crms-free transparent conductive coatings€¦ · biggest global suppliers of raw materials study...

74
COST is supported by the EU Framework Programme Horizon 2020 CRMs-free transparent conductive coatings Maria Luisa GRILLI (Italy) Training School ” CRMs in extreme conditions: focus to young material scientist, challenges and perspectives” Budapest,9 July 2018 Solutions for Critical Raw Materials Under Extreme Conditions (CRM-EXTREME)

Upload: others

Post on 02-Jun-2020

7 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

COST is supported

by the EU Framework Programme Horizon 2020

CRMs-free transparent conductive

coatings

Maria Luisa GRILLI (Italy)

Training School ” CRMs in extreme conditions: focus to

young material scientist, challenges and perspectives”

Budapest,9 July 2018

Solutions for Critical Raw Materials

Under Extreme Conditions

(CRM-EXTREME)

Page 2: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Outline

Transparent condutors Indium Tin Oxide

Fundamentals on transparent conductive oxides

ITO alternative conductive oxides: AZO and metal/AZO

Ultrathin Ni films

Graphene

Page 3: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Transparent conductors (TCs) are widely used in electronic devices, thin film solar cells and touch screens.

Transparent conductors

Indium tin oxide (ITO) dominates the market

Low resistivity ρ~10-4-10-5 Ω cm High transmittance 80-90%

Page 4: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

TC in transparent electronics

Transparent electronics is an emerging technology which employs wide band

gap semiconductors for several applications:

displays, smart windows, lighting, solar panels and large area sensors. Main

applications: Transparent Thin Film Transistors (TTFTs).

Obstacles: lack of reliable p-type TCOs.

Page 5: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Source: New Trends in Touch by Jennifer Colegrove

ITO actually dominates the display market, but forecast indicates rapid ITO-alternatives growth.

Transparent conductors in Touch

Page 6: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

List of CRMs for EU released in 2017

rock

Study on the review of the list of critical raw materials 2017, https://ec.europa.eu/growth/sectors/raw-materials/specific-interest/critical_en 2017

Page 7: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Biggest global suppliers of raw materials

Study on the review of the list of critical raw materials 2017, https://ec.europa.eu/growth/sectors/raw-materials/specific-interest/critical_en materials

2017

Page 8: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

~ 1,000 MT Indium are mined yearly

25-30% of indium mined yearly become

refined indium

25-30% accumulates in residues

40-50% goes to non-indium-capable

refineries and is lost. Furthermore, only 17%

of zinc refiners are producing indium.

There is an opportunity to increase

efficiency and to expand production capacity.

In supply (excluding China)

Page 9: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

In is a by-product of lead+zinc production as it is mostly contained in sphalerite, a lead-zinc sulfide mineral. EU32 produce 7,5% of world production of lead, 8.6% of zinc EU32 Indium production approaches to 0 “Supply and demand seem to balance today on EU level but in order to ensure that the EU industry is self sustaining in the future, it will be necessary to retain indium – containing scrap, increase recovery (primary and secondary) and recycling / refining processes”

“Substitutability index (measure of the difficulty in substituting the material) 0,9 Recycling rate (recycled content from old scrap) 0,3% Import Dependence 100% Economic importance 6,7 Supply Risk 2,0 Environmental Country Risk 1,7”

Indium is a «critical raw material» for European Commission

Source: Report of the Ad-hoc Working Group on defining critical raw materials Critical raw materials for the EU, 2010

IIn ranks 61st in abundance of all

chemical elements. 240 ppb in the

earth’s crust

Page 10: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Indium consumers

Key consumers of In (2009)

“Future increases in indium production are expected to

be easily accomplished…

… indium can enjoy virtually infinite growth

in use without supply limitations.” Indium Geology, Mineralogy, and Economics,

Ulrich Schwarz-Schampera & Peter M. Herzig, 2002

Source: The Future of Indium Supply and ITO, William A. Jackson, 2012

Page 11: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

•Indium/ITO cost impact on screen area: $4.80/m2

•Includes sputter process cost and yield, at $800/kg indium price (In price $550/kg at 30-3-2012)

