complying with mbta

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What about the Migratory Bird Treaty Act and Wind Energy? David Plumpton, Ph.D., CWB Ecology & Environment Inc 130 Battery Street, 4 th Floor San Francisco, CA 94111 February 2, 2010

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Proven ways to enhance compliance with federal bird laws

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Page 1: Complying with MBTA

What about the Migratory Bird Treaty Act and Wind

Energy?

David Plumpton, Ph.D., CWBEcology & Environment Inc

130 Battery Street, 4th Floor

San Francisco, CA

94111

February 2, 2010

Page 2: Complying with MBTA

Who administers the MBTA?

The Migratory Bird Treaty Act is enforced by the U. S. Fish and Wildlife Service, whose charge it is to protect, restore, and manage migratory bird populations to:

• ensure long-term sustainability• socioeconomic benefits• improve hunting, bird watching    • increase awareness of migratory birds for their intrinsic, ecological, recreational and economic significance.

Page 3: Complying with MBTA

How does the USFWS get involved?

1) as a cooperating agency for NEPA review for projects on public land or that have some other federal nexus2) need to comment on federally-licensed activities for agencies with jurisdiction by law (MBTA, BGEPA, ESA)3) by virtue of Special Expertise.

…or, because you wisely consulted them informally to discuss your project

Page 4: Complying with MBTA

How do projects have MBTA conflicts?

• For most projects, MBTA concerns construction, not operation.

• Nesting by protected species is the chief

MBTA concern.

• Nests cannot be destroyed, and unintended

destruction is a violation.

• Most projects after construction pose less

direct threat to adult birds; nests are the main

avian risk to the typical non-wind project.

• Wind energy projects pose their greatest risk

to adult birds, and during operation.

Page 5: Complying with MBTA

MBTA at a glance

• The MBTA implements conventions with Canada (1916), Mexico (1936), Japan (1972), and Russia (1976).

• Authority lies with the DOI, which delegated enforcement authority to the USFWS.

• The MBTA protects nearly all U.S. migratory birds - 836 species - including 58 species that may also be legally hunted.

Page 6: Complying with MBTA

What about Wind Energy?

• Many provisions do not apply to wind energy. • The MBTA prohibits "take" of migratory birds or their

eggs, feathers, or nests: any attempt at hunting, pursuing, wounding, killing, possessing, or transporting any migratory bird, nest, egg, or part thereof, at any time, by any means, in any manner (16 U.S.C. 703).

• Convictions for unintentional take are misdemeanor offenses; penalties up to $15,000 and 6 months incarceration. Convictions for knowingly taking birds are felonies; fines up to $250,000 and up to 2 years imprisonment.

Page 7: Complying with MBTA

The less obvious stuff

• MBTA and habitat modification• Reasonably foreseeable, preventable• Unknowing, unintentional take • Wind turbines are not dangerous, or designed

to kill birds

Page 8: Complying with MBTA

MBTA Summary• DOI Authority delegated to the USFWS, which has sole

prosecutorial discretion.• Most actions resulting in a “taking” could be a violation.• “Take” is “…to pursue, hunt, shoot, wound, trap, capture, or collect,

or attempt to [see above actions]… any migratory bird, any part, nest, or eggs”... “at any time, by any means, in any manner”.

• No compliance mechanisms.• Imposes only criminal penalties.• Imposes Strict Liability; proof of intent is not required. • No provision to allow unauthorized or incidental take. • No absolution.• MOUs only with other federal agencies.

Page 9: Complying with MBTA

But, a little good news…

• No actions pursuant to MBTA or BGEPA have been brought against a wind energy project?

• No provision for citizen suit. Exception: the Administrative Procedures Act.

• No private cause for action.• Does not apply to federal agencies.• Prosecutorial “absolute discretion” rests with

the USFWS and DoJ.• No clear provision for habitat modification.

Page 10: Complying with MBTA

But other things kill a lot more birds!

Source Number of birds/year killed

Glass Windows 100-190 MILLION

House cats 100 million

Vehicles 50 – 100 million

Transmission lines Up to 174 million

Agriculture 67 million

Communication towers 4 – 10 million

Oil/Gas extraction 1 – 2 million

Wind turbines 33,000 (2.19 birds/turbine/year)

(Source: www.currykerlinger.com/windpower.htm)

(Source: Erickson et al., 2001)

Page 11: Complying with MBTA

The problem?

