depository participants...depository trust and clearing corporation (dtcc), usa, euroclear, sa/nv,...
TRANSCRIPT
Management Team
MrMrMrMrMr. V V Raut. V V Raut. V V Raut. V V Raut. V V RautManaging Director and Chief Executive Officer
MrMrMrMrMr. P S Reddy. P S Reddy. P S Reddy. P S Reddy. P S ReddyChief Operating Officer
MrMrMrMrMr. Pramod Deshpande. Pramod Deshpande. Pramod Deshpande. Pramod Deshpande. Pramod DeshpandeChief Technology Officer
MrMrMrMrMr. J B Ram. J B Ram. J B Ram. J B Ram. J B RamSr.Vice President – Finance & Accounts
MrMrMrMrMr. Cyrus Khambata. Cyrus Khambata. Cyrus Khambata. Cyrus Khambata. Cyrus KhambataSr.Vice President – Business Development
(Currently on deputation to CDSL Ventures Ltd.as CEO with effect from 7-12-2006)
MrMrMrMrMr. Dominic Fer. Dominic Fer. Dominic Fer. Dominic Fer. Dominic FernandesnandesnandesnandesnandesVice President – Operations
MrMrMrMrMr. Jitendra Chad. Jitendra Chad. Jitendra Chad. Jitendra Chad. Jitendra ChadVice President – Information Technology
Ms. Nayana OvalekarMs. Nayana OvalekarMs. Nayana OvalekarMs. Nayana OvalekarMs. Nayana OvalekarVice President – Audit, Legal & Compliance
22222 33333
Depository Participants
CDSL TODAY
Beneficial Owners
The wide spread presence of CDSL DPs across the country has facilitated in adding 22.59 lakh active
accounts from April 2007- February 2008. Thus, as on February 29, 2008, CDSL has 46.27 lakh
number of accounts, which indicates a growth of 95% in FY 2007-08
As on February 29, 2008, CDSL has 415 DPs offering DP services from over 6000 locations across the
country. These DPs comprise of Clearing Members, Banks, NBFCs, Custodians, Clearing Houses/ Cor-
porations and Regional Stock Exchanges.
Dear Reader,
CDSL will complete nine years of its operations in March
2008. During this period CDSL has seen a makeover from
that of a fledgling organization to a mature, vibrant
depository. Over the years, it has witnessed tremendous
growth in terms of securities admitted, Depository
Participant (DP) registrations and settlement transactions.
Currently, CDSL, has 415 DPs, with pan-India presence
across 6000 locations in the country providing DP services
to 46.27 lakh demat account holders.
Given the changing dynamics of the marketplace and the
user requirements, CDSL has taken various steps to enhance
service levels. The quality of its services has improved
significantly with simplified procedures and technological
upgradations. CDSL’s internet facilities easi (electronic access
to securities information) and easiest (electronic access to
securities information and execution of secure transactions)
provide demat account holders anytime-anywhere access
to their accounts. Further, CDSL’s SMS alert facility SMART
enables the investor to keep a watch on his account
wherever he goes. We believe that these initiatives will
significantly empower investors to take informed investment
decisions.
With a view to discover ways to further improve business
operations and service offerings, CDSL has recently entered
into MOUs with leading foreign depositories like The
Depository Trust and Clearing Corporation (DTCC), USA,
Euroclear, SA/NV, The Taiwan Depository & Clearing
Corporation (TDCC), Taiwan and Korea Securities Depository
(KSD), Korea.
I would like to thank all our stakeholders and associates for
their unstinted support over the years and look forward to
a fruitful co-operative relationship in the years to come.
S S ThakurS S ThakurS S ThakurS S ThakurS S Thakur
ChairmanChairmanChairmanChairmanChairman
Major Shareholders
Bombay Stock Exchange Limited
Bank of India
Bank of Baroda
State Bank of India
HDFC Bank Limited
Standard Chartered Bank
The Centurion Bank of Punjab
Canara Bank
Union Bank of India
Bank of Maharashtra
Management Team
MrMrMrMrMr. V V Raut. V V Raut. V V Raut. V V Raut. V V RautManaging Director and Chief Executive Officer
MrMrMrMrMr. P S Reddy. P S Reddy. P S Reddy. P S Reddy. P S ReddyChief Operating Officer
MrMrMrMrMr. Pramod Deshpande. Pramod Deshpande. Pramod Deshpande. Pramod Deshpande. Pramod DeshpandeChief Technology Officer
MrMrMrMrMr. J B Ram. J B Ram. J B Ram. J B Ram. J B RamSr.Vice President – Finance & Accounts
MrMrMrMrMr. Cyrus Khambata. Cyrus Khambata. Cyrus Khambata. Cyrus Khambata. Cyrus KhambataSr.Vice President – Business Development
(Currently on deputation to CDSL Ventures Ltd.as CEO with effect from 7-12-2006)
MrMrMrMrMr. Dominic Fer. Dominic Fer. Dominic Fer. Dominic Fer. Dominic FernandesnandesnandesnandesnandesVice President – Operations
MrMrMrMrMr. Jitendra Chad. Jitendra Chad. Jitendra Chad. Jitendra Chad. Jitendra ChadVice President – Information Technology
Ms. Nayana OvalekarMs. Nayana OvalekarMs. Nayana OvalekarMs. Nayana OvalekarMs. Nayana OvalekarVice President – Audit, Legal & Compliance
22222 33333
Depository Participants
CDSL TODAY
Beneficial Owners
The wide spread presence of CDSL DPs across the country has facilitated in adding 22.59 lakh active
accounts from April 2007- February 2008. Thus, as on February 29, 2008, CDSL has 46.27 lakh
number of accounts, which indicates a growth of 95% in FY 2007-08
As on February 29, 2008, CDSL has 415 DPs offering DP services from over 6000 locations across the
country. These DPs comprise of Clearing Members, Banks, NBFCs, Custodians, Clearing Houses/ Cor-
porations and Regional Stock Exchanges.
Dear Reader,
CDSL will complete nine years of its operations in March
2008. During this period CDSL has seen a makeover from
that of a fledgling organization to a mature, vibrant
depository. Over the years, it has witnessed tremendous
growth in terms of securities admitted, Depository
Participant (DP) registrations and settlement transactions.
Currently, CDSL, has 415 DPs, with pan-India presence
across 6000 locations in the country providing DP services
to 46.27 lakh demat account holders.
Given the changing dynamics of the marketplace and the
user requirements, CDSL has taken various steps to enhance
service levels. The quality of its services has improved
significantly with simplified procedures and technological
upgradations. CDSL’s internet facilities easi (electronic access
to securities information) and easiest (electronic access to
securities information and execution of secure transactions)
provide demat account holders anytime-anywhere access
to their accounts. Further, CDSL’s SMS alert facility SMART
enables the investor to keep a watch on his account
wherever he goes. We believe that these initiatives will
significantly empower investors to take informed investment
decisions.
With a view to discover ways to further improve business
operations and service offerings, CDSL has recently entered
into MOUs with leading foreign depositories like The
Depository Trust and Clearing Corporation (DTCC), USA,
Euroclear, SA/NV, The Taiwan Depository & Clearing
Corporation (TDCC), Taiwan and Korea Securities Depository
(KSD), Korea.
I would like to thank all our stakeholders and associates for
their unstinted support over the years and look forward to
a fruitful co-operative relationship in the years to come.
S S ThakurS S ThakurS S ThakurS S ThakurS S Thakur
ChairmanChairmanChairmanChairmanChairman
Major Shareholders
Bombay Stock Exchange Limited
Bank of India
Bank of Baroda
State Bank of India
HDFC Bank Limited
Standard Chartered Bank
The Centurion Bank of Punjab
Canara Bank
Union Bank of India
Bank of Maharashtra
Companies Admitted
Securities Admitted
MILESTONESMILESTONESMILESTONESMILESTONESMILESTONES1. August 19, 1998: CDSL receives the Certificate of
Registration from SEBI.
2. February 8, 1999: CDSL receives the Certificate of
Commencement from SEBI.
3. July 15, 1999: Honourable Union Finance Minister,
Shri Yashwant Sinha flags off the operations of CDSL.
4. July 1999: The first settlement of trades in demat
mode through BOI Shareholding Limited, the Clearing
House of BSE, begins.
5. April 2002: CDSL launches its internet facility ‘easi’
(electronic access to securities information).
6. December 14, 2002: Online Inter-depository transfer
(OLIDT) commences. This facility enables on-line
transfer of securities between both the depositories
any time during the specified business hours.
7. March 2004: CDSL launches its internet facility
‘easiest’ (electronic access to securities information
& execution of secured transaction).
8. August 1, 2005: No. of active demat accounts with
CDSL cross 10 lakh.
9. December 2005: The number of Companies
admitted with CDSL for demat crosses 5000.
10. January 2006: CDSL is awarded the prestigious
BS7799 certification from Det Norske Veritas
(Rotterdam).
11. September 25, 2006: CDSL Ventures Limited (CVL),
wholly owned subisidary of CDSL is incorporated.
12. December 2006: CDSL is awarded the prestigious
ISO 27001 from Det Norske Veritas (Rotterdam).
13. January 1, 2007: CVL commences operations.
14. October 1, 2007: CDSL launches its SMS Alert facility
“SMART” (SMS ASMS ASMS ASMS ASMS Alerts RRRRRelated to TTTTTransactions).
15. February 19, 2008: No. of active demat accounts with
CDSL touches 45 lakh.
IMPORTANT EVENTSIMPORTANT EVENTSIMPORTANT EVENTSIMPORTANT EVENTSIMPORTANT EVENTS
1. January 15, 1998: T+5 Rolling Settlement introduced
in the demat segment of stock exchange. Settlement
of trades in 8 companies made mandatory for
Institutional Investors.
2. April 1, 2002: T+3 Rolling Settlement introduced in
the demat segment of stock exchange.
3. November 1, 2002: SEBI mandates the removal of
account closure charges.
4. April 1, 2003: T+2 Rolling Settlement introduced in
the demat segment of stock exchange.
5. April 1, 2006: SEBI mandates the requirement of the
PAN card, for all demat account holders, as a Know
Your Client (KYC) norm for opening of demat
accounts.
6. November 15, 2006: CDSL Ventures Limited a wholly
owned subsidiary of CDSL begins “Customer profiling
and Record Keeping” of the Know Your Client (KYC)
of investors for mutual funds. CVL started its
operations through designated Point of Service (PoS)
centers spread across the country which have been
approved by the Mutual Funds.
7. June 25, 2007: CDSL and DTCC (US Depository) sign
Information sharing & collaboration pact.
8. November 7, 2007: CDSL and KSD (Korea Depository)
sign Information sharing & collaboration pact.
9. February 12, 2008: CDSL and Euroclear SA/NV sign
Information sharing & collaboration pact.
10. February 18, 2008: CDSL and TDCC (Taiwan
Depository) sign Information sharing & collaboration
pact.
44444 55555
The securities of almost all listed companies have been admitted with CDSL for demat. Further, a
large number of Private Limited and unlisted companies are also admitted with CDSL. As on
February 29, 2008, the securities of 6420 companies have been admitted with CDSL for demat.
During the last 12 months, the volume and value of securities under custody have increased
by 55% and 131% respectively.
Companies Admitted
Securities Admitted
MILESTONESMILESTONESMILESTONESMILESTONESMILESTONES1. August 19, 1998: CDSL receives the Certificate of
Registration from SEBI.
2. February 8, 1999: CDSL receives the Certificate of
Commencement from SEBI.
3. July 15, 1999: Honourable Union Finance Minister,
Shri Yashwant Sinha flags off the operations of CDSL.
4. July 1999: The first settlement of trades in demat
mode through BOI Shareholding Limited, the Clearing
House of BSE, begins.
5. April 2002: CDSL launches its internet facility ‘easi’
(electronic access to securities information).
6. December 14, 2002: Online Inter-depository transfer
(OLIDT) commences. This facility enables on-line
transfer of securities between both the depositories
any time during the specified business hours.
7. March 2004: CDSL launches its internet facility
‘easiest’ (electronic access to securities information
& execution of secured transaction).
8. August 1, 2005: No. of active demat accounts with
CDSL cross 10 lakh.
9. December 2005: The number of Companies
admitted with CDSL for demat crosses 5000.
10. January 2006: CDSL is awarded the prestigious
BS7799 certification from Det Norske Veritas
(Rotterdam).
11. September 25, 2006: CDSL Ventures Limited (CVL),
wholly owned subisidary of CDSL is incorporated.
12. December 2006: CDSL is awarded the prestigious
ISO 27001 from Det Norske Veritas (Rotterdam).
13. January 1, 2007: CVL commences operations.
14. October 1, 2007: CDSL launches its SMS Alert facility
“SMART” (SMS ASMS ASMS ASMS ASMS Alerts RRRRRelated to TTTTTransactions).
15. February 19, 2008: No. of active demat accounts with
CDSL touches 45 lakh.
IMPORTANT EVENTSIMPORTANT EVENTSIMPORTANT EVENTSIMPORTANT EVENTSIMPORTANT EVENTS
1. January 15, 1998: T+5 Rolling Settlement introduced
in the demat segment of stock exchange. Settlement
of trades in 8 companies made mandatory for
Institutional Investors.
2. April 1, 2002: T+3 Rolling Settlement introduced in
the demat segment of stock exchange.
3. November 1, 2002: SEBI mandates the removal of
account closure charges.
4. April 1, 2003: T+2 Rolling Settlement introduced in
the demat segment of stock exchange.
5. April 1, 2006: SEBI mandates the requirement of the
PAN card, for all demat account holders, as a Know
Your Client (KYC) norm for opening of demat
accounts.
6. November 15, 2006: CDSL Ventures Limited a wholly
owned subsidiary of CDSL begins “Customer profiling
and Record Keeping” of the Know Your Client (KYC)
of investors for mutual funds. CVL started its
operations through designated Point of Service (PoS)
centers spread across the country which have been
approved by the Mutual Funds.
7. June 25, 2007: CDSL and DTCC (US Depository) sign
Information sharing & collaboration pact.
8. November 7, 2007: CDSL and KSD (Korea Depository)
sign Information sharing & collaboration pact.
9. February 12, 2008: CDSL and Euroclear SA/NV sign
Information sharing & collaboration pact.
10. February 18, 2008: CDSL and TDCC (Taiwan
Depository) sign Information sharing & collaboration
pact.
