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    results obtained by these methods allow the construction of

    a single curve describing the uniaxial compression sxexover a wide range of strain rates and load amplitudes.

    2. Experimental

    The sand investigated was quartz sand with a particle

    distribution centred between 150 and 212 mm, where 82%

    by mass of the particles lay. The granular composition of

    this sand is presented inTable 1. The theoretical maximum

    density of the quartz used was 2.55 g/cm3; the dry sandpour density was 1.5 g/cm3 the sand beds used in the

    experiments were 4573% porous.

    2.1. Experimentalmodified Kolsky method

    The intermediate strain rate experiments were conducted

    in the Research Institute of Mechanics of Nizhny

    Novgorod State University as part of a wide spectrum of

    research into dynamic properties. The experimental set-up

    (Fig. 1) successfully allowed the use of a modified Kolsky

    method based on the use of the split Hopkinson pressure

    bar (SHPB)[10].

    Recent dynamic tests on soft soils have met with

    considerable success using a modification of the Kolsky

    method [1012]. The main difference between the present

    test modification and the original SHPB scheme used in

    compression tests is that a soil specimen is located inside a

    rigid jacket, which confines its radial strain. This config-

    uration is called a passively confined or jacketed test.

    The stresses involved in the deformation of a soil

    specimen, placed in a metal-confining jacket, loaded in a

    SHPB system are shown in Fig. 2. During the jacket-

    confined tests, the axial stresses in the soil specimen are

    usually not higher than 300 MPa due to the significant

    difference between the impedances of the bars and speci-

    men. These stresses must be lower than the yield strength of

    the jacket material. The maximum elastic radial strain of

    the jacket, using an analysis based on a thick-walled pipe

    under internal pressure loading[13], is greater than but of

    the same order as the strain seen in these experiments. The

    maximum circumferential strains of the jacket, as measured

    by the strain gauges, were not more than 0.05%; long-

    itudinal strains in some of the specimens were as high as

    10%. In such circumstances, the radial strain may be

    neglected in comparison to the longitudinal strain.

    Effectively, the strain state of the specimen may be

    ARTICLE IN PRESS

    Table 1

    Fraction of sand mass in various size fractions

    Minimum dimension of granule (mm) The granules lie in the range between the size value in that column and the size value in the column to the right

    1.6 1 0.63 0.4 0.315 0.2 0.16 0.1 0.063 0.05 o0.05

    % Mass of fraction 0.03 0.375 4.425 22.955 18.035 40.09 9.22 3.31 0.42 0.215 0.265

    This was obtained by sieving six separate samples of sand taken from different locations within the bulk sample.

    Fig. 1. The experimental setup for the Kolsky bar system. For clarity, the dimensional parameters are indicated in Fig. 2.

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    considered one-dimensional and the stress state bi-axial.

    Then the main components of the stress and strain tensors

    will be

    s1 sx; s2 s3 sr; 1 x; 2 3 0, (1)

    where sx and ex are longitudinal stresses and strains

    obtained using the Kolsky analysis, and sr the radial

    stresses found in the sample jacket. Inertia plays a minor

    role in these strain rates for these samples stresses. This

    effect is ignored in these experiments; however, inertia is

    important in the shock wave experiments.

    To determine the value of radial stress sr, an approx-

    imation to a thick-walled cylinder was assumed, and

    formula (2) was used. The expression relates the stress in

    the jacket,srto the internal pressure, Pi, causing the small

    elastic strain in the jacket:

    sr Pi 1

    2R22ER21 R

    22y, (2)

    where Eis the Young modulus of the jacket material, andR1 and R2 are the external and internal radii of the jacket,

    respectively. The above expression gives the radial stress

    component sr, based on the circumferential strain (eY).

    Having both components of stress in the sample, sx(t)

    and sr(t), allows a wide spectrum of properties of the test

    material to be calculated.

    The maximum shear stress t will occur at the planes

    inclined 451to the longitudinal axis, and the value on these

    planes will be

    t sx sr=2.

