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MERC Introduction to Qualitative Data Collection Methods Presented by:
Ilene Harris, PhD, University of Illinois at Chicago Bridget O’Brien, PhD, University of California - San Francisco
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Disclosure(s)
None
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Overview Qualitative methods provide rich resources for practice and scholarship
• What do we mean by qualitative methods? • What are the uses of qualitative methods? • How can we collect (and analyze) qualitative
data to use as a resource for practice and scholarship?
• What are the standards for rigor in using qualitative methods?
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Objectives Participants will be able to demonstrate applied knowledge of :
• Meaning of ‘qualitative methods’
• Uses of qualitative methods • Selection, use and standards for rigor of
common methods for data collection in relation to research questions and approaches
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Exercise #1: What do you think of when you hear the term ‘qualitative methods’? What qualitative information do you currently collect in your program?
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Example: Quantitative Data Rate the educational value of this ambulatory medicine rotation.
Category % (n) Excellent 85% (119)
Very Good 10% (14)
Good 5% (7)
Fair ---
Poor ---
Mean: 4.8, SD: 0.51
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Example: Qualitative Data One thing I really liked about this ambulatory medicine rotation was continuity of care. I liked knowing what was going on, just kind of connecting with people. It was for me one of the first times I really felt like I was making a difference. Part of that was because their expectations were pretty high for me. I’ve gone home a couple of times, I live in Wyoming, and people have asked me: “Do you feel like a doctor now?” Last year, I would think, no, I don’t feel much different than I did before. But, now I actually feel like, if I had to, I can problem-solve better on my own, and figure out what to do.
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Common Characteristics of Qualitative Methods Authenticity: In ‘natural’ environments, study of interactions, processes, talk, texts
Complexity: Identify patterns, variations, oddities
Situatedness: Characterize context, culture, organization, situations
Lingard and Kennedy, 2007
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What are “Qualitative Methods”?
Purpose To capture meaning, to describe, to understand experiences
Approach / Design Plan that guides collection, analysis and interpretation of data
Data Collection Methods Interviews, focus groups, observation, video, text, etc.
Data Words/images vs. numbers
Data Analysis / Interpretation Thematic analysis; Grounded theory; eclectic
Data Reporting Primarily narrative
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Purpose of Qualitative Methods
To explore complex phenomena through collection/analysis of qualitative data
To supplement qualitative data—to validate, explain, illuminate, interpret
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Design ‘Quantitative’ Deductive: Begin with theory; collect data to test it Design: e.g., experiment ‘Qualitative’ Inductive: Begin with data collection as resource to iteratively build theory Design: e.g., case study, ethnography
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Common Approaches
Ethnography: Study of culture through engagement
Grounded theory: Develop theory inductively, based on iterative data collection
Case study: In-depth study of a case or comparative cases
Phenomenology: Understand essence of phenomena, based on ‘lived experience’
Hermeneutics: Interpretation of text
Narrative research: Elicit stories
Action research: Collaboration between researchers and participants
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Data Collection Methods
• Written surveys: Open-ended questions
• Individual interviews
• Focus group interviews
• Observations: Recorded in field notes
• Document textual analysis
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Data Characteristics
Rich, vivid, concrete
Grounded in context, in naturally occurring events. Lived experience
Reveal complexity
Basis for discovery
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Uses of Qualitative Methods/Data Staple of some social sciences, e.g., • Anthropology • History
Increasing use and acceptance in other social sciences • Psychology • Sociology • Public health • Policy analysis • Health care evaluation
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Uses in Medical Education
• Needs assessments
• Curriculum development • Performance assessment • Curriculum evaluation • Various research applications
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Examples: Medical Education Scholarship Teaching and learning in the:
• Hospital • Ambulatory setting • Classroom
Specialty choice and role modeling The ‘hidden curriculum’ Professionalism Professional socialization Teamwork and Interprofessional Collaboration Other?
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Common Approaches
Ethnography: Study of culture through engagement
Grounded theory: Develop theory inductively, based on iterative data collection
Case study: In-depth study of a case
Phenomenology: Understand essence of phenomena, based on ‘lived experience’
Hermeneutics: Interpretation of text
Narrative research: Elicit stories
Action research: Collaboration between researchers and participants
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Approach: Ethnography
To understand meaning in everyday activities Study of local subcultures Methods: • Long-term engagement • Observation, recorded in field notes • Conversational interviews – “conversations
with a purpose” (Atkinson & Pugsley, 2005)
Goodson L, Vassar M. An overview of ethnography in healthcare and medical education research. J Educ Eval Health Prof. 2011; 8:4.
