David S G Goodman CURRICULUM VITAE 1 PERSONAL DETAILS Name: David Stephen Gordon GOODMAN Current positions: Director, China Studies Centre, University of Sydney

Fellow, Academy of Social Sciences in Australia Emeritus Professor Department of China Studies Xi’an Jiaotong-Liverpool University, Suzhou, China Emeritus Professor Department of Government and International Relations University of Sydney Emeritus Professor Australia China Relations Institute University of Technology, Sydney Email address: University david.goodman@sydney.edu.au 2 EDUCATION 1967-1970 University of Manchester 1970-1971 University of London, School of Oriental and African Studies, Department of

Chinese 1971-1974 University of London, School of Oriental and African Studies, Department of

Economics and Politics (Part-time) 1978-1979 Beijing Languages Institute 1979 Peking University, Department of Economics 3 DEGREES 1970 First Class BA Honours in Politics and Modern History, University of Manchester 1979 Postgraduate Diploma in Economics, Peking University 1981 PhD in Chinese Politics, London School of Oriental and African Studies

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4 EMPLOYMENT 1971-1974 Research Fellow, Contemporary China Institute, University of London, School

of Oriental and African Studies 1974-1984 Lecturer in Politics, University of Newcastle upon Tyne 1984-1988 Reader in Chinese Politics, University of Newcastle upon Tyne 1985-1988 Director, East Asia Centre, University of Newcastle upon Tyne 1988-1994 Professor of Asian Studies, Murdoch University 1991-1993 Director, Asia Research Centre, Murdoch University 1994-2005 Professor of International Studies, University of Technology, Sydney 1994-2004 Director, Institute for International Studies, University of Technology, Sydney 2004-2006 Pro Vice Chancellor and Vice President, International, University of

Technology, Sydney 2005-2008 Professor of Contemporary China Studies, University of Technology, Sydney 2007-2008 Deputy Vice Chancellor and Vice President, International, UTS 2009-2015 Professor of Chinese Politics, University of Sydney 2009-2010 Director, Institute of Social Sciences, University of Sydney 2010-2012 Acting Director, China Studies Centre, University of Sydney 2012-2014 Academic Director, China Studies Centre, University of Sydney 2012-2016 Professor, School of Social and Behavioural Sciences, Nanjing University. 2014-2021 Professor of China Studies, Xi’an Jiaotong-Liverpool University 2014-2017 Head, Department of China Studies, Xi’an Jiaotong-Liverpool University 2016-2017 Head, Humanities and Social Sciences, Xi’an Jiaotong-Liverpool Unversity 2016-2017 Acting Head, International Student Recruitment and Services, Xi’an Jiaotong-

Liverpool Unversity 2017-2021 Vice President, Academic Affairs, Xi’an Jiaotong-Liverpool University Pro-Vice-Chancellor, University of Liverpool 2021- Director, China Studies Centre, University of Sydney 5 OTHER APPOINTMENTS 1989-1991 Chief Examiner, Chinese Tertiary Entrance Examination, Secondary

Education Authority of Western Australia 1991-1992 Chair, Asia Trade Council, State Government of Western Australia 1991-1994 Consultant, Hong Kong Council for Academic Accreditation 1991-1994 Australian Language and Literacy Council, NBEET 1991-1992 Consultant, East Asia Analytical Unit, Department of Foreign Affairs and Trade 1992-1995 Adjunct Professor, Centre for Research on South China, Wuhan University 1995- Series editor China in Transition Routledge, UK. 1996-1998 Editor Provincial China 1998-2004 Adjunct Professor, Shanxi University of Finance and Economics 1998-2004 Fellow, Centre for Research on Provincial China 1998-2006 Adjunct Professor, Shanxi University 1998-2000 Foreign Affairs Council, Department of Foreign Affairs and Trade,

Commonwealth of Australia 1998-2001 Adjunct Professor, Department of History, Nankai University, PRC 2001 Visiting Professor, Department of Pacific Studies, University of Guadalajara,

Mexico

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2002-2005 Quality Review Panel, European Association of Universities 2003-2005 College of Experts, Australian Research Council 2004-2008 Board of Directors, Insearch, Sydney 2005-2008 Management Committee, Sydney Institute of Language and Commerce,

Shanghai University 2005-2011 Auditor, Australian Universities Quality Agency 2006-2009 Adjunct Professor, Historical Geography, Ocean University, Qingdao 2008 Emeritus Professor, University of Technology, Sydney 2009-2014 Subject Specialist, Hong Kong Council for Accreditation of Academic and

Vocational Qualifications 2010-2016 Adjunct Professor, College of Politics and Law, Northwest Normal University,

Lanzhou. 2011-2013 Auditor, Tertiary Education Quality Standards Agency, Australia. 2011-2014 Art Gallery of New South Wales, Vis Asia Council. 2012- Advisory Council, China Studies Centre, National Chengchih University,

Taiwan. 2012- Series editor, Handbooks of Research on Contemporary China, Edward Elgar,

UK. 2012-2014 International Advisory Board, UK White Rose East Asia Centre, University of

Leeds and University of Sheffield. 2013-2014 Member, Hong Kong UGC RAE Social Sciences Panel. 2013-2016 Visiting Professor, Shanxi University Business College. 2015- Member, Humanities and Social Sciences Panel, Hong Kong Research Grants

Council. 2015 Emeritus Professor, University of Sydney. 2015-2018 Specialist, Hong Kong Council for Accreditation of Academic and Vocational

Qualifications. 2015- Associate, Research Centre on Private Entrepreneurs, Chinese Academy of

Social Sciences. 2016-2020 Jiangsu Province Higher Education Quality Assurance Committee, Social

Sciences Panel. 2016- Advisor, Shanghai International Studies University, Institute of China Studies. 2019- Advisory Board, Research Centre for Sustainable Hong Kong, City University

Hong Kong. 2021 Emeritus Professor, Xi’an Jiaotong-Liverpool University. 6 AWARDS & PRIZES 1993 Association for International Cultural Relations, Shanxi Province, People’s

