cooperative problem solving in rats
TRANSCRIPT
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COOPERATIVE PROBLEM SOLVING IN RATS
1
WILLIAM J. DANIEL
The Psychological Laboratory of the University of North Carolina
Received May 20,1942
INTRODUCTION
Several experiments (2-5) have been presented which have more or less suc-
cessfully dem onstrated cooperative behavior in the higher apes. A few experi-
ments (1, 6, 7), observational in character, have indicated this behavior in
children. Only one experiment, th at of Wolfle and Wolfle (9) has attem pted to
study cooperative behavior genetically by comparing the behavior of apes and
children in nearly identical experimental situations.
It has generally been believed tha t a study of cooperative behavior in animals
as far down the evolutionary scale as the ra t is rathe r fruitless. Only one such
experiment (8) has come to the writer's atten tion . One of the three experiments
which constitutes tha t monograph w as designed to te st for cooperative behavior
in the rat. This experiment was neg ative; and aside from the films of Mow rer,
no other attem pt to obtain cooperative behavior in rats has been reported. The
experiment reported here represents an a pparen tly successful atte mp t at obtain-
ing cooperation and one which relies primarily on q uan titative da ta.
PROBLEM
In the experiment described below we wanted to know if it is possible to
arrange an experimental situation in such a manner that two animals can assist
one another in o btaining food and at the sam e time escape electric shock.
The experimental situation consisted of a grid box with an electrically insulated
platform at one end which, when a rat stepped on it, would remove the charge
from th e grid. There was also a food crock flush with the grid and beyond th e
reach of a rat on the platform. This situation is represented schematically in
figure
1.
Our problem is concerned w ith the behavior oftworats in this situation. Will
one rat go to the platform and rema in on it, thu s enabling the other ra t to feed?
Will the feeding rat leave the food crock and go to the platform, enabling the
rat to leave the platform an d feed? fina lly, w ill they exchange positions in
such a manner th at b oth are adeq uately fed and bo th escape or minimize shock?
In short, will cooperative behavior be obtained when two rats are put into a
double motive situation if the satisfaction of bo th of these motives is contingent
upon the behavior of both animals?
1
A report of part of this work was presented at the Chicago meetings of the American
Psychological A ssociation in Evan ston, 111., Sept. 1941.
This study represents the substance of a thesis subm itted to the faculty of the Univer sity
of North Carolina in partial fulfillment of the requirements for the degree of Doctor of
Philosophy in the d epartment of Psychology and was done under the direction of Dr. A. G .
Bayroff of that department.
361
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WILLIAM J. DANIEL
ANIMALS
Heterozygous albino rats were used, ten males and two females ranging from
9 to1 7days of age at the sta rt of the experiment.
APPARATUS
The experimental situation {fig
1)
The experimental situation consisted of
a
paraffined wood cage
22 |*
long x 12
widex4\ high withagrid floor andaglass top. Inthe centerofthe cagea
Pivot -
Grid floor1/8 brass
rods $
apart
4
4
Wall atop 2
Platform
y
\
*
12
*.
Fig*
1.
Diagram
of
apparatus*
F
s
Food crock
Scale - Inch 1 Inch
food crock, flush with the grid, was placed 8 from th e edge of the platform thu s
making
it
impossible for
a rat to
feed from the platform.
This grid cage was mou nted o n
a
se t
of
stilts thu s facilitating th e replenishing
and replacing
of
the food-crock.
A
small wooden wall stop was mounted over
the platform
at
the end
of
the cage forcing all rats
to
remain beyond its center
of gravity an d m aking it impossible for
a
rat to adm inister shock withou t leaving
the platform.
Theilting
of the platform also completed
a
light circuit so tha t a
40 wa tt bulb Sashed whenever
a rat
received
a
shock. This facilitated
an
ob-
jective countingofthe numberofshocks adm inisteredbyeachrat.
