court registry investment system

8/12/2019 Court Registry Investment System

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Court Registry Investment System (CRIS)

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Receipt,I ,DepOsit in T reasury ~ '

.Control Points- $50 million notif ication- Court Internal Controls

July 2003

Court RegistryInvestment System, (CRrS)

Accountabi li ty t rans fers funds f rom court uni t Treasury symbol to CRISfTX-S Treasurysymbol, (no chec ks exhanaedl. Funds a lw ays con tro lled by eIther Treasury or theFederal Reserve Bank.

~'=::~t : ~~~~:2:i:~~,~~=~~' '~-~ ~ :~l RESERVE BANK(FRB)*Control' Points

- 'Versus Payment (FRS)- Selling Securit ies (KM10)

,Non-StandardWithdrawals- Wire Transfers- Transfer Securit ies- Controlled Disbursements

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From Period To BeginningCRIS Balance IncomeAllocation

J.1.1Weekly Operating Statist ics

LiquIdity FundCase Deposits CaseWithdrawlsAmount # Amount # EndingCRfS Balance Total # .of Cases Amount Availablercr Investment

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-J~

J.1.2 Alternative Fund Operating Statistics

.Court Registry Investment System

Asset ReportBeginning Date 0147106ElUnngDate 01JjV06

Total Penalty $135,000,000.00 .

144,'714,008.00 144,181,920.4842,079.51.44;179,931.34Total Book Value

144,279,93t.34Treasury Balance875.62

Tou. Treasury Assets__ 144,280,886.%

ParchQel. Ullit Bond TotalCusipI . SeclJrity Sale CoIitJ Equiv . RoidiDg PeriOO Par PutdweIB1odr. ~ Date Sa1ePrioe Yield ral Retna :Di11g ValBe sale PriceMUurisyDate

1n1aA1Oi.141_m7~stMZOO6

ItW.Zt06IVJ4J IIQ6~

n1.195XNHl 11W..LIZ6tZOO61::l?31S&.m81.00.00 TBILLJ:W2OOi.793ZSD.5%582.01>Leo mILLn6I2OO.61.193254).5l581.00JIO 1mLLJ1,71J1)06l969583.'119M.00 imu.n:J11OO69.~J6'7.4JlD 'IBILLl1 1m>3619.6204443(;1&004A)8 i nuLLt:l.11101169.610444S67&.00totInvestment Portfo1i.o~

~SIJ,OOt,4lOO.1IO4, , ,,00&.00

1.5QfI.OOO.OO~oo$J,Ooo,ooo.oo42,214,A)OO.oo

48.896,Q5.0()~5..0043.487,U9.34. 2,497.739.$149.m..mn49,81G,m.2. Z42,1)63.736A6

ToWDiscouutf .

lDfe;restl Gaia.I,l03,37s.oo1,1fQ.315.0893~1U'

2.2'u..o.J.8.7'17~7818J,T/7.7816O.1QM

BookValue

tJIOGJIfI0.01.

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J.1.2Alternative Fund Operating Statistics


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1.1.2Alternative Fund Operating Statistics

Amortlzatfon on Secur1tres for tha PeriodRegISby' FoeFRBCharga

9%(28.25 per securil )

88.010.86. ,820.98

13a.01


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J.1.2 Alternative Fund Operating Statistics

AccretioD ReportBeginJliug Date . ~'f1l l~

EDdiog Date . 7f3.'1Jt6

CWIp i SGItIement Meruti\y T #~ 0. ' ' 'days; PIoIrvafU$ Purtlrallud TOle Tolaldsys Tofa . Book.VGIue (A1IIIrizatIcm] SookValua LlD ReIIainI Ip~ Ac:crtI(l\lnort) i n.pGlioct ~ $$017..27106 ~ uOf-To31U ~ ~

t.t2795XP1.ot 0.8. TRlalilWYSIJ/07127/00 oaI03IDa ., ~.QO tG7(7SS.ss .2)60.042. 8 2 ~;(97.7A9:J111. 1,~~ 2,0499,354.:11 UWSII G4$.S3flUJ9IIXS5.Ot u.~ T\'GaaryBil 07/27/01$ 08f24ID6 28 5O;OOO,QOe.Oj)-49;~2 1aQ,777.78 $ 23 49jJto,m.22 . .. :3:1.~ 49.M4,11U1 ~88U9 f65,88&889Jm5XS5.D2 u.s. TressuIy. i11fZ11lJ6 08124I IIS a ~ ,9 K .000J (J0 ' ~ jB ,n. .~ 169.m.78 5 10a ..w~~ # :~'49~tff 1 33.8U.B8' 16&.1I88..Ut2.1'11 iXS5Q u.s. TJe8SUIYB1I O7fZIJDa 1I8Q4I06 28 42';~~' ~i~~ 160,283..54. 1; .2'J . ~7&3AS . ,U~j}A9 ~092.3i4.95 2B.GfSM ~,845JJ6, ..

i,1~,o oo;OO 144.1ati920AB ~079..52 gM,-18'~ .. UB.~O:S644. 279,. 931084 $B,DfO .i 8 444.0BU8. ~....


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:85-CV-10490/6/2005 7/19/20068,533.516,929.07,604.44:00-CV-621/5/2002 7/19/20067,449.055,000.00,449.05:00-CV-621/5/2002 7/19/2006,954.72,500.0054.72:00-CV-819/31/2002 7/19/2006,184.17,023.3160.86:00-CV-819/31/2002 7/19/2006,276.43,034.9541.48:00-CV-890/17/2002 7/19/2006,291.58,750.0041.58:00-CV-890/17/2002 7/19/2006,075.67,847.2228.45:01-CV-186/17/2002 7/19/20064,568.002,000.00,568.00:01-CV-556/10/2002 7/19/2006,483.40,000.0083.40:01-CV-793/2/2003 7/19/20060,782.100,125.5556.55:02-CV-772/22/2004 7/19/2006,264.48,145.2219.26:03-CV-230/27/2005 7/19/20067,062.235,902.21,160.02:85-CV-11910/18/1990 7/19/2006,670.06,583.586.48:85-CV-11910/18/1990 7/19/2006,273.10,000.0073.10:85-CV-11910/18/1990 7/19/2006,855.00,758.886.12:90-CV-313/7/1993 7/19/2006,513.42,200.00,313.42:91-CV-467/28/1992 7/19/20067,854.168,346.239,507.93:93-CV-127/28/1994 7/19/200600,850.9662,209.2338,641.73:93-CV-127/28/1994 7/19/200600,850.7662,209.2338,641.53:93-CV-6211/17/1994 7/19/2006,493.49,000.00,493.49:94-CV-7270/26/1995 7/19/20061,367.108,908.372,458.73:95-CV-371/27/1996 7/19/20065,861.725,000.000,861.72:95-CV-371/27/1996 7/19/20065,861.665,000.000,861.66:95-CV-776/12/1996 7/19/20063,741.070,000.00,741.07:96-CV-443/4/1999 7/19/2006,446.20,000.0046.20:96-CV-443/4/1999 7/19/2006,446.28,000.0046.28:97-CV-1191/20/1997 7/19/2006,297.17,000.0097.17:97-CV-1191/20/1997 7/19/2006,296.89,000.0096.89:97-CV-96/26/1998 7/19/20062,650.193,335.00,315.19:98-CV-1554/2/2002 7/19/200603.8882.751.13:98-CV-1554/2/2002 7/19/200691.6871.430.25:98-CV-1554/2/2002 7/19/200682.3462.769.58:98~CV-1554/2/2002 7/19/200631.1401.209.94:98-CV-1554/212002 7/19/200699.3878.610.77:98-CV-1554/2/2002 7/19/200699.4678.610.85:98-CV-1554/2/2002 7/19/200668.6650.008.66


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:98-CV-1554/2/2002 7/19/200668.7650.008.761:98-CV-1554 :/2/2002 7/19/200668.8050.008.80:98-CV-1554/2/2002 7/19/200693.0872.780.30:98-CV-1554 i5/2/2002 7/19/200685.4165.589.83:98-CV-1554/2/2002 7/19/200618.6896.572.11:98-CV-1554/2/2002 7/19/200669.0450.288.76:98-CV-1554/2/2002 7/19/200675.0855.899.19:98-CV-1554/2/2002 7/19/200672.1553.238.92:98-CV-1554 I/2/2002 .7/19/200692.3172.110.20:98-CV-1554/2/2002 7/19/200689.7569.630.12:98-CV-1554/2/2002 7/19/200678.8559.449.41:98-CV-1554/2/2002 7/19/200688.9368.860.07:98-CV-1554/2/2002 7/19/200668.6650.008.66:98-CV-1554/2/2002 7/19/200668.7950.008.79:98-CV-1554/2/2002 7/19/200692.2571.980.27:98-CV-1554/2/2002 7/19/200684.6764.879.80:98-CV-1554/2/2002 7/19/2006,13.1591.521.63:98-CV-1554/2/2002 7/19/200600.2979.510.78:98-CV-1554/2/2002 7/19/200600.4179.510.90:98-CV-1554/2/2002 7/19/200632.3709.323.05:98-CV-1554/2/2002 7/19/200627.0204.442.58:98-CV-1554/2/2002 7/19/200685.2765.469.81:98-CV-1554/2/2002 7/19/200658.8033.994.81:98-CV-1554/2/2002 7/19/200668.7950.008.79:98-CV-1554/2/2002 7/19/200601.5280.620.90:98-CV-1554/2/2002 7/19/200693.9173.610.30:98-CV-1554/2/2002 7/19/200668.8550.008.85:98-CV-1554/2/2002 7/19/200679.1059.659.45:98-CV-1554/2/2002 7/19/200602.4381.570.86:98-CV-1554/2/2002 7/19/200683.8763.999.88:98-CV-1554/2/2002 7/19/200692.9372.690.24:98-CV-1554/2/2002 7/19/200603.3282.330.99:98-CV-1554/2/2002 7/19/200600.2079.500.70:98-CV-1554/2/2002 7/19/200699.0578.270.78:98-CV-1554/2/2002 7/19/200699.6378.850.78:98-CV-1554/2/2002 7/19/200676.4157.099.32


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J.1.3 - Minors' Cases InformationORGDATE BALDATEENDING BALANCERINCIPAL INTEREST:98-CV-1554/2/2002 7/19/200609.2987.771.52:98-CV-1554/2/2002 7/19/200606.6385.371.26:98-CV-1554/2/2002 7/19/200608.4987.151.34:98-CV-1554/2/2002 7/19/200692.7572.450.30:98-CV-1554/2/2002 7/19/200678.3952.146.25:98-CV-1554/2/2002 7/19/200668.6950.008.69:98-CV-1554/2/2002 7/19/200644.7520.833.92:98-CV-1554 ;/2/2002 7/19/200644.9021.063.84:99-CV-8291/23/2001 7/19/200663.0820.202.88:01-CV-139/18/2002 7/19/2006 11,486.430,674.5711.86:01-CV-144 7/19/20065,402.114,391.80,010.31:01-CV-14411/21/2002 7/19/2006 15,347.384,391.8055.58:01-CV-144 7/19/2006,274.06,125.0649.00:01-CV-1441/21/2002 7/19/2006,266.15,125.0641.09:01-CV-1441/21/2002 7/19/2006,266.00,125.0640.94':01-CV-14411/21/2002 7/19/2006 1,012.6049.652.95:01-CV-1441/21/2002 7/19/2006,012.6749.653.02:01-CV-14411/21/2002 7/19/2006 1,012.5649.652.91:01-CV :14411/21/2002 7/19/2006 710.1765.834.34:01-CV-1441/21/2002 7/19/2006 710.1265.834.29:01-CV-2473/13/2003 7/19/2006 3,075.10,893.5081.60:01-CV-247/13/2003 7/19/2006,075.23,893.5081.73:02-CV-22/10/2004 7/19/20063,212.472,555.3157.16:02-CV-313/11/2004 7/19/2006 10,546.470,000.0046.47:02-CV-31/16/2004 7/19/2006,625.00,500.0025.00:02-CV-31/16/2004 7/19/20060,417.18,917.3599.83:02-CV-817/8/2004 7/19/2006,260.46,000.0060.46:03-CV-299/23/2004 7/19/20060,842.950,328.9414.01:03-CV-307/3/2005 7/19/20063,501.53,357.5044.03:03-CV-316/9/2004 7/19/2006,361.79.914.1247.67:03-CV-316/9/2004 7/19/2006,361.76,914.1247.64:03-CV-393/31/2005 7/19/20062,241.660,566.89.674.77:03-CV-442/30/2006 7/19/20067,663.417,334.7728.64:03-CV-442/30/2006 7/19/20061,327.311,073.9453.37:03-CV-442/30/2006 7/19/2006,496.99,467.349.65:03-CV-442/30/2006 7/19/2006,841.81,748.663.15