    The pressure,P, in the specimen can be expressed in termsof the main stresses as

    P sx 2sr=3. (3)

    The volumetric strain will take the following form:

    y x. (4)

    Expressions (3) and (4), describe the uniaxial compression

    diagram, and allow the volumetric compressibility curve of

    soil to be calculated.

    The stress and strain levels during the compression

    process are determined by

    sit sxt srt, (5)

    it xt

    1 n

    2

    3xt. (6)

    By eliminating time as a parameter, it is possible to

    construct the major time-invariant characteristic of soil

    material in its stress strain curve siei.

    The relation between axial and radial components ofstress will be

    srt xsxt n

    1 nsxt.

    The factor of lateral pressure, linking the principal stress

    directions is defined as

    xt srt

    sxt (7)

    and also the dynamic Poisson ratio

    nt srt

    sxt srt. (8)

    It should be noted that the term dynamic Poisson ratio as

    used here refers to a ratio of stresses in a dynamic, inelastic

    deformation process, unlike the more classical situation of

    a homogeneous material undergoing elastic loading. In the

    experiments, the longitudinal strain pulses were measured

    in the pressure bars and the shear strains in the jacket. A

    typical result is shown inFig. 3. Computer analysis, using

    in-house programmes[14]use these pulses to obtain a set of

    parametrical functions tsxexsrtPYx. After first

    synchronizing, the time bases of the stress pulses,effectively removing the transmission time along the bars,

    then eliminating time it is possible to derive a set of

    parameters such as: sxex, siei, PY and tP, xP, etc.

    Test samples were placed in jackets and capped by circles

    of thin paper to prevent the sand falling out. These paper

    inserts had little friction with the jacket and did not

    influence the test results. The jackets had a wall thickness

    of 10 mm and a 10 mm working length. To centre the ends

    of the pressure bars into the sample the jackets had a

    thinner section outside of the working length to aid

    alignment. The bars were pressed into the sample to make

    a good contact, but no static external load was applied to

    the samples during the test procedure. Empirical evidence,

    supported by numerical simulation, has shown these

    sleeves do not influence the stress deformation of the

    jacket. The length of a sample was about equal to the

    working length of the jacket. During compression, the

    jacket had a uniform expansion along its length [14,15].

    Depending on the loading stress investigated, the jackets

    were made from either an aluminium alloy or steel. For

    stress amplitudes up to 100 MPa, specimens used alumi-

    nium alloy jackets, for higher stresses, steel jackets. The

    larger deformation of the aluminium alloy, compared with

    steel, allows more precise measurements, at small pressures,

    of the strain on the external surface of the jacket.

    ARTICLE IN PRESS

    Fig. 2. Stress components and parameters in a soil specimen and in the

    confined jacket. The terms are defined in the text.

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    2.2. Experimentalplate impact studies

    Plate impact experiments were performed using a single

    stage light gas gun at the Cavendish Laboratory [16]. This

    has a 5 m long; 50 mm bore barrel and uses air or helium at a

    pressure up to 350 atmospheres as the propellant, achieving

    velocities up to 1200 m s1. The projectiles used in this study

    consisted of a plate of copper 10 mm thick, 48 mm diameter,

    mounted on the front of a polycarbonate sabot.

    The sample consists of a 3 mm bed of sand inside a cell

    made up of copper plates. The cell is in four parts as shown

    in Fig. 4. A cover plate 2 mm thick fronts the cell, amanganin stress gauge is mounted in epoxy between this

    plate and the copper plate behind it. This second plate was

    either 2 or 3 mm thick. The third plate has a 3 mm recess

    into which the sand is loaded. The recessed plate has a

    1 mm thick rear face after which a second stress gauge is

    located. The rear plate is 10 mm thick copper. The sand

    was poured into the recess, the cell was tapped several

    times to allow the sand to settle, the sand was then

    smoothed off to produce a filled, flat-faced sample, level

    with the top of the recess, finally, the cover plates were

    fixed into position. The sand in this sample was not under

    external load prior to impact, but was of a well-defined

    density.

