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NA to SS EN 1997-1 : 2010 (ICS 91.010.30; 93.020)
SINGAPORE STANDARD
Singapore National Annex to
Eurocode 7 : Geotechnical design
– Part 1 : General rules
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NA to SS EN 1997-1 : 2010 (ICS 91.010.30; 93.020)
SINGAPORE STANDARD
Singapore National Annex to Eurocode 7: Geotechnical design
– Part 1: General rules
All rights reserved. Unless otherwise specified, no part of this Singapore Standard may be
reproduced or utilised in any form or by any means, electronic or mechanical, including
photocopying and microfilming, without permission in writing from SPRING Singapore at the
address below:
Standards SPRING Singapore 1 Fusionopolis Walk, #01-02 South Tower, Solaris Singapore 138628 Email : [email protected]
ISBN 978-981-4278-85-0
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This Singapore Standard was approved by the Building and Construction Standards Committee on behalf of the Standards Council of Singapore on 9 December 2010.. First published, 2011 The Building and Construction Standards Committee appointed by the Standards Council consists of the following members:
Name Capacity
Chairman : Mr Goh Peng Thong Member, Standards Council
1st Dy Chairman : Mr Lee Chuan Seng Member, Standards Council
2nd Dy Chairman : Mr Tan Tian Chong Member, Standards Council
Secretary : Ms Tan Chiew Wan SPRING Singapore
Members : Mr Boo Geok Kwang Singapore Civil Defence Force
Er. Chan Ewe Jin Institution of Engineers, Singapore
Mr Chan Yew Kwong Ministry of Manpower
Mr Paul Fok Land Transport Authority
Mr Goh Ngan Hong Singapore Institute of Surveyors and Valuers
Mr Anselm Gonsalves National Environment Agency
Mr Desmond Hill Singapore Contractors Association Limited
Mr Benedict Lee Khee Chong Singapore Institute of Architects
Ms Andris Leong Building and Construction Authority
Assoc Prof Leong Eng Choon Nanyang Technological University
Dr Lim Lan-Yuan The Association of Property and Facility Managers
Mr McDonald Low Real Estate Developers’ Association of Singapore
Mr Larry Ng Lye Hock Urban Redevelopment Authority
Assoc Prof Gary Ong Khim Chye National University of Singapore
Mr Davis Ong Wee Choon Singapore Manufacturers’ Federation
Er. Shum Chee Hoong Housing & Development Board
Dr Tan Guan Association of Consulting Engineers, Singapore
Er. Tang Pei Luen JTC Corporation Co-opted Members : Professor Choo Yoo Sang National University of Singapore
Dr Tam Chat Tim Individual Capacity
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The Technical Committee on Civil and Geotechnical Works appointed by the Building and Construction Standards Committee and responsible for the preparation of this standard consists of representatives from the following organisations:
Name Capacity
Chairman : Assoc Prof Leong Eng Choon Member, Building and Construction Standards Committee
Co-Chairman : Mr Yang Kin Seng Building and Construction Authority
Dy Chairman : Mr Nick Shirlaw Individual Capacity
Secretary : Ms Tan Chiew Wan SPRING Singapore
Members : Mr Chua Tong Seng Individual Capacity
Assoc Prof Anthony Goh Teck Chee
Nanyang Technological University
Mr Kong Sio Keong Association of Consulting Engineers, Singapore
Mr Raymond Lim Keat Heng Singapore Institute of Surveyors and Valuers
Mr Lim Meng Tong Singapore Institute of Building Ltd
Mr Lim Thian Loke CPG Consultants Pte Ltd
Er. Loo Ching Nong Singapore Polytechnic
Mr Mok Chin Ket Singapore Contractors Association Limited
Ms Neo Bian Hong Land Transport Authority
Assoc Prof Tan Siew Ann, Harry National University of Singapore
Ms Tan Su Chern JTC Corporation
Mr Tang Sek Kwan Institution of Engineers, Singapore Assoc Prof Tor Yam Khoon Singapore Institute of Surveyors and
Valuers
Mr Wang Chien Looi Housing & Development Board
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(blank page)
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Contents
Page National Foreword 7 CLAUSES
NA.1 Scope 8
NA.2 Nationally determined parameters 8
NA.3 Decisions on the status of informative annexes 12
NA.4 References to non-contradictory complementary information 13
ANNEX
A Design approach and values of partial, correlation and model factors for
ultimate limit states to be used in conjunction with SS EN 1997-1:2010 15
TABLES
NA.1 Provisions of this National Annex related to Clauses in SS EN 1997-1:2010
where “national choice” is to be exercised 9
A.NA.1 Partial factors on actions (F) for the equilibrium (EQU) limit state 16
A.NA.2 Partial factors for soil parameters (M) for the EQU limit state 16
A.NA.3 Partial factors on actions (F) or the effects of actions (E) for the structural (STR) and geotechnical (GEO) limit states 16
A.NA.4 Partial factors for soil parameters (M) for the STR and GEO limit state 17
A.NA.5 Partial resistance factors (R) for spread footings for the STR and GEO limit states 17
A.NA.6 Partial resistance factors (R) for driven piles for the STR and GEO limit states 18
A.NA.7 Partial resistance factors (R) for bored piles for the STR and GEO limit states 18
A.NA.8 Partial resistance factors (R) for continuous flight auger CFA piles for the STR and GEO limit states 19
A.NA.9 Correlation factors () to derive characteristic values of the resistance of axially loaded piles from static pile load tests 19
