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Contagious yawning in gelada baboons as a possible expression of empathy E. Palagi a,1 , A. Leone a,b , G. Mancini a,b , and P. F. Ferrari b,c a Centro Interdipartimentale Museo di Storia Naturale e del Territorio, Universita ` di Pisa, 56011 Pisa, Italy; and Dipartimento di b Biologia Evolutiva e Funzionale and c Neuroscienze, Universita ` di Parma, 43100 Parma, Italy Communicated by Frans B. M. de Waal, Emory University, Atlanta, GA, September 29, 2009 (received for review May 9, 2009) Yawn contagion in humans has been proposed to be related to our capacity for empathy. It is presently unclear whether this capacity is uniquely human or shared with other primates, especially mon- keys. Here, we show that in gelada baboons (Theropithecus gelada) yawning is contagious between individuals, especially those that are socially close, i.e., the contagiousness of yawning correlated with the level of grooming contact between individuals. This correlation persisted after controlling for the effect of spatial association. Thus, emotional proximity rather than spatial proxim- ity best predicts yawn contagion. Adult females showed precise matching of different yawning types, which suggests a mirroring mechanism that activates shared representations. The present study also suggests that females have an enhanced sensitivity and emotional tuning toward companions. These findings are consis- tent with the view that contagious yawning reveals an emotional connection between individuals. This phenomenon, here demon- strated in monkeys, could be a building block for full-blown empathy. emotional contagion matching behavior mirror neurons social bonding Theropithecus gelada Y awning is a common phenomenon in vertebrates, and in primates it is present since birth (1). From an ethological point of view, yawning is one of the best examples of a fixed action pattern. Once started, a yawn is unstoppable and uncon- tainable. Motor patterns of yawning are stereotyped and occur in essentially the same form in different contexts, from resting to social interactions (2, 3). Yawning may also be a stress indicator and a sign of neurological pathologies (4). From a physiological perspective, it has been proposed that yawning maintains mental efficiency by regulating brain temperature through a cooling mechanism (5, 6). There are several theories about the possible function of yawning (7, 8). Communication theories propose yawning as a way animals synchronize group behaviors during rest–activity cycles or communicate drowsiness or stress. Arousal theories propose, instead, that yawning should help subjects maintain their attention levels and that it may have evolved to promote maintenance of vigilance and/or shared alertness (2, 9). In humans yawning is demonstrably contagious as it is easily triggered by seeing, hearing, reading, or simply thinking about another individual yawning (3, 10). More than 50% of human subjects yawned within a few minutes after having watched a video of a yawning person (10). The power of contagious yawning is suggested by interspecific effects (11), even though this phenomenon is still under debate (12). In chimpanzees (Pan troglodytes), yawning can be induced by observing a video of a conspecific yawn (13), even though in that study the contagious response was limited to a few of the tested individuals. Recently, however, Campbell et al. (14) demon- strated at the population level that chimpanzees show contagious yawning in response to 3D-animated chimpanzee yawns, thus confirming the results obtained in previous studies. In macaques (Macaca spp.), yawning responses elicited by the video of unfamiliar monkeys yawning were accompanied by self- scratching, perhaps indicative of increased anxiety (15). Al- though those are the first attempts to investigate the phenom- enon of contagious yawning in nonhuman primates, the evidence remains meager, at least in monkeys, and more data are needed to better understand the natural or naturalistic conditions under which yawning can be elicited and the possible social functions of yawn contagion. The infectiousness of yawning and the difficulty to suppress it when we observe someone else yawning are clear signs of a connection present between two or more individuals and suggest that this phenomenon might involve not only purely motor aspects of the behavior but also more subtle emotional channels. These observations have led some researchers to hypothesize a link between contagious yawning and empathy (16–19). In humans, it has been reported that subjects showing higher levels of contagion to yawn stimuli also score higher in questionnaires evaluating empathy and mental state attribution (18). Although debated, there is no consensus about the possibility that non- human primates are capable of empathizing with others. How- ever, there is a range of phenomena, from sensitivity to others’ distress to reassuring behaviors from both experimental and observational studies, which suggest some level of empathy in nonhuman primates (20–23). Moreover, in both humans and animals empathy is biased toward individuals who are more similar, familiar, or socially closer (24). It is assumed that shared representations are more easily activated the more two individ- uals have in common. Because empathy is biased toward such individuals, we expect that contagious yawning, if empathy- based, should be similarly biased. Although the hypothetical link between contagious yawning and empathy is appealing, it has never been empirically tested in any species, including humans. Here, we report that yawning is contagious in a nonhuman primate, the gelada baboon, and that this response seems unrelated to external stressful events. Moreover, our data dem- onstrate that yawn contagion is more common between individ- uals with higher levels of affiliation, thus suggesting that the roots of empathy could may be present in nonhuman primates. Results We recorded 3,229 yawns by means of all-occurrences sampling (403 h). Geladas performed three different yawning displays (see Fig. 1) with the following hourly frequencies: (i) covered teeth (CT), individual mean 0.120 0.022 SE; (ii) uncovered teeth (UT), individual mean 0.115 0.018 SE; and (iii) uncovered gums (UG), individual mean 0.219 0.144 SE. Males and females did not differ in their baseline levels of CT and UT (CT: Exact Mann–Whitney U 22, Nm 5, Nf 9, P 0.947; UT: exact Mann–Whitney U 21, Nm 5, Nf 9, P 0.841); however, sex difference was found for UG (males females: Author contributions: E.P. and P.F.F. designed research; A.L. and G.M. performed research; E.P., A.L., and G.M. analyzed data; and E.P. and P.F.F. wrote the paper. The authors declare no conflict of interest. 1 To whom correspondence should be addressed. E-mail: [email protected] . This article contains supporting information online at www.pnas.org/cgi/content/full/ 0910891106/DCSupplemental. 19262–19267 PNAS November 17, 2009 vol. 106 no. 46 www.pnas.orgcgidoi10.1073pnas.0910891106 Downloaded by guest on October 29, 2020

