dispute resolution: issues in training in negotiation skills for an organisational setting

Upload: dianne-allen

Post on 07-Apr-2018

218 views

Category:

Documents


0 download

TRANSCRIPT

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    1/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.1

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    ISSUES IN TRAINING IN NEGOTIATION SKILLS

    FOR AN ORGANISATIONAL SETTING

    Dianne Allen, 1996

    CONTENTS:ABSTRACT:..............................................................................................................................3

    1. INTRODUCTORY REMARKS:........................................................................................... 4

    1.1 GENERAL COMMENTS:.......................................................................................4

    1.2 MY PERSONAL EXPERIENCE:............................................................................6

    1.3 FROM EXPERIENCE WITH MANAGEMENT TRAINING DELIVERED IN-

    HOUSE AT SHELLHARBOUR COUNCIL:.................................................... 6

    1.4 COGITATIONS: ......................................................................................................8

    1.4.1 The Negotiation Dance.............................................................................. 8

    1.4.2 Dance & Negotiation & Integrity & Male/Female Complementariness -

    Torvill & Dean; "Shall We Dance" ........................................................ 8

    1.4.3 "Shall We Dance" - "The King & I" - An Accessible Case Study - Power,

    Gender & Cross-cultural Issues in Negotiations .................................... 9

    1.4.4 Framebreaking: for the King of Siam -> ill-health.................................... 9

    1.5 APPLICATION TO AN ISSUE OF CONCERN...................................................10

    1.5.1 Interpersonal Skill Training in Adults, in a Workplace context.............. 10

    1.5.2 Framebreaking - organisational training implications............................. 11

    1.6 FROM "EQUIPPING STAFF TO HANDLE DISPUTES EFFECTIVELY IN

    LOCAL GOVERNMENT" .............................................................................. 121.7 FROM HUXLEY'S ENDS AND MEANS ............................................................13

    2. FROM THE LITERATURE: ............................................................................................... 14

    2.1 INTERPERSONAL SKILL TRAINING:.............................................................. 14

    2.2 EXPERIENTIAL LEARNING: .............................................................................15

    2.2.1 Experiential Learning and Interpersonal Skill Development: ................. 15

    2.2.2 Experiential Learning for the Adult, and particularly for the Development

    of Management Skills ........................................................................... 16

    2.3 THE "SIMULATION" IN SUCH TRAINING:..................................................... 16

    2.4 ADULT LEARNING: ............................................................................................ 17

    2.5 MANAGEMENT SKILLS LEARNING: .............................................................. 17

    2.6 WORKPLACE TRAINING:..................................................................................183. IMPLICATIONS FOR ORGANISATIONS INVOLVED IN DELIVERING TRAINING

    IN NEGOTIATING SKILLS ....................................................................................... 19

    3.1 THE OPTIONS: .....................................................................................................19

    3.2 THE ORGANISATIONAL OPTIONS:................................................................. 19

    BIBLIOGRAPHY .................................................................................................................... 21

    Section 1:1.1 .................................................................................................................21

    NOTE 1: HAVING A CULTURAL MILIEU FOR PRACTISING NEGOTIATION

    SKILLS............................................................................................................. 21

    NOTE 2: RECOGNITION OF IMPORTANCE OF COMMUNICATION &

    NEGOTIATION SKILLS ................................................................................22

    NOTE 3: "WORKPLACE" RESPONSIBILITY ......................................................... 23

    Section 1:1.4.1..............................................................................................................23

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    2/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.2

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGSection 1:1.4.4..............................................................................................................24

    NOTE 4: The King and I .......................................................................................... 24

    Section 1:1.5.1..............................................................................................................25

    NOTE 5: CONCERNING THE "FORMED ADULT": AND REMARKS INSECTION 1.5.1 ................................................................................................ 25

    Section 1:1.7 .................................................................................................................26

    Section 2: ...................................................................................................................... 27

    NOTE 6: LIMITATIONS OF LITERATURE SEARCH AND RESEARCH............. 27

    Section 2:2.1 & 2.2....................................................................................................... 27

    NOTE 7: CURRENT THINKING ON DEVELOPING MANAGEMENT SKILLS.. 28

    Section 2:2.3 .................................................................................................................28

    Section 2:2.4 .................................................................................................................31

    Section 2:2.5 .................................................................................................................31

    Section 2:2.6 .................................................................................................................32

    Section 3:3.2 .................................................................................................................32NOTE 8: TRAINING, TRAINING CONTEXT AND LEARNING & APPLYING

    THE LEARNING IN THE WORKPLACE ..................................................... 32

    ATTACHMENTS.................................................................................................................... 33

    ATTACHMENT 1: ......................................................................................................33

    1.2 MY PERSONAL EXPERIENCE............................................................... 33

    ATTACHMENT 2: ......................................................................................................37

    Training Input...............................................................................................................37

    ATTACHMENT 3: ......................................................................................................39

    EXTRACTS FROM "EQUIPPING STAFF TO HANDLE DISPUTES

    EFFECTIVELY IN LOCAL GOVERNMENT".............................................. 39

    ATTACHMENT 4........................................................................................................47

    SEARCH RESULTS FROM ELECTRONIC DATABASES & CD ROM................. 47

    SELECTED ITEMS ATTENDED TO: ....................................................................... 47

    ATTACHMENT 5........................................................................................................53

    3.3 EXPLORING A PREFERRED PROCESS TO UNDERTAKE BASE

    NEGOTIATION TRAINING AT SHELLHARBOUR COUNCIL................. 53

    PRESENTATION ASSIGNMENT: AN ACCESSIBLE CASE STUDY: FOR EXPLORING

    POWER, GENDER AND CROSS CULTURAL ISSUES IN NEGOTIATIONS ...... 55

    ELEMENTS OF THE NEGOTIATION/S PROCESS: ............................................... 56

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    3/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.3

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    ABSTRACT:

    This report seeks to explore the issues arising from the consideration to provide training in

    negotiation skills in the workplace.

    The report does this by:

    1. reviewing impressions and implications from personal experience of

    negotiation skill training

    2. reviewing recent literature on the subject

    3. seeking to apply these reflections to the task of determining curriculum and

    presentation - training techniques.

    The report notes the nature of effective negotiation skill training: with its inherent

    "interpersonal" aspect and the reliance on experiential learning, often in the context of a

    simulation, or role play.

    Since interpersonal (and hence negotiation) skills are reflected in behaviour, and behaviour is

    instructed by the formation of self-concept (the intrapersonal), the individual needing such

    training most is the one who has a dysfunctional behaviour formed as part of their self-

    concept.

    To change this behaviour requires framebreaking and new frame formation. This is a task

    which is complex; takes time; and will require significant effort by participant and trainer,with the trainer especially on notice to sustain a model of consistent pattern of behaviour

    congruent with the new frame, and to provide instruction on the new frame of perception and

    approach and reinforce congruent behaviour in the participant when it is attempted.

    The risk of effective framebreaking is that it may include psychological breakdown.

    In that event, if the training has been sponsored by the organisation, then the organisation has

    some responsibility for having contributed to the breakdown.

    Without adequate management of the training, the events, and the consequences, and

    adequate support to maintain the individual while the new frame is constructed, theorganisation could be held responsible for negligence through current occupational health and

    safety legislation.

    Planning and delivering such training, if required of the organisation, is then a very sensitive

    issue, requiring support mechanisms not always associated with a typical training program.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    4/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.4

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    1. INTRODUCTORY REMARKS:

    1.1 GENERAL COMMENTS:

    Negotiation is a key interpersonal skill. As such it is a "life" skill. In the workplace,

    negotiation becomes a "workplace skill".

    Negotiation, and skill in negotiation, is usually well recognised in the context of the

    "commercial" transaction.

    What is not so readily recognised, is the impact of skill, or lack of skill, in negotiation, when

    it occurs as a part of the interpersonal exchanges occurring in the workplace.

    SEE NOTE 1 IN BIBLIOGRAPHY

    Negotiation, and its pre-cursor, communication, are key elements of any process of dispute

    management.