44444 55555
The securities of almost all listed companies have been admitted with CDSL for demat. Further, a
large number of Private Limited and unlisted companies are also admitted with CDSL. As on
February 29, 2008, the securities of 6420 companies have been admitted with CDSL for demat.
During the last 12 months, the volume and value of securities under custody have increased
by 55% and 131% respectively.
CDSL has always endeavoured to provide Convenient,
Dependable and Secure depository services to demat
account holders. In this regard, CDSL has taken various
initiatives from time to time for the benefit for demat
account holders and its business associates. Some of these
initiatives are:
ElectrElectrElectrElectrElectronic Access to Securities Information (onic Access to Securities Information (onic Access to Securities Information (onic Access to Securities Information (onic Access to Securities Information (easieasieasieasieasi):):):):):
easi is an internet based facility which enables Beneficial
Owners (BOs) and Clearing Members (CMs) to monitor
their demat accounts at their convenience. BOs/CMs can
also download or print their holding statements along with
a valuation of their portfolio and/or the transactions for
the last 7 days in their demat accounts. CMs can also get
their pay-in and pay-out positions along with the shortages
and use the same to update their backoffice.
Information rInformation rInformation rInformation rInformation regaregaregaregaregarding Corporate Announcements:ding Corporate Announcements:ding Corporate Announcements:ding Corporate Announcements:ding Corporate Announcements:
BOs/CMs registered for easi/easiest can also monitor
corporate announcements for the equity holdings in their
beneficiary accounts and also for any other 25 ISINs not
held in their account.
E lectrE lectrE lectrE lectrE lectronic Access to Securit ies Information &onic Access to Securit ies Information &onic Access to Securit ies Information &onic Access to Securit ies Information &onic Access to Securit ies Information &
Execution of SecurExecution of SecurExecution of SecurExecution of SecurExecution of Secured Ted Ted Ted Ted Transactions (eransactions (eransactions (eransactions (eransactions (easiesasiesasiesasiesasiest):t):t):t):t):
easiest is an internet based facility which includes all the
features of easi and permits CMs or BOs to submit on-
market, off-market, inter-depository and early pay-in debit
instructions from their account. BOs/CMs can thus submit
instructions through easiest and need not submit separate
instruction slips to their DP. The upload feature in easiest
also enables a BO/CM to submit multiple transactions in
one single file.
SMS Alerts (SMARSMS Alerts (SMARSMS Alerts (SMARSMS Alerts (SMARSMS Alerts (SMART) Facility:T) Facility:T) Facility:T) Facility:T) Facility:
SMART (SSSSSMS AAAAAlerts RRRRRelated to TTTTTransactions) is a SMS
Alert facility in which BOs registered for SMART can
receive SMS alerts, pertaining to all debits (upto 4
ISINs) and credits due to Intial Public Offers (IPOs) or
corporate actions, in their demat account. BOs can
thus monitor their accounts for any debits or credits
in their accounts.
Investor AInvestor AInvestor AInvestor AInvestor Awarwarwarwarwareness Preness Preness Preness Preness Programs:ograms:ograms:ograms:ograms:
With a view to empower investors by educating them
CDSL’s INITIATIVES
about their rights & obligations, CDSL has held 106
Investor Awareness Programs (IAPs) in FY-2007-08. These
programs cover the various areas of the stock market i.e.
demat, IPO, online trading etc. CDSL has held these IAPs
in association with various entities, which include DPs,
investor forums, radio channels, reputed colleges, housing
societies, leading dailies, TV channels and management
institutions.
TTTTTraining Prraining Prraining Prraining Prraining Programs:ograms:ograms:ograms:ograms:
Currently CDSL has 415 DPs which have a pan-India
footprint and offer DP services from over 6000 locations.
These DPs are connected through their back office
software to their branches across the country. With a view
to ensure that branch officials handle DP operations
efficiently and follow the compliance requirements
specified from time to time, CDSL regularly conducts
training programs for DP officials, this includes:
1) DP Training program – CDSL regularly conducts a
four-day training program for DP officials at Mumbai.
The program includes areas such as day-to-day
operations and system maintenance, to enable a DP
to carry out operations smoothly.
2) Traning for officials of Back-office connected centers
– In order to enable DPs carry out their operations
smoothly and follow the compliance requirements
and KYC norms stipulated for DPs, CDSL regulary
conducts a one day training program for the officials
of the back-office connected centers.
3) Auditors Training program – In order to enhance the
quality of internal audit reports of a DP, CDSL regularly
conducts training for auditors. The training covers
areas of compliance and also how to carry out audits
effectively.
Other Initiatives and Achievements:Other Initiatives and Achievements:Other Initiatives and Achievements:Other Initiatives and Achievements:Other Initiatives and Achievements:
In order to effectively contribute in the development of
the securities market through effective implementation
of global practices, CDSL has entered into Memorandum
of Understanding (MoU) with various other global
depositories namely,
The Depository Trust and Clearing Corporation
(DTCC), USA,
Korea Securities Depository (KSD), Korea,
Euroclear SA/NV and
The Taiwan Depository & Clearing Corporation
(TDCC), Taiwan.
The MOUs aim at establishing a mechanism, whereby
board members, senior management and staff of both
depositories can interact with each other on a regular
basis to explore improvement opportunities and to
exchange information on business operating models and
securities market developments.
ISO 27001 CertificationISO 27001 CertificationISO 27001 CertificationISO 27001 CertificationISO 27001 Certification
With Information security the paramount issue in the
depository business, it is imperative that CDSL provides
its stakeholders with an assurance that information
processing is carried out in a secure environment. CDSL
has been conferred with Information Security
Management System Standard: ISO/IEC 27001:2005 from
Det Norske Veritas (Rotterdam), signifying that its
operations are in conformance with the Information
Security Management System Standard ISO/IEC
27001:2005. The certification covers Depository services
provided through Depository Participants (DPs), provision
CDSL’s INITIATIVES (Contd.)
66666 77777
of internet-based access to their accounts to DPs and
investors. CDSL has obtained the certification for not only
its main site, but also for its disaster recovery site (DRS).
This certification is, therefore, in line with CDSL's policy
of incorporating world-class standards in its Information
Security Systems. CDSL had earlier received the BS7799
certification and the ISO27001 certification is a step ahead
in the same direction.
Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)
From the business continuity angle, CDSL has in place,
a robust system with multiple back-up levels including a
redundant fail-over cluster and a Disaster Recovery Site
(DRS) which has achieved "disaster-ready connectivity"
status. Consequent to this development, all users
connected to the CDSL connectivity network viz.
Depository Participants (DPs), Clearing Corporations and
Registrar & Transfer Agents (RTAs) can electronically
connect to the DRS for carrying on day-to-day
operations.
Dormant Account MonitoringDormant Account MonitoringDormant Account MonitoringDormant Account MonitoringDormant Account Monitoring
CDSL monitors accounts in which there are no transactions
for a given period of time. If any debits take place in such
dormant accounts, then CDSL dispatches a transaction-
cum-holding statement directly to the account holder.
WHAT’s NEW ?
CDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTANDINGANDINGANDINGANDINGANDING
WITH EUROCLEAR AND TWITH EUROCLEAR AND TWITH EUROCLEAR AND TWITH EUROCLEAR AND TWITH EUROCLEAR AND TAIWAIWAIWAIWAIWAN DEPOSITORAN DEPOSITORAN DEPOSITORAN DEPOSITORAN DEPOSITORY ANDY ANDY ANDY ANDY AND
CLEARING CORPORACLEARING CORPORACLEARING CORPORACLEARING CORPORACLEARING CORPORATION (TDCC)TION (TDCC)TION (TDCC)TION (TDCC)TION (TDCC)
Central Depository Services (India) Limited (CDSL) hassigned two Memorandum of Understandings (MoUs) with
1. Euroclear SA/NV on February 12, 2008
2. Taiwan Depository and Clearing Corporation onFebruary 18, 2008,
for establishing a basis of cooperation in anticipation ofdeveloping a closer working relationship in the future.
The MOUs enables establishment of a mechanism,
whereby board members, senior management and staffof both sides could meet on a regular basis to explore
improvement opportunities and to exchange informationon business operating models and securities market
developments.
About EurAbout EurAbout EurAbout EurAbout Euroclearoclearoclearoclearoclear
Euroclear is the world’s largest provider of domestic andcross-border settlement and related services for bond,
equity, derivatives and fund transactions. User owned and
user governed, the Euroclear group comprises theinternational central securities depository (CSD) Euroclear
Bank, based in Brussels, as well as national CSDs, Euroclear
Belgium, Euroclear France, Euroclear Nederland andEuroclear UK & Ireland. Euroclear also owns EMXCo, the
UK’s leading provider of investment-fund order routing.
CDSL has always endeavoured to provide Convenient,
Dependable and Secure depository services to demat
account holders. In this regard, CDSL has taken various
initiatives from time to time for the benefit for demat
account holders and its business associates. Some of these
initiatives are:
ElectrElectrElectrElectrElectronic Access to Securities Information (onic Access to Securities Information (onic Access to Securities Information (onic Access to Securities Information (onic Access to Securities Information (easieasieasieasieasi):):):):):
easi is an internet based facility which enables Beneficial
Owners (BOs) and Clearing Members (CMs) to monitor
their demat accounts at their convenience. BOs/CMs can
also download or print their holding statements along with
a valuation of their portfolio and/or the transactions for
the last 7 days in their demat accounts. CMs can also get
their pay-in and pay-out positions along with the shortages
and use the same to update their backoffice.
Information rInformation rInformation rInformation rInformation regaregaregaregaregarding Corporate Announcements:ding Corporate Announcements:ding Corporate Announcements:ding Corporate Announcements:ding Corporate Announcements:
BOs/CMs registered for easi/easiest can also monitor
corporate announcements for the equity holdings in their
beneficiary accounts and also for any other 25 ISINs not
held in their account.
E lectrE lectrE lectrE lectrE lectronic Access to Securit ies Information &onic Access to Securit ies Information &onic Access to Securit ies Information &onic Access to Securit ies Information &onic Access to Securit ies Information &
Execution of SecurExecution of SecurExecution of SecurExecution of SecurExecution of Secured Ted Ted Ted Ted Transactions (eransactions (eransactions (eransactions (eransactions (easiesasiesasiesasiesasiest):t):t):t):t):
easiest is an internet based facility which includes all the
features of easi and permits CMs or BOs to submit on-
market, off-market, inter-depository and early pay-in debit
instructions from their account. BOs/CMs can thus submit
instructions through easiest and need not submit separate
instruction slips to their DP. The upload feature in easiest
also enables a BO/CM to submit multiple transactions in
one single file.
SMS Alerts (SMARSMS Alerts (SMARSMS Alerts (SMARSMS Alerts (SMARSMS Alerts (SMART) Facility:T) Facility:T) Facility:T) Facility:T) Facility:
SMART (SSSSSMS AAAAAlerts RRRRRelated to TTTTTransactions) is a SMS
Alert facility in which BOs registered for SMART can
receive SMS alerts, pertaining to all debits (upto 4
ISINs) and credits due to Intial Public Offers (IPOs) or
corporate actions, in their demat account. BOs can
thus monitor their accounts for any debits or credits
in their accounts.
Investor AInvestor AInvestor AInvestor AInvestor Awarwarwarwarwareness Preness Preness Preness Preness Programs:ograms:ograms:ograms:ograms:
With a view to empower investors by educating them
CDSL’s INITIATIVES
about their rights & obligations, CDSL has held 106
Investor Awareness Programs (IAPs) in FY-2007-08. These
programs cover the various areas of the stock market i.e.
demat, IPO, online trading etc. CDSL has held these IAPs
in association with various entities, which include DPs,
investor forums, radio channels, reputed colleges, housing
societies, leading dailies, TV channels and management
institutions.
TTTTTraining Prraining Prraining Prraining Prraining Programs:ograms:ograms:ograms:ograms:
Currently CDSL has 415 DPs which have a pan-India
footprint and offer DP services from over 6000 locations.
These DPs are connected through their back office
software to their branches across the country. With a view
to ensure that branch officials handle DP operations
efficiently and follow the compliance requirements
specified from time to time, CDSL regularly conducts
training programs for DP officials, this includes:
1) DP Training program – CDSL regularly conducts a
four-day training program for DP officials at Mumbai.
The program includes areas such as day-to-day
operations and system maintenance, to enable a DP
to carry out operations smoothly.
2) Traning for officials of Back-office connected centers
– In order to enable DPs carry out their operations
smoothly and follow the compliance requirements
and KYC norms stipulated for DPs, CDSL regulary
conducts a one day training program for the officials
of the back-office connected centers.
3) Auditors Training program – In order to enhance the
quality of internal audit reports of a DP, CDSL regularly
conducts training for auditors. The training covers
areas of compliance and also how to carry out audits
effectively.
Other Initiatives and Achievements:Other Initiatives and Achievements:Other Initiatives and Achievements:Other Initiatives and Achievements:Other Initiatives and Achievements:
In order to effectively contribute in the development of
the securities market through effective implementation
of global practices, CDSL has entered into Memorandum
of Understanding (MoU) with various other global
depositories namely,
The Depository Trust and Clearing Corporation
(DTCC), USA,
Korea Securities Depository (KSD), Korea,
Euroclear SA/NV and
The Taiwan Depository & Clearing Corporation
(TDCC), Taiwan.
The MOUs aim at establishing a mechanism, whereby
board members, senior management and staff of both
depositories can interact with each other on a regular
basis to explore improvement opportunities and to
exchange information on business operating models and
securities market developments.
ISO 27001 CertificationISO 27001 CertificationISO 27001 CertificationISO 27001 CertificationISO 27001 Certification
With Information security the paramount issue in the
depository business, it is imperative that CDSL provides
its stakeholders with an assurance that information
processing is carried out in a secure environment. CDSL
has been conferred with Information Security
Management System Standard: ISO/IEC 27001:2005 from
Det Norske Veritas (Rotterdam), signifying that its
operations are in conformance with the Information
Security Management System Standard ISO/IEC
27001:2005. The certification covers Depository services
provided through Depository Participants (DPs), provision
CDSL’s INITIATIVES (Contd.)
66666 77777
of internet-based access to their accounts to DPs and
investors. CDSL has obtained the certification for not only
its main site, but also for its disaster recovery site (DRS).