    In these experiments, the sample mount was aligned to

    an accuracy ofo1 mm, an angle ofo1 mrad, to the end of

    the barrel using a dial gauge prior to each experiment thus

    allowing a highly planar impact. The impact velocity is

    measured using a sequential array of shorting pins

    mounted at the end of the barrel to an accuracy of 0.1%.

    The gauges act in two ways, firstly as time of arrival

    sensors and secondly by recording the stress history. The

    gauge at the front of the cell records the initial stress in the

    copper, followed by the release down to the shock level

    produced in the sand. The rear gauge initially records the

    stress from the compacted sand into the rear copper block.

    Given the high rate of loading, there is little time for bulk

    lateral movement of the sand. In non-porous systems, the

    material does not have time to move laterally and the

    system is defined as being inertially confined. For the sand

    in the shock-wave experiments, this effect will act as a

    confinement. However, just as in the Kolsky system

    described above, the lateral strain will be very small. There

    will be some small lateral movements within the sample as

    the grain pores collapse but no bulk lateral motion of the

    material was observed. Overall, the loading system here is

    one-dimensional strain in the longitudinal direction with a

    bi-axial longitudinal and lateral stress state, again analo-

    gous to the Kolsky system.

    3. Results

    As stated above, for Kolsky experiments at different

    load magnitudes, the pressure bars and jackets were made

    from an aluminium alloy or high-strength steel. The

    parameters of a loading pulse were varied by changing

    ARTICLE IN PRESS

    Fig. 3. Typical initial and reflected strain pulses in the pressure bars (pulses 13) and also in a jacket (pulse 4). The levels of the strain are small, within the

    elastic limits of the bars and jacket. The longitudinal strain in the much softer sand sample is considerable.

    Fig. 4. The cell. All cell components are made from copper (Cu 101).

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    the velocity and length of the striker bar. The experiments

    can be divided into three groups:

    low striker velocity (Vp 1012 m/s)sample stress up

    to 80 MPaaluminum alloy pressure bars and jacket;

    medium striker velocity (Vp 1822 m/s)sample

    stress up to 150 MPaaluminum alloy pressure bars

    and a steel jacket and

    high striker velocity (Vp 2834 m/s)sample stress up

    to 500 MPasteel pressure bars and jacket.

    Overall 810 experiments were conducted in each group.

    The major characteristic of soils were obtained using the

    analysis defined above. The results in each group wereaveraged. In Fig. 5, the average curves of sand compres-

    sibilities, from the third group, are shown.

    In Fig. 6, the average dependence of shear stress with

    pressure tPis given. The curve is practically linear in the

    loading part of the cycle and almost linear in the unloading

    cycle. This behaviour may be described using a Mohr

    Coulomb equation: t C+(tan f)P, where C is the

    effectively the shear strength or resistance of the unloaded

    material, P is the applied pressure, and tan f gives a

    measure of the increase in shear resistance with applied

    load, f being called the internal friction angle. It is

    necessary to note that the value of the specific coupling, C,

    is rather small, indicating a soft material, and so has a large

    percentage error associated with it. However, from a

    practical viewpoint it can be neglected. In Fig. 6,

    tanj 0.64; while the lateral thrust factor was determined

    to be x 0.33 (Fig. 7).

    The final results both in sxe and Pe axes are shown in

    Fig. 8. The results show that the loading of the diagrams is

    non-linear especially at higher stresses within the range of

    strain rates used. The deformation rate does not strongly

    influence the behaviour as all the responses lie, within

    experimental error, on the same curve. The existence of

    similar deformation diagrams for soft soil media was

    predicted by experts in the field of soil dynamics e.g.

    Lyakhov [2]. The amplitude of the maximum stresses,

    achieved on the diagrams, are wholly determined by value

    of the loading pulse. No influence of strain rate on

    unloading was found. Comparison of loading and unload-

    ing branches leads to the conclusion that the velocity of

    waves during unloading considerably exceeds the wave

    velocity in the loading cycle, in this range of pressure. Also,

    the compressibility of sand decreases slightly with reduc-

    tion of particle size for all modes of loading. While overall,

    the response is non-linear (see Figs. 5 and 8), the loading

    deformation diagrams have two main regions, connected to

    the various mechanisms of deformation. The behaviour in

    this region is strongly connected to two mechanisms.