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:05-CV-289/23/2006 7/19/20063,282.723,081.5101.21:05-CV-289/23/2006 7/19/20063,282.753,081.5101.24:92-CV-148/8/1993 7/19/20066,848.390,000.006,848.39:95-CV-1610/10/1996 7/19/2006,845.26,000.00,845.26:03-CV-49 5/6/2004 7/19/2006,017.1965.601.594:02-CV-1965/8/2003 7/19/20061,839.310,000.00,839.31:93-CV-428/19/1993 7/19/2006,650.98,181.30,469.68:00-CV-1319/7/2000 7/19/20060,299.891,452.07,847.82:02-CV-1354/1/2004 7/19/2006,347.28,020.7926.49:02-CV-766/27/2002 7/19/20069,774.544,484.00,290.54:89-CV-806/21/1990 7/19/2006,864.12,000.0064.12:89-CV-806/21/1990 7/19/2006,865.07,000.0065.07:96-CV-196/31/1997 7/19/2006,685.70,800.0085.70:97-CV-5 2/25/1999 7/19/20061,410.816,482.144,928.67:97-CV-694/2/1998 7/19/20062,743.270,000.00,743.27:98-CV-2584/6/2000 7/19/20064,950.482,777.77,172.71:00-CV-4212/7/2000 7/19/20063,511.662,000.00,511.66:01-CV-132/21/2002 7/19/2006,998.67,281.0217.65:02-CV-1768/28/2003 7/19/200629.1900.009.19:02-CV-176/28/2003 7/19/2006,058.49,000.008.49:90-CV-212/21/1991 7/19/20066,972.410,000.00,972.41:90-CV-444/28/1998 .7/19/2006,680.8506.8773.98:92-CV-4622/9/1993 7/19/200672.0900.0072.09:92-CV-4622/9/1993 7/19/200672.0000.0072.00:94-CV-140/21/1997 7/19/2006,250.17,000.00,250.17:94-CV-3251/17/1994 7/19/200648.7600.0048.76:94-CV-3251/17/1994 7/19/200648.5400.0048.54:94-CV-3251/17/1994 7/19/200648.8100.0048.81:95-CV-6400/24/1996 7/19/2006,528.11,850.0078.11:97-CV-10332/17/1998 7/19/2006,832.27,537.33,294.94:98-CV-5423/2/2000 7/19/2006,525.26,999.1326.13:98-CV-5423/2/2000 7/19/2006,300.74,957.4743.27:98-CV-5423/2/2000 7/19/2006,865.77,587.6678.11:98-CV-5423/2/2000 7/19/2006,108.29,793.7314.56:98-CV-5423/2/2000 7/19/20068,181.255,467.88,713.37:02-CV-280/16/2003 7/19/2006,172.76,000.0072.76


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J.1.3 - Minors' Cases InformationDISTRICT CASE NUMBERD05TXE 9:02-CV-28D05TXN 1:97-CV-00149.D05TXN 1:98-CV-00004D05TXN 1:98-CV-00004D05TXN 2:00-CV-00107D05TXN 2:00-CV-00170D05TXN 2:00-CV-00170D05TXN 2:01-CV-00410D05TXN 2:02-CV-00184D05TXN 2:04-CV-00337D05TXN 2:05-CV-00100.D05TXN 2:05-CV-00100D05TXN 2:85-CV-00052D05TXN 2:85-CV-00052D05TXN 2:85-CV-00052D05TXN 2:85-CV-00052D05TXN 2:85-CV-00185D05TXN 2:85-CV-00185D05TXN 2:91-CV-000204D05TXN 2:91-CV-00042D05TXN 2 :92-CV-00117D05TXN 2:92-CV-00244D05TXN 2:92-CV-00244D05TXN 2:92-CV-00244D05TXN 3:00-CV-00230D05TXN 3:00-CV-02471D05TXN 3:02-CV-01759D05TXN 3:02-CV-017.59D05TXN 3:04-CV-00088D05TXN 3:05-CV-00033D05TXN 3:69-CV-03455D05TXN 3:69-CV-03455.D05TXN 3:74-CV-00380D05TXN 3:89-CV-00481D05TXN 3:89-CV-03120D05TXN 3:89-CV-03120

ORGDATE BALDATE10/16/2003 7/19/200612/16/1999 7/19/20066/17/1999 7/19/20066/17/1999 7/19/20065/17/2001 7/19/20062/13/2003 7/19/20062/13/2003 7/19/20069/2/2004 7/19/200610/23/2003 7/19/20061/12/2006 7/19/2006

5/18/2006 7/19/20065/18/2006 7/19/200610/23/1997 7/19/200610/23/1997 7/19/200610/23/1997 7/19/200610/23/1997 7/19/200610/23/1997 7/19/200610/23/1997 7/19/20069/14/1992 7/19/20069/16/1992 7/19/20068/9/1993 7/19/20069/2/1993 7/19/2006

9/2/1993 7/19/20069/2/1993 7/19/20062/10/2000 7/19/20064/10/2003 7/19/20061/8/2004 7/19/20061/8/2004 7/19/20068/11/2005 7/19/20069/29/2005 7/19/20062/19/1998 7/19/20062/19/1998 7/19/20067/17/1997 7/19/20062/19/1998 7/19/200611/13/1997 7/19/2006

11/13/1997 7/19/2006

ENDING BALANCE3,172.8121,185.691,209.871,210.0265,988.8148,925.6648,925.546,244.691,294.745,047.101,510.611,510.60288.48288.45288.52288.46336.29

336.493,201.3763,538.6221,887.02722.99722.97723.07

94,453.16122,364.593,519.703,519.635,163.29124,539.142,352.202,352.13289.65

10,740.2525,214.9925,214.99

PRINCIPAL3,000.0017,866.661,000.001,000.0060,000.0046,000.0046,000.006,000.001,224.314,949.911,500.001,500.00150.00150.00150.00150.00181.81

181.812,035.2640,000.00

14,240.00500.00500.00500.0033,739.50115,165.073,333.333,333.335,000.00121,060.45833.33833.33100.00

6,000.0014,000.0014,000.00

INTEREST172.813,319.03209.87210.025,988.812,925.662,925.54

244.6970.4397.1910.6110.60138.48138.45138.52138.46154.48154.68

1,166.1123,538.627,647.02222.99222.97223.07

60,713.667,199.52186.37186.30163.293,478.691,518.871,518.80189.654,740.2511,214.9911,214.99


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J.1.3 Minors' Cases InformationIII

DISTRICT CASE NUMBE~D05TXN 3:89-CV-03120D05TXN 3:89-CV-03120D05TXN 3:89-CV-03120D05TXN 3:89-CV-03120D05TXN 3:89-CV-03120D05TXN 3:90-CV-01057D05TXN 3:90-CV-01057D05TXN 3:90-CV-01057D05TXN 3:90-CV-02493D05TXN 3:90-CV-02493D05TXN 3:91-CV-01798D05TXN 3:91-CV-01798D05TXN 3:91-CV-02651D05TXN 3:92-CV-00594D05TXN 3:92-CV-00594D05TXN 3:94-CV-00221D05TXN 3:94-CV-01121D05TXN 3:94-CV-01162D05TXN 3:94-CV-02182D05TXN 3:95-CV-01427D05TXN 3:96-CV-00221D05TXN 3:96-CV-02036D05TXN 3:96-CV-02594D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985D05TXN 3:96-CV-02985

ORGDATE BAlDATE11/13/1997 7/19/200611/13/1997 7/19/200611/13/1997 7/19/200611/13/1997 7/19/200611/13/1997 7/19/200612/26/1990 7/19/200612/26/1990 7/19/200612/26/1990 7/19/20066/16/1994 7/19/20066/16/1994 7/19/20064/30/1993 7/19/20064/30/1993 7/19/20066/15/1993 7/19/20062/25/1993 7/19/20062/25/1993 7/19/20068/24/1994 7/19/20064/4/1996 7/19/20062/8/1995 7/19/20064/4/1996 7/19/20063/6/1997 7/19/20063/5/1998 7/19/2006

3/19/1998 7/19/200610/23/1997 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/20067/27/2000 7/19/2006

ENDING BALANCE25,214.7225,214.9025,215,0225,215.0025,214.764,084.64

4,084.594,083.172,478.922,479.27530.44

412.062,207,07724.45713.62

15,574.5510,005.279,278.909,682.4727,720.4170,522.7318,572.026,508.626,279.896,279.751,434.191,329.59374.465,512.135,512.111,434.477,811.832,597.615,512.045,512.171,434.38

PRINCIPAL14,000.0014,000.0014,000.0014,000.0014,000.002,611.882,611.882,611.881,666.671,666.66375.00281.001,500.00500.00500.00

10,500.007,233.756,500.007,000.0020,645.90

56,124.8814,550.785,000.005,630.705,630.701,296.681,196.68332.464,964.034,964.031,296.686,757.882,348.834,964.034,964.031,296.68

INTEREST11,214.7211,214,9011,215.0211,215.0011,214.76 .1,472.76

1,472.711,471.29812.25812.61155.44

131.06707.07224.45213.625,074.552,771.522,778.902,682.477,074.5114,397.854,021.241,508.62649.19

649.05137.51132.9142.00548.10548.08137.79

1,053.95248.78548.01548.14137.70


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J.1.3 - Minors' Cases InformationNUMBER ORGDATE BAlDATENDING BALANCERINCIPALNTEREST:96-CV-02985;/27/2000 7/19/2006,597.45,348.8348.62:96-CV-02985I/27/2000 7/19/2006,597.58,348.8348.75:96-CV-02985,/27/2000 7/19/2006,512.08,964.0348.05:96-CV-02985 i/27/2000 7/19/2006,597.56,348.8348.73:96-CV-02985/27/2000 7/19/2006,597.56,348.8348.733:96-CV-03098:/8/2001 7/19/2006,219.02,735.7283.30:97-CV-00052,0/12/2000 7/19/2006,976.90,667.6109.29:97-CV-000520/12/2000 7/19/2006,934.70,627.4207.28:97 -CV-00052:0/12/2000 7/19/2006,977.04,667.6109.43:97-CV-00055,2/6/2001 7/19/2006,850.53.636.1414.39:97-CV-00055./24/2000 7/19/2006,412.16,011.7300.43:97-CV-00055/24/2000 7/19/2006,436.10,269.2266.883:97-CV-00055,/24/2000 7/19/2006,314.29,054.4759.82:97-CV-00055/24/2000 7/19/2006,412.16,011.7300.43:97 -CV-00055/24/2000 7/19/200655.8136.5319.28:97-CV-00055/24/2000 7/19/2006,351.67,050.9800.69:97-CV-00055/24/2000 7/19/2006,351.71,050.9800.73:97-CV-00055/24/2000 7/19/2006,725.94,413.8212.12:97-CV-00055/24/2000 7/19/2006,544.47,371.6972.78:97-CV-00055/24/2000 7/19/2006,617.67,311.3506.32:97-CV-00055I2/24/2000 7/19/2006,448.22,287.0961.13:97-CV-00055/24/2000 7/19/200608.4102.47.94:97-CV-00055/24/2000 7/19/2006,661.89,137.6624.23:97-CV-00055I/24/2000 7/19/2006,662.00,137.6624.34:97-CV-00055I/24/2000 7/19/2006,661.97,137.6624.31:97-CV-00055I/24/2000 7/19/2006,956.37,731.0425.33 \:97-CV-00055 :/24/2000 7/19/2006,526.09,005.3920.70 /3:97-CV-00055/24/2000 7/19/2006,354.68,859.6195.07:97-CV-00055,/24/2000 7/19/2006,956.19,731.0425.15:97-CV-00055/24/2000 7/19/2006,282.30,893.9088.40:97-CV-00055/24/2000 7/19/2006,470.03,158.1811.85:97-CV-00055/24/2000 7/19/2006,644.69,112.5932.10:97-CV-00055/24/2000 7/19/2006,314.30,054.4759.83:97-CV-00055,/24/2000 7/1912006,758.76,553.7005.06:97-CV-00055/24/2000 7/19/2006,702.00,264.7137.29:97-CV-00055/24/2000 7/19/2006,956.32,731.0425.28


