diclerico, jr., josel h a. a - home | judicial watch · 36. -american funds:capital income builder...

AO 10 [! FINANCIAL DISCLOSURE REPORT Report Required by the Ethics

in Government Act of 1978Rev. ]/2011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

DiClerico, Jr., Joseph A. United States District Court District of New Hampshire 4/13/201 I

4. Title (Article 111 judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time)

] Nomination, Date 1/1/2010 District Judge Senior Status [] Initial [] Annual [] Final to

12/31/2010 5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

55 Pleasant Street, Room 400 with applicable laws and regulations.Concord, NH 03301

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be fotlowea~ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ¢Reponing individual only; seepp. 9-13 of filing instructions.)

D NONE (No reportablepositions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Trustee Trusts VIII and XV

2. Trustee Mayhew Program

3. Trustee Trust

4. Director Little Lake Sunapee Protective Association

5.

1I. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS

DiClerico, Jr., Josel h A. A

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A. 4/I 3/201 I

IlL NON-INVESTMENT INCOME. C.epo.ing individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

~ NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME (yours, not spouse’s)

1.1/12/10 Trust Vlll - Trustee and Execuior Fees $5,000.00

2.

3.

4.

B. Spouse’s Non-lnvestment Income - l[you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honorarkt.)

~ NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.2010

2.

3.

4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment. (Includes those to spouse and dependent children." see pp. 25-27 of filing instructions.)

~] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2.

3.

4.

5.

Name of Person ReportingFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A.

V. GIFTS. anaudes those to spouse and dependent children; see pp. 28-31 of fillng instructions.)

NONE (No reportable gifts.)

SOURCE DESCRIPTION

Use of boathouse to dock boat (See Part VIII)

2. Use of barn to store boat (See Part VIII)

3.

4.

5.

VI. LIABILITIES. anciudes those of spouse and depende.t children; see pp. 32-33 of fding instructions.)

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

Date of Report

4/13/201 l

VALUE

$2,500.00

$780.00

VALUE CODE

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph ~. 4/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions anclades those olspouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. C. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) O) (2) (1) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller(A-H) or int.) (.l-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

1. Brokerage Accounts # 1 and #1A D Int./Div. N

12. -Sh. Com. AT&T Sold 04/20/10 J

I 3. -Sh. Com. Alacatel Lucent Sold 04/20/10 J (part)

4. -Sh. Com. Bristol-Meyers Squibb Sold 04/20/I 0 L

5. -Sh. Com. Coca-Cola Co.

6. -Sh. Com. Comcast Sold 04/20/10 J

7. -Sh. Com. Exxon Mobil Sold 04/20/10 J C

8. -Sh. Com. General Electric Sold 04/20/I 0 M F (part)

9. -Sh. Com. Zimmer Holdings Sold 04/20/I 0 K D

I0. -Sh. Com. The Phoenix Companies, Inc. Sold 04/20/10 J

1 I. -Sh. Com. Vittus Investment Partners Inc. Sold 04/20/10 J A

12. -Wells Fargo Adv. Bk. Dep. Sweep Prg.

13. -Dodge & Cox FDS Int’l Stk FD Buy 04/23/10 K

14. -Evergreen Asset Assocation FD CI (see line Buy 04/23/10 L15)

15. -(7/19/10 name chg to Wells Fargo AdvAsset Allot FD Adm CL)

16. -Fairholme FDS Inc. Buy 04/23/10 K

17. -Franklin Fed. Tax Free Income Fund - Buy ’04/23/10 KAdvisory CL

I. Income Gain Codes: A =$ 1.000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns B I and D4) F =$50,001 - $100.000 G = $ 100,001 - $1,000,000 H 1 -$ 1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 o $50,000 L =$50,001 - $100.000 M =$100,001 - $250,000 (See Columns CI and D3) N =$250.001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 -More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T -Cash Market

(See Column C2) U =Book Value V ~Othcr W =Estimated

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A. 4/I 3/201 l

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructlons.)

--’-] NONE (No reportable income, assets, or transactions.)

A. B. C.

Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-p) (A-H) (if private

(Q-W) transaction)

18. Sold 11/19/10 K

19. -IVA Worldwide Ftmd Class I Buy 04/23/10 L

20. -Oppenheimer Dev. Mkts. CL y Buy 04/23/10 J

21. -T Rowe Price Tax Free Income Fund Buy 04/23/10 K

22. Sold ! 1/19/10 K

23. -T Rowe Price Tax Free Short Intermediate Buy 04/23/10 KFund

24. Sold 11/19/10 K

25. -FPA FDSTR Crescent Portfolio INSTL CL Buy 04/23/10 LSHS

i26. Buy 11/19/10 K (add’l)

27. -Vanguard Specialized Portfolios Dividend Buy 04/23/10 KGrowth FD

28. -FPANewlncome Inc-. Buy 111/19/10 K

29. -Rowe T Price Short Term BD FD Inc. Buy 11/19/10 K

30.

31. IRA BrokerageAcct #2 A Dividend

32. -American Funds: Amer. Bal. Fnd. C1. C

33.

34. IRA Brokerage Acct. #3 D lnt./Div. M

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns B I and D4) F =$50,001 - $ 100.000 G =$ 100,001 - $ 1,000,000 H I =$1,000,001 - $5,000,000 1-12 =More than $5,000,000

2.Value Codes J=$15,000 or loss K =$15.001 - $50,000 L -$50,001 - $ 100,000 M =$100,001 - $250,000 (See Columns C I and D3) N =$250,001 - $500,000 t) = $500.001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3=$25,000,001 - $50.000.000 P4 =More Ihan $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V = Other W =Estimated

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A. 4/13/2011

VII. INVES TMEN TS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~ NONE (No reportable income, assets, or transactions.)

Description of Assets Income during Gross value at end Transactions during reporting period


(l) (2) (i) (2) (t) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code 1exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. -American Funds: Amer. Bal. Fnd. CI. C Sold 04/16/10 J

36. -American Funds:Capital Income Builder Sold 04/16/10 KFund

37. -US Gov’t Securities Fund Class C Sold 04/16/10 K A

38. - American Funds: Bond Fund of America Sold 04/16/10 K BClass C

39. -Loomis Sayles Strategic Income Fund Cl-y Buy 04/20/10 K

40. -PIMCO FDS Pacific lnvt. MGMT Serv. Buy 04/20/10 KTotal Return FD

41. -PIMCO All Asset FND lnstl CL Buy 04/20/10 L

42.

