debevoise dickinson r - judicial watch...2. name of person reporting debevoise, dickinson r. date of...

Debevoise_Dickinson_R

SOURCE INCOME

PROVIDED

FINANCIAL DISCLOSURE REPORT

of12

Name of Person Reporting

Debevoise, Dickinson R.

Date of Report

04/02/2009

III. N 0 N-INVES TMENT INC 0 ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

I. 6/01/08

2.

3.

4.

AND TYPE

Marsh (Class Action) Settlement Fund

(yours, not spouse's)

$16.55

B. Spouse's Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

!ZJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS transportation, lodging.food, entertainment -

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[Z] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR

I.

2.

3.

5.

2.



Date of Report

04/02/2009


of12

V. GIFTS, (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

D NONE (No reportable gifts.)

SOURCE DESCRIPTION

l. District Court Lawyers' Advisory Com mittee

2.

3.

Dinghy and Boat Equipment

VALUE

$1,700.00

VJ, LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

VALUE CODE

3.

4.

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of12 Debevoise, Dickinson R. 04/02/2009

VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those of spouse and dependent children; see PP· J4-6o of filing instrucnons.J -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Desaiption of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2 ) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

I. UBS Financial Services Cash Fund, Iselin, B Interest L T NJ

2. UBS Financial Services Cash Fund, Iselin, A Interest J T NJ

3. PNC Bank, N.A., Millburn, NJ A Interest K T

4. Wachovia Bank, Millburn, NJ None J T

5. Wachovia Bank, Newark, NJ None J T

6. Nuveen Bond Fund, Unit 519 - A Interest J T See PartVIII

7. Nuveen Bond Fund, Unit 522 - A Interest Matured 1115 J A

8. Williams College Pooled Income Fund #3 c Interest L T See PartVIII

9. Wachovia Bank, Millburn, NJ None J T

10. - N.J. State Due 8/1/20 B Interest K T See VIII

11. - So. Jersey Transit Auth. 11101118 B Interest K T See VIII

12. -N.J. Health Care Auth. 07/01/20 B Interest K T See VIII

13. - Monmouth Cty. Imp. Auth. 12/01/ B Interest K T See VIII 16

14. -N.J. Health Care Auth. 07/01/12 B Interest K T See VIII

15. - Lopatcong Twp. 7/15/22 B Interest K T Sold 519 K A See VIII (part)

16. Winslow Twp. Bd. ofEd. 8/01/19 B Interest K T

17. Bank of America Brunswick, ME A Interest J T

I. Income Gain Codes: A =S 1,000 orless B =S1,00 I - $2,500 C =$2,50 I -$5,000 D=S5,00l -Sl5,000 E =Sl5,001 - $50.000 (See Columns BI and D4) F =$50,00 I -SI 00,000 G =$I 00,00 I -S 1,000,000 HI =Sl,000,00I -S5,000.000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001- $50,000 L =$50,001 - SI 00,000 M =SI 00,00 I - $250,000 (See Columns Cl and 03) N =$250,001 -$500,000 O =$500,001 - Sl,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,0oo,001 -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asse5$ment T =Cash Market

(Sec Column C2) U =Book Value V=Other W =Estimated

J

c

25.

31.

34.



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

18.

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

-Trust See VIII

B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (I) (2) (!) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

E Dividend Pl T

19. -Trust See VIII E Interest P l T

20. -Blackrock NJ. Munic. (BN} Bonds Fund

-

21. -BP PLC

22. -Bristol Myers Squibb Com.

23.

24.

-FPL Group, Inc. Com.

-Chevron Texaco Corp. Com.

Sold (part)

Sold (part)

2/11

6/11

J

J

D

D

26.

-International Paper Com.

-Peapack Gladstone Finan_cial Corp. Sold 2111 D

27. -Unilever NU New York Com.

28. -Roxiticus Golf Club Com.

29.

30.

-Kimberly-Clark Com.

-Blackrock Liquidity Funds

Sold (part)

2111 J B

See VIII

32.

-Hammonton 4.75% due on 7/1/18

- Margate City 4.75% due on 211/17

33. -Cape May Co. N.J. College due 8/15/16

-General Dynamics Com. Sold 3/31 J (part)

1. Income Gain Codes: A =Sl,000 or less B=S 1,00 I - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15.001 - $50,000 (See Columns BI aod 04) F=$50,001 - $100,000 G=SI00,001-$1,000,000 HI =$1,000,001- $5,000,000 112 =More than $5,000,000

2. Value Codes I =$15,000 or less K=$15,001 -$50,000 L=S50,001-$100,000 M=SI00,001-$250,000

(See Columns Cl and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 , $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessm ent T =Cash Market

(See Column C2) U=Book Value V=Other W=Estimated

c

(I)

(J-P)

35.