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:97-CV-00055/24/2000 7/19/200608.4102.47.94:97-CV-00055/24/2000 7/19/20064,152.55,777.1275.43:97-CV-00055/24/2000 7/19/2006,252.11,967.2184.90:97-CV-00444,/7/1998 7/19/20062,689.200,000.00,689.20:97-CV-01268/21/1998 7/19/2006,068.81,455.00,613.81:97-CV-024211/27/1998 7/19/2006,161.69,601.21,560.48:98-CV-00548/3/1999 7/19/2006,060.06,500.0060.06:98-CV-02035/3/2000 7/19/200694.5950.004.59:99-CV-00739/24/2000 7/19/2006,657.35,062.5094.85:99-CV-00 739/24/2000 7/19/2006,657.31,062.5094.81:99-CV-00739./24/2000 7/19/2006,657.14,062.5094.64:99-CV-00739/24/2000 7/19/2006,657.26,062.5094.76:99-CV-01196/17/2001 7/19/2006,498.96,000.0098.96:99-CV-01415/12/2002 7/19/20063,300.991,784.62,516.37:00-CV-00133/5/2001 7/19/20065,408.533,211.15,197.38:00-CV-003482/7/2000 7/19/2006,905.82,021.4084.42:01-CV-00630/18/2002 7/19/200635.7200.005.72:01-CV-00630/18/2002 7/19/200635.6900.005.69:01-CV-00630/18/2002 7/19/200635.8300.005.83:01-CV-00630/18/2002 7/19/2006,801.70,547.0054.70:03-CV-008970/28/2004 7/19/20064,679.644,000.0079.64:91-CV-00784 '/19/1993 7/19/2006,307.02,032.55,274.47:91-CV-00784/19/1993 7/19/2006,307.29,032.55,274.74:91-CV-00784,/19/1993 7/19/2006,307.05,032.55,274.50:91-CV-00802/21/1995 7/19/2006,408.68,000.0008.68:91-CV-00802/21/1995 7/19/2006,408.561,000.0008.56 \, 4:92-CV-009212/15/1993 7/19/20068,954.583,230.67,723.91:93-CV-00039,0/20/1993 7/19/2006,108.02,222.2385.79:93-CV-00142/6/1995 7/19/200615,529.493,500.002,029.49:93-CV-00154/21/1994 7/19/20063,024.036,119.70,904.33:94-CV-000592/27/1994 7/19/20063,286.396,633.33,653.064:94-MC-00031I0/14/1994 7/19/20064,641.656,000.00,641.65:98-CV-00462 :1/19/1998 7/19/20067,817.078,653.55,163.52:98-CV-004621/19/1998 7/19/20062,867.480,398.84,468.64:03-CV-001240/14/2004 7/19/2006,624.54,315.0009.54:98-CV-00232/29/2000 7/19/20068,901 .445,000.00,901.44


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:00-CV-0640/12/2000 7/19/200689,312.1166,500,002,812.11:00-CV-0640/12/2000 7/19/200689,312.3366,500.002,812.33:00-CV-1042/18/2003 7/19/20060,913.100,331.0382.07:00-CV-1042/18/2003 7/19/20060,913.210,331.0382.18:00-CV-131/24/2002 7/19/2006,411,15,000.0011.15:00-CV-131/24/2002 7/19/2006,399.41,000,0099.41:00-CV-88/17/2000 7/19/2006,085,38,559,6125.77:00-CV-88/17/2000 7/19/2006,085.40,559.6125.79:00-CV-88/17/2000 7/19/2006,085.42,559.6125.81:00-CV-88/17/2000 7/19/2006,085.52,559.6125.91:01-CV-063/28/2002 7/19/2006,928,30,784.5343.77:01-CV-063/28/2002 7/19/2006,505,81,251,2154.60:01-CV-063/28/2002 7/19/2006,905.31,759.4645.85:01-CV-063/28/2002 7/19/2006,827.16,690.9536.21:01-CV-063/28/2002 7/19/2006,243.47,150.782.69:01-CV-063/28/2002 7/19/2006,236.31,144.142,17:01-CV-063/28/2002 7/19/200615,6498,836,81:01-CV-151/6/2003 7/19/20060,445.677,198.42,247.25:02-CV-180/13/2005 7/19/2006,226.91,000.0026,91:02-CV-180/13/2005 7/19/2006,226.80,000.0026.80:02-CV-180/13/2005 7/19/2006,226.86,000.0026.86:03-CV-0351/13/2003 7/19/20060,570.650,000.0070,65:03-CV-126/24/2004 7/19/2006,366.46,000.0066.46:72-CV-91/21/1988 7/19/2006,992.34,000.00,992.34:79-CV-226/21/1988 7/19/2006,790.14,400.00,390.14:82-CV-196/22/1988 7/19/2006,919.860.00,919.86:89-CV-035/9/1990 7/19/2006,212.47,000.00,212.47 ):89-CV-129/7/1993 7/19/20065,389.955,000.000,389.95:91-CV-146/17/1994 7/19/20063,007.78,449.38,558.40:91-CV-146/17/1994 7/19/200653,951.5500,000.003,951.55:92-CV-162/3/1995 7/19/200612,648,297,680,904,967,39:92-CV-34/21/1994 7/19/20060,192,559,076,051,116.50:95-CV-1122/12/1996 7/19/200617,0900.0017.09:95-CV-1122/12/1996 7/19/200617,2100.0017.21:96-CV-051/15/1997 7/19/2006,324.36,500.0024,36:96-CV-62/12/1997 7/19/2006,987.43,500.0087.43


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J.1.3 - Minors' Cases InformationDISTRICT CASE NUMBERD05TXS 1:96-CV-75D05TXS 1:96-CV-75D05TXS 1:97-CV-132D05TXS 1:97-CV-227D05TXS 1:98-CV-010D05TXS 1:98-CV-010D05TXS 1:98-CV-010D05TXS 1:98-CV-0 10D05TXS 1:98-CV-010D05TXS 1:98-CV-010D05TXS 1:98-CV-010D05TXS 1:98-CV-010D05TXS 1:98-CV-010D05TXS 1:98-CV-015D05TXS 1:98-CV-015D05TXS 1:98-CV-015D05TXS 1:99-CV-055D05TXS 1:99-CV-055D05TXS 1:99-CV-055D05TXS 2:00-CV-366D05TXS 2:03-CV-568D05TXS 2:04-CV-359D05TXS 2:86-CV-70D05TXS 2:86-CV-70D05TXS 2:89-CV-92D05TXS 2:90-CV-330D05TXS 2:90-CV-330D05TXS 2:90-CV-330D05TXS 2:92-CV-118D05TXS 2:92-CV-118D05TXS 2:93-CV-260D05TXS 2:94-CV-498D05TXS 2:94-CV-498D05TXS 2:94-CV-531D05TXS 2:94-CV-531D05TXS 2:94-CV-6

ORGDATE BALDATE5/25/2000 7/19/20065/25/2000 7/19/20061/13/2000 7/19/20063/25/1999 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20067/5/2001 7/19/20065/27/1999 7/19/20065/27/1999 7/19/20065/27/1999 7/19/20069/20/2001 7/19/20069/20/2001 7/19/20069/20/2001 7/19/20066/13/2002 7/19/20065/12/2005 7/19/20068/4/2005 7/19/200612/22/1988 7/19/200612/22/1988 7/19/200612/27/1990 7/19/2006

1/27/1994 7/19/20061/27/1994 7/19/20061/27/1994 7/19/20064/22/1993 7/19/20064/22/1993 7/19/20069/12/1996 7/19/20061/26/1995 7/19/20061/26/1995 7/19/200610/5/1995 7/19/200610/5/1995 7/19/20062/9/1995 7/19/2006

ENDING BALANCE11,619.0611,619.172,666.8010,992.23

1,292.441,656.86397.83497.09828.57828.55828.58894.76

1,656.982,275.622,047.991,365.4112,139.5412,111.5112,139.6926,245.78153,116.6310,332.1925,295.6325,295.6432,274.943,309.205,174.212,840.057,853.857,853.54484.5012,734.325,374.2711,861.2611,861.2930,699.69

PRINCIPAL10,000.0010,000.002,255.009,000.001,180.741,513.67363.54454.34757.01757.01

757.01817.541,513.671,875.001,687.501,125.0011,111.1111,111.1111,111.1124,440.46147,418.58

10,000.0025,250.0025,250.0018,760.002,293.153,793.151,988.095,000.005,000.00352.949,500.004,500.008,267.998,267.9925,100.12

INTEREST1,619.061,619.17411.801,992.23111.70143.19

34.2942.7571.5671.5471.5777.22143.31400.62360.49240.411,028.431,000.401,028.581,805.325,698.05332.1945.6345.64

13,514.941,016.051,381.06851.962,853.852,853.54131.563,234.32874.273,593.273,593.305,599.57


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:95-CV-1200/26/1995 7/19/20061,464.505,000.00,464.50:95-CV-242/4/1996 7/19/200600.4000.0000.40:95-CV-242/4 /1996 7f19f2006,204.61,000.00,204.61:96-CV-4431f28f1997 7f19f20065,361.775,000.000,361.77:97-CV-5381/19/1998 7f19f20062,076.332,085.00,991.33:97-CV-656/26/1999 7f19/20062,041.568,323.663,717.90:97-CV-656f26/1999 7f19f20062,041.548,323.663,717.88:97-CV-656/26/1999 7/19f20067,979.708,193.10,786.60:97-CV-656/26/1999 7f19f20067,979.728,193.10,786.62:97-CV-656/26/1999 7f19f20067,979.838,193.10,786.73:97-CV-678f7/1999 7/19f20065,977.302,918.07,059.23:98-CV-434f1/1999 7f19f20062,597.012,790.50,806.51:98-CV-433f3 /2000 7/19/20062,431.307,500.00,931.30:98-CV-551/30/2000 7/19/2006,855.64,000.0055.64:99-CV-032/8/2001 7/19/20064,221.930,585.68,636.25:00-CV-358f7 /2002 7/19/20067,288.443,188.01,100.43:00-CV-588/26/2002 7/19/2006,682.31,500.0082.31:00-CV-588/26/2002 7/19/2006,682.33,500.0082.33:02-CV-546/26/2004 '7119/200633,757.602,000.00,757.60:03-CV-081f14/2003 7/19f2006,463.64,937.0026.64:03-CV-081/14/2003 7/19f2006,176.39,990.0086.39:03-CV-674/10/2005 7/19/2006,437.51,250.0087.51:03-CV-674f10/2005 7f19f2006,437.41,250.0087.41:03-CV-674/10/2005 7f19f2006,437.54,250.0087.54:03-CV-674/10/2005 7f19f2006,437.51,250.0087.51:03-CV-674f10/2005 7/19f200622.0400.002.04:03-CV-674/10/2005 7f19f200621.9900.001.99:03-CV-786/25/2004 7f19f2006,701.09,500.0001.09:04-CV-528/25/2005 7/19/20060,632.950,000.0032.95:04-CV-528/25/2005 7/19f20060,632.990,000.0032.99:04-CV-528/25/2005 7f19/20060,650.840,000.0050.84:04-CV-528/25/2005 7/19f2006,189.82,000.0089.82:04-CV-528/25/2005 7/19f2006,195.22,000.0095.22:04-CV-528/25/2005 7/19/2006,189.88,000.0089.88:04-CV-5340/27/2005 7f19/2006 .0,529.310,000.0029.31:04-CV-640f6/2006 7/19f2006,086.49,000.006.49


