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Too Hot! An Epidemiological Investigation of Weather-Related Mortality in Rural India Vijendra Ingole Department of Public Health and Clinical Medicine Epidemiology and Global Health Umeå University, Sweden 2016

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Page 1: Cover story 160823 Final - DiVA portalumu.diva-portal.org/smash/get/diva2:955590/FULLTEXT01.pdf · Summary in Hindi ix Chapter 1: Introduction 1 Background 1 Thermophysiology 3 Epidemiology

Too Hot! An Epidemiological Investigation of Weather-Related Mortality in Rural India

Vijendra Ingole

Department of Public Health and Clinical Medicine Epidemiology and Global Health Umeå University, Sweden 2016

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Responsible publisher under Swedish law: the Dean of the Medical Faculty

This work is protected by the Swedish Copyright Legislation (Act 1960:729)

New Series No. 1825

ISBN: 978-91-7601-529-2

ISSN: 0346-6612

Electronic version available at http://umu.diva-portal.org/

Printed by: Print & Media, Umeå University, Sweden 2016

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This thesis is dedicated to my mother. You are my inspiration.

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Life is like weather - sometimes hot, sometimes cold and sometimes windy… -Vijendra Ingole

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Table of Contents Abstract iiiOriginal Papers vAbbreviations viSummary in Swedish viiSummary in Hindi ixChapter 1: Introduction 1

Background 1Thermophysiology 3Epidemiology of temperature-related mortality 3Socio-demographic factors and health impacts of temperature 5Need for weather-related studies in low- and middle-income countries 7INDEPTH Climate and Mortality Working Group 7The scope of the PhD research work 9Aims and objectives 10

Chapter 2: Materials and methods 11Study location and setting 11Vadu Rural Health Program 13INDEPTH Network: Better health information for better health policy 14Vadu Health and Demographic Surveillance System (HDSS) 15Verbal autopsy data 15Socio-demographic data 16Weather data 17Definition of heat days and cold days 18Statistical methods and analyses 20Ethical consideration 23

Chapter 3: Results 25Ambient air temperature, rainfall and daily deaths—understanding the association 25All-cause and cause-specific mortality and high and low temperatures 30Socio-environmental factors and susceptible groups in the population 34Years of life lost and temperature 37

Chapter 4: Discussion 39Effects of temperature on total mortality 39Age and sex 41Cause-specific deaths and the effects of heat and cold 42Socio-demographic factors and heat- and cold-related mortality 43Study strengths and limitations 45Policy implications and future direction of the study 46

Chapter 5: Conclusion 49Acknowledgements 51References 55

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Abstract

Background

Most environmental epidemiological studies are conducted in high-

income settings. The association between ambient temperature and

mortality has been studied worldwide, especially in developed

countries. However, more research on the topic is necessary,

particularly in India, given the limited evidence on the relationship

between temperature and health in this country. The average global

temperature is increasing, and it is estimated that it will go up further.

The factors affecting vulnerability to heat-related mortality are not well

studied. Therefore, identifying high-risk population subgroups is of

particular importance given the rising temperature in India.

Objectives

This research aimed to investigate the association of daily mean

temperature and rainfall with daily deaths (Paper I), examine the

relationship of hot and cold days with total and cause-specific

mortality (Paper II), assess the effects of heat and cold on daily

mortality among different socio-demographic groups (Paper III) and

estimate the effect of maximum temperature on years of life lost (Paper

IV).

Methods

The Vadu Health and Demographic Surveillance System (HDSS)

monitors daily deaths, births, in-out migration and other demographic

trends in 22 villages from two administrative blocks in the rural Pune

district of Maharashtra state, in western India. Daily deaths from Vadu

HDSS and daily weather data (temperature and rainfall) from the

Indian Meteorological Department were collected from 2003 through

2013. Verbal autopsy data were used to define causes of death and

classified into four groups: non-infectious diseases, infectious diseases,

external causes and unspecified causes of death. Socio-demographic

groups were based on education, occupation, house type and land

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ownership. In all papers, time series regression models were applied as

the basic approach; additionally, in Paper III, a case-crossover design

and, in Paper IV, a distributed lag non-linear model (DLNM) were

used.

Results

There was a significant association between daily temperature and

mortality. Younger age groups (0-4 years) reported higher risk of

mortality due to high and low temperature and heavy rainfall. In the

working age group (20-59 years), mortality was significantly associated

only with high temperature. Mortality due to non-infectious diseases

was higher on hot days (>39°C), while mortality from infectious

diseases and from external causes were not associated with hot or cold

days. A higher heat-related total mortality was observed among men

than in women. Mortality among residents with low education and

those whose occupation was farming was associated with high

temperature. We found a significant impact of high temperature on

years of life lost, which confirms our results from the previous research

(Papers I-III).

Conclusion

The study findings broadened our knowledge of the health impacts of

environmental exposure by providing evidence on the risks related to

ambient temperature in a rural population in India. More specifically,

the study identified vulnerable population groups (working age groups,

those of low education and farmers) in relation to high temperature.

The adverse effect of heat on population is preventable if local human

and technical capacities for risk communication and promoting

adaptive behavior are built. Furthermore, it is necessary to increase

residents’ awareness and prevention measures to tackle this public

health challenge in rural populations.

Keywords

Temperature, heat and cold, mortality, education, socioeconomic

status, occupation, rural population, India.

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Original Papers This thesis is based on the following papers. Papers I and II were

published in open access journals, so no permission was required to

reprint. Papers III and IV are manuscripts.

I. Ingole, V., Juvekar, S., Muralidharan, V., Sambhudas, S., & Rocklöv, J. (2012). The Short-term Association of Temperature and Rainfall with Mortality in Vadu Health and Demographic Surveillance System: A Population Level Time Series Analysis. Global Health Action, 5, 44-52.

II. Ingole, V., Rocklöv, J., Juvekar, S., & Schumann, B. (2015). Impact of Heat and Cold on Total and Cause-Specific Mortality in Vadu HDSS—A Rural Setting in Western India. International Journal of Environmental Research and Public Health, 12(12), 15298–15308.

III. Ingole, V., Schumann, B., Rocklöv, J., Kovats, S., Juvekar, S., Hajat, S., & Armstrong, B. (2016, manuscript). Socio-environmental Factors Associated with Heat and Cold Related Mortality in Vadu HDSS, Western India: A Population Based Case-Crossover Study Design.

IV. Sewe, M.O., Bunker, A., Ingole, V., Egondi, T., Hondula, D., Åström, D.O., Rocklöv, J., & Schumann, B. (2016, manuscript). The Impact of Temperature on Years of Life Lost: A Comparative Time-series Study in Seven High-, Middle- and Low-Income Regions.

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Abbreviations

CI Confidence Interval

DF Degree of Freedom

DLNM Distributed Lag Non-linear Model

DOW Day of Week

FRA Field Research Assistants

GAM Generalized Additive Model

GLM Generalized Linear Model

HDSS Health and Demographic Surveillance System

ICD International Classification of Diseases and Related Health Problems

IMD Indian Meteorological Department

INDEPTH International Network for the Demographic Evaluation of Populations and their Health

IPCC Intergovernmental Panel of Climate Change

KEM King Edward Memorial

LMIC Low and Middle Income Countries

NCD Non-Communicable Diseases

NOAA National Oceanic and Atmospheric Administration

OR Odds Ratio

RR Relative Risk

SES Socio-Economic Status

VA Verbal Autopsy

VRHP Vadu Rural Health Program

WHO World Health Organization

YLL Years of Life Lost

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Summary in Swedish

Sammanfattning

Bakgrund

Kunskaper inom det miljömedicinska forskningsområdet inhämtas i huvudsak från höginkomstländer idag, trots stora skillnader i livsbetingelser och exponeringar i dessa områden jämfört med i fattigare delar av världen. Sambanden mellan lufttemperatur och dödlighet har noggrant kartlagts i höginkomstländer, men i mindre utsträckning i utvecklingsländer. Det finns ett ytterligare behov av forskning i länder såsom Indien, där extremt höga temperaturer återkommande uppmäts. Speciellt viktigt är det att inhämta nya kunskaper i dessa regioner för att bättre förstå konsekvenserna av en förändrad klimatsituation. Bestämningsfaktorer för känslighet och sårbarhet i relation till varierande temperaturer i dessa regioner saknas ofta. Det är därför av stor vikt att identifiera faktorer som sammankopplas med ökad risk för sjukdom och dödsfall till vid temperaturextremer i dessa befolkningar.

Syfte

Det här forskningsprojektet syftade till att kartlägga sambanden mellan: dödsfall och dygnets temperatur och nederbörd (arbete I), dödlighet och orsaksspecifik dödlighet och extrema temperaturer (arbete II), hur dödlighet i relation till värme och kyla påverkas av sociala faktorer (arbete III), samt hur mycket temperaturen uppskattas påverka antalet förlorade levnadsår (arbete IV).

Metoder

Vadu hälsodemografiska monitoreringssystem (Vadu HDSS) övervakar löpande födslar, dödsfall, in- och utflyttning och andra demografiska trender i 22 samhällen i två administrativa områden på landsbygden i distriktet Pune i regionen Maharashtra i västra Indien. Dödsfall på dygnsnivå inhämtades från Vadu HDSS för perioden 2003-2013. Uppmätta dygnsvärden av utomhustemperatur och nederbörd inhämtades för samma period från Indiens meteorologiska institut.