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Approach: Grounded Theory Develop theory inductively based on observations ‘Purposeful’ sampling: Selection of data sources to confirm, challenge, expand theory Iterative study design • Simultaneous data collection and analysis • Results of data analysis inform subsequent data
collection Constant comparative analysis
Watling CJ, Lingard L. Grounded theory in medical education research: AMEE Guide No. 10. Med Teach 2012; 34: 850-61.
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Approach: Case Study In-depth analysis of ‘bounded system’ Triangulation: Use multiple data collection tools/sources to gain insight from multiple perspectives
Yin R. Case Study Research: Design and Methods. Sage Publications 2004.
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Approach: Phenomenology
Origins: Philosophical reflections on consciousness and perception Goal: Understand essence of phenomena, based on lived experience of research participants In-depth exploration of experiences of small number of individuals **Phenomenography
Richardson J. The Concepts and Methods of Phenomenographic Research. Review of Educational Research. 1999; 69: 53-82
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Approach: Hermeneutics
Origins: Interpretation of biblical texts “Hermeneutic cycle” – Move between analysis of individual parts of text and whole text
Park S, Griffin A, Gill D. Working with words: exploring textual analysis in medical education research. Med Educ. 2012; 46:372-80
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Approach: Narrative Research
Origins: Practice of storytelling to communicate experience
Collect and analyze personal accounts as stories
Use content, structure, and context of stories to understand experiences
Bleakley A. Stories as data, data as stories: making sense of narrative inquiry in clinical education. Med Educ 2005;39:534–40.
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Approach: Action Research
Origins: Social activism movements
Goal: Produce changes through research process
Collaboration of researchers with participants
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Selection of Data Collection Methods
Used across approaches
Fit for researcher
Best fit for research question
Resources/time
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Exercise #2 Formulate a research question amenable to use of qualitative methods
Questions about • Individuals’ perspectives, experiences, values,
beliefs • Group interactions, social processes • Human experiences • ‘What’ questions ? • ‘How’ questions?
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Examples: How do physicians in practice learn from each other? How do individuals (e.g., medical students, residents, attending physicians) respond to professionalism dilemmas? Act in response to professionalism dilemmas? How do clinical teachers balance patient care and education responsibilities? What do individuals (e.g., medical students, residents, physicians in community practice) think about an educational experience?
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Common Data Collection Methods: Uses and Limitations
In-depth interviews
Focus group interviews
Observations: Recorded in field notes
Document textual analysis
Written surveys: open-ended questions
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In-Depth Interviews Most frequently used method in medical education
research – along with open-ended questions on written surveys
Access to rich, detailed personal perspectives 45 mins – several hours Semi-structured
• Pre-determined core open-ended questions, with probes
• Pursue additional relevant topics Audiotaped and transcribed for later thematic analysis
and interpretation
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Focus Groups Definition: “Any group discussion may be called a focus group as long as the researcher is actively encouraging of, and attentive to, the group interaction.” (Kitzinger and Barbour, 1999)
Frequently used in program evaluation Origins: Marketing and social science research When to use: • Investigate complex, rich, detailed, diverse personal
perspectives • Benefit from group discussion • Learn more about degree of consensus on topic, contrary
opinions, group norms, common practices
Morgan & Krueger, 1993
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Focus Group (continued) 30 min - several hours
4-12 participants
Moderator/facilitator guides discussion
Semi-structured • Pre-determined open-ended questions, with follow-up
probes and pursuit of additional relevant topics Audiotaped and transcribed for later thematic analysis
Limitations • Deeply personal topics • Power dynamics
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Observations Observation of study participants in regular activities What participants do, not just what they say they do Capture observations in ‘field-notes’
• Two columns Observation notes - details of observed events Reflective notes – researcher’s views about context/process of observation and analytic
ideas
Audio-recording of conversations, transcribed for later thematic analysis Issues
• Observer effect – impact of observer presence on participant behavior Spend time for participants to become accustomed to observer presence Conceal specific focus of observation Document evidence of impact and reflect on significance
• Likelihood of obtaining relevant data – inefficient when events are rare • Degree of participation
Non-participant Participant
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Textual Analysis of Documents Insights into content and processes
Examples in education
• Course curricula
• Student assignments and exams
• Student and faculty evaluations
• Policy documents
Thematic analysis
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Exercise #3: For your research question (s), select a qualitative method Select a qualitative method, provide: • Rationale for your choice • Subjects • Strategies for recruitment • Limitations of this method for your study
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Question - Data Collection Method
How do medical students characterize professional behavior in themselves and other members of interdisciplinary healthcare team?