Republic of China 2000 Fellow, Academy of Social Sciences in Australia 2001 The China Quarterly Gordon White Prize for best academic article published

during 2000 – ‘Revolutionary Women and Women in the Revolution.’ 2001 IDP Education Australia Award for International Educator of the Year 2009 D Litt, University of Technology, Sydney 2010 Reconocimiento, Universidad de Guadalajara 2012-2015 Discovery Outstanding Researcher Award, Australian Research Council. 2012-2016 PRC Ministry of Education, Distinguished Overseas Academic. 2014 PRC Jiangsu Province Government Friendship Award 2019 PRC Suzhou City Government Friend of Suzhou

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7 PUBLICATIONS Books Class and the Communist Party of China, 1978-2021: Reform and Market Socialism (with Marc Blecher, Yingjie Guo, Jean Louis Rocca, Beibei Tang) Abingdon UK: Routledge, 2022. Class and the Communist Party of China, 1921-1978: Revolution and Social Change (with Marc Blecher, Yingjie Guo, Jean Louis Rocca, Tony Saich) Abingdon UK: Routledge, 2021. (ed) China Impact: Threat Perception in the Asia-Pacific Region Tokyo University Press, 2018 (with Shigeto Sonoda). (ed) Handbook of the Politics of China Cheltenham: Edward Elgar, 2015. Class in Contemporary China Cambridge: Polity Press, 2014. (ed) Middle Class China: Identity and Behaviour (with Minglu Chen) Cheltenham, Edward Elgar, 2013. (ed) China's Peasants and Workers: Changing class identities (with Beatriz Carillo) Edward Elgar, Cheltenham, 2012. (ed) Twentieth Century Colonialism and China: Localities, the everyday, and the world (with Bryna Goodman ) Routledge, London, 2012. (ed) The New Rich in China: Future rulers, present lives Routledge, London, 2008. (ed) China’s Campaign to ‘Open Up the West’: National, provincial and local perspectives Cambridge University Press, 2004. (ed) China’s Communist Revolutions: Fifty Years of the People’s Republic of China (with Werner Draguhn) Routledge, London, 2002. Shanxi in Reform: Everyday Life in a North China Province [Zhongguo Shanxi Fengqing] Dangdai Zhongguo chubanshe, Beijing. 2000. (Bilingual edition.) (ed) North China at War: The social ecology of revolution, 1937-1945 Rowman & Littlefield, Lanham, 2000. Social and Political Change in Revolutionary China: The Taihang Base Area in the War of Resistance to Japan, 1937-1945 Rowman & Littlefield, Lanham, 2000. (ed) Towards Recovery in Pacific Asia (with Gerald Segal) Routledge, London, 2000. (ed) Huabei Kang Ri genjudi yu shehui shengtai [The Social Ecology of Base Areas in North China during the War of Resistance to Japan] Dangdai Zhongguo chubanshe, Beijing, 1998.

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(ed) China Rising: nationalism and interdependence (with Gerald Segal) Routledge, London, 1997. (ed) China’s Provinces in Reform: Class, community and political culture Routledge, London, 1997. (ed) The New Rich in Asia: Mobile-phones, McDonalds and Middle Class Revolution (with Richard Robison) Routledge, London, 1996. China’s Hainan Province: Economic development and investment environment University of Western Australia Press, 1995. China without Deng (with Gerald Segal) Harper Collins, Sydney & New York, 1995. Deng Xiaoping and the Chinese Revolution: a political biography Routledge, London, 1994. (ed) China Deconstructs: Politics, trade and regionalism (with Gerald Segal) Routledge, London, 1994. (ed) China’s Quiet Revolution: New Interactions between State and Society (with Beverley Hooper) Longman Cheshire, Melbourne, 1994. (ed) China in the Nineties: Crisis Management and Beyond (with Gerald Segal) Oxford University Press, 1991. Deng Xiaoping Cardinal, London, 1990. (ed) China and the West : Ideas and Activists Manchester University Press, 1990. (ed) China at Forty: Mid-Life Crisis? (with Gerald Segal) Oxford University Press, 1989. (ed) China’s Regional Development Routledge, London, 1989. (ed) Communism and Reform in East Asia Frank Cass, London, 1988. China’s Provincial Leaders, 1949-1985 University College Press, Cardiff, 1986. The China Challenge: Adjustment and Reform (with Martin Lockett and Gerald Segal) Royal Institute of International Affairs, Routledge & Kegan Paul, 1986.

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Centre and Province in the People’s Republic of China Cambridge University Press, 1986. (ed) Groups and Politics in the People’s Republic of China M.E. Sharpe, New York, 1984. Beijing Street Voices: The Poetry and Politics of China’s Democracy Movement Marion Boyars, London, 1981. Editorship of Academic Journal Special Issues Beyond the China Threat The Pacific Review 2017/18 Local Elites in the People's Republic of China Journal of Contemporary China Volume 24, Issue 94, July 2015. Class and Class Consciousness in China Journal of Contemporary China vol.21 no.77, September 2012. Guest Editor ‘Latin America’s Response to China’s Rise’ (with Joern Dosch) Special Issue, Journal of Current Chinese Affairs Vol.41, no.1, April 2012. The Campaign to ‘Open Up the West’ The China Quarterly no.178, June 2004. The New Rich in Asia The Pacific Review Vol 5 No 4, 1992. Communism in East Asia Journal of Communist Studies Vol. 3, No. 4, 1988. Booklets The Ethnic Chinese in East and Southeast Asia: local insecurities and regional concerns CAPS Paper No.17, 1997, August 1997, Chinese Council of Advanced Policy Studies, Taipei. China’s Coming Revolution: The dynamics of political change Research Centre for the Study of Conflict, Conflict Study No.266, London, 1993. Chinese Local Newspapers (with Tony Saich) Contemporary China Institute, Research Study No. 4, London, 1979. China: The Politics of Public Security (with Tom Bowden) Institute for the Study of Conflict, Conflict Study No. 78, London, 1976. A Research Guide to Chinese Provincial and Regional Newspapers Contemporary China Institute, Research Study No. 2, London, 1976.

