cong hoa xahqi cau nghla vilj:t nam - pnj.com.vn · *: muc nay chi dann cho truong h9"pchua...

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CONG HOA XA HQI cau NGHlA VIlj:T NAM DQc I~p - T\f do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAAI Independence - Freedom - Happiness Ngay .~. thong 11 ndm 2018 BAo cAo KET QUA GIAO D1CH co PillEU/CHUNG CHi QuY CUA NGU61 01 BO CUA CO G TY D~I ClfONG, GUOI NOI BO CUA QuY D~ ClfONG vA NGU61 co LIEN QUAN CUA NGUCH 01 BO REPORT ON RESULTS OF TRANSACTION IN SIl:4RESIFUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh gtri: - Uy ban Chung khoan Nha mroc - So' Giao dich chirng khoan - Cong ty C6 phfrn Vang bac da quy Phu Nhuan To: - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v€ ca nhiinlt6 chirc thuc hien giao dich/ Information on individual/ organization: - H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: PRAM THT MY JIANH - Quoc tich/ Nationality: Viet Nam - S6 CMND, H9 chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chirng nhan dang ky doanh nghiep, Gi~y phep hoat d9ng hoac gi~y to phap 1y tuong dirong (d6i voi t6 chirc), ngay cap, nai dp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 h9 chieu/ Passport number: Ngay dp/ Date of issue: Nai c~p/ Place of issue: [ - Dia chi lien h~/Dia chi tru so chinh/ Address: - Di~n thoai/ Telephone: - Chtrc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (n6u co) hoac moi quan h~ voi cong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Thanh vien HQi d6ng quan tr] - Chirc vu tai cong ty dai chung, cong ty quan Iy quy tai ngay dang ky giao dich (neu co)/ Posittion in the public company, the fund management company at registration date (if any): ........................ va ngay khong con la nguoi n9i b9 hoac nguoi co lien quan cua nguoi n9i b9 cua cong ty dai chung, cong ty quan 1y quy: (neu r5 Iy do) */ and date on which is no longer internal person or related person of internal person of the public company, the fund management company: . *: Muc nay chi dann cho truong h9"Pchua hit thai han dang IcY giao dich, a6i tuang dang kY khong con la nguoi noi b9 hoac nguoi c6 lien quan cua nguoi noi bo cua cong ty dai chung, cong ty quan If' quy/ This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, thefund management company. 2. Thong tin v€ nguoi n9i b9 cua cong ty dai chung/quy dai chung la ngiroi co lien quan cua ca

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Page 1: CONG HOA XAHQI cau NGHlA VIlj:T NAM - pnj.com.vn · *: Muc nay chi dann cho truong h9"Pchua hit thai han dang IcYgiao dich, a6i tuang dang kY khong con la nguoi noi b9 hoac nguoi

CONG HOA XA HQI cau NGHlA VIlj:T NAMDQc I~p - T\f do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAAIIndependence - Freedom - Happiness

Ngay .~. thong 11 ndm 2018

BAo cAo KET QUA GIAO D1CH co PillEU/CHUNG CHi QuY CUA NGU61 01BO CUA CO G TY D~I ClfONG, GUOI NOI BO CUA QuY D~ ClfONG vA

NGU61 co LIEN QUAN CUA NGUCH 01BOREPORT ON RESULTS OF TRANSACTION IN SIl:4RESIFUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON

Kinh gtri: - Uy ban Chung khoan Nha mroc- So' Giao dich chirng khoan- Cong ty C6 phfrn Vang bac da quy Phu Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nhiinlt6 chirc thuc hien giao dich/ Information on individual/ organization:

- H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: PRAM THT MY JIANH

- Quoc tich/ Nationality: Viet Nam

- S6 CMND, H9 chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chirng nhan dang ky doanhnghiep, Gi~y phep hoat d9ng hoac gi~y to phap 1ytuong dirong (d6i voi t6 chirc), ngay cap, naidp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 h9 chieu/ Passport number:Ngay dp/ Date of issue: Nai c~p/ Place of issue: [

- Dia chi lien h~/Dia chi tru so chinh/ Address:

- Di~n thoai/ Telephone:

- Chtrc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (n6u co) hoac moi quan h~ voicong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Thanh vien HQi d6ng quan tr]

- Chirc vu tai cong ty dai chung, cong ty quan Iy quy tai ngay dang ky giao dich (neu co)/Posittion in the public company, the fund management company at registration date (if any):........................ va ngay khong con la nguoi n9i b9 hoac nguoi co lien quan cua nguoi n9i b9cua cong ty dai chung, cong ty quan 1y quy: (neu r5 Iy do) */ and date onwhich is no longer internal person or related person of internal person of the public company,the fund management company: .