    Further, as Fisher & Ury, and others, have shown, communication is a key element of

    negotiation. Good communication skills usually facilitate a good negotiation.

    This lack of recognition, and, therefore, its "absence" from deliberate, explicit and effectivetraining in communication skills (and so on to the building of negotiation skills) appears to be

    a characteristic of our basic culture and our current educational system. If it is not recognised

    in our culture, it is not surprising that it is missing from our educational programs.

    SEE NOTE 2 IN BIBLIOGRAPHY

    The task, in workplace training, is to "fill some of that gap".

    In the workplace this task faces as least three significant hurdles:

    1. recognition of the need for this training

    (Part of the lack of explicit, deliberateness in communication and/or

    negotiation training is what has led to the perception that people with such

    skills were born with them, or at least born into them. To some extent the

    latter is true: people born into contexts where the adult models were good

    communicators/ negotiators grow up good communicators/ negotiators. What

    is not in the genes (nature) is certainly in the environment (nurture), to be

    informally absorbed, imitated and reflected.)

    2. acceptance, that if these skills are lacking, it is the task of the workplace to dealwith the lack/ provide the training

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    5/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.5

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    3. the mechanism for the delivery of such training

    3.1 It has to be delivered to the "formed" adult.

    If the "formed" adult has dysfunctional behaviour in this area, the

    "formed" adult has to be "reformed". This may involve framebreaking,

    and with framebreaking, the distinct possibility of psychological

    breakdown.

    3.2 It has to be delivered to the workplace.

    The workplace is, itself, part of the problem. The workplace is an

    organisation. An organisation is a complex made up of the individuals

    in it, the systems of operation for those individuals: as individualswithin certain tasks, and as members of the organisation, in a variety of

    group, interpersonal contexts.

    It is the workplace where the expression of current interpersonal skills,

    whether functional, or dysfunctional, has established a certain pattern of

    predictable behaviour - the organisational culture.

    To change this requires acceptance of additional risk.

    3.2.1 The first source of risk is the current load of stress in the

    workplace from change (technological, constitutional,

    economic, external competition, increased diversity, etc.,). This

    load means that another pressure may make the work context

    "unworkable".

    3.2.2 The second source of risk will be where workplace training

    seeks (needs) to explore another level of intimacy, and/or

    vulnerability, in the workplace, while insisting on performance/

    productivity. The fact that there may not yet be a general

    expectation from society at large to go down this track may

    create further tensions between the workplace and society.Successful change in the workplace may then seriously

    challenge the present social fabric.

    SEE NOTE 3 IN BIBLIOGRAPHY

    The delivery of such training can happen explicitly in the workplace, or out of the workplace

    but directed to the workplace. It can be given to the individuals, asynchronously. Or it can

    be given in the workplace, synchronously, to a group, and supported by other organisational

    change and accountability systems.

    (I would postulate that such training is always going on in the workplace, whether it is

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    6/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.6

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGrecognised or not. Unless it is deliberately targeted to a specific (or range of specific)

    strategic outcome(s), then what happens is part of the informal, implicit, ad hoc and on-going

    cultural formation of the workplace. And, without deliberate targeting, and effective

    congruent presentation, both the informal processes and the formal workplace training maywell be antithetical to the essential objective of the organisation. The culture formed may not

    support the organisation, or, more significantly, it may not support what the organisation

    thinks is its objectives, especially those expressed in glossy mission statements.)

    1.2 MY PERSONAL EXPERIENCE:

    I have had two "structured" educational experiences of training in negotiation, using the

    experiential technique:

    Firstly, in a course entitled "Commercial Negotiation" an elective unit of a Certificate

    of personnel Management conducted by UTS Kuringgai, by Peter McGraw, using the

    game "The Black and White Game" (1992).

    Secondly, with "Pepulator Pricing" in the Negotiation unit of the Dispute Resolution

    studies (1996).

    Both learning experiences have been very informative, and, for me, confronting, and, to a

    certain extent, emotionally disturbing.

    These experiences have raised the issue of the importance, and efficacy, of such experiential

    learning. Also, they have raised the question: in planning for organisationally sponsored and

    delivered interpersonal skill training, like training in negotiation, are there guides for making

    such learning effective, and handling any psychological consequences?

    SEE DETAILS IN ATTACHMENT 1

    1.3 FROM EXPERIENCE WITH MANAGEMENT TRAINING DELIVEREDIN-HOUSE AT SHELLHARBOUR COUNCIL:

    Since 1993 I have been engaged in considering, selecting, organising the delivery of, and

    evaluating the effectiveness of training delivered in the organisational context at Shellharbour

    Council.

    I have focussed the limited resources available on training managers to manage better.

    I have focussed this training on the development of interpersonal skills.

    I have used an external provider, Barry Smith, of Central Human Resources, who has Army

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    7/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.7

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGtraining experience, and Local Government training experience, and who has come with good

    references. Firstly, from the NSW LG ITC: he is one of their contracted trainers delivering

    ITC sponsored training. Secondly, from a local, and experienced Human Resources Manager

    whose insight and expertise I respect, and who, at a larger Council has used Barry, and histraining approach, to good effect.

    Barry has used material from Development Dimensions International. The material used is

    entitled: "Interaction Management" and/or "Techniques for an Empowered Workforce".

    This material includes "role-playing" within a simulated context.

    SEE DETAILS IN ATTACHMENT 2

    I have observed participants in this context. The following are my observations:

    1. All participants are "at home", with their usual "colleagues", and with the

    (implicit) necessity to maintain "congruence with past behaviour" and/or

    "face", in an ongoing relationship.

    2. Some will not break out of their normal responses to try another approach

    3. Those that will not/do not, invariably raise the "role-play" as being "unreal",

    therefore they cannot comfortably operate in them.

    3.1 They complain that they don't know enough information (indicating anormal reliance on information as power?).

    3.2 They express the view that they are not comfortable with "pretending"

    (rejection of "deceit" as a mechanism?).

    3.3 They indicate their perception of the lack of relevance for the above

    two reasons.

    4. Those who are prepared to risk observation while trying the skills, and who

    generally accept and apply the content of the learning experience, are those

    who are already exhibiting the thrust of the behaviours and processes,

    recommended in, and reinforced by, the training. These behaviours are their

    preferred approach. They gain further substance and insights from the

    experience and the advised process.

    These observations beg the question of the effectiveness of this training for "those who need

    it most".

    Such a question is usually framed by their subordinates who, when exposed to the same/

    similar/ related training, comment to the effect that: "so-and-so should have this training".

    This question is even more poignant when "so-and-so" has indeed been "exposed" to it, andyet there is/has been no observable change in their dysfunctional behaviour.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    8/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.8

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    1.4 COGITATIONS:

    In considering what to do for my assignment and presentation, the question of "gender" and

    "integrity" had taken my fancy.

    The term, "the dance", as it applied to negotiation, was also a trigger for me.

    1.4.1 The Negotiation Dance

    Raiffa (1982) refers to the "negotiation dance", the pattern of offer and counter offer by which

    negotiators seek to close the gap between their opening positions in order to reach agreement.

    Ury (1991) comments in his author's note to "Getting Past No":

    "Ten years ago Roger Fisher and I wrote a book calledGetting to Yes, which

    presented a step-by-step "dance routine" for negotiating mutually satisfactory

    agreements. .. IfGetting to Yes outlines a dance routine, Getting Past No shows how

    to get a reluctant partner to dance."

    The "dance" is a particularly apt description for the process between regular partners in

    ongoing negotiations.

    Labor & Employer: One step to the left, two to the right. Or, do I mean, "one step to the

    right and two to the left"?

    1.4.2 Dance & Negotiation & Integrity & Male/Female Complementariness

    -Torvill & Dean; "Shall We Dance":

    When I think of dance, and integrity, and the issue of complementariness in male-female role,

    the model that comes to my mind is: Torvill and Dean.

    Their Olympic winning display from 1984, and their professional explorations of the medium

    since, have displayed an artistic integrity - truth. For me, that truth included the essence of

    collaboration, within inherent difference, between male and female, with different levels of

    physical power/ capacity. It is also subject to an external discipline: that of being artistically

    consistent with the music (process?). This integrity with different gender roles has impressed

    me no end.