•A 42” screen uses (0.52m x 0.9m x $4.8/m2)= $2.24 in ITO direct material

•TV retail price > $430

• 2018 In price $280-600/kg depending on purity and supplier

Source: William Jackson,The Future of Indium Supply and ITO, Indium Corporation, 2012

Cost Impact of ITO Per LCD Panel

Page 12: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

C athode

E TL

H TL

A node

S ubstrate

LIGHT

-

+

Voltage

Electron Transport Layer /

Electroluminescent Layer

Hole Transport Layer

C athode

E TL

H TL

A node

S ubstrate

LIGHTLIGHT

-

+

Voltage -

+

-

+

Voltage

Electron Transport Layer /

Electroluminescent Layer

Hole Transport Layer

Source: Wikimedia

LCD display

OLED emission

The technology transition from LCD to OLED can cut ITO consumption by 50% !

ITO

ITO

ITO

Mitigate the risks by alternative products

ITO = 90 wt% In2O3 + 10 wt% SnO2

(In = 78 wt%)

Page 13: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Source: NATURE PHOTONICS, VOL 6 (DEC. 2012), p.809

Mitigate the risk by alternative materials

Cost pressure pushed the transition from ITO to

AZO and FTO in solar cells

Red rectangle: target region for TCE applications.

Page 14: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Source: NATURE PHOTONICS, VOL 6 (DEC. 2012), p.809

Conductivity (r-1) is driven by carrier concentration and mobility. Transparency is driven by plasma wavelength (light reflection by free charge carriers), that should be as far in the NIR as possible

Metals are opaque, polymers and SWNT are not very conductive Graphene can be a good option in the future

Mitigate the risk by alternative materials

Page 15: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

ITO deposition is becoming fully compatible with

printing and roll-to-roll processing on large area

Alternative solutions need to create a great value

proposition in their specific application market

LCD manufacturers are extremely reluctant to switch

away from ITO

Switch would need to disrupt established

manufacturing lines

Mitigate the risk by alternative materials

Page 16: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Transparent conductive oxides (TCO)

Page 17: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

State of the art of TCO

About 20 different types of doped binary oxides have been proposed as TCO. ITO dominates the market, AZO, GZO and FTO came close to ITO optical and electrical properties. Several ITO alternative materials including amorphous TCO, ultrathin metal films, graphene, carbon based transparent conductors and hybrids are under intensive investigations.

Page 18: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Conductivity: fundamentals

Semiconductors: tipically Egap< 2eV TCO semiconductor with

Egap~3-4 eV

An energy band is a range of allowed electron energies. The energy band in a metal is only partially filled with electrons. Metals have overlapping valence and conduction bands. Semiconductors and insulators have a gap of of not allowed electron energies.

Insulators: tipically Egap> 5eV

Page 19: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

TCO conductivity: fundamentals

TCO are degenerate semiconductors: number of carriers is very high (n~1020-1021 cm-3) so that the Fermi level is located inside the conduction band for an n- type semiconductor, and inside the valence band for a p-type semiconductor. Degenerate semiconductors behave electronically like metals, and can be modeled by Drude’s theory.

Degenerate n-type semiconductor

Zachary M Gibbs et al 2013 New J. Phys. 15 075020

Page 20: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

ITO conductivity

In a TCO carriers are generated by: Doping (substitution of impurities of metal cations) Lack of stoichiometry (defects): oxygen vacancies, interstitial metal cations, etc.

