Compliance Agility forFinancial Services

Compliance Agility forFinancial Services

Compliance Agility forFinancial Services

Respond to Major Policy Shifts and Stay in Lock-Step ComplianceRespond to Major Policy Shifts and Stay in Lock-Step ComplianceRespond to Major Policy Shifts and Stay in Lock-Step Compliance

Uncertainty Reigns for Global Banking Industry

(BR)EXIT

Results of the U.S. election have led bankers tobelieve compliance mandates will continue to evolve.

In the U.K., the aftermath of Brexit is expected toalter dynamics around the banking industry.

Recent changes in the political landscape further fuel the complexity around compliance:

Have you enabled your compliance professionals with the technology toaccomplish their objectives in the current volatile environment?

In the Financial Services industry, most businessescontinue to be aligned by product silos rather thancustomer needs.

The net impact is a compounded level ofcomplexity when addressing compliance due to aproliferation of silos — data, stand-alone apps,one-off answers to the latest most critical fire-drill.

Foster Responsive, Holistic Compliance

Traditional technology choices fall short, especially when the only certainty is change.

Manage Compliance Holistically

Become more agile and transform risk into corestrength to deliver customer-centric products andcapabilities.

Implement a digital overlay to strengthengovernance architecture and stay ahead ofconflicting and overlapping regulations.

Proactively address effective risk data aggregationand risk reporting requirements.

Question

How can banks deploy technology that will integrate with key processes and enable compliance with current and future regulations,

especially when new directives may likely overlap and impact previous regulation?

Answer

With strategies that adopt low-code technology to create ‘digital overlays’ that can deliver immediate, positive business outcomes.

This allows you to quickly adapt and create value by delivering responses to business challenges in key processes without having to retool legacy systems.

Deploy a Digital Overlay

With a single, unified digital platform, proven security and a powerful and intuitive interface, you can address all challenges around compliance.

Increase speed to compliance.With low-code approach,you can quickly deploy applications to manage and control data gathering from multiple sources.

Integrate people, processes and data.The Appian Platform assembles data from all sources into a comprehensive view and can be modified without losing sight of the entire process.

The Appian Platform

PROCESSES

Achieve a comprehensive and integrated view.The Appian Platform enables managementof risk processes on one low-code flexible platform,allowing improved oversight, accountability fordecision making, and staff effectiveness inexecuting large scale data gathering programs.

Improve productivity and efficiency.The Appian Platform supports integration with multiple data sources, enables access to process optimization tools, and provides a full audit history of riskprocesses across multiple businesses andgeographies, all on one digital platform.

Focus Your Efforts

Focus your efforts to meet all compliance challenges.

With The Appian Platform, you can:

1. Manage basic cases and more complexscenarios within the same process.

2. Create comprehensive views across events, departments, products and regions.

3. Conduct ongoing screening with reasonablereview and escalation of exception cases.

Take Control

Take control of performance with a powerful yet easy-to-use platform for managing complex business processes.

Quickly build and deploy enterprise apps for:

Customer acquisition compliance

Customer on-boarding

Product management

Business operations

IT and FinTech

Prepare For The FuturePressure is mounting to deliver innovation in the Financial Services sector.

Alleviate the pressure with The Appian Platform and:

Facilitate collaboration

Streamline operations

Navigate change

Reduce costs

Achieve significant efficiency in work execution while leveraging your legacy IT investments.

WITH THE APPIAN PLATFORM, YOU CAN RESPOND TO MAJOR POLICY SHIFTS AND STAY IN LOCK-STEP COMPLIANCE.

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