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AOIORev. 1/2011
FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)
i. Person Re porting (last name, first, middle initial)
Maloney, Paul L.
4. Title (Article I11 judges indicate active o r senior status;magistrate judges indicate full- or part-time)
District Judge-Active
7. Chamb ers or OfficeA d d r e s s
410 W. Michigan Ave.Kalamazoo, M149007
2. Court or Organization
Distr ic t Court , WD M 1
5a. Report Type (check appropriate type)
] Nomination,D a t e
[] Initi al [] Annual [] Final
5b. [] Amended Report
8. On the basis of the information contained in this Report and anymod ifications pertaining thereto, it is, in my opinion, in com pliancewith appl icable laws and regula t ions.
R e v ie w in g O ff ic e r D a te
3. Date ofR e p o r t
05/13/201
6. Reporting Period
01/01/2010to
12/31/2010
IM P O R T A N T N O T E S :The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where yoa have no reportable information. Sign on last page.
I . P O S I T I O N S .(Reporting individual only; seepp. 9-I3 of filing instructions.)
N O N E(No reportable positions.)
POSITION
I.
2.
3.
4.
NAME OF ORG ANIZATION/ENTITY
I I . A G R E E M E N T S .(Reporting individual only; seepp. 14-16 of filing instructions.)
~] N O N E(No reportable agreem ents.)
1.1995-2007
2.1995-2007
3.
DATE PARTIES AND TERMS
Sta te Judic ia l Pens ion ca lcu la ted based on years of se rv ice-Comm enced Drawing P ens ion January 2010
Berrien CountyPension calculated based on ye a r sof service-CommencedDrawing Pension January 2010
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I N a m e o f P e r s o n R e p o r t i n g
Ma loney, Paul L .
Date of Report
05/13/2011
I l L N O N - I N V E S T M E N T I N C O M E .(Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer s Non-Investm ent Incom e
D (No reportable non-investment income.)ONE
DATE SOURCE AND TYPE INCOME(you rs , no t spouses )
1. 2010 State of Michigan Judicial Pension $48,624.00
2.2010 Berr ien Coun ty, MI Pension $15,500.00
3.
4.
B . S p o u s e sN o n - I n v e s tm e n t In c o m e- lf you were m arried during an yportion of the reporting year, complete this section.(Dollar a mount not required except for honoraria.)
D N O N E(No reportable non-investment income.)DATE SOURCE AND TYPE
1.2010 Teacher, River Valley Scho ol District
2.
3.
4.
I V . R E I N B U R S E M E N T S-transportation, lodging, food, e n t e r t a i n m e n t .
(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)
N O N E(No reportable reimbursements.)
SOURCE DATES LOCATION
!.
2.
3.
4.
5.
PURPOSE ITEMS PAID OR PROVIDED
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Name of Person Reportin g
M alo n ey, P au l L .
Date of Report
05/13/2011
V I I. IN V E S T M E N T Sa n dT R U S T S - in c om e ,, , a l u e ,transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
Descr ipt ion of Assets In c o me d u r i n g( in c lu d in g t ru s t a s s e ts ) re p o r t in g p e r io d
(1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (e.g,
e x e m p t f ro m p r i o r d i s c l o s u r e C o d e 1 d i v. , r e n t ,( A - H ) o r i n t . )
18 . --TCW Total Return BD N
19 . - -UBS BankUSA Dep Acc t
20 . - -UBS Pace Money M arket INV Fund ClassP
21 . --Ivy Large Cap Growth A
22 . Brokerage Account #2
2 3. - -A p p le C om p u te r c o m m on st oc k
24 . - -UBSDepos i tAcc t
25. Brokerage Account #3
26 . - -S & P500 Index Fund B
2 7 . - -D iv iden d Gro w th Secu r it ie s B
28 . --MS Global Dividend Growth Secu rity A
29 . --MS Global Dividend Growth Secu rity B
30 . - - PaceGovt Sec Fixed Income Investmen tFund Class P
31 . - - Pace Large Com pany Growth EquityInvestnant Fund Class