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Verbalt uppskattade dödsorsaker användes för att kategorisera dödsfall till fyra grupper av underliggande orsaker: icke-infektioner, infektioner, yttre orsaker, och ospecificerade orsaker. Sociala och demografiska faktorer baserades på utbildning, yrke, hustyp, markägarskap, ålder och kön. I alla delarbeten analyserades samband med hjälp av regressionsmodeller utav tidsserier. Dessutom användes i arbete III en jämförbar fall-kontroll studie där varje individ agerar egen kontroll. Arbetena använde olika analytiska metoder för att kvantifiera fördröjda effekter av exponering.

Resultat

Antalet dagliga dödsfall varierade signifikant med förändrade temperaturer. Yngre personer (0-4 år) uppskattades ha högre risk att avlida vid höga och låga temperaturer, och i samband med kraftig nederbörd. I åldersgruppen 20-59 år sågs ökad dödlighet enbart vid höga temperaturer. Dödlighet till följd av infektioner ökade vid temperaturer över 39°C. Dödlighet i orsaker som inte inkluderar infektioner eller yttre orsaker sågs öka generellt vid höga och låga temperaturer. Högre icke-orsaksspecifik dödlighet observerades vid värme i större utsträckning för män jämfört med kvinnor. Låg utbildningsnivå och yrkesaktiva jordbrukare sågs ha högre risk att avlida med varmare temperaturer. Vi observerade ett signifikant samband mellan varma temperaturer och antalet förlorade levnadsår.

Slutsats

Forskningsprojektet breddade och fördjupade kunskaper om hur vädret påverkar risken för dödsfall på landsbygden i Indien. Studien identifierade sårbara grupper, såsom lågutbildade, jordbrukare och medelålders personer, som extra känsliga för höga temperaturer. Hälsoeffekter till följd av hetta är möjliga att förhindra med hjälp av sociala, tekniska och medicinska interventioner. Av stor vikt vid prevention är riskmedvetenhet, riskkommunikation och ett hälsomedvetet beteende.

Nyckelord

Temperatur, värme, kyla, dödsfall, utbildning, socioekonomi, yrke,

landsbygd, Indien.

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Summary in Hindi

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Chapter 1: Introduction

This research explores the effects of ambient temperature on health in

a rural setting in western India. This section provides the background

to the study with a global overview of climate change and health. It also

highlights the need to study the vulnerability of the rural population to

environmental exposure. The section then reviews the existing

evidence on the effects of exposure to temperature on human health.

The thermophysiology of heat and human health, i.e. physiological

mechanisms, is explained. This is followed by the epidemiology of

temperature-related mortality. Then, a section on social and

demographic factors and their vulnerability to ambient temperature

follows. Finally, the section ends with the study objectives of the

research conducted.

Background

Global climate change is expected to cause an increase in the frequency

and intensity of heat waves [1]. Climate change and its potential

impacts on health are increasingly drawing attention in both developed

and developing countries. The health of the population depends on

optimal functioning of the biosphere’s ecological and physical systems,

also referred to as life-support systems, which, in turn, are influenced

by both natural and anthropogenic activities. However, the increasing

carbon emissions and air pollution and the accompanying global

warming and increase in natural disasters may affect these activities [1,

2]. Global climate change is expected to affect human health via

different pathways, scales and directness, as well as time lags. The

more direct impacts on health include those due to changes in exposure

to extreme weather conditions (heat and cold waves, storms and

floods), and indirect effects include changing distributions of

infectious disease vectors and displacements of populations [3].

However, this evidence base is largely from developed countries. This

is especially due to the lack of population data and priority given to

such research in low- and middle-income countries [4].

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India represents one-sixth of the world’s population, which is

supported on 1/50 of the world’s land and 1/25 of the world’s water [5].

With an increasing population (~ 1.2 billion) and rate of urbanization,

India is undergoing enormous change. Additionally, climate change is

expected to pose an overwhelming stressor that will magnify existing

health threats. India has a rapidly growing economy. About 64% of the

population are in the working age group; more than 90% of these

people work in the informal economy, mainly in the small- and

medium-size agricultural sector and services [6]. About 73% of the

rural population in India does not have access to fresh water, and 74%

do not have sanitary toilets. Potable water availability in India is also a

concern; available water is expected to decrease from 1,820 m3 per cap-

ita to < 1,000 m3 by 2025 in response to the combined effects of

population growth and climate change [7]. The Intergovernmental

Panel of Climate Change (IPCC) special report on extreme events and

disasters stated that the average as well as the minimum and maximum

temperatures in India are expected to increase in the future [1]. India

has experienced a series of heat waves in the past, which reveals their

potential for impacts on mortality. In 1998, the state of Odisha faced

an unprecedented heat wave (45.4-47.6°C) situation, as a result of

which 2042 people lost their lives [8]. In another instance, 1421 people

were killed in Andhra Pradesh from a heat wave in 2003 [9]. Effects

included hospitalization because of heatstroke, suffering of livestock

and severe drought in some regions that affected both health and agri-

culture [9]. Research reported 1344 excess deaths during the 2010 heat

wave in the city of Ahmedabad, India [10]. The western states in India

show an increase in the frequency of high heat-stress events that occur

regularly over a period of a couple of weeks [11]. Many of the predicted

effects of climate change (heat waves, floods, etc.) are likely to become

a reality in India and indeed have also been experienced recently. The

summer of 2016 was the hottest summer on record in India, with the

highest ever-recorded temperatures (51°C) [12].

Low- and middle-income countries are responsible for only a small

percentage of global greenhouse gas emissions; however, the adverse

health effects associated with climate change will likely fall

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disproportionately on their populations [13]. In India, agricultural

workers, mainly men, work long hours in the fields and are exposed to

high temperatures. There are several other sectors that are yet to be

explored in terms of the effect of high temperatures on health. There

are many interwoven issues, including the existing laws and guidelines,

regulatory mechanisms, the relationship between the management and

workers and the socio-economic conditions of the workers, which

compel them to undertake such work in spite of adverse conditions

[14]. Some groups working in rural and semi urban-based industries,

such as ceramics and pottery and iron works, are potentially at risk of

high heat exposure during peak summer months. There is no formal

regulatory guideline yet available in the country to determine the

maximum limit of exposure of the workers [15, 16].

Thermophysiology

The physiological basis for the effects of heat on humans is well

understood. The body has a sophisticated thermoregulatory system to

maintain its temperature. It produces heat through metabolic

activity—the higher the level of activity, the higher the heat produced.

Of the total energy generated by the body, only a small proportion is

used to perform mechanical work, while the greatest proportion is

released as heat. If heat generation and heat input are greater than heat

output, the body temperature rises and vice versa. When the ambient

temperature reaches or exceeds the human core temperature of 37oC,

there are potentially adverse physiological effects, posing risk to some

organ systems and also making it progressively harder to maintain

work productivity [17]. The impact of weather variability on human

health, particularly all-cause mortality, has been studied extensively.

Relatively little is known, however, about physiological and cultural

adaptation to climate change [18].

Epidemiology of temperature-related mortality Exposure to hot and cold temperatures has long been recognized as a

threat to human health, and, in the last decade, this association has

been intensely studied by the research community [19].

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Epidemiological studies have shown the temperature-mortality

relationship to be either J-, U-, or V-shaped, indicating increased risk

in cold and hot weather [20]. Many diseases are influenced by the

ambient weather condition and/or display strong seasonality [19]. Hot

and cold temperatures significantly increase mortality rates around the

world, but which temperature indicator is the best predictor of

mortality is not known. The increase of interest in this area of research

has been encouraged by episodes of extreme weather, characterized by

an exceptional increase in mortality and other adverse health

outcomes. Mostly, these known events have been reported as public

health disasters, for example the Chicago heat waves in July 1995 or

those in France during August 2003 [21, 22]. A number of

epidemiological studies have examined high temperatures in relation

to all-cause and cause-specific (e.g. non-accidental) deaths and to

other health outcomes such as emergency visits and hospital

admissions [23, 24]. In fact, heat waves are the biggest cause of

weather-related fatalities in many cities, responsible for more deaths

annually than any other form of extreme weather events (e.g. floods,

storms) [25]. Ultimately, the vulnerability to heat and cold exposure is

an individual phenomenon; researchers have found variations from

one person, neighbourhood, city and region to the next [26, 27]. Living

and working in extreme climatic conditions constitutes an obvious

potential risk to health [28].

A years of life lost is an indicator of premature mortality that accounts

for the age at which deaths occurred by giving greater weight to deaths

at younger ages [29]. A years of life lost is a measure of disease burden

that uses the life expectancy at death [29]. Overall, most studies have

examined temperature impacts in terms of excess deaths or mortality

risks [30]. Assessing the temperature impact on years of life lost is

more appealing to policymakers when communicating the actual

burden of temperature-related mortality. It is also more relevant from

a health economics perspective, especially in relation to projection of

health burdens and associated costs under scenarios of future climatic

change [29]. Furthermore, many low- and middle-income countries

have strong underlying social and population dynamics, such as the

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rapid aging of the population, an increase in urbanization,

demographic transition and change in disease and mortality patterns,

e.g. an increase in non-communicable diseases [31]. If the association

between temperature and mortality were high only in the elderly with

a short life expectancy, this would potentially be seen as less of a public

health concern [29, 31-34].

