PARTIES AND TERMS

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COPY Report Required by the EthicsFINANCIAL DISCLOSURE REPORT AO 10 in Government Act of 1978

Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.SC. app. §§JOI-I/ I)

t. Person Reportln2 (last name. first. middle initial)

Royal, Charles A.

2. Court UI' Organization

U.S. Middle District - Georgia

J. Date of Rtport

05118/2010

4. Title (Article Ill judges indlcatc active or senior status; magistrate judges indicate full· or par1·time)

U.S. District Judge - Active

Sa. Report Type (check appropriate type)

D Nominatlon, Date

D Initial [ZJ Annual

Sb. D Amended Report

D Final

6. Reporting Period

0110112009 to

12/31/2009

7. ChamDe-rs or Office Address

U. S. Courthouse 475 Mulberry Street Macon, GA 31202

8. On the basis of the information cont•ined in thli Report and any modifications pertaining thereto, ii is, in my opinion, in tcmpliancc with applicable l•ws and rrgulations.

Rtvirwing Offic.-er _____ ---····· Datt

IMPORTANT NOTES: The insrructwns accompanying this form must be folfowed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on las/ page.

l. POSITIONS. (Reporting imlividua/only: supp. 9-IJ of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Executor Estate #I

2.

3_

4.

5_

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II. A GREEJ\1ENTS. (Reporting Individual only: ue pp. U-16 of filing instruction'-)

[ZJ NONE (No reportable agreements.)

I.

3.

Royal, Charles A.

SOURCE

SOURCE LOCATION PURPOSE ITEMS PAID OR PROVIDED

Date ol Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2 of IO 05/18/2010Royal, Charles A.

III. NON-INVESTMENT INCOME. (Reportingindividua/and spouse:see pp. 17-140/filinginstructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. Spring '09 Mercer University School of Law

INCOME (yours, not spouse's)

$2,000.00

2. Qrt. '09 West Services, Inc. (Book royalties) $2,677.90

3. Fall '09 Mercer University School of Law $2,000.00

4.

B. Spouse's Non-Investment Income - If you""" married during unyportiun of the reporting year, complete thi.r seCIWfl.

(Dollar amount not required e:ccepl for honoraria.)

0 NONE (No reportable non-investment income.)

AND TYPE

I. 2009 Fir.;t Presbyterian Day School - Math Teacher

2. 2009 Covenant Academy - Math Teacher

3.

4.

JV• REIMBURSEMENTS -rransportarion, lodging,food, enrmainment

(Includes those to spouse and dependent children; see pp. 25-27 offilmg instructions)

NONE (No reportable reimbursements.) [ZJ

I.

2.

3.

4.

5.

[l]

SOURCE

3

DESCRIPTION

VALLIE CODE

Date of Repon Namt or Ptrson Reporting FINANCIAL DISCLOSURE REPORT

Page 3 of IO 05fl 8/2010 Royal, Charles A.

V. GJFI,S. (lru:lude-s rhou co spouse and d p nJenr childr n.· supp. 28-3/ of filing instructiorn·.)

NONE (No reportable gifts.)

I.

2.

4.

5.

VI. LIABILITIES. (Includes thou ofspous. and dependent children; supp. JJ-33 of filing inwuctlons.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

117.

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FINANCIAL DISCLOSURE REPORT Page4of10

Name of Person Reporrlng

Royal, Charles A.

Dato of Roport

05/18/2010

VII. INVESTMENTS and TRUSTS -income, value, transQctions (Includes those ofspouu and dependentchildrtn; SU pp. N-60offiling instructions.)

D NONE (No reportable income, assets. or transactions.)

A. B c D

Transactions during reporting periodDescription of Assets (including trust assets)

Income during

reponing period ---· - -- ----- ---+

Gross value at end

of reporting period (I) - - --r (2)--f-())" i -- - -- - - ___ _ ]

I.

2.

3.

4.

5.

6.

-,,

8.

9.

10.

II.

12.

13.

14.

15.

16.

Place "(X)" after each asset

exempl froin pnor disclosure

Northwestern Mutual Life

SunTmst Retirement Reserve Fund

MetaMorphix, Inc.

Polywad, Inc.

SunTrust Accounl #3

SunTrust Account 114

SunTrust Account #7

Sun Trust Account #9

Edward Jones Money Market Fund

Eslate #I

!Shares, Inc. - MSCI Brazil

American Balanced Fund

Carita! Income l:luiider Fund

Capital World Growth & Income Fund

Fundamental Investors fund

Growth Fund of America

Income Fund of America

I. lnt.:omc Gain C"od : A""Sl.OOOor lcss (See Columns BI lllld 04) F •550.001 - SI00,000

2. Value Code1 J · 15,DOOor le s (Sec ColumT\Ji CI and DJ) N •SlS0,001 -SS00,000

(I)! . f Amount 11 \Code Ij (A-II) i

A

B

A

A

A

A

D

A

A

A

A

A

A

P3 "'S .5.000,001 550,000,000

J. Value Mclhod Codt-s () ... ,.t.;ipraisal (Sec CotJmn C2J U •Book Vc1luc

(2) Type (e.g.,

div .. rent,

or int.)