*: Muc nay chi dann cho truong h9"Pchua hit thai han dang IcYgiao dich, a6i tuang dang kYkhong con la nguoi noi b9 hoac nguoi c6 lien quan cua nguoi noi bo cua cong ty dai chung,cong ty quan If' quy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.

2. Thong tin v€ nguoi n9i b9 cua cong ty dai chung/quy dai chung la ngiroi co lien quan cua ca

Page 2: CONG HOA XAHQI cau NGHlA VIlj:T NAM - pnj.com.vn · *: Muc nay chi dann cho truong h9"Pchua hit thai han dang IcYgiao dich, a6i tuang dang kY khong con la nguoi noi b9 hoac nguoi

nhan/t6 chirc thuc hien giao djch (d6i voi truong hop ngutri thuc hien giao dich la nguoi co lienquan cua nguoi n9i b9 cua cong ty dai chUng/quy dai chungj! Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- H9 va ten nguoi n<)ib<)/Name of internal person:

- QU6c tich/ Nationality:

- S6 CMND, H<)chieu, The din cu6'c/ID card/Passport No.:

- Dja chi thuong tru/ Permanent address:

- Di~n thoai lien h~/ Address: Fax: Email:

- Chirc VI) tai cong ty dai chung, cong ty quan 19quy tai ngay ca nhan/t6 chirc neu tai muc 1 dangk9 giao djch/ Posittion in the public company, the fund management company at date on whichindividual/organization referred to in paragraph 1 to register the transaction:

- Clnrc vu hien nay tai cong ty dai chung, cong ty quan 19 quy! Currently posittion in the publiccompany, the fund management company:

- M6i quan M gina ca nhan/t6 clurc thirc hien giao dich voi nguoi n<)i b<)/ Relationship ofindividual/organization executing transaction with internal person:

- S6 luong, ty I~ c6 phieu/clurng chi quy ma nguoi n<)i b<) dang nam gitr (neu c6)/ Number,ownership proportion of shares held by the internal (if any):

3. Ma chirng khoan giao dich/ Securities code: PNJ

4. Cac tai khoan giao djch c6 c6 phieu/chirng chi quy neu tai muc 3/ Trading account numberwith sharesljund certificates mentioned above: tai cong ty chirng khoan/ Insecurities company:

5. S6 IUQng, ty' I~ c6 phieu/chung chi quy nam giG- truce khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates held before transaction: 811,928 c6 ph~n

6. S6 IUQ"ngc6 phieu/chirng chi quy dang k9 mua/ban/cho/duoc cho/tang/duoc tang/thuak€/chuy~n nhirong/nhan chuyen nhuong/ Number of sharesljund certificates registered topurchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred: 157,000 c6ph~n

7. S6 luong c6 phieu/chimg chi quy da giao dich (mua/ban/cho/duoc cho/tang/duoc tang/thuak€/chuy~n nhuong/nhan chuyen nhuong/hoan d6i) * */ Number of sharesljund certificates traded(purchase! sale/ give! be given/ donate/ be donated /inherit/ transfer/ transferred/swap): 157,000c6 ph~n

8. S6 IUQ'ng, ty I~ c6 phieu/chung chi quy nam giu- sau khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates held after executing transaction: 968,928 c6ph~n

9. Phuo-ng thirc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

10. Thoi gian thirc hien giao dich/ Transaction period: ~ !IJ??~~ .

** (Trang tnrong hop kh6ng thuc hien h~ts6 hrong dang ky, nguoi n(>ib(>/nguoi c6lien quan phai giai trinh nguyen nhiin.)/*(In case offailing to execute fuf!registered number, the internal person!related person of internal person shallneed to explain the reasons.)

NGUOl BAp cAoNAME OF REPORTING PERSON

/ I

PH~M THJ MY H~NH