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PeterSipesDiscourseAnalysis
Fightthepower:Howtoattackakingwithoutlosingyourhead
AbstractThomasMoresUtopiahashadalonghistoryofanalysis,frommanypointsofview.Reduced
toitsminimum,Utopiatellsthestoryofafictionallandwithoutrageouscustomsto16thCentury
Europeans.ButwhenviewedthroughthelensofBrownandLevinsonspolitenesstheory,itisamodel
forhowtogoaboutmakingapoliticalattack.ThomasMorewillmanagehisattackbyincreasingsocial
distancebetweenhimselfandEnglandsKingHenryVIIIandrecruitingreadersasZajdmansthird
partytoputsocialpressureonthekingtofindtheattackfunny.
IntroductionThomasMoresUtopiawassomemorablethatitlentitsnametoawholegenreofwriting:
utopianliterature.Hedescribesafictionallandwheregoldisforchainingslavesandpeopleare
displayednudebeforegettingmarried.ButviewingUtopiaasanamesakeforaliterarygenreignores
ThomasMoresphilosophicalintentinwritingit.IarguethatMorelaunchedanattackonHenryVIIIof
EnglandinUtopia.ThereasonthatthereissomuchdisputeonthispointisthatMorewasnotfreeto
attackHenryVIII.SinceHenryVIIIwasanabsoluteruler,hehadthefreedomtosettlematters.In
ordertokeephisheadattachedtohisneck,Moreneededtotendtohowthekingperceivedthebook.
HewilldothisthroughhumoranddistancingtheworldofUtopiafromEnglandandtheking.
TheexcitingpointaboutapplyingdiscourseanalysismethodstoRenaissanceliteratureisthatwe
canseethatthereistrulynothingnewunderthesun.Languagewasbeingusedthenforthesamesorts
ofpurposesasnow.
LiteratureReview
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DiscourseAnalysis
Sowhatisdiscourseanalysis?Howdoesitdifferfromotherscholarlywork?Jonesdefines
discourseanalysisverybroadlyasthestudyofthewayssentencesandutterancesareputtogetherto
maketextsandinteractionsandhowthosetextsandinteractionsfitintooursocialworld(2012).So
thediscoursepartiseasy.Discourseislanguage,writtenorspoken,inuse.Theanalysisgetstrickier.At
itsbase,theideaistoteaseoutwhatisreallybeingsaid,becausepeopledontalwayssaywhatthey
mean,andpeopledontalwaysmeanwhattheysay(Jones,2012).Fromhere,allsortsofanglescan
beexplored,including,buthardlylimitedto:socialidentity,narrativestructures,ideologyand
pragmatics.Whilethispapermaytouchonthoseareas,thereareothersofmoredirectinterest.
Intertextuality
Noticingandusingintertextualityissecondnatureforpeople.Wedoitallthetimewithout
meaningto.Incasualconversation,intertextualityisthequotefromthemovieyousawoverthe
weekendwhentalkingtoafriendatlunch.Thetextoftheconversationanditsmeaningrelieson
someknowledgeofthemovieyousawovertheweekend.Yourfriendneedssomeknowledgeofthe
movietomakefullsenseofwhatyoutoldher. 1
Applyingmoreformality,Cullerexplainsintertextassayingthingsindiscoursewhichonehas
notexplicitlythoughtorreadbutarerelatedinsomepositivewaytowhatonehasinthepastthoughtor
read(1981).Thekeyhereisthatonediscourse,ortextdependingonterminology,relatestoanotherin
awaythatallowsforthemeaningintheformergainsmeaningfromthelatter.Infact,intertextualityisso
criticalthatCullergoesontostatethattoproduceastrongdiscourseonemustbeanacuteanalystof
1IusedtotellmymotherThesearentthedroidsyourelookingforwheneversheaskedaboutatopicIdidntwanttodiscuss.ShewasnotasfamiliarwithStarWarsasIwas,soshedidntgetthatsheshoulddropthattopicofconversation.Ifyouneedtoseethescenebecauseyouarentfamiliarwiththeintertext,gotohttp://youtu.be/DIzAaY2Jmsandjumptothe3:12mark.
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intertextuality(1981).Andinfact,allpeopleareanalystsofintertextuality.Indiscourseanalysisthe
moveisfromaconversationalorliteraryallusiontoamorerigorousapproachtoapplyingintertextuality.
2
Positioning
Asmatterofcourse,participantsinaconversationarealwaysbuildingidentitiesforeachother
andourselves.Thisidentitybuildingiscalledpositioning,whichDaviesandHarrdescribethisway:
Positioning,aswewilluseitisthediscursiveprocesswherebyselvesarelocatedinconversationsasobservablyandsubjectivelycoherentparticipantsinjointlyproducedstorylines.Therecanbeinteractivepositioninginwhichwhatonepersonsayspositionsanother.Andtherecanbereflexivepositioninginwhichonepositionsoneself.Howeveritwouldbeamistaketoassumethat,ineithercase,positioningisnecessarilyintentional.Onelivesone'slifeintermsofone'songoinglyproducedself,whoevermightberesponsibleforitsproduction(1990).
