comparative oncogenomics identiï¬es breast tumors enriched in

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Comparative oncogenomics identies breast tumors enriched in functional tumor-initiating cells Jason I. Herschkowitz a , Wei Zhao b,c , Mei Zhang a , Jerry Usary c,d , George Murrow c , David Edwards a , Jana Knezevic a , Stephanie B. Greene a , David Darr c,d , Melissa A. Troester c , Susan G. Hilsenbeck e , Daniel Medina a , Charles M. Perou c,d,f , and Jeffrey M. Rosen a,1 a Department of Molecular and Cellular Biology and e Lester and Sue Smith Breast Center, Baylor College of Medicine, Houston, TX 77030; and b Curriculum in Bioinformatics and Computational Biology, c Lineberger Comprehensive Cancer Center, d Department of Genetics, and f Department of Pathology and Laboratory Medicine, University of North Carolina, Chapel Hill, NC 27599 Edited by Kornelia Polyak, Dana-Farber Cancer Institute, Boston, MA, and accepted by the Editorial Board April 5, 2011 (received for review January 26, 2011) The claudin-low subtype is a recently identied rare molecular subtype of human breast cancer that expresses low levels of tight and adherens junction genes and shows high expression of epithelial-to-mesenchymal transition (EMT) genes. These tumors are enriched in gene expression signatures derived from human tumor- initiating cells (TICs) and human mammary stem cells. Through cross- species analysis, we discovered mouse mammary tumors that have similar gene expression characteristics as human claudin-low tumors and were also enriched for the human TIC signature. Such claudin- low tumors were similarly rare but came from a number of distinct mouse models, including the p53 null transplant model. Here we present a molecular characterization of 50 p53 null mammary tumors compared with other mouse models and human breast tumor subtypes. Similar to human tumors, the murine p53 null tumors fell into multiple molecular subtypes, including two basal- like, a luminal, a claudin-low, and a subtype unique to this model. The claudin-low tumors also showed high gene expression of EMT inducers, low expression of the miR-200 family, and low to absent expression of both claudin 3 and E-cadherin. These murine subtypes also contained distinct genomic DNA copy number changes, some of which are similarly altered in their cognate human subtype coun- terpart. Finally, limiting dilution transplantation revealed that p53 null claudin-low tumors are highly enriched for TICs compared with the more common adenocarcinomas arising in the same model, thus providing a unique preclinical mouse model to investigate the therapeutic response of TICs. genetically engineered mouse model | gene proling | array comparative genomic hybridization B reast cancer (BC) is the second leading cause of cancer- related deaths among women in the United States (1). The large compendium of underlying genetic alterations and the re- sulting histological and molecular subtypes illustrate the hetero- geneous nature of this disease. Both this intertumor heterogeneity and the cellular heterogeneity found within a breast tumor (intra- tumor heterogeneity) are major obstacles to effective treatments. One common feature of BC (and most cancers) is the loss of the tumor suppressor p53 function. p53 has been shown to be mutated in 40% of BCs, associated with poor clinical outcomes, and a higher frequency of mutations occurs in more-aggressive molec- ular subtypes, including the basal-like subtype of human BC (2). Mice homozygous for p53 loss have been shown to develop lymphomas and sarcomas with a short latency (3, 4). When crossed into the BALB/c background, mammary tumors were observed in p53 +/mice (5). To circumvent the appearance of other tumor types that occurred with short latency, the model was further modied (6); namely, 6-wk-old p53 /glands were re- moved and transplanted into 3-wk-old wild-type BALB/c recipi- ents. These mice develop mammary tumors stochastically with an average latency of approximately 12 mo. Interestingly, the p53 null epithelium initially forms normal ductal growths, which ex- hibit few genetic changes compared with wild-type outgrowths (7). Unlike many transgenic mouse models, the p53 null tumor model exhibits histological heterogeneity reminiscent of human BCs, including a subset of the tumors expressing the estrogen receptor (ER). In addition antiestrogens are able to signicantly delay tumor formation in this model (8). Last, these p53-decient tumors exhibit genetic instability and/or aneuploidy, which likely play a critical role in progression (6). Using gene expression proling for classication we show that, like human tumors, p53 null mouse mammary tumors fall into mul- tiple molecular groups, including basal-like, luminal, and claudin- low subtypes. The claudin-low tumors contain a majority of spindle- shaped cells, a histology originally described for carcinosarcomas, which are now called epithelial-to-mesenchymal transition (EMT) tumors (9). Like their human counterparts, the p53 null claudin-low tumors exhibit high expression of EMT inducers and a core EMT signature (10). Unlike many other mouse tumor models, p53 null tumors show extensive genomic instability. Accordingly, we deter- mined that these different p53-decient murine subtypes contain distinct genomic DNA copy number changes, as assessed by array comparative genomic hybridization (aCGH). We also show, by lim- iting dilution transplantation, that p53 null claudin-low tumors have a marked enrichment of functional tumor-initiating cells (TICs). These data show the utility of this heterogeneous tumor model and provide functional data further demonstrating the stem cell char- acteristics of the claudin-low subtype. Results p53 Null Tumors Show Variable Histology. Previously, we hypothe- sized that the heterogeneity observed in human BC might arise not only because of activation of different oncogenes or loss of specic tumor suppressor genes, but might also be dependent on the cell of origin in which these genetic changes occur (11). Ini- tially transplanted p53 null mammary epithelial cells gave rise to phenotypically normal ductal outgrowths, which then stochasti- cally developed mammary tumors. We therefore hypothesized that the deletion of this single tumor suppressor gene might give rise to a spectrum of heterogeneous tumors, depending on the cell of origin in which additional stochastic changes occurred. To test this hypothesis, we collected 50 p53 null tumors that arose in wild- type BALB/c mice after transplantation of p53 null BALB/c mammary tissue into the cleared fat pads of 3-wk-old mice (6). Author contributions: J.I.H., D.M., C.M.P., and J.M.R. designed research; J.I.H., W.Z., M.Z., J.U., G.M., D.E., J.K., S.B.G., D.D., M.A.T., S.G.H., and D.M. performed research; J.I.H., W.Z., M.Z., D.E., S.G.H., D.M., C.M.P., and J.M.R. contributed new reagents/analytic tools; J.I.H., W.Z., M.Z., J.U., J.K., S.B.G., M.A.T., S.G.H., D.M., C.M.P., and J.M.R. analyzed data; and J.I.H., W.Z., C.M.P., and J.M.R. wrote the paper. Conict of interest statement: C.M.P. has an equity interest in University Genomics and BioClassier LLC. This article is a PNAS Direct Submission. K.P. is a guest editor invited by the Editorial Board. Data deposition: The data reported in this paper have been deposited in the Gene Ex- pression Omnibus (GEO) database, www.ncbi.nlm.nih.gov/geo (accession no. GSE27101). 1 To whom correspondence should be addressed: E-mail: [email protected]. This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10. 1073/pnas.1018862108/-/DCSupplemental. 27782783 | PNAS | February 21, 2012 | vol. 109 | no. 8 www.pnas.org/cgi/doi/10.1073/pnas.1018862108

