eReview TORONTO STOCK EXCHANGE
APR2018 April 2018
Table of Contents
April 2018 eReview
Market Highlights and Statistics Chapter 1
Trading Highlights, Equity Trading for the Month,
Trading Records, Trading Breakdown, Extended Hours Trading,
Monthly & Quarterly Statistics, Five-Year Statistics Summary,
Historical Record of Trading, New Equity Financing Summary.
Securities Highlights Chapter 2
Most Active Stocks, Largest Price Changes,
Largest Block Trades, Short Position Highlights,
Top 20 Capitalization Changes, New Financings Highlights,
Top 20 Domestic Market Capitalization,
Interlisted Trading Highlights.
Stock List Changes Chapter 3
New Listings, Changes in Stock List,
Companies Under Suspension, Suspension Review
Corporate Actions Chapter 4
Capitalization Changes, Normal Course Issuer Bids,
Dividend Highlights, Earnings
Terms & Conditions Chapter 5
Restricted Shares, Warrants, Convertible Preferred,
Exchangable and Convertible Common, Convertible
Debentures and Notes
Trading Information Chapter 6
Stock Table Legend/Transfer Agents, Board Lot Schedule,
Limited Partnership Units, Debentures, Debentures - US funds,
Trust Units, Trading US funds, Other Debt Securities, Common
Stocks, Interlisted Trading Data, Exchange Traded Funds.
Index Information Chapter 7
� Portfolio Changes Summary
� Indexes Market Summary
� Composite Index History � Composite Index Graph
� Indices Constituents: Composite, 60,
Completion, SmallCap, Capped Sector
� Index History & Graphs: 60, Completion, Small Cap
� Sub Indices Graph
� Index Returns & Weights
� Major Indices Monthly Summary
For Participating Organizations (POs) information,
go to TSX.com POs page, or click here.
TORONTO STOCK EXCHANGE
eReviewAPRIL 2018 - VOLUME 84, NO. 04E
PUBLISHER/EDITOR
Jim Mark
416-947-4661
SUBSCRIPTIONS
416-947-4778
PRODUCT MANAGER
Thomas Riley
416-947-4619
PRODUCTION COORDINATOR
Galya Aleksandrova
416-947-4489
INDEX INQUIRIES
416-947-4778
Published by Toronto Stock Exchange.
The eReview is produced and published in Toronto by
Toronto Stock Exchange under the authority of the
Board of Directors of TMX Group.
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of or reliance on the information in this publication.
Chapter 1 - Market Highlights and Statistics
• Trading Highlights
• Equity Trading for the Month
• Trading Records
• Trading Breakdown
• Extended Hours Trading
• Monthly & Quarterly Statistics
• Five-Year Statistics Summary
• Historical Record of Trading
• New Equity Financing Summary
For additional market highlights and statistics information,
visit our TMXmoney home page at www.tmxmoney.com, or click here.
Market Highlight and Statistics
Toronto Stock Exchange Trading Highlights
Total Value Traded Total Shares Traded Transactions
April, 2018 $112,316,099,609 6,345,460,624 16,955,832
March, 2018 $138,774,056,813 6,961,417,028 18,489,785
April, 2017 $116,309,932,140 6,359,584,296 15,644,702
Change from previous month -19.07% -8.85% -8.30%
Change from previous year -3.43% -0.22% 8.38%
2018 thru April $541,667,880,269 28,843,836,025 76,689,985
2017 thru April $515,402,223,453 30,117,449,516 71,843,260
Change from previous year 5.10% -4.23% 6.75%
TSX eREVIEW APRIL 2018 CHAPTER 1 1
Equity Trading for the Month
Total Total Total
Date Volume Value Trans. Listed Traded Adv. Dec. Unch.
Apr. 02 263,453,526 $4,953,037,039 850,274 2,207 1,823 403 1,193 227
03 317,213,089 $5,781,865,557 891,540 2,208 1,830 716 907 207
04 343,539,632 $6,355,013,396 963,669 2,206 1,842 736 870 236
05 337,102,986 $5,840,200,469 894,150 2,206 1,819 1,113 492 213
06 316,156,280 $5,870,012,755 860,362 2,206 1,818 514 1,081 223
09 291,756,841 $5,106,846,238 746,604 2,185 1,822 890 699 233
10 337,709,028 $5,610,908,711 864,057 2,186 1,813 954 650 208
11 368,289,598 $5,718,642,557 891,395 2,186 1,796 805 779 212
12 256,840,138 $4,510,155,306 702,493 2,186 1,781 881 683 217
13 287,401,982 $5,234,200,748 808,028 2,186 1,793 810 716 267
16 290,778,841 $4,846,493,784 746,020 2,186 1,812 838 710 264
17 271,193,074 $4,890,590,222 755,686 2,188 1,834 1,026 578 228
18 360,584,280 $5,971,367,380 875,974 2,187 1,836 1,165 441 230
19 305,699,650 $5,261,209,288 826,129 2,187 1,815 611 990 214
20 280,086,920 $5,023,945,135 729,714 2,188 1,788 691 865 231
23 302,857,177 $5,371,901,850 753,098 2,188 1,820 874 710 236
24 319,122,562 $5,914,185,272 901,096 2,188 1,824 517 1,075 232
25 291,421,679 $5,257,284,109 809,764 2,188 1,838 698 899 241
26 310,817,300 $6,100,499,709 819,253 2,188 1,818 1,087 534 196
27 170,868,656 $3,009,761,086 474,440 2,188 1,632 769 612 251
30 322,567,385 $5,687,978,998 792,086 2,185 1,881 755 876 250
Total 6,345,460,624 $112,316,099,609 16,955,832
2 CHAPTER 1 TSX eREVIEW APRIL 2018
TRADING RECORDS SHARES VALUE TRANSACTIONS
HIGH LOW HIGH LOW HIGH LOW
All-time Daily Record 1,535,887,885 711,080 $20,648,386,045 $2,508,763 1,718,558 1,914
December 19/14 January 3/72 June 16/17 April 18/60 Aug 9/11 January 2/76
Monthly Record 12,176,994,926 1,956,225 $194,571,549,818 $3,177,627 23,647,052 74,128
October/08 August/42 September/08 August/42 December/14 October/76
Yearly Records 118,525,934,101 38,805,347 $1,853,162,141,814 $58,287,507 230,103,867 141,484
2009 1942 2008 1942 2016 1942
Trading Breakdown
Total Industrials % Mines % Oils %
Volume 6,345,460,624 3,267,099,154 51.5% 1,567,063,893 24.7% 1,511,297,577 23.8%
Top 10 issues
in each grouping 899,411,023 27.5% 467,036,525 29.8% 801,848,105 53.1%
Value $112,316,099,609 $83,913,736,241 74.7% $11,048,345,856 9.8% $17,354,017,512 15.5%
Top 10 issues
in each grouping $16,736,889,443 19.9% $3,542,972,192 32.1% $10,984,458,272 63.3%
2018 thru April Industrials Mines Oils
Value $ (mil) 425,354 54,733 61,581
Daily High 12,978 1,478 1,476
Daily Low 2,137 392 299
Volume (mil) 15,870 7,597 5,376
Daily High 393 155 108
Daily Low 76 52 35
Trades 50,269,030 13,719,123 12,701,832
Daily High 1,091,213 249,667 252,781
Daily Low 264,928 90,550 60,793
April 2018
Value $ (mil) 83,914 11,048 17,354
Daily High 5,157 787 1,081
Daily Low 2,137 392 480
Volume (mil) 3,267 1,567 1,511
Daily High 209 116 104
Daily Low 76 52 43
Trades 10,488,621 2,956,787 3,510,424
Daily High 677,678 210,379 216,393
Daily Low 264,928 105,652 103,860
TSX eREVIEW APRIL 2018 CHAPTER 1 3
Extended Hours Trading
2018 Volume Value Trades
January 1,057,759,648 $38,808,950,963 567,875
February 978,687,260 $35,401,199,788 533,623
March 1,509,323,962 $44,358,480,308 594,403
April 972,934,792 $28,333,859,808 479,963
Totals 4,518,705,662 $146,902,490,867 2,175,864
2017 Volume Value Trades
January 661,740,770 $22,235,976,842 465,335
February 1,359,342,326 $51,204,799,127 494,724
March 1,683,192,588 $46,738,413,038 596,785
April 1,102,807,932 $45,947,642,759 431,331
May 1,667,444,334 $66,581,092,364 511,258
June 2,420,727,606 $58,344,445,050 559,530
July 644,659,470 $22,032,325,047 385,924
August 658,122,712 $21,979,531,638 445,545
September 1,426,755,104 $39,546,460,027 502,437
October 684,472,624 $24,876,430,062 457,790
November 1,068,544,814 $26,594,162,318 494,987
December 1,037,739,796 $32,273,159,022 508,502
Totals 14,415,550,076 $458,354,437,294 5,854,148
4 CHAPTER 1 TSX eREVIEW APRIL 2018
April March April 1st Qu 4th Qu 3rd Qu 2nd Qu
2018 2018 2017 2018 2017 2017 2017
1,513 1,513 1,500 1,513 1,501 1,498 1,506
2,165 2,188 2,195 2,188 2,170 2,153 2,197
4 13 18 38 41 29 48
Industrials 1 2 0 3 5 3 7
(Non-Corporate) 3 11 16 33 31 20 36
Mines 0 0 1 2 5 5 4
Oils 0 0 1 0 0 1 1
Issues Delisted 31 18 36 35 53 91 91
Initial Public Offering
Issues 4 11 20 36 44 28 44
Companies 4 11 17 34 37 22 40
$2,879.9 $2,830.6 $2,860.7 $2,830.6 $2,968.6 $2,899.8 $2,815.0
$2,822.8 $2,773.9 $2,757.4 $2,773.9 $2,909.2 $2,789.6 $2,713.9
$2,389.4 $2,349.7 $2,331.5 $2,349.7 $2,473.7 $2,379.6 $2,289.4
$2,160.9 $2,129.3 $2,097.9 $2,129.3 $2,238.2 $2,146.4 $2,059.4
165.4 163.8 167.6 163.8 171.7 167.2 167.0
151.2 149.6 152.4 149.6 156.7 152.0 151.9
6,345.5 6,961.4 6,359.6 22,489.4 19,231.2 16,844.1 21,447.2
6,235.0 6,861.0 6,241.1 22,032.4 18,845.0 16,542.5 21,015.2
$112.3 $138.8 $116.3 $429.4 $336.5 309.0 $397.4
$111.8 $138.2 $115.7 $427.3 $334.8 306.3 $395.3
16,956.0 18,489.8 15,644.7 59,734.2 47,041.3 43,755.2 51,770.6
21.0 21.0 19.0 62.0 62.0 62.0 63.0
$5,348.4 $6,608.3 $6,121.6 $6,925.0 $5,428.0 $4,983.8 $6,308.7
302.2 331.5 334.7 362.9 310.2 271.7 340.4
807,421 880,466 823,405 963,454 758,731 705,730 821,756
$17.70 $19.93 $18.29 $19.08 $17.50 $18.34 $18.53
$6,624 $7,505 $7,434 $7,188 $7,154 $7,062 $7,677
Canadian Based Stocks (volume) 51.9% 52.4% 58.0% 52.4% 50.8% 54.5% 57.1%
TSX eREVIEW APRIL 2018 CHAPTER 1 5
Monthly and Quarterly Statistical Summary
Stock List
Companies Listed
Issues Listed
New Companies Listed
Total Quoted Market Value
Canadian-Base Companies
S&P/TSX Composite (total shares)
S&P/TSX Composite Float
Quoted Market Value (billions)
Total Outstanding Shares
Canadian-Based Companies
Outstanding shares (billions)
Volume: All issues (millions)
Volume: Canadian based (millions)
Value: All issues (billions)
Value: Canadian Based (billions)
Transactions: (thousands)
Equity Trading
Average Trading Levels
Market Liquidity (Turnover)
Trading Days
Daily Value (millions)
Daily Shares (millions)
Daily Transactions
Price/Share
Value/Transaction
2018 2017 2017 2016 2015 2014
(through Apr.) (through Apr.)
1,513 1,500 1,501 1,482 1,487 1,514
2,165 2,195 2,170 2,205 2,200 2,215
42 52 152 117 107 121
Industrials 4 9 24 27 102 103
Non-Corporate 36 39 110 74 0 0
Mines 2 3 16 11 3 10
Oils 0 1 2 5 2 8
Issues Delisted 66 95 294 219 238 238
Initial Public Offerings
Issues 40 48 144 91 119 119
Companies 38 44 126 85 94 89
$2,879.9 $2,860.7 $2,968.6 $2,735.5 $2,299.8 $2,511.2
$2,822.8 $2,757.4 $2,909.2 $2,635.2 $2,180.8 $2,396.5
$2,389.4 $2,331.5 $2,473.7 $2,240.3 $1,833.7 $2,089.8
$2,160.9 $2,097.9 $2,238.2 $2,011.4 $1,635.9 $1,826.3
165.4 167.6 171.7 159.3 159.0 168.5
151.2 152.4 156.7 144.0 143.7 150.4
28,843.8 30,117.4 81,280.4 96,056.1 82,338.0 81,584.1
28,267.4 29,441.0 79,602.6 94,267.4 80,800.9 79,126.1
$541.7 $515.4 $1,442.1 $1,395.4 $1,306.8 $1,260.8
$539.1 $512.5 $1,433.3 $1,387.3 $1,302.3 $1,254.5
76,690.0 71,843.3 198,765.7 230,103.9 213,524.7 197,589.9
83.0 82.0 250.0 251.0 250.5 250.5
$6,526.1 $6,285.4 $5,768.3 $5,559.3 $5,216.6 $5,033.0
347.5 367.3 325.1 382.7 328.7 325.7
923,976 876,137 795,063 916,748 852,394 788,782
$18.78 $17.11 $17.74 $14.53 $15.87 $15.45
$7,063 $7,174 $7,255 $6,064 $6,120 $6,381
51.9% 58.0% 50.8% 65.5% 56.2% 52.6%
6 CHAPTER 1
Five-Year Statistical Summary
TSX eREVIEW APRIL 2018
Stock List
Quoted Market Value (Billions)
Outstanding Shares (Billions)
Equity Trading
Average Trading Levels
Market Liquidity (Turnover)
Companies Listed
Issues Listed
New Companies Listed
Total Quoted Market Value
Canadian-based Companies
S&P/TSX Composite (total shares)
S&P/TSX Composite Float
Total Outstanding Shares
Canadian-based Companies
Volume: All Issues (millions)
Volume: Canadian-based (millions)
Value: All Issues ($ billions)
Value: Canadian-based ($ billions)
Price/Share
Value/Transaction
Canadian Based Stocks (volume)
Transactions (thousands)
Trading Days
Daily Value (millions)
Daily Shares (millions)
Daily Transactions
Trades
Total Industrial Mines Oil Total Industrial Mines Oil Total (000's)
2008 109,239.7 48,673.2 40,238.4 20,328.0 1,853,162.1 1,001,703.1 446,981.5 404,477.6 182,901.5
2009 118,525.9 52,916.1 47,612.9 17,997.0 1,398,386.4 784,379.5 352,895.3 261,111.6 191,321.2
2010 104,555.2 41,111.7 46,950.5 16,493.0 1,390,747.8 730,283.5 408,863.1 251,601.1 189,117.6
2011 103,592.9 40,795.4 45,648.9 17,148.6 1,480,191.9 752,372.1 437,178.9 290,641.0 209,975.9
2012 82,450.6 34,203.4 31,908.3 16,339.0 1,192,508.8 681,537.2 272,583.4 238,388.2 177,411.8
2013 77,822.4 33,288.3 29,521.4 15,012.7 1,147,780.8 743,764.1 203,589.4 200,427.4 168,939.4
2014 81,584.1 34,153.3 28,523.7 18,907.1 1,260,766.3 818,411.9 172,158.1 270,196.4 197,589.9
2015 82,338.0 38,415.6 24,787.6 19,134.8 1,306,765.8 959,154.1 145,111.4 202,500.4 213,524.7
2016 96,056.1 40,532.3 35,766.9 19,757.0 1,395,379.3 951,402.4 253,779.1 190,197.8 230,103.9
2017 81,280.4 39,506.9 28,016.0 13,757.5 1,442,072.3 1,083,256.8 195,590.5 163,225.1 198,765.7
2017 through Apr. 30,117.4 13,319.9 11,772.9 5,024.6 515,402.2 372,033.4 81,688.1 61,680.8 71,843.3
2018 through Apr. 28,843.8 15,870.3 7,597.0 5,376.5 541,667.9 425,353.6 54,732.8 61,581.5 76,690.0
2017 2nd Quarter 21,447.2 10,531.6 7,397.5 3,518.1 397,447.4 305,283.6 51,424.5 40,739.3 51,770.6
3rd Quarter 16,844.1 8,410.9 5,471.8 2,961.5 308,994.0 234,209.7 40,180.1 34,604.3 43,755.2
4th Quarter 19,231.2 10,206.6 5,663.6 3,361.0 336,538.7 258,722.7 39,050.3 38,765.7 47,041.3
2018 1st Quarter 22,498.4 12,603.2 6,029.9 3,865.2 429,351.8 341,439.9 43,684.5 44,227.5 59,734.2
LATEST 12 MONTHS
2017 May 7,436.8 3,870.5 2,399.8 1,166.5 139,452.1 109,041.9 16,612.0 13,798.2 18,047.1
June 7,650.9 3,699.1 2,707.8 1,244.0 141,685.3 109,249.2 18,060.0 14,376.2 18,078.8
July 5,033.4 2,460.7 1,659.8 912.9 90,190.7 68,415.4 11,423.4 10,351.9 13,540.1
August 5,596.9 2,831.2 1,892.7 873.0 101,579.8 77,212.0 13,799.8 10,568.0 15,629.7
September 6,213.8 3,118.9 1,919.3 1,175.6 117,223.5 88,582.2 14,956.9 13,684.4 14,585.4
October 5,810.2 3,063.7 1,712.3 1,034.2 105,058.9 80,839.6 11,831.3 12,387.9 14,642.9
November 7,274.2 3,836.4 2,166.7 1,271.0 117,406.5 89,501.4 13,236.3 14,668.8 17,286.0
December 6,146.7 3,306.4 1,784.6 1,055.7 114,073.3 88,391.7 13,982.8 11,708.9 15,112.4
2018 January 8,353.9 4,522.1 2,421.2 1,410.6 148,656.6 117,492.9 15,770.0 15,393.7 20,616.5
February 7,183.0 4,120.0 1,869.2 1,193.8 141,921.1 113,436.2 14,413.8 14,071.1 20,627.8
March 6,961.4 3,961.1 1,739.6 1,260.8 138,774.1 110,510.7 13,500.7 14,762.6 18,489.8
April 6,345.5 3,267.1 1,567.1 1,511.3 112,316.1 83,913.7 11,048.3 17,454.0 16,955.8
TYPE OF FINANCING April March 2018 2017 2017 2016 2015
2018 2018 (thru Apr.) (thru Apr.)($ in thousands)
IPO's 686,082 121,000 1,063,830 1,001,371 6,046,606 1,543,313 6,727,514
Additional PO's 638,113 1,277,623 3,961,787 6,651,150 15,950,978 29,033,652 20,935,752
Supplementary 667,046 657,772 3,707,244 6,674,269 16,961,408 23,068,582 18,062,009
Sub Total 1,991,241 2,056,396 8,732,862 14,326,789 38,958,992 53,645,547 45,725,275
PP-Industrial 6,417 3,545 207,427 1,936,217 6,549,165 1,701,547 5,977,727
PP-Mines 639,909 34,362 1,244,268 350,572 2,401,807 1,683,125 1,703,584
PP-Oils 0 0 2,064 300,583 509,715 721,548 728,821
Sub-Total 646,326 37,907 1,453,759 2,587,372 9,460,687 4,106,220 8,410,133
Total 2,637,567 2,094,302 10,186,621 16,914,162 48,419,680 57,751,767 54,135,408
Number of Financings
Number of IPO's 4 11 40 48 144 91 119
Number of PO's 7 9 33 63 153 174 122
Number of Supplementary 4 5 27 29 94 90 88
Number of Private Placements 15 17 73 70 267 276 248
Total 30 42 173 210 658 631 577
IPO's - Initial Public Offerings; PO's - Public Offerings; PP - Private Placements.
TSX eREVIEW APRIL 2018 CHAPTER 1 7
Historical Record of TradingVolume (millions) Value ($ millions)
Summary of New Equity Financing
Chapter 2 - Securities Highlights
• Most Active Stocks (3 top 10 tables)
• Largest Price Changes (2 top 10 tables)
• Largest Block Trades (2 top 10 tables)
• Short Position Highlights (6 top 20 tables)
• Top 20 Capitalization Changes
• New Financings Highlights (2 top 20 tables)
• Top 20 Domestic Market Capitalization
• Interlisted Trading Highlights (2 top 20 tables)
For additional securities highlights information,
visit our TMXmoney home page at www.tmxmoney.com, or click here.
Most Actively Traded Stocks for the MonthIndustrials Volume Close $
Aurora Cannabis J 226,335,287 8.090
Bombardier Cl B SV 112,253,968 3.970
Canopy Grwth Corp J 108,808,485 30.110
Aphria Inc. J 95,563,598 10.030
Enbridge Inc. 74,346,971 38.890
Manulife Financial 64,159,722 24.230
iShares S&P/TSX60 Un 63,991,564 23.230
T.D. Bank 56,470,465 72.110
Element Fleet Mgt 50,271,090 4.850
Precision Drill Corp 47,209,873 4.580
MINES Volume Close $
Eldorado Gold Corp. 53,596,885 1.220
Katanga Mining Ltd. 52,829,741 0.78
Kinross Gold Corp. 50,754,660 4.970
B2Gold Corp. J 50,532,257 3.690
Barrick Gold Corp 47,432,869 17.280
Lundin Mining Corp 46,327,727 8.500
Goldcorp Inc. 46,280,659 17.040
First Quantum Mnrl J 45,299,650 18.500
Yamana Gold Inc. 39,112,542 3.690
Champion Iron Ord J 34,869,535 1.230
OILS Volume Close $
Cenovus Energy Inc. 118,400,886 12.860
Baytex Energy Corp. 111,524,982 5.750
EnCana Corporation 97,846,009 15.990
Crescent Point Corp. 92,915,291 11.250
Athabasca Oil Corp J 82,056,987 1.520
Trican Well Service 71,954,384 3.420
Suncor Energy Inc. 66,815,000 49.100
Canadian Natural Res 58,059,592 46.320
Birchcliff Energy 56,973,097 4.650
Spartan Engy Corp J 45,301,877 6.360
TSX eREVIEW APRIL 2018 CHAPTER 2 1
Complete list of most actively traded securities on the Toronto Stock Exchange (not broken down by Industrials,Mines and Oils) can be obtained from the TMX Datalinx TSX Trading Summary data product. For product details:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/historical-trading-data/equities-trading-summary ;
Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)
Price Changes for the Month
Largest Price Changes for the month
Issue Volume Open Close Change
Fairfax Financial SV 1,046,382 652.370 710.830 58.460
Constellation Softwr 703,772 874.700 917.630 42.930
Lassonde Ind Cl A SV 39,735 258.060 278.290 20.230
CNOOC Limited ADRs 1,827 189.000 208.830 19.830
Senvest Capital Inc 16,118 235.510 250.000 14.490
Canadian Tire Corp 2,308 264.000 250.000 -14.000
Shopify Inc A SV 5,455,529 161.420 172.010 10.590
Bellatrix Expl Deb 1,550 90.000 80.000 -10.000
Colabor Grp 6% Deb 8,340 82.000 73.000 -9.000
Tucows Inc. 61,057 72.260 81.230 8.970
Largest Percentage Price Changes for the month
Issue Volume Open Close % Change
Tanzanian Royalty J 1,167,626 0.500 0.870 74.0
Torex Gold Res J 10,659,331 8.010 13.200 64.8
Baytex Energy Corp. 111,524,982 3.500 5.750 64.3
Katanga Mining Ltd. 52,829,741 1.760 0.780 -55.7
MEG Energy Corp. 41,224,702 4.500 6.640 47.6
Yangarra Res Ltd. 9,106,231 4.360 6.380 46.3
Talon Metals Corp. J 1,195,950 0.055 0.080 45.5
Pengrowth Energy 13,582,263 0.820 1.150 40.2
Cequence Energy Ltd. 13,351,029 0.040 0.055 37.5
Crew Energy Inc. 21,854,992 1.910 2.610 36.6
2 CHAPTER 2 TSX eREVIEW APRIL 2018
Block Trades for the MonthNumber Of Blocks 18,927 Block Volume 949,581,113.00
Number Of Issues 877.00 Block Value 16,384,973,744.88
Ten Largest Blocks By Value
Volume Price Value Date
Cdn Pacific Railway 612,900.00 226.290 138,693,141.00 Apr 18
Stars Group Inc. J 3,100,000.00 39.740 123,194,000.00 Apr 26
Goldcorp Inc. 5,066,800.00 18.080 91,607,744.00 Apr 23
Cdn Imperial Bank 727,800.00 110.520 80,436,456.00 Apr 16
IGM Financial Inc. 1,798,700.00 37.700 67,810,990.00 Apr 23
TransCan Corporation 1,145,000.00 56.060 64,188,700.00 Apr 18
Bank of Nova Scotia 719,000.00 77.400 55,650,600.00 Apr 09
Power Corp of Cda SV 1,769,800.00 29.120 51,536,576.00 Apr 11
Power Corp of Cda SV 1,691,900.00 29.120 49,268,128.00 Apr 11
Suncor Energy Inc. 988,100.00 43.620 43,100,922.00 Apr 02
Ten Largest Blocks By Volume
Volume Price Value Date
Champion Iron Ord J 20,582,500.00 1.050 21,611,625.00 Apr 20
Champion Iron Ord J 8,540,700.00 1.100 9,394,770.00 Apr 11
Goldcorp Inc. 5,066,800.00 18.080 91,607,744.00 Apr 23
Trinidad Drilling 4,081,100.00 1.900 7,754,090.00 Apr 12
Strad Energy Serv J 3,974,500.00 1.480 5,882,260.00 Apr 09
Trinidad Drilling 3,368,000.00 1.850 6,230,800.00 Apr 11
Stars Group Inc. J 3,100,000.00 39.740 123,194,000.00 Apr 26
Trican Well Service 2,832,200.00 2.780 7,873,516.00 Apr 04
ARC Resources Ltd. 2,299,800.00 14.290 32,864,142.00 Apr 23
Largo Resources J 2,198,600.00 1.810 3,979,466.00 Apr 11
TSX eREVIEW APRIL 2018 CHAPTER 2 3
Short Position Highlights
Top 20 Largest Short Positions
Company Name Symbol 30-Apr-18 15-Apr-18 Net Change
iShares S&P/TSX 60 Index Etf Units XIU 49,619,292 46,004,126 3,615,166
Toronto-Dominion Bank (The) TD 43,060,149 42,939,810 120,339
Enbridge Inc. ENB 37,288,338 32,898,641 4,389,697
Bce Inc. BCE 32,938,723 30,913,338 2,025,385
Transcanada Corporation TRP 29,860,389 25,804,894 4,055,495
Bombardier Inc. Cl ‘B’ Sv BBD.B 29,613,446 29,322,766 290,680
Great-West Lifeco Inc. GWO 25,586,981 25,260,990 325,991
Thomson Reuters Corporation TRI 24,041,788 23,659,089 382,699
Bank Of Nova Scotia (The) BNS 23,511,509 19,492,237 4,019,272
Quebecor Inc. Cl ‘B’ Sv QBR.B 21,074,311 21,255,800 -181,489
Eldorado Gold Corporation ELD 21,021,554 20,580,397 441,157
Sun Life Financial Inc. SLF 19,524,609 17,731,190 1,793,419
Kelt Exploration Ltd. J KEL 18,452,419 17,614,636 837,783
Arc Resources Ltd. ARX 18,299,758 16,081,177 2,218,581
Cenovus Energy Inc. CVE 17,327,716 12,442,708 4,885,008
Ivanhoe Mines Ltd. Cl ‘A’ J IVN 16,765,338 16,520,465 244,873
Rogers Communications Inc. Cl ‘B’ Nv RCI.B 16,347,095 16,081,406 265,689
Fortis Inc. FTS 15,957,758 15,066,176 891,582
Telus Corporation T 15,321,602 13,518,063 1,803,539
Sandstorm Gold Ltd. SSL 15,127,032 15,542,484 -415,452
Top 20 Largest Positive Changes
Company Name Symbol 30-Apr-18 15-Apr-18 Net Change
Goldcorp Inc. G 13,123,489 6,266,198 6,857,291
Baytex Energy Corp. BTE 13,254,929 8,060,722 5,194,207
Manulife Financial Corporation MFC 14,213,531 9,301,290 4,912,241
Cenovus Energy Inc. CVE 17,327,716 12,442,708 4,885,008
Enbridge Inc. ENB 37,288,338 32,898,641 4,389,697
Transcanada Corporation TRP 29,860,389 25,804,894 4,055,495
Bank Of Nova Scotia (The) BNS 23,511,509 19,492,237 4,019,272
Royal Bank Of Canada RY 12,488,702 8,712,859 3,775,843
iShares S&P/TSX 60 Index Etf Units XIU 49,619,292 46,004,126 3,615,166
Barrick Gold Corporation ABX 8,577,975 5,517,871 3,060,104
Suncor Energy Inc. SU 13,285,210 10,377,927 2,907,283
Gran Tierra Energy Inc. J GTE 13,878,532 11,250,669 2,627,863
Canadian Natural Resources Limited CNQ 7,117,674 4,837,597 2,280,077
Brookfield Asset Management Inc. Cl ‘A’ Lv BAM.A 5,805,919 3,571,196 2,234,723
Arc Resources Ltd. ARX 18,299,758 16,081,177 2,218,581
Bce Inc. BCE 32,938,723 30,913,338 2,025,385
Canadian National Railway Co. CNR 11,247,359 9,222,078 2,025,281
Teck Resources Limited Cl ‘B’ Sv TECK.B 4,875,384 2,858,942 2,016,442
Kinross Gold Corporation K 6,877,670 4,877,938 1,999,732
Bank Of Montreal BMO 10,145,807 8,151,713 1,994,094
4 CHAPTER 2 TSX eREVIEW APRIL 2018
Short Position Highlights
Top 20 Largest Percent Increases
Company Name Symbol 30-Apr-18 15-Apr-18 % Change
Wisdomtree Us Quality Div Growth Idx Etf Heg DGR 26,910 122 21,957
Horizons Inovestor Cdn Equity Index Etf A Un INOC 21,200 100 21,100
Manulife Multifactr Us Large Cap Idx Etf Unhg MULC.B 15,700 100 15,600
Nextsource Materials Inc. J NEXT 62,582 500 12,416
Cardinal Resources Limited J Ordinary CDV 85,075 700 12,053
Kp Tissue Inc. KPT 68,284 600 11,280
Purpose Multi-Strategy Mkt Neutral Fnd Etf Un PMM 17,811 196 8,987
First Tr Alphadex Emrg Mkt Div Etf(Cad-Heg)Un FDE 50,487 578 8,634
Manulife Multifactr Us Mid Cap Indx Etf Unheg MUMC.B 8,500 100 8,400
Horizons Enhanced Income Energy Etf Cl E Unit HEE 33,200 400 8,200
iShare S&P/TSX Cdn Div Aristocrats Idx Etf Un CDZ 7,600 100 7,500
RBC Quant Us Equity Leaders (Cad Hdgd) Etf Un RUEH 23,258 307 7,475
Manulife Multifactr Us Mid Cap Idx Etf Heg Un MUMC 12,500 200 6,150
Keg Royalties Income Fund (The) Units KEG.UN 18,600 300 6,100
iShares Canadian Value Index Etf Un XCV 15,361 263 5,740
Lydian International Limited Ordinary J LYD 18,687 400 4,571
IShares Core Msci Eafe Imi Idx Etf(Cad-Heg)Un XFH 261,617 5,936 4,307
Vanguard Ftse Dev Allcap Ex Nth Amer Idx Etf VIU 119,399 2,714 4,299
RBC Short Term U.S. Corporate Bond Etf Cad Un RUSB 4,031 100 3,931
Purpose Us Cash Etf U.S.F. Units PSU.U 23,400 600 3,800
Top 20 Largest Percent Decreases
Company Name Symbol 30-Apr-18 15-Apr-18 % Change
First Asset Investment Grade Bond Etf Usf Un FIG.U 100 118,552 -99
Red Eagle Mining Corporation J R 1,000 723,200 -99
Aberdeen International Inc. J AAB 108 19,980 -99
Powershares Ftse Rafi Cdn Fndmtl Index Etf Un PXC 922 168,292 -99
Acerus Pharmaceuticals Corporation J ASP 664 88,880 -99
Mackenzie Us Invest Grd Corp Bnd Etf Ca-Heg E QUIG 200 20,800 -99
RBC Quant European Div Leaders Etf Cad Un RPD 703 68,777 -98
Horizons Global Risk Parity Etf Cl E Units HRA 100 9,008 -98
Aquila Resources Inc. J AQA 1,723 145,023 -98
Wisdometree Us Qual Div Grwth Vary Heg Etf Un DQD 100 7,400 -98
Excelsior Mining Corp. J MIN 400 27,915 -98
Inplay Oil Corp. J IPO 600 36,066 -98
Royal Canadian Mint-Cdn Silver Reserves Etr MNS 100 6,000 -98
Agfiq Enhanced Core Us Equity Etf Un QUS 100 5,700 -98
Globex Mining Enterprises Inc. J GMX 600 29,100 -97
Brand Leaders Plus Income Etf Cl ‘A’ Units HBF 1,098 44,930 -97
First Asset Tech Giants Covered Call Etf Un TXF 1,900 77,621 -97
Powershares 1-3yr Lad Fltg Rte Nt Indx Etf Un PFL 561 22,216 -97
Franklin Libertyqt U.S. Equity Index Etf Un FLUS 5,800 221,985 -97
BMO Covered Call Dj Indust Avg Hdg-Cad Etf Un ZWA 2,800 102,700 -97
TSX eREVIEW APRIL 2018 CHAPTER 2 5
Short Position Highlights
New Short Positions
Company Name Symbol 30-Apr-18 15-Apr-18
Treasury Metals Inc. J TML 138,000 0
Franklin Liberty Risk Managed Cdn Eqty Etf Un FLRM 100,000 0
Marret Resource Corp. J MAR 80,000 0
First Asst Msci Usa Low Risk Unhedged Comm Un RWU.B 65,100 0
Morguard Na Residential Reit 4.5% Deb MRG.DB.A 40,000 0
Powershares Ftse Rafi Glb Sm-Md Fndmt Etf Heg PZW.F 29,700 0
IShares Core Msci Cdn Qual Div Indx Etf Un XDIV 25,500 0
Element Fleet Management Corp. 5.125% Deb EFN.DB 22,000 0
Posera Ltd. J PAY 15,953 0
Euro Sun Mining Inc. J ESM 12,600 0
Mackenzie Cdn Short Term Fixed Incm Etf E Un MCSB 12,400 0
Hanwei Energy Services Corp. HE 10,000 0
Plaza Retail Reit 5.1% 31mar23 Deb PLZ.DB.E 9,000 0
First Asset Msci Cda Low Risk Weighted Etf Un RWC 7,800 0
Transcontinental Inc. Subs Receipts TCL.R 7,700 0
iShares Premium Money Market Etf Units CMR 7,606 0
First Asset Can-Materials Covered Call Etf Un MXF 7,300 0
European Dividend Growth Fund Un EDGF.UN 7,100 0
Logiq Asset Management Inc. J LGQ 6,000 0
Enterprise Group, Inc. E 5,621 0
Short Positions - Expired
Company Name Symbol 30-Apr-18 15-Apr-18
Mawson Resources Limited J MAW 0 384,525
Red Eagle Mining Corporation J Wt R.WT 0 92,500
Hudbay Minerals Inc. Wt HBM.WT 0 44,200
RBC Target 2020 Corporate Bond Index Etf Unit RQH 0 37,700
Evolve Glbl Healthcare Enhanced Yld Etf Hg Un LIFE 0 31,500
Mongo Finance Technology Inc J 10% 31ma20 Deb MOGO.DB 0 23,000
Pimco Investmnt Grde Credt Fnd(Cda)Etf Ser Un IGCF 0 16,800
Atlantic Power Corporation 6% Ser E Deb ATP.DB.E 0 12,000
Just Engy Group Inc 8.5% Ser A Fxd-Fltg Pr Us JE.PR.U 0 10,500
Sulliden Mining Capital Inc. J SMC 0 10,000
Bank Of Nova Scotia (The)5-Yr Reset Pr Ser 18 BNS.PR.P 0 9,475
Touchstone Exploration Inc. TXP 0 9,000
Horizons Active Emerging Mkts Div Etf Cl E Un HAJ 0 6,700
RBC Quant Cdn Dividend Leaders Etf Units RCD 0 5,800
Starcore International Mines Ltd. J SAM 0 5,500
Etrion Corporation J ETX 0 5,000
Northcliff Resources Ltd. J NCF 0 5,000
Bank Of Nova Scotia (The) Pr Series ‘19’ BNS.PR.A 0 3,583
First Asset European Bank Etf Un FHB 0 3,400
Hyduke Energy Services Inc. HYD 0 3,000
6 CHAPTER 2 TSX eREVIEW APRIL 2018
Complete short position information for the Toronto Stock Exchange and TSX Venture Exchange is provided in the TMXDatalinx Consolidated Short Position Report product. For product details:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/historical-trading-data/consolidated-short-position-report ;Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)
Top 20 Capitalization Changes in AprilShare Shares
Issue Symbol Type Change Outstanding
Neovasc Inc. NVCN Warrants 1,079,395,599 1,207,511,274
Optiva Inc. OPT Consolidation 256,419,306 5,233,047
Bombardier Inc. BBD.B Prospectus Offering/
Public Offering/
Conversion 168,140,000 2,268,986,061
Lundin Gold Inc. LUG Private Placement 93,497,140 213,163,980
Aurora Cannabis Inc. ACB Take-Over Bid/
Merger/
General Transaction 70,970,049 561,006,914
Copper Mountain Mining Corporation CMMC Acquisition 53,538,984 185,927,411
Mountain Province Diamonds Inc. MPVD Acquisition 49,737,307 209,990,808
Algonquin Power & Utilities Corp. AQN Prospectus Offering/
Public Offering 37,505,274 470,476,293
Titan Medical Inc. TMD Prospectus Offering/
Public Offering 33,799,961 414,716,645
Euromax Resources Ltd. EOX Private Placement/ Other 29,282,500 165,097,663
Acasta Enterprises Inc. AEF Cancellation/Acquisition 25,500,000 70,215,298
Trilogy Metals Inc. TMQ Prospectus Offering/
Public Offering 24,784,482 131,319,758
Asanko Gold Inc. AKG Private Placement 22,354,657 225,804,614
iShares S&P/TSX 60 Index ETF XIU Adjustment 18,800,000 425,900,000
Spectral Medical Inc. EDT Private Placement 17,694,661 225,341,183
ECN Capital Corp. ECN Cancellation/
General Transaction 17,342,627 362,119,844
iShares Canadian Financial Monthly Income ETF FIE Adjustment 13,850,000 79,150,000
Redhawk Resources, Inc. RDK Conversion (General) 12,149,820 178,580,458
Encana Corporation ECA Issuer Bid/
General Transaction 9,976,977 963,055,109
Enbridge Inc. ENB General Transaction 9,602,504 1,704,602,546
TSX eREVIEW APRIL 2018 CHAPTER 2 7
For a complete list of capitalization changes reported to TSX during the past month for securities listed on theToronto Stock Exchange, see the Capitalization Changes section of Chapter 4, Corporate Actions.
New Financings Highlights
Top 20 New Financings April 2018
Issue Symbols Type Flow-Thru Shares Price Price Cdn Value Cdn$
Ceridian HCM Holding Inc. J CDAY IPO 24,150,000 $22.000 $28.285 $683,082,750
Algonquin Power & Utilities Corp. AQN PO 37,505,274 $11.850 $444,437,497
Lundin Gold Inc. J LUG PP 69,284,065 $5.500 $381,062,358
Transcontinental Inc. Subscription receipts TCL.R SUP 10,810,000 $26.600 $287,546,000
Premium Brands Holdings Corporation
4.65% Convertible Unsecured Subordinated Debentures PBH.DB.G SUP 172,500 $1,000.000 $172,500,000
Lundin Gold Inc. J LUG PP 24,213,075 $5.250 $127,118,644
Extendicare Inc. 5.00% convertible unsecured
subordinated debentures EXE.DB.C SUP 126,500 $1,000.000 $126,500,000
Nemaska Lithium Inc. J NMX PP 88,460,446 $1.120 $99,075,700
Canoe EIT Income Fund
4.80% Cumulative Redeemable Series 2 Preferred Units EIT.PR.B SUP 3,220,000 $25.000 $80,500,000
Dividend 15 Split Corp. Class A* DFN PO 4,971,000 $10.900 $54,183,900
Dividend 15 Split Corp. Preferred* DFN.PR.A PO 4,971,000 $10.000 $49,710,000
Trilogy Metals Inc.J TMQ PO 24,784,482 $1.16 $1.465 $36,309,266
Helius Medical Technologies, Inc. J HSM PO 2,463,185 $7.47 $9.409 $23,176,108
Asanko Gold Inc. J AKG PP 22,354,657 $1.012 $22,622,913
Financial 15 Split Corp. Preferred FTN.PR.A PO 2,035,942 $9.900 $20,155,826
Titan Medical Inc. J TMD PO 33,799,961 $0.300 $10,139,988
Spectral Medical Inc. EDT PP 17,694,661 $0.300 $5,308,398
Euromax Resources Ltd. J EOX PP 29,000,000 $0.180 $5,220,000
Condor Gold plc J Ordinary COG PP 5,813,953 $0.784 $4,559,302
Purpose Global Innovators Fund ETF Shares PINV IPO 50,000 $20.000 $1,000,000
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New Financings Highlights
Top 20 New Financings 2018
Issue Symbols Type Flow-Thru Shares Price Price Cdn Value Cdn$
Shopify Inc. SHOP PO 4,800,000 $137.00 $174.113 $835,742,400
Ceridian HCM Holding Inc. J CDAY IPO 24,150,000 $22.000 $28.285 $683,082,750
Bombardier Inc. Cl B BBD.B PO 168,000,000 $3.800 $638,400,000
Canadian Imperial Bank of Commerce Non-Cumulative
Rate Reset Class A Preferred Shares, Series 47 CM.PR.S SUP 18,000,000 $25.000 $450,000,000
Algonquin Power & Utilities Corp. AQN PO 37,505,274 $11.850 $444,437,497
Lundin Gold Inc. J LUG PP 69,284,065 5.5000 $381,062,358
Toronto-Dominion Bank Non-Cumulative 5-Year
Rate Reset Preferred Shares, Series 18
(Non-Viability Contingent Capital (NVCC)) TD.PF.J SUP 14,000,000 $25.000 $350,000,000
National Bank of Canada Non-cumulative
5-Year Rate Reset First Preferred Shares Series 40 NA.PR.E SUP 12,000,000 $25.000 $300,000,000
Transcontinental Inc. Subscription receipts TCL.R SUP 10,810,000 $26.600 $287,546,000
Brookfield Renewable Partners L.P. Class A Preferred
Limited Partnership Units, Series 13 BEP.PR.M SUP 10,000,000 $25.000 $250,000,000
Manulife Financial Corporation Non-Cumulative
Rate Reset Class 1 Shares Series 25 MFC.PR.Q SUP 10,000,000 $25.000 $250,000,000
Orocobre Limited J ORL PP 31,228,010 $7.460 $232,960,955
Canopy Growth Corporation J WEED PO 5,800,000 $34.600 $200,680,000
Brookfield Infrastructure Partners L.P. Cumulative
Class A Preferred Limited Partnership Units, Series 9 BIP.PR.E SUP 8,000,000 $25.000 $200,000,000
AGT Food and Ingredients Inc.
5.375% Subordinate Preferred Securities AGT.PR.A SUP 19,000,000 $10.000 $190,000,000
Sienna Senior Living Inc. SIA PO 10,425,900 $17.650 $184,017,135
Canadian Apartment Properties Real Estate Investment Trust CAR.UN PO 4,910,500 $35.150 $172,604,075
Pinnacle Renewable Holdings Inc. PL IPO 15,335,250 $11.250 $172,521,563
Premium Brands Holdings Corporation
4.65% Convertible Unsecured Subordinated Debentures PBH.DB.G SUP 172,500 $1,000.000 $172,500,000
Industrial Alliance Insurance and Financial Services Inc.
Non-Cumulative 5-Year Rate Reset
Class A Preferred Shares Series I IAG.PR.I SUP 6,000,000 $25.000 $150,000,000
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A complete report of financings during the past month for securities listed on the Toronto Stock Exchange is provided in themonthly TSX New Financings data product. For product details:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/corporate-actions-data/new-financing-reports ;Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)
Top 20 Domestic Market Capitalization
Market
Issues Symbol Last Price $ Capitalization $
Royal Bank Of Canada RY 97.640 140,899,000,000
Toronto-Dominion Bank (The) TD 72.110 133,067,000,000
Bank Of Nova Scotia (The) BNS 78.920 94,581,369,684
Suncor Energy Inc. SU 49.100 80,472,003,542
Canadian National Railway Co. CNR 99.170 73,235,134,292
Enbridge Inc. ENB 38.890 66,291,993,014
Bank Of Montreal BMO 97.510 62,647,360,179
Canadian Natural Resources Limited CNQ 46.320 56,797,823,428
Brookfield Asset Management Inc. Cl ‘A’ Lv BAM.A 50.890 50,475,423,139
Canadian Imperial Bank Of Commerce CM 111.830 49,722,954,336
Bce Inc. BCE 54.490 48,930,324,380
Transcanada Corporation TRP 54.440 48,230,355,677
Manulife Financial Corporation MFC 24.230 48,051,595,524
Nutrien Ltd. NTR 58.450 37,180,730,911
Thomson Reuters Corporation TRI 51.630 36,635,180,882
Great-West Lifeco Inc. GWO 34.230 33,840,532,395
Canadian Pacific Railway Limited CP 234.280 33,663,912,955
Imperial Oil Ltd. IMO 39.930 32,903,790,422
Sun Life Financial Inc. SLF 53.000 32,307,500,970
Telus Corporation T 45.950 27,346,115,426
10 CHAPTER 2 TSX eREVIEW APRIL 2018
Complete reports of market capitalization for all securities listed on the Toronto Stock Exchangeare provided in the monthly Toronto Stock Exchange Quoted Market Value report data product. For productdetails:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/corporate-reference-data/quoted-market-value-reports ;Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)
Interlisted Trading Highlights for the Month
Top 20 Interlisteds by Value Traded
Issue Symbol Value ($000) % Toronto
Suncor Energy Inc. SU 8,615,166 36.6
T.D. Bank TD 8,392,617 47.8
Enbridge Inc. ENB 7,955,808 37.0
Royal Bank of Canada RY 6,571,026 57.2
Shopify Inc A SV SHOP 6,483,594 13.2
Canadian Natural Res CNQ 6,425,064 39.7
Cdn Nat’l Railway CNR 6,059,029 37.2
Bank of Nova Scotia BNS 5,284,163 44.8
EnCana Corporation ECA 4,920,905 30.0
TransCan Corporation TRP 4,909,664 43.9
Bank of Montreal BMO 4,794,435 45.6
Cdn Pacific Railway CP 4,747,554 35.9
Barrick Gold Corp ABX 4,413,585 17.8
BCE Inc. BCE 4,363,399 41.3
Cdn Imperial Bank CM 4,270,640 56.4
Restaurant Brnd Intl QSR 4,178,363 21.1
Manulife Financial MFC 4,036,344 37.8
Cenovus Energy Inc. CVE 3,977,972 36.8
Magna Int’l Inc. MG 3,820,026 39.1
Teck Res Cl B SV TECK.B 3,674,116 29.9
Top 20 Interlisteds by Volume Traded
Issue Symbol Volume % Toronto
Neovasc Inc. J NVCN 3,559,491,198 5.5
Eldorado Gold Corp. ELD 418,302,015 12.8
EnCana Corporation ECA 369,390,763 26.5
Cenovus Energy Inc. CVE 347,001,667 34.1
Kinross Gold Corp. K 315,717,039 16.1
Barrick Gold Corp ABX 315,675,079 15.0
Yamana Gold Inc. YRI 310,935,388 12.6
Baytex Energy Corp. BTE 252,542,462 44.2
Enbridge Inc. ENB 219,167,472 33.9
Crescent Point Corp. CPG 215,996,858 43.0
Goldcorp Inc. G 198,317,650 23.3
Suncor Energy Inc. SU 197,142,922 33.9
New Gold Inc. NGD 181,149,652 17.5
Manulife Financial MFC 179,954,596 35.7
Valeant Pharm Int’l VRX 163,568,296 11.5
BlackBerry Limited BB 159,871,552 23.6
Canadian Natural Res CNQ 158,212,789 36.7
Precision Drill Corp PD 129,607,203 36.4
Teck Res Cl B SV TECK.B 124,930,763 26.5
T.D. Bank TD 123,845,120 45.6
TSX eREVIEW APRIL 2018 CHAPTER 2 11
Chapter 3 - Stock List Changes
• New Listings
• Changes in Stock List
• Companies Under Suspension
• Suspension Review
For additional stock list changes information,
visit our TMXmoney home page of www.tmxmoney.com, or click here.
Newly Listed Companies
Ceridian HCM Holding Inc. SYMBOL: CDAY
Listed April 30, 2018 (commenced trading on an "if as and when issued basis" April 26, 2018). Common Shares - CUSIP: ; Trading currency: CDN$; Temporary market maker - RBC Capital Markets.
Capitalization - Issued and Outstanding Securities: 133,166,413; Reserved Securities: 32,159,261. Issue Price: US$22.00
Nature of business - The Company is a global human capital management (“HCM”) software company. Dayforce, the
Company’s flagship cloud HCM platform, provides human resources, payroll, benefits, workforce management, and talent
management functionality.
Investor Relations - Jeremy Johnson, (952) 853-3740, Email: [email protected] and Arthur Gitajn, (647)
417-2814, Email: [email protected]
Initial public offering - The Offering will be comprised of a treasury offering by the Company of 21,000,000 Common Shares
at an offering price of US$22.00 per share (the “Offering Price”) for gross proceeds of US$462 million to the Company. In
addition, the Company has granted the Underwriters an option (the “Over-Allotment Option”) to purchase an additional
3,150,000 Common Shares from the Company at the Offering Price.
Immediately subsequent to the closing of the Offering, THL / Cannae Investors LLC, one of the Company’s existing
shareholders controlled by Thomas H. Lee Partners, L.P. and Cannae Holdings, Inc., intends to purchase from the Company in
a private placement US$100 million worth of Common Shares at the Offering Price.
Other Markets - New York Stock Exchange.
Extracted from Exchange Bulletin 2018-0292, dated Tuesday, April 24, 2018, Exchange Bulletin 2018-0298, dated Thursday,
April 26, 2018 and Exchange Bulletin 2018-0307, dated Monday, Apr 30, 2018.
Purpose Global Innovators Fund SYMBOL: PINV
Listed April 05, 2018. ETF Shares- CUSIP: ; Trading currency: CDN$; Designated market maker - BMO Nesbitt Burns Inc.
Capitalization - Issued and Outstanding Securities: 50,000; Reserved Securities: None. Issue Price: C$20.00
Nature of business - The Fund seeks to provide shareholders with long term capital growth through the selection, management
and strategic sector rotation and trading of global positions in equity, debt and derivative securities. The Fund may have
exposure to all sectors of the economy, with the ability to focus its assets in specific industry sectors and asset classes based on
analysis of business cycles, industry sectors and market outlook. The Fund will be global in nature and invest in small, medium
and large cap companies.
Investor Relations - Som Seif, Tel: (416) 583-3856, [email protected] and Scott Bartholomew, Tel: (416) 583-3857,
Initial public offering - 50,000 ETF Shares will be issued at a subscription price of $20.00 per ETF Share. ETF Shares are
being issued and sold on a continuous basis and there is no maximum number of ETF Shares that may be issued.
Other Markets - None.
Extracted from Exchange Bulletin 2018-0247, dated Thursday, March 29, 2018 and Exchange Bulletin 2018-0252, dated
Tuesday, April 03, 2018
TSX eREVIEW APRIL 2018 CHAPTER 3 1
Purpose Multi-Asset Income Fund SYMBOL: PINC
Listed April 05, 2018. ETF Units - CUSIP: ; Trading currency: CDN$; Designated market maker - National Bank Financial Inc.
Capitalization - Issued and Outstanding Securities: 50,000; Reserved Securities: None. Issue Price: C$20.00
Nature of business - The Fund seeks to generate a high level of income and long-term capital growth by investing primarily in a
mix of income-producing securities, including but not limited to, equity securities, common and preferred shares, real estate
investment trusts, convertible securities, investment g’ rade fixed income securities, higher yielding, lower quality fixed
income securities, floating rate debt instruments and asset-backed securities and mortgage-backed securities, which may be
located anywhere in the world.
Investor Relations - Som Seif, Tel: (416) 583-3856, [email protected] and Scott Bartholomew Tel: (416) 583-3857,
Initial public offering - 50,000 ETF Units will be issued at a subscription price of $20.00 per ETF Unit. ETF Units are being
issued and sold on a continuous basis and there is no maximum number of ETF Units that may be issued.
Other Markets - None.
Extracted from Exchange Bulletin 2018-0250, dated Thursday, March 29, 2018 and Exchange Bulletin 2018-0252, dated
Tuesday, April 03, 2018.
Purpose Strategic Yield Fund SYMBOL: SYLD
Listed April 05, 2018. ETF Units - CUSIP: ; Trading currency: CDN$; Designated market maker - RBC Dominion Securities Inc.
Capitalization - Issued and Outstanding Securities: 50,000; Reserved Securities: None. Issue Price: C$20.00
Nature of business - The Fund seeks to provide investors with a high yield by investing primarily in, or obtaining exposure
primarily to, fixed income securities of corporate issuers located in Canada or the United States. Investments in fixed income
securities generally will be below investment grade.
Investor Relations - Som Seif, Tel: (416) 583-3856, [email protected] Scott Bartholomew, Tel: (416) 583-3857,
Initial public offering - 50,000 ETF Units will be issued at a subscription price of $20.00 per ETF Unit. ETF Units are being
issued and sold on a continuous basis and there is no maximum number of ETF Units that may be issued.
Other Markets - None.
Extracted from Exchange Bulletin 2018-0249, dated Thursday, March 29, 2018 and Exchange Bulletin 2018-0252, dated
Tuesday, April 03, 2018.
2 CHAPTER 3 TSX eREVIEW APRIL 2018
Changes in Stock List
Stock DateNew Listings Symbol Listed
Ceridian HCM Holding Inc. J When Issued CDAY Apr 26
Purpose Global Innovators Fund ETF Shares PINV Apr 05
Purpose Multi-Asset Income Fund ETF Shares PINC Apr 05
Purpose Strategic Yield Fund ETF Shares SYLD Apr 05
Stock DateSupplementary Symbol Listed
Canoe EIT Income Fund 4.80% CumulativeRedeemable Series 2 Preferred Units EIT.PR.B Apr 17
Extendicare Inc. 5.00% convertibleunsecured subordinated debentures EXE.DB.C Apr 17
Horizons Robotics andAutomation Index ETF USF(Commencement of U.S. Dollar Tradingfor same units) ROBO.U Apr 30
Premium Brands Holdings Corporation4.65% Convertible UnsecuredSubordinated Debentures PBH.DB.G Apr 10
Transcontinental Inc. Subscription receipts TCL.R Apr 20
StockSubstitutional Listings Symbol Effective
Ceridian HCM Holding Inc. J CDAY Apr 30-in substitution of the Ceridian HCM Holding Inc. J (CDAY)common shares trading on an “if , as and When Issued”basis following closing of offering
Global Healthcare Income & Growth ETF Units HIG Apr 03-in substitution for the Units of Global HealthcareIncome & Growth Fund (HIG.UN) on a (1:1) basisfollowing conversion to from a closed end fund toan exchange traded fund
Gran Colombia Gold Corp. J 5% SeniorUnsecured Convertible Debentures due 2018 GCM.DB.U Apr 30-in substitution for the 1% Senior UnsecuredConvertible Debentures due 2018 ofGran Colombia Gold Corp. J (GCM.DB.U)
Optiva Inc. J OPT Apr 05-in substitution of the Subordinate Voting Sharesof Redknee Solutions Inc. J (RKN) ona (1:50) consolidated basis
Tech Leaders Income ETF Units TLF Apr 03-in substitution of the Units of Tech LeadersIncome Fund (TLF.UN) on a (1:1) basis followingconversion to from a closed end fund toan exchange traded fund
Stock DateDeletions Symbol Delisted
Artis Real Estate Investment TrustPreferred Units, Series C USF AX.PR.U Apr 02-following redemption at US$25.328125 per Share held
Avigilon Corporation AVO Apr 02-following plan of arrangement withMotorola Solutions Inc. whereby shareholderswill receive $27.00 per common share
Bank of Nova Scotia, The Non-cumulativePreferred Shares Series 18 BNS.PR.P Apr 27-following redemption at $25.00 per share
Stock DateDeletions (continued) Symbol Delisted
Bank of Nova Scotia, The Non-cumulativePreferred Shares Series 19 BNS.PR.A Apr 27-following redemption at $25.00 per share
Discovery Air Inc. J 8.375% ConvertibleUnsecured SubordinatedDebentures due June 30, 2018 DA.DB.A Apr 27-failure to meet continued listing requirements
Extendicare Inc. 6.00% convertibleunsecured subordinated debentures EXE.DB.B Apr 30-following redemption at $1,004.93 per$1,000 principal amount of Debentures
Gendis Inc. GDS Apr 17-following recently effected consolidation, wherebyGendis’s common shares were consolidated ona 500,000-to-one basis, resulting in every pre-consolidatedGendis share not held by the Controlling Shareholder Group(as defined in the Disclosure Document) becoming a fractionalshare to be cancelled in exchange for a cash payment basedon the number of pre-consolidation Gendis shares held
iShares 1-10 Year Laddered CorporateBond Index ETF Advisor Class Units CBH.A Apr 06-voluntary delisting and reclassification to commonunits of the same ETF
iShares 1-10 Year Laddered Government BondIndex ETF Advisor Class Units CLG.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF
iShares 1-5 Year Laddered Corporate BondIndex ETF Advisor Class Units CBO.A Apr 06-voluntary delisting and reclassification to commonunits of the same ETF
iShares 1-5 Year Laddered Government BondIndex ETF Advisor Class Units CLF.A Apr 06-voluntary delisting and reclassification to commonunits of the same ETF
iShares Balanced Growth CorePortfolio�
Index ETF Advisor Class Units CBN.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF
iShares Balanced Income CorePortfolio�
Index ETF Advisor Class Units CBD.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF
iShares Canadian Financial Monthly Income ETFAdvisor Class Units FIE.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF
iShares Convertible Bond Index ETFAdvisor Class Units CVD.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF
iShares Equal Weight Banc & Lifeco ETFAdvisor Class Units CEW.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF
iShares Global Agriculture Index ETFAdvisor Class Units COW.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
TSX eREVIEW APRIL 2018 CHAPTER 3 3
Stock DateDeletions (continued) Symbol Delisted
iShares Global Infrastructure Index ETFAdvisor Class Units CIF.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares Global Monthly Dividend Index ETF(CAD-Hedged) Advisor Class Units CYH.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF
iShares Global Real Estate Index ETFAdvisor Class Units CGR.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares Global Water Index ETFAdvisor Class Units CWW.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares High Quality Canadian Bond Index ETFAdvisor Class Units XQB.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares Premium Money Market ETFAdvisor Class Units CMR.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares S&P/TSX Canadian DividendAristocrats Index ETF Advisor Class Units CDZ.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares S&P/TSX Canadian Preferred ShareIndex ETF Advisor Class Units CPD.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares Short Duration High Income ETF(CAD-Hedged) Advisor Class Units CSD.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares U.S. High Yield Fixed IncomeIndex ETF (CAD-Hedged) Advisor Class Units CHB.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
iShares US Dividend Growers Index ETF(CAD-Hedged) Advisor Class Units CUD.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF
SCITI Trust Units SIN.UN Apr 26-following redemption
STEP Energy Services Ltd. JSubscription Receipts STEP.R Apr 03-following closing of acquisition
Temple Hotels Inc. 5 Year 7% Series FConvertible Redeemable UnsecuredSubordinated Debentures TPH.DB.F Apr 02-following redemption at $1035.00 per$1,000 principal amount of debentures
StockName Changes Symbol Date
North American Construction Group Ltd. NOA Apr 16-formerly North American Energy Partners Inc. (NOA)
North American Construction Group Ltd.5.50% convertible unsecuredsubordinated debentures NOA.DB Apr 16-formerly North American Energy Partners Inc.5.50% convertible unsecured subordinated debentures (NOA.DB)
4 CHAPTER 3 TSX eREVIEW APRIL 2018
LISTED COMPANIES CURRENTLY UNDER DELISTINGREVIEW AS AT April 30, 2018
The following companies are under review with respect to meeting TorontoStock Exchange’s (TSX) continued listing requirements. Issuers that cannotdemonstrate to TSX that they have regained compliance with all of the delistingcriteria within the allotted time will, in general, be delisted.
Ticker Date Notified -
Symbol Organization Name Under Review
LRT Lanesborough Real Estate Investment Trust . . . . . 03/31/2017
RDK Redhawk Resources Inc . . . . . . . . . . . . . . . . 01/03/2018
RVX Resverlogix Corp . . . . . . . . . . . . . . . . . . . 10/16/2017
UR UrtheCast Corp . . . . . . . . . . . . . . . . . . . . 04/11/2018
LISTED COMPANIES CURRENTLY
UNDER SUSPENSION - NONE
Outstanding shares for issues suspended from trading on the Toronto Stock
Exchange are as of suspension date. For those issues that continue to trade on
the Canadian Venture Exchange, share changes will not be reflected.
Chapter 4 - Corporate Actions
• Capitalization Changes
• Normal Course Issuer Bids
• Dividend Highlights
• Earnings
5N Plus Inc. VNP 83,929,791 11-Apr-18 09-Jan-18 General Transaction 3,750
11-Apr-18 07-Mar-18 General Transaction 10,000
11-Apr-18 13-Mar-18 General Transaction 15,000
Aberdeen Asia-Pacific Income
Investment Company Limited FAP 51,500,616 11-Apr-18 19-Mar-18 Other -35,000
11-Apr-18 29-Mar-18 Other -14,000
Acasta Enterprises Inc. AEF 70,215,298 11-Apr-18 27-Mar-18 Cancellation -26,000,000
06-Apr-18 05-Apr-18 Acquisition 500,000
Acerus Pharmaceuticals Corporation ASP 213,193,642 11-Apr-18 22-Mar-18 General Transaction 16,666
11-Apr-18 22-Mar-18 General Transaction 24,999
11-Apr-18 22-Mar-18 General Transaction 21,666
11-Apr-18 26-Mar-18 General Transaction 11,666
Advantaged Canadian High
Yield Bond Fund AHY.UN 2,510,274 28-Mar-18 26-Feb-18 Conversion (General) 5,762
Aecon Group Inc. ARE 59,692,065 04-Apr-18 02-Mar-18 General Transaction 4,108
04-Apr-18 09-Mar-18 General Transaction 120,000
Ag Growth International Inc. AFN 16,463,804 11-Apr-18 14-Mar-18 General Transaction 43,785
11-Apr-18 15-Mar-18 General Transaction 4,200
Agellan Commercial Real
Estate Investment Trust ACR.UN 32,900,623 11-Apr-18 15-Jan-18 General Transaction 5,392
11-Apr-18 29-Jan-18 General Transaction 19,566
11-Apr-18 15-Feb-18 General Transaction 6,140
11-Apr-18 15-Mar-18 General Transaction 6,097
AGF Management Limited AGF.B 79,860,886 11-Apr-18 05-Mar-18 General Transaction 4,892
AGFiQ Enhanced Core
International Equity ETF QIE 2,050,000 05-Apr-18 05-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 75,000
AGFiQ Enhanced Core
US Equity ETF QUS 5,550,000 28-Mar-18 28-Mar-18 Adjustment 25,000
03-Apr-18 03-Apr-18 Adjustment 25,000
05-Apr-18 05-Apr-18 Adjustment 25,000
10-Apr-18 10-Apr-18 Adjustment 25,000
18-Apr-18 18-Apr-18 Adjustment 25,000
20-Apr-18 20-Apr-18 Adjustment 75,000
AgJunction Inc. AJX 117,178,275 11-Apr-18 05-Feb-18 General Transaction -10,000
11-Apr-18 05-Feb-18 General Transaction -10,000
11-Apr-18 21-Mar-18 General Transaction 300,000
11-Apr-18 21-Mar-18 General Transaction 40,000
11-Apr-18 23-Mar-18 General Transaction -10,000
11-Apr-18 23-Mar-18 General Transaction -10,000
Agnico Eagle Mines Limited AEM 233,156,587 02-Apr-18 01-Feb-18 General Transaction 3,483
Air Canada AC 273,243,286 11-Apr-18 31-Mar-18 General Transaction 79,866
AirBoss of America Corp. BOS 23,418,182 02-Apr-18 01-Feb-18 General Transaction 5,057
02-Apr-18 15-Feb-18 Repurchase -2,200
11-Apr-18 21-Mar-18 General Transaction 50,000
11-Apr-18 21-Mar-18 General Transaction 200,000
11-Apr-18 23-Mar-18 General Transaction 215,000
11-Apr-18 23-Mar-18 Repurchase -135,731
Algoma Central Corporation ALC 38,545,715 11-Apr-18 21-Mar-18 Issuer Bid -200
11-Apr-18 23-Mar-18 Issuer Bid -1,700
11-Apr-18 27-Mar-18 Issuer Bid -1,800
11-Apr-18 28-Mar-18 Issuer Bid -1,700
11-Apr-18 29-Mar-18 Issuer Bid -1,200
Algonquin Power & Utilities Corp. AQN 470,476,293 20-Apr-18 24-Apr-18 Prospectus Offering
/Public Offering 37,505,274
Alimentation Couche-Tard Inc. ATD.B 432,171,788 11-Apr-18 28-Mar-18 General Transaction 1,366
11-Apr-18 29-Mar-18 General Transaction 1,641
Allbanc Split Corp. II ALB 1,086,538 29-Mar-18 28-Feb-18 Redemption/Retraction -85,334
Allied Properties Real
Estate Investment Trust AP.UN 92,969,270 02-Apr-18 22-Feb-18 General Transaction 18,601
11-Apr-18 09-Mar-18 General Transaction 8,393
AltaGas Ltd. ALA 177,881,269 04-Apr-18 15-Mar-18 General Transaction 962,941
Altus Group Limited AIF 38,865,863 17-Apr-18 04-Apr-17 Adjustment -63
17-Apr-18 17-Apr-18 General Transaction 0
17-Apr-18 17-Apr-18 Adjustment 0
American Core Sectors
Dividend Fund ACZ.UN 1,393,450 11-Apr-18 31-Mar-18 Issuer Bid -1,600
Amerigo Resources Ltd. ARG 177,465,873 04-Apr-18 22-Mar-18 General Transaction 500,000
04-Apr-18 26-Mar-18 Other 265,119
28-Mar-18 26-Mar-18 Shares for Debt
/Litigation/Creditors 265,119
Aphria Inc. APH 209,680,955 25-Apr-18 31-Mar-18 Warrants 754,600
25-Apr-18 31-Mar-18 General Transaction 1,654
Aptose Biosciences Inc. APS 29,302,053 29-Mar-18 02-Feb-18 Other 200,000
29-Mar-18 05-Feb-18 Other 200,000
29-Mar-18 15-Feb-18 Other 200,000
29-Mar-18 16-Feb-18 Other 200,000
06-Apr-18 28-Mar-18 Prospectus Offering
/Public Offering 0
Argonaut Gold Inc. AR 177,681,655 13-Apr-18 07-Feb-18 General Transaction 10,000
13-Apr-18 07-Feb-18 General Transaction 131,594
Aritzia Inc. ATZ 56,326,596 09-Apr-18 15-Mar-18 General Transaction 8,000
09-Apr-18 29-Mar-18 General Transaction 10,568
Asanko Gold Inc. AKG 225,804,614 12-Apr-18 04-Apr-18 Private Placement 22,354,657
12-Apr-18 04-Apr-18 Private Placement 0
Atalaya Mining plc AYM 137,076,557 29-Mar-18 12-Feb-18 General Transaction 29,000
19-Apr-18 18-Apr-18 Acquisition 1,600,907
ATCO Ltd. ACO.X 101,467,673 02-Apr-18 28-Feb-18 Conversion (General) 7,100
09-Apr-18 31-Mar-18 General Transaction 112,000
09-Apr-18 31-Mar-18 Conversion (General) 14,200
ACO.Y 13,304,055 02-Apr-18 28-Feb-18 Conversion (General) -7,100
09-Apr-18 31-Mar-18 Conversion (General) -14,200
Athabasca Oil Corporation ATH 510,389,034 29-Mar-18 28-Feb-18 General Transaction 74,666
11-Apr-18 31-Mar-18 General Transaction 158,641
17-Apr-18 06-Apr-18 Plan Maximum 0
17-Apr-18 06-Apr-18 Other Transaction 0
17-Apr-18 06-Apr-18 Other Transaction 0
17-Apr-18 06-Apr-18 Plan Maximum 0
Atlantic Power Corporation ATP 112,978,994 29-Mar-18 09-Feb-18 General Transaction 11,069
29-Mar-18 27-Feb-18 General Transaction 785,789
03-Apr-18 29-Mar-18 Issuer Bid -3,029,840
Atlantic Power Preferred Equity Ltd. AZP.PR.A 4,512,500 02-Apr-18 29-Mar-18 Issuer Bid -237,500
AZP.PR.C 1,578,811 02-Apr-18 29-Mar-18 Issuer Bid -83,095
Atrium Mortgage
Investment Corporation AI 36,117,771 02-Apr-18 12-Feb-18 General Transaction 31,736
TSX eREVIEW APRIL 2018 CHAPTER 4 1
APRIL CAPITALIZATION CHANGES
SUMMARY OF NOTICES FILED RE CHANGES IN ISSUED CAPITAL FOR THE MONTH OF APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
02-Apr-18 22-Feb-18 General Transaction 13,131
02-Apr-18 28-Feb-18 General Transaction 11,851
11-Apr-18 12-Mar-18 General Transaction 22,276
11-Apr-18 29-Mar-18 General Transaction 3,294
05-Apr-18 09-Apr-18 Over-Allotment Option (Greenshoe) 360,000
ATS Automation Tooling Systems Inc. ATA 94,001,692 02-Apr-18 28-Feb-18 General Transaction 17,750
02-Apr-18 28-Feb-18 General Transaction 13,625
11-Apr-18 29-Mar-18 General Transaction 2,000
11-Apr-18 29-Mar-18 General Transaction 21,875
Aurora Cannabis Inc. ACB 561,006,914 02-Apr-18 14-Feb-18 General Transaction 57,916
02-Apr-18 15-Feb-18 General Transaction 17,500
02-Apr-18 22-Feb-18 General Transaction 52,000
02-Apr-18 28-Feb-18 Convertible Bonds/Notes
/Loans/Debentures 13,076
02-Apr-18 28-Feb-18 Warrants 101,075
04-Apr-18 01-Mar-18 General Transaction 35,416
04-Apr-18 07-Mar-18 General Transaction 8,334
04-Apr-18 09-Mar-18 General Transaction 4,166
04-Apr-18 13-Mar-18 General Transaction 125,556
04-Apr-18 14-Mar-18 General Transaction 572,698
04-Apr-18 15-Mar-18 General Transaction 23,666
04-Apr-18 16-Mar-18 General Transaction 20,000
05-Apr-18 16-Mar-18 Take-Over Bid/Merger 62,833,216
04-Apr-18 20-Mar-18 General Transaction 97,500
04-Apr-18 22-Mar-18 General Transaction 8,333
04-Apr-18 23-Mar-18 General Transaction 38,000
04-Apr-18 26-Mar-18 General Transaction 350,000
05-Apr-18 26-Mar-18 Take-Over Bid/Merger 6,495,679
04-Apr-18 31-Mar-18 Warrants 75,293
04-Apr-18 31-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 40,625
Australian Banc Income Fund AUI.UN 3,020,736 02-Apr-18 12-Feb-18 Conversion (General) 2,733
Australian REIT Income Fund HRR.UN 1,593,114 02-Apr-18 02-Feb-18 Conversion (General) 569
12-Apr-18 19-Mar-18 General Transaction 173
Avalon Advanced Materials Inc. AVL 216,482,102 02-Apr-18 01-Feb-18 Convertible Preferred Shares 1,204,718
02-Apr-18 07-Feb-18 General Transaction 50,000
02-Apr-18 22-Feb-18 Warrants 300,000
12-Apr-18 05-Mar-18 Convertible Preferred Shares 1,275,800
Avino Silver & Gold Mines Ltd. ASM 52,778,153 02-Apr-18 01-Feb-18 General Transaction 25,000
02-Apr-18 13-Feb-18 General Transaction 25,000
02-Apr-18 16-Feb-18 General Transaction 10,000
Azarga Uranium Corp. AZZ 85,134,476 03-Apr-18 23-Mar-18 Shares for Debt
/Litigation/Creditors 186,512
B2Gold Corp. BTO 982,674,577 02-Apr-18 28-Feb-18 General Transaction 735,175
02-Apr-18 28-Feb-18 General Transaction 25,000
Ballard Power Systems Inc. BLDP 178,090,248 02-Apr-18 31-Jan-18 General Transaction 13,417
02-Apr-18 28-Feb-18 General Transaction 14,164
Bank of Montreal BMO 642,471,133 02-Apr-18 28-Feb-18 General Transaction 5,673
13-Apr-18 31-Mar-18 General Transaction 87,215
13-Apr-18 31-Mar-18 Cancellation -3,150,000
Bank of Nova Scotia (The) BNS 1,198,446,144 03-Apr-18 28-Feb-18 General Transaction 22,884
04-Apr-18 29-Mar-18 General Transaction 423,833
Baylin Technologies Inc. BYL 31,207,357 28-Mar-18 26-Nov-13 Adjustment 1
28-Mar-18 30-Apr-14 Adjustment -9,391
28-Mar-18 02-Jun-14 Adjustment -2,352
28-Mar-18 30-Jun-14 Adjustment -2,232
28-Mar-18 31-Jul-14 Adjustment -2,392
28-Mar-18 31-Aug-14 Adjustment -2,575
28-Mar-18 30-Sep-14 Adjustment -2,499
28-Mar-18 31-Oct-14 Adjustment -3,646
28-Mar-18 30-Nov-14 Adjustment -3,739
28-Mar-18 31-Dec-14 Adjustment -2,864
28-Mar-18 31-Jan-15 Adjustment -4,204
28-Mar-18 28-Feb-15 Adjustment -3,342
28-Mar-18 31-Mar-15 Adjustment -4,743
28-Mar-18 30-Apr-15 Adjustment -5,554
28-Mar-18 31-May-15 Adjustment -7,609
28-Mar-18 30-Jun-15 Adjustment -8,364
28-Mar-18 31-Jul-15 Adjustment -9,923
10-Apr-18 09-Aug-16 Adjustment -27,338
10-Apr-18 09-Aug-16 General Transaction 27,338
10-Apr-18 23-Oct-17 General Transaction 87,761
10-Apr-18 23-Oct-17 Adjustment -87,761
02-Apr-18 30-Nov-17 General Transaction 66,848
10-Apr-18 30-Nov-17 General Transaction 66,848
10-Apr-18 30-Nov-17 Adjustment -66,848
BCE Inc. BCE 897,968,882 12-Apr-18 31-Mar-18 Issuer Bid -3,085,697
BetaPro Canadian Gold
Miners -2x Daily Bear ETF HGD 1,458,875 28-Mar-18 28-Mar-18 Adjustment 125,000
29-Mar-18 29-Mar-18 Adjustment -75,000
03-Apr-18 03-Apr-18 Adjustment -125,000
04-Apr-18 04-Apr-18 Adjustment 125,000
05-Apr-18 05-Apr-18 Adjustment -200,000
06-Apr-18 06-Apr-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment -75,000
13-Apr-18 13-Apr-18 Adjustment 300,000
16-Apr-18 16-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment 175,000
18-Apr-18 18-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment -50,000
23-Apr-18 23-Apr-18 Adjustment -125,000
25-Apr-18 25-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment 50,000
BetaPro Canadian
Gold Miners 2x Daily Bull ETF HGU 8,165,000 28-Mar-18 28-Mar-18 Adjustment -100,000
03-Apr-18 03-Apr-18 Adjustment -50,000
05-Apr-18 05-Apr-18 Adjustment -50,000
06-Apr-18 06-Apr-18 Adjustment 150,000
09-Apr-18 09-Apr-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment -150,000
11-Apr-18 11-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment -350,000
16-Apr-18 16-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment -200,000
18-Apr-18 18-Apr-18 Adjustment 200,000
19-Apr-18 19-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment -50,000
BetaPro Crude
Oil -2x Daily Bear ETF HOD 22,690,000 28-Mar-18 28-Mar-18 Adjustment -100,000
29-Mar-18 29-Mar-18 Adjustment -400,000
03-Apr-18 03-Apr-18 Adjustment -900,000
04-Apr-18 04-Apr-18 Adjustment -1,700,000
05-Apr-18 05-Apr-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment -300,000
09-Apr-18 09-Apr-18 Adjustment -300,000
10-Apr-18 10-Apr-18 Adjustment -1,500,000
11-Apr-18 11-Apr-18 Adjustment 300,000
2 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
12-Apr-18 12-Apr-18 Adjustment 3,600,000
13-Apr-18 13-Apr-18 Adjustment 2,200,000
16-Apr-18 16-Apr-18 Adjustment 400,000
17-Apr-18 17-Apr-18 Adjustment 1,000,000
19-Apr-18 19-Apr-18 Adjustment -700,000
20-Apr-18 20-Apr-18 Adjustment 1,900,000
23-Apr-18 23-Apr-18 Adjustment -400,000
26-Apr-18 26-Apr-18 Adjustment -1,200,000
BetaPro Crude Oil 2x Daily Bull ETF HOU 10,816,875 28-Mar-18 28-Mar-18 Adjustment -200,000
03-Apr-18 03-Apr-18 Adjustment 300,000
04-Apr-18 04-Apr-18 Adjustment 800,000
05-Apr-18 05-Apr-18 Adjustment -200,000
06-Apr-18 06-Apr-18 Adjustment 400,000
09-Apr-18 09-Apr-18 Adjustment -500,000
10-Apr-18 10-Apr-18 Adjustment 1,800,000
11-Apr-18 11-Apr-18 Adjustment -1,200,000
12-Apr-18 12-Apr-18 Adjustment -800,000
13-Apr-18 13-Apr-18 Adjustment -1,400,000
16-Apr-18 16-Apr-18 Adjustment -300,000
18-Apr-18 18-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment -700,000
23-Apr-18 23-Apr-18 Adjustment 500,000
25-Apr-18 25-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 500,000
BetaPro NASDAQ-100
-2x Daily Bear ETF HQD 2,112,750 29-Mar-18 29-Mar-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment 150,000
BetaPro NASDAQ-100
2x Daily Bull ETF HQU 1,115,000 28-Mar-18 28-Mar-18 Adjustment -25,000
29-Mar-18 29-Mar-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 25,000
25-Apr-18 25-Apr-18 Adjustment -25,000
BetaPro Natural Gas
-2x Daily Bear ETF HND 2,049,900 28-Mar-18 28-Mar-18 Adjustment 100,000
29-Mar-18 29-Mar-18 Adjustment 400,000
03-Apr-18 03-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment -200,000
11-Apr-18 11-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 500,000
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment -600,000
25-Apr-18 25-Apr-18 Adjustment 600,000
26-Apr-18 26-Apr-18 Adjustment 500,000
BetaPro Natural
Gas 2x Daily Bull ETF HNU 34,201,492 28-Mar-18 28-Mar-18 Adjustment -400,000
29-Mar-18 29-Mar-18 Adjustment -500,000
03-Apr-18 03-Apr-18 Adjustment -2,700,000
04-Apr-18 04-Apr-18 Adjustment 1,200,000
05-Apr-18 05-Apr-18 Adjustment -400,000
06-Apr-18 06-Apr-18 Adjustment -1,500,000
09-Apr-18 09-Apr-18 Adjustment 700,000
10-Apr-18 10-Apr-18 Adjustment -600,000
11-Apr-18 11-Apr-18 Adjustment 200,000
12-Apr-18 12-Apr-18 Adjustment 1,500,000
13-Apr-18 13-Apr-18 Adjustment -400,000
16-Apr-18 16-Apr-18 Adjustment -200,000
17-Apr-18 17-Apr-18 Adjustment -2,000,000
18-Apr-18 18-Apr-18 Adjustment -400,000
19-Apr-18 19-Apr-18 Adjustment -500,000
20-Apr-18 20-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment 2,800,000
25-Apr-18 25-Apr-18 Adjustment -2,800,000
26-Apr-18 26-Apr-18 Adjustment -1,300,000
BetaPro S&P
500 -2x Daily Bear ETF HSD 7,982,500 28-Mar-18 28-Mar-18 Adjustment 500,000
29-Mar-18 29-Mar-18 Adjustment 500,000
03-Apr-18 03-Apr-18 Adjustment 300,000
04-Apr-18 04-Apr-18 Adjustment -150,000
05-Apr-18 05-Apr-18 Adjustment -1,150,000
06-Apr-18 06-Apr-18 Adjustment 1,000,000
09-Apr-18 09-Apr-18 Adjustment 200,000
10-Apr-18 10-Apr-18 Adjustment -1,000,000
11-Apr-18 11-Apr-18 Adjustment -100,000
12-Apr-18 12-Apr-18 Adjustment 1,250,000
16-Apr-18 16-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment -150,000
25-Apr-18 25-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment -800,000
BetaPro S&P 500
2x Daily Bull ETF HSU 1,065,000 28-Mar-18 28-Mar-18 Adjustment -50,000
03-Apr-18 03-Apr-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment 50,000
BetaPro S&P 500 VIX
Short-Term Futures 2x Daily Bull ETF HVU 1,089,481 28-Mar-18 28-Mar-18 Adjustment 75,000
29-Mar-18 29-Mar-18 Adjustment -175,000
05-Apr-18 05-Apr-18 Adjustment 225,000
06-Apr-18 06-Apr-18 Adjustment -200,000
09-Apr-18 09-Apr-18 Adjustment 125,000
10-Apr-18 10-Apr-18 Adjustment -100,000
11-Apr-18 11-Apr-18 Adjustment 300,000
12-Apr-18 12-Apr-18 Adjustment 600,000
13-Apr-18 13-Apr-18 Adjustment -200,000
16-Apr-18 16-Apr-18 Adjustment -200,000
17-Apr-18 17-Apr-18 Adjustment -75,000
BetaPro S&P 500 VIX
Short-Term Futures Daily Inverse ETF HVI 7,065,000 28-Mar-18 28-Mar-18 Adjustment 100,000
29-Mar-18 29-Mar-18 Adjustment 75,000
03-Apr-18 03-Apr-18 Adjustment 75,000
04-Apr-18 04-Apr-18 Adjustment 150,000
05-Apr-18 05-Apr-18 Adjustment -150,000
09-Apr-18 09-Apr-18 Adjustment -200,000
11-Apr-18 11-Apr-18 Adjustment 300,000
13-Apr-18 13-Apr-18 Adjustment -200,000
16-Apr-18 16-Apr-18 Adjustment -300,000
17-Apr-18 17-Apr-18 Adjustment -300,000
19-Apr-18 19-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment -200,000
25-Apr-18 25-Apr-18 Adjustment -375,000
26-Apr-18 26-Apr-18 Adjustment -125,000
BetaPro S&P/TSX
60 -2x Daily Bear ETF HXD 6,314,000 29-Mar-18 29-Mar-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment -300,000
05-Apr-18 05-Apr-18 Adjustment 300,000
06-Apr-18 06-Apr-18 Adjustment -200,000
09-Apr-18 09-Apr-18 Adjustment -50,000
TSX eREVIEW APRIL 2018 CHAPTER 4 3
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
10-Apr-18 10-Apr-18 Adjustment 400,000
17-Apr-18 17-Apr-18 Adjustment -50,000
18-Apr-18 18-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment -250,000
26-Apr-18 26-Apr-18 Adjustment -50,000
BetaPro S&P/TSX
60 2x Daily Bull ETF HXU 1,190,000 28-Mar-18 28-Mar-18 Adjustment 50,000
29-Mar-18 29-Mar-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment -150,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment -50,000
09-Apr-18 09-Apr-18 Adjustment 50,000
10-Apr-18 10-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment -50,000
13-Apr-18 13-Apr-18 Adjustment -50,000
16-Apr-18 16-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment -50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment -100,000
BetaPro S&P/TSX
60 Daily Inverse ETF HIX 3,100,000 28-Mar-18 28-Mar-18 Adjustment -25,000
29-Mar-18 29-Mar-18 Adjustment -25,000
03-Apr-18 03-Apr-18 Adjustment -75,000
04-Apr-18 04-Apr-18 Adjustment 25,000
05-Apr-18 05-Apr-18 Adjustment 25,000
06-Apr-18 06-Apr-18 Adjustment -75,000
09-Apr-18 09-Apr-18 Adjustment -25,000
10-Apr-18 10-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 25,000
17-Apr-18 17-Apr-18 Adjustment -25,000
20-Apr-18 20-Apr-18 Adjustment -25,000
25-Apr-18 25-Apr-18 Adjustment 25,000
26-Apr-18 26-Apr-18 Adjustment -25,000
BetaPro S&P/TSX Capped
Energy -2x Daily Bear ETF HED 704,000 28-Mar-18 28-Mar-18 Adjustment 20,000
20-Apr-18 20-Apr-18 Adjustment 75,000
26-Apr-18 26-Apr-18 Adjustment 50,000
BetaPro S&P/TSX Capped
Energy 2x Daily Bull ETF HEU 2,295,000 10-Apr-18 10-Apr-18 Adjustment -50,000
13-Apr-18 13-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment -25,000
20-Apr-18 20-Apr-18 Adjustment -50,000
23-Apr-18 23-Apr-18 Adjustment -25,000
25-Apr-18 25-Apr-18 Adjustment -25,000
26-Apr-18 26-Apr-18 Adjustment -50,000
BetaPro S&P/TSX Capped
Financials -2x Daily Bear ETF HFD 3,035,000 11-Apr-18 11-Apr-18 Adjustment -25,000
20-Apr-18 20-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment -25,000
BetaPro S&P/TSX Capped
Financials 2x Daily Bull ETF HFU 535,000 09-Apr-18 09-Apr-18 Adjustment 25,000
11-Apr-18 11-Apr-18 Adjustment -25,000
12-Apr-18 12-Apr-18 Adjustment 25,000
17-Apr-18 17-Apr-18 Adjustment -25,000
25-Apr-18 25-Apr-18 Adjustment 25,000
26-Apr-18 26-Apr-18 Adjustment -25,000
BetaPro Silver 2x Daily Bull ETF HZU 1,835,000 03-Apr-18 03-Apr-18 Adjustment 25,000
04-Apr-18 04-Apr-18 Adjustment -25,000
05-Apr-18 05-Apr-18 Adjustment 25,000
16-Apr-18 16-Apr-18 Adjustment -25,000
20-Apr-18 20-Apr-18 Adjustment -25,000
23-Apr-18 23-Apr-18 Adjustment -25,000
BlackPearl Resources Inc. PXX 336,512,240 04-Apr-18 28-Feb-18 General Transaction 236,672
Blockchain Technologies ETF HBLK 1,220,000 28-Mar-18 28-Mar-18 Adjustment -30,000
02-Apr-18 02-Apr-18 Adjustment 20,000
04-Apr-18 04-Apr-18 Adjustment 10,000
06-Apr-18 06-Apr-18 Adjustment -10,000
12-Apr-18 12-Apr-18 Adjustment 10,000
17-Apr-18 17-Apr-18 Adjustment 30,000
18-Apr-18 18-Apr-18 Adjustment 10,000
20-Apr-18 20-Apr-18 Adjustment 30,000
24-Apr-18 24-Apr-18 Adjustment 20,000
25-Apr-18 25-Apr-18 Adjustment 40,000
26-Apr-18 26-Apr-18 Adjustment -50,000
Bloom Select Income Fund BLB.UN 1,989,981 04-Apr-18 15-Feb-18 General Transaction 598
04-Apr-18 28-Feb-18 Cancellation -9,000
Bloom U.S. Income & Growth Fund BUA.UN 1,476,611 04-Apr-18 02-Jan-18 Conversion (General) 2,346
04-Apr-18 02-Feb-18 Conversion (General) 1,869
04-Apr-18 28-Feb-18 Cancellation -12,400
Blue Ribbon Income Fund RBN.UN 16,716,364 04-Apr-18 14-Feb-18 General Transaction 5,953
04-Apr-18 28-Feb-18 Issuer Bid -30,400
BMO Aggregate Bond Index ETF ZAG 229,070,521 02-Apr-18 02-Apr-18 Adjustment 300,000
03-Apr-18 03-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 1,000,000
05-Apr-18 05-Apr-18 Adjustment 400,000
06-Apr-18 06-Apr-18 Adjustment 500,000
09-Apr-18 09-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 200,000
13-Apr-18 13-Apr-18 Adjustment 200,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -400,000
18-Apr-18 18-Apr-18 Adjustment -1,100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment -2,300,000
23-Apr-18 23-Apr-18 Adjustment -700,000
24-Apr-18 24-Apr-18 Adjustment 200,000
26-Apr-18 26-Apr-18 Adjustment -1,900,000
BMO Canadian Dividend ETF ZDV 52,150,000 04-Apr-18 04-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
BMO Canadian High
Dividend Covered Call ETF ZWC 19,710,000 05-Apr-18 05-Apr-18 Adjustment 700,000
09-Apr-18 09-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment 100,000
BMO China Equity Index ETF ZCH 4,867,509 05-Apr-18 05-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
BMO Corporate Bond Index ETF ZCB 355,000 04-Apr-18 04-Apr-18 Adjustment 50,000
BMO Covered Call
Canadian Banks ETF ZWB 95,700,000 02-Apr-18 02-Apr-18 Adjustment 400,000
05-Apr-18 05-Apr-18 Adjustment 600,000
06-Apr-18 06-Apr-18 Adjustment 200,000
4 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
09-Apr-18 09-Apr-18 Adjustment 200,000
10-Apr-18 10-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 200,000
16-Apr-18 16-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 300,000
20-Apr-18 20-Apr-18 Adjustment 200,000
24-Apr-18 24-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
BMO Covered Call Dow Jones
Industrial Average
Hedged to CAD ETF ZWA 13,961,000 28-Mar-18 28-Mar-18 Adjustment -100,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment -100,000
12-Apr-18 12-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment 100,000
BMO Covered Call Utilities ETF ZWU 53,171,000 28-Mar-18 28-Mar-18 Adjustment 300,000
04-Apr-18 04-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment 200,000
24-Apr-18 24-Apr-18 Adjustment 200,000
26-Apr-18 26-Apr-18 Adjustment 100,000
BMO Discount Bond Index ETF ZDB 38,032,500 03-Apr-18 03-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment 300,000
18-Apr-18 18-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 200,000
25-Apr-18 25-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 600,000
BMO Dow Jones Industrial Average
Hedged to CAD Index ETF ZDJ 5,182,951 02-Apr-18 02-Apr-18 Adjustment -100,000
BMO Emerging Markets Bond
Hedged to CAD Index ETF ZEF 16,476,222 17-Apr-18 17-Apr-18 Adjustment -50,000
BMO Equal Weight Banks Index ETF ZEB 45,777,950 28-Mar-18 28-Mar-18 Adjustment 200,000
29-Mar-18 29-Mar-18 Adjustment -4,000,000
02-Apr-18 02-Apr-18 Adjustment -200,000
03-Apr-18 03-Apr-18 Adjustment 400,000
04-Apr-18 04-Apr-18 Adjustment -900,000
06-Apr-18 06-Apr-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment -900,000
11-Apr-18 11-Apr-18 Adjustment 200,000
12-Apr-18 12-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 500,000
16-Apr-18 16-Apr-18 Adjustment 200,000
17-Apr-18 17-Apr-18 Adjustment -900,000
18-Apr-18 18-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment -400,000
25-Apr-18 25-Apr-18 Adjustment 3,000,000
26-Apr-18 26-Apr-18 Adjustment -3,900,000
BMO Equal Weight Global Base
Metals Hedged to CAD Index ETF ZMT 4,604,700 16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment 100,000
BMO Equal Weight
Industrials Index ETF ZIN 3,514,500 05-Apr-18 05-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 200,000
25-Apr-18 25-Apr-18 Adjustment -200,000
BMO Equal Weight
Oil & Gas Index ETF ZEO 17,261,500 02-Apr-18 02-Apr-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment -100,000
04-Apr-18 04-Apr-18 Adjustment -200,000
05-Apr-18 05-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment -100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -200,000
19-Apr-18 19-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment 100,000
BMO Equal Weight REITs Index ETF ZRE 23,016,900 29-Mar-18 29-Mar-18 Adjustment -100,000
02-Apr-18 02-Apr-18 Adjustment -500,000
04-Apr-18 04-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
BMO Equal Weight US
Banks Hedged to CAD Index ETF ZUB 22,712,350 28-Mar-18 28-Mar-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
BMO Equal Weight
US Banks Index ETF ZBK 39,612,800 28-Mar-18 28-Mar-18 Adjustment -200,000
29-Mar-18 29-Mar-18 Adjustment -100,000
03-Apr-18 03-Apr-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 200,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -300,000
26-Apr-18 26-Apr-18 Adjustment 100,000
BMO Equal Weight US Health
Care Hedged to CAD Index ETF ZUH 6,315,000 04-Apr-18 04-Apr-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment 200,000
16-Apr-18 16-Apr-18 Adjustment 100,000
BMO Equal Weight
Utilities Index ETF ZUT 12,338,300 13-Apr-18 13-Apr-18 Adjustment -100,000
BMO Europe High
Dividend Covered Call ETF ZWP 49,900,000 04-Apr-18 04-Apr-18 Adjustment 200,000
06-Apr-18 06-Apr-18 Adjustment 100,000
BMO Europe High Dividend
Covered Call Hedged to CAD ETF ZWE 48,117,500 28-Mar-18 28-Mar-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 300,000
19-Apr-18 19-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -100,000
BMO Floating Rate High Yield ETF ZFH 32,098,624 29-Mar-18 29-Mar-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 300,000
18-Apr-18 18-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment -3,200,000
26-Apr-18 26-Apr-18 Adjustment -300,000
BMO Global Banks
Hedged to CAD Index ETF BANK 540,500 29-Mar-18 29-Mar-18 Adjustment 9,000
05-Apr-18 05-Apr-18 Adjustment 100,000
BMO Global Consumer Staples
Hedged to CAD Index ETF STPL 440,200 29-Mar-18 29-Mar-18 Adjustment 9,000
TSX eREVIEW APRIL 2018 CHAPTER 4 5
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
BMO Global Infrastructure Index ETF ZGI 7,260,213 02-Apr-18 02-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -100,000
BMO Global Insurance
Hedged to CAD Index ETF INSR 2,310,100 26-Apr-18 26-Apr-18 Adjustment -400,000
BMO Government Bond Index ETF ZGB 130,000 28-Mar-18 28-Mar-18 Adjustment 25,000
04-Apr-18 04-Apr-18 Adjustment 25,000
12-Apr-18 12-Apr-18 Adjustment -25,000
26-Apr-18 26-Apr-18 Adjustment 25,000
BMO High Yield US Corporate Bond
Hedged to CAD Index ETF ZHY 25,899,885 04-Apr-18 04-Apr-18 Adjustment -900,000
09-Apr-18 09-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
BMO High Yield US
Corporate Bond Index ETF ZJK 56,232,000 29-Mar-18 29-Mar-18 Adjustment -100,000
04-Apr-18 04-Apr-18 Adjustment -200,000
06-Apr-18 06-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment -500,000
18-Apr-18 18-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment -300,000
20-Apr-18 20-Apr-18 Adjustment -200,000
24-Apr-18 24-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -100,000
BMO India Equity Index ETF ZID 13,613,315 02-Apr-18 02-Apr-18 Adjustment -50,000
05-Apr-18 05-Apr-18 Adjustment 50,000
BMO International Dividend ETF ZDI 18,166,600 24-Apr-18 24-Apr-18 Adjustment 100,000
BMO International Dividend
Hedged to CAD ETF ZDH 6,501,000 06-Apr-18 06-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
BMO Junior Oil Index ETF ZJO 6,035,358 02-Apr-18 02-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment -200,000
BMO Laddered Preferred
Share Index ETF ZPR 182,473,079 28-Mar-18 28-Mar-18 Adjustment 100,000
02-Apr-18 02-Apr-18 Adjustment -2,100,000
04-Apr-18 04-Apr-18 Adjustment 200,000
06-Apr-18 06-Apr-18 Adjustment -600,000
09-Apr-18 09-Apr-18 Adjustment -200,000
10-Apr-18 10-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment 400,000
16-Apr-18 16-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment 500,000
19-Apr-18 19-Apr-18 Adjustment -300,000
25-Apr-18 25-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment 200,000
BMO Long Corporate Bond Index ETF ZLC 20,131,153 02-Apr-18 02-Apr-18 Adjustment 50,000
10-Apr-18 10-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment -50,000
18-Apr-18 18-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment -150,000
BMO Long Federal Bond Index ETF ZFL 19,078,585 28-Mar-18 28-Mar-18 Adjustment -500,000
05-Apr-18 05-Apr-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment -100,000
BMO Long Provincial
Bond Index ETF ZPL 38,032,325 02-Apr-18 02-Apr-18 Adjustment 300,000
18-Apr-18 18-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment -500,000
24-Apr-18 24-Apr-18 Adjustment -200,000
BMO Low Volatility
Canadian Equity ETF ZLB 39,800,000 02-Apr-18 02-Apr-18 Adjustment -300,000
04-Apr-18 04-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
BMO Low Volatility
Emerging Markets Equity ETF ZLE 6,619,900 29-Mar-18 29-Mar-18 Adjustment -100,000
BMO Low Volatility International
Equity Hedged to CAD ETF ZLD 1,773,000 11-Apr-18 11-Apr-18 Adjustment 100,000
BMO Low Volatility US Equity ETF ZLU 21,805,000 05-Apr-18 05-Apr-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -100,000
BMO Low Volatility US
Equity Hedged to CAD ETF ZLH 1,801,000 13-Apr-18 13-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
BMO Mid Corporate Bond Index ETF ZCM 80,302,490 02-Apr-18 02-Apr-18 Adjustment -500,000
10-Apr-18 10-Apr-18 Adjustment 300,000
11-Apr-18 11-Apr-18 Adjustment 400,000
17-Apr-18 17-Apr-18 Adjustment -200,000
18-Apr-18 18-Apr-18 Adjustment -300,000
20-Apr-18 20-Apr-18 Adjustment -1,400,000
23-Apr-18 23-Apr-18 Adjustment -200,000
BMO Mid Federal Bond Index ETF ZFM 31,716,959 02-Apr-18 02-Apr-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment 800,000
04-Apr-18 04-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment -200,000
26-Apr-18 26-Apr-18 Adjustment -100,000
BMO Mid Provincial Bond Index ETF ZMP 43,110,967 02-Apr-18 02-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 900,000
12-Apr-18 12-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment -200,000
26-Apr-18 26-Apr-18 Adjustment -300,000
BMO Mid-Term US IG Corporate
Bond Hedged to CAD Index ETF ZMU 25,048,984 03-Apr-18 03-Apr-18 Adjustment -200,000
09-Apr-18 09-Apr-18 Adjustment 400,000
23-Apr-18 23-Apr-18 Adjustment 1,700,000
BMO Mid-Term US IG
Corporate Bond Index ETF ZIC 80,058,733 09-Apr-18 09-Apr-18 Adjustment 200,000
17-Apr-18 17-Apr-18 Adjustment 200,000
23-Apr-18 23-Apr-18 Adjustment 1,000,000
BMO MSCI All Country World
High Quality Index ETF ZGQ 2,915,000 05-Apr-18 05-Apr-18 Adjustment 100,000
6 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
BMO MSCI Canada Value Index ETF ZVC 200,000 26-Apr-18 26-Apr-18 Adjustment -100,000
BMO MSCI EAFE
Hedged to CAD Index ETF ZDM 32,540,740 28-Mar-18 28-Mar-18 Adjustment 100,000
29-Mar-18 29-Mar-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 150,000
11-Apr-18 11-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 150,000
18-Apr-18 18-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
BMO MSCI EAFE Index ETF ZEA 121,348,147 28-Mar-18 28-Mar-18 Adjustment 100,000
29-Mar-18 29-Mar-18 Adjustment 200,000
03-Apr-18 03-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment -200,000
05-Apr-18 05-Apr-18 Adjustment 350,000
06-Apr-18 06-Apr-18 Adjustment 150,000
09-Apr-18 09-Apr-18 Adjustment 150,000
12-Apr-18 12-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 450,000
17-Apr-18 17-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 150,000
26-Apr-18 26-Apr-18 Adjustment 300,000
BMO MSCI EAFE Value Index ETF ZVI 302,500 02-Apr-18 02-Apr-18 Adjustment 1,000
BMO MSCI Emerging
Markets Index ETF ZEM 20,915,000 28-Mar-18 28-Mar-18 Adjustment 500,000
29-Mar-18 29-Mar-18 Adjustment 400,000
03-Apr-18 03-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 300,000
09-Apr-18 09-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 150,000
17-Apr-18 17-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
BMO MSCI Europe High
Quality Hedged to CAD Index ETF ZEQ 14,229,000 04-Apr-18 04-Apr-18 Adjustment -200,000
BMO MSCI USA High
Quality Index ETF ZUQ 7,015,500 23-Apr-18 23-Apr-18 Adjustment 100,000
BMO Nasdaq 100 Equity
Hedged To CAD Index ETF ZQQ 12,228,560 28-Mar-18 28-Mar-18 Adjustment 100,000
02-Apr-18 02-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment -300,000
BMO Real Return Bond Index ETF ZRR 4,150,000 03-Apr-18 03-Apr-18 Adjustment 900,000
06-Apr-18 06-Apr-18 Adjustment 700,000
BMO S&P 500
Hedged to CAD Index ETF ZUE 25,020,245 28-Mar-18 28-Mar-18 Adjustment -300,000
05-Apr-18 05-Apr-18 Adjustment 200,000
18-Apr-18 18-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment 700,000
BMO S&P 500 Index ETF ZSP 117,951,140 28-Mar-18 28-Mar-18 Adjustment 700,000
29-Mar-18 29-Mar-18 Adjustment -300,000
02-Apr-18 02-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 200,000
05-Apr-18 05-Apr-18 Adjustment 200,000
09-Apr-18 09-Apr-18 Adjustment 200,000
10-Apr-18 10-Apr-18 Adjustment 200,000
16-Apr-18 16-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment 300,000
24-Apr-18 24-Apr-18 Adjustment 500,000
26-Apr-18 26-Apr-18 Adjustment 300,000
ZSP.U 11,218,000 04-Apr-18 04-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment 700,000
BMO S&P/TSX Capped
Composite Index ETF ZCN 152,908,866 28-Mar-18 28-Mar-18 Adjustment 200,000
02-Apr-18 02-Apr-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment 400,000
04-Apr-18 04-Apr-18 Adjustment 400,000
05-Apr-18 05-Apr-18 Adjustment 200,000
06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 200,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
BMO Short Corporate
Bond Index ETF ZCS 101,939,396 04-Apr-18 04-Apr-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment -600,000
16-Apr-18 16-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment -500,000
18-Apr-18 18-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment -500,000
24-Apr-18 24-Apr-18 Adjustment -500,000
BMO Short Federal
Bond Index ETF ZFS 62,932,645 02-Apr-18 02-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment -300,000
13-Apr-18 13-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment -300,000
20-Apr-18 20-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment -600,000
24-Apr-18 24-Apr-18 Adjustment -300,000
26-Apr-18 26-Apr-18 Adjustment -600,000
BMO Short Provincial
Bond Index ETF ZPS 37,938,434 02-Apr-18 02-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -300,000
23-Apr-18 23-Apr-18 Adjustment -200,000
24-Apr-18 24-Apr-18 Adjustment -200,000
BMO Short-Term Bond Index ETF ZSB 145,000 20-Apr-18 20-Apr-18 Adjustment 25,000
BMO Short-Term US IG Corporate
Bond Hedged to CAD Index ETF ZSU 9,159,980 04-Apr-18 04-Apr-18 Adjustment -300,000
23-Apr-18 23-Apr-18 Adjustment 1,500,000
BMO Ultra Short-Term Bond ETF ZST 1,830,000 20-Apr-18 20-Apr-18 Adjustment -25,000
ZST.L 816,000 28-Mar-18 28-Mar-18 Adjustment 75,000
05-Apr-18 05-Apr-18 Adjustment 75,000
17-Apr-18 17-Apr-18 Adjustment -275,000
TSX eREVIEW APRIL 2018 CHAPTER 4 7
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
BMO US Dividend ETF ZDY 47,761,800 28-Mar-18 28-Mar-18 Adjustment 100,000
29-Mar-18 29-Mar-18 Adjustment -100,000
03-Apr-18 03-Apr-18 Adjustment -100,000
04-Apr-18 04-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -100,000
BMO US Dividend
Hedged to CAD ETF ZUD 6,102,000 28-Mar-18 28-Mar-18 Adjustment 100,000
29-Mar-18 29-Mar-18 Adjustment -100,000
02-Apr-18 02-Apr-18 Adjustment -100,000
03-Apr-18 03-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
BMO US High
Dividend Covered Call ETF ZWH 32,697,000 03-Apr-18 03-Apr-18 Adjustment 200,000
05-Apr-18 05-Apr-18 Adjustment -400,000
06-Apr-18 06-Apr-18 Adjustment 300,000
09-Apr-18 09-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
BMO US High Dividend
Covered Call Hedged to CAD ETF ZWS 700,300 29-Mar-18 29-Mar-18 Adjustment 300
02-Apr-18 02-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 400,000
20-Apr-18 20-Apr-18 Adjustment 100,000
BMO US Preferred Share
Hedged to CAD Index ETF ZHP 744,900 29-Mar-18 29-Mar-18 Adjustment 100,000
BMO US Preferred Share Index ETF ZUP 1,696,800 03-Apr-18 03-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 1,300
ZUP.U 350,000 03-Apr-18 03-Apr-18 Adjustment 50,000
BMO US Put Write ETF ZPW 12,766,000 29-Mar-18 29-Mar-18 Adjustment -100,000
03-Apr-18 03-Apr-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
BMTC Group Inc. GBT 35,096,000 04-Apr-18 01-Mar-18 Issuer Bid -1,000
04-Apr-18 02-Mar-18 Issuer Bid -800
04-Apr-18 06-Mar-18 Issuer Bid -1,000
04-Apr-18 07-Mar-18 Issuer Bid -1,000
04-Apr-18 08-Mar-18 Issuer Bid -1,000
04-Apr-18 09-Mar-18 Issuer Bid -100
04-Apr-18 12-Mar-18 Issuer Bid -1,000
04-Apr-18 14-Mar-18 Issuer Bid -1,000
04-Apr-18 15-Mar-18 Issuer Bid -1,000
04-Apr-18 16-Mar-18 Issuer Bid -600
04-Apr-18 19-Mar-18 Issuer Bid -1,000
04-Apr-18 21-Mar-18 Issuer Bid -800
Boardwalk Real
Estate Investment Trust BEI.UN 46,168,440 04-Apr-18 31-Mar-18 General Transaction 16,748
Bombardier Inc. BBD.A 313,758,549 11-Apr-18 31-Mar-18 Conversion (General) -140,000
BBD.B 2,268,986,061 11-Apr-18 23-Mar-18 Prospectus Offering
/Public Offering 168,000,000
11-Apr-18 27-Mar-18 Conversion (General) 140,000
Bonavista Energy Corporation BNP 252,324,849 16-Apr-18 31-Mar-18 General Transaction 81,750
Boralex Inc. BLX 76,318,438 11-Apr-18 29-Mar-18 General Transaction 62,928
Brand Leaders Plus Income ETF HBF 9,597,334 02-Apr-18 02-Apr-18 Adjustment 25,000
03-Apr-18 03-Apr-18 Adjustment -25,000
05-Apr-18 05-Apr-18 Adjustment 200,000
06-Apr-18 06-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 375,000
18-Apr-18 18-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment 25,000
24-Apr-18 24-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment 200,000
HBF.U 911,950 06-Apr-18 06-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 25,000
24-Apr-18 24-Apr-18 Adjustment 125,000
25-Apr-18 25-Apr-18 Adjustment 75,000
Brick Brewing Co. Limited BRB 35,285,126 13-Apr-18 12-Apr-18 Plan Maximum 0
Bristol Gate
Concentrated US Equity ETF BGU 100,000 11-Apr-18 11-Apr-18 Adjustment 50,000
Brookfield Asset Management Inc. BAM.A 991,853,471 04-Apr-18 28-Feb-18 General Transaction 2,409,569
04-Apr-18 28-Feb-18 General Transaction 204,166
04-Apr-18 28-Feb-18 General Transaction 0
04-Apr-18 28-Feb-18 General Transaction 0
04-Apr-18 28-Feb-18 General Transaction 317,116
04-Apr-18 28-Feb-18 Issuer Bid -1,310,399
04-Apr-18 28-Feb-18 General Transaction 62,910
04-Apr-18 28-Feb-18 General Transaction 0
25-Apr-18 31-Mar-18 General Transaction 4,805
25-Apr-18 31-Mar-18 General Transaction 0
25-Apr-18 31-Mar-18 General Transaction 242,641
25-Apr-18 31-Mar-18 General Transaction 0
25-Apr-18 31-Mar-18 General Transaction 8,600
25-Apr-18 31-Mar-18 General Transaction 50,948
Brookfield Property Partners L.P. BPY.UN 255,024,531 04-Apr-18 28-Feb-18 Take-Over Bid/Merger 12,931
04-Apr-18 31-Mar-18 Take-Over Bid/Merger 9,117
Brookfield Renewable Partners L.P. BEP.UN 180,464,290 04-Apr-18 29-Mar-18 General Transaction 84,629
04-Apr-18 29-Mar-18 Cancellation -8,700
BRP Inc. DOO 37,607,158 29-Mar-18 12-Feb-18 Amendment 2,100
11-Apr-18 21-Feb-18 Repurchase -19,800
11-Apr-18 22-Feb-18 Repurchase -19,800
11-Apr-18 23-Feb-18 Repurchase -19,800
11-Apr-18 26-Feb-18 Repurchase -19,800
11-Apr-18 27-Feb-18 Repurchase -19,800
11-Apr-18 28-Feb-18 Repurchase -19,800
29-Mar-18 28-Feb-18 Adjustment 118,800
11-Apr-18 01-Mar-18 Repurchase -19,800
11-Apr-18 02-Mar-18 Repurchase -19,800
11-Apr-18 05-Mar-18 Repurchase -19,800
11-Apr-18 06-Mar-18 Repurchase -19,800
11-Apr-18 07-Mar-18 Repurchase -19,800
11-Apr-18 08-Mar-18 Repurchase -19,800
11-Apr-18 09-Mar-18 Repurchase -19,800
11-Apr-18 12-Mar-18 Repurchase -19,800
11-Apr-18 13-Mar-18 Repurchase -19,800
11-Apr-18 14-Mar-18 Repurchase -19,800
11-Apr-18 15-Mar-18 Repurchase -19,800
11-Apr-18 16-Mar-18 Repurchase -19,800
11-Apr-18 19-Mar-18 Repurchase -19,800
11-Apr-18 20-Mar-18 Repurchase -19,800
11-Apr-18 21-Mar-18 Repurchase -19,800
11-Apr-18 22-Mar-18 Repurchase -19,800
11-Apr-18 23-Mar-18 General Transaction 900
11-Apr-18 23-Mar-18 Repurchase -19,800
11-Apr-18 23-Mar-18 General Transaction 800
11-Apr-18 23-Mar-18 General Transaction 750
11-Apr-18 26-Mar-18 Repurchase -19,800
11-Apr-18 26-Mar-18 General Transaction 275
11-Apr-18 26-Mar-18 General Transaction 550
11-Apr-18 27-Mar-18 General Transaction 225
8 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
11-Apr-18 27-Mar-18 General Transaction 250
11-Apr-18 27-Mar-18 General Transaction 750
11-Apr-18 27-Mar-18 General Transaction 575
11-Apr-18 27-Mar-18 Repurchase -19,800
11-Apr-18 29-Mar-18 General Transaction 575
11-Apr-18 29-Mar-18 General Transaction 625
11-Apr-18 29-Mar-18 General Transaction 1,200
11-Apr-18 29-Mar-18 General Transaction 1,381
11-Apr-18 29-Mar-18 General Transaction 600
11-Apr-18 29-Mar-18 General Transaction 575
BSM Technologies Inc. GPS 82,370,206 04-Apr-18 15-Feb-18 General Transaction 106,800
04-Apr-18 28-Feb-18 Issuer Bid -96,900
04-Apr-18 13-Mar-18 General Transaction 295,587
04-Apr-18 29-Mar-18 Issuer Bid -234,799
BTB Real Estate Investment Trust BTB.UN 48,621,347 04-Apr-18 15-Mar-18 General Transaction 53,732
04-Apr-18 31-Mar-18 General Transaction 0
CAE Inc. CAE 267,738,530 10-Apr-18 31-Mar-18 General Transaction 59,400
10-Apr-18 31-Mar-18 General Transaction 65,536
10-Apr-18 31-Mar-18 Cancellation -19,700
Calfrac Well Services Ltd. CFW 143,923,491 04-Apr-18 08-Feb-18 General Transaction 11,000
04-Apr-18 22-Feb-18 General Transaction 3,250
Calian Group Ltd. CGY 7,732,962 04-Apr-18 28-Feb-18 General Transaction 21,508
Callidus Capital Corporation CBL 52,970,597 11-Apr-18 20-Feb-18 General Transaction 508,965
11-Apr-18 20-Mar-18 General Transaction 608,226
Canada Goose Holdings Inc. GOOS 37,497,549 18-Apr-18 08-Jan-18 General Transaction 5,000
18-Apr-18 09-Jan-18 General Transaction 44,000
11-Apr-18 16-Mar-18 General Transaction 22,000
Canadian Apartment Properties
Real Estate Investment Trust CAR.UN 143,121,309 04-Apr-18 15-Feb-18 General Transaction 124,682
04-Apr-18 16-Feb-18 General Transaction 3,819
04-Apr-18 27-Feb-18 General Transaction 24,043
Canadian Crude Oil Index ETF CCX 2,050,000 19-Apr-18 19-Apr-18 Adjustment 50,000
Canadian High Income Equity Fund CIQ.UN 2,646,835 04-Apr-18 28-Feb-18 Issuer Bid -14,800
Canadian Imperial
Bank Of Commerce CM 444,455,153 04-Apr-18 01-Feb-18 General Transaction 1,013
04-Apr-18 01-Feb-18 Private Placement 2,985
04-Apr-18 13-Feb-18 Private Placement 37,040
04-Apr-18 16-Feb-18 Private Placement 17,873
04-Apr-18 27-Feb-18 Private Placement 35,312
04-Apr-18 28-Feb-18 General Transaction 11,467
04-Apr-18 28-Feb-18 General Transaction 18,323
09-Apr-18 04-Apr-18 Prospectus Offering
/Public Offering 0
Canadian National Railway Company CNR 738,480,733 11-Apr-18 31-Mar-18 Issuer Bid -1,796,568
11-Apr-18 31-Mar-18 General Transaction -1,893
11-Apr-18 31-Mar-18 General Transaction 14,054
Canadian Natural Resources Limited CNQ 1,225,809,661 04-Apr-18 28-Feb-18 General Transaction 104,995
Canadian Pacific Railway Limited CP 144,215,912 04-Apr-18 01-Feb-18 General Transaction 1,300
04-Apr-18 02-Feb-18 General Transaction 3,187
04-Apr-18 07-Feb-18 General Transaction 2,300
04-Apr-18 08-Feb-18 General Transaction 3,250
04-Apr-18 12-Feb-18 General Transaction 1,550
04-Apr-18 13-Feb-18 General Transaction 1,400
04-Apr-18 14-Feb-18 General Transaction 4,636
04-Apr-18 15-Feb-18 General Transaction 1,650
04-Apr-18 16-Feb-18 General Transaction 2,800
04-Apr-18 20-Feb-18 General Transaction 4,798
04-Apr-18 21-Feb-18 General Transaction 7,113
04-Apr-18 22-Feb-18 General Transaction 2,509
04-Apr-18 23-Feb-18 General Transaction 345
04-Apr-18 27-Feb-18 General Transaction 1,607
04-Apr-18 28-Feb-18 Issuer Bid -489,800
04-Apr-18 28-Feb-18 General Transaction 2,374
Canadian Real
Estate Investment Trust REF.UN 73,409,979 04-Apr-18 28-Feb-18 General Transaction 204
04-Apr-18 28-Feb-18 General Transaction 9,448
Canadian Resources Income Trust RTU.UN 1,153,420 04-Apr-18 14-Feb-18 Repurchase -100
Canadian Tire Corporation, Limited CTC.A 62,602,561 04-Apr-18 01-Feb-18 Issuer Bid -10,000
04-Apr-18 02-Feb-18 Issuer Bid -10,000
04-Apr-18 05-Feb-18 Issuer Bid -10,000
04-Apr-18 06-Feb-18 Issuer Bid -15,000
04-Apr-18 07-Feb-18 Issuer Bid -15,000
04-Apr-18 08-Feb-18 Issuer Bid -15,000
04-Apr-18 09-Feb-18 Issuer Bid -15,000
04-Apr-18 12-Feb-18 Issuer Bid -15,000
04-Apr-18 13-Feb-18 Issuer Bid -15,000
04-Apr-18 14-Feb-18 Issuer Bid -15,000
04-Apr-18 15-Feb-18 Issuer Bid -15,000
04-Apr-18 16-Feb-18 Issuer Bid -15,000
04-Apr-18 20-Feb-18 Issuer Bid -15,000
04-Apr-18 23-Feb-18 Issuer Bid -8,500
04-Apr-18 26-Feb-18 Issuer Bid -8,500
04-Apr-18 27-Feb-18 Issuer Bid -8,500
04-Apr-18 28-Feb-18 Issuer Bid -8,500
Canadian Utilities Limited CU 197,580,286 04-Apr-18 28-Feb-18 Conversion (General) 14,200
10-Apr-18 31-Mar-18 General Transaction 490,214
10-Apr-18 31-Mar-18 General Transaction 36,000
10-Apr-18 31-Mar-18 Conversion (General) 19,200
CU.X 74,047,983 04-Apr-18 28-Feb-18 Conversion (General) -14,200
10-Apr-18 31-Mar-18 Conversion (General) -19,200
Canadian Western Bank CWB 88,772,455 04-Apr-18 26-Feb-18 General Transaction 6
Canfor Corporation CFP 128,625,480 04-Apr-18 28-Feb-18 Cancellation -169,800
Canfor Pulp Products Inc. CFX 65,250,759 04-Apr-18 28-Feb-18 Cancellation -8,075
CanniMed Therapeutics Inc. CMED 25,259,022 23-Apr-18 28-Feb-18 General Transaction 392,107
23-Apr-18 31-Mar-18 General Transaction 107,532
23-Apr-18 31-Mar-18 Warrants 2,728
Canoe EIT Income Fund EIT.PR.B 3,220,000 16-Apr-18 17-Apr-18 Opening Balance 2,800,000
16-Apr-18 17-Apr-18 Over-Allotment Option (Greenshoe) 0
23-Apr-18 23-Apr-18 Over-Allotment Option (Greenshoe) 420,000
EIT.UN 87,306,746 04-Apr-18 15-Feb-18 General Transaction 0
04-Apr-18 15-Feb-18 General Transaction 640,424
Canopy Growth Corporation WEED 199,071,419 04-Apr-18 07-Feb-18 Warrants 21,944
04-Apr-18 11-Feb-18 Acquisition 243,493
04-Apr-18 11-Feb-18 General Transaction 62,735
04-Apr-18 16-Feb-18 General Transaction 245,250
04-Apr-18 20-Feb-18 General Transaction 9,409
04-Apr-18 21-Feb-18 General Transaction 11,411
04-Apr-18 23-Feb-18 General Transaction 5,501
04-Apr-18 27-Feb-18 General Transaction 23,334
04-Apr-18 28-Feb-18 General Transaction 26,664
16-Apr-18 16-Apr-18 Acquisition 50,735
16-Apr-18 16-Apr-18 Acquisition 0
Canso Credit Income Fund PBY.UN 13,159,475 04-Apr-18 02-Apr-18 Conversion (General) 5,366
Canso Select Opportunities Fund SCW.UN 3,210,597 04-Apr-18 13-Mar-18 Issuer Bid -2,500
04-Apr-18 26-Mar-18 Issuer Bid -20,000
TSX eREVIEW APRIL 2018 CHAPTER 4 9
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Capital Power Corporation CPX 103,641,732 04-Apr-18 23-Feb-18 Issuer Bid -31,700
04-Apr-18 28-Feb-18 Issuer Bid -110,900
04-Apr-18 31-Mar-18 General Transaction 37,457
04-Apr-18 31-Mar-18 Issuer Bid -570,500
Capstone Mining Corp. CS 398,903,483 04-Apr-18 22-Feb-18 General Transaction 103,619
04-Apr-18 22-Mar-18 General Transaction 49,000
Cardinal Energy Ltd. CJ 113,985,058 04-Apr-18 22-Mar-18 General Transaction 215,854
04-Apr-18 22-Mar-18 General Transaction 66,125
04-Apr-18 27-Mar-18 General Transaction 3,591
04-Apr-18 27-Mar-18 General Transaction 6,309
Cardinal Resources Limited CDV 370,991,159 25-Apr-18 20-Apr-18 Opening Balance 0
25-Apr-18 20-Apr-18 Opening Balance 0
25-Apr-18 20-Apr-18 Other Transaction 0
25-Apr-18 20-Apr-18 Other Transaction 0
Cardiome Pharma Corp. COM 34,639,127 04-Apr-18 28-Feb-18 General Transaction 412
29-Mar-18 27-Mar-18 Warrants 0
Cargojet Inc. CJT 13,090,207 18-Apr-18 31-Jan-18 Conversion (General) -680
18-Apr-18 28-Feb-18 Conversion (General) -90
CJT.A 295,112 18-Apr-18 31-Jan-18 Conversion (General) 680
18-Apr-18 28-Feb-18 Conversion (General) 90
18-Apr-18 31-Mar-18 Conversion (General) 2,690
Caribbean Utilities Company, Ltd. CUP.U 33,044,658 04-Apr-18 03-Apr-18 Private Placement 19,573
04-Apr-18 03-Apr-18 General Transaction 30,113
Cascades Inc. CAS 95,006,079 11-Apr-18 02-Mar-18 General Transaction 83,295
11-Apr-18 06-Mar-18 General Transaction 29,996
11-Apr-18 09-Mar-18 General Transaction 10,020
11-Apr-18 23-Mar-18 General Transaction 10,320
11-Apr-18 31-Mar-18 Issuer Bid -178,380
CGI Group Inc. GIB.A 255,737,373 04-Apr-18 31-Mar-18 General Transaction 191,834
Chorus Aviation Inc. CHR 138,506,491 04-Apr-18 15-Mar-18 General Transaction 68,490
Clarke Inc. CKI 12,644,988 11-Apr-18 01-Mar-18 Cancellation -1,300
11-Apr-18 08-Mar-18 Cancellation -42,000
11-Apr-18 26-Mar-18 Cancellation -16,000
Clearwater Seafoods Incorporated CLR 63,955,169 11-Apr-18 29-Mar-18 General Transaction 16,095
11-Apr-18 29-Mar-18 General Transaction 4,376
Cogeco Communications Inc. CCA 33,869,562 11-Apr-18 07-Feb-18 General Transaction 5,880
11-Apr-18 09-Feb-18 General Transaction 1,920
25-Apr-18 01-Mar-18 General Transaction 3,115
25-Apr-18 08-Mar-18 General Transaction 980
Colliers International Group Inc. CIGI 37,817,967 13-Apr-18 12-Apr-18 Plan Maximum 0
Cominar Real Estate
Investment Trust CUF.UN 181,934,099 12-Apr-18 31-Mar-18 General Transaction 0
12-Apr-18 31-Mar-18 General Transaction 0
12-Apr-18 31-Mar-18 General Transaction 0
12-Apr-18 31-Mar-18 General Transaction 3,427
12-Apr-18 31-Mar-18 General Transaction 0
Condor Gold plc COG 67,179,335 09-Apr-18 05-Apr-18 Private Placement 5,813,953
09-Apr-18 05-Apr-18 Private Placement 0
Copper Mountain Mining Corporation CMMC 185,927,411 17-Apr-18 18-Apr-18 Acquisition 53,538,984
Cott Corporation BCB 140,159,714 20-Apr-18 31-Jan-18 Stock Appreciation Rights 4,123
20-Apr-18 02-Feb-18 General Transaction 32,111
20-Apr-18 14-Feb-18 General Transaction 288,101
20-Apr-18 14-Feb-18 General Transaction 0
20-Apr-18 16-Feb-18 General Transaction 12,987
20-Apr-18 20-Feb-18 General Transaction 0
20-Apr-18 20-Feb-18 General Transaction 30,548
20-Apr-18 06-Mar-18 General Transaction 0
20-Apr-18 06-Mar-18 General Transaction 26,540
20-Apr-18 09-Mar-18 General Transaction 29,025
20-Apr-18 09-Mar-18 General Transaction 0
20-Apr-18 28-Mar-18 General Transaction 7,639
20-Apr-18 28-Mar-18 General Transaction 2,175
20-Apr-18 28-Mar-18 General Transaction 0
Crescita Therapeutics Inc. CTX 21,004,809 04-Apr-18 04-Apr-18 Plan Maximum 0
Crombie Real Estate Investment Trust CRR.UN 89,344,535 11-Apr-18 15-Mar-18 General Transaction 72,470
Crown Capital Partners Inc. CRWN 9,500,467 28-Mar-18 15-Jun-16 General Transaction 5,908
28-Mar-18 30-Jun-16 Adjustment -5,908
28-Mar-18 11-Jul-16 General Transaction 5,126
28-Mar-18 11-Jul-16 Adjustment -5,126
28-Mar-18 18-Jul-16 Adjustment -18,903
28-Mar-18 18-Jul-16 General Transaction 18,903
28-Mar-18 02-Feb-18 Issuer Bid -7,600
Dalradian Resources Inc. DNA 355,493,448 27-Apr-18 14-Feb-18 General Transaction 9,395
Descartes Systems Group Inc. (The) DSG 76,814,800 27-Apr-18 31-Mar-18 General Transaction 41,303
Desjardins Canada
Multifactor-Controlled Volatility ETF DFC 2,850,000 17-Apr-18 17-Apr-18 Adjustment -800,000
25-Apr-18 25-Apr-18 Adjustment -100,000
Desjardins Canadian Short Term Bond Index ETF DCS 1,100,000 09-Apr-18 09-Apr-18 Adjustment
100,000
Desjardins Emerging Markets
Multifactor-Controlled Volatility ETF DFE 8,750,000 18-Apr-18 18-Apr-18 Adjustment -250,000
Desjardins USA
Multifactor-Controlled Volatility ETF DFU 950,000 17-Apr-18 17-Apr-18 Adjustment -100,000
Detour Gold Corporation DGC 174,968,280 27-Apr-18 15-Mar-18 General Transaction 15,000
27-Apr-18 23-Mar-18 General Transaction 42,900
27-Apr-18 27-Mar-18 General Transaction 13,000
27-Apr-18 29-Mar-18 General Transaction 900
DHX Media Ltd. DHX.A 33,856,230 11-Apr-18 31-Mar-18 Conversion (General) -110,391
DHX.B 100,383,996 11-Apr-18 01-Mar-18 General Transaction 3,398
11-Apr-18 12-Mar-18 General Transaction 17,431
11-Apr-18 31-Mar-18 Conversion (General) 110,391
DIRTT Environmental Solutions Ltd. DRT 84,244,612 27-Apr-18 31-Mar-18 General Transaction 500
Diversified Royalty Corp. DIV 106,877,359 27-Apr-18 31-Mar-18 General Transaction 73,289
Dynamic iShares Active
Canadian Dividend ETF DXC 600,000 12-Apr-18 12-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
Dynamic iShares Active
Crossover Bond ETF DXO 650,000 20-Apr-18 20-Apr-18 Adjustment 50,000
Dynamic iShares Active
Global Dividend ETF DXG 2,550,000 05-Apr-18 05-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 300,000
13-Apr-18 13-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
Dynamic iShares Active
Preferred Shares ETF DXP 21,625,000 02-Apr-18 02-Apr-18 Adjustment 200,000
04-Apr-18 04-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 175,000
16-Apr-18 16-Apr-18 Adjustment 325,000
10 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
18-Apr-18 18-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
Dynamic iShares
Active Tactical Bond ETF DXB 6,425,000 29-Mar-18 29-Mar-18 Adjustment -150,000
10-Apr-18 10-Apr-18 Adjustment 75,000
Dynamic iShares Active
U.S. Dividend ETF DXU 1,150,000 09-Apr-18 09-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 50,000
Eagle Energy Inc. EGL 43,750,488 26-Apr-18 31-Mar-18 General Transaction 448,502
Eclipse Residential Mortgage
Investment Corporation ERM 3,159,409 26-Apr-18 15-Mar-18 General Transaction 440
ECN Capital Corp. ECN 362,119,844 13-Apr-18 31-Dec-17 Adjustment 1,007
13-Apr-18 02-Jan-18 Cancellation -1,104,100
13-Apr-18 31-Jan-18 General Transaction 8,384
13-Apr-18 31-Jan-18 Cancellation -10,524,664
13-Apr-18 31-Jan-18 General Transaction 0
13-Apr-18 28-Feb-18 Cancellation -5,748,658
13-Apr-18 31-Mar-18 General Transaction 25,404
13-Apr-18 31-Mar-18 General Transaction 0
eCobalt Solutions Inc. ECS 157,750,901 26-Apr-18 15-Mar-18 Warrants 16,700
EcoSynthetix Inc. ECO 57,916,816 04-Apr-18 03-Mar-18 General Transaction 14,691
04-Apr-18 07-Mar-18 General Transaction 23,672
04-Apr-18 19-Mar-18 General Transaction 16,490
Empire Company Limited EMP.A 173,547,591 11-Apr-18 23-Mar-18 General Transaction 502
Enbridge Inc. ENB 1,704,602,546 26-Apr-18 31-Jan-18 General Transaction 95,479
26-Apr-18 31-Jan-18 General Transaction 9,932
26-Apr-18 28-Feb-18 General Transaction 5,169
26-Apr-18 28-Feb-18 General Transaction 327,307
26-Apr-18 01-Mar-18 General Transaction 9,025,402
26-Apr-18 31-Mar-18 General Transaction 23,214
26-Apr-18 31-Mar-18 General Transaction 116,001
Enbridge Income Fund Holdings Inc. ENF 174,662,947 26-Apr-18 15-Mar-18 General Transaction 324,479
Encana Corporation ECA 963,055,109 26-Apr-18 07-Mar-18 Issuer Bid -2,125,000
26-Apr-18 09-Mar-18 Issuer Bid -280,000
26-Apr-18 15-Mar-18 Issuer Bid -2,270,000
26-Apr-18 23-Mar-18 Issuer Bid -2,550,000
26-Apr-18 29-Mar-18 Issuer Bid -2,775,000
26-Apr-18 31-Mar-18 General Transaction 23,023
Endeavour Mining Corporation EDV 107,727,522 09-Apr-18 29-Sep-17 Plan Maximum 0
09-Apr-18 29-Sep-17 Opening Balance 0
12-Apr-18 29-Sep-17 Adjustment -8,779
12-Apr-18 29-Sep-17 Adjustment -221,743
13-Apr-18 29-Sep-17 General Transaction 8,779
13-Apr-18 29-Sep-17 General Transaction 221,743
13-Apr-18 24-Jan-18 General Transaction 112,200
13-Apr-18 26-Jan-18 General Transaction 10,815
13-Apr-18 30-Jan-18 General Transaction 3,290
13-Apr-18 14-Mar-18 General Transaction 1,870
13-Apr-18 16-Mar-18 General Transaction 5,980
13-Apr-18 19-Mar-18 General Transaction 14,945
13-Apr-18 20-Mar-18 General Transaction 9,340
13-Apr-18 21-Mar-18 General Transaction 2,990
13-Apr-18 22-Mar-18 General Transaction 1,400
13-Apr-18 23-Mar-18 General Transaction 11,210
13-Apr-18 26-Mar-18 General Transaction 10,350
13-Apr-18 27-Mar-18 General Transaction 10,125
09-Apr-18 09-Apr-18 Adjustment 0
Enercare Inc. ECI 106,797,241 26-Apr-18 31-Mar-18 General Transaction 142,437
Enerflex Ltd. EFX 88,606,207 26-Apr-18 23-Mar-18 General Transaction 33,021
26-Apr-18 23-Mar-18 General Transaction 20,586
Energy Fuels Inc. EFR 75,998,189 26-Apr-18 28-Jan-17 General Transaction 41,684
26-Apr-18 27-Jan-18 General Transaction 642,000
26-Apr-18 31-Jan-18 Prospectus Offering
/Public Offering 124,008
26-Apr-18 01-Feb-18 General Transaction 215,508
26-Apr-18 28-Feb-18 Prospectus Offering
/Public Offering 130,062
26-Apr-18 31-Mar-18 Prospectus Offering
/Public Offering 457,183
Energy Income Fund ENI.UN 4,220,524 26-Apr-18 15-Mar-18 General Transaction 866
Energy Leaders Plus Income ETF HPF 5,159,008 12-Apr-18 12-Apr-18 Adjustment -25,000
13-Apr-18 13-Apr-18 Adjustment -150,000
18-Apr-18 18-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -75,000
HPF.U 410,770 12-Apr-18 12-Apr-18 Adjustment -25,000
13-Apr-18 13-Apr-18 Adjustment -50,000
16-Apr-18 16-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -50,000
Enerplus Corporation ERF 244,773,067 26-Apr-18 31-Mar-18 General Transaction 89,779
26-Apr-18 31-Mar-18 General Transaction 1,079,834
26-Apr-18 31-Mar-18 Adjustment 536
Enghouse Systems Limited ENGH 27,088,112 25-Apr-18 15-Mar-18 General Transaction 59,700
Ensign Energy Services Inc. ESI 157,074,616 16-Apr-18 12-Apr-18 Convertible Bonds/Notes
/Loans/Debentures 0
Enterprise Group, Inc. E 55,338,874 26-Apr-18 29-Mar-18 Issuer Bid -54,000
Entree Resources Ltd. ETG 174,283,740 26-Apr-18 13-Mar-18 General Transaction 36,944
26-Apr-18 14-Mar-18 General Transaction 25,000
Equitable Group Inc. EQB 16,515,238 26-Apr-18 09-Mar-18 General Transaction 10,000
Espial Group Inc. ESP 35,844,694 11-Apr-18 31-Mar-18 General Transaction 2,000
11-Apr-18 31-Mar-18 Issuer Bid -87,900
Euromax Resources Ltd. EOX 165,097,663 26-Apr-18 04-Apr-18 Other 282,500
16-Apr-18 12-Apr-18 Private Placement 29,000,000
16-Apr-18 12-Apr-18 Other 0
European Dividend Growth Fund EDGF.UN 4,744,978 26-Apr-18 31-Mar-18 Issuer Bid -37,900
European Focused Dividend Fund EF.UN 8,487,100 26-Apr-18 31-Mar-18 Issuer Bid -85,000
Evolve Active Canadian
Preferred Share ETF DIVS 2,600,000 29-Mar-18 29-Mar-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 150,000
10-Apr-18 10-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 250,000
25-Apr-18 25-Apr-18 Adjustment 25,000
Evolve Active US Core Equity ETF CAPS 175,000 12-Apr-18 12-Apr-18 Adjustment 125,000
Evolve Automobile
Innovation Index ETF CARS 225,000 12-Apr-18 12-Apr-18 Adjustment 50,000
CARS.B 200,000 09-Apr-18 09-Apr-18 Adjustment 50,000
Evolve Cyber Security Index ETF CYBR 125,000 20-Apr-18 20-Apr-18 Adjustment -25,000
TSX eREVIEW APRIL 2018 CHAPTER 4 11
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Evolve Global
Healthcare Enhanced Yield ETF LIFE 25,000 17-Apr-18 17-Apr-18 Adjustment 25,000
24-Apr-18 24-Apr-18 Adjustment -75,000
LIFE.B 25,000 20-Apr-18 20-Apr-18 Adjustment -100,000
Evolve Marijuana ETF SEED 180,000 03-Apr-18 03-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 20,000
exactEarth Ltd. XCT 21,634,902 26-Apr-18 31-Jan-18 General Transaction 8,614
26-Apr-18 28-Feb-18 General Transaction 12,168
Exchange Income Corporation EIF 31,407,929 25-Apr-18 14-Mar-18 General Transaction 1,000
25-Apr-18 15-Mar-18 General Transaction 15,447
25-Apr-18 27-Mar-18 Issuer Bid -137,700
EXFO Inc. EXF 23,465,456 11-Apr-18 31-Mar-18 General Transaction 58,335
Extendicare Inc. EXE 87,968,318 26-Apr-18 15-Mar-18 General Transaction 48,098
26-Apr-18 16-Mar-18 General Transaction 5,032
26-Apr-18 29-Mar-18 Redemption/Retraction -351,352
18-Apr-18 17-Apr-18 Prospectus Offering
/Public Offering 0
EXE.DB.C 1,265,000 16-Apr-18 16-Apr-18 Opening Balance 1,100,000
25-Apr-18 16-Apr-18 Opening Balance 0
25-Apr-18 25-Apr-18 Over-Allotment Option (Greenshoe) 165,000
Fairfax Financial Holdings Limited FFH 27,863,190 25-Apr-18 28-Mar-18 Cancellation -15,318
25-Apr-18 28-Mar-18 Cancellation -7,318
25-Apr-18 28-Mar-18 Cancellation -14,293
25-Apr-18 28-Mar-18 Cancellation -4,682
Fairfax India Holdings Corporation FIH.U 125,096,316 10-Apr-18 09-Mar-18 General Transaction 7,663,685
Fennec Pharmaceuticals Inc. FRX 18,484,147 26-Apr-18 06-Mar-18 Warrants 50,000
26-Apr-18 26-Mar-18 General Transaction 12,364
26-Apr-18 26-Mar-18 General Transaction 1,646
26-Apr-18 29-Mar-18 General Transaction 5,030
26-Apr-18 29-Mar-18 General Transaction 401
Fiera Capital Corporation FSZ 71,325,168 11-Apr-18 05-Mar-18 General Transaction 257,415
11-Apr-18 27-Mar-18 General Transaction 73,820
11-Apr-18 29-Mar-18 General Transaction 64,972
Financial 15 Split Corp. FTN 35,335,374 20-Apr-18 24-Apr-18 Prospectus Offering
/Public Offering 2,035,942
FTN.PR.A 35,335,374 20-Apr-18 30-Apr-18 Prospectus Offering
/Public Offering 2,035,942
Finning International Inc. FTT 168,401,138 26-Apr-18 01-Mar-18 General Transaction 119
26-Apr-18 01-Mar-18 General Transaction 83
26-Apr-18 01-Mar-18 General Transaction 119
26-Apr-18 01-Mar-18 General Transaction 83
26-Apr-18 01-Mar-18 General Transaction 178
26-Apr-18 01-Mar-18 General Transaction 495
26-Apr-18 01-Mar-18 General Transaction 1,066
26-Apr-18 01-Mar-18 General Transaction 2,154
26-Apr-18 01-Mar-18 General Transaction 775
26-Apr-18 01-Mar-18 General Transaction 347
26-Apr-18 01-Mar-18 General Transaction 1,150
26-Apr-18 16-Mar-18 General Transaction 628
26-Apr-18 16-Mar-18 General Transaction 63
26-Apr-18 16-Mar-18 General Transaction 84
26-Apr-18 16-Mar-18 General Transaction 128
26-Apr-18 16-Mar-18 General Transaction 151
26-Apr-18 16-Mar-18 General Transaction 167
26-Apr-18 16-Mar-18 General Transaction 314
26-Apr-18 22-Mar-18 General Transaction 666
26-Apr-18 27-Mar-18 General Transaction 48
26-Apr-18 29-Mar-18 General Transaction 89
26-Apr-18 29-Mar-18 General Transaction 1,610
26-Apr-18 29-Mar-18 General Transaction 389
Firm Capital Mortgage
Investment Corporation FC 26,097,413 25-Apr-18 15-Mar-18 General Transaction 99
First Asset 1-5 Year Laddered
Government Strip Bond Index ETF BXF 13,349,969 03-Apr-18 03-Apr-18 Adjustment 50,000
05-Apr-18 05-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 200,000
First Asset Active Credit ETF FAO 3,287,565 06-Apr-18 06-Apr-18 Adjustment -150,000
First Asset Active
Utility & Infrastructure ETF FAI 2,141,194 12-Apr-18 12-Apr-18 Adjustment -50,000
13-Apr-18 13-Apr-18 Adjustment -50,000
First Asset Cambridge
Core U.S. Equity ETF FCY.B 150,000 16-Apr-18 16-Apr-18 Adjustment -50,000
First Asset Canadian
Convertible Bond ETF CXF 1,899,982 13-Apr-18 13-Apr-18 Adjustment 50,000
First Asset Canadian REIT ETF RIT 19,196,068 28-Mar-18 28-Mar-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -50,000
19-Apr-18 19-Apr-18 Adjustment -400,000
First Asset CanBanc
Income Class ETF CIC 13,171,193 29-Mar-18 29-Mar-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
First Asset Can-Materials
Covered Call ETF MXF 1,013,041 02-Apr-18 02-Apr-18 Adjustment 25,000
13-Apr-18 13-Apr-18 Adjustment -25,000
First Asset Core
Canadian Equity ETF CED 599,999 18-Apr-18 18-Apr-18 Adjustment -25,000
First Asset Core Canadian
Equity Income Class ETF CSY 1,046,954 26-Apr-18 26-Apr-18 Adjustment -50,000
First Asset Core U.S. Equity ETF CES 229,983 16-Apr-18 16-Apr-18 Adjustment -25,000
First Asset Energy
Giants Covered Call ETF NXF 2,077,939 10-Apr-18 10-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment -50,000
19-Apr-18 19-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 200,000
NXF.B 2,222,693 19-Apr-18 19-Apr-18 Adjustment 50,000
First Asset Enhanced
Short Duration Bond ETF FSB 25,600,000 28-Mar-18 28-Mar-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment 150,000
09-Apr-18 09-Apr-18 Adjustment 50,000
10-Apr-18 10-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment 50,000
FSB.U 3,650,000 29-Mar-18 29-Mar-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 100,000
First Asset European Bank ETF FHB 4,499,583 18-Apr-18 18-Apr-18 Adjustment 150,000
24-Apr-18 24-Apr-18 Adjustment -850,000
First Asset Global
Financial Sector ETF FSF 2,891,952 26-Apr-18 26-Apr-18 Adjustment -50,000
12 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
First Asset Investment
Grade Bond ETF FIG 47,016,788 29-Mar-18 29-Mar-18 Adjustment 100,000
02-Apr-18 02-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 200,000
06-Apr-18 06-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 50,000
10-Apr-18 10-Apr-18 Adjustment 400,000
11-Apr-18 11-Apr-18 Adjustment 200,000
12-Apr-18 12-Apr-18 Adjustment 150,000
13-Apr-18 13-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 150,000
19-Apr-18 19-Apr-18 Adjustment 450,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 150,000
25-Apr-18 25-Apr-18 Adjustment 600,000
FIG.U 1,400,000 10-Apr-18 10-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment 150,000
First Asset Morningstar Canada
Dividend Target 30 Index ETF DXM 2,030,219 06-Apr-18 06-Apr-18 Adjustment -50,000
First Asset Morningstar
Canada Momentum Index ETF WXM 10,549,315 18-Apr-18 18-Apr-18 Adjustment 150,000
19-Apr-18 19-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 50,000
First Asset Morningstar
Canada Value Index ETF FXM 8,788,640 06-Apr-18 06-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment -50,000
First Asset Morningstar
International Value Index ETF VXM 2,883,952 11-Apr-18 11-Apr-18 Adjustment 100,000
VXM.B 3,909,099 17-Apr-18 17-Apr-18 Adjustment 100,000
First Asset Morningstar
National Bank Quebec Index ETF QXM 3,573,791 06-Apr-18 06-Apr-18 Adjustment 50,000
First Asset Morningstar
US Dividend Target 50 Index ETF UXM.B 1,373,804 06-Apr-18 06-Apr-18 Adjustment -50,000
25-Apr-18 25-Apr-18 Adjustment -50,000
First Asset Morningstar
US Momentum Index ETF YXM 2,087,816 28-Mar-18 28-Mar-18 Adjustment -50,000
05-Apr-18 05-Apr-18 Adjustment 200,000
First Asset Morningstar
US Value Index ETF XXM 3,306,368 13-Apr-18 13-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment -50,000
XXM.B 3,289,009 06-Apr-18 06-Apr-18 Adjustment -100,000
First Asset MSCI Canada
Low Risk Weighted ETF RWC 754,994 13-Apr-18 13-Apr-18 Adjustment -50,000
18-Apr-18 18-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment 50,000
First Asset MSCI Canada
Quality Index Class ETF FQC 420,545 13-Apr-18 13-Apr-18 Adjustment -50,000
18-Apr-18 18-Apr-18 Adjustment -50,000
First Asset MSCI Europe
Low Risk Weighted ETF RWE 2,174,820 11-Apr-18 11-Apr-18 Adjustment 100,000
First Asset MSCI USA
Low Risk Weighted ETF RWU 500,165 16-Apr-18 16-Apr-18 Adjustment -50,000
RWU.B 1,349,996 05-Apr-18 05-Apr-18 Adjustment 50,000
First Asset Short Term Government
Bond Index Class ETF FGB 1,400,000 03-Apr-18 03-Apr-18 Adjustment -50,000
First Asset Tech Giants
Covered Call ETF TXF 16,398,997 05-Apr-18 05-Apr-18 Adjustment 150,000
16-Apr-18 16-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment -250,000
TXF.B 900,000 09-Apr-18 09-Apr-18 Adjustment 50,000
10-Apr-18 10-Apr-18 Adjustment 50,000
First Asset U.S. &
Canada Lifeco Income ETF FLI 16,725,890 02-Apr-18 02-Apr-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 50,000
First Asset U.S. Buyback Index ETF FBU 800,000 11-Apr-18 11-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 100,000
First Asset U.S. Equity
Multi-Factor Index ETF FUM 100,000 16-Apr-18 16-Apr-18 Adjustment -50,000
First Asset U.S. Tactical
Sector Allocation Index ETF FUT 400,000 02-Apr-18 02-Apr-18 Adjustment 50,000
First Asset U.S. TrendLeaders
Index ETF SID 2,150,000 28-Mar-18 28-Mar-18 Adjustment -50,000
06-Apr-18 06-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 50,000
First Capital Realty Inc. FCR 244,821,580 26-Apr-18 29-Mar-18 General Transaction 319,720
First Majestic Silver Corp. FR 165,736,779 26-Apr-18 21-Mar-18 General Transaction 1,875
26-Apr-18 23-Mar-18 General Transaction 13,750
First Mining Gold Corp. FF 557,471,616 26-Apr-18 01-Feb-18 Warrants 2,625,000
26-Apr-18 02-Feb-18 Warrants 350,000
26-Apr-18 09-Feb-18 General Transaction 164,000
First Trust AlphaDEX Emerging
Market Dividend ETF (CAD-Hedged) FDE 450,600 11-Apr-18 11-Apr-18 Adjustment -50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
First Trust AlphaDEX U.S.
Financial Sector Index ETF FHF 200,000 12-Apr-18 12-Apr-18 Adjustment -150,000
16-Apr-18 16-Apr-18 Adjustment -200,000
First Trust AlphaDEX U.S.
Health Care Sector Index ETF FHH.F 50,000 16-Apr-18 16-Apr-18 Adjustment -50,000
First Trust AlphaDEX U.S.
Industrials Sector Index ETF FHG 250,000 11-Apr-18 11-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment -50,000
First Trust AlphaDEX U.S.
Technology Sector Index ETF FHQ 900,000 13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -50,000
First Trust Canadian
Capital Strength ETF FST.A 1,113,337 16-Apr-18 16-Apr-18 Adjustment -50,000
First Trust Global Risk
Managed Income Index ETF ETP 2,336,214 29-Mar-18 29-Mar-18 Adjustment -50,000
16-Apr-18 16-Apr-18 Adjustment -950,000
20-Apr-18 20-Apr-18 Adjustment -50,000
First Trust Indxx Innovative
Transaction and Process ETF BLCK 100,000 16-Apr-18 16-Apr-18 Adjustment 50,000
First Trust Senior
Loan ETF (CAD-Hedged) FSL 6,190,010 16-Apr-18 16-Apr-18 Adjustment -150,000
TSX eREVIEW APRIL 2018 CHAPTER 4 13
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
First Trust Tactical Bond Index ETF FTB 1,650,000 28-Mar-18 28-Mar-18 Adjustment -50,000
First Trust Value Line
Dividend Index ETF (CAD-Hedged) FUD 252,160 02-Apr-18 02-Apr-18 Adjustment 1,497
FUD.A 47,835 02-Apr-18 02-Apr-18 Adjustment -1,500
FirstService Corporation FSV 34,593,481 16-Apr-18 06-Feb-18 Plan Maximum 0
26-Apr-18 07-Feb-18 General Transaction 5,000
26-Apr-18 09-Feb-18 General Transaction 75,450
26-Apr-18 12-Feb-18 General Transaction 6,000
26-Apr-18 21-Feb-18 General Transaction 1,750
26-Apr-18 23-Feb-18 Issuer Bid -85,408
Flaherty & Crumrine
Investment Grade
Fixed Income Fund FFI.UN 7,599,841 26-Apr-18 31-Mar-18 Issuer Bid -13,600
Fortis Inc. FTS 423,047,800 11-Apr-18 01-Mar-18 General Transaction 4,000
11-Apr-18 01-Mar-18 General Transaction 1,543,414
11-Apr-18 01-Mar-18 General Transaction 2,857
11-Apr-18 01-Mar-18 General Transaction 195,214
11-Apr-18 01-Mar-18 General Transaction 4,000
11-Apr-18 01-Mar-18 General Transaction 4,000
11-Apr-18 01-Mar-18 General Transaction 4,000
11-Apr-18 02-Mar-18 General Transaction 4,000
11-Apr-18 02-Mar-18 General Transaction 10,244
11-Apr-18 02-Mar-18 General Transaction 2,248
11-Apr-18 05-Mar-18 General Transaction 2,376
11-Apr-18 05-Mar-18 General Transaction 16,000
11-Apr-18 05-Mar-18 General Transaction 1,700
11-Apr-18 05-Mar-18 General Transaction 2,880
28-Mar-18 26-Mar-18 Prospectus Offering
/Public Offering 0
Franco-Nevada Corporation FNV 186,043,985 19-Apr-18 29-Mar-18 General Transaction 94
19-Apr-18 29-Mar-18 General Transaction 113,560
Franklin Liberty Canadian
Investment Grade Corporate ETF FLCI 1,200,000 04-Apr-18 04-Apr-18 Adjustment 100,000
Franklin Liberty Risk
Managed Canadian Equity ETF FLRM 600,000 26-Apr-18 26-Apr-18 Adjustment 100,000
Franklin LibertyQT
U.S. Equity Index ETF FLUS 10,400,000 28-Mar-18 28-Mar-18 Adjustment 500,000
03-Apr-18 03-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment -100,000
12-Apr-18 12-Apr-18 Adjustment 300,000
17-Apr-18 17-Apr-18 Adjustment 300,000
18-Apr-18 18-Apr-18 Adjustment 300,000
19-Apr-18 19-Apr-18 Adjustment 200,000
Freehold Royalties Ltd. FRU 118,237,667 26-Apr-18 29-Mar-18 General Transaction 55,000
Gamehost Inc. GH 24,512,853 24-Apr-18 06-Mar-18 Issuer Bid -100
24-Apr-18 07-Mar-18 Issuer Bid -40,700
24-Apr-18 08-Mar-18 Issuer Bid -3,100
24-Apr-18 09-Mar-18 Issuer Bid -3,100
24-Apr-18 15-Mar-18 Issuer Bid -41,700
24-Apr-18 26-Mar-18 Issuer Bid -2,100
24-Apr-18 28-Mar-18 Issuer Bid -3,100
Gazit-Globe Ltd. GZT 193,533,133 24-Apr-18 26-Mar-18 General Transaction 18,918
GeneNews Limited GEN 122,573,664 17-Apr-18 08-Nov-17 Private Placement 0
17-Apr-18 07-Dec-17 Private Placement 2,715,000
17-Apr-18 18-Dec-17 Private Placement 1,332,478
17-Apr-18 22-Mar-18 Private Placement 1,135,500
Genworth MI Canada Inc. MIC 89,792,327 23-Apr-18 31-Mar-18 Issuer Bid -1,228,413
Geodrill Limited GEO 43,470,400 24-Apr-18 08-Mar-18 General Transaction 95,500
24-Apr-18 15-Mar-18 General Transaction 35,000
24-Apr-18 19-Mar-18 General Transaction 15,000
George Weston Limited WN 127,956,198 24-Apr-18 31-Mar-18 General Transaction 32,118
Gibson Energy Inc. GEI 143,854,914 24-Apr-18 09-Mar-18 General Transaction 4,705
24-Apr-18 09-Mar-18 General Transaction 6,180
24-Apr-18 15-Mar-18 General Transaction 519,159
24-Apr-18 15-Mar-18 General Transaction 89,084
24-Apr-18 22-Mar-18 General Transaction 828
24-Apr-18 22-Mar-18 General Transaction 704
Gildan Activewear Inc. GIL 216,417,313 11-Apr-18 08-Mar-18 Repurchase -729,845
11-Apr-18 09-Mar-18 General Transaction 30,214
11-Apr-18 19-Mar-18 General Transaction 4,318
11-Apr-18 29-Mar-18 Repurchase -1,923,311
Global Dividend
Growers Income Fund GDG.UN 6,642,665 26-Apr-18 31-Mar-18 Issuer Bid -5,100
Global Healthcare
Income & Growth ETF HIG 5,107,692 03-Apr-18 03-Apr-18 Adjustment 3,117
04-Apr-18 04-Apr-18 Adjustment 466
Global Innovation Dividend Fund BL.UN 8,085,000 13-Apr-18 13-Apr-18 Over-Allotment Option (Greenshoe) 85,000
Global Real Estate
Dividend Growers Corp. GRL 4,192,524 26-Apr-18 31-Mar-18 Issuer Bid -3,700
Globalance Dividend Growers Corp. GBF 2,729,328 26-Apr-18 31-Mar-18 Issuer Bid -1,600
GMP Capital Inc. GMP 78,005,339 24-Apr-18 31-Mar-18 Issuer Bid -164,485
goeasy Ltd. GSY 13,592,153 28-Mar-18 12-Jan-18 General Transaction 2,189
28-Mar-18 20-Feb-18 General Transaction 10,905
28-Mar-18 01-Mar-18 General Transaction 33,992
28-Mar-18 12-Mar-18 General Transaction 68,780
Gold Standard Ventures Corp. GSV 254,254,777 26-Apr-18 22-Jan-18 General Transaction 640,000
26-Apr-18 30-Jan-18 General Transaction 176,666
26-Apr-18 02-Mar-18 General Transaction 170,000
26-Apr-18 08-Mar-18 General Transaction 312,000
26-Apr-18 13-Mar-18 General Transaction 216,000
26-Apr-18 16-Mar-18 General Transaction 552,000
26-Apr-18 27-Mar-18 General Transaction 25,000
Goldcorp Inc. G 869,096,876 28-Mar-18 02-Jan-18 General Transaction 39,624
28-Mar-18 20-Feb-18 General Transaction 81,324
28-Mar-18 21-Feb-18 General Transaction 429,721
26-Apr-18 05-Mar-18 General Transaction 407,299
26-Apr-18 08-Mar-18 General Transaction 567,965
26-Apr-18 23-Mar-18 General Transaction 224,640
Golden Star Resources Ltd. GSC 380,762,055 25-Apr-18 04-Aug-17 Adjustment -170,012
28-Mar-18 28-Feb-18 General Transaction 409,781
25-Apr-18 28-Feb-18 Adjustment -58,789
GoldMoney Inc. XAU 76,863,577 26-Apr-18 15-Mar-18 General Transaction 84,150
Goodfood Market Corp. FOOD 47,825,245 28-Mar-18 31-Jan-18 General Transaction 68,306
28-Mar-18 28-Feb-18 General Transaction 3,107
Gran Colombia Gold Corp. GCM 23,672,389 28-Mar-18 01-Feb-18 Convertible Bonds/Notes
/Loans/Debentures 75
28-Mar-18 05-Feb-18 Convertible Bonds/Notes
/Loans/Debentures 189
28-Mar-18 07-Feb-18 Convertible Bonds/Notes
/Loans/Debentures 368
25-Apr-18 01-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 79,971
25-Apr-18 02-Mar-18 Convertible Bonds/Notes
14 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
/Loans/Debentures 307,692
25-Apr-18 06-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 54,871
25-Apr-18 07-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 138,920
25-Apr-18 08-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 683,032
25-Apr-18 09-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 5,897
25-Apr-18 14-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 483
25-Apr-18 15-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 423,082
25-Apr-18 16-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 907,961
25-Apr-18 20-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 49,741
GCM.DB.U 439,853 25-Apr-18 01-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -800
25-Apr-18 02-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -5,000
25-Apr-18 06-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -70
25-Apr-18 08-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -1,869
25-Apr-18 15-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -1,000
GCM.DB.V 480,229 28-Mar-18 07-Feb-18 Convertible Bonds/Notes
/Loans/Debentures -7
25-Apr-18 01-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -350
25-Apr-18 06-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -1,000
25-Apr-18 09-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -115
25-Apr-18 14-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -10
25-Apr-18 15-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -5,250
25-Apr-18 20-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -4
GCM.DB.X 433,310 28-Mar-18 01-Feb-18 Convertible Bonds/Notes
/Loans/Debentures -1
28-Mar-18 05-Feb-18 Convertible Bonds/Notes
/Loans/Debentures -4
25-Apr-18 01-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -410
25-Apr-18 02-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -1,000
25-Apr-18 07-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -2,709
25-Apr-18 08-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -11,450
25-Apr-18 15-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -2,000
25-Apr-18 16-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -17,705
25-Apr-18 20-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -966
Gran Tierra Energy Inc. GTE 385,394,642 28-Mar-18 16-Jan-18 Redemption/Retraction 10,000
28-Mar-18 23-Jan-18 Redemption/Retraction 35,000
28-Mar-18 24-Jan-18 Redemption/Retraction 98,600
28-Mar-18 20-Feb-18 Conversion (General) 60,000
Gran Tierra Exchangeco Inc. GTX 4,219,176 28-Mar-18 16-Jan-18 Redemption/Retraction -10,000
28-Mar-18 23-Jan-18 Redemption/Retraction -35,000
28-Mar-18 24-Jan-18 Redemption/Retraction -98,600
28-Mar-18 20-Feb-18 Redemption/Retraction -60,000
Granite Real Estate
Investment Trust GRT.UN 45,888,255 28-Mar-18 02-Jan-18 Issuer Bid -21,900
28-Mar-18 03-Jan-18 Issuer Bid -26,267
28-Mar-18 04-Jan-18 Issuer Bid -112,300
28-Mar-18 05-Jan-18 Issuer Bid -25,800
28-Mar-18 08-Jan-18 Issuer Bid -26,267
28-Mar-18 09-Jan-18 Issuer Bid -26,267
28-Mar-18 10-Jan-18 Issuer Bid -23,600
28-Mar-18 11-Jan-18 Issuer Bid -83,100
28-Mar-18 12-Jan-18 Issuer Bid -26,267
28-Mar-18 15-Jan-18 Issuer Bid -26,267
28-Mar-18 16-Jan-18 Issuer Bid -26,267
28-Mar-18 17-Jan-18 Issuer Bid -1,600
28-Mar-18 01-Feb-18 Issuer Bid -300
28-Mar-18 02-Feb-18 Issuer Bid -25,800
28-Mar-18 05-Feb-18 Issuer Bid -3,700
28-Mar-18 06-Feb-18 Issuer Bid -26,267
28-Mar-18 07-Feb-18 Issuer Bid -26,267
28-Mar-18 08-Feb-18 Issuer Bid -26,267
28-Mar-18 09-Feb-18 Issuer Bid -26,267
28-Mar-18 12-Feb-18 Issuer Bid -26,267
28-Mar-18 13-Feb-18 Issuer Bid -25,600
28-Mar-18 14-Feb-18 Issuer Bid -26,267
28-Mar-18 15-Feb-18 Issuer Bid -26,267
28-Mar-18 16-Feb-18 Issuer Bid -26,267
28-Mar-18 20-Feb-18 Issuer Bid -26,267
28-Mar-18 21-Feb-18 Issuer Bid -25,800
28-Mar-18 22-Feb-18 Issuer Bid -26,267
28-Mar-18 23-Feb-18 Issuer Bid -26,267
28-Mar-18 26-Feb-18 Issuer Bid -16,600
28-Mar-18 27-Feb-18 Issuer Bid -26,267
28-Mar-18 28-Feb-18 Issuer Bid -26,267
26-Apr-18 01-Mar-18 Issuer Bid -26,267
26-Apr-18 02-Mar-18 Issuer Bid -26,267
26-Apr-18 05-Mar-18 Issuer Bid -26,267
26-Apr-18 07-Mar-18 Issuer Bid -4,800
26-Apr-18 08-Mar-18 Issuer Bid -5,900
26-Apr-18 16-Mar-18 Issuer Bid -26,267
26-Apr-18 16-Mar-18 General Transaction 21,129
26-Apr-18 19-Mar-18 Issuer Bid -15,200
26-Apr-18 20-Mar-18 Issuer Bid -3,800
26-Apr-18 26-Mar-18 Redemption/Retraction -35
26-Apr-18 26-Mar-18 Issuer Bid -8,400
26-Apr-18 27-Mar-18 Issuer Bid -26,200
26-Apr-18 28-Mar-18 Issuer Bid -1,600
Great Canadian Gaming Corporation GC 60,997,577 28-Mar-18 19-Jan-15 General Transaction 11,667
28-Mar-18 03-Jan-18 General Transaction 5,000
28-Mar-18 04-Jan-18 General Transaction 667
28-Mar-18 09-Jan-18 General Transaction 15,000
28-Mar-18 09-Jan-18 General Transaction 1,200
28-Mar-18 10-Jan-18 General Transaction 2,500
28-Mar-18 10-Jan-18 General Transaction 2,000
28-Mar-18 12-Jan-18 General Transaction 1,000
28-Mar-18 12-Jan-18 General Transaction 1,667
28-Mar-18 16-Jan-18 General Transaction 3,333
28-Mar-18 16-Jan-18 General Transaction 5,000
28-Mar-18 19-Jan-18 General Transaction 5,000
28-Mar-18 19-Jan-18 General Transaction 1,200
28-Mar-18 24-Jan-18 General Transaction 1,500
28-Mar-18 24-Jan-18 General Transaction 2,183
TSX eREVIEW APRIL 2018 CHAPTER 4 15
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
28-Mar-18 25-Jan-18 General Transaction 3,334
28-Mar-18 25-Jan-18 General Transaction 3,334
28-Mar-18 25-Jan-18 General Transaction 5,000
28-Mar-18 25-Jan-18 General Transaction 1,500
28-Mar-18 25-Jan-18 General Transaction 667
28-Mar-18 25-Jan-18 General Transaction 2,000
28-Mar-18 26-Jan-18 General Transaction 3,000
28-Mar-18 26-Jan-18 General Transaction 4,001
28-Mar-18 26-Jan-18 General Transaction 3,500
28-Mar-18 29-Jan-18 General Transaction 1,000
28-Mar-18 31-Jan-18 General Transaction 1,000
28-Mar-18 01-Feb-18 General Transaction 2,666
26-Apr-18 08-Mar-18 General Transaction 1,500
26-Apr-18 08-Mar-18 General Transaction 1,001
26-Apr-18 12-Mar-18 General Transaction 2,667
26-Apr-18 12-Mar-18 General Transaction 5,000
26-Apr-18 22-Mar-18 General Transaction 3,000
Great Panther Silver Limited GPR 168,653,422 28-Mar-18 18-Jan-18 General Transaction 1,667
28-Mar-18 29-Jan-18 General Transaction 62,767
26-Apr-18 02-Feb-18 General Transaction 11,367
26-Apr-18 02-Feb-18 General Transaction 30,616
26-Apr-18 06-Feb-18 General Transaction 16,667
26-Apr-18 02-Mar-18 General Transaction 73,849
26-Apr-18 06-Mar-18 General Transaction 1,500
26-Apr-18 13-Mar-18 General Transaction 1,700
26-Apr-18 14-Mar-18 General Transaction 6,867
26-Apr-18 19-Mar-18 General Transaction 22,833
26-Apr-18 21-Mar-18 General Transaction 11,434
26-Apr-18 22-Mar-18 General Transaction 12,200
26-Apr-18 23-Mar-18 General Transaction 17,667
Great-West Lifeco Inc. GWO 988,622,039 26-Apr-18 03-Jan-18 General Transaction 900
26-Apr-18 18-Jan-18 Issuer Bid -8,620
26-Apr-18 19-Jan-18 Issuer Bid -8,620
26-Apr-18 22-Jan-18 Issuer Bid -8,620
26-Apr-18 23-Jan-18 Issuer Bid -8,620
26-Apr-18 24-Jan-18 Issuer Bid -8,620
26-Apr-18 25-Jan-18 Issuer Bid -8,620
26-Apr-18 26-Jan-18 Issuer Bid -8,620
26-Apr-18 29-Jan-18 Issuer Bid -8,620
26-Apr-18 30-Jan-18 Issuer Bid -8,620
26-Apr-18 31-Jan-18 Issuer Bid -8,620
26-Apr-18 01-Feb-18 Issuer Bid -8,620
26-Apr-18 02-Feb-18 Issuer Bid -8,620
26-Apr-18 05-Feb-18 Issuer Bid -8,620
26-Apr-18 06-Feb-18 Issuer Bid -8,620
26-Apr-18 07-Feb-18 Issuer Bid -8,620
26-Apr-18 08-Feb-18 Issuer Bid -8,620
26-Apr-18 09-Feb-18 Issuer Bid -8,620
26-Apr-18 12-Feb-18 Issuer Bid -8,620
26-Apr-18 13-Feb-18 Issuer Bid -8,620
26-Apr-18 14-Feb-18 Issuer Bid -8,620
26-Apr-18 15-Feb-18 Issuer Bid -8,620
26-Apr-18 16-Feb-18 Issuer Bid -8,620
26-Apr-18 20-Feb-18 Issuer Bid -8,620
26-Apr-18 21-Feb-18 Issuer Bid -8,620
26-Apr-18 22-Feb-18 Issuer Bid -8,620
26-Apr-18 23-Feb-18 Issuer Bid -8,620
26-Apr-18 26-Feb-18 General Transaction 15,000
26-Apr-18 26-Feb-18 Issuer Bid -8,620
26-Apr-18 27-Feb-18 Issuer Bid -8,620
26-Apr-18 28-Feb-18 Issuer Bid -8,620
26-Apr-18 01-Mar-18 Issuer Bid -8,620
26-Apr-18 02-Mar-18 Issuer Bid -8,620
26-Apr-18 05-Mar-18 Issuer Bid -8,620
26-Apr-18 06-Mar-18 Issuer Bid -8,620
26-Apr-18 07-Mar-18 Issuer Bid -8,620
26-Apr-18 08-Mar-18 Issuer Bid -8,620
26-Apr-18 09-Mar-18 Issuer Bid -8,620
26-Apr-18 12-Mar-18 General Transaction 25,000
26-Apr-18 12-Mar-18 Issuer Bid -8,620
26-Apr-18 13-Mar-18 Issuer Bid -8,620
26-Apr-18 13-Mar-18 General Transaction 150,000
26-Apr-18 14-Mar-18 General Transaction 64,100
26-Apr-18 14-Mar-18 Issuer Bid -8,620
26-Apr-18 15-Mar-18 Issuer Bid -8,620
26-Apr-18 16-Mar-18 General Transaction 30,000
26-Apr-18 16-Mar-18 Issuer Bid -8,620
26-Apr-18 19-Mar-18 General Transaction 16,800
26-Apr-18 19-Mar-18 Issuer Bid -8,620
26-Apr-18 20-Mar-18 General Transaction 28,580
26-Apr-18 20-Mar-18 Issuer Bid -8,620
26-Apr-18 21-Mar-18 Issuer Bid -8,620
26-Apr-18 22-Mar-18 Issuer Bid -8,620
26-Apr-18 23-Mar-18 Issuer Bid -8,620
26-Apr-18 26-Mar-18 Issuer Bid -8,620
26-Apr-18 27-Mar-18 Issuer Bid -8,620
26-Apr-18 28-Mar-18 Issuer Bid -8,620
26-Apr-18 29-Mar-18 Issuer Bid -8,620
Guardian Capital Group Limited GCG.A 25,793,332 26-Apr-18 31-Jan-18 Cancellation -300,000
26-Apr-18 07-Feb-18 Cancellation -211,200
Guyana Goldfields Inc. GUY 173,310,801 26-Apr-18 01-Mar-18 General Transaction 8,000
26-Apr-18 02-Mar-18 General Transaction 23,668
26-Apr-18 06-Mar-18 General Transaction 6,668
26-Apr-18 08-Mar-18 General Transaction 30,000
26-Apr-18 13-Mar-18 General Transaction 15,000
26-Apr-18 14-Mar-18 General Transaction 15,000
26-Apr-18 15-Mar-18 General Transaction 36,000
26-Apr-18 16-Mar-18 General Transaction 100
26-Apr-18 19-Mar-18 General Transaction 19,900
26-Apr-18 20-Mar-18 General Transaction 28,100
26-Apr-18 21-Mar-18 General Transaction 27,900
26-Apr-18 22-Mar-18 General Transaction 8,000
H&R Real Estate Investment Trust HR.UN 288,653,622 17-Apr-18 05-Mar-18 Redemption/Retraction -96,740
17-Apr-18 06-Mar-18 Redemption/Retraction -107,100
17-Apr-18 07-Mar-18 Redemption/Retraction -9,900
17-Apr-18 08-Mar-18 Conversion (General) 2,127
17-Apr-18 09-Mar-18 Conversion (General) 851
17-Apr-18 13-Mar-18 General Transaction 0
17-Apr-18 13-Mar-18 General Transaction 1,271
17-Apr-18 31-Mar-18 General Transaction 0
Hamilton Capital Global Bank ETF HBG 4,197,037 05-Apr-18 05-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 25,000
13-Apr-18 13-Apr-18 Adjustment 25,000
16-Apr-18 16-Apr-18 Adjustment 32
24-Apr-18 24-Apr-18 Adjustment 50,000
Hamilton Capital Global
Financials Yield ETF HFY 3,821,975 29-Mar-18 29-Mar-18 Adjustment 25,000
05-Apr-18 05-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment 50,070
24-Apr-18 24-Apr-18 Adjustment 25,000
Hamilton Capital U.S. Mid-Cap
Financials ETF (USD) HFMU.U 2,025,003 02-Apr-18 02-Apr-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment 25,000
09-Apr-18 09-Apr-18 Adjustment 25,000
16 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
11-Apr-18 11-Apr-18 Adjustment 25,000
16-Apr-18 16-Apr-18 Adjustment 2
19-Apr-18 19-Apr-18 Adjustment 25,000
23-Apr-18 23-Apr-18 Adjustment 25,000
25-Apr-18 25-Apr-18 Adjustment 50,000
Hammond Power Solutions Inc. HPS.A 8,951,624 17-Apr-18 12-Mar-18 General Transaction 5,000
Harte Gold Corp. HRT 572,112,837 17-Apr-18 28-Feb-18 Warrants 1,841,000
17-Apr-18 31-Mar-18 Warrants 4,100,000
Harvest Banks &
Buildings Income ETF HCBB 100,000 28-Mar-18 28-Mar-18 Original Listing 100,000
Healthcare Leaders Income ETF HHL 31,616,390 29-Mar-18 29-Mar-18 Adjustment 50,000
02-Apr-18 02-Apr-18 Adjustment 50,000
05-Apr-18 05-Apr-18 Adjustment -25,000
10-Apr-18 10-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 25,000
Helius Medical Technologies, Inc. HSM 26,872,120 12-Apr-18 13-Apr-18 Prospectus Offering
/Public Offering 2,141,900
12-Apr-18 13-Apr-18 Warrants 0
12-Apr-18 13-Apr-18 Over-Allotment Option (Greenshoe) 0
12-Apr-18 13-Apr-18 Over-Allotment Option (Greenshoe) 0
24-Apr-18 24-Apr-18 Over-Allotment Option (Greenshoe) 321,285
Heroux-Devtek Inc. HRX 36,218,572 04-Apr-18 28-Feb-18 General Transaction 7,200
04-Apr-18 28-Feb-18 General Transaction 4,600
04-Apr-18 28-Feb-18 General Transaction 4,600
04-Apr-18 28-Feb-18 General Transaction 2,800
04-Apr-18 28-Feb-18 General Transaction 7,000
04-Apr-18 28-Feb-18 General Transaction 2,800
04-Apr-18 28-Feb-18 General Transaction 3,853
04-Apr-18 28-Feb-18 General Transaction 1,500
04-Apr-18 06-Mar-18 General Transaction 7,000
High Arctic Energy Services Inc. HWO 53,122,549 17-Apr-18 21-Mar-18 Cancellation -20,959
17-Apr-18 21-Mar-18 Cancellation -78,377
17-Apr-18 22-Mar-18 Cancellation -20,959
17-Apr-18 23-Mar-18 Cancellation -20,959
17-Apr-18 26-Mar-18 Cancellation -20,959
17-Apr-18 27-Mar-18 Cancellation -20,959
17-Apr-18 28-Mar-18 Cancellation -20,959
17-Apr-18 29-Mar-18 Cancellation -20,959
High Liner Foods Incorporated HLF 33,379,815 12-Apr-18 13-Mar-18 General Transaction 0
12-Apr-18 20-Mar-18 General Transaction 0
Horizon North Logistics Inc. HNL 146,400,158 18-Apr-18 16-Apr-18 Acquisition 1,059,040
Horizons Active Cdn Bond ETF HAD 1,872,402 16-Apr-18 16-Apr-18 Adjustment 17
25-Apr-18 25-Apr-18 Adjustment 25,000
Horizons Active Cdn Dividend ETF HAL 1,740,452 29-Mar-18 29-Mar-18 Adjustment -125,000
03-Apr-18 03-Apr-18 Adjustment -75,000
16-Apr-18 16-Apr-18 Adjustment 482
Horizons Active Cdn
Municipal Bond ETF HMP 12,253,104 13-Apr-18 13-Apr-18 Adjustment 25,000
17-Apr-18 17-Apr-18 Adjustment 44
19-Apr-18 19-Apr-18 Adjustment 25,000
23-Apr-18 23-Apr-18 Adjustment 25,000
Horizons Active Corporate Bond ETF HAB 54,791,657 28-Mar-18 28-Mar-18 Adjustment -75,000
03-Apr-18 03-Apr-18 Adjustment -75,000
13-Apr-18 13-Apr-18 Adjustment 175,000
16-Apr-18 16-Apr-18 Adjustment 25,000
17-Apr-18 17-Apr-18 Adjustment 1,036
18-Apr-18 18-Apr-18 Adjustment -50,000
19-Apr-18 19-Apr-18 Adjustment 25,000
25-Apr-18 25-Apr-18 Adjustment 125,000
26-Apr-18 26-Apr-18 Adjustment 25,000
Horizons Active Emerging
Markets Dividend ETF HAJ 1,323,294 16-Apr-18 16-Apr-18 Adjustment 87
Horizons Active
Floating Rate Bond ETF HFR 59,858,726 28-Mar-18 28-Mar-18 Adjustment 525,000
29-Mar-18 29-Mar-18 Adjustment 150,000
03-Apr-18 03-Apr-18 Adjustment -175,000
04-Apr-18 04-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment 75,000
06-Apr-18 06-Apr-18 Adjustment 175,000
09-Apr-18 09-Apr-18 Adjustment 400,000
10-Apr-18 10-Apr-18 Adjustment 325,000
11-Apr-18 11-Apr-18 Adjustment 150,000
12-Apr-18 12-Apr-18 Adjustment 150,000
13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment 125,000
17-Apr-18 17-Apr-18 Adjustment 126,802
18-Apr-18 18-Apr-18 Adjustment 1,675,000
19-Apr-18 19-Apr-18 Adjustment 425,000
20-Apr-18 20-Apr-18 Adjustment 75,000
23-Apr-18 23-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 1,050,000
Horizons Active Floating
Rate Preferred Share ETF HFP 15,703,819 05-Apr-18 05-Apr-18 Adjustment -100,000
12-Apr-18 12-Apr-18 Adjustment 200,000
17-Apr-18 17-Apr-18 Adjustment 241
25-Apr-18 25-Apr-18 Adjustment 25,000
Horizons Active Floating
Rate Senior Loan ETF HSL 8,058,353 16-Apr-18 16-Apr-18 Adjustment 4
18-Apr-18 18-Apr-18 Adjustment -25,000
Horizons Active Global
Dividend ETF HAZ 10,713,946 05-Apr-18 05-Apr-18 Adjustment -150,000
09-Apr-18 09-Apr-18 Adjustment -50,000
11-Apr-18 11-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 2,418
19-Apr-18 19-Apr-18 Adjustment -50,000
Horizons Active Global
Fixed Income ETF HAF 8,580,273 03-Apr-18 03-Apr-18 Adjustment 650,000
17-Apr-18 17-Apr-18 Adjustment 50
18-Apr-18 18-Apr-18 Adjustment 600,000
19-Apr-18 19-Apr-18 Adjustment 25,000
20-Apr-18 20-Apr-18 Adjustment 25,000
26-Apr-18 26-Apr-18 Adjustment 50,000
Horizons Active High Yield Bond ETF HYI 13,544,762 12-Apr-18 12-Apr-18 Adjustment 25,000
16-Apr-18 16-Apr-18 Adjustment 1,166
Horizons Active Preferred Share ETF HPR 174,861,423 28-Mar-18 28-Mar-18 Adjustment -50,000
29-Mar-18 29-Mar-18 Adjustment 125,000
03-Apr-18 03-Apr-18 Adjustment 526,730
04-Apr-18 04-Apr-18 Adjustment 450,000
05-Apr-18 05-Apr-18 Adjustment 125,000
06-Apr-18 06-Apr-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 150,000
12-Apr-18 12-Apr-18 Adjustment 425,000
13-Apr-18 13-Apr-18 Adjustment 475,000
16-Apr-18 16-Apr-18 Adjustment 506,475
17-Apr-18 17-Apr-18 Adjustment 234,011
TSX eREVIEW APRIL 2018 CHAPTER 4 17
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 175,000
20-Apr-18 20-Apr-18 Adjustment 425,000
23-Apr-18 23-Apr-18 Adjustment -1,350,000
25-Apr-18 25-Apr-18 Adjustment 252,140
Horizons Active US Dividend ETF HAU 575,471 17-Apr-18 17-Apr-18 Adjustment 37
Horizons Active US
Floating Rate Bond (USD) ETF HUF 5,350,079 05-Apr-18 05-Apr-18 Adjustment 150,000
06-Apr-18 06-Apr-18 Adjustment -75,000
11-Apr-18 11-Apr-18 Adjustment 25,000
16-Apr-18 16-Apr-18 Adjustment 75,000
18-Apr-18 18-Apr-18 Adjustment 400,000
Horizons Canadian
Midstream Oil & Gas Index ETF HOG 971,026 17-Apr-18 17-Apr-18 Adjustment 352
Horizons Cdn
High Dividend Index ETF HXH 9,138,711 11-Apr-18 11-Apr-18 Adjustment 840
Horizons Cdn Insider Index ETF HII 1,075,317 17-Apr-18 17-Apr-18 Adjustment 28
Horizons Cdn Select
Universe Bond ETF HBB 5,367,470 05-Apr-18 05-Apr-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment -50,000
25-Apr-18 25-Apr-18 Adjustment 50,000
Horizons China High
Dividend Yield Index ETF HCN 257,584 17-Apr-18 17-Apr-18 Adjustment 48
Horizons Crude Oil ETF HUC 1,272,500 29-Mar-18 29-Mar-18 Adjustment -20,000
03-Apr-18 03-Apr-18 Adjustment -10,000
09-Apr-18 09-Apr-18 Adjustment -10,000
11-Apr-18 11-Apr-18 Adjustment -30,000
13-Apr-18 13-Apr-18 Adjustment 10,000
19-Apr-18 19-Apr-18 Adjustment -20,000
20-Apr-18 20-Apr-18 Adjustment -10,000
23-Apr-18 23-Apr-18 Adjustment 10,000
26-Apr-18 26-Apr-18 Adjustment -20,000
Horizons Enhanced
Income Energy ETF HEE 2,007,620 09-Apr-18 09-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 1,068
20-Apr-18 20-Apr-18 Adjustment 25,000
25-Apr-18 25-Apr-18 Adjustment 25,000
Horizons Enhanced
Income Equity ETF HEX 6,396,799 12-Apr-18 12-Apr-18 Adjustment -25,000
17-Apr-18 17-Apr-18 Adjustment 1,431
25-Apr-18 25-Apr-18 Adjustment -25,000
Horizons Enhanced
Income Financials ETF HEF 2,104,434 17-Apr-18 17-Apr-18 Adjustment 337
23-Apr-18 23-Apr-18 Adjustment 50,000
Horizons Enhanced Income
Gold Producers ETF HEP 2,512,873 06-Apr-18 06-Apr-18 Adjustment 25,000
16-Apr-18 16-Apr-18 Adjustment 273
19-Apr-18 19-Apr-18 Adjustment -25,000
25-Apr-18 25-Apr-18 Adjustment -25,000
Horizons Enhanced Income
International Equity ETF HEJ 4,683,875 16-Apr-18 16-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 407
23-Apr-18 23-Apr-18 Adjustment 75,000
25-Apr-18 25-Apr-18 Adjustment 75,000
Horizons Enhanced Income
US Equity (USD) ETF HEA 2,407,712 17-Apr-18 17-Apr-18 Adjustment 141
Horizons EURO STOXX 50 Index ETF HXX 3,660,821 03-Apr-18 03-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 300,000
Horizons Global Risk Parity ETF HRA 3,500,004 09-Apr-18 09-Apr-18 Adjustment -25,000
19-Apr-18 19-Apr-18 Adjustment 25,000
Horizons Gold ETF HUG 860,000 09-Apr-18 09-Apr-18 Adjustment -10,000
Horizons Gold Yield ETF HGY 3,906,172 28-Mar-18 28-Mar-18 Adjustment 25,000
12-Apr-18 12-Apr-18 Adjustment -25,000
17-Apr-18 17-Apr-18 Adjustment -124,719
25-Apr-18 25-Apr-18 Adjustment -50,000
Horizons Inovestor
Canadian Equity Index ETF INOC 2,275,004 03-Apr-18 03-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 25,000
06-Apr-18 06-Apr-18 Adjustment 25,000
09-Apr-18 09-Apr-18 Adjustment 25,000
12-Apr-18 12-Apr-18 Adjustment 25,000
17-Apr-18 17-Apr-18 Adjustment 3
18-Apr-18 18-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 25,000
25-Apr-18 25-Apr-18 Adjustment -75,000
Horizons Intl Developed
Markets Equity Index ETF HXDM -400,001 18-Apr-18 26-Sep-17 Adjustment -400,001
HXDM.U 1,552,491 18-Apr-18 26-Sep-17 Original Listing 400,001
18-Apr-18 29-Dec-17 Adjustment 1,176,120
18-Apr-18 11-Jan-18 Adjustment 125,000
18-Apr-18 19-Jan-18 Adjustment 180
29-Mar-18 29-Mar-18 Adjustment 300,000
11-Apr-18 11-Apr-18 Adjustment 190
Horizons Managed
Global Opportunities ETF HGM 1,674,636 29-Mar-18 29-Mar-18 Adjustment 25,000
12-Apr-18 12-Apr-18 Adjustment 25,000
13-Apr-18 13-Apr-18 Adjustment 25,000
18-Apr-18 18-Apr-18 Adjustment 50,000
Horizons Marijuana Life
Sciences Index ETF HMMJ 41,592,131 29-Mar-18 29-Mar-18 Adjustment 150,000
03-Apr-18 03-Apr-18 Adjustment 675,000
04-Apr-18 04-Apr-18 Adjustment -75,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 175,000
09-Apr-18 09-Apr-18 Adjustment 25,000
11-Apr-18 11-Apr-18 Adjustment 225,000
16-Apr-18 16-Apr-18 Adjustment 500,000
17-Apr-18 17-Apr-18 Adjustment -59,703
18-Apr-18 18-Apr-18 Adjustment -125,000
19-Apr-18 19-Apr-18 Adjustment 25,000
25-Apr-18 25-Apr-18 Adjustment 275,000
26-Apr-18 26-Apr-18 Adjustment -25,000
Horizons Morningstar
Hedge Fund Index ETF HHF 3,765,559 03-Apr-18 03-Apr-18 Adjustment 25,000
06-Apr-18 06-Apr-18 Adjustment 25,000
13-Apr-18 13-Apr-18 Adjustment 25,000
Horizons NASDAQ-100 Index ETF HXQ.U 653,721 11-Apr-18 11-Apr-18 Adjustment 80
Horizons Natural Gas ETF HUN 1,985,000 13-Apr-18 13-Apr-18 Adjustment -10,000
26-Apr-18 26-Apr-18 Adjustment -30,000
Horizons Natural Gas Yield ETF HNY 1,001,648 16-Apr-18 16-Apr-18 Adjustment 205
25-Apr-18 25-Apr-18 Adjustment -25,000
Horizons Robotics
and Automation Index ETF ROBO 3,150,001 06-Apr-18 06-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 50,000
18 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Horizons S&P 500 CAD
Hedged Index ETF HSH 476,206 11-Apr-18 11-Apr-18 Adjustment 150
Horizons S&P 500 Index ETF HXS 9,500,501 28-Mar-18 28-Mar-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 1,200
Horizons S&P/TSX 60
Equal Weight Index ETF HEW 619,544 17-Apr-18 17-Apr-18 Adjustment 62
Horizons S&P/TSX 60 Index ETF HXT 54,564,919 28-Mar-18 28-Mar-18 Adjustment 200,000
29-Mar-18 29-Mar-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment 400,000
06-Apr-18 06-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 200,000
17-Apr-18 17-Apr-18 Adjustment 400,000
19-Apr-18 19-Apr-18 Adjustment -1,000,000
20-Apr-18 20-Apr-18 Adjustment 1,014,782
23-Apr-18 23-Apr-18 Adjustment 71,593
26-Apr-18 26-Apr-18 Adjustment -400,000
Horizons S&P/TSX
Capped Energy Index ETF HXE 1,534,715 05-Apr-18 05-Apr-18 Adjustment 25,000
16-Apr-18 16-Apr-18 Adjustment 225,000
Horizons S&P/TSX
Capped Financials Index ETF HXF 379,275 10-Apr-18 10-Apr-18 Adjustment -500,000
11-Apr-18 11-Apr-18 Adjustment 100
13-Apr-18 13-Apr-18 Adjustment -125,000
16-Apr-18 16-Apr-18 Adjustment -150,000
17-Apr-18 17-Apr-18 Adjustment -225,000
19-Apr-18 19-Apr-18 Adjustment 25,000
Horizons Seasonal Rotation ETF HAC 10,408,883 04-Apr-18 04-Apr-18 Adjustment -25,000
26-Apr-18 26-Apr-18 Adjustment -100,000
Horizons US 7-10 Year
Treasury Bond CAD Hedged ETF HTH 100,351 11-Apr-18 11-Apr-18 Adjustment 20
Horizons US 7-10
Year Treasury Bond ETF HTB 856,375 11-Apr-18 11-Apr-18 Adjustment 130
Horizons US Dollar Currency ETF DLR 7,905,654 28-Mar-18 28-Mar-18 Adjustment -100,000
29-Mar-18 29-Mar-18 Adjustment 75,000
03-Apr-18 03-Apr-18 Adjustment -225,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 75,000
09-Apr-18 09-Apr-18 Adjustment -125,000
11-Apr-18 11-Apr-18 Adjustment 150,000
12-Apr-18 12-Apr-18 Adjustment -125,000
13-Apr-18 13-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment 150,000
19-Apr-18 19-Apr-18 Adjustment 150,000
20-Apr-18 20-Apr-18 Adjustment 25,000
23-Apr-18 23-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment 1,475,000
Hudson’s Bay Company HBC 182,866,087 17-Apr-18 02-Feb-18 General Transaction 12,583
Hydro One Limited H 595,867,938 03-Apr-18 01-Apr-18 General Transaction 352,900
03-Apr-18 01-Apr-18 General Transaction 128,327
Hydrogenics Corporation HYG 15,436,879 03-Apr-18 30-Apr-16 General Transaction 4,203
03-Apr-18 30-Jun-16 Adjustment -4,203
03-Apr-18 31-Mar-17 Adjustment 0
03-Apr-18 31-Mar-17 General Transaction 0
IAMGOLD Corporation IMG 466,432,973 28-Mar-18 31-Dec-17 Adjustment 0
IBI Group Inc. IBG 31,220,877 18-Apr-18 12-Mar-18 General Transaction 1,666
IGM Financial Inc. IGM 240,805,907 03-Apr-18 29-Mar-18 General Transaction 4,480
Immunovaccine Inc. IMV 137,130,713 04-Apr-18 22-Mar-18 General Transaction 11,680
04-Apr-18 26-Mar-18 General Transaction 2,475
04-Apr-18 26-Mar-18 General Transaction 0
04-Apr-18 27-Mar-18 General Transaction 10,000
Imperial Metals Corporation III 117,675,160 09-Apr-18 04-Apr-18 Shares for Debt
/Litigation/Creditors 816,414
Imperial Oil Limited IMO 824,036,825 17-Apr-18 31-Mar-18 Issuer Bid -4,061,321
Indigo Books & Music Inc. IDG 26,801,128 17-Apr-18 01-Mar-18 General Transaction 30,000
17-Apr-18 01-Mar-18 General Transaction 600
17-Apr-18 02-Mar-18 General Transaction 4,100
17-Apr-18 02-Mar-18 General Transaction 20,000
17-Apr-18 02-Mar-18 General Transaction 5,500
17-Apr-18 05-Mar-18 General Transaction 3,000
17-Apr-18 06-Mar-18 General Transaction 600
17-Apr-18 14-Mar-18 General Transaction 5,025
17-Apr-18 15-Mar-18 General Transaction 200
17-Apr-18 15-Mar-18 General Transaction 2,475
17-Apr-18 16-Mar-18 General Transaction 1,000
17-Apr-18 19-Mar-18 General Transaction 100
17-Apr-18 21-Mar-18 General Transaction 15,000
17-Apr-18 27-Mar-18 General Transaction 700
17-Apr-18 28-Mar-18 General Transaction 1,500
17-Apr-18 29-Mar-18 General Transaction 1,900
17-Apr-18 29-Mar-18 General Transaction 3,000
Industrial Alliance Insurance
and Financial Services Inc. IAG 109,570,610 04-Apr-18 12-Mar-18 General Transaction 5,000
04-Apr-18 13-Mar-18 General Transaction 500
04-Apr-18 14-Mar-18 General Transaction 1,000
04-Apr-18 16-Mar-18 General Transaction 2,000
04-Apr-18 19-Mar-18 General Transaction 1,000
04-Apr-18 20-Mar-18 General Transaction 1,000
04-Apr-18 21-Mar-18 General Transaction 5,000
04-Apr-18 22-Mar-18 General Transaction 9,500
04-Apr-18 26-Mar-18 General Transaction 5,000
04-Apr-18 29-Mar-18 General Transaction 17,500
InMed Pharmaceuticals Inc. IN 152,792,997 17-Apr-18 26-Mar-18 Warrants 2,856
17-Apr-18 26-Mar-18 General Transaction 525,000
28-Mar-18 26-Mar-18 Warrants 0
28-Mar-18 26-Mar-18 Warrants 0
28-Mar-18 26-Mar-18 Warrants 0
Inovalis Real Estate
Investment Trust INO.UN 22,730,086 16-Apr-18 15-Mar-18 General Transaction 21,356
16-Apr-18 16-Apr-18 General Transaction 0
Inter Pipeline Ltd. IPL 383,161,288 18-Apr-18 15-Mar-18 General Transaction 1,098,898
18-Apr-18 15-Mar-18 General Transaction 125,257
Interfor Corporation IFP 70,038,162 03-Apr-18 23-Mar-18 General Transaction 2,000
Intermap Technologies Corporation IMP 16,396,289 19-Apr-18 01-Mar-18 Other Transaction 0
11-Apr-18 15-Mar-18 Other Transaction 0
11-Apr-18 15-Mar-18 Other Transaction 0
11-Apr-18 15-Mar-18 Other Transaction 0
11-Apr-18 15-Mar-18 Other Transaction 0
13-Apr-18 15-Mar-18 Other Transaction 0
13-Apr-18 15-Mar-18 Plan Maximum 0
International Tower Hill Mines Ltd. ITH 186,522,683 18-Apr-18 27-Mar-18 General Transaction 129,687
InterRent Real Estate
Investment Trust IIP.UN 94,127,322 18-Apr-18 02-Feb-18 General Transaction 5,625
18-Apr-18 07-Feb-18 General Transaction 14,500
TSX eREVIEW APRIL 2018 CHAPTER 4 19
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
18-Apr-18 15-Feb-18 General Transaction 974
18-Apr-18 16-Feb-18 General Transaction 112,390
18-Apr-18 16-Feb-18 General Transaction 33,167
18-Apr-18 22-Feb-18 General Transaction 7,500
18-Apr-18 26-Feb-18 General Transaction 20,000
28-Mar-18 28-Mar-18 Over-Allotment Option (Greenshoe) 1,305,000
Intertape Polymer Group Inc. ITP 58,807,410 04-Apr-18 14-Mar-18 General Transaction 7,500
Intrinsyc Technologies Corporation ITC 20,982,988 18-Apr-18 28-Mar-18 General Transaction 4,375
18-Apr-18 29-Mar-18 General Transaction 625
18-Apr-18 31-Mar-18 Repurchase -70,000
Invesque Inc. IVQ.U 49,050,537 05-Apr-18 09-Feb-18 Private Placement 0
18-Apr-18 15-Mar-18 General Transaction 5,496
iShares 1-10 Year Laddered
Corporate Bond Index ETF CBH 13,600,000 03-Apr-18 03-Apr-18 Adjustment -50,000
09-Apr-18 09-Apr-18 Adjustment 150,000
17-Apr-18 17-Apr-18 Adjustment 50,000
iShares 1-10 Year Laddered
Government Bond Index ETF CLG 14,900,000 28-Mar-18 28-Mar-18 Adjustment 50,000
02-Apr-18 02-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -50,000
iShares 1-5 Year Laddered
Corporate Bond Index ETF CBO 77,300,000 02-Apr-18 02-Apr-18 Adjustment -200,000
03-Apr-18 03-Apr-18 Adjustment -100,000
05-Apr-18 05-Apr-18 Adjustment -400,000
09-Apr-18 09-Apr-18 Adjustment 2,400,000
10-Apr-18 10-Apr-18 Adjustment -200,000
12-Apr-18 12-Apr-18 Adjustment -200,000
13-Apr-18 13-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment -200,000
24-Apr-18 24-Apr-18 Adjustment -200,000
25-Apr-18 25-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -100,000
iShares 1-5 Year Laddered
Government Bond Index ETF CLF 43,200,000 28-Mar-18 28-Mar-18 Adjustment 200,000
02-Apr-18 02-Apr-18 Adjustment -200,000
03-Apr-18 03-Apr-18 Adjustment 500,000
05-Apr-18 05-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 1,000,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment 100,000
iShares Balanced Growth
CorePortfolio Index ETF CBN 2,275,000 09-Apr-18 09-Apr-18 Adjustment 350,000
10-Apr-18 10-Apr-18 Adjustment -25,000
17-Apr-18 17-Apr-18 Adjustment -25,000
iShares Balanced Income
CorePortfolio Index ETF CBD 3,000,000 04-Apr-18 04-Apr-18 Adjustment 25,000
09-Apr-18 09-Apr-18 Adjustment 400,000
16-Apr-18 16-Apr-18 Adjustment -25,000
17-Apr-18 17-Apr-18 Adjustment -25,000
CBD.A 400,000 04-Apr-18 04-Apr-18 Adjustment -25,000
iShares Canadian
Corporate Bond Index ETF XCB 77,400,000 28-Mar-18 28-Mar-18 Adjustment -100,000
05-Apr-18 05-Apr-18 Adjustment -300,000
10-Apr-18 10-Apr-18 Adjustment -400,000
12-Apr-18 12-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment 200,000
25-Apr-18 25-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -600,000
iShares Canadian
Financial Monthly Income ETF FIE 79,150,000 28-Mar-18 28-Mar-18 Adjustment 50,000
02-Apr-18 02-Apr-18 Adjustment 200,000
03-Apr-18 03-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment 150,000
06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 12,250,000
10-Apr-18 10-Apr-18 Adjustment 200,000
11-Apr-18 11-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment 200,000
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 200,000
20-Apr-18 20-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 100,000
FIE.A 13,466,740 29-Mar-18 29-Mar-18 Adjustment 25,000
iShares Canadian
Government Bond Index ETF XGB 19,100,000 03-Apr-18 03-Apr-18 Adjustment -400,000
05-Apr-18 05-Apr-18 Adjustment -300,000
12-Apr-18 12-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -200,000
24-Apr-18 24-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment -200,000
iShares Canadian Growth Index ETF XCG 1,300,000 06-Apr-18 06-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment -300,000
26-Apr-18 26-Apr-18 Adjustment -100,000
iShares Canadian HYBrid
Corporate Bond Index ETF XHB 22,600,000 28-Mar-18 28-Mar-18 Adjustment -100,000
29-Mar-18 29-Mar-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment -150,000
24-Apr-18 24-Apr-18 Adjustment 50,000
iShares Canadian Real
Return Bond Index ETF XRB 17,900,000 03-Apr-18 03-Apr-18 Adjustment 200,000
iShares Canadian Select
Dividend Index ETF XDV 57,400,000 02-Apr-18 02-Apr-18 Adjustment -800,000
04-Apr-18 04-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 400,000
iShares Canadian Value Index ETF XCV 2,600,000 13-Apr-18 13-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -200,000
iShares Conservative Short Term
Strategic Fixed Income ETF XSC 10,100,000 03-Apr-18 03-Apr-18 Adjustment -200,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment -200,000
11-Apr-18 11-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -100,000
iShares Conservative
Strategic Fixed Income ETF XSE 13,000,000 28-Mar-18 28-Mar-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment -100,000
20 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
iShares Convertible Bond Index ETF CVD 6,450,000 09-Apr-18 09-Apr-18 Adjustment 150,000
17-Apr-18 17-Apr-18 Adjustment -50,000
iShares Core Canadian Short
Term Bond Index ETF XSB 69,700,000 04-Apr-18 04-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment -100,000
12-Apr-18 12-Apr-18 Adjustment 300,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 300,000
19-Apr-18 19-Apr-18 Adjustment -200,000
20-Apr-18 20-Apr-18 Adjustment 900,000
24-Apr-18 24-Apr-18 Adjustment 500,000
iShares Core Canadian Short
Term Corporate
+ Maple Bond Index ETF XSH 44,600,000 03-Apr-18 03-Apr-18 Adjustment 200,000
06-Apr-18 06-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment -300,000
13-Apr-18 13-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment 200,000
20-Apr-18 20-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
iShares Core Canadian
Universe Bond Index ETF XBB 66,500,000 02-Apr-18 02-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment -200,000
10-Apr-18 10-Apr-18 Adjustment -200,000
11-Apr-18 11-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 200,000
20-Apr-18 20-Apr-18 Adjustment 1,500,000
24-Apr-18 24-Apr-18 Adjustment 600,000
26-Apr-18 26-Apr-18 Adjustment 100,000
iShares Core MSCI All Country
World ex Canada Index ETF XAW 24,800,000 29-Mar-18 29-Mar-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 200,000
iShares Core MSCI Canadian
Quality Dividend Index ETF XDIV 1,600,000 03-Apr-18 03-Apr-18 Adjustment 25,000
06-Apr-18 06-Apr-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 25,000
13-Apr-18 13-Apr-18 Adjustment -25,000
18-Apr-18 18-Apr-18 Adjustment 25,000
20-Apr-18 20-Apr-18 Adjustment 25,000
23-Apr-18 23-Apr-18 Adjustment 25,000
iShares Core MSCI
EAFE IMI Index ETF XEF 61,100,000 06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 200,000
17-Apr-18 17-Apr-18 Adjustment 300,000
19-Apr-18 19-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment 200,000
24-Apr-18 24-Apr-18 Adjustment 100,000
iShares Core MSCI EAFE IMI
Index ETF (CAD-Hedged) XFH 8,800,000 28-Mar-18 28-Mar-18 Adjustment -500,000
03-Apr-18 03-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
iShares Core MSCI
Emerging Markets IMI Index ETF XEC 21,800,000 03-Apr-18 03-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 50,000
10-Apr-18 10-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment -150,000
19-Apr-18 19-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 50,000
iShares Core MSCI Global
Quality Dividend Index ETF XDG 1,700,000 05-Apr-18 05-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 50,000
iShares Core MSCI Global Quality
Dividend Index ETF (CAD-Hedged) XDGH 450,000 29-Mar-18 29-Mar-18 Adjustment 25,000
13-Apr-18 13-Apr-18 Adjustment 25,000
24-Apr-18 24-Apr-18 Adjustment 25,000
iShares Core MSCI US
Quality Dividend Index ETF XDU 650,000 09-Apr-18 09-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 25,000
iShares Core S&P 500 Index ETF XUS 27,100,000 28-Mar-18 28-Mar-18 Adjustment -100,000
03-Apr-18 03-Apr-18 Adjustment -200,000
10-Apr-18 10-Apr-18 Adjustment 200,000
17-Apr-18 17-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
iShares Core S&P 500
Index ETF (CAD-Hedged) XSP 138,200,000 28-Mar-18 28-Mar-18 Adjustment 100,000
02-Apr-18 02-Apr-18 Adjustment 200,000
03-Apr-18 03-Apr-18 Adjustment 200,000
04-Apr-18 04-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment -100,000
13-Apr-18 13-Apr-18 Adjustment -200,000
16-Apr-18 16-Apr-18 Adjustment 100,000
18-Apr-18 18-Apr-18 Adjustment 300,000
19-Apr-18 19-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment -100,000
iShares Core S&P U.S.