A.NA.10 Correlation factors () to derive characteristic values of the resistance of axially loaded piles from ground test results 20
A.NA.11 Correlation factors () to derive characteristic values of the resistance of axially loaded piles from dynamic impact tests 20
A.NA.12 Partial resistance factors for pre-stressed anchorages at the STR and GEO limit states 20
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Page
A.NA.13 Partial resistance factors for retaining structures at the STR and GEO limit states 21
A.NA.14 Partial resistance factors for slopes and overall stability at the STR and GEO limit states 21
A.NA.15 Partial factors on actions (F) at the UPL limit states 21
A.NA.16 Partial factors for soil parameters (M) and resistances (R) at the uplift (UPL) limit state 22
A.NA.17 Partial factors on actions (F) at the hydraulic heave (HYD) limit state 22
Bibliography 14
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National Foreword This National Annex was prepared by the Technical Committee on Civil and Geotechnical Works under the purview of the Building and Construction Standards Committee. This standard is an adoption of UK National Annex (NA to BS EN 1997-1 : 2004) to Eurocode 7: Geotechnical design – Part 1 : General rules and is implemented with the permission of the British Standards Publishing Ltd. Acknowledgement is made to BSI for the use of information from the above publications. This Singapore NA contains information on those parameters which are left open in SS EN 1997-1 for national choice, known as nationally determined parameters. The Singapore NA is to be read in conjunction with the SS EN 1997-1: 2010 – Eurocode 7: Geotechnical design – Part 1: General rules. At the time of publication, this standard is expected to be used as a reference in the Building and Construction Authority’s ‘Approved Document – Acceptable Solutions’. Attention is drawn to the possibility that some of the elements of this Singapore Standard may be the subject of patent rights. SPRING Singapore shall not be held responsible for identifying any or all of such patent rights. NOTE 1. Singapore Standards are subject to periodic review to keep abreast of technological changes and
new technical developments. The changes in Singapore Standards are documented through the issue of either amendments or revisions.
2. Compliance with a Singapore Standard does not exempt users from legal obligations.
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Singapore National Annex (informative) to SS EN 1997-1 : 2010 – Eurocode 7 : Geotechnical design – Part 1 : General rules NA.1 Scope This National Annex gives: a) the Singapore decisions for the Nationally Determined Parameters (see NA.2) described
in the following subclauses in the body of SS EN 1997-1 : 2010:
2.1(8)P
2.4.6.1(4)P
2.4.6.2(2)P
2.4.7.1(2)P
2.4.7.1(3)
2.4.7.1(4)
2.4.7.1(5)
2.4.7.1(6)
2.4.7.2(2)P
2.4.7.3.2(3)P
2.4.7.3.3(2)P
2.4.7.3.4.1(1 )P
2.4.7.4(3)P
2.4.7.5(2)P
2.4.8(2)
2.4.9(1 )P
2.5 (1 )
7.6.2.2(8)P
7.6.2.2(14)P
7.6.2.3( 4)P
7.6.2.3(5)P
7.6.2.4(4)P
7.6.3.2(2)P
7.6.3.2(5)P
7.6.3.3(3)P
7.6.3.3( 4)P
7.6.3.3(6)
8.5.2(2)P
8.5.2(3)
8.6( 4)
10.2(3)
11.5.1(I)P
and the following subclauses in Annex A of SS EN 1997-1 : 2010:
– A.2
– A.3.1, A.3.2, A.3.3.1, A.3.3.2, A.3.3.3, A.3.3.4, A.3.3.5, A.3.3.6
– A.4
– A.5; b) the procedure to be used where alternative procedures are given in SS EN 1997-1 : 2010
(see NA.2 first paragraph); c) the Singapore decisions on the status of SS EN 1997-1 : 2010 informative annexes (see
NA.3); and d) references to non-contradictory complementary information (see NA.4).
NA.2 Nationally determined parameters National choice is permitted in the use of a Design Approach for the STR and GEO limit states (see SS EN 1997-1 : 2010, 2.4.7.3.4.1(1)P). As indicated in Table NA.1, only Design Approach 1 is to be used in Singapore. Annex A of SS EN 1997-1 : 2010 lists the partial and correlation factors for ultimate limit states; the values of these factors are nationally determined parameters. Table NA.1 of this National Annex lists the clauses in SS EN 1997-1 : 2010 where national choice may be exercised in respect of factor values for design in Singapore. Where choice applies, Table NA.1 indicates where values are given, or states a value to be used, or describes the procedure for specifying the factor. The values given in the Tables in Annex A of this National Annex replace the recommended values in Annex A of SS EN 1997-1 : 2010.
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Where reference is made in SS EN 1997-1 : 2010 to the use of Annex A as a guide to the required levels of safety, this reference should be taken to mean Annex A of this National Annex. SS EN 1997-1 : 2010 contains several references to "model factors" without making recommendations for the values to be used. Table NA.1 of this National Annex also lists these references. In some cases, values of the model factors are given in A.6 of Annex A of this National Annex. Where no values are given, the values should be agreed, where appropriate, with the client and the relevant authorities. Subclauses 2.4.1(8) and 2.4.1(9) in SS EN 1997-1:2010 give guidance on how the values of such model factors should be selected. Model factors for pile design are given in A.3.3.2 of Annex A of this National Annex.