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Page 1: Contagious yawning in gelada baboons as a possible ... · Contagious yawning in gelada baboons as a possible expression of empathy E. Palagia,1, A. Leonea,b, G. Mancinia,b, and P

Contagious yawning in gelada baboons as a possibleexpression of empathyE. Palagia,1, A. Leonea,b, G. Mancinia,b, and P. F. Ferrarib,c

aCentro Interdipartimentale Museo di Storia Naturale e del Territorio, Universita di Pisa, 56011 Pisa, Italy; and Dipartimento di bBiologia Evolutiva eFunzionale and cNeuroscienze, Universita di Parma, 43100 Parma, Italy

Communicated by Frans B. M. de Waal, Emory University, Atlanta, GA, September 29, 2009 (received for review May 9, 2009)

Yawn contagion in humans has been proposed to be related to ourcapacity for empathy. It is presently unclear whether this capacityis uniquely human or shared with other primates, especially mon-keys. Here, we show that in gelada baboons (Theropithecusgelada) yawning is contagious between individuals, especiallythose that are socially close, i.e., the contagiousness of yawningcorrelated with the level of grooming contact between individuals.This correlation persisted after controlling for the effect of spatialassociation. Thus, emotional proximity rather than spatial proxim-ity best predicts yawn contagion. Adult females showed precisematching of different yawning types, which suggests a mirroringmechanism that activates shared representations. The presentstudy also suggests that females have an enhanced sensitivity andemotional tuning toward companions. These findings are consis-tent with the view that contagious yawning reveals an emotionalconnection between individuals. This phenomenon, here demon-strated in monkeys, could be a building block for full-blownempathy.

emotional contagion � matching behavior � mirror neurons �social bonding � Theropithecus gelada

Yawning is a common phenomenon in vertebrates, and inprimates it is present since birth (1). From an ethological

point of view, yawning is one of the best examples of a fixedaction pattern. Once started, a yawn is unstoppable and uncon-tainable. Motor patterns of yawning are stereotyped and occurin essentially the same form in different contexts, from resting tosocial interactions (2, 3). Yawning may also be a stress indicatorand a sign of neurological pathologies (4). From a physiologicalperspective, it has been proposed that yawning maintains mentalefficiency by regulating brain temperature through a coolingmechanism (5, 6).

There are several theories about the possible function ofyawning (7, 8). Communication theories propose yawning as away animals synchronize group behaviors during rest–activitycycles or communicate drowsiness or stress. Arousal theoriespropose, instead, that yawning should help subjects maintaintheir attention levels and that it may have evolved to promotemaintenance of vigilance and/or shared alertness (2, 9).

