Download - Session 17
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Session 17
ACG/SMART:
Reporting from CPS to COD
Sue O’Flaherty and Kathleen Wicks
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A Financial Aid Win…From a letter to The Philadelphia Inquirer, September 7, 2006
“… Recently, I met with one of our students – a minority student from Pennsylvania, a star football player, an honor biology student, a wonderful citizen on our campus, but also a financially needy young man --- who was $4100 short of paying his bill after all means of aid were exhausted. He came back to see me, and I had the pleasure of seeing his head come up high when I told him his hard work has paid off, that we had just awarded him a $4000 National SMART Grant. All the meetings we’d had with departments on campus, all the work getting the computers updated with the new grant info, all the paper we’d pushed to finalize the awards became worth it when I felt the full impact of his smile.”
Ginny Bradley, Associate Director of Student Financial Service,
Ursinus College, Collegeville PA
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Other ACG/National SMART Interest Sessions
• #5 Student Eligibility and Academic Year Issues
• #6 Transfer Student and Rigor/Major Issues
• #18 EDExpress Changes for HERA and 2007-
2008
• #19 A Day in the Life at the COD School
Relations Center
• #26 Negotiated Rulemaking Open Forum
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Topics Covered
• Institutional and Student Eligibility
• Phased Implementation Approach
• Reporting ACG/National SMART to COD
• Differences Between Pell and ACG/National SMART
• ACG/National SMART School Reports
• NSLDS and ACG/National SMART
• ACG/National SMART COD Processing
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Institutional Participation
• All schools that participate in Pell Grants and offer
an eligible educational program must participate in
ACG and National SMART Grants
• No new Program Participation Agreement (PPA)
• Must review self-identified applicants
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Institutional Eligibility
• Approximately 5400 schools participate in Pell
• Of these, 3350 are eligible for ACG
• Of these, 1944 are eligible for both ACG and
National SMART
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Institutional Eligibility
• Offers a 2 or 4 year degree program
• Program length in COD
– 5,6,7,8 for ACG
– 6,7,8 for National SMART
• See School Information, “General” page at COD
Web site (cod.ed.gov)
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Institutional Eligibility
• Based on school program information as reported
in the Application for Approval to Participate in
Federal Student Financial Aid Programs (See
eligcert.ed.gov)
• COD Edit 48 “School is Ineligible” returned on
student disbursement if school is ineligible
• No edit on student program length
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Student Eligibility
• US Citizen
• Enrolled in 2 or 4 year degree program
• Pell recipient
• Full time
• HS graduation after 1/1/06 (ACG Level 1)
• HS graduation after 1/1/05 (ACG Level 2)
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Student Eligibility
• Rigorous HS curriculum (ACG only)
• 3.0 GPA (ACG Level 2 and National SMART)
• Eligible Fields of Study (National SMART only)
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Additional Student Eligibility Criteria
• Student may not receive ACG or National
SMART concurrently from more than one school.
• ACG and National SMART must be received from
same school from which Pell Grant is received.
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ACG/National SMART Phased COD Implementation
Full functionality for ACG and National/SMART in
COD will occur in four phases.
I. Implementation of ACG Web Screen July 1,
2006
II. 5.1B July 29, 2006
III. 5.2B December 16, 2006
IV. 6.0 April 14, 2007
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06-07 ACG CPS Web Screens
• On July 1, 2006
– Potentially eligible students sent notification to
answer additional questions on ACG Web
Screen
– Paper filers were sent a comment on a SAR to
complete questions on the ACG Web Screen or
call 1-800-4FEDAID and answer ACG
questions on the phone
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06-07 ACG CPS Web Screens
• Questions include:
– High School graduation
– State student completed high school program
– Rigorous program questions
– After July 1, 2006, ACG eligibility questions
are provided to potentially eligible students
during the FAFSA process
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06-07 ACG CPS Processing
• Response sent on ISIR to School
• Comment Codes on ISIR tied to each Rigorous
Program response from student
• Schools receive daily flat file with response
information
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07-08 ACG CPS Processing
• There is no need for a “mass notification” process
for 2007-08
• ACG questions will continue to be “served up” to
potentially eligible applicants as part of the FOTW
experience
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07-08 ACG CPS Processing
• SAR and ISIR comment codes will remain the
same
• Potentially eligible 2007-08 paper filers will
continue to receive a message on the SAR to
either go to Corrections on the Web or to call 1-
800-4FEDAID to complete ACG questions
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07-08 ACG CPS Processing
• Current year ACG recipients, when applying for
2007-08, will also be provided ACG questions if
they continue to meet the criteria for being
considered as “potentially eligible”
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07-08 ACG CPS Processing
• ACG Eligibility Reason Codes: “01”, “02”, and
“03” will remain the same in 2007-08
• ACG Program Codes (used when reporting an
“01” eligibility reason code) in use for 06-07 will
be used for 2007-08
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07-08 ACG Rigorous Programs
• Additional programs may be approved by the
Secretary in response to the November 1, 2006
deadline for submitting new rigorous program
proposals.
