digital transformation of public administration in the uk: lessons from the past and future...
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Digital transformation of Public Administration in the UK: lessons from the past and future trajectories
Vishanth Weerakkody
Professor of Digital Government
BRUNEL UNIVERSITY, UK
Editor-in-Chief: International Journal of Electronic Government Research
• Brunel University is a research led university • Well-established reputation for international research excellence • Three research institutes and three colleges 15,000+ students• Has secured over 50 European Commission funded R&D
contracts over the last 5 years• Coordinated over 15 European Commission Funded R&D projects
• In the last three years has secured more than £60 million in
European and over £50 million in national R&D funding
Innovation in the UK Public Sector Through Digital Government
1997 to 2015: Past, Present and Future
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Chart heading
What is Digital Government ?
… It’s NOT about technology
…. It is about electronic service delivery (ESD)
Using new technology to develop better, more accessible citizen focused services
Focus on the community, not the technology
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What is Digital Government
It is about:
building services around needs of the citizen improving service responsiveness and quality Improving trust in government Improving accessibility of services Improving availability of services Improving customer / citizen satisfaction Adding value to service delivery Reducing service errors change management; continuous improvement; business
transformation for the whole government; technology supporting these objectives
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The Evolution of Digital Government (UK)
Electronic Government
Transforming Government
Transforming Governance
Electronic Governance? 202x
2015
2007
1997
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Using Digital to Transform Government
Cataloguing Information
Transactional Services
Joined-up Govt.
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Example of some digital government stage models in literature
Gartner(2000)
Layne and Lee(2001)
Hiller and Belanger
(2001)
UN(2002)
Siau and Long(2005)
Lashree and Marthandan
(2010)
Presence Cataloguing Information
Emerging presence
Web presence Web presenceEnhanced presence
Interaction
Transaction
Tow way communication
Interactive presence
Interaction Interaction
Transaction TransactionTransactional
presenceTransaction Transaction
Transformation
Vertical Integration
Integration
Seamless or fully
integrated presence
Transformation Transformation
Horizontal Integration
E-democracy E-society
Digital Government Stage Models
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Principles and Boundaries of Digital Government
Sub-categories of Digital Government
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Types of e-Government
Government-to-
Government (G2G)
Government-to-Citizen (G2C)
Government-to-
Business (G2B)
Government-to-
Employees (G2E)
- Government information and services for other Government entities.- Focusing on: Communication, coordination, standardisation of information and services.- Defined as e-Administration.
- Government information and services for citizens.- Focusing on: Communication,transparency, accountability, effectiveness, efficiency, standardisation of information and services, productivity.- Defined as e-Government.
- Government information and services for different business entities (private & public).- Focusing on: Communication, collaboration and commerce.- Defined as e-Government, e-Commerce, e-Collaboration.
- Government information and services for government employees.- Focusing on: Communication,transparency, accountability, effectiveness, efficiency, standardisation of information and services, productivity.- Defined as e-Government.
Source: Yildis, M. (2007). E-government research: Reviewing the literature, limitations, and ways forward, Government Information Quarterly, 24(3), 646-665.
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Digital Transformation of Government: 3C’s
Communication
Collaboration
Coordination
Informing the Citizens
Interacting with the Citizen
Engaging the Citizen
Basic Information
Transactional Services
Transformational Services
Towards joined-up or one-stop government
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Big spending on e-Government in the United Kingdom in the recent past … is it set to continue?
UK public sector spending in 2007/2008 (peak period for e-government) reached £586.35 billion with the department of work and pension and department of health receiving £138 billion and £108 billion, respectively.
e-Government continued to focus on e-Services (delivery) with spending of £180 per household.
Financially tangible savings came from internal re-organisation, online procurement and citizen relationship management.
Local authorities were expected to start recouping (saving) investments from e-Government initiatives after 2012; but is it about return on investment or citizen satisfaction?
Source: Accenture 2004 e-Government Leadership: High Performance, Maximum Value
Principles and Boundaries of Digital Government
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Dissemination Channels for the UK.
