Transcript
Page 1: INDEX OF EU CREDIT INSTITUTIONS, BY COUNTRY OF ORIGIN ... · INDEX OF EU CREDIT INSTITUTIONS, BY COUNTRY OF ORIGIN, WHICH HAVE NOTIFIED THE CENTRAL BANK OF CYPRUS OF ... and 27/6/12

CENTRAL BANK OF CYPRUS

EUROSYSTEM

INDEX OF EU CREDIT INSTITUTIONS, BY COUNTRY OF ORIGIN,

WHICH HAVE NOTIFIED THE CENTRAL BANK OF CYPRUS OF

THEIR INTEREST TO OPERATE ON A CROSS-BORDER BASIS IN

CYPRUS IN ACCORDANCE WITH THE PROVISIONS OF THE

DIRECTIVE 2013/36/EU

UPDATED: 23 May 2017

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COUNTRY OF ORIGIN: AUSTRIA

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CENTRAL BANK OF CYPRUS

(“CBC”)

Activities to be carried out in Cyprus, in

accordance with Annex I of the Directive

2013/36/EU.

1. Raiffeisen Zentralbank Oesterreich Aktiengesellschaft

23/4/2004 1,2,3,4,6,7 (7a,7b,7e), 9,11,13,14

MIFID: A1 to A5 and B2 to B5

2. BAWAG P.S.K. (formerly Bank fur Arbeit und Wirtschaft Aktiengesellschaft)

4/8/2004 1-13

3. Bank Winter & Co Aktiengesellschaft

20/8/2004 1,2,4,5,6,7(7a-7e),8, 9,10,11,12

4. Oesterreichische Volksbanken AG

16/8/04 1-12 (except 7b)

5. Kommunalkredit Austria A.G.

28/9/2004 1 (excl. deposits), 2,3,6,7(7a-7e), 8,9

6. Volksbank Linz Muhlviertel reg.Gen.m.b.H

28/9/2004 1,2,3,4,5,6,7(7a,c,d,e), 9,10,11,12

7. Raiffeisenlandesbank Oberösterreich AG

15/10/2004 All activities (1-14)

8. Erste Group Bank 2/12/2004 All activities (1-14)

MIFID: A1 to A7, B1 to B7

9. Brüll Kallmus Bank AG (formerly Capital Bank International – Grawe Group AG)

19/1/2005 7(7a to 7e),8,9,10,11,12 MIFID: A1,A2,A3,A4,A5, A7 and B1,B3,B6 and B7

10. Mezzanin Finanzierungs AG

4/2/05 2,6

11. Lienzer Sparkasse AG

17/2/2005 All activities (1-14)

12. Western Union International Bank

21/7/2005 & 4/6/12 1,2,4,7b, 7c, 11

MIFID: A1,A2,A5 and B4

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GmbH

13. Volksbank International AG

20/4/2007 2,6,8

14. Brokerjet Bank AG (formerly ecetra Central European e-Finance AG)

20/4/2007 1,2,4,7(7a-7e), 11,12

Activity 2 is limited to: Lending (including inter alia consumer credit and mortgage credit)

15. Investkredit Bank AG 2/7/2007 1,2,3,4,6,7(a,c,d,e), 8,9,10, 12, 13

16. Kathrein & Co Privatgeschaeftsbank AG

21/1/08 2, 7(7a-7e),11

MIFID: A1,A4,A5

17. direktanlage.at AG 19/3/2008 1,2,4,5,7,8,11,12

18. Immorent Bank GmbH 21/3/2008 1,2

19. Raiffeisenbank Leoben-Bruck eGen

21/7/2008 1,2,3,4,5,6,7(7a-7e), 11,12,13,14

20. Valartis Bank (Austria) AG (formerly Anglo Irish Bank (Austria) AG )

6/8/2008 1,2,4,5,6,7(7a-7e)11,12,14

MIFID:A1 to A5, B1,B2,B4,B5,B7

21. Erste Bank der Oesterreichischen Sparkassen AG

16/9/2008 1,2,3,4,5,6,7(7a-7e),9,10,11,12,13,14

MIFID:A1 to A5, B1,B2,B3,B4,B5,B7

22. Raiffeisen Centrobank AG

10/2/2009 1,2,3,4,5,6,7,8,9,11,12,13, 14

23. HYPO NOE Gruppe Bank AG (formerly Hypo Investmentbank AG)

8/4/2009 1,2,3,4,5,6,7,8,9,10,12,13, 14

24. UniCredit Bank Austria AG

27/4/2009 All activities (1 to 14)

MIFID: A1 to A7 and B1 to B7

25. Raiffeisen Bank International AG

11/10/10 All activities (updated as to 4 payment services)

MIFID:A1 to A7 and B1 to B7

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26. KA Finanz AG 19/1/2011 1,2,6,7d,7e, (no new business is carried out)

27. Credit Suisse (Luxembourg) S.A. - Vienna branch

26/4/2012 All activities (1-15)

MIFID: A1 to A8 and B1 to B7

Services are also offered from the Luxembourg Head Office since 18/1/2007).

28. Deutsche Bank Oesterreich AG

27/7/2012 1,2,4,5,6,7,8,9,11,12

MIFID: A1,A2,A4,A5 and B1,B2,B3,B4, B5

29. European American Investment Bank AG

28/05/2013 1,2,4,5,6,7,8,9,10,11,12 MIFID: A1,A2(C1,C2,C3,C4),A3(C1,C2,C3,C4),A4,A5,A6,A7 and B1,B2,B3,B4,B5,B6,B7

30. VTB Bank (Austria) AG

20/05/2014 1,2,6,7,8,12

31. Semper Constantia Privatbank Aktiengesellschaft

05/12/2016 1,2,4(b,c,d,f),6,7(a,b,c,d,e,)8,9,11,12 MIFID: A1,A2,A3,A4,A5,A6,A7 and B1,B2,B4,B5,B6

32. Liechtensteinische Landesbank (Osterreich) AG

28/12/2016 1,4(a,b,f),6,7(a,b,c,d,e)11, 12 MIFID: A1,A2,A4,A5 and B1,B2,B4,B5

COUNTRY OF ORIGIN: BELGIUM

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. BNP Paribas Fortis SA/NV formerly Fortis Bank

17/05/06

14/05/2013

10/06/2014

All Activities

(1-14)

MIFID

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A1 – A7 and B1 – B7

2. BNP Paribas (Belgium branch)

16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

3. The Bank of New York Mellon SA/NV

28/5/2009 1,2,4,7(7a,7b), 10,11,12

4. Societe Generale

(Belgium branch)

23/5/12 1-13

MIFID:

A1 to A7 and B1 to B7

The above services are offered through the head office in France and through the branches in Belgium, Germany, the U.K., Spain, Italy and Poland.

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COUNTRY OF ORIGIN: BULGARIA

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. BNP Paribas (Bulgaria branch)

16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

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COUNTRY OF ORIGIN: DENMARK

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Saxo Bank A/S 19/5/2004 1,7,8,11,12 MIFID: A1,A2,A4,A5,A7,A8 B1,B4,B5,B7

2. Danske Bank A/S 10/2/2005

4/10/2006

11/10/2006

1-13

The above services are offered through the Danish Head office and the bank’s branches in Oslo, Hambourg, London Sweden, Helsinki, Poland and Ireland.