This certification is, therefore, in line with CDSL's policy
of incorporating world-class standards in its Information
Security Systems. CDSL had earlier received the BS7799
certification and the ISO27001 certification is a step ahead
in the same direction.
Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)Disaster Recovery Site (DRS)
From the business continuity angle, CDSL has in place,
a robust system with multiple back-up levels including a
redundant fail-over cluster and a Disaster Recovery Site
(DRS) which has achieved "disaster-ready connectivity"
status. Consequent to this development, all users
connected to the CDSL connectivity network viz.
Depository Participants (DPs), Clearing Corporations and
Registrar & Transfer Agents (RTAs) can electronically
connect to the DRS for carrying on day-to-day
operations.
Dormant Account MonitoringDormant Account MonitoringDormant Account MonitoringDormant Account MonitoringDormant Account Monitoring
CDSL monitors accounts in which there are no transactions
for a given period of time. If any debits take place in such
dormant accounts, then CDSL dispatches a transaction-
cum-holding statement directly to the account holder.
WHAT’s NEW ?
CDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTCDSL SIGNS MEMORANDUM OF UNDERSTANDINGANDINGANDINGANDINGANDING
WITH EUROCLEAR AND TWITH EUROCLEAR AND TWITH EUROCLEAR AND TWITH EUROCLEAR AND TWITH EUROCLEAR AND TAIWAIWAIWAIWAIWAN DEPOSITORAN DEPOSITORAN DEPOSITORAN DEPOSITORAN DEPOSITORY ANDY ANDY ANDY ANDY AND
CLEARING CORPORACLEARING CORPORACLEARING CORPORACLEARING CORPORACLEARING CORPORATION (TDCC)TION (TDCC)TION (TDCC)TION (TDCC)TION (TDCC)
Central Depository Services (India) Limited (CDSL) hassigned two Memorandum of Understandings (MoUs) with
1. Euroclear SA/NV on February 12, 2008
2. Taiwan Depository and Clearing Corporation onFebruary 18, 2008,
for establishing a basis of cooperation in anticipation ofdeveloping a closer working relationship in the future.
The MOUs enables establishment of a mechanism,
whereby board members, senior management and staffof both sides could meet on a regular basis to explore
improvement opportunities and to exchange informationon business operating models and securities market
developments.
About EurAbout EurAbout EurAbout EurAbout Euroclearoclearoclearoclearoclear
Euroclear is the world’s largest provider of domestic andcross-border settlement and related services for bond,
equity, derivatives and fund transactions. User owned and
user governed, the Euroclear group comprises theinternational central securities depository (CSD) Euroclear
Bank, based in Brussels, as well as national CSDs, Euroclear
Belgium, Euroclear France, Euroclear Nederland andEuroclear UK & Ireland. Euroclear also owns EMXCo, the
UK’s leading provider of investment-fund order routing.
The total value of securities transactions settled by the
Euroclear group is in excess of EUR 450 trillion per annum,while assets held for clients are valued at more than EUR
18 trillion. Euroclear Bank is rated AA+ by Standard &
Poor’s and Fitch Ratings.
About TDCCAbout TDCCAbout TDCCAbout TDCCAbout TDCC
Established in October 1989, Taiwan Depository andClearing Corporation (TDCC) offers various securities
custody and book-entry services to the continuously
growing market of Taiwan. As of the end of January 2008,participants include 1,394 issuing companies, 127 brokers
and a number of custodian banks, bill dealers as well as
clearing and settlement banks.
TDCC is divided into two business groups for equities
and fixed-income instruments, supporting the back-office
operations for both capital and money markets, includingRTGS DVP via the Central Bank Interbank Funds Transfer
System. For more information on TDCC, please visit
www.tdcc.com.tw.
CLARIFICACLARIFICACLARIFICACLARIFICACLARIFICATION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTS
SEBI has mandated that all demat accounts opened inthe name of a minor should be opened as sole holder
only i.e. the minor should not be a first/second/third joint
holder. Further, all demat accounts being opened jointlywith a minor i.e. accounts where the minor is a first/
second/third joint holder, should be discontinued, w.e.f
January 1, 2008. Demat accounts of minors held in jointnames which have already been opened, should be closed
on or before March 31, 2008. DPs and investors are
advised to take note of the same and intiate the necessaryaction to comply with SEBI's directive.
TRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATTTTT
SCRIPSSCRIPSSCRIPSSCRIPSSCRIPS
SEBI vide its Circular No.SMDRP/POLICY/CIR-38/2000
dated August 18, 2000 had issued guidelines regarding
compulsory demat scrips which also contained details ofthe scrips exempted from compulsory demat, where the
trades could also be settled in physical form.
The following scrips (listed subsidiaries of State Bank ofIndia) were exempted from the requirement of
compulsory demat trading due to the provisions of Section
19 of the State Bank of India (Subsidiary Banks) Act, whichrestricted the individual investor holding, other than State
Bank of India (SBI), to not more than 200 shares of the
banks shareholding.
1. State Bank of Bikaner and Jaipur (SBBJ)
2. State Bank of Travancore (SBT)
3. State Bank of Mysore (SBM)
However in a recent amendment to Section 19 of the
Act, this restriction has been omitted. In view of the
amendment, SEBI vide their circular no. SEBI/MRD/SE/Dep/Cir-01/2008 dated January 22, 2008, has mandated that
all trades in these securities be settled in compulsory demat
mode only. The above mentioned banks i.e. (SBBJ, SBTand SBM) have been given a period of 3 months from
date of issue of SEBI's circular to establish electronic
connectivity with the depository and a separate intimationwould be given regarding the effective date for
compulsory demat trading and settlement in these scrips.
Investors and DPs are advised to note the same andaccordingly inform their clients.
SHORSHORSHORSHORSHORT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING AND
BORROWING (SLB)BORROWING (SLB)BORROWING (SLB)BORROWING (SLB)BORROWING (SLB)
SEBI vide their circular MRD/DoP/SE/Dep/Cir-14/2007
dated December 20th 2007, has decided to permit shortselling to all classes of investors. Short sell trades are sale
transactions done by an investor without actually
possessing the securities in their demat account. Thetrades are entered on the exchanges only. However the
delivery for that trade would have to be honoured by the
investor, i.e. the delivery would have to be given on T+2.Hence to enable the settlement for the securities short
sold on the exchange the Stock Lending and Borrowing
(SLB) Scheme has been implemented under the StockLending Scheme (SLS) 1997, to ensure delivery for those
trades. It has also been decided that the SLB transactions
be kept independent of the normal market transactions.A detailed overview of SLB is available in our Knowledge
Center section for the benefit of all the readers.
EARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONS
In order to assist its Depository Participants (DPs) to handle
their settlements more effectively, CDSL has enabled earlyearmarking of all on-market transactions for deliveries on
the Bombay Stock Exchange (BSE) from February 6th 2008
onwards. All transactions which are to be delivered on thesettlement day would be earmarked one and a half hours
before the pay-in deadline time i.e. at 9.00 am in the
Beneficial Owners (BOs) account and/or the ClearingMembers (CMs) settlement account. The earmarking would
be carried out only on those transactions where sufficient
balance to meet the delivery obligation is available. Further,
WHAT’s NEW ? (Contd.) if the BO or CM wishes to modify the transactions for which
the balances have already been earmarked, they can do so
by submitting a modification request to their DP. Alltransactions where there are insufficient balances would
be earmarked at the normal pay-in deadline time i.e.
10.30 am.
USE OF ECS FUSE OF ECS FUSE OF ECS FUSE OF ECS FUSE OF ECS FACILITYACILITYACILITYACILITYACILITY
SEBI vide circular no. SEBI/CFD/DIL/DIP/18/2006/20/1 dated
January 20, 2006, had informed all Merchant Bankers,
that the Electronic Clearing System (ECS), for refunds in
public/rights issues would be made available in 15 centerswhere RBI managed clearing houses were present.
However, after subsequent consultations with RBI the
number of centers for providing this facility has beenincreased to 68 w.e.f. February 1, 2008. The necessary
amendments have also been made to the Disclosure and
Investor Protection (DIP) Guidelines, 2000.
88888 99999
COMPANIES THAT HAVE CHANGED THEIR NAMESDURING JANUARY-FEBRUARY 2008
Sr.No. ISIN Old Name New Name
1 INE098F01015 Amrutanjan Ltd Amrutanjan Health Care Ltd
2 INE968D01022 Arshiya Technologies International Ltd Arshiya International Ltd
3 INE971G01011 Ashika Agro Project Pvt Ltd Ashika Global Finance Pvt Ltd
4 INE372E01025 Birla Kennametal Ltd Birla Precision Technologies Ltd
5 INE198C01010 Camex Intermediates Ltd Camex Ltd
6 INE908A01016 Ciba Specialty Chemicals (India) Ltd Ciba India Ltd
7 INE312B01019 Corocomp Infosystems Ltd SJ Corporation Ltd
8 INE797A01021 Geometric Software Solutions Co. Ltd Geometric Ltd
9 INE260D01016 Goldstone Teleservices Ltd Goldstone Infratech Ltd
10 INE353A01023 Hinduja TMT Ltd Hinduja Ventures Ltd
11 INE601F01016 Hulta Pharmaceutical Export Ltd Epsom Properties Ltd
12 INE879E01011 IMP Finance Ltd Kanani Industries Ltd
13 INE517C01011 IOL Broadband Ltd IOL Netcom Ltd
14 INE854B01010 Jayaswals Neco Ltd Jayaswal Neco Industries Ltd
15 INE291D01011 Kamla Dials And Devices Ltd KDDL Ltd
16 INE641C01019 Kaveri Telecoms Ltd Kavveri Telecom Products Ltd
17 INE845A01010 Kiduja Industries Ltd Kiduja India Ltd
18 INE813A01018 Mahindra Gesco Developers Ltd Mahindra Lifespace Developers Ltd
19 INE706F01013 Majjarrsha Housing Finance Ltd Sylph Technologies Ltd
20 INE323A01026 Motor Industries Ltd Bosch Ltd
21 INE932G01013 Paradyne Infotech Ltd Glodyne Technoserve Ltd
22 INE285C01015 Porritts & Spencer (Asia) Ltd Voith Paper Fabrics India Ltd
23 INE704D01013 Quest International India Ltd Quest International India Pvt Ltd
24 INE076I01015 RDC Concrete (India) Ltd RDC Concrete (India) Pvt Ltd
25 INE141I01017 Reliance Telecom Infrastructure Ltd Reliance Infratel Ltd
26 INE117F01013 Salora Finance Ltd Artheon Finance Ltd
27 INE651I01015 Seaport Container Terminal Pvt Ltd Seaport Container Terminal Ltd
28 INE024F01011 Shilchar Electronics Ltd Shilchar Technologies Ltd
29 INE353H01010 Shivalik Global Ltd STL Global Ltd
30 INE636A01039 SIEL Ltd Mawana Sugars Ltd
31 INE320B01020 Solectron Centum Electronics Ltd Centum Electronics Ltd
32 INE463B01010 Suchinfotech Ltd Infronics Systems Ltd
33 INE083G01015 Tatia Intimate Exports Ltd Tatia Global Vennture Ltd
34 INE653B01016 Techno Synthetics Ltd Bala Techno Industries Ltd
The total value of securities transactions settled by the
Euroclear group is in excess of EUR 450 trillion per annum,while assets held for clients are valued at more than EUR
18 trillion. Euroclear Bank is rated AA+ by Standard &
Poor’s and Fitch Ratings.
About TDCCAbout TDCCAbout TDCCAbout TDCCAbout TDCC
Established in October 1989, Taiwan Depository andClearing Corporation (TDCC) offers various securities
custody and book-entry services to the continuously
growing market of Taiwan. As of the end of January 2008,participants include 1,394 issuing companies, 127 brokers
and a number of custodian banks, bill dealers as well as
clearing and settlement banks.
TDCC is divided into two business groups for equities
and fixed-income instruments, supporting the back-office
operations for both capital and money markets, includingRTGS DVP via the Central Bank Interbank Funds Transfer
System. For more information on TDCC, please visit
www.tdcc.com.tw.
CLARIFICACLARIFICACLARIFICACLARIFICACLARIFICATION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTSTION REGARDING MINOR ACCOUNTS
SEBI has mandated that all demat accounts opened inthe name of a minor should be opened as sole holder
only i.e. the minor should not be a first/second/third joint
holder. Further, all demat accounts being opened jointlywith a minor i.e. accounts where the minor is a first/
second/third joint holder, should be discontinued, w.e.f
January 1, 2008. Demat accounts of minors held in jointnames which have already been opened, should be closed
on or before March 31, 2008. DPs and investors are
advised to take note of the same and intiate the necessaryaction to comply with SEBI's directive.
TRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATRADING & SETTLEMENT OF TRADES IN DEMATTTTT
SCRIPSSCRIPSSCRIPSSCRIPSSCRIPS
SEBI vide its Circular No.SMDRP/POLICY/CIR-38/2000
dated August 18, 2000 had issued guidelines regarding
compulsory demat scrips which also contained details ofthe scrips exempted from compulsory demat, where the
trades could also be settled in physical form.
The following scrips (listed subsidiaries of State Bank ofIndia) were exempted from the requirement of
compulsory demat trading due to the provisions of Section
19 of the State Bank of India (Subsidiary Banks) Act, whichrestricted the individual investor holding, other than State
Bank of India (SBI), to not more than 200 shares of the
banks shareholding.
1. State Bank of Bikaner and Jaipur (SBBJ)
2. State Bank of Travancore (SBT)
3. State Bank of Mysore (SBM)
However in a recent amendment to Section 19 of the
Act, this restriction has been omitted. In view of the
amendment, SEBI vide their circular no. SEBI/MRD/SE/Dep/Cir-01/2008 dated January 22, 2008, has mandated that
all trades in these securities be settled in compulsory demat
mode only. The above mentioned banks i.e. (SBBJ, SBTand SBM) have been given a period of 3 months from
date of issue of SEBI's circular to establish electronic
connectivity with the depository and a separate intimationwould be given regarding the effective date for
compulsory demat trading and settlement in these scrips.
Investors and DPs are advised to note the same andaccordingly inform their clients.
