___ _

_ _

pertaining witii app6cable

POSinON OF ORGANIZA.TIONIENTITY

l2Am SOPRCE AND IYPE

LEGISLATIVE

YRQSS INCOME

1 1317.SS

j j

1

AMENDED FINANCIAL DISCLOSURE REPORT Report Required by th1! Elhic:s .r .V-lO(Wl') in GovemmeJ:t Act of 19711, L P.cv. 112004 FOR CALENDAR YEAR2003 (S U.S:CA.p,p. §§101-JJ I)

I. l'e111on Reporting (Last name.first, middle initial) 2. Co11rt or Organization 3. Date ofRepo1rt U:s. DISTRICT' CDURI' GARCIA, ORLANDO J:.. 5/07/04

_ WESTERN DISTRicr OF 'lEXAS

4. 1itl• (Article IUjlldges indicate active or :senior statu.r: 5. Report Type (check appropriate type) 6. Reporting Period magistrate judge:r bu:l'it:alefull-orpart-lime)

_ Nomination, Date 1/02/03 to 12/31/03AR'l . III, U.S. DJCS'IfilCI1 JUDGE

Initial xx Annual Final

1. C:ha11Dbers or Office Addresi; 8. Oa the basis ofthe inFormati:oa contained in this rt and any modificatioas thereto, It L in 119' Gpmioa. in compraaace Jaws and regalations.655· E. Durango Blvd.

San Antonio, TX 78206

L l10SffiONS. ( only:1upp.9-JJofinurur:tiomJ NAME

GJ NONE (No np:>rtablepositions.) ·

2

3

STATE LEGISl:ATIVE AND JUDICIAL ACXX.ltlNTS WHICH HAVE VESTED AND 2

ARE CRF.ATED UNDER TEXAS STATE LAW, AND WHIOi I WJLL RECEIVE J'lI! AGI SP** m. NON-INVESTMl!M INCOME. (Reporting individual and sporae: 111epp. 11-24 of/118tntelionsJ

A. Jrnerts Non-Investment Ia.come

NONE (No orl:able non-investmr:nt income.)DI 1

S- 003 2 $(simTE �PEN'SION) ·

3 $

B. :Sp,ouse's Non-Investm.ent Income- If you were married during any portion of the reporting year, please complete this set:tion. (dollar amo1Ullt not required except for bonoraria.}

NONE (No reportable non-investment income.)

I

ame

- ---- -GARJCIA_,_ORLAND- D L-· -L--5....:.......:/ 7. / 04

SOURQ

VAL!m

CREPITQR DESCRii>'TION VALUE CODE*

X.= 15,0D!..,$50.000· :':-:,_.'·L�Ol>Dl-UOO,OOO_ 114=:$100,001-$250;000. .1I P2=S5 00(},001 "$25,000,DOO

. ·FINANCIAL DISCLOSURE REPORT o PcmmReporting Date of pan;'. , " .

IV. RJ IMBURSElVIENTS - transportation, lodging. food, entertainment (l'ndudes those to spot'lSe and dependent children. See pp. 25-27 of Instructions.)

DESCRIPTI..QN NONE (No such reportable reimbursements.)[!]1

1

2

3

4

s

6

7

V. GIFTS. (Includes thois1 to spouse and dependent children. Seepp. 28-31 of /nstructionsJ

SOUR CB DESCRIPTION NONE {No such t"Cportable gifts.)

1

2 $

.:: $ 3 s 4 $

VI. l.IABILITIES. (Includes those of spouse and dependent children See pp. 32- 3 of Instructions.)

D NONE (No reportable liabilities.)

1 CREDIT CARD J

2

3

4

5

.,'. ,_; _.···-.::, . .. - Cf.;::$500,001'.'$l,OOO,OOQ ". ·.

. . . " Pli:;:$1;000 001-$ .o o,ooo

· P3:;25,00D,(XH-:SO:ooo,ooo'·: "'· . . P4=50,000,001 or more i

2

4

s

6

7

8

9

10

12

FR

TE' :XAS

d reportin

J

,__ __ (_See

:l,..,,1,1-cetn,.... o-c..'""0:,...od.,..e-s: '""Q,_=..,...Appra:.s .· --'-(S_i.:e li=Book

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT GARCIA, ORLANDO L. snto4

VII. Pa.ge 1 INVES'I''l\r.IENTS and TRUSTS -- income, value, transactions <includes 11iose of . pou.ve and dependent ch.ildren. See pp. 34-57 of Instructions.)