Total Market Index ETF XUU 46,875,000 28-Mar-18 28-Mar-18 Adjustment 125,000
29-Mar-18 29-Mar-18 Adjustment 25,000
02-Apr-18 02-Apr-18 Adjustment -75,000
03-Apr-18 03-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 200,000
05-Apr-18 05-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 75,000
17-Apr-18 17-Apr-18 Adjustment 175,000
19-Apr-18 19-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 275,000
TSX eREVIEW APRIL 2018 CHAPTER 4 21
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
25-Apr-18 25-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment 25,000
iShares Core S&P U.S. Total
Market Index ETF (CAD-Hedged) XUH 3,025,000 06-Apr-18 06-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 50,000
iShares Core S&P/TSX
Capped Composite Index ETF XIC 184,000,000 29-Mar-18 29-Mar-18 Adjustment 700,000
02-Apr-18 02-Apr-18 Adjustment 300,000
03-Apr-18 03-Apr-18 Adjustment 200,000
04-Apr-18 04-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment 400,000
06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 200,000
16-Apr-18 16-Apr-18 Adjustment 300,000
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 200,000
20-Apr-18 20-Apr-18 Adjustment 400,000
23-Apr-18 23-Apr-18 Adjustment 400,000
24-Apr-18 24-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -700,000
iShares Diversified
Monthly Income ETF XTR 55,300,000 28-Mar-18 28-Mar-18 Adjustment -100,000
29-Mar-18 29-Mar-18 Adjustment -200,000
04-Apr-18 04-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
iShares Edge MSCI Min Vol
Canada Index ETF XMV 2,550,000 13-Apr-18 13-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment -50,000
iShares Edge MSCI Min Vol EAFE
Index ETF (CAD-Hedged) XML 1,700,000 11-Apr-18 11-Apr-18 Adjustment 75,000
iShares Edge MSCI Min Vol Global
Index ETF (CAD-Hedged) XMY 275,000 18-Apr-18 18-Apr-18 Adjustment -25,000
iShares Edge MSCI Min
Vol USA Index ETF XMU 3,700,000 25-Apr-18 25-Apr-18 Adjustment -50,000
iShares Edge MSCI Min Vol
USA Index ETF (CAD-Hedged) XMS 900,000 25-Apr-18 25-Apr-18 Adjustment -50,000
iShares Edge MSCI Multifactor
Canada Index ETF XFC 1,100,000 12-Apr-18 12-Apr-18 Adjustment 100,000
iShares Edge MSCI Multifactor
EAFE Index ETF XFI 5,500,000 17-Apr-18 17-Apr-18 Adjustment -500,000
19-Apr-18 19-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment -300,000
24-Apr-18 24-Apr-18 Adjustment -300,000
26-Apr-18 26-Apr-18 Adjustment -200,000
iShares Edge MSCI Multifactor
EAFE Index ETF (CAD-Hedged) XFF 2,700,000 17-Apr-18 17-Apr-18 Adjustment -600,000
18-Apr-18 18-Apr-18 Adjustment -200,000
19-Apr-18 19-Apr-18 Adjustment -300,000
20-Apr-18 20-Apr-18 Adjustment -300,000
23-Apr-18 23-Apr-18 Adjustment -200,000
24-Apr-18 24-Apr-18 Adjustment -300,000
25-Apr-18 25-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -200,000
iShares Edge MSCI
Multifactor USA Index ETF XFS 6,000,000 05-Apr-18 05-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 1,700,000
24-Apr-18 24-Apr-18 Adjustment 100,000
iShares Equal Weight
Banc & Lifeco ETF CEW 14,150,000 09-Apr-18 09-Apr-18 Adjustment 4,650,000
18-Apr-18 18-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment -100,000
iShares Floating Rate Index ETF XFR 26,500,000 03-Apr-18 03-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment -400,000
20-Apr-18 20-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment -200,000
iShares Global Agriculture Index ETF COW 6,200,000 09-Apr-18 09-Apr-18 Adjustment 400,000
10-Apr-18 10-Apr-18 Adjustment -50,000
23-Apr-18 23-Apr-18 Adjustment -50,000
iShares Global Healthcare
Index ETF (CAD-Hedged) XHC 5,200,000 28-Mar-18 28-Mar-18 Adjustment -50,000
iShares Global
Infrastructure Index ETF CIF 2,550,000 09-Apr-18 09-Apr-18 Adjustment 75,000
16-Apr-18 16-Apr-18 Adjustment -25,000
20-Apr-18 20-Apr-18 Adjustment -25,000
iShares Global Monthly Dividend
Index ETF (CAD-Hedged) CYH 9,200,000 09-Apr-18 09-Apr-18 Adjustment 600,000
18-Apr-18 18-Apr-18 Adjustment -100,000
iShares Global Real
Estate Index ETF CGR 4,300,000 09-Apr-18 09-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment -100,000
iShares Global Water Index ETF CWW 4,025,000 09-Apr-18 09-Apr-18 Adjustment 100,000
CWW.A 100,000 03-Apr-18 03-Apr-18 Adjustment -25,000
iShares High Quality
Canadian Bond Index ETF XQB 30,700,000 29-Mar-18 29-Mar-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 200,000
11-Apr-18 11-Apr-18 Adjustment -300,000
iShares India Index ETF XID 2,000,000 18-Apr-18 18-Apr-18 Adjustment 50,000
iShares J.P. Morgan USD
Emerging Markets
Bond Index ETF (CAD-Hedged) XEB 2,500,000 06-Apr-18 06-Apr-18 Adjustment -225,000
16-Apr-18 16-Apr-18 Adjustment -25,000
iShares Jantzi Social Index ETF XEN 3,700,000 03-Apr-18 03-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
iShares MSCI EAFE
Index ETF (CAD-Hedged) XIN 56,800,000 28-Mar-18 28-Mar-18 Adjustment 100,000
29-Mar-18 29-Mar-18 Adjustment 200,000
05-Apr-18 05-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
iShares MSCI Emerging
Markets Index ETF XEM 10,200,000 03-Apr-18 03-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 100,000
iShares MSCI
Europe IMI Index ETF XEU 16,000,000 29-Mar-18 29-Mar-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -100,000
iShares MSCI Europe
IMI Index ETF (CAD-Hedged) XEH 9,800,000 18-Apr-18 18-Apr-18 Adjustment -50,000
24-Apr-18 24-Apr-18 Adjustment -100,000
22 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
iShares MSCI World Index ETF XWD 12,600,000 28-Mar-18 28-Mar-18 Adjustment 600,000
03-Apr-18 03-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment 700,000
09-Apr-18 09-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment -400,000
13-Apr-18 13-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 200,000
18-Apr-18 18-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment -100,000
iShares NASDAQ 100
Index ETF (CAD-Hedged) XQQ 5,700,000 28-Mar-18 28-Mar-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
iShares Premium Money Market ETF CMR 2,950,000 28-Mar-18 28-Mar-18 Adjustment -100,000
29-Mar-18 29-Mar-18 Adjustment 200,000
04-Apr-18 04-Apr-18 Adjustment 350,000
09-Apr-18 09-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment -50,000
19-Apr-18 19-Apr-18 Adjustment -50,000
23-Apr-18 23-Apr-18 Adjustment -50,000
25-Apr-18 25-Apr-18 Adjustment -200,000
iShares S&P U.S. Mid-Cap Index ETF XMC 5,400,000 16-Apr-18 16-Apr-18 Adjustment 100,000
iShares S&P U.S.
Mid-Cap Index ETF (CAD-Hedged) XMH 4,200,000 06-Apr-18 06-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment -200,000
iShares S&P/TSX 60 Index ETF XIU 425,900,000 28-Mar-18 28-Mar-18 Adjustment -2,000,000
29-Mar-18 29-Mar-18 Adjustment -2,700,000
02-Apr-18 02-Apr-18 Adjustment -6,500,000
03-Apr-18 03-Apr-18 Adjustment -5,900,000
04-Apr-18 04-Apr-18 Adjustment -1,700,000
05-Apr-18 05-Apr-18 Adjustment -11,000,000
06-Apr-18 06-Apr-18 Adjustment -4,500,000
09-Apr-18 09-Apr-18 Adjustment 5,900,000
10-Apr-18 10-Apr-18 Adjustment 7,100,000
11-Apr-18 11-Apr-18 Adjustment -3,000,000
12-Apr-18 12-Apr-18 Adjustment 25,000,000
13-Apr-18 13-Apr-18 Adjustment 800,000
16-Apr-18 16-Apr-18 Adjustment -3,100,000
17-Apr-18 17-Apr-18 Adjustment -400,000
18-Apr-18 18-Apr-18 Adjustment -12,100,000
19-Apr-18 19-Apr-18 Adjustment -1,000,000
20-Apr-18 20-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment -1,200,000
24-Apr-18 24-Apr-18 Adjustment 500,000
25-Apr-18 25-Apr-18 Adjustment -1,400,000
26-Apr-18 26-Apr-18 Adjustment -1,500,000
iShares S&P/TSX Canadian
Dividend Aristocrats Index ETF CDZ 38,650,000 28-Mar-18 28-Mar-18 Adjustment -50,000
04-Apr-18 04-Apr-18 Adjustment -50,000
05-Apr-18 05-Apr-18 Adjustment -50,000
06-Apr-18 06-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 2,000,000
10-Apr-18 10-Apr-18 Adjustment -50,000
11-Apr-18 11-Apr-18 Adjustment -100,000
12-Apr-18 12-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment -50,000
18-Apr-18 18-Apr-18 Adjustment -50,000
19-Apr-18 19-Apr-18 Adjustment -50,000
25-Apr-18 25-Apr-18 Adjustment -100,000
CDZ.A 1,975,000 29-Mar-18 29-Mar-18 Adjustment -25,000
iShares S&P/TSX Canadian
Preferred Share Index ETF CPD 108,000,000 29-Mar-18 29-Mar-18 Adjustment -50,000
02-Apr-18 02-Apr-18 Adjustment -100,000
04-Apr-18 04-Apr-18 Adjustment 200,000
05-Apr-18 05-Apr-18 Adjustment 150,000
09-Apr-18 09-Apr-18 Adjustment 1,650,000
12-Apr-18 12-Apr-18 Adjustment -50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment -50,000
19-Apr-18 19-Apr-18 Adjustment -100,000
20-Apr-18 20-Apr-18 Adjustment -800,000
23-Apr-18 23-Apr-18 Adjustment -150,000
24-Apr-18 24-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment -100,000
CPD.A 1,650,000 29-Mar-18 29-Mar-18 Adjustment -50,000
iShares S&P/TSX Capped
Consumer Staples Index ETF XST 2,000,000 13-Apr-18 13-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment 200,000
iShares S&P/TSX
Capped Energy Index ETF XEG 81,700,000 29-Mar-18 29-Mar-18 Adjustment -100,000
02-Apr-18 02-Apr-18 Adjustment 400,000
04-Apr-18 04-Apr-18 Adjustment 300,000
05-Apr-18 05-Apr-18 Adjustment -600,000
06-Apr-18 06-Apr-18 Adjustment 2,400,000
09-Apr-18 09-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment -2,300,000
11-Apr-18 11-Apr-18 Adjustment -300,000
12-Apr-18 12-Apr-18 Adjustment 400,000
13-Apr-18 13-Apr-18 Adjustment 300,000
16-Apr-18 16-Apr-18 Adjustment -1,100,000
17-Apr-18 17-Apr-18 Adjustment 1,000,000
18-Apr-18 18-Apr-18 Adjustment 2,100,000
19-Apr-18 19-Apr-18 Adjustment 2,800,000
20-Apr-18 20-Apr-18 Adjustment -1,800,000
23-Apr-18 23-Apr-18 Adjustment 1,300,000
24-Apr-18 24-Apr-18 Adjustment -1,200,000
25-Apr-18 25-Apr-18 Adjustment 2,000,000
26-Apr-18 26-Apr-18 Adjustment 100,000
iShares S&P/TSX Capped
Financials Index ETF XFN 30,900,000 29-Mar-18 29-Mar-18 Adjustment -200,000
02-Apr-18 02-Apr-18 Adjustment -100,000
04-Apr-18 04-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 200,000
10-Apr-18 10-Apr-18 Adjustment 300,000
11-Apr-18 11-Apr-18 Adjustment -200,000
13-Apr-18 13-Apr-18 Adjustment -300,000
16-Apr-18 16-Apr-18 Adjustment 200,000
17-Apr-18 17-Apr-18 Adjustment 400,000
18-Apr-18 18-Apr-18 Adjustment -500,000
19-Apr-18 19-Apr-18 Adjustment -200,000
20-Apr-18 20-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment 300,000
24-Apr-18 24-Apr-18 Adjustment -200,000
25-Apr-18 25-Apr-18 Adjustment -100,000
iShares S&P/TSX Capped Information
Technology Index ETF XIT 6,100,000 03-Apr-18 03-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 300,000
10-Apr-18 10-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 100,000
24-Apr-18 24-Apr-18 Adjustment -100,000
TSX eREVIEW APRIL 2018 CHAPTER 4 23
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
iShares S&P/TSX Capped
Materials Index ETF XMA 9,700,000 03-Apr-18 03-Apr-18 Adjustment -100,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment -100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment -100,000
iShares S&P/TSX
Capped REIT Index ETF XRE 74,400,000 28-Mar-18 28-Mar-18 Adjustment 200,000
29-Mar-18 29-Mar-18 Adjustment 100,000
02-Apr-18 02-Apr-18 Adjustment 1,200,000
03-Apr-18 03-Apr-18 Adjustment 700,000
04-Apr-18 04-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment 300,000
17-Apr-18 17-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment -200,000
20-Apr-18 20-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment -300,000
iShares S&P/TSX Capped
Utilities Index ETF XUT 4,300,000 03-Apr-18 03-Apr-18 Adjustment -100,000
04-Apr-18 04-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment -100,000
24-Apr-18 24-Apr-18 Adjustment 100,000
iShares S&P/TSX
Completion Index ETF XMD 8,600,000 12-Apr-18 12-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment -100,000
iShares S&P/TSX Composite
High Dividend Index ETF XEI 24,900,000 04-Apr-18 04-Apr-18 Adjustment 200,000
13-Apr-18 13-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment 100,000
iShares S&P/TSX Global
Base Metals Index ETF XBM 7,100,000 04-Apr-18 04-Apr-18 Adjustment -200,000
19-Apr-18 19-Apr-18 Adjustment 100,000
iShares S&P/TSX
Global Gold Index ETF XGD 63,600,000 28-Mar-18 28-Mar-18 Adjustment 300,000
03-Apr-18 03-Apr-18 Adjustment -300,000
04-Apr-18 04-Apr-18 Adjustment -200,000
06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment -300,000
13-Apr-18 13-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment -200,000
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment -200,000
23-Apr-18 23-Apr-18 Adjustment -500,000
25-Apr-18 25-Apr-18 Adjustment -100,000
iShares S&P/TSX
SmallCap Index ETF XCS 7,800,000 05-Apr-18 05-Apr-18 Adjustment -100,000
iShares Short Duration High
Income ETF (CAD-Hedged) CSD 7,425,000 04-Apr-18 04-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment 450,000
18-Apr-18 18-Apr-18 Adjustment -25,000
25-Apr-18 25-Apr-18 Adjustment -50,000
iShares Short Term High Quality
Canadian Bond Index ETF XSQ 5,700,000 17-Apr-18 17-Apr-18 Adjustment -300,000
24-Apr-18 24-Apr-18 Adjustment 100,000
iShares Short Term
Strategic Fixed Income ETF XSI 8,400,000 28-Mar-18 28-Mar-18 Adjustment 400,000
iShares Silver Bullion ETF SVR 5,500,000 11-Apr-18 11-Apr-18 Adjustment 250,000
iShares U.S. High Dividend
Equity Index ETF XHU 1,300,000 29-Mar-18 29-Mar-18 Adjustment 100,000
iShares U.S. High Yield Bond
Index ETF (CAD-Hedged) XHY 28,800,000 28-Mar-18 28-Mar-18 Adjustment -350,000
04-Apr-18 04-Apr-18 Adjustment -100,000
05-Apr-18 05-Apr-18 Adjustment -100,000
11-Apr-18 11-Apr-18 Adjustment -50,000
13-Apr-18 13-Apr-18 Adjustment -50,000
25-Apr-18 25-Apr-18 Adjustment -100,000
26-Apr-18 26-Apr-18 Adjustment -50,000
iShares U.S. High Yield Fixed
Income Index ETF (CAD-Hedged) CHB 8,700,000 09-Apr-18 09-Apr-18 Adjustment 600,000
25-Apr-18 25-Apr-18 Adjustment -200,000
iShares U.S. IG Corporate
Bond Index ETF (CAD-Hedged) XIG 6,600,000 06-Apr-18 06-Apr-18 Adjustment -350,000
16-Apr-18 16-Apr-18 Adjustment -50,000
26-Apr-18 26-Apr-18 Adjustment -100,000
iShares U.S. Small Cap
Index ETF (CAD-Hedged) XSU 9,400,000 29-Mar-18 29-Mar-18 Adjustment 100,000
03-Apr-18 03-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment 200,000
18-Apr-18 18-Apr-18 Adjustment 100,000
26-Apr-18 26-Apr-18 Adjustment 100,000
iShares US Dividend Growers
Index ETF (CAD-Hedged) CUD 14,600,000 09-Apr-18 09-Apr-18 Adjustment 800,000
10-Apr-18 10-Apr-18 Adjustment -200,000
11-Apr-18 11-Apr-18 Adjustment -100,000
Ivanhoe Mines Ltd. IVN 791,338,002 02-Apr-18 01-Feb-18 General Transaction 671,169
02-Apr-18 27-Feb-18 General Transaction 4,665
Jamieson Wellness Inc. JWEL 37,875,255 18-Apr-18 06-Mar-18 General Transaction 497
18-Apr-18 12-Mar-18 General Transaction 3,079
18-Apr-18 15-Mar-18 General Transaction 2,497
18-Apr-18 29-Mar-18 General Transaction 2,253
JFT Strategies Fund JFS.UN 8,754,289 18-Apr-18 28-Mar-18 Conversion (General) 47,562
18-Apr-18 28-Mar-18 Conversion (General) -69,343
Journey Energy Inc. JOY 38,546,283 18-Apr-18 08-Mar-18 General Transaction 5,745
June 2020 Corporate Bond Trust CBT.UN 1,973,442 18-Apr-18 27-Feb-18 Cancellation -12,700
18-Apr-18 28-Feb-18 Cancellation -1,400
18-Apr-18 01-Mar-18 Cancellation -8,700
18-Apr-18 05-Mar-18 Conversion (General) 494
18-Apr-18 05-Mar-18 Cancellation -1,500
18-Apr-18 09-Mar-18 Cancellation -19,000
18-Apr-18 13-Mar-18 Cancellation -700
18-Apr-18 15-Mar-18 Cancellation -1,200
18-Apr-18 20-Mar-18 Cancellation -4,600
18-Apr-18 22-Mar-18 Cancellation -1,400
18-Apr-18 26-Mar-18 Conversion (General) 2,473
18-Apr-18 27-Mar-18 Cancellation -4,000
Just Energy Group Inc. JE 148,394,152 19-Apr-18 16-Mar-18 General Transaction 3,001
19-Apr-18 16-Mar-18 General Transaction 44,731
JE.PR.U 4,323,300 19-Apr-18 27-Mar-18 Prospectus Offering
24 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
/Public Offering 3,952
19-Apr-18 28-Mar-18 Prospectus Offering
/Public Offering 22,495
19-Apr-18 29-Mar-18 Prospectus Offering
/Public Offering 6,075
Kelso Technologies Inc. KLS 47,170,086 19-Apr-18 16-Mar-18 Acquisition 250,000
Kelt Exploration Ltd. KEL 180,525,165 23-Apr-18 11-Mar-18 General Transaction 30,000
23-Apr-18 14-Mar-18 General Transaction 75,000
23-Apr-18 15-Mar-18 General Transaction 42,000
23-Apr-18 19-Mar-18 General Transaction 67,198
23-Apr-18 21-Mar-18 General Transaction 33,000
23-Apr-18 27-Mar-18 General Transaction 10,000
23-Apr-18 29-Mar-18 General Transaction 10,000
Keyera Corp. KEY 205,981,646 19-Apr-18 15-Mar-18 General Transaction 503,789
Killam Apartment Real
Estate Investment Trust KMP.UN 80,873,861 11-Apr-18 15-Mar-18 General Transaction 77,430
11-Apr-18 26-Mar-18 General Transaction 4,721
11-Apr-18 28-Mar-18 Conversion (General) 27,200
Kinaxis Inc. KXS 25,639,881 04-Apr-18 31-Mar-18 General Transaction 6,100
04-Apr-18 31-Mar-18 General Transaction 102,023
Kinross Gold Corporation K 1,249,941,828 11-Apr-18 13-Feb-18 General Transaction 1,526,826
11-Apr-18 13-Feb-18 General Transaction 459,540
11-Apr-18 15-Feb-18 General Transaction 420,204
11-Apr-18 20-Feb-18 General Transaction 356,561
11-Apr-18 01-Mar-18 General Transaction 113,797
Kirkland Lake Gold Ltd. KL 211,144,096 24-Apr-18 04-Jan-18 General Transaction 2,999
24-Apr-18 04-Jan-18 General Transaction 6,643
24-Apr-18 15-Jan-18 General Transaction 1,874
24-Apr-18 22-Jan-18 General Transaction 2,264
24-Apr-18 25-Jan-18 General Transaction 4,000
24-Apr-18 29-Jan-18 General Transaction 6,341
24-Apr-18 14-Feb-18 General Transaction 9,060
24-Apr-18 20-Feb-18 General Transaction 67,951
24-Apr-18 21-Feb-18 General Transaction 6,341
24-Apr-18 01-Mar-18 General Transaction 905
24-Apr-18 05-Mar-18 General Transaction 40,000
24-Apr-18 05-Mar-18 General Transaction 88,336
24-Apr-18 06-Mar-18 General Transaction 2,497
24-Apr-18 13-Mar-18 General Transaction 3,247
24-Apr-18 21-Mar-18 General Transaction 3,020
24-Apr-18 21-Mar-18 General Transaction 1,811
24-Apr-18 21-Mar-18 General Transaction 1,811
24-Apr-18 22-Mar-18 General Transaction 1,811
24-Apr-18 23-Mar-18 General Transaction 3,030
24-Apr-18 27-Mar-18 General Transaction 3,020
24-Apr-18 27-Mar-18 General Transaction 3,020
24-Apr-18 27-Mar-18 General Transaction 3,020
24-Apr-18 29-Mar-18 General Transaction 3,498
24-Apr-18 04-Apr-18 General Transaction 2,113
24-Apr-18 06-Apr-18 Issuer Bid -69,400
Klondex Mines Ltd. KDX 179,665,705 24-Apr-18 19-Mar-18 General Transaction 38,631
24-Apr-18 28-Mar-18 General Transaction 5,460
24-Apr-18 29-Mar-18 General Transaction 6,667
Knight Therapeutics Inc. GUD 142,818,883 11-Apr-18 15-Mar-18 General Transaction 6,786
Laramide Resources Ltd. LAM 117,864,649 24-Apr-18 20-Mar-18 Warrants 30,000
24-Apr-18 20-Mar-18 General Transaction 100,000
Largo Resources Ltd. LGO 518,433,263 24-Apr-18 08-Mar-18 Warrants 150,000
24-Apr-18 28-Mar-18 Warrants 10,000
Laurentian Bank of Canada LB 41,722,370 04-Apr-18 29-Mar-18 General Transaction 1,419
Leagold Mining Corporation LMC 151,776,959 24-Apr-18 20-Mar-18 General Transaction 280,000
Leon’s Furniture Limited LNF 76,341,341 24-Apr-18 31-Mar-18 General Transaction 22,802
Liberty Gold Corp. LGD 176,906,048 29-Mar-18 28-Feb-18 Warrants 100,000
24-Apr-18 01-Mar-18 Warrants 20,000
24-Apr-18 02-Mar-18 Warrants 60,000
24-Apr-18 09-Mar-18 General Transaction 21,667
Liquor Stores N.A. Ltd. LIQ 34,719,658 24-Apr-18 28-Mar-18 General Transaction 6,726
24-Apr-18 29-Mar-18 General Transaction 3,673
Loblaw Companies Limited L 379,049,247 24-Apr-18 31-Mar-18 Redemption/Retraction -2,919,127
24-Apr-18 31-Mar-18 General Transaction 481,604
Logistec Corporation LGT.A 7,405,522 11-Apr-18 12-Mar-18 Issuer Bid -100
11-Apr-18 09-Apr-18 Issuer Bid -200
LGT.B 5,264,684 11-Apr-18 12-Mar-18 Issuer Bid -200
26-Apr-18 26-Mar-18 Acquisition 154,529
11-Apr-18 29-Mar-18 Issuer Bid -1,000
11-Apr-18 09-Apr-18 Issuer Bid -400
Lundin Gold Inc. LUG 213,163,980 24-Apr-18 26-Mar-18 Private Placement 69,284,065
24-Apr-18 26-Mar-18 Private Placement 24,213,075
Lundin Mining Corporation LUN 731,024,659 29-Mar-18 14-Nov-17 General Transaction 8,850
29-Mar-18 14-Nov-17 Adjustment -19,650
29-Mar-18 14-Nov-17 General Transaction 10,800
04-Apr-18 29-Dec-17 Adjustment -50,000
04-Apr-18 29-Dec-17 Adjustment -469,000
04-Apr-18 29-Dec-17 General Transaction 519,000
29-Mar-18 29-Dec-17 General Transaction 50,000
29-Mar-18 29-Dec-17 Adjustment -519,000
29-Mar-18 29-Dec-17 General Transaction 469,000
04-Apr-18 31-Jan-18 Adjustment -50,000
04-Apr-18 31-Jan-18 General Transaction 50,000
11-Apr-18 05-Mar-18 General Transaction 788,100
11-Apr-18 12-Mar-18 General Transaction 4,100
11-Apr-18 27-Mar-18 General Transaction 142,975
Lysander-Slater
Preferred Share ActivETF PR 9,919,000 29-Mar-18 29-Mar-18 Adjustment 50,000
05-Apr-18 05-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment 50,000
Mackenzie Canadian
Aggregate Bond Index ETF QBB 260,000 09-Apr-18 09-Apr-18 Adjustment 60,000
12-Apr-18 12-Apr-18 Adjustment 60,000
Mackenzie Canadian
Equity Index ETF QCN 100,000 04-Apr-18 04-Apr-18 Adjustment 20,000
Mackenzie Canadian Large
Cap Equity Index ETF QCE 1,020,000 29-Mar-18 29-Mar-18 Adjustment 160,000
06-Apr-18 06-Apr-18 Adjustment 60,000
09-Apr-18 09-Apr-18 Adjustment 440,000
17-Apr-18 17-Apr-18 Adjustment 60,000
24-Apr-18 24-Apr-18 Adjustment 140,000
Mackenzie Core Plus |
Canadian Fixed Income ETF MKB 2,650,000 25-Apr-18 25-Apr-18 Adjustment 50,000
Mackenzie Core Plus Global
Fixed Income ETF MGB 6,650,000 13-Apr-18 13-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 100,000
Mackenzie Floating
Rate Income ETF MFT 17,650,000 28-Mar-18 28-Mar-18 Adjustment 50,000
29-Mar-18 29-Mar-18 Adjustment 50,000
TSX eREVIEW APRIL 2018 CHAPTER 4 25
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
02-Apr-18 02-Apr-18 Adjustment 150,000
03-Apr-18 03-Apr-18 Adjustment 50,000
05-Apr-18 05-Apr-18 Adjustment 150,000
09-Apr-18 09-Apr-18 Adjustment 50,000
10-Apr-18 10-Apr-18 Adjustment 100,000
12-Apr-18 12-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment 100,000
20-Apr-18 20-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment 150,000
26-Apr-18 26-Apr-18 Adjustment 150,000
Mackenzie Maximum
Diversification All World Developed
ex North America Index ETF MXU 3,900,000 06-Apr-18 06-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 100,000
Mackenzie Maximum Diversification
Developed Europe Index ETF MEU 3,600,000 29-Mar-18 29-Mar-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
Mackenzie Maximum
Diversification US Index ETF MUS 2,200,000 29-Mar-18 29-Mar-18 Adjustment -100,000
Mackenzie Portfolio Completion ETF MPCF 270,000 29-Mar-18 29-Mar-18 Adjustment 15,000
23-Apr-18 23-Apr-18 Adjustment 15,000
Mackenzie Unconstrained Bond ETF MUB 11,900,000 02-Apr-18 02-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment 50,000
Mackenzie US Investment Grade
Corporate Bond
Index ETF (CAD-Hedged) QUIG 1,520,000 13-Apr-18 13-Apr-18 Adjustment 20,000
Mackenzie US Large
Cap Equity Index ETF QUU 1,450,000 02-Apr-18 02-Apr-18 Adjustment -50,000
06-Apr-18 06-Apr-18 Adjustment 150,000
09-Apr-18 09-Apr-18 Adjustment 400,000
12-Apr-18 12-Apr-18 Adjustment -150,000
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 400,000
25-Apr-18 25-Apr-18 Adjustment 100,000
Magna International Inc. MG 357,049,620 24-Apr-18 23-Mar-18 General Transaction 34,954
24-Apr-18 31-Mar-18 Issuer Bid -1,455,228
24-Apr-18 31-Mar-18 General Transaction 73,897
Manulife Financial Corporation MFC 1,983,144,677 02-Apr-18 31-Mar-18 General Transaction 247,210
Manulife Floating Rate
Senior Loan Fund MFR.UN 13,601,777 24-Apr-18 31-Mar-18 Conversion (General) 520
Manulife Multifactor Canadian
Large Cap Index ETF MCLC 1,150,000 04-Apr-18 04-Apr-18 Adjustment 50,000
Manulife Multifactor Developed
International Index ETF MINT 1,300,000 06-Apr-18 06-Apr-18 Adjustment 100,000
Manulife Multifactor U.S.
Mid Cap Index ETF MUMC 200,000 09-Apr-18 09-Apr-18 Adjustment -50,000
Maple Leaf Foods Inc. MFI 126,660,289 24-Apr-18 06-Mar-18 General Transaction 500
24-Apr-18 31-Mar-18 Cancellation -373,300
Marathon Gold Corporation MOZ 146,098,352 24-Apr-18 31-Mar-18 General Transaction 85,000
Mason Resources Corp. MNR 78,190,863 24-Apr-18 02-Mar-18 General Transaction 7,092
24-Apr-18 13-Mar-18 General Transaction 4,854
Maxar Technologies Ltd. MAXR 56,368,754 24-Apr-18 31-Mar-18 General Transaction 238
24-Apr-18 31-Mar-18 General Transaction 6,289
MBN Corporation MBN 3,861,851 24-Apr-18 31-Mar-18 Issuer Bid -21,000
MCAN Mortgage Corporation MKP 23,559,145 24-Apr-18 29-Mar-18 General Transaction 97,616
McEwen Mining Inc. MUX 337,086,060 03-Apr-18 05-Mar-18 General Transaction 24,000
03-Apr-18 22-Mar-18 General Transaction 3,733
03-Apr-18 23-Mar-18 General Transaction 3,733
Medicenna Therapeutics Corp. MDNA 24,578,137 24-Apr-18 12-Feb-18 Warrants 2,200
24-Apr-18 28-Feb-18 General Transaction 69,642
24-Apr-18 01-Mar-18 Warrants 18,825
24-Apr-18 02-Mar-18 Warrants 90,185
24-Apr-18 05-Mar-18 Warrants 29,874
24-Apr-18 20-Mar-18 Warrants 23,363
MedReleaf Corp. LEAF 101,004,874 26-Apr-18 01-Mar-18 General Transaction 10,913
26-Apr-18 02-Mar-18 General Transaction 150,686
26-Apr-18 13-Mar-18 General Transaction 118,529
26-Apr-18 21-Mar-18 General Transaction 7,256
26-Apr-18 23-Mar-18 Conversion (General) 464,054
26-Apr-18 29-Mar-18 General Transaction 38,700
16-Apr-18 11-Apr-18 Acquisition 225,083
Mega Uranium Ltd. MGA 295,745,639 03-Apr-18 21-Mar-18 General Transaction 800,000
Methanex Corporation MX 83,235,804 24-Apr-18 31-Mar-18 Issuer Bid -550,000
24-Apr-18 31-Mar-18 General Transaction 2,100
Metro Inc. MRU 228,028,354 25-Apr-18 01-Mar-18 General Transaction 3,300
25-Apr-18 01-Mar-18 General Transaction 3,600
25-Apr-18 02-Mar-18 General Transaction 10,800
25-Apr-18 02-Mar-18 General Transaction 6,480
25-Apr-18 02-Mar-18 General Transaction 5,760
25-Apr-18 15-Mar-18 General Transaction 5,040
25-Apr-18 20-Mar-18 General Transaction 10,800
Microbix Biosystems Inc. MBX 96,772,705 02-Apr-18 27-Feb-18 Warrants 1,815
05-Apr-18 28-Mar-18 Opening Balance 0
Middlefield Can-Global
REIT Income Fund RCO.UN 3,139,806 24-Apr-18 31-Mar-18 Issuer Bid -1,500
Middlefield Healthcare &
Life Sciences Dividend Fund LS.UN 9,445,600 24-Apr-18 31-Mar-18 Issuer Bid -99,700
Middlefield Healthcare
& Wellness Dividend Fund HWF.UN 10,597,360 24-Apr-18 31-Mar-18 Issuer Bid -42,100
MINT Income Fund MID.UN 22,525,025 24-Apr-18 31-Mar-18 Issuer Bid -22,200
Mitel Networks Corporation MNW 121,162,441 19-Apr-18 31-Mar-18 General Transaction 6,937
19-Apr-18 31-Mar-18 General Transaction 2,004
19-Apr-18 31-Mar-18 General Transaction 76,733
19-Apr-18 31-Mar-18 General Transaction 750,442
Molson Coors Canada Inc. TPX.A 2,878,432 04-Apr-18 31-Mar-18 Fractional Shares -3
25-Apr-18 31-Mar-18 Adjustment -100
TPX.B 14,691,345 04-Apr-18 31-Mar-18 Fractional Shares -219
04-Apr-18 31-Mar-18 Conversion (General) -7
Morguard Corporation MRC 11,456,959 24-Apr-18 13-Mar-18 Issuer Bid -900
24-Apr-18 14-Mar-18 Issuer Bid -4,550
24-Apr-18 19-Mar-18 Issuer Bid -7,800
24-Apr-18 26-Mar-18 Issuer Bid -7,500
24-Apr-18 30-Mar-18 General Transaction 220
26 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Morguard North American Residential
Real Estate Investment Trust MRG.UN 33,699,242 24-Apr-18 15-Mar-18 General Transaction 2,448
Morguard Real
Estate Investment Trust MRT.UN 60,698,202 24-Apr-18 15-Mar-18 General Transaction 3,102
Morneau Shepell Inc. MSI 53,856,460 26-Apr-18 16-Mar-18 General Transaction 852
26-Apr-18 06-Apr-18 General Transaction 1,045
26-Apr-18 06-Apr-18 General Transaction 1,338
Mountain Province Diamonds Inc. MPVD 209,990,808 17-Apr-18 13-Apr-18 Acquisition 49,737,307
National Bank of Canada NA 339,482,273 11-Apr-18 31-Mar-18 Issuer Bid -1,300,000
11-Apr-18 31-Mar-18 General Transaction 390,972
Nemaska Lithium Inc. NMX 401,643,577 26-Apr-18 25-Apr-18 Private Placement 0
Neovasc Inc. NVCN 1,207,511,274 16-Apr-18 01-Mar-18 Warrants 8,166,252
16-Apr-18 01-Mar-18 Warrants 4,090,576
16-Apr-18 02-Mar-18 Warrants 8,489,964
16-Apr-18 02-Mar-18 Warrants 2,045,288
16-Apr-18 05-Mar-18 Warrants 2,045,288
16-Apr-18 06-Mar-18 Warrants 4,090,576
16-Apr-18 07-Mar-18 Warrants 2,069,995
16-Apr-18 07-Mar-18 Warrants 8,307,693
16-Apr-18 07-Mar-18 Warrants 5,250,462
16-Apr-18 08-Mar-18 Warrants 9,450,831
16-Apr-18 09-Mar-18 Warrants 11,641,869
16-Apr-18 09-Mar-18 Warrants 21,001,847
16-Apr-18 13-Mar-18 Warrants 11,063,893
16-Apr-18 13-Mar-18 Warrants 9,975,411
16-Apr-18 14-Mar-18 Warrants 16,835,296
16-Apr-18 15-Mar-18 Warrants 9,210,204
16-Apr-18 15-Mar-18 Warrants 11,999,973
16-Apr-18 16-Mar-18 Warrants 16,752,735
16-Apr-18 19-Mar-18 Warrants 12,615,040
16-Apr-18 19-Mar-18 Warrants 22,336,980
16-Apr-18 20-Mar-18 Warrants 14,363,702
16-Apr-18 20-Mar-18 Warrants 12,409,432
16-Apr-18 20-Mar-18 Warrants 9,999,986
16-Apr-18 21-Mar-18 Warrants 19,009,989
16-Apr-18 21-Mar-18 Warrants 11,000,002
16-Apr-18 22-Mar-18 Warrants 13,490,196
16-Apr-18 22-Mar-18 Warrants 6,179,236
16-Apr-18 23-Mar-18 Warrants 26,980,392
16-Apr-18 26-Mar-18 Warrants 6,745,098
16-Apr-18 27-Mar-18 Warrants 32,039,216
18-Apr-18 02-Apr-18 Warrants 77,615,280
18-Apr-18 03-Apr-18 Warrants 28,231,656
18-Apr-18 04-Apr-18 Warrants 66,862,745
18-Apr-18 05-Apr-18 Warrants 31,217,448
18-Apr-18 06-Apr-18 Warrants 56,136,152
18-Apr-18 06-Apr-18 Warrants 700,000
18-Apr-18 09-Apr-18 Warrants 23,413,086
18-Apr-18 09-Apr-18 Warrants 1,400,000
18-Apr-18 09-Apr-18 Warrants 62,869,964
18-Apr-18 10-Apr-18 Warrants 1,400,000
18-Apr-18 10-Apr-18 Warrants 43,128,884
18-Apr-18 10-Apr-18 Warrants 85,847,982
18-Apr-18 11-Apr-18 Warrants 26,014,540
18-Apr-18 11-Apr-18 Warrants 1,385,266
18-Apr-18 11-Apr-18 Warrants 29,183,528
18-Apr-18 12-Apr-18 Warrants 83,246,528
18-Apr-18 13-Apr-18 Warrants 1,373,433
18-Apr-18 13-Apr-18 Warrants 47,013,682
18-Apr-18 13-Apr-18 Warrants 21,074,739
18-Apr-18 16-Apr-18 Warrants 41,623,264
18-Apr-18 16-Apr-18 Convertible Bonds/Notes
/Loans/Debentures 331,346
NeuLion, Inc. NLN 280,334,268 24-Apr-18 07-Mar-18 General Transaction 1,174,790
New Flyer Industries Inc. NFI 62,971,836 03-Apr-18 28-Mar-18 General Transaction 2,517
03-Apr-18 28-Mar-18 General Transaction 16,831
New Look Vision Group Inc. BCI 15,491,520 11-Apr-18 23-Mar-18 General Transaction 7,139
11-Apr-18 23-Mar-18 General Transaction 2,738
11-Apr-18 29-Mar-18 General Transaction 6,615
Newfoundland Capital
Corporation Limited NCC.A 21,538,133 04-Apr-18 15-Mar-18 Cancellation -142,100
04-Apr-18 21-Mar-18 Cancellation -10,200
04-Apr-18 28-Mar-18 Cancellation -12,700
NexGen Energy Ltd. NXE 343,327,690 26-Apr-18 29-Mar-18 General Transaction 5,000
NexJ Systems Inc. NXJ 21,022,422 03-Apr-18 12-Mar-18 Issuer Bid -1,000
03-Apr-18 13-Mar-18 Issuer Bid -1,000
03-Apr-18 14-Mar-18 Issuer Bid -800
03-Apr-18 15-Mar-18 Issuer Bid -1,000
03-Apr-18 16-Mar-18 Issuer Bid -1,000
03-Apr-18 19-Mar-18 Issuer Bid -500
03-Apr-18 20-Mar-18 Issuer Bid -1,000
03-Apr-18 21-Mar-18 Issuer Bid -1,000
03-Apr-18 22-Mar-18 Issuer Bid -1,000
03-Apr-18 23-Mar-18 Issuer Bid -1,000
03-Apr-18 27-Mar-18 Issuer Bid -900
03-Apr-18 28-Mar-18 Issuer Bid -500
03-Apr-18 29-Mar-18 Issuer Bid -1,000
NGEx Resources Inc. NGQ 226,370,653 02-Apr-18 16-Mar-18 General Transaction 50,000
02-Apr-18 19-Mar-18 General Transaction 30,000
02-Apr-18 20-Mar-18 General Transaction 9,500
Ninepoint Energy
Opportunities Trust NRGY.UN 4,358,150 29-Mar-18 28-Feb-18 Other -13,028
Norbord Inc. OSB 86,545,027 24-Apr-18 21-Mar-18 General Transaction 8,951
24-Apr-18 31-Mar-18 General Transaction 99,000
North American
Construction Group Ltd. NOA 27,870,515 26-Apr-18 16-Mar-18 General Transaction 5,000
26-Apr-18 16-Mar-18 General Transaction 14,600
26-Apr-18 19-Mar-18 General Transaction 5,000
26-Apr-18 19-Mar-18 General Transaction 5,400
26-Apr-18 19-Mar-18 General Transaction 5,000
26-Apr-18 20-Mar-18 General Transaction 15,000
26-Apr-18 21-Mar-18 General Transaction 12,500
26-Apr-18 22-Mar-18 General Transaction 5,000
26-Apr-18 22-Mar-18 General Transaction 5,000
26-Apr-18 23-Mar-18 General Transaction 6,250
26-Apr-18 23-Mar-18 General Transaction 5,000
26-Apr-18 23-Mar-18 General Transaction 5,000
26-Apr-18 23-Mar-18 General Transaction 10,000
26-Apr-18 26-Mar-18 General Transaction 5,000
26-Apr-18 26-Mar-18 General Transaction 5,000
26-Apr-18 26-Mar-18 General Transaction 5,000
26-Apr-18 28-Mar-18 General Transaction 2,600
26-Apr-18 29-Mar-18 Issuer Bid -167,785
Northcliff Resources Ltd. NCF 173,756,229 24-Apr-18 14-Mar-18 Warrants 2,399,769
Northern Dynasty Minerals Ltd. NDM 311,816,308 24-Apr-18 31-Mar-18 Warrants 1,310,575
NDM.WT.A 4,423,440 24-Apr-18 31-Mar-18 Warrants -1,310,575
Northland Power Inc. NPI 175,068,741 24-Apr-18 14-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 462
24-Apr-18 15-Mar-18 General Transaction 218,354
TSX eREVIEW APRIL 2018 CHAPTER 4 27
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
NPI.DB.B 772,550 24-Apr-18 14-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -100
Northview Apartment Real
Estate Investment Trust NVU.DB 228,160 26-Apr-18 23-Nov-17 Adjustment 1,000
26-Apr-18 23-Nov-17 Convertible Bonds/Notes
/Loans/Debentures -10
26-Apr-18 08-Jan-18 Adjustment 3,000
26-Apr-18 08-Jan-18 Convertible Bonds/Notes
/Loans/Debentures -30
26-Apr-18 19-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -450
26-Apr-18 20-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -950
26-Apr-18 27-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -400
NVU.UN 51,165,976 24-Apr-18 02-Mar-18 General Transaction 6,295
24-Apr-18 19-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 1,890
24-Apr-18 20-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 3,991
24-Apr-18 27-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 1,680
NorthWest Healthcare Properties
Real Estate Investment Trust NWH.UN 102,592,244 24-Apr-18 14-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 4,800
24-Apr-18 15-Mar-18 General Transaction 61,775
24-Apr-18 21-Mar-18 General Transaction 8,200
24-Apr-18 21-Mar-18 General Transaction 70,000
NovaGold Resources Inc. NG 322,303,842 24-Apr-18 06-Mar-18 General Transaction 1,730
24-Apr-18 06-Mar-18 General Transaction 0
Nutrien Ltd. NTR 636,111,735 24-Apr-18 27-Feb-18 Issuer Bid -364,259
24-Apr-18 28-Feb-18 Issuer Bid -400,000
24-Apr-18 01-Mar-18 Issuer Bid -400,000
24-Apr-18 02-Mar-18 Issuer Bid -400,000
24-Apr-18 05-Mar-18 Issuer Bid -250,000
24-Apr-18 06-Mar-18 Issuer Bid -250,000
24-Apr-18 07-Mar-18 Issuer Bid -250,000
24-Apr-18 08-Mar-18 Issuer Bid -250,000
24-Apr-18 09-Mar-18 Issuer Bid -250,000
24-Apr-18 12-Mar-18 Issuer Bid -250,000
24-Apr-18 12-Mar-18 General Transaction 1,766
24-Apr-18 12-Mar-18 General Transaction 3,705
24-Apr-18 13-Mar-18 Issuer Bid -250,000
24-Apr-18 14-Mar-18 Issuer Bid -250,000
24-Apr-18 15-Mar-18 Issuer Bid -250,000
24-Apr-18 15-Mar-18 General Transaction 638
24-Apr-18 15-Mar-18 General Transaction 1,332
24-Apr-18 16-Mar-18 Issuer Bid -393,912
24-Apr-18 16-Mar-18 General Transaction 1,788
24-Apr-18 16-Mar-18 General Transaction 3,750
24-Apr-18 19-Mar-18 Issuer Bid -400,000
24-Apr-18 20-Mar-18 Issuer Bid -394,499
24-Apr-18 21-Mar-18 Issuer Bid -400,000
24-Apr-18 22-Mar-18 Issuer Bid -400,000
24-Apr-18 23-Mar-18 Issuer Bid -400,000
24-Apr-18 26-Mar-18 Issuer Bid -600,000
24-Apr-18 27-Mar-18 Issuer Bid -600,000
NuVista Energy Ltd. NVA 174,184,248 26-Apr-18 31-Mar-18 General Transaction 50,002
Nuvo Pharmaceuticals Inc. NRI 11,597,849 24-Apr-18 28-Mar-18 General Transaction 46,952
OceanaGold Corporation OGC 617,097,616 24-Apr-18 02-Mar-18 General Transaction 986,397
24-Apr-18 08-Mar-18 General Transaction 33,334
OCP Credit Strategy Fund OCS.UN 12,654,792 26-Apr-18 29-Mar-18 Redemption/Retraction -1,339,296
ONE Global Equity ETF ONEQ 2,400,000 28-Mar-18 28-Mar-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment 50,000
Open Text Corporation OTEX 267,266,442 24-Apr-18 31-Mar-18 General Transaction 147,680
24-Apr-18 31-Mar-18 General Transaction -56
Optiva Inc. OPT 5,233,047 03-Apr-18 05-Apr-18 Consolidation -256,419,306
Orbit Garant Drilling Inc. OGD 36,147,119 25-Apr-18 20-Apr-18 General Transaction 5,000
Oryx Petroleum Corporation Limited OXC 458,422,779 16-Apr-18 16-Apr-18 Other Transaction 0
16-Apr-18 16-Apr-18 Other Transaction 0
Osisko Gold Royalties Ltd OR 156,225,706 11-Apr-18 27-Mar-18 Cancellation -1,363,304
Pan American Silver Corp. PAAS 153,317,350 24-Apr-18 21-Mar-18 General Transaction 3,558
24-Apr-18 22-Mar-18 General Transaction 2,000
Paramount Resources Ltd. POU 133,662,255 24-Apr-18 31-Mar-18 General Transaction 21,820
Parex Resources Inc. PXT 155,646,553 05-Apr-18 28-Feb-18 Issuer Bid -241,620
05-Apr-18 28-Feb-18 Adjustment 281,890
03-Apr-18 09-Mar-18 General Transaction 4,216
03-Apr-18 09-Mar-18 General Transaction 24,533
03-Apr-18 12-Mar-18 General Transaction 14,498
03-Apr-18 12-Mar-18 General Transaction 27,550
03-Apr-18 13-Mar-18 General Transaction 6,466
03-Apr-18 13-Mar-18 General Transaction 68,900
03-Apr-18 15-Mar-18 General Transaction 15,000
03-Apr-18 16-Mar-18 General Transaction 5,000
03-Apr-18 19-Mar-18 General Transaction 1,617
03-Apr-18 19-Mar-18 General Transaction 33,833
03-Apr-18 20-Mar-18 General Transaction 2,900
03-Apr-18 20-Mar-18 General Transaction 16,250
03-Apr-18 21-Mar-18 General Transaction 23,133
03-Apr-18 21-Mar-18 General Transaction 15,000
03-Apr-18 22-Mar-18 General Transaction 3,166
03-Apr-18 22-Mar-18 General Transaction 40,000
03-Apr-18 23-Mar-18 General Transaction 44,018
03-Apr-18 23-Mar-18 General Transaction 632,851
03-Apr-18 26-Mar-18 General Transaction 1,617
03-Apr-18 26-Mar-18 General Transaction 24,834
03-Apr-18 27-Mar-18 General Transaction 21,050
03-Apr-18 27-Mar-18 General Transaction 96,818
03-Apr-18 29-Mar-18 General Transaction 50,000
03-Apr-18 31-Mar-18 Issuer Bid -547,500
Park Lawn Corporation PLC 15,354,504 02-Apr-18 15-Mar-18 General Transaction 2,403
Parkland Fuel Corporation PKI 131,731,519 28-Mar-18 31-Jan-18 Cancellation -98,350
28-Mar-18 28-Feb-18 General Transaction 157,941
24-Apr-18 31-Mar-18 General Transaction 20,290
24-Apr-18 31-Mar-18 General Transaction 147,506
24-Apr-18 31-Mar-18 General Transaction 91,377
Partners Real Estate
Investment Trust PAR.UN 45,909,059 23-Apr-18 15-Mar-18 General Transaction 25,816
Pason Systems Inc. PSI 85,073,616 26-Apr-18 31-Mar-18 General Transaction 5,568
Pattern Energy Group Inc. PEGI 98,274,669 24-Apr-18 31-Mar-18 General Transaction 279,416
24-Apr-18 31-Mar-18 General Transaction -28,424
Pembina Pipeline Corporation PPL 503,405,631 03-Apr-18 28-Feb-18 General Transaction 15,117
24-Apr-18 31-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 10,565
24-Apr-18 31-Mar-18 General Transaction 36,810
PPL.DB.F 929,355 24-Apr-18 31-Mar-18 Convertible Bonds/Notes
/Loans/Debentures -3,120
28 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Pengrowth Energy Corporation PGF 556,115,521 03-Apr-18 31-Mar-18 General Transaction 3,869,417
Perpetual Energy Inc. PMT 60,183,100 24-Apr-18 31-Mar-18 General Transaction 472,536
Perseus Mining Limited PRU 1,034,040,785 03-Apr-18 02-Mar-18 General Transaction 750,000
03-Apr-18 12-Mar-18 Warrants 4,093
Petrus Resources Ltd. PRQ 49,491,982 06-Apr-18 28-Feb-16 Adjustment 142
02-Apr-18 20-Nov-17 General Transaction 232,071
11-Apr-18 20-Nov-17 Adjustment -232,071
11-Apr-18 20-Nov-17 Stock Appreciation Rights 63,940
Picton Mahoney Tactical
Income Fund PMB.UN 7,214,625 24-Apr-18 05-Mar-18 Conversion (General) 5,359
24-Apr-18 12-Mar-18 Conversion (General) 119,407
24-Apr-18 20-Mar-18 Conversion (General) -3,540
24-Apr-18 21-Mar-18 General Transaction 282
24-Apr-18 27-Mar-18 Conversion (General) -11,547
PIMCO Global Income
Opportunities Fund PGI.UN 44,636,901 03-Apr-18 31-Jan-18 General Transaction 8,706
03-Apr-18 29-Mar-18 General Transaction 7,868
PIMCO Investment Grade
Credit Fund (Canada) IGCF 2,250,000 04-Apr-18 04-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
PIMCO Monthly
Income Fund (Canada) PMIF 25,600,000 02-Apr-18 02-Apr-18 Adjustment 150,000
03-Apr-18 03-Apr-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment 150,000
12-Apr-18 12-Apr-18 Adjustment 200,000
13-Apr-18 13-Apr-18 Adjustment 150,000
16-Apr-18 16-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 1,000,000
18-Apr-18 18-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment 150,000
20-Apr-18 20-Apr-18 Adjustment 250,000
24-Apr-18 24-Apr-18 Adjustment 250,000
Plaza Retail REIT PLZ.UN 101,974,376 28-Mar-18 15-Feb-18 General Transaction 565
28-Mar-18 15-Feb-18 General Transaction 125,047
24-Apr-18 15-Mar-18 General Transaction 548
24-Apr-18 15-Mar-18 General Transaction 125,200
Points International Ltd. PTS 14,427,987 28-Mar-18 28-Feb-18 Cancellation -56,607
24-Apr-18 31-Mar-18 Cancellation -9,972
Polymet Mining Corp. POM 320,402,029 28-Mar-18 01-Feb-18 General Transaction 734,123
24-Apr-18 02-Mar-18 Warrants 90,500
24-Apr-18 23-Mar-18 General Transaction 99,308
29-Mar-18 26-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 0
29-Mar-18 26-Mar-18 Warrants 0
Posera Ltd. PAY 119,796,879 28-Mar-18 02-Feb-18 General Transaction 240,000
Postmedia Network Canada Corp. PNC.A 61,218 11-Apr-18 01-Feb-18 Other Transaction 0
11-Apr-18 01-Feb-18 Other Transaction 0
28-Mar-18 05-Feb-18 Conversion (General) 600
28-Mar-18 12-Feb-18 Conversion (General) 2,000
28-Mar-18 14-Feb-18 Conversion (General) 500
28-Mar-18 27-Feb-18 Conversion (General) 200
28-Mar-18 28-Feb-18 Conversion (General) -2,000
PNC.B 93,655,981 11-Apr-18 01-Feb-18 Other Transaction 0
11-Apr-18 01-Feb-18 Other Transaction 0
28-Mar-18 06-Feb-18 Conversion (General) -600
28-Mar-18 12-Feb-18 Conversion (General) -2,000
28-Mar-18 14-Feb-18 Conversion (General) -500
28-Mar-18 27-Feb-18 Conversion (General) -200
28-Mar-18 28-Feb-18 Conversion (General) 2,000
Potash Ridge Corporation PRK 188,345,810 28-Mar-18 28-Feb-18 Convertible Bonds/Notes
/Loans/Debentures 777,133
Power Corporation of Canada POW 415,873,704 11-Apr-18 08-Mar-18 General Transaction 6,650
11-Apr-18 15-Mar-18 General Transaction 3,475
11-Apr-18 19-Mar-18 General Transaction 4,000
11-Apr-18 20-Mar-18 General Transaction 6,000
POW.PR.F 280,800 11-Apr-18 27-Mar-18 Repurchase -8,700
PowerShares 1-3 Year Laddered
Floating Rate Note Index ETF PFL 2,500,000 13-Apr-18 13-Apr-18 Adjustment -650,000
17-Apr-18 17-Apr-18 Adjustment 50,000
PowerShares 1-5 Year Laddered
Investment Grade
Corporate Bond Index ETF PSB 37,705,750 28-Mar-18 28-Mar-18 Adjustment -50,000
04-Apr-18 04-Apr-18 Adjustment -2,900,000
06-Apr-18 06-Apr-18 Adjustment -100,000
09-Apr-18 09-Apr-18 Adjustment -100,000
11-Apr-18 11-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment -100,000
23-Apr-18 23-Apr-18 Adjustment -50,000
PowerShares Canadian
Dividend Index ETF PDC 12,050,000 03-Apr-18 03-Apr-18 Adjustment 100,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 50,000
17-Apr-18 17-Apr-18 Adjustment 100,000
23-Apr-18 23-Apr-18 Adjustment 50,000
PowerShares Canadian
Preferred Share Index ETF PPS 11,632,427 04-Apr-18 04-Apr-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -250,000
PowerShares FTSE RAFI Canadian
Fundamental Index ETF PXC 8,448,220 28-Mar-18 28-Mar-18 Adjustment 50,000
03-Apr-18 03-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 150,000
11-Apr-18 11-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment 150,000
17-Apr-18 17-Apr-18 Adjustment -250,000
PowerShares FTSE RAFI
Global+ Fundamental Index ETF PXG 600,000 28-Mar-18 28-Mar-18 Adjustment 50,000
PXG.U 50,000 28-Mar-18 28-Mar-18 Adjustment -25,000
PowerShares FTSE RAFI U.S.
Fundamental Index ETF PXU.F 3,525,000 28-Mar-18 28-Mar-18 Adjustment 275,000
05-Apr-18 05-Apr-18 Adjustment 25,000
09-Apr-18 09-Apr-18 Adjustment -25,000
17-Apr-18 17-Apr-18 Adjustment -25,000
PowerShares FTSE RAFI U.S.
Fundamental Index ETF II PXS 1,175,000 05-Apr-18 05-Apr-18 Adjustment 25,000
PXS.U 32,500 16-Apr-18 16-Apr-18 Adjustment -20,000
PowerShares Fundamental High
Yield Corporate Bond Index ETF PFH.F 3,200,000 04-Apr-18 04-Apr-18 Adjustment -450,000
13-Apr-18 13-Apr-18 Adjustment -50,000
PowerShares Global
Shareholder Yield ETF PSY.U 45,000 16-Apr-18 16-Apr-18 Adjustment -20,000
TSX eREVIEW APRIL 2018 CHAPTER 4 29
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
PowerShares LadderRite U.S.
0-5 Year Corporate Bond Index ETF USB 1,900,000 18-Apr-18 18-Apr-18 Adjustment -25,000
20-Apr-18 20-Apr-18 Adjustment 25,000
PowerShares Low
Volatility Portfolio ETF PLV 1,800,000 06-Apr-18 06-Apr-18 Adjustment 25,000
PowerShares QQQ Index ETF QQC.F 1,900,000 23-Apr-18 23-Apr-18 Adjustment 50,000
PowerShares S&P 500
Low Volatility Index ETF ULV.F 6,255,000 02-Apr-18 02-Apr-18 Adjustment -25,000
PowerShares S&P International
Developed Low Volatility Index ETF ILV 1,293,000 09-Apr-18 09-Apr-18 Adjustment 10,000
16-Apr-18 16-Apr-18 Adjustment 10,000
PowerShares S&P/TSX Composite
Low Volatility Index ETF TLV 13,325,000 04-Apr-18 04-Apr-18 Adjustment -50,000
09-Apr-18 09-Apr-18 Adjustment 50,000
PowerShares Senior Loan Index ETF BKL.F 3,780,000 28-Mar-18 28-Mar-18 Adjustment 75,000
10-Apr-18 10-Apr-18 Adjustment -100,000
BKL.U 175,000 23-Apr-18 23-Apr-18 Adjustment 125,000
PowerShares Tactical Bond ETF PTB 9,275,000 28-Mar-18 28-Mar-18 Adjustment -75,000
04-Apr-18 04-Apr-18 Adjustment -25,000
06-Apr-18 06-Apr-18 Adjustment -25,000
12-Apr-18 12-Apr-18 Adjustment -25,000
18-Apr-18 18-Apr-18 Adjustment 25,000
23-Apr-18 23-Apr-18 Adjustment -50,000
Prairie Provident Resources Inc. PPR 115,891,110 28-Mar-18 03-Feb-18 General Transaction 18,411
PrairieSky Royalty Ltd. PSK 235,462,341 28-Mar-18 09-Feb-18 Issuer Bid -250,400
Precious Metals and Mining Trust MMP.UN 19,279,075 24-Apr-18 23-Mar-18 General Transaction 4,669
Premier Gold Mines Limited PG 202,614,536 28-Mar-18 26-Feb-18 General Transaction 5,500
02-Apr-18 02-Mar-18 General Transaction 40,000
02-Apr-18 06-Mar-18 General Transaction 175,000
Premium Brands
Holdings Corporation PBH 31,109,037 28-Mar-18 13-Feb-18 Conversion (General) 492
28-Mar-18 28-Feb-18 Conversion (General) 828
24-Apr-18 14-Mar-18 Conversion (General) 895
24-Apr-18 28-Mar-18 Conversion (General) 9,742
29-Mar-18 29-Mar-18 Acquisition 47,892
10-Apr-18 10-Apr-18 Convertible Bonds/Notes
/Loans/Debentures 0
10-Apr-18 10-Apr-18 Convertible Bonds/Notes
/Loans/Debentures 0
PBH.DB.D 227,110 28-Mar-18 13-Feb-18 Conversion (General) -220
28-Mar-18 28-Feb-18 Conversion (General) -370
24-Apr-18 14-Mar-18 Conversion (General) -400
24-Apr-18 28-Mar-18 Conversion (General) -4,350
PBH.DB.G 1,725,000 09-Apr-18 09-Apr-18 Opening Balance 1,500,000
09-Apr-18 09-Apr-18 Over-Allotment Option (Greenshoe) 225,000
Prometic Life Sciences Inc. PLI 712,329,990 11-Apr-18 07-Mar-18 General Transaction 2,500
ProMIS Neurosciences Inc. PMN 226,330,215 24-Apr-18 15-Mar-18 Warrants 250,000
24-Apr-18 15-Mar-18 Warrants 20,000
24-Apr-18 26-Mar-18 Warrants 17,500
Prophecy Development Corp. PCY 7,472,179 24-Apr-18 23-Apr-18 Warrants 0
Pulse Seismic Inc. PSD 53,850,917 28-Mar-18 16-Feb-18 Issuer Bid -169,900
Purpose Duration
Hedged Real Estate Fund PHR 2,475,000 29-Mar-18 29-Mar-18 Adjustment 50,000
05-Apr-18 05-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 75,000
Purpose Global Innovators Fund PINV 50,000 03-Apr-18 04-Apr-18 Original Listing 50,000
Purpose Multi-Asset Income Fund PINC 50,000 03-Apr-18 04-Apr-18 Original Listing 50,000
Purpose Premium Yield Fund PYF 3,775,000 03-Apr-18 03-Apr-18 Adjustment 75,000
04-Apr-18 04-Apr-18 Adjustment -125,000
05-Apr-18 05-Apr-18 Adjustment -100,000
16-Apr-18 16-Apr-18 Adjustment 50,000
Purpose Strategic Yield Fund SYLD 125,000 03-Apr-18 04-Apr-18 Original Listing 50,000
24-Apr-18 24-Apr-18 Adjustment 75,000
Purpose Tactical
Hedged Equity Fund PHE 556,910 19-Apr-18 19-Apr-18 Adjustment -50,000
Purpose Tactical
Investment Grade Bond Fund BND 2,975,000 02-Apr-18 02-Apr-18 Adjustment -250,000
Purpose Total Return Bond Fund PBD 4,000,839 09-Apr-18 09-Apr-18 Adjustment -200,000
Purpose US Cash ETF PSU.U 833,500 03-Apr-18 03-Apr-18 Adjustment 25,000
Purpose US Dividend Fund PUD.B 375,000 13-Apr-18 13-Apr-18 Adjustment -50,000
Quarterhill Inc. QTRH 118,658,249 05-Apr-18 05-Mar-18 Opening Balance 0
Quebecor Inc. QBR.A 77,324,844 04-Apr-18 15-Mar-18 Conversion (General) -3,600
QBR.B 156,864,284 04-Apr-18 01-Mar-18 Issuer Bid -50,000
04-Apr-18 02-Mar-18 Issuer Bid -50,000
04-Apr-18 05-Mar-18 Issuer Bid -95,000
04-Apr-18 06-Mar-18 Issuer Bid -50,000
04-Apr-18 07-Mar-18 Issuer Bid -50,000
04-Apr-18 08-Mar-18 Issuer Bid -50,000
04-Apr-18 09-Mar-18 Issuer Bid -50,000
04-Apr-18 12-Mar-18 Issuer Bid -49,200
04-Apr-18 13-Mar-18 Issuer Bid -91,600
04-Apr-18 14-Mar-18 Issuer Bid -50,000
04-Apr-18 15-Mar-18 Issuer Bid -151,500
04-Apr-18 15-Mar-18 Conversion (General) 3,600
04-Apr-18 16-Mar-18 Issuer Bid -50,000
04-Apr-18 21-Mar-18 Issuer Bid -50,000
04-Apr-18 22-Mar-18 Issuer Bid -50,000
04-Apr-18 23-Mar-18 Issuer Bid -50,000
04-Apr-18 26-Mar-18 Issuer Bid -50,000
04-Apr-18 27-Mar-18 Issuer Bid -50,000
04-Apr-18 28-Mar-18 Issuer Bid -50,000
04-Apr-18 29-Mar-18 Issuer Bid -50,000
RBC 1-5 Year Laddered
Canadian Bond ETF RLB 11,950,000 09-Apr-18 09-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment 100,000
RBC 1-5 Year Laddered
Corporate Bond ETF RBO 13,200,000 19-Apr-18 19-Apr-18 Adjustment -50,000
23-Apr-18 23-Apr-18 Adjustment -50,000
RBC Canadian Bank
Yield Index ETF RBNK 1,600,000 03-Apr-18 03-Apr-18 Adjustment -500,000
05-Apr-18 05-Apr-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment -50,000
RBC Canadian Preferred Share ETF RPF 36,214,673 29-Mar-18 29-Mar-18 Adjustment 50,000
02-Apr-18 02-Apr-18 Adjustment 150,000
04-Apr-18 04-Apr-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 200,000
13-Apr-18 13-Apr-18 Adjustment 200,000
18-Apr-18 18-Apr-18 Adjustment 50,000
19-Apr-18 19-Apr-18 Adjustment 100,000
30 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment -100,000
25-Apr-18 25-Apr-18 Adjustment 200,000
RBC PH&N Short Term
Canadian Bond ETF RPSB 1,550,000 06-Apr-18 06-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 50,000
RBC Quant Canadian
Dividend Leaders ETF RCD 6,500,000 28-Mar-18 28-Mar-18 Adjustment -50,000
RBC Quant EAFE Dividend
Leaders (CAD Hedged) ETF RIDH 4,850,000 05-Apr-18 05-Apr-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment -50,000
10-Apr-18 10-Apr-18 Adjustment -50,000
RBC Quant EAFE
Dividend Leaders ETF RID 18,900,000 29-Mar-18 29-Mar-18 Adjustment 400,000
03-Apr-18 03-Apr-18 Adjustment -50,000
05-Apr-18 05-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment -100,000
17-Apr-18 17-Apr-18 Adjustment 150,000
25-Apr-18 25-Apr-18 Adjustment 50,000
RID.U 2,550,000 25-Apr-18 25-Apr-18 Adjustment -50,000
RBC Quant EAFE Equity
Leaders (CAD Hedged) ETF RIEH 1,150,000 29-Mar-18 29-Mar-18 Adjustment -50,000
10-Apr-18 10-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment 50,000
RBC Quant EAFE Equity
Leaders ETF RIE 1,650,000 10-Apr-18 10-Apr-18 Adjustment 100,000
17-Apr-18 17-Apr-18 Adjustment 50,000
RIE.U 100,000 17-Apr-18 17-Apr-18 Adjustment -50,000
RBC Quant Emerging
Markets Dividend Leaders ETF RXD 1,900,000 29-Mar-18 29-Mar-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment 50,000
RXD.U 300,000 29-Mar-18 29-Mar-18 Adjustment -50,000
RBC Quant Emerging
Markets Equity Leaders ETF RXE 800,000 11-Apr-18 11-Apr-18 Adjustment -50,000
RBC Quant European Dividend
Leaders (CAD Hedged) ETF RPDH 3,900,000 05-Apr-18 05-Apr-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment -100,000
RBC Quant European
Dividend Leaders ETF RPD 7,150,000 29-Mar-18 29-Mar-18 Adjustment 50,000
05-Apr-18 05-Apr-18 Adjustment 100,000
06-Apr-18 06-Apr-18 Adjustment -200,000
17-Apr-18 17-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
RPD.U 850,000 29-Mar-18 29-Mar-18 Adjustment -50,000
RBC Quant Global
Infrastructure Leaders ETF RIG 1,000,000 06-Apr-18 06-Apr-18 Adjustment 50,000
RBC Quant U.S. Dividend
Leaders (CAD Hedged) ETF RUDH 4,700,000 29-Mar-18 29-Mar-18 Adjustment 100,000
02-Apr-18 02-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
16-Apr-18 16-Apr-18 Adjustment -50,000
RBC Quant U.S.
Dividend Leaders ETF RUD 12,850,000 29-Mar-18 29-Mar-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 100,000
19-Apr-18 19-Apr-18 Adjustment -50,000
RUD.U 1,450,000 29-Mar-18 29-Mar-18 Adjustment -50,000
13-Apr-18 13-Apr-18 Adjustment -50,000
RBC Quant U.S. Equity
Leaders (CAD Hedged) ETF RUEH 700,000 02-Apr-18 02-Apr-18 Adjustment 50,000
RBC Quant U.S. Equity Leaders ETF RUE 1,350,000 19-Apr-18 19-Apr-18 Adjustment 50,000
RUE.U 200,000 16-Apr-18 16-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
RBC Short Term U.S.
Corporate Bond ETF RUSB.U 1,150,000 28-Mar-18 28-Mar-18 Adjustment 100,000
04-Apr-18 04-Apr-18 Adjustment 150,000
10-Apr-18 10-Apr-18 Adjustment 250,000
12-Apr-18 12-Apr-18 Adjustment 50,000
20-Apr-18 20-Apr-18 Adjustment 150,000
26-Apr-18 26-Apr-18 Adjustment 100,000
RBC Target 2018
Corporate Bond Index ETF RQF 2,200,000 09-Apr-18 09-Apr-18 Adjustment -250,000
RBC Target 2019
Corporate Bond Index ETF RQG 7,500,000 26-Apr-18 26-Apr-18 Adjustment -100,000
RBC Target 2020
Corporate Bond Index ETF RQH 6,300,000 05-Apr-18 05-Apr-18 Adjustment -100,000
19-Apr-18 19-Apr-18 Adjustment 50,000
25-Apr-18 25-Apr-18 Adjustment -50,000
RBC Target 2021
Corporate Bond Index ETF RQI 6,300,000 29-Mar-18 29-Mar-18 Adjustment -100,000
RBC Target 2022
Corporate Bond Index ETF RQJ 5,350,000 29-Mar-18 29-Mar-18 Adjustment -50,000
Real Matters Inc. REAL 88,231,091 28-Mar-18 28-Feb-18 General Transaction 18,264
Redhawk Resources, Inc. RDK 178,580,458 26-Apr-18 13-Mar-18 Conversion (General) 12,149,820
Redwood Floating Rate Bond Fund IFL.UN 6,821,984 28-Mar-18 12-Feb-18 Conversion (General) 13,132
Redwood Global
Financials Income Fund NAF.UN 1,944,298 28-Mar-18 08-Feb-18 Conversion (General) 4,824
REIT INDEXPLUS Income Fund IDR.UN 4,600,379 28-Mar-18 28-Feb-18 Issuer Bid -5,800
Resolute Forest Products Inc. RFP 90,424,850 29-Mar-18 31-Dec-17 Adjustment 0
29-Mar-18 28-Feb-18 General Transaction 118,696
26-Apr-18 28-Feb-18 Adjustment -118,696
29-Mar-18 28-Feb-18 General Transaction 0
26-Apr-18 28-Feb-18 Adjustment 0
Restaurant Brands International Inc. QSR 248,078,047 28-Mar-18 28-Feb-18 Conversion (General) 2,066
28-Mar-18 28-Feb-18 General Transaction 28,940
28-Mar-18 28-Feb-18 General Transaction 2,494
28-Mar-18 28-Feb-18 General Transaction 22,559
28-Mar-18 28-Feb-18 General Transaction 102,500
28-Mar-18 28-Feb-18 General Transaction 3,985,702
Restaurant Brands
International Limited Partnership QSP.UN 217,706,858 28-Mar-18 28-Feb-18 Conversion (General) -2,066
Resverlogix Corp. RVX 177,181,992 29-Mar-18 27-Mar-18 Private Placement 1,523,256
19-Apr-18 12-Apr-18 Private Placement 364,914
Richelieu Hardware Ltd. RCH 57,714,339 11-Apr-18 31-Mar-18 General Transaction 5,175
11-Apr-18 31-Mar-18 General Transaction 3,250
RioCan Real Estate
Investment Trust REI.UN 319,500,263 28-Mar-18 28-Feb-18 General Transaction 2,489
28-Mar-18 28-Feb-18 Issuer Bid -3,430,702
TSX eREVIEW APRIL 2018 CHAPTER 4 31
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
28-Mar-18 28-Feb-18 Agreement 150,000
28-Mar-18 28-Feb-18 Agreement 74,456
Ritchie Bros. Auctioneers
Incorporated RBA 107,471,895 28-Mar-18 28-Feb-18 General Transaction 9,372
28-Mar-18 28-Feb-18 General Transaction 5,077
11-Apr-18 31-Mar-18 General Transaction 127,379
11-Apr-18 31-Mar-18 General Transaction 7,081
Rocky Mountain Dealerships Inc. RME 19,883,586 28-Mar-18 06-Feb-18 General Transaction 5,000
Rogers Sugar Inc. RSI 105,744,970 04-Apr-18 27-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 1,388
28-Mar-18 28-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 0
28-Mar-18 28-Mar-18 Convertible Bonds/Notes
/Loans/Debentures 0
RSI.DB.F 977,500 03-Apr-18 03-Apr-18 Over-Allotment Option (Greenshoe) 127,500
Roxgold Inc. ROXG 373,069,095 28-Mar-18 27-Feb-18 General Transaction 100,000
24-Apr-18 09-Mar-18 General Transaction 50,000
24-Apr-18 19-Mar-18 General Transaction 83,333
Royal Bank of Canada RY 1,443,050,193 28-Mar-18 28-Feb-18 Issuer Bid -547,477
28-Mar-18 28-Feb-18 General Transaction 42,256
28-Mar-18 28-Feb-18 General Transaction 25,157
19-Apr-18 01-Apr-18 Issuer Bid -1,150,000
19-Apr-18 01-Apr-18 General Transaction 57,379
19-Apr-18 01-Apr-18 General Transaction 10,754
Rubicon Minerals Corporation RMX 65,853,092 28-Mar-18 21-Feb-18 Other 133,565
Russel Metals Inc. RUS 61,959,644 28-Mar-18 20-Feb-18 General Transaction 13,400
28-Mar-18 22-Feb-18 General Transaction 34,210
28-Mar-18 23-Feb-18 General Transaction 18,137
28-Mar-18 27-Feb-18 General Transaction 3,700
Sandstorm Gold Ltd. SSL 183,797,234 28-Mar-18 28-Feb-18 Warrants 231,484
28-Mar-18 28-Feb-18 General Transaction 6,334
Saputo Inc. SAP 387,407,403 11-Apr-18 31-Mar-18 General Transaction 197,639
Seabridge Gold Inc. SEA 57,872,318 28-Mar-18 01-Feb-18 General Transaction 50,000
28-Mar-18 13-Feb-18 General Transaction 65,000
28-Mar-18 13-Feb-18 General Transaction 50,000
28-Mar-18 15-Feb-18 General Transaction 30,000
28-Mar-18 22-Feb-18 General Transaction 200
Semafo Inc. SMF 325,542,255 04-Apr-18 14-Mar-18 General Transaction 67,794
04-Apr-18 16-Mar-18 General Transaction 150,000
04-Apr-18 19-Mar-18 General Transaction 190,000
04-Apr-18 20-Mar-18 General Transaction 75,000
04-Apr-18 21-Mar-18 General Transaction 17,794
04-Apr-18 22-Mar-18 General Transaction 60,000
Senvest Capital Inc. SEC 2,725,924 11-Apr-18 26-Mar-18 Issuer Bid -600
11-Apr-18 27-Mar-18 Issuer Bid -500
11-Apr-18 27-Mar-18 Issuer Bid -500
11-Apr-18 28-Mar-18 Issuer Bid -100
Shaw Communications Inc. SJR.B 480,180,535 28-Mar-18 28-Feb-18 General Transaction 48,950
28-Mar-18 28-Feb-18 General Transaction 707,943
28-Mar-18 28-Feb-18 General Transaction 12,094
20-Apr-18 31-Mar-18 General Transaction 13,700
20-Apr-18 31-Mar-18 General Transaction 746,988
20-Apr-18 31-Mar-18 General Transaction 13,334
ShawCor Ltd. SCL 70,043,628 28-Mar-18 28-Feb-18 General Transaction 883
Sherritt International Corporation S 396,884,100 28-Mar-18 01-Feb-18 Warrants 1,428
28-Mar-18 02-Feb-18 Warrants 3,663
28-Mar-18 06-Feb-18 Warrants 146
28-Mar-18 08-Feb-18 Warrants 293
28-Mar-18 14-Feb-18 Warrants 1,098
28-Mar-18 15-Feb-18 Warrants 366
28-Mar-18 16-Feb-18 Warrants 1,611
28-Mar-18 23-Feb-18 Warrants 732
Shopify Inc. SHOP 92,883,410 17-Apr-18 31-Dec-17 Adjustment -40,561
17-Apr-18 31-Dec-17 General Transaction 40,027
17-Apr-18 31-Dec-17 Conversion (General) 40,561
17-Apr-18 31-Dec-17 Conversion (General) -40,027
17-Apr-18 28-Feb-18 Conversion (General) 521,599
17-Apr-18 28-Feb-18 Conversion (General) -202,145
17-Apr-18 28-Feb-18 Conversion (General) -73,582
17-Apr-18 28-Feb-18 Conversion (General) -202,041
11-Apr-18 31-Mar-18 Conversion (General) -160,287
11-Apr-18 31-Mar-18 Conversion (General) 300,055
11-Apr-18 31-Mar-18 Conversion (General) -156,244
11-Apr-18 31-Mar-18 Conversion (General) -52,888
11-Apr-18 31-Mar-18 General Transaction 52,888
11-Apr-18 31-Mar-18 General Transaction 156,244
11-Apr-18 31-Mar-18 General Transaction 160,287
Sienna Senior Living Inc. SIA 63,574,820 28-Mar-18 15-Feb-18 General Transaction 31,758
28-Mar-18 16-Feb-18 General Transaction 10,257
28-Mar-18 16-Feb-18 General Transaction 3,455
28-Mar-18 20-Feb-18 Convertible Bonds/Notes
/Loans/Debentures 1,194
28-Mar-18 28-Feb-18 General Transaction 1
28-Mar-18 28-Feb-18 General Transaction 6,385
28-Mar-18 28-Feb-18 General Transaction 8,222
28-Mar-18 28-Feb-18 General Transaction 2,401
SIA.DB 450,224 28-Mar-18 20-Feb-18 Conversion (General) -20
Sierra Wireless, Inc. SW 35,960,997 28-Mar-18 09-Feb-18 General Transaction 13,340
28-Mar-18 13-Feb-18 General Transaction 22,984
28-Mar-18 16-Feb-18 General Transaction 4,657
28-Mar-18 20-Feb-18 General Transaction 28
28-Mar-18 20-Feb-18 General Transaction 6,598
28-Mar-18 21-Feb-18 General Transaction 2,731
28-Mar-18 21-Feb-18 General Transaction 336
28-Mar-18 22-Feb-18 General Transaction 12,212
28-Mar-18 22-Feb-18 General Transaction 1,454
28-Mar-18 23-Feb-18 General Transaction 533
28-Mar-18 23-Feb-18 General Transaction 296
28-Mar-18 26-Feb-18 General Transaction 3,508
28-Mar-18 26-Feb-18 General Transaction 1,189
28-Mar-18 27-Feb-18 General Transaction 8,913
28-Mar-18 27-Feb-18 General Transaction 361
28-Mar-18 28-Feb-18 General Transaction 9,913
28-Mar-18 28-Feb-18 General Transaction 7,346
28-Mar-18 15-Feb-0218 General Transaction 1,137
Silver Bear Resources plc SBR 670,027,513 28-Mar-18 16-Jan-18 General Transaction 1,600,000
28-Mar-18 23-Jan-18 General Transaction 130,000
28-Mar-18 01-Feb-18 General Transaction 250,000
12-Apr-18 12-Apr-18 Plan Maximum 0
Silver Bull Resources, Inc. SVB 200,856,092 28-Mar-18 13-Feb-18 Warrants 178,000
28-Mar-18 16-Feb-18 Warrants 250,000
28-Mar-18 20-Feb-18 Warrants 258,750
Slate Retail REIT SRT.UN 43,644,825 28-Mar-18 28-Feb-18 Conversion (General) 3,021
28-Mar-18 28-Feb-18 Repurchase -12,983
28-Mar-18 28-Feb-18 General Transaction 40,715
SmartCentres Real
Estate Investment Trust SRU.UN 132,896,358 29-Mar-18 15-Feb-18 General Transaction 147,010
SNC-Lavalin Group Inc. SNC 175,527,955 11-Apr-18 31-Mar-18 General Transaction 1,500
32 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Spectra7 Microsystems Inc. SEV 172,315,672 28-Mar-18 05-Feb-18 Conversion (General) 5,714,285
SEV.DB.A 130,270 29-Mar-18 11-Jan-18 Convertible Bonds/Notes
/Loans/Debentures 2,520
29-Mar-18 05-Feb-18 Conversion (General) -20,000
Spectral Medical Inc. EDT 225,341,183 29-Mar-18 09-Feb-18 General Transaction 50,000
29-Mar-18 12-Feb-18 General Transaction 100,000
23-Apr-18 23-Apr-18 Private Placement 17,694,661
23-Apr-18 23-Apr-18 Warrants 0
Sphere FTSE Canada
Sustainable Yield Index ETF SHC 1,117,519 18-Apr-18 18-Apr-18 Adjustment -150,000
Sphere FTSE Emerging Markets
Sustainable Yield Index ETF SHZ 3,200,000 04-Apr-18 04-Apr-18 Adjustment 100,000
Spin Master Corp. TOY 28,126,094 28-Mar-18 19-Jul-17 Cancellation -215
Sprott Inc. SII 251,486,378 29-Mar-18 31-Dec-17 General Transaction 669,282
29-Mar-18 31-Dec-17 General Transaction 20,080
29-Mar-18 23-Jan-18 General Transaction 24,401
Sprott Physical Gold Trust PHYS.U 221,929,789 28-Mar-18 14-Feb-18 Other 1,008,906
Sprott Physical Platinum
and Palladium Trust SPPP.U 12,766,677 28-Mar-18 28-Feb-18 Redemption/Retraction -432,444
Stantec Inc. STN 114,088,562 28-Mar-18 16-Feb-18 General Transaction 5,000
28-Mar-18 16-Feb-18 General Transaction 4,000
28-Mar-18 16-Feb-18 General Transaction 3,400
28-Mar-18 16-Feb-18 General Transaction 4,000
28-Mar-18 20-Feb-18 General Transaction 2,000
28-Mar-18 20-Feb-18 General Transaction 666
28-Mar-18 20-Feb-18 General Transaction 3,000
28-Mar-18 21-Feb-18 General Transaction 3,000
28-Mar-18 22-Feb-18 General Transaction 3,000
28-Mar-18 27-Feb-18 Issuer Bid -49,281
28-Mar-18 28-Feb-18 Issuer Bid -46,181
Stella-Jones Inc. SJ 69,348,748 11-Apr-18 15-Mar-18 General Transaction 6,653
STEP Energy Services Ltd. STEP 66,486,629 03-Apr-18 03-Apr-18 Conversion (General) 6,055,000
Stingray Digital Group Inc. RAY.A 39,641,040 11-Apr-18 02-Mar-18 Other -2,100
11-Apr-18 03-Mar-18 General Transaction 25,000
11-Apr-18 28-Mar-18 Other 8,440
RAY.B 376,439 27-Apr-18 31-Jan-18 Adjustment 5,700
11-Apr-18 02-Mar-18 Other 2,100
11-Apr-18 28-Mar-18 Other -8,440
Stornoway Diamond Corporation SWY 835,453,290 11-Apr-18 09-Mar-18 General Transaction 91,486
Strad Energy Services Ltd. SDY 59,890,940 28-Mar-18 05-Feb-18 Issuer Bid -9,800
SunOpta, Inc. SOY 86,838,255 29-Mar-18 28-Feb-18 General Transaction 33,334
Tamarack Valley Energy Ltd. TVE 228,608,714 28-Mar-18 18-Dec-17 General Transaction 4,999
28-Mar-18 03-Jan-18 General Transaction 2,333
28-Mar-18 05-Jan-18 General Transaction 10,000
28-Mar-18 18-Jan-18 General Transaction 30,000
28-Mar-18 18-Jan-18 General Transaction 41,000
28-Mar-18 22-Jan-18 General Transaction 15,000
TD Canadian
Aggregate Bond Index ETF TDB 850,000 13-Apr-18 13-Apr-18 Adjustment -50,000
Tech Achievers
Growth & Income ETF HTA 4,901,729 03-Apr-18 03-Apr-18 Adjustment -25,000
10-Apr-18 10-Apr-18 Adjustment 25,000
12-Apr-18 12-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 25,000
24-Apr-18 24-Apr-18 Adjustment 25,000
HTA.U 250,000 25-Apr-18 25-Apr-18 Adjustment -25,000
Tech Leaders Income ETF TLF 3,202,854 03-Apr-18 03-Apr-18 Adjustment 9,537
04-Apr-18 04-Apr-18 Adjustment 1,152
11-Apr-18 11-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment -100,000
Ten Peaks Coffee Company Inc. TPK 9,061,210 02-Apr-18 21-Feb-18 General Transaction 22,348
Teranga Gold Corporation TGZ 107,343,902 17-Apr-18 16-Apr-18 Shares for Debt
/Litigation/Creditors 0
TFI International Inc. TFII 88,477,975 04-Apr-18 01-Mar-18 Cancellation -101,200
04-Apr-18 13-Mar-18 General Transaction 7,000
04-Apr-18 22-Mar-18 General Transaction 40,000
04-Apr-18 26-Mar-18 Cancellation -787,574
04-Apr-18 29-Mar-18 Cancellation 118,694
The Intertain Group Limited ITX.DB 1,000 11-Apr-18 02-Mar-18 Conversion (General) -1,880
11-Apr-18 05-Mar-18 Conversion (General) -1,510
The Stars Group Inc. TSGI 151,717,893 11-Apr-18 01-Mar-18 General Transaction 1,000
11-Apr-18 02-Mar-18 General Transaction 9,300
11-Apr-18 02-Mar-18 General Transaction 2,550
11-Apr-18 05-Mar-18 General Transaction 2,925
11-Apr-18 05-Mar-18 General Transaction 500
11-Apr-18 06-Mar-18 General Transaction 4,850
11-Apr-18 06-Mar-18 General Transaction 875
11-Apr-18 07-Mar-18 General Transaction 2,100
11-Apr-18 07-Mar-18 General Transaction 3,750
11-Apr-18 08-Mar-18 General Transaction 5,500
11-Apr-18 08-Mar-18 General Transaction 7,575
11-Apr-18 09-Mar-18 General Transaction 15,775
11-Apr-18 12-Mar-18 General Transaction 5,562
11-Apr-18 13-Mar-18 General Transaction 1,840
11-Apr-18 14-Mar-18 General Transaction 15,240
11-Apr-18 14-Mar-18 General Transaction 6,000
11-Apr-18 15-Mar-18 General Transaction 6,275
11-Apr-18 16-Mar-18 General Transaction 1,000
11-Apr-18 19-Mar-18 General Transaction 57,850
11-Apr-18 19-Mar-18 General Transaction 38,000
11-Apr-18 20-Mar-18 General Transaction 35,725
11-Apr-18 20-Mar-18 General Transaction 48,750
11-Apr-18 21-Mar-18 General Transaction 16,200
11-Apr-18 21-Mar-18 General Transaction 31,250
11-Apr-18 22-Mar-18 General Transaction 18,775
11-Apr-18 22-Mar-18 General Transaction 16,250
11-Apr-18 23-Mar-18 General Transaction 3,270
11-Apr-18 26-Mar-18 General Transaction 18,875
11-Apr-18 27-Mar-18 General Transaction 375
11-Apr-18 28-Mar-18 General Transaction 1,050
11-Apr-18 28-Mar-18 General Transaction 7,500
11-Apr-18 29-Mar-18 General Transaction 200
11-Apr-18 29-Mar-18 General Transaction 7,500
26-Apr-18 23-Apr-18 Acquisition 3,115,344
Theratechnologies Inc. TH 75,033,228 11-Apr-18 08-Mar-18 General Transaction 45,000
11-Apr-18 12-Mar-18 Warrants 11,178
Tidewater Midstream
and Infrastructure Ltd. TWM 329,090,878 02-Apr-18 09-Jan-18 General Transaction 26,667
02-Apr-18 11-Jan-18 General Transaction 75,638
02-Apr-18 11-Jan-18 General Transaction 10,334
02-Apr-18 06-Feb-18 General Transaction 2,667
03-Apr-18 09-Mar-18 General Transaction 241
03-Apr-18 26-Mar-18 General Transaction 2,000
Titan Medical Inc. TMD 414,716,645 09-Apr-18 10-Apr-18 Prospectus Offering
/Public Offering 33,799,961
09-Apr-18 10-Apr-18 Warrants 0
09-Apr-18 10-Apr-18 Over-Allotment Option (Greenshoe) 0
TSX eREVIEW APRIL 2018 CHAPTER 4 33
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
11-Apr-18 10-Apr-18 Over-Allotment Option (Greenshoe) 0
09-Apr-18 10-Apr-18 Warrants 0
TMAC Resources Inc. TMR 91,720,049 05-Apr-18 01-Mar-18 General Transaction 933
05-Apr-18 01-Mar-18 General Transaction 11,575
05-Apr-18 09-Mar-18 General Transaction 5,396
05-Apr-18 13-Mar-18 General Transaction 1,000
05-Apr-18 15-Mar-18 General Transaction 500
05-Apr-18 16-Mar-18 General Transaction 800
05-Apr-18 19-Mar-18 General Transaction 1,000
05-Apr-18 20-Mar-18 General Transaction 19,885
05-Apr-18 22-Mar-18 General Transaction 500
05-Apr-18 23-Mar-18 General Transaction 1,100
05-Apr-18 27-Mar-18 General Transaction 900
05-Apr-18 28-Mar-18 General Transaction 1,500
TMX Group Limited X 55,507,875 05-Apr-18 31-Mar-18 General Transaction 24,489
Transat A.T. Inc. TRZ 37,416,779 24-Apr-18 13-Dec-17 Opening Balance 0
24-Apr-18 13-Dec-17 General Transaction 0
24-Apr-18 09-Jan-18 General Transaction 10,235
24-Apr-18 07-Feb-18 General Transaction 19,218
11-Apr-18 08-Mar-18 General Transaction 13,558
24-Apr-18 08-Mar-18 Adjustment -43,011
24-Apr-18 08-Mar-18 General Transaction 13,558
24-Apr-18 08-Mar-18 Adjustment 0
Transcontinental Inc. TCL.A 63,038,834 04-Apr-18 13-Mar-18 Conversion (General) 400
04-Apr-18 27-Mar-18 Conversion (General) 200
19-Apr-18 20-Apr-18 Prospectus Offering
/Public Offering 0
TCL.B 13,984,226 04-Apr-18 13-Mar-18 Conversion (General) -400
04-Apr-18 27-Mar-18 Conversion (General) -200
TCL.R 10,810,000 19-Apr-18 19-Apr-18 Opening Balance 9,400,000
20-Apr-18 20-Apr-18 Over-Allotment Option (Greenshoe) 1,410,000
Tree Island Steel Ltd. TSL 29,533,999 02-Apr-18 27-Mar-18 Cancellation -40,200
Trez Capital Mortgage
Investment Corporation TZZ 11,843,491 05-Apr-18 30-Sep-17 Issuer Bid -5,480
05-Apr-18 31-Jan-18 Issuer Bid -500
05-Apr-18 27-Feb-18 Issuer Bid -20,950
Trilogy Metals Inc. TMQ 131,319,758 19-Apr-18 20-Apr-18 Prospectus Offering
/Public Offering 21,551,724
19-Apr-18 20-Apr-18 Over-Allotment Option (Greenshoe) 3,232,758
TriMetals Mining Inc. TMI 189,742,406 09-Apr-18 05-Apr-18 Private Placement 1,666,666
09-Apr-18 05-Apr-18 Warrants 0
TSO3 Inc. TOS 92,891,304 26-Apr-18 06-Feb-18 General Transaction 37,000
Ur-Energy Inc. URE 146,566,284 10-Apr-18 10-Apr-18 Other Transaction 0
10-Apr-18 10-Apr-18 General Transaction 0
US Equity Plus Income ETF HUL 1,221,728 26-Apr-18 26-Apr-18 Adjustment -50,000
HUL.U 170,850 25-Apr-18 25-Apr-18 Adjustment -50,000
Vanguard Balanced ETF Portfolio VBAL 4,180,000 28-Mar-18 28-Mar-18 Adjustment 160,000
29-Mar-18 29-Mar-18 Adjustment 50,000
02-Apr-18 02-Apr-18 Adjustment 50,000
03-Apr-18 03-Apr-18 Adjustment 60,000
04-Apr-18 04-Apr-18 Adjustment 60,000
05-Apr-18 05-Apr-18 Adjustment 60,000
06-Apr-18 06-Apr-18 Adjustment 50,000
09-Apr-18 09-Apr-18 Adjustment 110,000
10-Apr-18 10-Apr-18 Adjustment 60,000
11-Apr-18 11-Apr-18 Adjustment 30,000
12-Apr-18 12-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 40,000
16-Apr-18 16-Apr-18 Adjustment -10,000
17-Apr-18 17-Apr-18 Adjustment 70,000
18-Apr-18 18-Apr-18 Adjustment 30,000
19-Apr-18 19-Apr-18 Adjustment 40,000
20-Apr-18 20-Apr-18 Adjustment 90,000
23-Apr-18 23-Apr-18 Adjustment 30,000
24-Apr-18 24-Apr-18 Adjustment 80,000
25-Apr-18 25-Apr-18 Adjustment 90,000
26-Apr-18 26-Apr-18 Adjustment 60,000
Vanguard Canadian
Aggregate Bond Index ETF VAB 67,900,000 28-Mar-18 28-Mar-18 Adjustment -100,000
04-Apr-18 04-Apr-18 Adjustment 100,000
09-Apr-18 09-Apr-18 Adjustment 100,000
13-Apr-18 13-Apr-18 Adjustment 400,000
18-Apr-18 18-Apr-18 Adjustment 100,000
Vanguard Canadian
Long-Term Bond Index ETF VLB 500,000 28-Mar-18 28-Mar-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment 100,000
Vanguard Canadian
Short-Term Bond Index ETF VSB 38,100,000 02-Apr-18 02-Apr-18 Adjustment 300,000
04-Apr-18 04-Apr-18 Adjustment 300,000
16-Apr-18 16-Apr-18 Adjustment 100,000
25-Apr-18 25-Apr-18 Adjustment 100,000
Vanguard Canadian Short-Term
Corporate Bond Index ETF VSC 52,400,000 28-Mar-18 28-Mar-18 Adjustment -100,000
06-Apr-18 06-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment -100,000
18-Apr-18 18-Apr-18 Adjustment 200,000
Vanguard Canadian Short-Term
Government Bond Index ETF VSG 300,000 26-Apr-18 26-Apr-18 Adjustment -200,000
Vanguard
Conservative ETF Portfolio VCNS 1,480,000 28-Mar-18 28-Mar-18 Adjustment 30,000
29-Mar-18 29-Mar-18 Adjustment 20,000
02-Apr-18 02-Apr-18 Adjustment 20,000
03-Apr-18 03-Apr-18 Adjustment 30,000
04-Apr-18 04-Apr-18 Adjustment 40,000
05-Apr-18 05-Apr-18 Adjustment 10,000
06-Apr-18 06-Apr-18 Adjustment 20,000
09-Apr-18 09-Apr-18 Adjustment 20,000
10-Apr-18 10-Apr-18 Adjustment 20,000
17-Apr-18 17-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 60,000
19-Apr-18 19-Apr-18 Adjustment 30,000
23-Apr-18 23-Apr-18 Adjustment 20,000
25-Apr-18 25-Apr-18 Adjustment 40,000
26-Apr-18 26-Apr-18 Adjustment 20,000
Vanguard FTSE
Canada All Cap Index ETF VCN 41,175,000 03-Apr-18 03-Apr-18 Adjustment 150,000
05-Apr-18 05-Apr-18 Adjustment 150,000
06-Apr-18 06-Apr-18 Adjustment 75,000
10-Apr-18 10-Apr-18 Adjustment 150,000
11-Apr-18 11-Apr-18 Adjustment 150,000
19-Apr-18 19-Apr-18 Adjustment 150,000
20-Apr-18 20-Apr-18 Adjustment 75,000
23-Apr-18 23-Apr-18 Adjustment 150,000
26-Apr-18 26-Apr-18 Adjustment 150,000
Vanguard FTSE Canada Index ETF VCE 17,400,000 28-Mar-18 28-Mar-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 50,000
34 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Vanguard FTSE Canadian
Capped REIT Index ETF VRE 5,400,000 09-Apr-18 09-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment 50,000
Vanguard FTSE Canadian High
Dividend Yield Index ETF VDY 12,950,000 03-Apr-18 03-Apr-18 Adjustment -50,000
16-Apr-18 16-Apr-18 Adjustment -50,000
Vanguard FTSE Developed All Cap
ex North America Index ETF VIU 19,800,000 06-Apr-18 06-Apr-18 Adjustment 400,000
12-Apr-18 12-Apr-18 Adjustment 200,000
24-Apr-18 24-Apr-18 Adjustment 400,000
25-Apr-18 25-Apr-18 Adjustment 200,000
Vanguard FTSE Developed
All Cap ex North America
Index ETF (CAD-Hedged) VI 4,800,000 29-Mar-18 29-Mar-18 Adjustment 25,000
03-Apr-18 03-Apr-18 Adjustment -50,000
13-Apr-18 13-Apr-18 Adjustment 75,000
17-Apr-18 17-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 75,000
Vanguard FTSE Developed
All Cap Ex U.S. Index ETF VDU 10,915,000 05-Apr-18 05-Apr-18 Adjustment 40,000
11-Apr-18 11-Apr-18 Adjustment -10,000
18-Apr-18 18-Apr-18 Adjustment 30,000
Vanguard FTSE Developed All
Cap Ex U.S. Index ETF (CAD-hedged) VEF 14,100,000 29-Mar-18 29-Mar-18 Adjustment 50,000
05-Apr-18 05-Apr-18 Adjustment -450,000
09-Apr-18 09-Apr-18 Adjustment 50,000
11-Apr-18 11-Apr-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment -50,000
17-Apr-18 17-Apr-18 Adjustment -25,000
Vanguard FTSE Developed Asia
Pacific All Cap
Index ETF (CAD-hedged) VAH 1,475,000 05-Apr-18 05-Apr-18 Adjustment 25,000
12-Apr-18 12-Apr-18 Adjustment -25,000
26-Apr-18 26-Apr-18 Adjustment -50,000
Vanguard FTSE Developed
Europe All Cap Index ETF VE 9,870,000 05-Apr-18 05-Apr-18 Adjustment 200,000
06-Apr-18 06-Apr-18 Adjustment -200,000
Vanguard FTSE Developed Europe
All Cap Index ETF (CAD-hedged) VEH 1,300,000 09-Apr-18 09-Apr-18 Adjustment 25,000
19-Apr-18 19-Apr-18 Adjustment 50,000
Vanguard FTSE Emerging
Markets All Cap Index ETF VEE 25,380,000 28-Mar-18 28-Mar-18 Adjustment 80,000
29-Mar-18 29-Mar-18 Adjustment 30,000
03-Apr-18 03-Apr-18 Adjustment 50,000
04-Apr-18 04-Apr-18 Adjustment 20,000
05-Apr-18 05-Apr-18 Adjustment 50,000
06-Apr-18 06-Apr-18 Adjustment 30,000
09-Apr-18 09-Apr-18 Adjustment 20,000
10-Apr-18 10-Apr-18 Adjustment 40,000
11-Apr-18 11-Apr-18 Adjustment 50,000
12-Apr-18 12-Apr-18 Adjustment 30,000
17-Apr-18 17-Apr-18 Adjustment 20,000
18-Apr-18 18-Apr-18 Adjustment 60,000
20-Apr-18 20-Apr-18 Adjustment 60,000
23-Apr-18 23-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 30,000
25-Apr-18 25-Apr-18 Adjustment 30,000
26-Apr-18 26-Apr-18 Adjustment 80,000
Vanguard FTSE Global
All Cap ex Canada Index ETF VXC 21,400,000 29-Mar-18 29-Mar-18 Adjustment 20,000
04-Apr-18 04-Apr-18 Adjustment 40,000
05-Apr-18 05-Apr-18 Adjustment 20,000
06-Apr-18 06-Apr-18 Adjustment 20,000
09-Apr-18 09-Apr-18 Adjustment 20,000
11-Apr-18 11-Apr-18 Adjustment -20,000
16-Apr-18 16-Apr-18 Adjustment 40,000
20-Apr-18 20-Apr-18 Adjustment 20,000
23-Apr-18 23-Apr-18 Adjustment -10,000
25-Apr-18 25-Apr-18 Adjustment 30,000
Vanguard Global ex-U.S. Aggregate
Bond Index ETF (CAD-hedged) VBG 5,020,000 28-Mar-18 28-Mar-18 Adjustment 40,000
02-Apr-18 02-Apr-18 Adjustment 20,000
03-Apr-18 03-Apr-18 Adjustment 40,000
04-Apr-18 04-Apr-18 Adjustment 30,000
11-Apr-18 11-Apr-18 Adjustment 10,000
13-Apr-18 13-Apr-18 Adjustment 10,000
16-Apr-18 16-Apr-18 Adjustment 30,000
19-Apr-18 19-Apr-18 Adjustment 20,000
20-Apr-18 20-Apr-18 Adjustment 30,000
23-Apr-18 23-Apr-18 Adjustment 90,000
25-Apr-18 25-Apr-18 Adjustment 30,000
26-Apr-18 26-Apr-18 Adjustment 10,000
Vanguard Global
Minimum Volatility ETF VVO 850,000 18-Apr-18 18-Apr-18 Adjustment 50,000
Vanguard Global Value Factor ETF VVL 2,000,000 25-Apr-18 25-Apr-18 Adjustment 100,000
Vanguard Growth ETF Portfolio VGRO 7,020,000 28-Mar-18 28-Mar-18 Adjustment 190,000
29-Mar-18 29-Mar-18 Adjustment 20,000
02-Apr-18 02-Apr-18 Adjustment 50,000
03-Apr-18 03-Apr-18 Adjustment 140,000
04-Apr-18 04-Apr-18 Adjustment 240,000
05-Apr-18 05-Apr-18 Adjustment 120,000
06-Apr-18 06-Apr-18 Adjustment 100,000
10-Apr-18 10-Apr-18 Adjustment 100,000
11-Apr-18 11-Apr-18 Adjustment 20,000
12-Apr-18 12-Apr-18 Adjustment 140,000
13-Apr-18 13-Apr-18 Adjustment 100,000
16-Apr-18 16-Apr-18 Adjustment 110,000
17-Apr-18 17-Apr-18 Adjustment 170,000
18-Apr-18 18-Apr-18 Adjustment 160,000
19-Apr-18 19-Apr-18 Adjustment 220,000
20-Apr-18 20-Apr-18 Adjustment 50,000
23-Apr-18 23-Apr-18 Adjustment 50,000
24-Apr-18 24-Apr-18 Adjustment 40,000
25-Apr-18 25-Apr-18 Adjustment 170,000
26-Apr-18 26-Apr-18 Adjustment 20,000
Vanguard S&P 500 Index ETF VFV 27,100,000 28-Mar-18 28-Mar-18 Adjustment 50,000
29-Mar-18 29-Mar-18 Adjustment 120,000
02-Apr-18 02-Apr-18 Adjustment -10,000
03-Apr-18 03-Apr-18 Adjustment 70,000
05-Apr-18 05-Apr-18 Adjustment 110,000
06-Apr-18 06-Apr-18 Adjustment 40,000
09-Apr-18 09-Apr-18 Adjustment -20,000
10-Apr-18 10-Apr-18 Adjustment 60,000
11-Apr-18 11-Apr-18 Adjustment 30,000
12-Apr-18 12-Apr-18 Adjustment 30,000
13-Apr-18 13-Apr-18 Adjustment 30,000
16-Apr-18 16-Apr-18 Adjustment 60,000
17-Apr-18 17-Apr-18 Adjustment -10,000
18-Apr-18 18-Apr-18 Adjustment 30,000
20-Apr-18 20-Apr-18 Adjustment 30,000
TSX eREVIEW APRIL 2018 CHAPTER 4 35
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
23-Apr-18 23-Apr-18 Adjustment 60,000
25-Apr-18 25-Apr-18 Adjustment 30,000
26-Apr-18 26-Apr-18 Adjustment -20,000
Vanguard S&P 500
Index ETF (CAD-hedged) VSP 13,900,000 28-Mar-18 28-Mar-18 Adjustment 10,000
29-Mar-18 29-Mar-18 Adjustment 70,000
03-Apr-18 03-Apr-18 Adjustment 70,000
04-Apr-18 04-Apr-18 Adjustment 20,000
05-Apr-18 05-Apr-18 Adjustment -240,000
06-Apr-18 06-Apr-18 Adjustment 10,000
09-Apr-18 09-Apr-18 Adjustment -120,000
10-Apr-18 10-Apr-18 Adjustment 30,000
12-Apr-18 12-Apr-18 Adjustment 140,000
18-Apr-18 18-Apr-18 Adjustment -20,000
20-Apr-18 20-Apr-18 Adjustment 10,000
23-Apr-18 23-Apr-18 Adjustment 10,000
25-Apr-18 25-Apr-18 Adjustment 50,000
26-Apr-18 26-Apr-18 Adjustment 30,000
Vanguard U.S. Aggregate
Bond Index ETF (CAD-hedged) VBU 5,260,000 28-Mar-18 28-Mar-18 Adjustment 10,000
29-Mar-18 29-Mar-18 Adjustment 130,000
03-Apr-18 03-Apr-18 Adjustment 60,000
04-Apr-18 04-Apr-18 Adjustment 30,000
09-Apr-18 09-Apr-18 Adjustment -390,000
13-Apr-18 13-Apr-18 Adjustment 20,000
16-Apr-18 16-Apr-18 Adjustment 20,000
20-Apr-18 20-Apr-18 Adjustment 20,000
23-Apr-18 23-Apr-18 Adjustment 40,000
25-Apr-18 25-Apr-18 Adjustment 30,000
26-Apr-18 26-Apr-18 Adjustment 20,000
Vanguard U.S. Dividend
Appreciation Index ETF VGG 8,400,000 29-Mar-18 29-Mar-18 Adjustment -110,000
02-Apr-18 02-Apr-18 Adjustment 20,000
03-Apr-18 03-Apr-18 Adjustment 20,000
04-Apr-18 04-Apr-18 Adjustment -10,000
05-Apr-18 05-Apr-18 Adjustment 20,000
11-Apr-18 11-Apr-18 Adjustment 10,000
23-Apr-18 23-Apr-18 Adjustment 20,000
25-Apr-18 25-Apr-18 Adjustment 10,000
Vanguard U.S. Dividend
Appreciation
Index ETF (CAD-hedged) VGH 5,689,000 03-Apr-18 03-Apr-18 Adjustment -20,000
06-Apr-18 06-Apr-18 Adjustment 60,000
10-Apr-18 10-Apr-18 Adjustment 10,000
25-Apr-18 25-Apr-18 Adjustment 20,000
26-Apr-18 26-Apr-18 Adjustment 20,000
Vanguard U.S.
Total Market Index ETF VUN 25,162,000 28-Mar-18 28-Mar-18 Adjustment 60,000
29-Mar-18 29-Mar-18 Adjustment 100,000
02-Apr-18 02-Apr-18 Adjustment 20,000
03-Apr-18 03-Apr-18 Adjustment 30,000
04-Apr-18 04-Apr-18 Adjustment 40,000
05-Apr-18 05-Apr-18 Adjustment 70,000
06-Apr-18 06-Apr-18 Adjustment 20,000
09-Apr-18 09-Apr-18 Adjustment 20,000
10-Apr-18 10-Apr-18 Adjustment 40,000
11-Apr-18 11-Apr-18 Adjustment 90,000
12-Apr-18 12-Apr-18 Adjustment 40,000
13-Apr-18 13-Apr-18 Adjustment 60,000
18-Apr-18 18-Apr-18 Adjustment 60,000
20-Apr-18 20-Apr-18 Adjustment 80,000
23-Apr-18 23-Apr-18 Adjustment 30,000
25-Apr-18 25-Apr-18 Adjustment 20,000
26-Apr-18 26-Apr-18 Adjustment 50,000
Vanguard U.S. Total Market
Index ETF (CAD-hedged) VUS 12,008,000 28-Mar-18 28-Mar-18 Adjustment 20,000
29-Mar-18 29-Mar-18 Adjustment 40,000
03-Apr-18 03-Apr-18 Adjustment 20,000
06-Apr-18 06-Apr-18 Adjustment 60,000
09-Apr-18 09-Apr-18 Adjustment -10,000
12-Apr-18 12-Apr-18 Adjustment 150,000
20-Apr-18 20-Apr-18 Adjustment 10,000
Waste Connections, Inc. WCN 263,467,240 10-Apr-18 31-Jan-18 General Transaction 1,532
02-Apr-18 31-Jan-18 General Transaction 1,532
11-Apr-18 31-Jan-18 Adjustment -1,532
11-Apr-18 31-Jan-18 Adjustment -1,532
11-Apr-18 31-Jan-18 Adjustment 1,532
10-Apr-18 31-Jan-18 Adjustment -1,532
02-Apr-18 28-Feb-18 Cancellation -594,474
02-Apr-18 28-Feb-18 General Transaction 623
02-Apr-18 28-Feb-18 General Transaction 79,870
02-Apr-18 28-Feb-18 General Transaction 308,328
10-Apr-18 31-Mar-18 General Transaction 296
10-Apr-18 31-Mar-18 General Transaction 7,348
10-Apr-18 31-Mar-18 General Transaction 98
10-Apr-18 31-Mar-18 General Transaction 147
10-Apr-18 31-Mar-18 General Transaction 26
WisdomTree Canada Quality
Dividend Growth Index ETF DGRC 1,000,000 26-Apr-18 26-Apr-18 Adjustment 850,000
WisdomTree Europe
Hedged Equity Index ETF EHE 2,550,000 23-Apr-18 23-Apr-18 Adjustment 200,000
EHE.B 1,100,000 06-Apr-18 06-Apr-18 Adjustment 50,000
WisdomTree U.S. MidCap
Dividend Index ETF UMI 741,082 29-Mar-18 29-Mar-18 Adjustment 50,000
WisdomTree U.S. Quality
Dividend Growth Index ETF DGR 754,175 18-Apr-18 18-Apr-18 Adjustment -150,000
23-Apr-18 23-Apr-18 Adjustment 200,000
DGR.B 2,100,000 29-Mar-18 29-Mar-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 600,000
WisdomTree U.S. Quality Dividend
Growth Variably Hedged Index ETF DQD 1,050,000 29-Mar-18 29-Mar-18 Adjustment 50,000
13-Apr-18 13-Apr-18 Adjustment 50,000
18-Apr-18 18-Apr-18 Adjustment 50,000
WisdomTree Yield Enhanced
Canada Short-Term
Aggregate Bond Index ETF CAGS 1,700,000 18-Apr-18 18-Apr-18 Adjustment 100,000
WSP Global Inc. WSP 103,505,642 11-Apr-18 20-Mar-18 General Transaction 9,130
11-Apr-18 26-Mar-18 General Transaction 6,550
11-Apr-18 27-Mar-18 General Transaction 1,010
Zargon Oil & Gas Ltd. ZAR 30,855,333 17-Apr-18 31-Mar-18 General Transaction 2,114
17-Apr-18 31-Mar-18 General Transaction 7,650
36 CHAPTER 4 TSX eREVIEW APRIL 2018
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
TOTAL
STOCK ISSUED INPUT EFFECTIVE SHARE
COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES
Aberdeen Asia-Pacific Income
Investment Company Limited 19-Jul-18 2,583,080 49,000 161,000
5% of Ordinary Shares
Aberdeen International Inc. 19-Jul-18 6,278,628 Nil Nil
10% of public float of Common Shares
Absolute Software Corporation 10-Sep-18 2,538,721 47,300 49,800
10% of Common Shares
Acadian Timber Corp. 06-Mar-18 915,965 Nil Nil
10% of the public float of Common Shares
Acadian Timber Corp. 06-Mar-19 916,765 Nil Nil
10% of the Company’s public float of Common Shares
AGF Management Limited 05-Feb-19 6,124,051 Nil 147,432
10% of the public float of Class B Non-Voting Shares
AGT Food and Ingredients Inc. 27-Mar-19 1,610,697 Nil Nil
10% of the public float of common shares
Aimia Inc. 22-May-18 12,996,232 Nil Nil
10% of public float of Common Shares
Air Canada 30-May-18 22,364,183 Nil 54,653
10% of the public float of Voting and Variable Voting Shares
AirBoss of America Corp. 29-Nov-18 1,359,443 Nil 2,100
10% of the Company’s public float of Common Shares
AlarmForce Industries Inc. 16-Mar-18 578,512 Nil 190,600
5% of Common Shares
Algoma Central Corporation 28-Jan-19 1,927,615 6,600 6,600
5% of Common Shares
Allied Properties Real
Estate Investment Trust 21-Feb-19 9,114,825 Nil 61,733
10% of public float of Units
Altius Minerals Corporation 21-Aug-18 2,038,535 Nil Nil
5% of issued and oustanding of Common Shares
American Core
Sectors Dividend Fund 06-Jan-19 133,175 1,600 2,700
10% of the public float of Trust Units
Artis Real Estate
Investment Trust 16-Dec-18 13,314,337 Nil Nil
10% of the public float of Units
ATCO Ltd. 07-Mar-18 3,037,065 Nil 35,000
approximately 3% of Class I Non-voting Shares
ATCO Ltd. 07-Mar-19 2,026,725 Nil Nil
approximately 2% of Class I Non-voting Shares
Atlantic Power Corporation 28-Dec-18 $4,253,200 Nil Nil
approximately 10% of the public float of 5.75% series C
convertible unsecured subordinated debentures
Atlantic Power Corporation 28-Dec-18 11,308,946 3,029,840 3,029,840
approximately 10% of the public float of common shares
Atlantic Power Corporation 28-Dec-18 $8,097,800 Nil Nil
approximately 10% of the public float of 6.00% series D
extendible convertible unsecured subordinated debenture
Atlantic Power
Preferred Equity Ltd. 28-Dec-18 83,095 83,095 83,095
approximately 5% of cumulative floating rate preferred shares, series 3
Atlantic Power
Preferred Equity Ltd. 28-Dec-18 237,500 237,500 237,500
approximately 5% of 4.85% Cumulative Redeemable Preferred
Shares, Series 1
Atlantic Power
Preferred Equity Ltd. 28-Dec-18 116,904 Nil Nil
approximately 5% of cumulative rate reset preferred shares, series 2
AutoCanada Inc. 07-Jun-18 1,372,984 Nil Nil
5% of Common Shares
Bank of Montreal 30-Apr-18 22,000,000 3,600,000 11,600,000
2.3% of the public float of Common Shares
Bank of Nova Scotia (The) 01-Jun-18 24,000,000 Nil 6,250,400
2% of Common Shares
BCE Inc. 11-Feb-19 3,500,000 Nil Nil
up to 5% of i/o (max. aggregate purchase price of 175$ million)
of Common Shares
Birchcliff Energy Ltd. 19-Nov-18 20,121,747 Nil Nil
approximately 10% of the public float of Common Shares
Black Diamond Group Limited 08-Aug-18 4,930,526 Nil Nil
approximately 10% of the public float of common shares
BlackBerry Limited 26-Jun-18 31,000,000 Nil 1,991,726
6.4% of the public float of Common Shares
Bloom Select Income Fund 23-May-18 217,623 4,000 88,700
10% of the public float of Units
Bloom U.S. Income
& Growth Fund 28-Jun-18 160,328 8,600 64,800
10% of the public float of Class A Units
Blue Ribbon Income Fund 04-Dec-18 1,854,700 46,300 124,800
10% of the public float of Trust Units
BMTC Group Inc. 22-Mar-18 1,838,870 10,300 1,681,400
5% of Common Shares
Boardwalk Real
Estate Investment Trust 03-Jul-18 3,712,403 Nil 100
10% of the public float of Trust Units
Brampton Brick Limited 16-Jul-18 461,756 Nil Nil
5% of Class A Subordinate Voting Shares
Brookfield Asset
Management Inc. 23-May-18 82,965,721 Nil 6,123,064
10% of the public float of Class A Limited Voting Shares
Brookfield Asset
Management Inc. 17-Aug-18 1,200,000 Nil Nil
10% of the public float of Class A Preference Shares, Series 42
Brookfield Asset
Management Inc. 17-Aug-18 800,000 Nil Nil
10% of the public float of Class A Preference Shares, Series 38
Brookfield Asset
Management Inc. 17-Aug-18 997,788 Nil Nil
10% of the public float of Class A Preference Shares, Series 34
Brookfield Asset
Management Inc. 17-Aug-18 202,601 Nil Nil
10% of the public float of Class A Preference Shares, Series 9
Brookfield Asset
Management Inc. 17-Aug-18 880,020 Nil Nil
10% of the public float of CLASS A PREFERENCE SHARES, SERIES 13
Brookfield Asset
Management Inc. 17-Aug-18 1,198,256 Nil Nil
10% of the public float of Class A Preference Shares, Series 32
Brookfield Asset
Management Inc. 17-Aug-18 153,313 Nil Nil
10% of the public float of Cumulative Class A Preference Shares,
Series 25
Brookfield Asset
Management Inc. 17-Aug-18 794,902 Nil Nil
10% of the public float of Cumulative Class A Preference Shares,
Series 36
Brookfield Asset
Management Inc. 17-Aug-18 247,858 Nil Nil
10% of the public float of Class A Preference Sharse, Series 8
Brookfield Asset
Management Inc. 17-Aug-18 990,334 Nil Nil
10% of the public float of Class A Preference Shares Series 26
Brookfield Asset
Management Inc. 17-Aug-18 997,581 Nil 30,625
10% of the public float of Class A Preference Shares, Series 44
Brookfield Asset
Management Inc. 17-Aug-18 1,200,000 Nil 104,210
10% of the public float of Class A Preference Shares, Series 46
Brookfield Asset
Management Inc. 17-Aug-18 939,425 Nil Nil
10% of the public float of Class A Preference Shares, Series 24
Brookfield Asset
Management Inc. 17-Aug-18 778,049 Nil Nil
10% of the public float of Cumulative Class A Preference Shares,
Series 18
Brookfield Asset
Management Inc. 17-Aug-18 993,663 Nil 2,587
10% of the public float of Class A Preference Shares, Series 30
Brookfield Asset
Management Inc. 17-Aug-18 1,022,759 Nil Nil
10% of the public float of Class A Preference Shares Series 2
Brookfield Asset
Management Inc. 17-Aug-18 939,437 Nil 34,986
10% of the public float of Class A Preference Shares, Series 28
Brookfield Asset
Management Inc. 17-Aug-18 795,075 Nil Nil
10% of the public float of Cumulative Class A Preference Shares,
Series 17
TSX eREVIEW APRIL 2018 CHAPTER 4 37
NORMAL COURSE ISSUER BIDS — REPORT FOR MARCH 2018EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES
ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE
Brookfield Asset
Management Inc. 17-Aug-18 794,908 Nil Nil
10% of the public float of Class A Preference Shares, Series 37
Brookfield Asset
Management Inc. 17-Aug-18 1,200,000 Nil Nil
10% of the public float of Class A Preference Shares, Series 40
Brookfield Asset
Management Inc. 17-Aug-18 398,800 Nil Nil
10% of the public float of Class A Preference Shares, Series 4
Brookfield
Business Partners L.P. 14-Aug-18 2,592,264 Nil Nil
5% of Limited Partnership Units
Brookfield
nfrastructure Partners L.P. 09-Nov-18 500,000 Nil Nil
10% of the public lfoat of Class A Preferred Limited Partnership Units,
Series 1
Brookfield
Infrastructure Partners L.P. 09-Nov-18 1,200,000 Nil Nil
10% of the public lfoat of Class A Preferred Limited Partnership Units,
Series 7
Brookfield
Infrastructure Partners L.P. 09-Nov-18 500,000 Nil Nil
10% of the public lfoat of Cumulative Class A Preferred Limited
Partnership Units, Series 3
Brookfield
Infrastructure Partners L.P. 09-Nov-18 1,000,000 Nil Nil
10% of the public lfoat of Class A preferred limited partnership units,
series 5
Brookfield
Infrastructure Partners L.P. 09-Nov-18 13,823,709 Nil Nil
5% of Limited Partnership Units
Brookfield Office Properties Inc. 14-Jan-19 1,197,500 Nil Nil
10% of the public float of Class AAA Preference Shares, Series AA
Brookfield Office Properties Inc. 14-Jan-19 800,000 Nil Nil
10% of the public float of Class AAA Preference Shares, Series CC
Brookfield Office Properties Inc. 14-Jan-19 1,100,000 Nil Nil
10% of the public float of Class AAA Preference Shares, Series GG
Brookfield Office Properties Inc. 14-Jan-19 111,657 Nil Nil
10% of the public float of Class AAA Preference Shares, Series S
Brookfield Office Properties Inc. 14-Jan-19 1,000,000 Nil Nil
10% of the public float of Class AAA Preference Shares, Series II
Brookfield Office Properties Inc. 14-Jan-19 1,000,000 Nil Nil
10% of the public float of Class AAA Preference Shares, Series T
Brookfield Office Properties Inc. 14-Jan-19 888,342 Nil Nil
10% of the public float of Class AAA Preference Shares, Series R
Brookfield Office Properties Inc. 14-Jan-19 129,078 Nil Nil
10% of the public float of Class AAA Preference Shares, Series V
Brookfield Office Properties Inc. 14-Jan-19 124,291 Nil Nil
10% of the public float of Class AAA Preference Shares, Series Y
Brookfield Office Properties Inc. 14-Jan-19 1,200,000 Nil Nil
10% of the public float of Class AAA Preference Shares, Series P
Brookfield Office Properties Inc. 14-Jan-19 188,442 Nil Nil
10% of the public float of Class AAA Preference Shares, Series W
Brookfield Office Properties Inc. 14-Jan-19 1,100,000 Nil Nil
10% of the public float of Class AAA Preference Shares, Series EE
Brookfield Office Properties Inc. 14-Jan-19 1,100,000 Nil Nil
10% of the public float of Class AAA Preference Shares, Series N
Brookfield Property Partners L.P. 17-Aug-18 20,468,827 101,200 101,200
10% of the total public float of Limited Partnership Units
Brookfield
Renewable Partners L.P. 28-Dec-18 9,000,000 Nil Nil
10% Public Float of LP Units
Brookfield Renewable Power
Preferred Equity Inc. 26-Jun-18 411,450 Nil Nil
10% of the public float of each series of Class A Preference Shares
of Class A Preference Shares, Series 5
Brookfield Renewable
Power Preferred Equity Inc. 26-Jun-18 700,000 Nil Nil
10% of the public float of each series of Class A Preference
Shares of Class A Preference Shares, Series 6
Brookfield Renewable
Power Preferred Equity Inc. 26-Jun-18 451,038 Nil Nil
10% of the public float of each series of Class A Preference
Shares of Class A Preference Shares, Series 2
Brookfield Renewable Power
Preferred Equity Inc. 26-Jun-18 996,139 Nil Nil
10% of the public float of each series of Class A Preference
Shares of Class A Preference Shares, Series 3
Brookfield Renewable
Power Preferred Equity Inc. 26-Jun-18 544,887 Nil Nil
10% of the public float of each series of Class A Preference
Shares of Class A Preference Shares, Series 1
* BRP Inc. 30-Mar-18 3,078,999 Nil 2,697,100
10% of Subordinate Voting Shares
BSM Technologies Inc. 26-Dec-18 7,002,017 208,799 208,799
10% of the public float of Common Shares
CAE Inc. 22-Feb-19 5,349,804 19,700 19,700
2% of Unlimited Common Shares
Calian Group Ltd. 22-Nov-18 651,911 Nil Nil
10% of public float of Common Shares
Canaccord Genuity Group Inc. 14-Aug-18 5,675,573 Nil Nil
5% of Common Shares
Canadian High
Income Equity Fund 13-Mar-18 313,700 6,000 183,200
10% of the public float of transferable, redeemable units
Canadian High
Income Equity Fund 13-Mar-19 264,300 15,000 15,000
10% of the public float of transferable, redeemable units
Canadian Imperial
Bank Of Commerce 13-Mar-18 8,000,000 Nil Nil
2% of Common Shares
Canadian National
Railway Company 29-Oct-18 31,000,000 Nil 7,531,518
4.9 of public float of Common Shares
Canadian Natural
Resources Limited 22-May-18 27,931,135 Nil Nil
2.5% of Common Shares
Canadian Pacific
Railway Limited 14-May-18 4,384,062 620,000 3,323,800
approximately 3% of the public float of Common Shares
Canadian Real
Estate Investment Trust 14-Aug-18 3,666,305 Nil 85,191
5% of Trust Units
Canadian Tire
Corporation, Limited 01-Mar-18 6,000,000 8,500 4,228,005
9.4% of the public float of Class A Non-Voting Shares
Canadian Tire
Corporation, Limited 01-Mar-19 5,900,000 213,721 213,721
9.9% of the public float of Class A Non-Voting Shares
Canadian Western Bank 03-Oct-18 1,767,000 Nil Nil
2% of Common Shares
Canfor Corporation 06-Mar-18 6,640,227 Nil 4,179,063
approximately 5% of Common Shares
Canfor Corporation 06-Mar-19 6,439,764 Nil Nil
5% of Common Shares
Canfor Pulp Products Inc. 06-Mar-18 3,332,038 Nil 1,345,125
approximately 5% of Common Shares
Canfor Pulp Products Inc. 06-Mar-19 3,262,941 Nil Nil
5% of Common Shares
Canso Credit Income Fund 16-Jul-18 1,310,810 Nil Nil
10% of the public float of Class A units
Canso Select Opportunities Fund 16-Jul-18 324,507 22,500 47,900
10% of the public float of Class A Units
Capital Power Corporation 20-Feb-19 9,309,476 554,700 776,500
approximately 10% of the public float of common shares
Cara Operations Limited 20-Jun-18 2,009,376 27,437 1,495,443
10% of public float of Subordinate Voting Shares
Cardinal Energy Ltd. 03-Aug-18 10,510,259 Nil Nil
approximately 10% of the public float of common shares
Cascades Inc. 16-Mar-18 946,066 178,830 178,830
1% of Unlimited Common Shares
Cascades Inc. 18-Mar-19 951,641 257,200 257,200
1% of the public float of Unlimited Common Shares
Celestica Inc. 12-Nov-18 10,459,516 765,000 5,887,461
10% of the public float of Subordinate Voting Shares
Cervus Equipment Corporation 22-Aug-18 805,659 Nil 240,428
10% of the public float of common shares
CGI Group Inc. 05-Feb-19 20,595,539 Nil 3,230,450
10% of public float of Class A Subordinate Voting Shares
38 CHAPTER 4 TSX eREVIEW APRIL 2018
EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES
ISSUE NAME OF NOTICES SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE
Chesswood Group Limited 24-Aug-18 1,085,981 70,518 123,130
10% of public float of Common Shares
CI Financial Corp. 17-Jun-18 20,000,000 2,611,160 14,528,083
4.98% of the public float of Common Shares
CIBT Education Group Inc. 13-Dec-18 3,920,117 Nil 54,000
2.55% of issue and outstanding shares of Common Shares
Cineplex Inc. 06-Sep-18 6,308,995 Nil 211,492
10%o f the public float of Common Shares
Clairvest Group Inc. 06-Mar-18 760,627 Nil 31,100
5% of Common Shares
Clairvest Group Inc. 06-Mar-19 760,677 Nil Nil
5% of Common Shares
Clarke Inc. 01-Jun-18 742,243 Nil 290,300
5% of the issued and outstanding of Common Shares
Cogeco Inc. 01-Aug-18 55,000 Nil 125,640
3,7% of issued and oustanding and 9,9% of public float
of Subordinate Voting Shares
Colliers International Group Inc. 17-Jul-18 2,700,000 Nil Nil
approximately 10% of the public float of Subordinate Voting Shares
Cominar Real
Estate Investment Trust 14-Nov-18 17,596,591 Nil 3,440,400
of issued and oustanding of Trust Units
CounterPath Corporation 28-Mar-18 258,613 Nil 73,500
10% of the public float of Common Shares
CounterPath Corporation 28-Mar-19 284,278 Nil Nil
10% of the public float of Common Shares
Crew Energy Inc. 22-May-18 7,491,368 Nil 924,100
5% of Common Shares
CRH Medical Corporation 08-Nov-18 7,120,185 110,500 1,546,600
10% of the public float(maximum) of Common Shares
Crius Energy Trust 28-Mar-19 4,425,557 Nil Nil
10% of the public float of Trust Units
Crosswinds Holdings Inc. 17-Sep-18 460,404 Nil 51,300
5% of Common Shares
Crown Capital Partners Inc. 09-Apr-18 310,000 9,758 80,074
approximately 4.2% of public float of Common Shares
Cymbria Corporation 22-May-18 1,427,994 Nil Nil
2% of Class A Shares
Difference Capital Financial Inc. 30-Jan-19 $2,868,600 Nil Nil
10% of the public float of 8% Convertible Unsecured
Subordinated Debentures
Difference Capital Financial Inc. 30-Jan-19 301,251 Nil Nil
10% of the public float of Common Shares
Dollarama Inc. 18-Jun-18 5,680,390 Nil 4,417,300
5% of the issued and outstanding of Common Shares
Dream Hard Asset
Alternatives Trust 14-Jan-19 6,273,601 65,100 228,372
10% of the public float of Units
Dream Office Real
Estate Investment Trust 14-Aug-18 7,197,095 Nil 7,197,095
10% of the public float of Trust Units
DREAM Unlimited Corp. 19-Sep-18 7,165,062 305,800 305,800
10% of the public float of Class A Subordinate Voting Shares
Dundee Corporation 27-Jun-18 4,387,222 Nil Nil
10% of public float of Class A Subordinate Voting Shares
Dundee Precious Metals Inc. 15-May-18 8,900,000 Nil Nil
Approximately 5% of Common Shares
Eclipse Residential Mortgage
Investment Corporation 30-Jan-19 308,400 Nil Nil
10% of the public float of Common Shares
ECN Capital Corp. 04-Jul-18 36,999,219 Nil 26,694,614
10% of the public float of Common Shares
Element Fleet Management Corp. 11-Jun-18 38,582,483 Nil 9,014,600
10% of the public float of Common Shares
Element Fleet Management Corp. 20-Aug-18 $34,448,500 Nil Nil
10% of the public float of 5.125% Extendible Convertible
Unsecured Subordinated Debentures
Element Fleet Management Corp. 20-Aug-18 454,700 Nil Nil
10% of the public float of 6.60% Cumulative 5-Year Rate Reset
Preferred Shares, Series A
Element Fleet Management Corp. 20-Aug-18 527,090 Nil Nil
10% of the public float of 6.40% Cumulative 5-Year Rate Reset
Preferred Shares, Series E
Element Fleet
Management Corp. 20-Aug-18 596,700 Nil Nil
10% of the public float of 5.75% Cumulative 5-Year Minimum Rate
Reset Preferred Shares, Series 1
Element Fleet
Management Corp. 20-Aug-18 511,580 Nil Nil
10% of the public float of 6.50% Cumulative 5-Year Rate Reset
Preferred Shares, Series C
Element Fleet
Management Corp. 20-Aug-18 690,000 Nil Nil
10% of the public float of 6.50% Cumulative 5-Year Rate Reset
Preferred Shares, Series G
Element Fleet
Management Corp. 20-Aug-18 $57,500,000 Nil Nil
10% of the public float of 4.25% Extendible Convertible
Unsecured Subordinated Debentures
Encana Corporation 27-Feb-19 35,000,000 10,000,000 10,000,000
approximately 3.6% of Common Shares
Enercare Inc. 26-Nov-18 10,492,961 Nil Nil
10% of the public float of common shares
Energy Credit
Opportunities Income Fund 20-Jul-18 280,725 Nil 8,500
10% of Class A Units
Energy Credit
Opportunities Income Fund 20-Jul-18 52,699 Nil 1,800
10% of Class U Units
Enerplus Corporation 25-Mar-19 17,095,598 Nil Nil
approximately 7% of the public float of common shares
Enghouse Systems Limited 25-Apr-18 1,882,016 Nil Nil
10% of the public float of Common Shares
Enterprise Group, Inc. 11-Jun-18 2,782,619 Nil Nil
5% of Common Shares
Epsilon Energy Ltd. 28-Feb-19 2,752,285 28,802 28,802
approximately 5% of common shares
Espial Group Inc. 24-Aug-18 3,502,141 Nil 353,400
10% of public float of common shares
European Dividend Growth Fund 31-Jul-18 460,000 37,900 180,300
10% of public float of Units
European Focused
Dividend Fund 13-Dec-18 850,000 85,000 212,900
10% of the public float of Trust units
Exchange Income Corporation 04-Feb-19 1,566,827 Nil Nil
5% of common shares
Exco Technologies Limited 15-Feb-19 1,000,000 Nil Nil
10% of the public float of Common Shares
Extendicare Inc. 14-Jan-19 8,770,000 351,352 351,352
10% of the public float of Common Shares
Fairfax Financial
Holdings Limited 27-Sep-18 256,704 Nil Nil
10% of the public float of Cumulative Floating Rate Preferred Shares,
Series H
Fairfax Financial
Holdings Limited 27-Sep-18 601,538 Nil Nil
10% of the public float of Cumulative 5-Year Rate Reset
Preferred Shares, Series C
Fairfax Financial
Holdings Limited 27-Sep-18 743,295 Nil Nil
10% of the public float of 5-Year Rate Reset Preferred Shares, Series G
Fairfax Financial
Holdings Limited 27-Sep-18 2,672,504 58,034 316,933
10% of the public float of Subordinate Voting Shares
Fairfax Financial
Holdings Limited 27-Sep-18 357,204 Nil Nil
10% of the public float of Cumulative Floating Rate
Preferrred Shares, Series F
Fairfax Financial
Holdings Limited 27-Sep-18 920,000 Nil Nil
10% of the public float of Cumulative 5-Year Rate Reset
Preferred Shares, Series M
Fairfax Financial
Holdings Limited 27-Sep-18 1,046,555 Nil Nil
10% of the public float of Cumulative 5-Year Rate Reset
Preferred Shares, Series I
Fairfax Financial
Holdings Limited 27-Sep-18 344,116 Nil Nil
10% of the public float of Cumulative Floating Rate Preferred Shares,
Series D
TSX eREVIEW APRIL 2018 CHAPTER 4 39
EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES
ISSUE NAME OF NOTICES SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE
Fairfax Financial
Holdings Limited 27-Sep-18 950,000 Nil Nil
10% of the public float of Cumulative 5-Year Rate Reset
Preferred Shares, Series K
Fairfax Financial
Holdings Limited 27-Sep-18 153,444 Nil Nil
10% of the public float of Cumulative Floating Rate
Preferred Shares, Series J
Fairfax Financial
Holdings Limited 27-Sep-18 396,713 Nil Nil
10% of the public float of Cumulative 5-Year Rate Reset
Preferred Shares, Series E
Fairfax India
Holdings Corporation 05-Oct-18 3,500,000 Nil 1,900
4.3% of the Public Float of Subordinate Voting Shares
Finning International Inc. 10-May-18 5,000,000 Nil Nil
approximately 3% of public float of Common Shares
First Majestic Silver Corp. 20-Mar-18 8,249,204 Nil 230,000
5% of Common Shares
First Majestic Silver Corp. 20-Mar-19 8,286,401 Nil Nil
5% of i/o of Common Shares
FirstService Corporation 23-Aug-18 3,100,000 Nil 211,783
10% of the public float of Subordinate Voting Shares
Flaherty & Crumrine Investment
Grade Fixed Income Fund 28-Dec-18 770,752 13,600 104,000
10% of the public float of Transferable, Redeemable Units
Foraco International SA 15-Oct-18 1,000,000 12,500 52,000
1.1% of Common Shares
Gamehost Inc. 24-Apr-18 750,000 93,900 216,250
5.1% of the public float of Common Shares
Genesis Land Development Corp. 11-Sep-18 2,163,022 Nil Nil
5% of the issued and outstanding shares of Common Shares
Genworth MI Canada Inc. 04-May-18 4,597,385 Nil 1,114,260
5% of Common Shares
George Weston Limited 19-May-18 6,395,185 Nil 358,803
5% of Common Shares
Gildan Activewear Inc. 26-Feb-19 10,960,391 Nil Nil
5% of issued and oustanding of Common Shares
Global Dividend
Growers Income Fund 24-May-18 764,884 5,100 50,400
10% of the public float of Trust Units
Global Healthcare
Income & Growth ETF 16-Oct-18 518,100 Nil 69,400
approximately 10% of the public float of Units
Global Real Estate
Dividend Growers Corp. 20-Aug-18 748,909 3,700 29,300
10% of public float of Equity Shares
Globalance Dividend
Growers Corp. 05-Nov-18 273,915 1,600 17,500
10% of the public float of Equity Shares
Globex Mining Enterprises Inc. 11-Mar-19 1,000,000 Nil Nil
2.15% of the public float of Common Shares
Gluskin Sheff + Associates Inc. 14-Feb-19 2,782,596 Nil Nil
10% of the public float of common shares
GMP Capital Inc. 28-Apr-18 5,306,499 199,682 3,515,064
10% of the public float of Common Shares
goeasy Ltd. 26-Jun-18 300,000 Nil Nil
4% of public float of Common Shares
Goldman Sachs U.S.
Income Builder Trust 13-Jul-18 211,300 Nil 110,500
10% of Class A Units
GoldMoney Inc. 06-Mar-19 3,000,000 20,000 20,000
5% of Common Shares
Gran Colombia Gold Corp. 20-Jul-18 $5,246,278 Nil $731,000
10% of the public float of Senior Secured Convertible
Debentures due 2020
Gran Tierra Energy Inc. 11-Mar-19 19,269,732 Nil Nil
approximately 5% of common shares
Granite Real Estate
Investment Trust 15-May-18 4,118,757 170,968 1,277,175
10% of the public float of Stapled Units
Great Canadian
Gaming Corporation 14-Mar-18 3,995,203 Nil 859,450
approximately 10% of the public float of Common Shares
Great-West Lifeco Inc. 14-Jan-19 20,000,000 258,500 525,720
2% of Common Shares
Guardian Capital Group Limited 20-Nov-18 173,437 Nil 124,829
5% of Common Shares
Guardian Capital Group Limited 20-Nov-18 1,912,482 Nil 886,300
10% of the public float of Class A Non-voting Shares
H&R Real Estate
Investment Trust 14-Aug-18 15,000,000 213,740 4,365,140
5.28% of the public float of Stapled Units
Healthcare Leaders Income ETF 27-Jul-18 623,418 Nil Nil
10% of the public float of Class A Units
Healthcare Special
Opportunities Fund 27-Jul-18 623,418 Nil 11,900
10% of Class A Units
High Arctic Energy Services Inc. 18-Sep-18 2,902,733 267,008 270,408
approximately 10% of the public float of common shares
High Liner Foods Incorporated 01-Feb-19 1,917,100 Nil Nil
10% of public float of Common Shares
HNZ Group Inc. 28-Aug-18 388,810 Nil Nil
3% of issued and oustanding of Common and Variable Voting Shares
Holloway Lodging Corporation 16-Aug-18 943,713 Nil 537,400
5% of Common Shares
Holloway Lodging Corporation 14-Jan-19 $3,410,500 Nil Nil
10% of the public float of 7.50% Series C Convertible Unsecured
Subordinated Debentures
Holloway Lodging Corporation 14-Jan-19 $4,962,000 Nil Nil
10% of the public float of 6.25% Series B Convertible Unsecured
Subordinated Debentures
IGM Financial Inc. 19-Mar-18 12,028,002 Nil Nil
5% of Common Shares
Imperial Metals Corporation 25-Mar-19 525,864 Nil Nil
0.45% of issued and outstanding of Common Shares
Imperial Oil Limited 26-Jun-18 25,395,927 4,061,321 20,277,924
3% of Common Shares
Innergex Renewable Energy Inc. 16-Aug-18 2,000,000 Nil 753,294
1.85% of issued and oustanding of Common Shares
InPlay Oil Corp. 15-Jun-18 1,559,904 Nil 342,600
2.5% of common shares
Integrated Asset
Management Corp. 23-May-18 1,397,715 Nil 538,500
5% of Common Shares
Interfor Corporation 06-Mar-18 3,500,000 Nil Nil
approximately 5% of Common Shares
Interfor Corporation 06-Mar-19 3,500,000 Nil Nil
approximately 5% of Common Shares
Intertape Polymer Group Inc. 16-Jul-18 4,000,000 Nil 487,300
7.12% of public float of Common Shares
Intrinsyc
Technologies Corporation 03-Oct-18 500,000 70,000 194,600
2.36% of Common Shares
Iron Bridge Resources Inc. 19-Nov-18 12,000,000 Nil 1,769,874
approximately 9% of the public float of common shares
Journey Energy Inc. 18-Jun-18 2,522,292 Nil 13,970,402
10% of public float of common shares
Just Energy Group Inc. 16-Mar-18 9,655,649 Nil 1,677,827
10% of the public float of Common Shares
Just Energy Group Inc. 16-Mar-18 $9,999,100 Nil Nil
10% of the public float of 5.75% Convertible Unsecured
Subordinated Debentures
Just Energy Group Inc. 18-Mar-19 9,733,947 Nil Nil
10% of the public float of Common Shares
Just Energy Group Inc. 18-Mar-19 $16,000,000 Nil Nil
10% of the publif float of 6.75% convertible unsecured senior
subordinated debentures
Kirkland Lake Gold Ltd. 16-May-18 15,186,571 69,400 5,512,800
10% of the public float of Common Shares
Limited Duration Investment
Grade Preferred Securities Fund 06-Jul-18 205,830 Nil 45,100
10% of the public float of redeemable, transferable Class A Units
Limited Duration Investment
Grade Preferred Securities Fund 11-Sep-18 9,322 Nil Nil
10% of the public float of Class U Units
Loblaw Companies Limited 27-Apr-18 21,016,472 2,535,127 20,937,061
10% of the public float of Common Shares
Logistec Corporation 25-Oct-18 370,496 Nil 2,000
of issued and oustanding of Class A Common Shares
40 CHAPTER 4 TSX eREVIEW APRIL 2018
EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES
ISSUE NAME OF NOTICES SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE
Logistec Corporation 25-Oct-18 255,997 Nil 7,800
of issued and oustanding of Class B Subordinate Voting Shares
Magna International Inc. 14-Nov-18 35,800,000 1,867,203 4,878,869
approximately 10% of the public float of Common Shares
Mainstreet Equity Corp. 31-May-18 479,437 Nil 28,280
10% of the public float of common shares
Manulife Floating
Rate Senior Loan Fund 11-Jul-18 1,412,612 Nil Nil
10% of the public float of Class A Units
Manulife U.S.
Regional Bank Trust 14-Sep-18 623,337 Nil Nil
10% of the public float of Class A Units
Maple Leaf Foods Inc. 22-May-18 8,200,000 253,300 3,000,000
10% of the public float of Common Shares
MBN Corporation 22-Sep-18 295,683 21,000 56,400
10% of the public float of Equity Shares
* McCoy Global Inc. 23-May-18 1,385,212 22,400 42,400
5% of Common Shares
Mediagrif Interactive
Technologies Inc. 14-Aug-18 250,000 Nil 41,300
1.68% of issued and outstanding of Common shares
Medical Facilities Corporation 15-May-18 620,918 Nil 95,600
2% of Common Shares
Melcor Developments Ltd. 30-Mar-18 1,667,704 Nil Nil
5% of Common Shares
Melcor Developments Ltd. 30-Mar-19 1,669,782 Nil Nil
5% of Common Shares
Methanex Corporation 12-Mar-18 2,422,358 Nil 2,322,358
approximately 3.9% of the public float of Common Shares
Methanex Corporation 12-Mar-19 6,590,095 650,000 650,000
10% of the public float of Common Shares
Middlefield Can-Global
REIT Income Fund 27-Dec-18 299,910 1,500 4,000
10% of the public float of Units
Middlefield Healthcare &
Life Sciences Dividend Fund 03-Aug-18 1,016,000 99,700 868,500
10% of the public float of Trust Units
Middlefield Healthcare &
Wellness Dividend Fund 06-Nov-18 1,078,551 42,100 375,100
10% of public float of Trust Units
MINT Income Fund 24-May-18 2,849,753 22,200 293,900
10% of public float of Trust Units
Mitel Networks Corporation 08-Mar-18 7,816,574 Nil 4,950,979
10% of Public Float of Common Shares
Morguard Corporation 21-Sep-18 592,415 20,750 391,993
5% of Common Shares
Morguard North American
Residential Real
Estate Investment Trust 20-Dec-18 2,552,924 Nil Nil
10% of the public float of Units
Morguard North American
Residential Real
Estate Investment Trust 20-Dec-18 $5,500,000 Nil Nil
10% of the public float of 4.65% Convertible Unsecured
Subordinated Debentures
Morguard Real
Estate Investment Trust 06-Feb-19 $11,500,000 Nil Nil
10% of the public float of 4.50% Convertible Unsecured
Subordinated Debentures
Morguard Real Estate
Investment Trust 06-Feb-19 3,034,586 Nil Nil
5% of Trust Units
National Bank of Canada 04-Jun-18 6,000,000 1,500,000 5,000,000
1,76% of the issued and outstanding of Common Shares
Neo Performance Materials Inc. 20-Mar-19 1,996,078 16,600 16,600
5% of Common Shares
Newfoundland Capital
Corporation Limited 03-Jul-18 75,386 Nil Nil
2% of issued and oustanding of Class B Multiple Voting Shares
Newfoundland Capital
Corporation Limited 03-Jul-18 1,090,116 165,000 304,100
5% of issued and outstanding of Class A Subordinate Voting Shares
NexC Partners Corp. 18-Apr-18 195,027 Nil 30,800
10% of the public float of Class A Shares
NexJ Systems Inc. 23-Aug-18 1,000,000 11,700 158,048
approximately 4.7% of Common Shares
Norbord Inc. 02-Nov-18 5,142,773 Nil Nil
5% of Common Shares
North American
Construction Group Ltd. 13-Aug-18 2,424,333 167,785 1,487,547
10% of the public float of Common Shares
Nutrien Ltd. 22-Feb-19 32,209,923 7,838,411 9,321,587
5% of Common Shares
Nuvo Pharmaceuticals Inc. 03-Dec-18 919,819 Nil Nil
10% of the public float of Common Shares
OCP Credit Strategy Fund 17-Jul-18 1,399,408 Nil Nil
10% of the public float of trust units
OCP Senior Credit Fund 17-Jul-18 1,206,894 Nil Nil
10% of the public float of Trust Units
ONEX Corporation 17-Apr-18 8,391,232 Nil 709,489
10% of the public float of Subordinate Voting Shares
Osisko Gold Royalties Ltd 10-Dec-18 10,567,441 Nil 513,990
10% of public float of Common Shares
Osisko Mining Inc. 28-Dec-18 15,204,587 Nil Nil
10% of the public float of common shares
Paramount Resources Ltd. 21-Dec-18 7,497,530 Nil 1,454,100
approximately 10% of the public float of Class A Common Shares
Parex Resources Inc. 12-Sep-18 7,726,077 547,500 1,405,990
5% of Common Shares
Pathfinder Income Fund 13-Dec-18 346,186 Nil 8,000
10% of public float of Trust Units
Peyto Exploration &
Development Corp. 21-Jan-19 12,158,897 Nil Nil
approximately 10% of the public float of Common Shares
PFB Corporation 09-Jan-19 50,000 Nil Nil
approximately 0.74% of Common Shares
PHX Energy Services Corp. 25-Jun-18 2,929,494 125,000 317,000
5% of common shares
Pivot Technology Solutions, Inc. 21-Jun-18 3,820,852 Nil 380,800
10% of public float of Common Shares
Points International Ltd. 13-Aug-18 743,468 Nil 458,375
5% of Common Shares
Prairie Provident Resources Inc. 30-Nov-18 4,900,000 Nil 15,000
approximately 9.8% of the public float of common shares
PrairieSky Royalty Ltd. 03-May-18 1,600,000 Nil 1,429,600
1% of public float of common shares
Premier Gold Mines Limited 24-Jul-18 19,599,646 Nil Nil
10% of the public float of Common Shares
Pulse Seismic Inc. 20-Dec-18 3,053,815 Nil 232,600
approximately 10% of the public float of Common Shares
Quebecor Inc. 14-Aug-18 3,874,584 Nil Nil
5% of issued and outstanding of Class A Multiple Voting Shares
Quebecor Inc. 14-Aug-18 8,489,776 1,135,200 5,075,700
5% of issued and oustanding of Class B Subordinate Voting Shares
REIT INDEXPLUS Income Fund 24-May-18 508,499 5,900 33,500
10% of the public float of Trust Units
Reitmans (Canada) Limited 18-Dec-18 3,282,764 Nil Nil
10% of the public float of Class A Non-voting Shares
Restaurant Brands
International Inc. 07-Aug-18 19,215,980 368 3,053
10% of the public float of Common Shares
Richards Packaging
Income Fund 13-Mar-18 200,000 Nil Nil
2% of Units
Richards Packaging
Income Fund 13-Mar-19 500,000 Nil Nil
5% of Units
Richelieu Hardware Ltd. 13-Dec-18 1,500,000 Nil Nil
2.6% of issued and oustanding of Common Shares
RioCan Real
Estate Investment Trust 19-Oct-18 32,520,207 2,169,489 9,785,599
10% of the public float of Trust Units
Royal Bank of Canada 26-Feb-19 30,000,000 1,625,800 1,625,800
2.1% of Common Shares
Sandstorm Gold Ltd. 04-Apr-18 7,597,730 Nil 2,036,466
5% of Common Shares
Saputo Inc. 16-Nov-18 8,000,000 Nil Nil
2% of issued and oustanding of Common Shares
TSX eREVIEW APRIL 2018 CHAPTER 4 41
EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES
ISSUE NAME OF NOTICES SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE
Senvest Capital Inc. 13-Aug-18 82,000 Nil 37,500
2.97% of issued and outstanding of Common Shares
Silvercorp Metals Inc. 26-Nov-18 8,409,712 Nil 1,717,100
approximately 5% of the public float of Common Shares
Slate Office REIT 01-Mar-18 3,890,593 Nil Nil
10.0% of the public float of Trust Units
Slate Retail REIT 25-May-18 3,439,570 209,711 322,843
10% of the public float of Class U Units
Sleep Country
Canada Holdings Inc. 06-Dec-18 1,600,000 Nil 641,326
approximately 4.5% of the public float of Common Shares
SNC-Lavalin Group Inc. 05-Jun-18 1,500,000 Nil Nil
1% of the issued and outstanding of Common Shares
Soundvest Split Trust 23-Oct-18 137,319 Nil 800
7.50% of the public float of Preferred Securities
Soundvest Split Trust 23-Oct-18 137,319 Nil 800
10% of the public float of Capital Units
Spartan Energy Corp. 23-Aug-18 8,780,148 Nil Nil
approximately 5% of common shares
Sprott Inc. 14-Nov-18 12,188,761 Nil Nil
approximately 5% of Common Shares
Stantec Inc. 13-Nov-18 2,278,747 184,224 279,686
approximately 2% of Common Shares
Strad Energy Services Ltd. 13-Sep-18 3,000,637 1,046,220 1,168,020
5% of Class A shares
Street Capital Group Inc. 22-Mar-18 2,430,636 Nil Nil
2% of Common Shares
Student Transportation Inc. 17-May-18 9,225,542 Nil 29,700
10% of the public float of Common Shares
Sun Life Financial Inc. 13-Aug-18 11,500,000 1,878,721 6,648,058
1.9% of Common Shares
Suncor Energy Inc. 01-May-18 50,079,795 4,172,017 42,152,545
approximately 3% of common shares
Supremex Inc. 02-Aug-18 500,000 Nil 77,142
5% of issued and outstanding of Common Shares
* Surge Energy Inc. 22-Feb-19 11,653,475 1,344,496 2,019,497
approximately 5% of common shares
Symphony Floating
Rate Senior Loan Fund 20-Nov-18 1,127,700 41,200 122,200
10% of the public float of Class A Units
Taylor North American
Equity Opportunities Fund 29-Jun-18 201,300 16,000 139,000
10% of the public float of Units
Tech Leaders Income ETF 25-Jun-18 393,000 Nil 222,100
10% of the public float of Units
Teck Resources Limited 09-Oct-18 20,000,000 614,094 7,483,388
3.5% of the outstanding Class B shares of Class B
Subordinate Voting Shares
TELUS Corporation 12-Nov-18 8,000,000 Nil Nil
1.35% of the public float of Common
Temple Hotels Inc. 14-Mar-19 1,263,495 Nil Nil
approximately 5% of Common Shares
Temple Hotels Inc. 14-Mar-19 $4,183,800 Nil Nil
approximately 10% of the public float of 7.25% Series E
Convertible Redeemable Unsecured Subordinated Debenture
TerraVest Industries Inc. 03-Jul-18 $1,802,900 Nil $286,000
10% of public float of 7.00% convertible unsecured
subordinated debentures
* TerraVest Industries Inc. 01-Feb-19 913,256 Nil 5,600
approximately 5% of common shares
TFI International Inc. 01-Oct-18 6,000,000 882,768 2,065,764
10% of public float of Common shares
Thomson Reuters Corporation 29-May-18 36,000,000 Nil 11,480,111
5% of Common Shares,With New Deposit Receip
Toromont Industries Ltd. 30-Aug-18 6,684,592 Nil Nil
10% of the public float of Common Shares
Toronto-Dominion Bank (The) 20-Mar-18 35,000,000 Nil 22,980,000
approximately 1.1% of Common Shares
Toscana Energy
Income Corporation 22-May-18 609,096 5,656 218,328
10% of public float of common shares
Total Energy Services Inc. 01-Oct-18 500,000 Nil Nil
approximately 1% of common shares
TransAlta Corporation 13-Mar-19 14,000,000 374,900 374,900
approximately 4.87% of Common Shares
Transcontinental Inc. 16-Apr-18 442,349 Nil Nil
3.16% of Class B Multiple Voting Shares
Transcontinental Inc. 16-Apr-18 2,000,000 Nil 529,610
3.16% of Class A Subordinate Voting Shares
Tree Island Steel Ltd. 20-Sep-18 1,500,000 Nil Nil
10% of the public float of Common Shares
Trez Capital Mortgage
Investment Corporation 18-May-18 1,210,345 28,940 530,890
10% of the public float of Class A Shares
Trez Capital Senior Mortgage
Investment Corporation 18-May-18 746,066 Nil 167,520
10% of the public float of Class A Shares
Trican Well Service Ltd. 02-Oct-18 34,274,375 2,834,400 16,107,089
10% of the public float of Common Shares
Tricon Capital Group Inc. 05-Oct-18 2,700,000 Nil 1,414,831
2% of Common Shares
Trinidad Drilling Ltd. 27-Sep-18 23,032,913 Nil Nil
10% of the Public Float of common shares
True North Commercial
Real Estate Investment Trust 07-Dec-18 100,000 Nil Nil
approximately 0.27% of Units
TWC Enterprises Limited 19-Sep-18 1,367,277 Nil Nil
5% of Common Shares
Urbana Corporation 30-Aug-18 3,965,762 Nil Nil
10% of the public float of Non-Voting Class A Shares
Vecima Networks Inc. 29-Nov-18 600,000 20,334 62,736
approximately 2.7% of the issued and outstanding of Common Shares
Velan Inc. 30-Oct-18 151,549 Nil 4,600
of issued and oustanding of Subordinate Voting Shares
VersaBank 29-Oct-18 435,000 Nil Nil
3.2% of the public float of Common Shares
Waste Connections, Inc. 07-Aug-18 13,181,806 Nil 594,474
5% of Common Shares
West Fraser Timber Co. Ltd. 18-Sep-18 3,794,375 468,389 619,183
5% of Common Shares
Western Forest Products Inc. 07-Aug-18 19,778,383 623,435 1,702,435
approximately 5% of Common Shares
* WesternOne Inc. 11-Dec-18 1,077,154 59,200 441,600
10% of the public float of common shares
WestJet Airlines Ltd. 02-Aug-18 5,856,671 Nil 3,330,425
approximately 5% of variable voting and common voting shares
Westshore Terminals
Investment Corporation 10-Apr-18 3,663,857 343,051 2,889,154
approximately 5% of Common Shares
Whitecap Resources Inc. 16-May-18 18,457,076 Nil 2,502,322
5% of common shares
* Xtra-Gold Resources Corp. 10-Jan-19 4,000,000 142,500 224,500
10% of the public float of Common Shares
ZCL Composites Inc. 30-Mar-18 1,500,000 Nil 290,500
approximately 4.8% of Common Shares
REPORTED PURCHASES INCLUDE ALL PURCHASES ON ANY EXCHANGE
* BRP Inc. purchased 276,500 Subordinate Voting Shares in September 2017 and 178,200 Subordinate Voting Shares in
October 2017, not previously reported.
* BMTC Group Inc. purchased 45,600 common shares in January 2018 instead of 44,600 common shares, as previously re -
ported.
* McCoy Global Inc. purchased 8,400 common shares in June, 2017, not previously reported.
*Sun Life Financial Inc. purchased 1,227,170 common shares in February, 2018 and not 1,080,000 shares as previously
reported.
* Surge Energy Inc. purchased 675,001 common shares in February, 2018 and not 496,534 shares as previously reported.
* TerraVest Industries Inc. purchased $206,000 of 7.00% convertible unsecured subordinated debentures (the “Deben -
tures”) in November, 2017; $52,000 of Debentures in December, 2017; and $28,000 of Debentures in February, 2018, not
previously reported. The company also purchased 5,600 common shares in February, 2018, not previously reported.
* WesternOne Inc. purchased 271,300 common shares in February, 2018, not previously reported.
* Xtra-Gold Resources Corp. purchased 82,000 common shares in February, 2018 and not 77,000 shares as previously re -
ported.
42 CHAPTER 4 TSX eREVIEW APRIL 2018
EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES
ISSUE NAME OF NOTICES SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE
DIVIDEND HIGHLIGHTS
During April the following companies made declarations of dividends affecting
their indicated rate. The rate used here is a projected annual rate based on past
practices of the company paying dividends, and on current information.
Number of listed companies 1,513
Number of listed issues 2,165
Number of listed dividend paying companies 1,139
Number of issues of listed dividend paying companies 1,611
Number Of Declarations Companies Issues
April 2018 457 690
March 2018 686 948
April 2017 443 659
Increase In Indicated Rate
Previous New
Rate $ Rate $ Effective
Badger Daylighting 0.456 0.54 May 15
EnerCare Inc. 0.96 0.9984 Apr 30
Imperial Oil Ltd. 0.64 0.76 Jul 01
Vermilion Energy Inc. 2.58 2.76 May 15
Extra Declared
Extra
Paid ($) Effective
Jean Coutu Group SV 0.0557 May 10
Initial Since Issuance Of Incorporation
How Rate
Paid ($) Effective
Artis REIT Ser I Pr QU 1.50 Apr 30
Dynamic iShare Active Fltg M 0.468 Apr 30
Exemplar Invest Ser Un M 0.60 May 15
Harvest Bk&Bldg ETF Un M 1.0992 May 15
Harvest Euro Leader A UN M 0.9996 May 15
Purpose Mlt-Asset IncmETF M 1.008 May 07
Purpose Stgy Yld ETF Un M 1.164 May 07
Dividend Payments Resumed
Rate($) Effective
Brompton Oil Split A M 1.20 May 14
Dividend Omitted
Effective
Nevsun Resources J April
Trez Cap Mtg Invest Class A May
LEGEND: A - U.S. Funds; AN - Annual; E - Japanese Yen; NZ - New Zealand
Currency; P - Paid in latest 12 months; QU - Quarterly; SA - Semi Annual; B -
Bi-Monthly; IN - Interim; X - Extra; * - Adjusted for stock split; V - Variable; R -
Arrears; M - Monthly; C - Australian Currency; I - Euro Currency; N - Cash &
Stock; Y - Stock.
TSX eREVIEW APRIL 2018 CHAPTER 4 43
Net Income Earnings Per Share
COMPANY NAME PERIOD ENDED 2018 2017 2018 2017
Avalon Advanced Materials Inc. 6 mo Feb 28 1,770,886 L 1,208,835 L 0.01 L 0.01 L
Becker Milk Company Ltd. (The) 9 mo Jan 31 1,103,368 348,308 0.61 0.19
Brick Brewing Co Ltd. Year Jan 31 2,602,467 3,996,812 0.07 0.11
BRP Inc. Year Jan 31 274,200,000 257,200,000 2.56 2.28
Cogeco Communications Inc. 6 mo Feb 28 215,356,000 151,687,000 4.37 3.09
Cogeco Inc. 6 mo Feb 28 75,499,000 56,630,000 4.60 3.39
Corus Entertnmnt B 6 mo Feb 28 117,715,000 96,027,000 0.57 0.48
Corvus Gold Inc. 9 mo Feb 28 7,113,643 L 4,829,427 L 0.07 L 0.05 L
CounterPath Corporation 9 mo Jan 31 1,772,042 L,US 1,610,071 L,US 0.33 L,US 0.35 L,US
Currency Exchange International, Corp. 3 mo Jan 31 316,148 US 85,776 L,US 0.05 US 0.01 L,US
Descartes Systems Group Inc. (The) Year Jan 31 26,879,000 US 23,838,000 US 0.35 US 0.31 US
Dollarama Inc. 52 wk Jan 28 519,410,000 445,636,000 4.61 3.75
Empire Company Ltd. 9 mo Feb 3 88,500,000 129,000,000 0.33 0.48
Enghouse Systems Limited 3 mo Jan 31 6,813,000 11,733,000 0.25 0.44
Evertz Technologies Limited 9 mo Jan 31 44,896,000 48,613,000 0.59 0.65
Goodfood Market Corp. 6 mo Feb 28 4,914,437 L 4,879,302 L 0.10 L 0.20 L
INSCAPE Corporation 9 mo Jan 31 1,796,000 1,915,000 0.12 0.13
Major Drilling Group International Inc. 9 mo Jan 31 18,106,000 L 33,833,000 L 0.23 L 0.42 L
MTY Food Group Inc. 3 mo Feb 28 45,332,000 2,015,000 2.12 0.09
North West Company Inc. (The) Year Jan 31 69,093,000 77,076,000 1.42 1.59
Northcliff Res Ltd J 3 mo Jan 31 366,247 L 392,372 L 0.00 0.00
Opsens Inc. 6 mo Feb 28 2,202,783 L 3,542,250 L 0.03 L 0.05 L
Postmedia Ntwrk C J 6 mo Feb 28 4,521,000 8,618,000 L 0.05 0.06 L,A
Postmedia Ntwrk VV J 6 mo Feb 28 4,521,000 8,618,000 L 0.05 0.06 L,A
Reitman’s Canada Year Feb 3 16,311,000 L 10,932,000 0.26 L 0.17
Resverlogix Corp. 9 mo Jan 31 50,103,000 L,US 34,640,000 L,US 0.40 L,US 0.33 L,US
Richelieu Hardware Ltd 3 mo Feb 28 12,704,000 11,998,000 0.22 0.21
Shaw Communications Inc. 6 mo Feb 28 50,000,000 L 237,000,000 0.11 L 0.48
Silver Bull Resources, Inc. 3 mo Jan 31 2,136,578 L,US 583,458 L,A,US 0.01 L,US 0.00 US
Tanzanian Royalty Exploration Corporation 6 mo Feb 28 3,046,850 L 3,401,083 L 0.03 L 0.03 L
Theratechnologies Inc. 3 mo Feb 28 2,627,000 L 2,243,000 L 0.04 L 0.03 L
Transat A.T. V & VV 3 mo Jan 31 6,588,000 L 32,073,000 L 0.18 L 0.87 L
TECSYS Inc. 9 mo Jan 31 2,147,000 1,222,000 0.17 0.10
Uranium Participation Corporation Year Feb 28 37,261,000 L 206,034,000 L 0.30 L 1.75 L
Net Income Earnings Per Share
COMPANY NAME PERIOD ENDED 2017 2016 2017 2016
Acasta Entrpr Cl B Year Dec 31 413,066,000 L 36,008,778 L 4.65 L 3.85 L
Accord Financial Corp. Year Dec 31 6,010,003 6,566,452 0.72 0.79
Acerus Pharmaceuticals Corporation Year Dec 31 8,714,000 L,US 11,119,000 US 0.04 L,US 0.05 US
44 CHAPTER 4 TSX eREVIEW APRIL 2018
Earnings of Listed Companies
A Adjusted; ADS American Depository Shares; AML Amalgamation; AU Australia Dollar; CS Cash at end of period; CSD Cash deficiency at end
of period; DIL Fully diluted E.P.S.; F Fiscal year end change; G Including extraordinary items; H Excluding extraordinary items; K Net statutory
earnings attributable to non-participating; L Net loss; M Including unusual items; N. Excluding unusual items; NA Not available; P
Preliminary; PF Pro forma; R Restated; ROG Reorganization; S Split; U Trust or Partnership Units; WC Working capital; WCD Working capital
deficiency; US U.S. Dollar; B British pound; EU Euro; X = L,A,US,S; Z = PF,A,US
For further information contact TSX Markets – Svetlana Belkina 416-947-4761.
Earnings appearing here were reported in APRIL.