Doping mechanism in ITO (In2O3:SnO2)

Source: Bright adapted from Granqvist (1989)

Page 21: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

A material with a high conductivity σ must have a high carrier concentration n (electrons) or p (holes) and a high carrier mobility μp,n:

Mobility is:

where e is the elementary charge, τ is the mean time between collisions, and m* is the effective electron mass. Maximum carrier concentration is limited by dopand solubility in the host material (generally n~1021 cm-3), while carrier mobility is limited by scattering processes.

ennp,

Conductivity fundamentals

*m

e

Page 22: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Conductivity fundamentals

For any given TCO exists a resistivity

minimum (resistivity well), where contributions from doping and oxygen

vacancies scattering are optimized. .

At low doping levels resistivity is high due to a lack of conduction electrons (holes): At high doping levels resistivity is high due to scattering from impurities: In a TCO oxygen deficiency has got also a fundamental role in the electrical conductivity.

n

1r

r

1

Page 23: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Optical and electrical properties

The number of carrier n determines both the electrical (1) and optical (2) properties by: 1) 2) Generally the maximum allowable carrier density depends on the required spectral window of transparency. The best strategy for optimizing TCO materials is to limit the carrier concentration and increase the carrier mobility.

en

*

2

m

ne

o

p

dn

A

Page 24: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Optical properties of TCOs

Three different wavelength regions: ABSORPTION, TRANSMISSION and REFLECTION can can be

identified in the optical trasmittance of a TCO film.

n>>k k>>n k>>n

k extinction coefficient, n refractive index

Source: Bright

Page 25: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Optical and electrical properties

The transmission in the near UV is limited by Eg, because photons with energy larger than Eg are absorbed. By increasing doping (n) the absorbing edge shifts towards higher energy (lower wavelengths) due to Burstein Moss shift.

k extinction coefficient,

n refractive index

300 350 400 450 5000

20

40

60

80

100

Burstein Moss shift

Tra

nsm

itta

nce %

Wavelength (nm)

l<lgap

high

absorptionn

k>> n

I region

II region

Increasing doping

Page 26: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

In the NIR region, reflection at the plasma frequency is due to free carriers. By increasing doping (n density of electrons), moves towards lower wavelengths.

pl

Optical and electrical properties

500 1000 1500 2000 25000

20

40

60

80

100

Increasing doping

Tra

nsm

itta

nce %

Wavelength (nm)

K>>n

k extinction coefficient,

n refractive index

dn

A

p

*

2

m

ne

o

p

In the NIR, absorption of photons by free carriers is:

II region III region

p

p

l

2

Page 27: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Figure of merit

In 1976, Haacke provided a simple parameter measuring the goodness of a TCO which combines the transmittance T and the sheet resistance Rs:

Where

Where r is the resistivity and t the thickness of the layer. The sheet resistance is normally expressed in ohms/square or

Ω/. Usually T is measured @550nm, but the average value over

the application spectral range (usually 400-1000 nm) should be

better considered.

tRs

r

sR

T 10

Page 28: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Additional important parameters, apart resistivity and transmittance: work function: compatibility with the active

electronic material. Important in solar cells and OLED.

Chemical stability Mechanical resistance: to abrasion, flexion,

etc. Reliability: average replacement cycle time

Other TCO requirements

Page 29: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

TCO deposition methods

Transparent conductive materials can be prepared using a wide variety of thin-film deposition methods. PVD methods: evaporation, magnetron sputtering, molecular beam epitaxy, pulsed laser ablation, etc. (CVD) methods: high-temperature CVD, metal–organic CVD (MOCVD), atomic layer deposition, etc. Chemical methods: spin coating, spray pyrolysis, etc. The choice of the best film growth process must take into account:

Deposition temperature

Temperature tolerance of substrate

Costs

Page 30: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

TCO deposition methods

Page 31: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

n- and p-type TCOs developed at ENEA

ITO films

Al doped ZnO (AZO) films

AZO/Ag/AZO multilayers

TiOx films

TiOx /Ag (Ti)/ TiOx multilayers

NiOx films

TiO2 buffer layers for perovskites solar cells

NiO buffer layers for CZTS solar cells

n-type

p-type

Page 32: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Others (than TCOs) TC developed at ENEA

