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(Article qc:fiv" 511- 6.
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7. C:l13mllcrs 8. h:1si•
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·14. .l'fos·;:thc. ..
3.
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2.
ROM :MELINDA HARMON,US DIST.JUDGE Jun. 04 2007 09:28AM P2
Report required by the Eltllcs FINANCIAL DISCLOSURE REPORT AO 10 In GovommontJ\ct of 1978 Rev. 1/2()(17 fi'OR CAJ,ENDAR YEAR :2005 (5 U.S.C. app. §§ 101-111)
I. Person (la. 1 namc, fu&t, ini<ldl" nnlial)
Hmmon, Melinda 4. 'Till" Ill judges indicHlr. nf llnior stams;
magi.tr�\(; jddSCS indicnte fill. or -:srl-thnc)
Active Article IIf J ud.gc
or Office A•l<l"'I'
United States Courthouse ·5 15 Rusk, Suite 91 14
Houston, Te.xas 77002 . .
2. Court nr o nlution 3. Date ofRepOTt
U. S. District Court May 11) 2007 Ktlporl 'J'ypc (check appropri11t• lyp•) R•porllng l'oriod
[J D
Nomination Date
Initial Kl Annmd D !l'innl 01/01/2006
to
12/31/2006D Amended Ret')Ort
On th• or Information contained m 1h1$ Ki<pmla.11d any modificutioT1s p..tiining thereto, it is, in my opini11n, ln c1111 ilia11cc with opp'liC11blc lnws »nu r"gul:ttions.
Ri.:vicwing < >fficor ll:11J!:. . --· .
. . .. . . . ..
.. • M o o
. . . . tMPORTAN:t:/VoiiE:s..- ·The,.h,.?ttW?ti<J ;-.acco p ,71 111 t!ii. fbrm: mi ;t. be/�fi�;��d;. t(J,; i.et nU- ti "; .
. . .
. . . ' • . . . .· . .. ·N0:�4· ox for:eadi :Pi!ti·:wh:ere u.havc; ::n9_.t P."o��Je.infomia!i(:)p:; . $ ". ri Ia.<i.fpage.:
.... . .. . . . . .
. ... - · ... . ... . .. , · . . ..... . . .. .. .. . .. .. . . . ... _ . . . . . . . . ...· · ·
. I. POSITIONS. (RcporlinK imlivid.ual only: ace pp. !>-13 ofl1ii:1ruclion )
· 6il NONE (No reportable positions.)
POSITION NAMli OP ORGANI7.A TlON/ENTITY
1.
3.
4.
5.
II. AG.Rll EMENTS. (Ropnl'llng individual only;_, pp.14-16 ofinatructiona)
13'1 NONE (No reportable agreements.)
PARl'IES AND TERMS
I.
2.
2007
NONE
2.
0
AO 10 Rev. 112007
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2005
Report required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)
I. Person Reporting (last name, first, middle initial)
Harmon, Melinda
2. Cowt or Organization
U. S. District Court
3. Date of Report
May 11, 2007 4. Title (Article III judges indicate active or senior status;
magistrate judges indicate ful- or -art-time)
Active Article ill Judge
Sa. Report Type (check appropriate type)
D Nomination Date
D Initial RI Annual D Final
Sb.
D Amended Report
6. Reporting Period
01/01/2005 to
12/31/2005
7. Chambers or Office Address
United States Courthouse 515 Rusk, Suite 9114
Houston, Texas 77002
8. On the basis of information contained in this Report and any modifications pertaining thereto, it is, in
my opinion, in compliance with applicable laws and regulations.
Reviewing Officer: Date: 2007
> A.
u @
IMPORTANT NOTES: The instructions accompanying this form must be followed. checking the box for each part where you have no reportable infonnation.
Complete all parts, Sign on lastpage.
I.
[XI
POSITIONS. (Reporting individual only; see pp. 9-13 of instructions)
NONE (No reportable positions.)
1.
POSITION NAME OF ORGANIZATION/ENTITY
3.
4.
5.
II.
[XI
AGREEMENTS. (Reporting individual only; see pp.14-16 of instructions)
NONE (No reportable agreements.)
;O rn (') m -
< m 0
PARTIES AND TERMS
1.