Twothingsjumpout.Firstandforemost,wepositionourselvesandothersonanongoingbasiseither
withorwithoutintention.Wedoitwhetherwemeantoornot.Theotheritemisthatitisin
conversation.Utopia,whilenotaconversationwithinthedailyusesenseoftheword,isaconversation
insofarasabookistheauthorstooltohaveaonewayconversation. 3
SohowwillMoreaffectposition?InthecaseofUtopiaitwillbestrictlyverbal,sinceitisa
book.DaviesandHarrmakeitclearthatpositioningneednotbeverbal,thoughtheverbalisone
component.Infact,thewordsthespeakerchoosesinevitablycontainimagesandmetaphorswhich
bothassumeandinvokethewaysofbeingthattheparticipantstakethemselvestobeinvolvedin.
(DaviesandHarr,1990).Theseimagesandmetaphorspushthespeakerandlistenerintorolesin
manyways.IfIamaddressedasdude,thespeakerispositioningmemuchdifferentlythanaspeaker
2Holymetaintertextuality,Batman!Imtalkingaboutintextualitybyreferringtoabookaboutintertextuality.3Anotherwayofputtingit:BecauseIviewthebooksIvereadasconversationpartners,andbecauseIviewmanyoftheirauthorsasfriends,Ihaveahabitofinvitingthemintoconversationswithmyphysicallypresentfriends.AllisonGrady,http://ccsummerresearch.blogs.wm.edu/forthebloggers/
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whoaddressesmeasMr.Sipesandevenmoredifferentlythanthespeakerwhoaddressesmeas
Sir.Thefirstspeakerpositionsmeasafriendwhosharescertainidentitypointswithme,theseconda
moredistantrelationshipthoughstillcloseenoughthatthespeakerknowsmynameandthethirda
completestranger.Butaddressformsarenottheonlywaypositioninghappens.IfIwalkintoaprint
shop,IpositionmyselfmuchdifferentlyifIsayIwantthistobeincolor,thanifIsayThiswillbe
twocolor:blackandPantone183224. Thefirststatementpositionsmeasaninexperiencedprint4
buyer.Theotherpositionsmeasaninsider,beIprinterordesigner.
Inadditiontotheseroles,thetextcanpositionthereaderasoutsidelookinginbyhowthe
readerpercieves[sic]thenarratorand/orauthortobepositioningthem(asreader)oritmaybecreated
bythereader'sperceptionofthecharactersthemselves(DaviesandHarr,1990).Readerperception
mattersforMore,sincetheking,amongothers,willbereadingUtopia.
Whoelsewillhepositionandhow?DavisandHarrnotethatonespeakercanpositionothers
byadoptingastorylinewhichincorporatesaparticularinterpretationofculturalstereotypes(1990).
Thispointiscritical,asthesecondhalfofUtopiaisanethnographyofthelandofUtopia.Infact,More
isnotonlypositioninghiscontemporaries,butallofus.AndthoughMoremaynothaveintendedUtopia
astravelliterature,thereareelementssuchascreatingadistinctionbetweentheknownandthe
unknown:itispredicatedonconfrontingfamiliarwaysofthoughtandperceptionwithaliennaturaland
culturalphenomena(BellerandLeerssen,2007,p.448).Utopiapositionsreadersasoutsiders,
whetheritwasMoresintentornot.
Face
Face,aslaidoutinBrownandLevinson,comesintwokinds:positiveandnegative.Negative
4RadiantOrchid,Pantones2014coloroftheyear.http://www.pantone.com/pages/index.aspx?pg=21129
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faceisapersonsfreedomofactionandfreedomfromimposition.Positiveface,whichwillbethefocus
oflatersections,isapersonspositiveselfimage(1987,p.321).Thesetwokindsoffaceinteract
betweenthespeakerandhearer.
Presentedgraphically,thefollowingsortsofactionsshowtheinteractionoffacebetween
speakerandhearer.Thisgraphisbynomeansexhaustive.
Threatto Speaker Hearer
Positiveface
Apologizing Acceptingcompliment Breakdownofbodycontrol Breakdownofemotionalcontrol Selfhumiliation Confessions
Beingridiculed Beingcontradicted Ssexpressionofviolentemotion Irreverence,mentionoftaboos Gettingbadnews Sinitiatessensitivetopic Ssnoncooperation SmarksHsstatusthewrongwayinan
initialmeeting
Negativeface
Expressthanks Acceptingthanks/apology Excuses Acceptanceofoffers ResponsetoHsfauxpas Unwillingpromises/offers
Receivingorders/requests Gettingadviceorreminders Receivingthreats,warnings Gettingoffers Receivingpromises Acceptingcompliments Targetofexpressednegativeemotion
Figure1:ExamplesofFacethreateningacts(adaptedfromBrownandLevinson,1987).
Facethreateningacts(FTA)increaseordecreaseinseverityinaccordancetothreefactors.
Thefirstfactorissocialdistance(D)ofspeaker(S)andhearer(H).Thesecondisrelativepower(P)of
hearerandspeaker.WithintheDandPfactors,thedirectionoftherelationshipisopposite.D
considersthespeakersrelationtothehearer,andPconsidersthepowerthathearerhasoverspeaker.
Thethirdistheranking(R)ofhowseriousimpositionsareinagivenculture.(BrownandLevinson,
1987,p.331).
Wx=D(S,H)+P(H,S)+Rx
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Aswecansee,therelationbetweenD,PandRisadditivenoonefactorismoreimportant
thananyother.Soinlightofthesefactors,whatdoessomeonedowhentheywanttothreatenanothers
face?Sneedstoconsiderthreethings:(a)thewanttocommunicatethecontentoftheFTAx,(b)the
wanttobeefficientorurgent,and(c)thewanttomaintainHsfacetoanydegree(Brownand
Levinson,1987).Tothatend,theyprovideastrategytree.
