Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ABB:xome ABB Ltd SSE 2 1 10%
AZN:xome AstraZeneca Plc SSE 3 1 10%
ATCOa:xome Atlas Copco Ser. A SSE 4 1 10%
ATCOb:xome Atlas Copco Ser. B SSE 4 1 10%
ELUXb:xome Electrolux AB Ser. B SSE 4 1 10%
HMb:xome Hennes & Mauritz B. SSE 2 1 10%
HOLMb:xome Holmen AB B SSE 4 1 20%
INVEb:xome Investor AB B SSE 3 1 10%
KINV_B:xome Kinnevik AB SSE 3 1 10%
MTGb:xome Modern Times Group MTG AB Ser. B SSE 3 1 20%
SAND:xome Sandvik AB SSE 4 1 10%
SEBa:xome Skandinaviska Enskilda Banken AB SSE 3 1 10%
SECUb:xome Securitas AB Ser. B SSE 3 1 10%
SKAb:xome Skanska AB Ser. B SSE 3 1 10%
SKFb:xome SKF B SSE 4 1 10%
STEr:xome Stora Enso Ser. R SSE 5 2 20%
SCAb:xome Svenska Cellulosa AB Ser. B SSE 3 1 10%
SHBa:xome Svenska Handelsbanken A SSE 3 1 10%
TRELb:xome Trelleborg B SSE 3 1 20%
VOLVb:xome Volvo, AB Ser. B SSE 3 1 10%
ASSAb:xome ASSA Abloy AB Ser. B SSE 3 1 10%
NDA:xome Nordea SSE 2 1 10%
LUN:xcse H. Lundbeck CSE 5 1 20%
NDA:xcse Nordea CSE 2 1 20%
NZYMb:xcse Novozymes B CSE 3 1 20%
ADBE:xnas Adobe Systems Inc. NASDAQ 3 1 10%
AMZN:xnas Amazon.com Inc. NASDAQ 3 1 10%
AMGN:xnas Amgen Inc. NASDAQ 2 1 10%
APOL:xnas Apollo Education Group Inc. NASDAQ 5 2 20%
AAPL:xnas Apple Inc. NASDAQ 2 1 10%
AMAT:xnas Applied Materials Inc. NASDAQ 3 1 10%
AMCC:xnas Applied Micro Circuits NASDAQ 7 3 40%
BBBY:xnas Bed Bath & Beyond NASDAQ 3 1 10%
CTAS:xnas Cintas Corp. NASDAQ 3 1 10%
CSCO:xnas Cisco Systems Inc. NASDAQ 2 1 10%
CTXS:xnas Citrix Systems Inc. NASDAQ 3 1 10%
COST:xnas Costco Wholesale Corp. NASDAQ 2 1 10%
DLTR:xnas Dollar Tree Inc. NASDAQ 4 2 20%
EBAY:xnas eBay Inc. NASDAQ 2 1 10%
DISH:xnas DISH Network Corp. NASDAQ 3 3 40%
FISV:xnas Fiserv Inc. NASDAQ 3 1 10%
MLHR:xnas Herman Miller Inc. NASDAQ 4 1 10%
INTC:xnas Intel Corp. NASDAQ 2 1 10%
INTU:xnas Intuit Inc. NASDAQ 5 1 10%
KLAC:xnas KLA-Tencor Corp. NASDAQ 3 1 10%
LLTC:xnas Linear Technology Corp. NASDAQ 5 2 20%
MXIM:xnas Maxim Integrated Products NASDAQ 3 1 10%
MCHP:xnas Microchip Technology NASDAQ 3 2 20%
MSFT:xnas Microsoft Corp. NASDAQ 2 1 10%
NTAP:xnas Network Appliance Inc. NASDAQ 3 1 10%
PCAR:xnas Paccar Inc. NASDAQ 3 1 10%
PAYX:xnas Paychex Inc. NASDAQ 4 1 10%
QCOM:xnas Qualcomm Inc. NASDAQ 2 1 10%
SPLS:xnas Staples Inc. NASDAQ 4 2 20%
SBUX:xnas Starbucks Corp. NASDAQ 3 1 10%
SNPS:xnas Synopsys Inc. NASDAQ 3 1 10%
VRSN:xnas Verisign Inc. NASDAQ 4 2 20%
XLNX:xnas Xilinx Inc. NASDAQ 3 1 10%
YHOO:xnas Yahoo Inc. NASDAQ 5 2 20%
AA:xnys Alcoa Inc. NYSE 3 1 10%
AXP:xnys American Express NYSE 2 1 10%
T:xnys AT&T Inc. NYSE 2 1 10%
BA:xnys Boeing Co. NYSE 2 1 10%
CAT:xnys Caterpillar Inc. NYSE 2 1 10%
C:xnys Citigroup Inc. NYSE 2 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
KO:xnys Coca-Cola Co. NYSE 2 1 10%
DIS:xnys The Walt Disney Company NYSE 2 1 10%
DD:xnys Du Pont Co. NYSE 5 1 10%
XOM:xnys Exxon Mobil Corporation NYSE 2 1 10%
GE:xnys General Electric Co. NYSE 3 1 10%
HD:xnys Home Depot Inc. NYSE 2 1 10%
HON:xnys Honeywell International NYSE 2 1 10%
IBM:xnys International Business Machines Co. NYSE 2 1 10%
IP:xnys International Paper NYSE 3 1 10%
JNJ:xnys Johnson & Johnson NYSE 2 1 10%
MCD:xnys McDonald's Corp. NYSE 2 1 10%
MRK:xnys Merck & Co. Inc. NYSE 2 1 10%
MMM:xnys 3M Co. NYSE 2 1 10%
JPM:xnys JPMorgan Chase & Co. NYSE 2 1 10%
MO:xnys Altria Group, Inc. NYSE 3 1 10%
PG:xnys Procter & Gamble Co. NYSE 2 1 10%
UTX:xnys United Technologies NYSE 3 1 10%
WMT:xnys Wal-Mart Stores Inc. NYSE 2 1 10%
ABT:xnys Abbott Laboratories NYSE 2 1 10%
AET:xnys Aetna Inc. NYSE 3 1 10%
AFL:xnys Aflac Inc. NYSE 3 1 10%
A:xnys Agilent Technologies Inc. NYSE 3 1 10%
APD:xnys Air Products and Chemicals Inc. NYSE 3 1 10%
ATI:xnys Allegheny Technologies Incorporated NYSE 5 2 20%
ALL:xnys Allstate Corp. NYSE 3 1 10%
AEP:xnys American Electric Power Co. Inc. NYSE 3 1 10%
AEE:xnys Ameren Corp. NYSE 3 1 10%
AIG:xnys American International Group Inc. NYSE 2 1 10%
APC:xnys Anadarko Petroleum Corporation NYSE 3 1 10%
APA:xnys Apache Corp. NYSE 3 1 10%
ADM:xnys Archer-Daniels-Midland Co. NYSE 3 1 10%
ASH:xnys Ashland Inc. NYSE 3 2 20%
ADSK:xnas Autodesk Inc. NASDAQ 3 1 10%
AZO:xnys Autozone Inc. NYSE 3 1 10%
AVY:xnys Avery Dennison NYSE 3 1 10%
AVP:xnys Avon Products Inc. NYSE 5 3 40%
BHI:xnys Baker Hughes Inc. NYSE 5 1 10%
BLL:xnys Ball Corp. NYSE 3 2 20%
BAC:xnys Bank of America NYSE 2 1 10%
BK:xnys The Bank of New York Mellon Corp. NYSE 3 1 10%
ABX:xnys Barrick Gold Corp. NYSE 4 2 20%
BAX:xnys Baxter International Inc. NYSE 3 1 10%
BBT:xnys BB&T Corp. NYSE 3 1 10%
BDX:xnys Becton Dickinson & Co. NYSE 3 1 10%
BMS:xnys Bemis Co. Inc. NYSE 3 1 10%
BBY:xnys Best Buy Co. Inc. NYSE 4 2 20%
BSX:xnys Boston Scien Corp. NYSE 3 1 10%
BGG:xnys Briggs & Stratton Corp. NYSE 5 2 20%
BMY:xnys Bristol-Myers Squibb Co. NYSE 4 1 10%
BFb:xnys Brown-Forman Corp. Cl B NYSE 5 1 10%
BC:xnys Brunswick Corp. NYSE 3 1 10%
BCR:xnys C.R. Bard Inc. NYSE 4 1 10%
CS:xnys Credit Suisse Group NYSE 3 1 10%
CPB:xnys Campbell Soup Co. NYSE 4 1 10%
COF:xnys Cap One Finance NYSE 3 1 10%
CAH:xnys Cardinal Health Inc. NYSE 3 1 10%
CCL:xnys Carnival Corp. NYSE 3 1 10%
CTL:xnys Centurylink Inc. NYSE 3 2 20%
CI:xnys Cigna Corp. NYSE 3 1 10%
CINF:xnas Cincinnati Fin NASDAQ 3 1 10%
CLX:xnys Clorox Co. NYSE 3 1 10%
CMS:xnys CMS Energy Corp. NYSE 3 1 10%
CCE:xnys Coca-Cola Enterprises Inc. NYSE 5 1 10%
CL:xnys Colgate Palmolive NYSE 3 1 10%
CMA:xnys Comerica Inc. NYSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CSC:xnys Computer Sciences Corp. NYSE 3 1 10%
CAG:xnys ConAgra Foods Inc. NYSE 3 1 10%
ED:xnys Consol Edison NYSE 3 1 10%
CVG:xnys Convergys CP NYSE 4 2 20%
CTB:xnys Cooper Tire & Rubber Co. NYSE 4 2 20%
GLW:xnys Corning Inc. NYSE 3 1 10%
CR:xnys Crane Co. NYSE 3 1 10%
CVS:xnys CVS Health Corp. NYSE 2 1 10%
DHR:xnys Danaher Corp. NYSE 3 1 10%
DRI:xnys Darden Rest NYSE 3 1 10%
DE:xnys Deere & Co. NYSE 3 1 10%
DLX:xnys Deluxe Corp. NYSE 3 2 20%
DDS:xnys Dillard Cl A NYSE 3 2 20%
D:xnys Dominion Resources Inc. (Virginia) NYSE 3 1 10%
DOV:xnys Dover Corp. NYSE 3 1 10%
DOW:xnys Dow Chemical Co. NYSE 5 1 10%
DTE:xnys DTE Energy NYSE 3 1 10%
DUK:xnys Duke Energy Corp. NYSE 3 1 10%
EMN:xnys Eastman Chem. NYSE 3 1 10%
ETN:xnys Eaton Corporation Plc NYSE 3 1 10%
ECL:xnys Ecolab Inc. NYSE 3 1 10%
EIX:xnys Edison International NYSE 3 1 10%
LLY:xnys Eli Lilly NYSE 3 1 10%
EMC:xnys EMC Corp. NYSE 2 1 10%
EMR:xnys Emerson Electric NYSE 3 1 10%
ETR:xnys Entergy CP NYSE 3 1 10%
EOG:xnys EOG Resources NYSE 3 1 10%
EFX:xnys Equifax Inc. NYSE 3 1 10%
EXC:xnys Exelon Corp. NYSE 3 1 10%
FDX:xnys FedEx Corp. NYSE 2 1 10%
FITB:xnas Fifth Thir Bncp NASDAQ 3 1 10%
FE:xnys FirstEnergy Corp. NYSE 3 1 10%
FLR:xnys Fluor Corp. NYSE 3 1 10%
FMC:xnys FMC Corp. NYSE 3 1 10%
F:xnys Ford Motor Co. NYSE 2 1 10%
BEN:xnys Franklin Res NYSE 3 1 10%
FCX:xnys Freeport-McMoRan Inc. NYSE 6 2 20%
GPS:xnys GAP Inc. NYSE 3 2 20%
GD:xnys General Dynamics NYSE 3 1 10%
GIS:xnys General Mills NYSE 3 1 10%
GPC:xnys Genuine Parts Co. NYSE 3 1 10%
HRB:xnys H & R Block Inc. NYSE 3 1 10%
HAL:xnys Halliburton Co. NYSE 2 1 10%
HIG:xnys Hartford Financial Services Group Inc. NYSE 3 1 10%
HSY:xnys Hershey Foods Cp NYSE 5 1 10%
HUM:xnys Humana Inc. NYSE 3 1 10%
HBAN:xnas Huntington Bancshares Incorporated NASDAQ 3 1 10%
ITW:xnys Illinois Tool Wk NYSE 3 1 10%
IR:xnys Ingersoll-Rand NYSE 3 1 10%
IPG:xnys Interpublic Group of Companies Inc. NYSE 3 1 10%
IFF:xnys International Flavors & Fragrances Inc. NYSE 3 1 10%
ITT:xnys ITT Corp. NYSE 3 1 10%
JCP:xnys J C Penney Co. NYSE 5 3 40%
KBH:xnys KB Home NYSE 4 3 40%
K:xnys Kellogg Co. NYSE 4 1 10%
KEY:xnys KeyCorp NYSE 3 1 10%
KMB:xnys Kimberly-Clark NYSE 4 1 10%
KSS:xnys Kohl's Corp. NYSE 3 1 10%
KR:xnys Kroger Co. NYSE 3 1 10%
LEG:xnys Legget & Platt NYSE 3 1 10%
LXK:xnys Lexmark International Inc. NYSE 3 1 10%
LNC:xnys Lincoln National Corporation NYSE 3 1 10%
LMT:xnys Lockheed Martin Corp. NYSE 2 1 10%
LPX:xnys Lousiana Pacific NYSE 4 2 20%
LOW:xnys Lowes Companies NYSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MMC:xnys Marsh & McLennan NYSE 3 1 10%
MAS:xnys Masco Corp. NYSE 3 1 10%
MBI:xnys MBIA Inc. NYSE 4 2 20%
MDR:xnys McDermott International Inc. NYSE 5 3 40%
MCK:xnys McKesson Hboc NYSE 3 1 10%
MDT:xnys Medtronic Plc NYSE 2 1 10%
MDP:xnys Meredith Corp. NYSE 4 2 20%
MET:xnys Metlife Inc. NYSE 2 1 10%
MTG:xnys Mgic Invest Cp NYSE 3 2 20%
MCO:xnys Moody's Corp. NYSE 4 1 10%
NCR:xnys NCR Corp. NYSE 3 2 20%
NWL:xnys Newell Brands Inc. NYSE 3 1 10%
NEM:xnys Newmont Mining Corporation NYSE 4 1 10%
NKE:xnys Nike Inc. NYSE 3 1 10%
NI:xnys Nisource Inc. NYSE 3 1 10%
NE:xnys Noble Corporation Plc NYSE 5 2 20%
JWN:xnys Nordstrom Inc. NYSE 3 2 20%
NSC:xnys Norfolk Southern NYSE 5 1 10%
NOC:xnys Northrop Grumman NYSE 3 1 10%
NTRS:xnas Northern Trust NASDAQ 3 1 10%
NUE:xnys Nucor Corp. NYSE 3 1 10%
NYT:xnys New York Times Co. NYSE 4 2 20%
OXY:xnys Occidental Petroleum Corp. NYSE 3 1 10%
OMC:xnys Omnicom Group Inc. NYSE 3 1 10%
OKE:xnys Oneok Inc. NYSE 4 2 20%
PH:xnys Parker Hannifin Corporation NYSE 3 1 10%
PEP:xnys Pepsico Inc. NYSE 2 1 10%
PKI:xnys Perkinelmer NYSE 3 1 10%
PFE:xnys Pfizer Inc. NYSE 2 1 10%
PCG:xnys PG&E Corp. NYSE 3 1 10%
PNW:xnys Pinnacle West Capital Corp. NYSE 3 1 10%
PBI:xnys Pitney Bowes Inc. NYSE 3 1 10%
PNC:xnys The Pnc Financial Services Group NYSE 3 1 10%
PPG:xnys PPG Ind. NYSE 3 1 10%
PPL:xnys PPL Corp. NYSE 3 1 10%
PX:xnys Praxair Inc. NYSE 3 1 10%
PGR:xnys Progressive Corp. NYSE 3 1 10%
PEG:xnys Publ Svc Enter NYSE 3 1 10%
PHM:xnys PulteGroup Inc. NYSE 4 2 20%
RHI:xnys Robert Half International Inc. NYSE 3 2 20%
ROK:xnys Rockwell Automation Inc. NYSE 3 1 10%
RDC:xnys Rowan Companies Inc. NYSE 4 2 20%
R:xnys Ryder System Inc. NYSE 3 1 10%
SLB:xnys Schlumberger Limited NYSE 2 1 10%
SEE:xnys Sealed Air Cp NYSE 4 2 20%
SRE:xnys Sempra Energy NYSE 3 1 10%
SHW:xnys Sherwin-Williams NYSE 3 1 10%
SNA:xnys Snap-On Inc. NYSE 3 1 10%
SO:xnys Southern Company NYSE 3 1 10%
STJ:xnys St. Jude Medical Inc. NYSE 3 1 10%
STT:xnys State Street Cp NYSE 3 1 10%
SWK:xnys Stanley Black & Decker Inc. NYSE 3 1 10%
HOT:xnys Starwood Hotels NYSE 5 1 10%
SYK:xnys Stryker Corp. NYSE 3 1 10%
STI:xnys Suntrust Bks NYSE 3 1 10%
SVU:xnys Supervalu Inc. NYSE 4 3 40%
LUV:xnys Southwest Airlines Co. NYSE 3 1 10%
SNV:xnys Synovus Financial Corp. NYSE 3 1 10%
SYY:xnys Sysco Corp. NYSE 3 1 10%
TROW:xnas T Rowe Price GP NASDAQ 3 1 10%
TGT:xnys Target Corp. NYSE 2 1 10%
THC:xnys Tenet Healthcare Corp. NYSE 4 3 40%
TER:xnys Teradyne Inc. NYSE 4 1 10%
TX:xnys Ternium SA NYSE 4 3 40%
TXT:xnys Textron Inc. NYSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
AES:xnys The AES Corp. NYSE 3 2 20%
TMO:xnys Thermo Fisher Scientific Inc. NYSE 3 1 10%
TIF:xnys Tiffany & Co. NYSE 4 1 10%
TKR:xnys Timken Co. NYSE 3 1 10%
TJX:xnys TJX Companies Inc. NYSE 3 1 10%
TMK:xnys Torchmark Corp. NYSE 3 1 10%
RIG:xnys Transocean Ltd NYSE 5 2 20%
YUM:xnys Yum! Brands Inc. NYSE 4 2 20%
TUP:xnys Tupperware Brands Corporation NYSE 3 1 10%
UN:xnys Unilever NV NYSE 2 1 10%
UNP:xnys Union Pacific Cp NYSE 2 1 10%
UIS:xnys Unisys Corp. NYSE 5 3 40%
UNH:xnys UnitedHealth Group Inc. NYSE 2 1 10%
UNM:xnys Unum Group NYSE 3 1 10%
USB:xnys US Bancorp NYSE 3 1 10%
X:xnys United States Steel Corporation NYSE 5 3 40%
MRO:xnys Marathon Oil Corp. NYSE 4 2 20%
VZ:xnys Verizon Comms NYSE 2 1 10%
VFC:xnys VF Corp. NYSE 3 1 10%
VMC:xnys Vulcan Matrls NYSE 3 1 10%
GWW:xnys W W Grainger Inc. NYSE 3 1 10%
WFC:xnys Wells Fargo & Co. NYSE 2 1 10%
WY:xnys Weyerhaeuser Co. NYSE 3 1 10%
WHR:xnys Whirlpool Corp. NYSE 4 1 10%
WLL:xnys Whiting Petroleum Corp. NYSE 7 3 40%
WMB:xnys Williams Cos Inc. NYSE 3 2 20%
XEL:xnys Xcel Energy NYSE 3 1 10%
XRX:xnys Xerox Corporation NYSE 4 1 10%
CHKP:xnas Check Point Software NASDAQ 3 1 10%
FLEX:xnas Flextronics NASDAQ 3 1 10%
INCY:xnas Incyte Corp. NASDAQ 5 1 10%
MSTR:xnas MicroStrategy NASDAQ 4 1 10%
IDTI:xnas Integrated Device Technology Inc. NASDAQ 4 2 20%
III:xlon 3i Group Plc LSE_SETS 3 1 10%
AAL:xlon Anglo American Plc LSE_SETS 5 2 20%
ABF:xlon Associated British Foods Plc LSE_SETS 3 1 10%
AZN:xlon AstraZeneca Plc LSE_SETS 3 1 10%
BA:xlon BAE Systems LSE_SETS 3 1 10%
BARC:xlon Barclays Plc LSE_SETS 3 1 10%
BLT:xlon BHP Billiton Plc LSE_SETS 4 2 20%
BP:xlon BP Plc LSE_SETS 3 1 10%
BATS:xlon British American Tobacco Plc LSE_SETS 3 1 10%
BT:xlon BT Group Plc LSE_SETS 3 1 10%
CPI:xlon Capita Plc LSE_SETS 3 1 10%
CNA:xlon Centrica Plc LSE_SETS 3 1 10%
DGE:xlon Diageo Plc LSE_SETS 3 1 10%
ECM:xlon Electrocomponent LSE_SETS 5 2 20%
GKN:xlon GKN Plc LSE_SETS 3 1 10%
GSK:xlon GlaxoSmithKline Plc LSE_SETS 3 1 10%
HAS:xlon Hays Plc LSE_SETS 5 2 20%
HSBA:xlon HSBC Holdings Plc LSE_SETS 3 1 10%
KGF:xlon Kingfisher Plc LSE_SETS 3 1 10%
LAND:xlon Land Securities Group Plc REIT LSE_SETS 4 2 20%
LGEN:xlon Legal & General Group Plc LSE_SETS 4 1 10%
LLOY:xlon Lloyds Banking Group Plc LSE_SETS 3 1 10%
MKS:xlon Marks & Spencer Group Plc LSE_SETS 3 1 10%
OML:xlon Old Mutual Plc LSE_SETS 3 1 10%
PSON:xlon Pearson Plc LSE_SETS 3 1 10%
PRU:xlon Prudential Plc LSE_SETS 3 1 10%
RB:xlon Reckitt Benckiser LSE_SETS 3 1 10%
RTO:xlon Rentokil Initial Plc LSE_SETS 3 1 10%
RIO:xlon Rio Tinto Plc LSE_SETS 4 1 10%
RR:xlon Rolls Royce Group Plc LSE_SETS 3 1 10%
RSA:xlon RSA Insurance Group Plc LSE_SETS 3 1 10%
SAB:xlon SABMiller Plc LSE_SETS 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SGE:xlon Sage Group Plc LSE_SETS 3 1 10%
SBRY:xlon J Sainsbury Plc LSE_SETS 3 1 10%
SDR:xlon Schroders Plc LSE_SETS 3 1 10%
SDRt:xlon Schroders Plc Non-VTG Shares LSE_SETS 3 1 20%
SSE:xlon SSE Plc LSE_SETS 3 1 10%
SHP:xlon Shire Pharmaceuticals Plc LSE_SETS 3 1 10%
SMIN:xlon Smiths Group Plc LSE_SETS 3 1 10%
SPT:xlon Spirent LSE_SETS 5 2 20%
STAN:xlon Standard Chartered Plc LSE_SETS 3 1 10%
TSCO:xlon Tesco Plc LSE_SETS 3 1 10%
ULVR:xlon Unilever Plc LSE_SETS 3 1 10%
UBM:xlon UBM PLC LSE_SETS 3 1 10%
UU:xlon United Utilities LSE_SETS 3 1 10%
VOD:xlon Vodafone Group Plc LSE_SETS 3 1 10%
WPP:xlon WPP Plc LSE_SETS 3 1 10%
JMAT:xlon Johnson Matthey Plc LSE_SETS 3 1 10%
STERV:xhel Stora Enso R HSE 4 2 20%
UPM1V:xhel UPM-Kymmene HSE 4 2 20%
NDA1V:xhel Nordea HSE 2 1 20%
TIE1V:xhel Tieto Oyj HSE 4 1 20%
FUM1V:xhel Fortum HSE 3 1 20%
MEO1V:xhel Metso HSE 4 1 20%
AGEN:xnas Agenus Inc. NASDAQ 8 3 40%
MTD:xnys Mettler-Toledo NYSE 3 1 10%
STR:xnys Questar Corp. NYSE 3 1 10%
RCL:xnys Royal Caribbean NYSE 4 2 20%
NOK:xnys Nokia Corporation NYSE 4 2 20%
PBR:xnys Petrobras - Petroleo Brasileiro SA NYSE 4 3 40%
UPS:xnys United Parcel Service NYSE 2 1 10%
TGH:xnys Textainer Group Holdings Limited NYSE 4 2 20%
FAST:xnas Fastenal Corp. NASDAQ 3 1 10%
EGN:xnys Energen Corp. NYSE 4 2 20%
TDF:xnys Templeton Drage NYSE 3 1 20%
RMBS:xnas Rambus Inc. NASDAQ 5 1 10%
RTN:xnys Raytheon Co. NYSE 3 1 10%
TSM:xnys Taiwan Semiconductor NYSE 3 1 10%
SAPG:xetr SAP SE FSE 2 1 10%
DLG:xetr Dialog Semiconductor Plc FSE 4 2 20%
ACS:xmce ACS Actividades de Const. y Servicios SA SIBE 3 1 10%
ACX:xmce Acerinox SA SIBE 4 1 10%
ALB:xmce Corporacion Financiera Alba SA SIBE 4 1 20%
ANA:xmce Acciona SA SIBE 3 1 10%
BBVA:xmce Banco Bilbao Vizcaya Argentaria SA SIBE 4 1 10%
BKT:xmce Bankinter SIBE 4 1 10%
ELE:xmce Endesa SIBE 3 1 10%
FCC:xmce Fomento De Constr. y Contratas SA SIBE 5 1 20%
IBE:xmce Iberdrola SA SIBE 2 1 10%
IDR:xmce Indra Sistemas SA, Serie A SIBE 4 1 10%
NHH:xmce NH Hotel Group SIBE 4 3 40%
POP:xmce Banco Popular Español SA SIBE 5 2 20%
PRS:xmce Promotora de Informaciones SA SIBE 7 3 40%
REE:xmce Red Electrica de Espana SIBE 3 1 10%
REP:xmce Repsol SA SIBE 3 1 10%
TEF:xmce Telefonica SA SIBE 2 1 10%
PDLI:xnas PDL Bio Pharma NASDAQ 3 3 40%
BRCD:xnas Brocade Comms. NASDAQ 3 2 20%
BMPS:xmil Bca M.Paschi Siena MIL 8 3 40%
ENI:xmil ENI MIL 3 1 10%
GASI:xmil Assicurazioni Generali SpA MIL 3 2 20%
ESPI:xmil Gr Edit LEspresso MIL 7 3 40%
MS:xmil Mediaset MIL 4 3 40%
MDBI:xmil MedioBanca MIL 4 2 20%
PLUG:xnas Plug Power NSC 7 3 40%
TOL:xnys Toll Brothers Inc. NYSE 3 2 20%
TDC:xcse TDC CSE 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CAKE:xnas Cheesecake Factory NASDAQ 3 1 10%
NVDA:xnas NVidia Corp. NASDAQ 3 2 20%
STM:xpar STMicroelectronics PAR 5 1 10%
GS:xnys Goldman Sachs NYSE 2 1 10%
WCG:xnys WellCare Health Plans Inc. NYSE 4 2 20%
NUAN:xnas Nuance Communications Inc. NASDAQ 4 2 20%
DO:xnys Diamond Offshore Drilling NYSE 5 1 10%
PDS:xnys Precision Drilling NYSE 5 2 20%
GAS:xmce Gas Natural SDG SIBE 3 1 10%
FCH:xnys FelCor Lodging Trust Inc. NYSE 5 2 20%
GAM:xmce Gamesa Corporacion Tecnologica SA SIBE 5 1 10%
MTN:xnys Vail Resorts NYSE 4 1 10%
BZH:xnys Beazer Homes USA Inc. NYSE 8 3 40%
PUMG:xetr Puma AG FSE 4 1 10%
ERIC_A:xome Ericsson, Telefonab. L M ser. A SSE 5 1 10%
ERICb:xome Ericsson B SSE 4 1 10%
CONG:xetr Continental AG FSE 2 1 10%
DEZG:xetr Deutz AG FSE 7 3 40%
DUE:xetr Dürr AG FSE 4 1 10%
HEI:xetr Heidelberger Cement AG FSE 3 2 20%
JUN3:xetr Jungheinrich AG FSE 4 3 40%
SDFG:xetr K+S Aktiengesellschaft FSE 3 1 10%
KSBG_p:xetr KSB Aktiengesellschaft Vz FSE 6 3 40%
DB1Gn:xetr Deutsche Börse AG FSE 3 1 20%
MRCG:xetr Merck KGaA FSE 4 1 10%
SGCG:xetr SGL Carbon FSE 4 4 80%
STAGn:xetr STADA Arzneimittel AG FSE 3 1 10%
SZGG:xetr Salzgitter AG FSE 4 2 20%
SZUG:xetr Suedzucker AG FSE 4 1 10%
BLND:xlon British Land Co. Plc LSE_SETS 5 2 20%
CPG:xlon Compass Group Plc LSE_SETS 3 1 10%
EMG:xlon Man Group LSE_SETS 5 2 20%
MRW:xlon Morrison (W) Supermarkets Plc LSE_SETS 3 1 10%
NXT:xlon Next Plc LSE_SETS 3 1 10%
SN:xlon Smith & Nephew Plc LSE_SETS 3 1 10%
SVT:xlon Severn Trent Plc LSE_SETS 3 1 10%
WOS:xlon Wolseley Plc LSE_SETS 4 1 10%
GLE:xpar Societe Generale PAR 3 1 10%
ASML:xams ASML Holding NV AMS 4 1 10%
KPN:xams KPN (Koninklijke) AMS 4 1 10%
UNIA:xams Unilever NV AMS 4 1 10%
SPMI:xmil Saipem SpA - Ordinary MIL 6 2 20%
TEL2b:xome Tele2 AB Ser. B SSE 4 1 10%
AXFO:xome Axfood AB SSE 4 1 20%
AXIS:xome Axis AB SSE 7 2 20%
BEIAb:xome Beijer Alma Ab Ser. B SSE 5 2 20%
BEIJ_B:xome Beijer Ref AB SSE 6 2 20%
BIOG_B:xome BioGaia AB Ser. B SSE 8 3 40%
BURE:xome Bure Equity AB SSE 7 2 20%
CAST:xome Castellum AB SSE 4 1 20%
CLAS_B:xome Clas Ohlson AB Ser. B SSE 4 2 20%
EKTA_B:xome Elekta AB Ser. B SSE 4 2 20%
FAG:xome Fagerhult AB SSE 7 2 20%
GUNN:xome Gunnebo AB SSE 6 3 40%
HEXAb:xome Hexagon AB Ser. B SSE 4 1 20%
HIQ:xome HiQ Intl AB SSE 8 3 40%
HLDX:xome Haldex AB SSE 5 3 40%
HUFV_A:xome Hufvudstaden AB Ser. A SSE 4 1 20%
IFS_B:xome Industrial & Financial Systems AB Ser. B SSE 5 2 20%
INDU_A:xome Industrivärden AB Ser. A SSE 4 1 20%
INDU_C:xome Industrivärden AB Ser. C SSE 4 1 20%
INVE_A:xome Investor AB Ser. A SSE 4 1 20%
JM:xome JM SSE 4 1 20%
KARO:xome Karo Pharma AB SSE 8 3 40%
KLED:xome Kungsleden AB SSE 4 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LAGR_B:xome Lagercrantz Group AB Ser. B SSE 8 2 20%
LUND_B:xome Lundbergföretagen AB, L E Ser. B SSE 4 1 20%
NCC_B:xome NCC AB Ser. B SSE 3 1 20%
NEWA_B:xome New Wave Group AB Ser. B SSE 7 3 40%
NIBE_B:xome Nibe Industrier AB Ser. B SSE 4 1 10%
NN_B:xome NordNet AB Ser.B SSE 6 3 40%
PEAB_B:xome Peab AB Ser. B SSE 4 1 10%
RATOb:xome Ratos AB Ser. B SSE 4 1 20%
SAABb:xome Saab AB Ser. B SSE 4 1 10%
SCAa:xome Svenska Cellulosa AB Sca Ser. A SSE 4 1 10%
SEB_C:xome Skandinaviska Enskilda Banken AB SSE 6 1 10%
SECT_B:xome Sectra AB Ser. B SSE 7 3 40%
SHB_B:xome Svenska Handelsbanken Ser. B SSE 5 1 10%
SKIS_B:xome SkiStar AB Ser. B SSE 7 3 40%
SSAB_A:xome SSAB A SSE 4 3 40%
SSAB_B:xome SSAB B SSE 4 3 40%
SWEC_B:xome Sweco AB Ser. B SSE 4 1 10%
SWMA:xome Swedish Match AB SSE 3 1 10%
TEL2_A:xome Tele2 AB Ser. A SSE 7 1 10%
VITR:xome Vitrolife AB SSE 7 2 20%
VOLV_A:xome Volvo, AB Ser. A SSE 3 1 20%
GILD:xnas Gilead Sciences Inc. NASDAQ 3 1 10%
VRTX:xnas Vertex Pharmaceuticals Inc. NASDAQ 3 1 10%
ELNK:xnas EarthLink Holdings Corp. NASDAQ 6 3 40%
PCLN:xnas The Priceline Group Inc. NASDAQ 3 1 10%
AZN:xnys AstraZeneca Plc NYSE 3 1 10%
BCE:xnys BCE Inc. NYSE 3 1 10%
SKM:xnys SK Telecom Co. NYSE 4 1 10%
BAVA:xcse Bavarian Nordic A/S CSE 5 2 20%
GEN:xcse Genmab CSE 5 2 20%
SIM:xcse SimCorp CSE 4 1 20%
ESRX:xnas Express Scripts Inc. NASDAQ 3 1 10%
SYMC:xnas Symantec Corporation NASDAQ 3 1 10%
VECO:xnas Veeco Instruments Inc. NASDAQ 4 2 20%
STM:xmil STMicroelectronics MIL 5 1 10%
ABC:xnys Amerisourcebergen Corp. NYSE 4 1 10%
COL:xnys Rockwell Collins Inc. NYSE 3 1 10%
CVX:xnys Chevron Corp. NYSE 2 1 10%
EQR:xnys Equity Residential Prop. NYSE 4 2 20%
WAT:xnys Waters Corporation NYSE 3 1 10%
IGT:xnys International Game Technology Plc NYSE 4 2 20%
JBL:xnys Jabil Circuit, Inc. NYSE 3 1 10%
XL:xnys XL Group Ltd NYSE 3 1 10%
ZION:xnas Zions Bancorporation NASDAQ 3 1 10%
BRKa:xnys Berkshire Hathaway Inc. A NYSE 2 1 10%
BRKb:xnys Berkshire Hathaway Inc. B NYSE 2 1 10%
FTE:xetr Orange - NOCT XETR_STARS 4 1 10%
TTG:xlon TT electronics Plc LSE_SETS 6 5 100%
CCMP:xnas Cabot Microelectronics Corp. NASDAQ 5 2 20%
CPRT:xnas Copart Inc. NASDAQ 3 1 10%
CRUS:xnas Cirrus Logic Inc. NASDAQ 4 2 20%
ENDP:xnas Endo International Plc NASDAQ 5 3 40%
EPIQ:xnas EPIQ Systems, Inc. NASDAQ 6 3 40%
EXTR:xnas Extreme Networks NASDAQ 8 3 40%
FFIV:xnas F5 Networks Inc. NASDAQ 3 1 10%
IIJI:xnas Internet Initiative Japan Inc. NASDAQ 8 3 40%
MENT:xnas Mentor Graphic NASDAQ 3 2 20%
MYGN:xnas Myriad Genetics NASDAQ 4 3 40%
SONS:xnas Sonus Networks Inc. NASDAQ 7 3 40%
STMP:xnas Stamps.Com Inc. NASDAQ 5 2 20%
TIVO:xnas Tivo Inc. NASDAQ 5 2 20%
ABM:xnys ABM Industries NYSE 4 1 10%
DV:xnys DeVry Education Group Inc. NYSE 5 2 20%
GG:xnys Goldcorp Inc. NYSE 4 1 10%
LEN:xnys Lennar Corp. NYSE 3 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LUX:xnys Luxottica Group SpA NYSE 3 1 10%
SNE:xnys Sony Corp. ADR NYSE 3 1 10%
UL:xnys Unilever Plc NYSE 3 1 10%
WYN:xnys Wyndham Int. NYSE 3 1 10%
CASP:xpar Casino Guichard-Perrachon PAR 3 2 20%
DAST:xpar Dassault Systeme PAR 4 1 10%
EXHO:xpar Sodexo PAR 3 1 10%
TCFP:xpar Thales PAR 3 1 10%
VIE:xpar Veolia Environnement PAR 4 1 10%
SAN:xmce Banco Santander SA SIBE 4 1 10%
RAD:xnys Rite Aid Corporation NYSE 4 3 40%
EVTG:xetr EVOTEC AG FSE 5 2 20%
ALKS:xnas Alkermes Inc. NASDAQ 4 2 20%
BKS:xnys Barnes & Noble Inc. NYSE 4 2 20%
BRO:xnys Brown & Brown NYSE 3 1 10%
ING:xams ING Groep NV AMS 2 2 20%
MRCY:xnas Mercury Systems Inc. NASDAQ 6 2 20%
PHTM:xlon Photo-Me International Group LSE_SETS 6 3 40%
TECH:xnas Bio-Techne Corp. NASDAQ 4 1 10%
TRN:xnys Trinity Industries Inc. NYSE 5 2 20%
CECO:xnas Career Education Corporation NASDAQ 8 3 40%
PRXL:xnas PAREXEL International Corporation NASDAQ 4 2 20%
HPQ:xnys HP Inc. NYSE 2 1 10%
RF:xnys Regions Financial Corporation NYSE 3 1 10%
BILL:xome BillerudKorsnas AB SSE 4 1 10%
BOL:xome Boliden AB SSE 4 1 10%
GETIb:xome Getinge AB Ser. B SSE 4 1 10%
SAS:xome SAS AB SSE 6 3 40%
SEIC:xnas Sei Invest Co. NASDAQ 3 1 10%
GFI:xnys Gold Fields Ltd NYSE 5 2 20%
VVR:xnys Invesco Senior Income Trust NYSE 4 2 20%
FAX:xase Aberdeen Asia-Pacific Income Fund Inc. AMEX 3 1 20%
AIR:xnys AAR Corporation NYSE 3 2 20%
CDE:xnys Coeur Mining Inc. NYSE 6 3 40%
PAAS:xnas Pan American Silver Corp. NASDAQ 4 2 20%
ALFA:xome Alfa Laval AB SSE 3 1 10%
AKAM:xnas Akamai Technologies Inc. NASDAQ 3 1 10%
GSK:xnys GlaxoSmithKline Plc NYSE 3 1 10%
MRVL:xnas Marvell Technology Group Ltd NASDAQ 3 2 20%
AEM:xnys Agnico Eagle Mines Limited NYSE 5 1 10%
RGLD:xnas Royal Gold Inc. NASDAQ 4 1 10%
WIHL:xome Wihlborgs Fastigheter AB SSE 4 1 20%
HL:xnys Hecla Mining Co. NYSE 5 3 40%
ANF:xnys Abercrombie & Fitch Co. NYSE 4 2 20%
ATR:xnys Aptargroup Inc. NYSE 3 1 10%
AVX:xnys AVX Corporation NYSE 4 1 10%
AZPN:xnas Aspen Technology Inc. NASDAQ 5 1 10%
CERN:xnas Cerner Corporation NASDAQ 4 1 10%
CSGS:xnas CSG Systems International NASDAQ 5 1 10%
DGX:xnys Quest Diagnostics Inc. NYSE 3 1 10%
DY:xnys Dycom Industries Inc. NYSE 4 2 20%
EL:xnys The Estee Lauder Co. NYSE 4 1 10%
ELY:xnys Callaway Golf Company NYSE 5 2 20%
GVA:xnys Granite Construction Inc. NYSE 4 1 10%
HP:xnys Helmerich & Payne Inc. NYSE 4 1 10%
JEC:xnys Jacobs Engineering Group NYSE 3 1 10%
LRCX:xnas Lam Research Corporation NASDAQ 4 1 10%
LSTR:xnas Landstar System Inc. NASDAQ 3 1 10%
MAN:xnys ManpowerGroup NYSE 4 1 10%
MUR:xnys Murphy Oil Corp. NYSE 4 2 20%
PTEN:xnas Patterson-uti Energy Inc. NASDAQ 5 1 10%
RMD:xnys ResMed Inc. NYSE 4 1 10%
ROST:xnas Ross Stores Inc. NASDAQ 3 1 10%
SWC:xnys Stillwater Mining Company NYSE 4 3 40%
TTEK:xnas Tetra Tech. Inc. NASDAQ 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VSH:xnys Vishay Intertechnology NYSE 3 2 20%
WFT:xnys Weatherford International NYSE 4 2 20%
WSM:xnys Williams-Sonoma Inc. NYSE 3 1 10%
ZBRA:xnas Zebra Technologies Corp. NASDAQ 3 2 20%
IM:xnys Ingram Micro NYSE 3 1 10%
CPL:xmce Cementos Portland Valderrivas SA SIBE 8 3 40%
SWKS:xnas Skyworks Solutions Inc. NASDAQ 4 1 10%
DSV:xcse DSV CSE 3 1 20%
SPG:xnys Simon Property Group Inc. NYSE 5 2 20%
PFG:xnys Principal Financial Group Inc. NYSE 3 1 10%
PRU:xnys Prudential Financial Inc. NYSE 3 1 10%
AV:xlon Aviva Plc LSE_SETS 3 1 10%
REL:xlon RELX Plc LSE_SETS 3 1 10%
BNZL:xlon Bunzl Plc LSE_SETS 3 1 10%
SRG:xmil Snam SpA MIL 3 1 10%
ITX:xmce Industria De Diseno Textil SA SIBE 3 1 10%
EZJ:xlon EasyJet Plc LSE_SETS 4 2 20%
MGA:xnys Magna International NYSE 3 1 10%
EXPE:xnas Expedia Inc. NASDAQ 4 1 10%
ADN:xlon Aberdeen Asset Management Plc LSE_SETS 5 1 10%
AGK:xlon Aggreko Plc LSE_SETS 5 3 40%
ANTO:xlon Antofagasta Plc LSE_SETS 4 1 10%
ASL:xlon Aberforth Smaller Companies Trust Plc LSE_SETS 3 1 10%
ATK:xlon Atkins (Ws) Plc LSE_SETS 4 2 20%
ATST:xlon Alliance Trust Plc LSE_SETS 3 1 10%
BBA:xlon BBA Aviation Plc LSE_SETS 4 2 20%
BBY:xlon Balfour Beatty Plc LSE_SETS 5 2 20%
BDEV:xlon Barratt Developments Plc LSE_SETS 5 2 20%
BNKR:xlon Bankers Inv Trust Plc LSE_SETS 3 1 10%
BOY:xlon Bodycote Plc LSE_SETS 5 2 20%
BTEM:xlon British Empire Trust Plc LSE_SETS 3 1 10%
BVS:xlon Bovis Homes Group Plc LSE_SETS 6 3 40%
BWNG:xlon Brown (N.) Group Plc LSE_SETS 5 3 40%
BWY:xlon Bellway Plc LSE_SETS 5 3 40%
CBG:xlon Close Bros Group Plc LSE_SETS 5 2 20%
CCC:xlon Computacenter Plc LSE_SETS 5 3 40%
CLDN:xlon Caledonia Investments Plc LSE_SETS 5 2 20%
CLLN:xlon Carillion Plc LSE_SETS 4 2 20%
CNE:xlon Cairn Energy Plc LSE_SETS 5 3 40%
COB:xlon Cobham Plc LSE_SETS 5 2 20%
CRDA:xlon Croda International Plc LSE_SETS 4 1 10%
CTY:xlon City of London Trust Plc LSE_SETS 5 2 20%
DCG:xlon Dairy Crest Group Plc LSE_SETS 5 3 40%
DEB:xlon Debenhams Plc LSE_SETS 5 3 40%
DLAR:xlon De La Rue Plc LSE_SETS 6 3 40%
EDIN:xlon Edinburgh Investment Trust Plc LSE_SETS 3 1 10%
ELTA:xlon Electra Pvt Equity LSE_SETS 3 1 10%
ERM:xlon Euromoney Institutional Invest.Plc LSE_SETS 6 3 40%
ETI:xlon Enterprise Inns Plc LSE_SETS 5 3 40%
FEV:xlon Fidelity European Values Plc LSE_SETS 3 1 10%
FGP:xlon FirstGroup Plc LSE_SETS 3 1 10%
FRCL:xlon Foreign & Col Inv Trust Plc LSE_SETS 3 1 10%
GNK:xlon Greene King Plc LSE_SETS 4 2 20%
GOG:xlon Go-Ahead Group Plc LSE_SETS 3 2 20%
GPOR:xlon Great Portland Estates Plc LSE_SETS 4 2 20%
GRG:xlon Greggs Plc LSE_SETS 5 2 20%
HLMA:xlon Halma Plc LSE_SETS 4 2 20%
HMSO:xlon Hammerson Plc LSE_SETS 4 2 20%
HSX:xlon Hiscox Ltd LSE_SETS 4 1 10%
IAP:xlon ICAP Plc LSE_SETS 5 1 10%
ICP:xlon Intermediate Capital Group Plc LSE_SETS 3 2 20%
IMI:xlon IMI Plc LSE_SETS 4 2 20%
INCH:xlon Inchcape Plc LSE_SETS 4 2 20%
INF:xlon Informa Plc LSE_SETS 3 1 10%
IRV:xlon Interserve Plc LSE_SETS 5 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
JAM:xlon JPMorgan American Investment Trust Plc LSE_SETS 3 1 10%
JDW:xlon Wetherspoon(J.D.) Plc LSE_SETS 5 3 40%
JLT:xlon Jardine Lloyd Thompson Group Plc LSE_SETS 4 2 20%
KCOM:xlon KCOM Group Plc LSE_SETS 6 3 40%
LMI:xlon Lonmin Plc LSE_SETS 6 3 40%
LSE:xlon London Stock Exchange Group Plc LSE_SETS 3 1 10%
MGGT:xlon Meggitt Plc LSE_SETS 4 2 20%
MLC:xlon Millennium & Copthorne Hotels Plc LSE_SETS 3 1 10%
MNKS:xlon Monks Inv Trust Plc LSE_SETS 3 1 10%
MRCH:xlon Merchants Trust Plc LSE_SETS 3 1 10%
MSLH:xlon Marshalls Plc LSE_SETS 6 3 40%
MTO:xlon MITIE Group Plc LSE_SETS 5 3 40%
MUT:xlon Murray Income Trust Plc LSE_SETS 3 1 10%
MYI:xlon Murray International Trust Plc LSE_SETS 3 1 10%
NEX:xlon National Express Group Plc LSE_SETS 4 2 20%
NTG:xlon Northgate Plc LSE_SETS 5 3 40%
PAG:xlon Paragon Group Of Companies Plc LSE_SETS 5 2 20%
PFG:xlon Provident Financial Plc LSE_SETS 3 1 10%
PFL:xlon Premier Farnell Plc LSE_SETS 7 2 20%
PMO:xlon Premier Oil Plc LSE_SETS 6 3 40%
PNN:xlon Pennon Group Plc LSE_SETS 4 2 20%
PSN:xlon Persimmon Plc LSE_SETS 5 2 20%
PZC:xlon PZ Cussons Plc LSE_SETS 4 2 20%
RAT:xlon Rathbone Brothers Plc LSE_SETS 5 3 40%
RCP:xlon RIT Capital Partners Plc LSE_SETS 5 2 20%
RDW:xlon Redrow Plc LSE_SETS 5 3 40%
RNK:xlon Rank Group Plc LSE_SETS 5 3 40%
ROR:xlon Rotork Plc LSE_SETS 4 2 20%
RSW:xlon Renishaw Plc LSE_SETS 5 2 20%
SCIN:xlon Scottish Investment Trust Plc LSE_SETS 3 1 10%
SGC:xlon Stagecoach Group Plc LSE_SETS 3 1 10%
SHB:xlon Shaftesbury Plc LSE_SETS 4 2 20%
SHI:xlon SIG Plc LSE_SETS 5 3 40%
SKS:xlon Shanks Group Plc LSE_SETS 6 3 40%
SMDS:xlon Smith (Ds) Plc LSE_SETS 3 1 10%
SMT:xlon Scottish Mortgage & Trust Plc LSE_SETS 3 1 10%
SMWH:xlon WH Smith Plc LSE_SETS 4 2 20%
SPX:xlon Spirax-sarco Engineering Plc LSE_SETS 4 2 20%
SRP:xlon Serco Group Plc LSE_SETS 6 2 20%
STJ:xlon St.James's Place Capital Plc LSE_SETS 3 1 10%
SVI:xlon SVG Capital Plc LSE_SETS 5 3 40%
SXS:xlon Spectris Plc LSE_SETS 4 2 20%
TATE:xlon Tate & Lyle Plc LSE_SETS 3 1 10%
TEM:xlon Templeton Emerg Mkts Inv Trust Plc LSE_SETS 3 1 10%
TLW:xlon Tullow Oil Plc LSE_SETS 5 2 20%
TMPL:xlon Temple Bar Inv Trust Plc LSE_SETS 3 1 10%
TNI:xlon Trinity Mirror Plc LSE_SETS 6 3 40%
TPK:xlon Travis Perkins Plc LSE_SETS 4 2 20%
ULE:xlon Ultra Electronics Holdings Plc LSE_SETS 4 2 20%
WEIR:xlon Weir Group Plc LSE_SETS 3 1 10%
WTAN:xlon Witan Investment Trust Plc LSE_SETS 3 1 10%
WTB:xlon Whitbread Plc LSE_SETS 3 1 10%
RE:xnys Everest Re Group Ltd NYSE 3 1 10%
RNR:xnys Renaissancere Holdings NYSE 3 1 10%
ISF:xlon iShares Plc Core FTSE 100 UCITS ETF LSE_ETF 3 1 20%
CREE:xnas Cree Inc. NASDAQ 4 2 20%
MON:xnys Monsanto Company NYSE 5 1 10%
COP:xnys ConocoPhillips NYSE 2 1 10%
BRBY:xlon Burberry Group Plc LSE_SETS 3 1 10%
INVP:xlon Investec Plc LSE_SETS 5 1 10%
ITRK:xlon Intertek Testing Services Plc LSE_SETS 3 1 10%
TRY:xlon TR Property Investment Trust Plc LSE_SETS 3 1 10%
WG:xlon Wood Group (John) Plc LSE_SETS 4 2 20%
WMH:xlon William Hill Plc LSE_SETS 4 2 20%
PUB:xlon Punch Taverns Plc LSE_SETS 7 5 100%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CTSH:xnas Cognizant Technology Solutions NASDAQ 3 1 10%
JBLU:xnas Jetblue Airways NASDAQ 4 2 20%
CNP:xnys Centerpoint Energy Inc. NYSE 3 1 10%
FING_B:xome Fingerprint Cards AB SSE 5 1 10%
CRY:xnys Cryolife Inc. NYSE 6 3 40%
DNB:xnys Dun & Bradstreet Corp. NYSE 3 1 10%
AMX:xnys America Movil SA De C.V NYSE 3 1 10%
GRI:xlon Grainger Plc LSE_SETS 4 2 20%
IJ:xome Intrum Justitia AB SSE 4 1 20%
CHRW:xnas C.H. Robinson Worldwide, Inc. NASDAQ 3 1 10%
PCT:xlon Polar Capital Technology Plc LSE_SETS 3 1 10%
CE:xnys Celanese Corporation NYSE 4 1 10%
HRMS:xpar Hermes Intl. PAR 5 1 10%
VLOF:xpar Valeo PAR 4 1 10%
LLL:xnys L 3 Communication Holdings Inc. NYSE 3 1 10%
BXP:xnys Boston Properties, Inc. NYSE 4 2 20%
DSU:xnys BlackRock Debt Strategies Fund II Inc. NYSE 4 2 20%
GIM:xnys Templeton Global Income F NYSE 3 1 20%
SLHn:xvtx Swiss Life Holding VX 3 1 20%
CMCSA:xnas Comcast Corporation - Class A NASDAQ 2 1 10%
RSG:xnys Republic Services Inc. NYSE 3 1 10%
LH:xnys Laboratory Corp. Of Ameri NYSE 3 1 10%
VAL:xnys The Valspar Corporation NYSE 3 1 10%
SM:xnys SM Energy Co. NYSE 7 3 40%
RBS:xlon Royal Bank of Scotland Group Plc LSE_SETS 4 2 20%
HMY:xnys Harmony Gold Mining Co. NYSE 8 3 40%
ISIL:xnas Intersil Corp. NASDAQ 5 1 10%
ING:xnys ING Group NYSE 2 2 20%
PDCO:xnas Patterson Cos Inc. NASDAQ 3 2 20%
DHI:xnys D.R. Horton Inc. NYSE 4 1 10%
ATVI:xnas Activision Inc. NASDAQ 3 1 10%
NYB:xnys New York Community Bancorp Inc. NYSE 3 1 10%
ACLS:xnas Axcelis Technologies NASDAQ 8 3 40%
KERX:xnas Keryx Biophamaceuticals NSC 5 3 40%
LWDB:xlon Law Debenture Corporation Plc LSE_SETS 3 1 10%
SIA:xlon Soco International Plc LSE_SETS 6 3 40%
ESV:xnys Ensco Plc NYSE 6 2 20%
HSIC:xnas Henry Schein Inc. NASDAQ 3 1 10%
TTWO:xnas Take-Two Interactive Software Inc. NASDAQ 3 1 10%
LAMR:xnas Lamar Advertising Co. NASDAQ 3 1 10%
RYAAY:xnas Ryanair Holdings Plc NASDAQ 3 1 10%
EXPD:xnas Expeditors International of Washington Inc. NASDAQ 3 1 10%
GNTX:xnas Gentex Corporation NASDAQ 3 1 10%
XRAY:xnas Dentsply Sirona Inc. NASDAQ 3 1 10%
BEZ:xlon Beazley Group Plc LSE_SETS 3 1 10%
SIRI:xnas Sirius XM Holdings Inc. NASDAQ 4 1 10%
JNS:xnys Janus Capital Group Inc. NYSE 4 1 10%
RPS:xlon Rps Group Plc LSE_SETS 6 3 40%
RYA:xlon Ryanair Holdings Plc LSE_SETS 3 1 20%
CNQ:xnys Canadian Natural Resources Ltd NYSE 4 1 10%
AGL:xmil Autogrill SpA MIL 3 1 20%
RAND:xams Randstad Holding NV AMS 3 2 20%
LJPC:xnas La Jolla Pharmaceutical Co. NSC 8 3 40%
AN:xnys Autonation Inc. NYSE 3 1 10%
NHY:xosl Norsk Hydro OSE 3 1 20%
STL:xosl Statoil OSE 2 1 20%
ORK:xosl Orkla A OSE 4 1 20%
TEL:xosl Telenor OSE 2 1 20%
STB:xosl Storebrand OSE 4 2 20%
TOM:xosl Tomra Systems OSE 5 1 20%
EKO:xosl Ekornes OSE 6 3 40%
FRO:xosl Frontline Ltd OSE 8 2 20%
AWC:xasx Alumina Ltd ASX 4 1 10%
AMC:xasx Amcor Ltd ASX 3 1 10%
AMP:xasx AMP Ltd ASX 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ALL:xasx Aristocrat Leisure Ltd ASX 3 2 20%
ANZ:xasx Australia & New Zealand Banking Group Ltd ASX 2 1 10%
BHP:xasx BHP Billiton Ltd ASX 4 1 10%
BSL:xasx Bluescope Steel Ltd ASX 5 2 20%
CCL:xasx Coca-Cola Amatil Ltd ASX 3 1 10%
CBA:xasx Commonwealth Bank of Australia ASX 2 1 10%
CSL:xasx CSL Ltd ASX 3 1 10%
GPT:xasx GPT Group ASX 3 1 10%
IAG:xasx Insurance Australia Group Ltd ASX 3 1 10%
JHX:xasx James Hardie Industries NV ASX 3 1 10%
FXJ:xasx Fairfax Media Limited ASX 4 2 20%
LLC:xasx Lendlease Group ASX 3 1 10%
MGR:xasx Mirvac Group ASX 3 1 10%
NAB:xasx National Australia Bank Ltd ASX 2 1 10%
QAN:xasx Qantas Airways Ltd ASX 4 1 10%
QBE:xasx QBE Insurance Group Ltd ASX 3 1 10%
RMD:xasx Resmed Inc. ASX 4 1 10%
RIO:xasx Rio Tinto Ltd ASX 4 1 10%
STO:xasx Santos Ltd ASX 4 2 20%
SGP:xasx Stockland ASX 3 1 10%
SUN:xasx Suncorp Group Ltd ASX 3 1 10%
TAH:xasx TABCORP Holdings Ltd ASX 4 1 10%
TLS:xasx Telstra Corp. Ltd ASX 2 1 10%
WES:xasx Wesfarmers Ltd ASX 3 1 10%
WBC:xasx Westpac Banking Corp. ASX 2 1 10%
WPL:xasx Woodside Petroleum Ltd ASX 3 1 10%
WOW:xasx Woolworths Ltd ASX 3 1 10%
6857:xtks Advantest Corp. TYO 4 1 10%
8267:xtks Aeon Co. Ltd TYO 4 1 10%
2802:xtks Ajinomoto Co. Inc. TYO 4 1 10%
9202:xtks All Nippon Airways Co. Ltd TYO 3 1 10%
6770:xtks Alps Electric Co. Ltd TYO 4 2 20%
2502:xtks Asahi Breweries Ltd TYO 3 1 10%
5201:xtks Asahi Glass Co. Ltd TYO 3 2 20%
3407:xtks Asahi Kasei Corp. TYO 3 1 10%
5108:xtks Bridgestone Corp. TYO 3 1 10%
7751:xtks Canon Inc. TYO 3 1 10%
6952:xtks Casio Computer Co. Ltd TYO 3 2 20%
8331:xtks The Chiba Bank Ltd TYO 4 1 10%
6366:xtks Chiyoda Corp. TYO 3 1 10%
9502:xtks Chubu Electric Power Co. Inc. TYO 3 1 10%
7762:xtks Citizen Holdings Co. Ltd TYO 4 1 10%
8253:xtks Credit Saison Co. Ltd TYO 3 1 10%
7912:xtks Dai Nippon Printing Co. Ltd TYO 3 1 10%
6367:xtks Daikin Industries Ltd TYO 3 1 10%
4506:xtks Dainippon Pharmaceutical Co. Ltd TYO 4 1 10%
1925:xtks Daiwa House Industry Co. Ltd TYO 3 1 10%
8601:xtks Daiwa Securities Group Inc. TYO 3 1 10%
4061:xtks Denka Co Ltd TYO 3 1 10%
6902:xtks Denso Corp. TYO 3 1 10%
5714:xtks DOWA HOLDINGS CO. LTD TYO 3 2 20%
9020:xtks East Japan Railway Co. TYO 3 1 10%
6361:xtks Ebara Corp. TYO 3 1 10%
4523:xtks Eisai Co. Ltd TYO 5 1 10%
6954:xtks Fanuc Ltd TYO 3 1 10%
6504:xtks Fuji Electric Co. Ltd TYO 3 2 20%
7270:xtks Fuji Heavy Industries Ltd TYO 3 1 10%
4901:xtks FUJIFILM Holdings Corp. TYO 3 1 10%
5803:xtks Fujikura Ltd TYO 4 2 20%
6702:xtks Fujitsu Ltd TYO 5 1 10%
5715:xtks Furukawa Co. Ltd TYO 5 2 20%
5801:xtks Furukawa Electric Co. Ltd TYO 3 1 10%
8803:xtks Heiwa Real Estate Co. Ltd TYO 5 3 40%
7205:xtks Hino Motors Ltd TYO 3 1 10%
6501:xtks Hitachi Ltd TYO 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
7004:xtks Hitachi Zosen Corp. TYO 5 2 20%
3865:xtks Hokuetsu Paper Mills Ltd TYO 4 2 20%
7267:xtks Honda Motor Co. Ltd TYO 3 1 10%
7013:xtks Ishikawajima-Harima Heavy Industries Co. TYO 3 2 20%
7202:xtks Isuzu Motors Ltd TYO 3 1 10%
8001:xtks Itochu Corp. TYO 3 1 10%
5631:xtks The Japan Steel Works Ltd TYO 4 1 10%
2914:xtks Japan Tobacco Inc. TYO 3 1 10%
5411:xtks JFE Holdings Inc. TYO 4 2 20%
1812:xtks Kajima Corp. TYO 3 1 10%
9503:xtks The Kansai Electric Power Co. Inc. TYO 3 1 10%
4452:xtks Kao Corp. TYO 3 1 10%
7012:xtks Kawasaki Heavy Industries Ltd TYO 3 1 10%
9107:xtks Kawasaki Kisen Kaisha Ltd TYO 4 1 10%
9433:xtks KDDI Corp. TYO 3 1 10%
9008:xtks Keio Electric Railway Co. Ltd TYO 4 1 10%
9009:xtks Keisei Electric Railway Co. Ltd TYO 4 1 10%
2801:xtks Kikkoman Corp. TYO 4 1 10%
2503:xtks Kirin Holdings Ltd TYO 3 1 10%
5406:xtks Kobe Steel Ltd TYO 4 1 10%
6301:xtks Komatsu Ltd TYO 3 1 10%
4902:xtks Konica Minolta Holdings Inc. TYO 3 2 20%
6473:xtks JTEKT Corp. TYO 4 2 20%
6326:xtks Kubota Corp. TYO 3 1 10%
3405:xtks Kuraray Co. Ltd TYO 3 1 10%
6971:xtks Kyocera Corp. TYO 4 1 10%
4151:xtks Kyowa Hakko Kogyo Co. Ltd TYO 4 1 10%
8002:xtks Marubeni Corp. TYO 3 1 10%
8252:xtks Marui Co. Ltd TYO 4 1 10%
6752:xtks Panasonic Corporation TYO 3 1 10%
7261:xtks Mazda Motor Corp. TYO 3 2 20%
6508:xtks Meidensha Corp. TYO 5 2 20%
1861:xtks Kumagai Gumi Co. Ltd TYO 3 2 20%
8766:xtks Tokio Marine Holdings Inc. TYO 3 1 10%
6479:xtks Minebea Co. Ltd TYO 4 2 20%
8058:xtks Mitsubishi Corp. TYO 3 1 10%
6503:xtks Mitsubishi Electric Corp. TYO 3 1 10%
8802:xtks Mitsubishi Estate Co. Ltd TYO 3 1 10%
7011:xtks Mitsubishi Heavy Industries Ltd TYO 3 1 10%
9301:xtks Mitsubishi Logistics Corp. TYO 4 1 10%
5711:xtks Mitsubishi Materials Corp. TYO 3 2 20%
7211:xtks Mitsubishi Motors Corp. TYO 5 2 20%
8306:xtks Mitsubishi UFJ Financial Group Inc. TYO 3 1 10%
8031:xtks Mitsui & Co. Ltd TYO 3 1 10%
7003:xtks Mitsui Engineering & Shipbuilding Co. Ltd TYO 3 2 20%
8801:xtks Mitsui Fudosan Co. Ltd TYO 3 1 10%
5706:xtks Mitsui Mining & Smelting Co. Ltd TYO 3 2 20%
9104:xtks Mitsui OSK Lines Ltd TYO 3 2 20%
8309:xtks Mitsui Trust Holdings Inc. TYO 3 2 20%
6767:xtks Mitsumi Electric Co. Ltd TYO 5 3 40%
6701:xtks NEC Corp. TYO 3 1 10%
5333:xtks NGK Insulators Ltd TYO 4 2 20%
2871:xtks Nichirei Corp. TYO 4 1 10%
9062:xtks Nippon Express Co. Ltd TYO 3 1 10%
4272:xtks Nippon Kayaku Co. Ltd TYO 4 1 10%
5202:xtks Nippon Sheet GlassCo. Ltd TYO 5 2 20%
4041:xtks Nippon Soda Co. Ltd TYO 5 2 20%
5401:xtks Nippon Steel Corp. TYO 3 1 10%
1332:xtks Nippon Suisan Kaisha Ltd TYO 5 1 10%
9432:xtks Nippon Telegraph & Telephone Corp. TYO 3 1 10%
9101:xtks Nippon Yusen Kabushiki Kaisha TYO 3 1 10%
4021:xtks Nissan Chemical Industries Ltd TYO 3 1 10%
7201:xtks Nissan Motor Co. Ltd TYO 3 1 10%
2002:xtks Nisshin Seifun Group Inc. TYO 3 1 10%
3105:xtks Nisshinbo Industries Inc. TYO 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
3110:xtks Nitto Boseki Co. Ltd TYO 5 2 20%
8604:xtks Nomura Holdings Inc. TYO 3 2 20%
6471:xtks NSK Ltd TYO 3 2 20%
6472:xtks NTN Corp. TYO 4 2 20%
9613:xtks NTT Data Corp. TYO 3 1 10%
9437:xtks NTT DoCoMo Inc. TYO 3 1 10%
9007:xtks Odakyu Electric Railway Co. Ltd TYO 3 1 10%
3861:xtks OJI Paper Co. Ltd TYO 3 1 10%
6703:xtks Oki Electric Industry Co. Ltd TYO 3 2 20%
6103:xtks Okuma Corp. TYO 4 2 20%
7733:xtks Olympus Corporation TYO 3 1 10%
9532:xtks Osaka Gas Co. Ltd TYO 3 1 10%
6773:xtks Pioneer Corp. TYO 5 2 20%
8308:xtks Resona Holdings Inc. TYO 3 1 10%
7752:xtks Ricoh Co. Ltd TYO 4 1 10%
2501:xtks Sapporo Breweries Ltd TYO 6 5 100%
9735:xtks Secom Co. Ltd TYO 3 1 10%
1928:xtks Sekisui House Ltd TYO 3 1 10%
6753:xtks Sharp Corp. TYO 7 3 40%
1803:xtks Shimizu Corp. TYO 3 1 10%
7269:xtks Suzuki Motor Corp. TYO 3 1 10%
5233:xtks Taiheiyo Cement Corp. TYO 3 1 10%
1801:xtks Taisei Corp. TYO 3 1 10%
6976:xtks Taiyo Yuden Co. Ltd TYO 4 2 20%
2531:xtks Takara Holdings Inc. TYO 4 1 10%
8233:xtks Takashimaya Co. Ltd TYO 3 1 10%
4502:xtks Takeda Pharmaceutical Co. Ltd TYO 3 1 10%
6762:xtks TDK Corp. TYO 4 2 20%
3401:xtks Teijin Ltd TYO 4 1 10%
4543:xtks Terumo Corp. TYO 3 1 10%
9001:xtks Tobu Railway Co. Ltd TYO 3 1 10%
5707:xtks Toho Zinc Co. Ltd TYO 5 3 40%
5301:xtks Tokai Carbon Co. Ltd TYO 5 3 40%
9681:xtks Tokyo Dome Corp. TYO 5 2 20%
9501:xtks Tokyo Electric Power Co. Inc. TYO 3 2 20%
8035:xtks Tokyo Electron Ltd TYO 4 1 10%
9531:xtks Tokyo Gas Co. Ltd TYO 3 1 10%
9005:xtks Tokyu Corp. TYO 3 1 10%
7911:xtks Toppan Printing Co. Ltd TYO 3 1 10%
3402:xtks Toray Industries Inc. TYO 3 1 10%
6502:xtks Toshiba Corp. TYO 5 3 40%
4042:xtks Tosoh Corp. TYO 4 1 10%
5332:xtks Toto Ltd TYO 4 1 10%
5901:xtks Toyo Seikan Kaisha Ltd TYO 4 1 10%
3101:xtks Toyobo Co. Ltd TYO 4 1 10%
7203:xtks Toyota Motor Corp. TYO 3 1 10%
4704:xtks Trend Micro Inc. TYO 3 1 10%
4208:xtks Ube Industries Ltd TYO 3 1 10%
9021:xtks West Japan Railway Co. TYO 3 1 10%
7951:xtks Yamaha Corp. TYO 4 2 20%
4503:xtks Astellas Pharma Inc. TYO 3 1 10%
9064:xtks Yamato Transport Co. Ltd TYO 3 1 10%
6841:xtks Yokogawa Electric Corp. TYO 3 1 10%
5101:xtks Yokohama Rubber Co. Ltd TYO 3 1 10%
7731:xtks Nikon Corp. TYO 3 1 10%
CSR:xasx CSR Ltd ASX 4 1 10%
4507:xtks Shionogi & Co. Ltd TYO 4 1 10%
4911:xtks Shiseido Co. Ltd TYO 4 1 10%
8355:xtks Shizuoka Bank Ltd TYO 3 1 10%
4004:xtks Showa Denko K K TYO 3 1 10%
5002:xtks Showa Shell Sekiyu KK TYO 3 1 10%
6758:xtks Sony Corp. TYO 3 1 10%
4005:xtks Sumitomo Chemical Co. Ltd TYO 4 1 10%
8053:xtks Sumitomo Corp. TYO 3 1 10%
5802:xtks Sumitomo Electric Industries Ltd TYO 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
6302:xtks Sumitomo Heavy Industries Ltd TYO 4 2 20%
5713:xtks Sumitomo Metal Mining Co. Ltd TYO 3 2 20%
8316:xtks Sumitomo Mitsui Financial Group Inc. TYO 3 1 10%
5232:xtks Sumitomo Osaka Cement Co. Ltd TYO 3 1 10%
8830:xtks Sumitomo Realty & Development Co. Ltd TYO 3 1 10%
AIV:xnys Apartment Investment & Management Co. NYSE 3 1 10%
HEAD:xlon Headlam Group Plc LSE_SETS 6 3 40%
PLI:xlon Perpetual Income & Growth Inv Trust Plc LSE_SETS 3 1 10%
MKC:xnys McCormick & Company Inc. NYSE 3 1 10%
CHD:xnys Church Dwight NYSE 3 1 10%
SBAC:xnas SBA Communications Corp. NASDAQ 5 2 20%
FL:xnys Foot Locker Inc. NYSE 3 2 20%
VCT:xlon Victrex LSE_SETS 4 2 20%
EFII:xnas Electronics for Imaging Inc. NASDAQ 3 1 10%
RGEN:xnas Repligen Corp. NASDAQ 6 2 20%
PIR:xnys Pier 1 Imports Inc. NYSE 6 3 40%
CCL:xlon Carnival Plc LSE_SETS 3 1 10%
FII:xnys Federated Investors Inc. NYSE 3 1 10%
IHG:xlon InterContinental Hotels Group Plc LSE_SETS 3 1 10%
MAB:xlon Mitchells & Butlers Plc LSE_SETS 5 2 20%
F99:xses Fraser & Neave Ltd SGX-ST 4 1 20%
G07:xses Great Eastern Holdings Ltd SGX-ST 4 1 20%
H02:xses Haw Par Corp. Ltd SGX-ST 4 1 20%
H78:xses Hongkong Land Holdings Ltd SGX-ST 3 1 10%
J37:xses Jardine Strategic Holdings Ltd SGX-ST 3 1 20%
N02:xses NSL Ltd SGX-ST 7 3 40%
S51:xses SembCorp Marine Ltd SGX-ST 4 1 10%
U11:xses United Overseas Bank Ltd SGX-ST 3 1 10%
U14:xses UOL Group Ltd SGX-ST 4 1 10%
IHG:xnys InterContinental Hotels Group Plc ADR NYSE 3 1 10%
CBI:xnys Chicago Bridge NYSE 4 1 10%
UBSI:xnas UTD Bankshares NASDAQ 3 2 20%
CRS:xnys Carpenter Technology Corp. NYSE 4 1 10%
JCH:xlon JPMorgan Fleming Claverhouse LSE_SETS 3 1 10%
SON:xnys Sonoco Products NYSE 3 1 10%
FNSR:xnas Finisar Corp. NASDAQ 4 2 20%
ATO:xnys Atmos Energy NYSE 3 1 10%
SNP:xnys China Petroleum & Chemical Corporation NYSE 3 1 10%
GOLD:xnas Randgold Resources Limited NASDAQ 3 1 10%
BG:xnys Bunge Ltd NYSE 3 1 10%
FCN:xnys FTI Consulting NYSE 4 2 20%
OSIS:xnas Osi Systems Inc. NASDAQ 4 2 20%
ACET:xnas Aceto Corp. NASDAQ 6 2 20%
ROCKb:xcse Rockwool International B CSE 4 1 20%
COH:xnys Coach Inc. NYSE 3 1 10%
BP:xnys BP Plc NYSE 3 1 10%
SAS:xcse SAS AB CSE 7 3 40%
IC:xcse IC Group A/S CSE 8 3 40%
CELG:xnas Celgene Corp. NASDAQ 3 1 10%
RILBA:xcse Ringkjøbing Landbobank CSE 4 3 40%
MTRX:xnas Matrix Service Co. NASDAQ 8 3 40%
ABE:xmce Abertis Infraestructuras SA SIBE 3 1 10%
CBB:xnys Cincinnati Bell NYSE 5 3 40%
OSK:xnys Oshkosh Corp. NYSE 4 2 20%
KGC:xnys Kinross Gold Corp. NYSE 5 2 20%
AU:xnys Anglogold Ltd (ADR) NYSE 5 2 20%
BVN:xnys Compañia de Minas Buenaventura SA NYSE 4 3 40%
VLO:xnys Valero Energy NYSE 3 1 10%
LNG:xase Cheniere Energy AMEX 4 2 20%
TDY:xnys Teledyne Tech. NYSE 3 1 10%
STE:xnys Steris Corp. NYSE 3 1 10%
ERF:xnys Enerplus Corporation NYSE 5 2 20%
CLS:xnys Celestica Inc. NYSE 4 2 20%
MAERSKb:xcse A.P. Møller - Mærsk B CSE 3 1 20%
MAERSKa:xcse A.P. Møller - Mærsk A CSE 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CCK:xnys Crown Holdings NYSE 3 2 20%
CYH:xnys Community Health System NYSE 4 3 40%
UNT:xnys Unit Corporation NYSE 7 3 40%
NOBI:xome Nobia AB SSE 5 2 20%
DKS:xnys Dicks Sporting NYSE 3 1 10%
ARIA:xnas ARIAD Pharmaceuticals Inc. NASDAQ 5 2 20%
CYD:xnys China Yuchai NYSE 5 3 40%
INSM:xnas Insmed Inc. NSC 4 2 20%
GDSF:xpar Ramsay Generale de Sante SA PAR 5 2 20%
MAP:xmce Mapfre SA SIBE 3 1 10%
KEP:xnys Korea Electric Power Corporation NYSE 3 1 10%
SINA:xnas Sina Corp. NASDAQ 4 2 20%
RDY:xnys Dr. Reddys Laboratories Ltd NYSE 3 1 10%
SAP:xnys SAP SE NYSE 3 1 10%
SU:xnys Suncor Energy Inc. (NEW) NYSE 3 1 10%
PLD:xnys Prologis NYSE 4 2 20%
NBIX:xnas Neurocrine Biosciences Inc. NASDAQ 6 1 10%
PLT:xnys Plantronics NYSE 3 2 20%
GCO:xnys Genesco Inc. NYSE 5 2 20%
TLIT:xmil Telecom Italia MIL 3 1 10%
NLY:xnys Annaly Capital Management Inc. NYSE 4 2 20%
CAJ:xnys Canon Inc. NYSE 3 1 10%
IDXX:xnas Idexx Laboratories Inc. NASDAQ 5 1 10%
BEAV:xnas B/E Aerospace Inc. NASDAQ 3 2 20%
FNF:xnys Fidelity National Financial NYSE 3 1 10%
LM:xnys Legg Mason Inc. NYSE 3 1 10%
UGI:xnys UGI Corporation NYSE 3 1 10%
BBD:xnys Banco Bradesco NYSE 4 2 20%
CX:xnys Cemex S.A.B de C.V NYSE 4 3 40%
NVS:xnys Novartis NYSE 2 1 10%
FSJ:xlon Fisher (James) & Sons Plc LSE_SETS 6 3 40%
KMR:xlon Kenmare Resources Plc LSE_SETS 8 4 80%
RRS:xlon Randgold Resources LSE_SETS 3 1 10%
LUX:xmil Luxottica MIL 3 1 10%
GME:xnys GameStop Corp. NYSE 4 2 20%
AKS:xnys AK Steel Holding Corp. NYSE 6 3 40%
RS:xnys Reliance Steel & Aluminum Co. NYSE 4 1 10%
EQIX:xnas Equinix Inc. NASDAQ 3 1 10%
APOG:xnas Apogee Enterprises Inc. NASDAQ 4 1 10%
AHT:xlon Ashtead Group Plc LSE_SETS 4 2 20%
GRMN:xnas Garmin Ltd NASDAQ 3 1 10%
RDN:xnys Radian Group Inc. NYSE 3 2 20%
EAT:xnys Brinker International Inc. NYSE 3 1 10%
IRM:xnys Iron Mountain Inc. NYSE 4 2 20%
ADTN:xnas ADTRAN Inc. NASDAQ 5 2 20%
RCII:xnas Rent-A-Center Inc. NASDAQ 7 2 20%
CHS:xnys Chicos FAS Inc. NYSE 3 1 10%
AAP:xnys Advance Auto Parts Inc. NYSE 3 1 10%
CHU:xnys China Unicom NYSE 4 1 10%
ABAX:xnas ABAXIS Inc. NASDAQ 5 2 20%
NVAX:xnas Novavax Inc. NASDAQ 6 2 20%
SOHU:xnas Sohu.com Inc. NASDAQ 4 1 10%
LUPE:xome Lundin Petroleum AB SSE 5 1 10%
SWN:xnys Southwestern Energy Co. NYSE 4 2 20%
JBSS:xnas John B. Sanfilippo & Son Inc. NASDAQ 6 3 40%
TWX:xnys Time Warner Inc. NYSE 3 1 10%
GSH:xnys Guangshen Railway Co. Ltd NYSE 8 1 10%
ANH:xnys Anworth Mortgages NYSE 5 2 20%
BOH:xnys Bank of Hawaii Corp. NYSE 3 2 20%
SJR:xnys Shaw Communications Inc. NYSE 3 1 10%
PTR:xnys PetroChina Company Ltd NYSE 3 1 10%
ECA:xnys EnCana Corp. NYSE 4 2 20%
ALTR:xpar Altran Technology PAR 4 2 20%
STOXX50EEX:xetr iShares DJ EURO STOXX 50 (DE) XETR_ETF 3 1 20%
CPSI:xnas Computer Programs & Systems NASDAQ 5 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IFN:xnys The India Fund Inc. NYSE 3 1 20%
BIIB:xnas Biogen Inc. NASDAQ 3 1 10%
ACXM:xnas Acxiom Corp. NASDAQ 4 1 10%
ATW:xnys Atwood Oceanics Inc. NYSE 5 3 40%
BHE:xnys Benchmark Electronics Inc. NYSE 4 2 20%
CBT:xnys Cabot Corporation NYSE 4 1 10%
CBM:xnys Cambrex Corporation NYSE 5 1 10%
PLCE:xnas Children's Place Inc. NASDAQ 3 2 20%
KYGa:xlon Kerry Group Plc LSE_SETS 4 1 20%
PDG:xlon Pendragon Plc LSE_SETS 6 3 40%
CLB:xnys Core Laboratories NV NYSE 4 1 10%
DBD:xnys Diebold Inc. NYSE 3 2 20%
DCI:xnys Donaldson Co. Inc. NYSE 3 1 10%
SSP:xnys The E.W. Scripps Company NYSE 6 2 20%
EW:xnys Edwards Lifesciences Corp. NYSE 3 1 10%
FOSL:xnas Fossil Inc. NASDAQ 4 2 20%
HAIN:xnas Hain Celestial Group, Inc. (The) NASDAQ 4 2 20%
HAR:xnys Harman International Ind. Inc. NYSE 5 1 10%
HRS:xnys Harris Corp. NYSE 3 1 10%
IDCC:xnas InterDigital Inc. NASDAQ 3 1 10%
SJM:xnys JM Smucker Company NYSE 3 1 10%
LZB:xnys La-Z-Boy Incorporated NYSE 4 1 10%
LPNT:xnas LifePoint Health Inc. NASDAQ 3 2 20%
MSM:xnys Msc Industries Direct Co. Inc. NYSE 3 1 10%
NATI:xnas National Instruments Corp. NASDAQ 3 1 10%
NLS:xnys Nautilus Group, Inc. NYSE 7 3 40%
NFX:xnys Newfield Exploration Co. NYSE 5 2 20%
ORLY:xnas O'Reilly Automotive Inc. NASDAQ 3 1 10%
OII:xnys Oceaneering International Inc. NYSE 4 1 10%
PII:xnys Polaris Industries Inc. NYSE 3 1 10%
PLCM:xnas Polycom Inc. NASDAQ 5 1 10%
PSA:xnys Public Storage Inc. NYSE 4 2 20%
O:xnys Realty Income Corporation NYSE 4 2 20%
FLML:xnas Flamel Technologies SA NASDAQ 8 3 40%
ROP:xnys Roper Technologies Inc. NYSE 3 1 10%
CKH:xnys SEACOR Holdings Inc. NYSE 4 2 20%
JOE:xnys St Joe Co. NYSE 4 1 10%
SRCL:xnas Stericycle Inc. NASDAQ 3 1 10%
TFX:xnys Teleflex Inc. NYSE 3 2 20%
ACAS:xnas American Capital Ltd NASDAQ 5 2 20%
TTEC:xnas TeleTech Holdings Inc. NASDAQ 4 1 10%
UHS:xnys Universal Health Services Inc. NYSE 3 2 20%
VAR:xnys Varian Medical Systems Inc. NYSE 3 1 10%
WGO:xnys Winnebago Industries Inc. NYSE 5 3 40%
FLWS:xnas 1-800 FLOWERS.COM, Inc. NASDAQ 8 3 40%
WOOF:xnas VCA Inc. NASDAQ 3 1 10%
TRP:xnys TransCanada Corporation NYSE 3 1 10%
EGHT:xnas 8X8 Inc. NSC 5 2 20%
SSRI:xnas Silver Standard Resources Inc. NASDAQ 5 2 20%
ILMN:xnas Illumina Inc. NASDAQ 4 1 10%
PKX:xnys POSCO NYSE 3 1 10%
GERN:xnas Geron Corp. NASDAQ 6 3 40%
AGU:xnys Agrium Inc. NYSE 5 1 10%
STRA:xnas Strayer Education Inc. NASDAQ 5 3 40%
SIS:xmil SIAS SpA MIL 4 2 20%
CMI:xnys Cummins Inc. NYSE 3 1 10%
ABB:xnys ABB Ltd NYSE 2 1 10%
SMP:xlon St. Modwen Properties Plc LSE_SETS 5 3 40%
RGU:xlon Regus Group Plc LSE_SETS 4 2 20%
DEPO:xnas DepoMed Inc. NASDAQ 5 2 20%
PGH:xnys Pengrowth Energy Corp. NYSE 4 2 20%
HNP:xnys Huaneng Power International Inc. NYSE 6 2 20%
NANO:xnas Nanometrics Inc. NASDAQ 6 3 40%
IMOS:xnas Chipmos Technologies Bermuda Ltd NSC 5 3 40%
C07:xses Jardine C & C SGX-ST 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
AUO:xnys AU Optronics Corp. NYSE 4 3 40%
JFJ:xlon JPMorgan Japanese Inv Trust Plc LSE_SETS 4 2 20%
SPIL:xnas Siliconware Precision Industries Co. Ltd NASDAQ 4 2 20%
PXD:xnys Pioneer Natural Resources Co. NYSE 3 1 10%
BKH:xnys Black Hills Corp. NYSE 4 1 10%
ACH:xnys Aluminum Corp. of China Ltd NYSE 6 1 10%
S53:xses SMRT Corporation Ltd SGX-ST 4 1 20%
TNP:xnys Tsakos Energy Navigation Ltd NYSE 6 3 40%
NICE:xnas NICE Ltd NASDAQ 3 2 20%
ITV:xlon ITV Plc LSE_SETS 4 1 10%
EXP:xnys Eagle Materials Inc. NYSE 4 1 10%
UTDI:xetr United Internet AG FSE 3 1 10%
OMCL:xnas Omnicell Inc. NASDAQ 4 1 10%
ACA:xpar Credit Agricole PAR 3 2 20%
DG:xpar Vinci PAR 3 1 10%
RI:xpar Pernod-Ricard PAR 3 1 10%
MTC:xlon Mothercare Plc LSE_SETS 6 3 40%
IBN:xnys ICICI Bank Ltd NYSE 3 1 10%
REV:xnys Revlon Inc. NYSE 5 3 40%
TSO:xnys Tesoro Petroleum Corp. NYSE 5 2 20%
TASR:xnas TASER International Inc. NASDAQ 6 1 10%
MTB:xnys M&T Bank Corp. NYSE 3 1 10%
BLD:xasx Boral Ltd ASX 3 1 10%
COH:xasx Cochlear Ltd ASX 4 1 10%
NCM:xasx Newcrest Mining Ltd ASX 4 1 10%
ORG:xasx Origin Energy Ltd ASX 4 1 10%
AMED:xnas Amedisys Inc. NASDAQ 5 1 10%
VED:xlon Vedanta Resources Plc LSE_SETS 6 3 40%
TTC:xnys Toro Company NYSE 3 1 10%
PENN:xnas Penn National Gaming Inc. NASDAQ 4 3 40%
CCJ:xnys Cameco Corporation NYSE 4 1 10%
YAR:xosl Yara International OSE 3 1 20%
NFLX:xnas Netflix Inc. NASDAQ 5 2 20%
WYNN:xnas Wynn Resorts Ltd NASDAQ 5 2 20%
LNDC:xnas Landec Corp. NASDAQ 8 3 40%
TKF:xnys The Turkish Investment Fund Inc. NYSE 5 2 20%
SWIR:xnas Sierra Wireless, Inc. NASDAQ 4 3 40%
AXL:xnys American Axle & Manufacturing Holdings, Inc. NYSE 3 2 20%
ATU:xnys Actuant Corporation NYSE 3 1 10%
MGLN:xnas Magellan Health Inc. NASDAQ 4 1 10%
CEF:xase Central Fund of Canada Ltd AMEX 3 1 20%
GRA:xnys W R Grace & Co. NYSE 4 1 10%
HSV:xlon Homeserve Plc LSE_SETS 4 2 20%
CAL:xlon Capital & Regional Plc LSE_SETS 5 2 20%
TPT:xlon Topps Tiles Plc LSE_SETS 6 5 100%
FHN:xnys First Horizon National Corporation NYSE 3 2 20%
AGFAt:xbru Agfa-Gevaert BRU 7 3 40%
BAR:xbru Barco BRU 5 3 40%
BEKB:xbru Bekaert BRU 4 2 20%
COFB:xbru Cofinimmo SA BRU 3 1 20%
COLR:xbru Colruyt BRU 3 1 20%
BKIR:xlon Bank of Ireland LSE_SETS 4 2 20%
ITG:xnys Investment Technology Group Inc. NYSE 5 2 20%
SCLN:xnas SciClone Pharmaceuticals Inc. NASDAQ 7 2 20%
UDG:xlon UDG Healthcare Plc LSE_SETS 4 2 20%
ANN:xasx Ansell Ltd ASX 4 3 40%
APN:xasx APN News & Media Ltd ASX 5 3 40%
ASX:xasx Australian Stock Exchange Ltd ASX 3 1 10%
CGF:xasx Challenger Financial Services Group Ltd ASX 3 1 10%
CPU:xasx Computershare Ltd ASX 3 3 40%
HVN:xasx Harvey Norman Holdings Ltd ASX 4 2 20%
ILU:xasx Iluka Resources Ltd ASX 4 2 20%
IOF:xasx Investa Office Fund ASX 3 1 10%
TEP:xlon Telecom Plus Plc LSE_SETS 5 2 20%
OSH:xasx Oil Search Ltd ASX 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SHL:xasx Sonic Healthcare Ltd ASX 3 1 10%
TCL:xasx Transurban Group ASX 5 1 10%
TEN:xasx Ten Network Holdings Ltd ASX 8 3 40%
ORI:xasx Orica Ltd ASX 3 1 10%
CLI:xlon CLS Holdings Plc LSE_SETS 6 3 40%
ACN:xnys Accenture Plc NYSE 2 1 10%
AVT:xnys Avnet Inc. NYSE 3 1 10%
NTGR:xnas Netgear Inc. NASDAQ 6 1 10%
CSN:xlon Chesnara Plc LSE_SETS 6 3 40%
NTCT:xnas NetScout Systems Inc. NASDAQ 3 1 10%
HFD:xlon Halfords Group Plc LSE_SETS 5 3 40%
CAC:xpar Lyxor UCITS ETF CAC 40 PAR 3 1 20%
CRM:xnys Salesforce.com Inc. NYSE 5 1 10%
SAB:xmce Banco De Sabadell SA SIBE 5 2 20%
ABC:xasx Adelaide Brighton Ltd ASX 4 2 20%
APA:xasx APA Group ASX 3 1 10%
AWE:xasx Australian Worldwide Exploration Ltd ASX 7 3 40%
BEN:xasx Bendigo & Adelaide Bank Ltd ASX 3 1 10%
BOQ:xasx Bank Of Queensland Ltd ASX 3 1 10%
BWP:xasx Bunnings Warehouse Property Trust ASX 4 2 20%
CTX:xasx Caltex Australia Ltd ASX 4 1 10%
DOW:xasx Downer Edi Ltd ASX 4 3 40%
SCHN:xnas Schnitzer Steel Industries Inc. NASDAQ 6 3 40%
GUD:xasx G.U.D. Holdings Ltd ASX 6 3 40%
IRE:xasx Iress Market Technology Ltd ASX 4 2 20%
NUF:xasx Nufarm Ltd ASX 4 2 20%
PPT:xasx Perpetual Limited ASX 4 2 20%
RHC:xasx Ramsay Health Care Ltd ASX 4 1 10%
RIC:xasx Ridley Corp. Ltd ASX 7 3 40%
UGL:xasx United Group Ltd ASX 8 3 40%
VRL:xasx Village Roadshow Ltd ASX 6 3 40%
WOR:xasx Worleyparsons Ltd ASX 5 3 40%
IFL:xasx Ioof Holdings Ltd ASX 4 2 20%
DKILAT:xcse Danske Invest Latinamerika UIAB CSE_INV 4 2 20%
NG:xase NovaGold Resources Inc. AMEX 6 2 20%
BDC:xnys Belden Inc. NYSE 4 2 20%
RDWR:xnas Radware Ltd NASDAQ 4 3 40%
GFS:xlon G4S Plc LSE_SETS 3 1 10%
CHL:xnys China Mobile (Hong Kong) Ltd NYSE 3 1 10%
NTES:xnas NetEase Inc. NASDAQ 4 1 10%
CTRP:xnas Ctrip.com International Ltd NASDAQ 4 1 10%
LFC:xnys China Life Insurance Company Ltd NYSE 4 1 10%
BWA:xnys BorgWarner Inc. NYSE 3 1 10%
FDP:xnys Fresh Del Monte Produce Inc. NYSE 4 1 10%
FCFS:xnas First Cash Financial Services Incorporated NASDAQ 4 2 20%
AMKR:xnas Amkor Technology Incorporated NASDAQ 5 2 20%
TRMB:xnas Trimble Navigation Ltd NASDAQ 3 1 10%
MDRX:xnas Allscripts Healthc Sol. Inc. NASDAQ 3 1 10%
WIRE:xnas Encore Wire Corp. NASDAQ 5 2 20%
JKHY:xnas Jack Henry & Associates Inc. NASDAQ 3 1 10%
SVS:xlon Savills Plc LSE_SETS 5 3 40%
CCR:xlon C&C Group Plc LSE_SETS 4 2 20%
APH:xnys Amphenol Corp. NYSE 3 1 10%
NOKS:xetr Nokia Corp. XETR_STARS 4 2 20%
NBL:xnys Noble Energy Inc. NYSE 3 1 10%
FLIR:xnas FLIR Systems Inc. NASDAQ 3 1 10%
HMC:xnys Honda Motor Co., Ltd NYSE 3 1 10%
RAI:xnys Reynolds American Inc. NYSE 3 1 10%
AMT:xnys American Tower Corp. NYSE 5 2 20%
ASCN:xswx Ascom AG-R SWX 5 3 40%
EPED:xpar Faurecia PAR 4 2 20%
KFY:xnys Korn/Ferry International NYSE 4 1 10%
KF:xnys The Korea Fund Inc. NYSE 4 2 20%
TKC:xnys Turkcell Iletisim Hizmetleri A.S NYSE 5 1 10%
SFL:xnys Ship Finance International Limited NYSE 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CHN:xnys The China Fund Inc. NYSE 3 1 20%
PUBP:xpar Publicis Groupe PAR 4 1 10%
TGS:xosl TGS-NOPEC Geophysical Company OSE 4 1 20%
PGS:xosl Petroleum Geo-Services OSE 7 4 80%
OUT1V:xhel Outokumpu Oyj HSE 5 2 20%
HTG:xlon Hunting Plc LSE_SETS 6 3 40%
ACE:xmil Acea MIL 4 3 40%
BZU:xmil Buzzi Unicem MIL 4 2 20%
CASS:xmil Cattolica Ass MIL 4 2 20%
VRNT:xnas Verint Systems Inc. NASDAQ 3 2 20%
CGEN:xnas Compugen Ltd NSC 6 3 40%
PMII:xmil Banca Popolare Di Milano BPM Bipiemme MIL 4 2 20%
MNDI:xmil Mondadori Editore SpA MIL 7 5 100%
XEC:xnys Cimarex Energy Co. NYSE 4 1 10%
PFD:xlon Premier Foods Plc LSE_SETS 6 3 40%
TRN:xmil Terna MIL 3 1 10%
SNY:xnys Sanofi NYSE 2 1 10%
SQN:xswx Swissquote Group N SWX 8 3 40%
WIT:xnys Wipro Ltd NYSE 4 1 10%
HDB:xnys HDFC Bank Ltd NYSE 3 1 10%
CHA:xnys China Telecom Corporation Ltd NYSE 6 1 10%
AWF:xnys AllianceBernstein Global High Income Fund Inc. NYSE 3 1 10%
DVN:xnys Devon Energy NYSE 3 2 20%
DB:xnys Deutsche Bank AG NYSE 4 1 10%
SOPR:xpar Sopra Steria Group SA PAR 4 3 40%
SKC:xasx Sky City Entertainment Group Ltd ASX 4 2 20%
FPH:xasx Fisher & Paykel Healthcare Corp. ASX 4 1 10%
FBU:xasx Fletcher Building Ltd ASX 4 2 20%
AIA:xasx Auckland International Airport Ltd ASX 4 1 10%
BHP:xnys BHP Billiton Ltd NYSE 4 1 10%
RYN:xnys Rayonier Inc. NYSE 3 1 10%
AINV:xnas Apollo Investment Corporation Com NASDAQ 3 1 20%
CRESY:xnas Cresud S.A.C.I.F. y A NASDAQ 5 3 40%
SMTC:xnas Semtech Corp. NASDAQ 8 1 10%
UMC:xnys United Microelectronics Corp. NYSE 4 2 20%
TL5:xmce Mediaset Espana Comunicacion SA SIBE 3 1 10%
BMRN:xnas Biomarin Pharma NASDAQ 4 3 40%
SGMS:xnas Scientific Games Corp. NASDAQ 5 3 40%
MBT:xnys Mobile TeleSystems PJSC NYSE 5 2 20%
BLX:xnys Banco Latinoamericano de Comercio Exterior SA NYSE 5 1 10%
COLM:xnas Columbia Sportswear Co. NASDAQ 4 1 10%
PBT:xnys Permian Basin Realty Trust NYSE 8 3 40%
SBR:xnys Sabine Royalty Trust NYSE 6 3 40%
SJT:xnys San Juan Basin Royalty Trust. NYSE 8 3 40%
PRT:xmil Esprinet MIL 7 3 40%
WKP:xlon Workspace Group PLC REIT LSE_SETS 4 2 20%
BBL:xnys BHP Billiton Plc NYSE 4 2 20%
CNX:xnys CONSOL Energy Inc. NYSE 6 3 40%
NTT:xnys Nippon Telegraph and Telephone Corp. NYSE 3 1 10%
SID:xnys Companhia Siderurgica Nacional NYSE 6 3 40%
SSL:xnys Sasol Ltd NYSE 4 1 10%
02801:xhkg iShares MSCI China Index ETF HKEX 4 2 20%
1721:xtks Comsys Holdings TYO 3 1 10%
8411:xtks Mizuho Financial TYO 3 1 10%
4063:xtks Shin-Etsu Chem TYO 3 1 10%
4324:xtks Dentsu TYO 4 1 10%
1963:xtks JGC Corporation TYO 4 1 10%
2282:xtks NH Foods Ltd TYO 4 1 10%
2768:xtks Sojitz Holdings TYO 4 1 10%
6674:xtks GS Yuasa Corp. TYO 3 1 10%
9766:xtks Konami Holdings Corp. TYO 3 1 10%
9984:xtks Softbank TYO 5 2 20%
AVV:xlon Aveva Group Plc LSE_SETS 5 2 20%
BAB:xlon Babcock International Group Plc LSE_SETS 3 1 10%
BAG:xlon Barr (AG) Plc LSE_SETS 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BEE:xlon Baring Emerging Europe Plc LSE_SETS 3 1 10%
BGFD:xlon Baillie Gifford Japan Trust Plc LSE_SETS 3 1 10%
BRW:xlon Brewin Dolphin LSE_SETS 5 3 40%
BYG:xlon Big Yellow Group Plc LSE_SETS 4 2 20%
CHG:xlon Chemring Group Plc LSE_SETS 6 3 40%
CKN:xlon Clarkson LSE_SETS 5 3 40%
COST:xlon Costain Group Plc LSE_SETS 6 3 40%
CWK:xlon Cranswick LSE_SETS 4 2 20%
DPLM:xlon Diploma LSE_SETS 6 3 40%
DTY:xlon Dignity Plc LSE_SETS 4 2 20%
DVO:xlon Devro Plc LSE_SETS 6 3 40%
E2V:xlon E2V Tech. LSE_SETS 6 3 40%
EFM:xlon Edinburgh Dragon Trust Plc LSE_SETS 3 1 10%
ELM:xlon Elementis LSE_SETS 5 2 20%
FAS:xlon Fidelity Asian Values Plc LSE_SETS 3 1 10%
FENR:xlon Fenner Plc LSE_SETS 6 3 40%
FSTA:xlon Fuller, Smith & Turner 'A' Ord LSE_SETS 6 3 40%
FSV:xlon Fidelity Special Values Plc LSE_SETS 3 1 10%
GFRD:xlon Galliford Try Plc LSE_SETS 5 3 40%
HILS:xlon Hill & Smith Hldgs Plc LSE_SETS 6 3 40%
HLCL:xlon Helical Plc LSE_SETS 6 3 40%
HRI:xlon Herald Investment Trust Plc LSE_SETS 3 1 10%
IMG:xlon Imagination Tech. LSE_SETS 6 3 40%
ITE:xlon ITE Group LSE_SETS 6 3 40%
JD:xlon JD Sports Fashion Plc LSE_SETS 6 2 20%
JII:xlon JPMorgan Indian Invest Trust Plc LSE_SETS 3 1 10%
JMG:xlon JPMorgan Emg Mkts Invest Trust Plc LSE_SETS 3 1 10%
JPS:xlon JPMorgan Fleming Japanese Smllr Cos IT Plc LSE_SETS 3 1 10%
KIE:xlon Kier Group LSE_SETS 5 2 20%
KLR:xlon Keller Group LSE_SETS 5 3 40%
LOOK:xlon Lookers Plc LSE_SETS 6 3 40%
LVD:xlon Lavendon Group Plc LSE_SETS 6 5 100%
MAJE:xlon Majedie Inv. Plc LSE_SETS 5 2 20%
MCB:xlon Mcbride LSE_SETS 6 3 40%
MGNS:xlon Morgan Sindall LSE_SETS 6 3 40%
MNP:xlon Martin C Portfolio LSE_SETS 3 1 10%
MNZS:xlon Menzies (John) Plc LSE_SETS 6 3 40%
PAC:xlon Pacific Assets Trust LSE_SETS 3 1 10%
RCDO:xlon Ricardo Plc LSE_SETS 6 3 40%
RPC:xlon RPC Group LSE_SETS 4 2 20%
RTN:xlon Restaurant Group LSE_SETS 5 3 40%
RWA:xlon Robert Walters LSE_SETS 6 3 40%
SNR:xlon Senior LSE_SETS 5 3 40%
UTG:xlon Unite Group LSE_SETS 4 2 20%
VP:xlon VP LSE_SETS 6 3 40%
VTC:xlon The Vitec Group LSE_SETS 6 3 40%
WIN:xlon Wincanton LSE_SETS 6 5 100%
AKER:xosl Aker ASA OSE 4 1 20%
AMEAS:xhel Amer A HSE 4 1 10%
ATRAV:xhel Atria Group Plc HSE 7 5 100%
FIA1S:xhel Finnair HSE 8 2 20%
HUH1V:xhel Huhtamaki Oyj HSE 4 1 10%
KESBV:xhel Kesko B HSE 4 1 20%
LAT1V:xhel Lassila&Tikanoja HSE 5 2 20%
NRE1V:xhel Nokian Renkaat HSE 4 1 20%
PKC1V:xhel PKC Group HSE 7 3 40%
RAIVV:xhel Raisio Group HSE 6 2 20%
RMR1V:xhel Ramirent HSE 6 2 20%
SDA1V:xhel Sponda Oyj HSE 4 1 10%
STCBV:xhel Stockmann B HSE 7 3 40%
UNR1V:xhel Uponor HSE 4 2 20%
YTY1V:xhel Yit-Yhtyma HSE 5 2 20%
DUE:xasx Duet Group ASX 4 1 10%
IVC:xasx Invocare ASX 4 3 40%
JBH:xasx JB HI-FI ASX 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BPT:xnys BP Prudhoe Bay NYSE 8 3 40%
ELE:xpar Euler Hermes Group SA PAR 3 1 10%
CNPP:xpar CNP Assurances PAR 4 1 10%
IIF:xnys Morgan Stanley India Investment Fund Inc. NYSE 3 1 20%
ZURN:xvtx Zurich Insurance Group AG VX 2 1 20%
UHR:xvtx Swatch Group AG VX 3 1 20%
SCMN:xvtx Swisscom AG VX 3 1 20%
SYNN:xvtx Syngenta AG VX 5 1 20%
SGSN:xvtx SGS SA VX 3 1 20%
ROG:xvtx Roche Holding AG VX 2 1 20%
NAT:xnys Nordic American Tanker Shipping Ltd NYSE 4 1 10%
MTW:xnys Manitowoc Company Inc. NYSE 4 3 40%
MMTP:xpar Metropole TV PAR 4 2 20%
LONN:xvtx Lonza Group AG VX 4 1 20%
GIVN:xvtx Givaudan VX 3 1 20%
CLN:xvtx Clariant AG VX 4 1 20%
CFR:xvtx Compagnie Financiere Richemont AG VX 3 1 20%
CSGN:xvtx Credit Suisse Group AG VX 3 1 20%
BALN:xvtx Baloise Holdings AG VX 3 1 20%
ABBN:xvtx ABB Ltd VX 2 1 20%
ADEN:xvtx Adecco Group Inc. VX 4 1 20%
SBS:xnys Companhia de Saneamento Basico (SABESP) NYSE 5 2 20%
AMP:xmil Amplifon SpA MIL 4 1 20%
AST:xmil Astaldi MIL 5 3 40%
AZMT:xmil Azimut Holding SpA MIL 4 3 40%
BNSI:xmil Beni Stabili SpA MIL 5 2 20%
BSS:xmil Biesse SpA MIL 6 3 40%
BRBI:xmil Brembo SpA MIL 4 1 20%
BZUr:xmil Buzzi Unicem SpA MIL 6 2 20%
CEMI:xmil Cementir Holding SpA MIL 5 3 40%
CIRX:xmil Cir MIL 5 2 20%
EMBI:xmil Credito Emiliano SpA MIL 4 2 20%
LUMI_SDB:xome Lundin Mining Corporation SDB SSE 6 2 20%
APRL:xpar April Group PAR 6 3 40%
ATOS:xpar Atos PAR 3 1 10%
BAIN:xpar Bains Mer Monaco PAR 7 3 40%
CHBE:xpar Chantiers Beneteau PAR 6 3 40%
BICP:xpar Bic PAR 4 1 10%
BOI:xpar Boiron SA PAR 6 2 20%
BON:xpar Bonduelle PAR 5 3 40%
CBLP:xpar Mersen PAR 8 3 40%
CGD:xpar Cegid Group PAR 6 3 40%
DIOR:xpar Christian Dior PAR 3 1 20%
AVMD:xpar Dassault Aviation PAR 4 1 20%
ERMT:xpar Eramet PAR 4 3 40%
EURA:xpar Eurazeo PAR 4 2 20%
EDLP:xpar Euro Disney SCA PAR 8 3 40%
FLYP:xpar Fonciere Lyonnaise PAR 4 2 20%
GFCP:xpar Gecina Nom. PAR 4 2 20%
GLTN:xpar GL Events PAR 6 3 40%
GPBN:xpar Bourbon Corp. PAR 4 3 40%
PARP:xpar Groupe Partouche PAR 8 3 40%
ILD:xpar Iliad SA PAR 3 1 10%
IMTP:xpar Imerys PAR 4 2 20%
INGC:xpar Ingenico Group SA PAR 4 2 20%
ISOS:xpar Ipsos PAR 4 3 40%
JCDX:xpar J C Decaux PAR 4 1 10%
KBH:xpar Kaufman et Broad PAR 6 2 20%
LOIM:xpar Klepierre SA PAR 3 1 10%
GFII:xpar LISI PAR 5 3 40%
MANP:xpar Manitou BF PAR 6 3 40%
CNAT:xpar Natixis PAR 3 2 20%
NPOS:xpar Neopost PAR 4 3 40%
NEXS:xpar Nexans PAR 5 2 20%
SONO:xpar NRJ Group PAR 5 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PVAC:xpar Pierre Vacances PAR 8 3 40%
PYHE:xpar Haulotte Group PAR 7 3 40%
RADP:xpar Radiall PAR 8 3 40%
GENC:xpar Rallye SA PAR 4 3 40%
RCOP:xpar Remy Cointreau PAR 3 2 20%
SAMS:xpar Samse NV PAR 6 3 40%
SEBF:xpar S.E.B. PAR 6 1 10%
ROCH:xpar Teleperformance PAR 5 2 20%
STF:xpar Stef PAR 5 3 40%
TESI:xpar Tessi SA PAR 6 3 40%
TRIA:xpar Trigano SA PAR 7 3 40%
UBIP:xpar Ubisoft Entertainment PAR 4 3 40%
UFFP:xpar Union Financiere de France Banque PAR 7 3 40%
VCTP:xpar Vicat PAR 4 2 20%
VILM:xpar Vilmorin & Cie PAR 4 2 20%
VIRB:xpar Virbac PAR 4 2 20%
MWDP:xpar Wendel PAR 3 1 10%
ASMI:xams ASM International NV AMS 3 2 20%
BAMN:xams BAM Groep NV (Koninklijke) AMS 4 3 40%
HUDN:xams Hunter Douglas NV AMS 5 1 20%
VOPA:xams Koninklijke Vopak NV AMS 3 1 10%
DANI:xmil Danieli & C MIL 4 2 20%
DANIr:xmil Danieli & C Rsp MIL 5 2 20%
CPR:xmil Campari MIL 3 1 20%
ERG:xmil Erg SpA MIL 4 2 20%
GEO:xmil GEOX SpA MIL 5 2 20%
FRO:xnys Frontline Ltd NYSE 8 2 20%
ITAI:xmil Italcementi - Fabbriche Riunite Cemento SpA MIL 4 2 20%
JUVE:xmil Juventus Football Club SpA MIL 8 3 40%
RECI:xmil Recordati SpA MIL 4 1 20%
TLITn:xmil Telecom Italia SpA - Rsp MIL 3 2 20%
TOD:xmil Tod'S MIL 4 2 20%
GOOD:xnas Gladstone Commercial Corp. NASDAQ 6 3 40%
LFL:xnys LATAM Airlines Group SA NYSE 4 2 20%
ALNY:xnas Alnylam Pharmaceuticals Inc. NASDAQ 5 2 20%
IAM:xpar Maroc Telecom PAR 4 1 10%
SAFM:xnas Sanderson Farms Inc. NASDAQ 4 1 10%
MAUP:xpar Maurel et Prom PAR 4 3 40%
NKTR:xnas Nektar Therapeutics NASDAQ 6 1 10%
ADM:xlon Admiral Group Plc LSE_SETS 3 1 10%
DTG:xlon Dart Group Plc LSE_SETS 6 3 40%
PAY:xlon PayPoint Plc LSE_SETS 6 3 40%
XPP:xlon XP Power Plc LSE_SETS 8 3 40%
SNI:xosl Stolt-Nielsen Ltd OSE 4 2 20%
LBTYA:xnas Liberty Global Plc - Class A NASDAQ 3 1 10%
GPN:xnys Global Payments NYSE 3 2 20%
KLIC:xnas Kulicke & Soffa Industries Inc. NASDAQ 6 2 20%
ORA:xnys Ormat Technologies Inc. NYSE 4 1 10%
ORBK:xnas Orbotech Ltd NASDAQ 8 2 20%
MT:xnys ArcelorMittal NYSE 5 2 20%
AAC:xasx Australian Agricultural Company Ltd ASX 5 3 40%
ASB:xasx Austal Ltd ASX 5 3 40%
BPT:xasx Beach Energy ASX 6 3 40%
CAB:xasx Cabcharge Australia Ltd ASX 8 3 40%
LEP:xasx ALE Property Group ASX 6 3 40%
PMC:xasx Platinum Capital Ltd ASX 6 3 40%
PRG:xasx Programmed Maintenance Services Ltd ASX 8 3 40%
RSG:xasx Resolute Mining Ltd ASX 8 3 40%
SAI:xasx SAI Global Ltd ASX 5 3 40%
SRX:xasx SIRTeX Medical Ltd ASX 6 2 20%
SUL:xasx Super Retail Group Ltd ASX 4 2 20%
TNE:xasx Technology One Ltd ASX 5 1 10%
WSA:xasx Western Areas NL ASX 7 3 40%
ABMD:xnas Abiomed Inc. NASDAQ 6 1 10%
BITI:xpar ABC Arbitrage PAR 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IML:xpar Affine R.E. PAR 6 3 40%
FAIP:xpar Faiveley SA PAR 5 2 20%
ORP:xpar Orpea PAR 4 2 20%
RUBF:xpar Rubis PAR 4 2 20%
TK:xnys Teekay Corporation NYSE 4 3 40%
MOS:xnys Mosaic Company (The) NYSE 3 1 10%
WTW:xnys Weight Watchers International Inc. NYSE 8 3 40%
ISRG:xnas Intuitive Surgical Inc. NASDAQ 4 1 10%
KMT:xnys Kennametal Inc. NYSE 4 1 10%
RY:xnys Royal Bank of Canada NYSE 3 1 10%
TPC:xnys Tutor Perini Corp. NYSE 5 2 20%
HCN:xnys Welltower Inc. NYSE 4 2 20%
NMR:xnys Nomura Holdings Inc. NYSE 3 2 20%
USG:xnys USG Corp. NYSE 4 2 20%
VAS:xmil Vittoria Assicurazioni MIL 5 2 20%
SYNA:xnas Synaptics Inc. NASDAQ 4 1 10%
OSTK:xnas Overstock Com Inc. NASDAQ 6 3 40%
LXSG:xetr Lanxess AG FSE 4 1 10%
FEIC:xnas FEI Co. NASDAQ 3 1 10%
JCOM:xnas j2 Global Inc. NASDAQ 3 2 20%
CBD:xnys Companhia Brasileira de Distribuicao NYSE 4 3 40%
ELP:xnys Companhia Paranaense de Energia - COPEL NYSE 5 3 40%
TSU:xnys TIM Participacoes SA NYSE 4 1 10%
HIW:xnys Highwoods Properties Inc. NYSE 3 1 10%
TUES:xnas Tuesday Morning Corp. NASDAQ 6 3 40%
ANDR:xwbo Andritz AG VIE 4 1 20%
RHIV:xwbo RHI AG VIE 4 2 20%
VERB:xwbo Verbund AG VIE 4 1 20%
BWTV:xwbo BWT AG VIE 7 3 40%
MMKV:xwbo Mayr Melnhof Karton AG VIE 4 1 20%
VIEV:xwbo Flughafen Wien AG VIE 5 1 20%
ERST:xwbo Erste Group Bank AG VIE 4 2 20%
OMVV:xwbo OMV AG VIE 3 1 20%
TELA:xwbo Telekom Austria AG (AUST) VIE 3 1 20%
VOES:xwbo Voestalpine AG VIE 3 1 20%
EVNV:xwbo EVN AG VIE 4 1 20%
PALF:xwbo Palfinger AG VIE 5 2 20%
WBSV:xwbo Wienerberger AG VIE 4 2 20%
EXAS:xnas Exact Sciences Corp. NSC 6 4 80%
ERJ:xnys Embraer SA NYSE 3 3 40%
PZE:xnys Petrobras Energia Participaciones SA NYSE 5 3 40%
EUFI:xpar Eurofins Scientific PAR 4 1 10%
NCOX:xpar Nicox SA PAR 8 3 40%
IGD:xmil IGD - Immobiliare Grande Distribuzione SpA MIL 5 2 20%
TAP:xnys Molson Coors Brewing Co. NYSE 3 1 10%
ADRE:xnas NASDAQ BLDRS Emerging Markets 50 ADR Index Fund NASDAQ 3 1 10%
DRI:xetr Drillisch AG FSE 4 1 10%
CP:xnys Canadian Pacific Railway Ltd NYSE 3 1 10%
STO:xnys Statoil ASA NYSE 2 1 10%
QGEN:xetr Qiagen NV FSE 4 2 20%
CLF:xnys Cliffs Natural Resources Inc. NYSE 6 4 80%
EXEL:xnas Exelixis Inc. NASDAQ 7 2 20%
NOV:xnys National Oilwell Varco Inc. NYSE 3 1 10%
CBG:xnys CB Richard Ellis Group Inc. NYSE 3 1 10%
BYD:xnys Boyd Gaming Corp. NYSE 3 3 40%
JYIINA:xcse Jyske Invest Indiske Aktier CSE_INV 5 2 20%
JYIKI:xcse Jyske Invest Kinesiske Akt. ABIU CSE_INV 4 2 20%
GGB:xnys Gerdau SA NYSE 7 2 20%
BYW6:xetr BayWa AG vNa FSE 4 2 20%
TSRA:xnas Tessera Technologies NASDAQ 4 1 10%
FLT:xasx Flight Centre Travel Group Ltd ASX 4 2 20%
API:xasx Australian Pharmaceutical Industries Ltd ASX 6 3 40%
FMG:xasx Fortescue Metals Group Ltd ASX 5 2 20%
IGO:xasx Independence Group NL ASX 5 3 40%
SBO:xwbo Schoeller-Bleckmann Oilfield Equipment AG VIE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MIDD:xlon iShares FTSE 250 UCITS ETF LSE_ETF 4 2 20%
NDAQ:xnas NASDAQ Inc. NASDAQ 3 1 10%
AALB:xams Aalberts Industries NV AMS 3 2 20%
SHLD:xnas Sears Holdings Corp. NASDAQ 7 4 80%
ASR:xnys Grupo Aeroportuario del Sureste SA NYSE 4 2 20%
CIB:xnys Bancolombia SA NYSE 3 1 20%
CMC:xnys Commercial Metals Co. NYSE 4 2 20%
CMN:xnys Cantel Medical Corp. NYSE 5 1 10%
CMTL:xnas Comtech Telecommunications Corp. NASDAQ 7 5 100%
EZPW:xnas Ezcorp Inc. NASDAQ 8 3 40%
HUBG:xnas Hub Group Inc. NASDAQ 4 1 10%
JBHT:xnas JB Hunt Transport Services Inc. NASDAQ 3 1 10%
MDC:xnys M.D.C. Holdings Inc. NYSE 3 2 20%
MIDD:xnas Middleby Corp. NASDAQ 3 1 10%
MSD:xnys Morgan Stanley Emerging Markets Debt Fund Inc. NYSE 4 2 20%
MTH:xnys Meritage Homes Corp. NYSE 4 2 20%
PNRA:xnas Panera Bread Co. NASDAQ 4 1 10%
QSII:xnas Quality Systems Inc. NASDAQ 5 2 20%
RAVN:xnas Raven Industries Inc. NASDAQ 5 3 40%
SNHY:xnas Sun Hydraulics Corp. NASDAQ 5 2 20%
SQM:xnys Sociedad Quimica y Minera de Chile SA NYSE 4 1 10%
STLD:xnas Steel Dynamics Inc. NASDAQ 4 2 20%
TS:xnys Tenaris SA NYSE 4 1 10%
URBN:xnas Urban Outfitters Inc. NASDAQ 3 2 20%
ANSS:xnas Ansys Inc. NASDAQ 4 1 10%
IMO:xase Imperial Oil Ltd AMEX 4 1 20%
4519:xtks Chugai Pharmaceutical Co. Ltd TYO 4 1 10%
4689:xtks Yahoo Japan Corp. TYO 3 1 10%
