81

339 XS0349350842 1,000 USD 582.13 1,042.01 1.042.012,70

340 XS0350590161 817 USD 2,293.84 4,105.97 3.354.580,43

27


outstanding

LBS Securities

held by third

parties in units


per unit

LBS Valuation in

ANG per unit

Total Value in ANG

according to the

trustees of LBS

341 XS0351254346 3,500 GBP 553.18 990.19 3.465.672,70

342 XS0352917768 200 USD 1,346.10 2,409.52 481.903,80

343 XS0352925860 1,000 USD 539.85 966.33 966.331,50

345 XS0353212177 10,000 USD 1,183.74 2,118.89 21.188.946,00

346 XS0353381790 600 EUR 12,916.16 23,119.93 13.871.955,84

347 XS0353383499 4,312 USD 550.86 986.04 4.251.801,89

348 XS0354475120 100 EUR 5,416.55 9,695.62 969.562,45

349 XS0354478140 850 USD 1,077.96 1,929.55 1.640.116,14

350 XS0355273110 500 USD 803.68 1,438.59 719.293,60

351 XS0364418102 4,350 USD 277.60 496.90 2.161.532,40

352 XS0364428754 2,267 CHF 338.91 606.65 1.375.273,06

353 XS0364431030 210 USD 501.50 897.69 188.513,85

354 XS0364438639 840 EUR 394.39 705.96 593.004,80

355 XS0366059953 3,222 USD 404.58 724.20 2.333.366,60

356 XS0366603339 300 USD 339.05 606.90 182.068,55

28

Claims filed by Holders or Nominees of LBS Securities

General comment: all the ISIN codes below are actively allowed by the LBS Trustees as per the ISIN codes above. The amount of the admitted claims are in

line with the LBS Trustees’ valuation as mentioned in the claim numbers 23 – 356 hereinbefore.

ISIN code Corresponding

number

provisionally

admitted claim

Claim filed

(nominals/units)

Provisionally admitted claim in

ANG (total value according to

the LBS Trustees)

Name allowed creditor/

Participant

Comment

CH0027120887

CH0034774536

176

180

3,363,000 nominals (3,363 units)


3.489.118,89

5.726.704,18

Bank Linth LLB, Ltd.

Attn. Ueli Schläpfer

[email protected]

Zürchcherstrasse 3

8730 Uznach, Switzerland

XS0323590199 255 5,000,000 nominals (50 units) 1.626.357,31

Davidson Kempner Capital

Management LLC

Attn. Suzanne Gibbons

[email protected]

65 East 55th Street

New York, NY 10022, USA

for and on behalf of

Goldman, Sachs & Co.

ANN5214A6406

ANN5214T3592

60

133

265 units

1,574 units

1.648.883,29

0

Davidson Kempner Capital

Management LLC

Attn. Suzanne Gibbons

[email protected]

65 East 55th Street

New York, NY 10022

USA


29

JP Morgan Clearing Corp.


number

provisionally

admitted claim

Claim filed

(nominals/units)



the LBS Trustees)


Participant

Comment

ANN5214A4674

XS0324890440

ANN5214T5993

ANN5214T5811

ANN5214R3388

ANN5214R2885

53

260

152

151

79

77

745 units

200,000 nominals (200 units)

4,278 units

4,278 units

425 units

190 units

81.733,28

162.829,14

6.033.285,65

4.159.619,18

63.431,34

323,10

Goldman, Sachs & Co.

Attn. John L. DellaNoce

[email protected]

200 West Street, 6th Floor

New York, NY 10282

U.S.A.

XS0306972604

227 500,000 nominals (10 units)

593.008,56

Deutsche Bank

Attn. Chad Flick

[email protected]

1 Great Winchester Street

United Kingdom

Remainder of the page intentionally

left blank.

30


number

provisionally

admitted claim

Claim filed

(nominals/units)



the LBS Trustees)


Participant

Comment

XS0321451246

XS0321451246

XS0321455312

XS0321455312

248

248

249

249





3.094.607,49

1.586.978,20

1.222.169,04

1.833.253,56

Elliott Management

Attn. Robert Ryan

[email protected]

40W., 57th Street

30th Floor, New York

NY 10019, USA


The Bank of New York

Mellon SA/NV

XS0287521131 207 416.000 nominals (416 units) 598.757,58

Vida Companhia de Seguros

S.A.

Attn. Mrs. Rosa Valiente

[email protected]

s

Calle Velazquez, 108-110 4a

Planta

28006 Madrid, Spain


BNP Paribas

Remainder of the page intentionally

left blank.

31


number

provisionally

admitted claim

Claim filed

(nominals/units)



the LBS Trustees)


Participant

Comment

ANN5214R5102

XS0338105801

ANN5214A8063

ANN5214A8303

ANN5214R5029

XS0337685670

ANN5214R4949

XS0316014876

ANN5214T4335

CH0027120887

CH0027120895

CH0027121034

CH0034774536

CH0036891379

CH0036891387

CH0036891395

CH0036891403

CH0036891411

CH0036891429

XS0320322901

XS0324890440

NO0010408719

88

306

67

68

87

302

86

241

139

176

177

178

180

183

184

185

186

187

188

245

260

196

196

2,000 units


200 units

312 units

1,500 units


9,950 units

10 units

75,000 units







259,000 nominals(259 units)






88 units

284.932,20

34.122,77

4.154.651,93

100.029,35

166.819,05

116.179,95

1.350.748,32

8.941,23

1.092.795,00

382.183,62

1.886.224,22

146.274,77

2.137.595,27

46.087,49

71.478,82

334.077,37

10.573,71

1.124.645,90

17.509,60

14.618,21

118.051,13

1.461.256,33

Lehman Brothers

International (Europe) (in

administration)

Attn. Ian Anderson

[email protected]

25 Canada Square

London, E14 5LQ

UK


The Bank of New York

Mellon SA/NV

company name : lehman brothers securities n.v ... provisionally admitted... · company name :...

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