SHORSHORSHORSHORSHORT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING ANDT SELL ING AND STOCK LENDING AND
BORROWING (SLB)BORROWING (SLB)BORROWING (SLB)BORROWING (SLB)BORROWING (SLB)
SEBI vide their circular MRD/DoP/SE/Dep/Cir-14/2007
dated December 20th 2007, has decided to permit shortselling to all classes of investors. Short sell trades are sale
transactions done by an investor without actually
possessing the securities in their demat account. Thetrades are entered on the exchanges only. However the
delivery for that trade would have to be honoured by the
investor, i.e. the delivery would have to be given on T+2.Hence to enable the settlement for the securities short
sold on the exchange the Stock Lending and Borrowing
(SLB) Scheme has been implemented under the StockLending Scheme (SLS) 1997, to ensure delivery for those
trades. It has also been decided that the SLB transactions
be kept independent of the normal market transactions.A detailed overview of SLB is available in our Knowledge
Center section for the benefit of all the readers.
EARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONSEARMARKING OF ON-MARKET TRANSACTIONS
In order to assist its Depository Participants (DPs) to handle
their settlements more effectively, CDSL has enabled earlyearmarking of all on-market transactions for deliveries on
the Bombay Stock Exchange (BSE) from February 6th 2008
onwards. All transactions which are to be delivered on thesettlement day would be earmarked one and a half hours
before the pay-in deadline time i.e. at 9.00 am in the
Beneficial Owners (BOs) account and/or the ClearingMembers (CMs) settlement account. The earmarking would
be carried out only on those transactions where sufficient
balance to meet the delivery obligation is available. Further,
WHAT’s NEW ? (Contd.) if the BO or CM wishes to modify the transactions for which
the balances have already been earmarked, they can do so
by submitting a modification request to their DP. Alltransactions where there are insufficient balances would
be earmarked at the normal pay-in deadline time i.e.
10.30 am.
USE OF ECS FUSE OF ECS FUSE OF ECS FUSE OF ECS FUSE OF ECS FACILITYACILITYACILITYACILITYACILITY
SEBI vide circular no. SEBI/CFD/DIL/DIP/18/2006/20/1 dated
January 20, 2006, had informed all Merchant Bankers,
that the Electronic Clearing System (ECS), for refunds in
public/rights issues would be made available in 15 centerswhere RBI managed clearing houses were present.
However, after subsequent consultations with RBI the
number of centers for providing this facility has beenincreased to 68 w.e.f. February 1, 2008. The necessary
amendments have also been made to the Disclosure and
Investor Protection (DIP) Guidelines, 2000.
88888 99999
COMPANIES THAT HAVE CHANGED THEIR NAMESDURING JANUARY-FEBRUARY 2008
Sr.No. ISIN Old Name New Name
1 INE098F01015 Amrutanjan Ltd Amrutanjan Health Care Ltd
2 INE968D01022 Arshiya Technologies International Ltd Arshiya International Ltd
3 INE971G01011 Ashika Agro Project Pvt Ltd Ashika Global Finance Pvt Ltd
4 INE372E01025 Birla Kennametal Ltd Birla Precision Technologies Ltd
5 INE198C01010 Camex Intermediates Ltd Camex Ltd
6 INE908A01016 Ciba Specialty Chemicals (India) Ltd Ciba India Ltd
7 INE312B01019 Corocomp Infosystems Ltd SJ Corporation Ltd
8 INE797A01021 Geometric Software Solutions Co. Ltd Geometric Ltd
9 INE260D01016 Goldstone Teleservices Ltd Goldstone Infratech Ltd
10 INE353A01023 Hinduja TMT Ltd Hinduja Ventures Ltd
11 INE601F01016 Hulta Pharmaceutical Export Ltd Epsom Properties Ltd
12 INE879E01011 IMP Finance Ltd Kanani Industries Ltd
13 INE517C01011 IOL Broadband Ltd IOL Netcom Ltd
14 INE854B01010 Jayaswals Neco Ltd Jayaswal Neco Industries Ltd
15 INE291D01011 Kamla Dials And Devices Ltd KDDL Ltd
16 INE641C01019 Kaveri Telecoms Ltd Kavveri Telecom Products Ltd
17 INE845A01010 Kiduja Industries Ltd Kiduja India Ltd
18 INE813A01018 Mahindra Gesco Developers Ltd Mahindra Lifespace Developers Ltd
19 INE706F01013 Majjarrsha Housing Finance Ltd Sylph Technologies Ltd
20 INE323A01026 Motor Industries Ltd Bosch Ltd
21 INE932G01013 Paradyne Infotech Ltd Glodyne Technoserve Ltd
22 INE285C01015 Porritts & Spencer (Asia) Ltd Voith Paper Fabrics India Ltd
23 INE704D01013 Quest International India Ltd Quest International India Pvt Ltd
24 INE076I01015 RDC Concrete (India) Ltd RDC Concrete (India) Pvt Ltd
25 INE141I01017 Reliance Telecom Infrastructure Ltd Reliance Infratel Ltd
26 INE117F01013 Salora Finance Ltd Artheon Finance Ltd
27 INE651I01015 Seaport Container Terminal Pvt Ltd Seaport Container Terminal Ltd
28 INE024F01011 Shilchar Electronics Ltd Shilchar Technologies Ltd
29 INE353H01010 Shivalik Global Ltd STL Global Ltd
30 INE636A01039 SIEL Ltd Mawana Sugars Ltd
31 INE320B01020 Solectron Centum Electronics Ltd Centum Electronics Ltd
32 INE463B01010 Suchinfotech Ltd Infronics Systems Ltd
33 INE083G01015 Tatia Intimate Exports Ltd Tatia Global Vennture Ltd
34 INE653B01016 Techno Synthetics Ltd Bala Techno Industries Ltd
KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - Short Selling AndShort Selling AndShort Selling AndShort Selling AndShort Selling AndSecurities Lending & BorrSecurities Lending & BorrSecurities Lending & BorrSecurities Lending & BorrSecurities Lending & Borrowingowingowingowingowing
1.1.1.1.1. What is short selling?What is short selling?What is short selling?What is short selling?What is short selling?
Short selling is, when an investor sells securities in
the market, which he/she does not own at the time
of the trade. The investor, however, would have to
mandatorily deliver the same at the time of
settlement. All classes of investors, viz., retail and
institutional investors, have been permitted by SEBI
to short sell.
2.2.2.2.2. Which securities arWhich securities arWhich securities arWhich securities arWhich securities are permitted for short selling?e permitted for short selling?e permitted for short selling?e permitted for short selling?e permitted for short selling?
Currently only securities traded in the Futures and
Options (F&O) segment are eligible for short selling.
However, SEBI will review the list of securities eligible
for short selling from time to time.
3.3.3.3.3. Does the brDoes the brDoes the brDoes the brDoes the broker need to know if the transactionoker need to know if the transactionoker need to know if the transactionoker need to know if the transactionoker need to know if the transaction
is a short sell?is a short sell?is a short sell?is a short sell?is a short sell?
Yes. All categories of investors must inform the broker
when placing the order, if such transaction is a
short sell.
4.4.4.4.4. What is Securities Lending and BorrWhat is Securities Lending and BorrWhat is Securities Lending and BorrWhat is Securities Lending and BorrWhat is Securities Lending and Borrowing (SLB)owing (SLB)owing (SLB)owing (SLB)owing (SLB)
and how is it rand how is it rand how is it rand how is it rand how is it relevant to short selling?elevant to short selling?elevant to short selling?elevant to short selling?elevant to short selling?
As discussed earlier, under short selling an investor
can place an order to sell securities without actually
holding them in their account. However the delivery
for that transaction would have to be made by the
investor on the settlement day, which is T+2. In order
to fulfill this requirement, the investor can borrow
securities from any market participant who is willing
to lend under the Securities Lending and Borrowing
(SLB) Scheme, which falls under the purview of the
Securities Lending Scheme (SLS), 1997. Thus, Lending
& Borrowing assists in fulfilling the deliveries for short
sell transactions of investors & also enables the
investors to earn returns on the securities held in
their account.
5.5.5.5.5. How can an investor participate in SLB?How can an investor participate in SLB?How can an investor participate in SLB?How can an investor participate in SLB?How can an investor participate in SLB?
` The investor who intends to participate in SLB should
approach their respective CM, bank or custodian who
would have been authorized and are granted access
to the SLB platform. The platform for SLB is facilitated
through the Clearing Corporations/Clearing Houses
as they are Authorised Intermediaries (AIs) under the
provisions of the SLS, 1997.
6.6.6.6.6. What arWhat arWhat arWhat arWhat are the pre the pre the pre the pre the pre re re re re requisites for SLB and whenequisites for SLB and whenequisites for SLB and whenequisites for SLB and whenequisites for SLB and when
ararararare the SLB settlements carried out?e the SLB settlements carried out?e the SLB settlements carried out?e the SLB settlements carried out?e the SLB settlements carried out?
SLB is a fixed standardized contract, which will be
for a period of 7 days, and the settlement cycle would
be independent of the normal market settlements.
The transactions can be effected through any
beneficiary demat account. However the investor
would have to register with the CM as a client for
the purpose of SLB.
The settlement cycle for SLB is as follows:
a) On the trade day i.e. T day the investor would
enter into a transaction to lend/borrow stocks.
b) The delivery of securities on gross basis would
be made on T+1 and the investor who has
agreed to lend/borrow would have to deliver/
receive securities through their respective CM.
If the lender of the securities does not deliver
the securities then a close-out is declared and
the monetary value of the securities is obtained
from the lender and passed on to the borrower.
c) After 7 days i.e. on T+8, the transaction is
reversed and the borrower has to return the
securities to the lender. If the borrower fails to
deliver the securities to the lender then, a return
auction will be carried out on the same day and
will be settled on T+9.
7.7.7.7.7. As an investorAs an investorAs an investorAs an investorAs an investor, can I use my existing CDSL demat, can I use my existing CDSL demat, can I use my existing CDSL demat, can I use my existing CDSL demat, can I use my existing CDSL demat
account for SLB?account for SLB?account for SLB?account for SLB?account for SLB?
Yes. Demat account holders can user their existing
accounts for SLB.
8.8.8.8.8. If I enter into SLB transactions will it afIf I enter into SLB transactions will it afIf I enter into SLB transactions will it afIf I enter into SLB transactions will it afIf I enter into SLB transactions will it affect anyfect anyfect anyfect anyfect any
corporate actions on the securities held in mycorporate actions on the securities held in mycorporate actions on the securities held in mycorporate actions on the securities held in mycorporate actions on the securities held in my
account?account?account?account?account?
SLB as the term states is not a purchase/ disposal/
transfer of securities by an investor. Moreover SLB
contract is valid only for a period of 7 days from the
trade day and the current regulations from SEBI
prohibit any SLB during the periods of corporate
action of any securities. This is handled by the stock
exchange mechanism by declaring no delivery periods
for the concerned securities.
1010101010 1111111111
AGRA• Seema Securities Pvt. Ltd @@@@@
AHMEDABAD• Ahmedabad Stock Exchange Ltd
• Goldmine Stocks Pvt. Ltd• Highsight Capital Market Services
Pvt. Ltd
• Innovate Securities Pvt Ltd @@@@@• Interface Brokerage And Research Ltd @@@@@• Khajanchi & Gandhi Stock Broking
Pvt. Ltd• Kunvarji Finstock Pvt. Ltd #####• Moneycare Securities And Financial
Services Ltd• Munoth Capital Market Ltd• Navkar Share & Stock Brokers Pvt Ltd
• Oswal Shares & Securities Ltd• Parsoli Corporation Ltd @@@@@• Rajvi Stock Broking Ltd @@@@@
• Shah Investor’s Home Ltd @@@@@• Shree Kanha Stock Broking Pvt.Ltd• Span Caplease Pvt Ltd
AHMEDNAGAR• Nagar Urban Co-Operative Bank Ltd.
AKOLA• The Akola Janata Commercial Coop.
Bank Ltd. @@@@@
• The Akola Urban Cooperative Bank Ltd.
AMBALA CANTT• D R Share & Stock Brokers Pvt. Ltd.
AMRITSAR• Sanchit Financial & Management
Services Ltd• Shubham Stock Broking Services
Pvt. Ltd @@@@@
BANGALORE• Bangalore Stock Exchange Ltd• Canara Bank
• Omnesys Tradenet Pvt Ltd
BARODA
• Fortune Fiscal Ltd• SDFC Securities Ltd @ @ @ @ @
BHOPAL• Kalpataru Multiplier Ltd @ @ @ @ @
BIKANER• Shriam Financial Pvt. Ltd
CHANDIGARH• Competent Finman Pvt. Ltd @@@@@
• State Bank Of Patiala @ @ @ @ @
CHENNAI
• Anush Shares & Securities Pvt. Ltd• Apollo Sindhoori Capital Investments
Ltd ^̂̂̂̂• Aryan Share & Stock Brokers Ltd• ASL Capital Holdings Pvt. Ltd• Cholamandalam Securities Ltd @@@@@
• Chona Financial Services Pvt. Ltd @@@@@• Computer Age Management Services
Pvt. Ltd
• ITI Financial Services Ltd @@@@@• Madras Stock Exchange Ltd @@@@@• Patco Investments & Consultancy
Services (Pvt.) Ltd.• Saravana Stocks Pvt. Ltd• Sugal & Damani Share And Stock
Brokers Pvt Ltd• Unifi Wealth Management Ltd @@@@@
COCHIN• UAE Exchange And Finance Ltd
COIMBATORE• Fortune Wealth Management Co.
India (P) Ltd
GANDHINAGAR• Manashvi Securities Ltd
GORAKHPUR• M L A P Securities Pvt. Ltd
GURGAON• Indiabulls Securities Ltd ^̂̂̂̂
HISAR• T R Capital Ltd @@@@@
HYDERABAD/SECUNDERABAD• Andhra Bank @@@@@
DPs REGISTERED WITH CDSL
• B N Rathi Securities Ltd• Balaji Equities Ltd @@@@@
• BNR Capital Services Pvt Ltd @@@@@• CIL Securities Ltd @@@@@• Inani Securities Ltd
• Karvy Stock Broking Ltd ^̂̂̂̂• Northeast Broking Services Ltd• PCS Securities Ltd @@@@@
• R L P Securities Pvt. Ltd @@@@@• Saaketa Consultants Ltd @@@@@• Sripad Securities Pvt Ltd @@@@@
• The Hyderabad Stock Exchange Ltd @@@@@• Tradewell Securities Ltd• Zen Securities Ltd @@@@@
INDORE• Arihant Capital Markets Ltd
• Exclusive Securities Ltd.• Gems Equities & Securities Pvt. Ltd• Indo Thai Securities Ltd
• MPSE Securities Ltd• Pumarth Credit & Capital Ltd• Sanjay C Baxi Securities Pvt Ltd
• State Bank Of Indore• Swastika Investmart Ltd.