In humans yawning is demonstrably contagious as it is easilytriggered by seeing, hearing, reading, or simply thinking aboutanother individual yawning (3, 10). More than 50% of humansubjects yawned within a few minutes after having watched avideo of a yawning person (10). The power of contagiousyawning is suggested by interspecific effects (11), even thoughthis phenomenon is still under debate (12).

In chimpanzees (Pan troglodytes), yawning can be induced byobserving a video of a conspecific yawn (13), even though in thatstudy the contagious response was limited to a few of the testedindividuals. Recently, however, Campbell et al. (14) demon-strated at the population level that chimpanzees show contagiousyawning in response to 3D-animated chimpanzee yawns, thusconfirming the results obtained in previous studies. In macaques(Macaca spp.), yawning responses elicited by the video ofunfamiliar monkeys yawning were accompanied by self-

scratching, perhaps indicative of increased anxiety (15). Al-though those are the first attempts to investigate the phenom-enon of contagious yawning in nonhuman primates, the evidenceremains meager, at least in monkeys, and more data are neededto better understand the natural or naturalistic conditions underwhich yawning can be elicited and the possible social functionsof yawn contagion.

The infectiousness of yawning and the difficulty to suppress itwhen we observe someone else yawning are clear signs of aconnection present between two or more individuals and suggestthat this phenomenon might involve not only purely motoraspects of the behavior but also more subtle emotional channels.These observations have led some researchers to hypothesize alink between contagious yawning and empathy (16–19). Inhumans, it has been reported that subjects showing higher levelsof contagion to yawn stimuli also score higher in questionnairesevaluating empathy and mental state attribution (18). Althoughdebated, there is no consensus about the possibility that non-human primates are capable of empathizing with others. How-ever, there is a range of phenomena, from sensitivity to others’distress to reassuring behaviors from both experimental andobservational studies, which suggest some level of empathy innonhuman primates (20–23). Moreover, in both humans andanimals empathy is biased toward individuals who are moresimilar, familiar, or socially closer (24). It is assumed that sharedrepresentations are more easily activated the more two individ-uals have in common. Because empathy is biased toward suchindividuals, we expect that contagious yawning, if empathy-based, should be similarly biased. Although the hypothetical linkbetween contagious yawning and empathy is appealing, it hasnever been empirically tested in any species, including humans.

Here, we report that yawning is contagious in a nonhumanprimate, the gelada baboon, and that this response seemsunrelated to external stressful events. Moreover, our data dem-onstrate that yawn contagion is more common between individ-uals with higher levels of affiliation, thus suggesting that theroots of empathy could may be present in nonhuman primates.

ResultsWe recorded 3,229 yawns by means of all-occurrences sampling(403 h). Geladas performed three different yawning displays (seeFig. 1) with the following hourly frequencies: (i) covered teeth(CT), individual mean 0.120 � 0.022 SE; (ii) uncovered teeth(UT), individual mean 0.115 � 0.018 SE; and (iii) uncoveredgums (UG), individual mean 0.219 � 0.144 SE. Males andfemales did not differ in their baseline levels of CT and UT (CT:Exact Mann–Whitney U � 22, Nm � 5, Nf � 9, P � 0.947; UT:exact Mann–Whitney U � 21, Nm � 5, Nf � 9, P � 0.841);however, sex difference was found for UG (males � females:

Author contributions: E.P. and P.F.F. designed research; A.L. and G.M. performed research;E.P., A.L., and G.M. analyzed data; and E.P. and P.F.F. wrote the paper.

The authors declare no conflict of interest.

1To whom correspondence should be addressed. E-mail: [email protected] .

This article contains supporting information online at www.pnas.org/cgi/content/full/0910891106/DCSupplemental.

19262–19267 � PNAS � November 17, 2009 � vol. 106 � no. 46 www.pnas.org�cgi�doi�10.1073�pnas.0910891106

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exact Mann–Whitney U � 6.5, Nmales � 5, Nfemales � 9, P �0.031).

