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    COOPERATIVE PROBLEM SOLVING IN RATS

    1

    WILLIAM J. DANIEL

    The Psychological Laboratory of the University of North Carolina

    Received May 20,1942

    INTRODUCTION

    Several experiments (2-5) have been presented which have more or less suc-

    cessfully dem onstrated cooperative behavior in the higher apes. A few experi-

    ments (1, 6, 7), observational in character, have indicated this behavior in

    children. Only one experiment, th at of Wolfle and Wolfle (9) has attem pted to

    study cooperative behavior genetically by comparing the behavior of apes and

    children in nearly identical experimental situations.

    It has generally been believed tha t a study of cooperative behavior in animals

    as far down the evolutionary scale as the ra t is rathe r fruitless. Only one such

    experiment (8) has come to the writer's atten tion . One of the three experiments

    which constitutes tha t monograph w as designed to te st for cooperative behavior

    in the rat. This experiment was neg ative; and aside from the films of Mow rer,

    no other attem pt to obtain cooperative behavior in rats has been reported. The

    experiment reported here represents an a pparen tly successful atte mp t at obtain-

    ing cooperation and one which relies primarily on q uan titative da ta.

    PROBLEM

    In the experiment described below we wanted to know if it is possible to

    arrange an experimental situation in such a manner that two animals can assist

    one another in o btaining food and at the sam e time escape electric shock.

    The experimental situation consisted of a grid box with an electrically insulated

    platform at one end which, when a rat stepped on it, would remove the charge

    from th e grid. There was also a food crock flush with the grid and beyond th e

    reach of a rat on the platform. This situation is represented schematically in

    figure

    1.

    Our problem is concerned w ith the behavior oftworats in this situation. Will

    one rat go to the platform and rema in on it, thu s enabling the other ra t to feed?

    Will the feeding rat leave the food crock and go to the platform, enabling the

    rat to leave the platform an d feed? fina lly, w ill they exchange positions in

    such a manner th at b oth are adeq uately fed and bo th escape or minimize shock?

    In short, will cooperative behavior be obtained when two rats are put into a

    double motive situation if the satisfaction of bo th of these motives is contingent

    upon the behavior of both animals?

    1

    A report of part of this work was presented at the Chicago meetings of the American

    Psychological A ssociation in Evan ston, 111., Sept. 1941.

    This study represents the substance of a thesis subm itted to the faculty of the Univer sity

    of North Carolina in partial fulfillment of the requirements for the degree of Doctor of

    Philosophy in the d epartment of Psychology and was done under the direction of Dr. A. G .

    Bayroff of that department.

    361

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    6

    WILLIAM J. DANIEL

    ANIMALS

    Heterozygous albino rats were used, ten males and two females ranging from

    9 to1 7days of age at the sta rt of the experiment.

    APPARATUS

    The experimental situation {fig

    1)

    The experimental situation consisted of

    a

    paraffined wood cage

    22 |*

    long x 12

    widex4\ high withagrid floor andaglass top. Inthe centerofthe cagea

    Pivot -

    Grid floor1/8 brass

    rods $

    apart

    4

    4

    Wall atop 2

    Platform

    y

    \

    *

    12

    *.

    Fig*

    1.

    Diagram

    of

    apparatus*

    F

    s

    Food crock

    Scale - Inch 1 Inch

    food crock, flush with the grid, was placed 8 from th e edge of the platform thu s

    making

    it

    impossible for

    a rat to

    feed from the platform.

    This grid cage was mou nted o n

    a

    se t

    of

    stilts thu s facilitating th e replenishing

    and replacing

    of

    the food-crock.

    A

    small wooden wall stop was mounted over

    the platform

    at

    the end

    of

    the cage forcing all rats

    to

    remain beyond its center

    of gravity an d m aking it impossible for

    a

    rat to adm inister shock withou t leaving

    the platform.

    Theilting

    of the platform also completed

    a

    light circuit so tha t a

    40 wa tt bulb Sashed whenever

    a rat

    received

    a

    shock. This facilitated

    an

    ob-

    jective countingofthe numberofshocks adm inisteredbyeachrat.

