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    September 2004

    SEMICONDUCTOR LASERSSEMICONDUCTOR LASERS

    AND LIGHT EMITTING DIODESAND LIGHT EMITTING DIODES

    CHAPTER 4CHAPTER 4

    FACULTY OF ELECTRICAL ENGINEERING UNIVERSITI TEKNOLOGI MALAYSIA

    ASMS05 FACULTY OF ELECTRICAL ENGINEERING UNIVERSITI TEKNOLOGI MALAYSIA

    http://en.wikipedia.org/wiki/Diode_laser http://en.wikipedia.org/wiki/LED

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    4.1 The Semiconductor Laser4.1 The Semiconductor Laser

    In many ways the ultimate optoelectronic source.

    Provides high optical power

    in a small package

    at a low cost low electrical power

    The laser diode

    has become the standard source for opticalcommunications.

    We first deviate slightly from our discussion of coherent light sources

    to bring in the light emitting diode (LED). Both the LED and the Diode laser are based on forward biased

    pn-junctions

    both rely on phenomenon of injection luminescence for

    their operation

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    4.2 Injection Luminescence4.2 Injection Luminescence

    Luminescence - phenomenon of light emission from solidmaterials

    on excitation by some form of applied energy

    The Light Emitting Diode (LED)

    Emits light when a current is injectedinjected across a forward

    biased pn-junction

    Injection luminescence

    In a normal pn-junction diode

    spontaneous radiation (luminescence) represents lost

    energy Normal diode is designed to minimise this loss.

    In a LED or LD

    We want to exaggerate this effect.

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    A thin depletion region or layer is formed at

    the junction through carrier recombination

    which effectively leaves it free of mobilecharge carriers (both electrons and holes).

    This establishes a potential barrier between the p and n

    type regions which restricts the inter diffusion of majority

    carriers from their respective regions

    Equilibrium situation

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    4.2 Injection Luminescence4.2 Injection Luminescence

    On applying a forward voltageacross the ends of a pn-junction

    the p-type is made positive withrespect to the n-type

    The equilibrium situation isdisturbed.

    The energy barrier is reduced

    Because the barrier energy hasdecreased, the diffusion current

    must now exceed the drift current

    gives rise to net flow of currentfrom p-side to n-side.

    This current is known as the

    injection currentinjection current

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    4.2 Injection Luminescence4.2 Injection Luminescence

    Holes in p-side and electrons in n-side can cross over to oppositesides of junction

    Holes which cross to n-side recombine with electrons in n-type

    Electrons which cross to p-side recombine with holes in p-type

    Excess energy produced by recombination emitted asphotons

    spontaneous emission of radiation.

    Effectively electrons drop from CB into VB

    The longest wavelength which can be emitted,corresponds to an electron dropping from bottom of CB to

    top of VB.

    Shorter wavelengths emitted when the electron dropsfrom higher energy states in CB.

    c = hc/Eg ;

    where Eg is the energy of the bandgap.

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    Eg = E2 - E1 = hf , where h = 6.626 x 10-34 J s is Planck's constant

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    4.3 Light Emitting Diodes (LED's)4.3 Light Emitting Diodes (LED's)

    All pn junctions emit light on passage of forward biased current

    Si & Ge are not efficient producers of light

    Electrons & holes must first lose momentum before they canrecombine

    indirect semiconductors

    Compound semiconductors are bettere.g. GaAs, GaP, GaAlAs

    Electrons & holes can directly recombine

    direct semiconductors

    In GaAs with a bandgap energy of 1.43 eV

    Longest emitted wavelength is 860 nm

    In practice, doping of the materials creates energy states insidethe bandgap

    Gives shorter wavelengths than those predicted above

    Peak emission wavelengths depend on material

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    http://en.wikipedia.org/wiki/Doping_(semiconductors)

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    4.3 The LED4.3 The LED

    More complex compounds such as GaAsxP1-x allowselection of the bandgap width and,

    hence, emission wavelength by varying the As:P ratio.

    For pure GaP (x = 0) the band gap is 2.26 eV,whereas, for pure GaAs (x = 1) the bandgap is about

    1.44 eV,

    providing a range of wavelengths between 550 and 860 nm.

    Typical emission wavelengths for LEDs GaAs 1.44 eV - 880 nm

    GaP 2.26 eV - 550 nm or 700 nm

    GaAsP - 580 nm or 660 nm

    Si - 1100 nm

    Ge - 1810 nm

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    Sb-Stibium

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    4.3 The LED4.3 The LED

    LEDs can often prove a useful low cost alternative to the laserdiode.

    Radiation emitted from diode results mainly from spontaneoustransitions.

    low intensity radiation is emitted.

    Construction of LEDs is slightly different from the laser diode

    a shallow junction is fabricated to allow as much radiant emission

    as possible to escape.

