OrganiJ.ational Chart December 2016
Legal Entity Identifier (LEI) -
C!Qllf for all entitles within
the organization
I HomeStar Education
Foundation, Inc. Manteno, IL
(Illinois Non-Profit Corp) 100°.
6'2212001
I
llome tar Deferred lschange Corp
Manteno, IL (lhnoos Corporation)
IOO°o 7;3012002
317/2017 1144AM
HomcStar Financial Group, Inc.
Manteno, IL (A Delaware Corporation)
3/29/1983
HomeStar Bank and Financial
Services
Manteno, IL (lllonoos Chanered Community Bank)
IOO°o 2'2311946
llomc tar Tille Company LLC
Bradlev IL IOO:r.
(llhno1s LLC) 2/0112000
Managinl! member
I Home tar Title Services, LLC
(OBA llomeStar Title Company) Bradley, IL
50% (llhno1s LLC)
12131 2012 Non-mnnnging member
I \lanteno Capital
Tru;t I Manteno, IL
(Delaware Statutory Business Trust)
(1 rust Preferred Stock) IOO°o
3 9'2000
Attachment A
I llome tar Capital TrU5t
II Manteno, IL
(Delaware Statutory Business Trust)
(Trust Preferred Stock) IOO°o
1111112005
I llomcStar
Insurance Services, LLC Manteno, IL
50% (llhno1s LLC)
12i31'2010 Non-managing member
T \F1nance\Oeb\HSFG\Org Chart\HSFG Org Cllan 2016 xis
Results: A hst of branches for your depository institution. H.JMESTAll BAN Aim F N.t.NOAI. SEl!VIC£S OO�RSSD )(Xl()36� This depository institution 1s held by ·-OMESTAll F AA GllO..f> '<.. L.!09088) ol M4HTINO. iL
The data are as of U 31/20lli. Data reflects Information that was received and processed through 01/10/2017
Reconclllatlon and Verification Steps 1. In the Dalli Action column of each branch row, enter one or more of the actions speafled below 2. If required, enter the date In the Effective Date column
Actions
OK: If the branch Information is correct, enter ·OK' In the Data Action column. Chance: If the branch lnformauon Is incorrect or incomplete, revtse the data, enter ·o.ang" in the Dalli Action column and the date when this Information first became valid tn the Effective Date column. Close: If a branch hsted was sold or closed, enter 'Oast!' in the Dalli Action column and the sale or closure date In the Effective Date column. Delett!; If a branch listed was never owned by this depository inst1tut1on, enter ·0e1ete in the Data Action co lumn. Add: If a reportable branch 1s missing. insert a row, add the branch data, and enter Add' In the Data Action column and the opening or acqu1srt1on date in the Effective Date column.
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Submission Procedure When you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information.
If you are e-mailing this to your FRB contact, put your institution name, crtv and state in the subject hne of the e-mail.
Note:
To satisfy the FR Y-10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Dalli Action of Change, Close, Delete. or Add The FR Y-10 report may be submitted 1n a hardcopy format or via the FR Y-10 Online application - https://ylOonllne .. federalreserve.gov
• FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.
Dete E"9ctlve Brandl Stat Zip Action Dete Branch Service Tvee ID_RSSD' Popular Name Street Address City e Code County Country
HOMESTAR BANK AND OK Full Service (Head Office) 300036 FINANCIAL SERVICES 303 SECTION LINE ROAD MANTENO IL 60950 KANKAKEE UNITED STATES
OK Full Service 2419071 BOURBONNAIS BRANCH 576 LATHAM DRIVE BOURBONNAIS IL 60914 KANKAKEE UNITED STATES
OK Full Service 310633 BRADLEY BRANCH 435 EAST NORTH STREET BRADLEY IL 60915 KANKAKEE UNITED STATES
OK Full Service 3677814 KANKAKEE BRANCH 255 EAST STATION STREET KANKAKEE IL 60901 KANKAKEE UNITED STATES
OK Full Service 36nsn MANHAlTAN BRANCH 25640 SOUTH GOUGAR ROAD MANHAlTAN IL 60442 WILL UNITED STATES
Office FDIC Numbe
UNINUM• r•
10S57 0
222409 4
6678 3
4ns21 11
451643 7
\Uathment II
Head Office Com me
Head Office ID_RSSD' nts
HOMESTAR BANK AND FINANCIAL SERVICES 300036
HOMESTAR BANK AND FINANCIAL SERVICES 300036
HOMESTAR BANK AND FINANCIAL SERVICES 300036
HOMESTAR BANK AND FINANCIAL SERVICES 300036
HOMESTAR BANK AND FINANCIAL SERVICES 300036
3/l/1017 I S7 PM r \F1110ncr\O.b\HSFG\8runcha FR H\Broncha 10300036 FuM Public 20161131 J of J >IV
Attachment C
FORM FR-Y 6
HOMESTAR FINANCIAL GROUP, INC.