Figure2:FTAstrategies(adaptedfromBrownandLevinson,1987).
Startingfromtheleft,thefirstdecisionpointissimple:doesSdotheFTAornot?Ifnot,5.IfS
doesgoforwardwiththeFTA,thereisachoicebetweenonrecordandoffrecord.Anonrecord
statementisonewherethereisnootherpossibleinterpretation.Anoffrecordstatementisonewhere
thereisatleastoneotherpossibleinterpretation,i.e.implicature.Atthispoint,anFTAcaneitherbe
performedbaldlyorwithredressiveaction.AnFTAthathasredressiveactioncanthenmakethat
redressthrougheitherpositiveornegativepoliteness(BrownandLevinson,1987).
PositiveandnegativepolitenessarethebehaviorsthatflowoutofSsintentionstoH.WhenSis
tendingHspositivefaceneeds,Hshowspositivepoliteness.WhenStendsHsnegativefaceneeds,H
showsnegativepoliteness(BrownandLevinson,1987).Inessence,whensomeoneindicatestothat
theyacceptthepersontheyaretalkingtoasamemberofaningrouporasafriend,thatpersonshows
positivepolitenesstothepersontheyaretalkingto.Likewisewhensomeonespeaksandactsinaway
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astominimizetheirinterferencewiththeotherperson,theyareshowingnegativepolitenesstotheother
person.Pleasenote:negativepolitenessisnotthesameasimpoliteness.Quitethecontrary,Brownand
Levinsonindicatethatnegativepoliteness,alongwithpositivepoliteness,isattheheartofredressive
actionactionthatattemptstorestorethehearersfacebeitpositiveornegative(1978).Butpoliteness
isnottheonlywaytosaveface.
HumorasanoutforFTAs
BuildingonBrownandLevinsonswork,Zajdmanfollowsupontheirclaimthathumorisone
possiblepositivefacesavingstrategy.Thekeytousinghumorasapositivefacesavingstrategyisto
makesurethatthehearerdoesnottakeoffense.Hedevelopsahierarchyofspeakerintentandhearer
interpretation.
Ssintention Hsinterpretation Ssexpectation Hsreaction
Meaningoffense Takingoffense insult insult
Meaningoffense Nottakingoffense insult amusement
Notmeaningoffense Takingoffense amusement insult
Notmeaningoffense Nottakingoffense amusement amusement
Figure3:PossibleresultsofajokingFTA(afterZajdman,1995).
Zajdmanpointsoutthatthefirstandlastconditionshavethespeakerandhearerinterpretingthe
communicationinthesameway,whichpresentsnoproblemforthespeaker.Inthesecondsituation,the
speakerhasnotfulfilledtheirintent,butthespeakercanfulfilltheiraim.Thespeakersimplyhastotry
harder(Zajdman,1995).Thethirdcondition,whenSmeansnooffense,butHtakesoffenseisthe
problem.ThissituationcanbeassimpleasSisnotawareHmightinterpretanutteranceasderogatory.
Inanycase,SisatstrategicadvantagetoH.IfStakesoffense,Scanalwaysclaimtonothavemeant
offense,whethertrueornot(Zajdman,1995).
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ButthespeakersabilitytodisowntheirintentonewayortheotherisnotSsonlystrategic
advantage.Athirdpartycanalsobecomeaninadvertentallytothespeakeracriticalpoint.Why?
Whenthespeakerstartsspeakingthethirdpartyissupposedtoignoretheconversationaccordingto
politenesspostulatesbutthenthespeakersaysomethingfunnythatthethirdpartycannotignore.At
thispoint,thehearermayprefertosavefacebyfakingamusementagainsthisorherbetterjudgment
andallowtheFTAtopassforhumorratherthanadmitopenoffense(Zajdman,1995).Providedthe
jokeworks,ofcourse.
Analyzingthecorpus
Whilenotsomuchatheoreticalmodelofhowdiscoursefunctions,corpusanalysisisapowerful
tooltoputquantificationtointuitionsandhunches.Acorpusisatleastonetextpreparedfordigital
analysis(Jones,2012).Inthecaseofthispaper,Utopiaformstheprimarycorpus.Jonesemphasizes
thatcorpusanalysisisnotdiscourseanalysisperse,butratherthatitprovidesnewperspectivesonthe
datathatweremissedusingmoretraditionaldiscourseanalyticaltechniques(2012,p.33).
Thoughitispossibletousethetextunderanalysisasthesoleprimarycorpus,itisalsopossible
(andevendesirable)insomecircumstancestouseareferencecorpus,whichisanothercorpusthatyou
willcompareyourprimarycorpuswith(2012,p.79).Anexampleofareferencecorpuswouldbethe
BYUCorpusofContemporaryAmericanEnglish(http://corpus.byu.edu/coca/).Thereferencecorpus
maybebroaderthantheprimarycorpusornot,dependingonthepurposeoftheanalysis.
HypothesisTurningtowardworldlyconcerns,Moreattackingthepoliticalstructureandnotthereligious
structureinEnglandinUtopia,whichmeansthatheisattackingtheking,HenryVIII,andnotthepope,
LeoX.Heisgoingtogetawaywiththisattackbecauseheispositionsthekingwellandattendstothe
kingspositivefaceasheattackshim.