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J.1.3 - Minors' Cases InformationDISTRICT CASE NUMBERD05TXS 3:05-CV-191D05TXS 3:05-CV-337D05TXS 3:05-CV-337D05TXS 3:70-CV-197D05TXS 3:90-CV-366D05TXS 3:93-CV-131D05TXS 3:94-CV-312D05TXS 3:94-CV-312D05TXS 3:95-CV-111D05TXS 3:97-CV-0646D05TXS 3:97-CV-378D05TXS 3:97-CV-482D05TXS 3:98-CV-0410D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-2392D05TXS 4:00-CV-3227D05TXS 4:00-CV-3227D05TXS 4:00-CV-3227D05TXS 4:00-CV-3227D05TXS 4:00-CV-3227D05TXS 4:00-CV-4002D05TXS 4:01-CV-2139D05TXS 4:01-CV-2139D05TXS 4:01-CV-2139D05TXS 4:01-CV-2139D05TXS 4:01-CV-2139D05TXS 4:01-CV-2139

ORGDATE BALDATE5/18/2006 7/19/200612/22/2005 7/19/200612/22/2005 7/19/20067/7/1988 7/19/20068/22/1991 7/19/200610/6/1994 7/19/2006

2/1/1996 7/19/20062/1/1996 7/19/20067/17/1997 7/19/20067/6/2000 7/19/2006

7/23/1998 7/19/20066/24/1999 7/19/20069/16/1999 7/19/20068/29/2002 7/19/20068/29/2002 7/19/20068/29/2002 7/19/20068/29/2002 7/19/20068/29/2002 7/19/20068/29/2002 7/19/20068/29/2002 7/W/20068/29/2002 7/19/20068/29/2002 7/19/20068/29/2002 7/19/20068/29/2002 7/19/20068/1/2002 7/19/20068/1/2002 7/19/20068/1/2002 7/19/20068/1/2002 7/19/20068/1/2002 7/19/20065/9/2002 7/19/20064/14/2005 7/19/2006

5/12/2005 7/19/20065/12/2005 7/19/20065/12/2005 7/19/20065/12/2005 7/19/20065/12/2005 7/19/2006

ENDING BALANCE10,072;7618,729.1618,729.07292.754,982.5159,080.871,130.071,130.041,318.5817,443.9816,742.594,906.06

33,997.69488.78489.76366.43492.92426.06488.88489.51490.99490.85490.94366.30538.56538.83539.66539.75541.00

5,281.7059,398.679,821.039,821.084,735.594,735.619,353.59

PRINCIPAL10,000.0018,333.3418,333.340.00, 3,000.006,200.00800.00

800.001,000.0015,000.0013,334.004,000.0028,376.58456.49

456.49342.51458.39396.99456.49456.49456.49456.49456.49342.51503.00503.00503.00503.00503.00

4,913.3257,087.679,455.599,455.594.559.434,559.439,005.59

INTEREST72.76395.82395.73292.75

1,982.5152,880.87330.07330.04318.58

2,443.983,408.59906.065,621.1132.2933.27

23.9234.5329.0732.3933.0234.5034.3634.4523.7935.5635.8336.6636.7538.00

368.382,311.00365.44

365.49176.16176.18348.00


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:01-CV-2139/12/2005 7/19/2006,353.65,005.5948.06:01-CV-2139/12/2005 7/19/2006,054.65,829.3825.27:01-CV-2139/12/2005 7/19/20060,584.619,818.6365.98:01-CV-2139/12/2005 7/19/20067,344.166,698.7845.38:01-CV-2139/12/2005 7/19/20060,584.599,818.6365.96:01-CV-2455/30/2002 7/19/2006,342.33,250.002.33:01-CV-2455/30/2002 7/19/2006,342.46,250.002.46:02-CV-3088/11/2003 7/19/2006,555.69,000.0055.69:02-CV-37793/27/2003 7/19/2006,135.51,000.0035.51:02-CV-3972/26/2003 7/19/20063,435.342,109.21,326.13:02-CV-3972/26/2003 7/19/20063,435.262,109.21,326.05:02-CV-4191/16/2003 7/19/2006,058.73,475.7882.95:03-CV-33921/25/2005 7/19/20062,642.152,345.0097.15:03-CV-3494/22/2005 7/19/20060,293.230,000.0093.23:03-CV-3719/12/2005 7/19/20065,579.745,000.0079.74:05-CV-117/9/2006 7/19/20061,024.616,013.00,011.61:05-CV-117/9/2006 7/19/20061,024.626,012.99,011.63:05-CV-2193/8/2006 7/19/2006,658.91,651.00.91:68-CV-465/9/1998 7/19/20068,202.17,650.005,552.17:68-CV-465/9/1998 7/19/20068,202.13,650.005,552.13:70-CV-170/21/1988 7/19/200635.5800.0035.58:76-CV-216/1/1999 7/19/2006,351.20,250.00,101.20:76-CV-216/1/1999 7/19/2006,351.36,250.00,101.36:79-CV-2486/21/1988 7/19/2006,321.50,000.00,321.50:79-CV-2486/21/1988 7/19/2006,321.79,000.00,321.79:79-CV-2486/21/1988 7/19/2006,321.57,000.00,321.57:79-CV-2486/21/1988 7/19/2006,321.71,000.00,321.71:79-CV-2486/21/1988 7/19/2006,321.98,000.00,321.98:87-CV-2932/12/1990 7/19/2006,886.06,000.0086.06:88-CV-1815/8/1996 7/19/200646.0680.0066.06:88-CV-1815/8/1996 7/19/200645.8380.0065.83:88-CV-1815/8/1996 7/19/200645.7480.0065.74:88-CV-1815/8/1996 7/19/200646.0280.0066.02:88-CV-1815/8/1996 7/19/200645.8680.0065.86:88-CV-1815/8/1996 7/19/200645.8580.0065.85:88-CY-1815/8/1996 7/19/2006,877.27,280.00,597.27


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J.1.3 M Minors' Cases InformationDISTRICT CASE NUMBERD05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815. D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-1815D05TXS 4:88-CV-3929D05TXS 4:89-CV-3487D05TXS 4:89-CV-3487D05TXS 4:89-CV-3487D05TXS 4:89-CV-3487D05TXS 4:89-CV-3487D05TXS 4:90-CV-1538D05TXS 4:90-CV-1538D05TXS 4:90-CV-1788D05TXS 4:90-CV-2034D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630D05TXS 4:90-CV-2630

ORGDATE BALDATE8/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20068/8/1996 7/19/20064/19/1990 7/19/20064/7/1994 7/19/20066/2/1994 7/19/20066/2/1994 7/19/20066/2/1994 7/19/20066/9/1994 7/19/200612/31/1992 7/19/200612/31/1992 7/19/20065/2/1991 7/19/20068/9/1990 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/20064/4/1991 7/19/2006

ENDING BALANCE1,033.983,876.903,877.12387.361,033.77387.27387.403,877.06387.38387.41

387.301,033.961,033.87

.13,222.488,844.22289.36289.53289.51289.39

6,333.186,332.941,856.0620,356.72121.60121.151,625.76121.17325.43121.34 .121.25325.15325.26325.42203.50121.49121.48

PRINCIPAL608.002,280.002,280.00228.00608.00. 228.00228.002,280.00228.00228.00

228.00608.00608.007,018.255,766.81165.00

165.00165.00165.004,000.004,000.001,100.0020,320.0072.00

72.00960.0072.00192.0072.0072.00192.00192.00

192.00120.0072.0072.00

INTEREST425.981,596.901,597.12159.36425.77159.27

159.401,597.06159.38159.41

159.30425.96425.876,204.233,077.41124.36

124.53124.51124.392,333.18. 2,332.94756.0636.7249.60

49.15665.7649.17133.4349.3449.25133.15

133.26133.4283.5049.4949.48


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:90-CV-2630/4/1991 7/19/2006,218.8620.0098.86:90-CV-2630/4/1991 7/19/200621.342.009.34:90-CV-2630/4/1991 7/19/200603.5120.003.51:90-CV-2630/4/1991 7/19/200603.6620.003.66:90-CV-2630/4/1991 7/19/200603.5920.003.59:90-CV-2630/4/1991 7/19/200603.7720.003.77:90-CV-2630/4/1991 7/19/2006,625.4960.0065.49:90-CV-2630/4/1991 7/19/2006,219.4120.0099.41:90-CV-2630/4/1991 7/19/200625.4192.0033.41:90-CV-2630/4/1991 7/19/2006,219.2920.0099.29:90-CV-2630/4/1991 7/19/200614.4040.0074.40:90-CV-2630/4/1991 7/19/2006,218.8820.0098.88:90-CV-2630/4/1991 7/19/200625.2792.0033.27:90-CV-2630/4/1991 7/19/200625.1892.0033.18:90-CV-3725/24/1992 7/19/20067,422.736,000.001,422.73:91-CV -0991/26/1991 7/19/20069,480.261.734.29,745.97:91-CV-3040/25/1993 7/19/200636,959.203,481.883,477.32:92-CV-1386/10/1992 7/19/2006,467.38,545.8921.49:92-CV-2134/14/1994 7/19/20062,776.185,000.00,776.18:92-CV -2451/9/1993 7/19/2006,244.82,300.00,944.82:92-CV-3814/13/1995 7/19/20065,717.030,671.13,045.90:92-CV-4030/27/1996 7/19/2006,570.19,000.0070.19:93-CV-2174/4/1996 7/19/20062.613.58,000.00,613.58:93-CV-23530/6/1994 7/19/20062,866.568,490.004,376.56:93-CV-2918/18/1995 7/19/20064,634.030,000.00,634.03:93-CV-292/18/1996 7/19/200637,162.235,924.031,238.20:94-CV-0583/25/1995 7/19/2006,103.45,123.3680.09:94-CV-0583/25/1995 7/19/2006,103.91,123.3680.55:94-CV-0583/25/1995 7/19/2006~626.14,532.83.093.31:94-CV-0583/25/1995 7/19/2006,626.26,532.83,093.43:94-CV-0583/25/1995 7/19/2006,874.17,966.0308.14:94-CV -0583/25/1995 7/19/2006,431.50,715.74,715.76:94-CV-0583/25/1995 7/19/2006,431.72,715.74,715.98:94-CV-0583/25/1995 7/19/2006,499.54,710.0489.50:94-CV-0583/25/1995 7/19/2006,499.41,710.0489.37:94-CV-0583/25/1995 7/19/2006,499.38,710.0489.34


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J.1.3 - Minors Cases InformationRGDATE BALDATE . ENDING BALANCERINCIPALNTEREST:94-CV-0583/25/1995 7/19/2006,331.38,279.09,052.29:94-CV-0583/25/1995 7/19/200651.9883.0368.95:94-CV-0583/25/1995 7/19/200665.7587.2878.47:94-CV-0583/25/1995 7/19/2006,352.73,977.72,375.01:94-CV-0583/25/1995 7/19/2006,352.71,977.72,374.99:94-CV-0583/25/1995 7/19/2006,797.37,018.18,779.19:94-CV-0583/25/1995 7/19/2006,797.39,018.18,779.21:94-CV-0583/25/1995 7/19/2006,344.00,708.03,635.97:94-CV-128/26/2001 7/19/20066,620.365,039.00,581.36:94-CV-1949/13/1995 7/19/2006,470.93,000.0070.93:94-CV-22700/26/1995 7/19/2006,861.90,000.0061.90:94-CV-22700/26/1995 7/19/2006,292.76,000.00,292.76: 95-CV-0042/2/1997 7/19/2006,308.01,538.21,769.80:95-CV-0042/27/1999 7/19/20065,082.466,389.23,693.23: 95-CV-0355/6/1997 7/19/2006,120.26,800.00,320.26: 95-CV-1 0316/28/2002 7/19/20066,188.943,600.00,588.94:95-CV-4679/1/1999 7/19/2006,368.07,500.0068.07:95-CV-4679/1/1999 7/19/2006,368.11,500.0068.11:96-CV-1406/20/1997 7/19/2006,272.50,652.18,620.32:96-CV-1406/20/1997 7/19/2006,272.49,652.17,620.32:96-CV-1406/20/1997 7/19/2006,272.31,652.17,620.14:96-CV-1462/22/2000 7/19/200616.1500.006.15:96-CV-1462/22/2000 7/19/200616.2800.006.28:96-CV-1462/22/2000 7/19/200616.0500.006.05:96-CV-1462/3/2000 . 7/19/200688.5450.008.54:96-CV-1462/3/2000 7/19/200689.6950.009.69:96-CV-1462/3/2000 7/19/200676.5900.006.59:96-CV-1462/3/2000 7/19/200690.3712.008.37:96-CV-1462/1/2000 7/19/200692.6050.002.60:96-CV-1462/1/2000 7/19/200681.8800.001.884:96-CV-.1462/1/2000 7/19/2006,164.23,000.0064.23:96-CV-1462/1/2000 7/19/200684.3200.004.32:96-CV-1462/1/2000 7/19/200684.4400.004.44:96-CV-1462/1/2000 7/19/200637.7948.009.79:96-CV-1462/1/2000 7/19/200681.8400.001.84:96-CV-1462/1/2000 7/19/200681.9500.001.95


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J.1.3 - Minors' Cases Information

).)