Table NA.1 – Provisions of this National Annex related to Clauses in SS EN 1997-1 : 2010 where "national choice" is to be exercised
Subclause Feature Provisions of this National Annex
2.1(8)P
Minimum requirements for light and simple structures and small earthworks.
Minimum requirements are not given in this National Annex and should be agreed where appropriate with the client and other relevant authorities.
2.4.6.1(4)P
The value of partial factor F for persistent and transient situations.
Use the values given in A.2.1 (EQU); A.3.1 (STR/GEO); A.4.1 (UPL) and A.5 (HYD) in Annex A of this National Annex.
2.4.6.1(5)
Directly assessed design values for actions.
Where design values of actions are assessed directly the values of the partial factors for actions given in Annex A of this National Annex should be used as a guide to the required level of safety.
2.4.6.2(2)P
The value of partial factor M for persistent and transient situations.
Use the values given in A.2.2 (EQU); A.3.2 (STRI GEO) and A.4.2 (UPL) in Annex A of this National Annex.
2.4.6.2(3) Directly assessed design values for geotechnical parameters.
Where design values of soil parameters are assessed directly, the values of the partial factors for soil parameters given in Annex A of this National Annex should be used as a guide to the required level of safety.
2.4.7.1(2)P The values of partial factors to be used in persistent and transient situations.
Use the values given in the appropriate tables in Annex A of this National Annex.
2.4.7.1(3) The value of partial factors to be used in accidental situations.
Take as equal to 1.0.
2.4.7.1(3) The values of partial factors for resistance.
Use the values given in the appropriate tables in Annex A of this National Annex.
2.4.7.1(4) The values of partial factors to be used in cases of abnormal risk or unusual or exceptionally difficult ground or loading conditions.
Values are not provided in this National Annex and should be agreed with the client and relevant authorities, where appropriate, for the specific situation.
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Table NA.1 – Provisions of this National Annex related to Clauses in SS EN 1997-1 : 2010 where "national choice" is to be exercised (continued)
Subclause Feature Provisions of this National Annex
2.4.7.1(5) Reduced values of partial factors to be used for special situations for temporary structures or transient design situations, where the likely consequences justify it.
Values are not provided in this National Annex and might need to be agreed with the client and relevant authorities, for the specific situation.
2.4.7.1(6)
Values for model factors for resistance and the effects of actions.
See A.6.1 to A.6.6 of Annex A of this National Annex.
2.4.7.2(2)P
The values of partial factors to be used in persistent and transient situations for the EQU limit state.
Use the values given in A.2 in Annex A of this National Annex.
2.4.7.3.2(3)P
The values of partial factors to be used in equations (2.6a) and (2.6b) of SS EN 1997-1 : 2010 for determining the design effects for STR and GEO limit states.
Use the values given in A.3 in Annex A of this National Annex.
2.4.7.3.3(2)P
The values of partial factors to be used in equations (2.7a), (2.7b) and (2.7c) of SS EN 1997-1 : 2010 for determining the design resistances in the STR and GEO limit states.
Use the values given in A.3.3.1, A.3.3.2, A.3.3.4, A.3.3.5 and A.3.3.6 in Annex A of this National Annex.
2.4.7.3.4.1(1)P
The particular Design Approach to be used for the STR and GEO limit states.
Use Design Approach 1 only.
2.4.7.4(3)P
The values of partial factors for persistent and transient situations for the UPL limit state.
Use the values given in A.4 in Annex A of this National Annex.
2.4.7.5(2)P
The values of partial factors for persistent and transient situations for the HYD limit state.
Use the values given in A.5 in Annex A of this National Annex.
2.4.8(2) The values of partial factors for serviceability limit states.
Take as equal to 1.0.
2.4.9(1)P
The amounts of permitted foundation movement.
Values are not provided in this National Annex. Advice is given on foundation movements for buildings in Annex H of SS EN 1997-1 : 2010.
2.5(1)
Conventional and generally conservative rules.
The use of prescriptive measures for design should be agreed, where appropriate, with the client and the relevant authorities. (see 2.1(8) above).
7.6.2.2(8)P The values of correlation factors 1 and 2.
Use the values given in A.3.3.3 of Annex A of this National Annex.
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Table NA.1 – Provisions of this National Annex related to Clauses in SS EN 1997-1:2010 where "national choice" is to be exercised (continued)
Subclause Feature Provisions of this National Annex
7.6.2.2(14)P
The values of factors b, s and t.
Use the values given in A.3.3.2 of Annex A of this National Annex, depending on the type of pile.
7.6.2.3(4)P
The values of factors b and s.
Use the values given in A.3.3.2 of Annex A of this National Annex, depending on the type of pile.
7.6.2.3(5)P
The values of correlation factors 3 and 4.
Use the values given in A.3.3.3 of Annex A of this National Annex.
7.6.2.3(8) The value of a corrective model factor for b and s.
Use the values given in A.3.3.2 in Annex A of this National Annex.
7.6.2.4( 4)P
The values of factors t, 5 and 6. For t, use the values given in A.3.3.2 of Annex A of this National Annex, depending on type of pile.
For 5 and 6, use the values given in A.3.3.3 of Annex A of this National Annex.