• New programs approved by the secretary for 07-
08 will receive a new program code. A list of new
program codes will be posted as soon as it is
available.
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ACG/National SMART Phased COD Implementation
• 5.1B July 29, 2006
– Initial authorizations to schools
– School funding displayed on COD Web and
available in GAPS
– Process to adjust authorizations upon request
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ACG/National SMART Initial Authorizations
• Based on proportional volume of 2005-2006 Pell
Grant recipients at 2- and 4-year degree-granting
schools
• $221m in ACG
• $208m in National SMART
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ACG/National SMART Initial Authorizations
• Estimated amounts to fund disbursements until
mid-December.
• Pell JIT schools must draw from GAPS
• Cash Management regulations in 34 CFR 668
Subpart K apply
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ACG/National SMART Funding
• Schools can request additional funds for Fall Term until mid-December
– Electronic Announcement Posted 8/9/2006 Procedure for Fall 2006 Adjustments to ACG and National SMART Grant 2006-2007 Award Year Initial Authorizations
– Send email to: COD School Relations Center at [email protected]
– Request amount needed for fall disbursements
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Status to Date: 5.1B
• Adjustments without student reporting until mid-
December.
• E-mail notifications regarding ACG and National
SMART Grant awards suspended until January
17, 2007.
• Please draw funds for eligible student
disbursements so ED can project for 07-08
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ACG/National SMART Phased COD Implementation 5.1B
• ESOA Message Classes
– ACG = AGAS07OP
• Batch ID =AA
– National SMART = SGAS07OP
• Batch ID = SA
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Reporting ACG/National
SMART
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ACG/National SMART Reporting
• The earliest date on which a school was able to
disburse an ACG or National SMART Grant for
the 2006-2007 Award Year, either with Federal
funds or its own funds, was July 1, 2006.
• Always report disbursement date, not date sent to
COD
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ACG/National SMART Phased COD Implementation
• 5.2B December 16, 2006
– Common Record and Web processing
– Submission of student level data begins
– COD reports disbursements to NSLDS daily
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ACG Reporting
• Establishing an ACG Origination Record
• The following fields are required for ACG
– All fields required to establish a Pell Grant, plus:
• Financial Award ID
• Financial Award Number
• Student Level Code
• Eligibility/Payment Reason Code
• High School Program Code (if eligibility/payment code = 01)
• Citizenship Status Code (optional)
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ACG Reporting Elements
• Eligibility Payment Reason Code
– Required for ACG only
• 01 = Rigorous High School Program
• 02 = Advanced Placement/International
Baccalaureate Coursework and tests
• 03 = Coursework
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ACG Reporting Elements
• Rigorous High School Program Code
– Required for ACG only
• 6 digit, alpha numeric
• Required for ACG Eligibility Reason Code 01 only
– Example, AL0001
– See Volume VI, Section 9 of COD Technical
Reference
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National SMART Reporting – Establishing an Award
• The following fields are required for a National SMART
origination record:
– All the fields required to establish a Pell Grant, plus:
• Financial Award ID
• Financial Award Number
• Student Level Code
• Program CIP Code
• Citizenship Status Code (may be taken from CPS)
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National SMART Reporting – Establishing an Award
• Major Program of Study CIP Code
– CIP Codes can be found on IFAP
– See Revised List of Eligible Majors published
08-25-2006
http://ifap.ed.gov/dpcletters/Gen0615.html
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New Required Record Elements
• Financial Award ID & Financial Award Number are new
concepts for grant program
– Financial Award ID
• Helps COD distinguish multiple awards for the same student at
the same school for the same Award Year
• Assists in properly directing overpayment information at
Collections
• Comparable to Loan ID
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New Required Record Elements
• Financial Award Number
– The last 3 positions of the Award ID
– Demonstrates a change of award within an
academic year
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New Required Record Elements
• Elements of the Financial Award ID
– Current SSN
– Award Type (A=ACG, T = National SMART)
– Award Year (07)
– Pell School ID
– Financial Award Number
– 21 characters in length
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Financial Award ID & Financial Award Number
• Example 1 - Student A
Student level code of 1 receives an ACG Award $750 Fall Disbursement $375Award ID xxxxxxxxxA07xxxxxx001Financial Award Number 001
Spring Disbursement $375Award ID xxxxxxxxxA07xxxxxx001Financial Award Number 001
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Financial Award ID & Financial Award Number
• Example 2 - Student B
Student level code of 1 receives an ACG Award $750 Fall Disbursement $375Award ID xxxxxxxxxA07xxxxxx001Financial Award Number 001
Progresses to student level code of 2 receives an ACG Award $1300Spring Disbursement $650Award ID xxxxxxxxxA07xxxxxx002Financial Award Number 002
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Financial Award ID & Financial Award Number
• Example 2 - Student B, continued
Student B continues to have ACG award eligibility, with a student level code of 2, for the following Fall semester….
