d article d annual d - home | judicial watch...american fund capital world bond fund (schwab) ira ....

[

PARTIES AND TERMS ,'

3.

·-r-· .· ,•"'-•' ,... ·-

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO IO in Government Act of 1978 Rev. 112006 FOR CALENDAR YEAR 2007 (5 USC app. §§ /Ol-1//)

I. Person Reporting (last name, first, middle initial)

O'Neill, Lawrence J

2. Court or Organization

Eastern District of California

3. Date of Report

04/08/2008

4. Title (Article III judges Indicate active or senior status; maglstrate judges indicate full- or part-time)

Article III Judge (active)

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual D Final

6. Reporting Period

01/01/2007 to

12/31/2007

Sb. Amended Report

7. Chambers or Office Address

United States Courthouse 2500 tulare Street Fresno, California 93721

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it b, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Trustee Trust #I

2. Board of Director Federal Bar Association

4.

5.

II, AGREEMENTS, (Reporting individual only; see pp. 14-16 of instructions.)

D NONE (No reportable agreements.)

I. 1999 State of California Judges Retirement Plan (pension commences at age 62)

2.

3.

SOURCE DESCRIPTION

4.

5.

l.

3.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of10 O'Neill, Lawrence J 04/08/2008

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp.17-24 of instructions.)

A. Filer's Non-Investment Income

[KJ NONE (No reportable non-investment income.) ·

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[KJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

2.

4.

5.

IV, REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

I. American Business Trial Lawyers Association Hotel reimbursement for two nights in Napa, California at the annual ABTL conference. I was a panelist and presented. (less than $500)

2.

3.

4.

5.

CREDITOR DESCRIPTION YALUECODE

4.



V. GIFTS. (includes those to spouse and dependent children. See pp. 28-31 of instructions.)

[RJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

2.

3.

5.

VJ. LJABJLJTJES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

[RJ NONE (No reportable liabilities.)

1.

2.

3.

4.

5.

(Schwab(



VII. INVE s TMENTS and TR u STS - income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B.

Income during

reporting period

c.

Gross value at end of

reporting period

D.

Transactions during reporting period

(I) (2) (I) (2) (I) If not exempt from disclosure

Amount

Code I

(A-H)

Type (e.g.

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.

buy, sell,

merger,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2 (J-P)

(4) Gain

Code 1

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

I. I shares S & P 100 Index (schwab) c Interest L T buy 01-29 L

2. Prudential Fin Inc (Schwab acct) c Interest L T buy 01-26 L

3. Cohen and Steers Intl Realty (Schwab) B Dividend K T buy 01-29 K

4. Masters Select Opportunity Fund (Schwab) IRA

5. Metropolital West STrategic Income (Schwab) IRA

6. North Track Geneva Growth Fund (Schwab) IRA

7. RS Global Natural Resources Fund (Schwab) IRA

8. Kensington Strategic Realty Fund (Schwab) IRA

9. Kensington Strategic Realty Fund (Schwab) IRA

JO. Dodge and Cox International Stock (schwab) IR A

I I. Tweedy Brown Golba! Fund {Schwab) IRA

12. American Fund Capital World Bond Fund (Schwab) IRA

I 3. Dodge and Cox Inter stock Fund (schwab)

14. Artisan Intl Small Cap Fund (Schwab)

15. Masters Select Opp Fund (Schwab)

16. Masters Select Smaller C. fund (Schwab)

17. Kensington Select Income CL IRA

B

B

A

B

A

A

A

B

B

A

B

B

B

A

Interest J

Dividend K

Interest J

Interest K

Distribution J

Distribution

Dividend J

Dividend K

Interest K

Dividend K

Interest K

Interest K

Interest K

Interest J

T buy

T buy

T buy

T buy

T buy

sell

T buy

T buy

T buy

T buy

T buy

T buy

T buy

T buy

01-29 K

01-29 K

01-29 K

01-29 K

01-29 J

07-03 J

01-29 J

01-29 K

01-29 K

01-29 K

01-29 K

01-29 K

01-29 K

01-29 K

I. Income Gain Codes: A =S l ,000 or less B =Sl,001- S2,500 C =S2,501 -S5,000 o ss,001 -SJ5,ooo E =$15,001 - $50,000

(See Columns BI and 04) F =S50,00J -$100,000 G =$100,001 -$1,000,000 HI =$),000,001 · $5,000,000 H2 ""More than $5,000,000