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Reports Perceiving Citizenship (with Anthony Day, Barry Hindess, Stuart Macintyre, David Marr, Anthony Milner) Australian-Asian Perceptions Project, Working Paper No 1, Academy of Social Sciences in Australia and the Asia-Australia Institute, University of New South Wales, 1993. Southern China in Transition: China’s New Regionalism and the Prospects for Australia (with Bruce Jacobs, On Kit Tam, John Zerby) AGPS, Canberra, 1992. Refereed articles in academic journals ‘The China Threat: Global Power Politics, Political Opportunism, Economic Competition’ in Mexico y la Cuence del Pacifico Vol.11 no.33, September- December, 2021. ‘Reporting Mexico in China: ‘China’s economy is developing robustly and rapidly’ in Mexico y la Cuence del Pacifico Vol.8 no.22, January-April 2019, 143-163 (with Minglu Chen). ‘The Changing Face of China’s Local Elite: Elite Advantage and Path Dependence in Business Communities’ in Chinese Political Science Review 3(2) 2018, 115-128. ‘Australia and China: Managing ambiguity’ in The Pacific Review 2017. Vol.30 no.5, 769-782. ‘Locating China’s Middle Classes: Social intermediaries and the Party-state’ in Journal of Contemporary China Vol.25, no.97, January 2016, 1-17. ‘China’s Universities and Social Change: Expectations, Aspirations, and Consequences’ in Mexico y la Cuenca del Pacifico vol.18 Setember-December 2015, 18-38. ‘Middle Class China: Dreams and Aspirations’ in Journal of Chinese Political Science vol. 19, no. 1, 2014, 49-67. ‘Reinterpreting the Sino-Japanese War: 1939-1940, peasant mobilisation, and the road to the PRC’ in the Journal of Contemporary China January 2013, vol.22: no.79, 166-184. ‘China and Latin America: Complementarity, competition, and globalisation’ (with Joern Dosch) in Journal of Current Chinese Affairs Vol.41, no.1 April, 2012, 3-19. ‘The China Model: One country, six authors’ (with Minglu Chen) in Journal of Contemporary China vol 21 no.73 January 2012, 169-185. ‘Beyond Asymmetry: Cooperation, conflict and globalisation in Mexico-China relations’ (with Beatriz Carrillo and Minglu Chen) in The Pacific Review vol.24, no.4, September 2011, 423-442. 'Chalmers Johnson and Peasant Nationalism: the Chinese revolution, social science, and base area studies' in The Pacific Review, vol.24, No.1, March 2011, 3-7.

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‘Prospects for the General Election of 2020: Tradition and Transition in Chinese Politics’ in PORTAL Journal of Multidisciplinary International Studies, vol. 8, no. 1, January 2011, 1-19. ‘Sixty Years of the People’s Republic: Local Perspectives on the Evolution of the State in China’ in The Pacific Review vol.22, no.4, October 2009, 429-450. ‘Jingji biangede wenhua jinshu’ [‘The Cultural Discourse of Economic Change’] in Portal vol 4 no.1 January 2007, The Revival of Chinese Cultural Nationalism. ‘Mao and The Da Vinci Code: Conspiracy, narrative and history’ in The Pacific Review vol.19 no.3 September 2006, 359-384. ‘Exiled by Definition: The Salar and Economic Activism in Northwest China’ in Asian Studies Review December 2005, Vol.29 No.4, 325-343. ‘Qinghai and the Emergence of the West: Nationalities, communal interaction, and national integration’ in The China Quarterly no.178, June 2004, 379-399. ‘The Campaign to “Open Up the West”: National, provincial-level, and local perspectives’ in The China Quarterly no.178, June 2004, 317-334. ‘The Politics of the West: equality, nation-building and colonisation’ in Provincial China Vol.7 no.2, December 2002, 127-150. ‘Structuring local identity: nation, province and county in Shanxi during the 1990s’ in The China Quarterly no.172, December 2002, 837-862. ‘Why Women Count: Chinese women and the leadership of reform’ in Asian Studies Review vol.26 no.3, September 2002, 331-353. ‘Contending the Popular: The Party State and Culture’ in positions: east asia cultures critique vol.9 no.1 Spring 2001, 245-252. ‘Revolutionary Women and Women in the Revolution: The Chinese Communist Party and Women in the War of Resistance to Japan, 1937-1945’ in The China Quarterly No.164, December 2000, 915-942. ‘Centre and Periphery after Twenty Years of Reform: Redefining the Chinese Polity’ in China Perspectives No.31 September-October 2000, 4-18. ‘The Localism of Local Leadership: Cadres in Reform Shanxi’ in Journal of Contemporary China vol.9 (no.24) 2000, 159-183. ‘In Search of China’s New Middle Classes: the Creation of Wealth and Diversity in Shanxi during the 1990s’ in Asian Studies Review vol.22 no.1 March 1998, 39-62. ‘Are Asia’s “Ethnic Chinese” A Regional Security Threat?’ in Survival Vol.39 no.4 Winter 1997-98, 140-155. ‘The Licheng Rebellion of 1941: class, gender and leadership in the Sino-Japanese War’ in Modern China Vol.23 no.2 April 1997, 216-245.

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‘Corruption in the People’s Liberation Army: structural imperatives in the transformation of the party-state’ in New Zealand Journal of East Asian Studies Vol.III No.2, 1995, 5-26. ‘Collectives and Connectives, Capitalism and Corporatism: Structural Change in China’ in The Journal of Communist Studies and Transition Politics Vol.11 no.1, March 1995, 12-32. ‘JinJiLuYu in the Sino-Japanese War: The border region and the border region government’ in The China Quarterly No 140, December 1994, 1007-1024. ‘The Definitive Deng: Biography, memoirs, speeches and writings’ in The Pacific Review Vol 7 No 2 1994, 229-233. ‘The PLA and Regionalism: Guangdong Province’ in The Pacific Review Vol 7 No 1, 1994, 70-82. ‘The Political Economy of Regionalism in China: Economic Development and the Prospects for Political Disintegration’ in the New Zealand Journal of East Asian Studies Vol 1 No.2, December 1993, 49-62. ‘China: The State and Capitalist Revolution’ in The Pacific Review Vol 5 No 4, 1992, 350-359. ‘The New Rich in Asia: Affluence, Mobility and Power’ (with Richard Robison) in The Pacific Review Vol 5 No 4, 1992, 321-327. ‘Reforming China: Foreign Contacts, Foreign Values?’ in The Pacific Review Vol 5 No 1, 1992, 25-38. ‘Political Change in China: Power, Policy and Process’ in the British Journal of Political Science Vol. 19, July 1989, 425-444. ‘Communism in East Asia: the Production Imperative, Legitimacy and Reform’ in The Journal of Communist Studies Vol. 3, No. 4, 1988, 1-8. ‘China: the Transition to the Post-revolutionary Era’ in Third World Quarterly Vol. 10, No. 1, January 1988, 111-128. ‘The National CCP Conference of September 1985 and China’s Leadership Changes’ in The China Quarterly No.105, March 1986, 123-130. ‘To Write the Word for "Man" across the sky: Literature and its Political Context in the People’s Republic of China, 1978-82’ in The Journal of Communist Studies Vol. l, No. l, March 1985, 8-20. ‘The Chinese Political Order after Mao: "Socialist Democracy" and the exercise of state power’ in Political Studies Vol. 33, No. 2, June 1985, 218-235. ‘The 2nd Plenary Session of the 12th Central Committee of the CCP: Rectification and Reform’ in The China Quarterly No. 97, March 1984, 84-90.