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Page 1: Comparative oncogenomics identiï¬es breast tumors enriched in

Comparative oncogenomics identifies breast tumorsenriched in functional tumor-initiating cellsJason I. Herschkowitza, Wei Zhaob,c, Mei Zhanga, Jerry Usaryc,d, George Murrowc, David Edwardsa, Jana Knezevica,Stephanie B. Greenea, David Darrc,d, Melissa A. Troesterc, Susan G. Hilsenbecke, Daniel Medinaa, Charles M. Perouc,d,f,and Jeffrey M. Rosena,1

aDepartment of Molecular and Cellular Biology and eLester and Sue Smith Breast Center, Baylor College of Medicine, Houston, TX 77030; and bCurriculum inBioinformatics and Computational Biology, cLineberger Comprehensive Cancer Center, dDepartment of Genetics, and fDepartment of Pathology andLaboratory Medicine, University of North Carolina, Chapel Hill, NC 27599

Edited by Kornelia Polyak, Dana-Farber Cancer Institute, Boston, MA, and accepted by the Editorial Board April 5, 2011 (received for review January 26, 2011)

The claudin-low subtype is a recently identified rare molecularsubtype of human breast cancer that expresses low levels oftight and adherens junction genes and shows high expression ofepithelial-to-mesenchymal transition (EMT) genes. These tumors areenriched in gene expression signatures derived from human tumor-initiating cells (TICs) and humanmammary stem cells. Through cross-species analysis, we discovered mouse mammary tumors that havesimilar gene expression characteristics as human claudin-low tumorsand were also enriched for the human TIC signature. Such claudin-low tumors were similarly rare but came from a number of distinctmouse models, including the p53 null transplant model. Here wepresent a molecular characterization of 50 p53 null mammarytumors compared with other mouse models and human breasttumor subtypes. Similar to human tumors, the murine p53 nulltumors fell into multiple molecular subtypes, including two basal-like, a luminal, a claudin-low, and a subtype unique to this model.The claudin-low tumors also showed high gene expression of EMTinducers, low expression of the miR-200 family, and low to absentexpression of both claudin 3 and E-cadherin. Thesemurine subtypesalso contained distinct genomic DNA copy number changes, some ofwhich are similarly altered in their cognate human subtype coun-terpart. Finally, limiting dilution transplantation revealed that p53null claudin-low tumors are highly enriched for TICs compared withthemore common adenocarcinomas arising in the samemodel, thusproviding a unique preclinical mouse model to investigate thetherapeutic response of TICs.