DISTRICT CASE NUMBERD05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462

ORGDATE BALDATE6/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/22/2000 7/19/2006

6/22/2000 7/19/20066/22/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/2006

6/22/2000 7/19/20066/22/2000 7/19/2006

ENDING BALANCE581.971,047.34679.71

116.44671.15647.53116.60116.43691.86686.74581.95581.92581.93116.70

1,472.73703.45116.89290.30116.21576.55574.71576.71576.56

1,153.51627.56578.89576.58645.77794.59289.78576.57116.09116.80116.29116.25290.31

PRINCIPAL500.00896.00584.00100.00578.00554.00100.00100.00596.00590.00500.00500.00500.00100.00

1,265.00602.00100.00250.00100.00500.00500.00500.00500.00

. 1,000.00542.00500.00500.00560.00689.00250.00500.00100.00100.00100.00100.00250.00

INTEREST81.97151.3495.71

16.4493.1593.5316.6016.4395.8696.7481.9581.9281.9316.70207.73

101 .4516.8940.3016.2176.5574.7176.7176.56153.5185.5678.8976.5885.77105.5939.7876.5716.0916.8016.2916.2540.31


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J.1.3 - Minors' Cases InformationDISTRICT CASE NUMBERD05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-GV-1462D05TXS 4:96-GV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-GV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462

ORGDATE BALDATE6/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20066/22/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/2006

ENDING BALANCE290.37290.26116.87116.28116.23116.31116.11116.28116.71117.04116.28291 .54116.92582.62290.35116.82116.24290.26116.00116.93290.31290.30116.91421.74290.28580.10580.21116.17116;33728.86964.58634.54607.60115.22115.23288.61

PRINCIPAL250.00250.00100.00100.00100.00100.00100.00100.00100.00100.00100.00250.00100.00500.00250.00100.00100.00250.00100.00100.00250.00250.00100.00363.37250.00500.00500.00100.00100.00632.00836.00548.00527.00100.00100.00250.00

INTEREST40.3740.2616.8716.2816.2316.3116.1116.2816.7117.0416.2841.5416.9282.6240.3516.8216.2440.2616.0016.9340.3140.3016.9158.3740.2880.1080.2116.17. 16.3396.86128.5886.5480.6015.2215.2338.61


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J.1.3 ~Minors' Cases InformationDISTRICT CASE NUMBERD05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS. 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462

ORGDATE BALDATE8/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20066/22/2000 7/19/2006

5/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/2006

8/3/2000 7/19/20068/312000 7/19/20068/312000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/2006

ENDING BALANCE288.471,730.33115.10288.33

288.59288.501,153.67

576.74576.50115.48115.54631.09645.88116.79586.16292.09292.09586.22583.71116.87116.94117.49116.85116.93116.71293.48292.04293.56574.84288.52115.50115.53288.61115.44289.82116.09

PRINCIPAL250.001,500.00100,00250.00. 250.00250.001,000.00

500.00500.00100.00100.00545.00560.00100.00500.00250.00250.00500.00500.00100.00100.00100.00100.00100.00100.00250.00250.00250.00500.00250.00100.00100.00250.00100.00250.00100.00

INTEREST38.47230.3315.1038.3338.5938.50153.6776.7476.5015.4815.5486.0985.8816.7986.1642.0942.0986.2283.7116.8716.9417.4916.8516.9316.7143.4842.0443.5674.8438.5215.5015.5338.6115.4439.8216.09


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J.1.3 . Minors' Cases InformationDISTRICT CASE NUMBERD05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462. D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462

ORGDATE BALDATE8/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/3/2000 7/19/20068/17/2000 7/19/2006

8/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/2006

ENDING BALANCE288.57288.56115.41115.66115.56115.53289.75362.08115.28116.01287.82824.10575.40115.74115.29115.43575.20575.39577.63573.54575.25

1,151.14799.53115.221,362.95698.78692.75575.322,751.141,041.77115.89115.81612.361,321.481,694.41115.18

PRINCIPAL250.00250.00100.00100.00100.00100.00250.00313.95100.00100.00250.00716.00500.00100.00100.00100.00500.00500.00500.00500.00500.00

1,000.00692.00100.001,184.00605.00602.00500.002,390.00905.00100.00

100.00530.001,148.001,472.00100.00

INTEREST38.5738.5615.4115.6615.5615.5339.7548.1315.2816.0137.82

108.1075.4015.7415.2915.4375.2075.3977.6373.5475.25151.14

107.5315.22178.9593.7890.7575.32361.14136. Tt

15.8915.8182.36173.48222.4115.18


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ORGDATE BAlDATE8/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20069/21/2000 7/19/200611/24/2000 7/19/2006

11/24/2000 7/19/200611/24/2000 7/19/200611/24/2000 7/19/200611/24/2000 7/19/200611/24/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/2006

ENDING BALANCE115.30577.68588.99115.38115.25290.77116.84 .117.05117.50292.19292.07292.06292.10290.91116.88586.23570.47910.82910.80

1,128.21375.89169.10169.09586.15290.87292.04293.46293.49441.27293.46292.12292.00117.02586.09586.20583.72

PRINCIPAL100.00500.00512.00100.00. 100.00250.00100.00100.00100.00250.00250.00250.00250.00250.00100.00500.00500.00807.28807.28

1,000.00333.33150.00150.00500.00250.00250.00250.00250.00377.91250.00250.00250.00100.00500.00500.00500.00

INTEREST15.3077.6876.9915.3815.2540.7716.8417.0517.5042.1942.0742.0642.1040.9116.8886.2370.47

103.54103.52128.2142.5619.10

19.0986.1540.8742.0443.4643.4963.3643.4642.1242.0017.0286.0986.2083.72


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ORGDATE BALDATE5/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20065/11/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/2006

ENDING BALANCE293.40293.50293.37117.02292.14290.82292.07290.82290.98403.82292.08293.47116.99583.54586.27586.15293.44117.52

1,042.85292.06293.47583.65290.97583.65583.76807.79116.83292.09480.79116.32808.90700.60

1,071.33291.22602.72581.95

PRINCIPAL250.00250.00250.00100.00.250.00250.00250.00250.00250.00345.93250.00250.00100.00500.00500.00500.00250.00100.00889.53250.00250.00500.00250.00500.00500.00691.86100.00250.00409.88100.00695.00602.00920.00250.00518.00500.00

INTEREST43.4043.5043.3717.0242.1440.8242.0740.8240.9857.8942.0843.4716.9983.5486.2786.1543.4417.52153.3242.0643.4783.6540.9783.6583.76115.9316.8342.0970.9116.32113.9098.60151.3341.2284.7281.95


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J.1.3 Minors' Cases InformationDISTRICT CASE NUMBERD05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV~1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462D05TXS 4:96-CV-1462

ORGDATE BALDATE'6/1/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/20068/17/2000 7/19/2006

11/30/2000 7/19/200611/30/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20069/21/2000 ,7/19/20066/1/2000 7/30/20036/1/2000 7/29/20046/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/20066/1/2000 7/19/2006

ENDING BALANCE735.60115.24573.64115.29575.42115.23115.06284.30282.97584.50581.82581.88584.38584.46714.67581.95997.90

1,094.5865.6619.00595.90599.52588.88581.86116.64116.56637.92

1,164.271,168.75581.93584.33584.56

1,164.27581.941,177.04752.67

PRINCIPAL632.00100.00500.00100.00500.00100.00100.00250.00250.00500.00500.00500.00500.00500.00614.00500.00857.00959.0028.000.00512.00515.00506.00500.00100.00100.00548.00

1,000.001,000.00500.00500.00500.001,000.00500.001,007.00644.00

INTEREST103.6015.2473.6415.2975.4215.2315.0634.3032.9784.5081.8281.8884.3884.46100.6781.95140.90

135.5837.6619.0083.9084.5282.8881.8616.6416.5689.92164.27

168.7581.9384.3384.56164.2781.94

170.04108.67


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J.1.3 - Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:96-CV-1462/1/2000 7/19/200698.2786.0012.27:96-CV-1462/1/2000 7/19/200668.7372.006.73:96-CV-1462/1/2000 7/19/2006,164.31,000.0064.31:96-CV-1462/1/2000 7/19/200619.5330.009.53:96-CV-1462/1/2000 7/19/200607.0705.0002.07:96-CV-1462/1/2000 7/19/200626.7036.000.70:96-CV-1462/1/2000 7/19/200684.4700.004.47:96-CV-1462/1/2000 7/19/200630.9042.008.90:96-CV-1462/1/2000 7/19/200668.6472.006.64:96-CV-1462/1/2000 7/19/200682.0400.002.04:96-CV-1462/1/2000 7/19/2006,164.27,000.0064.27:96-CV-1462/1/2000 7/19/200691.1050.001.10:96-CV-1462/1/2000 7/19/200681.8000.001.80:96-CV-1462/1/2000 7/19/200684.4400.004.44:96-CV-1462/1/2000 7/19/200637.7076.001.70:96-CV-1462/1/2000 7/19/200684.4100.004.41:96-CV-1462/1/2000 7/19/200681.9900.001.99:96-CV-1462/1/2000 7/19/200649.1515.0034.15:96-CV-1462/1/2000 7/19/200691.4580.0011.45:96-CV-1462/1/2000 7/19/200681.9200.001.92:96-CV-1462/1/2000 7/19/200658.8866.002.88:96-CV-1462/1/2000 7/19/200691.3650.001.36:96-CV-1462/1/2000 7/19/200631.6900.0031.69:96-CV-1462/1/2000 7/19/200684.3200.004.32:96-CV-1462/1/2000 7/19/200684.5500.004.55:96-CV-1462/1/2000 7/19/200649.6644.0005.66:96-CV-1462/1/2000 7/19/200691.3250.001.32:96-CV-1462/1/2000 7/19/200635.9448.007.94:96-CV-1462/1/2000 7/19/200616.6200.006.62:96-CV-1462/1/2000 7/19/200684.4000.004.40:96-CV-1462/1/2000 7/19/200694.8980.0014.89:96-CV-1462/1/2000 7/19/200681.9300.001.93:96-CV-1462/1/2000 7/19/200691.0750.001.0705TXS4:96-CV-1462/1/2000 7/19/2006,168.77,000.0068.77:96-CV-14626/1/2000 7/19/200681.9500.001.95 /A nnn ' '7/ n/'1nt \~:;7~~ ?L11 Q.1?OO94.24