43. Brokerage Account #4 None M

44. -NH St. Cap. App. Col. Svgs Zero 7/15/11

45. -NH St. Col. Svgs Zero Coup Bnd (2) 8/I/10 Redeemed 08/02/10 K B

46. -NH St. Col. Svgs. Zero Coup. Bnd 7/1/10 Redeemed 07/01 / 10 J C

47. -Puerto Rico Pub. lmpt.G.O. Zero Coup.Bnd. 7/1/I 1

48. -NH St. Col. Svgs Zero Coup. Bnd 9/01/I I

49. -NH St. Col. Svgs. Zero Coup. Bnd 7/01/13

50. -University PR Rev. Zero Coup. Bnd Redeemed 06/01/10 A6/01/10

51. -University PR Rev. Zero Coup. Bnd(6/0~fl2)

I. Income Gain Codes: A =$1,000 or less n =$1.001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001- $50.000 (See Colunms BI ,and D4) F =$50,001 - $100,000 G =$100,001 - $1,000~000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000 (See (’olumns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000,001 - $50.001).000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmcnl ¯ =Cash Market

(Sc¢ Colunm (’2) U =Book Value V ~Othcr W =Estimated

I Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A. 4/13/2011

VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)


(l) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. -NH St. Cap. Impt. Col. Svgs. Zero Coup. Buy 12/20/10 JBnd 7/01/15 (add’l)

53. -PR Comwlth. Hwy & Transn. Auth. Zero Buy 07/08/10 KCoup. Bnd 7/1/15

54. -University PR Rev. Zero Coup. Bnd 6/1/13 Buy 11/23/10 J

55.

56. Brokerage Account #5 Int./Div. O T

57. -Sh. Com. CommunityBancorp

58. -Sh. Com. NH Thrift Bankshares


60. -American Funds Money Market Fund Clas~ Sold 04/16/10 NA (pan)

61. Sold 04/20/10 M

62. -Blackrock Global Alloc Global Allocation Buy 04/22/10 Klnstit.

63. Buy 05124/10 J(add’l)

64. Buy 06/22/10 J(add’l)

65. Buy 07/22/10 J(add’l)

66. Buy 08/23/10 J(add’l)

67. Buy 09/22/10 J(add’l)

68. Buy 10/22/10 J(add’l)

I. Income Gain C0dcs: A =$1.000 or loss B =$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001- $50.000 (See Columns BI and D4) F =$50,001 - $100,000 G =$100.001 - $1,000.000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,01)0 or less K =$15.1)01 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Cohmms CI and D3) N =$250,001 . $500.000 O =$500,001 - $1,000.000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Eslale Only) T =Cash MarketS =Assessment

(See Column C2) U =Book Value W =EslimalcdV =Other

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A. 4/13/201 l

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)




(l) (2) (1) (2) (i) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div.. rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3

(Q-W) redemption) (J-P) (A-H) (if private

transaction)

69. -American Funds Capital Income Bldr Class Buy 04/22/10 K F1

70. Buy 05/24/10 J (add’l)

71. Buy 06/22/10 J (add’l)

72. Buy 07/22/10 J (add’l)

73. Buy 08/23/10 J (add’l)

74. Buy 09/22/10 J (add’l)

75. Buy 10/22/10 J (add’l)

76. -American Funds Capital World Growth & Inc. Fad - Class F-I

Buy 04/22/10 J

77. Buy 05/24/10 J (add’l)

78. Buy 06/22/10 J (add’l)

79. Buy 07/22/10, J (add’l)

80. Buy 08/23/10 J (add’l)

81. Buy 09/22/10 J (add’l)

82. Buy 10/22/10 J (add’l)

83. -Dodge & Cox FDS Int’l Stk FD Buy 04/22/10 J

84. Buy 05/24/10 J (add’l)

85. Buy 06/22/10 J (add’l)

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15.001 - $50,000 (Sce Columns B 1 and D4) F =$50,001 - $100,000 G =$ 100.001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15.001 - $50.000 L -$50,001 - $ 100,000 M =$100,001 - $250,000 (See Columns C I and D3) N =$250.001 - $500,000 O =$500,001 - $ 1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 o $25,000,000

P3 =$25.000.001 - $50.000,000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V ~ Other W =Eslimatcd


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)


Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

Income during

reporting period

(1) (2)

Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

Gross value at end

of reporting period

(1) (2) Value Value

Code 2 Method

(J-P) Code 3

(Q-W~

0) Type (e.g.,

buy, sell,

redemption)

Transactions during reporting period

(2) (3) Date Value

mm/dd/yy Code 2

(J-P)

(4) Gain

Code I (A-H)

(5) Identity of buyer/seller (if private

transaction)

86. Buy (add’l)

07/22/10 I J

87. Buy (add’l)

08/23/10 J

88. Buy (add’l)

09/22/10

89. Buy (add’l)

10/22/10 J

90. -Evergreen Asset Alloc. FD CL 1 (see line 91)

Buy 04/22/I 0 K

91. -(Name chg to Wells Fargo Alloc FD ADM CL on 7/19/10)

Buy (add’l)

05/26/10 J

92. Buy (add’l)

06/24/10 J

93. Buy (add’l)

07/22/10 J

94. Buy (add’l)

08/23/10 J

95. Buy (add’l)

09/22/10 J

96. Buy (add’l)

10/22/10 J

97. -American Funds Int’l Growth & Income FD Class F-1

Buy 04/22/10 K

98. Buy (add’l)

05/24/l 0 J

99. Buy (add’l)

06/22/I 0 J

100. Buy (add’l)

07/22/10 J

101. Buy (add’l)

08/23/10 J

102. Buy (add’l)

09/22/10 J

I, Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E :$15,001 - $50,000 (See Columns B I and D4) F =

152 =More than $5,000,000 2. Val ue Codes J =$15,001) or less K = $15,001 - $50,000 L =$ 50,001 - $100,000 M =$100,001 - $250,000

(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P 1 =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50.000,000

3. Value Method Codes Q ~Appraisal R =Cost (Real Estate Only) S =Assessment T -Cash Mark¢l (See Column C2) U ~Book Value V =Other W =Estimated


VII. INVES TMENTS and TR U STS -income, vatue, t,a,s~ctions ancludes those olspousc ~.d depende.t children; see pp. 34-60 of filing instructions.)



(1) (2) (l) (2) (l) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) 0-P) (A-H) (if private

(Q-W) transaction)

103.

