dissertaton benoît robart - msc. environmental entrepreneurship
TRANSCRIPT
Assessing the business opportunities for
microalgae technologies as a means of
reducing carbon emissions.
By Benoît Robart
A dissertation submitted by Benoît Robart to the Department of Civil and Environmental
Engineering, University of Strathclyde, in part completion of the requirements for the MSc in
Environmental Entrepreneurship.
I, Benoît Robart, hereby state that this report is my own work and that all sources used are
made explicit in the text.
Supervisor: Dr. Jennifer Roberts
Number of words (excluding tables, appendices, and references): 16065
August 2014
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
The copyright of this dissertation belongs to the author under the terms of the United
Kingdom Copyright Acts as qualified by University of Strathclyde Regulation 3.49. Due
acknowledgement must always be made of the use of any material contained in, or derived
from, this dissertation.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Abstract
Purpose of the research
Humankind must act now to address the problem of global warming initiated by
anthropogenic emissions of Green-house gases like CO2. Microalgae could be used to
mitigate CO2 emissions. Microalgae are micro-organisms which transform CO2 and nutrients
into biomass through the process of photosynthesis, like plants. However, microalgae are ten
to fifty times more efficient at capturing CO2 than plants. 1.8kg of CO2 is required to produce
1kg of microalgal biomass. Therefore, they have the potential to capture CO2 from flue gas or
from the atmosphere and to reduce the net carbon emissions into the atmosphere. This
dissertation attempts to assess business opportunities for microalgae-based solutions to
mitigate carbon emissions.
Methodology
A qualitative research was undertaken, based on a literature review and on interviews of
experts in this field (N=9) both from research background and from business background. The
literature review covered the techniques to produce and harvest microalgal biomass, the
potential for microalgae-based carbon capture from flue gas, and the business opportunities
for microalgae-based technologies. Data collected in the literature review and during the
interviews were compared together and analyzed to identify a list of findings and
recommendations for future practice.
Findings and conclusion
It was found that a combination of several business opportunities was often recommended for
a microalgae-based business to be profitable. Save for production of nutraceuticals and
chemical compounds out of microalgae, which are very profitable products already.
Microalgae enable to reduce carbon emissions, as (1) they feed on CO2 to grow, either it is
CO2 from flue gas or from the atmosphere, and (2) microalgae by-products would have emit
more CO2 during their life if they had been produced with fossil-fuel-based solutions. The
drivers and opportunities for this field have been found to be (1) carbon taxes and subsidies
from governments, (2) R&D, especially in genetics and (3) acceptance by people that
microalgae can be used to make products for everyday life.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Acknowledgements
I want to express my gratitude to my supervisor, Dr Jennifer Roberts, for her patient guidance
and her sense of details in her feedbacks on my work. She helped me learn and improve
myself during the whole process of writing this dissertation.
Also, I want to thank Dr Elsa João, for her valuable comments on my proposal and her choice
of supervisor for my dissertation.
I want to thank all the nine participants to the interviews, for their invaluable insights on my
topic and their availability. I am sincerely grateful to them for sharing their culture and up-to-
date knowledge with me, and for tolerating my strong French accent during our discussions.
Also, I express my gratitude to Andrea, who evocated algae-based biofuel during a
discussion. He gave me the idea to investigate deeper into this topic and to pursue my
dissertation in a related area.
I want to specially thank Aline for her priceless advice on communication and for staying at
my side during this time of stress that is the dissertation writing.
I want to thank my friends who supported me during the writing of this thesis: Samir,
Guislaine, Pierre, Gurkan, Daniele, Timothy, and Boom.
Finally, I want to thank my parents for believing in me and for giving me their support during
this summer spent at writing this dissertation far from them.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Contents
Abstract ..................................................................................................................................... iii
Acknowledgements ................................................................................................................... iv
List of figures ............................................................................................................................. 1
List of tables ............................................................................................................................... 3
List of abbreviations ................................................................................................................... 4
Glossary ...................................................................................................................................... 6
1. Introduction ............................................................................................................................ 7
1.1. Background of the research ............................................................................................. 7
1.1.1. The situation – the needs for technologies reducing carbon emissions .................... 7
1.1.2. The potential of microalgae to sequestrate carbon dioxide....................................... 9
1.2. Goals of the research ....................................................................................................... 9
1.3. Structure of the dissertation ........................................................................................... 10
2. Microalgae: an overview ...................................................................................................... 11
2.1. What are microalgae and why are they important? ....................................................... 11
2.1.1. What are algae? ....................................................................................................... 11
2.1.2. How can microalgae act as carbon sink .................................................................. 12
2.1.3. Some microalgae species and their characteristics ................................................. 13
2.2. Technologies to grow microalgae .................................................................................. 14
2.2.1. Open ponds ............................................................................................................. 14
2.2.2. Closed systems ........................................................................................................ 17
2.2.3. Comparison of these two technologies for large-scale commercial production ..... 19
2.3. Technologies to harvest microalgae .............................................................................. 20
3. Carbon capture and storage and applicability to algae-based technologies ......................... 23
3.1. What does (non-algae-based) ―Carbon Capture and Storage‖ mean and what is
currently being done? ........................................................................................................... 23
3.1.1. Definition of ―Carbon Capture and Storage‖ .......................................................... 23
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
3.1.2. Step 1 - carbon capture............................................................................................ 23
3.1.3. Step 2 - transport ..................................................................................................... 24
3.1.4. Step 3 - storage ........................................................................................................ 25
3.1.5. Bio-CCS – Classic CCS combined with biofuels combustion ............................... 25
3.2. Opportunities for Algae-based carbon capture .............................................................. 26
3.2.1. Introduction ............................................................................................................. 26
3.2.2. Using microalgae to capture CO2 from power plants flue gas ................................ 26
3.2.3. Potential for CO2 capture by microalgae ................................................................ 28
4. Business opportunities in the field of microalgae ................................................................ 33
4.1. Introduction ................................................................................................................... 33
4.2. Microalgae for biofuel production ................................................................................. 34
4.2.1. Why microalgae-based biofuel?.............................................................................. 34
4.2.2. Technical and economic aspects of making biofuels with microalgae ................... 36
4.3. Microalgae used to treat waste water ............................................................................ 37
4.4. What can be done with algae biomass ........................................................................... 40
4.4.1. Fertilizers ................................................................................................................ 40
4.4.2. Human food industry, pharmaceuticals and nutraceuticals .................................... 40
4.4.3. Animal food industry .............................................................................................. 42
4.4.4 Other business opportunities and algae-based technologies being developed ......... 43
4.5. Conclusion of the literature review ............................................................................... 44
5. Methodology of the dissertation ........................................................................................... 46
5.1. Introduction ................................................................................................................... 46
5.2. Conducting qualitative research .................................................................................... 47
5.2.1. Conducting qualitative research .............................................................................. 47
5.2.2. Semi-structured interviews ..................................................................................... 48
5.3. Questions ....................................................................................................................... 49
5.4. Identification of the potential interviewee ..................................................................... 50
5.5. Analysis ......................................................................................................................... 51
6. Findings and analysis of the results ...................................................................................... 53
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6.1. Objective 1 – To investigate the technical and financial aspects of growing microalgae
.............................................................................................................................................. 53
6.1.1. Growing microalgae - Open ponds versus photobioreactors .................................. 53
6.1.2. Production costs and profitability ........................................................................... 55
6.1.3. Recommendations ................................................................................................... 56
6.2. Objective 2 – To investigate the potential of microalgae to mitigate carbon emissions
from flue gas ......................................................................................................................... 56
6.2.1. Findings and analysis .............................................................................................. 56
6.2.2. Recommendations ................................................................................................... 59
6.3. Objective 3 – To identify the main opportunities and challenges for the development of
microalgae-based technologies ............................................................................................ 59
6.3.1. Findings and analysis .............................................................................................. 59
6.3.2. Recommendations ................................................................................................... 61
6.4. Objective 4 – To investigate the potential of microalgae-based biofuel to mitigate
carbon emissions, and as an alternative to fossil fuel in the Future .................................... 61
6.4.1. Findings and analysis .............................................................................................. 61
6.4.2. Recommendations ................................................................................................... 63
6.5. Objective 5 – To explore activity in the field of microalgae today and to identify
profitable business opportunities in the field of microalgae to mitigate carbon emissions . 64
6.5.1. Growing microalgae reduces net CO2 emissions .................................................... 64
6.5.2. Food production ...................................................................................................... 65
6.5.3. Other business opportunities ................................................................................... 65
6.5.4. Combination of business opportunities ................................................................... 67
6.5.5. Recommendations ................................................................................................... 67
7. Conclusion ............................................................................................................................ 69
7.1. Summary of key findings and recommendations for future practice ............................ 69
7.2. Limitations ..................................................................................................................... 71
7.3. What further research could be done ............................................................................. 71
7.4. Concluding the dissertation ........................................................................................... 72
Table of references ................................................................................................................... 73
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix I – Information sheet for interview .......................................................................... 83
Appendix II – Consent form for interview ............................................................................... 86
Appendix III – Questions for interview and format ................................................................. 88
Appendix IV – Information sheet for questionnaire ................................................................ 92
Appendix V – Consent form for questionnaire ........................................................................ 95
Appendix VI – Questionnaire .................................................................................................. 97
Appendix VII – Advertisement .............................................................................................. 101
Appendix VIII – Advertising Email/cover letter .................................................................... 102
Appendix IX – Answers to the interviews ............................................................................. 103
Interview 1 - Rhona ............................................................................................................ 103
Interview 2 - Robert ............................................................................................................ 105
Interview 3 - Brennan ......................................................................................................... 108
Interview 4 - Prakash .......................................................................................................... 110
Interview 5 – Kyle .............................................................................................................. 112
Interview 6 – Raphaël ......................................................................................................... 114
Interview 7 - Barrack .......................................................................................................... 116
Interview 8 – Ryan ............................................................................................................. 118
Interview 9 - Paulo ............................................................................................................. 120
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List of figures
Figure 1.1.1.a. The greenhouse effect (CO2CRC, 2014) ........................................................... 7
Figure 1.1.1.b. Cumulative total anthropogenic CO2 emissions from 1870 and in the Future, as
forecasted by the IPCC (2013a) ................................................................................................. 8
Figure 2.1.1. A sample of microalgae under the microscope (Qualitas, 2014) ........................ 11
Figure 2.1.2. Tubes of culture after the experiment: one was bubbled normal air (on the left –
culture is less dense) and the other one was bubbled air with additional CO2 (culture is denser)
(Packer, 2009) .......................................................................................................................... 12
Figure 2.2.1.a. Example of open-pond systems (Spath and Mann, 2002) ............................... 15
Figure 2.2.1.b. Example of circular algal pond with rotating agitator in Taiwan (Becker, 1994)
.................................................................................................................................................. 15
Figure 2.2.1.c. Example of open-pond for large-scale production, with several raceways,
adapted from Demirbas and Demirbas (2010) ......................................................................... 16
Figure 2.2.1.d. Aerial view of spiral algal pond at Lake Texoco in Mexico (Becker, 1994) ... 16
Figure 2.2.2.a. Example of tubular PBR system (algae-energy, 2014) .................................... 18
Figure 2.2.2.b. Vertical column photobioreactors at the MIT (Roidroid, 2007) ...................... 18
Figure 2.2.2.c. Mechanism of a flat-plate photobioreactor (Newman, 2008) .......................... 19
Figure 3.2.3.a. Schematic process of microalgae-based carbon capture from power plants
(Powerplantsccs, 2014) ............................................................................................................ 29
Figure 3.2.3.b. Global distribution of some companies having projects related to microalgae-
based carbon capture from flue gas (Powerplantsccs, 2014) ................................................... 31
Figure 3.2.3.c. Combination of carbon capture with microalgae farm and classic CCS of the
biofuels produced by the microalgae........................................................................................ 32
Figure 4.1. The different products that can be made out of micro-algae, adapted from
Reissman (2013) ....................................................................................................................... 33
Figure 4.2.2. Diagram showing expected trends for the evolution of prices for petroleum and
algal oil production and enlightening the fact that if the trends go on, algal oil will become
cheaper than petroleum at some point (on creation) ................................................................ 37
Figure 4.3.a. Schematic diagram showing the concept of utilizing microalgae production for
combined waste water treatment and biogas fabrication to power the water treatment plant,
adapted from Craggs et al. (2012) ............................................................................................ 39
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Figure 4.3.b. Photograph of one of the 1.25-ha algal ponds with an algal harvester (Craggs et
al., 2012) ................................................................................................................................... 39
Figure 4.4.4. Algae-powered streetlamp of Pierre Calleja (Calleja, 2013) .............................. 43
Figure 6.4.1. Sustainable cycle of microalgae-based biofuel production and combustion (on
creation) .................................................................................................................................... 63
Figure 6.5.1. Diagram illustrating reduction in net CO2 emissions in the atmosphere by
producing by-products out of algal biomass (on creation) ....................................................... 64
Figure 6.5.5. Arranged SADT presenting the whole process of growing microalgae with
business opportunities spoken of in the research (on creation) ………………………………68
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
List of tables
Table 2.1.3. Growth characteristics for some algae strains adapted from Li et al. (2006)....... 14
Table 2.2.2. Main types of photobioreactors, adapted from Ugwu et al. (2008)………….18
Table 2.2.3. Comparison between open ponds and closed systems for microalgae culture .... 20
Table 2.3. Summary of biomass recovery options adapted from Li et al. (2006) .................... 22
Table 3.1.2. List of the three major options to capture CO2 from the flue gas created by the
combustion of fossil fuel. ......................................................................................................... 24
Table 3.1.4. List of available options for carbon storage ......................................................... 25
Table 3.2.3. Comparison between microalgae-based carbon sequestration versus classic CCS,
adapted from Powerplantsccs (2014) ....................................................................................... 30
Table 4.2.2. Different types of microalgae-based biofuels and their manufacturing process,
adapted from Chisti (2007), Brennan and Owende (2010), Mata et al. (2010), Amaro et al.
(2012) and Powerplantccs (2014) ............................................................................................ 36
Table 4.3. Advantages and drawbacks of combining waste water treatment with microalgae
production, adapted from Benemann and Pedroni (2007), Park et al. (2011), and Craggs et al.
(2012), ...................................................................................................................................... 38
Table 4.4.2.a. Non-exhaustive list of microalgal species with some of their potential
downstream applications, adapted from Borowitzka (1999), Spolaore et al. (2006), Chisti
(2007), Wang et al. (2010), and Ho et al., (2011) .................................................................... 41
Table 4.4.2.b. Some company names with the substances they extract from microalgae for
their food- or drug-related industry, adapted from Pulz and Gross (2004) .............................. 42
Table 4.5. Summary of the advantages of microalgae for business applications to mitigate
CO2 emissions .......................................................................................................................... 45
Table 5.2.1. Comparison between the main types of interviews, adapted from Langley (1987)
and Burns (2000) ...................................................................................................................... 48
Table 5.4. List of respondents with details regarding their activity and expertise ................... 51
Table 7.1. Summary of key findings and recommendations for each objective …………69
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
List of abbreviations
Air Separation Unit
ASU
Australian Dollar
A$
Carbon Capture and Storage
CCS
Carbon dioxide removal
CDR
Chlorofluorocarbon
CFC
Methane
CH4
Carbon dioxide
CO2
Enhanced Oil Recovery
EOR
European Union
EU
Flue-gas Desulphurization
FGD
Greenhouse Gases
GHG
Gigawatt Hour GWh
Hydrogen
H2
Mercury
Hg
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Micrometre
μm
Megawatt
MW
Nitric Oxides
NOx
Oxygen
O2
Parts per million
ppm
Photobioreactor
PBR
Research and Development
R&D
Representative Concentration Pathway
RCP
Structured Analysis and Design Technique
SADT
Sulphur Oxides
SOx
Species
sp.
United States dollar US$
United States of America
USA
Ton
t
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Glossary
1 Parts per million (ppm): Unit which applies for very dilute concentrations of substance. Just
as one percent is one part out of cent, one ppm is one part out of one million. Thus, the units
mg/ton or mL/m3 are examples of ppm units.
2 Net Present Value (NPV): The NPV of a project is the sum of net cash inflows (incomes and
outcomes) over the years, divided by a discount rates which takes into account the time value
of money, the interest rates, the risks and uncertainty of future cash flows.
3 Acre: Surface unit - 1 acre = 0.405 hectare = 4047 m
2
3 Nutraceutical: The term nutraceutical refers to products which supposedly provide health
benefits and which are derived from food sources.
4 Lignocellulosic biomass: refers to naturally occurring terrestrial plants like trees, bushes,
grass, waste biomass and non-food crops
5 Eutrophication: The term eutrophication here refers to the saturation of a water body with
nutrients, which leads to radical changes in the ecological balance: decreased percentage of
dissolved O2, new species invasion, decreased biodiversity, and toxicity are some of the
symptoms of eutrophication.
6 Profit margin:
7 SADT (Structured Analysis and Design Technique): methodology to describe a process with
identification of inputs, process and its function(s), and outputs.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
1. Introduction
1.1. Background of the research
1.1.1. The situation – the needs for technologies reducing carbon emissions
Data show that global mean temperatures of the atmosphere and ocean have been increasing
for 150 years, reaching unprecedented records over the last 2000 years (IPCC, 2013b). This
on-going phenomenon is known as global warming. Anthropogenic emissions of Greenhouse
Gases (GHGs) are probably the major cause of it (Huntley and Redalje, 2007).
GHGs are gases like water vapour, CO2, Methane (CH4), Nitric oxides (NOx), sulphur oxides
(SOx) and chlorofluorocarbons (CFCs). They contribute to the greenhouse effect which causes
the atmosphere to retain heat (Lashof and Ahuja, 1990): when sunrays reach the atmosphere,
part of their energy is absorbed by the atmosphere and released as heat (infrared radiation).
GHGs act like a blanket and the more GHGs there are in the atmosphere, the more energy will
be absorbed from the sun and turned into heat by the atmosphere, warming the earth (EPA,
2014). This phenomenon is illustrated by figure 1.1.1.a.
Figure 1.1.a. The greenhouse effect (CO2CRC, 2014)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
CO2 is considered as the most noxious GHG, as its emissions account for approximately 80%
of the volume of GHGs produced by human activity (Lashof and Ahuja, 1990; EIA, 2011)).
As figure 1.1.1.b. shows, cumulative total emission of CO2 and global mean temperature are
approximately linearly related. Reduction of CO2 emission is therefore a priority in the fight
against global warming.
Figure1.1.b. Cumulative total anthropogenic CO2 emissions from 1870 and in the Future, as forecasted by
the IPCC (2013a)
Technologies using renewable energies to produce electricity are being developed, as the
major sources of CO2 emissions are fossil-fuel-fired power plants. These technologies are
becoming more efficient and less expensive to implement, but still lots of improvements are
required in this field. Meanwhile, emissions of GHGs from the combustion of fossil fuel keep
increasing and are forecasted to exponentially increase in the next decades if nothing is done
to mitigate these emissions (IPCC, 2013b). For now, the IPCC targets stabilization of CO2
concentration in the atmosphere at between 350 and 450 ppm1. But this can only be done if all
solutions to capture mitigate net carbon emissions in the atmosphere are investigated.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
1.1.2. The potential of microalgae to sequestrate carbon dioxide
Before so many GHGs were emitted in the atmosphere by human activity, the biosphere was
able to regulate CO2 in the atmosphere by itself. Even today, still approximately one third of
total carbon emissions per year are absorbed by the biosphere, which accounts for about 250
billion tons of CO2 (Socolow et al., 2004). More than half of these carbon emissions are
absorbed by the ocean thanks to organisms like microalgae.
Microalgae are micro-organisms which use photosynthesis chemical reaction to grow.
Photosynthesis turns carbon dioxide (CO2) into Oxygen (O2) and organic matter (Janssen,
2002). Moreover, they are made of about 50% of carbon (Putt, 2007) and are very efficient in
the process of photosynthesis: under good conditions, they can grow exponentially and their
weight can double within a day (Goodall, 2009). In addition, the sources of CO2 that
microalgae can capture carbon from are typically the atmosphere, flue gas from power plants
or industrial processes, and soluble carbonates (Wang et al., 2008). So microalgae have
potential for carbon capture.
In addition, microalgae can be used for several valuable activities at the same time, such as
biofuel production, carbon dioxide fixation from flue gas, production of valuable by-products
like food, feed, or fertilizer, and wastewater treatment at the same time. Therefore they offer a
potentially highly efficient tool for anthropogenic carbon emissions mitigation (Wang et al.,
2008).
1.2. Goals of the research
The dissertation presents an overview of the technologies and innovations in the field of
microalgae as a way to mitigate carbon emissions. The main goal is to assess the business
opportunities for microalgae-based technologies to mitigate carbon emissions. This is
done using two sources of data: literature review (secondary data), and interviews (primary
data).
To do answer the research question, five objectives were identified and answered during this
research:
Objective 1 – To investigate the technical and financial aspects of growing
microalgae
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Objective 2 – To investigate the potential of microalgae to mitigate carbon emissions
from flue gas
Objective 3 – To identify the main opportunities and challenges for the development of
microalgae-based technologies
Objective 4 – To investigate the potential of microalgae-based biofuel to mitigate
carbon emissions, and as an alternative to fossil fuel in the Future
Objective 5 – To explore activity in the field of microalgae today and to identify
profitable business opportunities in the field of microalgae to mitigate carbon
emissions
Answers to these objectives will enrich current database on microalgae-based technologies
and business opportunities to mitigate carbon emissions, and provide this database with up-to-
date information. The researcher used his background in Mechanical Engineering and his
knowledge acquired through his academic year at Strathclyde University in the MSc. of
Environmental Entrepreneurship to lead this research.
1.3. Structure of the dissertation
This thesis is divided into several chapters. The first three chapters are the summary of the
literature review made by the researcher:
Chapter 2 explains what microalgae are and how they are grown and harvested
Chapter 3 presents how microalgae can be used to capture CO2 from industry flue
gases and compares carbon capture with microalgae to classic Carbon Capture and
Storage (CCS)
Chapter 4 draws an overview of business opportunities for entrepreneurs in the field of
microalgae
Following the literature review, chapter 5 explains the methodology of research for this
dissertation and in particular how primary data collection and analysis are handed out. Finally,
Chapter 6 presents the findings and analyses data gathered during this research, before a
conclusion is made in chapter 7, with a summary of key findings and recommendations for
future practice.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
2. Microalgae: an overview
This chapter explains what microalgae are, and explores technics used to grow and
harvest microalgal biomass.
2.1. What are microalgae and why are they important?
2.1.1. What are algae?
Algae are a very large family of organisms, whose size vary between a few micrometres and
more than 50 metres for some species of giant alga like the giant kelp (Algae Biomass
Organization, 2014a). They belong to the kingdom of Protista, which regroups all organisms
that do not belong in any other five kingdoms (Becker, 1994).
Two categories of algae can be distinguished: microalgae and macroalgae. Macroalgae (more
commonly called ―seaweed‖) are complex multicellular organisms, while microalgae are a
family of unicellular or simple multi-cellular fast-growing micro-organisms (Graham and
Wilcox, 2008). Microalgae started to arouse the interest in the beginning of the 20st century
and though more than 50,000 strains of microalgae have been identified yet, only a few
thousands of them have been studied so far (Deng et al., 2009; Brennen and Owende, 2011).