JAIPUR• Hem Securities Ltd @@@@@• JSEL Securities Ltd @@@@@
• Maverick Share Brokers Pvt Ltd @@@@@• Prabhat Financial Services Ltd @@@@@• The Bank Of Rajasthan *****
KANPUR• Siddhi Shares Pvt. Ltd @@@@@
KOCHI• Cochin Stock Brokers Ltd @@@@@
• Geojit Financial Services Ltd ^̂̂̂̂• JRG Securities Ltd ^̂̂̂̂• Select Stock Brokers Ltd @@@@@
KOLKATA• Accord Capital Markets Ltd
• Baljit Securities Pvt. Ltd. @@@@@• Bhartia Stock Broking Pvt. Ltd• BMA Wealth Creators Pvt. Ltd
• CD Equisearch Pvt. Ltd @@@@@• Dalmia Securities Ltd *****• Dynamic Equities Pvt Ltd ^̂̂̂̂
DP NAME DP NAME DP NAME
Note:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registered
KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - KNOWLEDGE CENTRE - Short Selling AndShort Selling AndShort Selling AndShort Selling AndShort Selling AndSecurities Lending & BorrSecurities Lending & BorrSecurities Lending & BorrSecurities Lending & BorrSecurities Lending & Borrowingowingowingowingowing
1.1.1.1.1. What is short selling?What is short selling?What is short selling?What is short selling?What is short selling?
Short selling is, when an investor sells securities in
the market, which he/she does not own at the time
of the trade. The investor, however, would have to
mandatorily deliver the same at the time of
settlement. All classes of investors, viz., retail and
institutional investors, have been permitted by SEBI
to short sell.
2.2.2.2.2. Which securities arWhich securities arWhich securities arWhich securities arWhich securities are permitted for short selling?e permitted for short selling?e permitted for short selling?e permitted for short selling?e permitted for short selling?
Currently only securities traded in the Futures and
Options (F&O) segment are eligible for short selling.
However, SEBI will review the list of securities eligible
for short selling from time to time.
3.3.3.3.3. Does the brDoes the brDoes the brDoes the brDoes the broker need to know if the transactionoker need to know if the transactionoker need to know if the transactionoker need to know if the transactionoker need to know if the transaction
is a short sell?is a short sell?is a short sell?is a short sell?is a short sell?
Yes. All categories of investors must inform the broker
when placing the order, if such transaction is a
short sell.
4.4.4.4.4. What is Securities Lending and BorrWhat is Securities Lending and BorrWhat is Securities Lending and BorrWhat is Securities Lending and BorrWhat is Securities Lending and Borrowing (SLB)owing (SLB)owing (SLB)owing (SLB)owing (SLB)
and how is it rand how is it rand how is it rand how is it rand how is it relevant to short selling?elevant to short selling?elevant to short selling?elevant to short selling?elevant to short selling?
As discussed earlier, under short selling an investor
can place an order to sell securities without actually
holding them in their account. However the delivery
for that transaction would have to be made by the
investor on the settlement day, which is T+2. In order
to fulfill this requirement, the investor can borrow
securities from any market participant who is willing
to lend under the Securities Lending and Borrowing
(SLB) Scheme, which falls under the purview of the
Securities Lending Scheme (SLS), 1997. Thus, Lending
& Borrowing assists in fulfilling the deliveries for short
sell transactions of investors & also enables the
investors to earn returns on the securities held in
their account.
5.5.5.5.5. How can an investor participate in SLB?How can an investor participate in SLB?How can an investor participate in SLB?How can an investor participate in SLB?How can an investor participate in SLB?
` The investor who intends to participate in SLB should
approach their respective CM, bank or custodian who
would have been authorized and are granted access
to the SLB platform. The platform for SLB is facilitated
through the Clearing Corporations/Clearing Houses
as they are Authorised Intermediaries (AIs) under the
provisions of the SLS, 1997.
6.6.6.6.6. What arWhat arWhat arWhat arWhat are the pre the pre the pre the pre the pre re re re re requisites for SLB and whenequisites for SLB and whenequisites for SLB and whenequisites for SLB and whenequisites for SLB and when
ararararare the SLB settlements carried out?e the SLB settlements carried out?e the SLB settlements carried out?e the SLB settlements carried out?e the SLB settlements carried out?
SLB is a fixed standardized contract, which will be
for a period of 7 days, and the settlement cycle would
be independent of the normal market settlements.
The transactions can be effected through any
beneficiary demat account. However the investor
would have to register with the CM as a client for
the purpose of SLB.
The settlement cycle for SLB is as follows:
a) On the trade day i.e. T day the investor would
enter into a transaction to lend/borrow stocks.
b) The delivery of securities on gross basis would
be made on T+1 and the investor who has
agreed to lend/borrow would have to deliver/
receive securities through their respective CM.
If the lender of the securities does not deliver
the securities then a close-out is declared and
the monetary value of the securities is obtained
from the lender and passed on to the borrower.
c) After 7 days i.e. on T+8, the transaction is
reversed and the borrower has to return the
securities to the lender. If the borrower fails to
deliver the securities to the lender then, a return
auction will be carried out on the same day and
will be settled on T+9.
7.7.7.7.7. As an investorAs an investorAs an investorAs an investorAs an investor, can I use my existing CDSL demat, can I use my existing CDSL demat, can I use my existing CDSL demat, can I use my existing CDSL demat, can I use my existing CDSL demat
account for SLB?account for SLB?account for SLB?account for SLB?account for SLB?
Yes. Demat account holders can user their existing
accounts for SLB.
8.8.8.8.8. If I enter into SLB transactions will it afIf I enter into SLB transactions will it afIf I enter into SLB transactions will it afIf I enter into SLB transactions will it afIf I enter into SLB transactions will it affect anyfect anyfect anyfect anyfect any
corporate actions on the securities held in mycorporate actions on the securities held in mycorporate actions on the securities held in mycorporate actions on the securities held in mycorporate actions on the securities held in my
account?account?account?account?account?
SLB as the term states is not a purchase/ disposal/
transfer of securities by an investor. Moreover SLB
contract is valid only for a period of 7 days from the
trade day and the current regulations from SEBI
prohibit any SLB during the periods of corporate
action of any securities. This is handled by the stock
exchange mechanism by declaring no delivery periods
for the concerned securities.
1010101010 1111111111
AGRA• Seema Securities Pvt. Ltd @@@@@
AHMEDABAD• Ahmedabad Stock Exchange Ltd
• Goldmine Stocks Pvt. Ltd• Highsight Capital Market Services
Pvt. Ltd
• Innovate Securities Pvt Ltd @@@@@• Interface Brokerage And Research Ltd @@@@@• Khajanchi & Gandhi Stock Broking
Pvt. Ltd• Kunvarji Finstock Pvt. Ltd #####• Moneycare Securities And Financial
Services Ltd• Munoth Capital Market Ltd• Navkar Share & Stock Brokers Pvt Ltd
• Oswal Shares & Securities Ltd• Parsoli Corporation Ltd @@@@@• Rajvi Stock Broking Ltd @@@@@
• Shah Investor’s Home Ltd @@@@@• Shree Kanha Stock Broking Pvt.Ltd• Span Caplease Pvt Ltd
AHMEDNAGAR• Nagar Urban Co-Operative Bank Ltd.
AKOLA• The Akola Janata Commercial Coop.
Bank Ltd. @@@@@
• The Akola Urban Cooperative Bank Ltd.
AMBALA CANTT• D R Share & Stock Brokers Pvt. Ltd.
AMRITSAR• Sanchit Financial & Management
Services Ltd• Shubham Stock Broking Services
Pvt. Ltd @@@@@
BANGALORE• Bangalore Stock Exchange Ltd• Canara Bank
• Omnesys Tradenet Pvt Ltd
BARODA
• Fortune Fiscal Ltd• SDFC Securities Ltd @ @ @ @ @
BHOPAL• Kalpataru Multiplier Ltd @ @ @ @ @
BIKANER• Shriam Financial Pvt. Ltd
CHANDIGARH• Competent Finman Pvt. Ltd @@@@@
• State Bank Of Patiala @ @ @ @ @
CHENNAI
• Anush Shares & Securities Pvt. Ltd• Apollo Sindhoori Capital Investments
Ltd ^̂̂̂̂• Aryan Share & Stock Brokers Ltd• ASL Capital Holdings Pvt. Ltd• Cholamandalam Securities Ltd @@@@@
• Chona Financial Services Pvt. Ltd @@@@@• Computer Age Management Services
Pvt. Ltd
• ITI Financial Services Ltd @@@@@• Madras Stock Exchange Ltd @@@@@• Patco Investments & Consultancy
Services (Pvt.) Ltd.• Saravana Stocks Pvt. Ltd• Sugal & Damani Share And Stock
Brokers Pvt Ltd• Unifi Wealth Management Ltd @@@@@
COCHIN• UAE Exchange And Finance Ltd
COIMBATORE• Fortune Wealth Management Co.
India (P) Ltd
GANDHINAGAR• Manashvi Securities Ltd
GORAKHPUR• M L A P Securities Pvt. Ltd
GURGAON• Indiabulls Securities Ltd ^̂̂̂̂
HISAR• T R Capital Ltd @@@@@
HYDERABAD/SECUNDERABAD• Andhra Bank @@@@@
DPs REGISTERED WITH CDSL
• B N Rathi Securities Ltd• Balaji Equities Ltd @@@@@
• BNR Capital Services Pvt Ltd @@@@@• CIL Securities Ltd @@@@@• Inani Securities Ltd
• Karvy Stock Broking Ltd ^̂̂̂̂• Northeast Broking Services Ltd• PCS Securities Ltd @@@@@
• R L P Securities Pvt. Ltd @@@@@• Saaketa Consultants Ltd @@@@@• Sripad Securities Pvt Ltd @@@@@
• The Hyderabad Stock Exchange Ltd @@@@@• Tradewell Securities Ltd• Zen Securities Ltd @@@@@
INDORE• Arihant Capital Markets Ltd
• Exclusive Securities Ltd.• Gems Equities & Securities Pvt. Ltd• Indo Thai Securities Ltd
• MPSE Securities Ltd• Pumarth Credit & Capital Ltd• Sanjay C Baxi Securities Pvt Ltd
• State Bank Of Indore• Swastika Investmart Ltd.
JAIPUR• Hem Securities Ltd @@@@@• JSEL Securities Ltd @@@@@
• Maverick Share Brokers Pvt Ltd @@@@@• Prabhat Financial Services Ltd @@@@@• The Bank Of Rajasthan *****
KANPUR• Siddhi Shares Pvt. Ltd @@@@@
KOCHI• Cochin Stock Brokers Ltd @@@@@
• Geojit Financial Services Ltd ^̂̂̂̂• JRG Securities Ltd ^̂̂̂̂• Select Stock Brokers Ltd @@@@@
KOLKATA• Accord Capital Markets Ltd
• Baljit Securities Pvt. Ltd. @@@@@• Bhartia Stock Broking Pvt. Ltd• BMA Wealth Creators Pvt. Ltd
• CD Equisearch Pvt. Ltd @@@@@• Dalmia Securities Ltd *****• Dynamic Equities Pvt Ltd ^̂̂̂̂
DP NAME DP NAME DP NAME
Note:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registered
1212121212 1313131313
Note:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registeredNote:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registered
DPs REGISTERED WITH CDSL (Contd.)
• East India Securities Ltd ^ @^ @^ @^ @^ @• Essar Stocks & Securities Pvt Ltd @@@@@• G M Bosu & Co Pvt Ltd
• Guiness Securities Ltd• Karuna Financial Services Pvt. Ltd @@@@@• Lohia Securities Ltd @@@@@
• M Prasad & Co. Ltd• Microsec Capital Ltd• Parwati Capital Market Pvt. Ltd.
• R.M. Share Trading Pvt. Ltd• Sankalp Share Brokers Pvt. Ltd• Shriram Insight Share Brokers Ltd * @* @* @* @* @
• SKP Securities Ltd * @* @* @* @* @• SSD Securities Pvt. Ltd• United Bank Of India @@@@@
• VCK Share & Stock Broking Services Ltd• Vedika Securities Pvt Ltd @@@@@
LUCKNOW• Allahabad Bank• Fair Intermediate Investment Pvt. Ltd.
• Mani Stock Brokers Ltd @@@@@• Seeta Portfolio Management Ltd. @@@@@
LUDHIANA• LSE Securities Ltd @@@@@
MANGALORE• The Karnataka Bank Ltd
MUMBAI• A S Stock Broking & Management Pvt.