genetically engineered mouse model | gene profiling | array comparativegenomic hybridization

Breast cancer (BC) is the second leading cause of cancer-related deaths among women in the United States (1). The

large compendium of underlying genetic alterations and the re-sulting histological and molecular subtypes illustrate the hetero-geneous nature of this disease. Both this intertumor heterogeneityand the cellular heterogeneity found within a breast tumor (intra-tumor heterogeneity) are major obstacles to effective treatments.One common feature of BC (and most cancers) is the loss of thetumor suppressor p53 function. p53 has been shown to be mutatedin ≈40% of BCs, associated with poor clinical outcomes, anda higher frequency of mutations occurs in more-aggressive molec-ular subtypes, including the basal-like subtype of human BC (2).Mice homozygous for p53 loss have been shown to develop

lymphomas and sarcomas with a short latency (3, 4). Whencrossed into the BALB/c background, mammary tumors wereobserved in p53+/− mice (5). To circumvent the appearance ofother tumor types that occurred with short latency, the model wasfurther modified (6); namely, 6-wk-old p53−/− glands were re-moved and transplanted into 3-wk-old wild-type BALB/c recipi-ents. These mice develop mammary tumors stochastically with anaverage latency of approximately 12 mo. Interestingly, the p53null epithelium initially forms normal ductal growths, which ex-hibit few genetic changes compared with wild-type outgrowths(7). Unlike many transgenic mouse models, the p53 null tumor

model exhibits histological heterogeneity reminiscent of humanBCs, including a subset of the tumors expressing the estrogenreceptor (ER). In addition antiestrogens are able to significantlydelay tumor formation in this model (8). Last, these p53-deficienttumors exhibit genetic instability and/or aneuploidy, which likelyplay a critical role in progression (6).Using gene expression profiling for classification we show that,

like human tumors, p53 null mouse mammary tumors fall into mul-tiple molecular groups, including basal-like, luminal, and claudin-low subtypes. The claudin-low tumors contain a majority of spindle-shaped cells, a histology originally described for carcinosarcomas,which are now called epithelial-to-mesenchymal transition (EMT)tumors (9). Like their human counterparts, the p53 null claudin-lowtumors exhibit high expression of EMT inducers and a core EMTsignature (10). Unlike many other mouse tumor models, p53 nulltumors show extensive genomic instability. Accordingly, we deter-mined that these different p53-deficient murine subtypes containdistinct genomic DNA copy number changes, as assessed by arraycomparative genomic hybridization (aCGH).We also show, by lim-iting dilution transplantation, that p53 null claudin-low tumors havea marked enrichment of functional tumor-initiating cells (TICs).These data show the utility of this heterogeneous tumor model andprovide functional data further demonstrating the stem cell char-acteristics of the claudin-low subtype.

Resultsp53 Null Tumors Show Variable Histology. Previously, we hypothe-sized that the heterogeneity observed in human BC might arisenot only because of activation of different oncogenes or loss ofspecific tumor suppressor genes, but might also be dependent onthe cell of origin in which these genetic changes occur (11). Ini-tially transplanted p53 null mammary epithelial cells gave rise tophenotypically normal ductal outgrowths, which then stochasti-cally developed mammary tumors. We therefore hypothesizedthat the deletion of this single tumor suppressor gene might giverise to a spectrum of heterogeneous tumors, depending on the cellof origin in which additional stochastic changes occurred. To testthis hypothesis, we collected 50 p53 null tumors that arose in wild-type BALB/c mice after transplantation of p53 null BALB/cmammary tissue into the cleared fat pads of 3-wk-old mice (6).

Author contributions: J.I.H., D.M., C.M.P., and J.M.R. designed research; J.I.H., W.Z., M.Z.,J.U., G.M., D.E., J.K., S.B.G., D.D., M.A.T., S.G.H., and D.M. performed research; J.I.H., W.Z.,M.Z., D.E., S.G.H., D.M., C.M.P., and J.M.R. contributed new reagents/analytic tools; J.I.H.,W.Z., M.Z., J.U., J.K., S.B.G., M.A.T., S.G.H., D.M., C.M.P., and J.M.R. analyzed data; andJ.I.H., W.Z., C.M.P., and J.M.R. wrote the paper.

Conflict of interest statement: C.M.P. has an equity interest in University Genomics andBioClassifier LLC.

This article is a PNAS Direct Submission. K.P. is a guest editor invited by the EditorialBoard.