Microalgae are very interesting organisms for carbon capture. Through the process of
photosynthesis (see 1.1.2), they are capable of capturing CO2 at efficiency 10 to 50 times
faster than that of terrestrial plants (Li et al., 2008). A sample of microalgae under the
microscope can be seen on figure 2.1.1 below.
Figure 2.1.1. A sample of microalgae under the microscope (Qualitas, 2014)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Most microalgae grow with CO2, sunlight and nutrients through the process of
photosynthesis. These microalgae are called autotrophic microalgae. Some microalgae can
grow in the dark, using starch or sugar, through a process of fermentation. These microalgae
are called heterotrophic microalgae. This research focuses on autotrophic microalgae, which
require gaseous or aqueous CO2 to grow (Xu et al., 2006; Shamzi et al., 2011).
2.1.2. How can microalgae act as carbon sink
Microalgae are champions for capturing carbon dioxide from the atmosphere. They contain a
high percentage of carbon: 50% of their mass is made of carbon (Putt, 2007). Approximately
1.8 kg of CO2 is required to provide enough carbon to grow 1 kg of microalgae (Becker,
1994; Sudhakar et al., 2011). This characteristic is combined with a very fast growth: under
good conditions, microalgae can grow exponentially and their weight can double within a day
(Goodall, 2009). These characteristics led several scientists and entrepreneurs to consider
using microalgae to act as carbon sink, to mitigate carbon emissions, as will be explained in
the next chapters.
A solution will be investigated in particular in chapter 3, which consists in injecting directly
flue gases from power plants or other CO2 emitting industries into microalgae farms. One of
the numerous characteristics of microalgae is that they bloom in an environment with a high
concentration of CO2. A laboratory experiment shows that under the same condition of
growth, an environment with more dissolved CO2 leads to a better development of microalgae
than an environment with no additional CO2 (figure 2.1.2).
Figure 2.1.2. Tubes of culture after the experiment: one was bubbled normal air (on the left – culture is
less dense) and the other one was bubbled air with additional CO2 (culture is denser) (Packer, 2009)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Not only are microalgae very efficient at converting CO2 into biomass, but they are very
tolerant to high concentrations of CO2 and pollutants in their environment too (Graham and
Wilcox, 2008; Lee, 2009). Chapter 3 will investigate further on the viability of using
microalgae to capture carbon from industrial flue gas.
Apart from carbon capture from flue gases, microalgae can be used as an alternative solution
to produce services or goods like recycling of waste water, biofuel, plastics, food and
fertilizers, whose production would have emitted more CO2 into the atmosphere otherwise
(Benemann and Pedroni, 2007). These applications will be investigated in more details in
chapters 3 and 4.
2.1.3. Some microalgae species and their characteristics
Strains are chosen based on several criteria, among which yielding, percentage of oil,
harvestability, and tolerance to temperature extremes and to pollutants (Benemann, 2008).
For example, if one wants to put emphasis on the ability of microalgae to capture carbon
dioxide from flue gas, the strains should fill the following criteria (Ono and Cuello, 2003;
Brennan and Owende, 2010):
Tolerance to high CO2 concentrations
Tolerance to pollutants and trace elements in flue gas
Tolerance to high temperatures
Ability to capture CO2
Efficiency at capturing light
Below is a table summarising the growth characteristics of some strains of microalgae (Table
2.1.3). Each strain has its own advantages and drawbacks and therefore the optimal strain can
be selected from the large range of criteria and microalgae species available, depending on the
purpose of the production.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Table 2.1.3. Growth characteristics for some algae strains adapted from Li et al. (2006)
Among the species of microalgae already studied by researchers, Chlorella, Spirulina and
Dunaliella fill the criteria for carbon capture from flue gas, and they have commercial values
too (Ono and Cuello, 2003; Li et al., 2006). They can therefore be used for two kinds of
money incomes: carbon capture from flue gas and use of biomass through the manufacturing
of by-products.
Microalgae farming therefore have interesting prospects and potential. But the question is:
how do you commercially grow and harvest microalgae?
2.2. Technologies to grow microalgae
2.2.1. Open ponds
Microalgae are almost exclusively cultivated on land. Two families of options are being used
to cultivate autotrophic microalgae: open ponds and closed systems (photobioreactors).
The most common systems to grow micro-algae are open ponds (figures 2.2.1.a and 2.2.1.b).
There are two types of artificial open ponds: raceways, which look like a race track; and
circular ponds. The depth of an open pond is between 15 cm and 40 cm and water is
circulated thanks to a mechanical system (e.g. a paddle wheel), which enables the microalgae
and the nutrients to be mixed and uniformly exposed to sunlight, and which forces microalgae
to stay in suspension and not to sink to the bottom of the pond (Becker, 1994; Li et al., 2006).
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Figure 2.2.1.b. Example of circular algal pond with rotating agitator in Taiwan (Becker, 1994)
Some open ponds with several tracks are designed for large scale production, as can be seen
on figures 2.2.1.c and 2.2.1.d.
Figure 2.2.1.a. Example of open-pond systems (Spath and Mann, 2002)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Figure 2.2.1.d. Aerial view of spiral algal pond at Lake Texoco in Mexico (Becker, 1994)
Open ponds are the cheapest solution to build and operate. This technology is mature and
widely used, and therefore is the most economical solution for large-scale production of
microalgae, provided some conditions are filled (Borowitzka, 1999; Li et al., 2006):
An abundant supply of water or waste water must be available.
Weather is important: Relative humidity is key factor (too low humidity rate results in
evaporation and too high humidity rate can result in overheating of the water).
Precipitation rate is very important too (high precipitation rates may cause dilution and
loss of biomass).
Indeed, the biggest disadvantage of open ponds is that they are exposed to open air. Not only
are they subject to rainfalls and evaporation and their productivity is dependent on the
Figure 2.2.1.c. Example of open-pond for large-scale production, with several raceways,
adapted from Demirbas and Demirbas (2010)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
weather and the season, but they are prey of invading algae species, grazers, fungi and
amoeba (Demirbas and Demirbas, 2010).
A hybrid solution of open ponds consists in protecting the pond with a transparent covering.
This solution limits the drawbacks due to exposition of the culture to open air, but covering
the pond implies big capital costs and reduction of sunlight which reaches the culture (Li et
al., 2006).
2.2.2. Closed systems
Photobioreactors (PBRs) are systems where microalgae grow within a closed container. This
means that algae are not exposed to the atmosphere, which poses a problem for open systems.
These work as follows (Demirbas and Demirbas, 2010; algae-energy, 2014):
CO2 and nutrients are brought to the containers with a pump, and bubbled into the
culture.
Microalgae are periodically transferred to a degassing zone, where they are bubbled
and ―purified‖ of the O2 produced through photosynthesis.
Heat exchangers allow the temperature within the containers to be regulated day and
night.
All parameters of growth are controlled in a PBR (like temperature, flow rate,
Concentration of CO2, and pH) and thus productivity of PBRs is optimized compared
with open ponds.
Microalgae production can be 5 times more important in PBRs than in open ponds, which
results in a denser culture which facilitates harvesting (Demirbas and Demirbas, 2010; algae-
energy, 2014).
Photobioreactors can take many different shapes and sizes: they can be tubular, panels or bag-
type, inclined vertically or horizontally, and using artificial light or not. These specifications
are dependent on the targets of the activity (research, production of biomass) and on the
resources available.
Table 2.2.2 below draws an overview of the different types of PBRs with their advantages and
drawbacks.
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Table 2.2.2. Main types of photobioreactors, adapted from Ugwu et al. (2008)
Figures 2.2.2.a, 2.2.2.b and 2.2.2.c illustrate the different kinds of photobioreactors.
Figure 2.2.2.b1. Vertical column photobioreactors at the MIT (Roidroid, 2007)
Figure 2.2.2.a. Example of tubular PBR system (algae-energy, 2014)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Figure 2.2.2.c. Mechanism of a flat-plate photobioreactor (Newman, 2008)
Closed systems are globally more expensive than open ponds and require more maintenance
(algae-energy, 2014). They are being developed for high scale production but in the moment,
but today they are mostly used for research, to incubate open ponds, and to grow particular
types of microalgae under ideal conditions (i.e. optimal exposure and invasion from other
organisms avoided) (Ugwu et al., 2008; Benemann, 2008).
2.2.3. Comparison of these two technologies for large-scale commercial
production
Open and closed systems can be compared in terms of costs, productivity, energy-efficiency,
resilience, and possibility to control the growth parameters. Comparison between open-ponds
systems and closed systems tend to show that for large-scale production, open ponds are more
economically viable and more energy efficient, provided conditions are favourable for their
implementation (i.e. good weather conditions, limited probability of invasive species and
contamination, abundant water resources available) (Borowitzka, 1999; Benemann, 2008;
Resurreccion et al., 2012).
Scale-up of PBRs is feasible by increasing the length, the height, the diameter, or the number
of compartments. But as PBRs get bigger, problematics of light exposure, temperature, mass
transfer and mixing are more difficult to overcome (Ugwu et al., 2008).
However, a combination of photobioreactors and open ponds systems seems to be a very
powerful combination presently, as PBRs present a very high productivity and can be used to
produce ―inoculum‖ culture, to seed open ponds to start culture (Benemann, 2008; Schenk et
al., 2008; Demirbas and Demirbas, 2010).
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A summary of the advantages and drawbacks of each solution has been made in table 2.2.3
below.
Table 2.2.3. Comparison between open ponds and closed systems for microalgae culture
Today, open ponds produce up to 98% the total commercial algae biomass, even for high
value products (Benemann, 2008).
2.3. Technologies to harvest microalgae
Once microalgae are grown, biomass needs to be separated from water, so that it can be
transformed into a valuable product.
The technique used to harvest microalgae depends on its characteristics e.g. density, size and
target product (Olaizola, 2003). This part represents 20-30% of the total production costs of
microalgae biomass (Molina et al., 2003). Harvesting is generally a three stage process:
1. Bulk harvesting, which consists in separating biomass from bulk suspension. For this
step, three main techniques are employed:
a. Flocculation – polymers are added to the solution, to make microalgae
aggregate and form bigger systems to facilitate their extraction (Molina Grima
et al., 2003)
b. Flotation – air is bubbled from the bottom of the system, capturing microalgae
on their way to the surface and thus grouping microalgae in a layer near the
surface. Compared with the previous process, this technique does not require
chemicals to work (Wang et al., 2007)
c. Gravity sedimentation – This process consists in letting gravity operate to
form a layer of microalgae at the bottom (or at the top, depending on their
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relative density) of the slurry. Though it is a time-consuming process, it is very
efficient and low-cost (Brennan and Owende, 2010)
2. Thickening – this step aims to thicken the bulk. After bulk harvesting step,
concentration of biomass is about 2-7% in the slurry (Brennan and Owende, 2010).
Several methods are used:
a. Centrifugation - Because of Stoke‘s law, settling characteristics of suspended
solids depend on density, radius of microalgae-cells, and on sedimentation
velocity. Centrifugation process is rapid but consumes energy. It can be
combined with flocculation to be more time-efficient (Schenk et al., 2008)
b. Biomass filtration (filter under pressure or suction) can be used for
microalgae larger than 70 μm (Brennan and Owende, 2010)
c. Ultrasonic aggregation can be used to concentrate microalgae. This process
does not induce shear stress on microalgae, which could be damageable for the
potentially high-nutritional value metabolites (Brennan and Owende, 2010)
d. Thermal drying can be used to evaporate water and thicken biomass. It is an
energy-expensive process though (Molina Grima et al., 2003)
3. After these two steps, the concentration of microalgae in the slurry is typically 5-15%
dry solid content and dehydration or drying is needed to concentrate even more the
biomass (depending on what the target product is). Methods that are used include
(Brennan and Owende, 2010):
a. low-pressure shelf drying
b. sun drying (the cheapest method, but requires large drying surface area, good
weather conditions and time)
c. spray drying (commonly used for extraction of high-value products, but more
expensive)
d. fluidised bed drying
e. drum drying
f. and freeze drying (expensive but adapted for e.g. extraction of oil)
Table 2.3 below summarizes advantages and drawbacks of these different harvesting
techniques.
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Table 2.3. Summary of biomass recovery options adapted from Li et al. (2006)
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3. Carbon capture and storage and applicability to algae-
based technologies
This chapter starts with an introduction to the classic processes used today for Carbon
Capture and Storage (CCS), before analysing the potential for microalgae to grow in
the adversity of waters bubbled with flue gases and their ability to capture CO2 from
flue gases in this environment. The chapter concludes on the potential of large-scale
carbon capture from flue gas with microalgae.
3.1. What does (non-algae-based) “Carbon Capture and Storage” mean and
what is currently being done?
3.1.1. Definition of “Carbon Capture and Storage”
Carbon Capture and Storage (CCS) is a term which refers to all processes of trapping CO2
emitted during the combustion of fossil fuels or any other chemical, and storing this carbon
dioxide for long time periods so that it is not released to the atmosphere where it would
contribute to anthropogenic climate change (Rackley, 2010). CCS aims to reduce carbon
emissions from large industrial point sources, thus mitigating the impact on the atmosphere
and on global warming induced by carbon dioxide. CCS can reduce up to 90% of CO2
emissions from a site.
CCS is a three-step process: capturing, transporting, and storing CO2; and each of these steps
have their own technological and financial challenges.
3.1.2. Step 1 - carbon capture
To separate and capture carbon dioxide from flue gas, three methods distinguish themselves.
Each of them has their advantages and disadvantages. The table 3.1.2 below draws an
overview of these methods.
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Table 3.1.2. List of the three major options to capture CO2 from the flue gas created by the combustion of
fossil fuel.
3.1.3. Step 2 - transport
Once captured, CO2 is commonly transported via pipelines, boats, trucks or railway after
compression of the gas (Singh, 2013). But the most common technic is pipelines, as the
development of the oil and gas industry has made gas transportation through pipelines a very
mature technology (Azar et al., 2006; Johnson, 2011).
Other options are being developed to transport CO2, like the storage and transport of CO2 as
an aqueous bicarbonate solution (Chi, 2011). This last solution is interesting as no
compression of CO2 is required to transport CO2 and microalgae have the ability to process
carbon from bicarbonates (Sayre, 2010; Chi, 2011).
Name of the
solution Description Details
Pre-
Combustion
Carbon dioxide is withdrawn from flue
gas before combustion of the
combustible (Rackley, 2010)
Transformation of the fossil fuel into CO2 and
hydrogen (H2). CO2 is captured and H2 is used as a
clean fuel. The main disadvantage of this
technology is the high capital cost (Pires et al.,
2011).
Post-
combustion
Carbon dioxide is withdrawn from flue
gas after combustion of the fossil fuel
(Chou, 2013)
Chemical absorption of CO2 in the fumes by an
amine-solvent is the process the most used in this
category of capture systems. The main costs of this
process come from the recovery of the solvent.
Adsorption, cryogenic distillation and gas-
separation membranes are other solutions for post-
combustion capture systems, but they are
considered even less cost-efficient than the first
one (Stewart and Hessami, 2005; Pires et al.,
2011). The main advantage of post-combustion
capture systems is that they can be used to retrofit
existing power plant or to capture CO2 from
industrial processes (cement and steel factories for
examples) (Chou, 2013)
Oxy-fuel
Like for the post-combustion process,
carbon dioxide is withdrawn from flue
gas after combustion of the fossil fuel,
but combustion is made with a pure
stream of O2, which results in emissions
of almost pure CO2 and water vapour in
the flue gas (Pires et al., 2011).
Because the flue gas contain mainly CO2 and water
vapour, it is easy to condense water to separate it
from CO2. The challenge in this process is to
generate enough O2 for a large scale power plant at
low cost (Rackley, 2010; Pires et al., 2011; Chou,
2013).
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3.1.4. Step 3 - storage
CCS requires usually that the carbon captured be stored into sinks. The most common
solutions involve injecting CO2 into suitable geological formations deep underground,
although deep ocean storage also shows potential (Rackley, 2010). A listing of different
carbon storage options is shown in Table 3.1.4. However these options could have impacts on
the environment like the modification of the pH of the water for ocean storage, which could
be very damageable to the fragile ocean ecological balance, or other unpredicted impacts
(Stewart and Hessami, 2005).
Table 3.1.4. List of available options for carbon storage
CCS could help reach the stabilization targets of the IPCC (2005), which aim for a
concentration of CO2 within the atmosphere between 350 and 450 ppm. Azar et al. (2006)
identified in an economic appraisal that CCS would allow reaching the IPCC‘s stabilisation
targets of CO2 concentration in the atmosphere over the period 2000-2999 for half the costs of
the solution in which CCS is not used, in terms of Net Present Value2. And this study did not
take into account the potential of bio-CCS and carbon capture with microalgae to mitigate
carbon emissions, which will now be discussed.
3.1.5. Bio-CCS – Classic CCS combined with biofuels combustion
As mentioned earlier (see 1.1.2), microalgae convert nutrients, CO2 and sunlight into oil and
sugar, which can be processed into biofuel (Weber, 2009). The potential for microalgae-
Name of the
solution Description Details
Geological
storage
Sequestration of CO2 into basalt
formations, depleted oil and gas
reserves, deep saline aquifers or
unmineable coal seams (Singh,
2013)
Oil and gas industry provide technological advantages
for this solution as site characterization, injection and
monitoring technologies are very mature. CO2 can be
used to make EOR (Enhanced Oil Recovery) i.e.
injection of CO2 into wells to mix it with oil and
maximize well‘s oil yielding (Rackley, 2010).
Ocean storage
Injection of CO2 into the ocean at
different depths (Stewart and
Hessami, 2005)
CO2 is injected into the ocean and is dissolved or
forms plumes that sink at the bottom of the ocean
(Pires et al., 2011)
Mineral
storage
CO2 is reacted with metal oxides to
form carbonates (Pires et al., 2011)
The process of mineral carbonation occurs naturally
and is slow at ambient temperature (weathering) but
fast at high temperature. However, once stored by
mineral carbonation, CO2 is very stable and there is no
problematic of re-release of CO2 into the atmosphere
with this process (Pires et al., 2011).
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biofuel will be investigated in the next chapter, but it is interesting to see in this section if
CCS processes which usually are used for fossil fuel combustion can be used to capture CO2
emitted by the combustion of microalgae-based biofuels too. The process in which
microalgae-based biofuel is burnt and then CO2 in flue gas is captured by one of the methods
cited above is called bio-CCS (ZEP, 2012).
In contract to carbon capture from conventional fossil fuel combustion, bio-CCS has potential
to achieve a NET carbon removal from the atmosphere, as CO2 reduction is achieved by
photosynthesis during the formation of biofuel, and CO2 capture and storage of the combusted
biofuel. In Europe, bio-CCS has already entered the EU debates: in the Energy Roadmap
2050 (European Commission, 2011), it is said that not only CCS will have to be applied to all
fossil fuel-fired power plants by 2030 to reach the targets of 80-95% overall decarbonisation
by 2050, but it is recognized that CCS ―combined with biomass could deliver „carbon
negative‟ values‖ (p.12). Bio-CCS has the potential of removing up to 800.106 tons of CO2
from the atmosphere each year in Europe by 2050. This is 50% of the EU power sector
emissions of CO2 and this is without taking into account the reduction of CO2 emissions
induced by the replacement of fossil fuels by biofuels (ZEP, 2012).
According to the Zero Emissions Pole (2012), three key drivers for this process would be the
acceleration of R&D for sustainable microalgae-biofuels, the reward of negative emissions
with European credits, and the awareness-raising of people.
3.2. Opportunities for Algae-based carbon capture
3.2.1. Introduction
Wang et al. (2008) defends the opinion by which using microalgae to capture carbon would
be an economically viable and sustainable solution. Carbon captured using microalgae would
not be sequestrated into the geosphere, but would rather be used to make sustainable by-
products or biofuel, which would then be used as an alternative to fossil fuel (Packer, 2010;
Singh and Olsen, 2011).
3.2.2. Using microalgae to capture CO2 from power plants flue gas
What is interesting with microalgae is that they can directly use flue gas to grow, with no
need for separation of CO2 from the stream and no need for compression (Sahoo et al., 2012).
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As pure CO2 streams are not needed, no expensive technology in terms of capital costs or
energy consumption is required to separate carbon dioxide from flue gas. It results in a huge
saving of money compared with a classic carbon capture system as described in part 3.1.2.
Fossil fuel-fired power plants emit different gases in their flue gas, like CO2, SOx, NOx, and
traces of heavy metals like Mercury (Hg) (IEA, 2007). Coal-fired power plants emit the most
GHGs compared with gas fired power plants. For example, a typical coal-fired power plant
would emit between 912 and 1280 t/GWh CO2, up to 54 t/GWh SO2 and 4.9 t/GWh NOx, and
up to 70 kg/MWh Mercury (EPA, 2014). But these GHGs in these concentrations which are
produced in abundance by fossil fuel-fired power plants and other industrial plants (like
cement factories) are compatible with the development of algae: as explained in part 2.1.2,
microalgae develop more rapidly in an environment which contains more CO2. Nitric oxides
at their level of concentration in flue gas do not influence the development of microalgae, as it
has been shown in different studies (Maeda et al., 1995; Zeiler et al., 1995; Vunjak-
Novakovic et al., 2005). However, if concentrations of SOx are above 400 ppm in flue gas, it
can lead to a modification of the pH of the culture which can inhibit the normal growth of
microalgae (Maeda et al., 1995; Matsumoto et al., 1997, as cited in Packer, 2009). But such
SOx concentrations are rarely reached in industries‘ gaseous emissions in the EU or in the
USA, as regulations like the Industrial Emissions Directive in the EU (Directive 2010/75/EU)
and the Cross-State Air Pollution Rule in the USA (EPA, 2011) are limiting concentrations of
sulphates in flue gas to less than 400 ppm, which forced industries to install SOx scrubbers
(FGD systems) to control Sulphates emissions in their flue gas already.
Microalgae are very tolerant to chemical modifications of their environment by injection of
flue gas into their cultures. Even, some species like Chlorella grow even better with flue gas
than with pure CO2 at the same percentage (Douskova et al., 2009). Thus, there is an
opportunity for the development of microalgae to capture carbon dioxide (and other pollutants
like nitric oxides) from fossil-fuel fired power plants flue gases, via the direct injection of
these flue gases into the microalgae farms (Doucha et al., 2005; Packer, 2009; Sahoo et al.,
2012; Powerplantccs, 2014).This can apply to other industries as well, as shows the research
from Talec et al. (2013), which concludes that injection of gaseous effluent from cement
industry had no influence over the development of the four species of microalgae tested
during the experiment.
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Moreover, microalgae have been proved to be very resistant to changes in temperatures and
are tolerant towards high temperatures. For example the microalga Chlorella sp. starts to see
its growth rate slowing down at a temperature of 45°C (Maeda et al., 1995), which is far
above average temperatures of microalgae cultures. And if the species of microalgae is
sensible to high temperatures of flue gases, solutions like heat exchangers can be used to cool
the stream of flue gases while using the heat energy to e.g. dry the biomass (Roidroid, 2007).
