dolly m gee financial disclosure report for gee, dolly m
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8/3/2019 Dolly M Gee Financial Disclosure Report for Gee, Dolly M
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Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 20 10
Report Required by the Ethics
in Government Act ofl978
(5 U.S.C. app. ~¢.,~ 101-111)
I. Person Reporting (last name, first, middle initial)
Gee, Do l ly M.
4. Title (Article III judges indicate active or senior s ta tus;
magistrate judges indicate full- or part-t ime)
United Sta te s D is t r ic t Judge ( ac t ive )
7. Chambers or Office Address
U .S . D i s t r i c t Cour t , Ce n t ra l D i s t r i c t o f CA312 N . Sp r ing S t re e t , R oom 218P
L os A nge le s , CA 9 0 0 12
2. Court or Organization
United States Distr ic t Court, Central Distr ic t of California
3. Date of Report
08/13/2011
5a. Report T)pe (check appropriate
] N o m i n a t i o n , D ate
[] Initial [] Annual [] Final
5b. [] Amended Report
8.On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance
v, ith applicable laws and regulations.
6. Report ing Period
01/01/2010
to
12/31/2010
Revie’,v ing O fficer D ate
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,
check ing the NON E box for each pa r t where you have no repor table information. S ign on las t page.
I . P O S I T I O N S . (Re port ing individual o nly; see pp. 9-1 3 of f i ling instructions. )
D (No reportablepositions.)O N E
POSITION
!. E x e c u t iv e C o m m i t t e e
2. Execut ive Board
3.
4.
5.
N A M E O F O R G A N I Z A T I O N /E N T IT Y
Lit iga t ion Sec t ion, Los Ange les Cou nty Bar Assoc ia t ion
Federa l Bar Assoc ia t ion, Centra l D is t r ic t of C a l i fornia
I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)
D N O N E (No reportable agreements.)
1.2010
D A T E
2.2010
3.
P A R T IE S A N D T E R M S
Former Law Firm Par tnersh ip Ag reement: capi ta l account , cont ingency case recovery, and withdrawing par tnerpayments a r e p a id wi th in 72 months a f te r wi thdrawa l
Former Law Firm 401(k) th rough ABA Reti rement Funds Program
8/3/2019 Dolly M Gee Financial Disclosure Report for Gee, Dolly M
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FINANCIAL DISCLOSURE REPORT
Page 2 of 9
N a m e o f P e r s o n R e p o r ti n g
Gee , Dol ly M.
Da le o f R e p o r t
08/13/201 I
I II . N O N - IN V E S T M E N T I N C O M E . (nepo.i.g indiridualandspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-Investm ent Incom e
~ (No reportable income.)O NE non-investment
D A T E SO U R C E A N D T Y PE
1.2010 Schwar tz , S te insapir , Dohrmann & So m mers LLP capi ta l account andpanne r sh ip wi thdrawa l payments
INCOME( y o u r s , n o t s p o u s e ’ s )
$92,796.00
B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - I f yo u w e r e m a tried during any portion of the repo rting year, complete this section.
(Dol lar amount not required e xcept for honorar ia . )
D (No reportable income.)O N E non-investment
D A T E
1.2010
2.
3.
4.
S O U R C E A N D T Y P E
OneW est Bank - sa la ry
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.
(Includes those to spouse a nd dependent children; see pp. 25 -27 of filing instructions.)
N O N E (No reportable reimbursements.)
SO U RC E D A T E S LO C A T IO N
I.
2.
3.
4.
5.
PURPOSE ITEMS PAID OR PROVIDED
8/3/2019 Dolly M Gee Financial Disclosure Report for Gee, Dolly M
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FINANCIAL DISCLOSURE REPORT
Page 3 of 9
N a m e o f P e r so n Repor t ing
G e e , D o l l y M .
Date of I~eport
08/I 3/2011
V . G I F T S . ( I n c l u d e s those to spouse and dependent children; see pp. 28-3 1 of filing instructions.)
N O N E (N o reportable gi f ts . )
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
V A L U E
V I . L I A B I L I T I E S . a n d u d e ~ t h o s e o y ~ p o . ~ e u n d dependent children; see p p . 3 2 - 3 3 o f f i l i n g instructions.)
N O N E (No reportable l iabil ities .)
CRED1TOR DESCRIPTION
1.
2.
3.
4.
5.
VALUECODE
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r t in g
Gee, Dol ly M.