Akumin Inc. J Year Dec 31 6,348,549 L,US 1,986,369 L,US 0.27 L,US 0.09 L,US
Aecon Group Inc. Year Dec 31 28,176,000 46,757,000 0.48 0.82
Ag Growth International Inc. Year Dec 31 35,196,000 19,306,000 2.21 1.31
Agnico Eagle Mines Limited Year Dec 31 243,887,000 US 158,824,000 US 1.06 US 0.71 US
Airboss of America Corp. Year Dec 31 12,632,000 US 13,822,000 US 0.55 US 0.60 US
Akita Drill Cl A NV Year Dec 31 39,177,000 L 5,329,000 2.18 L 0.30
Akita Drilling Cl B Year Dec 31 39,177,000 L 5,329,000 2.18 L 0.30
Alaris Royalty Corp. Year Dec 31 11,882,000 66,553,379 0.33 1.83
Alexco Resource Corp. Year Dec 31 7,648,000 L 4,359,000 L 0.08 L 0.05 L
Algoma Central Corporation Year Dec 31 56,195,000 33,315,000 1.44 0.85 A
Altius Minerals Corporation Year Dec 31 18,221,000 F N/A 0.42 F N/A
Americas Silver J Year Dec 31 3,466,000 L,US 5,207,000 L,US 0.09 L,US 0.15 L,US
Anaconda Mining Inc. Year Dec 31 904,635 F N/A 0.01 F N/A
Aralez Pharmaceuticals Inc. Year Dec 31 125,205,000 L,US 102,978,000 L,US 1.89 L,US 1.67 L,US
Argex Titanium Inc. Year Dec 31 4,901,073 L 6,565,522 L 0.02 L 0.04 L
Arizona Mining Inc. Year Dec 31 6,054,000 L,US 3,128,158 L,US 0.02 L,US 0.02 L,US
Artis REIT Un Year Dec 31 234,435,000 115,935,000 1.43 0.67
Asanko Gold Inc. Year Dec 31 6,077,000 US 13,216,000 L,US 0.03 US 0.07 L,US
Atlantic Power Year Dec 31 98,600,000 L,US 122,400,000 L,US 0.86 L,US 1.02 L,US
Atlatsa Resources Corporation Year Dec 31 198,630,402 L 46,468,640 L 0.36 L 0.08 L
Aurinia Pharmaceuticals Inc. Year Dec 31 70,792,000 L,US 23,295,000 L,US 0.92 L,US 0.66 L,US
Auryn Resources Inc. Year Dec 31 330,000 L 4,255,233 L 0.00 0.07 L
Australian REIT Income Fund Year Dec 31 1,034,528 4,169,656 0.55 1.61
AutoCanada Inc. Year Dec 31 57,844,000 2,596,000 2.11 0.09
Automotive Properties Rl Estate Invest Trust Year Dec 31 26,249,000 5,387,000 L N/A N/A
Avesoro Resources Inc. Year Dec 31 27,474,000 L,US 112,990,000 L,US 0.51 L,US 10.00 L,A,US,S
Avino Silver & Gold Mines Ltd. Year Dec 31 2,653,461 US 1,503,531 US 0.05 US 0.04 US
AGT Food and Ingredients Inc. Year Dec 31 36,923,000 L 21,053,000 1.53 L 0.88
ATCO Ltd. Cl I NV Year Dec 31 203,000,000 340,00F0,000 1.78 2.97
ATCO Ltd. Cl II Year Dec 31 203,000,000 340,000,000 1.78 2.97
Balmoral Resources Ltd. Year Dec 31 4,560,639 L 1,052,653 L 0.03 L 0.01 L
Bellatrix Exploration Ltd. Year Dec 31 91,363,000 L 26,668,000 L 1.85 L 0.60 L,S
Big 8 Split Cl D Cap Year Dec 15 1,792,503 5,658,071 2.04 4.78
Birchcliff Energy Ltd. Year Dec 31 46,980,000 L 24,335,000 L 0.19 L 0.14 L
Black Diamond Group Limited Year Dec 31 95,410,000 L 64,150,000 L 1.81 L 1.49 L
Black Iron Inc. Year Dec 31 2,907,483 L,US 1,741,042 L,US 0.02 L,US 0.01 L,US
Bloom Select Income Fund Year Dec 31 951,279 6,829,756 0.41 2.29
Bloom U.S. Income & Growth Fund Year Dec 31 329,789 1,658,405 0.22 0.73
Bonavista Energy Corporation Year Dec 31 27,930,000 L 95,998,000 L 0.11 L 0.40 L
Bonterra Energy Corp. Year Dec 31 2,506,000 24,135,000 L 0.08 0.73 L
Boyd Group Income Fund Year Dec 31 58,435,000 30,365,000 3.16 1.68
Brand Leaders Income Fund Year Dec 31 1,060,591 223,875 L 1.41 0.21 L
Bri-Chem Corp. Year Dec 31 1,708,028 6,793,064 L 0.07 0.29 L
Brio Gold Inc. Year Dec 31 21,000,000 L,US 16,859,000 L,US 0.18 L,US 0.37 L,US
Brkfld GlbInfras Sec Year Dec 31 10,499,764 22,839,646 0.49 0.91
Brookfield Infrastructure Partners L.P. Year Dec 31 124,000,000 US 369,000,000 A,US 0.04 L,US 1.13 US
Brookfield Select Opportunities Income Fund Year Dec 31 5,369,759 L 24,249,744 0.48 L 1.50
BCE Inc. Year Dec 31 2,914,000,000 3,031,000,000 3.12 3.33
BTB Real Estate Investment Trust Year Dec 31 28,171,000 22,085,000 0.65 0.57
B2Gold Corp. Year Dec 31 56,852,000 US 39,131,000 US 0.06 US 0.04 US
Caldwell U.S. Dividend Advantage Fund Year Dec 31 5,020,570 7,465,120 0.98 1.51
Caledonia Mining Corporation Plc Year Dec 31 9,384,000 US 8,526,000 US 0.86 US 0.80 US,S
TSX eREVIEW APRIL 2018 CHAPTER 4 45
Net Income Earnings Per Share
Company Name Period Ended 2017 2016 2017 2016
Callidus Capital Corporation Year Dec 31 218,486,000 L 1,153,000 4.32 L 0.02
Canacol Energy J Year Dec 31 148,029,000 L,US 23,646,000 US 0.85 L,US 0.14 US
Canadian General Investments, Limited Year Dec 31 123,650,000 90,972,000 5.93 4.36
Canadian Resources Income Trust 52 wk Dec 31 514,930 L 3,929,208 0.43 L 2.93
Canadian Utilities & Telecom Income Fund Year Dec 31 955,750 3,655,188 0.37 1.09
Canadian Zinc Corporation Year Dec 31 11,074,000 L 5,077,000 L 0.04 L 0.02 L
Canarc Resources Corp. Year Dec 31 1,960,000 L,US 6,791,000 US 0.01 L,US 0.03 US
Candente Copper Corp. Year Dec 31 2,327,533 L,US 430,135 L,US 0.01 L,US 0.00 US
Cardinal Energy Ltd. Year Dec 31 57,597,000 L 87,322,000 L 0.61 L 1.25 L
Cardiome Pharma Corp. Year Dec 31 29,811,000 L,US 19,619,000 L,US 0.90 L,US 0.78 L,US
Caribbean Utilities Company, Ltd. U.S. Cl ‘A’ Year Dec 31 23,775,000 US 25,211,000 US 0.70 US 0.75 US
Carmanah Technologies Corporation Year Dec 31 11,351,000 US 4,228,000 US 0.47 US 0.17 US
Cascades Inc. Year Dec 31 507,000,000 135,000,000 5.35 1.42
Cathedral Energy Services Ltd. Year Dec 31 87,000 5,779,000 L 0.00 0.16 L
Cdn Utilities A NV Year Dec 31 483,000,000 620,000,000 A 1.54 2.07
Cequence Energy Ltd. Year Dec 31 99,362,000 L 28,057,000 L 0.40 L 0.13 L
Cervus Equipment Corporation 12 mo Dec 31 19,917,000 23,712,000 1.27 1.51
Chesswood Group Limited Year Dec 31 23,345,000 22,265,000 1.41 1.36
China Gold International Resources Corp. Ltd Year Dec 31 63,146,000 US 13,304,000 L,US 0.16 US 0.03 L,US
Cineplex Inc. Year Dec 31 70,763,000 79,713,000 1.11 1.26
Citadel Income Fund Year Dec 31 3,625,663 15,711,068 0.20 0.76
Clearwater Seafoods Year Dec 31 15,759,000 43,928,000 0.25 0.71
Colabor Group Inc. Year Dec 30 18,592,000 L 323,000 0.18 L 0.01
Cona Resources Ltd. Year Dec 31 86,996,000 L 196,213,000 L 0.85 L 1.66 L
Condor Petroleum Inc. Year Dec 31 66,668,000 L 11,892,000 L 1.54 L 0.29 L
Core Canadian Dividend Trust Year Dec 31 191,199 1,226,476 0.30 1.58
Crescent Point Corp. Year Dec 31 124,000,000 L 932,700,000 L 0.23 L 1.81 L
Critical Control Energy Services Corp. Year Dec 31 3,257,000 L 1,997,000 L 0.06 L 0.03 L
Crosswinds Holdings Inc. Year Dec 31 4,691,850 L 824,822 L 0.54 L 0.14 L,A
Cymbria Corp Cl A NV Year Dec 31 188,857,000 98,365,000 7.83 4.10
CES Energy Solutions Corp. Year Dec 31 36,241,000 64,550,000 L 0.14 0.27 L
CPI Card Group Inc. Year Dec 31 22,010,000 L 5,399,000 1.98 L 0.48 A,S
CRH Medical Corporation Year Dec 31 6,558,966 US 10,564,233 US 0.09 US 0.15 US
Difference Cap Fin J Year Dec 31 1,181,000 L 12,934,000 L 0.20 L 2.20 L
Dorel Ind Inc A MV Year Dec 30 27,441,000 US 11,611,000 L,US 0.85 US 0.36 L,US
Dorel Ind Inc B SV Year Dec 30 27,441,000 US 11,611,000 L,US 0.85 US 0.36 L,US
DoubleLine Income Solutions Trust Year Dec 31 4,568,374 9,106,854 1.12 1.68
Dynacor Gold Mines Inc. Year Dec 31 3,841,453 US 3,289,421 US 0.10 US 0.09 US
DIRTT Environmental Solutions Ltd. Year Dec 31 7,409,000 L 7,284,000 0.09 L 0.09
DXI Energy Inc. Year Dec 31 5,209,000 L 5,486,000 L 0.08 L 0.13 L
E-L Financial Corporation Ltd. Year Dec 31 668,102,000 333,143,000 166.17 80.88
Eagle Energy Inc. Year Dec 31 17,349,000 L 9,559,000 0.40 L 0.23
East Coast Investment Grade Income Fund Year Dec 31 3,658,985 4,984,855 0.56 0.92
Eldorado Gold Corporation Year Dec 31 9,935,000 L,US 344,151,000 L,US 0.01 L,US 0.48 L,US
Element Fleet Management Corp. Year Dec 31 154,644,000 413,339,000 0.29 0.98
Endeavour Mining Corporation Year Dec 31 156,337,000 L,US 66,722,000 L,US 1.59 L,US 0.83 L,US
EnerCare Inc. Year Dec 31 55,514,000 61,130,000 0.53 0.62
Energy Income Fnd Un Year Dec 31 590,065 L 2,625,389 0.13 L 0.52
Ensign Energy Services Inc. Year Dec 31 37,644,000 L 150,522,000 L 0.24 L 0.99 L
Enterprise Group, Inc. Year Dec 31 936,041 L 13,165,040 L 0.02 L 0.24 L
Entree Resources Ltd. Year Dec 31 3,199,000 L,US 4,663,000 L,US 0.02 L,US 0.03 L,US
Epsilon Energy Ltd. Year Dec 31 12,134,964 US 3,091,021 L,R,US 0.23 US 0.07 L,R,US
46 CHAPTER 4 TSX eREVIEW APRIL 2018
Net Income Earnings Per Share
Company Name Period Ended 2017 2016 2017 2016
Etrion Corporation Year Dec 31 19,551,000 US 43,153,000 L,US 0.06 US 0.13 L,US
Euro Sun Mining Inc. Year Dec 31 6,243,881 L,US 219,885,066 US 0.12 L,US 4.82 US
Europe Blue-Chip Dividend & Growth Fund Year Dec 31 3,228,630 2,964,090 0.84 0.55
Excelsior Mining Corp. Year Dec 31 9,494,003 L,US 4,290,128 L,US 0.06 L,US 0.03 L,US
ENTREC Corporation Year Dec 31 14,316,000 L 23,888,000 L 0.13 L 0.22 L
Fennec Pharmaceuticals Inc. Year Dec 31 7,046,000 L,US 2,789,000 L,US 0.47 L,US 0.22 L,US
Fiera Capital Corporation Year Dec 31 10,671,000 20,777,000 0.13 0.27
First Mining Gold Corp. Year Dec 31 11,184,268 L 11,154,923 L 0.02 L 0.03 L
FirstService Corporation Year Dec 31 53,078,000 US 33,597,000 US 1.48 US 0.93 US
Fission Uranium Corp. Year Dec 31 7,035,963 L,F N/A 0.01 L,F N/A
Foraco International SA Year Dec 31 10,740,000 L,US 18,014,000 L,US 0.12 L,US 0.20 L,A,US
Forsys Metals Corp. Year Dec 31 74,878,299 L 1,498,661 L 0.51 L 0.01 L
Fortress Global Enterprises Inc. Year Dec 31 93,382,000 L 6,879,000 6.54 L 0.47
Fortuna Silver Mines Inc. Year Dec 31 66,305,000 US 17,858,000 US 0.42 US 0.13 US
Freegold Ventures Limited Year Dec 31 338,535 L,US 934,716 L,US 0.00 US 0.01 L,US
Gamehost Inc. Year Dec 31 16,700,000 16,200,000 0.68 0.66
GeneNews Limited J Year Dec 31 2,947,382 L,US 5,911,044 L,US 0.03 L,US 0.09 L,US
General Moly, Inc. Year Dec 31 8,045,000 L,US 8,067,000 L,US 0.07 L,US 0.07 L,US
Genesis Land Development Corp. Year Dec 31 16,998,000 5,906,000 0.39 0.13
Geodrill Limited Year Dec 31 4,490,224 US 7,069,570 US 0.10 US 0.17 US
Glacier Media Inc. Year Dec 31 1,163,000 L 1,420,000 0.01 L 0.01
Global Alpha Worldwide Growth Fund Year Dec 31 3,241,248 2,857,343 1.24 1.09
Global Telecom & Utilities Income Fund Year Dec 31 49,198 825,684 L 0.09 1.04 L
Global Water Solutions Fund Year Dec 31 8,281,328 3,261,117 2.55 1.12
Globex Mining Enterprises Inc. Year Dec 31 754,886 712,193 L,R 0.02 0.02 L,R
Granite Oil Corp. Year Dec 31 5,508,000 L 7,277,000 L 0.16 L 0.22 L
Great Canadian Gaming Corporation Year Dec 31 84,300,000 75,700,000 1.38 1.22
Guardian Capital Year Dec 31 93,692,000 69,475,000 3.37 2.44
GLG Life Tech Corporation Year Dec 31 16,833,490 L 23,805,390 L 0.44 L 0.63 L
GVIC Communications Corp. Year Dec 31 1,550,000 L 1,372,000 0.01 L 0.01
Hammond Manufacturing Company Limited Year Dec 31 4,560,000 684,000 0.40 0.06
Helius Medical Technologies, Inc. Year Dec 31 28,024,000 L,US 12,039,971 L,US 1.50 L,US 0.72 L,A,US
Horizon North Logistics Inc. Year Dec 31 7,843,000 L 20,316,000 L 0.05 L 0.15 L
Hyduke Energy Services Inc. Year Dec 31 11,688,088 L 7,764,255 L 0.18 L 0.25 L
Imperial Metals Corporation Year Dec 31 77,113,000 54,080,000 L 0.82 0.66 L
Imperial Oil Limited Year Dec 31 490,000,000 2,165,000,000 0.58 2.55
Income Fin Tr Un Year Dec 31 2,114,229 5,307,502 0.91 2.28
Information Services Corporation Year Dec 31 27,789,000 15,503,000 1.59 0.89
InterRent Real Estate Investment Trust Year Dec 31 200,980,000 38,614,000 N/A N/A
International Tower Hill Mines Ltd. Year Dec 31 6,432,057 L,US 7,190,628 L,US 0.04 L,US 0.06 L,US
InPlay Oil Corp. Year Dec 31 7,701,000 L 20,019,000 0.12 L 1.02
Invesque Inc. USF Year Dec 31 16,263,000 US 4,877,000 US 0.50 US 0.30 US
Ivanhoe Mines Ltd. Year Dec 31 170,218,000 US 32,160,000 L,US 0.22 US 0.04 L,US
INV Metals Inc. Year Dec 31 4,758,001 L 2,315,168 L 0.05 L 0.04 L
Jaguar Mining Inc. Year Dec 31 2,830,000 L,US 82,795,000 L,US 0.01 L,US 0.50 L,US
Journey Energy Inc. Year Dec 31 133,021,000 L 52,593,000 2.69 L 1.21
K-Bro Linen Inc. Year Dec 31 5,646,000 11,527,000 0.63 1.45
Katanga Mining Limited Year Dec 31 573,496,000 L,US 419,887,000 L,R,US 0.30 L,US 0.22 L,US
Keg Royalties Income Fund (The) Year Dec 31 17,057,000 1,268,000 1.50 0.11
Kelso Technologies Inc. Year Dec 31 5,015,911 L,US 2,465,592 L,US 0.11 L,US 0.05 L,US
Kew Media Group Inc Year Dec 31 19,113,000 L 7,840,000 L 2.03 L 7.89 L
Kingsway Financial Services Inc. Year Dec 31 15,469,000 L,US 803,000 US 0.73 L,US 0.01 A,US
TSX eREVIEW APRIL 2018 CHAPTER 4 47
Net Income Earnings Per Share
Company Name Period Ended 2017 2016 2017 2016
Klondex Mines Ltd. Year Dec 31 23,664,000 L,US 1,700,000 L,US 0.13 L,US 0.01 L,US
Knight Therapeutics Inc. Year Dec 31 17,244,000 18,560,000 0.12 0.15
Lanesborough Real Estate Investment Trust Year Dec 31 32,036,682 L 1,730,124 L 1.52 L 0.08 L
Laramide Resources Ltd. Year Dec 31 3,806,445 L 856,925 L 0.03 L 0.01 L
Largo Resources Ltd. Year Dec 31 10,414,000 L 55,630,000 L 0.02 L 0.14 L
Liberty Gold Inc. Year Dec 31 12,709,266 L,US 11,162,147 L,R,US 0.08 L,US 0.09 L,R,US
Liquor Stores N.A. Ltd. Year Dec 31 30,527,000 L 655,000 1.10 L 0.02
Lithium Americas Corp. Year Dec 31 33,250,000 L,US,F N/A 0.44 L,US,F N/A
Loblaw Companies Limited Year Dec 30 1,502,000,000 983,000,000 3.78 2.40
Logistec Corp Cl B Year Dec 31 27,426,000 18,858,000 2.35 1.64
Logistec Corp. A MV Year Dec 31 27,426,000 18,858,000 2.14 1.48
Loncor Resources Inc. Year Dec 31 61,287,000 L,US 497,610 L,US 0.00 US 0.00 US
Low Volatility U.S. Equity Income Fund Year Dec 31 787,265 266,186 L 1.32 0.33 L
LXRandCo, Inc. Year Dec 31 17,952,374 L 28,317,018 L 1.97 L 6.17 L
Mackenzie Master Limited Partnership Year Dec 31 896,922 942,990 0.14 0.15
Magellan Aerospace Corporation Year Dec 31 111,277,000 88,580,000 1.91 1.52
Magna Int’l Inc. Year Dec 31 2,255,000,000 US 2,074,000,000 US 5.93 US 5.19 US
Manulife Floating Rate Senior Loan Fund Year Dec 31 8,383,000 27,260,000 A 0.59 1.48
Manulife US Regnl Un Year Dec 31 3,273,000 43,442,000 0.56 3.86
Marathon Gold Corporation Year Dec 31 4,010,903 L 1,545,972 L 0.03 L 0.01 L
Marret Resource Corp. Year Dec 31 162,000 L 1,349,000 0.01 L 0.08
Martinrea International Inc. Year Dec 31 159,543,000 92,380,000 1.84 1.07
Mason Resources Corp. Year Dec 31 2,166,000 L,US 2,376,000 L,US 0.03 L,US 0.03 L,US
Maxim Power Corp. Year Dec 31 18,476,000 53,800,000 L 0.34 0.99 L
McEwen Mining Inc. Year Dec 31 10,634,000 L,US 21,055,000 US 0.03 L,US 0.07 US
Medical Facilities Year Dec 31 20,637,000 US 9,754,000 US 0.67 US 0.31 US
Melcor REIT Un Year Dec 31 732,000 11,176,000 L 0.07 1.00 L
Midas Gold Corp. Year Dec 31 8,292,263 L,US 46,163,054 L,US 0.05 L,US 0.27 L,US
Mogo Finance Technology Inc. Year Dec 31 19,729,000 L 17,092,017 L 1.07 L 0.94 L
Moneda LatAm Corporate Bond Fund Year Dec 31 4,976,902 6,869,621 1.61 1.84
Moneta Porcupine Mines Inc. Year Dec 31 4,754,180 L 2,939,592 L 0.02 L 0.01 L
MAG Silver Corp. Year Dec 31 6,497,000 L,US 55,846,000 L,US 0.08 L,US 0.71 L,US
MTY Food Group Inc. Year Nov 30 49,507,000 54,421,000 A 2.32 2.73 A
Nautilus Minerals Inc. Year Dec 31 9,505,238 L,US 14,033,618 L,US 0.01 L,US 0.02 L,US
Nevada Copper Corp. Year Dec 31 6,589,000 L,US 28,968,000 L,US 0.07 L,US 0.34 L,US
Newalta Corporation Year Dec 31 48,170,000 L 158,465,000 L 0.55 L 2.02 L
Nickel Creek Platinum Corp. Year Dec 31 3,651,222 L 14,375,384 L 0.02 L 0.08 L
Noranda Income Fund Year Dec 31 21,100,000 L,US 33,290,000 L,R,US N/A N/A
Northern Power Systems Corp. Year Dec 31 59,000 US 8,949,000 L,US 0.00 US 0.39 L,US
Nuvo Pharmaceuticals Inc. Year Dec 31 1,581,000 4,229,000 0.14 0.37
NuVista Energy Ltd. Year Dec 31 94,368,000 1,653,000 L 0.54 0.01 L
NDX Growth&Incm A Un Year Dec 31 3,125,384 329,931 L 2.00 0.16 L
NXT Energy Solutions Inc. Year Dec 31 8,970,398 L 9,099,562 L 0.16 L 0.17 L
OceanaGold Corporation Year Dec 31 171,743,000 US 136,452,000 US 0.28 US 0.22 US
Oil Sands Sector Un Year Dec 31 1,504,000 L 5,376,000 0.39 L 1.11
Oncolytics Biotech Inc. Year Dec 31 15,616,851 L 15,139,979 L 0.12 L 0.13 L
OCP Credit Stgy Un Year Dec 31 7,256,285 17,852,972 0.48 0.92
Pan American Silver Corp. Year Dec 31 120,991,000 US 100,085,000 US 0.79 US 0.66 US
Parex Resources Inc. Year Dec 31 155,078,000 US 46,444,000 L,US 1.01 US 0.31 L,US
Park Lawn Corporation Year Dec 31 4,196,814 7,490,132 0.32 0.94
Parkland Fuel Corporation Year Dec 31 82,300,000 47,200,000 0.70 0.50
Pattern Energy Group Inc. Year Dec 31 17,905,000 L,US 17,111,000 L,US 0.20 L,US 0.22 L,US
48 CHAPTER 4 TSX eREVIEW APRIL 2018
Net Income Earnings Per Share
Company Name Period Ended 2017 2016 2017 2016
Pershing Gold Corporation Year Dec 31 13,094,501 L,US 15,635,575 L,US 0.50 L,US 0.75 L,US
Picton Mahoney Tactical Income Fund Year Dec 31 6,240,952 9,548,637 0.67 0.78
Pine Cliff Energy Ltd. Year Dec 31 67,864,000 L 50,387,000 L 0.22 L 0.16 L
PineBrdge InvGrd Sec Year Dec 31 4,381,275 3,263,038 4.49 2.75
Pinnacle Renewable Holdings Inc. Year Dec 29 5,237,000 L 4,396,000 0.22 L 0.11
Plaza Retail REIT Year Dec 31 23,232,000 32,631,000 N/A N/A
Polaris Infrastructure Inc. Year Dec 31 1,663,862 US 4,260,905 L,US 0.11 US 0.27 L,US
Pollard Banknote Limited Year Dec 31 16,784,000 12,269,000 0.71 0.52
Potash Ridge Corporation Year Dec 31 5,474,682 L 3,284,407 L 0.04 L 0.03 L
Power Financial Corporation Year Dec 31 1,717,000,000 1,919,000,000 2.41 2.69
Precious Metals and Mining Trust Year Dec 31 2,072,657 L 19,211,325 0.11 L 0.93
Precision Drilling Corporation Year Dec 31 132,036,000 L 155,555,000 L 0.45 L 0.53 L
Premium Brands Holdings Corporation 52 wk Dec 30 80,500,000 68,900,000 2.70 2.39
Primero Mining Corp. Year Dec 31 409,685,000 L,US 234,420,000 L,US 2.14 L,US 1.32 L,US
ProMIS Neurosciences Inc. Year Dec 31 6,019,970 L 3,454,975 L 0.03 L 0.02 L
Prometic Life Sciences Inc. Year Dec 31 109,731,000 L 100,807,000 L 0.16 L 0.17 L
Pure Industrial Real Estate Trust Year Dec 31 297,527,000 147,572,000 1.07 0.70
Quebecor Inc Cl A MV Year Dec 31 369,700,000 194,700,000 1.53 0.80 A,S
Quebecor Inc Cl B SV Year Dec 31 369,700,000 194,700,000 1.53 0.80 A,S
Raging River Exploration Inc. Year Dec 31 59,817,000 23,212,000 0.26 0.10
Ravensource Fund Year Dec 31 1,600,494 1,673,019 0.96 1.00
Redwood Advantage Monthly Income Fund Year Dec 31 2,675,585 4,497,696 0.41 0.57
Redwood Engy Incm Un Year Dec 31 1,625,369 L 1,326,606 0.67 L 0.43
Redwood Glb InfrasUn Year Dec 31 3,950,395 1,529,322 1.90 0.52
Redwood Global Financials Income Fund Year Dec 31 4,095,220 4,950,606 1.29 1.09
Redwood Mo Incm Un Year Dec 31 11,658,265 11,671,053 0.76 0.59
Resolute Forest Products Inc. Year Dec 31 84,000,000 L,US 81,000,000 L,US 0.93 L,US 0.90 L,US
Richards Pckng Un Year Dec 31 16,640,000 7,904,000 1.53 0.73
Ridgewood Canadian Investment Grade BondFun Year Dec 31 11,713,462 4,549,763 1.14 0.71
Rocky Mountain Dealerships Inc. Year Dec 31 22,899,000 14,966,000 1.18 0.77
Roxgold Inc. Year Dec 31 18,843,000 US 2,511,000 L,US 0.05 US 0.01 L,US
Royal Nickel Corporation Year Dec 31 89,993,000 L 28,861,000 L 0.31 L 0.13 L
Rubicon Minerals Corporation Year Dec 31 17,113,000 112,811,000 0.30 28.33
REIT INDEXPLUS Income Fund Year Dec 31 6,301,645 4,234,997 1.23 0.68
S Split Corp. Year Dec 31 1,284,541 3,987,043 1.26 3.51
Sabina Gold & Silver Corp. Year Dec 31 3,796,000 L 6,065,000 L 0.02 L 0.03 L
Seabridge Gold Inc. Year Dec 31 10,287,000 L 7,289,000 L 0.18 L 0.14 L
Secure Energy Services Inc. Year Dec 31 34,202,000 L 48,943,000 L 0.21 L 0.32 L
Sentry Select Primary Metals Corp. Year Dec 31 2,356,457 L 22,998,362 0.15 L 1.37
Serabi Gold plc Year Dec 31 2,397,903 L,US 4,430,292 US 0.00 US 0.01 US
Serinus Energy Inc. Year Dec 31 18,792,000 L,US 58,899,000 L,US 0.13 L,US 0.75 L,US
Seven Generations Energy Ltd. Year Dec 31 562,500,000 26,200,000 L 1.59 0.09 L
ShawCor Ltd. Year Dec 31 71,307,000 180,960,000 L 1.02 2.80 L
Sierra Metals Inc. Year Dec 31 4,645,000 L,US 12,265,000 L,US 0.03 L 0.08 L,US
Skylon Growth Tr Un Year Dec 31 4,110,000 3,645,000 0.81 0.66
Sleep Country Canada Holdings Inc. Year Dec 31 59,071,000 49,574,000 1.57 1.32 A
Solitario Zinc Corp. Year Dec 31 942,000 L,US 1,710,000 L,US 0.02 L,US 0.04 L,US
Source Energy Services Ltd. Year Dec 31 8,515,000 L 43,402,000 L 0.19 L 1.82 L
SouthGobi Resources Ltd. Year Dec 31 40,021,000 L,US 60,846,000 L,US 0.15 L,US 0.24 L,US
Spartan Energy Corp. Year Dec 31 26,071,000 L 18,613,000 L 0.15 L 0.17 L,R
Spectra7 Microsystems Inc. Year Dec 31 11,671,581 L,US 11,165,908 L,US 0.08 L,US 0.09 L,US
Spectral Medical Inc. Year Dec 31 3,939,000 L 10,149,000 L 0.02 L 0.05 L
TSX eREVIEW APRIL 2018 CHAPTER 4 49
Net Income Earnings Per Share
Company Name Period Ended 2017 2016 2017 2016
St. Augustine Gold and Copper Limited Year Dec 31 1,217,036 L,US 2,078,428 L,US 0.00 US 0.00 US
Stars Group Inc. (The) Year Dec 31 259,231,000 US 136,144,000 US 1.77 US 0.96 US
Stella-Jones Inc. Year Dec 31 167,889,000 153,898,000 2.42 2.22
Strad Energy Services Ltd. Year Dec 31 7,276,000 L 16,803,000 L 0.12 L 0.41 L
Strongco Corporation Year Dec 31 2,333,000 L 37,313,000 L 0.17 L 2.82 L
Stuart Olson Inc. Year Dec 31 9,602,000 2,228,000 L,R 0.35 0.08 L,R
Suncor Energy Inc. Year Dec 31 4,458,000,000 434,000,000 2.68 0.27
Surge Energy Inc. Year Dec 31 6,673,000 L 30,421,000 L 0.03 L 0.14 L
SEMAFO Inc. Year Dec 31 20,036,000 US 34,219,000 US 0.06 US 0.11 US
SIR Royalty Income Fund Year Dec 31 9,814,119 8,877,677 1.17 1.13
SNC - Lavalin Group Inc. Year Dec 31 382,035,000 255,533,000 2.35 1.70
STEP Energy Services Ltd. Year Dec 31 57,718,000 19,956,000 L 1.02 0.47 L
Talon Metals Corp. Year Dec 31 3,153,628 L 1,365,478 L 0.02 L 0.01 L
Tamarack Valley Energy Ltd. Year Dec 31 13,924,000 L 27,822,948 L 0.06 L 0.23 L
Tidewater Midstream and Infrastructure Ltd. Year Dec 31 12,855,000 15,128,000 0.04 0.06
Timbercreek Fin Corp Year Dec 31 52,204,000 45,999,000 0.70 0.80
Titan Mining Corporation Year Dec 31 11,031,348 L,US 66,394 L,US 0.16 L,US 0.01 L,US
Top 10 Canadian Financial Trust Year Dec 31 1,361,340 2,414,075 0.82 1.43
Top 10 Split Tr Un Year Dec 31 718,559 1,987,704 0.63 1.61
Top 20 U.S. Dividend Trust Year Dec 31 5,122,248 5,067,356 1.64 1.12
Torex Gold Resources Inc. Year Dec 31 12,600,000 L,US 3,158,000 US 0.16 L,US 0.04 US
Tourmaline Oil Corp. Year Dec 31 346,773,000 31,971,000 L 1.29 0.14 L
TransAtlantic Petroleum Ltd. Year Dec 31 23,875,000 L,US 6,243,000 L,US 0.50 L,US 0.14 L,US
Treasury Metals Inc. Year Dec 31 3,250,871 L 3,175,778 L 0.03 L 0.04 L
Trevali Mining Corporation Year Dec 31 18,764,000 US 9,209,000 R,US 0.03 US 0.02 R,US
Tucows Inc. Year Dec 31 22,326,594 US 16,067,157 US 2.12 US 1.53 US
Turquoise Hill Resources Ltd. Year Dec 31 181,247,000 US 210,605,000 US 0.09 US 0.10 US
TFI International Inc. Year Dec 31 157,988,000 639,579,000 1.75 1.68 R
TSO3 Inc. Year Dec 31 7,454,000 L,US 4,379,000 L,US 0.08 L,US 0.05 L,US
TVA Group Inc. Year Dec 31 15,951,000 L 39,855,000 L 0.37 L 0.92 L
TWC Enterprises Limited Year Dec 31 2,044,000 16,558,000 0.07 0.61
U.S. Financials Income Fund Year Dec 31 1,290,163 893,358 L 0.67 0.21 L
Urbana Corporation Year Dec 31 28,806,337 54,375,308 0.57 1.02
UrtheCast Corp. Year Dec 31 31,747,000 L 29,312,000 L 0.27 L 0.28 L
Valeura Energy Inc. Year Dec 31 8,384,000 L 6,086,000 L 0.12 L 0.10 L
Verde Agritech Plc Year Dec 31 2,204,000 L 1,172,000 L 0.06 L 0.03 L
Village Farms International, Inc. Year Dec 31 3,822,000 US 1,983,000 L,US 0.10 US 0.05 L,US
Vista Gold Corp. Year Dec 31 12,035,000 L,US 3,133,000 L,US 0.12 L,US 0.04 L,US
Western Copper and Gold Corporation Year Dec 31 2,661,589 L 2,088,400 L 0.03 L 0.02 L
Westport Fuel Systems Inc. Year Dec 31 9,979,000 L,US 97,573,000 L,US 0.08 L,US 1.07 L,US
Wilmington Cap A NV Year Dec 31 1,901,000 L 1,582,000 L 0.18 L 0.12 L,A
Wilmington Cap B Year Dec 31 1,901,000 L 1,582,000 L 0.18 L 0.12 L,A
World Financial Split Corp. Year Dec 31 2,295,408 661,502 1.10 0.31
WSP Global Inc. Year Dec 31 213,300,000 199,100,000 2.08 1.97
Zargon Oil & Gas Ltd. Year Dec 31 9,310,000 L 20,178,000 L,A 0.30 L 0.66 L,A
Zymeworks Inc. Year Dec 31 10,406,000 L,US 33,809,000 L,US 0.51 L,US 2.65 L,US
50 CHAPTER 4 TSX eREVIEW APRIL 2018
Net Income Earnings Per Share
Company Name Period Ended 2017 2016 2017 2016
Chapter 5 - Terms and Conditions
• Restricted Shares
• Warrants
• Convertible Preferred
• Exchangeable and Convertible Common
• Convertible Debentures and Notes
Restricted Shares List
DRX ADF GROUP INC. SV
AGF.B AGF MANAGEMENT LTD. CL ‘B’ NV
AC AIR CANADA VOTING AND VARIABLE VOTING
AKT.A AKITA DRILLING LTD. CL ‘A’ NV
ATD.B ALIMENTATION COUCHE-TARD INC. CL ‘B’ SV
ADW.A ANDREW PELLER LTD/ANDREW P. LIMITEE CL ‘A’ NV
ACO.X ATCO LTD. CL ‘I’ NV
BEK.B BECKER MILK CO. LTD. (THE) CL ‘B’ NV SPECIAL
BBD.B BOMBARDIER INC. CL ‘B’ SV
BBL.A BRAMPTON BRICK LTD. CL ‘A’ SV
BAM.A BROOKFIELD ASSET MANAGEMENT INC. CL ‘A’ LV
BRE BROOKFIELD REAL ESTATE SERVICES INC. RV
BEP.UN BROOKFIELD RENEWABLE PARTNERS LP NV UN
DOO BRP INC. SV
CGAC.UN CANACCORD GENUITY ACQUISITN CORP J CL A RV UN
GOOS CANADA GOOSE HOLDINGS INC. SV
CTC.A CANADIAN TIRE CORPORATION, LIMITED CL ‘A’ NV
CU CANADIAN UTILITIES LIMITED CL ‘A’ NV
CJT.A CARGOJET INC. VARIABLE VOTING SHARES
CCL.B CCL INDUSTRIES INC. CL ‘B’ NV
CLS CELESTICA INC. SV
GIB.A CGI GROUP INC. CL ‘A’ SV
CCA COGECO COMMUNICATIONS INC. SV
CGO COGECO INC. SV
CIGI COLLIERS INTERNATIONAL GROUP INC. SV
CSW.B CORBY SPIRIT AND WINE LIMITED ‘B’ NV
CJR.B CORUS ENTERTAINMENT INC. CL ‘B’ NV
CYB CYMBRIA CORPORATION CL ‘A’ NV
DHX.A DHX MEDIA LTD. VARIABLE VOTING
DII.B DOREL INDUSTRIES INC. CL ‘B’ SV
DRM DREAM UNLIMITED CORP. CL ‘A’ SV
DC.A DUNDEE CORPORATION CL ‘A’ SV
EMP.A EMPIRE COMPANY LTD. CL ‘A’ NV
EXF EXFO INC. SV
FAH.U FAIRFAX AFRICA HOLDINGS CORPORATION SV USF
FFH FAIRFAX FINANCIAL HOLDINGS LTD. SV
FIH.U FAIRFAX INDIA HOLDINGS CORPORATION SV USF
FSZ FIERA CAPITAL CORPORATION CLASS ‘A’ SV
CIC FIRST ASSET CANBANC INCOME CLASS ETF
CSY FIRST ASSET CORE CANADIAN EQTY INCM CLASS ETF
FSV FIRSTSERVICE CORPORATION SV
FRII FRESHII INC. CLASS ‘A’ SV
GDI GDI INTEGRATED FACILITY SERVICES INC. SV J
GCG.A GUARDIAN CAPITAL GROUP LTD. CL ‘A’ NV
GCT.C GVIC COMMUNICATIONS CORP. CLASS ‘C’ NV
HMM.A HAMMOND MANUFACTURING CO. LTD. CL ‘A’ SV
HPS.A HAMMOND POWER SOLUTIONS INC. CL ‘A’ SV
ISV INFORMATION SERVICES CORPORATION CL ‘A’ LV
INQ INSCAPE CORPORATION CL ‘B’ SV
PJC.A JEAN COUTU GROUP (PJC) INC. (THE) CL ‘A’ SV
KML KINDER MORGAN CANADA LIMITED RV
LAS.A LASSONDE INDUSTRIES INC. CL ‘A’ SV
LGT.B LOGISTEC CORP. CL ‘B’ SV
MPC.C MADISON PACIFIC PROPERTIES INC. CL ‘C’ NV
TPX.A MOLSON COORS CANADA INC. CLASS ‘A’ EXCH LV
TPX.B MOLSON COORS CANADA INC. CLASS ‘B’ EXCH NV
NCC.A NEWFOUNDLAND CAPITAL CORP. LTD. CL ‘A’ SV
ONEX ONEX CORPORATION SV
PNC.B POSTMEDIA NETWORK CDA CORP. CLASS NC VV J
POW POWER CORPORATION OF CANADA SV
QBR.B QUEBECOR INC. CL ‘B’ SV
RET.A REITMAN’S (CANADA) LTD. CL ‘A’ NV
RCI.B ROGERS COMMUNICATIONS INC. CL ‘B’ NV
SJR.B SHAW COMMUNICATIONS INC. CL ‘B’ NV
SRU.UN SMARTCENTRES RL EST INVEST TR VARIABLE V UN
TOY SPIN MASTER CORP. SV
CEF.U SPROTT PHYSICAL GOLD AND SILVER TRUST USF
RAY.A STINGRAY DIGITAL GROUP INC. SV
RAY.B STINGRAY DIGITAL GROUP INC. VARIABLE SV
TECK.B TECK RESOURCES LIMITED CL ‘B’ SV
TS.B TORSTAR CORP. CL ‘B’ NV
TRZ TRANSAT A.T. INC. VOTING & VARIABLE VOTING
TCL.A TRANSCONTINENTAL INC. CL ‘A’ SV
TMI.B TRIMETALS MINING INC. CL B NV J
TVA.B TVA GROUP INC. CL ‘B’ NV
URB.A URBANA CORPORATION CLASS ‘A’ NV
VLN VELAN INC. SV
WCM.A WILMINGTON CAPITAL MANAGEMENT INC. CL ‘A’ NV
RV - RESTRICTED VOTING SV - SUBORDINATE VOTING NV - NON-VOTING
TSX eREVIEW APRIL 2018 CHAPTER 5 1
SYMBOL NAME CUSIP SYMBOL NAME CUSIP
Warrants
Symbol Issue Name Subscription Terms Expiry Date
AEF.WT Acasta Enterprises Inc. J One Warrant to purchase one Class A Restricted January 3, 2022
Voting Share of the Issuer at $11.50 until expiry,
and as the Class A RV Shares will have been automatically
converted into Class B Shares, each whole warrant will
be exercisable for one Class B Share
AGI.WT Alamos Gold Inc. J One Warrant to purchase one Class A share of August 30, 2018
the Issuer at $28.47 until expiry.
AGI.WT.A Alamos Gold Inc. J One Warrant to purchase one Common Share of January 7, 2019
the Issuer at $10.00 until expiry
ALO.WT Alio Gold Inc. 10 Warrants to purchase one common share of the Issuer May 30, 2018
at $7.00 until expiry
ALO.WT.A Alio Gold Inc. J One Warrant to purchase one common share of the Issuer July 20, 2018
at $8.00 until expiry
AQY.WT Alignvest Acquisition II Corporation One Warrant to purchase one Common Share of the Issuer tbd
at $11.50 until expiry
ASND.WT Ascendant Resources Inc. One Warrant to purchase one Common Share of the Issuer March 7, 2022
at $1.25 until expiry
ACB.WT Aurora Cannabis Inc. One Warrant to purchase one Common Share of the Issuer Nov 2, 2020
at $4.00 until expiry
ASM.WT Avino Silver & Gold Mines Ltd. One Warrant to purchase one Common Share of the Issuer Nov 28, 2019
at US$2.00 until expiry
DEE.WT Delphi Energy Corp. One Warrant to purchase one common share of July 15, 2021
the issuer at $1.40 per share until expiry
DC.WT Dundee Corporation J Each whole Warrant will entitle the holder thereof to purchase June 30, 2019
one Subordinate Voting Share of the Company at a price
of $6.00 per share at any time prior expiry
ECS.WT eColbalt Solutions Inc. J One Warrant to purchase one common share of the Issuer Aug 23, 2019
at $1.95 per share until expiry
EFR.WT Energy Fuels Inc. One Warrant to purchase one common share of the Issuer September 20, 2021
at US$2.45 per share until expiry
EXN.WT Excellon Resources Inc. One Warrant to purchase one common share of the July 26, 2018
Issuer at $1.75 until expiry.
EXN.WT.A Excellon Resources Inc. One Warrant to purchase one common share of the Issuer Dec 31, 2018
at $2.80 until expiry.
LXR.WT LXRandCo, Inc.J One Warrant to purchase one Class A RV Share of the Issuer June 9, 2022
at $11.50 until expiry that is 5 years after the completion of the
Qualifying Acquisition. As the Class A RV Shares will be
automatically converted into Class B Shares, each Warrant
will be exercisable for one Class B Share thereafter.
GCM.WT.A Gran Colombia Gold Corp. J One Warrant to purchase one common share of March 18, 2019
the Issuer at $48.75 until expiry.
GGD.WT GoGold Resources Inc. One Warrant to purchase one common share of the Issuer June 7, 2018
at $1.70 until expiry.
2 CHAPTER 5 TSX eREVIEW APRIL 2018
GQM.WT Golden Queen Mining Co. Ltd. One Warrant to purchase one common share of the Issuer July 25, 2019
at $2.00 until expiry.
HSM.WT. Helius Medical Technologies, Inc. Each five Warrants to purchase one common April 18, 2019
share of the Issuer at $7.50 until expiry
HBM.WT HudBay Minerals Inc. One Warrant to purchase one common share of July 20, 2018
the Issuer at $15.00 until expiry.
KEW.WT Kew Media Group Inc. Each Warrant entitles the holder to purchase one Class A NA
Restricted Voting Share. The Warrants will become exercisable,
at an exercise price of $11.50 per share, only commencing
30 days after the completion of the qualifying acquisition.
As the Class A Restricted Voting Shares will have been
automatically converted into Class B Shares, each whole
Warrant will then be exercisable for one Class B Share.
KFS.WT.V Kingsway Financial Services Inc. One Warrant to purchase one common share of September 15, 2023
Series B USF the Issuer at US $5.00.
LGD.WT Liberty Gold Corp. Wt One Warrant to purchase one common share of May 16, 2019
the Issuer at $0.90 until expiry
NMX.WT Nemaska Lithium Inc. One Warrant to purchase one common share July 8, 2019
of the Issuer at $1.50 until expiry.
NDM.WT.A Northern Dynasty Minerals Ltd. J One Warrant to purchase one common share of the July 9, 2020
Issuer at $0.55 until expiry
NDM.WT.B Northern Dynasty Minerals Ltd. J One Warrant to purchase one common share of the June 10, 2021
Issuer at $0.55 until expiry
ONC.WT Oncolytics Biotech Inc. One Warrant to purchase one common share of June 1, 2022
the Issuer at $0.95 until expiry
OSK.WT Osisko Mining Inc. J Twenty Warrants entitle the holder to purchase one August 25, 2018
common share of the Company at a price of $3.00 per
common share until expiry
OR.WT Osisko Gold Royalties Ltd. J One Warratn to purchase one common share of February 18, 2022
the Issuer at $36.50 until expiry.
OR.WT.A Osisko Gold Royalties Ltd. J Wt Each whole Warrant entitles the holder to purchase February 26, 2019
one additional Share at a price of $19.08 at any time until expiry
PPR.WT Prairie Provident Resources Inc Wt One Warrant to purchase one common share March 16, 2019
of the Issuer at $0.87 until expiry
P.WT.C Primero Mining Corp. Each whole Warrant entitles the holder to purchase June 24, 2018
one additional Share at a price of $3.35
at any time until expiry
R.WT Red Eagle Mining Corporation One Warrant to purchase one common share of the Issuer August 7, 2022
at $0.50 until expiry
RVX.WT Resverlogix Corp. One Warrant to purchase one Ordinary share of June 20, 2021
the Issuer at $2.05 until expiry.
SSL.WT Sandstorm Gold Ltd. One Warrant to purchase one common share of November 3, 2020
the Issuer at US $4.00 until expiry.
S.WT Sherritt International Corporation Each whole Warrant entitles the holder to acquire between Jan 25, 2021
1.00 and 1.25 additional common shares
(as bulletin 2018-0062 table ) determined based on
TSX eREVIEW APRIL 2018 CHAPTER 5 3
Symbol Issue Name Subscription Terms Expiry Date
the Applicable Reference Cobalt Price at an exercise price
of $1.95 per Warrant at any time prior to the Expiry Date
SRHI.WT Sprott Resource Corp. One Warrant to purchase one common share of February 9, 2022
the Issuer at $0.3333 until expiry.
TAO.WT TAG Oil Ltd. One Warrant to purchase one common share of March 20, 2019
the Issuer at $0.90 until expiry
TMD.WT.F Titan Medical Inc. J One Warrant to purchase one common share of November 17, 2020
November 2020 the Issuer at $1.60 until expiry.
TMD.WT.G Titan Medical Inc. J Each whole Warrant entitles the holder to purchase Feb 12, 2021
February 2021 one common share of the Company (“Warrant Share”)
at a price of $1.00 per Warrant Share, subject to adjustment,
at any time until expiry
TMD.WT.I Titan Medical Inc. J One Warrant to purchase one common share of the September 20, 2021
September 2021 Issuer at $0.75 until expiry
TMD.WT.H Titan Medical Inc. J One Warrant to purchase one common share of the Issuer March 31, 2021
at $1.20 until expiry.
TRL.WT Trilogy International Partners Inc. One Warrant to purchase one Common Share of the issuer February 7, 2022
at $11.50, after the qualifying acquisition and until expiry
Y.WT Yellow Pages Limited One Warrant to purchase one common share of December 20, 2022
the Issuer at $28.16 until expiry.
4 CHAPTER 5 TSX eREVIEW APRIL 2018
Symbol Issue Name Subscription Terms Expiry Date
Convertible Preferred Stocks
Issue Name
Symbol and Description Conversion Terms
AIM.PR.A Aimia Inc. At the option of the holder on March 31, 2015 and on March 15th every 5th year
Pr Series 1 thereafter into Series 2 Pr shares on a one for one basis. Notice to the company
must be given in writing not earlier than 30 days prior to but not later than 5 pm
on the last business day preceding the date for conversion.
AIM.PR.B Aimia Inc. At the option of the holder, on a Series 2 Conversion Date, to convert, subject
Pr Series 2 to the automatic conversion and restrictions on conversion described in the
Prospectus Supplement, all or any of their Series 2 Shares into Series 1 Shares
on the basis of one Series 1 Share for each Series 2 Share. If a Series 2
Conversion Date would otherwise fall on a day that is not a business day,
such series 2 Conversion Date shall be the immediately following business day.
Notice of a holder’s intention to convert Series 2 Shares is irrevocable and must
be received in writing by the Company not earlier than the 30th day prior to,
but not later than 5 p.m. (Montreal time) on the last business day preceding
the relevant Series 2 Conversion Date.
AIM.PR.C Aimia Inc. At the option of the holder on March 31, 2019 and on March 15th every 5th year
Pr Series 3 thereafter into Series 4 Pr shares on a one for one basis. Notice to the company
must be given in writing not earlier than 30 days prior to but not later than 5 pm
on the last business day preceding the date for conversion.
AQN.PR.A Algonquin Power & At the option of the holder on December 31, 2018 and on December 31 in every fifth
Utilities Corp. year thereafter into Series B Pr shares on a one for one basis. Notice to the
Pr Series A transfer agent and registrar must be received not earlier than 30 days prior
to but not later than 5pm on the last business day preceding the date
for conversion.
AQN.PR.D Algonquin Power & At the option of the holder on March 31, 2019 and on March 31 in every fifth
Utilities Corp. year thereafter into Series E Pr shares on a one for one basis. Notice to the
Pr Series D transfer agent and registrar must be received not earlier than 30 days prior
to but not later than 5pm on the last business day preceding the date
for conversion.
ALA.PR.A AltaGas Ltd. At the option of the holder on September 30, 2015 and on September 30 in every
Series A Pr fifth year thereafter into Series B Pr shares on a one for one basis.
ALA.PR.B AltaGas Ltd. At their option, on September 30, 2020 and on each Series B Conversion
Pr Series B Date to convert, subject to the restrictions on conversion described below,
all or any of their Series B Preferred Shares into Series A Preferred Shares
on the basis of one Series A Preferred Share for each Series B Preferred Share.
The conversion of Series B Preferred Shares may be effected upon notice given
not earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time)
on the 15th day preceding, a Series B Conversion Date.
ALA.PR.E AltaGas Ltd. At the option of the holder on December 31, 2018 and on December 31 in every
Series E Pr fifth year thereafter into Series F Pr shares on a one for one basis.
ALA.PR.G AltaGas Ltd. At the option of the holder on September 30, 2019 and on September 30 in every
Series G Pr fifth year thereafter into Series H Pr shares on a one for one basis.
ALA.PR.I AltaGas Ltd. At the option of the holder on December 31, 2020 and on December 31
Series I Pr every fifth year thereafter into Series J Pr shares on a one for one basis.
TSX eREVIEW APRIL 2018 CHAPTER 5 5
ALA.PR.K AltaGas Ltd. Series K Pr At the option of the holder on March 31, 2022 and on March 31 every fifth
year thereafter (a “Series K Conversion Date”), to convert, subject to
the restrictions on conversion described in the Prospectus, all or any of their
Series K Preferred Shares into cumulative redeemable floating rate preferred
shares, Series L (“Series L Preferred Shares”) on the basis of one Series L
Preferred Share for each Series K Preferred Share. Notice of a holder’s intention
to convert Series K Preferred Shares must be received by the transfer agent
and registrar for the Series K Preferred Shares at its principal office in
Toronto or Calgary not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series K Conversion Date.
ALA.PR.U AltaGas Ltd. At the Option of the holder on September 30, 2017 and on September 30 in every
Series C Pr USF fifth year thereafter into Series D Pr shares on a one for one basis. Notice to the
company must be given in writing not earlier than 30 days prior to but not later
than 5 pm on the last business day preceding the date for conversion.
AX.PR.A Artis Real Estate At the option of the holder on September 30, 2017 and on September 30 in
Investment Trust Pr every fifth year thereafter into Series B Pr units on a one for one basis.
Units Series A Notice to the company must be given in writing not earlier than 30 days
prior to but not later than the 15th day preceding a Series A reclassification
date. Subject to certain restrictions.
AX.PR.E Artis Real Estate At the option of the holder on September 30, 2018 and on September 30 in
Investment Trust Pr every fifth year thereafter into Series R Pr units on a one for one basis.
Units Series E Notice to the company must be given in writing not earlier than 30 days
prior to but not later than the 15th day preceding a Series E reclassification
date. Subject to certain restrictions.
AX.PR.U Artis Real Estate At the option of the holder on March 31, 2018 and on March 31 in every
Investment Trust Pr fifth year thereafter into Series D Pr units on a one for one basis.
Series C USF Notice to the company must be given in writing not earlier than 30 days
prior to but not later than the 15th day preceding a Series C reclassification
date. Subject to certain restrictions.
AX.PR.E Artis Real Estate Investment At the option of the holder on September 30, 2018 and on September 30
Trust Pr Units Series E in every fifth year thereafter into Series R Pr units on a one for one basis.
Notice to the company must be given in writing not earlier than 30 days
prior to but not later than the 15th day preceding a Series E
reclassification date. Subject to certain restrictions.
AX.PR.I Artis Real Estate Investment At the option of the holder, convertible on April 30, 2023, and on April 30
Trust Pr Units Series I every five years thereafter into Preferred Units, Series J
AZP.PR.B Atlantic Power At the option of the holder, subject to certain conditions on December 31, 2014 and
Preferred Equity Ltd. on the 31st of December every 5 years thereafter into Series 3 Pr shares on a
Series 2 Pr one for one basis.
AZP.PR.C Atlantic Power At the option of the holder, subject to certain conditions on December 31, 2019 and
Preferred Equity Ltd. on the 31st of December every 5 years thereafter into Series 2 Pr shares on a
Series 3 Pr one for one basis.
BCE.PR.A BCE Inc. 1st Pr At the option of the holder, upon at least 10 days prior notice, on September 1, 2007
Series AA and on September 1 in every fifth year thereafter, into Cumulative Redeemable 1st Pr
shares Series AB of BCE on the basis of one Series AB for each Series AA converted.
BCE.PR.B BCE Inc. Pr At the option of the holder, upon not earlier than 45 days notice but not later than
Series AB the close of business on the 10th day preceding a Series B conversion date, on
September 1, 2012, and on September 1 every 5 years thereafter into an equal
number of Series AA Pr shares.
BCE.PR.C BCE Inc. Pr At the option of the Holder on and after March 1st, 2008 and on March 1st
Series AC in every five years thereafter, upon at least 45 days notice each share will be
convertible into BCE Inc. Series AD Pr shares on the basis of one for one.
6 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
BCE.PR.D BCE Inc. 1st Pr At the option of the holder on and after March 1, 2013 and on March 1st
Series AD in every 5th year thereafter, upon giving to the Issuer notice thereof not earlier
than 45 days prior to but not later than the close of business on the 10th day
preceding, a Series AD conversion date into Series AC Pr shares.
BCE.PR.E BCE Inc. 1st Pr At the option of the holder on and after February 1, 2005 and on February 1st
Series AE in every 5th year thereafter, upon at least 14 days notice, into one
Series 16 Pr share for each Series 15 share converted.
BCE.PR.F BCE Inc. 1st Pr At the option of the holder, upon at least 14 days prior notice, on February 1st,
Series AF 2010 and on Febuary 1st in every 5th year thereafter into one Series 15 Pr share
for each Series 16 share converted.
BCE.PR.G BCE Inc. 1st Pr At the option of the holder on and after May 2, 2006 and on May 1st in every 5th year
Series AG thereafter, upon at least 10 days notice, into one Series 18 Pr share for each
Series 17 share converted.
BCE.PR.H BCE Inc. 1st Pr At the option of the holder on and after May 1, 2011 and on May 1st in every
Series AH 5th year thereafter, upon at least 10 days notice into, into one Series 17 Pr share
for each Series 18 share converted.
BCE.PR.I BCE Inc. 1st Pr At the option of the holder on and after August 1, 2006 and on August 1st in every
Series AI 5th year thereafter, upon at least 10 days notice into, into one Series 20 Pr share
for each Series 19 share converted.
BCE.PR.J BCE Inc. 1st Pr At the option of the holder on and after August 1, 2016 and on August 1st in every
Series AJ 5th year thereafter, upon at least 10 days notice into, into one Series AI
for each Series AJ share converted.
BCE.PR.K BCE Inc. 1st Pr At the option of the Holder on and after December 31, 2016 and on December 31st
Series AK in every 5th year thereafter, upon at least 10 days notice into, into one Series AL
Pr share for each Series AK share converted.
BCE.PR.L BCE Inc. Pr Series AL At the option of the holder, convertible on any Series AL Conversion Date into
Series AK Preferred Shares on the basis of one Series AK Preferred Share
for each Series AL Preferred Share converted
BCE.PR.M BCE Inc. 1st Pr At the option of the holder and subject to certain restrictions on March 31, 2016 and
Series AM on March 31 every 5 years thereafter into an equal number of Pr Series AN shares
upon giving notice thereof not that earlier than the 30th day prior to, but not later
than 5:00 pm on the 15th day preceding, a Series AM conversion date.
BCE.PR.N BCE Inc. 1st Pr Series AN each holder of Series AN Preferred Shares will have the right, at its option, on any
Series AN Conversion Date, to convert, subject to the restrictions on conversion
described below and in the terms of the Series AN Preferred Shares, and the payment
or delivery to the Company of evidence of payment of the tax (if any) payable, all or
any of the Series AN Preferred Shares into Series AM Preferred Shares on the basis
of of one for one not earlier than the 30th day prior to, but not later than 5 p.m.
(Montréal time) on the 15th day preceding the applicable Series AN Conversion Date
BCE.PR.O BCE Inc. 1st Pr At the option of the holder and subject to certain restrictions on March 31, 2016 and
Series AO on March 31 every 5 years thereafter into an equal number of Pr Series AN shares
upon giving notice thereof not that earlier than the 30th day prior to, but not later
than 5:00 pm on the 15th day preceding, a Series AM conversion date.
BCE.PR.Q BCE Inc. 1st Pr At the option of the holder and subject to certain restrictions on March 31, 2017 and
Series AQ on March 31 every 5 years thereafter into an equal number of Pr Series AP shares
upon giving notice thereof not that earlier than the 30th day prior to, but not later
than 5:00 pm on the 15th day preceding, a Series AO conversion date.
BCE.PR.R BCE Inc. Pr Series R At the option of the holder on and after December 1, 2005 and on December 1st every
five years thereafter, upon at least 14 days notice each share will be convertible into
BCE Inc. Series Q Pr shares on the basis of one for one.
BCE.PR.S BCE Inc. Pr Series S At the option of the holder on and after November 1, 2011 and on November 1st every
five years thereafter, upon at least 14 days notice each share will be convertible into
BCE Inc. Series T Pr shares on the basis of one for one.
TSX eREVIEW APRIL 2018 CHAPTER 5 7
Issue Name
Symbol and Description Conversion Terms
BCE.PR.T BCE Inc. Pr Series T At the option of the holder on and after November 1, 2001 and on November 1st every
five years thereafter, upon at least 14 days notice each share will be convertible into
BCE Inc. Series S Pr shares on the basis of one for one.
BCE.PR.Y BCE Inc. Pr Series Y At the option of the holder on and after December 1, 2002 and on December 1 every
five years thereafter, upon at least 14 days notice each share will be convertible into
BCE Inc. Series Z Pr shares on the basis of one for one.
BCE.PR.Z BCE Inc. Pr Series Z At the option of the holder on and after December 1, 2007 and on December 1st
every five years thereafter, upon at least 14 days notice each share will be convertible
into BCE Inc. Series Y Pr shares on the basis of one for one.
BMO.PR.A Bank of Montreal Cl B Pr 26 At the option of the holder, convertible on a Series 26 Conversion Date into
Preferred Series 25
BMO.PR.B Bank of Montreal Cl B Pr 38 At the option of the holder, convertible on February 25, 2022 and on February 25
every five years thereafter into Preferred Shares Series 39
BMO.PR.C Bank of Montreal At the option of the holder, convertible on May 25, 2022 and on May 25
Cl B Pr Series 40 every five years thereafter into Preferred Shares Series 41
BMO.PR.D Bank of Montreal At the option of the holder, convertible on August 25, 2022 and on August 25
Cl B Pr Series 42 every five years thereafter into Preferred Shares Series 43
BMO.PR.M Bank of Montreal Holder will be subject to the automatic conversion provisions and the right of the
Cl B Pr Series 16 Bank to redeem those shares, have the right, at their option to convert, on
August 25, 2013 and on August 25 every 5 years thereafter any or all of their
Preferred Shares Series 16 into an equal number of Pr Series 17 upon giving
to the Bank notice thereof not earlier than 30 days prior to, but not later than
5:00 pm on the 15th day preceding a Series 16 conversion date.
BMO.PR.Q Bank of Montreal Holders will be subject to the automatic conversion provisions and the right of the
Cl B Pr Bank to redeem those shares, have the right, at their option to convert, on
Series 25 August 25, 2016 and on August 25 every 5 years thereafter any or all of
their Preferred Shares Series 25 into an equal number of Pr Series 26 upon
giving to the Bank notice thereof not earlier than 30 days prior to, but not later
than 5:00 pm on the 15th day preceding a Series 25 conversion.
BMO.PR.R Bank of Montreal At the option of the holder on and after August 25, 2018 and on August 25 in
Cl B Pr 17 every 5th year thereafter, into one Series 16 Pr share for each Series 17 share
converted, subject to restrictions.
BMO.PR.S Bank of Montreal Holders will be subject to the automatic conversion provisions and the right of the
Cl B Pr Bank to redeem those shares, have the right, at their option to convert, on
Series 27 May 25, 2019 and on May 25 every 5 years thereafter any or all of their
Preferred Shares Series 27 into an equal number of Pr Series 28 upon
giving to the Bank notice thereof not earlier than 30 days prior to, but not later
than 5:00 pm on the 15th day preceding a Series 27 conversion.
BMO.PR.T Bank of Montreal At the option of the holder, subject to automatic conversion provisions and the
Cl B Pr right of the Bank to redeem those share, have the right to convert on August 25,
Series 29 2019 and on August 25 every five years thereafter into an equal number of
Pr Series 30.
BMO.PR.W Bank of Montreal At the option of the holder, subject to automatic conversion provisions and the
Cl B Pr right of the Bank to redeem those share, have the right to convert on November 25,
Series 31 2019 and on November 25 every five years thereafter into an equal number
of Pr Series 32.
8 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
BMO.PR.Y Bank of Montreal At the option of the holder, on August 25, 2020 and on August 25 every five years
Cl B Pr Series 33 thereafter (a “Series 33 Conversion Date”) to convert, subject to the restrictions
on conversion described in the Prospectus and the payment or delivery to the Bank
of evidence of payment of the tax (if any) payable, all or any of their Preferred Shares
Series 33 registered in their name into Preferred Shares Series 34 on the basis
of one Preferred Share Series 34 for each Preferred Share Series 33. The conversion
of Preferred Shares Series 33 may be effected upon notice delivered by the holders
of Preferred Shares Series 33 not earlier than the 30th day prior to, but not later than
5:00 p.m. (Toronto time) on the 15th day preceding, a Series 33 Conversion Date
BMO.PR.Z Bank of Montreal Upon the occurrence of a Trigger Event (as defined in the Prospectus),
Cl B Pr Series 35 (NVCC) each outstanding Preferred Share Series 35 will automatically and immediately
be converted into Common Shares (Symbol: BMO) of the Bank, at a conversion
price equal to the greater of (i) $5.00 per share, and (ii) the volume weighted
average trading price of the Common Shares on the Toronto Stock Exchange
for the 10 consecutive trading days ending on the trading day preceding
the date of the Trigger Event
BNS.PR.B Bank of Nova Scotia At the option of the holder, subject to automatic conversion provisions and the
(The) Pr Series 21 right of the Bank to redeem those shares, have the right to convert on October 26,
2018 and on October 26 every five years thereafter into an equal number of
Floating Rate Pr Series 20.
BNS.PR.C Bank of Nova Scotia At the option of the holder, subject to automatic conversion provisions and the
(The) Pr Series 23 right of the Bank to redeem those shares, have the right to convert on January 26,
2019 and on every January 26 every five years thereafter into an equal number of
Floating Rate Pr Series 22.
BNS.PR.D Bank of Nova Scotia At their option, on April 26, 2020 and on April 26 every five years thereafter
(The) Pr Series 31 (a “Series 31 Conversion Date”), to convert, all or any of their Preferred Shares
Series 31 registered in their name into Preferred Shares Series 30 on the basis
of one Preferred Share Series 30 for each Preferred Share Series 31.
The conversion of Preferred Shares Series 31 may be effected upon notice
given not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series 31 Conversion Date
BNS.PR.F Bank of Nova Scotia At their option, on February 2, 2021 and on February 2 every five years thereafter
(a “Series 33 Conversion Date”), to convert, subject to the restrictions on conversion
described below, the provisions of the Bank Act and the payment or delivery to the
Bank of evidence of payment of the tax (if any) payable, all or any of their
Preferred Shares Series 33 registered in their name into Preferred Shares Series
32 on the basis of one Preferred Share Series 32 for each Preferred Share
Series 33. The conversion of Preferred Shares Series 33 may be effected upon
notice in writing given not earlier than 30 days prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series 33 Conversion Date.
BNS.PR.E Bank of Nova Scotia At their option, on April 26, 2021 and on April 26 every five years thereafter
(The) Pr Series 34 (NVCC) (a “Series 34 Conversion Date”), to convert, subject to the restrictions on
conversion described below, the provisions of the Bank Act and the payment
or delivery to the Bank of evidence of payment of the tax (if any) payable, all or
any of their Preferred Shares Series 34 registered in their name into Non-Cumulative
Floating Rate Preferred Shares Series 35 (Non-Viability Contingent Capital (NVCC))
(the “Preferred Share Series 35") on the basis of one Preferred Share Series 35 for
each Preferred Share Series 34. The conversion of Preferred Shares Series 34 may
be effected upon notice given not earlier than the 30th day prior to, but not later than
5:00 p.m. (Toronto time) on the 15th day preceding, a Series 34 Conversion Date
TSX eREVIEW APRIL 2018 CHAPTER 5 9
Issue Name
Symbol and Description Conversion Terms
BNS.PR.G Bank of Nova Scotia At the option of the holder, on July 26, 2021 and on July 26 every five years thereafter
(The) Pr Series 36 (a “Series 36 Conversion Date”), to convert, subject to the restrictions on conversion
described below, the provisions of the Bank Act and the payment or delivery to the
Bank of evidence of payment of the tax (if any) payable, all or any of their Preferred
Shares Series 36 registered in their name into Preferred Shares Series 37 on the basis
of one Preferred Share Series 37 for each Preferred Share Series 36. The conversion
of Preferred Shares Series 36 may be effected upon notice given not earlier than the
30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day
preceding, a Series 36 Conversion Date
BNS.PR.H Bank of Nova Scotia At the option of the holder, convertible on January 27, 2022
(The) 5 year Rate Reset and on January 27 every five years thereafter into Non-cumulative
Pr Series 38 Floating Rate Preferred Shares Series 39
BNS.PR.Q Bank of Nova Scotia At the option of the holder, subject to automatic conversion provisions and the
(The) Pr Series 20 right of the Bank to redeem those shares, have the right to convert on October 26,
2013 and on every October 26 every five years thereafter into an equal number
of Floating Rate Pr Series 21.
BNS.PR.R Bank of Nova Scotia At the option of the Holder and subject to certain restrictions on January 26, 2014
(The) Pr Series 22 and on January 26 every 5 years thereafter into an equal number of Pr Series 23
shares of the Bank upon giving to the Bank notice thereof not that earlier than
the 30th day prior to, but not later than 5:00 pm on the 15th day preceding,
a Series 22 conversion date.
BNS.PR.Y Bank of Nova Scotia At the option of the holder and subject to certain restrictions on April 26, 2015 and
(The) Pr Series 30 on April 26 every 5 years thereafter into an equal number of Pr Series 31 shares
of the Bank upon giving to the Bank notice thereof not that earlier than the
30th day prior to, but not later than 5:00 pm on the 15th day preceding,
a Series 30 conversion date.
BNS.PR.Z Bank of Nova Scotia At the option of the holder and subject to certain restrictions on February 2, 2016 and
(The) Pr Series 32 on February 2 every 5 years thereafter into an equal number of Pr Series 33 shares
of the Bank upon giving to the Bank notice thereof not that earlier than the
30th day prior to, but not later than 5:00 pm on the 15th day preceding,
a Series 32 conversion date.
BIR.PR.A Birchcliff Energy Ltd. At the option of the holder and subject to certain restrictions on September 30,
Pr Series A 2017 and on September 30 every 5 years thereafter into an equal number of
Pr Series B shares upon giving notice thereof not that earlier than the 30th day
prior to, but not later than 5:00 pm on the 15th day preceding, a Seris A
conversion date.
BIR.PR.C Birchcliff Energy Ltd. At the option of the Issuer on June 30, 2018, upon not less than 30 days
Pr Series C and not more than 60 days written notice, subject if required to stock exchange
approval, all or any part of the outstanding preferred shares into common shares
will be determined by dividing the then applicable redemption price per Pr Share
Series C by the greater of $2.00 or 95% of the then current market price.
BBD.PR.C Bombardier Inc. 6.25% At the option of the Issuer on and after March 31, 2007, subject to the approval
Pr Series 4 of the Toronto Stock Exchange and such other stock exchanges on which the
Series 4 Pr shares are listed into that number of Class B SV shares determined
by dividing the then applicable redemtpion price together with all accrued and
unpaid dividends by the greater of $2.00 and 95% of the weighted average trading
price of such Class B SV shares on the Toronto Stock Exchange for the period of
20 consecutive trading days, ending on the last trading day on or before the fourth
day prior to the date fixed for conversion.
In addition the Issuer may create one or more further series of Preferred shares,
into which the holders of Series 4 Pr shares could have the right, but not the
obligation, to convert their shares on a share for share basis.
10 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
BBD.PR.D Bombardier Inc. 6.25% At the option of the holder on August 1st, 2007 and on August 1st in every fifth
Series 3 Pr year thereafter, upon at least 14 days notice into Series 2 shares of the Issuer
on a one for one basis.
Holders of the Series 3 Shares shall not be entitled to convert their shares into
Series 2 Shares if, following the close of business on the 14th day preceding
a Conversion Date, the Issuer determines that there would remain
outstanding less than 1,000,000 Series 2 Shares, after having taken into
account all Series 3 Shares tendered for conversion into Series 2 Shares and,
if applicable, all Series 2 Shares tendered for conversion into Series 3 Shares.
Furthermore, if following the close of business on the 14th day preceding a
Conversion Date the Issuer determines that there would remain outstanding
less than 1,000,000 Series 3 Shares after having taken into account all Series 3
Shares tendered for conversion into Series 2 Shares and if applicable, all Series 2
Shares tendered for conversion into Series 3 Shares, then all, but not part, of the
remaining outstanding Series 3 Shares shall automatically be converted into
Series 2 Shares on the basis of one Series 2 Share for each Series 3 Share
on the applicable Conversion.
BAM.PF.A Brookfield Asset At the option of the holder, subject to restrictions, on September 30, 2018 and
Management Inc. every 5 years thereafter into Series 33 Pr shares on a one for one basis.
Cl A Pr Series 32
BAM.PF.B Brookfield Asset At the option of the holder, subject to restrictions, on March 31, 2019 and
Management Inc. every 5 years thereafter into Series 35 Pr shares on a one for one basis.
Cl A Pr Series 34
BAM.PF.E Brookfield Asset At the option of the holder, subject to restrictions, on March 31, 2020 and
Management Inc. every 5 years thereafter into Series 39 Pr shares on a one for one basis.
Cl A Pr Series 38
BAM.PF.F Brookfield Asset At the option of the holder on September 30, 2019 and on September 30 every
Management Inc. fifth year thereafter, into Series 41 Pr shares on a one for one basis.
Cl A Pr Series 40
BAM.PF.G Brookfield Asset At the option of the holder, subject to restrcitions on June 30, 2020 and every
Management Inc. fifth year thereafter, into Series 43 Pr shares on a one for one basis.
Cl A Pr Series 42
BAM.PF.H Brookfield Asset At their option, on December 31, 2020, and on December 31 every five years
Management Inc. Cl A thereafter (a “Series 44 Conversion Date”), to convert, subject to the restrictions
Pr Series 44 on conversion described in the Prospectus and the payment or delivery to
the Company of evidence of payment of the tax (if any) payable, all or any of
their Series 44 Shares registered in their name into Series 45 Shares on the
basis of one Series 45 Share for each Series 44 Share
BAM.PF.I Brookfield Asset At the option of the holder, convertible on March 31, 2022
Management Inc. and on March 31 every five years thereafter into Cumulative
Cl A Pr Series 46 Class A Preference Shares, Series 47
BAM.PF.J Brookfield Asset At the option of the holder, convertible on December 31, 2022 and
Management Inc. on December 31 every five years thereafter into Cumulative Class A
Cl A Pr Series 48 Preference Shares, Series 49
BAM.PR.E Brookfield Asset At the option of the holder on November 1st, 2006 and on November 1 in every
Management Inc. fifth year thereafter, upon at least 14 days notice into Series 9 Preference shares
Cl A Pr Series 8 of Brookfield Asset Management on a one for one basis.
BAM.PR.G Brookfield Asset At the option of the holder on November 1st, 2006 and on November 1 in every fifth
Management Inc. year thereafter, upon at least 14 days notice into Series 8 Preference Shares of
Cl A Pr Series 9 Brascan Corporation on a one for one basis.
TSX eREVIEW APRIL 2018 CHAPTER 5 11
Issue Name
Symbol and Description Conversion Terms
BIP.PR.B Brookfield At their option, on December 31, 2020, and on December 31 every five years
Infrastructure Partners thereafter (a “Series 3 Reclassification Date”), to reclassify, subject to the restrictions
L.P. Cl A Pr Ser 3 on reclassification described in the Prospectus and the payment or delivery to the
Partnership of evidence of payment of the tax (if any) payable, all or any of their
Series 3 Preferred Units registered in their name into Series 4 Preferred Units on the
basis of one Series 4 Preferred Unit for each Series 3 Preferred Unit. The
reclassification of Series 3 Preferred Units may be effected upon written notice given
by the registered holders of the Series 3 Preferred Units not earlier than the 30th
day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day preceding,
a Series 3 Reclassification Date.
BAM.PR.M Brookfield Asset At the option of the Issuer on and after December 31, 2011 into that number of
Management Inc. Class A voting shares determined by dividing the then applicable redemption price
Cl A Pr Series 17 together with all accrued and unpaid dividends up to but excluding the date fixed
for conversion by the greater of $2.00 and 95% of the Current Market Price of
the Class A shares on.
BAM.PR.N Brookfield Asset At the option of the Issuer on and after June 20, 2012 into that number of
Management Inc. Class A voting shares determined by dividing the then applicable redemption price
Cl A Pr Series 18 together with all accrued and unpaid dividends up to but excluding the date fixed
for conversion by the greater of $2.00 and 95% of the Current Market Price of
the Class A shares on.
BAM.PR.R Brookfield Asset At the option of the holder on and after June 30, 2016 upon at least 15 days
Management Inc. notice and not more than 30 days notice and on June 30 every 5 years
Cl A Pr Series 24 thereafter subject to restrictions, into Series 25 on a one for one basis.
BAM.PR.S Brookfield Asset . At their option on each Series 25 Conversion Date to convert, subject to
Management Inc the restrictions on conversion described in the Prospectus and the
Cl A Pr 25 payment or delivery to the Company of evidence of payment of the tax
(if any) payable, all or any of their Series 25 Shares registered in their
name into Series 24 Shares on the basis of one Series 24 Share for
each Series 25 Share. The conversion of Series 25 Shares may be
effected upon notice delivered by the holders of Series 25 Shares not
earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time)
on the 15th day preceding, a Series 25 Conversion Date
BAM.PR.T Brookfield Asset At the option of the holder on and after March 31, 2017 upon at least 15 days
Management Inc. notice and not more than 30 days notice and on March 31 every 5 years
Cl A Pr Series 26 thereafter subject to restrictions, into Series 27 on a one for one basis.
BAM.PR.X Brookfield Asset At the option of the holder on and after June 30, 2017 upon at least 15 days
Management Inc. notice and not more than 30 days notice and on June 30 every 5 years
Cl A Pr Series 28 thereafter subject to restrictions, into Series 29 on a one for one basis.
BAM.PR.Z Brookfield Asset At the option of the holder on and after December 31, 2017 upon at least
Management Inc. 15 days notice and not more than 30 days notice and on December 31 every
Cl A Pr 30 5 years thereafter subject to restrictions, into Series 31 on a one for one basis.
BIP.PR.C Brookfield Infrastructure At the option of the holder, convertible on September 30, 2021 and on
Partners L.P. Cl A Pr Ser 5 September 30 every five years into Series 6 Preferred Units
BIP.PR.D Brookfield Infrastructure At the option of the holder, convertible on March 31, 2022 and on March 31
Partners L.P. Cl A Pr Ser 7 every five years into Series 8 Preferred Units
BPO.PR.A Brookfield Office At the option of the holder on December 31, 2019 and on December 31 in
Properties Inc. every fifth year thereafter, upon at least 15 days notice and not more than
Cl AAA Pr AA 30 days into Series BB shares on a one for one basis.
BPO.PR.C Brookfield Office At the option of the holder on June 30, 2021 and on June 30 every fifth
Properties Inc. Cl AAA year thereafter, to convert, subject to the restrictions on conversion described
Pr Series CC in the Prospectus, all or any of their Series CC Shares into Series DD
Shares on a one for one basis.
BPO.PR.E Brookfield Office Properties Inc. At the option of the holder, convertible on March 31, 2022 and on March 31
Cl AAA Pr Ser EE every five years thereafter into Class AAA Preference Shares, Series FF
12 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
BPO.PR.G Brookfield Office Properties Inc. At the option of the holder, convertible on June 30, 2022 and on June 30
Cl AAA Pr Ser GG every five years thereafter into Class AAA Preference Shares, Series HH
BPO.PR.I Brookfield Office Properties Inc. At the option of the holder, convertible on December 31, 2022 and on
Class AAA Pr Series II December 31 every five years thereafter into Class AAA
Preference Shares, Series JJ
BPO.PR.N Brookfield Office At the option of the holder on and after June 30, 2016 and on June 30 every
Properties Corporation 5 years thereafter, on at least 30 days and not more than 60 days prior
Cl AAA Pr Series N written notice, into Series O Pr shares on a one for one basis.
BPO.PR.P Brookfield Office At the option of the holder on and after March 31, 2017 and on March 30 every
Properties Corporation 5 years thereafter, on at least 30 days and not more than 60 days prior
Cl AAA Pr Series P written notice, into Series Q Pr shares on a one for one basis.
BPO.PR.S Brookfield Office Properties Inc. At the option of the holder, convertible on a Series S Conversion Date into
Cl AAA Pr Series S Class AAA Preference Shares, Series R
BPO.PR.R Brookfield Office At the option of the holder on and after September 30, 2016 and on
Properties Corporation September 30 every 5 years thereafter, on at least 30 days and not
Cl AAA Pr Series R more than 60 days prior written notice, into Series S Pr shares on
a one for one basis.
BPO.PR.T Brookfield Office At the option of the holder on and after December 31, 2018 and on December 31
Properties Inc. every 5 years thereafter, on at least 15 days and not more than 30 days prior
Cl AAA Pr Series T written notice, into Series U Pr shares on a one for one basis.
BEP.PR.G Brookfield Renewable Partners At the option of the holder on January 31, 2021 and on
L.P. Series 5 Pr Class A January 31 every 5 years thereafter, on at least 15 days and
not more than 30 days prior written notice, into Series 8 Pr Unit on
a one for one basis.
BEP.PR.I Brookfield Renewable Energy At the option of the holder on July 31, 2021 and on July 31 every 5 years
Energy Partners L.P. thereafter, on at least 15 days and not more than 30 days prior
Cl A Pr Ser 9 written notice, into Series 10 Pr Unit on a one for one basis.
BEP.PR.K Brookfield Renewable Partners At the option of the holder, convertible on April 30, 2022 and on April 30
L.P. Cl A Pr L.P. Ser 11 every five years thereafter into Class A Preferred Limited Partnership
Units, Series 12
BEP.PR.M Brookfield Renewable At the option of the holder, convertible on April 30, 2023 and
Energy Partners L.P. on April 30 every five years thereafter into Class A
Cl A Pr Ser 13 Preferred Limited Partnership Units, Series 14
BRF.PR.A Brookfield Renewable At the option of the holder on and after April 30, 2015 and on April 30 every
Power Preferred five years thereafter, upon at least 15 written days notice and not more than
Equity Inc. Cl A Pr 1 30 days into Cl A Pr Series 2 (subject to restrictions) on a share for share basis
BRF.PR.B Brookfield Renewable Power At the option of the holder to convert all or any of their Series 2
Preferred Equity Inc. Cl A Pr 2 Shares registered in their name into Series 1 Shares on the basis of
one Series 1 Share for each Series 2 Share on a share for share basis
BRF.PR.C Brookfield Renewable At the option of the holder on and after July 31, 2019 and on July 31 every
Power Preferred five years thereafter, upon at least 15 written days notice and not more than
Equity Inc. Cl A Pr 3 30 days into Cl A Pr Series 4 (subject to restrictions) on a share for share basis
CIU.PR.C CU Inc. Pr Series 4 At the option of the holder, subject to certain restrictions, on June 1, 2016 and on
June 1 every 5 years thereafter into Series 5 Pr shares on a one for one basis.
CF.PR.A Canaccord Genuity Holders will have the right, at their option to convert, on September 20, 2016
Group Inc. and on September 30 every 5 years thereafter any or all of their Preferred
Pr Series A Shares Series A into an equal number of Pr Series B shares upon giving
to the issuer notice thereof not earlier than 30 days prior to, but not later
than 5:00 pm on the 15th day preceding a Series 2 conversion.
TSX eREVIEW APRIL 2018 CHAPTER 5 13
Issue Name
Symbol and Description Conversion Terms
CF.PR.C Canaccord Genuity Holders will have the right, at their option to convert, on June 30, 2017
Group Inc. and on June every 5 years thereafter any or all of their Preferred
Pr Series C Shares Series C into an equal number of Pr Series D shares upon giving
to the issuer notice thereof not earlier than 30 days prior to, but not later
than 5:00 pm on the 15th day preceding a Series C conversion.
CM.PR.O Canadian Imperial At the option of the holder on and after July 31, 2019 and on July 31st every 5 years
Bank of Commerce thereafter, subject to restrictions, all or any of their Series 39 Pr shares into Series
Series 39 Pr 40 Pr shares on the basis of one for one. Notice of a holders intention to convert
must be received by CIBC not earlier than the 30th day prior to, but not later than
5:00 pm (Toronto time) on the 15th day preceding, a Series 39 conversion date.
CM.PR.P Canadian Imperial At the option of the holder on and after January 31, 2020 and on January 31st every
Bank of Commerce 5 years thereafter, subject to restrictions, all or any of their Series 41 Pr shares into
Series 41 Pr Series 42 Pr shares on the basis of one for one. Notice of a holders intention to convert
must be received by CIBC not earlier than the 30th day prior to, but not later than
5:00 pm (Totonto time) on the 15th day preceding, a Series 41 conversion date.
CM.PR.Q Canadian Imperial At the option of the holder, to convert, on July 31, 2020 and on July 31 every fifth
Bank of Commerce year thereafter (each such date a “Series 43 Conversion Date”), all or any of
Series 43 Pr their Series 43 Preferred Shares into an equal number of Non-Cumulative
Floating Rate Class A Preferred Shares Series 44 (the “Series 44 Preferred
Shares”) of the Bank upon giving to the Bank notice thereof not earlier than
the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day
preceding the relevant Series 43 Conversion Date.
CM.PR.R Canadian Imperial At the option of the holder, convertible on July 31, 2022 and
Bank of Commerce on July 31 every five years thereafter into Preferred
Cl A Pr Series 45 Shares Series 46
CM.PR.S Canadian Imperial Bank At the option of the holder, convertible on January 31, 2023 and
of Commerce Cl A on January 31 every five years thereafter into Non-Cumulative Rate
Pr Series 47 Reset Class A Preferred Shares, Series 48
(Non-Viability Contingent Capital (NVCC))
CU.PR.I Canadian Utilities Limited At the option of the holder on December 1, 2020 and on December 1
2nd Pr Series FF every five years thereafter (a “Series FF Conversion Date”), to convert, subject to
the restrictions on conversion described in the Prospectus, all or any of their
Series FF Preferred Shares into Series GG Preferred Shares on the basis of
one Series GG Preferred Share for each Series FF Preferred Share. Notice of
a holder’s intention to convert Series FF Preferred Shares must be received by
the transfer agent and registrar for the Series FF Preferred Shares at its principal
office in Toronto not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series FF Conversion Date
CWB.PR.B Canadian Western At the option of the holder on and after April 30, 2019 and on April 30th every five
Bank 5 Year Reset Pr 5 years thereafter, subject to the restrictions, all or any of their Series 5 Pr shares into
Series 6 Pr shares on the basis of one for one.
CWB.PR.C Canadian Western At their option, on July 31, 2021 and on July 31st every five years thereafter
Bank 5 Year Reset Pr 7 (a “Series 7 Conversion Date”), to convert, subject to the restrictions on conversion
described in the Prospectus and the payment or delivery to the Bank of evidence of
payment of the tax (if any) payable, all or any of their Series 7 Preferred Shares
registered in their name into Series 8 Preferred Shares on the basis of one for one
CPX.PR.C Capital Powder Corporation At the option of the holder on and after December 31, 2018 and on December 31
Pr Series 3 every five years thereafter, subject to the restrictions, all or any of their Series 3
Pr shares into Series 4 Pr shares on the basis of one for one.
CPX.PR.E Capital Powder Corporation At the option of the holder on and after June 30, 2018 and on June 30 every
Pr Series 5 five years thereafter, subject to the restrictions, all or any of their Series 5 Pr
shares into Series 6 Pr shares on the basis of one for one.
CPX.PR.G Capital Power Corporation At the option of the holder, convertible on December 31, 2021 and on
Pr Series 7 December 31 every five years into Series 8 Shares
14 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
CPX.PR.I Capital Power Corporation At the option of the holder, convertible on September 30, 2022, and on
Pr Series 9 September 30 every five years thereafter into Series 10 Shares
CSE.PR.A Capstone Infrastructure Holders will have the right, at their option to convert, on July 31, 2016 and
Corporation on July 31 every 5 years thereafter any or all of their Preferred Shares Series A
Series A Pr into an equal number of Pr Series B shares upon giving to the issuer notice
thereof not earlier than 30 days prior to, but not later than 5:00 pm on the
15th day preceding a Series 2 conversion.
DC.PR.B Dundee Corporation At the option of the holder on September 30, 2014 and on each September 30
5 Year Pr Series 2 thereafter, subject to certain restrictions, all or any of their Series 2 Pr shares
into Series 3 Pr shares on a one for one basis. Notice of a holders intention to
convert is irrevocable and must be received not earlier than the 30th day prior
to, but not later than 5:00 (Toronto time) on the 15th day preceding the conversion.
DC.PR.D Dundee Corporation At the option of the holder on September 30, 2019 and on each September 30 every
1st Pr Series 3 fifth year thereafter, subject o certain restrictions, all or any of their Series 3 Pr shares
into Series 2 Pr shares on a one for one basis. Notice of a holders intention to convert
is irrecvocoable and must be received not earlier than the 30th day prior to, but not
later than 5:00 (Toronto time) on the 15th day preceding the conversion date.
DC.PR.E Dundee Corporation Series 5 Preference Shares will be convertible, at the option of the Company,
1st Pr Series 5 into Class A Subordinate Voting Shares (“Subordinate Voting Shares ”) of the
Company at any time prior to June 30, 2019. The number of Subordinate Voting
Shares into which each Series 5 Preference Share may be so converted will be
determined by dividing the then applicable redemption price per Series 5
Preference Share, together with all accrued and unpaid dividends up to but
excluding the date fixed for conversion, by the greater of: (i) $2.00; and (ii) 95% of
the weighted average trading price of the Subordinate Voting Shares of the Company
on the Toronto Stock Exchange (“TSX”) for the 20 consecutive trading days ending
on the fourth day prior to the date specified for conversion or, if such fourth
day is not a trading day, the immediately preceding trading day
ECN.PR.A ECN Capital Corp At the option of the holder, convertible on December 31, 2021 and on
6.50% Preferred December 31 every five years thereafter into Cumulative Floating Rate
Shares, Series A Preferred Shares, Series B
ECN.PR.C ECN Capital Corp. At the option of the holder, convertible on June 30, 2022 and
6.25% Preferred Shares, on June 30 every five years thereafter into Cumulative Floating
Series C Rate Preferred Shares, Series D
ELF.PR.F E-L Financial Corporation At the option of the Issuer on after october 17, 2009 into that number of freely
Limited 1st Pr tradeable common shares determined by dividing the then applicable redemption price,
Series 1 together with all declared and unpaid dividends up to but excluding the date fixed for
conversion by the greater of $1.00 and 95% of the weighted average trading price of
the common shares on Toronto Stock Exchange (or if the common shares do not trade
on Toronto Stock Exchange on the date specified for conversion, on the exchange
or trading system with the highest volume of common shares trading during the 20
trading day period referred to below) for the 20 consecutive trading days ending on
(i) the fourth day prior to the date specified for conversion or (ii) if such fourth day is
not a trading, the immediately preceding day.
ELF.PR.G E-L Financial Corporation At the option of the Issuer on after October 17, 2011 into that number of freely
Limited 4.75% tradeable common shares determined by dividing the then applicable redemtpion
1st Pr Series 2 price, together with all declared and unpaid dividends up to but excluding the date
fixed for conversion by the greater of $1.00 and 95% of the weighted average
trading price of the common shares.
ELF.PR.H E-L Financial Corporation At the option of the Issuer on after April 17, 2017 into that number of freely
Limited 5.50% tradeable common shares determined by dividing the then applicable redemtpion
1st Pr Series 3 price, together with all declared and unpaid dividends up to but excluding the date
fixed for conversion by the greater of $1.00 and 95% of the weighted average
trading price of the common shares.
TSX eREVIEW APRIL 2018 CHAPTER 5 15
Issue Name
Symbol and Description Conversion Terms
EFN.PR.I Element Fleet Financial Corp. At the option of the holder, convertible on June 30, 2022 and on June 30
5.75% Pr Series I every five years thereafter into Cumulative Floating Rate Preferred Shares, Series J
EFN.PR.A Element Fleet Financial Corp. At the option of the holder on and after December 31, 2018 and on December 31
J 6.6% 1st Pr Series A every five years thereafter, subject ot the restrictions, all or any of their 6.6%
1st Pr Series A shares into Series B Pr shares on the basis of one for one.
EFN.PR.C Element Fleet Financial Corp. At the option of the holder on and after June 30, 2019 and on June 30
J 6.5% Pr Series C every five years thereafter, subject ot the restrictions, all or any of their 6.5%
Pr Series C shares into Series D Pr shares on the basis of one for one.
EFN.PR.E Element Fleet Financial Corp. At the option of the holder on and after September 30, 2019 and on September 30
J 6.4% Pr Series E every five years thereafter, subject ot the restrictions, all or any of their 6.4%
Pr Series E shares into Series F Pr shares on the basis of one for one.
EFN.PR.G Element Fleet Financial Corp. At their option, to convert, on September 30, 2020 and on September 30
6.50% Pr Series G every fifth year thereafter (each a “Series G Conversion Date”), all or any
of their Series G Preferred Shares into an equal number of Cumulative
Floating Rate Preferred Shares, Series H on the basis of one for one
EMA.PR.A Emera Incorporated At the option of the holder, subject to certain restrictions into Series B1 1st Pr
1st Pr Series A shares on a one for one basis.
EMA.PR.B Emera Incorporated At their option, on Series B Conversion Date, to convert, subject to
1st Pr Serie B the restrictions on conversion described below and the payment or
delivery to the Company of evidence of payment of the tax (if any)
payable, all or any of their Series B Shares registered in their
name into Series A Shares on the basis of one Series A Share for
each Series B Share. The conversion of Series B Shares may be
effected upon notice delivered to the Company by the holders of
Series B Shares not earlier than the 30th day prior to, but not later
than 5 p.m. (Toronto time) on the 15th day preceding, a Series B
Conversion Date.
EMA.PR.C Emera Incorporated At the option of the holder, subject to restrictions, on February 15, 2020 and
1st Pr Series F every 5 years thereafter into Series G shares on a one for one basis.
EMA.PR.F Emera Incorporated At the option of the holder, subject to restrictions, on August 15, 2018 and
1st Pr Series C every 5 years thereafter into Series D shares on a one for one basis.
EML. PR.A Empire Life Insurance Company, At their option, to convert, on April 17, 2021 and on April 17 every fifth year
The Pr Series 1 thereafter (each a “Series 1 Conversion Date”), all or any of their Series 1
Preferred Shares into an equal number of Non-Cumulative Floating Rate
Preferred Shares, Series 2 (the “Series 2 Preferred Shares”) of the Company
upon giving the Company notice thereof not earlier than the 30th day prior to,
but not later than 5:00 p.m. (Toronto time) on the 15th day preceding the
applicable Series 1 Conversion Date
ENB.PR.B Enbridge Inc. At the option of the holder, subject to restrictions, on June 1, 2017 and every
Pr Series B 5 years thereafter into Series C shares on a one for one basis.
ENB.PR.C Enbridge Inc. At the option of the holder, convertible on any Series C Conversion Date
Pr Series C into Series B Preference Shares on the basis of one Series B Preference
Share for each Series C Preference Share converted
ENB.PR.D Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2018 and every
Pr Series D 5 years thereafter into Series E shares on a one for one basis.
ENB.PR.F Enbridge Inc. At the option of the holder, subject to certain conditions on June 1, 2018 and on
Pr Series F 1st of June every 5 years thereafter into Series G Pr shares on a one for one basis.
ENB.PR.H Enbridge Inc. A the option of the holder, subject to restrictions, on September 1, 2018 and
Pr Series H every 5 years thereafter into Series I Pr shares on a one for one basis.
ENB.PR.J Enbridge Inc. A the option of the holder, subject to restrictions, on March 1, 2019 and on March 1
Pr Series 7 every 5 years thereafter into Series 8 Pr shares on a one for one basis.
16 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
ENB.PR.N Enbridge Inc. A the option of the holder, subject to restrictions, on December 1, 2018 and
Pr Series N every 5 years thereafter into Series O Pr shares on a one for one basis.
ENB.PR.P Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2019 and
Pr Series P every 5 years thereafter into Series Q Pr shares on a one for one basis.
ENB.PR.T Enbridge Inc. At the otpion of the holder, subject to restrictions, on June 1, 2019 and
Pr Series R every 5 years thereafter into Series S Pr shares on a one for one basis.
ENB.PR.U Enbridge Inc. A the option of the holder, subject to restrictions, on June 1, 2017 and
Pr Series J every 5 years thereafter into Series K Pr shares on a one for one basis.
US Funds
ENB.PR.V Enbridge Inc. A the option of the holder, subject to restrictions, on June 1, 2018 and
Pr Series 1 USF every 5 years thereafter into Series 2 Pr shares on a one for one basis.
ENB.PR.Y Enbridge Inc. At the option of the holder, subject to restrictions, on September 1, 2019
Pr Series 3 and every 5 years thereafter into Series 4 Pr shares on a one for one basis.
ENB.PF.A Enbridge Inc. At the option of the holder, subject to restrictions, on December 1, 2019
Pr Series 9 and every 5 years thereafter into Series 10 shares on a one for one basis.
ENB.PF.C Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2020
Pr Series 11 and every 5 years thereafter into Series 12 shares on a one for one basis.
ENB.PF.E Enbridge Inc. At the option of the holder, subject to restrictions, on June 1, 2020
Pr Series 13 and every 5 years thereafter into Series 14 shares on a one for one basis.
ENB.PF.G Enbridge Inc. At the option of the holders, subject to restrictions, on September 1, 2020
Pr Series 15 and on September 1 every 5 years thereafter into series 16 shares on
a one for one basis.
ENB.PF.I Enbridge Inc. At the option of the holder, convertible on March 1, 2022 and
Pr Series 17 on March 1st every five years into Series 18 Shares
ENB.PF.K Enbridge Inc. At the option of the holder, convertible on March 1, 2023 and on
Cumulative Pr Series 19 March 1st every five years into Series 20 Shares
ENB.PF.U Enbridge Inc. At the option of the holder, subject to restrictions, on September 1, 2017
Pr Series L and every 5 years thereafter into Series M Pr shares on a one for one basis.
US Funds
ENB.PF.V Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2019 and
Pr Series 5 every 5 years thereafter into Series 6 Pr shares on a one for one basis.
US Funds
EQB.PR.C Equitable Group Inc. At the option of the holder, subject to certain conditions on September 30, 2019
Pr Series 3 and on the 30th of September every 5 years thereafter into Series 4 Pr shares
on a one for one basis.
FFH.PR.C Fairfax Financial At the option of the holders, subject to restrictions, on December 31, 2014 and
Holdings Limited every 5 years thereafter into Series D Pr shares on a one for one basis.
Series C Pr
FFH.PR.D Fairfax Financial At the option of the holder, subject to certain restrictions, on December 31, 2014
Holdings Limited and every 5 years thereafter into Series C Pr shares on a one for one basis.
Series D Pr
FFH.PR.E Fairfax Financial At the option of the holder, subject to certain conditions on March 31, 2015 and
Holdings Limited on the 31st of March every 5 years thereafter into Series F Pr shares on
Series E Pr a one for one basis.
FFF.PR.F Fairfax Financial At the option of the holder, subject to certain conditions on March 31, 2020 and
Holdings Limited on the 31st of March every 5 years theeafter into Series E pr shares on a
Series F Pr one for one basis.
FFH.PR.G Fairfax Financial At the option of the holder on and after September 30, 2015 and on September 30
Holdings Limited every 5 years thereafter upon at least 15 days written notice and not more
Series G Pr than 30 days, into Series H Pr shares on a one for one basis.
TSX eREVIEW APRIL 2018 CHAPTER 5 17
Issue Name
Symbol and Description Conversion Terms
FFH.PR.H Fairfax Financial At their option, on a Series H Conversion Date, to convert all or any of their
Holdings Limited Series H Shares registered in their name into Series G Shares on the basis
Pr Series H of one Series G Share for each Series H Share. The conversion of Series H
Shares may be effected upon written notice given by the registered holders of
the Series H Shares not earlier than the 30th day prior to, but not later than
5:00 p.m. (Toronto time) on the 15th day preceding, a Series H Conversion Date.
FFH.PR.I Fairfax Financial At the option of the holder, subject to restrictions, on December 31, 2015 and
Holdings Limited every 5 years thereafter into Series J Pr shares on a one for one basis.
Pr Seies I
FFH.PR.J Fairfax Financial At their option, on a Series J Conversion Date, to convert all or any of their Series J
Holdings Limited Pr Shares registered in their name into Series I Shares on the basis of one Series I
Series J Share for each Series J Share. The conversion of Series J Shares may be effected
upon written notice given by the registered holders of the Series J Shares not earlier
than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th
day preceding, a Series J Conversion Date
FFH.PR.K Fairfax Financial At the option of the holder, subject to restrictions, on March 31, 2017 and
Holdings Limited every 5 years thereafter into Series L Pr shares on a one for one basis.
5 Yr Pr Series K
FFH.PR.M Fairfax Financial At the option of the holder, subject to certain conditions on March 31, 2020 and
Holdings Limited on the 31st of March every 5 years thereafter into Series N Pr shares on a
Series M Pr one for one basis.
FN.PR.A First National Financial At the option of the holder, subject to restrictions, on March 31, 2016 and
Corporation Cl A Pr 1 every 5 years thereafter into Series 2 Pr shares on a one for one basis.
FN.PR.B First National Financial At the option of the holder, subject to restrictions, have the right, at their option,
Corporation Cl A Pr Series 2 on each Series 2 Conversion Date, to convert all or any of the Series 2 Shares
registered in their name into Series 1 Shares on the basis of one Series 1
Share for each Series 2 Share held
FTS.PR.H Fortis Inc. At the option of the holder, subject to restrictions, into Series I on a one for one
1st Pr Series H basis. Notice must be given to the company in writing, not earlier than 30 days
prior to but not later than 15 days prior to the conversion.
FTS.PR.I Fortis Inc. At the option of the holder, subject to restrictions, into Series H on a one for one
1st Pr Series I basis. Notice must be given to the company in writing, not earlier than 30 days
prior to but not later than 15 days prior to the conversion.
FTS.PR.K Fortis Inc. At the option of the Holder, subject to restrictions, into Series L on a one for
1st Pr Series K one basis. Notice must be given to the company in writing, not earlier than
30 days prior to but not later than 15 days prior to the conversion.
FTS.PR.M Fortis Inc. At the option of the holder, subject to restrictions, into Series N on a one for one
1st Pr Series M basis. Notice must be given to the company in writing, not earlier than 30 days
prior to but not later than 15 days prior to the conversion.
GMP.PR.B GMP Capital Inc. At the option of the holder, subject to restrictions on March 31, 2016 and on
Pr Series B March 31 every 5 years thereafter into Series C Pr Shares on a one for one basis.
Notice must be given to the Issuer in writing not earlier than 30 days prior to
but not later than 15 days prior to conversion.
GMP.PR.C GMP Capital Inc. At the option of the holder, subject to certain restrictions, have the right,
Pr Series C at their option, on a Series C Conversion Date, to convert all or any of
the Series C Shares registered in their name into Series B Shares on
the basis of one Series B Share for each Series C Share held. Notice must
be given to the Issuer in writing not earlier than 30 days prior to but not later
than 15 days prior to conversion.
GWO.PR.N Great West Lifeco At the option of the holder on and after December 31, 2015 and on December 31
3.65% Pr N every 5 years thereafter, subject to restrictions, all or any of their Series N Pr shares
into Series O Pr shares on the basis of one for one. Notice of a holders intention to
convert must be received by the Bank not earlier than the 30th day prior to, but not later
than 5:00 pm (Toronto time) on the 15th day preceding, a Series N conversion date.
18 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
GWO.PR.O Great West Lifeco At their option, on December 31, 2020 and on December 31 every five years thereafter
First Pr Series O (a “Series O Conversion Date”), to convert all or any of the Series O Shares registered
in their name into Series N Shares on the basis of one Series N Share for each Series O
Share. Notice of a holder’s intention to convert Series O Shares must be received by
the Company not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series O Conversion Date. Should any
December 31 not be a business day, the Series O Conversion Date will be the
preceding business day
HSE.PR.A Husky Energy Inc. At the option of the holder and subject to certain restrictions on March 31, 2016 and
Pr Series 1 on March 31 every 5 years thereafter into an equal number of Pr Series 2 shares
upon giving notice thereof not that earlier than the 30th day prior to, but not later
than 5:00 pm on the 15th day preceding, a Series 1 conversion date.
HSE.PR.B Husky Energy Inc. Pr Series 2 At the option of the holder, on March 31, 2021, and on March 31 in every fifth year
thereafter, to convert, subject to the restrictions on conversion described below,
all or any of their Series 2 Preferred Shares into Series 1 Preferred Shares on the
basis of one Series 1 Preferred Share for each Series 2 Preferred Share. The
conversion of Series 2 Preferred Shares may be effected upon notice given not
earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on
the 15th day preceding, a Series 2 Conversion Date
HSE.PR.C Husky Energy Inc. At the option of the holder and subject to certain restrictions on December 31, 2019
Pr Series 3 and on December 31 every 5 years thereafter into an equal number of Pr Series 4
shares upon giving notice thereof not that earlier than the 30th day prior to, but not
later than 5:00 pm on the 15th day preceding, a Series 3 conversion date.
HSE.PR.E Husky Energy Inc. At the option of the holder they have the right on March 31, 2020 and on March 31
Pr Series 5 and on March 31 in every fifth year thereafter (a “Series 5 Conversion Date”), to
convert, subject to the restrictions on conversion described in the Prospectus,
all or any of their Series 5 Preferred Shares into Series 6 Preferred Shares on the
basis of one Series 6 Preferred Shares for each Series 5 Preferred Share. Notice of
a holder’s intention to convert Series 5 Preferred Shares must be received by the
transfer agent and registrar for the Series 5 Preferred Shares at its principal office
in Calgary or Toronto not earlier than the 30th day prior to, but not later than
5:00 p.m. (Toronto time) on the 15th day preceding a Series 5 Conversion Date.
HSE.PR.G Husky Energy Inc. At the option of the holder and subject to certain restrictions on June 30, 2020
Pr Series 7 and on June 30 every 5 years thereafter into an equal number of Pr Series 8
shares upon giving notice thereof not that earlier than the 30th day prior to,
but not later than 5:00 pm on the 15th day preceding, a Series 7 conversion date
IAG.PR.A Industrial Alliance The Issuer may at any time by resolution of the board of directors constitute a
Insurance and Financial separate series of Class A Preferred Shares having rights, privileges, restrictions
Services Inc. and conditions attaching to them (other than any option or right to convert into
Cl A Pr B common shares) which would qualify such New Preferred Shares as Tier 1 capital
of the Issuer under the then current capital adequacy guidelines established by
the Autorite des marches financiers (the “AMF”). In such event, the Issuer may,
subject to the provisions of the Insurance Act including any necessary prior
consent of the AMF, give registered holders of the Preferred Shares notice
that they have the right, pursuant to the terms of the Preferred Shares, at
their option, to convert their Preferred Shares on the date specified in the
notice into fully-paid and non-assessable New Preferred Shares on a
share-for-share basis.
IAG.PR.G Industrial Alliance At the option of the holder on and after June 30, 2017 and on June 30 every 5 years
Insurance and Financial thereafter, subject to restrictions, all or any of their Series G Pr shares into
Services Inc. Series H Pr shares on the basis of one for one. Notice of a holders intention to
Cl A Pr G convert must be received by the Bank not earlier than the 30th day prior to,
but not later than 5:00 pm (Toronto time) on the 15th day preceding,
a Series C conversion date.
IAG.PR.I Industrial Alliance Insurance At the option of the holder, convertible on March 31, 2023 and on March 31
and Financial Services Inc. every five years thereafter into Non-Cumulative Floating Rate Class A Preferred
Cl A Pr I Shares Series J of the Company
TSX eREVIEW APRIL 2018 CHAPTER 5 19
Issue Name
Symbol and Description Conversion Terms
INE.PR.A Innergex Renewable At the right of the holder, upon at least 15 days and not more than 30 days
Energy Inc. Pr written notice, on the 15th of January, 2016 and on January 15 every five years
thereafter into Series B Pr shares on a one for one basis.
IFC.PR.A Intact Financial At the right of the holder, upon at least 15 days and not more than 30 days
Corporation written notice, on the 15th of December 31, 2017 and on December every
Cl A Series 1 five years thereafter into Cl A Series 2 on a share for share basis.
IFC.PR.C Intact Financial At the right of the holder, upon at least 15 days and not more than 30 days
Corporation written notice, on the 30th of September, 2016 and on the 30th of September
Cl A Series 3 every five years thereafter into Cl A Series 4 on a share for share basis.
IFC.PR.D Intact Financial At the option of the holder, convertible on a Series 4 Conversion Date
Corporation into Series 3 Preferred Shares on the basis of one Series 3 Preferred Shar
Cl A Series 4 e for each Series 4 Share
KML.PR.C Kinder Morgan Canada At the option of the holder, convertible on February 15, 2023, and on
Limited Pr Series 3 February 15 every five years thereafter into Series 4 Shares
LB.PR.H Laurentian Bank At the option of the holder on June 15, 2019 and on June 15 every five years
of Canada Cl A thereafter subject to restrictions, all or any of their Series 13 Pr shares into
Pr Series 13 Cl A Pr Series 14 Pr shares on the basis of one for one. Notice of a holders
intention to convert must be received in written notice not earlier than the
15th day prior to a Series 13 conversion date.
LB.PR.J Laurentian Bank At the option of the holder on June 15, 2021 and on June 15 every five years
of Canada Cl A Pr 15 thereafter (a “Series 15 Conversion Date”), to convert, subject to the restrictions on
conversion described below and in the Prospectus, and the payment or delivery to
the Bank of evidence of payment of the tax (if any) payable, all or any of their
Series 15 Shares registered in their name into Non-Cumulative Class A
Preferred Shares, Series 16 (Non-Viability Contingent Capital (NVCC)) of the Bank
(the “Series 16 Shares”) on the basis of one Series 16 Share for each Series 15
Share. The conversion of Series 15 Shares may be effected upon written notice
delivered by the holders of Series 15 Shares not earlier than the 30th day prior to,
but not later than 5 p.m. (Montréal time) on the 15th day preceding, a Series 15
Conversion Date
MFC.PR.B Manulife Financial The Issuer may, subject to certain restrictions, give holder of the Series 2
Corporation Cl A Pr 2 Preferred Shares notice that they thereafter have the right, pursuant to the terms
of the Series 2 Preferred Shares, at their option, to convert their Series 2 Preferred
Shares on the date specified in the notice to a further series of fully paid New
Preferred Shares on a share for share basis. Notice shall be given by the Issuer
in writing not more than 60 days and not less than 30 days prior to such conversion
date. “New Preferred Shares” means a further series of Class A Shares of the
Company having rights, privileges, restrictions and conditions attaching thereto
which would qualify such New Preferred Shares as Tier 1 capital or equivalent of
the Issuer under the then current capital adequacy guidelines established by
the Superintendent of Financial Institutions (Canada).
MFC.PR.C Manulife Financial The Issuer may, subject to certain restrictions, give holder of the Series 3
Corporation Cl A Pr 3 Preferred Shares notice that they thereafter have the right, pursuant to the terms
of the Series 3 Preferred Shares, at their option, to convert their Series 3 Preferred
Shares on the date specified in the notice to a further series of fully paid New
Preferred Shares on a share for share basis. Notice shall be given by the Issuer
in writing not more than 60 days and not less than 30 days prior to such conversion
date. “New Preferred Shares” means a further series of Class A Shares of the
Company having rights, privileges, restrictions and conditions attaching thereto
which would qualify such New Preferred Shares as Tier 1 capital or equivalent of
the Issuer under the then current capital adequacy guidelines established by
the Superintendent of Financial Institutions (Canada).
MFC.PR.F Manulife Financial At the option of the holder on and after June 19, 2016 subject to certain restrictions
Corporation Cl 1 Pr 3 and on June 19 every 5th year thereafter, into an equal number of Floating Rate
Cl 1 Series 4 Pr Shares.
20 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
MFC.PR.G Manulife Financial At the option of the holder on and after December 19, 2016 subject to certain restrictions
Corporation Cl 1 Pr 5 and on December 19 every 5th year thereafter, into an equal number of Floating Rate
Cl 1 Series 6 Pr Shares.
MFC.PR.H Manulife Financial At the option of the holder on and after March 19, 2017 subject to certain restrictions
Corporation Cl 1 Pr 7 and on March 19 every 5th year thereafter, into an equal number of Floating Rate
Cl 1 Series 8 Pr Shares.
MFC.PR.I Manulife Financial At the option of the holder on and after September 19, 2017, subject to certain
Corporation restrictions and on September 19 every 5th year thereafter, into an equal
Cl 1 Pr 9 number of Series 10 Pr Shares.
MFC.PR.J Manulife Financial At the otpion of the holder on and after March 19, 2018 subject to certain
Corporation restrictions and on March 19 every 5th year thereafter, into an equal number
Cl 1 Pr 11 of Series 12 Pr Shares.
MFC.PR.K Manulife Financial At the option of the holder on and after September 19, 2018 subject to certain
Corporation restrictions and on September 19 every 5th year thereafter, into an equal number
Cl 1 Pr 13 of Series 14 Pr Shares.
MFC.PR.L Manulife Financial At the option of the holder on and after June 19, 2019 subject to certain
Corporation restrictions and on June 19 every 5th year thereafter, into an equal number
Cl 1 Pr 15 of Series 16 Pr Shares.
MFC.PR.M Manulife Financial At the option of the holder on and after December 19, 2019, subject to certain
Corporation restrictions and on December 19 every 5th year thereafter, into an equal number
Cl 1 Pr 17 of Series 18 Pr Shares.
MFC.PR.N Manulife Financial At the option of the holder on and after March 19, 2020, subject to certain
Corporation restrictions and on March 19 every 5th year thereafter, into an equal number
Cl 1 Pr 19 of Series 20 Pr Shares.
MFC.PR.O Manulife Financial Corporation At their option, on June 19, 2021 and on June 19 every fifth year thereafter
Class 1 Series 21 Pr (each a “Series 21 Conversion Date”), to convert, subject to certain conditions
and the payment or delivery to the Corporation of evidence of payment of the tax
(if any) payable, all or any of their Series 21 Preferred Shares registered in their
name into Series 22 Preferred Shares on the basis of one Series 22 Preferred Share
for each Series 21 Preferred Share. The conversion of Series 21 Preferred Shares
may be effected upon written notice given by the registered holders of the Series 21
Preferred Shares not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series 21 Conversion Date
MFC.PR.P Manulife Financial Corporation At the option of the holder, on June 19, 2021 and on June 19 every five years
Class 1 Series 4 Pr thereafter (each a “Series 4 Conversion Date”), to convert, subject to the
restrictions on conversion described below and in the Prospectus and the
payment or delivery to the Corporation of evidence of payment of the tax (if any)
payable, all or any of their Series 4 Preferred Shares registered in their name into
Series 3 Preferred Shares on the basis of one Series 3 Preferred Share for each
Series 4 Preferred Share. The conversion of Series 4 Preferred Shares may be
effected upon written notice given by the registered holders of the Series 4
Preferred Shares not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series 4 Conversion Date
MFC.PR.Q Manulife Financial Corporation At the option of the holder, convertible on June 19, 2023 and every five years
Cl 1 Pr 25 thereafter into Series 26 Preferred Shares
MFC.PR.R Manulife Financial Corporation At the option of the holder, convertible on March 19, 2022 and every
Class 1 Series 23 Pr five years thereafter into Series 24 Preferred Shares
TSX eREVIEW APRIL 2018 CHAPTER 5 21
Issue Name
Symbol and Description Conversion Terms
NA.PR.A National Bank of Canada At the option of the holder, on August 15, 2021 and on August 15 every five years
Pr Series 36 thereafter (a “Series 36 Conversion Date”), to convert, subject to the restrictions on
conversion described in the Prospectus and the payment or delivery to the Bank of
evidence of payment of the tax (if any) payable, all or any of their Series 36 Shares
registered in their name into Non-cumulative Floating Rate First Preferred Shares
Series 37 (Non-Viability Contingent Capital (NVCC)) of the Bank (the “Series 37
Shares”) on the basis of one Series 37 Share for each Series 36 Share. The
conversion of Series 36 Shares may be effected upon written notice given not earlier
than the 30th day prior to, but not later than 5 p.m. (Montréal time) on the 15th
day preceding a Series 36 Conversion Date.
NA.PR.C National Bank At the option of the holder, convertible on November 15, 2022 and on
of Canada Pr Series 38 November 15 every five years thereafter into Non-cumulative Floating Rate
First Preferred Shares Series 39 (Non-Viability Contingent Capital (NVCC)) of the Bank
NA.PR.E National Bank of Canada At the option of the holder, convertible on May 15, 2023 and
on May 15 every five years thereafter into Non-cumulative Floating Rate
First Preferred Shares Series 41 (Non-Viability Contingent Capital (NVCC))
of the Bank
NA.PR.S National Bank of Canada At the option of the holder on May 15, 2019 and on every May 15 every
Pr Series 30 5 years thereafter, any or all of their Pr Shares 30 into an equal number of Pr
Series 31 of the Bank upon giving to the Bank notice thereof not earlier than
30 days prior to, but not later than 5:00 pm on the 15th day preceding
a Series 30 conversion date.
NA.PR.W National Bank of Canada At the option of the holder on February 15, 2020 and on every February 15 every
Pr Series 32 5 years thereafter, any or all of their Pr Shares 32 into an equal number of Pr
Series 33 of the Bank upon giving to the Bank notice thereof not earlier than
30 days prior to, but not later than 5:00 pm on the 15th day preceding
a Series 32 conversion date.
NA.PR.X National Bank of Canada Holders of Series 34 Shares will have the right, at their option, on May 15, 2021 and
Pr Series 34 NVCC on May 15 every five years thereafter (a “Series 34 Conversion Date”), to convert,
subject to the restrictions on conversion described in the Prospectus and the payment
or delivery to the Bank of evidence of payment of the tax (if any) payable, all or any
of their Series 34 Shares registered in their name into Non-cumulative Floating Rate
First Preferred Shares Series 35 (Non-Viability Contingent Capital (NVCC)) of the
Bank (the “Series 35 Shares”) on the basis of one Series 35 Share for each
Series 34 Share. The conversion of Series 34 Shares may be effected upon notice
given not earlier than the 30th day prior to, but not later than 5 p.m. (Montréal time)
on the 15th day preceding a Series 34 Conversion Date
NPI.PR.A Northland Power Inc. At the option of the holder on and after September 30, 2015 and on September 30
Series 1 Pr every 5 years thereafter upon at least 15 days written notice and not more than
30 days, into Series 2 Pr Shares on a one for one basis.
NPI.PR.B Northland Power Inc. at their option, on September 30, 2020 and on each Series 2 Conversion Date
Series 2 Pr to convert, subject to the restrictions on conversion described below, all or any of
their Series 2 Preferred Shares into Series 1 Preferred Shares on the basis of
one Series 1 Preferred Share for each Series 2 Preferred Share. The conversion
of Series 2 Preferred Shares may be effected upon notice given not earlier than
the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day
preceding, a Series 2 Conversion Date.
NPI.PR.C Northland Power Inc. At the option of the holder on and after December 31, 2017 and on December 31
Series 3 Pr every 5 years thereafter upon at least 15 days written notice and not more than
30 days, into Series 4 Pr Shares on a one for one basis.
PPL.PR.A Pembina Pipeline At the option of the holder on and after December 1, 2018 and on December 1
Corporation every 5 years thereafter upon at least 15 days written notice and not more
Cl A Pr 1 than 30 days, subject to restrictions into Cl A Pr Series 2 shares on a
one for one baiss.
22 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
PPL.PR.C Pembina Pipeline At the option of the holder on March 1, 2019 and on March 1 every 5 years
Corporation thereafter upon at least 15 days written notice preceding and not more
Cl A Pr 3 than 30 days prior to, subject to restrictions into Cl A Pr Series 4 shares on a
one for one baiss.
PPL.PR.E Pembina Pipeline At the option of the holder on June 1, 2019 and on June 1 every 5 years
Corporation thereafter upon at least 15 days written notice preceding and not more
Cl A Pr 5 than 30 days prior to, subject to restrictions into Cl A Pr Series 6 shares on a
one for one baiss.
PPL.PR.G Pembina Pipeline At the option of the holder on December 1, 2019 and on December 1 every 5 years
Corporation thereafter upon at least 15 days written notice preceding and not more than
Cl A Pr 7 30 days prior to, subject to restrictions into Cl A Pr Series 8 shares on a
one for one baiss.
PPL.PR.I Pembina Pipeline At the option of the holder on December 1, 2020 and on December 1 every fifth
Corporation year thereafter (a “Series 9 Conversion Date”), to convert, subject to certain
Cl A Pr 9 restrictions on conversion described in the Prospectus, all or any of their
Series 9 Preferred Shares into cumulative redeemable floating rate Class A Preferred
Shares, Series 10 (“Series 10 Preferred Shares”) on the basis of one Series 10
Preferred Share for each Series 9 Preferred Share.
PPL.PR.K Pembina Pipeline At the option of the holder on March 1, 2021 and on March 1 every five years
Corporation thereafter (a “Series 11 Conversion Date”), to convert, subject to the restrictions
Cl A Pr Series 11 on conversion described in the Prospectus, all or any of their Series 11 Preferred
Shares into cumulative redeemable floating rate Class A Preferred Shares, Series 12
(the “Series 12 Preferred Shares”) on the basis of one Series 12 Preferred Share
for each Series 11 Preferred Share. Notice of a holder’s intention to convert
Series 11 Preferred Shares must be received by the transfer agent and registrar
for the Series 11 Preferred Shares at its principal office in Toronto or Calgary not
earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the
15th day preceding, a Series 11 Conversion Date
PPL.PR.M Pembina Pipeline Corporation At their option, have the right on June 1, 2021 and on June 1 every five years
Cl A Pr Series 13 thereafter (a “Series 13 Conversion Date”), to convert, subject to the restrictions
on conversion described in the Prospectus, all or any of their Series 13 Preferred
Shares into cumulative redeemable floating rate Class A Preferred Shares,
Series 14 (the “Series 14 Preferred Shares”) on the basis of one Series 14
Preferred Share for each Series 13 Preferred Share. Notice of a holder’s intention
to convert Series 13 Preferred Shares must be received by the transfer agent and
registrar for the Series 13 Preferred Shares at its principal office in Toronto or
Calgary not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series 13 Conversion Date
PPL.PR.O Pembina Pipeline Corporation At the option of the holder and subject to certain restrictions on September 30, 2017
Pr Series 15 and on September every 5 years thereafter into an equal number of Pr Series B
shares of the Issuer, notice must be received earlier than the 30th day prior to,
but not later than 5:00 pm on the 15th day preceding, a conversion date.
PPL.PR.Q Pembina Pipeline Corporation At the option of the holder and subject to certain restrictions on March 31, 2019
Pr Series 17 and on March 31 every 5 years thereafter into an equal number of Pr Series D
shares of the Issuer, notice must be received earlier than the 30th day prior to,
but not later than 5:00 pm on the 15th day preceding, a conversion date.
PPL.PR.S Pembina Pipeline Corporation At the option of the holder they have the right on June 30, 2020, and on June 30
Pr Series 19 every five years thereafter to convert, subject to the restrictions on conversion
described in the Prospectus into Series F Preferred Shares on the basis of one for
one. Notice of a holder’s intention to convert Preferred Shares must be received
by the transfer agent and registrar for the Series E Preferred Shares at its principal
office in Calgary or Toronto not earlier than the 30th day prior to, but not later
than 5:00 p.m. (Toronto time) on the 15th day preceding, a Conversion Date
TSX eREVIEW APRIL 2018 CHAPTER 5 23
Issue Name
Symbol and Description Conversion Terms
PPL.PF.A Pembina Pipeline Corporation At the option of the holder, convertible on March 1, 2023, and on March 1
Class A Pr Series 21 every five years thereafter into Series 22 Shares
PWF.PR.P Power Financial Coproration At the option of the holder on and after January 31, 2016 and on January 31 every
4.40% 1st Pr P 5 years thereafter, subject to restrictions, all or any of their Series P Pr shares into
Series Q Pr shares on the basis of one for one. Notice of a holders intention to convert
must be received by the Bank not earlier than the 30th day prior to, but not later than
5:00 pm (Toronto time) on the 15th day preceding, a Series P conversion date.
PWF.PR.Q Power Financial Corporation At their option, on each Series Q Conversion Date, to convert, subject to the
Pr Series Q restrictions on conversion described in the Prospectus and the payment or delivery
to the Company of evidence of payment of the tax (if any) payable, all or any
Series Q Shares registered in their name into Series P Shares on the basis of one
Series P Share for each Series Q Share
PWF.PR.T Power Financial Coproration At the option of the holder on and after January 31, 2019 and on January 31 every
4.20% 1st Pr T 5 years thereafter, subject to restrictions, all or any of their Series T Pr shares into
Series U Pr shares on the basis of one for one. Notice of a holders intention to convert
must be received by the Issuer earlier than the 30th day prior to, but not later than
5:00 pm (Toronto time) on the 15th day preceding, a Series T conversion date.
RY.PR.A Royal Bank of Canada At the option of the Issuer upon at least 30 days and not more than 60 days notice
Series AA Pr into a further series of first preferred shares (“New Preferred Shares”) having rights,
privileges, restrictions and conditions attaching thereto which would qualify such
New Preferred Shares as Tier 1 capital of the Bank under the then current capital
adequacy guidelines prescribed by the Superintendent. The Bank will ensure that
such New Preferred Shares will not, if issued, be or be deemed to be “term
preferred shares” or “short-term preferred shares” within the meaning of the
Income Tax Act (Canada).
RY.PR.C Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further
1st Pr Series AC series of first preferred shares having, rights privileges, restrictions, and conditions
attaching thereto which would qualify such New Preferred Shares as Tier 1 capital of
the bank under the then current capital adequacy guidelines prescribed by the
Superintendent, give registered holders of the Series AC Preferred Shares notice
that they have the right pursuant to the terms of the Series AC shares, at their
option, to convert their Series AC Preferred Shares on the date specified in the
notice into fully-paid and non-assessable New Preferred Shares on a share for
share basis. The Bank will give notice to registered holders not more than 60 days
and not less than 30 days prior to the conversion date.
RY.PR.D Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further
1st Pr Series AD series of first preferred shares having, rights privileges, restrictions, and conditions
attaching thereto which would qualify such New Preferred Shares as Tier 1 capital of
the bank under the then current capital adequacy guidelines prescribed by the
Superintendent, give registered holders of the Series AD Preferred Shares notice
that they have the right pursuant to the terms of the Series AD shares, at their
option, to convert their Series AD Preferred Shares on the date specified in the
notice into fully-paid and non-assessable New Preferred Shares on a share for
share basis. The Bank will give notice to registered holders not more than 60 days
and not less than 30 days prior to the conversion date.
RY.PR.E Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further
1st Pr Series AE series of first preferred shares having, rights privileges, restrictions, and conditions
attaching thereto which would qualify such New Preferred Shares as Tier 1 capital of
the bank under the then current capital adequacy guidelines prescribed by the
Superintendent. In such event the Bank may, with the consent of the Superintendent,
give registered holders of the Series AE Preferred Shares notice that they have
the right pursuant to the terms of the Series AE shares, at their option, to
convert their Series AE Preferred Shares on the date specified in the notice
into fully-paid and non-assessable New Preferred Shares on a share for share
basis. The Bank will give notice to registered holders not more than 60 days
and not less than 30 days prior to the conversion date.
24 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
RY.PR.F Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further
1st Pr Series AF series of first preferred shares having rights privileges, restrictions, and conditions
attaching therto which would qualify such New Preferred Shares as Tier 1 capital of
the Bank under the then current capital adequacy guidelines prescribed by the
Superintendent. In such event the Bank may, with the consent of the Superintendent,
give registered holders of the Series AF Preferred Shares notice that they have the
right pursuant to the terms of the Series AF shares, at their option, to convert their
Series AF Preferred Shares on the date specified in the notice into fully-paid and
non-assessable New Preferred Shares on a share for share basis. The Bank will
give notice to registered holders not more than 60 days and not less than 30 days
prior to the conversion date.
RY.PR.G Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further
Pr Series AG series of first preferred shares having, rights privileges, restrictions, and conditions
attaching thereto which would qualify such New Preferred Shares as Tier 1 capital
of the Bank under the then current capital adequacy guidelines prescribed by the
Superintendent. In such event the Bank may, with the consent of the Superintendent,
give registered holders of the Series AG Preferred Shares notice that they have the
right pursuant to the terms of the Series AG shares, at their option, to convert their
Series AG Preferred Shares on the date specified in the notice into fully-paid and
non-assessable New Preferred Shares on a share for share basis. The Bank will
give notice to registered holders not more than 60 days and not less than 30 days
prior to the conversion date.
RY.PR.H Royal Bank of Canada At the option of the holder on and after August 24, 2014 and on August 24th
1st Pr Series BB every 5 years thereafter, subject to restrictions, all or any of their Series BB Pr
shares into Series BC Pr shares on the basis of one for one. Notice of a holders
intention to convert must be received by the Bank not earlier than the 30th day
prior to, but not later than 5:00 pm (Toronto time) on the 15th day preceding,
a Series BB conversion date.
RY.PR.I Royal Bank of Canada At the option of the holder on and after February 24, 2014 and on February 24th
Pr Series AJ every 5 years thereafter, subject to restrictions, all or any of their Series AJ Pr
shares into Series AK Pr shares on the basis of one for one. Notice of a holders
intention to convert must be received by the Bank not earlier than the 30th day
prior to, but not later than 5:00 pm (Toronto time) on the 15th day preceding,
a Series AJ conversion date.
RY.PR.J Royal Bank of Canada At the option of the holder on and after May 24, 2020 and on May 24th’s every
Pr Series BD 5 years thereafter, subject to restrictions, all or any of their Series BE Pr shares
into Series BE Pr shares on the basis of one for one. Notice of a holders intention
to convert must be received by the Bank not earlier than the 30th day prior to, but
not later than 5:00 pm (Toronto time) on the 15th day preceding, a Series BD
conversion date.
RY.PR.K Royal Bank of Canada At the option of the holder on and after February 24, 2019 and on February 24th
Pr Series AK every 5 years thereafter, subject to restrictions, all or any of their Series AK Pr
shares into Series AJ Pr shares on the basis of one for one. Notice of a holders
intention to convert must be received by the Bank not earlier than the 30th day
prior to, but not later than 5:00 pm (Toronto time) on the 15th day preceding,
a Series AK conversion date.
TSX eREVIEW APRIL 2018 CHAPTER 5 25
Issue Name
Symbol and Description Conversion Terms
RY.PR.L Royal Bank of Canada At the option of the holder on and after February 24, 2014 and on February 24th every
Pr Series AL 5 years thereafter, subject to restrictions, all or any of their Series AL Pr shares into
Series AM Pr shares on the basis of one for one. Notice of a holders intention to
convert must be received by the Bank not earlier than the 30th day prior to, not later
than 5:00 pm (TOronto time) on the 15th day preceding, a Series AL conversion date.
The Issuer may, at any time by resolution of its board of directors, constitute a further
series of first preferred shares having, rights privileges, restrictions, and conditions
attaching thereto which would qualify such New Preferred Shares as Tier 1 capital of
the Bank under the then current capital adequacy guidelines prescribed by the
Superintendent. In such event the Bank may, with the consent of the Superintendent,
give registered holders of the Series AL Preferred Shares notice that they have the
right pursuant to the terms of the Series AL shares, at their option, to convert their
Series AL Preferred Shares on the date specified in the notice into fully-paid and
non-assessable New Preferred Shares on a share for share basis. The bank will
give notice to registered holders not more than 60 days and not less than 30 days
prior to the conversion date.
RY.PR.M Royal Bank of Canada At their option, to convert, on November 24, 2020 and on November 24 every
Pr Series BF (NVCC) fifth year thereafter (each such date a “Series BF Conversion Date”), all or
any of their Series BF Preferred Shares into an equal number of Non-Cumulative
Floating Rate First Preferred Shares, Series BG (Non-Viability Contingent Capital
(nvcc)) (the “Series BG Preferred Shares”) of the Bank upon giving to the
Bank notice thereof not earlier than the 30th day prior to, but not later than
5:00 p.m. (Toronto time) on the 15th day preceding (or, if such day is not a
business day after such day), the relevant Series BF Conversion Date.
RY.PR.N Royal Bank of Canada Upon the occurrence of a Trigger Event (as defined in the Prospectus), each
1st Pr Series BH (NVCC) outstanding Series BH Preferred Share will automatically and immediately be
converted into Common Shares (Symbol: RY) of the Bank, at a conversion price
equal to the greater of (i) $5.00 per share, and (ii) the volume weighted average
trading price of the Common Shares on the Toronto Stock Exchange (“TSX”) for
the 10 consecutive trading days ending on the trading day preceding the date
of the Trigger Event
RY.PR.O Royal Bank of Canada Upon the occurrence of a Trigger Event (as defined in the Prospectus), each
1st Pr Series BI (NVCC) outstanding Series BI Preferred Share will automatically and immediately
be converted into Common Shares (Symbol: RY) of the Bank, at a conversion
price equal to the greater of (i) $5.00 per share, and (ii) the volume weighted
average trading price of the Common Shares on the Toronto Stock Exchange (“TSX”)
for the 10 consecutive trading days ending on the trading day preceding the
date of the Trigger Event
RY.PR.P Royal Bank of Canada Upon the occurrence of a Trigger Event (as defined in the Prospectus), each
1st Pr Series BJ Non- outstanding Series BJ Preferred Share will automatically and immediately
Viability Contingent Capital be converted into Common Shares (Symbol: RY) of the Bank, at a conversion
price equal to the greater of (i) $5.00 per share, and (ii) the volume weighted
average trading price of the Common Shares on the Toronto Stock Exchange
(“TSX”) for the 10 consecutive trading days ending on the trading day preceding
the date of the Trigger Event
26 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
RY.PR.Q Royal Bank of Canada At their option, to convert, on May 24, 2021 and on each May 24 every fifth year
First Pr Series BK (NVCC) thereafter (each such date a “Series BK Conversion Date”), all or any of their
Series BK Preferred Shares into an equal number of Non-Cumulative Floating Rate
First Preferred Shares, Series BL (Non-Viability Contingent Capital (NVCC)) (the “Series
BL Preferred Shares”) of the Bank upon giving to the Bank notice thereof not earlier
than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day
preceding (or, if such day is not a business day, on the first business day after such day),
the relevant Series BK Conversion Date.
Upon the occurrence of a Trigger Event (as defined in the Prospectus), each
outstanding Series BK Preferred Share and each outstanding Series BL Preferred
Share will automatically and immediately be converted into Common Shares (Symbol:
RY) of the Bank, at a conversion price equal to the greater of (i) $5.00 per share, and (ii)
the volume weighted average trading price of the Common Shares on the Toronto Stock
Exchange (“TSX”) for the 10 consecutive trading days ending on the trading day
preceding the date of the Trigger Event
RY.PR.R Royal Bank of Canada 5-Year At their option, to convert, on August 24, 2021 and on each August 24 every fifth
Reset 1st Pr Series BM (NVCC) year thereafter (each such date a “Series BM Conversion Date”), all or any of their
Series BM Preferred Shares into an equal number of Non-Cumulative Floating Rate
First Preferred Shares, Series BN (Non-Viability Contingent Capital (NVCC))
(the “Series BN Preferred Shares”) of the Bank upon giving to the Bank notice thereof
not earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on
the 15th day preceding (or, if such day is not a business day, on the first business day
after such day), the relevant Series BM Conversion Date
RY.PR.W Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors,
Pr Series W constitute a further series of first preferred shares having, rights privileges,
restrictions, and conditions attaching thereto which would qualify such
New Preferred Shares as Tier 1 capital of the Bank under the then
current capital adequacy guidelines prescribed by the Superintendent.
In such event the Bank may, with the consent of the Superintendent,
give registered holders of the Series W Preferred Shares notice that they
have the right pursuant to the terms of the Series W shares, at their option,
to convert their Series W Preferred Shares on the date specified in the
notice into fully-paid and non-assessable New Preferred Shares on a
share for share basis. The Bank will give notice to registered holders not
more than 60 days and not less than 30 days prior to the conversion date.
RY.PR.Z Royal Bank of Canada At the option of the holder on and after May 24, 2019 and on May 24th every
1st Pr Series AZ 5 years thereafter, subject to restrictions, all or any of their Series AZ Pr shares
into Series BA Pr shares on the basis of one for one. Notice of a holders intention
to convert must be received by the Bank not earlier than the 30th day prior to,
but not later than 5:00 pm (Toronto time) on the 15th day preceding, a Series AZ
conversion date.
SJR.PR.A Shaw Communication At the option of the holder on and after June 30, 2016 and on June 30 every
Inc. Cl 2 Pr A 5 years thereafter, subject to restrictions, all or any of their Cl 2 Pr Series A shares
into Series B Pr shares on the basis of one for one. Notice of a holders intention
to convert must be received by the transfer agent and registrar not earlier than
the 30th day prior to, but not later than 5:00 pm (Toronto time) on the 15th day
preceding conversion.
SJR.PR.B Shaw Communications Inc. Holders of Series B Shares shall have the right to convert on each Series B
Cl 2 Pr B Conversion Date, subject to restrictions on conversion described in the Prospectus,
all or any of their Series B Shares into Series A Shares on the basis of one
Series A Share for each Series B Share. Notice of a holder’s intention to convert
Series B Shares must be received by the transfer agent and registrar for the
Series B Shares at its principal office in Toronto or Calgary not earlier than
the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th
day preceding, a Series B Conversion Date.
TSX eREVIEW APRIL 2018 CHAPTER 5 27
Issue Name
Symbol and Description Conversion Terms
SLF.PR.A Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,
Inc. Cl A Pr 1 may constitute a separate series of Class A Shares (“New Preferred Shares”) having
rights, privileges, restrictions and conditions attaching to them (other than any option
or right to convert into Common Shares) which would qualify such New Preferred
Shares as Tier 1 capital of the Issuer under the then current capital adequacy
guidelines established by the Superintendent. In this event the Issuer with not less
than 30 days an note more than 60 days will give notice of the option to convert on
a share for share basis to shareholders.
SLF.PR.B Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,
Inc. Cl A Pr 2 may constitute a separate series of Class A Shares (“New Preferred Shares”) having
rights, privileges, restrictions and conditions attaching to them (other than any option
or right to convert into Common Shares) which would qualify such New Preferred
Shares as Tier 1 capital of the Issuer under the then current capital adequacy
guidelines established by the Superintendent. In this event the Issuer with not less
than 30 days an note more than 60 days will give notice of the option to convert on
a share for share basis to shareholders.
SLF.PR.C Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,
Inc. Cl A Pr 3 may constitute a separate series of Class A Shares (“New Preferred Shares”) having
rights, privileges, restrictions and conditions attaching to them (other than any option
or right to convert into Common Shares) which would qualify such New Preferred
Shares as Tier 1 capital of the Issuer under the then current capital adequacy
guidelines established by the Superintendent. In this event the Issuer with not less
than 30 days an not more than 60 days will give notice of the option to convert on
a share for share basis to shareholders.
SLF.PR.D Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,
Inc. Cl A Pr 4 may constitute a separate series of Class A Shares (“New Preferred Shares”) having
rights, privileges, restrictions and conditions attaching to them (other than any option
or right to convert into Common Shares) which would qualify such New Preferred
Shares as Tier 1 capital of the Issuer under the then current capital adequacy
guidelines established by the Superintendent. In this event the Issuer with not less
than 30 days an not more than 60 days will give notice of the option to convert on
a share for share basis to shareholders.
SLF.PR.E Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,
Inc. Cl A Pr 5 may constitute a separate series of Class A Shares (“New Preferred Shares”) having
rights, privileges, restrictions and conditions attaching to them (other than any option
or right to convert into Common Shares) which would qualify such New Preferred
Shares as Tier 1 capital of the Issuer under the then current capital adequacy
guidelines established by the Superintendent. In this event the Issuer with not less
than 30 days an not more than 60 days will give notice of the option to convert on
a share for share basis to shareholders.
SLF.PR.J Sun Life Financial Inc. At the option of the holder, on June 30, 2020 and on June 30 every five years
Cl A Pr Series 9QR thereafter, to convert, subject to the restrictions on conversion described in the
Prospectus and the provisions of the Insurance Companies Act (Canada) and to
the payment or delivery to the Corporation of evidence of payment of any applicable tax,
all or any of their Series 9QR Shares into Series 8R Shares on the basis of one Series
8R Share for each Series 9QR Share. Notice of a holder’s intention to convert Series
9QR Shares must be received by the Corporation not earlier than the 30th day prior to,
but not later than 5:00 p.m. (Toronto time) on the 15th day preceding, a Series 9QR
Conversion Date.
SLF.PR.G Sun Life Financial At the option of the holder upon at least 15 days and not more than 30 days notice,
Inc. Cl A Pr 8 on June 30, 2015 and on June 30 every 5 years thereafter to convert, subject to
the restrictions on the conversion described in the Prospectus and the provisions
of the Insurance Act and to the payment or delivery to the Corporation of evidence
of payment of any applicable tax, all or any of their Series 8R Pr shares into Cl A
Series 9QR Pr on the basis of 1 for 1.
28 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
SLF.PR.H Sun Life Financial Inc. At the option of the holder upon at least 15 days and not more than 30 days notice,
Cl A Pr Series 10R on September 30, 2016 and on September 30 every 5 years thereafter to convert,
subject to the restrictions on the conversion described in the Prospectus and
the provisions of the Insurance Act and to the payment or delivery to the
Corporation of evidence of payment of any applicable tax, all or any of their
Cl A Pr Series 10R shares into Series 11 QR shares.
SLF.PR.I Sun Life Financial Inc. At the option of the holder upon at least 15 days and not more than 30 days notice,
Cl A Pr Series 12R on December 31, 2016 and on December 31 every 5 years thereafter to convert,
subject to the restrictions on the conversion described in the Prospectus and
the provisions of the Insurance Act and to the payment or delivery to the
Corporation of evidence of payment of any applicable tax, all or any of their
Cl A Pr Series 12R shares into Series 13 QR shares.
SLF.PR.K Sun Life Financial Inc. At the option of the holder, convertible on September 30, 2021
Cl A Pr Series 11QR and on September 30 every five years thereafter, into Series 10R Shares
on the basis of one Series 10R Share for each Series 11QR Share
TD.PF.A Toronto Dominion Bank At the option of the holder, subject to certain restriction on October 31, 2019 and
Cl A Pr 1 on every October 31 every 5 years thereafter all or any of their Series 1 shares
into equal number of Series 2 shares of the Bank.
TD.PF.B Toronto Dominion Bank At the option of the holder, subject to certain restriction on July 31, 2019 and on
Cl A Pr 3 every July 31 every 5 years theeafter all or any of their Series 3 shares into
an equal number of Series 4 shares of the Bank.
TD.PF.C Toronto Dominion Bank At the option of the holder, subject to certain restriction on January 31, 2020 and on
Cl A Pr 5 every January 31 every 5 years theeafter all or any of their Series 5 shares into
an equal number of Series 6 shares of the Bank.
TD.PF.D Toronto Dominion Bank At the option of the holder, to convert, on July 31, 2020 and on July 31 every five years
Cl A Pr 7 thereafter (a “Series 7 conversion Date”), any or all of their Series 7 Shares into an
equal number of Series 8 Shares upon giving to the Bank notice thereof not earlier
than 30 days prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day
preceding, a Series 7 Conversion Date.
TD.PF.E Toronto Dominion Bank At the option of the holder, to convert, on October 31, 2020 and on October 31
Cl A Pr 9 every five years thereafter (a “Series 9 Conversion Date”), any or all of their Series 9
Shares into an equal number of Series 10 Shares upon giving to the Bank notice
thereof not earlier than 30 days prior to, but not later than 5:00 p.m. (Toronto time)
on the 15th day preceding, a Series 9 Conversion Date.
TD.PF.F Toronto Dominion Bank Upon the occurrence of a Trigger Event (as defined in the Prospectus), each
Cl A 1st Pr Series 11 outstanding Series 11 Share will be automatically and immediately converted,
on a full and permanent basis, without the consent of the holders thereof,
into Common Shares (Symbol: TD) of the Bank at a conversion price equal
to the greater of (i) $5.00 per share, and (ii) the volume weighted average
trading price of the Common Shares on the Toronto Stock Exchange (“TSX”)
for the 10 consecutive trading days ending on the trading day preceding
the date of the Trigger Event
TD.PF.G Toronto Dominion Bank The holders of Series 12 Shares will, subject to the automatic conversion provisions
5 Year Pr Series 12 NVCC and the right of the Bank to redeem those shares, have the right, at their option,
to convert, on April 30, 2021 and on April 30 every five years thereafter (a “Series 12
Conversion Date”), any or all of their Series 12 Shares into an equal number of
Non-cumulative Redeemable Floating Rate Class A First Preferred Shares Series 13
(Non-Viability Contingent Capital (NVCC)) (“Series 13 Shares”) upon giving to the Bank
notice thereof not earlier than 30 days prior to, but not later than 5:00 p.m. (Toronto time)
on the 15th day preceding, a Series 12 Conversion Date
TD.PF.H Toronto Dominion Bank At the option of the holder, convertible on October 31, 2021 and on
5 Year Pr Series 14 NVCC October 31 every five years into Series 15 Shares
TD.PF.I Toronto Dominion Bank At the option of the holder, convertible on October 31, 2022 and on October 31
5 Year Pr Series 16 NVCC every five years into Series 17 Shares
TSX eREVIEW APRIL 2018 CHAPTER 5 29
Issue Name
Symbol and Description Conversion Terms
TD.PF.J Toronto-Dominion Bank At the option of the holder, convertible on April 30, 2023 and on April 30
5 Year Pr Series 18 NVCC every five years into Series 19 Shares
TD.PR.S Toronto Dominion The Bank may at any time on after July 31, 2013 give holders notice that they have
Bank Cl A 1st Pr S the right, pursuant to the terms of the Series S shares, at their option, to convert their
Series S shares on the date specified in the notice into fully-paid “New Preferred
Shares” on a share for share basis. Notice shall be given by the Bank in writing
not more than 60 and not less than 30 days prior to such conversion date. “New
Preferred shares” means a further series of Class A 1st Pr shares constituted by the
Board of Directors having rights, privileges, restrictions and conditions attaching
thereto which would qualify such New Preferred Shares as Tier 1 capital or
equivalent of the Bank under the then current capital adequacy guidelines
prescribed by the Superintendent if applicable, having such rights privileges,
restrictions and conditions as the Board of Directors may determine.
TD.PR.T Toronto Dominion At the option of the holder on and after July 31, 2018 and July 31, every 5 years
Bank Cl A 1st Pr T thereafter, subject to restrictions, all or any of their Series T Pr shares into
Series S Pr shares on the basis of one on one. Notice of a holders intention
to convert must be received by the Bank not earlier than the 30th day prior to,
but not later than 5:00 pm (Toronto time) on the 15th day preceding, a Serits T
conversion date.
TD.PR.Y Toronto Dominion At the option of the Holder, subject to certain restriction on October 31, 2013 and
Bank 5 Year Rate on every October 31 every 5 years there after all or any of their Series Y shares
Pr Series Y into an equal number of Series Z shares of the Bank.
TA.PR.D TransAlta Corporation At the option of the holder on and after March 31, 2016 and on March 31 every
1st Pr Series A 5 years thereafter upon at least 15 days written notice and not more than 30 days,
into Series B Pr shares on a one for one basis.
TA.PR.E TransAlta Corporation At the option of the holder on March 31, 2021 and on each Series B Conversion Date
to convert, subject to the restrictions on conversion described below, all or any of
their Series B Preferred Shares into Series A Preferred Shares on the basis of one
Series A Preferred Share for each Series B Preferred Share. The conversion of
Series B Preferred Shares may be effected upon notice given not earlier than
the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day
preceding, a Series B Conversion Date
TA.PR.F TransAlta Corporation At the option of the holder on and after June 30, 2017 and on June 30 every
1st Pr Series C 5 years thereafter upon at least 15 days written notice and not more than 30 days,
into Series D Pr shares on a one for one basis.
TA.PR.H TransAlta Corporation At the option of the holder on September 30, 2017 and on September 30 in
Series E Pr every fifth year thereafter into Series F Pr shares on a one for one basis. Notice
to the company must be given in writing not earlier than 30 days prior to but not
later than the 15th day preceding a Series E reclassification date. Subject to
certain restrictions.
TA.PR.J TransAlta Corporation At the option of the holder on September 30, 2019 and on September 30 in every
Series G Pr fifth year thereafter into Series H Pr shares on a one for one basis. Notice to the
company must be given in writing not earlier than 30 days prior to but not
later than the 15th day preceding a Series G reclassification date. Subject to
certain restrictions.
TRP.PR.A TransCanada Corporation At the option of the holder on and after December 31, 2014 and on December 31
1st Pr Series 1 every 5 years thereafter into Series 2 Pr shares on a one for one basis.
TRP.PR.B TransCanada At the option of the holder on and after June 30, 2015 and on June 30 every
Corporation 5 years thereafter upon at least 15 days written notice and not more than 30 days,
1st Pr Series 3 into Series 4 Pr shares on a one for one basis.
TRP.PR.C TransCanada At the option of the holder on and after January 30, 2016 and on January 30
Corporation every 5 years thereafter upon at least 15 days written notice and not more than
1st Pr Series 5 30 days, into Series 6 Pr shares on a one for one basis.
30 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
TRP.PR.D TransCanada At the option of the holder on and after April 30, 2019 and on April 30 every
Corporation 5 years thereafter upon at least 15 days written notice and not more than
1st Pr Series 7 30 days, into Series 8 Pr shares on a one for one basis.
TRP.PR.E TransCanada At the option of the holder on and afterOctober 30, 2019 and on October 30 every
Corporation 5 years thereafter upon at least 15 days written notice and not more than
1st Pr Series 9 30 days, into Series 10 Pr shares on a one for one basis.
TRP.PR.F TransCanada At the option of the holder on and after December 31, 2019 and on December 31st
Corporation every 5 years thereafter upon at least 15 days written notice and not more than
1st Pr Series 2 30 days, into Series 1 Pr shares on a one for one basis.
TRP.PR.G TransCanada At the option of the holder on and after November 30, 2020 and on the last
Corporation business day of November every fifth year thereafter to convert, all or any of
1st Pr Series 11 their Series 11 Preferred Shares into Series 12 Shares on the basis of one Series 12
Share for each Series 11 Preferred Share. Notice of a holder’s intention to
convert Series 11 Preferred Shares must be received by the transfer agent and
registrar for the Seres 11 Preferred Shares at its principal office in Calgary or
Toronto not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series 11 Conversion Date.
TRP.PR.H TransCanada At the option of the holder, on June 30, 2020 and on each Series 4 Conversion Date
Corporation 1st Pr to convert, subject to the restrictions on conversion described below, all or any of their
Series 4 Series 4 Preferred Shares into Series 3 Preferred Shares on the basis of one
Series 3 Preferred Share for each Series 4 Preferred Share. The conversion of
Series 4 Preferred Shares may be effected upon notice given not earlier than the
30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day
preceding, a Series 4 Conversion Date
TRP.PR.I TransCanada Corporation At their option, on January 30, 2021 and on each Series 6 Conversion Date to
1st Pr Series 6 convert, subject to the restrictions on conversion described below, all or any of their
Series 6 Preferred Shares into Series 5 Preferred Shares on the basis of one
Series 5 Preferred Share for each Series 6 Preferred Share. The conversion of
Series 6 Preferred Shares may be effected upon notice given not earlier than the
30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day preceding,
a Series 6 Conversion Date
TRP.PR.J TransCanada Corporation At the option of the holder on May 31, 2021 and on the last business day of
First Pr Series 13 May every fifth year thereafter (a “Series 13 Conversion Date”), to convert,
subject to the restrictions on conversion described in the Prospectus, all or any
of their Series 13 Preferred Shares into Series 14 Shares on the basis of one
Series 14 Share for each Series 13 Preferred Share. Notice of a holder’s intention
to convert Series 13 Preferred Shares must be received by the transfer agent and
registrar for the Series 13 Preferred Shares at its principal office in Calgary or
Toronto not earlier than the 30th day prior to, but not later than 5:00 p.m.
(Toronto time) on the 15th day preceding, a Series 13 Conversion Date
TRP.PR.K TransCanada Corporation At the option of the holder, convertible on May 31, 2022 and on the
First Pr Series 15 last business day in May every five years into Series 16 Shares
TCL.PR.D TransContinental Inc. At the option of the Holder on October 15, 2014 and on October 15th every
1st Pr Series D 5th year thereafter into Series E Pr shares on a one for one basis.
VNR.PR.A Valener Inc. At the option of the holder on and after October 15, 2017 and on October 15
Pr Series A every 5 years thereafter upon at least 15 days written notice and not more
than 30 days, into Series B Pr shares on a one for one basis.
W.PR.J Westcoast Energy The Issuer may, at any time while any of the Series 8 Pr shares are
5.60% Series 8 Pr outstanding, designate a further series of preferred shares of the Issuer
and, by prior notice, notify the holder of the Series 8 Pr that they have the
right, at their option, to convert their shares on the date specified by the Issuer
into the new series of preferred shares on a share for share basis.
TSX eREVIEW APRIL 2018 CHAPTER 5 31
Issue Name
Symbol and Description Conversion Terms
W.PR.K Westcoast Energy The holder will have the right on January 15, 2021 and on January 15 every five
First Pr Series 10 years thereafter (a “Series 10 Conversion Date”), to convert, subject to the restrictions
on conversion described in the Prospectus, all or any of their Series 10 Preferred Shares
into Series 11 First Preferred Shares on the basis of one Series 11 First Preferred
Share for each Series 10 Preferred Share. Notice of a holder’s intention to convert
Series 10 Preferred Shares must be received by the transfer agent and registrar for
the Series 10 Preferred Shares at its principal office in Toronto, Calgary or Vancouver
not earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the
15th day preceding, a Series 10 Conversion Date
W.PR.M Westcoast Energy Inc. At the option of the holder, convertible on October 15, 2021 and on October 15
1st Pr Series 12 every five years into Series 13 First Preferred Shares
WN.PR.A Weston, George Limited The Issuer may, at any time, at its option, create one or more series of preferred
5.80% Pr 1 shares of the Issuer, into which any Series 1 share, may at the option of the
holder, be converted on a share-for-share basis, such right to be exercised
within 45 days of the notice of the creation of such further series of shares.
WN.PR.C Weston, George Limited The Issuer may at any time and from time to time, create one or more
5.20% Pr III further series of preferred shares and grant the right, but not the obligation,
to the holders of the Series III Preferred shares to convert their shares,
on an one-for-one basis, into any new series of preferred share.
WN.PR.D Weston, George Limited The Issuer may at any time and from time to time, create one or more
5.20% Pr IV further series of preferred shares and grant the right, but not the obligation,
to the holders of the Series IV Preferred shares to convert their shares,
on an one-for-one basis, into any new series of preferred share.
WN.PR.E Weston, George Limited The Issuer may at any time and from time to time, create one or more
4.75% Pr V further series of preferred shares and grant the right, but not the obligation,
to the holders of the Series V Preferred shares to convert their shares,
on an one-for-one basis, into any new series of preferred share.
32 CHAPTER 5 TSX eREVIEW APRIL 2018
Issue Name
Symbol and Description Conversion Terms
Exchangeable & Convertible Common/ETF
Symbol Issue Name Convertible/exchangeable into Terms
AKT.B Akita Drilling Ltd. Cl B Akita Drilling Ltd. Cl A (1:1)
ATD.A Alimentation Couche- Alimentation Couche- (1:1)
Tard Inc. Cl A MV Tard Inc. Cl B SV
ATD.B Alimentation Couche- Alimentation Couche- in connection with
Tard Inc. Cl B SV Tard Inc. Cl A MV an offer (1:1)
ADW.B Andrew Peller Limited Cl B Andrew Peller Limited Cl A NV (1:1)
ACO.Y Atco Ltd. Cl II Atco Ltd. Cl 1 NV (1:1)
BBD.A Bombardier Inc. Cl A MV Bombardier Inc. Cl B SV (1:1)
BBL.A Brampton Brick Brampton Brick if a take-over bid is
Ltd. Cl A SV Ltd. Cl B made for the Cl B (1:1)
CCL.A CCL Industries Inc. Cl A CCL Industries Inc. Cl B NV (1:1)
CTC Canadian Tire Corp. Ltd. Canadian Tire Corp. Ltd. Cl A NV (1:1)
CU Canadian Utilities Canadian Utilities if a take-over bid is
Ltd. Cl A NV Ltd. Cl B made for the Cl B (1:1)
CU.X Canadian Utilities Ltd. Cl B Canadian Utilities Ltd. Cl A NV (1:1)
CJT Cargojet Inc. Cargojet Inc. Variable Voting (1:1) in certain
circumstances
CJT.A Cargojet Inc. Variable Voting Cargojet Inc. (1:1) in certain
circumstances
CTU.A Chateau Inc. (Le) Cl A SV Chateau Inc. (Le) Cl B in certain circumstances
involving voting control (1:1)
DHX.A DHX Media Ltd. Variable Voting DHX Media Ltd. Voting (1:1) if an offer is made
DHX.B DHX Media Ltd. Voting DHX Media Ltd. Variable Voting (1:1)
DII.A Dorel Industries Inc. Cl A MV Dorel Industries Inc. Cl B SV (1:1)
DII.B Dorel Industries Dorel Industries if a take-over bid is
Inc. Cl B SV Inc. Cl A MV made for the Cl A (1:1)
DC.A Dundee Corporation Cl A SV Dundee Corporation Cl B (1:1)
FCY First Asset Cambridge Core Into any other class of a First Asset ETF (1:1)
U.S. Equity ETF
FCY.B First Asset Cambridge Core U.S Into any other class of a First Asset ETF (1:1)
Equity ETF Unhedged
OXF First Asset Can-Energy
Covered Call ETF First Asset Can-Energy Covered Call ETF (1:1)
Common Un Advisor Units
MXF First Asset Can-Materials
Covered Call ETF First Asset Can-Materials Covered Call ETF (1:1)
Advisor Units
CXF First Asset Canadian
Convertible Liquid First Asset Canadian Convertible Liquid (1:1)
Universe ETF Universe ETF Advisor Units
RIT First Asset Canadian First Asset Canadian REIT ETF Adv Cl At the relative net asset
REIT ETF Com Un values per ETF share
TSX eREVIEW APRIL 2018 CHAPTER 5 33
BXF First Asset DEX 1-5 Years First Asset 1-5 Year Laddered (1:1)
Laddered Government Government Strip Bond Index ETF
Strip Bond Index ETF Advisor Units
Common Units
FDV First Asset Active Canadian First Asset Active Canadian Dividend ETF (1:1)
Dividend ETF Common Units Advisor Units
FAO First Asset Active Credit ETF Into any other class of the ETF (1:1)
Common Units
FAO.U First Asset Active Credit ETF US$ Into any other class of the ETF (1:1)
Advisor Units
FAI First Asset Active Utility & First Asset Active Utility & Infrastructure ETF (1:1)
Infrastructure ETF Advisor Units
Common Units
FCW First Asset Cambridge Global Into any other class of a First Asset ETF (1:1)
Dividend ETF Hedged Com Un
FCW.B First Asset Cambridge Global Into any other class of a First Asset ETF (1:1)
Dividend ETF Hedged Adv Un
CED First Asset Core Canadian ETF First Asset Core Canadian ETF (1:1)
Common Units Advisor Units
CES First Asset Core U.S. Equity ETF C$ Into any other class of the ETF (1:1)
Common Units
CES.B First Asset Core U.S. Equity ETF C$ Into any other class of the ETF (1:1)
Unhedged Common Units
CES.U First Asset Core U.S. Equity ETF US$ Into any other class of the ETF (1:1)
Unhedged Common Units
NXF First Asset Energy Giants Into any other class of the ETF (1:1)
Cover Call ETF
Common Units
NXF.B First Asset Energy Giants Into any other class of the ETF (1:1)
Cover Call ETF
Unhedged Common Units
FSB First Asset Enhanced Short Into any other class of a First Asset ETF (1:1)
Duration Bond ETF Common Units
FHB First Asset Hamilton First Asset Hamilton Capital European (1:1)
Capital European Bank Bank ETF Advisor Units
ETF Common Units
FIG.U First Asset investment Into any other class of a First Asset ETF (1:1)
Grade Bond ETF US$ Com Un
RWC First Asset MSCI Canada First Asset MSCI Canada Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Advisor Units
Common Units
RWE First Asset MSCI Europe First Asset MSCI Europe Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Advisor Units
Common Units
RWE.B First Asset MSCI Europe First Asset MSCI Europe Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Unhedged Advisor Units
Unhedged Common Units
RWX First Asset MSCI International Any class of First Asset Fund ETFs (1:1)
Low Risk Weighted ETF Units
34 CHAPTER 5 TSX eREVIEW APRIL 2018
Symbol Issue Name Convertible/exchangeable into Terms
RWX.B First Asset MSCI International Low Any class of First Asset Fund ETFs (1:1)
Risk Weighted ETF Unhedged units
RWU First Asset MSCI USA First Asset MSCI USA Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Advisor Units
Common Units
RWU.B First Asset MSCI USA First Asset MSCI USA Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Unhedged Advisor Units
Unhedged Common Units
RWW First Asset MSCI World First Asset MSCI World Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Advisor Units
Common Units
RWW.B First Asset MSCI World First Asset MSCI World Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Unhedged Advisor Units
Unhedged Common Units
RWW.D First Asset MSCI World First Asset MSCI World Low Risk (1:1)
Low Risk Weighted ETF Weight ETF Unhedged Common Units
Unhedged Advisor Units
DXM First Asset Morningstar First Asset Morningstar Canada Dividend (1:1)
Canada Dividend Target 30 Target 30 Index ETF
Index ETF Advisor Units
WXM First Asset Morningstar First Asset Morningstar Canada (1:1)
Canada Momentum Momentum Index ETF
Index ETF Advisor Units
FXM First Asset Morningstar First Asset Morningstar Canada (1:1)
Canada Value Index Value Index ETF Advisor Units
VXM First Asset Morningstar First Asset Morningstar International Value (1:1)
International Value Index Index ETF Advisor, Unhedged Common
ETF Common Units and Unhedged Advisor Units
VXM.B First Asset Morningstar First Asset Morningstar International Value (1:1)
International Value Index Index ETF Unhedged Advisor Units ETF,
ETF Unhedged Common Common, Advisor and Unhedged Advisor
Units Units
ZXM First Asset Morningstar First Asset Morningstar International Momentum (1:1)
International Momentum Index ETF Advisor, Unhedged Common
Index ETF Common Units and Unhedged Advisor Units
QXM First Asset Morningstar First Asset Morningstar National (1:1)
National Bank Quebec National Bank Quebec Index ETF
Index ETF Advisor Units
UXM First Asset Morningstar Any class of First Asset Morningstar US (1:1)
US Dividend Target 50 Dividend Target 50 Index ETF
Index ETF
UXM.B First Asset Morningstar Any class of First Asset Morningstar US (1:1)
US Dividend Target 50 Dividend Target 50 Index ETF
Index ETF Unhedged
Common Units
UXM.D First Asset Morningstar Any class of First Asset Morningstar US (1:1)
US Dividend Target 50 Dividend Target 50 Index ETF
Index ETF Advisor Units
YXM First Asset Morningstar Any class of First Asset Morningstar US (1:1)
US Momentum Index Momentum Index ETF
ETF Common Units
TSX eREVIEW APRIL 2018 CHAPTER 5 35
Symbol Issue Name Convertible/exchangeable into Terms
YXM.B First Asset Morningstar Any class of First Asset Morningstar US (1:1)
US Momentum Index Momentum Index ETF
ETF Common Units
XXM First Asset Morningstar Any class of First Asset Morningstar US (1:1)
US Value Index ETF Value Index ETF
Common Units
TXF First Asset Tech Giants First Asset Tech Giants Covered Call ETF (1:1)
Covered Call ETF Common Units Advisor Units
TXF.B First Asset Tech Giants Covered Call any class of the ETF into whole units of any (1:1)
ETF Unhedged Common units Class of the same ETF in any month
FLI First Asset U.S. & Canada First Asset U.S. & Canada Lifeco Income ETF (1:1)
Lifeco Income ETF Advisor Units
Common Units
FDE First Trust Alpha DEX First Trust Alpha DEX Emerging Market Div ETF (1:1)
Emerging Market Div (CAD-Hedged) Advisor Un
ETF (CAD-Hedged)
Common Un
FDE.A First Trust Alpha DEX First Trust Alpha DEX Emerging Market Div ETF (1:1)
Emerging Market Div ETF (CAD-Hedged) Common Un
(CAD-Hedged) Advisor Un
EUR First Trust AlphaDEX First Trust AlphaDEX European Div Index ETF (1:1)
European Div Index ETF (CAD-Hedged) Advisor Un
(CAD-Hedged) Common Un
EUR.A First Trust AlphaDEX First Trust AlphaDEX European Div (1:1)
European Div Index ETF Index ETF (CAD-Hedged) Common Un
(CAD-Hedged) Advisor Un
FUD First Trust Value Line® Dividend First Trust Value Line® Dividend (1:1)
Index ETF (CAD-Hedged) Index ETF (CAD-Hedged)
Common Un Advisor Units
FUD.A First Trust Value Line® Dividend First Trust Value Line® Dividend (1:1)
Index ETF (CAD-Hedged) Index ETF (CAD-Hedged)
Advisor Units Common Un
FST First Trust Canadian Capital First Trust Canadian Capital (1:1)
Strength ETF Common Units Strength ETF Advisor Units
FST.A First Trust Canadian Capital First Trust Canadian Capital (1:1)
Strength ETF Advisor Units Strength ETF Common Units
ETP First Trust Global Risk First Rust Global Risk Managed Income (1:1)
Managed Income Index Index ETF Advisor Units
ETF Common Units
ETP.A First Trust Global Risk First Rust Global Risk Managed Income (1:1)
Managed Income Index Index ETF Common Units
ETF Advisor Units
FSL First Trust Senior Loan ETF First Trust Senior Loan ETF (CAD-Hedged) (1:1)
(CAD-Hedged) Common Units Advisor Units
FSL.A First Trust Senior Loan ETF First Trust Senior Loan ETF (CAD-Hedged) (1:1)
(CAD-Hedged) Advisor Units Common Units
FSD First Trust Short Duration High Yield First Trust Short Duration High Yield (1:1)
Bond ETF (CAD-Hedged) Bond ETF (CAD-Hedged) Advisor Units
Common Units
36 CHAPTER 5 TSX eREVIEW APRIL 2018
Symbol Issue Name Convertible/exchangeable into Terms
FSD.A First Trust Short Duration High Yield First Trust Short Duration High Yield Bond ETF (1:1)
Bond ETF (CAD-Hedged) (CAD-Hedged) Common Units
Advisor Units
GTX Gran Tierra Gran Tierra Energy Inc. (1:1)
Exchangeco Inc. J
GCG Guardian Capital Guardian Capital (1:1)
Group Ltd. Group Ltd. Cl A NV
GCG.A Guardian Capital Guardian Capital in the event of a purchase
Group Ltd. Cl A NV Group Ltd. offer for the common (1:1)
GCT.C GVIC Communications GVIC Communications Corp. Cl B if a take-over bid is made
Corp. Cl C NV for the Cl B (1:1)
HMF Horizons Auspice Managed Horizons Auspice Managed Futures (1:1)
Futures Index ETF Index ETF Advisor Units
Cl E Units
HAB Horizons Active Corporate Bond Horizons Active Corporate Bond ETF (1:1)
ETF Cl E Units Advisor Units
HAL Horizons Active Canadian Horizons Active Canadian Dividend ETF (1:1)
Dividend ETF Cl E Units Advisor Units
HEE Horizons Enhanced Horizons Enhanced Income (1:1)
Income Energy ETF Energy ETF Advisor Units
Cl E Units
HEX Horizons Enhanced Horizons Enhanced Income (1:1)
Income Equity ETF Equity ETF Advisor Units
Cl E Units
HEF Horizons Enhanced Horizons Enhanced Income (1:1)
Income Financial Financial Etf Advisor Units
ETF Cl E Units
HEP Horizons Enhanced Horizons Enhanced Income Gold (1:1)
Income Gold Producers Producers ETF Advisor Units
ETF Cl E Units
HEJ Horizons Enhanced Horizons Enhanced Income (1:1)
Income Int’l Equity Int’l Equity ETF Advisor Units
ETF Cl E Units
HEA Horizons Enhanced Horizons Enhanced Income US Equity (1:1)
Income US Equity (USD) (USD) ETF Advisor Units
ETF Cl E Units
HEA.U Horizons Enhanced Horizons Enhanced Income US (1:1)
Income US Equity Equity (USD) ETF Advisor Units
(USD) ETF Cl E Units
HFR Horizons Active Floating Rate Horizons Active Floating Rate Bond ETF (1:1)
Bond ETF Cl E Units Advisor Units
HFP Horizons Active Floating Rate Horizons Active Floating Rate Preferred (1:1)
Preferred Share ETF Share ETF Advisor Units
Cl E Units
HSL Horizons Active Floating Rate Horizons Active Floating Rate Senior (1:1)
Senior Loan Fund ETF Cl E Units Loan Fund ETF Advisor Units
HAZ Horizons Active Global Dividend Horizons Active Global Dividend ETF (1:1)
ETF Cl E Units Advisor Units
HGY Horizons Gold Yield ETF Horizons Gold Yield ETF (1:1)
Cl E Units Advisor Units
TSX eREVIEW APRIL 2018 CHAPTER 5 37
Symbol Issue Name Convertible/exchangeable into Terms
HGM Horizons Managed Global Horizons Managed Global Opportunities (1:1)
Opportunities ETF Cl E Units ETF Advisor Units
HYI Horizons Active High Yield Horizons Active High Yield Bond ETF (1:1)
Bond ETF Cl E Units Advisor Units
HAD Horizons Active Cdn Bond ETF Horizons Active Cdn Bond ETF (1:1)
Cl E Units Advisor Units
HMP Horizons Active Cdn Municipal Horizons Active Cdn Municipal Bond (1:1)
Bond ETF Cl E Units ETF Advisor Units
HAJ Horizons Active Emerging Horizon Active Emergying Mrkets (1:1)
Markets Dividend ETF Dividend ETF
Cl E Units Advisor Units
HHF Horizons Morningstar Horizons Morningstar Hedge Fund (1:1)
Hedge Fund Index ETF Index ETF Advisor Units
Cl E Units
HNY Horizons Natural Gas Yield Horizons Natural Gas Yield ETF (1:1)
ETF Cl E Units Advisor Units
HPR Horizons Active Preferred Share Horizons Active Preferred Share ETF (1:1)
ETF Cl E Units Advisor Units
HAU Horizons Active U.S. Dividend ETF Horizons Active U.S. Dividend ETF (1:1)
Cl E Units Advisor Units
HUF.U Horizons Active U.S. Floating Rate Horizons Active U.S. Floating Rate Bond ETF (1:1)
Bond ETF Cl E Units Advisor Units
HAF Horizons Active Global Fixed Horizons Active Global Fixed Income ETF (1:1)
Income ETF Cl E Units Advisor Units
HAC Horizons Seasonal Rotation Horizons Seasonal Rotation ETF (1:1)
ETF Common Units Advisor Units
ITX Intertain Group Limited (The) Jackpot Joy (1:1)
Exchangeable Ordinary
SVR iShares Silver Bullion ETF iShares Silver Bullion ETF (1:1)
Hedged Common Units Non Hedged Common Units
SVR.C iShares Silver Bullion ETF iShares Silver Bullion ETF (1:1)
Non Hedged Common Units Hedged Common Units
PJC.A Jean Coutu Group Jean Coutu Group in certain circumstances
(PJC) Inc. Cl A SV (PJC) Inc. Cl B involving change in control (1:1)
LAS.A Lassonde Industries Lassonde Industries in certain circumstances
Inc. Cl A SV Inc. Cl B involving change in control (1:1)
LGT.A Logistec Corporation Cl A MV Logistec Corporation Cl B SV (1:1)
MPC.C Madison Pacific Properties Inc. Madison Pacific Properties Inc. (1:1) if an offer is made to
Cl C NV Cl B purchase the Cl B
TPX.A Molson Coors Canada Molson Coors Brewing (1:1)
Inc. Cl A Exchangeable Company Cl A
TPX.B Molson Coors Canada Molson Coors Brewing (1:1)
Inc. Cl B Exchangeable Company Cl B
TPX.A Molson Coors Canada Molson Coors Canada (1:1)
Inc. Cl A Exchangeable Inc. Cl B Exchangeable
TPX.B Molson Coors Canada Molson Coors Canada If a take-over bid is made
Inc. Cl B Exchangeable Inc. Cl A Exchangeable for the Cl A (1:1)
NCC.B Newfoundland Capital Corp.Cl B MV Newfoundland Capital Corp. Cl A SV (1:1)
38 CHAPTER 5 TSX eREVIEW APRIL 2018
Symbol Issue Name Convertible/exchangeable into Terms
PNC.A Postmedia Network Canada Postmedia Network Canada Corp. (1:1)
Corp. Voting Variable Voting
PNC.B Postmedia Network Canada Postmedia Network Canada Corp. (1:1)
Corp. Variable Voting Voting
BNC Purpose Canadian Financial Any class of share of Purpose Fund ETFs At the relative net asset
Income Fund ETF Shares values per ETF share
PRP Purpose Conservative Income Any class of share of Purpose Fund ETFs At the relative net asset
Fund ETF Shares values per ETF share
PDF Purpose Core Dividend Any class of share of Purpose Fund ETFs At the relative net asset
Fund ETF values per ETF share
PRA Purpose Diversified Real Any class of share of Purpose Fund ETFs At the relative net asset
Asset Fund ETF values per ETF share
PEU Purpose Enhanced US Any class of share of Purpose Fund ETFs At the relative net asset
Equity Fund ETF values per ETF share
PHW Purpose International Tactical Any class of share of Purpose Fund ETFs At the relative net asset
Hedged Equity Fund ETF values per ETF share
PIN Purpose Monthly Income Any class of share of Purpose Fund ETFs At the relative net asset
Fund ETF values per ETF share
PYF Purpose Premium Yield Fund ETF Any class of share of Purpose Fund ETFs At the relative net asset
values per ETF share
PHE Purpose Tactical Hedged Any class of share of Purpose Fund ETFs At the relative net asset
Equity Fund ETF values per ETF share
PBD Purpose Total Return Any class of share of Purpose Fund ETFs At the relative net asset
Bond Fund ETF values per ETF share
QBR.A Quebecor Inc. Cl A MV Quebecor Inc. Cl B SV (1:1)
QSP.UN Restaurant Brands International Restaurant Brands International Inc. (1:1) after one year
Limited Partnership anniversary subject to
the right of holdings
RCI.A Rogers Communications Inc. Rogers Communications Inc. Cl B NV (1:1)
Cl A
SJR.B Shaw Communications Inc. Shaw Communications Inc. Cl A in certain circumstances (1:1)
Cl B NV
TECK.A Teck Resources Limited Teck Resources Limited (1:1)
Cl A MV Cl B SV
TCL.A Transcontinental Transcontinental (1:1)
Inc. Cl A SV Inc. Cl B MV
TCL.B Transcontinental Transcontinental (1:1)
Inc. Cl B MV Inc. Cl A SV
WJA WestJet Airlines Ltd. WestJet AIrlines Ltd. (1:1) if a take-over bid is
Variable Voting made for the common
WJA.A WestJet Airlines Ltd. WestJet Airlines Ltd. (1:1) if a take-over bid is
Variable Voting made for the common
TSX eREVIEW APRIL 2018 CHAPTER 5 39
Symbol Issue Name Convertible/exchangeable into Terms
Convertible Debentures And Notes
Conversion
Symbol Issue Name Conversion Rate Price
$
VNP.DB 5N Plus Inc. 148.1481 common per $1,000 principal amount of Debentures, 6.75
5.75% Debentures at any time prior to the close of business on the earlier of the
maturity date and the business day immediately preceding
the date specified for redemption.
ARE.DB.B Aecon Group Inc. 50 common per $1,000 principal amount of Debentures, 20.00
5.5% Debentures at any time prior to the close of business on the earlier of
the maturity date and the business day immediately preceding
the date specified for redemption.
AFN.DB.A AG Growth 18.1818 common per $1,000 principal amount of Debentures, 55.00
International Inc. at any time prior to the close of business on the earlier of the
5.25% Debentures maturity date and the business day immediately preceding
the date specified for redemption.
AFN.DB.B AG Growth 15.2509 common per $1,000 principal amount of Debentures, 65.57
International Inc. at any time prior to the close of business on the earlier of the
5.25% Debentures maturity date and the business day immediately preceding
the date specified for redemption.
AFN.DB.C Ag Growth International Inc. 16.6667 common per $1,000 principal amount of Debentures, 60.00
International Inc. at any time prior to the close of business on the earlier of the
5.00% Debentures maturity date and the business day immediately preceding the
date specified for redemption
AFN.DB.D Ag Growth International Inc. 11.9832 common per $1,000 principal amount of Debentures, 83.45
4.85% Debentures at any time prior to the close of business on the earlier of
the maturity date and the business day immediately
preceding the date specified for redemption
AFN.DB.E Ag Growth International Inc. 11.3443 common shares for each $1,000 principal amount of 88.15
4.50% Debentures Debentures at any time prior to the close of business on the earliest
of the business day preceding: (a) the Maturity Date; and (b) if called
for redemption, the date specified by the Company for redemption
of the Debentures
ALC.DB.A Algoma Central Corporation 47.2813 shares per $1,000 principal amount of Debentures at any 21.15
5.25% Debentures time prior to the close of business on the earlier of the Maturity Date
and the business day immediately preceding the date specified by
the Company for redemption of the Debentures
HOT.DB.U American Hotel Income 108.1081 Units for each $1,000 principal amount of Debentures at US9.25
Properties REIT LP any time prior to the close of business on the earliest of the business
5% Debentures day preceding: (a) the Maturity Date; or (b) if called for redemption,
the date specified for redemption of the Debentures
ATP.DB.D Atlantic Power 68.9655 Units per $1,000 principal amount of Debentures, 14.50
Corporation at the option of the holder, any time prior to the close of
6% Series D business on the earlier of the maturity date and the date
Debentures immediately preceding the date specified for redemption.
ATP.DB.E Atlantic Power Corporation 238.0952 common shares for each $1,000 principal amount of 4.20
6% Series E Debentures debentures at the option of the holder any time prior to the close
of business on the earliest of: (a) the business day immediately
preceding the maturity date; or (b) if called for redemption
AI.DB Atrium Mortgage 75.0741 common shares per $1,000 principal amount of 13.50
Investment Corporation Debentures at any time prior to the close of business on the
5.25% Debentures earlier of the business day immediately preceding the
maturity date and the business day immediately preceding
the date specified by the Issuer for redemption.
40 CHAPTER 5 TSX eREVIEW APRIL 2018
AI.DB.A Atrium Mortgage 75.18880 common shares per $1,000 principal amount of 13.30
Investment Corporation Debentures at any time prior to the close of business on the
6.25% Debentures earlier of the business day immediately preceding the
maturity date and the business day immediately preceding
the date specified by the Issuer for redemption.
AI.DB.B Atrium Mortgage 68.2594 common shares per $1,000 principal amount of 14.65
Investment Corporation Debentures at any time prior to the close of business on the
5.5% Debentures earlier of the business day immediately preceding the
maturity date and the business day immediately preceding
the date specified by the Issuer for redemption.
AI.DB.C Atrium Mortgage 66.9344 Shares per $1,000 principal amount of Debentures at 14.94
Investment Corporation any time prior to the close of business on the earlier of the business
5.3% Debentures day immediately preceding the Maturity Date and, if called for redemption,
the business day immediately preceding the date specified by
the Company for redemption of the Debentures
BXE.DB Bellatrix Exploration Ltd. 123.4568 common shares for each $1,000 principal amount of 8.10
6.75% Debentures debentures at any time prior to the close of business on the earliest of:
(a) the business day immediately preceding the Final Maturity Date;
(b) if called for redemption, the business day immediately preceding the
Redemption Date; or (c) if called for repurchase pursuant to a mandatory
repurchase, the business day immediately preceding the payment date
BB.DB.V BlackBerry Limited At the option of the holder into common shares of the Company at 10.00 USD
3.75% Debentures USF any time prior to the third Business Day prior to the Maturity Date, at
a conversion price of US$10.00 per common share which is equivalent
to 100 common shares for each US$1,000 principal amount of Debentures,
subject to adjustment as provided in the Indenture
BTB.DB.E BTB Real Estate 162.6016 common shares per $1,000 principal amount of 6.15
Investment Trust Debentures any time prior to the earler of March 31, 2020
6.9% Series D and the business day immediately preceding the date
Debentures specified by the Issuer for recemption.
BTB.DB.F BTB Real Estate 176.9912 Units per $1,000 principal amount of Debentures 5.65
Investment Trust Ser at any time prior to 4 p.m. (Montréal time) on the earlier of
F 7.15% Debentures December 31, 2020 and the last business day immediately
preceding the date specified by the REIT for redemption of
the Debentures
BLX.DB.A Boralex Inc 51.0204 common shares per $1,000 principal amount of 19.60
4.5% Debentures Debentures any time prior to the close of business on
the maturity date.
BOY.DB.A Boyuan Construction 1000 common shares per $1,000 principal amount of 1.00
Group Inc. Debentures any time prior to the close of business
11.5% Debentures on the maturity date
CJ.DB Cardinal Energy Ltd. 95.2381 common shares per $1,000 principal amount of 10.50
J 5.50% Debentures Debentures at any time prior to the close of business on the earlier
of the maturity date and the business day immediately preceding the
date specified for redemption
CJT.DB.C Cargojet Inc. 4.65% Debentures 17.0503 shares per $1,000 principal amount of Debentures 58.65
at any time prior to the close of business on the earlier of:
(a) the business day immediately preceding the maturity date; or
(b) if called for redemption, the business day immediately
preceding the date specified by the Company for
redemption of the debentures
CHE.DB.B Chemtrade Logistics 35.7143 units per $1,000 principal amount of Debentures at any 28.00
Income Fund time prior to the close of business on the earlier of the
5.25% Debentures maturity date and the business day immediately preceding
the date specified for redemption.
TSX eREVIEW APRIL 2018 CHAPTER 5 41
Conversion
Symbol Issue Name Conversion Rate Price
$
CHE.DB.C Chemtrade Logistics 40.2415 Units for each $1,000 principal amount of Debentures at any 24.85
Income Fund time prior to 4:00 p.m. (Toronto time) on the earlier of: (a) the maturity
5.00% Debentures date; or (b) if called for redemption, the business day immediately
preceding the date specified by the Fund for redemption of the debentures
CHE.DB.D Chemtrade Logistics 37.4532 Units for each $1,000 principal amount of Debentures at 26.70
Income Fund any time prior to 4:00 p.m. (Toronto time) on the earlier of: (a) the maturity
4.75% Debentures date; or (b) if called for redemption, the business day immediately
preceding the date specified by the Fund for redemption of the debentures
CGX.DB.A Cineplex Inc. 17.8571 common shares per $1,000 principal amount of 56.00
4.50% Debentures Debentures at the earliest of 5 business day prior to the
final maturity date or if called for recemption 5 business
day prior to the date specified by the company.
GCL.DB.A Colabor Group Inc. 400 Trust Units per $1,000 principal amount of Debentures at 2.50
6.00% Debentures any time prior to the earlier of the Final Maturity Date and the last
business day preceding the date fixed for redemption.
Subject to restrictions.
CRR.DB.E Crombie Real Estate 58.309 units per $1,000 principal amount of Debentures at 17.15
Investment Trust any time after the initial maturity date and prior to the final
5.25% Series D maturity date or if called for redemption on the business day
Debentures immediately preceding the date specified for redemption.
DHX.DB DHX Media Ltd. 125 common voting shares (DHX.B) and/or variable voting 8.00
5.875% Debentures shares (DHX.A) at any time prior to the close of business on
the earlier of: (a) the business day immediately preceding
the maturity date; or (b) if called for redemption, the business day
immediately preceding the date specified by the Company for
redemption of the Debentures
DCF.DB Difference Capital 173.91 common shares per $1,000 principal amount of 5.75
Financial Inc. J Debentures at any time prior to the close of business
8% Debentures on the earlier of the day immediately preceding the date
specified by the issuer for redemption or the maturity date.
DIV.DB Diversified Royalty Corp. 219.7802 common shares for each $1,000 principal amount 4.55
5.25% Debentures of Debentures at any time prior to the close of business on
the earlier of the business day preceding: (a) the Maturity Date;
or (b) the date specified for redemption of the Debentures
DII.DB.U Dorel Industries Inc. 21.3904 Class B SV shares per $1,000 principal amount of U.S. 46.75
5.5% Debentures USF Debentures at any time prior to the close of business on the
earlier of the day immediately preceding the date specified
by the issuer for redemption or the maturity date.
DIR.DB Dream Industrial 72.4638 common shares per $1,000 principal amount of 13.80
Real Estate Debentures at any time prior to the close of business on the
Investment Trust earlier of the day immediately preceding the date specified by
5.25% Debentures the issuer for redemption or the maturity date.
EFN.DB Element Financial 69.79648 common per $1,000 principal amount of Debentures 14.32737
Corporation J at any time prior to 5:00 pm on the earlier of the maturity date and the
5.125% Debentures last business day preceding redemption
EFN.DB.A Element Financial J 52.34733 common per $1,000 principal amount of Debentures 19.10317
4.25% Debentures at any time prior to 5:00 pm on the earlier of the maturity date
and the last business day preceding redemption.
42 CHAPTER 5 TSX eREVIEW APRIL 2018
Conversion
Symbol Issue Name Conversion Rate Price
$
EMA.IR Emera Incorporated At the option of the holder and provided that payment of the final 41.85
Instalment Receipts instalment has been made, each Debenture will be convertible
into common shares of the Company (the “Common Shares”)
(Symbol: EMA) on or at any time after the Final Instalment Date,
but prior to the earlier of the date that the Company redeems the
Debentures or the Maturity Date. The conversion price will be
$41.85 per Common Share (the “Conversion Price”), being a
conversion rate of 23.8949 Common Shares per $1,000
principal amount of Debentures, subject to adjustment in certain
events. A holder of Debentures who does not exercise its
conversion privilege concurrently with the payment of the final
instalment will hold a Debenture that pays 0% interest and may
be redeemed by the Company in whole or in part on any trading
day following the Final Instalment Date at a price equal to
its principal amount plus any unpaid interest which accrued prior
to the Final Instalment Date.
EFR.DB Energy Fuels Inc. J 240.9638554 common per $1,000 principal amount of Debentures 4.15
Floating Rate at any time prior to the earlier of the maturity date and the fifth
Debentures business day immediately preceding the date specified by the issuer
for redemption. Adding a redemption provision that will enable the
Company to redeem the Debentures, for cash, in whole or in part at
any time after June 30, 2019, but prior to maturity, at a price of 101%
of the aggregate principal amount thereof; and adding a Put Right in
favour of each holder to give the holders the option to require the Company
to purchase, for cash, on the Put Date up to 20% of the Debentures held
by the holders at a price equal to the Total Put Price
ENT.DB ENTREC Corporation 1,000 common per $1,000 principal amount of Debentures at 1.00
8.5% Debentures any time prior to the earlier of the maturity date and business day
immediately preceding the date specified by the issuer for redemption.
EIF.DB.I Exchange Income Corporation 19.4175 common shares per $1,000 principal amount of Debentures, 51.50
5 Year 5.25% Debentures on the maturity date or if called for redemption, the business day
immediately preceding the date specified by the Issuer for redemption
EIF.DB.F Exchange Income 24.05385 common shares per $1,000 principal amount of 41.60
Corporation Debentures, on the maturity date or if called for redemption,
5.35% Debentures the business day immediately preceding the date specified
by the Issuer for redemption.
EIF.DB.G Exchange Income 31.5457 common shares per $1,000 principal amount of 31.70
Corporation Debentures, on the maturity date or if called for redemption,
6% Debentures the business day immediately preceding the date specified
by the Issuer for redemption.
EIF.DB.H Exchange Income Corporation 22.3464 common shares per $1,000 principal amount of Debentures, 44.75
5.25% Debentures on the maturity date or if called for redemption, the business
day immediately preceding the date specified by the Issuer for redemption
EXE.DB.C Extendicare Inc. 81.6327 common shares per $1,000 principal amount of Debentures, 12.25
5.00% Debentures on the maturity date or if called for redemption, the business day
immediately preceding the date specified by the Issuer for redemption.
FSZ.DB Fiera Capital Corporation 53.0504 Subordinate Voting Shares for each $1,000 principal amount of 18.85
5.00% Debentures Debentures at any time prior to the close of business on the earlier of
the business day immediately preceding the Maturity Date or, if called
for redemption, on the business day immediately preceding the date fixed
by the Company for redemption
FC.DB.B Firm Capital Mortgage 69.6864 common per $1,000 principal amount of Debentures, 14.35
Investment Corporation at any time prior to 5:00 pm on the earlier of the maturity date
5.40% Debentures and the business day immediately preceding the date
specified by the Issuer for redemption.
TSX eREVIEW APRIL 2018 CHAPTER 5 43
Conversion
Symbol Issue Name Conversion Rate Price
$
FC.DB.C Firm Capital Mortgage 67.5676 units per $1,000 principal amount of Debentures, 14.80
Investment Corporation at any time prior to 5:00 pm on the earlier of the maturity date
5.25% Debentures and the business day immediately preceding the date
specified by the Issuer for redemption.
FC.DB.D Firm Capital Mortgage 63.2911 units per $1,000 principal amount of Debentures, 15.80
Investment Corporation at any time prior to 5:00 pm on the earlier of the maturity date
4.75% Debentures and the business day immediately preceding the date
specified by the Issuer for redemption.
FC.DB.E Firm Capital Mortgage 71.6846 Shares per $1,000 principal amount of Debentures 13.95
Investment Corporation at any time prior to the close of business on the earlier of the
5.30% Debentures Maturity Date and the business day immediately preceding
the date specified by the Company for redemption of the
Debentures.
FC.DB.F Firm Capital Mortgage 71.4286 Shares per $1,000 principal amount of Debentures at 14.00
Investment Corporation any time prior to the close of business on the earlier of the Maturity
5.50% Debentures Date and the business day immediately preceding the date specified
by the Company for redemption of the Debentures
FC.DB.G Firm Capital Mortgage 65.5738 common per $1,000 principal amount of Debentures, at any 15.25
Investment Corporation time prior to the close of business on the earlier of: (a) the maturity date;
5.25% Debentures and (b) the business day immediately preceding the date fixed for
redemption of the Debentures
FC.DB.H Firm Capital Mortgage 65.5738 common shares for each $1,000 principal amount of 15.25
Investment Corporation debentures at any time prior to the close of business on the earlier of:
5.30% Debentures (a) the maturity date; and (b) if called for redemption, the business day
immediately preceding the date specified by the Company for
redemption of the debentures
FCR.DB.J First Capital Realty Inc. 37.3832 common shares per $1,000 principal amount of 26.75
4.45% Debentures Debentures any time prior to February 28, 2018 and then 27.75
drring the period March 1, 2018 until maturity 36.0360.
FGE.DB.A Fortress Global 32.2581 Cl A Voting shares per $1,000 principal amount of 31.00
Enterprises Inc. Debentures any time prior to the close of business on the
7% Debentures earlier of 1) the day immediately preceding the maturity
date or 2) if called for redemption, the business day
immediately preceding the date specified for redemption.
GCM.DB.U Gran Colombia Gold Corp. J 513 common shares per $1,000 principal amount of US$1.95
Debentures USF 2018 2018 Debentures at any time prior to the close of
business on the earlier of the maturity date and the last
business day immediately preceding the date fixed
for redemption
GCM.DB.V Gran Colombia Gold Corp. J 513 common shares per $1,000 principal amount of US$1.95
2020 Debentures at any time prior to the close of business
on the earlier of the maturity date and the last business day
immediately preceding the date fixed for redemption
GCM.DB.X Gran Colombia Gold Corp. J 513 common shares per $1,000 principal amount of Extended US$1.95
8% Debentures USF Debentures at any time prior to the close of business on the earlier
of the maturity date and the last business day immediately preceding
the date fixed for redemption
GDI.DB GDI Integrated Facility 41.2371 Subordinate Voting Shares per $1,000 principal amount of 24.25
Services Inc. J Debentures at any time prior to the close of business on the earliest of
5.00% Debentures the business day immediately preceding the maturity date or, if called for
redemption, on the business day immediately preceding the date fixed by
the Company for redemption of the Debentures
44 CHAPTER 5 TSX eREVIEW APRIL 2018
Conversion
Symbol Issue Name Conversion Rate Price
$
GEI.DB Gibson Energy Inc. 46.1894 common shares for each $1,000 principal amount of 21.65
5.25% Debentures Debentures, at any time prior to the close of business on the earliest
of: (a) the business day immediately preceding the Maturity Date;
(b) if called for redemption, the business day immediately preceding the
date specified by the Company for redemption of the Debentures; (c) if called
for repurchase pursuant to a mandatory repurchase, on the business day
immediately preceding the payment date; or (d) if subject to compulsory
acquisition, on the business day immediately preceding the day on which
such acquisition becomes effective
GSY.DB goeasy Ltd. 22.7273 common shares for each $1,000 principal amount of 44.00
5.75% Debentures Debentures at any time prior to the close of business on the earliest of
(a) the business day preceding the Maturity Date; (b) if called for redemption,
on the business day immediately preceding the date specified by the
Company for redemption of the Debentures or, (c) if the Company is
required to offer to purchase such Debentures pursuant to a Change
of Control Purchase Offer, on the business day immediately preceding
the payment date
HLC.DB Holloway Lodging 0.1 of a Holloway Lodging Corporation common per 1.00
Corporation 6.25% B $1,000 principal amount of Debentures any time prior
Debentures to 5:00 pm on the business day prior immediately
preceding the maturity date.
H.IR Hydro One Limited 46.7290 common shares per $1,000 principal amount of Debentures 21.40
Instalment Receipts at the option of the holder and provided that payment of the final
instalment has been made, each Debenture will be convertible into
common shares on or at any time on or after the Final Instalment Date,
but prior to the earlier of the date that the Company redeems
the Debentures or the Maturity Date
IBG.DB.C IBI Group Inc. 52.1648 common per $1,000 principal amount of Debentures 19.17
7% Debentures on the earlier of the day the debentures mature and the
business day immediately preceding the date specified
for redemption.
IBG.DB.D IBI Group Inc. 119.7605 common shares for each $1,000 principal amount of 8.35
5.50% Debentures debentures at any time prior to the close of business on the
earlier of: (a) the maturity date; and (b) if called for redemption,
the business day immediately preceding the date specified by
the company for redemption of the debentures
INE.DB.A Innergex Renewable Energy Inc. 66.6667 common shares per $1,000 principal amount of 15.00
4.25% Debentures Debentures after the maturity date and prior to the close of
business if called for redemption, the business day
immediately preceding the date specified for redemption.
ITX.DB Intertain Group Limited (The) 166.67 Jackpotjoy shares per $1,000 principal amount of Debentures, 6.00
5% Debentures at any time prior to the last business day immediately preceding
the date specified for redemption.
IVQ.DB.U Invesque Inc. J 90.9090 Common Shares for each US$1,000 principal amount of US11.00
5.00% Debentures USF Debentures at any time prior to the close of business on the earliest of:
(a) the business day immediately preceding the maturity date; or
(b) if called for redemption, the business day immediately preceding
the date specified by the Company for redemption of the Debentures
JE.DB.C Just Energy Group Inc. 107.5269 common shares per $1,000 principal amount of 9.30
6.75% Debentures Debentures, any time prior to the close of business on
the earlier of the maturity date and business day immediately
preceding the date specified for redemption.
TSX eREVIEW APRIL 2018 CHAPTER 5 45
Conversion
Symbol Issue Name Conversion Rate Price
$
JE.DB.D Just Energy Group Inc. approximately 112.3596 common shares for each $1,000 principal 8.90
6.75% Debentures amount of Debentures, at any time prior to the close of business on
the earlier of the business day immediately preceding: (a) the Maturity Date;
and (b) the date specified for redemption of the Debentures
KEL.DB Kelt Exploration Ltd. 81.8182 common shares for each $1,000 principal amount 5.50
5% Debentures of Debentures, subject to adjustment as provided in the Indenture.
At any time prior to the close of business on the earliest of:
(a) the business day immediately preceding the Maturity Date;
(b) if called for redemption, the business day immediately preceding
the date specified by the Company for redemption of the Debentures;
or, (c) if called for repurchase pursuant to a mandatory repurchase,
on the business day immediately preceding the payment date
KLG.DB.A Kirkland Lake Gold Inc. J 72.9927 common shares per $1,000 principal amount of 13.70
7.5% Debentures Debentures, any time prior to the close of business on the
business day immediately preceding the maturity date, or
if called for redemption the business day immediately
preceding the date specified for redemption.
LRT.DB.G Lanesborough Real 142.857 units per $1,000 principal amount of Debentrues 7.00
Estate Investment Trust any time prior to the close of business on the earlier of
5% Debentures the maturity date and the business day immediately
prededing the date specified for redemption.
LNF.DB Leon’s Furniture Limited 79.12707 common shares per $1,000 principal amount 12.6379
3% Debentures of Debentures, staring on the 90th day prior to the 4th
anniversary of the effective date and ending on the third
business day prior to the maturity date.
LIQ.DB.B Liquor Stores N.A. Ltd. 68.4932 common shares for each $1,000 principal 14.60
4.70% Debentures amount of Debentures at any time prior to the close of business on
the earliest of: (a) the business day immediately preceding the
maturity date; (b) if called for redemption, the business day immediately
preceding the date specified by the Company for redemption of the
Debentures; or (c) if called for repurchase pursuant to a Change of
Control, the business day specified by the Company for
the repurchase of the Debentures
LGQ.DB.A Logiq Asset Management Inc. 3,333.3333 common shares for each $1,000 principal amount of 0.30
7% debentures Debentures at any time prior to the close of business on the earliest of:
(a) the business day immediately preceding the maturity date; (b) if called
for redemption, the business day immediately preceding the date specified
by the company for redemption of the debentures; or (c) if subject to
repurchase pursuant to a change of control, the business day
immediately preceding the payment date.
DR.DB.A Medical Facilities 52.3286 common per $1,000 principal amount of Debentures 19.11
Corporation any time prior to the close of business on the earlier of the
5.90% Debentures maturity day and the business day immediately preceding
the date specified for redemption.
MR.DB Melcor Real Estate 79.0514 Trust Units per $1,000 principal amount of Debentrues 12.65
Investment Trust any time prior to the close of business on the earlier of the
5.5% Debentures maturity date and the business day immediately preceding
the date specified for redemption.
MR.DB.A Melcor Real Estate Investment 86.9565 Units per $1,000 principal amount of Debentures any 11.50
Trust 5.25% Debentures time prior to the close of business on the earlier of the maturity date
and the business day immediately preceding the date specified
for redemption.
46 CHAPTER 5 TSX eREVIEW APRIL 2018
Conversion
Symbol Issue Name Conversion Rate Price
$
MOGO.DB Mogo Finance Technology Inc. 200 common shares for each $1,000 principal amount of Debentures 5.00
10% Debentures at any time prior to the close of business on the earliest of the business
day preceding: (a) the Maturity Date; or (b) if called for prepayment or
early conversion, or is subject to repurchase pursuant to a change of
control, the date specified for each such event for the Debentures
MRG.DB Morguard N.A.Residential 64.5161 Trust Units per $1,000 principal amount of Debentures, 15.50
Real Estate Investment at any time prior to the close of business on the maturity date
Trust 4.65% Debentures and the business day immediately preceding the date specified
by the Issuer for redemption.
MRT.DB Morguard Real Estate 49.0196 Units per $1,000 principal amount of Debentures, at any time 20.40
Investment Trust prior to the close of business on the earliest of: (a) the business day
4.50% Debentures immediately preceding the maturity date; or (b) if called for redemption,
the business day immediately preceding the date specified by the REIT
for redemption of the Debentures
MRG.DB.A Morguard N.A. Residential approximately 49.5050 Units per $1,000 principal amount of Debentures 20.20
Real Estate Investment Trust (subject to adjustment) at any time prior to the close of business on the
4.5% Debentures earlier of the business day immediately preceding the Maturity Date and,
if called for redemption, the business day immediately preceding the
date specified by the REIT for redemption of the Debentures
MSI.DB.A Morneau Shepell Inc. 39.8406 common shares for each $1,000 principal amount of 25.10
4.75% Debentures Debentures at any time prior to the close of business on the earlier of
the business day immediately preceding the Maturity Date or, if called
for redemption, on the business day immediately preceding the date
fixed for redemption
NKO.NT Niko Resources Ltd. 88.4956 common shares per $1,000 principal amount of 11.30
7% Notes Debentures, at any time prior to the close of business on
the maturity date and the business day immeidately preceding
the date specified by the Issuer for redemption.
NOA.DB North American Construction 92.1659 common shares for each $1,000 principal amount 10.85
Group Ltd. 5.5% Debentures of Debentures, at any time prior to the close of business on the earliest of
the business day preceding: (a) the Maturity Date; and (b)
if called for redemption
NPI.DB.B Northland Power Inc. 46.2963 common per $1,000 principal amount of Debentures, 21.60
5% Debentures at any time prior to the close of business on the earlier
of the maturity date and, if called for redemption, the business
day immediately preceding the date specified for redemption.
NPI.DB.C Northland Power Inc. 46.2963 common per $1,000 principal amount of Debentures, 21.60
4.75% Debentures at any time prior to the close of business on the earlier
of the maturity date and, if called for redemption, the business
day immediately preceding the date specified for redemption.
NVU.DB Northview Apartment 42 trust units per $1,000 principal amount of Debentures, any time 23.80
REIT 5.75% Debentures prior to the close of business on the earlier of the Final Maturity date
and the last business day immediately preceding the date
specified for redemption
NWH.DB NorthWest Healthcare 70.4225 units per $1,000 principal amount of Debentures, at $14.20
Properties Real Estate any time prior to the close of business on the mturity date
Investment Trust and the business day immediately preceding the date
5.25% Debentures specified by the Issuer for redemtpion.
NWH.DB.C NorthWest Healthcare 80.0000 units per $1,000 principal amount of Debentures, 12.50
Properties Real Estate at any time prior to the close of business on the maturity date
Investment Trust and the business day immediately preceding the date specified
7.25% Debentures by the Issuer for redemption
TSX eREVIEW APRIL 2018 CHAPTER 5 47
Conversion
Symbol Issue Name Conversion Rate Price
$
NWH.DB.D NorthWest Healthcare Properties 88.8889 trust units per $1,000 principal amount of Debentures, 11.25
Real Estate Investment Trust at any time prior to the close of business on the maturity date and
5.50% Debentures the business day immediately preceding the date specified
by the Issuer for redemption
NWH.DB.E NorthWest Healthcare Properties 78.4314 units for each $1,000 principal amount of Debentures, 12.75
Real Estate Investment Trust at any time prior to the close of business on the maturity date
5.25% Debentures and the business day immediately preceding the date
specified by the Issuer for redemption
NWH.DB.F NorthWest Healthcare 78.125 units for each $1,000 principal amount of Debentures at any time 12.80
Properties Real Estate prior to the close of business on the earliest of: (a) the business day
Investment Trust immediately preceding the maturity date; or (b) if called for redemption,
5.25% Debentures the business day immediately preceding the date specified by
the REIT for redemption of the Debentures
OR.DB Osisko Gold Royalties Ltd 43.6872 Common Shares per $1,000 principal amount 22.89
4.00% Debentures of Debentures at any time prior to the close of business on the earlier
of the business day immediately preceding the maturity date and
the business day immediately preceding the date fixed for
redemption of the Debentures
PPL.DB.F Pembina Pipeline 79.6813 common shares per $1,000 principal amount of 12.55
Corporation Debentures, at the option of the holder, on the business day
5.75% Debentures immediately preceding the maturity date or, if called for
redemption, the business day immediately preceding the
date fixed for redemption.
PLZ.DB.E Plazacorp Retail REIT approximately 176.9912 Units per $1,000 principal amount of Debentures, 5.65
5.10% Debentures subject to adjustment, at any time prior to the close of business on the
earlier of the business day immediately preceding the Maturity Date and,
if called for redemption, the business day immediately preceding the
date specified by the REIT for redemption of the Debentures
PBH.DB.D Premium Brands 22.3964 Common Shares per $1,000 principal amount of 44.65
Holdings Corporation Debentures, subject to adjustment as provided in the
5.00% Debentures Indenture, at any time prior to the close of business on
the earlier of the Maturity Date and the business day
immediately preceding the date of redemption.
PBH.DB.E Premium Brands Holdings 11.6414 common shares for each $1,000 principal amount of 85.90
Corporation 4.65% Debentures Debentures, subject to adjustment as provided in the Indenture.
Upon conversion of a Debenture, a holder will not be entitled to interest
accrued thereon since the last interest payment date unless they convert
the Debenture on an interest payment date, in which case, they will be
entitled to receive all interest which has accrued prior to that interest
payment date and which has not been paid
PBH.DB.F Premium Brands 9.3240 common shares for each $1,000 principal amount of 107.25
Holdings Corporation Debentures, at any time prior to the close of business on the earliest of:
4.60% Debentures (a) the Maturity Date; and (b) if called for redemption, the business day
immediately preceding the date specified by the Corporation for redemption
of the Debentures
PBH.DB.G Premium Brands Holdings 5.4792 Common Shares per $1,000 principal amount of 182.51
Corporation 4.65% Debentures Debentures, subject to adjustment, at any time prior to the close of
business on the earlier of the Maturity Date and the business day
immediately preceding the date of redemption
P.DB.V Primero Mining Corp. 152.6718 Common Shares for each $1,000 principal amount U.S. 6.55
5.75% Debentures of Debentures at any time prior to the maturity date.