    ARTICLE IN PRESS

    Fig. 5. Averaged curve of sand compressibility from the Kolsky system

    using steel jackets and steel bars, for stress loading up to 500 MPa.

    Fig. 6. Dependence of lateral stress with pressure for experiments with

    loading stresses of 80, 150, and 500 MPa.

    Fig. 7. The characteristic of lateral thrustx for experiments with loading

    stresses of 80, 150, and 500 MPaU This gives a value of0.33 during the

    loading part of the cycle.

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    The first mechanism is produced by the significant

    difference of acoustic impedances of bars and specimen,

    this leads to low stress transmission. The particle velocity

    within the sample is small (500 m/s) and the sand is very

    porous. In the first stage, the basic mechanism is the

    movement of sand particles to fill the pores.

    With the removal of pores, the second mechanism

    becomes more dominant. The sample is at higher density

    so transmits more stress from the bars as there is a lower

    impedance mismatch. The particles also begin to interact

    intensively with each other. This is accompanied by anincrease of friction at the contact points, elastic deforma-

    tion and their partial destruction. Recovered material

    shows this fracture of particles during the dynamic loading.

    These processes require higher stresses. Therefore in this

    second region the compressibility gradually decreases,

    while the intensity of stress growth is increased. These

    mechanisms coexist over much of the stress range and the

    switch between the relative dominance of the mechanism is

    not sharp, hence the rounded transition region. Inertia has

    only a limited role in this region, given the small particle

    size and the low density.

    As the stress wave begins to decrease, the specimen

    unloads, i.e., the soil decompacts a little. However, the

    transition from active loading to unloading is not

    instantaneous; it occurs across a range of strains. Such

    behaviour can be partially explained by the dynamic

    loading of the gaseous component in the pores. Secondly,

    internal stresses in the sand particles can overcome the

    coherence forces, as soon as the loading is taken off. The

    comparison of the loading and unloading branches of the

    diagrams allows the conclusion that the velocity of

    unloading considerably exceeds the velocity of compaction

    waves for all groups.

    In the higher rate plate-impact tests, the data gathered

    correspond to a region much higher than the low-velocity

    Kolsky experiments. In this shock region, the loading wave

    induces considerable stress between the grains while

    allowing only limited time for grain movement, fracture

    is the dominant mechanism. Fig. 9 shows the data from

    shots at velocities of 200, 500, and 969 m s1 using the plate

    impact gun with a 10 mm Cu impactor onto copper cells

    enclosing a thin sand bed. There are similarities between

    the gauge outputs seen in all experiments. The front gauge

    shows a rapid rise to a flat-topped pulse. The height of this

    pulse is defined by the copper Hugoniot as both the

    impactor and target cell are copper, the stress level inthe copper increases with impact velocity. The width of the

    initial pulse seen in the front gauge is defined by the

    thickness of second plate in the target, which determines

    how long it takes the release wave returning from the

    coppersand interface to reach the gauge.

    In some of the front gauge traces, there is a dip

    immediately before the steep initial rise. This is due to

    capacitative linking between the gauge and the epoxy

    surrounding it, which acts as a dielectric, and the copper

    plates on either side of the gauge [17].

    The rear gauge shows the stress transmitted into the rear

    of the copper cell through the sand. Given the granular

    nature of sand, a ramp is seen due to the collapse of pores

    in the system. The rear gauge trace shows this ramping in

    the first part of its signal (see Fig. 9(a)). As the impact

    velocity increases the pore collapse occurs over a shorter

    time and the initial ramp seen in the second gauge trace

    steepens. In all cases a plateau is reached. This level

    corresponds to the stress transmitted by the shock-

    compacted sand into the copper. Later, a second rise on

    the rear gauge trace is due to stress waves being reflected in

    the sand-filled cavity due to impedance mismatches

    between the sand and the copper cell. This second rise

    gives further information on the compressed sand, the full

    analysis of which is not entered upon here.