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‘The 6th Plenum of the llth Central Committee of the CCP: Look Back in Anger?’ in The China Quarterly No. 87, September 1981, 5l8-527. ‘The Provincial Revolutionary Committee in the People’s Republic of China, 1967-1979: An Obituary’ in The China Quarterly No. 85, March 1981, 49-79. ‘The Politics of De-Maoization’ in The Washington Quarterly Vol. 41, No. 1, January 1981, 106-116. ‘Li Jingquan and the Southwest Region, 1958-1966: The Life and "Crimes" of a "Local Emperor"‘ in The China Quarterly No. 81, March 1980, 66-96. ‘The Provincial First Party Secretary in the People’s Republic of China, 1949-1978: A Profile’ in The British Journal of Political Science Vol. 10, No. 1, January 1980, 39-74. ‘The Statistical Evidence for Yang Ch’eng-wu’s Manipulation of the Military Elite’, in The China Quarterly No. 57, March 1974, 148-153. Chapters in edited volumes ‘Introduction: Class, Stratification, Market Socialism’ ‘The Dominant Class after 1978: Elite Persistance and the Ironies of Social Change’ in Class and the Communist Party of China, 1978-2021: Reform and Market Socialism Abingdon UK: Routledge, 2022. ‘Embracing the Middle Class: Wealth, power, and social status’ in Chris Shei (ed) The Routledge Handbook of Chinese Studies Abingdon UK: Routledge, 2021. 335-347. ‘Introduction: Class, China, Cmmunism’ ‘Learning to Live with Social Change: The Chinese communist Party, Class, and Mobilisation’ ‘Class as a Political Tool in Rural China: The Middle Peasant in the War of resistance to Japoan, 1937-1945’ ‘The Dominant Class in a Changing Polity: Transformation and Institutionalisation’ in Class and the Communist Party of China, 1921-1978: Revolution and Social Change Abingdon UK: Routledge, 2021. ‘Urban Polarities: Inequality, social mobility, and the role of the state’ in Dorothy Solinger (ed) Polarized Cities: Portraits of Rich and Poor in Urban China Boulder: Rowman and Littlefield, 2018, 169-181. ‘The China Threat in the Asia Pacific’ in David S G Goodman and Shigeto Sonada (ed) China Impact: Threat Perceptiion in the Asia-Pacific Region Tokyo University Press, 2018, 3-18. ‘China’s Local Elites: The political economy of transition’ in Yingjie Guo (ed) Local Elites in Post-Mao China Abingdon: Routledge, 2018, 170-178. ‘Lu Xun in Sydney: Hope cannot be said not to exist’ in Mabel Lee, Chiu-yee Cheung, and Sue Wiles (ed) Lu Xun and Australia Melbourne: Australian Scholarly Publishing, 2016, 83-91.

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‘China’s emerging ruling class: power, wealth, and status under market socialism’ in Yingjie Guo (ed) Handbook on Class and Social Stratification in China Cheltenham: Edward Elgar, 2016, 243-261. ‘The study of contemporary Chinese politics: a reader’s guide’ in David S G Goodman (ed) Handbook of the Politics of China Cheltenham: Edward Elgar, 2015, 1-17. ‘New Economic Elites: Family histories and social change’ in Sujian Guo (ed) State Society Relations and Governance in China Lanham: Lexington Books, 2014, 15-38. ‘Women Entrepreneurs in Qiongshan, Hainan Island: Gender, new opportunities and refuge’ in Shirley Chan, Barbara Hendrischke, and Sue Wiles (ed) Willow Catkins: Festschrift for Dr Lily Xiao Hong Lee on the Occasion of her 75th Birthday Sydney: Oriental Society of Australia, 2014, 211-291. ‘Middle Class China: Discourse, structure, practice’ (with Minglu Chen) in Minglu Chen and David S G Goodman (ed) Middle Class China Edward Elgar, 2013, 1-11. ‘What’s Wrong with Inequality: Power, culture and opportunity’ in Yingjie Guo and Wanning Sun (ed) Unequal China Routledge, 2013, 200-207. ‘The Socio-political Challenge of Economic Change: Peasants and Workers in Transformation’ (with Beatriz Carrillo) in Beatriz Carrillo and David S G Goodman (ed) China's Peasants and Workers: Changing class identities Edward Elgar, 2012, 1-14. ‘China’s Developmental Experience: Lessons for the Asia Pacific’ (with Minglu Chen) in C M Dent and J Doesch (ed) The Asia Pacific, Regionalism and the Global System Edward Elgar, 2012, 185-200. ‘Colonialism and China’ (with Bryna Goodman) in Bryna Goodman and David Goodman (ed) Twentieth Century Colonialism and China: Localities, the everyday, and the world Routledge, 2012, 1-22. ‘Writing home and China: Elizabeth Frey in Tianjin, 1913-14’ (with Yixu Lu) in Bryna Goodman and David Goodman (ed) Twentieth Century Colonialism and China: Localities, the everyday, and the world Routledge, 2012, 151-164. ‘Yige reaijia ting shenghuo de junshijia, zhengzhijia, gaigejia’ [‘A home-loving strategist, statesman and reformer’] in Ding Shaoping (ed) Deng Xiaoping yinxiang [Impressions of Deng Xiaoping] Beijing: Zhongguo qingnian chubanshe, 2011, 217-236. ‘Explaining Business: The Role of Culture in Enterprise Development’ in Mary Farquhar (ed) Twenty First Century China: The View from Australia Cambridge Scholars Press, Newcastle upon Tyne, 2009, 118-137. ‘News from the front’ in Linda Chelan Li (ed) The Chinese State in Transition: Processes and contests in local China Routledge, London, 2009, 145-156 ‘Exile as Nationality: The Salar of Northwest China’ in Paul Allatson and Jo McCormack (ed) Exile Cultures, Misplaced Identities Rodop, Amsterdam and New York, 2008, 57-79.