From all this, we can say that microalgae are biologically suited to grow in an environment
containing high concentrations of flue gases. But a question remains to be answered: up to
which percentage of CO2 contained in these flue gases can be captured by microalgae farms?
This highly depends on the growth conditions and the environment, but Doucha et al. (2005)
calculated after an experiment that microalgae could capture up to 39% of carbon dioxide
contained in the flue gas of a biogas-fired power plant over one year emission with
microalgae grown in photobioreactors, taking into account the amount of daylight received by
the farms throughout the year. De Morais and Costa (2007) obtained a mean fixation rate of
38% CO2 with Spirulina sp., while the MIT successfully captures 80% carbon in the flue
gases of their boiler room (Roidroid, 2007) and Sayre (2010) reports a carbon fixation rate for
microalgae up to 90% in open ponds.
3.2.3. Potential for CO2 capture by microalgae
As it has just been shown, microalgae are efficient in the process of capturing CO2 from flue
gas. Now the question is: how does it work?
First of all, flue gases are transformed and processed to be partially cleaned of SOx in
a flue-gas desulfurization (FGD) unit.
After that, flue gases go through a drying process, to decrease their concentration in
water vapour,
before being cooled in a heat exchanger, depending on the tolerance of the microalgae
strains to high temperatures.
Gases are then propelled into the microalgae farm thanks to the propeller, assisted by
the aerator and the flow monitor, which is used to adapt the flow rate.
Meanwhile, the waste heat can be used to support the biomass drying process after the
harvesting.
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After that, flue gases are propelled into the microalgae farms where they are bubbled.
Figure 3.2.3.a provides a schematic view of the process of carbon capture from flue gases
with microalgae.
Figure 3.2.3.a. Schematic process of microalgae-based carbon capture from power plants (Powerplantsccs,
2014)
The main challenges which remain to be addressed for the development of carbon capture
from flue gas with microalgae are the large surface required, and the biomass production costs
which are still a bit high (Benemann, 2008; Sayre, 2010).
In order to be able to capture 80% carbon dioxide emitted in the flue gases of a 200 MWh
gas-fired power plant, 3600 acres3 of microalgae farms would be needed. And the area
required for microalgae farms to capture carbon dioxide from a 200 MWh coal-fired power
plant would be 7000 acres (Sayre, 2010). Such an area is rarely available for construction near
powerful power plants. Smaller areas for smaller processes emitting carbon dioxide in their
flue gases may be easier to find; otherwise, there is the possibility of transporting flue gases
through pipes to the microalgae farms.
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In 1993, Benemann estimated that US$ 100 was required to capture one ton of CO2 with
microalgae. To reduce the costs, Benemann proposed in 1997 to combine carbon capture from
flue gas with waste water treatment to be even more cost-effective. Other authors propose
estimations of costs for producing microalgae with carbon dioxide from flue gas:
Kadam (1997) who estimates that it would cost US$30/tCO2
Stepan et al. (2002) who estimate that production costs in raceways would be
US$110/ton of dry microalgae biomass (i.e. US$55/tCO2)
Chisti (2007) who estimates that production costs in photobioreactors would be
US$500/ton of dry microalgae biomass (i.e. US$250/tCO2).
Advantages and drawbacks of using microalgae to capture carbon dioxide from flue gas have
been compared with using classic CCS technics in table 3.2.3 below.
Table 3.2.3. Comparison between microalgae-based carbon sequestration versus classic CCS, adapted
from Powerplantsccs (2014)
Carbon capture from flue gas with microalgae presents lots of advantages. The potential for
by-products made out of microalgae will be studied in the next part. Several authors in the
literature say that though the process of capturing carbon from flus gas with microalgae still
needs improvement and development and will need to be more funded by governments, it
looks like a viable process for small-scale flues gases, due to all its advantages economically
speaking in terms of use of biomass, its low environmental impact and the high productivity
of microalgae compared with terrestrial crops (Doucha et al., 2005; Schenk et al., 2008; Vaela
et al., 2009; Sayre, 2010; Sudhakar et al., 2011).
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Governments and private companies are already investing and having projects in the field of
capturing CO2 in flue gas with microalgae. Especially in the United States. Figure 3.2.3.b
below shows some companies names with their implantation in the world.
Figure 3.2.3.b. Global distribution of some companies having projects related to microalgae-based carbon
capture from flue gas (Powerplantsccs, 2014)
Other opportunities for carbon capture with microalgae are being developed with for example
the idea of Chi (2011) to transform CO2 from flue gas into bicarbonates which can then be
used as a source of carbon for the production of microalgae. This could be an alternative
solution to the problematic of area availability around the fossil fuel-fired power plants to
implement microalgae farms. Nevertheless, processes like this are still in the R&D phase and
do not represent business opportunities for the moment.
A process could be thought of, in which microalgae farms are used to capture carbon from
flue gas and in which the resulting biomass is transformed into biofuels. Resulting biofuel
would then be burnt and released flue gas would be captured and permanently stored with
classic CCS. Figure 3.2.3.c schematizes this process. But such a process would require further
investigation, as no relevant publications have been found in the literature for such a process.
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The conclusion of this part is that microalgae farms implemented near fossil-fuel fired power
plants or other industries can be used to capture carbon dioxide from flue gases. Because CO2
emissions in the atmosphere are reduced, carbon credits are being generated from the
production of microalgae with flue gases, and in addition, microalgae farms benefit from a
free source of CO2. Therefore, by using flue gas from industry to provide CO2 to microalgae
farms, production costs of microalgal biomass can be reduced by up to 15% (Doucha et al.,
2005). However, carbon capture from flue gas with microalgae is hardly achievable for large-
scale industry, as surface area required for the implementation of microalgae farms near the
source of flue gases would be too big. And using microalgae for the sole purpose of capturing
CO2 from flue gases does not look like a viable option economically speaking. However, after
the production process, biomass can be used to make lots of different value-added by-
products that have the potential to make a microalgae-based carbon capture from flue gas
system a good business opportunity, as we are going to see in the next chapter.
Figure 3.2.3.c. Combination of carbon capture with microalgae farm and classic CCS of the biofuels produced by the
microalgae
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Figure 4.1. The different products that can be made out of micro-algae, adapted from Reissman (2013)
4. Business opportunities in the field of microalgae
This chapter draws an overview of the business opportunities in the field of
microalgae, among which biofuel production, use of microalgae to recycle waste
water, and use of microalgal biomass to make valuable by-products.
4.1. Introduction
As explained in the previous chapters, microalgae can grow at a very fast rate and in very
adverse conditions. Microalgae have the potential of being used to mitigate carbon emissions
in flue gas from power plants and industry manufactories (like cement factories or steel
manufactories). Using flue gases to provide CO2 to microalgae, which are essential to their
growth, is the first business opportunity that has been evocated in this research. If several
authors support the idea of using microalgae to capture carbon dioxide from flue gas, this is
not only because microalgae can capture carbon dioxide from flue gases, but this is because
valuable by-products can be made out of microalgae too, thus making microalgae-based
businesses potentially profitable.
Several by-products can be made with microalgal biomass, like biofuel, animal food,
pharmaceuticals and nutraceuticals4, human food, chemicals like colourings, or fertilizer
(Spolaore et al., 2006; Priyadarshani and Rath, 2012). Figure 4.1 below illustrates this idea.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
The process of growing microalgae can be associated with the recycling of waste water too
(Mata et al., 2010). This chapter will investigate the opportunities of business in the field of
microalgae. First of all, let‘s have a look at the potential for microalgae-based biofuel.
4.2. Microalgae for biofuel production
4.2.1. Why microalgae-based biofuel?
Several forms of fuel made out of vegetable oil – or biofuel – have been being developed until
now:
First generation biofuels are made with food crop like rapeseed oil, sugarcane, wheat,
soybean, sunflower oil, palm oil and maize (Sahoo, 2010). Unluckily, it is considered
that first generation biofuels cannot satisfy even a small portion of the actual demand
for oil (Chisti, 2007) and that they compete with food production and can precipitate
water shortages and deforestation (Brennan and Owende, 2010).
Second generation biofuels are made with lignocellulosic biomass4, and do not impact
directly the food market, but they still compete for land with food production
(Brennan and Owende, 2010).
Microalgae-based third generation biofuels, however, do not have all the major
drawbacks of first and second generation biofuels, and are considered to be a
technically viable alternative energy resource (Brennan and Owende, 2010).
Indeed, because they are very rich in oil and because of the rising prices of petroleum,
biofuels from microalgae have been arousing interest since the middle of the 20th
century.
Meier is one of the pioneers in this field, and had already suggested the idea of using
microalgae to produce biofuels in 1955 (Meier, 1955, as cited in Packer, 2009).
When compared with terrestrial oil crops, microalgae have a yielding for biomass and oil
production between 30 and 100 times higher (Chisti, 2007; Demirbas and Demirbas, 2011).
Based on the yielding of microalgae, only 1-3% of the total cropping area of the USA would
be required to produce 50% of USA‘s demand for oil (Chisti, 2007). Goodall (2009)
calculated that to completely replace the 80 million barrels of oil a day that the world is
currently using to power engines with microalgae-biofuel, only 30 million hectares of farming
surface would need to be used, which is slightly more than the size of the United Kingdom.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
And the lands used to produce these algae do not need to be arable lands that could otherwise
have been used to grow food crops, as algae can be grown on any land, as long as they have
salty water or even wastewater.
This high yielding is coupled with other advantages which make microalgae a very high
potential for biofuel production:
Though they need an aqueous environment to develop correctly, microalgae require
less water than other oil crop to grow and do not require fresh water (brackish water
can be used) (Amaro et al., 2012)
They do not need arable land to grow (Amaro et al., 2012)
Microalgae-farms can be used for several goals: biofuel production can be combined
with waste water treatment (which moreover offers the advantage of providing free
nutrients for microalgae) (Singh and Gu, 2010) and CO2 capture from industrial flue
gas (Doucha et al., 2005)
They do not need pesticides to grow (Amaro et al., 2012)
Algae biofuel is non-toxic, contains no sulfur, and is highly biodegradable
(Powerplantccs, 2014).
Moreover, using biofuels as an alternative to fossil fuel is sustainable: only one unit of energy
is required to produce eight units of microalgae-based biofuel energy (Chisti, 2008) and
burning biofuel instead of fossil fuel contributes to reducing net carbon emissions into the
atmosphere. Indeed biofuels are made thanks to photosynthesis, which is the process that
takes CO2 out of the atmosphere (or flue gas) to convert it into biomass, which is then
transformed and burnt, and consequently releases back carbon into the atmosphere, thus
maintaining a sustainable cycle (Chisti, 2008; Taylor et al., 2013). Microalgae-based biofuels
could even be considered as carbon negative: the process of transforming microalgae into
biofuel leaves waste biomass behind, which contains a high percentage of carbon and which
can be either used for production of valuable by-products or be buried for long-term carbon
storage (Taylor et al., 2013).
Because of all these qualities, microalgae present a high potential for biofuel production.
R&D for microalgae-based biofuel is today a strategic issue for governments and global
companies, which are investing billions of dollars in research for microalgae-based biofuels
(Oilgae, 2014). Among these companies, there are the NASA, Boeing, the US army, BP, the
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Carbon Trust UK (multi-million pound R&D project), CSIRO (Australia), Neste Oil
($850,000 project, New Zealand).
So which biofuels can be synthetized with algal biomass today, and in which extent are
microalgae-based biofuels economically viable?
4.2.2. Technical and economic aspects of making biofuels with microalgae
Research for microalgae-based biofuels has been ongoing and so far, several forms of biofuel
have successfully been synthetized. Some of these biofuels have been computed in table 4.2.2
below, as well as their production processes.
Table 4.2.2. Different types of microalgae-based biofuels and their manufacturing process, adapted from
Chisti (2007), Brennan and Owende (2010), Mata et al. (2010), Amaro et al. (2012) and Powerplantccs
(2014)
Among all these biofuels, biodiesel presents a high potential (Chisti, 2008). The formula of
biodiesel is the same as petroleum diesel and the process of transeterification, which
transforms algal into biomass, has a very high yielding of theoretically 1 kg of biodiesel out of
1 kg of biomass, with glycerine as a valuable by-product, which can be used e.g. for the
manufacturing of soaps (Mata et al., 2006).
Economically speaking, production costs for microalgal biodiesel are estimated to range
between US$2.95/L and US$3.8/L, depending on whether raceways or photobioreactors are
used to grow microalgae (Demirbas, 2010). Chisti (2007) proposes a formula to relate the
price of crude oil (US$/barrel) to the sourcing price of microalgae oil (US$/L) in order for
microalgae oil to be competitive:
With the approximate price of a barrel of oil in August 2014 (Bloomberg, 2014) which is
about US$100, microalgae oil would have to cost US$0.69/L in order to be competitive with
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
petroleum, according to this formula. In 2007, costs at which microalgal oil start to compete
with petroleum were US$0.48/L for cultivation in open ponds, and US$0.72/L for cultivation
in photobioreactors (percentage of oil by weight for microalgae grown in photobioreactors
can reach 70%) (Chisti, 2007).
As prices for oil keep raising and R&D in microalgae production and biofuel keep decreasing,
we may reach a point in the future where microalgae-based biofuels will be economically
more interesting than fossil fuel. Figure 4.2.2 below illustrates this idea.
Production of biofuel with microalgae at small scale is already a well-established process. But
adaptation of microalgae-based biofuel production for large scale will require the intervention
of genetic engineering and optimization of the methods for harvesting microalgae and
extracting oil out of them, in order for microalgae-based biofuel costs to decrease and be
competitive with fossil fuel (Chisti and Yan, 2011).
4.3. Microalgae used to treat waste water
Microalgae can find a high density of nutrients in waste water (mainly Nitrogen and
Phosphorous), which are favourable for their growth (Park et al., 2011). For Benemann
(2008), the most economically viable business opportunity for microalgae-based technologies
to mitigate carbon emissions today lies in the development of solutions which combine
microalgae harvesting for biofuel production and waste water treatment with microalgae.
Figure 4.2.2. Diagram showing expected trends for the evolution of prices for petroleum and algal oil
production and enlightening the fact that if the trends go on, algal oil will become cheaper than petroleum
at some point (on creation)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Three kinds of waste water can be used for growing microalgae:
Urban waste water
Agricultural waste water
Industrial waste water
In conventional urban waste water treatment, air is injected to provide O2 to bacteria which
break down the organic waste. This process requires energy (Benemann and Pedroni, 2007).
However, microalgae feed with nutrients contained in waste water and 1kg of microalgae
produces 1kg of O2 with photosynthesis (Benemann and Pedroni, 2007; Park et al., 2011).
Using microalgae to provide O2 to bacteria in waste water treatment ponds would be very
advantageous: the energy-consuming process of injecting air in the pond would not be
necessary anymore, and microalgae could be used to make valuable by-products like biofuel
(Benemann and Pedroni, 2007). The main drawback of urban waste water is that their content
is not predictable, therefore requiring adaptable facilities for their treatment (Benemann and
Pedroni, 2007).
On the contrary, agricultural and industrial waste water content are more easily predictable
and the same process can be used to recycle it. Agricultural and industrial waste water are full
of ions like NH4+, NO3
-, and PO4
3-, which often contaminate water bodies and unbalance the
local biological equilibrium (with eutrophication5) (Mata et al., 2010; Singh and Gu, 2010).
These ions are nutrients for microalgae and this waste water could actually be used as a free
source of nutrients for microalgae (Singh and Gu, 2010).
Table 4.3 below draws an overview of the advantages versus the drawbacks of combining
waste water treatment with microalgae production.
Table 4.3. Advantages and drawbacks of combining waste water treatment with microalgae production,
adapted from Benemann and Pedroni (2007), Park et al. (2011), and Craggs et al. (2012),
Advantages Drawbacks
Fresh water consumption reduction – smaller
water footprint
Requires control of parameters like pH, CO2
concentration and nutrients concentration
Nutrients cost reduction Biomass grown with waste water cannot be used for
any application because of sanitary regulations.
Biomass is suitable for products like biofuel or
fertilizer
Win-win situation: makes the process of treating
waste water cheaper, and makes the process of
growing microalgae cheaper
Land use optimization Requires control of algal species used, presence of
grazers and/or pathogens
Easy retrofitting of existing waste water
treatment plants and reproducibility
Treatment requires daylight – productivity depends
on the season and on the time of the day
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Craggs et al. (2012) discuss the construction and operation of a 5-ha waste water treatment
plant using microalgae. Figure 4.3.a shows a schematic diagram of the concept discussed and
figure 4.3.b shows a photograph of one of the four 1.25-ha algal ponds discussed. The study
concludes with the high viability (in terms feasibility and costs) of this technology and the
reproducibility of the results gained for all four ponds.
Figure 4.3.b. Photograph of one of the 1.25-ha algal ponds with an algal harvester (Craggs et al., 2012)
Clean water Waste water
Figure 4.3.a. Schematic diagram showing the concept of utilizing microalgae production for combined
waste water treatment and biogas fabrication to power the water treatment plant, adapted from Craggs et
al. (2012)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Recycling waste water with microalgae is a mature technology. Moreover, 10-30% of the
production costs for microalgae come from the nutrients, the CO2, and fresh water (Park et al.
2011). Using waste water for microalgae production would save nutrients and fresh water
costs; and combining it with flue gas injection (as a source of CO2) could break down
radically the production costs for microalgae (Benemann, 2008).
4.4. What can be done with algae biomass
4.4.1. Fertilizers
Another source of GHG mitigation using microalgae is their use as a fertilizer. It is estimated
that 3kg of CO2 are emitted for the production of 1kg of fertilizer with gas as energy
(Benemann and Pedroni, 2007). Whereas industrial fertilizers require Nitrogen and
Phosphorous as ingredients, microalgae can recycle these compounds out of waste water to
grow (Benemann and Pedroni, 2007). Microalgae-based fertilizer is a valuable by-product of
algal biomass and a cheap fertilizer (Mata et al., 2010). Microalgae-based biofertilizer can be
made with ―waste biomass‖, which is what is left after the transformation of microalgae into
another by-product like biofuel, and therefore making microalgae production a zero waste
outcomes system (Brennan and Owende, 2010).
4.4.2. Human food industry, pharmaceuticals and nutraceuticals
Microalgae produce numerous substances which exhibit positive effects on health. (Pulz and
Gross, 2004). Among these substances, the most common are:
Antioxidants
Colors and food-coloring products like β-carotene (for vitamin A), astaxanthin
(coloring used for fish flesh), or lutein (coloring used to color chicken skin)
Polyunsaturated fatty acids (like Omega 3)
Polysaccharides
Toxins for drugs with effects like amnesic, cytotoxic (anticancer drug), antiviral,
antimicrobial, and antifungal
(Pulz and Gross, 2004; Priyadarshani and Rath, 2012).
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Microalgae for human nutrition usually take the form of tablets, capsules of powder, or
liquids, which can be added in beverages, snack food, noodles, candy, or simply be taken as
pills (Spolaore et al., 2006).
Commonly used species of microalgae in nutraceutical/pharmaceutical production include
Chlorella sp., Dunaliella sp., Spirulina sp. (Priyadarshani and Rath, 2012). It is estimated that
about 10,000 tons of dry algal biomass is produced from these species per year already
(Benemann, 2008). Substances extracted from microalgae is highly dependent on the species,
as shows table 4.4.2.a below, which computes possible downstream applications associated
with a species.
Table 4.4.2.a. Non-exhaustive list of microalgal species with some of their potential downstream
applications, adapted from Borowitzka (1999), Spolaore et al. (2006), Chisti (2007), Wang et al. (2010),
and Ho et al., (2011)
Several authors have identified cultivation of microalgae to make food supplements, drugs or
chemicals as one of the most profitable pathway for microalgae biomass‘ by-products
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
(Olaizola, 2003; Pulz and Gross, 2004; Spolaore et al., 2006; Benemann, 2008). Table 4.4.2.b
shows examples of companies which have been using microalgae for their health products.
Table 4.4.2.b. Some company names with the substances they extract from microalgae for their food- or
drug-related industry, adapted from Pulz and Gross (2004)
4.4.3. Animal food industry
Microalgae biomass can be used for animal food production. Microalgae are used as valuable
protein supplement or substitute to more conventional proteins sources like soy bean or fish
meal. It is particularly used for poultry farming and aquaculture: it is estimated that about
30% of the world algal production goes to feed these animals (Spolaore et al., 2006; Becker,
2007). Small amounts of algal biomass have been demonstrated to positively affect the
physiology of animals, by boosting their immune system and improving their external aspect
(hair more shiny, feathers more beautiful) (Pulz and Gross, 2004).
The use of algae biomass as feedstock for animals can be combined with other GHG
mitigating applications. For example, fishes in aquaculture need Omega-3 fatty acids to grow,
which are provided to them through their food. These nutrients in aquaculture are usually
pressed out of low-value fish and krill caught in the ocean and combined in pellets with
additives (Pauly and Watson, 2009). But massive fishing of krill is not sustainable in the long
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Figure 4.4.4. Algae-powered streetlamp of Pierre Calleja (Calleja, 2013)
term and therefore, alternative solutions need to be found to feed fish farms with Omega-3
fatty acids. One solution which is being developed in Norway consists in capturing CO2 to
supply an algae-farm with nutrients and use these algae to process an oil rich in Omega-3
required for the development of fishes. It is believed that between 300 and 400 kilogrammes
of oil can be processed out of 1 ton of algae. And this oil rich in Omega-3 fatty acids will not
only be used to feed fishes, as there is an important demand in health and pharmaceutical
industry as well (McGrath, 2014).
4.4.4 Other business opportunities and algae-based technologies being
developed
Microalgae have a very high potential for by-products, yet not exploited at its full potential.
Some entrepreneurs and companies are developing microalgae-based innovations which have
the potential to capture carbon from the atmosphere and/or to be an alternative to other
solutions which emit more carbon dioxide. Some of them are:
Bioplastics – Plastics can be made out of microalgae, thus mitigating carbon
emissions from the production of petroleum-based plastic. Cellulose-based plastics,
poly-lactic acid to produce polymers, PolyHydroxiAlcanoate polymers and bio-
polyethylene are some examples of plastics which can be derived from microalgae
(Benemann and Pedroni, 2007; Oilgae, 2014).
A streetlamp powered by microalgae – Fermentalg has developed an algae-powered
lamp that should be able to produce light thanks to the storage of the electrons
produced by photosynthesis in batteries and the restitution of this energy as light
through leds (Calleja, 2013), (figure 4.4.4).
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Microalgae used as a construction material – Ploechinger (2011) patented a
construction material made out of microalgae, with very good insulating
characteristics.
Microalgae for cosmetics – Microalgae can be used to make anti-aging creams, hair
and sun care products, or moisturizers. Luxury brands are investigating this market
already and luxury brands like LVMH and Daniel Jouvence in France have even
invested in their own microalgae production systems (Spolaore et al., 2006).