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    COOPERATIVE PROBLE M SOLVING IK BATS 363

    The rats were dropped onto the grid through a small glass door on the top

    of the appa ratus . Directly benea th this door a small entrance alley 6 long and

    4 | wide served to orient the animals in the proper direction, that is, facing

    directly towards the food-crock and platform.

    The shocking circuit

    The grid was wired in series with a high resistance shocking circuit and the

    platform automatically shorted out th e grid when a rat stepped on it.

    The essential problem here was to apply an electrical stimulus to the rats,

    the physical constancy of which we could be reasonably assured. Our circuit

    was of such a high external resistance tha t th e added resistance of one or two ra ts

    gave the same meter reading as when a copper wire was placed across the grid.

    The transformer of this shocking circuit applied 3,750 volts to the rectifier tube

    and th e cu rrent at the shock grid terminals could be varied from 100 microamps

    to5milliamps. The average shock intensity of25 microamps required a circuit

    resistance of 3,400,000 ohms.

    PROCEDURE

    The preliminary training

    The aims of the preliminary training were three-fold:

    1. To train th e rats to feed in the experimental situation.

    2. To train the ra ts to go to the platform when the g rid was electrified.

    3.

    To develop this discrimination, basic to the solution of the problem to be

    presented in the social situation, to the point at which the rats immediately

    made the response appropriate to the situation when the situations were varied

    in an irregular order.

    The following schedule was maintained:

    1. The rats were unfed for 24 hours.

    2. One rat w as placed in the grid cage alone with th e shock off an d th e food-

    crock in place. It remained there for two 450-second trials, and was weighed

    before and after each day 's trials. This procedure was continued through th e

    8th day for each rat.

    3. At the end of the 8th d ay's run the sated ra t was put in the grid cage with

    the grid electrified at 100 microamps. It was not removed until it had reached

    the platform and remained on it for3

    seconds.

    This procedurewasrepeated for

    20 trials on this day.

    4. From th e 9th through the 13th day the ra t was run for 20 irregularly mixed

    trials with electrified and non-electrified grid.

    On the shock trials the rat ha d to learn to go to the platform and to remain on

    it for 30 seconds. The time it took the ra t to make the approp riate response,

    i.e., going to the platform, was recorded.

    On the food trials the grid was not electrified and the rat was left in the ap-

    para tus for 100 seconds. If by the end of this time it had not mad e th e ap-

    propriate response (feeding) it was removed from the apparatus and given the

    next trial. The time it took the ra t to. commence feeding was recorded and if

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    3 6 4 WILLIAM J. DANIEL

    the ra t did feed it was allowed to do so for 30 seconds so long as it start ed some-

    time within this 100 second interval.

    By the end of the 13th day of the preliminary training the ra ts had mastered

    this discrimination. When dropped on a cold grid the ra t imm ediately went to

    the food-crock and fed; when dropped on a hot grid the rat immediately went to

    the platform and remained on it for 30 seconds. It m ade this discrimination in

    less than a second or before the experimenter could get to his stop watch to

    start timing the rat.

    Thu s at th e conclusion of the prelim inary training each animal had learned to

    escape from shock or to feed in the app aratu s depending upon the situ ation and

    it had learned this individually and in isolation.

    The experimental trials

    At the end of the preliminary training the rats were divided into pairs of as

    nearly equal weight as possible.

    In the experimental trialstworats were put into the cage with the grid electri-

    fied and the food-crock in place. The y remained in the experimental cage for

    one trial of

    12

    seconds dura tion. They were run

    12

    trials a day , a tota l of 1440

    seconds, which, on the basis of preliminary experimentation, was adequate for

    the hunger satiation of both anim als. The trial was timed by an electric stop -

    clock and the individual feeding times by a manually operated stop-watch.

    Throughout the experimental trials the apparatus operated automatically.

    W ith one or both ra ts on the platform t he shock was off. W ith the grid not

    charged, a rat could feed at the food-crock. Thus at least on e rat hadalways

    to be on the platform if the other was to get to the food-crock. Occasionally

    both rats would leave the platform and attempt to feed and take shock simul-

    taneously. If this behavior persisted for 5 consecutive times the shock was

    increased 50 microamps, and this double feeding stopped.

    The rats were fed pulverized purina dog chow mixed with water in the ratio

    of 5:6 respectively. At no tim e did the rat s receive food other than th at ob-

    tained in the experimental situation. This procedure was continued for 40 days

    at which time it appeared th at the ra ts were doing as well as they ever would.

