david a ezra financial disclosure report for 2010

8/3/2019 David A Ezra Financial Disclosure Report for 2010

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AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2 010Report Required by the Ethicsin Governm ent Act of 1978(5 U.S.C. app. ~.~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f irst , middle initial)Ezra, David A.

4 . T i t le ( A r t i c l e I l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- o r part-t ime)U.S. Distr ic t Judge (Active)

7, Chambers or Office Address300 Ala Moana Blvd.C-300Hono lu lu , Hawai i 96850

2. Cour t or Org aniza t ionU.S. District Court, Hawaii

5a. Report Type (check appropriate] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

m o d i f i ca t i o n s p e r t a i n i n g t h e r e to , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ewith appl icable laws and regula t ions.

R e v i e w i n g O f f i c e r D a t e

3. Date of Report04/26/201 I

6 , Repor t ing Per iodOI/OI/2010

to12131 /2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each par t where you hav e no repor table information. Sign on las tpage.

I . P 0 S I T I 0 N S . (Reporting individual onlysee p p . 9 - 1 3 of filing instructions.)[~] N O N E ( N o reportable positions.)

P OS I T I ONI. Adjunc t P rofessor2. Chair , Benef i ts Comm it tee Federa l Judges Assoc ia t ion3.4.5.

NAM E OF ORG ANIZATION/ENTITYUniv e r s i ty o f Hawai i L aw Sch oo l ( app r ov a l a t t ach ed)

I I . A G R E E M E N T S . ( R e p o r t i n g i n a i v i a , a t o n t y ; s , e p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E P A R T IE S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 6

N a m e o f P e r s o n R e p o r t in gEzra, David A.

D a t e o f R e p o r t04/26/2011

I II . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of fillng instructions.)A. Filers Non-Investm ent Income

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

1 .20 1 0 U n i v . o f H a w a i i La w S c h o o l , A d j u n c t P r o f e s s o r T e a c h i n g I n c o m e s a m eas that of other Adjunct Professors

I N C O M E(yours, not spouses)

$5,322.00

B . S p o u s e s N o n - i n v e s t m e n t I n c o m e - I f you were married da ring anyportion of the reporting year, com plete this section.(Dollar amount not required except for honoraria.)

~ (No reportable non-investment income.)O N EDATE

1.20102.3.4.

SOURCE AND TYPEAdm in is t ra to r a t P r iva te Schoo l

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse an d dependent children; see pp . 25-27 of filing instructions.)

~ (No reportable reimbursements.)O N ESOURCE DATES LOCATION P UR P OS E I T EM S P A I D O R P R O V I D ED

Federa l Judges Assoc ia t ion May 23, 2010 Washing ton , D .C.Mee t ing Attend Board Mee t ing FJA Reimb. fo r t r anspor ta t ion , lodg ing , andinc iden ta l expenses to a t tend Boardm e e t in g o f F J A i n W a s h i n g t o n , D C o nMay 23, 2010.2. S t . M a ry s U n i ve r s it y S ch o o l M a y 1 5 , 2 0 1 0 San Anton io , Texas C o m m e n c e m e t S p e ak e r Reimb. fo r t r anspor ta t ion , lodg ing andof Law inc iden ta l expenses to a t tend and speak a tLaw Schoo l Gradua t ion .3.4.5.


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N a m e o f P e r s o n R e p o r t in gP a g e F IN A N C I A L 3 o f 6 D I S C L O S U R E R E P O R T [ Ezra, D a v i d A .

V . G I F T S . a , c lu d e ~ t h o ~ e t o ~ p o u ~ e a , d d o p e , d e ,~ chi ldren; s e e p p . 2 8 - 3 1 of fi l ing instructions.)[~] N O N E ( N o reportable g i f ts . )

SOURCE DESCRIPTIONI.2.

3.

4.

5.