104. -Franklin Fed Tax Free Income Fund -Advisor CL

105.

106.

107.

108.

109.

I10.

I11.

Buy (add’l)

10/22/10 J

Buy 04/22/10 J

Buy (add’l)

05/24/10 J

Buy (add’l)

06/22110 J

Buy (add’l)

07/22/10 J

Buy (add’l)

08/23/10 J

Buy (add’l)

09/22/10 J

Buy (add’l)

10/22/10 J

Sold 11/23/10 K

112. -American Funds Fundamental Invs. Inc. Class F-I

113.

ll4.

llS.

116.

ll7.

liB.

119. -IVA Worldwide Fund Class I

Buy 04/22/10 J

Buy 05/24/10 J (add’l)

Buy 06/22/10i J (add’l)

Buy 07/22/10 J (add’l)

Buy 08/23/10 J (add’l)

Buy 09/22/10 J (add’l)

Buy 10/22/10 J (add’l)

Buy 04/22/10 K

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5.000 D =$5,001 - $15,000 E =$15,001- $50,000 (See Columns B 1 and D41 F =$50,001 - $ 100,000 G =$ 100,001 - $ 1.000,000 H 1 =$ 1,000,001 - $5.000,000 H2 =More than $5,000,000

2. Value Codes J = $15,000 or less K =$15,001 - $ 50,000 L =$50,001 - $100.000 M =$100,001 - $250,000 (See Columns CI and D31 N =$250.001 - $500,000 O =$500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000 P2 -$5,000,~01 - $25,000,000

P3 =$25,000,001 - $50.000,000 P4 More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Eslatc Only) S =Asscssmcnt T =Cash Market

(See Column C21 U =Book Value V =Other W =Estimated


VII. INVESTMENTS and TRUSTS -i .... e~va~ue~transacti~nsanc~udesth~se~fsp~useanddependentchildren;seepp.34-60~f~linginstructi~ns.)


A. }3.



(l) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div, rent, Code 2 Method buy, sell, mm/ddgyy Code 2 Code t buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

120. Buy 05/24/10 J (add’l)

121. Buy 06/22/I 0 J (add’l)

122. Buy 07/22/10 J (add’l)

123. Buy 08/23/I 0 J (add’l)

124. Buy 09/22/10 J (add’l)

125. Buy 10/22/10 J (add’l)

126. -American Funds Inc. New World CL F-I Buy 04/22/10 K

127. Buy 05/24/10 J (add’l)

128. Buy 06/22/10 J (add’l)

129. Buy 07/22/10 J (add’l)

130. Buy 08/23/10 J (add’l)

131. Buy 09/22/10 J (add’l)

132. Buy 10/22/10 J (add’l)

133. -PIMCO All Asset Funds Inst. CL Buy 04/22/10 K

134. Buy 05/24/10 J (add’l)

135. Buy 06/22/10 J (add’l)

136. Buy 07/22/l 0 J (add’l)

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$ 15,001 - $50,000 (See Columns BI and D4) F =$50,001 -$100,000 G =$ 100.001 - $ 1.000,000 H 1 =$ 1,000,001 - $ 5,~00,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (Scc Columns CI and D3) N =$251),001 - $500,000 O =$500,001 - $1,000,000 P 1 =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000,001 - P4 =More than $50,000,000 3. Value Method Codes R =Cost (Real Estate Only) T =Cash MarketQ =Appraisal S =Assessment

(S¢c Column U ~Book Vahlc V ~ Olhcr W =Estimated

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT I

of 31 DiClerico, Jr., Joseph A. 4/13/2011

]

VII. INVES TMEN TS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~] NONE (No reportable income, assets, or transactions.)

A. B. C.



(i) (2) (l) (2) (i) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of


(Q-W) transaction)

137. Buy 08/23/10 J (add’l)

138. Buy 09/22/10 J (add’l)

139. Buy 10/22/10 J (add’l)

140. -T Rowe Price Tax Free Income Fund Buy 04/22/10 K

141. Buy 05/24/10 J (add’l)

142. Buy 06/22/10 J (add’l)

143. Buy 07/22/10 J (add’l)

144. Buy 08/23/10 J (add’l)

145. Buy 09/22/10 J (add’l)

146. Buy 10/23/10 J (add’l)

147. Sold 11/23/10 L

148. -T Rowe Price Tax Free Short Intermediate Fund

Buy 04/24/10 J

149. Buy 05/24/10 J (add’l)

150. Buy 06/22/I 0 J (add’l)

151. Buy 07/22/10 J (add’l)

152. Buy 08/23/10 J (add’l)

153. Buy 09/22/10 J (add’l)

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50.000 (See Colunms BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J = $15.000 or less K = $15,001 - $ 50,000 L =$50.001 - $ 100.000 M =$ ] 00,001 - $250,000 (See Cohlmns CI and D3) N =$250,001 - $5~0.000 O =$500,001 - $1.000,000 PI =$t.0O0,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000.1)111 - $50.000.000 P4 -More than $50.000,000 3. Value Method Codes ’ Q =Appraisal R =Cost (Real Estate Only) S =Asscssment T =Cash Market

(See Column (’2) U =Book Value V =Other W =Estimated


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of:ling instruction~)

~ NONE(No reportable income, assets, or transactions.)


(l) (2) (1) (2) (1) (2) (3) (4) (s) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of


(Q-W) transaction)

154. Buy ,10/23/10 J (add’l)

155. Sold I 1/23/10 K

156. -FPA FDS TR FPA Crescent Portfolio Instl. Buy 04/22/10 KCL SHA

157. Buy 05124/10 J (add’l)

158. Buy 06/22/10 J (add’l)

159. Buy 07/22/10 J (add’l)

160. Buy 08/23/10 J (add’l)

161. Buy 09/22/10 J (add’l)

162. Buy 10/22/10 J (add’l)

163. Buy 11/23/10I L (add’l)

164. -Vangauard Municipal Bond Fund Short Buy 04/22/10 J Term Portfolio

165. Buy 05/24/10 J (add’l)

166. Buy 06/22/10 J (add’l)

167. Buy 07/22/10 J (add’l)

168. Buy 8/23/10 J (add’l)

169. Buy 09/22/10 J (add’l)

170. Buy 10/22/10 J (add’l)

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns B I and D4) F =$50.001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =M ore than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $100,000 M =$100,001 - $250,000 (See Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1,000,000 P 1 =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000.001 - $50.000.000 p4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Colunm C2) U =Book Value V = Othor W =Estimated


VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[] NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

B. Income during

reporting period

(1) (2) Amount Type (e.g., Code 1 div., rent. (A-H) or int.)