Data deposition: The data reported in this paper have been deposited in the Gene Ex-pression Omnibus (GEO) database, www.ncbi.nlm.nih.gov/geo (accession no. GSE27101).1To whom correspondence should be addressed: E-mail: [email protected].

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1018862108/-/DCSupplemental.

2778–2783 | PNAS | February 21, 2012 | vol. 109 | no. 8 www.pnas.org/cgi/doi/10.1073/pnas.1018862108

Page 2: Comparative oncogenomics identiï¬es breast tumors enriched in

Like some other genetically engineered mouse model (GEMM)mammary tumor models, the p53 null model gave rise to tumorswith a diversity of histological phenotypes (Fig. S1 and DatasetS1) (9, 12). Approximately 10% of the tumors contained a ma-jority of spindle-shaped cells, a histology originally described forcarcinosarcomas, now called EMT tumors (9).

p53 Null Tumors Cluster into Distinct Tumor Subtypes. In a previousstudy we profiled 13 distinct mouse models, including the p53 nullmodel (13). However, with only five p53 null tumor samples, wewere not able to appreciate the full spectrum of molecular het-erogeneity represented in this mouse model. Now, with a total of50 tumors from the p53 null model, we see that these tumorscluster into five distinct tumor subtypes when performing hier-archical clustering analysis using our previously defined mouseintrinsic gene list (13) (Fig. 1); furthermore, we used SigClust(14) to assess the significance of this clustering and objectivelydetermined that the p53 null model did populate multiple sta-tistically significant groups/subtypes, as follows.Basal-like. Two groups of basal-like mouse mammary tumors wereobserved (Fig. 1); in part, we define these groups as basal-likeaccording to their high expression of known basal markers, in-cluding keratin 5 (K5), ID4, and TRIM29 (Fig. 1D) and selectivehigh expression of the human basal-like tumor expression cluster(Fig. S2). Basal 1 tumors (5 of 50, 10%) clustered along with a groupof other mouse basal-like tumors, including BRCA1-deficient and

MMTV-Wnt1 tumors. Basal 2 tumors (8 of 50, 16%) clustered nextto the Basal 1 tumors but showed a higher expression of themurineluminal cluster than did Basal 1 (Fig. 1C). Basal 1 p53 null tumorsshowed an increased proliferation signature separating them fromBasal 2 and the other p53 null subtypes (Fig. 1G and Fig. S2), andthey also showed high p16 expression, which is a hallmark of im-paired RB1 function (15). Basal tumors (eight of nine) tested stain-ed positively for K5, as expected (Fig. S3 and Dataset S1); however,paradoxically, five of eight tested stained positively for the ER, ofwhich four of five were of the Basal 2 subtype.Luminal. Eight of 50 p53 null tumors (16%) clustered close to-gether and with the mouse luminal models MMTV-Neu andMMTV-PyMT. As we have seen for other luminal models, thesetumors express luminal-specific genes like XBP1 but are missingER and estrogen responsive genes; accordingly, only one of eightof the luminal tumors stained positively for ER. Interestingly, likehuman luminal tumors, p53 null luminal tumors showed lowerlevels of p18INK4C, and p18 null mice develop predominantlyluminal-type mammary tumors (16).Claudin-low. Five of 50 p53 null tumors (10%) showed the murineclaudin-low expression phenotype (Fig. 1F) and significantlyclustered with the previously defined murine claudin-low tumors.These tumors had an EMT tumor histology (Fig. S1) and showedexpression of the human claudin-low signature (Fig. S2). Inagreement with the gene expression data and immunohistochem-istry on human samples (17), we observed low to absent expression

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Fig. 1. Intrinsic gene set clustering analysis of 50 p53 null tumors and 117 samples from 13 GEMMpreviously published in Herschkowitz et al. (13). (A) Overviewof the complete cluster diagram. (B) Experimental sample-associated dendrogram. Boxes indicate the p53 null tumor subtypes based on SigClust analysis. (C)Luminal epithelial expression pattern that is highly expressed in luminal p53 null tumors, MMTV-Neu, and MMTV-PyMT tumors (D). Basal epithelial expressionpattern including K5 and ID4, which are highly expressed in basal-like p53 null tumors. (E) Mesenchymal genes, including snail homolog 1. (F) Genes expressedat low levels in claudin-low tumors, including CLDN3, CLDN7, and ELF5. (G) Proliferation signature. (H) Individual genes discussed within the text.