D a t e o f Report
08/I 3/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - in c ~ m e ~ ’ ~ a l u e ~ t r a n s a c t i ~ n s a n c ~ u d e s t h ~ s e ~ f s p ~ u s ~ a n d d e p e n d e n t c h i ~ d r ¢ n ; s e e p p ~ 3 4 - 6 ~ f ~ i n g i n s tr u c t i ~ n s ~ )
NONE (No reportable income, assets, or transactions.)
A. B. C. D.
D e sc rip tio n o f A sse ts In c o m e d u rin g Gross value at end Transact i ons dur ing r epo r t ing pe r iod
( in c lu d in g tru s t a sse ts ) r ep o rtin g p e r io d o f r e p o r t i n g p e r i o d
Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e Type (e.g., D ate Value [ Ga i n Iden t i t y of
exempt from prior disclosure Code I div . , ren t , C o d e 2 M eth o d buy, se l l , m n ’ f f d d / y y C o d e 2 C o d e 1 buye r / se l l e r
( A - H ) or in t . ) (J -P ) C o d e 3 re d e m p tio n ) (J- P ) ( A - H ) ( i f p r i v a t e
( Q - W ) t r ansac t ion )
1 . Bank o f America accoun t s A I n t e r e s t
2. Citiban k (IRA) (CD) A I n t e r e s t
3. Citibank a ccounts A I n t e r e s t
4. E’Trade Financial accounts B I n t e r e s t
5. OneWest B ank accoun t s C I n t e r e s t
6. U.S. Bank (form erly Downey Savings) (Y)
7. Wach ov i a Bank a ccoun t A I n t e r e s t
8. Ally Bank accoun t B I n t e r e s t
9. ING Direct Accounts (X ) B I n t e r e s t
1 0 . Brokerage Account #1
1 1 . -Citibank M arket-Linked Account A I n t e r e s t
1 2 . Brokerage Account #2
1 3 . - A A P L C o m m o n S to c k ( Y )
1 4 . -StatOilHyd ro ASA Common Stock A Dividend
1 5 . -Vanguared High Yie ld Munic ipa l Bond B Dividend
Fund
1 6 . Citigroup Comm on Stock A Dividend
J T
J T
M T
L T
N T
M
L
J
L
J
T
T
T
T
T
Closed 06/05/10 K A
1 7 . Brok e ra ge A c c oun t # 3 (Y )
1. Income Gain Codes: A =$ 1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000
( See C ol um ns BI and I M) F -$50,001 - $ I00.000 G =$100,001 - $1,090,0~9~ H I = $ l, 0O ~ ,0 01 - $ 5. 00 0, 00 0 H 2 = M o re t ha n $ 5. 00 0, 00 0
2. Va lue Codes J = $15.000 or less K - $15,001 - $50,000 L -$50,001 - $100.000 M =$ 100.001 - $250,000
( See C ol um ns C I and D3 ) N =$250,091 - $500.000 O = $500.001 - $1,000,000 PI =$1,000.001 - $5,000.0~0 P2 =$5,000,001 - $25,000.000
P3 =$25.000.001 - $50.000.000 P4 =M ore than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost {Real Eslale Only) S =Assessmen t T =Cash Mark e t
t See C ol um n C 2 ) U =Book Va lue V -O t her W =Est ima ted
E =$15.001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 5 of 9
N a m e o f P e r s o n R e p o r t in g
Gee, Dol ly M.
D a t e o f R e p o r t
08/13/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO
N O N E (No reportable income, assets, or transactions.)
D e sc rip tio n o f A sse ts In c o m e d u rin g
( i n c lu d i n g t r u s t asse ts ) r ep o rtin g p e r io d
(I) (2)
Place "(X)" after each a s s e t Amou n t Type (g.,
exem p t from prior disclosure Code I div . , ren t ,
( A - H ) or in t . )
G ross v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(1) (2)
V a lu e V a lu e
C o d e 2 M e t h o d
(J -P ) C o d e 3
( Q - W )
( l)Type (e.g.,
buy, se l l ,
r e d e mp t i on )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a t e V a l u e G a i n
mm/dd/yy C o d e2 Code I
(J-P) (A-H)
(5 )
I d e n t i t y o f
buyer/seller
(if private
t r a n s a c t i o n )
1 8 . Brokerage Account #4 (Y)
1 9 . Brokerage Account #5 (401 (k) )
20 . -ABA Retirement Stable Asset Return Fund A I n t e r e s t T
21 . -ABA Retirement Ba lanced Fund None J T
22 . -ABA Retirement Intermediate B ond Fund None J T
23 .