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COOPERATIVE PROBLE M SOLVING IK BATS 363
The rats were dropped onto the grid through a small glass door on the top
of the appa ratus . Directly benea th this door a small entrance alley 6 long and
4 | wide served to orient the animals in the proper direction, that is, facing
directly towards the food-crock and platform.
The shocking circuit
The grid was wired in series with a high resistance shocking circuit and the
platform automatically shorted out th e grid when a rat stepped on it.
The essential problem here was to apply an electrical stimulus to the rats,
the physical constancy of which we could be reasonably assured. Our circuit
was of such a high external resistance tha t th e added resistance of one or two ra ts
gave the same meter reading as when a copper wire was placed across the grid.
The transformer of this shocking circuit applied 3,750 volts to the rectifier tube
and th e cu rrent at the shock grid terminals could be varied from 100 microamps
to5milliamps. The average shock intensity of25 microamps required a circuit
resistance of 3,400,000 ohms.
PROCEDURE
The preliminary training
The aims of the preliminary training were three-fold:
1. To train th e rats to feed in the experimental situation.
2. To train the ra ts to go to the platform when the g rid was electrified.
3.
To develop this discrimination, basic to the solution of the problem to be
presented in the social situation, to the point at which the rats immediately
made the response appropriate to the situation when the situations were varied
in an irregular order.
The following schedule was maintained:
1. The rats were unfed for 24 hours.
2. One rat w as placed in the grid cage alone with th e shock off an d th e food-
crock in place. It remained there for two 450-second trials, and was weighed
before and after each day 's trials. This procedure was continued through th e
8th day for each rat.
3. At the end of the 8th d ay's run the sated ra t was put in the grid cage with
the grid electrified at 100 microamps. It was not removed until it had reached
the platform and remained on it for3
seconds.
This procedurewasrepeated for
20 trials on this day.
4. From th e 9th through the 13th day the ra t was run for 20 irregularly mixed
trials with electrified and non-electrified grid.
On the shock trials the rat ha d to learn to go to the platform and to remain on
it for 30 seconds. The time it took the ra t to make the approp riate response,
i.e., going to the platform, was recorded.
On the food trials the grid was not electrified and the rat was left in the ap-
para tus for 100 seconds. If by the end of this time it had not mad e th e ap-
propriate response (feeding) it was removed from the apparatus and given the
next trial. The time it took the ra t to. commence feeding was recorded and if
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3 6 4 WILLIAM J. DANIEL
the ra t did feed it was allowed to do so for 30 seconds so long as it start ed some-
time within this 100 second interval.
By the end of the 13th day of the preliminary training the ra ts had mastered
this discrimination. When dropped on a cold grid the ra t imm ediately went to
the food-crock and fed; when dropped on a hot grid the rat immediately went to
the platform and remained on it for 30 seconds. It m ade this discrimination in
less than a second or before the experimenter could get to his stop watch to
start timing the rat.
Thu s at th e conclusion of the prelim inary training each animal had learned to
escape from shock or to feed in the app aratu s depending upon the situ ation and
it had learned this individually and in isolation.
The experimental trials
At the end of the preliminary training the rats were divided into pairs of as
nearly equal weight as possible.
In the experimental trialstworats were put into the cage with the grid electri-
fied and the food-crock in place. The y remained in the experimental cage for
one trial of
12
seconds dura tion. They were run
12
trials a day , a tota l of 1440
seconds, which, on the basis of preliminary experimentation, was adequate for
the hunger satiation of both anim als. The trial was timed by an electric stop -
clock and the individual feeding times by a manually operated stop-watch.
Throughout the experimental trials the apparatus operated automatically.
W ith one or both ra ts on the platform t he shock was off. W ith the grid not
charged, a rat could feed at the food-crock. Thus at least on e rat hadalways
to be on the platform if the other was to get to the food-crock. Occasionally
both rats would leave the platform and attempt to feed and take shock simul-
taneously. If this behavior persisted for 5 consecutive times the shock was
increased 50 microamps, and this double feeding stopped.