32 . -- Pace lntl Emerg M kts Equity Class P
33 . - - Lrg Conap V alue Equity Fund C lass P
34 . -- Pacelntl Equity Fund Class P
A Dividend
Gross value at endof reporting period
(l) (2)Value Value
C o d e 2 M e t h o d(J-P) C o d e 3
( Q -W )
J T
A Interest J T
A Dividend
A Dividend
J T
J T
A Div idend K T
A Int./Div. J T
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
J
J
J
J
J
T
T
T
T
T
Ty p e ( e . g .,b u y, s e l l ,
redemption)
Transactions during reporting period
(2 ) (3) (4)D a t e Value Gain
mm/dd/yy Code 2 Code 1(J-P) (A-H)
Buy 01/05/10 J(addl)
Buy 01/05/10 J(addl)
Buy 01/05/10 J
Sold 01/14/10
Sold 01/14/10
Sold 01/14/10
Sold 01/14/10
Buy 01/13/10
Buy 01/13/10
Buy 01/13/10
Buy 01/13/10
Buy 01/13/10
J
J
J
J
J
J
J
J
J
A
A
A
A
Identity ofbuyer/seller(if private
transaction)
1. Incom e Gain Codes: A =$1,000 or less B =$ 1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns B 1 and D4) F =$ 50,001 - $ 100,000 G = $100,001 - $ 1,000.000 H 1 = $ 1, 00 0, 00 1 - $ 5 ,0 00 ,0 00 H 2 = M o re th a n $ 5, 00 0, 00 0
2. Value Codes J $15,000 or less K =$15,001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250,000{See ColummC t and D3) N =$250.001 - $500,000 O = $5130,001 - $1,000,000 P 1 =$ | , 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 =$ 5, 00 0, 00 1 - $2 5, 00 0, 00 0
P3 -$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T -Cash Market
(See Column C2) U =Book Value V -Other W =Est imated
E = $15,001- $50,00
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Name of Person Reporting
M a l one y, Pa u l L .
Date of Report
05/13/201 I
V I I. IN V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
A. B. C D.Description of Assets Income during Gross value at end Transactions during reporting period(including trust assets) reporting period of reporting period
( l) (2 ) (1) (2) (1) (2) (3) (4) (5)Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., D a t e Value Gain Identity of
exempt from prior disclosure Code I div.. rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
35.
36 .
37 .
38 .
39 .
40 .
41 .
42 .
43 .
44 .
45.
46.
47 .
48.
49.
50.
- - Pace Sin /Medium Co Growth EquityClass P
- -Pace Sta tegic Fixed Income Fund Class P
-- Pace Money Market lnvestmt Fund ClassP
-- Pace Global Real Estate Securit ies FundClass P
State of Michigan 401 k
- -SSgA Bond M arket Index
--MFS Total Return A
- -Dodge and Cox Stock Fund
- -Rainer Lg Cap Growth Equity Fund
--Columbia Acorn Z
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
--American Funds Euro Pacific
--Alliance Bernstein lnt Value l
- -Pimco Total Retum Fund I
--UBS Deposit Acct
--ING Small Cap Growth
A Dividend
A Dividend
A Dividend
A lnt./Div.
A Dividend
Bu y 01/13/10 J
Buy 01/13/10 J
Buy 01/13/10 J
Buy 01/13/10 J
J
K
L
K
J
J
J
T
T
T Sold 01/25/10(part)
T
Buy 01/25/10(addl)
Sold 02/26/10
T
Sold 01/25/10
T Buy 01/25/10(addl)
T
T Buy 02/26/I 0
J
J
J
J
51 . 457 Retirement Acct
1. Income Gain Codes:
(See Columns B I and D4)2. Value Codes
(See Columns C I and D3)
3. Value Method Codes
(See Cotumn C2)
A=$1,000 orlcssF =$50.001- $100,000J =$I5,000 or less
N =$250,001 -$500,000P3 -$25,000,001- $50,000,000Q =AppraisalU =Book Value
B =$1,001- $2,500
G =$100,001- $1,000,000K =$15,001 -$50,000O=$500,001- $1,000,000
R =Cost(Real E~ate Only)
V =Other
C =$2.501- $5,000H 1 =$1 ,000,001- $5.000.000L =$50,001- $100,000PI =$1,000,001- $5,000,000P4 -More than $50,000,000S =AssessmentW =Estimaled
D =$5,001- $15,000H2 =More than $5,000,000M=$100,001- $250,000P2 = $5,000,001 -$25,000,000
T =Cash Markct
E = $15,001- $50,0
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Name of Person Reporting
Malon ey, Paul L.