The concurrent presence of three observers over the wholeperiod of observation permitted us to record the identity of eachgroup member that was in visual and/or auditory contact withthe yawner and, consequently, to assess which individuals verylikely were not able to perceive the presence of the yawn. Toevaluate the presence of contagion, we compared the experi-mental condition, defined as how often an individual X (re-ceiver) yawns after the first individual Y (stimulus) yawned, withthe baseline condition, defined as how often individual X yawnswhen individual Y is nearby (within �10 m) but does not yawn.If the receiver yawned within the time window of 5 min after theyawning of the stimulus individual, the receiver response wasconsidered as affected by the previous stimulus. Following theprocedure used in previous experiments on yawning contagionin nonhuman primates (13, 15), if an individual yawned outsidethe time window of 5 min after the previous yawning, theyawning event was not considered as affected by the previousstimulus and was included in the baseline condition.

In geladas, each kind of yawning display can be accompaniedby a loud precall and/or a long-distance vocalization (25). Toevaluate the effect of such acoustic components in yawningcontagion, we analyzed responses according to different sensorymodalities characterizing the stimulus: (i) visual and acoustic(V�A), and (ii) acoustic alone (A).

In adults and subadults we found that receivers’ yawningresponses were significantly more frequent when the stimulusindividual performed a yawn than when it engaged in any otherbehaviors except yawning (V�A: exact Wilcoxon’s T � 0, n �14, P � 0.0001; A: exact Wilcoxon’s T � 2, n � 14, P � 0.005)(Fig. 2). Contagion was also present when the analysis waslimited to females (V�A: exact Wilcoxon’s T � 0; n � 9; P �0.002; A: exact Wilcoxon’s T � 4, n � 9, P � 0.008). In contrast,no statistical difference was found for the immature subjects(exact Wilcoxon’s T � 13, n � 7, P � 0.547). For immatureanimals it was not possible to analyze separately the two sensorymodalities characterizing the stimulus because of the extremelylow frequency of response events.

We calculated the individual frequency of yawning contagionduring each min of observation (for 5 min after the yawn of thestimulus individual), and we found that contagion was morefrequent during the second min (exact Friedman test �r

2 �10.303, df � 4, n � 14, P � 0.029) (Fig. 3).

As far as the matching response is concerned (i.e., if thestimulus individual performed a CT yawn, the receiver re-sponded with a CT yawn), we included in the analysis only thosecontagion events based on visual cues. We found that when thestimulus was a female, the response matched the type of yawn(CT, UT, and UG) displayed by the stimulus individual (condi-tion UG: exact Friedman test �r

2 � 5.20, df � 2, n � 9, P � 0.123;condition UT: exact Friedman test �r

2 � 7.52, df � 2, n � 9, P �

0.021; condition CT: exact Friedman test �r2 � 4.07, df � 2, n �

9, P � 0.139) (Fig. 4A). The Dunnett test (posthoc test) revealeda trend for a matching response in the UT condition (UT-UT �UT-UG: Dunnett’s q � 1.83, 0.05 � P � 0.1). More interestingly,we obtained even more significant results when we restricted theanalysis to the response displayed by females only. In this casethe matching response was present for CT and UT (conditionUG: exact Friedman test �r

2 � 0.00, df � 2, n � 9, P � 1.00;

Fig. 1. Three different yawning displays performed by geladas. (A) A CT yawning. (B) An UT-yawning. (C) An UG-yawning.

A

B

Fig. 2. Frequency of yawning. (A) Frequency of yawning performed in thepresence and absence of the visual stimulus is shown. We considered onlynonvocalized yawning as stimulus; however, we cannot exclude the influenceof audible respiratory movements. (B) Frequency of yawning performed in thepresence and absence of the acoustic stimulus (vocalized yawning) is shown.In this case the receiver was not able to see the first yawner so the visual cuecan be excluded.

Palagi et al. PNAS � November 17, 2009 � vol. 106 � no. 46 � 19263

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condition UT: exact Friedman test �r2 � 14.00, df � 2, n � 9, P �

0.0001; condition CT: exact Friedman test �r2 � 10.67, df � 2, n �

9, P � 0.0017). For the CT and UT conditions the Dunnett test(posthoc test) gave the following results: condition CT (CT-CTvs. CT-UT: Dunnett’s q � 2.6, P � 0.01; CT-CT vs. CT-UG:Dunnett’s q � 1.96, P � 0.05) and condition UT (UT-UT vs.UT-CT: Dunnett’s q � 3.52, P � 0.01; UT-UT vs. UT-UG:Dunnett’s q � 2.84, P � 0.01).