48 CHAPTER 5 TSX eREVIEW APRIL 2018
Conversion
Symbol Issue Name Conversion Rate Price
$
RSI.DB.E Rogers Sugar Inc. 121.0654 Common Shares per $1,000 principal amount of 8.26
5.00% Debentures Debentures, at the option of the holder at any time after the
Initial Maturity Date and prior to 5:00 p.m. (Montréal time) on
the earlier of the business day immediately preceding the
Final Maturity Date and the business day immediately preceding
the date specified by the Company for redemption of the Debentures
RSI.DB.F Rogers Sugar Inc. 112.9944 Shares per $1,000 principal amount of Debentures at any time 8.85
4.75% Debentures prior to 5:00 p.m. (Montréal time) on the earlier of the business day
immediately preceding the Maturity Date and the business day immediately
preceding the date specified by the Company for redemption
SIA.DB Sienna Senior Living Inc. 59.7015 common shares per $1,000 principal amount of 16.75
4.65% Debentures Debentures any time prior to the close of business on the
earlier of the maturity date and the business day immediately
preceding the date specified for redemption
SOT.DB Slate Office REIT 94.9668 Units for each $1,000 principal amount of Debentures 10.53
5.25% Debentures at the option of the holder, at any time prior to the close of
business on the earliest of: (i) the last business day before
the Maturity Date; or (ii) if called for redemption, the business
day immediately preceding the date specified by
the REIT for redemption
SRU.DB.B SmartCentres REIT 19.3949 units per $1,000 principal amount of Debentures 51.56
5.50% Debentures (a) at any time prior to the close of business on the maturity date;
or (b) if called for redemption on or prior to such date, then up to
but not after the close of business on the last business day
immediately preceding the date specified for redemption
SEV.DB.A Spectra7 Microsystems Inc. 2857.1429 shares for each $1,000 principal amount of Debentures $0.35
7% Debentures at any time prior to the close of business on the business day
immediately preceding the maturity date
SWY.DB.U Stornoway Diamond 1128.2861 common shares per $1,000 principal amount US 0.8863
Corporation 6.25% of Debentures at any time prior to the close of business
Debentures USF on the earlier of the maturity date and the business day
immediately preceding the date specified for redemption.
SOX.DB.A Stuart Olson Inc. 70.6714 common shares per $1,000 principal amount of 14.15
6% Debentures Debentures at any time prior to the close of business on
the earlier of the maturity date and the business day
immediately preceding the date specified for redemption.
STB.DB.A Student Transportation Inc. 106.9519 common shares for each $1,000 principal 9.35
5.25% Debentures amount of debentures at any time prior to the close of business on
the earliest of: (a) the business day immediately preceding the maturity
date; or (b) if called for redemption, the business day immediately preceding
the date specified by the company for redemption of the debentures
STB.DB.C Student Transporation Inc. 110.4972 common shares per $1,000 principal amount of 9.05
6.25% Debentures Debenturs, at the option of the holder, any time prior to the
clsoe of business the maturity date, or if called for redemption
the business day immediately preceding the date specified
for redemption.
SGY.DB Surge Energy Inc. J 363.6364 Common Shares per $1,000 principal amount of 2.75
5.75% Debentures Debentures at any time prior to the close of business on the
earlier of the business day immediately preceding the maturity date
and the business day immediately preceding the date fixed for
redemption of the Debentures
TCN.DB.U Tricon Capital Group Inc. 95.6023 shares for each US$1,000 principal amount of US$10.46
5.75% Debentures USF Debentures, at any time prior to the close of business
on the earlier of: (a) the business day immediately preceding
the maturity date; or (b) if called for redemption
TSX eREVIEW APRIL 2018 CHAPTER 5 49
Conversion
Symbol Issue Name Conversion Rate Price
$
TPH.DB.E Temple Hotels Inc. 24.9501 common shares per $1,000 principal amount of Debentures, 40.08
7.25% Series E Debentures any time prior to the earlier of the day the debentures mature and
the business day immediately preceding the date specified for redemption.
TVK.DB Terravest Industries Inc. 121.2121 Shares for each $1,000 principal amount of Debentures, 8.25
7.00% Debentures at any time prior to 5:00 p.m. (Toronto time) on the earlier of the last
business day preceding the Maturity Date and the last business day
immediately preceding the date specified by the Company for
redemption of the Debentures
TF.DB Timbercreek Financial Corp. 88.8889 common shares per $1,000 principal amount of Debentures, 11.25
6.35% Debentures any time prior to the earlier of the day the debentures mature
and the business day immediately preceding the date
specified for redemption.
TF.DB.A Timbercreek Financial Corp. 99.5025 common shares per $1,000 principal amount of 10.05
5.40% Debentures Debentures, any time prior to the earlier of the day the
debentures mature and the business day immediately preceding
the date specified for redemption.
TF.DB.B Timbercreek Financial Corp. approximately 99.5025 common shares for each $1,000 10.05
5.45% Debentures principal amount of Debentures at any time prior to the close
of businesso n the earliest of: (a) the business day immediately
preceding the maturity date; or (b) if called for redemption,
the business day immediately preceding the date specified
by the Company for redemption of the Debentures
TF.DB.C Timbercreek Financial Corp. 90.0901 common shares for each $1,000 principal amount 11.10
5.30% Debentures of Debentures at any time prior to the close of business on
the earliest of: (a) the business day immediately preceding
the maturity date; or (b) if called for redemption,
the business day immediately preceding the date specified
by the ompany for redemption of the Debentures
TEI.DB Toscana Energy 50.7614 common shares per $1,000 principal amount of Debentures, 19.70
Income Corporation any time prior to the earlier of the day the debentures mature and
6.75% Debentures the busines day immediately preceding the date specified
for redemption.
TCN.DB.A Tricon Capital Group Inc. 102.0408 common shares per $1,000 principal amount of Debentures, 9.80
5.60% Debentures any time prior to the close of business on the earlier of the
Final Maturity date and the last business day immediately
preceding the date specified for redemption.
WEQ.DB WesternOne Inc. 2.43 common shares per $1,000 principal amount of Debentures, 411.25
6.25% Series 3 Debentures at the option of the holder at any time prior to the maturity date and
the business day immediately preceding redemption.
YPG.DB Yellow Pages Digital & 52.521 common shares of Yellow Media Limited per $1,000 19.04
Media Solutions Limited principal amount of Debentures, at the option of the holder
Exchangeable at any time prior to the maturity date and the business day
Debentures immediately preceding redemption.
ZAR.DB.A Zargon Oil & Gas Ltd. 800 common per $1,000 principal amount of Debentures, 1.25
8% Debentures any time prior to the earlier of the day the debentures
mature and the business day immediately preceding
the date specified for redemption.
50 CHAPTER 5 TSX eREVIEW APRIL 2018
Conversion
Symbol Issue Name Conversion Rate Price
$
Chapter 6 - Trading Information
• Stock Table Legend/Transfer Agents
• Board Lot Schedule
Stock Table A (Monthly) Stock Table B (Year to Date)
• Limited Partnership Units � Limited Partnership Units
• Debentures � Debentures
• Debentures - U.S. funds � Debentures - U.S. funds
• Trust Units � Trust Units
• Trading U.S. funds � Trading U.S. funds
• Other Debt Securities � Other Debt Securities
• Common Stocks � Common Stocks
Interlisted Trading Data
Exchange Traded Funds
For additional trading information,
visit our TMXmoney home page at www.tmxmoney.com, or click here.
STOCKSSTATISTICAL TABLES
OF STOCK TRADED ON
TORONTO STOCK EXCHANGE
APRIL 2018
LEGEND FOR ALL STOCK TABLE PAGES
A – US$ = 1.285700 CDN$ C – AUSTRALIAN $ = 0.972800 CDN$ E – JAPANESE YEN = 0.011780 CDN$
B – BRITISH £ = 1.771700 CDN$ D – BAHAMIAN $ = 1.285700 CDN$ H – NEW ZEALAND = 0.908800 CDN$
EPS – LATEST 12 MONTHS EARNINGS PER SHARE
I – INDUSTRIAL
J – SUBJECT TO SPECIAL REPORTING RULES
K – INITIAL DIVIDEND
LC – LISTING CLASSIFICATION
LV – LIMITED VOTING
M – MINES
N – PLUS STOCK DIVIDEND
N/A – NOT AVAILABLE
O – OIL
P – PAID TO DATE IN LATEST 12 MONTHS
P/E – PRICE/EARNING RATIO
R – DIVIDENDS IN ARREARS
S – SUBJECT TO TRADING RESTRICTIONS UNDER
THE UNITED STATES SECURITIES ACT 1933
X – EXTRA DECLARED IN LATEST 12 MONTHS
Y – STOCK DIVIDEND
Z – ODD LOT
MV – MULTIPLE VOTING
NV – NON-VOTING
RV – RESTRICTED VOTING
SV – SUBORDINATE VOTING
V – VARIABLE RATE
� – SPECIAL DIVIDEND
� – NOT TRADED THIS MONTH
TRANSFER AGENTS
201 – AST Trust Company (Canada) . . . . . . . . 416-682-3800
202 – The Cdn Depository For Securities Ltd. . . . 416-365-8400
212 – Own Agent - Mackenzie Financial Corporation 416-922-5322
215 – Computershare Trust Co. of Canada. . . . 1-800-564-6253
217 – Fiducie Desjardins Inc. . . . . . . . . . . . 1-514-286-3102
218 – BNY Trust Company of Canada . . . . . . . 416-933-8504
220 – Natcan Trust Company. . . . . . . . . . . 1-800-341-1419
221 – Computershare Investor Services. . . . . . 1-800-564-6253
223 – Trans Canada Transfer Inc.. . . . . . . . . . 416-759-1681
224 – Alliance Trust Company . . . . . . . . . . . 403-237-6111
225 – Wells Fargo Bank, N.A. . . . . . . . . . . 1-800-869-3557
227 – State Street Trust Company Canada. . . . . 647-775-5635
228 – TSX Trust Company . . . . . . . . . . . . 1-866-393-4891
229 – Own Agent - MFL Management Limited . . . 416-847-5367
230 – Odyssey Trust Company . . . . . . . . . . . 587-885-0960
231 - Middlefield Capital Corporation . . . . . . . . 416-362-0714
The “.S” suffix in the trading symbol indicates that the securities are subject to trading restrictions imposed pursuant to Regulation S under
the 1933 Act.
BOARD LOT SCHEDULE
BOARD LOTS
On securities selling under $0.10 1,000 shares
On securities selling at $0.10 and under $1.00 500 shares
On securities selling at $1.00 and over 100 shares
Limited Partnership Units
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221AMERICAN HOTEL INCOME PROPERTIES REIT LP UN .6480 MO 8.54 7.89 8.07 - .70HOT.UN 7.96 N/A 10.32 78,047,806 1,566,006 0.00
201BROOKFIELD INFRASTRUCTURE PARTNERS L.P. UN 1.8800 QU 54.10 51.32 52.47 + .86BIP.UN 53.70 N/A 4.61 276,572,900 2,487,869 - 0.05
201BROOKFIELD PROPERTY PARTNERS L.P. UNITS 1.2600 QU 25.27 23.30 24.80 - .93BPY.UN 24.86 14.83 6.53 255,024,531 4,133,202 2.15
221BROOKFIELD RENEWABLE PARTNERS LP NV UN 1.9600 QU 40.38 38.27 38.99 - .65BEP.UN 40.17 N/A 6.46 180,464,290 2,583,855 - 0.23
212MACKENZIE MASTER LIMITED PARTNERSHIP UNITS .1400 ANN 1.03 .93 .96 - .02MKZ.UN .96 6.86 14.58 6,264,511 90,419 0.14
215RESTAURANT BRANDS INTERNATIONAL LP EXCHNG UN 1.8000 QU 73.25 68.98 71.20 - 2.80QSP.UN 72.70 N/A 3.25 217,706,858 3,509 N/A
Monthly
Debentures
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
2215N PLUS INC. 5.75% DEBENTURES 101.09 100.55 101.09 + .09VNP.DB 101.00 N/A 600,000 23,260 N/A
221AECON GROUP INC. 5.50% DEC 31/18 DEBEBTURES 101.70 101.00 101.70 + .90ARE.DB.B 101.45 N/A 1,725,000 30,260 N/A
215AG GROWTH INT'L 4.5% 31DEC22 DEB 101.00 99.70 101.00 + 1.40AFN.DB.E 100.00 N/A 862,500 14,930 N/A
215AG GROWTH INT'L 4.85% 30JUN22 DEB 103.00 101.00 101.50 + .48AFN.DB.D 102.95 N/A 750,000 5,360 N/A
215AG GROWTH INT'L INC. CONV 5% 12/31/2020 DEB 106.55 103.40 104.00 - 3.00AFN.DB.C 104.30 N/A 750,000 4,150 N/A
221AG GROWTH INTERNATIONAL INC. EXTEND 5.25% DEB 102.60 100.13 102.00 - 1.00AFN.DB.B 102.00 N/A 517,500 5,670 N/A
218ALGOMA CENTRAL CORPORATION 5.25% DEBENTURES 105.11 104.50 105.00 + 1.00ALC.DB.A 104.50 N/A 825,000 15,690 N/A
215ATLANTIC POWER CORPORATION 6% SER E DEB 99.25 97.75 98.25 - .75ATP.DB.E 98.25 N/A 1,150,000 41,170 N/A
221ATLANTIC POWER CORPORATION 6.00% SER D DEB 101.75 100.35 100.35 + .35ATP.DB.D 100.90 N/A 247,380 6,524 N/A
215ATRIUM MORTGAGE INVESTMENT CORP 5.25% DEB 102.21 99.50 100.00 - .50AI.DB 102.21 N/A 325,000 1,080 N/A
201ATRIUM MORTGAGE INVESTMENT CORP 5.30% DEB 99.50 97.50 99.00 + 3.00AI.DB.C 99.00 N/A 253,000 5,150 N/A
215ATRIUM MORTGAGE INVESTMENT CORP 5.5% DEB 101.50 100.00 101.00 + 1.00AI.DB.B 100.60 N/A 402,500 2,320 N/A
215ATRIUM MORTGAGE INVESTMENT CORP 6.25% DEB 101.80 100.00 100.25 - 1.50AI.DB.A 100.35 N/A 318,010 1,990 N/A
202BARCLAYS BANK PLC FIXED INCM NT 10YR SER I-28 103.00 BXS.DB.C N/A * 100,000 N/A
215BELLATRIX EXPLORATION LTD. 6.75% DEB 90.00 79.50 80.00 + 2.00BXE.DB 90.00 N/A 500,000 1,550 N/A
221BORALEX INC. 4.5% DEBENTURES 121.00 117.57 119.80 - 2.98BLX.DB.A 118.00 N/A 1,437,310 7,200 N/A
221BOYUAN CONSTRUCTION GROUP, INC. DEB J 100.20 98.70 99.50 + 2.50BOY.DB.A 98.70 N/A 55,000 300 N/A
221BTB REAL ESTATE INVESTMENT TRUST 6.90% 'E' DB 101.51 100.00 101.00 + 1.30BTB.DB.E 101.51 N/A 230,000 1,010 N/A
215BTB REAL ESTATE INVESTMENT TRUST 7.15% 'F' DB 103.20 102.00 103.00 + .95BTB.DB.F 102.00 N/A 267,000 2,740 N/A
215CARDINAL ENERGY LTD. J 5.50% DEBENTURES 100.50 99.50 100.00 + 1.00CJ.DB 100.30 N/A 500,000 3,130 N/A
215CARGOJET INC. 4.65% DEBENTURES 127.19 121.38 121.38 + 3.32CJT.DB.C 126.00 N/A 1,249,900 43,850 N/A
215CHEMTRADE LOGISTICS INCM FND 4.75% 31MA24 DEB 98.99 95.03 96.50 - 2.00CHE.DB.D 98.10 N/A 2,012,500 18,580 N/A
215CHEMTRADE LOGISTICS INCM FND 5.25% JN30/21 DB 102.15 101.00 101.30 + .30CHE.DB.B 102.00 N/A 1,265,000 6,330 N/A
215CHEMTRADE LOGISTICS INCM FUND 5% 31AU23 DEB 100.95 98.27 99.88 - .12CHE.DB.C 99.85 N/A 1,437,500 8,430 N/A
201CHORUS AVIATION INC. 6% DEBENTURES CHR.DB N/A * 2,000,000 N/A
201CINEPLEX INC. 4.50% DEBENTURES 101.50 100.12 101.00 + .75CGX.DB.A 100.50 N/A 1,075,000 14,260 N/A
221COLABOR GROUP INC. 6% DEBENTURE 84.00 70.00 73.00 - 7.50GCL.DB.A 82.00 N/A 500,000 8,340 N/A
221CONSTELLATION SOFTWARE INC. SERIES 1 DEB 7.9000 QU 122.10 120.50 122.00 + 1.00CSU.DB 121.50 N/A 6.48 960,382 3,007,303 N/A
201CROMBIE REAL ESTATE INVEST TR 5.25% SER E DEB 103.40 101.50 102.50 - .50CRR.DB.E 103.00 N/A 744,000 5,900 N/A
215DELPHI ENERGY CORP. 10% NOTES 100.01 99.99 100.00 - 1.00DEE.NT 100.00 N/A 900,000 17,170 N/A
215DHX MEDIA LTD. 5.875% DEB 92.00 88.00 88.00 - 4.00DHX.DB 92.00 N/A 140,000 4,240 N/A
221DIFFERENCE CAPITAL FINANCIAL INC. 8% DEB J 100.01 97.50 99.75 + 4.73DCF.DB 97.60 N/A 291,610 34,740 N/A
221DISCOVERY AIR INC. 8.375% DEBENTURES J 45.00 + 7.00DA.DB.A N/A * 345,000 N/A
Monthly
Debentures
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215DIVERSIFIED ROYALTY CORP. 5.25% DEBENTURES 101.50 99.96 100.50 + .18DIV.DB 100.50 N/A 575,000 5,370 N/A
215DREAM INDUSTRIAL REAL EST INVEST TR 5.25% DEB 102.35 100.10 101.00 + .50DIR.DB 101.26 N/A 750,000 5,020 N/A
221ELEMENT FLEET MANAGEMENT CORP. 4.25% DEB 94.00 91.25 92.25 - .53EFN.DB.A 93.00 N/A 5,750,000 45,300 N/A
221ELEMENT FLEET MANAGEMENT CORP. 5.125% DEB 98.50 96.00 97.25 + .75EFN.DB 96.85 N/A 3,450,000 18,410 N/A
201ENERGY FUELS INC. FLTG RATE DEBENTURES J 101.00 100.00 101.00 + 2.10EFR.DB 100.88 N/A 220,000 1,350 N/A
206ENTREC CORPORATION DEBENTURES 94.10 91.10 93.00 + 6.00ENT.DB 91.10 N/A 218,000 630 N/A
218EXCHANGE INCOME CORP. 5-YR 5.25% DEB 101.20 100.00 100.00 EIF.DB.I 100.75 N/A 1,000,000 17,720 N/A
201EXCHANGE INCOME CORP. 7-YR 6% 03/31/21 DEB 110.00 106.00 107.00 - 4.00EIF.DB.G 110.00 N/A 278,800 2,080 N/A
201EXCHANGE INCOME CORPORATION 7YR 5.35% DEB 104.00 103.00 103.00 + 1.23EIF.DB.F 103.00 N/A 649,800 7,460 N/A
215EXTENDICARE INC. 5.00% DEBENTURES 101.33 98.50 100.60 + 1.60EXE.DB.C 99.00 N/A 1,265,000 153,560 N/A
215EXTENDICARE INC. 6.00% DEBENTURES 100.30 100.05 100.15 - 1.60EXE.DB.B 100.25 N/A 1,265,000 76,100 N/A
215FIERA CAPITAL CORPORATION 5% DEBENTURES 102.00 100.55 101.75 - .25FSZ.DB 102.00 N/A 862,500 48,650 N/A
215FIRM CAPITAL MORTGAGE INVEST CORP. 4.75% DEB 100.50 99.25 99.55 - 1.45FC.DB.D 100.50 N/A 200,000 440 N/A
215FIRM CAPITAL MORTGAGE INVEST CORP. 5.20% DEB 101.01 98.20 100.00 + .34FC.DB.G 98.30 N/A 225,000 2,580 N/A
215FIRM CAPITAL MORTGAGE INVEST CORP. 5.25% DEB 100.20 100.05 100.05 - .25FC.DB.C 100.20 N/A 204,850 260 N/A
215FIRM CAPITAL MORTGAGE INVEST CORP. 5.30% DEB 101.00 99.06 99.06 - 1.94FC.DB.E 100.75 N/A 250,000 3,640 N/A
215FIRM CAPITAL MORTGAGE INVEST CORP. 5.40% DEB 100.50 100.00 100.00 - .21FC.DB.B 100.31 N/A 257,380 550 N/A
215FIRM CAPITAL MORTGAGE INVEST CORP. 5.5% DEB 101.00 99.89 99.95 - .55FC.DB.F 100.55 N/A 230,000 2,040 N/A
215FIRM CAPITAL MORTGAGE INVEST. 5.30% DEB 101.00 98.50 100.00 + 2.10FC.DB.H 100.30 N/A 265,000 2,340 N/A
215FORTRESS GLBL ENTERPRISES INC.7% 31DEC19 DEB 91.00 89.12 90.00 + 3.00FGE.DB.A 90.00 N/A 621,000 4,570 N/A
215GDI INTEGRATED FACILITY SERVICES INC. 5% DEB 103.05 103.00 103.01 + 1.01GDI.DB 103.00 N/A 287,500 1,050 N/A
215GIBSON ENERGY INC. 5.25% DEBENTURES 105.00 101.41 103.00 - 4.99GEI.DB 104.20 N/A 1,000,000 2,160 N/A
228GOEASY LTD. 5.75% DEB 105.26 101.50 103.50 - 1.50GSY.DB 105.26 N/A 530,000 23,910 N/A
201HOLLOWAY LODGING CORP 7.5% 9/30 DEB J 100.91 99.50 100.50 + 1.00HLC.DB.A 99.70 N/A 405,650 2,560 N/A
201HOLLOWAY LODGING CORP. 6.25% 02/28/20 B DEB J 98.98 96.51 98.25 + 2.65HLC.DB 97.76 N/A 508,660 4,160 N/A
215HYDRO ONE LIMITED INSTALMENT RECEIPTS 32.40 28.00 28.50 - 1.52H.IR 31.50 N/A 1,540,000 159,730 N/A
201IBI GROUP INC. 5.5% 31DEC21 DEBENTURES 104.50 103.02 104.00 - 4.00IBG.DB.D 104.00 N/A 460,000 3,030 N/A
201IBI GROUP INC. 7.0% SER '2' DEBENTURES 101.50 100.00 101.00 - 1.50IBG.DB.C 100.50 N/A 147,550 700 N/A
221INNERGEX RENEWABLE ENERGY INC. 4.25% DEB 106.09 102.02 104.56 - .43INE.DB.A 102.51 N/A 1,000,000 6,040 N/A
221INTERTAIN GROUP LIMITED (THE) J 5% DEB 191.00 ITX.DB N/A * 1,000 N/A
215JUST ENERGY GROUP INC. 6.75% DEB 96.75 95.50 96.50 + .20JE.DB.D 96.75 N/A 1,000,000 35,340 N/A
215JUST ENERGY GROUP INC. 6.75% DEB 31DEC21 100.88 99.05 100.00 + 2.01JE.DB.C 100.60 N/A 1,600,000 25,840 N/A
201LANESBOROUGH RL EST INVEST TR 5.0% SER G DEB 8.50 + .50LRT.DB.G N/A * 248,108 N/A
201LEON'S FURNITURE LTD. 3% MAR 28/2023 DEB 146.49 LNF.DB N/A * 501,420 N/A
Monthly
Debentures
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215LIQUOR STORES N.A. LTD. 4.7% 31JAN22 DEB 103.47 101.00 102.00 - 3.10LIQ.DB.B 102.01 N/A 776,250 25,510 N/A
215LOGIQ ASSET MANAGEMENT INC. J 7% DEBENTURES 91.60 88.00 91.60 - 5.39LGQ.DB.A 90.29 N/A 52,136 544 N/A
221MEDICAL FACILITIES CORPORATION 5.90% 2019 DEB 101.71 100.57 101.00 - .01DR.DB.A 101.50 N/A 417,430 3,980 N/A
201MELCOR REAL ESTATE INVESTMENT TR 5.50% DEB 102.00 101.00 101.00 + .50MR.DB 102.00 N/A 345,000 1,160 N/A
201MELCOR REAL ESTATE INVESTMENT TRUST 5.25% DB 101.00 100.25 100.60 + .60MR.DB.A 100.50 N/A 230,000 1,560 N/A
221MONGO FINANCE TECHNOLOGY INC J 10% 31MA20 DEB 111.00 103.05 103.05 - 2.95MOGO.DB 107.00 N/A 150,000 2,380 N/A
215MORGUARD NA RESIDENTIAL REIT 4.5% DEB 101.00 99.50 101.00 + 2.06MRG.DB.A 100.50 N/A 855,000 20,520 N/A
215MORGUARD RL ESTATE INVEST TR 4.5% 21DEC21 DEB 102.50 100.05 101.88 - .12MRT.DB 101.50 N/A 1,750,000 8,650 N/A
215MORNEAU SHEPELL INC. 4.75% DUE JUN 30/21 DEB 113.89 111.27 113.89 + 4.89MSI.DB.A 112.62 N/A 860,000 11,510 N/A
221NORTH AMERICAN CONSTRUCTION GRP LTD 5.50% DEB 100.75 98.50 100.10 + 1.60NOA.DB 99.90 N/A 400,000 16,080 N/A
215NORTHLAND POWER INC. 4.75% SER 'C' DEB 112.13 108.86 112.13 + 2.63NPI.DB.C 109.60 N/A 1,561,040 20,600 N/A
215NORTHLAND POWER INC. 5% SER 'B' DEB 109.50 106.90 109.49 + 3.66NPI.DB.B 106.90 N/A 772,550 3,510 N/A
215NORTHVIEW APARTMENT RL EST INVEST TR 5.75% DB 109.50 106.99 107.00 + 1.00NVU.DB 107.00 N/A 228,160 4,300 N/A
215NORTHWEST HEALTHCARE PROPERTIES REIT 5.5% DB 105.01 104.25 104.25 + 2.75NWH.DB.D 104.40 N/A 530,000 4,160 N/A
215NORTHWEST HEALTHCARE PROPERTIES REIT 7.25% DB 102.50 101.60 101.60 + .60NWH.DB.C 101.82 N/A 387,500 2,410 N/A
215NORTHWEST HEALTHCARE PROPERTIES REIT DEB 102.00 101.00 101.50 + 1.47NWH.DB 101.26 N/A 402,500 1,630 N/A
215NORTHWEST HEALTHCR PPTY REIT 5.25%31DEC21 DEB 103.00 101.50 101.92 + 1.37NWH.DB.F 101.65 N/A 805,000 5,970 N/A
215NORTHWEST HEALTHCR PPTY REIT 5.25%31JUL21 DEB 102.99 101.25 101.76 + .76NWH.DB.E 101.51 N/A 747,500 7,370 N/A
201OSISKO GOLD ROYALTIES LTD. 4.00% DEBENTURES 102.75 99.00 100.20 + .70OR.DB 100.75 N/A 3,000,000 8,160 N/A
215PEMBINA PIPELINE CORP. 5.75% SER F DEBENTURES 141.31 129.50 140.16 - 4.28PPL.DB.F 132.19 N/A 929,355 2,970 N/A
218PLAZA RETAIL REIT 5.1% 31MAR23 DEB 102.00 100.55 102.00 + 1.00PLZ.DB.E 100.75 N/A 472,500 5,400 N/A
228PREMIUM BRANDS HOLDINGS CORPORATION 4.6% DEB 125.00 118.77 122.90 + 10.90PBH.DB.F 120.30 N/A 1,130,000 68,480 N/A
228PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 102.96 100.25 102.96 + 2.71PBH.DB.G 100.25 N/A 1,725,000 344,820 N/A
228PREMIUM BRANDS HOLDINGS CORPORATION 5.0% DEB 271.41 260.00 268.02 + 36.02PBH.DB.D 260.00 N/A 227,110 8,740 N/A
215ROGERS SUGAR INC. 6TH SER 5% DEBENTURES 104.96 102.01 102.01 - .99RSI.DB.E 103.51 N/A 575,000 3,350 N/A
215ROGERS SUGAR INC. 7TH SER 4.75% DEB 102.25 99.00 102.25 + 2.10RSI.DB.F 100.15 N/A 977,500 64,920 N/A
215SIENNA SENIOR LIVING INC. 4.65% DEB 107.75 103.62 103.62 - 1.38SIA.DB 106.00 N/A 450,224 25,550 N/A
228SLATE OFFICE REIT 5.25% DEB 100.76 99.50 100.75 + 1.37SOT.DB 100.30 N/A 287,500 12,530 N/A
201SMARTCENTRES RL ESTATE INVEST TR 5.50% DEB 102.20 101.25 101.50 + .50SRU.DB.B 102.00 N/A 372,500 3,350 N/A
215SPECTRA7 MICROSYSTEMS INC. J 7% DEB 95.00 90.00 95.00 SEV.DB.A 95.00 N/A 130,270 250 N/A
201STUART OLSON INC. 6.0% DEC/31/2019 DEBENTURES 103.50 100.75 101.00 - 1.00SOX.DB.A 103.00 N/A 700,000 8,540 N/A
215STUDENT TRANSPORTATION INC. 5.25% DEB 128.00 123.00 128.00 + 5.00STB.DB.A 125.00 N/A 850,000 146,580 N/A
221STUDENT TRANSPORTATION INC. 6.25% 6/30/19 DEB 115.50 111.02 114.75 + 2.25STB.DB.C 113.00 N/A 750,000 107,180 N/A
215SURGE ENERGY INC. 5.75% DEB 108.90 99.00 108.06 + 7.06SGY.DB 100.51 N/A 445,000 34,730 N/A
Monthly
Debentures
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201TEMPLE HOTELS INC. 5YR 7.00% SER F DEBENTURES 100.00 - .20TPH.DB.F N/A * 344,190 N/A
201TEMPLE HOTELS INC. 7.25% SER E DEBENTURES 101.01 100.10 100.75 + 1.55TPH.DB.E 100.10 N/A 429,050 12,362 N/A
201TERRAVEST INDUSTRIES INC. 7.0% DEBENTURES 123.50 119.74 121.00 + 1.95TVK.DB 120.00 N/A 215,940 8,700 N/A
215TIMBERCREEK FINANCIAL CORP. 5.30% 30JUN24 DEB 98.49 96.99 97.50 + .50TF.DB.C 98.00 N/A 450,000 4,590 N/A
215TIMBERCREEK FINANCIAL CORP. 5.40% DEB 101.55 101.00 101.55 + 1.05TF.DB.A 101.00 N/A 458,000 700 N/A
215TOSCANA ENERGY INCOME CORPORATION 6.75% DEB J 76.51 65.00 67.50 - 7.50TEI.DB 75.00 N/A 200,000 2,990 N/A
228TRICON CAPITAL GROUP INC. 5.60% MAR 31/20 DEB 110.78 105.03 110.00 - 5.90TCN.DB.A 109.34 N/A 856,930 3,390 N/A
221WESTERNONE INC. 6.25% SER '3' DEBENTURES 89.00 84.02 88.49 + .49WEQ.DB 84.02 N/A 517,500 3,630 N/A
201YELLOW PAGES DIGITL & MEDIA SOLUTN SR EXCH DB 92.00 89.50 90.00 YPG.DB 90.00 N/A 1,070,890 2,310 N/A
215ZARGON OIL & GAS LTD. DEBENTURES 79.75 72.50 77.50 - 5.49ZAR.DB.A 75.25 N/A 419,410 4,090 N/A
Monthly
Debentures U.S. Funds
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215AMERICAN HOTEL INCM PROPERTIES REIT LP DEB US 97.00 93.75 96.50 - 1.90HOT.DB.U 95.90 N/A 537,625 9,270 N/A
218BLACKBERRY LIMITED 3.75% 13NOV20 DEB USF 123.00 123.00 123.00 - 7.00BB.DB.V 123.00 N/A 605,000 10,000 N/A
221DOREL INDUSTRIES INC. 5.50% DEB US 100.70 99.50 100.70 + .45DII.DB.U 99.75 N/A 1,200,000 22,840 N/A
228GRAN COLOMBIA GOLD CORP. J 2018 USF DEB 100.10 93.99 100.10 + .60GCM.DB.U 94.18 N/A 439,853 17,977 N/A
228GRAN COLOMBIA GOLD CORP. J 2020 USF DEB 100.00 99.50 99.50 - .50GCM.DB.V 99.50 N/A 480,229 3,454 N/A
228GRAN COLOMBIA GOLD CORP. J 2JA24 8% USF DEB 101.00 99.25 100.00 - 1.00GCM.DB.X 99.75 N/A 433,310 17,440 N/A
215INVESQUE INC. 5% DEB USF 98.00 95.05 97.00 - 2.00IVQ.DB.U 96.00 N/A 450,000 3,380 N/A
221PRIMERO MINING CORP. 5.75% USF DEBENTURES 99.13 98.00 99.00 + 1.99P.DB.V 98.50 N/A 750,000 17,230 N/A
215STORNOWAY DIAMOND CORPORATION 6.25% DEB USF J 96.90 90.00 96.00 + 6.00SWY.DB.U 92.00 N/A 812,570 780 N/A
228TRICON CAPITAL GROUP INC 5.75% 31MR22 DEB USF 105.50 102.02 104.00 - 1.00TCN.DB.U 103.00 N/A 1,725,000 24,950 N/A
Monthly
Trust Units
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
2211ST ASSET MORNINGSTR US CONSMR DEF IDX FND UN .6456 MO 8.88 8.26 8.27 - .84UCD.UN 8.88 137.83 7.81 1,017,129 7,976 0.06
221A&W REVENUE ROYALTIES INCOME FUND UNITS 1.6320 MO 32.35 30.11 31.68 - .38AW.UN 32.04 17.95 5.15 12,504,673 201,449 1.77
221ADVANTAGED CANADIAN HIGH YLD BOND FND CL A UN .3900 QU 7.73 7.57 7.73 + .13AHY.UN 7.58 7.49 5.05 2,510,274 27,941 1.03
215AGELLAN COMMERCIAL REAL ESTATE INVEST TR UN .8100 MO 11.49 10.93 11.06 - .24ACR.UN 11.48 N/A 7.32 32,900,623 367,766 N/A
201ALLIED PROPERTIES REAL ESTATE INVEST TRUST UN 1.5600 MO 42.20 40.22 41.48 + .02AP.UN 40.45 10.19 3.76 92,969,270 3,010,929 4.07
231AMERICAN CORE SECTORS DIVIDEND FUND TR UNITS .5500 MO 12.00 11.62 11.95 - .40ACZ.UN 11.70 8.85 4.60 1,393,450 15,600 1.35
201ARTIS REAL ESTATE INVESTMENT TRUST UNITS 1.0800 MO 13.80 13.28 13.39 - .23AX.UN 13.60 9.36 8.07 153,795,599 4,509,177 1.43
221AUSTRALIAN BANC INCOME FUND CL A UNITS .7500 QU 10.35 9.96 9.96 - .61AUI.UN 10.25 7.38 7.53 3,020,736 52,950 1.35
228AUSTRALIAN REIT INCOME FUND CL A UN .6600 MO 10.05 9.65 10.05 - .10HRR.UN 9.65 18.27 6.57 1,593,114 12,115 0.55
221AUTOMOTIVE PROPERTIES RL EST INVEST TRUST UN .8040 MO 10.68 10.00 10.50 + .54APR.UN 10.20 N/A 7.66 16,216,000 238,183 N/A
201BLOOM SELECT INCOME FUND UNITS .5000 MO 9.83 9.44 9.69 - .11BLB.UN 9.61 23.63 5.16 1,989,981 34,937 0.41
201BLOOM U.S. INCOME & GROWTH FUND CL A UNITS .6000 MO 7.76 7.52 7.75 - .06BUA.UN 7.53 35.23 7.74 1,476,611 11,747 0.22
215BLUE RIBBON INCOME FUND TRUST UNITS .6000 MO 9.12 8.62 9.07 - .08RBN.UN 8.92 8.81 6.62 16,716,364 428,904 1.03
215BOARDWALK REAL ESTATE INVESTMENT TRUST UNITS 1.0008 MO 46.44 43.27 46.11 + .55BEI.UN 44.18 37.19 2.17 46,168,440 2,299,586 1.24
221BOSTON PIZZA ROYALTIES INCOME FUND UNITS 1.3800 MO 20.90 19.60 20.08 - .34BPF.UN 20.10 15.45 6.87 21,886,063 298,436 1.30
215BOYD GROUP INCOME FUND TRUST UNITS .5280 MO 111.00 103.62 108.75 + 2.95BYD.UN 104.54 34.41 0.49 19,663,951 421,112 3.16
228BRAND LEADERS INCOME FUND UNITS .7800 MO 11.07 10.67 11.00 - .30HBL.UN 10.95 7.80 7.09 732,582 4,256 1.41
215BROOKFIELD GLBL INFRASTRUCTR SEC INCM FND UN .6000 QU 6.26 5.86 6.23 + .02BGI.UN 6.11 12.71 9.63 20,295,152 788,074 0.49
215BROOKFIELD SELECT OPPORTUNITIES INCOME FND UN .6000 QU 4.78 4.38 4.60 - .22BSO.UN 4.40 N/A 13.04 9,880,203 144,785 - 0.48
221BTB REAL ESTATE INVESTMENT TRUST UN .4200 MO 4.65 4.52 4.61 + .12BTB.UN 4.58 7.09 9.11 48,621,347 934,647 0.65
201CALDWELL U.S. DIVIDEND ADVANTAGE FUND UNITS .6000 MO 10.10 9.53 10.06 - .14UDA.UN 9.53 10.27 5.96 5,185,000 38,469 0.98
221CANADIAN CONVERTIBLES PLUS FUND TRANS TR UN .6250 QU 5.65 5.50 5.60 - .18CCI.UN 5.65 7.47 11.16 4,581,350 45,587 0.75
228CANADIAN HIGH INCOME EQUITY FUND TRANSFER UN .6000 MO 8.95 8.58 8.80 - .10CIQ.UN 8.69 9.17 6.82 2,646,835 49,636 0.96
221CANADIAN PREFERRED SHARE TRUST CL 'A' UN .3996 MO 10.03 9.83 9.83 - .37PFT.UN 10.03 3.98 4.07 2,599,703 29,950 2.47
201CANADIAN REAL ESTATE INVESTMENT TRUST UNITS 1.8696 MO 51.16 49.23 50.50 + .58REF.UN 50.02 15.17 3.70 73,409,979 5,223,259 3.33
221CANADIAN RESOURCES INCOME TRUST UNITS .5100 MO 8.82 8.20 8.78 + .58RTU.UN 8.22 N/A 5.81 1,153,420 5,918 - 0.43
221CANADIAN UTILITIES & TELECOM INCOME FUND UN .6286 MO 8.99 8.71 8.72 - .46UTE.UN 8.80 23.31 7.21 1,819,867 48,784 0.37
215CANOE EIT INCOME FUND UNITS 1.2000 MO 11.80 11.51 11.65 - .05EIT.UN 11.62 8.09 10.30 87,306,746 2,237,549 1.44
201CANSO CREDIT INCOME FUND CL A UN .4999 MO 11.81 11.42 11.66 + .12PBY.UN 11.45 9.48 4.29 13,159,475 227,061 1.23
201CANSO SELECT OPPORTUNITIES FUND CL 'A' UNITS .4999 MO 11.00 10.80 10.80 - .16SCW.UN 10.90 N/A 4.63 3,210,597 14,401 N/A
215CDN APARTMENT PROP REAL EST INV TR UNITS 1.2800 MO 38.16 36.36 37.04 + 1.89CAR.UN 37.03 28.02 3.46 143,121,309 5,262,268 1.32
215CHARTWELL RETIREMENT RESIDENCES UNITS .5880 MO 15.68 14.81 14.81 - .51CSH.UN 15.63 N/A 3.97 211,045,099 5,700,091 - 0.20
215CHEMTRADE LOGISTICS INCOME FUND UNITS 1.2000 MO 15.68 14.38 14.83 - 1.68CHE.UN 15.38 8.88 8.09 92,596,006 2,350,069 1.67
Monthly
Trust Units
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201CHOICE PROPERTIES REAL EST INVESTMENT TR UN .7400 MO 12.05 11.19 11.43 - .43CHP.UN 11.62 N/A 6.47 94,328,917 7,744,876 N/A
228CITADEL INCOME FUND TRANSFER UNITS .1200 MO 3.39 3.29 3.38 - .06CTF.UN 3.35 16.90 3.55 16,773,542 93,814 0.20
215COMINAR REAL ESTATE INVESTMENT TRUST UNITS .7200 MO 12.90 12.15 12.53 - 1.33CUF.UN 12.86 N/A 5.75 181,934,099 7,285,557 - 2.13
221CORE CANADIAN DIVIDEND TRUST TRANSFERABLE UN .3984 MO 6.18 6.00 6.00 - .40CDD.UN 6.18 19.91 6.64 546,158 2,258 0.30
215CRIUS ENERGY TRUST UNITS .8364 MO 8.33 7.50 7.57 - .35KWH.UN 8.00 13.89 11.05 57,030,067 2,744,770 0.55
201CROMBIE REAL ESTATE INVESTMENT TRUST UNITS .8900 MO 12.64 12.14 12.43 - .29CRR.UN 12.58 28.25 7.16 89,344,535 3,178,589 0.44
215CT REAL ESTATE INVESTMENT TRUST UNITS .7280 MO 13.50 12.80 13.10 + .10CRT.UN 13.32 8.73 5.56 90,645,295 349,059 1.50
201DOUBLELINE INCOME SOLUTIONS TRUST CL 'A' UN .6500 MO 9.44 8.81 9.20 + .17DSL.UN 8.85 8.21 7.07 3,392,487 22,195 1.12
215DREAM GLOBAL REAL ESTATE INVESTMENT TR UN .8000 MO 14.28 13.44 13.69 + 1.35DRG.UN 13.67 N/A 5.84 176,708,213 9,830,081 N/A
215DREAM HARD ASSET ALTERNATIVES TRUST UNITS .4000 MO 6.44 6.16 6.23 - .21DRA.UN 6.23 N/A 6.42 72,373,606 1,003,490 N/A
215DREAM INDUSTRIAL REAL ESTATE INVEST TR UNITS .7000 MO 10.22 9.46 10.07 + .69DIR.UN 9.53 N/A 6.95 75,671,939 5,208,170 N/A
215DREAM OFFICE REAL ESTATE INVESTMENT TRUST UN 1.0000 MO 23.82 23.16 23.78 + 2.28D.UN 23.38 N/A 4.21 70,048,696 3,254,083 0.00
228EAST COAST INVESTMENT GRADE INCOME FUND UNITS .4800 MO 10.11 9.73 9.87 + .02ECF.UN 9.75 17.63 4.86 10,718,268 92,791 0.56
228ENERGY INCOME FUND TRUST UNITS .1200 MO 2.02 1.86 2.01 + .08ENI.UN 1.89 N/A 5.97 4,220,524 53,883 - 0.13
221EUROPE BLUE-CHIP DIVIDEND & GROWTH FUND UN .6000 QU 7.79 7.51 7.63 - .37EBC.UN 7.65 9.08 7.86 3,001,280 30,458 0.84
228EUROPEAN DIVIDEND GROWTH FUND UN .4992 MO 9.65 8.85 9.65 + .33EDGF.UN 8.95 N/A 5.17 4,744,978 93,625 N/A
201FAIRCOURT SPLIT TRUST UNITS .7200 MO 5.39 4.84 5.10 - .70FCS.UN 5.25 8.10 14.12 1,130,035 40,002 0.63
221FIRST ASSET CDN CONVERTIBLES FUND TRANS UN .4000 QU 6.50 6.32 6.38 - .22ADC.UN 6.50 14.50 6.27 1,638,844 18,473 0.44
215FIRST ASSET DIVERSIFIED CONVERT DEB FUND UN .8800 QU 13.55 13.20 13.50 + .18DCD.UN 13.55 8.54 6.52 2,159,085 31,700 1.58
221FIRST ASSET NTH AMERICAN CONVERTIBLES FUND UN .5000 QU 7.01 6.86 6.97 + .14NCD.UN 6.86 11.81 7.17 1,608,625 12,900 0.59
215FLAHERTY & CRUMRINE INVEST GRD FIXED INCM UN .9600 MO 12.60 12.16 12.24 - .24FFI.UN 12.46 6.03 7.84 7,599,841 94,346 2.03
231GLOBAL DIVIDEND GROWERS INCOME FUND TR UN .6600 MO 12.80 12.31 12.75 - .34GDG.UN 12.61 10.45 5.18 6,642,665 59,185 1.22
228GLOBAL TELECOM & UTILITIES INCOME FUND UN .7200 MO 9.15 8.88 9.15 + .47HGI.UN 8.92 101.67 7.87 429,184 7,860 0.09
201GLOBAL WATER SOLUTIONS FUND UNITS .4000 QU 9.87 9.33 9.51 - .21HTO.UN 9.87 3.73 4.21 2,538,059 17,403 2.55
215GRANITE REAL ESTATE INVESTMENT TR STAPLED UN 2.7240 MO 51.30 49.51 50.51 + 1.07GRT.UN 50.81 16.35 5.39 45,888,255 1,119,291 3.09
201H&R REAL ESTATE INVESTMENT TRUST STAPLED UNIT 1.3800 MO 21.17 20.19 20.62 + .64HR.UN 21.04 N/A 6.69 288,653,622 7,628,197 0.00
228HEALTHCARE SPECIAL OPPORTUNITIES FND CL A UN .2140 QU 10.95 10.74 10.95 + .21MDS.UN 10.90 8.42 1.95 3,983,353 77,541 1.30
215INCOME FINANCIAL TRUST UNITS 1.7790 MO 16.76 14.80 14.95 - 2.55INC.UN 16.76 16.43 11.90 2,323,488 68,208 0.91
201INOVALIS REAL ESTATE INVESTMENT TR UNITS .8250 MO 10.38 10.03 10.25 + .71INO.UN 10.16 28.47 8.05 22,730,086 625,047 0.36
228INTERRENT REAL ESTATE INVESTMENT TRUST UN J .2700 MO 10.23 9.85 10.06 + .46IIP.UN 10.14 9.58 2.68 94,127,322 3,404,595 1.05
221INVESTMENT GRADE INFRASTRUCTURE BOND FUND UN .4999 MO 8.60 8.43 8.56 - .04IFB.UN 8.49 15.02 5.84 3,007,901 47,618 0.57
221JFT STRATEGIES FUND TRANSFER CL A UNITS 13.85 13.50 13.78 - .07JFS.UN 13.76 34.45 8,754,289 260,076 0.40
221KEG ROYALTIES INCOME FUND (THE) UNITS 1.1652 MO 18.50 17.86 17.98 + .19KEG.UN 18.46 11.99 6.48 11,353,500 139,166 1.50
201LANESBOROUGH REAL ESTATE INVESTMENT TR UN J .02 .01 .02 LRT.UN .02 N/A 20,557,320 241,600 - 1.52
Monthly
Trust Units
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221LOW VOLATILITY U.S. EQUITY INCOME FUND UN .5720 MO 10.35 10.17 10.17 - 1.71LVU.UN 10.35 7.69 5.62 459,606 2,100 1.32
201MANULIFE FLOATING RATE SENIOR LOAN FUND A UN .6750 MO 8.68 8.46 8.61 - .16MFR.UN 8.58 14.59 7.84 13,601,777 178,102 0.59
201MANULIFE U.S. REGIONAL BANK TRUST CL 'A' UN .4992 MO 13.40 12.66 13.25 - .35MBK.UN 13.25 23.66 3.77 4,766,032 31,035 0.56
201MELCOR REAL ESTATE INVESTMENT TRUST UNITS .6750 MO 8.25 8.10 8.16 + .28MR.UN 8.14 116.57 8.27 13,186,797 145,217 0.07
231MIDDLEFIELD CAN-GLOBAL REIT INCOME FUND UN .6499 MO 11.85 11.32 11.85 + .46RCO.UN 11.40 14.11 5.48 3,139,806 19,908 0.84
231MIDDLEFIELD HLTHCARE&LIFE SCIENCES DIV FND UN .5000 MO 9.75 9.25 9.68 + .08LS.UN 9.28 N/A 5.17 9,445,600 178,729 N/A
231MINT INCOME FUND TRUST UNITS .4800 MO 7.00 6.61 6.95 MID.UN 6.83 N/A 6.91 22,525,025 641,682 - 0.41
221MONEDA LATAM CORPORATE BOND FUND CL A UN .6000 QU 10.68 10.65 10.66 - .21MLD.UN 10.67 6.62 5.63 2,640,134 1,600 1.61
215MORGUARD NORTH AMERICAN RESIDENTIAL REIT UN .6600 MO 14.13 13.50 13.94 + .66MRG.UN 13.69 N/A 4.73 33,699,242 388,283 N/A
215MORGUARD REAL ESTATE INVESTMENT TRUST UNITS .9600 MO 13.54 13.12 13.31 + .19MRT.UN 13.50 11.99 7.21 60,698,202 345,322 1.11
221NDX GROWTH & INCOME FUND CLASS 'A' UNITS .6000 QU 8.75 8.38 8.51 - .78NGI.UN 8.50 4.25 7.05 1,445,066 39,113 2.00
215NORANDA INCOME FUND CL 'A' PRIORITY UNITS 1.46 1.16 1.41 + .01NIF.UN 1.29 N/A 37,489,975 1,085,536 0.00
221NORTH AMERICAN PREFERRED SHARE FUND UNITS 1.3752 MO 23.00 22.72 22.81 - .89NPF.UN 22.95 4.73 6.03 918,753 14,661 4.82
215NORTHWEST HEALTHCARE PROPERTIES REIT UN .8000 MO 11.39 11.01 11.20 + .66NWH.UN 11.27 N/A 7.14 102,592,244 3,349,232 N/A
221OCP CREDIT STRATEGY FUND TRUST UNITS .7000 QU 6.88 6.70 6.71 - .08OCS.UN 6.85 13.98 10.43 12,654,792 227,505 0.48
221OCP SENIOR CREDIT FUND TRUST UNITS .5000 QU 10.15 10.01 10.09 - .03OSL.UN 10.11 5.70 4.96 12,068,945 190,650 1.77
201OIL SANDS SECTOR FUND TRANSFERABLE UNITS .1900 QU 4.35 3.82 4.32 + .38OSF.UN 3.82 N/A 4.40 3,306,772 78,698 - 0.39
221PARTNERS REAL ESTATE INVESTMENT TRUST UNITS .2500 MO 3.11 2.91 3.00 + .03PAR.UN 2.98 33.33 8.33 45,909,059 499,792 0.09
231PATHFINDER INCOME FUND UNITS .6000 MO 8.50 8.11 8.21 - .20PCD.UN 8.27 N/A 7.31 3,880,668 54,000 - 0.45
228PICTON MAHONEY TACTICAL INCOME FUND CL A UN .4380 MO 8.73 8.34 8.45 - .20PMB.UN 8.73 12.61 5.18 7,214,625 89,676 0.67
201PIMCO GLOBAL INCOME OPPORTUNITIES FND CL A UN .7216 MO 10.30 10.00 10.16 - .04PGI.UN 10.10 4.46 7.10 44,636,901 449,931 2.28
201PINEBRIDGE INVEST GRADE PREFERRED SEC FUND UN 1.5000 MO 24.30 23.50 24.05 + .05PRF.UN 23.64 5.36 6.24 925,001 9,773 4.49
201PLAZA RETAIL REIT TRUST UNITS .2800 MO 4.25 4.00 4.17 + .12PLZ.UN 4.02 6.62 6.71 101,974,376 1,393,160 0.63
215PRECIOUS METALS AND MINING TRUST TRANSFER UN .2400 MO 2.02 1.76 1.89 + .17MMP.UN 1.84 N/A 12.70 19,279,075 311,611 - 0.11
221PURE INDUSTRIAL REIT CLASS 'A' UNITS .3120 MO 8.10 8.04 8.08 + .06AAR.UN 8.04 7.55 3.86 305,880,218 22,039,686 1.07
221RAVENSOURCE FUND UNITS .3000 SA 14.25 14.01 14.02 - .24RAV.UN 14.25 14.60 2.14 1,672,870 1,825 0.96
221REAL ASSET INCOME AND GROWTH FUND CL 'A' UN .5000 MO 8.30 7.94 8.20 + .14RAI.UN 8.00 15.77 6.10 1,827,868 47,878 0.52
215REDWOOD ADVANTAGE MONTHLY INCOME FUND UN .4200 MO 10.30 9.87 10.30 + .09AV.UN 10.05 25.12 4.08 5,474,085 80,729 0.41
215REDWOOD ENERGY INCOME FUND UN .1350 MO 2.51 2.22 2.51 + .20AOG.UN 2.33 N/A 5.38 1,992,913 29,707 - 0.67
221REDWOOD FLOATING RATE BOND FUND CL A UN .6000 MO 7.74 7.68 7.72 - .07IFL.UN 7.69 45.41 7.77 6,821,984 64,832 0.17
221REDWOOD FLTG RTE INCM FUND CL A UN .5004 MO 8.98 8.84 8.92 - .01ISL.UN 8.92 15.38 5.61 9,663,416 305,107 0.58
221REDWOOD GLOBAL FINANCIALS INCM FND CL 'A' UN 1.2500 QU 21.19 20.73 20.86 - .25NAF.UN 20.78 16.17 5.99 1,944,298 39,690 1.29
221REDWOOD GLOBAL INFRASTRUCTURE INCOME FND UN .6000 QU 9.24 8.81 9.19 + .15MQI.UN 8.82 4.84 6.53 1,785,907 56,591 1.90
215REDWOOD MONTHLY INCOME FUND UNITS .4200 MO 9.78 9.46 9.78 + .04VIP.UN 9.47 12.87 4.29 12,822,935 159,805 0.76
Monthly
Trust Units
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
231REIT INDEXPLUS INCOME FUND TRUST UNITS .7800 MO 13.00 12.64 12.91 + .44IDR.UN 13.00 10.50 6.04 4,600,379 66,666 1.23
201RICHARDS PACKAGING INCOME FUND UNITS 1.3200 MO 32.80 31.25 32.25 - .24RPI.UN 31.34 21.08 4.09 10,893,365 50,997 1.53
201RIDGEWOOD CDN INVESTMENT GRADE BOND FND TR UN .6360 MO 15.05 15.00 15.00 RIB.UN 15.00 13.16 4.24 12,189,193 57,952 1.14
201RIOCAN REAL ESTATE INVESTMENT TRUST UNITS 1.4400 MO 23.87 22.97 23.35 - .14REI.UN 23.65 10.71 6.17 319,500,263 12,343,940 2.18
221SCITI TRUST TRANSFERABLE UNITS .6600 MO 8.10 7.44 7.74 - .01SIN.UN 7.56 15.80 8.53 17,240,140 1,046,572 0.49
221SENIOR SECURED FLOATING RATE LOAN FUND A UN .6500 MO 9.50 9.40 9.45 + .04FRL.UN 9.44 6.90 6.88 5,635,472 138,410 1.37
215SIR ROYALTY INCOME FUND TRANSFERABLE UNITS 1.2000 MO 15.21 14.45 15.05 + .80SRV.UN 14.55 12.86 7.97 8,375,567 207,707 1.17
215SKYLON GROWTH & INCOME TRUST TRANSFER UNITS .7000 MO 7.88 7.65 7.80 - .12SKG.UN 7.81 9.63 8.97 5,206,991 106,142 0.81
221SLATE OFFICE REIT UNITS .7500 MO 7.70 7.45 7.50 - .24SOT.UN 7.64 N/A 10.00 69,693,142 3,498,472 N/A
228SLATE RETAIL REIT CAD UNITS .8400 MO 12.52 12.04 12.36 + .56SRT.UN 12.08 N/A 8.74 43,644,825 680,014 N/A
215SMARTCENTRES RL EST INVEST TR VARIABLE V UN 1.7500 MO 29.75 28.19 28.80 - .60SRU.UN 29.12 N/A 6.08 132,896,358 3,810,555 N/A
215SOUNDVEST EQUITY FUND TR UN .1000 QU 4.50 4.29 4.46 + .09BSE.UN 4.30 18.58 2.24 1,255,236 32,900 0.24
221SOUNDVEST SPLIT TRUST CAPITAL UNIT 1.01 .79 1.01 + .13BSD.UN .80 5.94 1,657,337 78,743 0.17
215SUMMIT INDUSTRIAL INCOME REIT UNITS J .5160 MO 8.42 8.15 8.31 + .36SMU.UN 8.20 6.31 6.21 67,228,015 3,050,982 1.32
228SYMPHONY FLOATING RTE SENIOR LOAN FND CL A UN .6000 MO 8.89 8.70 8.85 + .12SSF.UN 8.77 8.35 6.78 12,799,146 98,040 1.06
228TAYLOR NORTH AMERICAN EQTY OPPORTUNITY FND UN .6240 MO 11.86 10.84 11.30 - .02TOF.UN 10.85 5.16 5.52 1,322,234 10,476 2.19
215TOP 10 CANADIAN FINANCIAL TRUST UNITS .7522 QU 10.00 9.36 9.57 - .37TCT.UN 9.76 11.69 7.86 1,656,719 41,785 0.82
215TOP 10 SPLIT TRUST CAPITAL UNITS .3368 QU 4.30 4.00 4.30 TXT.UN 4.01 6.86 7.83 1,112,436 12,466 0.63
221TOP 20 U.S. DIVIDEND TRUST CL A UNITS .5004 MO 11.83 11.22 11.50 - .51TUT.UN 11.22 7.01 4.35 2,341,781 21,277 1.64
228TRUE NORTH COMMERCIAL RL EST INVEST TR J UN .5940 MO 6.58 6.35 6.54 + .17TNT.UN 6.45 N/A 9.08 47,695,260 1,929,213 N/A
221U.S. FINANCIALS INCOME FUND CL 'A' UN .5000 QU 8.47 7.92 8.20 - .45USF.UN 8.47 12.23 6.10 1,781,756 19,990 0.67
Monthly
Trading U.S. Funds
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228AKUMIN INC. J USF 4.75 3.70 3.92 - .06AKU.U 4.75 N/A 51,416,323 1,417,141 - 0.27
215ALTAGAS LTD. 5YR RST SERIES 'C' PR USF 1.3225 QU 25.25 24.80 25.11 - .32ALA.PR.U 24.97 N/A 6.77 8,000,000 161,780 N/A
221AMERICAN HOTEL INCM PROPERTIES REIT LP UN USF .6480 MO 6.67 6.07 6.21 - .66HOT.U 6.20 N/A 13.42 0 163,150 N/A
201ARTIS REAL ESTATE INVEST TR PR UN SER 'C' USF 1.3125 QU 25.29 + .01AX.PR.U N/A * 3,000,000 N/A
201BMO LOW VOLATILITY US EQUITY ETF USD UNITS .4600 QU 24.54 23.90 24.48 - .25ZLU.U 24.12 N/A 2.42 1,400,000 3,209 N/A
201BMO MID-TERM US IG CORP BOND INDEX ETF USD UN .4800 MO 14.15 13.90 13.90 - .21ZIC.U 14.11 N/A 4.44 2,696,000 25,245 N/A
201BMO S&P 500 INDEX ETF USD UNITS .4600 QU 29.97 28.18 29.24 - .76ZSP.U 29.01 N/A 2.02 11,218,000 462,393 N/A
201BMO US DIVIDEND ETF USD UNITS .6960 MO 24.16 23.23 23.96 - .32ZDY.U 23.45 N/A 3.73 1,625,000 32,257 N/A
201BMO US HIGH DIVIDEND COVERED CALL ETF USF UN 1.1760 MO 21.71 20.49 21.47 - .24ZWH.U 20.70 N/A 7.04 2,750,000 119,301 N/A
201BMO US PREFERRED SHARE INDEX ETF USD UN 1.2600 MO 24.89 24.22 24.22 - .31ZUP.U 24.60 N/A 6.69 350,000 11,450 N/A
201BMO US PUT WRITE ETF USD UNITS 1.1400 MO 18.67 18.35 18.45 - .32ZPW.U 18.35 N/A 7.94 800,000 11,472 N/A
228BRISTOL GATE CONCENTRATED US EQTY ETF USD UN 15.82 15.14 15.82 - .35BGU.U 15.14 N/A 50,000 3,570 N/A
201BROOKFIELD PROPERTY SPLIT CORP SER '1' PR USF 1.3125 QU 25.60 25.34 25.45 + .08BPS.PR.U 25.35 N/A 6.63 970,841 12,055 N/A
201CARIBBEAN UTILITIES COMPANY, LTD. U.S. CL 'A' .6800 QU 13.62 13.00 13.00 - .20CUP.U 13.31 23.88 6.73 33,044,658 23,128 0.70
201ENBRIDGE INC. PR SER '1' USF 1.0000 QU 24.00 23.70 23.99 - .37ENB.PR.V 23.95 N/A 5.36 16,000,000 320,628 N/A
201ENBRIDGE INC. SER '5' PR USF 1.1000 QU 22.43 21.89 22.00 - 1.11ENB.PF.V 22.17 N/A 6.43 8,000,000 149,445 N/A
201ENBRIDGE INC. SER 'L' PR USF 1.2397 QU 22.51 21.42 21.84 - 1.16ENB.PF.U 22.24 N/A 7.30 16,000,000 264,195 N/A
201ENBRIDGE INC. SER J PR USF 1.2216 QU 22.62 21.50 21.74 - 1.28ENB.PR.U 22.35 N/A 7.22 8,000,000 157,189 N/A
228EVOLVE AUTOMOBILE INNOVATN IDX ETF UNHG UN US .1320 MO 18.93 - 1.03CARS.U N/A 0.90 50,000 S 20 N/A
215FAIRFAX AFRICA HOLDINGS CORPORATION SV USF 13.00 12.52 13.00 - 1.50FAH.U 12.85 18.57 20,620,189 71,694 0.70
215FAIRFAX FINANCIAL HOLDINGS LTD. SV USF 10.0000 ANN 498.00 + 3.00FFH.U N/A 2.58 0 133 N/A
215FAIRFAX INDIA HOLDINGS CORPORATION SV USF 17.93 16.63 17.50 + .40FIH.U 17.45 4.35 125,096,316 692,709 4.03
215FIRST ASSET ACTIVE CREDIT ETF US$ UNITS .5400 MO 9.67 9.61 9.61 - .17FAO.U 9.65 N/A 7.22 308,236 25,450 N/A
215FIRST ASSET CORE U.S.EQUITY ETF US$ UN-HEG UN .2272 QU 23.83 - 1.38CES.U N/A * 49,997 N/A
215FIRST ASSET ENHANCED SH DURATN BOND ETF US UN .2400 MO 9.98 9.93 9.93 FSB.U 9.95 N/A 3.11 3,650,000 92,332 N/A
215FIRST ASSET INVESTMENT GRADE BOND ETF USF UN .2976 MO 9.87 9.86 9.86 FIG.U 9.87 N/A 3.88 1,400,000 11,000 N/A
201HAMILTON CAPITAL US MID-CAP FIN ETF CL E USD .2000 QU 18.10 17.15 18.10 + .31HFMU.U 17.55 N/A 1.42 2,025,003 20,361 N/A
228HARVEST US BANK LEADERS INCOME ETF USF UN .9996 MO 18.58 18.16 18.58 - 1.16HUBL.U 18.42 N/A 6.92 100,000 7,300 N/A
227HEALTHCARE LEADERS INCOME ETF CL U UN .6996 MO 8.17 7.83 8.01 - .16HHL.U 7.84 N/A 11.23 2,900,000 60,334 N/A
201HORIZONS ACT US FLTG RT BND(USD)ETF E USF UN .2071 MO 10.34 10.08 10.11 - .05HUF.U 10.09 N/A 2.63 5,125,075 200,457 N/A
201HORIZONS ENHNC INCOME US EQTY(USD)ETF E US UN .6910 MO 11.78 11.41 11.78 - .39HEA.U 11.42 N/A 7.54 3,006,374 9,422 N/A
201HORIZONS INTL DEV MKTS EQUITY IDX CL A UN USF 26.31 25.38 26.31 - .06HXDM.U 25.38 N/A 0 1,289 N/A
201HORIZONS ROBOTICS & AUTOMATION INDX ETF A USF ROBO.U N/A * 0 N/A
Monthly
Trading U.S. Funds
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201HORIZONS S&P/TSX 60 INDEX ETF CL A UN USF 25.52 24.43 25.35 + .42HXT.U 24.51 N/A 0 41,410 N/A
201HORIZONS US 7-10YR TREASURY BOND ETF A UN US 39.88 39.66 39.66 + .90HTB.U 39.88 N/A 0 62,569 N/A
201HORIZONS US DOLLAR CURRENCY ETF USF CL A UN 9.97 9.96 9.96 + .01DLR.U 9.97 N/A 0 1,267,819 N/A
221INVESQUE INC. USF .7367 MO 8.82 8.45 8.73 - .13IVQ.U 8.70 22.45 10.85 49,050,537 203,876 0.50
221JUST ENGY GROUP INC 8.5% SER A FXD-FLTG PR US 2.1250 QU 24.00 22.20 23.00 - .04JE.PR.U 24.00 N/A 11.88 4,323,300 23,280 N/A
221KINGSWAY FINANCIAL SERVICES INC. SER B WT USF 2.00 - .66KFS.WT.V N/A * 0 N/A
221MERCER INTERNATIONAL INC. USF .5000 13.50 13.50 13.50 - .51MERC.U 13.50 15.92 4.76 65,170,531 1,070 1.09
201POWERSHARE S&P500LOW VOLATLTY INDX ETF US$ UN .2870 MO 17.20 17.17 17.17 - .21ULV.U 17.20 N/A 2.15 125,000 4,000 N/A
201POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF US .2155 QU 20.46 19.64 20.46 - .08PZW.U 19.64 N/A 1.35 125,000 10,056 N/A
201POWERSHARES FTSE RAFI GLBL+FDMNTL IDX ETF USF .3426 QU 18.39 18.39 18.39 + .06PXG.U 18.39 N/A 2.39 50,000 100 N/A
201POWERSHARES FTSE RAFI US FUNDMNTL ETF II USF .2769 QU 19.60 19.50 19.54 - .13PXS.U 19.57 N/A 1.82 32,500 4,700 N/A
201POWERSHARES GLOBAL SHAREHOLDER YLD ETF UN USD .3156 MO 18.71 PSY.U N/A * 45,000 N/A
201POWERSHARES SENIOR LOAN INDEX ETF USF UN .5233 MO 14.49 BKL.U N/A 4.64 175,000 S 62 N/A
221RBC QUANT EAFE DIVIDEND LEADERS ETF USD UN .5040 MO 19.32 18.56 19.24 + .02RID.U 18.56 N/A 3.37 2,550,000 23,922 N/A
221RBC QUANT EAFE EQUITY LEADERS ETF USD UN .2960 QU 18.28 18.26 18.26 + .25RIE.U 18.28 N/A 2.08 100,000 1,700 N/A
221RBC QUANT EMERGING MARKET DIV LEADR ETF US UN .3720 MO 17.61 16.98 17.41 - .46RXD.U 16.98 N/A 2.75 300,000 2,900 N/A
221RBC QUANT EMERGING MKT EQTY LEADR ETF US UN .3600 QU 21.00 20.65 20.65 - 1.13RXE.U 21.00 N/A 2.24 100,000 9,300 N/A
221RBC QUANT EUROPEAN DIV LEADERS ETF USD UN .5040 MO 18.91 18.46 18.82 + .06RPD.U 18.55 N/A 3.44 850,000 4,994 N/A
228RBC QUANT GLBL REAL ESTATE LEADERS ETF USF UN .4320 MO 14.51 RGRE.U N/A * 150,000 N/A
221RBC QUANT U.S. DIVIDEND LEADERS ETF USD UN .5160 MO 25.10 24.68 24.91 - .50RUD.U 24.70 N/A 2.66 1,450,000 9,215 N/A
221RBC QUANT U.S. EQUITY LEADERS ETF UN USF .2400 QU 20.75 20.18 20.62 - .49RUE.U 20.18 N/A 1.50 200,000 18,400 N/A
228RBC SHORT TERM U.S. CORPORATE BOND ETF USF UN .2040 MO 15.71 15.65 15.71 - .03RUSB.U 15.65 N/A 1.67 1,150,000 4,200 N/A
221REDWOOD FLOATING RATE INCOME FUND CL US UN .5004 MO 8.00 7.85 7.89 - .11ISL.U 8.00 N/A 8.15 2,202,212 117,400 N/A
221ROYAL CANADIAN MINT-CDN SILVR RESERVES ETR US 10.00 9.80 9.85 - .15MNS.U 10.00 N/A 0 27,805 N/A
221ROYAL CDN MINT-CDN GLD RESRV EXCH-TRD REC USF 14.22 13.80 13.85 - .21MNT.U 14.22 N/A 0 24,033 N/A
201SILVER BULLION TRUST US$ETF NON-CUR HEDGED UN 9.44 9.34 9.34 + .05SBT.U 9.44 N/A 0 2,500 N/A
228SLATE RETAIL REIT CL U UNITS USF .8400 MO 9.95 9.30 9.71 + .31SRT.U 9.50 N/A 11.12 8,586,609 27,126 N/A
201SPROTT PHYSICAL GOLD AND SILVER TRUST USF .0100 ANN 13.76 13.25 13.25 + .14CEF.U 13.33 N/A 0.10 252,116,003 13,155 - 1.72
228SPROTT PHYSICAL GOLD TRUST TRANSFER UNITS USF 11.06 10.64 10.70 - .01PHYS.U 10.74 N/A 221,929,789 62,054 - 0.37
228SPROTT PHYSICAL PLATINUM & PALLADIUM TR US UN 9.17 8.10 8.70 - .75SPPP.U 8.50 8.29 12,766,677 3,750 1.05
228SPROTT PHYSICAL SILVER TRUST TRANSFR USF UN 6.40 5.97 6.08 - .01PSLV.U 6.15 N/A 150,441,545 82,712 - 1.13
227TECH ACIEVERS GROWTH & INCOME ETF CL U UN USF .6996 MO 10.33 9.80 10.01 - .41HTA.U 9.80 N/A 8.99 250,000 13,754 N/A
221WPT INDUSTRIAL RL ESTATE INVESTMENT TR USF UN .7596 MO 13.03 12.71 12.93 + .02WIR.U 12.89 N/A 7.55 44,545,772 1,314,373 N/A
Monthly
Other Debt Securities
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215NIKO RESOURCES LTD. 2025/12/31 7% NOTES 1.00 1.00 1.00 NKO.NT 1.00 N/A 1,146,100 100 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
2211ST ASSET 1-5YR LADD GOVT STRP BND IDX ETF UN .1260 QU 10.08 10.04 10.07 - .01BXF 10.08 N/A 1.25 13,349,969 147,528 N/A
2211ST ASSET GLOBAL FINANCIAL SECTOR ETF UN .3284 QU 21.40 20.40 20.98 - .90FSF 20.76 N/A 1.57 2,891,952 10,911 N/A
2151ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN .2952 QU 15.40 14.62 15.32 + .21FXM 14.85 N/A 1.93 8,788,640 97,631 N/A
2151ST ASSET MORNINGSTR INT'L VALUE INDX ETF UN .3024 QU 27.24 25.41 27.00 + .58VXM 25.84 N/A 1.12 2,883,952 78,304 N/A
2151ST ASSET MORNINGSTR INTL MOMENTUM IDX ETF UN .2312 QU 29.41 28.25 29.29 + .26ZXM 28.76 N/A 0.79 1,523,902 32,118 N/A
2151ST ASSET MORNINGSTR INTL VALUE IDX ETF UNHEG .3472 QU 30.07 28.74 29.76 - .19VXM.B 29.18 N/A 1.17 3,909,099 40,026 N/A
2151ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN .1584 QU 17.36 16.58 17.20 + .75WXM 16.77 N/A 0.92 10,549,315 182,643 N/A
2151ST ASSET MORNSTAR NATL BK QUEBEC INDX ETF UN .2876 QU 19.92 19.04 19.73 - .09QXM 19.54 N/A 1.46 3,573,791 51,044 N/A
2151ST ASSET MORNSTAR US DIV TARGET 50IDX ETF UN .4104 QU 14.91 14.31 14.58 - .08UXM 14.43 N/A 2.81 3,624,356 16,656 N/A
2151ST ASSET MORNSTR INTL MOMENTM IDX ETF UNH UN .2612 QU 31.99 31.51 31.87 - .37ZXM.B 31.99 N/A 0.82 1,327,975 16,239 N/A
2151ST ASSET MORNSTR US DIV TARGET50 ETF UNHG UN .4516 QU 16.10 15.73 15.83 - .30UXM.B 15.80 N/A 2.85 1,373,804 15,774 N/A
2151ST ASSET SHRT TRM GOVT BND IDX CL ETF TRNSFR .3864 MO 18.91 18.84 18.85 - .06FGB 18.91 N/A 2.05 1,400,000 34,460 N/A
2151ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN .4124 QU 10.07 9.72 10.00 + .04DXM 9.72 N/A 4.12 2,030,219 18,105 N/A
2281ST TR ALPHADEX US CNSMR STPL SCTR IDX HEG UN .0800 QU 19.80 + .47FHC.F N/A * 100,000 N/A
2281ST TR ALPHADEX US CONSMR STAPLES SCTR IDX UN .1020 QU 23.81 23.43 23.76 - .64FHC 23.43 N/A 0.43 100,000 1,481 N/A
2281ST TR ALPHADEX US CONSUMR DISCR SCTR INDX UN .2800 QU 25.10 24.58 25.10 - .74FHD 24.58 N/A 1.12 200,000 728 N/A
2281ST TR ALPHADEX US HLTH CARE SCTR INDX ETF UN 24.86 24.19 24.86 - .46FHH 24.19 N/A 300,000 967 N/A
2281ST TR ALPHADEX US HLTHCARE STR IDX ETF HEG 20.57 FHH.F N/A * 50,000 N/A
2281ST TR ALPHADEX US INDUSTRL SCTR IDX ETF HEG .0680 QU 19.80 19.71 19.80 + .16FHG.F 19.71 N/A 0.34 100,000 1,900 N/A
2281ST TR ALPHADEX US INDUSTRLS SCTR INDX ETF UN .1000 QU 27.66 26.67 27.04 - 1.07FHG 27.12 N/A 0.37 250,000 6,458 N/A
2281ST TR ALPHADEX US MATERIALS SCTR INDX ETF UN .2200 QU 26.28 25.37 26.28 - .56FHM 25.40 N/A 0.84 150,000 641 N/A
2281ST TR ALPHADEX US TECH SECTR INDX ETF HEG UN .1600 QU 21.74 21.23 21.57 + 1.18FHQ.F 21.23 N/A 0.74 100,000 301 N/A
2281ST TR ALPHADEX US TECHNOLOGY SCTR IDX ETF UN .2600 QU 35.75 33.55 34.35 - 1.05FHQ 34.34 N/A 0.76 900,000 19,499 N/A
2281ST TR ALPHADEX US UTILITIES SCTR INDX ETF UN .4400 QU 22.38 21.95 22.38 + 1.26FHU 21.95 N/A 1.97 50,000 675 N/A
2281ST TR DORSEY WRGT US SCTR ROT IDX ETF CA-HEG 1.5044 QU 22.83 21.91 22.83 - .29FSR 21.91 N/A 6.59 150,000 900 N/A
2281ST TR VALUE LINE DIV INDEX ETF(CAD-HEDG)UN .5400 MO 26.42 26.11 26.21 - .62FUD 26.11 N/A 2.06 252,160 1,317 N/A
2281ST TR VALUE LINE DIV INDX ETF(CAD-HED)ADV UN .2400 MO 26.17 26.17 26.17 + .13FUD.A 26.17 N/A 0.92 47,835 100 N/A
2281ST TRUST ALPHADEX US ENERGY SCTR INDX ETF UN 13.63 11.97 13.63 + 1.97FHE 12.15 N/A 600,000 16,351 N/A
2215N PLUS INC. 3.02 2.89 3.00 + .16VNP 3.00 16.48 83,929,791 662,905 0.18
215ABERDEEN ASIA-PACIFIC INCM INVESTMENT CO LTD. .3900 MO 4.54 4.41 4.42 - .12FAP 4.53 120.44 8.82 51,500,616 428,476 0.04
228ABERDEEN INTERNATIONAL INC. J .19 .16 .16 - .01AAB .19 1.33 96,052,282 843,280 0.12
201ABSOLUTE SOFTWARE CORPORATION J .3200 QU 7.01 6.61 6.97 + .55ABT 6.69 N/A 4.59 40,127,109 1,699,080 - 0.09
201ACADIAN TIMBER CORP. 1.1000 QU 19.69 18.91 19.69 + .31ADN 19.25 15.26 5.59 16,731,216 131,270 1.29
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228ACASTA ENTERPRISES INC. CL 'B' 2.42 2.11 2.42 - .88AEF 2.15 N/A 70,215,298 1,231,308 - 4.65
228ACASTA ENTERPRISES INC. WT .04 .02 .03 AEF.WT .04 N/A 0 369,977 N/A
221ACCORD FINANCIAL CORP. .3600 QU 8.95 8.45 8.95 + .17ACD 8.46 12.43 4.02 8,369,256 10,550 0.72
228ACERUS PHARMACEUTICALS CORPORATION J .40 .27 .36 + .10ASP .28 N/A 213,193,642 3,485,254 - 0.05
221ADF GROUP INC. SV .0200 SA 1.91 1.59 1.71 - .13DRX 1.83 21.38 1.17 18,292,099 80,291 0.08
215ADVANTAGE OIL & GAS LTD. 4.40 3.71 4.09 + .46AAV 3.80 8.02 185,963,186 28,294,762 0.51
221AECON GROUP INC. .5000 QU 19.10 17.80 18.05 - 1.00ARE 18.40 37.60 2.77 59,692,065 1,447,288 0.48
215AETERNA ZENTARIS INC. 2.18 1.50 2.18 - .12AEZS 1.89 N/A 16,440,760 147,468 - 2.45
221AFRICA OIL CORP. J 1.24 1.15 1.19 - .14AOI 1.16 N/A 470,567,619 1,575,262 - 0.01
221AG GROWTH INTERNATIONAL INC. 2.4000 MO 54.00 51.47 52.06 - 3.92AFN 54.00 23.56 4.61 16,463,804 564,808 2.21
215AGF MANAGEMENT LTD. CL 'B' NV .3200 QU 7.28 6.28 7.05 + .17AGF.B 6.49 10.68 4.54 79,860,886 1,838,924 0.66
228AGFIQ ENHANCED CORE CANADIAN EQTY ETF UN .3020 ANN 26.06 25.30 26.06 + .46QCD 25.30 N/A 1.16 2,025,000 15,724 N/A
228AGFIQ ENHANCED CORE EMERGING MKTS EQTY ETF UN .3715 ANN 30.63 29.80 30.34 - .29QEM 30.23 N/A 1.22 2,225,000 49,511 N/A
228AGFIQ ENHANCED CORE INT'L EQUITY ETF UN .2166 ANN 29.47 28.49 29.45 + .29QIE 28.79 N/A 0.74 2,050,000 44,832 N/A
228AGFIQ ENHANCED CORE US EQUITY ETF UN .1206 ANN 27.84 27.08 27.73 - 1.10QUS 27.08 N/A 0.43 5,550,000 65,026 N/A
228AGFIQ GLOBAL EQUITY ROTATION ETF UN .3372 ANN 28.02 28.00 28.02 - 1.05QGL 28.01 N/A 1.20 125,000 8,075 N/A
228AGFIQ MULTIASSET ALLOCATION ETF UN .4093 ANN 27.16 26.98 27.16 - .09QMA 27.05 N/A 1.51 100,000 5,110 N/A
228AGFIQ MULTIASSET INCOME ALLOCATION ETF UN .6000 QU 25.51 25.32 25.45 - .29QMY 25.51 N/A 2.36 100,000 5,906 N/A
215AGJUNCTION INC. .91 .80 .90 + .40AJX .80 N/A 117,178,275 952,318 - 0.04
215AGNICO EAGLE MINES LIMITED .4400 QU 57.97 52.65 54.03 + 5.14AEM 54.88 50.45 1.05 233,156,587 12,447,437 1.38
228AGT FOOD AND INGREDIENTS INC. .6000 QU 17.62 15.96 16.40 - 2.96AGT 16.64 N/A 3.66 24,236,536 953,029 - 1.53
228AGT FOOD AND INGREDIENTS INC. 5.375% PR AGT.PR.A N/A * 19,000,000 N/A
201AIMIA INC. .8000 QU 2.25 1.55 2.21 + .51AIM 1.73 N/A 36.20 152,307,196 15,502,632 - 1.89
201AIMIA INC. CUMULATIVE FLTG RATE SERIES '2' PR 1.0502 QU 11.50 9.50 11.50 + 1.50AIM.PR.B 10.01 N/A 9.13 2,946,635 52,724 N/A
201AIMIA INC. CUMULATIVE RESET SERIES '1' PR 1.1250 QU 11.25 9.60 11.25 + 1.15AIM.PR.A 10.01 N/A 10.00 3,953,365 26,665 N/A
201AIMIA INC. CUMULATIVE RESET SERIES '3' PR 1.5625 QU 11.56 10.15 11.55 + 1.10AIM.PR.C 10.53 N/A 13.53 6,000,000 70,724 N/A
201AIR CANADA VOTING AND VARIABLE VOTING 26.81 24.60 25.24 - 1.82AC 26.81 3.37 273,243,286 20,188,059 7.48
221AIRBOSS OF AMERICA CORP. J .2800 QU 14.35 12.60 14.19 + 4.04BOS 12.75 19.87 1.97 23,418,182 548,070 0.71
201AKITA DRILLING LTD. CL 'A' NV .3400 QU 7.50 6.81 7.30 - .36AKT.A 7.40 N/A 4.66 16,291,877 98,018 - 2.18
201AKITA DRILLING LTD. CL 'B' .3400 QU 8.00 7.18 7.20 - .96AKT.B 7.39 N/A 4.72 1,653,784 5,306 - 2.18
201ALACER GOLD CORP. J .0200 2.22 2.00 2.13 + .11ASR 2.08 7.52 1.21 293,774,572 5,852,326 0.36
215ALAMOS GOLD INC. J .0200 SA 7.31 6.58 6.94 + .42AGI 6.77 76.26 0.37 389,152,372 15,507,348 0.12
215ALAMOS GOLD INC. WT A J .37 .23 .32 - .03AGI.WT.A .35 N/A 0 178,247 N/A
215ALAMOS GOLD INC. WT J .03 .02 .02 AGI.WT .02 N/A 0 206,971 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221ALARIS ROYALTY CORP. 1.6200 MO 18.65 16.24 17.03 - 1.97AD 16.39 51.61 9.51 36,481,247 3,793,299 0.33
221ALDERON IRON ORE CORP. J .33 .24 .32 + .04IRON .27 N/A 133,471,850 1,294,971 - 0.73
221ALEXCO RESOURCE CORP. J 2.14 1.68 1.89 + .21AXR 1.72 N/A 101,642,752 1,695,375 - 0.08
201ALGOMA CENTRAL CORPORATION .3600 QU 15.20 14.00 15.19 + .22ALC 14.26 10.55 2.37 38,545,715 135,625 1.44
201ALGONQUIN POWER & UTILITIES CORP. .4660 QU 12.89 12.18 12.50 - .19AQN 12.78 33.48 4.79 470,476,293 17,800,921 0.48
201ALGONQUIN POWER & UTILITIES CORP. SER 'A' PR 1.1250 QU 24.06 23.49 23.70 - .20AQN.PR.A 23.80 N/A 4.75 4,800,000 44,095 N/A
201ALGONQUIN POWER & UTILITIES CORP. SER 'D' PR 1.2500 QU 24.90 24.50 24.51 - .39AQN.PR.D 24.61 N/A 5.10 4,000,000 31,279 N/A
228ALIGNVEST ACQUISITION II CORP. J CL 'A' RV 9.85 9.68 9.79 AQY.A 9.68 N/A 40,250,000 1,627,780 N/A
228ALIGNVEST ACQUISITION II CORP. J WT .65 .51 .65 + .03AQY.WT .59 N/A 0 293,298 N/A
201ALIMENTATION COUCHE-TARD INC. CL 'A' MV .3600 QU 58.18 52.90 56.30 - 6.25ATD.A 58.00 22.17 0.64 132,023,873 58,638 2.54
201ALIMENTATION COUCHE-TARD INC. CL 'B' SV .3600 QU 57.79 52.10 55.51 - 6.88ATD.B 57.61 21.85 0.65 432,171,788 17,857,465 2.54
215ALIO GOLD INC. J 2.72 2.40 2.51 - .68ALO 2.46 6.44 44,678,701 3,151,494 0.39
215ALIO GOLD INC. J WT .01 .01 .01 - .01ALO.WT .01 N/A 0 42,000 N/A
215ALIO GOLD INC. J WT A .01 - .06ALO.WT.A N/A * 0 N/A
221ALLBANC SPLIT CORP. II CLASS 'A' CAPITAL .4850 QU 26.25 24.51 25.00 - .50ALB 25.51 6.31 1.94 1,086,538 3,690 3.96
221ALLBANC SPLIT CORP. II CLASS 'B' SER 2 PR 1.2192 QU 25.81 + .06ALB.PR.C N/A 4.72 585,936 154 N/A
215ALMADEN MINERALS LTD. 1.10 .99 1.05 - .04AMM 1.10 N/A 102,199,625 759,726 - 0.05
215ALTAGAS LTD. 2.1900 MO 25.88 23.21 24.75 - 1.67ALA 23.89 137.50 8.85 177,881,269 10,418,648 0.18
215ALTAGAS LTD. 5-YR RESET SER 'K' PR 1.2500 QU 25.31 24.74 25.12 - .28ALA.PR.K 25.31 N/A 4.98 12,000,000 516,555 N/A
215ALTAGAS LTD. 5-YR RESET SERIES 'I' PR 1.3125 QU 25.62 25.09 25.60 - .20ALA.PR.I 25.62 N/A 5.13 8,000,000 503,716 N/A
215ALTAGAS LTD. 5-YR SERIES 'E' PR 1.2500 QU 24.48 23.24 23.47 - 1.30ALA.PR.E 24.48 N/A 5.33 8,000,000 249,332 N/A
215ALTAGAS LTD. 5YR RESET SERIES 'G' PR 1.1875 QU 24.32 22.86 23.25 - 1.29ALA.PR.G 24.28 N/A 5.11 8,000,000 38,696 N/A
215ALTAGAS LTD. 5YR SERIES 'A' PR .8450 QU 21.27 19.83 20.04 - 1.93ALA.PR.A 21.27 N/A 4.22 8,000,000 28,400 N/A
215ALTAGAS LTD. FLTG RATE SERIES 'B' PR .8704 QU 21.35 19.90 20.10 - 1.93ALA.PR.B 21.35 N/A 4.33 2,488,780 13,100 N/A
215ALTAGAS LTD. SUBS RECEIPTS 2.1900 MO 26.66 24.25 25.91 - .66ALA.R 24.71 N/A 8.45 71,600,000 1,427,589 N/A
228ALTIUS MINERALS CORPORATION .1600 QU 14.80 13.47 14.33 + .44ALS 14.12 34.12 1.12 43,215,026 689,205 0.42
228ALTIUS MINERALS CORPORATION 5% PR SEC .4767 QU ALS.PR.A N/A * 10,000,000 N/A
201ALTUS GROUP LIMITED .6000 QU 32.70 31.48 32.30 + .90AIF 32.60 11.18 1.86 38,865,863 1,108,387 2.89
215AMERICAS SILVER CORPORATION J 5.37 4.19 4.92 + .31USA 4.23 N/A 41,931,449 850,118 - 0.12
215AMERIGO RESOURCES LTD. J 1.10 .94 1.02 - .02ARG .96 15.69 177,465,873 1,483,067 0.07
228ANACONDA MINING INC. J .41 .36 .39 - .05ANX .41 39.00 107,325,683 2,095,760 0.01
221ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'A' NV .1800 QU 18.63 17.91 18.05 + .48ADW.A 18.16 22.28 1.00 35,161,157 530,416 0.81
221ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'B' .1564 QU 18.69 17.95 18.10 + .45ADW.B 18.10 25.86 0.86 9,012,123 4,697 0.70
228ANGLO PACIFIC GROUP PLC ORDINARY .1241 2.70 2.15 2.20 - .15APY 2.50 N/A 5.64 180,902,034 4,272 - 0.49
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215APHRIA INC. J 12.66 8.90 10.03 - 3.20APH 11.37 59.00 209,680,955 95,563,598 0.17
221APTOSE BIOSCIENCES INC. 4.66 3.81 4.18 + .58APS 4.10 N/A 29,302,053 545,916 - 0.79
228AQUILA RESOURCES INC. J .26 .24 .25 + .01AQA .26 N/A 331,183,671 1,212,536 - 0.05
221ARALEZ PHARMACEUTICALS INC. J 1.98 1.65 1.83 - .41ARZ 1.97 N/A 66,972,742 269,718 - 2.46
215ARC RESOURCES LTD. .6000 MO 15.25 13.68 14.32 + 1.94ARX 13.94 13.02 4.19 353,755,718 27,667,082 1.10
221ARGEX TITANIUM INC. J .05 .04 .04 - .01RGX .05 N/A 344,311,002 9,459,568 - 0.02
221ARGONAUT GOLD INC. J 2.50 2.11 2.47 + .09AR 2.50 13.57 177,681,655 9,645,540 0.18
228ARITZIA INC. SV 12.74 11.59 12.23 - .32ATZ 12.03 24.96 56,326,596 1,700,271 0.49
221ARIZONA MINING INC. J 4.25 3.98 4.05 - .01AZ 4.04 N/A 313,097,467 4,902,638 - 0.03
201ARTIS REAL ESTATE INVEST TR PR UN SER 'E' 1.1875 QU 21.61 20.20 21.00 - .91AX.PR.E 20.48 N/A 5.65 4,000,000 81,251 N/A
201ARTIS REAL ESTATE INVEST TR PR UN SER 'G' 1.2500 QU 21.68 20.17 21.20 - .25AX.PR.G 20.51 N/A 5.90 3,200,000 18,520 N/A
201ARTIS REAL ESTATE INVESTMENT TR PR SER 'I' 1.5000 QU 25.75 25.12 25.30 + .20AX.PR.I 25.20 N/A 5.93 5,000,000 265,504 N/A
201ARTIS REAL ESTATE INVESTMENT TR PR UN SER 'A' 1.4155 QU 23.19 22.25 22.75 - .35AX.PR.A 22.41 N/A 6.22 3,450,000 52,950 N/A
221ASANKO GOLD INC. J 1.54 1.14 1.43 + .42AKG 1.35 36.67 225,804,614 11,119,083 0.04
221ASCENDANT RESOURCES INC. J 1.10 .91 .98 - .17ASND .94 N/A 74,214,593 977,546 N/A
221ASCENDANT RESOURCES INC. J WT .35 .30 .32 - .03ASND.WT .33 N/A 0 53,979 N/A
221ATALAYA MINING PLC ORDINARY J 4.74 3.58 4.70 + 1.33AYM 3.58 N/A 137,076,557 76,747 - 4.09
201ATCO LTD. CL 'I' NV 1.5064 QU 41.82 38.27 38.85 - 3.39ACO.X 41.39 21.83 3.88 101,467,673 2,161,912 1.78
201ATCO LTD. CL 'II' 1.5064 QU 41.75 38.50 38.75 - 3.55ACO.Y 41.50 21.77 3.89 13,304,055 15,772 1.78
215ATHABASCA OIL CORPORATION J 1.70 1.13 1.52 + .47ATH 1.18 N/A 510,389,034 82,056,987 - 0.42
221ATLANTIC POWER CORPORATION 2.90 2.66 2.76 + .02ATP 2.70 N/A 112,978,994 1,059,355 - 1.12
215ATLANTIC POWER PREF EQTY LTD 4.85% SER '1' PR 1.2125 QU 15.08 14.60 14.85 - .12AZP.PR.A 15.08 N/A 8.16 4,512,500 35,450 N/A
215ATLANTIC POWER PREFERRED EQTY LTD. SER '2' PR 1.3925 QU 18.35 17.76 18.15 - .25AZP.PR.B 18.35 N/A 7.67 2,338,094 9,660 N/A
215ATLANTIC POWER PREFERRED EQTY LTD. SER '3' PR 1.2589 QU 17.37 17.25 17.35 + .05AZP.PR.C 17.25 N/A 7.26 1,578,811 17,410 N/A
221ATLATSA RESOURCES CORPORATION J .05 .03 .04 + .01ATL .04 N/A 554,421,806 1,367,876 - 0.36
215ATRIUM MORTGAGE INVESTMENT CORPORATION .9400 MO 12.60 12.11 12.54 - .16AI 12.29 13.20 7.50 36,117,771 722,350 0.95
221ATS AUTOMATION TOOLING SYSTEMS INC. 18.10 17.21 17.57 - .03ATA 17.70 40.86 94,001,692 3,000,998 0.43
228AURA MINERALS INC. J 2.30 2.05 2.15 - .61ORA 2.22 2.35 43,353,336 211,906 0.92
215AURINIA PHARMACEUTICALS INC. J 7.14 6.44 6.84 - .09AUP 6.78 N/A 84,051,758 535,379 - 1.20
215AURORA CANNABIS INC. J 9.34 6.75 8.09 - 2.31ACB 9.30 404.50 561,006,914 226,335,287 0.02
215AURORA CANNABIS INC. J WT 6.20 3.65 4.65 - 3.40ACB.WT 5.72 N/A 0 2,158,139 N/A
215AURYN RESOURCES INC. J 1.84 1.63 1.70 - .02AUG 1.73 N/A 85,858,441 1,387,264 0.00
215AUTOCANADA INC. .4000 QU 23.86 20.18 21.82 + 1.01ACQ 22.23 10.34 1.83 27,459,683 5,393,575 2.11
228AVALON ADVANCED MATERIALS INC. J .14 .12 .12 - .02AVL .13 N/A 216,482,102 3,105,786 - 0.02
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201AVCORP INDUSTRIES INC. .05 .04 .05 + .01AVP .04 N/A 337,404,502 123,500 - 0.06
221AVESORO RESOURCES INC. J 5.32 3.80 4.73 + .92ASO 3.93 N/A 81,560,260 100,491 - 0.66
221AVIGILON CORPORATION 27.00 26.98 26.98 + .09AVO 26.98 46.68 44,530,451 185,934 0.58
215AVINO SILVER & GOLD MINES LTD J 1.95 1.70 1.80 + .20ASM 1.77 27.69 52,778,153 394,889 0.07
215AVINO SILVER & GOLD MINES LTD. J WT .42 .30 .38 + .01ASM.WT .33 N/A 0 86,402 N/A
215AZARGA URANIUM CORP. CLASS 'A' J .26 .23 .24 - .03AZZ .25 N/A 85,134,476 172,920 - 0.13
221B2GOLD CORP. J 3.80 3.36 3.69 - .12BTO 3.57 47.31 982,674,577 50,532,257 0.08
215BADGER DAYLIGHTING LTD. .4560 MO 27.95 24.39 24.73 + .71BAD 25.65 21.88 1.84 37,100,681 2,797,654 1.13
221BALLARD POWER SYSTEMS INC. 4.71 4.09 4.21 - .61BLDP 4.55 N/A 178,090,248 3,730,665 - 0.07
221BALMORAL RESOURCES LTD. J .30 .21 .21 - .25BAR .30 N/A 138,510,776 6,571,958 - 0.03
215BANK OF MONTREAL 3.7200 QU 98.59 94.67 97.51 + .07BMO 97.29 13.64 3.81 642,471,133 22,724,888 7.15
215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 16 .8475 QU 25.05 24.70 24.90 + .07BMO.PR.M 24.77 N/A 3.40 6,267,391 136,682 N/A
215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 25 .4513 QU 22.95 22.20 22.60 + .10BMO.PR.Q 22.20 N/A 2.00 9,425,607 236,947 N/A
215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 27 1.0000 QU 23.66 23.10 23.30 - .42BMO.PR.S 23.51 N/A 4.29 20,000,000 253,421 N/A
215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 29 .9750 QU 23.03 22.57 22.74 - .69BMO.PR.T 23.03 N/A 4.29 16,000,000 453,247 N/A
215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 31 .9500 QU 22.78 22.42 22.50 - .66BMO.PR.W 22.78 N/A 4.22 12,000,000 179,848 N/A
215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 33 .9500 QU 24.55 24.03 24.46 + .14BMO.PR.Y 24.54 N/A 3.88 8,000,000 42,910 N/A
215BANK OF MONTREAL 5-YR RST CL 'B' PR SER 38 1.2125 QU 26.26 25.83 25.93 - .28BMO.PR.B 26.24 N/A 4.68 24,000,000 176,444 N/A
215BANK OF MONTREAL 5-YR RST CL 'B' PR SER 40 1.1250 QU 25.59 25.18 25.31 - .01BMO.PR.C 25.29 N/A 4.44 20,000,000 274,428 N/A
215BANK OF MONTREAL 5-YR RST CL 'B' PR SER 42 1.1000 QU 25.55 25.00 25.07 - .15BMO.PR.D 25.19 N/A 4.39 16,000,000 153,576 N/A
215BANK OF MONTREAL CL 'B' PR SER 35 1.2500 QU 25.05 24.47 24.70 - .17BMO.PR.Z 24.47 N/A 5.06 6,000,000 51,103 N/A
215BANK OF MONTREAL FLTG RATE CL 'B' PR SER 17 .6579 QU 25.04 24.80 24.81 + .02BMO.PR.R 24.95 N/A 2.65 5,732,609 37,355 N/A
215BANK OF MONTREAL FLTG RT CL 'B' PR SER 26 .5318 QU 23.10 22.45 23.10 + .60BMO.PR.A 22.48 N/A 2.30 2,174,393 15,960 N/A
215BANK OF NOVA SCOTIA (THE) 3.2800 QU 79.73 76.07 78.92 - .58BNS 78.44 11.52 4.16 1,198,446,144 30,566,609 6.85
215BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 34 1.3750 QU 26.42 26.03 26.32 - .14BNS.PR.E 26.33 N/A 5.22 14,000,000 159,206 N/A
215BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 36 1.3750 QU 26.52 26.24 26.43 - .09BNS.PR.G 26.52 N/A 5.20 20,000,000 154,725 N/A
215BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 38 1.2125 QU 26.10 25.74 26.04 - .05BNS.PR.H 26.00 N/A 4.66 20,000,000 179,989 N/A
215BANK OF NOVA SCOTIA (THE) FLTG PR SER '33' .5521 QU 23.56 22.98 23.56 + .22BNS.PR.F 23.00 N/A 2.34 5,184,345 33,510 N/A
215BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '21' .6409 QU 24.94 24.70 24.86 + .04BNS.PR.B 24.71 N/A 2.58 5,960,732 39,353 N/A
215BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '23' .6852 QU 25.04 24.70 25.02 + .09BNS.PR.C 24.74 N/A 2.74 2,623,056 16,252 N/A
215BANK OF NOVA SCOTIA (THE) FLTG PR SERIES 31 .4683 QU 23.96 23.26 23.93 + .37BNS.PR.D 23.39 N/A 1.96 4,457,262 71,921 N/A
215BANK OF NOVA SCOTIA (THE) PR SERIES '19' .7272 QU 25.00 24.97 24.99 - .02BNS.PR.A 25.00 N/A 2.91 6,302,337 94,548 N/A
215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 18 .8375 QU 25.02 24.97 24.99 - .04BNS.PR.P 24.98 N/A 3.35 7,497,663 153,502 N/A
215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 20 .9025 QU 25.11 24.90 25.00 BNS.PR.Q 24.90 N/A 3.61 8,039,268 121,393 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 22 .9575 QU 25.18 24.87 25.17 + .28BNS.PR.R 24.88 N/A 3.80 9,376,944 392,540 N/A
215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 30 .4550 QU 23.86 23.22 23.77 + .49BNS.PR.Y 23.27 N/A 1.91 6,142,738 129,645 N/A
215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 32 .5158 QU 23.39 22.70 23.33 + .24BNS.PR.Z 22.91 N/A 2.21 11,161,422 231,029 N/A
201BARRICK GOLD CORPORATION .1200 QU 17.72 15.84 17.28 + 2.50ABX 16.23 13.90 0.89 1,166,577,478 47,432,869 1.60
221BAYLIN TECHNOLOGIES INC. J 4.05 3.06 3.40 - .44BYL 3.81 N/A 31,207,357 528,966 - 0.17
215BAYTEX ENERGY CORP. 5.83 3.34 5.75 + 2.48BTE 3.50 15.54 235,450,896 111,524,982 0.37
201BCE INC. 3.0200 QU 55.48 53.00 54.49 - 1.51BCE 55.48 17.46 5.54 897,968,882 33,168,614 3.12
201BCE INC. 1ST PR SERIES 'AA' .9025 QU 20.70 19.80 19.80 - .52BCE.PR.A 20.26 N/A 4.56 11,398,396 81,501 0.00
201BCE INC. 1ST PR SERIES 'AB' .8626 MO 21.10 20.30 20.55 - 1.00BCE.PR.B 21.10 N/A 4.20 8,601,604 65,023 N/A
201BCE INC. 1ST PR SERIES 'AC' .8875 QU 21.73 20.95 20.95 - .60BCE.PR.C 21.41 N/A 4.24 5,069,935 922,977 0.00
201BCE INC. 1ST PR SERIES 'AD' .8626 MO 21.10 20.35 20.57 - .98BCE.PR.D 21.05 N/A 4.19 14,930,065 246,868 N/A
201BCE INC. 1ST PR SERIES 'AE' .8626 MO 21.10 20.40 20.50 - 1.03BCE.PR.E 21.05 N/A 4.21 9,292,133 317,638 N/A
201BCE INC. 1ST PR SERIES 'AF' .7775 QU 20.86 20.07 20.18 - .41BCE.PR.F 20.42 N/A 3.85 6,707,867 156,071 N/A
201BCE INC. 1ST PR SERIES 'AG' .7000 QU 20.04 19.70 19.79 - .40BCE.PR.G 19.79 N/A 3.54 4,985,351 55,590 N/A
201BCE INC. 1ST PR SERIES 'AH' .8626 MO 21.07 20.39 20.54 - 1.01BCE.PR.H 21.07 N/A 4.20 9,014,649 162,641 N/A
201BCE INC. 1ST PR SERIES 'AI' .6875 QU 20.00 19.49 19.63 - .27BCE.PR.I 19.69 N/A 3.50 10,754,990 32,269 N/A
201BCE INC. 1ST PR SERIES 'AJ' .8626 MO 21.10 20.36 20.56 - .80BCE.PR.J 21.02 N/A 4.20 8,050,116 64,955 N/A
201BCE INC. 1ST PR SERIES 'AK' .7385 QU 19.49 19.01 19.36 - .14BCE.PR.K 19.40 N/A 3.81 25,000,000 189,396 N/A
201BCE INC. 1ST PR SERIES 'AL' .6786 QU 19.46 19.05 19.24 - .36BCE.PR.L 19.24 N/A 3.53 2,254,079 17,615 N/A
201BCE INC. 1ST PR SERIES 'AM' .6910 QU 19.99 19.58 19.83 - .50BCE.PR.M 19.94 N/A 3.48 9,546,615 82,823 N/A
201BCE INC. 1ST PR SERIES 'AN' .7304 QU 20.85 20.50 20.78 + .18BCE.PR.N 20.84 N/A 3.51 1,953,385 51,348 N/A
201BCE INC. 1ST PR SERIES 'AO' 1.0650 QU 25.18 24.59 24.87 - .18BCE.PR.O 25.01 N/A 4.28 4,600,000 52,958 N/A
201BCE INC. 1ST PR SERIES 'AQ' 1.0625 QU 24.58 23.80 24.40 - .08BCE.PR.Q 24.25 N/A 4.35 9,200,000 184,675 N/A
201BCE INC. 1ST PR SERIES 'R' 1.0325 QU 21.21 20.50 20.50 - .60BCE.PR.R 20.79 N/A 5.04 8,000,000 150,671 0.00
201BCE INC. 1ST PR SERIES 'S' .8626 MO 21.26 20.32 20.58 - .97BCE.PR.S 21.15 N/A 4.19 3,420,671 39,932 0.00
201BCE INC. 1ST PR SERIES 'T' .7548 QU 20.09 19.49 19.59 - .34BCE.PR.T 19.78 N/A 3.85 4,579,329 25,196 N/A
201BCE INC. 1ST PR SERIES 'Y' .8626 MO 21.11 20.39 20.54 - .98BCE.PR.Y 21.10 N/A 4.20 8,081,491 56,151 0.00
201BCE INC. 1ST PR SERIES 'Z' .9760 QU 20.93 20.35 20.35 - .40BCE.PR.Z 20.48 N/A 4.80 1,918,509 13,750 0.00
201BECKER MILK CO. LTD. (THE) CL 'B' NV SPECIAL .8000 SA 15.59 14.25 14.85 - .90BEK.B 15.59 8.89 5.39 1,267,610 17,892 1.67
215BELLATRIX EXPLORATION LTD. 1.96 1.35 1.91 + .32BXE 1.44 N/A 49,378,026 5,698,419 - 1.85
221BELLUS HEALTH INC. .60 .46 .54 + .13BLU .48 N/A 119,497,581 1,116,752 - 0.03
228BELO SUN MINING CORP. J .38 .28 .29 - .06BSX .33 N/A 465,589,915 5,407,702 - 0.04
215BENGAL ENERGY LTD. J .18 .11 .14 + .04BNG .11 4.67 68,177,796 1,058,937 0.03
201BETAPR S&P500VIX ST FUTURES DAILY INVERSE ETF 2.22 1.93 2.17 - .03HVI 2.05 N/A 7,065,000 4,905,100 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201BETAPRO CDN GOLD MINERS -2X DLY BEAR ETF A UN 10.81 9.30 9.89 - 1.62HGD 10.26 0.18 1,458,875 5,207,141 55.60
201BETAPRO CRUDE OIL -2X DAILY BEAR ETF A UN 6.48 5.10 5.24 - 1.48HOD 6.01 15.88 22,690,000 38,905,681 0.33
201BETAPRO CRUDE OIL 2X DAILY BUL ETF A UN 10.93 8.73 10.62 + 1.91HOU 9.48 0.22 10,816,875 30,826,155 47.36
201BETAPRO GLD BULLION -2XDAILY BEAR ETF A UN 13.76 12.70 13.66 - .03HBD 13.29 1.67 200,000 25,767 8.18
201BETAPRO GOLD BULLION 2X DAILY BULL ETF A UN 9.20 8.48 8.52 - .18HBU 8.82 N/A 2,250,000 245,745 - 8.90
201BETAPRO NASDAQ-100 -2X DAILY BEAR ETF CL A UN 9.02 7.66 8.21 + .38HQD 8.50 N/A 2,112,750 2,517,173 - 20.80
201BETAPRO NASDAQ-100 2X DAILY BULL ETF CL A UN 61.74 52.74 57.30 - 5.62HQU 56.36 23.73 1,115,000 1,926,014 2.42
201BETAPRO NATURAL GAS -2X DAILY BEAR ETF A UN 15.60 13.82 14.57 - .56HND 15.00 N/A 2,049,900 7,747,954 - 7.22
201BETAPRO NATURAL GAS 2X DAILY BULL ETF A UN 3.89 3.48 3.67 HNU 3.65 N/A 34,201,492 30,951,284 -144.80
201BETAPRO S&P 500 2X DAILY BULL ETF CL A UN 52.22 46.27 49.65 - 2.95HSU 49.20 8.60 1,065,000 1,891,820 5.77
201BETAPRO S&P 500 DAILY INVERSE ETF CL A UN 29.45 27.74 28.29 + .43HIU 28.76 N/A 920,000 206,963 - 13.40
201BETAPRO S&P/TSX 60 DAILY INVERSE ETF A UN 6.62 6.27 6.32 - .10HIX 6.39 N/A 3,100,000 744,939 - 0.86
201BETAPRO S&P/TSX CAP ENERGY 2XDLY BUL ETF A UN 10.61 7.75 10.32 + 2.63HEU 8.05 4.69 2,295,000 569,810 2.20
201BETAPRO S&P/TSX CAP ENERGY-2X DLY BEAR ETF UN 10.33 7.47 7.69 - 3.07HED 10.00 N/A 704,000 507,755 - 2.92
201BETAPRO S&P/TSX CAP FIN -2X DLY BEAR ETF A UN 5.75 5.25 5.30 + .11HFD 5.31 N/A 3,035,000 83,291 - 8.52
201BETAPRO S&P/TSX CAP FIN 2X DAILY BULL ETF A 37.54 34.72 37.21 - .90HFU 36.84 9.33 535,000 117,333 3.99
201BETAPRO S&P/TSX CDN GOLD MNR 2XDAILY BL ETF A 11.96 10.36 11.22 + 1.28HGU 10.95 N/A 8,165,000 8,703,015 - 49.35
201BETAPRO S&P/TSX60 -2X DAILY BEAR ETF A UN 6.64 6.02 6.08 - .18HXD 6.30 N/A 6,314,000 3,240,137 - 3.10
201BETAPRO S&P/TSX60 2X DAILY BULL ETF A UN 34.45 31.29 34.01 + .64HXU 32.98 12.28 1,190,000 2,173,786 2.77
201BETAPRO S&P500 -2X DAILY BEAR ETF CL A UN 4.80 4.23 4.44 + .14HSD 4.53 N/A 7,982,500 12,339,023 - 9.40
201BETAPRO S&P500 VIX SHORT-TRM FUTURES ETF A UN 9.45 7.01 7.23 - .57HUV 8.65 0.02 861,875 363,617 359.80
201BETAPRO SILVER -2X DAILY BEAR ETF A UN 6.54 5.71 6.44 - .02HZD 6.30 1.27 1,022,000 588,113 5.06
201BETAPRO SILVER 2X DAILY BULL ETF A UN 15.42 13.34 13.56 - .35HZU 14.10 N/A 1,835,000 1,395,189 - 42.70
215BIG 8 SPLIT INC. CL 'D' CAPITAL .1720 QU 16.80 16.00 16.80 - .20BIG.D 16.39 8.24 1.02 879,622 1,200 2.04
215BIG 8 SPLIT INC. CL D PR SER '1' .4500 QU 10.44 9.90 10.44 + .03BIG.PR.D 9.90 N/A 4.31 879,622 15,575 N/A
228BIG PHARMA SPLIT CORP. CL 'A' 1.2372 MO 12.51 11.64 12.00 - 1.32PRM 12.51 N/A 10.31 1,360,000 49,966 N/A
228BIG PHARMA SPLIT CORP. PR .5000 QU 10.30 10.21 10.22 + .02PRM.PR.A 10.30 N/A 4.89 1,360,000 44,606 N/A
215BIG ROCK BREWERY INC. 5.20 4.67 4.78 - .91BR 4.91 N/A 6,981,628 88,500 - 0.15
215BIRCHCLIFF ENERGY LTD. .1000 QU 4.69 3.65 4.65 + 1.57BIR 3.70 N/A 2.15 265,796,698 56,973,097 - 0.19
206BIRCHCLIFF ENERGY LTD. 5-YR RESET SER 'A' PR 2.0935 QU 25.50 24.25 25.49 + 1.74BIR.PR.A 24.35 N/A 8.21 2,000,000 36,642 N/A
206BIRCHCLIFF ENERGY LTD. SER 'C' PR 1.7500 QU 25.05 24.40 25.05 + 1.64BIR.PR.C 24.40 N/A 6.99 2,000,000 17,442 N/A
215BIRD CONSTRUCTION INC. .3900 MO 8.87 8.22 8.68 - .20BDT 8.51 32.15 4.49 42,516,853 732,512 0.27
215BLACK DIAMOND GROUP LIMITED 2.63 2.26 2.45 - .39BDI 2.33 N/A 55,309,703 920,712 - 1.81
228BLACK IRON INC. J .10 .09 .10 - .01BKI .10 N/A 159,740,519 917,588 - 0.03
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221BLACKBERRY LIMITED 14.70 12.85 13.44 - 2.13BB 14.68 14.95 536,720,771 37,687,909 0.90
215BLACKPEARL RESOURCES INC. J 1.42 1.05 1.39 + .34PXX 1.06 27.80 336,512,240 9,770,597 0.05
227BLOCKCHAIN TECHNOLOGIES ETF CL A UNITS 9.48 8.12 8.95 - 1.10HBLK 8.40 N/A 1,220,000 288,484 N/A
201BMO AGGREGATE BOND INDEX ETF UNITS .4440 MO 15.43 15.19 15.27 - .07ZAG 15.42 N/A 2.91 229,070,521 1,438,614 N/A
201BMO CANADIAN DIVIDEND ETF UNITS .7560 MO 16.64 15.97 16.52 - .02ZDV 16.38 N/A 4.58 52,150,000 479,235 N/A
201BMO CDN HIGH DIVIDEND COVERED CALL ETF CAD UN 1.2240 MO 19.26 18.51 19.16 - .08ZWC 18.99 N/A 6.39 19,710,000 407,830 N/A
201BMO CHINA EQUITY INDEX ETF UNIT .1450 ANN 27.12 25.35 27.03 - .42ZCH 26.77 N/A 0.54 4,867,509 223,321 N/A
201BMO CORPORATE BOND INDEX ETF UN 1.6000 QU 49.63 49.34 49.38 - .25ZCB 49.63 N/A 3.24 355,000 2,563 N/A
201BMO COVERED CALL CANADIAN BANKS ETF UNITS .9360 MO 18.85 18.21 18.70 - .40ZWB 18.83 N/A 5.01 95,700,000 1,924,127 N/A
201BMO COVERED CALL DJ INDUST AVG HDG-CAD ETF UN .9720 MO 22.95 21.65 22.36 - .85ZWA 22.17 N/A 4.35 13,961,000 238,156 N/A
201BMO COVERED CALL UTILITIES ETF UNITS .8160 MO 12.64 12.17 12.45 - .03ZWU 12.46 N/A 6.55 53,171,000 1,450,323 N/A
201BMO DISCOUNT BOND INDEX ETF CAD UNITS .3240 MO 15.67 15.44 15.52 - .03ZDB 15.65 N/A 2.09 38,032,500 421,447 N/A
201BMO DJ INDUSTRIAL AVG HEDGED-CAD INDEX ETF UN .6600 QU 41.99 39.53 40.92 - 1.71ZDJ 40.82 N/A 1.61 5,182,951 1,723,200 N/A
201BMO EMERGING MKTS BOND HED TO CAD INDX ETF UN .7440 MO 16.30 15.85 15.94 - .18ZEF 16.15 N/A 4.67 16,476,222 144,545 N/A
201BMO EQ WEIGHT GLBL BASE METALS HEG-CAD ETF UN .1600 ANN 12.20 10.92 11.45 - .65ZMT 11.48 N/A 1.40 4,604,700 111,177 N/A
201BMO EQ WEIGHT GLOBAL GOLD INDEX ETF CAD UN ANN 9.30 8.70 9.03 + .33ZGD 8.91 N/A 5,641,750 70,711 N/A
201BMO EQ WEIGHT INDUSTRIALS INDX ETF CAD UN .3800 QU 27.34 26.42 27.00 - .36ZIN 26.82 N/A 1.41 3,514,500 236,099 N/A
201BMO EQ WGHT US BANKS HED TO CAD INDX ETF UN .3400 QU 30.82 28.78 30.20 - 1.25ZUB 30.00 N/A 1.13 22,712,350 1,743,104 N/A
201BMO EQUAL WEIGHT BANKS INDEX ETF CAD UN .9600 MO 28.80 27.77 28.55 - .63ZEB 28.71 N/A 3.36 45,777,950 9,804,502 N/A
201BMO EQUAL WEIGHT OIL & GAS INDEX ETF CAD UN .2720 QU 10.89 9.52 10.74 + 1.28ZEO 9.73 N/A 2.53 17,261,500 3,664,204 N/A
201BMO EQUAL WEIGHT REITS INDEX ETF UN 1.0200 MO 21.10 20.58 20.88 + .25ZRE 20.97 N/A 4.89 23,016,900 338,872 N/A
201BMO EQUAL WEIGHT US BANKS INDEX ETF CAD UN .3000 QU 28.21 26.03 27.65 - 1.03ZBK 27.48 N/A 1.08 39,612,800 1,144,780 N/A
201BMO EQUAL WEIGHT UTILITIES INDEX ETF UNITS .7200 MO 16.60 16.09 16.20 - .32ZUT 16.55 N/A 4.44 12,338,300 214,228 N/A
201BMO EQWG US HEALTH CARE HED TO CAD IDX ETF UN .1760 ANN 50.49 47.48 49.09 - 1.52ZUH 49.06 N/A 0.36 6,315,000 977,128 N/A
201BMO EUROPE HIGH DIV COVERD CALL CAD-HG ETF UN 1.4400 MO 21.50 20.50 21.50 + .26ZWE 21.04 N/A 6.70 48,117,500 799,444 N/A
201BMO EUROPE HIGH DIVIDEND COVERED CALL ETF UN 1.5000 MO 20.50 19.81 20.16 + .26ZWP 19.90 N/A 7.44 49,900,000 27,063 N/A
201BMO FLOATING RATE HIGH YIELD ETF CAD UN .6600 MO 15.39 15.11 15.30 + .07ZFH 15.17 N/A 4.31 32,098,624 461,489 N/A
201BMO GLBL CONSUMER DISCRETN HEG-CAD IDX ETF UN .2400 QU 22.97 22.61 22.93 - .09DISC 22.80 N/A 1.05 850,300 1,365 N/A
201BMO GLBL CONSUMER STAPLES HEGD-CAD IDX ETF UN .4000 QU 19.53 18.67 19.15 - .63STPL 19.01 N/A 2.09 440,200 23,201 N/A
201BMO GLOBAL BANKS HEDGED TO CAD INDEX ETF UN .6200 QU 21.21 20.29 21.16 - .82BANK 20.29 N/A 2.93 540,500 13,709 N/A
201BMO GLOBAL INFRASTRUCTURE INDEX ETF UNITS .8800 QU 33.39 32.04 33.15 + .42ZGI 32.78 N/A 2.65 7,260,213 109,846 N/A
201BMO GLOBAL INSURANCE HEDGD TO CAD INDX ETF UN .4600 MO 22.47 21.37 22.47 + .20INSR 21.54 N/A 2.05 2,310,100 33,850 N/A
201BMO GOVERNMENT BOND INDEX ETF UN 1.4000 QU 49.74 49.24 49.38 - .35ZGB 49.73 N/A 2.84 130,000 69,565 N/A
201BMO HIGH YIELD US CORPORATE BOND INDX ETF UN 1.0800 MO 19.75 19.53 19.72 - .11ZJK 19.73 N/A 5.48 56,232,000 17,030 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201BMO HIGH YLD US CORP BOND HDGD-CAD IDX ETF UN .7800 MO 14.04 13.74 13.83 - .11ZHY 13.85 N/A 5.64 25,899,885 349,136 N/A
201BMO INDIA EQUITY INDEX ETF UN .0930 ANN 24.00 23.10 23.83 - .47ZID 23.88 N/A 0.39 13,613,315 64,699 N/A
201BMO INTERNATIONAL DIVIDEND ETF CAD UNITS 1.0800 MO 22.75 21.47 22.59 + .18ZDI 21.86 N/A 4.78 18,166,600 305,940 N/A
201BMO INTERNATIONAL DIVIDEND HEGD TO CAD ETF UN 1.0800 MO 23.02 21.19 22.94 + .54ZDH 21.64 N/A 4.71 6,501,000 174,038 N/A
201BMO JUNIOR GAS INDEX ETF UN .3680 ANN 16.11 14.00 16.11 + 1.65ZJN 14.00 N/A 2.28 1,944,511 17,070 N/A
201BMO JUNIOR GOLD INDEX ETF UNITS ANN 9.20 8.70 9.08 + .58ZJG 8.98 N/A 9,708,541 290,647 N/A
201BMO JUNIOR OIL INDEX ETF UN .0520 ANN 14.33 11.60 14.13 + 2.52ZJO 11.70 N/A 0.37 6,035,358 65,555 N/A
201BMO LADDERED PREFERRED SHARE INDEX ETF CAD UN .4560 MO 11.66 11.47 11.51 - .29ZPR 11.65 N/A 3.96 182,473,079 2,150,918 N/A
201BMO LONG CORPORATE BOND INDEX ETF UNITS .7440 MO 18.45 17.92 18.14 - .11ZLC 18.44 N/A 4.10 20,131,153 175,465 N/A
201BMO LONG FEDERAL BOND INDEX ETF UN .5160 MO 17.36 16.78 16.94 - .06ZFL 17.35 N/A 3.05 19,078,585 173,153 N/A
201BMO LONG PROVINCIAL BOND INDEX ETF CAD UNITS .5160 MO 15.79 15.35 15.45 - .15ZPL 15.79 N/A 3.34 38,032,325 91,881 N/A
201BMO LOW VOLATILITY CANADIAN EQUITY ETF UN .8000 QU 29.87 29.10 29.65 ZLB 29.59 N/A 2.70 39,800,000 553,004 N/A
201BMO LOW VOLATILITY EMERGING MKTS ETF CAD UN .3100 ANN 22.41 21.82 22.05 - .19ZLE 22.31 N/A 1.41 6,619,900 154,249 N/A
201BMO LOW VOLATILITY INT'L EQUITY ETF CAD UN .5200 QU 24.03 23.35 24.00 + .37ZLI 23.51 N/A 2.17 12,796,828 74,143 N/A
201BMO LOW VOLATILITY INT'L EQUITY HEG-CA ETF UN .4800 QU 23.01 21.93 23.01 + .42ZLD 22.47 N/A 2.09 1,773,000 46,755 N/A
201BMO LOW VOLATILITY US EQUITY ETF CAD UNITS .5600 QU 31.00 29.78 30.70 - .01ZLU 30.64 N/A 1.82 21,805,000 247,834 N/A
201BMO LOW VOLATILITY US EQUITY HEGD-CAD ETF UN .4000 QU 22.86 22.07 22.64 - .13ZLH 22.20 N/A 1.77 1,801,000 44,860 N/A
201BMO MID CORPORATE BOND INDEX ETF UNITS .4920 MO 16.01 15.80 15.87 - .12ZCM 15.96 N/A 3.10 80,302,490 319,862 N/A
201BMO MID FEDERAL BOND INDEX ETF UNITS .3240 MO 15.94 15.71 15.77 - .07ZFM 15.93 N/A 2.05 31,716,959 152,146 N/A
201BMO MID PROVINCIAL BOND INDEX ETF CAD UNITS .3960 MO 14.74 14.53 14.59 - .09ZMP 14.73 N/A 2.71 43,110,967 302,899 N/A
201BMO MID-TERM US IG CORP BOND INDEX ETF CAD UN .6000 MO 18.02 17.37 17.65 - .13ZIC 17.90 N/A 3.40 80,058,733 135,533 N/A
201BMO MID-TRM US IG CORP BND HEG-CAD IDX ETF UN .4920 MO 14.50 14.20 14.26 - .20ZMU 14.38 N/A 3.45 25,048,984 247,951 N/A
201BMO MONTHLY INCOME ETF UNITS .7200 MO 16.01 15.70 15.90 - .10ZMI 15.85 N/A 4.53 6,326,000 70,742 N/A
201BMO MSCI ALL COUNTRY WRLD HI QUAL IDX ETF CAD .3600 QU 30.25 29.40 30.04 - .66ZGQ 29.91 N/A 1.20 2,915,000 110,646 N/A
201BMO MSCI CANADA VALUE INDEX ETF CAD UN .4800 QU 20.27 19.72 20.02 - .23ZVC 19.86 N/A 2.40 200,000 3,981 N/A
201BMO MSCI EAFE HEDGED TO CAD INDEX ETF UN .5600 QU 21.79 20.47 21.69 + .40ZDM 20.81 N/A 2.58 32,540,740 325,671 N/A
201BMO MSCI EAFE INDEX ETF CAD UNITS .5000 QU 19.26 18.54 19.17 ZEA 18.88 N/A 2.61 121,348,147 337,745 N/A
201BMO MSCI EAFE VALUE INDEX ETF CAD UN .5600 QU 21.79 20.76 21.78 + .10ZVI 20.92 N/A 2.57 302,500 30,020 N/A
201BMO MSCI EMERGING MARKETS INDEX ETF UNITS .3650 ANN 21.72 20.75 21.09 - .58ZEM 21.71 N/A 1.73 20,915,000 480,985 N/A
201BMO MSCI EU HIGH QLTY HDGD TO CAD INDX ETF UN .4200 QU 19.87 18.59 19.84 + .58ZEQ 19.20 N/A 2.12 14,229,000 298,889 N/A
201BMO MSCI USA HIGH QUALITY INDEX ETF CAD UN .3200 QU 32.19 31.06 31.61 - 1.35ZUQ 32.01 N/A 1.01 7,015,500 113,922 N/A
201BMO MSCI USA VALUE INDEX ETF CAD UN .4000 QU 21.36 21.02 21.36 - 1.04ZVU 21.07 N/A 1.87 401,000 3,585 N/A
201BMO NASDAQ 100 EQTY HEDGED TO CAD INDX ETF UN .2770 ANN 51.98 48.00 50.26 - 1.89ZQQ 49.63 N/A 0.55 12,228,560 3,384,254 N/A
201BMO REAL RETURN BOND INDEX ETF UN .3600 MO 17.40 17.01 17.23 + .11ZRR 17.33 N/A 2.09 4,150,000 34,362 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201BMO S&P 500 HEDGED TO CAD INDEX ETF UN .6200 QU 40.99 38.56 40.02 - 1.13ZUE 39.76 N/A 1.55 25,020,245 316,974 N/A
201BMO S&P 500 INDEX ETF CAD UNITS .5800 QU 37.89 36.33 37.40 - .99ZSP 37.24 N/A 1.55 117,951,140 1,857,122 N/A
201BMO S&P/TSX CAPPED COMPOSITE INDEX ETF UNIT .6000 QU 21.22 20.24 21.09 + .16ZCN 20.72 N/A 2.84 152,908,866 823,917 N/A
201BMO SH-TRM US IG CORP BND HEGD-CAD IDX ETF UN .3360 MO 14.49 14.38 14.42 - .07ZSU 14.44 N/A 2.33 9,159,980 106,097 N/A
201BMO SHILLER SELECT US INDEX ETF CAD UN .3200 QU 21.39 20.58 21.39 - .31ZEUS 20.58 N/A 1.50 803,000 11,199 N/A
201BMO SHORT CORPORATE BOND IDX ETF ACCUMLTV UN 20.09 20.07 20.09 - .02ZCS.L 20.07 N/A 2,300,000 2,877 N/A
201BMO SHORT CORPORATE BOND INDEX ETF UNITS .3960 MO 14.04 13.98 14.01 - .05ZCS 14.02 N/A 2.83 101,939,396 588,468 N/A
201BMO SHORT FEDERAL BOND IDX ETF ACCUMLTV UNI 19.81 19.81 19.81 + .03ZFS.L 19.81 N/A 1,000,000 500 N/A
201BMO SHORT FEDERAL BOND INDEX ETF UNITS .2160 MO 14.13 14.07 14.10 - .02ZFS 14.13 N/A 1.53 62,932,645 64,638 N/A
201BMO SHORT PROVINCIAL BOND IDX ETF ACCUMLTV UN 19.90 ZPS.L N/A * 200,000 N/A
201BMO SHORT PROVINCIAL BOND INDEX ETF UNITS .4080 MO 13.36 13.30 13.32 - .06ZPS 13.34 N/A 3.06 37,938,434 99,971 N/A
201BMO SHORT-TERM BOND INDEX ETF UN 1.2000 QU 49.74 49.71 49.71 - .03ZSB 49.74 N/A 2.41 145,000 4,338 N/A
201BMO ULTRA SHORT-TERM BOND ETF ACCUMULATING UN 50.87 50.77 50.87 + .17ZST.L 50.77 N/A 816,000 36,488 N/A
201BMO ULTRA SHORT-TERM BOND ETF UN 1.9800 MO 51.57 51.38 51.41 - .17ZST 51.50 N/A 3.85 1,830,000 77,079 N/A
201BMO US DIVIDEND ETF CAD UNITS .8520 MO 30.27 29.07 29.99 ZDY 29.77 N/A 2.84 47,761,800 220,255 N/A
201BMO US DIVIDEND HEDGED TO CAD ETF UNITS .6840 MO 24.02 22.83 23.73 + .02ZUD 23.46 N/A 2.88 6,102,000 159,502 N/A
201BMO US HIGH DIV COVERED CALL HEGD-CAD ETF UN 1.1760 MO 20.20 19.21 19.75 + .50ZWS 19.25 N/A 5.95 700,300 37,809 N/A
201BMO US HIGH DIVIDEND COVERED CALL ETF CAD UN 1.0800 MO 20.14 19.27 19.92 - .32ZWH 19.73 N/A 5.42 32,697,000 389,569 N/A
201BMO US PREFERRED SHARE INDEX ETF CAD UN 1.2240 MO 25.14 23.56 23.97 - .19ZUP 24.39 N/A 5.11 1,696,800 24,230 N/A
201BMO US PREFERRED SHR HEDGD TO CAD INDX ETF UN 1.2600 MO 24.44 24.10 24.12 - .47ZHP 24.40 N/A 5.22 744,900 3,819 N/A
201BMO US PUT WRITE ETF CAD UN 1.1400 MO 18.00 17.45 17.78 - .22ZPW 17.82 N/A 6.41 12,766,000 105,042 N/A
201BMO US PUT WRITE HEDGED TO CAD ETF UN 1.2000 MO 19.34 18.91 19.04 - .33ZPH 18.95 N/A 6.30 1,400,000 25,246 N/A
215BMTC GROUP INC. .2400 SA 15.99 14.66 15.42 - .18GBT 15.37 11.59 1.56 35,096,000 53,724 1.33
221BNK PETROLEUM INC. J .60 .56 .58 + .09BKX .58 N/A 232,689,292 3,054,083 - 0.01
215BNS SPLIT CORP. II CLASS 'B' PR SER 2 .7884 QU 19.77 19.76 19.77 + .05BSC.PR.C 19.76 N/A 3.99 471,140 2,874 N/A
221BNS SPLIT CORP. II CLASS A CAPITAL .7000 QU 25.00 23.76 24.63 - .05BSC 23.83 5.50 2.84 942,280 1,750 4.48
221BOMBARDIER INC. 6.25% SERIES '4' PR 1.5625 QU 19.74 19.35 19.35 - .12BBD.PR.C 19.60 N/A 8.07 9,400,000 137,952 0.00
221BOMBARDIER INC. CL 'A' MV 4.07 3.55 3.97 - .10BBD.A 3.75 N/A 313,758,549 1,481,913 - 0.33
221BOMBARDIER INC. CL 'B' SV 4.06 3.55 3.97 - .09BBD.B 3.75 N/A 2,268,986,061 112,253,968 - 0.33
221BOMBARDIER INC. SERIES '2' PR .8628 MO 12.44 11.73 12.20 - .30BBD.PR.B 12.17 N/A 7.07 5,811,736 61,846 0.00
221BOMBARDIER INC. SERIES '3' PR .9958 QU 12.48 12.24 12.34 - .11BBD.PR.D 12.45 N/A 8.07 6,188,264 104,739 0.00
215BONAVISTA ENERGY CORPORATION .0400 QU 1.67 1.13 1.58 + .25BNP 1.18 N/A 2.53 252,324,849 30,500,451 - 0.11
230BONTERRA ENERGY CORP. 1.2000 MO 16.14 12.66 15.80 + 2.39BNE 13.19 197.50 7.59 33,310,796 3,215,325 0.08
221BORALEX INC. CL 'A' .6000 QU 23.43 22.05 22.95 - .62BLX 22.44 79.14 2.61 76,318,438 2,049,136 0.29
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221BOYUAN CONSTRUCTION GROUP, INC. J .60 .35 .47 - .02BOY .48 1.72 25,423,065 81,931 0.27
201BRAMPTON BRICK LTD. CL 'A' SV 8.70 8.15 8.40 - .10BBL.A 8.25 15.56 9,235,123 22,311 0.54
227BRAND LEADERS PLUS INCOME ETF CL 'A' UNITS .6504 MO 9.35 8.86 9.05 - .33HBF 9.13 905.00 7.19 9,597,334 645,963 0.01
227BRAND LEADERS PLUS INCOME ETF CL 'U' UNITS .6504 MO 9.64 9.17 9.35 - .36HBF.U 9.17 N/A 8.94 911,950 174,522 N/A
215BRI-CHEM CORP. .61 .47 .54 - .09BRY .60 7.71 23,732,981 556,105 0.07
221BRICK BREWING CO. LTD. .0800 QU 4.60 3.70 4.13 - .27BRB 4.60 59.00 1.94 35,285,126 479,383 0.07
201BRIO GOLD INC. J 2.68 2.40 2.58 - .06BRIO 2.52 N/A 117,556,100 395,824 - 0.23
228BRISTOL GATE CONCENTRATED CDN EQUITY ETF UN 20.22 19.67 20.10 - .13BGC 19.77 N/A 50,000 9,458 N/A
228BRISTOL GATE CONCENTRATED US EQUITY ETF UN 20.27 19.51 20.23 - .33BGU 19.85 N/A 100,000 15,558 N/A
228BROMPTON LIFECO SPLIT CORP. CLASS A .9000 MO 6.94 6.15 6.90 - .04LCS 6.75 2.72 13.04 7,267,931 269,417 2.54
228BROMPTON LIFECO SPLIT CORP. PR .5750 QU 10.33 10.15 10.17 + .02LCS.PR.A 10.25 N/A 5.65 7,267,931 234,320 N/A
228BROMPTON OIL SPLIT CORP. CL 'A' MO 6.50 4.82 6.40 + .41OSP 5.23 N/A 3,211,016 292,930 N/A
228BROMPTON OIL SPLIT CORP. PR .5000 QU 10.12 9.87 9.94 - .07OSP.PR.A 9.93 N/A 5.03 3,211,016 42,105 N/A
228BROMPTON SPLIT BANC CORP. CLASS 'A' 1.2000 MO 14.09 13.22 14.00 - .20SBC 13.70 4.00 8.57 7,967,472 132,347 3.50
228BROMPTON SPLIT BANC CORP. PR .5000 QU 10.24 10.15 10.23 + .08SBC.PR.A 10.15 N/A 4.89 8,516,859 80,704 N/A
201BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 2 .5804 QU 17.48 16.37 16.66 - 1.00BAM.PR.B 17.10 N/A 3.48 10,465,100 130,625 N/A
201BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 8 .8626 MO 22.01 21.18 21.26 - .19BAM.PR.E 21.95 N/A 4.06 1,652,394 14,116 N/A
201BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 9 .6875 QU 18.68 18.09 18.33 - .38BAM.PR.G 18.60 N/A 3.75 5,519,115 318,270 N/A
201BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 40 1.1250 QU 24.40 24.02 24.20 - .63BAM.PF.F 24.13 N/A 4.65 12,000,000 425,329 N/A
201BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 42 1.1250 QU 24.07 23.50 23.85 - .84BAM.PF.G 23.77 N/A 4.72 12,000,000 154,473 N/A
201BROOKFIELD ASSET MANAGEMENT INC. CL 'A' LV .6000 QU 51.25 48.91 50.89 + 1.14BAM.A 50.21 37.39 1.52 991,853,471 16,548,278 1.75
201BROOKFIELD ASSET MANAGEMENT INC.CL A PR SER 4 .5804 QU 17.47 16.38 16.74 - 1.00BAM.PR.C 17.16 N/A 3.47 4,000,000 22,392 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 13 .5804 QU 17.30 16.28 16.70 - .87BAM.PR.K 17.15 N/A 3.48 9,647,700 110,924 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 17 1.1875 QU 21.19 20.67 20.80 - .54BAM.PR.M 21.19 N/A 5.71 7,950,756 133,237 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 18 1.1875 QU 21.11 20.60 20.79 - .55BAM.PR.N 21.05 N/A 5.71 7,966,158 79,051 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 24 .7535 QU 20.26 19.79 20.01 - 1.16BAM.PR.R 20.20 N/A 3.77 9,394,250 132,162 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 25 .7930 QU 20.26 19.80 20.16 - 2.34BAM.PR.S 20.13 N/A 3.93 1,533,133 16,449 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 26 .8678 QU 20.81 20.25 20.45 - 1.29BAM.PR.T 20.81 N/A 4.24 9,903,348 121,127 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 28 .6818 QU 18.21 17.65 17.90 - .68BAM.PR.X 17.86 N/A 3.81 9,359,387 292,052 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 30 1.1713 QU 24.62 24.05 24.36 - .49BAM.PR.Z 24.44 N/A 4.81 9,934,050 196,921 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 32 1.1250 QU 24.36 23.73 23.99 - .66BAM.PF.A 23.94 N/A 4.69 11,982,568 273,850 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 34 1.0500 QU 23.49 22.94 23.41 - .73BAM.PF.B 23.30 N/A 4.49 9,977,889 85,226 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 36 1.2125 QU 21.73 21.15 21.36 - .49BAM.PF.C 21.65 N/A 5.68 7,949,024 78,403 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 37 1.2250 QU 21.79 21.20 21.48 - .67BAM.PF.D 21.69 N/A 5.70 7,949,083 274,205 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
0BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 38 1.1000 QU 23.24 22.70 22.86 - .99BAM.PF.E 22.87 N/A 4.81 8,000,000 169,196 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 44 1.2500 QU 25.90 25.55 25.90 - .07BAM.PF.H 25.65 N/A 4.83 9,952,489 78,785 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 46 1.2000 QU 26.06 25.54 25.91 - .04BAM.PF.I 25.75 N/A 4.63 11,922,635 194,730 N/A
201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 48 1.1875 QU 26.23 25.15 25.65 + .25BAM.PF.J 25.35 N/A 4.63 12,000,000 188,404 N/A
201BROOKFIELD BUSINESS PARTNERS L.P. UNITS .2500 QU 52.28 44.66 44.88 + 1.01BBU.UN 46.44 N/A 0.72 66,185,798 1,437,416 N/A
201BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 1 1.1250 QU 24.70 24.13 24.52 + .34BIP.PR.A 24.48 N/A 4.59 5,000,000 35,609 N/A
221BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 3 1.3750 QU 25.82 25.15 25.70 + .12BIP.PR.B 25.81 N/A 5.35 5,000,000 58,729 N/A
221BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 5 1.3375 QU 25.63 25.43 25.51 - .08BIP.PR.C 25.50 N/A 5.24 10,000,000 78,186 N/A
221BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 7 1.2500 QU 25.30 24.91 25.20 + .20BIP.PR.D 24.99 N/A 4.96 12,000,000 119,169 N/A
220BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 9 1.2500 QU 25.40 24.92 25.15 + .12BIP.PR.E 25.06 N/A 4.97 8,000,000 265,840 N/A
201BROOKFIELD OFFICE PROP INC CL AAA PR SER 'AA' 1.1875 QU 23.34 22.25 22.88 - 1.05BPO.PR.A 23.15 N/A 5.19 12,000,000 100,687 N/A
201BROOKFIELD OFFICE PROP INC CL AAA PR SER 'CC' 1.5000 QU 26.23 25.71 25.86 - .65BPO.PR.C 26.06 N/A 5.80 8,000,000 98,845 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR 'V' .5163 QU 15.30 14.65 15.10 - .90BPO.PR.X 14.89 N/A 3.42 1,805,489 13,141 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR 'W' .5163 QU 15.49 14.53 15.06 - 1.12BPO.PR.W 14.85 N/A 3.43 3,816,527 15,900 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR 'Y' .5163 QU 15.72 15.02 15.30 - .85BPO.PR.Y 15.35 N/A 3.37 2,847,711 14,413 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'N' .9455 QU 20.95 20.11 20.75 - 1.41BPO.PR.N 20.90 N/A 4.56 11,000,000 52,010 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'P' 1.0403 QU 20.95 20.04 20.68 - 1.44BPO.PR.P 20.95 N/A 5.03 12,000,000 165,881 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'R' 1.0388 QU 22.74 21.94 22.41 - 1.39BPO.PR.R 22.54 N/A 4.64 8,883,425 67,640 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'S' 1.0726 QU 23.01 22.04 22.59 - 1.31BPO.PR.S 23.01 N/A 4.75 1,116,575 7,983 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'T' 1.1500 QU 22.90 22.01 22.59 - 1.23BPO.PR.T 22.69 N/A 5.09 10,000,000 217,036 N/A
201BROOKFIELD OFFICE PROP INC. CL AAA PR SER II 1.2125 QU 24.25 23.50 23.90 - .50BPO.PR.I 24.02 N/A 5.07 10,000,000 254,949 N/A
201BROOKFIELD OFFICE PROP INC. CLAAA PR SER 'GG' 1.2125 QU 24.41 23.96 24.24 - .44BPO.PR.G 24.41 N/A 5.00 11,000,000 151,212 N/A
201BROOKFIELD OFFICE PROP INC.CL AAA PR SER 'EE' 1.2750 QU 25.30 24.86 25.01 - .24BPO.PR.E 25.10 N/A 5.10 11,000,000 155,318 N/A
201BROOKFIELD PROPERTY SPLIT CORP. SER '2' PR 1.4375 QU 25.30 25.20 25.26 - .05BPS.PR.A 25.29 N/A 5.69 699,165 3,513 N/A
201BROOKFIELD PROPERTY SPLIT CORP. SER '3' PR 1.2500 QU 25.13 25.01 25.04 - .11BPS.PR.B 25.08 N/A 4.99 909,994 7,053 N/A
201BROOKFIELD PROPERTY SPLIT CORP. SER '4' PR 1.3000 QU 25.62 25.12 25.62 + .36BPS.PR.C 25.36 N/A 5.07 955,900 5,586 N/A
201BROOKFIELD REAL ESTATE SERVICES INC. RV 1.3500 MO 17.80 16.67 17.64 - .56BRE 17.72 13.47 7.65 9,483,850 212,512 1.31
215BROOKFIELD RENEWABL PART LP CL A SER 11 PR UN 1.2500 QU 25.21 24.90 25.02 - .08BEP.PR.K 25.20 N/A 5.00 10,000,000 120,337 N/A
215BROOKFIELD RENEWABL PART LP CL A SER 13 PR UN 1.2500 QU 25.24 24.81 24.89 - .20BEP.PR.M 25.20 N/A 5.02 10,000,000 388,368 N/A
215BROOKFIELD RENEWABL PART LP CL A SER 5 PR UN 1.3976 QU 24.13 23.24 23.57 - .31BEP.PR.E 24.13 N/A 5.93 2,885,496 22,620 N/A
215BROOKFIELD RENEWABL PART LP CL A SER 7 PR UN 1.3750 QU 25.67 25.30 25.45 BEP.PR.G 25.60 N/A 5.40 7,000,000 89,672 N/A
215BROOKFIELD RENEWABL PART LP CL A SER 9 PR UN 1.4375 QU 25.92 25.54 25.72 - .03BEP.PR.I 25.88 N/A 5.59 8,000,000 50,331 N/A
221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 1 .8388 QU 22.08 21.75 21.97 + .37BRF.PR.A 21.84 N/A 3.82 5,449,675 83,352 N/A
221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 2 .8949 QU 22.49 22.12 22.25 - .04BRF.PR.B 22.27 N/A 4.02 4,510,389 65,238 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 3 1.1000 QU 24.37 23.75 24.06 + .13BRF.PR.C 23.85 N/A 4.57 9,961,399 56,796 N/A
221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 5 1.2500 QU 21.88 21.20 21.25 - .30BRF.PR.E 21.60 N/A 5.88 7,000,000 12,997 N/A
221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 6 1.2500 QU 21.88 21.13 21.18 - .50BRF.PR.F 21.75 N/A 5.90 7,000,000 48,238 N/A
221BRP INC. SV .3600 QU 55.70 48.85 51.94 + 6.95DOO 49.48 20.29 0.69 37,567,558 4,190,077 2.56
221BSM TECHNOLOGIES INC. J 1.32 1.27 1.29 + .01GPS 1.32 N/A 82,370,206 1,269,010 - 0.07
201BTPRO S&P500 VIX ST FUTURES 2XDLY BL ETF A UN 38.49 21.62 23.60 - 3.98HVU 31.74 N/A 1,089,481 13,716,533-32272.50
221BUHLER INDUSTRIES INC. .1500 ANN 4.30 4.00 4.10 + .03BUI 4.02 N/A 3.66 25,000,000 5,349 - 0.11
221BURCON NUTRASCIENCE CORPORATION J .77 .50 .77 + .19BU .51 N/A 43,941,536 876,694 - 0.15
215CAE INC. .3600 QU 25.13 23.78 24.27 + .61CAE 23.90 20.74 1.48 267,738,530 10,880,468 1.17
215CALDWELL PARTNERS INTERNATIONAL INC. (THE) .0800 QU 1.30 1.01 1.14 + .06CWL 1.03 14.62 7.02 20,404,552 2,094,367 0.08
215CALEDONIA MINING CORPORATION PLC .2750 QU 12.50 9.00 12.23 + 2.98CAL 9.00 14.04 2.89 10,603,153 227,490 1.12
215CALFRAC WELL SERVICES LTD. 6.76 5.33 6.70 + .40CFW 5.86 N/A 143,923,491 14,420,800 - 0.74
201CALIAN GROUP LTD. 1.1200 QU 31.66 29.01 30.30 - 2.37CGY 29.85 14.36 3.70 7,732,962 71,628 2.11
221CALLIDUS CAPITAL CORPORATION 1.2000 MO 7.17 3.76 6.91 - 2.02CBL 6.52 N/A 17.37 52,970,597 1,481,570 - 4.32
201CAMECO CORPORATION .4000 QU 13.64 11.61 13.52 + 2.20CCO 11.67 N/A 2.96 395,792,732 24,326,904 - 0.52
228CANACCORD GENUITY ACQUISITN CORP J CL A RV UN 3.05 2.85 3.05 + .20CGAC.UN 2.85 N/A 10,000,000 50,500 N/A
221CANACCORD GENUITY GROUP INC. .0400 QU 7.00 5.76 6.07 - .63CF 6.93 12.91 0.66 113,512,781 3,282,756 0.47
221CANACCORD GENUITY GROUP INC. 5-YR SER 'A' PR .9712 QU 15.25 14.94 15.00 - .60CF.PR.A 15.15 N/A 6.47 4,540,000 41,194 N/A
221CANACCORD GENUITY GROUP INC. 5-YR SER 'C' PR 1.2482 QU 18.21 17.71 17.80 - .55CF.PR.C 17.95 N/A 7.01 4,000,000 24,938 N/A
215CANACOL ENERGY LTD. J 4.53 4.04 4.29 + .06CNE 4.22 N/A 176,688,265 3,500,442 - 1.10
221CANADA GOOSE HOLDINGS INC. SV 48.51 41.87 47.66 + 7.05GOOS 43.14 80.78 37,497,549 3,902,462 0.59
221CANADIAN BANC CORP. CL 'A' 1.3780 MO 13.48 12.75 13.15 - .62BK 13.33 4.61 10.48 8,265,657 117,025 2.85
221CANADIAN BANC CORP. PR .5000 MO 10.24 10.05 10.12 BK.PR.A 10.09 N/A 4.94 8,265,657 47,022 N/A
201CANADIAN CRUDE OIL INDEX ETF CL 'A' UN 11.56 9.36 11.19 + 2.37CCX 9.65 N/A 2,050,000 189,117 N/A
215CANADIAN GENERAL INVESTMENTS, LIMITED .8000 QU 24.09 22.85 23.30 - .50CGI 23.15 3.93 3.43 20,861,141 104,457 5.93
215CANADIAN GENERAL INVESTMENTS, LTD. 3.75% PR 4 .9375 QU 25.25 25.02 25.02 - .08CGI.PR.D 25.16 N/A 3.75 3,000,000 12,215 N/A
201CANADIAN IMPERIAL BANK OF COMMERCE 5.3200 QU 113.73 110.00 111.83 - 5.37CM 113.70 10.43 4.76 444,455,153 21,613,198 10.72
201CANADIAN IMPERIAL BANK SERIES '39' PR .9750 QU 23.12 22.70 22.86 - .91CM.PR.O 23.12 N/A 4.27 16,000,000 140,130 N/A
201CANADIAN IMPERIAL BANK SERIES '41' PR .9375 QU 22.80 22.39 22.62 - .80CM.PR.P 22.80 N/A 4.14 12,000,000 177,091 N/A
201CANADIAN IMPERIAL BANK SERIES '43' PR .9000 QU 24.40 23.78 24.36 - .04CM.PR.Q 24.02 N/A 3.69 12,000,000 191,141 N/A
201CANADIAN IMPERIAL BANK SERIES '45' PR 1.1000 QU 25.14 24.87 25.12 - .15CM.PR.R 25.05 N/A 4.38 32,000,000 959,864 N/A
201CANADIAN IMPERIAL BANK SERIES '47' PR 1.1250 QU 24.75 24.05 24.29 - .41CM.PR.S 24.30 N/A 4.63 18,000,000 1,276,384 N/A
221CANADIAN LIFE COMPANIES SPLIT CORP. 2012 PR .6250 MO 10.32 10.21 10.22 LFE.PR.B 10.25 N/A 6.12 14,830,286 194,251 N/A
221CANADIAN LIFE COMPANIES SPLIT CORP. CLASS 'A' 5.07 4.45 4.93 - .48LFE 5.07 10.96 14,830,286 751,700 0.45
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215CANADIAN NATIONAL RAILWAY CO. 1.8200 QU 101.00 92.81 99.17 - .11CNR 94.28 13.62 1.84 738,480,733 23,498,093 7.28
215CANADIAN NATURAL RESOURCES LIMITED 1.3400 QU 46.99 39.15 46.32 + 6.57CNQ 40.32 22.71 2.89 1,225,809,661 58,059,592 2.04
221CANADIAN PACIFIC RAILWAY LIMITED 2.2500 QU 239.90 219.87 234.28 + 4.78CP 226.78 14.21 0.96 144,215,912 7,513,964 16.49
215CANADIAN TIRE CORPORATION, LIMITED 3.6000 QU 267.00 248.00 250.00 - 4.50CTC 264.00 23.36 1.44 3,423,366 2,308 10.70
215CANADIAN TIRE CORPORATION, LIMITED CL 'A' NV 3.6000 QU 177.50 165.34 174.98 + .59CTC.A 169.46 16.35 2.06 62,602,561 3,472,100 10.70
201CANADIAN UTILITIES LIMITED 2ND PR SER 'AA' 1.2250 QU 23.90 23.35 23.42 - .06CU.PR.D 23.69 N/A 5.23 6,000,000 127,465 N/A
201CANADIAN UTILITIES LIMITED 2ND PR SER 'BB' 1.2250 QU 23.45 23.09 23.20 - .01CU.PR.E 23.41 N/A 5.28 6,000,000 80,119 N/A
201CANADIAN UTILITIES LIMITED 2ND PR SER 'CC' 1.1250 QU 21.78 21.24 21.26 + .02CU.PR.F 21.24 N/A 5.29 7,000,000 38,505 N/A
201CANADIAN UTILITIES LIMITED 2ND PR SER 'DD' 1.1250 QU 21.65 21.14 21.34 + .07CU.PR.G 21.60 N/A 5.27 9,000,000 297,209 N/A
201CANADIAN UTILITIES LIMITED 2ND PR SER 'EE' 1.3125 QU 24.99 24.75 24.99 + .04CU.PR.H 24.77 N/A 5.25 5,000,000 39,270 N/A
201CANADIAN UTILITIES LIMITED 2ND PR SER 'FF' 1.1250 QU 26.30 25.75 26.07 + .57CU.PR.I 26.30 N/A 4.32 10,000,000 50,840 N/A
201CANADIAN UTILITIES LIMITED 2ND PR SER 'Y' .8508 QU 21.89 21.51 21.87 - .32CU.PR.C 21.79 N/A 3.89 13,000,000 125,782 N/A
201CANADIAN UTILITIES LIMITED CL 'A' NV 1.5732 QU 36.59 32.54 32.70 - 1.19CU 34.43 21.23 4.81 197,580,286 4,324,653 1.54
201CANADIAN UTILITIES LIMITED CL 'B' 1.5732 QU 35.40 32.60 32.60 - 1.10CU.X 34.30 15.52 4.83 74,047,983 21,818 2.10
215CANADIAN WESTERN BANK 1.0000 QU 34.60 31.37 34.07 - 3.86CWB 33.00 13.26 2.94 88,772,455 4,939,026 2.57
215CANADIAN WESTERN BANK 5-YR RESET PR SER '5' 1.1000 QU 24.23 23.76 24.09 - .16CWB.PR.B 24.10 N/A 4.57 5,000,000 41,337 N/A
215CANADIAN WESTERN BANK NN-CM5YR RST PR SER '7' 1.5625 QU 26.88 26.41 26.56 - .18CWB.PR.C 26.49 N/A 5.88 5,600,000 69,432 N/A
221CANADIAN WORLD FUND LIMITED 9.38 8.97 9.20 + 3.05CWF 9.20 N/A 7,190,091 77,475 - 0.30
221CANADIAN ZINC CORPORATION J .14 .12 .13 - .01CZN .13 N/A 266,111,543 2,443,454 - 0.04
221CANARC RESOURCE CORP. J .08 .06 .07 - .01CCM .07 N/A 218,693,144 1,656,500 - 0.01
215CANDENTE COPPER CORP. J .10 .08 .09 - .03DNT .10 N/A 178,201,529 2,193,226 - 0.01
201CANFOR CORPORATION 32.00 28.01 29.49 - .83CFP 29.40 11.21 128,625,480 6,340,438 2.63
201CANFOR PULP PRODUCTS INC. .2500 QU 18.30 16.20 18.05 + 2.40CFX 16.79 11.65 1.39 65,250,759 994,167 1.55
221CANLAN ICE SPORTS CORP. .0800 QU 4.24 4.00 4.20 + .35ICE 4.05 15.56 1.90 13,336,999 29,555 0.27
221CANNIMED THERAPEUTICS INC. J 36.40 27.83 28.50 - 7.29CMED 35.73 N/A 25,259,022 1,131,445 - 0.28
228CANNTRUST HOLDINGS INC. J 7.90 5.86 6.98 - .90TRST 7.88 N/A 91,744,937 8,716,792 N/A
224CANOE EIT INCOME FUND 4.80% SER 1 PR UN 1.2000 QU 25.65 25.19 25.24 - .25EIT.PR.A 25.50 N/A 4.75 5,635,000 59,665 N/A
224CANOE EIT INCOME FUND 4.80% SER 2 PR UN 25.10 24.96 25.10 + .08EIT.PR.B 25.02 N/A 3,220,000 557,621 N/A
221CANOPY GROWTH CORPORATION J 33.24 23.88 30.11 + 2.76WEED 32.79 N/A 199,071,419 108,808,485 - 0.15
201CANWEL BUILDING MATERIALS GROUP LTD. .5600 QU 6.75 6.25 6.70 + .13CWX 6.35 15.95 8.36 77,693,735 2,664,908 0.42
215CAPITAL POWER CORPORATION 1.6700 QU 25.08 23.42 24.38 + .68CPX 24.27 22.79 6.85 103,641,732 3,290,747 1.07
215CAPITAL POWER CORPORATION SERIES '1' PR .7650 QU 17.55 17.03 17.17 - .23CPX.PR.A 17.55 N/A 4.46 5,000,000 29,540 N/A
215CAPITAL POWER CORPORATION SERIES '3' PR 1.1500 QU 23.09 22.72 22.95 - .05CPX.PR.C 23.09 N/A 5.01 6,000,000 66,907 N/A
215CAPITAL POWER CORPORATION SERIES '5' PR 1.1250 QU 22.60 22.18 22.45 - .28CPX.PR.E 22.60 N/A 5.01 8,000,000 88,591 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221CAPITAL POWER CORPORATION SERIES '7' PR 1.5000 QU 26.08 25.62 25.71 - .29CPX.PR.G 26.08 N/A 5.83 8,000,000 195,648 N/A
215CAPITAL POWER CORPORATION SERIES '9' PR 1.4375 QU 25.52 25.25 25.32 - .28CPX.PR.I 25.50 N/A 5.68 6,000,000 89,005 N/A
221CAPSTONE INFRASTRUCTURE CORP. SERIES 'A' PR .8176 QU 13.66 13.31 13.45 + .13CSE.PR.A 13.58 N/A 6.08 3,000,000 23,977 N/A
221CAPSTONE MINING CORP. J 1.28 1.11 1.12 - .26CS 1.20 6.15 398,903,483 6,934,405 0.18
215CARA OPERATIONS LIMITED SV .4272 QU 29.88 26.53 26.72 + 2.55CARA 29.86 15.63 1.60 27,994,160 642,442 1.71
215CARDINAL ENERGY LTD. J .4200 MO 5.42 4.15 5.18 + 1.03CJ 4.33 N/A 8.11 113,985,058 17,725,269 - 0.61
221CARDINAL RESOURCES LIMITED J ORDINARY .63 .48 .48 - .03CDV .63 N/A 370,991,159 1,029,217 N/A
221CARDIOME PHARMA CORP. 3.15 2.65 2.98 + 1.19COM 3.10 N/A 34,639,127 314,305 - 1.17
215CARGOJET INC. .8480 QU 68.58 64.01 64.40 + 2.41CJT 68.21 32.86 1.32 13,090,207 272,404 1.96
215CARGOJET INC. VARIABLE VOTING SHARES .8480 QU 67.92 67.73 67.74 + 4.74CJT.A 67.80 N/A 1.25 295,112 2,269 N/A
215CARMANAH TECHNOLOGIES CORPORATION 4.65 4.28 4.65 + .15CMH 4.40 7.62 18,922,210 133,055 0.61
221CASCADES INC. .1600 QU 14.05 12.24 12.25 - 3.64CAS 13.34 2.29 1.31 95,006,079 3,983,928 5.35
215CATHEDRAL ENERGY SERVICES LTD. 1.83 1.33 1.57 + .05CET 1.40 N/A 49,403,951 908,701 0.00
201CCL INDUSTRIES INC. CL 'A' .5100 QU 65.89 63.12 65.65 + .50CCL.A 65.55 24.31 0.78 11,837,250 2,133 2.70
201CCL INDUSTRIES INC. CL 'B' NV .5200 QU 65.39 62.08 62.28 - 1.59CCL.B 65.03 23.07 0.83 164,951,412 4,051,660 2.70
221CELESTICA INC. SV 14.92 12.58 14.78 + .81CLS 13.28 15.59 124,224,948 5,048,642 0.95
221CENOVUS ENERGY INC. .2000 QU 13.29 10.58 12.86 + 3.52CVE 10.87 4.22 1.56 1,228,697,431 118,400,886 3.05
221CENTAMIN PLC. ORDINARY .1250 2.82 2.59 2.80 + .14CEE 2.69 29.27 5.74 1,152,107,984 84,044 0.12
201CENTERRA GOLD INC. 8.21 7.19 7.84 + 1.12CG 7.40 8.39 291,784,929 13,219,960 0.94
228CENTRIC HEALTH CORPORATION J .51 .45 .49 + .01CHH .47 48.50 208,662,127 3,085,203 0.01
228CENTURY GLOBAL COMMODITIES CORPORATION J .23 .19 .19 - .08CNT .19 N/A 98,494,571 8,500 - 0.04
215CEQUENCE ENERGY LTD. .06 .04 .06 - .01CQE .04 N/A 245,527,883 13,351,029 - 0.40
201CERES GLOBAL AG CORP. 4.72 4.06 4.25 - .78CRP 4.72 N/A 27,934,991 36,309 - 0.51
201CERIDIAN HCM HOLDING INC. J 41.14 37.02 40.55 + 3.46CDAY 37.09 N/A 133,166,261 102,860 N/A
215CERVUS EQUIPMENT CORPORATION .4000 QU 14.41 13.05 13.21 - 1.09CERV 13.96 10.40 3.03 15,687,616 121,098 1.27
221CES ENERGY SOLUTIONS CORP. .0300 MO 6.55 5.55 6.29 + .74CEU 5.86 44.93 0.48 268,186,629 10,051,601 0.14
221CGI GROUP INC. CL 'A' SV 74.95 72.57 74.40 - .60GIB.A 74.02 20.90 255,737,373 7,620,609 3.56
221CHALICE GOLD MINES LIMITED ORDINARY J .16 .14 .14 - .03CXN .16 17.50 261,112,870 1,907,041 0.01
228CHAMPION IRON LIMITED ORDINARY J 1.26 1.05 1.23 - .04CIA 1.18 N/A 412,117,847 34,869,535 - 0.16
228CHESSWOOD GROUP LIMITED .8400 MO 10.88 10.49 10.69 + .73CHW 10.88 7.58 7.86 16,575,917 412,504 1.41
201CHINA GOLD INTERNATIONAL RESOURCES CORP LTD J 2.82 2.45 2.61 - .34CGG 2.71 12.61 396,413,753 2,952,884 0.21
224CHINOOK ENERGY INC. .22 .18 .21 + .02CKE .19 N/A 223,564,601 2,150,336 - 0.08
201CHORUS AVIATION INC. VOTING & VARIABLE VOTING .4800 MO 8.37 7.70 7.70 - .75CHR 8.33 5.70 6.23 138,506,491 9,308,879 1.35
221CI FINANCIAL CORP. 1.4100 MO 27.71 26.57 27.02 - 1.52CIX 27.53 14.30 5.22 270,527,305 8,914,216 1.89
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221CIBT EDUCATION GROUP INC. J .80 .71 .75 + .04MBA .75 N/A 78,878,540 604,582 - 0.04
201CINEPLEX INC. 1.6800 MO 31.91 29.82 30.01 - 2.96CGX 31.30 27.04 5.60 63,330,446 2,757,653 1.11
221CIPHER PHARMACEUTICALS INC. J 5.28 3.60 3.62 - .62CPH 4.15 16.38 26,721,114 745,491 0.22
201CLAIRVEST GROUP INC. .3621 ANN 45.00 42.50 44.40 + 1.80CVG 44.10 8.54 0.82 15,213,551 24,432 5.20
221CLARKE INC. 11.48 11.10 11.48 + .56CKI 11.10 47.83 12,644,988 51,978 0.24
221CLEAN TEQ HOLDINGS LIMITED J ORDINARY 1.24 .87 .91 - .17CLQ 1.16 N/A 583,487,944 2,023,119 N/A
201CLEARSTREAM ENERGY SERVICES INC. .08 .06 .08 - .01CSM .07 N/A 110,041,241 533,477 - 0.33
221CLEARWATER SEAFOODS INCORPORATED .2000 QU 5.61 4.40 5.29 + .34CLR 4.60 21.16 3.78 63,955,169 2,058,435 0.25
201CNOOC LIMITED AMERICAN DEPOSITARY RECEIPTS 6.9160 213.29 181.69 208.83 + 22.03CNU 189.00 N/A 3.31 10,080,862 1,827 N/A
215CO-OPERATORS GENERAL INSURANCE CO CL E PR 'C' 1.2500 QU 23.52 23.00 23.03 - .01CCS.PR.C 23.39 N/A 5.43 4,000,000 15,267 N/A
215COGECO COMMUNICATIONS INC. SV 1.9000 QU 73.12 66.04 68.41 - 3.91CCA 70.54 9.29 2.78 33,869,562 1,645,675 7.36
215COGECO INC. SV 1.5600 QU 72.39 65.05 65.80 - 5.90CGO 68.69 8.47 2.37 14,667,329 309,450 7.77
221COLABOR GROUP INC. .65 .53 .61 + .01GCL .65 N/A 101,177,932 1,355,124 - 0.18
228COLLIERS INTERNATIONAL GROUP INC. SV .1000 SA 91.36 86.85 87.21 + 6.51CIGI 89.57 68.00 0.15 37,817,967 1,000,231 1.65
221COLUMBUS GOLD CORP. J .35 .29 .29 - .09CGT .35 4.14 158,769,132 1,239,016 0.07
221COMMERCE SPLIT CORP. $5.00 CLASS I PR .3000 MO 5.11 5.08 5.08 - .07YCM.PR.A 5.11 N/A 5.91 1,652,361 36,103 N/A
221COMMERCE SPLIT CORP. $5.00 CLASS II PR .3750 MO 5.10 5.03 5.04 YCM.PR.B 5.10 N/A 7.44 1,652,361 97,093 N/A
221COMMERCE SPLIT CORP. CAPITAL 1.85 1.76 1.76 - .09YCM 1.85 N/A 1,652,361 6,300 - 1.36
215COMPUTER MODELLING GROUP LTD. J .4000 QU 10.05 9.02 9.44 + .46CMG 9.02 37.76 4.24 80,214,678 1,074,121 0.25
215CONA RESOURCES LTD. 2.54 2.51 2.54 + .59CONA 2.52 N/A 101,005,757 793,609 - 0.85
228CONCORDIA INTERNATIONAL CORP. J .67 .59 .59 - .22CXR .64 N/A 51,283,574 833,719 - 40.39
221CONDOR GOLD PLC J 1.03 .82 .85 - .06COG .90 N/A 67,179,335 67,885 N/A
215CONDOR PETROLEUM INC. J .69 .54 .59 - .04CPI .63 N/A 43,265,100 397,350 - 1.54
215CONIFEX TIMBER INC. 6.95 6.05 6.40 - .41CFF 6.15 9.55 26,438,008 730,828 0.67
221CONSTELLATION SOFTWARE INC. 4.0000 QU 935.00 840.12 917.63 + 87.04CSU 874.70 86.75 0.56 21,191,530 703,772 13.60
221CONTINENTAL GOLD INC. J 3.68 3.28 3.47 - .34CNL 3.55 N/A 188,306,821 3,872,787 - 0.07
221COPPER MOUNTAIN MINING CORPORATION J 1.39 1.12 1.19 - .02CMMC 1.19 3.31 185,927,411 8,188,514 0.36
221CORBY SPIRIT AND WINE LIMITED 'B' NV .8800 QU 19.50 18.50 18.95 - .46CSW.B 18.75 22.83 4.64 4,194,536 22,896 0.83
221CORBY SPIRIT AND WINE LIMITED CL 'A' .8800 QU 20.10 19.01 19.89 - .60CSW.A 19.41 23.96 4.42 24,274,320 121,491 0.83
221CORO MINING CORP. J .10 .08 .09 - .03COP .10 N/A 651,929,511 1,145,155 - 0.01
221CORRIDOR RESOURCES INC. .74 .62 .69 - .11CDH .70 3.71 88,655,299 1,288,724 0.19
201CORUS ENTERTAINMENT INC. CL 'B' NV 1.1400 MO 7.48 5.56 6.40 - 1.64CJR.B 6.02 6.15 17.81 204,224,643 16,694,921 1.04
221CORVUS GOLD INC. J 2.72 2.16 2.67 + 1.08KOR 2.16 N/A 104,255,175 954,542 - 0.09
221COTT CORPORATION .2400 QU 19.05 17.81 18.36 - .31BCB 18.90 N/A 1.68 140,159,714 2,907,556 - 0.01
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215COUNTERPATH CORPORATION J 4.00 3.21 3.25 - 1.42PATH 3.42 N/A 5,934,655 9,652 - 0.65
228CPI CARD GROUP INC. 3.42 2.98 3.31 - .04PMTS 3.28 N/A 11,134,714 14,922 - 1.98
215CRESCENT POINT ENERGY CORP. .3600 MO 11.81 8.29 11.25 + 2.02CPG 8.70 N/A 3.20 546,471,635 92,915,291 - 0.23
201CRESCITA THERAPEUTICS INC. J .49 .35 .43 - .18CTX .48 N/A 21,004,809 610,961 - 0.45
215CREW ENERGY INC. 2.77 1.70 2.61 + 1.07CR 1.91 11.35 149,328,425 21,854,992 0.23
221CRH MEDICAL CORPORATION J 3.78 3.09 3.56 - .13CRH 3.26 30.69 72,865,988 2,912,652 0.12
215CRITICAL CONTROL ENERGY SERVICES CORP. J .26 .15 .17 + .01CCZ .15 N/A 44,060,110 83,280 - 0.06
221CRITICAL CONTROL ENGY SERVICES CORP J SR A PR .1600 QU 1.62 1.55 1.55 - .06CCZ.PR.A 1.62 N/A 10.32 2,149,245 10,856 N/A
215CROSSWINDS HOLDINGS INC. J 1.95 1.73 1.95 + .21CWI 1.90 N/A 9,176,299 57,633 - 0.54
228CROWN CAPITAL PARTNERS INC. J .6000 10.20 9.76 10.00 + .52CRWN 9.87 14.08 6.00 9,500,467 31,848 0.71
201CU INC. CUMULATIVE PR SERIES '1' 1.1500 QU 22.06 21.53 21.53 + .03CIU.PR.A 21.55 N/A 5.34 4,600,000 17,140 N/A
201CU INC. CUMULATIVE PR SERIES '4' .5608 QU 17.00 16.39 16.59 - .85CIU.PR.C 16.48 N/A 3.38 3,000,000 120,000 N/A
215CURRENCY EXCHANGE INTERNATIONAL, CORP. J 30.25 27.50 30.01 + 5.51CXI 27.67 461.69 6,263,427 87,859 0.07
221CYMBRIA CORPORATION CL 'A' NV 58.00 53.98 55.70 + .70CYB 53.98 7.11 14,474,051 70,884 7.83
221D-BOX TECHNOLOGIES INC. CL 'A' J .25 .21 .25 - .02DBO .24 N/A 175,950,573 1,855,673 - 0.01
215DALRADIAN RESOURCES INC. J 1.15 .94 1.02 - .07DNA .96 N/A 355,484,053 3,697,876 - 0.03
221DATA COMMUNICATIONS MANAGEMENT CORP. 1.97 1.42 1.80 + .50DCM 1.50 N/A 20,039,159 751,258 - 0.38
221DATAWIND INC. J .15 .10 .12 - .02DW .12 N/A 24,292,848 351,230 - 1.02
215DELPHI ENERGY CORP. 1.03 .80 .98 + .08DEE .89 24.50 185,547,351 4,378,463 0.04
215DELPHI ENERGY CORP. WT .66 .16 .66 + .36DEE.WT .16 N/A 0 29,500 N/A
221DENISON MINES CORP. .67 .56 .59 DML .58 N/A 559,183,209 8,446,985 - 0.04
221DESCARTES SYSTEMS GROUP INC. (THE) 39.16 35.86 37.95 + 3.95DSG 36.72 84.33 76,773,497 3,069,205 0.45
227DESJARDINS 1-5YR LADDERED CDN CORP IDX ETF UN .6000 MO 19.25 19.23 19.24 - .10DCC 19.25 N/A 3.12 500,000 20,954 N/A
227DESJARDINS 1-5YR LADDERED CDN GOVT IDX ETF UN .6000 MO 19.27 19.27 19.27 DCG 19.27 N/A 3.11 750,000 3,247 N/A
227DESJARDINS CANADIAN PREFERRED INDEX ETF UN .8760 MO 20.44 20.16 20.25 - .40DCP 20.32 N/A 4.33 500,000 9,189 N/A
227DESJARDINS CANADIAN SHRT TERM BOND IDX ETF UN .4440 MO 19.44 19.44 19.44 - .02DCS 19.44 N/A 2.28 1,100,000 4,852 N/A
227DESJARDINS CDA MULTIFTR-CONTROL VLTY ETF UN .5200 QU 20.55 19.77 20.55 + .18DFC 19.85 N/A 2.53 2,850,000 18,928 N/A
227DESJARDINS CDN UNIVERSE BOND INDEX ETF UN .5640 MO 19.55 - .01DCU N/A 2.88 1,000,000 115 N/A
227DESJARDINS DEV EX-US EX-CA MLTFCTRLVOL ETF UN .4400 QU 21.44 20.83 21.42 + .25DFD 20.99 N/A 2.05 1,250,000 10,651 N/A
227DESJARDINS EMRG MKT MLTFCTR-CNTRL VLTY ETF UN .0087 SA 20.32 19.61 20.17 - .12DFE 20.32 N/A 0.04 8,750,000 265,423 N/A
227DESJARDINS USA MULTIFTR-CONTROL VLTY ETF UN .3000 QU 21.17 20.43 21.02 - .21DFU 20.56 N/A 1.43 950,000 17,394 N/A
221DETOUR GOLD CORPORATION J 15.40 9.17 9.28 - 2.42DGC 13.19 14.30 174,896,480 29,229,427 0.65
221DHX MEDIA LTD. .0800 QU 3.96 3.45 3.45 - .49DHX.B 3.83 172.50 2.32 100,383,996 3,075,740 0.02
221DHX MEDIA LTD. VARIABLE VOTING .0800 QU 3.97 3.46 3.50 - .41DHX.A 3.81 175.00 2.29 33,856,230 371,872 0.02
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221DIFFERENCE CAPITAL FINANCIAL INC. J 3.35 2.95 3.29 + .29DCF 2.95 N/A 5,816,721 154,587 - 0.20
215DIRTT ENVIRONMENTAL SOLUTIONS LTD. J 5.93 4.85 5.63 + .38DRT 4.92 N/A 84,244,112 4,949,106 - 0.09
221DIVERSIFIED ROYALTY CORP. .2225 MO 3.41 3.18 3.28 + .03DIV 3.41 36.44 6.78 106,804,070 4,242,952 0.09
215DIVIDEND 15 SPLIT CORP. CL 'A' 1.2000 MO 10.67 10.03 10.47 - .19DFN 10.59 7.87 11.46 43,852,074 1,002,707 1.33
221DIVIDEND 15 SPLIT CORP. II CLASS 'A' 6.50 5.15 5.81 - 1.39DF 6.49 5.87 14,144,214 1,504,536 0.99
221DIVIDEND 15 SPLIT CORP. II PR .5250 MO 10.14 10.00 10.08 - .02DF.PR.A 10.11 N/A 5.21 14,144,214 153,617 N/A
215DIVIDEND 15 SPLIT CORP. PR .5250 MO 10.24 10.09 10.18 + .03DFN.PR.A 10.18 N/A 5.16 43,852,074 771,392 N/A
228DIVIDEND GROWTH SPLIT CORP. CL 'A' 1.2000 MO 7.38 6.27 7.10 - .74DGS 7.34 3.60 16.90 36,850,282 3,444,300 1.97
228DIVIDEND GROWTH SPLIT CORP. PR .5250 QU 10.19 10.08 10.15 + .07DGS.PR.A 10.10 N/A 5.17 36,850,282 507,136 N/A
221DIVIDEND SELECT 15 CORP. EQUITY .8970 MO 8.56 8.18 8.20 - .60DS 8.56 11.88 10.94 9,883,588 264,969 0.69
221DOLLARAMA INC. .4400 QU 159.06 145.14 147.80 - 1.55DOL 157.50 32.06 0.30 109,325,859 4,951,781 4.61
221DOMTAR CORPORATION 1.7400 QU 59.42 52.55 56.38 - 1.09UFS 54.26 N/A 3.97 65,001,104 898,166-5338.00
221DOREL INDUSTRIES INC. CL 'A' MV 1.2000 QU 29.79 27.03 28.00 - 1.00DII.A 29.02 32.73 5.51 4,189,475 5,148 1.10
221DOREL INDUSTRIES INC. CL 'B' SV 1.2000 QU 29.82 27.65 27.75 - 1.16DII.B 29.24 32.43 5.56 28,248,971 638,908 1.10
221DREAM UNLIMITED CORP. 1ST PR SER '1' .5012 QU 7.36 7.26 7.35 + .04DRM.PR.A 7.28 N/A 6.82 4,005,729 128,338 N/A
221DREAM UNLIMITED CORP. CL 'A' SV 9.71 9.00 9.57 + 2.09DRM 9.23 11.81 106,120,323 1,591,913 0.81
221DUNDEE CORPORATION 1ST PR SER '3' 1.2255 QU 11.76 11.24 11.24 - .86DC.PR.D 11.76 N/A 10.90 1,720,615 57,642 N/A
215DUNDEE CORPORATION 1ST PR SER '5' 1.8750 QU 24.70 24.50 24.50 + .01DC.PR.E 24.69 N/A 7.65 3,294,938 32,982 N/A
221DUNDEE CORPORATION 5-YR SER '2' PR 1.4220 QU 12.11 11.30 11.40 - 1.02DC.PR.B 12.11 N/A 12.47 3,479,385 74,698 N/A
221DUNDEE CORPORATION CL 'A' SV 2.19 1.70 2.11 - .23DC.A 1.77 N/A 55,701,603 919,215 - 1.68
215DUNDEE CORPORATION WT .17 .08 .17 + .06DC.WT .10 N/A 0 12,250 N/A
221DUNDEE PRECIOUS METALS INC. 3.37 2.98 3.26 + .20DPM 3.10 N/A 178,492,566 3,154,205 0.00
221DXI ENERGY INC. J .08 .06 .07 - .04DXI .08 N/A 103,606,088 1,934,645 - 0.08
201DYNACOR GOLD MINES INC. J 1.97 1.78 1.88 - .05DNG 1.84 14.46 39,654,344 421,814 0.13
227DYNAMIC ISHARES ACTIVE CANADIAN DIV ETF UN .4800 MO 21.61 20.90 21.61 - .23DXC 20.90 N/A 2.22 600,000 10,963 N/A
227DYNAMIC ISHARES ACTIVE CROSSOVER BOND ETF UN .6840 MO 20.06 19.73 19.83 - .26DXO 19.95 N/A 3.45 650,000 16,616 N/A
227DYNAMIC ISHARES ACTIVE GLOBAL DIVIDEND ETF UN .0140 ANN 26.33 24.95 25.68 - .18DXG 25.30 N/A 0.05 2,550,000 328,638 N/A
227DYNAMIC ISHARES ACTIVE GLOBAL FIN SERV ETF UN .4000 QU 22.80 22.35 22.70 - .27DXF 22.80 N/A 1.76 350,000 9,887 N/A
227DYNAMIC ISHARES ACTIVE PREFERRED SHARE ETF UN .8640 MO 22.05 21.67 21.82 - .56DXP 22.02 N/A 3.96 21,625,000 302,731 N/A
227DYNAMIC ISHARES ACTIVE TACTICAL BOND ETF UN .5040 MO 20.08 19.64 19.70 - .18DXB 19.98 N/A 2.56 6,425,000 81,450 N/A
227DYNAMIC ISHARES ACTIVE U.S. DIVIDEND ETF UN .0264 ANN 26.58 24.55 25.72 + .05DXU 24.76 N/A 0.10 1,150,000 81,425 N/A
227DYNAMIC ISHARES ACTIVE U.S. MID-CAP ETF UN .0317 ANN 22.86 22.21 22.80 + .24DXZ 22.28 N/A 0.14 225,000 4,603 N/A
227DYNAMIC ISHR ACTV INVEST GRADE FLTG RT ETF UN .4680 MO 20.07 20.07 20.07 DXV 20.07 N/A 2.33 350,000 215 N/A
221E-L FINANCIAL CORP 4.75% 1ST PR SERIES '2' 1.1875 QU 22.53 22.17 22.45 - .04ELF.PR.G 22.17 N/A 5.29 4,000,000 43,252 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221E-L FINANCIAL CORP. 5.50% 1ST PR SERIES '3' 1.3750 QU 24.94 24.64 24.65 - .45ELF.PR.H 24.80 N/A 5.58 4,000,000 59,370 N/A
221E-L FINANCIAL CORP. LTD. 5.0000 QU 814.98 783.75 803.00 + .05ELF 809.99 4.83 0.62 4,019,409 10,198 166.17
221E-L FINANCIAL CORP. LTD. 1ST PR SERIES '1' 1.3250 QU 24.30 24.10 24.10 - .70ELF.PR.F 24.26 N/A 5.50 4,000,000 11,282 N/A
215EAGLE ENERGY INC. J .42 .33 .41 + .03EGL .35 N/A 43,750,488 813,413 - 0.40
215EASTERN PLATINUM LIMITED J .43 .37 .38 - .02ELR .42 N/A 92,639,032 265,854 - 0.68
228EASTMAIN RESOURCES INC. J .29 .22 .27 + .03ER .23 N/A 199,241,813 3,442,397 - 0.01
221ECHELON FINANCIAL HOLDINGS INC. 12.24 11.89 11.95 - .66EFH 12.24 N/A 11,891,201 100,573 - 2.03
228ECLIPSE RESIDENTIAL MORTGAGE INVEST CORP. .7500 MO 9.78 9.49 9.51 - .61ERM 9.71 11.74 7.89 3,159,409 85,430 0.81
221ECN CAPITAL CORP. .0400 QU 3.60 3.38 3.40 - .09ECN 3.44 5.76 1.18 362,119,844 18,029,178 0.59
221ECN CAPITAL CORP. 6.25% 5-YR RESET SER 'C' PR 1.5625 QU 22.44 21.26 22.24 + .64ECN.PR.C 21.40 N/A 7.03 4,000,000 154,875 N/A
221ECN CAPITAL CORP. 6.50% 5-YR RESET SER 'A' PR 1.6250 QU 24.16 22.70 23.90 + .14ECN.PR.A 22.98 N/A 6.80 4,000,000 51,657 N/A
221ECOBALT SOLUTIONS INC. J 1.49 1.32 1.46 + .11ECS 1.47 N/A 157,750,901 6,796,502 - 0.02
215ECOBALT SOLUTIONS INC. J WT .25 .17 .25 + .11ECS.WT .20 N/A 0 430,641 N/A
221ECONOMIC INVESTMENT TRUST LTD. 2.0000 QU 115.49 113.11 114.50 - .50EVT 114.00 7.32 1.75 5,615,535 1,768 15.65
201ECOSYNTHETIX INC. J 1.93 1.59 1.72 - .48ECO 1.84 N/A 57,916,816 786,618 - 0.14
215ELDORADO GOLD CORPORATION 1.30 1.06 1.22 - .16ELD 1.09 N/A 794,010,680 53,596,885 - 0.01
201ELECTROVAYA INC. .26 .18 .21 - .07EFL .26 N/A 96,897,995 3,616,123 - 0.48
221ELEMENT FLEET MANAGEMENT CORP. .3000 QU 5.28 3.80 4.85 - .02EFN 4.17 16.72 6.19 380,355,836 50,271,090 0.29
221ELEMENT FLEET MANAGEMENT CORP. 5.75% PR SER I 1.4375 QU 19.50 17.42 19.00 - 1.51EFN.PR.I 18.00 N/A 7.57 6,000,000 64,908 N/A
221ELEMENT FLEET MANAGEMENT CORP. 6.4% PR SER E 1.6000 QU 19.80 17.75 19.45 - 1.09EFN.PR.E 18.25 N/A 8.23 5,321,900 389,144 N/A
221ELEMENT FLEET MANAGEMENT CORP. 6.5% PR SER A 1.6250 QU 20.85 18.45 20.31 - .69EFN.PR.C 19.50 N/A 8.00 5,126,400 146,043 N/A
221ELEMENT FLEET MANAGEMENT CORP. 6.50% PR SER G 1.6250 QU 20.64 18.80 20.26 - 1.28EFN.PR.G 19.30 N/A 8.02 6,900,000 128,566 N/A
221ELEMENT FLEET MANAGEMENT CORP. 6.6% PR SER A 1.6500 QU 20.89 19.00 20.40 - 1.13EFN.PR.A 19.46 N/A 8.09 4,600,000 55,097 N/A
201EMERA INCORPORATED 2.2600 QU 41.79 39.93 39.99 - 1.42EMA 40.79 14.98 5.65 229,231,294 9,719,770 2.67
201EMERA INCORPORATED FLTG RT 1ST PR SERIES 'B' .7148 QU 18.91 18.25 18.90 - .10EMA.PR.B 18.61 N/A 3.78 2,135,364 9,770 N/A
201EMERA INCORPORATED PR SERIES 'A' .6388 QU 19.15 18.43 18.84 - .56EMA.PR.A 18.76 N/A 3.39 3,864,636 36,044 N/A
201EMERA INCORPORATED PR SERIES 'C' 1.0250 QU 24.04 23.35 23.52 - .82EMA.PR.C 23.71 N/A 4.36 10,000,000 315,364 N/A
201EMERA INCORPORATED PR SERIES 'E' 1.1250 QU 21.45 21.12 21.12 - .15EMA.PR.E 21.30 N/A 5.33 5,000,000 36,445 N/A
201EMERA INCORPORATED PR SERIES 'F' 1.0625 QU 23.95 23.32 23.43 - .85EMA.PR.F 23.73 N/A 4.53 8,000,000 65,005 N/A
201EMPIRE COMPANY LTD. CL 'A' NV .4200 QU 25.87 23.50 24.83 + 1.07EMP.A 25.87 57.74 1.69 173,547,591 8,269,512 0.43
201EMPIRE LIFE INSURANCE COMPANY (THE) SER 1 PR 1.4375 QU 26.38 25.96 25.96 - .46EML.PR.A 26.18 N/A 5.54 5,980,000 44,796 N/A
201ENBRIDGE INC. 2.6840 QU 42.22 37.36 38.89 - 1.92ENB 40.47 23.43 6.90 1,704,602,546 74,346,971 1.66
215ENBRIDGE INC. 5.50% PR SER 'A' 1.3750 QU 24.34 24.00 24.10 - .77ENB.PR.A 24.26 N/A 5.71 5,000,000 60,484 0.00
201ENBRIDGE INC. PR SER '11' 1.1000 QU 20.56 19.80 19.98 - 1.10ENB.PF.C 20.39 N/A 5.51 20,000,000 126,114 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201ENBRIDGE INC. PR SER '13' 1.1000 QU 20.55 19.83 20.00 - 1.11ENB.PF.E 20.40 N/A 5.50 14,000,000 261,240 N/A
201ENBRIDGE INC. PR SER '15' 1.1000 QU 20.56 19.88 20.15 - 1.10ENB.PF.G 20.50 N/A 5.46 11,000,000 105,269 N/A
201ENBRIDGE INC. PR SER '17' 1.2875 QU 25.45 24.70 25.18 - .33ENB.PF.I 25.34 N/A 5.11 30,000,000 295,940 N/A
201ENBRIDGE INC. PR SER '19' 1.2250 QU 24.45 22.02 23.40 - 1.58ENB.PF.K 24.35 N/A 5.24 20,000,000 1,425,223 N/A
215ENBRIDGE INC. PR SER '3' 1.0000 QU 19.45 18.68 18.92 - 1.44ENB.PR.Y 19.27 N/A 5.29 24,000,000 383,207 N/A
201ENBRIDGE INC. PR SER '7' 1.1000 QU 20.60 19.79 20.00 - 1.40ENB.PR.J 20.57 N/A 5.50 10,000,000 104,392 N/A
201ENBRIDGE INC. PR SER '9' 1.1000 QU 20.57 19.82 20.14 - 1.06ENB.PF.A 20.47 N/A 5.46 11,000,000 155,614 N/A
215ENBRIDGE INC. PR SER 'B' .8536 QU 18.50 17.75 18.05 - .85ENB.PR.B 18.49 N/A 4.73 18,269,812 245,365 N/A
201ENBRIDGE INC. PR SER 'C' .8137 QU 19.77 18.42 18.42 - 1.68ENB.PR.C 19.77 N/A 4.42 1,730,188 19,000 N/A
215ENBRIDGE INC. PR SER 'D' 1.0000 QU 19.76 18.90 19.08 - 1.31ENB.PR.D 19.75 N/A 5.24 18,000,000 649,811 N/A
215ENBRIDGE INC. PR SER 'F' 1.0000 QU 20.03 19.21 19.46 - 1.35ENB.PR.F 19.84 N/A 5.14 20,000,000 634,402 N/A
215ENBRIDGE INC. PR SER 'H' 1.0000 QU 18.75 17.79 18.15 - 1.10ENB.PR.H 18.59 N/A 5.51 14,000,000 234,531 N/A
215ENBRIDGE INC. PR SER 'N' 1.0000 QU 20.50 19.84 20.14 - 1.03ENB.PR.N 20.45 N/A 4.97 18,000,000 416,362 N/A
201ENBRIDGE INC. PR SER 'P' 1.0000 QU 20.07 18.90 19.50 - 1.40ENB.PR.P 19.88 N/A 5.13 16,000,000 272,373 N/A
215ENBRIDGE INC. PR SER 'R' 1.0000 QU 19.87 19.09 19.35 - 1.33ENB.PR.T 19.78 N/A 5.17 16,000,000 233,107 N/A
201ENBRIDGE INCOME FUND HOLDINGS INC. ORDINARY 2.2596 MO 28.85 27.05 27.46 + .53ENF 27.95 12.71 8.23 174,662,947 8,909,416 2.16
201ENCANA CORPORATION .0600 QU 16.69 13.20 15.99 + 2.53ECA 14.02 18.62 0.48 963,055,109 97,846,009 1.10
215ENDEAVOUR MINING CORPORATION ORDINARY 24.55 21.02 21.91 - 2.29EDV 23.87 N/A 107,727,522 5,083,183 - 2.07
221ENDEAVOUR SILVER CORP. J 4.09 3.05 3.86 + 1.03EDR 3.16 37.12 127,488,410 7,916,337 0.10
221ENERCARE INC. .9984 MO 17.86 16.45 17.36 - 1.01ECI 17.66 32.75 5.75 106,797,241 5,807,443 0.53
201ENERFLEX LTD. .3800 QU 16.85 14.51 15.69 - .44EFX 15.32 14.26 2.42 88,606,207 4,494,046 1.10
201ENERGY FUELS INC. J 2.65 2.15 2.28 + .35EFR 2.25 N/A 75,998,189 2,659,953 - 0.51
201ENERGY FUELS INC. WT J 1.09 .81 .99 + .31EFR.WT .81 N/A 0 76,547 N/A
227ENERGY LEADERS PLUS INCOME ETF CL 'A' UN .3600 MO 5.47 4.87 5.44 + .55HPF 4.90 N/A 6.62 5,159,008 450,935 - 1.03
227ENERGY LEADERS PLUS INCOME ETF CL 'U' UN .3600 MO 5.75 5.56 5.75 + .39HPF.U 5.58 N/A 8.05 410,770 175,816 N/A
215ENERPLUS CORPORATION .1200 MO 16.01 13.80 14.90 + .71ERF 14.37 15.20 0.81 244,773,067 24,993,563 0.98
228ENGHOUSE SYSTEMS LIMITED .6400 QU 69.17 63.94 66.58 + .13ENGH 68.24 39.16 0.96 27,088,112 625,953 1.70
215ENSIGN ENERGY SERVICES INC. .4800 QU 6.55 5.56 6.15 - .41ESI 6.01 N/A 7.80 157,074,616 5,022,578 - 0.24
230ENTERPRISE GROUP, INC. .62 .43 .56 + .18E .45 N/A 55,338,874 960,879 - 0.02
206ENTREC CORPORATION .21 .17 .20 + .02ENT .18 N/A 109,629,578 967,202 - 0.13
221ENTREE RESOURCES LTD. J .51 .45 .47 - .07ETG .50 N/A 174,283,740 445,973 - 0.03
215EPSILON ENERGY LTD. J 2.65 2.25 2.52 + .06EPS 2.47 8.40 55,045,705 101,834 0.30
221EQUITABLE GROUP INC. 1.0400 QU 58.60 52.75 57.92 - 3.51EQB 54.08 6.12 1.80 16,515,238 653,028 9.46
221EQUITABLE GROUP INC. PR SERIES 3 1.5875 QU 25.15 24.95 25.02 - .44EQB.PR.C 25.10 N/A 6.34 3,000,000 21,931 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228EQUIUM GLOBAL TACTICAL ALLOC FUND ETF SER UN 20.24 20.04 20.23 - .22ETAC 20.04 N/A 450,000 3,615 N/A
215ERDENE RESOURCE DEVELOPMENT CORPORATION J .42 .37 .38 - .05ERD .41 N/A 146,400,586 1,495,160 - 0.02
221ERO COPPER CORP. J 8.50 7.65 8.00 - .06ERO 8.36 N/A 84,455,650 2,052,710 N/A
221ESPIAL GROUP INC. J 1.95 1.80 1.82 - .26ESP 1.90 N/A 35,844,694 388,159 - 0.23
215ESSENTIAL ENERGY SERVICES LTD. .68 .50 .62 - .01ESN .52 N/A 141,856,813 2,381,172 - 0.02
221ETRION CORPORATION J .25 .22 .23 - .01ETX .25 2.88 334,094,324 36,114 0.08
228EURO SUN MINING INC. J 1.68 1.33 1.45 + .07ESM 1.68 N/A 57,548,461 796,757 - 0.16
215EUROMAX RESOURCES LTD. J .21 .20 .20 - .07EOX .21 N/A 165,097,663 25,033 - 0.03
231EUROPEAN FOCUSED DIVIDEND FUND TR UNIT .6000 MO 9.64 9.22 9.60 - .05EF.UN 9.45 N/A 6.25 8,487,100 195,110 N/A
221EVERTZ TECHNOLOGIES LIMITED .7200 QU 17.75 16.49 17.74 + .14ET 17.46 20.63 4.06 76,481,746 229,579 0.86
228EVOLVE ACTIVE CDN PREFERRED SHR ETF UNHEGD UN .8400 MO 20.94 20.57 20.69 - .51DIVS 20.94 N/A 4.06 2,600,000 306,712 N/A
228EVOLVE ACTIVE SHORT DURATION BOND ETF HEGD UN .8400 MO 19.56 19.56 19.56 - .09TIME 19.56 N/A 4.29 200,000 160 N/A
228EVOLVE ACTIVE SHORT DURATN BOND ETF UNHEGD UN .8400 MO 20.11 + .28TIME.B N/A * 50,000 N/A
228EVOLVE ACTIVE US CORE EQUITY ETF HEDGED UN .1800 MO 20.90 20.90 20.90 - .81CAPS 20.90 N/A 0.86 175,000 187 N/A
228EVOLVE ACTIVE US CORE EQUITY ETF UNHEDGED UN .1800 MO 22.71 CAPS.B N/A * 50,000 N/A
228EVOLVE AUTOMOBILE INNOVATION IDX ETF UNHEG UN .1320 MO 21.52 20.47 20.58 - 1.82CARS.B 21.09 N/A 0.64 200,000 81,904 N/A
228EVOLVE AUTOMOBILE INNOVATION INDEX ETF HEG UN .1320 MO 21.05 19.63 19.90 - 1.50CARS 20.01 N/A 0.66 225,000 54,032 N/A
228EVOLVE BLOCKCHAIN ETF UN 17.55 15.80 17.45 + 1.65LINK 15.80 N/A 75,000 11,398 N/A
228EVOLVE CYBER SECURITY INDEX ETF HEDGED UN .0600 MO 24.58 23.65 24.13 + 1.56CYBR 23.70 N/A 0.25 125,000 37,507 N/A
228EVOLVE CYBER SECURITY INDEX ETF UN-HEDGED UN .0600 MO 25.73 24.54 25.41 + 2.01CYBR.B 24.54 N/A 0.24 50,000 6,510 N/A
228EVOLVE GLB HEALTHCARE ENHANCED YLD ETF UN-HEG .8700 MO 18.19 18.19 18.19 - 1.14LIFE.B 18.19 N/A 4.78 25,000 200 N/A
228EVOLVE GLBL HEALTHCARE ENHANCED YLD ETF HG UN .8700 MO 18.59 18.37 18.44 - .93LIFE 18.37 N/A 4.72 25,000 49,220 N/A
228EVOLVE MARIJUANA ETF CDN UN 18.21 14.40 17.01 - 1.69SEED 17.92 N/A 180,000 114,661 N/A
228EVOLVE NORTH AMERICAN GENDR DIVERS IDX UN-HEG .3960 MO 21.95 21.35 21.95 + .60HERS.B 21.35 N/A 1.80 50,000 200 N/A
228EVOLVE NORTH AMERICAN GENDR DIVERSITY IDX HEG .3960 MO 21.29 20.18 21.03 - .37HERS 20.18 N/A 1.88 225,000 3,680 N/A
228EVOLVE US BANKS ENHANCED YIELD ETF HEDGED UN .9000 MO 21.18 21.17 21.18 - 1.22CALL 21.17 N/A 4.25 275,000 336 N/A
228EVOLVE US BANKS ENHANCED YIELD ETF UNHEDGD UN .9000 MO 21.72 21.72 21.72 - 1.40CALL.B 21.72 N/A 4.14 50,000 200 N/A
221EXACTEARTH LTD. J 1.07 1.03 1.07 + .01XCT 1.03 N/A 21,634,902 35,912 - 1.55
227EXCEL GLOBAL BALANCED ASSET ALLOCA ETF E UN 24.21 - .10EXGB N/A * 86,000 N/A
227EXCEL GLOBAL GROWTH ASSET ALLOCA ETF CL E UN 24.39 - .14EXGG N/A 86,000 S 16 N/A
228EXCELLON RESOURCES INC. J 1.58 1.37 1.39 - .37EXN 1.53 N/A 94,980,810 3,039,814 - 0.15
228EXCELLON RESOURCES INC. J WT A .15 .07 .15 EXN.WT.A .07 N/A 0 50,600 N/A
228EXCELLON RESOURCES INC. WT J .19 .10 .10 - .13EXN.WT .18 N/A 0 12,220 N/A
228EXCELSIOR MINING CORP. J 1.50 1.27 1.37 + .16MIN 1.28 N/A 206,349,152 3,691,400 - 0.08
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
218EXCHANGE INCOME CORP. 7-YR 5.25% DEB 104.00 101.00 101.00 + 1.50EIF.DB.H 103.00 N/A 689,750 3,390 N/A
201EXCHANGE INCOME CORPORATION 2.1900 MO 32.88 29.65 30.33 - 3.04EIF 31.16 13.02 7.22 31,407,929 1,334,162 2.33
228EXCO TECHNOLOGIES LTD. .3400 QU 10.18 8.93 9.75 + .30XTC 9.05 10.37 3.49 42,319,781 1,113,692 0.94
228EXEMPLAR INVESTMENT GRADE FUND SERIES ETF UN MO 20.04 20.04 20.04 - .01CORP 20.04 N/A 225,000 200 N/A
201EXFO INC. SV 5.46 4.70 4.75 - .90EXF 5.43 121.79 23,465,456 239,742 0.04
215EXTENDICARE INC. .4800 MO 8.79 8.26 8.33 + .21EXE 8.47 416.50 5.76 87,968,318 2,520,757 0.02
201FAIRCOURT GOLD INCOME CORP. CLASS 'A' .2880 MO 3.25 2.97 3.19 + .02FGX 3.20 N/A 9.03 4,699,975 55,683 - 0.60
201FAIRCOURT SPLIT TRUST 6% PR SECURITIES .6000 QU 10.25 10.08 10.22 + .11FCS.PR.C 10.15 N/A 5.87 1,340,085 28,648 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD 5YR SER 'K' PR 1.1678 QU 23.79 23.30 23.62 - .52FFH.PR.K 23.54 N/A 4.94 9,500,000 160,677 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD FLTG SR 'H' PR .8462 QU 20.75 20.34 20.53 - .72FFH.PR.H 20.75 N/A 4.12 2,567,048 14,193 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'C' PR 1.1445 QU 23.79 23.21 23.69 - .46FFH.PR.C 23.45 N/A 4.83 6,016,384 64,696 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'D' PR .9917 QU 23.74 23.20 23.69 - .33FFH.PR.D 23.20 N/A 4.19 3,983,616 23,387 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'E' PR .7275 QU 19.25 18.60 18.89 - .44FFH.PR.E 18.75 N/A 3.85 3,967,134 17,445 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'G' PR .8295 QU 20.64 19.91 20.30 - .59FFH.PR.G 20.25 N/A 4.09 10,000,000 68,908 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'I' PR .9270 QU 21.76 20.83 21.27 - .66FFH.PR.I 21.07 N/A 4.36 10,465,553 83,009 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'J' PR .9178 QU 21.80 21.18 21.40 - 1.05FFH.PR.J 21.35 N/A 4.29 1,534,447 6,600 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'M' PR 1.1875 QU 25.15 24.72 25.11 + .04FFH.PR.M 24.85 N/A 4.73 9,200,000 92,505 N/A