2.
3.
3.
4.
I.
2.
3.
FINANCIAL DISCLOSURE REPORT Pa e 2 of 15
Name of Person Reporting
Harmon, Melinda
III. N 0 N-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of Instructions.)
A. Filer's Non-Investment Income
[XI NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
Date of Report
May 11, 2007
INCOME (Yours, not spouse's)
5.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
D
(Dollar amount not required except.for homoraria.)
NONE (No reportable noninvestment income.)
SOURCE AND TYPE
I. 2006 Law Firm: Crain Caton & J arnes
2.
5.
IV. REIMBURSEMENTS. transportation, lodging.food, entertainment -
(includes those to spouse and dependent children. See pp. 25-27 of instructions.)
[XI NONE (No reportable reimbursements.)
SOURCE DESCRIPTION
4.
5.
3.
4.
FINANCIAL DISCLOSURE REPORT
Pa e 3of15
Name of Person Reporting
Harmon Melinda
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-3 I of Instructions.)
[XI NONE (No reportable gifts.)
SOURCE DESCRIPTION
1.
Date of Report
May 11, 2007
VALUE
2.
5.
VJ. LIABILITIES. (Includes those to spouse and dependent children. See pp. 32-34 of Instructions.)
D NONE (No reportable gifts.)
CREDITOR DESCRIPTION
1. Northwestern Mutual Secured Note
2. Bank of America Credit Card
3. Capital One Credit Card
4. Capital One Unsecured Note
5. Bank of America Credit Card
VALUE CODE
J
K
J
J
J
J6. Bank of America Credit Card
7. Chase Credit Card J
Gain
Stock2
Hl=$l,000,001 - $5,000,000 H2=More than $5,000,000
(See ColWlillSCl and D3) N =$250,00 1 - $500,000
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
May 11, 2007 Pa e 4of15 Hannon Melinda
VII. INVESTMENTS and TRUSTS. - income, value, transactions (includes those of the spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
A.
Description of Assets (including trust assets).
Place "(X)" after each asset exempt from prior disclosure.
B . Income during
reporting period
c. Gross value at end of
reporting period
D.
Transactions during reporting period.
(!) Amount Code I (Ml)
(2) Type (e.g. Div., rent,
or int.)
(!)Amount Code2 (J-P)
(2) Value Me thod Code3 (Q-W)
( !) Type (e.g. Buy, sell, .merger,
re de mpti on. )
· Ifnot exempt from disclosure
(2) (3) ( 4) (5)Date Value Identity of
Month Code 2 Code I buyer/seller -Day (J-P) ( A•H) (if private
transaction)
I. I Trust #1 E
Div Int
0 T
2.
Common Account 1
3.
4.
Altria Gi:oup Inc
American Express Company 5.
American Int'l Group, Inc. 6.
Ameriprise Financial Inc. 7.
Bank of America Corp. 8.
BP PLC Spons ADR 9.
Bristol Myers Squibb Co. IO.
Chevron Corp (Chevron Texaco)
11. Citigroup, Inc
12. Coca Cola Company
13. Conoco Phillips
14. Emerson Electric
15. Exxon Mobil Corporation
16. Federal Nat'l Mortgage (FANNIE MAE)
17. General Electric Co.
18. HSBC Holdings PLC Sponsored ADR
19. Home Depot, Inc.
20. Intel Corp.
I. Income Gain Codes: A=$ I 000 or less C=$2,501-$5,000' B=$1,00I - $2,500 D=$5,001 - $ 15,000 E =$!5,001 - $50,000 (See ColWlillS BI and D4)
F=$$50,00I - $!00,000 G = $ I00,001 - $ 1,000,000 M=$I00,001 -$250,000 2. Value Code J=$15,000 or less L=$50,00I - $ 100,000 K=$15,00I - $50,000 P2 = $5,000,001 - $25,000,000P 1=$!,000,00l-$5,000,0000=$500,001 - $ 1,000,000
P 3=$25,000,00l-$50,000,000 P4=More than $50,000,000 3. Value Method Codes R = Cost (Real Estate Only) T=Cash Market
Q=Appraisal S=Assessment(See Co1Wlll1SC 2) V =Other U=Book Value W=Estimated
Stock
Pa e
Date of Report FINANCIAL DISCLOSURE REPORT Name of P erson Reporting
5of15 Hannon Melinda May 11, 2007
VII. INVESTMENTS and TRUSTS. - income, value, transactions (includes those of the spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
A. B. c. D. Income dwing Gross value at end of
Description of Assets reporting period reporting period Transactions dwing reporting period. (including trust assets).