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of CLDN3 and CDH1 by immunofluorescent staining (Fig. S3).Like human claudin-low tumors, these tumors highly expressmarkers of EMT (17) and the previously determined EMT coresignature (Fig. 2A) (10). All p53 null tumors tested stained posi-tively for the luminal marker keratin 8 (K8), including the claudin-low tumors (thus suggesting an epithelial origin); however, theyoften exhibited comparatively less staining (Fig. S3).P53 null subtype. Thirteen of 50 p53 null tumors (26%) clusteredinto a unique group made up exclusively of tumors from thisBALB/c p53 null model. Tumors of this subtype seem to not showhigh expression of any of the other tumor subtype defining clus-ters. Last, 11 of 50 p53 null tumors clustered separately from these

five groups and without a consistent group signature. Thus, at leastfive expression subtypes/phenotypes can be found from this singlemurine model, three of which mimic previously known humantumor subtypes (luminal, basal-like, and claudin-low).

miRNAs. Because expression of a number of specific miRNAs hasbeen associated previously with an EMT transition (18, 19), wetook a candidate approach to identify miRNAs that were differ-entially expressed between p53 null claudin-low tumors and theother subtypes. First we evaluated the miR-200 family of miRNAsand miR-205, which are miRNAs that have been implicated inEMT and TICs (18, 20). Although a number of targets for thesemiRNAs have now been identified, important targets with respectto EMT are ZEB1 and ZEB2. ZEB1 and ZEB2 are expressed athigh levels in claudin-low tumors (mouse and human), and asexpected, these miRNAs were present at very low levels relative tothe other p53 null tumors (Fig. 2B). Another cluster of miRNAsexpressed at lower levels in both cancer and normal mammarystem cells contains miRNAs 182, 96, and 183 (20). Likewise, thiscluster of miRNAs was expressed at low levels in murine p53null claudin-low tumors. Additionally, miR-203, another stem-ness-inhibiting miRNA regulated by Zeb1 (21), was also expressedat low levels in claudin-low tumors. Marked decreases, however,were not seen for all miRNAs tested (e.g., miR-21).It has been shown that human breast tumor subtype correlates

with miRNA profiles (22, 23). We reanalyzed the Blenkiron et al.dataset (22) to determine which tumors contained the claudin-low gene expression pattern using the Prat claudin-low predictor(17). Using a supervised analysis, 17 miRNAs were identifiedthat were significantly differentially expressed between claudin-low tumors vs. the other BCs (Dataset S2). This included sevenof the miRNAs that we had observed, including miR-200a, 200b,200c, 149, 182, 183, and 203. These results indicate that in ad-dition to mRNA gene expression changes, mouse and humanclaudin-low tumors share common miRNA expression patterns.

p53 Null Tumor Subtypes Display Distinct Copy Number Alterations.Presumably stochastic genetic alterations selected during neo-plastic progression collaborate with the loss of p53. It is also likelythat different genetic events can cause tumors to show a givenphenotype, or only sensitize one particular cell type to malignanttransformation; thus, specific copy number and/or mutations maybe highly enriched within a specific tumor subtype, as shown forhuman breast tumors (24). To investigate this on the genomiclevel, we performed aCGH on 44 p53 null tumors using Agilent244,000 feature DNA microarrays to determine whether therewere subtype-specific copy number alterations (CNAs) (Fig. 3). Incomparison with many mouse models (25, 26) the p53 nullmammary tumors contained a fair amount of genomic instability.Interestingly, all five tumor subtypes contain distinct CNAs, whichare listed by subtype in Dataset S3. In the p53 null basal-liketumors (both Basal 1 and Basal 2 considered together), there wasloss of the distal half of chromosome 8, including INPP4B, whichhas now been shown to be selectively lost in human basal-like/triple-negative tumors [4q31.22–q35.2(12)] (27, 28). p53 null lu-minal tumors showed loss of chromosome 4 and gain of chro-mosome 7. The p53 null unique subtype showed very few subtype-specific events; however, when converted to human genomiccoordinates, these events identify amplification of human chro-mosome 17q12–q21.2(2), which is a common amplicon that isdistal to the HER2 amplicon. Interestingly, one of these murinetumors (2304L) that clusters in the p53 null unique subtype, butthat is not contained within the SigClust defined group (Fig. 1B),showed high Her2 mRNA and protein expression and was am-plified for Her2 on mouse chromosome 11 (Fig. S4); thus, the p53null model is even able to generate HER2-amplified tumors, al-beit at a low frequency.The copy number landscape of human claudin-low tumors is not

known, but the p53 null claudin-low tumors showed numeroussubtype-enrichedCNAs. These changes included the near-completeloss of mouse chromosome 1 and frequent but smaller losses on 7,

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Fig. 2. p53 null claudin-low tumors have features of EMT. These tumors (A)express core EMT signature, EMT markers, and (B) showed marked down-regulation of miRNAs involved in negative regulation of stemness and EMT.Three technical replicates were averaged for each. 200a (P < 0.0001), 200b(P = 0.0002), 200c (P < 0.0001), 141 (P = 0.0005), 429 (P < 0.0001), 205 (P = 0.004),182 (P = 0.004), 96 (P = 0.005), 183 (P < 0.0001), 203 (P = 0.04).