C. Gross value at end of reporting period

(1) (2) Value Value

Code 2 Method (J-P) Code 3

(Q-W)

(1) Type (e.g., buy, sell,

redemption)

D. Transactions during reporting period

(2) (3) (4) Date Value Gain

mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private

transaction)

171. Sold 11/23/10 K

172. -Vanguard Specialized Portfolios Dividend Growth FD

Buy 04/23/10 K

173.

174.

175.

176.

Buy (add’l)

Buy (add’l)

Buy (add’l)

Buy (add’l)

05/24/10

06/22/10

07/22/10

08/23/10

J

J

J

J

177.

178.

179. -FPA New Income Inc.

Buy (add’l)

Buy (add’l)

Buy

09/22/10

10/22/10

11/23/10

J

J

K

180. -Rowe T. Price Short TRM BD FD Inc. Buy 11/23/10 K

181.

182. TRUST 1 (Acct. closed as of 2/28/10) A Int./Div.

183. -Manchester NH G.O. Pub. Improvmt. Bnd 7/1/15

184. -American Funds: Money Market Fund A

Distributed

Distributed

02/05/10

02/05/10

K

O

A

185. -Wells Fargo Adv. Bk. Dep. Sweep Prg Distributed 02/05/10 M A

186. -Lake Sunapee Bank Account Closed 02/01/10 J

187.

1. Income Gain Codes: (See Columns BI and D4)

2. Value Codes (See Columns C I and D3)

3. Value Method Codes

(See Colunm C2)

A =$1,000 or less F =$50.001 - $ 100,000 J = $15,000 or less

N =$250,001 - $500,000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1,000,000 K = $15,001 o $ 50,000

O =$500,001 - $1,000,000

R =Cost (Real Estate Only) V TOther

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000

PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000

S =Assessment W =Estimated

D =$5,001 - $15,000

H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000.000

T =Cash Market

E =$15,001 - $50,000


VII. INVES TMENTS and TR U STS - income, voluc, transactions anciudcs those olspouse ond dependent children; see pp. 3,1-60 of filing instructions.)


A, B. C. Description of Assets Income during Gross value at end Transactions during reporting period


(1) (2) (1) (2) (l) (2) (3) (4) (5) Place "(x)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of


(Q-W) transaction)

188. TRUST II (Account closed as of 2/28/i 0) A Int./Div.

189. -Well Fargo Adv. Bk. Dep. Sweep Prg. Distributed 02/05/10 M A

190. -American Funds: Money Market Fund A Distributed 02/05/10 L

191.

192. TRUST VIII (Account close as of 2/28/10) Int./Div.

193. -Sh. Com. Community Bancorp Distributed 02/05/I 0 K

194. -Sh. Com. NH Thrift Bankshares Distributed 02/05/10 K

195. -NH Mun. Bnd. Bk., Pinkerton Academy Distributed 02/05/10 M due 6/1/13

196. -Portsmouth NH OlD due 9/15/18 Distributed 02/05/10 L B

197. -Wells Fargo Adv. Bk. Dep. Sweep Prg. Distributed 02/05/10 N A

198. -Lake Sunapee Bank Account Closed 02/05/10 J

199. -American Funds: Money Market Fund A Distributed 02/05/I 0 P 1

200.

201. TRUSTIX ¯ E Int./Div. PI


203. -American Funds: Am. High Inc. Muni Sold 05/25/10 L A Bond Fd- A

204. -American Funds: Capital World Growth & Income Fd - A

I. Income Gain Codes: A =$ 1,000 or less B =$ 1.001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001- $50,000 (See Columns B I and D4) F =$50,001 - $100.000 G =$100.001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 o $50,000 L =$50,001 - $ 100,000 M =$ 100~001 - $250.000 (See Columns C I and D3) N =$250.001 . $500,000 O =$500.001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 -$5,000,001 - $25,000,000

P3 =$25,000,0t)1 - $50,000,000 P4 -More ~han $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) T =Cash MarketS =Assessment

(See Column C2) U ~Book Value V =Other W =Estimated


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. C.


(l) (2) (I) (2) (l) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

205. -American Funds: Fundamental Investors - Buy 05/25/10 L A (add’l)

206. -American Funds: New World Fund - A

207. -American Funds: Tax Exempt Bond Fund Sold I 1/18/10 L A of America -A

208. -Sh. Com. Exxon Mobil

209. -Sh. Com. General Electric

210. -American Funds: Int’l Growth and Income Fund - A

21 I. -Anerican Funds - American Mutual Fund A Buy 05/25/10 L (add’l)

212. -American Funds: Limited Term Tax Expt. Sold 11/18/10 M Bd. Fd. of America

213. -American Balanced Fund CL A Buy 11/18/10 N

214. -American Funds: Short Term Bd Fd. of Buy 11/18/10 N Am. Inc. Shs CL A

215.

216. TRUST X E lnt./Div. O


218. -Dodge & Cox Stock Fund

219. -Blackrock Global Alloc. Global Allocation Buy 05/25/10CL A

220. -Evergreen Equity Trust: Asset Alloc. Fd CL I (see line 220)

221. -Name chgd to Wells Fargo Advant. Asset Alloc. FD on 7/19/10

1. I ncomc Gain Codes: A =$1,000 or loss B =$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15.001 - $50.000 (See Columns B I and D4) F =$50,001 - $ 100.000 G =$ 100,001 - $ 1,000,000 H 1 =$ 1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250.000 (See Columns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1.000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000.001 - $50.000.000 P4 =More than $50,000,O003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V ~Othcr W =Estimated



~ NO!’4E (No reportable income, assets, or transactions.)


(1) (2) (l) (2) (l) (2) (3) (4) (~) Place "(X)" after each asset

exempt from prior disclosure Amount Code 1 (A-H)

Type (e.g., div., rent,

or int.)