Date of Report
05/13/2011
V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction&)
52.
53.
54 .
55.
56.
57 .
58.
59 .
60 .
61 .
62 .
63 .
64 .
65 .
66 .
67 .
N O N E(No reportable income, assets, or transactions.)
Descr ipt ion of Assets In c o me d u r i n g
( inc lud ingtrust assets) repor t ing per iod
(l) (2 )Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code l div., rent,
Gross value at en d
of report ing period
(1) (2)Valu e Va l u e
C o d e 2 Method
Transact ions dur ing repor t ing per iod
( 1 ) (2) (3)Type (e.g., D a t e Valuebuy, sell, m m/dd /y y C ode 2
--Nationwid e Fixed Acct
--Newberger Genesis Fund TC
403b Account
--New Perspective Fund A
--Capital World G rowth A
--US Govt Securities A
Fifth Third B ank Account
DOJ Federal Credit Union
403b(7) Account
--New Perspective Fund A
--Capital World Grow th A
--US G0vt Securities A
-- AIM
--Invesco US Growth Fund A
--Pimco Total Retum Fund A
(A-H) or i n t . ) ( J - P )
B Int./Div.
A Dividend
A Dividend
A Dividend
A Dividend
A I n t e r e s t
A I n t e r e s t
A
A
A
A
A
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
L
J
J
J
J
J
J
J
J
J
J
J
C o d e 3
( Q - W )
T
T
T
T
T
T
T
T
T
T
T
T
redemption) ( J - P )
Buy 01/28/10
Sold 04/28/10
Buy 04/01/10
Buy 01/28/10
J
J
J
J
( 4 ) ( 5 )Gain Identity of
Code 1 buyer/seller(A-H) (if private
transaction)
A
I. Income Gain Codes:(See Columns B I and IM)
2. Value Codes(See Columns C I and D3)
3. Value Method Codes(See Column C2)
A =$1,000 or less
F =$50,001 - $100,000J =$15,000 or lessN = $250,001 - $500,000P3 - $25,000,001 - $50,000.000Q =AppraisalU =Book Value
B =$1,001- $2,500
G =$100,001- $1,000,000K-$15,001- $50,000O-$500,001 -$1,000,000
R =Cost(Real Estate Only)V =Other
C =$2,501- $5,000H1 =$1,000,001- $5,000,000L -$50,001- $100,000PI =$1,000,001 - $5,000,000P4 =Morethan $50,000,000S =AssessmentW=Est imated
D=$5,001- $15,000H2 =More than $5,000,000M-S100,001 -$250,000P2 = $5,000,001- $25,000,000
T =Cash Markct
E =$15,001- $50,00
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N a m e o f P e r s o n R e p o r t in g
M aloney, Paul L.
Date of Report
05/13/201 I
V III. ADI)ITIONAL INFORMATION OR EX PLANATIONS.(lndlcate part of report.)
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IX . CERTIFICATION.
Iame of Person Reporting
Maloney, Paul L.
Date of Report
05/13/2011
1 cert i fy that al l inform ation g iven above (including inform ation pertain ing to my spou se and m inor or dependen t chi ldren , ifaccurate , t rue, and comp lete to the best of my kn owledg e and bel ief , and that any information not reported was w ithheld because provis ions permit t ing non-disclosure.
1 fu r ther ce r ti fy tha t ea rned incom e f rom ou t s ide employm en t and hono rar ia and the accep tance o f g i f ts wh ich hav e been repcom pliance with the provis ions o f 5 U.S.C. app. 501 et . seq . , 5 U.S.C. 7353, and Judicial Conference regulat ions .
Signatur e : S/Paul L. M aloney
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G LY A N D W I L F U L LY FA L S IF I ES O R FA I L S TO F I L E T H IS R E P O RT M AY B E SAN D CRIM INAL SAN CTION S (5 U.S .C . app . 104)
Commit tee on Financial DisclosureAd minist rat ive O ff ice of the U nited States Co urtsSuite 2-301One Columbus C irc le, N .E .Wash ington, D.C. 20544
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FINANCIAL DISCLOSURE REPORT
FOR CALENDA R YEAR 2010
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)
1 . P e r s o nReporting (last nam e, first, middle initial)
Maloney, Paul L.