Socio-demographic factors and health impacts of temperature In order to effectively implement preventive measures such as early

warning systems and organizational changes in the health sector

during heat waves, it is important to identify the groups most

susceptible to waves of heat and cold [35, 36]. Heat-related mortality

risk differs by age and sex. The elderly are more vulnerable to heat than

younger people because of changes in their thermoregulatory system

[18]. There is a research gap in the age group at which vulnerability

increases in different populations (climate, culture, infrastructure,

etc.) [18]. Research has consistently shown that heat waves and high

ambient temperatures affect the elderly population to a greater degree

than the younger population [35]. However, the evidence for other age

groups is more difficult to interpret [37]. Many studies have shown that

women are affected by heat more than men, but a few other studies

have found no such difference [18]. On the other hand, men appear

more at risk of dying from a heat stroke because they are more likely to

be active in hot weather [38]. Commonly, work-related heat exposure,

thermal and ambient temperature and their physiological impact are

associated with social and demographic parameters [39]. In many

studies, it has been shown that increasing temperatures also affect the

working population and lead to more work-related injuries. In many

areas of tropical countries, the maximum temperature during the

summer is around 40°C, and even this is increasing over time. The

population of western India confronts frequent heat emergencies, with

high risk of mortality and morbidity [40]. An additional 3-5°C will

make agriculture and construction work very difficult during the

hottest periods in most of the cities [16]. Previous research has shown

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that in developed countries, work in the agriculture and construction

sectors increases the risk of environmental heat being associated with

mortality [41]. Social and demographic parameters, occupational heat

exposure and access to resources were related to increased

vulnerability [39]. However, this issue has not been explored

sufficiently in developing countries [42]. Work-related heat stress has

been studied in a handful of settings in India, e.g. outdoors under the

sun, in poorly ventilated indoor workspaces and near furnaces [14].

Therefore, research is needed to achieve a better understanding of the

multiple factors (including social and environmental drivers) and their

interaction with heat exposures in the agricultural and manufacturing

industry in order to improve the health and safety of workers while

maintaining worker productivity [16]. Research has also addressed

socio-economic differences in vulnerability, partly related to pre-

morbidity. Individuals with low incomes are more likely to have

chronic diseases or other medical risk factors such as mental illness,

which modify the risk of heat-related mortality [41]. Low income is also

related to adverse housing conditions, which increase health risks [43].

Several high-risk populations have been identified. These include the

elderly with specific pre-existing diseases or individuals of low socio-

economic status who take certain medications, as well as socially

isolated people [35].

More research is needed to improve our understanding of modifying

factors such as housing condition, technological changes, local

topography, urban design and behavioural parameters [23]. The

prevailing high temperatures and the generally low socio-economic

status in tropical developing countries indicate that these regions

might be most vulnerable to a rise in temperature, promoted by climate

change and global warming [44]. Therefore, integration of social,

demographic and environmental data with health outcome data will

contribute to a more comprehensive understanding, which will help

identify sustainable health solutions [45].

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Need for weather-related studies in low- and middle-income countries Mortality from heat waves and other extreme weather events is a

significant public health problem that is likely to worsen in the future

[4]. The need for the design of effective intervention strategies thus

becomes even more important in the face of current and future climate

change [14]. A better understanding of the relationship between

weather conditions and population-level mortality in a country such as

India could contribute to the development of such prevention

strategies. Recognition that climate change may amplify occupational

heat-related health risks with related impacts on productivity,

especially in developing countries, is yet to develop. A systems

approach focusing on health outcomes is critical to the success of

future research in this area [46]. Most of the studies focus on

heatstroke deaths, and these have been associated with occupational

exposure at construction sites, agricultural sites and hot industrial

jobs, which require heavy work [41]. Therefore, workers in hot

environments must also be educated regarding the heat stress [6]. Heat

stress associated with climate change has been examined in relation to

heat wave effects on the general population. Retrospective studies

investigating climate variability and health dominate the literature,

leaving predictive and prospective studies related to climate change

open to be explored [45]. In cases where the data already exist, more

work is needed to identify and access this type of long-term data,

creating uniform repositories. Therefore, the Health and Demographic

Surveillance Sites (HDSS) platform offered a unique opportunity to

utilize individual information that is rarely available in developing

countries [47].

INDEPTH Climate and Mortality Working Group The International Network for the Demographic Evaluation of

Populations and Their Health (INDEPTH) is an initiative that conducts

longitudinal surveillance of population data in low- and middle-

income countries (LMICs). It supports organizations for the setting up

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of independently operating surveillance sites in Africa, Asia and

Oceania [48]. INDEPTH, together with a number of south-north

collaborating institutions, initiated a research and capacity-

strengthening workshop in Nouna, Burkina Faso, in February 2011

(Figure 1). Fifteen out of the 42 HDSSs sites were represented during

this one-week workshop. The aim of the group was to work towards a

special issue for the journal Global Health Action that would focus on

the relationship between weather conditions and mortality in HDSS

areas. This activity was labelled CLIMO (Climate and Mortality).

Afterwards, a second workshop was organized in Accra, Ghana, in May

2012. The objective of the second workshop was to help the

participants develop their writing and scientific presentation skills in

order to meet the standards of the upcoming scientific supplement in

Global Health Action. The facilitator group included the INDEPTH

Network secretariat, Ghana; Umeå University, Sweden; Heidelberg

University, Germany; London School of Hygiene and Tropical

Medicine, UK; Virginia University, USA; and the Nouna Health

Research Centre, Burkina Faso [49].

Figure 1: INDEPTH CLIMO (Climate and Mortality) Working Group Participants

in Burkina Faso, February 2011.

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The scope of the PhD research work Figure 2 explains the conceptual framework of this PhD research work.

Ambient temperature is an important determinant of mortality [50].

There are direct and indirect pathways that affect human health: heat

waves, cold waves, and rainfall [51]. We assessed the association of

total mortality with temperature and rainfall in Paper I. The effect of

hot and cold days on cause-specific mortality was investigated in Paper

II. How weather-related mortality is modulated by occupation,

education and other socioeconomic factors was assessed in Paper III.

The impact of maximum temperature on years of life lost was

investigated in Paper IV (Multisite collaborative project in high-,

middle-, and low-income settings, of which Vadu HDSS is part). The

PhD research work is structured around four distinct interlinked

research papers mainly focused on total mortality. The conceptual

framework highlights the potential health outcomes associated with

environmental exposures. It also emphasise preventive actions,

indicating that surveillance, adaptation and prevention are essential.

Figure 2: Conceptual framework of the PhD research work.

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Aims and objectives

The overall aim was to assess weather-related mortality in a rural

population in the Vadu HDSS area, western India.

1. To investigate the short-term association of temperature and

rainfall with daily mortality in different strata of age and sex

(Paper I).

2. To estimate the effects of heat and cold on total and cause-

specific mortality (Paper II).

3. To estimate the effects of heat and cold on mortality among

different socio-demographic groups (Paper III).

4. To investigate the relationship between temperature and years

of life lost (Paper IV).

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Chapter 2: Materials and methods

This chapter starts with the study location and setting of the population

and environmental data. A detailed description of the statistical

methods used in this thesis follows.

Study location and setting The Vadu Health and Demographic Surveillance System (HDSS) is

situated in a rural area between latitude 18°30 to 18°47 N and

longitude 73°58 to 74°12 E, covering a 232-km2 geographical area

(Figure 3). Vadu HDSS covers 22 villages from two tehsils (confined

blocks), 14 villages from Shirur and eight villages from Haveli, in the

Pune District of Maharashtra state in western India [52].

A major national road passes through the area, and five villages fall in

the industrial zone. The main occupation and source of income is

farming [53]. Health facilities in this study area include both public and

private health services. A rural hospital and a primary health centre

(PHC) are in the public health sector. The private health sector has

several small general hospitals and clinics. Health care is easily

accessible, and most residents seek care in the private sector, which is

largely not regulated by the government [54].

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Figure 3: Vadu HDSS area, Pune District, India [55].

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Vadu Rural Health Program Dr. Banoo Coyaji initiated the Vadu Rural Health Program (VRHP) in

the late 1970s due to the need for good health care facilities in the Vadu

area during an epidemic of diarrhoea (Figure 4). She started delivering

primary health services with a team of a few doctors from King Edward

Memorial (KEM) Hospital in Pune. The mission of this program is to

‘Provide evidence-based, sustainable and rational health care solutions

for the rural population using globally relevant community-based

ethical research’ [56]. This program provides primary health care for a

geographically defined population of about 130,000 individuals

residing in 22 villages. The Shirdi Saibaba Rural Hospital is situated in

the Vadu village, which provides a secondary medical facility to the

population (Figure 5). VRHP is conducting many clinical trials, disease

burden studies and social and environmental research in public health

[53].

Figure 4: Vadu Rural Health Program, Vadu Bk, Pune, India.

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Figure 5: Shirdi Saibaba Rural Hospital, Vadu Bk, Pune, India.

INDEPTH Network: Better health information for better health policy The Vadu HDSS has been a member centre of INDEPTH Network since

2002. The International Network for the Demographic Evaluation of

Populations and Their Health (INDEPTH) conducts longitudinal

surveillance for monitoring and evaluation of population health in low-

and middle-income countries. The detailed conceptual structure of the

dynamic cohort model is described in Figure 6. The INDEPTH HDSS

sites collect the data from entire communities over extended time

periods; thus, they more accurately reflect the health and population

problems in LMICs. Currently, there are 46 member centres observing

through 53 HDSS field sites the life events of over three million people

in 20 LMICs in Africa, Asia and Oceania [48].

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Figure 6: Conceptual structure of the dynamic cohort model used by INDEPTH

Health and Demographic Surveillance System (HDSS) sites, adopted from [48].