2. Value Codes J=S15,000orL K =$15,001 -$50,000 L =$50,001 -$100,000 M =SI00,001 -$250,000

(See Columns CJ and 03) N =$250,00 I -S500,000 O =$500,001 -Sl,000,000 Pl =SJ,000,001-S5,000,000 P2 =$5,000,00 I - $25,000.000

3. Value Method Codes Pl =$25,000,001 -$50,000,000 R =Cost (Real Esta!e Only) P4 =More than S50,000,000 T =Cash Market

(SeeColumn C2) Q =Appraisal V =Other S =Assessment

U "'Book Value W""Estimated


of IO O'Neill, Lawrence J 04/08/2008

VII. INVESTMENTS and TRUSTS - income, vatue. transactions (includes those of the spouse and dependent children. see PP· 14-57 of.filing instructions)


A.





B.

Income during

reporting period

c.


reporting period

D.


(1) (2) (1) (2) (I) If not exempt from disclos ure

Amount

Code l

(A-HJ

Type (e.g.

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.

buy, sell,

merger,

redemption)

(2)

Date

Month -

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

I 8. Public Storage, Inc. (Schwab) IRA c Interest sell 01-30 K

19. Longleaf Partners Fund (Schwab) c Interest L T buy 01-29 K

20. Longleaf Partners Fund (Schwab) (IRA c Interest J T buy 01-29 J

21. Wells Fargo Bank Trust #1 A Interest J T

22. Ameican Fund New World (Schwab) B Dividend K T buy 01-24 K IRA

23. Oakmark Select Fund (Schwab) IRA A Dividend K T buy 01-24 K

24. Kensington Select Income (Schwab) A Dividend K T buy 01-24 J IRA

25. Vanguard Money Mkt Acct B Interest sell 10-08 J

26. Clovis Community Bank A Interest J T

27. Argonaut Corp, Livermore, California D Distribution M R I 985 $84,200 Trust# I

28. Columbia Housing IX Ltd prtner I 988 B Distribution K R $25,767 (trust #I)

29. American Funds: Cash Management A Interest sell 10-08 Fund (Trust #I)

30. American Funds: New Perspective c Dividend K T Fund (trust #1)

31. American Funds: Europacific (Trust #1) c Dividend sell 03-13 J

32. American Funds: Fundamental c Dividend J T !Nvestors (trust #I)

33. American Funds: Bond Fund of B Dividend sell 07-25 J American (trust# I) -

34. San Francisco Calif City/County Public A Dividend K T Utility bonds

I. Income Gain Codes: A =S 1,000 or Jess B =Sl,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E=Sl5,001-$50,000

(See Columns B I aod D4) F=$50,001 · $100,000 G =SI00,001 -Sl,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15, 000 or less K=$15,001 · $50,000 L =$50,001 -$100,000 M =$100,001 · $250,000

(See Columns Cl and DJ) N =$250,001 · $500,000 0 =$500,00 I · $1,000,000 Pl =Sl,000,001 •$5,000,000 P2 =$5,000,001 ·$25,000,000

3. Value Method Codes PJ =$25,000,001 . $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=CashMarlcet

(See Column C2) Q Appraisal V=Other S ""Assessment

U =Book Value W =Estimated

(1) (2) (3) (4) (5)



VII. INVESTMENTS and TRUSTS - income, vatue, transactions (includes those of the spouse and dependent children. see PP· 14.s1 of filing instructions)


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(2)(1) If not exempt from disclosure (2) (1) Amount Value ValueType (e.g. Place "(X)" after each asset Type (e.g.

