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David FutyanImperial College
1Coseners House Forum on LHC Startup13th April 2007
David FutyanImperial College
Calibration of the CMS ECAL
Using Vector Bosons
Calibration of the CMS ECAL
Using Vector Bosons
David FutyanImperial College
2Coseners House Forum on LHC Startup13th April 2007
Overview
Introduction:The CMS ECALCalibration requirements and strategy at LHC startup
Precalibration:Laboratory measurementsTestbeamCosmic Rays
In-situ calibration with physics events:Phi independenceVector bosons:
• Single electrons: We• Double electrons: Zee• Single photons: Z
Low mass resonances: 0
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3Coseners House Forum on LHC Startup13th April 2007
The CMS Detector
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ECAL
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4Coseners House Forum on LHC Startup13th April 2007
The CMS ECAL
75848 Lead Tungstate crystals.
Barrel geometry:Front face dimensions: 0.01740.0174 in (2222mm = Molliere radius)
Crystal depth: 25.8X0 (230mm)Crystal axes tilted by 3o w.r.t. line from nominal vertex
3X0 preshower in front of most of endcap
1.29m
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5Coseners House Forum on LHC Startup13th April 2007
The CMS ECAL
Barrel “supermodule” (1700 crystals) composed of 4 modules. Each Half barrel contains 18 supermodules.
Readout:Barrel: avalanche photo-diodes (APDs)Endcap: vacuum phototriodes (VPTs)
• Photomultipliers with single gain stage• Able to operate in 4T magnetic field and high neutron flux
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ECAL Energy Resolution
Physics reach of the ECAL, in particular the H discovery potential, depends on its excellent energy resolution.
Achievement of deign performance requires high precision calibration.
Intrinsic ECAL energy resolution of the CMS ECAL:
€
σE
=2.7%
E⊕0.5%⊕
150MeV
E
€
σE
=2.7%
E⊕0.5%⊕
150MeV
E
Constant term dominated by intercalibration precision (most of the energy of an electron or photon goes into a single crystal)
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7Coseners House Forum on LHC Startup13th April 2007
Calibration Requirements
Challenge is the relative channel-to-channel intercalibration of the ~80K crystals.
Intercalibration precision feeds directly into the constant termGlobal absolute energy scale can be obtained using a relatively small no. of Ze+e- or Z events.
Main source of channel-to-channel response variation:Barrel: crystal scintillation light yield, RMS ≈ 8%Endcaps: VPT signal yield, RMS ≈ 25%
Aim is to achieve an intercalibration precision of better than 0.5%.
David FutyanImperial College
8Coseners House Forum on LHC Startup13th April 2007
Calibration Requirements
Ultimate goal is to achieve the most accurate energy measurement for electrons and photons:
G x ci x Ai are calibrated RecHits
• G = global absolute scale
• ci = calibration coefficients
• Ai = signal amplitudes in ADC counts
F = cluster level energy corrections to correct for energy loss due to bremsstrahlung and containment variations
• dependent on type of particle, position, momentum, clustering algorithm…
€
Eγ ,emeasured = F × G × c i
cluster
∑ × Ai
€
Eγ ,emeasured = F × G × c i
cluster
∑ × Ai
David FutyanImperial College
9Coseners House Forum on LHC Startup13th April 2007
ECAL Intercalibration Strategy at LHC Startup
Preliminary estimates of intercalibration coefficients:Laboratory measurements of crystal light yield
Test beam precalibration of some supermodules
Commissioning of further supermodules with cosmic rays
Target precision can only be achieved in-situ using physics events:Impose -independence of energy deposited from minimum bias or jet triggers to rapidly intercalibrate to a precision of around 2%. Intercalibrate between regions using Ze+e-.
Finally intercalibrate to design goal of <0.5% using the momentum measured in the tracker for electrons from We (requires tracker alignment to be complete)
Complimentary method, not relying on tracker: invariant mass reconstruction from and resonances.
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Laboratory Measurements
Excite crystal with a 60Co source. Measure light yield (LY) with PM tube.
Prediction of calibration coefficient ci:
Q = photo-detector quantum efficiency
cele = electronics chain calibration
M = photo-detector gain
Precision of lab measurement of ci can be determined by comparing to ci
determined from testbeam: €
1
c i
∝ LY ⋅εQ ⋅cele ⋅M
€
1
c i
∝ LY ⋅εQ ⋅cele ⋅M
σ 4%
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12Coseners House Forum on LHC Startup13th April 2007
Testbeam Precalibration
8 supermodules (~1/4 or ECAL barrel) precalibrated in summer 2006Remaining 28 barrel supermodules will be intercalibrated in-situ
One of the four endcap “Dees” will be precalibrated in the summer 2007 testbeam
Full scan of supermodule using high energy electron beam
Crystal response depends on electron impact position.4th order polynomial, separately in the 2 lateral coordinates used to correct for this dependence.