Graphene

CNTs

Conductive polymers (PEDOT:PSS) and

hybrids

Ultrathin metal films (UTMFs) and metal

grids: Ag, Ni

Page 33: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Optical Coatings Laboratory facilities

Deposition systems: radiofrequency sputtering

dual ion beam sputtering

e-beam evaporation (ion assistance)

Page 34: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

RF sputtering system used for TCOs fabrication

Page 35: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Influence of sputtering parameters

In a TCO film, oxygen partial pressure determines the amount of doping by oxygen vacancies control of oxygen during the deposition is CRUCIAL! Substrate temperature is very important to promote doping and crystallization of growing films. Typical process parameters: pressure, oxygen partial pressure, temperature, plasma condition, power, deposition geometry, etc. play an indirect role on the optoelectrical performance influencing the CRISTALLINITY and MORPHOLOGY of films.

Page 36: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Sample Pressure

Pa

O2,

sccm

Ar,

sccm

O2,

%

T

(°C)

Film

thickness

nm

Sheet

resistance

Ω/

ITO_2

0.16 0.2 2.5 8.9 RT 748 150

ITO_11 0.17 0.24 3 8.9 RT 252 2.5x103

ITO_16 0.33 - 10 0 290 914 3

Electrical characteristics are strongly thickness dependent: films with lower

thickness are less conductive

Films grown on pre-heated substrates show superior performances.

Oxygen partial pressure has got a detrimental effect on the electrical

conductivity

Indium Tin Oxide: Influence of sputtering parameters

Deposition conditions and sheet resistance of ITO films

Page 37: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

FT-IR Spectrophotometer

Cryogenic system for T

measurement

W-VASE ellipsometer

UV-Vis Spectrophotometer

Optical and electrical characterization systems

Hall-effect apparatus

Four point probe apparatus

Page 38: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

500 1000 1500 2000 25000

20

40

60

80

100

RT

T,R

(%)

Wavelength (nm)

Thin Solid Films 515, 8469–8473, 2007

Indium Tin Oxide: Optical and electrical properties

2

Heated substrate Non heated substrate

ρsheet= 3 Ω/

ρsheet= 2.5 KΩ/

ρsheet= 150 Ω/

Sample T

(°C)

d

(nm)

r (Ω/)

ITO_2

RT 748 150

ITO_11 RT 252 2.5x103

ITO_16 290 914 3

Page 39: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Indium Tin Oxide: optical constants

Applied Physics A 89, 1, 63-72, 2007.

Highly conductive

Moderate conductivity

Page 40: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

300 400 500 600 700 800 900 1000

0

10

20

30

40

50

60

70

80

90

100

Rsheet

(ITO CCR 13)

=203 /sq

Rsheet

(ITO CCR 14)

=35 /sq

Tra

nsm

itta

nce

(%

)

Wavelength (nm)

Indium Tin Oxide: effect of substrate temperature

T=200°C

Non heated

t=140 nmm

Improved characteristics also at relatively low substrate heating (Tsub=200 °C)

Page 41: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Indium Tin Oxide: morphology

Sputtering parameters,

including oxygen partial

pressure have got a strong

influence on films’

morphology.

black metallic-like film

Page 42: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

As deposited Annealed

Comparison of films of

different thickenss (q-2q) Comparison of films of different thickenss

(grazing incidence)

Indium Tin Oxide: structure

The deposited ITO films exhibit the cubic-bixbyite structure of indium

oxide with more or less pronounced preferential orientation.

1100 nm

172 nm

Page 43: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

8-layer coating (ITO/TiO2/SiO2) on glass CIE color diagram (D65) for T and R

400 500 600 700 800 Wavelength (nm)

0

20

40

60

80

100

300 400 500 600 700 800 900

Wavelength (nm)

Rs

T

R

Ts

T

R

ITO-SIO2-TIO2-8layers

T

R

0° incidence angle

Proc. SPIE, 2007.