Code 1 div., ren Code 2 Methodexempt from prior disclosure buy, sell,

or int.) Code 3(A-H) (J-P) merger,

(Q-W) redemption)

Date Value

Month - Code 2 Day (J-P)

Gain

Code I

(A-H)

Identity of

buyer/seller

(if private

transaction)

35. American Funds: High Income (trust #1)

36. First Trust Corp (IRA)(Trust))

A Dividend

None

sell

rollover

03-13

OI-29

K

N

37. Vanguard Intermediate Acct (Trust #1) None L T

38. SFG Inc Fund of Renton, Wa. (trust #I) D Interest M T

39. Datalynx (IRA) (trust #1) None rollover 01-29

40. Wells Fargo Bank, acct #2 A Interest J T

41. Calif EDL FA Cs Authority Municipal Bond

A Dividend J T

42. Desert Funding, Inc. Mortgage Note (Trust #I)

43. Macwest Riverside Housing Inv, LLC

D Interest

None

M

M

T

u

44. Antelope Valley, Calif Union High School Dist Bonds

A Interest J T

45. California State University Revenue Muni Bond

A Interest K T

46. Dallas/Ft. Worth, Texas Intl Muni Bond B Interest K T

47. Oregon Go Elderly/Disabled muni bond A Interest J T

48. Oregon HSG and Community SVCS Rev muni bond

B Interest K T

49. Oregon State Muni Bond A Interest J T

50. Port of Oregon Airport muni bond A Interest sell 07-03 K

51. Puerto Rico Electric Power Muni bond A Interest K T

I. Income Gain Codes: A •SI ,000 or less B =$I ,00 t - $2,500 c =$2,501-$5,000 D=$5,001 -$15,000 E=$15,00J - $50,000

(Sec Columns Bl and D4) F=$50,00 I · SI 00,000 G •$100,001 - $1,000,000 Hi =$1,000,001 • $5,000,000 H2 =More ihan $5,000,000

2. Value Codes J =$15,000 or less K •$15,001 - $50,000 L =$50,001-$100,000 M =$100,001 - $250,000

(See Colnmns Cl and DJ) N =$250,00 I -$500,000 0 =$500,001. $1,000,000 Pl •$1,000,001 · $5,000,000 P2=$5,000,001 - $25,000,000

J. Value Method Codes PJ =$25,000,001 · $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(Sec Column C2) Q=Appraisal V =Other S "'Assessment

U=Book Value W=Estimated

FINANCIAL DISCLOSURE REPORT

of10

Name of Person Reporting

O'Neill, Lawrence J

Date of Report

04/08/2008

VII. INVE s TMENTS and TR us Ts - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) If not exempt from disclosure

Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Date Value Gain identity of

(A-H) or int.) (J-P) Code 3 merger, Month - Code 2 Code 1 buyer/seller

(Q-W) redemption) Day (J-P) (A-H) (if private

transaction)

52. San Francisco Intl Airport muni Bond A Interest J T

53. St. Louis MO Airport muni bond A Interest J T

54. Bank of America intemo corporate B Interest sell 01-31 K bonds

55. Bank of America Sub Not corporate B Interest K T bonds

56. Bear Steams COS Inc corporate bonds B Interest sell 01-31 K

57. Caterpillar Finl SVCS Power corporate B Interest sell 01-26 K bonds

58. Citigroup Global Med Term note B Interest sell 01-31 K

59. General Electric Cap Corporate bond A Interest J T

60. GTE North Inc bond A Interest J T

61. Household Fin Corp bond B Interest sell 01-31 K

62. J.P. Morgan Chase & Co Corp bond B Interest sell 01-26 K

63. Key Bank corporate bond B Interest K T

64. Laclede Gas Co l st mortgage B Interest J T

65. Marshall & Ilsley Corp corporate bond B Interest sell 01-26 K

66. Pacifric Bell corp bond B Interest K T

67. Providence Gas Co bond A Interest J T

-

68. Prudential Finl Inc corporate bond B Interest K T

I. Income Gain Codes: A =St ,000 or less B 41,001 -$2,500 c 42,501 -$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(See Columns B I and 04) F 450,00t -$100,000 G 4100,001 -$1,000,000 H I =Sl,000,001-$5,000,000 H2 •More than $5,000,000

2. Value Codes J =SI 5,000 or less K =$15,001 -$50,000 L =$50,001 -Sl(Y),000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -Sl,000,000 Pl 41,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes Pl =$25,000,001 -$50,000,000 R -Cost (Real Estate Only) P4 =More than $50,000,000 T-=CashMart.et

(See Column C2) Q =Appraisal V her S =Assessment

U =Book Value W,,,.Estimated



VII. INVESTMENTS and TRUSTS -income. vatue, transactions (includes those of th• spouse and dependent children. see PP· 34-57 of filing instructwnsJ


A.



