Download - Fund ManageMent Financial ServiceS
Fund ManageMent
Financial ServiceS
2 Our approach
4 Fund ManageMent
6 Financial ServiceS
8 Our experience
Southridge is a diversified
financial holding company
offering a wide range of
products and services, including
investment management,
merchant banking, and
investment banking.
Southridge’s offerings are delivered
through two primary divisions.
Fund Management – Devoted to various
proprietary financial strategies and products,
including structured finance, quantitative
methods, and asset-based lending.
Financial Services – Providing investment
banking, asset management, and brokerage
products and services.
2 Southridge LLC Capabilities
Our integrated network of offerings presents
high net worth individuals and institutional
investors with a premium growth environment.
Flexible
reSpOnSive
reSilient
At Southridge, we strive to build long-term
relationships with our clients through a
methodology that includes assessing each
investor’s objectives and risk tolerances,
developing customized personal or
institutional investment strategies, and
executing with efficiency.
We partner with our investee companies by
building customized solutions that meet their
capital and operating needs. We do not rest
on past achievements, rather we prove our
commitment every day by continually looking
ahead at market trends and creating new
opportunities to deliver consistent returns.
StruCtureD tO reaLize CLient anD inveStOr ObjeCtiveS
4 Southridge LLC Capabilities
Southridge offers a group of
innovative proprietary investment
funds providing high net worth
individuals and institutional investors
unique areas for exceptional growth.
Southridge structures its funds to
achieve maximum returns with limited
downside risk in adverse conditions,
provides transparency at all times,
and executes with integrity.
Fund
ManageMent
Structured Finance
Southridge Partners L.P./Southshore Capital
Fund Ltd. specializes in offering creative
financing structures and investment capital to
global public issuers across diverse industries.
Product offerings and structures are distinct from
other funds. Transactions are structured in a way
which provides consistent, above-average returns
while balancing the needs of client companies.
aSSet-baSed Lending
Southridge Real Estate Partners, LP/Southshore
Real Estate Fund, Ltd. manages a portfolio
of secured real estate loans designed to take
advantage of evolving trends in the market.
Focusing on providing capital to non-traditional
structures, the Funds make short-term loans
secured by real estate, and provide professional
real estate investment loan management.
Quantitative MethodS
Double Alpha Group LLC is a quantitative trading
firm utilizing statistical arbitrage techniques
to generate risk-adjusted premium returns on the
long and short side while maintaining a near
market neutral portfolio. Proprietary quantitative
modeling enables this fund to identify pricing
inefficiencies, offering the opportunity for
instantaneous execution and profit when prices
revert to their historical relationship.
Southridge Market Neutral US, L.P. is
“Quantitative Market Neutral, but not as you
know Quant or Market Neutral.” Focusing on
what works and why, the strategy is objective
trend-following instead of subjective mean
reversion. Investing in US large/mid caps, the
strategy uses no leverage or factor hedging.
Nonetheless risk/return profile is similar to 6:1
leveraged market neutral funds, but with low
correlation and smaller footprint.
Participation in these funds is available to accredited investors only. the securities offered by each investment vehicle managed by Southridge and Double alpha Group LLC are speculative securities, and their purchase involves a high degree of risk. You should consider all risk factors before investing in any securities of any investment vehicle. Please refer to the “risk factors” section of the investment vehicle’s private placement memorandum.
these summaries are for informational purposes only and do not represent an offer to sell or a solicitation of an offer to buy interests in these funds. Such offerings can only be made through the private placement memorandum.
aLternative inveStMent StrateGieS
Financial
ServiceS
6 Southridge LLC Capabilities
Supporting our integrated suite
of financial services, our team
of sophisticated investment professionals
tailor personalized plans and
execute transactions that meet the
individual needs and risk tolerances
of each of our clients.
inveStMent banking
Southridge Investment Group LLC provides
investment banking products and services
to emerging growth, small and mid-sized
companies, as well as institutional investors.
Our offerings include:
Private Placements
Public offerings
Mergers & acquisitions
Financial advisory
restructuring and Workouts
valuations and Fairness opinions
recapitalizations
brokerage Services
research
aSSet ManageMent
Southridge Asset Management LLC is a
Registered Investment Advisor providing
consulting, advisory, and fee-based asset
and fund management services in the
following areas:
Managed accounts
asset allocation Strategies
Wealth Preservation and estate Planning
Fixed income Strategies
retirement Planning
insurance and annuities
education Funding
interCOnneCteD, FuLL–ServiCe inveStMent OPPOrtunitieS
Southridge investment Group LLC is an SeC registered broker/Dealer, Member Finra/SiPC.
Southridge asset Management LLC is an SeC registered investment advisor.
transactions are cleared through, and assets held by, Pershing LLC, a wholly-owned subsidiary of the bank of new York Mellon Corporation. Pershing is a Member Finra/SiPC.
together for a decade, Southridge’s
core executive team has refined
distinct financial strategies that
leverage our intuitive understanding
of the marketplace.
Southridge’s track record has been fueled by combining
extraordinary talent with highly personalized service.
Our dynamic cadre of investment managers, advisors,
and brokers consistently evaluate each client’s goals,
plan personal or institutional investment strategies, and
structure transactions designed to meet investment goals
while minimizing risks.
Partner with us and gain from our unique approach.
8 Southridge LLC Capabilities
as we continue to enhance our
capabilities, the success of our clients
remains our primary focus.
experienced
innOvative
individualized
Southridge currently manages
assets for an exclusive list
of high net worth individuals
and institutional investors,
and is actively creating
new growth opportunities
in established as well as
emerging financial channels.
contact us to learn more.
Southridge investment group LLc is an Sec registered broker/dealer, Member Finra/SiPc.
Southridge asset Management LLc is an Sec registered investment advisor.
executive Pavilion 90 grove Street ridgefield ct 06877 203 431 8300 fund management 203 431 8081 financial services
800 third avenue 9th Floor new York nY 10022 212 994 9870 fund management 212 508 2100 financial services
[email protected] | southridgellc.com
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