37.

44.

45.


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Date of Report

04/02/2009

.VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period


(I) (2) (2) (I) (2) (3) (4) (5) Type (e.g., Value Value Type (e.g., Date Value GainPlace "(X)" after each asset Amount Identity of

Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I exempt from prior disclosure buyer/seller (A-II) or int) Code 3 redemption) Day (J-P) (A-II) (if private

36.

(Q-W) transaction)

-General Electric Com. Buy 2/11 J

-Johnson & Johnson Com.

-IBM

38. -Medtronic Inc.

39. -Bank of America

40. -Bank of America

41. -Exelon Corp.

42. -Duke Realty Corp.

43. -Harbor Fund International

Sold 2/11 J B

Buy 2/11 K

Sold 6111 J A (part)

Sold 2/11 J (part)

Sold 2/11 J A

-United Technologies Com.

-Wyeth Com. Sold 2/11 K A

46. -U.S. Treas Inflation Proj.

47. -Coca Cola Sold 2/11 J B (part)

48. -Lehman Bro. 6.375% pfd Sold 3/31 K A

49. -Proctor & Gamble Com.

50. -Marathon Oil Com.

51. -McDonald Com.

I. Income Galn Codes: A =Sl,000 or less B =Sl,001 • $2,500 c =$2,501 • $5.000 D =$5,001 - $15,000 E =S "·001 - S50.000 (See Columns B 1 and D4) F =$50,001 -$100,000 G =$100,001 -Sl,000,000 HI =Sl,000,001 • $5.000,000 H2 =Mon: than $5,000.000

2. Value Codes J =$15,000 or less K=$15,001 • $50,000 L =S50,00I - SI 00,000 M =SI 00,00 I - $250,000 (See Columns Cl and DJ) N =$250,001- $500,000 0 =$500,001 • $1,000,000 Pl =$1,000,001- $5,000,000 P2 =$5,000,001. $25,000.000

P3 =$25,000,001 • $50,000.000 P4 =More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W=Estimated

VU:

53.

55.

56.

A.

(I) (I) (I)

D.

(3)



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)


c.

Gross value at end of

B.

Transactions during reporting period Income during Description of Assets reporting period reporting period (including trust assets)

(2) (2) (2) (4) (5) Place 11 (X)11 DateValue Value Value GainType ( e.g.,Amount Type ( e.g., Identity of after each asset

Code I Method buy, sell, Month- Code2div., rent, Code2 Code I buyer/sellerexempt from prior disclosure (A-H) redemption) Dayor int) Code 3 (A-H) (if private (J-P) (J-P)

(Q-W) transaction)

52. -Fed. Nat'! Mort. Assn. Matured 3/19 J A

-Citigroup Cap. XVII

54. -Federated Strat. Value (SVAAX) BUY 2/11 L

-Bank ofN.Y. Mellon

-America Movil Sold 12/18 J A

57. -Northern Trust Corp. BUY 10/15 K

58. -AT&TCom. BUY 6/29 J

59. -J.P. Morgan Chase Buy 2/11 J

60. -Fed Home Ln Bk Bonds 2015 Buy 3/31 L

61. -Bergen Cty IMRT Auth 2014 Buy 4/14 L

62.

63.

UBS Pace Fixed Income Fund (Formerly P. W. Invest. Account)

Hartford GP A V

D

A

Dividend

Interest

M

K

T

T

64. Management account at PNC Bank, See See VIII

65. -Blackrock Money Market Fund B Interest K T

66. Verizon Com. (Bell At!) B Dividend K T

67. Chevron Texaco Corp. Com. A Dividend K T

68. Johnson & Johnson A Dividend K T

l. Income Gain Codes:

(See Columns Bl and 04)

2. Value Codes

(See Columns Cl and 03)

3. Value Method Codes

(See Column C2)

A =$1,000 or less

F =$50,00 I -$I 00,000

J =$15,000 or less

N =$250,001 -$500,000

PJ =$25,000,001 - $50,000,000

Q =Appraisal

U =Book Value

B =$1,00 I -$2,500

G =$100,001 - $1,000,000

K =$15,001 -$50,000

0 =$500,001 -Sl,000,000

R =Cost (Real Estate Only)