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AboutThomasMoreSt.SirThomasMore(14781535),thoughneithersaintnorknightatthetimehewrote
Utopia,wasattheforefrontofEnglishhumanism.Hewasacomplexmanwhowasbothreligiousand
scholarly.Nauertnotesthatdespitehisdeeppiety,oneofthestrongestclassicalinfluencesonhimwas
thebiting,irreverent,andantireligioussatiristLucian,someofwhosedialogueshetranslatedfrom
GreektoLatinabout1503(2006,p.124).Lucian,whoserelationtoUtopiawillbeexploredinThe
namingofthingsinUtopia,wasoftenfunny,whichmayhavedrawnMoresattention.Hisfriend
Erasmusnotedthatheenjoyedjokingandthatwitalwaysgavehimpleasure,evenifdirectedagainst
himself(Curtright,2014,p.14).MoreswitplaysanimportantpartinhowhewillmanagetheFTAsin
Utopia.
Moreisalsoknownasareligiousman,butthatistooonedimensional.Therewasmoreto
Morethanhisreligiousbeliefs.HewasalsoascholarofAncientGreek.ThoughMorejustifiedhis
workonLucianbyreferringtotheauthorscriticismofhumanviceandfolly,thetruevalueofLucianfor
himwastheauthorsskillatlayingbaretheessentialambivalenceofthehumancondition,torn(asMore
himselfwas)bythecontendingimperativesofworldlyandspiritualgoals(Nauert,p.124).AndMore
trulywastornbyworldlyandspiritualgoals.AshislifeprogressedhenotonlydefendedhisCatholic
faithfromtheReformationonthecontinent,heservedKingHenryVIIIinvariouscapacities(British
Library,n.d.).
AboutUtopiaUtopiais,likeanythingelse,aproductofitstimes,andin1516thetimesbelongedtothe
humanists.ThehumanistmovementofRenaissanceEurope,withoutignoringotheraspectsofit,an
educationalreformmovementthatimpliedabroadgeneraleducation,but[that]alsoimpliedastrong
emphasisontheoratoricalskillsandsocialvaluesmostneededbytherulingelite(Nauert,p.13).As
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such,MorewouldnothaveintendedUtopiatobereadbyordinarypeople,aboutwhichmorelater.
Further,Moresembraceofthehumanistrhetoricaltacticofinutramquepartem compels5
himtoapproachUtopiansocietyfrommanyangles.Indeed,Utopiaissplitintotwobooks:one
exploresthephilosophy,theotherdescribestheislandofUtopia.Initsverystructure,Moregivesus
twoanglestoconsider,butthereismorebecause[Utopia]isthusnotintendedtobereadasa
straightforwardpoliticaltreatise,but,likeErasmussPraiseofFolly,isinflectedwithmultipleironies
(CraneinHattaway,p.22).Indeed,Utopiacanbereadasatraveloguetoafictionallandwhere
ridiculouscustomsreign,butreaderscanalsochoosetoseeothermeaningsinitthepurposeofthis
paper.
AnalysisMoreneededtostrikeadelicatebalanceinUtopia.Hewantedtomakeanattack,buthe
couldnotdoitdirectly.ToattackopenlywoulddamageKingHenryVIIIspositivefacesobadlythat
someformofretributionwouldhavebeennecessary.Sincehecannotaffecttherelativepower
differencebetweenhimselfandthekingnorcanheaffecttherankingofoffense,thenhemustmanage
theattackbycreatingsocialdistance.Beforegettingtotheseangles,itisimportanttoestablishjustwhat
Utopiaisandisnot.
Isitapoliticalattack?
LexicalfrequencyofcertainkeywordsinUtopiaprovidesinsighttothisquestion.Obviously
Utopiawillbetheprimarycorpus.CicerosdeRepublicaisthereferencecorpus,becauseitisa
philosophicaldialogaboutgovernment. Sincethereissomeambiguitypossibleintheinflectedforms,6
thefrequenciesarereportedasarange.Comingupwithanexactfrequencyfigureisalargetask,so
5Onbothsides[ofacase],aLatinlegalterm.6Ifthatisstartingtosoundlikeagenreofdiscourse,youarethinkingwhatIamthinking.
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CicerosvocabularyisreportedasarangeasfoundatthePerseusDigitalLibrary,whichgivesusa
broaderpossibilityforvocabularyfrequenciesinpoliticalworkswritteninLatin.
Latinword Englishequivalent
FrequenciesinUtopia FrequenciesinCicerosdeRepublica
publicusrexmagistratusmileslegatuslexprinceps
publickingbureaucratsoldierenvoylawprince
105tokens(38.13/10k)37tokens(13.43/10k)19tokens(6.90/10k)11tokens(3.99/10k)12tokens(4.36/10k)50tokens(18.16/10k)65tokens(23.66/10k)
(106.6551.08/10k)(124.12/10k)(10.312.24/10k)(2.240.48/10k)(5.830/10k)(43.0213.00/10k)(34.950/10k)
Figure4:FrequenciesofselectedwordswithpoliticalmeaningsinUtopia
Unsurprisingly,severalterms(magistratus,legatus,lexandprinceps)aresquareintherangesin
Cicerostext.Eventhewordsthatfalloutsideoftherange(milesandpublicus)arenotsofaroutofthe
rangeastolookstrange.Theonlywordthatseemssuspiciousisrex.Cicero,writinginthetimeofthe
antikingRomanRepublic,usesrexnearlytentimesasoftenasMoredoesinUtopia(124.12/10kvs.