Ltd. @@@@@
• A.C.Choksi Share Brokers Pvt. Ltd. @@@@@• ABN Amro Bank N.V• AFN Langrana Share And Stock Brokers
Pvt. Ltd• Ajcon Global Services Ltd• Ajmera Associates Pvt Ltd
• Aldan Investments Pvt. Ltd. @@@@@• Ambit Capital Pvt. Ltd• Ambit Securities Broking Pvt. Ltd @@@@@
• Amu Shares & Securities Ltd• Anand Rathi Securities Ltd. ^ @^ @^ @^ @^ @• Angel Broking Ltd ^ @^ @^ @^ @^ @
• Antique Stock Broking Ltd @@@@@• Anugrah Stock And Broking Pvt Ltd. @@@@@• Apex Stock Brokers Pvt. Ltd @@@@@
• Arcadia Share & Stock BrokersPvt Ltd @@@@@
• ARJ Securities Pvt Ltd @@@@@• Ashika Stock Broking Ltd ^ @^ @^ @^ @^ @• Asian Markets Securities Pvt. Ltd @@@@@
• Asit C. Mehta InvestmentInterrmediates Ltd * @ * @ * @ * @ * @
• Asset Alliance Securities Pvt. Ltd @@@@@
• Axis Bank Ltd ^ @^ @^ @^ @^ @• B D Shah Securities Ltd @@@@@• B M Gandhi Securities Pvt Ltd
• B R Jalan Securities Pvt. Ltd @@@@@• Babubhai Purushottamdas Stock
Brokers Pvt Ltd
• Bakliwal Financial Services (I)Pvt. Ltd. @@@@@
• Balance Equity Broking (India)
Pvt. Ltd.@@@@@• Bank Of Baroda @@@@@• Bank Of India * @* @* @* @* @
• Bank Of Maharashtra• Basis Point Securities Pvt. Ltd @@@@@• BCB Brokerage Pvt. Ltd ^ @^ @^ @^ @^ @
• Bhagwandas Gordhandas FinancialPvt Ltd
• Bhavik Rajesh Khandhar Shares & Stock
Brokers P Ltd• BHH Securities Pvt. Ltd @@@@@• Bhogilal Trikamlal Securities Pvt. Ltd
• BOI Shareholding Ltd. # @# @# @# @# @• Bonanza Portfolio Ltd ^ @^ @^ @^ @^ @• Brics Securities Ltd @@@@@
• C.R.Kothari And Sons Shares & StockBrokers (P) Ltd
• Central Bank Of India @@@@@
• Centrum Broking Pvt. Ltd @@@@@• Centurion Bank Of Punjab Ltd @@@@@• Churiwala Securities Pvt. Ltd @@@@@
• Citibank N.A.• Citigroup Wealth Advisors India Pvt. Ltd• Comfort Securities Pvt. Ltd @@@@@
• Crosseas Capital Services Pvt. Ltd• Dalal & Broacha Stock Broking Pvt. Ltd• Dani Shares And Stock Pvt Ltd @@@@@
• Dawnay Day A V Securities Pvt. Ltd• DBS Bank Ltd• DBS Capital Markets Pvt Ltd
• Deutsche Bank AG• Development Credit Bank Ltd. @@@@@• Dhyan Stock Broking Pvt. Ltd
• Dimensional Securities Pvt Ltd @@@@@• Dindayal Biyani Stock Brokers Ltd
DP NAME DP NAME DP NAME
• Dipan Mehta Share & Stock BrokersPvt Ltd @@@@@
• DJS Stock And Shares Ltd # @# @# @# @# @
• Edelweiss Securities Ltd @@@@@• Emkay Share And Stock Brokers Ltd *@*@*@*@*@• Enam Securities Direct Pvt. Ltd
• Enam Securities Pvt. Ltd• Finance Monitor (India) Pvt Ltd @@@@@• Finquest Securities Pvt. Ltd
• Fortune Financial Services (India) Ltd• Gandhi Securities And Investment
Pvt Ltd @@@@@
• Ghanshyam Shares Stock BrokersPvt Ltd
• Grishma Securities Pvt Ltd
• Gupta Equities Pvt. Ltd• Hasmukh Lalbhai Share Brokers Pvt Ltd• Haven Financial Services Pvt Ltd
• HDFC Bank Ltd ^ @^ @^ @^ @^ @• Hornic Investment Pvt Ltd @ @ @ @ @• HTS Securities (P) Ltd
• ICICI Bank Ltd *****• IDBI Bank Ltd• INA Stock Broking Co. Pvt. Ltd. @@@@@
• India Advantage Securities Ltd• India Capital Markets Pvt. Ltd• India Infoline Ltd
• Indianivesh Securities Pvt. Ltd• Indusind Bank Ltd ^ @^ @^ @^ @^ @• Infinity.Com Financial Securities Ltd @@@@@
• Infrastructure Leasing & FinancialServices Ltd ^ @^ @^ @^ @^ @
• Inventure Growth & Securities Ltd
• ISJ Securities Pvt. Ltd• J G A Shah Shares Brokers Pvt Ltd• J G Shah Financial Consultants
Pvt. Ltd @@@@@• J M Financial Services Pvt Ltd• J P Morgan Chase Bank N.A.
• Jamnadas Virji Shares & StockBrokers Pvt Ltd
• Janata Sahakari Bank Ltd. @@@@@
• Javeri Fiscal Services Ltd• JHP Securities Pvt. Ltd• Joindre Capital Services Ltd @@@@@
• K Damani Securities Pvt Ltd *****• K G Vora Securities Ltd @@@@@• K K Stock Management Pvt Ltd
• K M Jain Stock Brokers Pvt Ltd @@@@@• K.Jayantilal Securities Pvt. Ltd
DPs REGISTERED WITH CDSL (Contd.)
• Kamal Kumar Jalan Securities Pvt Ltd @@@@@• Kantilal Chhaganlal Securities Pvt. Ltd @@@@@• Kaushik Shah Shares And Securities
Pvt. Ltd.• Kedia Shares And Stocks Brokers Ltd• Keynote Capitals Ltd
• Khambatta Securities Ltd @@@@@• Kisan Ratilal Choksey Shares And
Securities Pvt Ltd @@@@@
• KNC Shares & Securities Pvt Ltd• Kotak Mahindra Bank Ltd @@@@@• Kotak Securities Ltd ^̂̂̂̂• L F C Securities Pvt. Ltd @ @ @ @ @• Lalkar Securities Pvt. Ltd• LKP Shares & Securities Ltd @@@@@
• M R Share Broking Pvt Ltd• Maheshwari Equity Brokers Pvt. Ltd• Malti Securities Pvt. Ltd
• Manali Trading & Holdings Pvt. Ltd @@@@@• Mangal Keshav Securities Ltd @ @ @ @ @• Maniput Investments Pvt Ltd @@@@@
• Manoj Javeri Stock Broking Pvt Ltd @@@@@• Manubhai Mangaldas Securites Pvt Ltd• Mehta Equities Ltd
• Mehta Vakil And Company Pvt. Ltd• Merfin Shares & Stock Broking P Ltd• MF Global Sify Securities India Pvt Ltd ^ @^ @^ @^ @^ @
• MLR Securities Pvt. Ltd @@@@@• Moneybee Securities Pvt. Ltd• Mother India Securities Pvt Ltd
• Motilal Oswal Securities Ltd ^ @^ @^ @^ @^ @• Naman Securities & Finance Pvt. Ltd @@@@@• Nariman Finvest Pvt. Ltd
• Networth Stock Broking Ltd ^ @^ @^ @^ @^ @• New India Co-Operative Bank Ltd• Nirmal Bang Securities Pvt. Ltd
• NNM Securities Pvt. Ltd• Oracle Securities Pvt. Ltd @@@@@• Oriental Bank Of Commerce ^̂̂̂̂• Oriental Bank Of Commerce-• Erstwhile Global Trust Bank Ltd @@@@@• Padmakshi Financial Services Ltd @@@@@
• Pankaj Mangaldas Securities Pvt. Ltd• Pashupati Capital Services Pvt Ltd @@@@@• Prabhudas Lilladher Pvt Ltd @@@@@
• Pragya Securities Pvt Ltd• Pramod Kumar Jain Securities Pvt Ltd• Pratibhuti Viniyog Ltd @@@@@
• Pratik Stock Vision Pvt Ltd• Prime Broking Company (India) Ltd• Progressive Share Brokers Pvt Ltd @@@@@
• Pruthvi Brokers & Share HoldingsPvt Ltd
• Punjab And Maharashtra Co-OpBank Ltd
• R B K Share Broking Ltd *****• R R Nabar & Co. Share Brokers Pvt. Ltd• R R S Shares & Stock Brokers Pvt Ltd @@@@@• R. D. Shah Stock Brokers Pvt Ltd• R.N.Patwa Share & Stock Brokers (P) Ltd• Rajchandra Capital Services Pvt Ltd• Rajen Chandrakant Securities Pvt. Ltd.• Rashi Equisearch Pvt. Ltd• Reliance Capital Ltd ^̂̂̂̂• Rikhav Securities Ltd• S.P.Jain Securities Pvt. Ltd.• Saikripa Securities Ltd @@@@@• Samruddhi Stock Broker Ltd @@@@@• Samurai Securities Pvt Ltd• Sanghavi Savla Stock Brokers Ltd• SAS Broking Pvt. Ltd• Satco Securities & Financial Services Ltd• Satguru Capital And Finance Pvt Ltd @@@@@• Saurashtra Capital Services Pvt Ltd• SBICAP Securities Ltd @@@@@• Sharekhan Ltd # @# @# @# @# @• Shilpa Stock Brokers Pvt. Ltd @@@@@• Shreepati Holdings & Finance
Pvt Ltd• SIC Stocks & Services Pvt. Ltd• Sino Securities Pvt Ltd• SMIFS Securities Ltd @@@@@• SMK Shares And Stock Broking Pvt. Ltd• SPS Share Brokers Pvt. Ltd• SSJ Finance & Securities Pvt. Ltd.• Standard Chartered Bank Ltd• State Bank Of India @@@@@• Stock Holding Corporation of
India Ltd.* @* @* @* @* @• Stratcap Securities (India) Pvt. Ltd.• Sunchan Securities Ltd @@@@@• Sunidhi Securities & Finance Ltd @@@@@• Suresh Rathi Securities Pvt. Ltd @@@@@• Sushil Finance Consultants Ltd @@@@@• SVV Shares & Stock Brokers Pvt. Ltd. @@@@@• Sykes & Ray Equities (India) Ltd @@@@@• Syndicate Bank• Systematix Shares & Stocks (India) Ltd• Techno Shares & Stocks Ltd @@@@@• The Greater Bombay Co-Operative
Bank Ltd. @@@@@• The Hongkong And Shanghai Banking
Corporation. Ltd
DP NAME DP NAME DP NAME
• The Maharashtra State CooperativeBank Ltd.
• The Omniscient Securities Pvt Ltd @@@@@
• The Ratnakar Bank Ltd• The Shamrao Vithal Co-Operative Bank Ltd• Total Securities Ltd
• Touchstone Capital Market ServicesPvt. Ltd
• Transglobal Securities Ltd @@@@@
• Transwarranty Capital Pvt. Ltd• Twin Earth Securities Pvt Ltd• Union Bank Of India @@@@@
• Unique Stockbro Pvt. Ltd.• UTI Securities Ltd @@@@@• Vasanti Share Brokers Ltd
• Vijan Share & Securities Pvt. Ltd. @@@@@• VNS Finance & Capital Services Ltd @@@@@• Wallfort Share & Stock Brokers Ltd
• Wellworth Shares And StockBroking Ltd @@@@@
• Zodiac Broking Pvt. Ltd @@@@@
NAVI MUMBAI• Inter-Connected Stock Exchange
of India Ltd @@@@@
NEW DELHI
• Abhipra Capital Ltd ^̂̂̂̂• Adinath Capital Services Ltd• Adroit Financial Services Pvt. Ltd
• Alankit Assignments Ltd ^ @^ @^ @^ @^ @• Almondz Capital Markets Pvt. Ltd.• Arch Finance Ltd @ @ @ @ @
• Best Bull Stock Trading Pvt. Ltd• BLB Ltd ^̂̂̂̂ @@@@@• Chugh Securities Pvt Ltd @@@@@
• CNB Finwiz Ltd• Credential Stock Brokers Ltd• Crimson Financial Services Ltd @@@@@
• D B (International) Stock Brokers Ltd.• Database Investment Services (I) Ltd• DSE Financial Services Ltd @@@@@
• Exponential Financial Services Pvt Ltd @@@@@• Express Securities Pvt Ltd @@@@@• Fairwealth Securities Pvt. Ltd
• FE Securities Pvt. Ltd @@@@@• Globe Capital Market Ltd ^ @^ @^ @^ @^ @• Gogia International Securities Ltd.
• IKM Investor Services Ltd• Indus Portfolio Pvt. Ltd• Integrated Master Securities Ltd
1212121212 1313131313
Note:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registeredNote:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registered
DPs REGISTERED WITH CDSL (Contd.)
• East India Securities Ltd ^ @^ @^ @^ @^ @• Essar Stocks & Securities Pvt Ltd @@@@@• G M Bosu & Co Pvt Ltd
• Guiness Securities Ltd• Karuna Financial Services Pvt. Ltd @@@@@• Lohia Securities Ltd @@@@@
• M Prasad & Co. Ltd• Microsec Capital Ltd• Parwati Capital Market Pvt. Ltd.
• R.M. Share Trading Pvt. Ltd• Sankalp Share Brokers Pvt. Ltd• Shriram Insight Share Brokers Ltd * @* @* @* @* @
• SKP Securities Ltd * @* @* @* @* @• SSD Securities Pvt. Ltd• United Bank Of India @@@@@
• VCK Share & Stock Broking Services Ltd• Vedika Securities Pvt Ltd @@@@@
LUCKNOW• Allahabad Bank• Fair Intermediate Investment Pvt. Ltd.
• Mani Stock Brokers Ltd @@@@@• Seeta Portfolio Management Ltd. @@@@@
LUDHIANA• LSE Securities Ltd @@@@@
MANGALORE• The Karnataka Bank Ltd
MUMBAI• A S Stock Broking & Management Pvt.