3. DNB Bank ASA (ex-DnB NOR Bank ASA

(Denmark branch)

24/8/2005 Denmark 1,2,4,12 Norway Head Office 1,2,4,5,6,7,8,9,10,11,12 Sweden branch

1,2,4,5,6,7(7a-7e),8,9,10,11,12 Germany branch 1,2,4,12 United Kingdom branch

1,2,3,4,5,6,7(7a-7e),8,9,10, 12,14, MIFID: A1,A2,A3,A5,A6,A7, B1-B7 From the Finland branch 1,2,3,4,5,6,7(7a-7e),9,10, 11,12

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COUNTRY OF ORIGIN: ESTONIA

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Bigbank AS (formerly Balti Investeeringute Grupi Pank AS)

3/4/2008 1,2,6

2.Versobank AS 22/04/2015 1,2,4,6

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COUNTRY OF ORIGIN: FINLAND

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Danske Bank PLC (formerly Sampo Bank Plc)

11/5/2006

04/02/2013

All activities (1-14)

MIFID:

A1 – A8 and B1 - B7

2. OKO Bank plc 29/9/2006 All activities (1-14)

3. Danske Bank A/S

(Helsinki branch)

11/10/2006 1-13

The above services are offered through the bank’s branches in Oslo, Hambourg, London Sweden, Helsinki, Poland and Ireland.

4. DNB Bank ASA (ex-DnB NOR Bank ASA)

(Finland branch)

10/10/2007 1,2,3,4,5,6,7(7a-7e),9,10, 11,12 Denmark 1,2,4,12 Norway Head Office 1,2,4,5,6,7,8,9,10,11,12 Sweden branch

1,2,4,5,6,7(7a-7e),8,9,10,11,12 Germany branch 1,2,4,12 United Kingdom branch

1,2,3,4,5,6,7(7a-7e),8,9,10, 12,14, MIFID: A1,A2,A3,A5,A6,A7, B1-B7

5. Evli Bank Plc 24/1/2008 All activities (1-14) MIFID: A1-A8, B1-B7

6. Glitnir Bank Ltd 19/2/2008 1,2,7(7a-7e),8,9,11,12 MIFID: A1,A2,A3, A5, A6,A7 B1 to B5

7. OP Mortgage Bank 21/2/2011 1

8. OP Corporate Bank Plc 18/12/2013 All Activities (1-14)

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(formerly Pohjola Bank plc)

21/12/2016 MIFID

A1, A2, A3, A5, A6, A7

B1, B2, B3, B4, B5, B6, B7

9. Nordea Bank Finland Plc 07/01/2014 All Activities (1-14)

MIFID

A1, A2, A3, A4, A5, A6, A7, A8

B1, B2, B3, B4, B5, B6, B7

10. S-Bank Ltd 19/01/2017 MIFID

A1,A2,A3,A4,A5,A7

B1,B4,B5,B6,B7

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COUNTRY OF ORIGIN: FRANCE

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Societe Generale 6/8/2004 1-13

23/5/12: MIFID:

A1 to A7 and B1 to B7

The above services are offered through the head office in France and through its branches in Belgium, Germany, the U.K., Spain, Italy and Poland.

2. BNP Paribas 12/11/2004 All activities (1-14)

As from 16/4/2007 services are also provided by the bank’s branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

3. Natixis (formerly Natexis

Banques Populaires) 23/4/2005 1,2,3,4,5,6,7(7a-7e),8,9,

10, 11,12,13

Regarding 11, the bank will offer portfolio management from 1/1/2008 and investment advice

4. GE Corporate Finance Bank SAS (formerly GE

Originations Bank SAS)

25/7/2005 1,2,3,4,6, 7(7a-7e),8,9

5. GE Factofrance 1/2/2006 1,2,4,5,6

6. BNP Paribas Securities Services * (Athens branch)

10/07/2006 1,2,3,4,5,6, 7(7a-7e),8,9,10,12

(services are offered through the Athens branch of “BNP Paribas Securities Services” of France)

7. Compagnie Generale d’Affacturage (C.G.A.)

12/1/2007 2

8. Exane Derivatives 15/3/2007 2,6,7(7a-7e),8,11

MIFID:

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and 27/6/12 A1,A2,A3,A5,A6,A7 and B2,B5

9. Credit Agricole Corporate and Investment Bank (formerly Calyon )

11/5/2007 1 to 13

The above activities can also be offered through the bank’s branches in: Belgium, the Czech Republic, Germany, Spain, Finland, United Kingdom, Italy, Luxembourg, Poland, Sweden and Slovakia

10. Compagnie De Financement Foncier

28/11/2007 1,2,4,7(7a-7e), 12

11. BNP Paribas Factor 9/7/2008 2,4,5,6,13

12. Standard Chartered Bank of the U.K. (Paris branch)

20/4/2009 1,2,3,6,7 (7a to 7e),8,9, 11,

MIFID: A1 to A7 and B1 to B7

Standard Chartered Bank of the U.K. also offers services in Cyprus through its branches in Germany, Italy and Sweden

13. Electro Banque 20/5/2009 2,6

14. Institut pour le Financement du Cinema et des Industries Culturelles

28/1/2011 6

15. UBS (France) SA 30/8/2011 1,2,5,6,7,(a,b,c,d,e), 8.9.11.12

MIFID: A1,A2,A4,A5,A7 and B1,B2,B3,B4

16. Exane Finance 26/6/2012 2,6,7(7a

-7e),8,11

MIFID:

A3,A4,A6,A7 and B2

17. Ticket Surf International 21/9/2012 15 (electronic money)

18. Quilvest Banque Privee 19/11/2012 1,2,4,6,7,9,11,12

MIFID:

A1,A3,A4,A5 and B1,B2, B3

19. Compagnie Generale De Location D’

25/01/2013 2, 3

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Equipements

20. SGB Finance 25/01/2013 2, 3

21. Caceis Bank (formerly Caceis Bank France)

15/05/2014

09/03/2017

4,6,7(7a-7e),12

MIFID:

A1,A2,A3 and B1,B2,B4,B7

22. Credit Mutuel Arkea 03/03/2017 4(c,e,f,g)

23. Barclays France

11/05/2017 1,2,4(a,b,c,d,e,f,g),6,7(a,b,c,d,e),8,11,12,13,14,15

MIFID:

A1,A3,A4,A5,A6,A7 and B1,B2,B4

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COUNTRY OF ORIGIN: GERMANY

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. NRW.Bank 17/6/2004 1, 7(7a-7e), 8,

2. Norddeutsche Landesbank Girozentrale

8/7/2004 All activities (1-14)

3. Deutsche Bank AG 16/7/2004

14/11/2011 (MiFID)

22/12/2015

All activities (1-14)

MIFID: A1 to A7 and

B1 to B7

Deutsche Bank AG offers its services in Cyprus, out of Germany, as well as via its branch in London, U.K.