NILE:xnas Blue Nile Inc. NASDAQ 7 3 40%
HW:xnys Headwaters Inc. NYSE 4 2 20%
MTS:xasx Metcash Ltd ASX 6 2 20%
FINL:xnas Finish Line Inc. NASDAQ 3 2 20%
SSYS:xnas Stratasys Ltd NASDAQ 5 2 20%
DVA:xnys DaVita Inc. NYSE 3 2 20%
CEO:xnys CNOOC Ltd NYSE 3 1 10%
SYT:xnys Syngenta AG NYSE 5 1 10%
ALIVsdb:xome Autoliv Inc. SSE 5 1 20%
MIC_SDB:xome Millicom International Cellular SA SSE 4 2 20%
NES1V:xhel Neste Corp. HSE 4 1 20%
HUN:xnys Huntsman Corp. NYSE 3 2 20%
AEIS:xnas Advanced Energy Industries Inc. NASDAQ 4 1 10%
DNORD:xcse Dampskibsselskabet Norden CSE 5 2 20%
TENR:xmil Tenaris MIL 4 1 10%
AMBUb:xcse Ambu A/S B CSE 6 1 10%
MGM:xnys MGM Resorts Itl. NYSE 4 2 20%
BOS:xswx Bossard Holding AG SWX 5 3 40%
CNO:xnys CNO Financial Group Inc. NYSE 3 2 20%
PSPN:xswx PSP Swiss Property AG SWX 3 1 20%
GIMV:xbru GIMV BRU 4 3 40%
BCVN:xswx Banque Cantonale Vaudoise SWX 3 1 20%
TEMN:xswx Temenos Group SWX 5 2 20%
SAF:xpar Safran PAR 3 1 10%
LYG:xnys Lloyds Banking Grp NYSE 4 1 10%
NSU:xase Nevsun Resources Ltd AMEX 8 2 20%
4183:xtks Mitsui Chemicals Inc. TYO 3 2 20%
FABG:xome Fabege AB SSE 4 1 20%
SBMO:xams SBM Offshore NV AMS 4 2 20%
GGAL:xnas Grupo Financiero Galicia SA NSC 4 2 20%
MNKD:xnas MannKind Corp. NASDAQ 7 3 40%
STMN:xswx Straumann Holding Ltd SWX 5 1 20%
HLF:xnys Herbalife Ltd NYSE 5 1 10%
HSII:xnas Heidrick & Struggles International Inc. NASDAQ 6 3 40%
ALMB:xcse Alm. Brand Skadesforsikring A/S CSE 4 3 40%
CARLa:xcse Carlsberg A/S A CSE 3 1 10%
CARLb:xcse Carlsberg A/S B CSE 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
COLOb:xcse Coloplast B CSE 3 1 20%
DANSKE:xcse Danske Bank A/S CSE 2 1 20%
DFDS:xcse DFDS A/S CSE 4 1 20%
GN:xcse GN Store Nord A/S CSE 3 1 20%
JDAN:xcse Jeudan CSE 5 1 10%
JYSK:xcse Jyske Bank A/S CSE 3 1 20%
KBHL:xcse Københavns Lufthavne A/S CSE 8 1 20%
NKT:xcse NKT Holding A/S CSE 4 1 20%
RBREW:xcse Royal Unibrew A/S CSE 3 1 10%
SCHO:xcse Schouw & Co. A/S CSE 4 1 10%
SPNO:xcse Spar Nord Bank A/S CSE 4 3 40%
SYDB:xcse Sydbank AS CSE 4 2 20%
TIV:xcse Tivoli A/S CSE 7 3 40%
TOP:xcse Topdanmark A/S CSE 4 2 20%
UIE:xcse United International Enterprises Ltd CSE 5 2 20%
VWS:xcse Vestas Wind Systems A/S CSE 4 1 20%
WDH:xcse William Demant Holding A/S CSE 3 2 20%
NOVOb:xcse Novo Nordisk A/S CSE 3 1 20%
PAALb:xcse Per Aarsleff Holdings A/S CSE 5 3 40%
ROCKa:xcse Rockwool International A/S CSE 5 1 10%
SOLARb:xcse Solar A/S CSE 7 3 40%
VONN:xswx Vontobel Holding AG SWX 4 2 20%
LISN:xswx Lindt & Sprungli AG SWX 3 1 20%
PARG:xswx Pargesa Holding SA SWX 4 1 20%
PSMT:xnas PricesSmart Inc. NASDAQ 4 1 10%
B16:xses GL Ltd SGX-ST 5 2 20%
C38U:xses CapitaMall Trust SGX-ST 3 1 10%
S08:xses Singapore Post Limited SGX-ST 3 1 20%
WPC:xlon Witan Pacific Investment Trust Plc LSE_SETS 3 1 10%
CGCBV:xhel Cargotec Corporation HSE 4 2 20%
KNEBV:xhel KONE Oyj HSE 4 1 20%
LVS:xnys Las Vegas Sands Corp. NYSE 3 1 10%
ASY:xpar Assystem SA PAR 6 3 40%
DOM:xlon Domino's Pizza Group Plc LSE_SETS 5 2 20%
GWP:xlon GW Pharmaceuticals Plc LSE_SETS 6 3 40%
HGM:xlon Highland Gold Mining Ltd LSE_SETS 6 3 40%
MRO:xlon Melrose Industries Plc LSE_SETS 5 5 100%
NUM:xlon Numis Corporation Plc LSE_SETS 6 5 100%
POG:xlon Petropavlovsk Plc LSE_SETS 6 3 40%
POT:xnys Potash Corp. of Saskatchewan Inc. NYSE 3 1 10%
STOXXIEX:xetr iShares STOXX Europe 600 UCITS ETF (DE) XETR_ETF 3 1 20%
DNO:xosl DNO ASA OSE 5 2 20%
IGG:xlon IG Group Holdings Plc LSE_SETS 4 2 20%
ZOT:xmce Zardoya Otis SA SIBE 4 2 20%
SEB:xase Seaboard Corp. AMEX 5 1 20%
OTEX:xnas Open Text Corp. NASDAQ 4 2 20%
FBP:xnys First BanCorp. (Puerto Rico) NYSE 4 3 40%
CALM:xnas Cal-Maine Foods Inc. NASDAQ 4 1 10%
MOBN:xswx Mobimo Holding AG SWX 3 2 20%
NTRI:xnas NutriSystem Inc. NASDAQ 7 2 20%
EGAB:xpar Total Gabon PAR 5 3 40%
ISAT:xlon Inmarsat Plc LSE_SETS 4 2 20%
BA:xetr Boeing Co. XETR_STARS 4 1 10%
PFE:xetr Pfizer Inc. XETR_STARS 2 1 10%
RHMG:xetr Rheinmetall AG FSE 4 1 10%
TUIGn:xetr TUI AG FSE 4 2 20%
STZ:xnys Constellation Brands Inc. NYSE 3 2 20%
TTS:xasx Tatts Group Limited ASX 4 2 20%
BWLD:xnas Buffalo Wild Wings Inc. NASDAQ 4 1 10%
CBRL:xnas CBRL Group Inc. NASDAQ 3 1 10%
OFG:xnys OFG Bancorp NYSE 5 3 40%
AIT:xnys Applied Industrial Technologies Inc. NYSE 3 1 10%
BGC:xnys General Cable Corp. NYSE 7 3 40%
WCC:xnys WESCO International Inc. NYSE 3 2 20%
TTM:xnys Tata Motors Ltd NYSE 3 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ACGL:xnas Arch Capital Group Ltd NASDAQ 3 1 10%
G1AG:xetr GEA Group AG FSE 3 1 10%
ARNA:xnas Arena Pharmaceutical Inc. NASDAQ 8 3 40%
AVID:xnas Avid Technology Inc. NASDAQ 8 3 40%
URI:xnys United Rentals Inc. NYSE 4 2 20%
CCI:xnys Crown Castle International Corp. NYSE 4 2 20%
RDSb:xlon Royal Dutch Shell Plc B LSE_SETS 2 1 10%
RDSa:xlon Royal Dutch Shell Plc A LSE_SETS 2 1 10%
RDSa:xams Royal Dutch Shell Plc A AMS 2 1 10%
SPNC:xnas Spectranetics Corp. NASDAQ 5 2 20%
ALTR:xlis Altri SGPS SA LISB 5 3 40%
BCP:xlis Banco Comercial Portugues SA LISB 6 3 40%
BPI:xlis Banco BPI SA LISB 6 2 20%
COR:xlis Corticeira Amorim SGPS SA LISB 6 3 40%
EDP:xlis EDP - Energias de Portugal SA LISB 3 2 20%
JMT:xlis Jeronimo Martins SGPS SA LISB 4 1 20%
EGL:xlis Mota-Engil SGPS SA LISB 7 3 40%
SEM:xlis Semapa-Sociedade de Investimento e Gestao SGPS SA LISB 4 2 20%
SNC:xlis Sonaecom SGPS SA LISB 8 2 20%
SON:xlis Sonae SGPS SA LISB 4 3 40%
NG:xlon National Grid Plc LSE_SETS 3 1 10%
DHF:xnys Dreyfus High Yield Strategies Fund NYSE 4 2 20%
PTY:xnys PIMCO Corporate & Income Opportunity Fund NYSE 3 1 10%
MOH:xnys Molina Healthcare Inc. NYSE 4 2 20%
RLD:xswx Banque Privee Edmond de Rothschild SA SWX 8 3 40%
TSEM:xnas Tower Semiconductor Ltd NASDAQ 4 2 20%
VDSI:xnas Vasco Data Security International NSC 6 2 20%
BAK:xnys Braskem SA NYSE 6 2 20%
BIDU:xnas Baidu.com Inc. NASDAQ 3 1 10%
CEC:xpar Lyxor UCITS ETF Eastern Europe (CECE NTR EUR) PAR 3 1 20%
CEVA:xnas Ceva Inc. NASDAQ 7 3 40%
ENTG:xnas Entegris Inc. NASDAQ 4 2 20%
LUK:xnys Leucadia National Corp. NYSE 3 1 10%
COT:xnys Cott Corp. NYSE 5 3 40%
ASA:xnys ASA Gold and Precious Metals Ltd NYSE 3 1 10%
FRED:xnas Fred's Inc. NASDAQ 5 3 40%
ININ:xnas Interactive Intelligence Inc. NASDAQ 5 2 20%
CWT:xnys California Water Service Group Holding NYSE 4 1 10%
WTS:xnys Watts Water Technologies Inc. NYSE 4 1 10%
AWR:xnys American States Water Co. NYSE 4 1 10%
AAON:xnas Aaon Inc. NASDAQ 4 1 10%
NOVN:xvtx Novartis AG VX 2 1 20%
NESN:xvtx Nestle SA VX 2 1 20%
RAA:xetr Rational AG FSE 5 1 10%
3382:xtks Seven & I Holdings Co. Ltd TYO 3 1 10%
9983:xtks Fast Retailing Co. Ltd TYO 3 2 20%
TSN:xnys Tyson Foods Inc. NYSE 3 1 10%
VNO:xnys Vornado Realty Trust NYSE 3 1 10%
YPSN:xswx Ypsomed Holding AG SWX 4 2 20%
WTR:xnys Aqua America Inc. NYSE 3 1 10%
LBTYK:xnas Liberty Global Plc - Class C NASDAQ 3 1 10%
RDSa:xnys Royal Dutch Shell Plc A NYSE 2 1 10%
LGND:xnas Ligand Pharmaceuticals Inc. NASDAQ 5 1 10%
ALU:xasx Altium Ltd ASX 7 3 40%
APE:xasx A.P. Eagers Ltd ASX 6 2 20%
ASL:xasx Ausdrill Ltd ASX 8 4 80%
AFI:xasx AUS Foundation Investment Co. Ltd ASX 5 2 20%
BKL:xasx Blackmores Ltd ASX 6 2 20%
BKI:xasx Brickworks Investment Company Ltd ASX 3 1 20%
BKW:xasx Brickworks Ltd ASX 3 2 20%
CCP:xasx Credit Corp. Group Ltd ASX 6 3 40%
DJW:xasx Djerriwarrh Investments Ltd ASX 6 3 40%
GNC:xasx GrainCorp. Ltd ASX 4 2 20%
IPL:xasx Incitec Pivot Ltd ASX 4 1 10%
MLT:xasx Milton Corporation Ltd ASX 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MND:xasx Monadelphous Group Ltd ASX 7 3 40%
NHC:xasx New Hope Corporation Ltd ASX 6 3 40%
PMV:xasx Premier Investments Ltd ASX 4 2 20%
PRY:xasx Primary Health Care Ltd ASX 4 2 20%
PME:xasx Pro Medicus Ltd ASX 8 3 40%
REH:xasx Reece Ltd ASX 6 3 40%
SHV:xasx Select Harvest Ltd ASX 8 3 40%
SRV:xasx Servcorp Ltd ASX 7 3 40%
TGR:xasx Tassal Group Ltd ASX 6 3 40%
SOL:xasx Washington H. Soul Pattinson & Company Ltd ASX 4 2 20%
ABP:xasx Abacus Property Group ASX 4 2 20%
MCRO:xlon Micro Focus International Plc LSE_SETS 4 2 20%
SOI:xlon Schroder Oriental Income Fund Ltd LSE_SETS 3 1 10%
RHKG:xetr Rhön-Klinikum AG FSE 3 1 10%
SEK:xasx SEEK Ltd ASX 3 2 20%
TPX:xnys Tempur Sealy International Inc. NYSE 4 2 20%
8303:xtks Shinsei Bank Ltd TYO 3 1 10%
PBH:xnys Prestige Brands Holdings Inc. NYSE 4 1 10%
CAB:xnys Cabela's Inc. NYSE 4 1 10%
8795:xtks T&D Holdings Inc. TYO 4 2 20%
888:xlon 888 Holdings Plc LSE_SETS 6 3 40%
4568:xtks Daiichi Sankyo Co. Ltd TYO 3 1 10%
ASI:xpar Lyxor China Enterprise (HSCEI) UCITS ETF PAR 3 1 20%
MNTA:xnas Momenta Pharmaceuticals Inc. NASDAQ 5 2 20%
BBG:xnys Bill Barrett Corp. NYSE 6 3 40%
AAK:xome AAK AB SSE 4 1 10%
AMP:xnys Ameriprise Financial Inc. NYSE 3 1 10%
MTU:xnys Mitsubishi UFJ Financial Group Inc. NYSE 3 1 10%
4188:xtks Mitsubishi Chemical Holdings Corp. TYO 3 1 10%
THO:xnys Thor Industries Inc. NYSE 3 1 10%
TECN:xswx Tecan Group AG SWX 4 1 20%
PLT:xmil Parmalat SpA MIL 5 2 20%
STLN:xswx Schmolz & Bickenbach AG SWX 7 2 20%
CVA:xnys Covanta Holding Corp. NYSE 3 2 20%
VALN:xswx Valora Holding AG SWX 5 3 40%
TRYG:xcse Tryg A/S CSE 3 1 20%
SOI:xpar SOITEC PAR 8 3 40%
SGM:xasx Sims Metal Management Ltd ASX 4 2 20%
DW:xnys Drew Industries Inc. NYSE 4 1 10%
CDNS:xnas Cadence Design Systems Inc. NASDAQ 3 1 10%
EFGN:xswx EFG International SWX 5 4 80%
POM:xpar Plastic Omnium PAR 4 2 20%
BSLN:xswx Basilea Pharmaceutica Ltd SWX 5 3 40%
NBR:xnys Nabors Industries Ltd NYSE 5 2 20%
TOM2:xams TomTom BV AMS 5 1 10%
TTI:xnys Tetra Technologies Inc. NYSE 7 3 40%
IRBT:xnas iRobot Corp. NASDAQ 5 2 20%
LAZ:xnys Lazard Ltd NYSE 3 1 10%
LPL:xnys LG Display Co. Ltd NYSE 4 2 20%
ABCO:xnas Advisory Board Co. NASDAQ 3 2 20%
IMFI:xwbo Immofinanz Immobilien Anlagen AG VIE 4 1 20%
AIZ:xasx Air New Zealand Ltd ASX 6 2 20%
AMA:xasx AMA Group Ltd ASX 8 3 40%
SLF:xnys Sun Life Financial Inc. NYSE 3 1 10%
AUB:xasx AUB Group Ltd ASX 7 3 40%
RBAV:xwbo Rosenbauer International AG VIE 6 3 40%
CMW:xasx Cromwell Group ASX 4 2 20%
DMP:xasx Dominos Pizza Australia New Zealand Ltd ASX 5 2 20%
EWC:xasx Energy World Corporation Ltd ASX 8 3 40%
KAZ:xlon Kaz Minerals Plc LSE_SETS 6 3 40%
TEX:xnys Terex Corp. NYSE 4 2 20%
HIK:xlon Hikma Pharmaceuticals Plc LSE_SETS 4 2 20%
MMS:xasx McMillan Shakespeare Ltd ASX 5 3 40%
ISR:xetr ISRA VISION SYSTEMS AG FSE 7 3 40%
MSB:xasx Mesoblast Ltd ASX 7 4 80%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
NPX:xasx Nuplex Industries Ltd ASX 8 3 40%
NST:xasx Northern Star Resources Ltd ASX 6 3 40%
PPC:xasx Peet Ltd - NOCT ASX 7 3 40%
PRU:xasx Perseus Mining Ltd ASX 8 3 40%
REA:xasx REA Group Ltd ASX 4 1 10%
HEX:xosl Hexagon Composites ASA OSE 8 3 40%
HNA:xosl Hafslund ser. A ASA OSE 6 2 20%
HNB:xosl Hafslund ASA OSE 6 2 20%
KOA:xosl Kongsberg Automotive OSE 7 5 100%
KOG:xosl Kongsberg Gruppen ASA OSE 4 1 10%
RRL:xasx Regis Resources NL ASX 8 3 40%
SAR:xasx Saracen Mineral Holdings Ltd ASX 8 3 40%
SBM:xasx St Barbara Ltd ASX 6 3 40%
NAS:xosl Norwegian Air Shuttle ASA OSE 5 2 20%
NOD:xosl Nordic Semiconductor ASA OSE 5 2 20%
OLT:xosl Olav Thon Eiendomsselskap ASA OSE 5 1 10%
OPERA:xosl Opera Software ASA OSE 5 2 20%
SKT:xasx Sky Network Television Ltd ASX 4 3 40%
SASNOK:xosl SAS AB OSE 8 3 40%
VEI:xosl Veidekke ASA OSE 6 1 10%
WWI:xosl Wilh Wilhelmsen ASA OSE 6 2 20%
TFC:xasx TFS Corporation Ltd ASX 6 3 40%
TOX:xasx Tox Free Solutions Ltd ASX 7 5 100%
WEB:xasx Webjet Ltd ASX 7 3 40%
GSCID:xswx S&P GSCI Energy & Metals Capped Component 35/20 SWX 3 1 10%
PFC:xlon Petrofac Ltd LSE_SETS 3 1 10%
TNET:xbru Telenet Group Holding NV BRU 4 3 40%
ARG:xasx Argo Investments Ltd ASX 5 2 20%
WWE:xnys World Wrestling Entertainment Inc. NYSE 8 1 10%
ARCC:xnas Ares Capital Corp. NASDAQ 3 1 20%
GOLD:xasx Gold Bullion Securities Ltd ASX 3 1 20%
HHV:xasx Hunter Hall Global Value Ltd ASX 7 4 80%
GNW:xnys Genworth Financial Inc. NYSE 4 3 40%
THG:xnys The Hanover Insurance Group Inc. NYSE 3 1 10%
AFX:xetr Carl Zeiss Meditec AG FSE 4 1 10%
SFL:xmil Safilo Group SpA MIL 5 3 40%
EDF:xpar EDF PAR 3 1 10%
PETS:xnas PetMed Express Inc. NASDAQ 6 3 40%
CASY:xnas Casey's General Stores Inc. NASDAQ 3 1 10%
SIP:xasx Sigma Pharmaceuticals Ltd ASX 5 3 40%
VID:xmce Vidrala SA SIBE 4 2 20%
FTI:xnys FMC Technologies Inc. NYSE 4 1 10%
DRX:xlon Drax Group Plc LSE_SETS 4 2 20%
CCC:xnys Calgon Carbon Corp. NYSE 4 2 20%
FJV:xlon Fidelity Japanese Values Plc LSE_SETS 4 2 20%
PIN:xlon Pantheon International Plc LSE_SETS 3 1 10%
SDL:xlon SDL Plc LSE_SETS 6 3 40%
TRS:xlon Tarsus Group Plc LSE_SETS 7 3 40%
IAG:xnys Iamgold Corporation NYSE 7 3 40%
EUE:xlon iShares EURO STOXX 50 UCITS ETF LSE_ETF 3 1 20%
IJPN:xlon iShares MSCI Japan UCITS ETF LSE_ETF 3 1 20%
IUSA:xlon iShares S&P 500 UCITS ETF LSE_ETF 3 1 10%
DRQ:xnys Dril-Quip, Inc. NYSE 4 1 10%
HOLX:xnas Hologic Inc. NASDAQ 3 2 20%
LYV:xnys Live Nation Entertainment Inc. NYSE 3 2 20%
ALKb:xcse ALK-Abello A/S CSE 4 2 20%
YRCW:xnas YRC Worldwide Inc. NASDAQ 7 3 40%
CPA:xnys Copa Holdings SA NYSE 4 1 10%
CYNO:xnas Cynosure Inc. NASDAQ 5 2 20%
CBS:xnys CBS Corp. NYSE 3 1 10%
BNAB:xbru Banque Nationale de Belgique SA BRU 4 3 40%
TNH:xnys Terra Nitrogen Co. LP NYSE 5 1 10%
CWC:xetr CEWE Stiftung & Co. KGaA FSE 6 3 40%
GMM:xetr Grammer AG FSE 6 3 40%
BUCN:xswx Bucher Industries AG SWX 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ITRN:xnas Ituran Location and Control Ltd NASDAQ 6 3 40%
MS:xnys Morgan Stanley NYSE 2 1 10%
CEE:xnys The Central Europe Russia and Turkey Fund Inc. NYSE 3 1 20%
CAIDKA:xcse Carnegie W.W. Dk. Akt CSE_INV 3 1 10%
CAIGLO:xcse Carnegie W.W. Glob. Akt UAIB CSE_INV 3 1 10%
DKIBIO:xcse Danske Invest Bioteknologi UIAB CSE_INV 4 2 20%
DKIDK:xcse Danske Invest Danmark UDAB CSE_INV 3 1 10%
DKIEU:xcse Danske Invest Europa UIAB CSE_INV 3 1 10%
DKIEUS:xcse Danske Invest EuroStocks50 UIAB CSE_INV 3 1 10%
DKIFJE:xcse Danske Invest Fjernøsten UIAB CSE_INV 4 2 20%
DKIJAP:xcse Danske Invest Japan UIAB CSE_INV 3 1 10%
DKINYM:xcse Danske Invest Nye Markeder UIA CSE_INV 5 2 20%
DKIEEU:xcse Danske Invest Østeuropa UIAB CSE_INV 4 2 20%
DKISP:xcse Danske Invest Stock Picking UIAB CSE_INV 3 1 10%
DKITEK:xcse Danske Invest Teknologi UIAB CSE_INV 4 2 20%
DKIUSA:xcse Danske Invest USA CSE_INV 3 1 10%
DKIVER:xcse Danske Invest Verden UIAB CSE_INV 3 1 10%
GRINA:xcse Gudme Raaschou Nordic Alpha ABIU CSE_INV 4 2 20%
IIIGLO:xcse Independent Global ABIU CSE_INV 3 1 10%
RAIDK:xcse Lån & Spar Invest Danmark CSE_INV 3 1 10%
SYIBRIKAKK:xcse Sydinvest BRIK Akkumulerende KL CSE_INV 5 2 20%
JYIFAV:xcse Jyske Invest Favorit Aktier CSE_INV 3 1 10%
JYIDKA:xcse Jyske Invest Danske Aktier CSE_INV 3 1 10%
JYIEUA:xcse Jyske Invest Europæiske Akt. BUAI CSE_INV 3 1 10%
JYIFJE:xcse Jyske Invest Fjernøsten Aktier CSE_INV 4 2 20%
JYINYA:xcse Jyske Invest Nye Aktiemarked CSE_INV 4 2 20%
JYIUSA:xcse Jyske Invest USA Akt. BUAI CSE_INV 3 1 10%
NDIA:xcse Nordea Invest Aktier CSE_INV 3 1 10%
NDIDK:xcse Nordea Invest Danmark CSE_INV 3 1 10%
NDIEU:xcse Nordea Invest Europa CSE_INV 3 1 10%
NDIFJE:xcse Nordea Invest Fjernøsten CSE_INV 4 2 20%
NDIEM:xcse Nordea Invest - Emerging Markets CSE_INV 4 2 20%
NDIGV:xcse Nordea Invest Global Value ABIU CSE_INV 3 1 10%
NDIJAP:xcse Nordea Invest Japan BUIA CSE_INV 3 1 10%
NDIUSA:xcse Nordea Invest USA CSE_INV 3 1 10%
ADS:xnys Alliance Data Systems Corp. NYSE 4 1 10%
SEIDKA:xcse SEB Invest Danske Akt. ABDU CSE_INV 3 1 10%
SYIFJE:xcse Syd Invest Fjernøsten KL CSE_INV 4 2 20%
SYILAT:xcse Syd Invest Latinamerika KL CSE_INV 4 2 20%
SYIBRI:xcse Sydinvest BRIK KL CSE_INV 5 2 20%
SMG:xnys Scotts Miracle-Gro Co. NYSE 3 2 20%
SDRL:xosl SeaDrill Ltd OSE 6 2 20%
MTL:xnys Mechel PAO NYSE 8 3 40%
CRI:xnys Carter's Inc. NYSE 3 2 20%
CRZO:xnas Carrizo Oil & Gas Inc. NASDAQ 4 3 40%
STKL:xnas SunOpta Inc. NASDAQ 6 3 40%
CENX:xnas Century Aluminum Co. NASDAQ 5 3 40%
TTF:xnys The Thai Fund Inc. NYSE 4 2 20%
AIZ:xnys Assurant Inc. NYSE 3 1 10%
KYO:xnys Kyocera Corp. NYSE 4 1 10%
EOS:xnys Eaton Vance Enhanced Equity Income Fund II NYSE 5 2 20%
CIG:xnys Companhia Energetica de Minas Gerais NYSE 4 3 40%
FIS:xnys Fidelity National Information Services Inc. NYSE 3 1 10%
SCHN:xswx Schindler Holding AG SWX 4 1 20%
CFT:xswx Compagnie Financiere Tradition SA SWX 8 3 40%
NGIVAL:xcse Nielsen Global Value ABIU CSE_INV 3 1 10%
KND:xnys Kindred Healthcare Inc. NYSE 4 2 20%
SWTQ:xswx Schweiter AG SWX 4 2 20%
PNR:xnys Pentair Plc NYSE 3 1 10%
PAY:xnys VeriFone Systems Inc. NYSE 4 2 20%
NCI:xnys Navigant Consulting Inc. NYSE 5 2 20%
SPN:xnys Superior Energy Services Inc. NYSE 4 2 20%
LGF:xnys Lions Gate Entertainment Corp. NYSE 3 2 20%
DKIKI:xcse Danske Invest Kina UIAB CSE_INV 4 2 20%
NYIDA:xcse Nykredit Invest DK Aktier ABDU CSE_INV 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
JAI:xlon JPMorgan Asian Investment Trust Plc LSE_SETS 3 1 10%
RIEN:xswx Rieter N SWX 6 3 40%
WNR:xnys Western Refining Inc. NYSE 4 2 20%
ACAD:xnas ACADIA Pharmaceuticals Inc. NASDAQ 6 2 20%
ITRI:xnas Itron Inc. NASDAQ 4 1 10%
VIVO:xnas Meridian Bioscience Inc. NASDAQ 5 2 20%
QQ:xlon Qinetiq Group Plc LSE_SETS 4 2 20%
CNI:xnys Canadian National Railway Co. NYSE 3 1 10%
KB:xnys KB Financial Group Inc. NYSE 4 1 10%
KAHL:xome KappAhl Holding AB SSE 8 3 40%
LAD:xlon Ladbrokes LSE_SETS 4 2 20%
CPL:xnys CPFL Energia SA NYSE 5 1 10%
GOL:xnys Gol Linhas Aereas Inteligentes SA NYSE 8 3 40%
IRS:xnys Inversiones y Representaciones SA NYSE 5 3 40%
TEO:xnys Telecom Argentina SA NYSE 4 2 20%
TGS:xnys Transportadora de Gas del Sur SA NYSE 8 3 40%
UGP:xnys Ultrapar Participacoes SA NYSE 4 2 20%
VCO:xnys Vina Concha y Toro SA NYSE 6 3 40%
YPF:xnys Yacimientos Petroliferos Fiscales SA NYSE 4 3 40%
RIC:xase Richmont Mines Inc. AMEX 8 3 40%
GIL:xnys Gildan Activewear Inc. NYSE 3 1 10%
JRS:xlon JPMorgan Russian Securities Plc LSE_SETS 3 1 10%
SGMO:xnas Sangamo Biosciences Inc. NASDAQ 7 3 40%
IMPN:xswx Implenia SWX 4 3 40%
NEU:xnys NewMarket Corp. NYSE 3 1 10%
MCHN:xswx MCH Group Ltd SWX 7 3 40%
LINN:xswx Bank Linth SWX 6 3 40%
PEHN:xswx Private Equity Holding AG SWX 7 4 80%
IPN:xpar Ipsen PAR 4 2 20%
ETL:xpar Eutelsat Communications PAR 3 2 20%
ALXN:xnas Alexion Pharmaceuticals Inc. NASDAQ 3 1 10%
UEPS:xnas Net 1 Ueps Technologies Inc. NASDAQ 5 3 40%
IEUT:xlon iShares FTSEurofirst 100 UCITS ETF LSE_ETF 3 1 10%
IBZL:xlon iShares MSCI Brazil UCITS ETF LSE_ETF 4 2 20%
FXC:xlon iShares China Large Cap UCITS ETF LSE_ETF 3 1 20%
IEER:xlon iShares MSCI East Europe Cap UCITS ETF LSE_ETF 3 1 20%
ACKB:xbru Ackermans & Van Haaren NV BRU 3 2 20%
TESB:xbru Tessenderlo Chemie NV BRU 5 1 20%
AHL1V:xhel Ahlstrom Oyj HSE 7 3 40%
8015:xtks Toyota Tsusho Corp. TYO 3 1 10%
SKX:xnys Skechers USA Inc. NYSE 4 2 20%
PGHN:xswx Partners Group Holding AG SWX 4 1 20%
VIV:xnys Telefonica Brasil SA NYSE 4 1 20%
ANDE:xnas Andersons Inc. NASDAQ 5 2 20%
DF:xnys Dean Foods Co. NYSE 4 2 20%
DXCM:xnas DexCom Inc. NASDAQ 5 1 10%
OIS:xnys Oil States International Inc. NYSE 4 1 10%
BID:xnys Sotheby's Holdings Inc. NYSE 3 2 20%
IEM:xlon Impax Environmental Markets Plc LSE_SETS 3 1 10%
BVIC:xlon Britvic Plc LSE_SETS 4 2 20%
STHR:xlon SThree Plc LSE_SETS 6 3 40%
ICE:xnys Intercontinental Exchange Inc. NYSE 4 1 10%
1605:xtks Inpex Corp. TYO 4 1 10%
KIM:xnys Kimco Realty Corp. NYSE 4 2 20%
LR:xpar Legrand PAR 3 1 10%
ALLN:xswx Allreal Holding SWX 3 2 20%
HST:xnys Host Hotels & Resorts Inc. NYSE 3 1 10%
PFE:xswx Pfizer Inc. SWX 2 1 10%
AIRM:xnas Air Methods Corp. NASDAQ 4 2 20%
FI-N:xswx Georg Fischer AG SWX 3 2 20%
KBU:xetr Colonia Real Estate AG FSE 8 3 40%
TUB:xmce Tubacex SA SIBE 6 3 40%
BDL:xmce Baron de Ley SA SIBE 7 3 40%
VIV:xpar Vivendi PAR 2 1 10%
PWTN:xswx Panalpina World Transport (Holding) Ltd SWX 4 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SCSS:xnas Select Comfort Corp. NASDAQ 4 2 20%
NUS:xnys Nu Skin Enterprises, Inc. NYSE 4 1 10%
IEEM:xlon iShares MSCI Em UCITS ETF LSE_ETF 4 2 20%
IKOR:xlon iShares MSCI Korea UCITS ETF LSE_ETF 4 2 20%
ITWN:xlon iShares MSCI Taiwan UCITS ETF LSE_ETF 3 1 10%
BPFH:xnas Boston Private Financial Holdings Inc. NASDAQ 4 3 40%
ERIE:xnas Erie Indemnity Co. NASDAQ 4 1 10%
GBCI:xnas Glacier Bancorp Inc. NASDAQ 4 2 20%
FLS:xcse FLSmidth & Co. CSE 3 1 20%
MERY:xpar Mercialys PAR 5 2 20%
SESG:xpar SES GLOBAL FDR PAR 3 1 10%
GES:xnys Guess Inc. NYSE 4 3 40%
YZC:xnys Yanzhou Coal Mining Co. Ltd NYSE 6 2 20%
O2C:xetr Petro Welt Technologies AG FSE 8 3 40%
HES:xnys Hess Corporation NYSE 3 1 10%
REC:xosl REC Silicon OSE 7 3 40%
DEO:xnys Diageo Plc NYSE 3 1 10%
DK:xnys Delek US Holdings Inc. NYSE 4 2 20%
NSR:xnys NeuStar Inc. NYSE 4 2 20%
SLW:xnys Silver Wheaton Corp. NYSE 4 1 10%
PAC:xnys Grupo Aeroportuario del Pacifico S.A.B. de CV NYSE 4 1 10%
RWT:xnys Redwood Trust Inc. NYSE 5 2 20%
CCC3:xetr Coca-Cola Co. XETR_STARS 2 1 10%
OKS:xnys Oneok Partners LP NYSE 4 1 20%
AVA:xnys Avista Corp. NYSE 3 1 10%
ETP:xnys Energy Transfer Partners LP NYSE 3 2 20%
KOMN:xswx Komax Holding AG SWX 5 3 40%
AKE:xpar Arkema PAR 4 1 10%
EVC:xnys Entravision Communications Corp. NYSE 6 2 20%
SRS:xmil Saras MIL 5 2 20%
MA:xnys MasterCard Incorporated NYSE 3 1 10%
NVA:xlon Novae Group Plc LSE_SETS 6 3 40%
VG:xnys Vonage Holdings Corp. NYSE 5 2 20%
E:xnys ENI SpA NYSE 3 1 10%
ADV:xetr ADVA Optical Networking SE FSE 7 3 40%
HLG:xetr Highlight Communications AG FSE 7 5 100%
POST:xwbo Osterreichische Post AG VIE 4 1 20%
BCSPR:xnys 6.625% Barclays Bank Plc - NOCT NYSE 6 5 100%
XACT_BEAR:xome XACT BEAR SSE 5 2 20%
XACT_BULL:xome XACT BULL SSE 5 2 20%
PTEC:xlon Playtech Ltd LSE_SETS 4 2 20%
BAM:xnys Brookfield Asset Management Inc. NYSE 3 1 10%
ZAG:xwbo Zumtobel AG VIE 4 2 20%
ENB:xnys Enbridge Inc. NYSE 3 1 10%
PRAA:xnas PRA Group Inc. NASDAQ 3 1 10%
EGP:xnys EastGroup Properties Inc. NYSE 5 2 20%
OCN:xnys Ocwen Financial Corp. NYSE 8 3 40%
POL:xnys PolyOne Corp. NYSE 3 2 20%
BPOP:xnas Popular Inc. NASDAQ 3 2 20%
FORM:xnas FormFactor Inc. NASDAQ 8 2 20%
LDF:xnys Latin American Discovery Fund Inc. NYSE 4 2 20%
MANT:xnas ManTech International Corp. NASDAQ 5 2 20%
NP:xnys Neenah Paper Inc. NYSE 4 2 20%
OTTR:xnas Otter Tail Corp. NASDAQ 4 1 10%
RJF:xnys Raymond James Financial Inc. NYSE 3 1 10%
TOT:xnys Total SA NYSE 2 1 10%
HUSQ_B:xome Husqvarna AB Ser. B SSE 4 1 20%
RMV:xlon Rightmove Plc LSE_SETS 6 2 20%
WCH:xetr Wacker Chemie AG FSE 4 1 10%
ADP:xpar ADP (Aeroports de Paris) PAR 4 1 10%
RFG:xasx Retail Food Group Ltd ASX 5 3 40%
HICL:xlon HICL Infrastructure Company Ltd LSE_SETS 5 2 20%
FMX:xnys Fomento Economico Mexicano SA de CV NYSE 3 1 10%
KOF:xnys Coca-Cola Femsa SA de CV NYSE 4 1 10%
TV:xnys Grupo Televisa SA NYSE 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IBA:xnys Industrias Bachoco SAB de CV NYSE 4 2 20%
ALJ:xnys Alon USA Energy Inc. NYSE 4 3 40%
WRLD:xnas World Acceptance Corp. NSC 5 3 40%
ENS:xnys EnerSys NYSE 3 1 10%
SANT:xlis Banco Santander SA LISB 4 1 20%
BETS_B:xome Betsson AB SSE 4 2 20%
ORNBV:xhel Orion B Corp. HSE 5 1 20%
PWE:xnys Penn West Petroleum Ltd NYSE 8 3 40%
CHC:xasx Charter Hall Group ASX 4 2 20%
PIA:xmil Piaggio & C SpA MIL 4 3 40%
MT:xams ArcelorMittal AMS 5 2 20%
HLX:xnys Helix Energy Solutions Group, Inc. NYSE 4 3 40%
SHOO:xnas Steven Madden Ltd NASDAQ 4 1 10%
KSU:xnys Kansas City Southern NYSE 3 1 10%
EPD:xnys Enterprise Products Partners LP NYSE 3 1 20%
SPH:xnys Suburban Propane Partners LP NYSE 3 2 20%
CLS1:xetr Celesio AG FSE 4 1 20%
LKOD:xlon PJSC Lukoil LSE_INTL 5 3 40%
GEO:xnys Geo Group Inc. NYSE 3 1 10%
CXW:xnys Corrections Corporation of America NYSE 3 1 10%
MLM:xnys Martin Marietta Materials Inc. NYSE 4 1 10%
MIN:xasx Mineral Resources Ltd ASX 7 2 20%
AHT:xnys Ashford Hospitality Trust Inc. NYSE 5 2 20%
WBMD:xnas WebMD Health Corp. NASDAQ 4 1 10%
AZZ:xnys AZZ Inc. NYSE 4 1 10%
ITC:xnys ITC Holdings Corp. NYSE 3 1 10%
BBED:xams Beter Bed Holding NV AMS 5 3 40%
COKE:xnas Coca-Cola Bottling Co. Consolidated NASDAQ 5 1 10%
LHCG:xnas LHC Group Inc. NASDAQ 7 2 20%
ALSN:xswx Also Holding AG SWX 7 2 20%
BANB:xswx Bachem AG SWX 7 3 40%
OGZD:xlon PJSC Gazprom Level 1 ADS LSE_INTL 4 3 40%
SGGD:xlon Surgutneftegaz LSE_INTL 6 3 40%
BARN:xswx Barry Callebaut AG SWX 3 2 20%
BC:xswx Bank Coop AG SWX 6 3 40%
BCGE:xswx Banque Cantonale de Geneve SWX 6 2 20%
BCHN:xswx Burckhardt Compression AG SWX 5 3 40%
BEAN:xswx Belimo Automation AG SWX 5 2 20%
BEKN:xswx Berner Kantonalbank SWX 4 2 20%
BLKB:xswx Basellandschaftliche Kantonalbank SWX 5 1 20%
BOBNN:xswx Bobst SA SWX 8 3 40%
BSKP:xswx Basler Kantonalbank SWX 6 1 20%
MNOD:xlon MMC Norilsk Nickel PJSC LSE_INTL 5 1 20%
JETG:xlon JPMorgan Europe Investment Trust Plc - 5p LSE_SETS 3 1 10%
CBZ:xnys CBIZ Inc. NYSE 6 3 40%
COTN:xswx Comet Holding AG SWX 5 3 40%
DAE:xswx Daetwyler Holding AG SWX 4 3 40%
DESN:xswx Dottikon ES Holding AG SWX 8 3 40%
EDHN:xswx Energiedienst Holding AG SWX 7 3 40%
EMMN:xswx Emmi AG SWX 4 2 20%
FORN:xswx Forbo Holding AG SWX 4 1 20%
FTON:xswx Feintool International Holding AG SWX 8 3 40%
GRKP:xswx Graubundner Kantonalbank SWX 4 1 20%
GUR:xswx Gurit Holding AG SWX 8 3 40%
HREN:xswx Romande Energie Holding SA SWX 6 3 40%
HUBN:xswx Huber & Suhner AG SWX 6 3 40%
HUE:xswx Huegli Holding AG SWX 8 3 40%
IFCN:xswx Inficon Holding AG SWX 5 2 20%
INRN:xswx Interroll Holding AG SWX 6 3 40%
IS1:xswx Intershop Holding AG SWX 5 3 40%
JFN:xswx Jungfraubahn Hld N SWX 6 3 40%
KUNN:xswx Kuoni Reisen Holding AG SWX 5 1 20%
LEHN:xswx Lem Holding SA SWX 4 3 40%
LISP:xswx Lindt & Sprungli AG SWX 4 1 20%
LUKN:xswx Luzerner Kantonalbank SWX 4 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
NEV:xswx New venturetec AG SWX 7 4 80%
PM:xswx Phoenix Mecano AG SWX 7 3 40%
RO:xswx Roche Holding AG SWX 3 1 20%
SFZN:xswx Siegfried AG SWX 5 3 40%
SGKN:xswx Cantonal Bank of Saint Gall Ltd SWX 4 2 20%
TAMN:xswx Tamedia AG SWX 4 2 20%
VAHN:xswx Vaudoise Assurances Holding SWX 5 2 20%
VATN:xswx Valiant Holding AG SWX 4 2 20%
VET:xswx Vetropack Holding Ltd SWX 8 3 40%
WNS:xnys WNS Holdings Ltd NYSE 4 2 20%
O5G:xetr CPI Property Group SA FSE 8 3 40%
MKL:xnys Markel Corp. NYSE 3 1 10%
BKD:xnys Brookdale Senior Living Inc. NYSE 3 1 10%
WARN:xswx Warteck Invest AG SWX 7 3 40%
WKB:xswx Banque Cantonale du Valais SWX 6 3 40%
ZG:xswx Zuger Kantonalbank SWX 4 2 20%
HOG:xnys Harley-Davidson NYSE 4 1 10%
SYITYSKLAND:xcse Sydinvest Tyskland KL CSE_INV 3 1 10%
PHG:xnys Koninklijke Philips NYSE 3 1 10%
ASML:xnas ASML Holding NV NASDAQ 3 1 10%
BIG:xnys Big Lots Inc. NYSE 3 1 10%
LLB:xswx Liechtensteinische Landesbank AG SWX 4 3 40%
CIE:xmce CIE Automotive SA SIBE 4 2 20%
CAF:xmce Construcciones y Auxiliar de Ferrocarriles SA SIBE 4 3 40%
ENO:xmce Elecnor SA SIBE 6 3 40%
FAE:xmce Faes Farma SA SIBE 5 3 40%
ENG:xmce Enagas SA SIBE 3 1 10%
GRF:xmce Grifols SA SIBE 3 2 20%
GCO:xmce Grupo Catalana de Occidente SA SIBE 4 2 20%
ENC:xmce Ence Energia Y Celulosa SA SIBE 6 2 20%
DKIV:xcse Danske Invest Vaekst CSE_INV 4 2 20%
PTNR:xnas Partner Communications Co. Ltd NASDAQ 8 3 40%
AXE:xnys Anixter International Inc. NYSE 3 2 20%
GTN:xnys Gray Television Inc. NYSE 5 3 40%
OHI:xnys Omega Healthcare Investors Inc. NYSE 4 2 20%
CMP:xnys Compass Minerals International Inc. NYSE 3 2 20%
Y:xnys Alleghany Corp. NYSE 3 1 10%
MCM:xmce Miquel y Costas & Miquel SA SIBE 6 3 40%
OHL:xmce Obrascon Huarte Lain SA SIBE 4 3 40%
PAC:xmce Papeles y Cartones de Europa SA SIBE 5 3 40%
PSG:xmce Prosegur Compania de Seguridad SA SIBE 4 1 20%
TRE:xmce Tecnicas Reunidas SA SIBE 3 1 10%
ERIC:xnas Ericsson NASDAQ 3 1 10%
VIS:xmce Viscofan SA SIBE 4 1 10%
BAP:xnys Credicorp Ltd NYSE 3 1 10%
COG:xnys Cabot Oil & Gas Corp. NYSE 3 1 10%
ARLP:xnas Alliance Resource Partners LP NASDAQ 4 2 20%
JLL:xnys Jones Lang LaSalle Inc. NYSE 3 1 10%
NRG:xnys NRG Energy Inc. NYSE 4 1 10%
TU:xnys TELUS Corp. - NOCT NYSE 3 1 10%
TNC:xnys Tennant Co. NYSE 4 2 20%
CTWS:xnas Connecticut Water Service Inc. NASDAQ 6 3 40%
SL:xlon Standard Life Plc LSE_SETS 3 1 10%
SWED_A:xome Swedbank AB SSE 3 1 10%
CORE:xnas Core Mark Holding Co. Inc. NASDAQ 5 1 10%
SWHC:xnas Smith & Wesson Holding Corp. NASDAQ 5 1 10%
HELN:xswx Helvetia Holding N SWX 3 2 20%
PARRO:xpar Parrot SA PAR 7 3 40%
P1Z:xetr PATRIZIA Immobilien AG FSE 5 1 10%
CRB:xpar Lyxor UCITS ETF Commodities TR/Corecommodity CRB PAR 3 1 20%
CRN:xpar Lyxor Commodities CRB Ex-Energy TR UCITS ETF PAR 3 1 10%
ETX:xpar Euro STOXX Theam Easy UCITS ETF PAR 3 1 10%
JPN:xpar Lyxor UCITS ETF Japan (Topix) PAR 3 1 20%
MEU:xpar Lyxor UCITS ETF MSCI Europe PAR 3 1 10%
RUS:xpar Lyxor UCITS ETF Russia (DJ Russia GDR) PAR 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
STN:xpar SPDR MSCI Europe Energy UCITS ETF PAR 3 1 10%
BABY:xnas Natus Medical Incorporated NASDAQ 4 2 20%
TICC:xnas TICC Capital Corp. NASDAQ 5 3 40%
GRC:xase Gorman-Rupp Co. AMEX 6 2 20%
ALB:xnys Albemarle Corp. NYSE 4 1 10%
AB:xnys AllianceBernstein Holding LP NYSE 4 1 20%
STU:xpar SPDR MSCI Europe Utilities UCITS ETF PAR 3 1 10%
SYI:xpar EasyETF Stoxx Europe 600 Insurance PAR 3 1 10%
ZGLD:xswx ZKB Gold ETF SWX 3 1 10%
EQQQ:xetr PowerShares EQQQ Nasdaq-100 UCITS ETF XETR_ETF 3 1 10%
EXI1:xetr iShares SMI (DE) XETR_ETF 3 1 10%
OLN:xnys Olin Corp. NYSE 4 2 20%
9602:xtks Toho Co., Ltd TYO 4 1 10%
WU:xnys Western Union Co. NYSE 3 1 10%
EXHB:xetr iShares eb.rexx Government Germany 1,5-2,5 XETR_ETF 3 1 10%
EXHC:xetr eb.rexx Gov. Germany 2,5-5,5 EX XETR_ETF 3 1 20%
LOGI:xnas Logitech International SA NASDAQ 4 1 10%
EXI2:xetr DJ Global Titans 50 EX XETR_ETF 3 1 10%
EXSC:xetr DJ STOXX Large 200 EX XETR_ETF 3 1 10%
EXSE:xetr DJ STOXX Small 200 EX XETR_ETF 4 2 20%
EXSG:xetr iShares DJ EURO STOXX Select Dividend 30 (DE) XETR_ETF 3 1 10%
IBCS:xetr iShares € Corporate Bond XETR_ETF 3 1 20%
EXX7:xetr Nikkei 225 EX XETR_ETF 3 1 20%
EXXW:xetr iShares DJ Asia Pacific Select Dividend 30 (DE) XETR_ETF 3 1 10%
EXXX:xetr ATX EX XETR_ETF 3 1 10%
IBCD:xetr iShares USD Corporate Bond XETR_ETF 3 1 10%
IQQF:xetr iShares MSCI Far East ex-Japan XETR_ETF 3 1 20%
IQQM:xetr iShares DJ Euro STOXX MidCap XETR_ETF 4 2 20%
IQQS:xetr iShares DJ EURO STOXX SmallCap XETR_ETF 4 2 20%
IQQV:xetr iShares DJ EURO STOXX Value XETR_ETF 3 1 10%
IQQW:xetr iShares MSCI World UCITS ETF XETR_ETF 3 1 20%
IUSU:xetr iShares USD Treasury Bond 1-3 XETR_ETF 3 1 10%
CE2:xetr CropEnergies AG FSE 8 3 40%
QGEN:xnas Qiagen NV NASDAQ 3 2 20%
EXPN:xlon Experian Plc LSE_SETS 3 1 10%
EV:xnys Eaton Vance Corp. NYSE 3 1 10%
YNGA:xlon Young & Co.'s Brewery Plc LSE_SETS 6 3 40%
GPRE:xnas Green Plains Inc. NSC 5 3 40%
ALV:xmil Allianz SE MIL 2 1 20%
VBK:xetr VERBIO Vereinigte BioEnergie AG FSE 8 3 40%
BLK:xnys BlackRock Inc. NYSE 2 1 10%
AYR:xnys Aircastle Ltd NYSE 4 2 20%
EWC:arcx iShares MSCI Canada Index Fund NYSE_ARCA 4 2 20%
TM:xnys Toyota Motor Corp. NYSE 3 1 10%
TEG:xetr TAG Tegernsee Immobilien u. Beteiligungs AG FSE 4 1 10%
FDS:xnys Factset Research Systems Inc. NYSE 4 1 10%
DIOD:xnas Diodes Inc. NASDAQ 4 2 20%
OTE1V:xhel Outotec Oyj HSE 4 2 20%
GALP:xlis Galp Energia SGPS SA LISB 3 1 20%
ECPG:xnas Encore Capital Group Inc. NASDAQ 5 2 20%
KCO:xetr Klöckner and Co. SE FSE 5 1 10%
DRE:xnys Duke Realty Corp. NYSE 3 1 10%
ADRA:xnas BLDRS Asia 50 ADR Index Fund NASDAQ 3 1 10%
ADRU:xnas BLDRS Europe 100 ADR Index Fund NASDAQ 3 1 10%
PRFZ:xnas PowerShares FTSE RAFI US 1500 Small-Mid Fund NASDAQ 3 1 10%
AF:xpar Air France-KLM PAR 4 1 10%
NXI:xpar Nexity SA PAR 4 2 20%
IPH:xpar Innate Pharma SA PAR 8 3 40%
HMSY:xnas HMS Holdings Corp. NASDAQ 4 1 10%
SPPI:xnas Spectrum Pharmaceuticals Inc. NASDAQ 6 3 40%
UNIB_SDB:xome Unibet Group Plc SSE 3 1 10%
BMA:xnys Banco Macro SA NYSE 5 3 40%
RGR:xnys Sturm Ruger & Co. Inc. NYSE 4 1 10%
SANN:xswx Santhera Pharmaceuticals AG SWX 8 3 40%
HWAY:xnas Healthways Inc. NASDAQ 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
DRH:xnys DiamondRock Hospitality Company NYSE 3 1 10%
NRF:xnys NorthStar Realty Finance Corp. NYSE 3 1 10%
AKA:xpar Akka Technologies PAR 6 3 40%
OHB:xetr OHB Technology AG FSE 7 3 40%
HE:xnys Hawaiian Electric Industries Inc. NYSE 3 1 10%
LNN:xnys Lindsay Manufacturing Co. NYSE 5 2 20%
IIVI:xnas II-VI Incorporated NASDAQ 4 2 20%
BGN:xmil Banca Generali SpA MIL 3 3 40%
CIU:xlon Cape Plc LSE_SETS 7 3 40%
TLK:xnys Telekomunikasi Indonesia Tbk PT NYSE 3 2 20%
NVO:xnys Novo Nordisk A/S NYSE 3 1 10%
LHO:xnys LaSalle Hotel Properties NYSE 3 1 10%
ESS:xnys Essex Property Trust Inc. NYSE 5 2 20%
EVD:xetr CTS Eventim AG FSE 4 1 10%
WDI:xetr Wirecard AG FSE 4 1 10%
EDU:xnys New Oriental Education & Technology Group Inc. NYSE 4 1 10%
CSIQ:xnas Canadian Solar Inc. NASDAQ 5 2 20%
BBSI:xnas Barrett Business Services Inc. NASDAQ 8 3 40%
SIMO:xnas Silicon Motion Technology Corp. NASDAQ 5 2 20%
SYKE:xnas Sykes Enterprises Inc. NASDAQ 4 1 10%
DPM:xnys DCP Midstream Partners LP NYSE 4 2 20%
BXB:xasx Brambles Ltd ASX 3 1 10%
CROX:xnas Crocs Inc. NASDAQ 4 2 20%
FDR:xpar Fonciere des Regions PAR 4 2 20%
BME:xmce Bolsas y Mercados Espanoles SIBE 3 1 20%
TCK:xnys Teck Resources Ltd NYSE 7 3 40%
AAV:xnys Advantage Oil & Gas Ltd NYSE 6 2 20%
SPR:xnys Spirit AeroSystems Holdings Inc. NYSE 3 1 10%
ALU:xpar Alcatel-Lucent SA PAR 5 2 20%
VTR:xnys Ventas Inc. NYSE 4 2 20%
LIAB:xome Lindab AB SSE 5 2 20%
BT:xnys BT Group Plc NYSE 3 1 10%
CNA:xnys CNA Financial Corp. NYSE 3 1 10%
AF:xnys Astoria Financial Corp. NYSE 3 1 10%
AJG:xnys Arthur J. Gallagher & Co. NYSE 3 1 10%
FCEA:xnys Forest City Realty Trust Inc. NYSE 3 2 20%
FLS:xnys Flowserve Corp. NYSE 3 1 10%
RHT:xnys Red Hat Inc. NYSE 5 1 10%
FXL:xasx FlexiGroup Ltd ASX 5 3 40%
UDR:xnys UDR Inc. NYSE 4 2 20%
VHI:xnys Valhi Inc. NYSE 7 3 40%
VRX:xnys Valeant Pharmaceuticals International NYSE 6 3 40%
WBS:xnys Webster Financial Corp. NYSE 8 1 10%
HR:xnys Healthcare Realty Trust Inc. NYSE 3 1 10%
OI:xnys Owens Illinois Inc. NYSE 3 2 20%
ELS:xnys Equity Lifestyle Properties Inc. NYSE 3 1 10%
MBTN:xswx Meyer Burger Technology AG SWX 7 3 40%
ZNH:xnys China Southern Airlines Co. Ltd NYSE 6 1 10%
TLPR:xlon Tullett Prebon Plc LSE_SETS 5 3 40%
UA:xnys Under Armour Inc. NYSE 3 1 10%
CGR:xpar CeGeREAL PAR 7 4 80%
HOC:xlon Hochschild Mining Plc LSE_SETS 6 3 40%
ASHM:xlon Ashmore Group Ltd LSE_SETS 5 2 20%
UKCM:xlon UK Commerical Property Trust Ltd LSE_SETS 4 2 20%
AGR:xlon Assura Plc LSE_SETS 6 3 40%
DNLM:xlon Dunelm Group Ltd LSE_SETS 5 2 20%
BCO:xnys Brinks Co. NYSE 4 1 10%
AGF:xasx AMP Capital China Growth Fund ASX 3 1 10%
MDU:xnys MDU Resources Group Inc. NYSE 3 1 10%
DAC:xnys Danaos Corporation NYSE 8 3 40%
ETFC:xnas E-Trade Financial Corp. NASDAQ 4 1 10%
KRG:xnys Kite Realty Group Trust NYSE 4 2 20%
EXR:xnys Extra Space Storage Inc. NYSE 4 2 20%
MPEL:xnas Melco Crown Entertainment Limited NASDAQ 4 1 10%
AFAM:xnas Almost Family Inc. NASDAQ 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
TSL:xnys Trina Solar Ltd NYSE 4 3 40%
ISP:xmil Intesa SanPaolo SpA MIL 4 1 10%
ISPR:xmil Intesa SanPaolo SpA - Rsp MIL 4 2 20%
SCR:xpar Scor SE PAR 3 1 10%
SE:xnys Spectra Energy Corp. NYSE 3 1 10%
PNY:xnys Piedmont Natural Gas Inc. NYSE 8 1 10%
THS:xnys TreeHouse Foods Inc. NYSE 4 2 20%
SPR:xetr Axel Springer SE FSE 3 1 10%
MRTN:xnas Marten Transport Ltd NASDAQ 5 2 20%
MARS:xlon Marston's Plc LSE_SETS 5 3 40%
MLX:xasx Metals X Ltd ASX 8 3 40%
HRG:xlon Hogg Robinson Group Plc LSE_SETS 6 5 100%
NWRN:xswx Newron Pharmaceuticals SpA SWX 8 3 40%
DJAN:xlon Daejan Holdings Plc LSE_SETS 6 3 40%
ALK:xnys Alaska Air Group Inc. NYSE 3 1 10%
LNT:xnys Alliant Energy Corp. NYSE 3 1 10%
AFG:xnys American Financial Group NYSE 3 1 10%
ANAT:xnas American National Insurance Co. NASDAQ 4 1 10%
AME:xnys Ametek Inc. NYSE 3 1 10%
ARW:xnys Arrow Electronics Inc. NYSE 3 1 10%
AVB:xnys AvalonBay Communities Inc. NYSE 4 2 20%
CPT:xnys Camden Property Trust NYSE 3 1 10%
CSL:xnys Carlisle Companies Inc. NYSE 3 1 10%
KMX:xnys Carmax Inc. NYSE 4 1 10%
CBL:xnys CBL & Associates Properties Inc. NYSE 3 1 10%
CCO:xnys Clear Channel Outdoor Holdings Inc. NYSE 5 3 40%
DNR:xnys Denbury Resources Inc. NYSE 5 3 40%
DDR:xnys DDR Corp. NYSE 3 1 10%
DLB:xnys Dolby Laboratories Inc. NYSE 3 1 10%
EQT:xnys EQT Corp. NYSE 3 1 10%
AUY:xnys Yamana Gold Inc. NYSE 5 2 20%
SY1:xetr Symrise AG FSE 3 1 10%
BZW:xwar Bank Zachodni WBK SA WSE 4 1 20%
LTS:xwar Grupa Lotos SA WSE 4 2 20%
SLT:xetr Schaltbau Holding AG FSE 7 5 100%
BOL:xpar Bollore PAR 4 1 10%
MTU:xlon Montanaro UK Smaller Companies Investment Trust Pl LSE_SETS 3 1 10%
GXP:xnys Great Plains Energy Inc. NYSE 3 1 10%
HCP:xnys HCP Inc. NYSE 4 2 20%
IEX:xnys IDEX Corp. NYSE 3 1 10%
MAC:xnys Macerich Co. NYSE 4 2 20%
CLI:xnys Mack-Cali Realty Corp. NYSE 5 2 20%
MCY:xnys Mercury General Corp. NYSE 3 1 10%
VMI:xnys Valmont Industries Inc. NYSE 3 1 10%
HRL:xnys Hormel Foods Corp. NYSE 3 1 10%
NFG:xnys National Fuel Gas Co. NYSE 3 1 10%
PHI:xnys Philippine Long Distance Telephone Co. NYSE 3 2 20%
ORI:xnys Old Republic International Corp. NYSE 3 1 10%
RL:xnys Polo Ralph Lauren Corporation NYSE 4 1 10%
PKG:xnys Packaging Corporation of America NYSE 4 1 10%
PBCT:xnas People's United Financial Inc. NASDAQ 3 1 10%
LVMH:xmil LVMH Moet Hennessy Louis Vuitton - NOCT MIL 4 1 10%
RRC:xnys Range Resources Corp. NYSE 4 2 20%
RGC:xnys Regal Entertainment Group NYSE 3 3 40%
REG:xnys Regency Centers Corp. NYSE 5 2 20%
RPM:xnys RPM International Inc. NYSE 3 1 10%
SCG:xnys Scana Corporation NYSE 3 1 10%
WES:xams Wessanen NV AMS 6 3 40%
SCI:xnys Service Corporation International NYSE 3 2 20%
SLG:xnys SL Green Realty Corp. NYSE 4 2 20%
SONC:xnas Sonic Corp. NASDAQ 4 1 10%
SCS:xnys Steelcase Inc. NYSE 4 1 10%
TECD:xnas Tech Data Corp. NASDAQ 3 1 10%
TSS:xnys Total System Services Inc. NYSE 3 1 10%
VLY:xnys Valley National Bancorp. NYSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CGV:xnys CGG NYSE 5 4 80%
WR:xnys Westar Energy Inc. NYSE 4 1 10%
JWA:xnys John Wiley & Sons Inc. NYSE 3 1 10%
WEC:xnys WEC Energy Group Inc. NYSE 3 1 10%
PEO:xwar Bank Polska Kasa Opieki SA WSE 3 2 20%
CEZ:xwar CEZ A.S. WSE 4 1 20%
PKN:xwar Polski Koncern Naftowy Orlen SA WSE 4 1 20%
GTC:xwar Globe Trade Centre SA WSE 7 2 20%
PKO:xwar Powszechna Kasa Oszczednosci Bank Polski SA WSE 3 1 20%
KGH:xwar KGHM Polska Miedz SA WSE 3 1 20%
KWS:xetr KWS SAAT AG FSE 4 1 10%
PGN:xwar Polskie Gornictwo Naftowe i Gazownictwo SA WSE 4 1 20%
ADC:xnys Agree Realty Corp. NYSE 5 2 20%
MSCC:xnas Microsemi Corp. NASDAQ 4 2 20%
BX4:xpar Lyxor ETF CAC 40 Daily Double Short PAR 5 2 20%
EEP:xpar EasyETF FTSE EPRA Europe PAR 3 1 10%
GRE:xpar Lyxor UCITS ETF FTSE ATHEX Large Cap PAR 5 2 20%
GWT:xpar Lyxor UCITS ETF MSCI EMU Growth PAR 3 1 10%
HSI:xpar Lyxor UCITS ETF Hong Kong (HSI) PAR 3 1 10%
INR:xpar Lyxor UCITS ETF MSCI India PAR 4 2 20%
PVX:xpar Lyxor ETF Privex PAR 3 1 10%
TUR:xpar Lyxor UCITS ETF Turkey (DJ Turkey Titans 20) PAR 5 2 20%
PWR:xnys Quanta Services Inc. NYSE 3 1 10%
DLN:xlon Derwent London Plc LSE_SETS 4 2 20%
AVAV:xnas AeroVironment Inc. NASDAQ 5 2 20%
CUBA:xnas Herzfeld Caribbean Basin Fund Inc. NSC 6 3 40%
GF:xnys New Germany Fund Inc. NYSE 3 1 20%
IX:xnys Orix Corporation NYSE 4 1 10%
HQL:xnys Tekla Life Sciences Investors NYSE 4 2 20%
CAF:xnys Morgan Stanley China A Share Fund Inc. NYSE 3 1 20%
EVF:xnys Eaton Vance Senior Income Trust NYSE 4 2 20%
MHG:xosl Marine Harvest ASA OSE 3 1 20%
GXY:xasx Galaxy Resources Ltd ASX 8 4 80%
JEQ:xnys Aberdeen Japan Equity Fund Inc. NYSE 3 1 20%
JOF:xnys Japan Smaller Capitalizaion Fund Inc. NYSE 3 1 10%
IQQG:xetr iShares Plc DJ Euro STOXX Gr. Bearer Shares ETF XETR_ETF 3 1 10%
IQQJ:xetr iShares MSCI Japan UCITS ETF XETR_ETF 3 1 10%
IQQU:xetr iShares MSCI Europe Ex-UK Fund XETR_ETF 3 1 10%
SEL:xpar Lyxor UCITS ETF STOXX Europe Select Dividend 30 PAR 3 1 10%
DEA:xmil DEA Capital SpA MIL 5 3 40%
BYW:xetr Baywa AG Na FSE 8 2 20%
BPE5:xetr BP Plc FSE 3 1 10%
GFK:xetr GfK Holding AG FSE 4 2 20%
BC8:xetr Bechtle AG FSE 4 1 10%
CIS:xetr Cisco Systems Inc. XETR_STARS 4 1 10%
SNCR:xnas Synchronoss Technologies Inc. NASDAQ 4 1 10%
FSLR:xnas First Solar Inc. NASDAQ 5 1 10%
ZUMZ:xnas Zumiez Inc. NASDAQ 5 3 40%
HURN:xnas Huron Consulting Group Inc. NASDAQ 4 1 10%
MLNX:xnas Mellanox Technologies Ltd NASDAQ 3 1 10%
JASO:xnas JA Solar Holdings Co. Ltd NASDAQ 5 3 40%
FIG:xnys Fortress Investment Group LLC NYSE 4 1 10%
MTS:xmce ArcelorMittal SIBE 5 2 20%
WBK:xnys Westpac Banking Corp. NYSE 2 1 10%
GIL:xetr DMG MORI AG FSE 4 1 10%
HDD:xetr Heidelberger Druckmaschinen AG FSE 5 3 40%
HSB:xpar HSBC Holdings Plc PAR 3 1 10%
GEF:xnys Greif Inc. Cl A NYSE 4 2 20%
NDIEEU:xcse Nordea Invest Østeuropa CSE_INV 4 2 20%
NDINSC:xcse Nordea Invest Nordic Small Cap CSE_INV 3 1 10%
TRV:xnys The Travelers Companies Inc. NYSE 3 1 10%
DKITYSK:xcse Danske Invest Tyskland CSE_INV 3 1 10%
SKB:xetr Koenig & Bauer AG FSE 6 2 20%
TTK:xetr TAKKT AG FSE 4 1 10%
ARL:xetr Aareal Bank AG FSE 3 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
AUS:xetr AT&S Austria Technologie & Systemtechnik AG FSE 8 3 40%
SKI:xasx Spark Infrastructure Group ASX 4 2 20%
DEQ:xetr Deutsche EuroShop AG FSE 4 1 10%
JEN:xetr Jenoptik AG FSE 5 2 20%
WTM:xnys White Mountains Insurance Group Ltd NYSE 3 1 10%
BINCK:xams Binckbank NV AMS 5 3 40%
AEO:xnys American Eagle Outfitters Inc. NYSE 3 1 10%
BEI:xetr Beiersdorf AG FSE 3 1 10%
SYIHY:xcse Sydinvest HøjrenteLande A DKK CSE_INV 4 2 20%
BKG:xlon Berkeley Group Holdings Plc LSE_SETS 5 3 40%
FIE:xetr Fielmann AG FSE 3 1 10%
FRA:xetr Fraport AG FSE 4 1 10%
FPE3:xetr Fuchs Petrolub AG Vz FSE 4 1 10%
PFV:xetr Pfeiffer Vacuum Technology AG FSE 5 2 20%
RAS:xnys RAIT Financial Trust NYSE 5 2 20%
JYILOB:xcse Jyske Invest Lange Obligationer CSE_INV 3 1 10%
NDIEUSC:xcse Nordea Invest Europa Small Cap CSE_INV 3 1 10%
JYINOB:xcse Jyske Invest Nye Obligationsmarkeder CSE_INV 4 2 20%
KCR1V:xhel Konecranes Oyj HSE 4 2 20%
CEL:xnys Cellcom Israel Ltd NYSE 8 2 20%
TD:xnys Toronto Dominion Bank NYSE 2 1 10%
VZN:xswx VZ Holding AG SWX 5 3 40%
CF:xnys CF Industries Holdings Inc. NYSE 3 2 20%
CCOI:xnas Cogent Communications Holdings NASDAQ 4 1 10%
ICFI:xnas ICF International Inc. NASDAQ 5 2 20%
LSL:xlon LSL Property Services LSE_SETS 6 3 40%
CTCM:xnas CTC Media Inc. - NOCT NASDAQ 7 5 100%
DMGT:xlon Daily Mail & General Trust Plc 'A' Ord LSE_SETS 3 1 20%
BGHL:xams Boussard and Gavaudan Holding Ltd AMS 3 1 10%
WNC:xnys Wabash National Corp. NYSE 5 2 20%
VOW3:xetr Volkswagen AG Vz FSE 5 1 10%
TWI:xnys Titan International Inc. (Illinois) NYSE 7 3 40%
UBI:xmil UBI Banca MIL 5 2 20%
NS:xnys NuStar Energy LP NYSE 3 2 20%
9412:xtks SKY Perfect JSAT Corp. TYO 4 1 10%
CMG:xnys Chipotle Mexican Grill Inc. NYSE 4 1 10%
PVH:xnys Phillips-Van Heusen Corp. NYSE 3 2 20%
MCC:xetr Merck & Co. Inc. XETR_STARS 2 1 10%
LIN:xetr Linde AG FSE 3 1 10%
MLP:xetr MLP AG FSE 6 3 40%
NDA:xetr Aurubis AG FSE 4 1 10%
HNR1:xetr Hannover Ruckversicherungs AG FSE 3 1 10%
LEO:xetr Leoni AG N FSE 5 2 20%
DRW3:xetr Drägerwerk AG Vz FSE 6 2 20%
PSM:xetr ProSiebenSat.1 Media AG FSE 4 1 10%
C61U:xses CapitaCommercial Trust SGX-ST 4 2 20%
G13:xses Genting Singapore Plc SGX-ST 3 1 10%
O32:xses Olam International Ltd SGX-ST 4 1 20%
T82U:xses Suntec Real Estate Inv. Trust SGX-ST 4 2 20%
Y92:xses Thai Beverage Public Company Ltd SGX-ST 4 2 20%
FMO:xnys Fiduciary/Claymore MLP Opportunity Fund NYSE 3 1 10%
DKIHOJ:xcse Danske Invest Globale Virksomhedsobl CSE_INV 3 1 10%
RXL:xpar Rexel SA PAR 3 2 20%
SOF:xbru Sofina SA BRU 4 2 20%
AMRN:xnas Amarin Corp. Plc NSC 8 3 40%
GAZ:xlon Gazprom Neft PJSC LSE_INTL 7 3 40%
NVTK:xlon OAO Novatek LSE_INTL 5 3 40%
SVST:xlon Public Joint Stock Company Severstal LSE_INTL 6 3 40%
ROSN:xlon OJSC OC Rosneft LSE_INTL 5 2 20%
RKMD:xlon OJSC Rostelecom LSE_INTL 8 3 40%
SSA:xlon Sistema PJSFC LSE_INTL 6 2 20%
CSV:xasx CSG Ltd ASX 8 3 40%
ATAD:xlon Tatneft PJSC LSE_INTL 6 3 40%
HSBK:xlon JSC Halyk Savings Bank of Kazakhstan LSE_INTL 8 3 40%
KMG:xlon JSC KazMunaiGas Exploration Prod LSE_INTL 6 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LTOD:xlon Larsen & Toubro LSE_INTL 4 2 20%
RIGD:xlon Reliance Industries Ltd LSE_INTL 4 1 10%
SBID:xlon State Bank of India LSE_INTL 4 1 20%
FIVE:xlon X5 Retail Group NV LSE_INTL 6 2 20%
SMSD:xlon Samsung Electronics Co. Ltd - GDS LSE_INTL 2 1 10%
HHPD:xlon Hon Hai Precision Industry Co. Ltd LSE_INTL 4 3 40%
CHZN:xlon Chelyabinsk Zinc Plant PJSC LSE_INTL 8 3 40%
BNS:xnys Bank of Nova Scotia NYSE 3 1 10%
SHO:xnys Sunstone Hotel Investors Inc. NYSE 3 1 10%
REGN:xnas Regeneron Pharmaceuticals Inc. NASDAQ 3 1 10%
KBR:xnys KBR Inc. NYSE 4 1 10%
DPZ:xnys Dominos Pizza Inc. NYSE 4 1 10%
EDN:xnys Edenor SA NYSE 8 3 40%
ERCB:xetr Ericsson B FSE 6 1 10%
CAI:xwbo CA Immobilien Anlagen AG VIE 4 1 20%
SPI:xwbo Sparkasse Immobilien AG VIE 5 2 20%
VOS:xetr Vossloh AG FSE 5 2 20%
COM:xetr COMDirect Bank FSE 4 2 20%
INH:xetr Indus Holding AG FSE 4 2 20%
SIX2:xetr Sixt SE FSE 4 1 10%
HOT:xetr HOCHTIEF AG FSE 3 1 10%
SOW:xetr Software AG FSE 4 1 10%
MOR:xetr Morphosys AG FSE 5 2 20%
NOT:xetr Novartis AG FSE 2 1 10%
R6C:xetr Royal Dutch Shell Plc A FSE 2 1 10%
RSI:xetr Rofin-Sinar Technologies Inc. FSE 8 2 20%
FDSA:xlon Fidessa Group Plc LSE_SETS 6 3 40%
DWNI:xetr Deutsche Wohnen AG FSE 4 1 10%
ZIL2:xetr Elringklinger AG FSE 5 1 10%
GLJ:xetr Grenke AG FSE 4 1 10%
MVV1:xetr MVV Energie AG FSE 4 1 20%
GWI1:xetr Gerry Weber International AG FSE 4 3 40%
ALTN:xswx Altin AG SWX 7 4 80%
SMI:xnys Semiconductor Manufact International Corp. NYSE 7 1 10%
CEA:xnys China Eastern Airlines Corporation Ltd NYSE 6 1 10%
DAL:xnys Delta Air Lines Inc. NYSE 3 2 20%
PRY:xmil Prysmian SpA MIL 4 1 10%
GPOR:xnas Gulfport Energy Corp. NASDAQ 4 3 40%
CAVM:xnas Cavium Networks Inc. NASDAQ 5 2 20%
MTX:xetr MTU Aero Engines Holding AG FSE 3 1 10%
MDN:xetr Medion AG FSE 6 2 20%
IBKR:xnas Interactive Brokers Group Inc. NASDAQ 3 1 10%
COL:xmce Inmobiliaria Colonial SA SIBE 4 1 20%
F34:xses Wilmar International Ltd SGX-ST 3 1 10%
S59:xses SIA Engineering Company Ltd SGX-ST 3 1 10%
Z25:xses Yanlord Land Group Ltd SGX-ST 5 1 20%
U06:xses United Industrial Corporation Ltd SGX-ST 4 1 20%
M35:xses Wheelock Properties (Singapore) Ltd SGX-ST 5 1 20%
SSW:xnys Seaspan Corporation NYSE 4 1 10%
F17:xses Guocoland Ltd SGX-ST 4 1 20%
S58:xses Singapore Airport Terminal Services Ltd SGX-ST 3 1 10%
H15:xses Hotel Properties Ltd SGX-ST 4 2 20%
A26:xses Sinarmas Land Ltd SGX-ST 5 1 20%
H13:xses Ho Bee Land Ltd SGX-ST 5 2 20%
S41:xses Hong Leong Finance Ltd SGX-ST 5 3 40%
5JS:xses Indofood Agri Resources Ltd SGX-ST 6 3 40%
K11:xses Keppel Telecommunications & Transportation Ltd SGX-ST 6 2 20%
P15:xses Pacific Century Regional Developments Ltd SGX-ST 7 2 20%
U10:xses UOB Kay Hian Holdings Ltd SGX-ST 5 2 20%
G92:xses China Aviation Oil (Singapore) Corporation Ltd SGX-ST 6 2 20%
S61:xses SBS Transit Ltd SGX-ST 7 3 40%
P34:xses Delfi Ltd SGX-ST 8 3 40%
H30:xses Hong Fok Corp. Ltd SGX-ST 6 3 40%
B61:xses Bukit Sembawang Estates Ltd SGX-ST 5 2 20%
ACM:xnys AECOM NYSE 3 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BVB:xetr Borussia Dortmund GmbH & Co. KG FSE 7 3 40%
COM:xpar Cnim PAR 7 3 40%
ATL:xmil Atlantia SpA MIL 3 1 10%
NAN:xasx Nanosonics Ltd ASX 8 3 40%
FIX:xnys Comfort Systems USA Inc. NYSE 8 2 20%
VTBR:xlon VTB Bank PJSC LSE_INTL 6 3 40%
U04:xses United Engineers Ltd SGX-ST 5 2 20%
B28:xses Bonvests Holdings Ltd SGX-ST 8 3 40%
M01:xses Metro Holdings Ltd SGX-ST 5 3 40%
ALE:xnys Allete Inc. NYSE 3 1 10%
SGRO:xlon Segro Plc LSE_SETS 4 2 20%
PTM:xasx Platinum Asset Management Ltd ASX 4 2 20%
F83:xses Cosco Corporation (Singapore) Ltd SGX-ST 6 3 40%
S68:xses Singapore Exchange Ltd SGX-ST 4 1 10%
LSS:xpar Lectra PAR 7 3 40%
B:xnys Barnes Group Inc. NYSE 4 1 10%
C52:xses ComfortDelGro Corporation Ltd SGX-ST 3 1 10%
J36:xses Jardine Matheson Holdings Ltd SGX-ST 3 1 20%
T39:xses Singapore Press Holdings Ltd SGX-ST 3 1 10%
S63:xses Singapore Technologies Engineering Ltd SGX-ST 4 1 10%
W05:xses Wing Tai Holdings Ltd SGX-ST 4 2 20%
WAC:xetr Wacker Neuson SE FSE 4 2 20%
MEOH:xnas Methanex Corp. NASDAQ 4 1 10%
NPRO:xosl Norwegian Property ASA OSE 5 2 20%
M:xnys Macys Inc. NYSE 3 1 10%
B2F:xses M1 Ltd SGX-ST 3 1 20%
N21:xses Noble Group Ltd SGX-ST 6 3 40%
C09:xses City Developments Ltd SGX-ST 3 1 10%
SPD:xlon Sports Direct International Plc LSE_SETS 5 3 40%
A17U:xses Ascendas Real Estate Investment Trust SGX-ST 3 1 10%
D05:xses DBS Group Holdings Ltd SGX-ST 3 1 10%
ANW:xnys Aegean Marine Petroleum Network Inc. NYSE 5 3 40%
DHT:xnys DHT Holdings Inc. NYSE 5 3 40%
WHC:xasx Whitehaven Coal Ltd ASX 6 3 40%
COPN:xswx COSMO Pharmaceuticals SA SWX 5 2 20%
STO3:xetr STO SE & Co. KGaA FSE 8 3 40%
V03:xses Venture Corporation Ltd SGX-ST 4 1 20%
600:xses Hyflux Ltd SGX-ST 5 3 40%
FIZZ:xnas National Beverage Corp. NASDAQ 5 2 20%
B8A:xetr Bavaria Industries Group AG FSE 8 3 40%
PHK:xnys PIMCO High Income Fund NYSE 4 2 20%
Z74:xses Singapore Telecommunications Ltd SGX-ST 2 1 10%
U96:xses Sembcorp Industries Ltd SGX-ST 3 1 10%
C31:xses CapitaLand Ltd SGX-ST 3 1 10%
AOX:xetr alstria office REIT-AG FSE 5 2 20%
RCI:xnys Rogers Communications Inc. NYSE 3 1 10%
OGC:xasx OceanaGold Corp. ASX 8 2 20%
TCG:xlon Thomas Cook Group Plc LSE_SETS 6 3 40%
CINE:xlon Cineworld Group Plc LSE_SETS 6 2 20%
MINI:xnas Mobile Mini Inc. NASDAQ 4 2 20%
ATNI:xnas ATN International Inc. NASDAQ 4 2 20%
M5Z:xetr Manz Automation AG FSE 7 5 100%
SJW:xnys SJW Corp. NYSE 5 2 20%
AFSI:xnas Amtrust Financial Services Inc. NASDAQ 3 2 20%
BX:xnys The Blackstone Group LP NYSE 3 1 20%
ESLT:xnas Elbit Systems Ltd NASDAQ 4 1 10%
AER:xnys Aercap Holdings NV NYSE 3 1 10%
VIB3:xetr Villeroy & Boch AG Vz FSE 6 3 40%
O1BC:xetr XING AG FSE 5 2 20%
ALM:xmce Laboratorios Almirall SA SIBE 4 2 20%
G4S:xcse G4S Plc CSE 3 1 20%
DTEA:xetr Deutsche Telekom AG FSE 4 1 10%
NGD:xase New Gold Inc. AMEX 6 3 40%
GET:xpar GET SA (Groupe Eurotunnel ) PAR 3 1 10%
MNDI:xlon Mondi Plc LSE_SETS 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BP:xmil Banco Popolare MIL 6 2 20%
DFS:xnys Discover Financial Services NYSE 3 1 10%
TEL:xnys TE Connectivity Ltd NYSE 3 1 10%
TW:xlon Taylor Wimpey Plc LSE_SETS 5 2 20%
ATRO:xnas Astronics Corp. NASDAQ 5 2 20%
GMG:xasx Goodman Group ASX 3 1 10%
MWA:xnys Mueller Water Products Inc. NYSE 4 1 10%
RLIA:xmce Realia Business SA SIBE 8 3 40%
KTCG:xwbo Kapsch TrafficCom AG VIE 7 3 40%
DIM:xpar Sartorius Stedim Biotech SA PAR 4 1 10%
MRK:xpar Merck & Co. Inc. PAR 2 1 10%
RENE:xlis REN - Redes Energeticas Nacionais SGPS SA LISB 3 1 20%
TAC:xnys TransAlta Corp. NYSE 4 1 10%
CLNE:xnas Clean Energy Fuels Corp. NASDAQ 8 3 40%
SPTN:xnas SpartanNash Co. NASDAQ 8 2 20%
GXL:xasx Greencross Ltd ASX 7 3 40%
IPF:xlon International Personal Finance Plc LSE_SETS 5 3 40%
MTA:xpar Lyxor UCITS ETF EuroMTS 1-3Y Investment Grade PAR 3 1 10%
RIO:xpar Lyxor Brazil (Ibovespa) UCITS ETF PAR 4 2 20%
CLC:xnys CLARCOR Inc. NYSE 3 1 10%
O39:xses Oversea-Chinese Banking Corp. Ltd SGX-ST 3 1 10%
CC3:xses StarHub Ltd SGX-ST 3 1 10%
BN4:xses Keppel Corp. Ltd SGX-ST 3 1 10%
SBT:xpar Oeneo Bouchage PAR 6 3 40%
DBG:xpar DERICHEBOURG PAR 7 3 40%
A68U:xses Ascott Residence Trust SGX-ST 5 2 20%
J91U:xses CAMBRIDGE Industrial Trust SGX-ST 5 2 20%
AU8U:xses CapitaRetail China Trust SGX-ST 5 2 20%
J85:xses CDL Hospitality Trusts SGX-ST 5 2 20%
C29:xses Chip Eng Seng Corp. Ltd SGX-ST 7 5 100%
A7RU:xses Keppel Infrastructure Trust SGX-ST 4 1 20%
C14:xses CWT Ltd SGX-ST 5 2 20%
AW9U:xses First Real Estate Investment Trust SGX-ST 5 2 20%
F31:xses Fragrance Group Ltd SGX-ST 7 2 20%
J69U:xses Frasers Centrepoint Trust SGX-ST 5 2 20%
5IG:xses Gallant Venture Ltd SGX-ST 8 2 20%
K71U:xses Keppel REIT SGX-ST 4 2 20%
P40U:xses Starhill Global SGX-ST 5 2 20%
O10:xses Far East Orchard Ltd SGX-ST 5 3 40%
Q01:xses QAF Ltd SGX-ST 8 3 40%
S05:xses Sim Lian Group Ltd SGX-ST 8 2 20%
H07:xses Stamford Land Corp. Ltd SGX-ST 7 3 40%
S10:xses Super Group Ltd SGX-ST 4 2 20%
V01:xses Vicom Ltd SGX-ST 6 3 40%
BS6:xses Yangzijiang Shipbuilding Holdings Ltd SGX-ST 4 1 10%
AHGP:xnas Alliance Holdings GP LP NASDAQ 4 2 20%
GLNG:xnas Golar LNG NASDAQ 5 2 20%
EUNE:xswx iShares EURO STOXX 50 UCITS ETF SWX 3 1 10%
ZPAL:xswx ZKB Palladium ETF SWX 3 1 10%
XSMI:xswx X-trackers Swiss Large Cap UCITS ETF (DR) SWX 3 1 10%
XESX:xswx db x-trackers DJ EURO STOXX 50 ETF SWX 3 1 10%
XDAX:xswx db x-trackers DAX SWX 3 1 10%
LYRIO:xswx Lyxor ETF Brazil (Ibovespa) SWX 5 2 20%
LYSEL:xswx Lyxor ETF STOXX Select Dividend 30 SWX 3 1 10%
LYCEC:xswx Lyxor ETF Eastern Europe SWX 3 1 10%
FXC:xswx iShares FTSE XINHUA ETF SWX 3 1 10%
IEEM:xswx iShares MSCI Emerging Markets UCITS ETF SWX 4 2 20%
IEER:xswx iShares MSCI Eastern Europe SWX 3 1 10%
IBZL:xswx iShares MSCI Brazil UCITS ETF SWX 4 2 20%
ZPLA:xswx ZKB Platinum ETF SWX 3 1 10%
ACIW:xnas ACI Worldwide Inc. NASDAQ 3 2 20%
DCM:xnys NTT DoCoMo Inc. NYSE 3 1 10%
M62:xses CIMB FTSE ASEAN40 100 SGX-ST 3 1 20%
I98:xses iShares MSCI India SGX-ST 4 2 20%
P60:xses Lyxor Asia 10 SGX-ST 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
P58:xses Lyxor China H 10 SGX-ST 3 1 20%
A0W:xses Lyxor ETF Commodities Thomson Reuters/Jefferies CR SGX-ST 3 1 20%
AO9:xses Lyxor MSCI Korea - 10 SGX-ST 4 2 20%
A9A:xses Lyxor MSCI Taiwan Index - 10 SGX-ST 4 2 20%
A35:xses ABF Singapore Bond Index Fund - 1000 SGX-ST 3 1 20%
O87:xses SPDR Gold Trust SGX-ST 4 2 20%
KRN:xetr Krones AG FSE 4 1 10%
GSF:xosl Grieg Seafood ASA OSE 8 2 20%
ZC:xpar Zodiac SA PAR 5 2 20%
WKL:xams Wolters Kluwer NV AMS 3 1 10%
WBC:xnys WABCO Holdings Inc. NYSE 3 1 10%
PMC:xnys PharMerica Corp. NYSE 5 2 20%
FO4:xetr Ageas SA/NV FSE 5 1 10%
WIN:xetr Wincor Nixdorf AG FSE 4 1 10%
PAA:xnys Plains All American Pipeline LP NYSE 3 1 20%
ARAY:xnas Accuray Inc. NASDAQ 6 3 40%
DAI:xetr Daimler AG FSE 2 1 10%
NCT:xnys Newcastle Investment Corp. NYSE 5 2 20%
ACC:xnys American Campus Communities Inc. NYSE 3 1 10%
BDN:xnys Brandywine Realty Trust NYSE 4 2 20%
CUZ:xnys Cousins Properties Inc. NYSE 5 2 20%
DCT:xnys DCT Industrial Trust Inc. NYSE 5 2 20%
EDR:xnys Education Realty Trust Inc. NYSE 5 2 20%
EQY:xnys Equity One Inc. NYSE 5 2 20%
FR:xnys First Industrial Realty Trust Inc. NYSE 5 2 20%
PEI:xnys Pennsylvania Real Estate Investment Trust NYSE 5 2 20%
SKT:xnys Tanger Factory Outlet Centers Inc. NYSE 4 2 20%
TCO:xnys Taubman Centers Inc. NYSE 5 2 20%
WRE:xnys Washington Real Estate Investment Trust NYSE 5 2 20%
VMW:xnys VMware Inc. NYSE 3 1 10%
SYIHYM:xcse Sydinvest HøjrenteLande Mix KL CSE_INV 4 2 20%
MFA:xnys MFA Mortgage Investments Inc. NYSE 3 1 10%
SHG:xnys Shinhan Financial Group Co. Ltd NYSE 4 1 10%
MORN:xnas Morningstar Inc. NASDAQ 4 1 10%
DKIIDK:xcse Danske Invest Indeks Danmark CSE_INV 3 1 10%
DKIIFJE:xcse Danske Invest Indeks Fjernøsten CSE_INV 4 2 20%
DKIINO:xcse Danske Invest Indeks Norden (DEN) CSE_INV 4 2 20%
DKIUOBL:xcse Danske Invest Udenl Obligationsmarkeder CSE_INV 3 1 10%
DKIIVER:xcse Danske Invest Indeks Verden CSE_INV 3 1 10%
UMPQ:xnas Umpqua Holdings Corp. NASDAQ 3 2 20%
FARO:xnas FARO Technologies Inc. NASDAQ 6 3 40%
MMLP:xnas Martin Midstream Partners LP NASDAQ 4 3 40%
BCS:xnys Barclays Plc NYSE 3 1 10%
C2PU:xses Parkway Life REIT SGX-ST 5 2 20%
DSW:xnys DSW Inc. NYSE 3 2 20%
SHI:xnys Sinopec Shanghai Petrochemical Co. Ltd NYSE 6 1 10%
MPW:xnys Medical Properties Trust Inc. NYSE 3 1 10%
SMCI:xnas Super Micro Computer Inc. NASDAQ 4 2 20%
PSEC:xnas Prospect Capital Corp. NASDAQ 3 1 20%
GXI:xetr Gerresheimer AG FSE 4 1 10%
RUSHA:xnas Rush Enterprises Inc. Class A NASDAQ 5 2 20%
BGS:xnys B&G Foods Inc. NYSE 3 2 20%
VGR:xnys Vector Group Ltd NYSE 5 3 40%
TFG:xams Tetragon Financial Group AMS 5 2 20%
MSE:xpar Lyxor Euro Stoxx 50 UCITS ETF PAR 3 1 10%
S21:xses Genting Hong Kong Ltd SGX-ST 6 2 20%
C6L:xses Singapore Airlines Ltd SGX-ST 3 1 10%
HAYN:xnas Haynes International Inc. NASDAQ 8 3 40%
CQP:xase Cheniere Energy Partners LP AMEX 5 2 20%
GTLS:xnas Chart Industries Inc. NASDAQ 5 2 20%
TEF:xlon Telford Homes Plc LSE_SETS 6 5 100%
SBS:xetr Stratec Biomedical Systems AG FSE 7 3 40%
F25U:xses Fortune Real Estate Investment Trust SGX-ST 5 2 20%
M44U:xses Mapletree Logistics Trust SGX-ST 4 2 20%
CY6U:xses Ascendas India Trust SGX-ST 6 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ATLN:xvtx Actelion Ltd VX 4 1 20%
GEBN:xvtx Geberit N VX 4 1 20%
KNIN:xvtx Kuehne & Nagel International AG VX 3 1 20%
UHRN:xswx Swatch Group AG SWX 3 1 20%
HL:xlon Hargreaves Lansdown Plc LSE_SETS 3 1 10%
FXPO:xlon Ferrexpo Plc LSE_SETS 8 4 80%
3IN:xlon 3I Infrastructure Ltd LSE_SETS 3 1 10%
MONY:xlon Moneysupermarket.com Group Plc LSE_SETS 4 2 20%
VEC:xlon Vectura Group Plc LSE_SETS 5 3 40%
BDR:xasx Beadell Resources Ltd ASX 8 3 40%
BTE:xnys Baytex Energy Corp. NYSE 4 2 20%
3086:xtks J.Front Retailing Co. Ltd TYO 3 1 10%
3436:xtks Sumco Corp. TYO 4 2 20%
TDC:xnys Teradata Corp. NYSE 4 1 10%
CCF:xase Chase Corp. (United States) AMEX 8 3 40%
CRR:xnys Carbo Ceramics Inc. NYSE 5 3 40%
STOB:xlon Stobart Group Limited LSE_SETS 6 3 40%
TDG:xnys TransDigm Group Inc. NYSE 4 1 10%
HIMX:xnas Himax Technologies Inc. NASDAQ 5 3 40%
TEF:xnys Telefonica SA NYSE 2 1 10%
WF:xnys Woori Finance Holdings Co. Ltd NYSE 8 1 10%
VNDA:xnas Vanda Pharmaceuticals Inc. NASDAQ 7 3 40%
MEI:xnys Methode Electronics Inc. NYSE 3 1 10%
CZZ:xnys Cosan Ltd NYSE 5 2 20%
IBCX:xswx iShares iBoxx Liquid Corp. SWX 3 1 10%
XSSX:xswx db x-trackers EURO STOXX 50 SHORT DAILY UCITS ETF SWX 5 2 20%
XXXI:xswx db x-trackers FTSE China 50 UCITS ETF DR SWX 3 1 10%
XMBR:xswx db x-trackers MSCI Brazil INDEX UCITS ETF (DR) SWX 4 2 20%
XMAI:xswx db x-trackers MSCI EM ASIA INDEX UCITS ETF SWX 3 1 10%
XMEM:xswx db x-trackers MSCI Emerging Mkts Index UCITS ETF SWX 4 2 20%
XMLA:xswx db x-trackers MSCI EM LATAM INDEX UCITS ETF SWX 4 2 20%
XMEU:xswx db x-trackers MSCI EUROPE INDEX UCITS ETF (DR) SWX 3 1 10%
XMTW:xswx db x-trackers MSCI Taiwan Index UCITS ETF SWX 3 1 10%
XMUS:xswx db x-trackers MSCI USA SWX 3 1 10%
XMWO:xswx db x-trackers MSCI WORLD SWX 3 1 10%
XNIF:xswx db x-trackers S&P SWX 4 2 20%
XSDX:xswx db x-trackers SHORTDAX Daily UCITS ETF SWX 5 2 20%
DJSXE:xswx iShares DJ EURO STOXX 50 (DE) SWX 3 1 10%
SMIEX:xswx iShares SMI (DE) SWX 3 1 10%
LQDE:xswx iShares USD CORP. BND SWX 3 1 10%
ITPS:xswx iShares USD TIPS SWX 3 1 10%
IBTS:xswx iShares USD Treasury Bond 1-3 Fund SWX 3 1 10%
IAPD:xswx iShares DJ Asia/Pacific Select Dividend SWX 3 1 10%
IPRP:xswx iShares FTSE/EPRA SWX 3 1 10%
IASP:xswx iShares FTSE Asia Prop SWX 4 2 20%
IWDP:xswx iShares FTSE Global Property SWX 4 2 20%
IUKD:xswx iShares FTSE UK DVD SWX 3 1 10%
IBGS:xswx iShares EURO Government Bond 1-3 SWX 3 1 10%
IBGL:xswx iShares Euro Government Bond 15-30 - NOCT SWX 3 1 10%
IBGX:xswx iShares Euro Government Bond 3-5 SWX 3 1 10%
IBCI:xswx iShares EUR Inflation Linked Bond SWX 3 1 10%
IFFF:xswx iShares MSCI FE Japan SWX 3 1 20%
IKOR:xswx iShares MSCI Korea UCITS ETF SWX 4 2 20%
ITWN:xswx iShares MSCI Taiwan SWX 3 1 20%
IWRD:xswx iShares MSCI World UCITS ETF SWX 3 1 10%
IUSA:xswx iShares S&P 500 UCITS ETF SWX 3 1 20%
CRB:xswx Lyxor ETF Comm Thomson Reuters/Jefferies CRB SWX 3 1 10%
LYCRN:xswx Lyxor ETF Commodities CRB Ex-Energy TR SWX 3 1 10%
LYJPN:xswx Lyxor ETF Japan (TOPIX) SWX 3 1 10%
GWT:xswx Lyxor ETF MSCI EMU Growth SWX 3 1 10%
MMS:xswx Lyxor UCITS ETF MSCI EMU Small Cap SWX 4 2 20%
EMV:xswx Lyxor UCITS ETF MSCI EMU Value SWX 3 1 10%
LYMEU:xswx Lyxor UCITS ETF MSCI Europe SWX 3 1 10%
LYINR:xswx Lyxor ETF MSCI India SWX 5 2 20%
LYWLD:xswx Lyxor ETF MSCI World SWX 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LYRUS:xswx Lyxor Russia SWX 4 2 20%
MAGB:xswx Market Access NYSE Arca Gold Bugs Index ETF SWX 5 2 20%
MRIC:xswx Market Access Jim Rogers Intl Commodity Index SWX 3 1 10%
MRAI:xswx Market Access RICI-Agriculture Index ETF SWX 3 1 10%
FSEUFI:xswx UBS-ETF Euro STOXX 50 SWX 3 1 10%
FDJPHU:xswx UBS-ETF DJ Japan 100 SWX 3 1 10%
UBSFTS:xswx UBS-ETF FTSE 100 SWX 3 1 10%
UBSLI:xswx UBS-ETF SLI SWX 3 1 10%
ZSIL:xswx ZKB Silver ETF SWX 3 1 10%
XMKO:xswx db x-trackers MSCI Korea Index UCITS ETF SWX 4 2 20%
STR:xwbo Strabag SE VIE 4 1 20%
LTE:xpar Valtech PAR 8 3 40%
BVI:xpar Bureau Veritas PAR 4 1 10%
CETV:xnas Central European Media Enterprises Ltd NASDAQ 8 3 40%
UBXN:xswx u-blox Holding AG SWX 5 3 40%
IPD:xasx ImpediMed Ltd ASX 8 3 40%
LULU:xnas Lululemon Athletica Inc. NASDAQ 4 1 10%
CISG:xnas CNinsure Inc. NASDAQ 7 3 40%
PZN:xnys Pzena Investment Management Inc. NYSE 8 3 40%
MQG:xasx Macquarie Group Ltd ASX 3 1 10%
NHF:xasx NIB Holdings Ltd ASX 4 2 20%
NUVA:xnas NuVasive Inc. NASDAQ 4 1 10%
AXS:xnys Axis Capital Holdings Ltd NYSE 3 1 10%
MSF:xetr Microsoft Corp. XETR_STARS 4 1 10%
FDR:xmce Fluidra SA SIBE 7 3 40%
CLMT:xnas Calumet Specialty Products Partners LP NASDAQ 7 3 40%
ECT:xams Eurocastle Investment Ltd AMS 8 3 40%
NVT:xasx Navitas Ltd ASX 4 2 20%
JYINOBV:xcse Jyske Invest Nye Obligationsmarkeder Valuta CSE_INV 4 2 20%
FLY:xnys Fly Leasing Ltd NYSE 5 3 40%
ALF:xasx Australian Leaders Fund Ltd ASX 5 2 20%
CWN:xasx Crown Ltd ASX 4 1 10%
ORE:xasx Orocobre Ltd ASX 8 2 20%
IVZ:xnys Invesco Ltd NYSE 3 1 10%
PGNX:xnas Progenics Pharmaceuticals Inc. NASDAQ 8 3 40%
OZM:xnys Och Ziff Capital Management Group NYSE 6 2 20%
AGO:xnys Assured Guaranty Ltd NYSE 3 1 10%
MYE:xnys Myers Industries Inc. NYSE 5 3 40%
BTT:xasx BT Investment Management Ltd ASX 5 2 20%
00001:xhkg CK Hutchison Holdings Ltd HKEX 3 1 20%
00002:xhkg CLP Holdings Ltd HKEX 3 1 10%
00003:xhkg The Hong Kong and China Gas Co. Ltd HKEX 3 1 10%
00004:xhkg Wharf (Holdings) Ltd change HKEX 3 1 10%
00005:xhkg HSBC Holdings Plc HKEX 3 1 10%
00006:xhkg Power Assets Holdings Ltd HKEX 3 1 10%
00008:xhkg PCCW Ltd HKEX 4 2 20%
00010:xhkg Hang Lung Group Ltd HKEX 4 2 20%
00011:xhkg Hang Seng Bank Ltd HKEX 3 1 10%
00012:xhkg Henderson Land Development Co Ltd HKEX 3 1 10%
00014:xhkg Hysan Development Co. Ltd HKEX 4 1 10%
00016:xhkg Sun Hung Kai Properties Ltd HKEX 3 1 10%
00017:xhkg New World Development Co. Ltd HKEX 4 1 10%
00019:xhkg Swire Pacific Ltd A HKEX 3 1 10%
00020:xhkg Wheelock and Co. Ltd HKEX 4 1 10%
00023:xhkg Bank of East Asia Ltd HKEX 3 1 10%
00027:xhkg Galaxy Entertainment Group Ltd HKEX 4 1 10%
00034:xhkg Kowloon Development Company Ltd HKEX 4 3 40%
00041:xhkg Great Eagle Holdings Ltd HKEX 3 2 20%
00044:xhkg Hong Kong Aircraft Engineering Co. Ltd HKEX 4 3 40%
00045:xhkg Hong Kong and Shanghai Hotels Ltd HKEX 4 2 20%
00053:xhkg Guoco Group Ltd HKEX 4 2 20%
00054:xhkg Hopewell Holdings Ltd HKEX 4 2 20%
00062:xhkg Transport Intl Holdings Ltd HKEX 4 3 40%
00066:xhkg MTR Corporation Ltd HKEX 3 1 10%
00069:xhkg Shangri-La Asia Ltd HKEX 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
00083:xhkg Sino Land Co. Ltd HKEX 4 1 10%
00086:xhkg Sun Hung Kai & Co. Ltd HKEX 5 3 40%
00087:xhkg Swire Pacific Ltd B HKEX 4 1 20%
00101:xhkg Hang Lung Properties Ltd HKEX 4 1 10%
00123:xhkg Yuexiu Property Co. Ltd HKEX 5 1 10%
00127:xhkg Chinese Estates Holdings HKEX 5 3 40%
00135:xhkg KUNLUN ENERGY HKEX 5 1 10%
00142:xhkg First Pacific Company Limited HKEX 4 2 20%
00144:xhkg China Merchants Port Holdings HKEX 5 1 10%
00148:xhkg Kingboard Chemical Holdings Ltd HKEX 6 2 20%
00165:xhkg China Everbright Ltd HKEX 5 2 20%
00168:xhkg Tsingtao Brewery Co. Ltd HKEX 4 1 10%
00173:xhkg K Wah International Holdings Ltd HKEX 5 2 20%
00177:xhkg Jiangsu Expressway Co. Ltd HKEX 4 1 10%
00179:xhkg Johnson Electric Holdings Ltd HKEX 4 1 20%
00200:xhkg Melco International Development Ltd HKEX 6 3 40%
00208:xhkg Polytec Asset Holdings Ltd HKEX 7 3 40%
00242:xhkg Shun Tak Holdings Ltd HKEX 4 3 40%
00267:xhkg CITIC Ltd HKEX 4 1 10%
00270:xhkg Guangdong Investment Ltd HKEX 4 1 10%
00272:xhkg Shui On Land Ltd HKEX 6 2 20%
00291:xhkg China Resources Beer (Holdings) Co Ltd HKEX 7 2 20%
00293:xhkg Cathay Pacific Airways Ltd HKEX 4 1 10%
00297:xhkg Sinofert Holdings Ltd HKEX 6 3 40%
00303:xhkg VTech Holdings Ltd HKEX 4 2 20%
00308:xhkg China Travel International Investment Hong Kong Lt HKEX 6 2 20%
WLD:xpar Lyxor MSC World PAR 3 1 20%
00316:xhkg Orient Overseas (International) Ltd HKEX 4 2 20%
00321:xhkg Texwinca Holdings Ltd HKEX 4 3 40%
00322:xhkg Tingyi (Cayman Islands) Holdings Corp. HKEX 3 1 10%
00323:xhkg Maanshan Iron and Steel Co. Ltd HKEX 8 2 20%
00330:xhkg Esprit Holdings Ltd HKEX 4 2 20%
00336:xhkg Huabao International Holdings Ltd HKEX 6 3 40%
00338:xhkg Sinopec Shanghai Petrochemical Co. Ltd HKEX 7 1 10%
00341:xhkg Cafe de Coral Holdings Ltd HKEX 3 2 20%
00347:xhkg Angang Steel Co. Ltd HKEX 6 2 20%
00358:xhkg Jiangxi Copper Co. Ltd HKEX 5 1 10%
00363:xhkg Shanghai Industrial Holdings Ltd HKEX 5 2 20%
00386:xhkg China Petroleum and Chemical Corp.(Sinopec) HKEX 3 1 10%
00388:xhkg Hong Kong Exchanges and Clearing Ltd HKEX 5 1 10%
00392:xhkg Beijing Enterprises Holdings Ltd HKEX 4 1 10%
00425:xhkg Minth Group Ltd HKEX 5 3 40%
00440:xhkg Dah Sing Financial Holdings Ltd HKEX 4 2 20%
00467:xhkg United Energy Group Ltd HKEX 7 5 100%
00480:xhkg HKR Intl Ltd HKEX 7 3 40%
00489:xhkg Dongfeng Motor Group Company Ltd HKEX 4 1 10%
00493:xhkg GOME Electrical Appl. Holding Ltd HKEX 3 2 20%
00506:xhkg China Foods Ltd HKEX 6 3 40%
00511:xhkg Television Broadcasts Ltd HKEX 4 2 20%
00522:xhkg ASM Pacific Technology Ltd HKEX 4 2 20%
00525:xhkg Guangshen Railway Co. Ltd HKEX 7 1 10%
00538:xhkg Ajisen (China) Holdings Ltd HKEX 6 3 40%
00551:xhkg Yue Yuen Industrial (Holdings) Ltd HKEX 4 1 10%
00552:xhkg China Communications Services Corp. Ltd HKEX 5 2 20%
00576:xhkg Zhejiang Expressway Co. Ltd HKEX 5 2 20%
00598:xhkg Sinotrans Ltd HKEX 5 2 20%
00604:xhkg Shenzhen Investment Ltd HKEX 5 2 20%
00606:xhkg China Agri-Industries Holdings Ltd HKEX 5 2 20%
00659:xhkg NWS Holdings Ltd HKEX 4 1 10%
00669:xhkg Techtronic Industries Co. Ltd HKEX 4 1 10%
00678:xhkg Genting Hong Kong Ltd HKEX 6 2 20%
00683:xhkg Kerry Properties Ltd HKEX 4 1 10%
00688:xhkg China Overseas Land & Investment Ltd HKEX 4 1 10%
00694:xhkg Beijing Capital International Airport Co. Ltd HKEX 5 2 20%
00700:xhkg Tencent Holdings Ltd HKEX 4 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
00728:xhkg China Telecom Corp. Ltd HKEX 4 1 10%
00737:xhkg Hopewell Highway Infrastructure Ltd HKEX 4 3 40%
00753:xhkg Air China Ltd HKEX 5 1 10%
00754:xhkg Hopson Development Holdings Ltd HKEX 6 2 20%
00762:xhkg China Unicom Ltd HKEX 4 1 10%
00763:xhkg ZTE Corporation HKEX 5 1 10%
00813:xhkg Shimao Property Holdings Ltd HKEX 5 2 20%
00836:xhkg China Resources Power Holdings Co. Ltd HKEX 5 1 10%
00857:xhkg PetroChina Co. Ltd HKEX 4 1 10%
00882:xhkg Tianjin Development Holdings Ltd HKEX 7 3 40%
00883:xhkg CNOOC Ltd HKEX 3 1 10%
00902:xhkg Huaneng Power International Inc. HKEX 5 2 20%
00903:xhkg TPV Technology Ltd HKEX 8 3 40%
00914:xhkg Anhui Conch Cement Co. Ltd HKEX 4 1 10%
00939:xhkg China Construction Bank Corp. HKEX 3 1 10%
00941:xhkg China Mobile Ltd HKEX 3 1 10%
00966:xhkg China Taiping Insurance Holdings Co. Ltd HKEX 5 1 10%
00981:xhkg Semiconductor Manufacturing International Corp. HKEX 5 1 10%
00991:xhkg Datang International Power Gen. Co. Ltd HKEX 5 2 20%
00992:xhkg Lenovo Group Ltd HKEX 4 1 10%
00998:xhkg China CITIC Bank Corp Ltd HKEX 4 1 10%
01038:xhkg Cheung Kong Infrastructure Holdings Ltd HKEX 3 1 10%
01044:xhkg Hengan International Group Co. Ltd HKEX 3 1 10%
01052:xhkg Yuexiu Transport Infrastructure Ltd HKEX 4 3 40%
IPHS:xnas Innophos Holdings Inc. NASDAQ 5 2 20%
INFN:xnas Infinera Corp. NASDAQ 4 3 40%
01088:xhkg China Shenhua Energy Co. Ltd HKEX 4 1 10%
01098:xhkg Road King Infrastructure Ltd HKEX 5 3 40%
01109:xhkg China Resources Land Ltd HKEX 4 1 10%
01111:xhkg Chong Hing Bank Ltd HKEX 5 3 40%
01138:xhkg China Shipping Development Co. Ltd HKEX 5 2 20%
01171:xhkg Yanzhou Coal Mining Co. Ltd HKEX 7 2 20%
01199:xhkg COSCO Shipping Ports Ltd HKEX 4 2 20%
01205:xhkg CITIC Resources Holdings Ltd HKEX 8 3 40%
01212:xhkg Lifestyle International Holdings Ltd HKEX 4 3 40%
01398:xhkg Industrial and Commercial Bank of China Ltd HKEX 3 1 10%
01800:xhkg China Communications Construction Co. Ltd HKEX 5 1 10%
01833:xhkg Intime Retail (Group) Co Ltd HKEX 5 2 20%
01880:xhkg Belle International Holdings Ltd HKEX 5 3 40%
01886:xhkg China Huiyuan Juice Group Ltd HKEX 7 3 40%
01888:xhkg Kingboard Laminates Holdings Ltd HKEX 6 3 40%
01898:xhkg China Coal Energy Co. Ltd HKEX 5 2 20%
01919:xhkg China COSCO Holdings Co. Ltd HKEX 7 2 20%
02007:xhkg Country Garden Holdings Co. Ltd HKEX 5 2 20%
02018:xhkg AAC Technologies Holdings Inc. HKEX 5 1 10%
02038:xhkg FIH Mobile Ltd HKEX 4 3 40%
02318:xhkg Ping An Insurance (Group) Co. of China Ltd HKEX 3 1 10%
02319:xhkg China Mengniu Dairy Co. Ltd HKEX 5 1 10%
02328:xhkg PICC Property and Casualty Co. Ltd HKEX 4 1 10%
02331:xhkg Li Ning Co. Ltd HKEX 7 3 40%
02343:xhkg Pacific Basin Shipping Ltd HKEX 6 3 40%
02356:xhkg Dah Sing Banking Group Ltd HKEX 4 2 20%
02380:xhkg China Power International Development Ltd HKEX 4 3 40%
02388:xhkg BOC Hong Kong (Holdings) Ltd HKEX 3 1 10%
02600:xhkg Aluminum Corporation of China Ltd HKEX 5 1 10%
02628:xhkg China Life Insurance Co. Ltd HKEX 4 1 10%
02688:xhkg ENN Energy Holdings Ltd HKEX 4 1 10%
02689:xhkg Nine Dragons Paper Holdings Ltd HKEX 6 2 20%
02727:xhkg Shanghai Electric Group Co. Ltd HKEX 6 1 10%
02777:xhkg Guangzhou R&F Properties Co. Ltd HKEX 5 3 40%
02866:xhkg China Shipping Container Lines Co. Ltd HKEX 7 2 20%
02883:xhkg China Oilfield Services Ltd HKEX 5 1 10%
02899:xhkg Zijin Mining Group Co. Ltd HKEX 5 2 20%
03308:xhkg Golden Eagle Retail Group Ltd HKEX 4 2 20%
03328:xhkg Bank of Communications Co. HKEX 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
03339:xhkg Lonking Holdings Ltd HKEX 6 3 40%
03383:xhkg Agile Group Holdings Ltd HKEX 5 2 20%
03900:xhkg Greentown China Holdings Ltd HKEX 5 2 20%
03968:xhkg China Merchants Bank Co. Ltd HKEX 5 1 10%
03988:xhkg Bank of China Ltd HKEX 3 1 10%
03993:xhkg China Molybdenum Co. Ltd HKEX 7 1 10%
RBA:xnys Ritchie Bros. Auctioneers Inc. NYSE 4 2 20%
ALV:xnys Autoliv Inc. NYSE 3 1 10%
MELI:xnas Mercadolibre Inc. NASDAQ 5 1 10%
XIN:xnys Xinyuan Real Estate Co. Ltd NYSE 8 3 40%
D4N:xses China New Town Development Co. Ltd SGX-ST 8 3 40%
AMS:xswx AMS AG SWX 4 2 20%
CNSL:xnas Consolidated Communications Holdings Inc. NASDAQ 4 1 10%
CIM:xnys Chimera Investment Corp. NYSE 4 2 20%
ICLR:xnas ICON Plc NASDAQ 4 1 10%
GNS:xlon Genus Plc LSE_SETS 6 2 20%
HFG:xlon Hilton Food Group Plc LSE_SETS 6 3 40%
TNK:xnys Teekay Tankers Ltd NYSE 6 3 40%
FTK:xnys Flotek Industries Inc. NYSE 6 2 20%
ANF:xpar ANF IMMOBILIER PAR 5 2 20%
JMC:xlon JPMorgan Chinese Investment Trust Plc LSE_SETS 3 1 10%
ICAD:xpar Icade SA PAR 4 2 20%
KORI:xpar Korian SA PAR 4 2 20%
A2A:xmil A2A SpA MIL 3 1 20%
SATS:xnas EchoStar Corp. NASDAQ 4 1 10%
N:xnys NetSuite Inc. NYSE 5 2 20%
HHFA:xetr Hamburger Hafen und Logistik AG FSE 4 2 20%
UTHR:xnas United Therapeutics Corp. NASDAQ 4 1 10%
CLR:xnys Continental Resources Inc. NYSE 5 2 20%
CHT:xnys Chunghwa Telecom Co. Ltd NYSE 3 1 10%
ESGR:xnas Enstar Group Ltd NASDAQ 3 1 10%
ES3:xses SPDR Straits Times Index ETF SGX-ST 3 1 20%
ARWR:xnas Arrowhead Pharmaceuticals Inc. NASDAQ 7 3 40%
MDVN:xnas Medivation Inc. NASDAQ 5 2 20%
IPGP:xnas IPG Photonics Corp. NASDAQ 4 1 10%
FPE:xetr Fuchs Petrolub AG St FSE 4 1 20%
NLMK:xlon Novolipetsk Steel LSE_INTL 6 3 40%
8354:xtks Fukuoka Financial Group Inc. TYO 4 3 40%
VWS:xetr Vestas Wind Systems A/S FSE 4 1 10%