Vadu Health and Demographic Surveillance System (HDSS) In essence, core HDSS data has provided dynamic information about

the population at an individual level, within the geographically defined

Vadu HDSS area, since the baseline census in 2002. Field research

assistants (FRAs) visit every household in all villages to record

demographic events. These events include births, deaths, in-

migrations, out-migrations and pregnancies within the Vadu HDSS

area and have been recorded twice a year since 2003 [57]. Each event

is recorded using questionnaires administered by the FRAs, who are

also local residents. In this thesis, information on age, sex, date of

death, occupation and education of the deceased person was retrieved

from the HDSS database.

Verbal autopsy data All deaths within the study area are recorded and subjected to verbal

autopsy (VA). Verbal autopsy is an instrument for identifying the cause

of death on the basis of structured interviews with relatives of the

deceased. Information obtained in these interviews is used to

determine the likely cause of death [47, 58]. Trained field research

assistants administered the verbal autopsy questionnaire for all deaths

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within the Vadu HDSS area. These data were collected within four

weeks after each death occurred. VA were conducted for all deaths in

the area, and each death was then assigned a cause of death and an

ICD-10 code (International Classification of Diseases-10). In Paper II,

we have used the mortality data of 2302 deaths for which verbal

autopsy was performed. ICD-10 codes were assigned by a physician

and are displayed in Table 1. We have only used data for the population

aged 12 years and older due to fact that VA data were available for this

age group at the time of the study.

Socio-demographic data A socio-economic status (SES) survey was conducted in 2004, in which

information on household-salient features of assets owned by

households was recorded. The questionnaire contained 29 ordinal

variables, e.g. house type, ownership of appliances, transport and

livestock, ownership of agricultural land, etc. The status of ownership

of agricultural land was available for each family, and it was used in

this thesis to define individual socioeconomic status. We grouped

ownership of agricultural land into three classes: owning five acres or

more of agricultural land was considered high SES, owning less than

five acres of land was medium SES and owning no agricultural land was

low SES. Another variable was the house type; the locally defined terms

used to identify types of homes are “pucca”, “semi-pucca” and

“kachha”. Houses made with a mud floor, a thatched roof and walls

painted with mud or cow dung are called kachha houses, and houses

that use material similar to kachha coupled with some material used

for permanent structures such as walls with stones but still painted

with mud or tin walls but definitely no concrete roof are called semi-

pucca houses. Houses made with a tiled floor, a tin or concrete roof and

walls plastered with cement are called pucca houses (Figure 7). We

classified all houses into either kachha (also including semi-pucca) or

pucca.

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Figure 7: House types in the Vadu HDSS area: kachha below left, pucca below right

and semi-pucca above.

Finally, education was classified into three classes: no education or

uncompleted primary school (low), completed primary school

(medium) and completed secondary school or higher (including college

and university) (high education).

Weather data The climate of India is comprised of a wide range of weather conditions

across the geographic scale. Daily weather data were obtained from the

Indian Meteorological Department (IMD) in Pune for the study period.

The IMD designates four climate seasons: Winter, summer or pre-

monsoon, monsoon or rainy season and post monsoon. Winter lasts

from November to February and is followed by a summer that lasts up

to early June. The monsoon season starts from early June and

continues until the beginning of October. The latter part of October is

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the post-monsoon season. After February, the temperature rises

rapidly until April or May, which correspond to the hottest months.

Toward the end of the monsoon season in October, there is a slight

increase in the day temperature, but the nights become progressively

cooler.

Based on each study objective, we have used different meteorological

data. In Paper I, the mean daily temperature and cumulative daily

precipitation from January 2003 to May 2010 was used. Daily

maximum temperature data was used for the period January 2003 to

December 2012 for Paper II and Paper IV. We used daily maximum

temperature due to the fact that this variable had the least number of

missing observations and errors. For Paper III, the daily mean

temperature for the study period from January 2004 to December

2013 was obtained from the National Oceanic and Atmospheric

Administration (NOAA) (http://www.ncdc.noaa.gov).

Definition of heat days and cold days There is no standard definition of heat and cold with regard to health

impacts [59]. A definition of heat wave or a cold wave always considers

the combination of the intensity and the duration of a high or low

temperature period [60-62]. Many studies on temperature-health

relationships are focused on the analysis of specific episodes of heat

events [18].

In Paper II, we adopted a percentile approach for identifying hot days

and cold days [30, 63-65]. Daily maximum temperatures above 39ºC

(98th percentile) were defined as hot days, and cold days were defined

as days with maximum temperatures below 25ºC (2nd percentile).

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Table 1: Climatological information for Pune city over a 30-year period.

Month Mean Daily Minimum

Temperature (°C)

Mean Daily Maximum

Temperature (°C)

Mean Total Rainfall

(mm)

Jan 11.6 30.2 1.6

Feb 12.7 32.3 1.1

Mar 16.3 35.8 2.7

Apr 20.1 37.9 13.6

May 22.3 37.2 33.3

Jun 22.8 32.0 120.4

Jul 22.0 28.1 179.0

Aug 21.3 27.6 106.4

Sep 20.6 29.2 129.1

Oct 18.9 31.7 78.8

Nov 14.8 30.5 28.6

Dec 11.8 29.3 5.3

(Source: http://worldweather.wmo.int/en/city.html?cityId=535)

In Paper III, we defined hot and cold periods based on summer months

and winter months. However, we did not consider the rainy and post-

rainy seasons in our analysis as it was beyond the scope of the objective.

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Statistical methods and analyses

Table 2 summarizes the study objectives, datasets and main statistical

methods used in the four research papers. The preferred method to

investigate temperature-mortality associations is the time series

regression method [50, 66-69].

Table 2: Overview of materials and methods used in the PhD research.

Study 1 Study 2 Study 3 Study 4

Objectives

To investigate the short-term association of temperature and rainfall with mortality

To estimate the effects of hot and cold days on total and cause-specific mortality

To estimate the effects of heat and cold on mortality among different socio-demographic groups

To estimate the impact of daily maximum temperature on years of life lost

Study period

Jan 2003-May 2010

Jan 2003- Dec 2012

Jan 2004- Dec 2012

Jan 2003- Dec 2012

Study population (Deaths)

1661 2303 3079 3394

Statistical methods

Poisson regression model

Quasi-Poisson regression model

Conditional logistic regression model (Case-crossover study design)

Distributed lag non-linear model (DLNM)

The main statistical method used in Paper I was Poisson regression and

in Paper II quasi-Poisson regression. Another proposed method for

investigating the effects of temperature on health outcomes is the case-

crossover design, which we applied in Paper III [24, 44, 70, 71]. Daily

deaths in the population subgroups were analysed by demographic

characteristics (education, occupation, etc.). The analysis was

conducted during summer and winter months using a time-stratified

case-crossover study design.

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In Paper IV, we applied a distributed lag non-linear model (DLNM) to

estimate the association between daily maximum temperature and

years of life lost (YLL). The effect of a specific exposure event of

temperature is not limited to the period when it is observed, but it is

also delayed. This is one of the challenges in modelling the association

between an exposure and an outcome, specifying the distribution of the

effects at different lags after the event. DLNM are widely used to model

the association of exposure and health outcomes, as they allow the

main effect to vary according to both temperature and lags [72, 73].

In the Poisson regression model, it is essential to control for long-term

trends in order to effectively separate them out from the short-term

associations between exposure of interest and outcome. Natural and

cubic spline functions were used to smoothly model the long-term

patterns. It was necessary to capture seasonal patterns in a way that

was allowed to vary from one year to the next. In this method, the series

of daily counts of deaths and ambient levels of temperature were

compared while controlling for potential confounding variables such

as long-term and seasonal trends. The standard regression model

assumes Poisson responses, allowing for over-dispersion [50, 69]. In

Paper I, the association between daily mean temperature, daily

cumulative rainfall and daily mortality was examined using a time

series Poisson regression model during the period 2003-2010.

Exposure-response functions were estimated linearly for temperature

and rainfall and indicated little deviation from linearity. Potential

delayed effects of the weather variables on mortality were assessed in

different lag strata. The aim was to avoid collinearity introduced by

having several highly correlated explanatory variables in the regression

model [57]. The following model was used in this analysis:

Deaths ~ Poisson (meant)

log (meant)= intercept + s (temperaturet) + s (rainfallt) + s (timet, df=

6 per year)

where ‘s’ denotes a cubic spline function with ‘df’ number of degrees of

freedom, and ‘t’ denotes the time of observation.

A similar method was used in Paper II to examine the association of

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hot and cold days with daily counts of total and cause-specific deaths,

respectively. We estimated the relationship between hot and cold days

and mortality in the lag periods of 0 (same day) and 0–4 days.

Additionally, we assessed in sensitivity analyses the relationship

between hot and cold days and daily deaths using a logistic regression

model to check the robustness of the quasi-Poisson model given the

large number of days with zero deaths [55]. The mathematical formula

of the model is given as follows:

Deaths ~ Poisson (meant)

log (meant)= intercept + 1Xi,t + ns(timet, df= 5 per year) + other

covariates

where ‘ns’ denotes a natural cubic spline function with ‘df’ number of

degrees of freedom, β1 is the regression coefficient for the indicator

variable Χi marking heat/cold extremes, and ‘t’ denotes the time of

observation, and other covariates include weekdays.

In Paper III, analyses were carried out in two stages. In the first stage,

we used a quasi-Poisson regression model to examine the association

of heat and cold with daily death counts. We estimated the relationship

between heat and cold and total mortality with a lag of 0-1 days in

summer and 0-13 days in winter. A natural cubic spline function was

used to assess the functional form of the temperature-mortality

relationship and to adjust for season and time trends, allowing six

degrees of freedom (df) per year. In the second stage, the dose-

response relationship between temperature and mortality was

explored for all deaths and for population subgroups based on the heat

and cold function from the exploratory analysis using a time stratified

case-crossover study design [24, 70, 74]. Controls for each case were

selected for the same year, month and day of the week as the own cases.