    The next "dance" that came to mind was the key sequence from "The King and I": "Shall We

    Dance?"

    Then the old inconsequential mind processes really got under way: the whole story line of

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    9/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.9

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING"The King and I" was the negotiation around a breach of contract - with the interplay of:

    1. gender,

    2. power (power in position; power in information; the power in the offerof relationship/ life purpose/ role),

    3. cross-cultural issues,

    4. the role of a mediator,

    5. the impact of "framebreaking" for the King,

    6. the impact of "framebreaking" for the Crown Prince

    1.4.3 "Shall We Dance" - "The King & I" - An Accessible Case Study - Power,Gender & Cross-cultural Issues in Negotiations

    This then met the criterion of "visual component" for a presentation - to select the elements of

    the story to illustrate aspects of the negotiation process, and the issues raised.

    It is an accessible case study.

    There is then the possibility of using "The King and I", as an accessible, and "neutral", case

    study, for analysis, and for opening discussion on issues, in a teaching context.

    1.4.4 Framebreaking: for the King of Siam -> ill-health

    The implicit ending in "The King and I" appears to point to ill-health/ death, arising from the

    psychological breakdown in the King.

    If "cause" and "effect" can be derived from this, my interpretation would identify:

    1. the shift of persuasive power because of the development of the relationship

    between Anna and the King;

    2. the dilemma of the cultural clash: of the power of the King to deal with hisslave as he wished; Anna's expressed revulsion in slavery per se;

    3. the context of the pre-cursor to the event: that of trying to impress the British

    delegation of the "civilisation" or non-barbaric nature of Siamese culture; and

    4. the King's "reversion" to type being challenged, leading to a crisis of action ->

    inaction -> leading to crisis of self-concept and of "kingship"

    Counterpointed with this is the declaration of the Crown Prince, who has been under Anna's

    teaching, that in his reign, respect for the king is to be expressed differently.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    10/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.10

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    SEE NOTE 4 IN BIBLIOGRAPHY

    1.5 APPLICATION TO AN ISSUE OF CONCERN

    1.5.1 Interpersonal Skill Training in Adults, in a Workplace context

    These strands of experience, and reflection, raise for me a number of issues:

    1. the nature of and the content for the training of interpersonal skills

    2. the context of the training of interpersonal skills

    3. the support structures needed for effective training of interpersonal skills

    For adults, much of the basic training in interpersonal skills has been "delivered" long ago, by

    key people in their early lives - eg parental modelling.

    SEE NOTE 5 IN BIBLIOGRAPHY

    If those interpersonal skills are/have proved dysfunctional in the workplace, they need to be

    unlearned and replaced by alternative skills.

    If such unlearning and reskilling is to happen, the following pre-conditions apply:

    1. it will need to be delivered in an environment which is "secure" (Montessori);

    2. adequate time will need to be given to the process; and

    3. sometimes, and/or for some individuals, additional support, to assist with the

    reformation of self-concept in the new behaviours, will be required.

    The question is: if this is so, how then to best deliver this kind of training:

    1. in-house?

    2. out-house? [well, that at least has an interesting lateral association -Freudian slip?; or more indications of my father's training in

    cryptic crosswording capacity??]

    3. hot-house? [yes, definitely Freudian slips!!]

    4. on-the-job?

    5. off-the-job?

    6. individually?

    7. all-in-together now?

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    11/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.11

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING8. independent/ unknown but credible deliverer(s)

    who come in and go away; and, because they don't know the players, or the

    context, intimately, can't be accused of having "set some-one up" (then againthey may be accused of being ?? incompetent/ unprofessional/ insensitive/ ...)

    9. in-house corporate trainers

    who may be able to tailor it better since they know the participants; and/or may

    be more responsible and sensitive about its use because they will live with the

    consequences.

    (They can then be more readily accused of having a hidden agenda;

    deliberately exposing individuals to risk, etc.)

    (The question now arises: how do organisations which must train their staff for

    contingencies, for ambivalence, or psychological warfare, etc., go about it? It

    must be part of police training for some roles; army training for officer roles;

    training for security/ espionage areas - who else?)

    10. stand-alone?

    11. part of an organisational change strategy?

    1.5.2 Framebreaking - organisational training implications

    When a person chooses, of their own free-will, to engage in training, it is their choice. Within

    that choice they are free to accept or reject the content of the training. They have the liberty

    to stay, or leave, the training. In this context, the risk associated with framebreaking is their

    risk.

    When training is presented in the organisational context, the choice is made by those in

    authority in the organisation. The individual does not have quite the same liberty to stay, or

    go, as they choose, should they find the training uncongenial, threatening, etc.

    Further, if the training is a deliberate component of organisational change, and supplemented

    by other aspects of organisational discipline, etc., then there are even more significant

    implications for the individual.

    The individual will be vetted for:

    1. the "response to",

    2. the "behaviour demonstrated in" and

    3. the "success" with the training and the associated follow up.

    Their short- or long- term future with the organisation may be dependent on the outcome(s).

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    12/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.12

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGIn addition, there are significant implications for the organisation. It needs to consider the

    nature of the likely outcomes, and to manage any risks involved. Otherwise, if not handled

    well, or properly, an organisation could well find itself a target of an occupational health and

    safety claim, even after, and when, the industrial trouble, which was created by suchmismanagement, was settled.

    Personal choice is an important part of the adult individual's preparation for learning, being a

    significant part of motivation for an adult.

    Much organisationally sponsored training misses its target since this motivation is not there.

    Should the issue of framebreaking arise then the prudent organisation, which has given notice

    of this possibility, and consulted with the parties likely to be affected by the framebreaking,

    will be geared up with: support, and prepared procedures, and reasonable expectations.

    (Indications are that framebreaking may well arise, since Australian management is generally

    characterised as having poor interpersonal skills [Karpin].)

    1.6 FROM "EQUIPPING STAFF TO HANDLE DISPUTESEFFECTIVELY IN LOCAL GOVERNMENT":

    I have raised some of these issues previously, in my assignment for the Dispute Resolution

    unit of studies.

    On that occasion, I was only able to "raise the issue", as something which needed to be

    considered. There were some indications, from the brief exploration of the matter that I had

    been able to undertake at the time, of the way forward.

    SEE ATTACHMENT 3

    My conclusions there may now be summarised:

    1. the interpersonal skills of communication and negotiation need to be enhanced

    2. the two thrusts: of training, and conscious development of a new organisational

    culture which values the effective application of these skills, is required

    What follows from this is that the organisation will also need to:

    3. exercise due diligence and care with:

    3.1 decisions related to how this training is delivered,

    3.2 what lead time there needs to be between delivery and demands forperformance

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    13/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.13

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    3.3 prior communication about objectives and implications

    3.4 structures and resources available to support staff, as required, throughthe process

    3.5 structures and resources available to assist staff, who are not willing/

    are not able to perform, to be released from the organisation, or from

    present duties where such skills are critical

    1.7 FROM HUXLEY'S ENDS AND MEANS

    One of the seminal experiences, of my formative youth, was reading Aldous Huxley's "Endsand Means".

    From this there distilled, for me, the view that the end never justifies the means. And further,

    that the only way to achieve any end is to accomplish it through consistent means. If it is

    "peace" we are after, there is no way that "war/ violence" will achieve it. Or to quote: "'The

    more violence, the less revolution.'"

    So, workplace training in negotiation needs to have the end in view. Is it competitive

    negotiation or collaborative negotiation we wish to encourage?

    And, in my frame, if it is organisational effectiveness we are after, then the only option for

    training in negotiation is to train the collaborative technique. There will need to be a real

    effort to train collaborators to counter competitive and/or unprincipled negotiation techniques,

    or tactics, when exercised by others. This applies especially to those key staff who need to

    operate both with "internal" customers and with "external" parties, and especially when the

    contacts with external parties are with key commercial transactions.

    That is to say: competition, by its very nature, if espoused, and enhanced, will destroy the

    cohesiveness of the organisation - its essence and its essential effectiveness.