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‘The New Rich in China: the dimensions of social change’ (with Xiaowei Zang) in David S G Goodman (ed) The New Rich in China: Future Rulers, Present Lives Routledge, London, 2008, 1-20. ‘Why China has no new middle class: cadres, managers and entrepreneurs’ in David S G Goodman (ed) The New Rich in China: Future Rulers, Present Lives Routledge, London, 2008, 23-37. ‘Narratives of Change: Culture and Local Economic Development’ in Barbara Krug and Hans Hendrsichke (ed) The Chinese Economy in the 21st Century: Enterprise and Business Behaviour Edward Elgar, Cheltenham, 2007, 175-201. ‘Regional Interactions and Chinese Culture: Openness, Value Change and Homogenization’ in James Goodman (ed) Regionalization, Marketization and Political Change in the Pacific Rim University of Guadalajara Press, 2006, 293-323. ‘Shanxi as translocal imaginary: reforming the local’ in Tim Oakes and Louisa Schein (ed) Translocal China Routledge, London, 2006, 56-73. ‘El modelo chino de desarrollo: reforma, no revolucion’ [‘China’s model of development: Reform not revolution’] in Melba E. Falck Reyes and Roberto Hernandez Hernandez (ed) El modelo de desarrollo asiático: Relevancia para Mexico [The Asian Model of Development: Lessons for Mexico] Universidad de Guadalajara Press, 2004, 111-140. ‘China in East Asian and World Culture’ in Barry Buzan and Rosemary Foot (ed) Does China Matter ?: Essays in Memory of Gerald Segal Routledge, London,2004, 71-86. ‘Localism and entrepreneurship: History, identity and solidarity as factors of production’ in Barbara Krug (ed) China’s Rational Entrepreneurs: The development of the new private business sector Routledge, London, 2004, 139-165. ‘New Entrepreneurs in Reform China: Economic Growth and Social Change in Taiyuan, Shanxi’ for Heidi Dahles & Otto van den Muijzenberg (ed) Capital and Knowledgein Asia: Changing power relations (Routledge, London, 2003) 187-197. ‘Party-Time: The Biography of the Local Business Elite in Shanxi during the 1990s’ in China in seinen biographischen Dimensionen: Gedankschrift für Helmut Martin [China, from the biographical viewpoint] Harrassowitz Verlag, Wiesbaden, 2002, 497-516. ‘The Politics of the West: equality, nation-building and colonisation’ in Francois Godement (ed) China and its Western Frontier IFRI, Paris, 2002, 23-55. ‘Centre and Periphery after Twenty Years of Reform: Redefining the Chinese Polity’ in Werner Draguhn and David S G Goodman (ed) China’s Communist Revolutions: Fifty Years of the People’s Republic of China Routledge, London, 2002, 250-276. ‘The interdependence of state and society: the political sociology of local leadership’ in Chien-min Chao and Bruce J Dickson (ed) Remaking the Chinese State: Strategies, Society and Security Routledge, London, 2001, 132-156.

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‘Resistance and Revolution, Religion and Rebellion: The Sixth Trigram Movement in Licheng, 1939-1942’ in David S G Goodman (ed) North China at War: The social ecology of revolution, 1937-1945 Rowman & Littlefield, Lanham, 2000, 131-154. ‘Explaining revolution’ in David S G Goodman (ed) North China at War: The social ecology of revolution, 1937-1945 Rowman & Littlefield, Lanham, 2000, 1-23. ‘Yazhoude huaren shi dui diqu anquande weixian ma ?’ [‘Are Asia’s Chinese a threat to the security of the region ?’] in Mou Weimin (ed) Waiguo xuezhe yanzhongde Zhongguo [China in the Eyes of Foreigners] Beijing, Zhongguo shehui chubanshe, 2000, 399-402. ‘Introduction’ (with Gerald Segal) in Gerald Segal and David S G Goodman (ed) Towards Recovery in Pacific Asia Routledge, London, 2000, 1-11. ‘Continental China: the Social and Political Consequences of Reform and Openness’ in Eberhard Sandschneider (ed) The Study of Modern China Hurst, London, 1999, 52-78. ‘King Coal and Secretary Hu: Shanxi’s Third Modernisation’ in Hans Hendrischke (ed) The Political Economy of China’s Provinces: comparative and competitive advantage Routledge, London, 1999, 211-244. ‘The New Middle Class’ in Merle Goldman and Roderick MacFarquhar (ed) The Paradox of China’s Post-Mao Reforms Harvard University Press, 1999, 241-261. ‘1941 nian de Licheng Li Gua Dao bodong: Kang zhan, geming yu songjiao’ [‘The 1941 Li Gua Dao Uprising: Resistance to Japan, Revolution and Religion’] in Goodman (ed) Huabei Kang Ri genjudi yu shehui shengtai [The Social Ecology of Base Areas in North China during the War of Resistance to Japan] Dangdai Zhongguo chubanshe, Beijing, 1998, 169-192. ‘Hainan in Reform: Political Dependence and Economic Interdependence’ in Peter T Y Cheung, Jao Ho Chung and Zhimin Li (ed) Provincial Strategies of Economic Reform in Post-Mao China: Leadership, Politics, and Implementation M E Sharpe, New York, 1998, 342-371. ‘China in the Year 2000: prospects for the late reform era’ in R Watters and T McGee (ed) Asia Pacific: The New Geographies of the Pacific Rim Hurst & Company, 1997, 190-205. ‘Can China Change ?’ in L Diamond, M F Plattner, Y Chu and H Tien (ed) Consolidating the Third Wave Democracies Vol.2 Regional Challenges The John Hopkins University Press, Baltimore, 1997, 250-257. ‘China’s Coming Revolution’ in Partha S Ghosh (ed) Rivalry and Revolution in South and East Asia Ashgate Publishing, Aldershot, 1997, 255-278. ‘Chengjiao nongcun yu gaige zhiyou: chengshihua yu jiegouxing bianhua’ [‘Suburban Villages and the Roots of Reform: urbanisation and structural change’] in Jiang Pei (ed) Ershi shiji de Zhongguo nongcun shehui [China’s Rural Society in the Twentieth Century] Beijing, Zhongguo dangan chubanshe, 1997, 354-363.