On the contrary, we did not find any statistical evidence for amatching response when the stimulus was a male (condition UG:exact Friedman test �r

2 � 1.33, df � 2, n � 9, P � 0.60; condition

UT: exact Friedman test �r2 � 1.63, df � 2, n � 9, P � 0.58;

condition CT: exact Friedman test �r2 � 1.73, df � 2, n � 9, P �

0.53) (Fig. 4B), even when we restricted the analysis to theresponse displayed by males only (condition UG: exact Friedmantest �r

2 � 3.18, df � 2, n � 9, P � 0.20; condition UT: exactFriedman test �r

2 � 2.60, df � 2, n � 9, P � 0.44; condition CT:exact Friedman test �r

2 � 0.20, df � 2, n � 9, P � 1.00).To calculate the level of reciprocal contagion for each dyad we

divided the number of XY contagion events plus number of YXcontagion event per the number of opportunities in which Yperceived X’s yawns plus number of opportunities in which Xperceived Y’s yawns.

Last, we found a positive correlation between hourly groomingfrequency and yawning contagion based on visual contact, sothat we were confident that the receiver was aware of thestimulus’ identity [row-wise permutation test Kr � 57, Taurw �0.18, n � 10 individuals (45 dyads), P � 0.02] (Fig. 5). Howeverno correlation was found between yawning contagion and in-terindividual spatial association (proximity plus contact sittingfrequency) [row-wise permutation test Kr � �1, Taurw ��0.0033, n � 10 individuals (45 dyads), P � 0.50]. This analysiswas performed on the unit A (n � 10) because there was not anygrooming exchange between the individuals of the two units. Wedid not perform the same analysis on the unit B because of thelow sample size (n � 4) and the absence of grooming interactionsin two dyads. In other words, the more two individuals groomedeach other, the more they responded with a yawn to the other’syawn. One could argue that individuals groom each other morewhen they are in proximity, and that proximity exposes themmore toward the other’s yawning. However, the correlationbetween the frequency of grooming and yawning contagionremained significant even after controlling for interindividualspatial association (proximity plus contact sitting frequency) notinvolving grooming interactions [partial row-wise matrix permu-tation TauKr � 0.19, n � 10 individuals (45 dyads), P � 0.03].Thus, proximity does not seem to explain the level of yawningcontagion. We obtained even a higher level of significance whenwe limited the analyses to the females [grooming frequency andyawning contagion: row-wise permutation test Kr � 40, Taurw �0.48, n � 7 individuals (21 dyads), P � 0.001; proximity pluscontact sitting frequency and yawning contagion: row-wisepermutation test Kr � 18, Taurw � 0.21, n � 7 individuals (21

Fig. 3. Frequency of contagion distribution as a function of the minutes ofobservation is shown.

A

B

Fig. 4. Matching response. (A) Type of yawning response as a function oftype of previous yawning when the first yawner (stimulus) was a female isshown. A matching response is present only for CT and UT. (B) Type of yawningresponse as a function of type of previous yawning when the first yawner(stimulus) was a male is shown. There is no matching response for any of thethree types of yawning.

Fig. 5. Grooming and contagion. The scatter-plot shows the correlationbetween the frequency of grooming interchange (y axis) and the level ofcontagion (x axis).

19264 � www.pnas.org�cgi�doi�10.1073�pnas.0910891106 Palagi et al.

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dyads), P � 0.106; grooming and yawning frequency controlledfor proximity plus contact sitting: partial row-wise matrix per-mutation TauKr � 0.42, n � 7 (21 dyads), P � 0.005]. Thisanalysis was restricted to the females of the unit A only (n � 7)because of the absence of grooming exchange between themembers of the two units. The same analysis could not beperformed on males because of the low sample size (males of theunit A � 3; males of the unit B � 2).

DiscussionThe present findings indicate that yawning in gelada baboons iscontagious and can be elicited via both visual and acousticmodalities. This latter result is in line with previous data (4) oncontagious yawning by blind human subjects, thus suggesting theimportance of multimodal perception in yawn triggering. Fur-thermore, activation of matched motor programs via differentsensory modalities has been shown in monkeys. For example,pig-tailed macaques (Macaca nemestrina) increased feeding be-havior, even though they were fully satiated, after just hearinganother monkey eat without visual input (26). Motor facilitationto specific acoustic stimuli has also been demonstrated in themacaque motor cortex, suggesting that motor output may befacilitated by multiple sensory modalities (27).