ITO against UV and IR

Objectives

Null transmission out of the visible (UV e NIR) to avoid radiation induced damage.

Low reflection in the visible (410-680 nm) and optimization of color rendering to improve the observer vision.

Page 44: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Applied Physics A 89, 1, 63-72, 2007.

Physica Status solidi A 210 (4), 748-754,2013.

ITO alternatives: Al doped ZnO (AZO)

Sample r.f. power

(W)

pAr

(mbar)

T

(°C)

magnetic

field (G)

AZO34 300 7x10-3 240 32

AZO58 220 1x10-2 200 48

Growth conditions

Sample d

(nm)

ρsheet

(Ω/)

ρ(Ωcm) N

(cm-3)

m

(cm2/V

s)

Tvis

(%)

FTC=T10/Rs

(mΩ−1)

AZO34 776 43.5 3.4 10-3 1.85 1020 10.1 91 8

AZO58 864 32.9 2.8 x 10-3 1.86 1020 11.8 91 10

Films properties

Page 45: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

500 1000 1500 2000 2500

0,0

0,2

0,4

0,6

0,8 AZO34

AZO58

Extinctio

n c

oe

ffic

ient

Wavelength (nm)

AZO: optical properties

Optical constants

Optical constants were calculated from the transmittance and reflectance

spectra in the range 300–2500 nm, basing on the model of homogeneous film.

Page 46: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

AZO film’s morphology

Evolution of morphology vs resistivity

decrease:

Morphology changes gradually from a

regular distribution of small round grain

size to a distribution of irregularly

shaped grain of increasing dimension

Page 47: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

AZO film’s structure

Page 48: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Lower range of transmittance due to the metal.

Higher conductivity due to the metal.

500 1000 1500 2000 2500

0

10

20

30

40

50

60

70

80

90

100

AZO/Ag/AZO

B270 glass

AZO

Tra

nsm

itta

nce

, %

Wavelength,nm

Tvis average 80%

rsheet 16 Ω/ RT deposition

Multilayers AZO/Ag/AZO

J . Appl. Phys. 114, 094509 (2013).

Phys. Status Solidi C, 1–4 (2016).

AZO/metal trilayers

Page 49: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Ag morphology

Goal: Ag percolation at the lower thickness is desirable

Non percolating Ag: insulator Percolating Ag: conductive

Page 50: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Film thicknesses reported in the table

were estimated on the basis of

deposition rates, obtained from the

thickness of thicker reference samples

measured by a surface profilometer

KLA-Tencor P-10.

Ni films were fabricated on fused silica substrates by

radio frequency sputtering in pure Ar atmosphere

(15 sccm, pAr = 1x10-2 mbar) at room temperature and

several radio frequency powers in the range 50-300 W.

Compact and stable ultrathin films were obtained at the

high r. f. powers of 200 and 300 W.

RF sputtering plant Name Power

(W)

Time

(s)

Thickness

(nm)

RS

(Ω/sq)

ρ

(Ω·cm x10-5)

Sample 1 200 30 3.3 170 5.6

Sample 2 200 20 2.2 390 8.3

Sample 3 200 30 3.3 164 5.4

Sample 4 300 11 2.1 600 12.0

Sample 5 300 20 3.7 160 5.9

Sample 6 300 15 2.8 245 6.7

Table 1. Ni films characteristics

Ni films, despite their inferior electrical properties with respect to silver films, show

higher stability, wider transparency spectral range, which allows integration in UV

light emitting diodes (LED) or infrared (IR) detectors, and high compatibility with

nearly all organic and semiconductor materials and related processes

Ultrathin Ni films

Page 51: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Transmittance and electrical properties

Transmittance of Ni films vs. sheet resistance

Spectral transmittance of Ni films

thinnest sample

• Sheet resistance of the films was

measured by four point probe method.