Conditional logistic regression analysis was performed for each sub-

group separately for hot (summer months) and cold (winter months)

periods.

In Paper IV, we used the DLNM method to assess the impact of

maximum temperature on YLL at seven study sites, including Vadu

HDSS. The DLNM framework allows for modelling of non-linear

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relationships in the dimension of the predictor as well as its lag. This

method employs the concept of cross-basis, which is a joint modelling

of the basis functions of the predictor variable and its lag. We created

a DLNM for maximum daily temperature with a natural cubic spline

basis (two degrees of freedom), capturing both non-linear effects and

the lag dimension. We modelled lags up to two weeks. Since daily years

of life lost were not normally distributed, we applied a quasi-Poisson

regression model. A natural cubic spline function of time trend

allowing eight degrees of freedom per year was included to capture

long-term trends and seasonality of years of life lost and included the

day of week. The model equation used for estimating the effect of

maximum temperature on years of life lost for HDSS sites was as

follows:

YLL ~ Poisson (meant)

log(meant)= intercept + f(tempt, lagdf=2, vardf=2) + s(timet, df=8 per

year) + DOWt + HEAPt

where log(meant) is the expected number of years of life lost at day t, f

is the cross-basis function of maximum temperature and its lag

dimension with vardf and lagdf degrees of freedom, s is the smooth

function of time with degrees of freedom given by df, respectively,

DOWt is controlling for the day of week and HEAPt for heaping days

(only at HDSS sites). The cross-basis function of maximum

temperature was centred at the median value for the site.

Ethical consideration The ethical approval for this PhD research was obtained from KEM

Hospital Research Centre Ethics Committee. This study analysed

population data from Vadu HDSS, which did not contain information

providing individual identification. The usage of available HDSS data

did not need a separate ethical permission for this PhD research.

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Chapter 3: Results This chapter presents the study results according to each of the four

papers.

Ambient air temperature, rainfall and daily deaths—understanding the association

The short-term association of daily mean temperature and cumulative

rainfall with daily mortality was assessed in the Vadu HDSS area

during the study period from January 2003 to May 2010. The

frequency table of daily deaths stratified by age and sex is presented in

Table 3. The total number of daily deaths included in this analysis was

1,662.

Table 3: Frequency of daily mortality by age and sex in Vadu HDSS, 2003-

2010.

Age group N %

0-4 years 46 3

5-19 years 62 4

20-59 years 627 38

>=60 years 927 56

Men 954 57

Women 708 43

Total 1,662 100

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Table 4: Descriptive statistics of daily meteorological measurements in Vadu

HDSS, 2003–2010.

Weather Variable Mean Maximum Minimum

Daily maximum temperature (°C) 32.2 42.4 21.1

Daily minimum temperature (°C) 18.3 28.0 4.7

Daily mean temperature (°C) 25.2 34.9 15.5

Rainfall (mm) 1.3 95.0 0.0

Table 4 displays the descriptive statistics of the daily meteorological

parameters of the Pune airport weather station. Figure 8 presents the

association between daily mean temperature, rainfall and daily total

mortality. The relationship between rainfall and total mortality showed

increased risk in lags up to two weeks. Exponentiation of the log

relative risk estimates indicates that both high and low daily mean

temperature was highly associated with total mortality in lag periods

of 0-1 and 2-6 days. However, the rainfall impact in short lag periods

0-1 and 2-6 days on total mortality was non-significant, but had higher

effects in the lag period 7-13 days. At lags of up to two weeks,

temperature was associated with decreases in total mortality. A strong

association between daily mortality in age group 0-4 years and daily

mean temperature was found in lag 0-1 and 2-6 days. Increases in

rainfall were also significantly associated with mortality among

children within two weeks’ delay (figure 9). Rainfall at a short lag did

not show any association with mortality among children. In the age

group 20-59 years, increases (lag 0-1 day) and decreases (lag 2-6 days)

in mean temperature were associated with higher mortality. The

association of rainfall and mortality indicated an upward direction with

increases in rainfall at lag 0-1 day and, in particular, a strong significant

association in the two-weeks lag (Figure 10). The elderly appeared

susceptible when there was increased rainfall with a lag up to two

weeks. However, there were no strong apparent patterns associated

with daily mean temperature in this group (age 60 years and above).

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The observed relationship in men and women shows that women were

more vulnerable to rainfall in two-week lags compared to men (Figure

11).

Figure 8: Association of daily mortality, daily mean temperature and rainfall in Vadu

HDSS, 2003–2010 (dark line is log of relative risk and dotted line is 95% confidence

interval), adopted from Paper I.

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Figure 9: Association of mortality with daily temperature and rainfall in the age strata

of 0–4 years in Vadu HDSS, 2003–2010 (dark line is log of relative risk and dotted line

is 95% confidence interval), adopted from Paper I.

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Figure 10: Association of mortality with daily temperature and rainfall in the age strata

of 20–59 years in Vadu HDSS, 2003–2010 (dark line is log of relative risk and dotted

line is 95% confidence interval), adopted from Paper I.

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Figure 11: Association of daily mortality with rainfall in men (above) and women

(below) in Vadu HDSS, 2003–2010 (dark line is log of relative risk and dotted line is

95% confidence interval), adopted from Paper I.

All-cause and cause-specific mortality and high and low temperatures

In this study, we investigated the effects of heat and cold on total

mortality, infectious disease mortality, non-infectious disease

mortality and external causes of death between 2003 and 2012. Table

5 presents the total number of daily deaths and cause-specific deaths

(ICD-10 codes). The most frequent common causes of deaths in the

infectious disease category included gastroenteritis, amoebiasis and

sepsis. Non-infectious diseases made up the largest disease group and

consisted mainly of acute myocardial infarction, stroke, acute renal

failure, asthma and chronic ischaemic heart disease. External causes of

death and unspecified causes of death were composed of unspecified

injuries, intentional self-harm and accidents were the main causes of

deaths in this group.

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Table 5: Descriptive statistics of causes of deaths with ICD-10 codes for

common diseases in Vadu HDSS, 2003-2012.

Disease class

ICD-10 codes

Cause of Death Most frequent diseases

N

Non - infectious diseases

C00-D48 Neoplasms

Acute myocardial infarction, stroke, acute renal failure, asthma and chronic ischaemic heart disease

1175

E00-E90 Endocrine, nutritional and metabolic diseases

F00-F99 Mental and behavioural disorders

G00-G99 Diseases of the nervous system

H00-H95 Diseases of the eye and adnexa

K00-K93 Diseases of the digestive system

I00-I99 Diseases of the circulatory system

N00-N99 Diseases of the genitourinary system

M00-M03 Diseases of the musculoskeletal system and connective tissue

Infectious diseases

A00-B99 Certain infectious and parasitic diseases

Gastroenteritis, amoebiasis and sepsis

296 J00-J99 Diseases of the respiratory system

L00-L08 Infections of the skin and subcutaneous tissue

External causes

S00-T98 Injury, poisoning and certain other consequences of external causes

Intentional self-harm and accidents

309

V01-Y98 External causes of morbidity and mortality

Unspecified causes R00-R99

Symptoms, signs and abnormal clinical and laboratory findings, not elsewhere classified

Unspecified deaths 522

Total Deaths 2303

There were in total 144 hot days (98th percentile, >39ºC) and 44 cold

days (2nd percentile, <25ºC) during the study period. We estimated

the relative risks for all-cause and cause-specific mortality with hot and

cold days. All-cause mortality and heat days were associated at lag 0

(RR = 1.33; 95% CI: 1.07-1.60). There was also a statistically significant

association between hot days and non-infectious disease mortality on

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the same day (lag 0 day) (RR = 1.57; 1.18-2.10). Even in longer lags up

to four days, we found that non-infectious disease mortality was

associated with hot days (RR = 1.34; 1.04–1.90). However, infectious

disease mortality in lags 0 and 0-4 days (RR = 1.15; 0.58-2.28 and RR

= 0.93; 0.52-1.65) and external causes of death (RR = 1.48; 0.89-2.48

and RR = 0.99; 0.62-1.58) were not associated with hot days. The

relative risk in men on hot days (lag 0) was found to be 1.38. However,

no statistical significance was found among women (RR = 1.24; 0.86-

1.79). The relative risk of mortality in the age group of 12-59 years was

1.43 on hot days (lag 0). There was no significant association between

cold days and total and cause-specific mortality over lags 0 and 0-4

days. Relative risks with 95% confidence intervals stratified by cause,

age and sex are presented in Table 6 and 7.

Table 6: Association of hot days with mortality stratified by cause of death, age and sex, Vadu HDSS, 2003–2012, adopted from Paper II.

Hot Days Lag 0 Lag 0–4 Days

RR 95% CI RR 95% CI

All-cause mortality 1.33 1.07–1.60 1.12 0.92–1.35

Non-infectious disease mortality 1.57 1.18–2.10 1.34 1.04–1.90

Infectious disease mortality 1.15 0.58–2.28 0.93 0.52–1.65

External causes of mortality 1.48 0.89–2.48 0.99 0.62–1.58

All-cause mortality in men 1.38 1.05–1.83 1.1 0.87–1.40

All-cause mortality in women 1.24 0.86–1.79 1.14 0.84–1.54

All-cause mortality in age group 12–59 years 1.43 1.02–1.99 1.13 0.84–1.50

All-cause mortality in age group 60+ years 1.27 0.94–1.70 1.11 0.87–1.42

(RR = Relative risk; CI = confidence interval; bold numbers indicate statistical

significance).