Value Code 2 (J-P)

Value Method Code 3

Type (e.g., buy, sell,

redemption)

Date mm/dd/yy

Value Code 2 (J-P)

Gain Code 1 (A-H)

Identity of buyer/sefter (if private

(Q-W) transaction)

222. -Harbor Fund International Fund Inv. CL Sold 05/25/10 K D

223. -Hartford Mutual FDS Inc: Capital Appreciation Fund CL-1

224. -LongleafPartners FDSTrust Buy 05/25/10 K

225. -Loomis Sayles Funds: Strategic Income Fund CL-y

226. -IVA Worlwide Fund CL 1 Buy 05/25/10 L

227. -Franklin Templeton Mutual GLBL Sold 05/25/10 L D Discovery Fund-Z

228. -Franklin Tax Free Tr: High Yield Tax Free Sold 05/25/10 K B Incm. Fnd-Class A

229. -FPA New Income Inc. Buy 11/18/10 M

230. -PIMCO All Asset FND Inst. CL Buy 05/25/10 K (add’l)

231. -PIMCO Unconstrained Bd Fund CL Buy 05/25/10 L Institutional

232. -T Rowe Price High Yield Fund Sold 05/25/10 L

233. -Rowe T. Price Emerging Markets Stock Fund

234. -Templeton Global Bond Fund - A Sold 05/25/10 K

235. -Vanguard Mun. BD FD Limited Term Tax Sold 11/18/10 M - Exempt

236. -Fairholme Fund Buy 05/25/I 01 K (add’l)

237.

238. TRUST XI D lnt./Div. N T

I. Income Gain Codes: A =$1,000 or less B =$1.001 - $2,500 C =$2,501 - $5,000 D =$5,001 -$15,000 E =$15.001- $50,000 (See Columns B I and D4) F=$50,001 -$100,000 G =$ 100.001 - $1,000,000 H 1 =$1,000,001 - $ 5,000,000 H2 =Momthan $5,000,000

2.Value Codes J=$15.000 or less K=$15,001 - $50,000 L $50,001 - $100,000 M=$100,001 -$250,000 (See Columns CI and D3) N =$250.01) 1 - $500,000 0 =$500,001 - $1,000,000 P 1 =$ 1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,0f)0J)01 - $5o,ooo,0on P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R -Cost (Real Estate Only) S =Assessment T =Cash Markcl

(See Column C2) U =Book Value V Other W =Estimalcd


VII. INVESTMEN TS and TRUSTS -income, ,,alue, transactions anctuaes tl, ose of spouse ana aepenaent cl, it,tren; see pp. 34-60 of fillng instructions.)


A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period

(l) (2) (1) (2) (11 (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

239. -We!Is Fargo Adv. Bk. Dep. Sweep Prg.

240. -Fidelity Advisor Daily Money Market Fd Sold 05/25/10’US Treasury Port

241. -American Funds: Capital Income Builder Fund - A

242. -American Funds: Capital World Growth Sold 05/25/10 and Income Fund - A

243. -American Funds: International Growth & Income Fund - A

244. -American Funds: New World Fund Inc. - A

245.

246. TRUST Xll lnt./Div. PI


248. -Sh Com. Exxon Mobil

249. -Sh Com. General Electric

250. -American Funds: American High Inc. Muni Sold 05/25/I 0 L Bond Fund - A

25 I. -American Funds: American Mutual Fund - Buy 05/25/10 KA (add’l)

252. -American Funds: Capital World Growth & Income Fund - A

253. -American Funds: Fundamental Investors -A Buy 05/25/10 K (add’l)

254. -American Funds: lntemational Growth & Income Fund - A


I. Income Gain Codes: A =$1,000 or less 13 =$1.001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50.000 (See Columns BI and D4) F =$50.001 - $100.000 G =$ I00,001 - $1.000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K = $15.001 - $50.000 L -$50,001 - $ 100.000 M =$ 100.001 - $250,000 (,See Colum~. (71 and D3) N ~$250,0OI - $500,000 O =$500.00| - $1,000,000 P I -$|.000,001 - $5,O00,000 P2 =$5,000,0Ot - $25,000,000

P3 =$25.000,O(11 - $50.000.000 P4 -More than $50,000,000 3. Value Mclhod Cndcs R =Cost (Real Estale Only) T =Cash MarketO =Appraisal S =Assessment

(See Column C2) V -OtherU =Book Value W =Estimated


VII. INVES TMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)




(]) (2) (1) (2) ( 1 ) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) n’ansaction)

256. -American Funds: Tax Exempt Bond Fund Sold 11/18/10 L C of America - A

257. -American Funds: Limited Term Tax EXPT Sold 11/18/10 M C Bnd Fnd of America

258. -American Balanced FD CL A Buy 11/18/10 M

259. -American Short Term BD FD Amer Inc. Buy 11/18/10 MShs. Class A

260.

261. TRUST Xlll D lnt./Div. N T

262. -Wells Fargo Adv. Bk. Dep. Prg.

263. -Fideliu Advisor Daily Money Fund US Sold 05/25/10 MTreasury Portfolio

264. -American Funds: Capital Income Builder Fund - A

265. -American Funds: Capital World Growth & Sold 05/25/10Income FD Inc. - A

266. -American Funds: International Growth & Income Fund - A


268.

269. TRUST XIV E lnt./Div. PI T

270. -Wells Fargo Adv. Bk. Dep. Prog.

271. -Blackrock Global Alloc. Global Alloc. Buy 05/28/10 L CLA (see line 271)

272. -(exchanged for Instit. Class as of 6/25/10)

I. Income Gain Cedes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001- $50.000 (See Columns BI and D4) F ~$50,001 - $100.000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J = $15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000 (See Columns CI and D3) N =$250.001 - $500,t~)0 O =$500.001 - $1,000,000 PI =$1,000,001 - $5,000,000 P’2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,000 3, Value Method. Codes Q =Appraisal R ~Cost (Real Estate Only) T =Cash MarketS =Assessment

{See Column C2) U =Book Valac W ~EstimatcdV ~Othcr




A. B. C.


(1) (2) (l) (2) (l) (2) (3) (4) (s) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code 1exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

273. -Dodge & Cox Stock Fund

274. -Evergreen Equity Trust-Asset Alloc FDCLI (see lines 274-5)

275. -(name chg to Wells Fargo Advantage Ass-et

276. -Allocation FD Admin. CL on 7/19/10)

277. -FPA New Income Inc. Buy 1 i/18/10 M

278. -Fairholme Fund Buy 05/25/10 K(add’l)

279. -Harbor Fund International Fund Inv. CL Sold 05/25/10 L D

’ 280. -Hartford Mutual Funds CapitalAppreciation FD Class 1

1281. -Franklin Tax Free Trust - High Yield Tax Sold 05/25/10 KFree INCM Fund-A

1282. -Longleaf Partners Fund Trust Buy 05/25/10 K

283. -IVA Worldwide Fund Class I Buy 05/25/10 M

284. -Loomis Sayles Fund - Strategic IncomeFund CL-Y

285. -Franklin Templeton Mutual GLBL Sold 05/25/10 MDiscovery Fund CL-Z

286. -PIMCO Unconstrained BD Fund CL Buy 05/25/10 MInstitutional

287. -P1MCO All Asset FND Inst. CL Buy 05/25/10 K(add’l)

288.