215FAIRFAX FINANCIAL HOLDINGS LTD. SV 10.0000 ANN 724.50 635.50 710.83 + 83.67FFH 652.37 10.55 1.81 27,863,190 1,046,382 86.62
215FAIRFAX FINANCIAL HOLDNGS LTD FLTG SER 'F' PR .7476 QU 19.13 18.69 18.91 - .54FFH.PR.F 18.90 N/A 3.95 3,572,044 23,176 N/A
215FENNEC PHARMACEUTICALS INC. J 18.86 14.26 15.84 + 4.26FRX 16.98 N/A 18,484,147 127,926 - 0.61
221FIERA CAPITAL CORPORATION CLASS 'A' SV .7200 QU 11.77 10.78 11.32 - .92FSZ 11.09 87.08 6.36 71,325,168 2,632,745 0.13
221FINANCIAL 15 SPLIT CORP. CL 'A' 1.5084 MO 10.44 10.08 10.21 - .19FTN 10.44 5.80 14.77 35,335,374 2,164,151 1.76
221FINANCIAL 15 SPLIT CORP. PR .5500 MO 10.13 10.00 10.04 - .04FTN.PR.A 10.10 N/A 5.48 33,299,432 1,083,985 0.00
221FINNING INTERNATIONAL INC. .7600 QU 33.35 29.77 32.39 - 1.79FTT 31.09 24.73 2.35 168,401,138 5,864,466 1.31
201FIRAN TECHNOLOGY GROUP CORPORATION 3.06 2.04 2.30 - .90FTG 2.95 38.33 22,701,201 571,217 0.06
215FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION 1.0060 MO 13.18 12.71 12.99 - .06FC 12.99 12.75 7.74 26,097,413 475,584 1.02
215FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN .3744 MO 9.43 9.23 9.40 FDV 9.26 N/A 3.98 3,499,968 10,705 N/A
215FIRST ASSET ACTIVE CREDIT ETF CAD$ UNITS .5400 MO 9.79 9.68 9.70 - .09FAO 9.70 N/A 5.57 3,287,565 52,571 N/A
221FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN .3936 MO 10.02 9.72 9.86 - .04FAI 9.75 5.03 3.99 2,141,194 46,863 1.96
215FIRST ASSET CAMBRIDGE CORE US EQTY ETF UN .7152 QU 24.00 23.55 23.90 + .15FCY 23.55 N/A 2.99 150,000 10,788 N/A
215FIRST ASSET CAMBRIDGE CORE US EQTY ETF UNHEGD .7048 QU 23.36 23.12 23.12 + .65FCY.B 23.36 N/A 3.05 150,000 700 N/A
215FIRST ASSET CAMBRIDGE GLBL DIV ETF UN-HEGD UN .6768 QU 21.00 20.34 21.00 + .09FCW.B 20.34 N/A 3.22 250,000 25,100 N/A
215FIRST ASSET CAMBRIDGE GLBL DIVIDEND ETF HEDGD .6004 QU 20.01 20.01 20.01 - .03FCW 20.01 N/A 3.00 100,000 4,001 N/A
221FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN .8980 QU 14.22 13.46 13.65 - .26MXF 13.66 N/A 6.58 1,013,041 39,386 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215FIRST ASSET CANADIAN REIT ETF UNITS .8100 MO 16.08 15.75 15.94 + .28RIT 15.87 11.23 5.08 19,196,068 236,193 1.42
221FIRST ASSET CANBANC INCOME CLASS ETF .7000 QU 11.83 11.45 11.83 - .37CIC 11.80 N/A 5.92 13,171,193 219,050 - 0.10
215FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN .3680 QU 23.60 22.68 23.60 + .43FBE 22.68 N/A 1.56 450,000 4,413 N/A
221FIRST ASSET CDN CONVERTIBLE BOND ETF UN .4800 MO 9.94 9.63 9.80 + .05CXF 9.81 N/A 4.90 1,899,982 43,329 N/A
215FIRST ASSET CDN DIV LOW VOLATILITY IDX ETF UN .7960 QU 19.65 19.60 19.65 - .04FDL 19.60 N/A 4.05 150,000 870 N/A
221FIRST ASSET CORE CANADIAN EQTY INCM CLASS ETF 1.0296 QU 20.73 20.25 20.73 + .20CSY 20.25 N/A 4.97 1,046,954 3,012 - 0.72
215FIRST ASSET CORE CANADIAN EQUITY ETF UN .4352 QU 21.42 20.66 21.37 + .43CED 20.68 N/A 2.04 599,999 4,505 N/A
215FIRST ASSET CORE U.S. EQUITY ETF C$ UNHEG UN .2448 QU 25.92 25.26 25.89 - .20CES.B 25.26 N/A 0.95 815,007 5,118 N/A
215FIRST ASSET CORE U.S. EQUITY ETF C$ UNITS .2236 QU 23.87 23.81 23.87 - .16CES 23.81 N/A 0.94 229,983 20,500 N/A
215FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN .4916 QU 8.80 7.82 8.75 + .59NXF 8.11 N/A 5.62 2,077,939 151,751 N/A
215FIRST ASSET ENGY GIANTS COVD CAL ETF UNHEG UN .4984 QU 9.44 8.55 9.39 + .61NXF.B 8.55 N/A 5.31 2,222,693 51,989 N/A
215FIRST ASSET ENHANCED SHORT DURATN BOND ETF UN .2400 MO 9.94 9.89 9.90 - .02FSB 9.90 N/A 2.42 25,600,000 633,219 N/A
215FIRST ASSET EUROPEAN BANK ETF UN .1844 QU 9.51 9.13 9.31 - .45FHB 9.29 N/A 1.98 4,499,583 52,829 N/A
215FIRST ASSET INVESTMENT GRADE BOND ETF UN .3840 MO 10.92 10.77 10.82 - .08FIG 10.91 16.91 3.55 47,016,788 704,699 0.64
215FIRST ASSET LONG DURATION FIXED INCOME ETF UN .5172 MO 19.14 18.86 18.86 + .15FLB 19.14 N/A 2.74 2,850,000 5,500 N/A
215FIRST ASSET MORNINGSTAR US VALUE INDEX ETF UN .1572 QU 12.88 12.14 12.50 - .42XXM 12.42 N/A 1.26 3,306,368 79,807 N/A
215FIRST ASSET MORNSTR US MOMENTM IDX ETF UN .0340 ANN 15.12 14.01 14.78 + .08YXM 14.01 N/A 0.23 2,087,816 97,982 N/A
215FIRST ASSET MORNSTR US MOMENTM IDX ETF UNHEGD .0380 ANN 19.25 18.28 18.95 + .34YXM.B 18.41 N/A 0.20 1,726,902 12,006 N/A
215FIRST ASSET MRNSTR US VALUE IDX ETF UNHGD UN .2028 QU 16.45 15.69 16.08 - .60XXM.B 15.91 N/A 1.26 3,289,009 42,076 N/A
215FIRST ASSET MSCI CDA LOW RISK WEIGHTED ETF UN .3092 QU 11.63 11.45 11.63 + .01RWC 11.49 N/A 2.66 754,994 1,120 N/A
221FIRST ASSET MSCI CDA QUALITY INDEX CLASS ETF .3776 QU 23.38 22.80 23.36 - .09FQC 22.80 N/A 1.62 420,545 8,264 - 0.77
215FIRST ASSET MSCI INT'L LOW RSK WEIGHTD ETF UN .4412 QU 20.33 19.82 20.33 + .27RWX 19.90 N/A 2.17 150,000 15,362 N/A
215FIRST ASSET MSCI INTL LOW RSK WGHT ETF UNHEGD .4668 QU 20.81 20.61 20.73 - .17RWX.B 20.81 N/A 2.25 100,000 11,600 N/A
215FIRST ASSET MSCI WORLD LOW RISK WGHTD ETF UN .4940 QU 27.95 27.23 27.54 - .32RWW 27.74 N/A 1.79 2,206,969 42,165 N/A
215FIRST ASSET MSCI WRLD LOW RSK WGHT ETF UNHEGD .5404 QU 29.96 29.69 29.96 - .42RWW.B 29.92 N/A 1.80 17,127,704 18,410 N/A
215FIRST ASSET PREFERRED SHARE ETF TRANS UN .9216 MO 22.71 22.22 22.40 - .35FPR 22.71 N/A 4.11 3,045,078 24,588 N/A
215FIRST ASSET TECH GIANTS COVERD CALL ETF UNHEG 1.0692 QU 17.73 17.14 17.48 - 1.04TXF.B 17.18 N/A 6.12 900,000 15,830 N/A
215FIRST ASSET TECH GIANTS COVERED CALL ETF UN 1.0744 QU 17.45 16.24 16.72 - .93TXF 16.82 N/A 6.43 16,398,997 697,295 N/A
221FIRST ASSET U.S. & CDA LIFECO INCOME ETF UN .6564 12.85 12.10 12.65 - .22FLI 12.40 N/A 5.19 16,725,890 349,051 N/A
215FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN .1696 QU 26.64 25.60 26.24 - .70FBU 25.60 N/A 0.65 800,000 33,478 N/A
215FIRST ASSET U.S. TRENDLEADERS INDEX ETF UN 23.68 21.97 22.85 - .44SID 22.75 N/A 2,150,000 88,802 N/A
215FIRST ASSET US EQTY MULTI-FACTOR INDX ETF UN .2088 QU 23.66 23.29 23.29 - .70FUM 23.66 N/A 0.90 100,000 4,810 N/A
215FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN .1808 QU 22.70 22.36 22.55 - 1.45FUT 22.38 N/A 0.80 400,000 8,646 N/A
215FIRST ASST MSCI EUROPE LOW RISK WGHTD ETF UN .5348 QU 26.36 24.92 26.31 + .93RWE 25.43 N/A 2.03 2,174,820 37,088 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215FIRST ASST MSCI EUROPE LOW RSK WGHTD UNHEG UN .5660 QU 26.84 26.20 26.84 + .36RWE.B 26.62 N/A 2.11 974,964 34,183 N/A
215FIRST ASST MSCI USA LOW RISK COMMON UNITS .1872 QU 15.00 14.65 14.82 - .14RWU 14.66 N/A 1.26 500,165 6,539 N/A
215FIRST ASST MSCI USA LOW RISK UNHEDGED COMM UN .2252 QU 17.73 17.20 17.59 - .20RWU.B 17.46 N/A 1.28 1,349,996 12,350 N/A
215FIRST CAPITAL REALTY INC. .8600 QU 20.79 20.01 20.07 + .10FCR 20.28 7.75 4.29 244,821,580 6,387,231 2.59
215FIRST MAJESTIC SILVER CORP. J 8.87 7.68 8.34 + 1.54FR 8.01 N/A 165,736,779 13,766,160 - 0.42
215FIRST MINING GOLD CORP. J .54 .42 .51 + .05FF .46 N/A 557,471,616 13,034,564 - 0.02
221FIRST NATIONAL FINANCIAL CORP CL A PR SER '1' .6975 QU 14.00 13.50 13.50 - 1.20FN.PR.A 14.00 N/A 5.17 2,887,147 22,455 N/A
221FIRST NATIONAL FINANCIAL CORP CL A PR SER '2' .7254 QU 14.50 13.43 13.95 - .80FN.PR.B 14.50 N/A 5.20 1,112,853 5,450 N/A
221FIRST NATIONAL FINANCIAL CORPORATION 1.8500 MO 26.73 25.34 26.55 - .97FN 25.89 7.76 6.97 12,681,113 314,616 3.42
221FIRST QUANTUM MINERALS LTD. J .0100 19.07 16.60 18.50 - 2.41FM 18.06 N/A 0.05 689,384,334 45,299,650 - 0.60
228FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)AD .2220 MO 17.52 17.18 17.26 + 1.03FDE.A 17.18 N/A 1.29 99,399 8,100 N/A
228FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)UN .4200 MO 17.51 17.10 17.28 - .60FDE 17.10 N/A 2.43 450,600 7,060 N/A
228FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG) UN .6000 MO 23.50 22.86 23.46 + .21EUR 22.86 N/A 2.56 1,024,022 3,997 N/A
228FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG)ADV .3456 MO 24.01 EUR.A N/A * 75,979 N/A
228FIRST TR ALPHADEX US FINANCL SCTR INDX ETF UN .2220 QU 27.98 27.61 27.61 - .95FHF 27.98 N/A 0.80 200,000 1,843 N/A
228FIRST TR GLBL RSK MANAGED INCM IDX ETF ADV UN .6720 MO 18.93 ETP.A N/A 3.55 113,800 S 30 N/A
228FIRST TR GLOBAL RISK MANAGED INCM INDX ETF UN .7800 MO 18.91 18.70 18.70 - .35ETP 18.86 N/A 4.17 2,336,214 22,454 N/A
228FIRST TR INDX INNOVATIVE TRANS&PROCESS ETF UN 19.00 18.52 19.00 + .31BLCK 18.69 N/A 100,000 4,051 N/A
228FIRST TR SH DURATN HI YLD BND ETF(CA-HG)ADVSR .8040 MO 19.23 19.13 19.23 + .10FSD.A 19.13 202.42 4.18 604,440 490 0.10
228FIRST TR SHORT DUR HIGH YLD BND ETF(CA-HEG)UN 1.0200 MO 21.33 21.13 21.18 - .19FSD 21.13 N/A 4.82 324,171 2,030 N/A
228FIRST TRUST CANADIAN CAPITAL STRENGHT ETF ADV .1000 QU 28.18 27.26 28.18 - .10FST.A 27.27 N/A 0.35 1,113,337 10,812 N/A
228FIRST TRUST CANADIAN CAPITAL STRENGHT ETF UN .2400 QU 33.70 32.51 33.44 + .09FST 32.52 N/A 0.72 1,140,807 26,010 N/A
228FIRST TRUST SENIOR LOAN ETF (CAD-HEDGED) UN .7632 MO 19.36 19.22 19.26 - .06FSL 19.29 N/A 3.96 6,190,010 23,588 N/A
228FIRST TRUST SENIOR LOAN ETF(CAD-HEDGED)ADV UN .6660 MO 19.30 FSL.A N/A * 59,990 N/A
228FIRST TRUST TACTICAL BOND INDEX ETF UN .7200 MO 19.21 18.94 19.15 - .04FTB 19.17 N/A 3.76 1,650,000 8,398 N/A
228FIRSTSERVICE CORPORATION SV .5400 QU 94.55 87.56 90.00 + .69FSV 94.31 60.20 0.77 34,593,481 1,206,405 1.92
221FISSION URANIUM CORP. J .80 .60 .65 - .04FCU .63 N/A 485,651,038 8,079,649 - 0.01
221FORACO INTERNATIONAL SA .0550 .38 .35 .38 - .01FAR .37 N/A 14.67 89,951,798 132,200 - 0.16
228FORSYS METALS CORP. J .12 .10 .11 + .01FSY .10 N/A 152,614,566 1,396,316 - 0.51
215FORTIS INC. 1.7000 QU 43.83 41.76 43.10 + 1.17FTS 43.66 18.58 3.94 423,047,800 15,120,177 2.32
215FORTIS INC. 1ST PR SERIES 'F' 1.2252 QU 23.37 22.88 23.19 + .05FTS.PR.F 23.34 N/A 5.28 5,000,000 49,779 N/A
215FORTIS INC. 1ST PR SERIES 'J' 1.1876 QU 22.80 22.12 22.55 + .27FTS.PR.J 22.67 N/A 5.27 8,000,000 71,416 N/A
215FORTIS INC. 1ST PR SERIES 'K' 1.0000 QU 21.72 21.28 21.69 - .89FTS.PR.K 21.50 N/A 4.61 10,000,000 75,323 N/A
215FORTIS INC. 1ST PR SERIES 'M' 1.0250 QU 23.66 23.26 23.49 - .34FTS.PR.M 23.49 N/A 4.36 24,000,000 175,864 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215FORTIS INC. 5-YR RESET 1ST PR SERIES 'G' .9708 QU 21.86 21.35 21.71 - 1.19FTS.PR.G 21.70 N/A 4.47 9,200,000 360,277 N/A
215FORTIS INC. 5-YR RESET 1ST PR SERIES 'H' .6250 QU 18.04 17.46 17.87 - .58FTS.PR.H 17.63 N/A 3.50 7,024,846 48,388 N/A
215FORTIS INC. FLOATING RATE 1ST PR SERIES 'I' .5863 QU 17.90 17.53 17.90 - .78FTS.PR.I 17.58 N/A 3.28 2,975,154 13,728 N/A
215FORTRESS GLOBAL ENTERPRISES INC. CLASS 'A' 3.51 2.95 3.00 - .75FGE 3.51 N/A 14,270,028 67,366 - 6.54
215FORTUNA SILVER MINES INC. 7.63 6.57 7.29 + 1.49FVI 6.80 13.38 159,636,983 8,416,619 0.55
221FORTUNE MINERALS LIMITED J .28 .23 .26 - .02FT .27 N/A 338,403,220 8,129,771 - 0.03
221FRANCO-NEVADA CORPORATION .9200 QU 92.29 85.63 91.07 + 1.15FNV 88.41 85.03 1.30 186,043,985 8,300,751 1.38
227FRANKLIN LIB QT EMERGING MARKETS IDX ETF UN 20.49 19.51 19.85 - .41FLEM 20.19 N/A 700,000 12,143 N/A
227FRANKLIN LIBERTY CDN INV GRD CORPORATE ETF UN .7800 MO 19.41 19.17 19.25 - .09FLCI 19.41 N/A 4.05 1,200,000 6,925 N/A
227FRANKLIN LIBERTY CORE BALANCED ETF UN .1833 QU 19.59 FLBA N/A * 300,000 N/A
227FRANKLIN LIBERTY RISK MANAGED CDN EQTY ETF UN .3067 QU 19.99 19.65 19.95 - .10FLRM 19.66 N/A 1.54 600,000 75,780 N/A
227FRANKLIN LIBERTYQT GLOBAL DIVIDEND IDX ETF UN .3420 QU 19.68 19.33 19.59 - .27FLGD 19.61 N/A 1.75 250,000 73,936 N/A
227FRANKLIN LIBERTYQT INTERNATL EQTY INDX ETF UN .7265 SA 20.00 19.54 20.00 + .25FLDM 19.64 N/A 3.63 300,000 27,280 N/A
227FRANKLIN LIBERTYQT U.S. EQUITY INDEX ETF UN .2598 QU 21.52 21.15 21.52 - .46FLUS 21.20 N/A 1.21 10,400,000 12,618 N/A
201FREEGOLD VENTURES LIMITED J .09 .09 .09 - .01FVL .09 N/A 174,018,906 263,547 0.00
215FREEHOLD ROYALTIES LTD. .6300 MO 13.87 11.81 13.01 + .47FRU 12.34 130.10 4.84 118,237,667 5,246,701 0.10
228FRESHII INC. CLASS 'A' SV 6.95 6.13 6.68 - .33FRII 6.26 N/A 25,233,152 562,568 - 0.07
221FRONTERA ENERGY CORPORATION 40.54 35.75 39.78 - 3.23FEC 36.29 N/A 50,005,832 288,652 N/A
215GAMEHOST INC. .6900 MO 10.75 10.35 10.69 + .29GH 10.50 15.72 6.45 24,512,853 101,624 0.68
201GAZIT-GLOBE LTD. ORDINARY .5162 QU 12.76 12.00 12.30 - .60GZT 12.15 2.10 4.20 193,533,133 30,950 5.87
201GDI INTEGRATED FACILITY SERVICES INC. SV J 17.50 15.99 16.52 + .75GDI 17.25 32.39 11,773,913 205,923 0.51
215GEAR ENERGY LTD. .97 .68 .94 + .22GXE .71 18.80 194,968,097 7,540,486 0.05
201GENDIS INC. 5.24 5.23 5.23 + .01GDS 5.23 7.81 12,568,686 102,938 0.67
228GENENEWS LIMITED J .11 .09 .09 - .03GEN .11 N/A 122,573,664 3,801,974 - 0.04
228GENERAL MOLY, INC. .50 .45 .45 - .08GMO .50 N/A 111,167,877 16,750 - 0.09
215GENESIS LAND DEVELOPMENT CORP. 3.75 3.60 3.65 + .12GDC 3.74 9.36 43,252,721 37,161 0.39
201GENWORTH MI CANADA INC. 1.8800 QU 41.63 38.31 41.50 + 2.46MIC 41.03 7.20 4.53 89,792,327 3,395,942 5.76
228GEODRILL LIMITED ORDINARY 1.90 1.77 1.85 - .23GEO 1.88 14.23 43,470,400 673,830 0.13
215GIBSON ENERGY INC. 1.3200 QU 17.22 15.90 16.57 - .11GEI 16.54 53.45 7.97 143,854,914 4,718,588 0.31
221GILDAN ACTIVEWEAR INC. .4480 QU 38.49 36.50 37.40 + .18GIL 37.31 22.90 1.54 216,417,313 9,539,556 2.10
221GLACIER MEDIA INC. J .84 .61 .82 + .17GVC .70 N/A 109,981,656 311,715 - 0.01
215GLG LIFE TECH CORPORATION J 1.10 .95 1.10 + .09GLG 1.05 N/A 37,890,336 84,467 - 0.44
201GLOBAL ALPHA WORLDWIDE GROWTH FUND UNITS 11.49 11.07 11.49 + .49GAF.UN 11.30 9.27 2,616,987 23,885 1.24
201GLOBAL CHAMPIONS SPLIT CORP. CL A PR SER '1' 1.0000 QU 25.20 25.07 25.09 - .26GCS.PR.A 25.07 N/A 3.99 2,000,000 9,400 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228GLOBAL HEALTHCARE INCOME & GROWTH ETF UN .6000 MO 8.80 8.17 8.67 + .36HIG 8.31 N/A 6.92 5,107,692 70,775 N/A
231GLOBAL INNOVATION DIVIDEND FUND TR UNITS 9.99 9.82 9.95 BL.UN 9.95 N/A 8,085,000 122,720 N/A
231GLOBAL REAL ESTATE DIVIDEND GROWERS CORP EQTY .6000 MO 8.32 7.95 8.30 + .28GRL 8.16 33.20 7.23 4,192,524 57,076 0.25
227GLOBAL REIT LEADERS INCOME ETF UN .5496 MO 9.54 9.31 9.54 + .29HGR 9.37 N/A 5.76 500,000 4,600 N/A
201GLOBAL RES CHAMPIONS SPLIT CORP SER 1 CL A PR 1.5625 QU 26.00 25.71 25.76 - .24GRP.PR.A 25.89 N/A 6.07 1,800,000 6,905 N/A
228GLOBAL WATER RESOURCES, INC. .2835 MO 11.73 10.96 11.67 + .67GWR 11.62 10.49 3.12 19,631,266 30,478 1.43
231GLOBALANCE DIVIDEND GROWERS CORP. EQUITY .5000 MO 8.81 8.56 8.81 - .29GBF 8.71 8.08 5.68 2,729,328 13,723 1.09
221GLOBEX MINING ENTERPRISES INC. J .49 .41 .42 - .03GMX .44 21.00 51,053,577 492,089 0.02
201GLUSKIN SHEFF + ASSOCIATES INC. 1.0000 QU 15.93 14.33 15.53 + .75GS 14.60 12.83 6.44 31,234,484 2,012,814 1.21
201GMP CAPITAL INC. 3.34 2.71 3.21 - .26GMP 2.80 N/A 78,005,339 2,057,625 - 0.74
201GMP CAPITAL INC. 5-YR RST SER 'B' PR .9028 QU 12.36 12.04 12.20 - .30GMP.PR.B 12.36 N/A 7.40 3,565,253 34,254 N/A
201GMP CAPITAL INC. CUMLTV FLTG RATE SER 'C' PR .9276 QU 12.60 12.12 12.22 - .28GMP.PR.C 12.50 N/A 7.59 1,034,747 7,700 N/A
228GOEASY LTD. .9000 QU 38.37 34.00 37.50 - 1.43GSY 37.58 12.93 2.40 13,592,153 621,998 2.90
221GOGOLD RESOURCES INC. J .44 .38 .43 + .06GGD .41 1.84 171,376,481 1,792,481 0.23
215GOGOLD RESOURCES INC. WT J .01 .01 .01 - .01GGD.WT .01 N/A 0 40,000 N/A
215GOLD STANDARD VENTURES CORP. J 2.25 1.97 2.00 - .10GSV 2.13 N/A 254,254,777 2,974,295 - 0.06
201GOLDCORP INC. .0800 QU 18.46 17.04 17.04 + .98G 18.00 22.20 0.60 869,096,876 46,280,659 0.99
221GOLDEN MINERALS COMPANY J .56 .49 .53 + .05AUMN .52 N/A 91,929,709 85,718 - 0.05
221GOLDEN QUEEN MINING CO. LTD. J .22 .17 .21 + .05GQM .18 N/A 300,101,441 3,320,506 - 0.03
215GOLDEN QUEEN MINING CO. LTD. WT J .02 .01 .02 - .01GQM.WT .01 N/A 0 185,000 N/A
201GOLDEN STAR RESOURCES LTD. .95 .70 .93 + .03GSC .76 7.15 380,762,055 7,862,765 0.13
221GOLDGROUP MINING INC. J .08 .05 .05 - .01GGA .07 N/A 185,136,689 1,833,311 - 0.20
228GOLDMONEY INC. 3.67 3.27 3.30 - .36XAU 3.49 N/A 76,863,577 1,264,748 - 0.05
221GOODFELLOW INC. 8.00 7.11 7.27 - 1.08GDL 7.72 N/A 8,506,554 40,097 - 0.25
228GOODFOOD MARKET CORP. J 2.73 2.17 2.41 - .29FOOD 2.65 N/A 47,825,245 802,105 - 0.22
228GRAN COLOMBIA GOLD CORP. J 2.69 2.02 2.68 + .14GCM 2.46 11.31 23,672,389 2,406,708 0.24
212GRAN COLOMBIA GOLD CORP. J A WT .10 .04 .10 + .02GCM.WT.A .04 N/A 0 29,200 N/A
221GRAN TIERRA ENERGY INC. J 4.26 3.39 4.23 + 1.03GTE 3.59 N/A 385,394,642 19,576,801 - 0.42
215GRAN TIERRA EXCHANGECO INC. EXCHANGEABLE J 4.19 3.41 4.19 + .98GTX 3.41 N/A 4,219,176 45,041 N/A
215GRANITE OIL CORP. J .2760 MO 2.92 2.51 2.84 + .58GXO 2.64 N/A 9.72 34,190,652 1,649,962 - 0.16
221GREAT CANADIAN GAMING CORPORATION 36.71 32.40 36.64 + 3.51GC 32.75 26.55 60,997,577 3,142,819 1.38
221GREAT PANTHER SILVER LIMITED J 1.63 1.45 1.57 + .08GPR 1.53 120.77 168,653,422 1,587,059 0.01
221GREAT-WEST LIFECO INC. 1.5560 QU 34.45 32.42 34.23 + .37GWO 32.86 15.75 4.55 988,622,039 10,685,759 2.17
221GREAT-WEST LIFECO INC. 1ST PR SERIES O .5356 QU 19.20 18.49 18.94 - .36GWO.PR.O 18.65 N/A 2.83 1,475,578 17,384 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221GREAT-WEST LIFECO INC. 3.65% 1ST PR SERIES N .5440 QU 18.90 18.54 18.78 - .78GWO.PR.N 18.65 N/A 2.90 8,524,422 55,603 N/A
221GREAT-WEST LIFECO INC. 4.50% 1ST PR SERIES I 1.1250 QU 21.70 21.22 21.37 + .12GWO.PR.I 21.50 N/A 5.26 12,000,000 59,021 N/A
221GREAT-WEST LIFECO INC. 4.80% 1ST PR SERIES R 1.2000 QU 22.97 22.67 22.78 + .23GWO.PR.R 22.78 N/A 5.27 8,000,000 47,208 N/A
221GREAT-WEST LIFECO INC. 4.85% 1ST PR SERIES H 1.2125 QU 23.02 22.66 22.92 + .49GWO.PR.H 22.82 N/A 5.29 12,000,000 113,357 N/A
221GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES Q 1.2875 QU 24.50 24.04 24.25 + .20GWO.PR.Q 24.19 N/A 5.31 8,000,000 31,568 N/A
221GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES T 1.2875 QU 24.80 24.25 24.58 + .30GWO.PR.T 24.44 N/A 5.24 8,000,000 86,398 N/A
221GREAT-WEST LIFECO INC. 5.20% 1ST PR SERIES G 1.3000 QU 24.53 24.07 24.31 + .14GWO.PR.G 24.37 N/A 5.35 12,000,000 92,464 N/A
221GREAT-WEST LIFECO INC. 5.25% 1ST PR SERIES S 1.3125 QU 25.10 24.59 24.91 + .55GWO.PR.S 24.66 N/A 5.27 8,000,000 312,407 N/A
221GREAT-WEST LIFECO INC. 5.65% 1ST PR SERIES L 1.4125 QU 26.50 25.75 25.79 + .75GWO.PR.L 25.86 N/A 5.48 6,800,000 255,058 N/A
221GREAT-WEST LIFECO INC. 5.80% 1ST PR SERIES M 1.4500 QU 26.72 25.95 26.21 + .94GWO.PR.M 26.23 N/A 5.53 6,000,000 364,581 N/A
221GREAT-WEST LIFECO INC. PR SERIES F 1.4750 QU 26.16 25.60 25.74 + .46GWO.PR.F 25.97 N/A 5.73 7,740,032 52,335 0.00
221GT-WEST LIFECO INC. 5.40% 1ST PR SERIES P 1.3500 QU 25.35 24.95 25.28 + .60GWO.PR.P 25.15 N/A 5.34 10,000,000 48,004 N/A
221GUARDIAN CAPITAL GROUP LTD. .5000 QU 24.50 23.82 24.42 - .83GCG 24.50 7.25 2.05 3,218,919 4,970 3.37
221GUARDIAN CAPITAL GROUP LTD. CL 'A' NV .5000 QU 24.60 23.45 24.24 - 1.34GCG.A 24.60 18.50 2.06 25,793,332 224,907 1.31
228GUYANA GOLDFIELDS INC. J 5.26 4.73 4.98 GUY 5.02 23.94 173,310,801 10,589,049 0.21
221GVIC COMMUNICATIONS CORP. CLASS 'B' .25 .25 .25 GCT .25 N/A 4,208,345 648 - 0.01
221GVIC COMMUNICATIONS CORP. CLASS 'C' NV .20 .19 .20 + .05GCT.C .20 N/A 303,593,900 61,068 N/A
201HAMILTON CAPITAL GLBL FIN YLD ETF E USF UN .7800 QU 13.20 12.68 13.11 - .29HFY.U 12.68 N/A 5.95 0 33,100 N/A
201HAMILTON CAPITAL GLBL FINANCIALS YLD ETF E UN .7800 QU 16.93 16.25 16.79 - .33HFY 16.52 N/A 4.65 3,821,975 164,583 N/A
201HAMILTON CAPITAL GLOBAL BANK ETF CL E UN .4000 QU 22.90 21.66 22.65 - .31HBG 22.40 N/A 1.77 4,197,037 80,572 N/A
201HAMILTON CAPITAL GLOBAL BANK ETF CL E USF UN .5600 QU 17.80 16.92 17.66 - .45HBG.U 17.08 N/A 3.17 0 13,827 N/A
221HAMMOND MANUFACTURING CO. LTD. CL 'A' SV .0200 2.44 2.25 2.40 + .25HMM.A 2.31 6.00 0.83 8,556,000 101,987 0.40
215HAMMOND POWER SOLUTIONS INC. CL 'A' SV .2400 QU 9.90 9.08 9.87 + .27HPS.A 9.16 19.35 2.43 8,951,624 33,216 0.51
215HANWEI ENERGY SERVICES CORP. .04 .03 .04 HE .03 N/A 194,201,234 1,069,216 - 0.02
221HARDWOODS DISTRIBUTION INC. .2900 QU 19.15 17.65 18.28 - .60HDI 18.88 13.06 1.59 21,419,984 767,300 1.40
228HARTE GOLD CORP. J .45 .39 .41 + .03HRT .45 N/A 572,112,837 4,228,493 0.00
228HARVEST BANKS & BUILDINGS INCOME ETF CL A UN MO 19.98 19.96 19.96 - .02HCBB 19.98 N/A 100,000 717 N/A
228HARVEST EUROPEAN LEADERS INCOME ETF CL A UN MO 20.70 19.95 20.70 + .68HEUR 20.02 N/A 100,000 7,555 N/A
228HARVEST GLOBAL RESOURCE LEADERS ETF A UN .4888 QU 19.64 17.99 19.07 - .97HRES 18.20 N/A 2.56 600,000 106,300 N/A
228HARVEST US BANK LEADERS INCOME ETF A UN .9996 MO 18.71 18.01 18.41 - 1.19HUBL 18.01 N/A 5.43 100,000 23,373 N/A
227HEALTHCARE LEADERS INCOME ETF CL 'A' UNITS .6996 MO 8.17 7.80 8.01 - .15HHL 8.02 N/A 8.73 31,616,390 733,036 N/A
215HELIUS MEDICAL TECHNOLOGIES, INC. CL 'A' J 12.98 9.40 9.73 - 5.58HSM 12.98 N/A 26,872,120 528,808 - 1.95
215HELIUS MEDICAL TECHNOLOGIES, INC. WT J 1.80 1.30 1.60 - .80HSM.WT 1.80 N/A 0 20,980 N/A
221HELIX BIOPHARMA CORP. .88 .75 .80 - .10HBP .75 N/A 100,062,079 23,480 - 0.09
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215HEROUX-DEVTEK INC. 15.10 14.42 14.69 - .55HRX 14.98 31.26 36,218,572 302,597 0.47
215HIGH ARCTIC ENERGY SERVICES INC. .1980 MO 4.03 3.70 3.99 + .11HWO 3.78 10.50 4.96 53,122,549 1,080,491 0.38
201HIGH LINER FOODS INCORPORATED .5800 QU 11.54 10.46 11.00 + .12HLF 11.16 8.73 5.27 33,379,815 1,128,453 1.26
201HOLLOWAY LODGING CORPORATION J .1400 QU 6.10 5.85 6.00 + .35HLC 5.98 17.65 2.33 18,279,966 60,263 0.34
221HOME CAPITAL GROUP INC. 14.73 12.67 14.39 - 1.40HCG 13.62 143.90 80,246,349 5,571,303 0.10
201HORIZON NORTH LOGISTICS INC. J .0800 QU 2.43 2.06 2.37 + .55HNL 2.08 N/A 3.38 146,400,158 6,280,945 - 0.05
201HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN 20.97 20.49 20.69 - .29HARC 20.97 N/A 469,500 83,323 N/A
201HORIZONS ACT US FLTG RT BND(USD)ETF E CAD UN .2071 MO 13.02 12.65 13.02 + .09HUF 12.96 N/A 2.05 5,350,079 48,327 N/A
201HORIZONS ACTIVE A.I. GLOBAL EQTY ETF CL A UN 25.28 24.21 25.10 - .11MIND 24.62 N/A 450,001 17,796 N/A
201HORIZONS ACTIVE CDN BOND ETF CL E UNITS .2712 MO 9.79 9.73 9.73 - .04HAD 9.76 N/A 2.79 1,872,402 12,076 N/A
201HORIZONS ACTIVE CDN DIVIDEND ETF CL E UN .5151 QU 15.46 14.88 15.42 + .06HAL 15.07 11.86 3.34 1,740,452 22,130 1.30
201HORIZONS ACTIVE CDN MUNICIPL BOND ETF CL E UN .1996 MO 9.76 9.69 9.71 - .04HMP 9.75 N/A 2.06 12,253,104 64,944 N/A
201HORIZONS ACTIVE CORPORATE BOND ETF CL E UN .3346 MO 10.69 10.53 10.61 - .06HAB 10.67 46.13 3.15 54,791,657 327,978 0.23
201HORIZONS ACTIVE EMERGING MKTS DIV ETF CL E UN .2366 QU 14.18 13.68 13.85 - .22HAJ 13.90 N/A 1.71 1,323,294 8,381 N/A
201HORIZONS ACTIVE FLTG RATE BOND ETF CL E UN .2291 MO 10.05 10.02 10.03 - .02HFR 10.04 33.43 2.28 59,858,726 569,546 0.30
201HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN .3589 MO 10.00 9.60 9.63 - .25HFP 9.69 N/A 3.73 15,703,819 166,632 N/A
201HORIZONS ACTIVE FLTG RATE SR LOAN ETF E UN .2964 MO 9.79 9.72 9.75 - .01HSL 9.76 N/A 3.04 8,058,353 12,853 N/A
201HORIZONS ACTIVE GLOBAL DIVIDEND ETF CL E UN .4606 QU 20.74 19.78 20.30 - .64HAZ 20.20 18.45 2.27 10,713,946 304,313 1.10
201HORIZONS ACTIVE GLOBAL FIXED INCOME ETF E UN .2018 MO 8.14 7.97 7.97 - .03HAF 8.03 27.48 2.53 8,580,273 170,487 0.29
201HORIZONS ACTIVE HIGH YIELD BOND ETF CL E UN .5909 MO 10.05 9.81 9.92 - .10HYI 9.86 N/A 5.96 13,544,762 108,426 N/A
201HORIZONS ACTIVE INTL DEV MARKTS EQTY ETF A UN .2354 QU 10.05 10.05 10.05 - .19HADM 10.05 N/A 2.34 700,001 130 N/A
201HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN .3608 MO 9.64 9.47 9.52 - .20HPR 9.63 35.26 3.79 174,861,423 1,346,463 0.27
201HORIZONS ACTIVE US DIVIDEND ETF CL E USF UN .2218 QU 9.55 HAU.U N/A * 0 N/A
201HORIZONS ACTIVE US DIVIDEND ETF E UN .2218 QU 11.83 11.51 11.76 - .44HAU 11.51 N/A 1.89 575,471 7,182 N/A
201HORIZONS CANADIAN DOLLAR CURRENCY ETF CL A UN 10.21 9.97 9.97 - .02CAN 9.98 N/A 775,001 21,515 N/A
201HORIZONS CDN HIGH DIVIDEND INDEX ETF CL A UN 31.07 29.43 31.03 + 1.03HXH 29.43 N/A 9,138,711 25,857 N/A
201HORIZONS CDN INSIDER INDEX ETF CL A UNITS .2527 QU 12.80 12.42 12.77 + .07HII 12.50 N/A 1.98 1,075,317 15,265 N/A
201HORIZONS CDN MIDSTREAM OIL & GAS IDX ETF A UN .3615 QU 8.83 8.37 8.53 - .21HOG 8.42 N/A 4.24 971,026 44,155 N/A
201HORIZONS CDN SELECT UNIVERSE BOND ETF CL A UN 44.66 44.11 44.33 - .04HBB 44.66 N/A 5,367,470 172,581 N/A
201HORIZONS CHINA HIGH DIVIDEND YLD IDX ETF A UN .9402 QU 27.47 26.55 27.20 + .37HCN 27.26 N/A 3.46 257,584 18,306 N/A
201HORIZONS CRUDE OIL ETF CL 'A' UNITS 14.17 12.86 14.12 + 1.64HUC 13.22 22.06 1,272,500 92,965 0.64
201HORIZONS ENHANCED INCOME ENERGY ETF CL E UNIT .7236 MO 11.87 10.65 11.69 + 1.19HEE 10.87 46.76 6.19 2,007,620 131,428 0.25
201HORIZONS ENHANCED INCOME EQUITY ETF E UN .3708 MO 6.65 6.38 6.65 + .08HEX 6.48 33.25 5.58 6,396,799 354,435 0.20
201HORIZONS ENHNC INCM US EQ(USD)ETF CAD CL E UN .6910 MO 14.90 14.46 14.79 - .73HEA 14.64 N/A 6.01 2,407,712 12,719 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201HORIZONS ENHNC INCOME GOLD PRODUCERS ETF E UN 1.3956 MO 24.58 23.13 23.13 + .54HEP 23.52 N/A 6.03 2,512,873 69,024 - 17.80
201HORIZONS ENHNC INCOME INT'L EQUITY ETF E UNIT .4456 MO 6.60 6.31 6.50 - .12HEJ 6.31 32.50 6.85 4,683,875 208,619 0.20
201HORIZONS ENHNCD INCOME FINANCIALS ETF CL E UN .4570 MO 8.84 8.49 8.83 - .24HEF 8.77 11.93 5.18 2,104,434 54,785 0.74
201HORIZONS EURO STOXX50 INDEX ETF CL A UN 32.11 30.01 32.05 + .94HXX 31.00 N/A 3,660,821 87,670 N/A
201HORIZONS GLBL CUR OPPORTUNITIES ETF CL E UN 10.91 10.70 10.70 - .10HGC 10.91 N/A 800,001 13,300 N/A
201HORIZONS GLOBAL RISK PARITY ETF CL E UNITS .0425 ANN 10.42 10.21 10.28 - .02HRA 10.35 N/A 0.41 3,500,004 38,385 N/A
201HORIZONS GOLD ETF CL 'A' UN 12.34 11.95 11.96 - .03HUG 12.10 N/A 860,000 29,797 - 3.99
201HORIZONS GOLD YIELD ETF CL 'E' UNITS .2209 MO 5.17 5.00 5.00 - .06HGY 5.12 N/A 4.42 3,906,172 192,581 - 0.48
201HORIZONS INOVESTOR CDN EQUITY INDEX ETF A UN .1738 QU 10.22 9.82 10.10 + .04INOC 9.93 N/A 1.72 2,275,004 58,868 N/A
201HORIZONS INTL DEV MKTS EQUITY INDX CL A UN 33.93 32.65 33.70 + .25HXDM 33.26 N/A 400,001 89,432 N/A
201HORIZONS MANAGED GLBL OPPORTUNITIES ETF CL E .2452 SA 11.43 11.14 11.42 + .05HGM 11.35 N/A 2.15 1,674,636 21,465 N/A
201HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A UN 1.1298 QU 17.32 13.97 16.48 - 1.47HMMJ 16.82 N/A 6.86 41,592,131 9,245,868 N/A
201HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A US 1.1298 QU 13.58 11.10 12.75 - 1.29HMMJ.U 13.26 N/A 8.86 0 39,611 N/A
201HORIZONS MORNINGSTAR HEDGE FUND INDX ETF E UN 14.46 13.88 14.21 - .25HHF 13.91 N/A 3,765,559 71,783 N/A
201HORIZONS NASDAQ-100 INDEX ETF CL 'A' UN 48.25 45.39 47.33 - 1.67HXQ 45.76 N/A 453,641 72,586 N/A
201HORIZONS NASDAQ-100 INDEX ETF CL 'A' US UN 37.11 37.11 37.11 - 1.10HXQ.U 37.11 N/A 653,721 532 N/A
201HORIZONS NATURAL GAS ETF CL 'A' UNITS 5.76 5.63 5.64 - .01HUN 5.65 564.00 1,985,000 12,334 0.01
201HORIZONS NATURAL GAS YIELD ETF CL 'E' UNITS .6883 MO 10.85 10.48 10.85 + .27HNY 10.48 N/A 6.34 1,001,648 19,061 N/A
201HORIZONS ROBOTICS & AUTOMATION INDEX ETF A UN 25.06 23.50 23.56 - 1.50ROBO 24.40 N/A 3,150,001 175,205 N/A
201HORIZONS S&P 500 CAD HEDGED INDEX ETF CL A UN 64.41 61.60 63.60 - 1.97HSH 61.85 N/A 476,206 15,370 N/A
201HORIZONS S&P 500 INDEX ETF CL A UNITS 64.86 62.10 64.15 - 1.54HXS 63.84 N/A 9,500,501 232,432 N/A
201HORIZONS S&P 500 INDEX ETF CL A UNITS USF 51.08 48.40 49.60 - 1.38HXS.U 48.40 N/A 0 12,427 N/A
201HORIZONS S&P/TSX 60 EQUAL WEIGHT ETF E UN .2405 QU 14.05 13.33 14.05 + .14HEW 13.50 13.25 1.71 619,544 10,552 1.06
201HORIZONS S&P/TSX 60 INDEX ETF CL A UN 32.67 31.08 32.43 + .41HXT 31.96 44.42 54,564,919 11,870,445 0.73
201HORIZONS S&P/TSX CAPPED ENERGY INDEX ETF A UN 21.33 18.46 21.15 + 2.99HXE 18.46 N/A 1,534,715 56,776 N/A
201HORIZONS S&P/TSX CAPPED FINANCL INDX ETF A UN 40.78 39.45 40.78 - .24HXF 40.10 N/A 379,275 6,315 N/A
201HORIZONS SEASONAL ROTATION ETF E UN 19.68 18.76 19.60 + .35HAC 19.03 29.70 10,408,883 122,426 0.66
201HORIZONS SILVER ETF CL 'A' UN 9.56 8.92 8.97 - .08HUZ 9.11 N/A 2,330,000 36,020 - 5.61
201HORIZONS US 7-10 YR TREASURY BOND ETF CL A UN 51.04 49.82 50.51 + .51HTB 51.04 N/A 856,375 73,902 N/A
201HORIZONS US 7-10YR TREAS BND CAD HEG ETF A UN 47.60 47.60 47.60 + .41HTH 47.60 N/A 100,351 106 N/A
201HORIZONS US DOLLAR CURRENCY ETF CL A UN 12.90 12.49 12.80 + .02DLR 12.83 38.40 7,905,654 2,809,847 0.33
221HORIZONTE MINERALS PLC. ORDINARY J .09 .07 .09 + .01HZM .07 N/A 1,432,521,800 752,883 0.00
228HUDBAY MINERALS INC. .0200 SA 9.72 8.36 8.97 - .90HBM 9.40 10.31 0.22 261,271,188 34,644,223 0.87
228HUDBAY MINERALS INC. WT .06 .03 .04 - .12HBM.WT .06 N/A 0 716,817 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228HUDSON'S BAY COMPANY .0500 QU 9.57 8.31 9.08 - .70HBC 8.61 227.00 0.55 182,866,087 3,490,230 0.04
215HUSKY ENERGY INC. .3000 QU 19.94 17.31 17.96 + 1.02HSE 18.33 23.95 1.67 1,005,120,012 26,172,921 0.75
215HUSKY ENERGY INC. SERIES '1' PR .6010 QU 17.87 17.44 17.55 - .64HSE.PR.A 17.71 N/A 3.42 10,435,932 123,986 N/A
215HUSKY ENERGY INC. SERIES '2' PR .6416 QU 18.43 17.91 18.43 - .04HSE.PR.B 18.14 N/A 3.48 1,564,068 7,883 N/A
215HUSKY ENERGY INC. SERIES '3' PR 1.1250 QU 24.81 24.29 24.50 - .40HSE.PR.C 24.68 N/A 4.59 10,000,000 208,939 N/A
215HUSKY ENERGY INC. SERIES '5' PR 1.1250 QU 25.00 24.76 24.91 - .24HSE.PR.E 24.88 N/A 4.52 8,000,000 145,497 N/A
215HUSKY ENERGY INC. SERIES '7' PR 1.1500 QU 25.31 24.86 25.17 - .03HSE.PR.G 25.00 N/A 4.57 6,000,000 110,844 N/A
221HYDRO ONE LIMITED .8800 QU 21.30 20.31 20.39 - .16H 20.90 18.37 4.32 595,867,938 10,378,921 1.11
201HYDROGENICS CORPORATION 11.40 9.55 10.55 - .86HYG 10.65 N/A 15,436,879 47,144 - 1.04
215HYDUKE ENERGY SERVICES INC. .18 .11 .11 - .07HYD .18 N/A 69,653,616 1,887,494 - 0.18
215IAMGOLD CORPORATION 7.20 6.41 7.02 + .27IMG 6.75 6.43 466,432,973 19,447,215 1.40
201IBI GROUP INC. 7.75 7.05 7.25 - .71IBG 7.20 24.17 31,220,877 417,116 0.30
215IFABRIC CORP. J 3.45 2.89 3.15 - .03IFA 2.89 30.88 26,161,000 413,815 0.10
215IGM FINANCIAL INC. 2.2500 QU 39.95 36.53 39.41 + .22IGM 37.61 15.76 5.71 240,805,907 6,102,774 2.50
215IGM FINANCIAL INC. 5.90% PR SERIES 'B' 1.4750 QU 25.64 25.30 25.45 + .18IGM.PR.B 25.45 N/A 5.80 6,000,000 87,003 N/A
221IMMUNOVACCINE INC. J 2.22 1.62 2.01 + .06IMV 1.97 N/A 137,130,713 1,765,818 - 0.10
221IMPERIAL METALS CORP. 2.49 1.85 2.00 - .37III 2.49 2.44 117,675,160 862,141 0.82
201IMPERIAL OIL LTD. .6400 QU 40.47 33.43 39.93 + 5.18IMO 33.88 68.84 1.60 824,036,825 16,742,386 0.58
201INDIGO BOOKS & MUSIC INC. 19.98 18.75 19.35 - .65IDG 18.76 21.99 26,801,128 38,147 0.88
215INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR G .9443 QU 23.76 23.07 23.62 - .58IAG.PR.G 23.26 N/A 4.00 10,000,000 126,582 N/A
221INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR I 25.63 25.05 25.16 - .12IAG.PR.I 25.28 N/A 6,000,000 395,142 N/A
215INDUSTRIAL ALLIANCE INSURANCE & FIN SERV INC. 1.5200 QU 55.03 51.10 53.93 - .46IAG 52.99 11.14 2.82 109,570,610 3,993,363 4.84
215INDUSTRIAL ALLIANCE INSURANCE & FIN SERV PR B 1.1500 QU 22.43 21.84 21.84 - .46IAG.PR.A 22.30 N/A 5.27 5,000,000 20,148 N/A
201INFORMATION SERVICES CORPORATION CL 'A' LV .8000 QU 17.38 16.35 16.66 - .29ISV 17.28 10.48 4.80 17,500,000 159,941 1.59
221INMED PHARMACEUTICALS INC. J 1.42 1.08 1.10 - .30IN 1.40 N/A 152,792,997 7,126,316 N/A
221INNERGEX RENEWABLE ENERGY INC. .6800 QU 13.96 13.01 13.54 + .16INE 13.18 61.55 5.02 132,321,661 4,006,231 0.22
221INNERGEX RENEWABLE ENERGY INC. SERIES 'A' PR .9020 QU 18.40 18.05 18.05 - .20INE.PR.A 18.30 N/A 5.00 3,400,000 38,018 N/A
221INNERGEX RENEWABLE ENERGY INC. SERIES 'C' PR 1.4375 QU 23.99 22.42 23.07 + .81INE.PR.C 22.42 N/A 6.23 2,000,000 20,205 N/A
215INPLAY OIL CORP. J 1.65 1.29 1.63 - .07IPO 1.40 N/A 67,886,619 2,403,780 - 0.12
201INSCAPE CORPORATION CL 'B' SV 2.15 1.82 1.83 - 1.26INQ 2.14 N/A 9,034,820 34,505 - 0.02
221INTACT FINANCIAL CORPORATION 2.8000 QU 98.85 94.80 97.90 - 1.35IFC 96.63 17.03 2.86 139,188,634 3,553,492 5.75
221INTACT FINANCIAL CORPORATION CL A SER 5 1.3000 QU 24.69 24.21 24.51 - .01IFC.PR.E 24.50 N/A 5.30 6,000,000 93,027 N/A
221INTACT FINANCIAL CORPORATION CL A SER 6 PR 1.3250 QU 25.10 24.75 25.06 + .06IFC.PR.F 24.95 N/A 5.29 6,000,000 103,603 N/A
221INTACT FINANCIAL CORPORATION CL A SERIES 1 .8490 QU 20.48 19.60 19.99 - .60IFC.PR.A 20.47 N/A 4.25 12,000,000 67,769 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221INTACT FINANCIAL CORPORATION CL A SERIES 3 .8330 QU 23.35 22.60 22.72 - 1.29IFC.PR.C 23.23 N/A 3.67 8,405,004 78,014 N/A
221INTACT FINANCIAL CORPORATION FLTG CL A SER 4 .8709 QU 23.94 23.00 23.00 - .88IFC.PR.D 23.60 N/A 3.79 1,594,996 18,588 N/A
228INTEGRATED ASSET MANAGEMENT CORP. .0800 QU 1.55 1.46 1.55 + .08IAM 1.47 19.38 5.16 27,848,527 77,888 0.08
201INTELLIPHARMACEUTICS INTERNATIONAL INC. J .80 .43 .48 - .37IPCI .74 N/A 43,537,849 185,559 - 0.38
215INTER PIPELINE LTD. 1.6800 MO 24.47 21.61 23.15 + .84IPL 22.33 16.42 7.26 383,161,288 17,061,770 1.41
221INTERFOR CORPORATION 25.66 22.04 24.01 - .34IFP 23.49 17.27 70,038,162 6,095,399 1.39
215INTERMAP TECHNOLOGIES CORPORATION .44 .39 .41 - .07IMP .40 N/A 16,396,289 175,742 - 0.10
221INTERNATIONAL PETROLEUM CORPORATION 6.21 5.30 6.03 + .42IPCO 5.33 20.10 87,921,846 28,721 0.30
221INTERNATIONAL TOWER HILL MINES LTD. J .99 .64 .78 + .20ITH .72 N/A 186,522,683 1,040,447 - 0.05
221INTERTAIN GROUP LIMITED (THE) EXCHANGEABLE J 16.36 14.40 15.61 + 1.27ITX 14.64 N/A 19,564,276 537,298 - 0.98
201INTERTAPE POLYMER GROUP INC. .5600 QU 20.74 19.20 19.95 - .60ITP 20.71 18.11 3.61 58,807,410 2,044,149 1.42
215INTRINSYC TECHNOLOGIES CORPORATION J 1.40 1.28 1.31 + .11ITC 1.34 33.59 20,982,988 143,532 0.04
228INV METALS INC. J .61 .52 .52 - .13INV .59 N/A 92,598,651 375,940 - 0.05
230IRON BRIDGE RES J .51 .46 .49 - .06IBR .50 N/A 154,820,692 1,840,653 - 1.05
227ISHARE JP MRGN USD EMRG MKT BND IDX ETF(CAD-H .6720 MO 21.09 20.58 20.62 - .50XEB 21.07 N/A 3.26 2,500,000 61,515 N/A
227ISHARE S&P GLB CNSMR DISCR IDX ETF CAD-HEG UN .5040 SA 35.60 33.32 35.59 + .09XCD 33.41 N/A 1.42 1,525,000 46,697 N/A
227ISHARE S&P/TSX CDN DIV ARISTOCRATS IDX ETF UN 1.1280 MO 25.44 24.41 25.20 - .30CDZ 24.94 N/A 4.48 38,650,000 512,060 N/A
227ISHARES 1-10YR LADDERD GOV'T BND INDX ETF ADV .4560 MO 18.14 + .01CLG.A N/A 2.51 100,000 S 1 N/A
227ISHARES 1-10YR LADDERED CORP BND INDX ETF ADV .5880 MO 18.69 CBH.A N/A 3.15 150,000 S 30 N/A
227ISHARES 1-10YR LADDERED CORP BOND INDX ETF UN .6960 MO 18.69 18.50 18.59 - .12CBH 18.69 N/A 3.74 13,600,000 120,614 N/A
227ISHARES 1-10YR LADDERED GOV'T BND INDX ETF UN .5640 MO 18.35 18.16 18.21 - .13CLG 18.35 N/A 3.10 14,900,000 81,903 N/A
227ISHARES 1-5 YR LADDERD CORP BOND INDX ETF ADV .3840 MO 18.30 18.26 18.29 - .02CBO.A 18.29 N/A 2.10 2,400,000 8,722 N/A
227ISHARES 1-5 YR LADDERED CORP BOND INDX ETF UN .4920 MO 18.40 18.31 18.38 - .04CBO 18.38 N/A 2.68 77,300,000 733,359 N/A
227ISHARES 1-5YR LADDERD GOVTMNT BOND IDX ETF AD .3840 MO 17.73 17.71 17.72 - .04CLF.A 17.72 177.20 2.17 1,000,000 22,600 0.10
227ISHARES 1-5YR LADDERED GOV'T BOND INDX ETF UN .4800 MO 17.86 17.77 17.80 - .06CLF 17.86 84.76 2.70 43,200,000 387,400 0.21
227ISHARES BALANCED GROWTH COREPORTFOLIO ETF UN .4080 MO 21.19 20.62 21.19 + .19CBN 21.05 N/A 1.93 2,275,000 26,274 N/A
227ISHARES BALANCED INCM COREPORTFOLIO ETF ADVSR .4800 MO 21.48 + .32CBD.A N/A 2.23 425,000 120 N/A
227ISHARES BALANCED INCOME COREPORTFOLIO ETF UN .7080 MO 21.73 21.37 21.61 - .09CBD 21.48 N/A 3.28 3,000,000 63,328 N/A
227ISHARES CANADIAN CORPORATE BOND INDEX ETF UN .6360 MO 21.05 20.79 20.87 - .15XCB 21.05 17.84 3.05 77,400,000 992,773 1.17
227ISHARES CANADIAN GOVERNMENT BOND INDEX ETF UN .5160 MO 21.36 21.00 21.12 - .09XGB 21.36 43.10 2.44 19,100,000 194,346 0.49
227ISHARES CANADIAN GROWTH INDEX ETF UN .5120 QU 29.78 28.89 29.74 - .29XCG 29.25 N/A 1.72 1,300,000 94,447 - 0.08
227ISHARES CANADIAN HYBRID CORP BOND INDX ETF UN .8160 MO 20.47 20.23 20.37 - .07XHB 20.41 12.42 4.01 22,600,000 157,513 1.64
227ISHARES CANADIAN REAL RETURN BOND INDX ETF UN .4400 SA 24.29 23.73 24.07 + .09XRB 24.24 41.50 1.83 17,900,000 167,404 0.58
227ISHARES CANADIAN SELECT DIV INDEX ETF UN .9480 MO 24.75 23.78 24.59 - .29XDV 24.23 13.66 3.86 57,400,000 1,166,638 1.80
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
227ISHARES CANADIAN VALUE INDEX ETF UN .6880 QU 26.37 25.12 26.31 + .39XCV 25.66 13.63 2.61 2,600,000 74,418 1.93
227ISHARES CDN FINANCIAL MONTHLY INCOME ETF UN .4800 MO 7.39 7.21 7.35 - .14FIE 7.39 9.67 6.53 79,150,000 2,510,065 0.76
227ISHARES CDN FINANCIAL MTHLY INCOME ETF ADV UN .4800 MO 6.68 6.58 6.60 - .22FIE.A 6.68 10.00 7.27 13,441,740 33,054 0.66
227ISHARES CHINA INDEX ETF UNITS 1.1005 SA 29.43 28.06 29.00 - .28XCH 29.08 10.51 3.79 1,450,000 69,114 2.76
227ISHARES CONSERVATIVE SH TRM STGY FIXD INCM UN .5400 MO 19.68 19.55 19.58 - .08XSC 19.61 N/A 2.76 10,100,000 351,348 N/A
227ISHARES CONSERVATIVE STRATEGC FIX INCM ETF UN .5520 MO 19.96 19.61 19.69 - .12XSE 19.96 N/A 2.80 13,000,000 236,953 N/A
227ISHARES CONVERTIBLE BOND INDEX ETF ADVSR UN .7680 MO 18.30 + .24CVD.A N/A * 125,000 N/A
227ISHARES CONVERTIBLE BOND INDEX ETF UN .8640 MO 18.67 18.33 18.41 + .01CVD 18.60 N/A 4.69 6,450,000 74,473 N/A
227ISHARES CORE CDN LONG TERM BOND INDEX ETF UN .8280 MO 23.85 23.11 23.34 - .15XLB 23.84 23.58 3.55 16,600,000 260,052 0.99
227ISHARES CORE CDN SH TERM CORP+MPL BND IDX ETF .5400 MO 19.06 18.95 18.99 - .10XSH 19.03 N/A 2.84 44,600,000 742,393 N/A
227ISHARES CORE CDN SHORT TERM BND IDX ETF TR UN .6480 MO 27.31 27.17 27.24 - .07XSB 27.27 34.48 2.38 69,700,000 759,313 0.79
227ISHARES CORE CDN UNIVERSE BOND INDX ETF TR UN .8880 MO 30.76 30.25 30.42 - .16XBB 30.68 30.12 2.92 66,500,000 771,972 1.01
227ISHARES CORE MSCI ALL CWRLD EX CDA IDX ETF UN .5530 SA 25.59 24.66 25.35 - .20XAW 25.29 N/A 2.18 24,800,000 948,217 N/A
227ISHARES CORE MSCI CDN QUAL DIV INDX ETF UN .9600 MO 20.22 19.50 20.10 - .27XDIV 20.08 N/A 4.78 1,600,000 154,823 N/A
227ISHARES CORE MSCI EAFE IMI IDX ETF(CAD-HEG)UN .4375 SA 23.37 21.76 23.32 + .60XFH 22.28 N/A 1.88 8,800,000 269,605 N/A
227ISHARES CORE MSCI EAFE IMI INDEX ETF UN .4524 SA 31.84 30.60 31.63 + .38XEF 31.24 N/A 1.43 61,100,000 778,792 N/A
227ISHARES CORE MSCI EMERGING MKT IMI IDX ETF UN .9231 SA 29.07 27.92 28.35 - .56XEC 29.07 N/A 3.26 21,800,000 550,423 N/A
227ISHARES CORE MSCI GLBL QTY DIV IDX ETF(CAD-H) .6120 MO 20.44 19.60 20.42 + .05XDGH 19.61 N/A 3.00 450,000 19,321 N/A
227ISHARES CORE MSCI GLOBAL QUAL DIV INDX ETF UN .6360 MO 19.74 19.12 19.57 - .18XDG 19.36 N/A 3.25 1,700,000 195,992 N/A
227ISHARES CORE MSCI US QUAL DIV IDX ETF(CA-H)UN .6000 MO 21.33 20.47 20.71 - .91XDUH 20.47 N/A 2.90 200,000 9,921 N/A
227ISHARES CORE MSCI US QUAL DIVIDEND IDX ETF UN .4920 MO 20.21 19.63 19.95 - .71XDU 19.74 N/A 2.47 650,000 31,270 N/A
227ISHARES CORE S&P 500 INDEX ETF UN .6818 SA 43.13 41.25 42.64 - .93XUS 42.34 N/A 1.60 27,100,000 1,104,279 N/A
227ISHARES CORE S&P 500 INDX ETF (CAD-HEDGED) UN .5073 SA 30.80 28.96 30.06 - .73XSP 29.86 9.45 1.69 138,200,000 10,629,409 3.18
227ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN .3720 QU 26.70 25.50 26.26 - .54XUU 26.28 N/A 1.42 46,875,000 554,182 N/A
227ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN .3520 QU 25.48 24.13 24.94 - .82XUH 24.71 N/A 1.41 3,025,000 55,606 N/A
227ISHARES CORE S&P/TSX CAP COMPOSITE IDX ETF UN .6920 QU 24.98 23.80 24.84 + .19XIC 24.40 19.71 2.79 184,000,000 8,166,937 1.26
227ISHARES DIVERSIFIED MONTHLY INCOME ETF UN .6000 MO 11.12 10.97 11.03 - .08XTR 11.05 29.81 5.44 55,300,000 754,378 0.37
227ISHARES EDGE MSCI MIN VOL CANADA INDEX ETF UN .8520 QU 28.57 27.63 28.47 + .09XMV 27.90 N/A 2.99 2,550,000 30,014 N/A
227ISHARES EDGE MSCI MIN VOL EAFE IDX ETF(C-H)UN .0516 SA 23.07 22.10 23.06 + .72XML 22.47 N/A 0.22 1,700,000 39,096 N/A
227ISHARES EDGE MSCI MIN VOL EAFE INDEX ETF UN .1305 SA 36.78 35.51 36.60 + .44XMI 36.54 N/A 0.36 7,200,000 89,959 N/A
227ISHARES EDGE MSCI MIN VOL EMRG MKT IDX ETF UN .8486 SA 29.07 28.25 28.50 - .11XMM 29.07 N/A 2.98 3,050,000 49,557 N/A
227ISHARES EDGE MSCI MIN VOL GLB IDX ETF(CA-H)UN .4067 SA 22.75 22.15 22.75 + .04XMY 22.60 N/A 1.79 275,000 2,750 N/A
227ISHARES EDGE MSCI MIN VOL GLOBAL INDEX ETF UN .6470 SA 38.70 37.66 38.33 - .11XMW 38.21 N/A 1.69 2,550,000 20,789 N/A
227ISHARES EDGE MSCI MIN VOL USA IDX ETF(CA-H)UN .3120 QU 23.90 22.92 23.45 - .41XMS 22.92 N/A 1.33 900,000 61,523 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
227ISHARES EDGE MSCI MIN VOL USA INDEX ETF UN .6000 QU 45.78 44.31 45.29 - .20XMU 45.74 N/A 1.32 3,700,000 40,830 N/A
227ISHARES EDGE MSCI MULTIFACTOR CDA INDX ETF UN .4680 QU 24.75 24.00 24.62 + .14XFC 24.40 N/A 1.90 1,100,000 44,338 N/A
227ISHARES EDGE MSCI MULTIFACTOR EAFE IDX ETF UN .0840 QU 25.28 24.33 25.01 - .17XFI 24.99 N/A 0.34 5,500,000 37,052 N/A
227ISHARES EDGE MSCI MULTIFACTOR USA IDX ETF UN .2560 QU 26.79 25.50 26.13 - .44XFS 25.61 N/A 0.98 6,000,000 30,083 N/A
227ISHARES EDGE MSCI MULTIFR EAFE IDX ETF(C-H)UN .0840 QU 26.03 24.69 25.97 + .35XFF 25.11 N/A 0.32 2,700,000 105,876 N/A
227ISHARES EDGE MSCI MULTIFTR USA IDX ETF(C-H)UN .2640 QU 27.97 26.46 27.50 + .10XFA 26.46 N/A 0.96 3,100,000 50,825 N/A
227ISHARES EQUAL WEIGHT BANC & LIFECO ETF ADV UN .3900 MO 9.01 8.88 8.90 - .39CEW.A 9.01 N/A 4.38 6,400,000 8,148 N/A
227ISHARES EQUAL WEIGHT BANC & LIFECO ETF UN .3240 MO 12.68 12.17 12.61 - .16CEW 12.51 N/A 2.57 14,150,000 322,024 N/A
227ISHARES FLOATING RATE INDEX ETF UN .3120 MO 20.19 20.14 20.15 - .01XFR 20.17 N/A 1.55 26,500,000 776,494 N/A
227ISHARES GLBL MONTH DIV IDX ETF CAD-HEG ADV UN .4920 MO 19.05 - .42CYH.A N/A 2.58 575,000 S 3 N/A
227ISHARES GLBL MONTHLY DIV INDX ETF(CAD-HEG)UN .6120 MO 19.97 18.78 19.87 + .13CYH 19.53 N/A 3.08 9,200,000 82,753 N/A
227ISHARES GLOBAL AGRICULTURE INDEX ETF ADV UN .0052 ANN 38.85 - 1.23COW.A N/A 0.01 400,000 S 20 N/A
227ISHARES GLOBAL AGRICULTURE INDEX ETF UN .2603 ANN 40.30 38.71 40.00 - .90COW 39.99 N/A 0.65 6,200,000 43,046 N/A
227ISHARES GLOBAL HEALTHCARE IDX ETF(CAD-HDGD)UN .4637 SA 44.50 42.18 44.43 + .22XHC 43.04 N/A 1.04 5,200,000 59,966 N/A
227ISHARES GLOBAL INFRASTRUCTURE INDEX ETF UN .5611 QU 24.25 23.57 24.06 - .49CIF 24.13 N/A 2.33 2,550,000 29,962 N/A
227ISHARES GLOBAL INFRASTRUCTURE INDX ETF ADV UN .4756 QU 25.05 + .62CIF.A N/A * 75,000 N/A
227ISHARES GLOBAL REAL ESTATE INDEX ETF ADV UN .2880 QU 26.97 26.97 26.97 + 1.22CGR.A 26.97 N/A 1.07 50,000 190 N/A
227ISHARES GLOBAL REAL ESTATE INDEX ETF UN .5280 QU 27.73 26.45 27.59 + .97CGR 27.71 N/A 1.91 4,300,000 59,104 N/A
227ISHARES GLOBAL WATER INDEX ETF ADVISOR UN QU 32.42 32.30 32.42 + .07CWW.A 32.30 N/A 125,000 700 N/A
227ISHARES GLOBAL WATER INDEX ETF UN .2000 QU 33.71 32.37 33.25 + .30CWW 33.50 N/A 0.60 4,025,000 51,450 N/A
227ISHARES GOLD BULLION ETF HEDGED UNITS ANN 11.73 11.25 11.33 - .05CGL 11.45 N/A 30,000,000 522,708 N/A
227ISHARES GOLD BULLION ETF NON-HEDGED UNITS ANN 15.23 14.72 14.81 - .02CGL.C 14.98 N/A 7,000,000 396,188 N/A
227ISHARES HIGH QUALITY CDN BOND IDX ETF ADV UN .3960 MO 20.19 20.17 20.19 + .05XQB.A 20.17 N/A 1.96 175,000 2,300 N/A
227ISHARES HIGH QUALITY CDN BOND INDX ETF UN .5160 MO 20.35 20.07 20.18 - .07XQB 20.33 N/A 2.56 30,700,000 378,557 N/A
227ISHARES INDIA INDEX ETF UN .0518 SA 35.50 34.48 35.47 + .27XID 34.85 10.05 0.15 2,000,000 61,246 3.53
227ISHARES JANTZI SOCIAL INDEX ETF UNITS .4480 QU 24.78 23.58 24.63 + .26XEN 24.11 12.76 1.82 3,700,000 62,511 1.93
227ISHARES MSCI EAFE INDEX ETF (CAD-HEDGED) UN .4807 SA 26.63 25.00 26.49 + .66XIN 25.44 7.26 1.81 56,800,000 546,116 3.65
227ISHARES MSCI EMERGING MARKETS INDEX ETF UN 1.0144 SA 34.59 33.15 33.69 - .90XEM 34.51 9.33 3.01 10,200,000 162,352 3.61
227ISHARES MSCI EUROPE IMI INDEX ETF UN .2682 SA 25.20 23.86 24.92 + .48XEU 24.49 N/A 1.08 16,000,000 349,133 N/A
227ISHARES MSCI EUROPE IMI INDX ETF (CAD-HEDG)UN .2667 SA 25.11 23.40 25.07 + .68XEH 24.10 N/A 1.06 9,800,000 226,579 N/A
227ISHARES MSCI WORLD INDEX ETF UNITS .7716 SA 49.40 47.43 48.99 - .48XWD 48.56 16.72 1.57 12,600,000 1,212,850 2.93
227ISHARES NASDAQ 100 INDEX ETF (CAD-HEDGED) UN .1837 SA 55.83 51.51 53.92 - 2.12XQQ 53.40 N/A 0.34 5,700,000 843,052 N/A
227ISHARES PREMIUM MONEY MARKET ETF ADVISOR UN .4444 MO 49.99 - .03CMR.A N/A 0.89 25,000 S 10 N/A
227ISHARES PREMIUM MONEY MARKET ETF UNITS .5880 MO 50.05 49.99 50.01 + .01CMR 50.00 N/A 1.18 2,950,000 164,033 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
227ISHARES S&P GLBL INDUSTRLS IDX ETF CAD-HEG UN .3481 SA 32.82 31.74 32.18 - .71XGI 31.74 N/A 1.08 1,975,000 9,204 N/A
227ISHARES S&P U.S. MID-CAP INDEX ETF CAD-HEG UN .1701 SA 19.00 18.00 18.48 + .02XMH 18.17 N/A 0.92 4,200,000 71,722 N/A
227ISHARES S&P U.S. MID-CAP INDEX ETF UNITS .1733 SA 18.88 18.10 18.56 + .06XMC 18.61 N/A 0.93 5,400,000 49,577 N/A
227ISHARES S&P/TSX 60 INDEX ETF UNITS .6520 QU 23.39 22.25 23.23 + .31XIU 22.86 18.15 2.81 425,900,000 63,991,564 1.28
227ISHARES S&P/TSX CAP CONSUMR STAPLE IDX ETF UN .4120 QU 53.13 51.40 53.13 - .51XST 52.85 N/A 0.78 2,000,000 50,788 N/A
227ISHARES S&P/TSX CAP UTILITIES INDEX ETF UN .9000 MO 21.54 20.89 21.02 - .11XUT 21.45 N/A 4.28 4,300,000 174,915 N/A
227ISHARES S&P/TSX CAPITAL INFO TECH INDX ETF UN SA 18.00 16.76 17.93 + .13XIT 17.51 47.18 6,100,000 225,935 0.38
227ISHARES S&P/TSX CAPPED ENERGY INDEX ETF UN .1960 QU 12.88 10.94 12.67 + 1.75XEG 11.20 N/A 1.55 81,700,000 34,670,463 - 0.88
227ISHARES S&P/TSX CAPPED FINANCIALS INDX ETF UN 1.1160 MO 37.37 35.97 37.09 - .45XFN 37.00 10.72 3.01 30,900,000 5,732,917 3.46
227ISHARES S&P/TSX CAPPED MATERIALS INDEX ETF UN .1040 QU 13.45 12.66 12.99 + .05XMA 13.03 N/A 0.80 9,700,000 256,395 - 1.11
227ISHARES S&P/TSX CAPPED REIT INDEX ETF UN .7920 MO 16.72 16.29 16.58 + .20XRE 16.65 6.16 4.78 74,400,000 2,430,666 2.69
227ISHARES S&P/TSX CDN DIV ARISTOCRT IDX ETF ADV .6480 MO 24.78 24.41 24.78 - .88CDZ.A 24.66 N/A 2.62 2,000,000 3,329 N/A
227ISHARES S&P/TSX CDN PREF SHARE INDEX ETF UN .5880 MO 14.20 13.95 14.03 - .30CPD 14.13 N/A 4.19 108,000,000 1,201,295 N/A
227ISHARES S&P/TSX CDN PREF SHARE INDX ETF ADVSR .5400 MO 14.10 13.99 13.99 - .26CPD.A 14.10 N/A 3.86 1,700,000 6,574 N/A
227ISHARES S&P/TSX COMPLETION INDEX ETF UN .6280 QU 25.22 24.11 25.12 + .35XMD 24.48 39.87 2.50 8,600,000 75,824 0.63
227ISHARES S&P/TSX COMPOSITE HIGH DIV IDX ETF UN 1.0200 MO 20.72 19.91 20.59 - .01XEI 20.35 N/A 4.95 24,900,000 564,450 N/A
227ISHARES S&P/TSX GLOBAL GOLD INDEX ETF UNITS QU 12.11 11.41 11.79 + .56XGD 11.75 N/A 63,600,000 6,387,551 - 3.36
227ISHARES S&P/TSX GLOBL BASE METALS INDX ETF UN .0400 QU 15.05 13.44 14.17 - .48XBM 13.88 N/A 0.28 7,100,000 298,823 N/A
227ISHARES S&P/TSX NA PREF STK IDX ETF(CAD-HDGD) .7800 MO 18.19 17.85 17.95 - .29XPF 18.19 39.02 4.35 13,150,000 131,112 0.46
227ISHARES S&P/TSX SMALLCAP INDEX ETF UNITS .4040 QU 16.33 15.21 16.25 + .46XCS 15.44 N/A 2.49 7,800,000 105,001 - 0.70
227ISHARES SHORT DURATION HIGH INCM ETF CA-HG AD .7920 MO 17.79 17.71 17.79 + .03CSD.A 17.71 N/A 4.45 450,000 6,700 N/A
227ISHARES SHORT DURATION HIGH INCM ETF CA-HG UN .9360 MO 17.95 17.69 17.73 - .13CSD 17.73 N/A 5.28 7,425,000 104,425 N/A
227ISHARES SHORT TERM STRATEGIC FIXD INCM ETF UN .6000 MO 19.02 18.75 18.89 - .10XSI 18.93 N/A 3.18 8,400,000 78,965 N/A
227ISHARES SHORT TRM HIGH QUALITY CDN BND IDX UN .4080 MO 19.26 19.17 19.20 - .05XSQ 19.26 N/A 2.13 5,700,000 86,339 N/A
227ISHARES SILVER BULLION ETF HEDGED UNITS ANN 9.44 8.88 8.91 - .04SVR 9.05 N/A 5,500,000 208,637 - 4.97
227ISHARES SILVER BULLION ETF NON-HEDGED UNITS ANN 8.65 8.24 8.41 + .04SVR.C 8.55 N/A 2,250,000 27,605 - 3.31
227ISHARES U.S. IG CORP BND INDX ETF(CAD-HDGD)UN .6480 MO 22.79 22.23 22.35 - .34XIG 22.70 558.75 2.90 6,600,000 67,254 0.04
227ISHARES U.S. SMALL CAP INDX ETF (CAD-HEDGD)UN .3661 SA 33.70 31.47 32.74 + .67XSU 32.37 8.50 1.12 9,400,000 472,098 3.85
227ISHARES US DIV GROWERS INDEX ETF(CAD-HDGD)ADV .3720 MO 39.83 38.44 39.48 - .28CUD.A 38.81 N/A 0.94 725,000 2,600 N/A
227ISHARES US DIV GROWERS INDX ETF(CAD-HEDGD) UN .7800 MO 40.58 38.80 39.58 - .35CUD 39.79 N/A 1.97 14,600,000 164,805 N/A
227ISHARES US HIGH DIV EQUTY IDX ETF(CAD-HGD) UN .8400 MO 28.03 26.62 27.21 - .65XHD 27.25 N/A 3.09 7,900,000 79,264 N/A
227ISHARES US HIGH DIVIDEND EQUITY INDEX ETF UN .6960 MO 22.49 22.12 22.42 - .34XHU 22.17 N/A 3.10 1,300,000 44,563 N/A
227ISHARES US HIGH YLD BOND INDX ETF(CAD-HDGD)UN 1.0560 MO 19.50 19.00 19.17 - .16XHY 19.07 14.20 5.51 28,800,000 375,502 1.35
227ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)AD .9360 MO 18.42 18.35 18.42 - .18CHB.A 18.35 N/A 5.08 600,000 2,000 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
227ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)UN 1.0560 MO 18.89 18.42 18.52 - .25CHB 18.51 N/A 5.70 8,700,000 119,239 N/A
227ISHRES BALANCED GROW COREPORTFOLIO ETF ADV UN .2280 MO 20.85 + .53CBN.A N/A * 325,000 N/A
201IVANHOE MINES LTD. CL 'A' J 2.91 2.51 2.65 - .58IVN 2.72 9.27 791,338,002 21,893,101 0.29
221JAGUAR MINING INC. J .36 .33 .34 - .05JAG .35 N/A 325,115,403 1,692,095 - 0.01
221JAMIESON WELLNESS INC. .3200 QU 24.49 22.36 22.97 + 2.37JWEL 22.80 N/A 1.39 37,875,255 746,408 - 1.79
215JEAN COUTU GROUP (PJC) INC. (THE) CL 'A' SV .5200 QU 24.83 24.38 24.59 + .30PJC.A 24.58 24.59 2.11 80,292,561 4,275,734 1.00
215JOURNEY ENERGY INC. 2.00 1.46 1.95 + .15JOY 1.58 N/A 38,546,283 298,347 - 2.69
221JUNE 2020 CORPORATE BOND TRUST CL 'T' UN .3500 QU 9.48 9.45 9.48 - .05CBT.UN 9.47 N/A 3.69 1,973,442 48,184 N/A
221JUST ENERGY GROUP INC. .5000 QU 5.79 5.12 5.37 - .82JE 5.71 3.95 9.31 148,394,152 4,772,175 1.36
201K-BRO LINEN INC. 1.2000 MO 37.45 33.99 35.51 - 1.95KBL 35.90 56.37 3.38 10,508,502 481,765 0.63
215KARNALYTE RESOURCES INC. J .44 .37 .41 - .05KRN .42 N/A 28,116,565 132,311 - 0.14
228KATANGA MINING LIMITED 1.85 .69 .78 - 1.27KAT 1.76 N/A 1,907,380,413 52,829,741 - 0.39
215KELSO TECHNOLOGIES INC. .86 .47 .72 - .06KLS .68 N/A 47,170,086 337,406 - 0.14
215KELT EXPLORATION LTD. 5.0% DEBENTURES J 161.00 152.50 159.75 + 12.29KEL.DB 155.00 N/A 900,000 9,080 N/A
215KELT EXPLORATION LTD. J 8.30 6.67 8.12 + 1.30KEL 6.86 N/A 180,525,165 16,369,080 - 0.13
228KERR MINES INC. J .25 .19 .24 + .01KER .23 N/A 255,785,168 6,003,474 - 0.04
228KEW MEDIA GROUP INC. CL 'B' 7.73 5.95 6.45 - 1.95KEW 7.73 N/A 12,291,039 556,666 - 2.03
0KEW MEDIA GROUP INC. WT .82 .48 .48 - .42KEW.WT .82 N/A 0 12,300 N/A
215KEYERA CORP. 1.6800 MO 36.30 33.07 34.57 + 1.87KEY 33.55 22.59 4.86 205,981,646 8,939,346 1.53
221KILLAM APARTMENT RL ESTATE INVESTMENT TR UN J .6400 MO 14.25 13.77 14.18 + .56KMP.UN 13.80 25.32 4.51 80,873,861 3,189,753 0.56
201KINAXIS INC. J 85.97 79.41 82.99 - 3.94KXS 82.37 78.89 25,639,881 733,730 1.05
215KINDER MORGAN CANADA LIMITED RV .6500 QU 18.69 14.93 16.57 - 2.54KML 18.55 N/A 3.92 103,661,302 10,508,906 N/A
215KINDER MORGAN CANADA LIMITED SERIES '1' PR 1.3125 QU 25.53 24.61 25.06 - .14KML.PR.A 25.53 N/A 5.24 12,000,000 186,161 N/A
215KINDER MORGAN CANADA LIMITED SERIES '3' PR 1.3000 QU 25.27 24.53 24.98 - .12KML.PR.C 25.22 N/A 5.20 10,000,000 276,100 N/A
221KINGSWAY FINANCIAL SERVICES INC. 5.96 4.57 5.24 - .96KFS 4.97 N/A 23,660,855 2,435 - 0.95
221KINROSS GOLD CORPORATION 5.15 4.51 4.97 + .36K 5.13 13.65 1,249,941,828 50,754,660 0.47
228KIRKLAND LAKE GOLD LTD. J .0800 QU 22.68 19.01 22.40 + 2.26KL 20.10 392.98 0.36 211,144,096 14,009,219 0.06
221KLONDEX MINES LTD. J 3.20 2.92 3.14 + 1.36KDX 3.02 N/A 179,665,705 10,744,497 - 0.17
201KNIGHT THERAPEUTICS INC. 8.38 7.54 7.86 + .11GUD 7.69 65.50 142,818,883 2,869,540 0.12
228KP TISSUE INC. .7200 QU 11.68 10.40 10.77 - 1.99KPT 11.68 N/A 6.69 9,251,035 334,862 - 0.59
221LABRADOR IRON ORE ROYALTY CORPORATION 1.0000 QU 23.24 20.51 21.85 - 3.32LIF 21.16 8.88 4.58 64,000,000 4,541,255 2.46
221LARAMIDE RESOURCES LTD. J .42 .25 .34 + .03LAM .26 N/A 117,864,649 3,618,592 - 0.03
228LARGO RESOURCES LTD. J 1.93 1.27 1.78 + .63LGO 1.38 N/A 518,433,263 11,924,163 - 0.02
201LASSONDE INDUSTRIES INC. CL 'A' SV 2.4400 QU 278.29 255.00 278.29 + 33.37LAS.A 258.06 21.62 0.88 3,235,300 39,735 12.87
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221LAURENTIAN BANK OF CANADA 2.5200 QU 49.94 46.64 49.31 - 1.50LB 47.42 8.95 5.11 41,722,370 3,746,837 5.51
221LAURENTIAN BANK OF CANADA PR 'A' NVCC SER 15 1.4625 QU 26.15 25.72 25.77 - .42LB.PR.J 25.99 N/A 5.68 5,000,000 50,106 N/A
221LAURENTIAN BANK OF CANADA PR 'A' SERIES 13 1.0750 QU 23.51 22.05 22.25 - 1.55LB.PR.H 23.45 N/A 4.83 5,000,000 46,950 N/A
215LEADFX INC. J 1.50 1.30 1.35 - .40LFX 1.50 N/A 66,753,204 77,340 - 0.38
221LEAGOLD MINING CORPORATION J 2.85 2.56 2.73 - .16LMC 2.70 N/A 151,776,959 2,374,488 - 0.09
201LEON'S FURNITURE LTD. .4800 QU 17.19 16.55 16.98 - .95LNF 17.13 12.30 2.83 76,341,341 108,289 1.38
215LEVON RESOURCES LTD. J .29 .24 .25 - .05LVN .27 N/A 125,617,907 1,280,934 - 0.06
215LIBERTY GOLD INC. J .45 .40 .42 + .02LGD .45 N/A 176,906,048 1,073,568 - 0.10
215LIBERTY GOLD INC. J WT .03 .03 .03 LGD.WT .03 N/A 0 23,301 N/A
228LIFE & BANC SPLIT CORP. CLASS 'A' 1.2000 MO 9.92 9.19 9.89 - .21LBS 9.89 3.01 12.13 22,193,972 819,309 3.29
228LIFE & BANC SPLIT CORP. PR .4750 QU 10.12 10.06 10.10 - .06LBS.PR.A 10.10 N/A 4.70 22,193,972 217,556 N/A
221LINAMAR CORPORATION .4800 QU 73.92 68.77 71.95 + 1.69LNR 70.17 8.56 0.67 65,357,295 2,564,951 8.41
215LIQUOR STORES N.A. LTD. .3600 QU 10.50 9.31 10.32 - 1.66LIQ 9.80 N/A 3.49 34,719,658 1,245,943 - 1.10
221LITHIUM AMERICAS CORP. J 7.44 6.07 6.59 - 1.48LAC 6.97 N/A 88,511,878 5,581,233 - 0.57
221LOBLAW COMPANIES LIMITED 1.0800 QU 66.65 63.03 65.30 - .62L 65.01 17.28 1.65 379,049,247 7,258,464 3.78
221LOBLAWS COMPANIES LIMITED 2ND PR SERIES 'B' 1.3250 QU 25.07 24.56 25.05 + .04L.PR.B 24.94 N/A 5.29 9,000,000 30,497 N/A
215LOGIQ ASSET MANAGEMENT INC. J .02 .01 .02 - .01LGQ .02 N/A 327,378,042 6,380,256 - 0.18
221LOGISTEC CORP. CL 'A' MV .3300 QU 50.93 50.00 50.93 + 6.46LGT.A 50.00 23.80 0.65 7,405,522 1,698 2.14
221LOGISTEC CORP. CL 'B' SV .3630 QU 49.92 48.00 49.50 + 5.75LGT.B 49.00 21.06 0.73 5,264,684 11,395 2.35
228LONCOR RESOURCES INC. J .11 .08 .08 - .02LN .10 N/A 158,689,732 272,200 0.00
221LUCARA DIAMOND CORP. J .1000 QU 2.21 1.98 2.03 - .25LUC 2.02 7.72 4.93 395,719,334 7,262,178 0.26
221LUNDIN GOLD INC. J 5.25 4.66 4.93 - .12LUG 5.18 N/A 213,163,980 768,922 - 0.46
221LUNDIN MINING CORPORATION .1200 QU 8.89 7.91 8.50 + .15LUN 8.47 11.10 1.41 731,024,659 46,327,727 0.77
228LXRANDCO, INC. J CL 'B' 2.44 1.85 1.93 - 3.07LXR 2.05 N/A 15,674,983 587,382 - 1.97
228LXRANDCO, INC. J WT .11 .11 .11 - .12LXR.WT .11 N/A 0 1,000 N/A
215LYDIAN INTERNATIONAL LIMITED ORDINARY J .49 .41 .42 - .05LYD .43 7.92 754,849,326 4,748,493 0.05
201LYSANDER-SLATER PREFERRED SHARE ACTIVETF UN .4440 MO 10.48 10.35 10.40 - .21PR 10.44 N/A 4.27 9,919,000 148,165 N/A
221M SPLIT CORP. $5.00 CLASS 1 PR .3750 MO 5.27 5.15 5.20 - .05XMF.PR.B 5.25 N/A 7.21 3,148,189 9,030 N/A
221M SPLIT CORP. $5.00 CLASS II (2014) PR 2.40 2.20 2.20 - .40XMF.PR.C 2.40 N/A 3,148,189 94,500 N/A
221M SPLIT CORP. (2014) CAPITAL .36 .25 .29 - .22XMF.A .36 N/A 3,148,189 330,300 0.00
228MACKENZIE CANADIAN EQUITY INDX ETF SER E UN .7056 QU 96.54 93.62 96.24 + .48QCN 93.62 N/A 0.73 100,000 5,920 N/A
228MACKENZIE CANADIAN SHORT-TERM BOND INDX ETF E 2.0675 MO 100.22 100.22 100.22 + .25QSB 100.22 N/A 2.06 100,000 3,015 N/A
228MACKENZIE CDN AGGREGATE BOND INDX ETF E UN 2.6996 MO 99.36 99.07 99.36 - .08QBB 99.09 N/A 2.72 260,000 2,500 N/A
228MACKENZIE CDN LARGE CAP EQTY INDX ETF E UN .7997 QU 96.15 93.49 96.15 - .15QCE 93.49 N/A 0.83 1,020,000 4,850 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228MACKENZIE CDN SHORT TERM FIXED INCM ETF E UN .4206 MO 19.88 19.88 19.88 - .03MCSB 19.88 N/A 2.12 350,000 200 N/A
228MACKENZIE CORE +CDN FIXED INCM ETF SER 'E' UN .5104 MO 20.25 19.85 20.11 + .04MKB 20.08 N/A 2.54 2,650,000 29,685 N/A
228MACKENZIE CORE +GLBL FIXED INCM ETF SR 'E' UN .4831 MO 19.81 19.54 19.57 - .23MGB 19.79 N/A 2.47 6,650,000 219,125 N/A
228MACKENZIE FLOATING RATE INCOME ETF SER E UN 1.2931 MO 21.62 21.46 21.56 + .06MFT 21.54 N/A 6.00 17,650,000 486,129 N/A
228MACKENZIE INTERNATIONAL EQTY INDEX ETF E UN .0960 QU 97.12 96.94 97.00 - 1.17QDX 97.12 N/A 0.10 90,000 549 N/A
228MACKENZIE INTL EQUITY INDEX ETF (CAD-HG) E UN .0910 QU 94.44 QDXH N/A * 10,000 N/A
228MACKENZIE IVY GLOBAL EQUITY ETF SER E UN .0076 ANN 20.42 19.75 20.42 - .01MIVG 19.80 N/A 0.04 150,000 13,506 N/A
228MACKENZIE MAX DIVERS CANADA INDEX ETF CL E UN .3276 QU 22.32 21.67 22.30 + .24MKC 21.67 N/A 1.47 10,500,000 30,457 N/A
228MACKENZIE MAX DIVERS DEVELOP EUROPE ETF E UN 23.61 22.63 23.36 + .15MEU 23.07 N/A 3,600,000 78,767 N/A
228MACKENZIE MAX DIVERS EMERG MKTS IDX ETF E UN .3984 SA 25.68 24.95 25.25 + .15MEE 25.54 N/A 1.58 4,500,000 149,637 N/A
228MACKENZIE MAX DVR ALL WRLD DEV EX NA ETF E UN 23.35 22.67 23.15 - .07MXU 23.01 N/A 3,900,000 207,981 N/A
228MACKENZIE MAXIMUM DIVER ALL WRLD DEV ETF E UN .0546 QU 23.50 22.62 23.40 - .12MWD 22.95 N/A 0.23 7,600,000 47,721 N/A
228MACKENZIE MAXIMUM DIVERS US INDEX ETF CL E UN .1353 QU 24.74 23.63 24.51 - .34MUS 24.05 N/A 0.55 2,200,000 81,711 N/A
228MACKENZIE PORTFOLIO COMPLETION ETF SER E UN .0290 SA 20.04 19.83 20.04 + .03MPCF 19.93 N/A 0.14 270,000 8,144 N/A
228MACKENZIE UNCONSTRAINED BOND ETF CL 'E' UN .8170 MO 21.02 20.75 20.81 - .14MUB 20.90 N/A 3.93 11,900,000 230,956 N/A
228MACKENZIE US HI YLD BOND IDX ETF(CAD-HG)E UN 5.5070 MO 98.87 96.96 97.21 - 1.08QHY 98.11 N/A 5.67 40,000 4,330 N/A
228MACKENZIE US INVEST GRD CORP BND ETF CA-HEG E .4720 MO 98.46 97.50 97.50 - .52QUIG 98.46 N/A 0.48 1,520,000 5,260 N/A
228MACKENZIE US LARGE CAP EQ IDX ETF(CA-HG) E UN .2704 QU 94.27 94.26 94.26 - 3.38QAH 94.27 N/A 0.29 50,000 1,300 N/A
228MACKENZIE US LARGE CAP EQUITY INDX ETF E UN .2909 QU 98.72 95.24 97.89 - 2.31QUU 95.24 N/A 0.30 1,450,000 12,472 N/A
215MADISON PACIFIC PROPERTIES INC. CL 'B' .1050 SA 3.50 3.36 3.40 - .05MPC 3.40 3.82 3.09 7,255,501 8,052 0.89
215MADISON PACIFIC PROPERTIES INC. CL 'C' NV .1050 SA 3.35 3.12 3.20 MPC.C 3.21 5.71 3.28 51,315,089 103,603 0.56
221MAG SILVER CORP. J 14.78 12.75 14.27 + .85MAG 12.75 N/A 85,503,249 5,086,875 - 0.10
221MAGELLAN AEROSPACE CORPORATION .3400 QU 19.92 18.68 19.36 - .77MAL 19.73 10.14 1.76 58,209,001 122,962 1.91
215MAGNA INTERNATIONAL INC. 1.3200 QU 77.41 69.78 75.83 + 5.23MG 72.68 12.66 2.24 357,049,620 19,891,451 7.70
215MAINSTREET EQUITY CORP. J 41.61 40.00 41.61 + 1.69MEQ 40.16 3.76 8,832,305 20,143 11.06
201MAJOR DRILLING GROUP INTERNATIONAL INC. 6.89 6.26 6.42 - .07MDI 6.70 N/A 80,299,984 895,310 - 0.33
215MANDALAY RESOURCES CORPORATION J .25 .19 .21 - .04MND .20 N/A 451,313,865 13,818,863 - 0.12
201MANULIFE FINANCIAL CORP CL 1 PR SER '11' 1.0000 QU 25.00 24.59 24.90 + .01MFC.PR.J 24.96 N/A 4.02 8,000,000 233,439 N/A
201MANULIFE FINANCIAL CORP CL 1 PR SER '23' 1.2125 QU 26.39 25.77 26.17 + .27MFC.PR.R 25.84 N/A 4.63 19,000,000 301,310 N/A
201MANULIFE FINANCIAL CORP FLTG RTE CL 1 PR SR 4 .5644 QU 20.98 18.61 19.78 - .22MFC.PR.P 19.81 N/A 2.85 1,664,169 37,300 N/A
201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '7' 1.0780 QU 25.56 24.75 25.04 + .44MFC.PR.H 25.01 N/A 4.31 10,000,000 257,541 N/A
201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '9' 1.0878 QU 25.00 24.51 24.85 + .14MFC.PR.I 24.69 N/A 4.38 10,000,000 133,929 N/A
201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 21 1.4000 QU 26.76 26.26 26.73 + .39MFC.PR.O 26.40 N/A 5.24 17,000,000 338,794 N/A
201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 25 25.74 24.85 25.06 + .11MFC.PR.Q 25.14 N/A 10,000,000 559,606 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201MANULIFE FINANCIAL CORP. CL 1 PR SER '13' .9500 QU 23.17 22.56 22.87 - .14MFC.PR.K 22.85 N/A 4.15 8,000,000 141,995 N/A
201MANULIFE FINANCIAL CORP. CL 1 PR SER '15' .9750 QU 23.26 21.86 22.82 - .23MFC.PR.L 22.54 N/A 4.27 8,000,000 54,233 N/A
201MANULIFE FINANCIAL CORP. CL 1 PR SER '17' .9750 QU 23.46 22.82 23.23 - .60MFC.PR.M 23.38 N/A 4.20 14,000,000 224,806 N/A
201MANULIFE FINANCIAL CORP. CL 1 PR SER '19' .9500 QU 23.40 22.04 23.17 - .46MFC.PR.N 23.31 N/A 4.10 10,000,000 85,067 N/A
201MANULIFE FINANCIAL CORP. CL 1 PR SER '3' .5445 QU 18.99 18.53 18.79 - .21MFC.PR.F 18.87 N/A 2.90 6,335,831 60,047 N/A
201MANULIFE FINANCIAL CORP. CL 1 PR SER '5' .9728 QU 24.66 24.13 24.44 - .11MFC.PR.G 24.37 N/A 3.98 8,000,000 64,302 N/A
201MANULIFE FINANCIAL CORP. CL A PR SER '2' 1.1625 QU 22.09 21.65 21.91 + .01MFC.PR.B 21.94 N/A 5.31 14,000,000 120,204 N/A
201MANULIFE FINANCIAL CORP. CL A PR SER '3' 1.1250 QU 21.45 21.00 21.24 + .01MFC.PR.C 21.26 N/A 5.30 12,000,000 121,855 N/A
201MANULIFE FINANCIAL CORPORATION .8800 QU 24.77 23.11 24.23 - .19MFC 23.95 24.72 3.63 1,983,144,677 64,159,722 0.98
228MANULIFE MULTFCTR US SMALL CAP IDX ETF HGD UN .0353 SA 26.34 MUSC N/A * 100,000 N/A
228MANULIFE MULTFCTR US SMALL CAP IDX ETF U-H UN .0371 SA 26.07 25.29 26.07 + 1.36MUSC.B 25.29 N/A 0.14 100,000 400 N/A
228MANULIFE MULTIFACTOR CDN SMID CAP IDX U-H UN .0729 SA 24.94 24.94 24.94 MCSM 24.94 N/A 0.29 200,000 100 N/A
228MANULIFE MULTIFACTR DEV INT'L INDX ETF HEG UN .7504 27.55 25.94 27.54 + .47MINT 25.94 N/A 2.72 1,300,000 16,639 N/A
228MANULIFE MULTIFACTR DEV INTL IDX ETF UNHEG UN .7017 28.35 27.68 28.35 + .43MINT.B 27.68 N/A 2.48 2,200,000 920 N/A
228MANULIFE MULTIFACTR US LARGE CAP IDX ETF HEGD .5275 SA 28.35 27.76 28.14 - .33MULC 28.12 N/A 1.87 200,000 2,020 N/A
228MANULIFE MULTIFACTR US LARGE CAP IDX ETF UNHG .5507 SA 27.25 26.69 27.17 - .48MULC.B 26.74 N/A 2.03 4,650,000 890 N/A
228MANULIFE MULTIFACTR US MID CAP IDX ETF HEG UN .4108 SA 27.90 27.39 27.67 - .45MUMC 27.90 N/A 1.48 200,000 525 N/A
228MANULIFE MULTIFACTR US MID CAP INDX ETF UNHEG .4358 SA 27.35 26.53 27.04 - .26MUMC.B 26.58 N/A 1.61 250,000 5,960 N/A
228MANULIFE MULTIFCTR CDN LARGE CAP IDX ETF UNHG .6715 SA 24.75 24.75 24.75 - .31MCLC 24.75 N/A 2.71 1,150,000 130 N/A
221MAPLE LEAF FOODS INC. .5200 QU 32.35 30.17 30.95 - 1.32MFI 31.46 24.18 1.68 126,660,289 3,689,864 1.28
201MARATHON GOLD CORPORATION J .99 .85 .87 - .09MOZ .97 N/A 146,098,352 3,155,564 - 0.03
221MARRET RESOURCE CORP. J .55 .37 .52 + .11MAR .39 N/A 17,702,767 1,081,999 - 0.01
221MARTINREA INTERNATIONAL INC. .1200 QU 16.42 14.88 15.32 + .52MRE 15.22 8.33 0.78 86,745,834 3,362,793 1.84
221MASON RESOURCES CORP. J .24 .16 .19 - .02MNR .18 N/A 78,190,863 1,053,874 - 0.04
221MAWSON RESOURCES LIMITED J .52 .31 .34 - .27MAW .50 N/A 141,591,593 1,432,185 - 0.02
215MAXAR TECHNOLOGIES LTD. 1.4800 QU 59.62 55.62 58.10 - 2.03MAXR 59.62 26.90 2.55 56,368,754 3,638,677 2.16
215MAXIM POWER CORP. 2.60 2.40 2.45 - .15MXG 2.46 7.21 54,623,825 57,807 0.34
231MBN CORPORATION EQUITY 6.25 6.05 6.09 - .01MBN 6.25 N/A 3,861,851 21,458 - 0.24
215MCAN MORTGAGE CORPORATION 1.4800 QU 18.15 17.50 18.10 - .06MKP 17.60 10.52 8.18 23,559,145 212,896 1.72
215MCCOY GLOBAL INC. 1.46 1.20 1.28 - .03MCB 1.39 N/A 27,684,239 206,186 - 0.59
221MCEWEN MINING INC. J .0100 SA 2.77 2.55 2.66 + .14MUX 2.72 N/A 0.48 337,086,060 4,263,512 - 0.04
221MEDIAGRIF INTERACTIVE TECHNOLOGIES INC. .4000 QU 10.99 10.25 10.99 + .40MDF 10.25 18.95 3.64 14,848,779 338,354 0.58
221MEDICAL FACILITIES CORPORATION 1.1250 MO 14.42 13.11 14.11 - 1.03DR 13.90 16.22 7.97 30,950,345 2,742,151 0.87
228MEDICENNA THERAPEUTICS CORP. J 2.11 1.45 1.65 - .65MDNA 2.00 N/A 24,578,137 84,637 - 0.50
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228MEDRELEAF CORP. 21.13 14.57 21.06 + 1.36LEAF 17.15 N/A 101,004,874 9,008,778 - 0.05
215MEG ENERGY CORP. 6.76 4.49 6.64 + 1.60MEG 4.50 11.65 294,103,943 41,224,702 0.57
228MEGA URANIUM LTD. J .16 .14 .15 - .03MGA .14 N/A 295,745,639 8,316,634 0.00
201MELCOR DEVELOPMENTS LTD. .5200 QU 14.85 14.22 14.40 + .50MRD 14.22 12.52 3.61 33,389,451 44,485 1.15
201METHANEX CORPORATION 1.3200 QU 87.59 74.47 77.39 + 6.56MX 78.19 21.04 2.19 83,235,804 6,106,439 4.73
201METRO INC. .7200 QU 42.66 39.89 40.74 + .26MRU 41.10 5.28 1.77 228,028,354 7,563,899 7.72
201MICROBIX BIOSYSTEMS INC. J .32 .25 .32 + .02MBX .28 N/A 96,772,705 767,484 - 0.01
221MIDAS GOLD CORP. J 1.07 .87 .89 - .01MAX .94 N/A 186,974,140 4,362,963 - 0.07
231MIDDLEFIELD HEALTHCARE&WELLNESS DIV FND TR UN .5000 MO 9.95 9.29 9.55 - .36HWF.UN 9.41 N/A 5.24 10,597,360 246,838 N/A
215MINCO SILVER CORPORATION J .77 .59 .71 + .03MSV .63 N/A 60,704,748 399,577 - 0.07
221MITEL NETWORKS CORORATION 14.51 11.67 14.33 + 3.82MNW 11.94 N/A 121,162,441 8,839,744 - 0.53
215MOGO FINANCE TECHNOLOGY INC. J 4.35 3.20 3.45 - 1.15MOGO 3.56 N/A 22,254,399 1,976,797 - 1.07
201MOLSON COORS CANADA INC. CLASS 'A' EXCH LV 2.0840 QU 99.00 94.08 99.00 - 7.00TPX.A 99.00 N/A 2.11 2,878,432 873 0.00
201MOLSON COORS CANADA INC. CLASS 'B' EXCH NV 2.0840 QU 103.50 97.60 101.00 - 3.56TPX.B 102.00 N/A 2.06 14,691,345 25,203 0.00
221MONETA PORCUPINE MINES INC. J .15 .13 .15 - .01ME .14 N/A 239,047,148 2,299,279 - 0.02
215MORGUARD CORPORATION .6000 QU 180.00 161.00 164.45 - 9.55MRC 169.25 6.30 0.36 11,456,959 54,611 26.10
201MORNEAU SHEPELL INC. .7800 MO 25.99 25.10 25.37 + 1.87MSI 25.81 40.92 3.07 53,856,460 1,617,402 0.62
221MOUNTAIN PROVINCE DIAMONDS INC. J 3.34 2.97 3.10 - .28MPVD 3.25 28.18 209,990,808 6,094,960 0.11
215MTY FOOD GROUP INC. .6000 QU 51.50 46.06 46.10 - 4.81MTY 50.52 10.60 1.30 25,160,493 1,084,730 4.35
215MULLEN GROUP LTD. .6000 MO 15.76 14.12 14.55 - .21MTL 14.69 23.10 4.12 103,654,316 2,216,181 0.63
215NATIONAL BANK OF CANADA 2.4000 QU 61.82 58.58 60.98 - 1.28NA 60.56 10.95 3.94 339,482,273 20,285,432 5.57
215NATIONAL BANK OF CANADA 1ST PR SERIES '32' .9750 QU 22.93 22.27 22.65 - .29NA.PR.W 22.83 N/A 4.30 12,000,000 105,480 N/A
215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '30' 1.0250 QU 23.30 22.81 23.10 - .29NA.PR.S 23.25 N/A 4.44 14,000,000 165,373 N/A
215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '34' 1.4000 QU 26.53 26.08 26.18 - .08NA.PR.X 26.48 N/A 5.35 16,000,000 269,616 N/A
215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '36' 1.3500 QU 26.35 25.94 26.07 - .11NA.PR.A 26.31 N/A 5.18 16,000,000 161,649 N/A
201NATIONAL BANK OF CANADA 5-YR 1ST PR SER '38' 1.1125 QU 25.30 24.82 25.22 - .03NA.PR.C 25.15 N/A 4.41 16,000,000 205,403 N/A
215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '40' QU 24.80 24.20 24.50 - .12NA.PR.E 24.80 N/A 12,000,000 600,170 N/A
221NAUTILUS MINERALS INC. J .24 .22 .23 - .04NUS .23 N/A 701,770,858 2,501,731 - 0.01
221NEMASKA LITHIUM INC. 1.44 1.07 1.30 - .17NMX 1.35 N/A 401,643,577 32,890,534 - 0.04
221NEMASKA LITHIUM INC. WT .47 .35 .40 - .10NMX.WT .47 N/A 0 1,233,132 N/A
215NEO PERFORMANCE MATERIALS INC. .3800 QU 18.00 16.90 17.21 + 1.70NEO 17.46 21.38 2.21 39,921,577 313,730 0.81
215NEOVASC INC. J .11 .04 .05 - .24NVCN .08 0.11 1,207,511,274 196,711,455 0.45
215NEPTUNE TECHNOLOGIES & BIORESSOURCES INC. J 3.90 3.43 3.64 + .53NEPT 3.79 40.44 78,781,173 1,428,638 0.09
221NEULION, INC. J 1.06 1.03 1.05 + .53NLN 1.05 N/A 280,334,268 4,217,119 - 0.05
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215NEVADA COPPER CORP. J .71 .63 .67 - .05NCU .68 N/A 445,150,682 708,475 - 0.09
215NEVSUN RESOURCES LTD. J 3.64 3.04 3.58 + .78NSU 3.07 N/A 302,212,480 15,487,953 - 0.25
221NEW FLYER INDUSTRIES INC. 1.3000 QU 59.73 55.95 58.97 + 1.99NFI 58.39 17.74 2.20 62,971,836 2,496,571 3.33
221NEW GOLD INC. 3.44 2.85 3.01 - .22NGD 3.37 N/A 578,748,338 31,735,973 - 0.23
215NEW LOOK VISION GROUP INC. J .6000 QU 35.31 32.00 32.50 - 1.68BCI 34.54 45.14 1.85 15,491,520 76,196 0.72
215NEW MILLENNIUM IRON CORP. J .09 .07 .09 - .01NML .09 N/A 181,054,146 1,369,086 - 0.22
215NEWALTA CORPORATION 1.39 1.20 1.28 + .33NAL 1.20 N/A 88,148,148 2,641,893 - 0.55
201NEWFOUNDLAND CAPITAL CORP. LTD. CL 'A' SV .5000 SA 13.60 11.87 13.40 + .64NCC.A 13.14 12.88 3.73 21,538,133 44,615 1.04
201NEWFOUNDLAND CAPITAL CORP. LTD. CL 'B' MV .5000 SA 13.85 NCC.B 0.00 * 3,769,322 1.04
221NEWGROWTH CORP. CL 'B' PR SERIES 3 1.3308 QU 32.29 32.07 32.29 + .04NEW.PR.D 32.07 N/A 4.12 1,662,940 5,188 N/A
221NEWGROWTH CORPORATION CL 'A' CAPITAL SHARES 1.2100 QU 41.28 39.49 41.28 + .02NEW.A 39.49 9.09 2.93 1,662,940 9,284 4.54
221NEXA RESOURCES S.A. 23.30 21.50 22.40 - 3.50NEXA 22.71 N/A 133,320,513 4,143 N/A
221NEXGEN ENERGY LTD. J 2.75 2.12 2.56 - .13NXE 2.19 N/A 343,327,690 15,198,765 - 0.17
221NEXJ SYSTEMS INC. J 2.50 2.28 2.47 - .28NXJ 2.49 N/A 21,022,422 36,794 - 0.09
228NEXTSOURCE MATERIALS INC. J .13 .10 .12 - .03NEXT .12 N/A 462,495,711 7,535,887 - 0.01
221NGEX RESOURCES INC. J 1.30 1.01 1.10 - .20NGQ 1.09 N/A 226,370,653 455,535 - 0.04
221NICKEL CREEK PLATINUM CORP. J .29 .24 .27 - .04NCP .29 N/A 236,569,139 705,844 - 0.02
228NIGHTHAWK GOLD CORP. J .72 .62 .62 + .02NHK .69 N/A 188,541,010 1,558,206 N/A
215NIKO RESOURCES LTD. .08 .06 .06 - .03NKO .08 N/A 94,049,967 2,111,141 - 0.44
228NINEPOINT ENERGY OPPORTUNITIES TRUST UNITS 6.30 5.12 6.10 + .95NRGY.UN 5.15 N/A 4,358,150 137,618 N/A
221NIOCORP DEVELOPMENTS LTD. J .62 .56 .56 - .13NB .62 N/A 210,202,442 932,999 - 0.09
201NORBORD INC. 2.4000 QU 54.59 45.78 53.02 + 9.69OSB 46.71 8.07 4.53 86,545,027 5,938,040 6.57
221NORTH AMERICAN CONSTRUCTION GROUP LTD. .0800 QU 7.99 6.53 7.25 + .75NOA 6.62 36.25 1.10 27,870,515 807,686 0.20
221NORTH AMERICAN FINANCIAL 15 SPLIT CORP CL 'A' 1.2000 MO 9.00 8.35 8.90 - .05FFN 8.83 5.36 13.48 15,414,470 605,015 1.66
221NORTH AMERICAN FINANCIAL 15 SPLIT CORP. II PR .5500 MO 10.17 10.02 10.10 FFN.PR.A 10.14 N/A 5.45 15,414,470 270,890 N/A
221NORTH AMERICAN PALLADIUM LTD. 11.16 9.80 10.90 + 1.00PDL 9.85 20.96 58,126,526 212,430 0.52
201NORTH WEST COMPANY INC.(THE) VARIABLE V COM V 1.2800 QU 28.10 26.76 27.61 + .20NWC 26.91 19.44 4.64 48,690,212 1,548,943 1.42
221NORTHCLIFF RESOURCES LTD. J .12 .09 .10 - .02NCF .10 N/A 173,756,229 336,692 - 0.01
221NORTHERN DYNASTY MINERALS LTD. J 1.25 1.05 1.16 - .18NDM 1.18 N/A 311,816,308 2,381,385 - 0.20
215NORTHERN DYNASTY MINERALS LTD. J WT A .69 .53 .69 - .09NDM.WT.A .60 N/A 0 189,540 N/A
215NORTHERN DYNASTY MINERALS LTD. J WT B .71 .49 .49 - .31NDM.WT.B .71 N/A 0 42,710 N/A
228NORTHERN POWER SYSTEMS CORP. J .17 .10 .11 - .07NPS .17 N/A 23,173,884 90,258 0.00
215NORTHLAND POWER INC. 1.2000 MO 23.52 22.64 23.15 + 1.13NPI 23.05 27.24 5.18 175,068,741 3,973,759 0.85
215NORTHLAND POWER INC. CUMLTV RST SERIES 3 PR 1.2700 QU 24.59 23.90 24.32 - .40NPI.PR.C 24.09 N/A 5.22 4,800,000 30,631 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215NORTHLAND POWER INC. FLTG RATE SERIES '2' PR .9048 QU 19.89 19.45 19.50 - .71NPI.PR.B 19.45 N/A 4.64 1,498,435 18,506 N/A
215NORTHLAND POWER INC. SERIES '1' PR .8784 QU 19.78 19.15 19.20 - .70NPI.PR.A 19.55 N/A 4.58 4,501,565 44,913 N/A
215NORTHVIEW APARTMENT RL EST INVESTMENT TR UN 1.6296 MO 26.20 24.63 25.51 + .67NVU.UN 25.80 N/A 6.39 51,165,976 1,783,514 N/A
215NOVAGOLD RESOURCES INC. J 6.33 5.51 6.16 + 1.06NG 5.51 N/A 322,303,842 3,017,868 - 0.15
201NUTRIEN LTD. 1.6000 QU 61.15 56.55 58.45 - 4.60NTR 60.90 N/A 3.52 636,111,735 14,507,687 N/A
215NUVISTA ENERGY LTD. 8.72 6.69 8.43 + .44NVA 7.04 15.61 174,184,248 10,214,370 0.54
201NUVO PHARMACEUTICALS INC. 3.50 3.00 3.11 - .14NRI 3.41 22.21 11,597,849 293,098 0.14
215NXT ENERGY SOLUTIONS INC. J 1.34 .90 1.16 - .02SFD 1.31 N/A 62,818,842 112,901 - 0.16
201OBSIDIAN ENERGY LTD. 1.52 1.27 1.42 + .24OBE 1.29 N/A 504,340,988 12,972,075 - 0.17
221OCEANAGOLD CORPORATION .0200 3.60 3.33 3.46 + .04OGC 3.49 12.22 0.74 617,097,616 29,082,193 0.36
201OLYMPIA FINANCIAL GROUP INC. 2.0400 MO 33.51 31.70 32.50 - 1.36OLY 33.51 12.85 6.28 2,406,352 14,807 2.53
215ONCOLYTICS BIOTECH INC. .77 .61 .65 - .15ONC .69 N/A 142,325,222 2,057,272 - 0.12
215ONCOLYTICS BIOTECH INC. WT .31 .23 .26 - .09ONC.WT .23 N/A 0 85,575 N/A
215ONE GLOBAL EQUITY ETF UNITS .2200 25.06 24.08 24.95 - .09ONEQ 24.16 N/A 0.88 2,400,000 20,852 N/A
201ONEX CORPORATION SV .3000 96.26 90.35 95.10 + .94ONEX 93.00 3.12 0.32 101,279,777 2,156,237 30.48
221OPEN TEXT CORPORATION .5280 46.46 42.75 45.33 + .28OTEX 44.65 77.71 1.50 267,266,442 7,953,082 0.75
201OPSENS INC. J 1.03 .83 .95 - .05OPS .89 N/A 89,826,317 1,880,810 - 0.06
221OPTIVA INC. J SV 56.18 49.30 51.90 - .35OPT 52.25 N/A 5,233,047 24,536 - 44.00
201ORBIT GARANT DRILLING INC. 2.56 2.20 2.25 - .25OGD 2.50 N/A 36,147,119 67,229 - 0.04
221OROCOBRE LIMITED ORDINARY J 5.57 4.69 5.49 - .69ORL 5.37 N/A 260,710,716 1,953,730 - 0.02
221OROSUR MINING INC. .13 .08 .09 - .06OMI .12 N/A 117,586,905 2,482,368 - 0.01
201ORVANA MINERALS CORP. J .24 .20 .22 - .01ORV .21 N/A 136,623,171 1,022,562 - 0.09
215ORYX PETROLEUM CORP. LIMITED J .23 .20 .21 + .02OXC .20 N/A 458,422,779 600,170 - 0.14
201OSISKO GOLD ROYALTIES LTD .2000 QU 12.91 11.90 12.53 + .09OR 12.50 N/A 1.60 156,225,706 6,215,136 - 0.33
201OSISKO GOLD ROYALTIES LTD. WT 1.45 1.25 1.37 - .38OR.WT 1.45 N/A 0 10,400 N/A
201OSISKO GOLD ROYALTIES LTD. WT A .63 .48 .55 - .11OR.WT.A .63 N/A 0 105,459 N/A
228OSISKO MINING INC. J 2.97 2.34 2.66 - .04OSK 2.56 N/A 207,920,322 9,745,011 - 0.10
228OSISKO MINING INC. J WT .03 .02 .02 - .01OSK.WT .02 N/A 0 5,775,818 N/A
215PAINTED PONY LTD. J 2.89 2.05 2.80 + 1.00PONY 2.11 3.22 160,995,692 18,321,901 0.87
221PAN AMERICAN SILVER CORP. .1400 22.16 20.00 20.70 + 1.28PAAS 20.94 25.94 0.87 153,317,350 3,971,800 1.03
215PARAMOUNT RESOURCES LTD. CLASS A 18.69 13.93 18.33 + 1.09POU 14.72 11.46 133,662,255 7,998,810 1.60
215PAREX RESOURCES INC. J 22.31 17.52 22.09 + 4.20PXT 18.02 16.84 155,646,553 11,211,390 1.31
228PARK LAWN CORPORATION .4560 MO 26.85 24.50 24.58 + 1.01PLC 24.52 78.03 1.86 15,354,504 889,346 0.32
215PARKLAND FUEL CORPORATION 1.1736 MO 30.06 27.96 29.81 + .84PKI 28.93 42.59 3.94 131,731,519 4,628,818 0.70
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 3 PR 1.0876 QU 25.26 25.13 25.19 + .01PVS.PR.B 25.16 N/A 4.32 7,631,100 35,985 N/A
201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 6 PR 1.1250 QU 25.53 25.19 25.53 + .18PVS.PR.D 25.21 N/A 4.41 7,990,000 44,740 N/A
201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 7 PR 1.3750 QU 26.46 26.11 26.35 + .16PVS.PR.E 26.20 N/A 5.22 4,000,000 7,920 N/A
201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 8 PR 1.2000 QU 25.88 25.00 25.15 - .20PVS.PR.F 25.50 N/A 4.77 6,000,000 69,274 N/A
215PASON SYSTEMS INC. .6800 QU 18.53 16.61 17.95 + .21PSI 17.20 59.83 3.79 85,073,616 2,310,461 0.30
221PATTERN ENERGY GROUP INC. CL 'A' 1.6880 23.54 21.65 23.39 - .46PEGI 22.30 N/A 9.28 98,274,669 223,408 - 0.26
215PEMBINA PIPELINE CORPORATION 2.1600 MO 42.76 37.60 40.89 - .37PPL 40.06 21.63 5.28 503,405,631 25,196,373 1.89
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 1 1.0625 QU 22.58 21.55 21.59 - 1.11PPL.PR.A 22.57 N/A 4.92 10,000,000 150,464 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 11 1.4375 QU 26.42 26.04 26.20 + .06PPL.PR.K 26.21 N/A 5.49 6,800,000 69,091 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 13 1.4375 QU 26.50 25.85 25.85 - .45PPL.PR.M 26.27 N/A 5.56 10,000,000 59,908 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 15 1.1160 QU 23.81 22.99 23.02 - .96PPL.PR.O 23.67 N/A 4.85 8,000,000 79,460 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 17 1.2500 QU 24.09 23.42 23.50 - 1.15PPL.PR.Q 24.08 N/A 5.32 6,000,000 195,614 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 19 1.2500 QU 25.37 25.01 25.15 - .29PPL.PR.S 25.30 N/A 4.97 8,000,000 70,422 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 21 1.2250 QU 25.32 24.75 25.01 - .33PPL.PF.A 25.12 N/A 4.90 16,000,000 390,038 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 3 1.1750 QU 22.84 21.79 21.85 - 1.32PPL.PR.C 22.84 N/A 5.38 6,000,000 48,803 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 5 1.2500 QU 24.18 23.31 23.50 - .90PPL.PR.E 24.13 N/A 5.32 10,000,000 176,735 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 7 1.1250 QU 23.89 22.89 23.22 - .79PPL.PR.G 23.75 N/A 4.84 10,000,000 174,643 N/A
215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 9 1.1875 QU 25.33 24.91 25.06 - .10PPL.PR.I 25.04 N/A 4.74 9,000,000 151,896 N/A
215PENGROWTH ENERGY CORPORATION 1.21 .77 1.15 + .22PGF .82 N/A 556,115,521 13,582,263 - 1.24
221PEREGRINE DIAMONDS LTD. J .17 .14 .16 + .01PGD .15 N/A 442,151,936 2,337,684 - 0.03
230PERPETUAL ENERGY INC. .80 .64 .79 - .01PMT .80 N/A 60,183,100 367,484 - 0.62
221PERSEUS MINING LIMITED ORDINARY J .50 .43 .45 + .06PRU .48 4.29 1,034,040,785 1,774,370 0.10
221PERSHING GOLD CORPORATION J 2.65 2.33 2.56 - .15PGLC 2.45 N/A 31,206,953 18,305 - 0.65
215PETRUS RESOURCES LTD. J 1.26 1.02 1.13 - .08PRQ 1.10 N/A 49,491,982 375,620 - 2.28
215PEYTO EXPLORATION & DEVELOPMENT CORP. .7200 MO 12.69 10.52 12.14 + 1.95PEY 10.75 11.35 5.93 164,874,175 18,168,194 1.07
224PFB CORPORATION .3200 QU 8.36 7.91 8.20 - .11PFB 8.36 24.12 3.90 6,716,003 2,866 0.34
221PHX ENERGY SERVICES CORP. 2.36 1.83 2.34 + .14PHX 1.88 N/A 58,397,887 674,527 - 0.41
227PIMCO INVESTMNT GRDE CREDT FND(CDA)ETF SER UN .6554 MO 19.62 19.28 19.33 - .26IGCF 19.59 N/A 3.39 2,250,000 67,003 N/A
227PIMCO MONTHLY INCOME FUND (CANADA) ETF SER UN .7296 MO 19.86 19.66 19.73 - .10PMIF 19.84 N/A 3.70 25,600,000 993,816 N/A
230PINE CLIFF ENERGY LTD. J .35 .30 .30 PNE .31 N/A 307,075,787 4,480,322 - 0.22
228PINETREE CAPITAL LTD. J 2.56 1.80 2.50 + .04PNP 2.40 N/A 9,045,198 125,982 - 0.25
228PINNACLE RENEWABLE HOLDINGS INC. 14.70 13.54 14.29 + .80PL 14.60 N/A 32,903,221 147,237 - 0.22
221PIVOT TECHNOLOGY SOLUTIONS, INC. J .1600 QU 2.18 1.80 1.89 - .50PTG 2.15 N/A 8.47 40,210,929 1,148,747 - 0.09
201PIZZA PIZZA ROYALTY CORP. .8556 MO 14.58 13.72 13.83 - .33PZA 14.08 15.90 6.19 24,618,392 753,441 0.87
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221PLATINUM GROUP METALS LTD. J .37 .24 .24 - .21PTM .37 N/A 150,910,006 2,290,198 - 5.67
221POINTS INTERNATIONAL LTD. J 14.13 12.05 13.60 + .20PTS 12.60 45.33 14,427,987 88,763 0.30
201POLARIS INFRASTRUCTURE INC. J .6000 QU 20.55 17.90 19.11 - .73PIF 18.00 171.82 4.04 15,678,299 829,680 0.14
221POLLARD BANKNOTE LIMITED .1200 QU 23.00 21.09 21.28 + .47PBL 21.98 29.97 0.56 25,613,158 152,369 0.71
221POLYMET MINING CORP. J 1.15 1.00 1.05 - .54POM 1.10 N/A 320,402,029 395,708 - 0.05
228POSERA LTD. J .23 .19 .20 - .03PAY .22 5.00 119,796,879 2,102,699 0.04
221POSTMEDIA NETWORK CDA CORP. CL C VOTING J 1.11 1.11 1.11 + .11PNC.A 1.11 2.18 61,218 300 0.51
221POSTMEDIA NETWORK CDA CORP. CLASS NC VV J 1.00 1.00 1.00 PNC.B 1.00 1.96 93,655,981 11,800 0.51
215POTASH RIDGE CORPORATION J .11 .07 .10 PRK .07 N/A 188,345,810 11,891,859 - 0.04
221POWER CORPORATION OF CANADA 5.00% SER 'D' PR 1.2500 QU 23.42 22.90 23.22 - .15POW.PR.D 23.07 N/A 5.38 10,000,000 130,602 N/A
221POWER CORPORATION OF CANADA 5.35% SER 'B' PR 1.3375 QU 24.49 24.18 24.34 - .07POW.PR.B 24.23 N/A 5.50 8,000,000 47,444 0.00
221POWER CORPORATION OF CANADA 5.60% SER 'A' PR 1.4000 QU 25.40 25.05 25.18 + .07POW.PR.A 25.05 N/A 5.56 6,000,000 56,159 0.00
221POWER CORPORATION OF CANADA 5.60% SER 'G' PR 1.4000 QU 25.51 25.11 25.25 - .03POW.PR.G 25.20 N/A 5.54 8,000,000 43,559 N/A
221POWER CORPORATION OF CANADA 5.80% SER 'C' PR 1.4500 QU 25.80 25.33 25.63 + .28POW.PR.C 25.33 N/A 5.66 6,000,000 62,848 0.00
221POWER CORPORATION OF CANADA PARTICIPATING PR 1.4340 QU 32.60 32.10 32.10 - .85POW.PR.E 32.60 N/A 4.47 48,854,772 400 0.00
221POWER CORPORATION OF CANADA SV 1.4340 QU 30.80 28.87 30.51 + .10POW 29.35 11.01 4.70 415,873,704 14,857,870 2.77
221POWER CORPORATION OF CDA 1ST PR 1986 SERIES 1.1620 QU 45.00 44.25 44.25 + 1.50POW.PR.F 45.00 N/A 2.63 280,800 9,100 0.00
221POWER FINANCIAL CORP. 4.20% SERIES 'T' 1ST PR 1.0500 QU 24.20 23.60 23.79 - 1.06PWF.PR.T 23.97 N/A 4.41 8,000,000 56,338 N/A
221POWER FINANCIAL CORP. 4.40% SERIES 'P' 1ST PR .5765 QU 19.83 19.31 19.58 - .23PWF.PR.P 19.59 N/A 2.94 8,965,485 93,625 N/A
221POWER FINANCIAL CORP. 4.80% SERIES 'S' 1ST PR 1.2000 QU 22.74 21.98 22.10 - .22PWF.PR.S 22.52 N/A 5.43 12,000,000 150,861 N/A
221POWER FINANCIAL CORP. 4.95% SERIES 'K' 1ST PR 1.2375 QU 23.09 22.53 22.60 - .15PWF.PR.K 22.88 N/A 5.48 10,000,000 73,631 N/A
221POWER FINANCIAL CORP. 5.10% SERIES 'L' 1ST PR 1.2750 QU 23.76 23.25 23.56 + .02PWF.PR.L 23.62 N/A 5.41 8,000,000 95,658 N/A
221POWER FINANCIAL CORP. 5.15% SERIES 'V' 1ST PR 1.2875 QU 24.18 23.55 23.95 - .20PWF.PR.Z 24.10 N/A 5.38 10,000,000 283,938 N/A
221POWER FINANCIAL CORP. 5.25% SERIES 'E' 1ST PR 1.3125 QU 24.37 23.73 23.94 - .21PWF.PR.F 24.18 N/A 5.48 8,000,000 59,987 0.00
221POWER FINANCIAL CORP. 5.50% SERIES 'R' 1ST PR 1.3750 QU 25.55 25.04 25.19 - .06PWF.PR.R 25.52 N/A 5.46 10,000,000 95,771 N/A
221POWER FINANCIAL CORP. 5.75% SERIES 'H' 1ST PR 1.4375 QU 25.63 25.25 25.40 + .05PWF.PR.H 25.45 N/A 5.66 6,000,000 91,915 0.00
221POWER FINANCIAL CORP. 5.80% SERIES 'O' 1ST PR 1.4500 QU 25.74 25.37 25.58 + .13PWF.PR.O 25.63 N/A 5.67 6,000,000 63,069 N/A
221POWER FINANCIAL CORP. 5.90% SERIES 'F' 1ST PR 1.4750 QU 25.69 25.28 25.51 + .19PWF.PR.G 25.68 N/A 5.78 6,000,000 107,366 0.00
221POWER FINANCIAL CORP. 6% SERIES 'I' 1ST PR 1.5000 QU 25.87 25.50 25.65 + .20PWF.PR.I 25.77 N/A 5.85 8,000,000 142,996 0.00
221POWER FINANCIAL CORP. FLTG RT SER 'Q' 1ST PR .6462 QU 21.50 20.99 21.09 - .96PWF.PR.Q 21.36 N/A 3.06 2,234,515 69,918 N/A
221POWER FINANCIAL CORP. SER A FLTG RATE 1ST PR .5600 QU 21.43 20.55 20.96 - .70PWF.PR.A 20.88 N/A 2.67 4,000,000 70,254 0.00
221POWER FINANCIAL CORP. SERIES 'D' 1ST PR 1.3750 QU 25.18 24.77 24.92 + .09PWF.PR.E 25.09 N/A 5.52 6,000,000 69,167 0.00
221POWER FINANCIAL CORPORATION 1.6500 QU 33.52 31.53 33.31 - .19PWF 32.28 13.82 4.95 713,871,479 9,962,088 2.41
201POWERSHARE S&P INTL DEV LOW VOLATL IDX ETF UN .6234 QU 23.41 22.85 23.38 + .06ILV 22.96 N/A 2.67 1,293,000 30,638 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201POWERSHARE S&P500LW VLTLTY IDX ETF CA$ HEG UN .6076 MO 36.94 35.49 36.18 - .02ULV.F 36.85 N/A 1.68 6,255,000 53,807 N/A
201POWERSHARES 1-3YR LAD FLTG RTE NT INDX ETF UN .2693 MO 19.94 19.91 19.93 PFL 19.91 N/A 1.35 2,500,000 153,884 N/A
201POWERSHARES CANADIAN DIV INDEX ETF TRNSFR UN 1.2822 MO 26.41 25.52 26.20 - .46PDC 26.39 N/A 4.89 12,050,000 354,191 N/A
201POWERSHARES CANADIAN PREF SHARE INDX ETF UN .6788 MO 16.54 16.18 16.31 - .47PPS 16.44 N/A 4.16 11,632,427 55,454 N/A
201POWERSHARES FTSE RAFI CDN FNDMTL INDEX ETF UN .6498 QU 26.96 25.45 26.88 + .51PXC 25.75 N/A 2.42 8,448,220 86,359 N/A
201POWERSHARES FTSE RAFI GLB SM-MD FNDMT ETF HEG .2012 QU 19.50 19.47 19.50 + 19.50PZW.F 19.47 N/A 1.03 50,000 3,100 N/A
201POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF UN .2820 QU 26.70 25.64 26.60 + .18PZW 25.72 N/A 1.06 575,000 13,737 N/A
201POWERSHARES FTSE RAFI GLBL+FNDMNTL IDX ETF UN .4482 QU 23.44 22.85 23.44 - .46PXG 22.86 N/A 1.91 600,000 8,110 N/A
201POWERSHARES FTSE RAFI US FNDMNTL IDX ETF 2 CA .3624 QU 24.99 24.30 24.95 - .29PXS 24.32 N/A 1.45 1,175,000 4,707 N/A
201POWERSHARES GLOBAL SHAREHOLDER YLD ETF CAD UN .4134 MO 23.83 23.36 23.77 - .63PSY 23.36 N/A 1.74 150,000 1,560 N/A
201POWERSHARES LADDRITE US 0-5Y CORP BND IDX UN .7367 MO 22.26 21.59 22.02 + .16USB 22.25 N/A 3.35 1,900,000 29,743 N/A
201POWERSHARES LADDRRITE US0-5YR CRP BND IDX USF .5706 MO 17.31 17.31 17.31 - .09USB.U 17.31 N/A 4.24 410,000 376 N/A
201POWERSHARES LOW VOLATLTY PORTFOLIO ETF CAD UN .5430 MO 21.82 21.50 21.82 + .02PLV 21.63 N/A 2.49 1,800,000 26,967 N/A
201POWERSHARES QQQ INDEX ETF CAD$ HEDGED UN .3258 QU 59.10 54.62 57.04 - 2.42QQC.F 56.42 N/A 0.57 1,900,000 438,136 N/A
201POWERSHARES S&P/TSX REIT INCOME IDX ETF CA UN 1.0315 MO 20.91 20.47 20.57 + .07REIT 20.82 N/A 5.01 750,000 9,024 N/A
201POWERSHARES S&P500LOW VOLATLTY IDX ETF CA$ UN .3757 MO 21.99 21.81 21.99 + .18ULV.C 21.89 N/A 1.71 175,000 1,081 N/A
201POWERSHARES SENIOR LOAN IDX ETF CA$ HEG UN .6846 MO 19.03 18.88 18.93 - .05BKL.F 18.91 N/A 3.62 3,780,000 23,846 N/A
201POWERSHARES SENIOR LOAN INDEX ETF CAD UN .6850 MO 18.16 BKL.C N/A * 50,000 N/A
201POWERSHARES TACTICAL BOND ETF TRANS UN .5968 MO 18.67 18.41 18.48 - .18PTB 18.63 N/A 3.23 9,275,000 108,442 N/A
201POWERSHR 1-5YR LDR INVGRD CORP BND IDX ETF UN .6325 MO 18.03 17.93 17.94 - .13PSB 18.00 N/A 3.53 37,705,750 322,916 N/A
201POWERSHR FTSE RAFI CDN SML-MD FUND IDX ETF UN .3241 QU 20.03 19.83 20.03 + .13PZC 19.83 N/A 1.62 150,000 664 N/A
201POWERSHR FTSE RAFI US FUNDMNTL IDX ETF CA$HEG .5470 QU 38.93 37.36 38.25 - .80PXU.F 37.38 N/A 1.43 3,525,000 13,907 N/A
201POWERSHR S&P/TSX COMP LOW VOLITLTY IDX ETF UN 1.0842 MO 27.55 27.06 27.42 - .14TLV 27.44 N/A 3.95 13,325,000 77,255 N/A
201POWERSHRE S&P EMERG MKT LW VOLATIL IDX ETF UN .5372 QU 20.92 20.58 20.70 - .11ELV 20.76 N/A 2.60 542,700 6,451 N/A
201POWERSHRS FUNDMNTL HI YLD CORP BOND ETF CA$HG .8081 MO 20.04 19.72 19.76 - .20PFH.F 19.86 N/A 4.09 3,200,000 67,716 N/A
224PRAIRIE PROVIDENT RESOURCES INC. J .46 .40 .44 + .06PPR .43 N/A 115,891,110 1,101,105 - 2.37
224PRAIRIE PROVIDENT RESOURCES INC. WT J .04 .04 .04 - .04PPR.WT .04 N/A 0 7,000 N/A
228PRAIRIESKY ROYALTY LTD. .7800 MO 31.90 27.46 28.47 PSK 28.04 55.82 2.74 235,462,341 11,381,929 0.51
215PRECISION DRILLING CORPORATION 4.65 3.36 4.58 + .54PD 3.54 N/A 293,238,858 47,209,873 - 0.45
228PREMIER GOLD MINES LIMITED J 2.85 2.59 2.72 - .42PG 2.83 24.73 202,614,536 8,582,049 0.11
228PREMIUM BRANDS HOLDINGS CORPORATION 1.9000 QU 122.77 114.77 120.61 + 17.03PBH 118.58 44.67 1.58 31,109,037 1,582,855 2.70
228PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 145.00 130.00 144.00 + 16.50PBH.DB.E 139.00 N/A 861,570 23,490 N/A
215PREMIUM INCOME CORPORATION CL 'A' .8128 QU 7.89 7.05 7.43 - .21PIC.A 7.83 2.48 10.94 9,995,191 306,397 2.99
215PREMIUM INCOME CORPORATION PR .8625 QU 15.41 15.10 15.21 + .06PIC.PR.A 15.36 N/A 5.67 9,995,191 177,219 0.00
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221PRETIUM RESOURCES INC. J 10.55 8.33 8.64 + .43PVG 8.65 N/A 182,390,374 10,245,366 - 0.12
221PRIME DIVIDEND CORP. CLASS 'A' .8110 MO 7.83 7.05 7.50 - .75PDV 7.83 5.56 10.81 1,193,260 40,662 1.35
221PRIME DIVIDEND CORP. PR .5000 MO 10.19 10.10 10.19 + .09PDV.PR.A 10.11 N/A 4.91 1,193,260 8,017 N/A
221PRIMERO MINING CORP. .28 .24 .27 + .05P .25 N/A 193,045,822 14,046,306 - 2.78
215PRIMERO MINING CORPORATION WT .01 .01 .01 P.WT.C .01 N/A 0 768,660 N/A
215PROMETIC LIFE SCIENCES INC. J .94 .63 .79 - .63PLI .76 N/A 712,329,990 32,754,339 - 0.16
221PROMIS NEUROSCIENCES INC. J .48 .38 .41 PMN .48 N/A 226,330,215 4,914,311 - 0.03
215PROPHECY DEVELOPMENT CORP. J 3.52 2.40 3.00 PCY 3.20 N/A 7,472,179 240,667 - 0.39
215PULSE SEISMIC INC. 3.10 2.85 3.00 - .09PSD 2.91 11.11 53,850,917 314,747 0.27
228PURPOSE BEST IDEAS FND ETF NON-CURRENCY HEDGD 28.62 28.56 28.56 + .25PBI.B 28.62 N/A 170,670 1,200 N/A
228PURPOSE BEST IDEAS FUND ETF 28.16 26.79 27.41 - 1.39PBI 26.83 N/A 456,948 3,147 N/A
228PURPOSE CANADIAN FINANCIAL INCOME FND ETF SHR 1.0200 MO 22.35 22.00 22.35 - .71BNC 22.00 N/A 4.56 150,000 600 N/A
228PURPOSE CONSERVATIVE INCOME FUND ETF SHARES .6480 MO 19.75 19.65 19.75 - .75PRP 19.65 N/A 3.28 200,000 1,850 N/A
228PURPOSE CORE DIVIDEND FUND ETF 1.0200 MO 25.77 24.99 25.55 - .11PDF 25.45 N/A 3.99 13,023,221 173,400 N/A
228PURPOSE DIVERSIFIED REAL ASSET FUND ETF .3000 QU 18.41 18.40 18.40 + .18PRA 18.41 N/A 1.63 125,000 482 N/A
228PURPOSE DURATION HEDGED REAL ESTATE FUND ETF .9600 MO 18.50 18.14 18.35 + .22PHR 18.34 N/A 5.23 2,475,000 84,081 N/A
228PURPOSE ENHANCED DIVIDEND FUND ETF .6264 MO 10.38 10.18 10.38 - .25PDIV 10.18 N/A 6.03 1,597,552 6,472 N/A
228PURPOSE ENHANCED US EQUITY FUND ETF 26.44 25.70 26.44 - 1.19PEU 25.70 N/A 125,000 1,200 N/A
228PURPOSE ENHNCD US EQTY FND ETF NN-CUR HEG ETF 29.26 29.26 29.26 - .28PEU.B 29.26 N/A 25,000 1,000 N/A
228PURPOSE GLOBAL INNOVATORS FUND ETF 20.19 20.19 20.19 PINV 20.19 N/A 50,000 1,078 N/A
228PURPOSE HIGH INTEREST SAVINGS ETF UNITS .6444 MO 50.06 50.00 50.00 PSA 50.01 N/A 1.29 12,650,000 177,509 N/A
228PURPOSE INTERNATIONAL DIVIDEND FUND ETF UN .9360 MO 21.54 20.65 21.45 + .40PID 20.78 N/A 4.36 5,700,000 50,732 N/A
228PURPOSE INTL TACTICAL HEDGED EQUITY FUND ETF .4000 QU 20.61 19.78 20.40 - .15PHW 20.61 N/A 1.96 650,322 58,599 N/A
228PURPOSE MONTHLY INCOME FUND ETF .9960 MO 18.71 18.56 18.63 - .11PIN 18.61 N/A 5.35 650,479 10,480 N/A
228PURPOSE MULTI-ASSET INCOME FUND ETF UN MO PINC N/A * 50,000 N/A
228PURPOSE MULTI-STRATEGY MKT NEUTRAL FND ETF UN 23.27 22.62 23.19 + .34PMM 22.78 N/A 925,000 12,648 N/A
228PURPOSE PREMIUM YIELD FUND ETF .9960 MO 19.20 18.97 19.14 + .03PYF 19.10 N/A 5.20 3,775,000 99,398 N/A
228PURPOSE SHORT DURATN TACTICAL BOND FND ETF UN .7200 MO 19.42 - .07SBND N/A 3.71 400,000 S 10 N/A
228PURPOSE STRATEGIC YIELD FUND ETF UN MO 20.11 20.11 20.11 SYLD 20.11 N/A 125,000 700 N/A
228PURPOSE TACTICAL HEDGED EQTY FUND ETF NON-CUR 25.87 24.90 25.52 - .15PHE.B 24.92 N/A 996,800 15,700 N/A
228PURPOSE TACTICAL HEDGED EQUITY FUND ETF 25.43 25.05 25.43 - .21PHE 25.25 N/A 556,910 16,066 N/A
228PURPOSE TACTICAL INVEST GRADE BOND FND ETF UN .7560 MO 19.29 19.10 19.21 - .14BND 19.26 N/A 3.94 2,975,000 34,645 N/A
228PURPOSE TOTAL RETURN BOND FUND ETF .8400 MO 18.69 18.45 18.57 - .21PBD 18.62 N/A 4.52 4,000,839 169,033 N/A
228PURPOSE US CASH ETF U.S.F. UNITS 1.0932 MO 100.10 100.00 100.00 - .09PSU.U 100.01 N/A 1.41 833,500 9,710 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228PURPOSE US DIVIDEND FUND ETF NON-CUR HEDGD UN .8844 MO 25.67 24.86 25.35 - .34PUD.B 24.86 N/A 3.49 375,000 4,313 N/A
228PURPOSE US DIVIDEND FUND ETF UNITS .7800 MO 22.55 21.52 22.29 - .42PUD 21.90 N/A 3.50 800,000 9,622 N/A
221QUARTERHILL INC. .0500 1.98 1.82 1.93 - .27QTRH 1.86 16.50 2.59 118,658,249 4,633,870 0.12
201QUEBECOR INC. CL 'A' MV .1100 QU 25.09 23.89 23.90 - .49QBR.A 24.60 15.62 0.46 77,324,844 8,313 1.53
201QUEBECOR INC. CL 'B' SV .1100 QU 25.24 23.74 23.94 - .07QBR.B 24.64 15.65 0.46 156,864,284 7,565,608 1.53
215QUESTERRE ENERGY CORPORATION J 1.13 .89 .92 + .08QEC 1.13 N/A 385,331,034 502,740 - 0.01
215RAGING RIVER EXPLORATION INC. 7.25 5.82 7.14 + .93RRX 6.19 27.46 231,302,556 29,679,427 0.26
228RBC 1-5 YR LADDERED CANADIAN BOND ETF CAD UN .4920 MO 19.10 18.99 19.04 - .09RLB 19.08 N/A 2.58 11,950,000 117,630 N/A
228RBC 1-5 YR LADDERED CORPORATE BOND ETF UNITS .4800 MO 18.97 18.85 18.88 - .09RBO 18.96 N/A 2.54 13,200,000 112,905 N/A
228RBC 6-10YR LADDERED CDN CORPORATE BOND ETF UN .6000 MO 19.88 19.64 19.64 - .14RMBO 19.88 N/A 3.05 600,000 1,371 N/A
228RBC BLUEBAY GLOBL DIVERS INCM (CAD HEG)ETF UN .6840 MO 19.44 19.25 19.25 - .02RBDI 19.25 N/A 3.55 1,250,000 12,399 N/A
228RBC CANADIAN BANK YIELD INDEX ETF CAD UN .7680 MO 20.06 19.40 19.92 - .40RBNK 20.02 N/A 3.86 1,600,000 86,706 N/A
228RBC CANADIAN PREFERRED SHARE ETF CAD UNITS .9720 MO 23.99 23.57 23.68 - .66RPF 23.97 N/A 4.10 36,214,673 314,029 N/A
228RBC PH&N SHORT TERM CANADIAN BOND ETF UN .3600 MO 19.87 19.78 19.82 - .04RPSB 19.87 N/A 1.82 1,550,000 37,025 N/A
228RBC QUANT CANADIAN EQUITY LEADERS ETF CAD UN .5080 QU 20.59 20.15 20.58 - .30RCE 20.15 N/A 2.47 750,000 13,000 N/A
228RBC QUANT CDN DIVIDEND LEADERS ETF UNITS .7800 MO 20.50 19.70 20.48 + .38RCD 19.81 N/A 3.81 6,500,000 33,360 N/A
228RBC QUANT EAFE DIV LEADERS(CAD HEDGED) ETF UN .5400 23.98 22.23 23.88 + .58RIDH 22.86 N/A 2.26 4,850,000 90,558 N/A
228RBC QUANT EAFE DIVIDEND LEADERS ETF CAD UN .6360 MO 24.89 23.79 24.76 + .16RID 24.38 N/A 2.57 18,900,000 202,222 N/A
228RBC QUANT EAFE EQTY LEADR(CAD-HEG)ETF CAD UN .3080 21.20 20.08 21.20 + .40RIEH 20.16 N/A 1.45 1,150,000 27,966 N/A
228RBC QUANT EAFE EQUITY LEADERS ETF CAD UN .3800 QU 23.48 22.50 23.26 + .11RIE 22.77 N/A 1.63 1,650,000 24,341 N/A
228RBC QUANT EMERGING MARKETS DIV LEADERS ETF UN .4680 MO 22.34 21.55 21.94 - .47RXD 22.25 N/A 2.13 1,900,000 40,280 N/A
228RBC QUANT EMERGING MKT EQTY LEADR ETF CAD UN .4640 QU 27.17 26.45 26.88 - .66RXE 27.09 N/A 1.73 800,000 23,927 N/A
228RBC QUANT EUROPEAN DIV LEADERS ETF CAD UN .6360 MO 24.48 23.30 24.48 + .56RPD 23.54 N/A 2.60 7,150,000 88,242 N/A
228RBC QUANT EUROPEAN DIV LEADERS(CAD HEG)ETF UN .5520 23.55 21.68 23.45 + .73RPDH 22.35 N/A 2.35 3,900,000 182,822 N/A
228RBC QUANT GLBL REAL ESTATE LEADERS ETF CAD UN .5520 MO 19.02 18.40 19.02 + .02RGRE 19.02 N/A 2.90 250,000 3,384 N/A
228RBC QUANT GLOBAL INFRASTRUCTR LEADR US ETF UN .5400 MO 15.00 RIG.U N/A * 200,000 N/A
228RBC QUANT GLOBAL INFRASTRUCTURE LEADERS CA UN .6840 MO 19.56 18.89 19.56 + .34RIG 19.12 N/A 3.50 1,000,000 29,113 N/A
228RBC QUANT U.S. DIV LEADERS (CAD HEDGD) ETF UN .4680 26.14 25.14 25.65 - .47RUDH 25.60 N/A 1.82 4,700,000 25,856 N/A
228RBC QUANT U.S. DIVIDEND LEADERS ETF CAD UN .6480 MO 32.33 31.30 31.96 - .44RUD 32.12 N/A 2.03 12,850,000 66,744 N/A
228RBC QUANT U.S. EQUITY LEADERS ETF CAD UN .3080 QU 26.90 25.91 26.40 - .75RUE 26.36 N/A 1.17 1,350,000 18,584 N/A
228RBC QUANT US EQUITY LEADERS (CAD HDGD) ETF UN .2720 24.46 23.37 24.32 - .90RUEH 23.64 N/A 1.12 700,000 19,103 N/A
228RBC SHORT TERM U.S. CORPORATE BOND ETF CAD UN .2640 MO 20.30 19.73 20.12 + .05RUSB 20.30 N/A 1.31 300,000 8,305 N/A
228RBC STRATEGIC GLBL DIVIDEND LEADRS ETF CAD UN .6480 MO 24.02 23.66 24.02 - .29RLD 23.96 N/A 2.70 400,000 2,104 N/A
228RBC STRATEGIC GLBL EQUITY LEADERS ETF CAD UN .3360 QU 25.52 24.86 25.52 + .41RLE 24.86 N/A 1.32 150,000 760 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228RBC TARGET 2018 CORPORATE BOND INDEX ETF UNIT .3840 MO 18.92 18.88 18.89 - .03RQF 18.90 N/A 2.03 2,200,000 20,002 N/A
228RBC TARGET 2019 CORPORATE BOND INDEX ETF UNIT .6360 MO 19.12 19.05 19.07 - .07RQG 19.11 N/A 3.34 7,500,000 60,943 N/A
228RBC TARGET 2020 CORPORATE BOND INDEX ETF UNIT .5160 MO 19.98 19.93 19.94 - .08RQH 19.98 N/A 2.59 6,300,000 44,672 N/A
228RBC TARGET 2021 CORPORATE BOND INDEX ETF UN .5280 MO 19.75 19.66 19.67 - .13RQI 19.75 N/A 2.68 6,300,000 31,720 N/A
228RBC TARGET 2022 CORPORATE BND INDX ETF CAD UN .4320 MO 19.27 19.22 19.23 - .09RQJ 19.27 N/A 2.25 5,350,000 2,438 N/A
228RBC TARGET 2023 CORPORATE BND IDX ETF CAD UN .5640 MO 19.11 18.94 18.94 - .13RQK 19.07 N/A 2.98 4,950,000 11,494 N/A
228REAL MATTERS INC. 7.47 7.00 7.07 - .50REAL 7.29 N/A 88,231,091 1,072,984 - 0.43
221RED EAGLE MINING CORPORATION J .28 .24 .26 - .02R .26 25.50 391,239,014 3,642,474 0.01
0RED EAGLE MINING CORPORATION J WT .12 .08 .08 - .02R.WT .11 N/A 0 221,750 N/A
221REDHAWK RESOURCES, INC. J .04 .02 .03 - .01RDK .03 N/A 178,580,458 848,400 - 0.08
221REDLINE COMMUNICATIONS GROUP INC. J 1.94 1.65 1.94 + .34RDL 1.70 N/A 17,215,469 861,697 - 0.12
221REITMAN'S (CANADA) LTD. .2000 QU 4.06 3.80 3.99 - .21RET 3.82 N/A 5.01 13,440,000 76,797 - 0.26
221REITMAN'S (CANADA) LTD. CL 'A' NV .2000 QU 4.20 3.81 3.98 - .25RET.A 4.03 N/A 5.03 49,890,266 378,992 - 0.09
215RESOLUTE FOREST PRODUCTS INC. 13.20 10.57 12.70 + 2.31RFP 10.74 N/A 90,424,850 226,777 - 1.20
215RESTAURANT BRANDS INTERNATIONAL INC 1.8000 QU 74.35 67.55 69.87 - 5.34QSR 73.31 26.19 3.31 248,078,047 12,534,315 3.43
215RESVERLOGIX CORP. J 1.82 1.25 1.29 - .50RVX 1.66 N/A 177,181,992 1,375,190 - 0.66
215RESVERLOGIX CORP. J WT .94 .68 .68 - .17RVX.WT .94 N/A 0 24,500 N/A
221RICHELIEU HARDWARE LTD. .2400 QU 30.13 26.63 27.71 - 3.38RCH 30.13 23.48 0.87 57,714,339 1,657,573 1.18
221RITCHIE BROS. AUCTIONEERS INCORPORATED .6800 QU 43.14 40.07 41.96 + .36RBA 40.48 59.35 2.08 107,471,895 2,373,653 0.91
215ROCKY MOUNTAIN DEALERSHIPS INC. .4600 QU 12.59 12.09 12.36 RME 12.26 10.47 3.72 19,883,586 531,567 1.18
201ROGERS COMMUNICATIONS INC. CL 'A' 1.9200 QU 62.45 57.00 61.55 + 3.05RCI.A 57.40 18.54 3.12 112,407,192 16,049 3.32
201ROGERS COMMUNICATIONS INC. CL 'B' NV 1.9200 QU 62.20 56.08 60.61 + 2.79RCI.B 57.42 18.26 3.17 402,405,483 21,114,102 3.32
221ROGERS SUGAR INC. .3600 QU 6.22 6.00 6.00 - .19RSI 6.18 21.43 6.00 105,744,970 2,281,083 0.28
221ROOTS CORPORATION 13.49 10.01 13.20 + 1.73ROOT 10.09 N/A 41,980,500 4,984,514 N/A
215ROXGOLD INC. J 1.25 1.00 1.16 + .03ROXG 1.03 17.85 373,069,095 9,889,885 0.07
215ROYAL BANK OF CANADA 3.6400 QU 99.59 96.00 97.64 - 3.45RY 99.56 12.80 3.73 1,443,050,193 38,603,580 7.63
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AD' 1.1250 QU 25.35 25.10 25.15 + .05RY.PR.D 25.29 N/A 4.47 10,000,000 57,397 N/A
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AF' 1.1125 QU 25.34 25.10 25.15 RY.PR.F 25.23 N/A 4.42 8,000,000 63,423 N/A
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AG' 1.1250 QU 25.31 25.02 25.09 - .06RY.PR.G 25.25 N/A 4.48 10,000,000 66,431 N/A
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AJ' .8800 QU 25.28 24.92 25.05 + .22RY.PR.I 24.99 N/A 3.51 13,578,815 328,598 N/A
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AK' .7284 QU 25.16 24.74 25.05 + .20RY.PR.K 24.85 N/A 2.91 2,421,185 16,740 N/A
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AL' 1.0650 QU 25.49 25.10 25.16 - .14RY.PR.L 25.35 N/A 4.23 12,000,000 87,207 N/A
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AZ' 1.0000 QU 23.33 22.89 23.03 - .44RY.PR.Z 23.28 N/A 4.34 20,000,000 248,656 N/A
215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'BB' .9750 QU 23.40 22.85 23.05 - .55RY.PR.H 23.40 N/A 4.23 20,000,000 306,562 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BD' .9000 QU 24.46 23.91 24.13 - .27RY.PR.J 24.22 N/A 3.73 24,000,000 320,951 N/A
215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BF' .9000 QU 24.27 23.71 24.02 - .38RY.PR.M 24.09 N/A 3.75 12,000,000 75,696 N/A
215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BH' 1.2250 QU 24.90 24.33 24.35 - .55RY.PR.N 24.73 N/A 5.03 6,000,000 54,109 N/A
215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BI' 1.2250 QU 24.77 24.27 24.31 - .46RY.PR.O 24.77 N/A 5.04 6,000,000 55,129 N/A
215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BJ' 1.3125 QU 25.60 25.00 25.22 + .12RY.PR.P 25.55 N/A 5.20 6,000,000 63,729 N/A
215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BM' 1.3750 QU 26.76 26.27 26.35 - .12RY.PR.R 26.70 N/A 5.22 30,000,000 294,924 N/A
215ROYAL BANK OF CANADA 1ST PR SERIES 'AA' 1.1125 QU 25.35 25.04 25.14 - .01RY.PR.A 25.21 N/A 4.43 12,000,000 162,755 N/A
215ROYAL BANK OF CANADA 1ST PR SERIES 'AC' 1.1500 QU 25.32 24.99 25.07 - .07RY.PR.C 25.18 N/A 4.59 8,000,000 89,148 N/A
215ROYAL BANK OF CANADA 1ST PR SERIES 'AE' 1.1250 QU 25.30 25.03 25.20 + .05RY.PR.E 25.25 N/A 4.46 10,000,000 56,214 N/A
215ROYAL BANK OF CANADA 1ST PR SERIES 'W' 1.2250 QU 25.01 24.40 24.55 - .20RY.PR.W 24.92 N/A 4.99 12,000,000 116,490 N/A
215ROYAL BANK OF CANADA 5YR 1ST PR NVCC SER 'BK' 1.3750 QU 26.66 26.19 26.22 - .24RY.PR.Q 26.58 N/A 5.24 29,000,000 589,239 N/A
221ROYAL CANADIAN MINT-CDN SILVER RESERVES ETR 13.09 12.44 12.50 - .10MNS 12.73 N/A 4,395,208 190,158 N/A
221ROYAL CDN MINT-CDN GLD RESERVES EXCHG-TRD REC 18.35 17.71 17.76 - .14MNT 18.32 N/A 25,735,126 342,904 N/A
221ROYAL NICKEL CORPORATION J .26 .19 .22 - .07RNX .26 N/A 356,703,588 15,528,928 - 0.31
221RTG MINING INC. ORDINARY J .20 .14 .15 - .03RTG .16 N/A 192,723,413 277,505 - 0.78
221RUBICON MINERALS CORPORATION J 1.25 1.18 1.24 - .01RMX 1.25 4.13 65,853,092 300,544 0.30
201RUSSEL METALS INC. 1.5200 QU 29.86 27.26 29.18 - .29RUS 28.04 14.59 5.21 61,959,644 2,401,404 2.00
221S SPLIT CORP. CLASS 'A' .5070 MO 7.66 6.95 7.66 + .54SBN 7.38 6.10 6.62 978,753 16,535 1.26
221S SPLIT CORP. PR .5250 MO 11.25 10.68 10.68 - .44SBN.PR.A 10.95 N/A 4.92 978,753 8,214 N/A
221SABINA GOLD & SILVER CORP. J 1.82 1.50 1.70 - .05SBB 1.59 N/A 251,828,181 3,221,835 - 0.02
221SANDSTORM GOLD LTD. 6.46 5.78 5.94 + .05SSL 6.16 76.15 183,797,234 4,845,139 0.08
215SANDSTORM GOLD LTD. WT 2.52 2.10 2.15 - .17SSL.WT 2.48 N/A 0 65,535 N/A
215SAPUTO INC. .6400 QU 42.43 39.08 41.63 + .62SAP 41.05 18.18 1.54 387,407,403 8,382,388 2.29
215SAVARIA CORPORATION J .3600 MO 18.00 16.25 16.46 - .09SIS 17.09 34.29 2.19 41,257,115 2,078,219 0.48
215SCANDIUM INTERNATIONAL MINING CORP. J .19 .17 .17 - .01SCY .18 N/A 297,899,406 2,151,561 - 0.01
221SEABRIDGE GOLD INC. J 14.72 12.89 13.44 - .30SEA 14.05 N/A 57,872,318 1,186,853 - 0.18
221SECOND CUP LTD. (THE) 4.05 2.56 2.94 - .19SCU 2.67 N/A 17,041,473 3,248,852 - 0.21
215SECURE ENERGY SERVICES INC. J .2700 MO 8.54 6.98 8.08 - .04SES 7.30 N/A 3.34 164,093,407 10,091,505 - 0.21
215SEMAFO INC. J 4.14 3.50 3.98 + .56SMF 3.74 51.03 325,542,255 14,115,933 0.08
221SENTRY SELECT PRIMARY METALS CORP. CL 'A' .3000 MO 2.51 2.30 2.30 + .05PME 2.39 N/A 13.04 15,361,411 356,459 - 0.15
221SENVEST CAPITAL INC. 250.03 235.50 250.00 + 20.00SEC 235.51 7.25 2,725,924 16,118 34.50
221SERABI GOLD PLC ORDINARY J .07 .06 .07 SBI .07 N/A 700,843,570 114,649 0.00
215SERINUS ENERGY INC. J .30 .24 .30 - .03SEN .24 N/A 150,652,138 11,279 - 0.17
215SEVEN GENERATIONS ENERGY LTD. CL 'A' 19.06 15.51 18.32 + 3.32VII 15.85 11.52 354,919,612 21,387,460 1.59
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201SHAW COMMUNICATIONS INC FLTG RT CL 2 PR SER B .7180 QU 19.00 18.55 18.65 - .44SJR.PR.B 18.70 N/A 3.85 1,987,607 11,098 N/A
201SHAW COMMUNICATIONS INC. CL 'B' NV 1.1850 MO 27.06 23.93 26.39 + 1.55SJR.B 24.78 23.35 4.49 480,180,535 21,904,691 1.13
201SHAW COMMUNICATIONS INC. CL 2 PR SER A .6978 QU 18.34 17.85 18.10 - .88SJR.PR.A 18.34 N/A 3.86 10,012,393 213,229 N/A
201SHAWCOR LTD. .6000 QU 26.72 23.77 24.84 - 1.52SCL 24.34 24.35 2.42 70,043,628 1,534,613 1.02
201SHERRITT INTERNATIONAL CORPORATION 1.32 1.07 1.22 + .01S 1.15 1.23 396,884,100 25,990,015 0.99
201SHERRITT INTERNATIONAL CORPORATION WT .31 .21 .31 + .05S.WT .22 N/A 0 782,131 N/A
221SHOPIFY INC. CL 'A' SV 172.47 143.01 172.01 - 5.49SHOP 161.42 N/A 92,883,410 5,455,529 - 0.55
215SIENNA SENIOR LIVING INC. .9000 MO 18.10 17.37 17.44 + .23SIA 17.86 38.76 5.16 63,574,820 2,882,106 0.45
221SIERRA METALS INC. J 3.84 3.20 3.50 + .53SMT 3.40 N/A 162,812,763 289,940 - 0.04
221SIERRA WIRELESS, INC. 22.81 20.63 22.24 + 1.72SW 21.27 130.82 35,960,997 2,043,055 0.17
221SILVER BEAR RESOURCES PLC ORDINARY J .26 .21 .24 - .03SBR .23 N/A 670,027,513 991,107 - 0.03
228SILVER BULL RESOURCES, INC. J .24 .20 .20 + .01SVB .23 N/A 200,856,092 6,263,562 - 0.03
201SILVER BULLION TRUST C$ETF NON-CUR HEDGED UN 11.98 11.51 11.96 + .46SBT.B 11.51 N/A 4,078,331 16,927 - 2.28
228SILVER BULLION TRUST ETF CURRENCY HEDGED UN 9.90 - .01SBT N/A 100,000 S 1 N/A
215SILVERCORP METALS INC. J .0200 SA 3.75 3.28 3.50 + .25SVM 3.51 11.94 0.73 167,156,122 6,915,741 0.38
215SLEEP COUNTRY CANADA HOLDINGS INC. .6600 QU 36.57 33.15 35.26 + 3.84ZZZ 34.16 22.46 1.87 37,009,179 1,493,165 1.57
221SNC - LAVALIN GROUP INC. 1.1480 QU 56.94 53.60 56.29 + .62SNC 56.50 23.95 2.04 175,527,955 5,440,307 2.35
221SOLGOLD PLC J ORDINARY .49 .38 .46 + .05SOLG .40 N/A 1,696,245,686 763,565 N/A
221SOLITARIO ZINC CORP. J .64 .51 .51 - .14SLR .59 N/A 58,445,366 116,278 - 0.03
228SOLIUM CAPITAL INC. J 11.19 10.06 10.11 - .78SUM 11.14 79.61 55,910,662 830,009 0.13
221SOUNDVEST SPLIT TRUST PR SECURITIES .6000 QU 9.85 9.70 9.76 - .24BSD.PR.A 9.70 N/A 6.15 1,657,337 9,045 N/A
215SOURCE ENERGY SERVICES LTD. J 5.78 4.40 5.40 - .77SHLE 5.01 N/A 61,551,712 1,982,658 - 0.19
201SOUTHGOBI RESOURCES LTD. J .17 .15 .15 - .02SGQ .15 N/A 272,624,133 14,232 - 0.20
224SPARTAN ENERGY CORP. J 6.81 5.51 6.36 + .90SPE 5.71 N/A 176,621,030 45,301,877 - 0.15
215SPECTRA7 MICROSYSTEMS INC. J .18 .12 .14 - .07SEV .18 N/A 172,315,672 3,720,886 - 0.10
221SPECTRAL MEDICAL INC. .35 .28 .28 - .14EDT .31 N/A 225,341,183 1,632,082 - 0.02
227SPHERE FTSE CDA SUSTAIN YLD IDX ETF UNHEGD UN .4400 QU 11.63 11.37 11.56 - .24SHC 11.37 N/A 3.81 1,117,519 80,853 N/A
227SPHERE FTSE EMERG MKTS SUSTAIN YLD IDX ETF UN .4000 QU 11.26 10.93 11.17 - .12SHZ 11.11 N/A 3.58 3,200,000 39,646 N/A
227SPHERE FTSE EUROPE SUSTAINBL YIELD IDX ETF UN .4400 QU 11.40 10.73 11.40 + .26SHE 10.93 N/A 3.86 1,600,000 42,050 N/A
221SPIN MASTER CORP. SV 53.26 45.86 48.03 - 7.53TOY 53.26 23.43 28,126,094 2,121,979 2.05
228SPROTT INC. .1200 QU 3.62 3.07 3.40 + .09SII 3.14 21.25 3.53 251,486,378 8,366,057 0.16
201SPROTT PHYSICAL GOLD AND SILVER TRUST 17.47 16.85 17.00 + .43CEF 17.17 N/A 0 227,803 N/A
228SPROTT PHYSICAL GOLD TRUST CDN UN 14.00 13.61 13.73 + .03PHYS 13.99 N/A 0 26,630 N/A
228SPROTT PHYSICAL PLATINUM & PALLADIUM TR CA UN 11.60 10.55 11.13 - .87SPPP 10.90 N/A 0 2,601 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
228SPROTT PHYSICAL SILVER TRUST CDN UN 8.15 7.55 7.80 - .05PSLV 7.75 N/A 0 81,620 N/A
228SPROTT RESOURCE HOLDINGS INC. .14 .12 .13 - .01SRHI .13 N/A 681,680,846 3,371,582 - 0.07
228SPROTT RESOURCE HOLDINGS INC. WT .04 .03 .03 - .01SRHI.WT .04 N/A 0 248,855 N/A
221SSR MINING INC. 13.38 12.07 13.15 + 2.47SSRM 12.37 17.46 119,878,585 5,007,825 0.75
221ST. AUGUSTINE GOLD AND COPPER LIMITED J .03 .02 .03 SAU .03 N/A 726,758,334 2,188,210 0.00
215STANTEC INC. .5500 QU 34.34 31.15 32.67 + .46STN 31.93 38.44 1.68 114,088,562 3,677,190 0.85
215STAR DIAMOND CORPORATION J .25 .18 .19 + .02DIAM .19 N/A 379,905,424 8,270,907 N/A
221STARCORE INTERNATIONAL MINES LTD. J .0800 .24 .20 .20 - .04SAM .23 1.95 41.03 49,646,851 404,465 0.10
221STARS GROUP INC. (THE) J 43.03 33.64 39.94 + 4.64TSGI 35.40 17.37 151,717,893 21,001,434 2.30
215STELCO HOLDINGS INC. J .4000 QU 25.30 20.71 23.57 - 2.01STLC 21.79 N/A 1.70 88,813,637 3,091,265 N/A
221STELLA-JONES INC. .4800 QU 46.60 44.80 46.53 - 1.22SJ 45.51 19.23 1.03 69,348,748 1,774,725 2.42
228STEP ENERGY SERVICES LTD. J 11.56 9.31 11.12 + 1.81STEP 9.76 10.90 66,486,629 4,294,436 1.02
228STEP ENERGY SERVICES LTD. J SUBS REC 9.41 9.30 9.30 - .11STEP.R 9.41 N/A 6,055,000 400 N/A
201STINGRAY DIGITAL GROUP INC. SV .2200 QU 11.05 10.22 11.00 + .60RAY.A 10.37 275.00 2.00 39,641,040 316,065 0.04
201STINGRAY DIGITAL GROUP INC. VARIABLE SV .2200 QU 10.85 10.04 10.85 + .50RAY.B 10.46 271.25 2.03 370,739 11,087 0.04
224STORM RESOURCES LTD J 2.75 1.99 2.71 + .72SRX 2.14 8.21 121,556,812 1,040,615 0.33
215STORNOWAY DIAMOND CORPORATION J .59 .52 .58 - .02SWY .57 N/A 835,453,290 1,873,682 - 0.14
215STRAD ENERGY SERVICES LTD. J 1.75 1.40 1.61 + .06SDY 1.46 N/A 59,890,940 4,786,798 - 0.12
221STREET CAPITAL GROUP INC. .79 .60 .75 - .12SCB .78 37.50 122,184,182 4,039,140 0.02
215STRONGCO CORPORATION 2.18 1.90 2.00 - .07SQP 2.00 N/A 13,221,719 409,182 - 0.17
201STUART OLSON INC. .4800 QU 7.74 6.76 7.37 + .71SOX 7.48 21.06 6.51 27,457,186 661,313 0.35
221STUDENT TRANSPORTATION INC. .4400 MO 9.69 9.37 9.60 - .05STB 9.64 32.74 5.89 95,178,880 5,358,677 0.38
228SULLIDEN MINING CAPITAL INC. J .44 .35 .35 - .06SMC .42 0.74 41,462,851 740,892 0.47
201SUN LIFE FINANCIAL INC. 1.8200 QU 53.63 50.77 53.00 + .14SLF 53.00 15.10 3.43 609,575,490 17,462,652 3.51
201SUN LIFE FINANCIAL INC. CL 'A' PR SERIES 5 1.1250 QU 21.52 21.10 21.42 + .16SLF.PR.E 21.32 N/A 5.25 10,000,000 115,144 N/A
201SUN LIFE FINANCIAL INC. CL A FLTG PR SER 9QR .5627 QU 19.52 19.02 19.10 - .77SLF.PR.J 19.30 N/A 2.95 6,007,314 76,237 N/A
201SUN LIFE FINANCIAL INC. CL FLTG A PR SR 11QR .7501 QU 21.60 21.00 21.20 - 1.35SLF.PR.K 21.50 N/A 3.54 1,080,072 15,340 N/A
201SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 10R .7105 QU 21.60 20.80 20.80 - 1.40SLF.PR.H 21.55 N/A 3.42 6,919,928 78,072 N/A
201SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 12R .9515 QU 24.10 23.62 23.87 - .39SLF.PR.I 23.80 N/A 3.99 12,000,000 214,485 N/A
201SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 8R .5688 QU 19.25 18.88 19.03 - .67SLF.PR.G 19.11 N/A 2.99 11,200,000 100,427 N/A
201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 1 1.1875 QU 22.65 22.18 22.40 + .20SLF.PR.A 22.48 N/A 5.30 16,000,000 131,034 N/A
201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 2 1.2000 QU 22.80 22.33 22.56 - .08SLF.PR.B 22.65 N/A 5.32 13,000,000 80,048 N/A
201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 3 1.1125 QU 21.31 21.00 21.18 + .08SLF.PR.C 21.17 N/A 5.25 10,000,000 65,936 N/A
201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 4 1.1125 QU 21.35 20.99 21.25 + .08SLF.PR.D 21.19 N/A 5.24 12,000,000 78,769 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
215SUNCOR ENERGY INC. 1.4400 QU 49.89 43.26 49.10 + 6.86SU 44.37 18.32 2.93 1,638,941,009 66,815,000 2.68
228SUNOPTA, INC. 9.55 8.42 8.66 - .34SOY 9.16 N/A 86,838,255 527,464 - 2.16
221SUNWAH INTERNATIONAL LIMITED .41 SWH N/A * 93,139,927 - 0.01
221SUPERIOR PLUS CORP. .7200 MO 13.34 12.25 12.44 - .19SPB 12.37 N/A 5.79 142,842,820 5,436,086 - 0.20
221SUPREMEX INC. .2600 QU 4.29 4.02 4.15 - .21SXP 4.17 9.54 6.27 28,405,469 1,165,447 0.43
215SURGE ENERGY INC. J .0950 MO 2.46 1.88 2.39 + .47SGY 1.96 N/A 3.97 232,970,865 17,781,001 - 0.03
221SYNEX INTERNATIONAL INC. J .49 .47 .47 - .02SXI .48 N/A 38,478,083 39,700 - 0.02
221TAG OIL LTD. J .45 .33 .43 + .08TAO .34 0.98 85,282,252 2,018,537 0.44
215TAG OIL LTD. J WT .02 .01 .02 - .03TAO.WT .02 N/A 0 357,840 N/A
215TAHOE RESOURCES INC. J 7.05 6.02 6.47 + .19THO 6.11 24.61 312,775,761 14,466,852 0.34
215TAIGA BUILDING PRODUCTS LTD. 1.51 1.32 1.37 - .11TBL 1.39 N/A 116,823,109 202,942 - 0.08
221TALON METALS CORP. J .09 .05 .08 + .03TLO .06 N/A 129,645,201 1,195,950 - 0.02
230TAMARACK VALLEY ENERGY LTD. J 3.65 2.61 3.56 + .95TVE 2.77 N/A 228,608,714 25,331,375 - 0.06
221TANZANIAN ROYALTY EXPLORATION CORPORATION J .87 .48 .87 + .40TNX .50 N/A 122,437,228 1,167,626 - 0.05
215TASEKO MINES LIMITED 1.72 1.40 1.53 - .05TKO 1.52 10.20 227,114,734 7,470,464 0.15
201TD CANADIAN AGGREGATE BOND INDEX ETF UN .4200 MO 14.50 14.31 14.35 - .04TDB 14.50 N/A 2.93 850,000 10,470 N/A
201TD INTERNATIONAL EQUITY CAD HEDGD INDX ETF UN .4200 QU 18.21 17.42 18.21 + .06THE 17.66 N/A 2.31 400,000 4,163 N/A
201TD INTERNATIONAL EQUITY INDEX ETF UN .4200 QU 18.34 17.72 18.26 + .06TPE 18.02 N/A 2.30 1,000,000 22,504 N/A
201TD S&P 500 CAD HEDGED INDEX ETF UN .3000 QU 19.50 18.44 19.09 - .59THU 18.50 N/A 1.57 400,000 28,434 N/A
201TD S&P 500 INDEX ETF UN .3000 QU 19.40 18.52 19.10 - .34TPU 18.99 N/A 1.57 1,000,000 62,384 N/A
201TD S&P/TSX CAPPED COMPOSITE INDEX ETF UN .4200 QU 17.65 17.00 17.58 + .15TTP 17.05 N/A 2.39 600,000 10,088 N/A
221TDB SPLIT CORP. CL A .6000 MO 6.49 6.00 6.25 - .23XTD 6.41 3.32 9.60 3,386,660 153,181 1.88
221TDB SPLIT CORP. PRIORITY EQUITY .5250 MO 10.20 9.96 10.08 + .03XTD.PR.A 10.15 N/A 5.21 3,386,660 23,113 N/A
228TECH ACHIEVERS GROWTH & INCOME ETF CL A UN .6996 MO 10.45 9.74 10.09 - .33HTA 10.04 N/A 6.93 4,901,729 202,337 N/A
228TECH LEADERS INCOME ETF UNITS .6480 MO 12.14 10.97 11.76 + .45TLF 11.31 8.22 5.51 3,202,854 96,646 1.43
201TECK RESOURCES LIMITED CL 'A' MV .2000 QU 34.52 31.42 32.35 - 4.50TECK.A 32.00 7.45 0.62 7,777,304 46,129 4.34
201TECK RESOURCES LIMITED CL 'B' SV .2000 QU 34.88 31.33 32.23 - 4.47TECK.B 33.41 7.43 0.62 566,546,915 33,114,938 4.34
221TECSYS INC.J .2000 QU 16.59 15.40 15.40 - 1.77TCS 15.93 27.50 1.30 13,082,376 49,182 0.56
228TELLZA INC. J .81 - .24TEL 0.00 * 10,144,471 0.07
215TELUS CORPORATION 2.0200 QU 46.48 44.14 45.95 - .37T 45.20 18.68 4.40 595,127,648 14,756,507 2.46
201TEMPLE HOTELS INC. 3.17 2.66 3.00 + .45TPH 2.66 N/A 25,269,913 400,364 - 0.91
215TEN PEAKS COFFEE COMPANY INC. .2500 QU 6.70 6.15 6.40 - .60TPK 6.69 13.91 3.91 9,061,210 198,709 0.46
221TERAGO INC. 5.61 4.72 4.80 - .50TGO 5.28 N/A 14,399,188 228,062 - 0.51
221TERANGA GOLD CORPORATION J 4.99 4.27 4.90 + 1.21TGZ 4.51 12.56 107,343,902 6,906,328 0.39
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201TERRAVEST INDUSTRIES INC. .4000 QU 10.25 9.85 10.10 + .31TVK 9.86 17.72 3.96 18,259,534 336,969 0.57
215TFI INTERNATIONAL INC. .8400 37.39 32.73 37.17 + 4.55TFII 33.21 21.24 2.26 88,477,975 3,398,248 1.75
215THERATECHNOLOGIES INC. 9.77 9.03 9.19 + 2.11TH 9.32 N/A 75,033,228 2,512,226 - 0.26
215THOMSON REUTERS CORPORATION 1.3800 QU 51.92 49.21 51.63 + 1.07TRI 49.74 26.34 3.44 709,571,584 12,952,867 2.52
215THOMSON REUTERS CORPORATION FLTG RATE PR II .5851 QU 20.00 19.05 19.99 - .10TRI.PR.B 19.45 N/A 2.93 6,000,000 383,705 N/A
228TIDEWATER MIDSTREAM & INFRASTRUCTURE LTD. .0400 QU 1.39 1.27 1.30 - .08TWM 1.36 32.50 3.08 329,090,878 5,687,028 0.04
201TIMBERCREEK FINANCIAL CORP. .6900 MO 9.23 8.91 9.17 - .08TF 9.09 13.10 7.52 79,199,701 1,412,104 0.70
215TIMBERCREEK FINANCIAL CORP. 5.45% 31MAR22 DEB 101.51 99.75 100.00 + .60TF.DB.B 100.50 N/A 460,000 2,870 N/A
201TIMBERCREEK FINANCIAL CORP. 6.35% DEB 101.30 100.90 100.90 + 1.15TF.DB 101.26 N/A 345,000 540 N/A
215TITAN MEDICAL INC. 'F' WT J .07 .02 .07 + .01TMD.WT.F .02 N/A 0 54,300 N/A
215TITAN MEDICAL INC. 'G' WT J .08 .04 .06 - .11TMD.WT.G .08 N/A 0 173,650 N/A
215TITAN MEDICAL INC. 'H' WT J .07 .04 .07 - .04TMD.WT.H .07 N/A 0 42,000 N/A
215TITAN MEDICAL INC. 'I' WT J .10 .10 .10 - .08TMD.WT.I .10 N/A 0 500 N/A
215TITAN MEDICAL INC. J .29 .23 .26 - .15TMD .27 N/A 414,716,645 7,011,951 - 0.07
221TITAN MINING CORPORATION J 1.50 1.18 1.45 TI 1.37 N/A 101,970,757 970,836 - 0.21
221TMAC RESOURCES INC. J 8.56 7.46 7.53 - 1.27TMR 7.92 N/A 91,720,049 813,403 - 0.30
228TMX GROUP LIMITED 2.0000 QU 79.38 73.77 77.44 + .73X 74.60 11.63 2.58 55,507,875 1,383,797 6.66
215TOP 10 SPLIT TRUST PR SECURITIES .7812 QU 12.76 12.65 12.67 + .12TXT.PR.A 12.70 N/A 6.17 1,112,436 9,444 N/A
215TORC OIL & GAS LTD. .2400 MO 7.62 6.30 7.28 + 1.17TOG 6.50 N/A 3.30 196,454,647 15,770,992 - 0.06
221TOREX GOLD RESOURCES INC. J 13.99 7.59 13.20 + 3.20TXG 8.01 N/A 84,882,541 10,659,331 - 0.21
201TOROMONT INDUSTRIES LTD. .9200 QU 57.55 53.21 56.23 - 1.38TIH 55.99 25.33 1.64 80,958,059 2,658,106 2.22
201TORONTO-DOMINION BANK (THE) 2.6800 QU 73.27 69.37 72.11 - 1.89TD 73.27 13.28 3.72 1,845,338,328 56,470,465 5.43
201TORONTO-DOMINION BANK (THE) 5-YR RESET PR S .8428 QU 24.99 24.81 24.96 + .03TD.PR.S 24.91 N/A 3.38 5,387,491 308,345 N/A
201TORONTO-DOMINION BANK (THE) 5-YR RESET PR Y .8899 QU 24.96 24.75 24.94 + .03TD.PR.Y 24.82 N/A 3.57 5,481,853 100,827 N/A
201TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 14 1.2125 QU 26.24 25.72 25.91 - .08TD.PF.H 26.24 N/A 4.68 40,000,000 414,751 N/A
201TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 16 1.1250 QU 25.30 24.82 25.11 - .24TD.PF.I 25.26 N/A 4.48 14,000,000 419,367 N/A
201TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 18 25.73 24.90 25.28 + .09TD.PF.J 25.19 N/A 14,000,000 1,469,037 N/A
201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 1 .9750 QU 23.24 22.55 22.70 - .91TD.PF.A 23.13 N/A 4.30 20,000,000 439,180 N/A
201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 3 .9500 QU 23.15 22.46 22.67 - .91TD.PF.B 23.04 N/A 4.19 20,000,000 623,958 N/A
201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 5 .9375 QU 22.97 22.38 22.45 - .83TD.PF.C 22.94 N/A 4.18 20,000,000 198,413 N/A
201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 7 .9000 QU 24.36 23.91 24.24 - .23TD.PF.D 24.26 N/A 3.71 14,000,000 282,662 N/A
201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 9 .9250 QU 24.48 24.07 24.45 - .07TD.PF.E 24.45 N/A 3.78 8,000,000 104,624 N/A
201TORONTO-DOMINION BANK(THE) FLTG RT PR SER T .6625 QU 24.93 24.79 24.93 + .08TD.PR.T 24.89 N/A 2.66 4,612,509 52,559 N/A
201TORONTO-DOMINION BANK(THE) FLTG RT PR SER Z .6825 QU 24.88 24.56 24.83 + .03TD.PR.Z 24.86 N/A 2.75 4,518,147 154,330 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 11 1.2250 QU 24.91 24.30 24.49 - .36TD.PF.F 24.87 N/A 5.00 6,000,000 84,536 N/A
201TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 12 1.3750 QU 26.80 26.25 26.33 - .07TD.PF.G 26.75 N/A 5.22 28,000,000 436,466 N/A
201TORSTAR CORP. CL 'B' NV .1000 QU 1.88 1.70 1.85 + .23TS.B 1.77 N/A 5.41 71,037,088 332,916 - 0.46
215TOSCANA ENERGY INCOME CORPORATION J .40 .31 .36 - .13TEI .40 N/A 7,090,471 147,370 - 1.41
215TOTAL ENERGY SERVICES INC. .2400 QU 14.29 12.50 13.62 - .18TOT 13.74 N/A 1.76 46,238,354 369,548 - 0.05
215TOUCHSTONE EXPLORATION INC. .27 .22 .24 + .04TXP .23 N/A 129,021,455 794,707 - 0.13
201TOURMALINE OIL CORP. .3200 QU 24.86 21.31 24.15 + 5.48TOU 21.68 18.72 1.33 271,083,946 19,651,095 1.29
201TRANSALTA CORPORATION .1600 QU 7.00 6.70 6.76 - .40TA 6.96 N/A 2.37 287,903,467 8,347,063 - 0.66
201TRANSALTA CORPORATION 1ST PR SER 'A' .6772 QU 14.80 14.02 14.55 - .63TA.PR.D 14.79 N/A 4.65 10,175,380 350,908 N/A
201TRANSALTA CORPORATION 1ST PR SER 'C' 1.0068 QU 18.47 17.62 17.97 - .72TA.PR.F 18.47 N/A 5.60 11,000,000 65,197 N/A
201TRANSALTA CORPORATION 1ST PR SER 'E' 1.2985 QU 21.50 20.67 21.19 - .67TA.PR.H 21.50 N/A 6.13 9,000,000 48,033 N/A
201TRANSALTA CORPORATION 1ST PR SER 'G' 1.3250 QU 22.44 21.83 22.21 - .48TA.PR.J 22.33 N/A 5.97 6,600,000 55,314 N/A
201TRANSALTA CORPORATION FLTG RT 1ST PR SER 'B' .7156 QU 15.15 14.87 15.00 - .20TA.PR.E 14.93 N/A 4.77 1,824,620 12,806 N/A
201TRANSALTA RENEWABLES INC. .9400 MO 11.82 11.38 11.46 - .12RNW 11.81 286.50 8.20 250,512,210 2,943,909 0.04
201TRANSAT A.T. INC. VOTING & VARIABLE VOTING 9.08 7.08 8.68 - 1.97TRZ 7.47 2.01 37,416,779 1,533,622 4.32
215TRANSATLANTIC PETROLEUM LTD. J 2.29 1.61 2.02 + .14TNP 1.67 N/A 50,383,706 119,701 - 0.65
215TRANSCANADA CORPORATION 2.7600 QU 56.40 50.28 54.44 - 1.06TRP 53.04 15.83 5.07 885,935,997 39,973,479 3.44
215TRANSCANADA CORPORATION 1ST PR SERIES '1' .8165 QU 20.39 19.46 19.75 - 1.22TRP.PR.A 20.33 N/A 4.13 9,498,423 166,124 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '13' 1.3750 QU 26.47 26.15 26.29 + .04TRP.PR.J 26.39 N/A 5.23 20,000,000 1,286,469 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '15' 1.2250 QU 26.06 25.57 25.91 + .03TRP.PR.K 25.96 N/A 4.73 40,000,000 613,461 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '2' .6884 QU 20.30 19.50 19.73 - 1.04TRP.PR.F 20.30 N/A 3.49 12,501,577 218,900 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '3' .5380 QU 16.88 16.30 16.53 - .79TRP.PR.B 16.81 N/A 3.25 14,000,000 211,159 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '5' .5658 QU 17.95 17.21 17.45 - .70TRP.PR.C 17.86 N/A 3.24 12,714,261 281,089 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '6' .6386 QU 19.02 18.09 18.30 - .04TRP.PR.I 18.60 N/A 3.49 1,285,739 10,107 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '7' 1.0000 QU 22.48 21.75 22.40 - .95TRP.PR.D 22.20 N/A 4.46 24,000,000 284,164 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES '9' 1.0625 QU 22.39 21.80 22.20 - 1.22TRP.PR.E 22.17 N/A 4.79 18,000,000 340,379 N/A
215TRANSCANADA CORPORATION 1ST PR SERIES 11 .9500 QU 24.01 23.46 23.62 - .81TRP.PR.G 23.94 N/A 4.02 10,000,000 78,451 N/A
221TRANSCANADA CORPORATION 1ST PR SERIES 4 .5306 QU 16.97 16.29 16.60 - .67TRP.PR.H 16.93 N/A 3.20 5,466,595 76,536 N/A
215TRANSCONTINENTAL INC. CL 'A' SV .8400 QU 29.49 25.65 27.04 + 2.89TCL.A 29.48 9.20 3.11 63,038,834 5,666,713 2.94
215TRANSCONTINENTAL INC. CL 'B' MV .8400 QU 28.00 25.55 27.23 + 2.78TCL.B 25.55 9.26 3.08 13,984,226 14,030 2.94
201TRANSCONTINENTAL INC. SUBS RECEIPTS 27.52 25.95 27.00 + 1.05TCL.R 25.95 N/A 10,810,000 944,687 N/A
215TRANSGLOBE ENERGY CORPORATION J 2.31 1.58 2.31 + .64TGL 1.72 N/A 72,205,369 1,725,252 - 1.42
228TREASURY METALS INC. J .57 .43 .44 - .14TML .57 N/A 123,061,498 1,953,685 - 0.03
221TREE ISLAND STEEL LTD. .0800 QU 2.74 2.25 2.65 + .28TSL 2.51 N/A 3.02 29,533,999 117,890 - 0.05
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
221TREVALI MINING CORPORATION J 1.31 1.15 1.19 - .32TV 1.27 29.75 828,516,353 33,846,147 0.04
215TREZ CAPITAL MORTGAGE INVESTMENT CORP. CL 'A' .6996 4.10 2.48 2.55 - 1.36TZZ 3.98 N/A 27.44 11,843,491 560,398 - 0.03
215TREZ CAPITAL SENIOR MORTGAGE INVEST CORP CL A 2.65 2.50 2.50 - .20TZS 2.61 19.23 7,363,637 111,845 0.13
215TRICAN WELL SERVICE LTD. 3.53 2.77 3.42 + .27TCW 3.00 68.40 334,999,630 71,954,384 0.05
228TRICON CAPITAL GROUP INC. .2800 QU 10.44 9.61 10.06 - .46TCN 9.85 14.37 2.78 133,489,393 5,444,902 0.70
221TRILLIUM THERAPEUTICS INC. J 9.47 7.41 7.69 - 1.79TRIL 9.02 N/A 13,147,404 115,607 - 4.61
228TRILOGY INTERNATIONAL PARTNERS INC. J .0200 ANN 5.27 4.30 4.60 - .92TRL 4.96 N/A 0.43 54,123,909 567,470 N/A
228TRILOGY INTERNATIONAL PARTNERS INC. WT J .35 .24 .24 - .30TRL.WT .35 N/A 0 9,000 N/A
221TRILOGY METALS INC. J 1.69 1.32 1.51 - .38TMQ 1.60 N/A 131,319,758 165,518 - 0.26
201TRIMETALS MINING INC. CL B NV J .23 .19 .22 - .01TMI.B .19 N/A 116,375,152 533,630 N/A
201TRIMETALS MINING INC. J .20 .12 .15 - .01TMI .20 N/A 189,742,406 1,273,125 0.00
228TRINIDAD DRILLING LTD. 2.11 1.63 1.86 + .02TDG 1.77 N/A 273,457,951 23,499,465 - 0.30
201TRISURA GROUP LTD. J 25.80 24.75 24.75 - .49TSU 25.73 N/A 6,621,680 153,314 N/A
219TSO3 INC. J 1.10 .82 .83 - .47TOS 1.08 N/A 92,891,304 2,804,870 - 0.10
228TUCOWS INC. 81.41 71.53 81.23 + 6.76TC 72.26 29.54 10,588,958 61,057 2.75
201TURQUOISE HILL RESOURCES LTD. 4.05 3.70 3.80 - .10TRQ 3.95 32.48 2,012,314,469 12,930,640 0.12
201TVA GROUP INC. CL 'B' NV 3.79 3.08 3.30 - .48TVA.B 3.47 N/A 38,885,535 98,337 - 0.37
201TWC ENTERPRISES LIMITED .0800 QU 11.50 10.85 11.05 - .20TWC 10.85 157.86 0.72 27,345,540 64,944 0.07
228U.S. GLBL GO GOLD&PRECIOUS METAL MINER ETF UN .0090 ANN 10.49 10.33 10.49 + .53GOGO 10.33 N/A 0.09 500,000 8,300 N/A
228U3O8 CORP. J .40 .32 .34 - .04UWE .36 N/A 19,882,345 429,712 - 0.60
221UEX CORPORATION J .35 .24 .28 + .04UEX .25 N/A 347,949,978 16,375,954 - 0.02
201UNI-SELECT INC. .3700 QU 20.75 19.60 19.87 - 3.19UNS 20.08 14.40 1.86 42,273,812 1,884,545 1.38
201UNION GAS LTD. 5 1/2% PR 'A' 2.7500 QU 53.40 52.30 52.50 - .50UNG.PR.C 52.30 N/A 5.24 47,672 915 0.00
201UNION GAS LTD. 6% 'B' PR 3.0000 QU 55.30 55.30 55.30 + .20UNG.PR.D 55.30 N/A 5.42 90,000 200 0.00
221UNITED CORPORATIONS LTD. 2.3200 QU 101.74 99.31 100.01 - 1.55UNC 100.30 7.10 2.32 12,194,193 10,142 14.08
221UNITED CORPORATIONS LTD. $1.50 2ND PR 59 1.5000 QU 29.00 UNC.PR.B N/A * 80,290 0.00
221UNITED CORPORATIONS LTD. $1.50 2ND PR 63 1.5000 QU 28.50 28.50 28.50 + 1.50UNC.PR.C 28.50 N/A 5.26 119,710 400 0.00
221UNITED CORPORATIONS LTD. 1ST PR 1.5000 QU 28.50 + 1.50UNC.PR.A N/A * 52,237 0.00
221UR-ENERGY INC. J .96 .77 .95 + .10URE .78 N/A 146,566,284 1,013,248 0.00
221URANIUM PARTICIPATION CORPORATION 3.98 3.70 3.88 - .12U 3.85 N/A 132,448,713 2,470,244 - 0.30
201URBANA CORPORATION .1000 ANN 3.45 3.09 3.20 - .20URB 3.44 5.61 3.13 10,000,000 35,302 0.57
201URBANA CORPORATION CLASS 'A' NV .1000 ANN 3.15 2.95 3.00 - .25URB.A 3.05 N/A 3.33 40,000,000 376,180 - 0.02
228URTHECAST CORP. J .43 .27 .31 - .71UR .32 N/A 121,440,933 9,803,867 - 0.27
227US EQUITY PLUS INCOME ETF CL 'A' UN .4000 QU 9.13 8.71 8.99 - .42HUL 8.71 N/A 4.45 1,221,728 31,255 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
227US EQUITY PLUS INCOME ETF CL 'U' USF UN .4000 QU 9.12 - .21HUL.U N/A * 170,850 N/A
221US FINANCIAL 15 SPLIT CORP. 2012 PR .5056 MO 9.50 8.70 8.89 - .12FTU.PR.B 8.79 N/A 5.69 2,808,191 28,004 N/A
221US FINANCIAL 15 SPLIT CORP. CLASS 'A' .90 .76 .89 - .01FTU .79 N/A 2,808,191 62,400 0.00
221UTILITY CORP. CL 'C' 1.3800 MO 25.24 24.00 25.24 + .09UTC.C 24.25 6.43 5.47 1,688,898 12,927 3.93
201VALEANT PHARMACEUTICALS INTERNATIONAL, INC. 23.78 19.36 23.18 + 2.17VRX 20.41 3.34 348,708,567 18,789,364 8.91
201VALENER INC. 1.1600 QU 20.73 19.73 20.13 - .39VNR 20.26 17.97 5.76 39,020,004 970,174 1.12
201VALENER INC. SERIES 'A' PR 1.1550 QU 24.69 24.35 24.55 + .03VNR.PR.A 24.63 N/A 4.70 4,000,000 300,880 N/A
215VALEURA ENERGY INC. J 5.82 4.06 5.39 - .14VLE 4.16 N/A 73,148,321 11,546,213 - 0.12
227VANGUARD BALANCED ETF PORTFOLIO UN .2575 QU 24.77 24.15 24.55 - .09VBAL 24.61 N/A 1.05 4,180,000 585,370 N/A
227VANGUARD CANADIAN LONG-TERM BOND INDEX ETF UN .9964 MO 25.86 25.11 25.31 - .26VLB 25.86 N/A 3.94 500,000 25,794 N/A
227VANGUARD CDN AGGREGATE BOND INDEX ETF TRNS UN .7291 MO 25.07 24.71 24.78 - .17VAB 25.04 N/A 2.94 67,900,000 879,248 N/A
227VANGUARD CDN CORPORATE BOND INDEX ETF TRNS UN .8244 MO 24.65 24.53 24.57 - .15VCB 24.64 N/A 3.36 500,000 27,373 N/A
227VANGUARD CDN GOVERNMENT BOND INDEX ETF UN .7232 MO 24.82 24.69 24.75 - .02VGV 24.82 N/A 2.92 200,000 4,561 N/A
227VANGUARD CDN SHORT-TERM CORP BOND INDX ETF UN .7396 MO 24.06 23.99 24.01 - .10VSC 24.06 N/A 3.08 52,400,000 339,049 N/A
227VANGUARD CDN SHORT-TERM GOV'T BOND IDX ETF UN .5795 MO 24.36 24.29 24.30 - .05VSG 24.36 N/A 2.38 300,000 55,582 N/A
227VANGUARD CDN SHORT-TRM BOND INDEX ETF TRNS UN .6143 MO 23.70 23.61 23.62 - .08VSB 23.68 N/A 2.60 38,100,000 613,542 N/A
227VANGUARD CONSERVATIVE ETF PORTFOLIO UN .1981 QU 24.86 24.40 24.69 - .06VCNS 24.69 N/A 0.80 1,480,000 155,067 N/A
227VANGUARD FTSE CANADA ALL CAP INDEX ETF UN .8027 QU 31.88 30.32 31.70 + .31VCN 31.12 N/A 2.53 41,175,000 1,060,192 N/A
227VANGUARD FTSE CANADA INDEX ETF TRANSFER UNITS .9797 QU 33.23 31.62 33.05 + .28VCE 32.48 N/A 2.96 17,400,000 278,399 N/A
227VANGUARD FTSE CANADIAN CAPPED REIT IDX ETF UN 1.2299 MO 30.97 30.36 30.58 + .38VRE 30.97 N/A 4.02 5,400,000 71,361 N/A
227VANGUARD FTSE CDN HIGH DIV YIELD INDEX ETF UN 1.6663 MO 32.82 31.69 32.66 - .44VDY 32.63 N/A 5.10 12,950,000 760,797 N/A
227VANGUARD FTSE DEV ALL CAP EX NA IDX ETF CA-HG .2163 QU 29.24 27.25 29.09 + .62VI 28.06 N/A 0.74 4,800,000 109,240 N/A
227VANGUARD FTSE DEV ALL CAP EX U.S. INDX ETF UN .4082 QU 36.43 34.96 36.20 + .16VDU 35.59 N/A 1.13 10,915,000 139,189 N/A
227VANGUARD FTSE DEV ALL CAP EX US IDX ETF CA-HG .4690 QU 41.55 39.17 41.37 + .77VEF 40.06 N/A 1.13 14,100,000 679,048 N/A
227VANGUARD FTSE DEV ALLCAP EX NTH AMER IDX ETF .2461 QU 29.45 28.25 29.25 + .32VIU 28.90 N/A 0.84 19,800,000 432,606 N/A
227VANGUARD FTSE DEV ASIA PAC ALL CAP ETF CA-HEG .1096 QU 31.75 29.90 31.57 + .44VAH 30.66 N/A 0.35 1,475,000 78,592 N/A
227VANGUARD FTSE DEV ASIA PAC ALL CAP IDX ETF UN .1082 QU 35.99 34.70 35.73 VA 35.40 N/A 0.30 3,920,000 232,701 N/A
227VANGUARD FTSE DEV EU ALL CAP IDX ETF CA-HEGD .3842 QU 29.74 27.91 29.64 + .85VEH 27.91 N/A 1.30 1,300,000 52,602 N/A
227VANGUARD FTSE DEVELOPED EU ALL CAP IDX ETF UN .3814 QU 30.36 28.90 30.14 + .60VE 29.58 N/A 1.27 9,870,000 347,166 N/A
227VANGUARD FTSE EMERG MKTS ALL CAP INDEX ETF UN .2342 QU 36.33 34.89 35.27 - 1.16VEE 36.16 N/A 0.66 25,380,000 991,177 N/A
227VANGUARD FTSE GLOBE ALL CAP EX CDA IDX ETF UN .4071 QU 36.60 35.11 36.21 - .44VXC 36.02 N/A 1.12 21,400,000 428,233 N/A
227VANGUARD GLBL EX-US AGGRGT BND IDX ETF(CAD-H) .1480 MO 26.72 26.48 26.58 + .16VBG 26.69 N/A 0.56 5,020,000 81,374 N/A
227VANGUARD GLOBAL LIQUIDITY FACTOR ETF UNITS .5062 ANN 32.86 31.88 32.60 + .17VLQ 31.93 N/A 1.55 600,000 6,409 N/A
227VANGUARD GLOBAL MINIMUM VOLATILITY ETF UN .6176 ANN 30.10 28.84 30.00 + .69VVO 29.74 N/A 2.06 850,000 31,443 N/A
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
227VANGUARD GLOBAL MOMENTUM FACTOR ETF UN .3702 ANN 33.78 32.40 33.10 - .08VMO 33.51 N/A 1.12 600,000 30,415 N/A
227VANGUARD GLOBAL VALUE FACTOR ETF UN .4611 ANN 35.84 33.57 35.09 + .36VVL 34.50 N/A 1.31 2,000,000 71,456 N/A
227VANGUARD GROWTH ETF PORTFOLIO UN .3156 QU 24.58 23.83 24.43 - .09VGRO 24.36 N/A 1.29 7,020,000 1,312,145 N/A
227VANGUARD S&P 500 INDEX ETF TRANSFER UN .9041 QU 61.20 58.63 60.44 - 1.68VFV 60.21 N/A 1.50 27,100,000 1,485,995 N/A
227VANGUARD S&P500 INDEX ETF(CAD-HEDGED)TRANS UN .6939 QU 47.63 44.82 46.50 - 1.30VSP 46.21 N/A 1.49 13,900,000 750,935 N/A
227VANGUARD U.S. TOTAL MARKET INDEX ETF UN .6449 QU 48.21 46.14 47.60 - .97VUN 47.45 N/A 1.35 25,162,000 790,786 N/A
227VANGUARD U.S.DIVIDEND APPRECIATION IDX ETF UN .5143 QU 45.32 42.98 43.94 - 1.06VGG 45.32 N/A 1.17 8,400,000 142,612 N/A
227VANGUARD US AGGREGATE BND INDX ETF(CAD-HEG)UN .5247 MO 24.45 24.06 24.19 - .17VBU 24.43 N/A 2.17 5,260,000 139,022 N/A
227VANGUARD US DIV APPRECIATION IDX ETF(CAD-HEG) .4228 QU 36.18 34.30 35.11 - 1.00VGH 35.32 N/A 1.20 5,689,000 120,102 N/A
227VANGUARD US TOTAL MKT INDX ETF(CAD-HEDGED) UN .7134 QU 53.71 50.50 52.46 - 1.13VUS 52.01 N/A 1.36 12,008,000 426,603 N/A
221VECIMA NETWORKS INC. .2200 QU 9.65 8.70 8.84 - .41VCM 9.65 10.05 2.49 22,437,901 99,299 0.88
201VELAN INC. SV .4000 QU 17.96 16.76 16.83 - .72VLN 16.89 N/A 2.38 6,055,368 65,910 - 0.35
228VERDE AGRITECH PLC ORDINARY J .90 .69 .72 + .11NPK .79 N/A 39,437,505 615,585 - 0.06