Manteno, IL
Fiscal Year Ending December 31, 2016
Amended Final 6-13-2017
Report Item 3: Securities Holders
(1)(a)(b)(c) and (2)(a)(b)(c)
Current Securities Holders with ownership, control or holdings of 5% or more with power to Securities Holders not listed in 3(1)(a) through (3)(1)(c) that
vote as of fiscal year ending 12-31-2016 had ownership, control or holdings of 5% or more with power
to vote during the fiscal year
(1) (a) (1) (b) (1) (c) (2) (a) (2) (b) (2) (c)
Name & Address Country of Citizensip Percentage Name & Address Country of Citizensip Percentage
(city, State, Country)
Nbr of Nbr of
or Incorporation (city, State, Country) or Incorporation Shares Shares
Madelyn A O'Brien, Trustee USA 1934 13.3306% Common Stock "none" "none" "none" "none" "none"
GST Family Trust C/U Patrick M O'Brien
Bourbonnais, IL USA
Madelyn A O'Brien Self Directed IRA USA 806 5.5556% Common Stock
HomeStar Bank and Financial Services,
Custodian
Bradley, IL USA
Madelyn A O'Brien USA 106 0.7306% Common Stock
Bourbonnais, IL USA
Dennis O'Brien, Trustee USA 25 0.1723% Common Stock
under Dennis O'Brien Trust
Washington DC USA
Dennis O'Brien USA 409 2.8191% Common Stock
Washington DC USA
Michael P. and Nicole O'Brien USA 109 0.7513% Common Stock
Kankakee, IL USA
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Attachment C
Current Securities Holders with ownership, control or holdings of 5% or more with power to
vote as of fiscal year ending 12-31-2016
Securities Holders not listed in 3(1)(a) through (3)(1)(c) that
had ownership, control or holdings of 5% or more with power
to vote during the fiscal year
(1) (a) (1) (b)
Name & Address Country of Citizensip
(city, State, Country) or Incorporation
(1) (c) (2) (a) (2) (b)
Name & Address Country of Citizensip
(city, State, Country) or Incorporation
(2) (c)
Nbr of
Shares
Percentage Nbr of
Shares
Percentage
Michael P. O'Brien, Trustee USA
under Michael P. O'Brien Trust
Kankakee, IL USA
25 0.1723% Common Stock
Michael P. O'Brien USA
Kankakee, IL USA
398 2.7433% Common Stock
Mary Denise O'Brien Self Directed IRA USA
HomeStar Bank & Fincl Services, Custodian
Bradley, IL USA
200 1.3785% Common Stock
Francis J Smith USA
Manteno, IL USA
940 6.4792% Common Stock
Francis J Smith Self Directed IRA USA
HomeStar Bank and Financial Services,
Custodian
Bradley, IL USA
160 1.1028% Common Stock
Jean Smith USA
Manteno, IL USA
1044 7.1960% Common Stock
William F Smith, voting individually USA
and as a Trustee
Chicago, IL USA
599 4.1288% Common Stock
Laura Bertucci Smith USA
Chicago, IL USA
63 0.4342% Common Stock
6/13/2017 2:21 PM T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 3-Sec Holders).xls \ 12-31-16 Pg 2 of 4
Attachment C
Current Securities Holders with ownership, control or holdings of 5% or more with power to
vote as of fiscal year ending 12-31-2016
Securities Holders not listed in 3(1)(a) through (3)(1)(c) that
had ownership, control or holdings of 5% or more with power
to vote during the fiscal year
(1) (a) (1) (b)
Name & Address Country of Citizensip
(city, State, Country) or Incorporation
(1) (c) (2) (a) (2) (b)
Name & Address Country of Citizensip
(city, State, Country) or Incorporation
(2) (c)
Nbr of
Shares
Percentage Nbr of
Shares
Percentage
Pamela J Smith USA
Washington DC, USA
564 3.8875% Common Stock
Kelly C Smith-Haley, voting USA
individually and as a Trustee
Chicago, IL USA