A. B. C;Description af Assets Income Gross vilue .(including trust assets) . ·at end or-·· · reporting· Od

(I) (2)1. ·- ; -- · fl!--: .. (1) . . ·(2)

1

3

11

D NONE (No reporta.ble income, assets,

Ala> IGROwm: FUNDS (.IRA}

MlmUAL FUND NEW DIMENSION

FiiDBUTY Mtm.JAL FUND

u:KKi MASON (IRA)

u: Ci MASON (IRA)

UtOCi MASON (IRA)

UiGCi MASON (IRA)

u:Kiei MASON (NON-IRA)

u:tGCi MASON (NON-IRA)

mIS li"INANCIAL SERVICE (lRA)

U1IS PINANCIALSERVICE (l'fON-JRA)

FR·.OST BANK - CHECKIJ.'ITOr

A

A

A

A

A

A

A

A

A

DIV.

DIV.

DIV.

DIV.

DIV.

DIV.

DIV.

DIV.

INT.

M

J

--

T

T

T

SELL

SELL

SELL

BUY

SELL

BUY

SELL

BUY

SBLL

BUY

BUY

4121

4121

S/2

4121

10/17

512

10f17

4121

9110

10/17

9110

K

J

M

L

M

K

K

'J

J

M

J

13 .OST BANK- SAVINGS A INT. J T

14

IS

'roMORROW FUND

(PlIBPAID COLLEGE TUmON FUND)

NQNB K T

lnc:orne/Gain Codes: A=$1,000 or less B=$1,00l-S2,500 0=$2,SO 1-$5 ,000 D=$5,001-$15,000 E.=£15,001-$50,000C:o!. BL D4) F=SSCl,OCH-$100,000 G=SIOO.OOl-$i,000,000 H1=$i,000,00l-$5,000,000 H2=More than $5,000,000

Va1ue Codes: J=SIS,000 or less K=$15,00l-$50,000 I..=$50,001. $100,000 M=Sl 00,001-$250,000 (S< :: Col. Cl. D3) N=S25il.DOl-S500,000 0=$500,001-$1,000,000 Pl=$ i,000,00l-$5,000,000 ?2=$5,000,00 l-$25 ,000,000

P3=S25.000,G , i-$50,000,000 P4=More than SS0,000,000

i 3 Value R=Cost treai estat:o oolv) S=Assessmen: Ca!. c: vaiue V=Ol.her • W=Estim:aed

.-l-N

_

a m

- - -

oo

-

Rqiorung

-

·

-

- l-

n

.

1

5

re

n

m

/

R

04

c p1

-- _ I

KN

��::!!::se=���osme

I ,., c ''FINANCIAL UISCLOSURE REPORT GARCIA, ORLANDO L

VITI. ADDffIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)

FOR EASE OF REFERENCE REGARDING PART VII, PLEASE NOTE THE FOLLOWING. IN EARLY 2003, I RECEIVED A

PARTIAL LUMP SUM FROM :MY STATE LEGISLATIVE PENSION (VALUE CODE L). I THEN PLACED THESE MONIES

WITHIN MY FIDELITY MUTUAL FUND ACCOUNT. IN APRIL AND MAY, 2003, I TIIEN PLACED THE FUNDS IN MY

FIDELITY ACCOUNT, ALONG WITH MY FUNDS IN THE AXP GROWTH AND MUTUAL FUND DIMENSION, IN I.EGG ...

MASON. A FEW MONTHS LAT.ER, IN SEPTEMBER AND OCTOBER, 2003, _I PLACED ALL THE FUNDS HELD W:ITH LEGG

MASON1WITHUBS FINANCIAL SERVICES. THUS, AS OF DECEMBER 31, 2003 TO THE PRESENT, I HAVE ONLY MUTUAL

FUNDS WTI:'H UBS.

IX. CERTIFICATION.

I certify that all informati.0111 given above (including information pertaining to my spouse and minor or dependent children, iif any) is accurate, tme:, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I fur1ther certify that earned income from outside employment and honoraria and the acceptance of gifts which have beeIL reported are in compli with the ovisions of' 5 U.S.C. § 501 et. seq., S U.S . C. § 7353 and.Judicial Conference regulations. •

NOTE: ANY INDIVIDUAL WHO GL Y AND WILFUU. Y FALSIFIES OR FAILS TO Fil.E THIS REPORT MAY BE SUBJECT'-TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., § 104.)

FILING INSTRUCTIONS: ' . "' · . .