7.6.3.2(2)P
The value of factor s;t.
For s,t, use the values given in A.3.3.2 of Annex A of this National Annex, depending on type of pile.
7.6.3.2(5)P The values of correlation factors 1 and 2.
Use the values given in A.3.3.3 of Annex A of this National Annex.
7.6.3.3(3)P
The value of factor s;t.
For s,t’ use the values given in A.3.3.2 of Annex A of this National Annex, depending on the type of pile.
7.6.3.3(4)P
The values of correlation factors 3 and 4.
Use the values given in A.3.3.3 of Annex A of this National Annex.
7.6.3.3(6) The value of a corrective model factor for s;t.
Use the values given in A.3.3.2 in Annex A of this National Annex.
8.5.2(2)P The value of factor s. Use the values given in A.3.3.4 of Annex A of this National Annex
8.5.2(3)
The value of correlation factor a for anchorages that are not individually checked by acceptance tests.
A value should be agreed, where appropriate, with the client and the relevant authorities.
8.6(4)
The value of the model factor to be applied to an anchorage force at SLS.
See A.6.6 of Annex A of this National Annex.
10.2(3) Resistance to uplift by friction or anchor forces may also be treated as a stabilising permanent vertical action (Gstb;d).
Resistance to uplift by friction and anchor forces using tension piles and diaphragm walls, but not ground anchors, may also be treated as a stabilising permanent vertical action (Gstb;d).
11.5.1(1)P
The values of partial factors for stability analysis of slopes for persistent and transient design situations
Use the values given in A.3.1, A.3.2 and A.3.3.6 in Annex A of this National Annex.
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NA.3 Decisions on the status of informative annexes NA.3.1 Annex B SS EN 1997-1 : 2010, Annex B may be used. SS EN 1997-1 : 2010, B.1(3), B.1(4) and B.1(5) and B.2(6) and B.2(7) relate to Design Approaches 2 and 3 and are not therefore applicable to designs in Singapore. NOTE – Design resistances are expressed in three forms in SS EN 1997-1 : 2010, 2.4.7.3.3, namely Equations (2.7a), (2.7b) and (2.7c). Equations (2. 7a) and (2. 7b) are simplifications of Equation (2.7c) for the specific cases where M = 1 and R = 1 respectively. The reference to Equation (2.7) in B.3(1) is strictly relevant to Equation (2.7c). NA.3.2 Annex C SS EN 1997-1 : 2010, Annex C maybe used. Equations (C.1) and (C.2) do not include the effects of ground water – such effects should be considered when ground water is present. The full equations are: a(z) = Ka [ dz + q - u] + u - cKac
p(z) = Kp [ dz + q - u] + u + cKac
where the integration is taken from ground surface to depth z and u = pore water pressure at depth z Kac = 2 [Ka(1+a/c)], limited to 2.56Ka Kpc = 2 [Kp(1+a/c)], limited to 2.56Kp For drained soil, Ka and Kp are functions of angle of shearing resistance , and c = c', the effective cohesion. For undrained soil, Ka = Kp = 1 and c = cu, the undrained shear strength. The values of Ka and Kp given in Figures C.1.1 to C.1.4 and Figures C.2.1 to C.2.4 relate to vertical retained faces. Where the retained face is inclined, Equations (C.6) and (C.9) should be used. The note under Equation (C.9) says the expression is on the safe side; this can be taken to mean that it over-estimates the active pressure and under-estimates the passive pressure. When active pressure is favourable and passive pressure is unfavourable the results are therefore not on the safe side. The values of Ka and Kp given in Figures C.1.1 to C.1.4 and Figures C.2.1 to C.2.4 are based on different theories from those on which Equations C.6 and C.9 are based. The two methods will therefore yield different results when is not equal to zero. The equations are more soundly based in theory but there is long experience of use of the graphs. They differ mainly for high values of and / for which it might be difficult to establish the reliability of the experience. Figure C.3 is only illustrative and values of p for V/vp should not be read from this diagram. The value of V/h for any given value of K can be interpolated from Table C.2.
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NA.3.3 Annex D Annex D may be used. However, the sample method given in SS EN 1997-1 : 2010, Annex D omits depth and ground inclination factors which are commonly found in bearing resistance formulations. The omission of the depth factor errs on the side of safety, but the omission of the ground inclination factor does not. An alternative method to SS EN 1997-1 : 2010, Annex D, including the depth and ground inclinations as appropriate, may be used. NA.3.4 Annex H SS EN 1997-1:2010, Annex H may be used. NOTE – The limiting values of structural deformation and foundation movement relate primarily to buildings. Limiting values of structural deformation and foundation movement for other civil engineering works should be determined for the project and agreed with the client and relevant authorities. NA.3.5 Other Annexes SS EN 1997-1 : 2010, Annex E, Annex F, Annex G and Annex J maybe used. NA.4 References to non-contradictory complementary information The following is a list of references that contain non-contradictory complementary information for use with SS EN 1997-1 : 2010.