13.43/10k).Moresomissionofrexisconspicuousbyitsminimalpresenceincomparisontode
Republica.Giventhatthefrequenciesofseveralkeywordsareinbroadagreement,exceptingrex,the
politicalnatureoftheworkisonsolidfooting.
Ifitispolitical,doesthatautomaticallyexcludeareligiousangletoo?No,noristhereneedto
judgethatquestionwithoutlexicalfrequencyanalysis.Likebefore,thereferencecorpusisreportedasa
rangeasfoundonthePerseusDigitalLibrary,butthistimethereferencecorpusisTertullians
Apologeticum,whichisareligiouswork .7
Latinword Englishequivalent
FrequenciesinUtopia FrequenciesinTertulliansApologeticum
sacer sacred 9tokens(3.26/10k) 10.530.50/10k
7Morespecifically,itsgenreisapology.
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sanctusdeussacerdosreligio
holygodpriestreligion
8tokens(2.91/10k)39tokens(14.16/10k)24tokens(8.71/10k)29tokens(10.53/10k)
9.52/10k194.95104.74/10k3.002.00/10k17.04/10k
Figure5:FrequenciesofselectedwordswithreligiousmeaningsinUtopia
Inthiscomparisonhowever,severalkeywordsUtopiaisbelowthefrequencyrangesfoundin
Apologeticum.Thewordsacer(sacred)inUtopiaisinthelowendofthefrequencyfor
Apologeticum,butsacerdos(priest)inUtopiaisabovetherangefoundinApologeticum.Icannot
exactlyaccountforthisanomaly,butsincesacerdosisthepersonwhoconductsreligiousactivitythe
waythatrex(king)andmagistratus(bureaucrat)conductpoliticalactivity,itseemedbesttoincludeit.In
anyevent,themajorityofthewordsdealingwithreligionarebelowtherangeonemightexpectina
religiousworkbutexactlyontargetforapoliticalwork.Butwhosepolitics?
IsUtopiaEnglandindisguise?
Definitelyyes.GoodeymapsoutthesimilaritiesbetweentheislandofUtopiaandEnglandinhis
paperMappingUtopia:ACommentontheGeographyofSirThomasMore.Withoutgettingintotoo
greatofdetail,thesizeoftheislandofUtopiaandEnglandareroughlythesame.Utopiaistwohundred
mileswide:soisEnglandinalinefromSt.AlbanstotheNorfolkcoast.Utopiahasfiftyfourcities,and
EnglandhadfiftythreeadministrativedivisionsalongwithLondon(Goodey,1970).
AdditionallythedescriptionsofLondonandAmaurotaremateriallythesame,particularlyinthe
beginning.A1572mapofLondon,convenientlyenough,hasadescriptionofthecityinLatin(Historic
Cities,n.d.).
DescriptionofLondononthemap DescriptionofAmaurot
haecestregiaillatotiusAngliaecivitasLONDINIUMadfluviumThemesimsita.
situmestigiturAMAUROTUM,inlenideiectumontis,guraferequadrata.namlatitudoeiuspauloinfracollisincoeptauerticem,milibus
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passuumduobusadumenAnydrumpertinet,secundumripamaliquantolongior.
Thiscity,thecapitalofthewholeofEngland,LondonissituatedalongtheRiverThames.
ThereforeAmaurotissituatedinthegentleslopeofmountainwithanearlysquareshape.ForitsbreadthbegunjustwithinthepeakofthehillstretchestwomilestotheRiverAnyderandalittlebitlongeralongtheshore.
Figure6:DescriptionsofLondonandAmaurot.
Thestrikingpartisthattwodescriptionswrittenseparatelyisthattherearemanypointsof
convergenceinthedescriptions.Threeelementsareofparticularinterest.Thefirstisthenameofthe
city.Bothcitiesarenamedinthefirstsentence.Theverbisalsothesameforboth,thoughthemapsplits
theverb(estsita)andMoredoesnot(situmest).Butthetrulystrikingthingisthatbotharebeing
describedadfluviumThemesimandadflumenAnydrum.Thedifferenceinmeaningbetweenthe
wordsfluviumandflumenisnotlarge,sincetheybothultimatelyderivefromthesameroot,fluere(to
flow).WhilethisadditionalinformationsupportsGoodeyspaper,itisalsoworthnotingduetothe
strikingsimilaritiesinlanguageuse.
UtopiaisEngland.WhateverMorescommentis,itispoliticalandaboutEngland.
Settingitupwithpositioning
SinceUtopiaisanattackontheking,thefirstthingMoredoesinUtopiaistopositiontheking
inapositivelight.First,
inuictissimusAngliaeRexHenricuseiusnominisoctauus,unconqueredEnglandsKingHenrythatnameseighth,HenvryVIII,unconqueredkingofEngland
Immediatelyfollowedwith
omnibusegregiiprincipisartibusornatissimusfor.allexcellentprinceswith.artsmost.decoratedwhoisverywellequippedwithallthevirtuesofanexcellentruler
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Whilethismayseemoverthetoptomoderneyes,itisnotexcessive.MorenextdescribesCharlesVof
Spainasmostserene(serenissimo).SoMoregivesHenryVIIImorepositiveattentionthanother
kingsnotonlyinnumberofwordsbutalsoinprimacyofposition.FurthermorehesetsHenryVIIIas
theactorinthissituation,asheisinthenominativecase.Moreinadvertentlytipshishandinthis
asymmetricaldescriptionofkings.Wardaughtellsusasymmetricuseofnamesandaddresstermsis
oftenaclearindicatorofapowerdifferential(2006,p.269).Andapowerdifferentialbetween
CharlesVofSpainandHenryVIIIofEnglanddefinitelyexistsforMore:hewasasubjectofHenry
VIII.Furthermore,immediatelybeforeHenryisthewordnegotium(business),whichisaworkwith
positiveconnotationinLatin.CharlesVwasfollowedbycontroversa(controversial),whichisaboutas
positiveinLatinasitsEnglishcounterpart. 8
ThenamingofthingsinUtopia
Inadditiontopositioningthekingpositively,MoreisgoingtopositionUtopiaasanonsense
land.HedoesthisbygivingpeopleandplacesinUtopiahavewondrous,evennonsensical,names.