The contagion effect of yawning may be interpreted as a typeof response occurring in highly social animals that need tosynchronize behavioral activities (20). Coordinating activitiesamong group members has an undoubted advantage because itpromotes social cohesiveness. In fact, we observed such coor-dination in the social context of our baboons, when they wereawake and relaxed, often coinciding with grooming sessions orwith transitions from rest to activity, or vice versa.

Yawn contagion was present only in adults. The absence ininfants and juveniles has also been reported for humans, in whichchildren aged younger than 5 years do not show this contagion(28). The relative insensitivity of immature subjects to yawningmay reflect a developmental immaturity of their social cognitiveskills and/or brain structures involved in processing social infor-mation. In most social animals, including primates, adults havethe main role in group decision-making and regulating the groupdaily activities, whereas the young tend to passively follow adults,especially the mother (29). Thus, synchronizing and coordinatingone’s own behavior with that of conspecifics could be lessrelevant for young individuals, which are rather more sensitiveto maintain proximity with their mothers in their first years of lifebefore weaning (30).

The criteria we adopted for the analysis of contagion allowedus to exclude that yawning responses were elicited by any kindof stressful event. In fact, we excluded all yawning eventsassociated with behavior indicative of stressful conditions (e.g.,raised eye browse, self-scratching, self-grooming, body shaking,lip flip, urination, defecation, gravel digging, etc.).

Even though yawn contagion requires the reenactment of abehavior, it cannot be considered an imitative or mimicryprocess because of the reflexive and stereotypical nature of thischain reaction. However, this phenomenon could be compatiblewith the idea of a common mechanism active during theperception and reenactment of yawning. The discovery of mirrorneurons in macaques has prompted the idea that an action–perception mechanism could be responsible for important cog-nitive functions such as action understanding, response facilita-tion, and other behavioral matching (31, 32). A human mirrormechanism for action understanding and imitation homologousto that of the macaque has been supported by several neuro-physiological and brain imaging studies (33). Only recently,however, has the hypothesis that a similar mechanism mayaccount for contagious yawning been empirically investigated inhumans. The findings obtained so far failed to find activation inthe traditional parietal-premotor areas populated by mirror

neurons. However, a more recent study (34) found that theobservation of yawning in humans activates these specific areas.More data are clearly needed, but overall it seems imitation andcontagion are different types of phenomena, even though theymay share some neural mechanisms (34–36).

In the gelada baboons, yawn contagion was particularly evi-dent when the analysis was limited to adult females, which alsoshowed an additional feature: they tended to match the type ofyawn. This finding further supports the notion that a neuralmechanism involved in behavioral matching is probably involvedin this phenomenon. If mirror neurons are involved in contagionthey very likely can act, through an indirect pathway (32), onlimbic structures and subcortical areas that are involved in thegeneration and control of the yawning motor patterns.

From a social perspective, the matching responsiveness shownby gelada females may be interpreted in light of the female socialnetwork characteristic of this species. The relationships withinthe typical gelada one-male unit (OMU) revolve around adultfemales, who form the core of the cohesion and stability typicalof OMUs (37). In some cases, the strength of female bondssuffices to maintain OMU integrity despite the absence of themale (25). Thus, the matching response recorded betweenfemales probably reflects the need and ability of females to stayin tune with each others’ behavioral activities and to formcoalitions and alliances based on a precise reading of others’behavior. An important implication of the present findings isthat the contagion effect triggered by yawning has not only amain consequence to synchronize two individuals but it seemsalso to influence affective components of the behavior. Throughthe involuntary reenactment of an observed behavior, emotionalstates related to the behavior may be arise in the observer. Thisidea has been theorized by Preston and de Waal (24) and likelyinvolves neural mechanisms that, during the perception of anaction or of a facial expression, activate shared representations(31, 38).

Recently, this hypothesis has been tested in tufted capuchinmonkeys (Cebus apella). When monkeys were being imitated bya human experimenter they increased their liking and interac-tions toward the imitator compared with a nonimitator (39). Ithas been proposed that in a highly social species, such as thecapuchin monkey, activities are highly synchronized and thismight provide a sufficient degree of behavioral matching topromote affiliative behaviors between individuals. Similar ef-fects may be produced by yawn contagion. Even though our studycould not disentangle the cause–effect relationship betweenyawn contagion and affiliation, the correlation between the levelof contagion and the rate of grooming suggests that yawncontagion is facilitated by an emotional connection betweenstimulus animals and receivers.