BIP:xnys Brookfield Infrastructure Partners LP NYSE 3 1 20%
ARII:xnas American Railcar Industries Inc. NASDAQ 4 2 20%
VIG:xwbo Vienna Insurance Group VIE 4 2 20%
BRIC:xswx iShares FTSE Bric 50 Fund SWX 4 2 20%
CSH:xpar Lyxor ETF Euro Cash PAR 3 1 10%
DBXM:xetr db x-trackers II iTraxx Crossover 5-year TR Index XETR_ETF 3 1 10%
CVI:xnys CVR Energy Inc. NYSE 4 2 20%
EB5:xses First Resources Ltd SGX-ST 4 1 20%
DXSQ:xetr db x-trackers II iTraxx Europe 5-year TR Index ETF XETR_ETF 3 1 10%
ECB:xpar Lyxor ETF EuroMTS Covered Bond Aggregate Cap/Dis PAR 3 1 10%
IBCA:xetr iShares € Government Bond 1-3 XETR_ETF 3 1 20%
IBCL:xetr iShares EUR Government Bond 15-30 XETR_ETF 3 1 10%
IBCM:xetr iShares € Government Bond 7-10 XETR_ETF 3 1 20%
IBCN:xetr iShares € Government Bond 3-5 XETR_ETF 3 1 10%
IQQ9:xetr iShares FTSE BRIC 50 XETR_ETF 4 2 20%
IUSM:xetr iShares USD Treasury Bond 7-10 XETR_ETF 3 1 10%
E5H:xses Golden Agri-Resources Ltd SGX-ST 5 1 10%
LYYE:xetr Lyxor ETF Russia (DJ Russia GDR) XETR_ETF 4 2 20%
MTC:xpar Lyxor Euromts 5-7y Investment Grade (DR) UCITS ETF PAR 3 1 10%
MTD:xpar Lyxor ETF EuroMTS 7-10Y PAR 3 1 10%
D1R:xses ARA Asset Management Ltd SGX-ST 4 2 20%
BXX:xpar Lyxor UCITS ETF EURO STOXX 50 Daily Double Short PAR 7 4 80%
M9SA:xetr Market Access Rogers Internl Commodity Index XETR_ETF 3 1 10%
M9SB:xetr Market Access RICI Agriculture Index UCITS ETF XETR_ETF 3 1 10%
M9SC:xetr Market Access RICI Metals Index UCITS ETF XETR_ETF 3 1 10%
MTI:xpar Lyxor ETF EuroMTS Inflation Linked PAR 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MTX:xpar Lyxor UCITS ETF EuroMTS All-Maturity Investment GR PAR 3 1 10%
WOOD:xlon iShares Global Timber & Forest UCITS ETF LSE_ETF 3 1 10%
DXS:xasx Dexus Property Group ASX 3 1 10%
PFN:xnys PIMCO Income Strategy Fund II NYSE 3 1 10%
JRO:xnys Nuveen Floating Rate Income Opportunity Fund NYSE 3 1 10%
SBGI:xnas Sinclair Broadcast Group Inc. NASDAQ 3 2 20%
TBI:xnys TrueBlue Inc. NYSE 5 2 20%
MTB:xpar Lyxor ETF EuroMTS 3-5Y Investment Grade PAR 3 1 10%
IFFF:xams iShares MSCI AC Far East ex-Japan AMS 3 1 10%
IEMM:xams iShares MSCI Emerging Markets UCITS ETF AMS 4 2 20%
AIGAP:xpar ETFS Agriculture PAR 3 1 10%
WEATP:xpar ETFS Wheat PAR 3 1 10%
OILBP:xpar ETFS Oil Securities Ltd PAR 4 2 20%
CRUDP:xpar ETFS Crude Oil PAR 3 1 10%
NGASP:xpar ETFS Natural Gas PAR 4 2 20%
COPAP:xpar ETFS Copper PAR 3 1 10%
AIGPP:xpar ETFS Precious Metals DJ-AIGCI PAR 3 1 20%
BULLP:xpar ETFS Gold PAR 3 1 10%
SLVRP:xpar ETFS Silver PAR 3 1 10%
GBS:xpar Gold Bullion Sec PAR 3 1 20%
AYI:xnys Acuity Brands Inc. NYSE 3 1 10%
AMG:xams AMG Advanced Metallurgical Group NV AMS 7 3 40%
ARCAD:xams Arcadis NV AMS 4 2 20%
NYR:xbru Nyrstar SA NV BRU 5 3 40%
BIO3:xetr Biotest AG Vz FSE 7 2 20%
ODET:xpar Financière Odet PAR 6 2 20%
00220:xhkg Uni-President China Holdings Ltd HKEX 5 3 40%
00285:xhkg BYD Electronic Company Ltd HKEX 6 3 40%
00368:xhkg Sinotrans Shipping Ltd HKEX 7 3 40%
00390:xhkg China Railway Group Ltd HKEX 7 1 10%
00410:xhkg SOHO China Ltd HKEX 4 2 20%
00656:xhkg Fosun International Ltd HKEX 8 2 20%
00658:xhkg China High Speed Transmission Equipment Grp Co.Ltd HKEX 6 3 40%
00817:xhkg China Jinmao Holdings Group Ltd HKEX 6 1 10%
01224:xhkg C C Land Holdings Ltd HKEX 8 3 40%
01813:xhkg KWG Property Holding Ltd HKEX 6 2 20%
02020:xhkg Anta Sports Products Ltd HKEX 4 2 20%
03323:xhkg China National Building Material Co. Ltd HKEX 5 2 20%
03377:xhkg Sino-Ocean Group Holding Ltd HKEX 5 1 10%
03808:xhkg Sinotruk (Hong Kong) Ltd HKEX 6 3 40%
03818:xhkg China Dongxiang Group Co. Ltd HKEX 6 3 40%
03998:xhkg Bosideng International Holdings Ltd HKEX 8 3 40%
DVY:arcx iShares Dow Jones Select Dividend Index Fund NYSE_ARCA 3 1 20%
EEM:arcx iShares MSCI Emerging Markets Index Fund NYSE_ARCA 3 1 20%
DOO:arcx WisdomTree International Dividend Top 100 Fund NYSE_ARCA 3 1 10%
EFA:arcx iShares MSCI EAFE Index Fund NYSE_ARCA 3 1 20%
EFV:arcx iShares MSCI EAFE Value Index Fund NYSE_ARCA 3 1 10%
EPP:arcx iShares MSCI Pacific Ex Japan Index Fund NYSE_ARCA 4 2 20%
EWD:arcx iShares MSCI Sweden Index Fund NYSE_ARCA 4 2 20%
EWH:arcx iShares MSCI Hong Kong Index Fund NYSE_ARCA 3 1 20%
EWI:arcx iShares MSCI Italy Index Fund NYSE_ARCA 4 2 20%
EWJ:arcx iShares MSCI Japan Index Fund NYSE_ARCA 3 1 20%
EWK:arcx iShares MSCI Belgium Index Fund NYSE_ARCA 4 2 20%
EWL:arcx iShares MSCI Switzerland Index Fund NYSE_ARCA 3 1 10%
EWM:arcx iShares MSCI Malaysia Index Fund NYSE_ARCA 4 2 20%
EWN:arcx iShares MSCI Nethelands Index Fund NYSE_ARCA 3 1 20%
EWP:arcx iShares MSCI Spain Index Fund NYSE_ARCA 4 2 20%
EWS:arcx iShares MSCI Singapore Index Fund NYSE_ARCA 3 1 20%
EWT:arcx iShares MSCI Taiwan Index Fund NYSE_ARCA 3 1 20%
EWU:arcx iShares MSCI United Kingdom NYSE_ARCA 3 1 20%
EWY:arcx iShares MSCI South Korea Index Fund NYSE_ARCA 4 2 20%
EWZ:arcx iShares MSCI Brazil Index Fund NYSE_ARCA 4 2 20%
TLH:arcx iShares Barclays 10-20 Year Treasury Bond Fund NYSE_ARCA 3 1 20%
EZA:arcx iShares MSCI South Africa Index Fund NYSE_ARCA 5 2 20%
FEZ:arcx Dow Jones Euro STOXX 50 NYSE_ARCA 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
FXA:arcx CurrencyShares Australian Dollar Trust NYSE_ARCA 4 2 20%
FXE:arcx CurrencyShares Euro Trust NYSE_ARCA 3 1 20%
FXI:arcx iShares China Large-Cap ETF NYSE_ARCA 4 2 20%
GEX:arcx VanEck Vectors Global Alternative Energy ETF NYSE_ARCA 5 2 20%
GSG:arcx iShares S&P GSCI Commodity Indexed Trust NYSE_ARCA 3 1 20%
IDU:arcx iShares Dow Jones US Utilities Sector Index Fund NYSE_ARCA 3 1 10%
IEI:arcx iShares Barclays 3-7 Year Treasury Bond Fund NYSE_ARCA 3 1 20%
IEO:arcx iShares US Oil & Gas Explor & Production ETF NYSE_ARCA 4 2 20%
IEV:arcx iShares S&P Europe 350 Index Fund NYSE_ARCA 3 1 20%
IEZ:arcx iShares DJ US Oil Equipment & Services Index NYSE_ARCA 4 2 20%
IGE:arcx iShares S&P GSSI Natural Resources Index Fund NYSE_ARCA 4 2 20%
IGN:arcx iShares S&P GSTI Networking Index Fund NYSE_ARCA 4 2 20%
IGV:arcx iShares S&P GSTI Software Index Fund NYSE_ARCA 4 2 20%
IJJ:arcx iShares S&P Midcap 400 value index Fund NYSE_ARCA 3 1 10%
FXY:arcx CurrencyShares Japanese Yen Trust NYSE_ARCA 3 1 20%
EWA:arcx iShares MSCI Australia Index Fund NYSE_ARCA 4 2 20%
IYK:arcx iShares DJ US Consumer Goods Sector Index Fund NYSE_ARCA 4 2 20%
IYF:arcx iShares Dow Jones US Financial Sector Index Fund NYSE_ARCA 3 1 20%
IYG:arcx iShares Dow Jones US Financial Services Index Fund NYSE_ARCA 4 2 20%
IEF:arcx iShares Barclays 7-10 Year Treasury Bond Fund NYSE_ARCA 3 1 20%
LQD:arcx iShares iBoxx $ Invst Grade Crp Bond ETF NYSE_ARCA 3 1 20%
SHY:arcx iShares Barclays 1-3 Year Treasury Bond Fund NYSE_ARCA 3 1 20%
EWG:arcx iShares MSCI Germany Index Fund NYSE_ARCA 4 2 20%
IYJ:arcx iShares Dow Jones US Industrial Sector Index Fund NYSE_ARCA 4 2 20%
IGM:arcx iShares S&P GSTI Technology Index Fund NYSE_ARCA 4 2 20%
IWM:arcx iShares Russell 2000 Index Fund NYSE_ARCA 4 2 20%
IWO:arcx iShares Russell 2000 Growth Index Fund NYSE_ARCA 4 2 20%
EWQ:arcx iShares MSCI France Index Fund NYSE_ARCA 4 2 20%
EWO:arcx iShares MSCI Austria Index Fund NYSE_ARCA 4 2 20%
EWW:arcx iShares MSCI Mexico Index Fund NYSE_ARCA 4 2 20%
EZU:arcx iShares MSCI Eurozone ETF NYSE_ARCA 3 1 10%
FXB:arcx CurrencyShares British Pound Sterling Trust NYSE_ARCA 5 2 20%
IFFF:xlon iShares MSCI AC FET EX-JPN UCITS ETF LSE_ETF 3 1 20%
FXC:arcx CurrencyShares Canadian Dollar Trust NYSE_ARCA 3 1 20%
IJK:arcx iShares S&P Midcap 400 Growth index Fund NYSE_ARCA 3 1 10%
IJR:arcx iShares Core S&P Small-Cap ETF NYSE_ARCA 4 2 20%
IJS:arcx iShares S&P SmallCap 600 Value Index Fund NYSE_ARCA 3 1 10%
ILF:arcx iShares S&P Latin America 40 Index Fund NYSE_ARCA 4 2 20%
IOO:arcx iShares S&P Global 100 Index Fund NYSE_ARCA 3 1 10%
ITB:arcx iShares Dow Jones US Home Construction Index Fund NYSE_ARCA 4 2 20%
IVE:arcx iShares S&P 500 Value Index Fund NYSE_ARCA 3 1 20%
IVV:arcx iShares Core S&P 500 ETF NYSE_ARCA 3 1 20%
IVW:arcx iShares S&P 500 Growth Index Fund NYSE_ARCA 3 1 20%
IXC:arcx iShares S&P Global Energy Sector Index Fund NYSE_ARCA 4 2 20%
IXG:arcx iShares S&P Global Financials Sector Index Fund NYSE_ARCA 4 2 20%
IXJ:arcx iShares S&P Global Healthcare Sector Index Fund NYSE_ARCA 4 2 20%
IXN:arcx iShares S&P Global Technology Sector Index Fund NYSE_ARCA 4 2 20%
IXP:arcx iShares S&P Global Telecom Sector Index Fund NYSE_ARCA 4 2 20%
IYE:arcx iShares Dow Jones US Energy Sector Index Fund NYSE_ARCA 4 2 20%
IYH:arcx iShares Dow Jones US Healthcare Sector Index Fund NYSE_ARCA 3 1 20%
IYM:arcx iShares DJ US Basic Materials Sector Index Fund NYSE_ARCA 4 2 20%
IYR:arcx iShares Dow Jones US Real Estate Index Fund NYSE_ARCA 4 2 20%
IYT:arcx iShares DJ Transportation Average Index Fund NYSE_ARCA 4 2 20%
IYW:arcx iShares Dow Jones US Technology Sector Index Fund NYSE_ARCA 4 2 20%
IYY:arcx iShares Dow Jones US Total Market Index Fund NYSE_ARCA 3 1 20%
PRF:arcx PowerShares FTSE RAFI US 1000 Portfolio NYSE_ARCA 3 1 10%
RSX:arcx VanEck Vectors Russia ETF NYSE_ARCA 4 2 20%
SHV:arcx iShares Barclays Short Treasury Bond Fund NYSE_ARCA 3 1 20%
TIP:arcx iShares Barclays TIPS Bond Fund NYSE_ARCA 3 1 20%
V:xnys Visa Inc. NYSE 2 1 10%
FXF:arcx CurrencyShares Swiss Franc Trust NYSE_ARCA 3 1 20%
B73:xses Global Investments Ltd SGX-ST 4 2 20%
5CP:xses Silverlake Axis Ltd SGX-ST 4 2 20%
ECMPA:xams Eurocommercial Properties NV AMS 3 1 10%
5ME:xses Ezion Holdings Ltd SGX-ST 4 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
EME:xnys EMCOR Group Inc. NYSE 3 1 10%
ENSG:xnas The Ensign Group Inc. NASDAQ 4 2 20%
VASTN:xams Vastned Retail AMS 3 1 10%
DJMC:xams iShares DJ MID AMS 3 1 20%
IAPD:xams iShares DJ Asia/Pacific Select Dividend Fund AMS 3 1 20%
EUN:xlon iShares STOXX Europe 50 UCITS ETF LSE_ETF 3 1 10%
SLIGR:xams Sligro Food Group NV AMS 4 2 20%
LANS:xams Van Lanschot NV AMS 6 3 40%
BRNL:xams Brunel International NV AMS 6 3 40%
LYY7:xetr Lyxor DAX (DR) UCITS ETF XETR_ETF 3 1 10%
WRT1V:xhel Wartsila Oyj Abp HSE 3 1 20%
KIN:xbru Kinepolis Group SA BRU 4 3 40%
RTL:xbru RTL Group Plc BRU 4 1 20%
BEFB:xbru Befimmo (SICAFI) BRU 4 2 20%
BREB:xbru Brederode SA BRU 4 3 40%
CFEB:xbru Compagnie d'Entreprises CFE SA BRU 4 2 20%
ALIEUA:xcse Alm Brand Invest Europaeiske Aktier CSE_INV 4 2 20%
PM:xnys Philip Morris International Inc. NYSE 2 1 10%
TESO:xnas Tesco Corp. NASDAQ 5 3 40%
HRC:xnys Hill-Rom Holdings Inc. NYSE 3 2 20%
HI:xnys Hillenbrand Inc. NYSE 4 1 10%
8725:xtks Mitsui Sumitomo Insurance Group Holdings Inc. TYO 3 2 20%
BGCP:xnas BGC Partners Inc. NASDAQ 4 1 10%
RBS:xnys Royal Bank of Scotland Group Plc NYSE 4 2 20%
EURN:xbru Euronav BRU 4 1 20%
EXM:xbru EXMAR NV BRU 6 3 40%
IBAB:xbru Ion Beam Applications SA BRU 7 2 20%
KBCA:xbru KBC Ancora BRU 5 3 40%
MELE:xbru Melexis Microelectronic Integrated Systems NV BRU 5 2 20%
TUB:xbru Financiere de Tubize BRU 4 2 20%
DECB:xbru Deceuninck Sa BRU 7 3 40%
ELI:xbru Elia System Operator SA BRU 3 1 20%
VAN:xbru Van de Velde NV BRU 5 3 40%
ABLX:xbru Ablynx NV BRU 6 3 40%
ABJ:xetr ABB Ltd FSE 2 1 10%
TAO:arcx Guggenheim China Real Estate ETF NYSE_ARCA 5 2 20%
KOL:arcx VanEck Vectors Coal ETF NYSE_ARCA 5 2 20%
BKF:arcx iShares MSCI BRIC Index Fund NYSE_ARCA 4 2 20%
MAL:xpar Lyxor UCITS ETF MSCI Malaysia PAR 4 2 20%
GTE:xase Gran Tierra Energy Inc. AMEX 7 2 20%
ACP:xwar Asseco Poland SA WSE 4 3 40%
DBXT:xetr db x-trackers II EONIA TR Index ETF XETR_ETF 3 1 10%
DBXU:xetr db x-trackers MSCI USA TRN Index Fund XETR_ETF 3 1 10%
DXSM:xetr db x-trackers DBLCI - OY Balanced UCITS ETF (EUR) XETR_ETF 3 1 20%
DXSN:xetr db x-trackers SHORTDAX Daily UCITS ETF XETR_ETF 5 2 20%
L8I2:xetr Lyxor ETF Eastern Europe (CECE NTR EUR) XETR_ETF 3 1 10%
EMB:arcx iShares JPMorgan USD Emerging Markets Bond Fund NYSE_ARCA 3 1 20%
IHI:arcx iShares Dow Jones US Medical Devices Index Fund NYSE_ARCA 4 2 20%
JJG:arcx iPath® DJ-UBS Grains SubTR ETN NYSE_ARCA 4 2 20%
JXI:arcx iShares S&P Global Utilities Sector Index Fund NYSE_ARCA 3 1 20%
KXI:arcx iShares S&P Global Consumer Staples Sector Index NYSE_ARCA 3 1 20%
FCG:arcx First Trust ISE-Revere Natural Gas Index Fund NYSE_ARCA 4 2 20%
FNI:arcx First Trust ISE Chindia Index Fund NYSE_ARCA 3 1 10%
MGV:arcx Vanguard Mega Cap Value ETF NYSE_ARCA 3 1 10%
MXI:arcx iShares S&P Global M Sector Index Fund NYSE_ARCA 3 1 10%
OIL:arcx iPath S&P GSCI Crude Oil Total Return Index ETN NYSE_ARCA 3 1 10%
DFJ:arcx WisdomTree Japan SmallCap Dividend Fund NYSE_ARCA 3 1 20%
IAI:arcx iShares U.S. Broker-Dealers & Securities Exchanges NYSE_ARCA 4 2 20%
IAT:arcx iShares Dow Jones US Regional Banks Index Fund NYSE_ARCA 4 2 20%
TWEKA:xams TKH Group AMS 4 1 10%
SCJ:arcx iShares MSCI Japan Small Cap Index Fund NYSE_ARCA 4 2 20%
FEU:arcx Dow Jones STOXX 50 ETF NYSE_ARCA 3 1 10%
MGC:arcx Vanguard Mega Cap 300 Index Fund NYSE_ARCA 3 1 10%
DKIHOJL:xcse Danske Invest Nye Markeder Obligationer CSE_INV 4 2 20%
WRB:xnys W. R. Berkley Corporation NYSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VTG:xasx Vita Group Ltd ASX 8 3 40%
BION:xswx BB Biotech AG SWX 4 1 20%
DVAX:xnas Dynavax Technologies Corp. NASDAQ 7 3 40%
BBZA:xetr BB Biotech AG FSE 4 1 20%
FLO:xnys Flowers Foods Inc. NYSE 3 1 10%
BRS:xnys Bristow Group Inc. NYSE 4 3 40%
FPM:xlon Faroe Petroleum Plc LSE_SETS 8 3 40%
GLD:arcx SPDR Gold Trust NYSE_ARCA 4 2 20%
TAN:arcx Guggenheim Solar Energy Index ETF NYSE_ARCA 5 2 20%
THD:arcx iShares MSCI Thailand Investable Market Index Fund NYSE_ARCA 4 2 20%
PIN:arcx PowerShares India Portfolio NYSE_ARCA 5 2 20%
EPI:arcx WisdomTree India Earnings Fund NYSE_ARCA 5 2 20%
BRWM:xlon BlackRock World Mining Trust Plc LSE_SETS 3 1 10%
BRCI:xlon BlackRock Comms Income Inv Trust Plc LSE_SETS 3 1 20%
BRLA:xlon BlackRock Latin American Inv Trust Plc LSE_SETS 3 1 10%
CA:xnas CA Inc. NASDAQ 3 1 10%
DJMC:xlon iShares EURO STOXX MID UCITS ETF LSE_ETF 3 1 10%
IAPD:xlon iShares AsiaPacific Dividend UCITS ETF LSE_ETF 3 1 10%
ALGT:xnas Allegiant Travel Co. NASDAQ 4 2 20%
E8Z:xses Roxy-Pacific Holdings Ltd SGX-ST 8 3 40%
MRC:xlon The Mercantile Investment Trust Plc LSE_SETS 3 1 10%
KGP:xlon Kingspan Group Plc LSE_SETS 4 2 20%
ICGC:xlon Irish Continental Group Plc UTS LSE_SETS 7 3 40%
BHME:xlon BH Macro Ltd - EUR LSE_SETS 3 1 20%
WEAT:xlon ETFS Wheat LSE_SETS 4 2 20%
01836:xhkg Stella International Holdings Ltd HKEX 4 1 20%
DFT:xnys DuPont Fabros Technology Inc. NYSE 5 2 20%
DPS:xnys Dr Pepper Snapple Group Inc. NYSE 3 1 10%
3099:xtks Isetan Mitsukoshi Holdings Ltd TYO 4 1 10%
FRES:xlon Fresnillo Plc LSE_SETS 4 1 10%
AF_B:xome ÅF AB SSE 4 1 10%
LRD:xlon Laird Plc LSE_SETS 5 3 40%
APF:xnys Morgan Stanley Asia Pacific Fund Inc. NYSE 3 1 20%
G:xnys Genpact Ltd NYSE 3 1 10%
ORBC:xnas ORBCOMM Inc. NASDAQ 6 2 20%
DXS7:xetr db x-trackers FTSE VIETNAM ETF XETR_ETF 4 2 20%
DAR:xnys Darling Ingredients Inc. NYSE 3 2 20%
MHPC:xlon MHP SA LSE_INTL 6 3 40%
CFX:xnys Colfax Corp. NYSE 3 2 20%
COWN:xnas Cowen Group Inc. NASDAQ 5 3 40%
JAZZ:xnas Jazz Pharma Plc NASDAQ 4 2 20%
TGP:xnys Teekay LNG Partners LP NYSE 4 2 20%
CPN:xnys Calpine Corp. NYSE 3 1 10%
METN:xswx Metall Zug AG SWX 5 2 20%
MGNT:xlon Magnit PJSC GDR LSE_INTL 5 3 40%
PHST:xlon Pharmstandard PJSC LSE_INTL 8 3 40%
BRIC:xlon iShares BRIC 50 UCITS ETF LSE_ETF 4 2 20%
BRIC:xams iShares FTSE Bric 50 Fund AMS 4 2 20%
FXC:xams iShares FTSE/Xinhua China 25 AMS 3 1 10%
INRG:xlon iShares Global Clean Energy UCITS ETF LSE_ETF 4 2 20%
ITKY:xlon iShares MSCI Turkey UCITS ETF LSE_ETF 5 2 20%
IUKD:xlon iShares UK Dividend UCITS ETF LSE_ETF 3 1 20%
JHD:xlon James Halstead Plc LSE_SETS 6 3 40%
LAM:xlon Lamprell Plc LSE_SETS 7 3 40%
LRE:xlon Lancashire Holdings Ltd LSE_SETS 3 1 10%
MPE:xlon M. P. Evans Group Plc LSE_SETS 6 3 40%
RUS:xlon Raven Russia Ltd LSE_SETS 6 3 40%
HA:xnas Hawaiian Airlines Inc. NASDAQ 5 2 20%
DIN:xnys DineEquity Inc. NYSE 3 1 10%
CW:xnys Curtiss-Wright Corporation NYSE 3 1 10%
EDPR:xlis EDP Renovaveis SA LISB 4 1 20%
LNGA:xlon ETFS Leveraged Natural Gas LSE_SETS 4 2 20%
HPOL_B:xome Hexpol AB SSE 4 1 10%
CPLP:xnas Capital Product Partners LP NASDAQ 4 3 40%
GHDX:xnas Genomic Health Inc. NASDAQ 5 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
NR:xnys Newpark Resources Inc. NYSE 6 3 40%
IVSO:xome Invisio Headsets AB SSE 8 3 40%
IQQR:xetr iShares Plc-MSCI Eastern Eur XETR_ETF 3 1 20%
EUN2:xetr iShares EURO STOXX 50 UCITS ETF XETR_ETF 4 2 20%
IEM:xasx iShares MSCI Emerging Markets ASX 4 2 20%
IJP:xasx iShares MSCI Japan ASX 4 2 20%
IJR:xasx iShares Core S&P Small-Cap ETF ASX 4 2 20%
IKO:xasx iShares MSCI South Korea Capped ETF - NOCT ASX 4 2 20%
ISG:xasx iShares MSCI Singapore (Free) Index Fund ASX 3 1 20%
ITW:xasx iShares MSCI Taiwan Index Fund ASX 4 2 20%
IZZ:xasx iShares China Large-Cap ETF - NOCT ASX 4 2 20%
SFY:xasx SPDR S&P/ASX 50 Fund ASX 4 2 20%
SLF:xasx SPDR S&P/ASX 200 Listed Property ASX 6 3 40%
STW:xasx SPDR S&P/ASX 200 Fund ASX 3 1 20%
FORDP:xpar Ford Motor Co. PAR 5 1 10%
TRI:xnys Thomson Reuters Corp. NYSE 3 1 10%
COTN:xlon ETFS Cotton Fund LSE_SETS 4 2 20%
AIMC:xnas Altra Industrial Motion Corp. NASDAQ 5 2 20%
L:xnys Loews Corp. NYSE 3 1 10%
KALU:xnas Kaiser Aluminum Corp. NASDAQ 3 2 20%
HBMN:xswx HBM Healthcare Investments Ltd SWX 5 2 20%
LSRG:xlon LSR Group PJSC LSE_INTL 8 3 40%
BHMG:xlon BH Macro Ltd - GBP LSE_SETS 3 1 10%
WAB:xnys Westinghouse Air Brake Technologies Corp. NYSE 3 1 10%
ERII:xnas Energy Recovery Inc. NASDAQ 8 2 20%
01133:xhkg Harbin Electric Company Ltd HKEX 7 3 40%
DBX9:xetr db x-trackers FTSE CHINA 50 UCITS ETF (DR) XETR_ETF 3 1 20%
TGI:xnys Triumph Group Inc. NYSE 5 2 20%
OD7Y:xetr ETFS Grains DJ-UBSCI FSE 4 2 20%
OD7S:xetr ETFS Wheat FSE 4 2 20%
CME:xnas CME Group Inc. NASDAQ 3 1 10%
4RT3:xetr ETFS Leveraged Copper DJ-UBSCI FSE 6 3 40%
BMI:xnys Badger Meter Inc. NYSE 8 2 20%
SEV:xpar Suez SA PAR 4 1 10%
OC:xnys Owens Corning NYSE 4 1 10%
NCS:xnys NCI Building Systems Inc. NYSE 4 2 20%
GZF:xetr Engie Act SA - NOCT XETR_STARS 4 1 10%
OZL:xasx OZ Minerals Ltd ASX 6 2 20%
BNK:xpar Lyxor UCITS ETF STOXX Europe 600 Banks PAR 3 1 20%
LYY8:xetr Lyxor Daily LevDAX UCITS ETF XETR_ETF 3 1 20%
JBT:xnys John Bean Technologies Corp. NYSE 5 1 10%
NDSN:xnas Nordson Corp. NASDAQ 3 1 10%
8628:xtks Matsui Securities Co. Ltd TYO 3 1 10%
F1E:xses Low Keng Huat (Singapore) Ltd SGX-ST 7 3 40%
EOAN:xetr E.ON SE FSE 4 1 10%
BEAT:xnas BioTelemetry Inc. NASDAQ 8 3 40%
FMS:xnys Fresenius Medical Care AG & Co. KGaA NYSE 3 1 10%
BRKN:xswx Burkhalter Holding AG SWX 5 3 40%
CRTO:xpar CRCAM Touraine CCI PAR 7 3 40%
HAIDK:xcse Handelsinvest - Danmark CSE_INV 3 1 10%
HAIVER:xcse Handelsinvest Verden CSE_INV 3 1 10%
BOK:xlon Booker Group Plc LSE_SETS 4 2 20%
IMEU:xlon iShares MSCI Europe UCITS ETF LSE_ETF 3 1 10%
ASC:xlon Asos Plc LSE_SETS 5 2 20%
TREE:xnas LendingTree Inc. NASDAQ 6 2 20%
HSNI:xnas HSN Inc. NASDAQ 4 1 10%
IILG:xnas Interval Leisure Group Inc. NASDAQ 4 2 20%
BDT:xetr Bertrandt AG FSE 4 2 20%
BTI:xase British American Tobacco Plc AMEX 3 1 20%
FAN:arcx First Trust ISE Global Wind Energy Index Fund NYSE_ARCA 5 2 20%
AFK:arcx VanEck Vectors Africa Index ETF NYSE_ARCA 5 2 20%
DZZ:arcx PowerShares DB Gold Double Short ETN NYSE_ARCA 6 3 40%
AOMD:xlon Mosenergo LSE_INTL 8 3 40%
PAH3:xetr Porsche Automobil Holding SE FSE 3 1 20%
CCU:xnys Compania Cervecerias Unidas SA NYSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CUB:xnys Cubic Corp. NYSE 4 2 20%
RAX:xnys Rackspace Hosting Inc. NYSE 5 2 20%
AGNC:xnas American Capital Agency Corp. NASDAQ 4 2 20%
AWK:xnys American Water Works Co. Inc. NYSE 3 1 10%
STC:xnys Stewart Information Services Corp. NYSE 5 2 20%
NRJ:xpar Lyxor New Energy PAR 3 1 10%
ACCEL:xams Accell Group NV AMS 6 3 40%
SAM:xnys Boston Beer Company Inc. NYSE 4 1 10%
JETI:xlon JPMorgan Europe Investment Trust Plc - 2.5p LSE_SETS 4 2 20%
PEY:xlon Princess Private Equity Holding Ltd LSE_SETS 6 3 40%
BHMU:xlon BH Macro Ltd - USD LSE_SETS 3 1 20%
RWS:xlon RWS Holdings Plc LSE_SETS 6 3 40%
PDL:xlon Petra Diamonds Ltd LSE_SETS 6 3 40%
BHGU:xlon BH Global Ltd LSE_SETS 3 1 20%
BHGG:xlon BH Global Ltd LSE_SETS 3 1 10%
SEC:xlon Strategic Equity Capital Plc LSE_SETS 5 2 20%
ABC:xlon Abcam Plc LSE_SETS 4 2 20%
SIHL:xlon Symphony International Holdings Ltd LSE_SETS 8 3 40%
00151:xhkg Want Want China Holdings Ltd HKEX 4 1 10%
00848:xhkg Maoye International Holdings HKEX 6 3 40%
01186:xhkg China Railway Construction Corp. Ltd HKEX 7 1 10%
CFR:xnys Cullen/Frost Bankers Inc. NYSE 3 1 10%
FOE:xnys Ferro Corp. NYSE 5 2 20%
TDS:xnys Telephone and Data Systems Inc. NYSE 4 1 10%
STX:xnas Seagate Technology NASDAQ 3 2 20%
DISCK:xnas Discovery Communications Inc. NASDAQ 3 1 10%
PIK:xlon PIK Group PJSC LSE_INTL 8 3 40%
BLV:arcx Vanguard Long Term Bond ETF NYSE_ARCA 3 1 10%
BND:arcx Vanguard Total Bond Market ETF NYSE_ARCA 3 1 20%
VB:arcx Vanguard Small Cap ETF NYSE_ARCA 3 1 10%
VBR:arcx Vanguard Small Cap Value ETF NYSE_ARCA 3 1 10%
VDE:arcx Vanguard Energy ETF NYSE_ARCA 3 1 20%
VEU:arcx Vanguard FTSE All World ex US ETF NYSE_ARCA 3 1 10%
VGK:arcx Vanguard FTSE Europe ETF NYSE_ARCA 3 1 10%
VNQ:arcx Vanguard REIT ETF NYSE_ARCA 4 2 20%
VPL:arcx Vanguard FTSE Pacific ETF NYSE_ARCA 3 1 20%
VTI:arcx Vanguard Total Stock Market ETF NYSE_ARCA 3 1 20%
VTV:arcx Vanguard Value ETF NYSE_ARCA 3 1 10%
VWO:arcx Vanguard Emerging Markets ETF NYSE_ARCA 4 2 20%
VXF:arcx Vanguard Extended Market ETF NYSE_ARCA 3 1 10%
EC:xnys Ecopetrol SA NYSE 4 1 10%
AIXA:xetr Aixtron AG NA FSE 5 2 20%
MASI:xnas Masimo Corp. NASDAQ 4 1 10%
FMU:xpar Fonciere des Murs SCA PAR 5 2 20%
SESL:xpar Store Electronic Systems SA PAR 7 5 100%
CXO:xnys Concho Resources Inc. NYSE 4 2 20%
VT9:xetr VTG AG FSE 5 2 20%
S92:xetr SMA Solar Technology AG FSE 7 2 20%
CLDX:xnas Celldex Therapeutics Inc. NASDAQ 6 3 40%
SAA1V:xhel SanomaCorp Oyj HSE 5 2 20%
6305:xtks Hitachi Construction Machinery Co. Ltd TYO 3 1 10%
5541:xtks Pacific Metals Co. Ltd TYO 5 3 40%
00546:xhkg Fufeng Group Ltd HKEX 6 2 20%
SOIL:xlon ETFS Short WTI Crude Oil LSE_SETS 3 1 20%
SNGA:xlon ETFS Short Natural Gas LSE_SETS 4 2 20%
APEI:xnas American Public Education Inc. NASDAQ 6 3 40%
BKE:xnys Buckle Inc. NYSE 4 1 10%
EBS:xnys Emergent BioSolutions Inc. NYSE 4 2 20%
TYL:xnys Tyler Technologies Inc. NYSE 5 1 10%
SCL:xnys Stepan Company NYSE 5 1 10%
GGN:xase GAMCO Global Gold, Natural Res. & Income Trust AMEX 3 1 20%
BNC:xlon Banco Santander SA LSE_SETS 4 1 20%
IBB:xnas iShares Nasdaq Biotechnology Index Fund NASDAQ 4 2 20%
DISCA:xnas Discovery Communications Inc. NASDAQ 4 1 10%
NFJ:xnys AllianzGI NFJ Div Interest & Premium Strtgy Fund NYSE 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IGR:xnys ING Clarion Global Real Estate Income NYSE 4 2 20%
AOD:xnys Alpine Total Dynamic Dividend Fund NYSE 3 1 20%
EIFF:xpar Tour Eiffel PAR 6 3 40%
ADP:xnas Automatic Data Processing Inc. NASDAQ 3 1 10%
HGG:xasx Henderson Group Plc ASX 5 3 40%
EEB:arcx Claymore/BNY BRIC ETF NYSE_ARCA 4 2 20%
CGW:arcx Guggenheim S&P Global Water Index ETF NYSE_ARCA 3 1 20%
NFO:arcx Claymore ETF:Sabrient Insider Sentiment Portfolio NYSE_ARCA 3 1 10%
ENY:arcx Claymore/SWM Canadian Energy Income Index ETF NYSE_ARCA 5 2 20%
CHE:xnys Chemed Corp. NYSE 3 2 20%
KNL:xnys Knoll Inc. NYSE 5 2 20%
APC:xetr Apple Inc. XETR_STARS 2 1 20%
RSP:arcx Guggenheim S&P 500 Equal Weighted ETF NYSE_ARCA 3 1 20%
RPG:arcx Gugg S&P 500 ETF NYSE_ARCA 3 1 20%
RPV:arcx Guggenheim S&P 500 Pure Value ETF NYSE_ARCA 3 1 10%
HGG:xlon Henderson Group Plc LSE_SETS 5 3 40%
KU2:xetr KUKA Aktiengesellschaft FSE 5 2 20%
00868:xhkg Xinyi Glass Holdings Ltd HKEX 4 2 20%
EMD:xnys Western Asset Emerg Markets Income FUND II Inc. NYSE 3 1 10%
PPA:arcx PowerShares Aerospace & Defense Portfolio NYSE_ARCA 4 2 20%
PKW:arcx PowerShares Buyback Achievers NYSE_ARCA 3 1 20%
PFM:arcx PowerShares Dividend Achievers Portfolio NYSE_ARCA 3 1 20%
PBJ:arcx PowerShares Dynamic Food & Beverage Portfolio NYSE_ARCA 4 2 20%
PBE:arcx PowerShares Dynamic Biotechnology & Genome Port NYSE_ARCA 4 2 20%
PWB:arcx PowerShares Dynamic Large Cap Growth Portfolio NYSE_ARCA 3 1 10%
PXJ:arcx PowerShares Dynamic Oil & Gas Services Portfolio NYSE_ARCA 4 2 20%
PJP:arcx PowerShares Dynamic Pharmaceuticals Portfolio NYSE_ARCA 4 2 20%
PMR:arcx PowerShares Dynamic Retail Portfolio NYSE_ARCA 4 2 20%
PXH:arcx PowerShares FTSE RAFI Emerging Markets Portfolio NYSE_ARCA 4 2 20%
PDN:arcx PowerShares FTSE RAFI Dev. Mkts. ex-U.S Small-Mid NYSE_ARCA 3 1 10%
PBW:arcx PowerShares WilderHill Clean Energy Portfolio NYSE_ARCA 4 2 20%
PBD:arcx PowerShares Global Clean Energy Portfolio NYSE_ARCA 4 2 20%
PGJ:arcx PowerShares Golden Dragon Halter USX China Portf. NYSE_ARCA 4 2 20%
PEY:arcx PowerShares High Yield Equity Div. Achievers Portf NYSE_ARCA 3 1 10%
PID:arcx PowerShares International Dividend Achievers NYSE_ARCA 3 1 10%
PHO:arcx PowerShares Water Resources Portfolio NYSE_ARCA 4 2 20%
PUW:arcx PowerShares WilderHill Progressive Energy Portf. NYSE_ARCA 4 2 20%
PLW:arcx PowerShares 1-30 Laddered Treasury Portfolio NYSE_ARCA 3 1 10%
PZD:arcx PowerShares Cleantech Portfolio NYSE_ARCA 4 2 20%
PYZ:arcx PowerShares Dynamic Basic Materials Sector Portf. NYSE_ARCA 4 2 20%
PKB:arcx PowerShares Dynamic Building & Construction Portf. NYSE_ARCA 4 2 20%
PXE:arcx PowerShares Dynamic Energy Exploration & Prod Port NYSE_ARCA 4 2 20%
PXI:arcx PowerShares Dynamic Energy Sector Portfolio NYSE_ARCA 4 2 20%
PTH:arcx PowerShares Dynamic Heathcare Sector Portfolio NYSE_ARCA 4 2 20%
PWV:arcx PowerShares Dynamic Large Cap Value Portfolio NYSE_ARCA 3 1 10%
PEJ:arcx PowerShares Dynamic Leisure & Entertainment Portf. NYSE_ARCA 4 2 20%
PBS:arcx PowerShares Dynamic Media Portfolio NYSE_ARCA 4 2 20%
PWC:arcx PowerShares Dynamic Market Portfolio NYSE_ARCA 3 1 10%
PXQ:arcx PowerShares Dynamic Networking Portfolio NYSE_ARCA 4 2 20%
EBSB:xnas Meridian Bancorp Inc. NASDAQ 5 3 40%
SOYB:xlon ETFS Soybeans LSE_SETS 3 1 10%
TFSL:xnas TFS Financial Corp. NASDAQ 5 2 20%
LSIL:xlon ETFS Leveraged Silver LSE_SETS 4 2 20%
SALL:xlon ETFS Short All Commodities DJ-AIGCI LSE_SETS 3 1 10%
AIGO:xlon ETFS Petroleum LSE_SETS 3 1 10%
LSOB:xlon ETFS Leveraged Soybeans LSE_SETS 6 3 40%
SBUL:xlon Commodity Securities Ltd ETFS 1X Daily Short Gold LSE_SETS 5 2 20%
COFF:xlon ETFS Coffee LSE_SETS 3 1 10%
PHPD:xlon ETFS Physical Palladium LSE_SETS 4 2 20%
SSIL:xlon Commodity Securities Ltd ETFS 1X Daily Short Silve LSE_SETS 5 2 20%
COPA:xlon ETFS Copper LSE_SETS 3 1 20%
ALUM:xlon ETFS Aluminium LSE_SETS 3 1 20%
LOIL:xlon ETFS Leveraged WTI Crude Oil LSE_SETS 3 1 20%
SIME:xlon ETFS Daily Short IM DJ-UBSCISM LSE_SETS 5 2 20%
LWEA:xlon ETFS Leveraged Wheat LSE_SETS 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
NICK:xlon ETFS Nickel LSE_SETS 3 1 20%
SGAS:xlon ETFS Short Gasoline LSE_SETS 5 2 20%
OSB1:xlon ETFS Oil Securities Ltd ETFS Brent 1year Fund LSE_SETS 4 2 20%
FXN:arcx First Trust Energy AlphaDEX Fund NYSE_ARCA 4 2 20%
FXZ:arcx First Trust Materials AlphaDEX Fund NYSE_ARCA 4 2 20%
FVL:arcx First Trust Value Line 100 Fund NYSE_ARCA 3 1 10%
HYG:arcx iShares iBoxx USD High Yield Corporate Bond Fund NYSE_ARCA 3 1 20%
DSI:arcx iShares FTSE KLD 400 Social Index Fund NYSE_ARCA 3 1 10%
OEF:arcx iShares S&P 100 Index Fund NYSE_ARCA 3 1 20%
UFS:xnys Domtar Corp. NYSE 4 1 10%
CRUD:xlon ETFS WTI Crude Oil LSE_SETS 3 1 10%
LBUL:xlon ETFS Leveraged Gold LSE_SETS 6 3 40%
AIGL:xlon ETFS Livestock LSE_SETS 3 1 10%
SUGA:xlon ETFS Sugar LSE_SETS 4 2 20%
AIGE:xlon ETFS Energy LSE_SETS 3 1 10%
AIGI:xlon ETFS Industrial Metals LSE_SETS 3 1 10%
SCOP:xlon ETFS Short Copper LSE_SETS 5 2 20%
SLVR:xlon ETFS Silver LSE_SETS 4 2 20%
CORN:xlon ETFS Corn LSE_SETS 3 1 10%
DIA:arcx SPDR DOW JONES INDUSTRIAL AVRG ETF NYSE_ARCA 3 1 20%
JNK:arcx SPDR Barclays Capital High Yield Bond ETF NYSE_ARCA 3 1 20%
XHB:arcx SPDR S&P Homebuilders ETF NYSE_ARCA 4 2 20%
XLB:arcx Select Sector Materials Select Sector SPDR Fund NYSE_ARCA 3 1 20%
XLE:arcx Energy Select Sector SPDR Fund NYSE_ARCA 3 1 20%
XLF:arcx Select Sector Financial Select Sector SPDR Fund NYSE_ARCA 3 1 20%
XLK:arcx Select Sector Technology Select Sector SPDR Fund NYSE_ARCA 4 2 20%
XLP:arcx Sel Sector Consumer Staples Sel Sector SPDR Fund NYSE_ARCA 3 1 20%
XLU:arcx Select Sector Utilities Select Sector SPDR Fund NYSE_ARCA 3 1 20%
XLV:arcx Select Sector Health Care Select Sector SPDR Fund NYSE_ARCA 3 1 20%
BIL:arcx SPDR Barclays Capital 1-3 Month T-Bill ETF NYSE_ARCA 3 1 10%
BWX:arcx SPDR Barclays Capital International Treasury Bond NYSE_ARCA 3 1 10%
EWX:arcx SPDR S&P Emerging Markets Small Cap ETF NYSE_ARCA 5 2 20%
GAF:arcx SPDR S&P Emerging Middle East & Africa ETF NYSE_ARCA 4 2 20%
GMF:arcx SPDR S&P Emerging Asia Pacific ETF NYSE_ARCA 4 2 20%
GML:arcx SPDR S&P Emerging Latin America ETF NYSE_ARCA 3 1 10%
GMM:arcx SPDR S&P Emerging Markets ETF NYSE_ARCA 4 2 20%
GUR:arcx SPDR S&P Emerging Europe ETF NYSE_ARCA 3 1 10%
GXC:arcx SPDR S&P China ETF NYSE_ARCA 4 2 20%
IPE:arcx streetTRACKS Ser. Trust: SPDR Barclays Cap. TIPS E NYSE_ARCA 3 1 10%
ITE:arcx SPDR Barclays Capital Intermediate Term Treasury NYSE_ARCA 3 1 20%
KBE:arcx SPDR KBW Bank ETF NYSE_ARCA 4 2 20%
KRE:arcx SPDR KBW Regional Banking ETF NYSE_ARCA 4 2 20%
RWR:arcx SPDR DJ Wilshire REIT ETF NYSE_ARCA 4 2 20%
RWX:arcx SPDR DJ Wilshire International Real Estate ETF NYSE_ARCA 4 2 20%
TLO:arcx SPDR Barclays Capital Long Term Treasury ETF NYSE_ARCA 3 1 10%
XBI:arcx SPDR S&P Biotech ETF NYSE_ARCA 4 2 20%
XES:arcx SPDR S&P Oil & Gas Equipment & Services ETF NYSE_ARCA 4 2 20%
XLI:arcx Select Sector Industrial Select Sector SPDR Fund NYSE_ARCA 3 1 20%
XLY:arcx Sel Sector:Cnsmr SPDR NYSE_ARCA 4 2 20%
XME:arcx SPDR S&P Metals & Mining ETF NYSE_ARCA 4 2 20%
XOP:arcx SPDR S&P Oil & Gas Exploration & Production ETF NYSE_ARCA 4 2 20%
CARB:xlon ETFS Carbon - EUR LSE_SETS 5 2 20%
EUM:arcx ProShares Short MSCI Emerging Markets ETF NYSE_ARCA 6 3 40%
EEV:arcx ProShares UltraShort MSCI Emerging Markets ETF NYSE_ARCA 7 4 80%
PST:arcx ProShares UltraShort 7-10 Year Treasury NYSE_ARCA 5 2 20%
TBT:arcx ProShares UltraShort 20+ Year Treasury NYSE_ARCA 5 2 20%
EFU:arcx ProShares UltraShort MSCI EAFE ETF NYSE_ARCA 6 3 40%
EWV:arcx ProShares UltraShort MSCI Japan ETF NYSE_ARCA 5 2 20%
RWM:arcx ProShares Short Russell 2000 ETF NYSE_ARCA 5 2 20%
DOG:arcx ProShares Short Dow 30 ETF NYSE_ARCA 4 2 20%
MYY:arcx ProShares Short MidCap 400 ETF NYSE_ARCA 5 2 20%
PSQ:arcx ProShares Short QQQ NYSE_ARCA 4 2 20%
SBB:arcx ProShares Short SmallCap 600 ETF NYSE_ARCA 5 2 20%
EFZ:arcx ProShares Short MSCI EAFE ETF NYSE_ARCA 5 2 20%
SH:arcx ProShares Short S&P 500 ETF NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
UYM:arcx ProShares Ultra Basic Materials ETF NYSE_ARCA 6 3 40%
UCC:arcx ProShares Ultra Consumer Services ETF NYSE_ARCA 6 3 40%
UGE:arcx ProShares Ultra Consumer Goods ETF NYSE_ARCA 6 3 40%
UYG:arcx ProShares Ultra Financials ETF NYSE_ARCA 6 3 40%
RXL:arcx ProShares Ultra Health Care ETF NYSE_ARCA 6 3 40%
UXI:arcx ProShares Ultra Industrials ETF NYSE_ARCA 6 3 40%
DIG:arcx ProShares Ultra Oil & Gas ETF NYSE_ARCA 7 4 80%
URE:arcx ProShares Ultra Real Estate ETF NYSE_ARCA 7 4 80%
UWM:arcx ProShares Ultra Russell 2000 ETF NYSE_ARCA 6 3 40%
USD:arcx ProShares Ultra Semiconductors ETF NYSE_ARCA 7 4 80%
ROM:arcx ProShares Ultra Technology ETF NYSE_ARCA 7 4 80%
UPW:arcx ProShares Ultra Utilities ETF NYSE_ARCA 5 2 20%
DDM:arcx ProShares Ultra Dow 30 ETF NYSE_ARCA 5 2 20%
MVV:arcx ProShares Ultra MidCap 400 ETF NYSE_ARCA 5 2 20%
QLD:arcx ProShares Ultra QQQ ETF NYSE_ARCA 5 2 20%
SSO:arcx ProShares Ultra S&P 500 ETF NYSE_ARCA 5 2 20%
SAA:arcx ProShares Ultra SmallCap 600 ETF NYSE_ARCA 6 3 40%
LTL:arcx ProShares Ultra Telecommunications ETF NYSE_ARCA 7 4 80%
DXD:arcx ProShares UltraShort Dow30 NYSE_ARCA 5 2 20%
MZZ:arcx ProShares UltraShort MidCap 400 ETF NYSE_ARCA 5 2 20%
QID:arcx ProShares UltraShort QQQ ETF NYSE_ARCA 5 2 20%
SDS:arcx ProShares UltraShort S&P 500 ETF NYSE_ARCA 5 2 20%
SMN:arcx ProShares UltraShort Basic Materials ETF NYSE_ARCA 6 3 40%
SCC:arcx ProShares UltraShort Consumer Services ETF NYSE_ARCA 6 3 40%
SZK:arcx ProShares UltraShort Consumer Goods ETF NYSE_ARCA 6 3 40%
SKF:arcx ProShares UltraShort Financials NYSE_ARCA 6 3 40%
RXD:arcx ProShares UltraShort Health Care ETF NYSE_ARCA 6 3 40%
SIJ:arcx ProShares UltraShort Industrials ETF NYSE_ARCA 6 3 40%
DUG:arcx ProShares UltraShort Oil & Gas ETF NYSE_ARCA 7 4 80%
SRS:arcx ProShares UltraShort Real Estate ETF NYSE_ARCA 7 4 80%
TWM:arcx ProShares UltraShort Russell 2000 ETF NYSE_ARCA 6 3 40%
SDD:arcx ProShares UltraShort SmallCap 600 ETF NYSE_ARCA 6 3 40%
SSG:arcx Proshares Ultrashort Semiconductors NYSE_ARCA 7 4 80%
REW:arcx ProShares UltraShort Technology NYSE_ARCA 7 4 80%
SDP:arcx ProShares UltraShort Utilities ETF NYSE_ARCA 5 2 20%
FXP:arcx ProShares UltraShort FTSE China 50 NYSE_ARCA 6 3 40%
PHAU:xlon ETFS Physical Gold Fund LSE_SETS 3 1 20%
CVY:arcx Guggenheim Multi-Asset Income ETF NYSE_ARCA 3 1 10%
MOO:arcx VanEck Vectors Agribusiness ETF NYSE_ARCA 4 2 20%
KWT:arcx VanEck Vectors Solar Energy ETF NYSE_ARCA 5 2 20%
EVX:arcx VanEck Vectors Environmental Services ETF NYSE_ARCA 4 2 20%
GDX:arcx VanEck Vectors Gold Miners ETF NYSE_ARCA 5 2 20%
HAP:arcx VanEck Vectors Natural Resources ETF NYSE_ARCA 4 2 20%
SLX:arcx VanEck Vectors Steel ETF NYSE_ARCA 4 2 20%
NLR:arcx VanEck Vectors Uranium+Nuclear Energy ETF NYSE_ARCA 4 2 20%
BJK:arcx VanEck Vectors Gaming ETF NYSE_ARCA 4 2 20%
ABX:xtse Barrick Gold Corp. TSE 4 2 20%
AEM:xtse Agnico Eagle Mines Ltd TSE 5 1 20%
AGU:xtse Agrium Inc. TSE 5 1 20%
YRI:xtse Yamana Gold Inc. TSE 6 2 20%
BAM_A:xtse Brookfield Asset Management Inc. TSE 3 1 20%
BCE:xtse BCE Inc. TSE 3 1 20%
BMO:xtse Bank of Montreal TSE 3 1 20%
BNS:xtse Bank of Nova Scotia TSE 3 1 20%
CCO:xtse Cameco Corporation TSE 4 1 20%
CM:xtse Canadian Imperial Bank of Commerce TSE 3 1 20%
CNQ:xtse Canadian Natural Resources Ltd TSE 3 1 20%
CNR:xtse Canadian National Railway Co. TSE 3 1 20%
CP:xtse Canadian Pacific Railway Ltd TSE 3 1 20%
CTC_A:xtse Canadian Tire Corp. Ltd TSE 3 1 20%
CWB:xtse Canadian Western Bank TSE 4 2 20%
ECA:xtse EnCana Corp. TSE 4 2 20%
ELD:xtse Eldorado Gold Corporation TSE 5 2 20%
ENB:xtse Enbridge Inc. TSE 3 1 20%
BRG:xasx Breville Group Ltd ASX 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
FFH:xtse Fairfax Financial Holdings Ltd TSE 3 1 20%
FM:xtse First Quantum Minerals Ltd TSE 5 3 40%
FTS:xtse Fortis Inc. TSE 3 1 20%
G:xtse Goldcorp Inc. TSE 4 1 20%
GIL:xtse Gildan Activewear Inc. TSE 3 1 20%
HBM:xtse HudBay Minerals Inc. TSE 6 2 20%
HSE:xtse Husky Energy Inc. TSE 3 1 20%
IMG:xtse Iamgold Corporation TSE 7 3 40%
IMO:xtse Imperial Oil Ltd TSE 3 1 20%
K:xtse Kinross Gold Corp. TSE 5 2 20%
L:xtse Loblaw Companies Ltd TSE 3 1 20%
LUN:xtse Lundin Mining Corp. TSE 5 2 20%
MDI:xtse Major Drilling Group International Inc. TSE 7 3 40%
MFC:xtse Manulife Financial Corp. TSE 3 1 20%
NA:xtse National Bank of Canada TSE 3 1 20%
NG:xtse NovaGold Resources Inc. TSE 6 2 20%
NGD:xtse New Gold Inc. TSE 6 3 40%
POT:xtse Potash Corp. of Saskatchewan Inc. TSE 3 1 20%
POU:xtse Paramount Resources Ltd TSE 8 3 40%
POW:xtse Power Corp. of Canada TSE 3 1 20%
PAA:xtse Pan American Silver Corp. TSE 5 2 20%
RCI_B:xtse Rogers Communications Inc. TSE 3 1 20%
RY:xtse Royal Bank of Canada TSE 2 1 20%
SAP:xtse Saputo Inc. TSE 3 1 20%
SJR_B:xtse Shaw Communications Inc. TSE 3 1 20%
SLF:xtse Sun Life Financial Inc. TSE 3 1 20%
SLW:xtse Silver Wheaton Corp. TSE 4 1 20%
SNC:xtse SNC-Lavalin Group Inc. TSE 4 1 20%
SSO:xtse Silver Standard Resources Inc. TSE 8 2 20%
SU:xtse Suncor Energy Inc. (NEW) TSE 3 1 20%
SVM:xtse Silvercorp Metals Inc. TSE 8 3 40%
TA:xtse TransAlta Corp. TSE 4 1 20%
TCK_B:xtse Teck Resources Ltd TSE 7 3 40%
TD:xtse Toronto Dominion Bank TSE 3 1 20%
TRI:xtse Thomson Reuters Corp. TSE 3 1 20%
TRP:xtse TransCanada Corp. TSE 3 1 20%
WN:xtse George Weston Ltd TSE 3 1 20%
LOPE:xnas Grand Canyon Education Inc. NASDAQ 3 1 10%
DBA:arcx PowerShares DB Agriculture Fund NYSE_ARCA 3 1 20%
PIO:arcx PowerShares Global Water Portfolio NYSE_ARCA 3 1 20%
DBB:arcx PowerShares DB Base Metals Fund NYSE_ARCA 3 1 20%
DBC:arcx PowerShares DB Commodity Index Tracking Fund NYSE_ARCA 3 1 20%
DBE:arcx PowerShares DB Energy Fund NYSE_ARCA 3 1 20%
DGL:arcx PowerShares DB Gold Fund NYSE_ARCA 3 1 20%
DBO:arcx PowerShares DB Oil Fund NYSE_ARCA 3 1 20%
DBP:arcx PowerShares DB Precious Metals Fund NYSE_ARCA 3 1 20%
DBS:arcx PowerShares DB Silver Fund NYSE_ARCA 3 1 10%
UDN:arcx PowerShares DB US Dollar Index Bearish Fund NYSE_ARCA 4 2 20%
UUP:arcx PowerShares DB US Dollar Index Bullish Fund NYSE_ARCA 3 1 20%
DBV:arcx PowerShares DB G10 Currency Harvest Fund NYSE_ARCA 3 1 20%
PGF:arcx PowerShares Financial Preferred Portfolio NYSE_ARCA 3 1 20%
UNG:arcx United States Natural Gas Fund, LP NYSE_ARCA 3 1 20%
USO:arcx United States Oil Fund, LP NYSE_ARCA 3 1 20%
USL:arcx United States 12 Month Oil Fund LP NYSE_ARCA 3 1 20%
UGA:arcx United States Gasoline Fund LP NYSE_ARCA 3 1 20%
ERX:arcx Direxion Daily Energy Bull 3x NYSE_ARCA 6 3 40%
ERY:arcx Direxion Daily Energy Bear 3x NYSE_ARCA 7 4 80%
YCS:arcx ProShares UltraShort Yen NYSE_ARCA 6 3 40%
MIB:xpar Lyxor UCITS ETF FTSE MIB PAR 3 1 10%
UST:xpar Lyxor ETF Nasdaq 100 PAR 3 1 20%
FAZ:arcx Direxion Daily Financial Bear 3x Shares NYSE_ARCA 6 3 40%
FAS:arcx Direxion Daily Financial Bull 3x Shares NYSE_ARCA 7 4 80%
IAU:arcx iShares Gold Trust NYSE_ARCA 4 2 20%
SLV:arcx iShares Silver Trust NYSE_ARCA 3 1 20%
LOOM_B:xome Loomis AB SSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ULE:arcx ProShares Ultra Euro ETF NYSE_ARCA 6 3 40%
EUO:arcx ProShares UltraShort Euro ETF NYSE_ARCA 6 3 40%
ATHN:xnas athenahealth Inc. NASDAQ 5 1 10%
GBS:xlon Gold Bullion Securities Ltd LSE_SETS 3 1 20%
AIGA:xlon ETFS Agriculture LSE_SETS 3 1 20%
PHPT:xlon ETFS Physical Platinum Fund LSE_SETS 3 1 10%
BULL:xlon ETFS Gold LSE_SETS 3 1 20%
OILB:xlon ETFS Brent Oil LSE_SETS 4 2 20%
PHAG:xlon ETFS Physical Silver Fund LSE_SETS 4 2 20%
AIGC:xlon ETFS All Commodities DJ-AIGCI LSE_SETS 3 1 20%
OILW:xlon ETFS WTI Oil LSE_SETS 4 2 20%
PHPM:xlon ETFS Physical PPSG Bskt Fund LSE_SETS 4 2 20%
AIGG:xlon ETFS Grains LSE_SETS 3 1 10%
NGAS:xlon ETFS Natural Gas LSE_SETS 4 2 20%
AGD:xnys Alpine Global Dynamic Dividend Fund NYSE 3 1 10%
LCOP:xlon ETFS Leveraged Copper LSE_SETS 6 3 40%
VKQ:xnys Invesco Municipal Trust NYSE 3 1 10%
JACK:xnas Jack in the Box Inc. NASDAQ 4 1 10%
IPCC:xnas Infinity Property and Casualty Corp. NASDAQ 5 2 20%
NJR:xnys New Jersey Resources Corp. NYSE 4 1 10%
FRN:arcx ClaymoreBNY Mellon Frontier Markets ETF NYSE_ARCA 4 2 20%
VT:arcx Vanguard Total World Stock ETF NYSE_ARCA 3 1 20%
CLH:xnys Clean Harbors Inc. NYSE 4 2 20%
HXL:xnys Hexcel Corp. NYSE 3 1 10%
UCO:arcx ProShares Ultra Bloomberg Crude Oil NYSE_ARCA 7 4 80%
UGL:arcx ProShares Ultra Gold NYSE_ARCA 6 3 40%
DXSV:xetr db x-trackers II Short iBoxx EUR Sovrgn Eurozone XETR_ETF 6 3 40%
MED:xnys Medifast Inc. NYSE 6 3 40%
CPE:xnys Callon Petroleum Co. NYSE 6 2 20%
CLW:xnys Clearwater Paper Corp. NYSE 4 2 20%
TNA:arcx Direxion Daily Small Cap Bull 3x Shares NYSE_ARCA 6 3 40%
TZA:arcx Direxion Daily Small Cap Bear 3x Shares NYSE_ARCA 7 4 80%
TEN:xnys Tenneco Inc. NYSE 3 2 20%
EDV:arcx Vanguard Extended Duration ETF NYSE_ARCA 4 2 20%
SCO:arcx ProShares UltraShort Bloomberg Crude Oil NYSE_ARCA 6 3 40%
AGQ:arcx ProShares Ultra Silver NYSE_ARCA 6 3 40%
AMSF:xnas AMERISAFE Inc. NASDAQ 5 2 20%
MYL:xnas Mylan NV NASDAQ 3 1 10%
ATEA:xosl ATEA OSE 4 2 20%
PEGA:xnas Pegasystems Inc. NASDAQ 4 1 10%
MD:xnys MEDNAX Inc. NYSE 3 1 10%
OBXEXDBEAR:xosl XACT Derivat BEAR OSE 7 4 80%
OBXEXDBULL:xosl XACT Derivat BULL OSE 7 4 80%
NRO:xpar Neurones PAR 6 3 40%
VR:xnys Validus Holdings Ltd NYSE 3 1 10%
LMNX:xnas Luminex Corp. NASDAQ 5 2 20%
INT:xnys World Fuel Services Corp. NYSE 3 1 10%
EUEA:xams iShares EURO STOXX 50 UCITS ETF AMS 3 1 10%
IETA:xams iShares FTSEurofirst 100 UCITS ETF AMS 3 1 10%
IJPN:xams iShares MSCI Japan UCITS ETF AMS 3 1 10%
IDVY:xams iShares DJ Euro STOXX Select Dividend EUR AMS 3 1 10%
IBCI:xams iShares EUR Inflation Linked Bond EUR AMS 3 1 20%
IKRA:xams iShares MSCI Korea UCITS ETF AMS 4 2 20%
IBZL:xams iShares MSCI Brazil UCITS ETF AMS 4 2 20%
IEER:xams iShares MSCI Eastern Europe USD AMS 3 1 10%
ITKY:xams iShares MSCI Turkey AMS 5 2 20%
PHPD:xams ETFS Physical Palladium AMS 3 1 10%
PHPT:xams ETFS Physical Platinum Fund AMS 3 1 10%
PHAG:xams ETFS Physical Silver Fund AMS 4 2 20%
PHAU:xams ETFS Physical Gold Fund AMS 3 1 10%
PHPM:xams ETFS Physical PPSG Bskt Fund AMS 4 2 20%
CECE:xnas Ceco Environmental Corp. NSC 8 3 40%
CMO:xnys Capstead Mortgage Corp. NYSE 5 2 20%
LEO:xnys Dreyfus Strategic Municipals Inc. NYSE 3 1 10%
ASTE:xnas Astec Industries Inc. NASDAQ 5 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
NET_B:xome NetEnt AB SSE 5 1 20%
OILB:xmil ETFS Brent Oil MIL 4 2 20%
GHH:xlon Gooch & Housego LSE_SETS 8 3 40%
SXX:xlon Sirius Minerals Plc LSE_SETS 6 3 40%
02827:xhkg W.I.S.E. - CSI 300 China Tracker HKEX 3 1 20%
02828:xhkg Hang Seng H-Share Index ETF HKEX 3 1 20%
02823:xhkg iShares FTSE/Xinhua A50 China Index ETF HKEX 3 1 20%
02800:xhkg Tracker Fund of Hong Kong HKEX 3 1 10%
NPK:xnys National Presto Industries Inc. NYSE 6 3 40%
SHEN:xnas Shenandoah Telecommunications Co. NASDAQ 6 2 20%
DPH:xlon Dechra Pharmaceuticals Plc LSE_SETS 4 2 20%
VETO:xpar Vetoquinol SA PAR 7 3 40%
COM:xswx Commerzbank AG SWX 7 2 20%
SPY:arcx SPDR S&P 500 ETF Trust NYSE_ARCA 3 1 20%
CYB:arcx WisdomTree Chinese Yuan Strategy Fund NYSE_ARCA 3 1 20%
EDC:arcx Direxion Daily Emerging Markets Bull 3x Shares NYSE_ARCA 7 4 80%
BPL:xnys Buckeye Partners LP NYSE 3 1 10%
NSH:xnys NuStar GP Holdings LLC NYSE 4 2 20%
XUKS:xlon db x-trackers FTSE 100 SHORT ETF LSE_ETF 5 2 20%
ALPH:xswx Alpiq Holding AG SWX 6 3 40%
TMP:xase Tompkins Financial Corp. AMEX 5 2 20%
VPU:arcx Vanguard Utilities ETF NYSE_ARCA 3 1 10%
PUI:arcx PowerShares Dynamic Utilities Portfolio NYSE_ARCA 3 1 10%
DX2K:xetr db x-trackers FTSE 100 Short ETF XETR_ETF 5 2 20%
IBCX:xlon iShares EUR Corp Bond Lrg Cap UCITS ETF LSE_ETF 3 1 10%
LPLA:xlon ETFS Leveraged Platinum LSE_SETS 3 1 10%
MEG:xnys Media General Inc. NYSE 4 1 10%
MING:xosl SpareBank 1 SMN OSE 4 3 40%
NONG:xosl SpareBank 1 Nord-Norge OSE 5 3 40%
CRH:xnys CRH Plc NYSE 3 1 10%
GLL:arcx ProShares UltraShort Gold NYSE_ARCA 6 3 40%
00874:xhkg Guangzhou Baiyunshan Pharma Holdings Co Ltd HKEX 7 1 20%
DBXD:xetr db x-trackers DAX ETF XETR_ETF 3 1 10%
8591:xtks ORIX Corp. TYO 3 1 20%
9831:xtks Yamada Denki Co Ltd TYO 4 1 20%
7741:xtks Hoya Corp. TYO 3 1 20%
9022:xtks Central Japan Railway Co. TYO 3 1 10%
6370:xtks Kurita Water Industries Ltd TYO 4 1 20%
2651:xtks Lawson Inc. TYO 3 1 20%
4062:xtks IBIDEN Co. Ltd TYO 4 1 20%
6861:xtks Keyence Corp. TYO 3 1 20%
8028:xtks FamilyMart Co. Ltd (Japan) TYO 4 1 20%
6988:xtks Nitto Denko Corp. TYO 3 2 20%
8572:xtks ACOM Co. Ltd TYO 5 1 20%
9843:xtks Nitori Co. Ltd TYO 4 1 20%
8113:xtks Unicharm Corp. TYO 4 1 20%
7259:xtks Aisin Seiki Co. Ltd TYO 4 1 20%
8473:xtks SBI Holdings Inc. TYO 3 1 20%
1808:xtks Haseko Corp. TYO 5 2 20%
4043:xtks Tokuyama Corp. TYO 6 3 40%
8729:xtks Sony Financial Holdings Inc. TYO 3 2 20%
6460:xtks SEGA SAMMY HOLDINGS Inc. TYO 3 1 20%
6728:xtks ULVAC Inc. TYO 7 2 20%
2897:xtks Nissin Foods Holdings Co. Ltd TYO 3 1 20%
9697:xtks Capcom Co. Ltd TYO 4 1 20%
6201:xtks Toyota Industries Corp. TYO 3 1 20%
9684:xtks Square Enix Holdings Co Ltd TYO 8 1 20%
OIL:xpar Lyxor UCITS ETF Stoxx Europe 600 Oil & Gas PAR 4 2 20%
EMF:xnys Templeton Emerging Markets Fund NYSE 3 1 20%
XMRC:xlon db x-trackers MSCI Rus.C.I.ETF LSE_ETF 4 2 20%
IH2O:xlon iShares Global Water UCITS ETF LSE_ETF 3 1 10%
CUT:arcx Guggenheim MSCI Global Timber ETF NYSE_ARCA 4 2 20%
01211:xhkg BYD Company Ltd HKEX 5 1 10%
MICR:xome Micronic Mydata AB SSE 7 2 20%
CDA:xpar Compagnie des Alpes PAR 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CGM:xpar Cegedim PAR 6 3 40%
CEN:xpar Groupe Crit SA PAR 5 3 40%
EVS:xbru EVS Broadcast Equipment SA BRU 6 3 40%
EXE:xpar Exel Industries SA PAR 6 3 40%
GBT:xpar Guerbet SA PAR 6 3 40%
ITP:xpar Interparfums PAR 5 3 40%
LOUP:xpar LDC SA PAR 5 3 40%
LPE:xpar Laurent-Perrier SA PAR 6 3 40%
ATE:xpar Alten SA PAR 3 2 20%
MAN:xpar Manutan International SA PAR 7 3 40%
MFC:xpar Maisons France Confort PAR 8 3 40%
PHA:xpar Pharmagest Interactive PAR 7 3 40%
RBT:xpar P Robertet et Compagnie SA PAR 7 3 40%
SDG:xpar Synergie SA PAR 5 3 40%
MJN:xnys Mead Johnson Nutrition Co. NYSE 3 1 10%
TFF:xpar TFF Group PAR 7 3 40%
THEP:xpar Thermador Groupe SA PAR 6 3 40%
ALS:xtse Altius Minerals Corp. TSE 7 3 40%
WHA:xams Wereldhave NV AMS 3 1 10%
DXS8:xetr db x-trackers DJ STOXX 600 Banks Short ETF XETR_ETF 5 2 20%
CSII:xnas Cardiovascular Systems Inc. NASDAQ 5 2 20%
G3B:xses Nikko AM Singapore STI ETF SGX-ST 3 1 10%
DIE:xbru D'Ieteren SA BRU 4 2 20%
FIM:xpar Fimalac SA PAR 5 3 40%
LIN:xpar Linedata Services PAR 8 3 40%
BIM:xpar BioMerieux SA PAR 4 3 40%
EDZ:arcx Direxion Daily Emerging Markets Bear 3x Shares NYSE_ARCA 7 4 80%
DZK:arcx Direxion Daily Developed Markets Bull 3x Shares NYSE_ARCA 7 4 80%
DPK:arcx Direxion Daily Developed Markets Bear 3x Shares NYSE_ARCA 7 4 80%
SLED:xlon Lebanese Comp. for Dev & Reconst. of Beirut CD SAL LSE_INTL 6 3 40%
DIAS:xmil DiaSorin SpA MIL 3 2 20%
STS:xmil Ansaldo STS SpA MIL 3 1 20%
00639:xhkg Shougang Resources HKEX 7 3 40%
01387:xhkg Renhe Commercial Holdings Co. Ltd HKEX 7 4 80%
AMER:xlon Amerisur Resources Plc LSE_SETS 6 3 40%
PFF:arcx iShares S&P US Preferred Stock Index Fund NYSE_ARCA 3 1 20%
01818:xhkg Zhaojin Mining Industry Co. Ltd HKEX 7 3 40%
PRO:xnys PROS Holdings Inc. NYSE 7 3 40%
EXV6:xetr iShares STOXX EU 600 Basic Resources (DE) XETR_ETF 3 1 20%
GLO:xase Clough Global Opportunities Fund AMEX 3 1 10%
EXG:xnys Eaton Vance TxMgdGlDvEIn NYSE 3 1 10%
OESA:xetr ETFS Brent 1mth FSE 4 2 20%
OD7F:xetr ETFS Crude Oil FSE 4 2 20%
4RT6:xetr ETFS Leveraged Crude Oil FSE 6 3 40%
00880:xhkg SJM Holdings Ltd HKEX 4 2 20%
LIME:xlon ETFS DAILY LVG IM DJ-UBSCISM LSE_SETS 6 3 40%
U:xtse Uranium Participation Corp. TSE 6 3 40%
SAH:xnys Sonic Automotive Inc. NYSE 4 2 20%
FGR:xpar Eiffage SA PAR 3 1 10%
IUKP:xlon iShares UK Property UCITS ETF LSE_ETF 4 2 20%
XS7R:xetr db x-trackers STOXX Europe 600 BANKS UCITS ETF XETR_ETF 3 1 10%
DGC:xtse Detour Gold Corp. TSE 5 2 20%
OKDBV:xhel Oriola-KD Oyj B HSE 7 2 20%
OKDAV:xhel Oriola-KD Oyj A HSE 8 2 20%
DAG:arcx PowerShares DB Agriculture Double Long ETN NYSE_ARCA 6 3 40%
PHB:arcx PowerShares High Yield Corporate Bond Portfolio NYSE_ARCA 4 2 20%
2269:xtks MEIJI Holdings Co. Ltd TYO 4 1 10%
02888:xhkg Standard Chartered Plc HKEX 3 1 20%
00945:xhkg Manulife Financial Corp. HKEX 3 1 20%
IOC:xnys InterOil Corp. NYSE 5 1 10%
IDA:xnys Idacorp Inc. NYSE 3 1 10%
CYOU:xnas Changyou.com Ltd NASDAQ 8 3 40%
IAE:xlon Ithaca Energy Inc. LSE_SETS 6 3 40%
GVC:xlon GVC Holdings Plc LSE_SETS 5 2 20%
PZZA:xnas Papa Johns International Inc. NASDAQ 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
GXG:arcx Global X MSCI Colombia ETF NYSE_ARCA 3 1 20%
MMK:xlon Magnitogorskiy Metallurgicheskiy Kombinat OAO LSE_INTL 6 3 40%
MNRO:xnas Monro Muffler Brake Inc. NASDAQ 4 1 10%
VSS:arcx Vanguard FTSE All World ex US Small Cap ETF NYSE_ARCA 4 2 20%
LYM8:xetr Lyxor ETF World Water A XETR_ETF 3 1 10%
LQDE:xlon iShares $ Corporate Bond UCITS ETF LSE_ETF 3 1 10%
DJSC:xmil iShares DJ Euro STOXX SmallCap EUR MIL 4 2 20%
BNK:xtse Bankers Petroleum Ltd TSE 7 3 40%
EDR:xtse Endeavour Silver Corp. TSE 8 3 40%
FR:xtse First Majestic Silver Corp. TSE 7 2 20%
PG:xtse Premier Gold Mines Ltd TSE 8 2 20%
ZGLDEU:xswx ZKB Gold ETF (EUR) SWX 3 1 10%
FXC:xmil iShares China Large Cap UCITS ETF MIL 3 1 20%
IBZL:xmil iShares MSCI Brazil UCITS ETF MIL 4 2 20%
IUSP:xams iShares FTSE EPRA/NAREIT US Property Yield USD AMS 3 1 20%
AAN:xnys Aarons Inc. NYSE 4 1 10%
LALU:xlon ETFS Leveraged Aluminium LSE_SETS 6 3 40%
LLEA:xlon ETFS Leveraged Lead LSE_SETS 6 3 40%
LNIK:xlon ETFS DAILY LVG NICKEL LSE_SETS 4 2 20%
SF:xnys Stifel Financial Corp. NYSE 3 1 10%
DL:xnys China Distance Education Holdings Ltd NYSE 7 3 40%
BPI:xnys Bridgepoint Education Inc. NYSE 7 3 40%
EDV:xtse Endeavour Mining Corp. TSE 8 2 20%
KARN:xswx Kardex AG SWX 6 3 40%
SEF:arcx ProShares Short Financials ETF NYSE_ARCA 5 2 20%
JBGOUA:xswx Julius Baer Physical Gold SWX 3 1 10%
0175:xhkg Geely Automobile Holdings Ltd HKEX 4 2 20%
ROCK:xnas Gibraltar Industries Inc. NASDAQ 5 2 20%
00182:xhkg Concord New Energy Group Ltd HKEX 7 3 40%
MYRN:xswx Myriad Group AG SWX 7 5 100%
SOON:xvtx Sonova Holding AG VX 4 1 20%
CPS:xwar Cyfrowy Polsat SA WSE 4 2 20%
OCLR:xnas Oclaro Inc. NASDAQ 8 3 40%
ELD:xasx Elders Ltd ASX 8 3 40%
MMS:xnys Maximus Inc. NYSE 3 1 10%
AGG:arcx iShares Core US Aggregate Bond ETF NYSE_ARCA 3 1 20%
DBX6:xetr db x-trackers MSCI BRAZIL INDEX UCITS ETF (DR) XETR_ETF 4 2 20%
DBX3:xetr db x-trackers MSCI EM LATAM INDEX UCITS ETF XETR_ETF 4 2 20%
IQQB:xetr iShares MSCI Brazil UCITS ETF XETR_ETF 4 2 20%
IUSC:xetr iShares MSCI EM Latin America UCITS ETF (Inc) XETR_ETF 4 2 20%
IQQ5:xetr iShares MSCI Turkey UCITS ETF XETR_ETF 5 2 20%
XMRC:xetr db x-trackers MSCI Russia Capped Index ETF XETR_ETF 4 2 20%
DBXJ:xetr db x-trackers MSCI Japan Index UCITS ETF XETR_ETF 3 1 20%
IQQC:xetr iShares-FTSE/Xinhua China 25 XETR_ETF 4 2 20%
LYME:xetr Lyxor ETF Hong Kong (HSI) XETR_ETF 3 1 20%
DBX7:xetr db x-trackers NIFTY 50 UCITS ETF XETR_ETF 4 2 20%
IFN:xasx Infigen Energy ASX 6 3 40%
AGCO:xnys AGCO Corp. NYSE 3 1 10%
CACI:xnys CACI International Inc. NYSE 3 2 20%
VALE:xnys Vale SA NYSE 4 2 20%
01882:xhkg Haitian International Holdings Ltd HKEX 5 3 40%
HBU:xtse Horizons BetaPro COMEX Gold Bullion Bull Plus ETF TSE 4 2 20%
HOU:xtse Horizons BetaPro NYMEX Crude Oil Bull Plus ETF TSE 7 4 80%
HNU:xtse Horizons BetaPro NYMEX Natural Gas Bull Plus ETF TSE 7 4 80%
IXJ:xasx iShares S&P Global Healthcare ASX 5 2 20%
IAA:xasx iShares S&P Asia 50 ASX 4 2 20%
IEU:xasx iShares S&P Europe 350 ASX 4 2 20%
IVV:xasx iShares Core S&P 500 ETF ASX 3 1 20%
IJH:xasx iShares S&P Mid-Cap ETF ASX 4 2 20%
00735:xhkg China Power New Energy Development Co Ltd HKEX 6 5 100%
ACWI:xnas iShares MSCI ACWI Index Fund NASDAQ 3 1 10%
TMV:arcx Direxion Daily 20-Year Treasury Bear 3X Shares NYSE_ARCA 5 2 20%
TYO:arcx Direxion Daily 10-Year Treasury Bear 3X Shares NYSE_ARCA 5 2 20%
PSP:arcx PowerShares Listed Private Equity Portfolio NYSE_ARCA 4 2 20%
0750:xhkg China Singyes Solar Techies Holdings Ltd HKEX 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PBRa:xnys Petroleo Brasileiro SA Petrobras NYSE 4 3 40%
CG:xtse Centerra Gold Inc. TSE 6 2 20%
ZSL:arcx ProShares UltraShort Silver NYSE_ARCA 6 3 40%
AGM:xnys Federal Agricultural Mortgage Corp. NYSE 7 3 40%
IMAI:xmil Industria Macchine Automatiche SpA MIL 4 1 20%
VSAT:xnas ViaSat Inc. NASDAQ 4 3 40%
QAI:arcx IQ Hedge Multi-Strategy Tracker ETF NYSE_ARCA 3 1 10%
CWI:arcx SPDR MSCI ACWI ex-US ETF NYSE_ARCA 3 1 10%
ICN:arcx WisdomTree Indian Rupee Strategy Fund NYSE_ARCA 4 2 20%
02802:xhkg iShares MSCI Emerging Asia Index ETF HKEX 5 2 20%
DGS:arcx WisdomTree Emerging Markets SmallCap Dividend Fund NYSE_ARCA 4 2 20%
MDCO:xnas Medicines Co. NASDAQ 4 1 10%
SYSR:xome Systemair AB SSE 6 2 20%
IPRP:xams iShares FTSE/EPRA European Property EUR AMS 3 1 10%
BO:xcse Bang & Olufsen A/S CSE 7 3 40%
HEP:xnys Holly Energy Partners LP NYSE 4 2 20%
00818:xhkg Hi Sun Technology (China) Ltd HKEX 6 3 40%
SFR:xasx Sandfire Resources NL ASX 7 3 40%
GATE:xswx gategroup Holding AG SWX 5 2 20%
UEM:xlon Utilico Emerging Markets Ltd LSE_SETS 3 1 10%
BCRX:xnas Biocryst Pharmaceuticals Inc. NASDAQ 8 3 40%
OBXEDNBNOR:xosl DnB OBX ETF OSE 4 2 20%
OBXEXACT:xosl Verdipapirfondet Xact Obx OSE 4 2 20%
LVE:xpar Lyxor ETF Leveraged DJ Euro Stoxx 50 PAR 5 2 20%
L100:xlon Lyxor ETF FTSE 100 LSE_ETF 3 1 10%
XBRMIB:xmil Lyxor UCITS ETF FTSE MIB DAI DOU SHT XBR MIL 6 3 40%
BBVAI:xmce Accion Ibex 35 ETF FI Cotizado Armonizado SIBE 4 2 20%
G1N:xses Lyxor ETF MSCI India - 10 SGX-ST 5 2 20%
DGI:xnys DigitalGlobe Inc. NYSE 4 2 20%
BZF:arcx WisdomTree Brazilian Real Strategy Fund NYSE_ARCA 5 2 20%
00823:xhkg Link Real Estate Investment Trust HKEX 3 1 20%
ZSILEU:xswx ZKB Silver ETF (EUR) SWX 3 1 10%
ENY:xmil Lyxor ETF New Energy MIL 3 1 20%
CHE_UN:xtse Chemtrade Logistics Income Fund TSE 4 2 20%
FCF:xnys First Commonwealth Financial Corp. NYSE 5 3 40%
PBP:arcx PowerShares S&P 500 BuyWrite Portfolio NYSE_ARCA 3 1 10%
AEJ:xpar Lyxor ETF MSCI Ac Asia-Pacific Ex Japan PAR 3 1 20%
LAGR:xlon ETFS DAILY LVG AGRICULTURE DJ-UBSCIS LSE_SETS 6 3 40%
MYRG:xnas MYR Group Inc. (Delaware) NASDAQ 5 3 40%
CPF:xnys Central Pacific Financial Corp. NYSE 5 2 20%
LLHO:xlon ETFS DAILY LVG LEAN HOGS LSE_SETS 6 3 40%
ECH:arcx iShares MSCI Chile Investable Market Index Fund NYSE_ARCA 4 2 20%
00215:xhkg Hutchison Telecommunications Hong KongHldngs Ltd HKEX 4 2 20%
AI:xnys Arlington Asset Investment Corp. NYSE 8 3 40%
IOO:xasx iShares S&P Global 100 ASX 3 1 10%
IRU:xasx iShares Russell 2000 Index Fund ASX 4 2 20%
VAS:xasx Vanguard Australian Shares Index ETF ASX 4 2 20%
VTS:xasx Vanguard US Total Market Shares Index ETF ASX 3 1 20%
VEU:xasx Vanguard All-World ex-US Shares Index ETF ASX 3 1 20%
00832:xhkg Central China Real Estate Ltd HKEX 6 3 40%
0806:xhkg Value Partners Group Ltd HKEX 7 2 20%
01368:xhkg Xtep International Holdings Ltd HKEX 7 3 40%
02333:xhkg Great Wall Motor Co. Ltd HKEX 5 1 10%
00107:xhkg Sichuan Expressway Co. Ltd HKEX 8 1 20%
0811:xhkg Sichuan Xinhua Winshare Chainstore Co. Ltd HKEX 6 2 20%
WIP:arcx SPDR Citi Int Gov Inflation-Protected Bond ETF NYSE_ARCA 3 1 10%
IJH:arcx iShares Core S&P Mid-Cap ETF NYSE_ARCA 3 1 20%
PXR:arcx PoweShares Emerging Infrastructure Portfolio NYSE_ARCA 4 2 20%
HAO:arcx Claymore Guggenheim China Small Cap Index ETF NYSE_ARCA 4 2 20%
EFO:arcx ProShares Ultra MSCI EAFE NYSE_ARCA 7 4 80%
EET:arcx ProShares Ultra MSCI Emerging Markets NYSE_ARCA 7 4 80%
XPP:arcx ProShares Ultra FTSE China 50 NYSE_ARCA 7 4 80%
GLT:xnys PH Glatfelter Co. NYSE 4 2 20%
0702:xhkg Sino Oil and Gas Holdings Ltd HKEX 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
01208:xhkg MMG Ltd HKEX 6 3 40%
2868:xhkg Beijing Capital Land Ltd HKEX 7 2 20%
01114:xhkg Brilliance China Automotive Holdings Ltd HKEX 4 3 40%
01055:xhkg China Southern Airlines Co. Ltd HKEX 5 1 10%
00384:xhkg China Gas Holdings Ltd HKEX 4 1 10%
01193:xhkg China Resources Gas Group Ltd HKEX 4 1 10%
01883:xhkg CITIC Telecom Intl Holdings Ltd HKEX 4 3 40%
00861:xhkg Digital China Holdings Ltd HKEX 6 2 20%
00163:xhkg Emperor International Holdings Ltd HKEX 7 3 40%
03899:xhkg CIMC Enric Holdings Ltd HKEX 6 2 20%
NTC:xasx Netcomm Ltd ASX 8 3 40%
BBD_B:xtse Bombardier Inc. TSE 5 3 40%
CHE:xlon Cherkizovo Group PJSC LSE_INTL 8 3 40%
DSM:xams Koninklijke DSM NV AMS 3 1 10%
D51U:xses Lippo Malls Indonesia Retail Trust SGX-ST 5 2 20%
00383:xhkg China Medical & HealthCare Group Ltd HKEX 7 3 40%
01072:xhkg Dongfang Electric Corp. Ltd HKEX 6 1 10%
00317:xhkg CSSC Offshore & Marine Engineering (Group) Co. Ltd HKEX 5 1 20%
01053:xhkg Chongqing Iron & Steel Co. Ltd HKEX 8 3 40%
03883:xhkg China Aoyuan Property Group Ltd HKEX 8 3 40%
01838:xhkg China Properties Group Ltd HKEX 8 3 40%
GIII:xnas G-III Apparel Group Ltd NASDAQ 3 3 40%
M9SH:xetr Market Access DAX global BRIC Index ETF XETR_ETF 4 2 20%
DXSP:xetr db x-trackers EURO STOXX 50 SHORT DAILY UCITS ETF XETR_ETF 5 2 20%
02778:xhkg Champion Real Estate Investment Trust HKEX 4 2 20%
SHRS:xlon Shires Income Plc LSE_SETS 3 1 20%
IDX:arcx VanEck Vectors Indonesia Index ETF NYSE_ARCA 5 2 20%
CYS:xnys CYS Investments Inc. NYSE 5 2 20%
AAXJ:xnas iShares MSCI All Country Asia ex Japan Index Fund NASDAQ 4 2 20%
02836:xhkg iShares BSE SENSEX India Tracker HKEX 4 2 20%
NDIEHY:xcse Nordea Invest European High Yield Bonds CSE_INV 5 2 20%
GOEG:xpar GROUPE GORGE PAR 7 3 40%
SSFT:xlon ETFS Daily Short Softs DJ-UBSCISM LSE_SETS 5 2 20%
03989:xhkg Capital Environmemt Holdings Ltd HKEX 8 3 40%
NGG:xnys National Grid Plc NYSE 3 1 10%
01192:xhkg Titan Petrochemicals Group Ltd HKEX 6 5 100%
03983:xhkg China BlueChemical Ltd HKEX 6 3 40%
00043:xhkg C.P. Pokphand Co. Ltd HKEX 8 1 20%
LEONIA:xmil Lyxor International Asset Management Lyxor ETF MIL 3 1 20%
TIS:xase Orchids Paper Products Co. AMEX 7 3 40%
ECWO:xlon Ecofin Water and Power Opportunities Plc LSE_SETS 3 1 10%
00031:xhkg China Aerospace International Holdings Ltd HKEX 7 3 40%
01333:xhkg China ZhongWang Holdings HKEX 6 2 20%
FNV:xtse Franco-Nevada Corporation TSE 4 1 20%
XCB:xtse iShares Canadian Corporate Bond Index ETF TSE 4 2 20%
01893:xhkg China National Materials Co. Ltd HKEX 8 3 40%
DXSC:xetr db x-trackers DJ STOXX 600 BASIC RESOURCES ETF XETR_ETF 4 2 20%
DXSH:xetr db x-trackers STOXX Europe 600 TECHN UCITS ETF XETR_ETF 4 2 20%
DXSE:xetr db x-trackers DJ STOXX 600 HEALTH CARE ETF XETR_ETF 4 2 20%
EXXY:xetr iShares Diversified Commodity Swap UCITS ETF XETR_ETF 3 1 10%
SPXU:arcx ProShares UltraPro Short S&P 500 ProShares NYSE_ARCA 6 3 40%
HYDR:xlon Federal Hydro-Generating Co - RusHydro PJSC LSE_INTL 8 3 40%
D03:xses Del Monte Pacific Ltd SGX-ST 8 3 40%
WEAT:xmil ETFS Wheat MIL 3 1 20%
LOGM:xnas LogMeIn Inc. NASDAQ 4 2 20%
MDSO:xnas Medidata Solutions Inc. NASDAQ 6 2 20%
IVR:xnys Invesco Mortgage Capital Inc. NYSE 4 2 20%
SEA:xtse Seabridge Gold Inc. TSE 8 2 20%
BRF:arcx VanEck Vectors Brazil Small-Cap ETF NYSE_ARCA 5 2 20%
LSUG:xlon ETFS DAILY LVG SUGAR LSE_SETS 6 3 40%
AAV:xtse Advantage Oil & Gas Ltd TSE 4 2 20%
ROVI:xnas ROVI Corp. NASDAQ 4 1 10%
INVEX:xmce Lyxor ETF Ibex 35 Inverso SIBE 5 2 20%
CPG:xtse Crescent Point Energy Corp. TSE 4 1 20%
NCSP:xlon Novorossiysk Commercial Sea Port PJSC LSE_INTL 8 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
03389:xhkg Hengdeli HKEX 6 3 40%
AJA:xasx Astro Japan Property Group ASX 6 3 40%
SMRT:xnas Stein Mart, Inc. NASDAQ 6 3 40%
SIP:xbru Sipef BRU 6 3 40%
AHL:xnys Aspen Insurance Holdings Ltd NYSE 3 1 10%
02338:xhkg Weichai Power Co. Ltd HKEX 5 1 10%
02009:xhkg BBMG Corporation HKEX 5 2 20%
WES:xnys Western Gas Partners LP NYSE 4 1 20%
00670:xhkg China Eastern Airlines HKEX 5 1 10%
SALU:xlon Short Aluminium Fund ETC LSE_SETS 5 2 20%
WM:xnys Waste Management Inc. NYSE 3 1 10%
00980:xhkg Lianhua Supermarket Holdings Co. Ltd HKEX 8 3 40%
GSM:xnas Ferroglobe Plc NASDAQ 4 3 40%
SNX:xnys SYNNEX Corp. NYSE 4 1 10%
PMT:xnys PennyMac Mortgage Investment Trust NYSE 5 2 20%
EBIX:xnas Ebix Inc. NASDAQ 5 1 10%
TAST:xnas Carrols Restaurant Group NASDAQ 6 3 40%
AVGO:xnas Broadcom Ltd NASDAQ 4 2 20%
MIC:xtse Genworth MI Canada Inc. TSE 4 1 20%
HUBb:xnys Hubbell Inc. NYSE 3 1 10%
IWF:arcx iShares Russell 1000 Growth Index Fund NYSE_ARCA 3 1 20%
02838:xhkg Hang Seng FTSE China 50 Index ETF HKEX 4 2 20%
LYXLTM:xetr Lyxor UCITS ETF MSCI EM Latin America XETR_ETF 4 2 20%
HGU:xtse Horizons BetaPro S&P/TSX Global Gold Bull Plus ETF TSE 7 4 80%
MSA:xnys MSA Safety Inc. NYSE 4 1 10%
CATM:xnas Cardtronics Plc NASDAQ 3 1 10%
ADX:xnys Adams Diversified Equity Fund Inc. NYSE 3 1 10%
SWZ:xnys Swiss Helvetia Fund Inc. NYSE 3 1 10%
TEI:xnys Templeton Emerging Markets Income Fund Inc. NYSE 3 1 20%
WPC:xnys W.P. Carey Inc. NYSE 3 1 10%
HELE:xnas Helen of Troy Ltd NASDAQ 8 1 10%
MAG:xtse MAG Silver Corp. TSE 8 2 20%
GOZ:xasx Growthpoint Properties Australia ASX 6 3 40%
ATRS:xwbo Atrium European Real Estate Limited VIE 3 1 20%
DRN:arcx Direxion Daily Real Estate Bull 3x Shares ETF NYSE_ARCA 7 4 80%
01766:xhkg CRRC Corporation Ltd HKEX 3 1 10%
MBB:arcx iShares Barclays MBS Bond Fund NYSE_ARCA 3 1 20%
IWC:arcx iShares Russell Microcap Index Fund NYSE_ARCA 4 2 20%
IWN:arcx iShares Russell 2000 Value Index Fund NYSE_ARCA 3 1 20%
IYZ:arcx iShares Dow Jones US Telecommunications Index Fund NYSE_ARCA 4 2 20%
XRT:arcx SPDR S&P Retail ETF NYSE_ARCA 4 2 20%
DXS5:xetr db x-tr.MSCI AC As.ex Jap. ETF XETR_ETF 4 2 20%
DX2X:xetr db x-trackers DJ STOXX 600 ETF XETR_ETF 4 2 20%
DXSI:xetr db x-trackers STOXX Europe 600 UTILITIES UCITS ETF XETR_ETF 3 1 10%
UBSWLD:xswx UBS-ETF MSCI WORLD A SWX 3 1 10%
MFF:xasx Magellan Flagship Fund Ltd ASX 3 1 20%
IPO:xlon IP Group Plc LSE_SETS 6 3 40%
CYN:xlon City Natural Resources High Yield Trust LSE_SETS 3 1 20%
EXV7:xetr iShares STOXX EU 600 Chemicals (DE) XETR_ETF 3 1 20%
EXV5:xetr iShares STOXX 600 EU Automobiles & Parts (DE) XETR_ETF 3 1 20%
EXH3:xetr iShares DJ STOXX 600 Food & Beverage XETR_ETF 3 1 20%
EXH7:xetr iShares STOXX EU 600 Personal & Household Gds &Ser XETR_ETF 3 1 20%
EXH6:xetr iShares STOXX EU 600 Media (DE) XETR_ETF 3 1 20%
EXH8:xetr iShares STOXX EU 600 Retail (DE) XETR_ETF 3 1 20%
EXV9:xetr iShares STOXX 600 EU Travel & Leisure (DE) XETR_ETF 4 2 20%
EXV1:xetr iShares STOXX EU 600 Banks (DE) XETR_ETF 3 1 20%
EXH2:xetr iShares STOXX EU 600 Financial Services (DE) XETR_ETF 3 1 20%
EXH5:xetr iShares STOXX EU 600 Insurance (DE) XETR_ETF 3 1 20%
EXV4:xetr iShares STOXX EU 600 Health Care (DE) XETR_ETF 4 2 20%
EXV8:xetr iShares STOXX EU 600 Construction & Materials (DE) XETR_ETF 3 1 20%
EXH4:xetr iShares STOXX EU 600 Industrial Goods & Servs (DE) XETR_ETF 3 1 20%
EXH1:xetr iShares STOXX Europe 600 Oil & Gas (DE) XETR_ETF 3 1 20%
EXV3:xetr iShares STOXX EU 600 Technology (DE) XETR_ETF 4 2 20%
EXV2:xetr iShares STOXX EU 600 Telecommunications (DE) XETR_ETF 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
EXH9:xetr iShares STOXX EU 600 Utilities (DE) XETR_ETF 3 1 20%
EXI5:xetr iShares STOXX EU 600 Real Estate (DE) XETR_ETF 3 1 10%
PKOH:xnas Park-Ohio Holdings Corp. NASDAQ 6 3 40%
VIS:arcx Vanguard Industrials ETF NYSE_ARCA 3 1 20%
CRA1V:xhel Cramo Oyj HSE 5 2 20%
OLVAS:xhel Olvi Oyj HSE 7 3 40%
PON1V:xhel Ponsse Oyj HSE 6 2 20%
VAIAS:xhel Vaisala Oyj HSE 7 2 20%
LNGA:xmil ETFS Leveraged Natural Gas ETC MIL 4 2 20%
CENT:xnas Central Garden & Pet Co. NASDAQ 8 2 20%
SWM:xnys Schweitzer Mauduit International Inc. NYSE 4 2 20%
LECO:xnas Lincoln Electric Holdings Inc. NASDAQ 3 1 10%
DBXW:xetr db x-trackers MSCI WORLD TRN INDEX ETF XETR_ETF 3 1 10%
IDJV:xams iShares DJ Euro STOXX Value EUR AMS 3 1 10%
IDJG:xams iShares DJ Euro STOXX Growth EUR AMS 3 1 10%
DBXA:xetr db x-trackers MSCI EUROPE TRN INDEX ETF XETR_ETF 3 1 10%
IPXL:xnas Impax Laboratories Inc. NASDAQ 4 2 20%
CACC:xnas Credit Acceptance Corp. NASDAQ 4 2 20%
AMRI:xnas Albany Molecular Research Inc. NASDAQ 5 3 40%
CDM:xasx Cadence Capital Ltd ASX 6 3 40%
AAD:xasx Ardent Leisure Group ASX 5 3 40%
KWR:xnys Quaker Chemical Corp. NYSE 4 2 20%
HSN:xasx Hansen Technologies Ltd ASX 7 3 40%
M04:xses Mandarin Oriental International Ltd SGX-ST 4 3 40%
EMIF:xnas iShares S&P Em. Markets Infrastructure NASDAQ 4 2 20%
ICLN:xnas iShares S&P Global Clean Energy Index Fund NASDAQ 4 2 20%
CERS:xnas Cerus Corp. NASDAQ 8 2 20%
SEM:xwbo Semperit AG Holding VIE 7 2 20%
ETFMIB:xmil Lyxor UCITS ETF FTSE MIB MIL 3 1 20%
IJPN:xmil iShares MSCI Japan UCITS ETF MIL 3 1 20%
LUK2:xlon GO UCITS ETF SOL PLC ETFX FTSE 100 LEVRGD 2X FUND LSE_ETF 7 4 80%
FCPT:xlon F and C Commercial Property Trust Ltd LSE_SETS 5 3 40%
HWKN:xnas Hawkins Inc. NASDAQ 6 3 40%
NDIDAF:xcse Nordea Invest Danske Aktier Fokus CSE_INV 3 1 10%
MSE:xmil Lyxor Euro Stoxx 50 UCITS ETF MIL 3 1 20%
EMI:xmil Lyxor ETF EuroMTS Inflation Linked MIL 3 1 20%
CINA:xmil Lyxor China Enterprise (HSCEI) UCITS ETF MIL 3 1 20%
RUS:xmil Lyxor UCITS ETF Russia (DJ Russia GDR) MIL 4 2 20%
XPH:arcx SPDR S&P Pharmaceuticals ETF NYSE_ARCA 4 2 20%
MDY:arcx MidCap SPDR Trust, Series 1 ETF NYSE_ARCA 3 1 20%
FINS:xmil Lyxor ETF DJ Stoxx 600 Financial Services MIL 4 2 20%
BNK:xmil Lyxor UCITS ETF STOXX Europe 600 Banks MIL 3 1 20%
BRA:xmil Lyxor Brazil (Ibovespa) UCITS ETF MIL 4 2 20%
LEVMIB:xmil Lyxor Ucits Etf Ftse Mib Daily Leveraged MIL 6 3 40%
SAFRI:xmil Lyxor ETF South Africa (FTSE JSE Top 40) A MIL 4 2 20%
WAT:xmil Lyxor ETF World Water A MIL 3 1 20%
EUE:xmil iShares EURO STOXX 50 UCITS ETF MIL 3 1 10%
IUSA:xmil iShares S&P 500 UCITS ETF MIL 3 1 20%
EQQQ:xmil PowerShares EQQQ Nasdaq-100 UCITS ETF MIL 3 1 20%
IEEM:xmil iShares MSCI Emerg Mkts UCITS ETF MIL 4 2 20%
IFFF:xmil iShares MSCI AC Far East ex-Japan USD MIL 3 1 20%
PBW:xmil Psh GLOBCLNENGY MIL 4 2 20%
PHAU:xmil ETFS Physical Gold Fund MIL 3 1 20%
PHPM:xmil ETFS Physical PPSG Bskt Fund MIL 4 2 20%
DAXX:xmil Lyxor DAX (DR) UCITS ETF MIL 3 1 20%
DAXLEV:xmil Lyxor Daily LevDAX UCITS ETF MIL 3 1 20%
XS7S:xmil Db X-Track Stx600 Bank Sht Dai UCITSETF MIL 5 2 20%
LTM:xpar Lyxor UCITS ETF MSCI EM Latin America PAR 4 2 20%
IWRD:xams iShares MSCI World UCITS ETF AMS 3 1 10%
AIGS:xmil ETFS Softs MIL 3 1 20%
BAYN:xetr Bayer AG FSE 2 1 10%
STM:xnys STMicroelectronics NV NYSE 4 1 10%
ULTA:xnas Ulta Salon Cosmetics & Fragrance Inc. NASDAQ 4 1 10%
FGP:xnys Ferrellgas Partners LP NYSE 5 3 40%
LYAEJ:xswx Lyxor ETF MSCI AC Asia-Pacific Ex Japan SWX 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PCY:arcx PowerShares Emerging Mkts Sovereign Debt Portfolio NYSE_ARCA 3 1 20%
4631:xtks DIC Corp. TYO 6 5 100%
HOLI:xnas Hollysys Automation Technologies Ltd NASDAQ 5 2 20%
4RUC:xetr ETFS Leveraged Natural Gas FSE 7 4 80%
LANC:xnas Lancaster Colony Corp. NASDAQ 3 1 10%
ACHN:xnas Achillion Pharmaceuticals Inc. NASDAQ 6 2 20%
FFBC:xnas First Financial Bancorp NASDAQ 4 3 40%
01099:xhkg Sinopharm HKEX 5 1 10%
CIA:xnys Citizens Inc. NYSE 7 3 40%
01361:xhkg 361 Degrees HKEX 7 2 20%
FNTN:xetr freenet AG FSE 3 1 10%
MMP:xnys Magellan Midstream Partners LP NYSE 4 1 20%
MAT:xnas Mattel Inc. NASDAQ 4 1 10%
4RT4:xetr ETFS Leveraged Corn DJ-UBSCI FSE 6 3 40%
9GA7:xetr ETFS Short Crude Oil DJ-UBSCI FSE 5 2 20%
4RUJ:xetr ETFS 2x Daily Long Wheat FSE 6 3 40%
ATRI:xnas Atrion Corp. NASDAQ 5 2 20%
AIXG:xnas Aixtron SE NASDAQ 7 2 20%
CLNY:xnys Colony Capital Inc. NYSE 3 1 10%
ARI:xnys Apollo Commercial Real Estate Finance Inc. NYSE 5 2 20%
NAV:xnys Navistar International Corp. NYSE 7 4 80%
BWP:xnys Boardwalk Pipeline Partners LP NYSE 4 1 20%
01618:xhkg Metallurgical Corporation of China Ltd HKEX 8 1 10%
IRDM:xnas Iridium Communications Inc. NASDAQ 5 2 20%
VIN:xlon Value and Income Trust Plc LSE_SETS 3 1 10%
HGT:xlon HgCapital Trust Plc LSE_SETS 3 1 10%
4RTD:xetr ETFS Short Natural Gas FSE 4 2 20%
4RTK:xetr ETFS Short Wheat FSE 5 2 20%
MFG:xnys Mizuho Financial Group Inc. NYSE 3 1 10%
CEY:xlon Centamin Plc LSE_SETS 5 2 20%
PURE:xlon PureCircle Ltd LSE_SETS 8 3 40%
01093:xhkg CSPC Pharmaceutical Group Ltd HKEX 4 1 10%
PLUS:xnas ePlus Inc. NASDAQ 5 3 40%
DETNOR:xosl Det Norske Oljeselskap ASA OSE 6 2 20%
01313:xhkg China Resources Cement Holdings Ltd HKEX 4 1 10%
ECHO:xnas Echo Global Logistics Inc. NASDAQ 6 2 20%
SEM:xnys Select Medical Holdings Corp. NYSE 4 1 10%
BUD:xnys Anheuser-Busch Inbev NV NYSE 2 1 10%
BSBR:xnys Banco Santander (Brasil) NYSE 5 2 20%
MTK:arcx SPDR Morgan Stanley Technology ETF NYSE_ARCA 4 2 20%
KTOS:xnas Kratos Defense & Security Solutions Inc. NASDAQ 8 3 40%
HQD:xtse Horizons BetaPro NASDAQ 100 Bear Plus ETF TSE 6 3 40%
HQU:xtse Horizons BetaPro NASDAQ 100 Bull Plus ETF TSE 6 3 40%
DX2Y:xetr db x-trackers db Hedge Fund Index ETF XETR_ETF 3 1 10%
VRSK:xnas Verisk Analytics Inc. NASDAQ 4 1 10%
01128:xhkg Wynn Macau Ltd HKEX 5 2 20%
BRC:xnys Brady Corp. NYSE 4 1 10%
TUR:arcx iShares MSCI Turkey Investable Market Index Fund NYSE_ARCA 5 2 20%
GNC:xlon Greencore Group Plc LSE_SETS 4 2 20%
01828:xhkg Dah Chong Hong Holdings Ltd HKEX 5 3 40%
OMER:xnas Omeros Corp. NASDAQ 8 3 40%
01051:xhkg G-Resources Group Ltd HKEX 7 3 40%
00845:xhkg Glorious Property Holdings Limited HKEX 7 3 40%
TBF:arcx ProShares Short 20+ Year Treasury ETF NYSE_ARCA 4 2 20%
INDI:xlon Indus Gas Ltd LSE_SETS 6 3 40%
EGO:xnys Eldorado Gold Corporation NYSE 5 2 20%
MG:xnys Mistras Group NYSE 5 2 20%
MLI:xnys Mueller Inds Inc. NYSE 4 1 10%
XESC:xlon db x-trackers DJ EURO STOXX 50 LSE_ETF 3 1 10%
FFG:xnys FBL Financial Group Inc. NYSE 5 2 20%
00819:xhkg Tianneng Power International Ltd HKEX 7 3 40%
BANR:xnas Banner Corp. NASDAQ 5 1 10%
DOL:xtse Dollarama Inc. TSE 4 1 20%
02355:xhkg Baoye Group Co. Ltd - H Shares HKEX 8 3 40%
JNPR:xnys Juniper Networks NYSE 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VOD:xnas Vodafone Group Plc (ADR) NASDAQ 3 1 10%
UPRO:arcx ProShares UltraPro S&P500 NYSE_ARCA 7 4 80%
BAER:xvtx Julius Bär Gruppe AG VX 4 1 20%
DL:xams Delta Lloyd NV AMS 6 2 20%
00801:xhkg Golden Meditech Holdings Ltd HKEX 8 3 40%
MYR:xasx MYER Holdings Ltd ASX 6 3 40%
XSSX:xmil db x-trackers EURO STOXX 50 SHORT DAILY UCITS ETF MIL 5 2 20%
EEFT:xnas Euronet Worldwide Inc. NASDAQ 4 1 10%
YAO:arcx Claymore AlphaShares China All Cap ETF NYSE_ARCA 3 1 20%
DRV:arcx Direxion Daily Real Estate Bear 3x Shares NYSE_ARCA 7 4 80%
LL:xnys Lumber Liquidators Holdings Inc. NYSE 6 3 40%
SIG:xnys Signet Jewelers Ltd NYSE 3 1 10%
BPE:xmil Banca Popolare dell'Emilia Romagna SCaRL MIL 6 3 40%
CVE:xtse Cenovus Energy Inc. TSE 4 1 20%
AQN:xtse Algonquin Power and Utilities Corp. TSE 4 1 20%
H:xnys Hyatt Hotels Corp. NYSE 3 1 10%
00530:xhkg Goldin Financial Holdings Ltd HKEX 8 3 40%
00751:xhkg Skyworth Digital Holdings Ltd HKEX 4 2 20%
01176:xhkg Zhuguang Holdings Group Co Ltd HKEX 5 3 40%
02342:xhkg Comba Telecom Systems Holdings Ltd HKEX 7 3 40%
02348:xhkg Dawnrays Pharmaceutical Holdings Ltd HKEX 7 3 40%
IMGN:xnas ImmunoGen Inc. NASDAQ 7 5 100%
CRG:xmil Banca Carige SpA MIL 7 5 100%
PAF:xlon Pan African Resources Plc LSE_SETS 8 3 40%
HSTM:xnas Healthstream Inc. NASDAQ 5 2 20%
CY:xnas CYPRESS SEMICOND NASDAQ 4 2 20%
BOBE:xnas Bob Evans Farms Inc. NASDAQ 4 2 20%
GDXJ:arcx VanEck Vectors Junior Gold Miners ETF NYSE_ARCA 4 2 20%
00038:xhkg First Tractor Co. Ltd HKEX 8 2 20%
SVA:xnas Sinovac Biotech Ltd NASDAQ 6 3 40%
DG:xnys Dollar General Corp. NYSE 3 1 10%
LVC:xpar Lyxor UCITS ETF leverage CAC 40 PAR 5 2 20%
UVV:xnys Universal Corp. NYSE 4 1 10%
FBR:xnys Fibria Celulose SA NYSE 4 2 20%
AZA:xome Avanza AB SSE 6 2 20%
PVTB:xnas PrivateBancorp Inc. NASDAQ 5 2 20%
CATY:xnas Cathay General Bancorp. NASDAQ 3 2 20%
FTNT:xnas Fortinet Inc. NASDAQ 5 1 10%
SXL:xnys Sunoco Logistics Partners LP NYSE 3 1 10%
VSI:xnys Vitamin Shoppe Inc. NYSE 5 2 20%
CWB:arcx SPDR Barclays Capital Convertible Bond ETF NYSE_ARCA 3 1 20%
CACB:xnas Cascade Bancorp NSC 6 3 40%
NOLA_B:xome Nolato AB B shares SSE 5 2 20%
HER:xmil Hera MIL 3 1 20%
GFT:xetr GFT Technologies AG FSE 6 3 40%
00119:xhkg Poly Property Group Co Ltd HKEX 5 3 40%
OMN:xnys Omnova Solutions Inc. NYSE 8 3 40%
01988:xhkg China MinSheng Banking Corp. HKEX 4 1 10%
00631:xhkg Sany Heavy Equipment International Holdings HKEX 7 3 40%
00960:xhkg Longfor Properties Co. Ltd HKEX 4 2 20%
SMF:xtse Semafo Inc. TSE 7 2 20%
01928:xhkg Sands China Ltd HKEX 4 1 10%
00300:xhkg Shenji Group Kunming Machine Tool Co. Ltd HKEX 8 3 40%
03333:xhkg Evergrande Real Estate Group Ltd HKEX 5 3 40%
02722:xhkg Chongqing Machinery & Electric Co. Ltd HKEX 8 3 40%
AON:xnys Aon Plc NYSE 3 1 10%
ASPS:xnas Altisource Portfolio Solutions SA NASDAQ 8 3 40%
SYNT:xnas Syntel Inc. NASDAQ 3 1 10%
GLTR:xlon Globaltrans Investment Plc LSE_INTL 6 2 20%
GOLI:xswx Gold Fields Limited SWX 5 2 20%
MHID:xlon Mahindra & Mahindra Ltd LSE_INTL 5 1 20%