4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-time)
District Judge-Active
7. Chambers or O ffice Address
410 W. Michigan Ave.Kalamazoo, M149007
2. Court orOrganization
District Court, WD M I
5a. Report Type (check appropriate type)
]Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis of the information contained in this Report and anymod ifications pertaining thereto, it is, in my opinion, in comp liance~vith applicable laws and regulations.
Reviewing Off icer D a t e
3. Dateof Report
08/17/2011
6. Reporting Period
01/01/2010
to
12/31/2010
IM P O R TA N T N O T E S :The instructions accompanying this form must be followed. Complete ali parts,checking the NONE box for each part where you have no reportable information. Sign on last page.
I . P O S I T I O N S .m , ,o n i n ~ i n d i v i d . a l o n t y ; s e e p , . 9 - 1 3of filing instructions.)
N O N E ( N oreportable positions.)
POSITION
1 .
2.
3.
4.
5.
N A M E O F O R G A N I Z AT IO N /E N T I T Y
I I . A G R E E M E N T S .(Reporting individual only; seepp. 14-16 offiling instructions.)
D NONE (No reportable agreem ents.)
1. 1995-2007
2. 1995-2007
3.
DATE PARTIES AND TERMS
State Judic ia l Pension ca lcula ted based on years of service-Com menced Drawing Pension Janua
Berr ien C ounty Pension ca lcula ted based on years of service-Com men ced Drawing Pension Ja2 0 1 0
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N a m e o f P e r so n R e p o r t i n g
Maloney, Paul L.
Date of Report
0.5/13/2011
I ll . N O N - I N V E S T M E N T I N C O M E .(Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filer s Non-Investment Incom e
~ (No reportable non-investment income.)O N E
DATE SOURCE AND TYPE INCOME(yours, not spouses)
1. 2010 State of Michigan Judicial Pension $48,624.00
2.2010 Berrien County, MI Pension $15,500.00
3.
4.
B .Spouse s Non- Inves tmentI n c o m e- if you were m arried during any portion of the reporting year, com plete this section.(Dollar am ount not required except for honoraria.)
~ N O N E(No reportable non-investment income.)
DATE
1. 2010
2.
3.
4.
SOURCE AND TYPE
Teacher, River Valley School District
I V. R E I M B U R S E M E N T S--transportation, lodging, food, entertainment.(Includes those to spouse and dependen t children; see pp. 25-27 of filing instructions.)
N O N E(No reportable reimbursements.)
SOURCE DATES LOCATION
1 .
2.
3.
4.
5.
PURPOSE ITEMS PAID OR PROVIDED
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Nam e of Person Reporting
Malone y, Paul L.
Date of Report
05/13/2011
V. G I F T S .a . c t u d e sthose to spouse and dependent children; seepp. 28-31 of filing instructions.)
N O N E(No reportable gifts.)
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . an e l u d e s , h o s e o , ~ s p o n s eu n ddependent children; see p p . 3 2 - 3 3of fillng instructions)
N O N E(No reportable liabilities.)
CREDITOR DESCRIPTION
1 .
2.
3.
4.
5.
VALUE CODE
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N a m e o f P e r so n R e p o r t i n g
Maloney, Paul L.