    Collaboration, acknowledged and enhanced, will:1. build better teamwork and the potential for increased overall organisational

    performance - the outcomes of synergy

    2. encourage support in relationships and so provide ongoing internal stability in

    the midst of external uncertainties

    This will give an organisation the necessary strength/ context to make other

    strategic/ technological/ process changes to keep ahead of external pressures

    that might otherwise threaten the viability of the organisation.

    3. minimise the necessity to establish and maintain expensive systems for internal

    and/or external dispute resolution

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    14/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.14

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    2. FROM THE LITERATURE:

    At this stage, my review of the literature has not been/ could not be exhaustive. Thisconstraint means that this assignment represents a "work in progress". As time/ experiences

    passes, I anticipate continuing to have a watching brief on these matters.

    The first area where such additional work is required is an examination of the literature prior

    to the implementation of electronic databases. One might assume that present knowledge is

    well-built and well-founded on the past knowledge and understanding. However, the history

    of the development and application of ideas is littered with lost cultural knowledge. And an

    overreliance on the quick and easy electronic database search risks/ invites such loss.

    At this stage, it has been a matter of gathering what evidence I could, of the support of other

    parties in addressing some of these issues.

    SEE NOTE 6 IN BIBLIOGRAPHY

    My general impression is that the issues I am concerned with are not always raised, indeed,

    not often raised.

    SEE ATTACHMENT 4

    For instance, a search of the NSW State Library Collection for "role play.." delivered 9 titles.

    The search of APAIS & AEI & AFPD for "role playing" and "management" delivered 7

    items. The search for "simulation" and "training" delivered 3 items. The search for "role

    play" and "training" delivered 11 items.

    2.1 INTERPERSONAL SKILL TRAINING:

    My prime source for commentary on this matter at this stage is:

    Phillips, K & Fraser, T "The Management of Interpersonal Skills Training", Gower

    Publishing, 1992

    Some extracts from this are noted in ATTACHMENT 3 as this material was extracted and

    used to flag the issue in relation to the wider task of equipping staff to handle disputes.

    There are some particular teaching techniques that are most valuable for interpersonal skill

    development. One of these is the opportunity to practice and/or experiment with different

    responses in an interpersonal encounter. The opportunity to do this is provided most

    frequently in the role-play or the simulation.My secondary source is:

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    15/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.15

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    Robbins, S P "Training in Interpersonal Skills: TIPS for managing people at work"

    Englewood Cliffs, NJ: Prentice Hall, c1989

    This source applies the training of interpersonal skills to the manager or potential manager.

    The training model selected is an eight step process:

    1. Self-assessment exercise

    2. Skill concepts

    3. Concept Quiz

    4. Behavioral Checklist

    5. Modeling Exercise

    6. Group Exercises

    7. Summary Checklist

    8. Reinforcement Exercises

    The modelling and group exercises presented in the chapter on Resolving Conflicts involve

    three role plays, and the third group exercise involves evaluating responses in four case

    studies and discussing and defending the evaluation in a group.

    2.2 EXPERIENTIAL LEARNING:

    2.2.1 Experiential Learning and Interpersonal Skill Development:

    The first thing to note in this regard is how important experiential learning is to the task of

    skill development in interpersonal skills.

    Phillips & Fraser note in their preface (viii):

    "In IST [Interpersonal Skills Training] it is possible to identify four broad and

    sequential aims; that is for people to:

    1 Increase awareness, i.e. to learn more about themselves, their impact onothers, and others' impact on them.

    2 Develop more choices in handling relationships.

    3 Experimentin trying out some of these new choices.

    4 Make decisions about what 'works' and makes sense."

    Experiential learning, if effective, will deliver elements of:

    1. increasing self-awareness, and

    2. awareness of others; and

    3. provide an opportunity for experimenting to try out alternatives.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    16/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.16

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    2.2.2 Experiential Learning for the Adult, and particularly for theDevelopment of Management Skills

    The second thing to note about experiential learning is how critical it is for adults; adultlearning; and management learning, in particular.

    This has been remarked on in many and various places, and most recently in the Karpin

    Report.

    SEE NOTE 7 IN BIBLIOGRAPHY

    2.3 THE "SIMULATION" IN SUCH TRAINING:

    The stimulation that led to the key reference/s for this area was a bibliographic search at the

    UTS City Campus Library on "communication"; and, in particular: "communicative

    competence". This search yielded "Learning from Experience through Games and

    Simulations". This turned out to be one of a series of conference reports from the UK from

    SAGSET (the Society for the Advancement of Games and Simulations in Education and

    Training). The series is Perspectives in Gaming and Simulation. This item is number 13

    (1988).

    This had an article entitled "Open Forum: The Unforeseen Consequences of Simulations".Other articles in the collection of interest to me were: "Interpersonal Perspectives on

    Simulation/Gaming"; and Section 3 which dealt with "Applications of Simulation Gaming to

    Business and Management".

    The UTS City Campus Library shelf adjacent then delivered:

    Jones, K "Simulations". London: Kogan Page, 1980.

    Morry van Ments was also a contributor to that Conference, and the NSW State Library

    search threw up

    van Ments, M "The Effective Use of Role-play: a handbook for teachers and trainers" .London: Kogan Page, [1983], rev ed 1989.

    Other Conference reports which promised to shed some light on the topic, but which I have

    not yet been able to lay hands on, include:

    Human Factors in Games and Simulations, series no. 4, (1979)

    Simulation in Management and Business Education, series no. 7, (1982)

    Learning for the Future with Games and Simulation, series no.9, (1984)

    Effective use of Games and Simulations, series no.10, (1985)

    Gaming and Simulation for Capability, series no.11 (1986)

    Games and Simulations at Work, series no.12, (1987)

    The simulation is an integral, and significant, component of training in these areas.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    17/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.17

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGSo, knowing what are

    1. the objectives of the simulation;

    2. the potential outcomes of the simulation;

    3. the next steps to extract the most/ best from such simulations;4. the risks of damage from such simulations; etc.,

    is part of the professional and ethical responsibility of a teacher/ trainer in this area.

    2.4 ADULT LEARNING:

    As noted earlier (1.5.2), the current "accepted wisdom" for adult learning is related to that

    other buzz word: "empowerment".

    This wisdom speaks of:1. getting commitment from the adult to the learning

    2. getting the adult to explicitly recognise their "interest" in the learning

    3. endeavouring to draw on the adult's prior experience to derive content,

    reflection, experiential components

    4. in the group context, allowing the adults to pool their experiential/ reflective

    resources by sharing where they are at, and why

    5. then pointing the way to additional sources of information: content, research

    findings, case studies, reflection on experience, exposure to "new" experience

    in a "safe" setting - the role play, the simulation, etc

    6. providing some discipline to gather the information together

    The assignment, preferably self-directed, but related to the subject, free in the

    context, allows the student to apply this experience to say a workplace issue.

    The size, and the demand for some element of originality challenges their

    present comfort zone - and so can extend their present level of knowledge/skill.

    [See information from:

    "Managing Adult Communication", a 15 module training resource

    "Public Sector Management Course";

    Power, Mary R "Educating Mediators Metacognitively" (1992) 3Australian Dispute

    Resolution Journal, 1992, Vol 3, 214-226 extract cited in ATTACHMENT 4]

    2.5 MANAGEMENT SKILLS LEARNING:

    My primary source for this area of application is:

    Whetten, DA & Cameron KS "Developing Management Skills". NY: HarperCollins, 1995,

    3rd ed.

    This (p.13 Table 1.3) presents an approach to management skill development which is based

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    18/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.18

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGon:

    1. Skill assessment - Assess current level of skill competence and knowledge;

    create readiness to change (preparing the adult to learn)2. Skill learning - Teaching the correct principles and present a rationale

    for behavioral guidelines (content 1)

    3. Skill analysis - Provide examples of appropriate and inappropriate skill

    performance. Analyze behavioral principles and reason

    they work (content 2)

    4. Skill practice - Practice behavioral guidelines. Adapt principles to

    personal style. Receive feedback and assistance.

