david n hurd financial disclosure report for 2009

8/3/2019 David N Hurd Financial Disclosure Report for 2009

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AMEN D E DA o 1 0 I FINANCIAL DISCLOSURE REPORT m T , o . t ~ e q . i ,- e d b y t h , : ~ t ~ i ~ ~. in Governmenl Acl of 1978i~t,. :ti2o!o[ FOR CALENDAR YEAR 2009 0 ~.s.c. a p p . . ~ : ~ " w#t t /~

L Per~n i~.elnm|ng (last nam e, first, middle initial) 2. Court or O~anization 3. Date of Repor tHURD, DAVID N, No,hem Distri~ of New York ~5,"~22 0

4. [[tie (Article IIl j~Mges hnlicam active or senior ~mms: 5a. R~rt Type (ch~k appropriate type) 6, Reporti~ Periodmagis~mt~ judas indicale [Ldl- or paa-dme)~ Nomination, Date* U.S. Dissect Judge (Active) ~ Initial ~ ~ Anna{ ~ Final 12/3 [5h. ~ Amcndc~

7. Chambers o~ 6ff ice Address 8. On ~he basis of the infonnathm conialnrd tn th is Reoor t and anymodificaOans perlaining thereto, il ~. in my opinion, in complianceU,S.Couflhouse, Room 300 wtt~ applla~le law~ a,d ~gulation~.l0 B~gad Stree lUfica~ New York 13501 Reviex~Sng Officer Da~

IMPORTANT NO TES: rl~e instr.ctions accompan.vhtg this form must be fidlowed. Complete all part%eheckitrg the NONE box for each part where you have no repartabl~ bfformatlon. S(gn ~n last page.

L P O S I T I O N S . tuepo.z.~NON E (No reportable pos#ions.)

POSITION N AM E OF OR GAN1Z ATION/ENTITY1.2.3.4

5.

~ N O N E (No reportable ag reements.)~ P A R T I E S A N D TE R M S

1


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AMENDED

Page 2 of 6

I I I . N O N - I N V E S T M E N T I N C O M E . (Ro,,,,.l ,,~.,~i,,W,.,~,,.,~.,,,o.~,~;~ee~.A. Filers Non-Investment Income

N O N E (N o reportable non-investment income.)SOURCE AND TYPE (you~, not sDouses)

1.

2.

3.

4.

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - V . ~ ,o . were mttrrled dttrittg att3 ponio, of tire rt.porthtg year, eaml~lete thi.~ settion.( D o l l c t r ~ t t ~ t o t t ~ l t n o t r , q u i r ~ , d e . v c ~ 7 ~ t . l b r h o , o r a r i a . )~-~ N O N E (N o reportable non-investment income.)

DAT E _SOURCE AND TYPE1.

2.3,

4.

IV. REIMB URSEM ENTS ....... . , ~ , o ~ , , , ~ o , , t , ,a ~ , g . ~ o o a . e.,e..~, . . . ..~htch~d~,s ~ho.~e to .~pous~ , d depe, to~t chihtr~: s~,e pp. 35-27 ~[iling

NONE 6V o reportable reimbursements.)~ ~ LOCATION PURPOSE IT g M S P AID O R P R O V ID E D

I.2.3.4.5.


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AMENDED IName of Person Reportl.g Date of ReportPage 3 of 6V. GIFTS. a,,,.~a~

N O N E (No reportable g{fis.)D E S C R I P T I O N

I.2.3.4.5.

V I . L IA B I L I T I E S . a,,a,a,., ~o.,, o~-.~ ....... a dependem children; see p p . 3 2 - 3 3 of filing instr,ctitms.)N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D EI. 1 1 SI3 C Bank. USA. Syr ac use , NY Rev o lv ing Cha rg e Acco unt B2.

4.5.


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FIN A~NCIAL DISCLOSU RE REPORTPageV H . IN V E S T M E N T S a n d T R U S T S - ~ n , ,o , ,~ . ~ , ~ ,~ , .~ .~ , .~ o ~ a,,,.~,~ ~,,.~ ~ , ~ , o . . . . .. . a a ~ , , ~ , , c h i ld r e , , s e ~ , p ~ 3 4 - 6 0 of filing

NONE 6~to reportable income, assets, or transactions.).

Description of A~qets ] Iltcol~e during Gross value at end Transactions during reporting ~ r i o dline h~i~g trust ~ts) ] t~a ~g ~d~ of repo~mg ~riod .. _ .......