B.

Income during

reporting period

c.


reporting period

D.


(1) (2) (1) (2) (1) If not exempt from disclosure



Amount

Code 1

(A·H)

Type (e.g.

div., ren

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.

buy, sell,

merger,

redemption)

(2)

Date

Month -

Day

(3)

Value

Code 2

(J-P)

(4) Gain

Code 1 (A-H)

(5) Identity of

buyer/seller

(if private

transaction)

69. Southwestern Bell Te. Co corporate B Interest K T bond

70. Verizon MD, Inc corporate bond B Interest sell 01-26 K

71. Bank of America stock A Dividend J T

72. American Funds, Fund Inv F, B Dividend J T buy 01-26 K

73. Healthcare Realty Inc. stock A Dividend sell 01-23 J

74. New York Community Bancorp Inc None sell 01-23 K stock

75. Capital World Growth and Income A Interest J T mutual fund

76. Pureto Rico Convention Center bonds B Interest K T

77. Contra Costa Community College A Interest J T bonds

78. Encinitas Ca Public Library A Interest J T buy 01-23 J Constructiion Bonds

l. Income Gain Cod es: A =Sl,000 or less B o-$1,001 · $2,500 C =$2,501 - S5,000 D=S5,00l -$15,000 E =$15,001 -$50,000

(See Columns Blond D4) Fo-$50,001-SI 00,000 G =$100,001 -Sl,000,000 HI =$1,000,001 · $5,000,000 H2 =Mon: than $5,000,000

2. Value Codes J =S 15,000 or .oss K =$15,001 · $50,000 L =$50,001 -$100,000 M =SI00,001. $250,000

(See Columns Cl and DJ) N =$250,00 I · $500,000 0 =$500,001 . s 1,000,000 Pl =Sl,000,001 -$5,000,000 P2 o-$5,000,001. $25,000, 000

Pl =S25,000,00I -$50,000,000 P4 =Moro than $50,000,000 3. V a lue Method Codes R ost (Real £state Only) T=Cash Market

(See Column C2) Q =Appraisal V =Other S =Ass essment

U =Book Value W ""Estimated

04/08/2008


of10 O'Neill, Lawrence J

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (JndicatepartofReport)

Name or Penon Reporting Date or Report FINANCIAL DISCLOSURE REPORT


IX. CERTIFICATION.

I certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE:ANY I OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

PARTIES TERMS ; ',

-.

i

I

' i

l

·,

-'l =�

- ::.o ) -

0 ,-J '

I

_Q

r ,,

'j

en

3.

Report Required by the Ethics A010 FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Rev. 112006 FOR CALENDAR YEAR 2007 (5 U.SC. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

O'Neill, Lawrence J

2. Court or Organization

Eastern District of California

3. Date or Report

03/04/2008

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Article III Judge (active)

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual D Final

6. Reporting Period

01/01/2007

to

12/31/2007

Sb. D Amended Report

7. Chambers or Office Address

United States Courthouse 2500 tulare Street Fresno, California 93721

8. On the basis or the Information contained lo this Report and any modifications pertaining thereto, it is, In my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

/MPO RT ANT N 0 TES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. PQSITI 0 NS. (Reporting individual only; see pp. 9-13 of instructions.)

NONE (No reportable positions.) D

POSITION NAME OF ORGANIZATION/ENTITY

I. Trustee Trust #I

2. Board of Director Federal Bar Association

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

NONE (No reportable agreements.) D

I. 1999

2.

3.

AND

State of California Judges Retirement Plan (pension commences at age 62)

,.____,c.::."J

--:::> c

Ul Lil

:::o f·':·"J lj: :I¥

()

.··

SOURCE

SOURCE DESCRIPTION

5.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of10 03/04/2008O'Neill, Lawrence J

III. NON-INVESTMENT IN COME. (Reporting indMdual and spouse; see pp. 17-U of instructions.)

A. Filer's Non-Investment Income

[RJ NONE (No reportable non-investment income.)

INCOME (yours, not spouse's)

I.

AND TYPE

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[RJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

5.

IV, REIMBURSEMENTS - transportation, lodging, food, entertainment

(includes those to spouse and dependent children. See pp. 25-27 of instmctions.)

D NONE (No reportable reimbursements.)