    5. Skill application - Transfer classroom learning to real-life situations. Foster

    ongoing personal development.

    Simulations, and role plays will be an integral part of Stage 4, where this pattern ofmanagement training is used.

    2.6 WORKPLACE TRAINING:

    Much of the material in the above subsections can either be applied to on-the-job learning or

    off-the-job learning.

    The question for workplace learning is: has it moved to this model, or is it still "old-style" in-house off-the-job lectures, sometimes with visiting speakers?

    There is a growing body of literature raising the issue of workplace training. The new

    concept/ word for this is "the Learning Organisation"!

    My primary source here is:

    Gunzburg, D "Identifying and Developing Management Skills". Canberra, AGPS:

    1991.

    Gunzburg looks at Management Development through On-the-Job Learning, and The

    Learning Organisation, and makes the case:"Greater advantage might be taken of the learning opportunities in day to day work

    experiences, special assignments, postings and exchanges, through a deliberate,

    structured focus on learning objectives and learning outcomes. The use of personal

    development plans, mentors, structured reflections and reporting on learning seem to

    work well in many organisations."

    If it is the case that more effective learning could happen at the organisation level, if it was

    planned for, and focussed on, then establishing the context for that training, and the linkages

    between that training and other elements of organisational effectiveness become more and

    more significant.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    19/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.19

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    3. IMPLICATIONS FOR ORGANISATIONS INVOLVED INDELIVERING TRAINING IN NEGOTIATING SKILLS:

    The implications for organisations involved in delivering training in negotiation skills whichincludes the experiential component are:

    1. to exercise care in selecting the mechanism/ providers - provide for as many

    different options as possible

    2. to exercise care in selecting/ compelling staff to participate - again, provide as

    much choice of vehicle of delivery as possible

    3. to provide ancillary support by way of time and additional independent

    professional input if required by the individual

    3.1 THE OPTIONS:

    There is always the option for an individual to learn whatever they can, however they can,

    when they want.

    Whether an organisation chooses to train in this area, or not, the individual can still choose to

    search for, and access, such training.

    Sources include:

    1. the good read

    2. one-day "exposure" seminars often delivered by the commercial training

    enterprises

    3. longer, but still short, focussed course/ seminar/ workshops delivered by the

    commercial training sector

    4. short, focussed courses delivered by tertiary institutions as part of another,

    wider course curriculum

    5. something more intensive and accrediting in negotiation skill and/or skilltraining, like the Harvard Negotiation Project course/s

    3.2 THE ORGANISATIONAL OPTIONS:

    For the organisation, embarking on the process of delivering such training, there are a number

    of options:

    1. leaving and/or motivating the individual to "go outside and get it"

    2. providing access to outside training in this area - letting and/or motivating the

    individual to volunteer3. providing it "inside" to the individual volunteer

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    20/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.20

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING4. accessing outside delivery, and sending conscripts

    SEE NOTE 8 IN BIBLIOGRAPHY

    5. providing the training inside and conscripting participants

    But in the end, the organisation must say:

    "There'll be no promotion this side of the ocean"

    If the organisation is convinced that it needs, for organisational development, to go down this

    track, it must:

    1. seek to link good performance in interpersonal skills to its organisational

    rewards

    2. then make available training in one or more of the above modes

    3. set the parameters for expecting delivery in on-the-job performance post-

    training exposure

    The application of these principles is explored in ATTACHMENT 5.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    21/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.21

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    BIBLIOGRAPHY:

    This bibliography is presented in the order of the sections of the report. This allows the

    bibliography to convey where supportive material will be found, although this process means,at times, there is repetition of citations.

    Further, the report raises issues that can be dealt with, in part, by some further analysis/

    evaluation of the material in the bibliographic sources, and this is done in this bibliography.

    Section 1:1.1

    Local Government (State) Award, 1991& 1993

    This explicitly nominates "negotiation skill" at a variety of levels as a part of a

    position's skill requirement. The award also requires training to develop skill, deliver

    career path, etc.

    Robbins, S P "Training in Interpersonal Skills: TIPS for managing people at work"

    Englewood Cliffs, NJ: Prentice Hall, c1989

    Whetten, DA & Cameron KS "Developing Management Skills". NY: HarperCollins, 1995,

    3rd ed.

    "Enterprising Nation: Renewing Australia's Managers to Meet the Challenges of the Asia-Pacific Century" [Executive Summary] ["Karpin Report"]

    NOTE 1: HAVING A CULTURAL MILIEU FOR PRACTISINGNEGOTIATION SKILLS

    Just as negotiation, as a skill, is poorly recognised in the workplace in interpersonal

    exchanges, so, negotiation is not readily recognised as occurring elsewhere, in the

    whole range of life activities.

    Further, in the area of commercial transactions, in the name of "efficiency", our

    western culture has, by and large, removed the opportunity to practice and develop

    this skill.

    The oriental culture, with its emphasis on relationship rather than efficiency, and a

    different conception of time, persists with the marketplace and the barter.

    It is here, in day-to-day transactions, on a small scale, that a person practices and

    refines their negotiating technique. This is gone from our fixed-priced supermarket.

    Then, when the time for negotiation comes, with the big ticket item, we are not well

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    22/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.22

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGequipped to deal with it, and often come away disappointed.

    When the big ticket item is a construction in time, (the first and last home) with the

    flexibility to make changes as the construction develops, then there is the potential forpoor negotiating skills, and inadequate communication and documentation, to create

    the context for a big fight. Hence our Builders' Services Corporation appeals

    mechanism.)

    Fisher, Roger & Ury, William "Getting to Yes: Negotiating an agreement without giving in."

    London: Century Business, 2nd ed, 1991.

    NOTE 2: RECOGNITION OF IMPORTANCE OF COMMUNICATION &

    NEGOTIATION SKILLS

    Why we don't readily recognise these skills as important I can't say that I have much

    of an inkling. If Australia is "Euro" in its ethos, with a predominantly Anglo-Irish,

    working class foundation, it may be a reflection of these cultural biases.

    The history and geography of European settlement in Australia, with the resultant of

    loss of opportunity for communication by the "tyranny of distance" may have some

    part to play here.

    It may be the rejection of intimacy required for the pioneering of a difficult country. It

    may be reinforced by the Anzac element of Stoicism. The "Anglo-" "reserve" is well

    established. The "-Irish" is not so reserved. Nor is the Irish reluctant to talk.

    However, the tendency to "blarney" may mean we are never comfortable enough to

    trust such talk, and so real communication, leading to understanding and intimacy,

    doesn't happen.

    It may be the "working class" element. Not the "working" or "class" per se, but that

    this group, which formed the initial convict contingent, were those with poorly formed

    communication/ negotiation skills (which became the skill base from which the next

    and future generations drew its model) and who then fell foul of economic change, and

    then the law.

    Recent work, on the development of competencies, is starting to recognise these skills.

    And "communication", as a competency, is placed in amongst the "key"

    competencies. The "key" competencies are then expected to be taught in primary and

    secondary levels of education. I have remarked in my assignment "Equipping Staff to

    Handle Disputes Effectively in Local Government" (see extracts in Attachment 2) that

    these skills, and their attendant behaviours, are generally developed in an ad-hoc way,

    in early childhood development. Note 5, later, gives some further consideration to the

    conundrum this kind of training, and the scheduling of it, poses.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    23/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.23

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    NOTE 3: "WORKPLACE" RESPONSIBILITY

    It is worth noting that the current trend/s talk of "family friendly workplaces".

    Organisations are moving to provide "employee assistance programs" with access to

    social/ psychological assistance. Occupational Health and Safety legislation requires

    that an employer: " ; xxx." Anti-Discrimination legislation requires that an employer

    provide a discrimination/ harassment-free workplace, and so requires employers to

    take action to control individual behaviour - once the role of family teaching, the

    church.

    Some of this is far from the older concept of the "sweat-shop" simply extracting

    physical labour for a monetary exchange. The shift to package benefits, while initiallya tax dodge, is considered an appropriate, and in some cases a more attractive,

    mechanism of alternative rewards. The powerful Japanese business organisation

    concept, with its "family" feel, may not be far away.