Dividend

lnt./Div.

None

None

Interest

Interest

Interest

None

Dividend

None

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

8 =51.001 - S2.500

(I) Value

Code 2

(JP)

L

N

J

J

J

J

J

J

J

J

K

J

J

J

J

J

J

G =5100,001 -51,tlOO,OOO

K -=S 15,00 I - SS0,000

0 =5500,001 • Sl.000.000

R =Cos! (Real Esta1e Only) V ..Other

-,---6i Value

I Method

Type (e.g., Date i Value [ Gain Identity of

buy, sell, mm/ddlyy I Code 211Code I buycrtse!lcr

Code 3

- ': ·) redemption) l (J-P) (A-H) i (ifprivalc

-· _L__ nsac !

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

C' •SUD! - S5,000 D =5l.OOI - 515,000 E =515,001 • SS0,000

Hi -51,000,001 - SS,000.000 H2 ..More th:.sn S3,000,000

l-SS0,001 - SJOO,OO(l M =s100.001 - sno.ooo Pl =Si,000,001 - 55,000.000 Pl =15,000,00I • 125,000,000

P4 "'More than SSC,000,000 S =.A cssment T=-Ca."h M21rket W =E tnnatcd

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FINANCIAL DISCLOSURE REPORT

Page 5of10

N•me of Penon Reportin&

Royal, Charles A.

D•te or Report

05/1812010

VI I. INVESTl\'IENTS and TRUSTS - income, value, transactions (Include> thou of spowse ond drpendent childr<n; SU pp. 34-60 of filing instructions.)

NONE (No reportable income, assets. or transactions.) D

18.

19.

20.

21.

22.

23.

24.

25.

26.

27.

8.

29.

JO.

31.

32.

33.

A.

Description of Assets

(including trust assets)

Pidt"C' "(X)" after ea h asset

c.,cmpt from prior disclosure

Investment Company of America Fund

New Pcrspeclivo F nd

New World fund

Seaspan Corp

Alcoa, Inc

Alla• Energy Resources

Berkshire llathaway Inc

Dow Chemical Co

DuPont E I De Nemours Co

E11.clixis Inc

General Electric

Gencnil Electric

Geneml Electric

General Elcct1ic

!Shares Inc f',-fSCI Singapore

!Shares Inc MSC! Sweden

134. Mead West Na Co Corp

t. Income Ga.in Co<les: A .. S1.000 or less

{See C-olumr:s H 1 and U4) f =Sl0.001-1100,000

2. Va1ueCo(.}es J -SI S.000 or lc!OS

(Sec Columns Cl and 03) N •SllU.OUt • 1500,000

B. Income during

reporting period

Amount Type (e.g., Code I div., rent. (A-H) orinl)

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

B Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

B =S 1.Cl<ll - !Z,500

c. Gross value at end

of reporting period

(2) Value Value

Code 2 Method

fJ-P) Code 3

(Q-W)

J T

J T

J T

J T

K T

K T

M T

K T

K T

L T

J T

K T

K T

(I) Type (e.g ..

buy. sell,

n:dcrr:ption)

Sold

Buy

Buy

Sold

C =S2.)0f · SS.000

G =SI 00,00 I • S 1,000,000 HI =Sl.000,001 -15,000,fX>O

K =St 5,00 I - 150.000 L '"l'.'50.001 - SI00,000 0 •Sl00,001 ·SI ,O<J0,000 Pl •11.000,001. !5,G00,000

PJ •!25,000,00t - SI0,000.000 P4 =More than SS0,000.000

3. \';iluc Me1l.od CuJes 0 ""Apprais I R =('osl (Real Estalc Only) S "'Assessment I See Column C:!) U ""Book Vatue V .,,Other W•!:::.!ot1maled

D. Transactions during reporting pe'.riod

(2) Date Value Gain Identity of

·. mrnldd'yy ' Code 2 t Code I buyer/seller I (J-P) (A-H) (if private

transaction)

Ol.'28/09 L A

03.'04109 J

03.109;09 J

07/13109 K D

D "'55.001 - S 15,0 E =115.001·150.000

H:Z ..-More lh.o.n SS.000,000

M -s 100,001 · Sl50,000 P2 =11,000,001 · l H00.000

T ==Cash Mar\i:i:I

! !

iI i

.