• NEPA doesn’t evaluate ‘relative risk’ • Intent to kill birds not established• Bird mortalities not reasonably foreseeable• Other sources not cognizable under the MBTA• Ignores cumulatively significant impacts from wind

energy mortalities• USFWS’s mandate is to reduce bird deaths from

sources within its control

Page 12: Complying with MBTA

From the USFWS:“The Office of Law Enforcement and the DOJ have used enforcement and prosecutorial discretion in the past for those who have made good faith efforts to avoid take of migratory birds.”

“Law Enforcement focuses on individuals and organizations that have engaged in take with disregard for their actions and the law, especially when conservation measures have been developed but are not properly implemented.”

What about the MBTA?Strategies for compliance

Page 13: Complying with MBTA

Strategies for compliance

1. Consult• Document efforts to comply with USFWS suggestions or Best

Practices• Make good faith efforts to avoid take of migratory birds• Secure a ‘Bird Letter’2. Foster relationships of cooperation and goal-sharing• Establish mutual goal of minimizing project impacts by every

feasible means3. Site facilities based on good study• Select project sites based on reliable studies• Site turbines and facilities within project sites based on sound

design• Conduct rigorous pre-construction studies• Share lessons learned - make information available

Page 14: Complying with MBTA

Strategies for compliance

4. Conduct rigorous post-construction mortality studies• what IF you find mortalities during post-construction studies?• Share lessons learned - make information available5. Adopt industry standards for mitigation and compliance• Enter into an Avian Protection Plan• Implement mortality reduction measures, especially when

suggested by USFWS• Enter staff into training provided by USFWS, APLIC6. Don’t ignore reasonably-foreseeable mortalities, or readily

available, easily implemented precautions7. Follow case law

Page 15: Complying with MBTA

Summary• The future remains uncertain, and it, along with

litigation probability, is almost certain to change. • The USFWS could enter MOUs with private

operators; modify the act to add civil liabilities; or create a provision allowing incidental take, but has no ability to do so currently.

• Operate to lessen, but not eliminate, probability of MBTA prosecution.

• Prosecution likelihood increases for certain actions, in proportion to how flagrant the violation.

Page 16: Complying with MBTA

Thank you!Dave Plumpton(415) 981-2811

[email protected]

Photo©2009 Bruce MacGregor

Page 17: Complying with MBTA

MBTA Case Law

• 2009 Exxon-Mobil. Oil drilling and production mortalities in 5 states. (http://www.usdoj.gov/opa/pr/2009/August/09-enrd-795.html)

• 2009 PacifiCorp Electric. Over $10.5MM in fines, including criminal fine, restitution, and repairing facilities. (Lilley and Firestone, 2008)

• 2004 Center for Biological Diversity, Inc. v. FPL Group, Inc., (166 Cal. App. 4th 1349, 2008).

• 1999 Moon Lake Electrical Association. Established the MBTA prohibition of incidental take. (Lilley and Firestone, 2008)

• Presidential Order 13,186. Clarified the definition of take to include intentional and unintentional.

Page 18: Complying with MBTA

Recent Milestones

• 1989: APLIC USFWS/National Audubon Society• May 2002: Secretary of Interior issues Renewable Energy on

Public Land Initiative• 2002: Wind Turbine Siting Group• 2002: USFWS established its Wind Turbine Siting Working

Group• 2003: USFWS Published Interim Guidelines to Avoid and

Minimize Wildlife Impacts from Wind Turbines• 2008 DOI Wind Turbine Guidelines Advisory Committee white

paper• August 19, 2009 USFWS Wind Turbine Guidelines Advisory

Committee Synthesis Workgroup Background and Explanation of Draft v.4

Page 19: Complying with MBTA

Additional ResourcesU.S. Fish and Wildlife Service• www.fws.govUSFWS Wind Turbine Siting Advisory Committee• http://www.fws.gov/habitatconservation/windpower/

wind_turbine_advisory_committee.htmlAPLIC: Avian Power Line Interaction Committee

www.aplic.orgSuggested Practices for Avian Protection on Power Lines: the

State of the Art in 2006• http://www.aplic.org/SuggestedPractices2006(LR-2watermark).p

df• B. J. Sovacool, 2009. Energy Policy 37:2241-2248• M.B. Lilley and J. Firestone. 2008.