289. -T Rowe Price Tax Free High Yield Fund Sold 05/25/10 L

I. Income Gain Codes: A ~$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns B I and D4 ) F = $ 50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H 1 =$ 1,000,001 - $5,000,000 H2 =M ore than $ 5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50.000 L =$50,001 - $100,000 M =$ 100,001 - $250,000 (See Columns CI and D3) N ~$250,001 - $500,000 O =$500.00| - $ 1,000,000 P1 =$1,000,001 - $5,000,000 P2 =$5,000,001 , $25,1~)0,000

P3 =$25,000,001 - $50,000.000 P4 =More than $50,000,0003. Value Method ~Sodcs Q =Appraisal R ~Cost (Real Estate Only) ] =Cash MarketS =Assessment

(Scc Column C2) V =OtherU ~Book Value W =Estimated


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructlon~)



(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

290. -Rowe T. Price Int’l Funds Emerging Markets Stock Fund

291. -Templeton Global Bond Fund - A Sold 05/25/10 K

292. -Vanguard Mun. Bd. FD Limited Term Tax- Sold 11/18/10 MExempt Portfolio

293.

294. TRUST XV (See Part VIII) Int./Div. PI T

-American Funds Money Market Fund Class295. Open 02/05/I 0 P 1A

296. Sold 04/16/10 O (part)

297. Sold 05/24/I 0 K (part)

298. Sold 06/21/10 K (part)

299. Sold 07/22/I 0 K (pan)

300. Sold 08/23/I0 K (part)

301. Sold 09/22/10 K (part)

302. Sold 10/22/10 L

303. -Sh. Com. Community Bancorp Open 02/05/I 0 K

304. -Sh. Com. NH Thrift Bankshares Open 02/05/10 K

305. -NH Mun. Bnd. Bk., Pinkerton Academy Open 02/05/10 Mdue 6/1/13

306. -Portsmouth NH OlD due 9/15/18 Open 02/05/I 0 L

I. Income Gairt Cedes: A =$1,000 or less B =$1.001 - $2.500 C =$2,501 -$5,000 D =$5.001 - $15.~30 E =$| 5,OOI - $50.0~0 (See Columns 131 and 194) F =$50.001 - $100,000 G =$100.001 - $1.000.000 HI =$1.000,001 - $5,000,000 H2 =Mere than $5,000.000

2. Value Codes J =$15.000 or less K =$15.001 - $50.000 L =$50.001 - $100,000 M $100.001-$250,000 (See Columns C I and D3) N =$250.001 - $500.000 O =$500.001 - $ 1.000.000 P I =$ 1.000,001 - $5,000,000 P2 -$5,000.001 - $25,000,000

P3 =$25.000.001 - $50,000.000 P4 More than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessmem T Cash Market

(See Column C2) V :OtherU =Book Value W =Estimated


VII. INVESTMEN TS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


A. B. C.



0) (2) (1) (2) O) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int,) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

307. -Wells Fargo Adv. Bk. Dep. Sweep Prg. Open 02/05110 M

308. -American Mutual FD Inc. A Buy 04/16/10 K

309. Buy 05/24/10 J (add’l)

310. Buy 06/22/10 J (add’l)

311. Buy 07/22/10 J (add’l)

Buy 08/23/10 J 312. (add’l)

313. Buy 09/22/10 J (add’l)

314. Buy 10/22/10 J (add’l)

315. -American Fund Capital Income Bldr CL A Buy 04/16/10 K

316. Buy 05/24/10 J (add’l)

317. Buy 06/22/10 J (add’l)

318. Buy 07/22/10 J (add’l)

319. Buy 08/23/10 J (add’l)

320. Buy 09/22/10 J (add’l)

321. Buy 10/22/10 . J (add’l)

322. -American Fund Capital World Growth & Buy ! 04/’I 6/10 L Income FD Inc. Class A

323. Buy 05/24/10 J (add’l)

I. Income Gain Codes: A =$1.000 or less B =$1.001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15.000 E =$15,001 - $50,000 (See Columns B I and D4) F =$50.001 - $ 100,000 G =$ 100.001 - $ 1.000,000 H I =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K = $15.001 - $50,000 L =$50.001 - $ 100,000 M =$ 100.001 - $250.000 (See Columns C I and D3) N =$250.001 - $500.000 O ~$500.001 - $1.000,000 P I =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000.01) 1 - $50.000.000 P4 =More than $50.000,000 3. Value Method Codes Q =Appraisal R =Co~t (Real Estate Only) S =Assessment T =Cash Market

(See Colunm C2) U =Book Value V = Other W =Estimated


VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)


A. B. C.



(i) (2) (1) (2) (i) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mnddd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

324. Buy 06/22/l 0 J (add’l)

325. Buy 07/22/10 J (add’l)

326. Buy 08/23/10 J (add’l)

327. Buy 09/22/10 J (add’l)

328. Buy 10/22/10 J (add’l)

329. -American Fund Europacific Growth FD Buy 04/15/10 K Class A

330. Buy 05/24/10 J (add’l)

331. Buy 06/22/10 J (add’l)

332. Buy 07/22/10 J (add’l)

333. Buy 08/23/10 J (add’l)

334. Buy 09/22/10 J (add’l)

335. Buy 10/22/10 J (add’l)

336. -American Fund Fundamental Investors Inc. Buy 04/16/10 K Class A

337. Buy 05/24/10 J (add’l)

338. Buy 06/22/10 J (add’l)

339. Buy 07/22/10 J (add’l)

340. Buy 08/23/10 J (add’l)

I. Income Gain Cedes: A =$1 ,I)OO or tess B =$1,OOt - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $ 50,000 (See Columns BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J : $15,000 or tess K = $15,001 - $50,000 L =$50,001 - $100,000 M -$ I (30,001 - $250,000 (See Columns CI and D3I N =$250.001 - $500,1}00 O =$500.001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 ÷ $25,000,000

P3 =$25,000,001 - $50.000,000 P4 -More than $50,000,000 3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T :Cash Market

(See Column C2) V =OtherU =Book Value W =Estimated


VII. INVESTMENTS and TRUSTS -i.come, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

~ NONE(No reportable income, assets, or transactions.)