NelsonsuggeststhatthenonsensicalnamingsystemconstitutesastructuringforceandthatMores
networkofGreekpunsdonotsimplyentertaintheyorganize(2001).
Beyondthis,MorehassetupaveryrichintertextualitywiththeGreeknamesintheLatintext.
Nelsonsuggestsoneresultofthatintertextuality:MoreistryingtocreateacontrastbetweenGreekand
Romannotionsofpolitics,withMorestakingouttheGreekpositionfortheUtopians.TheRomanview
isthatlibertyisastatusofnonintervention[and]libertyencouragesvirtue,whichinturnyields
8ThefullopeningofUtopia:cumnonexiguimomentinegotiaquaedaminuictissimusAngliaeRexHenricuseiusnominisoctauus,omnibusegregiiprincipisartibusornatissimus,cumserenissimocastellaeprincipeCarolocontrouersanuperhabuisset
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justice(Nelson,2001). TheGreekpositionontheotherhandisthatjusticecomesfroman9
arrangementofelementsthataccordswithnature(Nelson,2001). TheGreeknamescertainlydo10
helpMorestakeouttheGreekposition,buttheydomore.
IsuggestthatMoreusestheGreeknamestoalignhimselfwiththeHumanistmovementand
createthecentralcontradictionsofUtopia.
Inonemove,MoremanagestosticktotheHumanistpurificationofLatintoitsCiceronian
coreandrefertothefantasticlandsofLuciansliterature.HegetsthebenefitsofwritinginLatina
cultured,educatedaudienceofeliteswithoutviolatingtheemergingLatinlanguagenormagainst
makingnewwords.BywritinginHumaniststyleLatin,healsopositionsreadersasbeingculturedand
educated.Thispositivepositioningoftheaudienceisimportant,asIwillshowlater.
MoresGreeknamesarealsocontradictorypuns,whichallowsforMoretoplausiblyclaimthat
thewholethingisajoke.SinceMoreisusingLuciansnamingasatemplate,theeasiestwaytomake
thepointistoshowafewofthenamessidebyside.
SampleofLuciansnames SampleofMoresnames
aeroknpsairmosquito
UtopiaNoplace
thunnokephalostunahead
AnyderRiverNowaterRiver
nsomachiaislandbattle 11
AmaurotNotclear
9CicerosumsuptheRomanpositionindeofficiis1.20.Justicecomesfromnotharmingotherswithoutcauseandrespectingthedifferencebetweenprivateandpublicproperty.AtraditionalAmericanposition.10PlatosumsuptheGreekpositioninRepublic,pp.550553.Wealthandvirtue(andbyextension,justice)areopposites,thereforeweneedrulebywisementomakesureweavoidthisproblem.11Aseabattlewithislandsintheplaceofbattleships.
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hippomyrmxhorseant
RaphaelHythlodaeus(Moresnarrator)RaphaelNonsensedistributing
Figure7:NamesinLuciansATrueStoryandMoresUtopia
Tobesure,LuciansnamesaremorefancifulthanMores,butthatobservationmissesthe
point.MoreismakingreferencetoLucianwithhisGreekbasednonsensenames,aswellasmakinga
joke.Whohaseverheardofanowhereplace?Awaterlessriver? Anunknowncity?Moresnarrator12
isevensuspect,sincehisnameimpliesthatheisaliar.Thesenonsensenamesdistancetheworkfrom
bothEnglandandpossibleinsulttoHenryVIIIspositiveface,sincetheyallowthekingtointerpret
themasajoke.
AtthesametimeMorealsobindsUtopiatoAncientGreecebymakinguseofnames
reminiscentofLucian.Thisintertextualrelation,duetohispreviousworkwithtranslatingLucian,serves
toincreaseUtopiasperceiveddistancefromcontemporarypoliticalcomment.
WritinginLatin
MostEnglishspeakingreadersofUtopiaencounteritinEnglish,andlikelyassumeMorewrote
inEnglish.Rightlyso,MorewasEnglish.ExceptthatMorewroteUtopiainLatin.Why?Blake
suggeststhatEnglishwasnotperceivedtobeasrichasLatinorFrenchintermsofvocabulary
(Hattaway,2000,p.78).Thatmaybe.
Thesimplefactisthat16thcenturyEuropewasdiglossic.Thehigh languagewasLatin.Itwas13
thelanguageoflearning,literatureandthechurch.Thelowlanguageswerethevernacularlanguages
spokeninthevariouscountriesofEurope.AsWardaughstates,akeydefiningcharacteristicof
diglossiaisthatthetwovarietiesarekeptquiteapartintheirfunctions(2006,p.89).Andtheywere
12InEnglandanyway.13High(H)andlow(L)aretechnicaltermsintalkingaboutdiglossia.Thereisnothinginherentlyhighorlowabouttheindividuallanguagesoutsideoftheirculturalpositionsanduses.