00521:xhkg HNA Holding Group Co. Ltd HKEX 8 3 40%
RSTI:xnas Rofin-Sinar Technologies Inc. NASDAQ 6 2 20%
LBJ:arcx Direxion Daily Latin America 3x Bull Shares ETF NYSE_ARCA 7 4 80%
XMBR:xlon db x-trackers MSCI BRAZIL INDEX ETF (DR) LSE_ETF 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
XSPR:xlon db x-trackers STOXX EUROPE 600 BASIC RESOURCES ETF LSE_ETF 4 2 20%
XS8R:xlon db x-trackers STOXX Europe 600 TECHNOLOGY ETF LSE_ETF 4 2 20%
TPM:xasx TPG Telecom Ltd ASX 5 1 10%
FER:xmce Ferrovial SA SIBE 3 1 10%
CYTK:xnas Cytokinetics Inc. NASDAQ 8 3 40%
CVE:xnys Cenovus Energy Inc. NYSE 4 1 10%
LPSN:xnas LivePerson Inc. NSC 5 3 40%
00916:xhkg China Longyuan Power Group Corp. Ltd HKEX 4 2 20%
02877:xhkg China Shineway Pharmaceutical Group Ltd HKEX 6 3 40%
BZQ:arcx ProShares UltraShort MSCI Brazil ProShares ETF NYSE_ARCA 7 4 80%
WIN:xnas Windstream Holidings Inc. NASDAQ 6 3 40%
CIT:xnys CIT Group Inc. NYSE 3 2 20%
BRFS:xnys BRF SA NYSE 4 1 10%
VNM:arcx VanEck Vectors Vietnam ETF NYSE_ARCA 5 2 20%
PEB:xnys Pebblebrook Hotel Trust NYSE 3 1 10%
BBVA:xnys Banco Bilbao Vizcaya Argentaria SA NYSE 4 1 10%
OXM:xnys Oxford Industries Inc. NYSE 3 2 20%
KAR:xnys KAR Auction Services Inc. NYSE 3 2 20%
CVAL:xmil Credito Valtellinese MIL 5 3 40%
00100:xhkg Clear Media Ltd HKEX 6 3 40%
U19:xses CITIC Envirotech Ltd SGX-ST 4 2 20%
SWY:xtse Stornoway Diamond Corp. TSE 8 2 20%
ACID:xlon Acer Incorporated LSE_INTL 8 3 40%
XBB:xtse iShares Canadian Universe Bond Index ETF TSE 3 1 10%
RCG:xasx RCG Corporation Ltd ASX 7 3 40%
AEPI:xnas AEP Industries Inc. NASDAQ 7 5 100%
01108:xhkg Luoyang Glass Company Ltd HKEX 8 2 20%
CIE:xnys Cobalt International Energy Inc. NYSE 7 4 80%
GG9B:xetr Gold Bullion Securities FSE 4 2 20%
TMH:xnys Team Health Holdings Inc. NYSE 4 2 20%
DBX0:xetr db x-trackers Quirin Wealth Mgmt Total Retur Index XETR_ETF 3 1 20%
GBG:xlon GB Group Plc LSE_SETS 6 3 40%
ANZPA:xasx Aus. & New Zealand Banking Group Ltd - Preferred ASX 5 1 10%
MER:xlon Mears Group Plc LSE_SETS 6 3 40%
ARG:xpar ARGAN PAR 6 3 40%
NRX:xpar Naturex SA PAR 7 3 40%
GSS:xlon Genesis Emerging Markets Fund Ltd LSE_SETS 3 1 10%
PLS:xasx Pilbara Minerals Ltd ASX 8 3 40%
DX2D:xetr db x-trackers LPX MM Private Equity ETF XETR_ETF 3 1 20%
PAM:xnys Pampa Energia SA NYSE 6 5 100%
RWO:arcx SPDR Dow Jones Global Real Estate ETF NYSE_ARCA 5 2 20%
IFEU:xnas iShares FTSE EPRA/NAREIT Europe Index Fund NASDAQ 5 2 20%
FFR:arcx First Trust Exchange-Traded Fund Trust NYSE_ARCA 4 2 20%
02601:xhkg China Pacific Insurance (Group) Co. Ltd HKEX 4 1 10%
CBPO:xnas China Biologic Products Inc. NASDAQ 5 1 10%
NVR:xnys NVR Inc. NYSE 3 1 10%
GWX:arcx SPDR S&P International Small Cap ETF NYSE_ARCA 4 2 20%
SXL:xasx Southern Cross Media Group Ltd ASX 7 3 40%
MFG:xasx Magellan Financial Group Ltd ASX 4 2 20%
RMTI:xnas Rockwell Medical Inc. NASDAQ 8 3 40%
ALGN:xnas Align Technology Inc. NASDAQ 4 1 10%
HF:xnys HFF Inc. NYSE 4 2 20%
MU:xnas Micron Technology Inc. NASDAQ 3 2 20%
CQQQ:arcx Guggenheim China Technology ETF NYSE_ARCA 5 2 20%
LFUS:xnas Littelfuse Inc. NASDAQ 3 1 10%
KS:xnys KapStone Paper and Packaging Corp. NYSE 3 2 20%
KT:xnys KT Corporation ADR NYSE 4 1 10%
LBY:xase Libbey Inc. AMEX 8 3 40%
UHT:xnys Universal Health Realty Income Trust NYSE 6 3 40%
ISBC:xnas Investor Bancorp Inc. NASDAQ 3 2 20%
HALO:xnas Halozyme Therapeutics Inc. NASDAQ 6 2 20%
TPL:xnys Texas Pacific Land Trust NYSE 5 1 20%
AAWW:xnas Atlas Air Worldwide Holdings NASDAQ 4 2 20%
BR:xnys Broadridge Financial Solutions Inc. NYSE 3 1 10%
GIB:xnys CGI Group Inc. NYSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
KNDI:xnas Kandi Technologies Group Inc. NASDAQ 6 3 40%
HEN:xetr Henkel AG & Co. FSE 3 1 20%
AR:xtse Argonaut Gold Ltd TSE 8 3 40%
00109:xhkg Good Resources Holding Ltd HKEX 7 3 40%
00934:xhkg Sinopec Kantons Holdings Ltd HKEX 6 3 40%
ROVI:xmce Laboratorios Farmaceuticos Rovi, SA SIBE 6 2 20%
LPP:xwar LPP SA WSE 5 3 40%
HEIO:xams Heineken Holding NV AMS 3 1 20%
DST:xnys DST Systems Inc. NYSE 3 1 10%
WALL_B:xome Wallenstam AB SSE 4 1 10%
BALD_B:xome Fastighets Balder AB SSE 4 1 10%
KLOV:xome Klovern AB SSE 8 3 40%
LATO_B:xome Latour Investment AB SSE 4 1 10%
LSG:xosl Leroy Seafood Group ASA OSE 4 1 10%
SALM:xosl SalMar ASA OSE 5 1 10%
DXJ:arcx Wisdomtree Japan Hedged Equity Trust NYSE_ARCA 3 1 10%
00603:xhkg China Oil And Gas Group Ltd HKEX 7 3 40%
POWI:xnas Power Integrations Inc. NASDAQ 3 1 10%
VGT:arcx Vanguard Technology Fund NYSE_ARCA 4 2 20%
02314:xhkg Lee & Man Paper Manufacturing Ltd HKEX 5 3 40%
02168:xhkg Yingde Gases Group Co. Ltd HKEX 6 2 20%
UCBI:xnas United Community Banks Inc. NASDAQ 4 2 20%
KELYA:xnas Kelly Services Inc. NASDAQ 5 2 20%
MERC:xnas Mercer International Inc. NASDAQ 5 3 40%
PPLT:arcx ETFS Physical Platinum Shares NYSE_ARCA 3 1 20%
LEA:xnys Lear Corp. NYSE 3 1 10%
AGZ:arcx iShares Barclays Agency Bond Fund NYSE_ARCA 3 1 20%
GBF:arcx iShares Barclays Government/Credit Bond Fund NYSE_ARCA 3 1 20%
TIGT:xlon Troy Income and Growth Trust Plc LSE_SETS 3 1 10%
GVI:arcx iShares Barclays Intermediate Govt/Credit Bd Fd NYSE_ARCA 3 1 20%
CSJ:arcx iShares Barclays 1-3 Year Credit Bond Fund NYSE_ARCA 3 1 20%
CIU:arcx iShares Barclays Intermediate Credit Bond Fund NYSE_ARCA 3 1 20%
CLY:arcx iShares 10+ Year Credit Bond Fund ETF NYSE_ARCA 3 1 20%
PALL:arcx ETFS Physical Palladium Shares NYSE_ARCA 4 2 20%
HGD:xtse Horizons BetaPro S&P/TSX Global Gold Bear TSE 7 4 80%
PSJ:arcx PowerShares Dynamic Software Portfolio NYSE_ARCA 4 2 20%
JEO:xlon Jupiter European Opportunities Trust Plc LSE_SETS 3 1 10%
HAIHRTL:xcse Handelsinvest Højrentelande CSE_INV 4 2 20%
HAL:xams HAL Trust AMS 4 1 10%
ROU:xbru Roularta Media Group NV BRU 8 3 40%
01169:xhkg Haier Electronics Group Co. Ltd HKEX 5 2 20%
GWO:xtse Great West Lifeco Inc. TSE 3 1 20%
KSB:xetr KSB AG FSE 7 3 40%
CTY1S:xhel Citycon Oyj HSE 4 1 10%
TPS1V:xhel Technopolis Oyj HSE 6 3 40%
9375:xtks Kintetsu World Express Inc. TYO 8 2 20%
7732:xtks TOPCON CORP. TYO 4 2 20%
AUSS:xosl Austevoll Seafood ASA OSE 4 1 10%
ORES:xome Investment AB Oresund SSE 6 2 20%
HEBA_B:xome Heba Fastighets AB SSE 7 3 40%
INDT:xome Indutrade AB SSE 4 1 10%
DIOS:xome Dios Fastigheter AB SSE 5 3 40%
CATE:xome Catena AB SSE 6 3 40%
NEOG:xnas Neogen Corp. NASDAQ 4 1 10%
ACX:xetr bet-at-home.com AG FSE 7 3 40%
ARE:xtse Aecon Group Inc. TSE 5 2 20%
TDT:xams Think Capital AEX Tracker AMS 4 2 20%
TMX:xams Think Capital AMX Tracker AMS 4 2 20%
DTM:xams Think Total Market Tracker Defensief AMS 4 2 20%
NTM:xams Think Total Market Tracker Neutraal AMS 4 2 20%
TOF:xams Think Total Market Tracker Offensief AMS 4 2 20%
03393:xhkg Wasion Group Ltd HKEX 6 3 40%
QCLN:xnas First Trust NASDAQ Clean Edge Green Energy IF NASDAQ 4 2 20%
XSD:arcx SPDR S&P Semiconductor ETF NYSE_ARCA 4 2 20%
FBT:arcx First Trust NYSE Arca Biotechnology Index Fund NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
XS7S:xlon db x-trackers STOXX EUROPE 600 BANKS SHO DAILY ETF LSE_ETF 5 2 20%
MQA:xasx Macquarie Atlas Roads Ltd ASX 4 2 20%
LEI:xetr Leifheit AG FSE 8 3 40%
DXSU:xetr db x-trackers II EMERGING MARKETS LIQUID EUROBOND XETR_ETF 3 1 20%
DBZB:xetr Global Sovereign EUR Hedged Index ETF XETR_ETF 3 1 20%
DBXH:xetr db x-trackers II IBOXX Global Infl- Linked UCITS XETR_ETF 3 1 20%
DXSW:xetr db x-trackers II IBOXX EUR GERMANY COVERED TR ETF XETR_ETF 3 1 20%
DBXK:xetr db x-trackers II IBOXX EUR INFLATION-LNKD TR ETF XETR_ETF 3 1 20%
DBXP:xetr db x-trackers II IBOXX EUR SOV. EUROZNE 1-3 TR ETF XETR_ETF 3 1 20%
DBXC:xetr db x-trackers II IBOXX EUR SOV. EURZ 10-15 TR ETF XETR_ETF 3 1 20%
DBXF:xetr db x-trackers II IBOXX EUR SOV. EUROZNE 15+ TR ETF XETR_ETF 3 1 20%
DBXG:xetr db x-trackers II IBOXX EUR SOV. EUROZNE 25+ TR ETF XETR_ETF 3 1 20%
DBXQ:xetr db x-trackers II IBOXX EUR SOV. EUROZNE 3-5 TR ETF XETR_ETF 3 1 20%
DBXR:xetr db x-trackers II IBOXX EUR SOV. EUROZNE 5-7 TR ETF XETR_ETF 3 1 20%
DBXB:xetr db x-trackers II IBOXX EUR SOV. EURZNE 7-10 TR ETF XETR_ETF 3 1 20%
DBXN:xetr db x-trackers II IBOXX EUR SOV. EUROZONE TR ETF XETR_ETF 3 1 20%
D5BC:xetr db x-trackers II iboxx Germany 1-3 UCITS ETF XETR_ETF 3 1 20%
D5BB:xetr db x-trackers II iboxx Germany UCITS ETF XETR_ETF 3 1 20%
CFI:xnys Culp Inc. NYSE 6 3 40%
00729:xhkg FDG Electric Vehicles Ltd HKEX 7 3 40%
CHSP:xnys Chesapeake Lodging Trust NYSE 5 2 20%
CFAO:xpar Cfao PAR 4 2 20%
IOM:xlon Iomart Group Plc LSE_SETS 6 3 40%
IGIL:xlon iShares Global Inf Lnk Gov Bnd UCITS ETF LSE_ETF 3 1 10%
PMO:xnys Putnam Municipal Opportunities Trust NYSE 3 1 10%
PPR:xnys Voya Prime Rate Trust NYSE 3 1 10%
00486:xhkg United Company Rusal Ltd HKEX 5 2 20%
TCH:xpar Technicolor PAR 4 2 20%
SSUG:xlon ETFS Daily Short Sugar LSE_SETS 4 2 20%
CATO:xnys Cato Corp. NYSE 4 2 20%
OMAB:xnas Grupo Aeroportuario del Centro Norte S A B de C V NASDAQ 4 2 20%
SLET:xlon Standard Life Equity Income Trust Plc LSE_SETS 3 1 10%
SCF:xlon Schroder Income Growth Fund Plc LSE_SETS 3 1 10%
HHI:xlon Henderson High Income Trust Plc LSE_SETS 3 1 10%
ARRY:xnas Array BioPharma Inc. NASDAQ 6 3 40%
HLT:xpar Lyxor UCITS ETF Stoxx Europe 600 Healthcare PAR 4 2 20%
INS:xpar Lyxor ETF DJ Stoxx 600 Insurance PAR 3 1 20%
AFS:xpar Lyxor ETF South Africa (FTSE JSE Top 40) A PAR 4 2 20%
WAT:xpar Lyxor ETF World Water A PAR 3 1 20%
ASC:xmil Ascopiave SpA MIL 5 2 20%
AX_UN:xtse Artis Real Estate Investment Trust TSE 5 2 20%
EUT:xlon European Investment Trust Plc LSE_SETS 3 1 10%
VHT:arcx Vanguard Health Care ETF NYSE_ARCA 3 1 20%
VYM:arcx Vanguard High Dividend Yield ETF NYSE_ARCA 3 1 10%
SANF:xmil Sanofi - NOCT MIL 4 1 20%
HLT:xmil Lyxor UCITS ETF Stoxx Europe 600 Healthcare MIL 4 2 20%
INS:xmil Lyxor ETF DJ Stoxx 600 Insurance MIL 3 1 20%
INDI:xmil Lyxor UCITS ETF MSCI India MIL 4 2 20%
HD6:xses db x-trackers S&P 500 SHORT ETF 1C SGX-ST 4 2 20%
DLR:xnys Digital Realty Trust Inc. NYSE 4 2 20%
IRWD:xnas Ironwood Pharmaceuticals Inc. NASDAQ 5 1 10%
CRP:xpar Lyxor Euro Corporate Bond UCITS ETF FCP PAR 3 1 10%
LYSX:xetr Lyxor ETF Euro Stoxx 50 XETR_ETF 3 1 10%
LYQJ:xetr Lyxor ETF Euro Corporate Bond XETR_ETF 3 1 10%
CPLA:xnas Capella Education Co. NASDAQ 5 2 20%
RUSAL:xpar United Company Rusal Ltd PAR 8 2 20%
GHL:xnys Greenhill & Co. Inc. NYSE 4 3 40%
OIL:xmil Lyxor UCITS ETF Stoxx Europe 600 Oil & Gas MIL 4 2 20%
NGAS:xmil ETFS Natural Gas MIL 4 2 20%
GNRC:xnys Generac Holdings Inc. NYSE 4 1 10%
EXSH:xetr iShares STOXX Europe Select Dividend 30 (DE) XETR_ETF 3 1 10%
MT:xmil Maire Tecnimont SpA MIL 6 2 20%
PDM:xnys Piedmont Office Realty Trust Inc. NYSE 3 1 10%
TRNO:xnys Terreno Realty Corp. NYSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
02313:xhkg Shenzhou International Group Holdings Ltd HKEX 4 1 10%
EEP:xnys Enbridge Energy Partners LP NYSE 3 1 10%
SEP:xnys Spectra Energy Partners LP NYSE 3 1 10%
WPZ:xnys Williams Partners LP NYSE 4 2 20%
BIO:xnys Bio Rad Laboratories Inc. NYSE 4 1 10%
CVLT:xnas CommVault Systems Inc. NASDAQ 3 1 10%
APU:xnys AmeriGas Partners LP NYSE 4 1 10%
SCCO:xnys Southern Copper Corp. NYSE 3 1 10%
MUL:xlon Mulberry Group Plc LSE_SETS 6 3 40%
DRW:arcx WisdomTree International Real Estate Sector Fund NYSE_ARCA 4 2 20%
DEM:arcx WisdomTree Emerging Markets High Dividend Fund ETF NYSE_ARCA 4 2 20%
DOL:arcx WisdomTree International LargeCap Dividend Fund NYSE_ARCA 3 1 10%
DTH:arcx WisdomTree International High Dividend Fund NYSE_ARCA 3 1 10%
DIM:arcx WisdomTree International MidCap Dividend Fund NYSE_ARCA 3 1 10%
RTM:arcx Gugg S&P Equal Weight Materials ETF NYSE_ARCA 4 2 20%
OSSR:xcse Ossur hf. CSE 6 1 20%
IMEU:xams iShares MSCI Europe UCITS ETF AMS 3 1 10%
REZ:arcx iShares FTSE NAREIT Residential Plus Capped Idx Fd NYSE_ARCA 4 2 20%
ACOR:xnas Acorda Therapeutics Inc. NASDAQ 4 2 20%
COCO:xlon ETFS Cocoa ETC LSE_SETS 3 1 10%
SCOC:xlon ETFS DAILY SHORT COCOA LSE_SETS 5 2 20%
SCOR:xlon ETFS Daily Short Corn LSE_SETS 5 2 20%
SSOB:xlon Commodity SecLtd ETFS 1X Daily Short Soybeans LSE_SETS 5 2 20%
SCTO:xlon ETFS Commodity Sec Ltd ETFS 1X Daily Short Cotton LSE_SETS 5 2 20%
SWEA:xlon Commodity Securities Ltd ETFS 1X Daily Short Wheat LSE_SETS 5 2 20%
SSYO:xlon Commodity Sec Ltd ETFS 1X Daily Shrt Soybean Oil LSE_SETS 5 2 20%
SLHO:xlon Commodity Sec Ltd ETFS 1X Daily Short Lean Hogs LSE_SETS 5 2 20%
SLCT:xlon Commodity Sec Ltd ETFS 1X Dialy Short Live Cattle LSE_SETS 5 2 20%
FSS:xnys Federal Signal Corp. NYSE 5 2 20%
XHFC:xswx db x-trackers DB Hedge Fund Index 5C SWX 4 2 20%
SFLY:xnas Shutterfly Inc. NASDAQ 5 1 10%
SBNY:xnas Signature Bank NASDAQ 3 1 10%
SFNC:xnas Simmons First National Corp. NASDAQ 3 2 20%
UNFI:xnas United Natural Foods Inc. NASDAQ 3 1 10%
UEIC:xnas Universal Electronics Inc. NASDAQ 5 2 20%
DENN:xnas Denny's Corp. NSC 5 2 20%
SAAS:xnas inContact Inc. NSC 6 2 20%
CPK:xnys Chesapeake Utilities Corp. NYSE 5 2 20%
DHX:xnys DHI Group Inc. NYSE 7 3 40%
DEI:xnys Douglas Emmett Inc. NYSE 3 1 10%
DX:xnys Dynex Capital Inc. NYSE 6 3 40%
EE:xnys El Paso Electric Co. NYSE 4 1 10%
8369:xtks Bank of Kyoto Ltd TYO 4 2 20%
6448:xtks Brother Industries Ltd TYO 8 2 20%
7248:xtks Calsonic Kansei Corp. TYO 8 2 20%
LTS:xase Ladenburg Thalmann Financial Services Inc. AMEX 7 3 40%
NHC:xase National Healthcare Corp. AMEX 5 2 20%
PRK:xase Park National Corp. AMEX 4 2 20%
ACOMO:xams Amsterdam Commodities NV AMS 5 3 40%
BESI:xams BE Semiconductor Industries NV BESI AMS 6 2 20%
KENDR:xams Kendrion NV AMS 8 3 40%
AED:xbru Aedifica SICAFI SA BRU 5 2 20%
LOTB:xbru Lotus Bakeries NV BRU 4 2 20%
MONT:xbru Montea SICAFI SCA BRU 7 4 80%
REC:xbru Recticel SA BRU 7 5 100%
SIOE:xbru Sioen Industries NV BRU 7 3 40%
AAD:xetr AMADEUS FIRE AG FSE 7 3 40%
COK:xetr CANCOM SE FSE 5 2 20%
COP:xetr CompuGroup Medical AG FSE 4 1 10%
EBK:xetr ENBW Energie Baden-Wuerttemberg AG FSE 5 2 20%
HAB:xetr Hamborner AG (vormals Hamborner Bergbau AG) FSE 6 3 40%
HAW:xetr HAWESKO Holding AG FSE 7 3 40%
HBM:xetr Hornbach-Baumarkt-AG FSE 4 2 20%
TGH:xetr Logwin AG FSE 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MUB:xetr Muehlbauer Holding AG & Co. KGAA FSE 6 2 20%
NEM:xetr Nemetschek AG FSE 5 1 10%
02880:xhkg Dalian Port (PDA) Company Ltd HKEX 8 4 80%
00296:xhkg Emperor Entertainment Hotel Ltd HKEX 8 3 40%
00052:xhkg Fairwood Holdings Ltd HKEX 6 3 40%
01777:xhkg Fantasia Holdings Group Co. Ltd HKEX 8 3 40%
00035:xhkg Far East Consortium International Ltd HKEX 5 3 40%
00535:xhkg Gemdale Properties and Investment Corp. HKEX 8 2 20%
03800:xhkg GCL-Poly Energy Holdings Ltd HKEX 5 2 20%
00709:xhkg Giordano International Ltd HKEX 5 3 40%
00533:xhkg Goldlion Holdings Ltd HKEX 6 3 40%
00405:xhkg Yuexiu Real Estate Investment Trust HKEX 5 2 20%
00357:xhkg HNA Infrastructure Co Ltd HKEX 8 3 40%
00051:xhkg Harbour Centre Development Ltd HKEX 4 3 40%
00587:xhkg Hua Han Health Industry Holdings Ltd HKEX 6 3 40%
01071:xhkg Huadian Power International Corporation Ltd HKEX 5 2 20%
00715:xhkg China Oceanwide Holdings Ltd HKEX 7 1 20%
00999:xhkg I.T Limited HKEX 8 3 40%
03336:xhkg Ju Teng International Holdings Ltd HKEX 7 3 40%
00268:xhkg Kingdee International Software Group Co. Ltd HKEX 5 3 40%
03888:xhkg Kingsoft Corporation Ltd HKEX 5 3 40%
00488:xhkg Lai Sun Development Co. Ltd HKEX 8 3 40%
00590:xhkg Luk Fook Holdings (International) Ltd HKEX 5 2 20%
03918:xhkg NagaCorp Ltd HKEX 5 2 20%
00042:xhkg Northeast Electric Development Co. Ltd HKEX 8 2 20%
01382:xhkg Pacific Textiles Holdings Ltd HKEX 4 2 20%
02008:xhkg Phoenix Satellite Television Holdings Ltd HKEX 8 2 20%
00752:xhkg Pico Far East Holdings Ltd HKEX 7 3 40%
03813:xhkg Pou Sheng International (Holdings) Ltd HKEX 8 3 40%
00808:xhkg Prosperity Real Estate Investment Trust HKEX 6 3 40%
01122:xhkg Qingling Motors Co. Ltd HKEX 6 3 40%
01881:xhkg Regal Real Estate Investment Trust HKEX 5 2 20%
00178:xhkg Sa Sa International Holdings Ltd HKEX 5 3 40%
00531:xhkg Samson Holding Ltd HKEX 8 3 40%
00719:xhkg Shandong Xinhua Pharmaceutical Co. Ltd HKEX 8 2 20%
02006:xhkg Shanghai Jin Jiang International Hotels(Group) Co. HKEX 7 2 20%
00218:xhkg Shenwan Hongyuan (H.K.) Ltd HKEX 8 3 40%
00548:xhkg Shenzhen Expressway Co. Ltd HKEX 7 1 20%
01177:xhkg Sino Biopharmaceutical Ltd HKEX 5 1 10%
00315:xhkg Smartone Telecommunications Holdings Ltd HKEX 4 2 20%
01207:xhkg SRE Group Ltd HKEX 8 3 40%
02382:xhkg Sunny Optical Technology (Group) Co. Ltd HKEX 5 3 40%
00088:xhkg Tai Cheung Holdings Ltd HKEX 6 3 40%
01136:xhkg TCC International Holdings Ltd HKEX 5 3 40%
03933:xhkg The United Laboratories International Holdings Ltd HKEX 6 3 40%
01065:xhkg Tianjin Capital Environmental Protection HKEX 8 1 20%
03382:xhkg Tianjin Port Development Holdings Ltd HKEX 6 3 40%
00698:xhkg Tongda Group Holdings Ltd HKEX 6 3 40%
01083:xhkg Towngas China Co. Ltd HKEX 4 1 10%
00696:xhkg Travelsky Technology Ltd HKEX 7 2 20%
PHP:xlon Primary Health Properties Plc R.E.I.T LSE_SETS 6 3 40%
SAFE:xlon Safestore Holdings Plc LSE_SETS 5 2 20%
IF:xmil Banca Ifis SpA MIL 4 3 40%
CAI:xmil Cairo Communication SpA MIL 6 3 40%
MOL:xmil Gruppo Mutuionline SpA MIL 8 3 40%
IP:xmil Interpump Group SpA MIL 4 1 20%
LD:xmil La Doria SpA MIL 7 3 40%
MARR:xmil Marr SpA MIL 4 1 20%
NICE:xmil Nice SpA MIL 7 3 40%
REY:xmil Reply SpA MIL 5 3 40%
ATSG:xnas Air Transport Services Group Inc. NASDAQ 5 2 20%
AKRX:xnas Akorn Inc. NASDAQ 6 3 40%
AMAG:xnas AMAG Pharmaceuticals Inc. NASDAQ 4 3 40%
UHAL:xnas Amerco NASDAQ 4 1 10%
ECOL:xnas American Ecology Corp. NASDAQ 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ABCB:xnas Ameris Bancorp NASDAQ 5 2 20%
AMSG:xnas Amsurg Corp. NASDAQ 3 3 40%
ALOG:xnas Analogic Corp. NASDAQ 4 2 20%
ANGO:xnas AngioDynamics Inc. NASDAQ 5 3 40%
AGII:xnas Argo Group International Holdings Ltd NASDAQ 3 2 20%
ATRC:xnas Atricure Inc. NASDAQ 6 3 40%
BCPC:xnas Balchem Corp. NASDAQ 4 1 10%
BANF:xnas Bancfirst Corp. NASDAQ 5 3 40%
BECN:xnas Beacon Roofing Supply Inc. NASDAQ 3 2 20%
BNCL:xnas Beneficial Mutual Bancorp Inc. NASDAQ 5 3 40%
BJRI:xnas BJ's Restaurants Inc. NASDAQ 4 2 20%
BLKB:xnas Blackbaud Inc. NASDAQ 4 1 10%
BKCC:xnas BlackRock Capital Investment Corp. NASDAQ 5 2 20%
BOFI:xnas Bofi Holding Inc. NASDAQ 3 3 40%
DMRC:xnas Digimarc Corp. NASDAQ 8 3 40%
DCOM:xnas Dime Community Bancshares NASDAQ 5 3 40%
DORM:xnas Dorman Products Inc. NASDAQ 3 1 10%
DTSI:xnas DTS Inc. NASDAQ 5 3 40%
EWBC:xnas East-West Bancorp Inc. NASDAQ 3 1 10%
RDEN:xnas Elizabeth Arden Inc. NASDAQ 8 4 80%
EMCI:xnas EMC Insurance Group Inc. NASDAQ 5 3 40%
ELGX:xnas Endologix Inc. NASDAQ 5 2 20%
EFSC:xnas Enterprise Financial Services Corp. NASDAQ 8 3 40%
EXAC:xnas Exactech Inc. NASDAQ 8 3 40%
EXLS:xnas ExlService Holdings Inc. NASDAQ 4 1 10%
EXPO:xnas Exponent Inc. NASDAQ 4 2 20%
FARM:xnas Farmer Brothers Co. NASDAQ 8 3 40%
AXB:xlon Axis Bank GDR LSE_INTL 5 1 20%
GLRE:xnas Greenlight Capital RE Ltd NASDAQ 5 2 20%
ENH:xnys Endurance Specialty Holdings Ltd NYSE 3 1 10%
FVI:xtse Fortuna Silver Mines Inc. TSE 8 2 20%
OGC:xtse OceanaGold Corp. TSE 7 2 20%
CEF_A:xtse Central Fund of Canada Closed Fund TSE 3 1 10%
SFQ:xetr SAF Holland SA FSE 5 3 40%
SUR:xetr SURTECO SE FSE 7 3 40%
PRIM:xnas Primoris Services Corp. NASDAQ 6 2 20%
SKYW:xnas Skywest Inc. NASDAQ 7 1 10%
SBSI:xnas Southside Bancshares Inc. NASDAQ 5 2 20%
TIM:xetr ZEAL Network SE FSE 6 3 40%
VIH:xetr VIB Vermoegen AG FSE 6 3 40%
WSU:xetr WashTec AG FSE 8 3 40%
WUW:xetr Wuestenrot & Wuerttembergische AG FSE 4 2 20%
00056:xhkg Allied Properties (HK) Ltd HKEX 6 2 20%
02300:xhkg AMVIG Holdings Ltd HKEX 6 3 40%
00995:xhkg Anhui Expressway Co. Ltd HKEX 8 1 20%
00743:xhkg Asia Cement (China) Holdings Corporation HKEX 6 3 40%
00232:xhkg AVIC International Holding (HK) Ltd HKEX 8 3 40%
02357:xhkg AviChina Industry & Technology Co. Ltd HKEX 5 2 20%
00371:xhkg Beijing Enterprises Water Group Ltd HKEX 5 1 10%
00588:xhkg Beijing North Star Co. Ltd HKEX 8 1 20%
00161:xhkg AVIC International Holdings Ltd HKEX 8 3 40%
00257:xhkg China Everbright International Ltd HKEX 4 1 10%
00256:xhkg Citychamp Watch & Jewellery Group Ltd HKEX 8 3 40%
01668:xhkg China South City Holdings Ltd HKEX 5 3 40%
03311:xhkg China State Construction Int'l Holdings HKEX 5 1 10%
00855:xhkg China Water Affairs Group Ltd HKEX 7 3 40%
02369:xhkg Coolpad Group Ltd HKEX 7 3 40%
00354:xhkg Chinasoft International Ltd HKEX 7 3 40%
00517:xhkg COSCO International Holdings Ltd HKEX 6 3 40%
01168:xhkg Sinolink Worldwide Holdings Ltd HKEX 8 3 40%
01033:xhkg Sinopec Oilfield Service Corp. HKEX 7 2 20%
01070:xhkg TCL Multimedia Technology Holdings Ltd HKEX 7 2 20%
00732:xhkg Truly International Holdings Ltd HKEX 6 3 40%
00710:xhkg Varitronix International Ltd HKEX 8 3 40%
03331:xhkg Vinda International Holdings Ltd HKEX 6 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
00856:xhkg VST Holdings Ltd HKEX 7 3 40%
02698:xhkg Weiqiao Textile Company Ltd HKEX 8 3 40%
03378:xhkg Xiamen International Port Company Ltd HKEX 8 3 40%
01899:xhkg Xingda International Holdings Ltd HKEX 8 3 40%
03898:xhkg Zhuzhou CRRC Times Electric Co. Ltd - H Shares HKEX 5 1 10%
ALN1V:xhel Alma Media Corporation HSE 7 3 40%
BAS1V:xhel BasWare Oyj HSE 6 3 40%
FIS1V:xhel Fiskars Oy HSE 4 1 10%
FSC1V:xhel F-Secure Corp. HSE 7 3 40%
LEM1S:xhel Lemminkaeinen Corporation HSE 7 3 40%
CSRT:xlon Consort Medical Plc LSE_SETS 6 3 40%
AMWD:xnas American Woodmark Corp. NASDAQ 8 2 20%
FOLD:xnas Amicus Therapeutics Inc. NASDAQ 6 2 20%
OZRK:xnas Bank Of The Ozarks Inc. NASDAQ 3 2 20%
BOKF:xnas BOK Financial Corp. NASDAQ 3 1 10%
EPAY:xnas Bottomline Technologies Inc. NASDAQ 4 2 20%
BRKR:xnas Bruker Corp. NASDAQ 4 2 20%
BLDR:xnas Builders Firstsource Inc. NASDAQ 5 3 40%
CVGW:xnas Calavo Growers Inc. NASDAQ 5 2 20%
CALD:xnas Callidus Software Inc. NASDAQ 5 2 20%
CKEC:xnas Carmike Cinemas Inc. NASDAQ 5 2 20%
CWST:xnas Casella Waste Systems Inc. NASDAQ 7 3 40%
CENTA:xnas Central Garden & Pet Co. - Class A NonV NASDAQ 8 2 20%
CPHD:xnas Cepheid Inc. NASDAQ 5 2 20%
CHFC:xnas Chemical Financial Corp. NASDAQ 4 2 20%
CHDN:xnas Churchill Downs Inc. NASDAQ 4 2 20%
CHCO:xnas City Holding Co. NASDAQ 5 2 20%
CGNX:xnas Cognex Corp. NASDAQ 4 1 10%
COHR:xnas Coherent Inc. NASDAQ 4 2 20%
SCOR:xnas ComScore Inc. NASDAQ 6 3 40%
CSGP:xnas CoStar Group Inc. NASDAQ 4 1 10%
CRAY:xnas Cray Inc. NASDAQ 5 3 40%
CCRN:xnas Cross Country Healthcare Inc. NASDAQ 7 3 40%
DAKT:xnas Daktronics Inc. NASDAQ 6 3 40%
NYNY:xnas Empire Resorts Inc. NASDAQ 8 3 40%
FDML:xnas Federal-Mogul Holdings Corp. NASDAQ 6 1 10%
FCNCA:xnas First Citizens Bancshares Inc. NASDAQ 4 2 20%
FCBC:xnas First Community Bancshares Inc. NASDAQ 8 3 40%
FDEF:xnas First Defiance Financial Corp. NASDAQ 8 3 40%
THFF:xnas First Financial Corp. Indiana NASDAQ 6 3 40%
FRME:xnas First Merchants Corp. NASDAQ 5 3 40%
FLXS:xnas Flexsteel Industries Inc. NASDAQ 8 3 40%
FFIC:xnas Flushing Financial Corp. NASDAQ 5 3 40%
FWRD:xnas Forward Air Corp. NASDAQ 4 1 10%
FELE:xnas Franklin Electric Co. Inc. NASDAQ 4 1 10%
GNCMA:xnas General Communications Inc. NASDAQ 6 2 20%
HEES:xnas H & E Equipment Services Inc. NASDAQ 6 2 20%
HCKT:xnas Hackett Group Inc. NASDAQ 8 3 40%
HTLD:xnas Heartland Express Inc. NASDAQ 3 1 10%
HTLF:xnas Heartland Financial USA Inc. NASDAQ 8 3 40%
HIBB:xnas Hibbett Sports Inc. NASDAQ 3 3 40%
HOMB:xnas Home Bancshares Inc. NASDAQ 4 2 20%
ICON:xnas Iconix Brand Group Inc. NASDAQ 8 3 40%
ICUI:xnas ICU Medical Inc. NASDAQ 5 1 10%
INWK:xnas InnerWorkings Inc. NASDAQ 8 3 40%
IOSP:xnas Innospec Inc. NASDAQ 4 1 10%
IIIN:xnas Insteel Industries Inc. NASDAQ 5 2 20%
PODD:xnas Insulet Corp. NASDAQ 5 2 20%
IART:xnas Integra Lifesciences Holdings Corp. NASDAQ 4 1 10%
IESC:xnas Integrated Electrical Services Inc. NASDAQ 8 3 40%
IPAR:xnas Inter Parfums Inc. NASDAQ 5 2 20%
ISLE:xnas Isle Capri Casinos Inc. NASDAQ 5 2 20%
XXIA:xnas Ixia Inc. NASDAQ 5 2 20%
IXYS:xnas IXYS Corp. NASDAQ 6 3 40%
JJSF:xnas J&J Snack Foods Corp. NASDAQ 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LKFN:xnas Lakeland Financial Corp. NASDAQ 5 3 40%
LNCE:xnas Lance Inc. NASDAQ 4 1 10%
LSCC:xnas Lattice Semiconductor Corp. NASDAQ 5 3 40%
LXRX:xnas Lexicon Pharmaceuticals Inc. NASDAQ 6 1 10%
LORL:xnas Loral Space & Communications Inc. NASDAQ 5 2 20%
MHLD:xnas Maiden Holdings Ltd NASDAQ 4 2 20%
MSFG:xnas MainSource Financial Group Inc. NASDAQ 6 3 40%
MANH:xnas Manhattan Associates Inc. NASDAQ 5 1 10%
MKTX:xnas Marketaxess Holding Inc. NASDAQ 5 1 10%
MBFI:xnas MB Financial Inc. NASDAQ 4 2 20%
MMSI:xnas Merit Medical Systems Inc. NASDAQ 5 2 20%
MGEE:xnas MGE Energy Inc. NASDAQ 4 1 10%
MGPI:xnas MGP Ingredients Inc. NASDAQ 8 2 20%
MSEX:xnas Middlesex Water Co. NASDAQ 6 2 20%
MKSI:xnas MKS Instruments Inc. NASDAQ 4 2 20%
MPWR:xnas Monolithic Power Systems Inc. NASDAQ 4 1 10%
TYPE:xnas Monotype Imaging Holdings Inc. NASDAQ 5 2 20%
MPAA:xnas Motorcar Parts of America Inc. NASDAQ 7 2 20%
MTSC:xnas MTS Systems Corp. NASDAQ 5 2 20%
LABL:xnas Multi Color Corp. NASDAQ 4 2 20%
NCMI:xnas National CineMedia Inc. NASDAQ 5 2 20%
NAVG:xnas Navigators Group Inc. NASDAQ 3 1 10%
NXST:xnas Nexstar Broadcasting Group Inc. NASDAQ 3 2 20%
EGOV:xnas NIC Inc. NASDAQ 4 1 10%
NNBR:xnas NN Inc. NASDAQ 7 3 40%
NXTM:xnas NxStage Medical Inc. NASDAQ 4 1 10%
ODFL:xnas Old Dominion Freight Lines Inc. NASDAQ 3 1 10%
OFLX:xnas Omega Flex Inc. NASDAQ 8 3 40%
OSUR:xnas Orasure Technologies Inc. NASDAQ 8 3 40%
ORIT:xnas Oritani Financial Corp. NASDAQ 5 3 40%
OFIX:xnas Orthofix International NV NASDAQ 7 2 20%
PCCC:xnas Pc Connection Inc. NASDAQ 5 2 20%
PDFS:xnas PDF Solutions Inc. NASDAQ 7 3 40%
PNNT:xnas PennantPark Investment Corp. NASDAQ 5 3 40%
PERY:xnas Perry Ellis International Inc. NASDAQ 8 3 40%
PGTI:xnas PGT Inc. NASDAQ 5 3 40%
PLAB:xnas Photronics Inc. NASDAQ 5 3 40%
PNFP:xnas Pinnacle Financial Partners Inc. NASDAQ 4 2 20%
POOL:xnas Pool Corp. NASDAQ 3 1 10%
PRGS:xnas Progress Software Corp. NASDAQ 4 1 10%
ROLL:xnas RBC Bearings Inc. NASDAQ 5 1 10%
RRGB:xnas Red Robin Gourmet Burgers Inc. NASDAQ 8 2 20%
RBCAA:xnas Republic Bancorp Inc. NASDAQ 6 3 40%
SAFT:xnas Safety Insurance Group Inc. NASDAQ 5 2 20%
SAIA:xnas Saia Inc. NASDAQ 4 2 20%
SCSC:xnas Scansource Inc. NASDAQ 4 2 20%
SBCF:xnas Seacoast Banking Corp. NASDAQ 6 3 40%
SGEN:xnas Seattle Genetics Inc. NASDAQ 5 2 20%
SIGI:xnas Selective Insurance Group Inc. NASDAQ 8 2 20%
SENEA:xnas Seneca Foods Corp. NASDAQ 6 3 40%
SCVL:xnas Shoe Carnival Inc. NASDAQ 5 3 40%
SHOR:xnas ShoreTel Inc. NASDAQ 6 3 40%
SLGN:xnas Silgan Holdings Inc. NASDAQ 3 2 20%
STB:xtse Student Transportation Inc. TSE 5 3 40%
EIS:arcx iShares MSCI Israel CappInvestable Mark Index NYSE_ARCA 4 2 20%
CQR:xasx Charter Hall Retail REIT ASX 4 2 20%
NCC:xlon NCC Group Plc LSE_SETS 6 3 40%
NICL:xlon Nichols Plc LSE_SETS 6 3 40%
OXIG:xlon Oxford Instruments Plc LSE_SETS 6 3 40%
DAL:xmil Datalogic SpA MIL 5 2 20%
STAA:xnas Staar Surgical Co. NASDAQ 8 3 40%
SCMP:xnas Sucampo Pharmaceuticals Inc. NASDAQ 7 3 40%
SIVB:xnas SVB Financial Group NASDAQ 3 1 10%
TCBI:xnas Texas Capital Bancshares Inc. NASDAQ 4 2 20%
TXRH:xnas Texas Roadhouse Inc. NASDAQ 3 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ULTI:xnas The Ultimate Software Group Inc. NASDAQ 5 1 10%
TSCO:xnas Tractor Supply Co. NASDAQ 4 1 10%
TCBK:xnas Trico Bancshares NASDAQ 5 3 40%
TRS:xnas TriMas Corp. NASDAQ 5 2 20%
TRMK:xnas Trustmark Corp. NASDAQ 4 1 10%
TTMI:xnas TTM Technologies Inc. NASDAQ 5 2 20%
UTEK:xnas Ultratech Inc. NASDAQ 5 2 20%
UBSH:xnas Union Bankshares Corp. NASDAQ 5 3 40%
UFPI:xnas Universal Forest Products Inc. NASDAQ 4 1 10%
UVSP:xnas Univest Corp. Of Pennsylvania NASDAQ 6 3 40%
VASC:xnas Vascular Solutions Inc. NASDAQ 7 2 20%
VLGEA:xnas Village Super Market Inc. NASDAQ 6 3 40%
VRTU:xnas Virtusa Corp. NASDAQ 4 2 20%
VSEC:xnas VSE Corp. NASDAQ 8 3 40%
WASH:xnas Washington Trust Bancorp NASDAQ 5 3 40%
WDFC:xnas WD-40 Co. NASDAQ 4 1 10%
WERN:xnas Werner Enterprises Inc. NASDAQ 3 1 10%
WSBC:xnas Wesbanco Inc. NASDAQ 4 3 40%
WINA:xnas Winmark Corp. NASDAQ 7 3 40%
WMGI:xnas Wright Medical Group N V NASDAQ 3 2 20%
YORW:xnas York Water Co. NASDAQ 7 3 40%
CORT:xnas Corcept Therapeutics Inc. NSC 8 3 40%
EGBN:xnas Eagle Bancorp Inc. NSC 3 2 20%
FLIC:xnas First of Long Island Corp. NSC 6 3 40%
AOS:xnys A.O.Smith Corp. NYSE 3 1 10%
AKR:xnys Acadia Realty Trust NYSE 5 2 20%
AMG:xnys Affiliated Managers Group Inc. NYSE 3 1 10%
ALG:xnys Alamo Group Inc. NYSE 4 2 20%
AIN:xnys Albany International Corp. NYSE 4 1 10%
ARE:xnys Alexandria Real Estate Equities Inc. NYSE 5 2 20%
AWH:xnys Allied World Assurance Holdings Ltd NYSE 3 1 10%
AEL:xnys American Equity Investment Life Holding NYSE 3 1 10%
AVD:xnys American Vanguard Corp. NYSE 8 3 40%
AHS:xnys AMN Healthcare Services Inc. NYSE 4 1 10%
AWI:xnys Armstrong World Industries Inc. NYSE 3 1 10%
ABG:xnys Asbury Automotive Group Inc. NYSE 3 2 20%
BXS:xnys Bancorpsouth Inc. NYSE 3 1 10%
CSU:xnys Capital Senior Living Corp. NYSE 5 3 40%
CSV:xnys Carriage Services Inc. NYSE 6 3 40%
FUN:xnys Cedar Fair LP NYSE 4 2 20%
CNC:xnys Centene Corp. NYSE 4 2 20%
CRL:xnys Charles River Laboratories International Inc. NYSE 4 1 10%
CHH:xnys Choice Hotels International Inc. NYSE 4 2 20%
CNK:xnys Cinemark Holdings Inc. NYSE 3 2 20%
CIR:xnys Circor International Inc. NYSE 4 2 20%
CNS:xnys Cohen & Steers Inc. NYSE 4 1 10%
CBU:xnys Community Bank System Inc. NYSE 4 2 20%
COO:xnys Cooper Companies Inc. NYSE 3 2 20%
EDE:xnys Empire District Electric Co. NYSE 4 1 10%
EIG:xnys Employers Holdings Inc. NYSE 5 3 40%
EEQ:xnys Enbridge Energy Management LLC NYSE 4 1 10%
ETE:xnys Energy Transfer Equity LP NYSE 4 2 20%
EBF:xnys Ennis Inc. NYSE 6 3 40%
NPO:xnys EnPro Industries Inc. NYSE 3 2 20%
EPR:xnys EPR Properties NYSE 3 1 10%
ESL:xnys Esterline Technologies Corp. NYSE 3 2 20%
EVR:xnys Evercore Partners Inc. NYSE 3 1 10%
FICO:xnys Fair Isaac Corp. NYSE 3 1 10%
FRT:xnys Federal Realty Investment Trust NYSE 5 2 20%
FPO:xnys First Potomac Realty Trust NYSE 4 2 20%
FBC:xnys Flagstar Bancorp Inc. NYSE 5 2 20%
FNB:xnys FNB Corp. NYSE 4 2 20%
GBL:xnys Gamco Investors Inc. NYSE 5 1 10%
IT:xnys Gartner Inc. NYSE 4 1 10%
GWR:xnys Genesee & Wyoming Inc. NYSE 3 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
GLP:xnys Global Partners LP NYSE 6 3 40%
GGG:xnys Graco Inc. NYSE 3 1 10%
GPK:xnys Graphic Packaging Holding Co. NYSE 3 1 10%
GBX:xnys Greenbrier Companies Inc. NYSE 4 2 20%
GFF:xnys Griffon Corp. NYSE 8 2 20%
GPI:xnys Group 1 Automotive Inc. NYSE 3 2 20%
FUL:xnys H B Fuller Co. NYSE 4 1 10%
HAE:xnys Haemonetics Corp. NYSE 3 1 10%
HBI:xnys Hanesbrands Inc. NYSE 4 2 20%
HSC:xnys Harsco Corp. NYSE 7 2 20%
HLS:xnys Healthsouth Corp. NYSE 3 2 20%
HEI:xnys Heico Corp. NYSE 4 1 10%
HT:xnys Hersha Hospitality Trust NYSE 4 2 20%
HTH:xnys Hilltop Holdings Inc. NYSE 4 2 20%
HMN:xnys Horace Mann Educators Corp. NYSE 4 1 10%
IVC:xnys Invacare Corp. NYSE 6 3 40%
LRN:xnys K12 Inc. NYSE 7 3 40%
KEX:xnys Kirby Corp. NYSE 3 1 10%
KNX:xnys Knight Transportation Inc. NYSE 4 1 10%
KOP:xnys Koppers Holdings Inc. NYSE 7 2 20%
KRO:xnys Kronos Worldwide Inc. NYSE 4 3 40%
LII:xnys Lennox International Inc. NYSE 3 1 10%
LXP:xnys Lexington Realty Trust NYSE 3 1 10%
LAD:xnys Lithia Motors Inc. NYSE 3 1 10%
LTC:xnys LTC Properties Inc. NYSE 5 2 20%
MHO:xnys M/I Homes Inc. NYSE 5 3 40%
MCS:xnys Marcus Corp. NYSE 6 3 40%
HZO:xnys Marinemax Inc. NYSE 7 3 40%
MTZ:xnys MasTec Inc. NYSE 4 2 20%
MAA:xnys Mid-America Apartment Communities Inc. NYSE 3 1 10%
MTX:xnys Minerals Technologies Inc. NYSE 4 2 20%
MOD:xnys Modine Manufacturing Co. NYSE 6 3 40%
MHK:xnys Mohawk Industries Inc. NYSE 3 1 10%
MOGA:xnys Moog Inc. NYSE 4 2 20%
MOV:xnys Movado Group Inc. NYSE 8 3 40%
NC:xnys NACCO Industries Inc. NYSE 7 3 40%
NHI:xnys National Health Investors Inc. NYSE 3 1 10%
NNN:xnys National Retail Properties Inc. NYSE 3 1 10%
NWN:xnys Northwest Natural Gas Co. NYSE 4 1 10%
NWE:xnys NorthWestern Corp. NYSE 3 1 10%
OME:xnys Omega Protein Corp. NYSE 7 3 40%
OMI:xnys Owens & Minor Inc. NYSE 3 1 10%
PAG:xnys Penske Automotive Group Inc. NYSE 3 2 20%
PHH:xnys PHH Corp. NYSE 3 3 40%
PJC:xnys Piper Jaffray Companies NYSE 5 2 20%
POR:xnys Portland General Electric Co. NYSE 3 1 10%
PPS:xnys Post Properties Inc. NYSE 3 1 10%
PRA:xnys ProAssurance Corp. NYSE 3 1 10%
PSB:xnys PS Business Parks Inc. NYSE 3 1 10%
NX:xnys Quanex Building Products Corp. NYSE 5 2 20%
RPT:xnys Ramco-Gershenson Properties Trust NYSE 4 2 20%
RBC:xnys Regal Beloit Corp. NYSE 3 1 10%
RGA:xnys Reinsurance Group America Inc. NYSE 3 1 10%
RSO:xnys Resource Capital Corp. NYSE 5 2 20%
RLI:xnys RLI Corp. NYSE 5 1 10%
ROG:xnys Rogers Corp. NYSE 5 2 20%
ROL:xnys Rollins Inc. NYSE 4 1 10%
RES:xnys RPC Inc. NYSE 5 1 10%
SBH:xnys Sally Beauty Holdings Inc. NYSE 3 2 20%
SXT:xnys Sensient Technologies Corp. NYSE 3 1 10%
SJI:xnys South Jersey Industries Inc. NYSE 5 1 10%
SWX:xnys Southwest Gas Corp. NYSE 4 1 10%
SMP:xnys Standard Motor Products NYSE 5 2 20%
SRI:xnys Stoneridge Inc. NYSE 7 3 40%
SUI:xnys Sun Communities Inc. NYSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SUP:xnys Superior Industries International Inc. NYSE 5 2 20%
TR:xnys Tootsie Roll Industries Inc. NYSE 4 1 10%
GTS:xnys Triple-S Management Corp. NYSE 6 3 40%
UNF:xnys Unifirst Corp. NYSE 3 1 10%
UBA:xnys Urstadt Biddle Properties Inc. NYSE 5 2 20%
VVC:xnys Vectren Corp. NYSE 3 1 10%
WDR:xnys Waddell & Reed Financial Inc. NYSE 3 1 10%
WSO:xnys Watsco Inc. NYSE 3 1 10%
WRI:xnys Weingarten Realty Investors NYSE 3 1 10%
WMK:xnys Weis Markets Inc. NYSE 4 1 10%
WST:xnys West Pharmaceutical Services Inc. NYSE 3 1 10%
WAL:xnys Western Alliance Bancorp NYSE 8 2 20%
WLK:xnys Westlake Chemical Corp. NYSE 4 1 10%
WHG:xnys Westwood Holdings Group Inc. NYSE 6 3 40%
WGL:xnys WGL Holdings Inc. NYSE 3 1 10%
WWW:xnys Wolverine World Wide Inc. NYSE 3 2 20%
WOR:xnys Worthington Industries Inc. NYSE 5 1 10%
AFG:xosl Af Gruppen ASA OSE 5 1 20%
PROTCT:xosl Protector Forsikring Asa OSE 5 2 20%
GGP:xnys General Growth Properties REIT NYSE 4 2 20%
SCHW:xnys Charles Schwab Corp. NYSE 4 1 10%
U77:xses Sarine Technologies Ltd SGX-ST 7 3 40%
6756:xtks Hitachi Kokusai Electric Inc. TYO 4 2 20%
5486:xtks Hitachi Metals Ltd TYO 3 2 20%
3593:xtks Hogy Medical Co. Ltd TYO 5 2 20%
9509:xtks Hokkaido Electric Power Co. Inc. TYO 4 1 20%
8363:xtks Hokkoku Bank Ltd TYO 4 2 20%
6856:xtks Horiba Ltd TYO 4 1 20%
6465:xtks Hoshizaki Corp. TYO 4 1 20%
8624:xtks Ichiyoshi Securities Co. Ltd TYO 6 3 40%
6820:xtks Icom Inc. TYO 7 5 100%
5019:xtks Idemitsu Kosan Co. Ltd TYO 4 1 20%
2593:xtks ITO EN Ltd TYO 3 1 20%
4739:xtks ITOCHU Techno-Solutions Corp. TYO 4 2 20%
8088:xtks IWATANI Corp. TYO 3 1 20%
8273:xtks Izumi Co Ltd TYO 5 1 20%
8595:xtks JAFCo. Co. Ltd TYO 4 2 20%
9706:xtks Japan Airport Terminal Co. Ltd TYO 4 2 20%
6807:xtks Japan Aviation Electronics Industry Ltd TYO 8 2 20%
8987:xtks Japan Excellent Inc. TYO 5 2 20%
1662:xtks Japan Petroleum Exploration Co. Ltd TYO 4 2 20%
8955:xtks Japan Prime Realty Investment Corp. TYO 4 2 20%
8952:xtks Japan Real Estate Investment Corp. TYO 5 2 20%
8953:xtks Japan Retail Fund Investment Corp. TYO 4 2 20%
8333:xtks Joyo Bank Ltd TYO 4 3 40%
7942:xtks JSP Corp. TYO 6 2 20%
8356:xtks Juroku Bank Ltd TYO 4 3 40%
6632:xtks JVC KENWOOD Holdings Inc. TYO 6 5 100%
2371:xtks Kakaku.com Inc. TYO 5 1 20%
4521:xtks Kaken Pharmaceutical Co. Ltd TYO 6 1 20%
9364:xtks Kamigumi Co Ltd TYO 4 1 20%
4118:xtks Kaneka Corp. TYO 4 2 20%
4613:xtks Kansai Paint Co. Ltd TYO 5 1 20%
7421:xtks Kappa ·Create Co. Ltd TYO 6 3 40%
4321:xtks Kenedix Inc. TYO 4 2 20%
8972:xtks Kenedix Office Investment Corp. TYO 5 2 20%
9041:xtks Kintetsu Corp. TYO 4 1 20%
6498:xtks KITZ Corp. TYO 6 3 40%
7276:xtks Koito Manufacturing Co Ltd TYO 4 1 20%
8218:xtks KOMERI Co. Ltd TYO 4 2 20%
4922:xtks Kose Corp. TYO 8 2 20%
8282:xtks K'S HOLDINGS Corp. TYO 4 2 20%
4996:xtks Kumiai Chemical Industry Co. Ltd TYO 6 3 40%
7517:xtks Kuroda Electric Co. Ltd TYO 7 2 20%
BBVAE:xmce Accion DJ Eurostoxx 50 ETF, FI SIBE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
4569:xtks Kyorin Holdings Inc. TYO 5 1 20%
1951:xtks KYOWA EXEO Corp. TYO 4 2 20%
1959:xtks Kyudenko Corp. TYO 5 1 10%
9508:xtks Kyushu Electric Power Co. Inc. TYO 3 1 20%
8848:xtks LEOPALACE21 Corp. TYO 4 1 20%
7966:xtks LINTEC Corp. TYO 5 1 20%
2413:xtks M3 Inc. TYO 5 1 20%
6592:xtks Mabuchi Motor Co. Ltd TYO 4 1 20%
6135:xtks Makino Milling Machine Co Ltd TYO 4 2 20%
6586:xtks Makita Corp. TYO 8 1 20%
8613:xtks Marusan Securities Co. Ltd TYO 7 2 20%
9068:xtks Maruzen Showa Unyu Co Ltd TYO 7 3 40%
9744:xtks Meitec Corp. TYO 4 2 20%
8155:xtks Mimasu Semiconductor Industry Co. Ltd TYO 8 3 40%
4544:xtks Miraca Holdings Inc. TYO 4 1 20%
4508:xtks Mitsubishi Tanabe Pharma Corp. TYO 3 1 20%
2121:xtks mixi Inc. TYO 6 2 20%
6269:xtks MODEC Inc. TYO 5 2 20%
8698:xtks Monex Group Inc. TYO 5 2 20%
3234:xtks MORI HILLS REIT INVESTMENT Corp. TYO 5 2 20%
8153:xtks Mos Food Services Inc. TYO 5 2 20%
4708:xtks Moshi Moshi Hotline Inc. TYO 5 2 20%
7220:xtks Musashi Seimitsu Industry Co. Ltd TYO 5 2 20%
6268:xtks Nabtesco Corp. TYO 3 1 20%
7832:xtks BANDAI NAMCO Holdings Inc. TYO 3 2 20%
7518:xtks Net One Systems Co. Ltd TYO 4 3 40%
5334:xtks NGK Spark Plug Co Ltd TYO 8 2 20%
5991:xtks NHK Spring Co. Ltd TYO 4 1 20%
6996:xtks Nichicon Corp. TYO 5 3 40%
2127:xtks Nihon M&A Center Inc. TYO 5 1 20%
4095:xtks Nihon Parkerizing Co Ltd TYO 4 1 20%
6376:xtks Nikkiso Co. Ltd TYO 5 2 20%
8951:xtks Nippon Building Fund Inc. TYO 5 2 20%
5214:xtks Nippon Electric Glass Co. Ltd TYO 5 1 10%
4612:xtks Nippon Paint Holdings Co. Ltd TYO 4 2 20%
4114:xtks Nippon Shokubai Co. Ltd TYO 3 1 20%
9404:xtks Nippon Television Network Corp. TYO 4 1 20%
7915:xtks Nissha Printing Co. Ltd TYO 5 2 20%
3231:xtks Nomura Real Estate Holdings Inc. TYO 8 1 20%
8933:xtks NTT Urban Development Corp. TYO 4 1 20%
4684:xtks OBIC Co. Ltd TYO 4 1 20%
5122:xtks Okamoto Industries Inc. TYO 7 2 20%
4564:xtks OncoTherapy Science Inc. TYO 8 3 40%
SCFE:xlon Commodity Securites Ltd Etfs 1x Daily Short Coffee LSE_SETS 5 2 20%
4716:xtks Oracle Corp. Japan TYO 4 1 20%
5726:xtks OSAKA Titanium technologies Co. Ltd TYO 5 3 40%
6644:xtks Osaki Electric Co. Ltd TYO 8 3 40%
4768:xtks OTSUKA Corp. TYO 8 1 20%
1924:xtks PanaHome Corp. TYO 3 2 20%
4666:xtks Park24 Co. Ltd TYO 4 1 20%
7956:xtks Pigeon Corp. TYO 8 2 20%
2685:xtks Adastria Co. Ltd TYO 8 2 20%
2809:xtks Kewpie Corp. TYO 4 1 20%
3941:xtks Rengo Co. Ltd TYO 5 2 20%
5947:xtks Rinnai Corp. TYO 4 1 20%
7453:xtks Ryohin Keikaku Co. Ltd TYO 4 1 20%
7581:xtks SAIZERIYA Co. Ltd TYO 5 2 20%
6417:xtks Sankyo Co. Ltd TYO 4 1 20%
8136:xtks Sanrio Co. Ltd TYO 3 1 20%
4555:xtks SAWAI PHARMACEUTICAL Co. Ltd TYO 3 1 20%
6724:xtks SEIKO EPSON Corp. TYO 3 1 20%
NDX1:xetr Nordex AG FSE 4 2 20%
KT4:xses db x-trackers CSI300 Index ETF SGX-ST 4 2 20%
4204:xtks Sekisui Chemical Co. Ltd TYO 3 1 20%
9507:xtks Shikoku Electric Power Co. Inc. TYO 4 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
7701:xtks Shimadzu Corp. TYO 8 1 20%
8227:xtks Shimamura Corp. TYO 4 1 20%
6967:xtks Shinko Electric Industries Co. Ltd TYO 7 2 20%
7224:xtks Shinmaywa Industries Ltd TYO 5 2 20%
6273:xtks SMC Corp. TYO 8 1 20%
2331:xtks Sohgo Security Services Co. Ltd TYO 4 1 20%
6923:xtks Stanley Electric Co. Ltd TYO 4 2 20%
7718:xtks Star Micronics Co. Ltd TYO 8 3 40%
3092:xtks START TODAY Co. Ltd TYO 5 1 20%
7649:xtks Sugi Holdings Co. Ltd TYO 4 1 20%
9719:xtks SCSK Corp. TYO 5 1 10%
5110:xtks Sumitomo Rubber Industries Ltd TYO 4 1 20%
9989:xtks Sundrug Co. Ltd TYO 4 1 20%
9987:xtks SUZUKEN Co. Ltd TYO 5 1 10%
6869:xtks SYSMEX Corp. TYO 5 1 20%
4958:xtks T.Hasegawa Co. Ltd TYO 5 2 20%
6395:xtks Tadano Ltd TYO 8 2 20%
4091:xtks TAIYO NIPPON SANSO Corp. TYO 4 2 20%
1969:xtks Takasago Thermal Engineering Co. Ltd TYO 4 2 20%
7312:xtks Takata Corp. TYO 8 3 40%
3738:xtks T-Gaia Corp. TYO 6 2 20%
6481:xtks THK Co. Ltd TYO 3 2 20%
4045:xtks Toagosei Co Ltd TYO 5 1 20%
9605:xtks TOEI Co. Ltd TYO 4 2 20%
5191:xtks Sumitomo Riko Co. Ltd TYO 5 2 20%
1766:xtks TOKEN Corp. TYO 5 2 20%
9401:xtks Tokyo Broadcasting System Holdings Inc. TYO 8 1 20%
4186:xtks Tokyo Ohka Kogyo Co. Ltd TYO 5 2 20%
8804:xtks Tokyo Tatemono Co. Ltd TYO 3 1 10%
8957:xtks TOKYU REIT Inc. TYO 5 2 20%
6104:xtks Toshiba Machine Co. Ltd TYO 5 3 40%
1983:xtks Toshiba Plant Systems & Services Corp. TYO 4 1 20%
4553:xtks Towa Pharmaceutical Co. Ltd TYO 5 2 20%
6330:xtks Toyo Engineering Corp. TYO 6 3 40%
5105:xtks Toyo Tire & Rubber Co. Ltd TYO 4 2 20%
7282:xtks Toyoda Gosei Co. Ltd TYO 4 2 20%
3116:xtks Toyota Boshoku Corp. TYO 5 2 20%
9715:xtks Transcosmos Inc. TYO 4 2 20%
3391:xtks TSURUHA HOLDINGS Inc. TYO 4 1 20%
4732:xtks USS Co. Ltd TYO 4 2 20%
6727:xtks Wacom Co. Ltd TYO 7 2 20%
1870:xtks Yahagi Construction Co Ltd TYO 7 3 40%
2267:xtks Yakult Honsha Co. Ltd TYO 4 1 20%
7272:xtks Yamaha Motor Co Ltd TYO 4 2 20%
5444:xtks Yamato Kogyo Co. Ltd TYO 4 1 20%
2212:xtks Yamazaki Baking Co. Ltd TYO 4 1 20%
6506:xtks YASKAWA Electric Corp. TYO 3 1 10%
5451:xtks Yodogawa Steel Works Ltd TYO 5 2 20%
7294:xtks Yorozu Corp. TYO 6 3 40%
9861:xtks YOSHINOYA HOLDINGS Co. Ltd TYO 5 2 20%
4205:xtks ZEON Corp. TYO 8 1 10%
AGR:xwbo Agrana Beteiligungs AG VIE 5 1 20%
EAT:xwar Amrest Holdings SE WSE 5 1 20%
AST:xwar ASTARTA Holding NV WSE 8 3 40%
BPH:xwar Bank BPH SA WSE 5 3 40%
BHW:xwar Bank Handlowy w Warszawie SA WSE 3 3 40%
MIL:xwar Bank Millennium SA WSE 5 3 40%
BDX:xwar Budimex SA WSE 4 3 40%
CIE:xwar Ciech SA WSE 5 2 20%
CMR:xwar Comarch SA WSE 8 3 40%
DOM:xwar Dom Development SA WSE 8 3 40%
ECH:xwar Echo Investment SA WSE 5 3 40%
EUR:xwar EUROCASH SA WSE 4 1 20%
KTY:xwar Grupa Kety SA WSE 5 2 20%
CAR:xwar Intercars SA WSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
KER:xwar Kernel Holding SA WSE 6 2 20%
LWB:xwar LW Bogdanka SA WSE 5 3 40%
NET:xwar Netia SA WSE 6 3 40%
CCC:xwar NG2 SA WSE 4 2 20%
SNS:xwar Synthos SA WSE 4 2 20%
ZAP:xwar Grupa Azoty Zaklady Azotowe Pulawy SA WSE 7 3 40%
ATT:xwar Grupa Azoty SA WSE 4 3 40%
HCSG:xnas Healthcare Services Group Inc. NASDAQ 4 1 10%
PRSC:xnas Providence Service Corp. NASDAQ 6 2 20%
TOO:xnys Teekay Offshore Partners LP NYSE 8 2 20%
AUB:xpar Aubay PAR 8 3 40%
ALCLS:xpar CELLECTIS PAR 6 3 40%
CC:xpar CIC PAR 4 1 10%
SO:xpar SOMFY SA PAR 6 2 20%
D01:xses Dairy Farm International Holdings Ltd (Bermudas) SGX-ST 4 1 20%
ADDT_B:xome Addtech AB SSE 6 2 20%
BBTO_B:xome B&B TOOLS AB SSE 6 3 40%
BILI_A:xome Bilia AB SSE 5 1 10%
DUNI:xome Duni AB SSE 7 2 20%
FPAR:xome Fast Partner AB SSE 7 2 20%
HMS:xome HMS Networks AB SSE 8 3 40%
MEKO:xome Mekonomen AB SSE 5 2 20%
OEM_B:xome OEM International AB SSE 8 3 40%
PROB:xome Probi AB SSE 8 3 40%
RAY_B:xome RaySearch Laboratories AB SSE 8 2 20%
REZT:xome Rezidor Hotel Group AB SSE 6 2 20%
ATD_B:xtse Alimentation Couche-Tard Inc. TSE 3 1 20%
AP_UN:xtse Allied Properties Real Estate Investment Trust TSE 4 2 20%
ACO_X:xtse Atco Ltd TSE 3 1 20%
ATA:xtse ATS Automation Tooling System Inc. TSE 3 2 20%
BIR:xtse Birchcliff Energy Ltd TSE 6 2 20%
BEI_UN:xtse Boardwalk Real Estate Invt Trust TSE 4 2 20%
CF:xtse Canaccord Genuity Group Inc. TSE 6 3 40%
CU:xtse Canadian Utilities Ltd TSE 3 1 20%
CFP:xtse Canfor Corporation TSE 4 1 20%
FRC:xtse Canyon Services Group Inc. TSE 8 3 40%
CPX:xtse Capital Power Corp. TSE 3 1 20%
CAS:xtse Cascades Inc. TSE 7 2 20%
CCL_B:xtse CCL Industries Inc. TSE 4 1 20%
CSH_UN:xtse Chartwell Retirement Residences TSE 4 2 20%
CUF_UN:xtse Cominar Real Estate Investment Trust TSE 3 1 20%
CMG:xtse Computer Modelling Group Ltd TSE 5 3 40%
CSU:xtse Constellation Software Inc. TSE 4 1 10%
CJR_B:xtse Corus Entertainment Inc. TSE 6 2 20%
CR:xtse Crew Energy Inc. TSE 7 3 40%
CRR_UN:xtse Crombie Real Estate Investment Trust TSE 4 2 20%
DII_B:xtse Dorel Industries Inc. TSE 5 2 20%
DPM:xtse Dundee Precious Metals Inc. TSE 8 3 40%
D_UN:xtse Dream Office REIT TSE 3 1 20%
EMA:xtse Emera Inc. TSE 3 1 20%
EMP_A:xtse Empire Co. Ltd TSE 3 1 20%
ESL:xtse Enghouse Systems Ltd TSE 4 2 20%
01968:xhkg Peak Sport Products Co. Ltd HKEX 6 3 40%
FTT:xtse Finning International Inc. TSE 4 1 20%
GS:xtse Gluskin Sheff & Associates Inc. TSE 6 3 40%
GC:xtse Great Canadian Gaming Corp. TSE 8 2 20%
GUY:xtse Guyana Goldfields Inc. TSE 8 2 20%
HRX:xtse Heroux-Devtek Inc. TSE 8 3 40%
HLF:xtse High Liner Foods Inc. TSE 5 3 40%
HCG:xtse Home Capital Group Inc. TSE 4 1 20%
III:xtse Imperial Metals Corp. TSE 7 4 80%
IDG:xtse Indigo Books & Music Inc. TSE 8 3 40%
IAG:xtse Industrial Alliance Insurance and Financial Servic TSE 4 1 20%
IFC:xtse Intact Financial Corp. TSE 3 1 20%
ITP:xtse Intertape Polymer Group Inc. TSE 6 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PJC_A:xtse Jean Coutu Group PJC Inc. TSE 4 1 20%
KGI:xtse Kirkland Lake Gold Inc. TSE 8 2 20%
LB:xtse Laurentian Bank of Canada TSE 3 2 20%
LNF:xtse Leon's Furniture Ltd TSE 5 2 20%
LNR:xtse Linamar Corp. TSE 4 1 20%
MDA:xtse Macdonald Dettwiler and Associates Ltd TSE 3 1 20%
MBT:xtse Manitoba Telecom Services Inc. TSE 5 1 20%
MFI:xtse Maple Leaf Foods Inc. TSE 4 1 20%
MRD:xtse Melcor Developments Ltd TSE 8 3 40%
MRC:xtse Morguard Corp. TSE 4 1 10%
MPV:xtse Mountain Province Diamonds Inc. TSE 6 2 20%
OCX:xtse Onex Corp. TSE 4 1 20%
PSI:xtse Pason Systems Inc. TSE 5 2 20%
PWF:xtse Power Financial Corp. TSE 3 1 20%
PLI:xtse Prometic Life Sciences Inc. TSE 7 2 20%
REI_UN:xtse Riocan Real Estate Investment Trust TSE 3 1 20%
RUS:xtse Russel Metals Inc. TSE 6 2 20%
SVC:xtse Sandvine Corp. TSE 8 3 40%
SCC:xtse Sears Canada Inc. TSE 7 5 100%
SII:xtse Sprott Inc. TSE 7 3 40%
STN:xtse Stantec Inc. TSE 3 1 20%
SJ:xtse Stella-Jones Inc. TSE 4 1 10%
DSG:xtse The Descartes Systems Group Inc. TSE 4 1 10%
X:xtse TMX Group Ltd TSE 3 1 20%
TIH:xtse Toromont Industries Ltd TSE 5 1 10%
TCL_A:xtse Transcontinental Inc. TSE 5 2 20%
TCW:xtse Trican Well Service Ltd TSE 8 3 40%
UNS:xtse Uni Select Inc. TSE 6 2 20%
WPK:xtse Winpak Ltd TSE 4 1 10%
2670:xtks ABC-MART Inc. TYO 4 1 20%
2131:xtks Accordia Golf Co. Ltd TYO 5 2 20%
8905:xtks AEON mall Co. Ltd TYO 4 1 20%
4206:xtks Aica Kogyo Co. Ltd TYO 4 1 20%
6816:xtks Alpine Electronics Inc. TYO 4 2 20%
6113:xtks Amada Holdings Co. Ltd TYO 3 1 10%
8304:xtks Aozora Bank Ltd TYO 3 1 10%
7936:xtks ASICS Corp. TYO 4 2 20%
7860:xtks AVEX GROUP HOLDINGS Inc. TYO 5 3 40%
2664:xtks CAWACHI Ltd TYO 6 3 40%
8185:xtks Chiyoda Co. Ltd TYO 5 2 20%
4617:xtks Chugoku Marine Paints Ltd TYO 8 3 40%
2579:xtks COCA-COLA WEST TYO 4 1 20%
2193:xtks COOKPAD Inc. TYO 6 2 20%
3349:xtks COSMOS Pharmaceutical Corp. TYO 4 1 20%
4751:xtks CyberAgent Inc. TYO 4 1 20%
5471:xtks Daido Steel Co Ltd TYO 8 1 20%
6383:xtks Daifuku Co. Ltd TYO 5 2 20%
6622:xtks Daihen Corp. TYO 5 2 20%
7735:xtks Dainippon Screen Mfg Co. Ltd TYO 4 2 20%
2432:xtks DeNA Co. Ltd TYO 5 1 10%
6146:xtks Disco Corp. TYO 8 1 20%
7532:xtks Don Quijote Co Ltd TYO 4 1 20%
6961:xtks Enplas Corp. TYO 5 3 40%
4676:xtks FUJI MEDIA HOLDINGS Inc. TYO 3 1 20%
2211:xtks Fujiya Co. Ltd TYO 6 3 40%
5741:xtks UACJ Corp. TYO 8 2 20%
2681:xtks Geo Holdings Corp. TYO 5 2 20%
9449:xtks GMO internet Inc. TYO 5 1 10%
2440:xtks Gurunavi Inc. TYO 7 2 20%
3632:xtks Gree Inc. TYO 3 2 20%
7599:xtks IDOM Inc. TYO 7 3 40%
9603:xtks H.I.S. Co. Ltd TYO 4 1 20%
2433:xtks Hakuhodo Dy Holdings Inc. TYO 4 2 20%
9042:xtks Hankyu Hanshin Holdings Inc. TYO 3 1 20%
8078:xtks HANWA Co. Ltd TYO 5 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
6412:xtks Heiwa Corp. TYO 3 1 20%
9435:xtks Hikari Tsushin Inc. TYO 4 1 20%
8379:xtks Hiroshima Bank Ltd TYO 4 3 40%
4530:xtks HISAMITSU PHARMACEUTICAL Co. Inc. TYO 4 1 20%
4217:xtks Hitachi Chemical Co Ltd TYO 8 2 20%
ST:xnys Sensata Technologies Holding NV NYSE 3 1 10%
T14:xses Tianjin Zhong Xin Pharmaceutical Group Corp. Ltd SGX-ST 5 2 20%
PUK:xnys Prudential Plc NYSE 3 1 10%
FNGN:xnas Financial Engines NASDAQ 4 1 10%
FFP:xpar Societe FFP SA PAR 5 3 40%
SYE:xpar EasyETF Stoxx Europe 600 Oil and Gas PAR 3 1 10%
HSTN:xlon Hansteen Holdings Plc LSE_SETS 3 1 10%
PGE:xwar PGE Polska Grupa Energetyczna SA WSE 3 1 20%
MTE:xpar Lyxor ETF EuroMTS 10-15Y Cap/Dis PAR 3 1 20%
3269:xtks Advance Residence Investment Corp. TYO 4 2 20%
IMMO:xbru Immobel BRU 8 3 40%
C001:xetr ComStage DAX TR UCITS ETF XETR_ETF 3 1 20%
C010:xetr ComStage Dow Jones Industrial Average UCITS ETF XETR_ETF 4 2 20%
C011:xetr ComStage Nasdaq-100 UCITS ETF XETR_ETF 3 1 20%
C020:xetr ComStage Nikkei 225 UCITS ETF XETR_ETF 3 1 20%
C021:xetr ComStage TOPIX UCITS ETF XETR_ETF 3 1 20%
C030:xetr ComStage SMI UCITS ETF XETR_ETF 4 2 20%
C031:xetr ComStage ATX UCITS ETF XETR_ETF 4 2 20%
TALK:xlon Talktalk Telecom Group Plc LSE_SETS 4 2 20%
SGP:xlon SuperGroup Plc LSE_SETS 6 2 20%
CALX:xnys Calix Networks Inc. NYSE 7 3 40%
MXL:xnys MaxLinear Inc. NYSE 6 2 20%
IQQK:xetr iShares MSCI Korea UCITS ETF XETR_ETF 4 2 20%
IQQT:xetr iShares MSCI Taiwan UCITS ETF XETR_ETF 3 1 10%
ADL:xetr Adler Real Est AG FSE 5 2 20%
ZO1:xetr zooplus AG FSE 5 2 20%
IQQ1:xetr iShares FTSEurofirst 100 UCITS ETF XETR_ETF 3 1 10%
OD7H:xetr ETFS Commodity Securities Ltd Gold Su-IDX FSE 4 2 20%
IQQE:xetr iShares MSCI Emerging Markets UCITS ETF XETR_ETF 4 2 20%
IQQX:xetr iShares DJ Asia/Pacific Select Dividend XETR_ETF 3 1 10%
IQQY:xetr iShares MSCI Europe UCITS ETF XETR_ETF 3 1 10%
IQQH:xetr iShares Global Clean Energy ETF XETR_ETF 4 2 20%
IQQL:xetr iShares-S&P Listed Private XETR_ETF 3 1 10%
4RTF:xetr ETFS ST SILVER FSE 5 2 20%
C50:xpar Amundi DJ EURO STOXX 50 ETF PAR 3 1 10%
OD7N:xetr ETFS Commodity Securities Ltd Sil.Sub-IDX FSE 4 2 20%
IPRV:xams iShares S&P Listed Private Equity AMS 3 1 10%
IQQ6:xetr iShares FTSE EPRA/NAREIT Developed Markets Propert XETR_ETF 5 2 20%
IEAG:xams iShares Euro Aggregate Bond UCITS ETF AMS 3 1 10%
VZLB:xetr ETFS Metal Securities DT.ZT07/Und.Palladium FSE 4 2 20%
LYYK:xetr Lyxor ETF Stoxx Europe 600 Telecommunications XETR_ETF 3 1 10%
4RUE:xetr ETFS Leveraged Silver ETC FSE 6 3 40%
SC0J:xetr MSCI World Source ETF XETR_ETF 3 1 10%
DXSA:xetr db x-trackers DJ Euro STOXX Select Dividend 30 ETF XETR_ETF 4 2 20%
DXSL:xetr db x-trackers DJ STOXX 600 Industrial Goods ETF XETR_ETF 4 2 20%
4RT8:xetr ETFS LV GOLD FSE 6 3 40%
LYQI:xetr Lyxor ETF MSCI AC Asia ex Japan XETR_ETF 3 1 10%
IEAC:xams iShares Core Euro Corporate Bond UCITS ETF AMS 3 1 20%
DXSK:xetr db x-trackers DJ STOXX 600 FOOD & BEVERAGE ETF XETR_ETF 4 2 20%
IQQQ:xetr iShares -S&P Global Water 50 Bearer Shares XETR_ETF 3 1 10%
IUS7:xetr iShares JPMorgan USD Emerg Markets Bond F.(DE) XETR_ETF 4 2 20%
DXS6:xetr db x-tk MSCI Pacific ex Japan TRN Index ETF (DR) XETR_ETF 3 1 10%
DX2E:xetr db x-trackers S&P Global Infrastructure ETF XETR_ETF 3 1 10%
C050:xetr ComStage EURO STOXX 50 NR UCITS ETF XETR_ETF 3 1 10%
DX2S:xetr db x-trackers S&P/ASX 200 UCITS ETF XETR_ETF 4 2 20%
DX2Z:xetr db x-trackers S&P Select Frontier ETF XETR_ETF 4 2 20%
IBCI:xetr iShares EUR Inflation Linked Gov Bond UCITS ETF XETR_ETF 3 1 10%
FIBK:xnas First Interstate BancSystem Inc. NASDAQ 5 3 40%
ZIOP:xnas Ziopharm Oncology Inc. NSC 8 3 40%
L8I1:xetr Lyxor ETF China Enterprise (HSCEI) C-EUR XETR_ETF 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LYMD:xetr Lyxor ETF MSCI India XETR_ETF 4 2 20%
LYMF:xetr Lyxor ETF STOXX Europe Select Dividend 30 XETR_ETF 3 1 10%
LSK8:xetr Lyxor ETF EURO STOXX 50 Daily Double Short XETR_ETF 6 3 40%
HBC1:xetr HSBC Holdings Plc FSE 3 1 10%
LYYP:xetr Lyxor UCITS ETF STOXX Europe 600 Banks XETR_ETF 3 1 10%
LYMB:xetr Lyxor ETF Stoxx Europe 600 Oil & Gas XETR_ETF 4 2 20%
LYYS:xetr Lyxor ETF Stoxx Europe 600 Healthcare XETR_ETF 4 2 20%
LYY6:xetr Lyxor UCITS ETF Commodities TR/Corecommodity CRB XETR_ETF 3 1 10%
LYY4:xetr Lyxor UCITS ETF Japan (Topix) XETR_ETF 3 1 10%
DBXS:xetr X-trackers Swiss Large Cap UCITS ETF (DR) XETR_ETF 3 1 10%
DBX8:xetr db x-trackers MSCI Korea Index UCITS ETF XETR_ETF 4 2 20%
DBX1:xetr db x-trackers MSCI Emerging Mkts Index UCITS ETF XETR_ETF 4 2 20%
DBX2:xetr db x-trackers MSCI EM ASIA INDEX UCITS ETF XETR_ETF 3 1 10%
SIA:xams Siemens AG AMS 2 1 10%
BSN:xetr Danone - NOCT XETR_STARS 4 1 10%
PEU:xetr Peugeot SA - NOCT FSE 6 2 20%
VVU:xetr Vivendi - NOCT XETR_STARS 4 1 10%
BNP:xetr BNP Paribas - NOCT XETR_STARS 4 1 10%
LYYC:xetr Lyxor ETF MSCI Ac Asia-Pacific Ex Japan XETR_ETF 3 1 10%
LYMG:xetr Lyxor ETF Brazil (Ibovespa) XETR_ETF 4 2 20%
ARRB:xetr ArcelorMittal SA FSE 5 2 20%
UNI3:xetr Unilever NV XETR_STARS 2 1 10%
RDSB:xams Royal Dutch Shell Plc B AMS 2 1 10%
RHO5:xetr Roche Holding AG FSE 3 1 10%
RHO:xetr Roche Holding AG FSE 4 1 10%
NESR:xetr Nestle SA FSE 2 1 10%
BSD2:xetr Banco Santander SA FSE 4 1 10%
IBE1:xetr Iberdrola SA FSE 4 1 10%
TNE5:xetr Telefonica SA FSE 2 1 10%
LLD:xetr Lloyds Banking Group Plc FSE 3 1 10%
GS7:xetr GlaxoSmithKline Plc FSE 3 1 10%
ENL:xetr Enel SpA FSE 5 1 10%
ENI:xetr ENI SpA FSE 4 1 10%
TQI:xetr Telecom Italia SpA FSE 6 2 20%
DBXE:xetr db x-trackers DJ EURO STOXX 50 ETF 1D XETR_ETF 3 1 10%
M9SD:xetr Market Access NYSE Arca Gold Bugs Index ETF XETR_ETF 4 2 20%
TOTB:xetr Total SA - NOCT XETR_STARS 2 1 10%
FRE:xetr Fresenius FSE 3 1 10%
BAKKA:xosl Bakkafrost OSE 4 1 20%
GEC:xetr General Electric Co. XETR_STARS 3 1 10%
SSUN:xetr Samsung Electronics Co. Ltd - GDS FSE 3 1 10%
HYU:xetr Hyundai Motor Co. Ltd FSE 5 2 20%
GAZ:xetr PJSC Gazprom FSE 4 3 40%
00881:xhkg Zhongsheng Group Holdings Ltd HKEX 6 3 40%
5020:xtks JX Holdings Inc. TYO 3 1 10%
HTHT:xnas China Lodging ADR Representing 4 NASDAQ 4 2 20%
EXHE:xetr iShares eb.rexx Jumbo Pfandbriefe (DE) ETF XETR_ETF 3 1 10%
BNR:xetr Brenntag AG FSE 3 1 10%
CN1:xpar Amundi ETF MSCI NORDIC UCITS ETF PAR 3 1 20%
OERL:xswx OC Oerlikon Corporation AG SWX 4 2 20%
EMSN:xswx Ems-Chemie Holding AG SWX 4 1 20%
KUD:xswx Kudelski SA SWX 6 3 40%
EUN4:xetr iShares Euro Aggregate Bond UCITS ETF XETR_ETF 3 1 10%
EUN5:xetr iShares Core Euro Corporate Bond UCITS ETF XETR_ETF 3 1 10%
XSGI:xlon db x-trackers S&P GLOBAL INFRASTRUCTURE ETF 1C LSE_ETF 3 1 10%
OD7C:xetr ETFS Commodity Securities Ltd Cop.Sub-IDX FSE 4 2 20%
ENQ:xome EnQuest Plc SSE 6 5 100%
IUS4:xetr iShares MSCI Japan Small Cap UCITS ETF XETR_ETF 4 2 20%
X023:xetr ComStage MSCI USA Small Cap TRN UCITS ETF XETR_ETF 4 2 20%
8630:xtks NKSJ Holdings Inc. TYO 3 1 10%
CHIQ:arcx Global X China Consumer ETF NYSE_ARCA 4 2 20%
COMF:xlon ETFS DJ-UBS LONGER DATED ALL Commodities LSE_ETF 4 2 20%
ENQ:xlon Enquest Plc LSE_SETS 6 5 100%
JBSICA:xswx Julius Baer Physical Silver Fund SWX 4 2 20%
JBPLCA:xswx Julius Baer Physical Platinum Fund SWX 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
JBPACA:xswx Julius Baer Physical Palladium Fund SWX 4 2 20%
JBGOCA:xswx Julius Baer Physical Gold Fund SWX 3 1 10%
VZLC:xetr ETFS Metal Securities DT.ZT07/Und.Silber FSE 4 2 20%
SSNC:xnas SS And C Technologies Holdings Inc. NASDAQ 4 1 10%
WEG1:xetr Westgrund AG FSE 6 3 40%
00693:xhkg Tan Chong International Ltd HKEX 6 3 40%
PRI:xnys Primerica Inc. NYSE 3 1 10%
STNG:xnys Scorpio Tankers Inc. NYSE 4 2 20%
IGLT:xmil iShares Core UK Gilts UCITS ETF MIL 3 1 20%
EGPT:arcx VanEck Vectors Egypt Index ETF NYSE_ARCA 5 2 20%
VZLD:xetr ETFS Physical Gold FSE 4 2 20%
FGT:xlon Fins Growth & In Closed Fund LSE_SETS 3 1 10%
SDU:xlon Schroder UK Growth Close Fund LSE_SETS 3 1 10%
BH:xnys Biglari Holdings Inc. NYSE 5 2 20%
A50:xses Rowsley Ltd SGX-ST 7 3 40%
CEW:arcx WisdomTree Emerging Currency Strategy Fund NYSE_ARCA 3 1 20%
K2LU:xses Cache Logistics Trust SGX-ST 5 2 20%
VRTS:xnas Virtus Investment Partners Inc. NASDAQ 4 2 20%
NSU:xtse Nevsun Resources Ltd TSE 5 2 20%
TIK1V:xhel Tikkurila Oyj HSE 6 2 20%
IWP:arcx iShares Russell Midcap Growth Index ETF NYSE_ARCA 3 1 10%
EXT:arcx WisdomTree Total Earnings ETF NYSE_ARCA 3 1 10%
IWS:arcx iShares Russell Midcap Value Index ETF NYSE_ARCA 3 1 10%
SDY:arcx SPDR S&P Dividend ETF NYSE_ARCA 3 1 10%
IWB:arcx iShares Russell 1000 Index ETF NYSE_ARCA 3 1 10%
KCE:arcx SPDR KBW Capital Markets ETF NYSE_ARCA 4 2 20%
FHZN:xswx Flughafen Zurich AG SWX 3 1 20%
XS3R:xlon db x-trackers STOXX EUROPE 600 FOOD & BEVERAGE ETF LSE_ETF 4 2 20%
INPP:xlon International Public Partnership Closed Fund LSE_SETS 3 1 10%
RDS_b:xnys Royal Dutch Shell Plc ADR NYSE 2 1 10%
DJSC:xswx iShares DJ Euro STOXX SmallCap EUR ETF SWX 4 2 20%
BCY:xetr Barclays Plc FSE 3 1 10%
CLDT:xnys Chatham Lodging Trust NYSE 6 3 40%
AB:xpar AB Science PAR 7 3 40%
K2N:xses China Minzhong Food Corporation SGX-ST 8 3 40%
FXS:arcx Rydex Currencyshares Swedish Krona ETF NYSE_ARCA 3 1 10%
VOT:arcx Vanguard Mid Cap Growth ETF NYSE_ARCA 3 1 20%
AFGN:xswx Arbonia-Forster-Holding AG SWX 7 3 40%
LZIC:xlon ETFS Daily Leveraged Zinc LSE_SETS 6 3 40%
SGOL:arcx ETFS Gold Trust ETF NYSE_ARCA 4 2 20%
PFBC:xnas Preferred Bank NASDAQ 6 3 40%
SPSC:xnas SPS Commerce Inc. NASDAQ 4 2 20%
MITL:xnas Mitel Networks Corp. NASDAQ 5 3 40%
EAD:xase Wells Fargo Income Opportunities Fund AMEX 3 1 10%
SIL:arcx Global X Silver Miners ETF NYSE_ARCA 4 2 20%
AMS:xmce Amadeus IT Group SA SIBE 3 1 10%
PHYS:arcx Sprott Physical Gold Trust NYSE_ARCA 4 2 20%
SVW:xasx Seven Group Holdings Ltd ASX 5 3 40%
AOSL:xnas Alpha and Omega Semiconductor Ltd NASDAQ 8 3 40%
UPV:arcx ProShares Ultra MSCI Europe ETF NYSE_ARCA 6 3 40%
EPV:arcx ProShares UltraShort MSCI Europe ETF NYSE_ARCA 6 3 40%
KIE:arcx SPDR KBW Insurance ETF NYSE_ARCA 4 2 20%
OD7T:xetr ETFS Commodity Securities Ltd. Zi.Sub-IDX FSE 4 2 20%
MGIC:xnas Magic Software Enterprises Ltd NASDAQ 8 3 40%
CSBGC0:xswx CS ETF (CH) on SBI Domestic Government 7+ SWX 3 1 10%
CSBGC7:xswx CS ETF (CH) on SBI Domestic Government 3-7 SWX 3 1 10%
CSSLI:xswx CS ETF (CH) on SLI ETF SWX 3 1 10%
CSSMIM:xswx CS ETF (CH) on SMIM ETF SWX 3 1 10%
CSSMI:xswx CS ETF (CH) on SMI ETF SWX 3 1 10%
RZV:arcx Gugg S&P Smallcap 600 Pure Value ETF NYSE_ARCA 4 2 20%
IGD:xnys Voya Global Equity Div &Premium Opportuniy Fund NYSE 4 2 20%
ZGLDHE:xswx ZKB Gold ETF (EUR) SWX 3 1 10%
BOB:xmil Banco di Desio e Della Brianza SpA MIL 6 5 100%
PLOW:xnys Douglas Dynamics Inc. NYSE 6 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CAPC:xlon Capital & Counties Properties Plc LSE_SETS 5 3 40%
00404:xhkg Hsin Chong Group Holdings Ltd HKEX 5 3 40%
FTY:arcx iShares FTSE NAREIT Real Estate 50 Index ETF NYSE_ARCA 4 2 20%
KRA:xnys Kraton Performance Polymers Inc. NYSE 6 2 20%
TQQQ:xnas ProShares UltraPro QQQ ETF NASDAQ 5 2 20%
00950:xhkg Lee's Pharmaceutical Holdings Ltd HKEX 7 3 40%
BSV:arcx Vanguard Short-Term Bond ETF NYSE_ARCA 3 1 10%
VXX:arcx Barclays Bank iPath S&P 500 VIX ST Futures ETN NYSE_ARCA 3 1 20%
PHI1:xetr Philips Electronics NV XETR_STARS 4 1 10%
YXI:arcx ProShares Short FTSE China 50 NYSE_ARCA 5 2 20%
EXPR:xnys Express Inc. NYSE 4 3 40%
RRTS:xnys Roadrunner Transportation Systems Inc. NYSE 5 3 40%
PZU:xwar Powszechny Zaklad Ubezpieczen SA WSE 3 1 20%
SLRC:xnas Solar Capital Ltd NASDAQ 5 2 20%
IWRD:xlon iShares MSCI World UCITS ETF LSE_ETF 3 1 20%
INAA:xswx iShares MSCI North America UCITS ETF SWX 3 1 10%
EUNS:xetr iShares Euro Corpo Bond ex-Finan 1-5yr UCITS ETF XETR_ETF 3 1 10%
FAF:xnys First American Corp. NYSE 3 1 10%
IWR:arcx iShares Russell Midcap Index ETF NYSE_ARCA 3 1 10%
JKS:xnys JinkoSolar Holding Co. Ltd NYSE 6 3 40%
GTY:xnys Getty Realty Corporation NYSE 5 2 20%
CNL:xtse Continental Gold Ltd TSE 8 3 40%
ZGLDUS:xswx ZKB Gold ETF (USD) SWX 3 1 20%
ZSILUS:xswx ZKB Silver ETF A (USD) ETF SWX 4 2 20%
GNMK:xnas GenMark Diagnostics NASDAQ 8 3 40%
DXSR:xetr db x-trackers II ITRAXX EU 5Y SH-T ETF XETR_ETF 4 2 20%
CHR:xcse Chr. Hansen Holding A/S CSE 4 1 20%
PD:xtse Precision Drilling TSE 5 2 20%
GLE:xlon Gleeson Plc LSE_SETS 6 3 40%
CLGX:xnys CoreLogic Inc. NYSE 4 1 10%
LMS:xlon LMS Capital Plc LSE_SETS 4 2 20%
MCKS:xlon McKay Securities Plc LSE_SETS 7 4 80%
SLEA:xlon ETFS DAILY SHORT LEAD LSE_SETS 5 2 20%
LEED:xlon ETFS Lead LSE_SETS 3 1 20%
SDRL:xnys Seadrill Ltd NYSE 6 2 20%
QUB:xasx Qube Logistics Holdings Ltd ASX 4 2 20%
RFV:arcx Guggenheim S&P MidCap 400 Pure Value ETF NYSE_ARCA 3 1 20%
EXI:arcx iShares S&P Global Industrials Sector Index ETF NYSE_ARCA 5 2 20%
SUK2:xlon ETFX FTSE 100 Super Short Strategy 2X Fund LSE_ETF 7 4 80%
INN:xetr ING Groep NV XETR_STARS 2 2 20%
EPU:arcx iShares MSCI All Peru Capped Index ETF NYSE_ARCA 4 2 20%
ICF:arcx iShares Cohen&Steers Rlty Mjrs Index ETF NYSE_ARCA 4 2 20%
MUB:arcx iShares National Municipal Bond ETF NYSE_ARCA 3 1 20%
IID:xnys Voya Intl High Dividend Equity Income Fund NYSE 5 2 20%
KYN:xnys Kayne Anderson MLP Investment NYSE 3 1 10%
JBSIEA:xswx JB PSF (EUR) A ETF SWX 4 2 20%
JKE:arcx iShares Morningstar Large Growth Index ETF NYSE_ARCA 3 1 20%
JKD:arcx iShares Morningstar Large Core ETF NYSE_ARCA 3 1 20%
JKF:arcx iShares Morningstar Large Value ETF NYSE_ARCA 3 1 20%
JKH:arcx iShares Morningstar Mid Growth ETF NYSE_ARCA 3 1 20%
JKG:arcx iShares Morningstar Mid Core ETF NYSE_ARCA 3 1 20%
JKK:arcx iShares Morningstar Small Growth ETF NYSE_ARCA 4 2 20%
JKJ:arcx iShares Morningstar Small Core Index ETF NYSE_ARCA 4 2 20%
JKL:arcx iShares Morningstar Small Value ETF NYSE_ARCA 4 2 20%
CVW:xasx ClearView Wealth Ltd ASX 8 3 40%
PLND:arcx VanEck Vectors Poland ETF NYSE_ARCA 4 2 20%
IDV:arcx iShares Dow Jones Int. Select Dividend Index ETF NYSE_ARCA 3 1 10%
ESD:xnys Western Asset Emerging Markets Debt Fund Inc. NYSE 3 1 20%
SEA:arcx Guggenheim Shipping ETF NYSE_ARCA 4 2 20%
CBOE:xnas CBOE Holdings Inc. NASDAQ 4 1 10%
BSFT:xnas BroadSoft Inc. NASDAQ 5 2 20%
OAS:xnys Oasis Petroleum Inc. NYSE 7 3 40%
THO:xtse Tahoe Resources Inc. TSE 4 2 20%
ORL:xtse Orocobre Ltd TSE 8 2 20%
SES:xtse Secure Energy Services Inc. TSE 6 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
RIGN:xvtx Transocean Ltd SWX 8 2 20%
GAM:xswx GAM Holding AG SWX 4 3 40%
XMID:xlon db x-tr MSCI Indonesia TRN Index ETF LSE_ETF 5 2 20%
TXG:xtse Torex Gold Resources Inc. TSE 7 2 20%
00933:xhkg Brightoil Petroleum (Holdings) Ltd HKEX 7 2 20%
SOBIV:xome Swedish Orphan Biovitrum AB SSE 5 1 20%
NEE:xnys NextEra Energy Inc. NYSE 3 1 10%
EXVM:xetr iShares eb.rexx Money Market XETR_ETF 3 1 10%
PJEU:xetr PowerShares EuroMTS Cash 3 Months ETF XETR_ETF 3 1 10%
FCSS:xlon Fidelity China Spec. Situation Plc LSE_SETS 3 1 10%
JK8:xses United SSE 50 China ETF SGX-ST 4 2 20%
IDT:xnys IDT Corp. NYSE 8 3 40%
HPP:xnys Hudson Pacific Properties Inc. NYSE 5 2 20%
FN:xnys Fabrinet NYSE 5 2 20%
TSLA:xnas Tesla Motors Inc. NASDAQ 5 3 40%
C060:xetr ComStage STOXX Europe 600 NR UCITS ETF XETR_ETF 3 1 10%
MMS:xpar Lyxor UCITS ETF MSCI EMU Small Cap PAR 4 2 20%
VAL:xpar Lyxor UCITS ETF MSCI EMU Value PAR 3 1 10%
IQQN:xetr iShares MSCI North Amercia ETF XETR_ETF 3 1 10%
EXX5:xetr iShares DJ US Select Dividend ETF (DE) XETR_ETF 3 1 10%
00116:xhkg Chow Sang Sang Holdings International HKEX 4 3 40%
01234:xhkg China Lilang HKEX 5 3 40%
LJ3:xses Overseas Union Enterprise Ltd SGX-ST 4 2 20%
00563:xhkg Shanghai Industrial Urban Development Group Ltd HKEX 6 3 40%
SPB:xtse Superior Plus Corp. TSE 4 2 20%
EDEN:xpar Edenred SA PAR 3 1 10%
VOC:xasx Vocus Communications Ltd ASX 4 2 20%
02128:xhkg China Lesso Group Holdings Ltd HKEX 6 2 20%
00435:xhkg Sunlight Real Estate Investment Trust HKEX 5 2 20%
LNC:xpar Les Nouveaux Constructeurs PAR 7 3 40%
S20:xses Straits Trading Co. Ltd SGX-ST 6 3 40%
ALA:xtse AltaGas Ltd TSE 3 1 20%
DRW8:xetr Draegerwerk AG & Co. KGaA FSE 6 2 20%
00921:xhkg Hisense Kelon Electrical Holdings HKEX 8 2 20%
08058:xhkg Shandong Luoxin Pharmaceutical Group Stock Co. Ltd HKEX 8 2 20%
00973:xhkg L Occitane International HKEX 4 3 40%
02222:xhkg NVC Lighting Holding HKEX 8 3 40%
JESC:xlon JPMorgan Euro Small Co. Trust Closed Fund LSE_SETS 3 1 10%
DLX:xasx DuluxGroup Ltd ASX 4 2 20%
LYQ2:xetr Lyxor ETF EuroMTS 1-3Y Investment Grade XETR_ETF 3 1 10%
IGA:xnys Voya Global Advantage and Premium Opportunity Fund NYSE 3 1 10%
ZTR:xnys Zweig Total Return Fund Inc. NYSE 3 1 10%
TET:xtse Trilogy Energy Corp. TSE 7 3 40%
ISWD:xlon iShares MSCI World Islamic UCITS ETF LSE_ETF 4 2 20%
ISUS:xlon iShares MSCI USA Islamic UCITS ETF LSE_ETF 4 2 20%
ISEM:xlon iShares MSCI EM Islamic UCITS ETF LSE_ETF 4 2 20%
MSCI:xnys MSCI Inc. NYSE 3 2 20%
01288:xhkg Agricultural Bank Of China HKEX 4 1 10%
4RUH:xetr ETFS Leveraged Sugar FSE 6 3 40%
ROIC:xnas Retail Opportunity Investment Corp. NASDAQ 5 2 20%
KKR:xnys KKR and Co. Units NYSE 3 1 20%
ALR:xnys Alere Inc. NYSE 5 3 40%
CGG:xtse China Gold International Resources Corp. Ltd TSE 8 2 20%
WWH:xlon Worldwide Healthcare Trust Closed Fund LSE_SETS 3 1 10%
REK:arcx ProShares Short Real Estate ETF NYSE_ARCA 6 3 40%
DJSC:xlon iShares EURO STOXX SMALL UCITS ETF LSE_ETF 4 2 20%
IAEX:xlon iShares Aex UCITS ETF LSE_ETF 3 1 10%
IDVY:xlon iShares Euro Dividend UCITS ETF LSE_ETF 3 1 10%
IPRP:xlon iShares European Property Yld UCITS ETF LSE_ETF 3 1 10%
OCDO:xlon Ocado Group Plc LSE_SETS 5 2 20%
APH:xlon Alliance Pharma Plc LSE_SETS 6 5 100%
EBRO:xmce Ebro Foods SA SIBE 4 2 20%
KJ7:xses db x-tr MSCI Indonesia TRN Index ETF SGX-ST 5 2 20%
01999:xhkg Man Wah Holdings Ltd HKEX 6 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LYYT:xetr Lyxor ETF Stoxx 600 Industrial Goods & Services XETR_ETF 3 1 10%
EIT_UN:xtse Canoe EIT Income Fund TSE 3 1 10%
VEA:arcx Vanguard FTSE Dv Mk Shs FTSE Developed Markets NYSE_ARCA 3 1 20%
FRI:arcx First Trust S&P REIT Index NYSE_ARCA 4 2 20%
MDCA:xnas MDC Partners Inc. NASDAQ 6 3 40%
D5BI:xetr db x-trackers MSCI Mexico TRN Index XETR_ETF 5 2 20%
03001:xhkg iShares CSI A-Share Consumer Discretionary Index HKEX 4 2 20%
GDOT:xnys Green Dot Corp. NYSE 7 2 20%
BAS:xetr BASF N FSE 2 1 10%
TMF:arcx Direxion Daily 20-Year Plus Treasury Bull 3xShares NYSE_ARCA 5 2 20%
ORON:xswx Orior AG SWX 6 3 40%
SIVR:arcx ETFS Silver Trust ETF NYSE_ARCA 3 1 20%
D5BM:xetr db x-trackers S&P 500 ETF XETR_ETF 3 1 20%
XAD1:xetr DB Physical Gold Euro Hedged ETC FSE 4 2 20%
XAD2:xetr db Physical Silver Euro Hedged ETC FSE 4 2 20%
JPS:xnys Nuveen Preferred Securities Income Fund NYSE 3 1 10%
GPM:xnys Guggenheim Enhanced Equity Income Fund NYSE 4 2 20%
BUR:xpar Burelle SA PAR 6 2 20%
FDN:arcx First Trust Dow Jones Internet Index ETF NYSE_ARCA 4 2 20%
WHF:xasx Whitefield Ltd ASX 7 4 80%
NXPI:xnas NXP Semiconductors NV NASDAQ 4 1 10%
02678:xhkg Texhong Textile Group Ltd HKEX 6 2 20%
01060:xhkg Ali Pictures HKEX 8 2 20%
00543:xhkg Pacific Online HKEX 7 5 100%
ELD:arcx WisdomTree Emerging Markets Local Debt ETF NYSE_ARCA 3 1 20%
MEG:xtse MEG Energy Corp. TSE 6 2 20%
ENV:xnys Envestnet Inc. NYSE 4 2 20%
IL:xnys IntraLinks Holdings Inc. NYSE 6 3 40%
RP:xnas RealPage Inc. NASDAQ 4 1 10%
MMYT:xnas MakeMyTrip Ltd NASDAQ 5 2 20%
VIG:arcx Vanguard Dividend Appreciation ETF NYSE_ARCA 3 1 10%
IHE:arcx iShares Dow Jones U.S. Pharmaceuticals Index ETF NYSE_ARCA 3 1 20%
LIT:arcx Global X Lithium ETF NYSE_ARCA 4 2 20%
01045:xhkg APT Satellite Holdings Ltd HKEX 7 3 40%
UDOW:arcx ProShares UltraPro Dow 30 ETF NYSE_ARCA 7 4 80%
SDOW:arcx ProShares UltraPro Short Dow 30 ETF NYSE_ARCA 7 4 80%
02238:xhkg Guangzhou Automobile Group Ltd HKEX 4 1 10%
SCIN:arcx Emerging Global Shares INDXX India Small Cap ETF NYSE_ARCA 4 2 20%
GORO:xase Gold Resource AMEX 8 3 40%
EL4X:xetr ETFlab DAXplus Maximum Divid XETR_ETF 3 1 10%
ABD:xlon Aberdeen New Dawn Investment Trust Plc LSE_SETS 4 2 20%
AAS:xlon Aberdeen Asian Smaller Investment Trust LSE_SETS 4 2 20%
MG:xtse Magna International Inc. TSE 3 1 20%
02233:xhkg West China Cement Ltd HKEX 7 3 40%
02618:xhkg TCL Communication Technology Holdings Ltd HKEX 6 3 40%
AMLP:arcx ALPS Alerian MLP ETF NYSE_ARCA 4 2 20%
DSD:xpar Lyxor UCITS ETF Daily ShortDax X2 PAR 5 2 20%
DSB:xpar Lyxor UCITS ETF Daily Double Short Bund PAR 3 1 20%
USCI:arcx United States Commodity Index NYSE_ARCA 4 2 20%
EOD:xnys Wells Fargo Global Dividend Opportunity Fund NYSE 3 1 10%
EVV:xase Eaton Vance Limited Duration Income Fund AMEX 3 1 10%
VET:xtse Vermilion Energy Inc. TSE 4 1 20%
PPP:xlis ComStage ETF PSI 20 LISB 4 2 20%
PP2:xlis ComStage ETF PSI 20 Leverage LISB 5 2 20%
ALINA:xcse Alm. Brand Invest Nordiske Aktier CSE_INV 3 1 10%
PIE:arcx
PwShs DWA Em Mr Mom Shs DWA Emerging Mrkts
Momentm NYSE_ARCA 4 2 20%
PIZ:arcx
PwShs DWA Dv Mk Mom Shs DWA Developed Mrkt
Momentm NYSE_ARCA 3 1 20%
PDP:arcx PwSh DWA Mom Pt-SBI Shs of Benef Intrst DWA Moment NYSE_ARCA 3 1 20%
SQQQ:xnas ProShares UltraPro Short QQQ ETF NASDAQ 5 2 20%
LEM:xpar Lyxor MSCI Emerging Markets UCITS ETF PAR 4 2 20%
HWDN:xlon Howden Joinery Group Plc LSE_SETS 5 2 20%
KROO:arcx IQ Australia Small Cap ETF NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
QEP:xnys QEP Resources Inc. NYSE 4 1 10%
CNB:xpar Lyxor ETF Euro Corporate Bond ex Financials PAR 3 1 20%
JUP:xlon Jupiter Fund Management Plc LSE_SETS 5 2 20%
PHNX:xlon Phoenix Group Holdings LSE_SETS 5 2 20%
TER:xpar Terreis PAR 5 2 20%
AKRN:xlon Acron PJSC LSE_INTL 8 3 40%
HYQ:xetr Hypoport N FSE 8 3 40%
VTA:xams Volta Finance Ltd AMS 7 4 80%
MGIC:xpar MGI Coutier SA PAR 7 3 40%
00853:xhkg MicroPort Scientific Corp. HKEX 7 3 40%
SFUN:xnys SouFun Holdings Ltd NYSE 5 3 40%
00985:xhkg Netwise Financial Holdings Ltd HKEX 8 3 40%
EMLC:arcx VanEck Vectors J.P. Morgan EM Local Currency Bond NYSE_ARCA 4 2 20%
VRX:xtse Valeant Pharmaceuticals International TSE 6 3 40%
01066:xhkg Shandong Weigao Group HKEX 4 1 10%
DEL2:xetr ETFX DAX 2x Long Fund XETR_ETF 4 2 20%
DES2:xetr ETFX DAX 2x Short Fund XETR_ETF 4 2 20%
EIDO:arcx iShares MSCI Indonesia ETF NYSE_ARCA 4 2 20%
NTL:xnys Nortel Inversora SA NYSE 6 3 40%
CIGC:xnys Companhia Energetica de Minas Gerais - CEMIG NYSE 8 3 40%
BCH:xnys Banco de Chile NYSE 3 1 10%
IWDP:xams FTSE Epra Nareit Dev Mkt Pty Yld Fd AMS 4 2 20%
AKO_A:xnys Embotelladora Andina SA- NOCT NYSE 6 1 10%
VNR:xtse Valener TSE 5 2 20%
UAL:xnys United Continental Holdings NYSE 3 2 20%
INXX:arcx EGA EGS India Infrastructure ETF NYSE_ARCA 5 2 20%
D5BG:xetr db x-trackers II iBoxx EUR Liq Corp UCITS ETF XETR_ETF 3 1 10%
TPE:xwar Tauron Polska Energia SA WSE 4 2 20%
PNDORA:xcse Pandora A/S CSE 4 1 20%
KEYW:xnas KEYW Holding Corp. NASDAQ 8 3 40%
CCX:arcx WisdomTree Commodity Currency Strategy Fund NYSE_ARCA 3 1 20%
8515:xtks Aiful Corp. TYO 4 1 20%
PPL:xtse Pembina Pipeline Corp. TSE 3 1 20%
00867:xhkg China Medical System Holdings HKEX 5 2 20%
01428:xhkg Bright Smart Securities & Commodities Group HKEX 8 3 40%
AMS:xlon Advanced Medical Solutions Group LSE_SETS 6 3 40%
01788:xhkg Guotai Junan International Holdings HKEX 8 1 10%
COPX:arcx Global X Copper Miners NYSE_ARCA 4 2 20%
IEMS:xlon iShares MSCI Em Small Cap UCITS ETF LSE_ETF 5 2 20%
MFC:xnys Manulife Financial Corp. NYSE 3 1 10%
J0M:xses db x-trackers MSCI Emerging Markets TRN Index ETF SGX-ST 4 2 20%
RIO:xnys Rio Tinto Plc NYSE 4 1 10%
SCIF:arcx VanEck Vectors India Small-Cap Index ETF NYSE_ARCA 6 3 40%
MC0:xses Global Logistic Properties Ltd SGX-ST 3 1 10%
INL:xetr Intel Corp. XETR_STARS 8 1 10%
GII:arcx SPDR S&P Global Infrastructure ETF NYSE_ARCA 3 1 10%
PMM:xnys Putnam Managed Municipal Income Closed Fund NYSE 3 1 10%
STPZ:arcx PIMCO 1-5 Year US TIPS Index NYSE_ARCA 3 1 10%
LTPZ:arcx PIMCO 15+ Year US TIPS Index NYSE_ARCA 3 1 20%
ETO:xlon Entertainment One Ltd LSE_SETS 4 3 40%
MAIN:xnys Main Street Capital Corp. NYSE 5 1 10%
ME8U:xses Mapletree Industrial REIT SGX-ST 5 2 20%
EXS2:xetr iShares TecDAX (DE) XETR_ETF 4 2 20%