– BS 1377;
– BS 5930;
– BS 8002;
– BS 8008;
– BS 8081;
– CIRIA C580 [1];
– UK Design Manual for Roads and Bridges [2];
– CP 4 ;
– CP 18;
– TR 26. Design aspects of some of these, or parts of them, might be in conflict with the design principles in SS EN 1997-1 : 2010. Until such time as "residual" documents are prepared to remove such conflicts and in the event that use of these documents presents a conflict, the Eurocode takes precedence. EN 1997-1 Geotechnical Design does not cover the design and execution of reinforced soil structures. In Singapore, the design and execution of reinforced fill structures and soil nailing should be carried out in accordance with BS 8006, BS EN 14475 and prEN 144901). The partial factors set out in BS 8006 should not be replaced by similar factors from Eurocode 7.
1 ) In preparation
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Bibliography Standards publications BS 1377 (all parts) Methods of test for soils for civil engineering purposes
BS 5930 Code of practice for site investigations
BS 8002 Code of practice for earth retaining structures
BS 8006: 1995 Code of practice for strengthened/reinforced soils and other fills
BS 8008 Safety precautions and procedures for the construction and descent of
machine-bored shafts for piling and other purposes
BS 8081 Code of practice for ground anchorages
BS EN 14475 Execution of special geotechnical work – Reinforced fill
prEN 14490 Execution of special geotechnical works –Soil nailing2)
SS EN 1990: 2008 Eurocode: Basis of structural design
SS EN 1997-1:2010 Eurocode 7 : Geotechnical design – Part 1– General rules
CP 4 Code of practice for foundations
CP 18 Code of practice for earthworks
TR 26 : 2010 Technical Reference for deep excavation
Other publications [1] Gaba A. R. et al. C580 – Embedded retaining walls – Guidance for economic design. London: ClRIA, 2003.3) [2] UK Design Manual for Roads and Bridges. London: The Stationery Office
2) In preparation 3) CIRIA Classic House 174-180 Old Street London ECIV 9BP, U.K.
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Annex A (informative)
Design approach and values of partial, correlation and model factors for ultimate limit states to be used in conjunction with
SS EN 1997-1 : 2010 A.1 Nationally determined parameters A.1.1 This Annex gives: a) partial factors for geotechnical actions (F) or the effects of geotechnical actions (E) for
ultimate limit states in the persistent and transient design situations; b) partial factors for soil properties (M) for ultimate limit states in the persistent and
transient design situations; c) partial factors for resistances (R) for ultimate limit states in the persistent and transient
design situations; d) correlation factors () for pile foundations and anchorages in all design situations; and e) advice on the use of model factors.
A.1.2 As stated in NA.2, paragraph 1, only Design Approach 1 is used in Singapore for the STR and GEO limit states. This Annex therefore only provides partial factors appropriate for Design Approach 1. In applying Design Approach 1, the design resistance for both Combination 1 and Combination 2 can be found using Equation (2.7c) in SS EN 1997-1:2010. Equations (2.7a) and (2.7b) are simplified versions of Equation (2.7c) which can be used in situations where R = 1 and M = 1 respectively. For sliding, Equations (6.3a) and/or (6.4a) in SS EN 1997-1 : 2010 can be used for both Combination 1 and Combination 2. Equations (6.3a) and (6.4a) are simplified versions of the full expressions for sliding resistance for situations where R;h= 1. The partial factors specified for permanent actions in this Annex have been established to be consistent with the principle that a single partial factor can be applied to permanent actions arising from a single source for the STR and GEO limit states (see Note to 2.4.2(9)P of SS EN 1997-1:2010). A.2 Partial factors for the equilibrium limit state (EQU) verification A.2.1 Partial factors on actions (F) For the verification of the equilibrium limit state (EQU), the values of the partial factors on actions can be found in the National Annex to SS EN 1990 : 2008, using Table NA.A1.2(A) (Set A) for buildings and Table NA.A2.4(A) (Set A) for bridges. The terms G;sup and G;inf in SS EN 1990 : 2008 correspond with G;dst and G;stb in SS EN 1997-1 : 2010. Table A.NA.1 below shows the appropriate tables in SS EN 1990 : 2008. In cases where overturning instability of a structure could occur without the resistance of the ground being exceeded the partial factors specified in the National Annex to SS EN 1990:2008 can give an overall factor of safety on overturning lower than that from which confidence has been gained through past UK practice. In such cases it is recommended that consideration be given to the use of higher partial factors.
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The partial factors specified in the National Annex to SS EN 1990:2008 might not be appropriate for self-weight of water, ground-water pressure and other actions dependent on the level of water, see 2.4.7.3.2(2). The design value of such actions may be directly assessed in accordance with 2.4.6.1(2)P and 2.4.6.1(6)P of SS EN 1997-1 :2010. Alternatively, a safety margin may be applied to the characteristic water level, see 2.4.6.1(8) of SS EN 1997-1 :2010. The design value of earth pressures should be based on the design value of the actions giving rise to the earth pressure. For bridge design, in some cases, additional model factors might be required when evaluating horizontal earth pressures (see A.6.3 of this National Annex). Actions listed in SS EN 1997-1:2010, 2.4.2 for which no values are set in SS EN 1991 may be specified for a particular project. The values of these actions and their partial factors and combination factors should be agreed with the client and relevant authorities.
Table A.NA.1 – Partial factors on actions (F) for the equilibrium (EQU) limit state
Structure Value
Buildings See Table NA.A1.2(A) in the National Annex to SS EN 1990 : 2008
Bridges See Table NA.A2.4(A) in the National Annex to SS EN 1990 : 2008
A.2.2 Partial factors for soil parameters (M) For the verification of the equilibrium limit state (EQU) the values of the partial factors on soil parameters should be taken from Table A.NA.2.