24 .
25 .
26 .
27 .
28.
29.
30.
31 .
32.
33.
-ABA Retirement Large Cap Equity Fund None K T
-ABA Retirement All Cap Index Equity None K T
Fund
-AB A Retirem ent Sm a ll-M id Ca p Equ ity None J T
Fund
-ABA Retirement Small Cap Index Equity None J T
Fund
-AB A Retirem ent Interna tiona l All Ca p None J T
Equity Fund
-State Street Global Mkt M oney Mkt Fund A I n t e r e s t J T
-Ariel Appreciation Mid-Cap Blend Mutual A DividendFund
-Bridgewa y Ultra Small Co. Mkt Fund A Dividend J
-Dodge & Cox Int’l Stock Fund A Dividend J
-Fairholme Mu tual Fund A Dividend J
-Federated Prudent Bear Fund None J
34. -Forester Value Mutual Fund A Dividend J
I. Incom e G ain C odes : A = $1,000 o r less B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5.0OI - $15,000
ISee Co lumns B I and IM) F = $50,0~ 1 - $100,00~ G =$100.001 - $1.0(~ .000 H I = $ 1, 0O O .0 01 - $ 5. 00 ~. 00 0 H 2 = M o re th an $ 5. 0~ 0. 0O O
2. Va lue Codes J =$15.0~O or less K = $15,001 - $50,000 L =$50.001 - $1
(S ee C olum ns C 1 and D 3) N -$250.001 - $500,000 O -$500.001 = $1,000.000 PI =$1.000,001 - $5.000.000 P2 =$5.000,001 - $25.1)00.000
P3 =$25,000.001 - $50.000,000 P4 =M ore than $50,000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Eslate O nl y) S =As: ,.essment T = C a s h M a r k et
[Sec C ol um n C 2 ) U =Book Va lue V -Othe r W =Esl ima ted
E =$15,1~1 - $50,0OO
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FINANCIAL DISCLOSURE REPORT
Page 6 of 9 Ia m e o f P e r s o n R e p o r t in g
Gee, Doll)’ 51.
D a t e o f R e p o r t
08/I 3/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ’ a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A.B. C.
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at en d
( i nc luding t r u s t a s s e t s ) r epo r t ing pe r iod o f r e p o r t i n g p e r i o d
0) (2) (l) (2)
Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e
exempt from prior disclosure Code I div . , ren t , C o d e 2 M e t h o d
( A - H ) or in t . ) (J-P) C o d e 3
( Q - W )
(1 )Type (e.g.
buy , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a t e V a lu e G a i n
m rrd dd /y y C od e 2 Code 1
( J - P ) (A-H)
( 5 )
I d e n t i t y o f
buyer / se l l e r
( i f p r i v a t e
t r ansac t ion )
35. - ING Corpora te Leaders Trust Series B A Dividend J TMut ua l Fund
36. -Meridian Growth Fund None J T
37 . -Tamarack Enterprise Small Blend Mu tual None
Fund
38 . -US W orld Precious Minerals Fund A Dividend J T
39. -Vanguard Star Mutual Fund A Dividend
40 . -Vanguard H igh Yie ld Munic ipa l Bond A DividendFund
41 . -San Juan B asin Royalty Trust A Dividend
42 . -A APL Comm on S t oc k (Y)
4 3. - B an k o fA m er ic a c om m o n s t oc k A Dividend
J
J
J
T
T
T
Sold 03/23/10 J A
44 . -Baytex Energy Trust Common Stock A Dividend
45 . -GE Comm on Stock A Dividend
K
J
T
T
46. -HomeDepot Common Stock A Dividend
4 7 . - In t el Co r p. Co m m o n St o ck A Dividend
48 . -Ishares Inc. MSCI Japan Index Fund A Dividend
49. -MSFT Comm on Stock A Dividend
J
J
J
J
T
T
T
T
50. -Sta tO i l Hydro ASA Common Stock
51 . - J A V A C o m m o n S to c k (Y )
Dividend T
I . Income Ga in Codes : A =$ 1,000 or less B = $1.001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000
( S e e C o l u m n s B I a n d IM ) F = $50,001 - $100,000 G =$100.001 - $1,000.000 HI =$ I ,~ O,001 - $5,000.000 H2 More than $5,000,000
2. V alue C odes J = $15,000 or less K -$15,001 - $50,000 L = $ 5 0 , 0 0 1 - $ 1 1 3 0 , 0 0 0 M =$ 100,001 - $250,000
( S e e C o l u m n s C I and D3) N =$250.001 - $509,000 O = $500.001 - $ I ,! )00,009 PI =$1,000.001 - $5,000,000 P2 =$5.000,001 * $25.000.000
P3 =$25,000,001 - $50.0<)0.000 P4 =M ore than $50,000.000
3. Value M ethod C odes Q = A pp r’ai~ l R =Cost {Real Estate Only) S =Asscs: ,mcnt T =Cash Mark e t
{See Co lumn C2) U =Book Va lue V =Other W =Es l tma tcd
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r ti n g
Gee, Dol ly M .