(I) (2)

r�r,· redempt10:_ -( ) -(IJ-- -r(i)-

D.

(4) '

FINANCIAL DISCLOSURE REPORT Page 6of10

Name of Person Reporting

Royal, Charles A.

D•lr of Rrport

05/18/2010

VII. INVESTMENTS and TR u STS - income, value, tramacfions (Includes those of spouse and deperrdenf children; see PP· 14-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) .-------- -- _ ___ -s ---- - --A T T c.

Description of Assets lnc:omc during Gross value al end reporting period of report Transactions during reponing period

(includingtrus1 assets) i ng period

Value Value (I) (3)

I Gain

(2) (5) 1

Identity ofType (e.g., Type (cg,Place "(X)" after each asset exempt from prior disclosure

'AmountCode I

jbuy. sell. Code 2 Code I buyer/sellerCode 2 Methoddiv .. rent,

(A-H) or int.) (J-P) Code l (A-H) (Q-W)

(if private

_ _ tr ::ri

)- _ ____ j

35. Penn West Energy A Dividend Sold 06/30/09 J B I

I I '

'

36. Renesola LTD None J T Buy 06/30/09 J

37_ Rcxahn Pharmaceuticals None J T Buy 06/30/09 J

38. San Juan Basin Royalty T rust A Dividend K T

39. TICC Capital Corp None Sold 04/27/09 J A

40_ TICC Capital Corp None Sold 07/07/09 J A

41. TICC Capital Corp None J T Sold (part)

J0/07/09 J A

42. Sadia SA ADR None J T Buy 03105109 J I I

' 43. Seagale Technologies None K T Buy 02/10/09 J

44. American Oriental Bioengineering Com None J T Buy 04/17109 J

45_ Annaly Capital Mgmt Inc B Dividend K T Buy 02/J I /09 J

46. Anworth Mtg Asset Corp A Dividend J T Buy 12/17/09 J

47. Babcock & Brown Air Ltd None J T Buy 12/17/09 J

48. Centurytel Inc B Dividend K T Buy 07/30/09 K

49_ Chesapeake Energy Corp A Dividend K T Buy 07/30/09 K '

I50- China Sunergy Co Ltd None J T Buy 06/30/09 J

51- France Telecom A Dividend Buy 07/30/09 K

I. Income Gain Codes· A =S 1.000 or less B •S 1.00 I - S2.l00 C •S2,501 -Sl,000 D=S5.00t -Sll,000 E •SIS,001 -Sl0.000

(See Columns B l and 04) F =Sl0,001 - SI00,000 G =SI00,001 -St.000.000 HI •Sl,000.001- Sl,000,000 H2 •More than U,000,000

2. Value Codes J "'SIS .000 or less K •StS,001 - 150,000 L •SS0.001 - SI00,000 M -!100,001 - Sl50,000

(See CuJumns Cl and DJ) N •S250,00I - !500,000 0 •S500,00I -St.000,000 Pt =SI ,000,001 - Sl.000.000 P2 •SS,000,00t - S2S,OOO,OOO

P3 •Sll.000.00t - SS0,000,000 P4 •More than SS0,000,000

l Value Method Codes 0 :::Appraisal R =Cost (Real Estale Only) S "'Assessmcnl T Cash Markel

(See Column C2) U "'Book Value V =Other W • Est1ma1ed

152.

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FINANCIAL DISCLOSURE REPORT

Page7of10

Namr of Per.on Reporting

Royal, Charles A.

Date uf Report

05/18i20l0

VII. INVESTMENTS and TRUSTS - income, ""'"'· tr•ns1wions rrnctudes those of w•u" and dep•nd•nr children: "'pp. 11-60 uf filing inrrructions.J

D NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(lnduding tru!)I assets)

Frmce Telecom

53. URJ" J!rasie Foods

54. I lalozyne ll1erapeulics Inc

55. Linn Energy LLC

56. MFA Fine Inc

57. Microsoft Corp

58. Micron Technology Inc

59. Non:hstar Realty Fin Corp

60. Palomar Medical Technologies Inc

61. Pfizer Inc

62. Power One Inc

63. Atlas Energy Inc

64. Atla. Amer lnr

65. Atlas Energy Resources

66. Seattle Genetics Inc

67. Silicon Image Inc

68. Suntrust Bank Inc

lncume G11in Code-s A =Sl,Ut.>Ourlcs (See Columns BI and D4 J F =S5D,OOI - SI00,000