Table A.NA.2 – Partial factors for soil parameters (M) for the EQU limit state
Soil parameter Symbol Value
Angle of shearing resistance A) ’ 1.1
Effective cohesion c’ 1.1
Undrained shear strength cu 1.2
Unconfined strength qu 1.2 A) Applied to tan ’ and tan ’cv although it might be more appropriate to determine the design value of ’cv directly
NOTE – The value of the partial factor should be taken as the reciprocal of the specified value if such a reciprocal value produces a more onerous effect than the specified value (but see also the Note to 2.4.2(9)P of SS EN 1997-1 : 2010) A.3 Partial factors for structural (STR) and geotechnical (GEO) limit states
verification A.3.1 Partial factors on actions (F) or the effects of actions (E)
Table A.NA.3 – Partial factors on actions (F) or the effects of actions (E) for the structural (STR) and geotechnical (GEO) limit states
Structure type Value
Set A1 Set A2
Buildings See Table NA.A1.2(B) in the National Annex to SS EN 1990 : 2008
See Table NA.A1.2(C) in the National Annex to SS EN 1990 : 2008
Bridges See Table NA.A2.4(B) in the National Annex to SS EN 1990 : 2008
See Table NA.A2.4(C) in the National Annex to SS EN 1990 : 2008
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The partial factors specified in the National Annex to SS EN 1990 : 2008 might not be appropriate for self-weight of water, ground-water pressure and other actions dependent on the level of water, see 2.4.7.3.2(2). The design value of such actions may be directly assessed in accordance with 2.4.6.1(2)P and 2.4.6.1(6)P of SS EN 1997-1 : 2010. Alternatively, a safety margin may be applied to the characteristic water level, see 2.4.6.1(8) of SS EN 1997-1 : 2010. The design value of earth pressures should be based on the design value of the actions giving rise to the earth pressure. For bridge design, in some cases, additional model factors might be required when evaluating horizontal earth pressures, see A.6.3 of this National Annex. Actions listed in SS EN 1997-1 : 2010 2.4.2 for which no values are set in SS EN 1991 may be specified for a particular project. The values of these actions and their partial factors and combination factors might need to be agreed with the client and relevant authorities.
A.3.2 Partial factors for soil parameters (M) For the verification of the structural (STR) and geotechnical (GEO) limit states, the values of the partial factors on soil parameters should be taken from Table A.NA.4.
Table A.NA.4 – Partial factors for soil parameters (M) for the STR and GEO limit state
Soil parameter Symbol Set
M1 M2
Angle of shearing resistance A) ’ 1.0 1.25
Effective cohesion c’ 1.0 1.25
Undrained shear strength cu 1.0 1.4
Unconfined strength qu 1.0 1.4
A) Applied to tan ’ and tan ’cv although it might be more appropriate to determine the design value of cv
directly.
NOTE – The value of the partial factor should be taken as the reciprocal of the specified value if such a reciprocal value produces a more onerous effect than the specified value (but see also the Note to 2.4.2(9)P of SS EN 1997-1 : 2010) A.3.3 Partial resistance factors (R) A.3.3.1 Partial resistance factors for spread foundations For the verifications of the structural (STR) and geotechnical (GEO) limit states the values of the partial factors R;v on bearing resistance and R;h on sliding resistance should be as given in Table A.NA.5.
Table A.NA.5 – Partial resistance factors (R) for spread footings for the STR and GEO limit states
Resistance Symbol Set R1
Bearing R;v 1.0
Sliding R;h 1.0
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A.3.3.2 Partial resistance factors for pile foundations The values of factors provided here are considered to be generally applicable for pile foundations. However, variation of these factors is permitted in particular circumstances when justified by thorough consideration and documented experience, and after being agreed, where appropriate, with the client and other relevant authorities. For verifications of the structural (STR) and geotechnical (GEO) limit states of pile foundations, the values of the partial factors on resistance (R) should be those given in Table A.NA.6, Table A.NA.7 and Table A.NA.8. These values are used to convert characteristic resistances to design values for ultimate limit state calculations. They apply irrespective of the process by which the characteristic resistances are derived. Characteristic resistances may be derived from static load tests using EN 1997-1, 7.6.2.2 (7.6.3.2 for tensile loading), or from ground test results using EN 1997-1 Equations 7.8 or 7.9 (7.17 or 7.18 for tensile loading). When the approach of Equations 7.9 or 7.18 is used to derive the characteristic resistances, a model factor should be applied to the shaft and base resistance calculated using characteristic values of soil properties by a method complying with EN 1997-1, 2.4.1(6). The value of the model factor should be 1.4, except that it may be reduced to 1.2 if the resistance is verified by a maintained load test taken to the calculated, unfactored ultimate resistance. Table A.NA.6 – Partial resistance factors (R) for driven piles for the STR and GEO limit states
Resistance Symbol Set
R1 R4 without explicit
verification of SLS A) R4 with explicit
verification of SLS A)
Base b 1.0 1.7 1.5
Shaft (compression) s 1.0 1.5 1.3
Total/Combined (compression) t 1.0 1.7 1.5
Shaft in tension s;t 1.0 2.0 1.7 A) The lower values in R4 may be adopted (a) if serviceability is verified by load tests (preliminary and/or
working) carried out on more than 1% of the constructed piles to loads not less than 1.5 times the representative load for which they are designed, or (b) if settlement is explicitly predicted by a means no less reliable than in (a), or (c) if settlement at the serviceability limit state is of no concern.