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keptseparate.Latinwasavibrantlanguageinsuchfieldsasreligion,philosophy,politics,diplomacy,
law,educationandscience(WheelockandLaFleur,2005).Theassumptionthatamajorworkwould
bewritteninEnglishwasstillinthefuturewhenMorewroteUtopia.Shakespearesaudienceonthe
southsideoftheThameswouldhavetowaituntil1599fortheGlobetobebuilt. Evenlater,Isaac14
NewtonpublishedhisPrincipiainLatin.SotheEuropeandEnglandofUtopiawasstill
diglossicLatinwashigh,andEnglishwasnot.Asaresult,MorewouldwanttowriteUtopiainLatin.
Buteventhatisnotthewholestory.
IwouldarguethatMorewritesinLatinasapositioningtechnique.First,hepositionsevery
potentialreaderwhodoesnotknowLatinasanoutsider.Thetextisopaque.Second,Morepositions
potentialreaderstheeducatedelitewhodoknowLatinasthirdpartyalliesinZajdmansjoking
schema.Asmentionedabove,MorepositionsthemaseducatedandculturedwithhisHumanisticLatin,
whichfurtherpredisposedtheaudiencetohispointofview.ByreadingUtopia,theyseeHenry
lampooned.MoreispressuringHenrytofindtheattackfunny.SowhataretheattacksMoreismaking
ontheking?
TheUtopiansclothes
Hereisaclearpointofattack.Butwhyclothes?Tworeasons,bothofwhicharerelated,come
tomind.First,HenryVIIIworeluxuriousclothestoprojecthismajestyandwealth,oftenonlyonetime
(Hayward,n.d.).Second,hewasresponsibleforsumptuarylaws.Thepurposesofsumptuarylaws
varied,butthemainpurposesweretokeepthesocialbalanceintactandtoexercisegreatercontrol
overthemassesandthenobility(AbitofHenrylove,2012).Soontheonehand,Henryispositioning
himselfaspowerfulbywearinghiswealthandkeepingtherestofsocietyintheirpositionaswell.
14PleasedontaskhowIknowthiswithoutlooking.
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TheUtopiansdidthingsdifferently.
namuestes,quarum,nisiquodhabitusexusdiscernitur,etcaelibatusaconiugio,unapertotaminsulamformaest,eademqueperomneaeuumperpetua,necadoculumindecora,etadcorporismotumhabilis,tumadfrigorisaestusquerationemapposita.
Fortheirclothes,whichareofthesameformthroughouttheislandexcepttomarkdifferencesbetweenthesexesandthemarriedfromtheunmarried,areperpetuallythesameforalltimes,noraretheyuglyoruncomfortable,andthentheyaredesignedforheatandcold.
Figure8:TheUtopiansclothes.
Asanethnography,itwouldbewrongtomisstheUtopiansclothes.ButMorehasasecond
intention,andhistargetisclear:theking.Whoworeclothesonceandhadrulesonwhocouldwear
what?Theking.Utopianfashionisinsharpdistinctiontotheking.Thefashionsneverchange.The
clothesarethesamesummerandwinter.Everyonewearsthesamethingwithonlythebroadestsocietal
differencesmarked.Remember,Morewritesthesewordsin1516,whenthreeroundssumptuarylaws
hadbeenpassedfromthetimeofHenryscoronationin1509(AbitofHenrylove,2012). Thisfact15
wouldnothavebeenlostonUtopiasEnglishreaders.
Makinggovernmentofficialslookbad
MorealsomakesnonUtopiangovernmentofficialslookbad.Again,Moremakesreferenceto
theirclothes.
totusillesplendorapparatuspudendusuidebatur,etinfimumquemqueprodominisreuerentersalutantes,legatosipsosexaurearumusucatenarumproseruishabitos,sineulloprorsushonorepraetermiserunt.quinpuerosquoqueuidisses,quigemmasacmargaritasabiecerant,ubiinlegatorumpileisaffixasconspexerunt,compellarematremaclatusfodere.
Allofthatsplendorseemedtobeshamefullyelaborate.[TheUtopians]greetedeachofthelowlyaslordsandwithoverlookedtheambassadorswithoutanyhonoratallmistakingthemforslaves,sincetheyworechainsofgold.Andifyouhadalsoseenthechildren,whohadthrownawaythegemsandpearls,whentheysawthemfixedtothehatsoftheambassadors,calltheirmothersanddigtheirsides.
15Ok,soparliamentintroducedthelaws,butkeepinmindthattheAffordableCareActof2010originatedintheUSCongress.Whatdowecallit?Obamacare.LetssayImnotconvincedthatalawsoriginationinparliamentmeantthatitwasntHenryslaw.
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Figure9:Theambassadorssplendoroverlooked
Rightoff,Morecallstheambassadorssplendor(splendor)shameful(pudendus).Thento
underlineit,hehasUtopianchildrenpointouttheirjewelsandgoldchains.Children,beingchildren,
pointoutwhennormsarebroken.Onechildsaysthefollowing.
enmater,quammagnusnebulomargaritisadhucetgemmulisutitur,acsiessetpuerulus!atparensserioetiamilla,taceinquitfili,estopinorquispiamemorionibuslegatorum.aliicatenasillasaureasreprehendere,utpotenulliususus,quippetamgraciles,uteasfacileseruusinfringere,tamlaxasrursus,uticumfueritlibitumpossitexcutere,etsolutusacliberquouisaufugere.