4. Wurttembergische Hypothekenbank AG

11/8/2004 1,2,7

5. DekaBank Deutsche Girozentrale

23/8/2004 1,2,7(7a-7e),10,11,12

6. Portigon AG (formerly WestLB AG)

12/11/2004

08/03/2013

17/03/2015

1,2,6,7e,

7. BHF-Bank AG 11/1/2005 1,2,4,5,6,7(7a-7e),8,9,10,11,12,13

8. UBS Europe SE (formerly UBS Deutschland AG and UBS Wealth

27/5/2005

18/10/2016

All activities (1-14)

MIFID:A1,A2,A3,A4,A5,A6,A7 and

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Management AG) B1,B2,B3,B4,B5,B6,B7

UBS Europe SE may offer its services in Cyprus via all its branches in the European Union

9. HSH Nordbank AG 7/6/2005 1-13

10. DNB Bank ASA (ex-DnB NOR Bank ASA) (GERMAN BRANCH)

24/8/2005 Norway Head Office 1,2,4,5,6,7,8,9,10,11,12 Sweden branch

1,2,4,5,6,7(7a-7e),8,9,10,11,12 Denmark branch 1,2,4,12 Germany branch 1,2,4,12 United Kingdom branch

1,2,3,4,5,6,7(7a-7e),8,9,10, 12,14, MIFID: A1,A2,A3,A5,A6,A7, B1-B7 Finland branch 1,2,3,4,5,6,7(7a-7e),9,10,11,12

11. Landesbank Saar 8/9/05 All activities (1-14)

12. Landesbank Hessen-Thüringen AG

3/11/2005 All activities (1-14)

13. State Street Bank International GmbH (formerly State Street Bank GmbH)

30/3/2006

20/07/2016

1,2,4,6,7,(7a-7e),10,11,12

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14. DVB Bank AG 27/06/2006 All activities (1-14)

15. Bremer Landesbank Kreditanstalt Oldenburg – Girozentrale

30/06/2006 All activities (1-14)

16. Unicredit Bank AG (formerly Bayerische Hypo- und Vereinsbank AG)

6/10/2006

(new name: 15/112/2009)

18/10/2016

10/01/2017

1,2,3,4(a,b,c,d,e,f,g),5,6, 7(7a -7e), 8, 9, 10,11,12,13,14,15

MIFID: A1, A2, A3,A4 A5,A6,A7,A8

B1,B2,B3,B4,B5,B6,B7

(services are offered through all bank’s branches in the E.U.)

17. Danske Bank A/S

(Hambourg branch)

4/10/2006 1-13

The above services are offered through the Danish Head office and the bank’s branches in Oslo, Hambourg, London Sweden, Helsinki, Poland and Ireland.

18. DEPFA Deutsche Pfandbriefbank AG

13/11/2006 1,2,3,4,6,7(7a-7e), 8,9,10,11

19. LRP Landesbank Rheinland-Pfalz

15/1/2007 2,6,7(7a-7e),8

20. Landesbank Baden-Württemberg

4/4/2007 5, 9, 11, 14

Re: MiFID: A1 to A7, B1 to B7

21. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

22. Targo Commercial Finance AG (formerly Heller Bank AG)

17/9/2007

14/03/2017

1,2,6

23. HSBC Trinkaus & Burkhardt AG

20/11/2007 1,2,4,6,7,(7a,c,d,e),8,9, 10,11,12

MIFID: A1-A7, B1-B7

C 1 to C10

24. KfW IPEX-Bank GmbH 20/12/2007 1,2,3,4,6,7(7a,7c,7d,7e)

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25. Wirecard Bank AG 23/1/2008 1,2,4,5,6

26. Deutsche Hypothekenbank AG

2/6/2008 1,2,6, 7d, 7e, 10

27. Deutsche Pfandbriefbank (formerly Hypo Real Estate Bank AG)

3/9/2008 1,2,3,4,6,7,8,9

28. Standard Chartered Bank of the U.K. (German branch)

28/4/2009 1,2,4,5,6,7(7a-7e), 8,9,12,14

MIFID: A1 to A7 and B1 to B7

Standard Chartered Bank of the U.K. also offers services in Cyprus through its branches in France, Italy and Sweden

29. Commerzbank AG (merged with Dresdner Bank AG)

11/5/2009 All activities (1-14)

Re: MIFID: A1-A7, B1-B7

30. equinet Bank AG 14/7/2009 7(7c, 7d, 7e), 8,9

31. Goldman Sachs AG (formerly Goldman, Sachs & Co. oHG)

28/4/2010 1,2,3,4,6,7(7a to 7e), 8,9,10,11,12

MIFID: A1 to A7 and B1 to B7

32. Deutsche Bank Privat – und Geschaeftskunden AG

15/7/2010 All activities (1-14)

MIFID: A1-A7 and B1-B7

33. Joh. Berenberg. Gossler & Co KG

16/3/2011 1,2,4,7a,7c,7d,7e, 8,11,12

A1 to A7 and B1,B2,B4,B5,B6,B7

34. ING-DiBa AG 22/12/11 1,2,4,5,6,7(a)(b)(d), 9,10,11,13

35. net-m privatbank 1891 AG (formerly Bankverein Werther Aktiengesellschaft)

4/4/2012 4

36. Societe Generale

(German branch)

23/5/12 1-13

MIFID:

A1 to A7 and B1 to B7

The above services are offered through the head office in France and through the branches in

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18

Belgium, Germany, the U.K., Spain, Italy and Poland.

37. ODDO Seydler Bank AG (formerly Close Brothers Seydler Bank AG)

25/9/2012

12/09/2016

MIFID: A1,A2,A3,A6,A7 and B3, B5

38. Volksbank in der Ortenau eG (formerly Volksbank Offenburg eG)

9/10/2012

01/09/2016

4,5

39. Bank Julius Bär Europe AG

6/11/2012 1,2,4,5,6,7,8,9,10,11,12

MIFID: A1 to A7 and B1 to B7

40. Sal. Oppenheim jr. & Cie. AG & Co. KGaA

01/10/2013 1, 2, 4, 7(7a-7e), 11, 12, 14

MIFID: A1, A2, A3, A4, A5, A7

B1, B4, B5, B7

41. Bethmann Bank AG 17/11/2014 7(7a-7e), 11

MIFID: A1, A2, A5

42. Baader Bank AG 28/09/2015 1,7(b,c,d,e),8

MIFID:

A1,A2,A3,A5,A6,A7 and

Β1,Β2,Β3,Β4,Β5,Β6

43. J.P. Morgan AG 25/01/2016 1,2,4(4a-4g)5,6,7(7a-7e),8,9,10,11,12,13

MIFID: A1,A2,A3,A4,A5,A6,A7 and

B1,B2,B3,B4,B5,B6,B7

Volkswagen Bank AG of Germany offers services in Cyprus through its branch in

Greece since 14/5/2009

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19

COUNTRY OF ORIGIN: GREECE

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Geniki Chrimatodotikes Pistosis AE

12/9/05 3

2. ABC Factors 2/12/2005 2

3. Investment Bank of

Greece SA *

13/3/2006 1-14

4. National Bank of

Greece SA *

20/6/2006 12

5. BNP Paribas Securities Services SCA* (Athens branch)

10/07/2006 1,2,3,4,5,6, 7(7a-7e),8,9,10,12

(services are offered through the Athens branch of “BNP Paribas Securities Services” of France)

6. General Bank of

Greece SA * 31/8/2006 12

7. Piraeus Bank SA * 8/9/2006 8,9,12

MiFID: A5,A6, B3

8. New Proton Bank S.A.

(ex-Proton Bank SA)* 18/9/2006 7,8

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9. Egnatia Bank SA * 18/9/2006 12

10. Bayerische Hypo- und Vereinsbank AG * (Athens branch)

6/10/2006 7b, 7c, 7d, 7e, 8,12

11. Alpha Bank SA . * 26/10/2006 7a, 7b, 7c, 7d, 7e, 12

MIFID: A1 to A7 and B1 to B7

12. HSBC Bank plc (Athens branch) *

27/11/2006 12

13. Attica Bank S.A. 11/1/2007 2

14. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

15. Aspis Bank * 11/4/2008 1,2,3

16. Volkswagenbank GmbH (Athens branch)

14/5/2009 2

17. TT Hellenic Postbank 5/2/1010 12

18. Eurobank EFG Factors S.A.

17/3/2010 2

19. Eurobank Ergasias SA (formerly EFG Eurobank Ergasias S.A.)

15/4/2011

17/05/2017

2, 4e,12

MIFID: B1

* The above banks offer their services through the common platform of the Athens and Cyprus

Stock Exchanges.