4.5. Conclusion of the literature review
Microalgae have the potential to reduce the net emissions of CO2 into the atmosphere:
either directly, with e.g. direct injection of flue gases into the microalgae farms and
direct capture of CO2,
or indirectly, through e.g. recycling of waste water, or the production of goods (like
biofuel, bioplastics, food, biomass by-products) that would have otherwise emitted
more CO2 (Benemann and Pedroni, 2007).
However, exact quantification of net CO2 emissions reduction cannot be achieved. Collet et
al. (2013) investigated fifteen different Life-Cycle Assessments for microalgae-based
biofuels, and concluded that guidelines and rules need to be set for analyses to be comparable
together and for the numbers they display to mean anything.
No general figure can be provided to illustrate the way in which microalgae are reducing net
carbon emissions. It depends on parameters like:
The source of CO2 used to feed the microalgae (atmosphere, flue gas,
bicarbonates)
The species of algae (strains do not capture CO2 with the same efficiency)
The technology used to grow microalgae
The conditions of growth (environment, weather)
It has been shown that microalgae have a huge potential for fast carbon capture with
photosynthesis. In addition to have the potential to mitigate carbon emissions, microalgae can
be used for a lot of different applications. When several applications are combined together,
microalgae-businesses have the potential to be highly profitable (Benemann, 2008).
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Moreover, as Pulz and Gross (2004, p.646) say, ―microalgal biotechnology—today still in its
infancy—can be seen as a gateway to a multibillion dollar industry‖. Interest for microalgae is
recent, and R&D keeps decreasing the production costs and making microalgae-by-products
more cost-effective.
Table 4.5 below summarises the advantages of microalgae for business applications to
mitigate carbon emissions.
Table 4.5. Summary of the advantages of microalgae for business applications to mitigate CO2 emissions
Advantages Description Reference
Microalgae grow fast
Microalgae can double their volume within a day, can be
harvested daily, and have the potential to compete with the most
productive biofuel crops in terms of productivity
- Chisti, 2007
- Goodall, 2009
- Demirbas and
Demirbas, 2011
Microalgae can have
high biofuel yields
Through the process of photosynthesis, microalgae convert
sunlight, CO2 and nutrients into oil and sugar, which can be
turned into biofuel. Production of biofuel can range between
2,000 and 5,000 gallons per acre per year
- Weber, 2009
Microalgae consume
CO2
1.8 kg of Co2 is required to produce 1 kg of microalgal biomass.
Activities linked to microalgae production have the potential to
have negative net CO2 emissions (which means that they use
more CO2 than they produce). Microalgae can be used to
capture carbon dioxide in flue gases and therefore diminish the
impact of fossil combustion on the atmosphere.
- Becker, 1994
- Doucha et al.,
2005
- Sayre, 2010
- Sudhakar et al.,
2011
Microalgae farming do
not compete with
agriculture…
Microalgae farms can use lands that are not suitable for proper
traditional agriculture, as well as water that are not useable for
other crops (see next line).
- Amaro et al.,
2012
…and can be used to
recycle waste water
Microalgae can be used to recycle urban, agricultural, or
industrial waste water as they are feeding on the Nitrogen and
Phosphorous compounds present in these water. This is a win-
win situation for the recycling of waste water and the
production of biomass which can afterxards be turned into
useful products like biofuel
- Park et al., 2011
- Craggs et al.,
2012
Microalgal biomass can
be used to make valuable
by-products
Algae biomass can be used to make many by-products, such as
biofuel, human food, animal feed, drugs, plastics, fertilizers, or
cosmetics.
- Benemann and
Pedroni, 2007
Microalgae industry
creates employment
As industry develops, a wide variety of jobs related to
microalgae businesses is defined. It is estimated by the Algae
Biomass Organization that creation of 220,000 jobs in this
sector by 2020 is achievable.
- Obama, 2012
- Algae Biomass
Organization,
2014b
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
5. Methodology of the dissertation
This chapter explains the methodology of the research to gather data, analyse the
findings and compare them together.
5.1. Introduction
In order to answer the questions raised by this dissertation, this chapter discusses the
methodology used to collect and analyse data.
Two types of data were used: secondary data and primary data.
1. Secondary data are described by Webb (2002) as data that have already been gathered
for similar or related studies to the research undertaken. They can be found in
published or electronic sources (Wilson, 2012). Therefore, secondary data are ―faster
and less expensive to acquire than primary data‖ (Wilson, 2012, p.51). Gathering
secondary data is the first step of data collection in a research (Creswell, 2009).
However, their relevancy for the research undertaken may not be optimal, as they were
not gathered for the purpose of answering this research specifically, and as they may
be out of date. Secondary data is collected in chapters two to four, to provide the
researcher with a basic understanding of the current state-of-the-art of microalgae-
based technologies and their potential to mitigate carbon emissions.
2. To supplement secondary data, primary data was collected through interviews of
experts in their field, who provided updated content to the research and also
perspectives on the wider technical, socio-economic and political constraints of
working in this field and scaling up to a business case (which are not necessarily
published).
The next sub-chapters explain how the primary data collection process was designed and how
data was analysed.
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5.2. Conducting qualitative research
5.2.1. Conducting qualitative research
Qualitative research is being used when data collected is not quantifiable (Saunders et al.,
2007; Wilson, 2012). Examples of tools utilised to collect data for qualitative research
comprehend individual interviews, focus groups, observations, ethnographies and
netnographies (Punch, 2005). To answer the research question, an exploratory research was
undertaken, which is ―a valuable means to ask open questions to discover what is happening
and gain insights about a topic of interest‖ (Saunders et al., 2007, p.137). Experts in the field
of microalgae, both from research and from business backgrounds, were interviewed to get
opinions and insights of the potential of microalgae to make economically viable businesses
while mitigating carbon dioxide.
Interviews can be split between two broad categories: structured interviews, and less-
structured in-depth interviews (Langley, 1987).
Structured interviews have pre-set questions and sub-questions depending on answers.
Though they facilitate comparison of data, they do not allow flexibility. And sticking
too close to a model may keep the interviewee from elaborating on relevant subjects.
In less-structured interviews, interviewers can ask questions that were not initially
computed in the set of questions. They can therefore go deeper in the data collection,
focusing on the background of the interviewee. Less-structured in-depth interviews
can be either semi-structured (a mix between pre-established questions and open
questions) or unstructured (takes the form of a conversation between the interviewer
and the interviewee) (Burns, 2000). Table 5.2.1 sums up the advantages and
drawbacks of each kind of interview.
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Table 5.2.1. Comparison between the main types of interviews, adapted from Langley (1987) and Burns
(2000)
Saunders et al. (2007) recommend doing semi-structured in-depth interviews for exploratory
research, because it is a flexible type of interviewing which allows interactive discussion
while still having a frame. In opposite to structured interviews, which gain ―a ‗superficial
excavation‘ of the respondent‘s knowledge about a specific subject, [semi-structured
interview] tries to go more deeply into the subject as the interview proceeds‖ (Belk et al,
2013, p.31).
5.2.2. Semi-structured interviews
For the purpose of this research, semi-structured interviews were conducted by the researcher
to collect data. Interviews can take several forms like face-to-face, phone interview or email
interview (Punch, 2005; Creswell, 2009). For this research, phone interviews were carried out,
using the software Skype, which allows making cheap international phone calls with video.
Using Skype as a tool for the interview is an efficient way to reaching interviewees who
cannot allocate time for a face-to-face meeting or who are far away (Janghorban et al., 2014).
All Skype interviews were recorded using a plug-in, after making sure that the respondent
agreed with that (Wilson, 2012). It was asked to respondents in the consent form (Appendix
II), and at the beginning of the discussion, whether they agreed to being recorded. And it was
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
written in the information sheet too (Appendix I) that conversations would be recorded.
Respondents were aware that data would be safely stored (audio files stored on the computer
of the researcher and password protected, and deleted at the end of the research).
For respondents who agreed to take part in the study, but who could not manage to find a time
slot for the interview, a questionnaire was sent to them by email, containing the same
questions that were asked during the interview (Appendix VI), but to which some guidance
was added. As said by Meho (2006, p.1293) ―Semi-structured email interviewing can be a
viable alternative to the face-to-face interviews, especially when time, financial constraints, or
geographical boundaries are barriers to an investigation‖. Semi-structured interviews by email
were achieved through an exchange of emails, asking clarifications from the respondent when
required (Meho, 2006).
Prior to an interview to start, either it was a Skype interview or an email interview, an
information sheet and a consent form were sent to the respondent. It was required from the
respondent to read the Information sheet and return the consent form signed by email before
the interview begins. These documents can be seen in appendices I and II for the Skype
interview and in appendices IV and V for the email interview.
5.3. Questions
Two lists of questions were designed for the Skype interviews (Appendix III) and the Email
interview (Appendix VI). In one case, probing questions were added to guide the interviewer
during the Skype interview, and in the other case, guidance was provided to the respondent to
help him answer the questions.
As suggested by Creswell (2009), after a personal presentation of the researcher and the
context of the research, the first two questions asked to the interviewees were on their
background and the microalgae-project they were working on. These questions were used as
―ice-breakers‖ (Creswell, 2009, p.183), as well as tips to guide the researcher in his probing
questions.
As recommended by Creswell (2009) no more than five topics were discussed using open-
ended questions, and probing questions to go deeper in the discussion. Topics investigated
were asking details to the respondents about:
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
The technology of growing and harvesting microalgae
The economy and profitability of microalgae-based businesses (questions here were
asked only when relevant e.g. questions on profitability were not asked to researchers)
The opinion of respondents on the use of microalgae to mitigate carbon emissions and
on the opportunities and challenges in the development of this technology
The opinion of respondents on the viability of microalgae-based biofuels and its future
The opinion of respondents on the most profitable microalgae-based business
opportunities at that time
These questions therefore covered the five research objectives defined in the introduction (see
1.2).
At the end of the discussion, interviewees were asked if they had further questions or
comments to make, and if they could name a potential respondent that they thought would
have expertise in the field of study and who would be prone to be interviewed
(―snowballing‖) (Creswell, 2009), before being said a final thank you.
5.4. Identification of the potential interviewee
Respondents were identified using a non-probability sampling: they were selected based on
several criteria (Saunders et al., 2007):
Activity linked to the field of microalgae
Experience as a researcher or as an entrepreneur/a consultant in the field of microalgae
Participants were experts in the field of microalgae coming from different backgrounds.
About half of them were researchers and the other half were representatives from microalgae
companies, scouted using several means:
- Searches on the Internet informed by companies, research groups and research papers
- Social media users (on Linked In or Twitter) who are members of discussion groups
on the technology and users whose personal details contain keywords like ―microalgae
carbon reduction‖
- And persons suggested by interviewees (snowballing)
Samples of cover letter and advertisement for discussion groups in social media are available
in appendices VII and VIII, respectively.
Eight respondents were interviewed using Skype and were located in several countries among
which the USA, India, Spain and France. And one respondent from South Africa filled a
questionnaire. Below is the list of respondents with some of their characteristics (Table 5.4).
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Table 5.4. List of respondents with details regarding their activity and expertise
5.5. Analysis
During a Skype interview, the researcher was taking notes in order to have some back-up in
case of technical issue with the recording and for an easier analysis of the data afterwards, as
recommended by Creswell (2009). Directly after an interview was done, the researcher took
time to summarize key points discussed earlier with the interviewee, as suggested by Wilson
(2012).
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Rhona
(37min) USA Business
Algae
cultivation
consultant
+15
years
Expert in the field of microalgae strain selection
(knowing more than 3,000 strains of microalgae),
consultant for companies regarding the optimal
choice of strains for their activities and
optimisation of microalgae productivity
Robert
(1h07min) USA Business Entrepreneur
+35
years
Entrepreneur and sole proprietor of his business
of growing microalgae for oil and nutraceuticals –
Designer of a raceway and a photobioreactor
(patent-protected), inventor of one solution to
harvest microalgae and two solutions to extract
oil out of dried algae. Author of an e-book: The
great Algae adventure (2013)
Brennan
(25 min) India Business Director
+25
years
Director of a company which makes nutritional
products out of microalgae.
Consultancy for algae companies, specialized in
nutrition out of algae and the growth of diatoms.
Prakash
(32min) India
Research
for industry
Product
developer +5 years
Developing processes for natural ingredients from
microbial sources specially microalgae
Kyle
(22min) USA
Research
for industry
Mechanical
engineer +5 years
The interviewee is working at designing processes
to extract oil from microalgae.
Raphaël
(42min) France
Research
for
Business
Researcher
and manager
of the
research
team
+20
years
Doctor in chemistry specialized in use of agro-
resources to make by-products. Currently working
for a major company for algae as the manager of
the entire service of algal biomass.
Barrack
(39min) USA
Research
for industry
Graduate
research
assistant
+5 years Currently working at optimizing the air-to-liquid
CO2 mass transfer rate for microalgae cultivation.
Ryan
(question-
aire)
South
Africa Business
Consultant,
chemist and
entrepreneur
+30
years
The interviewee has a background in chemistry
and is working as a consultant in renewable
energy and as an entrepreneur who grows
microalgae to make biogas in South Africa
Paulo
(29min)
Spain
and USA
Research
for
academia
and
business
Researcher
and serial
entrepreneur
+20
years
The interviewee teaches in two universities (one
in Spain and on in the USA). He successfully
created three start-ups and does mentorship for
other start-ups, whose activity is linked to
renewable energy and/or carbon capture. One of
the projects on which the interviewee worked on
was carbon capture with microalgae from flue gas
to produce biofuel.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Interviews were transcribed in a word file and coded: the process of coding involves
segmenting the transcript into categories, which are then labeled by a code referring to the
objectives (Creswell, 2009). Ideas expressed by the interviewees were computed in an excel
file (with copy-and-paste tool), using one sheet for each objective and one sheet for other
ideas developed by the interviewees (N=6 sheets), as suggested by Saunders et al. (2007).
This process is called ―topic coding‖ (Punch, 2005). Meanwhile, memos were written in the
excel file to facilitate data analysis after the process of labeling, as advised by Punch (2005).
A table has been made for each interviewee in Appendix IX, with quotations from the
interview and memos to summarize data collected in each interview.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6. Findings and analysis of the results
This chapter presents the findings and an analysis of the interviews of the nine
respondents. Data collected are put in context of the objectives introduced in the first
chapter, and objectives are developed one-by-one. Analysis is made by comparing
data gathered by the interviews (primary data) and data collected during the literature
review (secondary data). Recommendations are being made directly at the end of each
objective.
6.1. Objective 1 – To investigate the technical and financial aspects of
growing microalgae
6.1.1. Growing microalgae - Open ponds versus photobioreactors
Respondents were using both open and closed systems to grow microalgae. Some of them had
preferences for photobioreactors, other preferred open systems, but for all of them, the option
adopted to grow microalgae depends on the final goals and on the business model.
The following quote illustrates this idea:
“I like photobioreactors. I use photobioreactors. I like open ponds systems. I use open ponds
systems. All systems have their pluses and minuses there is no perfect system. To tell people
what they should use depends on what resources they have.”(Rhona)
Raphaël says that photobioreactors are often used when the final product requires pure clean
algae. Open ponds are cheaper to operate, but are more adapted to strains that can resist to
contamination and grow in adverse conditions. Barrack has the same opinion:
“[Your choice] really depends on your end product. If you are trying to make fuel you are
definitely going to look at open ponds and raceways. But if you are trying to make high-value
products, it is also very clear that closed systems, like tubular photobioreactors, are much
better.”
Photobioreactors are especially adapted for the production of high profit-margin products like
food supplements. Conditions of growth for microalgae can be optimized in PBRs, as all
parameters (temperature, pH, gas exchange, flow rate, algae species) can be controlled (Ugwu
et al., 2008). On the other hand, if parameters are not well set, it can result in bad productivity
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
or in the worst scenario to death of all microalgae in the photobioreactor. This idea is
illustrated by the following quote:
“[With photobioreactors], the advantage is that you CAN control everything. The
disadvantage is that you HAVE to control everything.” (Robert)
Prakash has been growing microalgae in both systems, and while density of production can be
up to 10 times higher with photobioreactors than with open ponds, photobioreactors are not
necessarily more viable economically speaking. As Rhona says, “The magic numbers are to
find how much to grow to make money out of it”.
While capital costs are far much less for open ponds, the main disadvantage of this technic is
that the productivity of the batch is dependent on the weather conditions and contamination
(Demirbas and Demirbas, 2010). As Prakash says, with open ponds, ―you are […] dependent
upon the environmental conditions‖. To solve this problem, he proposes one solution which
consists in placing the pond under a greenhouse, which enables control of temperature and air
humidity while not being a totally closed system. But as pointed out by Li et al. (2006), the
economic viability of covered ponds depends on the adversity of the environment in which
microalgae are evolving, as it implies additional capital costs. Another option to solve the
problem of contamination is polyculture, which consists in growing several strains of algae in
the same batch. Microalgae work in synergy to keep other algae species from settling in the
pond (Robert).
The investigation on growing techniques has shown that each option has its advantages and
drawbacks, and the choice of an option in particular depends on the resources available
(water, nutrients), the weather conditions (sunlight, rainfalls, temperature, humidity) and the
target for the production (high-value products like nutraceuticals, which are subject to
regulations, or biomass for e.g. fertilizer or biofuel production).
The same conclusion was reached for harvesting techniques: use of chemicals and use of
accurate separation techniques is determined by the targeted end-products and the profitability
induced by the chosen option at the end.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6.1.2. Production costs and profitability
Productivity
Different levels of productivity can be reached depending on the technology adopted to grow
microalgae and depending on the environment.
Brennan is achieving a productivity of 1g/L/day in open ponds
Prakash displays a yield of 4g of dry biomass per Litre in open ponds, and 40g/L in
photobioreactors
Ryan reaches a yield of 150 g/m2/Day with wild microalgae in open ponds
Robert informs an average yielding of 15g/m2/Day, which corresponds to
approximately 115g/L of dry biomass, achievable in 7 days. Yield can go up to
125g/m2/Day
Productivity depends highly on the conditions in which microalgae are grown, as show these
figures. Not only are the systems in which microalgae are grown and the environment key, but
the way microalgae process nutrients is very important too. Robert reaches the highest
yielding with mixotrophic growth. Mixotrophic growth combines both advantages from
autotrophic growth and heterotrophic growth, i.e. microalgae capture carbon with the process
of photosynthesis, AND in sugars added to the batch.
Costs and profits
Production costs and profitability are highly dependent on the final products and whether or
not several business opportunities (see 4.5) are used simultaneously (like combination of
waste water treatment, carbon capture from flue gases, and use of biomass to produce
fertilizer and biofuel for example) (Benemann, 2008). Different production costs were
informed by the respondents:
Robert produces microalgae in photobioreactors for approximately US$4.5/kg (US$2
a pound), which is close to the estimation of Benemnn (2008) of production costs of
US$5/kg of dry biomass for a species like Spirulina.
Robert is growing microalgae for nutraceuticals production, which can be sold at
US$45/kg (US$20 a pound). Therefore, the net profit for his product is nine-fold the
production costs.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Ryan sells microalgae-ethanol to oil companies for €0.5€/L, which makes a profit
margin of 20%. This refers to a productivity of €0.025/m2/Day.
Raphaël informed production costs ranging between €1/kg and €4/kg dry biomass, but
he expects them to drop below €1/kg in the Future. This agrees with the numbers
provided by Norsker et al. (2011) and Barbosa et al. (2013) for whom €4/kg
production costs are achievable today and €0.5/kg will be achievable in the future.
Other respondents did not provide figures for confidentiality issues or because they are not
selling their products.
Figures provided by the respondents tend to show that microalgae-businesses can be
profitable today, and they are going to become more and more profitable as technology
evolves (Norsker et al., 2011). Barbosa et al. (2013) made a model in which a combination of
microalgae used to recycle waste water, and make Oxygen, biofuel and feed as by-products
would start to be profitable at production costs of €1.65/kg (in the Netherlands context). This
is already achievable as production costs are below 1€/kg in places like Turkey (Raphaël, in
an email exchange).
6.1.3. Recommendations
It is recommended for entrepreneurs and other people willing to develop an activity related
with microalgae production that they take special care in the choice of the location for their
farms. Natural resources and environment conditions are key for the choice of a technology
and productivity will be highly dependent on the initial choice of the technology and the
location.
6.2. Objective 2 – To investigate the potential of microalgae to mitigate
carbon emissions from flue gas
6.2.1. Findings and analysis
Projects to sequestrate carbon dioxide from flue gases are already on the go. Different
microalgae farms in the world are capturing CO2 from flue gases at different scale, such as the
distillery of Glenturret in Scotland, the heating system of the MIT (USA), or the 3,800MW
power plant at Niederausseim (Germany).
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Respondents are split on microalgae for carbon capture from flue gas: 6 interviewees are
persuaded microalgae have potential for large scale capture of CO2 from flue gas in the future
while others are doubtful regarding the potential for high scale implementation. For Rhona
and Raphaël, carbon capture from flue gas using microalgae will only be viable if several
business opportunities can be combined at the same time, as illustrated by the following
quote:
“I think it will be economically viable in the future to use microalgae for carbon capture from
flue gases. The brakes today are still the operating costs. Growing microalgae ONLY to
capture carbon dioxide will never be profitable. But you can make use of biomass for by-
products production.”(Raphaël)
This agrees with Doucha et al. (2005) and Benemann (2008).
Most of the respondents however admit that there is still a lot of R&D to do, in order for the
technology to be efficient. There is especially potential for optimization of microalgae
genome to make genetically-modified microalgae that are more resistant to adverse conditions
(like high temperatures and presence of toxic compounds), as Prakash remarks. And research
can go very fast, since ―with microalgae, R&D is three times faster than with any other
plant‖, he says.
Nevertheless microalgae look to have potential to capture CO2 from flue gas. A respondent
spoke about a solution that was not discussed in the literature review, which consists in
injecting flue gases into the ocean, to produce microalgae directly in the ocean, which will
imply production of O2 and feed for fishes. As a consequence, the respondent foresees a soar
in the population of fishes, which is actually plummeting, and therefore considers fishes as a
by-product of his solution. This solution may present some potential to reduce CO2 in the flue
gases, as many power plants are located near the sea or near a water body, to cool the system
(UCSUSA, 2013). But before this to happen, careful environmental impacts with pilot studies
should be made.
Benemann (2008) and Sayre (2010) emit doubts regarding the potential of microalgae to
capture carbon dioxide from large power plants. Capturing all carbon dioxide emitted by
massive power plants would require too much land to be doable.
The following quote illustrates this idea:
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
“You will never ever sequestrate CO2 from a super-massive power plant of 360 MW with
algae. You just can‟t. It requires way too much land. Thousands of hectares of land. […]
Personally I do not see CO2 sequestration ever happening for a large system like that.”
(Barrack)
RWE (2009) informs that microalgae farms could capture between 120t and 200t of CO2 per
hectare per year at their power plant in Niederausseim, based on a 1,000m2 microalgae farm
experiment. However, Niederausseim power plant emits about 20 million tons of CO2 per
annum. Therefore, between 100,000 and 170,000 ha would be required to fully capture carbon
emissions from this coal-fired power plant. This is hardly achievable.