If not exempt from disclosure Place "(X)" after each asset (I ) (2) (1) (2) (I)
exempt from prior disclosure. Amount Type Amount Value Type ( e. g. (2) (3) (4) (5)
Code l ( e.g. Code2 Method Buy, sell, Div., (J-P) Code 3 Date Value Gain Identity of
(A-H) merg er, Month Code2 Code l buy er/seller rent, (Q-W) redemption.)
or int.) -Day (J-P) (A-H) (if pr ivat e transaction)
21. I Trust #1 [continued]
22. Common Account 1 [continued]
23. International Business Machines Co.
24.
JP Morgan Chase & Co.
25 .
Johnson & Johnson
26.
Marsh & McClennan Cos., Inc.
27.
McGraw Hill Cos., Inc.
28.
Merck & Co., Inc.
29.
Merrill Lynch & Co., Inc.
30. Microsoft Corporation
31. News Corp Inc. CLA
32. Pepsico Incorporated
33. Pfizer Incorporated
34. Procter & Gamble Co.
35.
Royal Dutch Shell PLC
36.
Smucker JM Co (New)
I. Income Gain Codes: A=$l 000 or less(See Columns B l and D4) ' B=$1,001 -$2,500 C=$2,501-$5,000 D=$5,00I -$15,000 E=$15,00I - $50,000
2.
F=$$50,00I - $100,000
Value Code J=$15,000 or less (See ColumnsCI and D3 ) N=$250,001 -$500,000
G = $100,001 -$1,000,000 Hl=$1,000,001 -$5,000,000 H2 =Morethan$5,000,000
L=$50,001 - $100,000 M=$100,001 -$250 ,000 K=$15,00l -$50,000
Pl=$1,000,00l-$5,000,000 P2 = $5,000,001 -$25,000,000
0=$500,001 -$!;000,000
3. Value Method Codes (See ColumnsC2)
P3 =$25,000,001-$50,000,000 C (R 1 Es On! )
P4=More than $50,000,000 T=Cash M arket R = ost ea tate y
Q=Appraisal S=Assessment V =Other
U=Book Value W =Estimated
Stock,
Money Funds,
Stock,
G = $100,001 _ $1,000,000 H1=$1,000,00I - $5,000,000 H2=More than $5,000,000
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
May 11, 2007 Pa e 6of15 Harmon Melinda
VII. INVESTMENTS and TRUSTS. - income, value, transactions (includes those of the spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
A.
Description of Assets (including trust assets).
Place "(X)" after each asset exempt from prior disclosure.
B. Income dining
reporting period
c. Gross value at end of
reporting period
D.
Transactions dining reporting period.
(!) Amou nt Code I (A-H)
(2) Type (e.g . Div., rent,
or int.)
( I) Amount Code2
(J-P)
(2) Va lue
Method Code3
(Q-W)
( I) Type (e.g. Buy, sell,
merger, redemption.)
Ifnot exempt from disclosure
(2) (3) (4) Date Va lue Gain
M onth Code2 Code I -Day (J-P) (A-H)
(5) Identity of
buyer/seller (if p rivate
tra nsaction)
37 1 Trust #1 [continued]
38. Common Account 1 [continued]
39.
St. Paul Travelers Cos. me.
40.
Target Corp.
41.
Texas mstruments me.
42.
Walmart Stores, me.
43.
Walgreen Company
44.
Cash and Mkt. Account 1
45.
Tamarack mv. Funds Prime
46.
Common Account 2
47.
Acergy SA SPON ADR
48.
AEON Company, Ltd.
49.
Alumina Ltd.
50. Anglo American PLC ADR
51.