1. American Business Trial Lawyers Association Hotel reimbursement for two nights in Napa, California at the annual ABTL conference. I was a panelist and presented. (less than $500)

2.

3.

4.

5.

DESCRIPTION CODE

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3 of IO 03/04/2008O'Neill, Lawrence J

V, G JFTS. (Includes thost to spouse and dependent children. See pp. 28-31 of instructions.)

[KJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

l.

2.

3.

4.

5.

VJ, LIABILITIES. (includes those of spouse and dependent children. See pp. 32-34 of instructions.)

[KJ NONE (No reportable liabilities.)

CREDITOR VALUE

I.

2.

3.

4.

5.

(Schwab!

C,

(I)

(4)


Page 4of10 O'Neill, Lawrence J 0310412008

VII.' INVESTMENTS and TRUSTS - income, value, tTansactions (lndudes those of the spouse and dependent children. See PP· 34-57 of filing instructions)


A.





B.

Income during

reporting period


reporting period

D.


(I ) (2) (2) (1) If not exempt from disclosure

Amount

Code 1 (A-H)

Type (e.g.

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3 (Q-W)

Type (e.g.

buy.sell,

merger,

redemption)

(2)

Date

Month -

Day

(3) Value

Code 2

(J-P)

Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

1. I shares S & P 100 Index (schwab) X c Interest L T buy 01-29

2. Prudential Fin Inc (Schwab acct) X c Interest L T buy 01-26

3. Cohen and Steers Intl Realty (Schwab) X B Dividend K T buy 01-29

4. Masters Select Opportunity Fund (Schwab) IRA X

B Interest J T buy 01-29

5. Metropolital West STrategic Income (Schwab) IRA X

B Dividend K T buy 01-29

6. North Track Geneva Growth Fund (Schwab) IRA X

A Interest J T buy 01-29

7. RS Global Natural Resources Fund (Schwab) IRA X

B Interest K T buy 01-29

8. Kensington Strategic Realty Fund (Schwab) IRA X

A Distribution J T buy 01-29

9. Kensington Strategic Realty Fund (Schwab) IRA X

A Distribution J T sell 07-03

10. Dodge and Cox International Stock (schwab) IRA X

A Dividend J T buy 01-29

11. Tweedy Brown Golba! Fund (Schwab) !RAX

B Dividend K T buy 01-29

12. American Fund Capital World Bond Fund (Schwab) IRA X


13. Dodge and Cox Inter stock Fund (schwab) X

A Dividend K T buy 01-29

14, Artisan Intl Small Cap Fund (Schwab) x


15, Masters Select Opp Fund (Schwab) X B Interest K s buy 01-29

16. Masters Select Smaller C. fund (Schwab)X


17. Kensington Select Income CL IRAX

A Interest J T buy 01-29

I. Income Gain Codes: A =$ t ,000 or less B=Sl ,001-$2,500 c =$2,501 -$5,000 0=$5,001 -$t5,000 E =$15,001 · $50,000

(See Columns B l and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5, 000,000

2. Value Codes J =$15,000 or less K •$15,001 -$50,000 L =$50,001 -$100,000 M •$100,001 -$250,000

(See Columns CJ and DJ) N =$250,00J -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 . $25,000,000

3. Value Method Codes Pl =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q=Appraisal V=Other S ""Assessment

U =Book Value W=Estimated



VII. INVESTMENTS and TRUSTS - income, vatue, transactions (includes those of th• spouse and dependent children. see PP· 34-s7 of filing instructions)


A.





B.

Income during

reporting period

C.


reporting period

D.



Amount

Code I (A-H)

Type (e.g.