    For some, "work" has replaced "alcohol" as the preferred "substance of abuse" - the

    workaholic. For most, "work" and "position" at work, is integral to identity -

    explaining why unemployment is so psychologically (and socially) devastating. The

    opening conversational lead: "what do you do?" to commence the exploration of

    interpersonal relationship, highlights the value given to work, and with it, the

    workplace.

    More time is spent at work than at any other activity.

    With the general increase in social instability, the workplace organisation, with its

    apparent capacity to deliver (economic) security, can become "family", "church",

    "community" for the individual.

    Field, Laurie with Ford, Bill "Managing Organisational Learning". Melb.: Longman, 1995

    Section 1:1.4.1

    Raiffa, Howard "The Art and Science of Negotiation." Cambridge: Harvard Univ Pr, 1982.

    Ury, William "Getting Past No: Negotiating with difficult people." London: Century

    Business, 1991.

    Goldberg, Sander & Rogers [were they in fact quoting Raiffa at this point .. hard to see the

    quotes ..] speak of "The Negotiation Dance" in their commentary on negotiation. They

    identify four major stages in a negotiation:

    1. Preparing for negotiations

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    24/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.24

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING1.1 Know thyself

    1.2 Know your adversaries

    1.3 Give thought to the negotiating conventions in each context

    1.4 Consider the logistics of the situation1.5 Remember that simulated role playing can be of value in preparing your

    strategy

    1.6 Iterate and set your aspiration levels

    2. Opening Gambits

    2.1 Who should make the first concrete offer

    2.2 Gauge your reaction to an extreme first offer

    2.3 Protect your integrity

    3. The Negotiation Dance

    3.1 The pattern of concessions3.2 Reassessing perceptions

    4. End Play

    4.1 Making Commitments

    4.2 Breaking a commitment gracefully

    4.3 Helping your adversaries to break a commitment gracefully

    4.4 Introducing an intervenor

    4.5 Broadening the domain of negotiation

    Section 1:1.4.4

    Landon, Margaret "Anna and the King" London: Harrap, 1952 (a shortened version of "Anna

    and the King of Siam")

    Encyclopedia Brittanica

    NOTE 4: The King and I

    The Margaret Landon story, "Anna and the King", published in 1944, was used as the

    source for "The King and I".

    This story, in turn, was developed from Anna Leonowens' stories developed from her

    time in Siam.

    Landon does not make a link, either in time, events, or sequence of events between the

    impact of culture clash and health/ life-and-death. Also, in the Landon presentation, it

    is the Crown Prince who grapples with the slavery issue, and makes the change, and,

    in time, is able to steer his culture/ political structures through such a fundamentalchange.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    25/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.25

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    Rodgers & Hammerstein, on the other hand, post- World War II, in both "The King

    and I", and "South Pacific", are engaged in dealing with cross-cultural issues. No

    doubt reflecting some of the difficulties experienced in building a multi-culturalsociety, and a society where some of its key members have been recently exposed to

    other cultures on their own ground, as distinct from dealing with cultural differences

    when they are set in a context of requiring new immigrants to meet the target of

    conforming to the "new world".

    Section 1:1.5.1

    NOTE 5: CONCERNING THE "FORMED ADULT": AND REMARKSIN SECTION 1.5.1

    For me, one of the conundrums of training in interpersonal skills relates to the impact

    of home-based modelling and/or pre-school training, and then the efficacy of primary

    and secondary education.

    It would be far preferable to arrange for the right behavioural patterns to be formed

    then, rather than have to break frames and form new frames later on in adult life, when

    these frames are dysfunctional.

    While the foundations of behavioural patterns are laid down in a person's formative

    years, it is difficult to conceive societal mechanisms to direct such training to meet

    societal needs. It is the parents and adult teachers with dysfunctional behaviour

    patterns who are then modelling these. First of all you catch and reform your parent.

    Then, the teacher. Indeed, teacher selection procedures could improve societal

    performance in this area. However, while societal performance in this area continues

    to reward dysfunctional behaviour - the competitors win; winning is good - such a

    strategy flies in the face of all "normal" experience.

    The concept of "spiritual" "revival": Christian conversion, with church renewal, andspilling over into reformation of society, is a pattern for such comprehensive change.

    It takes at least four generations if the Exodus is anything to go by, and the Second

    Coming, if the rest of human history is indicative.

    My words to describe my case have not included "reconstruction" - and yet that could

    be a reasonable description of what is proposed. This is certainly the way the

    communist regimes see it, and framebreaking and reconstruction is certainly to way

    they seek to deal with anti-communist and/or non-conformist behaviour. Some even

    call it "re-education."

    I would also contend that effective interpersonal skills can only be taught/ trained/

    modelled by those with effective supportive interpersonal skills. [The Ignatian

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    26/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.26

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGchallenge is relevant here: "give me the child till they are seven years and I will give

    you the man (adult)".]

    I would further contend that a decision to change, to reform, to achieve improved,more effective, supportive interpersonal skills, when they have not been established in

    the earlier formative years, needs to be an adult decision. A person needs to be at a

    level of adult enough perception to recognise the gap between their own performance

    and their desired performance. Then, they also need to be prepared to "take the

    consequences"; to work through the trauma of such significant change. The concept

    of "informed consent" will be vital. The fact that both sides recognise and realistically

    assess the risk, is an important aspect of this.

    The indirect method of training, eg teaching "communication" in and through teaching

    English Literature, etc, as it was practised on me, is ineffective.

    Lillard, PP "Montessori today: a comprehensive approach to education from birth to

    adulthood". New York: Schocken, 1996

    "Enterprising Nation: Renewing Australia's Managers to Meet the Challenges of the Asia-

    Pacific Century" [Executive Summary] ["Karpin Report"]

    p.31

    ".. the Task Force has identified the broad areas in which many Australian managers

    need to improve their skills:

    * soft or people skills

    ....

    * relationship building skills across organisations ... "

    Section 1:1.7

    Huxley, Aldous "Ends and Means." London: Chatto & Windus, first published 1937,collected edition 1946.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    27/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.27

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    Section 2:

    NOTE 6: LIMITATIONS OF LITERATURE SEARCH ANDRESEARCH

    The "other parties", which are used to give support to my contentions, are presumably

    more widely read, better informed by research etc, than myself - ie hopefully experts

    in their field, since they have written, and been supported by being published by

    reputable concerns, in this area.

    This approach, of seeking, and identifying support, may well be "flawed", in that it is

    essentially an exercise in psychological congruence - from my frame.

    And if you want a discussion on the capacity of the "scientist"/ "researcher"* to be

    objective, and to be willing, and able, to recognise and deal with incongruence, you

    can have one with me and/or

    Arthur Koestler - The Act of Creation (1964); or

    C.S. Lewis - Meditation in a Toolshed (1945) [and C.S. Lewis - The

    Abolition of Man (1943) for its application to the task of

    general/ liberal education]; or

    C.P. Snow; or .... !)

    (* Whether it is in the area of social, or physical, science makes little or no difference.

    However, the social researcher is likely to have much more difficulty, in my view,

    with dissociating themselves from unrecognised implicit cultural frames, especially

    when formulating their hypotheses, and sometimes when constructing their research

    process.)

    Koestler, Arthur "The Act of Creation." London: Pan, 1966 (c. 1964)

    Lewis, C.S. "Undeceptions: Essays on theology and ethics." London: Geoffrey Bles, 1971.

    Lewis, C.S. "The Abolition of Man: or Reflections of education with special reference to the

    teaching of English in the upper forms of schools." Glasgow: Collins Fount paperback 1978(c. 1943)

    Section 2:2.1 & 2.2

    Phillips, K & Fraser, T "The Management of Interpersonal Skills Training", Gower

    Publishing, 1992

    Robbins, S P "Training in Interpersonal Skills: TIPS for managing people at work"

    Englewood Cliffs, NJ: Prentice Hall, c1989

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    28/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.28

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGWhetten, DA & Cameron KS "Developing Management Skills". NY: HarperCollins, 1995,

    3rd ed.

