copernicus institute of sustainable development the virtue of innovation systems analysis for policy...
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Copernicus Institute of Sustainable Development
Copernicus Institute of Sustainable Development
The virtue of Innovation Systems Analysis for policy makers and other stakeholders inthe Energy Transition
Prof. Marko Hekkert
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Copernicus Institute of Sustainable Development
Who is talking?
• Prof of Dynamics of Innovation Systems
• Head of Innovation Studies (35 fte)
• Part of Copernicus Institute (120 (fte)
• Part of Utrecht University
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Copernicus Institute of Sustainable Development
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Copernicus Institute of Sustainable Development
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Copernicus Institute of Sustainable Development
This talk
• Overview of what we have been doing in this field
• Focus on science – policy interaction using the TIS approach
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Copernicus Institute of Sustainable Development
Long history in TIS research
• Why? Interested in emergence of new technologies Innovation is a collective activity Technology characteristics, actors + institutional
settings all matter (structure) Technological fields differ Leads to policy relevant outcomes – problem
oriented Shift from structure to processes
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Copernicus Institute of Sustainable Development
Quick tour through a Technological Innovation System analysis
PV as casus
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Copernicus Institute of Sustainable Development
Government, policy, institutions
Supportive infrastructure (banks, innovation support offices, lobby organizations)
Research
education
industry market
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Copernicus Institute of Sustainable Development
Stabilisation
accelleration
Take-offPre-development Development
Functioning prototype?
Commercialapplication?
Fast Market growth?
Market saturation?
Thin Film
Wafer basedD
iffusi
on
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Copernicus Institute of Sustainable Development
Industrie Advies-busi-ness
Pub. onder-zoek & Univ.
HBO Financiele instelling
Inter-medi-airen
Electric.-leverancier
Vereniging, Vervoerder
Alleen Wafer-gebaseerd
43 NaN 0 NaN NaN NaN NaN NaN
Alleen Dunne-laag 15 NaN 8 NaN NaN NaN NaN NaN
Beiden 24 NaN 4 NaN NaN NaN NaN NaN
Overig/Totaal 47 23 5 5 6 8 4 7
10
30
50
70
90
110
130
Aanta
l acto
ren
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Copernicus Institute of Sustainable Development
Grondstof Machines Cel Module PV comp. Handel en installatie
Onder-houd
Recycling
Aantal Wafer 1 7.5 7.1 5 13.4 43.4 0.5 0.8
Aantal Dunne-laag 1.5 7 5 1.9 9 12.4 0.3 0.2
5.0
15.0
25.0
35.0
45.0
55.0
Aan
tal
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Copernicus Institute of Sustainable Development
Celproductie Module / inpassing Machines0%
20%
40%
60%
80%
100%
GaAs (dunne-laag)
Cu(In,Ga)Se (dunne-laag)
Amorf Silicium (dunne-laag)
Poly-kristallijn (wafer)
Mono-kristallijn (wafer)
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Copernicus Institute of Sustainable Development
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Copernicus Institute of Sustainable Development
Network 2006 vs 2010
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Copernicus Institute of Sustainable Development
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Copernicus Institute of Sustainable Development
Key processes / functions of TIS
F1 entrepreurial experimentation
F2 knowledge development
F3 knowledge exchange
F4 Guidance of the search
F5 Market formation
F6 resources mobilisation
F7 legitimacy creation
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Copernicus Institute of Sustainable Development
ondernemersactiviteiten
kennisontwikkeling
kennisuitwisseling
richting gevenmarktontwikkeling
vrijmaken van middelen
legitimiteit
0.0
1.0
2.0
3.0
4.0
5.0
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Copernicus Institute of Sustainable Development
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Copernicus Institute of Sustainable Development
What have we done so far?