2780 | www.pnas.org/cgi/doi/10.1073/pnas.1018862108 Herschkowitz et al.

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12, and 14. There were also specific gains on 3, 8, and 13. Many ofthese map to common regions of copy number changes in hu-man BC; however, additional studies will be required to define thedriving mutations/changes present in each region. Nonetheless,these claudin-low subtype-specific copy number changes do sug-gest the possible existence of driver mutations/changes.The work of Bergamaschi et al. (24) identified numerous CNAs

associated with some of the intrinsic subtypes. We, therefore,converted our mouse CNAs into human equivalent chromosomelocations and determined that a number of significantly alteredregions were in common between p53 null mouse tumors andhuman breast tumors (Dataset S4). Of note were the loss of tworegions that occurred in both mouse and human basal-liketumors, human 4q31.22–q35.2(12) that contains INPP4B, andhuman 14q22.1–q23.1(4); the somatic loss of these two regionsacross species suggests that each contains a tumor suppressor(s)gene and that the loss of these genes may sensitize cells to be-come the basal-like subtype, similar to germline inactivation ofBRCA1 (29).

p53 Null Claudin-Low Tumors Are Enriched for Tumor-Initiating Cells.Similar to their utility in the isolation of mouse mammary stemcells (30), CD29 and CD24 have been used as markers that enrich

for TICs in the p53 null tumor model, with the CD29+/CD24+fraction showing the TIC capabilities (12). Furthermore, an EMTprogram has been shown to correlate with stem-like properties,and the loss of miR-200 expression as well as a “claudin-low”signature has been suggested to characterize both normal andcancer stem cells (20). By FACS analysis, in the p53 null claudin-low tumors tested, the percentage of double-positive cells was 70–85%, as compared with a maximum of 14% in the other p53 nulltumors analyzed (Fig. 4 A and B) Interestingly, some luminaltumors exhibit very low levels of double-positive cells. This wassuggestive, therefore, that there might be a high percentage ofTICs in the claudin-low tumors.To test this hypothesis, two different claudin-low p53 null

tumors were FACS sorted for all four possible populations usingCD29 and CD24, and limiting dilution transplantation was per-formed (Tables 1 and 2). The tumor-initiating frequency wassimilar between the CD29+/CD24+ and CD29+/CD24− frac-tions, and these two populations were highly enriched for TICscompared with the other two fractions. In addition, by trans-planting FACS-sorted lineage-negative cells in limiting dilution,we determined that the tumor repopulating ability of theseclaudin-low phenotype tumors was >38 times greater than that oftwo other p53 null adenocarcinomas (T1 and T7) performedusing the same methods (Fig. 4C) (31). Thus, these data indicatethat an expanded population of TICs exists within these murineclaudin-low tumors.

DiscussionGEMM have provided a rich resource for the study of differentcancers; however, many individual models show significant mo-lecular and histological heterogeneity (13). This heterogeneitycomplicates studies becausemultiple disease types may actually bepresent within a given model. One way to address this heteroge-neity is to genomically characterize each tumor, then group tumorstogether according to important features and, most importantly,perform functional studies. The p53 null mammary transplantmodel is one such heterogeneous model, and we have taken ad-vantage of this feature and identified transplantable lines thatrepresent at least three human breast tumor subtypes. In addition,because all these tumors develop subsequent to the same initialloss of p53, the question is whether this heterogeneity is due todifferent collaborating oncogenes/tumor suppressors and/or dif-ferent cells of origins. The cell type of origin in cancer is a highlydebated topic (reviewed recently in ref. 32). Although specificgenetic lesions clearly play a major role in determining the tumorphenotype, growing evidence indicates that cancers of differentsubtypes within an organ system may also reflect distinct cells oforigin. However, it is not apparent whether a given oncogenic le-sion actually dictates the cell of origin or, conversely, whether thecell of origin determines which oncogenic lesions can occur. Bothof these possibilitiesmost likely exist. There is evidence that tumorsgenerated using the same oncogene targeted to different cell lin-eages can be phenotypically distinct (33). Recent studies haveshown that BRCA1 mutant and basal-like human tumors areenriched in gene expression profiles and surfacemarkers of luminalprogenitors (34). Similarly, inactivation of BRCA1 (and p53) in theluminal or basal cell population of the mouse mammary glandshowed that only the luminal cells gave rise to tumors histologicallyresembling those of BRCA1 mutation carriers (35). These results,however, fall short of actually proving that these tumor typesoriginated in these cell types. Mouse models, like the heteroge-neous one presented here, can provide an invaluable tool withwhich to decipher the cell of origin when genetics is combined withprecise lineage tracing. At present we cannot definitively answerthe cell-of-origin question because the necessary reagents are notyet available to perform the lineage tracing experiments, as hasbeen done recently using mouse models of intestinal cancer (36).However, our experiments do provide several important insights:first, tumors of the basal-like, luminal, and claudin-low phenotypesclearly arise, although at different frequencies and with a pre-dilection for basal-like; in particular, the Basal 1 group seems to