Interactive Digital TV subscription based
Cable Satellite - Sky
Freeview
Online
Mobile Phones
Sky customer base reached 9.77million by March 2010 and over 10.5 million now77% of UK population had Freeview services since 201029,160,317 visits to all Directgov websites in 2010 (NOW GOV.UK)Mobile phone penetration reached 84% of the UK’s adult population in 2009 and 92% in 2014.
The UK Experience: Multi-Channel Approach to Digital Government
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Academic Research So Far: Classification Digital Government Benefits
Classification of e-Government Benefits
Efficiency and Cost Reduction
Accountability and Transparency
Citizen Centric FocusAccessibility and
Availability
Economic Development
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Academic Research So Far: Classification of Implementation Challenges
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Challenges Of E-Government Implementation
Technological Aspects
Power Distribution
Citizen Centric Focus
IS Strategy Alignment
Organisation Future Needs
Awareness
Organisational Culture
Prioritisation Of Deliverables
Legal and Regulation issues
Leadership
Funding
Organisation Structure
Government Support
IT Standards
Security and Privacy
System Integration
Digital Divide
E-government Portal and Access
Employee's Training
Organisational Aspects
Political Aspects Social Aspects
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Digital Enabled Transformation : Challenges Faced in the UK Public Sector (Empirical Research Lessons from the Past)
Avoid focusing on automating / web-enabling inefficient customer facing manual processesEmphasis on the use of ICT for improved service delivery in local government, but councils were avoiding process management / improvement issuesFragmented approach to new ICT implementation in local government Needed a more holistic change management approach in local government Lack of training further compounded by negative employee attitude Cross-agency business process and information systems integration and communication problems hindering the effective delivery of e-services Inbuilt process deficiencies in government agencies further compounding the integration and data flow issues
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Theories Used for Studying Implementation
Institutional Theory
Change Theories
Business Process
Reengineering
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What About Digital Government Adoption?
Almost two decades into E-Government and adoption and diffusion remain the biggest problem for governments
E-Inclusion (digital inclusion) has been recognised as one of the most important strategic priorities for the present UK government
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E-Inclusion
Digital Divide
Social Cohesion
Social Exclusion
Background: e-inclusion concepts and fundamental
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17%23%20%
GAP 1GAP 2GAP 3
Level of e-Inclusion gaps in the UK
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Conceptualizing e-Inclusion
Demographic Dimensions
Economic Dimensions
Social Dimensions
Culture Dimensions
Political Dimensions
Infrastructure Dimensions
E-i
ncl
usi
on
D
imen
sio
ns
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Strategies to Promote e-Inclusion in Europe 1999-
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YEAR SOURCE STRATEGIES
1999European policy
documentseEurope: the objective of the eEurope initiative is to bring everyone in Europe online as quickly as possible
2000The European Council
meetingLisbon
Set the goal of the European Union’s becoming a more competitive and dynamic knowledge based economy in the world, capable of sustainable economic growth with more and better jobs and greater social cohesion.
2001The European Council
meetingNice
Specific criteria were set out together with a requirement that each Member State produce a biennial national action plan on social inclusion.
2002 eEurope eEurope sets a number of targets on e-accessibility
2003Symposium on e-
InclusionMinisters discussed ways to make the Information Society open, inclusive and accessible to all European citizens.
2005 eEurope E-Inclusion was one of the key priorities of the eEurope action plan.
2005 European Commission EC lunched its i2010 strategy; the key objective was promoting an inclusive European information society
2006 European CommissionMember States should coordinate their policies for combating poverty and socialexclusion. Their National Action Plans should set out concrete steps to improveaccess to ICT and the opportunities new technologies can provide
2007 European CommissionThe European Commission launched its i2010 initiative to raise political awarenesson e-Inclusion, encourage replication of e-Inclusion success stories throughout theEU, and pave the way for future actions
2010 European Commission
EC lunched a new Europe 2020 strategy with the baseline, “A strategy for smart,sustainable and inclusive growth, focusing on developing an economy based onknowledge and innovation and promoting a more resource-efficient, greener, and more competitive economy”
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Theory of Reasoned
Action
The
orie
s U
sed
for
Stu
dyin
g A
dopt
ion
and
Incl
usio
n
Technology Acceptance
Model
Unified Theory of
Acceptance and Use of Technology
Diffusion of Innovation
Theory of Planned Behaviour
Motivation Model
Social Cognitive Theory
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What about e-Participation
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Examples from the Past Engaging the Citizens
E-Participation: The Key to E-Government Success…?What Does This Mean
?