    Several different methods of encapsulation of the junction are

    employed to maximise the amount of light that can be emitted. The type of encapsulation used influences the spatial profile of the

    output beam.

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    4.3.1 LED Structure4.3.1 LED Structure

    Light emission

    p-region

    n-region

    Metal contactsSURFACE EMITTING LED

    Light emission

    p-region

    n-region

    Metal contactsEDGE EMITTING LED

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    Surface emitting LEDSurface emitting LED

    Light emission(some light will escape

    into substrate)

    Oxide

    p-GaAs0.6P0.4

    n-GaAs0.6P0.4

    n-GaAs substrate

    Metal contacts

    50 m

    5 m

    200 m

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    Te-Tellurium

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    4.3.2 Typical LED Parameters4.3.2 Typical LED Parameters

    The GaAs0.6P0.4 LED shown earlier Emits in the red part of spectrum (650 nm)

    Powers can be a few hundred W to tens of mW

    Newer high irradiance LEDS can produce Watts ofcw power

    Radiation is broadband around 50 nm full width

    Drive currents between few mA to a few hundred mAneeded

    Beam divergences often determined by the

    encapsulation Geometries devised to reduce losses at

    interfaces and to minimise total internalreflection

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    4.4 Semiconductor Lasers (Laser Diodes)4.4 Semiconductor Lasers (Laser Diodes)

    Fundamentally different from other lasers (gas lasers) Formed from heavily doped pn-junctions

    Based on modified LED structure

    To achieve laser action, need to ensure high concentration of e-hpairs available for recombination

    Achieved by high doping concentrations across junction

    Long spontaneous li fetime materials enhance stimulated emission

    Laser diodes constructed so that light emerges from ends ratherthan through the wide gap

    narrow active layer contains holes across the whole length

    ends are cleaved, polished and made flat & parallel

    light, which is spontaneously generated, is reflected back & forthcausing stimulated emission

    High current densities are needed to produce stimulated emission& population inversion

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    4.4 Laser Diode4.4 Laser Diode

    Light emission

    Oxide

    p-region

    n-region

    Metal contacts

    Active region

    Heavily doped n-region(light emission)

    END VIEW SIDE VIEW

    LASER DIODE

    Sides are roughened Ends are cleaved and polished

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    4.4.1 Practical Laser Diodes4.4.1 Practical Laser Diodes

    The first operational laser diode consisted of a single crystal ofGaAs

    To create a population inversion and enhance possibility ofrecombination

    high levels of doping are necessary to ensure that, in the depletion

    region,

    filled states in the CB are directly above empty states in VB

    This applies only across a very narrow region of the depletionarea,

    about 1 nm wide, known as the active layer.

    The narrow active layer contains holes across the whole length

    of the crystal.

    Its ends are cleaved, polished and made flat & parallel and thesides are roughened to trap light inside crystal.

    This forms the optical cavity

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    http://en.wikipedia.org/wiki/Optical_cavity

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    Light, which is spontaneously generated,

    is reflected back & forth causing stimulated

    emission.

    The onset of lasing is characterized by a

    specific injection current known as the

    threshold currentthreshold current.

    Below this threshold, Ith, light emission will bespontaneous and incoherent.

    For a significant gain, a high current density of

    the order of several hundred A mm-2 is

    necessary. These early lasers had lifetimes of only a few

    hundred hours and required cooling by liquid

    nitrogen for efficient operation.

    These are known as homojunctionhomojunction lasers

    I

    P

    Ith

    Laser action

    LED action

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    4.4.1 Practical Laser Diodes4.4.1 Practical Laser Diodes

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    4.4.3 Double4.4.3 Double HeterojunctionHeterojunction Laser DiodesLaser Diodes

    Further improvements with double heterojunction(DH) diode.

    Reducing the active region even further and

    sandwiching between a double layer Confines gain to an even narrower region

    threshold currents down to hundreds of milliamps

    efficient operation in both pulsed and continuous modes.

    n-GaAs

    P-GaAlAs

    p-GaAs

    Radiation field

    Gain

    N-GaAlAs Loss

    Loss

    Refractive index

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    4.4.3 Double4.4.3 Double HeterojunctionHeterojunction -- ExampleExample

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    4.4.4 Stripe (Index4.4.4 Stripe (Index--guided) Lasersguided) Lasers

    Further confinement of the gain improves this further

    Gain region confined to a narrow vertical stripe as well as inthe active area

    Index-guiding or Gain-guiding

    Collectively known as stripe lasers

    IndexIndex--guidedguided structures vary refractive in vertical as well ashorizontal plane