2. Value Codes J •S 15.000 ur Its:; (See Columns CI 1&J1d OJ) N ·5150,001 · Sl00,000

A

· A

B

A

A

A

A

A

Pl •ll5,000,00i. $50,000.000 J. Value Method Codes 0 =Appraisal

(See Columr, C:Z) U""Book Vahle

Dividend

Dividend

None 1

Dividend K

Dividend J

Di vidend K

None J

None J

None J

Oividend K

None J

Dividend K

None J

None J

None J

None 1

Dividend K

B "11,001- S1,50D

G •SIOU.001 SI ,000,UOO

K rl I S,001 • 150.000

0 "1500,001-Sl,OOO.OOO

R =Cost (Re3J Estate Only) V=Othcr

Sold

Sold

T Buy

T Buy

T Buy

T Buy

T Buy

T Buy

T Buy

T Buy

T Buy

T

T Buy

T

T Buy

T Buy

T Buy

C •Sl,lO I • Sl,000

HI •Si,000,001 · Sl.000,000

L •Sl0.001·1100,000 Pl ·I 1,000.001 • ll,000,000

P4 =-More than SS0,000,00U

S = Asscssmenl

W""Est1matcd

D

Transactions during reporting pcriod

.. <2)!-( ) (4) Date ' Value Gain

mmidd/yy I Code 2 : Code Ii (J-P) (A·H) I 10/19109 K B

10130109 J A

07130109 J

02/I0/09 K

12117109 J

01129109 K

12117109 J

12117109 J

12/17109 J

02104/09 J

12/17/09 J

10!20109 J

07130/09 J

12117/09 J

02127109 J

D rS5.00I • ! 15.0DO H2 =More than S5.IJOO,OOU

M •SIOU.001 · S2'0,000

Pl •ll.000.001 . 115,000,000

T =Ci,sh Markel

(5) ldenrity of

buyer.1seller

(if private transaction)

t · IS.OU!· !50.000

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Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT

Page 8of10 05118/2010Royal, Charles A.

Vil. INVESTMENTS and TRUSTS - income, •alue, transactions (Include! those of spouse and dependent children: SU pp. 34-60 of filing instructiom.)

NONE (No reportable income, assets, or transactions.) D1--- --------- - - - ·------· · · -- ----· ·------1 c. o_A. B.

TIncomeduring

... rt £':ri

i A ;unl Typ /c g .

Gross value al end Transactions during reporting period Description of Assets

(including trust assc1s)

Place ..(X)'" af1er each asset

of reporting pcnod

Value Method

d

(2) i (l) (4) i2 (I) (5)

1I Value Gain Code2 Code I

1Value Date Identity of Type (e.g .• Code l !buy, sell.Code 21 div., rent. mm/dd/yyexempt from prior disclosure buyer/seller{A-H _l !redemption) I__ or int) (J-P) Code Jj (J-P) (A-H) (ifprivate

(Q-W) _l__ _ -· - _j____ _____ j_____ ._ r- . c !

69. WSP Holdings Ltd None J T Buy 12117/09 J I

70. Williams Pipeline Partners A Dividend K T Buy 07130109 K

71. Yingli Green Energy Holding Co None K T Buy 02/27/09 J

I. Income Gain Codes: A rS 1,000 or less 8 =11.tJOI -SZ,500 C =12,501 -Sl,000 D =S5,00I - $15,000 E =SIS,001 -150,000 {See Columns BJ and 04) F =!50.00 I - SI D0.000 G=llOO,OOl -Sl,000,000 HZ =More chan S5,000,000HI =11,000,001. !l.000,000

1. Value Codes J "'S 15,000 or less K •115,001 -150,000 L •150,001 · SI00.000 M •SI 00,00 I • S250,000 (See Columns CJ and DJ) N •S250.00I -1500,000 0 •1500,00 I -S 1,000.000 Pl =11,000.001 -15.000,000 P2 =15.000,001 • S25.000,000

PJ ·125.000.001 • 150.000.000 P4 =More- than SS0.000,000 3. Ye.luc Meihod Codes Q •Appra1:.al R "'Cosl (Real E:.ta1e Only} S Assessmen1 T ""Ca!>h Market

(See Column C2) U =Book Value V:Other W =Es11ma1ed

Namr of Puson R porling Date of Rtport FINANCIAL DISCLOSURE REPORT

Page9 of IO Royal, Charles A. 0511812010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (fndiral<parto/Repor )

I. POSITIONS

I have no beneficial interest in the estate. There are no assets owned by the estate. There have been no acquisitions, dispositions or capital gains. This response includes now and al all times during the reporting period.

FINANCIAL DISCLOSURE REPORT

Page 10of10

Name of Penon Re-porting

Royal, Charles A.

Dale of Report

05/18/20 I 0

IX. CERTIFICATION.

I certify that all information given above (Including Information pertaining to my spouse and minor or dependent children, if any) ls accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because II met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Cornrninee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544