D a t e o f R e p o r t
08/I 3 / 201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust asse ts) repotting period
(i) (2)
Place "(X)" after each asset Amount Type (e.g.,
exempt from prior disclosure Code I div., rent,
( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(l) (2)
V a lu e V a lu e
C o d e 2 M e t h o d
(J - P ) C o d e 3
( Q - W )
O)Type (g.,
buy, se l l ,
r e d e m p t i o n )
Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3} (4)
D a t e Value Gain
m m /dd /y y C od e 2 Code 1
( J - P ) ( A - H )
( 5 )I d e n t i t y o f
buyer /se l le r
( i f p r i v a t e
t r ansac l ion )
52 .
53 .
54 .
-Ridgeworth U.S. Gov’t Securities B ond
Fund IX)
Brokerage Account #6 (401 (k))
-Janus Growth & Income Fund
Dividend
Dividend
T
Sold 08~0/10 L A
55 . -Fidel ity Income Fund
56. Brokerage Account #7 (401(k) )
57 . -PIMCO Total Return Bond Fund IX)
58 . -Principal Financial Group Life Cycle
Retirement Fund (Y)
B Int./Div.
A Dividend
N
L T
I . Income Ga in Codes : A = $1,000 o r less B = $1,001 - $2.500 C = $2,501 - $5,000 D =$5,0~1 - $15,000
(See Co lumns B I and IM ) F =$ 5 0.001 - $ 100.000 G=
$100.001 - $1.000.000 H I =$ 1.000.001 - $5.000.000 H2 =More than $5.000.000
2. Va lue Codes J =$15.0~O or less K= $15.001 - $50.000 L =$ 50,001 - $ 100,000 M =$ 100,001 - $250,000
(See Co lumns C I and D3) N=
$250.1901 - $500.000 O -$500.001 - $ 1,000.000 P I =$1.000,001 - $5,000.000 P2 =$5,000.001 - $25.000.000
P3 -$25,000.001 o $50.000.000 P4 -More than $50.000.000
3. Value Method Codc~ Q =Appraisal R =Cosl (Real Eslale Onl)) S =Assessmen t T =Cash Mark e t
I See C ol um n C 2 ) U =Book Va lue V O t h e r W =Esl ima ted
E =$15.0~1 - $50,00~
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FINANCIAL DISCLOSURE REPORT
Page 8 of 9
N a m e o f P e r so n R e p o r t i n g
G e e , D o l ly 51 .
Date of Report
08/13/2011
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indlcate part of report.)
In Pa r t VI I o f my Nom ina t ion Repor t , da ted Aug us t 10 , 2009, I m is iden t i fied a m utua l fund a t l ine 73 a s the Fide l ity M oney M arke t Fund . The cor r ec t name i s
Fidelity Income Fund and that is reflected in the current report a t l ine 55.
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FINANCIAL DISCLOSURE REPORT
Pa ge 9 o f 9
Name of Person Repo rt ing
Gee , Doi ly M.
Date of Repor t
08/13/201 I
IX. CERTIFICATION.
I c e r t if y t ha t a l l in fo r m a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t he be s t o f m y k n o ~ v l e d g e a n d b e l i e f, a n d t ha t a n y i n fo r m a t i o n n o t r e p o r t e d wa s w i t hhe ld be c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s io n s p e r m i t ti n g n o n -d i s c l o su r e .
I f u r th e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Signa tur e: S/Dolly M. Gee
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
C om m i t tee on F inanc ia l D i sc losu reA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301
O n e C o l u m b u s C i r c le , N .E .W a sh ing ton , D . C . 20 5 4 4