    Beam is confined both vertically and horizontally

    Substrate n-GaAlAs

    n-GaAlAs n-GaAlAs

    n-GaAlAs

    Active region n-GaAlAsp-GaAlAs

    Metal contacts

    Oxide

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    4.4.5 Stripe (Gain4.4.5 Stripe (Gain--guided) Lasersguided) Lasers

    GainGain--guidedguided lasers achieve a similar performance by restricting the current flow through the diode

    Highly resistive regions channel the current through a

    narrow strip emission of light confined to narrow active region

    n-GaAs

    Highly

    resistive

    Highly

    resistive

    n-GaAlAsActive region n-GaAs

    p-GaAlAs

    Metal contactsCurrent through device

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    HeterojunctionHeterojunctionLaserLaser

    StructuresStructures

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    The Laser DiodeThe Laser Diode

    Laser diodes are produced across a wide range of wavelengths

    such as 633, 770, 809 nm, 1.1 or 1.3 m depending on the

    material and structure.

    For example, AlGaInP, GaAlAs, InGaAsP

    Powers range from a few mWs to several Ws cw.

    Most semiconductor lasers are edge emitters

    Typical active layers are 500 m long by 1 m thick and tensof m wide

    Newer structures like Multiple Quantum Well (MQW) andDistributed Feedback (DFB)

    Pulsed powers up to 100s of Watts peak.

    The lower injection currents, tens of milliamps, prolong

    operational life.

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    DFB Laser DiodeDFB Laser Diode

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    An optical grating is incorporated

    into the heterostructure waveguide

    to provide periodic variations in

    refractive index along the direction

    of wave propagation so that

    feedback of optical energy. The

    corrugated grating may be applied

    over the whole active length of the

    device where it gives what is known

    as distributed feedback andeliminates the need for end mirrors.

    The characteristics of this type of

    laser is that it has a smaller spectral

    width and its output wavelength ismore stable and linear. It is also less

    temperature independent.

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    Diode Laser StructuresDiode Laser Structures

    Semiconductor Lasers

    Edge emitters(single-element & arrays)

    Surface emitters(mostly arrays)

    Homojunction DH SH Planar cavity Vertical cavity

    Stripe Broad area

    Gain-guided

    Index-guided

    Variety of structures

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    Other StructuresOther Structures Quantum WellQuantum Well

    Quantum well lasers Utilise fact that an energy well can be formed at bottom of

    CB and top of VB

    High densities of electrons & holes can collect in respectivebands

    Population inversion obtained more easily

    Lower threshold currents, smaller active areas

    Low temperature sensitivity Replacing DH lasers

    Also seen as multiple quantum well (MQW) lasers

    Adjacent quantum wells couple together and increasethickness of active layer

    Reduces loss in surrounding regions

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    Other StructuresOther Structures Vertical CavityVertical Cavity

    Vertical cavity lasers

    Vertical Cavity Surface Emitting Lasers (VCSEL)

    Resonant cavity is in plane of active layer

    Photons have a very short path length (< 1 m) in active

    region

    Need high reflectance mirrors to overcome losses

    Active layer could be SQW or MQW Low thresholds, symmetrical beam profiles, high

    temperature stability

    Divergence angle of 7 - 10

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    Sony LaserSony Laser

    DiodeDiode

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    Sony LaserSony Laser

    DiodeDiode

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    4 6 Efficiency4 6 Efficiency

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    4.6 Efficiency4.6 Efficiency

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    1. Total efficiency (external quantum efficiency), T is defined as:

    There are a number of ways in which the operational efficiency of thesemiconductor laser may be defined.

    2. The external power efficiency of the device ep

    in converting electrical

    input to optical output is given by:

    where P=IV is the d.c. electrical input power and Pe = power emitted

    %100=

    P

    Peep

    %100

    =

    V

    EgT

    T = total number of output photons

    total number of injected electron

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    The optical power emitted, Pe into a medium of low refractive

    index, n from the face of a planar LED fabricated from a material of

    refractive index nx , is given approximately by:

    where Pint is the power generated internally and F is the

    transmission factor of the semiconductor-external interface.

    4.6 Efficiency4.6 Efficiency

    Hence it is possible to estimate the percentage of optical power emitted.

    2

    2

    int

    4 xe

    n

    FnPP =

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    4.7 MODULATION BANDWIDTH4.7 MODULATION BANDWIDTH

    The modulation bandwidth in optical communications may be defined ineither electrical or optical terms.

    2

    fB =

    where

    B = electrical BW

    f = optical BW

    Assuming a Gaussianfrequency response:

    Other StructuresOther Structures LEDLED

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    Other StructuresOther Structures LEDLED

    Other StructuresOther Structures LEDLED

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    Other StructuresOther Structures LEDLED

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    4 S CO C O S S S4 7 SEMICONDUCTOR LASER VERSUS LED

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    4.7. SEMICONDUCTOR LASER VERSUS LED4.7. SEMICONDUCTOR LASER VERSUS LED

    The power supplied by both devices

    is similar (about 10 20 mW).