Fall Disbursement $650Award ID xxxxxxxxxA08xxxxxx001Financial Award Number 001
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Financial Award ID & Financial Award Number
• Example 3 - Student C
Student level code of 3 receives a SMART Award $4000Fall Disbursement $2000Award ID xxxxxxxxxT07xxxxxx001Financial Award Number 001
Spring Disbursement $2000Award ID xxxxxxxxxT07xxxxxx001Financial Award Number 001
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Financial Award ID & Financial Award Number
• Example 4 - Student D
Student level code of 3 receives a SMART Award $4000Fall Disbursement $2000Award ID xxxxxxxxxT07xxxxxx001Financial Award Number 001
Progresses to student level code of 4 and receives a SMART Award $4000Spring Disbursement $2000Award ID xxxxxxxxxT07xxxxxx002Financial Award Number 002
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Financial Award ID & Financial Award Number
• Example 4 - Student D, continued
Student D continues to have SMART award eligibility, with a student level code of 2, for the following Fall semester….
Progresses to student level code of 4 and receives a SMART Award $4000Spring Disbursement $2000Award ID xxxxxxxxxT08xxxxxx001Financial Award Number 001
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ACG/National SMART Reporting
• COD establishes award information per student,
per school, and per grade level
– Student level code can span multiple award
years
• Maximum schedule award amount for ACG and
National SMART awards at a single school or
across multiple schools cannot exceed the
maximum scheduled award amount
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Student Eligibility Not Required to Be Reported to COD
• US Citizen
– Optional
– If not reported, taken from CPS according to
Transaction #
• Enrolled in 2/4 year degree program
– Not reported to COD
– COD Edit is on institutional eligibility
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Student Eligibility Not Required to Be Reported to COD
• Pell Recipient
– Not reported
– Must be Pell eligible according to CPS
Transaction #
– FSA review of exception reports
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Student Eligibility Not Required to Be Reported to COD
• HS Graduation Date
– Not reported to COD
– Documentation retained by school
• 3.0 GPA
– Not reported to COD
– Calculation and documentation at school
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Student Eligibility That Must Be Reported to COD
• Academic Level
– Reported to COD
– Documentation retained at school
• Rigorous HS Curriculum
– ACG only
• Eligible Fields of Study
– National SMART Grant only
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Differences Between Pell and ACG/National SMART
• Overaward Logic (POP)
• Automatic corrections option
• Timing of actual disbursements
• Required record elements
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Overaward Logic (POP)
• Pell allows overaward at multiple schools for 30
days
• For ACG/National SMART, COD System rejects
disbursement records when the sum exceeds the
scheduled award amount limit
– At same school
– At multiple schools
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Automatic Corrections Option
• For Pell, a school may opt to have COD correct
certain values
• For ACG/National SMART, COD will reject
incorrect values
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Timing of Actual Disbursements
• For Pell, as early as 30 days prior to disbursement
date
• For ACG/National SMART, as early as 7 days
prior to disbursement date
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ACG/National SMART
School Reports
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ACG/National SMART Phased COD Implementation 6.0
• 6.0 April 14, 2007
– ACG and National SMART Multiple Reporting
Record (MRR)
• Message Class: AGMR07OP (ACG)
• Message Class: SGMR07OP (National SMART)
• Applies to concurrent enrollment only
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ACG/National SMART Phased COD Implementation 6.0
• ACG and National SMART Reconciliation Report
– Message Class: AGRC07OP (ACG)
– Message Class: SGRC07OP (National
SMART)
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ACG/National SMART Phased COD Implementation 6.0
• ACG and National SMART Year-to-Date (YTD)
Record
– Message Class: AGYR07OP (ACG)
– Message Class: SGYR07OP (National
SMART)
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ACG/National SMART Phased COD Implementation 6.0
• ACG and National SMART Text File
– Message Class: AGTX07OP (ACG)
– Message Class: SGTX07OP (National
SMART)
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ACG/National SMART Phased COD Implementation 6.0
