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  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    I A o 1 o FINANC! AL DISCLOSURE REPORT R e p o r ~ R e q u i r e d b y t h e E t h i c sm Government Act of 1978R e v . t / 2 O t O FOR CALENDAR YEAR 2009 (5 u,s.c , t pp ~" tO t . I H)i. P e r s o n R e p o r t i n g ( [ a ~ ! n a m e , f i r s t . , m ~ d d l c m ~ t i a l } 2. Cour t o r Organiza t ion 3 . D a t e o f R e p o r t

    W O O D , D I A N E P U S C o u r t o f A p p e a l s , 7ih C ~ r 0 3 1 2 2 ~ 2 0 1 04 . " l d ie (Ar t ic l e 111 ju dg e : , ~n d tc a te a c u ~-c o r s e n io r s ta tu :L 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6 . R e p o r t i n g P e r i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r ~ - h t u )

    ~ Nommataon, Da te 01 / 01 / 2009U . S . C t r c u z t J u d g e ( A c t e d , e ) [] Imt~al [] A .... I [] Final to1 2 t 3 1 / 2 0 0 95b. [] Amended Report

    7 . C h a m b e r s o r O f f ic e A d d r e s s 8 . O n t h e b a s i s o f t h e i n f o r m a t io n c o n t a i n e d i n t h i s R e p o r t a n d a n } ,m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e2 6 8 8 I . J. ~ C o t l r t h o ~ . l $ c w i t h a p p l i c a b le l a w s a n d r e g u l u f i o n s .219 S. Dearborn StreetChicago, IL 60604-1818 R e v i e w m g O f f i ce r D a t e

    I M P O R T A N T N O T E S : The ins!rue!iota" accom panying this form muyt be followed. Comp lete all parts,checking the NO NE box for each part where you have no reportable information, Sign on I~t page,

    I . P O S I T I O N S . t x ~ , o - ,, x individuat onO,: seepp. ~-13 o]flling instructions.)~ (No reportable positions.)O N E

    P O S IT !O N N A M E O [c O R G A N IZ A T IO N /E N T IT YI Sen!or [.ecm!er m I.aw The IJmvers~ty of Ch!cago Law School

    N O N E (No reportable agreementx )~ p A R T I E S A N D T E R M S

  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    F I N A N C I A L D I S C L O S U R E R E P O R T .~ .... fPe r s o n R e p.o r t ing D a t e o f R e p o r tP a g e 2 o f 9 W O O D , m A N E r . o 3 ~ 2 / 2 o ~ 0

    II1. NON-INVESTMENT INCOME. eRepo, , i ,~,dlvi~u~so~,; ,~r.A. Fliers N o n - I n v e s t m e n t I n c o m e

    N O N E ~ o reportable non-investment income.)DATE SOURCE A~ T~E

    (y o u r s . n o t sp o u se s )I 2~9 U m ~ e c s i ty o f C h ic a g o S a l a ~ 0 " o ~ 1 ) $26,550.002 2 009 W est S ervice , In c . (B o o k Ro ya h ies) $5.040.4634

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you w,,, married during any portion of the reporting ),ar. tomplet this section.[~] NONE (No reportable non-investment income.)

    DATE SOURCE AND TYPE[ 2009 Nor thwesten~ Femberg School of Medicine - Professor of Neuro logy - Sa la ry .2 2 009 S ell E m p lo yed H ea lth C a r e C o n su lta n t - E x p er t N eu ro lo g ist

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    I V . R E I M B U R S E M E N T S ........ ~ . . .. . ~ o . , i o u ~ , , g , / o , ,a , . . . . . , . ~ , . . . . , .(Int lud~s those to ~pou~t ~nd dolundent chthlrt,n ~ee pF 2 5.27 offilmg tnlt~t~tton~ )

    [-~ N O N E (No reportable, reimbursements)S O [ ) R C I : . D A T F . S I.O(ATIQN PURPOSE ITEMS PAID OR PROVIDED