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‘How open is Chinese society ?’ in David S G Goodman and Gerald Segal (ed) China Rising: nationalism and interdependence Routledge, London, 1997, 127-52. ‘Thinking Strategically about China’ (with Gerald Segal) in David S G Goodman and Gerald Segal (ed) China Rising: nationalism and interdependence Routledge, London, 1997, 1-5. ‘Hainan: communal politics and the struggle for identity’ in David S G Goodman (ed) China’s Provinces in Reform: Class, community and political culture Routledge, London, 1997, 53-88. ‘China in reform: the view from the provinces’ in David S G Goodman (ed) China’s Provinces in Reform: Class, community and political culture Routledge, London, 1997, 1-15. ‘China’s Provinces and Australia’s States: Sister States and International Mates’ in C Mackerras (ed) Australia and China: Partners in Asia Macmillan, Melbourne, 1996, 171-195. ‘The rise of China: economic growth, domestic politics and international relations’ in Roger Bell, Tim McDonald and Alan Tidwell (ed) Negotiating the Pacific Century: the ‘new’ Asia, the United States and Australia Allen & Unwin, Sydney, 1996, 51-65. ‘Corruption in the PLA’ in Gerald Segal and Richard H Yang (ed) Chinese Economic Reform: the impact on security Routledge, London, 1996, 35-52. ‘The People’s Republic of China: the party-state, capitalist revolution and new entrepreneurs’ in R.Robison and D.S.G.Goodman (ed) The New Rich in Asia:Mobile phones, McDonalds and middle class revolution Routledge, London, 1996, 225-242. ‘The new rich in Asia: economic development, social status and political consciousness’ (with R.Robison) in R.Robison and D.S.G.Goodman (ed) The New Rich in Asia:Mobile phones, McDonalds and middle class revolution Routledge, London, 1996, 1-16. ‘The domestic political environment’ in S.Harris and G.Klintworth (ed) China as a Great Power: Myths, Realities and Challenges in the Asia-Pacific Region Longman, Melbourne, 1995, 342-356. ‘Agents of Change: Perspectives on the Political Economy of Reform in the People’s Republic of China’ in D.Cassel and C.Herrmann-Pillath (ed) The East, the West, and China’s Growth: Challenge and Response Nomos Verlagsgesellschaft, Baden-Baden, 1995, 55-72. ‘New Economic Elites’ in R.Benewick and P.Wingrove (ed) China in the 1990s Macmillan, London, 1995, 132-144. ‘Guangdong: Greater Hong Kong and the New Regionalist Future’ in D.S.G.Goodman and G.Segal (eds) China Deconstructs: Politics, trade and regionalism Routledge, London, 1994, 177-201. ‘The politics of regionalism: economic development, conflict and negotiation’ in D.S.G.Goodman and G.Segal (ed) China Deconstructs: Politics, trade and regionalism Routledge, London, 1994, 1-20.

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‘The PLA in Guangdong Province: Warlordism and localism’ in R.H.Yang, J.C.Hu, P.K.H.Yu, and A.N.D.Yang (ed) Chinese Regionalism: The security dimension Westview Press, Boulder, 1994, 207-222. ‘The Political Economy of Change’ in D.S.G.Goodman and B.Hooper (ed) China’s Quiet Revolution: New Interactions between State and Society Longman Cheshire, Melbourne, 1994, 9-21. ‘Zhongguo gemingde Taihangdaolu: Deng Xiaoping, Mao Zedong yu biande zhengzhi’ [‘The Taihang Way in the Chinese Revolution: Deng Xiaoping, Mao Zedong and the politics of change’] in Nankai daxue lishixi, Zhongguo jinxiandaishi jiaoyanshi (eds) Zhongwai xuezhe lun KangRi genjudi [Chinese and Overseas Scholars’ Views on the Base Areas of the War of Resistance to Japan] Beijing, Dang’an chubanshe, 1993, 631-641. ‘Culture and Communications Policy’ (with Judy Batt, Peter Duncan, Adrian Hyde-Price, Gerald Segal and Michael Williams) in G.Segal (ed) Openness and Foreign Policy Reform in Communist States Routledge, London, 1992, 111-174. ‘Provinces confronting the state ?’ in Kuan Hsin-chi and M.Brosseau (ed) China Review 1992 Chinese University Press, Hong Kong, 1992. ‘The Authoritarian Outlook’ in D.S.G. Goodman & G. Segal (ed) China in the Nineties Oxford University Press, 1991, 1-18. ‘Internal Change in China’ in S.Harris & J.Cotton (ed) The End of the Cold War in Northeast Asia Longman Cheshire, Melbourne, 1991, 53-71. ‘Political Perspectives’ in D.S.G. Goodman (ed) China’s Regional Development Routledge, London, 1989, 20-37. ‘Daijusan kai Chugoku kyosanto taikai e no zenso kyuku’ [‘Before the 13th Congress of the CCP’] in Chugoku mondai ni kansuru Hong Kong kaigi hokoku sho [Problems in China: Papers from a Conference in Hong Kong] NIRA, Tokyo, 1988, 16-30. ‘Democracy, Interest and Virtue: the Search for Legitimacy in the People’s Republic of China’ in S. Schram (ed) Foundations and Limits of State Power in China Chinese University Press, Hong Kong, 1987, 291-312. ‘PRC fiction and its Political Context’ in H. Martin (ed) Contemporary Chinese Literature Deutsche Welle, 1986, 127-148. ‘State Reforms in the People’s Republic of China since 1976: An Historical Perspective’ in N. Harding (ed) The State in Socialist Society Macmillan, 1984, 277-298. ‘The Methodology of Contemporary Chinese Studies: Political Studies and the People’s Republic of China’ in Y.M. Shaw (ed) Power and Policy in the People’s Republic of China Westview Press, Boulder, Colorado, 1984, 317-339. ‘Provincial Party First Secretaries in National Politics: A Categoric or a Political Group?’ in D.S.G. Goodman (ed) Groups and Politics in the People’s Republic of China University College Press, Cardiff, 1984, 82-101.