Date of Report
05/13/2011
V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(1 ) (2) (1) (2) (I ) (2) (3) (4) ( 5 )Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., D a t e Value Gain Identity of
exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, m m /d d/y y C od e 2C ode l buyer/seller(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
1. Brokerage Account # 1
2. - -Al l ianz NFJ Div idend Value A A
3. - - Al l ianz NF J Smal l Cap Value A A
4. - - A m e r C e n t G r o w th A D V A
5. --Blackrock Inflat Prot Bond A A
6. --Blackrock Equity Dividend A
7. Am er ican Euro Pac i f ic Growth F A
8. - -Am er ican Gr FD of Am er ica FA Div id en d
9. --ING Global Real Estate A A Dividend
1 0 . - -Perk ins Mid C ap Val INV A Dividend10a. --Jennison Mid-Cap Growth A A D i v i d e n d
11 . - - JP M o rg a n H I B R G S TAT M K T N E U A A Dividend
1 2 . - -Lazard Em erging Marke ts Open A Dividend
13 . - -P imco Low D ura tion FD A A Dividend
1 4 . --Pimc0 Total ReturnA A Dividend
1 5 . --Thornburg lntl Value A A Dividend
1 6 . - -Van Kampen Smal l Cap Growth A A Dividend
17 . --First American Real Estate SEca A Dividend
Dividend
Dividend
Dividend
Dividend
J
J
J
J
T
T
T
T
Dividend
Dividend
JJ
TT
Bu y 01/05/10 J(addl)
Sold 01/05/10 J A
Sold 01/05/10 J B(part)
Sold 01/05/10 J A
Sold 01/05/10 J A
Sold 01/05/10 J A
Sold 01/05/10 J B
J
J
J
T
T
T
Buy 01/05/10(add l )
Buy 01/05/10(add l )
Sold 01/05/10(part)
Sold 01/05/10
J
J
J
J
B
A
Sold 01/05/10 J A
1 . Incom e Gain C odes: A =$1 ,000 o r less
(S ee C olum ns BI an d D 4) F =$5 0,001 - $I00,0002. Value Codes J =$15,000 or less
(See Columns CI and D3) N = $250,001 - $500,000P3 =$25,000,001 - $50,000,000
3. Value Method Codes Q =Appraisal(See Column C2) U =Book Value
B =$1,001- $2,500
G =$100,001- $1,000,000K=$15,001- $50,000O=$500,001 - $1,000,000
R =C ost(Real Estate Only)V =Other
C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $100,000P 1 = $1,000,001 - $5,000,000P4 -More than $50,000,000S =AssessmentW = Estimated
D =$5,001- $15,000H2 =Mo~ than $5,000,000M=$100,001 -$250,000P2 -$5,000,001- $25,000,000
T =Cash Markct
E =$15,001- $50,00
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N a m e o f P e r so n R e p o r t i n g
Maloney, Paul L.
Date of Report
05/I3/201 l
V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~] N O ~ N E(No reportable income, assets, or transactions.)
Description of Assets Transact ionsdur ing repor t ing per iod(includingt rust asse ts)
P l ace " (X )" a f t e r each a s s e t
e x e m p tfrom priordisclosure
1 8 . -TCW Total Return BD N
1 9 . - -UBS BankUSA Dep Acct
2 0. - -U B S P ace M o ney M ark et IN V F u nd C lassP
21. --Ivy Large Cap G rowth A
22. Brokerage Account #2
23 . --Apple Computer commo n stock
24 . --UBS Dep osi t Acct
25. Brokerage Account #3
26 . --S & P 500 Index Fund B
27 . --Dividend Growth SecuritiesB
28 . --MS Global Dividend Growth Security A
29. --MS Global Dividend Growth Security B
30 . - - Pa c e Govt Se c Fi xe d I nc om e Inves tm e n tFund Class P
31 . - - Pac e La rge Com pa ny Growt h Equi tylnvestmnt Fund Class
32. -- Pace Inll Emerg Mkts Equ ity Class P
33 . -- Lrg Comp Valu e Equity Fund Class P
34. -o Pace lntl Equity Fund Class P
Incomeduring Grossv a l u e a t en dreport ingper iod of report ing period
(1 ) (2 ) (l) (2)Amount Type (e.g., Va l u e ValueCo de 1 div., rent, C o d e 2 M et h o d( A - H ) or int.) (J-P) C o d e 3
( Q - W )
(t ) (2) (3)Type (e.g., Date Valuebuy, sel l , mm/dd/yy C o d e 2
r e d e m p t i o n ) (J-P)
A Dividend J T Bu y 01/05/10(addl)
A Interest J
A Dividend J
A Dividend J
T
T
A Dividend
A Int./Div.