Pla~ "(X)" after each ass~l :,Amount T~pe [e.g,, V a l u e Value Type (e.g,, ~te Value[ Gai~ rdeatity: C~e I [ div., ren~, Code 2 Method buy, sell. mm~dd;yy Code 2 Code [ b~yet}sellerexempt I?om prior d~losure ~ [A - H) ~ or int.) (J-p) ~odc 3 redemption) [ (J.P~ (A - H) (ifprivale~ , ( Q-W~ [ ~saction)

I. ~ C Capital (Retirement Account) ( No A Dividend Pl T Stucco S~ o r t ) AB ~ K e o u g hc o n t r o l )2. R o m e S a v in g s B a n k , R o m e , N Y A lnte~st K T

3. ~ o m e S n v i n g s B a n k , R o m e , N Y A I n t e r e s t J T

II .

t 2 .

J 3 .

1 6 .

1 7 .


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F I N A N C I A L D I S C L O S U R E R E P O R T p a g e 5 o f 6 ]1 | , V R D , I )A V m N .

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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AMENDEDFINANCIAL DISCLOSURE REPORT. ~me,f~e~o. Reporting Oa,eofReport. ]Page 6 of 6 n ~ R D , D A V , 1 ) ~ . |~IX. CERTIFICATION

I certi~ {hat all information given above (including information pertaining to my spouse and minor or depend ent children, if any) isaccurate, true, and complete to the best of m y knowledge and belief, and that any information not reported was withh eld because it met applicable stalutoryprovisions permitting non-disclosure.1 further certify that earned income from outside employmen t and honoraria and the acceptance of gifts which have been reported are incompliance w ith the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Jodicial Cooference regniations.

NOTE: ANY INDIVIDUAL W HO KNOWINGLY AND W ILFULLY FALSIFIESAND CRIM INAL SANCTIONS (5 U.S.C. app, 104)

FILING [NSTI~.UCT1ONSM ail signed original and 3 additional copies to:

Committee on I=inancial DisclosureAd ministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544


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NCIAL DI SCL O S URE REPORT n ~ . p , m R , , q , , i ,- ~ . j / ~ y t h e s t / ,in Governmem ~c! qf 197,YFOR CALENDAR YEAR 2009 ~ 5 u . xc . a p ~ , . ~ ~ o ~ - ~I. Fersol~ Rep~rling flail lm ~ c, firsl middle initial) 2. Court or O~an~zafion 3. Date ~ff ReporlI IU~D, DAVID N. Norlhem Districl of New York 05115t2010

4. Tille (ArlIcI~ !ll jndgcs hldicalc active ormagistrate judges indicale lidl. or pard-time)N~minafion, Date 01/01/2009* U.S. Distdcl Judge (Aciive)

7. Chambers or Off ice Address [ 8. On ~e basis of the informatio~ conlained in th is Repor t and anymodifications perlaining lhe reto, Ji is, in lily op n on. in complian ceU.S. Courthouse, R~m] 300 with applicable laws and regulations.10 Broad SweetUlica, New York 13501Reviewing Ollicer Dale

IMPO R I]4N T NO TES: T he instractionx accotnpan.t,btg this form mast be fidlowetL {~mtplete all part.~;cItecking the NONE box.[br each t~ttrt where you hove (to reportable inf!trmatiott. Sign on last page,

I. l~--"~tll~lq~ ao (Reporting individn,l only; xee pp . 9-13 r,f filing insOttcEon,.)~ N O N E (No reportablepositio~s.)

. .~

POStTION NAM E OF ORGAN IZATION/I INTI .TYI.

2.3.

I1.AGRENONE (No reportable agreements.)

DATE P A R T I E S A N D TgR~1.


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F I N A N C I A L p a g e 2 o f 6 D I S C L O S U R E R E P O R T { | IURD, DAVID N. 0 5 / 1 5 / 2 0 1 0

I l L N O N - I N V E S T M E N T I N C O M E . (Rl,orting indi,,idnal andspmt~e; .,ee pp. 17-24 offillng itt.,-tructionx.)A. Fliers Non-Investment Inco me

NONE ~Vo reportable non-im~eslment i n come . )~ SO U RC E AN D T Y P E I N CO M E(yom~, not spouses)

t_

3.

4.

B . S p e ~ s e ~ s N o ~ - l ~ v e s t m e n t I1 1 ~ Ille -lf rou were married during alopmlion Off he r~ordllg ~~ r, omp &,le this sect ion.