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21

COUNTRY OF ORIGIN: GIBRALTAR

(Through the Foreign and Commonwealth Office of the United Kingdom as the Member State responsible for Gibraltar)

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Credit Suisse (Gibraltar) Limited

15/8/06 All activities (1-14)

MIFID: A1,A2,A4,A5, B1,B2,B4

2. Lombard Odier & Cie (Gibraltar) Ltd (ex- Lombard Odier Darier Hentsch Private Bank Ltd)

21/12/2006 All activities (1-14)

MIFID:A1, A2,A4,A5

B1,B2,B4,B5,B6,B7

3. IDT Financial Services Ltd

23/1/2007 4,5

4. Bank JSS (Gibraltar) Limited (formerly Credit Suisse (Gibraltar) Ltd)

6/5/2008

16/12/2016

All activities (1-14)

MIFID:A1,A2,A4,A5, B1,B2,B4

5. Lloyds Bank (Gibraltar) Ltd

(formerly Lloyds TSB Bank (Gibraltar) Ltd

(also trading as: Lloyds TSB

International, Lloyds Banking Group, Lloyds TSB Offshore Private Banking and Lloyds TSB)

21/12/2010

30/05/2013

22/10/2014

1,2,4,5,7(7a – 7e),11,12, 13,14,16

MIFID: A1,A2,A4,A5

B1,B2,B4

6. Moneycorp Bank Limited 23/06/2016 1,4(c,f),7(b)

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22

COUNTRY OF ORIGIN: HUNGARY

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Magyar Kulkereskedelmi Bank Reszvenytarsasag

15/10/2004 1,2,3,6,13

2. WestLB Hungaria Bank Rt. 15/6/2005 1,2,4,6,7(7a-7e), 8,9,12,13,14

3. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

4. CIB Factor Zrt. 14/4/2008 2

5. Budapest Credit and Development Bank Public Company Limited by Shares

05/2008 1,2,3,4,5,6,7(7a-7e), 13,14

6. Commerzbank ZartkOr 28/8/2008 All activities (1-14)

7. KDB Bank (Magyarorszag) Zrt.

5/11/2008 All activities (1-14)

8. OTP Bank Nyrt. 9/7/2010 MIFID: A1 to A7 and B1 to B6

9. Bank of China (Hungaria) Hitelintezet Zartkoruen Mukodo Reszvenytarsasag

15/07/2013 1, 2, 4, 6, 7(7a & 7b)

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23

COUNTRY OF ORIGIN: ICELAND

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Landsbanki Íslands hf 22/11/2005 All activities (1-14)

Re: MiFID: A5

2. Valitor hf 27/2/2012 4

3. Borgun hf 22/6/2012 4

4.Arion Banki hf 24/06/2014 2,6,7(7a-7e),9

5. Valitor, id 04/07/2014 4,5,15

COUNTRY OF ORIGIN: IRELAND

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Merrill Lynch International Bank Designated Activity Company (formerly Merrill

Lynch International Bank Ltd and formerly Merrill Lynch Capital Markets Bank Ltd)

23/6/2004

27/06/2016

All activities (1-14)

Re MiFID:A1-A7, B1-B7

2. Depfa ACS Bank 19/8/2004 1,2,6,7(7a-7e),8

3. Depfa Bank plc 20/8/2004 All activities (1-14)

4. Scotiabank (Ireland) Designated Activity Company (formerly Scotiabank (Ireland) Ltd

16/12/2004

22/07/2016

1,2,3,4,6,7(7a-7e), 8,11,12,14

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24

5. Elavon Financial Services Designated Activity Company (formerly Elavon Financial Services Ltd)

20/12/2006

08/08/2016

1,2,3,4,5,6,7(7a-7e)

6. Danske Bank A/S (through the Irish branch)

12/3/2007 1-13

The above services are offered through the Danish Head office and the bank’s branches in Oslo, Hambourg, London Sweden, Helsinki, Poland and Ireland.

7. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

8. Irish Bank Resolution Corporation Ltd (ex-Anglo Irish Bank Corporation Ltd)

6/7/2007 1,2,3,4,5,6,7(7a-7e), 8,9, 11,12

Re MiFID: A1-A7, B1-B7

9. Ulster Bank Ireland Designated Activity Company (formerly Ulster Bank Ireland Ltd)

25/10/2007

30/05/2015

All activities (1-14)

Re: MiFID: A1-A8, B1-B7

10. Allied Irish Banks PLC 1/11/2007 1,2,3,4,5,6,7(7a-7e),8

MIFID: A1,A2,A3,A5,A7, B4

11. KBC Bank Ireland plc (formerly IIB Bank Plc)

23/11/2007 1,2,3,4,6,7(7a-7e), 8,11, 12

Re: MiFID: A1-A8, B1-B7

12. Barclays Bank Ireland PLC

6/2/2008 1,2,3,4,5,6,7(7a-7e),8,9

MIFID: A1-A5

13. Wells Fargo International Bank Unlimited Company (formerly Wells Fargo Bank International and Wachovia Bank International)

8/7/2008

21/12/2016

All activities (1-14)

MiFID: A1 to A8, B1 to B7

14. Citibank Europe Plc 10/6/2009

21/03/2016

All activities (1-14)

MIFID: A1-A8, B1-B7

15. Bank of Montreal Ireland Plc

8/7/2010 2,3,6,7(7a-7e),8,11

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16. J.P. Morgan Bank (Ireland) plc

25/06/2009 1,2,3,4,5,6,7(a,b,c,d,e)8,9,10,11,12,13,14

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26

COUNTRY OF ORIGIN: ITALY

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Banca Caboto Spa 3/9/04 1,7(7a-7e), 8,10,12

2. Intesa Mediofactoring S.p.A.

14/6/2005 2,6

3. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

4. Micos Banca s.p.a. 13/8/2007 2,6

5. Banca Infrastrutture Innovazione e Sviluppo

19/2/2009 2, 6,7(7b,7c,7d,7e), 8,9 13

6. Standard Chartered Bank of the U.K. (Italian branch)

28/5/2009 1,2,4,5,6,7(7a-7e), 8,9,12,14

MIFID: A1 to A7 and B1 to B7

Standard Chartered Bank of the U.K. also offers services in Cyprus through its branches in France, Germany and Sweden

7. GE Capital Spa 2/11/2009 1

8. Societe Generale (Italian branch)

23/5/12 1-13

MIFID:

A1 to A7 and B1 to B7

The above services are offered through the head office in France and through the branches in Belgium, Germany, the U.K., Spain, Italy and Poland.