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Additionally, we conducted sensitivity analyses using a logistic

regression model and found similar results as with the quasi-Poisson

regression model. Conversely, the effects were slightly higher than

those with the quasi-Poisson model for hot days. In lags 0 and 0-4 days,

we found relative risks of 1.70 and 1.44 in non-infectious disease

mortality. Moreover, logistic regression models also obtained non-

significant results for the effects of cold days for lags 0, 0–4 and 0–14

days. Detailed results are presented in the appendix of Paper II.

Table 7: Association of cold days with mortality stratified by cause of death, age and sex, Vadu HDSS, 2003–2012 (relative risks with 95% confidence intervals), adopted from Paper II.

Cold Days Lag 0 Lag 0–4 days

RR 95% CI RR 95% CI

All-cause mortality 1.14 0.79–1.66 1.08 0.87–1.32

Non-infectious disease mortality 0.99 0.55–1.72 1.08 0.80–1.44

Infectious disease mortality 1.48 0.65–3.38 0.83 0.47–1.47

External causes of mortality 0.26 0.03–1.92 1.18 0.68–2.06

All-cause mortality in men 1.18 0.73–1.89 1.15 0.88–1.50

All-cause mortality in women 1.12 0.63–1.97 0.97 0.75–1.34

All-cause mortality in age group 12–59 years 1.15 0.67–2.00 1.09 0.80–1.49

All-cause mortality in age group 60+ years 1.12 0.71–1.86 1.06 0.80–1.38

(RR = Relative risk; CI = confidence interval; bold numbers indicate statistical

significance).

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Socio-environmental factors and susceptible groups in the population

To identify vulnerable population groups in the Vadu HDSS area, we

estimated the effects of the daily mean temperature during summer

and winter on the daily total mortality among different socio-

demographic groups during the study period from January 2004 to

December 2013. A non-linear association was found between total

mortality and daily mean temperature with an upward slope above a

threshold of 31°C. Temperature above this threshold was significantly

associated with daily total mortality (OR = 1.48; 1.04-2.09) during the

summer period with a lag of 0-1 day. We observed higher heat-related

risks (OR = 1.70; 1.03-2.81) in the farming occupation group than in

other occupation groups. Resident work in the manufacturing industry

indicated high OR (2.08; 0.64-6.78). Individuals with low education

also showed high risk (OR = 1.66; 1.01-2.73). The findings indicated

that women had higher heat-related risks than men (OR = 1.93; 1.07-

3.48 in women, and OR = 1.29; 0.83-1.99 in men, respectively).

However, during the winter season, a linear association between

temperature and mortality was found within up to two-week lags.

There were some population subgroups with no statistically significant

effects from cold. Total mortality was associated with lower

temperature within a lag period of 0-13 days (OR = 1.06; 1.00-1.12).

The effects of cold during winter on residents working in housework

showed OR = 1.09; 1.00-1.19). The elderly people (age 80+ years) had

a higher risk (OR = 1.13; 0.97-1.33) than younger ones (OR = 1.05,

0.98-1.13). Detailed results of all subgroups are displayed in Table 8

(summer) and Table 9 (winter).

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Table 8: Mortality risk in summer (lag 0-1 day), per 1°C increase above the threshold

31°C, by age, sex and other demographic parameters during 2004-2013 in Vadu HDSS,

India.

Characteristics No. Percent OR 95% CI

All Deaths 3079 100 1.48 1.04-2.09

Age 15-67 1,892 61.45 1.51 0.97-2.35

Age 68-80 732 23.77 1.40 0.69-2.89

Age 80+ 455 14.78 1.48 0.60-3.65

Sex

Male 1,861 60.44 1.29 0.83-1.99

Female 1,218 39.56 1.93 1.07-3.48

Occupation

Farming 1,131 36.74 1.70 1.03-2.81

Housework 1,388 45.09 1.17 0.61-2.24

Manufacturing work 230 7.47 2.08 0.64-6.78

Other 107 7.21 1.61 0.45-5.71

Service work 222 3.48 0.89 0.18-4.39

Agricultural land ownership

High (>= 5 acres land) 730 32.6 2.18 0.99-4.79

Medium (< 5 acres land) 1,011 45.15 1.38 0.82-2.32

Low (no land) 498 22.24 1.25 0.44-3.58

House Type

Kachha (poor quality) 901 40.24 1.87 0.99-3.54

Pucca (high quality) 1,338 59.76 1.35 0.82-2.25

Education Group

Low (no or uncompleted primary school)

1,360 44.17 1.66 1.01-2.73

Medium (completed primary school)

1,094 35.53 1.75 0.94-3.26

High (completed secondary school)

625 20.3 0.86 0.36-2.02

Conditional logistic regression model (OR = odds ratio; CI = confidence interval; bold numbers indicate statistical significance).

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Table 9: Mortality risk in winter (lag 0-13 days) per 1 °C decrease in mean temperature

by age, sex and other demographic parameters during 2004-2013 in Vadu HDSS,

India.

Conditional logistic regression model (OR = odds ratios; CI = confidence interval;

bold numbers indicate statistical significance).

Characteristics No. Percent OR 95% CI

All Deaths 3079 100 1.06 1.00-1.12

Age 15-67 1,892 61.45 1.05 0.98-1.13

Age 68-80 732 23.77 1.05 0.94-1.16

Age 80+ 455 14.78 1.13 0.97-1.33

Sex

Male 1,861 60.44 1.05 0.98-1.13

Female 1,218 39.56 1.05 0.97-1.16

Occupation

Farming 1,131 36.74 1.06 0.97-1.16

Housework 1,388 45.09 1.09 1.00-1.19

Manufacturing work 230 7.47 0.86 0.64-6.78

Other 107 7.21 1.06 0.87-1.27

Service work 222 3.48 1.10 0.84-1.45

Agricultural land ownership

High (>= 5 acres land) 730 32.6 1.06 0.95-1.19

Medium (< 5 acres land) 1,011 45.15 1.04 0.95-1.14

Low (no land) 498 22.24 1.02 0.89-1.16

House Type

Kachha (poor quality) 901 40.24 1.04 0.94-1.15

Pucca (high quality) 1,338 59.76 1.05 0.89-1.16

Education Group

Low (no or uncompleted primary school)

1,360 44.17 1.06 0.97-1.16

Medium (completed primary school) 1,094 35.53 1.04 0.96-1.14

High (completed secondary school)

625 20.3 1.08 0.96-1.22

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Years of life lost and temperature

This study assessed the association between maximum temperatures

and years of life lost (YLL) at seven study sites (India, Africa, USA and

Sweden). Here, only results of the Vadu HDSS site (study period 2003-

2012) are presented. The summary statistics of deaths, years of life lost

and temperature are presented in Table 10. During this period, there

were a total of 3394 deaths recorded with a daily maximum YLL of 568.

Table 10: Summary statistics of weather and deaths during study period 2003-2012.

Figure 12 displays the distribution of YLL and daily maximum

temperature over several years. The average daily mean temperature

over the study period was 25.1°C. We found a clear, immediate heat

effect of daily maximum temperature on YLL, increasing gradually

above 33°C. Relative risk at the 95th percentile (38.8°C) was highest at

shorter lags and decreased afterwards (Figure 13). Overall, higher

temperature was associated with YLL in the Vadu HDSS area and this

results confirms the previous findings (Papers I-III). We did not find a

significant effect of cold at the 5th percentile (26.6°C).

Variables Min. Max. Mean Percentiles

2nd 5th 95th 98th

Deaths 0 24 0.9 0 0 3 4

YLL 0 568.2 24.3 0 0 91.8 128.8

Daily mean temperature

15.4 34.9 25.1 18.6 19.8 30.7 31.5

Daily minimum temperature

2.7 28 18.2 8.5 9.8 24 24.7

Daily maximum temperature

21.1 42.4 32.0 25.3 26.6 38.8 39.9

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Figure 12: Means of daily maximum temperature and years of life lost per month over

10 years in the Vadu HDSS area, India.

Figure 13: Association between temperature and years of life lost in the Vadu HDSS

area.

(The first row shows relative risk (RR) with 95% confidence intervals by

temperature, cumulative over all lags; the second and third rows show lagged

effects at the 5th and 95th percentiles of temperature, respectively).

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Chapter 4: Discussion Although there is ample research on the impact of weather on human

health, there remains a persistent research gap in developing countries

and low-resource settings around the globe. The main aim of this

research was to investigate the association between ambient air

temperature, rainfall and daily deaths among a rural population living

in western India. Additionally, the study explored the social and

demographic indicators associated with heat- and cold-related

mortality. Furthermore, cause-specific deaths were analysed using

verbal autopsy data to assess their relationship with high and low

temperatures. Our study showed that non-communicable disease

mortality was highly associated with hot days. When analysing social

and demographic parameters, our quantification showed that farmers

and working age groups were at higher heat-related risks during

summer than other subgroups. Education and housing also emerged

as important predictors of vulnerability for heat-related mortality

within the study population. Finally, in our multisite study on years of

life lost and temperature, we found that there were associations with

daily maximum temperature.

Effects of temperature on total mortality We set out to determine the associations between daily mortality and

observations of daily mean temperature and cumulative rainfall in the

first study. These associations indicated that high daily mean

temperature had immediate effects in terms of mortality, particularly

at lags of 0-1 days (heat effect) and 2-6 days (cold effect). Strong

statistically significant relationships between rainfall and mortality

were found in lag 7-13 days. This means that high-heat events may

produce immediate increases in mortality, while anomalous rain

events increased mortality for the two weeks following the event. In lag

0, we observed that hot days (>39°C) were associated with an increased

total mortality by 33%. In the summer period, with lag 0-1, the

temperature-mortality relationship was non-linear with an upward

slope above 31°C. These findings are consistent with previous studies

on weather and mortality in developing countries [15, 49, 75-78].