215VERMILION ENERGY INC. 2.5800 MO 46.80 40.01 43.40 + 1.13VET 41.35 83.46 5.94 122,432,283 14,079,966 0.52
221VERSABANK J .0400 QU 7.20 6.26 7.05 - .04VB 7.10 16.40 0.57 21,123,559 265,795 0.43
221VERSABANK NON-CUM 5YR RST SERIES 1 PR J .7000 QU 10.26 9.99 10.02 - .15VB.PR.A 10.06 N/A 6.99 1,461,460 65,851 N/A
221VERSABANK NON-CUM 6YR RST NVCC SERIES 3 PR J .7000 QU 10.58 10.02 10.58 + .28VB.PR.B 10.50 N/A 6.62 1,500,000 21,094 N/A
215VILLAGE FARMS INTERNATIONAL, INC. 5.88 4.36 5.10 - 1.86VFF 5.80 39.23 42,447,613 6,685,233 0.13
221VISTA GOLD CORP. .96 .88 .95 - .01VGZ .95 N/A 99,412,007 112,803 - 0.16
221WAJAX CORPORATION 1.0000 QU 24.46 22.90 23.66 + 1.14WJX 24.35 14.97 4.23 20,026,819 299,429 1.58
221WALL FINANCIAL CORP. 1.1000 26.35 24.36 25.75 + .75WFC 26.04 61.31 4.27 33,953,365 8,735 0.42
228WALLBRIDGE MINING COMPANY LIMITED J .09 .06 .07 - .01WM .06 N/A 295,544,721 5,491,589 - 0.01
221WASTE CONNECTIONS, INC. .5600 QU 95.06 90.09 92.80 + 1.94WCN 92.43 46.52 0.78 263,467,240 5,185,225 2.57
221WESDOME GOLD MINES LTD. .0200 2.08 1.86 1.89 + .02WDO 2.00 94.50 1.06 134,201,746 11,073,838 0.02
201WEST FRASER TIMBER CO. LTD. .6000 QU 95.10 82.00 86.97 - 2.41WFT 85.58 11.40 0.69 75,600,215 5,334,303 7.63
221WESTCOAST ENERGY INC. 5-YR 1ST PR SER '10' 1.3125 QU 26.14 25.53 25.62 - .50W.PR.K 25.80 N/A 5.12 4,600,000 285,901 N/A
221WESTCOAST ENERGY INC. 5-YR 1ST PR SER '12' 1.3000 QU 25.83 25.30 25.31 - .84W.PR.M 25.83 N/A 5.14 12,000,000 312,872 N/A
215WESTCOAST ENERGY INC. 5.50% 1ST PR SERIES '7' 1.3750 QU 24.81 24.29 24.46 - .24W.PR.H 24.51 N/A 5.62 6,000,000 75,941 0.00
215WESTCOAST ENERGY INC. 5.60% 1ST PR SERIES '8' 1.4000 QU 24.90 24.39 24.59 - .11W.PR.J 24.60 N/A 5.69 6,000,000 31,886 0.00
221WESTERN COPPER AND GOLD CORPORATION J 1.11 .92 1.06 - .02WRN 1.02 N/A 99,559,001 733,201 - 0.03
215WESTERN ENERGY SERVICES CORP. 1.21 1.00 1.17 + .01WRG 1.05 N/A 92,177,098 2,069,689 - 0.48
215WESTERN FOREST PRODUCTS INC. .0800 QU 2.92 2.54 2.77 + .04WEF 2.71 14.58 2.89 395,036,092 17,898,902 0.19
215WESTERN RESOURCES CORP. J .45 .37 .42 WRX .40 N/A 93,437,111 624,329 - 0.01
221WESTERNONE INC. 1.60 1.34 1.58 + .09WEQ 1.44 N/A 16,645,644 325,414 - 1.43
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201WESTJET AIRLINES LTD. VARIABLE VOTING & V .5600 QU 23.99 22.15 22.85 - 3.00WJA 23.57 9.36 2.45 114,066,210 8,347,388 2.44
221WESTON LTD. GEORGE 1.8200 QU 106.25 101.70 105.19 + .28WN 103.70 18.78 1.73 127,956,198 1,903,935 5.60
221WESTON LTD. GEORGE 4.75% PR SER 'V' 1.1875 QU 22.77 22.18 22.35 - .09WN.PR.E 22.26 N/A 5.31 8,000,000 33,798 N/A
221WESTON LTD. GEORGE 5.20% PR SER 'III' 1.3000 QU 24.35 23.60 23.69 - .38WN.PR.C 24.10 N/A 5.49 8,000,000 63,145 N/A
221WESTON LTD. GEORGE 5.20% PR SER 'IV' 1.3000 QU 24.44 23.64 23.76 - .44WN.PR.D 24.18 N/A 5.47 8,000,000 46,852 N/A
221WESTON LTD. GEORGE 5.80% PR SER '1' 1.4500 QU 25.70 25.19 25.38 + .31WN.PR.A 25.50 N/A 5.71 9,400,000 75,311 0.00
221WESTPORT FUEL SYSTEMS INC. 3.18 2.71 2.99 - .43WPRT 2.85 N/A 131,279,709 2,410,667 - 0.10
221WESTSHORE TERMINALS INVESTMENT CORPORATION .6400 QU 24.12 22.00 22.17 - 2.77WTE 22.27 13.94 2.89 70,688,051 3,181,711 1.59
201WHEATON PRECIOUS METALS CORP. .3600 QU 27.71 25.71 26.65 + 2.16WPM 26.38 51.60 1.74 442,724,309 12,547,917 0.66
215WHITECAP RESOURCES INC. J .3084 MO 9.71 7.52 9.30 + 1.75WCP 7.84 N/A 3.32 417,255,173 38,954,942 - 0.33
201WILMINGTON CAPITAL MANAGEMENT INC. CL 'A' NV 3.35 WCM.A N/A * 9,169,674 - 0.18
201WILMINGTON CAPITAL MANAGEMENT INC. CL 'B' 3.36 WCM.B N/A * 997,744 - 0.18
221WINPAK LIMITED .1200 QU 50.17 46.10 47.66 - 1.23WPK 48.44 19.94 0.25 65,000,000 726,551 2.39
227WISDOMETREE US QUAL DIV GRWTH VARY HEG ETF UN .3600 MO 24.57 23.86 24.37 - 1.03DQD 23.90 N/A 1.48 1,050,000 21,204 N/A
227WISDOMTREE EMERG MKTS DIV IDX ETF NON-HEGD UN .6000 QU 27.52 27.52 27.52 - 1.23EMV.B 27.52 N/A 2.18 100,000 140 N/A
227WISDOMTREE EUROPE HEDGED EQTY IDX ETF N-HG UN .4000 QU 26.60 25.73 26.60 + .25EHE.B 25.73 N/A 1.50 1,100,000 3,350 N/A
227WISDOMTREE EUROPE HEDGED EQUITY INDEX ETF UN .4000 QU 25.78 24.34 25.78 + .60EHE 24.34 N/A 1.55 2,550,000 56,968 N/A
227WISDOMTREE INTL QUAL DIV GROWTH IDX ETF NN-HG .2800 QU 24.10 23.81 24.01 - .34IQD.B 24.10 N/A 1.17 500,000 5,200 N/A
227WISDOMTREE INTL QUAL DIV GROWTH INDEX HEG ETF .2800 QU 24.00 23.67 24.00 + .26IQD 23.78 N/A 1.17 500,000 1,956 N/A
227WISDOMTREE INTL QUAL DIV GROWTH VARY HEGD ETF .2400 QU 23.76 23.29 23.75 + .32DQI 23.29 N/A 1.01 600,000 16,820 N/A
227WISDOMTREE U.S. HIGH DIVIDEND INDEX ETF NN-HG .6000 MO 19.79 19.79 19.79 - 1.14HID.B 19.79 N/A 3.03 500,000 2,600 N/A
227WISDOMTREE U.S.HIGH DIVIDEND INDEX ETF HEGED .6000 MO 20.08 20.00 20.04 - .33HID 20.02 N/A 2.99 500,000 1,398 N/A
227WISDOMTREE US MIDCAP DIVIDEND IDX ETF HEDGD .4800 MO 26.19 25.01 25.81 + .12UMI 25.01 N/A 1.86 741,082 5,856 N/A
227WISDOMTREE US MIDCAP DIVIDEND IDX ETF NN-HEGD .4800 MO 26.35 - .50UMI.B N/A * 100,000 N/A
227WISDOMTREE US QUAL DIV GROWTH INDEX ETF NN-HG .3600 MO 24.62 23.96 24.33 - .64DGR.B 23.96 N/A 1.48 2,100,000 43,910 N/A
227WISDOMTREE US QUALITY DIV GROWTH IDX ETF HEG .3600 MO 25.29 24.06 24.67 - 1.43DGR 24.52 N/A 1.46 754,175 30,049 N/A
227WISDOMTREE YLD ENHANC CA AGGRE BND IDX ETF NH 1.5000 MO 48.50 47.83 47.91 - .34CAGG 48.48 N/A 3.13 1,113,163 6,766 N/A
227WISDOMTREE YLD ENHANC CA ST AGGRE BND ETF NNH 1.2840 MO 48.81 48.66 48.68 - .11CAGS 48.78 N/A 2.64 1,700,000 9,639 N/A
227WISTOMTREE CDA QUAL DIV GRWTH IDX ETF NN-HEDG .4800 MO 26.41 25.66 26.33 + .21DGRC 25.88 N/A 1.82 1,000,000 130,751 N/A
221WORLD FINANCIAL SPLIT CORP. CLASS 'A' 4.15 3.63 4.10 - .90WFS 4.00 3.72 2,060,607 4,478 1.10
221WORLD FINANCIAL SPLIT CORP. PR .5250 QU 10.09 9.96 10.09 - .01WFS.PR.A 10.00 N/A 5.20 2,060,607 19,900 N/A
201WSP GLOBAL INC. 1.5000 QU 64.92 56.99 63.57 + 4.36WSP 59.34 30.56 2.36 103,505,642 5,239,785 2.08
215XTRA-GOLD RESOURCES CORP. J .28 .23 .26 + .04XTG .24 N/A 47,782,417 571,810 0.00
215XTREME DRILLING CORP. J 2.14 1.82 2.00 - .19XDC 1.85 N/A 74,742,224 333,027 - 0.99
Monthly
Issue Name Outstanding Shares
Ind Rate
Ticker Symbol
Mth Open
Mth High
EPS PEMthLow
Mth Close
MthChng
HowPaid
TransfAgent
Ind DivYield %
Mth Vol
01-May-2018
201YAMANA GOLD INC. .0200 QU 3.90 3.34 3.69 - .04YRI 3.63 N/A 0.70 948,558,254 39,112,542 - 0.27
215YANGARRA RESOURCES LTD. 6.44 4.31 6.38 + 1.92YGR 4.36 26.58 83,421,270 9,106,231 0.24
201YELLOW PAGES LIMITED 7.36 6.66 7.01 + .06Y 6.93 N/A 28,075,308 532,412 - 22.32
201YELLOW PAGES LIMITED WT .52 .39 .49 + .04Y.WT .44 N/A 0 21,128 N/A
221YORBEAU RESOURCES INC. J .04 .04 .04 YRB .04 N/A 307,539,013 2,931,888 0.00
215ZARGON OIL & GAS LTD. .52 .36 .50 + .01ZAR .38 N/A 30,855,333 1,238,698 - 0.30
201ZCL COMPOSITES INC. .5400 QU 12.35 11.39 12.12 + 1.14ZCL 11.67 20.90 4.46 30,871,078 667,746 0.58
221ZYMEWORKS INC. 23.15 14.00 20.10 + 6.98ZYME 16.10 N/A 25,461,460 100,648 - 0.66
Monthly
Limited Partnership UnitsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
AMERICAN HOTEL INCOME PROPERTIES REIT LP UN 9.47 7.52HOT.UN LIMITED PARTNERSHIP .6475 .2163 10.92 8.93INDUSTRIAL 12,694,372
BROOKFIELD INFRASTRUCTURE PARTNERS L.P. UN 56.59 45.48BIP.UN LIMITED PARTNERSHIP 1.7400 .4700 59.28 44.61INDUSTRIAL 17,240,790
BROOKFIELD PROPERTY PARTNERS L.P. UNITS 27.95 23.28BPY.UN LIMITED PARTNERSHIP 1.1800 .3150 31.50 27.08INDUSTRIAL 15,307,782
BROOKFIELD RENEWABLE PARTNERS LP NV UN 43.89 38.27BEP.UN LIMITED PARTNERSHIP 1.8700 .4900 45.47 37.78INDUSTRIAL 11,472,373
MACKENZIE MASTER LIMITED PARTNERSHIP UNITS 1.03 .93MKZ.UN MUTUAL FUNDS .1500 .1400 1.11 0.89INDUSTRIAL 647,054
RESTAURANT BRANDS INTERNATIONAL LP EXCHNG UN 82.10 68.98QSP.UN LIMITED PARTNERSHIP .7400 .6600 87.00 63.15INDUSTRIAL 17,181
Yearly
DebenturesIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
5N PLUS INC. 5.75% DEBENTURES 101.50 98.55VNP.DB METAL PRODUCTS MFG 101.75 88.99INDUSTRIAL 55,790
AECON GROUP INC. 5.50% DEC 31/18 DEBEBTURES 102.50 100.00ARE.DB.B DIVERSIFIED SERV 106.25 101.03INDUSTRIAL 176,383
AG GROWTH INT'L 4.5% 31DEC22 DEB 101.00 98.50AFN.DB.E INVESTMENT COMPANY 0.00 0.00INDUSTRIAL 244,590
AG GROWTH INT'L 4.85% 30JUN22 DEB 104.66 100.00AFN.DB.D INVESTMENT COMPANY 106.00 99.75INDUSTRIAL 22,760
AG GROWTH INT'L INC. CONV 5% 12/31/2020 DEB 111.02 103.26AFN.DB.C INVESTMENT COMPANY 113.00 103.25INDUSTRIAL 24,900
AG GROWTH INTERNATIONAL INC. EXTEND 5.25% DEB 104.50 100.13AFN.DB.B INVESTMENT COMPANY 107.00 101.00INDUSTRIAL 14,720
ALGOMA CENTRAL CORPORATION 5.25% DEBENTURES 108.01 102.77ALC.DB.A RAILWAY & SHIPPING 107.00 100.15INDUSTRIAL 39,800
ATLANTIC POWER CORPORATION 6% SER E DEB 100.50 96.75ATP.DB.E HOLDING COMPANY 0.00 0.00INDUSTRIAL 254,740
ATLANTIC POWER CORPORATION 6.00% SER D DEB 102.00 98.51ATP.DB.D HOLDING COMPANY 102.50 99.50INDUSTRIAL 43,239
ATRIUM MORTGAGE INVESTMENT CORP 5.25% DEB 102.51 99.00AI.DB INVESTMENT COMPANY 102.51 99.51INDUSTRIAL 12,270
ATRIUM MORTGAGE INVESTMENT CORP 5.30% DEB 101.00 96.00AI.DB.C INVESTMENT COMPANY 101.50 98.50INDUSTRIAL 32,760
ATRIUM MORTGAGE INVESTMENT CORP 5.5% DEB 102.00 99.50AI.DB.B INVESTMENT COMPANY 103.75 98.99INDUSTRIAL 21,020
ATRIUM MORTGAGE INVESTMENT CORP 6.25% DEB 102.01 99.00AI.DB.A INVESTMENT COMPANY 103.50 100.00INDUSTRIAL 12,230
BARCLAYS BANK PLC FIXED INCM NT 10YR SER I-28 103.00 100.00BXS.DB.C INVESTMENT NOTE 106.00 100.00INDUSTRIAL 250
BELLATRIX EXPLORATION LTD. 6.75% DEB 93.00 68.00BXE.DB NAT GAS EXPL 104.99 89.00OIL 19,310
BORALEX INC. 4.5% DEBENTURES 128.32 115.40BLX.DB.A HYDRO-ELECT POWER 125.00 107.00INDUSTRIAL 73,070
BOYUAN CONSTRUCTION GROUP, INC. DEB J 102.51 94.99BOY.DB.A CONSTRUCTION 102.00 93.10INDUSTRIAL 7,490
BTB REAL ESTATE INVESTMENT TRUST 6.90% 'E' DB 102.01 98.75BTB.DB.E INVESTMENT TRUST 107.00 100.76INDUSTRIAL 9,170
BTB REAL ESTATE INVESTMENT TRUST 7.15% 'F' DB 104.00 99.01BTB.DB.F INVESTMENT TRUST 105.01 101.60INDUSTRIAL 9,000
CARDINAL ENERGY LTD. J 5.50% DEBENTURES 101.00 92.00CJ.DB CRUDE OIL/GAS EXPL 118.12 95.00OIL 13,430
CARGOJET INC. 4.65% DEBENTURES 127.19 111.01CJT.DB.C AIR CARGO SERVICES 115.27 104.50INDUSTRIAL 189,360
CHEMTRADE LOGISTICS INCM FND 4.75% 31MA24 DEB 100.99 95.03CHE.DB.D INVESTMENT FUND 101.75 98.99INDUSTRIAL 122,640
CHEMTRADE LOGISTICS INCM FND 5.25% JN30/21 DB 103.50 99.02CHE.DB.B INVESTMENT FUND 105.25 100.70INDUSTRIAL 40,865
CHEMTRADE LOGISTICS INCM FUND 5% 31AU23 DEB 102.95 98.27CHE.DB.C INVESTMENT FUND 105.00 101.50INDUSTRIAL 40,560
CHORUS AVIATION INC. 6% DEBENTURES CHR.DB AIRLINE 0.00 0.00INDUSTRIAL
CINEPLEX INC. 4.50% DEBENTURES 106.00 100.00CGX.DB.A THEATRE & FILM 106.97 100.00INDUSTRIAL 50,390
COLABOR GROUP INC. 6% DEBENTURE 89.00 70.00GCL.DB.A FOOD PROD & DSTR 100.50 86.25INDUSTRIAL 22,540
CONSTELLATION SOFTWARE INC. SERIES 1 DEB 129.00 117.99CSU.DB SOFTWARE DEV/MKT 5.8500 3.9500 125.00 113.00INDUSTRIAL 9,616,690
CROMBIE REAL ESTATE INVEST TR 5.25% SER E DEB 104.25 100.10CRR.DB.E INVESTMENT TRUST 108.87 100.93INDUSTRIAL 23,820
DELPHI ENERGY CORP. 10% NOTES 101.76 95.00DEE.NT OIL/GAS EXPL & DEV 109.99 100.00OIL 43,130
DHX MEDIA LTD. 5.875% DEB 97.50 88.00DHX.DB TELEVISION PROD/MKT 104.00 92.00INDUSTRIAL 192,080
DIFFERENCE CAPITAL FINANCIAL INC. 8% DEB J 100.01 89.99DCF.DB INVESTMENT COMPANY 99.00 94.99INDUSTRIAL 46,440
DISCOVERY AIR INC. 8.375% DEBENTURES J 51.00 30.00DA.DB.A HOLDING COMPANY 59.98 26.00INDUSTRIAL 11,300
DIVERSIFIED ROYALTY CORP. 5.25% DEBENTURES 102.00 99.80DIV.DB INVESTMENT COMPANY 101.70 98.25INDUSTRIAL 42,300
Yearly
DebenturesIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
DREAM INDUSTRIAL REAL EST INVEST TR 5.25% DEB 102.35 99.00DIR.DB INVESTMENT TRUST 104.00 100.00INDUSTRIAL 30,210
ELEMENT FLEET MANAGEMENT CORP. 4.25% DEB 99.75 88.00EFN.DB.A FINANCIAL SERVICES 106.25 95.00INDUSTRIAL 568,740
ELEMENT FLEET MANAGEMENT CORP. 5.125% DEB 101.75 92.50EFN.DB FINANCIAL SERVICES 117.00 99.01INDUSTRIAL 202,990
ENERGY FUELS INC. FLTG RATE DEBENTURES J 101.00 96.02EFR.DB URANIUM EXPL & DEV 104.00 93.00MINING 8,210
ENTREC CORPORATION DEBENTURES 94.10 87.00ENT.DB TRANS SUPPLIES/SERV 94.50 76.00INDUSTRIAL 4,229
EXCHANGE INCOME CORP. 5-YR 5.25% DEB 101.20 96.00EIF.DB.I INVESTMENT COMPANY 99.99 98.22INDUSTRIAL 186,165
EXCHANGE INCOME CORP. 7-YR 6% 03/31/21 DEB 112.01 104.50EIF.DB.G INVESTMENT COMPANY 135.00 99.00INDUSTRIAL 7,210
EXCHANGE INCOME CORPORATION 7YR 5.35% DEB 104.00 99.99EIF.DB.F INVESTMENT COMPANY 108.70 96.65INDUSTRIAL 25,880
EXTENDICARE INC. 5.00% DEBENTURES 101.33 98.50EXE.DB.C HEALTHCARE FACILITY 0.00 0.00INDUSTRIAL 153,560
EXTENDICARE INC. 6.00% DEBENTURES 103.25 100.05EXE.DB.B HEALTHCARE FACILITY 106.99 100.87INDUSTRIAL 104,590
FIERA CAPITAL CORPORATION 5% DEBENTURES 103.25 100.55FSZ.DB INVESTMENT COMPANY 102.25 101.57INDUSTRIAL 232,190
FIRM CAPITAL MORTGAGE INVEST CORP. 4.75% DEB 101.01 99.00FC.DB.D MORTGAGE & LOAN 105.00 98.50INDUSTRIAL 5,610
FIRM CAPITAL MORTGAGE INVEST CORP. 5.20% DEB 101.01 97.00FC.DB.G MORTGAGE & LOAN 103.00 98.00INDUSTRIAL 9,700
FIRM CAPITAL MORTGAGE INVEST CORP. 5.25% DEB 101.75 99.51FC.DB.C MORTGAGE & LOAN 102.00 95.00INDUSTRIAL 5,330
FIRM CAPITAL MORTGAGE INVEST CORP. 5.30% DEB 102.25 98.00FC.DB.E MORTGAGE & LOAN 103.00 99.51INDUSTRIAL 9,820
FIRM CAPITAL MORTGAGE INVEST CORP. 5.40% DEB 102.00 100.00FC.DB.B MORTGAGE & LOAN 102.30 100.02INDUSTRIAL 4,227
FIRM CAPITAL MORTGAGE INVEST CORP. 5.5% DEB 101.50 99.50FC.DB.F MORTGAGE & LOAN 103.51 98.00INDUSTRIAL 6,000
FIRM CAPITAL MORTGAGE INVEST. 5.30% DEB 101.00 97.90FC.DB.H MORTGAGE & LOAN 101.00 97.00INDUSTRIAL 14,550
FORTRESS GLBL ENTERPRISES INC.7% 31DEC19 DEB 92.51 87.00FGE.DB.A PAPER PRODUCTS 0.00 0.00INDUSTRIAL 13,330
GDI INTEGRATED FACILITY SERVICES INC. 5% DEB 105.01 101.50GDI.DB JANITORIAL SERVICES 105.00 101.00INDUSTRIAL 3,620
GIBSON ENERGY INC. 5.25% DEBENTURES 108.02 101.41GEI.DB NAT GAS DSTR 111.90 102.99INDUSTRIAL 199,200
GOEASY LTD. 5.75% DEB 107.80 101.50GSY.DB RENT-TO-OWN 105.00 98.30INDUSTRIAL 62,260
HOLLOWAY LODGING CORP 7.5% 9/30 DEB J 101.00 99.00HLC.DB.A HOTELS 101.50 98.15INDUSTRIAL 14,830
HOLLOWAY LODGING CORP. 6.25% 02/28/20 B DEB J 98.98 94.51HLC.DB HOTELS 99.00 92.49INDUSTRIAL 23,100
HYDRO ONE LIMITED INSTALMENT RECEIPTS 37.40 27.80H.IR DIVERSIFIED OPER 39.69 34.47INDUSTRIAL 1,224,187
IBI GROUP INC. 5.5% 31DEC21 DEBENTURES 115.00 103.00IBG.DB.D DIVERSIFIED OPER 111.25 101.60INDUSTRIAL 44,940
IBI GROUP INC. 7.0% SER '2' DEBENTURES 103.64 100.00IBG.DB.C DIVERSIFIED OPER 104.00 101.00INDUSTRIAL 5,050
INNERGEX RENEWABLE ENERGY INC. 4.25% DEB 108.00 102.02INE.DB.A HYDRO-ELECT POWER 111.99 104.77INDUSTRIAL 26,060
INTERTAIN GROUP LIMITED (THE) J 5% DEB ITX.DB GAMING OPERATIONS 191.00 160.00INDUSTRIAL
JUST ENERGY GROUP INC. 6.75% DEB 98.51 95.00JE.DB.D NAT GAS DSTR 0.00 0.00INDUSTRIAL 216,680
JUST ENERGY GROUP INC. 6.75% DEB 31DEC21 100.97 96.50JE.DB.C NAT GAS DSTR 108.50 97.50INDUSTRIAL 144,390
LANESBOROUGH RL EST INVEST TR 5.0% SER G DEB 13.00 4.08LRT.DB.G INVESTMENT TRUST 23.50 6.00INDUSTRIAL 2,930
LEON'S FURNITURE LTD. 3% MAR 28/2023 DEB LNF.DB RETAIL FURNITURE 146.49 146.49INDUSTRIAL
LIQUOR STORES N.A. LTD. 4.7% 31JAN22 DEB 106.75 101.00LIQ.DB.B RETAIL LIQUOR STORES 105.01 99.90INDUSTRIAL 58,070
LOGIQ ASSET MANAGEMENT INC. J 7% DEBENTURES 101.01 88.00LGQ.DB.A ASSET MGT/ADVISE SERV 101.00 66.99INDUSTRIAL 41,062
Yearly
DebenturesIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
MEDICAL FACILITIES CORPORATION 5.90% 2019 DEB 105.00 100.57DR.DB.A MEDICAL FACILITY 109.00 100.00INDUSTRIAL 13,810
MELCOR REAL ESTATE INVESTMENT TR 5.50% DEB 102.00 99.00MR.DB INVESTMENT TRUST 104.00 100.00INDUSTRIAL 6,290
MELCOR REAL ESTATE INVESTMENT TRUST 5.25% DB 102.50 97.00MR.DB.A INVESTMENT TRUST 100.00 99.01INDUSTRIAL 34,920
MONGO FINANCE TECHNOLOGY INC J 10% 31MA20 DEB 135.00 100.00MOGO.DB ONLINE CREDIT SOLUTN 168.00 97.00INDUSTRIAL 14,580
MORGUARD NA RESIDENTIAL REIT 4.5% DEB 101.00 97.02MRG.DB.A INVESTMENT TRUST 0.00 0.00INDUSTRIAL 178,930
MORGUARD RL ESTATE INVEST TR 4.5% 21DEC21 DEB 105.00 98.50MRT.DB INVESTMENT MGT 106.00 99.50INDUSTRIAL 41,440
MORNEAU SHEPELL INC. 4.75% DUE JUN 30/21 DEB 113.89 105.00MSI.DB.A CONSLT/OUTSOURCE SERV 109.00 104.10INDUSTRIAL 80,520
NORTH AMERICAN CONSTRUCTION GRP LTD 5.50% DEB 100.75 95.10NOA.DB OIL FIELD SERVICE 100.01 92.00INDUSTRIAL 43,410
NORTHLAND POWER INC. 4.75% SER 'C' DEB 130.00 106.00NPI.DB.C ELECT POWER OPER 119.45 109.00INDUSTRIAL 59,620
NORTHLAND POWER INC. 5% SER 'B' DEB 112.00 103.25NPI.DB.B ELECT POWER OPER 119.90 110.00INDUSTRIAL 25,830
NORTHVIEW APARTMENT RL EST INVEST TR 5.75% DB 109.50 102.50NVU.DB INVESTMENT TRUST 110.00 102.00INDUSTRIAL 10,420
NORTHWEST HEALTHCARE PROPERTIES REIT 5.5% DB 107.00 100.50NWH.DB.D INVESTMENT TRUST 109.50 102.05INDUSTRIAL 15,230
NORTHWEST HEALTHCARE PROPERTIES REIT 7.25% DB 104.00 100.51NWH.DB.C INVESTMENT TRUST 106.01 102.25INDUSTRIAL 9,960
NORTHWEST HEALTHCARE PROPERTIES REIT DEB 105.00 96.00NWH.DB INVESTMENT TRUST 105.00 101.00INDUSTRIAL 6,340
NORTHWEST HEALTHCR PPTY REIT 5.25%31DEC21 DEB 104.45 100.00NWH.DB.F INVESTMENT TRUST 106.00 100.00INDUSTRIAL 30,080
NORTHWEST HEALTHCR PPTY REIT 5.25%31JUL21 DEB 104.50 100.00NWH.DB.E INVESTMENT TRUST 107.50 100.02INDUSTRIAL 47,666
OSISKO GOLD ROYALTIES LTD. 4.00% DEBENTURES 105.00 98.50OR.DB ROYALTY MGT & ACQUIS 105.25 102.80MINING 395,400
PEMBINA PIPELINE CORP. 5.75% SER F DEBENTURES 155.00 129.50PPL.DB.F INVESTMENT COMPANY 153.45 133.75INDUSTRIAL 8,600
PLAZA RETAIL REIT 5.1% 31MAR23 DEB 102.51 99.50PLZ.DB.E INVESTMENT TRUST 0.00 0.00INDUSTRIAL 49,210
PREMIUM BRANDS HOLDINGS CORPORATION 4.6% DEB 125.00 111.12PBH.DB.F FOOD PROD & DSTR 116.25 99.60INDUSTRIAL 136,630
PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 102.96 100.25PBH.DB.G FOOD PROD & DSTR 0.00 0.00INDUSTRIAL 344,820
PREMIUM BRANDS HOLDINGS CORPORATION 5.0% DEB 271.41 229.00PBH.DB.D FOOD PROD & DSTR 246.27 145.00INDUSTRIAL 21,440
ROGERS SUGAR INC. 6TH SER 5% DEBENTURES 106.00 100.27RSI.DB.E SUGAR REFINERY 106.99 101.50INDUSTRIAL 28,090
ROGERS SUGAR INC. 7TH SER 4.75% DEB 102.25 98.40RSI.DB.F SUGAR REFINERY 0.00 0.00INDUSTRIAL 166,960
SIENNA SENIOR LIVING INC. 4.65% DEB 110.00 102.00SIA.DB HEALTHCARE FACILITY 112.50 100.00INDUSTRIAL 35,770
SLATE OFFICE REIT 5.25% DEB 100.76 98.00SOT.DB INVESTMENT TRUST 0.00 0.00INDUSTRIAL 86,000
SMARTCENTRES RL ESTATE INVEST TR 5.50% DEB 103.00 100.00SRU.DB.B INVESTMENT TRUST 103.01 101.02INDUSTRIAL 11,820
SPECTRA7 MICROSYSTEMS INC. J 7% DEB 102.51 90.00SEV.DB.A ELECTRONIC TECH 0.00 0.00INDUSTRIAL 2,350
STUART OLSON INC. 6.0% DEC/31/2019 DEBENTURES 103.51 98.00SOX.DB.A CONSTRUCTION 103.40 98.00INDUSTRIAL 23,210
STUDENT TRANSPORTATION INC. 5.25% DEB 128.00 102.00STB.DB.A TRANSPORTATION 107.62 100.99INDUSTRIAL 445,100
STUDENT TRANSPORTATION INC. 6.25% 6/30/19 DEB 115.50 103.00STB.DB.C TRANSPORTATION 107.00 100.11INDUSTRIAL 277,720
SURGE ENERGY INC. 5.75% DEB 108.90 97.75SGY.DB OIL/GAS EXPL & DEV 101.00 98.00OIL 154,900
TEMPLE HOTELS INC. 5YR 7.00% SER F DEBENTURES 100.25 99.00TPH.DB.F HOTELS 101.00 93.00INDUSTRIAL 9,670
TEMPLE HOTELS INC. 7.25% SER E DEBENTURES 101.01 97.00TPH.DB.E HOTELS 101.00 95.01INDUSTRIAL 43,317
TERRAVEST INDUSTRIES INC. 7.0% DEBENTURES 123.50 106.18TVK.DB COMMUN MARKETING 122.54 106.40INDUSTRIAL 24,760
Yearly
DebenturesIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
TIMBERCREEK FINANCIAL CORP. 5.30% 30JUN24 DEB 100.50 96.02TF.DB.C INVESTMENT COMPANY 101.00 96.00INDUSTRIAL 42,140
TIMBERCREEK FINANCIAL CORP. 5.40% DEB 103.32 99.75TF.DB.A INVESTMENT COMPANY 102.01 99.41INDUSTRIAL 18,800
TOSCANA ENERGY INCOME CORPORATION 6.75% DEB J 79.96 65.00TEI.DB OIL & GAS EXPL 92.01 69.00OIL 7,850
TRICON CAPITAL GROUP INC. 5.60% MAR 31/20 DEB 124.99 105.03TCN.DB.A ASSET MGT/ADVISE/SERV 126.00 109.96INDUSTRIAL 20,060
WESTERNONE INC. 6.25% SER '3' DEBENTURES 89.51 84.02WEQ.DB CONSTR EQUIP/SERV 89.01 67.99INDUSTRIAL 13,880
YELLOW PAGES DIGITL & MEDIA SOLUTN SR EXCH DB 93.00 89.50YPG.DB HOLDING COMPANY 113.00 88.00INDUSTRIAL 156,810
ZARGON OIL & GAS LTD. DEBENTURES 87.01 72.50ZAR.DB.A OIL/GAS EXPL & DEV 96.02 80.52OIL 16,490
Yearly
Debentures U.S. FundsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
AMERICAN HOTEL INCM PROPERTIES REIT LP DEB US 99.75 93.00HOT.DB.U LIMITED PARTNERSHIP 99.98 94.90INDUSTRIAL 42,990
BLACKBERRY LIMITED 3.75% 13NOV20 DEB USF 149.00 123.00BB.DB.V COMMUN SYSTEMS 134.50 101.00INDUSTRIAL 161,260
DOREL INDUSTRIES INC. 5.50% DEB US 102.50 99.50DII.DB.U FURNITURE MFG 103.25 99.81INDUSTRIAL 61,250
GRAN COLOMBIA GOLD CORP. J 2018 USF DEB 102.00 84.99GCM.DB.U GOLD EXPL & DEV 89.99 59.00MINING 56,677
GRAN COLOMBIA GOLD CORP. J 2020 USF DEB 102.00 97.01GCM.DB.V GOLD EXPL & DEV 98.50 79.00MINING 14,344
GRAN COLOMBIA GOLD CORP. J 2JA24 8% USF DEB 102.00 98.00GCM.DB.X GOLD EXPL & DEV 100.00 79.80MINING 91,220
INVESQUE INC. 5% DEB USF 100.85 95.00IVQ.DB.U HEALTHCARE FACILITY 0.00 0.00INDUSTRIAL 13,480
PRIMERO MINING CORP. 5.75% USF DEBENTURES 100.00 62.50P.DB.V MINING EXPL & DEV 70.79 50.00MINING 205,240
STORNOWAY DIAMOND CORPORATION 6.25% DEB USF J 97.25 90.00SWY.DB.U DIAMOND EXPL & DEV 109.00 95.00MINING 1,840
TRICON CAPITAL GROUP INC 5.75% 31MR22 DEB USF 109.12 102.02TCN.DB.U ASSET MGT/ADVISE/SERV 112.00 102.00INDUSTRIAL 75,320
Yearly
Trust UnitsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
1ST ASSET MORNINGSTR US CONSMR DEF IDX FND UN 10.21 8.26UCD.UN INVESTMENT FUND .6763 .2175 10.00 9.01INDUSTRIAL 55,032
A&W REVENUE ROYALTIES INCOME FUND UNITS 34.46 28.36AW.UN INVESTMENT FUND 1.6025 .5438 42.16 30.11INDUSTRIAL 1,334,104
ADVANTAGED CANADIAN HIGH YLD BOND FND CL A UN 8.00 7.55AHY.UN INVESTMENT FUND .4600 .2125 7.87 7.25INDUSTRIAL 88,411
AGELLAN COMMERCIAL REAL ESTATE INVEST TR UN 12.63 10.55ACR.UN INVESTMENT TRUST .7750 .2675 12.60 10.35INDUSTRIAL 2,055,756
ALLIED PROPERTIES REAL ESTATE INVEST TRUST UN 42.38 38.71AP.UN INVESTMENT TRUST 1.5300 .5200 42.41 33.27INDUSTRIAL 11,597,036
AMERICAN CORE SECTORS DIVIDEND FUND TR UNITS 12.54 11.49ACZ.UN INVESTMENT FUND .5500 .1838 12.00 10.40INDUSTRIAL 211,083
ARTIS REAL ESTATE INVESTMENT TRUST UNITS 14.42 13.10AX.UN INVESTMENT TRUST 1.0800 .3600 14.23 12.07INDUSTRIAL 20,601,170
AUSTRALIAN BANC INCOME FUND CL A UNITS 11.07 9.96AUI.UN INVESTMENT FUND .5625 .1875 12.00 10.30INDUSTRIAL 170,937
AUSTRALIAN REIT INCOME FUND CL A UN 11.10 9.42HRR.UN INVESTMENT FUND .6600 .2200 11.72 9.96INDUSTRIAL 100,242
AUTOMOTIVE PROPERTIES RL EST INVEST TRUST UN 11.07 9.87APR.UN INVESTMENT TRUST .8038 .2675 11.65 10.46INDUSTRIAL 1,869,659
BLOOM SELECT INCOME FUND UNITS 10.66 9.40BLB.UN INVESTMENT FUND .5000 .1663 10.60 9.88INDUSTRIAL 157,654
BLOOM U.S. INCOME & GROWTH FUND CL A UNITS 8.28 7.52BUA.UN INVESTMENT FUND .6000 .2000 9.00 7.58INDUSTRIAL 74,704
BLUE RIBBON INCOME FUND TRUST UNITS 9.94 8.62RBN.UN INVESTMENT FUND .6000 .2000 10.10 9.31INDUSTRIAL 1,277,669
BOARDWALK REAL ESTATE INVESTMENT TRUST UNITS 46.90 40.04BEI.UN INVESTMENT TRUST 2.2500 .4375 51.18 37.96INDUSTRIAL 10,911,060
BOSTON PIZZA ROYALTIES INCOME FUND UNITS 22.06 19.36BPF.UN INVESTMENT FUND 1.3800 .4600 23.50 20.52INDUSTRIAL 1,538,988
BOYD GROUP INCOME FUND TRUST UNITS 111.99 97.99BYD.UN INVESTMENT TRUST .5175 .1763 103.00 81.35INDUSTRIAL 2,534,282
BRAND LEADERS INCOME FUND UNITS 12.25 10.67HBL.UN INVESTMENT FUND .7800 .2600 11.55 10.50INDUSTRIAL 36,783
BROOKFIELD GLBL INFRASTRUCTR SEC INCM FND UN 6.81 5.86BGI.UN INVESTMENT FUND .6000 .3000 7.88 6.49INDUSTRIAL 3,734,936
BROOKFIELD SELECT OPPORTUNITIES INCOME FND UN 5.10 4.38BSO.UN INVESTMENT FUND .6000 .3000 6.10 4.72INDUSTRIAL 682,121
BTB REAL ESTATE INVESTMENT TRUST UN 4.68 4.29BTB.UN INVESTMENT TRUST .4200 .1400 4.93 4.45INDUSTRIAL 5,949,545
CALDWELL U.S. DIVIDEND ADVANTAGE FUND UNITS 11.11 9.53UDA.UN INVESTMENT FUND .6000 .2000 10.83 9.56INDUSTRIAL 334,767
CANADIAN CONVERTIBLES PLUS FUND TRANS TR UN 5.99 5.50CCI.UN INVESTMENT FUND .6250 .3125 6.03 5.65INDUSTRIAL 295,474
CANADIAN HIGH INCOME EQUITY FUND TRANSFER UN 9.58 8.57CIQ.UN INVESTMENT FUND .6000 .2000 10.15 9.15INDUSTRIAL 202,032
CANADIAN PREFERRED SHARE TRUST CL 'A' UN 10.36 9.83PFT.UN INVESTMENT TRUST .4000 .1338 10.38 8.71INDUSTRIAL 191,000
CANADIAN REAL ESTATE INVESTMENT TRUST UNITS 52.35 42.67REF.UN INVESTMENT TRUST 1.8525 .6238 50.71 44.30INDUSTRIAL 17,016,213
CANADIAN RESOURCES INCOME TRUST UNITS 9.29 8.03RTU.UN INVESTMENT TRUST .7075 .1863 10.22 8.80INDUSTRIAL 46,371
CANADIAN UTILITIES & TELECOM INCOME FUND UN 10.39 8.60UTE.UN INVESTMENT FUND .7363 .2175 10.99 10.05INDUSTRIAL 158,708
CANOE EIT INCOME FUND UNITS 12.08 11.26EIT.UN INVESTMENT FUND 1.2000 .4000 12.18 11.01INDUSTRIAL 10,193,733
CANSO CREDIT INCOME FUND CL A UN 11.81 11.35PBY.UN INVESTMENT FUND .5000 .1663 11.55 10.71INDUSTRIAL 862,613
CANSO SELECT OPPORTUNITIES FUND CL 'A' UNITS 11.10 10.66SCW.UN INVESTMENT FUND .5000 .1663 10.80 9.44INDUSTRIAL 258,989
CDN APARTMENT PROP REAL EST INV TR UNITS 38.16 34.43CAR.UN INVESTMENT TRUST 1.2725 .4263 37.94 30.95INDUSTRIAL 23,430,463
CHARTWELL RETIREMENT RESIDENCES UNITS 16.47 14.53CSH.UN INVESTMENT COMPANY .5725 .1925 16.50 14.26INDUSTRIAL 24,064,269
CHEMTRADE LOGISTICS INCOME FUND UNITS 19.44 14.38CHE.UN INVESTMENT FUND 1.2000 .4000 20.02 17.05INDUSTRIAL 12,746,970
CHOICE PROPERTIES REAL EST INVESTMENT TR UN 13.46 11.19CHP.UN INVESTMENT TRUST .7275 .2463 14.37 12.80INDUSTRIAL 17,897,169
Yearly
Trust UnitsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
CITADEL INCOME FUND TRANSFER UNITS 3.61 3.29CTF.UN INVESTMENT FUND .1200 .0400 3.62 3.36INDUSTRIAL 737,649
COMINAR REAL ESTATE INVESTMENT TRUST UNITS 14.95 12.15CUF.UN INVESTMENT MGT 1.3325 .2500 15.09 11.84INDUSTRIAL 38,200,897
CORE CANADIAN DIVIDEND TRUST TRANSFERABLE UN 7.05 6.00CDD.UN INVESTMENT TRUST .4400 .1413 7.44 6.22INDUSTRIAL 16,571
CRIUS ENERGY TRUST UNITS 9.47 7.01KWH.UN INVESTMENT TRUST .7913 .2775 11.32 7.90INDUSTRIAL 15,978,173
CROMBIE REAL ESTATE INVESTMENT TRUST UNITS 13.79 12.14CRR.UN INVESTMENT TRUST .8900 .2963 14.91 13.23INDUSTRIAL 13,830,878
CT REAL ESTATE INVESTMENT TRUST UNITS 14.68 12.50CRT.UN INVESTMENT FUND .7000 .2425 15.60 13.61INDUSTRIAL 3,243,322
DOUBLELINE INCOME SOLUTIONS TRUST CL 'A' UN 9.45 8.81DSL.UN INVESTMENT TRUST .6500 .2163 9.20 8.40INDUSTRIAL 155,284
DREAM GLOBAL REAL ESTATE INVESTMENT TR UN 14.28 11.40DRG.UN INVESTMENT TRUST .8000 .2663 12.37 9.31INDUSTRIAL 49,201,100
DREAM HARD ASSET ALTERNATIVES TRUST UNITS 6.50 6.15DRA.UN INVESTMENT TRUST .4000 .1338 6.73 5.56INDUSTRIAL 3,617,217
DREAM INDUSTRIAL REAL ESTATE INVEST TR UNITS 10.22 8.79DIR.UN INVESTMENT TRUST .7000 .2338 9.25 8.03INDUSTRIAL 17,761,873
DREAM OFFICE REAL ESTATE INVESTMENT TRUST UN 23.94 20.72D.UN INVESTMENT TRUST 1.2913 .3338 22.74 18.12INDUSTRIAL 18,143,630
EAST COAST INVESTMENT GRADE INCOME FUND UNITS 10.45 9.57ECF.UN INVESTMENT FUND .6000 .1700 10.31 9.38INDUSTRIAL 504,352
ENERGY INCOME FUND TRUST UNITS 2.15 1.86ENI.UN INVESTMENT FUND .1200 .0400 2.50 1.87INDUSTRIAL 237,633
EUROPE BLUE-CHIP DIVIDEND & GROWTH FUND UN 8.80 7.51EBC.UN INVESTMENT FUND .6000 .3000 8.69 7.63INDUSTRIAL 180,026
EUROPEAN DIVIDEND GROWTH FUND UN 9.89 8.82EDGF.UN INVESTMENT FUND 10.00 9.36INDUSTRIAL 480,829
FAIRCOURT SPLIT TRUST UNITS 6.22 4.84FCS.UN INVESTMENT TRUST .6600 .2400 6.63 4.78INDUSTRIAL 237,815
FIRST ASSET CDN CONVERTIBLES FUND TRANS UN 6.74 6.32ADC.UN INVESTMENT FUND .5500 .2500 7.01 6.32INDUSTRIAL 140,930
FIRST ASSET DIVERSIFIED CONVERT DEB FUND UN 13.80 13.08DCD.UN INVESTMENT FUND 1.1200 .5200 14.30 13.52INDUSTRIAL 163,934
FIRST ASSET NTH AMERICAN CONVERTIBLES FUND UN 7.50 6.78NCD.UN INVESTMENT FUND .5000 .2500 7.55 6.94INDUSTRIAL 53,466
FLAHERTY & CRUMRINE INVEST GRD FIXED INCM UN 13.05 12.16FFI.UN INVESTMENT FUND 1.0100 .3200 13.62 12.01INDUSTRIAL 504,292
GLOBAL DIVIDEND GROWERS INCOME FUND TR UN 13.35 12.10GDG.UN INVESTMENT FUND .7600 .2200 13.20 11.30INDUSTRIAL 956,843
GLOBAL TELECOM & UTILITIES INCOME FUND UN 9.54 8.65HGI.UN INVESTMENT FUND .7200 .2400 10.57 9.17INDUSTRIAL 27,317
GLOBAL WATER SOLUTIONS FUND UNITS 10.98 9.33HTO.UN INVESTMENT FUND .4000 .2000 10.39 7.75INDUSTRIAL 129,486
GRANITE REAL ESTATE INVESTMENT TR STAPLED UN 52.04 47.93GRT.UN INVESTMENT TRUST 2.6038 .9075 52.69 43.49INDUSTRIAL 6,492,777
H&R REAL ESTATE INVESTMENT TRUST STAPLED UNIT 21.50 19.74HR.UN TRUST FUND 1.3800 .4600 23.68 20.17INDUSTRIAL 41,608,422
HEALTHCARE SPECIAL OPPORTUNITIES FND CL A UN 11.47 9.92MDS.UN INVESTMENT FUND .0963 .0538 10.50 8.60INDUSTRIAL 629,146
INCOME FINANCIAL TRUST UNITS 19.19 13.82INC.UN INVESTMENT TRUST 1.6438 .5988 20.95 12.36INDUSTRIAL 549,411
INOVALIS REAL ESTATE INVESTMENT TR UNITS 10.38 9.38INO.UN INVESTMENT TRUST .8250 .2750 10.36 9.00INDUSTRIAL 2,892,830
INTERRENT REAL ESTATE INVESTMENT TRUST UN J 10.23 8.77IIP.UN INVESTMENT TRUST .2450 .0900 9.40 7.14INDUSTRIAL 16,776,155
INVESTMENT GRADE INFRASTRUCTURE BOND FUND UN 8.97 8.42IFB.UN INVESTMENT FUND .5000 .1663 8.90 8.30INDUSTRIAL 136,263
JFT STRATEGIES FUND TRANSFER CL A UNITS 14.33 13.50JFS.UN INVESTMENT FUND 15.05 13.26INDUSTRIAL 778,529
KEG ROYALTIES INCOME FUND (THE) UNITS 20.04 16.61KEG.UN INVESTMENT FUND 1.1375 .4088 23.15 19.70INDUSTRIAL 1,181,886
LANESBOROUGH REAL ESTATE INVESTMENT TR UN J .03 .01LRT.UN INVESTMENT TRUST 0.12 0.01INDUSTRIAL 1,459,217
LOW VOLATILITY U.S. EQUITY INCOME FUND UN 11.88 10.17LVU.UN INVESTMENT FUND .5775 .2013 10.70 9.80INDUSTRIAL 51,563
MANULIFE FLOATING RATE SENIOR LOAN FUND A UN 8.80 8.42MFR.UN INVESTMENT FUND .6750 .2250 10.00 8.36INDUSTRIAL 633,346
Yearly
Trust UnitsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
MANULIFE U.S. REGIONAL BANK TRUST CL 'A' UN 14.39 12.66MBK.UN INVESTMENT TRUST .4988 .1663 13.66 11.55INDUSTRIAL 238,273
MELCOR REAL ESTATE INVESTMENT TRUST UNITS 8.69 7.77MR.UN INVESTMENT TRUST .6750 .2250 9.34 8.17INDUSTRIAL 1,118,251
MIDDLEFIELD CAN-GLOBAL REIT INCOME FUND UN 11.85 11.00RCO.UN INVESTMENT FUND .6500 .2163 12.09 10.50INDUSTRIAL 646,184
MIDDLEFIELD HLTHCARE&LIFE SCIENCES DIV FND UN 10.06 9.06LS.UN INVESTMENT FUND .0413 .1663 10.05 9.32INDUSTRIAL 1,567,468
MINT INCOME FUND TRUST UNITS 7.26 6.55MID.UN INVESTMENT TRUST .4800 .1600 7.60 6.21INDUSTRIAL 2,634,813
MONEDA LATAM CORPORATE BOND FUND CL A UN 11.00 10.65MLD.UN INVESTMENT FUND .6000 .3000 11.10 9.36INDUSTRIAL 44,311
MORGUARD NORTH AMERICAN RESIDENTIAL REIT UN 15.46 13.17MRG.UN INVESTMENT TRUST .6413 .2200 16.21 13.25INDUSTRIAL 2,264,869
MORGUARD REAL ESTATE INVESTMENT TRUST UNITS 14.21 12.93MRT.UN INVESTMENT MGT .9600 .2400 16.00 13.50INDUSTRIAL 2,176,647
NDX GROWTH & INCOME FUND CLASS 'A' UNITS 9.49 8.38NGI.UN INVESTMENT FUND .6000 .1500 9.04 7.23INDUSTRIAL 626,203
NORANDA INCOME FUND CL 'A' PRIORITY UNITS 1.50 1.16NIF.UN INVESTMENT FUND .0500 2.56 1.15MINING 5,007,730
NORTH AMERICAN PREFERRED SHARE FUND UNITS 24.45 22.72NPF.UN INVESTMENT FUND 1.3750 .4588 24.20 20.79INDUSTRIAL 57,872
NORTHWEST HEALTHCARE PROPERTIES REIT UN 11.65 10.50NWH.UN INVESTMENT TRUST .8000 .2663 11.70 9.83INDUSTRIAL 19,097,096
OCP CREDIT STRATEGY FUND TRUST UNITS 7.09 6.68OCS.UN INVESTMENT FUND .7000 .3500 7.60 6.90INDUSTRIAL 1,167,395
OCP SENIOR CREDIT FUND TRUST UNITS 10.23 10.01OSL.UN INVESTMENT FUND .5000 .2500 10.45 9.95INDUSTRIAL 788,483
OIL SANDS SECTOR FUND TRANSFERABLE UNITS 4.51 3.70OSF.UN INVESTMENT FUND .1900 .0950 4.78 3.50INDUSTRIAL 215,272
PARTNERS REAL ESTATE INVESTMENT TRUST UNITS 3.11 2.90PAR.UN INVESTMENT TRUST .2500 .0838 3.76 2.90INDUSTRIAL 1,797,459
PATHFINDER INCOME FUND UNITS 8.65 8.05PCD.UN INVESTMENT FUND .6000 .2000 9.20 8.22INDUSTRIAL 741,337
PICTON MAHONEY TACTICAL INCOME FUND CL A UN 8.97 8.34PMB.UN INVESTMENT FUND .4275 .1450 8.90 8.37INDUSTRIAL 491,229
PIMCO GLOBAL INCOME OPPORTUNITIES FND CL A UN 10.42 9.57PGI.UN INVESTMENT FUND .9725 .2663 10.25 8.66INDUSTRIAL 2,607,651
PINEBRIDGE INVEST GRADE PREFERRED SEC FUND UN 24.70 23.50PRF.UN INVESTMENT FUND 1.5000 .5000 24.55 21.02INDUSTRIAL 77,609
PLAZA RETAIL REIT TRUST UNITS 4.36 3.86PLZ.UN INVESTMENT TRUST .2688 .0925 5.18 4.17INDUSTRIAL 7,102,403
PRECIOUS METALS AND MINING TRUST TRANSFER UN 2.10 1.64MMP.UN INVESTMENT TRUST .2400 .0800 3.03 1.68INDUSTRIAL 1,705,555
PURE INDUSTRIAL REIT CLASS 'A' UNITS 8.13 6.66AAR.UN INVESTMENT TRUST .3125 .1038 7.07 5.43INDUSTRIAL 135,399,204
RAVENSOURCE FUND UNITS 14.50 14.01RAV.UN INVESTMENT TRUST .3700 14.75 13.31INDUSTRIAL 6,959
REAL ASSET INCOME AND GROWTH FUND CL 'A' UN 8.94 7.85RAI.UN INVESTMENT FUND .5000 .1663 9.09 8.29INDUSTRIAL 194,167
REDWOOD ADVANTAGE MONTHLY INCOME FUND UN 10.86 9.87AV.UN INVESTMENT FUND .4200 .1400 10.94 10.04INDUSTRIAL 435,952
REDWOOD ENERGY INCOME FUND UN 2.92 2.19AOG.UN INVESTMENT FUND .1350 .0450 3.07 2.22INDUSTRIAL 216,863
REDWOOD FLOATING RATE BOND FUND CL A UN 7.86 7.67IFL.UN INVESTMENT FUND .6000 .2000 8.69 7.48INDUSTRIAL 484,240
REDWOOD FLTG RTE INCM FUND CL A UN 9.05 8.84ISL.UN INVESTMENT FUND .5000 .1663 9.48 8.59INDUSTRIAL 1,121,648
REDWOOD GLOBAL FINANCIALS INCM FND CL 'A' UN 21.71 20.73NAF.UN INVESTMENT TRUST 1.2500 .6250 22.17 20.62INDUSTRIAL 179,140
REDWOOD GLOBAL INFRASTRUCTURE INCOME FND UN 9.71 8.77MQI.UN INVESTMENT FUND .6000 .3000 10.46 8.65INDUSTRIAL 395,992
REDWOOD MONTHLY INCOME FUND UNITS 10.10 9.28VIP.UN INVESTMENT FUND .4200 .1400 10.34 9.17INDUSTRIAL 961,089
REIT INDEXPLUS INCOME FUND TRUST UNITS 13.02 11.90IDR.UN INVESTMENT FUND .7800 .2600 13.05 11.90INDUSTRIAL 287,313
RICHARDS PACKAGING INCOME FUND UNITS 34.10 30.00RPI.UN INVESTMENT FUND 1.2700 .4400 31.40 23.40INDUSTRIAL 329,693
RIDGEWOOD CDN INVESTMENT GRADE BOND FND TR UN 15.11 14.90RIB.UN INVESTMENT FUND .6363 .2125 15.30 14.55INDUSTRIAL 293,520
Yearly
Trust UnitsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
RIOCAN REAL ESTATE INVESTMENT TRUST UNITS 24.72 22.97REI.UN INVESTMENT TRUST 1.4100 .4775 27.25 23.46INDUSTRIAL 62,682,603
SCITI TRUST TRANSFERABLE UNITS 8.44 7.44SIN.UN INVESTMENT TRUST .6425 .2825 8.71 7.76INDUSTRIAL 2,180,016
SENIOR SECURED FLOATING RATE LOAN FUND A UN 9.52 9.26FRL.UN INVESTMENT FUND .6500 .2163 9.74 9.11INDUSTRIAL 438,391
SIR ROYALTY INCOME FUND TRANSFERABLE UNITS 15.21 13.76SRV.UN INVESTMENT FUND 1.1600 .3850 15.68 14.14INDUSTRIAL 714,911
SKYLON GROWTH & INCOME TRUST TRANSFER UNITS 8.43 7.54SKG.UN INVESTMENT TRUST .7000 .3188 9.19 7.75INDUSTRIAL 293,797
SLATE OFFICE REIT UNITS 8.38 7.45SOT.UN INVESTMENT TRUST .7500 .2500 8.46 7.75INDUSTRIAL 17,869,669
SLATE RETAIL REIT CAD UNITS 13.20 11.55SRT.UN INVESTMENT TRUST .8125 .2800 15.35 12.78INDUSTRIAL 3,294,121
SMARTCENTRES RL EST INVEST TR VARIABLE V UN 31.41 28.19SRU.UN INVESTMENT TRUST 1.7088 .5838 33.99 28.77INDUSTRIAL 18,522,051
SOUNDVEST EQUITY FUND TR UN 4.75 4.27BSE.UN INVESTMENT FUND .1000 .0250 5.00 4.30INDUSTRIAL 137,712
SOUNDVEST SPLIT TRUST CAPITAL UNIT 1.40 .61BSD.UN INVESTMENT TRUST 1.69 0.75INDUSTRIAL 136,143
SUMMIT INDUSTRIAL INCOME REIT UNITS J 8.42 7.29SMU.UN INVESTMENT TRUST .5113 .1725 7.64 6.15INDUSTRIAL 18,198,616
SYMPHONY FLOATING RTE SENIOR LOAN FND CL A UN 9.08 8.66SSF.UN INVESTMENT FUND .6000 .2000 9.60 8.67INDUSTRIAL 562,585
TAYLOR NORTH AMERICAN EQTY OPPORTUNITY FND UN 13.20 10.84TOF.UN INVESTMENT FUND .6238 .2075 13.20 11.66INDUSTRIAL 59,003
TOP 10 CANADIAN FINANCIAL TRUST UNITS 10.68 9.36TCT.UN INVESTMENT TRUST .7588 .1875 10.70 9.41INDUSTRIAL 203,790
TOP 10 SPLIT TRUST CAPITAL UNITS 4.70 4.00TXT.UN INVESTMENT TRUST .3400 .0838 4.75 3.25INDUSTRIAL 67,584
TOP 20 U.S. DIVIDEND TRUST CL A UNITS 12.54 11.22TUT.UN INVESTMENT TRUST .5000 .1663 12.20 10.56INDUSTRIAL 143,651
TRUE NORTH COMMERCIAL RL EST INVEST TR J UN 7.00 6.26TNT.UN INVESTMENT TRUST .5938 .1975 6.80 5.94INDUSTRIAL 9,193,462
U.S. FINANCIALS INCOME FUND CL 'A' UN 8.80 7.92USF.UN INVESTMENT FUND .5000 .1250 8.39 7.55INDUSTRIAL 336,638
Yearly
Trading U.S. FundsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
AKUMIN INC. J USF 4.94 3.15AKU.U MEDICAL IMAGING 5.00 3.56INDUSTRIAL 4,850,825
ALTAGAS LTD. 5YR RST SERIES 'C' PR USF 25.98 24.60ALA.PR.U NAT GAS DSTR 1.1563 .3313 26.10 23.21INDUSTRIAL 716,883
AMERICAN HOTEL INCM PROPERTIES REIT LP UN USF 7.63 5.41HOT.U LIMITED PARTNERSHIP .0538 .2163 7.53 6.61INDUSTRIAL 588,456
ARTIS REAL ESTATE INVEST TR PR UN SER 'C' USF 25.30 24.79AX.PR.U INVESTMENT TRUST 1.3125 25.23 22.71INDUSTRIAL 639,779
BMO LOW VOLATILITY US EQUITY ETF USD UNITS 26.10 23.90ZLU.U INVESTMENT FUND .4600 .2500 25.57 22.59INDUSTRIAL 206,631
BMO MID-TERM US IG CORP BOND INDEX ETF USD UN 14.67 13.90ZIC.U INVESTMENT FUND .4800 .1700 14.93 14.24INDUSTRIAL 193,916
BMO S&P 500 INDEX ETF USD UNITS 31.56 27.97ZSP.U INVESTMENT FUND .5013 .2500 29.86 24.80INDUSTRIAL 3,233,463
BMO US DIVIDEND ETF USD UNITS 25.49 23.05ZDY.U INVESTMENT FUND .6288 .2388 24.50 21.61INDUSTRIAL 119,399
BMO US HIGH DIVIDEND COVERED CALL ETF USF UN 23.34 20.49ZWH.U INVESTMENT FUND 1.1825 .3925 22.69 20.68INDUSTRIAL 319,325
BMO US PREFERRED SHARE INDEX ETF USD UN 25.15 24.22ZUP.U INVESTMENT FUND 1.0500 .4200 25.80 24.87INDUSTRIAL 55,143
BMO US PUT WRITE ETF USD UNITS 19.13 17.98ZPW.U INVESTMENT FUND 1.2325 .3800 19.35 18.80INDUSTRIAL 100,416
BRISTOL GATE CONCENTRATED US EQTY ETF USD UN 16.32 15.14BGU.U INVESTMENT FUND 0.00 0.00INDUSTRIAL 6,305
BROOKFIELD PROPERTY SPLIT CORP SER '1' PR USF 25.70 25.29BPS.PR.U INVESTMENT COMPANY 1.3125 .3288 25.80 25.03INDUSTRIAL 36,625
CARIBBEAN UTILITIES COMPANY, LTD. U.S. CL 'A' 14.01 13.00CUP.U PUBLIC UTILITY .6800 .1700 18.89 12.58INDUSTRIAL 149,431
ENBRIDGE INC. PR SER '1' USF 24.70 23.20ENB.PR.V OIL PIPELINE 1.0000 .2500 24.40 21.75INDUSTRIAL 1,689,133
ENBRIDGE INC. SER '5' PR USF 23.85 21.55ENB.PF.V OIL PIPELINE 1.1000 .2750 24.00 21.50INDUSTRIAL 518,067
ENBRIDGE INC. SER 'L' PR USF 23.97 21.15ENB.PF.U OIL PIPELINE 1.0600 .3100 24.24 21.80INDUSTRIAL 1,040,648
ENBRIDGE INC. SER J PR USF 23.88 21.20ENB.PR.U OIL PIPELINE 1.1113 .3050 24.23 21.84INDUSTRIAL 664,087
EVOLVE AUTOMOBILE INNOVATN IDX ETF UNHG UN US 20.10 18.93CARS.U INVESTMENT FUND 19.95 19.53INDUSTRIAL 9,025
FAIRFAX AFRICA HOLDINGS CORPORATION SV USF 15.75 12.52FAH.U INVESTMENT COMPANY 15.90 9.65INDUSTRIAL 482,603
FAIRFAX FINANCIAL HOLDINGS LTD. SV USF 540.60 492.00FFH.U HOLDING COMPANY 10.0000 10.0000 546.00 417.00INDUSTRIAL 7,889
FAIRFAX INDIA HOLDINGS CORPORATION SV USF 18.49 15.02FIH.U INVESTMENT COMPANY 18.99 11.10INDUSTRIAL 3,966,039
FIRST ASSET ACTIVE CREDIT ETF US$ UNITS 9.81 9.59FAO.U INVESTMENT FUND .5588 .2250 10.04 9.78INDUSTRIAL 35,550
FIRST ASSET CORE U.S.EQUITY ETF US$ UN-HEG UN 25.21 23.83CES.U INVESTMENT FUND .2400 .1213 24.72 21.81INDUSTRIAL 19,125
FIRST ASSET ENHANCED SH DURATN BOND ETF US UN 9.99 9.90FSB.U INVESTMENT FUND .0600 .1100 10.04 9.93INDUSTRIAL 430,630
FIRST ASSET INVESTMENT GRADE BOND ETF USF UN 9.95 9.83FIG.U INVESTMENT FUND .0988 10.02 9.97INDUSTRIAL 91,380
HAMILTON CAPITAL US MID-CAP FIN ETF CL E USD 19.20 17.14HFMU.U INVESTMENT FUND 18.15 15.54INDUSTRIAL 536,665
HARVEST US BANK LEADERS INCOME ETF USF UN 19.91 18.16HUBL.U INVESTMENT FUND 0.00 0.00INDUSTRIAL 27,955
HEALTHCARE LEADERS INCOME ETF CL U UN 8.91 7.83HHL.U INVESTMENT FUND .5825 .2338 8.88 8.05INDUSTRIAL 408,703
HORIZONS ACT US FLTG RT BND(USD)ETF E USF UN 10.34 10.07HUF.U INVESTMENT FUND .1675 .0738 10.17 10.02INDUSTRIAL 484,376
HORIZONS ENHNC INCOME US EQTY(USD)ETF E US UN 12.69 11.41HEA.U INVESTMENT FUND .6388 .2263 12.12 10.99INDUSTRIAL 35,731
HORIZONS INTL DEV MKTS EQUITY IDX CL A UN USF 27.48 25.38HXDM.U INVESTMENT FUND 25.92 24.97INDUSTRIAL 38,085
HORIZONS ROBOTICS & AUTOMATION INDX ETF A USF ROBO.U INVESTMENT FUND 0.00 0.00INDUSTRIAL
HORIZONS S&P/TSX 60 INDEX ETF CL A UN USF 27.31 24.43HXT.U INVESTMENT FUND 26.64 22.59INDUSTRIAL 114,939
Yearly
Trading U.S. FundsIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
HORIZONS US 7-10YR TREASURY BOND ETF A UN US 40.62 38.76HTB.U INVESTMENT FUND 41.87 39.50INDUSTRIAL 139,624
HORIZONS US DOLLAR CURRENCY ETF USF CL A UN 9.97 9.94DLR.U INVESTMENT FUND 9.96 9.93INDUSTRIAL 5,087,945
INVESQUE INC. USF 9.53 8.30IVQ.U HEALTHCARE FACILITY .2450 0.00 0.00INDUSTRIAL 1,905,044
JUST ENGY GROUP INC 8.5% SER A FXD-FLTG PR US 24.99 21.35JE.PR.U NAT GAS DSTR 1.9063 .5313 27.15 23.86INDUSTRIAL 59,177
KINGSWAY FINANCIAL SERVICES INC. SER B WT USF 2.70 2.00KFS.WT.V INSURANCE 3.00 2.20INDUSTRIAL 2,300
MERCER INTERNATIONAL INC. USF 14.45 13.50MERC.U PULP & PAPER 14.00 10.86INDUSTRIAL 2,281
POWERSHARE S&P500LOW VOLATLTY INDX ETF US$ UN 17.89 17.16ULV.U INVESTMENT FUND .2250 .1113 17.60 16.00INDUSTRIAL 4,825
POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF US 21.51 19.64PZW.U INVESTMENT FUND .2088 .2188 20.61 17.37INDUSTRIAL 188,990
POWERSHARES FTSE RAFI GLBL+FDMNTL IDX ETF USF 18.39 18.30PXG.U INVESTMENT FUND .3288 .2850 18.21 16.01INDUSTRIAL 10,550
POWERSHARES FTSE RAFI US FUNDMNTL ETF II USF 19.67 19.49PXS.U INVESTMENT FUND .2963 .1538 19.49 17.69INDUSTRIAL 7,306
POWERSHARES GLOBAL SHAREHOLDER YLD ETF UN USD 20.21 18.71PSY.U INVESTMENT FUND .5550 .2300 18.60 16.35INDUSTRIAL 31,139
POWERSHARES SENIOR LOAN INDEX ETF USF UN BKL.U INVESTMENT FUND .2688 .1675 14.63 14.49INDUSTRIAL 132
RBC QUANT EAFE DIVIDEND LEADERS ETF USD UN 20.44 18.56RID.U INVESTMENT FUND .5513 .2225 19.42 16.82INDUSTRIAL 105,925
RBC QUANT EAFE EQUITY LEADERS ETF USD UN 18.34 17.32RIE.U INVESTMENT FUND .3525 .1575 17.64 14.97INDUSTRIAL 12,005
RBC QUANT EMERGING MARKET DIV LEADR ETF US UN 18.20 16.86RXD.U INVESTMENT FUND .4763 .1588 16.51 13.87INDUSTRIAL 21,055
RBC QUANT EMERGING MKT EQTY LEADR ETF US UN 22.56 20.32RXE.U INVESTMENT FUND .3575 .1925 20.73 18.51INDUSTRIAL 21,626
RBC QUANT EUROPEAN DIV LEADERS ETF USD UN 20.00 18.03RPD.U INVESTMENT FUND .5488 .2188 18.98 16.20INDUSTRIAL 46,262
RBC QUANT GLBL REAL ESTATE LEADERS ETF USF UN 14.98 14.51RGRE.U INVESTMENT FUND 15.22 14.91INDUSTRIAL 4,900
RBC QUANT U.S. DIVIDEND LEADERS ETF USD UN 26.86 23.94RUD.U INVESTMENT FUND .4800 .2238 25.65 22.21INDUSTRIAL 88,097
RBC QUANT U.S. EQUITY LEADERS ETF UN USF 21.98 20.18RUE.U INVESTMENT FUND .2313 .1238 21.05 18.93INDUSTRIAL 23,655
RBC SHORT TERM U.S. CORPORATE BOND ETF USF UN 15.83 15.63RUSB.U INVESTMENT FUND 16.01 15.81INDUSTRIAL 15,900
REDWOOD FLOATING RATE INCOME FUND CL US UN 8.27 7.85ISL.U INVESTMENT FUND .6250 .1663 8.70 7.88INDUSTRIAL 215,775
ROYAL CANADIAN MINT-CDN SILVR RESERVES ETR US 10.18 9.79MNS.U INVESTMENT NOTE 11.17 9.36INDUSTRIAL 29,729
ROYAL CDN MINT-CDN GLD RESRV EXCH-TRD REC USF 14.43 13.80MNT.U INVESTMENT NOTE 14.42 12.57INDUSTRIAL 132,610
SILVER BULLION TRUST US$ETF NON-CUR HEDGED UN 9.44 9.34SBT.U INVESTMENT TRUST 10.06 8.82INDUSTRIAL 2,500
SLATE RETAIL REIT CL U UNITS USF 10.59 9.00SRT.U INVESTMENT TRUST .8125 .2800 11.32 10.00INDUSTRIAL 237,213
SPROTT PHYSICAL GOLD AND SILVER TRUST USF 13.84 12.97CEF.U INVESTMENT TRUST .0100 13.92 12.05INDUSTRIAL 349,970
SPROTT PHYSICAL GOLD TRUST TRANSFER UNITS USF 11.13 10.62PHYS.U INVESTMENT TRUST 11.03 9.36INDUSTRIAL 339,257
SPROTT PHYSICAL PLATINUM & PALLADIUM TR US UN 9.80 8.10SPPP.U INVESTMENT TRUST 9.27 7.00INDUSTRIAL 15,325
SPROTT PHYSICAL SILVER TRUST TRANSFR USF UN 6.50 5.96PSLV.U INVESTMENT TRUST 7.03 5.80INDUSTRIAL 581,986
TECH ACIEVERS GROWTH & INCOME ETF CL U UN USF 10.65 9.44HTA.U INVESTMENT FUND .2913 .2338 10.13 8.87INDUSTRIAL 233,587
WPT INDUSTRIAL RL ESTATE INVESTMENT TR USF UN 13.38 12.51WIR.U INVESTMENT TRUST .7600 .2538 13.79 11.66INDUSTRIAL 3,812,421
Yearly
Other Debt SecuritiesIssue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
NIKO RESOURCES LTD. 2025/12/31 7% NOTES 2.00 .61NKO.NT OIL/GAS EXPL & DEV 2.75 0.20OIL 7,910
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
1ST ASSET 1-5YR LADD GOVT STRP BND IDX ETF UN 10.12 10.03BXF INVESTMENT FUND .1163 .0638 10.32 10.06INDUSTRIAL 912,429
1ST ASSET GLOBAL FINANCIAL SECTOR ETF UN 22.47 20.40FSF INVESTMENT FUND .1875 .1350 21.16 17.12INDUSTRIAL 56,795
1ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN 15.89 14.52FXM INVESTMENT FUND .2625 .1425 15.88 13.81INDUSTRIAL 803,099
1ST ASSET MORNINGSTR INT'L VALUE INDX ETF UN 27.89 25.01VXM INVESTMENT FUND .4000 .1775 26.73 22.08INDUSTRIAL 390,127
1ST ASSET MORNINGSTR INTL MOMENTUM IDX ETF UN 30.57 27.55ZXM INVESTMENT FUND .2675 .1175 29.26 23.20INDUSTRIAL 253,753
1ST ASSET MORNINGSTR INTL VALUE IDX ETF UNHEG 30.22 27.92VXM.B INVESTMENT FUND .4400 .1938 29.07 23.52INDUSTRIAL 457,214
1ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN 17.36 15.58WXM INVESTMENT FUND .2200 .0950 16.40 14.61INDUSTRIAL 744,354
1ST ASSET MORNSTAR NATL BK QUEBEC INDX ETF UN 20.59 19.00QXM INVESTMENT FUND .2775 .1400 20.65 17.78INDUSTRIAL 378,644
1ST ASSET MORNSTAR US DIV TARGET 50IDX ETF UN 15.57 14.00UXM INVESTMENT FUND .3788 .1963 15.23 13.05INDUSTRIAL 213,819
1ST ASSET MORNSTR INTL MOMENTM IDX ETF UNH UN 33.39 30.00ZXM.B INVESTMENT FUND .2850 .1263 31.38 24.50INDUSTRIAL 112,940
1ST ASSET MORNSTR US DIV TARGET50 ETF UNHG UN 16.52 15.30UXM.B INVESTMENT FUND .4175 .2150 16.74 14.37INDUSTRIAL 137,843
1ST ASSET SHRT TRM GOVT BND IDX CL ETF TRNSFR 18.99 18.84FGB INVESTMENT FUND .4113 .1625 19.59 18.99INDUSTRIAL 252,501
1ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN 10.67 9.68DXM INVESTMENT FUND .4238 .2000 10.75 9.95INDUSTRIAL 102,756
1ST TR ALPHADEX US CNSMR STPL SCTR IDX HEG UN 20.61 19.33FHC.F INVESTMENT FUND .0200 0.00 0.00INDUSTRIAL 12,400
1ST TR ALPHADEX US CONSMR STAPLES SCTR IDX UN 24.72 23.37FHC INVESTMENT FUND .1763 .4113 25.90 22.65INDUSTRIAL 7,159
1ST TR ALPHADEX US CONSUMR DISCR SCTR INDX UN 26.48 24.58FHD INVESTMENT FUND .1400 .1538 25.85 19.23INDUSTRIAL 9,308
1ST TR ALPHADEX US HLTH CARE SCTR INDX ETF UN 26.03 23.35FHH INVESTMENT FUND 24.85 21.05INDUSTRIAL 132,433
1ST TR ALPHADEX US HLTHCARE STR IDX ETF HEG 20.64 20.57FHH.F INVESTMENT FUND 20.55 20.55INDUSTRIAL 17,200
1ST TR ALPHADEX US INDUSTRL SCTR IDX ETF HEG 20.27 19.64FHG.F INVESTMENT FUND .0175 0.00 0.00INDUSTRIAL 16,600
1ST TR ALPHADEX US INDUSTRLS SCTR INDX ETF UN 28.70 26.50FHG INVESTMENT FUND .1250 .0500 28.11 23.32INDUSTRIAL 64,520
1ST TR ALPHADEX US MATERIALS SCTR INDX ETF UN 27.77 24.45FHM INVESTMENT FUND .3713 1.0000 27.75 23.79INDUSTRIAL 19,174
1ST TR ALPHADEX US TECH SECTR INDX ETF HEG UN 22.93 20.20FHQ.F INVESTMENT FUND .0400 0.00 0.00INDUSTRIAL 16,624
1ST TR ALPHADEX US TECHNOLOGY SCTR IDX ETF UN 38.09 31.29FHQ INVESTMENT FUND .3250 .1300 33.80 25.03INDUSTRIAL 103,761
1ST TR ALPHADEX US UTILITIES SCTR INDX ETF UN 22.57 20.56FHU INVESTMENT FUND .4850 .2200 25.52 23.27INDUSTRIAL 9,585
1ST TR DORSEY WRGT US SCTR ROT IDX ETF CA-HEG 23.66 21.91FSR INVESTMENT FUND .1200 .3763 23.06 19.55INDUSTRIAL 4,829
1ST TR VALUE LINE DIV INDEX ETF(CAD-HEDG)UN 27.91 25.67FUD INVESTMENT FUND .6425 .2475 27.37 24.48INDUSTRIAL 12,913
1ST TR VALUE LINE DIV INDX ETF(CAD-HED)ADV UN 26.33 25.83FUD.A INVESTMENT FUND .3538 .1588 25.58 24.45INDUSTRIAL 2,601
1ST TRUST ALPHADEX US ENERGY SCTR INDX ETF UN 13.63 11.66FHE INVESTMENT FUND .0250 14.97 10.48INDUSTRIAL 84,682
5N PLUS INC. 3.15 2.22VNP METAL PRODUCTS MFG 3.71 1.68INDUSTRIAL 5,509,053
ABERDEEN ASIA-PACIFIC INCM INVESTMENT CO LTD. 4.64 4.35FAP INVESTMENT COMPANY .3900 .1625 4.87 4.40INDUSTRIAL 2,585,075
ABERDEEN INTERNATIONAL INC. J .21 .16AAB INVESTMENT COMPANY 0.21 0.11INDUSTRIAL 7,036,790
ABSOLUTE SOFTWARE CORPORATION J 7.43 6.06ABT COMPUTER SEC SOLUTION .3200 .0800 8.82 6.36INDUSTRIAL 5,269,169
ACADIAN TIMBER CORP. 19.79 18.05ADN LUMBER PROCESS/MKT 1.0750 .5500 20.12 17.00INDUSTRIAL 495,790
ACASTA ENTERPRISES INC. CL 'B' 6.70 1.75AEF INVESTMENT MGT 10.29 4.60INDUSTRIAL 6,235,313
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ACASTA ENTERPRISES INC. WT .55 .02AEF.WT INVESTMENT MGT 1.45 0.25INDUSTRIAL 10,329,272
ACCORD FINANCIAL CORP. 9.80 8.22ACD FINANCIAL SERVICES .3600 .0900 9.55 8.40INDUSTRIAL 48,059
ACERUS PHARMACEUTICALS CORPORATION J .42 .25ASP PHARM PRODUCTION 0.52 0.10INDUSTRIAL 18,727,552
ADF GROUP INC. SV 2.28 1.59DRX STRUCT STEEL FAB .0200 3.03 1.90INDUSTRIAL 220,945
ADVANTAGE OIL & GAS LTD. 5.73 3.48AAV OIL/GAS EXPL & DEV 9.31 4.84OIL 118,802,297
AECON GROUP INC. 20.06 17.80ARE DIVERSIFIED SERV .4900 .2500 20.04 14.13INDUSTRIAL 16,983,521
AETERNA ZENTARIS INC. 3.79 1.50AEZS BIOPHARMACEUTICAL 5.06 1.10INDUSTRIAL 1,509,392
AFRICA OIL CORP. J 1.79 1.15AOI OIL & GAS EXPL 2.81 1.33OIL 12,138,472
AG GROWTH INTERNATIONAL INC. 60.63 51.00AFN INVESTMENT COMPANY 2.4000 .8000 60.26 47.08INDUSTRIAL 3,267,732
AGF MANAGEMENT LTD. CL 'B' NV 8.27 6.07AGF.B MUTUAL FUNDS .3200 .1600 8.47 5.81INDUSTRIAL 8,435,938
AGFIQ ENHANCED CORE CANADIAN EQTY ETF UN 26.71 25.07QCD INVESTMENT FUND .3025 27.01 25.01INDUSTRIAL 107,020
AGFIQ ENHANCED CORE EMERGING MKTS EQTY ETF UN 31.64 28.27QEM INVESTMENT FUND .3713 29.33 24.75INDUSTRIAL 120,277
AGFIQ ENHANCED CORE INT'L EQUITY ETF UN 29.89 27.70QIE INVESTMENT FUND .2163 29.28 24.65INDUSTRIAL 139,737
AGFIQ ENHANCED CORE US EQUITY ETF UN 29.28 26.45QUS INVESTMENT FUND .1200 28.57 24.75INDUSTRIAL 206,535
AGFIQ GLOBAL EQUITY ROTATION ETF UN 29.63 27.60QGL INVESTMENT FUND .3375 28.52 24.75INDUSTRIAL 28,245
AGFIQ MULTIASSET ALLOCATION ETF UN 27.92 26.60QMA INVESTMENT FUND .4088 27.56 24.90INDUSTRIAL 16,692
AGFIQ MULTIASSET INCOME ALLOCATION ETF UN 26.05 25.30QMY INVESTMENT FUND .4600 .4863 26.67 24.95INDUSTRIAL 19,753
AGJUNCTION INC. .91 .48AJX TELECOMMUNICATIONS 0.67 0.44INDUSTRIAL 6,360,225
AGNICO EAGLE MINES LIMITED 61.28 48.04AEM GLD/SIL EXPL & DEV .4100 .1100 68.76 52.36MINING 58,910,148
AGT FOOD AND INGREDIENTS INC. 22.70 14.75AGT FOOD PROD & DSTR .6000 .3000 37.46 17.85INDUSTRIAL 6,855,198
AGT FOOD AND INGREDIENTS INC. 5.375% PR AGT.PR.A FOOD PROD & DSTR 0.00 0.00INDUSTRIAL
AIMIA INC. 4.33 1.49AIM LOYALTY PROD & SERV .4000 9.49 1.40INDUSTRIAL 90,633,466
AIMIA INC. CUMULATIVE FLTG RATE SERIES '2' PR 14.01 9.50AIM.PR.B LOYALTY PROD & SERV .5263 14.41 5.40INDUSTRIAL 365,378
AIMIA INC. CUMULATIVE RESET SERIES '1' PR 14.05 9.60AIM.PR.A LOYALTY PROD & SERV .5625 15.40 5.81INDUSTRIAL 313,962
AIMIA INC. CUMULATIVE RESET SERIES '3' PR 14.70 9.89AIM.PR.C LOYALTY PROD & SERV .7813 18.60 5.25INDUSTRIAL 676,780
AIR CANADA VOTING AND VARIABLE VOTING 29.11 22.05AC AIRLINE 28.70 12.49INDUSTRIAL 103,453,502
AIRBOSS OF AMERICA CORP. J 14.35 9.96BOS TIRE MFG/DSTR .2750 .1400 14.00 10.09INDUSTRIAL 1,210,837
AKITA DRILLING LTD. CL 'A' NV 8.38 6.71AKT.A DRILL OIL/GAS WELLS .3400 .1700 9.88 6.52INDUSTRIAL 247,772
AKITA DRILLING LTD. CL 'B' 8.16 7.15AKT.B DRILL OIL/GAS WELLS .3400 .1700 9.95 6.94INDUSTRIAL 9,823
ALACER GOLD CORP. J 2.41 2.00ASR MINERAL EXPL & DEV 3.11 1.95MINING 34,505,215
ALAMOS GOLD INC. J 8.49 6.19AGI MINERAL EXPL & DEV .0200 .0100 11.83 7.53MINING 68,666,465
ALAMOS GOLD INC. WT A J 1.12 .23AGI.WT.A MINERAL EXPL & DEV 4.17 0.93MINING 914,452
ALAMOS GOLD INC. WT J .09 .01AGI.WT MINERAL EXPL & DEV 0.55 0.01MINING 2,557,336
ALARIS ROYALTY CORP. 20.87 16.24AD INVESTMENT COMPANY 1.6200 .5400 24.23 17.90INDUSTRIAL 13,679,535
ALDERON IRON ORE CORP. J .38 .22IRON IRON ORE EXPL/DEV 0.51 0.21MINING 7,194,541
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ALEXCO RESOURCE CORP. J 2.18 1.56AXR MINING EXPL & DEV 2.66 1.41MINING 6,689,412
ALGOMA CENTRAL CORPORATION 16.00 14.00ALC RAILWAY & SHIPPING .3200 .0900 16.04 11.46INDUSTRIAL 387,592
ALGONQUIN POWER & UTILITIES CORP. 14.04 12.18AQN INVESTMENT COMPANY .4550 .2325 14.40 11.15INDUSTRIAL 96,262,910
ALGONQUIN POWER & UTILITIES CORP. SER 'A' PR 24.73 23.49AQN.PR.A INVESTMENT COMPANY 1.1250 .2813 24.43 19.62INDUSTRIAL 233,266
ALGONQUIN POWER & UTILITIES CORP. SER 'D' PR 25.65 24.05AQN.PR.D INVESTMENT COMPANY 1.2500 .3125 25.98 22.90INDUSTRIAL 147,419
ALIGNVEST ACQUISITION II CORP. J CL 'A' RV 9.85 9.62AQY.A ACQUISITIONS 10.12 9.54INDUSTRIAL 4,281,674
ALIGNVEST ACQUISITION II CORP. J WT .68 .51AQY.WT ACQUISITIONS 0.80 0.50INDUSTRIAL 1,340,849
ALIMENTATION COUCHE-TARD INC. CL 'A' MV 67.40 52.90ATD.A RETAIL FOOD CHAIN .3600 .0900 67.98 57.41INDUSTRIAL 250,916
ALIMENTATION COUCHE-TARD INC. CL 'B' SV 67.37 52.10ATD.B RETAIL FOOD CHAIN .3600 .0900 67.96 56.06INDUSTRIAL 71,966,321
ALIO GOLD INC. J 4.92 2.23ALO GOLD EXPL & DEV 7.99 3.60MINING 12,768,040
ALIO GOLD INC. J WT .04 .01ALO.WT GOLD EXPL & DEV 0.34 0.01MINING 3,283,898
ALIO GOLD INC. J WT A .11 .01ALO.WT.A GOLD EXPL & DEV 0.46 0.08MINING 541,700
ALLBANC SPLIT CORP. II CLASS 'A' CAPITAL 28.50 24.51ALB INVESTMENT COMPANY .4700 .1300 27.99 22.00INDUSTRIAL 17,246
ALLBANC SPLIT CORP. II CLASS 'B' SER 2 PR 26.45 25.75ALB.PR.C INVESTMENT COMPANY 1.2188 .3050 27.99 25.85INDUSTRIAL 18,322
ALMADEN MINERALS LTD. 1.35 .99AMM MINERAL EXPL & DEV 2.33 0.92MINING 2,483,542
ALTAGAS LTD. 29.34 22.82ALA NAT GAS DSTR 2.1075 .7300 35.15 26.87INDUSTRIAL 54,144,961
ALTAGAS LTD. 5-YR RESET SER 'K' PR 25.90 24.74ALA.PR.K NAT GAS DSTR 1.0638 .3125 26.35 25.00INDUSTRIAL 1,648,243
ALTAGAS LTD. 5-YR RESET SERIES 'I' PR 26.13 25.09ALA.PR.I NAT GAS DSTR 1.3125 .3288 26.60 25.30INDUSTRIAL 906,660
ALTAGAS LTD. 5-YR SERIES 'E' PR 25.71 23.24ALA.PR.E NAT GAS DSTR 1.2500 .3125 25.20 22.63INDUSTRIAL 623,096
ALTAGAS LTD. 5YR RESET SERIES 'G' PR 25.36 22.86ALA.PR.G NAT GAS DSTR 1.1875 .2975 24.60 21.96INDUSTRIAL 200,984
ALTAGAS LTD. 5YR SERIES 'A' PR 22.85 19.83ALA.PR.A NAT GAS DSTR .8450 .2113 21.50 17.77INDUSTRIAL 271,134
ALTAGAS LTD. FLTG RATE SERIES 'B' PR 22.96 19.90ALA.PR.B NAT GAS DSTR .8063 .2175 21.30 16.80INDUSTRIAL 183,163
ALTAGAS LTD. SUBS RECEIPTS 29.16 24.25ALA.R NAT GAS DSTR 1.7575 .7300 30.62 27.32INDUSTRIAL 8,058,942
ALTIUS MINERALS CORPORATION 15.58 11.82ALS OIL/GAS RES PROP .1200 .0800 15.06 10.05INDUSTRIAL 4,333,800
ALTIUS MINERALS CORPORATION 5% PR SEC ALS.PR.A OIL/GAS RES PROP .1188 .1188 0.00 0.00INDUSTRIAL
ALTUS GROUP LIMITED 37.55 30.71AIF REAL EST CONSULT SERV .6000 .3000 37.89 25.25INDUSTRIAL 7,186,839
AMERICAS SILVER CORPORATION J 5.74 4.16USA MINERAL EXPL & DEV 6.11 3.22MINING 3,228,190
AMERIGO RESOURCES LTD. J 1.35 .94ARG COPPER PRODUCER 1.12 0.34MINING 17,073,677
ANACONDA MINING INC. J .56 .34ANX MINERAL EXPL & DEV 0.11 0.06MINING 29,920,011
ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'A' NV 19.04 13.47ADW.A WINERY .1713 .0900 15.74 10.30INDUSTRIAL 3,994,236
ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'B' 18.80 14.44ADW.B WINERY .1488 .0788 16.67 10.30INDUSTRIAL 118,127
ANGLO PACIFIC GROUP PLC ORDINARY 3.18 1.60APY MINERAL RES PROP .1488 .0250 2.02 1.31MINING 51,926
APHRIA INC. J 24.75 8.90APH BIOPHARM PROD/MKT 19.83 4.55INDUSTRIAL 410,489,444
APTOSE BIOSCIENCES INC. 5.18 2.69APS BIOTECHNOLOGY 3.00 1.05INDUSTRIAL 4,417,137
AQUILA RESOURCES INC. J .28 .24AQA MINERAL EXPL & DEV 0.32 0.21MINING 6,240,726
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ARALEZ PHARMACEUTICALS INC. J 2.68 1.65ARZ HOLDING COMPANY 6.34 1.20INDUSTRIAL 1,923,341
ARC RESOURCES LTD. 15.90 11.88ARX OIL/GAS EXPL & DEV .6000 .2000 23.70 13.64OIL 114,868,368
ARGEX TITANIUM INC. J .07 .04RGX MINERAL EXPL & DEV 0.10 0.04MINING 66,305,716
ARGONAUT GOLD INC. J 2.87 2.11AR GOLD EXPL & DEV 2.98 1.76MINING 34,753,760
ARITZIA INC. SV 13.93 11.59ATZ CLOTHING DSGN/RETAIL 18.35 10.10INDUSTRIAL 11,941,483
ARIZONA MINING INC. J 4.87 3.31AZ MINERAL EXPL & DEV 3.68 1.70MINING 31,635,641
ARTIS REAL ESTATE INVEST TR PR UN SER 'E' 22.46 20.20AX.PR.E INVESTMENT TRUST 1.1875 .2975 21.89 17.59INDUSTRIAL 228,449
ARTIS REAL ESTATE INVEST TR PR UN SER 'G' 22.49 20.17AX.PR.G INVESTMENT TRUST 1.2500 .6250 22.39 17.53INDUSTRIAL 126,533
ARTIS REAL ESTATE INVESTMENT TR PR SER 'I' 25.75 24.90AX.PR.I INVESTMENT TRUST .3750 0.00 0.00INDUSTRIAL 1,531,031
ARTIS REAL ESTATE INVESTMENT TR PR UN SER 'A' 24.15 22.25AX.PR.A INVESTMENT TRUST 1.3388 .3538 23.85 19.33INDUSTRIAL 155,599
ASANKO GOLD INC. J 1.54 .81AKG MINERAL EXPL & DEV 5.07 0.55MINING 52,036,431
ASCENDANT RESOURCES INC. J 1.23 .69ASND ZINC MINING 0.84 0.62MINING 12,760,745
ASCENDANT RESOURCES INC. J WT .40 .25ASND.WT ZINC MINING 0.35 0.15MINING 449,474
ATALAYA MINING PLC ORDINARY J 4.74 2.63AYM MINERAL EXPL & DEV 3.77 1.99MINING 179,225
ATCO LTD. CL 'I' NV 45.04 38.27ACO.X HOLDING COMPANY 1.3100 .3763 53.37 44.02INDUSTRIAL 9,764,896
ATCO LTD. CL 'II' 44.90 38.50ACO.Y HOLDING COMPANY 1.3100 .3763 52.75 44.30INDUSTRIAL 50,539
ATHABASCA OIL CORPORATION J 1.70 .95ATH OIL EXPL & DEV 2.14 0.85OIL 134,578,110
ATLANTIC POWER CORPORATION 3.23 2.26ATP HOLDING COMPANY 3.62 2.87INDUSTRIAL 8,575,459
ATLANTIC POWER PREF EQTY LTD 4.85% SER '1' PR 16.00 14.39AZP.PR.A INVESTMENT COMPANY 1.2125 .3038 16.15 14.19INDUSTRIAL 467,683
ATLANTIC POWER PREFERRED EQTY LTD. SER '2' PR 19.16 17.76AZP.PR.B INVESTMENT COMPANY 1.3925 .3488 19.97 16.40INDUSTRIAL 91,011
ATLANTIC POWER PREFERRED EQTY LTD. SER '3' PR 18.19 17.21AZP.PR.C INVESTMENT COMPANY 1.1813 .3150 19.00 14.59INDUSTRIAL 151,888
ATLATSA RESOURCES CORPORATION J .05 .03ATL MINERAL EXPL & DEV 0.10 0.02MINING 5,642,070
ATRIUM MORTGAGE INVESTMENT CORPORATION 13.07 12.11AI INVESTMENT COMPANY .9788 .3388 12.71 11.20INDUSTRIAL 3,600,716
ATS AUTOMATION TOOLING SYSTEMS INC. 18.10 15.40ATA AUTOMATED MFG SYS 16.07 11.23INDUSTRIAL 15,944,926
AURA MINERALS INC. J 3.00 2.05ORA GOLD/COP EXPL & DEV 2.74 1.30MINING 839,547
AURINIA PHARMACEUTICALS INC. J 7.82 5.70AUP BIOPHARMACEUTICAL 14.17 2.80INDUSTRIAL 3,707,733
AURORA CANNABIS INC. J 15.20 6.75ACB BIOPHARM PROD/MKT 10.52 2.35INDUSTRIAL 1,413,968,680
AURORA CANNABIS INC. J WT 11.08 3.65ACB.WT BIOPHARM PROD/MKT 6.54 0.53INDUSTRIAL 17,380,417
AURYN RESOURCES INC. J 2.17 1.62AUG MINERAL EXPL & DEV 3.85 1.66MINING 8,370,459
AUTOCANADA INC. 23.86 19.82ACQ AUTOMOBILE SALES .4000 .1000 27.90 17.46INDUSTRIAL 9,184,319
AVALON ADVANCED MATERIALS INC. J .16 .12AVL MINERAL EXPL & DEV 0.23 0.11MINING 19,045,996
AVCORP INDUSTRIES INC. .05 .04AVP AEROSPACE TECH 0.08 0.04INDUSTRIAL 1,896,865
AVESORO RESOURCES INC. J 5.32 2.50ASO GOLD EXPL & DEV 0.05 0.02MINING 28,515,256
AVIGILON CORPORATION 27.07 20.71AVO SURV SYS DEV & MKT 21.40 12.70INDUSTRIAL 20,397,341
AVINO SILVER & GOLD MINES LTD J 1.99 1.54ASM SILVER MINING & EXPL 0.00 0.00MINING 1,606,386
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
AVINO SILVER & GOLD MINES LTD. J WT .48 .29ASM.WT SILVER MINING & EXPL 0.00 0.00MINING 171,857
AZARGA URANIUM CORP. CLASS 'A' J .28 .18AZZ URANIUM EXPL & DEV 0.57 0.20MINING 3,434,385
B2GOLD CORP. J 4.06 3.35BTO MINERAL EXPL & DEV 4.64 2.96MINING 242,707,299
BADGER DAYLIGHTING LTD. 28.73 22.37BAD OIL/GAS SERVICES .4163 .1525 36.22 21.51INDUSTRIAL 12,628,267
BALLARD POWER SYSTEMS INC. 5.64 3.59BLDP ENERGY RSCH & DEV 7.57 2.25INDUSTRIAL 30,621,366
BALMORAL RESOURCES LTD. J .56 .21BAR MINERAL EXPL & DEV 0.98 0.42MINING 26,685,393
BANK OF MONTREAL 105.55 93.60BMO BANKING 3.5600 .9300 104.15 88.63INDUSTRIAL 119,246,849
BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 16 25.28 24.66BMO.PR.M BANKING .8475 .2125 25.11 24.37INDUSTRIAL 983,159
BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 25 23.44 22.16BMO.PR.Q BANKING .4513 .1125 23.94 20.60INDUSTRIAL 541,030
BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 27 24.71 23.10BMO.PR.S BANKING 1.0000 .2500 24.35 20.23INDUSTRIAL 951,200
BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 29 24.25 22.57BMO.PR.T BANKING .9750 .2438 23.85 19.45INDUSTRIAL 1,606,657
BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 31 24.00 22.42BMO.PR.W BANKING .9500 .2375 23.70 19.49INDUSTRIAL 929,790
BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 33 25.34 24.03BMO.PR.Y BANKING .9500 .2375 25.10 22.19INDUSTRIAL 284,481
BANK OF MONTREAL 5-YR RST CL 'B' PR SER 38 26.49 25.75BMO.PR.B BANKING 1.3313 .3038 26.75 25.75INDUSTRIAL 1,178,417
BANK OF MONTREAL 5-YR RST CL 'B' PR SER 40 25.90 25.10BMO.PR.C BANKING .8025 .2813 25.95 25.10INDUSTRIAL 1,248,874
BANK OF MONTREAL 5-YR RST CL 'B' PR SER 42 25.59 24.90BMO.PR.D BANKING .4488 .2750 25.81 24.80INDUSTRIAL 1,088,919
BANK OF MONTREAL CL 'B' PR SER 35 25.49 24.42BMO.PR.Z BANKING 1.2500 .3125 26.42 24.58INDUSTRIAL 445,877
BANK OF MONTREAL FLTG RATE CL 'B' PR SER 17 25.08 24.66BMO.PR.R BANKING .5538 .1650 25.07 23.31INDUSTRIAL 509,234
BANK OF MONTREAL FLTG RT CL 'B' PR SER 26 23.43 22.45BMO.PR.A BANKING .4288 .1325 23.28 20.08INDUSTRIAL 87,795
BANK OF NOVA SCOTIA (THE) 83.22 75.20BNS BANKING 3.0500 1.6100 85.50 73.31INDUSTRIAL 167,243,593
BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 34 26.94 26.03BNS.PR.E BANKING 1.3750 .6875 27.49 26.49INDUSTRIAL 993,918
BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 36 27.06 26.24BNS.PR.G BANKING 1.3750 .6875 27.55 25.90INDUSTRIAL 970,186
BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 38 26.30 25.60BNS.PR.H BANKING 1.3513 .6063 26.65 25.65INDUSTRIAL 2,409,460
BANK OF NOVA SCOTIA (THE) FLTG PR SER '33' 23.85 22.96BNS.PR.F BANKING .4650 .2863 23.38 20.44INDUSTRIAL 239,514
BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '21' 24.98 24.68BNS.PR.B BANKING .5550 .3313 24.99 23.12INDUSTRIAL 681,914
BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '23' 25.13 24.44BNS.PR.C BANKING .6000 .3538 24.91 23.24INDUSTRIAL 199,728
BANK OF NOVA SCOTIA (THE) FLTG PR SERIES 31 23.97 23.24BNS.PR.D BANKING .3800 .2438 23.39 20.26INDUSTRIAL 628,640
BANK OF NOVA SCOTIA (THE) PR SERIES '19' 25.21 24.93BNS.PR.A BANKING .6425 .3750 25.15 23.84INDUSTRIAL 1,137,709
BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 18 25.17 24.94BNS.PR.P BANKING .8375 .4188 25.45 24.52INDUSTRIAL 1,208,856
BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 20 25.15 24.76BNS.PR.Q BANKING .9025 .4513 25.35 24.42INDUSTRIAL 2,279,821
BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 22 25.18 24.84BNS.PR.R BANKING .9575 .4788 25.39 24.40INDUSTRIAL 1,049,618
BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 30 23.95 23.14BNS.PR.Y BANKING .4550 .2275 23.43 21.26INDUSTRIAL 585,914
BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 32 23.72 22.70BNS.PR.Z BANKING .5163 .2575 23.20 20.88INDUSTRIAL 929,838
BARRICK GOLD CORPORATION 19.49 14.26ABX GOLD EXPL & DEV .1200 .0300 27.19 17.07MINING 237,394,120
BAYLIN TECHNOLOGIES INC. J 4.12 3.06BYL ANTENNA DSGN & PROD 3.44 1.87INDUSTRIAL 3,254,635
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
BAYTEX ENERGY CORP. 5.83 3.01BTE OIL/GAS EXPL & DEV 6.97 2.76OIL 289,096,587
BCE INC. 60.49 53.00BCE TELECOMMUNICATIONS 2.8350 1.4725 63.00 57.20INDUSTRIAL 139,362,652
BCE INC. 1ST PR SERIES 'AA' 20.75 19.50BCE.PR.A TELECOMMUNICATIONS .8725 .2263 19.85 15.32INDUSTRIAL 528,147
BCE INC. 1ST PR SERIES 'AB' 21.74 20.30BCE.PR.B TELECOMMUNICATIONS .7138 .2800 20.30 15.34INDUSTRIAL 783,344
BCE INC. 1ST PR SERIES 'AC' 21.74 20.35BCE.PR.C TELECOMMUNICATIONS .8875 .2225 20.85 15.58INDUSTRIAL 1,314,916
BCE INC. 1ST PR SERIES 'AD' 21.65 20.35BCE.PR.D TELECOMMUNICATIONS .7138 .2800 20.36 15.28INDUSTRIAL 780,009
BCE INC. 1ST PR SERIES 'AE' 21.65 20.21BCE.PR.E TELECOMMUNICATIONS .7138 .2800 20.36 15.20INDUSTRIAL 828,753
BCE INC. 1ST PR SERIES 'AF' 20.86 19.40BCE.PR.F TELECOMMUNICATIONS .7775 .1950 19.49 14.95INDUSTRIAL 705,185
BCE INC. 1ST PR SERIES 'AG' 20.34 18.67BCE.PR.G TELECOMMUNICATIONS .7000 .1750 18.71 14.24INDUSTRIAL 459,020
BCE INC. 1ST PR SERIES 'AH' 21.65 20.30BCE.PR.H TELECOMMUNICATIONS .7138 .2800 20.36 15.25INDUSTRIAL 949,741
BCE INC. 1ST PR SERIES 'AI' 20.91 18.29BCE.PR.I TELECOMMUNICATIONS .6875 .1725 18.71 14.12INDUSTRIAL 481,178
BCE INC. 1ST PR SERIES 'AJ' 21.59 20.34BCE.PR.J TELECOMMUNICATIONS .7138 .2800 20.39 15.20INDUSTRIAL 346,201
BCE INC. 1ST PR SERIES 'AK' 20.00 18.54BCE.PR.K TELECOMMUNICATIONS .7388 .1850 19.14 15.12INDUSTRIAL 1,248,706
BCE INC. 1ST PR SERIES 'AL' 20.33 17.90BCE.PR.L TELECOMMUNICATIONS .6113 .1700 18.31 14.53INDUSTRIAL 147,024
BCE INC. 1ST PR SERIES 'AM' 21.11 19.45BCE.PR.M TELECOMMUNICATIONS .6913 .1725 20.00 15.59INDUSTRIAL 337,262
BCE INC. 1ST PR SERIES 'AN' 21.00 19.68BCE.PR.N TELECOMMUNICATIONS .6638 .1825 19.58 14.99INDUSTRIAL 200,284
BCE INC. 1ST PR SERIES 'AO' 25.54 24.59BCE.PR.O TELECOMMUNICATIONS 1.0838 .2663 25.52 22.04INDUSTRIAL 248,784
BCE INC. 1ST PR SERIES 'AQ' 24.75 23.80BCE.PR.Q TELECOMMUNICATIONS 1.0625 .2663 24.40 20.84INDUSTRIAL 966,723
BCE INC. 1ST PR SERIES 'R' 21.98 20.50BCE.PR.R TELECOMMUNICATIONS 1.0325 .2588 21.43 17.68INDUSTRIAL 428,931
BCE INC. 1ST PR SERIES 'S' 21.56 20.29BCE.PR.S TELECOMMUNICATIONS .7138 .2800 20.40 15.49INDUSTRIAL 198,973
BCE INC. 1ST PR SERIES 'T' 20.15 18.81BCE.PR.T TELECOMMUNICATIONS .7550 .1888 19.09 14.92INDUSTRIAL 105,058
BCE INC. 1ST PR SERIES 'Y' 21.60 20.35BCE.PR.Y TELECOMMUNICATIONS .7138 .2800 20.77 15.24INDUSTRIAL 582,939
BCE INC. 1ST PR SERIES 'Z' 21.49 20.25BCE.PR.Z TELECOMMUNICATIONS .7875 .2438 20.30 15.20INDUSTRIAL 41,049
BECKER MILK CO. LTD. (THE) CL 'B' NV SPECIAL 16.42 14.25BEK.B REAL ESTATE .8000 .4000 16.98 15.00INDUSTRIAL 39,961
BELLATRIX EXPLORATION LTD. 2.22 1.24BXE NAT GAS EXPL 6.83 1.85OIL 24,022,710
BELLUS HEALTH INC. .60 .33BLU BIOPHARMACEUTICAL 0.55 0.24INDUSTRIAL 16,976,465
BELO SUN MINING CORP. J .47 .28BSX MINERAL EXPL & DEV 1.14 0.29MINING 28,632,384
BENGAL ENERGY LTD. J .18 .09BNG OIL/GAS EXPL & DEV 0.23 0.08OIL 3,859,192
BETAPR S&P500VIX ST FUTURES DAILY INVERSE ETF 24.80 1.69HVI INVESTMENT FUND 23.39 8.65INDUSTRIAL 46,755,588
BETAPRO CDN GOLD MINERS -2X DLY BEAR ETF A UN 11.98 8.55HGD INVESTMENT FUND 11.00 7.20INDUSTRIAL 21,672,783
BETAPRO CRUDE OIL -2X DAILY BEAR ETF A UN 7.58 5.10HOD INVESTMENT FUND 15.23 7.17INDUSTRIAL 146,277,663
BETAPRO CRUDE OIL 2X DAILY BUL ETF A UN 10.93 7.74HOU INVESTMENT FUND 9.32 4.57INDUSTRIAL 134,928,363
BETAPRO GLD BULLION -2XDAILY BEAR ETF A UN 13.82 12.70HBD INVESTMENT FUND 18.15 13.04INDUSTRIAL 133,816
BETAPRO GOLD BULLION 2X DAILY BULL ETF A UN 9.33 8.48HBU INVESTMENT FUND 9.44 7.19INDUSTRIAL 557,412
BETAPRO NASDAQ-100 -2X DAILY BEAR ETF CL A UN 9.73 7.14HQD INVESTMENT FUND 16.59 8.67INDUSTRIAL 6,563,826
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
BETAPRO NASDAQ-100 2X DAILY BULL ETF CL A UN 68.63 50.88HQU INVESTMENT FUND 57.58 33.26INDUSTRIAL 7,633,892
BETAPRO NATURAL GAS -2X DAILY BEAR ETF A UN 16.32 10.64HND INVESTMENT FUND 18.51 8.74INDUSTRIAL 62,393,209
BETAPRO NATURAL GAS 2X DAILY BULL ETF A UN 5.44 3.42HNU INVESTMENT FUND 11.47 3.36INDUSTRIAL 199,640,995
BETAPRO S&P 500 2X DAILY BULL ETF CL A UN 59.17 45.75HSU INVESTMENT FUND 52.35 36.44INDUSTRIAL 10,976,793
BETAPRO S&P 500 DAILY INVERSE ETF CL A UN 29.87 26.58HIU INVESTMENT FUND 34.87 28.31INDUSTRIAL 504,890
BETAPRO S&P/TSX 60 DAILY INVERSE ETF A UN 6.73 6.05HIX INVESTMENT FUND 6.83 6.11INDUSTRIAL 5,560,956
BETAPRO S&P/TSX CAP ENERGY 2XDLY BUL ETF A UN 10.68 6.95HEU INVESTMENT FUND 13.92 7.06INDUSTRIAL 3,202,607
BETAPRO S&P/TSX CAP ENERGY-2X DLY BEAR ETF UN 12.03 7.47HED INVESTMENT FUND 13.11 7.52INDUSTRIAL 1,613,338
BETAPRO S&P/TSX CAP FIN -2X DLY BEAR ETF A UN 5.75 4.79HFD INVESTMENT FUND 6.76 4.96INDUSTRIAL 657,191
BETAPRO S&P/TSX CAP FIN 2X DAILY BULL ETF A 41.89 34.72HFU INVESTMENT FUND 40.45 30.52INDUSTRIAL 450,649
BETAPRO S&P/TSX CDN GOLD MNR 2XDAILY BL ETF A 13.95 9.54HGU INVESTMENT FUND 21.12 11.05INDUSTRIAL 52,267,708
BETAPRO S&P/TSX60 -2X DAILY BEAR ETF A UN 6.89 5.58HXD INVESTMENT FUND 7.05 5.72INDUSTRIAL 23,822,005
BETAPRO S&P/TSX60 2X DAILY BULL ETF A UN 37.91 30.49HXU INVESTMENT FUND 36.97 30.43INDUSTRIAL 17,526,907
BETAPRO S&P500 -2X DAILY BEAR ETF CL A UN 4.97 3.92HSD INVESTMENT FUND 6.73 4.45INDUSTRIAL 55,524,799
BETAPRO S&P500 VIX SHORT-TRM FUTURES ETF A UN 9.86 4.47HUV INVESTMENT FUND 17.30 4.78INDUSTRIAL 2,230,534
BETAPRO SILVER -2X DAILY BEAR ETF A UN 6.65 5.63HZD INVESTMENT FUND 7.73 5.28INDUSTRIAL 2,366,421
BETAPRO SILVER 2X DAILY BULL ETF A UN 16.30 13.34HZU INVESTMENT FUND 19.90 12.91INDUSTRIAL 3,924,378
BIG 8 SPLIT INC. CL 'D' CAPITAL 18.25 16.00BIG.D INVESTMENT COMPANY .1988 .0425 18.50 13.02INDUSTRIAL 7,723
BIG 8 SPLIT INC. CL D PR SER '1' 10.60 9.90BIG.PR.D INVESTMENT COMPANY .4500 .1125 11.00 10.03INDUSTRIAL 35,175
BIG PHARMA SPLIT CORP. CL 'A' 14.75 11.64PRM MUTUAL FUNDS .4125 14.90 13.85INDUSTRIAL 267,034
BIG PHARMA SPLIT CORP. PR 10.80 10.11PRM.PR.A MUTUAL FUNDS .1763 10.30 10.00INDUSTRIAL 133,892
BIG ROCK BREWERY INC. 6.86 4.67BR BREWERY 8.23 5.82INDUSTRIAL 391,598
BIRCHCLIFF ENERGY LTD. 4.69 2.90BIR OIL/GAS EXPL .0750 .0500 9.58 3.89OIL 210,563,799
BIRCHCLIFF ENERGY LTD. 5-YR RESET SER 'A' PR 25.93 21.67BIR.PR.A OIL/GAS EXPL 2.0000 1.0463 26.69 24.98OIL 235,693
BIRCHCLIFF ENERGY LTD. SER 'C' PR 25.05 22.05BIR.PR.C OIL/GAS EXPL 1.7500 .8750 25.75 24.95OIL 122,273
BIRD CONSTRUCTION INC. 10.15 8.02BDT CONSTR CONTRACT/SERV .4213 .1300 10.68 7.74INDUSTRIAL 4,960,951
BLACK DIAMOND GROUP LIMITED 3.18 2.24BDI LIMITED PARTNERSHIP .2000 5.88 1.55INDUSTRIAL 9,127,352
BLACK IRON INC. J .12 .09BKI IRON ORE EXPL/DEV 0.17 0.04MINING 11,678,018
BLACKBERRY LIMITED 18.14 12.85BB COMMUN SYSTEMS 15.87 8.98INDUSTRIAL 206,880,333
BLACKPEARL RESOURCES INC. J 1.42 1.03PXX OIL/GAS EXPL & DEV 1.80 0.90OIL 17,602,142
BLOCKCHAIN TECHNOLOGIES ETF CL A UNITS 11.49 8.12HBLK INVESTMENT FUND 0.00 0.00INDUSTRIAL 1,521,626
BMO AGGREGATE BOND INDEX ETF UNITS 15.54 15.19ZAG INVESTMENT FUND .4625 .1513 16.05 15.25INDUSTRIAL 9,303,660
BMO CANADIAN DIVIDEND ETF UNITS 17.92 15.97ZDV INVESTMENT FUND .7825 .2525 17.94 16.68INDUSTRIAL 3,534,541
BMO CDN HIGH DIVIDEND COVERED CALL ETF CAD UN 20.66 18.51ZWC INVESTMENT FUND 1.0200 .4063 20.72 19.39INDUSTRIAL 3,129,440
BMO CHINA EQUITY INDEX ETF UNIT 28.78 24.42ZCH INVESTMENT FUND .1400 .1450 26.92 18.98INDUSTRIAL 1,443,310
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
BMO CORPORATE BOND INDEX ETF UN 50.13 49.34ZCB INVESTMENT FUND .4000 0.00 0.00INDUSTRIAL 15,801
BMO COVERED CALL CANADIAN BANKS ETF UNITS 20.02 18.21ZWB INVESTMENT FUND .9363 .3125 19.61 17.52INDUSTRIAL 7,642,246
BMO COVERED CALL DJ INDUST AVG HDG-CAD ETF UN 24.67 21.64ZWA INVESTMENT FUND .9725 .3225 23.61 20.00INDUSTRIAL 1,708,037
BMO COVERED CALL UTILITIES ETF UNITS 13.71 12.17ZWU INVESTMENT FUND .8938 .2775 14.25 13.63INDUSTRIAL 8,637,410
BMO DISCOUNT BOND INDEX ETF CAD UNITS 15.75 15.44ZDB INVESTMENT FUND .3238 .1075 16.26 15.45INDUSTRIAL 1,951,602
BMO DJ INDUSTRIAL AVG HEDGED-CAD INDEX ETF UN 45.18 39.53ZDJ INVESTMENT FUND .6350 .3300 42.56 33.70INDUSTRIAL 6,786,132
BMO EMERGING MKTS BOND HED TO CAD INDX ETF UN 16.87 15.85ZEF INVESTMENT FUND .7725 .2475 17.17 16.56INDUSTRIAL 807,246
BMO EQ WEIGHT GLBL BASE METALS HEG-CAD ETF UN 13.46 10.92ZMT INVESTMENT FUND .1000 .1600 12.52 9.03INDUSTRIAL 1,415,554
BMO EQ WEIGHT GLOBAL GOLD INDEX ETF CAD UN 9.80 8.27ZGD INVESTMENT FUND .0250 11.89 8.70INDUSTRIAL 547,073
BMO EQ WEIGHT INDUSTRIALS INDX ETF CAD UN 27.72 25.41ZIN INVESTMENT FUND .3300 .2050 26.78 22.81INDUSTRIAL 554,655
BMO EQ WGHT US BANKS HED TO CAD INDX ETF UN 32.75 28.78ZUB INVESTMENT FUND .3350 .1750 30.37 24.30INDUSTRIAL 12,357,097
BMO EQUAL WEIGHT BANKS INDEX ETF CAD UN 30.65 27.77ZEB INVESTMENT FUND .8913 .3113 29.86 25.87INDUSTRIAL 53,548,878
BMO EQUAL WEIGHT OIL & GAS INDEX ETF CAD UN 11.25 9.02ZEO INVESTMENT FUND .2675 .1363 12.99 9.76INDUSTRIAL 14,273,537
BMO EQUAL WEIGHT REITS INDEX ETF UN 21.26 19.86ZRE INVESTMENT FUND 1.0563 .3425 21.05 19.15INDUSTRIAL 2,950,558
BMO EQUAL WEIGHT US BANKS INDEX ETF CAD UN 29.85 26.03ZBK INVESTMENT FUND .2950 .1550 27.59 20.82INDUSTRIAL 10,150,330
BMO EQUAL WEIGHT UTILITIES INDEX ETF UNITS 17.67 16.09ZUT INVESTMENT FUND .6838 .2263 18.60 16.74INDUSTRIAL 1,382,469
BMO EQWG US HEALTH CARE HED TO CAD IDX ETF UN 54.95 47.48ZUH INVESTMENT FUND .1900 .1763 50.49 39.67INDUSTRIAL 2,508,264
BMO EUROPE HIGH DIV COVERD CALL CAD-HG ETF UN 22.57 20.06ZWE INVESTMENT FUND 1.4400 .4800 22.85 20.73INDUSTRIAL 5,609,610
BMO EUROPE HIGH DIVIDEND COVERED CALL ETF UN 20.90 19.81ZWP INVESTMENT FUND .1250 0.00 0.00INDUSTRIAL 158,040
BMO FLOATING RATE HIGH YIELD ETF CAD UN 15.51 15.00ZFH INVESTMENT FUND .7175 .2288 15.62 15.15INDUSTRIAL 1,165,403
BMO GLBL CONSUMER DISCRETN HEG-CAD IDX ETF UN 24.26 22.10DISC INVESTMENT FUND 22.88 19.90INDUSTRIAL 132,937
BMO GLBL CONSUMER STAPLES HEGD-CAD IDX ETF UN 20.99 18.67STPL INVESTMENT FUND 21.18 19.90INDUSTRIAL 91,570
BMO GLOBAL BANKS HEDGED TO CAD INDEX ETF UN 22.96 20.29BANK INVESTMENT FUND 21.90 19.34INDUSTRIAL 217,815
BMO GLOBAL INFRASTRUCTURE INDEX ETF UNITS 34.80 31.32ZGI INVESTMENT FUND .8700 .4700 38.08 33.75INDUSTRIAL 1,006,968
BMO GLOBAL INSURANCE HEDGD TO CAD INDX ETF UN 23.37 21.37INSR INVESTMENT FUND 22.62 19.72INDUSTRIAL 146,778
BMO GOVERNMENT BOND INDEX ETF UN 49.87 49.24ZGB INVESTMENT FUND .3500 0.00 0.00INDUSTRIAL 70,584
BMO HIGH YIELD US CORPORATE BOND INDX ETF UN 20.24 19.26ZJK INVESTMENT FUND .1763 .3538 20.61 20.03INDUSTRIAL 114,729
BMO HIGH YLD US CORP BOND HDGD-CAD IDX ETF UN 14.40 13.71ZHY INVESTMENT FUND .8275 .3150 14.76 14.23INDUSTRIAL 2,090,115
BMO INDIA EQUITY INDEX ETF UN 26.10 23.10ZID INVESTMENT FUND .0900 .0925 24.94 18.09INDUSTRIAL 908,187
BMO INTERNATIONAL DIVIDEND ETF CAD UNITS 23.27 21.25ZDI INVESTMENT FUND .9750 .3400 23.56 19.85INDUSTRIAL 1,890,728
BMO INTERNATIONAL DIVIDEND HEGD TO CAD ETF UN 23.73 21.19ZDH INVESTMENT FUND 1.0188 .3600 23.63 20.93INDUSTRIAL 1,091,550
BMO JUNIOR GAS INDEX ETF UN 16.57 13.49ZJN INVESTMENT FUND .3500 .3675 19.53 13.49INDUSTRIAL 123,753
BMO JUNIOR GOLD INDEX ETF UNITS 9.56 8.10ZJG INVESTMENT FUND 10.40 7.54INDUSTRIAL 2,706,975
BMO JUNIOR OIL INDEX ETF UN 14.33 10.89ZJO INVESTMENT FUND .1200 .0525 18.61 10.39INDUSTRIAL 815,365
BMO LADDERED PREFERRED SHARE INDEX ETF CAD UN 11.97 11.47ZPR INVESTMENT FUND .4663 .1550 11.90 10.69INDUSTRIAL 11,762,670
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
BMO LONG CORPORATE BOND INDEX ETF UNITS 18.67 17.92ZLC INVESTMENT FUND .7500 .2475 19.29 17.63INDUSTRIAL 915,745
BMO LONG FEDERAL BOND INDEX ETF UN 17.43 16.69ZFL INVESTMENT FUND .5163 .1763 18.47 16.75INDUSTRIAL 829,793
BMO LONG PROVINCIAL BOND INDEX ETF CAD UNITS 16.05 15.33ZPL INVESTMENT FUND .5375 .1750 16.55 15.02INDUSTRIAL 606,748
BMO LOW VOLATILITY CANADIAN EQUITY ETF UN 30.61 28.48ZLB INVESTMENT FUND .7400 .4000 31.15 28.06INDUSTRIAL 4,127,422
BMO LOW VOLATILITY EMERGING MKTS ETF CAD UN 23.07 21.13ZLE INVESTMENT FUND .1500 .3100 22.78 19.60INDUSTRIAL 510,705
BMO LOW VOLATILITY INT'L EQUITY ETF CAD UN 24.52 22.31ZLI INVESTMENT FUND .4500 .3150 24.57 20.48INDUSTRIAL 408,114
BMO LOW VOLATILITY INT'L EQUITY HEG-CA ETF UN 23.33 21.50ZLD INVESTMENT FUND .4400 .3000 23.26 20.56INDUSTRIAL 344,534
BMO LOW VOLATILITY US EQUITY ETF CAD UNITS 31.75 29.09ZLU INVESTMENT FUND .5850 .3150 32.38 28.60INDUSTRIAL 3,020,909
BMO LOW VOLATILITY US EQUITY HEGD-CAD ETF UN 24.20 21.85ZLH INVESTMENT FUND .4225 .2400 23.73 20.92INDUSTRIAL 694,517
BMO MID CORPORATE BOND INDEX ETF UNITS 16.13 15.80ZCM INVESTMENT FUND .4975 .1638 16.84 15.91INDUSTRIAL 2,147,363
BMO MID FEDERAL BOND INDEX ETF UNITS 16.03 15.68ZFM INVESTMENT FUND .3350 .1075 16.91 15.96INDUSTRIAL 1,120,877
BMO MID PROVINCIAL BOND INDEX ETF CAD UNITS 14.88 14.53ZMP INVESTMENT FUND .4375 .1363 15.56 14.69INDUSTRIAL 1,182,870
BMO MID-TERM US IG CORP BOND INDEX ETF CAD UN 18.26 17.22ZIC INVESTMENT FUND .6025 .1963 19.76 17.60INDUSTRIAL 2,374,744
BMO MID-TRM US IG CORP BND HEG-CAD IDX ETF UN 14.98 14.20ZMU INVESTMENT FUND .4950 .1638 15.29 14.68INDUSTRIAL 1,301,568
BMO MONTHLY INCOME ETF UNITS 16.40 15.55ZMI INVESTMENT FUND .6775 .2338 16.75 15.85INDUSTRIAL 605,706
BMO MSCI ALL COUNTRY WRLD HI QUAL IDX ETF CAD 31.89 28.30ZGQ INVESTMENT FUND .3038 .1900 30.58 24.70INDUSTRIAL 471,974
BMO MSCI CANADA VALUE INDEX ETF CAD UN 21.55 19.49ZVC INVESTMENT FUND .2300 20.83 20.15INDUSTRIAL 43,138
BMO MSCI EAFE HEDGED TO CAD INDEX ETF UN 22.70 20.30ZDM INVESTMENT FUND .5250 .2900 22.11 19.22INDUSTRIAL 2,091,934
BMO MSCI EAFE INDEX ETF CAD UNITS 19.76 18.00ZEA INVESTMENT FUND .4400 .2550 19.26 16.35INDUSTRIAL 1,931,411
BMO MSCI EAFE VALUE INDEX ETF CAD UN 22.21 20.67ZVI INVESTMENT FUND .3000 21.45 20.24INDUSTRIAL 228,068
BMO MSCI EMERGING MARKETS INDEX ETF UNITS 22.70 20.01ZEM INVESTMENT FUND .3000 .3650 21.50 16.45INDUSTRIAL 1,894,137
BMO MSCI EU HIGH QLTY HDGD TO CAD INDX ETF UN 20.72 18.38ZEQ INVESTMENT FUND .3900 .2250 20.74 17.96INDUSTRIAL 1,694,664
BMO MSCI USA HIGH QUALITY INDEX ETF CAD UN 33.98 29.96ZUQ INVESTMENT FUND .3300 .2050 32.31 26.28INDUSTRIAL 678,986
BMO MSCI USA VALUE INDEX ETF CAD UN 22.63 20.68ZVU INVESTMENT FUND .2300 22.28 20.05INDUSTRIAL 66,937
BMO NASDAQ 100 EQTY HEDGED TO CAD INDX ETF UN 54.64 46.70ZQQ INVESTMENT FUND .3100 .2775 50.02 37.40INDUSTRIAL 10,812,240
BMO REAL RETURN BOND INDEX ETF UN 17.52 16.78ZRR INVESTMENT FUND .3900 .1200 17.97 16.63INDUSTRIAL 196,876
BMO S&P 500 HEDGED TO CAD INDEX ETF UN 43.50 38.40ZUE INVESTMENT FUND .5913 .3600 41.09 34.28INDUSTRIAL 3,004,932
BMO S&P 500 INDEX ETF CAD UNITS 39.84 35.20ZSP INVESTMENT FUND .6550 .3150 38.37 32.46INDUSTRIAL 29,800,385
BMO S&P/TSX CAPPED COMPOSITE INDEX ETF UNIT 22.13 19.98ZCN INVESTMENT FUND .5838 .2975 21.95 20.12INDUSTRIAL 6,617,619
BMO SH-TRM US IG CORP BND HEGD-CAD IDX ETF UN 14.68 14.38ZSU INVESTMENT FUND .3300 .1175 14.92 14.63INDUSTRIAL 301,101
BMO SHILLER SELECT US INDEX ETF CAD UN 22.49 20.22ZEUS INVESTMENT FUND 21.95 19.99INDUSTRIAL 218,625
BMO SHORT CORPORATE BOND IDX ETF ACCUMLTV UN 20.13 20.04ZCS.L INVESTMENT FUND 20.25 19.93INDUSTRIAL 24,355
BMO SHORT CORPORATE BOND INDEX ETF UNITS 14.13 13.98ZCS INVESTMENT FUND .4325 .1375 14.56 14.10INDUSTRIAL 4,324,955
BMO SHORT FEDERAL BOND IDX ETF ACCUMLTV UNI 19.85 19.76ZFS.L INVESTMENT FUND 20.13 19.76INDUSTRIAL 38,439
BMO SHORT FEDERAL BOND INDEX ETF UNITS 14.17 14.07ZFS INVESTMENT FUND .2275 .0725 14.55 14.16INDUSTRIAL 446,931
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
BMO SHORT PROVINCIAL BOND IDX ETF ACCUMLTV UN 19.92 19.90ZPS.L INVESTMENT FUND 20.19 19.83INDUSTRIAL 17,050
BMO SHORT PROVINCIAL BOND INDEX ETF UNITS 13.46 13.30ZPS INVESTMENT FUND .4263 .1400 13.94 13.45INDUSTRIAL 446,834
BMO SHORT-TERM BOND INDEX ETF UN 50.03 49.71ZSB INVESTMENT FUND .3000 0.00 0.00INDUSTRIAL 4,438
BMO ULTRA SHORT-TERM BOND ETF ACCUMULATING UN 50.87 50.56ZST.L INVESTMENT FUND 50.57 50.03INDUSTRIAL 107,714
BMO ULTRA SHORT-TERM BOND ETF UN 51.86 51.38ZST INVESTMENT FUND 2.1500 .6950 53.29 51.78INDUSTRIAL 326,154
BMO US DIVIDEND ETF CAD UNITS 31.12 28.08ZDY INVESTMENT FUND .8125 .2775 30.77 26.40INDUSTRIAL 2,125,909
BMO US DIVIDEND HEDGED TO CAD ETF UNITS 25.36 22.50ZUD INVESTMENT FUND .6275 .2325 24.38 21.60INDUSTRIAL 1,001,007
BMO US HIGH DIV COVERED CALL HEGD-CAD ETF UN 20.43 19.21ZWS INVESTMENT FUND .0975 0.00 0.00INDUSTRIAL 75,505
BMO US HIGH DIVIDEND COVERED CALL ETF CAD UN 21.00 19.10ZWH INVESTMENT FUND 1.1250 .3600 21.24 18.77INDUSTRIAL 3,169,787
BMO US PREFERRED SHARE INDEX ETF CAD UN 26.88 23.02ZUP INVESTMENT FUND 1.0413 .4075 26.93 23.83INDUSTRIAL 224,575
BMO US PREFERRED SHR HEDGD TO CAD INDX ETF UN 25.01 24.00ZHP INVESTMENT FUND 1.0500 .4200 27.00 24.93INDUSTRIAL 133,127
BMO US PUT WRITE ETF CAD UN 18.49 17.00ZPW INVESTMENT FUND 1.2363 .3800 19.74 17.27INDUSTRIAL 800,707
BMO US PUT WRITE HEDGED TO CAD ETF UN 19.90 18.59ZPH INVESTMENT FUND 1.0500 .4175 20.36 19.40INDUSTRIAL 294,448
BMTC GROUP INC. 18.74 14.66GBT HOLDING COMPANY .2400 .1200 16.90 10.87INDUSTRIAL 431,399
BNK PETROLEUM INC. J .62 .45BKX OIL/GAS EXPL & DEV 0.46 0.17OIL 28,600,295
BNS SPLIT CORP. II CLASS 'B' PR SER 2 20.00 19.71BSC.PR.C INVESTMENT COMPANY .7888 .1975 20.76 19.71INDUSTRIAL 23,509
BNS SPLIT CORP. II CLASS A CAPITAL 27.47 23.47BSC INVESTMENT COMPANY .6900 .1750 28.88 22.56INDUSTRIAL 11,126
BOMBARDIER INC. 6.25% SERIES '4' PR 19.74 18.30BBD.PR.C DIVERSIFIED OPER 1.5625 .7813 19.31 15.74INDUSTRIAL 711,372
BOMBARDIER INC. CL 'A' MV 4.17 2.81BBD.A DIVERSIFIED OPER 3.25 1.87INDUSTRIAL 13,471,129
BOMBARDIER INC. CL 'B' SV 4.16 2.80BBD.B DIVERSIFIED OPER 3.24 1.96INDUSTRIAL 700,102,670
BOMBARDIER INC. SERIES '2' PR 12.72 10.60BBD.PR.B DIVERSIFIED OPER .7138 .2800 11.08 8.65INDUSTRIAL 458,712
BOMBARDIER INC. SERIES '3' PR 12.60 11.26BBD.PR.D DIVERSIFIED OPER .8363 .4975 11.95 8.71INDUSTRIAL 537,932
BONAVISTA ENERGY CORPORATION 2.32 1.11BNP OIL/GAS EXPL & DEV .0400 .0200 5.22 1.77OIL 96,881,307
BONTERRA ENERGY CORP. 16.14 12.26BNE RES EXPL & DEV 1.2000 .4000 29.76 13.44OIL 11,846,470
BORALEX INC. CL 'A' 25.03 21.71BLX HYDRO-ELECT POWER .6000 .1500 23.80 18.67INDUSTRIAL 12,455,013
BOYUAN CONSTRUCTION GROUP, INC. J .66 .35BOY CONSTRUCTION 0.64 0.40INDUSTRIAL 422,618
BRAMPTON BRICK LTD. CL 'A' SV 9.60 8.00BBL.A BRICK MFG 10.69 7.84INDUSTRIAL 67,252
BRAND LEADERS PLUS INCOME ETF CL 'A' UNITS 9.97 8.80HBF INVESTMENT FUND .6500 .2163 9.62 8.50INDUSTRIAL 2,713,212
BRAND LEADERS PLUS INCOME ETF CL 'U' UNITS 10.23 9.04HBF.U INVESTMENT FUND .6500 .2163 9.89 8.77INDUSTRIAL 358,826
BRI-CHEM CORP. .74 .47BRY OIL/GAS PRODUCT/SERV 0.87 0.35INDUSTRIAL 2,633,921
BRICK BREWING CO. LTD. 4.75 3.64BRB BREWERY .0638 .0200 4.26 2.55INDUSTRIAL 3,368,845
BRIO GOLD INC. J 2.75 1.65BRIO GOLD EXPL & DEV 3.59 1.54MINING 4,895,804
BRISTOL GATE CONCENTRATED CDN EQUITY ETF UN 20.56 19.67BGC INVESTMENT FUND 0.00 0.00INDUSTRIAL 14,584
BRISTOL GATE CONCENTRATED US EQUITY ETF UN 21.21 19.51BGU INVESTMENT FUND 0.00 0.00INDUSTRIAL 21,629
BROMPTON LIFECO SPLIT CORP. CLASS A 7.89 6.15LCS INVESTMENT COMPANY .9000 .3000 7.49 5.64INDUSTRIAL 1,479,815
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
BROMPTON LIFECO SPLIT CORP. PR 10.53 10.07LCS.PR.A INVESTMENT COMPANY .5750 .1438 10.45 10.05INDUSTRIAL 1,534,804
BROMPTON OIL SPLIT CORP. CL 'A' 7.80 4.82OSP INVESTMENT COMPANY .7000 .1000 10.25 4.95INDUSTRIAL 1,243,166
BROMPTON OIL SPLIT CORP. PR 10.22 9.80OSP.PR.A INVESTMENT COMPANY .5000 .2500 10.35 9.53INDUSTRIAL 162,206
BROMPTON SPLIT BANC CORP. CLASS 'A' 15.18 12.64SBC INVESTMENT COMPANY 1.1325 .4000 14.74 11.80INDUSTRIAL 841,743
BROMPTON SPLIT BANC CORP. PR 10.27 10.07SBC.PR.A INVESTMENT COMPANY .4500 .2413 10.26 10.01INDUSTRIAL 315,563
BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 2 18.41 15.03BAM.PR.B DIVERSIFIED OPER .5000 .1450 15.18 11.17INDUSTRIAL 594,964
BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 8 22.49 20.30BAM.PR.E DIVERSIFIED OPER .7113 .2800 20.38 15.76INDUSTRIAL 61,459
BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 9 19.20 18.07BAM.PR.G DIVERSIFIED OPER .6875 .1725 18.24 14.45INDUSTRIAL 374,530
BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 40 25.02 23.90BAM.PF.F DIVERSIFIED OPER 1.1250 .2813 25.00 21.90INDUSTRIAL 912,596
BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 42 25.00 23.50BAM.PF.G DIVERSIFIED OPER 1.1250 .2813 25.00 22.20INDUSTRIAL 642,525
BROOKFIELD ASSET MANAGEMENT INC. CL 'A' LV 54.79 46.71BAM.A DIVERSIFIED OPER .5600 .1500 57.04 43.47INDUSTRIAL 87,373,176
BROOKFIELD ASSET MANAGEMENT INC.CL A PR SER 4 18.01 15.10BAM.PR.C DIVERSIFIED OPER .5000 .1450 15.10 11.00INDUSTRIAL 404,264
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 13 18.06 15.10BAM.PR.K DIVERSIFIED OPER .5000 .1450 15.65 10.80INDUSTRIAL 849,673
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 17 22.27 20.67BAM.PR.M DIVERSIFIED OPER 1.1875 .2975 23.33 21.22INDUSTRIAL 496,065
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 18 22.20 20.60BAM.PR.N DIVERSIFIED OPER 1.1875 .2975 23.29 21.20INDUSTRIAL 477,547
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 24 21.46 19.79BAM.PR.R DIVERSIFIED OPER .7538 .1888 20.96 17.46INDUSTRIAL 393,099
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 25 22.63 19.80BAM.PR.S DIVERSIFIED OPER .7288 .1988 21.50 16.15INDUSTRIAL 66,523
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 26 22.00 20.25BAM.PR.T DIVERSIFIED OPER .9325 .2175 21.46 17.35INDUSTRIAL 448,102
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 28 18.70 17.39BAM.PR.X DIVERSIFIED OPER .9163 .1700 18.50 15.16INDUSTRIAL 949,490
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 30 25.10 23.87BAM.PR.Z DIVERSIFIED OPER 1.2000 .2925 24.95 20.59INDUSTRIAL 957,828
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 32 25.10 23.73BAM.PF.A DIVERSIFIED OPER 1.1250 .2813 25.00 21.33INDUSTRIAL 1,481,341
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 34 24.60 22.94BAM.PF.B DIVERSIFIED OPER 1.0500 .2625 24.46 19.64INDUSTRIAL 494,789
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 36 22.72 21.15BAM.PF.C DIVERSIFIED OPER 1.2125 .3038 23.60 21.49INDUSTRIAL 550,595
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 37 23.00 21.20BAM.PF.D DIVERSIFIED OPER 1.2250 .3063 24.15 21.88INDUSTRIAL 444,031
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 38 24.43 22.69BAM.PF.E DIVERSIFIED OPER 1.1000 .2750 24.05 20.43INDUSTRIAL 383,363
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 44 26.65 25.49BAM.PF.H DIVERSIFIED OPER 1.2500 .3125 26.97 25.70INDUSTRIAL 724,183
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 46 26.50 25.30BAM.PF.I DIVERSIFIED OPER 1.3375 .3000 26.71 25.29INDUSTRIAL 795,402
BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 48 26.25 24.95BAM.PF.J DIVERSIFIED OPER .3550 .2975 26.28 24.97INDUSTRIAL 1,296,950
BROOKFIELD BUSINESS PARTNERS L.P. UNITS 52.28 43.00BBU.UN INVESTMENT FUND .2500 .0625 44.20 31.29INDUSTRIAL 7,355,357
BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 1 25.48 24.13BIP.PR.A LIMITED PARTNERSHIP 1.1250 .2813 24.96 21.30INDUSTRIAL 272,979
BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 3 26.18 25.15BIP.PR.B LIMITED PARTNERSHIP 1.3750 .3438 26.50 25.40INDUSTRIAL 365,112
BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 5 26.04 25.40BIP.PR.C LIMITED PARTNERSHIP 1.3375 .3350 26.55 25.45INDUSTRIAL 342,118
BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 7 25.71 24.91BIP.PR.D LIMITED PARTNERSHIP 1.1563 .3125 25.81 24.90INDUSTRIAL 624,533
BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 9 25.40 24.60BIP.PR.E LIMITED PARTNERSHIP .2300 0.00 0.00INDUSTRIAL 1,623,729
BROOKFIELD OFFICE PROP INC CL AAA PR SER 'AA' 24.33 22.25BPO.PR.A REAL ESTATE 1.1875 .2975 24.17 20.61INDUSTRIAL 661,195
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
BROOKFIELD OFFICE PROP INC CL AAA PR SER 'CC' 26.94 25.71BPO.PR.C REAL ESTATE 1.5000 .3750 27.45 26.20INDUSTRIAL 517,694
BROOKFIELD OFFICE PROP INC. CL AAA PR 'V' 16.50 13.75BPO.PR.X REAL ESTATE .4788 .1288 14.02 10.30INDUSTRIAL 68,969
BROOKFIELD OFFICE PROP INC. CL AAA PR 'W' 16.50 13.77BPO.PR.W REAL ESTATE .4825 .1288 14.10 9.82INDUSTRIAL 69,293
BROOKFIELD OFFICE PROP INC. CL AAA PR 'Y' 17.49 13.88BPO.PR.Y REAL ESTATE .4825 .1288 14.10 10.20INDUSTRIAL 64,638
BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'N' 22.75 20.11BPO.PR.N REAL ESTATE .9450 .2363 21.83 18.22INDUSTRIAL 587,303
BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'P' 22.57 20.04BPO.PR.P REAL ESTATE 1.1025 .2600 22.34 18.80INDUSTRIAL 671,885
BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'R' 24.39 21.94BPO.PR.R REAL ESTATE 1.0388 .2600 23.58 20.55INDUSTRIAL 524,100
BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'S' 24.48 22.04BPO.PR.S REAL ESTATE 1.0113 .2688 24.00 18.62INDUSTRIAL 70,632
BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'T' 24.15 22.01BPO.PR.T REAL ESTATE 1.1500 .2875 23.85 20.24INDUSTRIAL 848,570
BROOKFIELD OFFICE PROP INC. CL AAA PR SER II 24.68 23.50BPO.PR.I REAL ESTATE .3788 24.70 24.06INDUSTRIAL 1,150,625
BROOKFIELD OFFICE PROP INC. CLAAA PR SER 'GG' 25.29 23.87BPO.PR.G REAL ESTATE .7950 .3038 25.29 24.14INDUSTRIAL 801,175
BROOKFIELD OFFICE PROP INC.CL AAA PR SER 'EE' 25.47 24.69BPO.PR.E REAL ESTATE 1.1025 .3188 25.89 24.90INDUSTRIAL 664,606
BROOKFIELD PROPERTY SPLIT CORP. SER '2' PR 25.70 25.20BPS.PR.A INVESTMENT COMPANY 1.4375 .3600 25.88 25.13INDUSTRIAL 18,531
BROOKFIELD PROPERTY SPLIT CORP. SER '3' PR 25.39 24.89BPS.PR.B INVESTMENT COMPANY 1.2500 .3125 25.50 24.95INDUSTRIAL 17,076
BROOKFIELD PROPERTY SPLIT CORP. SER '4' PR 25.62 25.12BPS.PR.C INVESTMENT COMPANY 1.3000 .3250 25.60 24.96INDUSTRIAL 15,241
BROOKFIELD REAL ESTATE SERVICES INC. RV 18.25 16.27BRE REAL ESTATE 1.3163 .4500 17.60 15.10INDUSTRIAL 1,043,843
BROOKFIELD RENEWABL PART LP CL A SER 11 PR UN 25.60 24.90BEP.PR.K LIMITED PARTNERSHIP .8813 .6250 25.50 24.71INDUSTRIAL 799,368
BROOKFIELD RENEWABL PART LP CL A SER 13 PR UN 25.24 24.60BEP.PR.M LIMITED PARTNERSHIP .3563 0.00 0.00INDUSTRIAL 1,666,334
BROOKFIELD RENEWABL PART LP CL A SER 5 PR UN 24.21 23.24BEP.PR.E LIMITED PARTNERSHIP 1.3975 .6988 24.31 20.67INDUSTRIAL 155,610
BROOKFIELD RENEWABL PART LP CL A SER 7 PR UN 26.44 25.30BEP.PR.G LIMITED PARTNERSHIP 1.3750 .6875 26.35 25.15INDUSTRIAL 321,610
BROOKFIELD RENEWABL PART LP CL A SER 9 PR UN 26.39 25.54BEP.PR.I LIMITED PARTNERSHIP 1.4375 .7188 26.48 25.49INDUSTRIAL 378,625
BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 1 22.56 21.54BRF.PR.A INVESTMENT COMPANY .8388 .4200 21.74 16.85INDUSTRIAL 363,449
BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 2 22.87 21.31BRF.PR.B INVESTMENT COMPANY .7925 .4525 22.00 15.91INDUSTRIAL 115,919
BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 3 24.99 23.56BRF.PR.C INVESTMENT COMPANY 1.1000 .5500 24.50 19.32INDUSTRIAL 310,844
BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 5 22.59 21.20BRF.PR.E INVESTMENT COMPANY 1.2500 .6250 23.01 20.17INDUSTRIAL 231,816
BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 6 22.74 21.13BRF.PR.F INVESTMENT COMPANY 1.2500 .6250 23.06 20.11INDUSTRIAL 215,167
BRP INC. SV 55.70 43.63DOO SPORTS VHCL MFG/MKT .1600 .1700 50.05 25.32INDUSTRIAL 15,488,990
BSM TECHNOLOGIES INC. J 1.41 1.21GPS TRANSPORTATION TECH 1.80 1.18INDUSTRIAL 9,487,055
BTPRO S&P500 VIX ST FUTURES 2XDLY BL ETF A UN 45.92 14.64HVU INVESTMENT FUND 57.04 3.38INDUSTRIAL 81,133,609
BUHLER INDUSTRIES INC. 4.60 4.00BUI MACHINE EQUIP MFG 4.90 4.14INDUSTRIAL 46,632
BURCON NUTRASCIENCE CORPORATION J .77 .50BU CANOLA MFG/DSTR 2.75 0.49INDUSTRIAL 4,267,042
CAE INC. 25.13 21.12CAE AEROSPACE TECH .3400 .0900 23.60 18.35INDUSTRIAL 37,471,955
CALDWELL PARTNERS INTERNATIONAL INC. (THE) 1.30 1.01CWL EMPLOYEE RECRUIT .0800 .0200 1.25 0.97INDUSTRIAL 2,753,882
CALEDONIA MINING CORPORATION PLC 12.50 8.61CAL MINERAL EXPL & DEV .2750 .1375 10.30 6.70MINING 479,721
CALFRAC WELL SERVICES LTD. 7.49 5.33CFW URANIUM EXPL & DEV 6.51 2.23OIL 42,055,428
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
CALIAN GROUP LTD. 32.98 28.25CGY COMMUN SYSTEMS 1.1200 .2800 34.95 24.51INDUSTRIAL 352,235
CALLIDUS CAPITAL CORPORATION 10.50 3.76CBL FINANCIAL SERVICES 1.2000 .4000 20.89 9.30INDUSTRIAL 3,226,305
CAMECO CORPORATION 13.64 10.50CCO URANIUM EXPL & DEV .4000 .1000 17.65 9.90MINING 98,828,312
CANACCORD GENUITY ACQUISITN CORP J CL A RV UN 3.05 2.80CGAC.UN ACQUISITIONS 4.00 2.70INDUSTRIAL 258,360
CANACCORD GENUITY GROUP INC. 7.49 5.50CF INVEST DEALER SERV .1200 .0100 6.68 4.08INDUSTRIAL 24,295,567
CANACCORD GENUITY GROUP INC. 5-YR SER 'A' PR 16.02 14.75CF.PR.A INVEST DEALER SERV .9713 .4850 15.10 12.52INDUSTRIAL 260,617
CANACCORD GENUITY GROUP INC. 5-YR SER 'C' PR 18.79 17.61CF.PR.C INVEST DEALER SERV 1.3900 .6238 18.61 15.50INDUSTRIAL 212,973
CANACOL ENERGY LTD. J 4.76 4.04CNE OIL/GAS EXPL & DEV 4.61 3.62OIL 11,764,622
CANADA GOOSE HOLDINGS INC. SV 48.51 35.88GOOS CLOTHING DSGN/RETAIL 40.16 20.32INDUSTRIAL 23,519,800
CANADIAN BANC CORP. CL 'A' 14.49 12.52BK MUTUAL FUNDS 1.7575 .4613 14.05 11.70INDUSTRIAL 542,447
CANADIAN BANC CORP. PR 10.24 10.04BK.PR.A MUTUAL FUNDS .5000 .1663 10.58 10.10INDUSTRIAL 205,451
CANADIAN CRUDE OIL INDEX ETF CL 'A' UN 11.56 7.00CCX INVESTMENT FUND 10.51 7.20INDUSTRIAL 515,589
CANADIAN GENERAL INVESTMENTS, LIMITED 24.49 21.41CGI INVESTMENT TRUST .7600 .1900 24.66 18.68INDUSTRIAL 406,153
CANADIAN GENERAL INVESTMENTS, LTD. 3.75% PR 4 25.48 25.00CGI.PR.D INVESTMENT TRUST .9375 .2350 25.85 24.78INDUSTRIAL 85,560
CANADIAN IMPERIAL BANK OF COMMERCE 124.37 110.00CM BANKING 5.0800 2.6300 123.87 103.84INDUSTRIAL 111,454,445
CANADIAN IMPERIAL BANK SERIES '39' PR 24.44 22.70CM.PR.O BANKING .9750 .4875 23.99 19.42INDUSTRIAL 1,084,917
CANADIAN IMPERIAL BANK SERIES '41' PR 23.90 22.39CM.PR.P BANKING .9375 .4688 23.75 19.24INDUSTRIAL 992,224
CANADIAN IMPERIAL BANK SERIES '43' PR 24.80 23.78CM.PR.Q BANKING .9000 .4500 24.80 21.77INDUSTRIAL 942,792
CANADIAN IMPERIAL BANK SERIES '45' PR 25.70 24.82CM.PR.R BANKING .4550 .5500 25.99 24.91INDUSTRIAL 3,884,814
CANADIAN IMPERIAL BANK SERIES '47' PR 25.00 24.05CM.PR.S BANKING .3150 0.00 0.00INDUSTRIAL 5,144,814
CANADIAN LIFE COMPANIES SPLIT CORP. 2012 PR 10.59 10.12LFE.PR.B MUTUAL FUND .6250 .2088 10.50 10.19INDUSTRIAL 572,559
CANADIAN LIFE COMPANIES SPLIT CORP. CLASS 'A' 7.01 4.45LFE MUTUAL FUND .9000 .2000 6.48 4.54INDUSTRIAL 6,398,217
CANADIAN NATIONAL RAILWAY CO. 106.20 90.84CNR RAILROAD 1.6500 .4550 108.64 89.29INDUSTRIAL 116,757,358
CANADIAN NATURAL RESOURCES LIMITED 46.99 36.88CNQ OIL/GAS EXPL & DEV 1.0750 .6100 47.00 35.90OIL 232,199,507
CANADIAN PACIFIC RAILWAY LIMITED 240.40 212.50CP TRANSPORTATION 2.1250 1.1250 233.88 188.36INDUSTRIAL 32,513,722
CANADIAN TIRE CORPORATION, LIMITED 269.90 231.00CTC RETAIL STORES 2.6000 .9000 249.00 193.00INDUSTRIAL 16,595
CANADIAN TIRE CORPORATION, LIMITED CL 'A' NV 180.21 157.60CTC.A RETAIL STORES 2.6000 .9000 171.91 137.07INDUSTRIAL 16,987,711
CANADIAN UTILITIES LIMITED 2ND PR SER 'AA' 24.60 23.31CU.PR.D DIVERSIFIED OPER 1.2250 .3063 25.00 23.06INDUSTRIAL 280,402
CANADIAN UTILITIES LIMITED 2ND PR SER 'BB' 24.43 23.04CU.PR.E DIVERSIFIED OPER 1.2250 .3063 24.98 23.00INDUSTRIAL 205,705
CANADIAN UTILITIES LIMITED 2ND PR SER 'CC' 22.26 21.08CU.PR.F DIVERSIFIED OPER 1.1250 .2813 22.99 21.02INDUSTRIAL 156,064
CANADIAN UTILITIES LIMITED 2ND PR SER 'DD' 22.40 21.07CU.PR.G DIVERSIFIED OPER 1.1250 .2813 23.11 21.00INDUSTRIAL 447,667
CANADIAN UTILITIES LIMITED 2ND PR SER 'EE' 25.94 24.49CU.PR.H DIVERSIFIED OPER 1.3125 .3288 26.22 24.60INDUSTRIAL 150,154
CANADIAN UTILITIES LIMITED 2ND PR SER 'FF' 26.46 25.26CU.PR.I DIVERSIFIED OPER 1.1250 .2813 27.55 25.27INDUSTRIAL 356,182
CANADIAN UTILITIES LIMITED 2ND PR SER 'Y' 22.80 21.51CU.PR.C DIVERSIFIED OPER .9250 .2125 23.07 20.54INDUSTRIAL 383,487
CANADIAN UTILITIES LIMITED CL 'A' NV 37.47 32.54CU DIVERSIFIED OPER 1.4300 .3938 42.44 35.58INDUSTRIAL 19,028,653
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
CANADIAN UTILITIES LIMITED CL 'B' 37.32 32.60CU.X DIVERSIFIED OPER 1.4300 .3938 42.20 35.65INDUSTRIAL 85,196
CANADIAN WESTERN BANK 40.83 31.37CWB BANKING .9300 .4900 39.29 23.68INDUSTRIAL 24,454,230
CANADIAN WESTERN BANK 5-YR RESET PR SER '5' 24.78 23.60CWB.PR.B BANKING 1.1000 .5500 24.66 19.01INDUSTRIAL 382,921
CANADIAN WESTERN BANK NN-CM5YR RST PR SER '7' 27.09 26.10CWB.PR.C BANKING 1.5625 .7813 27.81 26.23INDUSTRIAL 379,592
CANADIAN WORLD FUND LIMITED 9.49 5.65CWF INVESTMENT FUND 6.51 4.60INDUSTRIAL 449,122
CANADIAN ZINC CORPORATION J .18 .12CZN MINING EXPL & DEV 0.31 0.13MINING 14,301,478
CANARC RESOURCE CORP. J .09 .06CCM PRECIOUS METALS 0.12 0.07MINING 8,148,327
CANDENTE COPPER CORP. J .16 .08DNT MINERAL EXPL & DEV 0.21 0.06MINING 7,435,187
CANFOR CORPORATION 32.00 24.51CFP FOREST PRODUCTS 27.15 13.54INDUSTRIAL 31,509,594
CANFOR PULP PRODUCTS INC. 18.30 12.95CFX PULP & PAPER .2500 .0625 14.58 10.06INDUSTRIAL 2,603,673
CANLAN ICE SPORTS CORP. 4.50 3.83ICE RECREATIONAL SPORTS .0800 .0400 3.98 3.20INDUSTRIAL 50,204
CANNIMED THERAPEUTICS INC. J 46.00 22.75CMED BIOPHARMACEUTICAL 23.40 7.32INDUSTRIAL 32,488,987
CANNTRUST HOLDINGS INC. J 9.44 5.86TRST PHARMACEUTICAL 0.00 0.00INDUSTRIAL 13,228,938
CANOE EIT INCOME FUND 4.80% SER 1 PR UN 26.04 25.19EIT.PR.A INVESTMENT FUND .9063 .3000 26.63 24.90INDUSTRIAL 294,587
CANOE EIT INCOME FUND 4.80% SER 2 PR UN 25.10 24.96EIT.PR.B INVESTMENT FUND 0.00 0.00INDUSTRIAL 557,621
CANOPY GROWTH CORPORATION J 44.00 20.85WEED BIOPHARM PROD/MKT 33.09 6.58INDUSTRIAL 525,486,022
CANWEL BUILDING MATERIALS GROUP LTD. 7.50 6.10CWX BUILDING PRODUCTS .5600 .2800 7.42 5.75INDUSTRIAL 15,588,796
CAPITAL POWER CORPORATION 25.14 22.15CPX POWER PROD/DEV & MKT 1.5875 .8350 26.51 23.15INDUSTRIAL 17,292,588
CAPITAL POWER CORPORATION SERIES '1' PR 17.73 16.39CPX.PR.A POWER PROD/DEV & MKT .7650 .1913 16.99 13.75INDUSTRIAL 169,053
CAPITAL POWER CORPORATION SERIES '3' PR 23.22 21.90CPX.PR.C POWER PROD/DEV & MKT 1.1500 .2875 22.50 18.80INDUSTRIAL 483,760
CAPITAL POWER CORPORATION SERIES '5' PR 22.90 21.51CPX.PR.E POWER PROD/DEV & MKT 1.1250 .2813 21.96 18.10INDUSTRIAL 432,956
CAPITAL POWER CORPORATION SERIES '7' PR 26.47 25.47CPX.PR.G POWER PROD/DEV & MKT 1.5000 .3750 26.42 25.30INDUSTRIAL 492,283
CAPITAL POWER CORPORATION SERIES '9' PR 25.90 25.10CPX.PR.I POWER PROD/DEV & MKT .5638 .3600 26.47 24.99INDUSTRIAL 279,747
CAPSTONE INFRASTRUCTURE CORP. SERIES 'A' PR 13.75 13.08CSE.PR.A POWER PROD/DEV & MKT .8175 .4088 13.95 11.55INDUSTRIAL 175,393
CAPSTONE MINING CORP. J 1.62 1.11CS MINERAL EXPL & DEV 1.81 0.77MINING 41,332,332
CARA OPERATIONS LIMITED SV 29.88 23.25CARA RESTAURANTS 27.47 21.20INDUSTRIAL 3,138,959
CARDINAL ENERGY LTD. J 5.42 3.96CJ CRUDE OIL/GAS EXPL .4200 .1400 10.82 3.76OIL 66,804,256
CARDINAL RESOURCES LIMITED J ORDINARY .63 .45CDV GOLD EXPL & DEV 1.05 0.43MINING 10,584,925
CARDIOME PHARMA CORP. 3.15 1.65COM BIOPHARMACEUTICAL 6.06 1.64INDUSTRIAL 1,747,472
CARGOJET INC. 69.49 57.14CJT AIR CARGO SERVICES .7525 .4050 59.56 42.72INDUSTRIAL 1,480,524
CARGOJET INC. VARIABLE VOTING SHARES 78.43 58.00CJT.A AIR CARGO SERVICES .7525 .4050 64.92 42.01INDUSTRIAL 15,603
CARMANAH TECHNOLOGIES CORPORATION 4.69 4.19CMH SOLAR ENERGY TECH 4.95 3.51INDUSTRIAL 1,064,149
CASCADES INC. 16.67 12.24CAS PAPER & PACKAGING .1600 .0400 18.20 11.44INDUSTRIAL 19,294,203
CATHEDRAL ENERGY SERVICES LTD. 1.84 1.15CET DRILLING SERVICES 2.02 0.68INDUSTRIAL 7,123,822
CCL INDUSTRIES INC. CL 'A' 68.00 55.00CCL.A DIVERSIFIED OPER .4500 .1275 73.73 50.60INDUSTRIAL 32,473
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
CCL INDUSTRIES INC. CL 'B' NV 67.74 54.05CCL.B DIVERSIFIED OPER .4600 .1300 71.32 50.08INDUSTRIAL 25,600,970
CELESTICA INC. SV 15.00 12.27CLS CIRCUITS MFG 19.94 12.62INDUSTRIAL 26,579,972
CENOVUS ENERGY INC. 13.92 9.03CVE OIL/GAS EXPL & DEV .2000 .0500 20.87 8.89OIL 398,006,884
CENTAMIN PLC. ORDINARY 2.96 2.59CEE MINING EXPL & DEV .1600 .1000 3.23 2.19MINING 814,414
CENTERRA GOLD INC. 8.21 5.90CG GOLD EXPL & DEV 9.35 6.02MINING 56,522,940
CENTRIC HEALTH CORPORATION J .60 .36CHH MEDICAL SERVICES 0.91 0.47INDUSTRIAL 16,240,093
CENTURY GLOBAL COMMODITIES CORPORATION J .29 .13CNT MINERAL EXPL & DEV 0.72 0.16MINING 185,623
CEQUENCE ENERGY LTD. .12 .04CQE OIL/GAS EXPL & DEV 0.37 0.08OIL 55,508,613
CERES GLOBAL AG CORP. 5.16 4.06CRP INVESTMENT COMPANY 5.88 3.76INDUSTRIAL 202,056
CERIDIAN HCM HOLDING INC. J 41.14 37.02CDAY SOFTWARE DEV/MKT 0.00 0.00INDUSTRIAL 102,860
CERVUS EQUIPMENT CORPORATION 15.68 13.05CERV CONSTRUCTION EQUIP 16.00 10.98INDUSTRIAL 520,626
CES ENERGY SOLUTIONS CORP. 6.86 5.16CEU ENERGY RSCH & DEV .0300 .0100 8.65 4.94INDUSTRIAL 46,893,980
CGI GROUP INC. CL 'A' SV 77.22 66.06GIB.A TELECOMMUNICATIONS 70.00 60.91INDUSTRIAL 47,848,585
CHALICE GOLD MINES LIMITED ORDINARY J .19 .14CXN BASE MTL EXPL/DEV 0.33 0.15MINING 8,189,730
CHAMPION IRON LIMITED ORDINARY J 1.52 1.05CIA MINERAL EXPL & DEV 1.59 0.46MINING 60,154,742
CHESSWOOD GROUP LIMITED 12.49 9.04CHW AUTOMOBILE LEASE/SERV .8400 .2800 14.60 11.17INDUSTRIAL 1,716,388
CHINA GOLD INTERNATIONAL RESOURCES CORP LTD J 3.19 2.06CGG MINERAL EXPL & DEV 3.40 1.82MINING 17,127,915
CHINOOK ENERGY INC. .26 .17CKE OIL/GAS EXPL & DEV 0.50 0.22OIL 9,275,924
CHORUS AVIATION INC. VOTING & VARIABLE VOTING 9.86 7.70CHR AIRLINE .4800 .1600 9.80 6.95INDUSTRIAL 41,936,849
CI FINANCIAL CORP. 30.23 26.57CIX MUTUAL FUNDS 1.3975 .4700 29.78 25.79INDUSTRIAL 42,594,487
CIBT EDUCATION GROUP INC. J .87 .58MBA EDUCATION 0.96 0.60INDUSTRIAL 5,060,873
CINEPLEX INC. 38.42 29.25CGX THEATRE & FILM 1.6550 .5600 54.81 34.43INDUSTRIAL 27,076,171
CIPHER PHARMACEUTICALS INC. J 5.28 3.50CPH BIOPHARMACEUTICAL 5.75 4.20INDUSTRIAL 3,562,220
CLAIRVEST GROUP INC. 46.50 39.36CVG MERCHANT BANKING .3625 49.14 30.00INDUSTRIAL 42,261
CLARKE INC. 11.48 10.17CKI TRANSPORTATION 2.0000 12.40 9.02INDUSTRIAL 699,628
CLEAN TEQ HOLDINGS LIMITED J ORDINARY 1.75 .87CLQ POLUTION CNTRL SOLUTN 2.10 1.27MINING 6,739,928
CLEARSTREAM ENERGY SERVICES INC. .10 .06CSM DIVERSIFIED SERV 0.32 0.07INDUSTRIAL 4,800,657
CLEARWATER SEAFOODS INCORPORATED 7.83 3.94CLR SEAFOOD PROD/MFG .2000 .0500 12.03 6.90INDUSTRIAL 12,265,310
CNOOC LIMITED AMERICAN DEPOSITARY RECEIPTS 213.29 175.97CNU OIL/GAS EXPL & DEV 6.9163 182.74 138.61OIL 4,773
CO-OPERATORS GENERAL INSURANCE CO CL E PR 'C' 24.63 22.80CCS.PR.C INSURANCE 1.2500 .3125 24.65 22.91INDUSTRIAL 96,456
COGECO COMMUNICATIONS INC. SV 88.25 66.04CCA CABLE TELEVISION 1.7650 .4750 95.21 65.97INDUSTRIAL 6,179,386
COGECO INC. SV 91.26 65.05CGO BROADCASTING 1.4100 .3900 96.87 55.88INDUSTRIAL 1,564,097
COLABOR GROUP INC. .82 .53GCL FOOD PROD & DSTR 1.52 0.66INDUSTRIAL 7,252,334
COLLIERS INTERNATIONAL GROUP INC. SV 91.36 69.00CIGI REAL ESTATE SERVICES 80.09 46.29INDUSTRIAL 4,828,434
COLUMBUS GOLD CORP. J .90 .29CGT MINERAL EXPL & DEV 1.09 0.50MINING 8,115,280
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
COMMERCE SPLIT CORP. $5.00 CLASS I PR 5.20 5.08YCM.PR.A INVESTMENT COMPANY .3000 .1000 5.26 5.13INDUSTRIAL 83,785
COMMERCE SPLIT CORP. $5.00 CLASS II PR 5.17 5.02YCM.PR.B INVESTMENT COMPANY .3750 .1250 5.38 5.01INDUSTRIAL 208,953
COMMERCE SPLIT CORP. CAPITAL 2.30 1.70YCM INVESTMENT COMPANY 3.35 1.49INDUSTRIAL 32,342
COMPUTER MODELLING GROUP LTD. J 10.30 8.79CMG SOFTWARE DEV/MKT .4000 .1000 11.32 8.86INDUSTRIAL 7,847,053
CONA RESOURCES LTD. 2.54 1.78CONA CRUDE OIL/GAS EXPL 3.26 1.82OIL 13,203,297
CONCORDIA INTERNATIONAL CORP. J 1.10 .59CXR PHARM PRODUCT/DSTR 4.63 0.58INDUSTRIAL 8,910,759
CONDOR GOLD PLC J 1.75 .47COG GOLD EXPL & DEV 0.00 0.00MINING 460,249
CONDOR PETROLEUM INC. J .71 .54CPI OIL/GAS EXPL & DEV 2.02 0.52OIL 1,948,690
CONIFEX TIMBER INC. 6.99 5.40CFF LUMBER PROCESS/MKT 5.60 2.87INDUSTRIAL 1,912,217
CONSTELLATION SOFTWARE INC. 935.00 722.44CSU SOFTWARE DEV/MKT 4.0000 2.0000 791.00 575.22INDUSTRIAL 3,548,260
CONTINENTAL GOLD INC. J 4.13 3.26CNL MINERAL EXPL & DEV 5.75 2.62MINING 20,571,381
COPPER MOUNTAIN MINING CORPORATION J 1.62 1.09CMMC MINERAL EXPL & DEV 1.85 0.72MINING 41,939,166
CORBY SPIRIT AND WINE LIMITED 'B' NV 21.40 18.50CSW.B DISTILLERY .8500 .2200 21.49 19.81INDUSTRIAL 164,913
CORBY SPIRIT AND WINE LIMITED CL 'A' 23.24 19.01CSW.A DISTILLERY .8500 .2200 23.20 20.55INDUSTRIAL 661,074
CORO MINING CORP. J .16 .08COP MINERAL EXPL & DEV 0.20 0.09MINING 17,384,717
CORRIDOR RESOURCES INC. .83 .60CDH OIL/GAS EXPL & DEV 0.64 0.40OIL 4,572,627
CORUS ENTERTAINMENT INC. CL 'B' NV 11.85 5.56CJR.B BROADCASTING 1.1400 .3800 14.10 11.30INDUSTRIAL 73,916,279
CORVUS GOLD INC. J 2.72 1.40KOR MINERAL EXPL & DEV 1.77 0.55MINING 4,406,622
COTT CORPORATION 21.58 17.81BCB BEVERAGE PROD .2400 .0600 22.75 13.52INDUSTRIAL 11,992,640
COUNTERPATH CORPORATION J 9.02 3.21PATH SOFTWARE DEV/MKT/SERV 8.40 2.42INDUSTRIAL 478,230
CPI CARD GROUP INC. 5.27 2.98PMTS SOFTWARE DEV/MKT/SERV 33.50 3.73INDUSTRIAL 151,537
CRESCENT POINT ENERGY CORP. 11.81 8.25CPG OIL & GAS PRODUCER .3600 .1200 18.92 8.08OIL 324,986,592
CRESCITA THERAPEUTICS INC. J .90 .35CTX PHARMA PRODUCTION 1.54 0.50INDUSTRIAL 2,619,858
CREW ENERGY INC. 3.33 1.37CR OIL/GAS EXPL & DEV 7.67 3.03OIL 105,518,056
CRH MEDICAL CORPORATION J 4.25 3.09CRH MEDICAL PRODUCTS 12.35 1.86INDUSTRIAL 19,317,089
CRITICAL CONTROL ENERGY SERVICES CORP. J .26 .15CCZ INFORMATION TECH 0.25 0.12INDUSTRIAL 781,815
CRITICAL CONTROL ENGY SERVICES CORP J SR A PR 2.18 1.50CCZ.PR.A INFORMATION TECH .0775 .0400 1.62 1.25INDUSTRIAL 38,059
CROSSWINDS HOLDINGS INC. J 2.04 1.56CWI MERCHANT BANKING 3.00 0.94INDUSTRIAL 349,125
CROWN CAPITAL PARTNERS INC. J 10.55 9.07CRWN FINANCIAL SERVICES 11.90 9.27INDUSTRIAL 1,086,311
CU INC. CUMULATIVE PR SERIES '1' 23.20 21.49CIU.PR.A HOLDING COMPANY 1.1500 .2875 23.36 21.35INDUSTRIAL 96,237
CU INC. CUMULATIVE PR SERIES '4' 17.66 16.39CIU.PR.C HOLDING COMPANY .5613 .1400 16.56 13.65INDUSTRIAL 163,830
CURRENCY EXCHANGE INTERNATIONAL, CORP. J 30.25 22.50CXI CURRENCY EXCH/SERV 32.43 20.01INDUSTRIAL 477,725
CYMBRIA CORPORATION CL 'A' NV 58.00 51.52CYB INVESTMENT COMPANY 53.70 38.53INDUSTRIAL 374,804
D-BOX TECHNOLOGIES INC. CL 'A' J .32 .21DBO ENTERTAINMENT TECH 0.56 0.30INDUSTRIAL 10,931,924
DALRADIAN RESOURCES INC. J 1.35 .91DNA GOLD EXPL & DEV 1.78 1.10MINING 17,642,677
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
DATA COMMUNICATIONS MANAGEMENT CORP. 1.97 1.06DCM DIVERSIFIED SERV 3.33 0.94INDUSTRIAL 2,853,869
DATAWIND INC. J .20 .10DW INTERNET ACCESS 0.78 0.11INDUSTRIAL 1,590,938
DELPHI ENERGY CORP. 1.14 .80DEE OIL/GAS EXPL & DEV 1.79 1.01OIL 9,758,841
DELPHI ENERGY CORP. WT .66 .16DEE.WT OIL/GAS EXPL & DEV 0.90 0.33OIL 104,800
DENISON MINES CORP. .79 .54DML URANIUM EXPL & DEV 1.10 0.50MINING 41,113,414
DESCARTES SYSTEMS GROUP INC. (THE) 39.16 31.39DSG SOFTWARE DEV/MKT 39.91 27.78INDUSTRIAL 11,956,404
DESJARDINS 1-5YR LADDERED CDN CORP IDX ETF UN 19.45 19.23DCC INVESTMENT FUND .4200 .2500 20.11 19.49INDUSTRIAL 299,456
DESJARDINS 1-5YR LADDERED CDN GOVT IDX ETF UN 19.28 19.27DCG INVESTMENT FUND .4000 .2500 20.06 19.51INDUSTRIAL 11,979
DESJARDINS CANADIAN PREFERRED INDEX ETF UN 20.98 20.16DCP INVESTMENT FUND .5838 .3325 20.87 19.51INDUSTRIAL 54,216
DESJARDINS CANADIAN SHRT TERM BOND IDX ETF UN 19.50 19.44DCS INVESTMENT FUND .2963 .1850 20.08 19.63INDUSTRIAL 20,236
DESJARDINS CDA MULTIFTR-CONTROL VLTY ETF UN 21.09 19.70DFC INVESTMENT FUND .2600 .1900 21.37 19.69INDUSTRIAL 3,128,415
DESJARDINS CDN UNIVERSE BOND INDEX ETF UN 19.59 19.43DCU INVESTMENT FUND .3763 .2350 20.40 19.57INDUSTRIAL 4,969
DESJARDINS DEV EX-US EX-CA MLTFCTRLVOL ETF UN 21.69 20.13DFD INVESTMENT FUND .2200 .2200 21.14 19.18INDUSTRIAL 718,432
DESJARDINS EMRG MKT MLTFCTR-CNTRL VLTY ETF UN 20.76 19.46DFE INVESTMENT FUND .0038 20.10 19.75INDUSTRIAL 7,475,317
DESJARDINS USA MULTIFTR-CONTROL VLTY ETF UN 21.67 20.00DFU INVESTMENT FUND .1500 .1775 21.36 18.95INDUSTRIAL 872,956
DETOUR GOLD CORPORATION J 15.40 9.17DGC MINERAL EXPL & DEV 21.48 12.50MINING 83,058,896
DHX MEDIA LTD. 4.89 3.45DHX.B TELEVISION PROD/MKT .0775 .0200 7.33 3.75INDUSTRIAL 18,549,996
DHX MEDIA LTD. VARIABLE VOTING 4.87 3.46DHX.A TELEVISION PROD/MKT .0775 .0200 7.31 3.76INDUSTRIAL 1,088,239
DIFFERENCE CAPITAL FINANCIAL INC. J 3.95 2.51DCF INVESTMENT COMPANY 4.75 3.26INDUSTRIAL 255,507
DIRTT ENVIRONMENTAL SOLUTIONS LTD. J 6.10 4.39DRT RECYCLED PRODUCTS 7.51 4.94INDUSTRIAL 32,006,546
DIVERSIFIED ROYALTY CORP. 3.74 3.03DIV INVESTMENT COMPANY .2225 .0738 3.60 2.20INDUSTRIAL 14,300,019
DIVIDEND 15 SPLIT CORP. CL 'A' 11.00 9.57DFN INVESTMENT COMPANY 1.2000 .4000 11.36 10.57INDUSTRIAL 7,022,322
DIVIDEND 15 SPLIT CORP. II CLASS 'A' 9.00 5.15DF INVESTMENT COMPANY 1.2000 .2000 9.00 7.29INDUSTRIAL 8,773,657
DIVIDEND 15 SPLIT CORP. II PR 10.16 10.00DF.PR.A INVESTMENT COMPANY .5250 .1750 10.28 10.03INDUSTRIAL 573,350
DIVIDEND 15 SPLIT CORP. PR 10.34 10.07DFN.PR.A INVESTMENT COMPANY .5250 .1750 10.42 10.11INDUSTRIAL 5,291,201
DIVIDEND GROWTH SPLIT CORP. CL 'A' 8.27 6.27DGS INVESTMENT COMPANY 1.2000 .4000 8.40 7.51INDUSTRIAL 14,132,147
DIVIDEND GROWTH SPLIT CORP. PR 10.20 10.07DGS.PR.A INVESTMENT COMPANY .5250 .1313 10.36 10.00INDUSTRIAL 2,466,234
DIVIDEND SELECT 15 CORP. EQUITY 9.14 8.18DS INVESTMENT COMPANY .8675 .2925 9.22 8.22INDUSTRIAL 914,535
DOLLARAMA INC. 170.00 145.14DOL CONSUMER PROD .4300 .1100 166.62 96.81INDUSTRIAL 28,007,594
DOMTAR CORPORATION 64.81 52.55UFS PULP & PAPER 1.6600 .8500 64.35 46.97INDUSTRIAL 5,769,033
DOREL INDUSTRIES INC. CL 'A' MV 32.65 27.01DII.A FURNITURE MFG 1.2000 .3000 39.00 28.80INDUSTRIAL 10,753
DOREL INDUSTRIES INC. CL 'B' SV 33.10 26.90DII.B FURNITURE MFG 1.2000 .3000 39.31 28.31INDUSTRIAL 2,592,527
DREAM UNLIMITED CORP. 1ST PR SER '1' 7.42 7.25DRM.PR.A REAL ESTATE .5013 .1250 7.41 7.19INDUSTRIAL 453,052
DREAM UNLIMITED CORP. CL 'A' SV 9.71 6.85DRM REAL ESTATE 8.24 6.47INDUSTRIAL 5,744,981
DUNDEE CORPORATION 1ST PR SER '3' 12.62 11.24DC.PR.D MANAGEMENT CO 1.1525 .6113 14.20 11.18INDUSTRIAL 124,427
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
DUNDEE CORPORATION 1ST PR SER '5' 24.89 24.00DC.PR.E MANAGEMENT CO 1.8750 .9375 24.85 22.61INDUSTRIAL 160,152
DUNDEE CORPORATION 5-YR SER '2' PR 12.95 11.30DC.PR.B MANAGEMENT CO 1.4225 .7113 16.89 11.70INDUSTRIAL 244,694
DUNDEE CORPORATION CL 'A' SV 2.70 1.70DC.A MANAGEMENT CO 6.00 2.37INDUSTRIAL 4,143,990
DUNDEE CORPORATION WT .23 .08DC.WT MANAGEMENT CO 1.50 0.15INDUSTRIAL 69,805
DUNDEE PRECIOUS METALS INC. 3.38 2.59DPM INVESTMENT COMPANY 3.70 2.13INDUSTRIAL 15,163,841
DXI ENERGY INC. J .14 .06DXI OIL & GAS EXPL 0.17 0.05OIL 9,344,362
DYNACOR GOLD MINES INC. J 2.26 1.58DNG GOLD EXPL & DEV 2.75 1.50MINING 3,474,915
DYNAMIC ISHARES ACTIVE CANADIAN DIV ETF UN 22.42 20.90DXC INVESTMENT FUND .4000 .2000 22.27 19.67INDUSTRIAL 49,100
DYNAMIC ISHARES ACTIVE CROSSOVER BOND ETF UN 20.48 19.73DXO INVESTMENT FUND .5700 .4400 21.15 20.04INDUSTRIAL 48,648
DYNAMIC ISHARES ACTIVE GLOBAL DIVIDEND ETF UN 26.89 23.51DXG INVESTMENT FUND .0138 24.29 20.07INDUSTRIAL 817,077
DYNAMIC ISHARES ACTIVE GLOBAL FIN SERV ETF UN 23.90 21.02DXF INVESTMENT FUND .1000 22.15 20.53INDUSTRIAL 136,186
DYNAMIC ISHARES ACTIVE PREFERRED SHARE ETF UN 22.73 21.67DXP INVESTMENT FUND .6713 .3600 23.23 20.50INDUSTRIAL 1,704,413
DYNAMIC ISHARES ACTIVE TACTICAL BOND ETF UN 20.59 19.64DXB INVESTMENT FUND .0838 .2338 21.33 20.00INDUSTRIAL 825,780
DYNAMIC ISHARES ACTIVE U.S. DIVIDEND ETF UN 26.60 23.79DXU INVESTMENT FUND .0263 24.55 19.76INDUSTRIAL 150,990
DYNAMIC ISHARES ACTIVE U.S. MID-CAP ETF UN 23.24 21.38DXZ INVESTMENT FUND .0313 22.65 20.15INDUSTRIAL 14,747
DYNAMIC ISHR ACTV INVEST GRADE FLTG RT ETF UN 20.07 20.07DXV INVESTMENT FUND .0388 0.00 0.00INDUSTRIAL 215
E-L FINANCIAL CORP 4.75% 1ST PR SERIES '2' 22.94 22.14ELF.PR.G INSURANCE 1.1875 .5938 23.60 21.60INDUSTRIAL 105,783
E-L FINANCIAL CORP. 5.50% 1ST PR SERIES '3' 25.31 24.64ELF.PR.H INSURANCE 1.3750 .6875 25.59 24.55INDUSTRIAL 166,930
E-L FINANCIAL CORP. LTD. 825.65 783.75ELF INSURANCE 5.0000 2.5000 877.16 721.60INDUSTRIAL 51,412
E-L FINANCIAL CORP. LTD. 1ST PR SERIES '1' 25.24 24.10ELF.PR.F INSURANCE 1.3250 .6625 25.43 23.98INDUSTRIAL 68,473
EAGLE ENERGY INC. J .48 .32EGL OIL & GAS EXPL .0150 0.80 0.27OIL 5,322,784
EASTERN PLATINUM LIMITED J .50 .33ELR MINERAL EXPL & DEV 0.45 0.23MINING 1,628,307
EASTMAIN RESOURCES INC. J .36 .16ER MINING EXPL & DEV 0.64 0.28MINING 24,445,452
ECHELON FINANCIAL HOLDINGS INC. 13.01 11.64EFH HOLDING COMPANY 14.00 10.89INDUSTRIAL 509,323
ECLIPSE RESIDENTIAL MORTGAGE INVEST CORP. 10.20 9.49ERM INVESTMENT COMPANY .7413 .2500 10.79 9.70INDUSTRIAL 279,530
ECN CAPITAL CORP. 3.97 3.36ECN FINANCIAL SERVICES .0400 .0200 4.40 2.97INDUSTRIAL 110,364,044
ECN CAPITAL CORP. 6.25% 5-YR RESET SER 'C' PR 23.96 20.30ECN.PR.C FINANCIAL SERVICES .5475 .7813 24.75 22.79INDUSTRIAL 456,963
ECN CAPITAL CORP. 6.50% 5-YR RESET SER 'A' PR 25.34 22.54ECN.PR.A FINANCIAL SERVICES 1.3425 .8125 26.00 22.92INDUSTRIAL 209,427
ECOBALT SOLUTIONS INC. J 2.10 1.18ECS MINERAL EXPL & DEV 2.08 0.51MINING 61,283,147
ECOBALT SOLUTIONS INC. J WT .38 .11ECS.WT MINERAL EXPL & DEV 0.00 0.00MINING 4,437,979
ECONOMIC INVESTMENT TRUST LTD. 118.00 112.99EVT INVESTMENT TRUST 2.5400 1.1000 118.00 104.01INDUSTRIAL 20,248
ECOSYNTHETIX INC. J 2.40 1.55ECO CHEMICAL MFG 3.14 2.11INDUSTRIAL 2,814,240
ELDORADO GOLD CORPORATION 1.84 1.03ELD MINERAL EXPL & DEV .0200 5.13 1.39MINING 224,287,093
ELECTROVAYA INC. .62 .18EFL BATTERY TECHNOLOGY 3.05 0.60INDUSTRIAL 12,972,149
ELEMENT FLEET MANAGEMENT CORP. 9.76 3.21EFN FINANCIAL SERVICES .2500 .1500 14.42 6.20INDUSTRIAL 249,978,944
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ELEMENT FLEET MANAGEMENT CORP. 5.75% PR SER I 24.91 16.53EFN.PR.I FINANCIAL SERVICES .5825 .7188 25.05 23.31INDUSTRIAL 579,178
ELEMENT FLEET MANAGEMENT CORP. 6.4% PR SER E 24.88 17.13EFN.PR.E FINANCIAL SERVICES 1.6000 .4000 25.55 23.38INDUSTRIAL 819,286
ELEMENT FLEET MANAGEMENT CORP. 6.5% PR SER A 25.21 17.80EFN.PR.C FINANCIAL SERVICES 1.6250 .4063 25.60 23.50INDUSTRIAL 745,785
ELEMENT FLEET MANAGEMENT CORP. 6.50% PR SER G 25.17 17.84EFN.PR.G FINANCIAL SERVICES 1.6250 .4063 26.38 24.00INDUSTRIAL 1,121,433
ELEMENT FLEET MANAGEMENT CORP. 6.6% PR SER A 24.99 18.06EFN.PR.A FINANCIAL SERVICES 1.6500 .4125 25.75 23.71INDUSTRIAL 596,347
EMERA INCORPORATED 47.57 39.08EMA HOLDING COMPANY 2.1325 .5650 49.48 44.68INDUSTRIAL 59,443,723
EMERA INCORPORATED FLTG RT 1ST PR SERIES 'B' 19.77 18.25EMA.PR.B HOLDING COMPANY .6038 .1788 18.52 13.73INDUSTRIAL 79,315
EMERA INCORPORATED PR SERIES 'A' 19.87 18.40EMA.PR.A HOLDING COMPANY .6388 .1600 18.71 15.06INDUSTRIAL 166,516
EMERA INCORPORATED PR SERIES 'C' 24.80 23.35EMA.PR.C HOLDING COMPANY 1.0250 .2563 24.35 20.99INDUSTRIAL 999,886
EMERA INCORPORATED PR SERIES 'E' 21.95 21.03EMA.PR.E HOLDING COMPANY 1.1250 .2813 22.93 20.57INDUSTRIAL 120,506
EMERA INCORPORATED PR SERIES 'F' 24.91 23.32EMA.PR.F HOLDING COMPANY 1.0625 .2663 24.77 21.00INDUSTRIAL 822,719
EMPIRE COMPANY LTD. CL 'A' NV 26.15 22.35EMP.A HOLDING COMPANY .4150 .2100 26.34 15.40INDUSTRIAL 31,401,275
EMPIRE LIFE INSURANCE COMPANY (THE) SER 1 PR 26.91 25.96EML.PR.A INSURANCE 1.4375 .7188 27.10 26.19INDUSTRIAL 225,118
ENBRIDGE INC. 51.04 37.36ENB OIL PIPELINE 2.4125 .6713 58.28 43.91INDUSTRIAL 295,880,733
ENBRIDGE INC. 5.50% PR SER 'A' 25.31 24.00ENB.PR.A OIL PIPELINE 1.3750 .3438 25.72 24.94INDUSTRIAL 247,973
ENBRIDGE INC. PR SER '11' 21.97 19.70ENB.PF.C OIL PIPELINE 1.1000 .2750 22.13 18.67INDUSTRIAL 856,552
ENBRIDGE INC. PR SER '13' 21.98 19.83ENB.PF.E OIL PIPELINE 1.1000 .2750 22.12 18.82INDUSTRIAL 890,365
ENBRIDGE INC. PR SER '15' 22.30 19.88ENB.PF.G OIL PIPELINE 1.1000 .2750 22.33 19.00INDUSTRIAL 651,011
ENBRIDGE INC. PR SER '17' 25.95 24.70ENB.PF.I OIL PIPELINE 1.3113 .3225 26.65 25.36INDUSTRIAL 2,073,008
ENBRIDGE INC. PR SER '19' 25.57 22.02ENB.PF.K OIL PIPELINE .2688 25.03 24.51INDUSTRIAL 4,578,277
ENBRIDGE INC. PR SER '3' 20.94 18.66ENB.PR.Y OIL PIPELINE 1.0000 .2500 20.95 17.29INDUSTRIAL 1,433,022
ENBRIDGE INC. PR SER '7' 21.93 19.79ENB.PR.J OIL PIPELINE 1.1000 .2750 21.88 18.53INDUSTRIAL 599,542
ENBRIDGE INC. PR SER '9' 22.08 19.82ENB.PF.A OIL PIPELINE 1.1000 .2750 22.04 18.73INDUSTRIAL 676,102
ENBRIDGE INC. PR SER 'B' 19.40 17.56ENB.PR.B OIL PIPELINE .9263 .2138 19.33 17.18INDUSTRIAL 1,247,172
ENBRIDGE INC. PR SER 'C' 20.90 18.42ENB.PR.C OIL PIPELINE .3825 .2038 20.27 17.60INDUSTRIAL 86,321
ENBRIDGE INC. PR SER 'D' 20.97 18.90ENB.PR.D OIL PIPELINE 1.0000 .2500 20.79 17.10INDUSTRIAL 3,301,019
ENBRIDGE INC. PR SER 'F' 21.49 19.21ENB.PR.F OIL PIPELINE 1.0000 .2500 21.39 17.44INDUSTRIAL 3,011,461
ENBRIDGE INC. PR SER 'H' 19.83 17.67ENB.PR.H OIL PIPELINE 1.0000 .2500 19.79 16.03INDUSTRIAL 1,272,326
ENBRIDGE INC. PR SER 'N' 22.08 19.84ENB.PR.N OIL PIPELINE 1.0000 .2500 21.96 18.32INDUSTRIAL 2,017,564
ENBRIDGE INC. PR SER 'P' 21.40 18.90ENB.PR.P OIL PIPELINE 1.0000 .2500 21.30 17.65INDUSTRIAL 1,475,011
ENBRIDGE INC. PR SER 'R' 21.31 19.09ENB.PR.T OIL PIPELINE 1.0000 .2500 21.25 17.80INDUSTRIAL 966,676
ENBRIDGE INCOME FUND HOLDINGS INC. ORDINARY 30.27 26.36ENF INVESTMENT COMPANY 2.0375 .7363 36.31 27.93INDUSTRIAL 46,249,663
ENCANA CORPORATION 17.94 12.37ECA OIL/GAS EXPL & DEV .0600 .0150 18.13 10.54OIL 341,385,168
ENDEAVOUR MINING CORPORATION ORDINARY 26.86 21.02EDV MERCHANT BANKING 28.81 19.77INDUSTRIAL 23,448,575
ENDEAVOUR SILVER CORP. J 4.09 2.53EDR PRECIOUS MTL EXPL 6.44 2.50MINING 26,756,824
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ENERCARE INC. 20.58 16.45ECI WATER HEATERS .9513 .3238 21.94 17.38INDUSTRIAL 19,724,929
ENERFLEX LTD. 16.85 13.74EFX GAS EQUIP MFG/LSE .3400 .1900 20.57 14.38INDUSTRIAL 21,251,454
ENERGY FUELS INC. J 2.65 1.82EFR URANIUM EXPL & DEV 3.53 1.66MINING 8,445,405
ENERGY FUELS INC. WT J 1.09 .60EFR.WT URANIUM EXPL & DEV 1.60 0.55MINING 244,960
ENERGY LEADERS PLUS INCOME ETF CL 'A' UN 5.77 4.78HPF INVESTMENT FUND .7000 .1488 6.28 4.87INDUSTRIAL 1,972,597
ENERGY LEADERS PLUS INCOME ETF CL 'U' UN 6.02 5.28HPF.U INVESTMENT FUND .7000 .1488 6.48 5.17INDUSTRIAL 301,337
ENERPLUS CORPORATION 16.01 12.18ERF OIL/GAS EXPL & DEV .1200 .0400 13.35 8.97OIL 98,633,504
ENGHOUSE SYSTEMS LIMITED 69.17 59.77ENGH SOFTWARE DEV/MKT 64.39 49.31INDUSTRIAL 2,082,490
ENSIGN ENERGY SERVICES INC. 7.83 5.56ESI OIL/GAS WELLS SERV .4800 .2400 9.81 5.95INDUSTRIAL 28,444,852
ENTERPRISE GROUP, INC. .62 .32E OIL FIELD SERVICE 0.37 0.26INDUSTRIAL 5,017,901
ENTREC CORPORATION .21 .17ENT TRANS SUPPLIES/SERV 0.29 0.15INDUSTRIAL 2,838,888
ENTREE RESOURCES LTD. J .85 .45ETG MINERAL EXPL & DEV 0.94 0.40MINING 5,663,173
EPSILON ENERGY LTD. J 2.99 2.20EPS OIL/GAS EXPL & DEV 3.76 2.71OIL 663,536
EQUITABLE GROUP INC. 72.98 52.01EQB MORTGAGE INV CO .9200 .5100 74.66 36.15INDUSTRIAL 2,521,505
EQUITABLE GROUP INC. PR SERIES 3 25.90 24.95EQB.PR.C MORTGAGE INV CO 1.5875 .3975 25.50 20.26INDUSTRIAL 100,563
EQUIUM GLOBAL TACTICAL ALLOC FUND ETF SER UN 20.81 19.78ETAC INVESTMENT FUND 20.45 19.72INDUSTRIAL 48,658
ERDENE RESOURCE DEVELOPMENT CORPORATION J .60 .37ERD MINERAL EXPL & DEV 1.40 0.47MINING 15,694,538
ERO COPPER CORP. J 9.07 6.87ERO MINING EXPL & DEV 7.60 4.70MINING 3,768,057
ESPIAL GROUP INC. J 2.15 1.71ESP SOFTWARE DEV/MKT 2.73 1.60INDUSTRIAL 3,269,946
ESSENTIAL ENERGY SERVICES LTD. .82 .50ESN ENERGY SERVICES 0.86 0.50OIL 8,534,556
ETRION CORPORATION J .30 .22ETX SOLAR ENERGY TECH 0.37 0.21INDUSTRIAL 475,597
EURO SUN MINING INC. J 1.82 1.02ESM MINERAL EXPL & DEV 2.02 0.65MINING 6,498,130
EUROMAX RESOURCES LTD. J .31 .19EOX MINERAL EXPL & DEV 0.69 0.25MINING 410,743
EUROPEAN FOCUSED DIVIDEND FUND TR UNIT 10.00 9.22EF.UN INVESTMENT FUND .0500 10.04 9.65INDUSTRIAL 630,990
EVERTZ TECHNOLOGIES LIMITED 18.46 16.49ET AUDIO EQUIP MFG/MKT .7200 .1800 19.73 16.00INDUSTRIAL 1,581,908
EVOLVE ACTIVE CDN PREFERRED SHR ETF UNHEGD UN 21.38 20.57DIVS INVESTMENT FUND 20.85 20.14INDUSTRIAL 843,755
EVOLVE ACTIVE SHORT DURATION BOND ETF HEGD UN 19.56 19.56TIME INVESTMENT FUND 19.98 19.65INDUSTRIAL 176
EVOLVE ACTIVE SHORT DURATN BOND ETF UNHEGD UN 20.11 20.11TIME.B INVESTMENT FUND 20.09 19.83INDUSTRIAL 100
EVOLVE ACTIVE US CORE EQUITY ETF HEDGED UN 22.79 20.82CAPS INVESTMENT FUND 20.96 19.86INDUSTRIAL 36,764
EVOLVE ACTIVE US CORE EQUITY ETF UNHEDGED UN 22.71 22.15CAPS.B INVESTMENT FUND 21.17 19.98INDUSTRIAL 1,300
EVOLVE AUTOMOBILE INNOVATION IDX ETF UNHEG UN 23.27 20.47CARS.B INVESTMENT FUND 23.10 20.68INDUSTRIAL 277,550
EVOLVE AUTOMOBILE INNOVATION INDEX ETF HEG UN 22.27 19.63CARS INVESTMENT FUND 22.51 20.40INDUSTRIAL 217,937
EVOLVE BLOCKCHAIN ETF UN 20.24 15.80LINK INVESTMENT FUND 0.00 0.00INDUSTRIAL 30,597
EVOLVE CYBER SECURITY INDEX ETF HEDGED UN 24.58 20.87CYBR INVESTMENT FUND 21.30 19.99INDUSTRIAL 63,411
EVOLVE CYBER SECURITY INDEX ETF UN-HEDGED UN 25.73 22.00CYBR.B INVESTMENT FUND 21.90 20.22INDUSTRIAL 24,614
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
EVOLVE GLB HEALTHCARE ENHANCED YLD ETF UN-HEG 19.49 18.19LIFE.B INVESTMENT FUND 19.64 19.11INDUSTRIAL 38,528
EVOLVE GLBL HEALTHCARE ENHANCED YLD ETF HG UN 20.38 18.37LIFE INVESTMENT FUND 19.34 19.34INDUSTRIAL 66,947
EVOLVE MARIJUANA ETF CDN UN 21.39 14.40SEED INVESTMENT FUND 0.00 0.00INDUSTRIAL 335,092
EVOLVE NORTH AMERICAN GENDR DIVERS IDX UN-HEG 22.37 21.35HERS.B INVESTMENT FUND 21.68 20.31INDUSTRIAL 3,700
EVOLVE NORTH AMERICAN GENDR DIVERSITY IDX HEG 22.53 20.18HERS INVESTMENT FUND 21.48 20.04INDUSTRIAL 42,828
EVOLVE US BANKS ENHANCED YIELD ETF HEDGED UN 22.85 20.89CALL INVESTMENT FUND 21.40 19.61INDUSTRIAL 138,839
EVOLVE US BANKS ENHANCED YIELD ETF UNHEDGD UN 23.12 21.15CALL.B INVESTMENT FUND 21.36 19.88INDUSTRIAL 3,918
EXACTEARTH LTD. J 1.10 .98XCT MARINE TECH 2.43 0.97INDUSTRIAL 575,734
EXCEL GLOBAL BALANCED ASSET ALLOCA ETF E UN 24.50 24.21EXGB INVESTMENT FUND 25.27 23.86INDUSTRIAL 8,850
EXCEL GLOBAL GROWTH ASSET ALLOCA ETF CL E UN 24.68 24.39EXGG INVESTMENT FUND 25.26 24.04INDUSTRIAL 7,516
EXCELLON RESOURCES INC. J 2.15 1.37EXN MINING EXPL & DEV 2.30 1.22MINING 12,318,724
EXCELLON RESOURCES INC. J WT A .26 .07EXN.WT.A MINING EXPL & DEV 0.29 0.14MINING 82,200
EXCELLON RESOURCES INC. WT J .50 .10EXN.WT MINING EXPL & DEV 0.75 0.28MINING 502,649
EXCELSIOR MINING CORP. J 1.50 1.05MIN COPPER EXPL & DEV 1.48 0.66MINING 9,798,944
EXCHANGE INCOME CORP. 7-YR 5.25% DEB 104.01 99.49EIF.DB.H INVESTMENT COMPANY 107.77 95.00INDUSTRIAL 26,660
EXCHANGE INCOME CORPORATION 35.59 29.65EIF INVESTMENT COMPANY 2.1000 .7075 42.63 25.80INDUSTRIAL 6,571,140
EXCO TECHNOLOGIES LTD. 10.48 8.92XTC TOOL & METALWORK .3200 .0850 12.79 8.80INDUSTRIAL 4,578,769
EXEMPLAR INVESTMENT GRADE FUND SERIES ETF UN 20.13 20.01CORP INVESTMENT FUND 20.03 20.01INDUSTRIAL 36,063
EXFO INC. SV 5.87 4.70EXF TELECOMMUN INSTRMT 8.23 4.63INDUSTRIAL 1,749,347
EXTENDICARE INC. 9.15 8.12EXE HEALTHCARE FACILITY .4800 .1600 10.75 8.73INDUSTRIAL 14,255,043
FAIRCOURT GOLD INCOME CORP. CLASS 'A' 3.58 2.97FGX INVESTMENT COMPANY .2875 .0963 4.38 3.25INDUSTRIAL 361,300
FAIRCOURT SPLIT TRUST 6% PR SECURITIES 10.25 10.02FCS.PR.C INVESTMENT TRUST .6000 .1500 10.70 10.01INDUSTRIAL 126,703
FAIRFAX FINANCIAL HOLDINGS LTD 5YR SER 'K' PR 24.46 23.25FFH.PR.K HOLDING COMPANY 1.1888 .2925 24.38 21.45INDUSTRIAL 835,790
FAIRFAX FINANCIAL HOLDINGS LTD FLTG SR 'H' PR 21.41 19.80FFH.PR.H HOLDING COMPANY .7788 .2113 20.40 15.80INDUSTRIAL 87,368
FAIRFAX FINANCIAL HOLDINGS LTD. SER 'C' PR 24.55 23.21FFH.PR.C HOLDING COMPANY 1.1450 .2863 24.19 20.19INDUSTRIAL 359,496
FAIRFAX FINANCIAL HOLDINGS LTD. SER 'D' PR 24.30 23.20FFH.PR.D HOLDING COMPANY .9263 .2475 23.76 18.83INDUSTRIAL 205,934
FAIRFAX FINANCIAL HOLDINGS LTD. SER 'E' PR 19.60 18.22FFH.PR.E HOLDING COMPANY .7275 .1825 18.76 14.69INDUSTRIAL 114,381
FAIRFAX FINANCIAL HOLDINGS LTD. SER 'G' PR 21.26 19.78FFH.PR.G HOLDING COMPANY .8300 .2075 20.53 16.47INDUSTRIAL 468,035
FAIRFAX FINANCIAL HOLDINGS LTD. SER 'I' PR 22.34 20.78FFH.PR.I HOLDING COMPANY .9275 .2313 22.20 18.49INDUSTRIAL 354,191
FAIRFAX FINANCIAL HOLDINGS LTD. SER 'J' PR 22.79 20.35FFH.PR.J HOLDING COMPANY .8513 .2300 21.65 16.74INDUSTRIAL 117,160
FAIRFAX FINANCIAL HOLDINGS LTD. SER 'M' PR 25.25 24.70FFH.PR.M HOLDING COMPANY 1.1875 .2975 25.12 23.29INDUSTRIAL 529,631
FAIRFAX FINANCIAL HOLDINGS LTD. SV 724.50 614.59FFH HOLDING COMPANY 10.0000 10.0000 708.99 547.95INDUSTRIAL 3,817,551
FAIRFAX FINANCIAL HOLDNGS LTD FLTG SER 'F' PR 19.68 18.00FFH.PR.F HOLDING COMPANY .6800 .1875 18.32 13.85INDUSTRIAL 234,004
FENNEC PHARMACEUTICALS INC. J 18.86 10.03FRX BIOTECHNOLOGY 16.23 2.42INDUSTRIAL 229,150
FIERA CAPITAL CORPORATION CLASS 'A' SV 13.37 10.50FSZ INVESTMENT COMPANY .7000 15.20 12.43INDUSTRIAL 8,880,649
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
FINANCIAL 15 SPLIT CORP. CL 'A' 10.61 9.91FTN INVESTMENT COMPANY 1.5088 .5025 10.89 9.66INDUSTRIAL 8,374,056
FINANCIAL 15 SPLIT CORP. PR 10.16 10.00FTN.PR.A INVESTMENT COMPANY .5250 .1838 10.26 9.99INDUSTRIAL 3,009,171
FINNING INTERNATIONAL INC. 36.48 29.77FTT HEAVY EQUIPMENT .7450 .1900 32.93 23.76INDUSTRIAL 34,052,211
FIRAN TECHNOLOGY GROUP CORPORATION 3.88 2.04FTG CIRCUIT BOARDS MFG 4.84 2.80INDUSTRIAL 1,823,458
FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION 13.30 12.35FC MORTGAGE & LOAN .9663 .3825 14.47 12.14INDUSTRIAL 2,562,000
FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN 9.86 9.05FDV INVESTMENT FUND .3750 .1563 9.82 9.32INDUSTRIAL 49,392
FIRST ASSET ACTIVE CREDIT ETF CAD$ UNITS 9.98 9.67FAO INVESTMENT FUND .5588 .2250 10.22 9.65INDUSTRIAL 258,876
FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN 10.61 9.72FAI INVESTMENT FUND .4100 .1725 10.94 10.08INDUSTRIAL 309,742
FIRST ASSET CAMBRIDGE CORE US EQTY ETF UN 24.92 23.26FCY INVESTMENT FUND .3700 .3600 24.25 21.70INDUSTRIAL 32,651
FIRST ASSET CAMBRIDGE CORE US EQTY ETF UNHEGD 23.74 22.42FCY.B INVESTMENT FUND .3575 .3538 23.99 21.36INDUSTRIAL 10,817
FIRST ASSET CAMBRIDGE GLBL DIV ETF UN-HEGD UN 21.35 20.33FCW.B INVESTMENT FUND .3300 21.15 20.07INDUSTRIAL 60,120
FIRST ASSET CAMBRIDGE GLBL DIVIDEND ETF HEDGD 20.83 20.01FCW INVESTMENT FUND .3050 20.37 19.83INDUSTRIAL 9,933
FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN 15.59 13.00MXF INVESTMENT FUND 1.2300 .4250 17.33 13.15INDUSTRIAL 244,558
FIRST ASSET CANADIAN REIT ETF UNITS 16.24 15.26RIT INVESTMENT FUND .8100 .3375 16.24 15.05INDUSTRIAL 919,929
FIRST ASSET CANBANC INCOME CLASS ETF 12.67 11.45CIC INVESTMENT FUND .7013 .3500 12.55 11.17INDUSTRIAL 924,283
FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN 24.17 22.20FBE INVESTMENT FUND .3425 .1800 23.90 21.16INDUSTRIAL 96,749
FIRST ASSET CDN CONVERTIBLE BOND ETF UN 10.11 9.46CXF INVESTMENT FUND .4800 .2000 10.19 9.63INDUSTRIAL 185,949
FIRST ASSET CDN DIV LOW VOLATILITY IDX ETF UN 20.51 19.57FDL INVESTMENT FUND .7313 .3813 20.75 19.82INDUSTRIAL 19,941
FIRST ASSET CORE CANADIAN EQTY INCM CLASS ETF 21.30 19.98CSY INVESTMENT FUND 1.0313 .5238 21.40 20.00INDUSTRIAL 25,829
FIRST ASSET CORE CANADIAN EQUITY ETF UN 21.83 20.22CED INVESTMENT FUND .5063 .2175 21.73 20.04INDUSTRIAL 65,536
FIRST ASSET CORE U.S. EQUITY ETF C$ UNHEG UN 26.96 24.33CES.B INVESTMENT FUND .2613 .1300 26.51 22.95INDUSTRIAL 42,044
FIRST ASSET CORE U.S. EQUITY ETF C$ UNITS 25.17 23.08CES INVESTMENT FUND .2388 .1188 24.21 21.46INDUSTRIAL 34,746
FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN 8.80 7.50NXF INVESTMENT FUND .5725 .2325 8.59 6.94INDUSTRIAL 862,982
FIRST ASSET ENGY GIANTS COVD CAL ETF UNHEG UN 9.44 8.26NXF.B INVESTMENT FUND .5838 .2350 9.39 7.31INDUSTRIAL 250,269
FIRST ASSET ENHANCED SHORT DURATN BOND ETF UN 9.96 9.88FSB INVESTMENT FUND .0900 .1100 10.11 9.91INDUSTRIAL 3,209,745
FIRST ASSET EUROPEAN BANK ETF UN 10.02 9.07FHB INVESTMENT FUND .1688 .0913 9.71 7.42INDUSTRIAL 352,466
FIRST ASSET INVESTMENT GRADE BOND ETF UN 11.03 10.77FIG INVESTMENT FUND .4800 .1675 11.37 10.93INDUSTRIAL 2,706,130
FIRST ASSET LONG DURATION FIXED INCOME ETF UN 19.14 18.71FLB INVESTMENT FUND .5063 .2213 19.98 18.76INDUSTRIAL 21,238
FIRST ASSET MORNINGSTAR US VALUE INDEX ETF UN 14.36 12.14XXM INVESTMENT FUND .0800 .0763 14.07 12.15INDUSTRIAL 381,508
FIRST ASSET MORNSTR US MOMENTM IDX ETF UN 15.30 13.58YXM INVESTMENT FUND .0213 .0338 14.28 11.70INDUSTRIAL 187,495
FIRST ASSET MORNSTR US MOMENTM IDX ETF UNHEGD 19.86 17.74YXM.B INVESTMENT FUND .0188 .0375 18.44 15.16INDUSTRIAL 109,236
FIRST ASSET MRNSTR US VALUE IDX ETF UNHGD UN 17.85 15.59XXM.B INVESTMENT FUND .1025 .0975 18.55 14.85INDUSTRIAL 400,046
FIRST ASSET MSCI CDA LOW RISK WEIGHTED ETF UN 12.18 11.17RWC INVESTMENT FUND .2975 .1513 12.23 11.41INDUSTRIAL 42,795
FIRST ASSET MSCI CDA QUALITY INDEX CLASS ETF 23.90 22.72FQC INVESTMENT COMPANY .3575 .1900 23.66 21.28INDUSTRIAL 49,263
FIRST ASSET MSCI INT'L LOW RSK WEIGHTD ETF UN 20.86 19.55RWX INVESTMENT FUND .2125 20.86 19.78INDUSTRIAL 116,915
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
FIRST ASSET MSCI INTL LOW RSK WGHT ETF UNHEGD 21.42 19.96RWX.B INVESTMENT FUND .2200 21.13 19.56INDUSTRIAL 300,900
FIRST ASSET MSCI WORLD LOW RISK WGHTD ETF UN 28.95 26.86RWW INVESTMENT FUND .5100 .2538 28.95 25.47INDUSTRIAL 216,109
FIRST ASSET MSCI WRLD LOW RSK WGHT ETF UNHEGD 30.93 28.61RWW.B INVESTMENT FUND .5563 .2700 31.27 27.86INDUSTRIAL 102,400
FIRST ASSET PREFERRED SHARE ETF TRANS UN 23.10 22.22FPR INVESTMENT FUND .9225 .3838 23.03 21.40INDUSTRIAL 157,533
FIRST ASSET TECH GIANTS COVERD CALL ETF UNHEG 19.37 16.00TXF.B INVESTMENT FUND .5738 17.76 15.16INDUSTRIAL 97,066
FIRST ASSET TECH GIANTS COVERED CALL ETF UN 18.49 15.35TXF INVESTMENT FUND .7650 .4988 17.41 13.03INDUSTRIAL 3,490,459
FIRST ASSET U.S. & CDA LIFECO INCOME ETF UN 13.99 12.10FLI INVESTMENT FUND .7000 .3325 13.85 11.86INDUSTRIAL 2,692,866
FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN 28.37 25.30FBU INVESTMENT FUND .2400 .1213 26.44 21.79INDUSTRIAL 347,818
FIRST ASSET U.S. TRENDLEADERS INDEX ETF UN 24.69 21.97SID INVESTMENT FUND 22.62 19.29INDUSTRIAL 661,889
FIRST ASSET US EQTY MULTI-FACTOR INDX ETF UN 25.02 22.89FUM INVESTMENT FUND .1650 .1150 24.70 20.96INDUSTRIAL 112,032
FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN 25.09 22.20FUT INVESTMENT FUND .2363 .1125 23.75 20.80INDUSTRIAL 285,449