An alternative explanation, however, is that individuals whooften groom each other have more opportunities to observe andcatch the yawns of the other. However, reduced interindividualdistances (measured by proximity and contact sitting) did notcorrelate with yawn contagion and the correlation betweengrooming and yawn contagiousness persisted after statisticallycontrolling for spatial association. Thus, social closeness seemsto predict yawn contagiousness, which is consistent with the ideathat yawn contagion is mediated by empathy (24).

Another hypothesis, not necessarily mutually exclusive withthe emotional connection hypothesis, is that yawn contagion ingeladas can be a sign of mood convergence. Because geladababoons are highly social animals, which behave in a highlysynchronized and cohesive way, the capacity to communicate asleepy mood may result in a better coordinated group activity forsleeping or waking. However, this hypothesis cannot explain theresults presented here because the data were cleaned from theresting–activity transition phases (mainly morning and evening)

Palagi et al. PNAS � November 17, 2009 � vol. 106 � no. 46 � 19265

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and included events that did not necessarily follow sleep-restingactivities.

Yawning has been conserved in its stereotypic forms through-out mammals and other vertebrate taxa, demonstrating itsimportant basic physiological function. In primates, its functionhas been extended to the social domain. The demand forsynchronizing activities in highly social species requires thatindividuals read each others’ behaviors and match it accurately.Matching one’s own behavior with that of others, independentlyon whether this occurs consciously or not, has recently beenshown to promote affiliation between individuals through anempathic connection (39). The presence of yawn contagion ingelada baboons and its relation with the degree of bondingbetween individuals suggests that in this species are probablypresent the basic components of the multilayered empathy wellknown of humans and, at least in part, of the great apes.

MethodsSubjects and Housing. The colony of gelada baboons (T. gelada) housed at theNaturZoo (Rheine, Germany) was made up of two OMUs, which comprisedtwo adult males, eight adult females, three subadult males, one subadultfemale, three immature males, and four immature females) (Table S1). Thetwo OMUs were housed in the same enclosure with both an indoor (a room�36 m2) and outdoor facility (an island of �2,700 m2 surrounded by aboundary ditch). The animals of the two OMUs could interact freely with oneanother. The size of the island allowed the scattering of geladas and, conse-quently, the formation of small groups of animals that frequently changed.This situation, together with the good observability conditions, allowed us toeasily define the stimulus animal (the first yawner) and the potential receivers.

The enclosures were equipped with everything necessary to allow thegeladas to move freely in all three dimensions. Specifically, the outside en-closure was located in an open naturally hilly area equipped with trees,branches, ropes, and dens (Fig. S1).

Theanimalswerefedwithgrass, vegetables,andpellets,whichwerescatteredon the ground three times a day (9:30 AM, 11 AM, 2:30 PM). Water was availablead libitum. No stereotypic or aberrant behaviors characterized the study group.The research complied with current laws of Germany and Italy.

Data Collection. We collected behavioral data during 4 months of observation(June to October 2007) on all of the subjects of the colony. We concurrentlyused two methods of observation: all-occurrences sampling and focal-animalsampling (40). During all-occurrences sampling (a total of 403 h of observa-tion) we recorded all of the yawns performed by each subject. Data werecollected vocally through a voice recorder, and the records were latercomputer-transcribed. Before starting systematic data collection, the threeobservers underwent a training period (�90 h).

During the training phase (the trainer was E.P.), the same focal animal wasfollowed by the observers simultaneously, and the data were then compared.Training was over when the observations matched in 95% of cases [� forinterobserver reliability according to Martin and Bateson (41)]. The observa-tions took place daily over 6-hr periods that spanned morning (from 6 AM) andevening (until 10 PM).

During each yawning occurrence we recorded the exact time of the yawn,the posture assumed by the yawner (defined as sitting, standing, and lying),the identity of the yawner, the presence of vocalization, the level of mouthopening (CT, UT, UG) (Fig. 1). Each type of yawn (CT, UT, UG) could beaccompanied by a vocalization (precall and/or yawning vocalizations) (25).