• Data Requests
– Message Class: AGRQ07IN (ACG)
– Message Class: SGRQ07IN (National SMART)
• Data Request Responses
– Message Class: AGRA07OP (ACG)
– Message Class: SGRA07OP (National SMART)
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ACG/National SMART Phased COD Implementation 6.0
• SSN/Name/Date of Birth Change Report
– Consolidated Pell, ACG and National SMART
report
– Message Class: PGSN07OP
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ACG/National SMART Phased COD Implementation 6.0
• ACG and National SMART Pending
Disbursement Report
– Message Class: AGPD07OP (ACG)
– Message Class: SGPD07OP (National
SMART)
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ACG/National SMART Phased COD Implementation 6.0
• Global Jobs
– Warn and Reduce Disbursements for “No Pell”
• System Generated Negative Disbursements
• Global Jobs
– Reduce CFL to Accepted Records
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NSLDS and
ACG/National SMART
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NSLDS and ACG/National SMART
• NSLDS will begin:
– Receiving ACG/SMART Grants from COD on
December 17, 2006
– Displaying ACG/SMART Grants on the
NSLDS Website on December 18, 2006
– Providing ACG/SMART Grant award data on
2007-08 SAR/ISIR reports on January 1, 2007
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NSLDS and ACG/National SMART
• ACG/SMART Grant data from the 2006-07 award
year will appear as part of the student’s Financial
Aid History on the 2007-08 SAR/ISIR
• ACG/SMART Award Data will not appear on the
2006-07 SAR/ISIR
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Transfer Student Monitoring and ACG/National SMART
• NSLDS will begin:
– Using a new file format for Transfer Student
Monitoring/Financial Aid History (TSM/FAH)
on January 1, 2007
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Transfer Student Monitoring for ACG/National SMART
• For ACG/SMART 2006-07
– TSM begins on January 3, 2007
– Schools should continue to register students for
Transfer Monitoring the same as they have
done in the past.
– Schools can look up ACG/SMART award data
on NSLDS
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ACG/National SMART
COD Processing
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COD and ACG/National SMART
• With the introduction of ACG and National
SMART to COD in the 5.2 December 16
release…
– New Schema
– New Message Classes
– New Edits
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69
ACG/National SMART Processing: Schema
• ACG and National SMART Common Records
must be submitted in Schema Version 2.0e
– COD System will continue to accept Pell and/or
Direct Loan records in previous versions
• COD System continues to “echo-back” Common
Record Response Documents in the same schema
version as the submitted record
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70
Schema 2.0e
• All System-Generated Responses returned in
Schema Version 2.0e (including Web and all DL
and Pell responses)
• Software Vendors/ Schools are required to
process with the new schema on April 14, 2007
for all programs
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71
ACG/SMART Processing: New COD Edits
• Edit 14 – Citizenship Status is not eligible for this award
• Edit 123 – Incorrect Student Level for ACG/National
SMART Awards
• Edit 124 – Cannot change Student Level
• Edit 125 – ACG/National SMART recipients must be Pell
eligible
• Edit 126 – Incorrect Eligibility/Payment Reason for ACG
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New Edits
• Edit 127 – Missing High School Program Code
• Edit 128 – Unnecessary High School Program
Code
• Edit 129 – Invalid High School Program Code
• Edit 130 – Award Amount Exceeds Maximum
Scheduled Award for ACG
• Edit 131 – Incorrect CIP Code Value
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New Edits
• Edit 132 – Award Amount Exceeds Maximum
Scheduled Award for National SMART grant
• Edit 134 – Disbursement exceeds scheduled award
at multiple schools for ACG
• Edit 135 –Disbursement exceeds scheduled award
for ACG at your school
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74
New Edits
• Edit 136 –Disbursement exceeds scheduled award for National SMART grant at your school
• Edit 137 – Disbursement exceeds scheduled award at multiple schools for National SMART grant
NOTE: Refer to 2006-2007 COD Technical Reference, Volume II, Section 4 for a complete list of Edits
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Contact Information
We appreciate your feedback and comments.
• Sue.O’[email protected] 202 377-3393
• [email protected] 202 377-3110