But carbon capture for small scale power plants may be more easily achievable, as Barrack
remarks:
“However I think it does have potential for small distributed systems. 2 or 3 MW or less. And
microalgae biomass will have to provide some valuable products to pay for this system.”
Most of the respondents agree at least on one point: carbon capture from flue gas with
microalgae can become viable (especially in terms of land area required) and profitable when
it is combined with other sources of profits. Therefore, biomass has to be usable to make by-
products, and for that purpose, precautions must be ensured: toxic compounds and heavy
metals have to be filtered upstream the injection of flue gas in the farm, as reminds Ryan.
But what could really drive the development of microalgae-based technologies to mitigate
carbon emissions is the carbon tax, as Kyle says: “the main driver [for microalgae based
technologies to mitigate carbon emissions] will be the carbon taxes”. Indeed, in Australia, a
A$140 million-project for construction of a large-scale microalgae farm with carbon
sequestration from a power plant flue gas and production of biofuel is waiting for a policy on
carbon taxes to be voted to start. If carbon tax is voted at A$24.15/t of CO2, the project would
help reduce carbon tax bill of this power plant that emits more than 270 million tons of CO2
annually by several billions of Dollars (Algae.Tec, as reported in a document shared by a
respondent and dating from February 2014).
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6.2.2. Recommendations
It has been found that carbon capture from flue gas with microalgae for low-scale industry
presents a potential, but would require the production of other by-products and the existence
of carbon taxes or other governmental funding to be economically viable. This technology
does not seem adapted to carbon capture from large industry‘s flue gases however, as it
requires an important surface of land available for its implementation.
It is recommended that the option of bubbling directly flue gases in the ocean to sequestrate
carbon in microalgae be investigated. Environmental impacts and changes in the biological
equilibrium may be mitigated by the implementation for example of a walled area where
ocean inflows and outflows would be controlled, which would limit the contact of the ocean
with the bubbling zone and therefore the risks of contamination by microalgae to the adjacent
area.
It is recommended that entrepreneurs use flue gas to grow microalgae, as it provides them
with a free source of nutrients, but they should keep in mind that using microalgae for the sole
purpose of capturing flue gas is not a profitable business opportunity today, and other sources
of incomes must be found.
It is recommended that R&D be continued, especially in genetics research for stronger
strains, to develop this technology and make carbon capture from flue gas an economically
and technologically viable option to mitigate carbon emissions.
6.3. Objective 3 – To identify the main opportunities and challenges for the
development of microalgae-based technologies
6.3.1. Findings and analysis
Interviewees have been asked questions about their opinion on the opportunities and
challenges for development of microalgae-based technologies to mitigate carbon emissions.
Three main topics for opportunities/challenges have been identified.
Funding and carbon taxes
One driver for the development of technologies and businesses in microalgae-to-mitigate-
CO2-emissions‘s activity is the existence of government funding and/or carbon taxes. Carbon
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
capture from flue gas with microalgae can only reduce the production costs by up to 15%
(Doucha et al., 2005). More incomes are required to make a business profitable, such as
governmental subsidies or carbon taxes. As Kyle says, ―the main driver will be the carbon
taxes‖. With carbon taxes, microalgae farms can virtually sell to CO2-emitting companies
each ton of CO2 that they capture through the process of growing microalgae; thus they can
potentially start making profits. Moreover, still lots of R&D are required in this field, which
require lots of funds. Carbon taxes and governmental funding could be a solution to access to
fund this R&D.
Hiring the good people
To make a business model work, finding the good people is key. For Rhona, Funding can
easily be obtained if the business model is viable. But good people are hard to find, and
failing to hiring the good people could lead to business failure.
The following quote illustrates this idea:
“The biggest challenge is the people. Some people fail because they simply don‟t hire the
good people for their business model to work. Most experts in this field are in their over 70s
and it is hard to make them speak with young entrepreneurs.” (Rhona)
For Rhona, the best profiles in this field are people with both a background in Mechanical
Engineering and in Microbiology, i.e. ―People that actually know how to build a system for
the organisms they are trying to grow.‖
Acceptance by consumers
A driver for the growth of the market for microalgae by-products is the arousing of people
awareness. As Brennan remarks, today microalgae are not part of the diet of most of the
people, though they present lots of benefits for health. But once customers start to integrate
microalgae to their life, they create demand, and they generate incomes for microalgae
companies, which can then invest in R&D.
Research
Lots of research still needs to be done. Some of the main areas of improvement are
development of photobioreactors for large scale production and prevention of contamination
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
in open ponds (Robert), and research in genetics to make stronger microalgae strains
(Barrack, Raphaël).
6.3.2. Recommendations
It has been found that in order for microalgae to create viable business opportunities for
carbon emissions mitigation, research must still be done to improve technologies. In addition,
awareness of people should be raised on the topic and governments should invest in the field,
either with subsidies or by adopting stronger carbon taxes.
It is recommended that governments invest in R&D for microalgae technologies to mitigate
carbon emissions and adopt carbon taxes (or reinforce them), and that hey promote their
actions so that people become more aware of the potential of microalgae to reduce carbon
emissions. Meanwhile, R&D would be stimulated by this advertisement (as people start to
speak about it, ideas and professional vocations can appear) and by more money to finance
the research.
6.4. Objective 4 – To investigate the potential of microalgae-based biofuel to
mitigate carbon emissions, and as an alternative to fossil fuel in the Future
6.4.1. Findings and analysis
Companies and governments have been investing billions of Dollars in R&D for microalgae-
based biofuel. But it is still not competitive with petroleum and other biofuel. However, as
explained in part 4.2, microalgae present a potential for biofuel production (Chisti, 2007;
Amaro et al., 2012). The problem is to discover a cheap and fast process to turn microalgae
into biofuel. The following quote illustrates this idea:
“Oil we use in our cars now comes from algae back in the dinosaurs‟ days”. We just have to
reproduce the process of making oil at a faster pace.” (Rhona)
Microalgae-biofuel is still more expensive than petroleum today, so it cannot compete for
now (Chisti and Yan, 2011). However, microalgae-biofuel is already used for some small and
medium scale applications like in the US army, whose ―Great Green Fleet‖ program consists
in powering the US fleet navy partly with microalgae-based biofuel. Kyle believes that like
for lots of innovations, ―the military develops it and use it first and then civilians start to use
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
it.‖ And eventually, as R&D continues to develop and petroleum becomes more expensive,
microalgae-based biofuel will become competitive.
The following quotes illustrate this idea:
“If we continue to use petroleum products, then petroleum products are going to increase in
price. And this is going to be what will drive the algae-based solutions.” (Rhona)
It is a matter of just when fuel costs are increased enough to meet the decreasing costs of
algae-oil. (Barrack)
Ryan points out that microalgal biogas is already competitive. He himself sells microalgal
biogas for 75% the price of natural gas. However other interviewees insist that biofuels are
not cost-effective yet, like Paulo who says that to be cost-effective, biofuel production MUST
be mixed with other applications (like food, feed for agriculture and other products). As
Prakash remarks, entrepreneurs today that start to grow microalgae for biofuel production
often turn their coat inside-out and eventually produce other products with higher profit
margins.
The following quote exemplifies this idea:
“Entrepreneurs who invest in biofuel production today ultimately come to nutraceuticals
production, because biofuel production is not profitable yet.” (Prakash)
Globally, progresses are being made in the development of microalgae-biofuel, but the
―technology is not cost-effective yet‖ (Paulo). Nevertheless, interviewees all think that
microalgae-based biofuel is going to play a role in the future, even if it does not happen
tomorrow.
The following quote illustrates this opinion:
“I don‟t think it is gonna happen now, but maybe in 20, 30 years.” (Barrack)
Finally, most of the interviewees point out that using microalgae-based biofuel as an
alternative to petroleum would be sustainable. CO2 is captured by microalgae during the
process of photosynthesis. Then resulting biomass is transformed into biofuel which is
combusted and releases CO2 back into the atmosphere. Figure 6.4.1 below illustrates this idea.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6.4.2. Recommendations
Lots of projects are being led in parallel for microalgae-based biofuel R&D. Solutions
discovered are not always promising, but eventually, all interviewees believe that microalgae-
based biofuel has the potential to compete with petroleum, provided that R&D continues to
decrease the production costs and that prices of petroleum keep increasing (As illustrated by
figure 4.2.2). But eventually, the use of microalgae-based biofuel as an alternative to fossil
fuel could have the potential to mitigate carbon emissions to the atmosphere.
It is therefore recommended that research keeps going for microalgae-based biofuels. Even
if entrepreneurs who initially start with biofuel production decide to turn their coat inside-out
because this technology is not cost-effective yet, they should keep developing the technology
in parallel (like Robert do) so that some progresses are continuously made in this field.
Moreover, if research is successful and leads to patent, the implementation of the solution
developed to large-scale production of biofuel could be an important revenue stream for a
company.
Figure 6.4.1. Sustainable cycle of microalgae-based biofuel production and combustion (on creation)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6.5. Objective 5 – To explore activity in the field of microalgae today and to
identify profitable business opportunities in the field of microalgae to
mitigate carbon emissions
6.5.1. Growing microalgae reduces net CO2 emissions
Apart from carbon capture from flue gases and production of biofuel, lots of opportunities
exist for the development of an activity in the field of microalgae. And because microalgae
capture CO2 to grow, production of algal biomass has the potential to reduce net carbon
emissions.
The following quote and diagram (figure 6.5.1) illustrate this idea:
―Flue gases will not necessary have to play a role. Depending on the environment and your
technology you can capture between 100 and 500 tons of CO2 from the atmosphere per
hectare per year with microalgae.‖ (Paulo)
Figure 6.5.1. Diagram illustrating reduction in net CO2 emissions in the atmosphere by producing by-
products out of algal biomass (on creation)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6.5.2. Food production
Microalgae for food production has been identified as the most viable business opportunity by
interviewees. But production of human food is subject to regulations and not all species and
production processes are proper for human consumption. In the USA for example, there are
only seven strains that can be used for food production, according to Rhona. Spirulina and
Chlorella are the most grown species (Benemann, 2008; Rhona).
Microalgae can be used to produce valuable compounds for the agro-industry. As Raphaël
explains: ―Among high profit margin products that you can make with microalgae, there are
carotenoid, Omega-3, nutraceuticals. There is still some place in this market for new
companies, but it is not infinitely expansible‖.
Regulations for food industry imply more capital costs than for other applications. As Robert
remarks, ―for food production, you have to use photobioreactors. You have to guarantee that
there is no contamination‖. But the high capital costs implied by the implementation of
photobioreactors are justified by the potential high-value products one can make with algal
biomass: nutraceuticals. Robert assessed that he was able to have profit margins of 900% with
nutraceuticals. Moreover, the market is wide, as Robert points out:
“I have made a Super-food factory business plan and there are more than 500 pages of names
of companies, health food stores, that will be the market for capsules or tablets of algae.”
(Robert)
6.5.3. Other business opportunities
Other business opportunities to make use of microalgal biomass while reducing CO2
emissions exist:
Waste water recycling
Microalgae can be efficiently used to treat waste water: they feed on the nutrients and work in
synergy with waste-breaking bacteria (which feed on O2 produced by microalgae through
photosynthesis) (Benemann and Pedroni, 2007; Park et al., 2011). Interviewees supported the
idea of using waste water treatment as part of a source of incomes for microalgae-based
businesses. Moreover, using microalgae to process waste water would be beneficial for the
environment as no other energy-costly technology will be required to provide O2 to the
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
bacteria, and agricultural run-off which otherwise would have been poured in water bodies,
leading to eutrophication, would instead be recycled by microalgae (Robert).
R&D for profits
Microalgae technologies are at a turning point now. Lots of technics are still in the R&D
phase and whether microalgae-based technologies will have potential for large-scale
utilisation in the future depends on the success of researchers to develop viable technologies,
economically speaking. Also, if researchers make important innovations applicable for large-
scale utilisation, they can patent it and make money out of it.
The following quotes illustrate this idea:
―One other opportunity is the development of technologies, R&D. If microalgae businesses
are going to develop, patents will sell for a high price.” (Paulo)
“If I had to start my company, I think I would develop some kind of photobioreactors that
companies who care about their carbon emissions would just have to add to their
infrastructure.” (Kyle)
Bio-plastics
As Benemann and Pedroni (2007) pointed out, microalgae can be used to produce bio-plastics
as an alternative to fossil-fuel-plastics. Nevertheless, processes to make microalgae-bio-
plastics still need some development to be truly profitable, and targets for the quality of bio-
plastics are very high, if they are to compete with fossil-fuel-plastics someday.
The following quote illustrates this idea:
“Plastics made with microalgae are probably gonna be a big thing in the future. There are
two or three compounds that you can extract from the algae to make plastics.” “The problem
with plastics is that they will require lots of Research and Development. And the standards
are very high.” (Robert)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Animal feed and fertilizers
When microalgal biomass has already be processed to extract interesting compounds for
biofuel or bio-plastics production for examples, what is left can be used to produce animal
feed and/or fertilizer, as suggested by Ryan and Robert.
The following quote illustrates this idea:
“You can combine [a high-value] market with producing animal food or fertilizers, with what
is left of biomass in the process of extracting the compounds you are looking for.”(Raphaël)
Pulz and Gross (2004) and Brennan and Owende (2010) agree with this idea.
6.5.4. Combination of business opportunities
To make profits with microalgae businesses, respondents recommend combining business
opportunities. For example, microalgae could be used at the same time to recycle water and to
capture carbon from flue gas. Meanwhile, biomass would be used to produce biofuel, bio-
plastics, and fertilizer.
The following quotes illustrate this idea:
“What is interesting with microalgae is that you can combine several forms of business
together. For example you combine biofuel business with nutraceutical business. Then there
is a possibility of making money.” (Prakash)
“[To be profitable], you need to have a mix of productions to dedicate the growth of
microalgae for different applications such as nutraceuticals, food or feed for agriculture or
other products. Not only to produce biofuel.” (Paulo)
6.5.5. Recommendations
It has been found that microalgae have the potential of reducing carbon emissions by both
capturing CO2 and by producing alternatives to CO2-emitting products at the same time.
Microalgae can be used for multiple applications, but in order to have a profitable business, a
combination of available business opportunities should be made. Only nutraceuticals and
high-value chemical compounds production are viable business opportunities when used
alone.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
It is recommended that entrepreneurs looking for business opportunities in the field of
microalgae look closely at the resources they have available: like quality of water, the
environment, the weather conditions, and the possibility to inject flue gases and/or waste
water in the farm. Depending on all that, a business model could be made. But not all business
opportunities are viable in a given environment.
It is recommended that entrepreneurs should see how they could add value to every input
and outputs to their process. In terms of outputs, microalgal biomass can be made use of with
no waste production, if well managed. And in terms of inputs, production costs can be
drastically decreased if nutrients are provided from the direct environment of algae farms (like
waste water or flue gases). A SADT7 summarizes some opportunities that are offered to
entrepreneurs developing their business in the field of microalgae (figure 6.5.5).
Figure 6.5.5. Arranged SADT presenting the whole process of growing microalgae with business opportunities
spoken of in the research (on creation)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
7. Conclusion
7.1. Summary of key findings and recommendations for future practice
During this research, it has been found that microalgae present potential for profitable
business-opportunities and mitigation of CO2 emissions. As it is said in a report from the Zero
Emissions Platform (2012, p.11), ―Their fast growth, high oil and biomass yields, widespread
availability, absent (or very reduced) competition with agricultural land, high quality, together
with the versatility of by-products – not to mention efficiency in utilising CO2 – make algae
and aquatic biomass a promising resource.‖
All five objectives made explicit in part 1.2 have been investigated, and key findings, as well
as recommendations for future practice (targeting entrepreneurs, governments, and
researchers) have been summarized for each objective in table 7.1.
Table 7.1. Summary of key findings and recommendations for each objective
Objectives Findings Recommendations
Objective 1
To investigate the
technical and
financial aspects of
growing microalgae
- As supported by both the literature review
and the interviewees, all technologies have
their advantages and drawbacks and choice
of one option in particular is based on the
resources available, the environmental
context, and on the final by-products
targeted
- Production costs keep decreasing as
technology is being developed
- Natural resources and environment
conditions are key for the choice of a
technology and the resulting productivity.
When setting up a company in the field of
microalgae, it is recommended to choose
carefully the location of an algae farm as
part of a major step in the business model.
Eventually, profitability will depend on the
choice of technology which will lead or not
to good yield.
Objective 2
To investigate the
potential of
microalgae to
mitigate carbon
emissions from flue
gas
- Carbon capture from flue gas is a mature
technology for small-scale industry, and
can reduce substantially the production
costs for microalgal biomass while reducing
carbon emissions from flue gas
- it has been found that the existence of
government funding and/or carbon taxes
would drive the growth of this technology
- Carbon capture from flue gas is not a
viable option today for large-scale
industry, as it would require huge areas of
land to fully capture CO2 from big CO2-
emitting industry
- It is recommended that entrepreneurs do
not only use microalgae-carbon capture
from flue gas to generate profits, but
contemplate other sources of incomes to
have a profitable business
- The option of bubbling flue gas directly
in the ocean should be investigated more
closely (especially in terms of
environmental impacts), as it would be a
win-win situation if microalgae worked at
capturing CO2 from flue gas and at
providing feed for fish in the ocean. Some
options could be to create semi-closed
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Objectives Findings Recommendations
- Carbon capture from flue gas with
microalgae requires other sources of
incomes to be profitable. It can help reduce
the production costs of microalgae by
providing free nutrients, and generate some
incomes with governmental funding and
carbon taxes, but other sources of incomes
must be found
spaces in the ocean where to bubble flue
gas.
Objective 3
To identify the main
opportunities and
challenges for the
development of
microalgae-based
technologies
- Still lots of R&D needs to be done in order
for microalgae to make more profitable
business opportunities. This is facilitated by
the fact that microalgae grow very fast,
therefore, research has the potential to be
fast, especially for genome modifications
- It is hard to find people with the right
background and skills in this field
- The level of awareness of people should
be raised regarding microalgae as a way to
reduce carbon emissions and to produce
valuable by-products
- Carbon taxes and governmental
subsidies must be more developed in order
to drive this field, which is still young and
requires lots of investment in R&D
- It is recommended that R&D keeps
going, especially in the field of genetics,
where there is the potential of creating
stronger strains which can grow faster (and
capture CO2 more efficiently) and in more
adverse conditions.
- It is recommended that governments put
more efforts in funding this field, through
subsidies and/or carbon taxes.
- At the same time as they are investing in
microalgae, governments should promote
and advertise their actions, so that people
become more aware of the potential of
microalgae to mitigate carbon emissions.
This could even lead to the apparition of
professional vocations, which would then
reinforce the research and solve the problem
linked to the absence of people with the
right background
Objective 4
To investigate the
potential of
microalgae-based
biofuel to mitigate
carbon emissions,
and as an
alternative to fossil
fuel in the Future
- Apart from some isolated applications,
microalgae-based biofuel is not cost-
effective today. But as costs for petroleum
increase and R&D makes microalgae-
biofuel more and more cost-effective, a time
will come when microalgae-biofuel will
have the potential for competing with
petroleum.
- Microalgae-biofuel has the potential for
reducing net CO2 emissions. Use of
microalgae-biofuel forms a sustainable
cycle where microalgae capture CO2.
Biofuel is produced with microalgal
biomass. And biofuel is burnt, releasing part
of the CO2 back to the atmosphere.
- Even if microalgae-biofuel is not effective
yet, entrepreneurs could work at developing
new technologies, in parallel of using
microalgae for other applications which
would make the business profitable.
Objective 5
To explore activity
- Microalgae businesses have the potential
to reduce net CO2 emissions by (1)
- Entrepreneurs should look closely at what
resources they have available to make the
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Objectives Findings Recommendations
in the field of
microalgae today
and to identify
profitable business
opportunities in the
field of microalgae
to mitigate carbon
emissions
producing microalgae and (2) having
activities whose non-microalgae-based
alternative emit ore CO2.
- Some microalgae by-products are already
very profitable like nutraceuticals and
chemical compounds. But for other
applications, microalgae business-
opportunities must be combined in order
to have a profitable business.
most out of them and fit their business
plan to the resources available. Not the
contrary.
7.2. Limitations
Limitations for this research come from its qualitative nature. Qualitative research is
intrinsically interpretative and depends on the respondents and on the context. Findings and
recommendations could have been different if other respondents had been selected.
In addition, experts were not found for all business opportunities and CO2-reducing
technologies discussed in the literature review, even if respondents interviewed for this
research were able to provide their opinion on this subject. This is due to the fact that some
projects are making their details confidential (in carbon capture from flue gas and in biofuel
production especially) and to the fact that the researcher had limited time to conduct his
research.
Another limitation is due to the inexperience of the researcher for conducting qualitative
researches. Therefore, data may have been damaged during the collection process or during
interpretation. In addition, the researcher is not a native speaker, and conducting interviews in
English may have contributed to this limitation
7.3. What further research could be done
For future research in this field, it would be interesting to conduct case-studies to investigate
the potential of microalgae to mitigate CO2 emissions, in a given environment. To do that,
Life-Cycle analysis could be carried out, as well as quantification of the carbon footprint of
the activity. It could then be compared with the carbon footprint of other similar non-algae-
based activities.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Another option for further research includes the identification of the criteria which make a
given microalgae-based business model profitable (in terms of environment, resources
available, political context, socio-economic context).
Finally, further research could be made to create a guidebook for entrepreneurs, which would
contain a list of parameters that would be associated to each business opportunities in the field
of microalgae, and which would help entrepreneurs define their business model for their
microalgae-based business, given the context in which they are and the resources they have at
hand (environmental context, resources available, political context, geographical and socio-
economic context).
7.4. Concluding the dissertation
The aim of this dissertation was to assess business opportunities for microalgae-based
technologies to mitigate carbon emissions. For this purpose, five objectives were defined and
answered throughout the research, thanks to a combination of literature review and interviews
of experts.
This dissertation provides advancement and contribution to academics, by enriching the
current literature on microalgae-based carbon capture and by providing up-to-date
information regarding the state of the research in this field and recommendations for R&D
expressed by experts in this field who are not necessarily academics.
This dissertation provides advancement for entrepreneurs and industry practitioners too, as
viable business opportunities have been identified and confirmed by experts and entrepreneurs
who provided their opinion, their advice, and up-to-date knowledge to this research.
To wind up, this dissertation has presented many benefits for the author, who challenged
himself by undertaking a qualitative research in English in a topic he had initially no
knowledge about: microalgae-based CO2 emissions reduction and business opportunities in
this field. He learnt how to conduct an independent and qualitative research and to write a
Master‘s dissertation in academic English.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
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cultivation methods for bioenergy production using a combined life cycle assessment and life
cycle costing approach.Bioresource technology, 126, pp.298--306.
Roidroid, (2007). MIT Algae Photobioreactor. [video] Available at:
https://www.youtube.com/watch?v=EnOSnJJSP5c [Accessed 10 Jul. 2014].
RWE, (2009). RWE‟s algae project in Bergheim-Niederaussem. Bergheim-Niederaussem.
Sahoo, D., Elengbam, G. and Devi, S. (2012). Using algae for carbon dioxide capture and bio-
fuel production to combat climate change. Phykos, 42(1), pp.32--38.