671 4.6250% Common Stock
Michael D Smith and Amy Tejral USA
in Joint Tenancy
Chevy Chase, MD USA
125 0.8616% Common Stock
Michael D Smith, voting individually USA
and as a Trustee
Chevy Chase, MD USA
740 5.1006% Common Stock
Amy C Tejral USA
Chevy Chase, MD USA
300 2.0678% Common Stock
James P Smith as Trustee Under USA
James P Smith Revocable Trust
Washington, DC USA
901 6.2104% Common Stock
Christine K Smith as Trustee Under USA
Christine K Smith Revocable Trust
Washington, DC USA
1472 10.1461% Common Stock
Daniel P Smith USA
Washington, DC USA
398 2.7433% Common Stock
6/13/2017 2:21 PM T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 3-Sec Holders).xls \ 12-31-16 Pg 3 of 4
Attachment C
Current Securities Holders with ownership, control or holdings of 5% or more with power to
vote as of fiscal year ending 12-31-2016
Securities Holders not listed in 3(1)(a) through (3)(1)(c) that
had ownership, control or holdings of 5% or more with power
to vote during the fiscal year
(1) (a) (1) (b) (1) (c) (2) (a) (2) (b) (2) (c)
Name & Address
(city, State, Country)
Country of Citizensip
or Incorporation
Nbr of
Shares
Percentage Name & Address
(city, State, Country)
Country of Citizensip
or Incorporation
Nbr of
Shares
Percentage
Molly Smith Molloy
Baltimore, MD USA
Martin J Whalen Jr.
LaPort, IN USA
USA
USA
399
800
2.7502%
5.5142%
Common Stock
Common Stock
6/13/2017 2:21 PM T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 3-Sec Holders).xls \ 12-31-16 Pg 4 of 4
Attachment D
FORM FR Y-6
Report Item 4: Insiders
(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)
HOMESTAR FINANCIAL GROUP, INC.
Fiscal Year Ending December 31, 2016
Manteno, IL
Amended Final 6-13-2017
(1)
Names & Adress (City, State,
Country)
(2)
Principal Occupation
if other than with
Bank Holding
Company
(3)(a)
Title & Position with
Bank Holding
Company
(3)(b)
Title & Position with Subsidiaries
(include names of subsidiaries)
(3)(c)
Title & Position with Other Businesses (include
names of other businesses)
(4)(a) (4)(b) (4)(c) Percentage of
Voting
Securities in
Subsidiaries
(include
names of
subsidiaries)
Percentage of
Voting
Securities in
Bank
Holding
Company
List names of other companies
(includes partnerships) if 25% or
more of voting securities are held
(List names of companies &
percentage of voting securities held)
Madelyn A O'Brien, Trustee Retired
GST Family Trust C/U Patrick M O'Brien
Bourbonnais, IL USA
"n/a" "n/a" "n/a" 13.3306% None "n/a"
Madelyn A O'Brien Self Retired
Directed IRA
HomeStar Bank and Financial Services,
Custodian
Bradley, IL USA
"n/a" "n/a" "n/a" 5.5556% None "n/a"
Madelyn O'Brien
Bourbonnais
IL, USA
Retired "n/a" "n/a" "n/a" 0.7306% None "n/a"
Dennis O'Brien, Trustee
under Dennis O'Brien Trust
Washington DC USA
Director of Business
Operations
"n/a" "n/a" Director -Dennis J Smith Legacy
Foundation
CEO/Founder - Clover Consulting LLC
0.1723% None "n/a"
Dennis P O'Brien
Washington
DC, USA
Director of Business
Operations
"n/a" "n/a" Director -Dennis J Smith Legacy
Foundation
CEO/Founder - Clover Consulting LLC
2.8191% None "n/a"
Michael P. O'Brien, Trustee Banker
under Michael P. O'Brien Trust
Kankakee, IL USA
Secretary
Director
COO, Sr. EVP & Director - Home-
Star Bank and Financial Services
Director - Community Foundation
of Kankakee River Valley
Chairman and Director - Kankakee
Development Corporation
Secretary and Treasurer - Dennis J.