In-depth interviews Rich understanding of
students’ conceptualizations
Multiple contexts Detailed descriptions of
relevant personal experience
Adapted from Lingard and Kennedy, 2007, p. 9
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Question - Data Collection Method
What are medical students’ impressions of the professional behavior of their clinical supervisors?
Focus Groups Affirming environment Accounts of students’
similar experiences may promote disclosure of relevant anecdotes
Discussion could make evident the range of relevant experience
Adapted from Lingard and Kennedy, 2007, p. 9
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Do patient care discussions on medical teaching teams promote professionalism in novice physicians?
Observation of case presentations or teaching rounds
Provide ‘real-life’ data Analyze language used
by students and supervisors
Adapted from Lingard and Kennedy, 2007, p. 9
Question - Data Collection Method
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What messages about professionalism are conveyed through clinical evaluations of medical students?
Textual analysis of narrative comments on clinical evaluation forms
Provide insight into types of behavior being promoted through evaluation process
Adapted from Lingard and Kennedy, 2007, p. 9
Question - Data Collection Method
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Data Collection: Ethical Issues Procedural: Conduct of research to protect participants • Evoke strong emotions
– Appropriate support – Balance benefit and harm
• Minimal disclosure
Situational: Conduct of researcher • Reflexivity: Sensitivity of researcher to ethics
issues • Deal with power dynamics
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Standards for Rigor: Sample
Who? • Purposeful sample • Right people/activities/context
How many? How much? • Sufficient number • Saturation – No new themes/issues
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Standards for Rigor: Researcher Role and relationships with participants Hierarchical relationships – potential distorting effect Hawthorne effect – observer effect, when participants may act differently
Prolonged engagement Establish rapport, trust Comportment, e.g., dressing like insider Reflection process
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Standards for Rigor: Quality of Data Script
Questions appropriate to capture perspectives Non-leading Piloted
Triangulation Data from multiple positions/perspectives
– Methods – Groups
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Standards for Rigor: Data Analysis and Interpretation Phase Peer Review (Audit Trail) Review of themes by peer(s) not involved in research
Member Checking Sharing interpretations with individuals who were data
sources
Triangulation Comparing with data from other sources, e.g., comparing
focus group analysis with results from quantitative surveys
Researcher Bias Explicitly identify values, possible biases
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Example Interview Script Research Question: How do medical students characterize professional behavior in themselves and other members of interdisciplinary healthcare teams? Interview Questions: Question: Please give an example of a time when you acted professionally.
• Probe for rich contextual details: What was it about that behavior that was professional?
Question: Please give an example of a time when you acted unprofessionally.
• Probe for rich contextual details: What was it about that behavior that was unprofessional?
Question: Please give examples of times when your medical student colleagues acted professionally/unprofessionally? A nurse working with your team? Other members of team?
Question: What are the important elements of professional behavior for a medical student?
Adapted from Lingard and Kennedy, 2007, p. 9
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Exercise #4: Draft an interview script For a research question, using an individual interview or focus group to collect qualitative data, work in a small group to draft an interview script List 2-3 questions List 1-2 probes for each question
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Summary What are qualitative methods? How are qualitative methods used? How do you select the appropriate method and employ standards of rigor?
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Resources: Qualitative Methods • Denzin, Norman and Lincoln, Yvonne. Handbook of Qualitative
Research. Thousand Oakes: Sage, 1994.
• Harris, Ilene. Qualitative methods. In Geoff Norman et.al. (eds.) International Handbook of Research in Medical Education. In press, Kluwer, 2002, pp. 45-95.
• Miles, Matthew and Huberman, A. Michael. Qualitative Data Analysis: An Extended Sourcebook (2nd edition). Thousand Oakes: Sage, 1994.
• Strauss, Anselm and Corbin, Juliet. Basics of Qualitative Research: Grounded Theory Procedures and Techniques. Newbury Park: Sage, 1999
• Ryan GW, Bernard HR. Analyzing qualitative data: Systematic approaches. 2010, Thousand Oaks: Sage Publications.