~ NONE (No reportable non-investment~ SO U RC E AN D T Y P E

1.

2,

3.

4.

I V . R E I M B U R S E M E N T S - - , , ,, ,. ,~ o - , , i ,, ,, . I o d g i , , g . J ; , ,, , ~ , , , , ,, L , ~ , , ,i . . . . . . . . . , .(luchodc~" ll~o.~e to . ~ T o u . w t r o d hl~emlcnl chihhvn. see pp. 25-27 t/ lin~ in.~tru(ti~m~ )

N O N E LNo reportable twimhu~wements.)~ ~ LOCATION PURPOSE I T E M S P A I D O R PR O V I D E D

2.3.

5.


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FINANCIAL DISCL OSURE REPORTINalne Of Pelion RepOrl|ng t

Date a fRep,art

Page 3 of 6 r~u~, DAW ~

~ N O N E (No reportaf~le g~fis.)S O i J R C F ~

I,2,3 .4.5.

~ N O N E (No repartable liabilities.)CREDITOR DESCRIPTION V A L U E C O DE

1. t lSB C B a nk , USA. Sy ra cum, NY Revo l v it ~g Char ge Ac c ount

2 .3 ,4,

5.


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FINANCIAL D1.SCLOSURE REPORT] N . ,, ,~ .m ~ o " ~ P " t ~ " ~Page 4 of 6 , v n a , D A V I D N .

0 5 / 1 5 / 2 0 ! . O

VI1. INVESTMENTS and TRUSTS --~ ............ ~,,,.. ,,~,,.,.~,.,~,,,,~ , , , , ,~ , , ~ , , . , . , ~ , , , . , ~ , , , ; . , ~ ........... d a ~ v ~ , , , ~ , , ,, ~ , ~ a , , , , , : s ~ , , ~ , , .N O N E (No reportable income, assets, or tr~msaclions.)

(including Imsl ass~ts~ :: re[~rting period of tcporling pmi~ ,Place "iX)" ~lier each asset "vpc &4..- Value Valu Type (e.g., ] Date ~ Value Gai. ~ ldemi~y

cxcmp~ t~om prior disclosure ~ ; , div., rcnl, (?ode 2 Method ~ buy. sell. mmzdd/yy ~ Ctxle. ! Code t [ buyer~seller

~ ] I A - H ) [ ]oflnt. Lid) Ct~dc 3Q.W)~ r~emptio.) ] O-P) ~ (A-H} ] .........i f p r i * a t e i o ~ > i

t. RBC Capital (Ketirement Accouml It t Dividend Pl T

2. Rome Savings 13a~k. Rome. NY A Interest K T

3. Rome Savings Bank. Rome~ NY A Interest J T

i O .

II.

1 2 .

1 3 .

1 6 .


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FI!~ANCIAL DISCLOSURE REPORT ~ . . . . . . r ~ , ~ , , ,~ ~ p o ~ , ~ , ,~ o ~ , ~ o ~ p o ~ t ]Page 5 of 6 HURD, D A V I D N . 0 5 1 1 5 / 2 0 1 0

V I I I . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a~ai~.~t,,~,,,,ojR~t,,,,~.~


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F I N A N C I A L D I S C L O S U R E R E P O R T !"~"~ f w~a ~p~ig1 t ~ a , o o t R . l, o r ~age 6 of 6 ~ IIURD, D A V I D N .

0 5 / 1 5 / 2 0 1 0

IX. CERTIFICATION.I certify that all information given abuve (including information pertaining to my spouse and m inor or dependent children, f aay) isaccurate, true, and complete to the best of m y knowledge and belief, and that any information nol reported was withh eld because it met applicable statu~or

provisions permitting n on-disclosure,! fmther certify that earned income from ot tilde employme nt and honoraria and lhe acceptance of giRs which h ave been reported are incompliance with the provisions o~ 5 U.S.C, app, ~ 501 et, seq., 5 U,S.C. ~ 7353, a~d Jt diia[ Confereuce regulations.

Signature__

NOTE: AN t/ INDIVIDUAL WHO KNOWINGLY AND WILFULL FALSIFIES O CIV! LAND CRIM INAL SA NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCt IONSMail signed original and 3 additiona[ copies to:

Comm ittee on Yinancial DisclosureAd ministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

david n hurd financial disclosure report for 2009

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