Hey,mom,thisbigclownstillusesgemsandpearls,justasifhewereasmallchild!Butthatparentsaysearnestly,Bequietson,heis,Ithink,oneofthefoolsoftheambassadors.Otherspassedjudgmentonthegoldenchains,sincetheywereofnouse,obviouslysothinthataslavecouldbreakthem,andalsosoloosethathecouldrunfreewheneverhewantedtobreakthem.
Figure10:Theambassadorsmocked
Thechildcallstheambassadoragovernmentofficialanebulo(clown)whodresseslikea
smallchild.Thechildispositioningtheambassadorsasnotjustchildren,butsmallchildren
(puerulus)anFTAtotheambassadorspositiveface.Whethertheambassadorhearsthisattackon
hispositivefaceisnotinthetext,butwe,thereaders,doseethisattackonhispositiveface.Thechilds
mothergoesontosilencethechildsFTAbutthenlabelstheambassadorsasmoriones(fools)ina
separateFTAthatwewitness.Bytheendofit,Morehasthewholecrowdpassingjudgmentonthe
ambassadorsinawaythatpositiontheminanegativelight.
Anattackonagovernmentrepresentativemaybeconstruedasanattackonthegovernment,
whichinthecaseof1516Englandmeanstheking.SinceUtopiaispoliticalandaboutEngland,itissafe
tosaythatwemayinterpretthetheambassadorsasstandinsfortheEnglishgovernment,whichisto
sayHenryVIII.
War
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PerhapsthemostdirectthingMorecouldtoinsultthekinginabookistosuggestthatHenryis
badatkinglythings.Warbeingthemostkinglyofthings.
First,MorestatestheUtopiansopiniononthematter.
bellumutpoteremplanebeluinamsummopereabominanturWar,anobviouslybeastlythingiswhattheyloatheverymuch.
Thenwhentheyengageinwar,theUtopiansavoidneedlesskilling.
siabipsisuictoriasit,haudquaquamcaedegrassantur,Ifbythemthereshouldbevictory,theydontgoprocedewithslaughterbyanymeans,
fugatosenimcomprehendunt,quamocciduntlibentius.fortheywouldratherapprehendthosethatfleethankillthemfreely.
NotthatHenryVIIIsreignwasknownformassivemilitarybloodshed,butMoredepictstheUtopians
asbeingaversetobloodshedwhennotnecessary.Infact,whentheydogotowar,heshowsthe
Utopiansashavinggoodreason.
nontemerecapessunttamen,nisiquoautsuosnestueantur,theydonottaketo[war]rashlyanyway,unlesstheyshouldeithermaketheirborders
safe
autamicorumterris,infusoshostespropulsent,orpushoutenemiespouredinfromthelandsoftheirallies.
Thisreasoningisfarfromthereasoningthatwentintothe1513EnglishinvasionofFrance.Why
didHenrypackuptoinvadeFrance?KingFerdinandofSpain,HenryVIIIsfatherinlaw,induced
theEnglishtojointheHolyLeague(Viault,1992).ItispossiblethatMoreisreflectingcommon
opinionthattheinvasionofFrance,whilenotafailure,wasnotseentofallintothecategoryofjustwar.
RemindinghisreadersofHenrysfailureinjudgmentaboutwaristhemostseriousFTAtoHenrys
positivefaceinUtopia.MoreisremindingthereadersofHenrysfailureasaking.Hegoestowarfor
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frivolousreasons.
PersonaMore
OneofthelastthingstorealizeisthatMoreisboththeauthorandacharacterwithinthebook.
ThomasMorethemanissimplyMore,whereasThomasMorethecharacterinUtopiaisPersona
More.BydoingthisMorecreatesfurtherdistancebetweenhimselfandthebook.Ifheisaskedabout
it,hecanalwaysdismissPersonaMoreswordsasbeingthoseofaliterarycharacterratherthanhis
ownwords.
Thefinalword
InonelaststrokeofcreatingsocialdistancetominimizetheFTA,Moreclosestheworkvery
dismissively,
haecubiRaphaelrecensuitperquamabsurdeuidebanturinstituta(More)WhenRaphaelfinishedthese[recountings,they]seemedcompletelyabsurdlyfounded
Sowhateverhisintent,PersonaMoredismissesitasnonsense,whichistheperfectwaytousehis
advantageasthespeakeraccordingtoZajdman.Thekingcannottakeoffense:thewholethingisajoke
anyway,andthereadersallknowit.
ConclusionIntheend,Moremanagedtocreateenoughsocialdistancebetweenhimselfandthekingto
minimizeUtopiasthreattoHenryspositiveface.BypublishingtheworkinLatin,hepositioned
Utopiaasseriousworkthatexcludedmostpotentialreadersbutalsopositionedthereadersasalliesin
Moresattack.Hethenproceededtomocktheking,asseenbyhisloveofclothesandfailuresinwar.
Butintheend,MoredidmanagetoexecutehisFTAwithredressiveactionpositivepositioningofthe
kingandcreatingsocialdistancetominimizethethreat.HewassosuccessfulthathebecameHenry
VIIIsLordChancellorin1529(BritishLibrary,n.d.).
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Ofcourse,theironyisthatHenryVIIIdecapitatedMorein1536foranotherdifferentFTA.
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