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‘Groups and Political Studies of the PRC’ in D.S.G. Goodman (ed) Groups and Politics in the People’s Republic of China University College Press, Cardiff, 1984, 1-11. ‘Guizhou and the People’s Republic of China: The Development of an Internal Colony’ in D. Drakakis-Smith and S. William (ed) Internal Colonialism: Essays Around a Theme IBG Development Areas Research Group Monograph No. 3, Edinburgh University, 1983, 107-124. ‘The People’s Republic of China in 1980: Trials and Tribulations’ in Documents in Communist Affairs 1980 Butterworths, London 1981, 11-17. ‘The Shanghai Connection: Shanghai’s Role in National Politics during the 1970’s’ in C. Howe (ed) Shanghai: Revolution and Development in an Asian Metropolis Cambridge University Press, 1981, 125-152. ‘Changes in Leadership Personnel after September 1976’ in J. Domes (ed) Chinese Politics After Mao University of Wales Press, Cardiff, 1979, 37-69. ‘The Southwest: A Regional Introduction 1949-1976’ (with Dorothy J Solinger) in A Provincial Handbook of China General Editor, E.A. Winckler, US Department of State, 1976. ‘Sichuan’ in A Provincial Handbook of China General Editor, E.A. Winckler, US Department of State, 1976. ‘Central Power and Policy’ in R. Bathhurst (ed) China Focus Research, London, 1976, 1-10. Articles in academic journals ‘China’s International Higher Education: Regulation and the Market’ in Mondo Cinese September 2019, 32-44. ‘Social Mobility in China: Class and Stratification in the Reform Era’ in Current History September 2018, 203-208. ‘中国的经济精英： 家庭历史和社会变迁’ in 西北师范大学学报 2016 Vol.53, no.2, 5-17. ‘China’s Ruling Class under Market Socialism: The Limits to Social Pluralism’ in JOSA [Journal of the Oriental Society of Australia] vol.46, 2014, 96-117. ‘Managing Inequality: Economics, politics, and culture’ in Fudan Journal of the Humanities and Social Sciences vol 6 no 4, December 2013, 105-118. ‘Xin jingji jingying: difang quanlide shehui jichu’[‘New Economic Elites: The social basis of local power’] in Zhongguo yanjiu [China Studies] vol.17, 2013, 67-87. ‘Por que China no cuenta con una clase media neuva: caudros lideres, gerentes y empresarios’ in Mexico y la Cuenca del Pacifico vol 12 no. 35 May 2009, 57-80.

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‘Shijie dushi daxue dui guojihua tiaozhan de dushihua huiying’ [‘The world city university as a cosmopolitan response to the challenge of internationalisation’] in Shanghai daxue xuexuebao [Journal of Shanghai University] no.4, 2005, 5-10. ‘Reconstructing Shanxi’ in CSD Bulletin (Centre for the Study of Democracy, University of Westminster, UK) vol.9 no.2, Summer 2002, 3-5. ‘State-Society Relations in Reform Shanxi: elite interdependence and accommodation’ in Provincial China No.6 April 1999, 37-65. ‘Die neue Mittelschicht: Neuverteilung von Macht und Wohlstand’ [‘The new middle strata: the redistribution of power and wealth’] in WeltTrends no.20 Herbst 1998, 25-44. ‘Continental China - The Social and Political Consequences of Reform and Openness’ in China Studies no.3, 1997, 145-172. ‘Gaigezhong de Shanxi’ [‘Shanxi in Reform’] in Shanxi caijing xueyuan xuebao [Journal of Shanxi Finance and Economics College] No.2 1997, 3-7. ‘China in the Next Century: the outlook for the post-Deng era’ in The Mongolian Journal of International Affairs No.3, 1996, 21-41. ‘China after Deng: The prospects for polycentrism and democratisation’ (with Gerald Segal) in The Brown Journal of World Affairs Vol II No.1, Winter 1994, 141-152. ‘Transformations in the Chinese State: Historical perspectives on reform’ in Journal of the Oriental Society of Australia Vol 25/26 1993-4, 55-69. ‘The Taihang Way in Revolutionary China: Deng Xiaoping, Mao Zedong and the Politics of Change’ in Journal of the Oriental Society of Australia Vol 24, 1993, 19-36. ‘The Future of Hong Kong’ in Politics Vol. 8, No. 1, April 1988, 20-23. ‘The 13th Congress of the Chinese Communist Party’ in The Pacific Review Vol. 1, No. 1, April 1988, 97-101. ‘Chinese Literature in Renaissance’ in Third World Quarterly Vol. 10, No. 2, April 1988, 966-970. ‘Une reforme politique a des fins economiques’ [‘Political reform to economic ends’] in Problemes politiques et sociaux No. 579, Mars 1988, 4-8. ‘China: Crisis in Reform?’ in Contemporary Review May 1987, 225-231. ‘Demonstrations, Resignations and Political Change in China’ in Politics Vol. 7, No. 1, 1987, 3-7. ‘Modernization and the Search for Political Order in the People’s Republic of China’ in Issues and Studies Vol. 21, No. 4, April 1985, 23-42.

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‘The 12th Congress of the Chinese Communist Party’ in Communist Affairs Vol. 2, No. 2 1983, 182-187. ‘"Die Entmaoisierung" in der Volksrepublik China: Prozesse und Probleme’ [‘ “De-Maoification” in the People’s Republic of China’] in Europa Archiv (Bonn) Vol. 36, No. 16, August 1981, 477-484. ‘Legacy of the Cultural Revolution’ in Problems of Communism Vol. 30, No. 5, 1981, 62-5. ‘Opposition und Widerspruch in der Volksrepublic China: Die Demokratiebewegung und das Potential für Ablehnung’ [‘Opposition and Resistance in the People’s Republic of China: The democracy movement and the potential for dissidence’] in Europa Archiv (Bonn) Vol. 35, No. 13, July 1980, 425-434. ‘China: The Politics of Succession’ in The World Today Vol. 33, No. 4, April 1977, 131-140. ‘The Heroes of Tien An Men: Public Security in China’ (with Tom Bowden) in RUSI Journal for Defence Studies Vol. 121, No. 4, December 1976, 20-26. ‘China after Chou’ in The World Today Vol. 32, No. 6, June 1976, 203-213. Other articles ‘Australia’s engagement with the PRC: Universities need more, not less’ in UTS Australia-China Relations Institute Perspectives 6 May 2021. ‘The illiberal moment: ASPI’s Influence Environment’ in Pearls and Inspirations 6 April 2021. Chronicles of Clovis on The Bookblog http://book-power.com/2015/02/03/david-goodman-on-saki (2015) ‘The Third Plenum: The next bold step’ 14 November 2013, China Policy Institute Blog. ‘China’s Middle Class May Be Rising But Are Not In Revolt’ in South China Morning Post 28 October 2013. ‘Why China’s Middle Class Supports the Communist Party’ in The Huffington Post 23 October 2013. ‘The Certain Future’ 4 March 2013, China Policy Institute Blog. ‘Small circle’ (with Kerry Brown) in The South China Morning Press 8 October 2012. ‘Bo’s woes serve as warning to new-age Chinese warlords’ (with Kerry Brown) in The Australian 3 October 2012. ‘Justice for Bo Xilai and Chen Guangcheng?’ (with Kerry Brown) in South China Morning Post 21 May 2012.