D a t e o f R e p o r t0 4 1 2 6 1 2 0 1 I

VALUE

V I . L I A B I L I T I E S . a n c l u d e * , h o , o o f ,p o ~ e a n d , ~ e ,~ n ~ n t children; see pp. 3 2 - 3 3 of f i l ing ins tructions .)D N O N E (No reportable l iabil i t ies. )

CREDITOR DESCRIPTION1. John Ha ncock Life I n su r a n ce C o m p a n y Loan From Own Insurance Pol icy2.

3.

4.5.

VALUECODEJ


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D a t e o f R e p o r t04/26/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D (No reportab le income , assets , o rONE transactions.)

3.4.

5.

6.

7.

8.9.

1 0 .

II .12 .

13 .

14 .

15 .

16 .

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e during G r o s s v a l u e a t e n d( including trus t asse t s ) r e p o r t in g p e r i o d o f r e p o s i n g p e r i o d

0) (2) O) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e

exempt from prior disclosure Code I d iv ., re n t, C o d e 2 M e t h o d( A - H ) o r i n t . ) O - P ) C o d e 3( Q - W )

O)Type (e.g.,

buy, se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e V a l u e G a i nm r r d d d / y y C o d e 2 C o d e I

( ~ - e ) ( A - H )

(5 )I d e n t i t y o f

buyer / se l ler(if private

transact ion)

Savings Account, Federal Employee Credit A I n t e r e s t L TUnion, HIIRA, Territorial Savin gs, Act. I C I n t e r e s t M T

IRA,Territorial Savings, Act. 2

Teachers Annu nity Ret. Account Fu nd

State of Haw aii Retirement Program (seeexpl.)John Ha ncock Life Insu rance Policy

A I n t e r e s t K T

D Div id end L T

A Interest J T

N o n e J T

1 7 .

1. Income Gain Codes: A = $ 1 ,000 or less B = $ 1 .001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000( See Colum ns B I and EM) F =$50.001 - $ 100,000 G =$ 1 00 .0 01 - $ 1 ,0 00 .0 ~0 H I = $ 1 .0 00 .0 01 - $ 5 .0 00 .0 00 H2 =Mo re than $ 5,000.000

2 . Value Codes J = $ 1 5 . 0 0 0 o r I c s s K -$15,001 - $ 50,000 L - $ 50.001 - $ 1 00,000 M -$ 1 00.001 - $250.000( See Colum ns C I and D3 ) N =$250.001 - $500.0~0 O =$500,001 - $ 1 .000.000 P I -$ 1,000.001 - $5.0 00.000 P2 =$5.000.001 - $25,000.000

P3 -$25,000,0~1 - $50.000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Eslalc Only) S =At , ~s~ ,m ent T =Cash Market(Se e Column C2) U =Book Value V =Oth er W = Est im ated

E =$15,0~1 - $50,000


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N a m e o f P e r s o n R e p o r t in gE zr a , D av i d A .

Date of Report04/26/2011

VII I. ADDIT IONA L INFORMAT ION OR EXPLANA T IONS. (Indicate part oJreport.)

Par t VI I (7 ) Sta te o f Hawai i r e t i r ement p ro gram for no n fu l l t ime teachers . Sta te keeps smal l por t ion o f my earn ings and d epos i ts i t in to an accoun t fo r my ben ef i t .This is my tenth year in the program.


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Name of Person Repor t ingE zr a , D av i d A .

Date of Repor t04/26/2011

IX. CERT IFICATION.I c e r t i fy t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) is

ac c u ra t e , t r ue , and c om p l e t e t o t h e b e s t o f my kn owl e dg e and b e l i e f , and t h a t any i n fo rma t i on n o t r e po r t e d was w i t h h e l d b e c ause i t me t app l i c ab l e s ta t u t o ryp r o v i s i o n s p e r m i tt in g n o n - d i s c l o s u r e .I f u r t h e r c e r t i fy t h a t e a rne d i n c ome f rom ou t s i de e mp l oyme n t and h ono ra r i a and t h e ac c e p t anc e o f g i f t s wh i c h h ave b e e n re po r t e d a re i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signatu re: S/David A. Ezra