A. B. C. Description of Assets lncome during Gross value at end Transactions during reporting period


(l) (~) O) (2) O) (2) (3) (4) (s) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

341. Buy (add’l)

09/22/10 J

342. Buy (add’l)

10/22/10 J

343. -American Fund New World Fund Class A Buy 04/I 6/I 0 K

344.

345.

346.

347.

348.

349.

350. -Blackrock Global Alloc. Global Allocation Instil.

351.

352.

353.

354.

355.

356.

357. -Dodge and Cox FDS lnt’l Stk FD

Buy 05/24110 J (add’l)

Buy 06/22/10 J (add’l)

Buy 07/22/10 J (add’l)

Buy 08/23/10 J (add’l)

Buy 09/22/10 J (add’l)

Buy 10/22/10 J (add’l)

Buy 04/22/10 K

Buy 05/24/10 J (add’l)

Buy 06/22/10 J (add’l)

Buy 07/22/10 J (add’l)

Buy 08/23/10 J (add’l)

Buy 09/22/10 J (add’l)

Buy 10/22/I 0 J (add’l)

Buy 04/22/10 L

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 ( See Columns B I and D4 ) F =$ 50,001 - $ 100,000 G = $100.001 - $ 1.000,000 H 1 =$ 1,000,001 - $ 5,000,000 H2 =M ore lha n $5,000,000

2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50.001 - $ 100,000 M =$100,001 - $250,000 (See Colunms CI and D3) N ~$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000.001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25.000.001 - $50.000.000 Q ~Appraisal R = Cost (Real Estate Only)

P4 =More than $50,000,000 S =Assessment T =Cash Market

(Scc Column C2) U ~Book Value V = Other W =Estimated


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!llng instructions.)




(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "IX)" after each asset

exempt from prior disclosure Amount Code I

Type (e.g., div,, rent,

Value Code 2

Value Method

Type (e.g.,

buy, sell,

Date mm/dd/yy

Value Code 2

Gain Code 1

Identity of

buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (.l-P) (A-H) (if private

(Q-W) transaction)

~58. Buy 05/24/1 (add’l)

t59. Buy 06/22/I (add’l)

360. Buy 07/22/1 (add’l)

361. Buy 08/23/10 (add’l)

362. Buy 09/22/1

(add’0 363. Buy 10/22/1

(add’l)

364. -Fairholme FDS Inc. Buy 04/22/10 K

365. Buy 05/24/! 0 J (add’l)

366. Buy 06/22/10 J (add’l)

367. Buy 07/22/10 J (add’l)

368. Buy 08/23/I 0 J (add’l)

369. Buy 09/22/I 0 J (add’l)

370. Buy 10/22/10 J (add’l)

371. -IVA Worldwide Fund Class I Buy ! 04/22/10 L

372. Buy 05/24/10 J (add’l)

373. Buy 106/22/10 J (add’l)

374. Buy 07/22/10 J (add’l)

I. Income Gain Codes: A =$1,000 or less B=$1,001 - $2,500 C =$2,501 - $5,000 D=$5,001 -$15.000 E =$15,001- $50,000

(See Columns BI and D4) F~$50,001 - $100,000 G=$ 100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More San $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50.000 L =$50,001 - $100,000 M=$100,001 -$250,000

ISce Columns CI and D3I N =$250,001 . $500,000 O=$500,001 - $1,000,000 P 1 =$ 1,000,001 - $ 5,000,000 P2=$5,000,001- $25,000,000 P3 =$25,000,001 - $50,000.000 P4 -More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estalc Only) S =Assessment T =Cash Markct

IScc Column C2) U =Book Value V =Other W =Estimated

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A. 4/13/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


A. B. C.



(1) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

375. Buy 08/23/10 J (add’t)

376. Buy 09/22/10 J (add’l)

377. Buy 10/22110 J (add’l)

378. -Longleaf Partners FDS Sh. Ben Int. Buy 104/22/10 K

379. Buy 05/24/10 J (add’l)

380. Buy 06/22/10 J (add’l)

381. Buy 07/22/10 J (add’l)

382. Buy 08/23/10 J (add’l)

383. Buy 09/22/10 J (add’l)

384. Buy 10/22/10 J (add’l)

385. -Oppenheimer Dev. MKTS CL y Buy 04/22/10 K

386. Buy 05/24/10 J (add’l)

387. Buy 06/22/10 J (add’l)

388. Buy 07/22/10 J (add’l)

389. Buy 08/23/10 J (add’l)

390. Buy 09/22/10 J (add’l)

391. Buy 10/22/10 J (add’l)

I. Income Gain Codes: A =St,000 or less B [$ 1,00 I 1 $21500 C =$2,501 -- $5,000 D =$5,001 " $15,000 E =$1S,00| - $50,000 (See Column s B I a nd 1)4) F = $ 50,001 - $ 100,000 G = $ 100,001 - $ 1.000,000 H 1 =$ 1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $ 100.000 M =$ 100,001 - $250,000 (See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000

P3 ~$25,000,001 - $50,000,000 P4 -More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnt T =Cash Market

(See Column C2) V =OtherU =Book Value W =Eslimatcd

Name of Person Reporting Date ’of ReportFINANCIAL DISCLOSURE REPORT of 31 DiClerico, Jr., Joseph A. 4/13/2011

VII. INVES TMENTS and TR U STS - i,come, value, ,ra,suaions (Inel,des those oI,po,se ond ~epe,aen, children; see pp. 34-60 of filing instructions.)