Saunders, M., Lewis, P. and Thornhill, A. (2007). Research methods for business students. 4th
ed. Harlow, England: Prentice Hall.
Sayre, R. (2010). Microalgae: the potential for carbon capture. Bioscience, 60(9), pp.722--
727.
Schenk, P., Thomas-Hall, S., Stephens, E., Marx, U., Mussgnug, J., Posten, C., Kruse, O. and
Hankamer, B. (2008). Second generation biofuels: high-efficiency microalgae for biodiesel
production.Bioenergy Research, 1(1), pp.20--43.
Shamzi Mohamed, M., Zee Wei, L. and B Ariff, A. (2011). Heterotrophic cultivation of
microalgae for production of biodiesel. Recent patents on biotechnology, 5(2), pp.95--107.
Singh, J. and Gu, S. (2010). Commercialization potential of microalgae for biofuels
production.Renewable and Sustainable Energy Reviews, 14(9), pp.2596--2610.
Singh, A. and Olsen, S. (2011). A critical review of biochemical conversion, sustainability
and life cycle assessment of algal biofuels. Applied Energy, 88(10), pp.3548--3555.
Socolow, R., Hotinski, R., Greenblatt, J. and Pacala, S. (2004). Solving the climate problem:
technologies available to curb CO2 emissions. Environment: Science and Policy for
Sustainable Development, 46(10), pp.8--19.
Spath, P. and Mann, M. (2002). The net energy and global warming potential of biomass
power compared to coal-fired electricity with CO2 sequestration - a life cycle approach. In:
Bioenergy 2002 Bioenergy for the environment. 22-26 September 2002. Boise, Idaho.
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Spolaore, P., Joannis-Cassan, C., Duran, E. and Isambert, A. (2006). Commercial applications
of microalgae. Journal of bioscience and bioengineering, 101(2), pp.87--96.
Stepan, D., Schokey, R., Moe, T. and Don, R. (2002). Carbon Dioxide Sequestering Using
Microalgal Systems. [online] Osti.gov. Available at:
http://www.osti.gov/scitech/servlets/purl/882000 [Accessed 15 Aug. 2014].
Stewart, C. and Hessami, M. (2005). A study of methods of carbon dioxide capture and
sequestration - the sustainability of a photosynthetic bioreactor approach. Energy Conversion
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Sudhakar, K., Suresh, S. and Premalatha, M. (2011). An overview of CO2 mitigation using
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Talec, A., Philistin, M., Ferey, F., Walenta, G., Irisson, J., Bernard, O. and Sciandra, A.
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Taylor, B., Xiao, N., Sikorski, J., Yong, M., Harris, T., Helme, T., Smallbone, A., Bhave, A.
and Kraft, M. (2013). Techno-economic assessment of carbon-negative algal biodiesel for
transport solutions. Applied Energy, 106, pp.262--274.
Ugwu, C., Aoyagi, H. and Uchiyama, H. (2008). Photobioreactors for mass cultivation of
algae. Bioresource technology, 99(10), pp.4021--4028.
UCSUSA, (2013). How it Works: Water for Power Plant Cooling. [online] Available at:
http://www.ucsusa.org/clean_energy/our-energy-choices/energy-and-water-use/water-energy-
electricity-cooling-power-plant.html [Accessed 25 Aug. 2014].
Velea, S., Dragos, N., Serban, S., Ilie, L., Stalpeanu, D., Nicoara, A., Stepan, E. and others,
(2009). Biological sequestration of carbon dioxide from thermal power plant emissions, by
absorbtion in microalgal culture media. Romanian Biotechnological Letters, 14(4), pp.4485--
4500.
Vunjak-Novakovic, G., Kim, Y., Wu, X., Berzin, I. and Merchuk, J. (2005). Air-lift
bioreactors for algal growth on flue gas: mathematical modeling and pilot-plant
studies. Industrial & engineering chemistry research, 44(16), pp.6154--6163.
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Wang, B., Li, Y., Wu, N. and Lan, C. (2008). CO2 bio-mitigation using microalgae. Applied
Microbiology and Biotechnology, 79(5), pp.707--718.
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Xu, H., Miao, X. and Wu, Q. (2006). High quality biodiesel production from a microalga
Chlorella protothecoides by heterotrophic growth in fermenters. Journal of Biotechnology,
126(4), pp.499--507.
Zeiler, K., Heacox, D., Toon, S., Kadam, K. and Brown, L. (1995). The use of microalgae for
assimilation and utilization of carbon dioxide from fossil fuel-fired power plant flue
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ZEP, (2012). Biomass with CO2 Capture and Storage (Bio-CCS). Zero Emissions Platform.
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Appendix I – Information sheet for interview
July 2014
INFORMATION SHEET Interview for an MSc thesis: Assessing the business
opportunities for microalgae technologies as a means of
reducing carbon emissions
You have been invited to participate in an interview that is part of a student research project
titled “Assessing the business opportunities for microalgae technologies as a means of
reducing carbon emissions”. Before you decide whether to take part it is important that you
understand why the research is being done and what it will involve. Please take time to read the
following information carefully.
What is the research project?
This research forms an MSc dissertation about the potential for microalgae technologies to
reduce carbon emissions, and current barriers and incentives for the commercialisation of these
technologies.
This research is being carried out by Benoit Robart who is undertaking an MSc. in
Environmental Entrepreneurship at the University of Strathclyde in the Department of Civil and
Environmental Engineering . The project will be completed by the 29th of August 2014.
The aims of this research are
1. to investigate the potential of microalgae to mitigate carbon emissions
2. and to offer an exhaustive overview of business opportunities in the field of
microalgae-based technologies, through a study of technologies existing or being
developed, technical challenges, costs (viability), productivity, and scoping of businesses
already being developed in this field.
The results of this research should provide readers of the dissertation with an overview of the
latest developments in this field and helping them investigating opportunities for business
development.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Interviews of experts in the field of microalgae technologies (research and industry) are being
carried out to gather their views on the current status of the technology, and the key
opportunities and challenges for entrepreneurs in this field. The experience and knowledge of
these experts, like you, are fundamental to the usefulness of this research project.
What the interview involves for you
Why me? You are provided with this information sheet because you have been selected for
interview because of your expertise and experience in the field of microalgae-based
technologies. Your expertise might be one aspect of the technology, or in setting up a
microalgae-based business and running it, or in another subject related to the field.
What is being asked of me? The interview should take between 30 minutes and 45 minutes,
but its length will depend on how much you would like to say. With your permission an audio
recording will be made, but your name and details will be kept confidential.
Do I have to take part? Your participation for interview is entirely voluntary, and if you decide
to take part, you will be asked to sign a consent form. You can withdraw your consent at any
time without having to give a reason, at which point, any research notes or recordings of our
conversation will be destroyed.
How will data be handled? All data will be collected and handled in accordance with the Data
Protection Act (1998) and the University of Strathclyde’s Data Protection policies. Audio files
will be accessible only to Benoit Robart during the time of the research, will be password
protected and anonymous. Audio files will be destroyed at the end of the research
(30/10/2014).
How will the research be published? The research will form an MSc dissertation. A summary
of the research findings may be published online. You can choose whether or not you wish that
you, or your institution, remain anonymous. This means that your/your insitutions identity will
not be made explicit in any publications relating to this research, nor will you be linked to the
views or information you express during the interview.
Who can I contact about the project?
If you have any questions about the project, during or after this study please do not hesitate to
contact me, Benoit Robart, using the contact details below.
Mr Benoit Robart
Email: [email protected]
Tel: +44(0)7922142054
Address: Department of Civil and Environmental Engineering
University of Strathclyde
Glasgow (UK)
Any questions or concerns can also be addressed to Dr Jennifer Roberts who is supervising this
research.
Dr Jennifer Roberts
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Email: [email protected]
Tel: +44(0)141 5483177
This project has been approved by the Departmental Ethics Committee, Department of Civil and
Environmental Engineering, University of Strathclyde. Further questions and information can be
sought from Girma Zawdie, senior lecturer, Email: [email protected], Tel: +44(0)141 548
4443
Thank you for your time
Please keep this sheet for your information
86
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix II – Consent form for interview
INTERVIEW CONSENT FORM
Interview for an MSc thesis: Assessing the business opportunities for microalgae technologies as a means of reducing carbon emissions.
Dear Participant,
Thank you for agreeing to take part in this research. The interview is being undertaken by
Benoit Robart as part of a data collection process for a dissertation which forms part of an MSc.
in Environmental Entrepreneurship, at the Department of Civil and Environmental Engineering,
University of Strathclyde (Glasgow, UK). The information gathered during the interview
conversation will be used to draw an overview of the business opportunities for microalgae
technologies as a means of mitigating carbon emissions. We hope that you will enjoy the
interview process.
Please read the project information sheet and ask questions about the research before
completing and returning this consent form.
To carry out this research, we need your formal consent that you understand the purpose of
being involved and that you agree to take part. We do not anticipate there to be any risks
associated with your participation but you have the right to withdraw from the research at any
time. All data will be collected and handed in accordance with the Data Protection Act (1998)
and the University of Strathclyde’s Data Protection policies.
Statement of consent:
1. I confirm that I have read and understood the information sheet for this study (dated July 2014) on “Assessing the business opportunities for microalgae technologies as a means of reducing carbon emissions.
2. I understand that my participation is completely voluntary and that I am free to withdraw at any time and without having to give a reason. I understand also that I can ask to have any information/opinion that I have provided withdrawn from the study at any time.
3. I have had an opportunity to ask any questions that I have about this research, and understand that I should feel free to contact the researchers with any other questions regarding this research that I might have in the future.
4. I understand that data collected during the study may be looked at by responsible individuals from the research team. I give permission for these individuals to have access information I have provided.
5. For this study, I would prefer that (tick the boxes that indicate your preference): My name and the name of my company will be anonymous Only my name will be anonymous Only the name of my company will be anonymous My name and the name of my company will be made explicit in the acknowledgements My name and the name of my company will be made explicit in the report
87
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6. I agree to this interview being audio recorded: the recorded audio file would then be used only by the investigator (Benoit Robart) and would be destroyed at the end of the research (30/10/2014):
yes no
7. I agree to being interviewed for this study.
Name of Participant Date Signature
The research is being done as part of a master’s research project which will be completed August 2014, the 29th. If you are interested in learning about the research findings, I would be delighted to provide you with a project summary or a copy of the thesis. Please indicate which information you would prefer and provide a contact email address:
I would like to have a summary of the research findings at the end of the process (tick the right box):
yes no
I would like to be sent a PDF copy of the dissertation at the end of the process (tick the right box):
yes no Please provide your preferred contact email address below:
You may contact the researcher at any time. Contact details are at the end of the information
sheet
If you have any concerns regarding your rights as a participant in this study, you may contact the
Chair of the Ethics Committee at the Department of Civil and Environmental Engineering,
University of Strathclyde:
Girma Zawdie, senior lecturer, Email: [email protected], Tel: +44(0)141 548 4443
88
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix III – Questions for interview and format
MSc project: Assessing the business opportunities for microalgae
technologies as a means of reducing carbon emissions
Interview questions and format
[Introduction]
Hello ―Name of the participant‖,
Thank you for accepting to take part in this research on business opportunities for
entrepreneurs in the field of algae-based solutions to mitigate carbon emissions. .
My name is Benoit Robart, I am undertaking a Masters in Environmental Entrepreneurship at
the University of Strathclyde in Glasgow.
I am writing my thesis on the topic of using microalgae to mitigate carbon emissions and
identify business opportunities in this field. This interview and the answers you provide me
will help me address this topic.
Because you have an expertise in the field of [expertise of the participant], I would value your
experience and your opinion very much in my research.
Before we start, I just want to just go over some things with you again.
Firstly, thank you for agreeing to take part and for completing the consent form / prompt to
complete the consent form. Please do remember that you can withdraw from the study at any
time.
, I want to double check that you would prefer for your name and the name of your company
[to be named / remain anonymous] in the acknowledgements?
As you will have read, I would like to record the interview so that I can focus on our
discussion. Can I check that you quite happy with this?
Excellent. Before we start, I expect that this interview will take between 30 and 45 minutes.
Are you available for that time period? xxx if not – arrange to call back
Brilliant. Thank you,
Now I will start with a few questions, about your background in this topic and current
activity.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Introduction
1. Could you introduce yourself and a broad overview of your current activity or involvement
in the field of microalgae technology? (background, experience with algae?)
Examples of probing questions:
What would you say are your main areas of expertise?
What is your current role?
What is your experience with algae based solutions.
What motivated you to work with microalgae?
[Bridge]
Thank you very much for this very complete overview of your background and activities. Now I would like to
ask you more details on the project you are working on.
Details on the algae-related project
2. Could you please explain in a little more detail the algae-related project on which you are
working?
Examples of probing questions:
(How, When, What, Why, Who?).
What is the background of the project?
How it came about?
What is its current status? How long has it been ongoing for?
What are the development opportunities?
Is your project profitable yet?
How are you driving profits?
What are your plans for the Future?
[Bridge]
Great! That is very interesting. Now, I would like to ask you some general questions about your opinion on
technology and your preferences.
Technology
3. What technology to produce algae do you prefer? What are your reasons for this?
Probing questions: According to you, what are the biggest advantages and drawbacks
of this technology? What is your favourite harvesting technique?
4. What species are you growing? What are your reasons for this particular species?
Probing question: What is your yielding (g/L/day)?
[Bridge]
These questions are more suited for business workers
(not to be asked to e.g. researchers)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Brilliant! You gave me some very interesting insights on technologies to produce and harvest microalgae. I now
would like to ask you questions related to economy of your microalgae-base technology/project. Please feel free
to tell me if I am asking you for confidential data.
Economy
(Distinction to be made between questions which target researchers R and/or business
workers B)
5. How do you make algae-based solutions profitable? Where do you get money from? (R&B)
(if possible, can you provide an approximate yielding in a unit like £/kg dry biomass or £/m2
or production costs in £/m3?)
Probing questions:
Do you have any subsidies? If yes, where do they come from? (R&B)
What is the initial investment (R&B) and when will it pay off (B)?
How easy was it to get investment (R&B)? How can this be improved (R&B)?
What would make algae-based projects like yours more profitable (B)?
At the end, how could you make the outcomes of this project profitable(R)?
6. (B)Who are your customers? For how much do you sell [algae] to them? How do these
persons/this company use these [algae]?
[Bridge]
Thank you very much for all your answers, these are very relevant for my research. Now we are entering the
second half of the interview, and I am going to ask you questions about your opinion on the viability of using
microalgae to reduce carbon emissions.
Algae used to mitigate carbon emissions. Potential, opportunities, challenges
7. Do you think algae will play a role in carbon mitigation and which algae-based
technologies look to be the most feasible economically speaking? Now? In the next few
decades?
8. In your opinion, what are the three main opportunities for the development of algae-based
technologies to mitigate carbon emissions? (technological, maintenance, economic, social,
environmental, political)
9. In your opinion, what are the three main barriers to the development of algae-based
technologies to mitigate carbon emissions? (technological, maintenance, economic, social,
environmental, political)
10. In your opinion, what would be the most viable algae-based solution to mitigate carbon
emissions?
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Probing question: In your opinion, what are the most profitable technologies and
activities that you can implement using algae, and which would have a direct or
indirect positive impact on carbon emissions?
[Bridge]
Thank you very much for your opinion. Our interview is coming close to an end. I have only three questions left
to ask you on your opinion for biofuels, drivers for microalgae businesses and your favourite business
opportunity.
Microalgae-based biofuels, opening, favourite business opportunities
11. What is your opinion on the use of biofuel as a subsidiary of fossil fuel? Do you think
algae could be used to capture carbon in the atmosphere, and then be turned into biofuel
which would be burnt and release carbon into the atmosphere, thus creating a sustainable
cycle? Why?
12. What would drive the growth of microalgae-based technologies to mitigate carbon
emissions? (funds, carbon taxes, ccs?)
13. Last but not least, if you were to set up a company in the field of microalgae, what activity
would you invest in? According to you, are there opportunities for entrepreneurs in the field
of microalgae? And what are they?
Conclusion
Do you have further questions? Or would you like to make comments?
Debriefing and information on the next steps of the research
Would you like to add something to these questions?
Do you know other persons with whom I could discuss of this subject?
Thank you for answering all these questions, this is very helpful for the research I am
undertaking.
As said in the consent form, All your answers will be kept on my computer (and only on it)
for the duration of the research, and will be deleted afterwards.
I shall send you the summary of my research and/or a pdf copy of my dissertation once it is
finished.
Again thank you very much.
Have a nice [day/evening]
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix IV – Information sheet for questionnaire
July 2014
INFORMATION SHEET Questionnaire for an MSc thesis: Assessing the business
opportunities for microalgae technologies as a means of
reducing carbon emissions
You have been invited to participate in a questionnaire that is part of a student research project
titled “Assessing the business opportunities for microalgae technologies as a means of
reducing carbon emissions”. Before you decide whether to take part it is important that you
understand why the research is being done and what it will involve. Please take time to read the
following information carefully.
What is the research project?
This research forms an MSc dissertation about the potential for microalgae technologies to
reduce carbon emissions, and current barriers and incentives for the commercialisation of these
technologies.
This research is being carried out by Benoit Robart who is undertaking an MSc. in
Environmental Entrepreneurship at the University of Strathclyde in the Department of Civil and
Environmental Engineering . The project will be completed by the 29th of August 2014.
The aims of this research are
1. to investigate the potential of microalgae to mitigate carbon emissions
2. and to offer as exhaustive as possible an overview of business opportunities in the
field of microalgae-based technologies, through a study of technologies existing or
being developed, technical challenges, costs (viability), productivity, and scoping of
businesses already being developed in this field.
The results of this research should provide readers of the dissertation with an overview of the
latest developments in this field and helping them investigating opportunities for business
development.
93
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Questionnaires are being sent to experts in the field of microalgae technologies (research and
industry) to gather their views on the current status of the technology, and the key opportunities
and challenges for entrepreneurs in this field. The experience and knowledge of these experts,
like you, are fundamental to the usefulness of this research project.
What answering this questionnaire involves for you
Why me? You are provided with this information sheet because you have been selected to
answer this questionnaire because of your expertise and experience in the field of microalgae-
based technologies. Your expertise might be one aspect of the technology, or in setting up a
microalgae-based business and running it, or in another subject related to the field.
What is being asked of me? The questionnaire should take between 30 minutes and 45
minutes to fill, but its length will depend on how much you would like to write.
Do I have to take part? Your participation to this questionnaire is entirely voluntary, and if you
decide to take part, you will be asked to sign a consent form. You can withdraw your consent at
any time without having to give a reason, at which point, any research notes or recordings of our
conversation will be destroyed.
How will data be handled? All data will be collected and handled in accordance with the Data
Protection Act (1998) and the University of Strathclyde’s Data Protection policies. Copy of your
answers will be accessible only to Benoit Robart during the time of the research, will be
password protected and anonymous. They will be destroyed at the end of the research
(30/10/2014).
How will the research be published? The research will form an MSc dissertation. A summary
of the research findings may be published online. You can choose whether or not you wish that
you, or your institution, remain anonymous. This means that your/your insitutions identity will
not be made explicit in any publications relating to this research, nor will you be linked to the
views or information you express in the questionnaire.
Who can I contact about the project?
If you have any questions about the project, during or after this study please do not hesitate to
contact me, Benoit Robart, using the contact details below.
Mr Benoit Robart
Email: [email protected]
Tel: +44(0)7922142054
Address: Department of Civil and Environmental Engineering
University of Strathclyde
Glasgow (UK)
Any questions or concerns can also be addressed to Dr Jennifer Roberts who is supervising this
research.
Dr Jennifer Roberts
Email: [email protected]
94
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Tel: +44(0)141 5483177
This project has been approved by the Departmental Ethics Committee, Department of Civil and
Environmental Engineering, University of Strathclyde. Further questions and information can be
sought from Girma Zawdie, senior lecturer, Email: [email protected], Tel: +44(0)141 548
4443
Thank you for your time
Please keep this sheet for your information
95
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix V – Consent form for questionnaire
QUESTIONNAIRE CONSENT FORM
Questionnaire for an MSc thesis: Assessing the business opportunities for microalgae technologies as a means of reducing carbon emissions.
Dear Participant,
Thank you for agreeing to take part in this research,which is being undertaken by Benoit Robart
as part of a data collection process for a dissertation which forms part of an MSc. in
Environmental Entrepreneurship, at the Department of Civil and Environmental Engineering,
University of Strathclyde (Glasgow, UK). The information gathered in the questionnaire will be
used to draw an overview of the business opportunities for microalgae technologies as a means
of mitigating carbon emissions. We hope that you will enjoy the questionnaire process.
Please read the project information sheet and ask questions about the research before
completing and returning this consent form.
To carry out this research, we need your formal consent that you understand the purpose of
being involved and that you agree to take part. We do not anticipate there to be any risks
associated with your participation but you have the right to withdraw from the research at any
time. All data will be collected and handed in accordance with the Data Protection Act (1998)
and the University of Strathclyde’s Data Protection policies.
Statement of consent:
1. I confirm that I have read and understood the information sheet for this study (dated July 2014) on “Assessing the business opportunities for microalgae technologies as a means of reducing carbon emissions.
2. I understand that my participation is completely voluntary and that I am free to withdraw at any time and without having to give a reason. I understand also that I can ask to have any information/opinion that I have provided withdrawn from the study at any time.
3. I have had an opportunity to ask any questions that I have about this research, and understand that I should feel free to contact the researchers with any other questions regarding this research that I might have in the future.
4. I understand that data collected during the study may be looked at by responsible individuals from the research team. I give permission for these individuals to have access information I have provided.
5. For this study, I would prefer that (tick the boxes that indicate your preference): My name and the name of my company will be anonymous Only my name will be anonymous Only the name of my company will be anonymous My name and the name of my company will be made explicit in the acknowledgements My name and the name of my company will be made explicit in the report
96
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6. I understand that the copy of the questionnaire I send back will be used only by the investigator (Benoit Robart) and will be destroyed at the end of the research (30/10/2014):
7. I agree to participate to this study.
Name of Participant Date Signature
The research is being done as part of a master’s research project which will be completed August 2014, the 29th. If you are interested in learning about the research findings, I would be delighted to provide you with a project summary or a copy of the thesis. Please indicate which information you would prefer and provide a contact email address:
I would like to have a summary of the research findings at the end of the process (tick the right box):
yes no
I would like to be sent a PDF copy of the dissertation at the end of the process (tick the right box):
yes no Please provide your preferred contact email address below:
You may contact the researcher at any time. Contact details are at the end of the information
sheet
If you have any concerns regarding your rights as a participant in this study, you may contact the
Chair of the Ethics Committee at the Department of Civil and Environmental Engineering,
University of Strathclyde:
Girma Zawdie, senior lecturer, Email: [email protected], Tel: +44(0)141 548 4443
97
Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix VI – Questionnaire
List of questions for the dissertation ―Assessing the business
opportunities for microalgae technologies as a means of
reducing carbon emissions‖
Thank you for accepting to take part in this research on business opportunities for entrepreneurs in
the field of algae-based solutions to mitigate carbon emissions.