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y FA L S I FI E S O R F A L LS T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S (5 U .S .C . ap p . 1 0 4 )

C om mi t t e e on F ina nc ia l D i sc lo s u r eAdm inis t ra tive Of f ice of the United S ta tes Cour tsSui te 2-301O n e Co lu m b u s Ci r c l e , N . E .W a s h ing ton , D .C . 2 0 5 44


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I A O 1 0 ]Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10 Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)I. Person Repor ting ( las t name, f ir s t , middle init ial)

E zra , D a v i d A . 4. T i t le (Art icle I l l judges ind ica te act ive o r se n io r s ta tus;

magis t ra te judges indicate fu l l - or par t - t ime)U.S. Di s t r i c t Judge (Ac t ive )

7. Chamb er ~ or O f f ice Addr es s3 0 0 Ala Moana Blvd .C - 3 0 0Honolu lu , Hawai i 96850

2. Court or Organiza t ionU.S. Di s t r i ct Co ur t , Hawai i

3. Date of R e p o r t04/26/201 I

5a. Report Type (cheek appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Res ie ssing Office r Date

6. Report ing Pe riodOI/Ol/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 o/filing instructions.)- -" ] N O N E ( N o reportable positions.)

POSITIONI. Adjunc t P rofe s s or2. C h a i r , B e n e f i ts C o m m i t te e3.4.

5.

NAME OF ORGANIZATION/ENTITYUnive rs i ty o f Hawai i Law School (approva l a t t ached)F ede ra l Judges As s oc ia t i on

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~] N O N E ( N o reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 6

N a m e o f P e r s o n R e p o r t in gE z r a , D a v i d A .

D a t e o f R e p o r t04/26/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o n i n g i n d iv i a u a l a n a s p o u s e ; s e e p p . 17-24of filing instructions.)A. Filers Non-Investm ent Incom e

~ (No reportable income.)O NE non-investmentD A T E S O U R C E A N D T Y P E

1 . 2 0 1 0 U n i v . o f H a w a i i L a w S c h o o l , A d j u n c t P r o f e s s o r T e a c h i n g I n c o m e s a m eas t ha t o fo the r Adjunc t P rofe s s ors

INCOME( y o u r s , n o t s p o u s e s )$5,322.00

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - t /you were married during anypo rt ion of the report ing year, complete this section.(Dollar amount not required exce pt for honoraria.)

~ (No reportable non-investment income.)O NE

1 . 2 0 1 02.3.4.

D A T E SO U R C E A ND T Y P ED i r e c to r L o w e r S c h o o l , Ho n o lu lu , Hawai i , s a la ry in co me

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependen t children," see pp. 25-27 of f il ing instructions.)

NONE (No reportable reimbursements.)SO U R C E D A T E S LO C A T IO N P U R P O S E ITEMS PAID OR PROVIDED

F edera l Judges As s oc ia t i on Ma y 23 , 2010 W a s h i n g t o n , D . C .Me e t i ng

At tend Board M ee t ing F JA Reimb. fo r t r ans por t a t i on , l odging , andinc iden ta l expens es t o a t t end Boardm e e t i n g o f F J A i n W a s h i n g t o n , D C o nMa y 23 , 2010 .2. S t . M a r y s U n i v e r s i t y S c h o o l M a y 1 5 , 2 0 1 0 S a n A n t o n i o , T e x a s C o m m e n c e m e t S p e a k er R e i m b . f o r t r a n s p o r t at i o n , l o d g i n g a n do f La w in cid en ta l exp e n s es to a tte n d a n d s p ea k a tL a w S c h o o l G r a d u a t io n .3.4.5.