FIRST ASST MSCI EUROPE LOW RISK WGHTD ETF UN 26.78 24.77RWE INVESTMENT FUND .4938 .2600 26.87 23.35INDUSTRIAL 340,635
FIRST ASST MSCI EUROPE LOW RSK WGHTD UNHEG UN 27.26 25.59RWE.B INVESTMENT FUND .4875 .2650 27.76 22.72INDUSTRIAL 304,781
FIRST ASST MSCI USA LOW RISK COMMON UNITS 15.47 14.35RWU INVESTMENT FUND .1863 .0938 15.31 13.37INDUSTRIAL 120,832
FIRST ASST MSCI USA LOW RISK UNHEDGED COMM UN 18.27 16.63RWU.B INVESTMENT FUND .2238 .1100 18.27 15.96INDUSTRIAL 113,973
FIRST CAPITAL REALTY INC. 21.38 19.08FCR REAL ESTATE .8600 .4300 21.40 19.40INDUSTRIAL 29,718,121
FIRST MAJESTIC SILVER CORP. J 9.31 6.24FR SILVER MINING & EXPL 14.36 7.51MINING 68,522,419
FIRST MINING GOLD CORP. J .63 .41FF MINING FINANCE 0.75 0.50MINING 49,328,924
FIRST NATIONAL FINANCIAL CORP CL A PR SER '1' 15.49 13.50FN.PR.A MORTGAGE INV CO .6975 .3488 15.71 13.23INDUSTRIAL 149,187
FIRST NATIONAL FINANCIAL CORP CL A PR SER '2' 15.01 13.43FN.PR.B MORTGAGE INV CO .6450 .3588 14.95 12.50INDUSTRIAL 81,550
FIRST NATIONAL FINANCIAL CORPORATION 29.03 25.34FN MORTGAGE INV CO 3.0625 .6163 30.02 22.18INDUSTRIAL 1,635,181
FIRST QUANTUM MINERALS LTD. J 22.00 16.32FM MINERAL EXPL & DEV .0100 17.99 9.69MINING 255,289,179
FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)AD 17.52 17.18FDE.A INVESTMENT FUND .3400 .1063 16.24 16.09INDUSTRIAL 8,100
FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)UN 18.28 16.50FDE INVESTMENT FUND .5200 .1700 17.10 14.52INDUSTRIAL 57,757
FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG) UN 24.28 21.64EUR INVESTMENT FUND .7425 .2300 23.87 21.00INDUSTRIAL 71,933
FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG)ADV 24.01 24.01EUR.A INVESTMENT FUND .4875 .1438 23.45 21.99INDUSTRIAL 4,001
FIRST TR ALPHADEX US FINANCL SCTR INDX ETF UN 30.16 27.00FHF INVESTMENT FUND .2863 .1113 28.95 24.33INDUSTRIAL 40,822
FIRST TR GLBL RSK MANAGED INCM IDX ETF ADV UN 18.93 18.93ETP.A INVESTMENT FUND .6325 .2150 19.70 19.38INDUSTRIAL 614
FIRST TR GLOBAL RISK MANAGED INCM INDX ETF UN 19.47 18.70ETP INVESTMENT FUND .7850 .2600 19.76 19.23INDUSTRIAL 104,652
FIRST TR INDX INNOVATIVE TRANS&PROCESS ETF UN 19.00 18.52BLCK INVESTMENT FUND 0.00 0.00INDUSTRIAL 5,756
FIRST TR SH DURATN HI YLD BND ETF(CA-HG)ADVSR 19.53 19.13FSD.A INVESTMENT FUND .7688 .2638 19.75 19.23INDUSTRIAL 13,650
FIRST TR SHORT DUR HIGH YLD BND ETF(CA-HEG)UN 21.67 21.13FSD INVESTMENT FUND 1.0275 .3450 22.36 21.39INDUSTRIAL 9,503
FIRST TRUST CANADIAN CAPITAL STRENGHT ETF ADV 28.66 26.80FST.A INVESTMENT FUND .0650 .0450 28.18 24.75INDUSTRIAL 55,224
FIRST TRUST CANADIAN CAPITAL STRENGHT ETF UN 34.13 31.86FST INVESTMENT FUND .1650 .1150 33.50 29.33INDUSTRIAL 182,660
FIRST TRUST SENIOR LOAN ETF (CAD-HEDGED) UN 19.40 19.22FSL INVESTMENT FUND .7825 .2475 20.02 19.18INDUSTRIAL 196,261
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
FIRST TRUST SENIOR LOAN ETF(CAD-HEDGED)ADV UN FSL.A INVESTMENT FUND .6263 .2025 19.72 19.30INDUSTRIAL 99
FIRST TRUST TACTICAL BOND INDEX ETF UN 19.47 18.94FTB INVESTMENT FUND .7850 .2400 19.84 19.37INDUSTRIAL 72,626
FIRSTSERVICE CORPORATION SV 94.64 78.15FSV PROPERTY SERVICES .4775 .2575 94.73 63.00INDUSTRIAL 4,181,851
FISSION URANIUM CORP. J .89 .60FCU URANIUM EXPL & DEV 0.92 0.53MINING 32,308,249
FORACO INTERNATIONAL SA .42 .34FAR DRILLING SERVICES 0.46 0.32INDUSTRIAL 446,305
FORSYS METALS CORP. J .18 .09FSY METAL EXPL & PROD 0.28 0.11MINING 6,120,823
FORTIS INC. 46.00 39.38FTS MANAGEMENT CO 1.6250 .4250 48.73 40.59INDUSTRIAL 92,289,350
FORTIS INC. 1ST PR SERIES 'F' 24.56 22.88FTS.PR.F MANAGEMENT CO 1.2250 .3063 24.90 22.81INDUSTRIAL 245,518
FORTIS INC. 1ST PR SERIES 'J' 23.48 22.10FTS.PR.J MANAGEMENT CO 1.1875 .2975 24.50 22.11INDUSTRIAL 298,958
FORTIS INC. 1ST PR SERIES 'K' 23.00 21.28FTS.PR.K MANAGEMENT CO 1.0000 .2500 21.82 18.20INDUSTRIAL 525,292
FORTIS INC. 1ST PR SERIES 'M' 24.45 23.26FTS.PR.M MANAGEMENT CO 1.0250 .2563 23.95 20.19INDUSTRIAL 1,473,994
FORTIS INC. 5-YR RESET 1ST PR SERIES 'G' 23.49 21.35FTS.PR.G MANAGEMENT CO .9713 .2425 22.00 18.51INDUSTRIAL 1,320,231
FORTIS INC. 5-YR RESET 1ST PR SERIES 'H' 19.27 17.46FTS.PR.H MANAGEMENT CO .6250 .1563 18.17 14.11INDUSTRIAL 672,909
FORTIS INC. FLOATING RATE 1ST PR SERIES 'I' 19.41 17.10FTS.PR.I MANAGEMENT CO .5000 .1463 17.19 12.74INDUSTRIAL 234,716
FORTRESS GLOBAL ENTERPRISES INC. CLASS 'A' 4.12 2.95FGE PAPER PRODUCTS 0.00 0.00INDUSTRIAL 330,270
FORTUNA SILVER MINES INC. 7.63 5.29FVI SILVER MINING & EXPL 9.18 5.13MINING 32,571,615
FORTUNE MINERALS LIMITED J .38 .22FT MINERAL EXPL & DEV 0.34 0.12MINING 67,403,405
FRANCO-NEVADA CORPORATION 101.48 85.21FNV INVESTMENT COMPANY .9100 .2300 110.18 79.71MINING 39,956,925
FRANKLIN LIB QT EMERGING MARKETS IDX ETF UN 20.83 19.25FLEM INVESTMENT FUND 0.00 0.00INDUSTRIAL 87,635
FRANKLIN LIBERTY CDN INV GRD CORPORATE ETF UN 19.58 19.17FLCI INVESTMENT FUND 19.85 19.34INDUSTRIAL 68,168
FRANKLIN LIBERTY CORE BALANCED ETF UN 19.59 19.21FLBA INVESTMENT FUND 0.00 0.00INDUSTRIAL 327
FRANKLIN LIBERTY RISK MANAGED CDN EQTY ETF UN 21.00 19.63FLRM INVESTMENT FUND 21.35 19.65INDUSTRIAL 168,703
FRANKLIN LIBERTYQT GLOBAL DIVIDEND IDX ETF UN 20.36 18.75FLGD INVESTMENT FUND 0.00 0.00INDUSTRIAL 440,135
FRANKLIN LIBERTYQT INTERNATL EQTY INDX ETF UN 20.24 18.75FLDM INVESTMENT FUND 20.30 18.72INDUSTRIAL 154,201
FRANKLIN LIBERTYQT U.S. EQUITY INDEX ETF UN 22.67 20.74FLUS INVESTMENT FUND 22.07 18.75INDUSTRIAL 316,494
FREEGOLD VENTURES LIMITED J .12 .08FVL MINERAL EXPL & DEV 0.19 0.08MINING 3,588,008
FREEHOLD ROYALTIES LTD. 14.85 11.71FRU INVESTMENT COMPANY .5700 .2025 16.41 11.96OIL 20,882,017
FRESHII INC. CLASS 'A' SV 8.00 6.13FRII RESTAURANTS 15.09 5.28INDUSTRIAL 3,812,899
FRONTERA ENERGY CORPORATION 46.93 33.16FEC OIL/GAS EXPL & DEV 43.66 31.00OIL 1,654,408
GAMEHOST INC. 10.96 9.82GH REAL EST/GAMING OPERS .6900 .2300 12.09 8.94INDUSTRIAL 856,570
GAZIT-GLOBE LTD. ORDINARY 13.65 12.00GZT PROP ACQUIS & DEV .3813 .2625 14.70 11.02INDUSTRIAL 37,874
GDI INTEGRATED FACILITY SERVICES INC. SV J 17.50 15.06GDI JANITORIAL SERVICES 18.60 14.85INDUSTRIAL 541,084
GEAR ENERGY LTD. 1.00 .67GXE OIL/GAS EXPL & DEV 1.25 0.60OIL 27,184,764
GENDIS INC. 5.27 5.19GDS CLOTHING RETAIL .1000 .0250 5.24 2.57INDUSTRIAL 426,259
GENENEWS LIMITED J .24 .09GEN MEDICAL RSCH & TECH 0.53 0.08INDUSTRIAL 35,618,202
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
GENERAL MOLY, INC. .58 .41GMO MINERAL EXPL & DEV 0.95 0.35MINING 94,077
GENESIS LAND DEVELOPMENT CORP. 3.85 3.40GDC REAL ESTATE .2100 .2500 3.95 2.78INDUSTRIAL 304,267
GENWORTH MI CANADA INC. 43.95 38.00MIC MORTGAGE INSURANCE 1.7900 .4700 44.49 30.38INDUSTRIAL 17,393,430
GEODRILL LIMITED ORDINARY 2.23 1.77GEO DRILLING SERVICES 2.82 1.71INDUSTRIAL 3,359,868
GIBSON ENERGY INC. 19.38 15.68GEI NAT GAS DSTR 1.3200 .6600 20.31 15.92INDUSTRIAL 26,135,267
GILDAN ACTIVEWEAR INC. 42.18 36.27GIL SPORTSWR MFG/DSTR .3738 .1125 42.18 30.97INDUSTRIAL 47,736,048
GLACIER MEDIA INC. J .84 .60GVC PUBLISHERS 0.85 0.50INDUSTRIAL 840,856
GLG LIFE TECH CORPORATION J 1.35 .75GLG FOOD PROD & DSTR 1.60 0.24INDUSTRIAL 437,067
GLOBAL ALPHA WORLDWIDE GROWTH FUND UNITS 11.60 10.79GAF.UN INVESTMENT FUND .2500 .6450 11.60 9.84INDUSTRIAL 196,132
GLOBAL CHAMPIONS SPLIT CORP. CL A PR SER '1' 25.35 25.06GCS.PR.A INVESTMENT COMPANY 1.0000 .5000 25.62 24.96INDUSTRIAL 40,303
GLOBAL HEALTHCARE INCOME & GROWTH ETF UN 9.50 8.17HIG INVESTMENT FUND .2000 0.00 0.00INDUSTRIAL 460,165
GLOBAL INNOVATION DIVIDEND FUND TR UNITS 10.00 9.75BL.UN INVESTMENT TRUST 0.00 0.00INDUSTRIAL 345,488
GLOBAL REAL ESTATE DIVIDEND GROWERS CORP EQTY 8.42 7.76GRL INVESTMENT COMPANY .6000 .2000 8.63 7.37INDUSTRIAL 598,267
GLOBAL REIT LEADERS INCOME ETF UN 10.05 9.15HGR INVESTMENT FUND .2288 .1838 10.26 9.77INDUSTRIAL 115,119
GLOBAL RES CHAMPIONS SPLIT CORP SER 1 CL A PR 26.19 25.50GRP.PR.A INVESTMENT COMPANY 1.5625 .7813 26.72 25.15INDUSTRIAL 52,843
GLOBAL WATER RESOURCES, INC. 12.00 10.72GWR RECYCLE WATER MGT .2750 .0950 13.37 10.31INDUSTRIAL 238,962
GLOBALANCE DIVIDEND GROWERS CORP. EQUITY 9.35 8.56GBF INVESTMENT COMPANY .5000 .1663 9.11 8.06INDUSTRIAL 394,743
GLOBEX MINING ENTERPRISES INC. J .51 .38GMX MINING EXPL & DEV 0.63 0.39MINING 3,050,661
GLUSKIN SHEFF + ASSOCIATES INC. 16.83 14.15GS WEALTH MANAGEMENT 1.8500 .2500 19.93 14.75INDUSTRIAL 9,398,343
GMP CAPITAL INC. 4.64 2.67GMP INVEST DEALER SERV .1000 4.39 2.13INDUSTRIAL 12,630,081
GMP CAPITAL INC. 5-YR RST SER 'B' PR 13.02 11.98GMP.PR.B INVEST DEALER SERV .9025 .4513 14.68 11.50INDUSTRIAL 225,204
GMP CAPITAL INC. CUMLTV FLTG RATE SER 'C' PR 13.10 12.06GMP.PR.C INVEST DEALER SERV .8500 .4613 14.00 11.60INDUSTRIAL 74,670
GOEASY LTD. 41.50 33.22GSY RENT-TO-OWN .6650 .4050 37.48 24.05INDUSTRIAL 2,240,371
GOGOLD RESOURCES INC. J .46 .31GGD MINERAL EXPL & DEV 0.99 0.37MINING 16,144,954
GOGOLD RESOURCES INC. WT J .03 .01GGD.WT MINERAL EXPL & DEV 0.13 0.01MINING 286,073
GOLD STANDARD VENTURES CORP. J 2.46 1.90GSV GOLD EXPL & DEV 2.25 1.61MINING 14,604,107
GOLDCORP INC. 19.32 15.15G GOLD PRODUCER .0800 .0200 23.35 15.00MINING 207,483,253
GOLDEN MINERALS COMPANY J .60 .46AUMN MINERAL EXPL & DEV 1.10 0.47MINING 580,839
GOLDEN QUEEN MINING CO. LTD. J .24 .16GQM MINERAL EXPL & DEV 1.09 0.18MINING 20,655,719
GOLDEN QUEEN MINING CO. LTD. WT J .04 .01GQM.WT MINERAL EXPL & DEV 0.20 0.01MINING 1,721,860
GOLDEN STAR RESOURCES LTD. 1.13 .70GSC GOLD EXPL & DEV 1.33 0.76MINING 22,554,693
GOLDGROUP MINING INC. J .08 .05GGA PRECIOUS MTL EXPL 0.18 0.05MINING 7,450,986
GOLDMONEY INC. 6.65 3.03XAU FINANCIAL SERV & TECH 8.05 2.34INDUSTRIAL 10,043,690
GOODFELLOW INC. 8.40 7.06GDL FOREST PRODUCTS 9.58 6.85INDUSTRIAL 219,568
GOODFOOD MARKET CORP. J 3.15 2.17FOOD FOOD PROD & DSTR 3.50 1.20INDUSTRIAL 3,306,657
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
GRAN COLOMBIA GOLD CORP. J 2.87 1.93GCM GOLD EXPL & DEV 2.23 1.28MINING 7,060,587
GRAN COLOMBIA GOLD CORP. J A WT .12 .03GCM.WT.A GOLD EXPL & DEV 0.08 0.01MINING 287,412
GRAN TIERRA ENERGY INC. J 4.26 3.01GTE OIL/GAS EXPL & DEV 4.18 2.41OIL 64,188,484
GRAN TIERRA EXCHANGECO INC. EXCHANGEABLE J 4.19 3.00GTX OIL/GAS EXPL & DEV 4.02 2.45OIL 57,744
GRANITE OIL CORP. J 3.31 1.90GXO OIL & GAS EXPL .4200 .0925 6.28 2.85OIL 10,640,895
GREAT CANADIAN GAMING CORPORATION 38.56 32.23GC GAMING OPERATIONS 35.34 22.50INDUSTRIAL 9,367,912
GREAT PANTHER SILVER LIMITED J 1.86 1.40GPR MINERAL EXPL & DEV 2.95 1.39MINING 6,295,161
GREAT-WEST LIFECO INC. 35.59 32.27GWO HOLDING COMPANY 1.4675 .3888 37.79 33.01INDUSTRIAL 42,895,678
GREAT-WEST LIFECO INC. 1ST PR SERIES O 19.77 17.71GWO.PR.O HOLDING COMPANY .4663 .1338 17.95 13.98INDUSTRIAL 175,778
GREAT-WEST LIFECO INC. 3.65% 1ST PR SERIES N 20.26 18.30GWO.PR.N HOLDING COMPANY .5438 .1363 18.89 14.30INDUSTRIAL 385,785
GREAT-WEST LIFECO INC. 4.50% 1ST PR SERIES I 22.33 20.95GWO.PR.I HOLDING COMPANY 1.1250 .2813 23.01 21.30INDUSTRIAL 430,838
GREAT-WEST LIFECO INC. 4.80% 1ST PR SERIES R 23.75 22.26GWO.PR.R HOLDING COMPANY 1.2000 .3000 24.43 22.36INDUSTRIAL 456,111
GREAT-WEST LIFECO INC. 4.85% 1ST PR SERIES H 23.55 22.25GWO.PR.H HOLDING COMPANY 1.2125 .3038 24.47 22.40INDUSTRIAL 641,164
GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES Q 24.93 23.77GWO.PR.Q HOLDING COMPANY 1.2875 .3225 25.50 23.85INDUSTRIAL 419,151
GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES T 25.00 23.95GWO.PR.T HOLDING COMPANY .7975 .3225 25.35 23.93INDUSTRIAL 379,000
GREAT-WEST LIFECO INC. 5.20% 1ST PR SERIES G 25.15 23.85GWO.PR.G HOLDING COMPANY 1.3000 .3250 25.73 24.00INDUSTRIAL 987,064
GREAT-WEST LIFECO INC. 5.25% 1ST PR SERIES S 25.66 24.20GWO.PR.S HOLDING COMPANY 1.3125 .3288 25.81 24.33INDUSTRIAL 951,143
GREAT-WEST LIFECO INC. 5.65% 1ST PR SERIES L 26.50 24.95GWO.PR.L HOLDING COMPANY 1.4125 .3538 26.12 25.40INDUSTRIAL 561,966
GREAT-WEST LIFECO INC. 5.80% 1ST PR SERIES M 26.72 25.26GWO.PR.M HOLDING COMPANY 1.4500 .3625 26.65 25.51INDUSTRIAL 817,516
GREAT-WEST LIFECO INC. PR SERIES F 26.18 25.28GWO.PR.F HOLDING COMPANY 1.4750 .3688 26.23 25.39INDUSTRIAL 161,234
GT-WEST LIFECO INC. 5.40% 1ST PR SERIES P 25.59 24.64GWO.PR.P HOLDING COMPANY 1.3500 .3375 26.05 24.67INDUSTRIAL 347,531
GUARDIAN CAPITAL GROUP LTD. 27.00 23.82GCG MUTUAL FUNDS .3850 .2250 29.50 23.26INDUSTRIAL 42,662
GUARDIAN CAPITAL GROUP LTD. CL 'A' NV 27.08 23.45GCG.A MUTUAL FUNDS .3850 .2250 29.00 23.25INDUSTRIAL 734,172
GUYANA GOLDFIELDS INC. J 5.42 4.36GUY BASE MTL EXPL/DEV 8.11 3.96MINING 42,031,905
GVIC COMMUNICATIONS CORP. CLASS 'B' .25 .18GCT COMMUNICATIONS 0.36 0.13INDUSTRIAL 30,972
GVIC COMMUNICATIONS CORP. CLASS 'C' NV .20 .06GCT.C COMMUNICATIONS 0.18 0.11INDUSTRIAL 243,960
HAMILTON CAPITAL GLBL FIN YLD ETF E USF UN 14.16 12.68HFY.U INVESTMENT FUND .1950 .3900 13.39 12.84INDUSTRIAL 289,807
HAMILTON CAPITAL GLBL FINANCIALS YLD ETF E UN 17.59 16.10HFY INVESTMENT FUND .5250 .3900 16.99 15.81INDUSTRIAL 584,826
HAMILTON CAPITAL GLOBAL BANK ETF CL E UN 23.92 20.66HBG INVESTMENT FUND .4350 .2400 23.46 19.66INDUSTRIAL 476,035
HAMILTON CAPITAL GLOBAL BANK ETF CL E USF UN 19.00 16.70HBG.U INVESTMENT FUND .0900 .2400 17.49 16.62INDUSTRIAL 26,511
HAMMOND MANUFACTURING CO. LTD. CL 'A' SV 2.45 1.97HMM.A ELECT EQUIP MFG .0200 .0200 2.38 1.72INDUSTRIAL 343,338
HAMMOND POWER SOLUTIONS INC. CL 'A' SV 9.93 9.03HPS.A ELECT EQUIP MFG .2400 .0600 9.99 6.01INDUSTRIAL 241,884
HANWEI ENERGY SERVICES CORP. .06 .02HE FIBREGLASS PRODUCTS 0.06 0.02INDUSTRIAL 5,320,410
HARDWOODS DISTRIBUTION INC. 21.41 17.65HDI LUMBER PROCESS/MKT .2600 .1450 0.00 0.00INDUSTRIAL 2,489,825
HARTE GOLD CORP. J .55 .33HRT GOLD EXPL & DEV 0.87 0.29MINING 28,599,565
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
HARVEST BANKS & BUILDINGS INCOME ETF CL A UN 20.06 19.96HCBB INVESTMENT FUND 0.00 0.00INDUSTRIAL 1,717
HARVEST EUROPEAN LEADERS INCOME ETF CL A UN 20.70 19.71HEUR INVESTMENT FUND 0.00 0.00INDUSTRIAL 51,201
HARVEST GLOBAL RESOURCE LEADERS ETF A UN 20.33 17.99HRES INVESTMENT FUND 0.00 0.00INDUSTRIAL 470,580
HARVEST US BANK LEADERS INCOME ETF A UN 20.06 18.01HUBL INVESTMENT FUND 0.00 0.00INDUSTRIAL 138,446
HEALTHCARE LEADERS INCOME ETF CL 'A' UNITS 8.97 7.80HHL INVESTMENT FUND .7000 .2338 8.90 7.85INDUSTRIAL 4,882,873
HELIUS MEDICAL TECHNOLOGIES, INC. CL 'A' J 16.05 9.40HSM MEDICAL TECH/SFWR 5.09 1.72INDUSTRIAL 2,413,459
HELIUS MEDICAL TECHNOLOGIES, INC. WT J 2.50 1.30HSM.WT MEDICAL TECH/SFWR 3.42 0.90INDUSTRIAL 87,980
HELIX BIOPHARMA CORP. 1.10 .70HBP BIOPHARMACEUTICAL 1.50 0.70INDUSTRIAL 337,776
HEROUX-DEVTEK INC. 15.49 13.89HRX AEROSPACE DEV/SERV 15.71 11.06INDUSTRIAL 1,076,173
HIGH ARCTIC ENERGY SERVICES INC. 4.39 3.69HWO OIL FIELD SERVICE .1975 .0663 6.27 3.61INDUSTRIAL 5,282,419
HIGH LINER FOODS INCORPORATED 15.21 10.38HLF SEAFOOD PROD MFG .5650 .1450 21.60 12.80INDUSTRIAL 5,881,973
HOLLOWAY LODGING CORPORATION J 6.10 5.25HLC HOTELS .1400 .0350 5.99 4.90INDUSTRIAL 850,357
HOME CAPITAL GROUP INC. 18.63 12.67HCG FINANCIAL SERVICES .2600 32.26 5.06INDUSTRIAL 25,613,064
HORIZON NORTH LOGISTICS INC. J 2.43 1.50HNL DRILLING SERVICES .0800 .0400 2.35 1.16INDUSTRIAL 30,736,013
HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN 22.00 20.49HARC INVESTMENT FUND 21.39 19.93INDUSTRIAL 170,331
HORIZONS ACT US FLTG RT BND(USD)ETF E CAD UN 13.22 12.52HUF INVESTMENT FUND .1675 .0738 13.90 12.25INDUSTRIAL 102,010
HORIZONS ACTIVE A.I. GLOBAL EQTY ETF CL A UN 26.49 23.80MIND INVESTMENT FUND 26.26 24.43INDUSTRIAL 302,586
HORIZONS ACTIVE CDN BOND ETF CL E UNITS 9.89 9.66HAD INVESTMENT FUND .2838 .0900 10.20 9.44INDUSTRIAL 69,932
HORIZONS ACTIVE CDN DIVIDEND ETF CL E UN 16.19 14.59HAL INVESTMENT FUND .4350 .2563 16.25 14.99INDUSTRIAL 196,878
HORIZONS ACTIVE CDN MUNICIPL BOND ETF CL E UN 9.78 9.69HMP INVESTMENT FUND .2063 .0663 10.00 9.73INDUSTRIAL 396,755
HORIZONS ACTIVE CORPORATE BOND ETF CL E UN 10.79 10.52HAB INVESTMENT FUND .3475 .1113 11.12 10.59INDUSTRIAL 1,924,052
HORIZONS ACTIVE EMERGING MKTS DIV ETF CL E UN 14.50 13.43HAJ INVESTMENT FUND .2038 .1188 13.94 11.86INDUSTRIAL 196,335
HORIZONS ACTIVE FLTG RATE BOND ETF CL E UN 10.10 10.02HFR INVESTMENT FUND .2113 .0763 10.11 10.02INDUSTRIAL 3,758,704
HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN 10.18 9.60HFP INVESTMENT FUND .3613 .1200 9.88 8.72INDUSTRIAL 948,581
HORIZONS ACTIVE FLTG RATE SR LOAN ETF E UN 9.80 9.72HSL INVESTMENT FUND .3088 .0975 10.02 9.75INDUSTRIAL 210,944
HORIZONS ACTIVE GLOBAL DIVIDEND ETF CL E UN 22.04 19.76HAZ INVESTMENT FUND .3925 .2300 22.04 18.92INDUSTRIAL 1,657,811
HORIZONS ACTIVE GLOBAL FIXED INCOME ETF E UN 8.14 7.90HAF INVESTMENT FUND .2538 .0688 8.40 7.88INDUSTRIAL 351,523
HORIZONS ACTIVE HIGH YIELD BOND ETF CL E UN 10.21 9.81HYI INVESTMENT FUND .5800 .1963 10.52 10.01INDUSTRIAL 798,572
HORIZONS ACTIVE INTL DEV MARKTS EQTY ETF A UN 10.54 9.90HADM INVESTMENT FUND 10.34 10.03INDUSTRIAL 7,871
HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN 9.89 9.47HPR INVESTMENT FUND .3750 .1213 9.79 8.70INDUSTRIAL 6,264,242
HORIZONS ACTIVE US DIVIDEND ETF CL E USF UN 10.08 9.55HAU.U INVESTMENT FUND .1850 .1113 9.74 8.62INDUSTRIAL 10,220
HORIZONS ACTIVE US DIVIDEND ETF E UN 12.65 11.51HAU INVESTMENT FUND .1850 .1113 12.55 11.11INDUSTRIAL 88,079
HORIZONS CANADIAN DOLLAR CURRENCY ETF CL A UN 10.45 9.80CAN INVESTMENT FUND 10.59 9.40INDUSTRIAL 505,326
HORIZONS CDN HIGH DIVIDEND INDEX ETF CL A UN 32.33 28.80HXH INVESTMENT FUND 32.18 29.20INDUSTRIAL 278,127
HORIZONS CDN INSIDER INDEX ETF CL A UNITS 12.99 11.95HII INVESTMENT FUND .2313 .1250 12.75 11.39INDUSTRIAL 198,407
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
HORIZONS CDN MIDSTREAM OIL & GAS IDX ETF A UN 9.24 8.25HOG INVESTMENT FUND .3913 .1825 10.04 8.77INDUSTRIAL 356,323
HORIZONS CDN SELECT UNIVERSE BOND ETF CL A UN 44.75 43.97HBB INVESTMENT FUND 45.38 43.51INDUSTRIAL 665,974
HORIZONS CHINA HIGH DIVIDEND YLD IDX ETF A UN 29.32 24.79HCN INVESTMENT FUND .9125 .4600 26.00 20.40INDUSTRIAL 141,789
HORIZONS CRUDE OIL ETF CL 'A' UNITS 14.17 11.90HUC INVESTMENT FUND 13.25 9.83INDUSTRIAL 405,997
HORIZONS ENHANCED INCOME ENERGY ETF CL E UNIT 12.60 10.16HEE INVESTMENT FUND .8300 .2475 16.02 11.26INDUSTRIAL 404,798
HORIZONS ENHANCED INCOME EQUITY ETF E UN 7.03 6.30HEX INVESTMENT FUND .3763 .1250 7.09 6.40INDUSTRIAL 648,220
HORIZONS ENHNC INCM US EQ(USD)ETF CAD CL E UN 15.69 14.32HEA INVESTMENT FUND .6388 .2263 15.60 13.94INDUSTRIAL 84,120
HORIZONS ENHNC INCOME GOLD PRODUCERS ETF E UN 25.91 22.01HEP INVESTMENT FUND 1.8338 .4775 28.62 23.00INDUSTRIAL 470,662
HORIZONS ENHNC INCOME INT'L EQUITY ETF E UNIT 7.29 6.31HEJ INVESTMENT FUND .4013 .1550 7.12 6.21INDUSTRIAL 890,147
HORIZONS ENHNCD INCOME FINANCIALS ETF CL E UN 9.58 8.49HEF INVESTMENT FUND .5425 .1650 9.45 8.35INDUSTRIAL 195,369
HORIZONS EURO STOXX50 INDEX ETF CL A UN 32.74 29.20HXX INVESTMENT FUND 32.68 25.78INDUSTRIAL 374,904
HORIZONS GLBL CUR OPPORTUNITIES ETF CL E UN 11.05 10.57HGC INVESTMENT FUND 10.83 9.38INDUSTRIAL 95,603
HORIZONS GLOBAL RISK PARITY ETF CL E UNITS 10.69 10.03HRA INVESTMENT FUND .0425 10.56 9.37INDUSTRIAL 185,128
HORIZONS GOLD ETF CL 'A' UN 12.40 11.87HUG INVESTMENT FUND 12.44 10.84INDUSTRIAL 143,235
HORIZONS GOLD YIELD ETF CL 'E' UNITS 5.23 5.00HGY INVESTMENT FUND .2363 .0763 5.32 4.88INDUSTRIAL 469,500
HORIZONS INOVESTOR CDN EQUITY INDEX ETF A UN 10.42 9.71INOC INVESTMENT FUND 10.32 9.99INDUSTRIAL 535,479
HORIZONS INTL DEV MKTS EQUITY INDX CL A UN 34.60 31.92HXDM INVESTMENT FUND 33.60 30.87INDUSTRIAL 394,191
HORIZONS MANAGED GLBL OPPORTUNITIES ETF CL E 11.55 10.84HGM INVESTMENT FUND .4550 .1225 11.32 9.79INDUSTRIAL 72,649
HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A UN 25.56 13.97HMMJ INVESTMENT FUND 20.10 8.21INDUSTRIAL 83,240,996
HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A US 20.41 11.10HMMJ.U INVESTMENT FUND 16.00 6.48INDUSTRIAL 1,067,141
HORIZONS MORNINGSTAR HEDGE FUND INDX ETF E UN 15.04 13.88HHF INVESTMENT FUND 14.68 13.27INDUSTRIAL 349,085
HORIZONS NASDAQ-100 INDEX ETF CL 'A' UN 51.40 44.37HXQ INVESTMENT FUND 46.67 36.25INDUSTRIAL 252,003
HORIZONS NASDAQ-100 INDEX ETF CL 'A' US UN 39.36 35.18HXQ.U INVESTMENT FUND 36.25 27.15INDUSTRIAL 25,186
HORIZONS NATURAL GAS ETF CL 'A' UNITS 5.94 5.53HUN INVESTMENT FUND 7.36 5.35INDUSTRIAL 259,614
HORIZONS NATURAL GAS YIELD ETF CL 'E' UNITS 12.05 10.37HNY INVESTMENT FUND 1.1388 .2600 15.98 10.25INDUSTRIAL 182,897
HORIZONS ROBOTICS & AUTOMATION INDEX ETF A UN 27.73 23.50ROBO INVESTMENT FUND 25.50 23.64INDUSTRIAL 1,513,514
HORIZONS S&P 500 CAD HEDGED INDEX ETF CL A UN 68.11 60.35HSH INVESTMENT FUND 63.99 53.18INDUSTRIAL 276,562
HORIZONS S&P 500 INDEX ETF CL A UNITS 67.96 60.28HXS INVESTMENT FUND 65.15 54.50INDUSTRIAL 1,480,317
HORIZONS S&P 500 INDEX ETF CL A UNITS USF 53.80 47.71HXS.U INVESTMENT FUND 50.52 41.47INDUSTRIAL 192,921
HORIZONS S&P/TSX 60 EQUAL WEIGHT ETF E UN 14.63 13.17HEW INVESTMENT FUND .2150 .1163 14.32 13.03INDUSTRIAL 65,305
HORIZONS S&P/TSX 60 INDEX ETF CL A UN 33.98 30.57HXT INVESTMENT FUND 33.53 30.24INDUSTRIAL 30,547,066
HORIZONS S&P/TSX CAPPED ENERGY INDEX ETF A UN 21.33 17.27HXE INVESTMENT FUND 22.94 16.96INDUSTRIAL 174,465
HORIZONS S&P/TSX CAPPED FINANCL INDX ETF A UN 42.81 39.45HXF INVESTMENT FUND 42.09 36.50INDUSTRIAL 39,528
HORIZONS SEASONAL ROTATION ETF E UN 19.88 18.11HAC INVESTMENT FUND 19.32 18.27INDUSTRIAL 760,179
HORIZONS SILVER ETF CL 'A' UN 9.74 8.87HUZ INVESTMENT FUND 10.60 8.60INDUSTRIAL 392,696
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
HORIZONS US 7-10 YR TREASURY BOND ETF CL A UN 51.85 48.89HTB INVESTMENT FUND 55.98 50.18INDUSTRIAL 169,210
HORIZONS US 7-10YR TREAS BND CAD HEG ETF A UN 48.30 47.19HTH INVESTMENT FUND 49.26 47.60INDUSTRIAL 14,809
HORIZONS US DOLLAR CURRENCY ETF CL A UN 13.05 12.20DLR INVESTMENT FUND 13.69 12.03INDUSTRIAL 14,324,121
HORIZONTE MINERALS PLC. ORDINARY J .09 .07HZM MINERAL EXPL & DEV 0.11 0.04MINING 5,397,635
HUDBAY MINERALS INC. 12.65 8.36HBM BASE MTL EXPL/DEV .0200 .0100 11.95 6.13MINING 152,458,700
HUDBAY MINERALS INC. WT .62 .03HBM.WT BASE MTL EXPL/DEV 1.22 0.13MINING 4,634,714
HUDSON'S BAY COMPANY 12.10 8.02HBC DEPT STORES .1250 .0250 13.43 8.08INDUSTRIAL 24,094,719
HUSKY ENERGY INC. 19.94 16.05HSE OIL/GAS EXPL & DEV .0750 17.83 13.39OIL 103,110,191
HUSKY ENERGY INC. SERIES '1' PR 18.48 17.37HSE.PR.A OIL/GAS EXPL & DEV .6013 .3000 18.21 13.42OIL 541,117
HUSKY ENERGY INC. SERIES '2' PR 19.00 17.64HSE.PR.B OIL/GAS EXPL & DEV .5588 .3163 17.93 12.91OIL 63,639
HUSKY ENERGY INC. SERIES '3' PR 25.63 24.29HSE.PR.C OIL/GAS EXPL & DEV 1.1250 .5625 25.00 21.70OIL 749,219
HUSKY ENERGY INC. SERIES '5' PR 25.56 24.76HSE.PR.E OIL/GAS EXPL & DEV 1.1250 .5625 25.08 22.80OIL 411,098
HUSKY ENERGY INC. SERIES '7' PR 25.70 24.86HSE.PR.G OIL/GAS EXPL & DEV 1.1500 .5750 25.20 22.87OIL 306,044
HYDRO ONE LIMITED 22.45 20.10H DIVERSIFIED OPER .8700 .2200 24.66 21.32INDUSTRIAL 55,762,148
HYDROGENICS CORPORATION 14.30 9.48HYG FUEL SYS DEV/MKT 15.11 5.95INDUSTRIAL 335,237
HYDUKE ENERGY SERVICES INC. .25 .11HYD OIL FIELD SERVICE 0.62 0.17INDUSTRIAL 4,439,326
IAMGOLD CORPORATION 8.05 6.22IMG MINERAL EXPL & DEV 8.87 4.54MINING 105,267,028
IBI GROUP INC. 9.00 6.90IBG DIVERSIFIED OPER 8.40 5.82INDUSTRIAL 3,451,351
IFABRIC CORP. J 3.65 2.70IFA CLOTHING DSGN/MFG 3.71 2.15INDUSTRIAL 769,134
IGM FINANCIAL INC. 44.28 36.53IGM FINANCIAL SERVICES 2.2500 1.1250 45.82 38.36INDUSTRIAL 23,972,615
IGM FINANCIAL INC. 5.90% PR SERIES 'B' 25.89 25.16IGM.PR.B FINANCIAL SERVICES 1.4750 .7375 26.10 25.24INDUSTRIAL 475,173
IMMUNOVACCINE INC. J 2.51 1.62IMV BIOPHARMACEUTICAL 2.55 0.66INDUSTRIAL 8,340,737
IMPERIAL METALS CORP. 3.40 1.85III RES EXPL & DEV 7.89 2.19MINING 5,939,721
IMPERIAL OIL LTD. 40.66 33.43IMO INTEGRATED OIL .6200 .3200 47.59 35.15OIL 72,175,042
INDIGO BOOKS & MUSIC INC. 20.25 17.30IDG BOOK RETAILER 19.27 15.00INDUSTRIAL 834,925
INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR G 24.55 23.07IAG.PR.G INSURANCE 1.0100 .2363 24.43 21.25INDUSTRIAL 497,743
INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR I 25.63 24.84IAG.PR.I INSURANCE 0.00 0.00INDUSTRIAL 1,126,379
INDUSTRIAL ALLIANCE INSURANCE & FIN SERV INC. 62.01 51.10IAG INSURANCE 1.4300 .3800 61.73 48.74INDUSTRIAL 18,508,051
INDUSTRIAL ALLIANCE INSURANCE & FIN SERV PR B 23.05 21.63IAG.PR.A INSURANCE 1.1500 .2875 23.67 21.76INDUSTRIAL 160,098
INFORMATION SERVICES CORPORATION CL 'A' LV 18.50 16.35ISV LAND REGIST/INFO SERV .8000 .4000 21.30 17.06INDUSTRIAL 555,774
INMED PHARMACEUTICALS INC. J 1.69 1.08IN PHARM PRODUCT/DSTR 0.00 0.00INDUSTRIAL 10,712,543
INNERGEX RENEWABLE ENERGY INC. 14.53 13.00INE HYDRO-ELECT POWER .6550 .3350 15.72 13.39INDUSTRIAL 21,251,762
INNERGEX RENEWABLE ENERGY INC. SERIES 'A' PR 18.50 17.25INE.PR.A HYDRO-ELECT POWER .9025 .4513 18.44 15.42INDUSTRIAL 145,569
INNERGEX RENEWABLE ENERGY INC. SERIES 'C' PR 23.99 22.20INE.PR.C HYDRO-ELECT POWER 1.4375 .7188 23.65 20.61INDUSTRIAL 61,765
INPLAY OIL CORP. J 1.97 1.29IPO OIL/GAS EXPL & DEV 2.34 1.28OIL 6,948,916
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
INSCAPE CORPORATION CL 'B' SV 3.50 1.82INQ FURNITURE MFG 5.30 3.00INDUSTRIAL 315,243
INTACT FINANCIAL CORPORATION 105.00 94.57IFC INSURANCE 2.5600 .7000 109.33 91.40INDUSTRIAL 17,702,193
INTACT FINANCIAL CORPORATION CL A SER 5 25.30 24.21IFC.PR.E INSURANCE .7850 .3250 25.38 24.00INDUSTRIAL 601,921
INTACT FINANCIAL CORPORATION CL A SER 6 PR 25.59 24.68IFC.PR.F INSURANCE .4900 .3313 25.55 24.41INDUSTRIAL 352,432
INTACT FINANCIAL CORPORATION CL A SERIES 1 20.99 19.60IFC.PR.A INSURANCE 1.0500 .2125 20.64 16.55INDUSTRIAL 358,578
INTACT FINANCIAL CORPORATION CL A SERIES 3 25.00 22.60IFC.PR.C INSURANCE .8325 .2088 23.88 20.60INDUSTRIAL 498,050
INTACT FINANCIAL CORPORATION FLTG CL A SER 4 24.01 23.00IFC.PR.D INSURANCE .8063 .2175 23.45 20.50INDUSTRIAL 69,157
INTEGRATED ASSET MANAGEMENT CORP. 1.55 1.37IAM INVESTMENT COMPANY .0800 .0200 1.63 1.05INDUSTRIAL 479,261
INTELLIPHARMACEUTICS INTERNATIONAL INC. J 1.29 .43IPCI PHARM PRODUCTION 3.73 0.92INDUSTRIAL 2,250,494
INTER PIPELINE LTD. 26.37 21.36IPL ACQUISITIONS 1.6250 .5600 30.07 22.14INDUSTRIAL 83,569,497
INTERFOR CORPORATION 26.50 21.21IFP FOREST PRODUCTS 22.43 13.49INDUSTRIAL 25,693,929
INTERMAP TECHNOLOGIES CORPORATION .63 .39IMP GEOGRAPHIC DATA TECH 1.30 0.48INDUSTRIAL 1,561,643
INTERNATIONAL PETROLEUM CORPORATION 6.21 5.05IPCO OIL & GAS EXPL 6.31 3.42OIL 142,796
INTERNATIONAL TOWER HILL MINES LTD. J .99 .51ITH MINERAL EXPL & DEV 1.01 0.38MINING 2,824,617
INTERTAIN GROUP LIMITED (THE) EXCHANGEABLE J 16.36 13.05ITX GAMING OPERATIONS 15.00 8.25INDUSTRIAL 2,284,396
INTERTAPE POLYMER GROUP INC. 22.84 19.20ITP PLASTIC PROD MFG .5600 .1400 25.41 17.49INDUSTRIAL 13,171,617
INTRINSYC TECHNOLOGIES CORPORATION J 1.57 1.16ITC SOFTWARE DEV/MKT 2.88 1.25INDUSTRIAL 2,005,995
INV METALS INC. J .82 .52INV NICKEL EXPL & DEV 1.13 0.65MINING 1,146,138
IRON BRIDGE RES J .74 .46IBR CRUDE OIL/GAS 0.90 0.42OIL 16,416,497
ISHARE JP MRGN USD EMRG MKT BND IDX ETF(CAD-H 22.04 20.58XEB INVESTMENT FUND .8825 .3563 22.17 20.92INDUSTRIAL 311,720
ISHARE S&P GLB CNSMR DISCR IDX ETF CAD-HEG UN 36.90 33.31XCD INVESTMENT FUND .4063 .2525 34.95 29.40INDUSTRIAL 172,063
ISHARE S&P/TSX CDN DIV ARISTOCRATS IDX ETF UN 27.15 24.41CDZ INVESTMENT FUND 1.0063 .3963 27.44 25.27INDUSTRIAL 2,938,956
ISHARES 1-10YR LADDERD GOV'T BND INDX ETF ADV 18.34 18.13CLG.A INVESTMENT FUND .4800 .2000 19.12 18.34INDUSTRIAL 1,365
ISHARES 1-10YR LADDERED CORP BND INDX ETF ADV 18.69 18.69CBH.A INVESTMENT FUND .6213 .2100 19.37 18.79INDUSTRIAL 405
ISHARES 1-10YR LADDERED CORP BOND INDX ETF UN 18.87 18.50CBH INVESTMENT FUND .7225 .2900 19.66 18.80INDUSTRIAL 887,715
ISHARES 1-10YR LADDERED GOV'T BND INDX ETF UN 18.50 18.16CLG INVESTMENT FUND .5900 .2363 19.27 18.44INDUSTRIAL 797,394
ISHARES 1-5 YR LADDERD CORP BOND INDX ETF ADV 18.45 18.26CBO.A INVESTMENT FUND .4350 .1463 18.96 18.40INDUSTRIAL 143,776
ISHARES 1-5 YR LADDERED CORP BOND INDX ETF UN 18.53 18.31CBO INVESTMENT FUND .5238 .2063 19.09 18.47INDUSTRIAL 3,481,942
ISHARES 1-5YR LADDERD GOVTMNT BOND IDX ETF AD 17.84 17.69CLF.A INVESTMENT FUND .4438 .1500 18.46 17.81INDUSTRIAL 119,363
ISHARES 1-5YR LADDERED GOV'T BOND INDX ETF UN 17.97 17.77CLF INVESTMENT FUND .5250 .2088 18.60 17.94INDUSTRIAL 1,707,302
ISHARES BALANCED GROWTH COREPORTFOLIO ETF UN 22.05 20.16CBN INVESTMENT FUND .4288 .2025 21.77 19.50INDUSTRIAL 172,831
ISHARES BALANCED INCM COREPORTFOLIO ETF ADVSR 22.37 21.16CBD.A INVESTMENT FUND .4750 .1938 22.18 21.49INDUSTRIAL 4,571
ISHARES BALANCED INCOME COREPORTFOLIO ETF UN 22.36 21.25CBD INVESTMENT FUND .6750 .2975 22.44 21.56INDUSTRIAL 226,210
ISHARES CANADIAN CORPORATE BOND INDEX ETF UN 21.22 20.79XCB INVESTMENT FUND .6525 .2675 21.83 20.88INDUSTRIAL 4,315,979
ISHARES CANADIAN GOVERNMENT BOND INDEX ETF UN 21.53 21.00XGB INVESTMENT FUND .5200 .2138 22.25 21.10INDUSTRIAL 1,021,054
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ISHARES CANADIAN GROWTH INDEX ETF UN 31.51 28.21XCG INVESTMENT FUND .3538 .1725 31.54 29.10INDUSTRIAL 224,883
ISHARES CANADIAN HYBRID CORP BOND INDX ETF UN 20.64 20.23XHB INVESTMENT FUND .8438 .3425 21.11 20.28INDUSTRIAL 1,629,422
ISHARES CANADIAN REAL RETURN BOND INDX ETF UN 24.39 23.32XRB INVESTMENT FUND .4375 .2200 25.06 23.10INDUSTRIAL 1,011,065
ISHARES CANADIAN SELECT DIV INDEX ETF UN 26.57 23.78XDV INVESTMENT FUND .9538 .4150 26.50 23.65INDUSTRIAL 5,052,061
ISHARES CANADIAN VALUE INDEX ETF UN 27.46 24.83XCV INVESTMENT FUND .6738 .3088 27.00 24.39INDUSTRIAL 298,686
ISHARES CDN FINANCIAL MONTHLY INCOME ETF UN 7.84 7.21FIE INVESTMENT FUND .4800 .2000 7.69 6.94INDUSTRIAL 11,671,498
ISHARES CDN FINANCIAL MTHLY INCOME ETF ADV UN 7.16 6.58FIE.A INVESTMENT FUND .4800 .1600 7.05 6.39INDUSTRIAL 805,894
ISHARES CHINA INDEX ETF UNITS 32.00 27.16XCH INVESTMENT FUND .4875 .5500 29.76 22.60INDUSTRIAL 626,147
ISHARES CONSERVATIVE SH TRM STGY FIXD INCM UN 19.84 19.55XSC INVESTMENT FUND .5263 .2575 20.16 19.79INDUSTRIAL 1,163,108
ISHARES CONSERVATIVE STRATEGC FIX INCM ETF UN 20.12 19.61XSE INVESTMENT FUND .6913 .2913 20.60 19.82INDUSTRIAL 898,895
ISHARES CONVERTIBLE BOND INDEX ETF ADVSR UN 18.42 18.06CVD.A INVESTMENT FUND .8088 .2613 19.23 16.76INDUSTRIAL 2,640
ISHARES CONVERTIBLE BOND INDEX ETF UN 18.93 18.13CVD INVESTMENT FUND .8750 .3650 19.31 18.55INDUSTRIAL 515,150
ISHARES CORE CDN LONG TERM BOND INDEX ETF UN 24.08 23.11XLB INVESTMENT FUND .8363 .3450 24.99 22.85INDUSTRIAL 1,644,531
ISHARES CORE CDN SH TERM CORP+MPL BND IDX ETF 19.16 18.95XSH INVESTMENT FUND .5650 .2275 19.71 19.10INDUSTRIAL 2,916,795
ISHARES CORE CDN SHORT TERM BND IDX ETF TR UN 27.42 27.17XSB INVESTMENT FUND .6450 .2738 28.22 27.40INDUSTRIAL 3,952,556
ISHARES CORE CDN UNIVERSE BOND INDX ETF TR UN 30.97 30.25XBB INVESTMENT FUND .8725 .3713 31.97 30.39INDUSTRIAL 5,305,466
ISHARES CORE MSCI ALL CWRLD EX CDA IDX ETF UN 26.50 23.72XAW INVESTMENT FUND .3800 .2763 25.73 21.56INDUSTRIAL 7,735,820
ISHARES CORE MSCI CDN QUAL DIV INDX ETF UN 21.65 19.50XDIV INVESTMENT FUND 21.67 19.71INDUSTRIAL 812,863
ISHARES CORE MSCI EAFE IMI IDX ETF(CAD-HEG)UN 24.13 21.75XFH INVESTMENT FUND .4225 .2188 23.83 20.27INDUSTRIAL 1,583,093
ISHARES CORE MSCI EAFE IMI INDEX ETF UN 32.34 29.58XEF INVESTMENT FUND .6238 .2263 31.55 26.48INDUSTRIAL 9,214,017
ISHARES CORE MSCI EMERGING MKT IMI IDX ETF UN 30.31 26.75XEC INVESTMENT FUND .4050 .4613 28.68 22.36INDUSTRIAL 3,642,449
ISHARES CORE MSCI GLBL QTY DIV IDX ETF(CAD-H) 21.75 19.48XDGH INVESTMENT FUND 21.03 19.88INDUSTRIAL 262,971
ISHARES CORE MSCI GLOBAL QUAL DIV INDX ETF UN 20.62 18.73XDG INVESTMENT FUND .2475 .2700 20.42 18.35INDUSTRIAL 861,904
ISHARES CORE MSCI US QUAL DIV IDX ETF(CA-H)UN 22.52 20.47XDUH INVESTMENT FUND 21.86 19.72INDUSTRIAL 158,537
ISHARES CORE MSCI US QUAL DIVIDEND IDX ETF UN 21.08 19.30XDU INVESTMENT FUND .2350 .2200 21.00 18.20INDUSTRIAL 323,159
ISHARES CORE S&P 500 INDEX ETF UN 45.21 39.93XUS INVESTMENT FUND .6000 .3413 43.67 36.73INDUSTRIAL 9,327,870
ISHARES CORE S&P 500 INDX ETF (CAD-HEDGED) UN 32.56 28.67XSP INVESTMENT FUND .4213 .2538 30.95 25.62INDUSTRIAL 54,021,545
ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN 27.93 24.65XUU INVESTMENT FUND .3850 .2213 26.87 22.85INDUSTRIAL 2,615,838
ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN 26.90 23.75XUH INVESTMENT FUND .3688 .1650 25.47 21.42INDUSTRIAL 341,935
ISHARES CORE S&P/TSX CAP COMPOSITE IDX ETF UN 26.16 23.52XIC INVESTMENT FUND .6963 .2800 25.80 23.62INDUSTRIAL 23,405,935
ISHARES DIVERSIFIED MONTHLY INCOME ETF UN 11.48 10.95XTR INVESTMENT FUND .6000 .2500 11.57 11.20INDUSTRIAL 4,010,291
ISHARES EDGE MSCI MIN VOL CANADA INDEX ETF UN 29.93 27.48XMV INVESTMENT FUND .7688 .3863 30.16 28.18INDUSTRIAL 245,160
ISHARES EDGE MSCI MIN VOL EAFE IDX ETF(C-H)UN 23.18 21.30XML INVESTMENT FUND .8425 .0263 23.02 20.31INDUSTRIAL 345,019
ISHARES EDGE MSCI MIN VOL EAFE INDEX ETF UN 37.31 33.89XMI INVESTMENT FUND 1.3200 .0650 37.29 31.50INDUSTRIAL 883,636
ISHARES EDGE MSCI MIN VOL EMRG MKT IDX ETF UN 29.76 27.11XMM INVESTMENT FUND .5125 .4238 28.36 23.88INDUSTRIAL 235,969
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ISHARES EDGE MSCI MIN VOL GLB IDX ETF(CA-H)UN 23.77 21.93XMY INVESTMENT FUND .4325 .2038 23.48 20.39INDUSTRIAL 25,989
ISHARES EDGE MSCI MIN VOL GLOBAL INDEX ETF UN 39.88 36.20XMW INVESTMENT FUND .7613 .3238 39.29 34.29INDUSTRIAL 292,344
ISHARES EDGE MSCI MIN VOL USA IDX ETF(CA-H)UN 24.96 22.91XMS INVESTMENT FUND .4000 .1688 24.38 20.64INDUSTRIAL 162,947
ISHARES EDGE MSCI MIN VOL USA INDEX ETF UN 47.26 42.75XMU INVESTMENT FUND .7875 .3238 47.06 40.36INDUSTRIAL 589,550
ISHARES EDGE MSCI MULTIFACTOR CDA INDX ETF UN 25.40 23.25XFC INVESTMENT FUND .4200 .2213 24.79 22.38INDUSTRIAL 281,968
ISHARES EDGE MSCI MULTIFACTOR EAFE IDX ETF UN 25.73 23.50XFI INVESTMENT FUND .5200 .1638 24.70 20.39INDUSTRIAL 358,494
ISHARES EDGE MSCI MULTIFACTOR USA IDX ETF UN 27.31 24.43XFS INVESTMENT FUND .3338 .1825 26.80 22.69INDUSTRIAL 289,097
ISHARES EDGE MSCI MULTIFR EAFE IDX ETF(C-H)UN 27.17 24.35XFF INVESTMENT FUND .6075 .1663 26.14 22.16INDUSTRIAL 505,676
ISHARES EDGE MSCI MULTIFTR USA IDX ETF(C-H)UN 29.18 26.25XFA INVESTMENT FUND .3438 .1725 28.09 23.23INDUSTRIAL 305,640
ISHARES EQUAL WEIGHT BANC & LIFECO ETF ADV UN 9.78 8.88CEW.A INVESTMENT FUND .3900 .1300 9.60 8.45INDUSTRIAL 138,550
ISHARES EQUAL WEIGHT BANC & LIFECO ETF UN 13.52 12.17CEW INVESTMENT FUND .3350 .1538 13.22 11.40INDUSTRIAL 1,301,068
ISHARES FLOATING RATE INDEX ETF UN 20.19 20.14XFR INVESTMENT FUND .1838 .1163 20.19 20.05INDUSTRIAL 3,806,665
ISHARES GLBL MONTH DIV IDX ETF CAD-HEG ADV UN 20.41 19.05CYH.A INVESTMENT FUND .5238 .1650 19.75 18.20INDUSTRIAL 7,463
ISHARES GLBL MONTHLY DIV INDX ETF(CAD-HEG)UN 20.93 18.78CYH INVESTMENT FUND .6363 .2675 20.27 18.44INDUSTRIAL 488,961
ISHARES GLOBAL AGRICULTURE INDEX ETF ADV UN 40.72 38.25COW.A INVESTMENT FUND .2038 .0050 40.78 34.13INDUSTRIAL 7,286
ISHARES GLOBAL AGRICULTURE INDEX ETF UN 42.44 38.66COW INVESTMENT FUND .4338 .2600 42.05 34.93INDUSTRIAL 270,327
ISHARES GLOBAL HEALTHCARE IDX ETF(CAD-HDGD)UN 47.90 42.06XHC INVESTMENT FUND .6575 .2313 45.57 38.02INDUSTRIAL 355,437
ISHARES GLOBAL INFRASTRUCTURE INDEX ETF UN 25.78 23.47CIF INVESTMENT FUND .6263 .3475 27.97 23.85INDUSTRIAL 395,457
ISHARES GLOBAL INFRASTRUCTURE INDX ETF ADV UN 25.12 24.31CIF.A INVESTMENT FUND .4113 .2588 27.59 23.94INDUSTRIAL 15,448
ISHARES GLOBAL REAL ESTATE INDEX ETF ADV UN 27.64 25.75CGR.A INVESTMENT FUND .9288 .6125 29.23 26.68INDUSTRIAL 4,788
ISHARES GLOBAL REAL ESTATE INDEX ETF UN 28.43 25.45CGR INVESTMENT FUND .9488 .6638 30.35 26.99INDUSTRIAL 381,811
ISHARES GLOBAL WATER INDEX ETF ADVISOR UN 33.93 32.25CWW.A INVESTMENT FUND .3313 .0038 34.40 28.92INDUSTRIAL 3,862
ISHARES GLOBAL WATER INDEX ETF UN 34.66 30.94CWW INVESTMENT FUND .5188 .0775 35.52 28.70INDUSTRIAL 534,767
ISHARES GOLD BULLION ETF HEDGED UNITS 11.78 11.22CGL INVESTMENT FUND 11.70 10.06INDUSTRIAL 2,636,455
ISHARES GOLD BULLION ETF NON-HEDGED UNITS 15.35 14.32CGL.C INVESTMENT FUND 15.36 13.64INDUSTRIAL 847,711
ISHARES HIGH QUALITY CDN BOND IDX ETF ADV UN 20.23 20.14XQB.A INVESTMENT FUND .4163 .1525 20.99 20.18INDUSTRIAL 10,580
ISHARES HIGH QUALITY CDN BOND INDX ETF UN 20.49 20.07XQB INVESTMENT FUND .5213 .2150 21.14 20.19INDUSTRIAL 2,093,801
ISHARES INDIA INDEX ETF UN 37.24 33.90XID INVESTMENT FUND .0600 .0263 36.47 28.04INDUSTRIAL 252,550
ISHARES JANTZI SOCIAL INDEX ETF UNITS 25.57 23.23XEN INVESTMENT FUND .4550 .1850 25.19 22.68INDUSTRIAL 555,009
ISHARES MSCI EAFE INDEX ETF (CAD-HEDGED) UN 27.58 24.66XIN INVESTMENT FUND .5538 .2400 26.98 23.45INDUSTRIAL 3,967,287
ISHARES MSCI EMERGING MARKETS INDEX ETF UN 36.18 31.82XEM INVESTMENT FUND .5325 .5075 34.26 26.51INDUSTRIAL 1,016,675
ISHARES MSCI EUROPE IMI INDEX ETF UN 25.62 23.20XEU INVESTMENT FUND .5875 .1338 25.08 20.60INDUSTRIAL 1,962,893
ISHARES MSCI EUROPE IMI INDX ETF (CAD-HEDG)UN 25.86 23.31XEH INVESTMENT FUND .5013 .1338 25.36 22.00INDUSTRIAL 1,397,947
ISHARES MSCI WORLD INDEX ETF UNITS 51.06 45.78XWD INVESTMENT FUND .7388 .3863 49.82 42.31INDUSTRIAL 4,720,837
ISHARES NASDAQ 100 INDEX ETF (CAD-HEDGED) UN 58.68 50.20XQQ INVESTMENT FUND .3550 .0913 53.47 40.20INDUSTRIAL 2,600,289
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ISHARES PREMIUM MONEY MARKET ETF ADVISOR UN 50.03 49.99CMR.A INVESTMENT FUND .1400 .1350 50.01 49.99INDUSTRIAL 876
ISHARES PREMIUM MONEY MARKET ETF UNITS 50.05 49.99CMR INVESTMENT FUND .2800 .2213 50.05 49.99INDUSTRIAL 1,011,119
ISHARES S&P GLBL INDUSTRLS IDX ETF CAD-HEG UN 35.27 31.09XGI INVESTMENT FUND .3725 .1738 33.76 28.20INDUSTRIAL 163,208
ISHARES S&P U.S. MID-CAP INDEX ETF CAD-HEG UN 19.70 17.42XMH INVESTMENT FUND .2525 .0850 18.93 16.41INDUSTRIAL 589,667
ISHARES S&P U.S. MID-CAP INDEX ETF UNITS 19.50 17.20XMC INVESTMENT FUND .1938 .0863 18.95 15.90INDUSTRIAL 369,996
ISHARES S&P/TSX 60 INDEX ETF UNITS 24.51 22.05XIU INVESTMENT FUND .6238 .1625 24.19 21.98INDUSTRIAL 304,215,081
ISHARES S&P/TSX CAP CONSUMR STAPLE IDX ETF UN 56.42 51.36XST INVESTMENT FUND .4438 .2125 57.93 50.87INDUSTRIAL 806,504
ISHARES S&P/TSX CAP UTILITIES INDEX ETF UN 23.08 20.55XUT INVESTMENT FUND .8200 .3650 23.83 21.50INDUSTRIAL 1,093,893
ISHARES S&P/TSX CAPITAL INFO TECH INDX ETF UN 18.94 15.87XIT INVESTMENT FUND .0450 16.39 13.56INDUSTRIAL 1,063,554
ISHARES S&P/TSX CAPPED ENERGY INDEX ETF UN 12.88 10.35XEG INVESTMENT FUND .1950 .0725 14.36 10.34INDUSTRIAL 120,325,713
ISHARES S&P/TSX CAPPED FINANCIALS INDX ETF UN 39.64 35.97XFN INVESTMENT FUND 1.0425 .4638 39.00 34.19INDUSTRIAL 34,828,376
ISHARES S&P/TSX CAPPED MATERIALS INDEX ETF UN 14.19 12.09XMA INVESTMENT FUND .0625 .0263 14.71 12.00INDUSTRIAL 1,945,260
ISHARES S&P/TSX CAPPED REIT INDEX ETF UN 16.84 15.80XRE INVESTMENT FUND .8025 .3313 16.86 15.67INDUSTRIAL 14,433,476
ISHARES S&P/TSX CDN DIV ARISTOCRT IDX ETF ADV 26.84 24.41CDZ.A INVESTMENT FUND .7975 .2188 27.20 25.19INDUSTRIAL 62,957
ISHARES S&P/TSX CDN PREF SHARE INDEX ETF UN 14.61 13.95CPD INVESTMENT FUND .6238 .2525 14.49 13.23INDUSTRIAL 6,395,297
ISHARES S&P/TSX CDN PREF SHARE INDX ETF ADVSR 14.45 13.99CPD.A INVESTMENT FUND .5563 .1775 14.46 13.21INDUSTRIAL 31,117
ISHARES S&P/TSX COMPLETION INDEX ETF UN 26.15 23.84XMD INVESTMENT FUND .4663 .2063 25.85 24.02INDUSTRIAL 402,294
ISHARES S&P/TSX COMPOSITE HIGH DIV IDX ETF UN 22.16 19.91XEI INVESTMENT FUND .9575 .4125 22.20 20.66INDUSTRIAL 3,085,271
ISHARES S&P/TSX GLOBAL GOLD INDEX ETF UNITS 12.90 10.91XGD INVESTMENT FUND .0175 14.51 11.41INDUSTRIAL 33,959,613
ISHARES S&P/TSX GLOBL BASE METALS INDX ETF UN 15.99 13.42XBM INVESTMENT FUND .4013 .0588 14.78 10.35INDUSTRIAL 1,874,217
ISHARES S&P/TSX NA PREF STK IDX ETF(CAD-HDGD) 18.65 17.85XPF INVESTMENT FUND .8463 .3438 18.70 17.57INDUSTRIAL 619,117
ISHARES S&P/TSX SMALLCAP INDEX ETF UNITS 17.20 15.13XCS INVESTMENT FUND .3663 .1425 17.82 15.29INDUSTRIAL 637,789
ISHARES SHORT DURATION HIGH INCM ETF CA-HG AD 17.91 17.71CSD.A INVESTMENT FUND .8063 .2675 18.43 18.05INDUSTRIAL 19,301
ISHARES SHORT DURATION HIGH INCM ETF CA-HG UN 18.22 17.69CSD INVESTMENT FUND .9125 .3800 18.65 18.04INDUSTRIAL 580,091
ISHARES SHORT TERM STRATEGIC FIXD INCM ETF UN 19.21 18.75XSI INVESTMENT FUND .5675 .2963 19.52 19.11INDUSTRIAL 576,580
ISHARES SHORT TRM HIGH QUALITY CDN BND IDX UN 19.35 19.17XSQ INVESTMENT FUND .4088 .1675 19.89 19.31INDUSTRIAL 393,618
ISHARES SILVER BULLION ETF HEDGED UNITS 9.65 8.83SVR INVESTMENT FUND 10.31 8.50INDUSTRIAL 788,727
ISHARES SILVER BULLION ETF NON-HEDGED UNITS 8.66 8.20SVR.C INVESTMENT FUND 9.88 7.93INDUSTRIAL 133,803
ISHARES U.S. IG CORP BND INDX ETF(CAD-HDGD)UN 23.75 22.23XIG INVESTMENT FUND .7413 .2725 23.74 22.59INDUSTRIAL 1,061,996
ISHARES U.S. SMALL CAP INDX ETF (CAD-HEDGD)UN 34.26 30.39XSU INVESTMENT FUND .3500 .1825 33.33 28.52INDUSTRIAL 4,885,693
ISHARES US DIV GROWERS INDEX ETF(CAD-HDGD)ADV 42.49 38.44CUD.A INVESTMENT FUND .4375 .1600 41.09 36.42INDUSTRIAL 28,436
ISHARES US DIV GROWERS INDX ETF(CAD-HEDGD) UN 43.07 38.35CUD INVESTMENT FUND .7100 .2938 41.62 36.67INDUSTRIAL 1,111,005
ISHARES US HIGH DIV EQUTY IDX ETF(CAD-HGD) UN 30.42 26.62XHD INVESTMENT FUND .7375 .3313 29.47 26.42INDUSTRIAL 734,911
ISHARES US HIGH DIVIDEND EQUITY INDEX ETF UN 23.98 21.60XHU INVESTMENT FUND .5913 .2625 24.01 20.84INDUSTRIAL 289,235
ISHARES US HIGH YLD BOND INDX ETF(CAD-HDGD)UN 19.91 18.99XHY INVESTMENT FUND 1.0850 .4400 20.25 19.60INDUSTRIAL 2,600,772
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)AD 19.04 18.34CHB.A INVESTMENT FUND .9825 .3300 19.53 18.76INDUSTRIAL 14,873
ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)UN 19.33 18.39CHB INVESTMENT FUND 1.0938 .4425 19.91 18.90INDUSTRIAL 639,300
ISHRES BALANCED GROW COREPORTFOLIO ETF ADV UN 22.06 20.32CBN.A INVESTMENT FUND .2288 .1113 21.78 19.72INDUSTRIAL 5,941
IVANHOE MINES LTD. CL 'A' J 4.32 2.51IVN MINERAL EXPL & DEV 5.47 2.59MINING 137,596,591
JAGUAR MINING INC. J .41 .33JAG GOLD EXPL & DEV 0.75 0.22MINING 10,163,030
JAMIESON WELLNESS INC. 24.49 19.96JWEL HEALTHCARE PROD 22.76 16.44INDUSTRIAL 2,755,486
JEAN COUTU GROUP (PJC) INC. (THE) CL 'A' SV 24.83 24.03PJC.A RETAIL STORES .5100 .1300 24.90 19.24INDUSTRIAL 13,590,783
JOURNEY ENERGY INC. 2.00 1.43JOY OIL/GAS EXPL & DEV 3.30 1.64OIL 899,504
JUNE 2020 CORPORATE BOND TRUST CL 'T' UN 9.79 9.45CBT.UN INVESTMENT TRUST .3500 .4525 10.24 9.82INDUSTRIAL 264,020
JUST ENERGY GROUP INC. 6.42 4.84JE NAT GAS DSTR .5000 .1250 8.62 5.16INDUSTRIAL 34,660,085
K-BRO LINEN INC. 41.71 33.99KBL DRYCLEAN/LAUNDRY SERV 1.2000 .4000 45.00 37.39INDUSTRIAL 1,025,370
KARNALYTE RESOURCES INC. J .59 .37KRN POTASH MINE & PROD 0.95 0.40MINING 859,849
KATANGA MINING LIMITED 2.83 .69KAT MINING EXPL & DEV 2.00 0.15MINING 124,892,802
KELSO TECHNOLOGIES INC. 1.05 .47KLS TRANS SUPPLIES/SERV 1.40 0.32INDUSTRIAL 1,803,160
KELT EXPLORATION LTD. 5.0% DEBENTURES J 162.00 147.00KEL.DB OIL/GAS EXPL & DEV 155.35 133.51OIL 17,920
KELT EXPLORATION LTD. J 8.30 6.35KEL OIL/GAS EXPL & DEV 7.70 5.56OIL 69,031,556
KERR MINES INC. J .34 .19KER MINERAL EXPL & DEV 0.41 0.12MINING 21,211,535
KEW MEDIA GROUP INC. CL 'B' 9.15 5.95KEW ACQUISITIONS 11.24 8.76INDUSTRIAL 984,274
KEW MEDIA GROUP INC. WT 1.47 .48KEW.WT ACQUISITIONS 2.10 0.47INDUSTRIAL 79,100
KEYERA CORP. 37.25 31.20KEY INVESTMENT COMPANY 1.6425 .5600 42.57 34.07INDUSTRIAL 40,398,714
KILLAM APARTMENT RL ESTATE INVESTMENT TR UN J 14.43 12.59KMP.UN INVESTMENT TRUST .6150 .2088 14.76 11.84INDUSTRIAL 15,364,781
KINAXIS INC. J 89.05 75.65KXS SOFTWARE DEV/MKT/SERV 91.98 58.91INDUSTRIAL 4,516,194
KINDER MORGAN CANADA LIMITED RV 20.00 14.93KML INVESTMENT COMPANY .2200 .1625 18.60 15.17INDUSTRIAL 26,063,987
KINDER MORGAN CANADA LIMITED SERIES '1' PR 26.00 24.61KML.PR.A INVESTMENT COMPANY .3313 .3288 25.99 24.89INDUSTRIAL 545,623
KINDER MORGAN CANADA LIMITED SERIES '3' PR 25.62 24.53KML.PR.C INVESTMENT COMPANY .2213 25.15 24.94INDUSTRIAL 1,367,032
KINGSWAY FINANCIAL SERVICES INC. 7.20 4.57KFS INSURANCE 8.64 6.20INDUSTRIAL 26,023
KINROSS GOLD CORPORATION 5.90 4.44K NATURAL RESOURCES 6.29 4.21MINING 252,837,631
KIRKLAND LAKE GOLD LTD. J 22.68 16.54KL GOLD EXPL & DEV .0200 .0400 19.35 7.00MINING 66,625,669
KLONDEX MINES LTD. J 3.36 1.66KDX MINERAL EXPL & DEV 7.73 2.75MINING 77,879,863
KNIGHT THERAPEUTICS INC. 8.53 7.38GUD PHARMACEUTICAL 11.00 7.51INDUSTRIAL 14,863,313
KP TISSUE INC. 14.09 10.40KPT PAPER PRODUCTS .7200 .3600 16.34 13.00INDUSTRIAL 999,231
LABRADOR IRON ORE ROYALTY CORPORATION 28.55 20.44LIF IRON ORE EXPL/DEV 2.3500 .9000 27.51 15.10INDUSTRIAL 19,539,716
LARAMIDE RESOURCES LTD. J .52 .25LAM MINING EXPL & DEV 0.74 0.23MINING 12,433,731
LARGO RESOURCES LTD. J 1.93 1.06LGO NAT RES EXPL/DEV 1.35 0.34MINING 30,755,731
LASSONDE INDUSTRIES INC. CL 'A' SV 278.29 240.00LAS.A FOOD & BEV PROD 2.3400 .6100 258.65 199.75INDUSTRIAL 162,636
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
LAURENTIAN BANK OF CANADA 56.88 46.57LB BANKING 2.4600 .6300 62.90 51.57INDUSTRIAL 23,544,637
LAURENTIAN BANK OF CANADA PR 'A' NVCC SER 15 26.83 25.72LB.PR.J BANKING 1.4625 .3663 27.28 25.94INDUSTRIAL 335,363
LAURENTIAN BANK OF CANADA PR 'A' SERIES 13 25.00 22.05LB.PR.H BANKING 1.0750 .2688 23.45 19.94INDUSTRIAL 489,839
LEADFX INC. J 2.25 .61LFX BASE MTL EXPL/DEV 1.13 0.35MINING 873,661
LEAGOLD MINING CORPORATION J 3.25 2.51LMC GOLD EXPL & DEV 3.48 2.51MINING 13,797,869
LEON'S FURNITURE LTD. 19.50 16.35LNF RETAIL FURNITURE .4600 .2400 19.57 16.19INDUSTRIAL 644,098
LEVON RESOURCES LTD. J .39 .24LVN GOLD EXPL & DEV 0.51 0.28MINING 6,795,700
LIBERTY GOLD INC. J .49 .39LGD MINERAL EXPL & DEV 0.53 0.35MINING 9,840,967
LIBERTY GOLD INC. J WT .10 .03LGD.WT MINERAL EXPL & DEV 0.15 0.04MINING 237,650
LIFE & BANC SPLIT CORP. CLASS 'A' 10.44 8.70LBS INVESTMENT COMPANY 1.2000 .4000 10.65 9.00INDUSTRIAL 3,270,678
LIFE & BANC SPLIT CORP. PR 10.24 10.06LBS.PR.A INVESTMENT COMPANY .4750 .2375 10.46 9.98INDUSTRIAL 653,421
LINAMAR CORPORATION 76.86 65.81LNR MACHINE EQUIP MFG .4800 .1200 80.58 54.36INDUSTRIAL 13,774,077
LIQUOR STORES N.A. LTD. 12.95 9.31LIQ RETAIL LIQUOR STORES .3000 .1800 11.05 8.78INDUSTRIAL 8,481,875
LITHIUM AMERICAS CORP. J 12.94 6.07LAC LITHIUM/POTASSIUM DEV 14.06 3.80MINING 35,771,890
LOBLAW COMPANIES LIMITED 69.92 63.03L RETAIL FOOD CHAIN 1.0700 .2700 78.87 64.65INDUSTRIAL 43,996,898
LOBLAWS COMPANIES LIMITED 2ND PR SERIES 'B' 25.60 24.56L.PR.B RETAIL FOOD CHAIN 1.3250 .3313 25.97 24.18INDUSTRIAL 530,499
LOGIQ ASSET MANAGEMENT INC. J .04 .01LGQ ASSET MGT/ADVISE SERV 0.15 0.03INDUSTRIAL 24,044,887
LOGISTEC CORP. CL 'A' MV 50.93 42.70LGT.A SHIPPING/HANDLING .3075 .1650 46.64 34.52INDUSTRIAL 3,498
LOGISTEC CORP. CL 'B' SV 49.99 42.00LGT.B SHIPPING/HANDLING .3388 .1813 46.00 32.68INDUSTRIAL 90,571
LONCOR RESOURCES INC. J .11 .08LN GOLD EXPL & DEV 0.20 0.08MINING 942,063
LUCARA DIAMOND CORP. J 2.91 1.97LUC DIAMOND EXPL & DEV .1000 .0250 3.31 2.18MINING 45,810,470
LUNDIN GOLD INC. J 5.52 4.51LUG MINERAL EXPL & DEV 6.50 4.07MINING 6,573,946
LUNDIN MINING CORPORATION 9.21 7.57LUN MINING EXPL & DEV .1200 .0300 10.22 6.49MINING 214,416,270
LXRANDCO, INC. J CL 'B' 5.80 1.85LXR RETAIL MERCH 9.90 4.25INDUSTRIAL 1,520,771
LXRANDCO, INC. J WT .36 .11LXR.WT RETAIL MERCH 1.10 0.26INDUSTRIAL 242,700
LYDIAN INTERNATIONAL LIMITED ORDINARY J .63 .38LYD MINERAL EXPL & DEV 0.41 0.31MINING 27,189,411
LYSANDER-SLATER PREFERRED SHARE ACTIVETF UN 10.80 10.35PR INVESTMENT FUND .4613 .4000 10.97 10.10INDUSTRIAL 973,085
M SPLIT CORP. $5.00 CLASS 1 PR 5.30 5.13XMF.PR.B INVESTMENT COMPANY .3750 .1250 5.48 5.12INDUSTRIAL 84,364
M SPLIT CORP. $5.00 CLASS II (2014) PR 3.10 2.20XMF.PR.C INVESTMENT COMPANY 3.24 2.07INDUSTRIAL 142,300
M SPLIT CORP. (2014) CAPITAL .62 .25XMF.A INVESTMENT COMPANY 0.76 0.25INDUSTRIAL 397,707
MACKENZIE CANADIAN EQUITY INDX ETF SER E UN 99.17 91.94QCN INVESTMENT FUND .1763 0.00 0.00INDUSTRIAL 74,993
MACKENZIE CANADIAN SHORT-TERM BOND INDX ETF E 100.22 99.97QSB INVESTMENT FUND .3450 0.00 0.00INDUSTRIAL 7,515
MACKENZIE CDN AGGREGATE BOND INDX ETF E UN 100.26 99.07QBB INVESTMENT FUND .4500 0.00 0.00INDUSTRIAL 9,010
MACKENZIE CDN LARGE CAP EQTY INDX ETF E UN 99.03 92.04QCE INVESTMENT FUND .2000 0.00 0.00INDUSTRIAL 112,800
MACKENZIE CDN SHORT TERM FIXED INCM ETF E UN 19.97 19.88MCSB INVESTMENT FUND 20.06 20.01INDUSTRIAL 13,642
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
MACKENZIE CORE +CDN FIXED INCM ETF SER 'E' UN 20.28 19.85MKB INVESTMENT FUND .6025 .1275 20.77 19.83INDUSTRIAL 177,174
MACKENZIE CORE +GLBL FIXED INCM ETF SR 'E' UN 20.02 19.54MGB INVESTMENT FUND .7138 .1213 20.43 19.76INDUSTRIAL 1,313,455
MACKENZIE FLOATING RATE INCOME ETF SER E UN 21.63 21.28MFT INVESTMENT FUND 1.3763 .3238 21.47 20.72INDUSTRIAL 1,896,350
MACKENZIE INTERNATIONAL EQTY INDEX ETF E UN 98.96 93.75QDX INVESTMENT FUND .0238 0.00 0.00INDUSTRIAL 2,006
MACKENZIE INTL EQUITY INDEX ETF (CAD-HG) E UN 98.82 94.37QDXH INVESTMENT FUND 0.00 0.00INDUSTRIAL 503
MACKENZIE IVY GLOBAL EQUITY ETF SER E UN 20.95 19.75MIVG INVESTMENT FUND 20.82 20.54INDUSTRIAL 55,311
MACKENZIE MAX DIVERS CANADA INDEX ETF CL E UN 22.95 21.06MKC INVESTMENT FUND .3538 .0825 22.93 21.21INDUSTRIAL 354,098
MACKENZIE MAX DIVERS DEVELOP EUROPE ETF E UN 23.93 22.18MEU INVESTMENT FUND .3475 23.65 19.59INDUSTRIAL 987,453
MACKENZIE MAX DIVERS EMERG MKTS IDX ETF E UN 26.26 23.59MEE INVESTMENT FUND .2688 25.06 20.28INDUSTRIAL 568,479
MACKENZIE MAX DVR ALL WRLD DEV EX NA ETF E UN 23.93 21.95MXU INVESTMENT FUND .3600 22.88 19.29INDUSTRIAL 864,017
MACKENZIE MAXIMUM DIVER ALL WRLD DEV ETF E UN 24.08 21.98MWD INVESTMENT FUND .2263 .0138 22.94 19.90INDUSTRIAL 256,656
MACKENZIE MAXIMUM DIVERS US INDEX ETF CL E UN 25.62 22.90MUS INVESTMENT FUND .2300 .0338 24.62 21.24INDUSTRIAL 520,244
MACKENZIE PORTFOLIO COMPLETION ETF SER E UN 20.67 19.78MPCF INVESTMENT FUND 20.21 20.00INDUSTRIAL 116,111
MACKENZIE UNCONSTRAINED BOND ETF CL 'E' UN 21.08 20.75MUB INVESTMENT FUND 1.2025 .2038 21.71 20.80INDUSTRIAL 1,167,185
MACKENZIE US HI YLD BOND IDX ETF(CAD-HG)E UN 99.75 96.96QHY INVESTMENT FUND .9175 0.00 0.00INDUSTRIAL 17,970
MACKENZIE US INVEST GRD CORP BND ETF CA-HEG E 99.92 97.50QUIG INVESTMENT FUND 0.00 0.00INDUSTRIAL 32,040
MACKENZIE US LARGE CAP EQ IDX ETF(CA-HG) E UN 97.64 90.92QAH INVESTMENT FUND .0675 0.00 0.00INDUSTRIAL 113,300
MACKENZIE US LARGE CAP EQUITY INDX ETF E UN 103.36 93.03QUU INVESTMENT FUND .0725 0.00 0.00INDUSTRIAL 191,630
MADISON PACIFIC PROPERTIES INC. CL 'B' 4.25 3.36MPC REAL ESTATE .1050 .0525 3.80 3.00INDUSTRIAL 46,704
MADISON PACIFIC PROPERTIES INC. CL 'C' NV 3.59 3.10MPC.C REAL ESTATE .1050 .0525 3.30 3.00INDUSTRIAL 406,143
MAG SILVER CORP. J 15.97 11.71MAG MINERAL EXPL & DEV 21.99 12.94MINING 17,522,997
MAGELLAN AEROSPACE CORPORATION 21.49 18.68MAL AIRCRAFT COMPONENT .2800 .0850 21.90 16.32INDUSTRIAL 812,792
MAGNA INTERNATIONAL INC. 77.41 63.63MG AUTO COMPONENTS 1.1000 .3300 74.29 52.63INDUSTRIAL 86,554,659
MAINSTREET EQUITY CORP. J 43.95 39.01MEQ REAL ESTATE 44.44 32.76INDUSTRIAL 156,349
MAJOR DRILLING GROUP INTERNATIONAL INC. 7.39 6.18MDI CONSTR DRILLING 8.69 6.03INDUSTRIAL 7,033,857
MANDALAY RESOURCES CORPORATION J .30 .19MND MINERAL EXPL & DEV .0138 0.99 0.26MINING 25,437,891
MANULIFE FINANCIAL CORP CL 1 PR SER '11' 25.17 24.46MFC.PR.J INVESTMENT MGT 1.0000 .2500 24.95 21.10INDUSTRIAL 1,072,243
MANULIFE FINANCIAL CORP CL 1 PR SER '23' 26.39 25.50MFC.PR.R INVESTMENT MGT 1.2975 .3038 26.57 25.08INDUSTRIAL 1,446,646
MANULIFE FINANCIAL CORP FLTG RTE CL 1 PR SR 4 20.98 17.86MFC.PR.P INVESTMENT MGT .4913 .1413 18.15 13.99INDUSTRIAL 194,104
MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '7' 25.70 24.45MFC.PR.H INVESTMENT MGT 1.0963 .2700 25.97 23.19INDUSTRIAL 1,073,467
MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '9' 25.97 23.93MFC.PR.I INVESTMENT MGT 1.0975 .2725 25.25 21.57INDUSTRIAL 648,733
MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 21 26.93 26.19MFC.PR.O INVESTMENT MGT 1.4000 .3500 27.62 26.20INDUSTRIAL 1,239,276
MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 25 25.74 24.70MFC.PR.Q INVESTMENT MGT 0.00 0.00INDUSTRIAL 2,356,583
MANULIFE FINANCIAL CORP. CL 1 PR SER '13' 23.95 21.49MFC.PR.K INVESTMENT MGT .9500 .2375 23.62 18.06INDUSTRIAL 840,604
MANULIFE FINANCIAL CORP. CL 1 PR SER '15' 23.94 21.62MFC.PR.L INVESTMENT MGT .9750 .2438 23.15 17.67INDUSTRIAL 404,240
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
MANULIFE FINANCIAL CORP. CL 1 PR SER '17' 24.61 22.82MFC.PR.M INVESTMENT MGT .9750 .2438 24.44 19.80INDUSTRIAL 563,381
MANULIFE FINANCIAL CORP. CL 1 PR SER '19' 24.68 22.04MFC.PR.N INVESTMENT MGT .9500 .2375 23.95 19.14INDUSTRIAL 378,254
MANULIFE FINANCIAL CORP. CL 1 PR SER '3' 19.56 18.20MFC.PR.F INVESTMENT MGT .5450 .1363 18.62 14.32INDUSTRIAL 598,385
MANULIFE FINANCIAL CORP. CL 1 PR SER '5' 25.30 24.13MFC.PR.G INVESTMENT MGT .9725 .2438 25.00 21.85INDUSTRIAL 518,679
MANULIFE FINANCIAL CORP. CL A PR SER '2' 22.99 21.44MFC.PR.B INVESTMENT MGT 1.1625 .2913 23.97 21.76INDUSTRIAL 845,084
MANULIFE FINANCIAL CORP. CL A PR SER '3' 22.33 20.75MFC.PR.C INVESTMENT MGT 1.1250 .2813 22.98 21.04INDUSTRIAL 739,396
MANULIFE FINANCIAL CORPORATION 27.77 23.11MFC INVESTMENT MGT .8200 .2200 27.54 22.39INDUSTRIAL 311,787,135
MANULIFE MULTFCTR US SMALL CAP IDX ETF HGD UN 26.34 26.00MUSC INVESTMENT FUND 0.00 0.00INDUSTRIAL 311
MANULIFE MULTFCTR US SMALL CAP IDX ETF U-H UN 26.94 24.71MUSC.B INVESTMENT FUND 26.17 25.61INDUSTRIAL 5,020
MANULIFE MULTIFACTOR CDN SMID CAP IDX U-H UN 25.72 24.94MCSM INVESTMENT FUND 25.35 25.35INDUSTRIAL 5,846
MANULIFE MULTIFACTR DEV INT'L INDX ETF HEG UN 28.54 25.77MINT INVESTMENT FUND 27.98 24.40INDUSTRIAL 93,101
MANULIFE MULTIFACTR DEV INTL IDX ETF UNHEG UN 28.46 26.68MINT.B INVESTMENT FUND 28.20 25.03INDUSTRIAL 132,402
MANULIFE MULTIFACTR US LARGE CAP IDX ETF HEGD 30.00 27.50MULC INVESTMENT FUND 28.35 25.06INDUSTRIAL 16,742
MANULIFE MULTIFACTR US LARGE CAP IDX ETF UNHG 28.58 26.35MULC.B INVESTMENT FUND 27.75 23.80INDUSTRIAL 51,359
MANULIFE MULTIFACTR US MID CAP IDX ETF HEG UN 29.47 27.39MUMC INVESTMENT FUND 28.17 24.79INDUSTRIAL 28,939
MANULIFE MULTIFACTR US MID CAP INDX ETF UNHEG 28.55 25.91MUMC.B INVESTMENT FUND 27.31 23.89INDUSTRIAL 29,642
MANULIFE MULTIFCTR CDN LARGE CAP IDX ETF UNHG 26.30 24.75MCLC INVESTMENT FUND 26.16 23.99INDUSTRIAL 57,085
MAPLE LEAF FOODS INC. 36.08 30.17MFI FOOD PROD & DSTR .4400 .1300 37.08 27.31INDUSTRIAL 16,575,726
MARATHON GOLD CORPORATION J 1.28 .85MOZ GOLD EXPL & DEV 1.36 0.53MINING 16,907,985
MARRET RESOURCE CORP. J .55 .36MAR INVESTMENT COMPANY 0.55 0.37INDUSTRIAL 2,891,996
MARTINREA INTERNATIONAL INC. 16.42 13.43MRE METAL PRODUCTS MFG .1200 .0600 16.79 7.97INDUSTRIAL 16,595,392
MASON RESOURCES CORP. J .28 .16MNR MINERAL EXPL & DEV 0.40 0.13MINING 4,181,744
MAWSON RESOURCES LIMITED J .63 .31MAW URANIUM EXPL & DEV 0.65 0.29MINING 5,320,286
MAXAR TECHNOLOGIES LTD. 80.88 55.13MAXR CONSULTING SERVICE 1.1100 86.67 70.13INDUSTRIAL 23,124,500
MAXIM POWER CORP. 2.75 2.40MXG POWER PROD/DEV & MKT 3.00 2.55INDUSTRIAL 608,481
MBN CORPORATION EQUITY 6.25 5.94MBN INVESTMENT COMPANY 6.25 5.57INDUSTRIAL 100,825
MCAN MORTGAGE CORPORATION 18.50 17.14MKP MORTGAGE INV CO 1.2400 .7400 18.20 13.10INDUSTRIAL 1,049,542
MCCOY GLOBAL INC. 1.60 1.15MCB TRUCK EQUIPMENT 2.50 1.34INDUSTRIAL 737,224
MCEWEN MINING INC. J 3.15 2.40MUX GOLD EXPL & DEV .0100 .0050 5.83 2.33MINING 24,867,857
MEDIAGRIF INTERACTIVE TECHNOLOGIES INC. 12.43 9.69MDF INTERNET COMMERCE .4000 .2000 18.93 10.65INDUSTRIAL 856,296
MEDICAL FACILITIES CORPORATION 16.09 13.11DR MEDICAL FACILITY 1.1250 .3750 19.90 11.14INDUSTRIAL 12,916,968
MEDICENNA THERAPEUTICS CORP. J 3.05 1.45MDNA THERAPEUTIC PROD 3.00 1.42INDUSTRIAL 491,976
MEDRELEAF CORP. 31.25 14.57LEAF PHARM PRODUCT/DSTR 22.78 6.81INDUSTRIAL 53,087,770
MEG ENERGY CORP. 6.76 4.28MEG OIL/GAS EXPL & DEV 9.83 3.28OIL 130,946,102
MEGA URANIUM LTD. J .24 .13MGA URANIUM EXPL & DEV 0.32 0.13MINING 27,133,424
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
MELCOR DEVELOPMENTS LTD. 15.72 13.43MRD REAL ESTATE .5200 .1300 16.99 13.80INDUSTRIAL 381,143
METHANEX CORPORATION 87.59 66.63MX OIL/GAS EXPL & DEV 1.1750 .3300 77.31 52.63INDUSTRIAL 26,479,771
METRO INC. 42.66 38.32MRU FOOD SERVICES .6500 .1800 47.41 38.00INDUSTRIAL 41,072,561
MICROBIX BIOSYSTEMS INC. J .32 .25MBX BIOPHARMACEUTICAL 0.40 0.22INDUSTRIAL 3,398,381
MIDAS GOLD CORP. J 1.08 .55MAX GOLD EXPL & DEV 0.95 0.55MINING 27,723,402
MIDDLEFIELD HEALTHCARE&WELLNESS DIV FND TR UN 10.15 9.29HWF.UN INVESTMENT FUND .5000 .1663 10.47 9.25INDUSTRIAL 1,740,091
MINCO SILVER CORPORATION J .98 .58MSV MINERAL EXPL & DEV 1.74 0.59MINING 2,008,693
MITEL NETWORKS CORORATION 14.51 10.08MNW COMMUN SERVICES 11.55 8.50INDUSTRIAL 21,817,588
MOGO FINANCE TECHNOLOGY INC. J 7.20 3.20MOGO ONLINE CREDIT SOLUTN 8.59 1.90INDUSTRIAL 9,029,170
MOLSON COORS CANADA INC. CLASS 'A' EXCH LV 114.02 93.27TPX.A BREWERY/DIVERS MFG 2.1388 .5213 131.88 101.00INDUSTRIAL 149,258
MOLSON COORS CANADA INC. CLASS 'B' EXCH NV 118.99 93.50TPX.B BREWERY/DIVERS MFG 2.1388 .5213 134.75 98.04INDUSTRIAL 574,196
MONETA PORCUPINE MINES INC. J .20 .13ME RES EXPL & DEV 0.27 0.13MINING 13,745,525
MORGUARD CORPORATION 190.00 161.00MRC INVESTMENT COMPANY .6000 .1500 197.50 170.00INDUSTRIAL 503,934
MORNEAU SHEPELL INC. 25.99 22.00MSI CONSLT/OUTSOURCE SERV .7800 .2600 22.74 18.32INDUSTRIAL 9,113,623
MOUNTAIN PROVINCE DIAMONDS INC. J 3.55 2.97MPVD MINERAL EXPL & DEV 6.94 3.28MINING 17,814,171
MTY FOOD GROUP INC. 56.60 46.06MTY RESTAURANTS .4600 .1500 56.55 44.75INDUSTRIAL 3,922,274
MULLEN GROUP LTD. 16.10 14.10MTL TRANSPORT SERVICES .3600 .1800 20.32 14.44INDUSTRIAL 10,076,558
NATIONAL BANK OF CANADA 65.68 58.58NA BANKING 2.2800 .6000 64.39 51.41INDUSTRIAL 86,936,148
NATIONAL BANK OF CANADA 1ST PR SERIES '32' 24.00 22.27NA.PR.W BANKING .9750 .2438 23.40 18.87INDUSTRIAL 842,582
NATIONAL BANK OF CANADA 5-YR 1ST PR SER '30' 24.41 22.81NA.PR.S BANKING 1.0250 .2563 24.05 19.51INDUSTRIAL 822,069
NATIONAL BANK OF CANADA 5-YR 1ST PR SER '34' 27.15 26.08NA.PR.X BANKING 1.4000 .3500 27.47 26.25INDUSTRIAL 799,211
NATIONAL BANK OF CANADA 5-YR 1ST PR SER '36' 26.92 25.94NA.PR.A BANKING 1.3500 .3375 27.20 26.08INDUSTRIAL 1,040,754
NATIONAL BANK OF CANADA 5-YR 1ST PR SER '38' 25.94 24.56NA.PR.C BANKING .4725 .2788 26.05 24.78INDUSTRIAL 1,373,612
NATIONAL BANK OF CANADA 5-YR 1ST PR SER '40' 24.90 24.20NA.PR.E BANKING 0.00 0.00INDUSTRIAL 3,378,626
NAUTILUS MINERALS INC. J .39 .14NUS MINERAL EXPL & DEV 0.28 0.14MINING 24,326,018
NEMASKA LITHIUM INC. 2.44 1.02NMX MINING EXPL & DEV 2.40 0.95MINING 161,955,484
NEMASKA LITHIUM INC. WT .91 .35NMX.WT MINING EXPL & DEV 0.90 0.23MINING 10,660,104
NEO PERFORMANCE MATERIALS INC. 18.60 13.87NEO RARE EARTH PROCESS .0950 17.90 16.99INDUSTRIAL 1,542,296
NEOVASC INC. J .98 .04NVCN MEDICAL PRODUCTS 2.82 0.70INDUSTRIAL 301,359,900
NEPTUNE TECHNOLOGIES & BIORESSOURCES INC. J 4.41 2.84NEPT PHARM PRODUCT/DSTR 3.07 0.86INDUSTRIAL 17,261,708
NEULION, INC. J 1.06 .47NLN BROADCASTING 1.35 0.37INDUSTRIAL 15,172,598
NEVADA COPPER CORP. J .82 .63NCU MINERAL EXPL & DEV 0.84 0.41MINING 2,781,555
NEVSUN RESOURCES LTD. J 3.64 2.50NSU MINERAL EXPL & DEV .0700 .0100 4.63 2.49MINING 61,540,895
NEW FLYER INDUSTRIES INC. 61.25 53.87NFI HEAVY VHCL MFG & SERV 1.1250 .6500 57.70 39.90INDUSTRIAL 11,764,835
NEW GOLD INC. 4.45 2.85NGD NAT RES EXPL/DEV 5.79 3.11MINING 97,057,181
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
NEW LOOK VISION GROUP INC. J 37.19 32.00BCI OPTICAL PROD & SERV .6000 .1500 36.01 25.30INDUSTRIAL 265,731
NEW MILLENNIUM IRON CORP. J .13 .07NML IRON ORE EXPL/DEV 0.36 0.08MINING 8,838,674
NEWALTA CORPORATION 1.58 .91NAL WASTE MGT SERVICES 2.63 0.66INDUSTRIAL 18,431,184
NEWFOUNDLAND CAPITAL CORP. LTD. CL 'A' SV 13.80 11.87NCC.A HOLDING COMPANY .3500 .2500 13.55 9.25INDUSTRIAL 282,541
NEWFOUNDLAND CAPITAL CORP. LTD. CL 'B' MV 14.00 13.85NCC.B HOLDING COMPANY .3500 .2500 15.10 15.00INDUSTRIAL 300
NEWGROWTH CORP. CL 'B' PR SERIES 3 32.55 32.07NEW.PR.D INVESTMENT COMPANY 1.3313 .3325 33.01 31.00INDUSTRIAL 42,852
NEWGROWTH CORPORATION CL 'A' CAPITAL SHARES 45.60 38.91NEW.A INVESTMENT COMPANY 1.1750 .3100 46.00 38.55INDUSTRIAL 31,027
NEXA RESOURCES S.A. 26.70 21.50NEXA ZINC MINING 24.86 19.80MINING 72,419
NEXGEN ENERGY LTD. J 3.53 2.12NXE URANIUM EXPL & DEV 4.45 2.31MINING 62,184,688
NEXJ SYSTEMS INC. J 3.60 2.28NXJ SOFTWARE MKT/SERV 4.90 2.19INDUSTRIAL 395,114
NEXTSOURCE MATERIALS INC. J .22 .06NEXT METAL EXPL & DEV 0.11 0.06MINING 104,259,748
NGEX RESOURCES INC. J 1.49 1.00NGQ MINERAL EXPL & DEV 1.45 0.75MINING 20,125,898
NICKEL CREEK PLATINUM CORP. J .35 .24NCP PRECIOUS MTL EXPL 0.00 0.00MINING 6,020,208
NIGHTHAWK GOLD CORP. J .76 .58NHK GOLD EXPL & DEV 1.14 0.57MINING 13,956,276
NIKO RESOURCES LTD. .15 .05NKO OIL/GAS EXPL & DEV 0.11 0.05OIL 31,073,444
NINEPOINT ENERGY OPPORTUNITIES TRUST UNITS 6.44 4.85NRGY.UN INVESTMENT TRUST 9.80 4.90INDUSTRIAL 432,599
NIOCORP DEVELOPMENTS LTD. J .76 .53NB RES EXPL & DEV 0.89 0.37MINING 6,893,414
NORBORD INC. 54.59 41.62OSB FOREST PRODUCTS 1.5000 .6000 51.75 31.38INDUSTRIAL 28,557,354
NORTH AMERICAN CONSTRUCTION GROUP LTD. 7.99 5.11NOA OIL FIELD SERVICE .0800 .0400 7.48 4.52INDUSTRIAL 2,172,668
NORTH AMERICAN FINANCIAL 15 SPLIT CORP CL 'A' 9.16 8.18FFN INVESTMENT COMPANY 1.2000 .4000 9.69 8.41INDUSTRIAL 3,288,593
NORTH AMERICAN FINANCIAL 15 SPLIT CORP. II PR 10.17 10.02FFN.PR.A INVESTMENT COMPANY .5250 .1838 10.26 9.98INDUSTRIAL 1,209,077
NORTH AMERICAN PALLADIUM LTD. 11.60 7.33PDL MINERAL EXPL & DEV 9.49 4.65MINING 1,009,916
NORTH WEST COMPANY INC.(THE) VARIABLE V COM V 30.43 26.50NWC RETAIL FOOD CHAIN 1.2700 .6400 33.74 27.28INDUSTRIAL 9,228,969
NORTHCLIFF RESOURCES LTD. J .16 .09NCF MINERAL EXPL & DEV 0.23 0.10MINING 5,413,995
NORTHERN DYNASTY MINERALS LTD. J 2.32 1.00NDM MINERAL EXPL & DEV 4.54 1.43MINING 33,116,163
NORTHERN DYNASTY MINERALS LTD. J WT A 1.74 .53NDM.WT.A MINERAL EXPL & DEV 3.99 0.95MINING 1,315,686
NORTHERN DYNASTY MINERALS LTD. J WT B 1.60 .45NDM.WT.B MINERAL EXPL & DEV 3.88 0.89MINING 1,166,719
NORTHERN POWER SYSTEMS CORP. J .23 .10NPS WIND TURBINE MFG/MKT 0.29 0.15INDUSTRIAL 212,275
NORTHLAND POWER INC. 23.64 21.35NPI ELECT POWER OPER 1.0800 .4000 25.04 21.78INDUSTRIAL 22,924,512
NORTHLAND POWER INC. CUMLTV RST SERIES 3 PR 24.79 23.90NPI.PR.C ELECT POWER OPER 1.2500 .3175 24.76 21.84INDUSTRIAL 218,246
NORTHLAND POWER INC. FLTG RATE SERIES '2' PR 20.65 19.15NPI.PR.B ELECT POWER OPER .8413 .2263 19.75 16.89INDUSTRIAL 111,097
NORTHLAND POWER INC. SERIES '1' PR 20.05 19.05NPI.PR.A ELECT POWER OPER .8788 .2200 19.68 17.47INDUSTRIAL 184,314
NORTHVIEW APARTMENT RL EST INVESTMENT TR UN 26.20 22.87NVU.UN INVESTMENT TRUST 1.6300 .5438 25.65 19.83INDUSTRIAL 11,697,843
NOVAGOLD RESOURCES INC. J 6.33 4.44NG GOLD EXPL & DEV 8.15 4.33MINING 14,253,004
NUTRIEN LTD. 70.05 55.27NTR POTASH MINE & PROD .4000 0.00 0.00MINING 81,409,551
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
NUVISTA ENERGY LTD. 9.16 6.69NVA OIL/GAS EXPL & DEV 8.87 5.33OIL 42,235,434
NUVO PHARMACEUTICALS INC. 4.13 3.00NRI PHARM PRODUCTION 6.43 3.50INDUSTRIAL 858,153
NXT ENERGY SOLUTIONS INC. J 1.34 .90SFD OIL/GAS EXPL & DEV 1.57 0.39INDUSTRIAL 1,331,953
OBSIDIAN ENERGY LTD. 1.70 1.06OBE OIL/GAS EXPL & DEV 1.85 1.03OIL 52,661,234
OCEANAGOLD CORPORATION 3.79 2.97OGC GOLD MINING .0200 .0100 5.00 2.92MINING 130,800,096
OLYMPIA FINANCIAL GROUP INC. 35.49 29.52OLY INVESTMENT MGT 2.3700 .6800 35.00 24.50INDUSTRIAL 48,703
ONCOLYTICS BIOTECH INC. 1.12 .58ONC PHARM PRODUCTION 1.13 0.25INDUSTRIAL 22,555,646
ONCOLYTICS BIOTECH INC. WT .50 .20ONC.WT PHARM PRODUCTION 0.31 0.11INDUSTRIAL 1,621,845
ONE GLOBAL EQUITY ETF UNITS 26.12 23.69ONEQ INVESTMENT FUND 26.50 22.50INDUSTRIAL 212,334
ONEX CORPORATION SV 96.87 85.60ONEX HOLDING COMPANY 106.05 86.45INDUSTRIAL 10,269,811
OPEN TEXT CORPORATION 49.49 41.34OTEX SOFTWARE DEV/MKT 367.92 38.65INDUSTRIAL 47,054,670
OPSENS INC. J 1.35 .83OPS MEDICAL EQUIPMENT 1.66 1.07INDUSTRIAL 4,632,867
OPTIVA INC. J SV 56.18 49.30OPT SOFTWARE DEV/MKT/SERV 0.00 0.00INDUSTRIAL 24,536
ORBIT GARANT DRILLING INC. 2.69 1.97OGD DRILLING SERVICES 2.21 1.61INDUSTRIAL 656,196
OROCOBRE LIMITED ORDINARY J 7.36 4.69ORL LITHIUM/POTASSIUM DEV 6.92 2.73MINING 10,280,980
OROSUR MINING INC. .21 .08OMI GOLD PRODUCER 0.32 0.18MINING 6,194,779
ORVANA MINERALS CORP. J .28 .18ORV GOLD EXPL & DEV 0.33 0.17MINING 5,834,653
ORYX PETROLEUM CORP. LIMITED J .23 .17OXC OIL EXPL & DEV 0.58 0.15OIL 1,092,667
OSISKO GOLD ROYALTIES LTD 15.17 11.90OR ROYALTY MGT & ACQUIS .1700 .1000 17.58 12.97MINING 36,170,267
OSISKO GOLD ROYALTIES LTD. WT 2.40 1.25OR.WT ROYALTY MGT & ACQUIS 3.22 2.00MINING 100,843
OSISKO GOLD ROYALTIES LTD. WT A 1.46 .48OR.WT.A ROYALTY MGT & ACQUIS 3.23 1.18MINING 531,941
OSISKO MINING INC. J 3.77 2.34OSK MINERAL EXPL & DEV 5.65 2.41MINING 47,071,510
OSISKO MINING INC. J WT .06 .02OSK.WT MINERAL EXPL & DEV 0.14 0.04MINING 16,306,492
PAINTED PONY LTD. J 2.89 1.65PONY OIL/GAS EXPL & DEV 9.46 2.27OIL 86,334,261
PAN AMERICAN SILVER CORP. 22.16 18.54PAAS MINERAL EXPL & DEV 27.99 18.00MINING 18,594,187
PARAMOUNT RESOURCES LTD. CLASS A 20.26 13.93POU OIL/GAS EXPL & DEV 25.57 14.60OIL 32,006,431
PAREX RESOURCES INC. J 22.31 16.82PXT OIL/GAS EXPL & DEV 18.46 12.19OIL 45,852,565
PARK LAWN CORPORATION 27.48 21.00PLC FUNERAL SERVICES .4563 .1525 23.25 15.25INDUSTRIAL 2,761,333
PARKLAND FUEL CORPORATION 30.61 26.70PKI FUEL/CONV STORE OPERS 1.1488 .3863 32.45 23.41INDUSTRIAL 29,604,921
PARTNERS VALUE SPLIT CORP. CL 'AA' SER 3 PR 25.75 25.11PVS.PR.B INVESTMENT COMPANY 1.0875 .2725 25.50 24.97INDUSTRIAL 160,805
PARTNERS VALUE SPLIT CORP. CL 'AA' SER 6 PR 25.75 25.15PVS.PR.D INVESTMENT COMPANY 1.1250 .2813 25.70 24.90INDUSTRIAL 240,288
PARTNERS VALUE SPLIT CORP. CL 'AA' SER 7 PR 27.05 26.06PVS.PR.E INVESTMENT COMPANY 1.3750 .3438 26.84 25.61INDUSTRIAL 65,333
PARTNERS VALUE SPLIT CORP. CL 'AA' SER 8 PR 26.64 25.00PVS.PR.F INVESTMENT COMPANY .2400 .3000 25.74 24.79INDUSTRIAL 332,396
PASON SYSTEMS INC. 19.49 16.05PSI OIL FIELD SERVICE .6800 .1700 22.36 16.65INDUSTRIAL 10,374,391
PATTERN ENERGY GROUP INC. CL 'A' 27.54 21.38PEGI RECYCLE PWR GENERATN 33.91 26.27INDUSTRIAL 1,127,937
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
PEMBINA PIPELINE CORPORATION 46.03 37.60PPL INVESTMENT COMPANY 2.0200 .7200 46.17 39.04INDUSTRIAL 97,800,987
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 1 23.33 21.55PPL.PR.A INVESTMENT COMPANY 1.0625 .2663 22.92 18.65INDUSTRIAL 666,941
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 11 26.66 25.98PPL.PR.K INVESTMENT COMPANY 1.4375 .3600 26.88 25.50INDUSTRIAL 475,718
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 13 26.75 25.85PPL.PR.M INVESTMENT COMPANY 1.4375 .3600 26.87 25.50INDUSTRIAL 435,413
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 15 24.49 22.99PPL.PR.O INVESTMENT COMPANY .2788 .2788 24.34 17.83INDUSTRIAL 428,110
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 17 24.99 23.42PPL.PR.Q INVESTMENT COMPANY .3125 .3125 24.50 21.08INDUSTRIAL 408,696
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 19 25.89 25.01PPL.PR.S INVESTMENT COMPANY .3125 .3125 25.89 23.06INDUSTRIAL 416,458
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 21 25.75 24.40PPL.PF.A INVESTMENT COMPANY .2825 25.19 24.85INDUSTRIAL 3,133,444
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 3 23.85 21.79PPL.PR.C INVESTMENT COMPANY 1.1750 .2938 23.88 19.70INDUSTRIAL 521,957
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 5 25.00 23.31PPL.PR.E INVESTMENT COMPANY 1.2500 .3125 24.57 21.71INDUSTRIAL 716,827
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 7 24.69 22.84PPL.PR.G INVESTMENT COMPANY 1.1250 .2813 24.29 20.65INDUSTRIAL 363,877
PEMBINA PIPELINE CORPORATION CL 'A' PR SER 9 25.79 24.75PPL.PR.I INVESTMENT COMPANY 1.1875 .2975 25.71 23.87INDUSTRIAL 765,372
PENGROWTH ENERGY CORPORATION 1.21 .77PGF OIL/GAS EXPL & DEV 2.02 0.68OIL 40,648,576
PEREGRINE DIAMONDS LTD. J .18 .12PGD MINERAL EXPL & DEV 0.26 0.11MINING 15,775,278
PERPETUAL ENERGY INC. 1.10 .60PMT OIL/GAS EXPL & DEV 2.44 0.96OIL 3,458,735
PERSEUS MINING LIMITED ORDINARY J .50 .36PRU GOLD EXPL & DEV 0.45 0.27MINING 11,673,675
PERSHING GOLD CORPORATION J 3.20 2.32PGLC GOLD EXPL & DEV 4.74 2.90MINING 89,181
PETRUS RESOURCES LTD. J 2.00 1.02PRQ CRUDE OIL/GAS EXPL 3.30 1.46OIL 3,245,855
PEYTO EXPLORATION & DEVELOPMENT CORP. 15.83 9.83PEY OIL/GAS EXPL & DEV 1.3200 .2900 33.63 13.75OIL 92,082,508
PFB CORPORATION 9.65 7.90PFB PLASTIC PROD MFG .2900 .0800 9.95 7.88INDUSTRIAL 100,813
PHX ENERGY SERVICES CORP. 2.62 1.82PHX DRILLING SERVICES 4.40 1.64INDUSTRIAL 2,978,673
PIMCO INVESTMNT GRDE CREDT FND(CDA)ETF SER UN 20.06 19.28IGCF INVESTMENT FUND 20.16 19.99INDUSTRIAL 834,561
PIMCO MONTHLY INCOME FUND (CANADA) ETF SER UN 20.02 19.66PMIF INVESTMENT FUND 20.15 19.93INDUSTRIAL 3,309,338
PINE CLIFF ENERGY LTD. J .59 .27PNE OIL/GAS EXPL & DEV 1.10 0.45OIL 61,956,517
PINETREE CAPITAL LTD. J 3.20 1.80PNP FINANCE SERV & INV 4.02 1.70INDUSTRIAL 384,805
PINNACLE RENEWABLE HOLDINGS INC. 15.13 10.50PL RENEWABLE FUEL PROD 0.00 0.00INDUSTRIAL 3,296,902
PIVOT TECHNOLOGY SOLUTIONS, INC. J 2.46 1.80PTG HARDWARE PROD/SERV .1600 .0400 2.94 1.35INDUSTRIAL 6,304,544
PIZZA PIZZA ROYALTY CORP. 16.30 13.51PZA RESTAURANTS .8550 .2850 18.24 15.30INDUSTRIAL 2,847,968
PLATINUM GROUP METALS LTD. J .72 .24PTM MINERAL EXPL & DEV 3.19 0.36MINING 9,646,656
POINTS INTERNATIONAL LTD. J 15.50 12.05PTS INTERNET COMMERCE 15.46 8.50INDUSTRIAL 273,701
POLARIS INFRASTRUCTURE INC. J 20.75 16.60PIF GEOTHERMAL RES DEV .5300 .1500 19.98 13.15MINING 3,139,292
POLLARD BANKNOTE LIMITED 24.09 16.91PBL GAMING PROD & SERV .1200 .0600 18.00 7.68INDUSTRIAL 1,239,797
POLYMET MINING CORP. J 1.66 1.00POM MINERAL EXPL & DEV 1.27 0.71MINING 5,015,018
POSERA LTD. J .34 .19PAY ELECT PAYMENT SERV 0.32 0.12INDUSTRIAL 17,104,857
POSTMEDIA NETWORK CDA CORP. CL C VOTING J 2.05 1.00PNC.A PRINTING & PUBLISH 2.25 0.35INDUSTRIAL 11,763
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
POSTMEDIA NETWORK CDA CORP. CLASS NC VV J 1.50 1.00PNC.B PRINTING & PUBLISH 2.10 0.50INDUSTRIAL 49,274
POTASH RIDGE CORPORATION J .16 .07PRK POTASH MINE & PROD 0.31 0.09MINING 55,632,011
POWER CORPORATION OF CANADA 5.00% SER 'D' PR 24.38 22.80POW.PR.D HOLDING COMPANY 1.2500 .6250 25.48 22.98INDUSTRIAL 605,273
POWER CORPORATION OF CANADA 5.35% SER 'B' PR 25.17 24.06POW.PR.B HOLDING COMPANY 1.3375 .6688 25.62 24.40INDUSTRIAL 348,528
POWER CORPORATION OF CANADA 5.60% SER 'A' PR 25.62 24.90POW.PR.A HOLDING COMPANY 1.4000 .7000 26.01 25.04INDUSTRIAL 343,150
POWER CORPORATION OF CANADA 5.60% SER 'G' PR 25.85 24.94POW.PR.G HOLDING COMPANY 1.4000 .7000 26.36 25.03INDUSTRIAL 601,207
POWER CORPORATION OF CANADA 5.80% SER 'C' PR 25.94 25.27POW.PR.C HOLDING COMPANY 1.4500 .7250 26.14 25.31INDUSTRIAL 537,355
POWER CORPORATION OF CANADA PARTICIPATING PR 32.95 32.10POW.PR.E HOLDING COMPANY 1.4100 .3588 35.00 30.50INDUSTRIAL 600
POWER CORPORATION OF CANADA SV 32.66 28.20POW HOLDING COMPANY 1.4100 .3588 33.69 28.40INDUSTRIAL 63,481,825
POWER CORPORATION OF CDA 1ST PR 1986 SERIES 45.00 40.22POW.PR.F HOLDING COMPANY .9575 .5688 42.00 32.00INDUSTRIAL 31,817
POWER FINANCIAL CORP. 4.20% SERIES 'T' 1ST PR 25.35 23.60PWF.PR.T HOLDING COMPANY 1.0500 .5250 24.72 20.97INDUSTRIAL 432,843
POWER FINANCIAL CORP. 4.40% SERIES 'P' 1ST PR 19.98 17.90PWF.PR.P HOLDING COMPANY .5763 .2888 18.98 14.41INDUSTRIAL 1,303,580
POWER FINANCIAL CORP. 4.80% SERIES 'S' 1ST PR 23.51 21.85PWF.PR.S HOLDING COMPANY 1.2000 .6000 24.43 22.27INDUSTRIAL 538,492
POWER FINANCIAL CORP. 4.95% SERIES 'K' 1ST PR 23.80 22.45PWF.PR.K HOLDING COMPANY 1.2375 .6188 24.72 22.72INDUSTRIAL 617,228
POWER FINANCIAL CORP. 5.10% SERIES 'L' 1ST PR 24.98 23.12PWF.PR.L HOLDING COMPANY 1.2750 .6375 25.41 23.29INDUSTRIAL 555,015
POWER FINANCIAL CORP. 5.15% SERIES 'V' 1ST PR 25.00 23.55PWF.PR.Z HOLDING COMPANY .5575 .6438 25.12 24.18INDUSTRIAL 581,402
POWER FINANCIAL CORP. 5.25% SERIES 'E' 1ST PR 25.10 23.73PWF.PR.F HOLDING COMPANY 1.3125 .6563 25.66 24.22INDUSTRIAL 354,985
POWER FINANCIAL CORP. 5.50% SERIES 'R' 1ST PR 25.76 25.04PWF.PR.R HOLDING COMPANY 1.3750 .6875 26.12 25.00INDUSTRIAL 340,808
POWER FINANCIAL CORP. 5.75% SERIES 'H' 1ST PR 25.96 25.24PWF.PR.H HOLDING COMPANY 1.4375 .7188 26.09 25.24INDUSTRIAL 378,683
POWER FINANCIAL CORP. 5.80% SERIES 'O' 1ST PR 26.16 25.30PWF.PR.O HOLDING COMPANY 1.4500 .7250 26.38 25.40INDUSTRIAL 199,279
POWER FINANCIAL CORP. 5.90% SERIES 'F' 1ST PR 25.94 25.24PWF.PR.G HOLDING COMPANY 1.4750 .7375 26.18 25.36INDUSTRIAL 353,164
POWER FINANCIAL CORP. 6% SERIES 'I' 1ST PR 26.15 25.33PWF.PR.I HOLDING COMPANY 1.5000 .7500 26.37 25.38INDUSTRIAL 436,701
POWER FINANCIAL CORP. FLTG RT SER 'Q' 1ST PR 22.13 17.79PWF.PR.Q HOLDING COMPANY .5375 .3263 17.80 13.94INDUSTRIAL 640,077
POWER FINANCIAL CORP. SER A FLTG RATE 1ST PR 21.99 18.19PWF.PR.A HOLDING COMPANY .4850 .1400 18.02 12.24INDUSTRIAL 679,611
POWER FINANCIAL CORP. SERIES 'D' 1ST PR 25.61 24.77PWF.PR.E HOLDING COMPANY 1.3750 .6875 25.86 24.90INDUSTRIAL 221,068
POWER FINANCIAL CORPORATION 34.98 31.50PWF HOLDING COMPANY 1.6300 .4125 37.00 31.75INDUSTRIAL 38,137,113
POWERSHARE S&P INTL DEV LOW VOLATL IDX ETF UN 23.94 22.37ILV INVESTMENT FUND .6838 .4438 24.20 21.01INDUSTRIAL 185,100
POWERSHARE S&P500LW VLTLTY IDX ETF CA$ HEG UN 38.22 34.70ULV.F INVESTMENT FUND .5763 .2363 37.66 31.95INDUSTRIAL 310,253
POWERSHARES 1-3YR LAD FLTG RTE NT INDX ETF UN 19.96 19.90PFL INVESTMENT FUND .1763 .0913 19.99 19.86INDUSTRIAL 815,583
POWERSHARES CANADIAN DIV INDEX ETF TRNSFR UN 28.92 25.52PDC INVESTMENT FUND 1.1913 .4163 29.00 26.78INDUSTRIAL 1,861,754
POWERSHARES CANADIAN PREF SHARE INDX ETF UN 17.16 16.18PPS INVESTMENT FUND .6963 .2250 17.25 15.00INDUSTRIAL 441,786
POWERSHARES FTSE RAFI CDN FNDMTL INDEX ETF UN 27.97 25.39PXC INVESTMENT FUND .6100 .3225 27.43 24.82INDUSTRIAL 339,217
POWERSHARES FTSE RAFI GLB SM-MD FNDMT ETF HEG 19.50 19.47PZW.F INVESTMENT FUND .0500 0.00 0.00INDUSTRIAL 3,100
POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF UN 27.32 24.92PZW INVESTMENT FUND .2750 .2800 26.45 22.62INDUSTRIAL 74,594
POWERSHARES FTSE RAFI GLBL+FNDMNTL IDX ETF UN 24.35 22.73PXG INVESTMENT FUND .4288 .3688 23.77 20.94INDUSTRIAL 82,484
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
POWERSHARES FTSE RAFI US FNDMNTL IDX ETF 2 CA 26.07 23.69PXS INVESTMENT FUND .3875 .2000 25.60 21.97INDUSTRIAL 156,374
POWERSHARES GLOBAL SHAREHOLDER YLD ETF CAD UN 24.97 22.87PSY INVESTMENT FUND .7150 .2963 24.61 21.56INDUSTRIAL 44,210
POWERSHARES LADDRITE US 0-5Y CORP BND IDX UN 22.38 21.24USB INVESTMENT FUND .7775 .2413 24.27 21.34INDUSTRIAL 136,884
POWERSHARES LADDRRITE US0-5YR CRP BND IDX USF 17.55 17.31USB.U INVESTMENT FUND .6063 .1913 17.91 17.65INDUSTRIAL 19,566
POWERSHARES LOW VOLATLTY PORTFOLIO ETF CAD UN 22.13 21.06PLV INVESTMENT FUND .5188 .2513 22.35 20.78INDUSTRIAL 181,989
POWERSHARES QQQ INDEX ETF CAD$ HEDGED UN 62.12 53.34QQC.F INVESTMENT FUND .3463 .2063 56.66 43.83INDUSTRIAL 2,737,404
POWERSHARES S&P/TSX REIT INCOME IDX ETF CA UN 21.03 19.75REIT INVESTMENT FUND 20.89 19.70INDUSTRIAL 52,467
POWERSHARES S&P500LOW VOLATLTY IDX ETF CA$ UN 22.17 20.97ULV.C INVESTMENT FUND .2913 .1425 22.73 19.85INDUSTRIAL 64,926
POWERSHARES SENIOR LOAN IDX ETF CA$ HEG UN 19.12 18.88BKL.F INVESTMENT FUND .6200 .2188 19.60 18.70INDUSTRIAL 302,218
POWERSHARES SENIOR LOAN INDEX ETF CAD UN 18.16 17.96BKL.C INVESTMENT FUND .3438 .2138 19.24 17.93INDUSTRIAL 2,586
POWERSHARES TACTICAL BOND ETF TRANS UN 18.96 18.41PTB INVESTMENT FUND .6888 .2075 19.53 18.65INDUSTRIAL 451,007
POWERSHR 1-5YR LDR INVGRD CORP BND IDX ETF UN 18.19 17.93PSB INVESTMENT FUND .6613 .2100 18.84 18.15INDUSTRIAL 1,546,953
POWERSHR FTSE RAFI CDN SML-MD FUND IDX ETF UN 20.89 19.36PZC INVESTMENT FUND .3588 .1588 20.90 19.46INDUSTRIAL 13,911
POWERSHR FTSE RAFI US FUNDMNTL IDX ETF CA$HEG 41.58 37.28PXU.F INVESTMENT FUND .5788 .2875 39.50 34.49INDUSTRIAL 108,713
POWERSHR S&P/TSX COMP LOW VOLITLTY IDX ETF UN 28.73 26.77TLV INVESTMENT FUND 1.0200 .3475 29.07 27.02INDUSTRIAL 732,254
POWERSHRE S&P EMERG MKT LW VOLATIL IDX ETF UN 21.47 19.72ELV INVESTMENT FUND .4363 .3538 20.46 17.37INDUSTRIAL 99,248
POWERSHRS FUNDMNTL HI YLD CORP BOND ETF CA$HG 20.55 19.72PFH.F INVESTMENT FUND .8263 .2875 20.73 20.08INDUSTRIAL 555,816
PRAIRIE PROVIDENT RESOURCES INC. J .52 .37PPR OIL/GAS EXPL & DEV 0.80 0.35OIL 7,426,637
PRAIRIE PROVIDENT RESOURCES INC. WT J .13 .04PPR.WT OIL/GAS EXPL & DEV 0.17 0.05OIL 20,500
PRAIRIESKY ROYALTY LTD. 33.23 26.52PSK OIL/GAS EXPL & DEV .7425 .2525 35.90 27.10OIL 39,065,136
PRECISION DRILLING CORPORATION 4.84 3.36PD DRILLING SERVICES 8.11 2.89INDUSTRIAL 229,239,574
PREMIER GOLD MINES LIMITED J 3.73 2.59PG MINERAL RES PROP 4.13 2.17MINING 29,350,865
PREMIUM BRANDS HOLDINGS CORPORATION 122.77 100.94PBH FOOD PROD & DSTR 1.6400 .8950 110.28 63.16INDUSTRIAL 6,516,329
PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 145.00 123.00PBH.DB.E FOOD PROD & DSTR 132.88 103.60INDUSTRIAL 92,020
PREMIUM INCOME CORPORATION CL 'A' 8.44 6.04PIC.A MUTUAL FUNDS .8125 .4063 8.14 6.38INDUSTRIAL 1,550,062
PREMIUM INCOME CORPORATION PR 15.41 15.09PIC.PR.A MUTUAL FUNDS .8625 .4313 15.50 15.00INDUSTRIAL 502,273
PRETIUM RESOURCES INC. J 14.94 7.93PVG PRECIOUS MTL EXPL 16.48 9.73MINING 54,287,569
PRIME DIVIDEND CORP. CLASS 'A' 8.98 7.05PDV INVESTMENT COMPANY .7363 .2700 8.15 6.93INDUSTRIAL 145,151
PRIME DIVIDEND CORP. PR 10.25 10.10PDV.PR.A INVESTMENT COMPANY .5000 .1663 10.44 10.10INDUSTRIAL 33,832
PRIMERO MINING CORP. .30 .09P MINING EXPL & DEV 1.21 0.08MINING 83,781,111
PRIMERO MINING CORPORATION WT .03 .01P.WT.C MINING EXPL & DEV 0.20 0.01MINING 1,749,060
PROMETIC LIFE SCIENCES INC. J 1.80 .63PLI PHARM PRODUCTION 2.64 1.12INDUSTRIAL 102,855,129
PROMIS NEUROSCIENCES INC. J .73 .20PMN THERAPEUTIC PROD 0.35 0.15INDUSTRIAL 87,854,056
PROPHECY DEVELOPMENT CORP. J 4.39 2.40PCY COAL EXPL & DEV 7.19 2.75MINING 906,093
PULSE SEISMIC INC. 3.21 2.81PSD SEISMIC DATA .2000 3.44 2.35INDUSTRIAL 1,284,142
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
PURPOSE BEST IDEAS FND ETF NON-CURRENCY HEDGD 31.11 28.31PBI.B INVESTMENT FUND 28.56 24.50INDUSTRIAL 10,443
PURPOSE BEST IDEAS FUND ETF 29.43 26.62PBI INVESTMENT FUND 27.71 23.06INDUSTRIAL 17,615
PURPOSE CANADIAN FINANCIAL INCOME FND ETF SHR 23.93 22.00BNC INVESTMENT FUND .8975 .3300 23.42 20.96INDUSTRIAL 7,586
PURPOSE CONSERVATIVE INCOME FUND ETF SHARES 19.76 19.65PRP INVESTMENT FUND .5438 .2163 20.81 20.15INDUSTRIAL 3,360
PURPOSE CORE DIVIDEND FUND ETF 27.78 24.95PDF INVESTMENT FUND .9550 .3400 28.10 26.30INDUSTRIAL 958,674
PURPOSE DIVERSIFIED REAL ASSET FUND ETF 18.98 18.09PRA INVESTMENT FUND .2850 .1500 18.75 17.39INDUSTRIAL 9,864
PURPOSE DURATION HEDGED REAL ESTATE FUND ETF 19.10 17.74PHR INVESTMENT FUND .9600 .3200 21.28 18.71INDUSTRIAL 515,230
PURPOSE ENHANCED DIVIDEND FUND ETF 11.26 10.18PDIV INVESTMENT COMPANY 0.00 0.00INDUSTRIAL 125,160
PURPOSE ENHANCED US EQUITY FUND ETF 29.50 25.70PEU INVESTMENT FUND 27.83 23.77INDUSTRIAL 9,437
PURPOSE ENHNCD US EQTY FND ETF NN-CUR HEG ETF 30.56 29.26PEU.B INVESTMENT FUND 30.34 26.62INDUSTRIAL 3,130
PURPOSE GLOBAL INNOVATORS FUND ETF 20.19 20.19PINV INVESTMENT FUND 0.00 0.00INDUSTRIAL 1,078
PURPOSE HIGH INTEREST SAVINGS ETF UNITS 50.06 50.00PSA INVESTMENT FUND .5288 .2125 50.06 50.00INDUSTRIAL 690,736
PURPOSE INTERNATIONAL DIVIDEND FUND ETF UN 21.66 19.94PID INVESTMENT FUND .6938 .3325 21.91 18.93INDUSTRIAL 282,736
PURPOSE INTL TACTICAL HEDGED EQUITY FUND ETF 20.85 19.78PHW INVESTMENT FUND .3875 .2000 20.91 18.30INDUSTRIAL 91,118
PURPOSE MONTHLY INCOME FUND ETF 19.33 18.51PIN INVESTMENT FUND .9963 .3325 19.99 19.07INDUSTRIAL 31,602
PURPOSE MULTI-ASSET INCOME FUND ETF UN PINC INVESTMENT FUND 0.00 0.00INDUSTRIAL
PURPOSE MULTI-STRATEGY MKT NEUTRAL FND ETF UN 24.00 22.03PMM INVESTMENT FUND 23.46 20.65INDUSTRIAL 93,917
PURPOSE PREMIUM YIELD FUND ETF 19.29 18.66PYF INVESTMENT FUND 1.1488 .3325 19.60 19.04INDUSTRIAL 1,241,259
PURPOSE SHORT DURATN TACTICAL BOND FND ETF UN 19.71 19.42SBND INVESTMENT FUND 20.03 19.63INDUSTRIAL 16,840
PURPOSE STRATEGIC YIELD FUND ETF UN 20.11 20.11SYLD INVESTMENT FUND 0.00 0.00INDUSTRIAL 700
PURPOSE TACTICAL HEDGED EQTY FUND ETF NON-CUR 26.57 24.90PHE.B INVESTMENT FUND 25.99 22.34INDUSTRIAL 44,318
PURPOSE TACTICAL HEDGED EQUITY FUND ETF 27.22 24.90PHE INVESTMENT FUND 26.04 22.91INDUSTRIAL 21,624
PURPOSE TACTICAL INVEST GRADE BOND FND ETF UN 19.63 19.10BND INVESTMENT FUND .6725 .2525 20.32 19.63INDUSTRIAL 278,800
PURPOSE TOTAL RETURN BOND FUND ETF 19.33 18.45PBD INVESTMENT FUND .8538 .3013 19.88 19.11INDUSTRIAL 392,602
PURPOSE US CASH ETF U.S.F. UNITS 100.10 100.00PSU.U INVESTMENT FUND .8100 .3625 100.09 100.00INDUSTRIAL 70,680
PURPOSE US DIVIDEND FUND ETF NON-CUR HEDGD UN 26.66 24.42PUD.B INVESTMENT FUND .7188 .2950 26.91 23.47INDUSTRIAL 161,079
PURPOSE US DIVIDEND FUND ETF UNITS 24.02 21.52PUD INVESTMENT FUND .6200 .2600 23.21 21.57INDUSTRIAL 34,124
QUARTERHILL INC. 2.44 1.82QTRH WIRELESS DATA TECH 2.94 1.55INDUSTRIAL 21,569,899
QUEBECOR INC. CL 'A' MV 25.09 22.12QBR.A HOLDING COMPANY .1050 .0275 27.15 18.41INDUSTRIAL 62,159
QUEBECOR INC. CL 'B' SV 25.24 22.88QBR.B HOLDING COMPANY .1050 .0275 25.27 18.40INDUSTRIAL 34,283,186
QUESTERRE ENERGY CORPORATION J 1.18 .72QEC OIL/GAS EXPL & DEV 1.36 0.57OIL 3,226,473
RAGING RIVER EXPLORATION INC. 8.89 5.52RRX OIL/GAS EXPL & DEV 10.87 6.25OIL 111,500,875
RBC 1-5 YR LADDERED CANADIAN BOND ETF CAD UN 19.21 18.99RLB INVESTMENT FUND .5525 .2175 19.88 19.20INDUSTRIAL 591,359
RBC 1-5 YR LADDERED CORPORATE BOND ETF UNITS 19.09 18.85RBO INVESTMENT FUND .5613 .2225 19.71 19.08INDUSTRIAL 475,152
RBC 6-10YR LADDERED CDN CORPORATE BOND ETF UN 19.88 19.64RMBO INVESTMENT FUND 20.32 20.15INDUSTRIAL 7,296
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
RBC BLUEBAY GLOBL DIVERS INCM (CAD HEG)ETF UN 19.84 19.05RBDI INVESTMENT FUND 20.21 19.39INDUSTRIAL 38,407
RBC CANADIAN BANK YIELD INDEX ETF CAD UN 21.39 19.40RBNK INVESTMENT FUND 20.93 20.11INDUSTRIAL 3,327,135
RBC CANADIAN PREFERRED SHARE ETF CAD UNITS 24.78 23.57RPF INVESTMENT FUND .9638 .3950 24.53 21.73INDUSTRIAL 1,675,454
RBC PH&N SHORT TERM CANADIAN BOND ETF UN 19.92 19.78RPSB INVESTMENT FUND 20.11 20.02INDUSTRIAL 129,847
RBC QUANT CANADIAN EQUITY LEADERS ETF CAD UN 21.62 19.93RCE INVESTMENT FUND .4675 .2438 21.53 20.07INDUSTRIAL 40,202
RBC QUANT CDN DIVIDEND LEADERS ETF UNITS 21.42 19.68RCD INVESTMENT FUND .7513 .3113 21.54 20.01INDUSTRIAL 292,291
RBC QUANT EAFE DIV LEADERS(CAD HEDGED) ETF UN 24.74 22.23RIDH INVESTMENT FUND 24.31 22.99INDUSTRIAL 642,906
RBC QUANT EAFE DIVIDEND LEADERS ETF CAD UN 25.42 23.20RID INVESTMENT FUND .7150 .2813 25.47 22.43INDUSTRIAL 1,085,715
RBC QUANT EAFE EQTY LEADR(CAD-HEG)ETF CAD UN 21.95 19.74RIEH INVESTMENT FUND 21.49 20.06INDUSTRIAL 127,483
RBC QUANT EAFE EQUITY LEADERS ETF CAD UN 23.89 21.84RIE INVESTMENT FUND .4613 .2013 23.17 19.73INDUSTRIAL 96,121
RBC QUANT EMERGING MARKETS DIV LEADERS ETF UN 22.93 21.15RXD INVESTMENT FUND .6213 .2013 21.60 18.31INDUSTRIAL 212,938
RBC QUANT EMERGING MKT EQTY LEADR ETF CAD UN 28.80 25.93RXE INVESTMENT FUND .4650 .2475 26.55 22.20INDUSTRIAL 241,801
RBC QUANT EUROPEAN DIV LEADERS ETF CAD UN 24.81 22.58RPD INVESTMENT FUND .7100 .2763 24.93 21.30INDUSTRIAL 328,083
RBC QUANT EUROPEAN DIV LEADERS(CAD HEG)ETF UN 24.10 21.67RPDH INVESTMENT FUND 24.02 22.63INDUSTRIAL 478,542
RBC QUANT GLBL REAL ESTATE LEADERS ETF CAD UN 19.88 18.17RGRE INVESTMENT FUND 19.82 18.29INDUSTRIAL 54,807
RBC QUANT GLOBAL INFRASTRUCTR LEADR US ETF UN 15.79 14.86RIG.U INVESTMENT FUND .5425 .2250 16.19 15.24INDUSTRIAL 7,600
RBC QUANT GLOBAL INFRASTRUCTURE LEADERS CA UN 19.79 18.23RIG INVESTMENT FUND .7050 .2850 21.62 19.48INDUSTRIAL 160,294
RBC QUANT U.S. DIV LEADERS (CAD HEDGD) ETF UN 28.50 24.69RUDH INVESTMENT FUND 26.70 23.45INDUSTRIAL 234,921
RBC QUANT U.S. DIVIDEND LEADERS ETF CAD UN 33.67 30.38RUD INVESTMENT FUND .6325 .2825 33.11 28.02INDUSTRIAL 535,259
RBC QUANT U.S. EQUITY LEADERS ETF CAD UN 28.12 25.35RUE INVESTMENT FUND .3000 .1588 27.17 23.37INDUSTRIAL 197,681
RBC QUANT US EQUITY LEADERS (CAD HDGD) ETF UN 26.49 23.37RUEH INVESTMENT FUND 24.82 22.13INDUSTRIAL 87,062
RBC SHORT TERM U.S. CORPORATE BOND ETF CAD UN 20.30 19.49RUSB INVESTMENT FUND 20.53 20.22INDUSTRIAL 32,705
RBC STRATEGIC GLBL DIVIDEND LEADRS ETF CAD UN 25.20 23.46RLD INVESTMENT FUND .6713 .2575 24.74 22.32INDUSTRIAL 21,819
RBC STRATEGIC GLBL EQUITY LEADERS ETF CAD UN 26.25 24.73RLE INVESTMENT FUND .4613 .2363 25.52 23.08INDUSTRIAL 8,401
RBC TARGET 2018 CORPORATE BOND INDEX ETF UNIT 18.98 18.88RQF INVESTMENT FUND .6375 .3038 19.54 18.98INDUSTRIAL 126,040
RBC TARGET 2019 CORPORATE BOND INDEX ETF UNIT 19.23 19.05RQG INVESTMENT FUND .7750 .3463 19.97 19.20INDUSTRIAL 211,964
RBC TARGET 2020 CORPORATE BOND INDEX ETF UNIT 20.09 19.93RQH INVESTMENT FUND .5513 .2163 20.68 20.06INDUSTRIAL 100,891
RBC TARGET 2021 CORPORATE BOND INDEX ETF UN 19.91 19.66RQI INVESTMENT FUND .5313 .2238 20.60 19.86INDUSTRIAL 124,140
RBC TARGET 2022 CORPORATE BND INDX ETF CAD UN 19.42 19.22RQJ INVESTMENT FUND .4388 .1675 20.06 19.36INDUSTRIAL 37,912
RBC TARGET 2023 CORPORATE BND IDX ETF CAD UN 19.29 18.94RQK INVESTMENT FUND .5863 .2275 20.04 19.19INDUSTRIAL 51,249
REAL MATTERS INC. 10.32 6.80REAL MANAGEMENT CO 15.00 8.29INDUSTRIAL 5,511,209
RED EAGLE MINING CORPORATION J .36 .24R GOLD EXPL & DEV 0.88 0.23MINING 15,070,584
RED EAGLE MINING CORPORATION J WT .14 .08R.WT GOLD EXPL & DEV 0.14 0.07MINING 922,695
REDHAWK RESOURCES, INC. J .10 .02RDK MINERAL EXPL & DEV 0.08 0.02MINING 7,014,319
REDLINE COMMUNICATIONS GROUP INC. J 1.94 1.50RDL WIRELESS COMMUN PROD 2.30 1.34INDUSTRIAL 959,766
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
REITMAN'S (CANADA) LTD. 4.34 3.80RET CLOTHING RETAIL .2000 .1000 6.29 3.96INDUSTRIAL 314,035
REITMAN'S (CANADA) LTD. CL 'A' NV 4.48 3.81RET.A CLOTHING RETAIL .2000 .1000 6.52 3.76INDUSTRIAL 1,454,805
RESOLUTE FOREST PRODUCTS INC. 15.23 9.32RFP NEWSPRINT & PAPER 14.28 5.29INDUSTRIAL 1,338,223
RESTAURANT BRANDS INTERNATIONAL INC 81.15 67.55QSR HOLDING COMPANY .7400 .6600 88.36 62.75INDUSTRIAL 50,635,621
RESVERLOGIX CORP. J 2.22 1.25RVX BIOTECHNOLOGY 2.47 1.23INDUSTRIAL 3,637,625
RESVERLOGIX CORP. J WT 1.00 .67RVX.WT BIOTECHNOLOGY 1.04 0.30INDUSTRIAL 81,230
RICHELIEU HARDWARE LTD. 34.65 26.63RCH HARDWARE PRODUCTS .2263 .0600 35.64 25.00INDUSTRIAL 5,990,697
RITCHIE BROS. AUCTIONEERS INCORPORATED 44.74 37.08RBA AUCTION .6800 .1700 46.58 30.63INDUSTRIAL 16,746,063
ROCKY MOUNTAIN DEALERSHIPS INC. 14.16 11.59RME CONSTRUCTION EQUIP .4600 .1150 14.34 9.20INDUSTRIAL 3,437,587
ROGERS COMMUNICATIONS INC. CL 'A' 64.20 56.00RCI.A BROADCAST/TELECOM 1.9200 .9600 69.99 51.05INDUSTRIAL 94,661
ROGERS COMMUNICATIONS INC. CL 'B' NV 64.00 55.63RCI.B BROADCAST/TELECOM 1.9200 .9600 70.08 50.44INDUSTRIAL 82,077,275
ROGERS SUGAR INC. 6.49 6.00RSI SUGAR REFINERY .3600 .1800 6.94 5.90INDUSTRIAL 10,906,897
ROOTS CORPORATION 13.49 9.94ROOT CLOTHING DSGN/RETAIL 11.55 8.55INDUSTRIAL 9,330,126
ROXGOLD INC. J 1.44 .98ROXG MINERAL EXPL & DEV 1.47 1.03MINING 36,511,768
ROYAL BANK OF CANADA 108.52 96.00RY BANKING 3.4800 .9100 103.34 90.13INDUSTRIAL 199,942,499
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AD' 25.60 25.05RY.PR.D BANKING 1.1250 .2813 25.74 25.04INDUSTRIAL 568,725
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AF' 25.50 24.92RY.PR.F BANKING 1.1125 .2788 25.64 25.00INDUSTRIAL 274,297
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AG' 25.78 25.02RY.PR.G BANKING 1.1250 .2813 25.75 25.02INDUSTRIAL 540,985
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AJ' 25.28 24.73RY.PR.I BANKING .8800 .2200 25.18 24.40INDUSTRIAL 1,885,876
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AK' 25.16 24.70RY.PR.K BANKING .6238 .1825 26.00 23.35INDUSTRIAL 79,600
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AL' 25.63 24.92RY.PR.L BANKING 1.0650 .2663 26.18 25.15INDUSTRIAL 346,919
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AZ' 24.16 22.89RY.PR.Z BANKING 1.0000 .2500 24.36 19.58INDUSTRIAL 1,252,617
ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'BB' 24.39 22.85RY.PR.H BANKING .9750 .2438 24.22 19.64INDUSTRIAL 2,641,496
ROYAL BANK OF CANADA 1ST PR NVCC SER 'BD' 24.98 23.91RY.PR.J BANKING .9000 .2250 25.00 21.50INDUSTRIAL 1,197,772
ROYAL BANK OF CANADA 1ST PR NVCC SER 'BF' 24.98 23.71RY.PR.M BANKING .9000 .2250 24.83 21.43INDUSTRIAL 573,528
ROYAL BANK OF CANADA 1ST PR NVCC SER 'BH' 25.79 24.33RY.PR.N BANKING 1.2250 .3063 26.00 24.41INDUSTRIAL 133,401
ROYAL BANK OF CANADA 1ST PR NVCC SER 'BI' 25.53 24.27RY.PR.O BANKING 1.2250 .3063 25.70 24.45INDUSTRIAL 306,958
ROYAL BANK OF CANADA 1ST PR NVCC SER 'BJ' 26.11 25.00RY.PR.P BANKING 1.3125 .3288 26.43 25.25INDUSTRIAL 322,182
ROYAL BANK OF CANADA 1ST PR NVCC SER 'BM' 27.22 26.27RY.PR.R BANKING 1.3750 .3438 27.60 26.64INDUSTRIAL 1,216,486
ROYAL BANK OF CANADA 1ST PR SERIES 'AA' 25.77 25.01RY.PR.A BANKING 1.1125 .2788 25.66 25.00INDUSTRIAL 495,189
ROYAL BANK OF CANADA 1ST PR SERIES 'AC' 25.53 24.99RY.PR.C BANKING 1.1500 .2875 25.59 25.05INDUSTRIAL 382,974
ROYAL BANK OF CANADA 1ST PR SERIES 'AE' 25.53 24.93RY.PR.E BANKING 1.1250 .2813 25.59 25.06INDUSTRIAL 513,986
ROYAL BANK OF CANADA 1ST PR SERIES 'W' 25.40 24.40RY.PR.W BANKING 1.2250 .3063 25.50 24.52INDUSTRIAL 601,437
ROYAL BANK OF CANADA 5YR 1ST PR NVCC SER 'BK' 27.15 26.19RY.PR.Q BANKING 1.3750 .3438 27.55 26.50INDUSTRIAL 1,661,664
ROYAL CANADIAN MINT-CDN SILVER RESERVES ETR 13.09 12.24MNS INVESTMENT NOTE 14.92 11.97INDUSTRIAL 371,334
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
ROYAL CDN MINT-CDN GLD RESERVES EXCHG-TRD REC 18.46 17.25MNT INVESTMENT NOTE 18.49 16.44INDUSTRIAL 1,265,705
ROYAL NICKEL CORPORATION J .38 .16RNX MINERAL EXPL & DEV 0.39 0.16MINING 130,352,575
RTG MINING INC. ORDINARY J .26 .10RTG GOLD EXPL & DEV 0.55 0.10MINING 636,396
RUBICON MINERALS CORPORATION J 1.88 1.13RMX MINERAL EXPL & DEV 2.39 1.27MINING 1,981,583
RUSSEL METALS INC. 32.65 27.08RUS METAL PROCESS/DSTR 1.5200 .3800 29.78 23.67INDUSTRIAL 18,429,272
S SPLIT CORP. CLASS 'A' 8.38 6.94SBN INVESTMENT COMPANY .5400 .1800 8.55 6.70INDUSTRIAL 55,255
S SPLIT CORP. PR 11.25 10.59SBN.PR.A INVESTMENT COMPANY .5250 .1750 11.56 10.55INDUSTRIAL 12,134
SABINA GOLD & SILVER CORP. J 2.35 1.48SBB MINERAL EXPL & DEV 2.70 0.93MINING 28,007,826
SANDSTORM GOLD LTD. 6.95 5.66SSL RES EXPL & DEV 6.81 4.37MINING 31,570,155
SANDSTORM GOLD LTD. WT 3.13 2.05SSL.WT RES EXPL & DEV 3.48 2.10MINING 558,488
SAPUTO INC. 45.09 39.08SAP FOOD PROD & DSTR .6200 .1600 48.98 39.74INDUSTRIAL 33,299,520
SAVARIA CORPORATION J 19.24 15.56SIS EQUIP MFG/DSTR .2850 .1200 18.47 10.18INDUSTRIAL 7,627,439
SCANDIUM INTERNATIONAL MINING CORP. J .25 .16SCY MINERAL EXPL & DEV 0.48 0.22MINING 13,856,804
SEABRIDGE GOLD INC. J 15.37 12.89SEA GOLD EXPL & DEV 17.65 11.03MINING 6,446,984
SECOND CUP LTD. (THE) 4.05 2.07SCU SPECIALTY COFFEE 3.49 1.40INDUSTRIAL 5,097,681
SECURE ENERGY SERVICES INC. J 9.82 6.98SES OIL/GAS SERVICES .2488 .0900 12.04 6.96INDUSTRIAL 34,340,538
SEMAFO INC. J 4.14 3.27SMF GOLD EXPL & DEV 5.24 2.68MINING 82,538,009
SENTRY SELECT PRIMARY METALS CORP. CL 'A' 2.68 2.16PME INVESTMENT COMPANY .3000 .1000 3.70 2.30INDUSTRIAL 1,950,167
SENVEST CAPITAL INC. 250.05 223.50SEC MANAGEMENT CO 249.10 167.57INDUSTRIAL 50,532
SERABI GOLD PLC ORDINARY J .08 .05SBI GOLD EXPL & DEV 0.10 0.05MINING 1,500,799
SERINUS ENERGY INC. J .43 .24SEN OIL & GAS EXPL 0.60 0.26OIL 385,902
SEVEN GENERATIONS ENERGY LTD. CL 'A' 19.14 13.62VII HYDROCARBON EXPL/DEV 32.37 16.06OIL 76,442,325
SHAW COMMUNICATIONS INC FLTG RT CL 2 PR SER B 19.28 17.68SJR.PR.B BROADCASTING .6263 .3513 18.05 14.40INDUSTRIAL 94,653
SHAW COMMUNICATIONS INC. CL 'B' NV 28.87 23.90SJR.B BROADCASTING 1.1850 .3950 30.44 26.48INDUSTRIAL 98,308,096
SHAW COMMUNICATIONS INC. CL 2 PR SER A 19.97 17.33SJR.PR.A BROADCASTING .6975 .3488 17.82 14.73INDUSTRIAL 634,872
SHAWCOR LTD. 29.50 23.60SCL OIL/GAS SERVICES .6000 .1500 39.95 24.20INDUSTRIAL 7,450,949
SHERRITT INTERNATIONAL CORPORATION 1.87 1.05S HOLDING COMPANY 1.82 0.74MINING 166,705,747
SHERRITT INTERNATIONAL CORPORATION WT .40 .18S.WT HOLDING COMPANY 0.00 0.00MINING 16,822,203
SHOPIFY INC. CL 'A' SV 202.45 126.65SHOP INTERNET COMMERCE 151.88 56.60INDUSTRIAL 31,890,978
SIENNA SENIOR LIVING INC. 18.49 17.03SIA HEALTHCARE FACILITY .9000 .3000 18.90 16.07INDUSTRIAL 19,407,981
SIERRA METALS INC. J 3.84 2.89SMT PRECIOUS MTL EXPL 3.75 1.95MINING 1,213,924
SIERRA WIRELESS, INC. 27.32 19.06SW DATA COMMUN 43.16 20.99INDUSTRIAL 12,314,208
SILVER BEAR RESOURCES PLC ORDINARY J .32 .18SBR SILVER MINING & EXPL 0.49 0.12MINING 6,845,636
SILVER BULL RESOURCES, INC. J .29 .16SVB MINERAL EXPL & DEV 0.21 0.08MINING 42,034,022
SILVER BULLION TRUST C$ETF NON-CUR HEDGED UN 12.04 11.25SBT.B INVESTMENT TRUST 13.79 11.00INDUSTRIAL 35,491
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
SILVER BULLION TRUST ETF CURRENCY HEDGED UN 9.90 9.90SBT INVESTMENT TRUST 10.40 9.45INDUSTRIAL 3,091
SILVERCORP METALS INC. J 3.75 2.84SVM MINERAL EXPL & DEV .0200 5.90 2.72MINING 32,435,021
SLEEP COUNTRY CANADA HOLDINGS INC. 37.24 31.07ZZZ RETAIL STORES .6450 .1650 42.36 28.00INDUSTRIAL 9,026,176
SNC - LAVALIN GROUP INC. 58.16 50.87SNC ENGINEER/CONSTRUCT 1.0925 .2875 59.38 50.28INDUSTRIAL 30,448,570
SOLGOLD PLC J ORDINARY .54 .34SOLG GOLD/COP EXPL & DEV 0.95 0.42MINING 4,582,472
SOLITARIO ZINC CORP. J .88 .51SLR BASE MTL EXPL/DEV 1.21 0.70MINING 831,935
SOLIUM CAPITAL INC. J 11.91 9.91SUM ONLINE BUS ADMIN TECH 11.15 7.32INDUSTRIAL 3,632,884
SOUNDVEST SPLIT TRUST PR SECURITIES 10.15 9.70BSD.PR.A INVESTMENT TRUST .6000 .1500 10.43 9.79INDUSTRIAL 29,439
SOURCE ENERGY SERVICES LTD. J 9.65 4.40SHLE MINERAL EXPL & DEV 10.80 5.68MINING 7,617,447
SOUTHGOBI RESOURCES LTD. J .25 .14SGQ COAL EXPL & DEV 0.47 0.12MINING 696,329
SPARTAN ENERGY CORP. J 7.65 5.13SPE CRUDE OIL/GAS EXPL 10.29 5.03OIL 122,801,156
SPECTRA7 MICROSYSTEMS INC. J .45 .12SEV ELECTRONIC TECH 0.54 0.28INDUSTRIAL 32,516,665
SPECTRAL MEDICAL INC. .44 .28EDT MEDICAL EQUIPMENT 0.64 0.23INDUSTRIAL 6,897,862
SPHERE FTSE CDA SUSTAIN YLD IDX ETF UNHEGD UN 12.50 11.37SHC INVESTMENT FUND .3325 .2263 12.46 11.48INDUSTRIAL 224,585
SPHERE FTSE EMERG MKTS SUSTAIN YLD IDX ETF UN 11.88 10.89SHZ INVESTMENT FUND .1988 .2113 11.38 10.01INDUSTRIAL 458,307
SPHERE FTSE EUROPE SUSTAINBL YIELD IDX ETF UN 11.88 10.61SHE INVESTMENT FUND .2513 .2213 11.87 10.55INDUSTRIAL 186,920
SPIN MASTER CORP. SV 61.76 45.86TOY ENTERTAINMENT PROD 54.54 30.01INDUSTRIAL 6,610,115
SPROTT INC. 3.62 2.42SII ASSET MGT/ADVISE SERV .1200 .0300 2.69 1.92INDUSTRIAL 38,537,963
SPROTT PHYSICAL GOLD AND SILVER TRUST 17.50 16.00CEF INVESTMENT TRUST 0.00 0.00INDUSTRIAL 1,025,372
SPROTT PHYSICAL GOLD TRUST CDN UN 14.69 13.50PHYS INVESTMENT TRUST 0.00 0.00INDUSTRIAL 121,276
SPROTT PHYSICAL PLATINUM & PALLADIUM TR CA UN 12.10 10.55SPPP INVESTMENT TRUST 0.00 0.00INDUSTRIAL 6,646
SPROTT PHYSICAL SILVER TRUST CDN UN 8.66 7.50PSLV INVESTMENT TRUST 0.00 0.00INDUSTRIAL 221,165
SPROTT RESOURCE HOLDINGS INC. .17 .12SRHI MINING SERVICES 0.23 0.13INDUSTRIAL 27,646,535
SPROTT RESOURCE HOLDINGS INC. WT .07 .03SRHI.WT MINING SERVICES 0.11 0.05INDUSTRIAL 3,771,259
SSR MINING INC. 13.38 9.66SSRM SILVER MINING & EXPL 16.11 10.02MINING 25,798,950
ST. AUGUSTINE GOLD AND COPPER LIMITED J .04 .02SAU MINERAL EXPL & DEV 0.06 0.02MINING 10,151,344
STANTEC INC. 36.83 30.97STN CONSULTING SERVICES .4875 .2625 37.13 30.24INDUSTRIAL 23,768,385
STAR DIAMOND CORPORATION J .25 .16DIAM MINERAL EXPL & DEV 0.00 0.00MINING 20,978,108
STARCORE INTERNATIONAL MINES LTD. J .28 .20SAM GLD/SIL EXPL & DEV 0.65 0.23MINING 1,907,985
STARS GROUP INC. (THE) J 43.03 28.93TSGI GAMING PROD & SERV 30.74 19.56INDUSTRIAL 59,576,878
STELCO HOLDINGS INC. J 28.00 20.71STLC STEEL PRODUCTION 24.68 17.72INDUSTRIAL 6,234,058
STELLA-JONES INC. 52.22 42.90SJ FOREST PRODUCTS .4400 .1200 51.49 37.17INDUSTRIAL 9,595,290
STEP ENERGY SERVICES LTD. J 12.55 8.79STEP OIL FIELD SERVICE 15.93 7.77INDUSTRIAL 9,817,376
STEP ENERGY SERVICES LTD. J SUBS REC 9.90 8.70STEP.R OIL FIELD SERVICE 0.00 0.00INDUSTRIAL 614,998
STINGRAY DIGITAL GROUP INC. SV 11.05 9.25RAY.A MUSIC & MEDIA SOLUTN .1900 .0550 10.00 7.19INDUSTRIAL 1,917,225
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
STINGRAY DIGITAL GROUP INC. VARIABLE SV 10.85 9.07RAY.B MUSIC & MEDIA SOLUTN .1900 .0550 9.92 7.35INDUSTRIAL 74,255
STORM RESOURCES LTD J 2.86 1.75SRX OIL/GAS EXPL & DEV 3.76 2.41OIL 7,012,130
STORNOWAY DIAMOND CORPORATION J .67 .50SWY DIAMOND EXPL & DEV 1.07 0.60MINING 17,779,173
STRAD ENERGY SERVICES LTD. J 1.75 1.40SDY ENERGY SERVICES 1.95 1.04INDUSTRIAL 6,996,502
STREET CAPITAL GROUP INC. 1.05 .60SCB FINANCIAL SERVICES 2.05 1.00INDUSTRIAL 5,942,485
STRONGCO CORPORATION 2.55 1.87SQP TRUCK EQUIPMENT 1.90 1.30INDUSTRIAL 788,650
STUART OLSON INC. 8.39 5.98SOX CONSTRUCTION .4800 .2400 7.24 4.99INDUSTRIAL 4,397,874
STUDENT TRANSPORTATION INC. 9.84 7.00STB TRANSPORTATION .4400 .1463 8.25 6.98INDUSTRIAL 26,499,375
SULLIDEN MINING CAPITAL INC. J .52 .34SMC MINERAL EXPL & DEV 0.65 0.18MINING 3,684,861
SUN LIFE FINANCIAL INC. 55.80 49.62SLF INSURANCE 1.7450 .4550 53.25 43.51INDUSTRIAL 89,310,143
SUN LIFE FINANCIAL INC. CL 'A' PR SERIES 5 22.28 20.88SLF.PR.E INSURANCE 1.1250 .2813 22.99 20.92INDUSTRIAL 673,466
SUN LIFE FINANCIAL INC. CL A FLTG PR SER 9QR 20.20 18.10SLF.PR.J INSURANCE .4938 .1413 18.05 14.50INDUSTRIAL 532,298
SUN LIFE FINANCIAL INC. CL FLTG A PR SR 11QR 22.79 21.00SLF.PR.K INSURANCE .6838 .1875 22.20 17.38INDUSTRIAL 49,562
SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 10R 22.45 20.80SLF.PR.H INSURANCE .7100 .1775 22.74 17.67INDUSTRIAL 475,761
SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 12R 25.27 23.62SLF.PR.I INSURANCE .9513 .2375 24.72 21.58INDUSTRIAL 660,750
SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 8R 19.83 18.38SLF.PR.G INSURANCE .5688 .1425 18.98 15.57INDUSTRIAL 442,528
SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 1 23.34 21.86SLF.PR.A INSURANCE 1.1875 .2975 24.48 21.76INDUSTRIAL 908,234
SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 2 23.70 22.07SLF.PR.B INSURANCE 1.2000 .3000 24.66 22.27INDUSTRIAL 771,140
SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 3 22.07 20.64SLF.PR.C INSURANCE 1.1125 .2788 22.87 20.69INDUSTRIAL 471,974
SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 4 22.17 20.66SLF.PR.D INSURANCE 1.1125 .2788 22.94 20.76INDUSTRIAL 752,107
SUNCOR ENERGY INC. 49.89 40.49SU OIL/GAS EXPL & DEV 1.2800 .3600 46.66 36.09OIL 262,886,054
SUNOPTA, INC. 10.94 8.00SOY ENVIRO TECHNOLOGY 13.53 8.05INDUSTRIAL 2,546,312
SUNWAH INTERNATIONAL LIMITED .41 .33SWH MERCHANT BANKING 0.42 0.30INDUSTRIAL 23,800
SUPERIOR PLUS CORP. 13.34 11.26SPB INVESTMENT COMPANY .7200 .2400 13.34 10.80INDUSTRIAL 21,657,902
SUPREMEX INC. 4.83 4.02SXP STATIONERY PROD MFG .2400 .1300 5.19 3.93INDUSTRIAL 2,760,134
SURGE ENERGY INC. J 2.46 1.58SGY OIL/GAS EXPL & DEV .0888 .0313 3.45 1.90OIL 67,944,350
SYNEX INTERNATIONAL INC. J .51 .47SXI HYDRO ELECT POWER 0.55 0.43INDUSTRIAL 407,392
TAG OIL LTD. J .54 .32TAO OIL & GAS PRODUCER 0.82 0.34OIL 8,818,525
TAG OIL LTD. J WT .14 .01TAO.WT OIL & GAS PRODUCER 0.15 0.02OIL 2,749,055
TAHOE RESOURCES INC. J 7.05 4.75THO PRECIOUS MTL EXPL .1400 15.11 5.31MINING 85,446,396
TAIGA BUILDING PRODUCTS LTD. 1.54 1.32TBL BUILDING PRODUCTS 1.65 0.97INDUSTRIAL 1,624,070
TALON METALS CORP. J .09 .05TLO MINERAL EXPL & DEV 0.15 0.05MINING 6,301,190
TAMARACK VALLEY ENERGY LTD. J 3.65 2.31TVE OIL/GAS EXPL & DEV 3.59 1.96OIL 56,276,343
TANZANIAN ROYALTY EXPLORATION CORPORATION J .87 .37TNX MINERAL EXPL & DEV 0.83 0.31MINING 3,629,617
TASEKO MINES LIMITED 2.98 1.40TKO METAL EXPL & PROD 2.98 1.17MINING 26,731,335
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
TD CANADIAN AGGREGATE BOND INDEX ETF UN 14.60 14.31TDB INVESTMENT FUND .4350 .1400 15.06 14.37INDUSTRIAL 437,639
TD INTERNATIONAL EQUITY CAD HEDGD INDX ETF UN 19.16 17.35THE INVESTMENT FUND .4300 .2100 18.67 16.09INDUSTRIAL 48,099
TD INTERNATIONAL EQUITY INDEX ETF UN 18.82 17.20TPE INVESTMENT FUND .4300 .2100 18.40 15.57INDUSTRIAL 278,001
TD S&P 500 CAD HEDGED INDEX ETF UN 20.75 18.31THU INVESTMENT FUND .3000 .1500 19.66 16.37INDUSTRIAL 229,723
TD S&P 500 INDEX ETF UN 20.50 18.06TPU INVESTMENT FUND .3000 .1500 19.83 16.42INDUSTRIAL 313,812
TD S&P/TSX CAPPED COMPOSITE INDEX ETF UN 18.37 16.78TTP INVESTMENT FUND .4200 .2100 18.20 16.70INDUSTRIAL 119,314
TDB SPLIT CORP. CL A 6.92 5.76XTD INVESTMENT COMPANY .6000 .2000 6.70 5.75INDUSTRIAL 639,918
TDB SPLIT CORP. PRIORITY EQUITY 10.25 9.90XTD.PR.A INVESTMENT COMPANY .5250 .1750 10.86 9.90INDUSTRIAL 110,295
TECH ACHIEVERS GROWTH & INCOME ETF CL A UN 10.81 9.37HTA INVESTMENT FUND .7000 .2338 10.31 7.89INDUSTRIAL 1,267,811
TECH LEADERS INCOME ETF UNITS 12.67 10.66TLF INVESTMENT FUND .2163 0.00 0.00INDUSTRIAL 776,474
TECK RESOURCES LIMITED CL 'A' MV 38.90 31.42TECK.A MINERAL EXPL & DEV 35.14 20.00MINING 381,725
TECK RESOURCES LIMITED CL 'B' SV 38.89 31.33TECK.B MINERAL EXPL & DEV 34.60 19.27MINING 157,863,607
TECSYS INC.J 18.48 15.40TCS SOFTWARE DEV/MKT .1800 .1000 17.18 9.55INDUSTRIAL 440,284
TELLZA INC. J 1.57 .81TEL TELECOMMUNICATIONS 1.83 1.40INDUSTRIAL 21,927
TELUS CORPORATION 47.60 44.14T TELECOMMUNICATIONS 1.9450 1.0100 48.94 42.22INDUSTRIAL 80,860,054
TEMPLE HOTELS INC. 3.71 2.09TPH HOTELS 6.06 3.23INDUSTRIAL 2,383,999
TEN PEAKS COFFEE COMPANY INC. 7.24 5.01TPK SPECIALTY COFFEE .2500 .1250 7.40 5.70INDUSTRIAL 1,597,755
TERAGO INC. 6.45 4.30TGO WIRELESS SERVICES 5.16 3.60INDUSTRIAL 6,629,390
TERANGA GOLD CORPORATION J 4.99 2.85TGZ GOLD EXPL & DEV 5.25 2.36MINING 24,791,874
TERRAVEST INDUSTRIES INC. 10.25 8.75TVK COMMUN MARKETING .4000 .2000 10.24 8.25INDUSTRIAL 605,413
TFI INTERNATIONAL INC. 37.39 29.09TFII TRANS SUPPLIES/SERV 35.83 26.44INDUSTRIAL 19,587,640
THERATECHNOLOGIES INC. 10.05 6.66TH BIOTECHNOLOGY 8.72 2.75INDUSTRIAL 12,516,671
THOMSON REUTERS CORPORATION 59.33 49.21TRI HOLDING COMPANY 1.3800 .3450 62.83 54.29INDUSTRIAL 69,638,098
THOMSON REUTERS CORPORATION FLTG RATE PR II 20.19 16.55TRI.PR.B HOLDING COMPANY .4825 .2875 16.81 12.30INDUSTRIAL 1,151,554
TIDEWATER MIDSTREAM & INFRASTRUCTURE LTD. 1.60 1.21TWM NAT GAS TRANSPORT .0200 1.64 1.48INDUSTRIAL 31,110,659
TIMBERCREEK FINANCIAL CORP. 9.70 8.88TF INVESTMENT COMPANY .6850 .2300 9.75 8.60INDUSTRIAL 7,403,536
TIMBERCREEK FINANCIAL CORP. 5.45% 31MAR22 DEB 102.00 97.20TF.DB.B INVESTMENT COMPANY 102.50 99.51INDUSTRIAL 28,600
TIMBERCREEK FINANCIAL CORP. 6.35% DEB 101.49 99.75TF.DB INVESTMENT COMPANY 108.00 99.95INDUSTRIAL 7,980
TITAN MEDICAL INC. 'F' WT J .13 .02TMD.WT.F MEDICAL RSCH & TECH 0.07 0.01INDUSTRIAL 1,355,046
TITAN MEDICAL INC. 'G' WT J .18 .04TMD.WT.G MEDICAL RSCH & TECH 0.12 0.01INDUSTRIAL 990,672
TITAN MEDICAL INC. 'H' WT J .16 .03TMD.WT.H MEDICAL RSCH & TECH 0.10 0.01INDUSTRIAL 1,344,200
TITAN MEDICAL INC. 'I' WT J .48 .07TMD.WT.I MEDICAL RSCH & TECH 0.16 0.02INDUSTRIAL 758,000
TITAN MEDICAL INC. J .49 .23TMD MEDICAL RSCH & TECH 0.72 0.13INDUSTRIAL 59,827,509
TITAN MINING CORPORATION J 1.65 1.18TI MINING EXPL & DEV 1.40 0.92MINING 5,467,974
TMAC RESOURCES INC. J 11.50 7.36TMR MINERAL EXPL & DEV 19.00 6.90MINING 2,824,399
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
TMX GROUP LIMITED 79.50 70.26X HOLDING COMPANY 1.9500 .5000 79.90 64.81INDUSTRIAL 7,259,084
TOP 10 SPLIT TRUST PR SECURITIES 13.39 12.55TXT.PR.A INVESTMENT TRUST .7813 .1950 13.60 12.50INDUSTRIAL 50,247
TORC OIL & GAS LTD. 7.91 5.78TOG OIL/GAS EXPL & DEV .2400 .0800 8.73 4.43OIL 52,510,477
TOREX GOLD RESOURCES INC. J 14.58 7.29TXG GOLD EXPL & DEV 33.85 11.25MINING 45,628,681
TOROMONT INDUSTRIES LTD. 58.79 46.24TIH CONSTRUCTION EQUIP .7500 .4200 58.44 41.10INDUSTRIAL 9,970,254
TORONTO-DOMINION BANK (THE) 76.65 69.21TD BANKING 2.3500 1.2700 75.09 61.50INDUSTRIAL 279,358,094
TORONTO-DOMINION BANK (THE) 5-YR RESET PR S 25.26 24.75TD.PR.S BANKING .8425 .4213 25.14 24.35INDUSTRIAL 1,292,114
TORONTO-DOMINION BANK (THE) 5-YR RESET PR Y 25.25 24.66TD.PR.Y BANKING .8900 .4450 25.44 24.32INDUSTRIAL 496,139
TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 14 26.48 25.72TD.PF.H BANKING 1.2125 .6063 26.62 25.02INDUSTRIAL 2,262,379
TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 16 25.90 24.82TD.PF.I BANKING .3363 .5625 26.27 24.97INDUSTRIAL 1,215,648
TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 18 25.73 24.90TD.PF.J BANKING 0.00 0.00INDUSTRIAL 2,788,357
TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 1 24.26 22.55TD.PF.A BANKING .9750 .4875 23.85 19.81INDUSTRIAL 4,176,373
TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 3 24.04 22.46TD.PF.B BANKING .9500 .4750 23.77 19.39INDUSTRIAL 1,581,017
TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 5 23.86 22.38TD.PF.C BANKING .9375 .4688 23.72 19.38INDUSTRIAL 2,612,295
TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 7 24.99 23.91TD.PF.D BANKING .9000 .4500 25.00 22.05INDUSTRIAL 1,484,085
TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 9 25.25 24.07TD.PF.E BANKING .9250 .4625 25.17 22.48INDUSTRIAL 715,684
TORONTO-DOMINION BANK(THE) FLTG RT PR SER T 25.11 24.68TD.PR.T BANKING .5375 .3288 24.94 23.40INDUSTRIAL 793,836
TORONTO-DOMINION BANK(THE) FLTG RT PR SER Z 25.04 24.56TD.PR.Z BANKING .5575 .3388 24.87 23.23INDUSTRIAL 599,468
TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 11 25.55 24.30TD.PF.F BANKING 1.2250 .6125 26.25 24.68INDUSTRIAL 420,159
TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 12 27.19 26.16TD.PF.G BANKING 1.3750 .6875 27.46 26.35INDUSTRIAL 1,681,919
TORSTAR CORP. CL 'B' NV 1.90 1.41TS.B NEWSPAPER PUBLISH .1000 .0250 2.10 1.20INDUSTRIAL 2,676,029
TOSCANA ENERGY INCOME CORPORATION J .66 .31TEI OIL & GAS EXPL 2.44 0.50OIL 617,037
TOTAL ENERGY SERVICES INC. 15.00 12.20TOT DRILLING SERVICES .2400 .1200 16.00 11.24INDUSTRIAL 2,105,740
TOUCHSTONE EXPLORATION INC. .28 .19TXP OIL/GAS EXPL & DEV 0.29 0.13OIL 8,599,048
TOURMALINE OIL CORP. 24.86 17.78TOU OIL/GAS EXPL & DEV .0800 36.50 20.44OIL 70,950,395
TRANSALTA CORPORATION 7.55 6.31TA PUBLIC UTILITY .1600 .0800 8.50 6.88INDUSTRIAL 44,376,711
TRANSALTA CORPORATION 1ST PR SER 'A' 15.45 14.02TA.PR.D PUBLIC UTILITY .6775 .1688 14.75 12.13INDUSTRIAL 906,211
TRANSALTA CORPORATION 1ST PR SER 'C' 18.77 17.62TA.PR.F PUBLIC UTILITY 1.0788 .2513 18.68 15.95INDUSTRIAL 738,603
TRANSALTA CORPORATION 1ST PR SER 'E' 22.25 20.67TA.PR.H PUBLIC UTILITY 1.2625 .3250 22.53 18.28INDUSTRIAL 479,032
TRANSALTA CORPORATION 1ST PR SER 'G' 22.94 21.83TA.PR.J PUBLIC UTILITY 1.3250 .3313 22.75 19.52INDUSTRIAL 238,617
TRANSALTA CORPORATION FLTG RT 1ST PR SER 'B' 15.41 14.53TA.PR.E PUBLIC UTILITY .6488 .1788 15.32 12.60INDUSTRIAL 150,272
TRANSALTA RENEWABLES INC. 13.50 11.38RNW RECYCLE PWR GENERATN .9000 .3138 16.25 12.78INDUSTRIAL 22,491,597
TRANSAT A.T. INC. VOTING & VARIABLE VOTING 11.45 7.02TRZ AIR TRANSPORTATION 11.82 5.03INDUSTRIAL 6,879,115
TRANSATLANTIC PETROLEUM LTD. J 2.65 1.45TNP OIL/GAS EXPL & DEV 2.30 0.75OIL 1,117,293
TRANSCANADA CORPORATION 62.24 50.28TRP GAS PIPELINE 2.4400 1.3150 65.24 59.23INDUSTRIAL 170,067,263
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
TRANSCANADA CORPORATION 1ST PR SERIES '1' 21.50 19.46TRP.PR.A GAS PIPELINE .8163 .2038 20.92 15.78INDUSTRIAL 598,166
TRANSCANADA CORPORATION 1ST PR SERIES '13' 26.84 25.86TRP.PR.J GAS PIPELINE 1.3750 .3438 27.42 26.27INDUSTRIAL 2,751,455
TRANSCANADA CORPORATION 1ST PR SERIES '15' 26.35 25.29TRP.PR.K GAS PIPELINE 1.2513 .3063 26.65 24.74INDUSTRIAL 3,009,191
TRANSCANADA CORPORATION 1ST PR SERIES '2' 21.67 19.31TRP.PR.F GAS PIPELINE .6213 .1725 20.75 15.02INDUSTRIAL 558,811
TRANSCANADA CORPORATION 1ST PR SERIES '3' 17.69 16.15TRP.PR.B GAS PIPELINE .5375 .1350 16.66 13.19INDUSTRIAL 614,879
TRANSCANADA CORPORATION 1ST PR SERIES '5' 18.70 17.17TRP.PR.C GAS PIPELINE .5663 .2825 17.57 13.78INDUSTRIAL 751,774
TRANSCANADA CORPORATION 1ST PR SERIES '6' 19.53 16.93TRP.PR.I GAS PIPELINE .5225 .3200 17.45 13.10INDUSTRIAL 71,332
TRANSCANADA CORPORATION 1ST PR SERIES '7' 24.10 21.75TRP.PR.D GAS PIPELINE 1.0000 .5000 23.19 18.62INDUSTRIAL 1,398,904
TRANSCANADA CORPORATION 1ST PR SERIES '9' 24.56 21.80TRP.PR.E GAS PIPELINE 1.0625 .5313 23.73 19.51INDUSTRIAL 1,191,665
TRANSCANADA CORPORATION 1ST PR SERIES 11 24.84 23.46TRP.PR.G GAS PIPELINE .9500 .2375 24.97 22.01INDUSTRIAL 571,767
TRANSCANADA CORPORATION 1ST PR SERIES 4 17.64 15.74TRP.PR.H GAS PIPELINE .4613 .1325 16.50 11.96INDUSTRIAL 216,095
TRANSCONTINENTAL INC. CL 'A' SV 29.49 23.50TCL.A PRINTING & PUBLISH .7850 .4100 31.96 20.22INDUSTRIAL 14,446,956
TRANSCONTINENTAL INC. CL 'B' MV 28.00 23.70TCL.B PRINTING & PUBLISH .7850 .4100 30.92 20.30INDUSTRIAL 53,231
TRANSCONTINENTAL INC. SUBS RECEIPTS 27.52 25.95TCL.R PRINTING & PUBLISH 0.00 0.00INDUSTRIAL 944,687
TRANSGLOBE ENERGY CORPORATION J 2.31 1.55TGL OIL/GAS EXPL & DEV 2.50 1.30OIL 4,341,089
TREASURY METALS INC. J .67 .43TML MINERAL EXPL & DEV 0.90 0.50MINING 5,580,327
TREE ISLAND STEEL LTD. 2.77 2.05TSL STEEL PRODUCT MFG .0800 .0400 5.06 2.01INDUSTRIAL 981,803
TREVALI MINING CORPORATION J 1.75 1.15TV NAT RES EXPL/DEV 1.64 1.03MINING 185,001,149
TREZ CAPITAL MORTGAGE INVESTMENT CORP. CL 'A' 4.15 2.48TZZ INVESTMENT COMPANY 3.9975 1.7538 8.35 3.98INDUSTRIAL 1,580,156
TREZ CAPITAL SENIOR MORTGAGE INVEST CORP CL A 2.88 2.50TZS INVESTMENT COMPANY 3.9125 6.56 2.50INDUSTRIAL 735,526
TRICAN WELL SERVICE LTD. 4.42 2.77TCW OIL SERVICES 5.59 3.11OIL 262,334,402
TRICON CAPITAL GROUP INC. 11.57 9.57TCN ASSET MGT/ADVISE/SERV .2600 .1350 12.05 9.39INDUSTRIAL 21,640,976
TRILLIUM THERAPEUTICS INC. J 11.44 7.41TRIL BIOPHARMACEUTICAL 16.80 5.26INDUSTRIAL 567,300
TRILOGY INTERNATIONAL PARTNERS INC. J 6.33 4.30TRL WIRELESS COMMUN SERV .0200 10.02 5.19INDUSTRIAL 2,999,815
TRILOGY INTERNATIONAL PARTNERS INC. WT J .62 .24TRL.WT WIRELESS COMMUN SERV 2.00 0.35INDUSTRIAL 271,000
TRILOGY METALS INC. J 2.03 1.32TMQ COPPER EXPL & DEV 1.60 0.60MINING 1,193,296
TRIMETALS MINING INC. CL B NV J .25 .17TMI.B MINERAL EXPL & DEV 0.26 0.15MINING 1,775,463
TRIMETALS MINING INC. J .23 .12TMI MINERAL EXPL & DEV 0.29 0.14MINING 5,289,539
TRINIDAD DRILLING LTD. 2.11 1.53TDG DRILLING SERVICES 3.56 1.43OIL 60,159,972
TRISURA GROUP LTD. J 27.49 24.33TSU INSURANCE 29.49 20.35INDUSTRIAL 652,531
TSO3 INC. J 2.83 .82TOS HEALTHCARE PRODUCTS 3.36 2.05INDUSTRIAL 18,096,618
TUCOWS INC. 87.28 62.85TC INTERNET COMMERCE 89.78 47.66INDUSTRIAL 263,342
TURQUOISE HILL RESOURCES LTD. 4.52 3.40TRQ MINERAL EXPL & DEV 4.92 3.25MINING 82,198,829
TVA GROUP INC. CL 'B' NV 4.21 3.08TVA.B BROADCASTING 4.93 2.16INDUSTRIAL 306,492
TWC ENTERPRISES LIMITED 12.15 10.85TWC TRANSPORTATION .0800 .0200 13.50 10.16INDUSTRIAL 426,353
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
U.S. GLBL GO GOLD&PRECIOUS METAL MINER ETF UN 10.49 9.93GOGO INVESTMENT FUND 10.13 9.70INDUSTRIAL 19,409
U3O8 CORP. J .50 .32UWE URANIUM EXPL & DEV 1.00 0.21MINING 1,448,671
UEX CORPORATION J .37 .23UEX URANIUM EXPL & DEV 0.43 0.15MINING 39,742,735
UNI-SELECT INC. 28.69 19.55UNS AUTO COMPONENTS .3550 .1850 37.03 23.66INDUSTRIAL 10,809,191
UNION GAS LTD. 5 1/2% PR 'A' 54.00 49.01UNG.PR.C GAS PROD/DSTR 2.7500 .6800 58.50 50.98INDUSTRIAL 3,827
UNION GAS LTD. 6% 'B' PR 55.50 55.00UNG.PR.D GAS PROD/DSTR 3.0000 .7500 59.15 52.00INDUSTRIAL 1,400
UNITED CORPORATIONS LTD. 106.49 98.13UNC INVESTMENT COMPANY 2.2200 .3000 103.24 94.22INDUSTRIAL 50,470
UNITED CORPORATIONS LTD. $1.50 2ND PR 59 UNC.PR.B INVESTMENT COMPANY 1.5000 .3750 29.00 28.50INDUSTRIAL
UNITED CORPORATIONS LTD. $1.50 2ND PR 63 28.50 27.00UNC.PR.C INVESTMENT COMPANY 1.5000 .3750 28.50 28.50INDUSTRIAL 1,900
UNITED CORPORATIONS LTD. 1ST PR 28.50 28.50UNC.PR.A INVESTMENT COMPANY 1.5000 .3750 30.00 27.00INDUSTRIAL 300
UR-ENERGY INC. J .98 .75URE URANIUM EXPL & DEV 1.19 0.62MINING 3,998,044
URANIUM PARTICIPATION CORPORATION 4.45 3.70U INVESTMENT COMPANY 4.73 3.47INDUSTRIAL 13,501,238
URBANA CORPORATION 3.84 3.09URB INVESTMENT COMPANY .1000 .1000 4.00 2.98INDUSTRIAL 157,266
URBANA CORPORATION CLASS 'A' NV 3.50 2.95URB.A INVESTMENT COMPANY .1000 .1000 3.76 2.98INDUSTRIAL 2,010,057
URTHECAST CORP. J 1.17 .27UR SEISMIC IMAGING 2.17 0.85INDUSTRIAL 47,111,072
US EQUITY PLUS INCOME ETF CL 'A' UN 9.80 8.71HUL INVESTMENT FUND .4000 .2000 9.49 8.10INDUSTRIAL 157,012
US EQUITY PLUS INCOME ETF CL 'U' USF UN 9.98 9.12HUL.U INVESTMENT FUND .4000 .2000 9.51 8.42INDUSTRIAL 40,900
US FINANCIAL 15 SPLIT CORP. 2012 PR 9.50 8.39FTU.PR.B MUTUAL FUNDS .4475 .1625 8.79 7.80INDUSTRIAL 123,648
US FINANCIAL 15 SPLIT CORP. CLASS 'A' .96 .65FTU MUTUAL FUNDS 1.18 0.60INDUSTRIAL 393,030
UTILITY CORP. CL 'C' 27.60 24.00UTC.C INVESTMENT COMPANY 1.3150 .4200 30.49 25.94INDUSTRIAL 57,013
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. 30.56 18.62VRX PHARM PRODUCTION 29.28 11.20INDUSTRIAL 122,811,579
VALENER INC. 22.87 19.73VNR NAT GAS DSTR 1.1300 .5800 23.28 20.31INDUSTRIAL 4,152,950
VALENER INC. SERIES 'A' PR 25.46 24.20VNR.PR.A NAT GAS DSTR 1.0875 .5775 25.06 20.00INDUSTRIAL 468,960
VALEURA ENERGY INC. J 8.27 3.30VLE OIL/GAS EXPL & DEV 5.02 0.43OIL 57,750,859
VANGUARD BALANCED ETF PORTFOLIO UN 26.13 23.65VBAL INVESTMENT FUND 0.00 0.00INDUSTRIAL 2,123,661
VANGUARD CANADIAN LONG-TERM BOND INDEX ETF UN 26.16 25.11VLB INVESTMENT FUND .6888 .2913 27.15 24.95INDUSTRIAL 141,978
VANGUARD CDN AGGREGATE BOND INDEX ETF TRNS UN 25.25 24.71VAB INVESTMENT FUND .6875 .2438 26.07 24.78INDUSTRIAL 4,370,433
VANGUARD CDN CORPORATE BOND INDEX ETF TRNS UN 24.90 24.53VCB INVESTMENT FUND .5700 .2613 25.63 24.60INDUSTRIAL 86,792
VANGUARD CDN GOVERNMENT BOND INDEX ETF UN 25.03 24.59VGV INVESTMENT FUND .4738 .2263 25.94 24.67INDUSTRIAL 36,100
VANGUARD CDN SHORT-TERM CORP BOND INDX ETF UN 24.24 23.99VSC INVESTMENT FUND .6550 .2388 24.90 24.17INDUSTRIAL 2,694,887
VANGUARD CDN SHORT-TERM GOV'T BOND IDX ETF UN 24.48 24.29VSG INVESTMENT FUND .3713 .1725 25.13 24.53INDUSTRIAL 123,070
VANGUARD CDN SHORT-TRM BOND INDEX ETF TRNS UN 23.81 23.61VSB INVESTMENT FUND .5450 .1963 24.48 23.76INDUSTRIAL 3,032,737
VANGUARD CONSERVATIVE ETF PORTFOLIO UN 25.18 24.04VCNS INVESTMENT FUND 0.00 0.00INDUSTRIAL 597,348
VANGUARD FTSE CANADA ALL CAP INDEX ETF UN 33.26 29.92VCN INVESTMENT FUND .7300 .4038 32.93 30.16INDUSTRIAL 5,855,189
VANGUARD FTSE CANADA INDEX ETF TRANSFER UNITS 34.84 31.32VCE INVESTMENT FUND .8875 .4813 34.57 31.55INDUSTRIAL 1,807,269
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
VANGUARD FTSE CANADIAN CAPPED REIT IDX ETF UN 30.98 28.96VRE INVESTMENT FUND 1.1050 .3300 31.08 28.70INDUSTRIAL 472,413
VANGUARD FTSE CDN HIGH DIV YIELD INDEX ETF UN 35.31 30.59VDY INVESTMENT FUND 1.1513 .4513 35.05 32.10INDUSTRIAL 3,033,226
VANGUARD FTSE DEV ALL CAP EX NA IDX ETF CA-HG 30.35 27.25VI INVESTMENT FUND .5950 .1750 29.40 25.30INDUSTRIAL 647,380
VANGUARD FTSE DEV ALL CAP EX U.S. INDX ETF UN 37.18 33.80VDU INVESTMENT FUND .7263 .3763 36.38 30.86INDUSTRIAL 908,717
VANGUARD FTSE DEV ALL CAP EX US IDX ETF CA-HG 43.17 38.67VEF INVESTMENT FUND .8463 .4300 42.10 36.56INDUSTRIAL 1,770,738
VANGUARD FTSE DEV ALLCAP EX NTH AMER IDX ETF 29.97 27.45VIU INVESTMENT FUND .5763 .1988 29.17 24.45INDUSTRIAL 2,082,487
VANGUARD FTSE DEV ASIA PAC ALL CAP ETF CA-HEG 33.14 29.52VAH INVESTMENT FUND .9513 .1963 32.10 26.70INDUSTRIAL 522,729
VANGUARD FTSE DEV ASIA PAC ALL CAP IDX ETF UN 36.75 33.68VA INVESTMENT FUND .5738 .2288 35.66 29.53INDUSTRIAL 1,021,676
VANGUARD FTSE DEV EU ALL CAP IDX ETF CA-HEGD 30.59 27.50VEH INVESTMENT FUND .7338 .1788 30.00 26.16INDUSTRIAL 301,741
VANGUARD FTSE DEVELOPED EU ALL CAP IDX ETF UN 31.00 28.13VE INVESTMENT FUND .6788 .1875 30.28 25.01INDUSTRIAL 1,583,680
VANGUARD FTSE EMERG MKTS ALL CAP INDEX ETF UN 37.91 33.75VEE INVESTMENT FUND .6300 .1775 35.20 29.11INDUSTRIAL 6,686,754
VANGUARD FTSE GLOBE ALL CAP EX CDA IDX ETF UN 37.98 33.93VXC INVESTMENT FUND .5800 .2613 36.59 30.95INDUSTRIAL 3,255,109
VANGUARD GLBL EX-US AGGRGT BND IDX ETF(CAD-H) 26.72 26.25VBG INVESTMENT FUND .2900 .3363 27.07 26.08INDUSTRIAL 631,975
VANGUARD GLOBAL LIQUIDITY FACTOR ETF UNITS 33.71 30.54VLQ INVESTMENT FUND .1625 .5063 32.91 27.71INDUSTRIAL 47,552
VANGUARD GLOBAL MINIMUM VOLATILITY ETF UN 30.75 28.30VVO INVESTMENT FUND .1900 .6175 30.95 26.45INDUSTRIAL 172,104
VANGUARD GLOBAL MOMENTUM FACTOR ETF UN 34.88 30.85VMO INVESTMENT FUND .1413 .3700 33.20 27.00INDUSTRIAL 167,450
VANGUARD GLOBAL VALUE FACTOR ETF UN 36.12 32.50VVL INVESTMENT FUND .1850 .4613 35.66 29.83INDUSTRIAL 504,174
VANGUARD GROWTH ETF PORTFOLIO UN 25.66 23.30VGRO INVESTMENT FUND 0.00 0.00INDUSTRIAL 4,310,955
VANGUARD S&P 500 INDEX ETF TRANSFER UN 64.40 56.87VFV INVESTMENT FUND .9363 .4500 61.97 52.34INDUSTRIAL 7,688,539
VANGUARD S&P500 INDEX ETF(CAD-HEDGED)TRANS UN 50.49 44.47VSP INVESTMENT FUND .7238 .3463 47.71 39.70INDUSTRIAL 3,255,640
VANGUARD U.S. TOTAL MARKET INDEX ETF UN 50.55 44.59VUN INVESTMENT FUND .6788 .3263 48.54 41.25INDUSTRIAL 3,899,039
VANGUARD U.S.DIVIDEND APPRECIATION IDX ETF UN 46.50 41.77VGG INVESTMENT FUND .6588 .2925 45.05 38.10INDUSTRIAL 870,033
VANGUARD US AGGREGATE BND INDX ETF(CAD-HEG)UN 24.99 24.06VBU INVESTMENT FUND .5450 .1775 25.39 24.56INDUSTRIAL 798,968
VANGUARD US DIV APPRECIATION IDX ETF(CAD-HEG) 38.29 34.03VGH INVESTMENT FUND .5163 .2325 36.26 30.12INDUSTRIAL 579,003
VANGUARD US TOTAL MKT INDX ETF(CAD-HEDGED) UN 56.60 50.00VUS INVESTMENT FUND .7150 .3575 53.74 44.86INDUSTRIAL 2,215,241
VECIMA NETWORKS INC. 9.80 8.70VCM HARDWARE PRODUCTS .2200 .0550 11.10 8.65INDUSTRIAL 528,818
VELAN INC. SV 20.49 16.66VLN VALVE MFG .4000 .1000 19.80 17.00INDUSTRIAL 256,746
VERDE AGRITECH PLC ORDINARY J 1.12 .54NPK POTASH MINE & PROD 1.77 0.22MINING 3,764,101
VERMILION ENERGY INC. 50.46 39.41VET OIL/GAS EXPL & DEV 2.5800 .8600 57.98 38.33OIL 41,767,231
VERSABANK J 8.36 6.10VB BANKING .0200 6.20 4.27INDUSTRIAL 2,811,145
VERSABANK NON-CUM 5YR RST SERIES 1 PR J 10.30 9.99VB.PR.A BANKING .7000 .3500 10.40 9.21INDUSTRIAL 90,442
VERSABANK NON-CUM 6YR RST NVCC SERIES 3 PR J 10.58 10.02VB.PR.B BANKING .7000 .3500 11.29 9.60INDUSTRIAL 68,492
VILLAGE FARMS INTERNATIONAL, INC. 9.80 4.36VFF AGRICULTURE 7.93 1.32INDUSTRIAL 39,034,927
VISTA GOLD CORP. 1.12 .88VGZ MINERAL EXPL & DEV 1.61 0.77MINING 968,478
WAJAX CORPORATION 26.01 20.98WJX DIVERSIFIED SERV 1.0000 .5000 25.74 18.49INDUSTRIAL 1,782,076
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
WALL FINANCIAL CORP. 26.45 23.25WFC REAL ESTATE .5000 25.47 18.59INDUSTRIAL 48,866
WALLBRIDGE MINING COMPANY LIMITED J .11 .06WM MINERAL EXPL & DEV 0.15 0.06MINING 17,792,106
WASTE CONNECTIONS, INC. 97.24 81.52WCN INVESTMENT COMPANY .5013 .1400 94.86 68.35INDUSTRIAL 28,427,660
WESDOME GOLD MINES LTD. 2.32 1.71WDO MINERAL EXPL & DEV 4.40 1.64MINING 31,384,591
WEST FRASER TIMBER CO. LTD. 95.10 76.57WFT FOREST PRODUCTS .3200 .2600 83.50 42.98INDUSTRIAL 23,380,406
WESTCOAST ENERGY INC. 5-YR 1ST PR SER '10' 26.26 25.53W.PR.K GAS PIPELINE 1.3125 .6563 26.54 25.47OIL 684,230
WESTCOAST ENERGY INC. 5-YR 1ST PR SER '12' 26.69 25.30W.PR.M GAS PIPELINE 1.3000 .6500 26.92 25.67OIL 1,077,077
WESTCOAST ENERGY INC. 5.50% 1ST PR SERIES '7' 25.41 24.29W.PR.H GAS PIPELINE 1.3750 .6875 25.52 24.40OIL 313,127
WESTCOAST ENERGY INC. 5.60% 1ST PR SERIES '8' 25.31 24.39W.PR.J GAS PIPELINE 1.4000 .7000 25.65 24.56OIL 529,265
WESTERN COPPER AND GOLD CORPORATION J 1.34 .92WRN GLD/COP EXPL & DEV 2.24 1.10MINING 4,117,563
WESTERN ENERGY SERVICES CORP. 1.43 .99WRG OIL FIELD SERVICE 3.52 0.96INDUSTRIAL 18,789,477
WESTERN FOREST PRODUCTS INC. 2.92 2.42WEF FOREST PRODUCTS .0800 .0200 2.84 1.79INDUSTRIAL 58,125,656
WESTERN RESOURCES CORP. J .45 .37WRX MINERAL EXPL & DEV 1.80 0.37MINING 2,045,997
WESTERNONE INC. 1.64 1.34WEQ CONSTR EQUIP/SERV 2.07 1.20INDUSTRIAL 1,446,948
WESTJET AIRLINES LTD. VARIABLE VOTING & V 26.72 22.15WJA AIRLINE .5600 .1400 28.00 21.03INDUSTRIAL 32,536,207
WESTON LTD. GEORGE 111.06 100.62WN FOOD PROD & DSTR 1.7900 .9100 125.67 104.49INDUSTRIAL 10,686,153
WESTON LTD. GEORGE 4.75% PR SER 'V' 23.15 22.01WN.PR.E FOOD PROD & DSTR 1.1875 .5938 23.96 22.03INDUSTRIAL 189,671
WESTON LTD. GEORGE 5.20% PR SER 'III' 25.17 23.45WN.PR.C FOOD PROD & DSTR 1.3000 .6500 25.61 23.88INDUSTRIAL 248,973
WESTON LTD. GEORGE 5.20% PR SER 'IV' 25.04 23.49WN.PR.D FOOD PROD & DSTR 1.3000 .6500 25.60 23.90INDUSTRIAL 392,096
WESTON LTD. GEORGE 5.80% PR SER '1' 25.98 25.07WN.PR.A FOOD PROD & DSTR 1.4500 .3625 26.15 25.38INDUSTRIAL 418,249
WESTPORT FUEL SYSTEMS INC. 5.44 2.71WPRT FUEL SYS & STORAGE 5.11 1.10INDUSTRIAL 7,943,275
WESTSHORE TERMINALS INVESTMENT CORPORATION 26.57 20.71WTE INVESTMENT COMPANY .6400 .3200 29.05 19.07INDUSTRIAL 12,632,030
WHEATON PRECIOUS METALS CORP. 28.22 23.54WPM SILVER MINING & EXPL .3300 .0900 30.32 23.18MINING 69,607,998
WHITECAP RESOURCES INC. J 9.96 7.40WCP OIL/GAS EXPL & DEV .2800 .1013 12.76 8.31OIL 160,021,782
WILMINGTON CAPITAL MANAGEMENT INC. CL 'A' NV 3.35 3.35WCM.A INVESTMENT COMPANY 3.96 3.00INDUSTRIAL 20,885
WILMINGTON CAPITAL MANAGEMENT INC. CL 'B' 3.36 3.36WCM.B INVESTMENT COMPANY 3.21 3.06INDUSTRIAL 333
WINPAK LIMITED 50.82 42.50WPK PACKAGING DSGN/MFG .1200 .0600 61.43 44.54INDUSTRIAL 4,292,315
WISDOMETREE US QUAL DIV GRWTH VARY HEG ETF UN 26.36 23.65DQD INVESTMENT FUND .2800 .1150 25.25 20.63INDUSTRIAL 214,188
WISDOMTREE EMERG MKTS DIV IDX ETF NON-HEGD UN 29.24 27.52EMV.B INVESTMENT FUND .2400 26.58 25.32INDUSTRIAL 4,516
WISDOMTREE EUROPE HEDGED EQTY IDX ETF N-HG UN 27.00 25.50EHE.B INVESTMENT FUND .0400 .1600 26.62 24.57INDUSTRIAL 56,955
WISDOMTREE EUROPE HEDGED EQUITY INDEX ETF UN 26.77 24.03EHE INVESTMENT FUND .2900 .1600 26.62 22.60INDUSTRIAL 216,503
WISDOMTREE INTL QUAL DIV GROWTH IDX ETF NN-HG 24.81 23.27IQD.B INVESTMENT FUND .3013 .1700 24.08 19.56INDUSTRIAL 10,232
WISDOMTREE INTL QUAL DIV GROWTH INDEX HEG ETF 25.20 23.01IQD INVESTMENT FUND .2775 .1600 24.57 20.58INDUSTRIAL 50,439
WISDOMTREE INTL QUAL DIV GROWTH VARY HEGD ETF 24.81 22.57DQI INVESTMENT FUND .5325 .1000 23.95 19.93INDUSTRIAL 75,095
WISDOMTREE U.S. HIGH DIVIDEND INDEX ETF NN-HG 19.79 19.79HID.B INVESTMENT FUND .5400 .2000 21.00 19.90INDUSTRIAL 2,611
Yearly
Issue Name Ticker
SymbolYTD High
YTD Low
Nature of BusinessPrev YearDiv Amt
YTDDiv Amt
YTD Volume
Prev Year High
Prev Year Low
IndustrialCategory
01-May-2018
WISDOMTREE U.S.HIGH DIVIDEND INDEX ETF HEGED 22.08 19.88HID INVESTMENT FUND .5400 .2000 21.50 19.84INDUSTRIAL 10,222
WISDOMTREE US MIDCAP DIVIDEND IDX ETF HEDGD 27.52 24.95UMI INVESTMENT FUND .0800 .1600 26.77 26.06INDUSTRIAL 34,696
WISDOMTREE US MIDCAP DIVIDEND IDX ETF NN-HEGD 26.85 26.35UMI.B INVESTMENT FUND .0800 .1600 27.23 26.00INDUSTRIAL 1,575
WISDOMTREE US QUAL DIV GROWTH INDEX ETF NN-HG 25.92 23.41DGR.B INVESTMENT FUND .3200 .1200 25.33 20.82INDUSTRIAL 218,964
WISDOMTREE US QUALITY DIV GROWTH IDX ETF HEG 27.31 24.06DGR INVESTMENT FUND .3200 .1213 25.81 20.87INDUSTRIAL 119,349
WISDOMTREE YLD ENHANC CA AGGRE BND IDX ETF NH 48.79 47.83CAGG INVESTMENT FUND 50.00 47.88INDUSTRIAL 50,241
WISDOMTREE YLD ENHANC CA ST AGGRE BND ETF NNH 49.08 48.66CAGS INVESTMENT FUND 49.63 49.08INDUSTRIAL 97,580
WISTOMTREE CDA QUAL DIV GRWTH IDX ETF NN-HEDG 26.79 24.98DGRC INVESTMENT FUND 26.65 25.28INDUSTRIAL 179,309
WORLD FINANCIAL SPLIT CORP. CLASS 'A' 5.30 3.63WFS INVESTMENT COMPANY 4.55 3.24INDUSTRIAL 188,028
WORLD FINANCIAL SPLIT CORP. PR 10.30 9.96WFS.PR.A INVESTMENT COMPANY .5250 .1313 10.35 9.85INDUSTRIAL 69,311
WSP GLOBAL INC. 64.92 56.38WSP ENGINEER CONSTR/SERV 1.5000 .7500 60.48 43.56INDUSTRIAL 15,458,785
XTRA-GOLD RESOURCES CORP. J .28 .20XTG MINERAL EXPL & DEV 0.37 0.17MINING 1,707,688
XTREME DRILLING CORP. J 2.39 1.82XDC DRILLING SERVICES 2.90 1.67INDUSTRIAL 2,312,454
YAMANA GOLD INC. 4.69 3.31YRI MINERAL EXPL & DEV .0200 .0100 4.80 2.84MINING 219,461,605
YANGARRA RESOURCES LTD. 6.44 3.90YGR OIL & GAS EXPL 5.05 1.86OIL 20,338,935
YELLOW PAGES LIMITED 8.60 6.48Y HOLDING COMPANY 18.25 4.34INDUSTRIAL 2,335,832
YELLOW PAGES LIMITED WT .59 .39Y.WT HOLDING COMPANY 2.75 0.30INDUSTRIAL 95,243
YORBEAU RESOURCES INC. J .08 .04YRB GOLD EXPL & DEV 0.10 0.07MINING 14,793,485
ZARGON OIL & GAS LTD. .55 .36ZAR OIL/GAS EXPL & DEV 0.88 0.34OIL 4,735,020
ZCL COMPOSITES INC. 12.35 10.39ZCL FIBRGLS STG TANKS 1.0900 .2550 15.47 10.13INDUSTRIAL 3,311,547
ZYMEWORKS INC. 23.15 9.64ZYME BIOPHARMACEUTICAL 19.55 8.05INDUSTRIAL 292,817
Yearly
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Advantage Oil & Gas AAV 223,850,130 51.7 2.5 5.6 1.0 1.9 16.5 0.7 - 0.0 1.1 0.1 2.6 3.2 1.2 0.0 1.2 3.1 3.4 0.0 - 3.9 0.1 -
Barrick Gold Corp ABX 4,413,585,018 17.8 20.6 1.4 1.9 11.1 5.5 4.0 - 1.0 4.2 0.1 23.7 1.8 3.1 0.2 0.4 0.7 1.4 0.0 - 0.9 0.0 -
Agnico Eagle Mines AEM 2,452,955,270 28.2 11.6 1.7 2.0 9.1 6.6 3.4 - 0.0 6.3 0.1 19.2 1.8 3.3 0.2 0.7 2.7 1.3 0.0 - 1.8 0.0 -
AEterna Zentaris Inc AEZS 3,506,984 7.4 57.5 1.1 0.5 3.2 1.1 7.2 - 0.4 16.1 0.4 0.3 0.1 4.0 0.2 0.1 0.2 0.3 - - 0.1 - -
Alamos Gold Inc. J AGI 400,667,426 27.0 13.0 3.5 1.6 10.0 10.6 3.0 - 0.0 3.9 0.1 13.6 2.6 2.9 0.1 0.5 2.0 1.6 - - 4.0 0.1 -
Asanko Gold Inc. J AKG 44,931,053 32.0 22.0 1.3 1.2 4.9 10.1 4.6 - - 2.2 5.7 0.1 1.6 5.1 0.3 0.3 3.3 1.6 0.0 - 3.8 0.0 -
Alio Gold Inc. J ALO 20,928,566 38.7 12.8 3.4 0.4 2.7 11.3 3.6 - - 2.8 9.4 0.0 2.6 4.3 0.2 0.6 1.4 3.4 - - 2.4 0.0 -
Almaden Minerals AMM 3,702,089 21.0 39.1 0.8 0.6 2.6 1.4 9.7 - - 2.1 13.3 0.0 0.2 8.2 0.0 0.2 0.2 0.4 - - 0.3 - -
Aptose Biosciences APS 19,918,452 11.6 47.2 0.4 1.3 4.5 1.8 9.5 - 0.1 14.7 0.3 0.0 0.4 3.8 0.1 0.1 0.1 0.7 - - 3.4 - -
Algonquin Pwr & Util AQN 539,200,992 41.4 2.3 8.9 0.4 1.6 15.0 0.8 - - 0.8 0.1 1.7 3.9 0.8 0.1 1.8 5.0 4.2 0.0 - 11.0 0.1 -
Atlatsa Res Corp. J ATL 108,952 48.4 49.7 - - - 1.8 - - - - - - - - - - 0.1 0.0 - - 0.0 - -
Atlantic Power ATP 30,080,741 9.7 56.0 0.1 6.8 7.7 3.1 1.3 - - 1.4 0.6 10.3 0.4 1.4 0.1 0.1 0.4 0.4 - - 0.4 0.0 -
Auryn Resources J AUG 6,694,570 35.8 28.7 0.7 0.2 1.6 6.4 3.1 - 0.1 2.8 9.3 0.1 1.4 4.3 0.1 0.4 2.6 1.6 - - 1.0 - -
Aurinia Pharma Inc J AUP 61,169,581 6.0 44.8 0.2 3.3 5.5 0.9 11.8 - - 23.4 0.1 0.1 0.1 3.2 0.1 0.1 0.1 0.1 - - 0.2 - -
Avalon Advncd Mtrl J AVL 980,797 39.7 8.0 5.5 - - 17.1 - - - - - - 1.9 - - 1.4 8.9 3.1 0.0 - 14.3 - -
Alexco Resource J AXR 13,387,889 24.6 38.3 0.4 1.1 6.6 2.5 7.1 - - 2.5 9.2 0.0 0.4 4.2 0.1 0.3 0.8 0.6 - - 1.5 0.0 -
Brookfld Asset A LV BAM.A 2,786,923,963 29.5 7.4 1.4 0.8 8.1 25.4 2.3 - - 3.7 0.1 6.5 2.3 2.3 0.1 0.8 3.7 2.7 0.3 - 2.9 0.0 -
BlackBerry Limited BB 1,866,845,204 27.1 20.4 4.0 1.3 9.3 7.8 4.7 - 0.4 4.4 0.1 10.4 1.6 3.0 0.2 0.5 1.8 1.2 0.0 - 2.0 0.0 -
Cott Corporation BCB 310,864,342 17.2 23.6 2.1 2.6 11.0 5.8 4.9 - 0.0 5.4 0.2 16.2 1.2 3.6 0.3 0.3 2.0 1.1 - - 2.5 0.0 -
BCE Inc. BCE 4,363,398,766 41.3 7.1 3.3 0.6 4.2 17.1 2.1 - 0.0 2.6 0.2 5.9 3.1 1.8 0.1 1.2 3.4 3.0 0.1 - 2.8 0.0 -
Brookfield Renew Un BEP.UN 187,348,255 53.8 - 5.0 - - 11.8 - 0.2 - - - - 9.5 - - 2.2 5.0 5.5 - - 7.0 0.1 -
Ballard Power Sys BLDP 85,556,837 19.2 24.6 4.7 1.8 7.8 8.0 6.6 - 0.4 12.8 0.1 0.3 2.1 5.1 0.2 0.8 0.8 1.4 - - 3.3 0.1 -
Bank of Montreal BMO 4,794,434,552 45.6 3.5 2.9 0.6 2.4 21.5 0.9 - 0.0 1.9 0.1 3.6 4.1 1.2 0.1 1.5 3.9 2.6 0.0 - 3.6 0.0 -
Bank of Nova Scotia BNS 5,284,163,435 44.8 2.5 5.8 0.6 2.8 20.1 1.1 - - 2.2 0.1 4.4 4.1 1.2 0.1 1.4 3.3 2.7 0.0 - 2.9 0.1 -
Baytex Energy Corp. BTE 1,134,893,164 46.5 4.9 4.2 0.5 3.0 17.9 1.7 - 0.0 1.5 0.0 4.0 2.8 1.4 0.0 0.9 2.5 2.1 0.0 - 6.0 0.0 -
B2Gold Corp. J BTO 377,835,845 48.4 - 5.8 - - 26.1 - - - - - - 2.9 - - 0.9 5.6 3.4 0.0 - 6.8 0.1 -
Burcon NutraSci J BU 1,580,272 35.4 39.5 0.9 0.0 1.1 0.9 5.4 - 0.4 6.2 0.4 0.1 0.6 3.4 0.0 0.3 0.3 3.6 - - 1.6 - -
Bellatrix Expl Ltd. BXE 20,209,871 48.3 6.9 1.5 0.2 1.3 17.1 2.2 - 0.0 1.3 0.1 3.5 2.5 1.0 0.0 1.2 1.6 5.6 - - 5.8 0.0 -
CAE Inc. CAE 511,538,506 51.9 2.5 2.4 0.8 2.8 11.2 1.3 3.4 - 1.3 0.2 6.7 3.4 2.1 0.1 1.0 2.7 1.4 0.0 - 4.8 0.1 -
Cameco Corporation CCO 1,100,006,457 28.5 16.8 3.6 1.9 8.9 10.1 3.7 - - 4.2 0.1 11.4 2.4 2.7 0.2 0.5 0.8 1.8 - - 2.4 0.0 -
These tables identify each company for Canadian-based issues and United States-based
and foreign-based issues.