Arkema Sponsored ADR
Exchange 4/10
Sell 10/12 J
Buy 3/13 J
Spin Off 5/23
Sell 11121 J A
I. Income Gain Codes: A=$l,OOO or less B=$!,OO! - $2,500 C=$2,501-$5,000 D=$5,001 - $15,000 E=$15,001 - $50,000(See Columns Bl and D4) F=$$50,00I - $100,000
2. Value Code (See ColumnsCI and D3)
J=$15,000 or less
N=$250,001 - $500,000 .
K=$15,00! - $50,000
0=$500,001 -$1,000,000
L=$50,001 - $100,000
Pl=$1,000,001-$5,000,000
M=$100,001 - $250,000 P2 = $5,000,001 - $25,000,000
3. Value Method Codes (See ColumnsC2)
P3=$25,000,001-$50,000,000. R =Cost (Real Estate Only)
P4=More than $50,000,000
Q=Appraisal S=Assessment
U=Book Value V =Other
W=Estimated
T=Cash Market
Sponsored
'
54.
55.
58.
G = $100,001 _ $1,000,000 H1=;$1,000,00I -$5,000,000 H2=More than $5,000,000
K=$!5,001 -$50,000 L=$50,001 - $100,000 M=$100,001 - $250,000
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting May 11, 2007 Pa e 7of15 Harmon Melinda
VII. INVESTMENTS and TRUSTS. - income. value, transactions (includes those of the spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
A.
Description of Assets (including trust assets).
Place " (X)" after each asset exempt from prior disclosure.
52. 1 Trust #1 [continued]
53 · Australia & New Zealand Bkg
Sponsored ADR (New)
B. c. D. Income during Gross value at end of
reporting period reporting period Transactions during reporting period.
(I) Amount Code I (A-H)
(2)Type (e.g. Div., rent,
or int.)
(!) Amount Code2 (J-P)
(2)Value
Method Code3 (Q-W)
(!) Type (e.g.Buy, sell, merger,
redemption.)
Ifnot exempt from disclosure
(2) (3) (4)Date Value Gain
Month Code 2 Code I -Day (J-P) (A H)
(5)Identity of
buyer/seller (if private
transaction)
AXA Buy 3/8 J
BAA PLC Spons Adr Sell 2124 J A
56. Banco Santander Cent
Hispano, SA
57.
Barclays PLC ADR
British Amem TOB PLC
59. BT Group PLC
60. Cameco Corp Sell 312 J B
61. Canadian Pacific Railway Ltd.
62. Canon Inc.
63.
64.
Central Europe & Russia
China Mobile HK !TD.
Buy 1/30 J
65.
66.
Commerce Bank AG
Companhia Vale Do Rio Doce
ADR
Buy
Buy
4/11
5/16
J
J
I. Income Gain Codes: A=$!,OOO or less B=$1,00! -$2,500 C=$2,501-$5,000 D=$5,00I -$15,000 E=$!5,00I -$50,000 (See ColwmtS BI and D4)
F=$$50,00I -$100,000 2. Value Code J=$!5,000 or less
(See ColurnnsCI and D3) $ $5N= 250,001 - 00,000 P2 = $5,000,001 -$25,000,000 != 1,0 p $ ' ' '00 00 $5 000 000 1-0=$500,001 -$1,000,000 P3=$25,000,001-$50,000,000 P4=More than $50,000,000
3. Value Method Codes R = Cost (Real Estate Only) T=Cash Market Q=Appraisal S=Assessment(See ColwmtSC2) V =Other U=Book Value W'7Estimated
c.
Stock,
I. Income Gain Codes: A=$1,000 or less (See Columns Bl and D4) F=$$50,00J - $100,000 G = $100,001 _ $1,000,000 H!=$1,000,001 - $5,000,000 H2=More than $5,000,000
K=$J5,00I - $50,000 L=$50,001 - $100,000 M=$J00,001 - $250,000
3.
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
May 11, 2007 Pa e 8of15 Hannon Melinda
VII. INVESTMENTS and TRUSTS. - income, value, transactions (includes those of the spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
Type (e.g.
redemp tion.
A.
Description of Assets (including trust assets).
Place "(X)" after each asset exempt from prior disclosure.
B. Income during
reporting period Gross value at end of
reporting period
D.
Transactions during reporting period.