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J.1.3 - Minors' Cases InformationRGDATE BAlDATENDING BALANCERINCIPALNTEREST:96-CV-1462/1/2000 7/19/200680.1300.000.13:96-CV-1462/1/2000 7/19/200691.2550.001.25:96-CV-1462/1/2000 7/19/2006,315.61,130.0085.61:96-CV-1462/1/2000 7/19/200684.3900.004.39:96-CV-1462/1/2000 7/19/200649.1512.0037.15:96-CV-1462/1/2000 7/19/2006,029.3884.0045.38:96-CV-1462/1/2000 7/19/200618.8258.000.82:96-CV-1462/11/2000 7/19/200616.8800.006.88:96-CV-1462/11/2000 7/19/200616.7900.006.79:96-CV-1462/11/2000 7/19/200617.6200.007.62:96-CV-1462/11/2000 7/19/200616.7900.006.79:96-CV-1462/11/2000 7/19/200692.1950.002.19:96-CV-1462/11/2000 7/19/200692.0750.002.07:96-CV-1462/11/2000 7/19/200683.6000.003.60:96-CV-1462/11/2000 7/19/200686.2300.006.23:96-CV-1462/11/2000 7/19/200686.1600.006.16:96-CV-1462/11/2000 7/19/200672.0075.586.42:96-CV-14625/11/2000 7/19/200686.2300.006.23:96-CV-1462/11/2000 7/19/200683.5300.003.53:96cCV-1462/11/2000 7/19/200686.3200.006.32:96-CV-1462/11/2000 7/19/200690.9150.000.91:96-CV-1462/11/2000 7/19/200690.8950.000.89:96-CV-1462/11/2000 7/19/200693.4850.003.48:96-CV-1462/11/2000 7/19/200625.7979.076.72:96-CV-1462/11/2000 7/19/200693.5050.003.50:96-CV-1462/11/2000 7/19/200683.79500.003.79:96-CV-1462/11/2000 7/19/200611.0991.8619.23:96-CV-1462/11/2000 . 7/19/200692.0150.002.01:96-CV-1462/11/2000 7/19/200693.5050.003.50:96-CV-1462/11/2000 7/19/200692.1450.002.14:96-CV-1462/11/2000 7/19/200683.6600.003.66:96-CV-2705/30/2000 7/19/20062,881.361,857.881,023.48:96-CV-2705/30/2000 7/19/20062,881.401,857.871,023.53D05TXS4:96-CV-3829/15/1998 7/19/2006,218.19,500.0018.1905TXS:96-CV-3829/15/1998 7/19/2006,247.85,500.0047.85oI ~ 1 \/ 04-rAn1/7/1aaa 711 QI?nnRR.473.a95.000.00,473.89


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J.1.3 - Minors' .Gases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:97-CV-3743/9/1998 7/19/20065,148.180,000.00,148.18:98-CV-1934/24/2000 7/19/2006,940.84,500.0040.84:98-CV-2003/22/1999 7/19/2006,011.41,578.58,432.83:98-CV-2762/10/2000 7/19/2006,525.85,295.1730.68:98-CV-2762/10/2000 7/19/2006,922.19,328.6793.52:98-CV-4215/8/1999 7/19/20062,286.110,097.90,188.21:99-CV-0351/3/2000 7/19/2006,646.31,148.7897.53:99-CV-1002/24/2001/19/2006 3,618.63,084.5534.08:99-CV-1002/24/2001/19/2006 5,750.81,084.5566.26:99-CV-19122/30/1999 7/19/20065,143.019,681.50,461.51:99-CV-2061/2/2002 7/19/2006,154.34,700.0054.34:99-CV-2061/2/2002 7/19/2006,616.23,500.0016.23:99-CV-2149/15/2004 7/19/20066,434.095,000.00,434.09:99-CV-2149/15/2004 7/19/20066,394.375,000.00,394.37:99-CV-2561/21/2001/19/2006 1,684.32,536.7547.57:99-CV-3451/1/2001/19/2006 2,470.04,222.2247.82:99-CV-4325/13/2000 7/19/20062,780.167,717.85,062.31:02-CV-117/4/2004 7/19/2006,757.97,666.671.30:03-CV-129/23/2005 7/19/2006,180.79,000.0080.79:81-CV-0014/4/1988 7/19/2006,589.41,750.00,839.41:94-CV-133/3/1995 7/19/2006,893.34,000.0093.34:96-CV-44/11/1998 7/19/2006,524.37,000.0024.37:96-CV-44/11/1998 7/19/2006,524.33,000.0024.33:96-CV-44/11/1998 7/19/2006,524.32,000.0024.32:96-CV-44/11/1998 7/19/2006,524.44,000.0024.44:96-CV-45/22/1998 7/19/20065,008.705,000.350,008.35:01-CV-46/29/2002 7/19/200662,216.8345,000.007,216.83:97-CV-061/28/2000 7/19/2006,638.69,699.3039.39:97-CV-080/11/1999 7/19/20062,609.120,233.81,375.31:98-CV-00500/7/1999 7/19/2006,550.57,479.50,071.07:00-CV-248/14/2002 7/19/20066,511.99.3,840.00,671.99:00-CV-250/2/2003 7/19/20063,238.981,824.03,414.95:00-CV-250/2/2003 7/19/2006,138.72,069.549.18:00-CV-250/2/2003 7/19/2006,138.68,069.549.1405TXS:00-CV-250/2/2003 7/19/2006,138.78,069.539.25....... - ......-...,.- ,.... I t 'IC')t'\AI. AI')n,,,;: 7/-ia/?nn~?O? .1?'i nnn nn02.42


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J.1.3 Minors' Cases InformationRGDATE BALDATENDING BALANCERINCIPALNTEREST:04-CV-156/28/2005 7/19/2006,119.09,886.3432.75:04-CV-156/28/2005 7/19/2006,771.92,514.3457.58:04-CV-271/15/2006 7/19/2006,676.64,650.006.64:04-CV-271/15/2006 7/19/2006,405.61,400.00.61:91-CV-192/18/1996 7/19/2006,954.34,500.00,454.34:93-CV-129/25/1995 7/19/2006,218.2533.3884.87:93-CV-129/25/1995 7/19/2006,461.40,000.0061.40:93-CV-129/25/1995 7/19/200679.5770.0009.57:93-CV-1482/8/1994 7/19/200646.8300.0046.83:93-CV-1482/8/1994 7/19/200646.7700.0046.77:93~CV-1482/8/1994 7/19/2006,493.84,000.0093.84:93-CV-197/26/1995 7/19/2006,493.88,466.59,027.29:93-CV-197/26/1995 7/19/200672.77.0072.77:93-CV-197/26/1995 7/19/200648,643.0600,040.008,603.06:94-CV-100/21/1997 7/19/20060,100.956,345.00,755.95:95-CV-351/28/1999 7/19/2006,954.61,575.0079.61:95-CV-351/28/1999 7/19/2006,954.79,575.0079.79:95-CV-351/28/1999 7/19/2006,954.64,575.00 .79.64:96-CV-0261/14/1996 7/19/2006,770.34,500.00,270.34:96-CV-104/18/1998 7/19/20065,462.298,125.00,337.29:98-CV188/2/1999 7/19/20063,725.871,398.00,327.87:98-CV-188/2/1999 7/19/20061,436.61,497.00,939.61:98-CV-188/2/1999 7/19/20060,822.64,987.11,835.53:98-CV-188/2/1999 7/19/200635,456.439,443.00,013.43:98-CV-188/2/1999 7/19/20060,586297,095.00,491.29:98-CV-188/2/1999 7/19/2006,088.65,056.00,032.65:98-CV-188/2/1999 7/19/20068,020.913,268.50,752.41:98-CV-188/2/1999 7/19/20069,219.269,175.700,043.56:98-CV-268/13/2000 7/19/2006,345.41,000.0045.41:98-CV-268/13/2000 7/19/2006,345.37,000.0045.37:98-CV-268/13/2000 7/19/2006,345.40,000.0045.40:98-CV-268/13/2000 7/19/2006,345.49,000.0045.49:98-CV-268/13/2000 7/19/2006,345.36,000.0045.3605TXS7:98-CV-268/13/2000 7/19/2006,345.36,000.0045.3605TXS7:98-CV-268/13/2000 7/19/2006,345.53,000.0045.53'7.no 1 \1 I QOA /1' :l/0nnn 7/1a/?nnR~A. '\ ~Q.000.0045.39


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J.1.3 - Minors' Cases InformatioDISTRICT CASE NUMBERD05TXS 7:98-CV-268D05TXS 7:98-CV-299D05TXS 7:99-CV-327

ORGDATE BALDATE4/13/2000 7/19/20066/6/2002 7/19/20065/1/2003 7/19/2006

ENDING BALANCE2,345.404,643.6631,845;24

PRINCIPAL2,000.004,325.0030,000.00

INT

8,722,362.29 6,906,379.71 1,81


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J.2 DATA AND INSTRUCTIONS FOR PREPARING MOCK FINANCIAL REPORTS

The offeror is requested to use the following information and instructions to generate several samplereports which must be included as part of the response to this RFP. These reports will be judged forquality and completeness in evaluating responses.I. Liquidity FundAssume the assets of the Liquidity Fund are:US T-Bill Maturity Datealue at Maturity0/02/20050,460,000.000/09/20050,810,000.000/16/20051,835,000.50

Uninvestable amount at the TreasuryTotal liquidity fund assets $122,303,585.48(Valued at purchase price)

Purchase Price

40,203,124.5240,546,992.1541,552,555.50

913.31

Net Interest

256,875.48263,007.85282,444.50

Assume the individual case balances with the Liquidity Fund as follows below. There are twoparticipating courts, X and Y. The balances are as of September 25, 2005. Registry fee is 10%unless otherwise noted.Court X .4:88-CV -12345PrincipalInterest

TOTAL4:92-CV-4485PrincipalInterest

TOTAL

60,000.004,919.69

64,919.69

11,000,000.00323,452.56

11,323,453.56

Registry fee is to be appliedQTD Fee . $63.50YTD Fee $118.42Total Fee $328.44QTD Earnings $635.00YTD Earnings $1,184.23Do not apply a registry fee.QTD Fee 0YTD Fee 0Total Fee 0QTD Earnings $ 80,863.39YTD Earnings $161,726.78

OriginalDepositDate 02/12/03

OriginalDepo~itDate 06/23/04


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J.2 DATA AND INSTRUCTIONS FOR PREPARING MOCK FINANCIAL REPORTSCourt Y

5:91-BK-33054PrincipalInterest

Total5:92-CV-3367PrincipalInterest

TOTAL

104,667,953.13

104,667,953.13

6,000,000.00237,259.10

6,237,259.10

Registry Fee is to be appliedQTD Fee 0YTD Fee 0Total Fee . 0QTD Earnings 0YTD Earnings 0Registry Fee is to be appliedQTD Fee $ 4,387.05YTD Fee $ 8,821.50Total Fee $8,821.50QTD Earnings $43,870.52YTD Earnings $88,215.00



Grand total for all cases $122,303,585.48Task 1: Apply the anticipated earnings to be realized on October 2, 2005, calculate theappropriate registry fee, update the period tracking fields for the registry fee and earnings, andgenerate a Case Allocation Report and an Asset Report, following the requirements includedin section C.5. Provide both a hard copy of the reports and an electronic report file as specified inSection C. Offeror may include a second electronic report file for any alternative recommendation.

Next, assume that on October 1 you receive the following information from courts X and Y.Court X activity:

Deposit of $5,400,000.00 in principal for case number 4:88-CV -12345.Deposit of$1,000,000.00 in principal for case number 4:92-CV-4485.

Court Y activity:Withdraw $2,000,000.00 in principal and $237,259.10 in interest from case number5:81-BK-33054.Deposit of $500,000.00 in principal to case number 4:93-BK-43012. (new case)

Task 2: Generate the October 9 Asset Report and Case Allocation Report . To do this youmust calculate the amountoffunds available to invest on October 2nd to purchase aT-Bill maturingon October 23,2005. Any remaining funds will be held at the U.S. Treasury as uninvestable. Thefollowing formula is used to calculate the amount available to invest:(+) Maturing Par Amount(+) New Deposits

::n


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J.2 DATA AND INSTRUCTIONS FOR PREPARING MOCK FINANCIAL REPORTS(-) Disbursements(-) Registry Fee(+) Uninvestable at Treasury(=) Amount to invest on October 2Provide both a hard copy of the reports and an electronic report file as specified in Section C.Offeror may include a second electronic report file for any alternative recommendation.