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‘China’s Party, Bo Xilai’s Legacy’ (with Kerry Brown) in Open Democracy 5 May 2012. ‘Painful History’ (with Kerry Brown) in South China Morning Post Tuesday, 20 March 2012. ‘Middle classes and the Party: changing faces of power in China’ in The Conversation 13 July 2011. 'Kissinger's Slow Tome on China' in The Australian Literary Review 6 July 2011. ‘China 2020’ in The Australian Literary Review December 2010. ‘Playing for Keeps’ in The American May/June 2008. ‘Shijie dushi daxue dui guojihua tiaozhande dushihua huiying’ [‘The Cosmopolitan Response of the World City University to the Challenge of Internationalisation’] in Shanghai Daxue Xuebao [Journal of Shanghai University] no.4 2005 (December 2005). ‘Gaige kaifangde Taiyuan’ [‘Opening and Reforming Taiyuan’] in Taiyuan ribao zhouwei [Taiyuan Daily Weekly Magazine] 11 December 1998. Reprinted in Shanxi ribao [Shanxi Daily] 1 January 1999. ‘Chinas “neue” Unternehmer: erfolg trotz fehlenden Eigentumsrechten und unreifen Märketen’ [‘China’s new entrepreneurs: Success despite the absence of property laws and undeveloped markets’] Neue Zürcher Zeitung 6 June 1998. ‘Shanxi zai ganzhao’ [‘Shanxi overtakes’] in Jinri Shanxi [Shanxi Today] No. 1 1997. ‘Wo kan Shanxi’ [‘A Vision of Shanxi’] in Cangsang [Viccissitudes] No.1 1997, p.10-17; and No.2 1997. ‘China’s indomitable “capitalist roader”’ Obituary of Deng Xiaoping in The Australian 21 February 1997. ‘The Decline and Fall of the People’s Republic’ in The Independent Monthly May 1995. ‘Shanxi zai tongfei’ [‘Shanxi jumps ahead’] in Shanxi ribao 4 February 1995. ‘Wei mingtian pulu jiaqiao’ [‘Building bridges for tomorrow around the world today] in Wenhua jiaoliu No 2 1994. ‘Provincial capital takes off’ in The Australian 30 September 1994. ‘State ideology tackles Western economics’ in The Australian 30 September 1994. ‘The Man Who Made China’ in The Sydney Morning Herald 20 August 1994. ‘Putting the Party first’ in South China Morning Post 20 August 1994. ‘How High’s a Barricade: Economic development, political change, and the language of citizenship’ in Australian Book Review No 162 July 1994.

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‘China’s new economic elites’ in China-Britain Trade Review December 1993-January 1994. ‘East China in Transition’ in The Australian 1 October 1993. ‘Taiwan and the United Nations’ in The Australian 17 September 1993. ‘Hangzhou: A year of change’ in Access China No 11, September 1993. ‘The Chinese Economic Miracle’ in The Independent Monthly February 1993. ‘China’s New Rich’ in Access China No.8, December 1992. ‘Damming the Yangtze: The Sanxia Project and political dissent’ in China Now No.126 Autumn 1988. ‘Uber die Fahigkeit, nein zu sagen’ [‘The denial of truth’] in Das Neue China No. 3, 1986. ‘Through revisionist eyes’ in The Times Literary Supplement 24 June 1983. ‘Contemporary China Studies in Great Britain’ in Contemporary China Vol. l, No. 5, February 1977. ‘Revolutionary diversions’ in The Times Literary Supplement 21 May 1976. Translations Poems by Meng Ke (from the Chinese) in Renditions No. 19/20, 1983, 235-242. ‘Poems of the Democracy Movement’ (from the Chinese) in Index on Censorship Vol. 9, No. 1, February 1980, 27-31. Jurgen Domes China After the Cultural Revolution (from the German) Christopher Hurst, London, 1977.

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8 EDITORIAL ACTIVITIES Editor, academic series 1995 - Routledge, China in Transition (73 titles to date). 2012 - 2014 Edward Elgar, China in Perspective 2012 - Edward Elgar, Handbooks of Research on Contemporary China (35 titles to date) Editorial boards of academic publications 1978-1992 The China Quarterly 1979-1984 Communist Affairs 1984-1993 The Journal of Communist Studies 1985-1990 Studies on East Asia 1987- The Pacific Review 1991- The Australian Journal of Chinese Affairs [The China Journal] 1991- Third World Quarterly 1992-1998 Cambridge Asia-Pacific Studies 1993- New Zealand Journal of East Asian Studies 1996- Provincial China 1996- The International Journal of Human Rights 1996-2002 China Handbuch (Germany) 1997- Perspectives Chinoises, China Perspectives (Hong Kong) 1998-2008 UTS Review/Cultural Studies Review 1999- Journal of Contemporary China 1999- 2012 The China Quarterly 2000- China Information 2002- Mexico y la Cuenca del Pacifico 2005- China Aktuell [Journal of Current Chinese Affairs] 2005- CONfinesde realciones internacionales y ciencia politica (Tec de Monterrey, Mexico) 2006- Globalizations 2011- Nanjing Daxue Xuebao: Zhexue, Renwenkexue, shehuikexue [Journal

of Nanjing University: Philosophy, Humanities and Social Sciences] 2013- Fudan Journal of Humanities and Social Sciences 2014- Journal of Asian Public Policy 2015- Chinese Political Science Review 2018- Global Asian Political Economy 2019-2023 Chinese Journal of Sociology