Ltd. @@@@@
• A.C.Choksi Share Brokers Pvt. Ltd. @@@@@• ABN Amro Bank N.V• AFN Langrana Share And Stock Brokers
Pvt. Ltd• Ajcon Global Services Ltd• Ajmera Associates Pvt Ltd
• Aldan Investments Pvt. Ltd. @@@@@• Ambit Capital Pvt. Ltd• Ambit Securities Broking Pvt. Ltd @@@@@
• Amu Shares & Securities Ltd• Anand Rathi Securities Ltd. ^ @^ @^ @^ @^ @• Angel Broking Ltd ^ @^ @^ @^ @^ @
• Antique Stock Broking Ltd @@@@@• Anugrah Stock And Broking Pvt Ltd. @@@@@• Apex Stock Brokers Pvt. Ltd @@@@@
• Arcadia Share & Stock BrokersPvt Ltd @@@@@
• ARJ Securities Pvt Ltd @@@@@• Ashika Stock Broking Ltd ^ @^ @^ @^ @^ @• Asian Markets Securities Pvt. Ltd @@@@@
• Asit C. Mehta InvestmentInterrmediates Ltd * @ * @ * @ * @ * @
• Asset Alliance Securities Pvt. Ltd @@@@@
• Axis Bank Ltd ^ @^ @^ @^ @^ @• B D Shah Securities Ltd @@@@@• B M Gandhi Securities Pvt Ltd
• B R Jalan Securities Pvt. Ltd @@@@@• Babubhai Purushottamdas Stock
Brokers Pvt Ltd
• Bakliwal Financial Services (I)Pvt. Ltd. @@@@@
• Balance Equity Broking (India)
Pvt. Ltd.@@@@@• Bank Of Baroda @@@@@• Bank Of India * @* @* @* @* @
• Bank Of Maharashtra• Basis Point Securities Pvt. Ltd @@@@@• BCB Brokerage Pvt. Ltd ^ @^ @^ @^ @^ @
• Bhagwandas Gordhandas FinancialPvt Ltd
• Bhavik Rajesh Khandhar Shares & Stock
Brokers P Ltd• BHH Securities Pvt. Ltd @@@@@• Bhogilal Trikamlal Securities Pvt. Ltd
• BOI Shareholding Ltd. # @# @# @# @# @• Bonanza Portfolio Ltd ^ @^ @^ @^ @^ @• Brics Securities Ltd @@@@@
• C.R.Kothari And Sons Shares & StockBrokers (P) Ltd
• Central Bank Of India @@@@@
• Centrum Broking Pvt. Ltd @@@@@• Centurion Bank Of Punjab Ltd @@@@@• Churiwala Securities Pvt. Ltd @@@@@
• Citibank N.A.• Citigroup Wealth Advisors India Pvt. Ltd• Comfort Securities Pvt. Ltd @@@@@
• Crosseas Capital Services Pvt. Ltd• Dalal & Broacha Stock Broking Pvt. Ltd• Dani Shares And Stock Pvt Ltd @@@@@
• Dawnay Day A V Securities Pvt. Ltd• DBS Bank Ltd• DBS Capital Markets Pvt Ltd
• Deutsche Bank AG• Development Credit Bank Ltd. @@@@@• Dhyan Stock Broking Pvt. Ltd
• Dimensional Securities Pvt Ltd @@@@@• Dindayal Biyani Stock Brokers Ltd
DP NAME DP NAME DP NAME
• Dipan Mehta Share & Stock BrokersPvt Ltd @@@@@
• DJS Stock And Shares Ltd # @# @# @# @# @
• Edelweiss Securities Ltd @@@@@• Emkay Share And Stock Brokers Ltd *@*@*@*@*@• Enam Securities Direct Pvt. Ltd
• Enam Securities Pvt. Ltd• Finance Monitor (India) Pvt Ltd @@@@@• Finquest Securities Pvt. Ltd
• Fortune Financial Services (India) Ltd• Gandhi Securities And Investment
Pvt Ltd @@@@@
• Ghanshyam Shares Stock BrokersPvt Ltd
• Grishma Securities Pvt Ltd
• Gupta Equities Pvt. Ltd• Hasmukh Lalbhai Share Brokers Pvt Ltd• Haven Financial Services Pvt Ltd
• HDFC Bank Ltd ^ @^ @^ @^ @^ @• Hornic Investment Pvt Ltd @ @ @ @ @• HTS Securities (P) Ltd
• ICICI Bank Ltd *****• IDBI Bank Ltd• INA Stock Broking Co. Pvt. Ltd. @@@@@
• India Advantage Securities Ltd• India Capital Markets Pvt. Ltd• India Infoline Ltd
• Indianivesh Securities Pvt. Ltd• Indusind Bank Ltd ^ @^ @^ @^ @^ @• Infinity.Com Financial Securities Ltd @@@@@
• Infrastructure Leasing & FinancialServices Ltd ^ @^ @^ @^ @^ @
• Inventure Growth & Securities Ltd
• ISJ Securities Pvt. Ltd• J G A Shah Shares Brokers Pvt Ltd• J G Shah Financial Consultants
Pvt. Ltd @@@@@• J M Financial Services Pvt Ltd• J P Morgan Chase Bank N.A.
• Jamnadas Virji Shares & StockBrokers Pvt Ltd
• Janata Sahakari Bank Ltd. @@@@@
• Javeri Fiscal Services Ltd• JHP Securities Pvt. Ltd• Joindre Capital Services Ltd @@@@@
• K Damani Securities Pvt Ltd *****• K G Vora Securities Ltd @@@@@• K K Stock Management Pvt Ltd
• K M Jain Stock Brokers Pvt Ltd @@@@@• K.Jayantilal Securities Pvt. Ltd
DPs REGISTERED WITH CDSL (Contd.)
• Kamal Kumar Jalan Securities Pvt Ltd @@@@@• Kantilal Chhaganlal Securities Pvt. Ltd @@@@@• Kaushik Shah Shares And Securities
Pvt. Ltd.• Kedia Shares And Stocks Brokers Ltd• Keynote Capitals Ltd
• Khambatta Securities Ltd @@@@@• Kisan Ratilal Choksey Shares And
Securities Pvt Ltd @@@@@
• KNC Shares & Securities Pvt Ltd• Kotak Mahindra Bank Ltd @@@@@• Kotak Securities Ltd ^̂̂̂̂• L F C Securities Pvt. Ltd @ @ @ @ @• Lalkar Securities Pvt. Ltd• LKP Shares & Securities Ltd @@@@@
• M R Share Broking Pvt Ltd• Maheshwari Equity Brokers Pvt. Ltd• Malti Securities Pvt. Ltd
• Manali Trading & Holdings Pvt. Ltd @@@@@• Mangal Keshav Securities Ltd @ @ @ @ @• Maniput Investments Pvt Ltd @@@@@
• Manoj Javeri Stock Broking Pvt Ltd @@@@@• Manubhai Mangaldas Securites Pvt Ltd• Mehta Equities Ltd
• Mehta Vakil And Company Pvt. Ltd• Merfin Shares & Stock Broking P Ltd• MF Global Sify Securities India Pvt Ltd ^ @^ @^ @^ @^ @
• MLR Securities Pvt. Ltd @@@@@• Moneybee Securities Pvt. Ltd• Mother India Securities Pvt Ltd
• Motilal Oswal Securities Ltd ^ @^ @^ @^ @^ @• Naman Securities & Finance Pvt. Ltd @@@@@• Nariman Finvest Pvt. Ltd
• Networth Stock Broking Ltd ^ @^ @^ @^ @^ @• New India Co-Operative Bank Ltd• Nirmal Bang Securities Pvt. Ltd
• NNM Securities Pvt. Ltd• Oracle Securities Pvt. Ltd @@@@@• Oriental Bank Of Commerce ^̂̂̂̂• Oriental Bank Of Commerce-• Erstwhile Global Trust Bank Ltd @@@@@• Padmakshi Financial Services Ltd @@@@@
• Pankaj Mangaldas Securities Pvt. Ltd• Pashupati Capital Services Pvt Ltd @@@@@• Prabhudas Lilladher Pvt Ltd @@@@@
• Pragya Securities Pvt Ltd• Pramod Kumar Jain Securities Pvt Ltd• Pratibhuti Viniyog Ltd @@@@@
• Pratik Stock Vision Pvt Ltd• Prime Broking Company (India) Ltd• Progressive Share Brokers Pvt Ltd @@@@@
• Pruthvi Brokers & Share HoldingsPvt Ltd
• Punjab And Maharashtra Co-OpBank Ltd
• R B K Share Broking Ltd *****• R R Nabar & Co. Share Brokers Pvt. Ltd• R R S Shares & Stock Brokers Pvt Ltd @@@@@• R. D. Shah Stock Brokers Pvt Ltd• R.N.Patwa Share & Stock Brokers (P) Ltd• Rajchandra Capital Services Pvt Ltd• Rajen Chandrakant Securities Pvt. Ltd.• Rashi Equisearch Pvt. Ltd• Reliance Capital Ltd ^̂̂̂̂• Rikhav Securities Ltd• S.P.Jain Securities Pvt. Ltd.• Saikripa Securities Ltd @@@@@• Samruddhi Stock Broker Ltd @@@@@• Samurai Securities Pvt Ltd• Sanghavi Savla Stock Brokers Ltd• SAS Broking Pvt. Ltd• Satco Securities & Financial Services Ltd• Satguru Capital And Finance Pvt Ltd @@@@@• Saurashtra Capital Services Pvt Ltd• SBICAP Securities Ltd @@@@@• Sharekhan Ltd # @# @# @# @# @• Shilpa Stock Brokers Pvt. Ltd @@@@@• Shreepati Holdings & Finance
Pvt Ltd• SIC Stocks & Services Pvt. Ltd• Sino Securities Pvt Ltd• SMIFS Securities Ltd @@@@@• SMK Shares And Stock Broking Pvt. Ltd• SPS Share Brokers Pvt. Ltd• SSJ Finance & Securities Pvt. Ltd.• Standard Chartered Bank Ltd• State Bank Of India @@@@@• Stock Holding Corporation of
India Ltd.* @* @* @* @* @• Stratcap Securities (India) Pvt. Ltd.• Sunchan Securities Ltd @@@@@• Sunidhi Securities & Finance Ltd @@@@@• Suresh Rathi Securities Pvt. Ltd @@@@@• Sushil Finance Consultants Ltd @@@@@• SVV Shares & Stock Brokers Pvt. Ltd. @@@@@• Sykes & Ray Equities (India) Ltd @@@@@• Syndicate Bank• Systematix Shares & Stocks (India) Ltd• Techno Shares & Stocks Ltd @@@@@• The Greater Bombay Co-Operative
Bank Ltd. @@@@@• The Hongkong And Shanghai Banking
Corporation. Ltd
DP NAME DP NAME DP NAME
• The Maharashtra State CooperativeBank Ltd.
• The Omniscient Securities Pvt Ltd @@@@@
• The Ratnakar Bank Ltd• The Shamrao Vithal Co-Operative Bank Ltd• Total Securities Ltd
• Touchstone Capital Market ServicesPvt. Ltd
• Transglobal Securities Ltd @@@@@
• Transwarranty Capital Pvt. Ltd• Twin Earth Securities Pvt Ltd• Union Bank Of India @@@@@
• Unique Stockbro Pvt. Ltd.• UTI Securities Ltd @@@@@• Vasanti Share Brokers Ltd
• Vijan Share & Securities Pvt. Ltd. @@@@@• VNS Finance & Capital Services Ltd @@@@@• Wallfort Share & Stock Brokers Ltd
• Wellworth Shares And StockBroking Ltd @@@@@
• Zodiac Broking Pvt. Ltd @@@@@
NAVI MUMBAI• Inter-Connected Stock Exchange
of India Ltd @@@@@
NEW DELHI
• Abhipra Capital Ltd ^̂̂̂̂• Adinath Capital Services Ltd• Adroit Financial Services Pvt. Ltd
• Alankit Assignments Ltd ^ @^ @^ @^ @^ @• Almondz Capital Markets Pvt. Ltd.• Arch Finance Ltd @ @ @ @ @
• Best Bull Stock Trading Pvt. Ltd• BLB Ltd ^̂̂̂̂ @@@@@• Chugh Securities Pvt Ltd @@@@@
• CNB Finwiz Ltd• Credential Stock Brokers Ltd• Crimson Financial Services Ltd @@@@@
• D B (International) Stock Brokers Ltd.• Database Investment Services (I) Ltd• DSE Financial Services Ltd @@@@@
• Exponential Financial Services Pvt Ltd @@@@@• Express Securities Pvt Ltd @@@@@• Fairwealth Securities Pvt. Ltd
• FE Securities Pvt. Ltd @@@@@• Globe Capital Market Ltd ^ @^ @^ @^ @^ @• Gogia International Securities Ltd.
• IKM Investor Services Ltd• Indus Portfolio Pvt. Ltd• Integrated Master Securities Ltd
1414141414 1515151515
DPs REGISTERED WITH CDSL (Contd.)
• Jaypee Capital Services Ltd ^ ^ ^ ^ ^
• Jyoti Jain Investment & Finance CoPvt Ltd *****
• K & A Securities Pvt Ltd @@@@@
• Mansukh Stock Brokers Ltd @@@@@• Master Capital Services Ltd @@@@@• Mithun Securities Pvt. Ltd @@@@@
• Modex International Securities Ltd• Moongipa Investments Ltd• MSB Securities (P) Ltd @@@@@
• Narayan Securities Pvt. Ltd• OPG Securities Pvt Ltd• Pace Stock Broking Services Pvt. Ltd
• R K Stockholding (P) Ltd• Religare Finvest Ltd• Religare Securities Ltd ^̂̂̂̂• RR Equity Brokers Pvt. Ltd.• S & S Securities Ltd• Sam Global Securities Ltd ^ @^ @^ @^ @^ @
• Som Datt Securities Ltd• The J & K Bank Ltd• Unicon Securities Pvt. Ltd
• Value Capital Services Ltd @@@@@
DP NAME DP NAME DP NAME
EQUITIES ADMITTED DURING JANUARY-FEBRUARY 2008
EQUITIES ADMITTED DURING JANUARY-FEBRUARY 2008 (Contd.)