9. Intesa Sanpaolo S.p.A 30/3/12

25/11/2015

1,2,4(a,b,c,d,e,f,g),6, 7,8, 9,10, 12

MIFID: Α1,Α2,Α3, Α5,Α6,Α7

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27

Β1 to Β7

10. Banca IMI S.p.A

30/3/12 1,2,4,6, 7,8, 9,10, 12

MIFID: Α1,Α2,Α3, Α5,Α6,Α7

Β1 to Β7

11.Mediobanca Banca di Credito Finanziario S.p.A.

28/05/2014 2,6,7(7a-7e),8,9

MIFID

A1,A2,A3,A5,A6,A7

B3

12.Mediocredito Italiano S.p.A

19/01/2016 2,6

13. UniCredit S.p.A. 13/05/2016 1,2,4,(a,b,c,d,e,g),6,7,(a,b,c,d),8,9

MIFID: A1,A2,A3,A5,A6,A7

B1,B2,B3,B4,B5,B6,B7

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28

COUNTRY OF ORIGIN: LIECHTENSTEIN

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. EFG Bank von Ernst AG [formerly Bank von Ernst (Liechtenstein) AG]

30/1/06 All activities (1-14)

2. LGT Bank AG (formerly LGT Bank in Liechtenstein AG)

6/3/2007 All activities except for 3

3. Kaiser Partner Privatbank AG (formerly Kaiser Ritter Partner Privatbank AG)

29/1/2010

22/01/2014

1,2, 4,5,6,7(7a-7e),8,11,12,14

MIFID: A1,A2,A3,A4,A5, B1,B2,B4, B5

4. Neue Bank AG 1/12/2011 All activities (1-15)

MIFID: A1 to A7 and

B1 to B7

5. Bendura Bank AG (formerly Valartis Bank (Liechtenstein) AG)

26/09/2012

03/03/2017

1,2,4,5,6,7,11,12,14

MIFID: A1, A5

6. Bank Frick & Co. AG 12/06/2013

26/09/2013

08/07/2015

18/10/2016

2,4,7(a,b,c,d,e)11

MIFID: A1, A5

7. Banque Havilland (Liechtenstein) AG

28/09/2016 1,2,3,4(a,b,c,d,e,f,g)5,6,7(a,b,c,d,e),8,9,10,11,12,13,14

MIFID:

A1,A2,A3,A4,A5,A6,A7,A8

B1,B2,B3,B4,B5,B6,B7

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29

COUNTRY OF ORIGIN: LATVIA

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. JSC Akciju komercbanka Baltikums

11/3/2009 7(7a to 7e), 8,9,10, 11,12

2. JSC Latvijas Pasta banka 13/6/2012 4,5

3. JSC Baltic International Bank

29/05/2013 4

4. JSC Regionala Investiciju banka

20/12/2013 4,5

5. JSC Citadele banka 20/02/2014 4, 5

6. JSC Baltikums Bank 05/03/2014

30/09/2015

1,2,4(a,b,c,d,g), 6,13

7.JSC SEB Banca 25/03/2014 4, 5

8.JSC PrivatBank 25/04/2014 4, 5

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30

COUNTRY OF ORIGIN: LITHUANIA

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Bank “Snoras” 25/1/2008 1,2,4,5,7(b)

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31

COUNTRY OF ORIGIN: LUXEMBOURG

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in

accordance with Annex I of the Directive

2013/36/EU.

1. Admond de Rothschild (Europe) formerly

Banque Privée Edmond de Rothschild (Europe)

22/10/2004

14/05/2013

02/06/2014 (change of name)

1,2,4,5,6,7,8,9,11,12,14

MIFID:

A1,A2,A4,A5,A7 AND B1,B2,B3,B4,B5,B7

2. Deutsche Bank Luxembourg S.A.

7/1/2005

09/10/2015

1,2,3,4,(a,b,c,d,e),5,6,7(a,b,c,d,e),8,9,10,11,12,13,14

MIFID:

A1,A2,A3,A4,A5,A6,A7 and

B1,B2,B3,B4,B5,B6,B7

3. Danske Bank International S.A.

28/1/2005 1,2,4,5,6,7,8,11,12.

4. J.P. Morgan Bank Luxembourg S.A.

19/1/2006

29/04/2016

1,2,4(a,b,c,d,e,g),5,7(b,e),8,12,14

MIFID: A1,A2 and B1,B2,B4

5. Natixis Bank (formerly Natixis Private Banking International S.A.)

17/10/2006 All activities (1-14)

6. Credit Suisse (Luxembourg) S.A.

18/1/2007 &

14/7/2011 26/4/2012

17/11/2016

16/03/2017

All activities (1-15)

MIFID: A1 to A8 and B1 to B7

Services are, also, provided through the bank’s branches in Vienna, in the Netherlands and in Portugal.

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7. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

8. PayPal (Europe) S.a.r.l. et Cie, S.C.A.

25/6/2007 & 19/7/2011 1,2,5,

15

9. Compagnie de Banque Privee Quilvest / (CBP Quilvest)

11/10/2007 All activities (1-14)

10. Bank Julius Baer Luxembourg S.A. (formerly Commerzbank International SA)

14/1/08

15/07/2016

1,2,5,6,7(7a-7e), 11,12,14

MiFID : A1,A2,A3, A7 and B1,B2,B3,B4, B7

11. Banque et Caisse d’Epargne de l’Etat

25/1/2008 All activities (1-14)

MiFID : A1-A8, B1-B7

12. CA Indosuez Wealth (Europe) (formerly Credit Agricole Luxembourg)

16/6/2008

18/01/2016

All activities (1-14)

MIFID: A1 to A8, B1 to B7

13. Banque Internationale à Luxembourg (formerly Dexia Banque Internationale à Luxembourg)

16/6/2008 All activities (1-14)

14. NORD/LB Luxembourg S.A. Covered Bond Bank (formerly Norddeutsche Landesbank Luxembourg SA

8/1/2009

11/6/2015

1,2,4,6,7,8,10,11,12,13,14

MIFID: A1 to A8, B5, B7

15. ABN AMRO Bank (Luxembourg) SA

17/5/2010 All activities (1-14)

MIFID:A1,A2,A4,A5 and B1,B2,B4,B5,B7

16. HSBC Private Bank (Luxembourg) S.A.

06/07/2010

17/04/2013

1,2,3,4,5,6,7b,8,9,10,11,12,13,14,15

MIFID: A1,A2,A3,A4,A5, A7 and B1,B2,B3,B4, B5,B7

17. Union Bancaire Privee (Europe) SA (formerly Union Bancaire Privee

8/7/2011 1,2,4,5,6,7 (7a to 7e),11, 12,13,14

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33

(Luxembourg) S.A. MIFID:A1,A2,A4,A5,A7 and B1,B2,B4,B5,B7

18. Industrial and Commercial Bank of China (Europe) S.A. (ICBC)

25/11/2011 All activities (1-15)

MIFID: A1 to A7 and B1,B2,B3,B4,B5,B7

ICBC offers the above services via its head office in Luxembourg and its branches in: Belgium, Netherlands, France, Spain, Italy.