Resistivity in the range of 10-5 Ω·cm

was achieved.

• Aging was not affecting the electrical

properties of the films, even after 2-

year exposure to the ambient

atmosphere.

• Spectral transmittance T and

reflectance R of the films were

measured at normal incidence by the

Perkin-Elmer Lambda 950

spectrophotometer, showing an almost

flat behavior over a wide spectrum and

with UV and NIR transparency much

higher compared to ITO films.

Page 52: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

The roughness of the films measured by AFM on two different scanning areas was less than 0.5 nm.

FE-SEM micrographs showed compact and dense films even at low thickness values.

Ni films morphology

AFM micrographs of Sample 3 on 4 µm2 and 100 µm2 areas. SEM micrograph of Sample 3

RMS = 0.21 nm RMS = 0.46 nm

Page 53: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Optical constants determination

Multi-angle R/T measurements were performed using the

Agilent Cary 7000 spectrophotometer equipped with the

Universal Measurement Accessory (UMA).

A new spectrophotometric method suitable for ultrathin

films (see Th.B4) has been applied to Sample 1.

The continuous increase of the extinction coefficient (k)

at longer wavelengths denotes the Drude behavior of

the material and confirms the conducting property,

even for such ultrathin layer.

By multi-angle analysis of R and T data, the estimated

thickness was 5.2 nm, a value higher than the one

predicted by the deposition rate (3.3 nm). A thickness

of ~ 5 nm was inferred by ellipsometric measurements.

The comparison of these optical constants to those

of a reference thicker film (Palik), shows that the

trends are basically the same, while the absolute

values of the extinction coefficient are lower.

Page 54: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Resistivity of films is quite stable.

Slight increase in the resistance is

accompanied by a slight increase in

the transmittance value.

Resistance of Ni films vs time

Ultrathin Ni film: stability

Page 55: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

XPS surface analysis

Films are protected by an ultrathin NiO layer: XPS measurements

showed that within 1 nm depth both Ni and NiO are present.

MgKa 1253,6 eV

Page 56: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Fabrication of a silver grid on Ni films to decrease film resistivity

f

Grid Filling Factor

F=W/(Gs+ W) is 0.048. (W= 50 m), Gs=1mm

Thin Solid Films 594 (2015) 261-265.

Optical Interference Coatings, Tucson, 2016.

Trasmittance of a Ni film with and

without the metal grid

W=50 m

ρsheet= 20Ω/

Page 57: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

The non-existence of p-type transparent conducting oxides is thought to originate from a general characteristic in the electronic structure of oxides: the localized oxygen p nature of the valence band in most oxides makes those bands very flat and leads to large hole effective masses (low mobility). Therefore, any finding of a p-type conducting oxide must include modification of the energy band structure to reduce the localization behaviour, which in turn requires new insight into the relation between electronic structure and properties of oxide materials.

In the technological field, finding such a material may open the way to new

applications such as ultraviolet-emitting diodes.

Search of p-type TCOs

*m

e

Page 58: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Search of p-type TCOs

Nature Communications 4, Article number: 2292

Page 59: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Milestones in Transparent Electronics: discovery of semi-transparent p-type TCOs

The first report of a semitransparent p-type conducting thin film

of nickel oxide (NiO) was published in 1993 by Sato et. al from

Kanazawa Institute of Technology, Japan. They observed about

40% transmittance of the NiO films in the visible region

The field of p-type TCOs received most of its impulse in 1997

when Kawazoe et al. demonstrated that CuAlO2 delafossite

could show encouraging p-type conductivity (1 S/cm) and

optical transparency in the visible range.

Page 60: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

State of art p-type TCOs

Most p-type TCOs have a delafossite structure with composition CuMO2, where M is a trivalent cation such as: Al, Ga, In, Cr, Y, Sc, La, B, developed by “chemical

modulation of valence band (CMVB)”. Trivalent M can be substituted by divalent cations, such as Mg, Fe and Ca.