    1 American I . .a ,v Inst t tute (ALl) 2 / 2 1 / 0 9 - 2 1 2 3 / 0 9 New York, NY ln tl A rb~ tr at mn C on fe re nc e T ,L ,F2 A B A L ~ t ig a t to n L a w S e c t io n 3/5/09-3/6/09 Tu cso n , A Z In su r a n ce C L E S em in a r T,L,F3 A B A A n t i t r u s t L a w S e c t i o n 3/25/09 - 3 / 2 7 / 0 9 W ashin g to n , D C A B A A n titru st l.a v,. S pr in g T,L,FM e e tin g C o n f e r e n c e4 Amer ican Soe te ty of In tl Law t 1 2 5 / 0 9 W a sh in g to n . D C . American Journal of" lnt l F( A S I L ) L a w B o a r d M e e t in g (A JI L )5 G e o r g e t o w n U u t ve r s~ t y t a w 4 , 2 1 0 9 - 4 / 3 i 0 9 W a sh in g to n , D .C Mo o t C o a rl C o m p ettho n T,I.,FC e n t e r6 Untvers~t~, o[ Texas Law 4/4/09-4/5/09 A u st in . TX Lax, . Review Assn . Annua l T,L,FS c h o o l blott ing

  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    F I N A N C IA L D I S C L O S U R E R E P O R TP a g e 3 o f 9 W O O D , D ~ A N E P . 0 3 ~ 2 / 2 0 ~ 0

    7 . N e w Y o r k U m v e r s~ ty S c h o o l 4 / 1 6 ; 0 9 - 4 1 1 8 1 0 9 New York, NY Lowenfeld Special Tr ibute T,L,Fo r " L a w & J o u r n a l o f P r i v a t e I n t lL a w C o n f e r e n c e8. C e n t e r f o r W o m e n i n L a w . 4/29/09-511/09 A u s t i n , T X W o m e n s P o w e r S u m m i t o n T,L,FUn t v o f Te x a s S cho o l o f L a w L a w ~ m d L e a d e r s h i p9. G e o r g e t o w n Um ve r s i ty L a w 5 , , 2 0 / 0 9 W a s h i n g I o n , D C S a n d r a D a y O C o n n o r L,FC e n t e r Projec t on S tate ofJud~cmry

    1 0 . I lumantt tes Texas, LBJ 6 / 7 i 0 9 - 6 / 8 1 0 9 Aust in, TX H u m a n tt tes Te xa s 2 009 T,L ,FL t br a r y & M u s e u m , U n l v o f Teacher EnrichmentT X C o l l e g e o f L tb e ra ! A r t s I n s t i t u t eI 1. Max Planek Inst i tu te fo r 6 / 1 7 1 0 9 W a . s h i n g to n , D C . 4 t h A S C O L A C o n f e r e n c e T ,FIntel lec tual Property,C o m p e t i t io n & T a ~ t L a w

    1 2 A m e r ic a n L a w [ n s t t tu t e (A L l ) 6 1 2 2 / 0 9 - 6 / 2 3 1 0 9 Phdadelphia , PA W T O A d \ q s e r s M e e u n g T,L,Ft3 R e n a t ssa n c e W e e k e n d 7/2J09.7/6/09 Ja ckso n H o le . W Y Re n a issa n ce W ee ken d L, FProgram1 4 D wig ht D O pp en na n 7t12 /09 .7i l3 /09 New York, NY 2009 New Appella te " I , L , FInst t tute of Judte~at Adn~m - J u d g e s S e r n m a rN Y U S c h t ~ l o f L a w1 5 Au., ; t rahan Natmnal 7 1 2 4 / 0 9 - 8 1 1 1 0 9 C an be rra a nd S yd n ey, A NU Le ctu re a nd V isi ! T,L,FUn i ve r s i ty ( A N U) C o l le g e o f A u st r a l i aL a w1 6 . A m e r ic a n E n te r p r i se l n s t t tu t e 9/I109-9/5/09 l l a m bu r g , G e r m a n y A E I T r a n sa t l a n l i c L a w T,L,F( A L l ) F o r n m T h e B u s i n e s s o f

    L~ w1 7 A m e r ic a n B a r A sso c ta t i o n 9 / 2 3 1 0 9 - 9 1 2 5 / 0 9 Wa s hi n g t o n , D C A B A C o m m i ~ s m n o ~ t T,L,F(A B A ) E th ic s 2 0 1 2 0 M.eetmg1 8 S o u t h C a r o h n u B a r 9 1 3 0 / 0 9 - 1 0 / 2 / 0 9 Charleston, S t ." S C W o m e n L a w y e rs T.L,FC o n t i n u i n g L e g a l Ed u ca t i o n A s s n . & N C A s s n o ( "W o m e n A t t o r n e ysC o n f e r e n c e1 9 Temple Umverst ty Beasley 10/12/09-10/13/09 Philadelphia , I A A d a m s L e c t u r e ~ n I , I . . , FS cho o l o f t , a w C o n s t i t u t i o n a l L a w2 ( ~ , O E C D 1 0 1 1 8 1 0 9 - 1 0 / 2 1 1 0 9 Pa r is , F r a n ce O E C D C o m petit io n T,L,FC o m m t l t e e - W o r km g P a r t yN o . 3 o n C o o p e r a t t o n &