Moreover, we sampled the behavioral item occurring during the 10 s beforeand 10 s after the yawn (7) that included further ethogram items. Specifically,we recorded a series of state of activity and behaviors classified into social andnonsocial. Resting, sleeping, walking, standing, grooming, feeding, contactsitting, and proximity were scored as states. Other behavioral items, such asraised eye brows, scratching, self-grooming, body shake, lip flip, urination,defecation, gravel digging, and copulation were scored as events. For eachbehavioral item we recorded the identity of the actor and the receiver.

The analysis of contagion in presence of the visual cue has been performedaccording to the following criteria: (i) absence of external stimuli (includingvisitors) alerting the attention of the first yawner (stimulus) and the receiver (atleast from the observer perspective); and (ii) the stimulus yawner had to maintainits gaze toward the target of its activity/behavior (without shifting its gazetoward other stimuli). Obviously, in this analysis the acoustic component causedby audible respiratory movements could not be completely excluded.

The analysis of contagion in the presence of acoustic cues (and in absenceof visual cues) has been performed according to the following criteria: (i)absence of visual contact between the first yawner (stimulus) and the poten-tial receiver (presence of visual barriers); (ii) a vocalized yawn (recorded byobserver 1 was considered ‘‘not perceived,’’ when observer 2, which followedthe potential receiver, did not hear any vocalization. Moreover, both theanalyses were performed according to the following criteria: (i) the yawnsequence had to be not accompanied or associated with signs of stress orarousal such as raised eye brows, scratching, self-grooming, body shake, lipflip, urination, defecation, gravel digging, and copulation and (ii) the wholeyawn sequence had to occur when the animals involved in the observationwere awake and relaxed (i.e., not engaged in feeding activities or in agonistic,sexual, and play encounters).

By focal animal sampling (30 h of observation per subject), we were able torecord all of the proximity and grooming sessions performed by each focalanimal with any other group member. Each subject was followed every dayand at different times to obtain data covering the entire day in balancedproportions as much as possible.

Data Analysis and Statistics. When the analyses were carried out at theindividual level, we used nonparametric statistical approach (42). The Wil-coxon matched pairs sign rank test was applied to compare the frequency ofyawns performed after a previous yawn (experimental condition) and thoseperformed without the presence of any previous yawn (baseline condition).Friedman’s two-way ANOVA was used to test for differences in the latency ofyawning response within a 5-min time window and evaluate whether amatching response in the type of yawn (CT, UT, and UG) between the stimulusyawner and the receiver was present. In the case of a significant main effect,we used the Dunnett multiple comparison test (post hoc test) to determinewhich responses were significantly different (42).

We used exact tests according to the threshold values suggested by Mundryand Fischer (43). Statistical analyses were performed by using Microsoft Exceland SPSS 12.0.

To control for the possible correlation between the level of affinitiverelationships and the yawning contagion we applied the row-wise matrixpermutation test. In interaction matrices data are not independent becauseobservations concerning the same individual recur. This results in dependencywithin and between rows and columns of the same individual. The row-wisematrix correlation compares only the values within the same row, overcomingthe problem of the interdependency of the data. The Kr row-wise matrixcorrelation coefficient is based on a weighted sum of the correlation betweenall dyads of corresponding rows of the two matrices and it is defined by usingKendall’s rank order correlation coefficient (44). This method, applied tosquare matrices, can be used with small sample sizes because no assumptionsare made about the underlying distribution (the smallest sample size forsquare matrices that can acquire a probability value �5% is four). The matriceswere permutated 10,000 times. Each analysis was carried out with the soft-ware MatMan 1.0.

As a second step, we used the Tau Kr matrix partial correlation (44) to testthe null hypothesis that the potential correlation between the levels ofgrooming and contagion was unaffected by the reduced interindividualspatial distribution. For this test we constructed a third matrix of the associ-ation frequency measured by proximity plus contact sitting levels shown byeach dyadic pair.

ACKNOWLEDGMENTS. We thank Johann Achim, the Director of the Rheine-Zoo, for permission to work at the zoo; Annika Paukner for the accuraterevision of a previous version of the manuscript; Han de Vries and FlaviaChiarotti for statistical advice; and Mariangela Mia Ferrero for help with datacollection. This work was supported by Ministero dell’Universita e dellaRicerca Grants 2004057380 and 2006052343.

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