EXS3:xetr iShares MDAX (DE) XETR_ETF 3 1 20%
SDP:xlon Schroder Asia Pacific Closed Fund Plc LSE_SETS 3 1 10%
BMAX:xome Byggmax Group SSE 6 3 40%
00460:xhkg Sihuan Pharmaceutical Holdings Grp HKEX 8 2 20%
02829:xhkg iShares CSI A-Share Financials Index ETF HKEX 4 2 20%
02846:xhkg iShares CSI 300 A-Share Index ETF HKEX 4 2 20%
03050:xhkg iShares CSI A-Share Energy Index ETF HKEX 4 2 20%
01299:xhkg AIA Group Ltd HKEX 3 1 10%
REMX:arcx VanEck Vectors Rare Earth/Strategic Metals ETF NYSE_ARCA 4 2 20%
VBK:arcx Vanguard Small Cap Growth ETF NYSE_ARCA 3 1 10%
CORN:arcx Teucrium Corn Fund ETV NYSE_ARCA 4 2 20%
RBL:arcx SPDR S&P Russia NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LYB:xnys LyondellBasell Industries NYSE 3 1 10%
EFC:xnys Ellington Financial LLC NYSE 5 3 40%
TOWR:xnys Tower International Inc. NYSE 6 3 40%
1911:xtks Sumitomo Forestry Co Ltd TYO 4 1 20%
GWA:xasx GWA International Ltd ASX 5 3 40%
01685:xhkg Boer Power Holdings Ltd HKEX 7 3 40%
00956:xhkg China Suntien Green Energy Corp Ltd HKEX 8 3 40%
BTX:xase BioTime Inc. AMEX 8 3 40%
03081:xhkg ValueGold ETF HKEX 3 1 10%
03046:xhkg Value China ETF HKEX 4 2 20%
SODA:xnas SodaStream International NSC 7 3 40%
C076:xetr ComStage ETF STOXX Europe 600 Technology NR XETR_ETF 4 2 20%
DXET:xetr db x-trackers Euro Stoxx 50® UCITS ETF XETR_ETF 3 1 10%
ISPA:xetr iSh. STOXX Global Select Dividend 100 ETF XETR_ETF 3 1 10%
EUNI:xetr iShares MSCI Emerging Markets SmallCap UCITS ETF XETR_ETF 5 2 20%
MGT:xpar Lyxor UCITS ETF DJ Global Titans 50 PAR 6 3 40%
URA:arcx Global X Uranium ETF NYSE_ARCA 3 1 20%
CO:xnys China Cord Blood Corp. NYSE 8 3 40%
03087:xhkg db x-trackers FTSE Vietnam ETF HKEX 4 2 20%
RBI:xwbo Raiffeisen Bank International AG VIE 5 2 20%
MAIL:xlon Mail.ru Group Ltd LSE_INTL 6 2 20%
IHYG:xlon iShares Euro High Yld Corp Bnd UCITS ETF LSE_ETF 3 1 20%
03049:xhkg db x-trackers CSI300 Index ETF HKEX 4 2 20%
02841:xhkg iShares CSI A-share Consumer Staples Index ETF HKEX 4 2 20%
ISJP:xlon iShares MSCI JPN Smallcp UCITS ETF LSE_ETF 4 2 20%
ISP6:xlon iShares S&P Small cap 600 UCITS ETF LSE_ETF 4 2 20%
ISFE:xlon iShares MSCI AC FE Ex-JPN SC UCITS ETF LSE_ETF 4 2 20%
CMRE:xnys Costamare Inc. NYSE 4 2 20%
PSLV:arcx Sprott Physical Silver Trust NYSE_ARCA 3 1 20%
01238:xhkg Powerlong Real Estate Holdings HKEX 8 3 40%
XRS:xnys TAL Education Group ADR Reptg 2 NYSE 4 2 20%
OD7L:xetr ETFS Natural Gas FSE 7 4 80%
CHMT:xnys Chemtura Corp. NYSE 3 2 20%
SBRAV:xnas Sabra Health Care REIT Inc. NASDAQ 5 2 20%
GM:xnys General Motors Co. NYSE 2 1 10%
CSBGC3:xswx CS ETF SBI ETF SWX 3 1 10%
BAH:xnys Booz Allen Hamilton Holding Corp. NYSE 3 1 10%
HHC:xnys Howard Hughes NYSE 5 3 40%
DXS3:xetr db x-trackers S&P 500 Short ETF XETR_ETF 3 1 20%
HD9:xses DB X Trackers FTSE Vietnam ETF SGX-ST 4 2 20%
IEGM:xlon iShares Euro Gov Bnd 7-10Yr UCITS ETF LSE_ETF 3 1 10%
IEGA:xlon iShares Core Euro Government Bond UCITS ETF LSE_ETF 3 1 10%
IEGX:xlon iShares Euro Gov Bnd 3-5Yr UCITS ETF LSE_ETF 3 1 10%
MYX:xasx Mayne Pharma Group Ltd ASX 7 3 40%
NORW:arcx Global X MSCI Norway ETF NYSE_ARCA 4 2 20%
EMAAA:xmil Lyxor EMTS Hirat Mc-Wei Gov Dr UCITS ETF MIL 3 1 20%
ZEAL:xcse Zealand Pharma Aktieselskabet CSE 8 3 40%
VRA:xnas Vera Bradley Inc. NASDAQ 5 3 40%
PACB:xnas Pacific Biosciences of California Inc. NASDAQ 8 2 20%
02833:xhkg Hang Seng Index ETF HKEX 3 1 10%
M1GU:xses Sabana Shari'ah Compliant REIT SGX-ST 5 2 20%
L100:xpar Lyxor UCITS ETF FTSE 100 PAR 3 1 20%
TWN:xpar Lyxor ETF Taiwan PAR 3 1 10%
DJE:xpar Lyxor UCITS ETF DJ Industrial Average PAR 3 1 20%
KRW:xpar Lyxor ETF MSCI Korea A Cap/Dis PAR 3 1 20%
DAX:xpar Lyxor Dax (DR) UCITS ETF PAR 3 1 10%
LYSSL:xswx LYXOR ETF DAILY 2Short SMI SWX 7 4 80%
TRG:xlon TR European Growth Trust Plc LSE_SETS 3 1 10%
JEMI:xlon JPMorgan Global Emerging Markets Income Trust Plc LSE_SETS 3 1 10%
SCAM:xlon Scottish American Investment Co Plc LSE_SETS 3 1 10%
BIV:arcx Vanguard Intermediate-Term Bond ETF NYSE_ARCA 3 1 20%
DOC:xwbo Do & Co Restaurants & Catering AG VIE 6 2 20%
SLB:xswx Schlumberger Limited SWX 2 1 10%
GOR:xasx Gold Road Resources Ltd ASX 8 3 40%
DKINMSC:xcse Danske Invest Nye Markeder Small Cap CSE_INV 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
FDM:arcx First Trust Dow Jones Select MicroCap Index ETF NYSE_ARCA 3 1 20%
LCOC:xlon ETFS Leveraged Cocoa LSE_SETS 6 3 40%
LCOR:xlon ETFS Leveraged Corn LSE_SETS 4 2 20%
LCFE:xlon ETFS Leveraged Coffee LSE_SETS 6 3 40%
LCTO:xlon ETFS Leveraged Cotton LSE_SETS 6 3 40%
LSYO:xlon ETFS Leveraged Soybean Oil LSE_SETS 6 3 40%
HXT:xtse Horizons BetaPro S&P/TSX 60 Index TSE 4 2 20%
IWV:arcx iShares Russell 3000 Index ETF NYSE_ARCA 3 1 10%
ETLX:xetr ETFX DAXglobal Gold Mining Fund XETR_ETF 7 4 80%
JBPAEA:xswx JB PPAF (EUR) A ETF SWX 3 1 10%
GJF:xosl Gjensidige Forsikring ASA OSE 4 1 20%
GLTR:arcx ETFS Physical PM Basket Shares NYSE_ARCA 3 1 10%
00708:xhkg Evergrande Health Industry Group Ltd HKEX 8 3 40%
DANG:xnys E-Commerce China Dangdang ADR NYSE 7 3 40%
NUGT:arcx Direxion Daily Gold Miners Bull 3X ETF NYSE_ARCA 6 3 40%
DUST:arcx Direxion Daily Gold Miners Bear 3X ETF NYSE_ARCA 4 2 20%
01728:xhkg China ZhengTong Auto Services Holdings HKEX 6 3 40%
00327:xhkg Pax Global Technology HKEX 6 3 40%
XFVT:xlon DB X Trackers FTSE Vietnam ETF LSE_ETF 4 2 20%
WAX:xasx WAM Research Ltd ASX 7 4 80%
NXT:xasx Nextdc Ltd ASX 8 3 40%
01230:xhkg Yashili International Holdings Ltd HKEX 5 3 40%
GCAP:xnys GAIN Capital Holdings NYSE 6 3 40%
AG:xnys First Majestic Silver Corp. NYSE 7 2 20%
QADB:xnas QAD Inc. NASDAQ 8 3 40%
SPB:xnys Spectrum Brands Holdings Inc. NYSE 3 1 10%
LAT:xpar Aviation Latecoere PAR 8 3 40%
PCH:xnas Potlatch Corp. NASDAQ 5 2 20%
GCC:arcx WisdomTree Continuous Commodity Index Fund NYSE_ARCA 4 2 20%
DBU:arcx WisdomTree International Utilities ETF NYSE_ARCA 3 1 10%
CFFND:xnas Capitol Federal Financial NASDAQ 3 2 20%
HAS:xnas Hasbro Inc. NASDAQ 5 1 10%
S27:xses SPDR S&P 500 ETF Trust SGX-ST 3 1 10%
IEMA:xams iShares MSCI Emerging Markets UCITS ETF (Acc) AMS 4 2 20%
IMAE:xams iShares MSCI Europe UCITS ETF (Acc) AMS 3 1 10%
NOAH:xnys Noah Holdings ADR NYSE 5 2 20%
01812:xhkg Shandong Chenming HKEX 8 3 40%
01666:xhkg Tong Ren Tang Technologies HKEX 6 1 20%
VXZ:arcx Barclays Bank iPath S&P 500 VIX Mid Term Futures NYSE_ARCA 3 1 20%
SEMA:xlon iShares MSCI Emerging Markets UCITS ETF (Acc) LSE_ETF 4 2 20%
SWDA:xlon iShares Core MSCI World UCITS ETF LSE_ETF 3 1 10%
IWDE:xlon iShares MSCI World EUR Hedged UCITS ETF LSE_ETF 4 2 20%
OD7U:xetr ETFS Agriculture DJ-UBSCI FSE 7 4 80%
IAEX:xams iShares AEX ETF AMS 3 1 20%
LION:xnas Fidelity Southern Corp. NASDAQ 6 3 40%
TCAP:xnys Triangle Capital Corporation NYSE 5 2 20%
INDL:arcx Direxion Daily India Bull 3X Shares NYSE_ARCA 6 3 40%
ECON:arcx Emerging Markets Consumer Titans Index ETF NYSE_ARCA 3 1 10%
ASNA:xnas Ascena Retail Group Inc. NASDAQ 3 2 20%
HNH:xnas Handy & Harman NSC 8 3 40%
USNA:xnys USANA Health Sciences Inc. NYSE 6 2 20%
J0P:xses db x-trackers MSCI World TRN Index ETF SGX-ST 4 2 20%
MSI:xnys Motorola Solutions Inc. New NYSE 3 1 10%
CGX:xtse Cineplex Inc. TSE 3 1 20%
BNE:xtse Bonterra Energy Corp. TSE 6 2 20%
BRSN:xlon Berendsen Plc LSE_SETS 4 2 20%
CNF:xpar CRCAM NORD CCI PAR 7 3 40%
PAGG:xnas PowerShares Global Agriculture ETF NASDAQ 4 2 20%
CAR:xnas Avis Budget Group Inc. NASDAQ 3 2 20%
01086:xhkg Goodbaby International Holdings Ltd HKEX 8 3 40%
ERF:xtse Enerplus Corporation TSE 5 2 20%
CFX:xtse Canfor Pulp Products Inc. TSE 6 3 40%
ARX:xtse ARC Resources Ltd TSE 4 1 20%
PVG:xtse Pretium Resources Inc. TSE 7 2 20%
ERUS:arcx iShares MSCI Russia Capped ETF NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PEY:xtse Peyto Exploration & Development Corp. TSE 4 1 20%
BTE:xtse Baytex Energy Corp. TSE 7 2 20%
ICOV:xlon iShares EURO Covered Bond UCITS ETF LSE_ETF 3 1 20%
VC:xnys Visteon Corp. NYSE 3 1 10%
PGF:xtse Pengrowth Energy Corp. TSE 6 2 20%
PWT:xtse Penn West Petroleum Ltd TSE 8 3 40%
01798:xhkg China Datang Corporation Renewable Power Co Ltd HKEX 8 3 40%
SUBC:xosl Subsea 7 SA OSE 4 1 20%
UTG:xase Reaves Utility Income Closed Fund AMEX 3 1 20%
BGT:xnys BlackRock Floating Rate Income Closed Fund NYSE 3 1 20%
RE:xpar Colas SA PAR 5 2 20%
SZIC:xlon ETFS DAILY SHORT ZINC LSE_SETS 7 4 80%
SPLA:xlon ETFS Short Platinum LSE_SETS 7 4 80%
MES:arcx VanEck Vectors Gulf States Index ETF NYSE_ARCA 3 1 20%
DBX5:xetr db x-trackers MSCI Taiwan Index UCITS ETF XETR_ETF 3 1 10%
EIRL:arcx iShares MSCI Ireland Capped ETF NYSE_ARCA 4 2 20%
DMLP:xnas Dorchester Minerals LP NASDAQ 6 3 40%
NCV:xnys AllianzGI Convertible & Income Fund NYSE 3 1 10%
EPOL:arcx iShares MSCI Poland Capped ETF NYSE_ARCA 4 2 20%
BRGE:xlon Blackrock Greater Euro Inv. Trust Closed Fund LSE_SETS 3 1 10%
HNE:xlon Henderson Eurotrust Closed Fund LSE_SETS 3 1 10%
IVI:xlon Invesco Income Growth Trust Closed Fund LSE_SETS 3 1 10%
1157:xhkg Changsha Zoomlion Heavy Ind. S&T Dev Co Ltd HKEX 6 3 40%
NSU:xetr Audi AG FSE 4 1 10%
IF:xase Aberdeen Indonesia Fund Inc. Closed End Fund AMEX 5 2 20%
SNN:xnys Smith & Nephew PLC ADR NYSE 3 1 10%
KEY:xtse Keyera Corp. TSE 4 1 20%
02835:xhkg Horizons KOSPI 200 ETF HKEX 5 2 20%
6141:xtks DMG Mori Co. Ltd TYO 4 2 20%
7246:xtks Press Kogyo Co. Ltd TYO 6 3 40%
XIU:xtse iShares S&P/TSX 60 Index ETF TSE 3 1 10%
WPPGY:xnas WPP Plc NASDAQ 3 1 10%
EXSD:xetr iSh. STOXX Europe Mid 200 XETR_ETF 3 1 10%
AIGWSWI:xnys American International Group Inc. - Warrants NYSE 2 1 10%
FRU:xtse Freehold Royalties Ltd TSE 4 2 20%
BRSC:xlon BlackRock Smaller Companies Trust LSE_SETS 3 1 10%
IAG:xmce International Consolidated Airlines Group SA SIBE 5 2 20%
00377:xhkg Huajan Holdings Ltd HKEX 8 3 40%
IAG:xlon International Consolidated Airlines Group SA LSE_SETS 5 2 20%
RVA:xasx Reva Medical Inc. ASX 8 3 40%
FLT:xnys FleetCor Technologies Inc. NYSE 4 2 20%
APAM:xams Aperam SA AMS 5 2 20%
APAM:xmce Aperam SA SIBE 5 2 20%
SPNS:xnas Sapiens International Corp. NSC 7 2 20%
CSW:xpar Amundi ETF MSCI SWITZERLAND UCITS ETF PAR 3 1 20%
01282:xhkg China Goldjoy Group Ltd HKEX 8 3 40%
CASH:xnas Meta Financial Group Inc. NASDAQ 6 3 40%
BNO:arcx United States Brent Oil Fund LP NYSE_ARCA 3 1 20%
BNP:xtse Bonavista Energy Corp. TSE 6 2 20%
GLUU:xnas Glu Mobile Inc. NASDAQ 6 3 40%
NLSN:xnys Nielsen NV NYSE 3 2 20%
WWD:xnas Woodward Inc. NASDAQ 3 1 10%
ASX:xnys Advanced Semiconductor Engineering Inc. ADR NYSE 3 1 10%
CATL:xlon ETFS Live Cattle ETC LSE_SETS 7 4 80%
HOGS:xlon ETFS Lean Hogs ETC LSE_SETS 7 4 80%
TRCN:xlon Center for Cargo Container Traffic Transcont PJSC LSE_INTL 8 3 40%
C2U:xpar Amundi ETF SHRT USA ETF PAR 5 2 20%
7974:xtks Nintendo Co Ltd TYO 4 3 40%
CAF:xpar CRCAM Paris Et IDF PAR 6 3 40%
CRBP2:xpar Caisse Reg. de Credit Agr. Mutuel Brie Picardie PAR 6 1 10%
WDP:xbru Warehouse & Distribution De Pauw SICAFI SCA BRU 5 2 20%
DNQ:xetr Statoil ASA - NOCT FSE 5 1 10%
TGZ:xtse Teranga Gold Corp. TSE 8 3 40%
CBKD:xlon Commercial Intl.Bank (Egypt) Sae GDR LSE_INTL 5 3 40%
AGRO:xnys Adecoagro SA NYSE 4 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
AM3A:xpar Amundi ETF Aaa Govt Bond Euromts PAR 6 3 40%
CLS:xtse Celestica Inc. TSE 4 2 20%
BCB:xtse Cott Corp. TSE 6 3 40%
DH:xtse DH Corp. TSE 3 1 20%
JE:xtse Just Energy Group Inc. TSE 5 2 20%
MX:xtse Methanex Corp. TSE 4 1 20%
OTC:xtse Open Text Corp. TSE 3 2 20%
QBR_B:xtse Quebecor Inc. TSE 3 1 20%
TFI:xtse TransForce Inc. TSE 3 1 20%
TDG:xtse Trinidad Drilling Ltd TSE 7 3 40%
GIB_A:xtse CGI Group Inc. TSE 3 1 20%
CAE:xtse CAE Inc. TSE 4 1 20%
HR_UN:xtse HandR Real Estate Investment Trust Units TSE 3 1 20%
BKU:xnys BankUnited Inc. NYSE 3 2 20%
INXN:xnys InterXion Holding NV NYSE 4 2 20%
AAT:xnys American Assets Trust Inc. NYSE 5 2 20%
AOA:arcx iShares Aggressive Allocation NYSE_ARCA 3 1 10%
JBPLUA:xswx Julius Baer Physical Platinum Fund USD ETF SWX 7 4 80%
ND8U:xses Frasers Commercial Trust SGX-ST 5 2 20%
THIN:xosl Thin Film Electronics ASA OSE 8 3 40%
EXHD:xetr iShares eb.rexx Government Germany 5.5-10.5 XETR_ETF 3 1 20%
IWDA:xams iShares Core MSCI World UCITS ETF AMS 4 2 20%
AQG:xasx Alacer Gold Corp. ASX 8 2 20%
GLB:xlon Glanbia Plc LSE_SETS 4 1 10%
SP5:xpar Lyxor S&P 500 UCITS ETF PAR 3 1 10%
RIFS:xlon Reliance Infrastructure Ltd GDR LSE_INTL 8 3 40%
PICB:arcx PowerShares International Corporate Bond ETF NYSE_ARCA 3 1 20%
IUSE:xlon iShares S&P 500 EUR Hedged UCITS ETF LSE_ETF 3 1 10%
VCLT:xnas Vanguard Long-Term Corporate Bond Idx Fund;ETF NASDAQ 3 1 10%
IMAX:xnys Imax Corp. NYSE 4 1 10%
GTAA:arcx AdvisorShares Morgan Creek Global Tactical ETF NYSE_ARCA 3 1 20%
6981:xtks Murata Manufacturing Company Ltd TYO 3 2 20%
AUCO:xams ETFX Daxglobal Gold Mining Fund AMS 6 3 40%
VNQI:xnas Vanguard Global ex US Real Estate ETF NASDAQ 3 1 10%
DNI:xnys Dividend and Income Closed Fund NYSE 5 2 20%
JOBS:xnas 51job Inc. ADR NASDAQ 4 2 20%
IUS3:xetr iShares S&P Small Cap 600 UCITS ETF XETR_ETF 4 2 20%
EUN3:xetr iShares Global Government Bond UCITS ETF XETR_ETF 6 3 40%
RYT:arcx Gugg S&P Equal Weight Technology ETF NYSE_ARCA 4 2 20%
RHS:arcx Guggenheim S&P 500 Equal Weight Con Staples ETF NYSE_ARCA 3 1 20%
RYH:arcx Gugg S&P Equal Weight Health Care ETF NYSE_ARCA 4 2 20%
FXD:arcx First Trust Consumer Discretionary AlphaDEX ETF NYSE_ARCA 4 2 20%
MND:xtse Mandalay Resources Corp. TSE 8 3 40%
HDGE:arcx AdvisorShares Active Bear ETF NYSE_ARCA 3 1 20%
AU2:xpar Lyxor Australia (S&P ASX 200) UCITS ETF PAR 6 3 40%
ASR:xtse Alacer Gold Corp. TSE 7 2 20%
TRGP:xnys Targa Resources Corp. NYSE 4 2 20%
CLF:xtse iShares 1-5 Year Laddered Gover Bond Index ETF TSE 3 1 10%
IJPE:xlon iShares MSCI Japan EUR Hedged UCITS ETF LSE_ETF 4 2 20%
SOYO:xlon ETFS Soybean Oil ETC LSE_SETS 7 4 80%
ZINC:xlon ETFS Zinc ETC LSE_SETS 7 4 80%
EXSH:xmil iShares STOXX Europe Select Dividend 30 ETF MIL 5 2 20%
EXSA:xmil iShares STOXX Europe 600 UCITS ETF MIL 3 1 20%
EXS1:xmil iShares DAX UCITS ETF MIL 3 1 20%
EXSI:xmil iShares EURO STOXX UCITS ETF MIL 7 4 80%
EXX5:xmil iShares DJ US Select Dividend UCITS ETF MIL 6 3 40%
EXXY:xmil iShares Diversified Commodity Swap UCITS ETF MIL 3 1 20%
ISF:xmil iShares Plc Core FTSE 100 UCITS ETF MIL 3 1 20%
EUN:xmil iShares STOXX Europe 50 UCITS ETF MIL 3 1 20%
IBCX:xmil iShares Euro Corporate Bond ETF MIL 3 1 20%
LQDE:xmil iShares Dollars Corporate Bond ETF MIL 3 1 20%
DJMC:xmil iShares Euro STOXX Mid ETF MIL 4 2 20%
IWRD:xmil iShares MSCI World UCITS ETF MIL 3 1 20%
IDVY:xmil iShares Euro STOXX Select Dividend ETF MIL 3 1 20%
IBCI:xmil iShares Euro Inflation Linked Bond ETF MIL 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IUKD:xmil iShares FTSE UK Dividend Plus ETF MIL 4 2 20%
IPRP:xmil iShares FTSE/EPRA European Property Index Fund ETF MIL 3 1 20%
IKOR:xmil iShares MSCI Korea UCITS ETF MIL 3 1 20%
IEER:xmil iShares MSCI Eastern Europe 10/40 ETF MIL 3 1 20%
INAA:xmil iShares MSCI North America ETF MIL 3 1 20%
IEUX:xmil iShares MSCI Europe ex-UK ETF MIL 3 1 20%
IBGS:xmil iShares Barclays Euro Government Bond 1-3 ETF MIL 3 1 20%
IBTS:xmil iShares Dollars Treasury Bond 1-3 ETF MIL 3 1 20%
IAPD:xmil iShares DJ Asia/Pacific Select Dividend ETF MIL 3 1 20%
IASP:xmil iShares FTSE EPRA/NAREIT Asia Property Yield Fund MIL 4 2 20%
IWDP:xmil iShares FTSE EPRA/NAREIT Global Property Yield Fun MIL 3 1 20%
INFR:xmil iShares Global Infrastructure UCITS ETF MIL 3 1 20%
ITKY:xmil iShares MSCI Turkey ETF MIL 5 2 20%
IBTM:xmil iShares Dollars Treasury Bond 7-10 ETF MIL 3 1 20%
IBGM:xmil iShares Barclays Euro Government Bond 7-10 ETF MIL 3 1 10%
IBGL:xmil iShares Barclays Euro Government Bond 15-30 ETF MIL 3 1 20%
ITPS:xmil iShares Dollars TIPS ETF MIL 3 1 20%
IH2O:xmil iShares S&P Global Water ETF MIL 3 1 20%
IUKP:xmil iShares FTSE EPRA/NAREIT UK Property Fund ETF MIL 4 2 20%
BR50:xmil iShares FTSE BRIC 50 ETF MIL 3 1 20%
IMIB:xmil iShares FTSE MIB UCITS ETF MIL 3 1 20%
INRG:xmil iShares S&P Global Clean Energy ETF MIL 3 1 20%
IMEU:xmil iShares MSCI Europe UCITS ETF MIL 3 1 10%
LTAM:xmil iShares MSCI Em LATAM UCITS ETF MIL 3 1 20%
IEMB:xmil iShares JPMorgan Dollars Em. Mkts Bond ETF MIL 3 1 20%
IEMI:xmil iShares S&P Emerging Markets Infrastructure ETF MIL 3 1 20%
ICOV:xmil iShares Euro Covered Bond UCITS ETF MIL 4 2 20%
IEAG:xmil iShares Euro Aggregate Bond UCITS ETF MIL 5 2 20%
IEAC:xmil iShares Core Euro Corporate Bond UCITS ETF MIL 3 1 20%
SMEA:xmil iShares MSCI Europe UCITS ETF MIL 3 1 20%
SWDA:xmil iShares Core MSCI World UCITS ETF MIL 4 2 20%
SEMA:xmil iShares MSCI Emerging Markets UCITS ETF MIL 3 1 20%
SJPA:xmil iShares Core MSCI Japan IMI UCITS ETF MIL 4 2 20%
SE15:xmil iShares Euro Corp. Bond 1-5 Yr UCITS ETF MIL 3 1 20%
SPXJ:xmil iShares Msci Pac Ex-Jpn UCITS ETF MIL 3 1 20%
IBGZ:xmil iShares Euro Government Bond 10-15yr UCITS ETF MIL 4 2 20%
SEGA:xmil iShares Core Euro Gov Bond UCITS ETF MIL 3 1 20%
IHYG:xmil iShares Markit iBoxx Euro High Yield ETF MIL 3 1 20%
INN:xnys Summit Hotel Properties Inc. NYSE 4 2 20%
NPTN:xnys NeoPhotonics Corp. NYSE 8 3 40%
PCRX:xnas Pacira Pharmaceuticals Inc. NASDAQ 6 2 20%
VXUS:xnas Vanguard Total International Stock ETF NASDAQ 6 3 40%
SHC:xpar Lyxor SH CAC 40 ETF PAR 4 2 20%
BTO:xtse B2Gold Corp. TSE 6 2 20%
CEE:xtse Centamin Egypt Ltd TSE 5 2 20%
LYNRGW:xswx Lyxor ETF MSCI World Energy TR SWX 4 2 20%
LYMATW:xswx Lyxor MSCI World Materials ETF SWX 4 2 20%
LYTELW:xswx Lyxor ETF MSCI World Telecommunication Services TR SWX 6 3 40%
LYUTLW:xswx Lyxor ETF MSCI World Utilities TR SWX 6 3 40%
IAF:xase Aberdeen Australia Equity Closed Fund AMEX 3 1 10%
GRR:xnys The Asia Tigers Funds Inc. NYSE 6 3 40%
BOE:xnys BlackRock Global Opportunities Equity Trust NYSE 3 1 20%
FAM:xnys First Trust/Aberdeen Global NYSE 4 2 20%
KEF:xnys Korea Equity Fund Inc. NYSE 3 1 20%
MXE:xnys Mexico Equity and Income Fund Inc. NYSE 6 3 40%
MXF:xnys The Mexico Fund Inc. NYSE 3 1 20%
RCS:xnys PIMCO Strategic Income Fund Inc. NYSE 3 1 20%
SGF:xnys Aberdeen Singapore Fund Inc. NYSE 3 1 20%
08005:xhkg Yuxing InfoTech Investement Holdings Ltd HKEX 7 3 40%
BRK:xlon Brooks Macdonald Group Plc LSE_SETS 6 3 40%
INDY:xnas iShares India 50 ETF NASDAQ 3 1 10%
IPHI:xnys Inphi Corp. NYSE 7 2 20%
XSFR:xlon db x-trackers S&P SELECT FRONTIER ETF LSE_ETF 4 2 20%
BRE:xpar Lyxor UCITS ETF STOXX Europe 600 Basic Resources PAR 3 1 10%
TNO:xpar Lyxor ETF DJ Stoxx 600 Technology ETF PAR 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BMO:xnys Bank of Montreal NYSE 3 1 10%
WDTI:arcx WisdomTree Managed Futures Strategy ETF NYSE_ARCA 3 1 10%
WD:xnys Walker & Dunlop Inc. NYSE 7 2 20%
ARGT:arcx Global X MSCI Argentina ETF NYSE_ARCA 4 2 20%
OILUSA:xswx UBS IS - CMCI Oil ETF (USD) SF-A SWX 7 4 80%
IPXJ:xlon iShares MSCI PAC Ex-JPN UCITS ETF LSE_ETF 4 2 20%
ZCM:xtse BMO Mid Corporate Bond Index ETF TSE 5 2 20%
MTRN:xnys Materion Corp. NYSE 5 3 40%
JBSIUX:xswx Julius Baer Physical Silver Fund (USD) AX ETF SWX 3 1 10%
NSP:xnys Insperity Inc. NYSE 5 1 10%
500:xpar Amundi S&P 500 UCITS ETF PAR 3 1 20%
PDT:xnys John Hancock Premium Dividend Fund NYSE 3 1 10%
DMO:xnys Western Asset Mortgage Defined Opportunty Fund NYSE 3 1 10%
01308:xhkg SITC International Holdings Co. Ltd HKEX 8 2 20%
EXK:xnys Endeavour Silver Corp. NYSE 8 3 40%
UTI:xpar Lyxor DJ Stoxx 600 Utilities ETF PAR 3 1 20%
INP:arcx Barclays Bank iPath MSCI India Index ETN NYSE_ARCA 3 1 20%
LF2:xses db x-trackers MSCI JAPAN INDEX UCITS ETF (DR) SGX-ST 3 1 10%
HCA:xnys HCA Holdings Inc. NYSE 3 1 10%
EZJ:arcx ProShares Ultra MSCI Japan NYSE_ARCA 5 2 20%
PKI:xtse Parkland Fuel Corp. TSE 4 2 20%
AEG:xnys Aegon N.V. ADR NYSE 4 2 20%
02208:xhkg Xinjiang Goldwind Science and Technology Co. Ltd HKEX 5 1 20%
AV:xnys Aviva PLC ADR NYSE 3 1 10%
JBSIEX:xswx Julius Baer Physical Silver Fund SWX 4 2 20%
FGD:arcx First Trust DJ Global Select Dividend Index ETF NYSE_ARCA 3 1 10%
DWX:arcx SPDR S&P International Dividend ETF NYSE_ARCA 3 1 20%
DHS:arcx WisdomTree High Dividend Fund ETF NYSE_ARCA 3 1 10%
REM:arcx iShares FTSE NAREIT Mortgage Plus Capped Index ETF NYSE_ARCA 4 2 20%
00976:xhkg Chiho-Tiande Group Ltd HKEX 7 3 40%
NS8U:xses Hutchison Port Holdings Trust SGX-ST 3 1 10%
SYI:xasx SPDR MSCI Australia Select High Dividend Yield ETF ASX 4 2 20%
WAM:xasx WAM Capital Ltd ASX 6 3 40%
MELK:xome Melker Schorling AB SSE 4 1 10%
GEM:xasx G8 Education Ltd ASX 6 3 40%
MINT:arcx PIMCO Enhanced Short Maturity ETF NYSE_ARCA 3 1 10%
ACV:xetr All for One Steeb AG FSE 8 3 40%
DLG:xmil De'Longhi SPA MIL 4 2 20%
01112:xhkg Biostime International Holdings Ltd HKEX 5 3 40%
ERO:xpar SPDR MSCI Europe UCITS ETF PAR 3 1 10%
CEU:xpar Amundi ETF MSCI EUROPE UCITS ETF PAR 3 1 10%
CU2:xpar Amundi ETF MSCI USA UCITS ETF PAR 3 1 20%
USA:xpar Lyxor UCITS ETF MSCI USA PAR 3 1 10%
MSE:xmce Lyxor Euro Stoxx 50 UCITS ETF SIBE 3 1 10%
SJB:arcx ProShares Short High Yield NYSE_ARCA 6 3 40%
CSOD:xnas Cornerstone OnDemand Inc. NASDAQ 5 1 10%
JLIF:xlon John Laing Infrastructure Fund Ltd LSE_SETS 3 1 10%
CSUSS:xswx CS ETF (IE) on MSCI USA Small Cap SWX 4 2 20%
NRS:xosl Norway Royal Salmon ASA OSE 8 2 20%
6963:xtks Rohm Co Ltd TYO 3 2 20%
ANIK:xnas Anika Therapeutics Inc. NASDAQ 5 2 20%
HII:xnys Huntington Ingalls Industries Inc. NYSE 4 2 20%
IWD:arcx iShares Russell 1000 Value Index ETF NYSE_ARCA 3 1 20%
OKEY:xlon O'Key Group SA GDR LSE_INTL 8 3 40%
MAN3:xetr MAN SE Vz FSE 5 1 20%
HMCX:xlon Hsbc FTSE 250 ETF LSE_ETF 4 2 20%
IJPE:xmil iShares MSCI Japan EUR Hedged UCITS ETF MIL 3 1 20%
IWDE:xmil iShares MSCI World EUR Hedged UCITS ETF MIL 4 2 20%
IUSE:xmil iShares S&P 500 EUR Hedged UCITS ETF MIL 4 2 20%
HDV:arcx iShares Core High Dividend ETF NYSE_ARCA 3 1 10%
LPLA:xnas LPL Investment Holdings Inc. NASDAQ 3 2 20%
ARR:xnys ARMOUR Residential REIT NYSE 5 2 20%
FLM:arcx First Trust ISE Global Engi & Cons Index Fund NYSE_ARCA 4 2 20%
CM:xnys Canadian Imperial Bank of Commerce NYSE 3 1 10%
TI:xnys Telecom Italia SpA NYSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SHPGY:xnas Shire Plc NASDAQ 3 1 10%
SYQ:xpar Easy ETF DJ Stoxx 600 Technology PAR 6 3 40%
ZGLDHC:xswx ZKB Gold ETF (CHF) SWX 3 1 10%
JBSICX:xswx Julius Baer Physical Silver Fund (CHF) AX ETF SWX 5 2 20%
IUS9:xetr iShares MSCI AC Far East ex-Japan SmallCap UCITS XETR_ETF 7 4 80%
08279:xhkg AGTech Holdings Ltd HKEX 8 2 20%
MTOR:xnys Meritor Inc. NYSE 4 3 40%
PRU:xtse Perseus Mining Ltd TSE 8 3 40%
SLS:xlon Standard Life UK Smaller Companies Trust Plc LSE_SETS 3 1 10%
EXHA:xetr iShares eb.rexx Government Germany UCITS ETF XETR_ETF 3 1 10%
SWFT:xnys Swift Transportation Co. NYSE 3 2 20%
SB0:xpar Amundi Government Euro Broad Short ETF PAR 6 3 40%
S10:xpar Amundi Government Euro Broad 10-15 Short ETF PAR 4 2 20%
02323:xhkg Topsearch International (Holdings) Ltd HKEX 8 3 40%
HZU:xtse Horizons BetaPro COMEX Silver Bull Plus ETF TSE 4 2 20%
AGRO:xlon Ros Agro GDR LSE_INTL 8 2 20%
IEXF:xlon iShares Euro Corp Bnd Ex-Fin UCITS ETF LSE_ETF 3 1 20%
EPHE:arcx iShares MSCI Philippines ETF NYSE_ARCA 3 1 20%
REX:xnys REX American Resources Corp. NYSE 7 3 40%
ARCO:xnys Arcos Dorados Holdings Inc. NYSE 7 2 20%
00189:xhkg Dongyue Group Ltd HKEX 7 4 80%
SMFG:xnys Sumitomo Mitsui Financial Group Inc. ADR NYSE 3 1 10%
VNET:xnas 21Vianet Group ADR Representing Six NSC 4 3 40%
INR:xmce Lyxor UCITS ETF MSCI India SIBE 5 2 20%
N2IU:xses Mapletree Commercial Trust SGX-ST 5 2 20%
8750:xtks The Dai-ichi Life Insurance Company Ltd TYO 3 2 20%
VMBS:xnas Vanguard Mortgage-Backed Secs Idx Fund NASDAQ 4 2 20%
UAN:xnys CVR Partners LP NYSE 5 3 40%
PHS_U:xtse Sprott Physical Silver Trust TSE 3 1 10%
00878:xhkg Soundwill Holdings Ltd HKEX 5 3 40%
SWM:xasx Seven West Media Ltd ASX 5 3 40%
DLTM:xlon iShares MSCI EM LAT AM UCITS ETF LSE_ETF 3 1 20%
NWC:xtse North West Company Inc. TSE 5 3 40%
PVL:xpar Plastiques Loire PAR 8 3 40%
GMWSB:xnys General Motors Equity Warrants Exp 10 July 2019 NYSE 3 1 10%
CNE:xtse Canacol Energy Ltd TSE 8 3 40%
EXI3:xetr iShares Dow Jones Industrial Average UCITS ETF XETR_ETF 3 1 10%
EXX1:xetr iShares EURO STOXX Banks (DE) XETR_ETF 3 1 20%
KMI:xnys Kinder Morgan Inc. NYSE 2 1 10%
LNZ:xwbo Lenzing AG VIE 4 1 20%
DX2J:xetr db x-trackers MSCI Europe Small Cap TRN Idx ETF XETR_ETF 7 4 80%
ZWB:xtse BMO Covered Call Canadian Banks ETF TSE 4 2 20%
ZMI:xtse BMO Monthly Income ETF TSE 5 2 20%
ZJG:xtse BMO Junior Gold Index ETF TSE 4 2 20%
ZJO:xtse BMO Junior Oil Index ETF TSE 4 2 20%
HZD:xtse Horizons BetaPro COMEX Silver Bear Plus TSE 7 4 80%
YIEL:xpar Lyxor UCITS ETF iBoxx EUR Liquid High Yield 30 PAR 3 1 20%
WFM:xnas Whole Foods Market Inc. NASDAQ 4 1 10%
AUCHAH:xswx UBS IS - Gold (CHF) hedged ETF A SWX 3 1 20%
KDX:xtse Klondex Mines Ltd TSE 7 2 20%
540I:xetr Amundi ETF MSCI NORDIC UCITS ETF XETR_ETF 4 2 20%
TWE:xasx Treasury Wine Estates Ltd ASX 4 1 10%
TRVC:xetr Citigroup Inc. XETR_STARS 4 1 10%
RENN:xnys Renren Inc. ADR NYSE 7 3 40%
JBGOEA:xswx Julius Baer Physical Gold Fund-EUR A ETF SWX 6 3 40%
00136:xhkg HengTen Networks Group Ltd HKEX 8 3 40%
NQ:xnys NetQin Mobile Inc. ADR NYSE 6 3 40%
GNC:xnys GNC Holdings Inc. NYSE 4 2 20%
SREV:xnas ServiceSource International Inc. NASDAQ 8 3 40%
IGLO:xlon iShares Global Government Bond UCITS ETF LSE_ETF 3 1 10%
XUKX:xlon db x-trackers FTSE 100 UCITS ETF LSE_ETF 6 3 40%
VTU:xlon Vertu Motors Plc LSE_SETS 6 5 100%
GNE:xpar General Electric Co. PAR 3 1 10%
AUTN:xswx Autoneum Holding AG SWX 4 3 40%
KOS:xnys Kosmos Energy Ltd NYSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
HUKX:xlon HSBC FTSE 100 ETF LSE_ETF 3 1 20%
IPRV:xlon iShares Listed Private Equity UCITS ETF LSE_ETF 3 1 10%
CII:xnys BlackRock Enhanced Capital and Income Fund Inc. NYSE 3 1 10%
CBS_A:xnys CBS Corp. Class A NYSE 5 1 10%
GLEN:xlon Glencore Plc LSE_SETS 6 1 10%
LNKD:xnys LinkedIn Corp. NYSE 6 2 20%
AP4:xses Riverstone Holdings Ltd SGX-ST 8 3 40%
IBGX:xams iShares BC EUR Government Bond 3-5 EUR ETF AMS 3 1 10%
ETLN:xlon Etalon Group GDR LSE_INTL 6 3 40%
YNDX:xnas Yandex NV NASDAQ 5 1 10%
00805:xhkg Glencore Plc HKEX 6 1 20%
SREN:xvtx Swiss Re Ltd VX 3 1 20%
IGLS:xlon iShares UK Gilts 0-5 yr UCITS ETF LSE_ETF 4 2 20%
IGLT:xlon iShares Core UK Gilts UCITS ETF LSE_ETF 3 1 10%
SAX:xetr Stroeer SE FSE 4 1 10%
FOUR:xlon 4imprint Group Plc LSE_SETS 6 3 40%
8522:xetr ComStage iBoxx € Svrgn Germ Cppd 5-10 TR UCITS ETF XETR_ETF 3 1 10%
PNL:xams PostNL NV AMS 4 1 10%
AVON:xlon Avon Rubber Plc LSE_SETS 6 3 40%
CTD:xasx Corporate Travel Management Ltd ASX 5 3 40%
02282:xhkg MGM China Holdings Ltd HKEX 4 3 40%
RWE3:xetr RWE AG Vz FSE 5 2 20%
DDD:xnys 3D Systems Corp. NYSE 5 2 20%
FXH:arcx First Trust Health Care AlphaDEX ETF NYSE_ARCA 4 2 20%
HYUD:xlon Hyundai Motor Company Ltd LSE_INTL 5 2 20%
AREVA:xpar Areva PAR 5 3 40%
SLB:xpar Schlumberger NV PAR 2 1 10%
LDL:xnys Lydall Inc. NYSE 6 2 20%
TLLP:xnys Tesoro Logistics LP NYSE 3 2 20%
AL:xnys Air Lease Corp. NYSE 3 1 10%
COR:xnys CoreSite Realty Corp. NYSE 5 2 20%
00494:xhkg Li & Fung Ltd HKEX 3 1 10%
ALD:arcx WisdomTree Asia Local Debt Fund NYSE_ARCA 3 1 10%
GCVRZ:xnas Sanofi CVR NASDAQ 3 1 10%
GRFS:xnas Grifols SA NASDAQ 3 2 20%
IPOL:xlon iShares MSCI Poland UCITS ETF LSE_ETF 4 2 20%
AFN:xtse Ag Growth International Inc. TSE 5 3 40%
IHD:xasx iShares S&P/ASX Dividend Opportunities ETF ASX 4 2 20%
USAUSA:xswx UBS-ETF MSCI USA A USD line SWX 3 1 10%
HSD:xtse Horizons BetaPro S&P 500 Bear Plus ETF TSE 3 1 10%
FRC:xnys First Republic Bank NYSE 3 1 10%
XRH0:xlon DB Physical Rhodium ETC LSE_SETS 5 2 20%
IRL:xnys New Ireland Closed Fund NYSE 6 3 40%
01135:xhkg Asia Satellite Telecommunications Holdings Ltd HKEX 4 3 40%
MOLD:xlon MOL Hungarian Oil and Gas Plc LSE_INTL 8 2 20%
01866:xhkg China XLX Fertiliser Ltd HKEX 8 3 40%
FDP:xlon First Derivatives Plc LSE_SETS 6 3 40%
SEUP:xlon ETFS Short EUR Long USD ETC LSE_SETS 5 2 20%
AGT:xtse AGT Food and Ingredients Inc. TSE 5 3 40%
AXW:xpar Axway Software PAR 7 3 40%
PHY_U:xtse Sprott Physical Gold Trust TSE 3 1 10%
RPXC:xnas RPX Corp. NASDAQ 5 3 40%
RLJ:xnys RLJ Lodging Trust NYSE 3 1 10%
SYBM:xetr SPDR Barclays Emerging Markets Local Bond UCITS ET XETR_ETF 4 2 20%
P:xnys Pandora Media Inc. NYSE 5 2 20%
VCSH:xnas Vanguard Short-Term Corporate Bond Idx Fund ETF NASDAQ 3 1 10%
TWO:xnys Two Harbors Investment Corp. NYSE 3 1 10%
IQQ4:xetr iShares FTSE EPRA/NAREIT Asia Prop Yld Fd ETF XETR_ETF 6 3 40%
SIX:xnys Six Flags Entertainment Corp. NYSE 4 1 10%
EFGD:xlon EFG-Hermes Holdings LSE_INTL 8 3 40%
SDIV:arcx Global X SuperDividend ETF NYSE_ARCA 3 1 20%
COIC:xome Concentric A/B SSE 6 3 40%
GNAT:arcx WisdomTree Global Natural Resources ETF NYSE_ARCA 4 2 20%
AUSE:arcx WisdomTree Australia Dividend ETF NYSE_ARCA 4 2 20%
AXJL:arcx WisdomTree Asia-Pacific ex-Japan ETF NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MNR:xnys Monmouth Real Estate Investment Corp. NYSE 6 3 40%
BIJ:xetr Bijou Brigitte Modische Accessoires AG FSE 8 3 40%
01913:xhkg Prada SpA HKEX 4 1 20%
COUK:xlon Lyxor ETF iBoxx Liquid Corporates Long Dated LSE_ETF 6 3 40%
SEMB:xlon iShares JPM USD Emerging Mkts Bond UCITS ETF LSE_ETF 3 1 10%
MLN:arcx VanEck Vectors AMT-Free Long Municipal Index ETF NYSE_ARCA 3 1 20%
PXMG:arcx PowerShares Russell Midcap Pure Growth Portfolio NYSE_ARCA 3 1 10%
IUS6:xetr iShares Euro Covered Bond UCITS ETF XETR_ETF 3 1 10%
SFER:xmil Salvatore Ferragamo spa MIL 4 1 20%
ALTA:xpar Altarea PAR 5 2 20%
HMXJ:xlon HSBC MSCI Pacific Ex Japan ETF LSE_ETF 3 1 10%
JCQ:xpar Jacquet Metal Service PAR 5 3 40%
CABK:xmce CaixaBank SA SIBE 4 1 10%
KRC:xnys Kilroy Realty Corp. NYSE 4 2 20%
VOE:arcx Vanguard Mid-Cap Value Index Fund ETF NYSE_ARCA 3 1 20%
EWEM:arcx Guggenheim MSCI Emerging Mkts Eq Wt ETF NYSE_ARCA 4 2 20%
AMCX:xnas AMC Networks Inc. NASDAQ 3 2 20%
HFC:xnys HollyFrontier Corp. NYSE 4 1 10%
MPC:xnys Marathon Petroleum Corp. NYSE 3 1 10%
AIF:xtse Altus Group Ltd TSE 6 2 20%
SBER:xlon Sberbank of Russia LSE_INTL 5 3 40%
N6M:xses iShares J.P. Morgan USD Asia Credit Bond Index ETF SGX-ST 3 1 10%
00382:xhkg Welling Holding Ltd HKEX 7 3 40%
DIA:xmce Distribuidora Internacional De Alimentacion SIBE 3 1 10%
IRE:xmil Iren SpA MIL 4 2 20%
SAVE:xnas Spirit Airlines Inc. NASDAQ 4 2 20%
03010:xhkg iShares MSCI AC Asia ex Japan Index ETF HKEX 5 2 20%
01231:xhkg Newton Resources Ltd HKEX 8 3 40%
AMAG:xwbo AMAG Austria Metall AG VIE 5 2 20%
YINN:arcx DIREXION DAILY FTSE CHINA BULL 3X SHARES NYSE_ARCA 7 4 80%
02607:xhkg Shanghai Pharmaceuticals Holding Co Ltd HKEX 5 1 10%
HLNG:xosl Hoegh LNG Holding Ltd OSE 5 2 20%
VELO:xcse Veloxis Pharmaceuticals A/S CSE 8 3 40%
BKIA:xmce BANKIA SA SIBE 4 2 20%
PHOR:xlon Phosagro OJSC LSE_INTL 6 3 40%
JSW:xwar Jastrzebska Spolka Weglowa SA WSE 8 3 40%
PSCH:xnas PowerShares S&P SmallCap Health Care ETF NASDAQ 3 1 10%
PNQI:xnas PowerShares Nasdaq Internet ETF NASDAQ 3 1 10%
RATE:xnys Bankrate Inc. NYSE 4 2 20%
SOY:xtse SunOpta Inc. TSE 8 3 40%
FRAN:xnas Francesca's Holdings Corp. NASDAQ 5 3 40%
DNKN:xnas Dunkin' Brands Group Inc. NASDAQ 5 1 10%
WETF:xnas Wisdomtree Investments Inc. NASDAQ 5 2 20%
TOU:xtse Tourmaline Oil Corp. TSE 4 1 10%
WAIR:xnys Wesco Aircraft Holdings Inc. NYSE 4 1 10%
06808:xhkg Sun Art Retail Group Ltd HKEX 6 1 10%
BRS:xwar Boryszew SA WSE 8 3 40%
EXX2:xetr iShares EURO STOXX Telecommunications (DE) ETF XETR_ETF 4 2 20%
EXXT:xetr iShares Nasdaq 100 (DE) ETF XETR_ETF 6 3 40%
CSP1:xlon iShares Core S&P 500 UCITS ETF LSE_ETF 3 1 20%
IUSP:xlon iShares US Property Yield UCITS ETF LSE_ETF 3 1 20%
CDR:xwar CD Projekt SA WSE 6 2 20%
IGWD:xlon iShares MSCI World GBP Hedged UCITS ETF LSE_ETF 3 1 10%
XMCX:xlon db x-trackers FTSE 250 UCITS ETF LSE_ETF 3 1 20%
C061:xetr ComStage STOXX EU 600 Atombls & Parts NR UCITS ETF XETR_ETF 4 2 20%
C071:xetr ComStage STOXX Europe 600 Media NR UCITS ETF XETR_ETF 6 3 40%
LYPL:xetr Lyxor ETF MSCI Europe Real Estate FCP XETR_ETF 6 3 40%
2HR:xetr H&R AG FSE 8 2 20%
CL4:xpar AMUNDI ETF LEVERAGED CAC 40 PAR 6 3 40%
NRGW:xpar Lyxor MSCI World Energy TR UCITS ETF PAR 3 1 10%
DXST:xetr db x-trackers II iTraxx Crossover 5y Short TR ETF XETR_ETF 3 1 10%
GAB:xnys Gabelli Equity Trust Inc. NYSE 4 2 20%
SPLV:arcx PowerShares S&P 500 Low Volatility Portfolio ETF NYSE_ARCA 3 1 20%
EVT:xnys Eaton Vance Tax-Advantaged Dividend Income Fund NYSE 3 1 10%
CGL:xtse iShares Gold Bullion ETF TSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VO:arcx Vanguard Mid Cap ETF NYSE_ARCA 3 1 10%
RUSS:arcx Direxion Daily Russia Bear 3X Shares NYSE_ARCA 7 4 80%
STR:xpar SPDR MSCI Europe Consumer Discretionary UCITS ETF PAR 3 1 10%
PHG:xpar Lyxor ETF Stoxx Europe 600 Prsnl & Household Goods PAR 3 1 10%
STE_A:xome Stora Enso Oyj SSE 7 2 20%
OV8:xses Sheng Siong Group Ltd SGX-ST 5 2 20%
LVD:xpar Lyxor Daily LevDAX UCITS ETF PAR 5 2 20%
AUT:xpar Lyxor ETF Stoxx Europe 600 Automobiles & Parts PAR 3 1 10%
SGLN:xlon iShares Physical Gold ETC LSE_SETS 5 2 20%
FNP:xasx Freedom Foods Group Ltd ASX 8 3 40%
MAJVAL:xcse Maj Invest Value Aktier CSE_INV 3 1 10%
MAJKON:xcse Maj Invest Kontra CSE_INV 3 1 10%
MAJDKA:xcse Maj Invest Danske Aktier CSE_INV 3 1 10%
GLPR:xlon Global Ports Investments Plc LSE_INTL 8 3 40%
VIXY:arcx ProShares VIX Short-Term Futures ETF NYSE_ARCA 4 2 20%
YANG:arcx Direxion Daily FTSE China Bear 3x Shares NYSE_ARCA 7 4 80%
RDI:xlon Redefine International Plc LSE_SETS 5 2 20%
CODI:xnys Compass Diversified Holdings NYSE 5 2 20%
QAU:xasx BetaShares Gold Bullion ETF (A$ Hedged) ASX 4 2 20%
LYPC:xetr Lyxor MSCI World Energy TR UCITS ETF XETR_ETF 4 2 20%
DBX4:xetr db x-trackers MSCI EM EMEA TRN Index ETF XETR_ETF 3 1 10%
LYM7:xetr Lyxor ETF MSCI Emerging Markets XETR_ETF 4 2 20%
FXG:arcx First Trust Consumer Staples AlphaDEX ETF NYSE_ARCA 4 2 20%
RDXS:xlon Source RDX UCITS ETF LSE_ETF 5 2 20%
LUC:xtse Lucara Diamond Corp. TSE 7 2 20%
PCTN:xlon Picton Property Income Ltd LSE_SETS 6 3 40%
SB1CHA:xswx SBI Domestic 1-3 ETF A SWX 3 1 10%
EUNR:xetr iShares Euro Corpo Bond ex-Financials UCITS ETF XETR_ETF 3 1 20%
CEU:xtse Canadian Energy Services & Technology Corp. TSE 6 3 40%
GLDX:arcx Global X Gold Explorers ETF NYSE_ARCA 4 2 20%
01378:xhkg China Hongqiao Group Ltd HKEX 5 2 20%
CWE:xpar Amundi ETF MSCI World Energy PAR 4 2 20%
DKIGI:xcse Danske Invest Global Indeks CSE_INV 3 1 10%
BBN:xnys BlackRock Taxable Municipal Bond Trust NYSE 3 1 10%
DXSG:xetr db x-trackers Stoxx 600 Telecommunications ETF XETR_ETF 4 2 20%
CSGLDC:xswx CS ETF II (CH) on Gold - hedged CHF SWX 3 1 20%
AEEM:xpar Amundi ETF MSCI Emerging Markets PAR 4 2 20%
XMKS:xetr db x-trackers MSCI EM CONS STAPLES TRN ETF XETR_ETF 4 2 20%
VIXM:arcx ProShares VIX Mid-Term Futures ETF NYSE_ARCA 4 2 20%
HPI:xnys John Hancock Preferred Income Fund NYSE 3 1 10%
BGA:xasx Bega Cheese Ltd ASX 5 3 40%
PNL:xlon Personal Assets Trust Plc LSE_SETS 3 1 10%
STAF:xlon Staffline Group Plc LSE_SETS 6 3 40%
APO:xnys Apollo Global Management LLC NYSE 3 1 10%
DKIDMOBL:xcse Danske Invest Dannebrog Mellemlange Obligation CSE_INV 3 1 10%
EXSB:xetr iShares DivDAX (DE) XETR_ETF 3 1 20%
BIB:xnas ProShares Ultra Nasdaq Biotechnology NASDAQ 7 4 80%
ENA:xwar Enea SA WSE 3 3 40%
GPW:xwar GPW SA WSE 5 3 40%
SCHP:xvtx Schindler Holding VX 3 1 20%
FSM:xnys Fortuna Silver Mines Inc. NYSE 8 2 20%
RDV:xasx Russell High Dividend Australian Shares ETF ASX 4 2 20%
PSGA:xlon PowerShares Global Agriculture NASDAQ OMX Fund LSE_ETF 3 1 10%
CUBE:xnys CubeSmart NYSE 4 2 20%
EWI:xlon Edinburgh Worldwide Investment Trust LSE_SETS 3 1 10%
EPG:xlon EP Global Opportunities Trust Plc LSE_SETS 3 1 10%
ATS:xlon Artemis Alpha Trust Plc LSE_SETS 3 1 10%
LWI:xlon Lowland Investment Company Plc LSE_SETS 3 1 10%
THRG:xlon BlackRock Throgmorton Trust Plc LSE_SETS 3 1 10%
HFEL:xlon Henderson Far East Income Ltd LSE_SETS 3 1 10%
NII:xlon New India Investment Trust Plc LSE_SETS 3 1 10%
SST:xlon Scottish Oriental Smaller Companies Trust Plc LSE_SETS 3 1 10%
OPHR:xlon Ophir Energy Plc LSE_SETS 6 3 40%
SIAT:xswx Credit Suisse Real Estate Fund Siat Close Fund SWX 3 2 20%
INT:xswx CS Real Estate Fund Interswiss SWX 7 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
FONC:xswx UBS (CH) Prp Leman Residnl Foncipar Closed Fund SWX 8 3 40%
SOL:xswx SOLVALOR 61 Unit Trust Closed Fund SWX 3 1 10%
FOC:xswx La Fonciere Closed Fund SWX 8 2 20%
IMHE:xswx Immo Helvetic Closed Fund SWX 8 3 40%
SIMA:xswx UBS (CH) Property Swiss Mixed Sima Closed Fund SWX 3 1 10%
SREA:xswx UBS (CH) Property Fd-Swiss Commercial 'Swissreal' SWX 3 2 20%
ANFO:xswx UBS (CH) Property Fd-Swiss Residential 'Anfos' SWX 3 2 20%
IM:xswx IMMOFONDS Schweizerischer Immobilien-Anlagefonds SWX 3 1 10%
FIR:xswx FIR Fonds Immobilier Romand SWX 5 3 40%
SIC:xswx SWC (CH) RE IFCA Anteile SWX 3 1 10%
SREIF:xswx Swissinvest Real Estate Investment Fund SWX 3 3 40%
NFI:xtse New Flyer Industries Inc. TSE 5 1 10%
CRI:xetr Unicredit SpA FSE 5 3 40%
SAGA_PREF:xome AB Sagax SSE 7 2 20%
O5RU:xses AIMS AMP Capital Industrial REIT SGX-ST 5 2 20%
GHC:xasx Generation Healthcare REIT ASX 7 4 80%
01910:xhkg Samsonite International SA HKEX 4 2 20%
ANZPC:xasx Australia & New Zealand Banking Group Ltd ASX 3 1 20%
ZFIN:xetr Zurich Insurance Group AG FSE 2 1 10%
AGE:xetr Agfa-Gevaert NV FSE 8 3 40%
AGI:xasx Ainsworth Game Technology Ltd ASX 6 3 40%
TCM:xlon Telit Communications Plc LSE_SETS 6 3 40%
PXT:xtse Parex Resources Inc. TSE 6 2 20%
DKIEUIXBNP:xcse Danske Invest Europa Indeks BNP CSE_INV 3 1 10%
FBHS:xnys Fortune Brands Home And Security Inc. NYSE 3 1 10%
ENEL:xmil Enel MIL 3 1 10%
AIM:xtse Aimia Inc. TSE 4 2 20%
ASR:xjse Assore Ltd JSE 6 3 40%
PPP:xnys Primero Mining Corp. NYSE 7 3 40%
ADH:xjse ADvTECH Ltd JSE 8 3 40%
AFE:xjse AECI Ltd JSE 4 3 40%
AFX:xjse African Oxygen Ltd JSE 8 3 40%
AGL:xjse Anglo American Plc JSE 5 2 20%
AIP:xjse Adcock Ingram Holdings Ltd JSE 6 3 40%
AMS:xjse Anglo American Platinum Ltd JSE 5 2 20%
ANG:xjse AngloGold Ashanti Ltd JSE 4 2 20%
APN:xjse Aspen Pharmacare Holdings Ltd JSE 3 1 20%
ARI:xjse African Rainbow Minerals Ltd JSE 6 3 40%
ARL:xjse Astral Foods Ltd JSE 5 3 40%
AVI:xjse AVI Ltd JSE 4 2 20%
BAT:xjse Brait SA JSE 4 3 40%
BAW:xjse Barloworld Ltd JSE 4 3 40%
BIL:xjse BHP Billiton Plc JSE 4 2 20%
BLU:xjse Blue Label Telecoms Ltd JSE 6 3 40%
BVT:xjse Bidvest Group Ltd JSE 3 3 40%
CLH:xjse City Lodge Hotels Ltd JSE 6 3 40%
CLS:xjse Clicks Group Ltd JSE 4 2 20%
CML:xjse Coronation Fund Managers Ltd JSE 5 2 20%
CPI:xjse Capitec Bank Holdings Ltd JSE 4 2 20%
CSB:xjse Cashbuild Ltd JSE 5 3 40%
DSY:xjse Discovery Holdings Ltd JSE 4 2 20%
DTC:xjse Datatec Ltd JSE 3 3 40%
EOH:xjse EOH Holdings Ltd JSE 4 2 20%
EXX:xjse Exxaro Resources Ltd JSE 6 3 40%
FBR:xjse Famous Brands Ltd JSE 4 3 40%
FSR:xjse Firstrand Ltd JSE 3 2 20%
GFI:xjse Gold Fields Ltd JSE 5 2 20%
GND:xjse Grindrod Ltd JSE 4 3 40%
HAR:xjse Harmony Gold Mining Co. Ltd JSE 8 3 40%
HCI:xjse Hosken Consolidated Investments Ltd JSE 5 3 40%
IMP:xjse Impala Platinum Holdings Ltd JSE 4 3 40%
INL:xjse Investec Ltd JSE 4 1 20%
INP:xjse Investec Plc JSE 5 1 20%
IPL:xjse Imperial Holdings Ltd JSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IVT:xjse Invicta Holdings Ltd JSE 8 3 40%
JSE:xjse JSE Ltd JSE 5 3 40%
KAP:xjse KAP International Holdings Ltd JSE 4 3 40%
KIO:xjse Kumba Iron Ore Ltd JSE 7 3 40%
LBH:xjse Liberty Holdings Ltd JSE 4 2 20%
LHC:xjse Life Healthcare Group Holdings Ltd JSE 3 2 20%
LON:xjse Lonmin Plc JSE 6 3 40%
MMI:xjse MMI Holdings Ltd JSE 4 2 20%
MND:xjse Mondi Ltd JSE 3 1 20%
MNP:xjse Mondi Plc JSE 3 1 20%
MPT:xjse Mpact Ltd JSE 6 3 40%
MSM:xjse Massmart Holdings Ltd JSE 4 3 40%
MTN:xjse MTN Group Ltd JSE 2 1 20%
MUR:xjse Murray & Roberts Holdings Ltd JSE 7 3 40%
NED:xjse Nedbank Group Ltd JSE 3 1 20%
NHM:xjse Northam Platinum Ltd JSE 5 2 20%
NPK:xjse Nampak Ltd JSE 4 3 40%
NPN:xjse Naspers Ltd JSE 3 1 20%
NTC:xjse Netcare Ltd JSE 3 2 20%
OCE:xjse Oceana Group Ltd JSE 5 3 40%
OML:xjse Old Mutual Plc JSE 3 1 20%
OMN:xjse Omnia Holdings Ltd JSE 4 3 40%
PFG:xjse Pioneer Foods Group Ltd JSE 4 2 20%
PGR:xjse Peregrine Holdings Ltd JSE 5 3 40%
PIK:xjse Pick'N Pay Stores Ltd JSE 4 2 20%
PPC:xjse PPC Ltd JSE 6 5 100%
PSG:xjse PSG Group Ltd JSE 4 2 20%
RBP:xjse Royal Bafokeng Platinum Ltd JSE 6 3 40%
REM:xjse Remgro Ltd JSE 3 1 20%
RLO:xjse Reunert Ltd JSE 5 3 40%
RMH:xjse RMB Holdings Ltd JSE 4 1 20%
RMI:xjse Rand Merchant Insurance Holdings Ltd JSE 4 2 20%
SAB:xjse SABMiller Plc JSE 3 1 20%
SAP:xjse Sappi Ltd JSE 4 2 20%
SBK:xjse Standard Bank Group Ltd JSE 3 1 20%
SHP:xjse Shoprite Holdings Ltd JSE 3 1 20%
SLM:xjse Sanlam Ltd JSE 3 1 20%
SNT:xjse Santam Ltd JSE 4 2 20%
SOL:xjse Sasol Ltd JSE 4 1 20%
SPG:xjse Super Group Ltd JSE 5 3 40%
SPP:xjse Spar Group Ltd JSE 4 2 20%
SUI:xjse Sun International Ltd JSE 4 3 40%
TBS:xjse Tiger Brands Ltd JSE 3 2 20%
TFG:xjse The Foschini Group Ltd JSE 4 3 40%
TKG:xjse Telkom SA Ltd JSE 4 1 20%
TON:xjse Tongaat Hulett Ltd JSE 4 3 40%
TRU:xjse Truworths International Ltd JSE 4 3 40%
VOD:xjse Vodacom Group Ltd JSE 3 1 20%
WBO:xjse Wilson Bayly Holmes - Ovcon Ltd JSE 5 3 40%
WHL:xjse Woolworths Holdings Ltd JSE 3 1 20%
ZED:xjse Zeder Investments Ltd JSE 5 3 40%
BSET:xnas Bassett Furniture Industries Inc. NASDAQ 7 5 100%
RIC:xtse Richmont Mines Inc. TSE 8 3 40%
01117:xhkg China Modern Dairy Holdings Ltd HKEX 6 3 40%
UBNT:xnas Ubiquiti Networks Inc. NASDAQ 4 1 10%
BSCH:arcx Guggenheim BulletShares 2017 Corporate Bond ETF NYSE_ARCA 3 1 20%
03360:xhkg Far East Horizon Ltd HKEX 5 1 10%
UMDD:arcx ProShares UltraPro MidCap 400 ETF NYSE_ARCA 7 4 80%
LVLT:xnys Level 3 Communications NYSE 3 2 20%
XACT_BULL_2:xome XACT BULL 2 ETF SSE 5 2 20%
ZLTQ:xnas ZELTIQ Aesthetics Inc. NASDAQ 5 2 20%
GBS:xmil Gold Bullion Securities ETC MIL 3 1 20%
SGY:xtse Surge Energy Inc. TSE 7 3 40%
XRB:xtse iShares Canadian Real Return Bond Index ETF TSE 3 1 10%
CHEF:xnas The Chefs' Warehouse Inc. NASDAQ 5 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
HZNP:xnas Horizon Pharma Inc. NASDAQ 5 3 40%
RUSL:arcx Direxion Daily Russia Bull 3X Shares NYSE_ARCA 7 4 80%
XACT_BEAR_2:xome XACT Bear2 ETF SSE 6 3 40%
AEGN:xnas Aegion Corp. NASDAQ 5 2 20%
TNGO:xnas Tangoe Inc. NASDAQ 6 3 40%
01700:xhkg Springland International Holdings Ltd HKEX 7 3 40%
CAN:xmil Lyxor Canada (S&P TSX 50) UCITS ETF MIL 4 2 20%
FNV:xnys Franco-Nevada Corporation NYSE 4 1 10%
XYL:xnys Xylem Inc. NYSE 3 1 10%
ACHC:xnas Acadia Healthcare Co Inc. NASDAQ 3 3 40%
CSUS:xswx iShares MSCI USA UCITS ETF SWX 4 2 20%
IMEU:xswx iShares MSCI Europe UCITS ETF SWX 3 1 10%
IEAC:xswx iShares Core Euro Corporate Bond UCITS ETF SWX 3 1 10%
IEMB:xswx iShares JPM USD Emerging Markets Bond USD SWX 4 2 20%
IBTM:xswx iShares USD Treasury Bond 7-10yr UCITS ETF SWX 3 1 10%
SRECHA:xswx UBS IS - SXI Real Estate Funds ETF (CHF) A SWX 3 1 10%
XCBC:xswx db x-trackers DB Community Booster BBG UCITS ETF SWX 4 2 20%
IAE:xtse Ithaca Energy Inc. TSE 6 3 40%
GRPN:xnas Groupon Inc. NASDAQ 4 3 40%
POLY:xlon Polymetal International Plc LSE_SETS 4 1 10%
HOMI:xbru Home Invest Belgium SICAFI SA BRU 7 4 80%
XAIN:xetr db x-trackers MSCI Indonesia TRN Index ETF 1C XETR_ETF 5 2 20%
O9C:xses db x-trackers MSCI Bangladesh IM TRN ETF 1C SGX-ST 4 2 20%
EMMUSA:xswx UBS-ETF MSCI CHF ETF SWX 5 2 20%
EN:xpar Bouygues PAR 3 1 10%
EVR:xlon Evraz Plc LSE_SETS 6 3 40%
AUST:xmil Lyxor UCITS ETF Australia MIL 6 3 40%
EVN:xasx Evolution Mining Ltd ASX 7 3 40%
CRH1:xlon CRH Plc LSE_SETS 3 1 10%
GMLP:xnas Golar LNG Partners LP NASDAQ 4 2 20%
DSUM:arcx PowerShares Chinese Yuan Dim Sum Bond Portfolio NYSE_ARCA 3 1 10%
GRTB:xlon Guaranty Trust Bank Plc LSE_INTL 8 3 40%
DNB:xosl DNB ASA OSE 2 1 20%
IUSP:xetr iShs Barclays Cap Mkt Local Gov Bond ETF XETR_ETF 4 2 20%
IMPV:xnys Imperva Inc. NYSE 6 2 20%
VAS:xetr Voestalpine AG FSE 5 1 10%
INTO:xbru Intervest Offices & Warehouses SA BRU 7 4 80%
KGN:xwar Zespol Elektrocieplowni WroclawskichKOGENERACJA SA WSE 8 3 40%
DBC:xwar Firma Oponiarska Debica SA WSE 7 3 40%
NICK:xmil ETFS Nickel ETC MIL 3 1 20%
SEIEUI:xcse SEB Institutionel Europa Indeks Open Fund CSE_INV 3 1 10%
KPN:xetr KPN NV XETR_STARS 6 1 10%
O3P:xetr Osterreichische Post AG FSE 4 1 10%
SVXY:arcx ProShares Short VIX Short-Term Futures ETF NYSE_ARCA 6 3 40%
UVXY:arcx ProShares Ultra VIX Short-Term Futures ETF NYSE_ARCA 7 4 80%
GENL:xlon Genel Energy Plc LSE_SETS 6 3 40%
CNU:xasx Chorus Ltd ASX 5 1 10%
AVO:xtse Avigilon Corp. TSE 6 3 40%
SPWR:xnas SunPower Corp. NASDAQ 4 3 40%
IWDE:xams iShares MSCI World Monthly EUR Hedged AMS 3 1 10%
FSC:xnas Fifth Street Finance Corp. NASDAQ 5 2 20%
VAC:xnys Marriott Vacations Worldwide Corp. NYSE 3 2 20%
HEFT:xlon Henderson European Focus Trust Plc LSE_SETS 3 1 10%
ZROZ:arcx PIMCO 25 Year Zero Coupon U.S. Treasury Index ETF NYSE_ARCA 3 1 10%
VDC:arcx Vanguard Consumer Staples ETF NYSE_ARCA 3 1 20%
THR:xnys Thermon Group Holdings Inc. NYSE 5 3 40%
EUFN:xnas iShares MSCI Europe Financials Sector Index Fund NASDAQ 6 3 40%
Z59:xses Yoma Strategic Holdings Ltd SGX-ST 7 2 20%
VIA:xnas Viacom Inc. Class A NASDAQ 4 1 10%
01188:xhkg Hybrid Kinetic Group Ltd HKEX 7 3 40%
VIAB:xnas Viacom Inc. NASDAQ 3 1 10%
CETV:xpra Central European Media Enterprises Ltd PRA 7 3 40%
ERBAG:xpra Erste Group Bank AG PRA 4 2 20%
KOMB:xpra Komercni Banka a.s. PRA 4 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
TELEC:xpra O2 Czech Republic a.s. PRA 5 2 20%
UNIPE:xpra Unipetrol a.s. PRA 5 1 20%
VIG:xpra Vienna Insurance Group AG PRA 4 2 20%
TABAK:xpra Philip Morris CR a.s. PRA 5 2 20%
EXHF:xetr iShares Markit iBoxx EUR Liq Sov Cap 1.5-10.5 ETF XETR_ETF 3 1 10%
EXHH:xetr iShares Markit iBoxx EUR Liq Sov Cap 2.5-5.5 ETF XETR_ETF 3 1 10%
EXHG:xetr iShares Markit iBoxx EUR Liq Sov Cap 1.5-2.5 ETF XETR_ETF 3 1 10%
03618:xhkg Chongqing Rural Commercial Bank Co Ltd HKEX 5 2 20%
JOY:xnys Joy Global Inc. NYSE 5 2 20%
VAH:xasx Virgin Australia Holdings Ltd ASX 6 3 40%
WWASA:xosl Wilh. Wilhelmsen ASA OSE 5 2 20%
CEZ:xpra CEZ A.S. PRA 3 1 20%
AUNZ:arcx WisdomTree Australia & New Zealand Debt Fd NYSE_ARCA 4 2 20%
DLPH:xnys Delphi Automotive Plc NYSE 3 1 10%
C40:xpar Amundi CAC 40 UCITS ETF PAR 3 1 10%
WOOD:xnas iShares S&P Global Timber & Forestry Index ETF NASDAQ 3 1 10%
BKW:xswx BKW AG SWX 4 2 20%
SLM:xnas SLM Corp. NASDAQ 3 1 10%
IEP:xnas Icahn Enterprises L.P. NASDAQ 4 2 20%
GILI:xlon Lyxor ETF iBoxx UK Gilt Inflation Linked LSE_ETF 3 1 10%
ANGI:xnas Angie's List Inc. NASDAQ 6 3 40%
TFI:arcx SPDR Nuveen Barclays Capital Municipal Bond ETF NYSE_ARCA 3 1 10%
EDD:xnys Morgan Stanley Emerging Mkt Domestic Dbt Fund Inc. NYSE 3 1 20%
EUNW:xetr iShares Euro High Yield Corporate Bond UCITS ETF XETR_ETF 3 1 20%
X017:xetr ComStage MSCI Japan TRN UCITS ETF XETR_ETF 3 1 10%
SGLD:xlon Source Physical Gold P ETC Certs ETC LSE_SETS 3 1 20%
SSLV:xlon Source Physical Silver P-ETC LSE_SETS 4 2 20%
SPPT:xlon Source Physical Platinum P-ETC LSE_SETS 4 2 20%
SPAL:xlon Source Physical Palladium P-ETC LSE_SETS 4 2 20%
01929:xhkg Chow Tai Fook Jewellery Group Ltd HKEX 4 1 10%
AGN:xams Aegon NV AMS 3 2 20%
AKZA:xams Akzo Nobel NV AMS 3 1 10%
HEIA:xams Heineken AMS 3 1 10%
PHIA:xams Royal Philips Electronics NV AMS 3 1 10%
UNA:xams Unilever DR AMS 2 1 10%
BOKA:xams Koninklijke Boskalis Westminster NV AMS 4 2 20%
FUR:xams Fugro NV AMS 5 3 40%
NYMT:xnas New York Mortgage Trust Inc. NSC 6 3 40%
GZUR:xetr ETF Physical Swiss Gold ETC FSE 4 2 20%
GBLB:xbru Groupe Bruxelles Lambert BRU 3 1 20%
UCB:xbru UCB SA BRU 3 1 20%
KBC:xbru KBC Groep BRU 3 2 20%
UMI:xbru Umicore BRU 3 1 20%
SOLB:xbru Solvay BRU 3 1 20%
ABI:xbru Anheuser Busch InBev BRU 2 1 20%
AC:xpar Accor PAR 3 1 10%
AI:xpar Air Liquide PAR 3 1 10%
ALO:xpar Alstom SA PAR 3 1 10%
KORS:xnys Michael Kors Holdings Ltd NYSE 3 1 10%
AUEUAH:xswx UBS IS - Gold (EUR) hedged ETF A SWX 4 2 20%
ZNGA:xnas Zynga Inc. NASDAQ 5 2 20%
INDO:xpar LYXOR ETF MSCI Indonesia PAR 7 4 80%
FTR:xnas Frontier Communications NASDAQ 4 2 20%
HMWO:xlon HSBC MSCI World ETF LSE_ETF 3 1 10%
HMEF:xlon HSBC MSCI Emerging Markets ETF LSE_ETF 3 1 10%
EA:xnas Electronic Arts NASDAQ 4 1 10%
CS:xpar Axa PAR 2 1 10%
BNP:xpar BNP Paribas PAR 2 1 10%
CAP:xpar Cap Gemini PAR 4 1 10%
CA:xpar Carrefour PAR 3 1 10%
BN:xpar Danone PAR 3 1 10%
EI:xpar Essilor International PAR 3 1 10%
OR:xpar L'Oreal SA PAR 2 1 10%
MC:xpar LVMH Moet Hennessy Louis Vuitton PAR 2 1 10%
ML:xpar Michelin PAR 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CSX:xetr Credit Suisse Group AG FSE 3 1 10%
UHR:xetr The Swatch Group Ltd FSE 3 1 10%
SPAG:xlon iShares Agribusiness UCITS ETF LSE_ETF 3 1 10%
SYR:xasx Syrah Resources Ltd ASX 6 3 40%
RRMS:xnys Rose Rock Midstream LP NYSE 8 3 40%
TRIP:xnas TripAdvisor Inc. NASDAQ 5 1 10%
BY6:xetr BYD Company Ltd FSE 8 1 10%
4RUP:xetr ETFS Leveraged Cocoa FSE 3 1 10%
IQQA:xetr iShares EURO STOXX Select Dividend 30 (GER) ETF XETR_ETF 3 1 10%
IQQP:xetr iShares European Property Yield UCITS ETF XETR_ETF 3 1 10%
4RT2:xetr ETFS Leveraged Coffee FSE 3 1 10%
UG:xpar Peugeot PAR 3 2 20%
DES:arcx WisdomTree SmallCap Dividend ETF NYSE_ARCA 3 1 10%
EUNL:xetr iShares Core MSCI World UCITS ETF XETR_ETF 3 1 10%
ENA:xetr Endesa SA FSE 4 1 10%
GTQ1:xetr Gamesa Corporacion Tecnologica SA FSE 6 1 10%
IXD:xetr Industria De Diseno Textil SA FSE 3 1 10%
FOT:xetr Fortum FSE 6 1 10%
BIL:xetr BHP Billiton Plc FSE 4 2 20%
RIO1:xetr Rio Tinto Plc FSE 4 1 10%
VODE:xetr Vodafone Group Plc FSE 3 1 10%
CTM:xetr China Mobile Ltd FSE 6 1 10%
SYD:xasx Sydney Airport ASX 5 1 10%
P4I:xetr Parmalat SpA FSE 5 2 20%
SFT:xetr SoftBank Group Corp. FSE 5 2 20%
UIM5:xetr MSCI Japan UCITS ETF (JPY) XETR_ETF 3 1 10%
AEND:xetr Aegon NV XETR_STARS 5 2 20%
LUK:xetr PJSC Lukoil FSE 6 3 40%
EEMS:arcx iShares MSCI Emerging Markets Small Cap ETF NYSE_ARCA 3 1 10%
SSU:xetr Samsung Electronics Co Ltd FSE 2 1 10%
JIVE:xnas Jive Software Inc. NASDAQ 8 3 40%
SN:xnys Sanchez Energy Corp. NYSE 6 3 40%
SXI:xnys Standex International Corp. NYSE 4 2 20%
STON:xnys StoneMor Partners LP NYSE 5 3 40%
RNO:xpar Renault PAR 5 2 20%
SGO:xpar Saint Gobain PAR 3 1 10%
ENRE:xlon UBS ETC UBS Bbg CMCI Energy IDX EUR ETC LSE_SETS 4 2 20%
INDE:xlon UBS ETC UBS Bbg CMCI Ind Metals EUR ETC LSE_SETS 4 2 20%
PREE:xlon UBS ETC UBS Bbg CMCI PrecioUS Mls IDX E ETC LSE_SETS 4 2 20%
WEN:xnas Wendys NSC 4 1 10%
ETJ:xnys Eaton Vance Risk-Managed Diversified Equ Inc fund NYSE 3 1 10%
PB:xnys Prosperity Bancshares Inc. NYSE 3 2 20%
SAN:xpar Sanofi PAR 2 1 10%
SU:xpar Schneider Electric PAR 3 1 10%
DHY:xase Credit Suisse High Yield Bond Fund AMEX 3 1 10%
IUAG:xlon iShares US Aggregate Bond UCITS ETF LSE_ETF 4 2 20%
IHYU:xlon iShares $ High Yield Corp Bnd UCITS ETF LSE_ETF 5 2 20%
LYPM:xetr Lyxor UCITS ETF FTSE EPRA/ NAREIT United States XETR_ETF 4 2 20%
MTGE:xnas American Capital Mortgage Investment Corp. NASDAQ 5 2 20%
EMKT:xmil Lyxor MSCI Emerging Markets UCITS ETF MIL 4 2 20%
CP9:xpar Amundi ETF MSCI PACIFIC EX JAPAN PAR 3 1 10%
AASI:xpar Amundi ETF MSCI EM Asia PAR 3 1 10%
SRBANK:xosl Sparebank 1 SR-Bank OSE 4 3 40%
WPX:xnys WPX Energy Inc. NYSE 5 3 40%
BMW:xetr BMW AG FSE 3 1 10%
TEC:xpar Technip PAR 5 1 10%
FP:xpar Total PAR 2 1 10%
VK:xpar Vallourec PAR 6 3 40%
FME:xetr Fresenius Medical Care AG & Co. KGaA St FSE 3 1 10%
ALV:xetr Allianz SE FSE 2 1 10%
HEN3:xetr Henkel AG & Co. KGaA Vz FSE 3 1 10%
GRF_P:xmce Grifols, SA SIBE 3 2 20%
MUA:xpar Lyxor ETF FTSE EPRA/ NAREIT United States PAR 4 2 20%
TXN:xnas Texas Instruments Inc. NASDAQ 3 1 10%
MAN:xetr MAN AG FSE 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CBK:xetr Commerzbank FSE 3 1 10%
EIT:xmil EI Towers MIL 4 1 20%
OIH:arcx VanEck Vectors Oil Services ETF NYSE_ARCA 3 1 20%
MEO:xetr Metro AG FSE 3 1 10%
MUV2:xetr Münchener Rück AG FSE 3 1 10%
C4S:xpar Amundi ETF SHORT CAC 40 ETF PAR 5 2 20%
CL2:xpar Amundi Lev Usa ETF PAR 5 2 20%
RWE:xetr RWE AG St FSE 3 1 10%
IFX:xetr Infineon Technologies FSE 4 1 10%
ADS:xetr Adidas FSE 3 1 10%
LHA:xetr Deutsche Lufthansa AG FSE 3 1 10%
DTE:xetr Deutsche Telekom AG FSE 3 1 10%
INVN:xnys InvenSense Inc. NYSE 4 2 20%
MNST:xnas Monster Beverage Corp. NASDAQ 5 1 10%
IEML:xlon iShares Em Local Gov Bnd UCITS ETF LSE_ETF 3 1 10%
DBK:xetr Deutsche Bank AG FSE 4 1 10%
DPW:xetr Deutsche Post AG FSE 3 1 10%
COTN:xmil ETFS Cotton MIL 3 1 20%
FCI:xlon Fandc Capital And Income Investment Trust Plc LSE_SETS 4 2 20%
SPGP:xlon iShares Gold Producers UCITS ETF LSE_ETF 4 2 20%
SSLN:xlon iShares Physical Silver ETC LSE_SETS 4 2 20%
SIE:xetr Siemens AG FSE 2 1 10%
TKA:xetr Thyssen Krupp AG FSE 4 2 20%
CKF:xasx Collins Foods Ltd ASX 8 3 40%
06823:xhkg HKT Ltd HKEX 3 1 20%
BKLN:arcx PowerShares Senior Loan Portfolio NYSE_ARCA 5 2 20%
ORC:xetr Oracle Corp. XETR_STARS 2 1 10%
CH5:xpar Amundi ETF MSCI EUROPE HEALTHCARE UCITS ETF PAR 4 2 20%
00775:xhkg CK Life Sciences Intl (Holdings) Inc. HKEX 5 2 20%
LYYG:xetr Lyxor ETF Turkey (DJ Turkey Titans 20) XETR_ETF 5 2 20%
RXI:arcx iShares S&P Global Consumer Disc. Index ETF NYSE_ARCA 3 1 20%
GRID:xnas First Trust NSDQ Clean Edge Smart Grid Infra Index NASDAQ 6 3 40%
LVL:arcx Guggenheim S&P Global Dividend Opportunities Index NYSE_ARCA 4 2 20%
NORD:xlon Nord Gold NV LSE_INTL 7 2 20%
REGI:xnas Renewable Energy Group Inc. NASDAQ 6 3 40%
CFD:xase Nuveen Diversified Commodity Closed Fund AMEX 3 1 20%
ETB:xnys Eaton Vance Tax-Managed Buy-Write Income Fund NYSE 3 1 20%
PHD:xnys Pioneer Floating Rate Trust NYSE 3 1 20%
AGC:xnys Advent Claymore Convertible Sec & Inc fund NYSE 3 1 20%
ETY:xnys Eaton Vance Tax-Managed Diversified Equ Incf und NYSE 3 1 20%
BGY:xnys Blackrock International Growth and Income Trust NYSE 3 1 20%
XAHG:xlon db x-trackers MSCI AC Asia ExJpn Hgh Div Yd ETF 1D LSE_ETF 4 2 20%
1802:xtks Obayashi Corp. TYO 3 1 10%
00665:xhkg Haitong International Securities Group Ltd HKEX 7 2 20%
IUS5:xetr iShares Global Inflation Linked Government Bond XETR_ETF 3 1 20%
SXC:xnys SunCoke Energy Inc. NYSE 4 3 40%
UNL:arcx United States 12 Month Natural Gas ETV NYSE_ARCA 4 2 20%
VV:arcx Vanguard Large Cap ETF NYSE_ARCA 3 1 10%
X010:xetr ComStage MSCI World TRN UCITS ETF XETR_ETF 3 1 10%
GEL:xnys Genesis Energy LP NYSE 3 2 20%
EUNM:xetr iShares MSCI Emerging Markets UCITS ETF (Acc) XETR_ETF 4 2 20%
LPI:xnys Laredo Petroleum Inc. NYSE 6 2 20%
MUX:xnys McEwen Mining Inc. NYSE 8 2 20%
MUX:xtse McEwen Mining Inc. TSE 8 2 20%
DXSB:xetr db x-trackers Stoxx Global Select Div 100 ETF XETR_ETF 3 1 10%
FEES:xlon Federal Grid Co of Unified Energy System PJSC LSE_INTL 8 3 40%
GWRE:xnys Guidewire Software Inc. NYSE 4 1 10%
IAE:xnys Voya Asia Pacific High Dividend Equity Income Fund NYSE 3 1 10%
SOCL:xnas Global X Social Media Index ETF NASDAQ 4 2 20%
ORANW:xams Oranjewoud NV AMS 7 3 40%
CHM:xpar Lyxor ETF DJ Stoxx 600 Chemicals ETF PAR 3 1 10%
STXDIV:xjse Satrix Div Plus Portfoli ETF JSE 4 2 20%
ERRES:xswx Edmond de Rothschild Real Estate SICAV SWX 7 3 40%
POST:xnys Post Holdings Inc. NYSE 4 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
INDW:xlon Lyxor MSCI World Industrials TR UCITS ETF LSE_ETF 4 2 20%
EDVD:xlon SPDR S&P Emerging Markets Dividend ETF LSE_ETF 4 2 20%
IQNT:xnas Inteliquent Inc. NASDAQ 6 2 20%
CPER:arcx United States Copper Index ETV NYSE_ARCA 6 3 40%
SY:xpar Salvepar PAR 7 3 40%
TISI:xnys Team Inc. NYSE 6 2 20%
KAMN:xnys Kaman Corp. NYSE 5 2 20%
INB:xnys Cohen & Steers Global Income Builder, Inc. NYSE 3 1 10%
XFVT:xswx db x-trackers FTSE Vietnam ETF SWX 4 2 20%
TBX:arcx ProShares Short 7-10 Year Treasury NYSE_ARCA 5 2 20%
DR:xtse Medical Facilities Corp. TSE 6 3 40%
DHG:xnys Deutsche High Income Opportunities Fund, Inc. NYSE 3 1 10%
FFC:xnys Flaherty & Crumrine Preferred Securities Inc Fund NYSE 3 1 10%
SGYP:xnas Synergy Pharmaceuticals Inc. NSC 8 2 20%
ZV:xmil Zignago Vetro SpA MIL 5 3 20%
CMR:xtse iShares Premium Money Market ETF TSE 3 1 10%
ERC:xase Wells Fargo Multi-Sector Income Fund AMEX 3 1 10%
PCN:xnys Pimco Corporate Income Fund NYSE 7 4 80%
03025:xhkg db x-trackers CSI300 Consumer Discretionary 1D ETF HKEX 4 2 20%
HOT:xlon Henderson Opportunities Trust Plc LSE_SETS 5 2 20%
SCHC:arcx Schwab International Small Cap Equity ETF NYSE_ARCA 4 2 20%
08008:xhkg Sunevision Holdings Ltd HKEX 7 3 40%
BSX:xtse Belo Sun Mining Corp. TSE 8 3 40%
TGET:xams Think Global Equity Tracker AMS 4 2 20%
TRET:xams Think Global Real Estate Tracker AMS 4 2 20%
NLNK:xnas NewLink Genetics Corp. NASDAQ 5 3 40%
LYPG:xetr Lyxor MSCI World Infor Technology TR UCITS ETF XETR_ETF 4 2 20%
LYPH:xetr Lyxor MSCI World Materials TR UCITS ETF XETR_ETF 3 1 10%
ADOC:xpar Adocia PAR 8 3 40%
JBSIUA:xswx Julius Baer Physical Silver Fund (USD) A SWX 3 1 10%
WAFD:xnas Washington Federal Inc. NASDAQ 3 2 20%
CLVS:xnas Clovis Oncology Inc. NASDAQ 6 3 40%
NWLI:xnas National Western Life Group Inc. NASDAQ 5 2 20%
3249:xtks Industrial & Infrastructure Fund Investment Corp. TYO 5 2 20%
IBC6:xetr iShares MSCI Australia UCITS ETF XETR_ETF 4 2 20%
IWY:arcx iShares Russell Top 200 Growth Index Fund NYSE_ARCA 3 1 10%
DGE:xpar Diageo Plc PAR 3 1 10%
URTY:arcx ProShares UltraPro Russell2000 NYSE_ARCA 7 4 80%
IESG:xlon iShares DJ Europe Sust Screen UCITS ETF LSE_ETF 6 3 40%
SMSN:xlon Samsung Electronics Co Ltd LSE_INTL 2 1 20%
PRLB:xnys Proto Labs Inc. NYSE 4 2 20%
MIC:xnys Macquarie Infrastructure Corp. NYSE 3 1 10%
01972:xhkg Swire Properties Ltd HKEX 3 1 10%
VGLT:xnas Vanguard Long-Term Government Bond ETF NASDAQ 3 1 10%
BGEO_NEW:xlon BGEO Group Plc LSE_SETS 3 1 10%
BCOV:xnas Brightcove Inc. NASDAQ 8 3 40%
QTEC:xnas First Trust NASDAQ 100 Technology Index Fund NASDAQ 4 2 20%
YELP:xnys Yelp Inc. NYSE 7 2 20%
KBWD:arcx PowerShares KBW High Dividend Yld Fincl Portfolio NYSE_ARCA 4 2 20%
PCEF:arcx PowerShares CEF Income Composite Portfolio ETF NYSE_ARCA 3 1 10%
SEP:xlon Standard Life European Pvt Equity Trust Plc LSE_SETS 3 1 10%
DUI:xasx Diversified United Investment Ltd - NOCT ASX 6 3 40%
C063:xetr ComStage STOXX EU 600 Basic Resources NR UCITS ETF XETR_ETF 4 2 20%
C072:xetr ComStage STOXX Europe 600 Oil & Gas NR UCITS ETF XETR_ETF 4 2 20%
AKP:xasx Audio Pixels Holdings Ltd ASX 8 3 40%
EEMV:arcx iShares Edge MSCI Emerg Mkts Min Volatility ETF NYSE_ARCA 4 2 20%
BRAQ:arcx Global X Brazil Consumer ETF NYSE_ARCA 5 2 20%
QUAD:xnys Quad/Graphics Inc. NYSE 5 2 20%
MLAB:xnas Mesa Laboratories Inc. NASDAQ 6 3 40%
OTMT:xlon Orascom Telecom Media and Technology Holding LSE_INTL 8 4 80%
SAUP:xlon ETFS Short Aud Long USD ETC LSE_SETS 5 2 20%
SREI:xlon Schroder Real Estate Investment Trust Ltd LSE_SETS 6 3 40%
SMCS:xswx SPDR MSCI Europe Small Cap UCITS ETF SWX 4 2 20%
EMDV:xswx SPDR S&P Emerging Markets Dividend ETF SWX 4 2 20%
USDV:xswx SSgA SPDR S&P US Dividend Aristocrats ETF SWX 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
EMSC:xswx SPDR MSCI Emerging Markets Small Cap ETF SWX 5 2 20%
TME:xasx Trade Me Group Ltd ASX 4 2 20%
NBLS:xlon NB Global Floating Rate Income Fund Ltd LSE_SETS 4 2 20%
EPAM:xnys EPAM Systems Inc. NYSE 4 1 10%
BBGI:xlon BBGI SICAV S.A. SICAV LSE_SETS 3 1 10%
DKSH:xswx DKSH Holding AG SWX 4 2 20%
UNA:xmil Unilever NV - NOCT MIL 2 1 20%
OTP:xbud OTP Bank Plc BUD 4 2 20%
01023:xhkg Sitoy Group Holdings Ltd HKEX 7 3 40%
SLCA:xnys US Silica Holdings Inc. NYSE 5 2 20%
XDBG:xlon db x-trackers DBLCI - OY Balanced ETF LSE_ETF 4 2 20%
NSM:xnys Nationstar Mortgage Holdings Inc. NYSE 5 2 20%
ALSN:xnys Allison Transmission Holdings Inc. NYSE 3 1 10%
WBCPC:xasx Westpac Banking Corp. ASX 3 1 20%
X4ME:xetr db x-trackers MSCI EM East Eur 10/40 TRN Index ETF XETR_ETF 4 2 20%
BV:xnas Bazaarvoice Inc. NASDAQ 8 3 40%
CZR:xnas Caesars Entertainment Corp. NASDAQ 6 2 20%
VZLA:xetr ETFS Physical Platinum FSE 4 2 20%
VIPS:xnys Vipshop Holdings Ltd NYSE 4 2 20%
VNTV:xnys Vantiv Inc. NYSE 4 1 10%
CSTE:xnas Caesarstone Ltd NASDAQ 4 2 20%
AOI:xome Africa Oil Corp. SSE 7 2 20%
AIGA:xmil ETFS Agriculture Dj-Ubsci MIL 3 1 20%
CRBN:xmil Lyxor Commodities CRB Ex-Energy TR UCITS ETF MIL 3 1 20%
AEJ:xmil Lyxor ETF MSCI Ac Asia-Pacific Ex Japan MIL 3 1 20%
CRB:xmil Lyxor UCITS ETF Commodities TR/Corecommodity CRB MIL 3 1 20%
X13E:xmil db x-trackers Ii iBoxx Sov EuroZone 1-3 TR 1C MIL 3 1 20%
02200:xhkg Hosa International Ltd HKEX 7 3 40%
01293:xhkg Baoxin Auto Group Ltd HKEX 6 4 80%
06030:xhkg CITIC Securities Co Ltd HKEX 8 1 10%
UNI:xmil Unipol Gruppo Finanziario SpA - Ordinary MIL 4 2 20%
ADI:xnas Analog Devices Inc. NASDAQ 4 1 10%
LQQ:xpar Lyxor ETF Leveraged Nasdaq 100 PAR 5 2 20%
MTDR:xnys Matador Resources Co. NYSE 5 3 40%
ACQ:xtse AutoCanada Inc. TSE 7 3 40%
TTT:arcx ProShares UltraPro Short 20 Plus Year Treasury ETF NYSE_ARCA 5 2 20%
GLOG:xnys GasLog Ltd NYSE 5 2 20%
LYYR:xetr Lyxor ETF STOXX Europe 600 Food & Beverage XETR_ETF 3 1 10%
MTY:xtse MTY Food Group Inc. TSE 5 2 20%
VCR:arcx Vanguard Consumer Discretionary ETF NYSE_ARCA 3 1 10%
PATK:xnas Patrick Industries Inc. NASDAQ 5 2 20%
MACK:xnas Merrimack Pharmaceuticals Inc. NASDAQ 6 2 20%
C012:xetr ComStage S&P 500 UCITS ETF XETR_ETF 4 2 20%
MWO:xpar Lyxor ETF MSCI World Real Estate D-EUR PAR 5 2 20%
CODW:xpar Lyxor MSCI World Consumer Discretionry TR UCITS PAR 3 1 20%
6645:xtks OMRON Corp. TYO 3 1 20%
SA:xnys Seabridge Gold Inc. NYSE 8 2 20%
BPSO:xmil Banca Popolare di Sondrio MIL 5 3 40%
RXN:xnys Rexnord Corp. NYSE 3 2 20%
KBWB:arcx PowerShares KBW Bank Portfolio NYSE_ARCA 4 2 20%
XCX3:xlon db x-trackers MSCI Malaysia ETF LSE_ETF 4 2 20%
P8Z:xses Bumitama Agri Ltd SGX-ST 5 2 20%
BOND:arcx PIMCO Total Return ETF NYSE_ARCA 3 1 20%
BSAC:xnys Banco Santander Chile NYSE 3 1 10%
AVG:xnys AVG Technologies NV NYSE 5 2 20%
EM35:xmil Lyxor ETF EuroMTS 3-5Y Investment Grade MIL 3 1 20%
LYQ3:xetr Lyxor ETF EuroMTS 3-5Y Investment Grade XETR_ETF 3 1 10%
METSB:xhel Metsa Board Corp. HSE 4 2 20%
STAG:xnys STAG Industrial Inc. NYSE 5 2 20%
ANX:xpar AMUNDI ETF NASDAQ 100 PAR 3 1 20%
T_A:xtse Telus Corp. - NOCT TSE 3 1 10%
ACWV:arcx iShares Edge MSCI All Country Wld Min Voltilty ETF NYSE_ARCA 3 1 10%
TTFS:arcx AdvisorShares Wilshire Buyback ETF NYSE_ARCA 3 1 10%
FET:xnys Forum Energy Technologies Inc. NYSE 5 3 40%
OAK:xnys Oaktree Capital Group LLC NYSE 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
FCS:xlon F&C Global Smaller Companies Plc LSE_SETS 3 1 10%
JUSC:xlon JPMorgan US Smaller Co. Inv Trust Plc LSE_SETS 3 1 20%
SYRG:xase Synergy Resources Corp. AMEX 5 2 20%
GRICLA:xcse Gudme Raaschou Classics CSE_INV 5 2 20%
BIOG:xlon Biotech Growth Trust Plc LSE_SETS 4 2 20%
BLOX:xnys Infoblox Inc. NYSE 5 2 20%
SPLK:xnas Splunk Inc. NASDAQ 5 1 10%
PFPT:xnas Proofpoint Inc. NASDAQ 5 1 10%
MRC:xnys MRC Global Inc. NYSE 5 1 10%
VCRA:xnys Vocera Communications Inc. NYSE 6 3 40%
ELMU:xbud Budapesti Elektromos Muvek NyRt. ELMU BUD 8 3 40%
MOL:xbud MOL Hungarian Oil and Gas Plc BUD 4 2 20%
MTELEKOM:xbud Magyar Telekom Telecommunications PLC BUD 4 1 20%
RICHTER:xbud Richter Gedeon Plc BUD 4 1 20%
VCIT:xnas Vanguard Intermediate-Term Corp Bond Idx Fund;ETF NASDAQ 3 1 10%
MCP:xlon Martin Currie Asia Unconstrained Trust Plc LSE_SETS 3 1 10%
NMC:xlon NMC Health Plc LSE_SETS 6 2 20%
BC:xmil Brunello Cucinelli Spa MIL 4 2 20%
BTI:xjse British American Tobacco Plc JSE 3 1 20%
CFR:xjse Compagnie Financiere Richemont SA JSE 3 1 20%
GRT:xjse Growthpoint Properties Ltd - REIT JSE 4 2 20%
PSX_W:xnys Phillips 66 NYSE 3 1 10%
LEMB:arcx iShares Emerging Markets Local Currency Bond ETF NYSE_ARCA 3 1 10%
THA:xpar Lyxor MSCI Thailand ETF PAR 4 2 20%
HTGC:xnys Hercules Capital Inc. NYSE 5 2 20%
BOIL:arcx ProShares Ultra Bloomberg Natural Gas NYSE_ARCA 6 3 40%
TEF:xmil Telefonica SA MIL 2 1 20%
ACCO:xnys ACCO Brands Corp. NYSE 5 2 20%
IPU:xlon Invesco Perpetual Uk Smaller Comp Insvt Trust Plc LSE_SETS 4 2 20%
JMF:xlon JPMorgan Mid Capital Investment Trust Plc LSE_SETS 3 1 10%
JMI:xlon JPMorgan Smaller Companies Investment Trust Plc LSE_SETS 4 2 20%
KIT:xlon Keystone Investment Trust Plc LSE_SETS 3 1 10%
MNL:xlon Manchester & London Investment Trust Plc LSE_SETS 3 1 20%
PHI:xlon Pacific Horizon Investment Trust Plc LSE_SETS 4 2 20%
SCP:xlon Schroder UK Mid Cap Fund Plc LSE_SETS 3 1 10%
SJG:xlon Schroder Japan Growth Fund Plc LSE_SETS 3 1 10%
STS:xlon Securities Trust of Scotland Plc LSE_SETS 3 1 10%
AAIF:xlon Aberdeen Asian Income Closed Fund LSE_SETS 3 1 10%
BUT:xlon Brunner Investment Trust Plc LSE_SETS 3 1 10%
DNDL:xlon Dunedin Smaller Companies Investment Trust Plc LSE_SETS 4 2 20%
IAT:xlon Invesco Asia Trust Plc LSE_SETS 3 1 10%
TCP:xnys TC PipeLines LP NYSE 4 1 20%
WCP:xtse Whitecap Resources Inc. TSE 4 1 20%
CG:xnas Carlyle Group LP NASDAQ 4 1 10%
FOO:xpar Lyxor UCITS ETF STOXX Europe 600 Food & Beverage PAR 3 1 10%
QC7:xses Q & M Dental Group (Singapore) Ltd SGX-ST 8 3 40%
SCHH:arcx Schwab U.S. REIT ETF NYSE_ARCA 4 2 20%
FB:xnas Facebook Inc. NASDAQ 3 1 10%
FPX:arcx First Trust IPOX-100 Index Fund NYSE_ARCA 3 1 10%
M9SJ:xetr Market Access DAXGlobal Russia Index ETF XETR_ETF 4 2 20%
SPYC:xetr SPDR MSCI Europe Consumer Staples UCITS XETR_ETF 3 1 10%
EUNN:xetr iShares Core MSCI Japan IMI UCITS ETF XETR_ETF 3 1 10%
DCA:xnys Virtus Total Return Fund NYSE 5 2 20%
7242:xtks Kyb Corp. TYO 6 2 20%
HMST:xnas HomeStreet Inc. NASDAQ 6 3 40%
ACWX:xnas iShares MSCI ACWI ex US Index Fund NASDAQ 3 1 10%
06837:xhkg Haitong Securities Co Ltd HKEX 8 1 10%
SRT3:xetr Sartorius AG Vz FSE 4 1 10%
FB2A:xetr Facebook Inc. FSE 3 1 20%
WMC:xnys Western Asset Mortgage Capital Corp. NYSE 6 3 40%
XQQ:xtse iShares NASDAQ 100 Index ETF (CAD-Hedged) TSE 3 1 10%
SYP3:xlon ETFS 3x Short JPY Long GBP LSE_SETS 7 4 80%
FLOT:arcx iShares Floating Rate Bond ETF NYSE_ARCA 3 1 10%
CSUK:xlon iShares MSCI UK UCITS ETF LSE_ETF 4 2 20%
MITT:xnys AG Mortgage Investment Trust Inc. NYSE 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
RFP:xnys Resolute Forest Products Inc. NYSE 6 3 40%
HYMB:arcx SPDR Nuveen S&P High Yield Municipal Bond ETF NYSE_ARCA 3 1 10%
BAB:arcx PowerShares Build America Bond Portfolio NYSE_ARCA 3 1 10%
DNE:xlon Dunedin Enterprise Investment Trust Plc LSE_SETS 4 2 20%
SLVP:arcx iShares MSCI Global Silver Miners ETF NYSE_ARCA 4 2 20%
BTG:xlon BTG Plc LSE_SETS 4 2 20%
NAIT:xlon North American Income Trust Plc LSE_SETS 3 1 10%
TEVA:xnys Teva Pharmaceutical Industries Ltd ADR NYSE 3 1 10%
SAGA_A:xome Sagax AB - A SSE 8 2 20%
WDC:xnas Western Digital Corp. NASDAQ 3 2 20%
INGR:xnys Ingredion Incorporated NYSE 3 1 10%
PFL:xnys PIMCO Income Strategy Fund NYSE 3 1 10%
RYS1:xetr Royal Bank of Scotland Group Plc FSE 4 2 20%
BCOR:xnas Blucora Inc. NASDAQ 8 3 40%
BIP_UN:xtse Brookfield Infrastructure Partners LP TSE 3 1 10%
REI:xjse Reinet Investments SCA JSE 4 2 20%
RDF:xjse Redefine Properties Ltd - REIT JSE 4 2 20%
STX40:xjse Satrix 40 Portfolio JSE 4 2 20%
STXFIN:xjse Satrix FINI Portfolio JSE 4 2 20%
GLD:xjse NewGold Issuer ETF JSE 4 2 20%
CPAC:xnys Cementos Pacasmayo SAA NYSE 7 2 20%
BRNT:xlon Etfs Commodity Securities Ltd ETFS Brent Crude LSE_ETF 4 2 20%
LBRT:xlon Commodity Sec Ltd ETFS 2X Daily Long Brent Crude LSE_SETS 4 2 20%
LYQK:xetr Lyxor UCITS ETF Daily Double Short Bund XETR_ETF 3 1 10%
LOIL:xmil ETFS Leveraged WTI Crude Oil ETC MIL 4 2 20%
LQDA:xams iShares USD Corporate Bond UCITS ETF AMS 3 1 10%
SIK:xvtx Sika AG VX 4 1 20%
PSRW:xlon PowerShares FTSE RAFI All-World 3000 UCITS ETF LSE_ETF 4 2 20%
INA:xasx Ingenia Communities Group ASX 7 4 80%
GOVT:arcx iShares Core US Treasury Bond ETF NYSE_ARCA 4 2 20%
SAN:xnys Banco Santander SA ADR NYSE 4 1 10%
SBM:arcx ProShares Short Basic Materials NYSE_ARCA 7 4 80%
BOSS:xetr Hugo Boss AG FSE 4 1 10%
EVER:xnys EverBank Financial Corp. NYSE 3 3 40%
SCHP:arcx Schwab US TIPS ETF NYSE_ARCA 3 1 10%
GNB:xwar Getin Noble Bank SA WSE 7 3 40%
LYXIB:xmce Lyxor UCITS ETF IBEX35 SIBE 4 2 20%
CJ1:xpar Amundi ETF MSCI Japan UCITS ETF PAR 3 1 10%
CAT31:xpar Caisse Regionale de Credit Agricole Mutuel Toulous PAR 7 3 40%
TED:xlon Ted Baker Plc LSE_SETS 5 2 20%
AEVS:xswx AEVIS Holding SA SWX 5 3 40%
ELLI:xnys Ellie Mae Inc. NYSE 5 1 10%
HSL:xlon Henderson Smaller Cos Investment Trust Plc LSE_SETS 4 2 20%
ASEA:arcx Global X Southeast Asia ETF NYSE_ARCA 3 1 20%
MAA:xpar Lyxor EUROMTS Highest Rated Macro-Weighted Govt Bo PAR 3 1 20%
PSHO:xlon PowerShares NASDAQ OMX Global Water LSE_ETF 4 2 20%
VWRD:xlon Vanguard FTSE All-World ETF LSE_ETF 3 1 10%
PSL:arcx PowerShares DWA Consu Staples Momentum Portfolio NYSE_ARCA 4 2 20%
SPICHA:xswx UBS Index Solutions - SPIETF A SWX 3 1 10%
FBEL:xpar Fromageries Bel PAR 6 3 40%
SBO:xosl Selvaag Bolig ASA OSE 7 3 40%
SEIJH:xcse SEBInvest Japan Hybrid (DIAM) CSE_INV 3 1 10%
HAN:xlon Hansa Trust Plc LSE_SETS 5 2 20%
ITA:arcx iShares Dow Jones U.S. Aerospace & Defen Inde ETF NYSE_ARCA 4 2 20%
Y03:xses Yeo Hiap Seng Ltd SGX-ST 6 3 40%
PVG:xnys Pretium Resources Inc. NYSE 7 2 20%
SPXL:arcx Direxion Daily S&P 500 Bull 3X Shares ETF NYSE_ARCA 6 3 40%
MIDU:arcx Direxion Daily Mid Cap Bull 3X Shares ETF NYSE_ARCA 7 4 80%
TECL:arcx Direxion Daily Technology Bull 3X Shares ETF NYSE_ARCA 7 4 80%
TECS:arcx Direxion Daily Technology Bear 3X Shares NYSE_ARCA 7 4 80%
MIDZ:arcx Direxion Daily Mid Cap Bear 3X Shares ETF NYSE_ARCA 6 3 40%
SPXS:arcx Direxion Daily S&P 500 Bear 3X Shares NYSE_ARCA 6 3 40%
PHPT:xmil Etfs Physical Platinum MIL 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PHPD:xmil ETFS Physical Palladium MIL 3 1 20%
PHAG:xmil Etfs Physical Silver MIL 3 1 20%
SUPN:xnas Supernus Pharmaceuticals Inc. NASDAQ 6 2 20%
CNCO:xnys Cencosud SA NYSE 6 1 10%
NOW:xnys ServiceNow Inc. NYSE 5 1 10%
EUFX:arcx ProShares Short Euro NYSE_ARCA 5 2 20%
EQM:xnys EQT Midstream Partners LP NYSE 3 1 10%
ORNAV:xhel Orion A Corp. HSE 6 1 10%
CCO:xjse Capital & Counties Properties Plc JSE 5 3 40%
GCP:xlon GCP Infrastructure Investments Ltd LSE_SETS 3 1 10%
PTXSPY:xjse CoShs Pr SAPY ZAR Units ETF JSE 5 2 20%
LYTUR:xswx Lyxor ETF Turkey (DJ Turkey Titans 20) SWX 5 2 20%
IBXLQ:xams iShares PLC-iShares Markt iBoxx Euro Corporate Bd AMS 3 1 10%
IEGE:xams iShares Euro Government Bond 0-1yr UCITS ETF AMS 3 1 10%
DBXWD:xjse DB X-Trackers MSCI World JSE 3 1 10%
IBGS:xams iShares Euro Government Bond 1-3 UCITS ETF AMS 3 1 10%
EXE:xtse Extendicare TSE 5 3 40%
WTE:xtse Westshore Terminals Investment Corp. TSE 3 2 20%
INXG:xlon iShares £ Index-Linked Gilts UCITS ETF LSE_ETF 3 1 10%
ISXF:xlon iShares GBP Corporate Bond ex-Financials UCITS ETF LSE_ETF 3 1 10%
IEGY:xams iShares Euro Government Bond 5-7yr UCITS ETF AMS 3 1 10%
IBGM:xams iShares BC EUR Government Bond 7-10 AMS 3 1 10%
IEUX:xams iShares MSCI Europe ex UK UCITS ETF AMS 3 1 10%
LYLTM:xswx Lyxor ETF MSCI EM Latin America SWX 4 2 20%
APGN:xswx APG SGA SA SWX 4 3 40%
USDV:xlon SPDR S&P US Dividend Aristocrats ETF LSE_ETF 3 1 10%
IBTS:xlon US Treasury Bond 1-3Yr UCITS ETF LSE_ETF 3 1 10%
MATX:xnys Matson Inc. NYSE 4 1 10%
KF7:xses db x-trackers II iBoxx USD Treasuries UCITS ETF SGX-ST 3 1 10%
IGIL:xswx iShares Global Inflation Linked Gov Bond UCITS ETF SWX 3 1 10%
FRGI:xnas Fiesta Restaurant Group Inc. NASDAQ 4 2 20%
PERM:arcx Global X Permanent ETF NYSE_ARCA 3 1 20%
CRAP:xpar Caisse regionale decredit gricole mutuel AlpesProv PAR 8 2 20%
CMO:xpar Caisse Regionale de Credit Agricole Mutuel du Morb PAR 6 3 40%
CRLO:xpar Caisse Regi de Credit Agricole Mutuel de la Loire PAR 8 3 40%
CIV:xpar CRCAM D Ille et Vilaine CCI PAR 6 3 40%
NUV:xnys Nuveen Municipal Value Fund Inc. NYSE 3 1 10%
MUNI:arcx PIMCO Intermediate Municipal Bond ETF NYSE_ARCA 3 1 10%