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividefid
K
J
T
T
T
T
T
A
A
A
A
A
A
A
A
A
Bu y 01/05/10(addl)
Bu y 01/05/10
J
J
Sold 01/14/10 J
Sold 01/14/10 J
Sold 01/14/10 J
Sold 01/14/10 J
Buy 01/13/10 J
Buy 01/13/10 J
Buy 01/13/10 J
Buy 01/13/10 J
Buy 01/13/10 J
J
J
J
J
J
(4) (5 )G a i n I d e n t i t yo f
Code 1 buyer/seller(A-H) ( i f p r i v a t e
transaction)
1. I n c o m e G a i nCodes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000( See Co lum n~ B I and D4) F =$ 50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1 ,000,001 - $5.000,000 H 2 =M ore than $5,000.000
2. Value Codes J =$15,000 o r less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250.000(See Columns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000
P3 -$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =Appraisal R =C ost (Real Estate Only) S =Assessment T =CashM a r k e t
(See Column C2) U =Book Value V =Other W =Estimated
E =$15,001- $50,0
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FINANCIAL DISCLOSURE REPORT
Page 6 o f 9 Ia m e o f P e r s o n R e p o r t i n g
Maloney, Paul L.
Date of Report
05/13/2011
V I I. I N V E S T M E N T S a n d T R U S T S -in c o m e , v a l u e ,transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
Income during G r o s s v a l u e a t e n dreporting period o f r e p o r ti n g p e r i o d
(l ) ( 2 ) (l) (2) (l ) (2) (3)Place "(X)" after each asset A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value
exempt from prior disclosure Code I d iv . , re n t, C o d e 2M e th o d b u y , s e l l , m m /d d /y y C o d e 2( A - H ) or in t . ) ( J - P ) C o d e 3 redemption) ( J - P )
(Q - W )
D e s c r i p t io n o f A s s e t sTransactions during reporting period.( i n c l u d i n g t r u s t a s s e t s )
35 .
36 .
37 .
38 .
39 .
40 .
41 .
42 .
43 .
44 .
45 .
46 .
47 .
48 .
49 .
50 .
51 .
-- Pace Sm/Medium Co Growth EquityClass P
- -Pace Sta tegic Fixed Income Fund C lass P
-- Pace Money Market Investmt Fund ClassP
-- Pace Globa l Real Estate Securit ies FundClass P
State of M ichigan 401k
--SSgA Bond M arket Index
--MFS Total Return A
- -Dodge and Cox Stock Fund
--Rainer Lg Cap Growth Equity Fund
--Columbia Acorn Z
A Dividend J
A Dividend J
A Dividend J
A Dividend J
A
A
A
A
A
Dividend
Dividend
Dividend
Dividend
Dividend
J
K
L
K
T
T
T
T
--American Funds Euro Pacific
--Alliance Bernstein Int Value I
--Pimc0 Total Return Fund I
--UBS Deposit Acct
- - ING Small Cap Growth
457 R et irement Acct
A Dividend
A Dividend
A Dividend
A Int./Div.
A Dividend
J
J
J
T
T
T
Bu y 01/13/10 J
Bu y 01/13/10 J
Bu y 01/13/10 J
Bu y 01/13/10 J
Sold 01/25/10 J(part)
Bu y 01/25/10 J(addl)
Sold 02/26/10 J
Sold 01/25/10 J
Bu y 01/25/10 J(addl )
Bu y 02/26/10 J
( 4 ) (5 )Gain Identity of
Code 1 buyer/seller(A-H) (if private
transaction)
1. Income Gain Codes:(See Columns B 1 and D4)
2. Value Codes
(See Columns C I and D3)
3. Value Method Codes
(See Column C2)
A=$1,000 orlcssF =$50,001 -$100,000
J =$15,000 orlcssN=$250,001- $500,000P3 =$25,000,001 o $50,000,000Q =App~i sa lU =Book Value
B =$1,001- $2,500G=$100,001 - $1,000,000K=$15,001 -$50,000O=$500,001 -$1,000,000
R =Cost(Real E~ate Only)V -Other
C =$2,501- $5,000H1 =$1,000,001 - $5,000,000L =$50,001- $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW = Estimated
D = $5 , 001 - $15 , 000H2 = M ore t ha n $5 . 000, 000M = $100 , 001 - $250 .000P2 = $5 , 000 ,001 - $25 , 000 .000
T = C a s h M a r k e t
E =$15,001- $50,0
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F I N A N CI A L D I S CL O S U RE RE PO RTPage 7 of 9
N a m e o f P e r so n R e p o r t i n g
M alo n ey, P au l L .
Date of Report
05/13/2011
V I I . I N V E S T M E N T S a n d T R U S T S -i n c o m e , v a l ~ e ,transactions (Includes those of spouse and dependent children; see pp. 34-60 of f iling instruct
N O N E(No reportable income, assets, or transactions.)