• Sage’s Qualitative Research Methods series
• AMEE Guides
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MERC
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The Next Step: How to Analyze Qualitative Data By what method do we get from - • 25 pages of a focus group transcript to a useful and
trustworthy summary of results? • 150 surveys, with responses to open-ended
questions to a useful and trustworthy summary of results?
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Issues in Analysis of Qualitative Data Identifying themes by methods that yield trustworthy results One set of objectively identifiable themes versus multiple reasonable interpretations
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Stages in Analyzing Qualitative Data: Iterative Process, Analytic Choices
Analytic Choices Tested for trustworthiness plausibility
Data reduction: Coding Data Display: table, figure, narrative Drawing conclusions
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Features of Analytic Methods Identify Themes: Label with codes Identify Patterns: Sort themes to identify patterns Represent: Display in tables, figures, narrative
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Coding: Inductive From Data Set Question: Compare this ambulatory care rotation to other clinical rotations you have taken. What SPECIAL CONTRIBUTIONS, if any, did it make in preparing you to become a physician, e.g., knowledge, clinical competence, career development?
Comment 1: “The independence allowed me to gain more confidence in my clinical skills. The pace helped me to become more efficient.”
Comment 2: “Outpatient management of disease is not really addressed in any other rotation. Also, the sheer number of patients seen really allows you to hone your H and P skills and gain confidence in patient interaction. This is also the only rotation where you see the administrative side of medicine.”
Comment 3: “Caused me to like Family Medicine even better. Dramatically increased my confidence. Dispelled fears that ambulatory medicine might be boring. Gave me a good start at learning to prioritize in a clinic visit of a finite time period.”
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Example of Coding - I CURRICULUM THEMES COM Outpatient management of disease not addressed in any other rotation EDUCATION EXPERIENCE EI: Independence helps increase confidence in clinical skills EP: Quick pace helps to increase efficiency EV: High volume of patients contributes to learning EA: Saw administrative side of medicine OUTCOMES OCC: Gained confidence in clinical skills OCI: Gained confidence in patient interaction OLA: Learned about administrative side of medicine OSE: Learned to become more efficient OSPr: Learned to prioritize in a clinic visit OSPx: Improved physical examination skills OSHx: Improved history taking skills OIAM: Found ambulatory medicine to be interesting OIF: Increased interest in family medicine
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Example of Display: Coding CURRICULUM THEMES Outpatient management of disease not addressed in any other rotation (1)
EDUCATION EXPERIENCE Independence helps increase confidence in clinical skills (1) Quick pace helps to increase efficiency (1) High volume of patients contributes to learning (1) “Sheer number of patients seen really allows you to hone your H and P skills and gain confidence in patient interaction.” Saw administrative side of medicine (1): “This is also the only rotation where you see the administrative side of medicine.”
OUTCOMES Gained confidence in clinical skills (1) Gained confidence in patient interaction (1) Learned about administrative side of medicine (1) Learned to become more efficient (1) Learned to prioritize in a clinic visit (1) “Gave a start at learning to prioritize in a clinic visit.” Improved physical examination skills (1) Improved history taking skills (1) Found ambulatory medicine to be interesting (1) “Dispelled fears that ambulatory medicine might be boring.” Increased interest in family medicine (1) “Cause me to like Family Practice even better.”
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Example of Display- Figure Students’ Views: Contributions of Ambulatory Care Rotation Curriculum Outpatient Management of Theme: Disease Experience: Independence Quick Pace Patient Volume Outcomes: Confidence and Skill in Patient Interaction and Focused Examinations
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Example of Display: Narrative A major purpose of this evaluation is to identify the special role of an ambulatory medicine rotation in students’ medical education. In response to the question: Compare this ambulatory care rotation to other clinical rotations you have taken. What SPECIAL CONTRIBUTIONS, if any, did it make in preparing you to become a physician, e.g., knowledge, clinical competence, career development?, students identified aspects of their educational experience in the rotation as well as outcomes.
Overall, the rotation made a special contribution to their medical education by focusing on outpatient management of disease, which is not addressed in any other clerkship. The relative independence they experienced, along with the quick pace and the high volume of patients, and opportunities to see the administrative side of medicine, all contributed significantly to their learning.
Students described important learning outcomes. They gained confidence and skill in patient interaction, and focused history taking and physical examinations. . . .