My name is Benoit Robart and I am conducting this research for a MSc. thesis submitted as part
completion for a MSc. in Environmental Entrepreneurship at the department of Civil and
Environmental Engineering at the University of Strathclyde, in Glasgow.
The goals of this research are to draw an overview as exhaustive as possible of the business
opportunities in the field of microalgae, in order to mitigate anthropogenic carbon emissions,
directly or indirectly.
Below is the list of questions that I would like to ask you. Because my research is exploratory and as
the questions below were initially designed for an interview in which I would have been able to
bounce on what you are telling and ask you additional questions to invite you to elaborate, I would
be very grateful if you could answer these questions giving as many details as you can and if you
could develop when you think you could provide useful information that are not asked directly in
the questions below.
The answers to this questionnaire and data collected will be used to compare business
opportunities in the field of microalgae and to determine if microalgae could have a place in the
fight against carbon emissions in the future.
As stated in the consent form and in the information sheet, data are anonymous and you can
withdraw from the study at any time.
Introduction
1. Could you introduce yourself and your activity?
(Background, experience with algae-based solutions? Your main area of expertise and your current
role? Why you decided to work with microalagae?)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Details on the algae-related project
2. Could you please explain the algae-related project on which you are working?
(Please say what is the background of the project, how it came about, what its current status is,
how long it has been on-going for, what are the development opportunities for your project, how
you are driving profits)
Technology (please answer when relevant)
3. What technology to produce algae do you prefer? What technology to harvest algae do you
prefer? What are your reasons for this? (According to you, what are the biggest advantages and
drawbacks of this technology?)
4. What species are you growing? What are your reasons for this particular species?
(If possible, say what is your yielding (g/L/day))
Economy (please answer when relevant)
5. How do you make algae-based solutions profitable? Where do you get money from?
(If possible, can you provide a yielding in a unit like £/kg or £/m2 or production
costs in £/m3? Say if you have subsidies and if yes, where they come from. Say how
easy was it to get investment and how this can be improved)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
6. Who are you customers? What is your product? For how much do you sell your product to
them? What do your sellers manufacture with the algae you sell to them?
Algae used to mitigate carbon emissions. Potential, opportunities,
challenges
7. Do you think algae will play a role in carbon mitigation and which algae-based technologies
look to be the most feasible economically speaking? Now? In the next few decades?
8. In your opinion, what are the three main opportunities for the development of algae-based
technologies to mitigate carbon emissions?
(technological, maintenance, economic, social, environmental, political)
9. In your opinion, what are the three main barriers to the development of algae-based
technologies to mitigate carbon emissions?
(technological, maintenance, economic, social, environmental, political)
Microalgae-based biofuels, opening, favourite business opportunities
10. In your opinion, what would be the most viable algae-based solution to mitigate carbon
emissions?
(Quote a solution and explain quickly why this solution is the most viable for carbon mitigation and
the most profitable economically speaking)
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
11. What is your opinion on the use of biofuel as a subsidiary of fossil fuel? Do you think algae
could be used to capture carbon in the atmosphere, and then be turned into biofuel which would
be burnt and release carbon into the atmosphere, thus creating a sustainable cycle?
(Give your view on the potential of microalgae to make biofuels)
12. What would drive the growth of microalgae-based technologies to mitigate carbon
emissions? (Funds, carbon taxes, ccs, mentalities?)
13. Last but not least, if you were to set up a company in the field of microalgae, what activity
would you invest in? According to you, are there opportunities for entrepreneurs in the field of
microalgae? And where do they lie?
Conlusion
Would you like to make comments or would you like to add something to this questionnaire?
Do you know other persons with whom I could discuss of this subject?
Thank you for answering this questionnaire, this is very helpful for the research I am undertaking.
As said in the consent form, please note that your answers will be kept on my computer (and only
on it) for the duration of the research, and will be deleted afterwards.
I shall send you the summary of my research and/or a pdf copy of my dissertation once it is finished.
Best wishes,
Benoît Robart
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix VII – Advertisement
This is a sample of advertisement that would be posted on social network
groups related to algae to ask for volunteers to answer the interview.
―Hello/Good morning/Good afternoon
As a postgraduate student writing my dissertation on the potential of microalgae-based
technologies to mitigate carbon emissions and the definition of where business opportunities
lie in this field, I am looking for volunteers to be interviewed.
The interview would be made through a videoconference and should last for about 20-30
minutes depending on how much you want to elaborate on your answers, and it would really
help me if you could participate.
Results of my research will be provided to people accepting to participate.
Thank you very much for your time,
Have a nice day
Benoit Robart‖
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix VIII – Advertising Email/cover letter
This is an example of email/cover letter that could be sent to potential
interviewees to ask for their participation to the research
Dear [named contact / Sir or Madam],
Re: Research Project Interviews
I am a postgraduate student studying for an MSc in Environmental Entrepreneurship at the
University of Strathclyde and as part of my degree I am carrying out a study on ―What is the
potential for carbon emissions reduction from micro-algae based technologies, and where are
the business opportunities?” And as such I am seeking to collect data on the potential and the
applications of algae for helping mitigate carbon emissions and on where business
opportunities lie.
My intention is to seek interview data from entrepreneurs and researchers and use this data to
test the research question. I understand that you are involved in this area of activity and I am
hoping you would be willing to participate in my research project. I would be grateful if you
would be willing to be interviewed.
If you choose so, this will be an anonymous interview: any information provided will be
assessed confidentially with no individual being identified in the course of analysis unless
prior agreement is given. The interview should take approximately 30 minutes to complete
and would be done through a videoconference. If you do not have time to grant me an
interview, I would be obliged if you could fill a questionnaire that I would send you and
return it by the end of July.
If you want, a summary of my research could be sent to you at the end.
For enquiries related to the research project/interview please send me an email at
[email protected]. For further information or queries please contact myself
or my supervisor, Dr jennifer Roberts, [email protected].
I look forward to hearing from you and thank you in advance for your assistance.
[Yours sincerely / faithfully],
Benoit Robart
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Appendix IX – Answers to the interviews
Interview 1 - Rhona
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Rhona
(37min) USA Business
Algae
cultivation
consultant
+15
years
Expert in the field of microalgae strain selection
(knowing more than 3,000 strains of microalgae),
consultant for companies regarding the optimal
choice of strains for their activities and
optimisation of microalgae productivity
Topic Idea
Background
Consultant for microalgae companies whose activity is linked to carbon
sequestration, to food product, or to pharmaceuticals. Her role is to
maintain sustainable algae biomass production in a predictable way.
Specialized in growing microalgae at the University and learnt how to grow
3,000 strains of microalgae.
Projects on which the interviewee is
working on
The projects on which the interviewee is working involve three markets:
1. Carbon capture from power plants with biomass
2. Pharmaceuticals production
3. Animal food production
Which strains of microalgae do you use?
Choice of strains for a microalgae-company activity is highly dependent on
a list of criteria defined by the company or by the process involved.
―It starts with a business model and finding algae that will produce with
this business model.‖
Criteria to grow algae and how it works
It depends on the characteristics of the microalgae strain:
- ―You have to define the nutrients it needs
- For the business model side of it, you have to define what you need to
grow, what you need to produce, what product do you want out of the
algae.
- Once you have that, you have to define the needs of the algae to grow in
your environment. In terms of light intensity.‖
Technology to grow microalgae -
Open ponds versus photobioreactors
Microalgae can grow in adverse conditions and there is no optimal
technology to grow microalgae. It depends on the purpose of your business.
Technologies to grow microalgae are often derived from exiting systems
with other applications.
You can use wastewater treatment applications and try to apply it to
growing algae.
―I like photobioreactors. I use photobioreactors. I like open ponds systems.
I use open ponds systems. To tell people what they should use depend on
the resources they have.‖ It depends on the business model and the
resources people have. For example, in some places, people can have water
for almost nothing. In that case, open ponds systems may be the best
choice. If water is a scarce and expensive resource, then photobioreactors
may be more viable economically speaking. Some places have many acres
to sequestrate carbon dioxide with microalgae, some other places don‘t.
The technology is highly dependent on the environment.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
―All systems have their pluses and minuses, there is no perfect system.‖
Key points to start and run a viable
microalgae business
In order to businesses to work, ―not only the right people are needed, but
funding to go along with it‖. Consistent source of funding and hiring the
good people are key.
- ―It doesn‘t have to be a lot of funding but it does have to be consistent‖.
―Some people fail because they don‘t spend it wisely and then they have
nothing‖.
- ―Some people fail because they simply don‘t hire the good people for
their business model to work‖. ―Most experts in this field are in their over
70s and it is hard to make them speak with young entrepreneurs‖. Sources
of knowledge are limited and it is hard to find the good people to work
with.
Opportunities for the development of
microalgae
Opportunities ―have everything to do with your resources, your water, what
you have around you to make this work.
What you look at to get your business work is what resources you have for
free, the water quality, the space available, the goals for your production
(food, pharmaceuticals), the productivity you target
Challenges in the industry of microalgae ―The biggest challenge is the people‖. Funding can easily be obtained if the
business model is viable. But good people are hard to find.
Microalgae for carbon sequestration
People are already using microalgae to sequestrate carbon from power
plants‘ flue gases. It is working and algae are doing what they are supposed
to. ―The viability of using microalgae to capture carbon from flue gas
depends on the other resources you have on hand: so do you have waste
water, do you have hard water, do you have salt water, do you have
freshwater? Do you have more alkaline water? Do you have more ascetic
water? All of these things are major factors to picking something out.
Thanks god algae is as diverse for saying we have so many factors to do
with.‖
Examples of figures for the productivity
of microalgae
It depends on the system. ―Some people can grow very densely, in
photobioreactors‖. Open ponds production is usually less dense.
―The magic numbers are to find how much to grow to make money out of
it‖.
Drivers for the development of
microalgae industry
- ―Having younger educated people‖ with at once ―a microbiology
background and an engineering background as well‖. ―People that actually
know how to build a system for the organisms they are trying to grow‖.
Strains that people use to make money
out of it
―There are only seven strains that I know of that are approved by the
government for consumption‖. Spirulina is the most common.
Microalgae-based biofuel
―Oil we use in our cars now comes from algae back in the dinosaurs‘ days‖.
We just have to reproduce the process of making oil at a faster pace. Algae
are already used to make oil like DHA, EPA and jet fuel‖. ―There are
people in California that already advertise that their fuel comes from algae.
―It is very foreseeable that algae will play a role‖ in energy production in
the future.
The point currently is ―are people ready to pay more for a fuel that is
green?‖
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Interview 2 - Robert
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Robert
(1h07min) USA Business Entrepreneur
+35
years
Entrepreneur and sole proprietor of his business
of growing microalgae for oil and nutraceuticals –
Designer of a raceway and a photobioreactor
(patent-protected), inventor of one solution to
harvest microalgae and two solutions to extract
oil out of dried algae. Author of an e-book: The
great Algae adventure (2013)
Topic Idea
Background
The interviewee has a background in entrepreneurship and he became
interested in algae as a source of oil that could be used as feedstock for
biodiesel.
Projects on which the interviewee is
working on
―[In my project], the idea is to grow algae and extract oil and turn it into
biodiesel and then use what is left over to use as food for fish. There are
two project streams for the company: the first one is oil and the second is
fish food.
The problem with fish is that the highest expense is in feed for the fishes.
We can use algae to replace one third of the cost of the fish.‖
Technology to grow microalgae
―Photobioreactors are essentially a container. Their advantage is that there
is an inside and an outside. If you put algae in the inside, then everything
that is outside cannot get in. And that is the main advantage of
photobioreactors: the advantage is that you can control everything. The
disadvantage is that you have to control everything. With my
photobioreactor, I neglected to control the temperature at first, and in
summer, I killed the algae. There are things that you have to control like the
gas exchange.
I figured that operating in raceways is much easier than in
photobioreactors. But for some products you are not able to do this because
if your product is going to be consumed as food, you have to be able to
know that it is not contaminated with something else. So for food
production you have to use photobioreactors. You have to guarantee that
there is no contamination.
I was able to avoid contamination in open ponds raceways by using
polyculture. What you do is that you put more than one algae together, and
if you select them properly, there is a synergy. Each one will help the other.
I use Chlorella and Euglena with Nitrogen fixing bacteria and that works
very well. But the Euglena eats the Chlorella. But it does not digest them.
It kinds of keep them internally in their private garden and protect them.‖
Harvesting techniques
To separate microalgae and water, several techniques were tried by the
interviewee:
- The interviewee tried a home-made technique at first, using pillow cases
to filtrate microalgae and water with the help of gravity. ‗I like the
microfiltration technique‖.
- Another approach used by the interviewee was to use chemicals to
agglomerate microalgae (flocculation) and filter them afterwards.
- Electric coagulation was tried by the interviewee too: this technic consist
in applying a high voltage to the container to make the microalgae group
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
around one electrode.
- Another technique tried by the interviewee consisted in bubbling air in the
mix, which makes microalgae group at the surface, transported by the
bubbles.
Interviewee has been using two techniques to expel microalgae out of the
mix: Cream separator which works thanks to centrifuge force and screw
separator which works thanks to a screw which presses the mix.
Issues that the interviewee has been
meeting during his project
- As an entrepreneur, the main issue for the interviewee was to get money
to start his business
- Another issue has to deal with USA regulations: microalgae for food
production need to follow a protocol of food safety and production must be
controlled and grown in photobioreactors to avoid contamination and get a
pure strain. In case of contamination, the entire batch is lost.
Production costs Costs to produce dry microalgae biomass are approximately $2 a pound
Productivity
With photobioreactors and addition of nutrients like starch and sugar,
productivity has reached 115 g/L (in one week). It corresponds to a
productivity of 15 g/m2/Day. ―15 g/m
2/Day is doable. We used to have an
average yield of 17 g/m2/Day. My strategy is, I will feed the 300 gallons of
culture in raceways 5 pounds of sugar and 5 pounds of organic fertilizer for
the first five days. And my thinking is this: with any kind of agriculture,
you need to purchase the best genetic material you can afford and then feed
it the best that you can at the beginning, to get a good start, because then it
grows robust and strong.‖
―Mixotrophic growth is a combination of autotrophic and hetotrophic‖.
Mixotrophic growth (microalgae use both sun and CO2 through the process
of photosynthesis as a source of energy and they use sugar and starch too)
is the most productive way of growing microalgae, according to the
interviewee. ‗Yielding of over 125 g/m2/day have been recorded using
mixotrophic growth‖.
―The good news is that it is possible to get high productivity. The bad news
is that you have to pay to get it‖. Fertilizer and manure can be used to
provide extra nutrients to microalgae. ―I use manure, which is available
here for 1$ a bag, which is about 20 pounds. It works fine. Unfortunately,
once you use the manure, then you have introduced contamination
potentially, and so for food product, this just don‘t work, you can‘t do it.‖
Carbon mitigation with microalgae Using carbon dioxide from power plants to feed microalgae is already done
in the United States and in Mexico.
Business opportunities for entrepreneurs
defined by the interviewee
- Use of agricultural run-off to provide water and nutrients at the same time
for microalgae farms, while recycling this water. Agricultural run-off
poured in water bodies lead to eutrophication and using microalgae to
recycle agricultural water is one way to avoid this environmental disaster.
- Microalgae for food market is the most viable option according to the
interviewee. Very high profit margin can be reached, as production of
biomass costs approximately $2 per pound and final product costs
approximately $20 per pound. ―The good thing for food market is that some
species are already cultivated for food consumption so there is no
controversy‖. Customers for microalgae-nutraceuticals is wide: ―I have
made a Superfood factory business plan (business plan for a company
which makes health supplements with microalgae) and there are more than
500 pages of names of companies, health food stores, that will be the
market for capsules or tablets of algae.‖
―The approach that I have taken in the business plan I have sent you is the
only thing that seems to make sense at this time. Because there is an
opportunity of making a product that you can produce for a low price and
selling for a high price. And there seems to be a market for it. There are
many opportunities that would be impractical for entrepreneurs, because of
the high R&D costs that would be involved in bringing that to market‖.
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
- ―Plastics made with microalgae are probably gonna be a big thing in the
future. There are two or three compounds that you can extract from the
algae to make plastics. The condition here is crude oil. As the price of
crude oil increases, it becomes more competitive to use algae to make
plastics.‖ ―The problem with plastics is that they will require lots of
Research and Development. And the standards are very high‖.
-
Potential for microalgae-based biofuel as
a subsidiary of fossil fuel
―Microalgae-based biofuel is definitely in the Future‖. ―Biodiesel is better
for the environment than petrodiesel‖. ―I think [use of microalgae-based
biofuel as an alternative to fossil fuel] is something that is going to happen.
If we continue to use petroleum products, then petroleum products are
going to increase in price. And this is going to be what will drive the algae-
based solutions. I don‘t see a quick turnaround for this. I think it is going to
take some time. We are not going to run out of oil. What we are going to
run out of is cheap easy oil. Oil that is easy to extract.‖
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Interview 3 - Brennan
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Brennan
(25min) India Business Director
+25
years
Director of a company which makes nutritional
products out of microalgae.
Consultancy for algae companies, specialized in
nutrition out of algae and the growth of diatoms.
Topic Idea
Background
At first, he was a researcher making research on photosynthesis. He figured
out growing diatoms (a species of microalgae) to produce food would be
very profitable and scalable and decided to start his company. He is a
consultant for other algae companies too.
Projects on which the interviewee is
working on
- Making products like health-supplements and animal food
- Microalgae used for sewage treatment
- R&D: carbon capture on a wide scale and biofuel production
Ways of mitigating carbon emissions
with microalgae
- One option is to build open ponds near industry but it is quite expensive
- The second option is to grow microalgae in the ocean, which is highly
scalable. But environmental issues must be considered.
Viability of using algae for carbon
sequestration
―I believe that algae is the only viable solution for carbon mitigation.
Nothing else is going to solve the problem. Growing diatoms in the ocean
is THE solution. It is based on the diatoms photosynthesis bio reaction. We
can inject flue gases in the ocean and grow diatoms at this place. These
diatoms are consumed by fishes or other organisms in the ocean bath."
―The by-product would be fishes. As a consequence the population of
fishes would increase, and it would solve the problem of food. Now
populations of fishes are decreasing. And we need more food.‖
Foreseeable implementation of carbon
sequestration with microalgae
―The thing is: we are ready for implementation‖, in terms of technical
knowledge. But it will take time to implement: ―scientific amenities are not
ready‖.
―We need to convince people to start to use it on a large scale‖. ―It is gonna
take time because pilot scale must be validated‖.
How the company is making profits - selling of nutraceuticals made out of microalgae
- manufacture of animal food for aquaculture
Profitability of the company ―Our company is recent and in our business model, we are not selling our
items yet. We are profitable because of the subsidies‖.
Technology to produce microalgae
―I prefer open ponds. The advantage is that prices are very low. We can
make sure that our ponds are not contaminated with other species like blue-
green algae. And if it does, we can just clean it, and the price of a batch is
very low‖
Productivity ―Our company is currently producing 1g/L/day‖
Challenges for the development of
microalgae-based technologies to
mitigate carbon emissions
- For ―production in a large scale, we need to grow the best type of algae‖
- ―We must find solutions to solve the side-effects like contamination‖
- ―Authorities must be convinced of the potential of microalgae for food
production and for carbon sequestration. After that subsidies will help
development of business‖. ―The main barrier for large scale development is
approval by the government‖.
Use of microalgae to produce biofuel in
the future.
Microalgae-based biofuel has the potential to mitigate carbon emissions. It
forms a cycle in which microalgae capture carbon dioxide from the
atmosphere and are converted into biofuel. Then biofuel is burnt and
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
carbon is released back into the atmosphere, but it is then captured again by
microalgae for biofuel production.
―Replacing petroleum with algae oil has to be done‖. ―Better technologies
need to be developed‖.
Main driver for microalgae industry
development
-―Acceptance by people of new microalgae things‖
- ―Acceptance that algae is a good food‖
―Once algae are accepted, we can start combine different productions of
by-products like fish food and biofuel. But right now acceptance is not
there‖.
- ―Technology is there. Acceptance is not there‖;
Opportunities for entrepreneurs currently
- Making food with microalgae: human health supplements or food for
animals like fishes.
- ―Competing with petroleum now is difficult because it is still too cheap‖.
But comes a time when it will be ―competitive to produce algae biofuel‖.
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Interview 4 - Prakash
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Prakash
(32min) India
Research
for industry
Product
developer +5 years
Developing processes for natural ingredients from
microbial sources specially microalgae
Topic Idea
Background of the interviewee The interviewee is a project leader for a company which manufactures
health-benefits compounds. He has a background in biological engineering.
Projects on which the interviewee is
working on
The interviewee is working on a process which enables to grow microalgae
independently of agricultural uncertainties like the rainfalls, the soil
condition, the atmosphere. Organisms for which the process is being
developed are fungi, bacteria and microalgae.
More precisely, the interviewee is developing this process for micro-
organisms which produce Lutein, which is an antioxidant and a pigment,
present in some strains of microalgae.
Technology to grow microalgae
The interviewee is growing microalgae in open ponds and in
photobioreactors. Open ponds are actually covered ponds. ―‖The difference
is that the ponds are put under a greenhouse kind of thing. The greenhouse
helps control temperature. It also enables control of air humidity. It is not
absolutely open but it is not close also.‖
The use of photobioreactors or open ponds depends on the compounds
grown by the interviewee.
Details on open ponds versus
photobioreactors (advantages and
drawbacks)
‖Open ponds do not cost much money. The capital expenditure is less on
open ponds. The disadvantage of open ponds is that you are very much
dependent upon the sun light; you are very much dependent upon the
environmental conditions. So that is not good conditions when you grow
for health beneficial compounds.‖ ―Contamination can be brought to the
compounds‖. Therefore it is less suitable for health beneficial compounds.
Productivities are very different too: In open ponds, under the same
condition, productivity is about 4 g/L of dry biomass, whereas it is about 40
g/L in photobioreactors. ―The productivity of dry biomass is almost ten
times. It is a huge difference, but at the same times the costs are very high
for photobioreactors‖.
―Photobioreactors have another advantage. You can keep photobioreactors
in two conditions. One is you put them under the sun light. It is a close
system which uses sunlight. Whereas another option is you have the
photobioreactor but you keep it under artificial light. And the advantage is
that you are not dependent upon the sun so you do not have to worry about
the weather conditions‖.
Profitability of the microalgae-based
compounds developed by the company
of the interviewee
The company of the interviewee is producing microalgae biomass and
extracting molecules out of microalgal biomass for three times less than
marketed prices for the molecule. Microalgae for nutraceuticals is a high-
profit margin market.
Microalgae for mitigating carbon
emissions
Microalgae ―are a good technology and could definitely solve the problem
of carbon emissions. But what is required is – there is a lack of funds I
guess. And there are lots of risks involved. So people are not much willing
to invest into this.‖ ―Even if the Economics were on track, a lot of R&D is
still required. But there are very few things that capture CO2 and release O2
so there is potential. And you remember computers used to be the size of a
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
room and now they are the size of your palm. So technology changes very
fast, so you never know. Especially with microalgae where R&D is three
times faster than with any other plant. And they are simpler than plants, you
can manipulate them. You can modify the genome of algae. It is a matter of
time‖.