All p53 Null

Basal1

Basal2

Luminal

Claudin-low

p53 null

Fig. 3. Tumor genomic DNA copy number landscape plots formouse p53 nulltumor classes. At top is the overall pattern for all 34 tumors considered to-gether, and then below are the landscape plots for each of thefive expression-definedsubtypes. Gray shading indicates theoverall frequencyof aberrationsseen in that subtype, and theblack shading indicates thegroup-specific CNA (Pvalue threshold 0.05).

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most faithfully recapitulate human basal-like tumors, in that itshows high expression of basal gene expression features, of theproliferation signature, and of p16 (a hallmark of RB1 loss), all ofwhich are features of human basal-like tumors (15). Second, theluminal tumors that do arise are largely ERnegative (as are the vastmajority of murine tumors from other GEMMs) and thus funda-mentally more similar to a luminal B than the ER-positive luminalA human subtype.Interestingly, claudin-low p53 null tumors were also seen, al-

though at the lowest frequency (five total). As was shown forhuman claudin-low tumors and cell lines, these murine tumorslack tight junction proteins, including claudin 3 and E-cadherin,and show expression features of mesenchymal cells, normalmammary stem cells, and TIC. In addition to previously definedsubtypes, we also identified a phenotype unique to this model andnoted that nearly 20% of the tumors were scattered throughoutthe cluster, indicating even greater heterogeneity within thismodel. For example, tumor 2304L showed clear amplification and

high expression of HER2, thus even somatically HER2 amplifiedtumors occur within this model.The presence of specific CNAs in different subtypes of tumors

arising in the p53 null model suggests that different gains andlosses are important for tumor progression subsequent to p53loss, and these are possibly occurring within different cell types.In the p53 null basal-like tumors, there was specific loss of thedistal half of chromosome 8, which is in conserved synteny withhuman chromosome 4. Recently, loss of this region has been seenspecifically with human basal-like/triple-negative BCs, and it isthought that the target of this loss is INPP4B. This gene is selec-tively low in human and murine basal-like tumors, thus suggestingthat this approach of finding common regions of loss/gains acrossspecies can identify putative important tumor and/or subtypecausative events. Interestingly, p53 null luminal tumors showedloss of chromosome 4. Chromosome 4 deletions and loss of het-erozygosity have been reported in other luminal mouse models,includingMMTV-Neu,MMTV-Myc, andMMTV-Ras (26, 37–39).Presumably there exist multiple luminal-specific tumor suppressorgenes on chromosome 4. Although other subtypes showed gain ofchromosome 1, p53 null claudin-low tumors showed large regions ofloss on chromosome 1, which again hints at their uniqueness.Several lines of evidence have suggested that claudin-low

tumors are enriched in functional TICs, predominantly comingfrom expression analyses (Fig. 2A and Fig. S2). However, becauseof their rarity and limitations in procurement of primary humanclaudin-low tumors, this hypothesis has not been tested function-ally using human clinical samples. We have, however, hereinidentified a counterpart of human claudin-low tumors in themouse. Accordingly, we have taken advantage of thismousemodelto test by limiting dilution, the gold standard functional stem cellassay, whether these tumors are enriched in TICs compared withother tumors arising in the same model. With the p53 null modelwe also have the advantage of being able to transplant thesetumors into syngeneic mice with an appropriate microenviron-ment complete with normal immune function.We showed that theclaudin-low murine tumors were significantly more enriched forsurface markers of TICs as well as functional TICs compared withother p53 null tumors. Recent studies have shown that minoritysubsets of tumors from MMTV-Myc and MMTV-MET tumorscluster with our claudin-lowmouse tumors (40, 41). It has not beendetermined whether they too are enriched in functional TICs.However, the MMTV-Myc EMT-like/claudin-low tumors werereported to show an increase in metastasis.The murine claudin-low tumors show large percentages of