Sr.No. ISIN NO. Issuer Name RTA Name
1 INE619I01012 A2Z Maintenanch & Engineering Alankit Assignments Ltd
Services Pvt. Ltd
2 INE778I01016 Aishwarya Telecom Ltd Bigshare Services Pvt. Ltd.
3 INE920I01014 Apollo Health Street Ltd Karvy Computershare Pvt Ltd
4 INE877I01016 Archidply Industries Ltd Karvy Computershare Pvt Ltd
5 INE991I01015 Aspinwall & Company Ltd SKDC Consultant Ltd
6 INE878I01014 Bafna Pharmaceuticals Ltd Cameo Corporate Services Ltd
7 INE918I01018 Bajaj Finserv Ltd Bajaj Auto Ltd
8 INE917I01010 Bajaj Holdings & Investment Ltd Bajaj Auto Ltd
9 INE089J01016 Bharti Axa Life Insurance Company Ltd Intime Spectrum Registry Ltd
10 INE975I01018 CHI Investments Ltd TSR Darashaw Ltd
11 INE562G01018 Claris Lifesciences Ltd Intime Spectrum Registry Ltd
12 INE950I01011 D. B. Corp Ltd Karvy Computershare Pvt Ltd
13 INE063J01011 Euro Multivision Ltd Intime Spectrum Registry Ltd
14 INE890I01019 Farmax Retail (India) Ltd Aarthi Consultants Pvt. Ltd
15 INE045J01018 Fineotex Chemical Ltd Bigshare Services Pvt. Ltd.
16 INE060J01017 Flexituff International Ltd Intime Spectrum Registry Ltd
Note:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registered
Sr.No. ISIN NO. Issuer Name RTA Name
17 INE572D01014 Frontier Springs Ltd Alankit Assignments Ltd
18 INE995I01016 Gemini Engi-Fab Ltd Karvy Computershare Pvt Ltd
19 INE065J01016 GI Engineering Solutions Ltd Bigshare Services Pvt. Ltd
20 INE018J01015 Gokul Refoils And Solvent Ltd Intime Spectrum Registry Ltd
21 INE090J01014 Gujarat Wedge Wire Screens Ltd MCS Ltd
22 INE952I01017 HV Transmissions Ltd TSR Darashaw Ltd
23 INE909I01017 Indarma Prime Industries Ltd Cameo Corporate Services Ltd
24 INE523H01018 JM Financial Products Pvt. Ltd Sharepro Services (I) Pvt. Ltd
25 INE121E01018 JSW Energy Ltd Karvy Computershare Pvt Ltd
26 INE036J01017 LMJ International Ltd Niche Technologies Pvt. Ltd
27 INE947I01017 Lotus Eye Care Hospital Ltd SKDC Consultant Ltd
28 INE998I01010 Mahindra Holidays & Resorts India Ltd Karvy Computershare Pvt Ltd
29 INE954I01013 Maltex Malsters Ltd Alpha Systems Pvt. Ltd
30 INE087J01010 Mandhana Industries Ltd Intime Spectrum Registry Ltd
31 INE019J01013 Microsec Financial Services Ltd Intime Spectrum Registry Ltd
32 INE919I01016 Music Broadcast Pvt. Ltd Sharepro Services (I) Pvt. Ltd
33 INE107J01016 Photon Capital Advisors Ltd Sathguru Management Consultants Ltd
34 INE891I01017 Pragati Green Meadows Aarthi Consultants Pvt. Ltd
And Resorts Ltd
35 INE523I01016 Prakash Woollen Mills Ltd Skyline Financial Services Ltd
36 INE739I01018 Premjyot Fabrics Ltd Pinnacle Share Registry Pvt. Ltd
37 INE892I01015 Pride Hotels Ltd Karvy Computershare Pvt Ltd
38 INE963I01014 Prince Foundations Ltd Intime Spectrum Registry Ltd
39 INE013J01016 Rajkumar Forge Ltd Intime Spectrum Registry Ltd
40 INE736I01014 Ram Kaashyap Investment Ltd Knack Corporate Services Pvt Ltd
41 INE874I01013 Ramky Infrastructure Ltd Karvy Computershare Pvt Ltd
42 INE088J01018 Reliance Big TV Ltd Karvy Computershare Pvt Ltd
43 INE685F01019 Rishabhdev Technocable Ltd Mondkar Computers Pt Ltd
44 INE955I01010 Sejal Architectural Glass Ltd Intime Spectrum Registry Ltd
45 INE109J01012 Silverline Digigraph Pvt. Ltd Bigshare Services Pvt. Ltd.
46 INE002J01019 SRS Exhibitors And Hoteliers Ltd Beetal Financial & Computer Services (P) Ltd
47 INE953I01015 SRS Real Infrastructure Ltd Beetal Financial & Computer Services (P) Ltd
48 INE957I01016 Sterlite Energy Ltd Karvy Computershare Pvt Ltd
49 INE858I01016 Surya Food & Agro Ltd Beetal Financial & Computer Services (P) Ltd
50 INE970I01019 SVEC Constructions Ltd Karvy Computershare Pvt Ltd
51 INE502G01014 TCG Lifesciences Ltd Karvy Computershare Pvt Ltd
52 INE085J01014 Thanga Mayil Jewellery Ltd SKDC Consultant Ltd
53 INE988I01011 TSI Business Parks (Hyderabad) Pvt Ltd Sharepro Services (I) Pvt. Ltd
54 INE989I01019 TSI Ventures (India) Pvt. Ltd Sharepro Services (I) Pvt. Ltd
55 INE607F01013 Universal Credit And Securities Ltd Sharex Dynamic (India) Pvt. Ltd
56 INE094J01016 UTI Asset Management Company Ltd Karvy Computershare Pvt Ltd
57 INE893I01013 Vascon Engineers Ltd Karvy Computershare Pvt Ltd
58 INE951I01019 V-Guard Industries Ltd Intime Spectrum Registry Ltd
59 INE008J01016 Xenitis Infotech Ltd Karvy Computershare Pvt Ltd
• Vineet Securities Pvt. Ltd @ @ @ @ @
• Vogue Commercial Co. Ltd. ^ @^ @^ @^ @^ @• Wegmans Financial Services Pvt Ltd @@@@@• Zuari Investments Ltd * @* @* @* @* @
PALANPUR
• Bhumika Consultancy Pvt. Ltd
PATNA• Magadh Stock Exchange Ltd
PUNE
• Prabodh Artha Wardhini Pvt Ltd @@@@@• PSE Securities Ltd @ @ @ @ @• The Cosmos Cooperative Bank Ltd
RAJKOT• Ajay Natavarlal Securities Pvt Ltd @ @ @ @ @• Marwadi Shares And Finance Ltd *****
• Rajkot Nagarik Sahkari Bank Ltd• SKSE Securities Ltd @@@@@
SURAT• Concept Securities Pvt. Ltd
• Jainam Share Consultants
Pvt. Ltd @@@@@• R. Wadiwala Securities Pvt. Ltd.
THIRUVANTHAPURAM
• Capstocks And Securities (India)Pvt Ltd @@@@@
THRISSUR
• Sharewealth Securities Ltd
• The South Indian Bank Ltd
VADODARA
• Marfatia Stock Broking
Pvt. Ltd
• Market Creators Ltd @@@@@
• VSE Clearing House
VISAKHAPATNAM
• G S V Securities Pvt. Ltd
• Steel City Securities Ltd @@@@@
1414141414 1515151515
DPs REGISTERED WITH CDSL (Contd.)
• Jaypee Capital Services Ltd ^ ^ ^ ^ ^
• Jyoti Jain Investment & Finance CoPvt Ltd *****
• K & A Securities Pvt Ltd @@@@@
• Mansukh Stock Brokers Ltd @@@@@• Master Capital Services Ltd @@@@@• Mithun Securities Pvt. Ltd @@@@@
• Modex International Securities Ltd• Moongipa Investments Ltd• MSB Securities (P) Ltd @@@@@
• Narayan Securities Pvt. Ltd• OPG Securities Pvt Ltd• Pace Stock Broking Services Pvt. Ltd
• R K Stockholding (P) Ltd• Religare Finvest Ltd• Religare Securities Ltd ^̂̂̂̂• RR Equity Brokers Pvt. Ltd.• S & S Securities Ltd• Sam Global Securities Ltd ^ @^ @^ @^ @^ @
• Som Datt Securities Ltd• The J & K Bank Ltd• Unicon Securities Pvt. Ltd
• Value Capital Services Ltd @@@@@
DP NAME DP NAME DP NAME
EQUITIES ADMITTED DURING JANUARY-FEBRUARY 2008
EQUITIES ADMITTED DURING JANUARY-FEBRUARY 2008 (Contd.)
Sr.No. ISIN NO. Issuer Name RTA Name
1 INE619I01012 A2Z Maintenanch & Engineering Alankit Assignments Ltd
Services Pvt. Ltd
2 INE778I01016 Aishwarya Telecom Ltd Bigshare Services Pvt. Ltd.
3 INE920I01014 Apollo Health Street Ltd Karvy Computershare Pvt Ltd
4 INE877I01016 Archidply Industries Ltd Karvy Computershare Pvt Ltd
5 INE991I01015 Aspinwall & Company Ltd SKDC Consultant Ltd
6 INE878I01014 Bafna Pharmaceuticals Ltd Cameo Corporate Services Ltd
7 INE918I01018 Bajaj Finserv Ltd Bajaj Auto Ltd
8 INE917I01010 Bajaj Holdings & Investment Ltd Bajaj Auto Ltd
9 INE089J01016 Bharti Axa Life Insurance Company Ltd Intime Spectrum Registry Ltd
10 INE975I01018 CHI Investments Ltd TSR Darashaw Ltd
11 INE562G01018 Claris Lifesciences Ltd Intime Spectrum Registry Ltd
12 INE950I01011 D. B. Corp Ltd Karvy Computershare Pvt Ltd
13 INE063J01011 Euro Multivision Ltd Intime Spectrum Registry Ltd
14 INE890I01019 Farmax Retail (India) Ltd Aarthi Consultants Pvt. Ltd
15 INE045J01018 Fineotex Chemical Ltd Bigshare Services Pvt. Ltd.
16 INE060J01017 Flexituff International Ltd Intime Spectrum Registry Ltd
Note:- # - MCX registered, * - NCDEX registered, ^ - Both (MCX & NCDEX), @ - Easiest registered
Sr.No. ISIN NO. Issuer Name RTA Name
17 INE572D01014 Frontier Springs Ltd Alankit Assignments Ltd
18 INE995I01016 Gemini Engi-Fab Ltd Karvy Computershare Pvt Ltd
19 INE065J01016 GI Engineering Solutions Ltd Bigshare Services Pvt. Ltd
20 INE018J01015 Gokul Refoils And Solvent Ltd Intime Spectrum Registry Ltd
21 INE090J01014 Gujarat Wedge Wire Screens Ltd MCS Ltd
22 INE952I01017 HV Transmissions Ltd TSR Darashaw Ltd
23 INE909I01017 Indarma Prime Industries Ltd Cameo Corporate Services Ltd
24 INE523H01018 JM Financial Products Pvt. Ltd Sharepro Services (I) Pvt. Ltd
25 INE121E01018 JSW Energy Ltd Karvy Computershare Pvt Ltd
26 INE036J01017 LMJ International Ltd Niche Technologies Pvt. Ltd
27 INE947I01017 Lotus Eye Care Hospital Ltd SKDC Consultant Ltd
28 INE998I01010 Mahindra Holidays & Resorts India Ltd Karvy Computershare Pvt Ltd
29 INE954I01013 Maltex Malsters Ltd Alpha Systems Pvt. Ltd
30 INE087J01010 Mandhana Industries Ltd Intime Spectrum Registry Ltd
31 INE019J01013 Microsec Financial Services Ltd Intime Spectrum Registry Ltd
32 INE919I01016 Music Broadcast Pvt. Ltd Sharepro Services (I) Pvt. Ltd
33 INE107J01016 Photon Capital Advisors Ltd Sathguru Management Consultants Ltd
34 INE891I01017 Pragati Green Meadows Aarthi Consultants Pvt. Ltd
And Resorts Ltd
35 INE523I01016 Prakash Woollen Mills Ltd Skyline Financial Services Ltd
36 INE739I01018 Premjyot Fabrics Ltd Pinnacle Share Registry Pvt. Ltd
37 INE892I01015 Pride Hotels Ltd Karvy Computershare Pvt Ltd
38 INE963I01014 Prince Foundations Ltd Intime Spectrum Registry Ltd
39 INE013J01016 Rajkumar Forge Ltd Intime Spectrum Registry Ltd
40 INE736I01014 Ram Kaashyap Investment Ltd Knack Corporate Services Pvt Ltd
41 INE874I01013 Ramky Infrastructure Ltd Karvy Computershare Pvt Ltd
42 INE088J01018 Reliance Big TV Ltd Karvy Computershare Pvt Ltd
43 INE685F01019 Rishabhdev Technocable Ltd Mondkar Computers Pt Ltd
44 INE955I01010 Sejal Architectural Glass Ltd Intime Spectrum Registry Ltd
45 INE109J01012 Silverline Digigraph Pvt. Ltd Bigshare Services Pvt. Ltd.
46 INE002J01019 SRS Exhibitors And Hoteliers Ltd Beetal Financial & Computer Services (P) Ltd
47 INE953I01015 SRS Real Infrastructure Ltd Beetal Financial & Computer Services (P) Ltd
48 INE957I01016 Sterlite Energy Ltd Karvy Computershare Pvt Ltd
49 INE858I01016 Surya Food & Agro Ltd Beetal Financial & Computer Services (P) Ltd
50 INE970I01019 SVEC Constructions Ltd Karvy Computershare Pvt Ltd
51 INE502G01014 TCG Lifesciences Ltd Karvy Computershare Pvt Ltd
52 INE085J01014 Thanga Mayil Jewellery Ltd SKDC Consultant Ltd
53 INE988I01011 TSI Business Parks (Hyderabad) Pvt Ltd Sharepro Services (I) Pvt. Ltd
54 INE989I01019 TSI Ventures (India) Pvt. Ltd Sharepro Services (I) Pvt. Ltd
55 INE607F01013 Universal Credit And Securities Ltd Sharex Dynamic (India) Pvt. Ltd
56 INE094J01016 UTI Asset Management Company Ltd Karvy Computershare Pvt Ltd
57 INE893I01013 Vascon Engineers Ltd Karvy Computershare Pvt Ltd
58 INE951I01019 V-Guard Industries Ltd Intime Spectrum Registry Ltd
59 INE008J01016 Xenitis Infotech Ltd Karvy Computershare Pvt Ltd
• Vineet Securities Pvt. Ltd @ @ @ @ @
• Vogue Commercial Co. Ltd. ^ @^ @^ @^ @^ @• Wegmans Financial Services Pvt Ltd @@@@@• Zuari Investments Ltd * @* @* @* @* @
PALANPUR
• Bhumika Consultancy Pvt. Ltd
PATNA• Magadh Stock Exchange Ltd
PUNE
• Prabodh Artha Wardhini Pvt Ltd @@@@@• PSE Securities Ltd @ @ @ @ @• The Cosmos Cooperative Bank Ltd
RAJKOT• Ajay Natavarlal Securities Pvt Ltd @ @ @ @ @• Marwadi Shares And Finance Ltd *****
• Rajkot Nagarik Sahkari Bank Ltd• SKSE Securities Ltd @@@@@
SURAT• Concept Securities Pvt. Ltd
• Jainam Share Consultants
Pvt. Ltd @@@@@• R. Wadiwala Securities Pvt. Ltd.
THIRUVANTHAPURAM
• Capstocks And Securities (India)Pvt Ltd @@@@@
THRISSUR
• Sharewealth Securities Ltd
• The South Indian Bank Ltd
VADODARA
• Marfatia Stock Broking
Pvt. Ltd
• Market Creators Ltd @@@@@
• VSE Clearing House
VISAKHAPATNAM
• G S V Securities Pvt. Ltd
• Steel City Securities Ltd @@@@@