D e s c r i p ti o n o f A s s e t s Transactions during reporting period(including trust assets)
Income during Gross value at endre p o r tin g p er io d o f re po rtin g p er io d
(I ) (2 ) (1) (2) (l ) (2) (3)Pl a c e " ( X } " a f te r e a c h a s s e t A m o u nt T y p e ( e .g . ,Value Value T y p e ( e .g . , D a teValue
exempt from prior disclosure C o d e 1 d i v. , r e n t , C o d e 2 M eth o d b u y , s e l l ,m m / d d / y yC o d e 2( A - H ) or in t . ) ( J - P ) C o d e 3 re d e m ptio n ) ( J - P )
(Q-W)
52 . - -Nat ionwide Fixed Acct
53 . - -Newberger Genesis Fund TC
54 . 403b Account
55 . - -New Perspective Fund A
56 . - -Capital World Growth A
57. --US Gov t Securit ies A
58 . Fif th Th ird Bank Account
59 . DOJ Federal Credit Union
60 . 403b(7) Account
61 . --New Perspective Fund A
62 . --Capital World Growth A
63 . --US G0vt Securit ies A
64. -- AIM
65 .
66 . --Invesco US Growth Fund A
67 . - -PimcoTota l Return Fund A
B lnt./Div. L T
A Dividend J T
A Dividend J T
A Dividend J T
A Dividend J T
A Interest J T
A Interest J T
A Dividend J T
A Dividend J T
A Dividend J T
A Dividend
A Dividend J T
A Dividend J T
( 4 ) (S )Gain Identity of
Code 1 buyer/seller(A-H) (if private
transaction)
Bu y 01/28/10 J
Sold 04/28/10 J A
Bu y 04/01/10 J
Bu y 101/28/10 J
I. Income Gain Codes:(See Columns B I and D4)
2. Value Codes(See Columns C I and D3)
3. Value Mcthod Cedes(See Column C2)
A=$1,000 orlcss
F =$50,001- $100,000J =$15.000 orlcssN=$250.001 -$500,000P3 $25,000,001 - $50.000,000Q=AppraisalU=BookValuc
B =$1,001- $2,500
G =$100,001 -$1,000,000K =$15,001- $50,000O= $500,001 -$I,000,000
R=C ost(Rcal Estate Only)V -Other
C =$2.501 -$5,000HI =$1,000,001- $5,000,000L =$50,001- $100,000PI =$1,000,001- $5,000,000P4 -More than $50,000,000S =AssessmentW=Est imated
=$5,001 - $15,000H2 =More than $5,000,000M=$100.001- $250,000P2 =$5,000,001- $25,000.000
=Cash Markct
E =$15,001 -$50,00
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Page 8 o f 9
N a m e o f P e r s o n R e p o r t in g
Maloney, Paul L.
Date of Report
05/13/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.(lndlcatepart of report.)
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F I N A N CIA L D I S CL O S U RE RE P O RTPage 9 of 9
I X . C ERTI FI C ATI O N .
Iame of Person R eporting
Maloney, Paul L.
Date of Report
05/13/2011
I ce r t ify tha t a l l in forma t ion g iven ab ove ( inc lud ing in forma t ion pe r ta in ing to m y spouse and minor o r dependent ch i ld ren , accura te , true , and com ple te to the bes t o f m y know ledge and be l ie f, and tha t any in forma t ion no t r epor ted was wi thhe ld b ecauprovis ions permit t ing non-disclosure.
1 fur the r ce r ti fy tha t ea rned incom e f rom outs ide em ployme nt and honora r ia and the accep tance of g i f t s which have b een com pliance with the p rovis ions of 5 U.S.C. app. 501 et . seq ., 5 U.S.C. 7353, and Judicial Con ference regulat ions .
Signature: S/Paul L. Maloney
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G LY A N D W I L F U L LY FA L S I FI ES O R FA I L S T O F I LE T H I S R E P O RT M AY B E AN D CRIMIN AL SAN CTIO NS (5 U.S .C . app . 104)
Com m ittee on F inancia l DisclosureAd m inistrat ive O ff ice of the United States Co urtsSuite 2-301One C olumbus Ci rc le , N.E.Washington , D.C. 20544