    "Enterprising Nation: Renewing Australia's Managers to Meet the Challenges of the Asia-Pacific Century" [Executive Summary] ["Karpin Report"]

    NOTE 7: CURRENT THINKING ON DEVELOPING MANAGEMENTSKILLS

    Whetten, Robbins, and Karpin all note among the key management skills needed are

    the interpersonal skills of communication and persuasion.

    All three flag the necessity for experiential learning.

    Robbins' work reflects the learning principles of Kolb's model. Practice is a part of

    this.

    Whetten, p.12: "Any approach to developing management skills, therefore, must

    involve a heavy dose of practical application. .. The method .. is based on social

    learning theory (Bandura, 1977; Davis and Luthans, 1980). This approach marries

    rigorous conceptual knowledge with opportunities to practice and apply observable

    behaviors."

    Karpin, p.32: " managers learn best and fastest through being exposed to a variety of

    management development strategies. But in particular, managers learn best at work."

    Note also Fred Emery's critique in "Business Review Weekly" p.72 July 24, 1995:

    "The taskforce does not ask whether the change in the workforce towards self-

    managing groups eliminates the need for such supervisors. It assumes that they

    can be retrained into leaders, mentors and coaches. This is assumed in the face

    of one fact, which it probably does not know, that in the 1950s the movement

    to retrain supervisors in human relations was a dismal failure; and in the face

    of another fact, which they certainly do know, that human-resource people donot know how to train the much better-schooled managers to be leaders,

    mentors and coaches."

    Section 2:2.3

    Since this is probably the pivotal section of the literature/ research/ substance of my

    case, I have cited here a number of key quotes from the relevant authors.

    "Learning from Experience through Games and Simulations". Leicestershire: Centre for

    Extension Studies, Loughborough Univ of Technology, 1988.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    29/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.29

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGPeppercorn, D "Open Forum on the Unforeseen Consequences of Simulation"

    p.159

    ".. in particular, .. the responsibilities of the trainer (and in particular the user ofsimulations) for the emotional and psychological consequences of the training.."

    ".. I have personally experienced many occasion when the consequence of a particular

    action on the part of the facilitators on a training program have not been as expected,

    and .. have caused personal crisis and worry to the trainee beyond that with which the

    program's designers were qualified to cope."

    ".. business simulation exercise .. the hidden problem was with the two individual's

    own self esteem, and the light in which they were seen by their actual subordinates .."

    ".. I certainly do not believe that we should stymie our activities through paralysingself-doubt, but I do think .. we as trainers should be more aware of these difficulties

    ..."

    Jones, K "Simulations". London: Kogan Page, 1980.

    Jones, K "Unnecessary Ambivalents - a cause for concern". The Simulation and Gaming

    Yearbook Volume 2 Interactive Learning. London: Kogan Page, 1994.

    p.12

    ".. ambivalent events .. are not games or simulations or exercises, but a muddled

    mixture in which, by definition, some participants behave in accordance with one

    methodology while other are in a different methodology ...

    ".. ambivalents are undiagnosed as such, and thus psychological damage to

    participants and facilitator becomes more hazardous since the cause is not only

    undetected but attributed to personal failings. Since events are usually reported by the

    facilitators rather than the participants it is not surprising that the assumption is that

    the participants are to blame."

    " .. if some participants treat the event as an intellectual exercise while others treat itas a play-acting session then the event is an ambivalent."

    "[Initially it was my view] that all ambivalents were unnecessary and undesirable, and

    should be made consistent by either altering the design or by giving an appropriate

    briefing .. [now it is my view that] although necessary ambivalents are a very small

    class, they include some of the most powerful learning events yet devised, including

    STARPOWER, THE COMMONS GAME and (sometimes) PRISONER'S

    DILEMMA."

    "Stewart (1992: Simulation and Gaming, 23, 2) makes the point that there has been

    little discussion of ethical considerations in experiential learning compared withconsiderable discussion by research workers in the field of experiments."

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    30/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.30

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    "She urges facilitators who use games and simulations for experiential learning to

    focus on ethics in their debriefing if the event involves deceit ... it is unethical to

    conduct an experience-based activity without providing an adequate debriefing."

    "However, four major practical difficulties remain:

    1. ambivalents do not usually come with a health warning

    2. the area of concern can arise in other ethical aspects, not just deceit: it

    can be other undesirable behaviour such as greed intolerance, violence,

    hate

    3. it is impossible to give an adequate debriefing of an ambivalent if there

    is faulty diagnosis of the methodology

    4. even if the facilitator is aware of the clash of methodologies, then

    merely to announce this fact in the debriefing may not itself be enough

    to expunge the feelings of distress and hurt caused during the event

    "If the necessary ambivalents are potentially powerful events, the facilitator should

    consider not just a normal explanatory debriefing but some sort of interactive follow-

    up involving co-operation and empathy."

    van Ments, M "The Effective Use of Role-play: a handbook for teachers and trainers".

    London: Kogan Page, [1983], rev ed 1989.

    p.14

    "The use of role-play as an educational or training technique is part of a wider set of

    techniques that have collectively become known as simulation and gaming. These are

    techniques which aim to provide the student with either a highly simplified

    reproduction of part of a real or imaginary world (a simulation) or a structured system

    of competitive play that incorporates the material to be learnt (a game)."

    p.15

    "Many simulations involve students in making decisions and communicating or

    negotiating with one another."

    p.15

    "Role-play is the name given to one particular type of simulation that focuses attentionon the interaction of people with one another."

    p.16

    "The idea of role-play, in its simplest form, is that of asking someone to imagine that

    they are either themselves or another person in a particular situation. They are then

    asked to behave exactly as they feel that person would. As a result of this they, or the

    rest of the class, or both, will learn something about the person and/or situation."

    p.20

    "The idea of role-playing is very simple: to give students the opportunity to practise

    interacting with others in certain roles."

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    31/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.31

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGp.21

    "As a technique, role-play has proved to be very powerful. It is highly motivating and

    enables students to put themselves in situations they have never experienced before; in

    particular it opens the way for them to put themselves in others' shoes. Much of ourbehaviour in interpersonal interactions is governed by our assumptions about our own

    role, other people's roles, and the way we perceive their roles."

    "It can be used at different levels to teach simple skills of communication, to show

    how people interact and their stereotyping of others, and to explore deep personal

    blocks and emotions."

    "Because the technique is so powerful, it is essential that tutors approach it in a

    systematic way and are aware of the different ways of using it."

    p.23".. conventional methods of teaching and learning .. cannot easily help to change the

    student's attitude or behaviour. To read or hear about something is not the same as

    experiencing it, and it is often only be actual experience that understanding and

    change can come about."

    "Role-play is one of a unique group of experiential teaching techniques which help the

    student to cope with the idea of uncertainty."

    p.24

    "The second major area where conventional methods needs to be supplemented is that

    of interpersonal and communication skills. No matter how much reading and

    observing the student undertakes, the only way to develop these skills fully is by using

    them in actual interpersonal situations."

    Section 2:2.4

    "Managing Adult Communication", a 15 module training resource

    "Public Sector Management Course";

    Power, Mary R "Educating Mediators Metacognitively" (1992) 3Australian Dispute

    Resolution Journal, 1992, Vol 3, 214-226 extract cited in ATTACHMENT 4]

    Section 2:2.5

    Whetten, DA & Cameron KS "Developing Management Skills". NY: HarperCollins, 1995,

    3rd ed.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    32/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.32

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    Section 2:2.6

    Gunzburg, D "Identifying and Developing Management Skills". Canberra, AGPS: 1991.

    Section 3:3.2

    NOTE 8: TRAINING, TRAINING CONTEXT AND LEARNING &APPLYING THE LEARNING IN THE WORKPLACE

    The conscript may well be able to demonstrate adequate change/ competence in the

    preferred behaviours in the training context, but still not be able to apply it/ deliver itwhen back in the workplace.

    Here the complex of the impact of antithetical workplace culture; too much having

    been invested in past congruence of behaviour to be able to break with it now; the

    relapse to "old behaviour" under stress, all play their part.