'· > ·- ••• ·'; · ••••• Mail signed original and 3 additional. copies to: -; .o-',_

United States Courts -

Suite2-301 One Columbus Circle, N.E. ·

WaShington, D .C. 20544

AIJ -IO(WP) _::w: 1/2004

___ _

e

..

pectalal g witli applicable

POSITION NAME OF

PARTIES AND

m.

n.m SOURCE AND TXPE

[- FINANCIAL DISCLOSURE REPORT Report Requi1'el/ by tile Ethics

in Government Act o/19'18. FOR CALENDAR YEAR 2003 (S U.S:CAp,p. §§101'-lll)

1, Person Reporting (Last 1111lm1 jin1, middle initial)

GAECIA, ORIANDO L.

4. TiOe (Article DIjudges lndicate active or senior status: magistratejrufges 1rndkalefull- orpart-time)

ART. III, U.S. DJ:srRicr JUDGE

7. Cbullhers or Offic Address

655 .E. Durango Blvd. Sc:m Antonio, TX 78206

l. Court or Organization 3. Date of Report u s. orSTRicr COURr WESTERN DISTRICT OF TEXAS 5/07/04

s. Report Type (check apprapriate type) Ci. Reporting Period

_ Nomination,

Initial XX

Date

Annual F"mal 1/02/03 to 12/31/03

_

8. On the basis of the information contained ia this Re_Port and any modifications thereto, it Is, in my opmioa,lo compliance laws aad regi&lations.

I. POSffiONS. (JUponingimlividualon/y;seepp. 9-130/lnstructions.}

ORGANIZATIONIENlfl'Y 0 ·

GJ .,

.. NONE: (N :rep«>rtablc,j>osiUOm.): ·

2

3

II. AGREEMENTS. (.rlepot1ing individfllJJ only: :seepp. 14-16 of bt:stnu:tions.) DATE TERMS

Cl NONE {No xeportable agreements.)

-STATE LEGISLATIVE AND . JUDICIAL ACO:>UNTS WHICH HAVE VESTED AND

2 ARE CREATED UNDER TEXAS STATE LAW, AND WHICH I WILL RECEIVE 1\!J! AGiE: 50**

m NON-INVESTMENT INCOME. (Reportingindividual antlspouse: aeepp. n-u oflnstructionsJ.

A. lrih rts Non-Investment Income

D NONE (No reponable non-investment income.)

1 LOYEES RETIREMENT SYSTEM OF TEXAS .,317.88

2 (STATE LEGISLATIVE. PENSION) $

3 $

D B. Spouse's Non-Inveirtment Income-If you were married during any portion ofthe reporting year, please complete this

11ection. {dollar amou111t not required except for honoraria)

NONE (No reportable non-investment-income.)

l

2

'. !Q

1 _

SOURC�

DESCRIPTION

VALUE

t,_ f ·qc, ; m.

i h .-g.1 . :ti. ·::t}f

. - 1 ·0[ Q

.. .t';QOQ

.,q :. _. ·

.Q; o , ;_:- ,, : -- i gori: :g:.oo h-: P2=$5;00fr;oo11:s2,s,odo;ooo> :p3=i:s,ooo.00J;.;5g o6Q ooo;�··r· •.. ::.-I:•

' -

- ." "· · p4:=,:so:.ooo,ootol:0:1ore,": ·1 j

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Repirt .

GA.RCIA, ORLANDO L. 5/7/04 IV. REIMBURSEMENTS transportation, lodging, food, entertainment.-

(Includes those to spouse and dependent children. See pp. 2 5-27 of Instructions.)

SOURCE DESCRIPTION

GJ NONE (No such reportable reimbursements.)

1

2

3

4

5

6

7

V. GJF.rS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

EJ1

2

3

4

JNONE (No such. reportable gifts.}

DESCRIPTION

$

$

$

$

VI. Ll£ABILITIES. (Jnc/;udes those of spouse and dependent children See pp. 32-33 of Instructions.)

CREDITOR VALUE CODE*

D NONE (No repoirtable liabilities.)

l CEmSE CREDIT CARD J

2

3

4

5

,,:·.: ... . '

_·· · · .· · · ·•···· ·

I

(2) (2)

int.) (Q.W)

Type .( .g.,

Di . tiOn}

(2,) ,t Date:

bi!)>. {;3) (4} Value 0'1n. >Of:

COditl' ebi.te( .JA�) {ifpP;

.

: 'Oii)

2--\-,.,·Llue

--- ·�-�----------------------------- ·

...... "' ...... _ FINANCIAL DISCLOSURE REPORT Dale of Report GARCIA, ORI.ANDO L. 5nt04

VU. Page 1 INVESTMENTS and TRUSTS income, value, transactions <rnctudes 11wse of -· spouse and dependent children. See pp. 34-57 oflnstructio!IS.)