    Enforcement2 1 Amer ican I .aw Inst i tu te (At.I ) 1 0 1 2 1 1 0 9 - I O / 2 3 / 0 9 New York, NY A L l F a l l C o u n cd Me e t i n g T,L,F22 Untver~t ty of Texas School ,)f 1 1 1 2 1 0 9 A u st in , TX B r a d fo rd S o cket) T,FL a w C o m m u m ty F e l l o w L e c tu r e

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  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    F I N A N C IA L D I S C L O S U R E R E P O R T N .... f P e r ~ o n R e p o r t in g I D a t e o f R e p o r ~P a g e 4 o f 9 W O O D , D I A N E P. [ 0 3 / 2 2 / 2 0 1 0

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  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    F I N A N C IA L D I SC L O S U R E R E P O R T N . ~ e o f P e r s o n R e p o ~ i n g I D a t e o f Rep o r t IP a g e 5 o f 9 w o o ~ ) , D I A N E P . 0 3 / 2 2 / 2 0 1 0V . G [ F T S . C l n c l .d ~ s , h o s ~ , o , p . .. .. d d e p e n d e n t children; s e e p p . 2 8 - 3 1 o f f i li n g instructions.)

    [] N O N E (No reportable g~s )~ D E S C R I P T I O N VALUE

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    V I . L I A B I L I T I E S . a , a ~ d e , , h o ~ , , ,f s ~ . .. .. ~ depcndent childre.~; s e p p . 3 2 -3 3 of filing #n~lruct .... )N O N E (No reportable liabilittes )

    C R E D IT O R D E SC R IP T !O N V A L U E C O D E

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  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    F I N A N C IA L D I S C L O S U R E R E P O R TP a g e 6 o f 9 ~"OOD, D I A N E P . 0 3 t 2 2 1 2 0 1 0

    V II . INV ESTM ENTS a nd T R U S T S - i. ........ z., . , . . . . . , o , , (Includes tho.~eof spo~e and dependent c h ~ d r e n : ~ e p p . 3d.6O of fl llng ~struction~,)~ N O N E (No reportable income, assets, or transactions )A B . C D

    ( m c l u d t n g t r u s t a s s e ts ) r e ~ t t i n g pe n ~ o f r ~ m g p e 6 o dP l a c e " ( X ] " a f t e ~ e a c h a s s e t A m o u n l "l y~ (e g, V a l u e Value T y p e ( e g , ~ Date]. Value G a i n I d e n t n y o fe x e m p g f r o m p r i o r d ts c l o S u r e C o d e I d l v , r e n t , C ~ e 2 Me:h~ b u y , s e l l . na~d~ C o d e 2 C e d e 1 b u y e r / s e l l e r( A - t l ) o r m t ) ( J - P ) C o d e 3 ~ e m p u o n ) ( J P ) { A - H ) 0 f p f i v a t e( Q -W ) ~

    1 T e a c h e r s In su r a n c e & A n n u i ty A ssn N o n e N T( T~ a A )2 C o l le g e R e t i r e m e n t Equ i t m s F u n d ( C R E F ) N o n e N T3 H a m s B a n k o f C h m a g o A Interest J T N/ A4 RBS Ctttzen% N A A I n t e r e s t J T N iA5 C h a s e B a n k A Interest M T6 A D C T e l e c o m m u n sc a l io n s A D i vi d e n d J F7 Amertpri.,,e 403(b) N o n e L T8 &vamr I"harmaceut~cals A Divtdend J T9 B a t r d I n s u r e d D cpo s f l A Interest K T

    I 0 Bris tnl Myers A D iv id e n d J F11 F a : ~ t e n a l B Divtdend L T1 2 , FidehtNMFF 4571b) N o n e L T1 3 Ftdehty Nor th western 403(b) Ntme 01 4 F I L O X X F id e h ty C a sh R e se r v es C I n t e r e s t L T1 5 C L S P X C o lu m bt a Mt d C a p G r o w t h C I Z N o n e L T1 6 F D V L X F ~ d e h ty V a l u e N o n e M T1 7 O B I t G X O ld Mu t u a l G r o o . lh F u n d C I Z N o n e L T

  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    F I N A N C I A l , P a g e 7 o f 9 D I S C L O S U R E R E P O R T I ~,,e o~ a~p0~03