Table A.NA.7 – Partial resistance factors (R) for bored piles for the STR and GEO limit states
Resistance Symbol Set
R1 R4 without explicit
verification of SLSA) R4 with explicit
verification of SLSA)
Base b 1.0 2.0 1.7
Shaft (compression) s 1.0 1.6 1.4
Total/Combined (compression) t 1.0 2.0 1.7
Shaft in tension s;t 1.0 2.0 1.7 A) The lower values in R4 may be adopted (a) if serviceability is verified by load tests (preliminary and/or
working) carried out on more than 1% of the constructed piles to loads not less than 1.5 times the representative load for which they are designed, or (b) if settlement is explicitly predicted by a means no less reliable than in (a), or (c) if settlement at the serviceability limit state is of no concern.
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Table A.NA.8 – Partial resistance factors (R) for continuous flight auger CFA piles for the STR and GEO limit states
Resistance Symbol Set
R1 R4 without explicit
verification of SLS A) R4 with explicit
verification of SLS A)
Base b 1.0 2.0 1.7
Shaft (compression) s 1.0 1.6 1.4
Total/Combined (compression) t 1.0 2.0 1.7
Shaft in tension s;t 1.0 2.0 1.7 A) The lower values in R4 may be adopted (a) if serviceability is verified by load tests (preliminary and/or
working) carried out on more than 1% of the constructed piles to loads not less than 1.5 times the representative load for which they are designed, or (b) if settlement is explicitly predicted by a means no less reliable than in (a), or (c) if settlement at the serviceability limit state is of no concern.
A.3.3.3 Correlation factors for pile foundations For the verifications of Structural (STR) and Geotechnical (GEO) limit states, the following correlation factors should be applied to derive the characteristic resistance of axially loaded piles: 1 on the mean values of the measured resistances in static load tests; 2 on the minimum value of the measured resistances in static load tests; 3 on the mean values of the calculated resistances from ground test results; 4 on the minimum value of the calculated resistances from ground test results; 5 on the mean values of the measured resistances in dynamic load tests; 6 on the minimum value of the measured resistances in dynamic load tests. Table A.NA.9, Table A.NA.I0 and Table A.NA.11 give the correlation factor values.
Table A.NA.9 – Correlation factors () to derive characteristic values of the resistance of
axially loaded piles from static pile load tests (n - number of tested piles)
for n = 1 2 3 4 5
1 1.55 1.47 1.42 1.38 1.35
2 1.55 1.35 1.23 1.15 1.08
NOTE – For structures having sufficient stiffness and strength to transfer loads from ''weak'' to "strong” piles, values 1 and 2 may be divided by 1.1, provided that 1 is never less than 1.0, see EN 1997-1,7.6.2.2(9).
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Table A.NA.10 – Correlation factors () to derive characteristic values of the resistance of axially loaded piles from ground test results
(n - number of profiles of tests)
for n = 1 2 3 4 5 7 10
3 1.55 1.47 1.42 1.38 1.36 1.33 1.30
4 1.55 1.39 1.33 1.29 1.26 1.20 1.15
NOTE – For structures having sufficient stiffness and strength to transfer loads from ''weak'' to "strong” piles, values of 3 and 4 may be divided by 1.1, provided that 3 is never less than 1.0, see EN 1997-1, 7.6.2.3(7).
Table A.NA.11 – Correlation factors () to derive characteristic values of the resistance of
axially loaded piles from dynamic impact tests (n - number of tested piles)
for n = 2 5 10 15 20
5 1.94 1.85 1.83 1.82 1.81
6 1.90 1.76 1.70 1.67 1.66
NOTE 1 – The values - may be multiplied with a model factor of 0.85 when using dynamic impact tests with signal matching.
NOTE 2 – The values - should be multiplied with a model factor of 1.10 when using a pile driving formula with measurement of the quasi-elastic pile head displacement during the impact.
NOTE 3 – The values values should be multiplied with a model factor of 1.20 when using a pile driving formula without measurement of the quasi-elastic pile head displacement during the impact. NOTE 4 – If different piles exist in the foundation, groups of similar piles should be considered separately when selecting the number n of test piles.
A.3.3.4 Partial resistance factors (R) for pre-stressed anchorages For pre-stressed anchorages and verifications of the structural (STR) and geotechnical (GEO) limit states, the partial factors to be applied on resistance (R) should be as given in Table A.NA.12.
Table A.NA.12 – Partial resistance factors for pre-stressed anchorages at the STR and GEO limit states
Resistance Symbol Set
R1 R4
Temporary a;t 1.1 1.1
Permanent a;p 1.1 1.1
NOTE – Larger values of R should be used for non-prestressed anchorages, to make their designs consistent with those of tension piles (A.3.3.2 and A.3.3.3) or retaining structures (A.3.3.5), as appropriate.
A.3.3.5 Partial resistance factors (R) for retaining structures For retaining structures and verifications of the structural (STR) and geotechnical (GEO) limit states, the partial factors to be applied on resistance (R) should be as given in Table A.NA.13.