Only a few examples of high conductivity p-type films exist: CuCr1-xMgxO2 ϭ=220 S/cm

NixCo3−xO4 ϭ=375 S/cm

LaCuOSe ϭ=910 S/cm

BaCuSF ϭ=260 S/cm

Bi2Sr2CoO2Oy ϭ=182 S/cm

NiO ϭ=100 S/cm Tvis=40%

Transmittance @550nm is low as compared to n type films, up to 70 %. Such high transmittance are achieved mainly for low conductive films (≤1 S/cm).

Page 61: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

400 600 800 10000

20

40

60

O2=100 %

thickness = 35 nm

O2=66 %

O2=50 %

O2=30 %

PRF

=250 W

Tra

nsm

itta

nce (

%)

Wavelength (nm)0 25 50 75 100

0.0

0.2

0.4

0.6

PRF

=250 W

Resis

tivity

( c

m)

Oxygen partial pressure (%)

XPS spectra of Ni 2p clearly show the mixed NiO (Ni+2) at 854.5 eV and

Ni2O3 (Ni+3) phases at 855.8 eV.

Minimum resistivity 1.6x10-2 Ωcm.

Semiconductor Science & Technology, vol. 31, 5, 055016, 2016.

NiO p-type films developed at ENEA

Page 62: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

900 890 880 870 860 850 840

Ni3+ Ni

2+

Ni 2p3/2

Ni 2p1/2

a)Ni 2p

Inte

nsity (

arb

. units)

Binding Energy (eV)

536 534 532 530 528 526

b)NiO

Ni2O

3

O 1s

Inte

nsity (

arb

. units)

Binding Energy (eV)

20 40 60 80 100

0.6

0.7

0.8

0.9

Ni 2O

3 / N

iO

Oxygen partial pressure (%)

Effect of oxygen partial pressure on the ratio Ni3+/Ni2+

Conductivity increases by increasing the Ni3+ ions,

due to nickel vacancies and interstitial oxygen

associated with Ni+3 ions.

NiO p-type films developed at ENEA

XPS spectra of Ni 2p clearly show the mixed NiO (Ni+2) at

854.5 eV and Ni2O3 (Ni+3) phases at 855.8 eV.

Page 63: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Nicola Lisi [email protected]

ENEA

CVD graphene

Page 64: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Graphene

Grafene is the single sp2 hybridized planar unit of graphite.

Optical transparency derives only from the low thickness, since one atomic layer of carbon absorbs about 2% of the visible radiation.

High carrier mobility is also related to the large crystal size along the sp2 plane.

Oxford dictionary:

Graphene: a form of carbon consisting of planar sheets

which are one atom thick, with the atoms arranged in a

honeycomb-shaped lattice.

Only single crystal, one layer qualifies as graphene

The definition has been often extended to few

graphene layers, thin graphite

Page 65: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Graphene facts

• Graphene is a single, defect-less, sp2 bonded basal plane of Graphite

• Graphene is not a semiconductor

• It is both a surface and one single organic molecule

• It is interfacial when not in graphite

1. It can be modified by adding different groups (Graphane, Graphone, Graphene

Oxide,...,∞). For instance, by adding one H for each C, Graphane is a fully sp3

hybridized electrical insulator, like diamond.