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Ia m e o f P e r s o n R e p o r t in ga g e F I N A N C I A L 3 o f 6 D I S C L O S U R E R E P O R T Iz ra , D a ~ q d A .V . G I F T S . ( l n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 2 8 - 3 1 o f fi l i n g i n , tr u c t i o n s . )~] N O N E ( N o reportable gi f t s . )

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

D a t e o f R e p o r t04/26/201 I

VALUE

V I . L I A B I L I T I E S . a n c ~ u d ~ s t h o s o o f sp o u s ~ a n d d ~ p e n d e n t c h i td , ~ n ; see p p . 3 2 - 3 3 of filing instructiong)[~ N O N E ( N o reportable l iabili t ies.)

CREDITOR DESCRIPTIONI. John H ancock Life Insurance Company Loan From Own Insurance Policy

2.

3.

4.

5.

VALUECODEJ


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D a t e o f R e p o r t04/26/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions anctades tho,e of spoase and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d0) (2)

V a lu e Va lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3) (4)Type (e.g., D a t e Value Gain

buy, se l l , m m/d d/yy C o de 2 C o d e Iredempt ion) (J-P) (A-H)

( 5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

1 . Savings Account, Federal Employee Credit A I n t e r e s tUnion, HI

2. I R A , T e r r i t o r ia l S av i ngs , Ac t . I C In te re st M

3. IRA,Territorial Sa vings, Act. 2 A I n t e r e s t

4. Teachers Annunity Ret. Account Fund D Dividend

5. State of Haw aii Retirement Program (see A I n t e r e s texpl. )6. John H ancock Life Insurance Policy None

K

L

J

J

T

T

T

T

I0 .I1 .1 2 .

1 3 .

1 4 .

1 5 .

1 6 .1 7 .

1 . Income G ain C odes : A =$ 1,000 or less B = $1.001 - $2 .500 C = $2 .501 - $5,000 D = $5,001 - $15,000( S e e C o l u m n s B I a n d D 4 ) F =$50.001 - $100.000 G =$100.DOI - $1.000.DO0 H I = $1 .D O 0. 00 1 - $5 .D O 0. 00 0 H 2 = M or e t ha n $ 5, 00 0. DO O

2. Value Codes J = $ 1 5 . D O O o r le s s K =$15.DO I - $50.000 L -$50,001 - $ 100.0DO M =$ 100,001 - $250.000(Se e Co lumn s CI a n d D3 ) N -$250.001 - $500,000 O - $ 50 0 .0 0 1 - $ 1 ,D O O . O D O PI $I.DO0.001 - $5.000.000 P2 =$5.000,001 - $25.000.000

P 3 $ 2 5 , D O O , D O I - $ 5 0 ,D O 0 . 00 0 P4 More than $50.DOO,DO03. V alue M ethod C od es Q = Ap p r a i sa l R =C o~ l ( R eal E s t a te O nly ) S = As~c ssm c n l T = C a s h M a r k e t

( S e e C o l u m n C 2 ) U =Book V alue V =O ther W =E,Iinlalcd

E : $ 1 5 , 1 ~ 1 1 - $ 5 0 . D O 0


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N a m e o f P e r so n R e p o r t i n gEzra, David A.

D a t e o f R e p o r t04/26/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

P a r t V I I (7 ) State of Hawaii retirement p r o g r a m F o r n o n f u l l t i m e t e ac he r s . S t a~ e keeps s m a l l po r t i on of my earnings and dep os i t s it into an account f o r m y b e n e f i t.Th i s i s m y t e n t h ye a r i n t h e p r o g r a m .


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IX. CERTIFICATION.

N ame of P e r son R epor t ingE z r a , D a v i d A .

Dale of Repor t04/26/2011

1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r { a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e to t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y in f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e st a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

I f u r { h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur e: S/David A. Ezra

N O T E : A N Y I ND I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Co m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a te s C o u r t sSui t e 2 -301O n e C o l u m b u s C i r c l e , N . E .Wa s h i n g t o n , D . C . 2 0 5 4 4

david a ezra financial disclosure report for 2010

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