    VII. INVES TMENTS a nd TRU STS - i~co . . . . . . ~ . , , , . . . .. , io~sa=t .d , , ,~os.o / ~ , . . . . . . ~,~.,~h~,~;~,~. ~-~oo~t~ ~,~=,~o~.~N O N E ( N o reportable income, assets, or transactions )

    ( ~ n c l u d m g t r u s l a s s s ) / rc~ing pcn~ ~ o f r e p o m n g ~ m ~P l a c e " i X ) " a f t e r e a c h ~ s ~ [A m o u n t [ Ty~ ( e g , : V a l u e V a l ~ T y p e ( c g . D a t e V a l u e ~ Idenl~ , ofe x e m p ~ f r o w n p r i o r d ~ s c l o s u r e , , C a d ~ I ] d i v . , r e n t . ~ C o d e 2 M e ~ h od b u y . ~ e l l , [ m n vd ~ ~ C ~ 2 C ~ e I b u y e r / s e l l e r

    18 gC 2 C o~om t~ on A D~v idend J Ti9 FLPSX Fid~h~ Low Pried S t (~k Fund None K T20 G E A D i vi d e n d J T

    2 I. L a k e C o u n ty . I L S c h o o l D ~ s tn ~ t N o n e J TT a x -E ~ m p t B o n d22 M a n c o p a . A Z T a x -E x e m p t B o n d N o n e J T23 M & 1 (Marshall & Ilsley) 13~,nk A I n t e r e s t K T24 Multdmk Telecommumcat~ons A D~vidend J T25 S d ve r a d o G o ld F ~ e i d s A D i vi d e n d J T26 S u n M ~ c r o ~ ys te m s A D~vidend J T27 W & T O t l s h o re A D w ~ d c n d J T28 Walmar t d e Me,, .wo A D i vi d e n d K T29 W e l l s F a r g o C l n t / D i v N T30 W h o l e F o o d s A Divtdend M T31 Z~mmer Medical [ -Iold lngs A D~vtdend J T

    3 2 . R e n l a l t t o u se , Ma d iso n , D a n e C o u n ty , E Rent N SW isc o n s in -S e e I a ~ t V I I I3 ] R e n ta l H o u se . T r a . , t s C u , T e x a g - S e e P a r t D R e n l M S

    VI I I

  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    F IN A N C I A L D I SC L O S U R E R E P O R T s l .~ e o f e o r . o . R e p o , ~ . gP a g e 8 o f 9 x v o o D , o ~ A ~ ~ "

    V I I I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

    P A R T V I I I n ve st m e n t s a n d Tr u s t sN O T E T h e T I A A a n d C R E ~ a c c o u n t s ~ e p o r ~ e d in P a r ~ V I I a r e n o ! i n c o m e -p r o d u c in g T h e v a l u e o f ~ c c u m u l a t~ o n s m e a c h e i th e ~ in c r e a se s o r d e c r e a se s d e p en d in gon the market and the amoun t o1" p remiums pa~d m.

    Line 34. Renta l house , Madison , Dane County, W~sconstn Assessed va lue tbr 2009" $282,300.00

    Line 35 Renta l house , Tray,s County, Texas A~sessed va lue for 2009 $180,460

  • 8/3/2019 Diane P Wood Financial Disclosure Report for 2009

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    I X . C E R T I F I C A T I O N .I ce r t i f y t ha t a l l i n f o r m a t i o n g i ve n a bo ve ( i n c lu d i n g i n f o r m a t i o n pe r t a i n i n g t o m y s po u s e a n d m i n o r o r d e pe n d e n t ch i ld r e n , i t a n y) i sa ccu r a t e , t r u e , a n d co m ple t e t o t he be s t o f m y kn o ~ . lcd g e a n d be l i e f, a n d t ha t a n ) i n f o r m a t i o n n o t r e po l t e d w a s ~ v i t hhe ld be ca u s e i t m e t a pp l i ca ble s la t u t o r yp r ov i s i ons p er m i t t i ng non- d i s c l os ur e .I f u r t h e r c e r li f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a c c e p l a n c e o f g i f t s ~ h i c h h o s e b e e n r e p o r t e d a r e i nco m p l i a n ce w i t h t he p r o v i s i o n s o f 5 U . S . C . a p p . 50 1 e t . s e q ., 5 U . S . C . 7353, a n d J u d i c i a l C o n f e r e n ce r e g u la t i o n s .

    S i g n a t ~

    N O T E : A N Y I N D I V I D U A L ~ . V I | O K N O W I N G L Y A N D W I L F U I . L Y F A L S I F I E S O R F A L L S T O F I L E 1 H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

    F I L IN G I N S T R U C T I O N SM a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o .

    C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 54 4