HYD:arcx VanEck Vectors High-Yield Municipal Index ETF NYSE_ARCA 3 1 10%
XPHI:xlon db x-trackers MSCI Philippines ETF $ LSE_ETF 4 2 20%
EMCR:xlon iShares $ EMS Corp Bond UCITS ETF LSE_ETF 5 2 20%
COH:xjse Curro Holdings Ltd JSE 8 3 40%
ZUGN:xswx Zug Estates Holding AG SWX 6 3 40%
CCN:xpar Caisse Regionale de Credit Agricole Mutuel de Norm PAR 6 2 20%
CRLA:xpar Caisse Regionale du Credit Agricole Mutuel du Lang PAR 8 3 40%
PAN:xjse Pan African Resources Plc JSE 7 3 40%
SDOG:arcx ALPS Sector Dividend Dogs ETF NYSE_ARCA 4 2 20%
DLN:arcx WisdomTree LargeCap Dividend Fund NYSE_ARCA 3 1 10%
XACT:xome XACT Fond - OMXS30 SSE 3 1 10%
XACT_NORDEN_30:xome XACT Norden 30 SSE 4 2 20%
XMUS:xome db x-trackers MSCI USA ETF SSE 3 1 10%
XX25:xome db x-trackers FTSE CHINA 50 UCITS ETF (DR) SSE 3 1 10%
XMJP:xome db x-trackers MSCI JAPAN INDEX UCITS ETF (DR) SSE 3 1 10%
SXPX:xome db x-trackers S&P 500 ETF SSE 3 1 10%
C079:xetr ComStage STOXX Europe 600 Utilities NR UCITS ETF XETR_ETF 3 1 10%
IFGL:xnas iShares FTSE EPRA/NAREITGlobal Real Estat ex- US NASDAQ 4 2 20%
SRPT:xnas Sarepta Therapeutics Inc. NASDAQ 7 3 40%
CAT:xjse Caxton and CTP Publishers and Printers Ltd JSE 7 3 40%
INDW:xpar Lyxor MSCI World Industrials TR UCITS ETF PAR 3 1 10%
IDXJ:arcx VanEck Vectors Indonesia Small-Cap ETF NYSE_ARCA 5 2 20%
NYIEVO:xcse Nykredit Inv - Europaeiske Virksomhedsobligationer CSE_INV 3 1 10%
NYILO:xcse Nykredit Invest Lange Obligationer CSE_INV 3 1 10%
PEZ:arcx PowerShares Dynamic Comer Discretionary Sector ptf NYSE_ARCA 4 2 20%
TIPZ:arcx PIMCO Broad U.S. TIPS Index Fund NYSE_ARCA 4 2 20%
SMB:arcx VanEck Vectors AMT-Free Short Municipal Index ETF NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PSR:arcx PowerShares Active U.S. Real Estate Fund NYSE_ARCA 4 2 20%
PDCE:xnas PDC Energy Corp. NASDAQ 4 3 40%
DGT:arcx SPDR DJ Global Titans ETF NYSE_ARCA 3 1 20%
IHF:arcx iShares DJ U.S. Health Care Providers Index Fund NYSE_ARCA 4 2 20%
VBSN1:xswx IVF HARTMANN Holding AG SWX 8 3 40%
XPO:xnys XPO Logistics Inc. NYSE 5 3 40%
EGL:xnys Engility Holdings Inc. NYSE 6 2 20%
XMKM:xetr db x-trackers MSCI EM MATERIALS TRN ETF XETR_ETF 4 2 20%
XMAF:xlon db x-trackers MSCI EFM AFRICA TOP 50 CAP TRN ETF LSE_ETF 5 2 20%
IQQ7:xetr iShares FTSE EPRA/NAREIT US Property Yield ETF XETR_ETF 4 2 20%
IUSB:xetr iShares S&P Global Timber & Forestry ETF XETR_ETF 4 2 20%
PANW:xnys Palo Alto Networks Inc. NYSE 5 1 10%
Q0F:xses IHH Healthcare Bhd SGX-ST 6 1 20%
KESAV:xhel Kesko Corp. HSE 5 1 10%
IEAC:xlon iShares Core Euro Corporate Bond UCITS ETF LSE_ETF 3 1 10%
XGIN:xmil db x-trackers II iBoxx GlobInfl-Lnkd TR Hgd 1C ETF MIL 3 1 20%
DMF:xase Dreyfus Municipal Income Inc. AMEX 3 1 20%
FIVE:xnas Five Below Inc. NASDAQ 4 1 10%
EMLP:arcx First Trust North American Energy Infra Fund NYSE_ARCA 3 1 10%
HUSQ_A:xome Husqvarna AB SSE 7 1 10%
HRG:xnys HRG Group Inc. NYSE 4 3 40%
XGD:xtse iShares S&P/TSX Global Gold Index ETF TSE 3 1 10%
PGL:xjse Pallinghurst Resources Ltd JSE 4 2 20%
DBXX:xetr db x-trackers FTSE 100 ETF XETR_ETF 3 1 10%
SMF:xome Semafo Inc. SSE 8 2 20%
PFE:xome Pfizer Inc. SSE 2 1 10%
IGEA:xlon iShares EM Asia Local Gov Bnd UCITS ETF LSE_ETF 6 3 40%
PICK:arcx iShares MSCI GB Metals & Mining Producers ETF NYSE_ARCA 4 2 20%
HYEM:arcx VanEck Vectors Emerging Markets High Yield Bond ET NYSE_ARCA 4 2 20%
IEX5:xlon iShares Eur Crp Bnd Ex-Fin 1-5 UCITS ETF LSE_ETF 3 1 20%
TARO:xnys Taro Pharmaceutical Industries Ltd NYSE 4 1 10%
FDL:arcx First Trust Morningstar Dividend Leaders Index ETF NYSE_ARCA 3 1 10%
01336:xhkg New China Life Insurance Co Ltd HKEX 5 1 10%
TRQ:xtse Turquoise Hill Resources TSE 5 1 20%
NGVC:xnys Natural Grocers by Vitamin Cottage Inc. NYSE 6 5 100%
ARCM:xome Arcam AB SSE 8 3 40%
BLMN:xnas Bloomin' Brands Inc. NASDAQ 3 2 20%
KBWY:arcx PowerShares KBW Premium Yield Equity REIT Port NYSE_ARCA 4 2 20%
XB4N:xetr db x-tra II iBoxx EUR Liq Corp Non-Fin UCITS ETF XETR_ETF 3 1 10%
NVDQ:xnas Novadaq Technologies Inc. NASDAQ 7 2 20%
TRQ:xnys Turquoise Hill Resources Ltd NYSE 4 1 10%
MANU:xnys Manchester United Plc NYSE 3 1 10%
BEP_UN:xtse Brookfield Renewable Partners L.P. TSE 4 1 20%
SYBS:xetr SPDR Barclays Sterling Corporate Bond UCITS ETF XETR_ETF 3 1 10%
SYBX:xetr SPDR Citi Asia Local Bond Government UCITS ETF XETR_ETF 3 1 10%
SOXX:xnas iShares PHLX SOX Semiconductor Sector Index Fund NASDAQ 4 2 20%
USPH:xnys US Physical Therapy Inc. NYSE 5 2 20%
SRT:xetr Sartorius AG St FSE 7 1 10%
CHUY:xnas Chuys Holdings Inc. NASDAQ 8 3 40%
MRU:xtse Metro Inc. TSE 3 1 20%
BAWP:xjse Barloworld Ltd 6% Preferred JSE 8 3 40%
DSBP:xjse Discovery Holdings Ltd Preferred JSE 8 2 20%
FSRP:xjse Firstrand Ltd B Preferred JSE 3 2 20%
GNDP:xjse Grindrod Ltd Preferred JSE 8 3 40%
IPLP:xjse Imperial Holdings Ltd Preferred JSE 8 2 20%
LBHP:xjse Liberty Holdings Preferred JSE 8 2 20%
SBKP:xjse Standard Bank Group 6.5% Preferred JSE 8 1 10%
TFGP:xjse The Foschini Group Ltd 6.5% Preferred JSE 8 3 40%
LVNTA:xnas Liberty Ventures NASDAQ 4 1 10%
DKINMAKK:xcse Danske Invest Nye Markeder Akk CSE_INV 4 2 20%
DKIDKA:xcse Danske Invest Danmark - Akkumulerende CSE_INV 3 1 10%
AGS:xbru Ageas NV BRU 3 1 20%
ALQ:xasx ALS Ltd ASX 5 3 40%
SOL:xmil SOL SpA MIL 6 2 20%
02840:xhkg SPDR Gold Trust HKEX 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
00124:xhkg Guangdong Land Holdings Ltd HKEX 8 3 40%
TRE:xjse Trencor Ltd JSE 5 3 40%
AWA:xjse Arrowhead Properties Ltd JSE 6 3 40%
XIC:xtse iShares Core S&P/TSX Capped Composite Index ETF TSE 4 2 20%
WAGE:xnys WageWorks Inc. NYSE 4 1 10%
ZRE:xtse BMO Equal Weight REITs Index ETF TSE 3 1 10%
GMED:xnys Globus Medical Inc. NYSE 8 2 20%
CJP:xtse iShares Japan Fundamental Index ETF (CAD-Hgd) TSE 3 1 10%
XY4P:xetr db x-trackers II iBoxx EUR Sov EuroZone Yield+ 1C XETR_ETF 3 1 10%
CSD:xtse iShares Short Duration High Trust Units ETF TSE 3 1 10%
Q5T:xses Far East Hospitality Trust SGX-ST 3 1 20%
ILB:arcx PIMCO Global Advantage Infl-Lkd Bd ETF NYSE_ARCA 3 1 10%
MXF:xlon Medicx Fund Ltd LSE_SETS 6 3 40%
Q1P:xses Ascendas Hospitality Trust SGX-ST 6 3 40%
INCO:arcx EGShares India Consumer ETF NYSE_ARCA 5 2 20%
PIC:xbru Picanol NV BRU 7 3 40%
TCP:xjse Transaction Capital Ltd JSE 7 3 40%
CAMP:xnas CalAmp Corp. NASDAQ 6 3 40%
ASGN:xnys On Assignment Inc. NYSE 4 2 20%
COW:xtse iShares Global Agriculture Index ETF TSE 4 2 20%
CBQ:xtse iShares BRIC Index ETF TSE 4 2 20%
SAUS:xlon iShares MSCI Australia UCITS ETF LSE_ETF 4 2 20%
NMFC:xnys New Mountain Finance Corp. NYSE 5 2 20%
01628:xhkg Yuzhou Properties Co Ltd HKEX 6 3 40%
IJPE:xswx iShares MSCI Japan Monthly EURO Hedged SWX 3 1 10%
IWDE:xswx iShares MSCI World Monthly EUR Hedged SWX 6 3 40%
IUSE:xswx iShares S&P 500 Monthly EUR Hedged SWX 3 1 10%
IEDY:xswx iShares Dow Jones Emerging Markets Select Div SWX 4 2 20%
S85:xses Straco Corporation Ltd SGX-ST 8 3 40%
MAJDKO:xcse Maj Invest Danske Obligationer CSE_INV 3 1 10%
INGA:xmil ING Groep NV MIL 2 2 20%
PFXF:arcx VanEck Vectors Preferred Securities ex Financials NYSE_ARCA 3 1 10%
THRM:xnas Gentherm Inc. NASDAQ 4 1 10%
DBPG:xetr db x-trackers S&P 500 2x Leveraged Daily ETF XETR_ETF 5 2 20%
DBPK:xetr db x-trackers S&P 500 2x Inverse Daily ETF XETR_ETF 5 2 20%
JQC:xnys Nuveen Credit Strategies Income Fund NYSE 3 1 10%
BSRP:xmil Banco di Sardegna SPA MIL 8 3 40%
C6E:xpar Amundi ETF Dow Jones STOXX 600 PAR 3 1 10%
EXSI:xetr iShares EURO STOXX (DE) XETR_ETF 3 1 20%
MFE:xpar Lyxor ETF MSCI EMU PAR 3 1 20%
TEL:xpar Lyxor UCITS ETF Stoxx Europe 600 Telecom. PAR 3 1 20%
SEMG:xnys Semgroup Corp. NYSE 4 3 40%
VCE:xtse Vanguard FTSE Canada Index ETF TSE 3 1 10%
VSB:xtse Vanguard Canadian Short-Term Bond Index ETF TSE 3 1 10%
HEDJ:arcx WisdomTree Europe Hedged Equity Fund NYSE_ARCA 3 1 10%
SJP3:xlon ETFS 3X Short JPY Long USD LSE_SETS 6 3 40%
FM:arcx iShares MSCI Frontier 100 Index Fund NYSE_ARCA 3 1 20%
MCC:xnys Medley capital Corp. NYSE 5 3 40%
DVYE:arcx iShares Emerging Markets Dividend ETF NYSE_ARCA 4 2 20%
HCLP:xnys Hi-Crush Partners LP NYSE 8 3 40%
GGT:xnys The Gabelli Multimedia Trust Inc. NYSE 5 2 20%
WEA:xnys Western Asset Premier Bond Fund NYSE 3 1 10%
9201:xtks Japan Airlines Co Ltd TYO 3 1 20%
ATAX:xnas America First Multifamily Investors LP NASDAQ 8 3 40%
CHY:xnas Calamos Convertible And High Income Fund NASDAQ 3 1 10%
LGB3:xlon ETFS 3X Long GBP Short USD LSE_SETS 7 4 80%
ANGL:arcx VanEck Vectors Fallen Angel High Yield Bond ETF NYSE_ARCA 3 1 10%
TINM:xlon ETFS Tin LSE_SETS 4 2 20%
HYLD:arcx Peritus High Yield ETF NYSE_ARCA 3 1 10%
MORT:arcx VanEck Vectors Mortgage REIT Income ETF NYSE_ARCA 3 1 10%
IHY:arcx VanEck Vectors International High Yield Bond ETF NYSE_ARCA 3 1 10%
SCHP:xlon Foreign Exchange Ltd ETFS Short CHF Long USD LSE_SETS 5 2 20%
RRF:arcx WisdomTree Global Real Return Fund NYSE_ARCA 3 1 10%
DON:arcx WisdomTree MidCap Dividend ETF NYSE_ARCA 3 1 10%
DTN:arcx Wisdom Tree Dividend Ex-Financials ETF NYSE_ARCA 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
GBF:xetr Bilfinger Berger SE FSE 5 2 20%
DBV:xpar DBV Technologies PAR 6 2 20%
BSMX:xnys Grupo Financiero Santander Mexico SAB De CV NYSE 4 1 10%
MVUS:xswx OSSIAM ETF US Minimum Variance USD ETF SWX 3 1 10%
EUMV:xswx OSSIAM ETF iSTOXX EUR Min Variance NR ETF SWX 3 1 10%
DEMV:xswx Ossiam Emerging Markets Min Variance NR UCITS ETF SWX 4 2 20%
DFRG:xnas Del Frisco's Restaurant Group Inc. NASDAQ 6 3 40%
TSRO:xnas Tesaro Inc. NASDAQ 5 3 40%
EEMA:xnas iShares MSCI Emerging Markets Asia Index Fund NASDAQ 4 2 20%
P:xtse Primero Mining Corp. TSE 7 3 40%
EUSA:arcx iShares MSCI USA Equal Weighted ETF NYSE_ARCA 3 1 10%
HY_WD:xnys Hyster-Yale Materials Handling Inc. NYSE 5 2 20%
SAND:xase Sandstorm Gold Ltd AMEX 8 2 20%
RHP:xnys Ryman Hospitality Properties Inc. NYSE 3 1 10%
5703:xtks Nippon Light Metal Holdings Company Ltd TYO 5 2 20%
5413:xtks Nisshin Steel Holdings Co Ltd TYO 4 1 10%
JNKE:xlon SPDR Barclays Euro High Yield Bond UCITS ETF LSE_ETF 3 1 10%
RMT:xnys Royce Micro-Cap Trust Inc. NYSE 5 2 20%
AFIN:xpar Amundi ETF EURO Corporate Financials IBOXX PAR 3 1 10%
IUSP:xswx iShares FTSE EPRA/NAREIT US Property Yield Fund SWX 4 2 20%
MDLZ:xnas Mondelez Intl Inc. NASDAQ 3 1 10%
EMCB:xnas WisdomTree Emerging Markets Corporate Bond Fund NASDAQ 3 1 10%
DYN:xnys Dynegy Inc. NYSE 4 2 20%
LG7:xses db x-trackers MSCI Thailand Index UCITS ETF (DR) SGX-ST 4 2 20%
UIM7:xetr MSCI World UCITS ETF (USD) A-dis XETR_ETF 3 1 10%
YMLP:arcx VanEck Vectors High Income MLP ETF NYSE_ARCA 3 1 10%
FLTX:xnys Fleetmatics Group Plc NYSE 4 3 40%
FILL:arcx iShares MSCI Global Energy Producers ETF NYSE_ARCA 4 2 20%
SVJ:xetr Syngenta AG FSE 5 1 10%
JHX:xnys James Hardie Industries Plc NYSE 4 1 10%
QLYS:xnas Qualys Inc. NASDAQ 7 2 20%
03070:xhkg Ping An of China CSI HK Dividend ETF HKEX 5 2 20%
ECONB:xbru Econocom Group SA/NV BRU 4 2 20%
01918:xhkg Sunac China Holdings Ltd HKEX 5 3 40%
MFFO:xasx Magellan Flagship Fund Ltd - Options ASX 3 1 20%
URTH:arcx iShares MSCI World ETF NYSE_ARCA 3 1 10%
BERY:xnys Berry Plastics Group Inc. NYSE 4 3 40%
LXFR:xnys Luxfer Holdings Plc NYSE 6 5 100%
SMLP:xnys Summit Midstream Partners LP NYSE 5 3 40%
MTSI:xnas Macom Technology Solutions Holdings Inc. NASDAQ 5 3 40%
DLG:xlon Direct Line Insurance Group Plc LSE_SETS 3 1 10%
GDG_new:xlon Green Dragon Gas Ltd LSE_SETS 7 3 40%
TLX:xetr Talanx AG FSE 4 1 10%
ICPT:xnas Intercept Pharmaceuticals Inc. NASDAQ 5 2 20%
IMKTA:xnas Ingles Markets Inc. NASDAQ 7 2 20%
VUG:arcx Vanguard Growth ETF NYSE_ARCA 3 1 10%
SPFF:arcx Global X SuperIncome Preferred ETF NYSE_ARCA 3 1 10%
SYIVOHY:xcse Sydinvest - Virksomhedsobligationer HY KL CSE_INV 3 1 10%
WDAY:xnys Workday Inc. NYSE 5 1 10%
CALT:xmil Caltagirone SPA MIL 7 5 100%
KMF:xnys Kayne Anderson Midstream/Energy Fund Inc. NYSE 3 1 10%
SYC:xpar EasyETF Stoxx Europe 600 Construction & Materials PAR 4 2 20%
AMBA:xnas Ambarella Inc. NASDAQ 5 2 20%
BRG:xosl Borregaard ASA OSE 6 2 20%
PAF:arcx PowerShares FTSE RAFI Asia Pacific ex-Japan ETF NYSE_ARCA 3 1 10%
GXF:arcx Global X FTSE Nordic 30 ETF NYSE_ARCA 4 2 20%
SSTK:xnys Shutterstock Inc. NYSE 4 1 10%
03669:xhkg China Yongda Automobiles Services Hldgs Ltd HKEX 7 3 40%
NEP:xjse New Europe Property Investments Plc JSE 3 1 20%
FXO:arcx First Trust Financials AlphaDEX ETF NYSE_ARCA 4 2 20%
FXL:arcx First Trust Technology AlphaDEX ETF NYSE_ARCA 4 2 20%
RF1U:xses RHT Health Trust SGX-ST 6 2 20%
00895:xhkg Dongjiang Environmental Co Ltd HKEX 8 1 20%
ATS:xwbo AT&S Austria Technologie & Systemtechnik AG VIE 5 3 40%
MDMG:xlon MD Medical Group Investments Plc LSE_INTL 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
HTA:xnys Healthcare Trust of America Inc. NYSE 4 2 20%
XTC:xtse Exco Technologies Ltd TSE 6 3 40%
HCI:xnys HCI Group Inc. NYSE 5 3 40%
SLXX:xlon iShares Core £ Corporate Bond UCITS ETF LSE_ETF 3 1 10%
SDLP:xnys Seadrill Partners LLC NYSE 6 5 100%
CSGLDE:xswx CS ETF II (CH) on Gold - hedged EUR SWX 3 1 10%
00778:xhkg Fortune REIT HKEX 5 2 20%
GTE:xtse Gran Tierra Energy Inc. TSE 6 2 20%
CSLP:xswx Credit Suisse Real Estate Fund LivingPlus SWX 4 2 20%
USMV:arcx iShares Edge MSCI USA Minimum Volatility Index Fnd NYSE_ARCA 3 1 10%
EFAV:arcx iShares Edge MSCI EAFE Min Volatility Index Fund NYSE_ARCA 3 1 10%
NHF:xnys NexPoint Credit Strategies Fund NYSE 3 3 40%
CEB:xnys Cab Inc. NYSE 3 2 20%
SVR:xtse iShares Silver Bullion ETF TSE 3 1 10%
ISHG:xnas iShares S&P/Citigroup 1-3 Year International Treas NASDAQ 3 1 10%
CD47:xetr ComStage ETF PSI 20 UCITS ETF XETR_ETF 5 2 20%
7309:xtks Shimano Inc. TYO 4 1 20%
DRPF:xswx UBS DIRECT RES Closed Fund SWX 7 3 40%
00433:xhkg North Mining Shares Co Ltd HKEX 8 3 40%
COSW:xpar Lyxor MSCI World Consumer Staples TR UCITS PAR 3 1 10%
CH1:xpar Amundi ETF MSCI Netherlands UCITS ETF PAR 3 1 10%
XRO:xasx Xero Ltd ASX 7 2 20%
CF1:xpar Amundi ETF MSCI France UCITS ETF PAR 3 1 10%
WMIH:xnas WMIH Corp. NSC 8 3 40%
DBXI:xetr db x-trackers FTSE MIB Index ETF XETR_ETF 3 1 10%
SXR2:xetr iShares MSCI Canada UCITS ETF XETR_ETF 3 1 10%
DBL:xnys Doubleline Opportunistic Credit Fund NYSE 5 2 20%
ZSILHE:xswx ZKB Silver ETF (EUR) hedged Klasse H SWX 3 1 10%
XB4F:xetr db x-trackers II iBoxx EUR L C 100 F SIndx T R ETF XETR_ETF 3 1 10%
DXSD:xetr db x-trackers Stoxx Europe 600 Oil & Gas ETF XETR_ETF 3 1 10%
XFFE:xmil Db X-Trackers Ii Fed Funds Effectiv Rate MIL 3 1 20%
IIIBOND:xcse Independent Invest - Independent Bond CSE_INV 4 2 20%
P5P:xses CIMB S&P Ethical Asia Pacific Dividend ETF SGX-ST 3 1 10%
PEK:arcx VanEck Vectors ChinaAMC CSI 300 ETF NYSE_ARCA 4 2 20%
RLGY:xnys Realogy Holdings Corp. NYSE 3 1 10%
EMMV:xpar Ossiam Emerging Markets Minimum Variance PAR 4 2 20%
ENF:xtse Enbridge Income Fund Holdings Inc. TSE 4 1 10%
VGOV:xlon Vanguard UK Gilt UCITS ETF LSE_ETF 3 1 10%
VUKE:xlon Vanguard FTSE 100 ETF LSE_ETF 4 2 20%
AUGB:xlon ETFS Foreign Exchange Ltd ETFS Short AUD long GBP LSE_ETF 5 2 20%
GAL:arcx SPDR SSgA Global Allocation ETF NYSE_ARCA 3 1 10%
RLY:arcx SPDR SSgA Multi-Asset Real Return ETF NYSE_ARCA 3 1 10%
SAA:xlon M&C Saatchi Plc LSE_SETS 6 3 40%
TOG:xtse Torc Oil and Gas Ltd TSE 6 2 20%
CE9:xpar Amundi ETF MSCI Eastern Europe Ex Russia PAR 4 2 20%
ALDW:xnys Alon USA Partners LP NYSE 5 3 40%
MA57:xpar Lyxor ETF EuroMTS AAA Macro-Weighted GovtBond 5-7Y PAR 3 1 10%
HLTW:xpar Lyxor MSCI World Health Care TR UCITS ETF PAR 3 1 10%
NDIKI:xcse Nordea Invest Kina CSE_INV 5 2 20%
NDIIND:xcse Nordea Invest Indien CSE_INV 5 2 20%
01332:xhkg China Opto Holdings Ltd HKEX 8 3 40%
SCP:xasx Shopping Centres Australasia Property Group ASX 4 2 20%
IND:xpar Lyxor ETF Stoxx Europe 600 Indtrl Goods & Services PAR 3 1 10%
HSKA:xnas Heska Corp. NSC 8 3 40%
HYS:arcx PIMCO 0-5 Year High Yield Corporate Bond Index ETF NYSE_ARCA 3 1 10%
TRV:xpar Lyxor ETF DJ Stoxx 600 Travel & Leisure ETF PAR 3 1 10%
SCHB:arcx Schwab US Broad Market ETF NYSE_ARCA 3 1 10%
SCHF:arcx Schwab International Equity ETF NYSE_ARCA 3 1 10%
AAA:xasx Betashares Australian High Interest Cash ETF ASX 3 1 20%
APEF:xlon Aberdeen Private Equity Fund Ltd LSE_SETS 6 3 40%
HINT:xlon Henderson International Income Trust Plc LSE_SETS 6 3 40%
YY:xnas YY Inc. NASDAQ 5 2 20%
MFON:xlon MegaFon PJSC LSE_INTL 6 1 20%
BFA:xlon BASF SE LSE_SETS 8 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
YMAX:xasx Betashares Aus Top20 Equity Yied ETF ASX 5 2 20%
GNR:arcx SPDR S&P Global Natural Resources ETF NYSE_ARCA 4 2 20%
EMCO:xlon SPDR BofA Merrill Lynch Emrg Mkts Corp Bond LSE_ETF 4 2 20%
GK:xnas G&K Services Inc. NASDAQ 3 2 20%
XBTP:xmil db x-trackers II SICAV - db x-track II MTS Ex-BTP MIL 4 2 20%
AZJ:xasx Aurizon Holdings Ltd ASX 3 1 10%
XCHA:xetr db x-trackers CSI300 Index ETF XETR_ETF 4 2 20%
SYNT:xlon Synthomer Plc LSE_SETS 4 2 20%
BEAR:xasx BetaShares Australian Equities Bear ETF ASX 5 2 20%
POU:xasx Betashares British Pound ETF ASX 3 1 20%
QFN:xasx BetaShares S&P/ASX 200 Fin Sector ETF - NOCT ASX 3 1 10%
QRE:xasx BetaShares S&P/ASX 200 Res Sector ETF ASX 4 2 20%
USD:xasx BetaShares US Dollar ETF ASX 3 1 20%
UIM6:xetr MSCI USA UCITS ETF (USD) A-dis XETR_ETF 3 1 10%
03188:xhkg CHINAAMC CSI 300 INDEX ETF HKEX 4 2 20%
VUSA:xlon Vanguard S&P 500 UCITS ETF LSE_ETF 3 1 10%
01339:xhkg The People's Insurance Co (Group) of China Ltd HKEX 5 1 10%
EAGG:xpar SPDR Barclays Euro Aggregate Bond UCITS ETF PAR 3 1 10%
EAGG:xswx SPDR Barclays Euro Aggregate Bond UCITS ETF SWX 3 1 10%
QIF:xlon Qatar Investment Fund Plc LSE_SETS 4 2 20%
SCHD:arcx Schwab US Dividend Equity ETF NYSE_ARCA 3 1 20%
SPHD:arcx PowerShares S&P 500 High Dividend Portfolio NYSE_ARCA 3 1 20%
DTD:arcx WisdomTree Total Dividend ETF NYSE_ARCA 3 1 20%
SPMV:xlon iShares Edge S&P 500 Minimum Volatility UCITS ETF LSE_ETF 3 1 10%
MVOL:xlon iShares Edge MSCI World Min Volatility UCITS ETF LSE_ETF 3 1 10%
MVEU:xlon Shares Edge MSCI Europe Min Volatility UCITS ETF LSE_ETF 3 1 10%
EMMV:xlon iShares Edge MSCI EM Min Volatility UCITS ETF LSE_ETF 4 2 20%
IBCI:xlon iShares Barclays Euro Inf Link Gov Bnd UCITS ETF LSE_ETF 3 1 10%
GRX:xnys The Gabelli Healthcare & Wellness Trust NYSE 5 2 20%
NEO:xnas NeoGenomics Inc. NSC 8 3 40%
SJNK:arcx SPDR Barclays Short Term High Yield Bond ETF NYSE_ARCA 4 2 20%
QLTA:arcx iShares Aaa-A Rated Corporate Bond ETF NYSE_ARCA 3 1 20%
IEMG:arcx iShares Core MSCI Emerging Markets ETF NYSE_ARCA 4 2 20%
ITOT:arcx iShares Core S&P Total US Stock Market ETF NYSE_ARCA 3 1 20%
IEFA:arcx iShares Core MSCI EAFE ETF NYSE_ARCA 4 2 20%
BTZ:xnys BlackRock Credit Allocation Income Trust NYSE 3 1 10%
ILTB:arcx iShares Core 10+ Year USD Bond ETF NYSE_ARCA 3 1 10%
ISTB:arcx iShares Core 1-5 Year USD Bond ETF NYSE_ARCA 3 1 10%
PGFP:xjse PSG Financial Services Ltd JSE 8 2 20%
KW:xnys Kennedy-Wilson Holdings Inc. NYSE 3 2 20%
KCEL:xlon Kcell JSC LSE_INTL 7 3 40%
RGLDO:xswx Solid Gold Ounces A-Klasse CHF SWX 4 2 20%
01296:xhkg Guodian Technology & Environment Group Corp. Ltd HKEX 8 3 40%
INFY:xnys Infosys Ltd NYSE 4 1 10%
SBPP:xjse Standard Bank Group Ltd - Preferred JSE 3 1 10%
SCTY:xnas SolarCity Corp. NASDAQ 7 2 20%
ALR:xwar Alior Bank SA WSE 4 3 40%
XEG:xtse iShares S&P/TSX Capped Energy Index ETF TSE 4 2 20%
SAVE:xmil Save SpA MIL 8 2 20%
MLPA:arcx Global X MLP ETF NYSE_ARCA 4 2 20%
03031:xhkg XIE Shares Indonesia (LQ45) ETF HKEX 5 2 20%
IRET:xnys Investors Real Estate Trust NYSE 4 2 20%
GT:xnas The Goodyear Tire & Rubber Co. NASDAQ 3 2 20%
RETL:arcx Direxion Daily Retail Bull 3X Shares NYSE_ARCA 7 4 80%
VSVS:xlon Vesuvius Plc LSE_SETS 5 3 40%
VHY:xasx Vanguard Australian Shares High Yield ETF ASX 4 2 20%
ZSILHC:xswx ZKB Silver ETF (CHF) hedged Klasse H SWX 5 2 20%
SBNC:xetr Sberbank of Russia FSE 6 3 40%
00477:xhkg AUPU Group Holdings Co Ltd HKEX 7 3 40%
RIOL:xlon Lyxor ETF Brazil (Ibovespa) LSE_ETF 4 2 20%
CRNL:xlon Lyxor ETF Commodities CRB Ex-Energy TR LSE_ETF 3 1 10%
CRBL:xlon Lyxor ETF Comm Thomson Reuters/Jefferies CRB LSE_ETF 3 1 10%
PBF:xnys PBF Energy Inc. NYSE 4 1 10%
01829:xhkg China Machinery Equipment Engineering Corp. HKEX 5 2 20%
SSAC:xlon iShares MSCI ACWI UCITS ETF LSE_ETF 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SANT:xetr S & T AG FSE 7 3 40%
4GLD:xetr Xetra-Gold FSE 6 3 40%
C100:xetr ComStage Commerzbank EONIA Index TR UCITS ETF XETR_ETF 4 2 20%
Y:xtse Yellow Pages Ltd TSE 8 3 40%
XHS:arcx SPDR S&P Health Care Services ETF NYSE_ARCA 4 2 20%
ROOF:arcx IQ US Real Estate Small Cap ETF NYSE_ARCA 5 2 20%
IDL:xpar ID LOGISTICS GROUP PAR 6 3 40%
CLM:xase Cornerstone Strategic Value AMEX 7 4 80%
CRF:xase Cornerstone Total Return AMEX 7 4 80%
EXX6:xetr iShares eb.rexx Government Germany 10.5+ (DE) ETF XETR_ETF 3 1 10%
SPE:xnys Special Opportunities Fund Inc. - NOCT NYSE 6 3 40%
AXDX:xnas Accelr8 Technology Inc. NSC 7 2 20%
RESI:xnys Altisource Residential Corp. NYSE 5 2 20%
IUST:xetr iShares BC USD TIPS ETF XETR_ETF 4 2 20%
PPC:xnas Pilgrims Pride Corp. NASDAQ 5 1 10%
HYLD:xlon iShares Global High Corp Bond UCITS ETF LSE_ETF 4 2 20%
02822:xhkg CSOP FTSE China A50 ETF HKEX 4 2 20%
DS2P:xlon ETFX DAX 2X Short Fund LSE_ETF 7 4 80%
01030:xhkg Future Land Development Holdings Ltd HKEX 6 2 20%
DKL:xnys Delek Logistics Partners LP NYSE 5 2 20%
XSFR:xmil db x-trackers S&P Select Frontier ETF MIL 3 1 10%
IMDA:xpar Immobiliere dassault SA PAR 6 3 40%
FANG:xnas Diamondback Energy Inc. NASDAQ 4 3 40%
MGK:arcx Vanguard Mega Cap Growth ETF NYSE_ARCA 4 2 20%
DKIFO:xcse Danske Invest Fonde CSE_INV 4 2 20%
NOEJ:xetr NORMA Group AG FSE 4 1 10%
00194:xhkg Liu Chong Hing Investment Ltd HKEX 7 3 40%
00071:xhkg Miramar Hotel & Investment Co Ltd HKEX 6 3 40%
00289:xhkg Wing On Company International Ltd HKEX 6 3 40%
XBAS:xetr db x-trackers MSCI Singapore IM Index UCITS ETF XETR_ETF 4 2 20%
8697:xtks Japan Exchange Group Inc. TYO 4 1 20%
5408:xtks Nakayama Steel Works Ltd TYO 8 3 40%
STRZA:xnas Starz Series A NASDAQ 3 1 10%
IVTP:xjse Invicta Holdings Ltd - Preferred JSE 8 3 40%
MDIV:xnas First Multi-Asset Diversified Income Index Fund NASDAQ 4 2 20%
BSL:xnys Blackstone/GSO Senior Floating Rate Term Fund NYSE 4 2 20%
XSIR:xlon db x-trackers STOXX EUROPE 600 INSURANCE LSE_ETF 4 2 20%
02039:xhkg China International Marine Containers Group Ltd HKEX 6 1 10%
MVF:xase BlackRock MuniVest Fund Inc. AMEX 4 2 20%
EFT:xnys Eaton Vance Floating-Rate Income Trust NYSE 4 2 20%
FF:xnys Futurefuel Corp. NYSE 6 3 40%
00342:xhkg NewOcean Energy Holdings Ltd HKEX 7 3 40%
IIM:xnys Invesco Value Municipal Income Trust NYSE 4 2 20%
TILE:xnas Interface Inc. NASDAQ 4 2 20%
8GC:xetr Glencore Plc FSE 6 1 10%
02821:xhkg ABF Pan Asia Bond Index Fund HKEX 4 2 20%
02268:xhkg Youyuan International Holdings Ltd HKEX 8 3 40%
O_PF:xnys Realty Income Corp. NYSE 5 2 20%
AFK:xosl Arendals Fossekompani ASA OSE 7 2 20%
UBU7:xetr MSCI World UCITS ETF (USD) A-dis XETR_ETF 3 1 10%
SBRT:xlon Commodity Sec Ltd ETFS 1X Daily Short Brent Crude LSE_ETF 6 3 40%
LAU3:xlon ETFS 3x Long AUD Short USD LSE_SETS 6 3 40%
SGB3:xlon ETFS 3x Short GBP Long USD LSE_SETS 6 3 40%
LCNP:xlon ETFS Long CNY Short USD LSE_SETS 4 2 20%
MPFE:xetr MAN GLG Europe Plus Source ETF XETR_ETF 3 1 10%
SC0F:xetr Source STOXX Europe Small 200 UCITS ETF XETR_ETF 4 2 20%
SPPP:arcx Sprott Physical Platinum and Palladium Trust NYSE_ARCA 5 2 20%
CSEMU:xswx CS ETF (IE) on MSCI EMU SWX 3 1 10%
DREF:xlon Duet Real Estate Finance Ltd LSE_SETS 4 2 20%
LMP:xlon LondonMetric Property Plc LSE_SETS 3 1 10%
AT:xmil ASTM SpA MIL 4 3 40%
5UX:xses Oxley Holdings Ltd SGX-ST 6 2 20%
WAA:xasx WAM Active Ltd - NOCT ASX 7 4 80%
NTCP:xjse Netcare Ltd - Preferred JSE 8 2 20%
CONE:xnas CyrusOne Inc. NASDAQ 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
EUNT:xetr iShares Euro Corporate Bond 1-5yr UCITS ETF XETR_ETF 3 1 10%
CVRR:xnys CVR Refining LP NYSE 5 2 20%
PJS1:xetr PIMCO Euro Short Maturity Source UCITS ETF XETR_ETF 3 1 10%
CAEUAS:xmil MSCI Canada SF UCITS ETF MIL 4 2 20%
USVEUY:xmil Ubs (Irl) Etf Msci Usa Value A-Dis MIL 3 1 20%
SPXS:xlon S&P 500 Source ETF LSE_ETF 3 1 10%
STHY:xlon PIMCO Short-Term High Yield Corp Bd Idx Source ETF LSE_ETF 3 1 10%
QUID:xlon PIMCO Sterling Short Maturity Source ETF LSE_ETF 3 1 10%
TTS:xnas Tile Shop Holdings Inc. NASDAQ 7 2 20%
JPC:xnys Nuveen Preferred Income Opportunities Fund NYSE 5 2 20%
HTD:xnys John Hancock Tax-Advantaged Dividend Income Fund NYSE 3 1 10%
IUSC:xswx iShares S&P 500 Monthly CHF Hedged ETF SWX 3 1 10%
IWDC:xswx iShares MSCI World Monthly CHF Hedged ETF SWX 3 1 10%
IJPC:xswx iShares MSCI Japan Monthly CHF Hedged SWX 3 1 20%
F1EUAS:xmil UBS FTSE 100 SF UCITS ETF A-Acc MIL 4 2 20%
ECOEUA:xmil UBS-ETF Markit iBOXX EUR Liquid Corporates A MIL 3 1 20%
WRDEUA:xmil UBS MSCI WORLD ETF MIL 3 1 20%
EMVEUA:xmil UBS-ETF MSCI EMU ETF MIL 4 2 20%
R9IW:xses Olam International Ltd - Warrants SGX-ST 4 2 20%
CGG:xpar CGG PAR 7 4 80%
AMZ:xetr Amazon.Com Inc. XETR_STARS 3 1 10%
VWRL:xswx Vanguard FTSE All-World ETF SWX 3 1 10%
VFEM:xswx Vanguard FTSE Emerging Markets ETF SWX 4 2 20%
NFSH40:xjse Newfunds Shariah Top 40 ETF JSE 5 2 20%
STXIND:xjse Satrix INDI Portfolio JSE 4 2 20%
STXRES:xjse Satrix Resi Portfolio ETF JSE 4 2 20%
STXRAF:xjse Satrix RAFI 40 JSE 4 2 20%
DBXEU:xjse DB X Trackers DJ EU ST 50 ETF JSE 3 1 10%
DBXUK:xjse DB X Trackers FTSE 100 ETF JSE 3 1 10%
DBXJP:xjse DB X-Trackers Col in Japan ETF JSE 3 1 10%
DBXUS:xjse DB X-Trackers Col in USA ETF JSE 3 1 10%
HUT:xtse Horizons Cdn Equity Managed Risk ETF TSE 3 1 10%
TPH:xnys TRI Pointe Group Inc. NYSE 4 3 40%
ZTS:xnys Zoetis Inc. NYSE 4 1 10%
02236:xhkg Wison Engineering Services Co Ltd HKEX 8 3 40%
TYMN:xlon Tyman Plc LSE_SETS 6 3 40%
BBRY:xnas Blackberry Ltd NASDAQ 5 1 10%
BB:xtse Blackberry Ltd TSE 5 1 20%
INPR:xjse Investec Ltd - Preferred JSE 8 1 10%
BFAM:xnys Bright Horizons Family Solutions NYSE 4 2 20%
SXCP:xnys SunCoke Energy Partners L.P. NYSE 5 2 20%
USAC:xnys USA Compression Partners LP NYSE 5 2 20%
WWAV:xnys The WhiteWave Foods Company NYSE 5 2 20%
WGP:xnys Western Gas Equity Partners LP NYSE 5 1 10%
NFTRCI:xjse NEWFUNDS TRACI 3 Month ETF JSE 4 2 20%
LJP3:xlon ETFS 3x Long JPY Short USD LSE_SETS 7 4 80%
D5BH:xetr db x-trackers MSCI Canada Index UCITS ETF 1C XETR_ETF 4 2 20%
PAI:xnys Western Asset Income Fund NYSE 4 2 20%
SPMR:xmil Saipem SpA - Rcv MIL 8 2 20%
MPLX:xnys MPLX LP NYSE 4 1 10%
ING:xwar ING Bank Slaski SA WSE 4 2 20%
SSL:xtse Sandstorm Gold Ltd TSE 8 2 20%
NFBK:xnas Northfield Bancorp Inc. NASDAQ 5 3 40%
SXRN:xetr iShares Euro Government Bond 1-3 UCITS ETF XETR_ETF 3 1 10%
SGL:xjse Sibanye Gold Ltd JSE 6 3 40%
WEISIB:xcse Wealth Invest Sirius Balance CSE_INV 3 1 10%
FFA:xjse Fortress Income Fund Ltd - Unit Class A - REIT JSE 7 4 80%
REB:xjse Rebosis Property Fund Ltd - REIT JSE 7 4 80%
RES:xjse Resilient REIT Ltd JSE 5 2 20%
VKE:xjse Vukile Property Fund Ltd - REIT JSE 5 2 20%
EMI:xjse Emira Property Fund - REIT JSE 5 2 20%
AIGCP:xpar ETFS All Commodities PAR 3 1 10%
MAJMKL:xcse Maj Invest Global Sundhed CSE_INV 4 2 20%
OILWP:xpar ETFS WTI Oil Sec PAR 4 2 20%
BITA:xnys Bitauto Holdings Ltd NYSE 5 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
USCR:xnas US Concrete Inc. NSC 5 2 20%
VOX:arcx Vanguard Telecommunication Services ETF NYSE_ARCA 4 2 20%
CRST:xlon Crest Nicholson Holdings Ltd LSE_SETS 5 3 40%
FEI:xnys First Trust MLP and Energy Income Fund NYSE 6 3 40%
RH:xnys Restoration Hardware Holdings Inc. NYSE 4 2 20%
NID:xnys Nuveen Intermediate Duration Municipal Term Fund NYSE 5 2 20%
ARDC:xnys Ares Dynamic Credit Allocation Fund Inc. NYSE 4 2 20%
GHY:xnys Prudential Global Shrt Duration High Yield Fd Inc. NYSE 4 2 20%
6594:xtks Nidec Corp. TYO 4 1 20%
XCX4:xlon db x-trackers MSCI Thailand Index UCITS ETF (DR) LSE_ETF 4 2 20%
IJPH:xlon iShares MSCI Japan GBP Hedged UCITS ETF LSE_ETF 3 1 10%
EMDL:xlon SPDR Barclays Emerging Markets Local Bond LSE_ETF 3 1 10%
XMJG:xlon db x-trackers MSCI JAPAN INDEX UCITS ETF (DR) LSE_ETF 3 1 10%
NCLH:xnas Norwegian Cruise Line Holdings Ltd NASDAQ 4 1 10%
UIHC:xnas United Insurance Holdings Corp. NSC 8 3 40%
RING:arcx iShares MSCI Global Gold Miners ETF NYSE_ARCA 4 2 20%
VEGI:arcx iShares MSCI Global Agriculture Producers ETF NYSE_ARCA 4 2 20%
CBMEM:xswx ComStage MSCI Emerging Markets TRN UCITS ETF SWX 4 2 20%
INTU:xlon Intu Properties Plc LSE_SETS 4 2 20%
ITU:xjse Intu Properties Plc JSE 4 2 20%
ISO:xasx iShares S&P/ASX Small Ordinaries ETF Index Fund ASX 4 2 20%
2398:xtks Tsukui Corp. TYO 7 3 40%
SXR1:xetr iShares Core MSCI Pacific ex Japan UCITS ETF XETR_ETF 4 2 20%
TCRD:xnas THL Credit Inc. NASDAQ 8 3 40%
HTBI:xnas HomeTrust Bancshares Inc. NASDAQ 6 3 40%
SBGL:xnys Sibanye Gold Ltd NYSE 6 3 40%
PBYI:xnys Puma Biotechnology Inc. NYSE 6 3 40%
CHIX:arcx Global X China Financials ETF NYSE_ARCA 5 2 20%
HYP:xjse Hyprop Investments Ltd - REIT JSE 5 2 20%
BWG:xnys Legg Mason BW Global Income Opportunities Inc. NYSE 3 1 10%
ISD:xnys Prudential Short Duration High Yield Fund Inc. NYSE 3 1 10%
SC00:xetr Source STOXX Europe 600 Optimised Chemicals UCITS XETR_ETF 4 2 20%
AWP:xnys Alpine Global Premier Properties Fund NYSE 4 2 20%
IESP:xlon iShares Spain Government Bond UCITS ETF LSE_ETF 3 1 10%
BIF:xnys Boulder Growth & Income NYSE 6 3 40%
00085:xhkg China Electronics Corporation Holdings Co Ltd HKEX 8 3 40%
PFO:xnys Flaherty & Crumrine Preferred Inc Oppty Fund Inc. NYSE 3 1 10%
00996:xhkg Carnival Group Inter Holdings Ltd HKEX 7 2 20%
CST:xpar Lyxor ETF DJ Stoxx 600 Constructions & Materials PAR 3 1 10%
MDA:xpar Lyxor ETF DJ Stoxx 600 Media ETF PAR 3 1 10%
RTA:xpar Lyxor ETF DJ Stoxx 600 Retail ETF PAR 3 1 10%
FIN:xpar Lyxor ETF DJ Stoxx 600 Financial Services ETF PAR 3 1 10%
RWW:arcx Oppenheimer Revenue Weighted ETF Trust NYSE_ARCA 4 2 20%
XCS4:xetr db x-trackers MSCI Thailand Index UCITS ETF (DR) XETR_ETF 4 2 20%
XCS3:xetr db x-trackers MSCI Malaysia Index UCITS ETF XETR_ETF 5 2 20%
XPQP:xetr DB X-Trackers MSCI Philippines IM Index UCITS ETF XETR_ETF 5 2 20%
XBAN:xetr db x-trackers MSCI Bangladesh IM Index UCITS ETF XETR_ETF 5 2 20%
UL:xams Unibail-Rodamco AMS 3 1 10%
NIV:xjse Niveus Investments Ltd JSE 7 3 40%
EFR:xnys Eaton Vance Senior Floating-Rate Fund NYSE 3 1 10%
FCT:xnys First Trust Senior Floating Rate Income Fund II NYSE 3 1 10%
AKG:xtse Asanko Gold Inc. TSE 8 2 20%
AKG:xase Asanko Gold Inc. AMEX 8 2 20%
VTA:xnys Invesco Credit Dynamic Opportunities Fund NYSE 5 2 20%
TLI:xnys Western Asset Corporate Loan Fund Inc. NYSE 3 1 10%
NSL:xnys Nuveen Senior Income Fund NYSE 4 2 20%
AVK:xnys Advent Claymore Convertible Securities&Income Fund NYSE 4 2 20%
SYH:xpar EasyETF DJ Stoxx 600 Health PAR 4 2 20%
IHD:xnys Voya Emerging Markets High Dividend Equity Fund NYSE 4 2 20%
DKIDKLOBL:xcse Danske Invest Danske Lange Obligationer Open Fund CSE_INV 3 1 10%
RW0U:xses Mapletree Greater China Commercial Trust SGX-ST 5 2 20%
JE:xnys Just Energy Group Inc. NYSE 5 2 20%
DBPD:xetr db x-trackers ShortDAX x2 Daily UCITS ETF 1C XETR_ETF 5 2 20%
TSH:xjse Tsogo Sun Holdings Ltd JSE 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
UTF:xnys Cohen & Steers Infrastructure Fund Inc. NYSE 3 1 10%
FHY:xnys First Trust Strategic High Income Fund II NYSE 4 2 20%
NCZ:xnys AllianzGI Convertible & Income Fund II NYSE 3 1 10%
DEX:xnys Delaware Enhanced Global Dividend & Income Fund NYSE 4 2 20%
PCGH:xlon Polar Cap Glbl Health GW & Inc Trust Plc LSE_SETS 4 2 20%
CBO:xtse iShares 1-5 Year Laddered Corpo Bond Index ETF TSE 3 1 10%
XSB:xtse iShares Canadian Short Term Bond Index ETF TSE 3 1 10%
DWM:arcx WisdomTree International Equity Fund NYSE_ARCA 4 2 20%
SPYW:xetr SPDR S&P Euro Dividend Aristocrats UCITS ETF XETR_ETF 4 2 20%
CHIM:arcx Global X China Materials ETF NYSE_ARCA 4 2 20%
EMSV:xetr Source MSCI Europe Value UCITS ETF XETR_ETF 3 1 10%
MSP:xjse MAS Real Estate Inc. JSE 6 3 40%
D5BL:xetr db x-trackers MSCI EU Value Index UCITS ETF XETR_ETF 3 1 20%
PEF:xpar PowerShares FTSE RAFI Europe Fund PAR 3 1 20%
EXHJ:xetr iShares Markit iBoxx EURLiq SovCap 5.5-10.5(DE) XETR_ETF 3 1 10%
EXHK:xetr iShares Markit iBoxx EUR Liq Sov Cap 10.5+ (DE) XETR_ETF 3 1 10%
LEG:xetr LEG Immobilien AG FSE 3 1 10%
ITAB_B:xome ITAB Shop Concept AB SSE 7 2 20%
IRCP:xlon iShares Euro Corp BND IRH UCITS ETF LSE_ETF 6 3 40%
03037:xhkg XIE Shares Philippines (PSEi) ETF HKEX 3 1 10%
CORP:xlon iShares Global Corporate Bond UCITS ETF LSE_ETF 3 1 10%
ATR:xlon Asian Total Return Investment Complany Plc LSE_SETS 3 1 10%
CG9:xpar Amundi ETF MSCI Europe Growth UCITS ETF PAR 4 2 20%
AOM:arcx iShares Moderate Allocation NYSE_ARCA 3 1 10%
ACWI:xswx SPDR MSCI ACWI UCITS ETF SWX 4 2 20%
EMRG:xswx SSgA SPDR MSCI Emerging Markets UCITS ETF SWX 4 2 20%
USDV:xmil SPDR S&P Us Div Aristocrats Ucits ETF MIL 3 1 20%
SPYD:xetr SPDR S&P US Dividend Aristocrats UCITS ETF XETR_ETF 3 1 10%
BCC:xnys Boise Cascade Co. NYSE 4 2 20%
ILB:xasx iShares Government Inflation ETF ASX 4 2 20%
BACT:xlon BACIT Ltd LSE_SETS 5 2 20%
O2D:xetr Telefonica Deutschland Holding AG FSE 3 1 10%
SPYY:xetr SPDR MSCI ACWI UCITS ETF XETR_ETF 3 1 10%
EMRG:xpar SPDR MSCI Emerging Markets UCITS ETF PAR 4 2 20%
FSF:xasx Fonterra Shareholders Fund ASX 5 2 20%
SRV:xnys The Cushing MLP Total Return Fund NYSE 4 2 20%
NWH_UN:xtse NorthWest Healthcare Properties REIT TSE 7 4 80%
NRO:xase Neuberger Berman Real Estate Securities Income Fun AMEX 4 2 20%
TEPR:xswx Templeton Asian Growth Fd USD AC - NOCT SWX 4 5 100%
WYJI:xswx Parvest SICAV - Equity Brazil - NOCT SWX 4 5 100%
XIMT:xlon db x-trackers DJ Islamic Mkt Titans 100 UCITS ETF LSE_ETF 4 2 20%
BPY_UN:xtse Brookfield Property Partners LP TSE 3 1 20%
CWD:xlon Countrywide Plc LSE_SETS 4 2 20%
ESUR:xlon ESURE GROUP Plc LSE_SETS 4 2 20%
IGLO:xswx iShares Global Government Bond UCITS ETF SWX 3 1 10%
CHW:xnas Calamos Global Dynamic Income Fund NASDAQ 3 1 10%
03633:xhkg Zhongyu Gas Holdings Ltd HKEX 8 3 40%
NOAA:xetr Nokia Corporation FSE 5 2 20%
HMCH:xswx HSBC MSCI China ETF SWX 4 2 20%
DDC:xnys Dominion Diamond NYSE 4 2 20%
DDC:xtse Dominion Diamond TSE 4 2 20%
SCL:xtse ShawCor Ltd TSE 4 1 20%
TDH:xjse Tradehold Ltd JSE 8 3 40%
WSTC:xnas West Corp. NASDAQ 4 2 20%
PF:xnys Pinnacle Foods Inc. NYSE 3 2 20%
MGAM:xlon Morgan Advanced Materials Plc LSE_SETS 5 3 40%
3863:xtks Nippon Paper Industries Co Ltd TYO 3 1 10%
HMCH:xlon HSBC MSCI CHINA ETF LSE_ETF 4 2 20%
MSK:xmil Moleskine SpA MIL 6 3 40%
APAM:xnys Artisan Partners Asset Management Inc. NYSE 3 1 10%
SSNI:xnys Silver Spring Networks Inc. NYSE 7 2 20%
MODN:xnys Model N Inc. NYSE 8 3 40%
ENTA:xnas Enanta Pharmaceuticals Inc. NASDAQ 6 3 40%
GBDC:xnas Golub Capital BDC Inc. NASDAQ 5 2 20%
IBEL:xlon iShares Belgium Gov Bnd UCITS ETF LSE_ETF 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
STAN40:xjse Stanlib Top 40 JSE 5 2 20%
D5BK:xetr db x-trackers FTSE EPRA/NAR Dev Eur RE UCITS ETF XETR_ETF 4 2 20%
1606:xtks Japan Drilling Co Ltd TYO 5 3 40%
IDTP:xlon iShares $ TIPS UCITS ETF LSE_ETF 3 1 10%
KNOP:xnys KNOT Offshore Partners LP NYSE 6 3 40%
TMHC:xnys Taylor Morrison Home Corp. NYSE 5 2 20%
IOZ:xasx iShares Core S&P/ASX 200 ETF ASX 5 2 20%
ALEX:xnys Alexander & Baldwin Inc. NYSE 4 1 10%
BHY:xlon Henry Boot Plc LSE_SETS 6 3 40%
FCRE:xlon IRP Property Investments Ltd LSE_SETS 4 2 20%
TAT:xams Think iBoxx AAA-AA Government Bond Tracker AMS 3 1 10%
BTQ:xetr BT Group Plc FSE 3 1 10%
SGU:xnys Star Gas Partners LP NYSE 7 3 40%
WEX:xnys WEX Inc. NYSE 3 2 20%
HFISK:xosl Havfisk ASA OSE 8 3 40%
GPT:xnys Gramercy Property Trust NYSE 5 2 20%
VGB:xasx Vanguard Australian Government Bond Index ETF ASX 4 2 20%
CUNB:xnas CU Bancorp. NSC 6 3 40%
00273:xhkg Mason Financial Holdings Ltd HKEX 8 3 40%
00951:xhkg Chaowei Power Holdings Ltd HKEX 7 3 40%
EUNK:xetr iShares MSCI Europe UCITS ETF (Acc) XETR_ETF 4 2 20%
NGE:arcx Global X MSCI Nigeria ETF NYSE_ARCA 4 2 20%
IBCG:xetr iShares MSCI Japan Monthly EUR Hedged XETR_ETF 4 2 20%
ALFA:arcx AlphaClone Alternative Alpha ETF NYSE_ARCA 4 2 20%
TPXH:xpar Amundi ETF Japan Topix EUR Hedged Daily UCITS PAR 4 2 20%
DDG:arcx ProShares Short Oil & Gas NYSE_ARCA 4 2 20%
DNO:arcx United States Short Oil Fund NYSE_ARCA 4 2 20%
PXF:arcx PowerShares FTSE RAFI Developed Mkts ex-US Prtflo NYSE_ARCA 4 2 20%
BRFI:xlon BlackRock Frontiers Investment Trust Plc LSE_SETS 4 2 20%
CDM_WS:xtse Coeur Mining Inc. - Warrants TSE 6 3 40%
BIS:xnas UltraShort NASDAQ Biotechnology ETF NASDAQ 7 4 80%
XLUS:xlon Utilities S&P US Sel Sector Source ETF LSE_ETF 3 1 10%
AUKT:xlon Aberdeen UK Tracker Trust Plc LSE_SETS 3 1 10%
GULF:xnas WisdomTree Middle East Dividend Fund NASDAQ 4 2 20%
STXSWX:xjse Satrix SWIX Top 40 Portfolio JSE 4 2 20%
IHYU:xswx iShares Markit iBoxx USD High Yield Capped Bond SWX 3 1 10%
GGMUSY:xswx Solactive Global Pure Gold Miners A-dis SWX 4 2 20%
UC53:xlon UBS ETF- Solactive Global GoldMiners A-dis LSE_ETF 4 2 20%
A3M:xmce Atresmedia Corp de Medios de Comunicacion SA SIBE 4 1 20%
XAR:xlon Xaar Plc LSE_SETS 6 3 40%
EVK:xetr Evonik Industries AG FSE 3 1 10%
CCH:xlon Coca-Cola HBC Ltd LSE_SETS 4 1 10%
IPF:xjse Investec Property Fund Ltd JSE 7 4 80%
NGPLT:xjse NewGold Platinum Debenture JSE 4 2 20%
GTO:xams Gemalto NV AMS 3 1 10%
I:xnys Intelsat SA NYSE 5 3 40%
FEN:xase First Trust Energy Income & Growth Fund AMEX 5 2 20%
IGUS:xlon iShares S&P 500 GBP Hedged UCITS ETF LSE_ETF 3 1 10%
SYBI:xetr SPDR Barclays EM Inflation Linked Local Bond UCITS XETR_ETF 4 2 20%
XGLD:xlon DB Physical Gold ETC LSE_SETS 4 2 20%
INSY:xnas Insys Therapeutics Inc. NASDAQ 6 3 40%
BNCN:xnas BNC Bancorp. NSC 8 3 40%
CST:xnys CST Brands Inc. NYSE 5 2 20%
RRTL:xetr RTL Group SA FSE 3 1 10%
SCPA:xlon Scapa Group Plc LSE_SETS 6 3 40%
SEAS:xnys SeaWorld Entertainment Inc. NYSE 3 2 20%
CD6:xpar Amundi ETF MSCI Europe Consumer UCITS ETF PAR 4 2 20%
AGTA:xpar agta record ag PAR 7 3 40%
XMK9:xetr db x-trackers MSCI JAPAN INDEX UCITS ETF (DR) XETR_ETF 4 2 20%
LCTO:xmil ETFS Leveraged Cotton ETC MIL 5 2 20%
SCFE:xmil Etfs Daily Short Coffee MIL 6 3 40%
BTPL:xpar Lyxor UCITS ETF Daily Leveraged BTP PAR 4 2 20%
IQQ0:xetr iShares MSCI World Minimum Volatility UCITS ETF XETR_ETF 4 2 20%
VOYA:xnys Voya Financial Inc. NYSE 3 1 10%
QIWI:xnas QIWI Plc NASDAQ 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
S6NU:xses Croesus Retail Trust SGX-ST 3 3 40%
00816:xhkg Huadian Fuxin Energy Corporation Ltd HKEX 5 3 40%
BXMT:xnys Blackstone Mortgage Trust Inc. NYSE 5 2 20%
SAGA_B:xome Sagax B SSE 8 2 20%
MGI:xnas Moneygram International Inc. NASDAQ 7 3 40%
KORU:arcx Direxion Daily South Korea Bull 3X Shares NYSE_ARCA 4 2 20%
DXSJ:xetr db x-trackers STOXX Eur 600 Insurance UCITS ETF XETR_ETF 4 2 20%
MDXG:xnas MiMedx Group Inc. NSC 6 2 20%
WB:xtse Whistler Blackcomb Holdings Inc. TSE 5 5 100%
GWPH:xnas GW Pharmaceuticals Plc NASDAQ 6 3 40%
LBK:xmce Liberbank SA SIBE 4 3 40%
00931:xhkg China LNG Group Ltd HKEX 8 2 20%
IVOO:arcx Vanguard S&P Mid Cap 400 ETF NYSE_ARCA 4 2 20%
NRZ:xnys New Residential Investment Corp. NYSE 5 2 20%
XTN:arcx SPDR S&P Transportation ETF NYSE_ARCA 4 2 20%
STPROP:xjse STANLIB SA Property Exchange Traded Fund JSE 4 2 20%
STANSX:xjse STANLIB SWIX 40 Fund JSE 5 2 20%
SGQP:xlon Multi Units Lux Lyxor Etf Sg Gl Quality Inc D-Gbp LSE_ETF 3 1 10%
DATA:xnys Tableau Software Inc. NYSE 6 1 10%
H18:xses Hotel Grand Central Ltd SGX-ST 5 3 40%
SEIESC:xcse SEBinvest Europa Small Cap CSE_INV 4 2 20%
SEIHYB:xcse SEBinvest High Yield Bonds (Muzinich) CSE_INV 3 1 10%
SEIUHYB:xcse SEBinvest US High Yield Bonds(Columbia) CSE_INV 3 1 10%
DIV:arcx Global X SuperDividend US ETF NYSE_ARCA 4 2 20%
SPX:xmil Lyxor S&P 500 UCITS ETF MIL 4 2 20%
IEXF:xmil iShares Euro Corpo Bond ex-Financials UCITS ETF MIL 3 1 10%
IHYU:xmil iShares USD High Yield Capped Bond MIL 4 2 20%
EMCR:xmil iShares Morningstar USD Emerging Markets Corp Bond MIL 4 2 20%
CORP:xmil iShares Global Corporate Bond UCITS ETF MIL 3 1 10%
06881:xhkg China Galaxy Securities Co Ltd HKEX 5 1 20%
02386:xhkg SINOPEC Engineering (Group) Co Ltd HKEX 6 2 20%
CWF:xpar Amundi ETF W FINANC ETF PAR 4 2 20%
VFH:arcx Vanguard Financials ETF NYSE_ARCA 4 2 20%
GHYG:arcx iShares Global High Yield Corporate Bond Fund NYSE_ARCA 3 1 10%
CARZ:xnas First Trust NASDAQ Global Auto Index Fund NASDAQ 4 2 20%
HQH:xnys Tekla Healthcare Investors NYSE 3 1 10%
Q:xnys Quintiles Transnational Holdings Inc. NYSE 3 1 10%
ULVO:xpar Lyxor ETF Unlever. S&P500 Vix Fut. Enhanced PAR 4 2 20%
LTA:xpar ALTAMIR PAR 6 3 40%
SNLN:arcx Pyxis/iBoxx Senior Loan ETF NYSE_ARCA 4 2 20%
NRCIB:xnas National Research Corp. NASDAQ 8 3 40%
PFSI:xnys PennyMac Financial Services Inc. NYSE 8 3 40%
XG71:xmil db x-trackers II Ibx Germ 7-10 UCITS ETF MIL 3 1 10%
ICA:xome ICA Gruppen AB SSE 3 1 10%
XBCU:xlon db x-trackers DBLCI - OY Balanced ETF LSE_ETF 4 2 20%
C053:xetr ComStage ETF EURO STOXX 50 Daily Leverage XETR_ETF 7 4 80%
S7OU:xses Asian Pay Television Trust SGX-ST 5 3 40%
00251:xhkg SEA Holdings Ltd HKEX 8 3 40%
02488:xhkg Launch Tech Co Ltd HKEX 8 3 40%
PTLA:xnas Portola Pharmaceuticals Inc. NASDAQ 5 2 20%
02805:xhkg Vanguard FTSE Asia ex Japan Index ETF HKEX 4 2 20%
SGQL:xlon Multi Units Lux Lyxor Etf Sg Gl Quality Income Ntr LSE_ETF 3 1 10%
KER:xpar KERING PAR 3 1 10%
ECOM:xnys ChannelAdvisor Corp. NYSE 8 3 40%
HYT:xnys BlackRock Corporate High Yield Fund Inc. NYSE 3 1 10%
03027:xhkg db x-trackers MSCI RUSSIA CAPPED INDEX UCITS ETF HKEX 4 2 20%
03048:xhkg db x-trackers MSCI BRAZIL INDEX UCITS ETF (DR) HKEX 4 2 20%
VHYD:xlon Vanguard FTSE All-World HD Yld UCITS ETF LSE_ETF 3 1 10%
VDPX:xlon Vanguard FTSE Dev APAC ex JP UCITS ETF LSE_ETF 3 1 10%
VDJP:xlon Vanguard Funds Plc - Vanguard FTSE Japan UCITS ETF LSE_ETF 3 1 10%
CSTM:xnys Constellium NV NYSE 4 3 40%
XGN5:xetr db x-trackers II iBoxx Germany 3-5 UCITS ETF XETR_ETF 3 1 10%
XG71:xetr db x-trackers II iBoxx Germany 7-10 UCITS ETF XETR_ETF 3 1 10%
RCS:xmil Rizzoli Corriere della Sera Mediagroup SPA MIL 7 3 40%
NDIMLO:xcse Nordea Invest Mellemlange Obligationer CSE_INV 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ZINC:xmil ETFS Zinc. MIL 3 1 10%
CORN:xmil ETFS Corn MIL 3 1 10%
COFF:xmil ETFS Coffee MIL 3 1 10%
SIZE:arcx iShares Edge MSCI USA Size Factor ETF NYSE_ARCA 4 2 20%
QADA:xnas QAD Inc. - Class A NASDAQ 7 3 40%
NDILAO:xcse Nordea Invest Lange Obligationer CSE_INV 3 1 10%
03062:xhkg db x-trackers CSI300 Materials UCITS ETF HKEX 4 2 20%
02844:xhkg db x-trackers CSI300 Financials UCITS ETF HKEX 4 2 20%
03057:xhkg db x-trackers CSI300 Health Care UCITS ETF HKEX 5 2 20%
03005:xhkg db x-trackers CSI300 Industrials UCITS ETF HKEX 4 2 20%
ABIO:xpar Albioma PAR 5 3 40%
03019:xhkg db x-trackers MSCI WORLD INDEX UCITS ETF HKEX 3 1 10%
03020:xhkg db x-trackers MSCI USA INDEX UCITS ETF HKEX 3 1 10%
03029:xhkg XIE Shares Malaysia (FTSE Bursa Malaysia KLCI) ETF HKEX 4 2 20%
03069:xhkg XIE Shares Thailand (SET50) ETF HKEX 3 1 10%
03084:xhkg Value Japan ETF HKEX 3 1 10%
03092:xhkg db x-tk MSCI THAILAND INDEX UCITS ETF (DR) HKEX 4 2 20%
IEGZ:xams iShares Euro Government Bond 10-15yr UCITS ETF AMS 3 1 10%
LAS_A:xtse Lassonde Industries Inc. TSE 6 2 20%
XFN:xtse iShares S&P/TSX Capped Financials Index ETF TSE 4 2 20%
TEP:xnys Tallgrass Energy Partners LP NYSE 4 2 20%
BTG:xase B2Gold Corp. AMEX 8 2 20%
PRGO:xnys Perrigo Company Plc NYSE 4 1 10%
ANW:xlon Aberdeen New Thai Investment Trust Plc LSE_SETS 4 2 20%
DCC:xlon DCC Plc LSE_SETS 3 1 10%
HTRY:xlon HSBC MSCI Turkey ETF LSE_ETF 5 2 20%
BIO:xetr Biotest AG St FSE 8 2 20%
ITUB:xnys Itau Unibanco Holding SA NYSE 4 2 20%
BIZD:arcx VanEck Vectors BDC Income ETF NYSE_ARCA 4 2 20%
ABR:xetr Barrick Gold Corp. FSE 6 2 20%
AMES:xetr Amundi ETF MSCI Spain UCITS ETF XETR_ETF 4 2 20%
EUN7:xetr iShares MSCI GCC ex-Saudi Arabia UCITS ETF XETR_ETF 4 2 20%
IGB:xasx iShares Treasury ETF ASX 3 1 10%
IAF:xasx iShares Core Composite Bond ETF ASX 3 1 10%
LEON:xswx Leonteq AG SWX 6 3 40%
DBJP:arcx db-X trackers MSCI Japan Hedged Equity ETF NYSE_ARCA 4 2 20%
COTY:xnys Coty Inc. NYSE 5 1 10%
MATAS:xcse Matas A/S CSE 5 2 20%
EVTC:xnys Evertec Inc. NYSE 4 2 20%
DKIUSAADKKH:xcse Danske Invest USA - Akk. KL DKK H CSE_INV 3 1 10%
SYIULV:xcse Sydinvest USA Ligevægt & Value KL CSE_INV 4 2 20%
FNAC:xpar Groupe FNAC PAR 6 2 20%
BPOST:xbru Bpost Promesses BRU 3 1 20%
BEEP:xlon BlackRock Emerging Europe Plc LSE_SETS 3 1 20%
EXO:xmil EXOR SpA MIL 4 1 10%
VGIT:xnas Vanguard Intermediate -Term Government Bond ETF NASDAQ 3 1 10%
VTIP:xnas Vanguard Short-Term Inflation-Protected Securities NASDAQ 3 1 10%
BBD_A:xtse Bombardier Inc. TSE 5 3 40%
OLED:xnas Universal Display Corp. NASDAQ 4 2 20%
WEIFEE:xcse Wealth Invest SK Inv. F.East Eq CSE_INV 4 2 20%
C090:xetr ComStage Commerzbank Cmdty ex-Agri EW Index TR ETF XETR_ETF 4 2 20%
SMK:arcx ProSh UltraShort MSCI Mexico Investable Market NYSE_ARCA 7 4 80%
ESNT:xlon Essentra Plc LSE_SETS 6 3 40%
LVO:xmil Lyxor S&P 500 VIX Futures Enhanced Roll UCITS ETF MIL 3 1 10%
C073:xetr ComStage ETF STOXX Europe 600 Personal & Hh GdsNR XETR_ETF 4 2 20%
DBAN:xetr Deutsche Beteiligungs AG FSE 6 3 40%
CAV1V:xhel Caverion Oyj HSE 4 2 20%
MNK:xnys Mallinckrodt Plc NYSE 5 2 20%
ORAN:xnys Orange SA NYSE 3 1 10%
FOXA:xnas 21st Century Fox Inc. - Class A NASDAQ 3 1 10%
FOX:xnas 21st Century Fox Inc. - Class B NASDAQ 3 1 10%
VJPN:xams Vanguard Funds Plc - Vanguard FTSE Japan UCITS ETF AMS 3 1 10%
MN:xnys Manning & Napier Inc. NYSE 8 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
NWSA:xnas News Corp. - Class A NASDAQ 3 1 10%
NWS:xnas News Corp. - Class B NASDAQ 3 1 10%
ORA:xpar ORANGE PAR 3 1 10%
OUTR:xnas Outerwall Inc. NASDAQ 5 3 40%
00570:xhkg China Traditional Chinese Medicine Co Ltd HKEX 5 2 20%
00963:xhkg Bloomage BioTechnology Corporation Ltd HKEX 7 3 40%
GIMO:xnys Gigamon Inc. NYSE 6 2 20%
EPZM:xnas Epizyme Inc. NASDAQ 7 3 40%
BLUE:xnas Bluebird bio Inc. NASDAQ 6 2 20%
DTE:xmil Deutsche Telekom AG MIL 3 1 10%
IS0E:xetr iShares Gold Producers UCITS ETF XETR_ETF 4 2 20%
OSR:xetr Osram Licht AG FSE 4 2 20%
OCY:xosl Ocean Yield OSE 5 2 20%
IMIB:xlon iShares FTSE MIB UCITS ETF LSE_ETF 4 2 20%
2587:xtks Suntory Beverage & Food Ltd TYO 3 1 10%
DWAS:arcx PwrShs DWA SmC Mom Shs DWA SmallCap Momentum Portf NYSE_ARCA 4 2 20%
KRU:arcx ProShares Ultra S&P Regional Banking NYSE_ARCA 7 4 80%
CSD:arcx Guggenheim S&P Spin-Off ETF NYSE_ARCA 4 2 20%
BRSS:xnys Global Brass and Copper Holdings Inc. NYSE 8 3 40%
FQ3:xdub Fyffes Plc ISE 7 3 40%
QOZ:xasx BetaShares FTSE RAFI Australia 200 ETF ASX 4 2 20%
03836:xhkg China Harmony Auto Holding Ltd HKEX 8 3 40%
00468:xhkg Greatview Aseptic Packaging Company Ltd HKEX 6 3 40%
SEML:xmil iShares Emerging Markets Local Gov Bond UCITS ETF MIL 4 2 20%
KRZ:xdub Kerry Group Plc ISE 4 1 20%
KRX:xdub Kingspan Group Plc ISE 4 2 20%
OIZ:xdub Origin Enterprises Plc ISE 4 3 40%
SK3:xdub Smurfit Kappa Group Plc ISE 4 2 20%
T7O:xdub Total Produce Plc ISE 6 3 40%
TQW:xdub Tullow Oil Plc ISE 5 2 20%
CAP:xetr Capital Stage AG FSE 5 3 40%
AIB:xdub Allied Irish Banks Plc ISE 8 3 40%
YZA:xdub ARTYZA AG ISE 5 2 20%
BIR:xdub Bank of Ireland ISE 4 2 20%
ORCL:xnys Oracle Corp. NYSE 2 1 10%
HDS:xnas HD Supply Holdings Inc. NASDAQ 3 1 10%
MEL:xmce Melia Hotels International SA SIBE 4 2 20%
GCC:xdub C&C Group Plc ISE 4 2 20%
GL9:xdub Glanbia Plc ISE 4 1 20%
UQA:xwbo UNIQA Insurance Group AG VIE 4 3 40%
2229:xtks Calbee Inc. TYO 3 1 20%
ANIP:xnas ANI Pharmaceuticals Inc. NASDAQ 6 2 20%
OD73:xetr ETFS Precious Metals DJ-UBSCI FSE 3 1 10%
FONE:xnas First Trust NASDAQ Smartphone Index Fund NASDAQ 5 2 20%
IJPE:xams iShares MSCI Japan Monthly EUR Hedged AMS 3 1 10%
ZUB:xtse BMO Equal Weight US Banks Hedged to CAD Index ETF TSE 4 2 20%
IRY:arcx SPDR S&P International Health Care Sector ETF NYSE_ARCA 4 2 20%
SYLD:arcx Cambria Shareholder Yield ETF NYSE_ARCA 3 1 10%
REXR:xnys Rexford Industrial Realty Inc. NYSE 5 2 20%
IAK:arcx iShares US Insurance ETF NYSE_ARCA 4 2 20%
LNRG:xlon ETFS 2X Daily Long Energy LSE_SETS 6 3 40%
SK6U:xses SPH REIT SGX-ST 3 1 20%
XEMB:xmil db x-trackers EM Mkts Liq EURB UCITS ETF MIL 3 1 10%
OMED:xnas OncoMed Pharmaceuticals Inc. NASDAQ 7 3 40%
DBEF:arcx Deutsche X-trackers MSCI EAFE Hedged Eq ETF NYSE_ARCA 4 2 20%
BPY:xnys Brookfield Property Partners LP NYSE 3 1 20%
CRG:xdub CRH Plc ISE 3 1 20%
UKW:xlon Greencoat UK Wind Plc LSE_SETS 7 4 80%
SNRG:xlon ETFS Daily Short Energy DJ-UBSCISM LSE_SETS 5 2 20%
LGRA:xlon ETFS Daily LVG Grains DJ-UBSCISM LSE_SETS 7 4 80%
SGRA:xlon ETFS Daily Short Grains DJ-UBSCISM LSE_SETS 5 2 20%
X022:xetr ComStage ETF MSCI USA Mid Cap TRN XETR_ETF 4 2 20%
EES:arcx WisdomTree SmallCap Earnings Fund NYSE_ARCA 4 2 20%
00102:xhkg Summit Ascent Holdings Ltd HKEX 7 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CVR:xlon Conviviality Plc LSE_SETS 6 3 40%
XSLV:arcx PowerShares S&P SmallCap Low Volatility Portfolio NYSE_ARCA 4 2 20%
OD7Z:xetr ETFS Industrial Metals DJ-UBSCI FSE 3 1 10%
GOGO:xnas Gogo Inc. NASDAQ 4 3 40%
C074:xetr ComStage ETF STOXX Europe 600 Real Estate NR XETR_ETF 4 2 20%
IDEX:xosl Idex ASA OSE 8 3 40%
EMLB:xlon PIMCO EM ADV LOCAL BOND SOURCE UCITS ETF LSE_ETF 4 2 20%
BGA:xjse Barclays Africa Group Ltd JSE 3 1 20%
XST:xtse iShares S&P/TSX Capped Consumer Staples Index ETF TSE 4 2 20%
ZLB:xtse BMO Low Volatility Canadian Equity ETF TSE 3 1 10%
00081:xhkg China Overseas Grand Oceans Group Ltd HKEX 6 2 20%
SCHR:arcx Schwab Intermediate-Term US Treasury ETF NYSE_ARCA 3 1 10%
SCHZ:arcx Schwab US Aggregate Bond ETF NYSE_ARCA 3 1 10%
CRPH:xlon iShares Global Corporate Bond UCITS EH ETF LSE_ETF 3 1 10%
ALUM:xmil ETFS Aluminium MIL 3 1 10%
PGEM:xnys Ply Gem Holdings Inc. NYSE 8 2 20%
EUS3:xmil Etfs 3x Long Usd Short Eur MIL 5 2 20%
CDW:xnas CDW Corp. NASDAQ 3 1 10%
4819:xtks Digital Garage Inc. TYO 5 2 20%
QUAL:arcx iShares Edge MSCI USA Quality Factor ETF NYSE_ARCA 3 1 10%
S:xnys Sprint Corp. NYSE 5 3 40%
DFE:arcx WisdomTree Europe SmallCap Dividend Fund NYSE_ARCA 5 2 20%
WCIC:xnys WCI Communities Inc. NYSE 5 3 40%
CUKS:xlon iShares MSCI UK SC UCITS ETF LSE_ETF 4 2 20%
KEL:xtse Kelt Exploration Ltd TSE 6 2 20%
BMW3:xetr Bayerische Motoren Werke AG - Preferred FSE 3 1 20%
BTT:xnys Blackrock Municipal 2030 Target Term Trust NYSE 3 1 10%
ILC:xasx iShares S&P/ASX 20 Index Fund ASX 4 2 20%
VONE:xnas Vanguard Russell 1000 ETF NASDAQ 3 1 10%
SCHX:arcx Schwab US Large-Cap ETF NYSE_ARCA 3 1 10%
ONEQ:xnas Fidelity Nasdaq Composite Index Tracking Stock ETF NASDAQ 3 1 10%
XON:xnys Intrexon Corp. NYSE 6 2 20%
SCHM:arcx Schwab US Mid- Cap ETF NYSE_ARCA 3 1 10%
ZDV:xtse BMO Canadian Dividend ETF TSE 3 1 10%
ZUT:xtse BMO Equal Weight Utilities Index ETF TSE 3 1 10%
GFI:xpar GFI Informatique PAR 7 3 40%
LOGN:xswx Logitech International SA SWX 4 1 20%
CROC:arcx ProShares UltraShort Australian Dollar NYSE_ARCA 7 4 80%
JGBD:arcx PowerShares DB 3x Inverse Japanese Govt Bond Futur NYSE_ARCA 5 2 20%
JO:arcx iPath Bloomberg Coffee Subindex Total Return NYSE_ARCA 3 1 10%
CV9:xpar Amundi ETF MSCI Europe Value PAR 3 1 10%
TPRE:xnys Third Point Reinsurance Ltd NYSE 4 3 40%
IASP:xams iShares FTSE EPRA/NAREIT Asia Property Yield Fund AMS 4 2 20%
BRNA:xlon BlackRock North American Income Trust Plc LSE_SETS 3 1 10%
08138:xhkg Beijing Tong Ren Tang Chinese Medicine Co Ltd HKEX 6 2 20%
BOQPD:xasx Bank of Queensland Ltd - Preferred ASX 7 1 10%
AGIO:xnas Agios Pharmaceuticals Inc. NASDAQ 6 2 20%
VWRL:xams Vanguard FTSE All-World UCITS ETF AMS 3 1 10%
VHYL:xams Vanguard FTSE All-World HDY UCITS ETF AMS 3 1 10%
VAPX:xams Vanguard FTSE Developed AP ex Japan UCITS ETF AMS 3 1 20%
VEUR:xams Vanguard FTSE Developed Europe UCITS ETF AMS 3 1 10%
VFEM:xams Vanguard FTSE Emerging Markets ETF AMS 3 1 10%
VUSA:xams Vanguard S&P 500 UCITS ETF AMS 3 1 10%
NGL:xnys NGL Energy Partners LP NYSE 8 2 20%
XHC:xtse iShares Global Healthcare Index ETF (CAD-Hedged) TSE 3 1 10%
DTO:arcx PowerShares DB Crude Oil Double Short ETN NYSE_ARCA 7 4 80%
DIC:xetr DIC Asset AG FSE 5 3 40%
XLIS:xlon Industrials S&P US Select Sector Source ETF LSE_ETF 3 1 10%
PSXP:xnys Phillips 66 Partners LP NYSE 4 1 10%
SXRG:xetr iShares MSCI USA Small Cap UCITS ETF XETR_ETF 4 2 20%
SPYX:xetr SPDR MSCI Emerging Markets Small Cap UCITS ETF XETR_ETF 7 4 80%
CVT:xnys Cvent Inc. NYSE 7 1 10%
SFM:xnas Sprouts Farmers Market Inc. NASDAQ 4 1 10%
SALE:xnas RetailMeNot Inc. NASDAQ 5 3 40%
FOXF:xnas Fox Factory Holding Corp. NASDAQ 5 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LXFT:xnys Luxoft Holding Inc. NYSE 5 1 10%
DGP:arcx PowerShares DB Gold Double Long ETN NYSE_ARCA 6 3 40%
DL2P:xlon ETFX DAX 2X LONG FUND LSE_ETF 5 2 20%
RCL:xjse RCL Foods Ltd JSE 6 3 40%
OCI:xams OCI NV AMS 4 2 20%
NWS:xasx New NewsCorp Inc. ASX 4 1 10%
SV3U:xses Soilbuild Business Space REIT SGX-ST 3 1 20%
UIQC:xetr HFRX Global Hedge Fund Index SF UCITS ETF XETR_ETF 3 1 10%
SYIAF:xcse Sydinvest Afrika KL CSE_INV 4 2 20%
XRE:xtse iShares S&P/TSX Capped REIT Index ETF TSE 4 2 20%
NYLD:xnys NRG Yield Inc. NYSE 5 2 20%
IVN:xtse Ivanhoe Mines Ltd TSE 8 2 20%
GRYFO:xbru Greenyard Foods BRU 5 3 40%
TIX:xasx 360 Capital Industrial Fund ASX 6 3 40%
MUSA:xnys Murphy USA Inc. NYSE 3 2 20%
IMIE:xpar SPDR MSCI ACWI IMI UCITS ETF PAR 3 1 10%
PHDG:arcx PowerShares S&P 500 Downside Hedged Portfolio NYSE_ARCA 3 1 10%
TDIV:xnas First Trust Nasdaq Techonoly Dividend Index Fund NASDAQ 3 1 10%
CARB:xnas Carbonite Inc. NASDAQ 8 3 40%
MZOR:xnas Mazor Robotics Ltd NSC 8 3 40%
WPT:xnys World Point Terminals LP NYSE 7 3 40%
AGI_WT:xtse Alamos Gold Inc. - Warrants TSE 7 4 80%
ARF:xasx Arena REIT ASX 7 4 80%
HSPX:arcx Horizons S&P 500 Covered Call ETF NYSE_ARCA 3 1 10%
IBT:xlon International Biotechnology Trust Plc LSE_SETS 4 2 20%
VIP:xnas VimpelCom Ltd NASDAQ 6 2 20%
FDPA:xpar Fonciere DE Paris PAR 5 5 100%
SCPB:arcx SPDR Barclays Short Term Corporate Bond ETF NYSE_ARCA 3 1 10%
PZA:arcx PowerShares National AMT-Free Mncpl Bond Portfolio NYSE_ARCA 3 1 10%
KRU:xwar Kruk SA WSE 5 2 20%
AMJ:arcx JP Morgan Alerian MLP Index ETN NYSE_ARCA 3 1 20%
BTMA:xams iShares Treasury Bond 7-10 AMS 3 1 10%
EVHC:xnys Envision Healthcare Holdings Inc. NYSE 3 2 20%
FI:xnys Frank's International NV NYSE 4 1 10%
BRZU:arcx Direxion Daily Brazil Bull 3X Shares NYSE_ARCA 7 4 80%
LBOW:xlon ICG-Longbow Sr Secured-UK Property Dt Invmts Ltd LSE_SETS 7 4 80%
VRT:xasx Virtus Health Ltd ASX 6 3 40%
CSNKY:xswx iShares Nikkei 225 UCITS ETF SWX 3 1 10%
RGLDOH:xswx Solid Gold Ounces H-Klasse CHF (hedged) SWX 3 1 10%
PETX:xnas Aratana Therapeutics Inc. NASDAQ 8 3 40%
RWK:arcx Oppenheimer Revenue Weighted ETF Trust NYSE_ARCA 3 1 10%
RWJ:arcx Oppenheimer Revenue Weighted ETF Trust NYSE_ARCA 4 2 20%
RWL:arcx Oppenheimer Revenue Weighted ETF Trust NYSE_ARCA 3 1 10%
FOXT:xlon Foxtons Group Plc LSE_SETS 6 3 40%
SUN:xswx Sulzer AG SWX 3 2 20%
GLTD:xlon Global Telecom Holding S A E LSE_INTL 6 3 40%
02196:xhkg Shanghai Fosun Pharmaceutical (Group) Co Ltd HKEX 5 1 20%
XHB:xtse iShares Canadian HYBrid Corporate Bond TSE 4 2 20%
FLTR:arcx VanEck Vectors Investment Grade Floating Rate ETF NYSE_ARCA 3 1 10%
01680:xhkg Macau Legend Development Ltd HKEX 6 3 40%
MXFS:xlon MSCI Emerging Markets Source ETF LSE_ETF 3 1 10%
03091:xhkg XIE Shares India (Nifty 50) HKEX 5 2 20%
2266:xtks Rokko Butter Co Ltd TYO 7 3 40%
FEYE:xnas FireEye Inc. NASDAQ 4 2 20%
01363:xhkg CT Environmental Group Ltd HKEX 7 2 20%
IS15:xlon iShares GBP Corporate Bond 0-5yr UCITS ETF LSE_ETF 3 1 10%
3289:xtks Tokyu Fudosan Holdings Corp. TYO 3 1 10%
AGI:xnys Alamos Gold Inc. NYSE 7 2 20%
06863:xhkg China Huishan Dairy Holdings Co Ltd HKEX 6 2 20%
01278:xhkg China New Town Development Co. Ltd HKEX 8 3 40%
SYIINT:xcse Sydinvest Intl A DKK CSE_INV 3 1 10%
RNG:xnys RingCentral Inc. NYSE 5 1 10%
CNHI:xnys CNH Industrial NV NYSE 4 2 20%
CNHI:xmil CNH Industrial NV MIL 4 2 20%
LDOS:xnys Leidos Holdings Inc. NYSE 3 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
OPHT:xnas Ophthotech Corp. NASDAQ 5 2 20%
SCYR:xmce Sacyr SA SIBE 4 2 20%
00337:xhkg Greenland Hong Kong Holdings Ltd HKEX 6 2 20%
FMI:xnas Foundation Medicine Inc. NASDAQ 7 2 20%
PBPB:xnas Potbelly Corp. NASDAQ 7 3 40%
XLRN:xnas Acceleron Pharma Inc. NASDAQ 7 2 20%
GYC:xetr Grand City Properties SA FSE 4 1 20%
SAIC:xnys Science Applications International Corp. NYSE 4 2 20%
DIVI:xlon The Diverse Income Trust Plc LSE_SETS 4 2 20%
ARW:xlon Arrow Global Group Plc LSE_SETS 6 3 40%
CRDA:xnys Crawford & Co. NYSE 7 2 20%
FUISP:xcse Fundamental Invest Stock Pick CSE_INV 5 2 20%
4755:xtks Rakuten Inc. TYO 5 1 20%
CEQP:xnys Crestwood Equity Partners LP NYSE 7 2 20%
VSO:xasx Vanguard MSCI Australian Small Co. Index - NOCT ASX 5 2 20%
XEF:xtse iShares Core MSCI EAFE IMI Index ETF TSE 4 2 20%
VUN:xtse Vanguard U.S. Total Market Index ETF TSE 4 2 20%
VCN:xtse Vanguard FTSE Canada All Cap Index ETF TSE 4 2 20%
00564:xhkg Zhengzhou Coal Mining Machinery Group Co. Ltd - H HKEX 8 2 20%
RMG:xlon Royal Mail Plc LSE_SETS 3 1 10%
RMAX:xnys RE/MAX Holdings Inc. NYSE 6 2 20%
AMC:xwar Amica SA WSE 6 3 40%
ATT:xjse Attacq Ltd JSE 4 3 40%
XMKA:xetr db x-trackers MSCI EFM Africa TOP 50 Cap TRN Index XETR_ETF 3 1 10%
OFX:xasx OFX Group ASX 7 3 40%
03139:xhkg iShares RMB Bond Index ETF HKEX 3 1 10%
01371:xhkg China Lotsynergy Holdings Ltd HKEX 7 5 100%
PPY:xtse Painted Pony Petroleum Ltd TSE 7 3 40%
VEEV:xnys Veeva Systems Inc. NYSE 6 2 20%
MTUM:arcx iShares Edge MSCI USA Momentum Factor ETF NYSE_ARCA 3 1 10%
VIOV:arcx Vanguard S&P Small-Cap 600 Value ETF NYSE_ARCA 4 2 20%
VOOG:arcx Vanguard S&P 500 Growth ETF NYSE_ARCA 4 2 20%
VOOV:arcx Vanguard S&P 500 Value ETF NYSE_ARCA 3 1 10%
VAW:arcx Vanguard Materials ETF NYSE_ARCA 3 1 20%
02005:xhkg SSY Group Ltd HKEX 6 3 40%
Z40:xpar ComStage ETF CAC40 PAR 3 1 10%
MAR:xnas Marriott International Inc. NASDAQ 3 1 10%
CD91:xetr ComStage NYSE Arca Gold BUGS UCITS ETF XETR_ETF 4 2 20%
1343:xtks Next Funds REIT Index ETF TYO 3 1 10%
1345:xtks Listed Index Fund J-REIT TYO 3 1 10%
3282:xtks Comforia Residential REIT Inc. TYO 6 3 40%
MGNX:xnas Macrogenics Inc. NASDAQ 7 2 20%
ELEC:xpar Electricite de Strasbourg PAR 5 3 40%
CBSPI:xswx ComStage SPI TR UCITS ETF SWX 3 1 10%
TCS:xlon TCS Group Holding Plc LSE_INTL 8 3 40%
GFTU:xlon Grafton Group Plc LSE_SETS 4 3 40%
CRBN:xams Corbion NV AMS 4 2 20%
AKTAV:xhel Aktia Bank A HSE 5 2 20%
6289:xtks GIKEN LTD TYO 8 3 40%
LBIO:xnas Lion Biotechnologies Inc. NASDAQ 8 3 40%
VLRS:xnys Controladora Vuela Compania de Aviacion SAB de CV NYSE 5 2 20%
MYCC:xnys ClubCorp Holdings Inc. NYSE 3 2 20%
OCIP:xnys OCI Partners LP NYSE 4 2 20%
WNRL:xnys Western Refining Logistics LP NYSE 5 3 40%
WWL:xwar Wawel WSE 7 3 40%
BAY:xmce Bayer AG SIBE 2 1 10%
VAF:xasx Vanguard Australian Fixed Interest Index ETF ASX 4 2 20%
VAP:xasx Vanguard Australian Property Securities Index ETF ASX 4 2 20%
PSCE:xnas PowerShares ETF Trust II Pwr Shares S&P Smal NASDAQ 4 2 20%
VET:xnys Vermilion Energy Inc. NYSE 5 1 10%
TWTR:xnys Twitter Inc. NYSE 5 2 20%
01966:xhkg China SCE Property Holdings Ltd HKEX 6 3 40%
00884:xhkg CIFI Holdings (Group) Co Ltd HKEX 6 2 20%
XOXO:xnys XO Group Inc. NYSE 6 3 40%
BLUE:xpar Blue Solutions PAR 7 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IS0C:xetr iShares Agribusiness UCITS ETF XETR_ETF 3 1 10%
EZM:arcx WisdomTree MidCap Earnings Fund NYSE_ARCA 3 1 10%
RYJ:arcx Guggenheim Raymond James SB-1 Equity ETF NYSE_ARCA 3 1 10%
NIE:xnys AllianzGI Equity & Convertible Income Fund NYSE 6 3 40%
CMBN:xswx Cembra Money Bank AG SWX 4 1 20%
PINC:xnas Premier Inc. NASDAQ 5 1 10%
IRR:xnys Voya Natural Resources Equity Income Fund NYSE 6 3 40%
PEGI:xnas Pattern Energy Group Inc. NASDAQ 4 1 10%
CRTO:xnas Criteo SA NASDAQ 4 2 20%
BRX:xnys Brixmor Property Group Inc. NYSE 3 1 10%
00686:xhkg United Photovoltaics Group Ltd HKEX 8 3 40%
DAN:xnys Dana Inc. NYSE 3 1 10%
ESNT:xnys Essent Group Ltd NYSE 3 1 10%
WUBA:xnys 58.com Inc. NYSE 8 2 20%
QUNR:xnas Qunar Cayman Islands Ltd NASDAQ 6 2 20%
BURL:xnys Burlington Stores Inc. NYSE 4 2 20%
FCS:xnas Fairchild Semiconductor International Inc. NASDAQ 4 2 20%
FTD:xnas FTD Companies Inc. NASDAQ 5 2 20%
TCS:xnys The Container Store Group Inc. NYSE 7 5 100%
AR:xnys Antero Resources Corp. NYSE 4 1 10%
PAGP:xnys Plains GP Holdings LP NYSE 3 1 10%
SRLP:xnys Sprague Resources LP NYSE 8 3 40%
AAM:xswx Anglo American Plc SWX 8 2 20%
T8JU:xses Saizen Real Estate Investment Trust SGX-ST 6 3 40%
3291:xtks Iida Group Holdings Co Ltd TYO 4 1 10%
CLIN:xlon Clinigen Group Plc LSE_SETS 6 3 40%
08207:xhkg Credit China Holdings Ltd HKEX 8 2 20%
CUDA:xnys Barracuda Networks Inc. NYSE 5 2 20%
SLI:xlon Standard Life Invest Property Income Trust Ltd LSE_SETS 5 2 20%
ESE:xpar SP 500 Easy ETF PAR 3 1 10%
WIX:xnas Wix.com Ltd NASDAQ 7 2 20%
WEF:xtse Western Forest Products Inc. TSE 7 2 20%
IS3H:xetr iShares MSCI EMU Mid Cap UCITS ETF XETR_ETF 4 2 20%
X026:xetr ComStage MSCI Europe Small Cap TRN UCITS ETF XETR_ETF 4 2 20%
XMKH:xetr db x-trackers MSCI EM HEALTHCARE INDEX UCITS ETF XETR_ETF 4 2 20%
VWOB:xnas Vanguard Emerging Markets Government Bond ETF NASDAQ 3 1 10%
SVVC:xnas Firsthand Technology Value Fund Inc. NASDAQ 5 2 20%
MERL:xlon Merlin Entertainments Plc LSE_SETS 3 1 10%
AVH:xnys Avianca Holdings SA NYSE 8 3 40%
X15E:xmil db x-trackers II Ibx Sov Euroz 15+ UCITS ETF MIL 5 2 20%
BSIF:xlon Bluefield Solar Income Fund Ltd LSE_SETS 6 3 40%
3281:xtks GLP J-REIT TYO 5 2 20%
MATW:xpar Lyxor MSCI World Materials TR UCITS ETF PAR 5 2 20%
ABEV:xnys Ambev SA NYSE 3 1 10%
NSTG:xnas NanoString Technologies Inc. NASDAQ 7 5 100%
3283:xtks Nippon Prologis REIT Inc. TYO 4 2 20%
8963:xtks Invincible Investment Corp. TYO 6 3 40%
01115:xhkg Tibet Water Resources Ltd HKEX 6 3 40%
8968:xtks Fukuoka REIT Corp. TYO 4 2 20%
00434:xhkg Boyaa Interactive International Ltd HKEX 7 5 100%
03698:xhkg Huishang Bank Corporation Ltd HKEX 4 2 20%
8985:xtks Japan Hotel REIT Inv. Corp. TYO 4 2 20%
SNGR:xlon Societatea Nationala de Gaze Naturale Romgaz SA LSE_INTL 8 3 40%
BFOR:arcx Barron's 400 ETF NYSE_ARCA 5 2 20%
XGLR:xlon FTSE EPRA/NAREIT Global Real Estate ETF LSE_ETF 6 3 40%
3668:xtks COLOPL Inc. TYO 4 2 20%
3765:xtks GungHo Online Entertainment Inc. TYO 4 2 20%
01164:xhkg CGN Mining Co Ltd HKEX 8 3 40%
BNDX:xnas Vanguard Total International Bond ETF NASDAQ 5 2 20%
GLN:xjse Glencore Plc JSE 6 1 20%
CHGG:xnys Chegg Inc. NYSE 7 3 40%
HAWK:xnas Blackhawk Network Shs NASDAQ 4 1 10%
SPY4:xlon SPDR S&P 400 US MID CAP UCITS ETF LSE_ETF 5 2 20%
WPS:arcx iShares International Developed Property ETF NYSE_ARCA 5 2 20%
SBAS1:xjse SilverCommodity-Linker ETN JSE 5 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SXRY:xetr iShares FTSE MIB UCITS ETF (Acc) XETR_ETF 5 2 20%
DX2G:xetr db x-trackers CAC 40 UCITS ETF XETR_ETF 5 2 20%
XCTL:xetr db Brent Crude Oil Booster ETC FSE 5 2 20%
STAY:xnys Extended Stay America Inc. NYSE 4 1 10%
ENT:xnas Global Eagle Entertainment Inc. NSC 5 2 20%
EROS:xnys Eros International Plc NYSE 5 2 20%
HSBC:xnys HSBC Holdings Plc NYSE 3 1 10%
AR4:xetr Aurelius AG FSE 4 1 20%
INPPR:xjse Investec Plc - Preferred (Rand) JSE 8 1 10%
BMT:xetr British American Tobacco Plc FSE 3 1 10%
VIO:xbru Viohalco SA BRU 8 3 40%
01165:xhkg Shunfeng International Clean Energy Ltd HKEX 5 3 40%
PWD:xmil Powershares FTSE Rafi Europe Mid-Small ETF MIL 5 2 20%
FLN:xasx Freelancer Ltd ASX 8 3 40%
IBEXA:xmce Lyxor UCITS ETF IBEX 35 Doble Apalancado SIBE 5 2 20%
XXSC:xmil Db X-Trackers Msci EU Smallcap UCITS ETF MIL 4 2 20%
SMC:xpar SPDR MSCI Europe Small Cap UCITS ETF PAR 4 2 20%
ACP:xnys Avenue Income Credit Strategies Fund NYSE 4 2 20%
ZEB:xtse BMO S&P/TSX Equal Weight Banks Index ETF TSE 4 2 20%
TRVN:xnas Trevena Inc. NASDAQ 8 3 40%
GDL:xnys The GDL Fund NYSE 5 2 20%
AHP:xnys Ashford Hospitality Prime Inc. NYSE 6 3 40%
3292:xtks AEON REIT Investment Corp. TYO 4 2 20%
CACQ:xnas Caesars Acquisition Co. - Class A NASDAQ 8 2 20%
KWEB:xnas KraneShares CSI China Internet ETF NASDAQ 5 2 20%
AD:xtse Alaris Royalty Corp. TSE 4 2 20%
HMHC:xnas Houghton Mifflin Harcourt Co. NASDAQ 3 3 40%
WBAI:xnys 500.com Ltd NYSE 8 3 40%
IBTM:xlon iShares USD Treasury Bond 7-10yr UCITS ETF LSE_ETF 3 1 10%
NVGS:xnys Navigator Holdings Ltd NYSE 5 2 20%
ERNE:xlon iShares Euro Ultrashort Bond UCITS ETF LSE_ETF 5 2 20%
MNA:arcx IQ ARB Merger Arbitrage ETF NYSE_ARCA 4 2 20%
MBK:xwar MBank SA WSE 4 2 20%
06889:xhkg Dynam Japan Holdings Co Ltd HKEX 5 3 40%
SPHQ:arcx PowerShares S&P 500 Quality Portfolio ETF NYSE_ARCA 3 1 10%
HAIEU:xcse Handelsinvest Europa CSE_INV 4 2 20%
HAIKI:xcse Handelsinvest Kina CSE_INV 4 2 20%
HAIFJ:xcse Handelsinvest Fjernosten CSE_INV 4 2 20%
HAINAM:xcse Handelsinvest Nordamerika CSE_INV 4 2 20%
TXMD:xase TherapeuticsMD Inc. AMEX 8 2 20%
HPRO:xlon HSBC FTSE EPRA/NAREIT Developed UCITS ETF LSE_ETF 4 2 20%
UKDV:xlon SPDR S&P UK Dividend Aristocrats UCITS ETF LSE_ETF 4 2 20%
UKCO:xlon SPDR Barclays Sterling Corporate Bond UCITS ETF LSE_ETF 4 2 20%
DGAZ:arcx VelocityShares 3x Inverse Natural Gas ETN NYSE_ARCA 7 4 80%
CSLS:arcx Credit Suisse X-Links Long/Short Equity ETN NYSE_ARCA 4 2 20%
6788:xtks Nihon Trim Co Ltd TYO 7 2 20%
9663:xtks NAGAWA Co Ltd TYO 7 3 40%
2492:xtks Infomart Corp. TYO 7 3 40%
6929:xtks Nippon Ceramic Co Ltd TYO 6 3 40%
PGAL:arcx Global X FTSE Portugal 20 ETF NYSE_ARCA 4 2 20%
COW:arcx iPath® DJ-UBS Livestock SubTR ETN NYSE_ARCA 4 2 20%
EUDV:xlon SPDR S&P Euro Dividend Aristocrats UCITS ETF LSE_ETF 5 2 20%
MUNK1:xhel Munksjo Corp. HSE 7 3 40%
ASC:xjse Ascendis Health Ltd JSE 7 3 40%
ALLE:xnys Allegion Plc NYSE 3 1 10%
LQDH:xlon iShares USD Corp Bnd Interest Rate Hdg UCITS ETF LSE_ETF 4 2 20%
00968:xhkg Xinyi Solar Holdings Ltd HKEX 5 2 20%
GHC:xnys Graham Holdings Co. NYSE 3 2 20%
GBDV:xlon SPDR S&P Global Dividend UCITS ETF LSE_ETF 4 2 20%
SP:xnas SP Plus Corp. NASDAQ 5 3 40%
XIV:xnas VelocityShares Daily Inverse VIX Short Term ETN NASDAQ 6 3 40%
ZIV:xnas VelocityShares Daily Inverse VIX Medium Term ETN NASDAQ 4 2 20%
USLV:xnas VelocityShares 3x Long Silver ETN NASDAQ 7 4 80%
LB:xnys L Brands Inc. NYSE 3 2 20%
TVIZ:xnas VelocityShares Daily 2x VIX Medium Term ETN NASDAQ 7 4 80%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BLA:xasx Blue Sky Alternative Investments Ltd ASX 8 3 40%
TVIX:xnas VelocityShares Daily 2x VIX Short Term ETN NASDAQ 7 4 80%
PTC:xnas PTC Inc. NASDAQ 3 2 20%
UVE:xnys Universal Insurance Holdings Inc. NYSE 6 2 20%
HAILAT:xcse Handelsinvest Latinamerika CSE_INV 4 2 20%
CTT:xlis CTT Correios de Portugal SA LISB 4 1 20%
01316:xhkg Nexteer Automotive Group Ltd HKEX 5 2 20%
TGTX:xnas TG Therapeutics Inc. NSC 7 3 40%
GUNR:arcx FlexShares Global Upstream Natural Res Idx fund NYSE_ARCA 4 2 20%
HTD:xtse Horizons BetaPro US 30-Year Bond Bear Plus ETF TSE 3 1 10%
CEBL:xetr iShares MSCI EM Asia UCITS ETF XETR_ETF 3 1 10%
YYY:arcx Exchange Traded Concepts Trust NYSE_ARCA 4 2 20%
AAL:xnas American Airlines Group Inc. NASDAQ 3 2 20%
BBOX:xlon Tritax Big Box REIT Plc LSE_SETS 4 2 20%
00636:xhkg Kerry Logistics Network Ltd HKEX 4 2 20%
ZPRG:xetr SPDR S&P Global Dividend Aristocrats UCITS ETF XETR_ETF 3 1 10%
TKTT:xpar Tarkett PAR 4 3 40%
AOG:xasx AVEO Group ASX 4 2 20%
EFG:arcx iShares MSCI EAFE Growth ETF NYSE_ARCA 4 2 20%
HLT:xnys Hilton Worldwide Holdings Inc. NYSE 2 2 20%
IE15:xlon iSharess Euro Corp Bond 1-5yr UCITS ETF LSE_ETF 3 1 10%
XNCR:xnas Xencor Inc. NASDAQ 6 2 20%
01359:xhkg China Cinda Asset Management Co Ltd HKEX 5 1 20%
01515:xhkg Phoenix Healthcare Group Co Ltd HKEX 4 3 40%
SPYJ:xetr SPDR Dow Jones Global Real Estate UCITS ETF XETR_ETF 4 2 20%
CVH:xjse Capevin Holdings Ltd JSE 6 3 40%
MONC:xmil Moncler SpA MIL 4 1 10%
LCI:xnys Lannett Company Inc. NYSE 5 3 40%
XSU:xtse iShares U.S. Small Cap Index ETF (CAD-Hedged) TSE 3 1 10%
XSP:xtse iShares Core S&P 500 Index ETF (CAD-Hedged) TSE 3 1 10%
XIN:xtse iShares MSCI EAFE Index ETF (CAD-Hedged) TSE 3 1 10%
VLP:xnys Valero Energy Partners LP NYSE 5 1 10%
STCK:xlon Stock Spirits Group Plc LSE_SETS 6 3 40%
RTEC:xnys Rudolph Technologies Inc. NYSE 7 3 40%
SCHA:arcx Schwab US Small Cap ETF NYSE_ARCA 3 1 10%
FXCH:arcx Guggenheim Ccy Shs Chinese Renminbi Trust NYSE_ARCA 4 2 20%
ORA:xasx Orora Ltd ASX 4 2 20%
KODK:xnys Eastman Kodak Co. NYSE 5 3 40%
KFYP:arcx KraneShares Zacks New China ETF NYSE_ARCA 4 2 20%
01345:xhkg China Pioneer Pharma Holdings Ltd HKEX 7 3 40%
MTL_P:xnys Mechel PAO NYSE 8 3 40%
AMC:xnys AMC Entertainment Holdings Inc. NYSE 5 3 40%
01448:xhkg Fu Shou Yuan International Group Ltd HKEX 6 3 40%
QFG:xbru Quest for Growth SA PRICAF BRU 4 2 20%
STAR:xnys iStar Inc. NYSE 5 2 20%
DOX:xnas Amdocs Ltd NASDAQ 3 1 10%
ARMK:xnys Aramark NYSE 3 2 20%
ATHM:xnys Autohome Inc. NYSE 5 3 40%
C067:xetr ComStage STOXX Euro 600 F & B NR UCITS ETF XETR_ETF 4 2 20%
CIEN:xnys CIENA Corp. NYSE 4 3 40%
X025:xetr ComStage MSCI Europe Mid Cap TRN UCITS ETF XETR_ETF 4 2 20%
SLY:arcx SPDR S&P 600 Small Cap ETF NYSE_ARCA 4 2 20%
VTWO:xnas Vanguard Russell 2000 ETF NASDAQ 3 1 10%
01681:xhkg Consun Pharmaceutical Group Ltd HKEX 6 3 40%
FGL:xnys Fidelity & Guaranty Life NYSE 4 2 20%
MEP:xnys Midcoast Energy Partners LP NYSE 7 3 40%
CBQS:xlon The Commercial Bank of Qatar LSE_INTL 8 2 20%
SCAI:xnas Surgical Care Affiliates Inc. NASDAQ 4 1 10%
COMM:xnas CommScope Holding Company Inc. NASDAQ 4 2 20%
AERI:xnas Aerie Pharmaceuticals Inc. NASDAQ 8 3 40%
CWEI:xnys Clayton Williams Energy Inc. NYSE 8 4 80%
IPL:xtse Inter Pipeline Ltd TSE 3 1 10%
VALMT:xhel Valmet Corp. HSE 4 1 20%
BNFT:xnas Benefitfocus Inc. NASDAQ 7 2 20%
AMBC:xnas Ambac Financial Group Inc. NASDAQ 4 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
EIGI:xnas Endurance International Group Holdings Inc. NASDAQ 5 2 20%
AIR:xpar Airbus Group SE PAR 4 1 10%
AIR:xetr Airbus Group SE FSE 4 1 10%
AIR:xmce Airbus Group SE SIBE 4 1 20%
KCG:xnys KCG Holdings Inc. NYSE 4 2 20%
H1P:xses Lyxor ETF MSCI World SGX-ST 3 1 10%
PRTA:xnas Prothena Corporation Plc NASDAQ 6 2 20%
TEEG:xlon Telecom Egypt SAE LSE_INTL 8 3 40%
NOVC:xetr Novo Nordisk A/S FSE 3 1 10%
US:xmil UnipolSai SpA MIL 3 2 20%
KSC:xetr KPS AG FSE 8 3 40%
SKIVEK:xcse Skagen Vekst A CSE_INV 4 2 20%
MDO:xetr McDonald's Corp. XETR_STARS 2 1 10%
PRG:xetr Procter & Gamble Co. XETR_STARS 2 1 10%
DST:xjse Distell Group Ltd JSE 4 3 40%
SAL:xmil Salini Impregilo SpA MIL 4 2 20%
01385:xhkg Shanghai Fudan Microelectronics Group Company Ltd HKEX 8 3 40%
IDHQ:arcx PowerShares S&P Intl Developed Qlty Portfolio NYSE_ARCA 3 1 10%
FRP:xnas Fairpoint Communications Inc. NSC 5 3 40%
BWLPG:xosl BW LPG Ltd OSE 4 3 40%
00568:xhkg Shandong Molong Petroleum Machinery Co Ltd HKEX 8 2 20%
FPIEPI:xcse Formuepleje Epikur KL CSE_INV 3 1 10%
FRIPEN:xcse Formuepleje Penta KL CSE_INV 3 1 10%
FPISAF:xcse Formuepleje Safe KL CSE_INV 5 2 20%
FPIMER:xcse Formuepleje Merkur KL CSE_INV 5 2 20%
TQ5:xses Frasers Centrepoint Ltd SGX-ST 4 1 20%
CSINDU:xswx iShares Dow Jones Industrial Average UCITS ETF SWX 3 1 10%
UWTI:arcx Velocityshares 3x Long Crude ETN NYSE_ARCA 7 4 80%
JJC:arcx iPath® DJ-UBS Copper SubTR ETN NYSE_ARCA 5 2 20%
ETG:xnys Eaton Vance Tax-Advantaged Global Dividend NYSE 4 2 20%
1615:xtks TOPIX Banks ETF TYO 4 2 20%
ENG:xwar ENERGA SA WSE 4 2 20%
AGIT:xlon Aberforth Geared Income Trust Plc LSE_SETS 6 3 40%
PLUS:xlon Plus500 Ltd LSE_SETS 6 3 40%
HVPW:arcx U.S. Equity High Volatility Put Write Index Fund NYSE_ARCA 6 3 40%
00577:xhkg The 13 Holdings Ltd HKEX 6 3 40%
OPL:xwar Orange Polska SA WSE 4 1 20%
HFR:xasx Highfield Resources Ltd ASX 6 3 40%