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.

buy, sell,

merger,

redemption)

(2) Date

Month -

Day

(3) Value

Code 2

(J-P)

(4)

Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

18. Public Storage, Inc. (Schwab) X c Interest L T buy 01-30

19. Longleaf Partners Fund (Schwab) X c Interest L T buy

20. Longleaf Partners Fund (Schwab) (IRA c Interest J T buy x

21. Wells Fargo Bank Trust #1 A Interest J T

22. Ameican Fund New World (Schwab) B Dividend K T buy !RAX

23. Oakrnark Select Fund (Schwab) IRA X A Dividend K T buy

24. Kensington Select Income (Schwab) X A Dividend K T buy

25. Vanguard Money Mkt Acct B Interest L T sell

26. Clovis Community Bank A Interest J T

27. Argonaut Corp, Livermore, California D Distribution M R 1985 $84,200 Trust #1

28. Columbia Housing IX Ltd prtner 1988 B Distribution K R $25,767 (trust #1)

29. American Funds: Cash Management A Interest K T sell Fund (Trust #1)

30. American Funds: New Perspective c Dividend K T Fund (trust #1)

31. American Funds: Europacific (Trust #1) c Dividend T sell

32. American Funds: Fundamental c Dividend J T !Nvestors (trust #I)

33. American Funds: Bond Fund of B Dividend J T sell American (trust #I)

34. San Francisco Calif City/County Public A Dividend K T Utility bonds

01-29

01-24

01-24

01-24

10-08 J

10-08

03-13 J

07-25 J

I. Income Gain Codes: A=$1,000or less B s 1,00 I -$2,500 c $2,501 -$5,000 o s5.oo 1 . s 15,000 E $15,001. $50,000

(See Columns Bl and 04) F s50,001 -stoo,ooo G SI00,001 • $1,000,000 HI $1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes 1=$15,000or less K •$15,001 . $50,000 L=$50,00I - 100,000 M stoo,001 -s25o,ooo

(See Columns C l and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl 41,000,001 -$5,000,000 P2 s5,ooo,001 -S25,ooo,ooo

Pl s25,ooo,001 -S5o,ooo.ooo P4 =More than $50,000,000

(See Column C 2) Y "°1her

3. Value Method Codes R =Cost (Real Estate Only) T ashMarket Q =Appraisal S =Assessment


A.



VII. INVESTMENTS and TR u STS - income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)




Place 11(X)" after each asset


B.

lncome during

reporting period

c.


reporting period

D.


(1) (2) (1) (2) (1) Jfnot exempt from disc losure

Amount

Code 1

(A-H)

Type (e.g.

div., ren

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.

buy, sell,

merger,

redemption)

(2)

Date

Month -

Day

(3)

Value

Code 2

(J-P)

(4)

Gain

Code I

(A-H)

(5)

Identity of

buyer/seller

(if private

transaction)

35. American Funds: High Income (trust A Dividend T sell 03-13 K #1)

36. First Trust Corp (IRA)(Trust)) None L T rollover 01-29 N

37. Vanguard Intermediate Acct (Trust #1) None L T

38. SFG Inc Fund of Renton, Wa. (trust #I) D Interest M T

39. Datalynx (IRA) (trust #1) None M T rollover 01-29

40. Wells Fargo Bank, acct #2 A Interest J T

41. CalifEDL FACs Authority Municipal A Dividend J T Bond

42. Desert Funding, Inc. Mortgage Note D Interest M T (Trust #1)

43. Macwest Riverside Housing Inv, LLC None M u

44. Antelope Valley, Calif Union High A Interest J T School Dist Bonds

45. California State University Revenue A Interest K T Muni Bond

46. Dallas/Ft. Worth, Texas Intl Muni Bond B Interest K T

47. Oregon Go Elderly/Disabled muni bond A Interest J T

48. Oregon HSG and Community SVCS B Interest K T Rev muni bond

49. Oregon State Muni Bond A Interest J T

50. Port of Oregon Airport muni bond A Interest

51. Puerto Rico Electric Power Muni bond A Interest K T

I. Income Gain Codes: A =$1,000 or less B 4t,OOI - $2.500 C =$2,50 I -$5,000 D =$5,00 I -SI 5,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,00 I -SI 00,000 G 4100,001 - Sl,000,000 HI =S!,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value COOes J =S 15,000 or less K =$15,001 -$50,000 L =$50,001. $100,000 M •SI 00,00 I -$250,000

(See Columns Cl and D3) N =$250,MI • $500,000 O =$500,001 • Sl,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Met hod Codes Pl =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More lhan $50,000,000 T =Cash M arket

(See Column C2) Q =Appraisal V"'°thcr S =Assessment




VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions) -


A.


(including lrusl assels)



52. San Francisco Intl Airport muni Bond A Interest J T

B.

Income during

reporting period

C.

Gross value al end of

reporting period

D.