• 7 PhD students• Mapping of the emergence and growth of many
TIS E.g. Biofuels, wind, PV, CHP, gasification
• Framework article + testing of framework• Review article: why does renewable energy
diffuse so slowly?• Developed process methodology• Developed theory on dynamics of TIS: motors of
innovation
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Copernicus Institute of Sustainable Development
recently
• Study of actors strategies within TIS: system building, institutional theory
• Role of incumbent actors in blocking TIS
• Developed scheme of analysis for policy adviceWieczorek, A.J., Hekkert, M.P. (2012). Systemic instruments for systemic innovation problems: A framework for policy makers and innovation scholars. Science and Public Policy, 39(1), pp. 74-87
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Copernicus Institute of Sustainable Development
Scheme of analysis
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Copernicus Institute of Sustainable Development
Policy discourse
• Neo-liberal innovation policies Generic innovation subsidies Help to overcome market failure Innovation department of Economic Affairs
• Innovation policies in specific domains Energy, Transport, Water Goal oriented Much more specific policy intervention
• Specific R&D programs, launching customer, demonstration projects
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Copernicus Institute of Sustainable Development
Goal oriented policies
• Were in need of a guiding framework Many different stakeholders What is good policy when effects show up much
later?
• They stumbled upon the TIS framework
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Copernicus Institute of Sustainable Development
Why do they like TIS?
• Innovation process is complex but framework is simple
• Right language: system failure, motors not running, fixing, intervention
• Backed up by science – legitimate
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Copernicus Institute of Sustainable Development
2008 First TIS policy project
• Quick scan of 20 TIS related to the energy transition
• Based on stakeholder workshops• Close cooperation with NEA• What factors are blocking the development of the
TIS to the next phase? product life cycle perspective
• 500 million euro + 3,5 billion in matching from industry
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Copernicus Institute of Sustainable Development
2010 End of energy transition
• New government• More liberal policy• Transition policy had to go• Focus on national strengths
Top sector policy• Energy as top sector
• No more interest in TIS
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Copernicus Institute of Sustainable Development
TIS survived
• NEA had to monitor the energy transition program
• The decided to collect data based on TIS framework
All projects All actors Actor networks Goals of the projects Project results
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Copernicus Institute of Sustainable Development
Training of NEA
• Help by designing structure of database• Train employees to understand the
concepts and the usefulness• Increase legitimacy in top of organization
by giving presentations, attending strategy meetings etc
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Copernicus Institute of Sustainable Development
Functioning of the Dutch Energy System - Actors
The right actors?International reputation?Role in value chain?
Enough Private Resources?% SME?
Regional clusters?
Source: Public-Private financed project plans of RVO.NL, NOW and Knowledge Institutions
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Copernicus Institute of Sustainable Development
Functioning of the Dutch Energy System – Collaboration
Building up an innovation system?
Do we see changes in network characteristics?
Source: Public-Private financed project plans of RVO.NL, NOW and Knowledge Institutions
For example: Network of BBE in 2012 and 2013
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Copernicus Institute of Sustainable Development
Functioning of the Dutch Energy System - Technology
Enough variation? Increase in Technology Readiness?
Accumulation in products?
Acceleration
Stabilisation
Take-offPre-development
Time
Mark
ets
hare
Stakeholders Suppliers Owners CustomersConcepts Components Products Applience
Business case?
Source: Public-Private financed project plans of RVO.NL
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Copernicus Institute of Sustainable Development
Innovation SensorA Dashboard for Portfolio Management
Identify potential value networks
Prioritize the most actractive value networks
Optimize the portfolio of Innovation Programs
Staf the Programs
Execute and monitor the Programs
Select the Innovation Prrograms
1
2
3
5
6
4
Doing the right things?Based on expectations of plan Bureaus and experts
Doing the things right?Based on facts and figures from projects
1
Map the innovation structure
2
Analyze the functioning
Review the functioning of the structureDecide on
less/moreResources for Programs
Staf the Programs
Execute the Programs
34
5
6
Helping the TopTeam to decide on….
….institutional change to empower the new economy
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Copernicus Institute of Sustainable Development
Final result
• TIS is now firmly embedded in Dutch energy policy domain…..
• …. as monitoring tool / framework• Tool to make sense of a lot of data
• Not only energy: also water, transport, agriculture
• Policy makers may not understand the framework but work with the outcome
• International expansion
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Copernicus Institute of Sustainable Development