Drivers for the development of
microalgae-based technologies to
mitigate carbon emissions
According to the interviewee, the drivers will be the funds from
governments, as millions of dollars are required to make the technology
mature and entrepreneurs do not have that much money to invest in R&D.
Microalgae for biofuel production
The interviewee thinks that in the future, microalgae-based biofuels will
replace fossil fuel. But not in a near Future. Entrepreneurs who invest in
biofuel production today ultimately come to nutraceuticals production,
because biofuel production is not profitable yet.
Opportunities for entrepreneurs
- Combination of different businesses: ―What is interesting with microalgae
is that you can combine several forms of business together. For example
you combine biofuel business with nutraceutical business. Then there is a
possibility of making money.‖
- Renewable sources of energy can be used to make microalgae biomass:
―You can combine three forms of renewable energies together: tidal energy
for creating conditions in the photobioreactor bags, wind energy to make
windmills to power the production in electricity and solar energy to make
microalgae capture the sunlight and assimilate carbon dioxide and produce
Oxigen and biomass‖.
Issues regarding regulations for
microalgae food industry
In India, it is not forbidden to use waste water or power plants‘ flue gas to
provide nutrients to microalgae for human food. But the interviewee is
recommending using pure carbon and fresh water to make pure microalgae
with a high percentage of health beneficial compounds.
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Interview 5 – Kyle
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Kyle
(22min) USA
Research
for
academia
Mechanical
engineer +5 years
The interviewee is working at designing processes
to extract oil from microalgae.
Topic Idea
Background
Since his undergraduate, the interviewee has been conducting several
studies in the field of microalgae. Most of his research has to do with
extracting oil to produce fuel with microalgae, in particular the mechanical
processes.
The interviewee is passionate about using the nature to produce technology.
Projects on which the interviewee is
working on
The interviewee is working on a project in collaboration with chemical
engineers. This project aims at optimizing the process of oil extraction to
make different by-products.
Technology to produce microalgae
To grow algae, ―I have been using photobioreactors but I think there is a lot
of potential in open ponds.‖ The interviewee recommends the use of
photobioreactors for research purposes and the use of open ponds for
agricultural purposes. ―Photobioreactors are more adapted for laboratory
scale production and open ponds are more adapted for large scale
production.‖
Productivity
Microalgae biomass has a high yield per surface unit: ―I can‘t give you
exact numbers but you can in theory grow millions of tons of algae with the
same footprint that you grow a few acres of corn‖
Sources of funding
Corporations are the main sources of funding according to the interviewee,
thanks to carbon taxes: ―So, where do you get money from huh? I think
money is gonna come from corporations and specifically oil refineries,
heating plants, things like that. I don‘t know how it is in the UK but in the
United States we have the carbon taxes. Corporations try to reduce their
carbon emissions or they have to pay that tax. Some are already using
microalgae to reduce their carbon emissions‖.
Customers for microalgae by-
products/opportunities for entrepreneurs
Using microalgae to capture carbon from industrial flue gases and using
biomass to make biofuels. Then these ―biofuels can be sold back to the
grid‖. And what is left of biomass ―can be used in cosmetics and all the
kind of things that make you look pretty‖.
- The interviewee speaks about choosing at least one of these two paths to
be profitable with an algae-based business: using microalgae to recycle
waste water and using algae for biofuel production.
- ―If I had to start my company, I think I would develop some kind of
photobioreactors that companies who care about their carbon emissions
would just have to add to their infrastructure.‖
Potential of microalgae to mitigate
carbon emissions.
The interviewee thinks microalgae have the potential to play a role in
carbon mitigation: ―I think they should play a role and I think they will play
a role if people start thinking how they could reduce their carbon footprint
and how to reduce their carbon emissions.‖
The interviewee thinks that even if microalgae are not grown for their
biomass, they will play a role in carbon capture from industrial flue gases:
―I think microalgae will play a role as a filter‖ for carbon dioxide.
Microalgae-based biofuels The interviewee thinks it will take time to switch from fossil fuel to
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
biofuel: ―We can‘t get away of fossil fuels, at least not in my lifetime.‖
The interviewee speaks of the U.S. Military using microalgae to make fuel
for their ―Great Green Fleet‖. The interviewee believes that for lots of
innovation, ―the military develops it first and use it and then civilians start
to use it.‖ The interviewee thinks that it is what is going to happen with
microalgae biofuel.
The interviewee thinks using microalgae-based biofuels to replace fossil
fuel will start a ―sustainable cycle‖. ―Burning the biofuel produces less
CO2.‖
Opportunities and challenges for the
development of microalgae
- Politics: the interviewee thinks that one factor that keeps microalgae
technologies to develop is the lobbies and the pressure from oil industry.
―Renewable energies have been around since fossil fuel was discovered.
We‘ve been using windmills for centuries and technologies like this have
always been there but there is always been some kind of lag behind because
of big oil companies and stuff like that.‖ ―The main driver [for microalgae
based technologies to mitigate carbon emissions] will be the carbon taxes‖.
-Economically: the interviewee thinks that microalgae technologies may
not be developed enough yet to be profitable enough: ―the thing is, it has to
bring money. We have to reduce our factories costs and that is how people
will start to get into algae.‖
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Interview 6 – Raphaël
This interview was carried out in French, so quotations are actually translated from French.
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Raphaël
(42min) France
Research
for
Business
Researcher
and manager
of the
research
team
+20
years
Doctor in chemistry specialized in use of agro-
resources to make by-products. Currently working
for a major company for algae as the manager of
the entire service of algal biomass.
Topic Idea
Background
The interviewee is a working in a leading algae company in France. He is
the director of the biomass-―valorisation‖ department, which means that he
is responsible for the ―development of algae by-products, from algae as
food to biofuel to cosmetics to materials‖.
Projects on which the interviewee is
working on
The interviewee is working in an environment in which use of microalgal
biomass to make by-products is being investigated. The range of products
developed by the department is wide: food, biofuel, cosmetics, chemical
compounds like carotene and Omega-3.
The company for which the interviewee is working is actually selling
research and innovation. It is not a company which produces microalgae
and sell biomass or by-products.
Technology to produce microalgae
Depending on the demand for the research, different production technics
are being used:
- photobioreactors are often used for production of purer strain, with less
risk of contamination
- Open ponds are cheaper to operate but are not necessarily more profitable
than photobioreactors. Open ponds are more adapted to strains that are
highly resistant to contamination or that can grow in very adverse
conditions
Regulations in France regarding the use
of waste water or flue gases to bring
nutrients to microalgae
In France, there are regulations for microalgae food industry: you cannot
use waste water to produce microalgae for food, and ―flue gases must be
cleaned of compounds like Sulphurs and other oxides‖ before being
injected in microalgae farms. These regulations do not concern microalgae
production for biofuel however.
Drivers for microalgae-technologies
development
- Acceptation by people is necessary
- Carbon taxes. ―Politics and funding will play a major role in the
development of microalgae businesses to mitigate carbon emissions‖
- Research in genetics: ―There is lots of potential in genetically-modified
microalgae. It is already being developed in particular in the USA, and it
leads to high yielding.‖
Challenges for the development of
microalgae-based technologies
- Genetically-modified microalgae are being developed. However ―this is
still controversial as modified microalgae can be a risk for the environment
if they escape. They can contaminate an environment and alter the
biosphere, while being difficult to exterminate because they are
programmed to be stronger than natural algae‖.
Production costs Depending on the environment, production costs are between €3 and €6 per
kg in Europe and between 1 and 2€/kg in sunnier zones. Prospects are to go
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
under 1€/kg.
Microalgae to produce biofuel
The interviewee explains his opinion regarding the development of
microalgae biofuel in the future:
―Microalgae-based biofuel will not be something in the nearer future. But
depending on the evolution of the price of petroleum, it may change.‖
―There is a high potential for jet fuel and boat fuel however. Microalgae-
biofuels are already being produced for these applications‖
Microalgae to capture carbon dioxide
from flue gas
―I think it will be economically viable in the future to use microalgae for
carbon capture from flue gases. The brakes today are still the operating
costs. Growing microalgae ONLY to capture carbon dioxide will never be
profitable. But you can make use of biomass for by-products production.‖
Opportunities for entrepreneurs: the
most profitable by-products today
- ―Among high profit margin products that you can make with microalgae,
there are carotenoid, Omega-3, nutraceuticals. There is still some place in
this market for new companies, but it is not infinitely expansible‖. ‖You
can combine this market with producing animal food or fertilizers, with
what is left of biomass in the process of extracting the compounds you are
looking for.‖
- ―Heterotrophic growth of microalgae is being more and more used. It
leads to high yielding but its impact on the environment is not as good. In
heterotrophic growth, carbon comes from sugar and not only algae do not
capture carbon from the atmosphere, but they require surfaces of land to
grow sugarcane for their production.‖ ―Heterotrophic growth can reach
30% of dry biomass in one batch, against approximately 1% for autotrophic
growth‖.
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Interview 7 - Barrack
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Barrack
(39min) USA
Research
for industry
Graduate
research
assistant
+5 years
Currently working at optimizing the air-to-liquid
CO2 mass transfer rate for microalgae cultivation
and finishing his PhD
Topic Idea
Background The interviewee has a mechanical engineering background and got into
microalgae research during his Master.
Project on which the interviewee is
working on
The interviewee is working on a project whose aim is to take CO2 out of the
surrounding environment to provide carbon to microalgae, instead of just
bubbling with a sparging system like most of the systems work. To do that,
the interviewee uses a specially designed wheel that maximizes the surface
contact between the air and the liquid containing microalgae.
This system can be adapted to capture carbon dioxide from flue gases.
Advantages of the system being
developed by the interviewee over
classic systems
The advantages of this system are that less energy is required to provide
CO2 to microalgae than for air-bubbling technologies, which use nozzles to
inject small bubbles. The system developed by the interviewee is only
using air and a wheel to maximize surface contact between the air and the
liquid containing microalgae and dissolve carbon dioxide in water
Moreover, with sparging systems, because bubbles go in water but then are
released into the atmosphere, ―you can lose between 10 and 90% of your
CO2‖. For the system developed by the interviewee, 90% of carbon dioxide
present in the environment will be captured by the liquid.
Capital costs for classic sparging systems with nozzles are cheap but
expensive to operate. Because you have to buy CO2 and inject it at high
energy costs. With the system of the interviewee, it is the contrary: capital
costs are higher, but operation costs are cheap, as CO2 is free and not much
energy is required to rotate the wheel (costs of electricity to operate the
system would represent only 2% of the operating costs of the whole
microfarm).
Applications for carbon capture from
flue gas
The system has been tried for carbon capture from flue gas with a strain of
microalgae tolerant to high temperatures (Chroogloecystis siderophila).The
interviewee reports that the system is efficient at dissolving carbon dioxide
from flue gas into microalgae liquid.
Technology to grow microalgae
The interviewee answers a question regarding his opinion on the
technological options to grow microalgae: ―Open systems –ponds,
raceways, are much more cost-effective. At least in terms of making fuel. It
really depends on your end product. If you are trying to make fuel you are
definitely going to look at open ponds and raceways. But if you are trying
to make high-value products, it is also very clear that closed systems like
tubular photobioreactors is much better.‖
Potential for microalgae used to
sequestrate carbon dioxide from flue
gases
The interviewee is quite cautious with algae-based biosequestration:
―In terms of biological sequestration of CO2, I would say that algae have
some potential, but it is gonna really have to prove itself.‖
―I don‘t know how it is in the UK, but we have a lot of large-scale power
plants here. With output power like 360 MW. Massive plants. You will
never ever sequestrate CO2 from a super-massive power plant of 360 MW
with algae. You just can‘t. It requires way too much land. Thousands of
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
hectares of land. And this land probably has to be directly adjacent to the
power plant, or you probably will have to pay the costs to transport CO2
over. And then you gonna have distribution problems. How do you
distribute all this CO2 to your different farms?‖
―Personally I do not see CO2 sequestration ever happening for a large
system like that.‖
―However I think it does have potential for small distributed systems. 2 or 3
MW or less. And microalgae biomass will have to provide some valuable
products to pay for this system.‖
Driver for the development of
microalgae solutions to sequestrate
carbon and be profitable
―Research needs to go into how to grow algae faster. It needs to go into
research genetics, things like that. Algae are close to 50% carbon by mass.
And this carbon comes from CO2 so it sounds a little weird but the faster
you grow it, the more CO2 you will capture.
Potential of microalgae-based biofuel as
an alternative for fossil fuel
―I personally think algae fuel do have the potential to replace fossil fuel.
The question is whether or not another technology is gonna prove itself
first. There is a lot of R&D going on towards electric vehicles.‖
―Fuel costs, more than likely, based on past trends, are gonna continue to
increase. It is a matter of just when fuel costs are increased enough to meet
the decreasing costs of algae-oil. I don‘t think it is gonna happen now, but
maybe in 20, 30 years.‖
―The killer could be electrical vehicles. It is gonna either be a fuel
alternative or an electrical alternative. The thing is, with fuel, we already
have the infrastructure, gas stations everywhere.‖
Business opportunities in the field of
microalgae
If the interviewee were to set up his company in the field of microalgae to
mitigate carbon emissions, here is what he would do:
―Currently I don‘t think there is a lot of funding available. You will have to
start with a small company and look for one of these 1-2-3 MW facilities.
The smaller facilities that are generating heat or power. And try to prove
your technology there. If you can demonstrate at that scale that you can
totally or partially sequestrate the CO2 in the flue gases, then you are going
to create lots of credibility. I think there is a lot of potential there. Then you
can make and sell high value products like nutraceuticals. I think some of
these nutraceuticals can sell for more than $10,000 a pound, which is quite
a bit.‖
―You know you design your facility. In the short term you sell these high
value products to try to shortcut all your capital costs and then when you
start generating revenues either extend there or look for another site or
anything.‖
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Interview 8 – Ryan
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Ryan
(question-
aire)
South
Africa Business
Consultant,
chemist and
entrepreneur
+30
years
The interviewee has a background in chemistry
and is working as a consultant in renewable
energy and as an entrepreneur who grows
microalgae to make biogas in South Africa
Topic Idea
Background
―I am a chemical engineer with 30 years experience, 18 of which as a
design engineer. I have no biological knowledge of algae. Consequently,
my project approached algae from a strictly chemical engineering
perspective using techniques to sideline potential impacts of varying algae
strains on the outcome of my project. I decided on growing and processing
algae as a means of maximizing biomass growth relative to surface area.‖
Projects on which the interviewee is
working on
―I built a pilot algae to ethanol plant with a 20m2 open raceway circulated
by an electrically driven mechanical paddle. Harvested algae was
dewatered using various techniques of which a 5 micron diesel filter bag
proved the best method. Algae cake was acidified with sulphuric acid to
pH's between 1 and 2. The acidified algae was heated up to approximately
135oC in a pressure vessel with residence times between 5 and 20 minutes.
The cooked material was neutralised with caustic soda and pitched into a
fermenter. Yeast was added and the fermentation carried out over 48 hours
at approximately 25oC. The fermented material was distilled in a batch
fermenter and distillate collected from 70oC to 85
oC. Ethanol production of
about 50ml/m2/day was achieved during summer. During winter production
fell to <1/40th
of summer production due to sub zero night time
temperatures. The project was discontinued after a year of operation‖
Favourite technology to produce algae
and to harvest ―Open raceway and agitated filtration‖
Species grown for the needs of the
project
―Wild algae as found on our farm. Algae slurry was kept at 2gpl with a
production rate as high as 150 g/m2/day.
Wild algae is allowed to compete with other wild algae with the most
productive species dominating. During the change from summer to winter,
the species changed as the water temperature slowly dropped. Algae was
still growing in water just above freezing in outside temperatures of -7oC,
peak low of -15oC. Due to the metabolism, wild algae tend to produce
carbohydrate instead of lipid. As the downstream processing hydrolyses
carbohydrate to sugars, this characteristic is desirable.‖
Profitability of the project and customers
―Results indicated an income of Eu 0.025/m2/day with a profit margin of
20%.‖
Customers are ―Ethanol to oil companies at a selling price of approximately
Eu 0.50/litre‖
Funding of the project ―Self-funded‖
Question: ―Do you think algae will play
a role in carbon mitigation and which
algae-based technologies look to be the
most feasible economically speaking?‖
―Yes. We are looking at very large scale anaerobic digestion that will
produce a biogas with roughly 70% methane and 30% CO2. The intent is to
pump the CO2 into algae raceways and to recycle the algae back to
digestion. This means that the project will have a double bite at the CO2‖
Opportunities for the development of
algae-based technologies to mitigate
―Technologies and markets exist for consuming the resultant algae either
back into methane or into animal feed. There is a growing requirement by
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
carbon emissions governments to introduce carbon taxes. Algae is very well positioned to
recover/reduce CO2 emissions. The mechanism would be via an offset with
a company(ies) that are major CO2 emitters - power generation, cement,
steel, etc‖
Main barriers for the development of
algae-based technologies to mitigate
carbon emissions
―The major requirement is a large source of good quality CO2. The problem
with utility stack gas is the trace element impurities that come with the gas.
These have to be limited otherwise they will build up in the algae
production systems.‖
―Water is very important if an open system is to be used.‖
―I believe that algae as a stand alone will be difficult to be profitable except
for specialist, high value products. If it is included as part of an integrated
system, it will add major value to biogas projects.‖
Most viable algae-based solution to
mitigate carbon emissions, in the
opinion of the respondent
―Conversion of waste CO2 streams into algae. Depending on the CO2
source, methane is a good product especially for power utilities as they can
inject this into their processes. If the CO2 is good quality, then animal feed
and human based products can be produced that will have a higher value.
Personally, I am not sure that the capex/opex relationship will support
liquid fuel production. Instead, we are offering compressed/liquefied
methane as a diesel substitute rather than trying to convert algae oil or algae
to a liquid fuel.‖
Potential of algae-based biofuel. ―Do
you think algae could be used to capture
carbon in the atmosphere, and then be
turned into biofuel which would be burnt
and release carbon into the atmosphere,
thus creating a sustainable cycle?‖
―Very much so. Pakistan runs 85% of its cars on compressed natural gas
(CNG). There is no reason why this cannot be replaced with compressed
biomethane. We are about to start with a biomass to biogas project that will
supply the equivalent of 100 million litres of diesel per year as CBG. We
intend putting the CO2 from the biogas into algae production with the algae
being recycled back to digestion.‖
Drivers for the growth of microalgae-
based technologies to mitigate carbon
emissions
―Biomass to biogas that is compressed and used as fuel substitute is more
cost effective than liquid fossil fuels. Simple economics is driving the
conversion of taxis in South Africa to CNG which will be converted to
CBG over time. CBG sells for about $9/GJ which competes very well with
CNG at $12/GJ.
Carbon tax will encourage companies such as mines to grow their own
biomass for use as fuel thereby reducing their carbon footprint. This will
reduce actual cost while also reducing carbon tax.‖
Opportunities for entrepreneurs
―Production of algae using a CO2 source. Type of production will depend
on location, water, etc. Opportunities exist in low cost, big volume CO2
mitigation with options to convert the algae either to gas or to liquid fuel
with animal feed/human consumption products a potential for those who
understand algae intimately.‖
―If you are not a microbiologist and understand algae and their convoluted
lives, then growing wild algae has a lower risk. Wild algae is a very good
feed to anaerobic digestion operating at 15% dry solids percent. You use a
cross flow membrane to easily concentrate the algae from 2gpl to 15%
without any major problem.
If you are a microbiologist, I would look at nutraceuticals and animal
food.‖
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
Interview 9 - Paulo
Name
(duration
of
interview)
Country Context Function Experi-
ence Details
Paulo Spain
and USA
Research
for
academia
and
business
Researcher
and serial
entrepreneur
+20
years
The interviewee teaches in two universities (one
in Spain and on in the USA). He successfully
created three start-ups and does mentorship for
other start-ups, whose activity is linked to
renewable energy and/or carbon capture. One of
the projects on which the interviewee worked on
was carbon capture with microalgae from flue gas
to produce biofuel.
Topic Idea
Background
The interviewee is dividing his time between two universities in the United
States and in Spain where he works as a researcher and a teacher in
renewable marine energies. He is the representative of several national and
international industry organizations and set up three.
Projects on which the interviewee is
working on
One of the projects on which the interviewee has been working on is a
US$0.9M project to capture carbon dioxide from flue gas with microalgae
grown in photobioreactors, and using the biomass to produce biofuel. It
was a one-year and a half project and conclusions were drawn on the
economic viability of using microalgae to capture carbon dioxide from flue
gas to produce biofuel, and its cost-effectiveness.
Technologies to grow microalgae photobioreactors
Microalgae used to capture CO2 from
flue gases
―Our first idea for the carbon capture project was to use microalgae,
because microalgae are clean and capture carbon dioxide with
photosynthesis‖.
Viability of using microalgae to capture
carbon dioxide from flue gases
The interviewee worked on several CCS projects, and he compares the
viability of using classic CCS with microalgae. He says, about carbon
capture with microalgae: ―I have to admit, it is not the most reliable option
for carbon capture‖.
―It will still take time to develop this technology. And money‖.
―[This is not viable today], even with carbon taxes and governmental
funding. At least in the US. However in Australia, they have the highest
carbon taxes in the world and they are planning to build a large-scale
microalgae farm for carbon capture‖.
Viability of using microalgae to capture
carbon dioxide from other sources
―I think microalgae will be used in the future to mitigate carbon emissions,
but it will require time and development.‖
Microalgae have the potential of capturing CO2 from the atmosphere and
reducing the percentage of CO2 in the atmosphere at their scale: ―Flue
gases will not necessary have to play a role. Depending on the environment
and on the technics you use, you can capture between 100 and 500 tons of
CO2 from the atmosphere per hectare per year with microalgae‖.
How could carbon capture with
microalgae become more
profitable/business opportunities
―Today, producing biofuel with microalgae combined with carbon capture
only for that target is not cost-effective. It is not profitable. So for me, you
need to have a mix of productions to dedicate the growth of microalgae for
different applications such as nutraceuticals, food or feed for agriculture or
other products. Not only to produce biofuel.‖
Potential for biofuel in the future The interviewee does not think biofuel will be economically viable in the
near future. ―Not in the short term, I think it will take time to have
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Benoît Robart – MSc. in Environmental Entrepreneurship 2013-2014
improvements in technology and knowledge. I think that it is not cost-
effective right now.‖
Business opportunities identified by the
interviewee
―Business opportunities with microalgae are not in carbon capture from
flue gases. Even though one of the biggest costs is in the nutrients needed
by microalgae to grow. You have to combine carbon capture with
applications. Microalgae have to be used to make not only biofuel, but
other products too.‖
―Other applications for microalgae is to produce for nutraceuticals. But
then you have be careful with the use of flue gas to produce microalgae for
food, because they can contain toxic compounds.‖
―One other opportunity is the development of technologies, R&D. If
microalgae businesses are going to develop, patents will sell for a high
price‖.