Amount

Code I

(A-H)

Type (e.g.

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Melhod

Code 3 (Q-W)

Type (e.g.

buy, sell,

merger,

redemption)

(2)

Dale

Month -

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)

(5) ldentily of

buyer/seller

(if private

transaction)

53. St. Louis MO Airport muni bond A Interest J T

54. Bank of America intemo corporate B Interest T sell 01-31 K bonds

55. Bank of America Sub Not corporate B Interest K T bonds

56. Bear Steams COS Inc corporate bonds B Interest T sell 01-31 K

57. Caterpillar Finl SVCS Power corporate B Interest T sell 01-26 K bonds

58. Citigroup Global Med Term note B Interest T sell 01-31 K

59. General Electric Cap Corporate bond A Interest J T

60. GTE North Inc bond A Interest J T

61. Household Fin Corp bond B Interest T sell 01-31 K

62. J.P. Morgan Chase & Co Corp bond B Interest T sell 01-26 K

63. Key Bank corporate bond B Interest K T

64. Laclede Gas Co I st mortgage B Interest J T

65. Marshall & Ilsley Corp corporate bond B Interest T sell 01-26 K

66. Pacifric Bell corp bond B Interest K T

67. Providence Gas Co bond A Interest J T

68. Prudential Finl Inc corporate bond B Interest K T

I . Income Gain Codes: A ""$ 1,000 or less B =S 1,00 I -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and 04) F=S50,00l -$100,000 G =$100,001 · Sl ,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,(X)() or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0=$500,001-Sl,OOO,ooo Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

J. Value Method Codes Pl =$25,000,001 · $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Dish Market

(See ColUJ1ll1 C2) Q =Appraisal V=Other S=Assessment

U ""Book Value W=Esrimated

X



VII. INVESTMENTS and TRUSTS income, value, transactions (inctudes those of the spouse and dependent children. su PP· 34-57 of filing instructions; -


A.





B.

Income during

reporting period

c.


reporting period

D.


(1) (2) (I) (2) (I) If not exempt from disclosure

Amount

Code I

(A-H)

Type (e.g.

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.

buy, sell,

merger,

redemption)

(2) Date

Month -

Day

(3)

Value

Code 2

(J-P)

(4) Gain

Code I

(A-HJ

(5) Identity of

buyer/seller

(if private

transaction)

69. Southwestern Bell Te. Co corporate B Interest K T bond

70. Verizon MD, Inc corporate bond B Interest T sell 01-26 K

71. Bank of America stock A Dividend J T

72. American Funds, Fund Inv F, B Dividend J T buy 01-26

73. Healthcare Realty Inc. stock A Dividend T sell 01-23 J

74. New York Community Bancorp Inc Dividend T sell 01-23 K stock

75. Capital World Growth and Income A Interest J T mutual fund

76. Pureto Rico Convention Center bonds B Interest K T

77. Contra Costa Community College A Interest J T bonds X

78. Encinitas Ca Public Library A Interest J T buy Constructiion Bonds

I. Income Gain Codes: A =$1 ,000 or less B •Sl,001-$2,500 c •$2.501 -$5,000 D ·$5,001 -$15,000 E ·$15,001 -$50,000

(See Columns Bl and 04) F •$50,00 I -$I 00,000 G 4100,001 -$1,000,000 HI •$1,000,001 -$5,000,000 H2 ·More than $5,000,000

2. Value Codes J =$15,000 or Jess K·Sl5,001-$50,000 L •$50,001 -$100,000 M •$100,001 -$250,000

(See Columns CJ and 03) N •$250,001 -$500,000 0 ·$500,001 - $1,000,000 Pl •$1,000,001 -$5,000.000 P2 -S5.000,001 -$25,000,000

3. Value Method Codes Pl •S25,000,00I · $50,000,000 R oS1 (Real Estate Only) P4 =More 1han $50,000,000 T-cash Market

(See Column C2) Q •Appraisal V-other S ""Assessment

U =Book Value W=Estimated


Page 9of10 O'Neill, Lawrence J 03/04/2008

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReport.)

___ l?J_�


Page 10of10 O'Neill, Lawrence J 03/04/2008

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature Date 2,00 cP

SIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

d article d annual d - home | judicial watch...american fund capital world bond fund (schwab) ira ....

Documents