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Table A.NA.13 – Partial resistance factors for retaining structures at the STR and GEO limit states
Resistance Symbol Set R1
Bearing capacity R;v 1.0
Sliding resistance R;h 1.0
Earth resistance R;e 1.0
For earth retaining structures, based on the Single-Source Principle described in the Note below SS EN1997-1: 2010, 2.4.2(9), the permanent actions from the passive earth pressure and active earth pressure can be treated as permanent, unfavourable actions and a single partial factor may be applied to these actions. A.3.3.6 Partial resistance factors (R) for slopes and overall stability For slopes and overall stability verifications of the structural (STR) and geotechnical (GEO) limit states, the partial factors to be applied on ground resistance R;e should be as given in Table A.NA.14.
Table A.NA.14 – Partial resistance factors for slopes and overall stability at the STR and GEO limit states
Resistance Symbol Set R1
Earth resistance R;e 1.0
A.4 Partial factors for the uplift limit state (UPL) verification A.4.1 Partial factors on actions (F) For the verification of the uplift limit state (UPL) the values for the partial factors on actions (F) should be as given in Table A.NA.15.
Table A.NA.15 – Partial factors on actions (F) at the UPL limit states
Action Symbol Value
Permanent Unfavourable A) G;dst 1.1
Favourable B) G;stb 0.9
Variable Unfavourable A) Q;dst 1.5
Favourable B) Q;stb 0
A) Destabilizing B) Stabilizing
NOTE – The partial factor specified for permanent unfavourable actions does not account for uncertainty in the level of ground water or free water. In cases where the verification of the UPL limit state is sensitive to the level of ground water or free water, the design value of uplift due to water pressure may be directly assessed in accordance with 2.4.6.1 (2) P and 2.4.6.1 (6) P of SS EN 1997-1 : 2010. Alternatively, a safety margin may be applied to the characteristic water level, see 2.4.6.1(8) of SS EN 1997-1 : 2010.
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A.4.2 Partial factors on soil parameters (M) and resistances (R) For the verification of the uplift limit state (UPL) the partial factors on soil parameters should be as given in Table A.NA.16.
Table A.NA.16 – Partial factors for soil parameters (M) and resistances (R) at the uplift (UPL) limit state
Soil parameter Symbol Value
Angle of shearing resistance A) ’ 1.25
Effective cohesion c’ 1.25
Undrained shear strength cu 1.4
Resistance Symbol Value
Tensile pile resistance s;t See Note 2
Anchorage a 1.4 B) A) Applied to tan ’ and tan ’cv, although it might be more appropriate to determine the design value of ’cv
directly. B) Larger values of R should be used for non-prestressed anchorages, to make their designs consistent with
those of tension piles (A.3.3.2 and A.3.3.3) or retaining structures (A.3.3.5), as appropriate.
NOTE 1 – The value of the partial factor for soil parameters should be taken as the reciprocal of the specified value if such a reciprocal value produces a more onerous effect than the specified value (but see also the Note to 2.4.2(9)P in SS EN 1997-1 : 2010).
NOTE 2 – Pile design should comply with clauses A.3.3.2 and A.3.3.3.
A.5 Partial factors for actions for the hydraulic heave limit state (HYD)
verification For the verification of the hydraulic heave limit state (HYD) the partial factors on actions (F) are as given in Table A.NA.17.
Table A.NA.17 – Partial factors on actions (F) at the hydraulic heave (HYD) limit state
Action Symbol Value
Permanent Unfavourable A) G;dst 1.335
Favourable B) G;stb 0.9
Variable Unfavourable A) Q;dst 1.5
Favourable B) Q;stb 0
A) Destabilizing B) Stabilizing
NOTE – In applying the specified partial factors in Equation (2.9a) of SS EN 1997-1 : 2010, the hydrostatic component of the destabilizing total pore water pressure (udst;d) and the stabilizing total vertical stress (stb;d) can be considered to arise from a single source, see Note to 2.4.2(9)P in SS EN 1997-1 : 2010.
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A.6 Model Ffctors A.6.1 SS EN 1997-1 : 2010, 2.4.7.1(6) states that model factors may be applied to the design value of a resistance or the effect of an action to ensure that the results of the design calculation model are either accurate or err on the safe side. A.6.2 For buildings designed using conventional calculation methods, it can be assumed that the necessary model factors are incorporated in the partial factors given in this Appendix except as specified in A.6.5 to A.6.6. A.6.3 For bridges and other structures subject to highway loading, reference can be made to Clause B.3.2.1 of the Approved Document under Regulation 27 of the Building Control Regulations by BCA. A.6.4 Additionally, where the method of analysis of a building or a bridge is innovative, or where the results of a calculation are of uncertain reliability, model factors may be applied. In such cases the values should be agreed with the client and relevant authorities. In selecting the values of a model factor, the principles described in SS EN 1997-1 : 2010, 2.4.1(8) and 2.4.1(9) should be applied. A.6.5 Model factors required in pile design are provided in A.3.3.2 and A.3.3.3. A.6.6 SS EN 1997-1: 2010, 8.6(4) requires a model factor to be applied to the SLS value of an anchorage force to ensure that the resistance of the anchorage is sufficiently safe. The meaning of this paragraph is being questioned with the Eurocode 7 Maintenance Group. Until clarification is received, no value for the model factor is recommended by this National Annex.
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