Only electrons incident on central 7mm 7mm of a given crystal are used.
ci defined as ratio of mean value of corrected response w.r.t. reference value
Statistical uncertainty with 1000 events/crystal < 0.1%
Intercalibration precision limited by response variations during time between testbeam measurement and LHC data taking.
Repeat precalibration of one module to quantify reproducibility
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Calibration Using Cosmic Ray Muons
Calibrate using cosmic muons well aligned to crystal axes.
Select events with nearly all energy in one crystal
Supermodule exposed to cosmic muons for 41 hours in Nov 2004
Precision of 3% achievable in 1 week of data taking for barrel modules 1-3, and 3.5% for module 4.
data simulation
Agreement with test beam calibration:
σ 3%
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In-Situ Intercalibration Using Physics Events
1: Phi-Independence
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Phi Independence
-symmetry of event activity Total ET deposited by a large number of events
should be the same for all crystals at a given .
Can perform intercalibration by comparing ET deposited in a crystal with the
mean ET for all crystals at the same .
Aim: reduce the number of intercalibration constants from ~76000 (number of ECAL crystals) to 248 (number of fixed rings). Rings can then be intercalibrated using Ze+e- events.
y
x
Invariant quantity isET/A for endcap rings
170 barrel rings
39 endcap ring pairs
David FutyanImperial College
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Phi Independence: Event trigger and Selection
Event trigger: Level-1 Jet trigger
Alternatives considered:Random bunch-crossings (minimum-bias):
• No trigger bias from the event trigger, but sensitivity to noise due to low energies, and large extrapolation from calibration energies (few hundred MeV) to physics energies
Electromagnetic triggers:• Trigger bias a severe issue
Assume 1kHz of Level-1 bandwidth allocated to single jet triggers
Event selection consists only of an ET threshold: ET> 120 GeV, chosen such
that the 1kHz bandwidth is approximately saturated at LHC startup luminosity.
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Only crystals with ET in the following ranges contribute to the ET sums:
1 < ET < 6 GeV (barrel)
1 < ET < 4 GeV (endcap)
~10 crystal hits per event pass this selection.
Write out highly compacted data stream to be processed offline:Only information stored for each event is energy and crystal ID for each selected hit
Lower threshold excludes noise; upper threshold removes low statistics tail (improve stability of ET sum)
Eliminate trigger bias by excluding crystals associated with the triggering (highest ET) jet:
Require that crystals are separated from the position of the triggering jet by:
R = (2 + 2) > 1rad
Selection of Crystal Energy Deposits
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Calculate ET (ET/A for endcap) for each crystal.
Obtain ET (mean value of ET for all crystals in pair of rings).
For each crystal:Calculate fractional deviation of ET from ET:
Since ET is obtained from a truncated ET distribution, is proportional rather than equal to the miscalibration. Constant of proportionality k determined empirically for each pair of rings (value is typically ~1.5).
Estimate of miscalibration:
Calibration coefficient:
To test calibration procedure:Gaussian miscalibration applied with spread 4.5%Determine residual miscalibration after correction
Determination of Calibration Coefficients
€
= ET∑ ET∑( ) −1
€
= ET∑ ET∑( ) −1
€
M = ε k
€
M = ε k
€
c i =1/(1+ εM )
€
c i =1/(1+ εM )11 million
events
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Intercalibration Precision
Assumes no knowledge of tracker material distribution
Limit of the technique reached when inhomogeneity of tracker material and crystal geometry breaks -symmetry of energy deposition.
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2Coseners House Forum on LHC Startup13th April 2007
Limit is approached with a few tens of millions of events - equivalent to around 10 hours of data taking assuming 1kHz of Level-1 bandwidth allocated to single jet triggers.
With increasing knowledge of tracker material distribution, potential for rapid repeated calibration of the ECAL to high precision.
Limit on Precision
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2: Single Electrons from W Bosons
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Calibration with We: Introduction
Intercalibrate using the tracker momentum measurement for isolated electronsBenchmark technique to achieve target precision (0.5%)
Requires tracker is fully operational and well aligned
We: source of single electrons with a high HLT rate of ~10 Hz at 2x1033cm-2s-1
Main difficulty: Bremssrahlung radiated in tracker material degrades electron energy and momentum measurements
<10% radiated energy
No cut on radiated energy
E(5x5)/p(track)
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23Coseners House Forum on LHC Startup13th April 2007
ECAL Energy Measurement
ECAL energy measured by summing 5x5 array of crystals around crystal with maximum signal.