The rats were fed pulverized purina dog chow mixed with water in the ratio
of 5:6 respectively. At no tim e did the rat s receive food other than th at ob-
tained in the experimental situation. This procedure was continued for 40 days
at which time it appeared th at the ra ts were doing as well as they ever would.
RESULTS
The m ost significant fact in th e da ta is tha t th e rat s exchanged positions from
food-crock to platform an d from platform to food-crock. Ma ny of these ex-
changes were accompanied by shock and many shocks were administered in
between these exchanges. It will be remembered th at whenever there was any
shock both r ats received it, bu t itwasadministered only by one rat (the platform
ra t) stepping off the platform and thu s electrifying th e entire grid. As the ex-
periment progressed more and more of the position shifts were accomplished
wit hou t shock. Also fewer and fewer shocks were administered which did not
result in an alternation. This data for 6 pairs of rats are presented in table 1.
Since we are most interested in the final stage of this behavior th e da ta are given
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COOPERATIVE PBOBLEM SOLVING IN BATS
65
in terms of the mean performances for the last 5 days of the experiment as com-
pared with the mean performances for the first 5 days of the experiment.
Notice th at with th e exception of pairs 1-2 and 9-10 the critical ratios indicate
that there is a marked and statistically significant decrease in the number of
shocks not resulting in an alternatio n. The shock seems to have been qu ite
effectively reduced.
The natur e of the alternations is also impo rtant. Let us call one of these rats
A and the other B . Now if rat A is feeding at the food-crock he ma y return t o
the platform and the n again retu rn immediately to the food-crock. We shall
call this exchange in position an indiv idual alternation since it is accomplished
only by one ra t. When r at B exhibits this behavior we shall also call this ex-
change in position an individual alternatio n. When ra t A is at th e food-crock
and returns to the platform an d rat
B comes
off th e platform and
goes
to th e food-
TABLE 1
MEAN
SHUTSJOK
LAST 5DAYS
PEB CENT OF TOTAL SHUTS
WITHOUT
SHOCK
C I
1 2
3 4
6 6
7 8
9 10
11 12
18
15
92
14
25
95
14
68
89
92
89
93
1.33
4.64
8.92
6.04
1.29
8.89
TABLE 2
Total number of alternations
Percentage which the mutual alternations are of
the total
PAHS
1-2
947
97
3- 4
863
94
5-6
3748
97
7-8
957
94
9-10
1201
95
11-12
3271
99
crock we refer to thi s kind of a shift as a m utu al exchange in position. The
question is, then, w hat percentage of th e tota l exchanges in position is m utual
and wh at percentage is individual? These data are presented in table 2.
These data support the conclusion tha t for the entire group the ra ts a lternate
in amutualmanner in at least 94 per cent of the total alternations. We can say
then tha t they are taking tur ns 94 to 99 per cent of the time.
Our next question is, how well do these rats ge t fed while they are eliminating
shock and exchanging positions in the experimental situation? Table 3 gives
the mean weights for the first 5 days and the last 5 days of the experiment.
It is clear from this table that every rat gained weight during the experiment
and these gains ranged from 24 to 140 grams. This, along with the fact of their
general healthy and vigorous appearance, further support the conclusion that
rats w ere adequately fed through out th e experiment.
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66
WILLIAM J. DANIEL
Another factor of importance is the extent to which the animals use the total
available time in the appa ratu s. Means of this dat a for the entire experiment
are given in table 4. Since the y were run for 12 two-m inute trials a day th e
tota l available feeding time for each pair of rats is 1440 seconds a day. Oc-
casionally both rats would go to the platform and rem ain on it together. This
is considered time w asted in as much as it is time during which food w as available
for one or the other animal but was taken by neither. We can see tha t the r ats
used practically all of the available feeding tim e. This speaks well for our final
choice of time interval and also indicates tha t th e rat s were actively working on
TABLE 3
SAT
1
2
3
4
5
6
7
8
9
10
11
12
O R A H S E A T E N P E S
DA V
21
21
25
. 20
25
27
27
23
30
21
32
31
W E I G H T B E F O R E I H E
E X P E R I M E N T
96
113
109
121
118
126
127
140
121
158
182
161
W K XG HT A FT R TH E
E X P E R I M E N T
153
253
144
179
205
189
170
211
160
230
250
231
W EIG H T G A D i ZD
57
140
35
58
87
24
43
71
39
72
68
70
TABLE 4
the problem set by th e experimental situation practically all of the tim e tha t t hey
were in the apparatus.