2. Graphene and its related «surface-molecules» can be produced by CVD and then

transferred at low temperature to top almost any surface

3. For applications one must consider both in-plane and perpendicular properties:

“physical and chemical”

Page 66: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

• Graphene and derivatives are grown by CVD

on copper

• Chemical Vapour Deposition (CVD) is a

cheap and effective technology

• Low temperature, wet transfer processing

• Interfacing with well established technologies

(i.e. solar devices)

Graphene growth and applications at ENEA

Page 67: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

The ENEA CVDs: two home made thermal reactors

Coaxial furnace

Inductive heating Hot filament plasma CVD

Page 68: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Efficient CVD growth from ethanol

Using ethanol the full growth process can be as fast as few seconds: 20s in the figures

Low disorder «D» band, thin and well formed

graphene films can be grown at high temperature

using Ethanol, same as methane

Rapid and highly efficient growth of graphene on copper by chemical vapor deposition of ethanol,

Thin solid films, 571 (2014) 139-144

High-Temperature Growth of Graphene Films on Copper Foils by Ethanol Chemical Vapor Deposition,

J. Phys. Chem. C 2013, 117, 21569−21576

Page 69: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Graphene Transfer

The etching of copper is most frequently performed using protective layers for graphene, such as PMMA based resists or “thermal release tape”

Extraction can also be performed without using a protective layer. Copper foils are left floating on the top of an etching bath, graphene films are finally scooped and transferred into clean water. The free floating method is clean but leads to discontinuous films, unsuitable for devices

An innovative way for graphene transfer was developed in our laboratories, using an intrinsically clean type of resist which sublimates at ambient temperature

Page 70: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Graphene Transfer: an intrinsically clean method based on Cyclododecane

The «temporary resist» is spin coated from a cyclododecane cyclohexane solution. The resist sublimates at STP and no solvents are required, nor post transfer high temperature processes are required for removing residues (such as with PMMA).

The XPS C1s (above) and the Raman spectra are unaltered by the transfer.

In figure a) the optical micrograph of a sample transferred by the free floating method, in figure b) a sample transferred with CD

Cyclododecane C12H24 is a volatile binding medium, and can be used as

temporary binder for sealing and conservation of friable and structurally

weak materials: transport of archaeological objects and art conservation

Cyclododecane as support material for clean and facile transfer of large-area

few-layer graphene. APPLIED PHYSICS LETTERS 105, 113101 (2014)

Page 71: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Scheme of the Cyclododecane assisted transfer

65ºc

90ºc

• No solvents are required: transfer on all polymers

• Low temperature processing: transfer on heat sensitive

substrates

• Work in progress: dry transfer variant for on moisture

sensitive substrates

x N

Ammonium Persulfate

Page 72: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

ITO is a unique material with unrivalled performance and tech’s, suitable for the very large areas set by modern display technologies.

Indium, the base element in ITO, is a CRM for EU.

Alternative solutions need to create a great value proposition in their specific application market. No winner yet. Recycling is still unsatisfactory.

At ENEA:

AZO films and AZO/Ag/AZO multilayers deposited respectively at T<250oC and RT, show optical and electrical properties comparable to ITO films.

Ultrathin Ni films have lower conductivity and lower visible transmittance than ITO films. Thin metal grids were used to decrease the resistivity of such films. However, the high transmittance values in the whole UV-Vis-NIR spectral range make ultrathin Ni films the best choice for NIR and UV applications.

High quality quality CVD graphene has been produced and an innovative cyclodecane assisted transfer was develop to transfer single layer and multilayer graphene on different substrates.

Conclusions

Page 73: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

Acknowledgments

Anna Sytchkova, ENEA Nicola Lisi, ENEA

Angela Piegari, ENEA

Francesca Menchini, ENEA

Sylvia Boycheva,

University of Sofia Dario della Sala, ENEA

Page 74: CRMs-free transparent conductive coatings€¦ · Biggest global suppliers of raw materials Study on the review of the list of critical raw materials 2017, ... In is a by-product

[email protected]

CRM-EXTREME

[email protected]

www.crm-extreme.eu

http://www.cost.eu/COST_Actions/ca/CA15102

Solutions for Critical Raw Materials

Under Extreme Conditions

(CRM-EXTREME)

Maria Luisa GRILLI (Italy) ENEA-Italian National Agency for New Technologies,

Energy and Sustainable Economic Development