(!) Amollllt Code I (A-H)
(2) Ty pe (e.g. Div., ren
or int.)
(!) Amount Code2
(J-P)
(2) Value
Method Code3 (Q-W)
(I)
Buy, sell, merger,
)
Ifnot exempt from disclosure
(2) (3) Date Value Month Code2 -Day (J-P)
(4) Gain
Code I (A'H)
(5) Identity of
buyer/seller (if private
transaction)
67. 1 Trust #1 [continued]
68. Common Account 2 [continued]
69.
70.
DBS Group Holdings
Diageo PLC
Partial Sell
3/29 J A
71.
E on AG Buy 12/15 J
72.
Embraer Empresa Sell 1/31 J B
73. Encano Corp.
74.
Endesa SA Buy
Buy
2/8
8/10
J
J 75.
Enel Societa Per Azioni
76.
Fomento Economico Mexicano
77.
Go 1 Linhas Aereas Intel ADR Buy
Sell
4/21
12/8
J
J 78.
Honda Motor Ltd. Partial
Sell 6/20 J B
79. HSBC Holdings
80.
. ING Groep NV Buy 9/20 J
81.
Keppel Ltd Spons ADR Buy
Partial Sell
3/29
9/28
J
J B 82.
Komatsu Ltd. Buy 6/13 J
B=$J ,OOI - $2,500 C=$2,501-$5,000 D=$5,001 - $15,000 E=$15,00I - $50,000
J=$15,000 or less 2. Value Code P2 = $5,000,001 - $25,000,000
T=Cash Market
N=$250,001 - $500,000 P l =$1,000,001-$5,000,000 (See ColurnnsCI and D3) 0=$500,00l _ $ l ,OOO,OOO P3=$25,000,00!-$50,000,000 P4=More thati $50,000,000
R = Cost (Real Estate Only)Value Method Codes Q=Appraisal S=Assessment (See ColurnnsC2) V = Other
U=Book Value W=Estimated
c.
Stock
(See Colunms Bl and D4) F=$$SO,OOl _ $100,000
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
May 11, 2007 Pa e 9of15 Harmon, Melinda
VII. INVESTMENTS and TRUSTS. -income, value, transactions (includes those otthe spouse and dependent hildren. see pp. 34-57 of fifing instructions)
D NONE (No reportable non-investment income.)
B. Income during
reporting period Gross value at end of
reporting period
D.
Transactions during reporting period.
(I) Amount CodeI (A-H)
(2) Typ e ( e.g. Div., re nt,
orint.)
(1) Amount Code2 (J-P)
(2) V al ue
Method Code3 (Q-W)
(I) Type (e.g. Buy, sel ,l
redemption.)
Ifnot exempt fro in disclostire
(2) (3) (4) (5) Date Value Gain Identity of
Month Code2 CodeI buyer/seller -Day (J-P) (A-H) ( if private
transaction)
A.
Description of Assets (including trust assets).
Place "(X)" after each asset exempt from prior disclosure.
merger,
83. I Trust #1 [continued]
84. Common Account 2 [continued]
85.
MSCI South Korea Index FD
86.
Mitsubishi Corp. Buy· 3/15 J
87.
Mitsubishi UFJ Finl ADR
88.
Nestle SA
89. Norsk Hydro AS Sponsored ADR
90.
Novartis AG
91.
Orix Corporation
92. Petroleo Brasileiro SA Petrobras Sponsored ADR
93.
Petroleo Brasileiro SA Spons ADR REP 1 ORD SHS
94. Philippine Long Distance Tel. Co.
95. Rio Tinto PLC Buy 3/01 J
96. PartialRoche Holding Ltd. Sell
4/11 J A
97.