    The practising Christian, whether lay, theologian or pastor knows this only too well:

    Romans 7:24 "Wretched man that I am ... Romans 7:21 .. I find it to be a law

    that when I want to do right, evil lies close at hand .. Romans 7:15 .. For I do

    not do what I want, but I do the very thing I hate."

    Ephesians 4:1-3; 4:17-5:20

    John 2:23-25

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    33/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.33

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    ATTACHMENTS

    ATTACHMENT 1:

    1.2 MY PERSONAL EXPERIENCE

    1.2.1 Commercial Negotiation UTS Kuringgai: The Black & White Game

    In this instance, if my memory serves me correctly, I was a member of a fairly evenly mixed-

    gender team. This team argued about the ethics of the decisions with the bid, and the content

    of the negotiations. The "collaborative"/"ethical" component of the group "got its way". Theteam result was a loss to the other team which chose the competitive approach. I regret: I did

    not notice the gender mix of that group.

    The point of the game was to demonstrate that "collaboration" was the most successful

    strategy. This point was made clear in the debriefing.

    The controller of the game also raised the issue of collaborating, in the negotiations, to agree

    to change the game rules to assist the "competing" teams to build mechanisms of

    "predictability"/ "trust" in the negotiation process and its outcomes, in the face of the "hostile"

    game environment.

    So, I experienced: holding fast to my own personal principles - and going down.

    1.2.2 Pepulator Pricing

    In this instance, I was one female in a group of five males.

    The group recognised the efficacy of the collaborative approach, right at the beginning.

    However, given the game rules of the "Antitrust Legislation", there was no endeavour toexplore mechanisms to circumvent this rule to achieve the necessary collaboration.

    The group briefly discussed the high risk/ low risk choices, but little else. The group opted

    for the low risk stance, and then the reactive stance: persist with the low risk option and wait

    and see what the other party did.

    There was almost (from my point of view, anyway) a conspiracy of silence on discussing the

    issues involved in the choices.

    The discussion, between bids and results, was mostly of other issues - some marketing in

    general; some incidental information involved in building relationships - job, interest incourse, difficulties of course presentation so far, difficulties of enrolment, etc.

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    34/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.34

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    One participant raised the question of being able to operate outside the rules, by having a

    range of options to supplement the price/benefit offer in the sales context, but was quickly

    brought back to the limitations of the game rules.

    The individual who became the "leader" in market strategy expression was very quick and

    forceful in the presentation of his views.

    The individual who went into the first negotiation, when our group was "in front" with the

    profits, indicated that his approach (if we could risk "atypical" personal behaviour) would be

    to hear what the other team wanted to suggest, and to be ambivalent towards any agreement

    suggested.

    When the second negotiation came round (our team was now "behind" in the profit stakes)

    there was limited discussion, in depth, of the options of different strategies, and their likelyoutcomes.

    What discussion there was took the following form:

    1. The suggestion was made that if we went into the negotiation, the best course

    was to agree to the win-win collaboration, even though that meant we would

    still be behind at the end, we would be better off than any other process.

    2. It was then commented that the person who should go into the negotiation with

    that offer was myself. That, of the group, I had the preferred demeanour: my

    demeanour would be convincing.

    3. Then the comment was that if that happened, and the group then reneged, the

    result could be a "win".

    4. The second strategist, who nominated me and my demeanour to negotiate, said

    yes, but it was important that I should not know that/ or it would have been

    better had I not known that.

    I was prepared to risk going into the negotiation, to see how I could handle the "lie"/

    "unprincipled" position/ approach. The exercise for me was to see if I could carry it off, whatit might involve, especially if my essential discomfort and body language gave me away.

    As it transpired, the other negotiator showed every sign of being even more nervous than I,

    and so being perhaps devious too.

    The other team had an option which "sounded reasonable". As a result of my group's lack of

    preparation in exploring options, this option came as a "surprise" to me. And, in the context

    of the negotiation, I had no mechanism to "understand" it readily. Especially since much of

    my relational energy was being consumed by the "emotional" aspect of my need to control

    my concealment. I responded with uncertainty - real, since I didn't understand the option. I

    sought to clarify that, and so, to that extent become "comfortable." As the idea sounded"good enough" to me, I was able to honestly agree to their new option, as a reasonable way

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    35/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.35

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTINGforward, and better than any option I had, and was able to honestly report that back to the

    group with that information as the offer to which I had agreed.

    There was still the possibility that I had been persuaded, in the negotiation, to "buy a lemon".There was the possibility that, in my absence, my group may have had a change of heart, or

    explored some of the alternative options and their implications, and therefore now know and

    understand this option and know that it could be followed, to our advantage, and the mutual

    advantage of both groups. But I was reasonably sure that this would not be the case. And,

    again, given the internal conflict from my "dishonourable", or potentially dishonourable

    behaviour, and the context of the established group dynamics, I wasn't prepared, or able, to

    take up the cudgels and challenge the group position. To, for example, claim the moral

    support that they help me keep my word.

    Our group then decided to renege - won the battle and lost the war. When the results came in,

    not one of the group was really comfortable with the consequences of what was going to bethe opinion of the other group concerning our behaviour. Again, there had been no explicit

    discussion of this likely outcome, or whether it was something that we "would prefer not to

    have to live with".

    At the time, I was personally struggling with the symptoms of the flu. And when the group

    implicitly withdrew from "working on" the exercise, I didn't have the energy that I might

    otherwise have had to challenge that approach. I am not sure that if I had that energy I would

    have acted differently.

    The challenge of the quick, forceful strategist - good at the numeric component of the

    exercise - may have daunted. [I have discovered, from my previous training in negotiation,

    that my old "quick mental arithmetic" skills have deserted me. I cannot be relied on to do

    quick, accurate computations, especially of money matters, when involved in a negotiation.

    Apparently my mind is elsewhere, much engaged.]

    Certainly, we were still all raw to one another as people, to know what each other might have

    been comfortable with/ uncomfortable with.

    The context was explicitly "safe", in order to allow us to "risk atypical behaviour"/ "try

    another way of doing it".

    It is/was notable that while the teaching context sought to reinforce this "safety", I doubt that

    many of us were prepared to work wholeheartedly in that context - to "go that far" (ie a long

    way from our normal comfort zones). Also, when people did step outside the accepted group

    ethic, there was much chiding, and implicit and explicit peer pressure exercised, with some

    grouping of the like-minded, and some isolation of the risk-takers/ non-conformists.

    For me, the exercise had these instructive components:

    1. Risking the atypical - for me that was being unprincipled, exercising a capacity

    to convincingly lie when personally most uncomfortable with such an approach

    (my father's training for family poker games and other card games of strategycame to the fore here)

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    36/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.36

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING2. Failure, in the group, to communicate

    3. Gender mix in group

    4. Personality in group

    5. Implicit exercise of power in group - power to convince, or control6. Personal preparation - ill health

    7. Failure/ inability of other party to recognise signs of deceit - it was "too easy"

    8. The challenge, again, to the acculturation of competitiveness

    8.1 my poker playing father;

    8.2 my schooling the challenge to excel academically, and

    competitively with peers, other schools, etc (St George Girls

    High 1957-61)

    8.3 competitive sport to the exclusion of cooperative play;

    8.4 the present economic rationalism/ international competitiveness/

    benchmarking process [? is it "quality" or only institutionalised

    one-upmanship?]

  • 8/4/2019 Dispute Resolution: Issues in Training in Negotiation Skills for an Organisational Setting

    37/61

    NEGOTIATION ASSIGNMENT: Dianne Allen ... p.37

    ISSUES IN TRAINING IN NEGOTIATION SKILLS IN AN ORGANISATIONAL SETTING

    ATTACHMENT 2:

    Training Input:

    Development Dimensions International (DDI)

    "Interaction Management" Training

    Key Principles -

    1. Maintain or enhance self-esteem

    1.1 be specific

    1.2 be sincere

    2. Listen and respond with empathy

    2.1 respond to feelings and content

    3. Ask for help in solving the problem

    3.1 seek and deve