(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset

exempt from prior disclosure

Amount Code 1

Type (e.g.,

div., rent,

Value

Code 2

Value

Method

Type (e.g.,

buy, sell,

Date

mm/dd/yy

Value

Code 2

Gain Code 1

Identity of buyer/seller

(A-H) or int.) (’J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction)

392. -T. Rowe Price New Era Fund Buy 04/22/10 K

393. Buy 05/24/10 J (add’l)

394. Buy 06/22/I 0 J (add’l)

395. Buy 07/22/10 J (add’l)

396. Buy 08/23/10 J (add’l)

397. Buy 09/22/10 J (add’l)

398. Buy 10/22/I 0 J (add’l)

399. -Third Avenue International Value Fund Buy 04/22/10 K Institutional Class

400. Buy 05/24/101 j (add’l)

401. Buy 06/22/10 J (add’l)

402. Buy 07/22/101 J (add’l)

403. Buy 08/23/10 J (add’l)

404. Buy 09/22/101 J (add’l)

405. Buy 10/22/10 J (add’l)

406. -FPA FDS TR FPA Crescent Portfolio Instl Buy 04/22/10 K CL SHS

407. Buy 05/24/10 J (add’l)

408. Buy 06/22/10 J (add’l)

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns B I and D4) F =$50,001 - $ 100,000 G =$ 100,001 - $1,000,000 H I =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K ~$15,001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns C I and D3) N =$250,001 - $500,000 O ~$500,001 - $1,000,000 P I =$ 1.000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000.001 - $50,000.000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R ~Cost (Real Estate Only) S =Assessment T =Cash Market

(See Colunm C2) LI =Book Value V ~ Olher W =Estimated


VII. INVESTMENTS and TRUSTS - i.come, vQlae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)




(1) (2) (1) (2) (1) (2) (3) (4) Place ,’(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) O-P) (A-H) (if private

(Q-W) transaction)

409. Buy 07/22/10 J (add’l)

410. Buy 08/23/10 J (add’l)

411. Buy 09/22/10 J (add’l)

412. Buy 10/22/10 J (add’l)

413. -Wells Fargo Advan FDS-Asset Assoc FD Buy 04/22/I 0 K Adm CL (see line 410)

414. -(on 7/19/10 name chg from Evergreen Buy 05/24/10 J Asset (cont. line 411) (add’l)

415. -Asset Allocation FD CL 1) Buy 06/24/10 J (add’l)

416. Buy 07/22/i 0 J (add’l)

417. Buy 08/23/I 0 J (add’l)

418. Buy 09/22/10 J (add’l)

419. B uy 10122/10 J (add’l)

420.

421. Miscellaneous

422. -LedyardBank Accounts A lnt./Div. L T

423. -Lake Sunapee Bank Account A Int./Div. K T

424. -Property~i~:![~[’i~7[’ii NH (See Part None L S Vlll)

425. - Rental Properly - Beaufort Cty, SC (See C Rent M W Part VIii)

1. Income Gain Codes: A =$ 1.000 or Icss B =$1,001 - $2,500 C =$2,501 - $5,000 D ~$5,001 - $15,000 E =$15,001 - $50,000 ( See Columns BI and D4) F =$50.001 - $ 100,000 G =$ 100.001 - $ 1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More flaan $5,000,000

2. Value Codes J = $15.000 or less K = $15,001 - $50.000 L -$50,001 - $ 100,000 M -$100,001 - $250,000 (See Columns CI and D3) N =$250,001 - $500,000 O =$500.1)01 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50.000.000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cosl tRcal Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated


VII. INVESTMENTS and TRUSTS - i.come, va~ue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


A. B. C.



(1) (2) (1) (~) (1) (~) (3) (4) (s) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/ddgyy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

Dividend I K T426. -Phoenix Mutual Life Ins. Co-Life Insurance A I

I. Income Gain Codes: A =$1,000 or less B ~$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns BI and D4) F =$50,001 - $100.000 G =$100,001 - $1,000,000 H l =$1,000,001 - $5,000.000 H2 =More than $5,000,000

2, Value Codes J -$15,01~) or less K -$15,001 - $50,000 L =$50,001 - $100,OO0 M =$100,O01 o $250,000

(See Coluams C I and I)3) N -$250,001 - $500,000 O =$500,001 - $ 1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 = $25,000,001 - $50,000.000 P4-More than $50,000,000 3. Value Method Codes O =Appraisal R =Cost (Real Estate Only} S =Assessment T =Cash Market

(See Colunm C2) U ~l]ook Vahlc V =Other W =Estimated


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.dlca,epar, ofreport.)

PART V - GIFTS

Page 3, line 1 - Estimated value based on 9/10/10 appraisal by realtor.

Page 3, line 2 - Estimated value based on commercial storage rates.

Due to my frienship with these individuals, I am disqualified from presiding over any case involving them or their families, and they are not seeking to do businesswith the court.

PART VII - IN’VESTMENTS AND TRUSTS

Pages 21-22, Lines 303,304, 305,306 and 307: These assets were distributed from Trust VIII (line 192) and are therefore listed as "open" rather than "buy."

Page 28, Line 424: Assessed value is $90,600. Equalization factor is 92.9% ($97,524).

Page 28, Line 425: Market value listed on 2010 properly tax bill as $196,627.

I Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

of 31 DiClerico, Jr., Joseph A. 411312011

IX. CERTIFICATION.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Joseph A. DiClerico, Jr.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

United States District CourtDistrict of New Hampshire

Chambers of 55 Pleasant Street, Room 400 JOSEPH A. DICLERICO, JR. Concord. New Hampshire 03301-3938

District Judge 603-226-7746

hpril 12, 2011

Honorable Bobby R. Baldock, ChairCommittee on Financial DisclosureAdministrative Office of the U.S. CourtsOne Columbus Circle, N.E., Suite 2-301Washington, D.C. 20544

Re: Amendment to 2009 Financial Disclosure ReDort

Dear Judge Baldock:

The following amendments are made to my 2009 FinancialDisclosure Report:

i. In Part VII, Page 5, line 21, insert the followingasset:

Column A : American Funds Money Market FundClass A

Column B(2): None

Column C(1): 0

Column C(2): T

In Part VII, Page 5, insert new line 21A andadd the following:

Column A: As of 7/10/09 American Fund US TreasuryMoney Fund Class A merged into AmericanFunds Money Market Fund Class A

DiClerico, Jr., Joseph A.

Committee on Financial DisclosureApril 12, 2011

3. In Part VII, Page 8, line 82, insert the followingasset:

Column A: American Fund Limited Term Tax Exempt BdFd of Am.

Column D (i) :

Column D (2) :

Column D (3) :

In Park VII,

Column D (2) :

In Part VII,

Column D(1) :

Column D(2) :

Column D(3) :

buy

9/8/09

N

Page 9, line 97:

remove 1/13/09 and insert 1/12/09

Page 9, insert new line 97a:

Buy (add’l)

7/6/09

J

Very truly yours,

Joseph A. DiClerico, Jr.District Judge

diclerico, jr., josel h a. a - home | judicial watch · 36. -american funds:capital income builder...

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