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E-Participation: The Key to E-Government Success…
Engaging the Citizens
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Examples from the Past
E-Participation: The Key to E-Government Success…
Graffiti Removed Wall Repaired
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Examples from the Past: More Good Practice
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Evaluating E-Government Service Delivery against Adoption
Public Agencies
Service Delivery
Accessibility
Efficiency
Availability
Citizens
Service Adoption
Trust
Privacy
Confidence
TransparencyQuality
Value Added
CRMLegal & Regulatory
Digital transformation of Public Administration in the UK: Future Directions
Priority areas for European research in Digital Government
Future Directions – Open Statecraft and Government as a Platform
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Priority Areas for Digital Government Research in Europe
Engaging Citizens in the policy
making process
Increase trust through
transparency
Collection of feedback to continuously
improve governance
Intelligent and optimised use of
vast public sector resources
including Big Data
Use cooperation platforms,
optimisation and visualisation
tools
Digital GOV
Participation and Co-Creation
Policy Modelling
Governance
Moving Ahead
OPEN GOVERNMENT?
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Connected “Statecraft”
What is Open Government and How do you realise it?
Connectivity + Governance + Collaboration
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But not as we know it ……
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Statecraft The skilful management of state affairs; but ….. “issues of statecraft require great deliberation”
“We are running the 21st Century using 20th Century systems on top of 19th Century political structures…..”
John Pollock, contributing editor MIT technology Review
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Big Government
Big Society
Control Shift – seeking to redefine the relationship between Government, Citizen and Public Services :-
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Localism
Welfare Reform
Open Public Services
Civil Service Reform
Shared Services
Transparency and Openness
Efficiency and Reform – using technology to redefine public service infrastructure and delivery via initiatives such as:-
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Reconnected State – establishing a new digital relationship between Government and the Citizen comprising:-
Digital by Default (Gov.UK)
Exemplar Services
Assisted Digital
Identity Assurance
Digital Inclusion
HMG Technology Code of Practice
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Emerging Opportunities - Data Science … is a critical tool in helping to manage the disruption and complexity.
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Emerging Opportunities (UK) - Government as a Platform (GAAP) potentially harnessing the common building blocks of software, hardware and processes developed by GDS and off-the-shelf solutions
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Emerging Opportunities - Open Government providing new opportunities for engagement, co-design, participation and policy making
https://www.youtube.com/watch?v=ZzPU6Pdw05s#t=11
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Government as a Platform
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DIRECT.GOV: The UK Government Platform
Percentages of visits to GOV.UK from computer, mobile and tablet
Since 1 January 2014, 63% of visits to GOV.UK have come from a computer, 23% from a mobile and 14% from a tablet. In January 2013 it was 77% computer, 15% mobile and 9% tablet.
https://www.gov.uk/performance/site-activity
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Warnings Moving Ahead
Communications glitches mar voter registration changesThe LeaderPublished: Monday, August 4, 2014 - 06:38 GMT
Millions of voters are missing: It’s another #GovtDigiShamblesBy: The Register
UK.gov crackpots: Let's build vapourware-based sharing economy CITIESThe Register
Online farm payment system abandoned after 'performance problems‘BBC News
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Connectivity – the map of the digital nation shows the complexity and the gap that has to be bridged.
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Governance – a variety of approaches are emerging.
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“Open Statecraft” that recognises the inter-play between Governance, Connectivity and Collaboration
State house > Round house
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Collaboration by Default - “State-crafters” have to look at developing new conceptual frameworks for supporting collaborative working
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Focusing on Public Value – seeking to expand civic and public value to support the delivery of common good outcomes
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Open Policy Making - modelling and encouraging the wider public participation in decision making and open policy design.
Co-production of public services means the public sector and citizens making better use of each other’s assets and resources to achieve better outcomes and improved efficiency
Civil Participation …in today’s internet-enabled networked society … we clearly see that the number of channels, the quantity of information and, ultimately, the power balance between government & citizens has changed significantly..
Vishanth Weerakkody
Professor of Digital Government
BRUNEL UNIVERSITY, UK
CEES
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