    ARTICLE IN PRESS

    Fig. 8. Dynamic curves for dry sand as plotted both in stressstrain (sxe) and pressurestrain (Pe) axes. The characteristic for experiments with loading

    stresses of 80, 150, and 500MPa are shownU The curves lie on the same loading path. After reaching a maximum compressive strain, the curves drop in

    stress and strain during unloading.

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    Sand is a statistical material and, therefore, some

    variation can be expected from sample to sample. How-

    ever, a repeat experiment at 500 m s1 shows excellent

    reproducibility, on the loading cycle as illustrated in

    Fig. 10.

    By combining the shock speed through the sand,

    obtained from the time difference seen when the gauge

    starts to record a stress, with the density of the sand, it is

    possible to derive a Hugoniot of the material. It should be

    emphasized that this is an approximation based on a

    hydrodynamic response. This assumption is not without

    merit as the sand displays very limited strength compared

    with the loading pulse.

    For the shock-compacted sand, initial tests using a finite

    difference hydrocode suggest that using the fully com-

    pacted density of the sand gives predictions which match

    the stress level of the first plateau on the rear gauge, thus

    indicating the high degree of compaction that has occurred.

    It is clear, however, that a model, which takes into account

    the kinetics of pore collapse is required in order to describe

    ARTICLE IN PRESS

    -0.5

    0

    0.5

    1

    1.5

    2

    2.5

    3

    3.5

    0 2 4 6 8 10

    FrontRear

    Stress/G

    Pa

    Time / s

    Initial Ramp

    First Plateau

    Second Rise

    0

    2

    4

    6

    8

    10

    0 1 2 3 4 5 6 7 8

    FrontRear

    Stress/G

    Pa

    Time / s

    0 1 2 3 4 5 6 7 8

    Time / s

    0

    5

    10

    15

    20

    Front

    Rear

    Stress/GPa

    Fig. 9. The output of the gauges from experiments with impact velocities of (a) 200, (b) 505, and (c) 969 m s1. The time bases of all experiments are set so

    the initial rise of the front gauge is at 0 ms. The stress measured is that in the copper cell.

    0

    2

    4

    6

    8

    10

    StressatRearGauge/GPa

    Time / s

    2 3 4 5 6 7 8

    Fig. 10. Reproducibility of plate impact at 500m s1. The rear gauge

    traces from two separate experiments are shown.

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    the full process. The Hugoniot obtained is shown below,

    Fig. 11, in the stress particle velocity space, together with

    the variation of shock speed with particle velocity,Fig. 12.

    These data is are agreement with previously published data

    on sand[18].

    Since the stress states obtained in the Kolsky method

    and the plane shock wave experiments are similar, the

    combination of the results obtained by these techniques

    allows the uniaxial compression curve sxex to be

    constructed over a wide range of strain rates and load

    amplitudes.In order to construct the compressibility curvePebased

    on the results of a plane shock wave experiment it is

    necessary to measure the longitudinal and lateral compo-

    nents of the stress tensor. In the case of soils, such lateral

    measurements are difficult to perform in the shock regime.

    The compaction of the sand produces dramatic variations

    in local strain within the sample, eroding stress gauges,

    while the effect of inertial confinement of the sand does not

    allow valid measurements to be made outside of the

    shocked material. Therefore, we propose to determine the

    pressure Pfrom the obtained shock wave adiabat sxex as

    follows.

    From the available experimental data, it was established

    that the relation between the shear strength and the

    pressure for soft soils loaded up to 500 MPa is close to

    linear [2,3,8]:

    t C tan fP, (9)

    where C is the cohesion (very small for sand) and f is the

    internal friction angle.