Royal KPN (NV) Buy 11113 J
I. Income Gain Codes: A=$1,000 or less B=$ I ,OOI - $2,500 C=$2,501-$5,000 D=$5,001 - $15,000 E=$15,00I - $50,000
H1=$1,000,00! - $5,000,000 H2=More than $5,000,000G = $100,001 - $1,000,000 M=$100,001 - $250,000 L=$50,00I - $100,000 1=$15,000 or less K=$15,001 - $50,000 Value Code 2. P2 = $5,000,001 - $25,000,000N=$250,001 - $500,000 Pl=$l,000,00!-$5,000,000(See ColunmsCI and D3) 0=$500,001 - $1,000,000
P3=$25,000,001-$50,000,000 P4=More than $50,000,000R = Cost (Real Estate Only) T=Cash Market
·3. Value Method Codes Q=Appraisal S=Assessment (See ColunmsC2) V =Other
U=Book Value W=Estimated
Stock2
1
(See ColwtmS Bl and D4) F=$$50,00I _ $IOO,OOO G = $100,001 - $1,000,000 H1=$1,000,001 - $5,000,000 H2=More than $5,000,000
K=$15,00I _ $50,000 L=$50,001 - $100,000 M=$100,001 - $250,000
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Pa e 10of15 Harmon, Melinda May 11, 2007
VII. INVESTMENTS and TRUSTS. -income, those otthe spouse and dependentc h ivalue, transactions(includes ld ren. see pp. 34-57 of fil ing instructions)
D NONE (No reportable non-investment income.)
B. c. D. Income during Gross value at end of
reporting period reporting period Transactions during reporting period.
(I) Amount Code I (A-H)
(2) Type (e.g. Div.,
rent, or int.)
(I) Amount Code2
(J-P)
(2) Value
Method Code 3 (Q-W)
(I) Type (e.g. Buy, sell, merger,
redemption.)
If not exempt from disclosure
(2) (3) (4) Date Value Gain Month Code2 Code I -Day (J-P) (A-H)
(5) Identity of
buyer/seller (if private trans action)
A.
Description of Assets (including trust assets).
Place "(X}" after each asset exempt from prior disclosure.
98.
Trust #1 [continued]
99. Common Account 2 [continued]
100. RWE Aktiengesellschaft Sponsored ADR
IOI. Scottish & Sthem Energy Buy 10/17 J
ADR Buy 11/21 J 102.
Sekisui House Ltd ADR Buy 1/11 J 103.
Serono SA ARD Sell 4/12 J A 104. Shangri-La Asia LTD Spons
ADR Sell 1/25 J A
105. Statoil ASA Spons ADR Sell 10/10 J A
106. Stolt Offshore SA ADR Com Exchange 4/10
107. Sun Hung Kai PPTYS LTD
Spons ADR 108.
Syngenta AD ADR
109. Tenaris SA ADR Buy 6/22 J
110. Toyota Motor Corp. Spons ADR
111.
Total SA (Total Fina Elf SA)
Partial Sell
Partial Sell
4/24
5/25
J
J
B
A
112. Unibanco Uniao de Bancos, Brasilieros SA Globa
I. Income Gain Codes: A=$1,000 or less B=$1,00I - $2,500 C=$2,501-$5,000 D=$5,00I - $15,000 E=$15,001 - $50,000
J=$15,000 or less 2. Value Code
Pl =$! OOO 00!-$5 OOO OOO N=$250,001 - $500,000 , , , ,(See ColwtmSCI and D3} 0=$500,001 - $1,000,000 P2 = $5,000,001 - $25,000,000
P3=e$25,000,001-$50,000,000 P4=More than $50,000,000 R =Cost (Real Estate Only) T=Cash Market
3. Value Method Codes Q=Appraisal S=Assessment (See ColwtmSC2) V =Other
U=Book Value W=Estimated
B. c.
Stock2
Bonds2
(See Columns Bl and D4) F=$$50,001 - $100,000 G = $100,001 _ $1,000,000 H1=$1,000,00I - $5,000,000 H2=More than $5,000,000
K=$!5,'001 - $50,000 L=$50,001 - $100,000 M=$100,00! - $250,000
0=$500,00l _ $l,OOO,OOO P1=$1,000,001-$5,000,000
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
May 11, 2007 Pa e 11 of 15 Harmon Melinda
VII. INVESTMENTS and TRUSTS. - income, value, transactions (includes those otthe spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
A.
Description of Assets (including trust assets).
Place " (X)" after each asset exempt from prior disclosure.
Income during reporting period
Gross value at end of reporting period
D.
Transactions during reporting period.
(I) Amount Code I (A-H)
(2) T ype (e.g.
Div., rent,
or int.)