CD29+/CD24+ cells, MaSC-like mRNA, and miRNA expressionprofiles, as well as expression of other markers of MaSCs (e.g.,high s-SHIP expression) (42). Therefore, it is conceivable thatthese tumors might have arisen from the MaSC population. Al-ternatively, they may have resulted from dedifferentiation of aprogenitor or even a more differentiated cell. Lineage tracingexperiments will be required to definitively resolve this issue.To effectively target cancer stem cells or TICs, one pressing need

is a genetically defined and renewable preclinical model to identifyand test new stem cell targeted therapies. To address this need, wenow have identified a mouse model that develops claudin-lowtumors, in which the bulk of the tumors cells seem to be TICs. Thisis an example of a spontaneously occurring breast tumor with a highproportion of TICs. Thus, we now have appropriate and validatedmodels for the investigation of important signaling pathways and

42D

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A

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Fig. 4. p53 null claudin-low tumors express markers of stem cells and areenriched for tumor-initiating ability. (A) Claudin-low tumors have highpercentages of double-positive (CD29+/CD24+) cells compared with (B) otherp53 null tumors. (C) Limiting dilution transplantation of claudin-low vs.adenocarcinoma cells. Sample sizes are implied by the sizes of the circles(area is proportional to sample size).

Table 1. Limiting dilution transplantation of adenocarcinomas(T1 and T7)

Cells injected 5,000 1,500 1,000 100 50 25 10

Lin−CD29HCD24H 4/4 2/2 12/12 12/12 4/12 3/12Lin−CD29HCD24L 2/4 4/6 4/12 2/12 0/8 0/6Lin−CD29LCD24H 4/5 2/8 2/7 0/8 0/6 0/2 0/6Lin−CD29LCD24L 2/6 2/8 0/7 0/8 0/6 0/2 0/6Lin− 2/3 6/10 4/9 2/12 1/10 0/4

Data from Zhang et al. (31).

Table 2. Limiting dilution transplantation of claudin-low tumors(T11 and 2247R)

Cells injected 500 250 100 50 10

Lin−CD29HCD24H 2/2 2/2 5/6 5/6 3/6Lin−CD29HCD24L 1/2 2/2 5/6 5/6 3/4Lin−CD29LCD24H 2/2 2/4 0/4 2/6 0/2Lin−CD29LCD24L 0/2 3/4 2/4 2/6 0/2Lin− 2/2 1/2 8/8 5/8 2/12

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therapeutics. Because of their transplantability into syngeneic hosts,this panel of tumors provides a valuable resource for preclinicaltesting of novel therapeutics. These tumors should serve as excellentmodels for both the general study of BC stem cells and preclinicalmodels for testing stem cell targeted agents, enabling translationinto the clinic. Finally, the finding that claudin-low tumors have anenrichment of functional TICs challenges the popular paradigmthat TICs always need be a rare subpopulation (43).

Materials and MethodsMice. All animal protocols were reviewed and approved by the AnimalProtocol Review Committee at Baylor College of Medicine and University ofNorth Carolina, Chapel Hill.

Preparation of Single Cells. Tumors were processed and digested into singlecells as previously described (12). The cells were resuspended in HBSS (Invi-trogen) containing 2% FBS and 10 mM Hepes buffer (Invitrogen) beforelabeling with antibodies.

Flow Cytometry. Cells were labeled with antibodies (Dataset S5) at a concen-tration of 10 × 106 cells/mL under optimized conditions and were subjected toFACSanalysis and sortingonanARIA II sorter (BDBiosciences).Dataanalysiswasperformed using FlowJo (v9.1).

Transplantation. Clearance of mammary epithelial cells and transplantationprocedures were performed as previously described (44). After FACS, thedesignated number of cells were washed oncewith PBS and transplanted intothe cleared fat pads of 21-d-old female BALB/c mice (Harlan).

Microarray Analysis. Total RNA was collected from 45 murine tumors andpurified using the Qiagen RNeasy Mini Kit using ≈25 mg tissue. Two micro-grams of total RNA was reverse transcribed, amplified, and labeled with Cy5using a Low RNA Input Amplification kit (Agilent). The common referenceRNA (45) was reverse transcribed, amplified, and labeled with Cy3. They werethen cohybridized overnight to Agilent Mouse Oligo 4x44K Microarrays. Fi-nally, they were washed and scanned on an Agilent scanner (G2505B) anduploaded into the database, where a Lowess normalization is automaticallyperformed. The genes for all analyses were filtered by requiring the Lowessnormalized intensity values in both channels to be >10. The log2 ratio of Cy5/Cy3 was then reported for each gene. In the final dataset, only genes thatreported values in 70% or more of the samples were included.

ACKNOWLEDGMENTS. We thank the Cytometry and Cell Sorting CoreFacility at Baylor College of Medicine for flow cytometry assistance. Thiswork was supported by National Cancer Institute (NCI) Grant Multi-PIRO1CA148761 (to J.M.R and C.M.P), NCI work contract N01-CN43308 (toC.M.P), the Breast Research Foundation (C.M.P), and Komen PostdoctoralFellowship PDF0707744 (to J.I.H).

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