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Another study from India, which examined the relationship between

weather and deaths across Indian districts between 1957 and 2000,

showed that hot days were significantly associated with increases in

mortality within a year of their occurrence. The effects were only

observed for rural populations, supporting our results. The study did

not find any effects for urban populations [78]. Research in resource-

poor settings in Asia and Africa found similar results when studying

weather conditions and mortality [49].

Some research suggests that high and low temperatures have different

lag effects, and, generally, the effects of cold days have longer delays

than those of hot days [79, 80]. However, we assessed lags up to 14 days

and found non-significant results, confirming that there was neither an

immediate nor delayed impact of cold on mortality in this population.

A reason for this may be the threshold for cold, defined as temperatures

that are relatively high compared to studies from temperate countries

[55].

Studies often examine the relative risks of heat-related mortality, but

the absolute measure of years of life lost is also useful [29, 32, 81]. YLL

is an informative measure for assessing the health impacts from

weather compared to mortality risk, as it accounts for the age at death.

We found that the association between temperature and years of life

lost in Vadu HDSS is non-linear, with increased YLL with higher

temperatures. The impact of temperature at the 95th percentile

(38.8°C) on YLL was largest in shorter lag periods. These results

confirmed our previous findings, which showed that temperature-

related mortality risk increases with little delay at higher temperatures.

However, studies from developed countries showed that both high and

low temperatures are associated with YLL [29].

In our multisite paper, we found at the Kenyans sites, Kisumu and

Nairobi HDSS, low temperature impacts on YLL. Another low-income

setting, Nouna HDSS in Burkina Faso, showed that relative risk

increased only with high temperature, while no cold effect was

observed. Similar results were found in Vadu HDSS.

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Age and sex Risk among young children was high in relation to heat, cold and

rainfall, thus indicating higher susceptibility in young children

compared to other age groups. Adults aged 20-59 years were

determined to be most affected shortly following temperature events,

supporting research in the Matlab HDSS population in Bangladesh

[82]. Our results also show that heat was associated with increased

mortality also in the age group 12-59 years (Paper II) and in the age

group 15-67 (Paper III, summer season, although non-significant).

Thus, the three papers gave similar results for the population group at

working age.

Our oldest group, aged 80+ had a higher cold-related mortality than

younger adults in the cold season (Paper III). Several studies have

supported similar evidence that indicates that elderly individuals are

the most susceptible group [83].

Sex differences in weather susceptibility varied across our studies. In

Paper III, which included residents aged 15 and older, it was women

who were more vulnerable to heat than men; while in Paper II (aged 12

and older), the opposite was the case. Effects of low temperatures on

mortality, on the other hand, were similar in men and women (Papers

II and III).

There was little evidence for an effect of hot days on mortality among

women and the elderly (Paper II). These results contradict previous

research, which shows that these are particularly vulnerable

population groups [18, 85-86]. This might be because most evidence is

available for developed countries and the effects might be greater on

younger age groups in developing countries. Other studies reported

higher excess mortality in women in the United States and the United

Kingdom, supporting our current findings [18, 71, 87].

Only the first of our studies investigated the role of rainfall for

mortality. We found larger effects at longer lags on mortality among

women than among men. Previous studies demonstrated that heavy

rainfall is associated with waterborne diseases in India and Bangladesh

[83, 88-90]. Extreme rainfall is a potential risk factor for certain

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diseases, including diarrhoea, dengue, malaria and cholera [91, 92]. It

is reasoned that due to heavy rainfall, floodwater contaminates

drinking water, resulting in an increase in mortality due to cholera,

dysentery and other water-borne diseases [83].

Cause-specific deaths and the effects of heat and cold In Paper II, we assessed the relationship between extreme high and low

temperatures and cause-specific mortality using verbal autopsy data.

There is very limited research on cause-specific mortality and extreme

temperatures in rural parts of India due to the unavailability of data.

We observed that, like all-cause mortality, deaths by non-infectious

diseases are associated with heat days. Our study population had high

rates of non-infectious disease mortality due to cardiovascular diseases

(e.g. cardiac arrest, myocardial infarction), respiratory diseases

(specifically asthma) and kidney disease (acute renal failure). This

finding supports the results from Bangladesh with a similar setting,

where cardiovascular and other non-communicable diseases are more

prevalent causes of death in males, causing them to be more

susceptible to adverse heat effects [31]. The mechanism is that heat and

cold can impair the human body and its physiological processes in

innumerable ways, while also interacting with pre-existing conditions

and chronic diseases. For exposure to heat and cold, the primary

concern is alteration of the body’s core temperature beyond a healthy

range [26]. High body temperature is associated with increased heart

and respiratory rates. Evidence showed that not only heat strokes but

also cardiac disease and renal impairment are associated with heat [26,

93, 94]. Although, as one study showed, heat-related deaths were

generally higher in urban population in developed countries, other

studies observed larger relative risks during heat events in rural

populations [26].

In our study, there was no significant impact of heat on mortality by

infectious diseases and external causes of death. This result is not

consistent with studies from developed countries, which showed that

mortality due to respiratory infections and external causes was

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strongly associated with hot weather [95]. This might be because the

limited number of deaths in our study population restricted the

statistical power. For external causes of death, for example, we found a

comparably large immediate effect of heat (RR = 1.48), but the

association was statistically non-significant. Another reason could be

that weather effects on infectious diseases might be delayed over more

than two weeks, which was the longest lag we investigated.

Socio-demographic factors and heat- and cold-related mortality Social and demographic parameters, occupational heat exposure and

access to resources (e.g. water or health information) are likely to

increase vulnerability [42]. More research is important to improve our

understanding of the modulating factors such as housing quality,

technology, local topography, urban design and behaviour and to

improve the assessment of the capacity to adapt to current and future

climates [23, 52]. This gap in knowledge motivated our subsequent

study of socio-economic and demographic factors in association with

heat- and cold-related mortality (Paper III). Population sensitivity

towards extreme temperature varies with acclimatization,

demographics and socioeconomic characteristics. There are very few

studies that have examined socioeconomic inequalities that affect the

relationship between temperature and mortality [96]. In our study,

there were some groups more susceptible to heat; e.g. those working in

agriculture and individuals with low education had a higher level of risk

of dying during summer months.

There is evidence regarding the relationship between heat-related

mortality and SES in India and China [8, 87, 97]. In our study

population, individuals who had not completed primary school showed

a high risk of effects from heat during the summer period. These

associations may exist because people with little or no education may

be less aware of the health risks from heat. They are also more likely to

work in outdoor environments or in the agriculture field, while those

with higher levels of education are more likely to work in offices. In the

United States and China, scientists found that a low education level

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intensified the temperature-mortality relationship [84, 96, 98-100].

Education, occupation and land ownership are indicators of socio-

economic status (SES), which might be related to housing type/quality-

limited access to health care. Residents who owned large amounts of

agricultural land (more than five acres) were the most vulnerable to

heat impacts, probably because they were more likely to work on

agricultural farms and to be exposed to high ambient air temperature.

Housing characteristics have also been related with heat-health

outcomes [101]. In our study, individuals living in kachha houses (low-

quality material) had a higher heat-related mortality risk during

summer months than those living in high-quality houses (pucca),

although both effects were statistically non-significant. In the Chicago

heat waves in 1995 and 1999, housing characteristics were not found to

be significant characteristics of vulnerability after controlling for other

factors [21, 87, 102]. The Vadu HDSS kachha house types might

increase indoor heat, but they may also be associated with other socio-

economic factors such as income or occupation that impact mortality.

Some results were not statistically significant due to small death

counts, making their interpretation and conclusions less certain. This

group is at working age, and the high mortality risk might be due to

occupational heat stress. Research in developed countries showed that

work in agriculture and construction increases the risk of heat-

associated mortality [82].

In the cold season, overall results showed a 6% increase in total

mortality per 1 decrease in temperature in the lag period of 0-13

days. The cold effects on residents working in housework (indoor) were

higher than on those working in farms (outdoor) and other

occupations. This may be due to traditional practices of biomass

burning for cooking purposes, which may contribute to indoor air

pollution [103, 104]. Cold effects on other population subgroups

(residents of working age, low education and farmers) were not highly

associated with mortality.

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Study strengths and limitations This study has a number of strengths and limitations that we

acknowledge. The HDSS platform offered a unique opportunity to

utilize individual information that is rarely available in developing

countries [47]. In Paper II of this thesis, we have considered only those

deaths for which verbal autopsy has been done among those aged 12

years and older. Therefore, the results might be different for younger

children. The verbal autopsy (VA) data could also face challenges of

recall bias of relatives of the deceased and uncertainty introduced by

the physicians coding the causes of deaths. However, the VA process

offers an opportunity to conduct cause-specific analysis. SES data was

collected in 2004, and we linked that data with the mortality dataset

from 2004-2013. During this period, there were possibilities of change

in SES and thus potential misclassification of socio-economic variables

at the time of death.

The small sample size of observation led to large numbers of days with

zero deaths and limited the statistical power of the analysis. Further

the large number of statistical test throughout Paper I-IV increases the

risk of detection of false significant associations.