In the endcaps, energy deposited in the preshower is added
Choice of 5x5 rather than clustering algorithms designed to recover bremsstrahlung in standard electron reconstruction:
Cleanly separate intercalibration from complex algorithmic corrections required for bremsstrahlung recovery
Energy in 5x5 gives best measurement of energy for unconverted photons, for which calibration accuracy is most important (H)
David FutyanImperial College
24Coseners House Forum on LHC Startup13th April 2007
Regional Calibration
Amount of bremsstrahlung depends on amount of material
varies significantly as a function of .
Average value of E/p distribution therefore also varies with .
Divide intercalibration task into 2 steps:1) Intercalibrate within small regions for which <E/p> is rather constant
• Can be achieved rapidly for each region due to the reduced no. of constants to be determined
2) Intercalibrate between regions.• Use very tight electron selection requiring
minimal bremsstrahlung energy loss
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Event Selection
Event selection based on variables correlated with amount of bremsstrahlung emission. Electrons with little or no radiated bremsstrahlung have:
More accurate reconstruction of energy and momentum
Most of their energy deposited in 5x5 crystal array
Barrel selection variables: E(5x5)/p(track), plus:
E(3x3)/E(5x5)No. of hits in
the track2/n.d.f.
of the track
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Endcap Event Selection
Selection variables used in the endcaps:E(5x5)/p(track)
E(3x3)/E(5x5)
Ratio of track momentum at outermost and innermost points: pout/pin
Fraction of energy radiated beforeradius = 80cm
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Selection Cut Optimization
Selection cuts chosen by scanning 4 dimensional phase space and identifying point (global minimum) giving best precision in determination of calibration constants.
Global minimum found to be broadi.e. stable - insensitive to potential differences between simulation, used to derive the cuts, and real data used to perform calibraition
Sensitivity of minimum on no. of events per crystal also found to be small
Selection cuts optimized separately for the different regions
Selection efficiency varies with Mean efficiency in barel: 30%
Efficiency in endcap ranges from 10% to 30%
E(5x5)/p(track)(Endcap)
Selectedevents
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Calibration Algorithms
Each energy measurement contains contribution from 25 crystals. Two techniques have been studied to extract calibration constants for individual crystals:
1) L3 iterative algorithm:• Used for in-situ calibration of the
BGO crystals in the L3 experiment at LEP
2) Matrix inversion algorithm:• Householder decomposition
or 2 minimization
Based on minimization of difference between EECAL and ptrack
Both techniques perform similarly, both in terms of precision and speed.
L3 iterative algorithm
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Intercalibration Precision
To test calibration procedure:Gaussian miscalibration applied with spread 4%.
Many (>50) MC experiments performed each with different randomly chosen miscalibration constants
Intercalibration precision vs :
barrelendcaps
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3Coseners House Forum on LHC Startup13th April 2007
Intercalibration Precision
Dependency on no. of electrons per crystal:
1.31<<1.481.31<<1.48
0.78<<0.960.78<<0.96
0<<0.260<<0.26
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HLT Rates and Background Contamination
Most of the background rate comes from b/ce decays.
Since these are real electrons, can still be useful for calibration
Otherwise Can be strongly suppressed with negligible loss of signal efficiency using isolation cuts
We
background
No isolation cut
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3: Electrons from Z Bosons
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Calibration with Zee: Introduction
Z mass constraint in Zee events is a powerful tool for ECAL calibration
Phi independence and We concerned only with intercalibration. Zee can also be used to determine the global energy scale.
Independent of the tracker measurements: can be used from the beginning of the data taking.
Several uses are envisaged:
Intercalibration between rings previously intercalibrated using phi-independence.
Determination of global energy scale.
Tuning of algorithmic (clustering) energy scale corrections for reconstructed electrons and photons, currently determined using Monte Carlo.
Measurement of electron trigger, reconstruction and identification efficiencies using “tag and probe” approach.