19. Bank of China (Luxembourg) S.A.

12/1/2012 1,2,4,5,6,7, (7a to 7e), 8,10,11(b),12,14,15

20. DNB Luxembourg S.A. 20/3/2012 1,2,4,6,7 (7a to 7e),

11,12,14

MIFID: A1,A2,A4,A5 and B1,B2,B4

21. EFG Bank (Luxembourg) SA

16/7/2012 1,2,4,5,6,7,11,12,14

MIFID: A1, A4, A5 and B2,B4,B7

22. Sal. Oppenheim jr. & Cie Luxembourg S.A.

9/7/2012 1,2,4,6,7,12,14

MIFID:

A1,A2, and B1,B2,B4,B7

23. Lombard Odier (Europe) S.A.

3/12/12 1,2,4,6,7,8,10,11,12

MIFID:

A1,A2,A4,A5 AND

B1,B2,B4,B7

24. Banco BTG Pactual Luxembourg S.A.,

24/03/2014 1,2,6,7,8,9,10,11,12,13,

14,

MIFID: A1,A2,A3,A4,A5, A6,A7 and B1,B2,B3,B4, B5,B6,B7

25.Mirabaud & Cie (Europe) S.A.

25/04/2014 1,2,4,6,7(7a-7e),8,9,10,11,12

MIFID:

A1,A2,A4,A5,A7 and B1,B2,B3,B4,B5,B7

26.TD Bank International S.A.

24/07/2014 1,2,7(7a-7e),8,12,14

MIFID: A1, A2, A5,A6,A7 and

B1,B2,B4,B5

27.Bank of Communications (Luxembourg) S.A.

15/05/2015 1,2,4(a,c,d,e,f),6,7(a,b,d,e),

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MIFID:

A1,A2,A3

28.Banque Transatlantique Luxembourg

24/6/2015 1,2,3,4(a,b,c,d,e,g),6,7(a-e),11,12

MIFID:

A1,A2,A4,A5 and

B1,B2,B4,B5

29.Agricultural Bank of China (Luxembourg) S.A.

08/07/2015 1,2,3,4(c,d,g),6,7(a-e),8,9,12,13

MIFID:

A2,A6, Α7 και

Β1,Β2,Β3,Β4,Β6

30.Credit Agricole Luxembourg

22/07/2015 1,2,4(a,b,c,d,e),6,7(a,b,c,d,e),9,11,12,13

MIFID:

A1,A2,A4,A5,A7 και

Β1,Β2,Β3,Β4,Β5

(The above services are offered through the bank’s branch in Milan)

31.UniCredit Luxembourg S.A.

23/07/2015 1,2,3,4(a,b,c,d,e,f,g),5,6,7(a,b,c,d,e),8,9,10,11,12,13,14,15

MIFID:

A1,A2,A3,A4,A5,A6,A7,A8 and

Β1,Β2,Β3,Β4,Β5,Β6,Β7

32. Rakuten Europe Bank S.A.

25/01/2016 1,2,4(c,d,e,f,g),7b,15

33. Catella Bank S.A. 18/05/2016

13/06/2016

04/08/2016

1,2,4(a,b,c,d,e,f,g),5,6,7(a,b,c,d,e),8,9,11,12,13,14,15

MIFID:

A1, A2,A3,A4,A5,A6,A7,A8 and

Β1,Β2,Β3,Β4,Β7

34. Societe Generale Bank & Trust

26/09/2016 1,2,4(a,b,c,d,g),6,9,11,12,13,14

MIFID:

A1,A2,A4,A5,A6,A8

B1,B2,B4,B5,B6

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35. UniCredit International Bank (Luxembourg) S.A.

19/12/2016 1,2,3,4(a,b,c,d,e,f,g),5,6,7(a,b,c,d,e),8,9,10,11,12,13,14,15

MIFID:

A1,A2,A3,A4,A5,A6,A7,A8

B1,B2,B3,B4,B5,B6,B7

36. China Construction Bank (Europe) S.A.

08/05/2017 1,2,3,4(a,b,c,d,e),6,7(a,b,c,d,e),8,9,10,11,12,13,14

MIFID:

A1,A2,A3,A4,A5,A6,A7,A8

B1,B2,B3,B4,B5,B6,B7

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COUNTRY OF ORIGIN: MALTA

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. CommBank Europe Ltd 19/12/2005 1,2,3,6,7(7a-7e)

2. Investkredit International Bank plc

4/10/2007 1,2,3,6,7(7a,7c,7d,7e)

3. Mediterranean Bank plc 15/10/2007 1,2,4,5,6,7(7a-7e),10, 14

MiFiD: A1-A8, B1-B7

4. HSBC Bank Malta plc 23/6/2008 1,2,4,5,11

MIFID: A1,A2,A5, B1

5. Novum Bank Limited, (formerly VoiceCash Bank Ltd)

15/6/2010

7/8/2012

14/03/2013

1,2,4,5, 7(a), 7(b)

15 (electronic money)

6. FIMBank Plc 20/08/2014 1,2,4,5,6,7a,7b,12,13,14

7. IIG Bank (Malta) Ltd 24/07/2014 1,2,6,7(7a-7e)

8. ECCM Bank plc 09/12/2014 1,2,4,6,7(a)

9. Credorax Bank Limited 17/07/2015 1,2,4(c,d,e,g)5,6,7(a-e),15

10. Satabank plc 17/12/2014 1,2,4,15

11. Pilatus Bank plc 02/01/2017 1,2,4(a,b,c,d,f,g),7(a,b,c,d,e),

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COUNTRY OF ORIGIN: NETHERLANDS

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Banking Consolidation

Directive 2006/48/EC.

1. Royal Bank of Scotland N.V. (formerly ABN AMRO Bank N.V.)

2/9/2004 All activities (1-14)

MIFID: A1 to A7, and B1 to B7

2. Coöperatieve Centrale Raiffeissen – Boerenleenbank

30/9/2004 All activities (1-14)

3. ING Bank N.V. 11/11/2005 All activities (1-14)

4. Fortis Bank (Nederland) N.V.

23/3/2006 All activities (1-14)

5. DVB Bank N.V. 7/11/2006 1,2,3,4,5,6,8,9 and 14

6. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

7. F. van Lanschot Bankiers N.V.

17/12/2007 All activities (1-14)

8. Aegon Bank NV 6/2/2009 1,7(7a-7e),11,12

9. ABN Amro Bank N.V. 2010 All activities (1-14)

A1 to A7 and B1 to B7

10. NIBC Bank N.V. 11/4/2011 1,2,6,7,8,9.11,12

MIFID: A1,A2,A3,A5,A6,A7

B1,B2,B3,B4,B5,B6

11. Demir Halk Bank (Nederland) N.V.

14/11/ 2013 2

12.SISOW B.V 07/05/2014 3, 5

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13.Bank Insinger de Beaufort N.V.

28/05/2015 1,2,4(4a-4e),6,7(7a-7e),8,11,12

MIFID:

A1,A2,A4,A5,A7

B1,B2,B4,B5

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COUNTRY OF ORIGIN: NORWAY

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO THE CBC

Activities to be carried out in Cyprus, in accordance

with Annex I of the Directive 2013/36/EU.

1. DNB Bank ASA (DnB NOR Bank ASA)

24/8/2005 From Norway 1,2,4,5,6,7,8,9,10,11,12

From the Sweden branch 1,2,4,5,6,7(7a-7e),8,9,10,11,12

From the Denmark branch 1,2,4,12

From the German branch 1,2,4,12 From the United Kingdom branch

1,2,3,4,5,6,7(7a-7e),8,9,10, 12,14, MIFID: A1,A2,A3,A5,A6,A7, B1-B7 From the Finland branch 1,2,3,4,5,6,7(7a-7e),9,10, 11,12

2. Danske Bank A/S

(Oslo branch)

4/10/2006 1-13

The above services are offered through the Danish Head office and the bank’s branches in Oslo, Hambourg, London Sweden,

Helsinki, Poland and Ireland.