    RESULTS

    The m ost significant fact in th e da ta is tha t th e rat s exchanged positions from

    food-crock to platform an d from platform to food-crock. Ma ny of these ex-

    changes were accompanied by shock and many shocks were administered in

    between these exchanges. It will be remembered th at whenever there was any

    shock both r ats received it, bu t itwasadministered only by one rat (the platform

    ra t) stepping off the platform and thu s electrifying th e entire grid. As the ex-

    periment progressed more and more of the position shifts were accomplished

    wit hou t shock. Also fewer and fewer shocks were administered which did not

    result in an alternation. This data for 6 pairs of rats are presented in table 1.

    Since we are most interested in the final stage of this behavior th e da ta are given

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    COOPERATIVE PBOBLEM SOLVING IN BATS

    65

    in terms of the mean performances for the last 5 days of the experiment as com-

    pared with the mean performances for the first 5 days of the experiment.

    Notice th at with th e exception of pairs 1-2 and 9-10 the critical ratios indicate

    that there is a marked and statistically significant decrease in the number of

    shocks not resulting in an alternatio n. The shock seems to have been qu ite

    effectively reduced.

    The natur e of the alternations is also impo rtant. Let us call one of these rats

    A and the other B . Now if rat A is feeding at the food-crock he ma y return t o

    the platform and the n again retu rn immediately to the food-crock. We shall

    call this exchange in position an indiv idual alternation since it is accomplished

    only by one ra t. When r at B exhibits this behavior we shall also call this ex-

    change in position an individual alternatio n. When ra t A is at th e food-crock

    and returns to the platform an d rat

    B comes

    off th e platform and

    goes

    to th e food-

    TABLE 1

    MEAN

    SHUTSJOK

    LAST 5DAYS

    PEB CENT OF TOTAL SHUTS

    WITHOUT

    SHOCK

    C I

    1 2

    3 4

    6 6

    7 8

    9 10

    11 12

    18

    15

    92

    14

    25

    95

    14

    68

    89

    92

    89

    93

    1.33

    4.64

    8.92

    6.04

    1.29

    8.89

    TABLE 2

    Total number of alternations

    Percentage which the mutual alternations are of

    the total

    PAHS

    1-2

    947

    97

    3- 4

    863

    94

    5-6

    3748

    97

    7-8

    957

    94

    9-10

    1201

    95

    11-12

    3271

    99

    crock we refer to thi s kind of a shift as a m utu al exchange in position. The

    question is, then, w hat percentage of th e tota l exchanges in position is m utual

    and wh at percentage is individual? These data are presented in table 2.

    These data support the conclusion tha t for the entire group the ra ts a lternate

    in amutualmanner in at least 94 per cent of the total alternations. We can say

    then tha t they are taking tur ns 94 to 99 per cent of the time.

    Our next question is, how well do these rats ge t fed while they are eliminating

    shock and exchanging positions in the experimental situation? Table 3 gives

    the mean weights for the first 5 days and the last 5 days of the experiment.

    It is clear from this table that every rat gained weight during the experiment

    and these gains ranged from 24 to 140 grams. This, along with the fact of their

    general healthy and vigorous appearance, further support the conclusion that

    rats w ere adequately fed through out th e experiment.

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    66

    WILLIAM J. DANIEL

    Another factor of importance is the extent to which the animals use the total

    available time in the appa ratu s. Means of this dat a for the entire experiment

    are given in table 4. Since the y were run for 12 two-m inute trials a day th e

    tota l available feeding time for each pair of rats is 1440 seconds a day. Oc-

    casionally both rats would go to the platform and rem ain on it together. This

    is considered time w asted in as much as it is time during which food w as available

    for one or the other animal but was taken by neither. We can see tha t the r ats

    used practically all of the available feeding tim e. This speaks well for our final

    choice of time interval and also indicates tha t th e rat s were actively working on

    TABLE 3

    SAT

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    O R A H S E A T E N P E S

    DA V

    21

    21

    25

    . 20

    25

    27

    27

    23

    30

    21

    32

    31

    W E I G H T B E F O R E I H E

    E X P E R I M E N T

    96

    113

    109

    121

    118

    126

    127

    140

    121

    158

    182

    161

    W K XG HT A FT R TH E

    E X P E R I M E N T

    153

    253

    144

    179

    205

    189

    170

    211

    160

    230

    250

    231

    W EIG H T G A D i ZD

    57

    140

    35

    58

    87

    24

    43

    71

    39

    72

    68

    70

    TABLE 4

    the problem set by th e experimental situation practically all of the tim e tha t t hey

    were in the apparatus.