    However, the maximum coupling

    efficiency of a fiber is much smaller

    for an LED than for an LD; for an LED

    it is (5 10)%, but for an LD it can beup to 90%.

    This difference in coupling efficiency

    has to do with the difference in

    radiation geometry of the twodevices.

    Temperature Effects on LD Output Power

    4 7 SEMICONDUCTOR LASER VERSUS LED4 7 SEMICONDUCTOR LASER VERSUS LED

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    4.7. SEMICONDUCTOR LASER VERSUS LED4.7. SEMICONDUCTOR LASER VERSUS LED

    As an LED emits spontaneous radiation, the speed of modulation

    is limited by the spontaneous recombination time of the carriers.

    LEDs have a large capacitance and modulation BW are not very

    large (a few hundred MHz).

    For a LD above the threshold the electrons remain in the CB for a

    very short time, due to the stimulated recombination; therefore,

    very fast modulation is possible (up to 10 GHz).

    LDs have narrower spectra than LEDs, and the single-mode lasers,

    in particular have a very narrow spectrum.

    This explains why the pulse broadening at transmission throughan optical fiber is very small.

    Therefore, with an LD as a light source, wideband transmission

    systems can be designed.

    4 7 SEMICONDUCTOR LASER VERSUS LED4 7 SEMICONDUCTOR LASER VERSUS LED

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    4.7. SEMICONDUCTOR LASER VERSUS LED4.7. SEMICONDUCTOR LASER VERSUS LED

    Changes of power output for an LD with temperature can be

    prevented by stabilizing the heat sink temperature with a Peltier

    element and a control circuit.

    LD generally requires more complicated electronic circuits than

    for an LED.

    LEDs can withstand power overloading for short duration betterthan LDs.

    At current prices, LEDs are less expensive than LDs.

    LEDs are generally very reliable and lifetime of 105 hours or 11

    years are comman for good LEDs if operated within the limits

    (power, voltage, current and temperature).

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    Table 1 omparison of LEDs and Lasers

    Characteristic LEDs Lasers

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    Characteristic LEDs Lasers

    Output Power

    Linearly proportional

    to drive current

    Proportional to current

    above the threshold

    CurrentDrive Current: 50 to

    100 mA PeakThreshold Current: 5

    to 40 mA

    Coupled Power Moderate High

    Speed Slower Faster

    Output Pattern Higher Lower

    Bandwidth Moderate High

    Wavelengths

    Available0.66 to 1.65 m 0.78 to 1.65 m

    Spectral WidthWider (40-190 nm

    FWHM)Narrower (0.00001 nm

    to 10 nm FWHM)

    Fiber Type Multimode Only SM, MM

    Ease of Use Easier Harder

    Lifetime Longer Long

    Cost Low ($5-$300) High ($100-$10,000)

    LED/LD Performance Characteristics

    S l k h i i LED/l d i h i f l i i

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    Several key characteristics LED/lasers determine their usefulness in a given

    application.

    Peak Wavelength: This is the wavelength at which the source emits the most power.

    It should be matched to the wavelengths that are transmitted with the least

    attenuation through optical fiber. The most common peak wavelengths are 1310,

    1550, and 1625 nm.

    Spectral Width: Ideally, all the light emitted from a laser would be at the peak

    wavelength, but in practice the light is emitted in a range of wavelengths centered

    at the peak wavelength. This range is called the spectral width of the source.

    Emission Pattern: The pattern of emitted light affects the amount of light that can becoupled into the optical fiber. The size of the emitting region should be similar to

    the diameter of the fiber core.

    Power: The best results are usually achieved by coupling as much of a source's

    power into the fiber as possible. The key requirement is that the output power of thesource be strong enough to provide sufficient power to the detector at the receiving

    end, considering fiber attenuation, coupling losses and other system constraints. In

    general, lasers are more powerful than LEDs.

    LED/LD Performance Characteristics

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    Speed: A source should turn on and off fast enough to meet the bandwidth limits of

    the system. The speed is given according to a source's rise or fall time, the time

    required to go from 10% to 90% of peak power. Lasers have faster rise and fall times

    than LEDs.

    Linearity is another important characteristic to light sources for some applications.

    Linearity represents the degree to which the optical output is directly proportionalto the electrical current input. Most light sources give little or no attention to

    linearity, making them usable only for digital applications. Analog applications

    require close attention to linearity. Nonlinearity in lasers causes harmonic distortion

    in the analog signal that is transmitted over an analog fiber optic link.

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    Analog LED Drive Circuits

    Digital LED Drive Circuits

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    Analog Laser Drive Circuits

    Digital Laser Drive Circuits


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