Smith Legacy Foundation
Managing Partner - DJS N&N, LLC
0.1723% None "n/a"
Page 1 of 5 T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 4-Insiders) Dec 16.xls 6/13/2017
A
ervices,
Attachment D
FORM FR Y-6
Report Item 4: Insiders
(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)
HOMESTAR FINANCIAL GROUP, INC.
Fiscal Year Ending December 31, 2016
Manteno, IL
Amended Final 6-13-2017
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Names & Adress (City, State,
Country)
Principal Occupation
if other than with
Bank Holding
Company
Title & Position with
Bank Holding
Company
Title & Position with Subsidiaries
(include names of subsidiaries)
Title & Position with Other Businesses (include
names of other businesses)
Percentage of
Voting
Securities in
Bank
Holding
Company
Percentage of
Voting
Securities in
Subsidiaries
(include
names of
subsidiaries)
List names of other companies
(includes partnerships) if 25% or
more of voting securities are held
(List names of companies &
percentage of voting securities held)
Michael P O'Brien
Kankakee
IL, USA
Banker Secretary
Director
COO, Sr. EVP & Director - Home-
Star Bank and Financial Services
Director - Community Foundation
of Kankakee River Valley
Chairman and Director - Kankakee
2.7433% None "n/a"
Development Corporation
Secretary and Treasurer - Dennis J.
Smith Legacy Foundation
Managing Partner - DJS N&N, LLC
Michael P & Nicole "n/a" "n/a" "n/a" "n/a" 0.7513% None "n/a"
O'Brien
Kankakee
IL, USA
Mary Denise O'Brien Retired attorney "n/a" "n/a" Director, Secretary-Treasurer - Manage- 1.3785% None "n/a"
Self Directed IRA ment and Regulatory Consultants, Inc.
HomeStar Bank & Fincl Services, Custodian
Bradley,IL, USA
Francis J Smith Banker/Real Estate Chairman Sr. EVP, Director, & Business Director - Manteno Comm. Dev. Corp. 6.4792% None Smith Development Limited
Manteno Developer Director Development Officer - HomeStar Partner - 1551 Associates, LP Liability Corporation (25%)
IL, USA Bank and Financial Services Managing Partner - Smith Dev't LLC
Director - HomeStar Titlt Co.
Francis J Smith Self Directed IR Banker/Real Estate Chairman Sr. EVP, Director, & Business Director - Manteno Comm. Dev. Corp. 1.1028% None Smith Development Limited
HomeStar Bank and Financial S Developer Director Development Officer - HomeStar Partner - 1551 Associates, LP Liability Corporation (25%)
Custodian Bank and Financial Services Managing Partner - Smith Dev't LLC
Bradley, IL USA Director - HomeStar Titlt Co.
Page 2 of 5 T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 4-Insiders) Dec 16.xls 6/13/2017
Attachment D
FORM FR Y-6
Report Item 4: Insiders
(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)
HOMESTAR FINANCIAL GROUP, INC.
Fiscal Year Ending December 31, 2016
Manteno, IL
Amended Final 6-13-2017
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Names & Adress (City, State,
Country)
Principal Occupation
if other than with
Bank Holding
Company
Title & Position with
Bank Holding
Company
Title & Position with Subsidiaries
(include names of subsidiaries)
Title & Position with Other Businesses (include
names of other businesses)
Percentage of
Voting
Securities in
Bank
Holding
Company
Percentage of
Voting
Securities in
Subsidiaries
(include
names of
subsidiaries)
List names of other companies
(includes partnerships) if 25% or
more of voting securities are held
(List names of companies &
percentage of voting securities held)
Jean Smith
Manteno
IL, USA
Retired "n/a" "n/a" "n/a" 7.1960% None "n/a"
William F Smith,
voting individually &
as a Trustee
Chicago
IL, USA
Banker President & CEO
Director
CEO, Chairman, General Counsel,
Chief Trust Officer, Chief Investment
Officer - HomeStar Bank and Finan-
cial Services
Partner - Erickson, Smith, O'Hara,
Keigher, LLC
President - Dennis J. Smith Legacy
Foundation
Managing Partner - DJS N&N, LLC
4.1288% None "n/a"
Laura Bertucci Smith
Chicago
IL, USA
Associate Judge "n/a" "n/a" Director -Dennis J Smith Legacy
Foundation
0.4342% None "n/a"
Pamela J Smith
Washington
DC, USA
Government
Relations
"n/a" "n/a" Partner - Tarplin, Downs & Young, LLC 3.8875% None "n/a"
Kelly C Smith-Haley,
voting individually &
as a Trustee
Chicago
IL, USA
Attorney "n/a" "n/a" Partner - Fox, Swibel, Levin, & Carroll,
LLP
Director - Chicago Foundation for Women
Director - Twelve Clans, Inc.