DISCUSSION AND INTERPRETATION
First of all let us re-emphasize the fact th at this was a double motive situation.
Our original intention was to arrange these m otives in an experimental situation
in such a mann er th at n either of them could be satisfied witho ut th e co-ordinated
efforts of oth animals.
Rather than put the organism into an experimental situation and observe if it
exhibits cooperative behavior we attem pt to put the animal through a pro-
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3 6 8 WILLIAM J . DANIEL
SUMMARY
AND
CONCLUSIONS
To investigate the development of cooperative behavior in rats 6 pairs of rats
were put into a double motive problem situation (feeding and avoiding shock)
requiring the co-ordinated efforts of both animals for its adequate solution.
Each ratwasin dividually trained t o feed when the gridfloorwas not electrified,
and when it was charged to go to a platform which shorted out the grid floor
when a rat stepped on it. The rats were then paired, and th e problem was to
discover if cooperative behavior would be obtained when two rats were put into
a double motive situation in which the satisfaction of both of these motives is
contingent upon th e behavior of both animals. One rat of a pair had to run t o
a platform which shorted out the electrified floor grid of a feeding box in order
that a second rat might feed.
From the data obtained in this situation we might draw the following con-
clusions:
1.
The rats learned to exchange positions in this situation and at the same
time allow sufficient feeding time for each rat to become adequately fed in the
course of the experimental session.
2.
They showed marked improvement in alternating without shock and in
eliminating the shocks which did not result in an alternation.
3. They learned to take turns at the food-crock and platform so that by the
end of the experiment they spent almost all of the available time in the ap-
paratus working on the problem and very little time together on the platform.
4.
And finally, in this situation, cooperative behavior has been apparently
established. In a food-shock situation both anim als exchange positions so th at
bo th are adequ ately fed. Furth ermo re, they exchange positions with sufficient
care and speed th at they avoid shock. They satisfy bot h conditions of th e ex-
periment in a situation in which the satisfaction of
both
conditions was con-
tingent upon the behavior of
both
animals.
RE F E RE NCE S
(1) BERNE, E .VANC.: An experimental investigation of social behavior patterns in young
children. Un iv. la . Stud. ChildWelf.,1930,4,61 pp .
(2) CRAWFORD, M. P . , AND NISSEN, H. W.: Gestures used by chimpanzees in cooperative
problem solving. (Silent film.) New York: Instructional Films, Inc., 30 Rocke -
feller Plaza, 1937.
(3)
CBAWFOBD,
M. P.: C ooperative behavior in chimpanzee. Psych ol. Bull., 1835,3 2,714 .
(4)
CRAWFORD,
M . P.: Cooperative solution b y chimpanzees of a problem requiring serial
responses to color cues. Psyc hol. Bull ., 1938,36,70S .
(5) CRAWFORD, M. P. : Further study of cooperative behavior in chimpanzee. Psycho l.
Bull., 1936,33, 809.
(6)
LEWIN,
K .,
AND LIPPITT,
R.: An experimental approach to the study of autocracy and
democracy: a preliminary not e. Sociometry, 1938,1 , 292-300.
(7) MOORE, E. S.: The development of mental health in a group of young children: An
analysis of factors in purposeful activit y. Univ . la . Stud. Child
Welf.,
1931,4,128 pp .
(8) WINSLOW,C. N. : A study of experimentally induced com petitive behavior in the white
rat. Comp. Psychol. Monogr., 1940,15, 35 pp.
(9)
WOLJXE,
D. L. , ANDWoLPtE, H. M .: The developmen t of coo perative behavior in
monkeys and young children. J. Genet. Psychol., 1939,65,137-75.