3. BNP Paribas 16/4/2007

All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

4. Eksportfinans ASA 20/9/2011

2

5. Safe Deposit Bank of Norway AS

27/11/2015 1

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COUNTRY OF ORIGIN: POLAND

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. ING Bank Śląski S.A 28/6/2005 1,4,5,7(a)

2. Danske Bank A/S

(Poland branch)

13/2/2007 1-13

The above services are offered through the Danish Head office and the bank’s branches in Oslo, Hambourg, London Sweden, Helsinki, Poland and Ireland.

3. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

4. Societe Generale

(Poland branch)

23/5/12 1-13

MIFID:

A1 to A7 and B1 to B7

The above services are offered through the head office in France and through the branches in Belgium, Germany, the U.K., Spain, Italy and Poland.

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COUNTRY OF ORIGIN: PORTUGAL

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

2. Banco Espirito Santo de Investimento S.A.

18/7/2012 MIFID:

A1 to A7 and B1 to B7

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COUNTRY OF ORIGIN: SPAIN

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in accordance with

Annex I of the Directive 2013/36/EU.

1. Banco Bilbao Vizcaya Argentaria SA

11/8/2005 All activities (1-14)

2. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

3. Societe Generale

(Spain branch)

23/5/12 1-13

MIFID:

A1 to A7 and B1 to B7

The above services are offered through the head office in France and through the branches in Belgium, Germany, the U.K., Spain, Italy and Poland.

4. Banco Sabadell, S.A. 5/12/2013 5

5.Banco Caixa Geral 31/03/2016 4

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COUNTRY OF ORIGIN: SWEDEN

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO

THE CBC

Activities to be carried out in Cyprus, in

accordance with Annex I of the Directive

2013/36/EU.

1. DNB Bank ASA (ex-DnB NOR Bank ASA) (Sweden branch)

24/8/2005 From Norway 1,2,4,5,6,7,8,9,10,11,12

From the Sweden branch 1,2,4,5,6,7(7a-7e),8,9,10,11,12

From the Denmark branch 1,2,4,12

From the Germany branch 1,2,4,12 United Kingdom branch

1,2,3,4,5,6,7(7a-7e),8,9,10, 12,14, MIFID: A1,A2,A3,A5,A6,A7, B1-B7 From the Finland branch 1,2,3,4,5,6,7(7a-7e),9,10, 11,12

2. Danske Bank A/S

(Sweden branch)

4/10/2006 1 to13

The above services are offered through the Danish Head office and the bank’s branches in Oslo, Hambourg, London, Sweden, Helsinki, Poland and Ireland.

3. Nordea Bank AB (publ.) 27/1/2009 1 to13

4. Standard Chartered Bank of the U.K. (Sweden branch)

28/5/2009 1,2,4,5,6,7(7a-7e), 8,9,12,14

MIFID: A1 to A7 and B1 to B7

Standard Chartered Bank of the U.K. also offers services in Cyprus through its branches in France, Germany and Italy

5. Skandinaviska Enskilda Banken AB

19/8/2009 2,4,7(7a to 7e),12

6. Klarna AB 19/10/2010

24/03/2016

1,2,4,7b,7d,15

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7. Swedbank AB 20/01/2017 4(b,c,d,e,g)

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COUNTRY OF ORIGIN: UNITED KINGDOM

NAME OF CREDIT INSTITUTION

DATE OF NOTIFICATION TO THE CBC

Activities to be carried out in Cyprus, in

accordance with Annex I of the Directive

2013/36/EU

1. HSBC Bank Plc 4/5/2004 All activities (1-14)

Re: MiFID: A1-A7, B1-B7

The bank also offers the above services through its Athens branch

2. Rathbone Investment Management Ltd

(Also trading as:

Rathbone Bros & Co Ltd, Cavanagh Asset Management, Rathbone Bros & Co, Rathbone Greenback Investments Rathbone Investment Management, Rathbone Unitised Portfolio Service, Rathbones, Rathbones Scotland)

4/5/2004 1,2,4,5,6,7(7a-7e), 8, 11, 12, 14

Re: MiFiD: A1-A7, B1-B7

3. J.P. Morgan Europe Limited

7/5/2004

19/5/2011

1,2,4,5,6,7(7a-7e), 8, 9, 11, 12,14

15 (electronic money)

4. J.P. Morgan International Bank Ltd

7/5/2004 1,2,4,5,6,7(7a-7e), 9, 11, 12, 14

Re MiFID: A1-A5, B1-B5 and B7

5. Standard Bank Plc 19/5/2004 1,2,4,6,7(7a-7e), 8, 9, 10, 11, 12, 14

Re: MiFID: A1-A8, B1-B7

6. Morgan Stanley Bank International Limited (formerly Morgan Stanley Dean Witter Bank Ltd)

28/5/04 All activities (1-14)

Re MiFID: A1-A7, B1-B7

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7. Credit Suisse International (formerly Credit Suisse First Boston Int.)

7/6/2004 1,2,3, 6,7(7a-7e), 8, 9, 11,12, 14

MiFID: A1-A7, B1-B7

8. Goldman Sachs International Bank

21/6/2004 1,2,6

MIFID: A1,A2,A3,A5,A6,A7

B2,B3,B4,B5,B6

9. UBS Ltd 28/6/2004 1,2,4,5,6,7(7a-7e), 8, 9, 10, 11, 12, 13, 14

Re MiFID: A1 to A8, B1 to B7

10. Nomura Bank International Plc

24/6/2004 1,2,4,6,7(7a-7e), 8, 9, 10, 12

Re: MiFID: A1,A2,A3,A5,A6,A7, B1-B7

11. CIBC World Markets Plc

26/7/2004

05/03/2013

1,2,3,4,5,6,7(7a-7e),8,9,12,14

12. Bank of America Merrill Lynch International Limited (formerly Banc of America Securities Limited)

4/8/2004 & 15/6/12

10/12/2013

2,3,4,5,6,7(7a-7e), 8,9,11,12,14

Re MiFID: A1-A7, B1-B7

13. HSBC Private Bank (UK) Limited

11/8/2004 2,3,4,5,6,7(7α-7ε), 8,9,10, 11,12,13,14

MiFID: A1-A7, B1-B7

14. Credit Suisse (UK) Limited

11/8/2004 All activities (1-14)

Re MiFID: A1-A7, B1-B7

15. TD Bank Europe Ltd 24/9/2004 1,2,6,7(7a-e),8,12

16. Sumitomo Mitsui Banking Corporation Europe Ltd

6/10/2004 1,2,3,4,6,7(7a -7e), 9

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17. Mizuho International Plc

5/1/2005 1,2,3,4,6,7(7a-7e) 8,9,10,11,12, 13,14

Re: MiFID: A1-A7, B1-B7

18. Royal Bank of Scotland Plc

21/6/2005 1,2,3,4,5,6,7(7a-7e),8,9, 11,12,13,14

Re: MiFID:A1-A7 and B1-B7

19. DNB Bank ASA (ex-DnB NOR Bank ASA) (London branch)

24/8/2005 Norway Head Office 1,2,4,5,6,7,8,9,10,11,12 Sweden branch

1,2,4,5,6,7(7a-7e),8,9,10,11,12 Denmark branch 1,2,4,12 Germany branch 1,2,4,12 United Kingdom branch

1,2,3,4,5,6,7(7a-7e),8,9,10, 12,14, MIFID: A1,A2,A3,A5,A6,A7, B1-B7 From the Finland branch 1,2,3,4,5,6,7(7a-7e),9,10, 11,12

20. Coventry Building Society

26/9/05 4,5

21. Westpac Europe Limited

2/6/2006 1,2,6,7(7a-7e),8,9,12

MIFID: A1 to A7, B1 to B7

22. PNB (Europe) PLC, (ex-Philippine National Bank (Europe) Plc)

5/07/2006 1,4

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23. Investec Bank PLC 5/7/2006 All activities (1-14)

Re. MiFID: A1-A8, B1-B7

24. Arbuthnot Latham & Co Limited

24/8/2006 1,2,11,12,14

25. Danske Bank A/S

(London branch)

4/10/2006 1-13

The above services are offered through the Danish Head office and the bank’s branches in Oslo, Hambourg, London Sweden, Helsinki, Poland and Ireland.