€
Eγ ,emeasured = F × G × c i
cluster
∑ × Ai
€
Eγ ,emeasured = F × G × c i
cluster
∑ × Ai
David FutyanImperial College
34Coseners House Forum on LHC Startup13th April 2007
Extraction of Calibration Coefficients
Measured invariant mass:
Weighted mean of miscalibration factors in event i:
For each ring, plot distribution of <>i, with each entry weighted by the fraction of reconstructed electron energy contained in the ring in that event
Estimate of miscalibration for the ring given by position of peak obtained from Gaussian fit
€
< >i=1
2⋅
M invi
MZ
⎛
⎝ ⎜
⎞
⎠ ⎟
2
−1 ⎡
⎣ ⎢ ⎢
⎤
⎦ ⎥ ⎥
€
< >i=1
2⋅
M invi
MZ
⎛
⎝ ⎜
⎞
⎠ ⎟
2
−1 ⎡
⎣ ⎢ ⎢
⎤
⎦ ⎥ ⎥
€
M inv2 = 4E1 ⋅E2 ⋅sin2 ϑ 12
2
€
M inv2 = 4E1 ⋅E2 ⋅sin2 ϑ 12
2
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Extraction of Calibration Coefficients
Procedure is iterated until the calibration coefficients converge:
Calibration coefficient for an individual crystal is the product of the ring coefficient C() and the relative coefficient for the crystal within the ring obtained from Phi Independence:€
C j = c jk
iteration,k=1
n
∏ =1
1+ ε jk
iteration,k=1
n
∏
€
C j = c jk
iteration,k=1
n
∏ =1
1+ ε jk
iteration,k=1
n
∏
€
C(η ,ϕ ) = C(η ) ⋅CηPhiInv (ϕ )
€
C(η ,ϕ ) = C(η ) ⋅CηPhiInv (ϕ )
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Intercalibration of Crystal Rings
Crystals within rings already intercalibrated using phi independence
Event selection: require two “golden” electrons (i.e. little bremsstrahlung radiation), in order to minimize dependence on tracker material and hence
Set up miscalibrations:2% miscalibration between crystals within a ring (precision obtained after -symmetry intercalibration)
5% miscalibration between rings
Use simulated event sample corresponding to an integrated luminosity of 2.0fb-1
Intercalibration precision is RMS
spread of residual miscalibration
after correction: σ = 0.6%σ = 0.6%
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37Coseners House Forum on LHC Startup13th April 2007
Intercalibration Precision Using Zee
Intercalibration precision with 2 fb-1 for different ECAL barrel modules (increasing in ):
Intercalibration precision as function of event statistics:
2 fb-1
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38Coseners House Forum on LHC Startup13th April 2007
4: Inner Bremsstrahlung Photons in Z
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39Coseners House Forum on LHC Startup13th April 2007
Z: Introduction
Radiative decays of Z bosons to muons:Clean source of high pT isolated photons with significant rate and very little background
Energy scale determination independent of the ECAL
Z is an important tool for several commissioning tasks:Calibration between regions previously intercalibrated using We.
Determination of overall energy scale, using Z mass constraint
Probe for measuring photon trigger, reconstruction and identification efficiencies
Tuning of algorithmic (clustering) energy scale corrections for photons and electrons (from photon conversions).
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Z: Preliminary Studies
Investigated using events generated with full matrix element calculation of radiative decays
Separate generation using ALPGEN and CompHEP
Background: Z bosons produced with additional jet(s)
Event selection:Muon pair invariant mass:
40 < M < 80 GeV
Reconstructed photon with pT > 15 GeV,within R < 0.8 of either muon3 body invariant mass:
87.2 < M < 95.2 GeV
Signal to background ratio:~80 for 15 < ET
< 30 GeV
~1 photon per crystal for 1fb-1 of data
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5. Low Mass Resonances
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Calibration using 0
0and currently being studied as additional calibration tools
Unconverted photons insensitive to tracker material distribution:No dependence on
Minimum separation for photons from 0 in the barrel with ET=5GeV is ~65mm
3 times crystal granularity
For QCD events accepted by the Level-1 triggers, perform ECAL cluster reconstruction in small region identified by the trigger, using an online filter farm.
Event selection:Require 2 ECAL clusters with energy in range 1.5 < E < 5 GeV and separation at ECAL front face between 60 and 90mm.
Tight requirements on ECAL shower shape to select unconverted photons
Assuming a Level-1 trigger rate of 10 kHz:Rate after selection >1000 0s/crystal per day of data taking at 2x1033cm-2s-1
signal-to-background ratio ~2
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43Coseners House Forum on LHC Startup13th April 2007
Summary
Accurate intercalibration of the CMS ECAL to the design goal of 0.5% essential for physics discovery reach, in particular for the H channel.
Can only be achieved in-situ using physics events.
High pT isolated electrons produced from decay of W and Z bosons are key to
achieving this goal.
Baseline strategy:Phi independence of energy from jet trigger events to intercalibrate rapidly within rings at startup to 2% precision (< 1 day)
Electrons from Z to intercalibrate between rings
Once tracker is fully operational and aligned, design goal precision of 0.5% can be achieved with 5 fb-1 of data using single electrons from We