    DISCUSSION AND INTERPRETATION

    First of all let us re-emphasize the fact th at this was a double motive situation.

    Our original intention was to arrange these m otives in an experimental situation

    in such a mann er th at n either of them could be satisfied witho ut th e co-ordinated

    efforts of oth animals.

    Rather than put the organism into an experimental situation and observe if it

    exhibits cooperative behavior we attem pt to put the animal through a pro-

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    3 6 8 WILLIAM J . DANIEL

    SUMMARY

    AND

    CONCLUSIONS

    To investigate the development of cooperative behavior in rats 6 pairs of rats

    were put into a double motive problem situation (feeding and avoiding shock)

    requiring the co-ordinated efforts of both animals for its adequate solution.

    Each ratwasin dividually trained t o feed when the gridfloorwas not electrified,

    and when it was charged to go to a platform which shorted out the grid floor

    when a rat stepped on it. The rats were then paired, and th e problem was to

    discover if cooperative behavior would be obtained when two rats were put into

    a double motive situation in which the satisfaction of both of these motives is

    contingent upon th e behavior of both animals. One rat of a pair had to run t o

    a platform which shorted out the electrified floor grid of a feeding box in order

    that a second rat might feed.

    From the data obtained in this situation we might draw the following con-

    clusions:

    1.

    The rats learned to exchange positions in this situation and at the same

    time allow sufficient feeding time for each rat to become adequately fed in the

    course of the experimental session.

    2.

    They showed marked improvement in alternating without shock and in

    eliminating the shocks which did not result in an alternation.

    3. They learned to take turns at the food-crock and platform so that by the

    end of the experiment they spent almost all of the available time in the ap-

    paratus working on the problem and very little time together on the platform.

    4.

    And finally, in this situation, cooperative behavior has been apparently

    established. In a food-shock situation both anim als exchange positions so th at

    bo th are adequ ately fed. Furth ermo re, they exchange positions with sufficient

    care and speed th at they avoid shock. They satisfy bot h conditions of th e ex-

    periment in a situation in which the satisfaction of

    both

    conditions was con-

    tingent upon the behavior of

    both

    animals.

    RE F E RE NCE S

    (1) BERNE, E .VANC.: An experimental investigation of social behavior patterns in young

    children. Un iv. la . Stud. ChildWelf.,1930,4,61 pp .

    (2) CRAWFORD, M. P . , AND NISSEN, H. W.: Gestures used by chimpanzees in cooperative

    problem solving. (Silent film.) New York: Instructional Films, Inc., 30 Rocke -

    feller Plaza, 1937.

    (3)

    CBAWFOBD,

    M. P.: C ooperative behavior in chimpanzee. Psych ol. Bull., 1835,3 2,714 .

    (4)

    CRAWFORD,

    M . P.: Cooperative solution b y chimpanzees of a problem requiring serial

    responses to color cues. Psyc hol. Bull ., 1938,36,70S .

    (5) CRAWFORD, M. P. : Further study of cooperative behavior in chimpanzee. Psycho l.

    Bull., 1936,33, 809.

    (6)

    LEWIN,

    K .,

    AND LIPPITT,

    R.: An experimental approach to the study of autocracy and

    democracy: a preliminary not e. Sociometry, 1938,1 , 292-300.

    (7) MOORE, E. S.: The development of mental health in a group of young children: An

    analysis of factors in purposeful activit y. Univ . la . Stud. Child

    Welf.,

    1931,4,128 pp .

    (8) WINSLOW,C. N. : A study of experimentally induced com petitive behavior in the white

    rat. Comp. Psychol. Monogr., 1940,15, 35 pp.

    (9)

    WOLJXE,

    D. L. , ANDWoLPtE, H. M .: The developmen t of coo perative behavior in

    monkeys and young children. J. Genet. Psychol., 1939,65,137-75.