A. Description of Assets (includmgtrust u e1SJ1

Place lX)"after each 1:uset 1ttempt om prior discll)Sr re.

ON(>NE (No reportable: income, assets,

l AXli> GROWIH FUNDS (Il�A)

2 MU nJALRJND NEW l>IMENSION

3 F.IDIELITY MUTUAL FUND

4 l.EG fG MASON (IRA)

5 LEGfG MASON (IRA)

6 LEG·G MASON (IRA)

7 LEGG MASON (IRA)

8 LEGG MASON (NON-lltA)

9 LEGG MASON (NON-lltA)

10 U'BS FINANCIAL SERVICE (IRA)

11 UBS FINANCIAL SERVICE (IRA)

ST BANK- CHECKING12 FRO

13 FRO ST BANK- SAVINGS

14 TIBX.l\S TOMORROW FUND

E·PAID COLLEGE mmoN FUND) 15 (P'RJ

16

17

B. c. Income Gross value dt!ring at end of

reporting period reporting period (1) (1)

Type Value(e.g.,

Amt. div., Value .MC!hodCodel rent or coo.t:2' Code3 (A-H} (J-P)

-

A INT. J T

A INT. J T

NONE K T

.(1)

b y:; i,I,

SELL

SELL

SELL

BUY

SEU.

BUY

SEU.

BUY

SELL

BUY

BUY

-

D, Transactions during reporting peziod

. Moli.thr·

4n1

4121

512

4121

10117

512

10117

4121

9/10

10/17

9/10

- · - -

If not exemp.t from di:sclosure

· ·, , . .

(J P) . . .

K

J

M

L

M

K

K

J

I

M

J

'

lncome.'Gain Codes: (s,e Col. Bl, 04)

A=Sl,000 or less F=S50,0CII- $100,000

B=.$1,00i-$2,500 G=SlOO,OOl-Sl,000,000

C=$2,501-$5,000H l =$1,000,001-.$5,000,000

0=$5,00l-$15,000 H2=More than $5,000,000

E=S l 5 ,001-$50,000

Codes: (S1:e Col. Cl, 03)

j=.$I 5 ,000 odess K=S l 5.00'1 -$50,000 N=S250,00l-$500,000 0::$500,001-$1,000,000 P3=$25,W0,00l-$50,000,00G

l.=$50,001 • SiQ0,000 Pl=Sl,OOU,OOl-$5,000,000P4=More than $50,000,000

M=S I 00,001-$250,000 P2=$5,000,00 i-$25 ,OOt' ..000

3 Value Method Codes: Q=Appraisal (S1 e Col. C2) U=Booi: 'value

R=Cost (real estate only)V=Other

S=Assessment W=Esrimated

T=Cash/Market

j

'

I Name of Pernon R::porting Dall:ofRepon

FJ:f'.'.A!'fCIAL DISCLOSURl REPORT GARCIA, ORLANDo L. 5/7/04

Vlil. ADDITIONAl INFORl\1.ATION OR EXPLANATIONS {Indicate part or Report.)

For ease of reference regarding Part VII, please note the following. In eariy 2003, I received a partial lump sum from nw state legislative pension (Value Code :L) • r then placed these nonies within IrW Fidelity Mutual Fund account. In April arid May, 2003, I then pli3.ced the funds in :nw Fidelity account:, along with :nw funds in the AXI? Growth aIJd Mutual Fund Dimension, :Ui· Legg Mason. A few months ·later in September and October, 2003, I placed. all the funds held with Legg Mason with OBS Financial SE ices. T.hus., as of December 31, 2003 to the _present, I have oo.ly mutual funds with UBS •

•

IX. Cl!tRTIFICATION.

I certify that all informati.on given above (including information p g to_ my spouse and minor or dependent children., if any) is accurate" true, and complete :to tl1tebest of my knowledge andbelief: and that any information notreportied was withheldbecause it met applicable statutory provisions permitting 11on-discfosure.

I fllrther certify that earnecl income from outside employment and hoooraria al1d the acceptance of gifts which ·have been reported are in complia:11ce: with the pr_ovisions 1of 5 U.S.C. app. 501 et. seq., 5 U.S.C. § 7353 and Judicial Ccmference regulations.

...

Signature _

NOTE: .ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAIIS TO FILE nns REPORTJWA y BE SUBJECT TO CIVIL AND CRJ[MJNAL SANCTIONS (5 U.S.C. App•• § 104.)

. --