(I) Amount Code2
(J-P)
(2) Value
Method Code3 (Q-W)
(!) Type ( e.g. Buy, sell,
merg er, redemption.)
If not exempt from disclosure
(2) (3) (4) (5) Date Value Gain Identity of Month Code2 Code I buyer/seller -Day (J-P) (A-H) (if priv ate
transaction)
113. 1 Trust #1 [continued]
114. Common Account 2 [continued]
115. UBS AG Reg
116. Vivendi Universal SP ADR Sell 2117 J
117.
Vondafone Group PLC
Partial
Sell
Sell
8/16
9/15
J
J
118.
Woori Finance Holdings Buy 12/14 J
119.
Cash and Money Mkt., Account2
120 . Tamarack Investment Funds Tax Free
121.
Account 3
122. Texas A & M Univ Revs.
FING SYS O/Y 4.749% B/E CPN 4.750% DUE 5/15/2007
123. Texas Wtr Dev. BDR RV ST
REVOLVING FD-SR Lien
Ser A B/E O/Y 4.375% CPN
4.300% DUE 7115/2006
Redemption 7117 J
I. Income Gain Codes: A=$1,000 or less B=$!,001 - $2,500 C=$2,501-$5,000 D=$5,001 - $15,000 E=$15,001 - $50,000
J=$15,000 or less 2. Value Code P2 = $5,000,001 - $25,000,000 N=$250,001 - $500,000
P3=$25,000,001-$50,000,000 (See ColumnsCI and D3)
P4=Mote than $50,000,000 T=Cash Market R = Cost (Real Estate Only)
3. Value Method Codes Q=Appraisal S=Assessment V= Other(See ColumnsC2) U=Book Value W=Estimated
Bonds,
FINANCIAL DISCLOSURE REPORT Pa e 12 ofl5
Name of P erson Reporting D ate of Report
Hannon Melinda May 11, 2007
VII. INVESTMENTS and TRUSTS. - income, value, transactions (includes those otthe spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
A. B. c. D. Income during Gross v alue at end of
Description of Assets reporting period reporting period Transactions during reporting period. (including trust assets).
If not exempt from disclosure
Place "(X)" after each asset (1) (2) (I) (2) (I)
exempt from prior disclosure. Amount Type Amount Value Type( e. g. (2) (3) (4)
Code I ( e.g. Code2 Method Buy, sell, Date Value Gain
(A-H) Div., (J-P) Code3 merg er, Mont Code2 Code I
rent, (Q-W) rede mption.)
124. 1 Trust #1 [continued]
125. Account 3
[continued] 126.
Fort Worth Tx Wtr Swr Rev Ref & Impt O!Y 4.95%B/E
Due 2/15/2010 127· Cash & Money Mkt,
Account3 128.
Tamarack Investment Funds Tax Free
129. 2 IRA#l
130. ExxonMobil
131. Aim Aggressive Growth Fund
132. SB Money Funds
133. 3 IRA #2
134. SB Money Funds
135 . Aim Aggressive Growth Funds
136. 4 IRA #3
137. SB Money Funds
138 . Triumph Resources
139. Zweig Close End Fund
140. Aim Aggresive Growth Fund
141. Alliance Premier Growth Fund
I . Income Gain Cod es: A=$1,000 or less
or int.)
E Div Pl
A D iv K
A Div M
B=$1,00I - $2,500
h (J-P) -Day
T
T.
T
C=$2,501-$5,000 0=$5,001 - $15,000
(A-H)
(See Columns Bl and D4) F=$$50,00I _ $ lOO,OOO G = $100,001 - $1,000,000
K=$15,00I - $50,000
H1=$1,000,001 - $5,000,000 H2=More than $5,000,000
2. Value Code (See ColumnsCI and D3)
3. Value Method Codes (See ColumnsC2)
J=$15,000 or less
N=$250,001 - $500,000
L=$50,00I - $100,000 M=$100,001 - $250,000
0=$500,001 - $1,000,000 Pl =$1,000,001-$5,000,000
P2 = $5;000,001 - $25,000,000
P3=$25,000,001 -$50,000,000 P4=More than $50,000,000 R = Cost (Real Estate Only)
Q=Appraisal S=Assessment
U=Book Value V =Other
W=Estimated
T=Cash Market
(5) Identity of
buy e r/seller (if priv ate transacti on)
E=$15,001 - $50,000
c.