    If the assumption that this relation is also valid at higher

    pressures (up to several gigapascals) and the value off is

    maintained then the pressure can be calculated. Indirect

    evidence of the validity of this assumption is provided

    by the results of plane shock wave tests, in which two

    stress tensor components were determined for a cement

    mortar[19].

    For uniaxial deformation, we have

    P sx 43t. (10)

    Using this formula and the linear relation (10), we obtain

    an expression for the pressure as a function of the stresssx:

    P sx 4=3a

    1 4=3 tan j. (11)

    Thus, under the above assumption, this expression

    provides the relation Pex (or Pr) for shock-wave

    compression, using the shock adiabat sxex and the

    previously determined values ofCand tan f. In combina-

    tion with the Pex curve obtained using the modified

    Kolsky method, this provides the complete Pex relation

    for a broad range of load amplitudes.

    The coefficients in relation (10), determined using the

    modified Kolsky method, are C 0 and tan f 0.643.

    The results of plane shock-wave tests [20] gave the

    linear shock-wave adiabat, Us c0+Sup, where Us is the

    shock wave velocity, up

    is the particle velocity, and

    c0 510.9 m/s, a term associated with acoustic sound

    speed and S 1.71 are constant coefficients. Using this

    adiabat and expression (10), it is possible to construct a

    compressibility curve Pex or Pr.

    The complete sxex (1, 2) and Pr (3, 4) curves are

    depicted in Fig. 13, where curves 1 and 3 represent the

    dynamic response obtained using the Kolsky method, while

    curves 2 and 4 are the shock wave adiabats constructed

    using the results of plane impact experiments. As can be

    seen, the results obtained by the two independent methods

    are in good agreement and complement each other, thus

    significantly expanding the domain of determination of the

    main laws for the deformation of soils.

    ARTICLE IN PRESS

    0

    1

    2

    3

    4

    5

    0 0.2 0.4 0.6 0.8 1

    Stress/GPa

    Up / mm s-1

    Fig. 11. Hugoniot of quartz sand in stress/particle velocity (Up) space.

    0

    0.5

    1

    1.5

    2

    2.5

    0 0.2 0.4 0.6 0.8 1

    Us/mms

    -1

    Us / mm s-1

    Fig. 12. Shock velocity as a function of particle velocity.

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    4. Conclusions

    A method for determining the main parameters in the

    high strain-rate compression of soft soils over a wide range

    of impact loads and strain rates has been developed. The

    experimental data obtained can provide the parameters

    and constants necessary for the development of mathema-

    tical models of soft soils. The values of the lateral stress in

    the shock regime were calculated using parameters

    obtained in the lower rate Kolsky method. This is possible

    as the upper stresses in the Kolsky experiments overlapped

    with the lower stress range of the shock experiments. Theresults of this analysis were consistent. It is important to

    extend this analysis to other systems, including low-density

    solids to see if this is a general result.

    In the case of dry sand using these two complementary

    techniques, the generalised curves of a dynamic compres-

    sibility have been constructed. Several important conclu-

    sions can be found in relation to the sand behaviour.

    Firstly, the results across a wide range of strain rates show

    no abrupt change in behaviour. Secondly, there is little

    strain rate dependence in the pressure range studied.

    The compaction process involves two mechanisms, grain

    movement and grain fracture. A more in-depth discussion

    of the compaction processes was given in the main text but

    grain movement dominated the response in low-stress

    Kolsky experiments. In the higher stress regime, the

    response became dominated by grains locking together

    and fracturing, this trend continued into the shock regime.

    This technique will now be applied to other materials of

    geological interest such as loams, clays, and rocks.

    Acknowledgements

    This study was supported in part by the Russian

    Foundation for Basic Research, Project nos. 04-05-

    64614a and 04-01-00454a. MoD, QinetiQ, and [dstl] are

    thanked for their support of this research. Mr. D. Johnson,

    R. Flaxman, and D.L.A. Cross of the Cavenidsh workshop

    gave invaluable support. Dr. Stephen Walley of the

    Cavendish Laboratory is thanked for his help in editing

    this document and providing an extensive set of references.

    References

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