V=Other

c =$2,501 -$5,000

HI =$1,000,001 -$5,000,000

L=S50,00l-$100,000

Pl =Sl,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 -$250,000

P2 =$5,000,001 -$25,000,000

T =Cash Market

E =$15,001 -$50,000


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Date of Report

04/02/2009

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.J -


A. B. c. Description of Assets Income during Gross value at end of


(I) (2) (I) (2) (I) Place "(X)11 after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div .. rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption)

(Q-W)

69. Exxon Mobil Corp. Com. B Dividend L T

70. .. N.J. EDLFACS Auth. Due 7/01/20 B Interest K T

71. IBM Corp. Com. A Dividend J T

72. - Hammonton 4.75% due 7/01/18 B Interest L T

73. - Margate City 4. 75% due 2/0 Ill 7 B Interest L T

74. - Middlesex Co. Due 6/15/18 B Interest K T

75. General Dynamics Corp. Com. A Dividend J T Sold (part)

76. Bank of America Com. A Dividend J T

77. - Cape May Cnty. 4.50% due 8/15/20 B Interest L T

78. FPL Group, Inc. Com. A Dividend J T Sold (part)

79. -New Brunswick Pkg. Auth. 4.25% B Interest L T 9/1/15

80; -Old Bridge Twp. Bd. ofEd. 4.75% B Interest K T due 7/15/18

81. BAC CAP Trust II PFD B Dividend K T

82. Duke Realty Com. A Dividend Sold

83. Harbor Intrl Fund II A Dividend K T

84. U.S. Treas Notes 4.25% 8/15/13 B Interest K T

85. U.S. Treas Notes 3.375% 9/15/09 A Interest K T

1. Income Gain Codes: A 41,000 or Jess B =$1,001 -S2,500 c =$2,501 - $5,000

(Sec Columns Bl and 04) F =$50,001 -$100,000 G =SI00,001 -Sl,000,000 Ill =$1,000,001 -$5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 -S50,000 L =$50,001 • SI00,000

(Sec Colunms Cl and 03) N =$250,001 -$500,000 0 =$500,00I - S 1,000,000 Pl =$1,000,001 -$5,000,000

P3 =$25,000,001 -SS0,000,000 P4 =More tbao $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment

(Sec Column C2) U =Book Value V =-Other W=Estimatcd

D. Transactions during reporting period

(2) (3) (4) Date Value Gain

Month- Code 2 Code I Day (J-P) (A-H)

2/11 J B

2/11 J c

2111 J A

D =$5,001 -$15,000

H2 =Mon: than $5,000,000

M -SI00,001 -$250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market

(5) Identity of

buyer/seller

(if private

transaction)

E =$15,001 -$50,000

(I) (!)

A

A.

(2) (3)

87.

92.

93.

99.



VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of fiting instructions.)

NONE (No reportable income, assets, or transactions.) D


B. c. D.



(I) (2) (2) (4) (5) Place "(X)" after each asset


Amount Code I (A-H)

Type (e.g.,

div., rent,

or int)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

86. Coca Cola A Dividend K T Sold

(part)

Date

Month-

Day

2/11

Value Gain Identity of

Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

J

United Technologies A Dividend J T Sold 2/11 J B (part)

88. Wyeth A Dividend J T

89. Proctor & Gamble A Dividend J T

90. AT&T, Inc. A Dividend K T

91. U.S. Treas Notes 3/31/08 A Interest Matured 3/31 J A

94.

Fed. Nat'! Mtg. Assn. A Interest Matured 3119 K A

Blackrock N.J. Munn. Fd. 416 A Interest K T See VIII

General Elec. Com. A Dividend K T

95. PPI Corporation A Dividend J T Sold 2111 J c (part)

96. Citigroup Cap. XVII PFD. B Dividend K T

97. Dupont A Dividend K T

98. JSHARES Barclays l-3yr treas B Interest K T See VIII

M acDonalds Corp. Com. A Dividend J T

100. XTO Energy Inc. Com. A Dividend J T

IOI. T. Rowe Price Summit Mun A Interest K T

102. FED Strategic Value CLA B Interest J T Buy 2111 J

I. Income Gain Codes:

(See Columns BI and 04) 2. Value Codes

(Sec Columns Cl and 03)

J. Value Method Codes

(See Column C2)

A =$1,000 or less

F =$50,001 - $100,000

J =$15,000 or less

N =$250,001 - $500,000

P3 =$25,000,001 - $50.000,000

Q =Appraisal

U =Book Value

B =$1,001 - $2,500

G =SI00,001 - $1,000,000

K =$15,001 • $50,000 0 =$500,00 I - $1,000,000

R =Cost (Real Estate Only)

V=Other

c =$2,501 -$5,000

HI =Sl,000,00J -$5,000,000

L =S50,00I • $100,000 Pl =$1,000.001 '$5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

D =$5,001 - $15,000

112 =More than $5,000,000

M =$100,001 • $250,000 P2 =$5,000.001 -$25,000,000

T =Cash Market

E =$15,001 -$50,000

A.



VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)



(including trust assets)

Place "(X)" after each asset


103. J.P. Morgan Chase A Dividend J T Buy 2/11 J

104. Bergen County Impt Auth A Interest K T Buy 4/14 K

105. Franklin Tax Free Fd 171 A Interest K T Buy 12/18 K

B. c. D.


reporting period reporting period

(1) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1. div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

106. Blackrock Munic Bond Fund 324 8 Interest K T See VIII

1. Income Gain Codes: A =$ 1,000 or less B =Sl,001-$2,500 C =S2,501 - S5,000 D =S5,001 - $15,000 E =$15,001 -S50,000 (Sec Columns Bl and D4) F=S50,001-Sl00,000 G=Sl00,001 - Sl,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 orless K=$15,001 - $50,000 L =$50,001 '. Sl00,000 M =SI00,001 -S250,000 (Sec Columns Cl and 03) N =$250,001- $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00t - $25,000,000

Pl =$25,000,001 - $50,000,000 P4 C"Morcthan $50,000,ooO 3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Other W=Estimated ..

•••••• 10-15.


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Date of Report

04/02/2009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReporL)

From time to time the various Nuveen Funds make returns of principal as various bonds are redeemed.

Williams College Pooled Income Fund #3. I have set forth as the value of this item the amounts I placed in the Fund from time to time. I receive the income from the Fund but upon my death it goes to Williams College; therefore, the value to me would be the value of my life interest.

- Trust and Management Account:

Blackrock Money Market Funds are the equivalent of cash. The trustee or Fund Manager purchases and sells (deposits and withdraws) money from the Funds frequently. I have not listed each deposit and withdrawal and have set forth the December 3I, 2008 values.

During 2006 I transferred the cash and six tax exempt bonds listedjndividually in my report into a revocable trust of which I am trustee and over which I have complete powers of disposition. The purpose is to ensure that upon my death the assets will be available to help pay college education expenses Because I retain complete control over the assets I see no need to list them separately as part of a trust. The assets are listed in Part VII lines

Notes to - Trust Account (Part VII, lines 18-61): In my 2007 Report at Part VII line 20 I listed "Blackrock Funds NJ Tax Free Bonds." This asset is not listed in the December 2008 PNC report and upon

inquiry I was informed that it had not been a trust asset. It was listed in error in my 2007 Report.

Part VII Line 30. In my 2007 Report Part VII line 34 I listed this trust asset as "Blackrock Money Market Institutional." It is the account into which PNC deposits and withdraws cash and is now described as "Blackrock Liquidity Funds."

Notes to Management Account (Part VII Lines 64-106): Part VII, line 64. This is simply a header for the assets listed in lines 65-106.

Jn my 2007 Report Part VII line 78 I listed "Blackrock Fund N.J. Tax Free #92." This asset is not listed in the December 2008 PNC Report, and upon inquiry I was informed that checking back to 2005 there is no record of this asset being held in the account. It was listed in error in the 2007 Report.

In my 2007 Report Part VII line 104 I listed "Blackrock Mun. Ed. 37." This asset is not listed in the December 2008 PNC Report, and upon inquiring I was informed that PNC or Blackrock had not used that account for three years. It was listed in error in the 2007 Report.

Part VII, line 93. I listed "Blackrock NJ. NMunn Fd. 416" in my 2007 Report (Part VII line 107) as sold. It was not sold and is still held in the account. The 2007 Report should be corrected accordingly.

Part VII line 106. Blackrock Munic Bond Fund 324 was not listed in my 2007 report. Upon inquiring of PNC Bank I was informed that it was acquired on December 6, 2006 with a valuation of K. I apparently thought it was listed in the 2007 Report at Part VII line 104 as "Blackrock Mun Ed 27." (see above for that item).

I note that the custodian PNC Bank shifts funds in and out ofBlackrock account frequently and that these accounts have similar or changing names. This is the reason for the confusions noted above.

Part VII, line 98. My 2007 Report (Part VII line 112) I listed Lehman Index Fd. On November 26, 2007 there was received in exchange for this Fund !SHARES Barclays 1-3 yr treas.


of12

Name of Person Reporting Date of Report

Debevoise, Dickinson R. 0410212009

IX. CERTIFICATION.

I certify that aU information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

debevoise dickinson r - judicial watch...2. name of person reporting debevoise, dickinson r. date of...

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