QQQC:xnas Global X NASDAQ China Technology ETF NASDAQ 4 2 20%
03369:xhkg Qinhuangdao Port Co. Ltd HKEX 6 3 40%
DBBR:arcx Deutsche X-trackers MSCI Brazil Hedged Eq ETF NYSE_ARCA 4 2 20%
PSK:arcx SPDR Wells Fargo Preferred Stock ETF NYSE_ARCA 4 2 20%
YMLI:arcx VanEck Vectors High Income Infrastructure MLP ETF NYSE_ARCA 4 2 20%
DVYA:arcx iShares Asia/Pacific Dividend 30 Index ETF NYSE_ARCA 3 1 10%
CET:xase Central Securities Corp. AMEX 4 2 20%
SRNE:xnas Sorrento Therapeutics Inc. NSC 8 3 40%
SMICHA:xswx UBS ETF (CH) - SMI (R) SWX 3 1 10%
C003:xetr ComStage DivDAX TR UCITS ETF XETR_ETF 3 1 10%
BWZ:arcx SPDR Barclays Short Term Intl Treasury Bond ETF NYSE_ARCA 4 2 20%
RPTP:xnas Raptor Pharmaceutical Corp. NASDAQ 7 3 40%
XDV:xtse iShares Canadian Select Dividend Index ETF TSE 3 1 10%
RSPP:xnys RSP Permian Inc. NYSE 4 3 40%
DVT:xpar Devoteam PAR 8 3 40%
KGX:xetr KION Group AG FSE 4 2 20%
CSGOLD:xswx iShares Gold (CH) SWX 5 2 20%
HPI:xasx Hotel Property Investments - NOCT ASX 4 2 20%
CEMP:xnas Cempra Inc. NASDAQ 6 2 20%
PLKI:xnas Popeyes Louisiana Kitchen Inc. NASDAQ 4 1 10%
PMOX:xetr DO Deutsche Office AG FSE 8 3 40%
00586:xhkg China Conch Venture Holdings Ltd HKEX 5 2 20%
FTE:xwar Fabryki Mebli Forte SA WSE 6 3 40%
NEU:xwar Neuca SA WSE 6 3 40%
SLVO:xnas Credit Suisse Silver Shr Covered Call ETN NASDAQ 6 3 40%
03380:xhkg Logan Property Holdings Co Ltd HKEX 4 2 20%
CPG:xnys Crescent Point Energy Corp. NYSE 5 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SC:xnys Santander Consumer USA Holdings Inc. NYSE 3 2 20%
VUSA:xswx Vanguard S&P 500 UCITS ETF SWX 3 1 10%
01396:xhkg Hydoo International Holdings Ltd HKEX 8 3 40%
3OIL:xmil Boost WTI Oil 3X Leverage Daily MIL 7 4 80%
3OIS:xmil Boost Wti Oil 3x Short Daily MIL 7 4 80%
NTG:xnys Tortoise MLP Fund Inc. NYSE 5 2 20%
HRTX:xnas Heron Therapeutics Inc. NSC 8 2 20%
DXJS:xnas WisdomTree Japan Hedged SmallCap Equity Fund NASDAQ 4 2 20%
EPE:xnys EP Energy Corp. NYSE 8 3 40%
XLKS:xlon Technology S&P US Select Sector Source ETF LSE_ETF 6 3 40%
RUAL:xpar GDS (144A) RUSAL PAR 8 2 20%
SYG:arcx SPDR MFS Systematic Growth Equity ETF NYSE_ARCA 3 1 10%
00241:xhkg Alibaba Health Information Technology Ltd HKEX 8 2 20%
SYV:arcx SPDR MFS Systematic Value Equity ETF NYSE_ARCA 3 1 10%
SYE:arcx SPDR MFS Systematic Core Equity ETF NYSE_ARCA 3 1 10%
TS0U:xses OUE Commercial REIT SGX-ST 5 2 20%
NKG:xnys Nuveen Georgia Dividend Advantage Municipal Fund 2 NYSE 4 2 20%
USDU:arcx WisdomTree Bloomberg U.S. Dollar Bullish Fund NYSE_ARCA 3 1 10%
02226:xhkg Honworld Group Ltd HKEX 8 3 40%
GLDV:xmil SPDR S&P Glob Div Aristocrats UCITS ETF MIL 3 1 10%
RICE:xnys Rice Energy Inc. NYSE 5 3 40%
MHG:xnys Marine Harvest ASA NYSE 3 1 10%
IHYG:xswx iShares Euro High Yield Corporate Bond UCITS ETF SWX 4 2 20%
RARE:xnas Ultragenyx Pharmaceutical Inc. NASDAQ 6 2 20%
NMBL:xnys Nimble Storage Inc. NYSE 5 3 40%
HUZ:xtse Horizons COMEX Silver ETF TSE 5 2 20%
SLYG:arcx SPDR S&P 600 Small Cap Growth ETF NYSE_ARCA 5 2 20%
IITB:xlon iShares Italy Government Bond UCITS ETF LSE_ETF 5 2 20%
FDUS:xnas Fidus Investment Corp. NASDAQ 8 3 40%
OGS:xnys ONE Gas Inc. NYSE 4 1 10%
HUR:xlon Hurricane Energy Plc LSE_SETS 8 3 40%
FXR:arcx First Trust Industrials/Prdcr Drbles AlphaDEX Fund NYSE_ARCA 3 1 10%
5G3:xses TalkMed Group Ltd SGX-ST 8 3 40%
UBG:arcx E-TRACS UBS Bloomberg CMCI Gold ETN NYSE_ARCA 4 2 20%
SBND:arcx PowerShares DB 3x Short 25+ Year Treasury Bond ETN NYSE_ARCA 6 3 40%
01358:xhkg PW Medtech Group Ltd HKEX 7 3 40%
SNOW:xnys Intrawest Resorts Holdings Inc. NYSE 6 3 40%
KPTI:xnas Karyopharm Therapeutics Inc. NASDAQ 6 5 100%
00925:xhkg Beijing Properties (Holdings) Ltd HKEX 7 3 40%
AEFS:xlon Alcentra European Floating Rate Income Fund Ltd LSE_SETS 5 2 20%
PKP:xwar PKP Cargo SA WSE 4 3 40%
STWD_new:xnys Starwood Property Trust Inc. NYSE 3 1 10%
DX2I:xetr db x-trackers MSCI Europe Mid Cap Index UCITS ETF XETR_ETF 3 1 10%
SXRD:xetr iShares MSCI UK Small Cap UCITS ETF XETR_ETF 3 1 10%
SILJ:arcx PureFunds ISE Junior Silver (Smal Cap Min/Expl)ETF NYSE_ARCA 5 2 20%
CVO:xasx Cover-More Group Ltd ASX 5 3 40%
01600:xhkg China Tian Lun Gas Holdings Ltd HKEX 6 3 40%
03886:xhkg Town Health International Medical Group Ltd HKEX 7 2 20%
00582:xhkg Landing International Development Ltd HKEX 8 3 40%
CNDA:arcx IQ Canada Small Cap ETF NYSE_ARCA 4 2 20%
CBPX:xnys Continental Building Products Inc. NYSE 6 2 20%
LADR:xnys Ladder Capital Corp. NYSE 5 2 20%
HDIV:xlon Henderson Diversified Income Ltd LSE_SETS 7 4 80%
CHMI:xnys Cherry Hill Mortgage Investment Corp. NYSE 6 3 40%
WSP:xtse WSP Global Inc. TSE 4 1 10%
SH8:xses db x-trackers iBoxx Indonesia ETF SGX-ST 4 2 20%
FLXN:xnas Flexion Therapeutics Inc. NASDAQ 8 3 40%
RJA:arcx ELEMENTS Rogers Agriculture ETN NYSE_ARCA 3 1 10%
ISSP:xams iShares S&P 500 UCITS ETF AMS 3 1 10%
EGRX:xnas Eagle Pharmaceuticals Inc. NASDAQ 8 2 20%
IBP:xnys Installed Building Products Inc. NYSE 6 2 20%
XDUK:xetr db x-trackers FTSE 100 UCITS ETF XETR_ETF 3 1 10%
XDDX:xetr db x-trackers DAX® UCITS ETF XETR_ETF 3 1 10%
XDJP:xetr db x-trackers Nikkei 225 UCITS ETF XETR_ETF 3 1 10%
FPRX:xnas Five Prime Therapeutics Inc. NASDAQ 7 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
NEWM:xnys New Media Investment Group Inc. NYSE 5 3 40%
EFN:xtse Element Financial Corp. TSE 4 1 10%
CVSG:xlon CVS Group Plc LSE_SETS 6 3 40%
EXFN:xams iShares EURO STOXX 50 ex-Financial UCITS ETF AMS 3 1 10%
01194:xhkg China Precious Metal Resources Holdings Co Ltd HKEX 8 3 40%
POLR:xlon Polar Capital Holdings Plc LSE_SETS 6 3 40%
PAH:xnys Platform Specialty Products Corp. NYSE 3 2 20%
DOOR:xnys Masonite International Corp. NYSE 3 1 10%
OXLC:xnas Oxford Lane Capital Corp. NASDAQ 7 4 80%
1306:xtks TOPIX Exchange Traded Fund TYO 3 1 10%
NEC:xasx Nine Entertainment Co. Holdings Ltd ASX 4 3 40%
RTRX:xnas Retrophin Inc. NASDAQ 7 2 20%
SOYB:arcx Teucrium Soybean Fund NYSE_ARCA 4 2 20%
6406:xtks Fujitec Co. Ltd TYO 4 2 20%
9783:xtks Benesse Holdings Inc. TYO 3 1 20%
TL0:xetr Tesla Motors Inc. FSE 5 3 40%
MORL:arcx UBS E-TRACS Monthly Pay 2X Mortgage REIT ETN NYSE_ARCA 5 2 20%
01661:xhkg Wisdom Sports Group HKEX 8 3 40%
IT:xtse The Intertain Group Ltd TSE 5 3 40%
NOBL:arcx ProShares S&P 500 Aristocrats ETF NYSE_ARCA 4 2 20%
KATE:xnys Kate Spade & Co. NYSE 4 3 40%
INGN:xnas Inogen Inc. NASDAQ 6 2 20%
DXIBX:xmce db x-trackers IBEX 35® UCITS ETF SIBE 4 2 20%
DAXEX:xetr iShares DAX UCITS ETF XETR_ETF 3 1 20%
AO:xlon AO World Plc LSE_SETS 5 2 20%
PGH:xasx Pact Group Holdings Ltd ASX 5 2 20%
QTS:xnys QTS Realty Trust Inc. NYSE 5 2 20%
BFT:xwar Benefit Systems SA WSE 7 3 40%
GTT:xpar Gaztransport et Technigaz SA PAR 4 2 20%
OSX6:xetr Ossiam STOXX Europe 600 Equal Weight NR UCITS ETF XETR_ETF 3 1 10%
3NGL:xmil Boost Natural Gas 3X Leverage Daily MIL 7 4 80%
LPT:xnys Liberty Property Trust NYSE 3 1 10%
KN:xnys Knowles Corp. NYSE 4 2 20%
CPS:xnys Cooper-Standard Holdings Inc. NYSE 4 2 20%
AGX:xnys Argan Inc. NYSE 6 2 20%
HXS_U:xtse Horizons S&P 500 Index ETF TSE 3 1 10%
LNTA:xlon Lenta Ltd LSE_INTL 5 2 20%
QFUNO:xmil QF Unicredit Imm Uno MIL 7 4 80%
00152:xhkg Shenzhen International Holdings Ltd HKEX 5 1 20%
SGF:xasx SG Fleet Group Ltd ASX 7 3 40%
ENL:xtse Endo International Plc TSE 7 3 40%
03636:xhkg Poly Culture Group Corporation Ltd HKEX 8 3 40%
TREX:xnys Trex Company Inc. NYSE 4 1 10%
3ITL:xmil Boost FTSE MIB 3x Leverage Daily ETN MIL 6 3 40%
FSFL:xlon Foresight Solar Fund Ltd LSE_SETS 7 4 80%
ENLC:xnys EnLink Midstream LLC NYSE 4 2 20%
XHFD:xswx db x-trackers DB Hedge Fund Index UCITS ETF SWX 4 2 20%
WEAT:arcx Teucrium Wheat Fund NYSE_ARCA 5 2 20%
TAGS:arcx Teucrium Agricultural Fund NYSE_ARCA 4 2 20%
GEQ:xnys Guggenheim Equal Weight Enhanced Equity Income Fnd NYSE 7 4 80%
00633:xhkg China All Access (Holdings) Ltd HKEX 5 3 40%
SIN:xswx Siemens AG - NOCT SWX 6 1 10%
00025:xhkg Chevalier International Holdings Ltd HKEX 5 3 40%
VRNS:xnas Varonis Systems Inc. NASDAQ 8 2 20%
02326:xhkg BEP Intl Holdings Ltd HKEX 8 3 40%
PLND:xlon Poundland Group Plc LSE_SETS 4 2 20%
PETS:xlon Pets at Home Group Plc LSE_SETS 3 1 10%
01270:xhkg Langham Hsptlty Inv.& Langham Hsptlty Inv. Ltd HKEX 8 3 40%
ISS:xcse ISS A/S CSE 3 1 20%
PBH:xtse Premium Brands Holdings Corp. TSE 5 1 10%
CWI:xwbo Conwert Immobilien Invest SE VIE 4 1 20%
TIP:xmil Tamburi Investment Partners Spa MIL 6 3 40%
EQQQ:xswx PowerShares EQQQ Nasdaq-100 UCITS ETF SWX 3 1 10%
BOO:xlon Boohoo.com Plc LSE_SETS 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
HIS:xmce Hispania Activos Inmobiliarios SOCIMI SA SIBE 4 1 10%
2461:xtks F@N Communications Inc. TYO 6 3 40%
CSLT:xnys Castlight Health Inc. NYSE 8 3 40%
7779:xtks Cyberdyne Inc. TYO 5 1 20%
EMBE:xlon iShares JPM USD EM Bond EUR Hedged UCITS E LSE_ETF 3 1 10%
IRCP:xmil iShares Euro Corp Bnd Int Rate Hed UCITS ETF MIL 4 2 20%
PPBI:xnas Pacific Premier Bancorp Inc. NASDAQ 6 3 40%
RJI:arcx ELEMENTS Rogers Commodity ETN NYSE_ARCA 3 1 10%
1885:xtks Toa Corp. TYO 6 3 40%
00958:xhkg Huaneng Renewables Corporation Ltd HKEX 5 3 40%
TAHO:xnys Tahoe Resources Inc. NYSE 5 2 20%
FRAK:arcx VanEck Vectors Unconventional Oil & Gas ETF NYSE_ARCA 3 1 10%
6740:xtks Japan Display Inc. TYO 4 2 20%
TSLX:xnys TPG Specialty Lending Inc. NYSE 8 2 20%
GDI:xasx GDI Property Group ASX 3 1 10%
IDR:xasx Industria REIT ASX 6 3 40%
NSR:xasx National Storage REIT ASX 5 2 20%
SDF:xasx Steadfast Group Ltd ASX 5 3 40%
02638:xhkg HK Electric Investments Ltd HKEX 3 1 20%
ATEN:xnys A10 Networks Inc. NYSE 8 3 40%
QTWO:xnys Q2 Holdings Inc. NYSE 6 2 20%
PCTY:xnas Paylocity Holding Corp. NASDAQ 7 1 10%
AKBA:xnas Akebia Therapeutics Inc. NASDAQ 8 3 40%
POS:xwbo PORR AG VIE 7 2 20%
CQH:xase Cheniere Energy Partners LP Holdings LLC AMEX 6 1 10%
VSAR:xnas Versartis Inc. NASDAQ 8 3 40%
GLPG:xams Galapagos AMS 6 1 10%
1333:xtks Maruha Nichiro Seafoods Inc. TYO 5 1 10%
RVNC:xnas Revance Therapeutics Inc. NASDAQ 7 3 40%
NORD:xnys Nord Anglia Inc. NYSE 5 1 10%
TNET:xnys Trinet Group Inc. NYSE 5 1 10%
KWE:xlon Kennedy Wilson Europe Real Estate Plc LSE_SETS 6 2 20%
HIVE:xnys Aerohive Networks Inc. NYSE 8 3 40%
01297:xhkg Sinosoft Technology Group Ltd HKEX 8 3 40%
GOOGL:xnas Alphabet Inc. - A Share NASDAQ 2 1 10%
TWOU:xnas 2U Inc. NASDAQ 6 1 10%
JE:xlon Just Eat Plc LSE_SETS 5 2 20%
PCFT:xlon Polar Capital Global Financials Trust Plc LSE_SETS 3 1 10%
STK:xnys Columbia Seligman Premium Tech Growth Fund Inc. NYSE 7 4 80%
BENPD:xasx Bendigo and Adelaide Bank Ltd - Preferred - NOCT ASX 7 1 10%
SVWPA:xasx Seven Group Holdings Ltd - Preferred ASX 7 3 40%
2INVE:xmce Lyxor UCITS ETF Ibex 35 Doble Inverso Diario SIBE 3 1 10%
1570:xtks Next Funds Nikkei 225 Leveraged Index ETF TYO 5 2 20%
AOK:arcx iShares Conservative Allocation NYSE_ARCA 3 1 10%
AOR:arcx iShares Growth Allocation NYSE_ARCA 3 1 10%
FNDE:arcx Schwab Fundamental Emer Mkts Large Co Index ETF NYSE_ARCA 3 1 10%
BSJI:arcx Guggenheim BulletShares 2018 High Yield Corp Bond NYSE_ARCA 4 2 20%
PACW:xnas PacWest Bancorp NASDAQ 3 2 20%
LE:xnas Lands' End Inc. NSC 6 2 20%
GRUB:xnys GrubHub Inc. NYSE 4 3 40%
IST:arcx SPDR® S&P® Intl Telecommunications Sector ETF NYSE_ARCA 3 1 10%
BCX:xnys BlackRock Resources & Commodities Strategy Trust NYSE 6 3 40%
HNW:xase Pioneer Diversified High Income Trust AMEX 7 4 80%
GOOG:xnas Alphabet Inc. - C Share NASDAQ 2 1 10%
IMS:xnys IMS Health Holdings Inc. NYSE 5 1 10%
TKBP:xswx Thurgauer Kantonalbank SWX 6 2 20%
BSJG:arcx Guggenheim BulletShares 2016 Hih Yld Corp Bnd ETF NYSE_ARCA 4 2 20%
BSJH:arcx Guggenheim BulletShares 2017 Hh Yld Corp Bnd ETF NYSE_ARCA 4 2 20%
BSJJ:arcx Guggenheim BulletShares 2019 Hgh Yld Corp Bnd ETF NYSE_ARCA 4 2 20%
HYB:xnys New American High Income Fund Inc. NYSE 7 4 80%
ANIM:xmil Anima Holding SpA MIL 4 2 20%
IVO:xlon Imperial Innovations Group Plc LSE_SETS 6 3 40%
ALLY:xnys Ally Financial Inc. NYSE 3 2 20%
GOF:xnys Guggenheim Strategic Opportunities Fund NYSE 7 4 80%
HIX:xnys Western Asset High Income Fund II Inc. NYSE 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PML:xnys Pimco Municipal Income Fund II NYSE 3 1 10%
ETW:xnys Eaton Vance Tax-Managed Global Buy-Write Opp. Fund NYSE 3 1 10%
BKT:xnys Blackrock Income Trust Inc. NYSE 3 1 10%
PEO:xnys Adams Natural Resources Fund Inc. NYSE 4 2 20%
RRX:xtse Raging River Exploration Inc. TSE 5 1 10%
PTXTEN:xjse CoreShares Property Top Ten ETF JSE 5 2 20%
MYD:xnys BlackRock MuniYield Fund Inc. NYSE 3 1 10%
WB:xnas Weibo Corp. NASDAQ 6 2 20%
TWR:xetr Twitter Inc. FSE 5 2 20%
MC:xnys Moelis & Co. NYSE 5 1 10%
GNE:xasx Genesis Energy Ltd ASX 7 2 20%
GNFT:xpar Genfit PAR 7 3 40%
18M7:xetr Amundi ETF MSCI Europe High Divi UCITS ETF XETR_ETF 3 1 10%
PLP:xlon Polypipe Group Plc LSE_SETS 6 3 40%
EXO:xlon Exova Group Plc LSE_SETS 6 3 40%
GSAT:xase Globalstar Inc. AMEX 7 3 40%
CLB:xams Core Laboratories NV AMS 8 1 10%
IESE:xams iShares Dow Jones Europe Sustainability Screened AMS 3 1 10%
CHCORP:xswx iShares CHF Corporate Bond SWX 3 1 10%
GHYC:xswx iShares Global HY Corp Bond CHF Hedged UCITS ETF SWX 4 2 20%
TUR:xmil Lyxor UCITS ETF Turkey (DJ Turkey Titans 20) MIL 5 2 20%
LEJU:xnys Leju Holdings Ltd NYSE 6 3 40%
JUS:xlon Jupiter US Smaller Companies Plc LSE_SETS 3 1 10%
CNCT:xlon Connect Group Plc LSE_SETS 6 3 40%
MTL:xtse Mullen Group Ltd TSE 4 2 20%
HEWJ:arcx iShares Currency Hedged MSCI Japan ETF NYSE_ARCA 3 1 10%
ONB:xnas Old National Bancorp NASDAQ 4 2 20%
ENBL:xnys Enable Midstream Partners LP NYSE 4 1 10%
CPEN:xswx Castle Private Equity AG SWX 6 3 40%
NIB:arcx iPath® DJ-UBS Cocoa SubTR ETN NYSE_ARCA 5 2 20%
U6C:xses PACC Offshore Services Holdings Ltd SGX-ST 6 3 40%
BWO:xwbo BUWOG AG VIE 4 1 20%
BAD:xtse Badger Daylighting Ltd TSE 6 2 20%
EUN0:xetr iShares Edge MSCI Europe Minimum Volatility XETR_ETF 3 1 10%
SYB3:xetr SPDR Barclays 1-3 Yr Euro Gov UCITS ETF XETR_ETF 3 1 10%
SEUC:xlon SPDR Barclays 0-3 Year Euro Corp Bond UCITS LSE_ETF 4 2 20%
ZPRS:xetr SPDR MSCI World Small Cap UCITS ETF XETR_ETF 3 1 10%
UGBS:xpar Peugeot SA - Warrants - NOCT PAR 3 1 20%
SPWH:xnas Sportsman's Warehouse Holdings Inc. NASDAQ 6 3 40%
SABR:xnas Sabre Corp. NASDAQ 3 1 10%
GUD:xtse Knight Therapeutics Inc. TSE 5 2 20%
TEDU:xnas Tarena International Inc. NASDAQ 8 3 40%
IBCH:xetr iShares MSCI World EUR Hedged UCITS ETF XETR_ETF 3 1 10%
LQ:xnys La Quinta Holdings Inc. NYSE 3 2 20%
RCB:xasx Russell Australian Select Corporate Bond ETF ASX 4 2 20%
GMZ:xnys Goldman Sachs MLP Income Opportunities Fund NYSE 6 3 40%
ARCB:xnas ArcBest Corp. NASDAQ 5 3 40%
VEUR:xlon Vanguard FTSE Developed Europe UCITS ETF LSE_ETF 3 1 10%
DECK:xnys Deckers Outdoor Corp. NYSE 4 1 10%
AOI:xtse Africa Oil Corp. TSE 8 2 20%
ADMS:xnas Adamas Pharmaceuticals Inc. NASDAQ 8 3 40%
NAVI:xnas Navient Corp. NASDAQ 5 2 20%
AYA:xtse Amaya Inc. TSE 5 3 40%
SFSN:xswx SFS Group AG SWX 4 2 20%
SEPL:xlon Seplat Petroleum Development Company Plc LSE_SETS 8 2 20%
APPS:xmce Applus Services SA SIBE 5 2 20%
WWIB:xosl Wilh. Wilhelmsen Holding ASA OSE 8 2 20%
OPB:xnas Opus Bank NASDAQ 5 3 40%
XDND:xetr db x-trackers MSCI NA High Div YieId Index UCITS XETR_ETF 4 2 20%
GLDI:xnas Credit Suisse Gold Shares Covered Call ETN NASDAQ 5 2 20%
KANG:xnas iKang Healthcare Group Inc. NASDAQ 5 3 40%
CMCM:xnys Cheetah Mobile Inc. NYSE 7 3 40%
C2MV:xswx Ossiam iSTOXX Europe Minimum Var NR 2C ETF SWX 3 1 10%
UKMV:xlon Ossiam FTSE 100 Minimum Variance ETF LSE_ETF 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
WDMV:xlon Ossiam World Minimum Variance NR ETF LSE_ETF 3 1 10%
CRWU:xlon Ossiam Risk Wght Commodity EXG ETF LSE_ETF 4 2 20%
EBND:arcx SPDR Barclays Emerging Markets Local Bond ETF NYSE_ARCA 5 2 20%
CRWE:xpar Ossiam Risk Wght Enh. Com EX Grains TR UCITS ETF PAR 4 2 20%
AM3D:xetr SLM Solutions Group AG FSE 6 3 40%
DRG_UN:xtse Dream Global REIT TSE 5 2 20%
IFP:xtse Interfor Corp. TSE 5 2 20%
ZOES:xnys Zoe's Kitchen Inc. NYSE 5 2 20%
TOUR:xnas Tuniu Corp. NASDAQ 8 3 40%
STQ:xpar SPDR MSCI Europe Industrials UCITS ETF PAR 3 1 10%
01003:xhkg Huanxi Media Group Ltd HKEX 8 3 40%
02819:xhkg ABF Hong Kong Bond Index Fund HKEX 4 2 20%
FTAL:xlon SPDR FTSE UK All Share UCITS ETF LSE_ETF 3 1 10%
GLTY:xlon SPDR Barclays UK Gilt UCITS ETF LSE_ETF 3 1 10%
CBEF:xmil Lyxor UCITS ETF EUR Corp Bond Ex-Financ MIL 3 1 10%
EM57:xmil Lyxor EMTS 5-7y Inv Grade Dr UCITS ETF MIL 3 1 10%
HY:xmil Lyxor UCITS ETF iBoxx EUR Liquid High Yield 30 MIL 3 1 10%
ZEN:xnys Zendesk Inc. NYSE 4 1 10%
PBFX:xnys PBF Logistics LP NYSE 6 3 40%
VEF:xtsx Vanguard FTSE Developed All Cap Ex US Index ETF TSE 3 1 10%
XID:xtse iShares India Index ETF TSE 5 2 20%
FIW:arcx First Trust ISE Water Index Fund NYSE_ARCA 5 2 20%
FYLD:arcx Cambria Foreign Shareholder Yield ETF NYSE_ARCA 3 1 10%
GLOP:xnys GasLog Partners LP NYSE 5 2 20%
XAR:arcx SPDR S&P Aerospace & Defense ETF NYSE_ARCA 3 1 10%
JMEI:xnys Jumei International Holding Ltd NYSE 5 3 40%
JD:xnas JD.com Inc. NASDAQ 3 1 10%
PAHC:xnas Phibro Animal Health Corp. NASDAQ 7 3 40%
PACUSA:xswx UBS ETF - MSCI Pacific (ex Japan) UCITS ETF A SWX 3 1 10%
GMA:xasx Genworth Mortgage Insurance Australia Ltd ASX 6 3 40%
U9E:xses China Everbright Water Ltd SGX-ST 5 2 20%
HIAG:xswx HIAG Immobilien Holding AG SWX 6 3 40%
TRUE:xnas TrueCar Inc. NASDAQ 5 2 20%
XUS:xtse iShares Core S&P 500 Index ETF TSE 3 1 10%
XCRA:xnas Xcerra Corp. NASDAQ 5 3 40%
C051:xetr ComStage EURO STOXX Select Div 30 NR UCITS ETF XETR_ETF 3 1 10%
SAGA:xlon Saga Plc LSE_SETS 5 2 20%
DRM:xtse DREAM Unlimited Corp. TSE 6 3 40%
GRAM:xnys Grana y Montero SAA NYSE 7 3 40%
SAS_PREF:xome SAS AB - Preferred Shares SSE 7 3 40%
STM:xetr Stabilus SA FSE 6 2 20%
TROX:xnys Tronox Ltd NYSE 4 3 40%
XTR:xtse iShares Diversified Monthly Income ETF TSE 3 1 10%
PGP:xnys PIMCO Global StocksPLUS & Income Fund NYSE 3 1 10%
REDD:xlon Redde Plc LSE_SETS 6 3 40%
LPG:xnys Dorian LPG LTD NYSE 6 3 40%
ISRA:arcx VanEck Vectors Israel ETF NYSE_ARCA 5 2 20%
SPY5:xetr SPDR S&P 500 UCITS ETF XETR_ETF 3 1 10%
03017:xhkg db x-trackers CSI300 ENERGY UCITS ETF HKEX 4 2 20%
BANC:xnys Banc of California Inc. NYSE 6 3 40%
WPG:xnys Washington Prime Group Inc. NYSE 8 1 20%
FNDB:arcx Schwab Fundamental US Broad Market Index ETF NYSE_ARCA 3 1 10%
FNDX:arcx Schwab Fundamental US Large Company Index ETF NYSE_ARCA 3 1 10%
FNDA:arcx Schwab Fundamental US Small Company Index ETF NYSE_ARCA 4 2 20%
FNDF:arcx Schwab Fundamental Intl Large Company Index ETF NYSE_ARCA 3 1 10%
FNDC:arcx Schwab Fundamental Intern Small Co Index ETF NYSE_ARCA 4 2 20%
PE:xnys Parsley Energy Inc. NYSE 5 1 10%
DNOW:xnys NOW Inc. NYSE 4 1 10%
TBPH:xnas Theravance Biopharma Inc. NASDAQ 7 2 20%
CTRE:xnas CareTrust REIT Inc. NASDAQ 6 3 40%
ALGIL:xpar Groupe Guillin SA PAR 8 3 40%
HEMF:xome Hemfosa Fastigheter AB SSE 4 1 10%
IBGS:xlon iShares Euro Government Bond 1-3 UCITS ETF LSE_ETF 3 1 10%
UDF:xnas United Development Funding IV NASDAQ 5 5 100%
02118:xhkg Tian Shan Development (Holding) Ltd HKEX 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
00198:xhkg SMI Holdings Group Ltd HKEX 8 3 40%
UFS:xtse Domtar Corp. TSE 4 1 10%
TBCB:xlon TBC Bank JSC LSE_INTL 7 3 40%
CD40:xetr ComStage CAC 40 UCITS ETF XETR_ETF 3 1 10%
TIME:xnys Time Inc. NYSE 3 1 10%
NPI:xtse Northland Power Inc. TSE 3 1 10%
MFED:xpar Lyxor EURO STOXX 300 (DR) UCITS ETF PAR 3 1 10%
CHNA:xlon CSOP Source FTSE China A50 UCITS ETF LSE_ETF 4 2 20%
IR5B:xdub Irish Continental Group Plc ISE 5 3 40%
INDA:arcx iShares MSCI India ETF NYSE_ARCA 4 2 20%
XDN0:xetr db x-trackers MSCI Nordic Index UCITS ETF (DR) XETR_ETF 3 1 10%
FET:xasx Folkestone Education Trust ASX 6 3 40%
ELIOR:xpar Elior Group SCA PAR 4 1 10%
ALDR:xnas Alder BioPharmaceuticals Inc. NASDAQ 8 2 20%
9678:xtks Kanamoto Co Ltd TYO 4 2 20%
CRED:arcx iShares Core US Credit Bond ETF NYSE_ARCA 3 1 20%
X014:xetr ComStage MSCI Pacific TRN UCITS ETF XETR_ETF 3 1 10%
ARES:xnys Ares Management LP NYSE 4 2 20%
RECI_B:xome Recipharm AB SSE 6 2 20%
OR:xtse Osisko Gold Royalties Ltd TSE 5 1 10%
XT21:xmil db x-trackers S&P 500 2X Inverse Daily UCITS ETF MIL 5 2 20%
JPNH:xpar Lyxor UCITS ETF Japan (Topix) PAR 3 1 10%
00579:xhkg Beijing Jingneng Clean Energy Co Ltd HKEX 6 2 20%
ANXU:xlon Amundi ETF Nasdaq-100 UCITS ETF - B LSE_ETF 3 1 10%
1321:xtks Nikkei 225 Exchange Traded Fund TYO 3 1 10%
ZPLA:xlon Zoopla Property Group Plc LSE_SETS 6 2 20%
JHC:xasx Japara Healthcare Ltd ASX 5 3 40%
VNOM:xnas Viper Energy Partners LP NASDAQ 5 2 20%
ARDX:xnas Ardelyx Inc. NASDAQ 8 3 40%
ENX:xpar Euronext NV PAR 4 1 10%
NOG_gbx:xlon Nostrum Oil & Gas Plc LSE_SETS 6 2 20%
SCG:xasx Scentre Group ASX 2 1 10%
01090:xhkg Da Ming International Holdings Ltd HKEX 8 3 40%
WFD:xasx Westfield Corp. ASX 2 1 10%
AA:xlon AA Plc LSE_SETS 4 1 10%
KST:xjse PSG Konsult Ltd JSE 7 3 40%
ZPIN:xnys Zhaopin Ltd NYSE 8 3 40%
TSE:xnys Trinseo SA NYSE 5 3 40%
ADPT:xnys Adeptus Health Inc. NYSE 7 2 20%
FELP:xnys Foresight Energy LP NYSE 8 3 40%
GPRO:xnas GoPro Inc. NASDAQ 5 2 20%
NCC_A:xome NCC AB SSE 6 1 10%
SKF_A:xome SKF AB SSE 6 1 10%
ELUX_A:xome Electrolux AB SSE 8 1 10%
BMSA:xetr Braas Monier Building Group SA FSE 4 2 20%
TGLS:xnas Tecnoglass Inc. NSC 8 3 40%
RDUS:xnas Radius Health Inc. NASDAQ 5 2 20%
MRD:xnas Memorial Resource Development Corp. NASDAQ 4 3 40%
KTWO:xnas K2M Group Holdings Inc. NASDAQ 5 2 20%
ANET:xnys Arista Networks Inc. NYSE 4 1 10%
02202:xhkg China Vanke Co Ltd HKEX 4 1 20%
06139:xhkg Jinmao Hotel and Jinmao (Ch) Htl Inv and Mngt Ltd HKEX 8 3 40%
SERV:xnys ServiceMaster Global Holdings Inc. NYSE 4 1 10%
XNET:xnas Xunlei Ltd NASDAQ 7 3 40%
FOI_B:xome Fenix Outdoor International Ltd SSE 8 2 20%
RYAM:xnys Rayonier Advanced Materials Inc. NYSE 7 3 40%
AHY:xasx Asaleo Care Ltd ASX 5 3 40%
SPO:xasx Spotless Group Holdings Ltd ASX 4 3 40%
NSAM:xnys NorthStar Asset Management Corp. NYSE 6 1 10%
INPP:xjse Investec Plc - Preferred JSE 8 1 10%
SSB:xnas South State Corp. NASDAQ 4 2 20%
COFA:xpar Coface SA PAR 5 3 40%
VRTV:xnys Veritiv Corp. NYSE 5 2 20%
NEP:xnys NextEra Energy Partners LP NYSE 5 1 10%
IMCD:xams IMCD NV AMS 4 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
FCT:xmil Fincantieri SpA MIL 6 3 40%
NN:xams NN Group NV AMS 3 1 10%
FBK:xmil FinecoBank SpA MIL 5 3 40%
00787:xhkg Global Brands Group Holdings Ltd HKEX 6 3 40%
SQBG:xnas Sequential Brands Group Inc. NSC 8 3 40%
FNFV:xnys Fidelity National Financial Inc. NYSE 3 1 10%
HRTG:xnys Heritage Insurance Holdings Inc. NYSE 5 3 40%
01778:xhkg Colour Life Services Group Co Ltd HKEX 8 3 40%
01330:xhkg Dynagreen Environmental Protection Group Co Ltd HKEX 8 3 40%
02014:xhkg Ozner Water International Holding Ltd HKEX 7 3 40%
BDCL:arcx UBS E-TRACS 2X Wells Fargo Business Dev Co. NYSE_ARCA 5 2 20%
06136:xhkg Kangda International Environmental Co Ltd HKEX 6 3 40%
01107:xhkg Modern Land (China) Co Ltd HKEX 8 3 40%
TMST:xnys TimkenSteel Corp. NYSE 7 3 40%
IMPR:xnys Imprivata Inc. NYSE 7 3 40%
NOS:xlis NOS SGPS SA LISB 4 2 20%
MTLS:xnas Materialise NV NASDAQ 7 3 40%
SPE:xtse Spartan Energy Corp. TSE 7 2 20%
SPOK:xnas Spok Holdings Inc. NASDAQ 7 3 40%
01366:xhkg Jiangnan Group Ltd HKEX 5 3 40%
KITE:xnas Kite Pharma Inc. NASDAQ 5 2 20%
LOG:xmce Compania de Distribucion Integral Logista Hldgs SA SIBE 4 1 10%
CON:xswx Conzzeta AG SWX 4 2 20%
MVF:xasx Monash IVF Group Ltd ASX 7 3 40%
01057:xhkg Zhejiang Shibao Co Ltd HKEX 8 3 40%
ERNS:xlon iShares GBP Ultrashort Bond UCITS ETF LSE_ETF 3 1 10%
GVF:xasx Global Value Fund Ltd ASX 7 4 80%
MIK:xnas The Michaels Companies Inc. NASDAQ 4 3 40%
TERP:xnas TerraForm Power Inc. NASDAQ 5 3 40%
GLOB:xnys Globant SA NYSE 6 2 20%
ADN:xses First Sponsor Group Ltd SGX-ST 5 3 40%
TUBE:xnas TubeMogul Inc. NASDAQ 7 3 40%
CEMG:xetr iShares MSCI EM Consumer Growth UCITS ETF XETR_ETF 3 1 10%
OEC:xnys Orion Engineered Carbons SA NYSE 5 2 20%
SSPG:xlon SSP Group Plc LSE_SETS 4 2 20%
EMCO:xmil SPDR BofA Merrill Lynch Emerging Markets Corp. MIL 4 2 20%
CNXT:arcx VanEck Vectors ChinaAMC SME-ChiNext ETF NYSE_ARCA 3 1 10%
SCST:xome Scandi Standard AB SSE 6 3 40%
HSO:xasx Healthscope Ltd ASX 4 2 20%
BEL:xnys Belmond Ltd NYSE 4 3 40%
SGDM:arcx Sprott Gold Miners ETF NYSE_ARCA 3 1 10%
BAP:xasx Bapcor Ltd ASX 5 3 40%
CTLT:xnys Catalent Inc. NYSE 5 2 20%
SYF:xnys Synchrony Financial NYSE 3 1 10%
5161:xtks Nishikawa Rubber Co Ltd TYO 7 5 100%
LOCO:xnas El Pollo Loco Holdings Inc. NASDAQ 4 3 40%
G1K:xses Lyxor ETF MSCI Asia Apex 50 10 SGX-ST 3 1 10%
LHL:xetr Lenovo Group Ltd FSE 4 1 10%
AFH:xjse Alexander Forbes Group Holdings Ltd JSE 4 3 40%
01375:xhkg Central China Securities Co Ltd - H Shares HKEX 6 2 20%
01432:xhkg China Shengmu Organic Milk Ltd HKEX 5 2 20%
06138:xhkg Harbin Bank Co Ltd HKEX 4 2 20%
EQC:xnys Equity Commonwealth NYSE 3 1 10%
MBLY:xnys Mobileye NV NYSE 5 2 20%
00288:xhkg WH Group Ltd HKEX 4 1 20%
AST:xasx AusNet Services Ltd ASX 4 1 10%
02186:xhkg Luye Pharma Group Ltd HKEX 5 1 20%
01253:xhkg Broad Greenstate Intl Co Ltd HKEX 8 3 40%
GEI:xtse Gibson Energy Inc. TSE 5 1 20%
CLG:xlon Clipper Logistics Plc LSE_SETS 6 3 40%
FGX:xasx Future Generation Investment Co Ltd ASX 6 3 40%
CSPX:xams iShares Core S&P 500 UCITS ETF AMS 4 2 20%
DC:xlon Dixons Carphone Plc LSE_SETS 3 1 10%
00451:xhkg GCL New Energy Holdings Ltd HKEX 6 3 40%
RYI:xnys Ryerson Holding Corp. NYSE 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ADQU:xses Accordia Golf Trust SGX-ST 4 3 40%
SPK:xasx Spark New Zealand Ltd ASX 4 1 10%
BME:xnys Blackrock Health Sciences Trust NYSE 7 4 80%
IBLN:arcx Direxion iBillionaire Index ETF NYSE_ARCA 3 1 10%
XENT:xnas Intersect ENT Inc. NASDAQ 7 3 40%
BAL:xasx Bellamy's Australia Ltd ASX 7 3 40%
PARR:xase Par Pacific Holdings Inc. AMEX 6 3 40%
BHI:xswx Baker Hughes Inc. SWX 3 1 10%
DSKY:xnas iDreamSky Technology Ltd NASDAQ 8 3 40%
02298:xhkg Cosmo Lady (China) Holdings Co. Ltd HKEX 6 3 40%
01349:xhkg Shanghai Fudan-Zhangjiang Bio-Pharma Co.Ltd HKEX 8 2 20%
01140:xhkg OP Financial Investments Ltd HKEX 8 3 40%
WMS:xnys Advanced Drainage Systems Inc. NYSE 4 3 40%
MTE:xlon Montanaro European Smaller Companies Trust Plc LSE_SETS 4 2 20%
WLN:xpar Worldline SA PAR 4 2 20%
NMIH:xnas NMI Holdings Inc. NASDAQ 6 3 40%
CIR:xlon Circassia Pharmaceuticals Plc LSE_SETS 8 3 40%
ROC:xjse Rockcastle Global Real Estate Co Ltd JSE 5 2 20%
00497:xhkg CSI Properties Ltd HKEX 8 3 40%
UIQK:xetr CMCI Composite SF UCITS ETF XETR_ETF 3 1 10%
01426:xhkg Spring Real Estate Investment Trust HKEX 5 2 20%
ATT:xlon Allianz Technology Trust Plc LSE_SETS 3 1 10%
IFV:xnas First Trust Dorsey Wright Interna Focus 5 ETF NASDAQ 3 1 10%
00815:xhkg China Silver Group Ltd HKEX 7 3 40%
01599:xhkg Beijing Urban Const Design & Dev Group Co Ltd HKEX 8 3 40%
2782:xtks Seria Co. Ltd TYO 4 1 10%
7716:xtks Nakanishi Inc. TYO 4 2 20%
CMX1:xlon iShares MSCI Mexico Capped UCITS ETF LSE_ETF 3 1 10%
CSUS:xams iShares MSCI USA UCITS ETF AMS 4 2 20%
ELSA:xlon Societatea Energetica Electrica SA LSE_INTL 7 3 40%
BME:xlon B&M European Value Retail SA LSE_SETS 4 2 20%
TEX:xjse Texton Property Fund Ltd JSE 6 3 40%
SXR8:xetr iShares Core S&P 500 UCITS ETF XETR_ETF 4 2 20%
VTTI:xnys VTTI Energy Partners LP NYSE 5 2 20%
6256:xtks NuFlare Technology Inc. TYO 6 3 40%
DBEU:arcx db x-trackers MSCI Europe Hedged Equity ETF NYSE_ARCA 3 1 10%
SWDA:xswx iShares Core MSCI World UCITS ETF SWX 3 1 10%
NDXH:xmil Amundi Nasdaq-100 EU Hedged Daily UCITS ETF MIL 3 1 10%
RCN:xlon Redcentric Plc LSE_SETS 6 3 40%
LYYX:xetr Lyxor ETF STOXX Europe 600 Basic Resources XETR_ETF 3 1 10%
AMPH:xnas Amphastar Pharmaceuticals Inc. NASDAQ 5 2 20%
BHBK:xnas Blue Hills Bancorp Inc. NASDAQ 7 3 40%
RUBI:xnys The Rubicon Project Inc. NYSE 6 3 40%
CJ:xtse Cardinal Energy Ltd TSE 6 3 40%
LTRPA:xnas Liberty TripAdvisor Holdings Inc. NASDAQ 5 1 10%
GLUX:xpar Amundi ETF S&P Global Luxury UCITS ETF PAR 3 1 10%
ONTEX:xbru Ontex Group NV BRU 4 2 20%
A9B:xses Lyxor Hang Seng Index Fund 10 SGX-ST 3 1 10%
IJPD:xlon iShares MSCI Japan USD Hedged LSE_ETF 3 1 10%
IBCJ:xetr iShares MSCI Poland UCITS ETF XETR_ETF 4 2 20%
LKQ:xnas LKQ Corp. NASDAQ 4 2 20%
PANR:xlon Pantheon Resources Plc LSE_SETS 6 3 40%
ACTA:xnas Actua Corp. NSC 6 3 40%
SANM:xnas Sanmina Corp. NASDAQ 4 2 20%
5G5:xetr GoPro Inc. FSE 5 2 20%
TCPC:xnas TCP Capital Corp. NASDAQ 8 2 20%
HMLP:xnys Hoegh LNG Partners LP NYSE 7 3 40%
HBC:xtse Hudson's Bay Co. TSE 5 1 10%
SGBK:xnas Stonegate Bank NASDAQ 6 3 40%
SDHY:xmil iShares $ Sht Dur High Yld Cor Ucits ETF MIL 4 2 20%
CXR:xtse Concordia International Corp. TSE 4 5 100%
WLKP:xnys Westlake Chemical Partners LP NYSE 8 3 40%
LOXO:xnas Loxo Oncology Inc. NASDAQ 8 3 40%
AHYE:xpar Amundi ETF Euro High Yield Liquid Bond IBoxx UCITS PAR 4 2 20%
HQY:xnas HealthEquity Inc. NASDAQ 6 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
OTIC:xnas Otonomy Inc. NASDAQ 7 3 40%
1591:xtks NEXT FUNDS JPX-Nikkei Index 400 ETF TYO 3 1 10%
EL4G:xetr Deka EURO STOXX Select Dividend 30 UCITS ETF XETR_ETF 3 1 10%
EL48:xetr Deka iBoxx EUR Liquid Ger. Covered Divers UCITS XETR_ETF 3 1 10%
CVTI:xnas Covenant Transportation Group Inc. NASDAQ 8 3 40%
BABA:xnys Alibaba Group Holding Ltd NYSE 4 1 10%
DIVTRX:xjse CoreShares S&P SA Dividend Aristocrats ETF JSE 4 2 20%
HEWG:arcx iShares Currency Hedged MSCI Germany ETF NYSE_ARCA 3 1 10%
RIGP:xnys Transocean Partners LLC NYSE 5 2 20%
YHO:xetr Yahoo Inc. XETR_STARS 5 2 20%
STEAV:xhel Stora Enso A - NOCT HSE 6 2 20%
PBA:xnys Pembina Pipeline Corp. NYSE 4 1 10%
ERIBR:xhel Ericsson B HSE 7 1 10%
VSC:xtse Vanguard Canadian Short-Term Corpt Bnd Index TSE 4 2 20%
01303:xhkg Huili Resources (Group) Ltd HKEX 8 3 40%
BERMIB:xmil Lyxor UCITS ETF FTSE MIB Daily Sht Bear MIL 4 2 20%
CSSX5E:xmil iShares Core EURO STOXX 50 UCITS ETF MIL 3 1 10%
CSX5:xams iShares Core EURO STOXX 50 UCITS ETF AMS 3 1 10%
STB:xnas Student Transportation Inc. NASDAQ 5 3 40%
OSB:xlon OneSavings Bank Plc LSE_SETS 7 3 40%
BNKE:xpar Lyxor UCITS ETF Eurostoxx Banks PAR 3 1 10%
JPMV:arcx iShares Edge MSCI Japan Minimum Volatility ETF NYSE_ARCA 3 1 10%
CBA:xnys ClearBridge American Energy MLP Fund Inc. NYSE 6 3 40%
XCAD:xlon db x-trackers MSCI Canada ETF LSE_ETF 3 1 10%
PINR:xpar Lyxor UCITS ETF PEA MSCI India C-EUR PAR 4 2 20%
PLEM:xpar Lyxor UCITS ETF PEA MSCI Emerging Mkts C-EUR PAR 3 1 10%
PRIO:xpar Lyxor UCITS ETF PEA Brazil (IBOVESPA) C-EUR PAR 4 2 20%
PHSI:xpar Lyxor UCITS ETF PEA Hong Kong (HSI) C-EUR PAR 3 1 10%
PASI:xpar Lyxor UCITS ETF PEA China Enterp (HSCEI) C-EUR PAR 3 1 10%
INO:xnas Inovio Pharmaceuticals Inc. NASDAQ 6 3 40%
FAN:xlon Volution Group Plc LSE_SETS 6 3 40%
XDWD:xetr db x-trackers MSCI World Index UCITS ETF (DR) XETR_ETF 3 1 10%
CERV:xmil Cerved Information Solutions MIL 4 3 40%
00699:xhkg CAR Inc. HKEX 5 2 20%
SXRT:xetr iShares Core EURO STOXX 50 UCITS ETF XETR_ETF 3 1 10%
GALN:xvtx Galenica AG VX 3 1 20%
ARYN:xvtx ARYZTA AG VX 4 2 20%
DUFN:xswx Dufry AG VX 4 2 20%
SPSN:xswx Swiss Prime Site AG SWX 3 1 20%
CARD:xlon Card Factory Plc LSE_SETS 6 3 40%
SPI:xlon Spire Healthcare Group Plc LSE_SETS 3 1 10%
01089:xhkg Leyou Technologies Holdings Ltd HKEX 7 3 40%
ISD:xasx iSentia Group Ltd ASX 6 3 40%
MTR:xasx Mantra Group Ltd ASX 6 3 40%
CS5:xpar Amundi ETF MSCI Europe Consumer Staples UCITS PAR 3 1 10%
VSLR:xnys Vivint Solar Inc. NYSE 8 3 40%
TVPT:xnys Travelport Worldwide Ltd NYSE 5 3 40%
CFG:xnys Citizens Financial Group Inc. NYSE 3 1 10%
LYPE:xetr Lyxor MSCI World Health Care TR UCITS ETF XETR_ETF 3 1 10%
PSWD:xetr PowerShares FTSE RAFI All-World 3000 UCITS ETF XETR_ETF 3 1 10%
AVAL:xnys Grupo Aval Acciones y Valores SA NYSE 4 1 10%
6324:xtks Harmonic Drive Systems Inc. TYO 5 2 20%
SFS:xnys Smart & Final Stores Inc. NYSE 4 1 10%
SYA:xpar Stoxx EU 600 Automobiles & Parts Theam Easy UCITS PAR 3 1 10%
SYB:xpar Stoxx Europe 600 Banks Theam Easy UCITS ETF PAR 3 1 10%
SYM:xpar Stoxx Europe 600 Media Theam Easy UCITS ETF PAR 3 1 10%
SYT:xpar Stoxx Eu 600 Telecommunications Theam Easy UCITS PAR 3 1 10%
SYU:xpar Stoxx Europe 600 Utilities Theam Easy UCITS ETF PAR 3 1 10%
8H81:xetr ComStage FTSE 100 TR UCITS ETF XETR_ETF 3 1 10%
03100:xhkg E Fund CSI 100 A-Share Index ETF HKEX 3 1 10%
02811:xhkg Haitong CSI300 Index ETF HKEX 3 1 10%
XDEB:xetr db x-trackers Equity Low Beta Factor UCITS ETF XETR_ETF 3 1 10%
XDEM:xetr db x-trackers Equity Momentum Factor UCITS ETF XETR_ETF 3 1 10%
XDEQ:xetr db x-trackers Equity Quality Factor UCITS ETF XETR_ETF 3 1 10%
CYBR_NEW:xnas Cyber-Ark Software Ltd NASDAQ 6 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
XDEV:xetr db x-trackers Equity Value Factor UCITS ETF XETR_ETF 3 1 10%
HBM:xnys Hudbay Minerals Inc. NYSE 7 2 20%
BAKPEQ:xcse BI Private Equity CSE_INV 4 2 20%
MAJPEN:xcse Maj Invest Pension CSE_INV 3 1 10%
WWKINV:xcse World Wide Invest CSE_INV 3 1 10%
ACWU:xlon Multi Units France Lyxor ETF MSCI LSE_ETF 3 1 10%
SC0I:xetr Source MSCI Japan UCITS ETF XETR_ETF 3 1 10%
X019:xetr ComStage MSCI Taiwan TRN UCITS ETF XETR_ETF 3 1 10%
XCS5:xetr db x-trackers MSCI India Index UCITS ETF XETR_ETF 4 2 20%
ICL:xnys Israel Chemicals Ltd NYSE 5 2 20%
CNNX:xnys CONE Midstream Partners LP NYSE 5 2 20%
X020:xetr ComStage MSCI USA TRN UCITS ETF XETR_ETF 3 1 10%
AKA:xosl Akastor OSE 7 5 100%
ODP:xnas Office Depot Inc. NASDAQ 4 3 40%
AKSO1:xosl Aker Solutions OSE 6 2 20%
CESL:xams iShares MSCI EMU Small Cap UCITS ETF AMS 6 3 40%
CBE3:xams iShares Euro Government Bond 1-3yr UCITS ETF AMS 3 1 10%
CMIB:xams iShares FTSE MIB UCITS ETF (Acc) AMS 3 1 10%
CUKS:xams iShares MSCI UK Small Cap UCITS ETF AMS 3 1 10%
VEC:xnys Vectrus Inc. NYSE 8 3 40%
IH2O:xswx iShares Global Water UCITS ETF SWX 3 1 10%
PGP:xpar Procter & Gamble Co. PAR 2 1 10%
ZAL:xetr Zalando SE FSE 5 2 20%
CDK:xnas CDK Global Inc. NASDAQ 4 1 10%
RKET:xetr Rocket Internet AG FSE 5 3 40%
CSX5:xlon iShares Core EURO STOXX 50 UCITS ETF LSE_ETF 3 1 10%
XXL:xosl XXL ASA OSE 4 1 20%
W:xnys Wayfair Inc. NYSE 5 2 20%
SSIGV:xcse Sparinvest S Global Value EUR - NOCT CSE_INV 3 1 10%
FMSA:xnys Fairmount Santrol Holdings Inc. NYSE 8 3 40%
CAPL:xnys CrossAmerica Partners LP NYSE 5 2 20%
6098:xtks Recruit Holdings Co Ltd TYO 3 1 20%
3197:xtks Skylark Co. Ltd TYO 4 1 10%
WBIC:arcx WBI SMID Tactical Yield ETF NYSE_ARCA 3 1 10%
WBID:arcx WBI SMID Tactical Select ETF NYSE_ARCA 3 1 10%
WBIG:arcx WBI Large Cap Tactical Yield ETF NYSE_ARCA 3 1 10%
WBIL:arcx WBI Large Cap Tactical Select ETF NYSE_ARCA 3 1 10%
RFG:xjse Rhodes Food Group Holdings Ltd JSE 8 3 40%
QVCA:xnas Liberty Interactive Corp. NASDAQ 3 1 10%
HUBS:xnys HubSpot Inc. NYSE 5 1 10%
01811:xhkg CGN New Energy Holdings Co Ltd HKEX 6 3 40%
GAID:xlon GAIL (India) Ltd LSE_INTL 6 2 20%
IQQI:xetr iShares Global Infrastructure UCITS ETF XETR_ETF 3 1 10%
03903:xhkg Hanhua Financial Holding Co Ltd HKEX 8 3 40%
01185:xhkg China Energine International (Holdings) Ltd HKEX 7 3 40%
02280:xhkg HC International Inc. HKEX 7 2 20%
00032:xhkg Cross-Harbour (Holdings) Ltd HKEX 7 3 40%
CBAPD:xasx Commonwealth Bank of Australia ASX 7 1 20%
DPLO:xnys Diplomat Pharmacy Inc. NYSE 5 2 20%
FCAU:xnys Fiat Chrysler Automobiles NV NYSE 4 2 20%
FUISPA:xcse Fundamental Invest Stock Pick II Akk CSE_INV 5 2 20%
FCA:xmil Fiat Chrysler Automobiles NV MIL 4 2 20%
CAIGAE:xcse Carnegie WorldWide Globale Aktie Etik-ak CSE_INV 4 2 20%
02393:xhkg Yestar International Holdings Co. Ltd HKEX 7 3 40%
OMAM:xnys OM Asset Management Plc NYSE 3 1 10%
STIAKT:xcse Strategi Invest Aktier CSE_INV 3 1 10%
00217:xhkg China Chengtong Development Group Ltd HKEX 8 3 40%
IUSA:xetr iShares S&P 500 UCITS ETF XETR_ETF 3 1 10%
01369:xhkg Wuzhou Intl. Holdings Ltd HKEX 7 3 40%
MLPX:arcx Global X MLP & Energy Infrastructure ETF NYSE_ARCA 3 1 10%
SJPY:xlon Foreign Exchange Ltd ETFS Short JPY Long USD LSE_SETS 4 2 20%
VMID:xlon Vanguard FTSE 250 UCITS ETF LSE_ETF 3 1 10%
CUK:xnys Carnival Plc NYSE 3 1 10%
SRSC:xnas Sears Canada Inc. NASDAQ 6 5 100%
MTVW:xlon Mountview Estates Plc LSE_SETS 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
IWFM:xlon iShares Edge MSCI World Momentum Factor UCITS ETF LSE_ETF 3 1 10%
JW_B:xnys John Wiley & Sons Inc. NYSE 6 1 10%
NYIGSA:xcse Nykredit Invest Globale Aktier SRI CSE_INV 3 1 10%
GRIDKA:xcse Gudme Raaschou - Danske Aktier CSE_INV 3 1 10%
GRIEMA:xcse Gudme Raaschou Emerging Markets Aktier CSE_INV 3 1 10%
JYIGAS:xcse Jyske Invest Globale Aktier Special CSE_INV 3 1 10%
DKIMOPA:xcse Danske Invest Mix Offensiv Plus - Akk CSE_INV 3 1 10%
NYKDFA:xcse Nykredit Invest Danske Fokusaktier CSE_INV 3 1 10%
DKIENGLO:xcse Danske Invest Engros Global CSE_INV 3 1 10%
DKIDKISC:xcse Danske Invest Danmark Indeks Small Cap CSE_INV 3 1 10%
NDIVOM:xcse Nordea Inv. Verdens Obl.marked CSE_INV 3 1 10%
DKIKTR:xcse Danske Invest KlimaTrends CSE_INV 3 1 10%
VFV:xtse Vanguard S&P 500 Index ETF TSE 3 1 10%
VGG:xtse Vanguard U.S. Dividend Appreciation Index ETF TSE 3 1 10%
CHOO:xlon Jimmy Choo Plc LSE_SETS 6 3 40%
IWFV:xlon iShares Edge MSCI World Value Factor UCITS ETF LSE_ETF 3 1 10%
IWFS:xlon iShares Edge MSCI World Size Factor UCITS ETF LSE_ETF 3 1 10%
IWFQ:xlon iShares Edge MSCI World Qlty Factor UCITS ETF LSE_ETF 3 1 10%
ENTRA:xosl Entra ASA OSE 4 1 10%
7844:xtks Marvelous Inc. TYO 6 3 40%
00419:xhkg Huayi Tencent Entertainment Company Ltd HKEX 8 3 40%
00727:xhkg Crown International Corporation Ltd HKEX 8 3 40%
02383:xhkg TOM Group Ltd HKEX 7 2 20%
FCB:xnys FCB Financial Holdings Inc. NYSE 5 2 20%
EIMI:xswx iShares Core MSCI Emerging Markets IMI UCITS ETF SWX 4 2 20%
40S:xses Perennial Real Estate Holdings Ltd SGX-ST 6 2 20%
VDNR:xlon Vanguard FTSE North America UCITS ETF LSE_ETF 3 1 10%
VDEV:xlon Vanguard FTSE Developed World UCITS ETF LSE_ETF 3 1 10%
XDEW:xlon Concept Fund Solutions Plc - db x-trackers S&P 500 LSE_ETF 3 1 10%
CAIGAS:xcse Carnegie WorldWide Globale Aktier Stabil CSE_INV 3 1 10%
7172:xtks Japan Investment Adviser Co Ltd TYO 8 3 40%
FWP:xnas Forward Pharma A/S NASDAQ 5 3 40%
9090:xtks Maruwa Unyu Kikan Co Ltd TYO 7 3 40%
TRIG:xlon The Renewables Infrastructure Group Ltd LSE_SETS 6 3 40%
RNW:xtse TransAlta Renewables Inc. TSE 3 1 10%
XLG:arcx Guggenheim Russell MegaCap Top 50 ETF NYSE_ARCA 3 1 20%
GRBK:xnas Green Brick Partners Inc. NASDAQ 7 3 40%
ATTO:xnys Atento SA NYSE 5 2 20%
1597:xtks Maxis J-REIT ETF TYO 3 1 20%
1595:xtks Nzam ETF J-REIT Index TYO 3 1 20%
1555:xtks Listed Index Fund Australian REIT TYO 4 2 20%
TFI:xpar TF1 PAR 4 2 20%
REG:xasx Regis Healthcare Ltd ASX 5 3 40%
SPUU:arcx Direxion Daily S&P 500 Bull 2x Shares NYSE_ARCA 4 2 20%
KEYS:xnys Keysight Technologies Inc. NYSE 3 1 10%
HYH:xnys Halyard Health Inc. NYSE 3 2 20%
CRA1:xetr Rio Tinto Ltd FSE 6 1 10%
AC:xtse Air Canada TSE 4 3 40%
KBAL:xnas Kimball International Inc. NASDAQ 7 3 40%
1563:xtks TSE Mothers Core ETF TYO 3 1 20%
EHI:xnys Western Asset Global High Inc. NYSE 7 4 80%
MOLN:xswx Molecular Partners Ltd SWX 8 3 40%
MMI:xnys Marcus & Millichap Inc. NYSE 6 2 20%
CTT:xnys CatchMark Timber Trust Inc. NYSE 6 3 40%
SAGE:xnas Sage Therapeutics Inc. NASDAQ 6 3 40%
C054:xetr ComStage FR Euro Stoxx 50 UCITS ETF XETR_ETF 3 1 20%
C002:xetr ComStage FR Dax UCITS ETF XETR_ETF 3 1 20%
SNR:xnys New Senior Investment Group Inc. NYSE 5 2 20%
TLG:xetr TLG Immobilien AG FSE 4 1 10%
RAKP:xosl RAK Petroleum Plc OSE 6 3 40%
AM:xnys Antero Midstream Partners LP NYSE 4 1 10%
LBRDA:xnas Liberty Broadband Corp. NASDAQ 4 1 10%
AHLA:xetr Alibaba Group Holding Ltd FSE 4 1 10%
8098:xtks Inabata & Co Ltd TYO 5 2 20%
8154:xtks Kaga Electronics Co Ltd TYO 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VA:xnas Virgin America Inc. NASDAQ 8 1 10%
SPYM:xetr SPDR MSCI Emerging Markets UCITS ETF XETR_ETF 3 1 20%
HLE:xetr Hella KGaA Hueck & Co. FSE 4 1 10%
ENVA:xnys Enova Intl Inc. NYSE 7 5 100%
VM:xlon Virgin Money Holdings (UK) Plc LSE_SETS 5 3 40%
LTAM:xams iShares MSCI EM Latin America UCITS ETF (Dist) AMS 3 1 20%
03141:xhkg BMO Asia USD Investment Grade Bond ETF HKEX 4 2 20%
03143:xhkg BMO Hong Kong Banks ETF HKEX 3 1 20%
FRPT:xnas Freshpet Inc. NASDAQ 8 3 40%
HUSE:arcx US Market Rotation Strategy ETF NYSE_ARCA 3 1 20%
AMFW:xlon Amec Foster Wheeler Plc LSE_SETS 4 2 20%
SKY:xlon Sky Plc LSE_SETS 3 1 10%
APO:xasx APN Outdoor Group Ltd ASX 5 3 40%
AXTA:xnys Axalta Coating Systems Ltd NYSE 4 1 10%
EHIC:xnys EHI Car Services Ltd NYSE 8 2 20%
CAIEMM:xcse Carnegie WorldWide Emerging Markets CSE_INV 5 2 20%
MMB:xpar Lagardere SCA PAR 3 3 40%
ZAYO:xnys Zayo Group Holdings Inc. NYSE 4 1 10%
HACK:arcx Purefunds ISE Cyber Security ETF NYSE_ARCA 3 1 20%
CMPR:xnas Cimpress NV NASDAQ 4 2 20%
NVEE:xnas NV5 Global Inc. NSC 8 3 40%
RWAY:xmil Rai Way MIL 4 2 20%
DM:xnys Dominion Midstream Partners LP NYSE 4 1 10%
FGEN:xnas FibroGen Inc. NASDAQ 6 2 20%
IPH:xasx IPH Ltd ASX 7 3 40%
VALE_P:xnys Vale SA - Preferred NYSE 5 2 20%
ATRA:xnas Atara Biotherapeutics Inc. NASDAQ 8 2 20%
MPL:xasx Medibank Private Ltd ASX 4 1 10%
EXCU:xnys Exelon Corp. NYSE 5 1 10%
HABT:xnas The Habit Restaurants Inc. NASDAQ 8 3 40%
AGL:xasx AGL Energy Ltd ASX 3 1 10%
GRNG:xome Granges AB SSE 5 2 20%
XBAG:xetr db x-trackers II Barclays Global Aggregate Bond XETR_ETF 3 1 20%
XBAE:xetr db x-trackers II Barclays Global Aggregate Bond XETR_ETF 3 1 20%
JGH:xnys Nuveen Global High Income Fund NYSE 3 1 10%
FIVN:xnas Five9 Inc. NASDAQ 7 2 20%
PLAY:xnas Dave & Buster's Entertainment Inc. NASDAQ 4 1 10%
COVR:xetr PIMCO Covered Bond Source UCITS ETF XETR_ETF 3 1 20%
CUKX:xlon iShares FTSE 100 UCITS ETF (Acc) LSE_ETF 3 1 20%
UD2:xses Japfa Ltd SGX-ST 7 2 20%
C068:xetr ComStage STOXX Euro 600 Health Care NR UCITS ETF XETR_ETF 3 1 20%
AGS:xses The Hour Glass Ltd SGX-ST 8 3 40%
06818:xhkg China Everbright Bank Co Ltd HKEX 5 1 20%
GWB:xnys Great Western Bancorp Inc. NYSE 4 2 20%
LBRDK:xnas Liberty Broadband Corp. NASDAQ 4 1 10%
PAYC:xnys Paycom Software Inc. NYSE 5 1 10%
BRYN:xetr Berkshire Hathaway Inc. B XETR_STARS 2 1 10%
ACA:xlon Acacia Mining Plc LSE_SETS 6 3 40%
SHLDW:xnas Sears Holdings Corp. - Warrants NASDAQ 5 2 20%
DHG:xdub Dalata Hotel Group Plc ISE 6 3 40%
UBSG:xvtx UBS Group Inc. VX 2 1 20%
CIVI:xnys Civitas Solutions Inc. NYSE 5 3 40%
GTT:xnys GTT Communications Inc. NYSE 6 3 40%
SSO:xosl Scatec Solar ASA OSE 7 3 40%
RVT:xnys Royce Value Trust Inc. NYSE 5 2 20%
YCL:arcx ProShares Trust II NYSE_ARCA 5 2 20%
QQQE:arcx Direxion NASDAQ-100® Equal Wtd ETF NYSE_ARCA 3 1 20%
ARBB:xlon Arbuthnot Banking Group Plc LSE_SETS 6 5 100%
AAC:xnys AAC Holdings Inc. NYSE 7 3 40%
ANTM:xnys Anthem Inc. NYSE 2 1 10%
KLOV_B:xome Klovern AB SSE 6 3 40%
NVRO:xnys Nevro Corp. NYSE 6 1 10%
PRAH:xnas PRA Health Sciences Inc. NASDAQ 5 1 10%
SHLX:xnys Shell Midstream Partners LP NYSE 5 1 10%
8050:xtks Seiko Holdings Corp. TYO 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
3048:xtks Bic Camera Inc. TYO 4 1 20%
SRE:xjse Sirius Real Estate Ltd JSE 6 3 40%
8202:xtks Laox Co Ltd TYO 7 5 100%
ZPRE:xetr SPDR MSCI EMU UCITS ETF XETR_ETF 3 1 20%
WLDL:xlon Lyxor ETF MSCI World LSE_ETF 3 1 20%
EHE:xasx Estia Health Ltd ASX 5 3 40%
LC:xnys LendingClub Corp. NYSE 5 3 40%
ONDK:xnys On Deck Capital Inc. NYSE 6 3 40%
02255:xhkg Haichang Holdings Ltd HKEX 7 3 40%
06869:xhkg Yangtze Optical Fibre & Cable Joint Stock Ltd Co. HKEX 8 3 40%
01816:xhkg CGN Power Co Ltd HKEX 5 1 20%
ANRJ:xpar Amundi ETF MSCI Europe Energy UCITS ETF PAR 4 2 20%
PIV:xjse The Pivotal Fund Ltd JSE 7 3 40%
CSSPX:xmil iShares Core S&P 500 UCITS ETF MIL 3 1 10%
01848:xhkg China Aircraft Leasing Group Holdings Ltd HKEX 6 3 40%
ASHR:xlon db x-trackers Harvest CSI300 INDEX UCITS LSE_ETF 4 2 20%
SPMCHA:xswx UBS ETF (CH) - SPI (R) Mid SWX 3 1 10%
VWR:xnas VWR Corp. NASDAQ 4 1 10%
MOMO:xnas Momo Inc. NASDAQ 7 3 40%
IS3N:xetr iShares Core MSCI Emerging Markets IMI UCITS ETF XETR_ETF 3 1 10%
TILT:arcx FlexShares Mstar US Mkt Factors Tilt ETF NYSE_ARCA 3 1 10%
CLI:xjse Clientele Ltd JSE 8 3 40%
NEWR:xnys New Relic Inc. NYSE 5 1 10%
00607:xhkg Fullshare Holdings Ltd HKEX 7 1 10%
XDEQ:xlon db x-trackers Equity Quality Factor ETF (DR) LSE_ETF 3 1 10%
PSRM:xlon PowerShares FTSE RAFI Emerging Mkts UCITS ETF LSE_ETF 3 1 10%
03127:xhkg Horizons CSI 300 ETF HKEX 4 2 20%
ACWI:xpar Lyxor UCITS ETF MSCI All Country World PAR 3 1 10%
INCR:xnas INC Research Holdings Inc. NASDAQ 5 2 20%
KLXI:xnas KLX Inc. NASDAQ 3 3 40%
EPRE:xlon Amundi ETF FTSE EPRA Europe Real Estate LSE_ETF 4 2 20%
QSR:xnys Restaurant Brands International Inc. NYSE 4 3 40%
JPSS:xlon JPMorgan Japan Smaller Co. Trust Plc - Right LSE_SETS 4 2 20%
HDP:xnas Hortonworks Inc. NASDAQ 7 2 20%
TUI:xlon TUI AG LSE_SETS 4 2 20%
IAP:xjse Investec Australia Property Fund JSE 7 4 80%
JUNO:xnas Juno Therapeutics Inc. NASDAQ 6 2 20%
MKT:xlon Market Tech Holdings Ltd LSE_SETS 6 3 40%
VALX:xnas Validea Market Legends ETF NASDAQ 3 1 10%
ALM:xlon Allied Minds Plc LSE_SETS 6 2 20%
INDV:xlon Indivior Plc LSE_SETS 6 3 40%
IOGP:xswx iShares Oil & Gas Exploration & Production UCITS SWX 4 2 20%
03699:xhkg Dalian Wanda Commercial Properties Co Ltd HKEX 5 1 20%
LUG:xtse Lundin Gold Inc. TSE 8 3 40%
PSRF:xlon PowerShares FTSE RAFI US 1000 UCITS ETF LSE_ETF 3 1 10%
LIF:xtse Labrador Iron Ore Royalty Corp. TSE 7 2 20%
DERM:xnas Dermira Inc. NASDAQ 8 2 20%
LVC:xwar LIVECHAT Software SA WSE 8 3 40%
ECI:xtse EnerCare Inc. TSE 3 1 20%
XDEV:xlon db x-trackers Equity Value Factor ETF (DR) LSE_ETF 3 1 10%
LUG:xome Lundin Gold Inc. SSE 8 3 40%
DTYS:xnas iPath® US Treasury 10-year Bear ETN - NOCT NASDAQ 5 2 20%
XLYS:xmil Source Con Dis S&P US Sel Sect UCITS ETF MIL 3 1 10%
XLUS:xmil Source Utilities S&P US Select Sector UCITS ETF MIL 3 1 10%
GLDV:xswx S&P Global Dividend Aristocrats UCITS ETF SWX 3 1 10%
DBMX:arcx Deutsche X-Trackers Msci Mexico Hedged Eq ETF NYSE_ARCA 4 2 20%
FIDU:arcx Fidelity Covington Trust ETF NYSE_ARCA 3 1 10%
DLNG:xnys Dynagas LNG Partners LP NYSE 6 3 40%
NDRM:xnas NeuroDerm Ltd NASDAQ 8 3 40%
QRVO:xnas Qorvo Inc. NASDAQ 4 2 20%
WBA:xnas Walgreens Boots Alliance Inc. NASDAQ 3 1 10%
FAGR:xbru Fagron SA BRU 8 3 40%
LCHB:xams Leveraged Capital Holdings AMS 3 5 100%
CNV:xnas Cnova NV NASDAQ 6 2 20%
AMD:xnas Advanced Micro Devices Inc. NSC 7 4 80%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
LTXB:xnas LegacyTexas Financial Group Inc. NASDAQ 4 2 20%
DWCG:xlon DW Catalyst Fund Ltd LSE_SETS 3 1 10%
LGIH:xnas LGI Homes Inc. NASDAQ 7 2 20%
RMP:xnys Rice Midstream Partners LP NYSE 6 1 10%
EMUEUA:xswx UBS ETF - Msci Emu UCITS ETF A SWX 3 1 10%
00777:xhkg NetDragon Websoft Inc. HKEX 8 1 20%
CHRS:xnas Coherus BioSciences Inc. NASDAQ 8 2 20%
TRCO:xnys Tribune Media Co. NYSE 3 2 20%
NSI:xams NSI NV AMS 6 3 40%
D3V3:xetr db x-trackers EUR Liquid Corporate 12.5 UCITS XETR_ETF 3 1 10%
TCO:xetr Tesco Plc FSE 3 1 10%
AHH:xnys Armada Hoffler Properties Inc. NYSE 6 3 40%
XLVS:xlon Source Hlth Care S&P US Sector UCITS ETF LSE_ETF 3 1 10%
XLVS:xmil Source Hea Car S&P US Sel Sec UCITS ETF MIL 3 1 10%
06288:xhkg Fast Retailing Co Ltd HKEX 4 2 20%
UE:xnys Urban Edge Properties NYSE 3 1 10%
HEZU:arcx iShares Currency Hedged MSCI Eurozone ETF NYSE_ARCA 3 1 20%
REET:arcx iShares Global REIT ETF NYSE_ARCA 3 1 20%
QSR:xtse Restaurant Brands International Inc. TSE 4 3 40%
BIM:xswx Bonhote Immobilier SWX 7 3 40%
IBCK:xetr iShares Edge S&P 500 Minimum Volatility UCITS ETF XETR_ETF 3 1 20%
01076:xhkg Imperial Pacific Intl Holdings Ltd HKEX 8 2 20%
BXMX:xnys Nuveen S&P 500 Buy-Write Income NYSE 4 2 20%
UBS:xnys UBS Group Inc. NYSE 2 1 10%
SNK:xwar Sanok Rubber Co SA WSE 7 3 40%
00605:xhkg China Financial Services Holdings Ltd HKEX 8 3 40%
00547:xhkg Digital Domain Holdings Ltd HKEX 8 3 40%
00360:xhkg New Focus Auto Tech Holdings Ltd HKEX 8 3 40%
ABIRUS:xcse Absalon Invest - Rusland CSE_INV 4 2 20%
01206:xhkg Technovator International Ltd HKEX 7 3 40%
00717:xhkg Emperor Capital Group Ltd HKEX 8 3 40%
BLCM:xnas Bellicum Pharmaceuticals Inc. NASDAQ 8 3 40%
08326:xhkg Tonking New Energy Group Holdings Ltd HKEX 8 3 40%
01141:xhkg Skyway Securities Group Ltd HKEX 8 3 40%
BOX:xnys Box Inc. NYSE 8 2 20%
08099:xhkg China Wood Optimization (Holding) Ltd HKEX 8 3 40%
00508:xhkg Dingyi Group Investment Ltd HKEX 8 3 40%
CAKE:xlon Patisserie Holdings Plc LSE_SETS 6 3 40%
00295:xhkg Kong Sun Holdings Ltd HKEX 7 5 100%
01031:xhkg Kingston Financial Group Ltd HKEX 8 2 20%
00553:xhkg Nanjing Panda Electronics Company Ltd HKEX 8 2 20%
00207:xhkg Joy City Property Ltd HKEX 6 2 20%
PSH:xams Pershing Square Holdings Ltd AMS 5 2 20%
SBIO:xlon Source NASDAQ Biotech UCITS ETF LSE_ETF 3 1 10%
00283:xhkg Goldin Properties Holdings Ltd HKEX 8 3 40%
01513:xhkg Livzon Pharmaceutical Group Inc. HKEX 8 1 20%
00439:xhkg KuangChi Science Ltd HKEX 8 1 20%
INTL:xnas INTL FCStone Inc. NASDAQ 5 3 40%
7014:xtks Namura Shipbuilding Co. Ltd TYO 6 3 40%
RGLDSH:xswx Solid Gold H-Klasse CHF (hedged) SWX 3 1 10%
X0D3:xetr Coba ETC -3x Brent Oil Daily Short - ETC FSE 5 2 20%
X0D4:xetr Coba ETC -4x Brent Oil Daily Short - ETC FSE 6 3 40%
X0B8:xetr Coba ETC -4x WTI Oil Daily Short - ETC FSE 7 4 80%
X0B7:xetr Coba ETC -3x WTI Oil Daily Short - ETC FSE 7 4 80%
VEUR:xswx Vanguard FTSE Developed Europe UCITS ETF SWX 4 2 20%
ASND:xnas Ascendis Pharma NASDAQ 8 3 40%
SHAK:xnys Shake Shack Inc. NYSE 7 2 20%
IEMS:xswx iShares MSCI EM Small Cap UCITS ETF SWX 4 2 20%
01717:xhkg Ausnutria Dairy Corporation Ltd HKEX 7 3 40%
03399:xhkg Guangdong Yueyun Transportation Co Ltd HKEX 8 3 40%
00222:xhkg Min Xin Holdings Ltd HKEX 8 3 40%
08158:xhkg China Regenerative Medicine Intl Ltd HKEX 8 2 20%
00258:xhkg Tomson Group Ltd HKEX 8 3 40%
00335:xhkg Upbest Group Ltd HKEX 8 3 40%
02389:xhkg Beijing Enterprises Medical&Health Industry Grp HKEX 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
00391:xhkg Mei Ah Entertainment Group Ltd HKEX 8 3 40%
01636:xhkg China Metal Resources Utilization Ltd HKEX 8 2 20%
00095:xhkg LVGEM (China) Real Estate Investment Co Ltd HKEX 8 3 40%
00199:xhkg ITC Properties Group Ltd HKEX 7 3 40%
01275:xhkg New Century Real Estate Investment Trust HKEX 6 3 40%
03948:xhkg Inner Mongolia Yitai Coal Co Ltd HKEX 8 3 40%
01271:xhkg Grand Ming Group Holdings Ltd HKEX 6 3 40%
00187:xhkg Beijing Jingcheng Machinery Electric Co Ltd HKEX 8 3 40%
00154:xhkg Beijing Enterprises Environment Group Ltd HKEX 8 3 40%
00721:xhkg China Financial International Investments Ltd HKEX 8 3 40%
01236:xhkg National Agricultural Holdings Ltd HKEX 8 3 40%
00346:xhkg Yanchang Petroleum International Ltd HKEX 8 3 40%
01370:xhkg Hengshi Mining Investments Ltd HKEX 8 3 40%
01862:xhkg Jingrui Holdings Ltd HKEX 6 3 40%
02886:xhkg Binhai Investment Co Ltd HKEX 8 3 40%
AMFW:xnys Amec Foster Wheeler Plc NYSE 4 2 20%
00906:xhkg CPMC Holdings Ltd HKEX 7 3 40%
00078:xhkg Regal Hotels International Holdings Ltd HKEX 5 3 40%
02068:xhkg China Aluminum International Engineering Corp. HKEX 8 3 40%
01219:xhkg Tenwow International Holdings Ltd HKEX 7 3 40%
MPG:xnys Metaldyne Performance Group Inc. NYSE 5 2 20%
FXU:arcx First Trust Utilities AlphaDEX® ETF NYSE_ARCA 3 1 10%
GEN:xnys Genesis Healthcare Inc. NYSE 8 3 40%
01233:xhkg Times Property Holdings Ltd HKEX 6 3 40%
00978:xhkg China Merchants Land Ltd HKEX 8 3 40%
02099:xhkg China Gold International Resources Corp Ltd HKEX 7 2 20%
01819:xhkg Fuguiniao Co Ltd - H Shares HKEX 6 3 40%
01622:xhkg Redco Properties Group Ltd HKEX 6 3 40%
00169:xhkg Wanda Hotel Development Co Ltd HKEX 8 3 40%
00412:xhkg China Innovative Finance Group Ltd HKEX 8 3 40%
02098:xhkg Zall Group Ltd HKEX 4 1 10%
01004:xhkg China Smarter Energy Group Holdings Ltd HKEX 7 3 40%
08032:xhkg Viva China Holdings Ltd HKEX 7 2 20%
VSN:xtse Veresen Inc. TSE 4 2 20%
NBZ:xtse Northern Blizzard Resources Inc. TSE 8 3 40%
OILCHA:xswx UBS ETF (CH) - CMCI Oil SF (CHF) A-dis SWX 4 2 20%
00230:xhkg Minmetals Land Ltd HKEX 8 3 40%
SRCG:xswx Sunrise Communications Group Ltd SWX 4 3 40%
GVNV:xams GrandVision NV AMS 4 1 10%
ASHS:arcx db x-trackers Hrvst CSI 500 China A-Shares Small NYSE_ARCA 4 2 20%
SPY4:xmil SPDR S&P 400 US Mid Cap UCITS ETF MIL 3 1 10%
DGRO:arcx iShares Core Dividend Growth ETF NYSE_ARCA 3 1 10%
EFIE:xlon Source Goldman Sachs EFI Euro UCITS ETF LSE_ETF 3 1 10%
EFIW:xlon Source Goldman Sachs EFI World UCITS ETF LSE_ETF 3 1 10%
MLPS:xlon Source Morningstar US Energy Infra MLP UCITS LSE_ETF 4 2 20%
MAS:xmce Masmovil Ibercom SA SIBE 8 3 40%
HQCL:xnas Hanwha Q CELLS Co Ltd NASDAQ 6 3 40%
VSTO:xnys Vista Outdoor Inc. NYSE 4 2 20%
NESF:xlon NextEnergy Solar Fund Ltd LSE_SETS 7 4 80%
STP:xjse Stenprop Ltd JSE 6 3 40%
SBIO:arcx Alps Medical Breakthroughs ETF NYSE_ARCA 3 1 10%
FRU:xetr Ferratum Plc FSE 8 3 40%
OA:xnys Orbital ATK Inc. NYSE 3 2 20%
AENA:xmce Aena SA SIBE 5 1 10%
WOSC:xlon SPDR MSCI World Small Cap UCITS ETF LSE_ETF 3 1 10%
DBZN:xetr db x-trackers DB Commodity Booster BBG UCITS ETF XETR_ETF 3 1 10%
MEU:xmil Lyxor UCITS ETF MSCI Europe MIL 3 1 10%
GRP_U:xnys Granite Real Estate Inc Shs of Granite REIT NYSE 6 3 40%
XD5F:xetr db x-trackers EURO STOXX 50 ex Financials UCITS XETR_ETF 3 1 10%
C007:xetr ComStage MDAX TR UCITS ETF XETR_ETF 3 1 10%
NGHC:xnas National General Holdings Corp. NASDAQ 4 2 20%
ELIS:xpar Elis SA PAR 4 2 20%
INOV:xnas Inovalon Holdings Inc. NASDAQ 5 2 20%
DUST:xome Dustin Group AB SSE 5 3 40%
IRCP:xnas Irsa Propiedades Comerciales SA NASDAQ 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
EUCO:xmil SPDR Barclays Euro Corporate Bond UCITS ETF MIL 3 1 10%
SC02:xetr Source STOXX Europe 600 Optimised Fin Services XETR_ETF 3 1 10%
ARKQ:arcx ARK Industrial Revolution ETF NYSE_ARCA 3 1 10%
SAY:xmce Saeta Yield SA SIBE 5 2 20%
EQAL:arcx PowerShares Russel 100 equal Weight Portfolio NYSE_ARCA 3 1 10%
SJNK:xlon SPDR Barclays 0-5 Year US High Yield Bond LSE_ETF 5 2 20%
CIN:xpar Amundi ETF MSCI Europe Industrials UCITS ETF PAR 3 1 10%
01438:xhkg Nirvana Asia Ltd HKEX 7 3 40%
ELTEL:xome Eltel SSE 5 2 20%
WLH:xnys William Lyon Homes NYSE 6 3 40%
PSK:xtse PrairieSky Royalty Ltd TSE 4 1 10%
ES:xnys Eversource Energy NYSE 3 1 10%
NHTC:xnas Natural Health Trends Corp. NSC 8 3 40%
GE:xswx General Electric Co. SWX 3 1 10%
HAV:xpar Havas SA PAR 4 2 20%
NNIT:xcse NNIT A/S CSE 5 2 20%
BLKDA:xcse BLS Invest - Danske Aktier KL CSE_INV 4 2 20%
IS0D:xetr iShares Oil & Gas Exploration & Production UCITS XETR_ETF 3 1 10%
ONCE:xnas Spark Therapeutics Inc. NASDAQ 5 2 20%
CAR:xasx Carsales.com Ltd ASX 4 2 20%
EUCO:xpar SPDR Barclays Euro Corporate Bond UCITS ETF PAR 3 1 10%
WIZZ:xlon Wizz Air Holdings Plc LSE_SETS 5 3 40%
IUES:xams iShares SP500 Monthly EUR Hedged AMS 3 1 10%
BIST:xlon BlackRock Income Strategies Trust Plc LSE_SETS 3 1 10%
XGLF:xetr db x-trackers MSCI GCC Select Index UCITS ETF XETR_ETF 3 1 10%
GUT:xnys Gabelli Utility Trust NYSE 7 4 80%
CBCH30:xswx ComStage DJ Swiz Titans 30TM Net TR UCITS ETF SWX 4 2 20%
RAW:xetr Raiffeisen Bank International AG FSE 7 2 20%
CPPL:xnys Columbia Pipeline Partners LP NYSE 4 1 10%
JLG:xlon John Laing Group Plc LSE_SETS 6 3 40%
MUNK1S:xome Munksjo Corp. SSE 8 3 40%
COMH:xome Com Hem Holding AB SSE 4 2 20%
DOO:xtse BRP Inc. TSE 5 1 10%
LOWV:xlon SPDR S&P 500 Low Volatility UCITS ETF LSE_ETF 3 1 10%
DFS:xlon DFS Furniture Plc LSE_SETS 5 2 20%
2124:xtks JAC Recruitment Co Ltd TYO 8 3 40%
03709:xhkg Koradior Holdings Ltd HKEX 5 3 40%
XCX5:xlon db x-trackers MSCI India Index UCITS ETF LSE_ETF 4 2 20%
XD5E:xmil db x-trackers MSCI EMU INDEX UCITS ETF (DR) MIL 3 1 10%
EUSC:arcx WisdomTree Europe Hedged SmallCap Equity Fund NYSE_ARCA 4 2 20%
EUNY:xetr iShares Emerging Markets Dividend UCITS ETF XETR_ETF 3 1 10%
IBGL:xams iShares Euro Government Bond 15-30yr UCITS ETF AMS 3 1 10%
01347:xhkg Hua Hong Semiconductor Ltd HKEX 6 2 20%
XHY1:xetr db x-tk II IBOXX EUR HIGH YIELD BOND 1-3 UCITS ETF XETR_ETF 4 2 20%
DKIEUHUAKLDKK:xcse Danske Invest EU Højt Udbyt - Akk KL CSE_INV 3 1 10%
BOY:xetr Banco Bilbao Vizcaya Argentaria SA FSE 4 1 10%
TC1:xetr Tele Columbus AG FSE 6 3 40%
00400:xhkg Cogobuy Group HKEX 8 2 20%
01980:xhkg Tian Ge Interactive Holdings Ltd HKEX 7 3 40%
08137:xhkg Honbridge Holdings Ltd HKEX 8 3 40%
08237:xhkg Link Holdings Ltd HKEX 8 3 40%
01958:xhkg BAIC Motor Corporation Ltd HKEX 5 2 20%
01317:xhkg China Maple Leaf Educational Systems Ltd HKEX 8 3 40%
01963:xhkg Bank of Chongqing Co Ltd HKEX 5 2 20%
01478:xhkg Q Technology (Group) Co Ltd HKEX 8 3 40%
FEVR:xlon Fevertree Drinks Plc LSE_SETS 6 2 20%
EMIS:xlon EMIS Group Plc LSE_SETS 6 3 40%
SWEF:xlon Starwood European Real Estate Finance Ltd LSE_SETS 7 4 80%
AUTO:xlon Auto Trader Group Plc LSE_SETS 3 2 20%
MMIJAA:xcse Multi Manager Invest Japan Akk CSE_INV 3 1 10%
MMIUSASMCA:xcse Multi Manager Inv USA Small/Mid Cap Akk CSE_INV 4 2 20%
IUKP:xswx iShares UK Property UCITS ETF SWX 4 2 20%
HEEM:arcx iShares Currency Hedged MSCI Emerg Mkts NYSE_ARCA 3 1 10%
CASH:xetr ETFS-E Fund MSCI China A GO UCITS ETF XETR_ETF 3 1 10%
ALD:xlon Aldermore Group Plc LSE_SETS 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ABBV:xpar AbbVie Inc. PAR 8 1 10%
GCLA:xlon Grupo Clarin SA LSE_INTL 8 3 40%
DBPE:xetr db x-trackers LevDAX Daily UCITS ETF 1C XETR_ETF 5 2 20%
PMI:xswx Philip Morris International Inc. SWX 6 1 10%
LIFCO_B:xome Lifco AB SSE 4 1 10%
JPCHBH:xswx UBS MSCI Japan hedged to CHF UCITS ETF SWX 3 1 10%
DXGE:xnas WisdomTree Germany Hedged Equity Fund NASDAQ 3 1 10%
ABBV:xnys AbbVie Inc. NYSE 4 1 10%
CLLS:xnas Cellectis SA NASDAQ 5 3 40%
01011:xhkg China NT Pharma Group Co. Ltd HKEX 8 3 40%
00993:xhkg Huarong International Financial Holdings Ltd HKEX 8 3 40%
01027:xhkg China Jicheng Holdings Ltd HKEX 8 3 40%
00376:xhkg Reorient Group Ltd HKEX 8 3 40%
FTGC:xnas First Trust Exchange-Traded Fund VII NASDAQ 3 1 10%
ARKW:arcx ARK Web X.0 ETF NYSE_ARCA 3 1 10%
LGLV:arcx SPDR Russell 1000 Low Volatility ETF NYSE_ARCA 3 1 10%
IDLV:arcx Powershares S&P Intrnl Dvlpd Low Volatility NYSE_ARCA 3 1 10%
EELV:arcx PowerShares S&P Emerging Mkts Low Volatility NYSE_ARCA 3 1 10%
SEDG:xnas SolarEdge Technologies Inc. NASDAQ 6 2 20%
BBC:xnas BioShares Biotechnology Clinical Trials Fund NASDAQ 3 1 10%
DXJH:arcx WisdomTree Japan Hedged Health Care Fund NYSE_ARCA 3 1 10%
BBP:xnas BioShares Biotechnology Products Fund NASDAQ 3 1 10%
RFRG:xams Refresco Group NV AMS 4 2 20%
GDDY:xnys GoDaddy Inc. NYSE 5 1 10%
ARKK:arcx ARK Innovation ETF NYSE_ARCA 3 1 10%
ARKG:arcx ARK Genomic Revolution Multi-Sector ETF NYSE_ARCA 3 1 10%
GOGL:xnas Golden Ocean Group Ltd NASDAQ 7 3 40%
FSB:xnys Franklin Financial Network Inc. NYSE 8 3 40%
TROAX:xome Troax Group AB SSE 8 3 40%
IEQU:xswx iShares Edge MSCI Europe Quality Factor UCITS ETF SWX 3 1 10%
BASF:xmil BASF SE MIL 4 1 10%
PKO:xnys Pimco Income Opportunity Fund NYSE 7 4 80%
ON:xnas ON Semiconductor Corp. NASDAQ 4 2 20%
EUCHBH:xswx UBS ETF MSCI hedged to CHF UCITS ETF SWX 3 1 10%
MMIJAP:xcse Multi Manager Invest Japan CSE_INV 3 1 10%
CSPXJ:xswx iShares Core MSCI Pacific ex Japan UCITS ETF SWX 3 1 10%
XSW:arcx SPDR S&P Software & Services ETF NYSE_ARCA 3 1 10%
INFR:xswx iShares Global Infrastructure UCITS ETF SWX 3 1 10%
IPRV:xswx iShares Listed Private Equity UCITS ETF SWX 7 4 80%
TOTL:arcx SPDR DoubleLine Total Return Tact ETF NYSE_ARCA 3 1 10%
GOGL:xosl Golden Ocean Group Ltd OSE 6 3 40%
03606:xhkg Fuyao Glass Industry Group Co Ltd HKEX 3 1 10%
XHYG:xetr db x-trackers II iBoxx EUR High Yield Bond UCITS XETR_ETF 4 2 20%
XDGM:xetr db x-trackers Mittelstand & MidCap Germany UCITS XETR_ETF 3 1 10%
TCN:xtse Tricon Capital Group Inc. TSE 5 2 20%
SUM:xnys Summit Materials Inc. NYSE 5 1 10%
ARB:xasx ARB Corporation Ltd ASX 5 3 40%
SYIEULVKL:xcse Sydinvest - Europa Ligevaegt & Value KL CSE_INV 3 1 10%
01776:xhkg GF Securities Co Ltd HKEX 4 1 10%
8934:xtks Sun Frontier Fudousan Co. Ltd TYO 7 3 40%
3659:xtks NEXON Co Ltd TYO 4 2 20%
OVS:xmil OVS SpA MIL 4 3 40%
IL0A:xdub Permanent TSB Group Holdings Plc ISE 5 3 40%
HEFA:arcx iShares Currency Hedged MSCI EAFE NYSE_ARCA 3 1 10%
VIRT:xnas Virtu Financial Inc. NASDAQ 5 1 10%
XFVT:xmil db x-Trackers FTSE Vietnam UCITS ETF MIL 7 4 80%
KRNT:xnas Kornit-Digital Ltd NASDAQ 8 3 40%
SUN:xnys Sunoco LP NYSE 4 2 20%
SOLBE1:xjse Sasol Ltd JSE 8 1 10%
PSRE:xlon PowerShares FTSE RAFI Europe UCITS ETF LSE_ETF 3 1 10%
01310:xhkg HKBN Ltd HKEX 4 2 20%
8GM:xetr General Motors Co. XETR_STARS 4 1 10%
01019:xhkg Convoy Global Holdings Ltd HKEX 8 3 40%
CEBB:xetr iShares MSCI Russia ADR/GDR UCITS ETF XETR_ETF 4 2 20%
XT:arcx iShares Exponential Technologies ETF NYSE_ARCA 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VSL:xlon VPC Specialty Lending Investments Plc LSE_SETS 7 3 40%
ETSY:xnas Etsy Inc. NASDAQ 6 2 20%
1364:xtks iShares JPX-Nikkei 400 ETF TYO 3 1 10%
XBIT:xnas XBiotech Inc. NASDAQ 8 3 40%
CBON:arcx VanEck Vectors ChinaAMC China Bond ETF NYSE_ARCA 3 1 10%
01196:xhkg Realord Group Holdings Ltd HKEX 8 2 20%
WTIE:xdub WisdomTree ISEQ 20 UCITS ETF ISE 3 1 20%
DKIGLIADKKH:xcse Danske Inv Glob Lang Indeksobl - Akk KL CSE_INV 3 1 10%
FPKPAR:xcse Formuepleje Pareto KL CSE_INV 7 4 80%
PRTY:xnys Party City Holdco Inc. NYSE 4 2 20%
03161:xhkg XIE Shares FTSE Chimerica ETF HKEX 3 1 10%
ADRO:xnas Aduro Biotech Inc. NASDAQ 8 2 20%
ECX:xasx Eclipx Group Ltd ASX 5 3 40%
EURN:xnys Euronav NV NYSE 4 1 10%
UD1U:xses IREIT Global SGX-ST 7 4 80%
ERN:xase Erin Energy Corp. AMEX 8 3 40%
QDF:arcx FlexShares Trust NYSE_ARCA 3 1 10%
CIM:xasx CIMIC Group Ltd ASX 3 2 20%
FFTY:arcx Innovator IBDR 50 Fund NYSE_ARCA 3 1 10%
TOBII:xome Tobii AB SSE 8 2 20%
NTH:xmce Naturhouse Health SA SIBE 8 3 40%
36BY:xetr iShares JPX-Nikkei 400 EUR Hedged UCITS ETF XETR_ETF 3 1 10%
ZEHN:xswx Zehnder Group AG SWX 8 3 40%
IEBB:xlon iShares Euro Corporate Bond BBB-BB UCITS ETF LSE_ETF 4 2 20%
CSAL:xnas Communications Sales & Leasing Inc. NASDAQ 4 2 20%
AJRD:xnys Aerojet Rocketdyne Holdings Inc. NYSE 5 5 100%
MOZN:xswx Mobilezone Holding AG SWX 5 3 40%
TACO:xnas Del Taco Restaurants Inc. NSC 7 3 40%
02322:xhkg Noble Century Investment Holdings Ltd HKEX 8 3 40%
00680:xhkg Nan Hai Corporation Ltd HKEX 8 2 20%
EVA:xnys Enviva Partners LP NYSE 6 3 40%
UCG:xmil Unicredit SpA MIL 5 3 40%
08189:xhkg Tianjin TEDA Biomedical Engineering Co Ltd HKEX 8 3 40%
00650:xhkg Shun Cheong Holdings Ltd HKEX 8 3 40%
AHG:xasx Automotive Holdings Group Ltd ASX 5 3 40%
BLKGA:xcse BLS Invest Globale Aktier KL CSE_INV 4 2 20%
DKIEUIX:xcse Danske Invest Europa Indeks CSE_INV 3 1 10%
NDIGSC:xcse Nordea Invest Global Small Cap CSE_INV 4 2 20%
MYO:xasx MYOB Group Ltd ASX 5 2 20%
PHT:xnys Pioneer High Income Trust NYSE 3 1 10%
HBM_WS:xnys HudBay Minerals Inc. - Warrants NYSE 7 4 80%
CHAU:arcx Direxion Daily CSI 300Chn AShr Bl 2X ETF NYSE_ARCA 5 2 20%
BPMC:xnas Blueprint Medicines Corp. NASDAQ 7 2 20%
BSM:xnys Black Stone Minerals LP NYSE 4 1 10%
ZEG:xetr Astrazeneca Plc FSE 3 1 10%
XLIQ:xetr db x-trackers II iBoxx EUR Liquid Covered UCITS 1c XETR_ETF 3 1 10%
TLGO:xmce Talgo SA SIBE 7 3 40%
CLNX:xmce Cellnex Telecom SA SIBE 4 2 20%
SBUL:xmil ETFS Daily Short Gold MIL 5 2 20%
LEU3:xlon ETFS 3x Long EUR Short USD LSE_SETS 6 3 40%
IVOG:arcx Vanguard S&P Mid-Cap 400 Growth ETF NYSE_ARCA 4 2 20%
PAK:arcx Global X MSCI Pakistan ETF NYSE_ARCA 3 1 10%
EUXS:xlon iShares MSCI Europe ex-UK GBP Hedged LSE_ETF 3 1 10%
01312:xhkg Tongfang Kontafarma Holdings Ltd HKEX 8 3 40%
BOJA:xnas Bojangles Inc. NASDAQ 8 3 40%
CC1:xpar Amundi ETF MSCI China UCITS ETF PAR 3 1 10%
XWD:xtse iShares MSCI World Index ETF TSE 7 4 80%
IDHC:xlon Integrated Diagnostics Holdings Plc LSE_SETS 6 3 40%
EFID:xlon Edita Food Industries SAE LSE_INTL 5 3 40%
TEGP:xnys Tallgrass Energy GP LP Class A Shares NYSE 7 1 10%
VEDL:xnys Vedanta Ltd NYSE 6 2 20%
DCAR_B:xome D.Carnegie & Co AB SSE 7 2 20%
00XM:xetr ETFS EUR Daily Hedged WTI Crude Oil FSE 4 2 20%
XETC:xmil DB Brent Crude Oil Euro Hedged ETC MIL 4 2 20%
CJNK:arcx SPDR BofA Merrill Lynch Crossover Corporate Bond NYSE_ARCA 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VXC:xtse Vanguard FTSE Global All Cap Ex Canada Index ETF TSE 3 1 10%
AXJ:xses GMG Global Ltd SGX-ST 8 3 40%
6340:xtks Shibuya Corp. TYO 6 3 40%
NYLD_A:xnys NRG Yield Inc. NYSE 8 2 20%
S32:xasx South32 Ltd ASX 5 1 10%
S32:xlon South32 Ltd LSE_SETS 5 1 20%
S32:xjse South32 Ltd JSE 5 1 20%
INWI:xome Inwido AB SSE 5 2 20%
MGE:xasx Magellan Global Equities Fund ASX 3 1 20%
MRCC:xnas Monroe Capital Corp. NASDAQ 6 5 100%
ADAP:xnas Adaptimmune Therapeutics Plc NASDAQ 6 3 40%
VXUP:xnas AccuShares Spot CBOE VIX Up Shares NASDAQ 5 2 20%
VXDN:xnas AccuShares Spot CBOE VIX Down Shares NASDAQ 5 2 20%
MINT:xlon PIMCO US Dollar Short Maturity Source UCITS ETF LSE_ETF 3 1 10%
HSPX:xlon HSBC S&P 500 UCITS ETF LSE_ETF 3 1 10%
KE:xnas Kimball Electronics Inc. NASDAQ 8 3 40%
PGND:xnys Press Ganey Holdings Inc. NYSE 8 1 10%
UC60:xlon UBS ETF MSCI EMU Hedged to GBP A-ACC LSE_ETF 7 4 80%
SHOP:xnys Shopify Inc. NYSE 8 2 20%
GIS:xetr Gilead Sciences Inc. FSE 4 1 10%
SUS:xlon S & U Plc LSE_SETS 6 3 40%
DIVY:arcx Reality Shares DIVS ETF NYSE_ARCA 3 1 10%
NYRT:xnys New York REIT Inc. NYSE 4 2 20%
00235:xhkg China Strategic Holdings Ltd HKEX 8 3 40%
SH:xtse Shopify Inc. TSE 8 2 20%
6425:xtks Universal Entertainment Corp. TYO 4 3 40%
BZUN:xnas Baozun Inc. NASDAQ 8 3 40%
00250:xhkg Sino-I Technology Ltd HKEX 8 3 40%
CNTR:arcx PowerShares Contrarian Opportunities Portfolio NYSE_ARCA 3 1 10%
SX7EEX:xswx iShares EURO STOXX Banks 30-15 UCITS ETF (DE) SWX 4 2 20%
CHP:xjse Choppies Enterprises Ltd JSE 8 3 40%
DXGP:xlon WisdomTree Germany Equity UCITS ETF LSE_ETF 3 1 10%
DIG:xlon Dunedin Income Growth Investment Trust PLC LSE_SETS 6 3 40%
06839:xhkg Yunnan Water Investment Co Ltd HKEX 8 3 40%
EQGP:xnys EQT GP Holdings LP NYSE 8 1 10%
FTAI:xnys Fortress Transportation and Infrastructure Inv LLC NYSE 8 3 40%
CAL:xnys Caleres Inc. NYSE 4 2 20%
THULE:xome Thule Group AB SSE 4 1 10%
SCHB:xosl Schibsted ser. B OSE 5 1 20%
FILA:xmil Fabbrica Italiana Lapis ed Affini SpA MIL 8 3 40%
GIVFIN:xjse NewFunds S&P GIVI South Africa Financials Index JSE 4 2 20%
GIVISA:xjse NewFunds S&P GIVI South Africa Top 50 Index JSE 5 2 20%
GIVIND:xjse NewFunds S&P GIVI South African Industrial Index JSE 5 2 20%
TLN:xnys Talen Energy Corp. NYSE 8 1 10%
SKIFOA:xcse SKAGEN Focus CSE_INV 4 2 20%
06886:xhkg Huatai Securities Co Ltd HKEX 5 1 20%
01113:xhkg Cheung Kong Property Holdings Ltd HKEX 6 1 20%
CIG:xtse Colliers Intl Group Inc. TSE 8 1 20%
FSV_NEW:xtse FirstService Corp. TSE 6 1 10%
01381:xhkg Canvest Environmental Protection Group Co Ltd HKEX 8 3 40%
00520:xhkg Xiabuxiabu Catering Mgmt (China) Hldgs Co. Ltd HKEX 8 3 40%
GLPG:xnas Galapagos NV NASDAQ 8 1 10%
PIHLIS:xhel Pihlajalinna Plc HSE 8 3 40%
SCHA:xosl Schibsted ASA OSE 5 1 20%
CAT:xasx Catapult Group International Ltd ASX 8 3 40%
AZ:xtse Arizona Mining Inc. TSE 8 3 40%
03147:xhkg CSOP SZSE ChiNext ETF HKEX 3 1 10%
VGSH:xnas Vanguard Short-Term Government Bond ETF NASDAQ 3 1 10%
XCHA:xmil db x-trackers CSI300 UCITS ETF MIL 4 2 20%
AZI:xses AusNet Services Ltd SGX-ST 3 1 20%
08167:xhkg Neo Telemedia Ltd HKEX 8 3 40%
MAJGA:xcse Maj Invest - Globale Aktier CSE_INV 3 1 10%
MAJGO:xcse Maj Invest - Globale Obligationer CSE_INV 3 1 10%
SFBS:xnas ServisFirst Bancshares Inc. NASDAQ 5 2 20%
DTEA:xnas DAVIDsTEA Inc. NASDAQ 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
03140:xhkg Vanguard S&P 500 Index ETF HKEX 3 1 10%
SPIE:xpar Spie SA PAR 8 2 20%
CUBI:xnys Customers Bancorp Inc. NYSE 5 3 40%
IBC9:xetr iShares Global High Yield Corp Bond UCITS ETF XETR_ETF 4 2 20%
EUNX:xetr iShares US Aggregate Bond UCITS ETF XETR_ETF 4 2 20%
SYBU:xetr SPDR Barclays U.S. Aggregate Bond UCITS ETF XETR_ETF 4 2 20%
XGIU:xetr Db x-trackers II iBoxx Global Inflation-Linked ETF XETR_ETF 3 1 10%
IBCF:xetr iShares S&P 500 EUR Hedged UCITS ETF XETR_ETF 3 1 10%
HTR:xnys Brookfield Total Return Fund Inc. NYSE 7 4 80%
JSG:xlon Johnson Service Group Plc LSE_SETS 6 3 40%
CBUSS:xswx Barclays US Liquid Corporates UCITS ETF SWX 4 2 20%
USCHWH:xswx MSCI USA hedged to CHF UCITS ETF SWX 3 1 10%
THRK:arcx SPDR Russell 3000 ETF NYSE_ARCA 3 1 10%
LALL:xmil ETFS Daily Leveraged All Commodities MIL 5 2 20%
WAF:xetr Siltronic AG FSE 8 3 40%
01530:xhkg 3SBio Inc. HKEX 8 1 10%
GIVRES:xjse NewFunds S&P GIVI SA Resources Index ETF Port JSE 5 2 20%
VNV_SDB:xome Vostok New Ventures Ltd SSE 8 3 40%
FPIOPT:xcse Formuepleje - Formuepleje Optimum CSE_INV 7 4 80%
FPIFAK:xcse Formuepleje - Formuepleje Forbrugsaktier CSE_INV 3 1 10%
FPIGA:xcse Formuepleje - Formuepleje Globale Aktier CSE_INV 3 1 10%
FPILIM:xcse Formuepleje - Formuepleje LimiTTellus CSE_INV 3 1 10%
AGN:xnys Allergan Plc NYSE 4 1 10%
NFILBI:xjse NewFunds ILBI ETF Portfolio JSE 4 2 20%
AXON:xnys Axovant Sciences Ltd NYSE 8 1 10%
AZY:xses Pan Ocean Co. Ltd SGX-ST 8 3 40%
AYA:xnas Amaya Inc. NASDAQ 5 3 40%
WING:xnas Wingstop Inc. NASDAQ 8 2 20%
XGLF:xlon db x-trackers GCC Select ACC - 1 C LSE_ETF 3 1 10%
FIT:xnys Fitbit Inc. NYSE 5 2 20%
XRS2:xetr db x-trackers Russell 2000 UCITS ETF (DR) XETR_ETF 4 2 20%
UNVR:xnys Univar Inc. NYSE 8 3 40%
PROX:xbru Proximus SA BRU 3 1 20%
SHAW:xlon Shawbrook Group Plc LSE_SETS 7 3 40%
INW:xmil Infrastrutture Wireless Italiane SpA MIL 4 2 20%
EPR:xosl Europris ASA OSE 8 2 20%
CSRU:xswx iShares MSCI Russia ADR/GDR UCITS ETF SWX 3 1 10%
VIXH:arcx First Trust CBOE S&P 500 VIX Tail Hedge Fund NYSE_ARCA 4 2 20%
YLCO:xnas Global X Yieldco Index ETF NASDAQ 3 1 10%
WTEC:xetr WisdomTree US SmallCap Dividend UCITS ETF XETR_ETF 4 2 20%
HEDJ:xlon WT Europe Equity UCITS ETF LSE_ETF 3 1 10%
7280:xtks Mitsuba Corp. TYO 5 3 40%
USSC:xlon SPDR MSCI USA Small Cap Value Wghtd UCITS LSE_ETF 3 1 10%
HAST:xlon Henderson Alternative Strategies Trust Plc LSE_SETS 3 1 10%
SAVE:xpar Savencia SA PAR 6 3 40%
EDEN:arcx iShares MSCI Denmark Capped ETF NYSE_ARCA 3 1 10%
GTY:xasx Gateway Lifestyle Group ASX 8 3 40%
NOBINA:xome Nobina AB SSE 8 3 40%
DESE:xmil WisdomTree US SmallCap Dividend UCITS ETF MIL 4 2 20%
DESD:xlon WisdomTree US SmallCap Dividend UCITS LSE_ETF 4 2 20%
CHAD:arcx Direxion Dly CSI 300 Chn A Shr Br 1X ETF NYSE_ARCA 4 2 20%
PNDX_B:xome Pandox AB SSE 8 2 20%
NFSWIX:xjse NewFunds SWIX 40 ETF Portfolio JSE 4 2 20%
CSH2:xpar Lyxor UCITS ETF Smart Cash PAR 3 1 10%
IAAA:xswx iShares Global AAA-AA Government Bond UCITS ETF SWX 3 1 10%
PLAN:xswx Plazza AG SWX 8 3 40%
TRU:xnys TransUnion NYSE 8 2 20%
GKOS:xnys Glaukos Corp. NYSE 8 2 20%
XDEX:xlon db x-trackers FTSE All-World ex UK UCITS ETF LSE_ETF 3 1 10%
IEUX:xswx iShares MSCI Europe ex-UK UCITS ETF SWX 3 1 10%
TGNA:xnys TEGNA Inc. NYSE 3 2 20%
GCI_new:xnys Gannett Co Inc. NYSE 3 1 10%
ZBH:xnys Zimmer Biomet Holdings Inc. NYSE 3 1 10%
CAFD:xnas 8point3 Energy Partners LP NASDAQ 8 2 20%
SCHE:arcx Schwab Emerging Markets Equity ETF NYSE_ARCA 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BBRC:arcx EGShares Beyond BRICs ETF NYSE_ARCA 3 1 10%
EMFM:arcx Global X Next Emerging & Frontier ETF NYSE_ARCA 3 1 10%
06198:xhkg Qingdao Port International Co Ltd HKEX 6 3 40%
EUCAR:xpar Europcar Groupe SA PAR 8 3 40%
00164:xhkg China Baoli Technologies Holdings ltd HKEX 8 3 40%
BW:xnys Babcock & Wilcox Enterprises Inc. NYSE 6 2 20%
CC:xnys The Chemours Co. NYSE 5 2 20%
WRK:xnys WestRock Co. NYSE 4 1 10%
ALI:xasx Argo Global Listed Infrastructure Ltd ASX 5 2 20%
CABO:xnys Cable One Inc. NYSE 4 2 20%
EKT:xmce Euskaltel SA SIBE 8 2 20%
BLD:xnys TopBuild Corp. NYSE 8 1 10%
EPC:xnys Edgewell Personal Care Co. NYSE 3 2 20%
DKIEUADKKH:xcse Danske Invest - Europa - Akkumulerende KL CSE_INV 3 1 10%
DKIEEUEXRUS:xcse Danske Invest - Osteuropa ex Rusland CSE_INV 5 2 20%
