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Hiring, Documentation, and Termination Issues
Mary Ann Saenz-Thompson,
SPHR, SHRM-SCP
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This training is designed to provide general information about the subject matter covered. Neither TAC nor the
trainers are engaged in rendering legal advice. If you need legal advice, TAC
recommends that you seek the services of a competent attorney who is
familiar with your specific situation.
Disclaimer
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Steps to Hiring
Identify the essential job functions.
Identify the qualifications desired.
Post your positions.
“Get the word out!”
Screen applications to weed out the unqualified applicants
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Steps to Hiring
Work with Human Resources to help eliminate “potential” problems
Use standardized applications vs. resumes
Applications must be retained at least 2 years unless hired, then must be retained for 5 years after separation.
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Job Descriptions
• A written summary of the significant
aspects of a job.
• Not required under the ADAAA, but
they help to ensure compliance with
ADAAA.
• Can justify the employee selection
decision in determining the best
qualified applicant for the position.
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Prepare to Interview
• Review the application and resume
BEFORE the interview.
• Determine what questions to ask and a
rating system to use BEFORE the interview.
• Ask all applicants the same questions and
spend equal time with each applicant.
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Interview Goals
What are you looking for?
• Does applicant meet job requirements?
• Any gaps in work history. Why?
• Is applicant interested in the job?
• Is applicant suitable for the job?
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Beginning the Interview
• Make the applicant comfortable.
• Explain the interview procedure.
• Give some information about your County
and department.
• Describe the job duties to the applicant.
• Ask them if they have any questions.
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Interview Questions
• Must relate to the job requirements and the
applicant’s ability to perform the essential
functions.
• Steer clear from “protected status” types of
questions.
• Ask “Open-Ended,” not Yes-No.
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Interview Questions
• Do not ask questions about applicant’s
personal life.
• Document strengths to justify selection of
final candidate.
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Interview Tricks of the Trade
• Avoid distracting behavior
• Do not take phone calls
• LISTEN…don’t interrupt
• Keep interview on track
• Avoid making “implied contracts”
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Interview Tricks of the Trade
• Head-nodding
• Encouraging words – “yes”, “go on”, “that’s
interesting”
• SILENCE…
• Repeating the answer with a questioning tone
• Verbal test questions if specific training, education
or experience is required
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Interview Closing
• Repeat job duties and expectations.
• Do not oversell the job.
• State the negative and positive of job.
• Ask if they have any questions.
• State when you plan to make a decision and
thank them.
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Interview Questions
Sex Appropriate = NONE unless BFOQ
Inappropriate = “Do you plan to have children?” “Do you think a woman can do this job?”
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Interview Questions
National Origin
Appropriate = NONE
Inappropriate = “Were you born in the US?” “What is your nationality?”
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Interview Questions
AgeAppropriate = Are you at least 18 years old?
Inappropriate = “How old are you?” “What is your birth date?”
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Interview Questions
Disability Appropriate = “Can you do the essential job functions with or without an accommodation?”
Inappropriate = “Are you disabled?”
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Interview Questions
Arrest Record
Appropriate = Have you ever been convicted of a felony?
Inappropriate = “Have you ever been arrested?”
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Interview Questions
Languages Appropriate = “Do you speak English? “ or “Do you speak Spanish?” - only if necessary for the position
Inappropriate = “What is your native language?”
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Interview Questions
EducationAppropriate =
Anything pertaining to the educational requirements of the job
“What degree, certification or training do you have?
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Checking References
• Ensures accuracy of information in all phases of
the process (interview, resume and application)
• FACTUAL
− Past Employment Information
− Professional References
− Educational/Certifications Information
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Avoid words like “Attitude” and
“Behavior”.Use Verbs
Focus on what you want the employee to
do.
Focus on what the employee does
Tips on Documentation
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Types of Discipline
• Done without employee knowledge
Preventative Discipline
• After behavior or poor performance has occurred
Corrective Discipline
• After behavior– job in jeopardyPunitive Discipline
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The Documentation Process
Written document must address the following:
•What the employee did wrong – focus on
behavior
•Why is the problem a problem – policy, etc.
•Specific impact of the incident
•Specific instructions to correct behavior
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The Documentation Process
Written document must address the following
cont’d:
•Reasonable time period to make correction
•Description of previous efforts to correct
•Your job is in JEOPARDY written into the
document. CONSEQUENCES!
•Employee’s signature that they have read and
understand the document
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Terminations
Ask yourself these questions before terminating:
− What are the real reasons for terminating this employee?
− Are they work related reasons?
− How would a jury of the employees peers look at the
reasons?
− Have you consulted legal counsel?
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Terminations
• Do you have SPECIFIC, OBJECTIVE, VALID
documentation?
• Does the employee fall into a protected class?
• Is your decision CONSISTENT with your past
practices and current policies?
• What do you have in the employees personnel
files?
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Terminations – The Process
Once your documentation is in place and you have consulted
with your legal counsel…
Meet with the employee in private. Always have one unbiased witness (preferably another supervisor).
State the purpose of the meeting.
No small talk or personal talk.
Give only VALID, DOCUMENTED work-related reasons for your decision.
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Terminations – The Process
Keep the meeting professional and on track.
Stay calm, remain objective and avoid emotion.
Explain the exit procedure and begin at end of meeting.
Help the employee retain their dignity.
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Questions
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Michele Arseneau512-461-1667
Diana Cecil512-924-6360
Mary Ann Saenz-Thompson512-921-9056
Rollie Ford512-680-1994
Human Resources Consultants