I
(See Columns B 1 and D4 ) F=$$SO,OOl _ $100,000 G = $100,001 . $1,000,000 H1=$1,000,001 - $5,000,000 H2=More than $5,000,000
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Pa e 13of15 Harmon, Melinda May 11, 2007
VII. INVESTMENTS and TRUSTS. - income, value, transactions (includes those of the spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable non-investment income.)
A.
of Assets (including trust assets).
Place "(X)" after each asset exempt from prior disclosure.
B. Income during reporting period Desc
Gross value at end of reporting period
D.
Transacti ons during reporting period. ription
(1) Amoun t Code 1 (A-H)
(2) Type ( e.g. Div., rent,
or int)
(I) Amount Code2
(J-P)
(2)Value
Method Code3 (Q-W)
(!) Type ( e.g. Buy, sell,
merger, redemption.)
If not exempt from disclosure
(2) (3) (4)Date Value G ain
Month Code2 Code 1 -Day (J-P) (A-H)
(5) Identity of
buyer/seller (if private
transaction)
142 . 5 Law Firm 401K Profit
Sharing Plan None N T
143. 6 Real Estate Dallas, Tx.
Parcel 1 None K Q
144. 7
Real Estate Dallas, Tx.,
Parcel 2 B Rent J Q
145 . 8 Mineral Royalty Int.
None J w
146. 9
Exxon Mobil B Div L T
147. 10
Life Extra Ordinary Life Policy Northwestern Mutual
B Div K T
148. 11 Northwestern Mutual Life
"65 Life" Policy #1 A Div J T
149. 12
Northwestern Mutual Life "65 Life" Policy #2
A Div J T
150. 13
Northwestern Mutual Life
"65 Life" Policy #3 A Div J T
151 .
I. Income Gain Codes: A=$1,000 or less B=$1,001 - $2,500 C=$2,501-$5,000 D=$5,001 - $15,000 E=$.15,001 - $50,000
M=$100,00 I - $250,000 J=$15,000 or less L=$50,001 . $100,000 K=$15,001 - $50,000 2 . Value Code P2 = $5,000,001 - $25,000,000 (See ColurnnsCI and D3) N=$250,001 - $500,000 Pl=$l,OOO,OOl-$5,000,0000=$500,001 - $1,000,000
P3=$25,000,00l-$50,000,000 P4=More than $50,000,000 R= Cost (Real Estate Only) T=Cash Market
3. Value Method Codes Q=Appraisal S=Assessment (See ColurnnsC2) =OtherU=Book Value V W=Estimated
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Pa e 14of15 Harmon Melinda
Date of Report
May 1, 2007
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS - (Indicate part of Report.)
VI. 2. Formerly MDMA credit card. MDMA acquired by Bank of America.
VII. (1) Trust #1
Common stock, cash and money market fund Accounts 1, 2, 3.
The values and amounts listed reflect a 3115 interest held b which consists of three different accounts. considered a "in 2006.
in the trust, could be
Lines 4 7 and 106, Acergy SA Spon ADR exchanged for Stolt Offshore SA ADR Com.
VII. (5) Line 142. Share in law firm profit sharing plan and ABA Master Profit Sharing Plan. Participant's share is invested in the Index Equity Fund, a mutual fund, and in a selfmanaged account investing in Dreyfus Appreciation Mutual Fund.
VII. (6-7) Lines 143 and 144: Undivided 1/8 interest in two pieces of property in Dallas, Texas. Date of appraisal, December 6, 1994.
VII. (8) Line 145: 1/4 interest in a mineral royalty inherited in August 1999, paid through decedent's law firm. The interest is both a working and royalty interest on properties located in Webb County, Texas. The enterprise is Houston Exploration Co., Houston, Texas.
Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Pa e 15of15 Harmon Melinda May 11, 2007
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions
permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance
of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app .. § 501 et. Seq., 5 U.S.C. § 7353 and Judicial Conference Regulations.
Signature May 11, 2007
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIDS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SAN.CTIONS (5 U.S.C, App.,§ 104.)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D. C. 20544