CSNDX:xswx iShares NASDAQ 100 UCITS ETF SWX 3 1 10%
ENR_new:xnys Energizer Holdings Inc. NYSE 3 2 20%
ALRM:xnas Alarm.com Holdings Inc. NASDAQ 8 2 20%
BWXT:xnys BWX Technologies Inc. NYSE 4 1 10%
LILAV:xnas Liberty Global Plc Class A NASDAQ 3 1 10%
ITCI:xnas Intra-Cellular Therapies Inc. NASDAQ 5 1 10%
G2X:xetr VanEck Vectors Gold Miners UCITS ETF XETR_ETF 3 1 10%
MCRN:xnys Milacron Holdings Corp. NYSE 8 2 20%
SOPH:xlon Sophos Group Plc LSE_SETS 6 3 40%
SKIN:xswx Cassiopea SpA SWX 8 3 40%
KHC:xnas The Kraft Heinz Co. NASDAQ 4 1 10%
BCART:xbru Biocartis Group NV BRU 6 3 40%
LILAK:xnas Liberty Global Plc Class C NASDAQ 3 1 10%
RENX:xnys Relx NV NYSE 3 1 10%
CFMS:xnas ConforMIS Inc. NASDAQ 8 3 40%
REN:xams RELX NV AMS 3 1 10%
MMINO:xcse Multi Manager Invest - Nye obligationsmarkeder CSE_INV 4 2 20%
MMINOA:xcse Multi Manager Invest - Nye obligationsmarkeder Akk CSE_INV 3 1 10%
ORI:xome Oriflame Holding Ltd SSE 5 2 20%
BKFS:xnys Black Knight Financial Services Inc. NYSE 8 2 20%
NXKU:xlon Nomura Nikkei 225 USD-Hedged UCITS ETF LSE_ETF 3 1 10%
00799:xhkg IGG Inc. HKEX 7 3 40%
SRU_UN:xtse Smart Real Estate Investment Trust TSE 3 1 20%
NTRA:xnas Natera Inc. NASDAQ 8 3 40%
APLE:xnys Apple Hospitality REIT Inc. NYSE 7 4 80%
WCMK:xetr WCM Beteiligungs- und Grundbesitz-AG FSE 8 3 40%
UKML:xlon UK Mortgages Ltd LSE_SETS 8 3 40%
FLOW:xams Flow Traders Cooperatief UA AMS 6 3 40%
3LOI:xlon Boost WTI Oil 3X Leverage Daily ETP LSE_SETS 7 4 80%
UJB:arcx ProShares Ultra High Yield ETF NYSE_ARCA 7 4 80%
RUSG:xlon Lyxor UCITS ETF Russell 1000 Growth FCP LSE_ETF 4 2 20%
XLYS:xlon Source Consumer Discretry S&P US Select Sector LSE_ETF 3 1 10%
XLFS:xlon Source Financials S&P US Select Sector UCITS LSE_ETF 3 1 10%
CIBR:xnas First Trust NASDAQ Cybersecurity ETF NASDAQ 5 2 20%
BB:xmil BB Biotech AG MIL 5 1 10%
LHN:xvtx LafargeHolcim Ltd VX 3 1 20%
FSZ:xnas First Trust Switzerland AlphaDEX Fund ETF NASDAQ 3 1 10%
FJP:xnas First Trust Japan AlphaDEX Fund ETF NASDAQ 3 1 10%
FCA:xnas First Trust China AlphaDEX Fund ETF NASDAQ 4 2 20%
FGM:xnas First Trust Germany AlphaDEX Fund ETF NASDAQ 3 1 10%
FTW:xnas First Trust Taiwan AlphaDEX Fund ETF NASDAQ 3 1 10%
MTE:xetr Micron Technology Inc. XETR_STARS 7 2 20%
SJPA:xswx iShares Core MSCI Japan IMI UCITS ETF SWX 5 2 20%
LHN:xpar LafargeHolcim Ltd PAR 3 1 10%
ADB:xmil Aeroporto Guglielmo Marconi di Bologna MIL 8 3 40%
7458:xtks Daiichikosho Co Ltd TYO 5 1 20%
XBAG:xswx db x-trackers II Barclays Glbal Agg Bond UCITS ETF SWX 5 2 20%
PBB:xetr Deutsche Pfandbriefbank AG FSE 5 1 10%
1557:xtks SPDR S&P 500 ETF Trust TYO 5 2 20%
DJRE:xasx SPDR Dow Jones Global Real Estate Fund ASX 5 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VGS:xasx Vanguard MSCI Index International Shares ETF ASX 5 2 20%
VGE:xasx Vanguard FTSE Emerging Markets Shares ETF ASX 5 2 20%
XEI:xtse iShares Core S&P/TSX Comp High Dividend Index ETF TSE 5 2 20%
XCG:xtse iShares Canadian Growth Index ETF TSE 5 2 20%
CUD:xtse iShares US Dividend Growers Index ETF TSE 5 2 20%
CDZ:xtse iShares S&P/TSX Canadian Dividend AristocratsETF TSE 5 2 20%
APTS:xnys Preferred Apartment Communities Inc. NYSE 6 3 40%
NXRT:xnys NexPoint Residential Trust Inc. NYSE 7 4 80%
EL4C:xetr Deka STOXX Europe Strong Growth 20 UCITS ETF XETR_ETF 5 2 20%
NMI:xtse Newmarket Gold Inc. TSE 8 3 40%
CLU:xtse iShares US Fundamental Index ETF TSE 5 2 20%
OLLI:xnas Ollie's Bargain Outlet Holdings Inc. NASDAQ 8 1 10%
RPD:xnas Rapid7 Inc. NASDAQ 8 2 20%
LGT_B:xtse Logistec Corp. TSE 7 3 40%
A2M:xasx The a2 Milk Company Ltd ASX 8 3 40%
1320:xtks Daiwa ETF - Nikkei 225 TYO 5 2 20%
SXR5:xetr iShares MSCI Japan UCITS ETF XETR_ETF 5 2 20%
SXRV:xetr iShares NASDAQ-100 UCITS ETF XETR_ETF 5 2 20%
MOTI:arcx VanEck Vectors Morningstar International Moat ETF NYSE_ARCA 5 2 20%
SRG:xnys Seritage Growth Properties NYSE 6 3 40%
PYPL:xnas PayPal Holdings Inc. NASDAQ 4 1 10%
6804:xtks Hosiden Corp. TYO 7 3 40%
ADEO:xjse Adcock Ingram Holdings Ltd - Warrants JSE 6 3 40%
DFEE:xlon Wt Europe SmallCap LSE_ETF 5 2 20%
TDOC:xnys Teladoc Inc. NYSE 8 2 20%
GNRT:xnys Gener8 Maritime Inc. NYSE 8 3 40%
WTES:xetr WisdomTree Europe SmallCap Dividend UCITS ETF XETR_ETF 5 2 20%
DFE:xmil WisdomTree Europe SmallCap Div UCITS ETF MIL 5 2 20%
AGI_new:xtse Alamos Gold Inc. TSE 8 3 40%
IEVL:xlon iShares Edge MSCI Europe Value Factor UCITS LSE_ETF 5 2 20%
XDER:xmil db x-trackers FTSE EPRA/NAR Dev Eur RE UCITS ETF MIL 5 2 20%
HLTW:xmil Lyxor MSCI World Health Care TR UCITS ETF MIL 5 2 20%
QABA:xnas First Trust NASDAQ ABA CBIF NASDAQ 5 2 20%
DBVT:xnas DBV Technologies SA NASDAQ 6 2 20%
IL0A:xlon Permanent TSB Group Holdings Plc LSE_SETS 7 3 40%
CC4:xpar Amundi ETF Euro Corporates UCITS ETF PAR 5 2 20%
CBUSE:xswx Barclays US Liquid Corporates UCITS ETF SWX 5 2 20%
GLDM:xpar Lyxor UCITS ETF MSCI ACWI Gold PAR 5 2 20%
GER:xnys Goldman Sachs MLP & Enrgy Renaissance Fund NYSE 6 3 40%
BUFF:xnas Blue Buffalo Pet Products Inc. NASDAQ 8 2 20%
WTIP20:xmil Tamburi Investment Partners SpA - Warrants MIL 6 3 40%
E11E:xpar BNP Paribas Next 11 Emerging THEAM Easy UCITS PAR 4 2 20%
MSG:xnys The Madison Square Garden Co. NYSE 8 1 10%
NDX:xome Nordax Group AB SSE 8 3 40%
QAUS:arcx SPDR MSCI Australia StrategicFactors ETF NYSE_ARCA 5 2 20%
HIFR:xnys InfraREIT Inc. NYSE 5 2 20%
PCOP:xlon ETFS Hedged Commodity Securities Limited LSE_ETF 5 2 20%
NK:xnas NantKwest Inc. NASDAQ 8 3 40%
FCFI:arcx TrimTabs ETF Trust NYSE_ARCA 5 2 20%
MLC:xdub Malin Corporation Plc ISE 8 3 40%
CTOP50:xjse CoreShares S&P South Africa Top50 ETF JSE 4 2 20%
ENGI:xpar Engie SA PAR 3 1 10%
UC62:xlon MSCI Japan hedged to GBP UCITS ETF LSE_ETF 3 1 10%
BNED:xnys Barnes & Noble Education Inc. NYSE 6 3 40%
ONR_UN:xtse OneREIT TSE 6 3 40%
VER:xnys VEREIT Inc. NYSE 4 2 20%
N1:xmce Nmas1 Dinamia SA SIBE 7 5 100%
CIE:xtse iShares International Fundamental Index ETF TSE 3 1 10%
PLNT:xnys Planet Fitness Inc. NYSE 8 2 20%
VNRT:xams Vanguard FTSE North America UCITS ETF AMS 3 1 10%
VERX:xams Vanguard FTSE Developed Europe ex UK UCITS AMS 3 1 10%
ABE:xase Aberdeen Emrging Mkt Smaller Comp Opp Fund AMEX 4 2 20%
LITEV:xnas Lumentum Holdings Inc. NASDAQ 6 2 20%
SRB:xetr Starbucks Corp. FSE 5 1 10%
ISCF:arcx iShares Edge FactorSelect MSCI Intl Small-Cap ETF NYSE_ARCA 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CRN:xlon Cairn Homes Plc LSE_SETS 6 3 40%
01509:xhkg Harmonicare Medical Holdings Ltd HKEX 8 3 40%
VIAV:xnas Viavi Solutions Inc. NASDAQ 3 2 20%
MBWS:xpar Marie Brizard Wine and Spirits SA PAR 8 3 40%
FINU:arcx ProShares UltraPro Financial Select Sector NYSE_ARCA 5 2 20%
DBAW:arcx db x-trackers MSCI All World Ex Us Hedged Equity E NYSE_ARCA 3 1 10%
DBGR:arcx Deutsche X-trackers MSCI Germany Hedged Equity ETF NYSE_ARCA 3 1 10%
DBUK:arcx Deutsche X-Trackers MSCI UK Hedged Equity ETF NYSE_ARCA 3 1 10%
1572:xtks China Bull 2x H-share ETF TYO 5 2 20%
RUN:xnas Sunrun Inc. NASDAQ 8 3 40%
BETR:xnys Amplify Snack Brands Inc. NYSE 8 3 40%
AIMT:xnas Aimmune Therapeutics Inc. NASDAQ 8 3 40%
03969:xhkg China Railway Signal & Communication Corp Ltd HKEX 8 1 10%
XCHA:xlon db x-trackers CSI300 UCITS ETF LSE_ETF 4 2 20%
CBF:xnas Capital Bank Financial Corp. NASDAQ 4 2 20%
NOKIA:xhel Nokia HSE 4 2 20%
ATCB:xams Altice NV AMS 5 1 20%
DDDD:xlon 4d Pharma Plc LSE_SETS 6 3 40%
NOKIA:xmil Nokia Corp. MIL 5 2 20%
ATC:xams Altice NV AMS 5 1 10%
NOKIA_SEK:xome Nokia Corp. SSE 4 2 20%
SDA:xasx SpeedCast International Ltd ASX 8 3 40%
6028:xtks TechnoPro Holdings,Inc. TYO 5 2 20%
HEP:xtse Horizons Enhanced Income TSE 4 2 20%
LOB:xnas Live Oak Bancshares Inc. NASDAQ 8 3 40%
HLI:xnys Houlihan Lokey Inc. NYSE 4 1 10%
02066:xhkg Shengjing Bank Co Ltd HKEX 4 1 20%
IPAY:arcx PureFunds ISE Mobile Payments ETF NYSE_ARCA 3 1 10%
7749:xtks Medikit Co Ltd TYO 8 3 40%
SXRJ:xetr iShares MSCI EMU Small Cap UCITS ETF XETR_ETF 3 1 10%
7148:xtks Financial Products Group Co Ltd TYO 5 2 20%
SYIHYVADKK:xcse Sydinvest HojrenteLande Valuta A DKK CSE_INV 4 2 20%
GBT:xnas Global Blood Therapeutics Inc. NASDAQ 5 3 40%
SYIFJERADKKA:xcse Sydinvest Fjernosten A DKK Akk CSE_INV 4 2 20%
JGCI:xlon JPMorgan Global Convertibles Income Fund Ltd LSE_SETS 3 1 10%
CCP:xnys Care Capital Properties Inc. NYSE 4 2 20%
ZG:xnas Zillow Group Inc. NASDAQ 5 2 20%
CGC:xasx Costa Group Holdings Ltd ASX 5 3 40%
BFK:xnys Blackrock Municipal Income Trust NYSE 4 2 20%
PFLT:xnas PennantPark Floating Rate Capital Ltd NASDAQ 6 3 40%
SPA2:xmil Space2 SpA MIL 8 3 40%
Z:xnas Zillow Group Inc. NASDAQ 8 2 20%
4342:xtks Secom Joshinetsu Co Ltd TYO 8 3 40%
STOCK:xpra Stock Spirits Group Plc PRA 6 3 40%
NXJ:xnys Nuveen Nw Jer Div Adv Muni Fd NYSE 4 2 20%
ABIEVO:xcse Absalon Invest - EM Virksomhedsobligationer CSE_INV 5 2 20%
WBA:xasx Webster Ltd ASX 8 3 40%
CCS:xnys Century Communities Inc. NYSE 4 3 40%
NFC:xetr Netflix Inc. FSE 5 2 20%
TVE:xtse Tamarack Valley Energy Ltd TSE 8 3 40%
BDX:xses GSH Corporation Ltd SGX-ST 5 3 40%
EMUM:xlon iShares MSCI EMU Mid Cap UCITS ETF LSE_ETF 3 1 10%
ITE:xjse Italtile Ltd JSE 8 3 40%
MITRA:xbru Mithra Pharmaceuticals SA BRU 8 3 40%
XSMC:xswx db x-trackers Swiss Large Cap UCITS ETF (DR) SWX 3 1 10%
CNYA:xswx iShares MSCI China A UCITS ETF SWX 3 1 10%
ECRD:xmil ETFS Hedged Commodity Securities Ltd MIL 4 2 20%
YNGN:xlon Young & Co'S Brewery Plc LSE_SETS 6 3 40%
IEUS:xnas iShares MSCI Europe Small-Cap ETF NASDAQ 4 2 20%
IDP6:xswx iShares S&P Small Cap 600 UCITS ETF SWX 4 2 20%
HMEU:xswx HSBC MSCI EUROPE UCITS ETF SWX 4 2 20%
USAG:xlon SPDR Barclays U.S. Aggregate Bond UCITS ETF LSE_ETF 3 1 10%
UHN:arcx United States Diesel-Heating Oil Fund LP NYSE_ARCA 5 2 20%
DCUSAS:xswx Bloomberg Commodity Index SF UCITS ETF SWX 3 1 10%
PAA:xswx Pan American Silver Corp. SWX 8 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
SLW:xswx Silver Wheaton Corp. SWX 8 1 10%
ATRLJ_B:xome Atrium Ljungberg SSE 4 1 10%
BSX:xpar LYXOR UCITS ETF Euro Stoxx 50 Daily Short PAR 4 2 20%
DOKA:xswx Dorma + Kaba Holding AG SWX 4 2 20%
NYIKRO:xcse Nykredit Invest Kreditobligationer CSE_INV 3 1 10%
CRSU:xpar Caisse Regionale de Credit Agricole Mutuel Sud Rho PAR 6 2 20%
ALIKOB:xcse Alm Brand Invest - Korte Obligationer CSE_INV 3 1 10%
DKINIOAKKKL:xcse Danske Invest Nyemarkindeksobl AK KL CSE_INV 4 2 20%
DKINMI:xcse Danske Invest Nye Markeder Indeksobl CSE_INV 4 2 20%
USE3:xams Foreign Exchange Ltd - ETFS 3 S USD L EUR AMS 4 2 20%
EMIM:xlon iShares Core MSCI Emerging Markets IMI UCITS ETF LSE_ETF 3 1 10%
3191:xtks Joyful Honda Co Ltd TYO 5 2 20%
4246:xtks DaikyoNishikawa Corp. TYO 7 2 20%
4541:xtks Nichi-iko Pharmaceutical Co Ltd TYO 5 1 10%
4592:xtks SanBio Co Ltd TYO 8 3 40%
01365:xhkg China Greenland Rundong Auto Group Ltd HKEX 8 3 40%
01415:xhkg Cowell e Holdings Inc. HKEX 8 3 40%
01528:xhkg Red Star Macalline Group Corporation Ltd HKEX 7 1 10%
02686:xhkg AAG Energy Holdings Ltd HKEX 8 3 40%
2400:xtks Sompo Care Message Inc. TYO 8 3 40%
4980:xtks Dexerials Corp. TYO 6 3 40%
HYBB:xpar Lyxor Iboxx EUR Liquid High Yield BB UCITS ETF PAR 4 2 20%
JPXN:arcx iShares JPX-Nikkei 400 ETF NYSE_ARCA 3 1 20%
6486:xtks Eagle Industry Co Ltd TYO 5 2 20%
6789:xtks Roland DG Corp. TYO 7 5 100%
FPF:xnys First Trust Interm Duration Prefd & Income Fund NYSE 4 2 20%
7167:xtks Ashikaga Holdings Co Ltd TYO 5 3 40%
9517:xtks eREX Co.Ltd TYO 8 3 40%
CSNKY:xmil iShares Nikkei 225 UCITS ETF MIL 3 1 10%
X0CN:xetr Coba ETC 4x Silber Daily Long FSE 6 3 40%
STAGR:xpar Stallergenes Greer Plc PAR 6 3 40%
FGG:xasx Future Generation Global Investment Co. Ltd ASX 6 3 40%
VNA:xetr Vonovia SE FSE 3 1 10%
HUC:xtse Horizons NYMEX Crude Oil ETF TSE 4 2 20%
QEMM:arcx SPDR MSCI Emerging Markets StrategicFactors ETF NYSE_ARCA 3 1 10%
INTF:arcx iShares Edge FactorSelect MSCI International ETF NYSE_ARCA 3 1 10%
JPGE:arcx J.P. Morgan Exchange-Traded Fund Trust NYSE_ARCA 3 1 10%
ROUS:arcx Lattice US Equity Strategy ETF NYSE_ARCA 3 1 10%
ROGS:arcx Lattice Global Small Cap Strategy ETF NYSE_ARCA 4 2 20%
IBC4:xetr iShares MSCI South Africa UCITS ETF XETR_ETF 5 2 20%
IBCZ:xetr iShares Edge MSCI World Multifactor UCITS ETF XETR_ETF 3 1 10%
03105:xhkg db x-trackers MSCI Bangladesh IM INDEX UCITS HKEX 3 1 10%
03106:xhkg db x-trackers MSCI Pakistan IM INDEX UCITS HKEX 3 1 10%
NJXU:xlon Nomura Next Funds Ireland Plc Nomura JPXNIKKEI400 LSE_ETF 3 1 10%
ACWF:arcx iShares Edge FactorSelect MSCI Global ETF NYSE_ARCA 3 1 10%
LRGF:arcx iShares Edge FactorSelect MSCI USA ETF NYSE_ARCA 3 1 10%
SMLF:arcx iShares Edge FactorSelect MSCI USA Small-Cap ETF NYSE_ARCA 4 2 20%
VII:xtse Seven Generations Energy Ltd TSE 5 2 20%
NMM:xetr Newmont Mining Corporation XETR_STARS 6 1 10%
SII:xetr Silver Wheaton Corp. FSE 8 1 10%
STYC:xlon PIMCO Short-Term High Yild Corp Bond ETF- NOCT LSE_ETF 3 1 10%
PEN:xnys Penumbra Inc. NYSE 5 1 10%
BHK:xses SIIC Environment Holdings Ltd SGX-ST 6 2 20%
2B7H:xetr iShares Edge MSCI Europe Momentum Factor UCITS XETR_ETF 5 2 20%
CEMM:xetr iShares USD Short Duration High Yield Corp Bond XETR_ETF 5 2 20%
VJPN:xswx Vanguard Funds Plc - Vanguard FTSE Japan UCITS ETF SWX 3 1 10%
X0CQ:xetr Coba ETC -4x Silber FSE 6 3 40%
18M5:xetr Amundi MSCI Europe Consumer Staples UCITS XETR_ETF 3 1 10%
SXR7:xetr iShares MSCI EMU UCITS ETF XETR_ETF 3 1 10%
02808:xhkg E Fund Citi Chinese Gov Bond 5-10 Years Index HKEX 3 1 10%
GLBL:xnas TerraForm Global Inc. NASDAQ 8 3 40%
08078:xhkg China 3D Digital Entertainment Ltd HKEX 8 3 40%
ECRN:xmil Etfs Eur Daily Hedged Corn MIL 4 2 20%
ES50:xpar Amundi ETF Euro Stoxx 50 DR UCITS ETF PAR 3 1 10%
AMEU:xmil Amundi ETF MSCI Europe DR UCITS ETF - NOCT MIL 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
FLOW:xnys SPX FLOW Inc. NYSE 5 2 20%
3V64:xetr Visa Inc. FSE 2 1 10%
ROTH:xpar Rothschild and Co SCA PAR 5 2 20%
SOBA:xetr AT&T Inc. FSE 5 1 10%
ALU:xetr Alcoa Inc. FSE 8 1 10%
3RB:xetr Reckitt Benckiser Group Plc FSE 3 1 10%
HNY:xtse Horizons Natural Gas Yield ETF TSE 4 2 20%
IQQD:xetr iShares UK Dividend UCITS ETF XETR_ETF 3 1 10%
NGLB:xetr Anglo American Plc FSE 8 2 20%
EXXU:xetr iShares Dow Jones China Offshore 50 UCITS XETR_ETF 3 1 10%
AMG:xetr Amgen Inc. FSE 5 1 10%
PND:xetr Marine Harvest ASA FSE 6 1 10%
FZM:xetr ZTE Corporation FSE 8 1 10%
IUSQ:xetr iShares MSCI ACWI UCITS ETF XETR_ETF 3 1 10%
BSDK:xetr Banco Santander SA ADR FSE 4 1 10%
SPXC:xnys SPX Corp. NYSE 4 2 20%
XBJD:xetr Foreign Exchange Ltd - ETFS FOR.EXC.DZ10/UN.CUR. FSE 4 2 20%
CG3:xetr Celgene Corp. FSE 7 1 10%
VODJ:xetr Vodafone Group Plc FSE 3 1 10%
FTE1:xetr Orange SA FSE 8 1 10%
IDP:xetr Biogen Inc. FSE 6 1 10%
MCN:xnys Madison Covered Call & Equity Strategy Fund NYSE 3 1 10%
CHI:xnas Calamos Convertible Opportunities And Income Fund NASDAQ 5 2 20%
CGO:xnas Calamos Global Total Return Fund NASDAQ 4 2 20%
PJT:xnys PJT Partners Inc. NYSE 3 2 20%
GSLC:arcx Goldman Sachs ETF Trust NYSE_ARCA 3 1 10%
CAA:xnys CalAtlantic Group Inc. NYSE 4 2 20%
MSGN:xnys MSG Networks Inc. NYSE 3 1 10%
CSWI:xnas CSW Industrials Inc. NASDAQ 8 3 40%
PFGC:xnys Performance Food Group Co. NYSE 6 2 20%
YNAP:xmil YOOX Net A Porter Group SpA MIL 5 2 20%
E20Y:xlon iShares Euro Gov Bond 20yr Target Duration LSE_ETF 3 1 10%
EL4V:xetr Deka Deutsche Boerse EUROGOV Germany 10+ XETR_ETF 3 1 10%
1COV:xetr Covestro AG FSE 6 1 10%
ABEC:xetr Alphabet Inc. - C Share FSE 2 1 10%
ABEA:xetr Alphabet Inc. - A Share XETR_STARS 2 1 10%
LMP:xtse Lumenpulse Inc. TSE 8 3 40%
PSTG:xnys Pure Storage Inc. NYSE 5 3 40%
SGRY:xnas Surgery Partners Inc. NASDAQ 6 3 40%
CLX:xome CLX Communications AB SSE 8 3 40%
CSPX:xlon iShares Core S&P 500 UCITS ETF LSE_ETF 3 1 10%
ALATP:xpar Aroundtown Property Holdings Plc PAR 8 1 10%
EIMI:xmil iShares Core MSCI Emerging Markets IMI UCITS MIL 3 1 10%
ALPCI:xpar PrimeCity Investment Plc PAR 8 3 40%
CLR:xtse Clearwater Seafoods Inc. TSE 7 2 20%
APPF:xnas AppFolio Inc. NASDAQ 8 3 40%
PACEU:xnas Pace Holdings Corp. NSC 8 3 40%
EAGLU:xnas Double Eagle Acquisition Corp. NSC 8 3 40%
WPG:xlon Worldpay Group Plc LSE_SETS 5 2 20%
03396:xhkg Legend Holdings Ltd HKEX 7 2 20%
C13:xmil Amundi Govt Emts Inv Gr 1-3 Ucits ETF MIL 3 1 10%
CSBGU3:xmil iShares USD Treasury Bond 1-3y UCITS ETF (Acc) MIL 4 2 20%
HBH:xetr Hornbach Holding AG & Co. KGaA FSE 5 2 20%
FDT:xnas First Trust Exchange-Traded AlphaDEX Fund II NASDAQ 3 1 10%
FEMS:xnas First Trust Emeg MKT AlphaDEX Fund II ETF NASDAQ 4 2 20%
FEM:xnas First Trust Emerging Markets AlphaDEX ETF NASDAQ 4 2 20%
00245:xhkg China Minsheng Financial Holding Corporation Ltd HKEX 8 3 40%
PZA:xtse Pizza Pizza Royalty Corp. TSE 8 3 40%
GOLD1L:xmil SG ETC Gold Collateralized ETC MIL 4 2 20%
GOLD1S:xmil SG ETC Gold 1X Daily Short Collateral ETC MIL 5 2 20%
GOLDH:xmil SG ETC Gold Daily EUR Hedged Collateral ETC MIL 4 2 20%
OIL1L:xmil SG ETC WTI Oil Collateralized MIL 4 2 20%
NVCR:xnas NovoCure Ltd NASDAQ 5 3 40%
N2F:xses db x-trackers MSCI Asis Ex Japan HDY ETF10 SGX-ST 4 2 20%
IH0:xses db x-trackers Euro Stoxx 50 UCITS ETF (DR) SGX-ST 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
02669:xhkg China Overseas Property Holdings Ltd HKEX 6 3 40%
ISEQ:xlon WisdomTree ISEQ 20 UCITS ETF LSE_ETF 3 1 10%
XD9U:xlon db x-trackers MSCI USA DR ACC 1C LSE_ETF 3 1 10%
FDC:xnys First Data Corp. NYSE 8 1 10%
BRAV:xome Bravida Holding AB SSE 5 1 10%
LIVN:xnas Livanova Plc NASDAQ 3 1 10%
2PP:xetr PayPal Holdings Inc. FSE 8 1 10%
CRP:xjse Capital & Regional Plc JSE 6 3 40%
PREFTX:xjse CoreShares Preference Share ETF JSE 6 3 40%
IS3R:xetr iShares Edge MSCI World Momentum Factor UCITS ETF XETR_ETF 5 2 20%
APIC:xnas Apigee Corp. NASDAQ 8 3 40%
M9SF:xetr Market Access DaxGlobal Asia Index UCITS ETF XETR_ETF 3 1 10%
RACE:xnys Ferrari NV NYSE 5 1 10%
KT3:xses db x-trackers Global Div 100 UCITS ETF SGX-ST 3 1 10%
SSICOVABO:xcse Sparinvest SICAV - Corporate Value Bonds CSE_INV 3 1 10%
EVH:xnys Evolent Health Inc. NYSE 7 2 20%
MAJVAA:xcse Maj Invest - Value Aktier Akkumulerende CSE_INV 3 1 10%
GUSH:arcx Direxion Daily S&P Oil & Gas Exp.& Prod.Bull 3x NYSE_ARCA 7 4 80%
TFW:xlon Thorpe (F.W.) Plc LSE_SETS 6 3 40%
GAMA:xlon Gamma Communications Plc LSE_SETS 6 3 40%
QUOT:xnys Quotient Technology Inc. NYSE 7 2 20%
DRIP:arcx Direxion Daily S&P Oil & Gas Exp. Prod. Bear 3X NYSE_ARCA 7 4 80%
ADJ:xetr ADO Properties SA FSE 6 1 10%
MRP:xjse Mr. Price Group Ltd JSE 4 3 40%
SC0V:xetr Source STOXX Eur 600 Opt Oil & Gas UCITS ETF XETR_ETF 4 2 20%
IPW:arcx SPDR S&P International Energy Sector ETF NYSE_ARCA 4 2 20%
PST:xmil Poste Italiane SpA MIL 5 1 10%
TLGT:xnas Teligent Inc. NASDAQ 8 3 40%
STBZ:xnas State Bank Financial Corp. NSC 5 3 40%
ISPY:xlon ETFS ISE Cyber Security GO UCITS ETF LSE_ETF 3 1 10%
TMUS:xnas T-Mobile US Inc. NASDAQ 3 1 10%
ES:xpar Esso PAR 6 3 40%
RY4C:xdub Ryanair Holdings Plc ISE 4 1 20%
ERND:xlon iShares USD Ultrashort Bond UCITS ETF LSE_ETF 3 1 20%
NEWUSD:xjse Newwave USD ETN JSE 3 1 20%
02666:xhkg Universal Medical Financial & Technical Advisory S HKEX 8 3 40%
MYOK:xnas MyoKardia Inc. NASDAQ 8 3 40%
HPE:xnys Hewlett Packard Enterprise Co. NYSE 2 1 10%
PHM:xmce Pharma Mar SA SIBE 5 2 20%
NRE:xnys NorthStar Realty Europe Corp. NYSE 5 2 20%
01389:xhkg Major Holdings Ltd HKEX 8 3 40%
VCX:xasx Vicinity Centres ASX 3 1 10%
ABIGHY:xcse Absalon Invest Global High Yield CSE_INV 3 1 10%
SKBN:xosl Skandiabanken ASA OSE 8 3 40%
01970:xhkg IMAX China Holding Inc. HKEX 5 2 20%
02799:xhkg China Huarong Asset Management Co Ltd HKEX 5 1 10%
08057:xhkg Madison Wine Holdings Ltd HKEX 8 3 40%
IFSW:xswx iShares Edge MSCI World Multifactor UCITS ETF SWX 3 1 20%
6178:xtks Japan Post Holdings Co. Ltd TYO 5 1 20%
7182:xtks Japan Post Bank Co. Ltd TYO 5 1 20%
7181:xtks Japan Post Insurance Co. Ltd TYO 5 1 20%
VUSD:xlon Vanguard S&P 500 UCITS ETF LSE_ETF 3 1 20%
XAFE:xetr db x-trackers MSCI AC Far East ex Japan Index XETR_ETF 3 1 20%
C052:xetr ComStage EURO STOXX 50 Daily Short GR UCITS ETF XETR_ETF 3 1 20%
H4ZK:xetr HSBC MSCI Turkey UCITS ETF XETR_ETF 5 2 20%
EUNZ:xetr iShares Edge MSCI EM Minimum Volatility UCITS XETR_ETF 3 1 20%
01321:xhkg China New City Commercial Development Ltd HKEX 8 3 40%
SRP:xpar Showroomprive PAR 5 3 40%
PHGP:xlon Etfs Metal Securities Ld Etfs Physical Gold LSE_ETF 4 2 20%
XCHR:xetr db x-trackers CSI300 Real Estate UCITS ETF 1C XETR_ETF 3 1 10%
CSQ:xnas Calamos Strategic Total Return NASDAQ 5 2 20%
ICOL:arcx iShares MSCI Colombia Capped ETF NYSE_ARCA 3 1 10%
APLP:xnas Archrock Partners LP NASDAQ 4 3 40%
EQN:xlon Equiniti Group Plc LSE_SETS 6 3 40%
MB:xnas MINDBODY Inc. NASDAQ 7 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MCS:xlon McCarthy & Stone Plc LSE_SETS 6 3 40%
PSO:xnys Pearson Plc NYSE 3 1 10%
UAI:xlon U and I Group Plc LSE_SETS 6 5 100%
CINR:xnys Ciner Resources LP NYSE 6 3 40%
HLAG:xetr Hapag-Lloyd AG FSE 5 3 40%
KXS:xtse Kinaxis Inc. TSE 8 2 20%
01508:xhkg China Reinsurance (Group) Corp. HKEX 5 1 10%
FCPT:xnys Four Corners Property Trust Inc. NYSE 5 2 20%
GYM:xlon The Gym Group Plc LSE_SETS 6 3 40%
G24:xetr Scout24 AG FSE 8 1 10%
PAYS:xlon Paysafe Group Plc LSE_SETS 5 2 20%
WEB:xnas Web.com Group Inc. NASDAQ 6 2 20%
ERI:xnas Eldorado Resorts Inc. NASDAQ 7 3 40%
08265:xhkg Powerwell Pacific Holdings Ltd HKEX 8 3 40%
00798:xhkg Optics Valley Union Holding Company Ltd HKEX 8 2 20%
VW:xswx Volkswagen AG SWX 8 1 10%
AAAP:xnas Advanced Accelerator Applications SA NASDAQ 8 3 40%
MPSX:xnys Multi Packaging Solutions International Ltd NYSE 8 2 20%
AMUN:xpar Amundi SA PAR 5 1 10%
FLRN:arcx SPDR Barclays Investmbt Grade Floating Rate NYSE_ARCA 4 2 20%
4565:xtks Sosei Group Corp. TYO 6 2 20%
ZPDE:xetr SPDR S&P U.S.Energy Select Sector UCITS ETF XETR_ETF 3 1 10%
PRUS:xpar Lyxor UCITS PEA Russia (Dow Jones Russia GDR) PAR 3 1 10%
RGNX:xnas REGENXBIO Inc. NASDAQ 8 3 40%
ACRS:xnas Aclaris Therapeutics Inc. NASDAQ 8 3 40%
CTMX:xnas CytomX Therapeutics Inc. NASDAQ 8 3 40%
SGR:xasx The Star Entertainment Group Ltd ASX 4 2 20%
XREA:xetr db x-trackers FTSE Dev Eur Ex UK Prop UCITS ETF XETR_ETF 5 2 20%
STZ:xpar SPDR MSCI Europe Financials UCITS ETF PAR 3 1 20%
5SO:xses Duty Free International Ltd SGX-ST 8 3 40%
MVB:xasx VanEck Vectors Australian Banks ETF ASX 3 1 20%
GHG:xlon Georgia Healthcare Group PLC LSE_SETS 8 3 40%
SCT:xlon Softcat Plc LSE_SETS 8 3 40%
TBK:xnas Triumph Bancorp Inc. NASDAQ 8 3 40%
CETF:xasx VanEck Vectors Chinaamc CSI 300 ETF ASX 3 1 10%
MOAT:xasx VanEck Vectors Morningstar Wide Moat ETF ASX 3 1 10%
QUAL:xasx VanEck Vectors MSCI World ex Australia Quality ASX 3 1 10%
MVW:xasx VanEck Vectors Australian Equal Weight ETF ASX 3 1 10%
MVS:xasx VanEck Vectors Small Cap Dividend Payers ETF ASX 5 2 20%
MVA:xasx VanEck Vectors Australian Property ETF ASX 4 2 20%
SQ:xnys Square Inc. NYSE 5 2 20%
DIREN:xpar Direct Energie PAR 8 3 40%
S7XE:xetr Source EURO STOXX Optimised Banks UCITS ETF XETR_ETF 3 1 20%
MIME:xnas Mimecast Uk Ltd NASDAQ 6 2 20%
ABN:xams ABN AMRO Group NV AMS 5 1 10%
MTCH_new:xnas Match Group Inc. NASDAQ 5 2 20%
BNDS:arcx SPDR Barclays Aggregate Bond ETF NYSE_ARCA 3 1 20%
LDCE:xetr PIMCO Low Duration Euro Corp Bond Source UCITS XETR_ETF 3 1 20%
JPM_PA:xnys JPMorgan Chase & Co. - Preferred Stock NYSE 8 1 10%
KMI_PA:xnys Kinder Morgan Inc. - Preferred Stock NYSE 8 1 10%
WJA:xtse Westjet Airlines Ltd TSE 4 1 20%
SCHW_PB:xnys Charles Schwab Corp. - Preferred NYSE 8 1 10%
BBCK:xetr PowerShares Global Buyback Achievers UCITS ETF XETR_ETF 3 1 10%
00237:xhkg Safety Godown Co Ltd HKEX 8 3 40%
LTS_PA:xase Ladenburg Thalmann Fin Ser Inc. - Preferred stock AMEX 8 3 40%
XGSG:xlon db x-trackers II Global Sovereign GBP Hedged ETF LSE_ETF 3 1 10%
FRC_PC:xnys First Republic Bank - Preferred Stock NYSE 8 1 10%
RNR_PE:xnys RenaissanceRe Holdings Ltd - Preferred Stock NYSE 8 1 10%
EMQQ:arcx EMQQ Emerging Markets Intrnt & Ecmrc ETF NYSE_ARCA 3 1 10%
GEM:arcx Goldman Sachs Activebeta Emerging Mkts Equity ETF NYSE_ARCA 3 1 10%
SPYK:xetr SPDR MSCI Europe Technology UCITS ETF XETR_ETF 4 2 20%
IDWP:xlon iShares Developed Markets Property Yield UCITS ETF LSE_ETF 3 1 10%
IDUP:xlon iShares US Property Yield UCITS ETF LSE_ETF 4 2 20%
CS5:xlon Amundi ETF MSCI Europe Consumer Staples UCITS LSE_ETF 3 1 10%
OMF:xnys OneMain Holdings Inc. NYSE 5 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CSRA:xnys CSRA Inc. NYSE 5 1 10%
SNH:xjse Steinhoff International Holdings NV JSE 2 1 20%
GSIE:arcx Goldman Sachs Activebeta International Equity NYSE_ARCA 3 1 20%
IEL:xasx IDP Education Ltd ASX 6 3 40%
QEFA:arcx SPDR® MSCI EAFE StrategicFactors ETF NYSE_ARCA 3 1 10%
QUS:arcx SPDR MSCI USA StrategicFactors ETF NYSE_ARCA 3 1 10%
QWLD:arcx SPDR MSCI World StrategicFactors ETF NYSE_ARCA 3 1 10%
IMTM:arcx iShares Edge MSCI Intl Developed Momentum Factor NYSE_ARCA 3 1 10%
ATT:xome Attendo AB SSE 6 1 10%
CSWCHF:xswx Amundi ETF MSCI Switzerland UCITS ETF SWX 3 1 10%
AC_D:xnys Associated Capital Group Inc. NYSE 5 2 20%
01566:xhkg China Animation Characters Co Ltd HKEX 8 3 40%
KOFOL:xpra Kofola CeskoSlovensko a.s. PRA 7 3 40%
6183:xtks Bellsystems24 Holdings Inc. TYO 6 3 40%
02120:xhkg Wenzhou Kangning Hospital Co Ltd HKEX 8 3 40%
MAJHIO:xcse Maj Invest - High Income Obligationer CSE_INV 3 1 10%
CS51:xlon iShares Core EURO STOXX 50 UCITS ETF LSE_ETF 3 1 10%
DLTH:xnas Duluth Holdings Inc. NASDAQ 7 2 20%
OML:xasx oOh media Ltd ASX 8 3 40%
JFR:xnys Nuveen Floating Rate Income Fund NYSE 5 2 20%
MESO:xnas Mesoblast Ltd NASDAQ 8 4 80%
PWS:xlon Pinewood Group Plc LSE_SETS 6 3 40%
SNH:xetr Steinhoff International Holdings NV FSE 4 1 10%
08368:xhkg Creative China Holdings Ltd HKEX 8 2 20%
SPXE:arcx ProShares S&P 500 Ex-Energy ETF NYSE_ARCA 3 1 10%
WUKD:xlon WisdomTree UK Equity Income UCITS ETF LSE_ETF 3 1 20%
CMB1:xlon iShares FTSE MIB UCITS ETF (Acc) LSE_ETF 3 1 10%
B1C:xetr Baidu.com Inc. FSE 8 1 10%
NKE:xetr Nike Inc. FSE 8 1 10%
VOW4:xetr Volkswagen AG FSE 8 1 10%
GASX:arcx Direxion Daily Natural Gas Related Bear 3XShares NYSE_ARCA 6 3 40%
IWDA:xlon iShares Core MSCI World UCITS ETF LSE_ETF 3 1 10%
GDXJ:xswx VanEck Vectors Junior Gold Miners UCITS ETF SWX 4 2 20%
TEAM:xnas Atlassian Corporation Plc NASDAQ 6 1 10%
INST:xnys Instructure Inc. NYSE 8 2 20%
ED4:xetr EDAG Engineering Group Ltd FSE 6 3 40%
03996:xhkg China Energy Engineering Corporation Ltd HKEX 7 2 20%
PSAU:xnas PowerShares Global Gold & Precious Metals NASDAQ 3 1 10%
SIQ:xasx Smartgroup Corporation Ltd ASX 8 3 40%
AMTD:xnas TD Ameritrade Holding Corp. NASDAQ 3 1 10%
BBEU:xpar Amundi ETF MSCI Europe Buyback UCITS ETF PAR 3 1 10%
SMRT:xpar Amundi ETF Global Equity Multi Smart Allocation SC PAR 3 1 10%
RMR:xnas The RMR Group Inc. NASDAQ 8 3 40%
NWBI:xnas Northwest Bancshares Inc. NASDAQ 4 2 20%
VE:xtse Vanguard FTSE Developed Europe All Cap Index TSE 3 1 10%
VA:xtse Vanguard FTSE Developed Asia Pacific All Cap TSE 3 1 10%
XEU:xtse iShares MSCI Europe IMI Index ETF TSE 4 2 20%
ZPRX:xetr SPDR MSCI Europe SC Value Weighted UCITS ETF XETR_ETF 4 2 20%
STHC:xswx PIMCO Short-Term High Yield Corp Bond Source UCITS SWX 4 2 20%
02199:xhkg Regina Miracle International (Holdings) Ltd HKEX 7 3 40%
AGR:xnys Avangrid Inc. NYSE 4 1 10%
ZPRV:xetr SPDR MSCI USA Small Cap Value Weighted UCITS ETF XETR_ETF 4 2 20%
HRUD:xlon HSBC MSCI Russia Capped UCITS ETF LSE_ETF 4 2 20%
HVPE:xlon Harbourvest Global Private Equity Ltd LSE_SETS 3 1 10%
HSTG:xlon Hastings Group Holdings Plc LSE_SETS 6 2 20%
IBST:xlon Ibstock Plc LSE_SETS 6 3 40%
BYD_UN:xtse Boyd Group Income Fund TSE 5 2 20%
FTRI:xnas First Trust Index Global Natural Resources ETF NASDAQ 4 2 20%
SYIVLVADKKA:xcse Sydinvest Verden Ligevægt&Val A DKK Akk CSE_INV 4 2 20%
ISAC:xlon iShares MSCI ACWI UCITS ETF LSE_ETF 3 1 10%
EVT:xasx Event Hospitality and Entertainment Ltd ASX 4 2 20%
NEWPLT:xjse ABSA Bank Ltd - NOCT JSE 4 2 20%
IONS:xnas Ionis Pharmaceuticals Inc. NASDAQ 6 3 40%
CSX:xnas CSX Corp. NASDAQ 3 1 10%
00075:xhkg Y.T. Realty Group Ltd HKEX 8 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
MEUD:xlon Lyxor Stoxx Europe 600 (DR) LSE_ETF 3 1 10%
UC90:xlon CMCI Composite SF UCITS ETF LSE_ETF 3 1 10%
TYBS:arcx Direxion Daily 20+ Year Treasury Bear 1X Shares NYSE_ARCA 5 2 20%
XYP1:xetr db x-trackers II IBOXX Sover. Euroz. Yld Plus ETF XETR_ETF 3 1 10%
JPNL:xlon Lyxor UCITS ETF Japan (Topix) LSE_ETF 3 1 10%
SSHY:xlon PIMCO Short-Term High Yield Corporate Bond LSE_ETF 5 2 20%
IRHC:xlon iShares Euro Corporate Bond Interest Rate Hedged LSE_ETF 5 2 20%
SEML:xlon Shares Emerging Markets Local Government Bond LSE_ETF 4 2 20%
01269:xhkg China First Capital Group Ltd HKEX 8 3 40%
01476:xhkg Hengtai Securities Co Ltd HKEX 8 3 40%
NBLU:xlon NB Global Floating Rate Income Fund Ltd LSE_SETS 4 2 20%
BMED:xmil Banca Mediolanum MIL 4 3 40%
RACE:xmil Ferrari NV MIL 5 1 10%
IIIGEN:xcse Independent Generations CSE_INV 4 2 20%
LGLD:xlon LG Electronics Inc. LSE_INTL 8 3 40%
CU5:xpar Amundi ETF MSCI Europe Utilities UCITS ETF PAR 3 1 10%
WLTW:xnas Willis Towers Watson Plc NASDAQ 3 1 10%
SUKC:xlon SPDR Barclays 0-5 Year Sterling Corporate Bond LSE_ETF 5 2 20%
SFR:xnys Colony Starwood Homes NYSE 5 2 20%
VYGR:xnas Voyager Therapeutics Inc. NASDAQ 8 3 40%
KMG:xnys KMG Chemicals Inc. NYSE 8 3 40%
NOKIA:xpar Nokia Corp. PAR 4 2 20%
RIB:xetr RIB Software AG FSE 6 3 40%
X0CL:xetr Coba ETC -4x Gold Daily Short FSE 7 4 80%
X0CJ:xetr Coba ETC 4x Gold Daily Long FSE 4 2 20%
X0B4:xetr Coba ETC 4x WTI Oil Daily Long FSE 7 4 80%
SSABAH:xhel SSAB A HSE 7 3 40%
SSABBH:xhel SSAB B HSE 8 3 40%
DAX2S:xmil Lyxor UCITS ETF Daily ShortDax X2 MIL 5 2 20%
INVA:xnas Innoviva Inc. NASDAQ 6 1 10%
TMR:xtse TMAC Resources Inc. TSE 8 2 20%
1357:xtks NEXT FUNDS Nikkei 225 Dbl Inverse Index ETF TYO 6 3 40%
UC84:xlon UBS ETF Barcap US Liquid Corp. LSE_ETF 4 2 20%
UC15:xlon CMCI Composite SF UCITS ETF LSE_ETF 3 1 10%
SGIL:xlon Global Inflation Linked Government Bond UCITS ETF LSE_ETF 4 2 20%
ANB:xjse Anheuser-Busch InBev SA/NV JSE 2 1 20%
VOW:xetr Volkswagen St. FSE 5 1 20%
FEDF:xmil Lyxor Fed Funds USD Cash UCITS ETF MIL 3 1 10%
FEDF:xlon Mlti Units Luxembourg Lyx Fed Funds US Dollar UCIT LSE_ETF 3 1 10%
HBB:xtse Horizons Cdn Select Universe Bond ETF TSE 3 1 10%
XWEH:xetr db x-trackers MSCI World Index UCITS ETF 4C XETR_ETF 3 1 10%
FLGE:arcx Credit Suisse AG Nassau Branch - NOCT NYSE_ARCA 7 4 80%
STW:xpar SPDR MSCI Europe Health Care UCITS ETF PAR 3 1 10%
HUT_A:xtse Horizons Cdn Equity Managed Risk ETF TSE 5 2 20%
00911:xhkg Hang Fat Ginseng Holdings Co. Ltd HKEX 8 3 40%
CB:xnys Chubb Ltd NYSE 3 1 10%
VWRL:xlon Vanguard FTSE All-World UCITS ETF LSE_ETF 3 1 10%
XT2D:xlon db x-trackers S&P 500 2X Inverse Daily ETF LSE_ETF 5 2 20%
DPG:xnys Duff&Phelps Global Utility Income Fund Inc. NYSE 4 2 20%
XSPD:xlon db x-trackers S&P 500 Inverse Daily ETF LSE_ETF 4 2 20%
XESC:xmil db x-trackers EUSTOXX 50 UCITS ETF MIL 3 1 10%
IQLT:arcx iShares Edge MSCI Internl Dvlpd Quality Factor ETF NYSE_ARCA 3 1 10%
GLTL:xlon SPDR Barclays 15+ Year Gilt UCITS ETF LSE_ETF 3 1 10%
MGT:xmil Lyxor UCITS ETF DJ Global Titans 50 MIL 3 1 10%
O9A:xses db x-trackers MSCI Singapore IM Index UCITS ETF SGX-ST 3 1 10%
IAC:xnas IAC/InterActiveCorp. NASDAQ 3 2 20%
BAYA:xetr Bayer AG FSE 8 1 10%
6744:xtks Nohmi Bosai Ltd TYO 8 2 20%
3USS:xlon Boost S&P 500 3X Short Daily LSE_SETS 6 3 40%
3USL:xlon Boost S&P 500 3X Leverage Daily LSE_SETS 7 4 80%
9081:xtks Kanagawa Chuo Kotsu Co Ltd TYO 7 3 40%
9551:xtks Metawater Co. Ltd TYO 5 2 20%
3OIS:xlon Boost WTI Oil 3X Short Daily LSE_SETS 5 2 20%
6432:xtks Takeuchi Mfg. Co Ltd TYO 7 3 40%
7408:xtks Jamco Corp. TYO 7 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
4825:xtks Weathernews Inc. TYO 7 3 40%
7846:xtks Pilot Corp. TYO 5 2 20%
BTP10:xmil Lyxor Ucits ETF Btp 10y Mts Ita Gov Bond MIL 3 1 10%
00345:xhkg Vitasoy International Holdings Ltd HKEX 4 2 20%
COMB:xbru Compagnie du Bois Sauvage SA BRU 6 3 40%
EWMC:arcx Guggenheim S&P Midcap 400 Equal Weight ETF NYSE_ARCA 3 1 10%
SAP3:xlon ETFS Foreign Exchange Ltd 3X AUD LONG GBP LSE_ETF 7 4 80%
NOMD:xnys Nomad Foods Ltd NYSE 6 2 20%
9716:xtks Nomura Co Ltd TYO 7 2 20%
CWY:xasx Cleanaway Waste Management Ltd ASX 6 3 40%
STG:xcse Scandinavian Tobacco Group AS CSE 5 1 10%
TLRD:xnys Tailored Brands Inc. NYSE 3 3 40%
PPH:xnas VanEck Vectors Pharmaceutical ETF NASDAQ 3 1 10%
BBH:xnas VanEck Vectors Biotech ETF NASDAQ 4 2 20%
WDIV:xasx SPDR S&P Global Dividend Fund - NOCT ASX 3 1 10%
ICGT:xlon ICG Enterprise Trust Plc LSE_SETS 3 1 10%
PPB:xdub Paddy Power Betfair Plc ISE 4 1 20%
LGCU:xlon Source Mkts Plc LGIM Comm Composite UCITS ETF LSE_ETF 3 1 10%
PPB:xlon Paddy Power betfair Plc LSE_SETS 4 1 10%
SYIVOKL:xcse Sydinvest - Virksomhedsobligationer HY2017 KL CSE_INV 3 1 10%
AIA:xnas iShares Asia 50 ETF NASDAQ 4 2 20%
ENZL:xnas iShares MSCI New Zealand Capped ETF NASDAQ 4 2 20%
IXUS:xnas iShares Core MSCI Total International Stock ETF NASDAQ 3 1 10%
CYB:xasx CYBG Plc ASX 4 1 10%
TLT:xnas iShares Barclays 20+ Year Treasury Bond Fund NASDAQ 3 1 20%
JKI:xnas iShares Morningstar Mid-Cap Value ETF NASDAQ 3 1 20%
CYBG:xlon CYBG Plc LSE_SETS 5 1 10%
IGF:xnas iShares S&P Global Infrastructure Index Fund ETF NASDAQ 4 2 20%
MCHI:xnas iShares MSCI China ETF NASDAQ 4 2 20%
SCZ:xnas iShares MSCI EAFE Small Cap Index Fund NASDAQ 4 2 20%
IGHY:xlon iShares Global High Yield Corp Bond UCITS ETF LSE_ETF 4 2 20%
XPO:xpar XPO Logistics Europe SA PAR 8 2 20%
EDIT:xnas Editas Medicine Inc. NASDAQ 8 2 20%
JPEUBH:xmil UBS MSCI Japan EUR hedg UCITS ETF A-ACC MIL 3 1 10%
TPXH:xmil Amundi JPN Topix EU Hedg Daily UCITS ETF MIL 3 1 10%
WTR:xlon Lazard World Trust Fund SICAF LSE_SETS 3 1 10%
GCP:xnys GCP Applied Technologies Inc. NYSE 5 2 20%
ARRS:xnas ARRIS International Plc NASDAQ 5 2 20%
CMCX:xlon CMC Markets Plc LSE_SETS 8 3 40%
INEA:xpar Fonciere Inea PAR 6 3 40%
ISDE:xlon iShares II PLC iShares MSCI EM Islamic UCITS ETF LSE_ETF 4 2 20%
ISDU:xlon iShares II Plc iShares MSCI USA Islamic UCITS ETF LSE_ETF 3 1 10%
CAIGAA:xcse Carnegie WorldWide - Globale Aktier - Akkumulerend CSE_INV 4 2 20%
IMB:xlon Imperial Brands Plc LSE_SETS 3 1 10%
XMIN:xmil db x-trackers MSCI Indonesia UCITS ETF MIL 5 2 20%
ASCL:xlon Ascential Group Ltd LSE_SETS 6 3 40%
DGLD:xnas Velocitysharestm 3x Inverse Gold ETN NASDAQ 7 4 80%
ZWH:xtse BMO US High Dividend Covered Call ETF TSE 3 1 10%
X35E:xmil db x-trackers II IBOXX Sovereign Euro 3-5 UCITS MIL 3 1 10%
XYP1:xmil db x-trackers II IBOXX Sov Eur Yld Plus 1-3 UCITS MIL 3 1 10%
XI13:xmil db x-trackers II MTS Ex- Bank of Italy Agg 1-3 yrs MIL 3 1 10%
FAV:xnys First Trust Dividend and Income Fund NYSE 4 2 20%
MEI:xjse Mediclinic International Plc JSE 5 1 20%
LYCOSW:xswx Lyxor MSCI World Consumer Staples TR SWX 3 1 10%
IPS:arcx SPDR S&P Internl Consumer Staples Sector ETF NYSE_ARCA 3 1 10%
NIATEST:xetr TEST instrument NASDAQ 5 5 100%
DXGY:xmil WisdomTree Germany Equity UCITS ETF MIL 3 1 10%
DXGD:xswx WisdomTree Germany Equity UCITS ETF SWX 3 1 10%
HEDF:xmil WisdomTree Europe Equity UCITS ETF MIL 4 2 20%
HEDD:xswx WisdomTree Europe Equity UCITS ETF SWX 3 1 10%
DXJP:xlon WisdomTree Japan Equity UCITS ETF LSE_ETF 3 1 10%
XDDX:xlon db x-trackers DAX UCITS ETF LSE_ETF 3 1 10%
CSP:xlon Countryside Properties Plc LSE_SETS 6 3 40%
DXJZ:xswx WisdomTree Japan Equity UCITS ETF SWX 3 1 10%
DXJF:xmil WisdomTree Japan Equity UCITS ETF MIL 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
DXJD:xswx WisdomTree Japan Equity UCITS ETF SWX 3 1 10%
E572:xetr ComStage CBK U.S. Treasury Bond Future Short TR XETR_ETF 6 3 40%
EEI:xswx WisdomTree Europe Equity Income UCITS ETF SWX 4 2 20%
CW8:xpar Amundi ETF MSCI World UCITS ETF PAR 3 1 10%
DNP:xnys DNP Select Income Fund Inc. NYSE 3 1 10%
IEVL:xswx iShares Edge MSCI Europe Value Factor UCITS ETF SWX 3 1 10%
CCCHAS:xswx CMCI Composite SF UCITS ETF SWX 3 1 10%
JRVR:xnas James River Group Holdings Ltd NASDAQ 5 2 20%
SPKE:xnas Spark Energy Inc. NASDAQ 8 3 40%
SAGRI:xmil Etfs 1x Daily Short Agriculture MIL 5 2 20%
SHEA:xmil Etfs 1x Daily Short Heating Oil MIL 6 3 40%
LNK:xasx Link Administration Holdings Ltd ASX 5 2 20%
DEMA:xlon WisdomTree Emerging Asia Equity Income UCITS LSE_ETF 3 1 10%
DGSE:xswx WisdomTree Emerging Mkts SmallCap Dividend SWX 4 2 20%
MDC_NEW:xlon Mediclinic International Plc LSE_SETS 5 1 10%
DFE:xswx WisdomTree Europe SmallCap Dividend UCITS ETF SWX 4 2 20%
DHS:xswx WisdomTree US Equity Income UCITS ETF SWX 3 1 10%
DEM:xswx WisdomTree Emerging Markets Equity Income UCITS SWX 3 1 10%
S5USAS:xswx S&P 500 Index SF UCITS ETF A-acc (USD) SWX 3 1 10%
FIEE:arcx UBS AG FI Enhanced Europe 50 ETN - NOCT NYSE_ARCA 4 2 20%
EMEUAS:xswx MSCI EMU SF UCITS ETF A-acc (EUR) SWX 3 1 10%
ABY:xnas Atlantica Yield Plc NASDAQ 6 3 40%
CRRY:xlon Sun Global ZyFin India Sovgn Enterprise Bond LSE_ETF 5 2 20%
3GOL:xlon Boost Gold 3X leverage Daily ETP LSE_SETS 7 4 80%
3GOS:xlon Boost Gold 3X Short Daily ETP LSE_SETS 7 4 80%
HFEZ:arcx SPDR Euro STOXX 50 Currency Hedged ETF NYSE_ARCA 3 1 10%
03086:xhkg BMO Nasdaq 100 ETF HKEX 3 1 10%
03121:xhkg BMO MSCI Asia Pacific Real Estate ETF HKEX 3 1 10%
03160:xhkg BMO MSCI Japan Hedged to USD ETF HKEX 3 1 10%
03165:xhkg BMO MSCI Europe Quality Hedged to USD ETF HKEX 3 1 10%
BGNE:xnas BeiGene Ltd NASDAQ 8 3 40%
06868:xhkg Tenfu (Cayman) Holdings Company Ltd HKEX 8 3 40%
KGHDF:xams Kempen Global High Dividend Fund NV AMS 6 3 40%
03089:xhkg XIE Shares Taiwan (TAIEX) ETF HKEX 3 1 10%
03090:xhkg XIE Shares Korea (KOSPI 200) ETF HKEX 3 1 10%
OSB:xtse Norbord Inc. TSE 4 1 10%
PURP:xlon Purplebricks Group Plc LSE_SETS 6 3 40%
USD2:xlon ETFS Foreign Exchange Ltd ETFS Short GBP Long USD LSE_SETS 5 2 20%
ACX:xasx Aconex Ltd ASX 6 3 40%
KLDW:arcx Gavekal Knowlegde Leaders Developed World ETF NYSE_ARCA 3 1 10%
FIHD:arcx UBS FI Enhanced Global High Yield ETN - NOCT NYSE_ARCA 4 2 20%
BHK:xnys Blackrock Core Bond Trust NYSE 4 2 20%
IBC0:xetr iShares Edge MSCI Europe Multifactor UCITS ETF XETR_ETF 4 2 20%
AW_UN:xtse A & W Revenue Royalties Income Fund TSE 8 3 40%
JBPLEA:xswx Julius Baer Physical Platinum Fund (EUR) A SWX 4 2 20%
SNC:xnas State National Companies Inc. NASDAQ 6 3 40%
IDWR:xlon iShares MSCI World UCITS ETF LSE_ETF 3 1 10%
3769:xtks GMO Payment Gateway Inc. TYO 6 2 20%
1360:xtks Nikkei225 Bear -2x ETF TYO 6 3 40%
JBGOCX:xswx Julius Baer Physical Gold Fund (CHF) AX SWX 4 2 20%
JBGOUX:xswx Julius Baer Physical Gold Fund (USD) AX SWX 4 2 20%
OXY_BSKT:xnys OXY/CRC - Basket NYSE 3 1 10%
XBAU:xswx db x-trackers II Barclays Global Agg Bond UCITS SWX 3 1 10%
LAFRI_NEW:xmil Lyxor Pan Africa UCITS ETF MIL 3 1 10%
BAKO10KL:xcse Bankinvest - Optima 10+ CSE_INV 3 1 10%
WINE:xlon Majestic Wine Plc LSE_SETS 6 3 40%
HMSF:xlon Highbridge Multi-Strategy Fund Ltd LSE_SETS 3 1 10%
WVE:xnas WAVE Life Sciences Ltd NASDAQ 8 3 40%
DCN:xasx Dacian Gold Ltd ASX 8 3 40%
SNRG:xmil Etfs 1x Daily Short Energy MIL 6 3 40%
UTIW:xmil Lyxor MSCI World Utilities TR UCITS ETF MIL 3 1 10%
XJSE:xmil db x-trackers II MARKIT IBOXX Japan Sovereign MIL 3 1 10%
SUSC:xlon SPDR Barclays 0-3 Year US Corporate Bond UCITS ETF LSE_ETF 4 2 20%
BAIBGAKL:xcse BankInvest Basis Globale Aktier KL CSE_INV 3 1 10%
BAIUOBKL:xcse BankInvest Udenlandske Obligationer KL CSE_INV 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
BAIVOIGKL:xcse BankInvest - Virksomhedsobligationer IG KL CSE_INV 3 1 10%
BAIAAKL:xcse BankInvest Asiatiske Aktier KL CSE_INV 4 2 20%
BAIDKAKL:xcse BankInvest Danske Aktier KL CSE_INV 3 1 10%
BAIEMVKL:xcse BankInvest EM Virksomhedsobl 2018 KL CSE_INV 4 2 20%
BAIESCKL:xcse BankInvest Europa Small Cap Aktier KL CSE_INV 5 2 20%
BAIGFKL:xcse BankInvest Globalt Forbrug KL CSE_INV 4 2 20%
BAIEMOBKL:xcse BankInvest EM Obligationer KL CSE_INV 4 2 20%
BAIEMOAKKL:xcse BankInvest EM Obligationer Akk. KL CSE_INV 4 2 20%
BAIEMOLVKL:xcse BankInvest EM Obl Lokalvaluta KL CSE_INV 4 2 20%
BAIHUAKL:xcse BankInvest Højt Udbytte Aktier KL CSE_INV 3 1 10%
BAINEMAKL:xcse BankInvest New Emerging Markets Akt KL CSE_INV 4 2 20%
BAILDOBKL:xcse BankInvest Lange Danske Obligationer KL CSE_INV 3 1 10%
BAIBGAAKKL:xcse Bankinvest Basis Globale Aktier Akk.KL CSE_INV 3 1 10%
BAIVOIGEKL:xcse BankInvest Virksomhedsobl IG Etik KL CSE_INV 3 1 10%
BAIVOIGAKKL:xcse BankInvest Virksomhedsobl IG Akk. KL CSE_INV 3 1 10%
CACM:xpar Lyxor CAC Mid 60 UCITS ETF PAR 4 2 20%
03799:xhkg Dali Foods Group Co Ltd HKEX 7 1 10%
06464:xtks Tsubaki Nakashima Co Ltd TYO 7 3 40%
ZMT:xtse BMO S&P/TSX EW Gbl Base Metals Hdg to CAD Index TSE 4 2 20%
BKHU:xnys Black Hills Corp. - Preferred NYSE 8 1 10%
SKG:xlon Smurfit Kappa Group Plc LSE_SETS 4 2 20%
MFS:xnys Manitowoc Foodservice Inc. NYSE 4 3 40%
WOSC:xswx SPDR MSCI World Small Cap UCITS ETF SWX 4 2 20%
SGAS:xmil Etfs 1x Daily Short Gasoline MIL 6 3 40%
DGS:xtse Dividend Growth Split Corp. TSE 3 1 10%
SPOG:xlon iShares Oil & Gas Exploration & Production UCITS LSE_ETF 4 2 20%
PG:xswx Procter & Gamble Co. SWX 7 1 10%
ASHINF:xjse Ashburton Inflation ETF JSE 4 2 20%
MTRO:xlon Metro Bank Plc LSE_SETS 6 3 40%
ASHMID:xjse Ashburton MidCap ETF JSE 4 2 20%
ASHT40:xjse Ashburton Top 40 ETF JSE 4 2 20%
PHSP:xlon ETFS Metal Securities Ltd LSE_SETS 4 2 20%
X710:xmil db x-trackers II IBOXX Eur Sov EuroZn 7-10 ETF MIL 3 1 10%
XBAE:xmil db x-trackers II Barclays Glbl Agg Bd UCITS ETF MIL 3 1 10%
MAL:xmil Lyxor UCITS ETF MSCI Malaysia MIL 4 2 20%
MTH:xpar LYXOR Ultra Long Duration Euro Govt FTSE MTS 25+Y PAR 3 1 10%
GBSE:xetr ETFS EUR Daily Hedged Physical Gold FSE 4 2 20%
IS3S:xetr iShares Edge MSCI World Value Factor UCITS ETF XETR_ETF 3 1 10%
08127:xhkg Season Pacific Holdings Ltd HKEX 8 3 40%
HG1:xetr Homag Group AG FSE 5 3 40%
ALIF_B:xome AddLife AB SSE 8 3 40%
IS3T:xetr iShares Edge MSCI World Size Factor UCITS ETF XETR_ETF 3 1 10%
IS3Q:xetr iShares Edge MSCI World Quality Factor UCITS XETR_ETF 3 1 10%
CBBANK:xswx ComStage STOXX 600 Banks NR UCITS ETF SWX 4 2 20%
TSLA:xswx Tesla Motors Inc. SWX 8 3 40%
IS0Y:xetr iShares Euro Corporate Bond Interest Rate Hedged XETR_ETF 4 2 20%
IS3C:xetr iShares J.P. Morgan $ EM Bond EUR Hedged UCITS ETF XETR_ETF 3 1 10%
EUN6:xetr iShares Euro Government Bond 0-1yr (DE) UCITS ETF XETR_ETF 3 1 10%
SNI:xnas Scripps Networks Interactive Inc. NASDAQ 3 1 10%
CAPIO:xome Capio AB SSE 6 2 20%
PTI:xnas Proteostasis Therapeutics Inc. NASDAQ 8 3 40%
ECF:xase Ellsworth Growth and Income Fund Ltd AMEX 4 2 20%
AVXS:xnas AveXis Inc. NASDAQ 8 3 40%
2702:xtks McDonald's Holdings Co (Japan) Ltd TYO 4 1 10%
4528:xtks Ono Pharmaceutical Co. Ltd TYO 4 2 20%
XAD1:xmil DB Physical Gold Euro Hedged ETC MIL 4 2 20%
SYIADKK:xcse Sydinvest Danmark A DKK CSE_INV 3 1 10%
EEMO:arcx PowerShares S&P Emerging Market Momentum Portfolio NYSE_ARCA 4 2 20%
M4I:xetr MasterCard Inc. FSE 6 1 10%
FTEC:arcx Fidelity Covington Trust NYSE_ARCA 4 2 20%
FGA:xpar Figeac Aero SA PAR 8 3 40%
BTAL:arcx QuantShares US Market Neutral Anti-Beta Fund NYSE_ARCA 4 2 20%
XCAN:xswx db x-trackers MSCI CANADA INDEX UCITS ETF SWX 4 2 20%
ISF:xswx iShares Core FTSE 100 UCITS ETF (Dist) SWX 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
CORE:xlon LOIM Global Government Go UCITS LSE_ETF 3 1 10%
DEUS:arcx Deutsche X-Trackers Russel 100 Compr Factor NYSE_ARCA 3 1 10%
PGHY:arcx PowerShares Global Short Term High Yield Bond NYSE_ARCA 4 2 20%
LUSA:xmil Lyxor UCITS ETF MSCI USA MIL 3 1 10%
C40:xmil Amundi CAC 40 UCITS ETF MIL 3 1 10%
DJE:xmil Lyxor UCITS ETF DJ Industrial Average MIL 3 1 10%
1366:xtks Daiwa Japan Nikkei225 Double Inverse Index TYO 5 2 20%
SPYG:xetr SPDR S&P UK Dividend Aristocrats UCITS ETF XETR_ETF 3 1 10%
CXRX:xnas Concordia International Corp. NASDAQ 6 5 100%
ZEL:xasx Z Energy Ltd - NOCT ASX 5 3 40%
XHSD:xlon db x-trackers HSI Short Daily Index ETF LSE_ETF 5 2 20%
INF:xnys Brookfield Global Listed Infras Income Fund NYSE 4 2 20%
GOGL_R:xosl Golden Ocean Group Ltd - Restricted OSE 6 3 40%
IS3U:xetr iShares MSCI France UCITS ETF XETR_ETF 3 1 10%
01548:xhkg Genscript Biotech Corp. HKEX 8 3 40%
VIGI:xnas Vanguard International Dividend Appreciation ETF NASDAQ 3 1 10%
SRET:xnas Global X SuperDividened REIT ETF NASDAQ 3 1 10%
CSRU:xlon iShares MSCI Russia ADR/GDR UCITS ETF LSE_SETS 4 2 20%
STWX:xswx SPDR MSCI Europe Health Care UCITS ETF SWX 3 1 10%
AFI:xnys Armstrong Flooring Inc. NYSE 3 3 40%
VDTY:xlon Vanguard USD Treasury Bond UCITS ETF LSE_ETF 4 2 20%
DSP5:xpar Lyxor Daily Double Short S&P 500 UCITS ETF PAR 5 2 20%
JRP:xlon Just Group Plc LSE_SETS 6 3 40%
4927:xtks Pola Orbis Holdings Inc. TYO 4 1 10%
7186:xtks Concordia Financial Group Ltd TYO 4 2 20%
CAO:xtse Cara Operations Ltd TSE 5 1 10%
TWOK:arcx SPDR Russell 2000R ETF NYSE_ARCA 4 2 20%
STQX:xswx SPDR MSCI Europe Industrials UCITS ETF SWX 3 1 10%
9743:xtks Tanseisha Co Ltd TYO 8 3 40%
ITCB:xnys Itau Corpbanca NYSE 8 1 10%
ISDW:xlon iShares MSCI World Islamic UCITS ETF LSE_ETF 3 1 10%
X0DG:xetr Coba ETC 4X Copper Daily Short FSE 4 2 20%
UA_BSKT:xnys UA - Basket NYSE 3 5 100%
MSEU:xlon Lyxor Intl Asset Mgt EUR STOXX 50 USD Monthly ETF LSE_ETF 3 1 10%
GYEN:arcx AdvisorShares Gartman Gold/Yen ETF NYSE_ARCA 4 2 20%
ELOVD:xmil Ubs Fac Msci Emu Low Vol Ucits Etf A-Dis MIL 3 1 10%
JLS:xnys Nuveen Mortgage Opportunity Term Fund NYSE 5 2 20%
SEQI:xlon Sequoia Economic Infra Income Fund Ltd LSE_SETS 4 2 20%
VOF:xlon VinaCapital Vietnam Opportunity Fund Ltd LSE_SETS 4 2 20%
UA_C:xnys Under Armour Inc. Class C NYSE 3 1 10%
NVG:xnys Nuveen Dividend Advantage Municipal Income Fund NYSE 3 1 10%
BYBE:xpar Amundi ETF S&P 500 Buyback UCITS ETF PAR 3 1 10%
RS2K:xpar Amundi ETF Russell 2000 UCITS ETF PAR 4 2 20%
EPRE:xpar Amundi ETF FTSE EPRA Europe Real Estate UCITS PAR 4 2 20%
IUSB:arcx iShares Core Total USD Bond Market ETF NYSE_ARCA 3 1 10%
AFRN:xpar Amundi ETF Floating Rate Euro Corporate 1-3 UCITS PAR 3 1 10%
HAZ:xtse Horizons Active Global Dividend ETF TSE 3 1 10%
DWTR:xnas PowerShares Exchange-Traded Fund Trust II NASDAQ 3 1 10%
01469:xhkg Get Nice Financial Group Ltd HKEX 8 3 40%
LOWV:xmil Spdr S&P 500 Low Volatility Ucits Etf MIL 3 1 10%
FSTA:arcx Fidelity MSCI Consumer Staples Index ETF NYSE_ARCA 3 1 10%
SHA:xetr Schaeffler AG - Preferred Share FSE 5 2 20%
WPL:xwar Wirtualna Polska Holding SA WSE 7 3 40%
WTC:xasx WiseTech Global Ltd ASX 8 3 40%
BATS:arcx Bats Global Markets Inc. NYSE_ARCA 8 2 20%
VACN:xswx VAT Group Ltd SWX 5 2 20%
SB7CHA:xswx UBS ETF (CH) - SBI (R) Domestic Gov 7-15 SWX 3 1 10%
3NIL:xmil Etfs 3x Daily Long Nickel MIL 7 4 80%
WJG:xlon Watkin Jones Plc LSE_SETS 6 3 40%
3914:xtks Jig-Saw Inc. TYO 8 3 40%
MFD:xnys Macquarie/ First Trust Global Infra/Utilities/Div NYSE 4 2 20%
TELIA1:xhel Telia Company AB HSE 3 1 20%
TELIA:xome Telia Company AB SSE 3 1 10%
TELIA:xswx Telia Company AB SWX 8 1 10%
AEMC:xlon Aberdeen Emerging Markets Investment Co. Ltd LSE_SETS 3 1 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
ERH:xase Wells Fargo Utilities and High Income Fund AMEX 4 2 20%
BATRK:xnas Liberty Media Corp.- Share Series C NASDAQ 8 1 10%
LMCK_NEW:xnas Liberty Media Corp. - Share Series C NASDAQ 6 1 10%
LSXMK:xnas Liberty Media Corp. - Share Series C - SiriusXM NASDAQ 8 1 10%
LSXMA:xnas Liberty Media Corp. - Share Series C - Siruis XM NASDAQ 8 1 10%
BATRA:xnas Liberty Media Corp. - Share Series A - Braves Grp NASDAQ 8 1 10%
LMCA:xnas Liberty Media - Shs Series -A- Media Group NASDAQ 6 1 10%
VVAL:xlon Vanguard Global Value Factor UCITS ETF LSE_ETF 3 1 10%
JUKG:xlon Jupiter UK Growth Investment Trust Plc LSE_SETS 3 1 20%
TRMD_A:xcse TORM Plc CSE 6 3 40%
BFZ:xnys Blackrock California Municipal Income Trust NYSE 4 2 20%
NQP:xnys Nuveen Pennsylvania Invest Quality Municipal Fund NYSE 4 2 20%
BGH:xnys Babson Capital Global Short Duration HY NYSE 5 2 20%
MUJ:xnys BlackRock MuniHoldings New Jersey Quality Fund In NYSE 4 2 20%
DIAX:xnys Nuveen Dow 30 Dynamic Overwrite Fund NYSE 3 1 10%
VTWG:xnas Vanguard Russell 2000 Growth Index Fund NSC 5 2 20%
COOR:xome Coor Service Management Holding AB SSE 7 3 40%
GPP:xnas Green Plains Partners LP NASDAQ 7 3 40%
3CFL:xmil Etfs 3x Daily Long Coffee MIL 7 4 80%
4527:xtks Rohto Pharmaceutical Co Ltd TYO 4 1 10%
4587:xtks PeptiDream Inc. TYO 6 2 20%
XDWH:xlon db x-trackers MSCI World Health Care Index LSE_ETF 3 1 10%
TPZ:xmce Telepizza Group SA SIBE 8 3 40%
DOM:xmce Global Dominion Access SA SIBE 8 3 40%
ROBO:xlon ROBO Global Robotics & Automation GO UCITS LSE_SETS 3 1 10%
UIMR:xetr MSCI EMU Socially Responsibl UCITS ETF (EUR) A-dis XETR_ETF 3 1 10%
UC59:xlon MSCI EMU hedged to GBP A - Dis LSE_ETF 3 1 10%
XSX6:xmil db x-trackers STOXX EUROPE 600 UCITS ETF MIL 3 1 10%
CD8:xpar Amundi ETF MSCI Emu High Dividend UCITS PAR 3 1 10%
UIMA:xetr UBS ETF MSCI Europe UCITS ETF (EUR) Adis XETR_ETF 3 1 10%
IFLY:arcx PureFunds Drone Economy Strategy ETF NYSE_ARCA 3 1 10%
GAMR:arcx PureFunds Video Game Tech ETF NYSE_ARCA 3 1 10%
ITEQ:xnas ETF Managers Trust BlueStar TA-BIGI Tech Israel NASDAQ 4 2 20%
BSHW:xses Ezion Holdings Ltd - Warrants SGX-ST 4 2 20%
EOCC:xnys Empresa Nacional de Electricidad SA NYSE 4 1 10%
ENIA:xnys Enersis Americas SA NYSE 7 1 10%
NVG:xlis The Navigator Company SA LISB 4 2 20%
SLK:xasx SeaLink Travel Group Ltd ASX 8 3 40%
PQR:xmce Parques Reunidos Servicios Centrales SA SIBE 8 2 20%
SPGI:xnys S&P Global Inc. NYSE 4 1 10%
PNK_NEW:xnas Pinnacle Entertainment Inc. NASDAQ 6 5 100%
SR:xnys Spire Inc. NYSE 3 1 10%
THW:xnys Tekla World Healthcare Fund NYSE 3 1 10%
BTE:xses Bund Center Investment Ltd SGX-ST 8 3 40%
1821:xtks Sumitomo Mitsui Construction Co. Ltd TYO 5 2 20%
1822:xtks Daiho Corp. TYO 7 3 40%
4963:xtks Seiko Pmc Corp. TYO 8 3 40%
SYBC:xetr SPDR Barclays Capital Euro Corporate Bond ETF XETR_ETF 3 1 10%
EOCA:xnys Endesa Americas SA NYSE 4 1 10%
ENIC:xnys Enersis Chile SA NYSE 3 1 10%
540B:xetr Amundi ETF MSCI Europe Materials UCITS XETR_ETF 4 2 20%
SC0Y:xetr Source STOXX Euro 600 Optimised Insu Source XETR_ETF 3 1 10%
IQQ8:xetr iShares FTSEurofirst 80 UCITS ETF XETR_ETF 3 1 10%
EXW3:xetr iShares STOXX Europe 50 UCITS ETF (DE) XETR_ETF 3 1 10%
TGYM:xmil Technogym SpA MIL 8 3 40%
MONET:xpra MONETA Money Bank AS PRA 5 2 20%
XMWO:xmil Db X-Trackers Msci World Ucits Etf MIL 3 1 10%
BWX:xasx BWX Ltd ASX 8 3 40%
BAIDKAAKKL:xcse BankInvest Danske Aktier Akkumulerende KL CSE_INV 3 1 10%
XDWC:xetr db x-trackers MSCI Wrld Consumer Index UCITS ETF XETR_ETF 4 2 20%
LDO:xmil Leonardo - Finmeccanica SpA MIL 4 2 20%
BSL:xses Raffles Medical Group Ltd SGX-ST 3 1 20%
VPBN:xswx VP Bank AG SWX 7 2 20%
OBEL:xbru ORANGE BELGIUM SA BRU 6 2 20%
NTLA:xnas Intellia Therapeutics Inc. NASDAQ 6 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
XTB:xwar X-Trade Brokers Dom Maklerski SA WSE 6 3 40%
MGP:xnys MGM Growth Properties LLC NYSE 5 2 20%
NOVT:xnas Novanta Inc. NASDAQ 7 3 40%
INM:xasx Iron Mountain Inc. ASX 4 2 20%
VKI:xase Invesco Advantage Municipal Income Trust II AMEX 4 2 20%
BKN:xnys The Blackrock Investment Quality Municipal Tr Inc. NYSE 4 2 20%
VMO:xnys Invesco Municipal Opportunity Trust NYSE 4 2 20%
VPV:xnys Invesco Pennsylvania Value Municipal Income Trust NYSE 4 2 20%
GLRE:xlon SPDR Dow Jones Global Real Estate UCITS ETF LSE_ETF 4 2 20%
XDWD:xlon db x-trackers MSCI World Index UCITS ETF (DR) LSE_ETF 4 2 20%
EURO_new:xlon Spdr Msci Emu UCIITS Etf LSE_ETF 4 2 20%
WDC1_BSKT:xnas Western Digital Corp - Baske NASDAQ 8 2 20%
NGVT:xnys Ingevity Corp. NYSE 4 1 10%
ELISA:xhel Elisa Corporation HSE 3 1 20%
GSY:arcx Guggenheim Enhanced Short Duration ETF NYSE_ARCA 4 2 20%
CIK:xase Credit Suisse Asset Management Income Fund Inc. AMEX 4 2 20%
XPHG:xlon db x-trackers MSCI Philippines ETF £ LSE_ETF 4 2 20%
JTD:xnys Nuveen Tax-Advantaged Dividend Growth Fund NYSE 5 2 20%
JDD:xnys Nuveen Diversified Dividend And Income Fund NYSE 5 2 20%
QQQX:xnas Nuveen NASDAQ 100 Dynamic Overwrite Fund NASDAQ 5 2 20%
MOTR:xlon Motorpoint Group Plc LSE_SETS 6 5 100%
VAIJAPKL:xcse ValueInvest Japan KL CSE_INV 3 1 10%
VAIBLUEKL:xcse ValueInvest Blue Chip Value KL CSE_INV 3 1 10%
VAIGLOKL:xcse ValueInvest Global KL CSE_INV 3 1 10%
ARA:xnys American Renal Associates Holdings Inc. NYSE 4 3 40%
CRES:xmil Coima Res SpA MIL 8 3 40%
EBRYY:xnas Centrais Electricas Brazil OOTC 7 2 20%
7245:xtks Daido Metal Co. Ltd TYO 8 3 40%
4046:xtks Osaka Soda Co. Ltd TYO 6 3 40%
CMBS:arcx iShares CMBS ETF NYSE_ARCA 3 1 10%
EMUC:xswx iShares MSCI EMU CHF Hedged UCITS ETF SWX 3 1 10%
6463:xtks Tpr Co. Ltd TYO 5 2 20%
8012:xtks NAGASE & Co. Ltd TYO 5 1 20%
8897:xtks Takara Leben Co. Ltd TYO 5 2 20%
3GIS:xlon Boost GILTS 10Y 3X Short Daily ETP - NOCT LSE_ETF 7 4 80%
3NGS:xlon Boost Natural Gas 3X Short Daily ETP - NOCT LSE_ETF 7 4 80%
GDXJ:xlon VanEck Vectors Junior Gold Miners UCITS ETF LSE_ETF 4 2 20%
GDX:xlon VanEck Vectors Gold Miners UCITS ETF LSE_ETF 3 1 10%
EU13:xlon SPDR Barclays 1-3 Yr Euro Gov UCITS ETF LSE_ETF 3 1 10%
XBAG:xlon db x-trackers II Barclays Global Aggregate Bond LSE_ETF 3 1 10%
XDW0:xetr db x-trackers MSCI Wrld Energy Index UCITS (DR) 1C XETR_ETF 3 1 10%
CHTR:xnas Charter Communications Inc. NASDAQ 4 1 10%
EMBC:xswx iShares J.P.Morgan $ EM Bond CHF Hedged UCITS ETF SWX 3 1 10%
SPVG:xlon PowerShares S&P 500 VEQTOR UCITS ETF LSE_ETF 3 1 10%
LRET:arcx ETRACS Mthly Pay 2xlvg MSCI US REIT Index - NOCT NYSE_ARCA 6 3 40%
XDNG:xlon db x-trackers Jop-Nikkei 400 ACC - 2C LSE_ETF 3 1 10%
HEDP:xlon WisdomTree Europe Equity UCITS ETF LSE_ETF 3 1 10%
7575:xtks Japan Lifeline Co Ltd TYO 6 3 40%
CHR:xtse Chorus Aviation Inc. TSE 5 3 40%
COGG:xlon LOIM Global Government Go UCITS LSE_ETF 3 1 10%
FWEC:xlon LOIM Euro Corporate GO UCITS LSE_ETF 3 1 10%
XFEW:xlon db x-trackers FTSE 100 Equal Weight LSE_ETF 3 1 10%
IWVL:xlon iShares Edge MSCI World Value Fact UCITS LSE_ETF 3 1 10%
08318:xhkg Ching Lee Hldgs Ltd HKEX 8 3 40%
WLEO:xasx WAM Leaders Ltd - Options ASX 6 3 40%
WLE:xasx WAM Leaders Ltd ASX 6 3 40%
VEVE:xlon Vanguard FTSE Developed World UCITS ETF LSE_ETF 3 1 10%
SMIF:xlon TwentyFour Select Monthly Income Fund Ltd LSE_SETS 3 1 10%
USFD:xnys US Foods Holding Corp. NYSE 8 1 10%
TOY:xtse Spin Master Corp. TSE 8 1 10%
SEN:xetr Senvion SA FSE 5 2 20%
SUPV:xnys Grupo Supervielle SA NYSE 8 3 40%
SQNC:xlon SQN Asset Finance Income Fund Ltd LSE_SETS 6 3 40%
LIGHT:xams Philips Lighting NewCo BV AMS 5 1 10%
TDE:xlon Telefonica SA LSE_SETS 2 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VECP:xlon Vanguard EUR Corporate Bond UCITS ETF LSE_ETF 3 1 10%
XMLV:arcx PowerShares S&P Midcap Low Volatility Pportfolio NYSE_ARCA 3 1 10%
CCE:xams Coca-Cola European Partners Plc AMS 5 1 10%
WPP:xasx WPP AUNZ Ltd ASX 8 3 40%
BID:xjse Bid Corporation Ltd JSE 3 2 20%
FFARM:xams ForFarmers NV AMS 8 3 40%
BBOZ:xasx Betashares Aus Equities Strong Bear Hedge Fund ASX 4 2 20%
RWC:xasx Reliance worldwide corp. Ltd ASX 6 3 40%
CCE:xmce Coca-Cola European Partners Plc SIBE 5 1 10%
VEUD:xlon Vanguard FTSE Developed Europe UCITS ETF LSE_ETF 3 1 10%
WCN:xtse Waste Connections Inc. - NOCT TSE 4 3 40%
WCN_NEW:xnys Waste Connections Inc. NYSE 3 3 40%
INTER:xams Intertrust NV AMS 4 2 20%
CSTM:xpar Constellium NV PAR 8 3 40%
SITE:xnys SiteOne Landscape Supply Inc. NYSE 8 3 40%
CFCOU:xnas CF Corp. NSC 8 3 40%
03908:xhkg China International Capital Corporation Ltd HKEX 8 1 10%
XCAN:xmil db x-trackers MSCI CANADA INDEX UCITS ETF MIL 3 1 10%
BRES:xmil Lyxor UCITS ETF STOXX Europe 600 Basic Resources MIL 4 2 20%
GRP:xjse Greenbay Properties Ltd JSE 8 3 40%
MAPPSG:xjse Newfunds MAPPS Growth ETF JSE 5 2 20%
DENERG:xcse DONG Energy A/S CSE 3 2 20%
BMCH:xnas BMC Stock Holdings Inc. NASDAQ 8 1 10%
03175:xhkg Samsung S&P GSCI Crude Oil ER Futures ETF HKEX 4 2 20%
MAPPSP:xjse Newfunds MAPPS Protect ETF Portfolio JSE 4 2 20%
CSCA:xmil iShares MSCI Canada UCITS ETF MIL 3 1 10%
HDLV:xmil PowerShares S&P 500 High Div Low Vol UCITS ETF MIL 3 1 10%
SHIVMAKL:xcse Stonehenge - Value Mix Akkumulerende KL CSE_INV 3 1 10%
SHIGVAKL:xcse Stonehenge - Globale Valueaktier KL CSE_INV 3 1 10%
XDWT:xetr db x-trackers MSCI World IT Index UCITS ETF (DR) XETR_ETF 3 1 10%
X105:xmil db x-trackers II IBOXX Sov EuroZ 10-15 UCITS ETF MIL 3 1 10%
BDIDSC:xcse BIL Danmark - Danske Small Cap aktier CSE_INV 4 2 20%
MLPD:xlon Source Morningstar US Energy Infra MLP ETF - NOCT LSE_ETF 4 2 20%
3EUS:xlon Boost Euro Stoxx50 3X Shtday ETP - NOCT LSE_SETS 5 2 20%
PAF:xpar Lyxor UCITS ETF Pan Africa PAR 3 1 10%
JPP3:xlon ETFS 3X Long JPY Short GBP - NOCT LSE_ETF 6 3 40%
LUD5:xlon ETFS 5X Short EUR Long USD - NOCT LSE_SETS 7 4 80%
ACIA:xnas Acacia Communications Inc. NASDAQ 5 5 100%
ISLN:xlon iShares Physical Silver ETC - NOCT LSE_SETS 4 2 20%
TRE:xosl Treasure ASA OSE 8 3 40%
KEMIRA:xhel Kemira Oyj HSE 4 1 20%
3DEL:xmil Boost LevDax 3X Daily MIL 5 2 20%
3DES:xmil Boost ShortDax 3X Daily MIL 5 2 20%
BONAV_A:xome Bonava A - Shares SSE 6 2 20%
BONAV_B:xome Bonava B - Shares SSE 3 2 20%
BFIT:xams Basic-Fit NV AMS 8 2 20%
PAGE:xlon Michael Page International Plc LSE_SETS 7 3 40%
ASRNL:xams ASR Nederland NV AMS 8 2 20%
B2H:xosl B2Holding ASA OSE 8 3 40%
NXEO:xnas Nexeo Solutions Inc. NSC 8 3 40%
GMS:xnys GMS Inc. NYSE 8 2 20%
IDTM:xlon iShares $ Treasury Bond 7-10 Yr UCITS ETF LSE_ETF 3 1 10%
IDFF:xlon iShares MSCI AC Far East Ex-Japan UCITS ETF LSE_ETF 3 1 10%
IDEM:xlon iShares MSCI EM UCITS ETF LSE_ETF 3 1 10%
XMTD:xlon db x-trackers MSCI Taiwan IDX UCITS ETF LSE_ETF 3 1 10%
RDL:xlon Ranger Direct Lending Fund Plc LSE_SETS 4 2 20%
IDAR:xlon iShares Asia Property Yield UCITS ETF LSE_ETF 4 2 20%
FLQH:arcx Franklin LibertyQ International Equity Hedged ETF NYSE_ARCA 3 1 10%
FLQD:arcx Franklin LibertyQ Global Dividend ETF NYSE_ARCA 3 1 10%
3SIS:xlon Boost Silver 3X Short Daily ETP - NOCT LSE_SETS 7 4 80%
3SIL:xlon Boost Silver 3X Leverage Daily ETP - NOCT LSE_SETS 7 4 80%
AIGX:xlon ETFS Commodity Securities Ltd ETFS Ex- Energy LSE_SETS 3 1 10%
JJA:arcx iPath® Bloomberg Agriculture SubTR ETN NYSE_ARCA 4 2 20%
BBU_UN:xtse Brookfield Business Partners LP TSE 8 3 40%
BBU:xnys Brookfield Business Partners LP NYSE 3 3 40%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
TRUP:xnas Trupanion Inc. NASDAQ 8 3 40%
QQQ:xnas PowerShares QQQ Trust Series 1 NASDAQ 3 1 20%
XS2D:xlon db x-trackers S&P 500 2X Leveraged ETF LSE_ETF 5 2 20%
UK3L:xlon ETFS 3X Daily Long FTSE 100 LSE_ETF 6 3 40%
IOL:xmil Italiaonline SPA MIL 8 3 40%
TRNC:xnas Tronc Inc. NASDAQ 7 3 40%
COTV:xnys Cotiviti Holdings Inc. NYSE 5 2 20%
01565:xhkg Virscend Education Company Ltd HKEX 6 2 20%
PDVW:xnas pdvWireless Inc. NSC 8 3 40%
QDVM:xetr iShares TA-25 Israel UCITS ETF XETR_ETF 3 1 10%
BUOU:xses Frasers Logistics & Industrial Trust SGX-ST 5 2 20%
DVUK:xlon Source FTSE RAFI UK EQ Income Physical ETF LSE_ETF 3 1 10%
FEM:xlon FT Emerging Markets AphaDex UCITS ETF LSE_ETF 3 1 10%
SPIEUGKL:xcse Sparinvest Index Europa Growth KL CSE_INV 3 1 10%
SPIGLAMRIKL:xcse Sparinvest Index Globale Aktier Min. Risiko KL CSE_INV 3 1 10%
SPIGVBKL:xcse Sparinvest Inv Grad Valbonds UDB Allcount KL CSE_INV 3 1 10%
SPIHYVBKL:xcse Sparinvest High Yield Value Bonds Udb KL CSE_INV 3 1 10%
SPIJAGKL:xcse Sparinvest Index Japan Growth KL CSE_INV 3 1 10%
SPIUSSKL:xcse Sparinvest Index USA Small Cap KL CSE_INV 3 1 10%
SPIJASKL:xcse Sparinvest Index Japan Small Cap KL CSE_INV 3 1 10%
SPIJAVKL:xcse Sparinvest Index Japan Value KL CSE_INV 3 1 10%
SPIKOOKL:xcse Sparinvest Korte Obligationer KL CSE_INV 3 1 10%
SPIVAKL:xcse Sparinvest Value Aktier KL CSE_INV 3 1 10%
SPILOLKL:xcse Sparinvest Lange Obligationer KL CSE_INV 3 1 10%
SPIMAKKL:xcse Sparinvest Momentum Aktier KL CSE_INV 3 1 10%
SPIVEUKL:xcse Sparinvest Value Europa KL CSE_INV 3 1 10%
SPIVUSKL:xcse Sparinvest Value USA KL CSE_INV 3 1 10%
SPIEUCKL:xcse Sparinvest Index Europa Small Cap KL CSE_INV 3 1 10%
SPIVEMKL:xcse Sparinvest Value Emerging Markets KL CSE_INV 6 3 40%
SPIEMVKL:xcse Sparinvest EM ValueVirk.obl KL CSE_INV 3 1 10%
SPICUMKL:xcse Sparinvest Cumulus Value KL CSE_INV 3 1 10%
SPIEMIKL:xcse Sparinvest Index Emerging Market KL CSE_INV 4 2 20%
SPIDKAKL:xcse Sparinvest Danske Aktier KL CSE_INV 3 1 10%
SPIDJWKL:xcse Sparinvest Index DJSI World KL CSE_INV 3 1 10%
FDEU:xnys First Trust Dynamic Europe Equity Income NYSE 3 1 10%
LOCE:xlon LOIM Emerging Government Go UCITS LSE_ETF 3 1 10%
3NGL:xlon Boost Natural Gas 3X Leverage Daily ETP - NOCT LSE_ETF 7 4 80%
TWLO:xnys Twilio Inc. NYSE 8 3 40%
03135:xhkg CSOP WTI Oil Annual Roll Dec Futures ER ETF HKEX 4 2 20%
SWUSAH:xswx MSCI Switzerland hedged to USD (USD) A- dis SWX 3 1 10%
EUUSBH:xswx MSCI EMU hedged to USD UCITS ETF (USD) A - acc SWX 3 1 10%
UKUSBH:xswx MSCI United Kingdom hedged to USD UCITS ETF SWX 3 1 10%
XLKS:xswx Source Tech S&P US Select Sector UCITS ETF SWX 4 2 20%
SXLE:xswx SPDR S&P US Energy Select Sector UCITS ETF SWX 3 1 10%
JPUSBH:xswx MSCI Japan hedged to USD UCITS ETF SWX 3 1 10%
EGUSAS:xswx MSCI Emerging Markets SF UCITS ETF A-acc SWX 3 1 10%
2FI:xetr Fiat Chrysler Automobiles FSE 5 2 20%
OPK:xnas Opko Health Inc. NASDAQ 4 2 20%
IEUR:arcx iShares Core MSCI Europe ETF NYSE_ARCA 3 1 10%
4536:xtks Santen Pharmaceutical Co. Ltd TYO 5 1 10%
MAG:xase MAG Silver Corp. AMEX 8 2 20%
HVST:xasx BetaShares Australian Dividend Harvester Fund ASX 3 1 10%
BBUS:xasx BetaShares US EQ Strong Bear Hedge Fnd- Crcncy ASX 4 2 20%
NDQ:xasx BetaShares NASDAQ 100 ETF ASX 3 1 10%
UMAX:xasx BetaShares S&P 500 Yield Maximiser Fund ASX 3 1 10%
QUS:xasx Betashares FTSE Rafi US 1000 ETF ASX 3 1 10%
03012:xhkg Amundi Hang Seng HK 35 Index ETF HKEX 3 1 10%
SMH:arcx VanEck Vectors Semiconductor ETF NYSE_ARCA 4 2 20%
EZEX:xetr Source STOXX Eurozone Exporters UCITS ETF XETR_ETF 3 1 10%
COE:xnys China Online Education Group NYSE 8 3 40%
EMIH:arcx db x-trackers Emrg Mkts Bond - Int Rate Hdg ETF NYSE_ARCA 3 1 10%
3EUL:xlon Boost EURO STOXX 50 3X Leverage Daily ETP LSE_SETS 5 2 20%
3UKL:xlon Boost FTSE 100 3X Leverage Daily ETP LSE_SETS 6 3 40%
ISFA:xams iShares Core FTSE 100 UCITS ETF AMS 3 1 10%
D500:xetr Source S&P 500 Distributing UCITS ETF XETR_ETF 3 1 10%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
VETY:xlon Vanguard EUR Eurozone Govt Bond UCITS ETF LSE_ETF 3 1 10%
IREN:xswx Investis Holding SA SWX 6 3 40%
GATEE:xswx Gategroup Holding AG SWX 5 2 20%
HRI:xnys Herc Holdings Inc. NYSE 4 3 40%
ITGR:xnys Integer Holdings Corp. NYSE 4 3 40%
GATX:xnys GATX Corp. NYSE 3 1 10%
SNH:xnas Senior Housing Properties Trust NASDAQ 3 1 10%
GOV:xnas Government Properties Income Trust NASDAQ 6 3 40%
HPT:xnas Hospitality Properties Trust NASDAQ 3 1 10%
HTZ_NEW:xnys Hertz Global Holdings Inc. NYSE 4 3 40%
NFEMOM:xjse NewFunds Equity Momentum ETF JSE 5 2 20%
UK3S:xlon ETFS 3X Daily Short FTSE 100 LSE_ETF 6 3 40%
MORE:xnys Monogram Residential Trust Inc. NYSE 5 2 20%
02588:xhkg BOC Aviation Ltd HKEX 5 2 20%
LN:xnys LINE Corp. NYSE 5 2 20%
3938:xtks LINE Corp. TYO 5 2 20%
DUST_RATIO:arcx Direxion Daily Gold Miners Bear 3x ETF - Ratio 0.1 NYSE_ARCA 4 2 20%
FAZ_RATIO:arcx Direxion Daily Financial Bear 3x Sh - Ratio 0.25 NYSE_ARCA 6 3 40%
NUGT_RATIO:arcx Direxion Daily Gold Miners Bull 3x ETF - Ratio 0.1 NYSE_ARCA 6 3 40%
TZA_RATIO:arcx Direcion Daily Small Cap Bear 3x Sh - Ratio 0.25 NYSE_ARCA 7 4 80%
UVXY_RATIO:arcx Proshares Ultra VIX Short-Term Fut ETF - 0.2 (UVXY NYSE_ARCA 7 4 80%
SFR:xpar SFR Group SA PAR 4 3 40%
DXJF:arcx WisdomTree Japan Hedged Financials ETF NYSE_ARCA 3 1 10%
TTST:xlon Tata Steel Ltd GDR LSE_INTL 5 2 20%
FDM:xlon FDM Group (Holdings) Plc LSE_SETS 6 3 40%
FTV:xnys Fortive Corp. NYSE 5 2 20%
BEP:xnys Brookfield Renewable Partners LP NYSE 4 1 10%
JPGI:xlon JPMorgan Global Growth & Income Plc LSE_SETS 3 1 10%
DAL:xlon Dalata Hotel Group Plc LSE_SETS 6 3 40%
OD7B:xetr ETFS Coffee FSE 4 2 20%
DFM:xasx Dongfang Modern Agriculture Holding Group Ltd ASX 6 3 40%
IWMO:xlon iShares Edge MSCI World Momentum Factor UCITS ETF LSE_ETF 3 1 10%
KU23:xetr KUKA AG FSE 8 2 20%
IUSV:arcx iShares Core Russell US Value ETF NYSE_ARCA 3 1 10%
OR:xnys Osisko Gold Royalties Ltd NYSE 8 1 10%
FAB:xnas First Trust Multi Cap Value AlphaDEX Fund ETF NASDAQ 3 1 10%
ZOT_D:xmce *Ended 20160801 (Zardoya Otis SA - Rights) SIBE 4 2 20%
INFO:xnas IHS Markit Ltd NASDAQ 3 2 20%
TRTN:xnys Triton International Ltd NYSE 4 2 20%
CRD_B:xnys Crawford & Company Class B NYSE 5 2 20%
APFH:xnys AdvancePierre Foods Holdings Inc. NYSE 6 1 10%
EDOG:arcx ALPS Emerging Sector Dividend Dogs ETF NYSE_ARCA 3 1 10%
IDOG:arcx ALPS International Sector Dividend Dogs ETF NYSE_ARCA 3 1 10%
GNL:xnys Global Net Lease Inc. NYSE 5 2 20%
02136:xhkg Lifestyle China Group Ltd HKEX 6 5 100%
HYXE:xnas iShares iBoxx $ High Yld ex Oil & Gas Corp Bd ETF NASDAQ 5 2 20%
INE:xtse Innergex Renewable Energy Inc. TSE 8 1 10%
NXE:xtse NexGen Energy Ltd TSE 8 3 40%
EDF:xnys Stone Harbor Emerging Markets Income Fund NYSE 5 2 20%
ISAG:xlon iShares Agribusiness UCITS ETF LSE_ETF 4 2 20%
IDNA:xlon iShares MSCI North America UCITS ETF LSE_ETF 3 1 10%
IEMB:xlon iShares JPM USD Emerging Mkts Bond UCITS ETF LSE_ETF 3 1 10%
JYIPPB:xcse Jyske Invest Pensionspleje Balanceret CSE_INV 3 1 10%
EMRE:arcx Guggenheim Emerging Market Real Estate ETF NYSE_ARCA 3 1 10%
ENAV:xmil ENAV SpA MIL 5 3 40%
CORP:arcx PIMCO Investment Grade Corporate Bond Index ETF NYSE_ARCA 3 1 10%
OTB:xlon On The Beach Group Plc LSE_SETS 6 3 40%
DWFI:xnas SPDR Dorsey Wright Fixed Income Allocation ETF NASDAQ 3 1 10%
PSRW:xswx PowerShares FTSE RAFI All-World 3000 UCITS ETF SWX 3 1 10%
CPIP:xjse Capitec Bank Holdings Ltd JSE 8 2 20%
APGN:xdub Applegreen Plc ISE 6 3 40%
NOFI:xosl Norwegian Finans Holding ASA OSE 5 2 20%
PNGA:xlon ETFS GBP Daily Hedged Natural Gas ETF - NOCT LSE_SETS 4 2 20%
01768:xhkg Bracell Ltd HKEX 8 3 40%
AEG:xasx Absolute Equity Performance Fund Ltd ASX 4 2 20%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
PTHN:xnys Patheon NV NYSE 8 3 40%
01579:xhkg Yihai International Holdings Ltd HKEX 8 3 40%
MVUS:xlon iShares Edge S&P 500 Minimum Volatility UCITS ETF LSE_ETF 3 1 10%
EMH5:xlon SPDR 0-5 Emerging Market USD Gov Bond UCITS ETF LSE_SETS 3 1 10%
9436:xtks Okinawa Cellular Telephone Co. TYO 5 2 20%
CLU_C:xtse iShares US Fundamental Index ETF TSE 3 1 10%
AD:xams Koninklijke Ahold NV AMS 3 1 10%
WAVE:xpar Wavestone SA PAR 6 3 40%
TPIC:xnas TPI Composites Inc. NASDAQ 6 3 40%
CHUBA:xnas CommerceHub Inc. - A Shares NASDAQ 8 3 40%
CHUBK:xnas CommerceHub Inc. - C Shares NASDAQ 4 3 40%
JEVA:xdub Kenmare Resources Plc ISE 8 4 80%
CGC:xtse Canopy Growth Corp. TSE 8 3 40%
FCOM:arcx Fidelity MSCI Telecommunication Services Index ETF NYSE_ARCA 4 2 20%
BCV:xase Bancroft Fund Ltd AMEX 3 1 10%
CSTP:xlon SPDR MSCI Europe Consumer Staples ETF LSE_ETF 3 1 10%
SMDV:arcx ProShares Russell 2000 Dividend Growers ETF NYSE_ARCA 4 2 20%
CMEX:xams iShares MSCI Mexico Capped UCITS ETF AMS 4 2 20%
KDMN:xnys Kadmon Holdings Inc. NYSE 6 3 40%
CE9USD:xswx Amundi ETF MSCI Eastern Europe Ex Russia UCITS ETF SWX 3 1 10%
MCY:xasx Mercury NZ Ltd ASX 7 2 20%
REGL:arcx ProShares S&P Midcap 400 Dividend Aristocats ETF NYSE_ARCA 4 2 20%
XMLA:xmil db x-trackers MSCI EM Latam UCITS ETF MIL 5 2 20%
HDLV:arcx ETRACS Mthly Pay 2X Lev US High Div Low Vol ETN NYSE_ARCA 5 2 20%
DJP:arcx iPath Bloomberg Commodity Index Total Return ETN NYSE_ARCA 4 2 20%
HOPE:xnas Hope Bancorp Inc. NASDAQ 4 2 20%
XBKS:xnas Xenith Bankshares Inc. NASDAQ 8 3 40%
SPYB:xetr SPDR MSCI EM Europe UCITS ETF XETR_ETF 5 2 20%
PI:xnas Impinj Inc. NASDAQ 8 3 40%
01456:xhkg Guolian Securities Co Ltd HKEX 8 3 40%
ONVO:xnas Organovo Holdings Inc. NASDAQ 8 3 40%
MRON:xlon *Ended 20160823 (Melrose Industries Plc - Rights) LSE_SETS 5 2 20%
VXX_RATIO:arcx Barclays Bank iPath S&P 500 VIX - Ratio 0.25 NYSE_ARCA 3 1 10%
ESND:xnas Essendant Inc. NASDAQ 8 3 40%
TBCG:xlon TBC Bank Group Plc LSE_SETS 8 3 40%
XTLY:xnys Xactly Corp. NYSE 8 3 40%
01585:xhkg Yadea Group Holdings Ltd HKEX 8 3 40%
CBL:xasx CBL Corporation Ltd ASX 8 3 40%
LSI:xnys Life Storage Inc. NYSE 3 1 20%
DBD:xetr Diebold Inc. FSE 8 2 20%
CAMX:xome Camurus AB SSE 6 3 40%
MEDP:xnas Medpace Holdings Inc. NASDAQ 6 2 20%
EMV:xlon iShares Edge MSCI EM Min Volatility UCITS ETF LSE_ETF 3 1 10%
EYLD:arcx Cambria ETF Trust NYSE_ARCA 3 1 10%
4RT7:xetr ETFS Leveraged Gasoline FSE 7 4 80%
7943:xtks Nichiha Corp. TYO 5 2 20%
EIF:xtse Exchange Income Corp. TSE 5 2 20%
MIBX:xlon Lyxor UCITS ETF FTSE MIB LSE_ETF 3 1 10%
QIHU_CASH:xnys Qihoo 360 Technology Co. - Cash per share 76.93 NYSE 5 5 100%
ESG:xnas FlexShares Trust STOXX US ESG Impact Index Fund NASDAQ 4 2 20%
IBDK:arcx iShares iBonds Dec 2019 Term Corporate ETF NYSE_ARCA 3 1 10%
BAF:xasx Blue Sky Alternatives Access Fund Ltd ASX 4 2 20%
02111:xhkg Best Pacific International Holdings Ltd HKEX 6 3 40%
DRUG:xasx BetaShares Global Healthcare ETF - Currency Hedged ASX 3 1 10%
FOOD:xasx BetaShares Global Agri ETF - Currency Hedged ASX 3 1 10%
GLDV:xlon SPDR S&P Global Dividend UCITS ETF LSE_ETF 3 1 10%
VGP:xbru VGP SA BRU 6 3 40%
RRD:xnys R.R.Donnelley & Sons Co. NYSE 3 2 20%
3288:xtks Open House Co. Ltd TYO 5 2 20%
H:xtse Hydro One Ltd TSE 5 1 20%
EMHD:xlon PowerShares FTSE Emrg Mkts High Div Low Vol UCITS LSE_ETF 3 1 10%
EMDV:arcx ProShares MSCI Emerging Markets Div Growers NYSE_ARCA 3 1 10%
SXLF:xlon SPDR S&P US Financials UCITS ETF LSE_ETF 3 1 10%
PUTW:arcx WisdomTree CBOE S&P 500 PutWrite Strategy Fund NYSE_ARCA 3 1 10%
PGZ:xnys Principal Real Estate Income Fund NYSE 4 5 100%
Symbol Code Description Exchange Current Rating New Rating
New Margin
Requirement
XCSD:xlon db x-trackers II Australian Dollar Cash UCITS ETF LSE_ETF 3 1 10%
XCS2:xlon db x-trackers II Australia SSA Bonds UCITS ETF LSE_ETF 4 2 20%
HOME:xnys At Home Group Inc. NYSE 6 3 40%
DH2O:xlon iShares Global Water UCITS ETF LSE_ETF 3 1 10%
TOT:xtse Total Energy Services Inc. TSE 8 3 40%
7164:xtks Zenkoku Hosho Co. Ltd TYO 5 1 10%
BLBD:xnas Blue Bird Corp. NASDAQ 8 3 40%
NMZ:xnys Nuveen Municipal High Income Opportunity Fund NYSE 5 2 20%
JRS:xnys Nuveen Real Estate Income Fund NYSE 5 2 20%
PARR_R:xase Par Pacific Holdings Inc - Rights AMEX 6 3 40%
WING:xlon iShares Fallen Angels HY Corp. Bond LSE_SETS 4 2 20%
FIH_U:xtse Fairfax India Holdings Corp. TSE 6 2 20%
LSLI:xlon London and St Lawerence Investment Co. Plc LSE_SETS 5 5 100%
F750:xetr ComStage Alpha Dividende Plus UCITS ETF R XETR_ETF 3 1 10%
PPCN:xjse PPC Ltd - Rights JSE 6 3 40%
ONEK:arcx SPDR Russell 1000 ETF NYSE_ARCA 3 5 100%
SPYV:arcx SPDR S&P 500 Growth ETF NYSE_ARCA 3 5 100%
RTWO:xlon ETFS Russell 2000 US Small Cap GO UCITS LSE_ETF 4 5 100%
RTWO:xmil ETFS Russell 2000 US Small Cap GO UCITS ETF MIL 4 5 100%
KLDX:xase Klondex Mines Ltd AMEX 5 2 20%
UNW:xwar Uniwheels AG WSE 6 2 20%
SMD:arcx SPDR S&P 1000 ETF NYSE_ARCA 4 5 100%
IPDM:xlon iShares Physical Palladium ETC - NOCT LSE_SETS 4 5 100%
X7PS:xlon Source STOXX Eur 600 Opt Banks UCITS ETF - NOCT LSE_ETF 3 5 100%
3UKS:xlon Boost FTSE 100 3x Short Daily ETC - NOCT LSE_SETS 6 5 100%
SAMPO:xhel Sampo Plc HSE 3 1 20%
IBTX:xnas Independent Bank Group Inc. NASDAQ 6 5 100%
IUHC:xlon iShares S&P 500 Health Care Sector UCITS ETF LSE_ETF 3 5 100%
IUIT:xlon iShares S&P 500 InformationTechnology Sector LSE_ETF 3 5 100%
SYBB:xetr SPDR Barclays Euro Government Bond UCITS ETF XETR_ETF 3 5 100%
GOVY:xlon SPDR Barclays Euro Government Bond UCITS ETF LSE_ETF 3 5 100%
VHYL:xlon Vanguard FTSE All-World HD Yld UCITS ETF LSE_ETF 3 5 100%
TPS1VU0116:xhel Technopolis Plc - Rights HSE 6 3 40%
JCI_New:xnys Johnson Controls NYSE 3 1 10%