26. EFG Private Bank Limited

6/11/2006 7(7a-7e), 9 and 11

27. ICICI Bank UK plc 7/2/2007 1,2,4,5,6,7(7a-7e),8,9,10,14

28. CIT Bank Ltd 29/3/2007 1,2,3,6,7a,7b,7d,7e,8,9

29. Newcastle Building Society

13/4/2007

19/5/2011

4,5 15 (electronic money)

30. BNP Paribas 16/4/2007 All activities (1-14)

Services are provided through the bank’s Head office in France and its branches in: Germany, Belgium, Bulgaria, Spain, Greece, Hungary, Ireland, Italy, Luxembourg, Norway, Netherlands, Poland, Portugal and the United Kingdom

31. BMCE Bank International plc (formerly MediCapital Bank)

17/7/2007 2,4,6,7(7a-e), 8,9

32. Bank of Scotland plc 18/7/2007

25/09/2013

1,2,3,4,5,6,7(7a-7e), 8, 9, 11,12,14

MIFID: A1,A2,A3,A5,A6,A7, and B1 to B7

33. Coutts & Company 23/7/2007 1,2,4,5,6,7(7a-7e), 11, 12, 13,14

Re: MiFID: A1, B4, B6, B7

34. R. Raphael & Sons PLC

24/7/2007

28/04/2016

1,2,4(a,b,c,d,e,f,g,),5

35. Bank of London and The Middle East plc

25/7/2007 All the activities (1-14)

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36. Europe Arab Bank plc

2/8/2007 1,2,3,6,7(7a-7e),8,9,11,12

37. Abbey National Treasury Services Plc

31/8/2007 1,2,3,6,7(7a-7e),8,9,11

Re MiFiD: A1-A7 and B1-B7

38. Royal Bank of Canada Ltd

11/10/2007 1,2,3,4,6,7(7a-7e),8,9, 11,12,14,

Re. MiFID: A1-A7, B1-B7

39. Scotiabank Europe Plc

19/10/2007 1,2,4,6,7,8,9,10,12,14

Re MiFID: A1-A7, B1-B4, B6,B7

40. Schroder & Co Ltd 25/10/2007 7 (7a-7e), 8, 11

MiFID: A1-A5, B1,B2,B4,B6

41. European Islamic Investment Bank Plc

7/11/2007 1,2,3,4,5,6,7(7a-7e),8,9, 10,11

42. Macquarie Bank International Ltd

8/2/2008 All the activities (1-14)

MiFID: A1-A7 and B1-B7

43. MBNA Limited (formerly MBNA Europe Bank Limited)

29/5/2008

as from 1/10/2009

as from May 2011

5

4

2,15 (electr. Money)

44. ANZ Bank (Europe) Ltd

16/6/2008 2,3,6,7(7a-7e),8,9

MIFID: A1,A2,A5,A6,A7 and

B2,B3,B4,B7

45. Kaupthing Singer & Friedlander Ltd

25/4/2008 1,2,6,7(7a-7e)

MIFID: A1 to A7, B2 to B6

46. Punjab National Bank (International) Ltd

12/6/2009 1,2,4,5,6,7(7a-7e)

47. Gulf International Bank (UK) Ltd

16/12/2009 1,2,6,7(7a-7e),8,11,12

MIFID:A1 to A7 and B2,B4, B5,B7

48. China Construction Bank (London) Ltd

6/12/2010 All the activities (except 12)

MIFID:A1-A7 and B1-B7

49. ICBC (London) Ltd 20/1/2011 2,6

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50. State Street Bank (Europe) Ltd

16/3/2011 1,2,3,6,7(7a-7e), 8,9,10, 11,12, 14

MIFID:

A1 to A7 and B1 to B7

51. Lloyds TSB Bank plc

19/5/2011

22/8/2012

25/09/2013

1, 15 (formerly)

1,2,3,4,5,6,7,(7a-7e),8,9,11,12,14

MIFID: A1,A2,A3,A5,A6,A7 and B1 to B7

52. Northern Trust Global Services Ltd

26/5/2011 All the activities (1-15)

MIFID:

A1,A2,A4,A5, B1,B4

53. J.P. Morgan Securities plc

Notification received on 7/6/11

(As from 1/7/2011 converted into a credit institution.)

29/01/2016

31/08/2016

1,2,4(a,b,c,d,e,f,g) 5,6,7,8,9,11,12,14

MIFID:

A1 to A7 and B1 to B7

54. National Westminster Bank plc

22/11/2011 4

55. Societe Generale

(U.K. branch)

23/5/12 1-13

MIFID:

A1 to A7 and B1 to B7

The above services are offered through the head office in France and through the branches in Belgium, Germany, the U.K., Spain, Italy and Poland.

56. Itau BBA International Limited

05/02/2013 1,2,3,6,7(7a-7e),8,9,10

MIFD:

A1,A2,A3,A5,A6,A7 and B2,B3,B4,B5,B6

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57. Lloyds TSB Private Banking Ltd

12/02/2013 1,2,3,4,5,6,7,8,11,12,14

MIFID:

A1 to A7 and B1,B2,B4,B5,B6

58. TSB Band plc

(formerly Lloyds TSB Scotland plc)

22/04/2013

11/09/2013

1,2,4,5,6,12,14

59. N M Rothschild & Sons Ltd

11/06/2013 1, 2, 4, 6, 7(7a-7e), 8, 9,

MIFID

A1, A4, A5, A6, A7 and

B3, B6

60. Close Brothers Limited

19/06/2013 1, 2, 3

61. Scottish Widows Bank Plc

24/09/2013 1,2,4,5

62. Gatehouse Bank Plc

10/12/2013 2

63. Smith and Williamson Investment Services Ltd

17/05/2016 1,2,4,5,6,7,8,12,14

64. Bank of Cyprus UK Limited

13/10/2016 1,2,4(a,b,c,d)7(b)

65. Bank of China (UK) Ltd

17/01/2017 1,2,3,4(a,b,c,d,e,f,g),5,6,7(a,b,c,d,e),8,9,10,11,12,14

MIFID

A1,A2,A3,A6,A7 and

B2,B4,B5,B7

66. Adam & Company plc

10/04/2017

1,2,4,5,6,7(a,b,c,d,e),11,12, 14

MIFID

A1,A4,A5,A7 and

B1,B4,B7

Standard Chartered Bank of the U.K. offers services in Cyprus through its branches in France, since 20/4/2009 and Germany, Italy and Sweden since 28/4/2009.

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