Task 3: Prepare a quarterly report as of September 30,2005 detailing the CRIS balance bycourt, by case type, and with the grand total for each participating court as required in C.5.6.Provide both a hard copy of the report and an electronic report file as specified in Section C.Offeror may include a third electronic report file for any alternative recommendation.II. Alternative FundAssume the following deposit is received on July 28th, 2004 for the following case:Case Number3 :02-CV -000082

Principal Deposited$150,000,000.00

Task 1: Establish an alternative fund portfolio using the deposit. The fund invests in U.S. TreasurySTRIP securities and U.S. Treasury Bill securities. The investment parameters of the alternativefund portfolio are an average holding period of 1 year, with semi-annual maturities. Assumesecurities are purchased at the following prices/quotes on July 29th, 2004:

Purchase Date Cusip7/29/04 912795RX17/29/04 912833ZM5

Maturity Date QuoteU.S. T-BILL 1/27/05 99.11U.S. TSY STRIP 8/15/05 97.85

7/29/047/29/04

912833CP3912833CQl

U.S. TSY STRIP 2/15/06 96.17U.S. TSY STRIP 8/15/06 94.49

Prepare an Asset Report , Case Allocation Report and Amortization Schedule for 7/31/04,following the requirements included in section C.5 & C.6. A Registry Fee of 9% of earnings mustbe deducted ITom earnings and accounted for. All earnings are to be applied on a straight line


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J.3 QUESTIONNAIRE FOR OFFERORSOfferors are required to complete and attach this questionnaire as a cover page to their proposals.Proposals will be accepted from offerors who are designated depositaries under the requirementsset forth in 31 CFR Part 202 or are brokers/dealers registered with the Securities and ExchangeCommission (SEe) and subject to the supervision and regulation of the NASD and the SEC: (1)that have effective management programs designed to monitor compliance with an standards andguidelines set forth by the applicable supervisory or regulatory body; (2) that meet the capitalstandards required by the Federal Reserve Bank of New York for accepting new primary dealers,as set forth on January 22,1992; and (3) with an average weekly volume of U.S. Governmentsecurities transactions of at least $50 million.Name of organization:Address:

Type of organization:Name of applicable supervisory/regulatory body:

Current average weekly volumeof U.S. Government securitiestransactions:Name of person to contact ifquestions arise on proposal:

Title:Phone Number:Address (if differentfrom above):

40


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ATT ACHMENT J.4- GLOSSARY OF TERMS

Throughout this RFP several tenns are used frequently. In the following paragraphs we providea brief listing of these tenns and their meaning within the context of the RFP.Allocation Report --The contractor delivers to all participating courts, two days prior to thenext settlement date, a report reflecting the allocation of earnings to the case assets invested onthe previous settlement date. The contractor shall deliver to the CRrS Fund Manager a List ofAssets, showing both the source of earnings on the next settlement date and an allocation reportfor the next settlement date two days prior to the next allocation report.CRIS - The Court Registry Investment System (CRIS) is a cash management system used by theJudiciary to manage funds that are temporarily deposited with a federal court while a dispute isresolved. CRlS, which is currently administered by the Clerk of the Texas Southern, ischaracterized by the pooling of funds from individual cases to purchase Treasury notes and billswhich are held to maturity. The smooth operation of CRIS requires a contractor to perfonnseveral tasks.CRIS Eligible investments - The contractor must annually prepare a list of investments that areeligible for inclusion in the CRIS portfolio. The list must be consistent with the CRISinvestment strategy and must reflect the contractor's best professional advice about theinvestment instruments that will most effectively accomplish the established objectives for theCRIS system. The list must be approved by the CRIS Fund Manager. Currently, the onlyeligible investments are Treasury securities.CRIS Investment Strategy -- This is a strategy to be developed by the contractor and approvedby the CRIS Fund Manager yearly. The objective is to provide a guide for the individualinvestment decisions fo-rthe CRIS system. The strategy must reflect the best professional adviceof the contractor on managing the CRIS portfolio to achieve the established objectives for theCRIS process.Contractor -- For the purposes of this RFP the contractor is the organization with the financialand management capacity to --in accordance with the requirements and specifications set forth insection C - develop a CRIS Investment Strategy, buy and sell securities, provide for themaintenance of case records, and manage and perfonn controlled disbursement functions.Registry Funds -- U.S. courts often require one or both of the parties to a dispute to depositfunds with the court while the litigation is resolved. These funds are known collectively asregistry funds. The clerk of the court with whom the funds are deposited is required toadministera cash management system to assure the safe keeping of the funds. The clerk has fiduciaryresponsibility for all funds in the registry. Nationally, the total amount of funds in the registry onany given day will nonnally total more than a billion dollars.


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ATTACHMENT J.4- GLOSSARY OF TERMS

eRIS Fund Managers - All investment and management decisions associated with theoperation of CRIS shall be the responsibility of the CRIS Fund Manager, currently the Clerk of .Texas Southern. This Clerk has been designated the CRIS Fund Manager by the Chief Judge ofthat court. The CRrS Fund Manager may designate a CRIS Program Administrator as necessary.The CRIS Fund Manager is not authorized to modify the terms and conditions of this contract.The government reserves the right to replace the CRIS Fund Manager at any time withoutaffecting the contractor's responsibility to perform under the terms of the contract, nor resultingin any extra compensation owed to the contractor.Transaction Date -- The transaction date is normally Thursday of each week. It is the day uponwhich the CRrS Fund Manager, with the advice of the contractor, makes investment decisionsand notifies the contractor of those decisions.Settlement Date -- This settlement date, normally Thursday of each week, is the date theselected securities are delivered to the CRrs account by the contractor.


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Court Registry Investment System ,(CRIS) J.5:1 ,Desci-ipti9n of CRIS Liquidity and Alternative Fun'd Processes - Flow Chart

Process Map:,Legend

July 2003

Task

event

Another ful ly definedproCEI IS

Hartl copy, emall. orverballnformaUonDatabase , ( End of process J

1


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Court Registry Investment System (CRrS)

~52~'h-In\Tender'

~~.--\\Receipt

.I . DepOsit In T reasury ~ .

.Control'points- $50 million notification- Court Internal ControlsJuly 2003

Court RegistryInvestment System: (CRIS)Accountabi li ty t rans fers funds f rom court uni t T reasury symbol to CRIS/TXS Treasurysymbo l, / no checks exhanned) . Funds always controlled by eithe r Treasury or theFederal Reserve Bank.

.' .~~~~-~ '~~MtIi'~,i'.~,~''~-~ ~ :fE1Ef{AlES,ERVE' BAN K

(FRB) Control' Points

''Versus Payment (FRS)- Selling Securities (KM10)

.Non-StandardWithdrawals- Wire Transfers- Transfer Securities- Controlled Disbursements

/~~.. ' .J ijl .....-'._,~_=::JDisburse. ,~,-'to

('> [Z:--: ~b/ l - ' - -Ca~\\Out... ,_-\

Check

Control .Points- Transfer of Accountability (A0283)- Bankruptcy (1166)

2


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COl.Jrt Registry Investment'System (CRIS) Court Registry. Investment System. (CRIS)

CRIS.AdministrationStandard

.Withdrawals FromCRIS ReconciliationDeposit In CRIS' ,, .'. .,; ...., ., - ..~,. '-' \ .. ~.''Cb'urtTrallSfeh(:j~f~f~~:'i~~i. ;,,~ l~:,':,' :,.::.;' ~li~r~~~': . . .~' . : . . . . . ;~\ . ': : . . . ~ ~ < ,. , . :.....:' .:.' . , .~',' - ' :' :',,,:, CRIS .. , .- .Court Rm:eivesAccolliltability .;Of Funds FromCRIS'. - ~....~ ..... ~;.: ' .~ ... .. : ... - .. ,.,CRISWeekly ,. Reconciliation . . .CRrS Month EndReconciliation'.....

Non-StandardWithdrawals FromCRIS *

:';:C;Rrs Deduc~s';;.:'f:~~t;:;i~~~;,+;Week'sFRB ,,', c .. Fee. .-,;::>, ,-', ':... , ',' :... :.~. :', .

;~:\'CRIsSeUs' '...::} s,~~(t:~\i ; ,','~:;':. :..,.',';;::...~'i:,


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Court Registry Investment System (CRIS) .TRANSFERS INTO CRIS

Prepare fax coversheetrepare AD 283

AO 283

Prepare AO 290(Element A

wOr1csheet)

AO 290 (ElementA worksheet)

Notify CRISAdministrat ion of$50 mil lion or more

deposit

No

Court Transfers ..... ',: Accmintability Of .:. FundsToCRIS .::., .:.~.:' ...' ;'.... .. :,.' , ,'.:::.- : ,' .,'

Yes

rtCRIScontrol. pointYes

Receipt

No

Notice of deposit

Cash receIptsJO\J1'YIaf

Determine IfEI glble to tra nster

Court order

Ves .Court Registry Funds are transferredlnto CRISnot by sendIng cheeks orwires ofcash, but rather by transferrlno the accountability for the funds between Treasuryaccount symbols.

End ofmonth

. roourtand AOontrol point

WeeklyCRIS. report Resolve problem

Yes

No

~nd ofprocess Submit AO 274 t oAOPrepare monthlyAO 2 74 to reflect

transfers File copiesUpdate accountingsys~emto reflectt rans fe r o faccountabilityf ro m cour t t o CRIS

Fax and Mai f AO283 and AO290to CRIS(Wednesday)

Sign forms

The AO 290 Isa form containingcase details and associated fees AO 274 Accountability offunds tmnsferred10 CRrs

July 2003 4


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Court Registry Investment System (CRIS) CRISAdministration. -, ~ - ...

AO 2 83s fr omcourts

AO 290s (ElementA) from courts

Review fax 'cover ,sheet from eachCRrS court

No

Contact court

Post receIpt InYes~ rnJSspreadsheet

Updated CRJSspreadsheet WithdeposltsfwIthdrawals

Post receipt InCFS-1

accounts (eachcourt has asummary centrolaccount In GE:h1

Fi le copi es ,

I Court andAO control pointEnd ofmonth

Prepare monthlyAO 274 to reflecttransfers

AO 'Zl4

SubmitAO 274toAO,

End of process

CRIS -Spreadsheet maintains the control account for each court.

July 2003 5


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Court RegIstry Investment Sste~ (CRIS) CRISAdministration

. '.: . ',,', . ,' .. '

:.CRI.S,.~e~~~v~~q~.ro~~~~~.r~rn:: .:< : . ':,:Matured:~e,cUdties .

End of Process

Faxed depositt icket f rom theFRS tor maturedSecurities

Post deposit s intoIndIvIdual securityaccounts in CF8-1

Enter receipt formatunngsecuritIesIn CF8-1

~..... , .; ': , . c

Add Interest tosecurity

8CCOunHs) 'nCFS-1

. . . ' .'.:' , I . ' ~ ~: .. ,:' :. ' . ' .:

Update CRISspreadSheetYes

CRIS control poInt

Reconcile reportsf rom the FRB withCRISsecwlU~report

JP MOfg'Sn report IMaturing securityRstlng an CRI~ r ep or t fr om th esecurities . FRB (Boston)

No

Resolve problemUpdated CRIS

spreadsheet Yrith'matured securitiesReceIpt

. FRS-NY deposits into Treasury ALC; FRS-Boston monitors process.

* A new account is established InCFS-1 for each security purchased.Jury 2003 6


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Court RegistrY Investment System (CRIS) CRISAdministration

July 2003

JP Morgan repor tIlsUng allCRrS

securities

Prepare journalvo uche r ( AO 26 3

In CFS-1) .

Re gi str y f ee I nCRrS masterclearlngaccOun

Post reg is try feefrem CRIS maSterclearing accountInto mglst ry feeaccount' n.CFS1

Reg is try fee Inregistry feeaccount

UpdateCRISspreadsheet

spreadsheet withregtstry fee andprior week FRSfee

7


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Court Regi try Investment System (CRlS) . , CRIS Administration

111eFRB reCeivessecuritieses

FRB control poInt( ve rs us- pay ment

JP Mor gan i s p ai d by .FRB AFTER buyingsecurities)

No

Fax from CRIScontaining tQtsIfunds to Invest'

Debit voucher

TheFRBcomparessecur it ies f rom JP

Morgan with CRIStotals

'Ol'gantransferssecur lt fes to the

FRS ( to a naccount-In CRIS

JP Mornanpurchasessecurities

Securit ies (ownedby JP Morgan)

. . ' ...