The temperature measurements were obtained from a monitoring

station located about 20 km outside the study area. This may not

accurately represent the actual individual exposures, creating a

potential underestimation of true associations. Many studies used

humidity, apparent temperature and air pollution as confounding

factors, but we did not have this data for the study area. We mainly

used daily maximum temperature as the exposure variable, since these

data were the only available, which may cause bias in the interpretation

of the results. Meteorological data was collected from two different

sources—one from IMD weather stations and another from the NOAA

(online source) website.

While studying YLL, we assumed that deaths occurring in association

with temperature are comparable to other deaths in terms of

conditional life expectancy. This assumption may be further

investigated.

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Notwithstanding these study limitations, the study provides novel

evidence to demonstrate the need for measures to mitigate the effects

from environmental exposures. More notably, the study contributes to

unique understanding of the weather-related health burden among

rural populations in western India.

Policy implications and future direction of the study The study findings draw the attention of policymakers to prioritise

national and regional level health research on weather and health for

countries such as India. Our study established evidence of a

relationship between heat and mortality in low-resource settings.

Simple preventive measures can be used during routine HDSS data

collections to avoid negative effects of heat in rural populations. Our

study points to vulnerable groups in the rural community. These

groups can be targeted for interventions, to plan and prioritise

resources and to evaluate health intervention in resource-scarce

communities. Our study provides an understanding of the mediating

influence of the social and physical environment (e.g. working and

housing condition). To further refine the findings of these studies,

there is a need to improve environmental monitoring and surveillance

systems in developing countries. Research initiatives could focus on

long-term data collection on climate-related mortality with the aim of

understanding current weather sensitivity and predicting future

scenarios. Our study findings have multiple potential policy

implications for middle- and low-income countries and highlight the

need for multidisciplinary collaboration of different stakeholders to

tackle the challenges of environmental exposures in rural populations.

There is a need to create awareness among vulnerable population

groups regarding the health risks of exposure to temperature and

rainfall.

Improved methods for monitoring health indicators, including

enhanced surveillance of diseases that are sensitive to weather, should

be developed to detect and respond to the effects of weather on human

health. There is a critical need for capacity building to improve

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surveillance and monitoring and, in turn, to detect changes in mortality

that may be a result of global climate change. However, surveillance

systems alone are not sufficient to prevent illness, and continued

efforts to develop projection models should be implemented. At the

same time, national efforts should be undertaken to create awareness

of the health effects of extreme temperature exposure to the rural

population through initiatives like campaigns involving institutions

such as schools, community groups and social groups. Involvement of

local decision makers is critical in recognizing the risk to their

communities and effectively deploying preventive measures at the

community level. The short-term measures at the community level

could include public health response systems such as education

campaigns regarding temperature variation-related symptoms.

Therefore, future interventions (e.g. health education) targeting

specific population groups such as agricultural and other outdoor

workers may reduce vulnerability to extreme heat in rural India.

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Chapter 5: Conclusion

The study findings broadened our knowledge of the health impacts of

environmental exposure by providing evidence on the risks related to

ambient temperature in a rural population in India. This study utilises

the unique opportunity that is accessible by the Vadu Health and

Demographic Surveillance System to conduct environmental health

research. This research served to identify population groups at risk of

weather-related effects as a basis for possible environmental health

interventions. Results suggest a prioritisation of programs specifically

on non-communicable diseases. The study also identified vulnerable

population groups (low education and farmers) in relation to ambient

temperature.

The effect of heat on the population is preventable if local human and

technical capacities are increased for risk communication and

prevention measures. These should aim at increasing residents’

awareness and at promoting adaptive behaviour in order to tackle this

public health challenge in rural India.

This study clearly indicates the value of the HDSS data for exploring

climate-disease exposure-response relationships. There is great

potential to further refine these analyses to identify susceptible groups

and hazardous climate-related events, so as to increase the resilience

of the rural communities to these impacts.

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Acknowledgements

Firstly, I would like to thank my institute, Vadu Rural Health Program, KEM Hospital Research Centre, Pune, India, for giving me the opportunity to conduct this PhD research work.

Thanks to Dr. Joacim Rocklöv, who brought me to Umeå from Burkina Faso, where I attended the INDEPTH Network CLIMO workshop in February 2011.

Many thanks to my main supervisor Dr. Barbara Schumann, who guided me in my PhD research work. My discussions with Dr. Barbara Schumann were lengthy, interesting, meaningful, focused, and sometimes challenging during my stay in Umeå. I would say that this work was completely possible because of her support and guidance.

Discussions with my co-supervisors, Dr. Joacim Rocklöv and Dr. Sanjay Juvekar, always encouraged me to continue in all levels from statistical methods to field challenges. Dr. Sanjay Juvekar has given me a recommendation for conducting this research work and gave me an opportunity to utilise high-quality HDSS data. Informal meetings with him taught me how to tackle field challenges.

I thank INDEPTH Network, which has given me the opportunity to conduct my research at the Vadu HDSS member site and which also gave me fellowship during my stay at Vadu, KEMHRC, Pune. Thanks to our former director Dr. V. S. Padbidri for encouraging me to take the opportunity to do my PhD at Umeå.

A Big thanks to my colleagues in Vadu, KEMHRC: Dhiraj Agarwal, Rutuja Patil, Veena Muralidharan, Dr. Ankita Shrivastava, Dr. Diana Kekan, Dr. Bhushan Girase, Pallavi Lele, Neeraj Kashyap, Bharat Choudhari, Vijay Gaikwad, and Somanth Sambhudas for their endless support in this journey. I thank all clinicians at Vadu HDSS for meticulous assigning of the cause of deaths and ICD coding. Finally I would like to thank all residents of the Vadu HDSS site, who have contributed with their personal information to this study. Thanks to the field research team, who collected field data and the IT team who manages HDSS data; without them, this research work would not have been possible.

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Formal thanks to Umeå Centre for Global Health Research, Umeå University, which is supported by FORTE/FAS (Swedish Council for Working Life and Social Research) (Grant No. 2006-1512).

Birgitta Åström for her endless support throughout this PhD program. I am grateful to Susanne Walther for support with my PhD book. Thanks also to Karin Johansson, Veronika Lodwika, Carolina Näslund and Ulrika Harju, for being my friend. A Special thank to Epidemiology and Global Health unit staff: Professor Miguel San Sebastian, Professor Anna-Karin Hurtig, Dr. Maria Nilsson, Professor Anneli Ivarsson, Dr. Nawi Ng, Professor Lars Lindholm, Dr. Klara Johansson and Raman Preet.

My gratitude to PhD students at Epidemiology and Global Health unit at Umeå university: Thaddaeus, Kanyiva, Paul, Ryan, Nitin, Kien, Alison, Dickson, Fredinah, Juan, Kaaren, Linda, Moses, Tesfay, Masoud, Julia, Osama, Sirili, Joseph, Aditya, Trang, Regis and Prasad.

Thanks to the Swedish Research School for Global Health for supporting my attendance at the conferences and research courses in Sweden and abroad.

Thanks to the Graduate School in Population Dynamics and Public Policy, Umeå University, for their financial support to work as a visiting research fellow at the London School of Hygiene and Tropical Medicine (LSHTM) in London, UK. One of my PhD research papers (III) was completed at LSHTM during my one-year research visit. Thanks to Professor Ben Armstrong, who guided me on that paper. A big thank to Dr. Sari Kovats, Dr. Shakoor Hajat for their help and the colleagues at school (Kristine Belesova, Swarna Khare, Eveline Otteimkampe, Dr. Antonio Gasparrini, Dr. Lambert Felix and Professor Andy Haines). During my research visit in London, I received full support from my Indian YMCA hostel friends: Vardharajan Singan, Alok Tiwari, Pramod Nair, Babasaheb Kamble, Nishant Kumar, Robin Tayal and Shomik Dasgupta.

Dr. Sundeep Salvi for his initial guidance on my PhD plan and Dr. Osman Sankoh, Director of INDEPTH Network, and the researcher Dr. Karbabi Dutta, Jesse Negherbon, who helped me develop my PhD proposal. I am grateful to guest Professor Rainer Sauerborn and

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Professor Tord Kjellström for their advice on my PhD research. Thanks to Dr. Sidhivinayak Hirve, my PhD colleague, who helped me during my stay in Umeå. We enjoyed travelling around Sweden with other friends, Dr. Anand Krishnan, Dr.Tej Ram Jat and Dr. Bharat Randive. Thanks to Dr. Rakhal Gaitonde for helping me with his comments and positive feedback on manuscript and cover story. I am grateful to Dr. Mikkel Quam for his unlimited help in all ways during my stay in Umeå. Thanks to Sewe Maquins for his help in data management, data cleaning and analysis during my PhD studies. Informal discussion with Dr. Jennifer Vanos, Dr. David Hondula was great help.

Thanks to Professor Peter Byass, who recommended me, for INDEPTH fellowship and his guidance as examiner. Göran Lönnberg and Wolfgang Lohr for unlimited IT support.

I have bridged several institutes supervisors, mentors, colleagues, and friends, far too many to list here, so please accept my gratitude even for you who remains unspecified in these acknowledgements.

I thank my family, especially my mother (Kamal Namdeorao Ingole), who is my inspiration. I thank my aunt (Bharti Wankhede) and uncle (Vijay Wankhede), who supported my education in Pune; without them, it would be impossible to complete my education. Lastly, I thank to my fiancée Ashwini Khobragade, who was always with me in the last phase of my PhD, my sister, Srushti Sonule, for making the design of the cover page and my friends Pankaj Bole, Deepak Bachhav, Bharti Ingale, Yogesh Kamble, Kunal Shinde, Pramod Turerao, Parmeshwar Poul, for their support in this journey.

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