4.6250% None "n/a"
Michael D Smith,
voting individually
& as a Trustee
Chevy Chase
MD, USA
Government
Relations
"n/a" "n/a" Principal and Director - Cornerstone
Government Affairs
5.1006% None "n/a"
Page 3 of 5 T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 4-Insiders) Dec 16.xls 6/13/2017
Attachment D
FORM FR Y-6
Report Item 4: Insiders
(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)
HOMESTAR FINANCIAL GROUP, INC.
Fiscal Year Ending December 31, 2016
Manteno, IL
Amended Final 6-13-2017
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Names & Adress (City, State,
Country)
Principal Occupation
if other than with
Bank Holding
Company
Title & Position with
Bank Holding
Company
Title & Position with Subsidiaries
(include names of subsidiaries)
Title & Position with Other Businesses (include
names of other businesses)
Percentage of
Voting
Securities in
Bank
Holding
Company
Percentage of
Voting
Securities in
Subsidiaries
(include
names of
subsidiaries)
List names of other companies
(includes partnerships) if 25% or
more of voting securities are held
(List names of companies &
percentage of voting securities held)
Michael D Smith &
Amy Tejral in Joint
Tenancy
Chevy Chase
MD, USA
N/A "n/a" "n/a" "n/a" 0.8616% None "n/a"
Amy C Tejral
Chevy Chase
MD, USA
Government
Relations
"n/a" "n/a" Partner - Avenue Solutions 2.0678% None "n/a"
James P Smith as Trustee
Under James P Smith
Revocable Trust
Washington, DC USA
Attorney Vice-President
Director
Director - HomeStar Bank and
Financial Services
President - Smith, Dawson, & Andrews,
Inc.
6.2104% None Smith Development Limited
Liability Corporation (25%)
Smith, Dawson & Andrews,
Inc. (100%)
Christine K Smith as Trustee
Under Christine K Smith
Revocable Trust
Washington, DC USA
Assistant Head
Master
"n/a" "n/a" "n/a" 10.1461% None "n/a"
Daniel P Smith
Washington
DC, USA
Deputy Counsel "n/a" "n/a" Minority Partner - DJS N&N, LLC 2.7433% None "n/a"
Molly Smith Molloy
Baltimore
MD, USA
Post Doctoral Fellow "n/a" "n/a" Minority Partner - DJS N&N, LLC 2.7502% None "n/a"
Page 4 of 5 T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 4-Insiders) Dec 16.xls 6/13/2017
Attachment D
FORM FR Y-6
Report Item 4: Insiders
(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)
HOMESTAR FINANCIAL GROUP, INC.
Fiscal Year Ending December 31, 2016
Manteno, IL
Amended Final 6-13-2017
(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)
Names & Adress (City, State,
Country)
Principal Occupation
if other than with
Bank Holding
Company
Title & Position with
Bank Holding
Company
Title & Position with Subsidiaries
(include names of subsidiaries)
Title & Position with Other Businesses (include
names of other businesses)
Percentage of
Voting
Securities in
Bank
Holding
Company
Percentage of
Voting
Securities in
Subsidiaries
(include
names of
subsidiaries)
List names of other companies
(includes partnerships) if 25% or
more of voting securities are held
(List names of companies &
percentage of voting securities held)
Patrick D Martin Banker Assistant Secretary President, CAO & Director - Trustee - Kankakee Community College 0.0069% None "n/a"
Manteno Director HomeStar Bank and Financial Chairman - Oakside Board of Riverside
IL, USA Services
Deborah S Maw Banker Treasurer Sr. VP & CFO - HomeStar Bank "n/a" 0.0069% None "n/a"
Bourbonnais and Financial Services
IL, USA Treasurer - HomeStar Title Co.
Page 5 of 5 T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 4-Insiders) Dec 16.xls 6/13/2017