..SeCur~t,iesp~rchased.,:'.- ',' ./:',,:,:;~ -~- ,:::: ~:,:'.: '.'..\.:: .:,-';:;:~:',, ;:.: ~ .':.::;:-T reasury b il l o fferstieet

JP fo..1organcalculates numbero f secur it ies to

., purchase andInteres t needed tomeet estimated

liquidityrequIrements

CRrs con tacts JPM0 g8n

Treasury b il l ratesheet

Weekti CRISrap ort

JP MOfgllnreportl sllng aDCRISsecuJltles

To ta l f und s toInvest

CRlSes1Ima esmaturity

requi rements for'fururedisbursements

Update CRISsPreadsheet(securllles

purchased car ryfolWard balance)

Sel up account InCFS-1 for eachsecurity

purchased

Debit voucher for ,.securlt fes and

FRB fee

Post debit voucher. In CFS-1 o CRISmaster clearing'account

@:~IS oon1ro1point

CRIB Inilials debitvou~her andpurchasetransaction

documentation

Resolve problem

The FRS faxes thed ebi t vo uch er toCRJS

The FRB preparesa debit voucher

11 e FRB p ost s t hedebit voucher

No

Update CRlSspreadsheet w itheach cou r t' s

In fa rmat lon' .

Reconcile CRrSspreadsheet w ith

WeeklyCRISreport

No

R9$olve problem

Resolve problem

Yes

[ { dof __ ~

Payment for thesetUrities to JPMorgan

July 2003 8


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CRlS spreadsheet I Treasury b il l ratesheet-------JP Morgan repor t

st ing a I CR1S ,securities

Court'Reglstry Investme-

Weekly ORrSreport

i':':~>:CRis 'Admi nistrati on

Treasury hili bidsheet Sellprfce

CRIS determinescash needed'

ORIS contacts JPMorgan to sel lsecurities

, JP Mor gancalCulates numberof s ecu ri tie s . to 'sen

CRIS receives sel lp rice f rom JP

Morgan

CRIS faxes sel linformation to the

FRB (collateralunit)

CRIS provides theFRB's off-linet rans fe r uni t w ith

sellinfonnatlon

The FRSforwards, sel l infonnation 10

CRrS forconfirmation

ITRB control pointAmoun t of cas h

needec;lp pr oved se lltransactiondocumentation


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Court Registry Investment System (ORIS) CRISAdministration

AO 290s (ElementBs from courts)

WeeklyCRISreport

ReconC/1ebalances

No

Resolove problem

[COurt andAO controlpoint.

End of process

No

CRlS SellsSecurities

Sub mit AO 2 74 t o.AO

Yes Post Jeumalvoucher InCFS.1to transfer funds

Endof month

Prepare monthlyAo 274 to reflecttransfers

Prepare an AO283 for each courtrequesting funds

AO 283($)

File copIes

e-tl1aIISnotification oftransfer ofaccountability and

weekly CRIS

Accountability offunds back atoriginating courts

Update CRJSspreadSheet

Fax AO 283 backto court9

Post dearingreceipt InCFS-1 tothe masterclearing accounts

* Posting the journal voucher In CFS-1 (AO 283) transfers fundsfrom the CRIS account to each court 's master clearing account.

July 2003.AO 274 Updated CRrSspreadsheet. withwithdrawals

10


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Court Registry Investment System (CRrS) .Standard.Withdrawals From'GRIS

Faxlo CRIB(Wednesday)ign forms

Forward forapprova~

AO 290 (ElementB worksheet)

- PrepiU8 A O 2 90(EfementB

worf


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Court Registry Investment. System (CRIS) .. Standard.Withdrawals FromCRIS

Court order

. Case Infonnatlon

Weekly CRIS. report

AO 283

.... . .........(;'burt Receives ...\AgcQuntabHityOfFurids:/;,,:.o:,qff~om CRIS .- , : . , I Court and AO control point

. Reconcile case.balances withaccountingaystem .

July 2003

No

Resolve problem

COurtcontrol point

Post Interestreceived from

CRIS In accounUngsystem

Updateaccountingsystem to reflecttransfer ofaccountabilityfrom CRrs tocourt

Accountability ofFunds transferredfrom CRIS

FIle copies

End of month

Prepare monthlyAO 274 to ref lecttransfer

AO 274

SubmitAO 274 toAO

12


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Court Registry Investment System (CRIS) Non-Standard:Withdrawals From

CRIS *

AO 2906 (Element I SIgnetS vouchers) (SF 1166) .Weekly CRIS

rapo rt Court order

~urt control poInt

SF 1166

Reconcile caseinformation withcourt order andSF 1166.No

Resolve problem

Yesset up case

account. In CFS-1(payee,

Information)

Poot I?an1


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Court Registry Investment System (CRIS)

Court order

Non-StandardWithdrawals From,CRIS *

AO 2905 (ElementBs)

Se t up controlleddIsbursementaccount In CFS-1

3m party bankcontainIngnumberJamount of

che,cks CI

ConfInn haten oug h mon ey I sI n t he ba nk t ocoverdisbursement

No

Resolve problem

Wire f ax es t o t heYes... bankto CQvsramount disbursed

Court o rder toclose account

Check controlleddisbursementaccount fOr

unclaimed funds

No

Unclaimed fundsfor the controlleddisbursmentaccount

.. Unclaimed fundsback at origInatingcourt unit '

End of process, Controlled disburs,ements are used in cases with large numbers of payees; e.g a class action suit/\lith thqusallds of parties tothe suit. A 3rd party bank enters Intoan agreement to provide disbursing functions.or the court. As drafts (checks) clear, funds 'are ,transferred to cover the amounts,

July 2003

Close controlleddisbursement

account in CFS-1

1


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Court RegistrY Investmel1t System (CRIS) Reconciliation

Investment debit I DebIt vouchersouchers from the FRS Registry FeeDeposit tickets CRlSdisbursements WeeklyCRIS'deposits

Calculate theweekly Treasurybalance In lI1eCRiS spreadsheet

Weekly Treasurybalance

Compare weeklyTreasury balanceto CRISmasteraccount In CF5-1

PraViousweekTreasury balance

JP Morgan reportOstfngal CRISsecurities

Add t he CRI Ssecurities to theTreasury balance

No

Total CRrSbalance

Weekly CRISreportTotal CRISbalance

Add thetotalCRISbalanDe to theWeeklyCRISreport '

UpdatedCRISreport with newFRB fee

f:nd of process

.Resolve problem

The new FRS fee becomes the prior week's FRS for next week's debIt voucher.

July 2003 1


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'Court Registry Investment System (CRIS)Reconciliation

PrIor montl) CF8-1CRIS balance

Add prior monthCFs-1 CRISbalance and

depos it t lcke S forthe month

Subtract all CRISdebIt vouchers

Add a\llncomlngAO 2839 (for Inves tments InCRIS)

No

Subtract alloutgoing AO 2835(for withdrawals

frOm CRIS)

Add Interes t f romnon-CRIS

Investments(memo entry)

Subtract out priormont h AO 263 f ornoo-cRlS '

Investments

, A dd I n T X- 5inves tments in

CRISSubtract checks

, for participatingbankruptcy courts

End of process

CRIS spreadsheet

Current moolhTreasury balance

RI O: nClle CRlSspreadsheet withcOrrent monthTreasury balance

Lag FRB fee '

Compare currentmonth Treasurybalance to CRIS

master account InCF8-:1

Yes

Subtract ECSpayments

Subtract totalreg is try fee

Current montbTreasury balance

Subtract TX-ScasedisbUrsements

.The CRIS monthly reconcll iationreconciles CFS-1 with CRIS investments, and the CRrs spreadsheet.** Non-CRIS investments are for large dollar investments InCRISthat are invested in CRIS outside of tile normal investment cycle.

July 2003 16


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Court Reg1stry Inv~stmentSystem (CRIS)Reconciliation

ConsoUdated AO274 repor t for a llCRIS courts

AO 274 for TX-S

Compar e al l AO2745 Yes File AO 2748 End of process

Yes

July 2003 '

Resolve problem:I fdue to prior

month adjustment,compare to priormonth to ensure

d if fe rence Iso ffse t to zero;

cont ac k c our t orTX-S to resolve

problem

No

AO2~ from TX-S

Enter AO 283 Intospreadsheet

Conduct furtherresearch and

resolve problem

1


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J.5.2 Description of Other Processes and Alternative Fund Process

1. Tax-Reporting Database; The contractor keeps a database of payee names, addresses, taxidentification numbers, and earnings disbursed for 1099 and other tax reporting purposes.The participating courts provide this infonnation to the contractor.2. Periodic Reports: The contractor provides the following hard copy reports for eachportfolio:

o Case Allocation Report. Total case balances at the end of each trading cycle (to beprovided weekly).o Asset Report. Total security holdings at the end of each trading cycle (to be providedweekly).o Quarterly Report Of Cases Applying < 10% Registry Fee. A quarterly report listingeach case applying a registry fee less than 10%; the actual fee should be listedalong with a reason code.o Quarterly Case Allocation Summary Report. Summary balances for each courtparticipant at the end of each calendar quarter.o Yield Comparison Report. A quarterly comparison of CRlS fund perfonnancesagainst other comparable market indiceso Fiscal Year End Detailed Transaction Report. A list of each purchase andredemption transaction providing the security CUSIP and description, par amount,price, trade date, discount/premium, gain/loss, and net cost/proceeds.o 1099s. For qualifYingcases, 1099-INT will be prepared and mailed to recipients andapplicable infonnation will be furnished to the IRS.

A. Step-by-Step Description of CRIS Alternative Fund ProcessThe Alternative Fund is identical to the Liquidity Fund, except that it does not follow aweekly cycle and its earnings are allocated using the straight line accrual method ofaccounting. The Fund requires the reports listed below. The Yield Comparison Reportis to be provided quarterly or upon request. The other reports are to be provided annuallyor upon request.

1. Periodic Reports - Alternative Fund. 0 Case Allocation Report. Total case balances at the end of each month and the day


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J.6Small Case Balance Report

CMOD DESCRE Mallinger-Wilson v Ouizno's Franchise

8031

DISTRICT CNUMBERD10COX 1:02-CV-000436D02NYS 1:00-CV-7290 2D05TXN 2:03-CV-00195 01D05TXN 3:03,CV-02140 01D05TXS 4:96-CV-1462 8PD09AZX 2:02-CV-1522D09CAN 4:03-CR-40179 01D05TXS 3:86-CV-0223D05TXS 3:00-BK-80137D02NYS 1:93-CV-5573D02NYS 1:91-CV-8626DDCDCX 1:96-CV-1328D05TXS 4:96-CV-1462D05TXE 4:95-CV-263D05TXS 4:97-CV-3178D05TXS 4:98-CV-3093

Newby v City of BorgerStar Solar v SolarVision & MontgomeryCHRISTINA L. PYE (1-29-92)Mullin Steering Gear v Swati IndUS vs Ericka BrownUSA v 0.33 Acres

Stigile & Balis vs ClintonPATRICKA. PYE (10-10-89)USA vs 36.51 Acres of Land

BALANCE PRINBAL E1.00 1.002.01 2.0010.02 10.0010.03 10.0019.00 0.0050.23 50.0050.87 50.0050.91 0.0053.67 50.0054.65 46.0055.19 0.0064.51 50.0065.66 28.0067.58 53.6375.27 0.0099.32 0.00


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J.7Reporting 1099 Tax Information

Court Registry Investment SystemCourt Number: _Court Name: _Court Telephone Number: _Court Contact Person: _

15 characters1=EIN2=SSN1 charac ter 9 characters 35 characters 35characters 35 characters 35characters 25 characters 2 characters 9 characters 11 characters

Account Number TIN Type TIN SSN/EIN Payee Name 1 Payee Name 2 Address 1 Address 2 City State Zip Code Interest on Treasury Securi ties

The courts must supply the 1099 information to the contractor because taxable amounts may vary from the disbursements, based on the court order(s).This, or a similar , spreadsheet shall be sent by the contractor to each CRIS court dur ing the first

court registry investment system

Documents