Year-to-date figures are as of date stock became interlisted. Year-to-date volumes are
not adjusted for stock splits.
Data in this report, except for TSX and ALP data, is provided by the Fidessa Fragulator - visit fragmentation.fidessa.com for more content.
ADF ADF Alternative Display Facility -
ALP Alpha ATS -
BOS NASDAQ QMX BX -
BTS BATS Stock Exchanges: BZX, BYX -
CHX Chi-X Canada ATS -
EDG BATS (EDGA, EDGX) Stock Exchanges -
LQI Liquidnet Canada (dark pool) -
LYNX LYNX ATS -
MID Chicago Stock Exchange -
NAS NASDAQ -
NEOL Aequitas LIT -
NEON Aequitas NEO -
NYAM NYSE Mkt LLC -
NYSE New York Stock Exchange -
OMG OMEGA ATS -
OTHER Other Markets -
PAC NYSE Arca Exchange -
PHX NASDAQ OMX PHLX -
PUR Pure Trading -
TCT TriAct Canada (dark pool) -
TSX Toronto Stock Exchange -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Colliers Intl Grp SV CIGI 180,816,828 49.1 4.9 2.3 2.1 4.6 7.2 1.1 - - 5.9 0.4 0.0 0.9 1.0 0.0 0.6 8.0 0.9 0.0 - 10.9 0.1 -
Celestica Inc SV CLS 262,860,434 25.8 10.5 2.8 1.5 6.3 16.1 2.1 - - 3.2 0.2 16.3 1.6 2.4 0.2 0.5 4.0 0.8 - - 5.5 0.1 -
Cdn Imperial Bank CM 4,270,639,533 56.4 3.5 4.4 0.5 1.8 9.1 1.6 - 0.0 1.9 0.0 3.6 3.9 0.8 0.0 1.5 5.5 2.9 0.1 - 2.5 0.0 -
Canadian Natural Res CNQ 6,425,063,750 39.7 6.3 2.8 0.8 5.5 13.4 1.8 0.0 0.2 3.1 0.1 8.6 2.3 2.0 0.1 0.9 4.2 1.9 0.0 - 6.3 0.1 -
Cdn Nat'l Railway CNR 6,059,028,867 37.2 10.3 3.1 1.6 5.8 8.7 2.9 0.1 0.0 5.3 0.2 11.6 1.9 2.7 0.2 1.4 3.1 2.0 0.0 - 1.9 0.0 -
Cardiome Pharma Corp COM 5,883,655 15.6 36.4 1.4 0.8 5.6 1.8 10.6 - 0.0 17.8 0.3 0.1 0.2 5.4 0.2 1.9 0.5 0.4 - - 1.2 - -
Cdn Pacific Railway CP 4,747,553,524 35.9 12.1 3.0 1.6 8.0 6.9 2.5 - 0.1 6.5 0.1 7.0 1.5 4.4 0.2 0.4 4.6 3.2 0.0 - 2.0 0.0 -
Crescent Point Corp. CPG 2,101,332,890 44.7 3.5 4.5 0.5 2.9 15.8 1.2 - 0.0 1.6 0.0 4.2 3.3 1.3 0.0 1.1 3.0 2.4 0.0 - 9.8 0.1 -
Cipher Pharma J CPH 4,044,688 77.0 2.2 2.7 - - 2.9 - - - - - - 2.1 - - 0.0 3.8 3.0 - - 6.4 - -
CRH Medical Corp. J CRH 20,680,635 48.5 13.6 3.3 0.7 2.0 11.6 1.6 - - 0.9 1.3 0.1 4.4 1.7 0.1 0.7 3.2 2.3 - - 4.0 0.1 -
Cenovus Energy Inc. CVE 3,977,971,691 36.8 7.3 2.9 0.9 6.5 14.0 2.4 0.0 0.0 2.4 0.1 5.7 4.9 2.4 0.1 0.7 4.0 2.3 0.0 - 6.5 0.1 -
Concordia Int'l J CXR 1,697,655 31.1 17.9 2.7 1.0 1.5 1.9 2.6 - - 22.7 0.4 0.0 0.9 4.7 0.0 0.3 1.8 4.1 - - 6.5 - -
DHX Media Ltd. VV DHX.A 3,403,770 40.6 - 8.6 - - 1.8 - - - - - - 27.8 - - 3.5 1.9 1.7 - - 14.0 - -
Denison Mines Corp DML 16,119,228 32.1 15.4 2.9 0.4 1.0 3.0 2.7 - 0.0 0.8 4.4 0.0 15.1 2.6 0.0 5.7 2.0 4.1 - - 7.9 - -
Descartes Systems DSG 237,924,063 47.9 9.3 2.1 1.8 3.5 11.1 1.5 - - 4.4 0.2 0.1 3.3 1.3 0.1 0.6 8.4 2.0 0.0 - 2.4 0.1 -
DXI Energy Inc J DXI 219,582 59.9 28.4 1.4 - - 2.8 - - - - - - 0.3 - - 0.5 1.8 0.3 - - 4.7 - -
EnCana Corporation ECA 4,920,904,953 30.0 16.3 3.2 1.5 12.4 9.9 3.4 - 0.1 3.4 0.1 9.2 1.5 2.6 0.3 0.6 1.4 2.0 0.0 - 2.2 0.1 -
Endeavour Silver J EDR 133,292,953 21.5 26.9 1.9 1.7 7.7 4.4 6.0 0.0 0.0 4.7 0.1 15.4 2.1 3.6 0.1 0.4 1.2 1.2 - - 1.2 0.0 -
Energy Fuels Inc. J EFR 24,971,563 25.4 32.6 0.6 0.9 5.3 5.8 5.1 - 0.0 4.8 7.0 0.5 0.8 8.1 0.2 0.2 0.8 0.9 - - 0.9 - -
Eldorado Gold Corp. ELD 429,999,878 15.1 41.0 2.0 0.7 3.8 6.6 4.5 - 0.0 2.7 0.1 10.3 1.5 1.6 0.1 0.5 3.0 1.0 - - 5.8 0.0 -
Enbridge Inc. ENB 7,955,807,629 37.0 10.5 3.9 0.7 5.7 12.4 2.4 0.1 0.0 2.8 0.1 7.9 2.3 2.1 0.1 1.3 3.2 2.6 0.1 - 4.8 0.1 -
Enerplus Corporation ERF 1,011,837,277 36.5 5.3 4.5 0.7 3.6 13.2 2.8 - 0.0 2.5 0.1 7.9 1.9 1.3 0.1 1.0 6.0 2.3 0.0 - 10.3 0.1 -
Entree Resources J ETG 788,210 26.5 33.3 3.0 0.6 2.6 1.7 3.3 - - 4.8 10.4 0.2 0.6 6.5 - 0.5 0.6 2.4 - - 3.2 - -
EXFO Inc. SV EXF 3,346,616 35.5 7.8 0.2 1.3 4.9 2.2 3.1 6.2 - 14.4 0.6 0.0 0.2 12.3 1.3 0.9 7.4 0.4 - - 1.3 - -
Franco-Nevada Corp. FNV 2,100,760,545 35.3 6.8 1.9 2.6 7.3 7.1 2.8 - 0.0 6.1 0.1 13.9 2.9 3.3 0.2 0.9 3.7 3.8 0.0 - 1.4 0.0 -
First Majestic J FR 518,700,314 22.1 27.6 2.3 1.4 7.5 5.9 4.6 - 0.0 3.7 0.1 17.1 1.3 3.1 0.2 0.5 0.5 1.0 - - 1.3 0.0 -
FirstService Corp SV FSV 180,405,696 60.6 4.2 2.3 1.1 6.3 5.9 1.5 - - 5.9 0.1 0.0 0.9 2.6 0.0 0.3 5.7 0.8 - - 1.8 0.0 -
Fortis Inc. FTS 1,392,392,065 46.4 2.6 2.3 0.6 2.2 16.1 0.7 - 0.0 0.9 0.1 3.7 4.8 0.8 0.0 1.7 4.6 5.2 0.0 - 7.1 0.1 -
Fortuna Silver Mines FVI 217,531,436 27.5 15.7 1.7 1.7 8.6 9.0 4.6 - 0.0 3.7 0.1 16.2 3.3 2.4 0.1 0.5 1.7 1.2 - - 2.1 0.1 -
Goldcorp Inc. G 3,077,157,617 27.0 17.2 3.2 1.7 11.6 7.5 3.5 - 0.1 3.5 0.1 16.4 1.8 2.5 0.3 0.2 1.1 1.3 0.0 - 1.1 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018 CANADIAN-BASED INTERLISTED ISSUES (VALUE)
CGI Group Cl A SV GIB.A 1,251,824,550 44.9 2.8 3.4 1.0 3.4 11.7 0.8 0.4 0.0 2.0 0.1 6.0 4.6 1.6 0.0 1.3 6.9 3.7 0.1 - 5.2 0.1 -
Gildan Activewear GIL 743,258,712 48.0 7.4 4.0 1.3 5.3 9.2 1.6 - 0.2 2.3 0.1 6.6 2.9 2.6 0.1 0.9 2.8 1.4 0.0 - 3.5 0.1 -
Cda Goose Hldgs SV GOOS 685,318,515 25.4 25.5 2.0 2.2 7.5 3.4 4.7 - 0.0 5.0 0.1 15.5 1.8 2.6 0.1 0.5 1.3 1.5 0.0 - 0.9 0.0 -
Gt Panther Silver J GPR 3,374,861 72.3 - 2.2 - - 11.1 - - - - - - 2.7 - - 0.8 2.2 1.8 - - 7.0 - -
Granite Rl Est Tr Un GRT.UN 131,304,026 42.9 0.2 1.2 0.0 0.2 21.5 0.1 - - 0.2 0.1 0.2 8.7 0.2 - 0.8 15.5 2.3 - - 6.0 0.1 -
Golden Star Resource GSC 29,895,947 20.7 37.8 0.4 0.7 3.2 6.2 6.1 - 0.1 4.4 9.3 0.1 0.6 5.5 0.1 0.1 2.1 0.9 - - 1.8 0.0 -
Gold Stand Venture J GSV 18,934,475 33.1 20.6 0.1 1.2 9.4 4.9 4.7 - - 3.3 7.5 0.3 0.8 9.5 0.1 1.2 0.8 1.4 - - 1.1 0.0 -
Global Water Res GWR 2,750,260 12.7 24.8 0.1 0.5 10.9 0.5 5.6 - - 38.1 1.3 0.2 - 3.5 0.3 0.1 1.3 0.1 - - 0.0 - -
Hudbay Minerals Inc. HBM 538,282,756 58.2 - 6.0 - - 17.0 - - - - - - 4.0 - - 1.7 5.2 3.2 0.1 - 4.6 0.1 -
Hydrogenics Corp HYG 5,420,603 8.9 28.5 0.1 6.5 12.8 0.8 10.5 - 0.4 22.7 0.7 0.2 0.1 6.0 0.3 0.1 1.1 0.2 - - 0.4 - -
Iamgold Corporation IMG 678,453,227 19.7 16.6 1.8 2.7 13.8 8.0 3.2 - 0.0 4.2 0.2 20.1 1.7 2.8 0.3 0.5 1.5 2.0 - - 0.8 0.1 -
Imperial Oil Ltd. IMO 1,399,907,527 44.1 4.8 3.8 0.8 4.3 15.3 1.2 - 0.0 2.9 2.6 0.0 2.9 2.4 0.1 1.6 8.4 1.2 0.0 - 3.3 0.0 -
IntelliPharma Intl J IPCI 2,025,440 5.8 54.2 0.9 0.7 2.0 0.6 10.6 - 0.1 19.8 0.2 0.0 0.1 2.7 0.1 0.3 0.5 0.8 - - 0.7 - -
Int'l Tower Hill J ITH 5,761,300 15.0 43.1 1.5 0.1 2.2 2.3 6.6 - 0.2 5.2 13.3 0.1 0.4 7.6 0.0 0.4 0.4 1.0 - - 0.6 - -
Just Energy Group JE 67,479,137 39.1 11.3 6.3 0.8 2.5 14.4 2.0 - - 1.7 0.1 6.1 4.7 0.9 0.1 0.8 2.2 3.2 0.1 - 3.8 0.1 -
Kinross Gold Corp. K 1,323,964,824 18.7 18.8 2.5 1.8 10.2 9.6 2.9 - 0.0 3.0 0.2 21.0 1.8 3.5 0.2 0.4 1.6 2.3 - - 1.5 0.0 -
Klondex Mines Ltd. J KDX 177,855,632 18.4 11.4 2.9 1.5 15.4 7.2 4.0 0.3 - 5.3 11.5 0.2 1.8 11.0 0.4 0.2 1.6 1.2 - - 5.8 0.0 -
Kingsway Financial KFS 1,117,525 1.1 32.4 0.4 1.4 4.2 0.1 6.3 - - 4.0 11.0 26.1 - 11.3 - - 1.6 0.2 - - - - -
Kelso Technologies KLS 545,712 39.2 17.8 7.4 0.0 1.2 2.4 1.3 - - 1.2 16.0 0.3 0.1 4.0 - 0.7 4.3 0.9 - - 3.3 - -
MAG Silver Corp. J MAG 160,935,900 44.2 6.4 1.3 1.6 6.7 9.6 2.7 - - 3.0 12.4 0.2 2.0 4.0 0.2 0.8 2.8 1.0 0.0 - 1.2 0.0 -
Manulife Financial MFC 4,036,343,697 37.8 3.6 4.9 0.6 4.4 17.3 1.3 0.5 0.0 2.5 0.0 7.1 4.0 2.2 0.2 1.2 3.4 3.1 0.0 - 6.0 0.1 -
Magna Int'l Inc. MG 3,820,025,731 39.1 10.7 1.8 1.5 7.5 9.7 2.8 - 0.0 6.1 0.1 8.5 2.4 3.7 0.1 0.3 2.9 0.6 0.0 - 2.1 0.1 -
Mitel Networks Corp. MNW 884,885,090 13.7 41.4 0.4 2.8 10.6 1.8 5.0 - 0.0 12.4 0.2 0.2 0.4 6.8 0.6 0.1 1.0 0.3 - - 2.3 0.0 -
Mountain Province J MPVD 31,280,534 59.6 2.3 0.2 0.4 0.6 30.0 0.6 - - 1.1 0.1 0.0 0.4 0.6 0.0 0.1 2.4 0.9 - - 0.8 0.0 -
Methanex Corporation MX 1,918,202,960 26.2 17.8 1.4 8.3 10.4 4.0 3.1 - 0.0 14.4 0.2 0.5 0.9 5.1 0.4 0.6 2.9 2.0 0.0 - 1.7 0.1 -
Nthrn Dynasty Min J NDM 22,787,382 11.9 37.9 3.7 0.5 3.5 7.6 6.9 - - 6.4 10.5 0.8 2.0 4.3 0.0 0.1 1.0 1.0 - - 1.9 - -
Neptune Tech & Bio J NEPT 30,499,146 16.9 38.4 0.5 1.1 5.8 4.1 10.2 - 0.0 13.1 0.1 0.2 1.4 4.4 0.3 0.6 0.4 1.9 - - 0.7 0.0 -
NovaGold Resources J NG 178,082,622 10.0 22.6 0.8 1.7 14.6 5.9 5.5 - - 7.0 17.2 0.5 2.1 9.5 0.1 0.3 0.8 1.1 - - 0.4 0.0 -
New Gold Inc. NGD 486,500,681 20.0 17.1 3.2 0.9 10.5 13.9 3.7 - 0.0 4.5 6.3 0.3 2.3 9.8 0.3 0.7 2.5 2.0 - - 2.0 0.1 -
N.A. Construction NOA 14,536,185 39.9 26.0 0.1 1.4 4.3 2.7 2.7 - 0.0 2.5 0.2 8.3 0.0 2.7 0.2 0.6 7.5 0.1 - - 1.0 - -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Nevsun Resources J NSU 133,549,917 38.8 8.4 5.0 0.5 3.6 17.2 2.8 - - 2.4 3.3 0.2 4.8 4.0 0.1 0.8 2.4 2.3 - - 3.4 0.1 -
Neovasc Inc. J NVCN 189,017,888 6.8 49.4 0.4 0.4 2.6 0.4 14.1 - - 11.6 0.0 0.0 0.1 4.4 0.0 1.1 3.4 0.3 - - 5.0 0.1 -
Obsidian Energy Ltd OBE 67,213,290 27.2 23.5 3.8 1.2 2.9 10.3 4.0 - - 1.7 0.1 9.4 1.8 3.3 0.1 0.7 5.0 1.7 - - 3.5 0.0 -
Oncolytics Biotech ONC 4,224,077 32.9 41.4 1.1 - - 1.9 - - - - - - 4.3 - - 0.1 0.5 8.7 - - 9.0 - -
Open Text Corp OTEX 923,838,780 38.2 9.1 1.8 1.5 5.9 12.0 2.0 - 0.0 12.5 0.1 0.1 3.7 2.9 0.2 0.2 3.3 2.6 0.0 - 4.0 0.1 -
Primero Mining Corp. P 5,668,941 64.8 8.3 0.1 - - 2.3 - - - - - - 4.3 - - 1.2 0.2 2.4 - - 16.5 - -
Pan American Silver PAAS 550,108,876 15.3 19.6 1.1 3.4 13.8 5.7 7.7 - 0.0 23.8 0.3 0.4 1.0 4.7 0.5 0.2 0.7 0.5 - - 1.5 0.0 -
Precision Drill Corp PD 483,759,172 39.0 6.0 4.2 0.7 5.0 15.9 1.4 - 0.0 1.9 0.0 8.3 3.5 1.8 0.1 1.1 2.6 2.5 - - 5.9 0.1 -
N.A. Palladium Ltd. PDL 3,455,247 64.4 30.4 0.7 - - 1.6 - - - - - - - - - 0.1 2.0 0.4 - - 0.5 - -
Pengrowth Energy PGF 35,290,593 38.0 11.6 3.0 0.5 1.3 9.7 3.0 - 0.0 1.3 0.1 3.5 3.9 1.2 0.0 4.1 5.7 4.7 - - 8.4 - -
Sprott Phy Gld Un US PHYS.U 117,800,129 0.6 43.3 0.6 1.8 8.8 0.1 5.1 - - 6.2 0.2 0.1 - 33.0 0.3 - 0.0 0.0 - - 0.0 - -
Polymet Mining J POM 6,695,765 6.4 56.8 0.4 0.1 2.5 1.2 7.5 - 0.1 5.1 13.8 0.0 0.1 5.3 0.0 0.1 0.1 0.2 - - 0.1 - -
Pembina Pipeline PPL 2,319,623,232 43.8 3.5 3.4 0.5 2.2 13.4 1.0 0.4 0.0 1.5 0.1 7.8 2.5 1.4 0.1 1.8 4.7 2.9 0.0 - 9.2 0.1 -
Sprott Phy Silver US PSLV.U 74,178,228 0.7 48.6 0.7 1.6 8.4 0.1 8.2 - - 4.3 0.5 0.2 - 26.5 0.2 0.0 0.0 0.0 - - - - -
Platinum Grp Metal J PTM 4,361,522 15.9 41.4 1.7 0.5 3.1 1.3 7.3 - 0.2 4.1 10.8 0.2 0.3 9.4 0.0 0.3 1.5 0.8 - - 1.2 - -
Points Int'l Ltd. J PTS 13,495,306 8.3 40.2 0.2 2.5 7.6 0.2 13.5 - 0.3 20.6 0.2 0.1 0.0 5.2 0.3 0.0 0.6 0.0 - - 0.2 - -
Pretium Resources J PVG 489,498,639 19.3 20.0 2.2 2.0 7.9 8.5 4.5 - 0.0 5.2 0.1 17.7 1.2 3.7 0.2 0.4 1.2 0.8 - - 5.0 0.0 -
Restaurant Brnd Intl QSR 4,178,362,732 21.1 24.5 1.3 2.2 9.1 7.5 3.3 - 0.3 8.3 0.1 11.0 1.7 3.6 0.2 0.3 2.3 1.1 0.0 - 2.0 0.0 -
Quarterhill Inc. QTRH 16,613,154 52.9 6.8 5.0 0.6 2.2 7.8 2.8 - - 4.0 0.1 0.1 2.3 1.2 0.2 0.4 4.8 3.2 0.0 - 5.5 0.1 -
Ritchie Bros Auction RBA 465,299,535 21.2 18.9 0.8 3.2 9.2 5.2 3.0 - 0.0 7.3 0.2 18.4 1.2 4.1 0.2 0.2 1.7 0.9 - - 4.4 0.0 -
Rogers Comm Cl B NV RCI.B 2,828,050,239 44.0 3.3 2.9 0.8 2.7 17.7 1.1 0.2 0.0 1.7 0.1 4.9 3.9 1.1 0.1 1.3 5.9 1.7 0.1 - 6.3 0.1 -
Rubicon Minerals J RMX 564,690 65.1 13.2 3.4 - - 2.1 - - - - - - 0.3 - - 0.4 0.4 13.8 - - 1.2 - -
Royal Bank of Canada RY 6,571,025,764 57.2 - 6.3 - - 16.7 - 0.8 - - - - 5.1 - - 1.9 4.9 2.5 0.0 - 4.5 0.1 -
Seabridge Gold Inc J SEA 97,635,376 16.5 18.3 0.8 10.0 13.4 3.6 5.4 - - 6.7 0.2 17.6 1.6 2.9 0.2 0.2 0.6 1.2 - - 0.7 0.0 -
Shopify Inc A SV SHOP 6,483,594,122 13.2 32.9 3.2 1.3 6.1 1.7 7.5 - 0.3 6.9 0.1 16.2 0.6 5.9 0.5 0.1 1.8 1.4 0.0 - 0.4 0.0 -
Shaw Comm Cl B NV SJR.B 1,487,015,679 38.1 4.4 3.7 0.9 3.9 15.1 2.0 - 0.0 2.3 0.1 8.2 3.9 2.3 0.1 1.0 3.2 2.5 0.0 - 8.2 0.1 -
Sun Life Fin Inc. SLF 2,640,309,669 34.4 2.4 3.8 0.6 1.9 30.5 1.1 - - 2.5 0.2 8.4 3.1 1.2 0.1 1.4 3.3 1.7 0.0 - 3.4 0.1 -
SunOpta, Inc. SOY 39,539,767 12.0 23.5 0.9 14.9 16.8 2.7 3.8 - - 14.2 0.3 0.1 0.5 3.6 0.2 0.4 4.6 0.7 0.0 - 0.6 0.0 -
Sprott PhyPlat US Un SPPP.U 11,182,429 0.3 60.9 0.2 0.1 2.3 - 6.4 - - 3.0 0.5 0.1 - 26.4 - - - - - - - - -
Sandstorm Gold Ltd. SSL 161,832,244 18.0 18.0 2.0 1.3 13.4 8.1 5.3 - - 4.1 13.7 0.1 2.3 8.9 0.2 0.5 1.1 1.6 - - 1.5 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018CANADIAN-BASED INTERLISTED ISSUES (VALUE)
SSR Mining Inc. SSRM 251,556,948 25.3 15.8 1.5 2.1 12.4 6.2 6.0 - 0.0 20.4 0.2 0.2 1.3 4.7 0.6 0.4 0.8 0.9 - - 1.2 0.0 -
Student Transport STB 209,045,480 24.4 9.8 4.5 8.7 8.7 7.2 3.8 - - 14.3 0.4 0.0 2.1 4.0 1.9 1.3 5.5 2.0 - - 1.3 0.0 -
Stantec Inc. STN 289,220,443 40.7 0.4 3.0 0.4 1.0 36.0 0.3 2.7 - 0.3 0.1 0.8 4.2 0.3 0.0 0.6 6.3 0.9 - - 2.0 0.0 -
Suncor Energy Inc. SU 8,615,166,028 36.6 8.1 3.5 0.9 5.7 17.6 1.8 - 0.1 2.8 0.1 6.9 2.4 2.0 0.2 0.8 3.4 1.6 0.0 - 5.7 0.1 -
Silvercorp Metals J SVM 65,294,011 37.0 12.7 5.3 0.6 3.2 13.7 2.9 - - 2.0 6.2 0.1 3.9 2.7 0.1 1.2 2.3 3.6 - - 2.8 0.1 -
Sierra Wireless SW 146,095,277 30.0 26.7 1.6 4.0 8.3 3.4 5.0 1.1 - 11.0 0.2 0.1 1.2 2.6 0.2 0.3 1.2 1.9 - - 1.1 0.0 -
TELUS Corporation T 1,540,921,206 43.2 2.3 3.8 0.5 2.9 15.1 0.8 - 0.0 1.7 0.0 6.2 3.1 1.5 0.1 2.0 5.9 4.1 0.1 - 6.7 0.1 -
TransAlta Corp. TA 128,874,919 44.3 0.7 6.3 0.1 0.3 29.3 0.1 - - 0.1 0.0 0.2 3.8 0.1 0.0 1.0 3.6 4.6 0.3 - 5.1 0.1 -
T.D. Bank TD 8,392,617,116 47.8 4.3 5.6 0.6 2.8 13.3 1.0 - 0.0 2.0 0.1 5.7 3.3 1.2 0.1 1.3 4.1 3.4 0.0 - 3.5 0.1 -
Teck Res Cl B SV TECK.B 3,674,116,204 29.9 12.7 2.6 1.8 7.2 12.0 3.9 0.0 0.0 5.5 0.2 11.6 1.5 3.0 0.4 1.1 2.6 1.4 0.0 - 2.4 0.0 -
TransGlobe Energy J TGL 8,638,640 38.1 24.1 0.6 1.0 3.1 3.6 6.3 - - 6.1 0.1 0.2 0.3 2.4 0.1 0.4 5.4 0.5 - - 7.9 - -
Tahoe Resources J THO 423,332,905 22.1 15.4 2.4 2.2 11.0 9.9 4.1 - 0.0 3.9 0.1 16.5 1.6 3.0 0.2 0.4 1.6 1.0 - - 4.6 0.1 -
Taseko Mines Ltd. TKO 44,228,490 25.5 12.8 4.4 0.9 4.3 10.9 3.6 - - 2.4 7.1 0.2 1.5 4.7 0.1 0.3 5.3 1.7 - - 14.5 0.0 -
Trilogy Metals Inc J TMQ 4,503,905 5.6 39.4 0.5 0.8 3.1 0.5 11.4 - - 4.4 23.4 0.1 0.1 9.3 0.1 0.1 0.8 0.1 - - 0.2 - -
Tanzanian Royalty J TNX 5,657,097 13.3 50.2 1.0 0.2 2.3 0.9 7.7 - 0.0 3.0 11.8 0.1 0.2 7.0 0.0 0.4 0.6 1.0 - - 0.3 - -
Thomson Reuters Corp TRI 1,900,652,119 34.4 7.5 3.4 1.4 5.6 10.2 2.9 1.6 0.0 3.6 0.1 11.6 2.6 2.2 0.2 1.3 6.5 1.2 0.0 - 3.6 0.0 -
Trillium Therpeutc J TRIL 10,849,534 9.1 48.8 0.6 3.4 9.3 0.6 6.3 - 0.0 12.0 0.2 0.1 0.3 5.8 0.4 0.3 1.2 0.6 - - 1.1 - -
TransCan Corporation TRP 4,909,664,218 43.9 6.0 3.8 1.2 5.5 10.7 1.9 0.4 0.0 2.8 0.1 7.4 3.3 2.0 0.1 1.4 3.0 2.7 0.0 - 3.5 0.1 -
Turquoise Hill Res TRQ 287,863,283 17.4 20.2 3.2 2.0 10.3 8.6 4.0 - 0.0 3.9 0.1 11.8 2.4 4.6 3.0 0.7 1.6 1.6 - - 4.7 0.0 -
Stars Group Inc. J TSGI 1,469,968,916 54.0 3.9 2.0 1.4 3.2 14.6 1.3 - 0.0 3.3 0.2 0.1 2.4 1.0 0.2 3.9 4.7 1.9 0.2 - 1.8 0.0 -
Ur-Energy Inc. J URE 7,164,128 12.6 37.5 1.3 2.1 6.9 0.6 12.0 - 0.0 4.8 9.8 0.0 0.4 10.3 0.1 0.2 0.5 0.9 - - 0.1 - -
Americas Silver J USA 11,780,104 34.7 16.3 0.5 0.2 3.1 20.6 3.8 - - 2.1 5.4 0.1 0.8 3.4 0.1 5.8 0.7 1.0 - - 1.5 - -
Vermilion Energy Inc VET 1,235,994,408 50.0 2.9 2.4 0.5 1.9 12.4 0.7 - - 0.8 0.1 2.9 4.3 0.5 0.0 0.9 6.7 3.5 0.0 - 9.5 0.1 -
Vista Gold Corp VGZ 2,183,132 4.8 41.6 0.0 1.0 3.5 0.4 8.7 - 0.1 6.8 24.0 0.1 0.1 8.6 0.1 0.1 0.1 0.1 - - 0.2 - -
Valeant Pharm Int'l VRX 2,886,327,312 13.8 30.1 1.4 1.8 9.1 4.9 7.5 - 1.1 5.6 0.1 18.7 0.5 3.5 0.3 0.0 0.6 0.6 - - 0.6 0.0 -
Waste Connections WCN 1,922,231,823 25.0 18.6 1.9 2.3 8.6 5.0 2.7 0.1 0.0 6.2 0.1 16.9 2.6 3.9 0.1 0.7 2.7 1.9 0.0 - 0.9 0.0 -
Wheaton Precious Mtl WPM 1,391,588,871 24.2 11.5 3.0 1.6 10.7 9.8 3.3 - 0.0 5.2 0.1 21.6 1.8 3.1 0.4 0.3 1.4 1.2 0.0 - 0.9 0.0 -
Westport Fuel Sys WPRT 37,360,220 18.8 28.7 1.4 2.3 9.7 2.8 11.3 - 0.0 15.3 0.2 0.3 0.7 4.8 0.7 0.2 1.4 0.5 - - 0.9 0.0 -
Wstrn Copper & Gld J WRN 2,050,486 36.6 26.5 1.4 0.1 1.5 4.2 4.6 - - 2.9 11.5 0.1 1.2 4.0 - 0.6 1.3 1.4 - - 2.3 - -
Yamana Gold Inc. YRI 958,927,149 15.0 29.3 2.3 1.6 10.5 7.6 3.8 - 0.0 4.1 0.1 15.7 1.5 3.4 0.2 0.4 1.9 1.5 - - 1.1 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Zymeworks Inc. ZYME 14,339,824 12.4 48.1 0.6 0.6 3.6 1.0 6.6 - 0.0 3.9 0.3 15.5 0.2 3.5 0.0 0.5 1.9 0.7 - - 0.5 0.1 -
171,246,979,676 36.1 10.6 3.3 1.2 5.8 12.3 2.5 0.1 0.1 3.8 0.2 8.5 2.7 2.5 0.2 1.0 3.4 2.2 0.0 - 3.6 0.1 - TOTAL CDN_BASED
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VALUE)
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018
Golden Minerals J AUMN 938,659 4.9 45.5 2.2 1.3 2.9 0.8 7.2 - 0.1 7.6 18.6 0.2 0.7 6.8 0.1 0.2 0.3 0.6 - - 0.1 - -
Brookfield Bus LP Un BBU.UN 127,640,142 53.8 7.4 3.1 0.4 3.1 10.3 1.5 0.2 - 1.3 0.1 4.1 1.8 2.8 0.0 1.0 3.6 4.4 - - 1.2 0.1 -
Brookfield Infras Un BIP.UN 565,545,864 23.1 10.9 2.3 1.4 4.1 28.8 2.2 0.1 0.0 2.2 0.1 7.2 3.6 1.7 0.2 1.0 4.2 4.0 - - 2.9 0.0 -
Brookfld Ppty LP Un BPY.UN 464,052,761 21.7 15.0 0.9 1.6 8.2 11.5 3.6 - 3.6 12.5 0.1 0.1 3.3 2.9 0.1 0.4 2.4 1.0 0.0 - 11.2 0.0 -
Caledonia Mining Plc CAL 6,037,658 41.8 22.7 0.9 0.3 0.8 0.5 4.4 - 0.1 5.0 13.6 0.4 0.1 6.0 - 0.1 2.8 0.2 - - 0.6 - -
CNOOC Limited ADRs CNU 560,161,574 0.1 25.8 0.1 3.9 8.9 0.0 11.4 - 0.9 7.4 0.4 31.8 - 8.7 0.7 0.0 0.0 0.0 - - 0.0 - -
General Moly, Inc. GMO 803,242 1.0 50.0 - 0.1 2.9 0.5 6.4 - 4.3 5.7 21.9 0.0 0.1 6.9 0.1 0.1 0.0 - - - - - -
Gran Tierra Energy J GTE 285,317,211 26.4 18.6 0.9 1.2 10.6 12.0 4.2 - 0.0 3.9 3.9 0.1 2.1 5.6 0.1 1.0 2.1 1.7 - - 5.4 0.0 -
Gazit-Globe Ltd. Ord GZT 3,724,100 10.0 38.8 0.0 3.5 5.0 - 13.9 - - 3.1 0.7 19.7 - 5.2 0.2 - - 0.0 - - - - -
Mercer Int'l Inc. US MERC.U 14,483 100.0 - - - - - - - - - - - - - - - - - - - - - -
McEwen Mining Inc. J MUX 96,283,549 11.8 25.5 0.7 3.4 13.5 3.1 4.7 - - 5.2 0.1 23.8 1.7 3.6 0.2 0.1 0.6 1.2 - - 0.6 0.0 -
Nexa Resources S.A. NEXA 69,637,776 0.1 54.1 0.0 4.4 5.1 0.1 4.2 - 0.0 6.0 0.2 22.1 0.0 3.1 0.3 0.3 0.0 0.1 - - 0.0 - -
CounterPath Corp. J PATH 1,332,431 2.6 68.0 0.1 1.3 2.8 0.2 6.7 - - 11.9 1.3 0.5 0.1 3.4 - - 1.1 - - - 0.1 - -
Pattern Energy Grp A PEGI 321,106,624 1.6 30.2 0.2 5.9 12.4 0.3 7.8 - 0.0 34.7 0.3 0.3 0.1 5.3 0.9 0.0 0.1 0.1 - - 0.0 - -
Pershing Gold Corp J PGLC 2,486,977 1.8 38.7 - 0.8 4.4 0.1 9.8 - - 37.3 0.4 0.1 - 6.6 0.0 - 0.0 0.0 - - - - -
CPI Card Group Inc. PMTS 1,459,605 3.3 61.3 - 2.8 4.8 0.2 4.5 - - 18.3 0.6 0.2 - 3.5 0.3 0.2 0.1 0.1 - - - - -
Resolute Forest Prod RFP 58,466,161 4.8 38.5 0.3 10.8 13.9 0.4 6.0 - - 3.8 0.3 16.8 0.0 3.4 0.2 0.1 0.2 0.1 0.0 - 0.2 - -
Solitario Zinc J SLR 1,164,283 5.9 40.4 0.3 0.3 3.1 0.7 5.2 - 0.6 6.8 26.9 0.6 0.2 8.4 0.0 0.2 0.1 0.1 - - 0.1 - -
Silver Bull Res J SVB 2,582,918 53.2 33.4 6.2 - - 1.8 - - - - - - 0.1 - - 0.8 0.1 0.2 - - 4.1 - -
Tucows Inc. TC 85,770,306 5.4 19.7 0.4 10.9 17.0 0.1 6.1 - - 29.5 0.7 0.1 - 8.1 1.6 0.0 0.2 0.1 - - 0.1 - -
TransAtlantic Pete J TNP 3,372,857 7.0 43.8 0.5 0.6 2.7 1.2 5.5 - - 5.5 25.3 0.1 0.1 5.3 0.0 0.2 1.6 0.4 - - 0.1 - -
Domtar Corporation UFS 715,561,064 7.0 19.8 0.5 4.0 12.2 1.0 4.2 - 1.2 12.6 0.2 31.4 0.5 4.2 0.4 0.1 0.5 0.3 0.0 - 0.1 0.0 -
3,373,460,244 13.5 20.4 0.9 3.3 9.2 8.2 5.3 0.0 0.9 10.8 0.6 14.8 1.5 4.6 0.4 0.4 1.5 1.2 0.0 - 2.6 0.0 - TOTAL US_BASED
174,620,439,920 35.6 10.8 3.3 1.3 5.9 12.2 2.6 0.1 0.1 3.9 0.2 8.6 2.6 2.5 0.2 1.0 3.3 2.1 0.0 - 3.6 0.1 - TOTAL U.S. & CDN BASED
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Advantage Oil & Gas AAV 56,512,768 50.1 3.1 5.5 1.3 2.3 16.1 0.9 - 0.0 1.4 0.1 3.3 3.1 1.5 0.0 1.1 3.0 3.3 0.0 - 3.9 0.1 - Barrick Gold Corp ABX 315,675,079 15.0 21.9 1.2 2.0 11.9 4.6 4.3 - 1.0 4.4 0.2 25.3 1.5 3.3 0.2 0.4 0.6 1.2 0.0 - 0.8 0.0 - Agnico Eagle Mines AEM 50,807,426 24.5 12.8 1.5 2.2 10.1 5.7 3.7 - 0.0 7.0 0.1 21.2 1.6 3.7 0.2 0.6 2.3 1.2 0.0 - 1.5 0.0 - AEterna Zentaris Inc AEZS 2,450,033 6.0 58.2 0.9 0.5 3.2 0.9 7.4 - 0.4 17.2 0.3 0.2 0.1 4.0 0.2 0.1 0.2 0.2 - - 0.1 - - Alamos Gold Inc. J AGI 65,092,737 23.8 14.7 3.1 1.9 11.2 9.4 3.4 - 0.0 4.4 0.1 15.2 2.3 3.3 0.1 0.4 1.8 1.4 - - 3.5 0.0 - Asanko Gold Inc. J AKG 38,827,003 28.6 24.7 1.1 1.3 5.5 9.0 5.1 - - 2.4 6.4 0.1 1.5 5.8 0.3 0.3 3.0 1.5 0.0 - 3.4 0.0 - Alio Gold Inc. J ALO 9,020,969 34.9 14.8 3.1 0.5 3.1 10.3 4.2 - - 3.3 11.1 0.0 2.3 5.1 0.3 0.5 1.2 3.1 - - 2.2 0.0 - Almaden Minerals AMM 4,324,127 17.6 41.2 0.6 0.6 2.7 1.2 10.2 - - 2.2 14.0 0.0 0.2 8.6 0.0 0.2 0.1 0.3 - - 0.2 - - Aptose Biosciences APS 5,681,317 9.6 48.9 0.4 1.3 4.7 1.5 9.9 - 0.1 15.4 0.3 0.0 0.3 3.9 0.1 0.1 0.1 0.6 - - 2.8 - - Algonquin Pwr & Util AQN 43,943,188 40.5 2.8 8.7 0.5 2.0 14.7 1.0 - - 1.0 0.1 2.1 3.8 1.0 0.1 1.8 4.9 4.1 0.0 - 10.8 0.1 - Atlatsa Res Corp. J ATL 3,131,661 43.7 54.6 - - - 1.6 - - - - - - - - - - 0.1 0.0 - - 0.0 - - Atlantic Power ATP 13,357,697 7.9 57.6 0.0 7.0 8.0 2.6 1.3 - - 1.5 0.6 10.7 0.3 1.5 0.1 0.0 0.4 0.3 - - 0.3 0.0 - Auryn Resources J AUG 4,402,330 31.5 32.1 0.6 0.2 1.8 5.6 3.4 - 0.1 3.1 10.4 0.1 1.2 4.8 0.1 0.3 2.2 1.4 - - 0.9 - - Aurinia Pharma Inc J AUP 11,244,216 4.8 45.6 0.2 3.4 5.6 0.7 12.1 - - 23.7 0.1 0.1 0.1 3.3 0.1 0.0 0.1 0.1 - - 0.2 - - Avalon Advncd Mtrl J AVL 8,060,378 38.5 10.1 5.4 - - 16.8 - - - - - - 1.8 - - 1.4 8.8 3.0 0.0 - 14.1 - - Alexco Resource J AXR 8,263,816 20.5 41.1 0.4 1.1 7.1 2.1 7.5 - - 2.7 9.9 0.0 0.3 4.5 0.1 0.3 0.6 0.5 - - 1.3 0.0 - Brookfld Asset A LV BAM.A 60,939,054 27.2 8.7 1.3 0.9 9.5 23.4 2.7 - - 4.3 0.1 7.7 2.1 2.7 0.1 0.8 3.4 2.5 0.3 - 2.7 0.0 - BlackBerry Limited BB 159,871,552 23.6 22.6 3.5 1.4 10.3 6.8 5.2 - 0.5 4.9 0.1 11.5 1.4 3.3 0.2 0.4 1.5 1.1 0.0 - 1.7 0.0 - Cott Corporation BCB 19,904,129 14.6 25.4 1.8 2.7 11.8 4.9 5.3 - 0.0 5.8 0.2 17.4 1.0 3.9 0.3 0.2 1.6 0.9 - - 2.1 0.0 - BCE Inc. BCE 85,722,209 38.7 8.5 3.1 0.7 5.0 16.0 2.5 - 0.0 3.1 0.2 7.0 2.9 2.1 0.2 1.2 3.2 2.8 0.1 - 2.6 0.0 - Brookfield Renew Un BEP.UN 4,801,982 53.8 - 5.0 - - 11.8 - 0.2 - - - - 9.5 - - 2.1 5.0 5.5 - - 7.0 0.0 - Ballard Power Sys BLDP 22,712,569 16.4 26.9 4.0 1.9 8.6 6.9 7.2 - 0.4 14.1 0.1 0.4 1.8 5.6 0.2 0.7 0.7 1.2 - - 2.8 0.0 - Bank of Montreal BMO 51,797,586 43.9 4.3 2.7 0.7 3.0 20.7 1.2 - 0.0 2.3 0.1 4.5 3.9 1.5 0.1 1.5 3.7 2.5 0.0 - 3.4 0.0 - Bank of Nova Scotia BNS 71,049,303 43.0 3.0 5.6 0.7 3.4 19.3 1.4 - - 2.7 0.1 5.3 3.9 1.4 0.1 1.4 3.2 2.6 0.0 - 2.8 0.1 - Baytex Energy Corp. BTE 252,542,462 44.2 6.0 4.1 0.6 3.7 17.1 2.1 - 0.0 1.9 0.0 4.8 2.7 1.7 0.0 0.9 2.4 2.0 0.0 - 5.7 0.0 - B2Gold Corp. J BTO 104,543,682 48.3 - 5.8 - - 26.1 - - - - - - 2.9 - - 0.9 5.6 3.4 0.0 - 6.9 0.1 - Burcon NutraSci J BU 2,838,232 30.9 42.4 0.8 0.0 1.2 0.8 6.0 - 0.5 7.1 0.5 0.1 0.5 4.3 0.0 0.2 0.2 3.2 - - 1.3 - - Bellatrix Expl Ltd. BXE 12,355,616 46.1 8.4 1.5 0.3 1.5 16.3 2.7 - 0.0 1.6 0.1 4.2 2.5 1.2 0.0 1.1 1.6 5.4 - - 5.5 0.0 - CAE Inc. CAE 21,977,695 49.5 3.0 2.3 1.0 3.4 10.7 1.5 3.3 - 1.6 0.2 8.1 3.3 2.6 0.1 0.9 2.6 1.4 0.0 - 4.6 0.1 - Cameco Corporation CCO 97,077,142 25.1 18.8 3.2 2.1 10.0 8.9 4.1 - - 4.7 0.1 12.8 2.1 3.0 0.3 0.4 0.7 1.6 - - 2.1 0.0 - Colliers Intl Grp SV CIGI 2,147,443 46.6 5.9 2.2 2.5 5.6 6.8 1.3 - - 7.1 0.4 0.0 0.8 1.2 0.0 0.5 7.6 0.9 0.0 - 10.3 0.1 - Celestica Inc SV CLS 22,000,739 22.9 11.9 2.5 1.8 7.1 14.7 2.4 - - 3.7 0.2 18.4 1.5 2.8 0.2 0.5 3.6 0.8 - - 5.0 0.1 - Cdn Imperial Bank CM 39,782,397 54.3 4.3 4.2 0.6 2.2 8.7 1.9 - 0.0 2.3 0.0 4.5 3.8 1.0 0.0 1.5 5.3 2.8 0.1 - 2.4 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Canadian Natural Res CNQ 158,212,789 36.7 7.5 2.6 0.9 6.5 12.4 2.1 0.0 0.3 3.6 0.1 10.2 2.2 2.4 0.1 0.9 3.8 1.7 0.0 - 5.9 0.1 - Cdn Nat'l Railway CNR 70,213,838 33.5 11.8 2.8 1.9 6.7 7.8 3.4 0.1 0.0 6.1 0.2 13.3 1.7 3.1 0.2 1.2 2.8 1.8 0.0 - 1.7 0.0 - Cardiome Pharma Corp COM 2,444,592 12.9 38.2 1.1 0.9 5.8 1.5 11.1 - 0.0 18.7 0.3 0.1 0.2 5.7 0.2 1.6 0.4 0.4 - - 1.0 - - Cdn Pacific Railway CP 23,337,393 32.2 13.8 2.6 1.9 9.1 6.1 2.8 - 0.1 7.5 0.1 8.0 1.4 5.0 0.3 0.3 4.1 2.9 0.0 - 1.8 0.0 - Crescent Point Corp. CPG 215,996,858 43.0 4.3 4.4 0.6 3.5 15.1 1.5 - 0.0 2.0 0.0 5.1 3.2 1.6 0.1 1.0 2.8 2.3 0.0 - 9.4 0.0 - Cipher Pharma J CPH 973,563 76.6 2.9 2.7 - - 2.9 - - - - - - 2.1 - - 0.0 3.7 2.9 - - 6.2 - - CRH Medical Corp. J CRH 6,389,820 45.6 16.3 3.1 0.8 2.5 11.1 1.9 - - 1.1 1.6 0.1 4.2 2.1 0.1 0.7 3.0 2.2 - - 3.7 0.1 - Cenovus Energy Inc. CVE 347,001,667 34.1 8.7 2.7 1.1 7.7 13.0 2.8 0.0 0.0 2.8 0.1 6.8 4.5 2.8 0.2 0.7 3.7 2.1 0.0 - 6.0 0.1 - Concordia Int'l J CXR 3,033,058 27.5 20.0 2.4 1.1 1.7 1.6 3.0 - - 25.1 0.4 0.0 0.8 5.3 0.0 0.3 1.6 3.6 - - 5.7 - - DHX Media Ltd. VV DHX.A 916,309 40.6 - 8.5 - - 1.8 - - - - - - 27.6 - - 3.4 1.9 1.8 - - 14.4 - - Denison Mines Corp DML 28,273,953 29.9 18.0 2.8 0.5 1.2 2.8 3.1 - 0.0 0.9 5.2 0.0 14.1 3.1 0.0 5.3 1.8 3.8 - - 7.4 - - Descartes Systems DSG 6,792,477 45.2 11.1 2.0 2.1 4.2 10.4 1.8 - - 5.3 0.2 0.1 3.1 1.5 0.1 0.6 8.0 1.9 0.0 - 2.2 0.1 - DXI Energy Inc J DXI 3,488,264 55.5 33.4 1.3 - - 2.6 - - - - - - 0.3 - - 0.5 1.8 0.2 - - 4.4 - - EnCana Corporation ECA 369,390,763 26.5 18.2 2.8 1.7 13.9 8.7 3.8 - 0.1 3.8 0.1 10.4 1.3 2.9 0.3 0.5 1.2 1.8 0.0 - 2.0 0.0 - Endeavour Silver J EDR 43,409,209 18.2 28.9 1.6 1.8 8.3 3.7 6.5 0.0 0.0 5.0 0.1 16.6 1.8 3.9 0.1 0.3 1.0 1.0 - - 1.0 0.0 - Energy Fuels Inc. J EFR 12,245,591 21.7 35.1 0.5 1.0 5.7 4.9 5.5 - 0.0 5.2 7.6 0.6 0.7 8.8 0.2 0.2 0.7 0.8 - - 0.8 - - Eldorado Gold Corp. ELD 418,302,015 12.8 44.2 1.7 0.7 4.1 5.6 4.9 - 0.0 2.9 0.1 11.2 1.2 1.7 0.1 0.5 2.6 0.8 - - 4.9 0.0 - Enbridge Inc. ENB 219,167,472 33.9 12.3 3.6 0.9 6.6 11.4 2.8 0.1 0.0 3.2 0.1 9.3 2.1 2.5 0.1 1.2 3.0 2.4 0.1 - 4.4 0.1 - Enerplus Corporation ERF 73,154,772 34.2 6.3 4.2 0.9 4.3 12.4 3.3 - 0.0 3.0 0.1 9.4 1.8 1.6 0.1 0.9 5.6 2.2 0.0 - 9.7 0.1 - Entree Resources J ETG 1,949,193 22.9 36.0 2.6 0.6 2.8 1.5 3.6 - - 5.2 11.5 0.2 0.5 7.0 - 0.4 0.5 2.0 - - 2.7 - - EXFO Inc. SV EXF 756,789 31.7 8.6 0.2 1.4 5.6 2.0 3.5 5.4 - 16.5 0.7 0.1 0.2 13.8 1.5 0.8 6.6 0.3 - - 1.2 - - Franco-Nevada Corp. FNV 26,295,419 31.6 7.7 1.7 3.0 8.3 6.3 3.2 - 0.0 6.9 0.2 15.8 2.6 3.7 0.2 0.8 3.3 3.4 0.0 - 1.3 0.0 - First Majestic J FR 73,407,677 18.8 29.9 1.9 1.5 8.1 5.0 5.0 - 0.0 4.0 0.1 18.4 1.1 3.3 0.2 0.4 0.4 0.9 - - 1.1 0.0 - FirstService Corp SV FSV 2,110,757 57.2 5.1 2.2 1.3 7.5 5.6 1.8 - - 7.1 0.1 0.0 0.9 3.2 0.0 0.2 5.4 0.7 - - 1.7 0.0 - Fortis Inc. FTS 33,625,602 45.0 3.2 2.2 0.8 2.7 15.6 0.9 - 0.0 1.1 0.1 4.6 4.7 0.9 0.0 1.6 4.5 5.0 0.0 - 6.9 0.1 - Fortuna Silver Mines FVI 35,061,267 24.0 17.5 1.5 1.9 9.6 7.8 5.0 - 0.0 4.1 0.1 18.0 2.9 2.7 0.2 0.5 1.4 1.0 - - 1.9 0.0 - Goldcorp Inc. G 198,317,650 23.3 19.0 2.7 1.9 12.8 6.4 3.9 - 0.1 3.9 0.1 18.0 1.6 2.7 0.3 0.2 0.9 1.2 0.0 - 0.9 0.0 - CGI Group Cl A SV GIB.A 17,782,621 42.9 3.4 3.3 1.2 4.1 11.2 1.0 0.4 0.0 2.4 0.1 7.2 4.4 1.9 0.1 1.2 6.6 3.5 0.1 - 5.0 0.1 - Gildan Activewear GIL 21,374,036 44.6 8.7 3.7 1.6 6.2 8.6 1.8 - 0.2 2.7 0.1 7.9 2.7 3.0 0.1 0.8 2.6 1.3 0.0 - 3.2 0.0 - Cda Goose Hldgs SV GOOS 17,906,869 21.8 27.6 1.7 2.4 8.1 2.9 5.1 - 0.0 5.4 0.1 16.8 1.5 2.8 0.1 0.4 1.1 1.3 0.0 - 0.8 0.0 - Gt Panther Silver J GPR 2,199,780 72.1 - 2.2 - - 11.1 - - - - - - 2.7 - - 0.8 2.2 1.8 - - 7.0 - - Granite Rl Est Tr Un GRT.UN 2,618,023 42.8 0.3 1.2 0.0 0.2 21.5 0.1 - - 0.2 0.1 0.3 8.7 0.2 - 0.8 15.3 2.3 - - 6.0 0.1 - Golden Star Resource GSC 43,403,559 18.1 40.2 0.3 0.7 3.5 5.6 6.6 - 0.1 4.8 9.7 0.1 0.5 5.9 0.1 0.1 1.7 0.8 - - 1.5 0.0 - Gold Stand Venture J GSV 10,333,412 28.8 22.6 0.1 1.3 10.4 4.2 5.2 - - 3.6 8.2 0.4 0.7 10.5 0.1 1.1 0.7 1.2 - - 0.9 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Global Water Res GWR 295,538 10.3 25.6 0.1 0.6 11.3 0.4 5.8 - - 39.3 1.3 0.2 - 3.7 0.3 0.1 1.0 0.0 - - 0.0 - - Hudbay Minerals Inc. HBM 59,641,306 58.1 - 6.0 - - 16.9 - - - - - - 4.0 - - 1.7 5.2 3.2 0.1 - 4.6 0.1 - Hydrogenics Corp HYG 645,984 7.3 29.3 0.1 6.6 13.2 0.6 10.8 - 0.4 23.1 0.7 0.2 0.0 6.1 0.3 0.1 0.9 0.1 - - 0.3 - - Iamgold Corporation IMG 116,298,938 16.7 18.0 1.5 2.9 15.0 6.8 3.4 - 0.0 4.6 0.2 21.8 1.4 3.1 0.3 0.4 1.3 1.7 - - 0.7 0.1 - Imperial Oil Ltd. IMO 40,013,622 41.8 5.8 3.7 1.0 5.3 14.5 1.5 - 0.0 3.5 3.2 0.0 2.8 3.0 0.1 1.5 7.9 1.2 0.0 - 3.1 0.0 - IntelliPharma Intl J IPCI 4,000,024 4.6 55.1 0.7 0.6 1.9 0.5 10.7 - 0.1 20.3 0.2 0.0 0.1 2.9 0.1 0.3 0.5 0.7 - - 0.7 - - Int'l Tower Hill J ITH 8,283,208 12.6 44.9 1.2 0.1 2.3 1.9 6.7 - 0.2 5.6 13.9 0.1 0.3 8.0 0.0 0.4 0.3 0.8 - - 0.5 - - Just Energy Group JE 13,083,827 36.5 13.5 5.9 1.0 3.0 13.5 2.4 - - 2.0 0.1 7.3 4.4 1.1 0.1 0.7 2.0 3.0 0.1 - 3.5 0.1 - Kinross Gold Corp. K 315,717,039 16.1 20.5 2.2 1.9 11.1 8.2 3.1 - 0.0 3.3 0.2 22.9 1.5 3.8 0.2 0.3 1.4 2.0 - - 1.3 0.0 - Klondex Mines Ltd. J KDX 68,214,230 15.8 12.4 2.5 1.7 16.8 6.2 4.3 0.2 - 5.8 12.6 0.2 1.6 12.1 0.4 0.1 1.4 1.0 - - 5.0 0.0 - Kingsway Financial KFS 286,932 0.8 32.5 0.3 1.4 4.2 0.1 6.3 - - 4.1 11.1 26.3 - 11.4 - - 1.3 0.2 - - - - - Kelso Technologies KLS 908,512 37.1 19.5 6.1 0.0 1.3 2.4 1.6 - - 1.3 17.5 0.3 0.1 4.6 - 0.6 3.9 0.8 - - 2.9 - - MAG Silver Corp. J MAG 12,680,992 40.1 7.4 1.2 1.8 7.8 8.6 3.2 - - 3.5 14.3 0.2 1.8 4.6 0.2 0.8 2.5 0.9 0.0 - 1.1 0.0 - Manulife Financial MFC 179,954,596 35.7 4.3 4.6 0.8 5.3 16.3 1.5 0.5 0.0 2.9 0.0 8.5 3.7 2.6 0.2 1.1 3.2 2.9 0.0 - 5.7 0.1 - Magna Int'l Inc. MG 56,547,752 35.2 12.2 1.6 1.7 8.6 8.7 3.2 - 0.0 7.0 0.1 9.7 2.2 4.2 0.1 0.3 2.6 0.6 0.0 - 1.9 0.1 - Mitel Networks Corp. MNW 78,859,780 11.2 42.6 0.3 2.9 11.3 1.5 5.4 - 0.0 13.3 0.2 0.2 0.3 7.1 0.6 0.1 0.8 0.3 - - 1.8 0.0 - Mountain Province J MPVD 10,300,051 59.2 2.8 0.2 0.5 0.7 29.1 0.8 - - 1.3 0.1 0.0 0.4 0.7 0.0 0.1 2.3 0.9 - - 0.8 0.0 - Methanex Corporation MX 27,143,057 22.5 19.4 1.2 9.0 11.4 3.4 3.4 - 0.0 15.9 0.3 0.5 0.8 5.5 0.4 0.5 2.4 1.8 0.0 - 1.5 0.0 - Nthrn Dynasty Min J NDM 23,880,556 10.0 40.5 3.1 0.6 3.7 6.2 7.4 - - 6.9 11.1 0.9 1.7 4.6 0.0 0.1 0.8 0.8 - - 1.6 - - Neptune Tech & Bio J NEPT 10,089,549 14.2 40.6 0.4 1.1 6.1 3.4 10.8 - 0.0 13.8 0.1 0.2 1.1 4.7 0.3 0.5 0.4 1.6 - - 0.6 0.0 - NovaGold Resources J NG 36,538,887 8.3 23.7 0.7 1.8 15.4 4.8 5.8 - - 7.3 17.9 0.5 1.7 9.9 0.1 0.2 0.7 0.9 - - 0.3 0.0 - New Gold Inc. NGD 181,149,652 17.5 18.9 2.8 1.0 11.6 12.3 4.1 - 0.0 5.0 7.0 0.3 2.0 10.8 0.4 0.6 2.2 1.7 - - 1.8 0.1 - N.A. Construction NOA 2,254,057 35.8 28.8 0.1 1.5 4.8 2.4 2.9 - 0.0 2.8 0.3 9.3 0.0 3.0 0.2 0.6 6.7 0.1 - - 0.9 - - Nevsun Resources J NSU 42,785,845 36.2 10.0 4.7 0.6 4.3 16.1 3.4 - - 2.9 3.9 0.2 4.5 4.8 0.1 0.7 2.2 2.2 - - 3.2 0.1 - Neovasc Inc. J NVCN 3,559,491,198 5.5 51.1 0.3 0.4 2.7 0.4 14.5 - - 11.9 0.0 0.0 0.1 4.5 0.0 0.9 2.8 0.3 - - 4.6 0.0 - Obsidian Energy Ltd OBE 53,870,610 24.1 26.6 3.4 1.3 3.3 9.1 4.5 - - 1.9 0.1 10.7 1.6 3.7 0.1 0.6 4.4 1.5 - - 3.1 0.0 - Oncolytics Biotech ONC 7,000,247 29.4 47.7 1.0 - - 1.7 - - - - - - 3.8 - - 0.1 0.4 7.9 - - 8.0 - - Open Text Corp OTEX 22,716,532 35.0 10.6 1.6 1.7 6.9 11.0 2.3 - 0.0 14.6 0.1 0.1 3.4 3.3 0.2 0.2 3.0 2.4 0.0 - 3.7 0.0 - Primero Mining Corp. P 22,216,950 63.2 10.5 0.1 - - 2.2 - - - - - - 4.3 - - 1.2 0.2 2.3 - - 16.0 - - Pan American Silver PAAS 31,263,942 12.7 20.7 0.9 3.6 14.6 4.8 8.2 - 0.0 25.1 0.3 0.4 0.8 5.0 0.5 0.2 0.5 0.4 - - 1.3 0.0 - Precision Drill Corp PD 129,607,203 36.4 7.3 3.9 0.8 6.1 14.7 1.7 - 0.0 2.3 0.0 10.1 3.3 2.2 0.1 1.0 2.3 2.4 - - 5.3 0.1 - N.A. Palladium Ltd. PDL 355,364 59.8 35.4 0.7 - - 1.5 - - - - - - - - - 0.1 1.8 0.3 - - 0.5 - - Pengrowth Energy PGF 37,253,225 36.5 14.1 2.8 0.6 1.6 8.4 3.5 - 0.0 1.6 0.1 4.3 3.7 1.5 0.0 4.0 5.0 4.5 - - 7.8 - - Sprott Phy Gld Un US PHYS.U 10,849,532 0.6 43.3 0.6 1.8 8.9 0.1 5.1 - - 6.2 0.2 0.1 - 33.0 0.3 - 0.0 0.0 - - 0.0 - -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Polymet Mining J POM 7,719,819 5.1 58.2 0.3 0.1 2.5 1.0 7.6 - 0.1 5.2 13.9 0.0 0.1 5.3 0.0 0.1 0.1 0.2 - - 0.1 - - Pembina Pipeline PPL 60,418,232 41.7 4.2 3.2 0.6 2.7 12.8 1.2 0.3 0.0 1.9 0.1 9.5 2.4 1.7 0.1 1.7 4.4 2.7 0.0 - 8.8 0.1 - Sprott Phy Silver US PSLV.U 11,985,278 0.7 48.5 0.7 1.6 8.4 0.1 8.2 - - 4.3 0.5 0.2 - 26.6 0.2 0.0 0.0 0.0 - - - - - Platinum Grp Metal J PTM 17,321,857 13.2 43.2 1.4 0.5 3.5 1.1 7.7 - 0.2 4.5 11.0 0.2 0.3 10.1 0.0 0.3 1.3 0.7 - - 1.0 - - Points Int'l Ltd. J PTS 1,280,033 6.9 41.0 0.1 2.6 7.8 0.1 13.7 - 0.3 21.0 0.2 0.1 0.0 5.3 0.3 0.0 0.5 0.0 - - 0.2 - - Pretium Resources J PVG 61,977,228 16.5 21.6 1.9 2.2 8.6 7.4 4.9 - 0.0 5.6 0.1 19.4 1.0 4.0 0.2 0.4 1.0 0.7 - - 4.4 0.0 - Restaurant Brnd Intl QSR 69,445,761 18.0 26.6 1.1 2.4 9.9 6.4 3.5 - 0.4 9.1 0.1 11.9 1.4 3.9 0.2 0.2 2.0 0.9 0.0 - 1.7 0.0 - Quarterhill Inc. QTRH 9,203,208 50.4 8.3 4.7 0.7 2.7 7.4 3.5 - - 4.9 0.1 0.1 2.2 1.5 0.2 0.4 4.6 3.1 0.0 - 5.2 0.1 - Ritchie Bros Auction RBA 13,225,842 17.9 20.5 0.7 3.5 10.0 4.4 3.2 - 0.0 7.9 0.2 19.9 1.1 4.5 0.2 0.2 1.4 0.8 - - 3.7 0.0 - Rogers Comm Cl B NV RCI.B 50,164,418 42.1 4.1 2.8 1.0 3.3 17.1 1.3 0.2 0.0 2.1 0.1 5.9 3.7 1.3 0.1 1.3 5.7 1.7 0.1 - 6.1 0.1 - Rubicon Minerals J RMX 478,996 62.7 16.5 3.3 - - 2.1 - - - - - - 0.3 - - 0.3 0.4 13.1 - - 1.2 - - Royal Bank of Canada RY 67,478,108 57.2 - 6.3 - - 16.7 - 0.8 - - - - 5.1 - - 1.9 4.9 2.5 0.0 - 4.4 0.1 - Seabridge Gold Inc J SEA 8,665,237 13.7 19.4 0.6 10.5 14.2 3.0 5.7 - - 7.1 0.3 18.6 1.3 3.1 0.2 0.2 0.5 1.0 - - 0.6 0.0 - Shopify Inc A SV SHOP 50,234,052 10.9 34.5 2.7 1.4 6.4 1.4 7.9 - 0.3 7.2 0.1 17.0 0.5 6.2 0.6 0.1 1.5 1.1 0.0 - 0.3 0.0 - Shaw Comm Cl B NV SJR.B 61,329,736 35.7 5.3 3.5 1.1 4.7 14.2 2.4 - 0.0 2.7 0.1 9.7 3.7 2.7 0.2 0.9 3.0 2.4 0.0 - 7.7 0.1 - Sun Life Fin Inc. SLF 53,277,780 32.8 2.9 3.6 0.8 2.3 28.9 1.3 - - 3.0 0.2 10.2 3.0 1.4 0.1 1.4 3.1 1.6 0.0 - 3.2 0.1 - SunOpta, Inc. SOY 5,293,831 10.0 24.6 0.7 15.7 17.7 2.3 4.0 - - 15.0 0.3 0.1 0.4 3.8 0.2 0.4 3.8 0.6 0.0 - 0.5 0.0 - Sprott PhyPlat US Un SPPP.U 1,284,197 0.3 60.9 0.2 0.1 2.2 - 6.4 - - 3.0 0.5 0.1 - 26.4 - - - - - - - - - Sandstorm Gold Ltd. SSL 31,687,707 15.3 19.5 1.7 1.4 14.5 6.9 5.7 - - 4.4 14.8 0.1 2.0 9.7 0.2 0.4 1.0 1.3 - - 1.2 0.0 - SSR Mining Inc. SSRM 23,025,476 21.7 17.2 1.3 2.3 13.4 5.3 6.5 - 0.0 22.1 0.2 0.3 1.1 5.1 0.6 0.3 0.7 0.8 - - 1.0 0.0 - Student Transport STB 25,016,722 21.4 11.0 3.9 9.7 9.8 6.3 4.3 - - 16.0 0.4 0.0 1.9 4.5 2.1 1.1 4.8 1.7 - - 1.1 0.0 - Stantec Inc. STN 9,097,640 40.4 0.5 2.9 0.5 1.2 35.6 0.4 2.6 - 0.4 0.1 1.0 4.2 0.4 0.0 0.6 6.2 0.9 - - 2.0 0.0 - Suncor Energy Inc. SU 197,142,922 33.9 9.5 3.2 1.0 6.8 16.5 2.1 - 0.1 3.3 0.1 8.1 2.2 2.3 0.2 0.7 3.2 1.4 0.0 - 5.3 0.1 - Silvercorp Metals J SVM 20,287,968 34.1 14.9 4.9 0.7 3.7 12.6 3.4 - - 2.3 7.2 0.1 3.6 3.2 0.1 1.1 2.1 3.3 - - 2.6 0.1 - Sierra Wireless SW 7,873,512 25.9 29.3 1.4 4.4 9.1 3.0 5.4 1.0 - 12.1 0.2 0.1 1.0 2.9 0.2 0.3 1.0 1.6 - - 1.0 0.0 - TELUS Corporation T 35,688,857 41.3 2.8 3.6 0.6 3.5 14.4 1.0 - 0.0 2.1 0.0 7.6 2.9 1.9 0.1 1.9 5.6 3.9 0.1 - 6.5 0.1 - TransAlta Corp. TA 18,908,697 44.1 0.9 6.2 0.2 0.4 29.2 0.1 - - 0.1 0.0 0.2 3.8 0.1 0.0 1.0 3.6 4.5 0.3 - 5.1 0.1 - T.D. Bank TD 123,845,120 45.6 5.2 5.3 0.7 3.4 12.7 1.3 - 0.0 2.4 0.2 6.9 3.2 1.4 0.1 1.2 3.9 3.2 0.0 - 3.4 0.1 - Teck Res Cl B SV TECK.B 124,930,763 26.5 14.4 2.3 2.1 8.2 10.7 4.4 0.0 0.0 6.2 0.2 13.1 1.4 3.4 0.4 1.0 2.3 1.3 0.0 - 2.1 0.0 - TransGlobe Energy J TGL 5,045,822 34.2 27.8 0.6 1.1 3.6 3.2 7.2 - - 7.1 0.1 0.2 0.3 2.6 0.1 0.4 4.7 0.5 - - 6.5 - - Tahoe Resources J THO 75,701,639 19.1 17.0 2.1 2.5 12.1 8.5 4.5 - 0.0 4.3 0.1 18.3 1.4 3.3 0.2 0.3 1.4 0.9 - - 4.0 0.1 - Taseko Mines Ltd. TKO 32,205,059 23.2 14.5 4.0 1.0 4.9 10.0 4.1 - - 2.7 8.0 0.2 1.3 5.3 0.1 0.3 4.9 1.6 - - 13.9 0.0 - Trilogy Metals Inc J TMQ 3,725,766 4.4 40.0 0.4 0.8 3.2 0.4 11.7 - - 4.5 23.6 0.1 0.1 9.7 0.1 0.1 0.7 0.0 - - 0.2 - - Tanzanian Royalty J TNX 10,589,118 11.0 52.3 0.8 0.2 2.3 0.7 8.0 - 0.0 3.1 12.2 0.1 0.2 7.4 0.0 0.3 0.4 0.7 - - 0.2 - -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Thomson Reuters Corp TRI 41,250,723 31.4 8.7 3.1 1.6 6.5 9.3 3.3 1.5 0.0 4.2 0.1 13.5 2.4 2.6 0.2 1.1 6.0 1.1 0.0 - 3.3 0.0 - Trillium Therpeutc J TRIL 1,531,817 7.5 49.9 0.5 3.5 9.6 0.5 6.5 - 0.0 12.4 0.2 0.1 0.3 6.1 0.4 0.2 0.9 0.5 - - 0.9 - - TransCan Corporation TRP 97,995,339 40.8 7.2 3.6 1.5 6.5 10.0 2.3 0.4 0.0 3.4 0.1 8.8 3.1 2.4 0.2 1.3 2.8 2.6 0.0 - 3.3 0.1 - Turquoise Hill Res TRQ 86,606,283 14.9 22.1 2.8 2.2 11.2 7.4 4.4 - 0.0 4.3 0.1 12.9 2.0 5.0 3.3 0.6 1.4 1.4 - - 4.1 0.0 - Stars Group Inc. J TSGI 40,367,304 52.0 4.7 2.0 1.8 4.0 13.6 1.6 - 0.0 4.0 0.2 0.1 2.3 1.2 0.2 4.1 4.6 1.8 0.2 - 1.8 0.0 - Ur-Energy Inc. J URE 9,765,404 10.4 38.8 1.1 2.2 7.1 0.5 12.5 - 0.0 5.0 10.1 0.0 0.3 10.6 0.1 0.2 0.4 0.7 - - 0.1 - - Americas Silver J USA 2,664,217 31.9 19.0 0.5 0.2 3.6 18.8 4.4 - - 2.5 6.3 0.1 0.7 3.9 0.1 5.1 0.6 1.0 - - 1.3 - - Vermilion Energy Inc VET 28,982,560 48.6 3.6 2.4 0.6 2.4 12.1 0.9 - - 1.0 0.1 3.6 4.2 0.6 0.0 0.8 6.5 3.4 0.0 - 9.2 0.1 - Vista Gold Corp VGZ 2,951,116 3.8 42.1 0.0 1.0 3.6 0.3 8.8 - 0.1 7.0 24.2 0.0 0.1 8.7 0.1 0.1 0.1 0.1 - - 0.1 - - Valeant Pharm Int'l VRX 163,568,296 11.5 31.6 1.2 1.9 9.5 4.0 7.8 - 1.1 5.9 0.1 19.6 0.4 3.6 0.4 0.0 0.4 0.5 - - 0.5 0.0 - Waste Connections WCN 24,142,300 21.5 20.3 1.6 2.5 9.5 4.3 3.0 0.0 0.0 6.8 0.1 18.5 2.2 4.3 0.1 0.6 2.3 1.6 0.0 - 0.8 0.0 - Wheaton Precious Mtl WPM 60,141,960 20.9 12.6 2.6 1.8 11.7 8.5 3.6 - 0.0 5.7 0.1 23.9 1.6 3.4 0.4 0.3 1.2 1.0 0.0 - 0.8 0.0 - Westport Fuel Sys WPRT 15,413,366 15.6 30.5 1.2 2.4 10.2 2.3 12.0 - 0.0 16.2 0.2 0.4 0.6 5.1 0.8 0.1 1.2 0.4 - - 0.8 0.0 - Wstrn Copper & Gld J WRN 2,297,040 31.9 29.8 1.2 0.1 1.7 3.6 5.1 - - 3.2 12.8 0.1 1.0 4.6 - 0.5 1.0 1.3 - - 2.0 - - Yamana Gold Inc. YRI 310,935,388 12.6 31.4 2.0 1.8 11.2 6.4 4.0 - 0.0 4.3 0.1 16.8 1.3 3.7 0.2 0.3 1.6 1.2 - - 0.9 0.0 - Zymeworks Inc. ZYME 1,030,402 9.8 50.6 0.5 0.7 3.7 0.7 6.7 - 0.0 4.2 0.3 16.1 0.2 3.7 0.0 0.4 1.5 0.5 - - 0.4 0.0 -
11,512,144,247 21.0 27.5 2.0 1.1 6.1 7.2 6.9 0.0 0.1 6.5 0.6 7.0 1.5 3.6 0.2 0.8 2.6 1.3 0.0 - 3.9 0.0 - TOTAL CDN_BASED
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018
UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VOLUME)
Golden Minerals J AUMN 2,178,074 3.9 46.5 1.8 1.3 2.9 0.6 7.3 - 0.1 7.8 18.9 0.2 0.6 7.0 0.1 0.2 0.3 0.5 - - 0.0 - -
Brookfield Bus LP Un BBU.UN 2,823,650 50.9 8.9 3.0 0.5 3.7 9.7 1.8 0.1 - 1.6 0.1 4.9 1.7 3.5 0.0 1.0 3.4 4.1 - - 1.1 0.1 -
Brookfield Infras Un BIP.UN 11,670,392 21.3 12.8 2.1 1.7 4.9 26.8 2.6 0.1 0.0 2.6 0.1 8.4 3.3 2.0 0.2 0.9 3.9 3.7 - - 2.7 0.0 -
Brookfld Ppty LP Un BPY.UN 21,550,185 19.2 16.9 0.8 1.8 9.2 10.3 4.0 - 4.0 14.0 0.1 0.1 2.9 3.3 0.2 0.4 2.2 0.9 0.0 - 9.9 0.0 -
Caledonia Mining Plc CAL 621,071 36.6 25.5 0.9 0.3 0.9 0.4 4.9 - 0.1 5.4 14.9 0.4 0.0 6.6 - 0.1 2.4 0.1 - - 0.5 - -
CNOOC Limited ADRs CNU 3,595,940 0.1 26.0 0.0 3.9 8.8 0.0 11.3 - 0.9 7.5 0.4 31.6 - 8.8 0.7 0.0 0.0 0.0 - - 0.0 - -
General Moly, Inc. GMO 2,106,129 0.8 50.1 - 0.1 2.9 0.4 6.5 - 4.3 5.7 22.0 0.0 0.1 6.9 0.1 0.1 0.0 - - - - - -
Gran Tierra Energy J GTE 83,720,580 23.4 20.6 0.9 1.3 11.9 10.7 4.7 - 0.0 4.4 4.3 0.2 1.9 6.3 0.2 0.9 1.9 1.5 - - 5.0 0.0 -
Gazit-Globe Ltd. Ord GZT 380,331 8.1 39.7 0.0 3.6 5.0 - 14.2 - - 3.1 0.7 20.0 - 5.3 0.2 - - 0.0 - - - - -
Mercer Int'l Inc. US MERC.U 1,070 100.0 - - - - - - - - - - - - - - - - - - - - - -
McEwen Mining Inc. J MUX 44,073,435 9.7 26.7 0.6 3.6 14.1 2.6 4.9 - - 5.4 0.1 24.9 1.4 3.8 0.2 0.1 0.5 1.0 - - 0.5 0.0 -
Nexa Resources S.A. NEXA 3,978,857 0.1 54.1 0.0 4.4 5.1 0.1 4.2 - 0.0 6.0 0.2 22.1 0.0 3.1 0.3 0.2 0.0 0.1 - - 0.0 - -
CounterPath Corp. J PATH 470,510 2.1 68.2 0.1 1.3 2.9 0.1 6.8 - - 12.1 1.3 0.5 0.0 3.5 - - 0.9 - - - 0.0 - -
Pattern Energy Grp A PEGI 18,110,368 1.2 30.3 0.1 6.0 12.4 0.2 7.8 - 0.0 34.9 0.3 0.3 0.0 5.3 0.9 0.0 0.1 0.0 - - 0.0 - -
Pershing Gold Corp J PGLC 1,267,162 1.4 38.5 - 0.7 4.5 0.0 9.9 - - 37.7 0.4 0.1 - 6.6 0.0 - 0.0 0.0 - - - - -
CPI Card Group Inc. PMTS 557,097 2.7 61.6 - 2.8 4.9 0.2 4.4 - - 18.5 0.6 0.2 - 3.6 0.3 0.2 0.0 0.0 - - - - -
Resolute Forest Prod RFP 5,938,964 3.8 39.2 0.3 10.9 14.1 0.3 6.1 - - 3.9 0.3 17.0 0.0 3.5 0.2 0.1 0.1 0.1 0.0 - 0.1 - -
Solitario Zinc J SLR 2,477,113 4.7 40.6 0.2 0.3 3.2 0.5 5.4 - 0.7 7.2 27.4 0.6 0.2 8.5 0.0 0.2 0.1 0.1 - - 0.1 - -
Silver Bull Res J SVB 12,763,253 49.1 38.6 5.7 - - 1.7 - - - - - - 0.1 - - 0.8 0.1 0.2 - - 3.8 - -
Tucows Inc. TC 1,427,072 4.3 19.9 0.3 11.1 17.3 0.1 6.2 - - 30.0 0.7 0.1 - 8.2 1.6 0.0 0.1 0.0 - - 0.0 - -
TransAtlantic Pete J TNP 2,079,081 5.8 44.8 0.4 0.7 2.8 1.0 5.9 - - 5.5 25.6 0.1 0.1 5.5 0.0 0.2 1.3 0.3 - - 0.1 - -
Domtar Corporation UFS 15,863,039 5.7 20.1 0.4 4.0 12.4 0.8 4.2 - 1.3 12.9 0.2 32.1 0.4 4.3 0.4 0.1 0.4 0.2 0.0 - 0.1 0.0 -
237,653,373 16.9 24.9 1.0 2.6 10.6 6.8 4.7 0.0 0.5 8.5 2.5 8.6 1.4 4.7 0.2 0.5 1.3 1.1 0.0 - 3.1 0.0 - TOTAL US_BASED
11,749,797,620 20.9 27.5 2.0 1.1 6.2 7.2 6.8 0.0 0.1 6.6 0.7 7.1 1.5 3.7 0.2 0.8 2.6 1.3 0.0 - 3.8 0.0 - TOTAL U.S. & CDN BASED
Interlisted Trading Data Report
SUMMARY OF VOLUME AND VALUE OF CANADIAN-BASED, U.S.-BASED AND FOREIGN-BASED
INTERLISTED SECURITIES FOR MONTH ENDING
-- VALUE OF TRADING -- -- VOLUME OF TRADING --
EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL
April 30, 2018
TSX 61,761,981,687 454,683,720 2,417,760,259 40,218,576 TSX 62,216,665,407 2,457,978,835
ADF 18,220,488,443 687,305,842 3,167,331,788 59,101,765 ADF 18,907,794,284 3,226,433,553
ALP 5,701,454,551 29,305,095 232,964,344 2,370,210 ALP 5,730,759,646 235,334,554
BOS 2,087,151,086 110,734,567 126,420,126 6,237,662 BOS 2,197,885,654 132,657,788
BTS 9,994,842,076 311,835,274 701,959,666 25,077,111 BTS 10,306,677,350 727,036,777
CHX 21,013,754,919 275,695,087 828,206,694 16,163,547 CHX 21,289,450,006 844,370,241
EDG 4,300,355,646 179,309,771 790,260,611 11,232,248 EDG 4,479,665,416 801,492,859
LQI 185,264,487 1,009,394 4,330,800 19,600 LQI 186,273,881 4,350,400
MID 149,295,543 30,413,621 7,870,882 1,207,977 MID 179,709,164 9,078,859
NAS 6,520,069,437 365,124,553 750,004,808 20,210,361 NAS 6,885,193,990 770,215,169
NYAM 356,807,204 19,621,837 74,117,641 6,013,115 NYAM 376,429,041 80,130,756
NYSE 14,509,366,974 499,068,488 808,375,400 20,514,966 NYSE 15,008,435,462 828,890,366
OMG 4,558,329,386 48,876,484 178,420,099 3,350,300 OMG 4,607,205,870 181,770,399
PAC 4,187,554,407 154,427,516 419,921,033 11,221,784 PAC 4,341,981,923 431,142,817
PHX 281,322,019 12,760,468 17,927,325 556,861 PHX 294,082,486 18,484,186
PUR 1,679,053,872 13,412,449 89,692,919 1,181,183 PUR 1,692,466,322 90,874,102
TCT 5,738,546,486 50,758,301 297,139,940 2,986,042 TCT 5,789,304,787 300,125,982
XCX2 3,701,026,304 41,196,835 150,453,652 2,545,975 XCX2 3,742,223,138 152,999,627
XICX 49,116,639 15,546 1,194,000 400 XICX 49,132,185 1,194,400
NEOL 0 0 0 0 NEOL 0 0
NEON 6,169,569,647 87,401,784 443,496,160 7,406,290 NEON 6,256,971,431 450,902,450
LYNX 81,628,865 503,612 4,296,100 37,400 LYNX 82,132,477 4,333,500
OTHER 0 0 0 0 OTHER 0 0
171,246,979,676 3,373,460,244 174,620,439,920 TOTAL ALL EXCHANGES TOTAL ALL EXCHANGES 11,512,144,247 237,653,373 11,749,797,620
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Advantage Oil & Gas AAV 1,036,978,747 47.4 2.5 5.6 1.0 1.4 16.2 0.8 0.0 0.0 0.8 0.1 2.0 3.5 0.9 0.0 1.4 6.7 2.9 0.0 - 6.7 0.1 - Barrick Gold Corp ABX 21,496,840,290 18.5 20.5 1.8 1.8 11.4 5.9 4.0 0.0 1.0 3.8 0.1 22.1 2.0 3.4 0.2 0.3 0.7 1.5 0.0 - 1.1 0.0 - Agnico Eagle Mines AEM 10,631,127,609 30.5 11.8 2.2 1.9 8.8 6.6 3.6 0.0 0.1 5.6 0.1 16.2 2.1 3.2 0.2 0.7 3.2 1.7 0.0 - 1.5 0.0 - AEterna Zentaris Inc AEZS 77,590,503 5.4 54.3 0.4 0.5 3.6 0.6 12.0 - 0.0 16.0 0.1 0.0 0.0 6.6 0.2 0.0 0.2 0.1 - - 0.1 - - Alamos Gold Inc. J AGI 1,980,298,808 24.6 14.4 2.5 1.8 9.1 9.6 3.8 0.0 0.0 4.3 0.1 15.5 2.3 3.0 0.2 0.4 2.0 2.0 0.0 - 4.1 0.1 - Asanko Gold Inc. J AKG 213,018,563 27.5 18.7 1.9 0.8 3.0 13.8 3.7 - 0.0 2.5 9.1 0.0 2.1 6.0 0.1 3.7 2.8 1.7 0.0 - 2.8 0.0 - Alio Gold Inc. J ALO 113,788,393 35.6 15.9 3.0 0.7 3.3 10.0 4.5 - 0.0 3.3 8.7 0.0 2.7 4.9 0.2 0.6 1.8 3.0 - - 1.7 0.0 - Almaden Minerals AMM 18,205,875 15.0 41.9 0.9 0.6 2.8 4.3 7.4 - 0.0 4.0 13.8 0.0 0.2 7.2 0.1 0.3 0.8 0.4 - - 0.5 - - Aptose Biosciences APS 129,114,996 13.3 46.8 0.5 0.8 5.1 1.5 9.7 - 0.0 14.9 0.2 0.0 0.2 3.3 0.2 0.1 0.1 0.6 - - 2.8 - - Algonquin Pwr & Util AQN 3,066,523,153 40.6 1.9 6.9 0.3 0.9 19.1 0.6 - 0.0 0.5 0.1 2.3 3.1 0.4 0.0 3.5 5.6 3.8 0.0 - 10.4 0.1 - Atlatsa Res Corp. J ATL 320,817 64.8 31.5 0.1 - - 1.6 - - - - - - 0.0 - - 0.3 0.1 0.0 - - 1.4 0.1 - Atlantic Power ATP 169,345,082 13.9 34.5 0.5 11.0 10.2 3.9 3.0 - 0.0 2.5 0.3 13.9 0.8 3.4 0.1 0.1 0.8 0.4 - - 0.8 0.0 - Auryn Resources J AUG 35,870,255 43.0 23.3 0.5 0.2 1.7 6.3 2.8 - 0.0 2.6 8.4 0.0 1.2 3.3 0.1 0.3 2.9 2.2 - - 1.3 0.0 - Aurinia Pharma Inc J AUP 375,790,455 6.8 45.4 0.3 2.4 6.8 1.2 10.2 - 0.0 21.9 0.1 0.0 0.2 4.0 0.2 0.0 0.1 0.2 - - 0.4 - - Avalon Advncd Mtrl J AVL 4,898,669 52.9 14.0 2.5 - - 12.5 - - - - - - 1.9 - - 0.6 4.7 1.8 0.0 - 9.1 0.1 - Alexco Resource J AXR 54,621,156 23.1 37.9 0.6 0.9 5.5 3.1 7.2 - 0.0 3.1 9.9 0.0 0.4 5.1 0.1 0.2 1.1 0.7 - - 1.2 0.0 - Brookfld Asset A LV BAM.A 12,509,521,451 35.5 8.3 2.6 0.9 8.2 14.9 2.8 0.1 0.0 4.2 0.1 6.8 2.4 2.6 0.1 1.0 3.6 2.4 0.1 - 3.7 0.0 - BlackBerry Limited BB 11,505,944,959 28.2 22.7 3.5 1.2 9.4 6.7 4.8 0.0 0.2 5.0 0.1 9.2 1.1 3.1 0.2 0.5 1.0 1.1 0.0 - 1.9 0.0 - Cott Corporation BCB 1,690,918,692 13.9 24.9 1.5 2.6 11.0 5.6 5.0 0.0 0.0 5.7 0.2 20.6 0.8 3.7 0.3 0.2 1.0 0.8 0.0 - 2.1 0.0 - BCE Inc. BCE 17,721,262,269 44.2 5.9 4.6 0.6 3.5 14.4 1.9 0.1 0.0 2.5 0.1 5.2 3.6 1.4 0.1 1.3 3.6 3.2 0.0 - 3.7 0.0 - Brookfield Renew Un BEP.UN 855,574,087 53.9 - 2.4 - - 11.7 - 0.4 - - - - 8.5 - - 2.3 6.2 3.9 0.0 - 10.7 0.0 - Ballard Power Sys BLDP 804,914,911 16.8 27.7 2.2 1.6 7.8 7.3 8.1 - 0.0 14.7 0.2 0.0 1.3 6.3 0.4 0.3 0.9 1.9 0.0 - 2.4 0.0 - Bank of Montreal BMO 22,065,298,919 53.4 2.7 3.6 0.6 2.3 14.5 0.8 - 0.0 1.7 0.1 3.7 4.0 1.0 0.0 1.7 3.7 3.0 0.0 - 3.3 0.0 - Bank of Nova Scotia BNS 26,907,270,235 49.5 2.6 5.5 0.7 3.1 15.0 1.0 0.1 0.0 2.0 0.1 3.9 3.5 1.1 0.1 1.4 4.0 3.1 0.0 - 3.6 0.1 - Baytex Energy Corp. BTE 2,774,715,158 42.9 5.9 5.1 0.6 3.6 17.6 1.9 - 0.0 1.6 0.0 4.3 3.0 1.6 0.1 0.8 2.9 2.5 0.0 - 5.6 0.0 - B2Gold Corp. J BTO 1,851,751,811 48.8 - 5.1 - - 25.6 - 0.0 - - - - 4.0 - - 1.0 5.8 4.0 0.0 - 5.7 0.1 - Burcon NutraSci J BU 8,822,693 30.5 41.6 1.2 0.1 1.6 1.0 6.0 - 0.1 8.3 0.4 0.0 0.4 4.3 0.0 0.2 1.5 1.4 - - 1.4 - - Bellatrix Expl Ltd. BXE 86,946,660 47.2 7.7 2.0 0.3 1.4 14.8 1.9 - 0.0 1.1 0.1 3.5 3.3 1.0 0.1 0.7 3.8 4.3 0.0 - 7.0 0.0 - CAE Inc. CAE 1,995,200,294 44.3 3.2 2.8 0.8 3.1 16.4 1.4 0.9 0.0 1.5 0.2 7.2 4.3 1.8 0.1 0.9 3.7 2.1 0.0 - 5.4 0.1 - Cameco Corporation CCO 3,771,257,886 31.4 15.0 4.5 1.5 8.4 9.1 3.6 - 0.0 4.0 0.1 9.9 2.8 2.9 0.2 0.7 1.1 2.1 0.0 - 2.8 0.0 - Central Fund Cl A NV CEF.A 4,820,137 88.4 - 11.6 - - - - - - - - - - - - - - - - - - - -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Colliers Intl Grp SV CIGI 747,699,124 52.6 5.4 1.5 2.4 4.3 7.6 1.7 - - 6.1 0.4 0.0 0.6 1.8 0.1 0.7 8.7 1.2 0.0 - 4.7 0.2 - Celestica Inc SV CLS 1,369,712,311 26.2 15.9 2.8 1.9 8.3 10.1 3.7 0.0 0.0 4.1 0.2 13.2 1.5 3.2 0.2 0.4 2.8 1.1 0.0 - 4.6 0.0 - Cdn Imperial Bank CM 22,326,983,599 58.4 3.4 3.7 0.5 1.9 8.8 1.6 0.1 0.0 1.7 0.1 3.9 3.1 1.0 0.0 1.4 4.2 3.5 0.1 - 2.7 0.0 - Canadian Natural Res CNQ 24,655,107,545 39.4 6.4 3.1 0.9 5.9 11.8 2.0 0.3 0.1 2.7 0.1 8.0 1.9 1.9 0.1 1.8 3.8 2.3 0.0 - 7.5 0.1 - Cdn Nat'l Railway CNR 27,838,327,089 40.8 9.3 3.0 1.6 5.4 8.0 2.7 0.0 0.0 4.5 0.1 9.6 1.9 2.8 0.1 1.5 4.1 2.5 0.0 - 2.2 0.0 - Cardiome Pharma Corp COM 29,802,196 13.8 43.9 1.0 0.7 3.7 1.7 11.8 - 0.1 14.9 0.2 0.0 0.2 5.9 0.1 0.5 0.4 0.4 - - 0.9 - - Cdn Pacific Railway CP 19,089,834,068 38.8 10.7 2.2 1.3 7.3 7.1 2.3 0.0 0.2 5.9 0.1 8.0 1.5 4.0 0.3 0.5 4.6 3.1 0.0 - 2.1 0.0 - Crescent Point Corp. CPG 6,588,035,589 48.4 4.0 5.5 0.5 3.0 14.5 1.3 - 0.0 1.4 0.0 4.6 2.8 1.2 0.0 1.0 2.5 2.4 0.0 - 6.9 0.0 - Cipher Pharma J CPH 16,751,185 83.6 2.0 1.1 - - 2.1 - - - - - - 0.8 - - 0.0 5.8 1.9 - - 2.7 - - CRH Medical Corp. J CRH 137,080,729 50.2 5.9 4.1 1.4 2.5 14.0 1.5 - - 1.6 1.8 0.0 4.1 1.8 0.1 0.6 3.3 2.9 0.0 - 4.2 0.1 - Cenovus Energy Inc. CVE 12,207,418,456 37.0 7.6 3.6 0.9 6.5 14.2 2.4 0.4 0.0 2.6 0.1 5.3 3.5 2.3 0.1 0.7 4.3 2.8 0.0 - 5.6 0.1 - Concordia Int'l J CXR 19,370,133 38.5 21.9 1.5 1.0 2.3 2.9 5.0 - 0.1 11.1 0.3 0.0 1.4 3.8 0.0 0.2 1.2 5.0 - - 4.1 - - DHX Media Ltd. VV DHX.A 11,165,938 40.6 - 7.4 - - 3.0 - - - - - - 29.0 - - 1.1 8.4 1.2 - - 9.3 0.2 - Denison Mines Corp DML 75,764,711 34.3 13.9 2.7 0.4 1.0 3.5 2.7 - 0.0 1.0 3.8 0.0 9.6 3.6 0.0 7.4 3.5 3.0 0.0 - 9.5 0.0 - Descartes Systems DSG 901,034,828 47.2 6.5 2.1 1.7 3.4 10.9 1.8 0.6 - 4.7 0.2 0.0 3.3 1.4 0.2 0.6 6.9 2.1 0.0 - 6.4 0.1 - DXI Energy Inc J DXI 1,507,889 58.7 34.8 0.5 - - 1.9 - - - - - - 0.3 - - 0.4 0.4 0.4 - - 2.7 - - EnCana Corporation ECA 18,000,903,053 28.4 16.2 3.1 1.6 12.9 10.1 3.6 0.0 0.0 3.7 0.1 9.2 1.6 2.8 0.3 0.5 1.4 2.0 0.0 - 2.6 0.0 - Endeavour Silver J EDR 429,815,160 20.0 26.0 1.9 2.2 7.9 4.5 6.0 0.0 0.0 4.6 0.1 15.6 2.7 5.0 0.1 0.2 0.8 1.3 0.0 - 1.2 0.0 - Energy Fuels Inc. J EFR 63,102,787 29.5 29.1 0.7 0.7 5.3 6.0 4.7 - 0.0 4.9 6.9 0.2 1.0 7.8 0.1 0.2 1.0 1.1 0.0 - 0.8 - - Eldorado Gold Corp. ELD 1,737,198,335 18.1 28.7 2.7 1.2 6.2 6.7 4.1 - 0.0 3.0 0.1 16.0 1.8 2.4 0.1 0.5 3.0 1.7 0.0 - 3.7 0.0 - Enbridge Inc. ENB 32,361,687,778 38.9 10.3 3.8 0.7 5.0 12.6 2.0 0.2 0.0 2.7 0.1 7.6 2.0 2.0 0.1 1.2 3.5 2.9 0.0 - 4.4 0.1 - Enerplus Corporation ERF 3,701,473,371 37.5 6.5 4.0 0.9 4.6 13.4 2.7 0.1 0.0 3.2 0.1 8.3 1.8 1.7 0.1 1.0 5.2 2.4 0.0 - 6.7 0.1 - Entree Resources J ETG 9,264,066 38.1 25.1 2.0 0.2 2.2 2.8 3.2 - 0.0 3.2 8.6 0.0 0.7 5.7 0.0 0.3 0.2 5.7 - - 2.0 - - EXFO Inc. SV EXF 33,734,724 28.3 11.6 2.5 1.3 4.3 3.5 5.2 0.6 0.0 29.0 0.3 0.0 0.4 4.1 0.2 0.3 4.3 3.5 - - 0.6 - - Franco-Nevada Corp. FNV 10,066,397,235 36.4 8.0 1.7 2.3 6.8 6.3 2.4 - 0.0 6.1 0.1 12.9 2.6 3.9 0.1 0.8 3.7 3.5 0.0 - 2.4 0.0 - First Majestic J FR 2,777,742,973 19.6 26.5 2.7 1.6 7.9 5.2 5.7 - 0.1 4.5 0.1 17.8 1.8 3.3 0.2 0.5 0.5 1.0 0.0 - 1.2 0.0 - FirstService Corp SV FSV 760,936,697 48.3 7.2 1.3 1.0 7.1 6.6 2.5 - - 7.3 0.1 0.0 1.2 2.0 0.1 3.5 8.7 0.9 0.0 - 2.2 0.0 - Fortis Inc. FTS 8,099,516,672 48.7 2.3 3.9 0.6 1.8 15.2 0.8 0.0 0.0 1.2 0.1 3.7 3.2 0.8 0.0 1.7 5.0 4.4 0.0 - 6.5 0.1 - Fortuna Silver Mines FVI 796,498,097 26.1 14.4 2.0 1.8 8.4 9.0 4.1 0.1 0.0 3.8 0.1 18.6 3.6 2.6 0.1 0.5 1.3 1.2 0.0 - 2.3 0.1 - Goldcorp Inc. G 15,142,167,467 23.7 17.4 3.3 1.8 11.2 7.7 3.6 0.0 0.2 3.9 0.1 17.5 1.9 2.9 0.2 0.3 1.1 1.5 0.0 - 1.5 0.0 - CGI Group Cl A SV GIB.A 6,812,978,676 50.9 3.0 2.9 1.0 2.7 11.1 0.9 0.2 0.0 2.1 0.1 4.8 4.2 1.4 0.1 1.0 5.7 3.5 0.1 - 4.3 0.1 - Gildan Activewear GIL 3,996,177,229 46.0 7.9 2.9 1.5 5.4 10.4 1.4 0.1 0.0 2.5 0.1 6.5 3.6 2.3 0.1 0.8 3.3 1.7 0.0 - 3.8 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Cda Goose Hldgs SV GOOS 4,263,294,138 23.5 26.5 1.0 2.0 6.9 4.5 5.3 - 0.0 6.4 0.1 14.7 1.0 3.2 0.2 0.5 1.7 1.4 0.0 - 1.1 0.0 - Gt Panther Silver J GPR 14,125,554 70.4 - 3.7 - - 10.4 - - - - - - 2.6 - - 0.4 2.9 2.3 - - 7.3 0.0 - Granite Rl Est Tr Un GRT.UN 619,890,116 52.3 0.7 1.3 0.0 0.6 14.4 0.2 - - 0.3 0.1 0.6 6.1 0.2 0.0 0.9 10.0 4.8 0.0 - 7.4 0.1 - Golden Star Resource GSC 113,644,865 17.7 39.9 0.5 0.9 4.6 3.5 6.0 - 0.0 4.9 10.6 0.0 0.6 7.2 0.1 0.2 1.4 0.6 0.0 - 1.4 0.0 - Gold Stand Venture J GSV 118,798,853 26.3 25.9 0.5 1.1 8.6 4.8 5.3 - - 5.1 8.6 0.1 0.8 7.9 0.1 0.5 1.5 1.2 - - 1.7 0.0 - Global Water Res GWR 18,078,101 14.8 31.0 0.4 0.7 5.3 0.5 8.8 - - 33.2 0.6 0.0 0.0 3.0 0.1 0.1 1.3 0.0 - - 0.2 0.0 - Hudbay Minerals Inc. HBM 2,814,018,976 55.1 - 4.5 - - 17.5 - 0.3 - - - - 3.1 - - 1.8 7.0 3.2 0.0 - 7.5 0.1 - Hydrogenics Corp HYG 46,325,526 8.4 29.9 0.6 6.1 11.6 1.1 10.8 - 0.0 23.1 1.0 0.0 0.0 5.4 0.2 0.0 1.4 0.1 - - 0.3 - - Iamgold Corporation IMG 3,528,652,522 21.2 15.7 1.9 2.5 12.6 8.0 3.8 - 0.0 4.0 0.1 19.9 1.5 3.4 0.3 0.4 1.1 1.8 0.0 - 1.8 0.1 - Imperial Oil Ltd. IMO 5,756,183,245 45.6 4.5 4.1 0.8 4.7 13.8 1.6 0.7 0.0 3.1 2.4 0.0 2.7 2.0 0.1 1.2 6.8 2.1 0.1 - 3.5 0.1 - IntelliPharma Intl J IPCI 24,751,724 8.9 53.3 0.6 0.4 2.0 0.9 12.7 - 0.0 15.4 0.3 0.0 0.1 4.3 0.1 0.1 0.2 0.3 - - 0.4 - - Int'l Tower Hill J ITH 20,283,961 9.6 65.0 1.0 0.1 1.3 1.1 3.5 - 0.1 2.8 9.0 0.0 0.2 5.0 0.0 0.2 0.2 0.6 - - 0.3 - - Just Energy Group JE 437,486,857 45.3 9.0 7.1 0.6 2.2 12.0 1.9 0.0 0.0 1.7 0.0 5.4 3.5 0.8 0.1 0.7 2.6 2.7 0.0 - 4.2 0.1 - Kinross Gold Corp. K 6,100,553,109 20.9 18.1 2.8 2.0 10.5 8.5 3.0 0.0 0.0 2.9 0.1 19.5 1.7 3.4 0.2 0.4 1.5 2.5 0.0 - 1.9 0.0 - Klondex Mines Ltd. J KDX 857,428,535 22.7 12.2 2.9 1.4 9.9 11.1 3.0 0.4 - 4.0 11.6 0.0 2.9 7.9 0.2 0.5 2.7 1.8 0.0 - 4.7 0.1 - Kingsway Financial KFS 11,661,878 1.3 19.8 0.2 5.7 10.0 0.2 16.6 - - 6.2 2.3 23.6 - 13.4 - 0.0 0.7 0.0 - - - - - Kelso Technologies KLS 3,125,619 44.7 18.5 5.7 0.0 1.2 2.7 1.9 - - 1.6 9.3 0.1 0.2 6.0 0.0 0.6 2.5 0.8 - - 4.0 - - MAG Silver Corp. J MAG 687,449,715 35.2 8.2 1.5 1.8 7.6 9.3 3.5 - 0.0 4.1 16.3 0.0 1.7 5.3 0.2 0.7 1.8 1.7 0.0 - 1.1 0.0 - Manulife Financial MFC 19,890,097,246 39.1 4.3 5.7 0.7 4.3 15.1 1.3 0.3 0.0 2.6 0.0 6.9 3.4 2.2 0.2 1.1 3.5 3.4 0.0 - 5.9 0.1 - Magna Int'l Inc. MG 15,683,581,976 39.6 11.5 2.6 1.6 7.3 8.6 2.4 - 0.0 5.3 0.1 9.0 2.4 3.2 0.1 0.2 3.3 1.2 0.0 - 1.7 0.0 - Mitel Networks Corp. MNW 1,914,670,027 13.9 36.6 0.4 2.6 11.6 4.4 5.6 - 0.0 14.9 0.2 0.1 0.7 5.9 0.6 0.1 0.8 0.4 0.0 - 1.3 0.0 - Mountain Province J MPVD 104,964,157 56.1 7.2 0.5 1.0 1.5 16.7 1.5 0.1 - 1.3 0.7 0.0 1.1 1.6 0.1 0.2 2.7 1.2 0.0 - 6.5 0.0 - Methanex Corporation MX 6,869,822,364 29.3 15.4 1.8 9.1 9.7 4.9 3.5 - 0.0 13.0 0.2 0.1 1.2 4.2 0.4 0.7 2.6 2.1 0.0 - 1.8 0.0 - Nthrn Dynasty Min J NDM 321,454,480 15.6 36.0 2.8 0.8 5.2 5.7 5.7 - 0.0 5.2 8.3 0.1 2.2 6.8 0.5 0.1 1.8 1.8 - - 1.5 0.0 - Neptune Tech & Bio J NEPT 289,957,717 22.4 30.5 1.1 0.8 6.0 4.6 10.6 - 0.0 13.2 0.1 0.0 1.0 4.4 0.3 0.5 0.7 2.5 - - 1.2 0.0 - NovaGold Resources J NG 851,239,226 8.8 23.8 0.8 2.2 12.1 5.4 5.5 0.0 0.0 5.6 21.3 0.1 1.9 10.1 0.2 0.2 0.6 1.1 - - 0.4 0.0 - New Gold Inc. NGD 2,210,778,254 15.1 22.0 2.7 1.2 10.7 8.9 4.2 - 0.0 4.8 10.4 0.1 2.4 11.7 0.4 0.5 1.5 1.9 0.0 - 1.7 0.1 - N.A. Construction NOA 36,875,033 39.7 25.3 0.3 1.8 5.0 1.9 2.9 - 0.0 3.0 0.3 9.8 0.0 2.8 0.1 0.6 5.0 0.2 - - 1.3 - - Nevsun Resources J NSU 484,373,888 37.9 10.2 4.0 0.6 4.6 17.0 2.9 0.1 - 2.4 3.5 0.1 4.1 4.1 0.1 0.5 2.8 2.4 0.0 - 2.8 0.0 - Neovasc Inc. J NVCN 429,690,975 8.2 48.1 0.4 0.8 3.4 0.6 13.8 - 0.0 13.6 0.0 0.0 0.2 4.8 0.0 0.6 2.0 0.5 - - 3.0 0.0 - Obsidian Energy Ltd OBE 298,463,760 23.6 24.1 5.6 1.0 3.3 8.3 4.3 - 0.0 2.5 0.1 10.4 3.4 3.3 0.1 0.4 3.7 2.0 0.0 - 4.0 0.0 - Oncolytics Biotech ONC 44,090,576 42.0 31.6 1.7 - - 1.3 - - - - - - 6.0 - - 0.5 1.5 7.8 - - 7.5 - -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VALUE)
Open Text Corp OTEX 5,233,316,890 40.0 9.6 2.9 1.7 6.5 9.6 2.6 0.1 0.0 11.4 0.1 0.0 2.7 2.4 0.2 0.3 3.8 2.3 0.0 - 3.7 0.0 - Primero Mining Corp. P 48,204,244 42.3 9.2 0.5 - - 10.0 - - - - - - 7.4 - - 1.9 6.6 2.2 - - 20.0 0.0 - Pan American Silver PAAS 2,588,461,570 14.7 19.9 1.1 2.6 13.9 4.9 8.5 - 0.0 24.5 0.3 0.1 0.8 5.4 0.6 0.2 0.6 0.7 0.0 - 1.4 0.0 - Precision Drill Corp PD 2,569,667,479 37.5 6.4 3.7 0.9 5.2 16.3 1.7 - 0.0 2.5 0.1 9.7 3.6 2.7 0.1 0.8 2.3 1.9 0.0 - 4.6 0.1 - N.A. Palladium Ltd. PDL 17,878,504 57.1 32.0 2.9 - - 2.5 - - - - - - 0.8 - - 0.1 2.6 1.0 - - 1.0 0.0 - Pengrowth Energy PGF 110,095,492 36.1 13.7 3.1 0.6 1.3 7.5 2.9 - 0.0 1.3 0.1 3.7 6.2 1.3 0.0 3.3 5.2 4.1 - - 9.7 - - Sprott Phy Gld Un US PHYS.U 599,489,849 0.6 46.0 0.6 1.6 9.8 0.1 4.1 - - 6.9 0.3 0.0 - 29.5 0.4 0.0 0.0 0.2 - - 0.0 - - Polymet Mining J POM 64,981,938 10.3 49.3 0.6 0.2 3.2 1.3 8.4 - 0.0 5.7 11.6 0.0 0.1 7.0 0.2 0.1 0.7 0.3 0.0 - 1.1 - - Pembina Pipeline PPL 8,928,957,519 45.4 3.3 3.9 0.6 2.2 14.8 1.1 0.2 0.0 1.2 0.1 8.6 2.7 1.1 0.0 1.4 4.0 3.0 0.0 - 6.6 0.1 - Sprott Phy Silver US PSLV.U 266,064,935 1.4 45.3 0.8 1.7 7.4 0.3 7.5 - - 4.8 0.5 0.1 - 29.7 0.3 0.0 0.0 0.3 - - 0.0 - - Platinum Grp Metal J PTM 32,065,799 14.3 42.0 0.9 0.6 3.1 1.5 7.8 - 0.0 5.0 12.3 0.0 0.4 8.8 0.1 0.4 1.0 0.9 - - 0.9 0.0 - Points Int'l Ltd. J PTS 62,620,914 5.8 41.1 0.3 3.4 5.5 0.3 10.4 - 0.1 26.1 0.2 0.0 0.0 5.9 0.4 0.0 0.4 0.0 - - 0.1 - - Pretium Resources J PVG 2,600,351,465 20.2 21.9 2.1 1.9 7.8 7.3 4.9 - 0.2 5.4 0.1 18.0 1.3 3.4 0.2 0.5 1.2 1.1 - - 2.4 0.1 - Restaurant Brnd Intl QSR 15,237,985,564 24.5 21.0 1.3 2.6 10.0 5.3 4.2 0.0 0.3 7.8 0.1 11.5 1.8 3.9 0.3 0.3 2.1 1.2 0.0 - 1.7 0.0 - Quarterhill Inc. QTRH 87,333,241 51.1 7.9 4.4 0.3 1.6 12.2 2.1 0.0 - 3.5 0.1 0.0 3.4 1.2 0.1 0.4 3.8 3.1 0.0 - 4.6 0.1 - Ritchie Bros Auction RBA 2,862,468,624 23.8 20.2 1.2 2.9 7.8 6.5 3.0 - 0.0 6.7 0.1 15.4 1.4 3.8 0.2 0.2 1.7 0.8 0.0 - 4.3 0.0 - Rogers Comm Cl B NV RCI.B 10,455,361,406 46.4 3.5 3.5 0.8 2.2 15.7 0.7 0.2 0.0 1.6 0.1 4.7 3.1 0.9 0.1 1.4 6.8 2.9 0.1 - 5.3 0.1 - Rubicon Minerals J RMX 4,045,962 68.6 19.0 2.3 - - 3.8 - - - - - - 0.1 - - 0.6 1.0 3.1 - - 1.4 - - Royal Bank of Canada RY 34,319,076,125 59.2 - 5.5 - - 15.6 - 0.2 - - - - 4.3 - - 2.1 4.4 3.5 0.0 - 5.1 0.1 - Seabridge Gold Inc J SEA 475,529,669 19.0 15.7 1.0 9.8 12.0 3.6 5.6 - 0.0 5.8 0.3 20.7 1.1 3.3 0.2 0.2 0.4 0.7 - - 0.6 0.0 - Shopify Inc A SV SHOP 27,417,377,030 19.1 30.7 2.1 1.1 6.8 2.1 7.0 - 0.2 5.9 0.1 14.9 0.7 4.6 0.6 0.1 2.1 1.4 0.0 - 0.6 0.0 - Shaw Comm Cl B NV SJR.B 5,789,349,459 43.8 4.3 4.3 0.8 3.5 13.7 1.8 0.1 0.0 2.0 0.1 7.8 3.6 1.9 0.1 0.9 3.0 2.4 0.0 - 5.9 0.1 - Sun Life Fin Inc. SLF 10,967,481,514 43.3 2.3 4.1 0.6 2.5 17.9 1.2 0.1 0.0 2.4 0.2 8.0 3.7 1.1 0.1 1.5 4.3 2.9 0.0 - 3.9 0.1 - SunOpta, Inc. SOY 192,685,530 12.3 26.6 0.5 14.1 15.2 1.9 5.1 - - 16.6 0.3 0.0 0.3 4.2 0.3 0.4 1.3 0.5 0.0 - 0.5 0.0 - Sprott PhyPlat US Un SPPP.U 41,496,493 0.3 62.4 0.3 0.3 2.2 - 8.0 - - 4.6 0.6 0.0 - 21.0 0.2 - - 0.0 - - 0.0 - - Sandstorm Gold Ltd. SSL 1,109,908,611 17.6 17.9 1.2 1.3 12.5 7.8 4.8 - 0.0 4.3 17.7 0.0 2.1 8.2 0.2 0.3 0.9 1.2 0.0 - 2.0 0.0 - SSR Mining Inc. SSRM 1,274,205,244 23.1 16.6 1.7 2.5 12.1 6.8 6.0 0.3 0.1 21.0 0.2 0.1 1.0 4.9 0.6 0.3 0.6 1.0 0.0 - 1.2 0.0 - Student Transport STB 1,163,821,453 20.9 17.6 3.9 5.8 7.3 10.9 5.1 0.0 0.0 7.9 0.2 0.0 2.0 4.0 1.2 0.8 5.0 3.3 0.0 - 4.0 0.0 - Stantec Inc. STN 1,408,119,273 56.4 1.9 3.2 0.4 0.6 16.2 0.3 1.1 - 0.4 0.1 0.9 2.8 0.3 0.0 0.5 9.6 1.6 0.0 - 3.6 0.0 - Suncor Energy Inc. SU 31,335,095,281 37.5 8.7 3.6 1.0 6.6 13.3 2.1 0.0 0.0 3.1 0.1 8.1 2.4 2.1 0.2 0.7 3.3 2.0 0.0 - 5.3 0.1 - Silvercorp Metals J SVM 280,744,330 39.1 13.9 4.8 0.5 2.9 10.6 3.3 - 0.0 2.6 6.2 0.0 4.2 2.6 0.1 1.3 1.7 4.2 - - 2.3 0.1 - Sierra Wireless SW 865,496,307 31.2 26.0 1.2 3.9 7.6 3.7 5.6 0.3 0.0 11.9 0.2 0.0 0.9 2.5 0.3 0.3 1.2 1.9 - - 1.4 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VALUE)
TELUS Corporation T 8,488,112,941 43.7 2.5 4.8 0.6 2.7 15.5 0.9 0.1 0.0 1.6 0.0 5.5 3.3 1.0 0.1 1.3 5.9 3.8 0.0 - 6.7 0.1 - TransAlta Corp. TA 659,655,865 47.2 0.9 5.2 0.2 0.4 23.9 0.1 0.1 - 0.1 0.0 0.3 2.9 0.1 0.0 1.3 4.8 3.0 0.1 - 9.4 0.1 - T.D. Bank TD 41,082,828,098 49.9 3.8 5.1 0.6 2.5 12.5 1.2 0.1 0.0 1.8 0.1 4.8 3.2 1.0 0.0 1.5 4.4 3.4 0.0 - 3.9 0.1 - Teck Res Cl B SV TECK.B 18,093,451,261 30.8 12.8 2.8 1.4 7.7 10.5 4.4 0.1 0.0 5.2 0.1 11.2 2.1 3.0 0.3 0.9 2.0 1.6 0.0 - 3.2 0.0 - TransGlobe Energy J TGL 21,286,210 37.1 25.7 0.6 0.8 4.1 4.9 5.7 0.9 - 7.7 0.2 0.1 0.2 2.4 0.2 0.3 4.6 0.7 0.0 - 4.0 - - Tahoe Resources J THO 2,084,079,715 24.0 16.1 2.2 1.8 9.7 8.3 4.0 0.0 0.0 4.0 0.1 17.6 1.8 2.7 0.2 0.3 1.6 1.4 0.0 - 4.3 0.1 - Taseko Mines Ltd. TKO 236,477,524 21.3 22.5 2.3 1.0 6.7 10.2 4.4 - - 4.5 7.3 0.0 2.4 5.2 0.1 0.4 4.1 2.0 0.0 - 5.7 0.0 - Trilogy Metals Inc J TMQ 27,104,230 7.6 51.8 0.4 0.4 3.2 0.7 7.0 - 0.0 3.7 15.5 0.0 0.1 8.8 0.2 0.0 0.3 0.1 - - 0.2 - - Tanzanian Royalty J TNX 13,390,404 14.5 50.1 0.8 0.1 2.2 0.9 6.8 - 0.0 3.1 12.7 0.0 0.2 6.9 0.1 0.3 0.4 0.7 - - 0.3 - - Thomson Reuters Corp TRI 10,120,145,221 35.7 8.9 3.9 1.2 6.1 9.7 2.2 0.3 0.0 4.0 0.1 10.9 2.1 2.6 0.2 0.8 3.8 1.5 0.0 - 5.9 0.0 - Trillium Therpeutc J TRIL 55,913,312 9.6 40.5 0.7 4.0 10.0 0.8 9.5 - 0.0 16.4 0.4 0.0 0.1 5.3 0.5 0.3 0.8 0.5 - - 0.7 - - TransCan Corporation TRP 22,135,798,284 42.9 6.6 3.8 0.9 4.5 11.7 1.6 0.2 0.0 2.4 0.1 7.2 2.6 1.8 0.1 1.4 4.7 3.1 0.1 - 4.5 0.1 - Turquoise Hill Res TRQ 1,822,686,326 18.0 18.3 3.0 1.8 9.2 10.7 3.3 - 0.0 4.1 0.1 11.1 2.4 4.4 0.7 0.3 1.0 1.6 0.0 - 10.1 0.0 - Stars Group Inc. J TSGI 4,108,810,065 50.9 5.4 2.2 2.2 3.9 13.9 1.8 0.0 0.0 3.8 0.2 0.0 1.7 1.3 0.2 4.5 3.9 2.0 0.1 - 2.1 0.0 - Ur-Energy Inc. J URE 25,219,214 13.9 37.7 1.4 1.5 4.8 0.8 9.5 - 0.0 4.5 9.0 0.0 0.3 15.1 0.1 0.2 0.2 0.7 - - 0.4 - - Americas Silver J USA 36,645,551 42.7 19.7 0.5 0.2 2.9 10.4 3.6 - - 2.0 7.3 0.0 0.9 3.9 0.1 2.1 1.0 1.5 - - 1.1 - - VBI Vaccines Inc. J VBV 31,928,700 3.4 40.6 0.2 2.9 3.9 0.3 13.6 - 0.0 29.7 0.2 - 0.0 4.5 0.3 0.0 0.2 0.1 - - 0.0 - - Vermilion Energy Inc VET 3,546,413,638 51.6 3.7 1.8 0.8 2.8 10.9 1.0 0.1 0.0 1.7 0.1 4.5 3.7 1.0 0.1 0.6 5.3 4.0 0.0 - 6.7 0.1 - Vista Gold Corp VGZ 17,350,538 5.4 47.9 0.3 0.8 3.0 0.6 7.8 - 0.0 6.4 19.8 0.0 0.1 7.5 0.1 0.1 0.1 0.2 - - 0.1 - - Valeant Pharm Int'l VRX 21,741,275,636 13.4 36.4 1.6 1.3 6.7 5.5 7.9 - 1.4 6.3 0.1 13.8 0.4 3.5 0.3 0.0 0.4 0.5 0.0 - 0.6 0.0 - Waste Connections WCN 9,125,394,908 28.1 16.4 1.6 2.4 8.4 5.1 2.9 0.0 0.0 6.4 0.1 16.8 1.7 3.7 0.2 0.6 2.2 1.8 0.0 - 1.5 0.0 - Wheaton Precious Mtl WPM 7,240,836,789 25.1 14.4 2.5 1.7 11.2 7.9 4.0 0.1 0.0 6.0 0.1 18.1 1.6 3.2 0.3 0.3 1.6 1.1 0.0 - 1.0 0.0 - Westport Fuel Sys WPRT 227,074,638 12.9 34.1 0.8 2.0 10.0 3.7 11.8 - 0.0 16.2 0.2 0.1 0.9 5.3 0.5 0.1 0.4 0.5 - - 0.7 0.0 - Wstrn Copper & Gld J WRN 11,634,887 40.1 26.5 1.0 0.1 1.9 5.0 3.8 - 0.2 2.2 9.4 0.0 0.8 5.4 0.0 0.4 0.9 1.6 - - 0.7 - - Yamana Gold Inc. YRI 5,120,721,300 16.9 25.3 3.0 1.7 10.4 7.0 4.0 - 0.0 3.7 0.1 17.9 1.3 3.3 0.3 0.4 1.6 1.7 0.0 - 1.4 0.0 - Zymeworks Inc. ZYME 34,992,942 12.7 47.4 0.7 0.8 3.4 0.8 6.8 - 0.0 4.5 0.5 15.7 0.1 4.0 0.0 0.3 1.6 0.5 - - 0.4 0.0 -
764,148,522,137 37.8 10.8 3.4 1.2 5.7 10.8 2.6 0.1 0.1 3.7 0.2 8.3 2.5 2.4 0.2 1.0 3.3 2.4 0.0 - 3.6 0.0 - TOTAL CDN_BASED
Interlisted Trading Data Report
SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VALUE
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VALUE)
Golden Minerals J AUMN 5,536,258 5.6 48.9 1.7 0.9 3.0 0.6 6.5 - 0.0 6.8 16.5 0.0 0.2 8.5 0.1 0.1 0.2 0.3 - - 0.0 - - Brookfield Bus LP Un BBU.UN 636,238,376 54.0 7.0 2.2 0.4 2.4 8.9 2.7 0.7 - 2.0 0.2 5.4 1.4 2.4 0.1 1.2 3.7 2.7 0.0 - 2.4 0.1 - BioAmber Inc. J BIOA 26,555,187 18.8 54.5 1.8 0.1 0.7 1.5 3.9 - - 3.1 0.1 5.2 0.3 2.1 0.1 0.7 3.9 0.9 - - 2.5 0.1 - Brookfield Infras Un BIP.UN 2,869,680,075 31.7 15.6 1.8 1.5 4.8 10.5 3.3 0.1 0.0 3.1 0.1 8.2 3.1 1.8 0.2 1.0 4.7 4.6 0.0 - 4.1 0.0 - Brookfld Ppty LP Un BPY.UN 1,444,853,472 27.2 13.2 2.1 1.5 7.1 11.0 4.5 0.0 1.2 9.4 0.1 0.0 3.5 2.5 0.2 0.7 4.4 1.8 0.0 - 9.7 0.0 - Caledonia Mining Plc CAL 12,683,887 38.1 23.2 0.6 0.2 0.9 0.4 4.9 - 0.1 4.2 17.2 0.2 0.1 6.9 - 0.1 2.3 0.1 - - 0.7 - - CNOOC Limited ADRs CNU 1,967,810,186 0.1 27.5 0.0 3.6 8.2 0.0 10.2 - 0.3 7.8 0.3 27.8 - 13.6 0.7 0.0 0.0 0.0 - - 0.0 0.0 - General Moly, Inc. GMO 6,339,367 0.7 54.2 0.1 0.1 2.6 0.1 8.6 - 0.6 3.6 20.8 0.0 0.0 8.4 0.1 0.0 0.0 0.0 - - - - - Gran Tierra Energy J GTE 885,353,729 25.9 14.4 2.4 1.4 10.7 12.6 4.0 - 0.0 4.3 4.5 0.1 2.6 7.7 0.3 0.5 2.0 2.0 0.0 - 4.8 0.0 - Gazit-Globe Ltd. Ord GZT 6,315,714 7.3 37.1 0.0 2.7 4.5 0.0 11.2 - - 3.5 1.9 23.4 - 8.0 0.2 - 0.3 0.0 - - - - - Mercer Int'l Inc. US MERC.U 33,300 95.6 - 4.4 - - - - - - - - - - - - - - - - - - - - McEwen Mining Inc. J MUX 655,713,554 10.5 24.7 1.3 3.4 12.4 3.9 5.3 - 0.0 5.1 0.1 24.3 1.7 4.3 0.3 0.1 0.4 1.4 - - 0.9 0.0 - Nexa Resources S.A. NEXA 428,414,970 0.4 50.0 0.0 3.1 5.2 0.1 4.9 - 0.0 6.9 0.2 23.7 0.0 4.1 0.5 0.7 0.1 0.1 0.0 - 0.0 0.0 - CounterPath Corp. J PATH 45,284,210 6.1 51.9 0.8 1.0 2.3 0.4 13.1 - 0.0 18.1 0.2 0.0 0.0 3.8 0.4 0.0 1.5 0.2 - - 0.2 - - Pattern Energy Grp A PEGI 1,669,696,419 1.6 34.9 0.2 5.5 10.1 0.3 7.5 - 0.0 34.0 0.2 0.1 0.0 4.7 0.8 0.0 0.1 0.1 - - 0.0 - - Pershing Gold Corp J PGLC 17,007,527 1.4 55.3 0.0 1.1 4.3 0.1 8.9 - 0.0 20.4 0.3 0.0 0.0 7.9 0.2 0.0 0.0 0.0 - - - - - CPI Card Group Inc. PMTS 14,799,944 4.1 55.3 0.1 2.1 5.0 0.4 7.6 - 0.0 19.7 0.3 0.0 0.0 4.5 0.1 0.2 0.3 0.2 - - 0.2 - - Resolute Forest Prod RFP 322,382,244 4.9 39.5 0.5 8.6 12.6 0.4 6.0 - 0.0 4.8 0.4 17.5 0.0 4.0 0.2 0.1 0.1 0.1 0.0 - 0.1 - - Solitario Zinc J SLR 6,506,655 8.9 45.0 0.3 0.1 2.8 0.7 4.4 - 0.2 4.6 23.6 0.1 0.1 8.8 0.1 0.1 0.2 0.1 - - 0.1 0.0 - Silver Bull Res J SVB 17,046,490 55.5 35.4 4.3 - - 1.0 - - - - - - 0.2 - - 0.3 0.1 0.6 - - 2.6 - - Tucows Inc. TC 559,173,886 3.4 20.1 0.6 10.5 14.4 0.3 7.5 - 0.0 32.6 0.6 0.0 0.0 7.9 1.5 0.0 0.5 0.1 - - 0.1 - - TearLab Corp. J TLB 542,207 99.7 - 0.4 - - - - - - - - - - - - - - - - - - - - TransAtlantic Pete J TNP 21,498,409 9.8 46.9 0.6 0.4 2.6 1.3 5.8 - 0.0 4.6 15.9 0.0 0.1 9.3 0.1 0.1 1.8 0.3 - - 0.3 - - Domtar Corporation UFS 3,532,615,046 9.5 20.0 0.4 3.6 9.9 1.3 4.1 - 0.8 11.0 0.2 33.1 0.5 4.3 0.3 0.2 0.4 0.4 0.0 - 0.1 0.0 -
15,152,081,111 15.6 22.1 1.0 3.2 8.3 4.7 5.4 0.1 0.4 11.0 0.5 15.2 1.3 5.2 0.4 0.4 1.7 1.4 0.0 - 2.2 0.0 - TOTAL US_BASED
779,300,603,248 37.3 11.0 3.4 1.2 5.8 10.7 2.7 0.1 0.1 3.8 0.2 8.4 2.4 2.4 0.2 1.0 3.3 2.4 0.0 - 3.6 0.0 - TOTAL U.S. & CDN BASED
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Advantage Oil & Gas AAV 257,500,930 46.1 3.1 5.5 1.2 1.8 15.8 1.0 0.0 0.0 1.0 0.1 2.5 3.4 1.0 0.0 1.4 6.4 2.9 0.0 - 6.6 0.1 -
Barrick Gold Corp ABX 1,523,020,697 15.6 21.9 1.5 1.9 12.2 5.0 4.3 0.0 1.1 4.1 0.1 23.8 1.7 3.6 0.2 0.2 0.6 1.3 0.0 - 0.9 0.0 -
Agnico Eagle Mines AEM 220,689,236 26.7 13.1 1.9 2.2 9.9 5.8 4.0 0.0 0.1 6.2 0.1 18.1 1.9 3.5 0.2 0.6 2.8 1.5 0.0 - 1.3 0.0 -
AEterna Zentaris Inc AEZS 32,693,642 4.6 55.3 0.3 0.5 3.7 0.6 11.9 - 0.0 16.2 0.1 0.0 0.0 6.3 0.2 0.0 0.1 0.1 - - 0.1 - -
Alamos Gold Inc. J AGI 319,394,124 21.5 16.1 2.2 2.0 10.1 8.4 4.2 0.0 0.0 4.8 0.1 17.3 2.0 3.4 0.2 0.4 1.8 1.8 0.0 - 3.7 0.0 -
Asanko Gold Inc. J AKG 213,237,698 24.4 20.9 1.7 0.9 3.3 12.0 4.1 - 0.0 2.8 11.1 0.0 1.9 7.0 0.1 3.2 2.4 1.5 0.0 - 2.5 0.0 -
Alio Gold Inc. J ALO 40,753,026 31.3 18.0 2.8 0.8 3.7 9.0 5.2 - 0.0 3.8 10.5 0.0 2.4 5.8 0.3 0.5 1.6 2.7 - - 1.5 0.0 -
Almaden Minerals AMM 19,666,878 12.6 43.8 0.8 0.6 2.9 3.6 7.8 - 0.0 4.1 14.3 0.0 0.1 7.7 0.1 0.2 0.6 0.3 - - 0.4 - -
Aptose Biosciences APS 39,872,096 11.1 48.7 0.4 0.8 5.3 1.2 10.1 - 0.0 15.6 0.2 0.0 0.2 3.4 0.2 0.1 0.1 0.5 - - 2.3 - -
Algonquin Pwr & Util AQN 241,846,479 39.8 2.4 6.8 0.4 1.1 18.7 0.8 - 0.0 0.7 0.1 2.9 3.0 0.5 0.0 3.4 5.5 3.7 0.0 - 10.2 0.1 -
Atlatsa Res Corp. J ATL 9,463,795 59.6 36.8 0.1 - - 1.4 - - - - - - 0.1 - - 0.3 0.1 0.0 - - 1.5 0.1 -
Atlantic Power ATP 74,402,809 11.5 36.0 0.4 11.5 10.7 3.2 3.1 - 0.0 2.6 0.3 14.7 0.7 3.5 0.1 0.1 0.7 0.3 - - 0.6 0.0 -
Auryn Resources J AUG 21,690,533 38.6 26.5 0.5 0.2 1.9 5.6 3.2 - 0.0 3.0 9.5 0.0 1.0 3.8 0.1 0.3 2.7 1.9 - - 1.1 0.0 -
Aurinia Pharma Inc J AUP 68,034,730 5.4 46.2 0.2 2.4 6.9 1.0 10.4 - 0.0 22.3 0.1 0.0 0.1 4.0 0.2 0.0 0.1 0.2 - - 0.4 - -
Avalon Advncd Mtrl J AVL 37,744,575 50.5 17.0 2.5 - - 12.3 - - - - - - 1.8 - - 0.6 4.6 1.7 0.0 - 8.9 0.1 -
Alexco Resource J AXR 34,607,665 19.3 40.5 0.5 0.9 5.9 2.7 7.6 - 0.0 3.4 10.5 0.0 0.4 5.4 0.1 0.1 0.9 0.6 - - 1.0 0.0 -
Brookfld Asset A LV BAM.A 268,795,955 32.5 9.6 2.3 1.0 9.6 13.7 3.2 0.0 0.0 4.9 0.1 7.9 2.2 3.0 0.2 0.9 3.3 2.2 0.1 - 3.4 0.0 -
BlackBerry Limited BB 840,957,783 24.6 24.9 3.1 1.3 10.3 5.9 5.3 0.0 0.3 5.5 0.1 10.2 1.0 3.4 0.3 0.4 0.9 0.9 0.0 - 1.6 0.0 -
Cott Corporation BCB 102,558,638 11.7 26.2 1.2 2.7 11.7 4.7 5.3 0.0 0.0 6.0 0.2 21.8 0.7 3.9 0.3 0.1 0.9 0.7 0.0 - 1.8 0.0 -
BCE Inc. BCE 333,422,492 41.8 7.1 4.3 0.7 4.2 13.7 2.2 0.0 0.0 3.0 0.2 6.3 3.4 1.7 0.2 1.3 3.4 3.0 0.0 - 3.5 0.0 -
Brookfield Renew Un BEP.UN 21,301,251 53.9 - 2.4 - - 11.7 - 0.4 - - - - 8.5 - - 2.3 6.1 4.0 0.0 - 10.7 0.0 -
Ballard Power Sys BLDP 213,903,725 14.3 29.7 1.9 1.7 8.4 6.3 8.7 - 0.0 15.7 0.2 0.0 1.1 6.8 0.4 0.3 0.7 1.7 0.0 - 2.0 0.0 -
Bank of Montreal BMO 231,286,564 51.6 3.3 3.5 0.7 2.8 14.0 1.0 - 0.0 2.1 0.1 4.5 3.9 1.2 0.1 1.7 3.5 2.9 0.0 - 3.2 0.0 -
Bank of Nova Scotia BNS 351,406,866 47.6 3.2 5.3 0.8 3.8 14.5 1.2 0.0 0.0 2.4 0.1 4.8 3.4 1.3 0.1 1.3 3.8 2.9 0.0 - 3.4 0.1 -
Baytex Energy Corp. BTE 718,155,810 40.3 7.2 4.9 0.7 4.5 16.7 2.4 - 0.0 2.0 0.0 5.2 2.9 1.9 0.1 0.8 2.7 2.4 0.0 - 5.3 0.0 -
B2Gold Corp. J BTO 497,439,118 48.8 - 5.1 - - 25.5 - 0.0 - - - - 4.0 - - 1.0 5.8 4.0 0.0 - 5.7 0.1 -
Burcon NutraSci J BU 16,061,163 26.6 44.6 1.1 0.1 1.8 0.8 6.4 - 0.2 9.0 0.4 0.0 0.3 4.8 0.0 0.1 1.3 1.2 - - 1.2 - -
Bellatrix Expl Ltd. BXE 53,239,523 45.1 9.3 1.9 0.3 1.7 14.1 2.3 - 0.0 1.4 0.1 4.4 3.2 1.2 0.1 0.6 3.6 4.2 0.0 - 6.6 0.0 -
CAE Inc. CAE 89,256,939 42.0 3.9 2.6 1.0 3.7 15.7 1.7 0.8 0.0 1.8 0.2 8.6 4.1 2.2 0.1 0.9 3.5 2.0 0.0 - 5.1 0.1 -
Cameco Corporation CCO 351,991,904 28.1 16.9 4.0 1.7 9.4 8.1 4.1 - 0.0 4.5 0.1 11.1 2.5 3.2 0.2 0.6 1.0 1.9 0.0 - 2.5 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Central Fund Cl A NV CEF.A 286,115 88.4 - 11.6 - - - - - - - - - - - - - - - - - - - -
Colliers Intl Grp SV CIGI 9,682,231 49.9 6.5 1.3 2.9 5.1 7.2 2.1 - - 7.3 0.5 0.0 0.6 2.2 0.1 0.6 8.2 1.1 0.0 - 4.2 0.1 -
Celestica Inc SV CLS 114,921,937 23.1 17.6 2.5 2.1 9.3 9.0 4.1 0.0 0.0 4.6 0.2 14.7 1.4 3.6 0.2 0.3 2.5 0.9 0.0 - 4.0 0.0 -
Cdn Imperial Bank CM 198,167,590 56.2 4.1 3.6 0.6 2.3 8.5 2.0 0.1 0.0 2.1 0.1 4.7 3.0 1.2 0.0 1.3 4.1 3.4 0.0 - 2.6 0.0 -
Canadian Natural Res CNQ 634,896,356 36.6 7.5 2.9 1.0 6.9 10.9 2.4 0.2 0.1 3.2 0.1 9.4 1.8 2.2 0.1 1.7 3.5 2.1 0.0 - 7.1 0.1 -
Cdn Nat'l Railway CNR 314,007,848 37.2 10.7 2.7 1.9 6.3 7.3 3.1 0.0 0.0 5.2 0.1 11.1 1.7 3.2 0.2 1.4 3.7 2.2 0.0 - 1.9 0.0 -
Cardiome Pharma Corp COM 14,761,092 11.8 45.6 0.8 0.7 3.7 1.4 12.2 - 0.1 15.3 0.2 0.0 0.1 6.0 0.1 0.3 0.3 0.3 - - 0.8 - -
Cdn Pacific Railway CP 92,692,149 35.1 12.2 2.0 1.5 8.3 6.4 2.6 0.0 0.2 6.8 0.1 9.2 1.4 4.6 0.3 0.5 4.1 2.8 0.0 - 1.9 0.0 -
Crescent Point Corp. CPG 701,277,734 46.3 4.9 5.4 0.6 3.7 13.8 1.6 - 0.0 1.8 0.0 5.6 2.7 1.4 0.1 1.0 2.3 2.3 0.0 - 6.6 0.0 -
Cipher Pharma J CPH 4,257,401 83.7 2.5 1.1 - - 2.0 - - - - - - 0.7 - - 0.0 5.7 1.8 - - 2.6 - -
CRH Medical Corp. J CRH 40,341,504 47.9 7.2 3.9 1.7 3.0 13.5 1.8 - - 1.9 2.2 0.0 4.0 2.2 0.1 0.6 3.1 2.7 0.0 - 4.1 0.1 -
Cenovus Energy Inc. CVE 1,153,957,893 34.5 8.9 3.4 1.1 7.7 13.2 2.9 0.3 0.0 3.1 0.1 6.2 3.2 2.7 0.1 0.6 4.0 2.6 0.0 - 5.2 0.0 -
Concordia Int'l J CXR 26,033,508 34.2 24.1 1.4 1.1 2.5 2.5 5.4 - 0.1 13.1 0.3 0.0 1.3 4.3 0.0 0.1 1.1 4.6 - - 3.8 - -
DHX Media Ltd. VV DHX.A 2,690,372 40.4 - 7.4 - - 2.8 - - - - - - 29.0 - - 1.2 8.1 1.2 - - 9.7 0.2 -
Denison Mines Corp DML 128,725,540 31.9 16.5 2.6 0.5 1.2 3.3 3.1 - 0.0 1.2 4.5 0.0 9.0 4.3 0.0 6.8 3.3 2.8 0.0 - 9.0 0.0 -
Descartes Systems DSG 26,643,269 44.9 7.8 2.0 2.1 4.1 10.3 2.1 0.5 - 5.6 0.2 0.0 3.1 1.7 0.3 0.6 6.5 2.0 0.0 - 6.2 0.1 -
DXI Energy Inc J DXI 17,452,848 53.5 40.1 0.6 - - 1.7 - - - - - - 0.2 - - 0.3 0.5 0.4 - - 2.6 - -
EnCana Corporation ECA 1,358,484,763 25.1 17.9 2.8 1.8 14.4 8.9 4.0 0.0 0.0 4.2 0.1 10.3 1.4 3.2 0.3 0.4 1.2 1.7 0.0 - 2.3 0.0 -
Endeavour Silver J EDR 158,881,918 16.8 27.8 1.6 2.4 8.5 3.8 6.5 0.0 0.0 4.9 0.1 16.8 2.3 5.4 0.2 0.2 0.6 1.1 0.0 - 1.0 0.0 -
Energy Fuels Inc. J EFR 33,146,646 25.5 31.5 0.6 0.8 5.9 5.2 5.1 - 0.0 5.4 7.5 0.2 0.9 8.5 0.1 0.2 0.9 1.0 0.0 - 0.7 - -
Eldorado Gold Corp. ELD 1,456,262,261 15.4 32.0 2.3 1.2 6.5 5.8 4.6 - 0.0 3.2 0.1 17.1 1.5 2.6 0.1 0.4 2.6 1.4 0.0 - 3.3 0.0 -
Enbridge Inc. ENB 824,693,038 35.9 12.1 3.4 0.8 5.9 11.6 2.4 0.1 0.0 3.1 0.1 8.9 1.9 2.3 0.1 1.1 3.3 2.7 0.0 - 4.1 0.0 -
Enerplus Corporation ERF 282,775,130 34.9 7.6 3.7 1.0 5.4 12.5 3.2 0.1 0.0 3.7 0.1 9.8 1.7 2.0 0.1 0.9 4.8 2.3 0.0 - 6.2 0.1 -
Entree Resources J ETG 16,975,512 33.4 28.2 1.8 0.2 2.4 2.4 3.6 - 0.0 3.6 9.8 0.0 0.6 6.5 0.0 0.3 0.2 5.1 - - 1.8 - -
EXFO Inc. SV EXF 6,991,752 25.0 12.7 2.1 1.4 4.7 3.1 5.6 0.6 0.0 31.6 0.3 0.0 0.3 4.6 0.2 0.3 3.8 3.2 - - 0.5 - -
Franco-Nevada Corp. FNV 122,551,158 32.6 9.1 1.5 2.6 7.7 5.7 2.7 - 0.0 7.0 0.1 14.8 2.3 4.5 0.2 0.7 3.3 3.1 0.0 - 2.1 0.0 -
First Majestic J FR 413,283,678 16.6 28.3 2.3 1.7 8.4 4.4 6.1 - 0.1 4.9 0.1 19.1 1.5 3.6 0.2 0.4 0.4 0.8 0.0 - 1.0 0.0 -
FirstService Corp SV FSV 9,301,086 45.0 8.6 1.2 1.2 8.4 6.2 2.9 - - 8.6 0.1 0.0 1.1 2.4 0.2 3.2 8.2 0.8 0.0 - 2.0 0.0 -
Fortis Inc. FTS 192,687,931 47.9 2.9 3.8 0.8 2.2 15.0 1.0 0.0 0.0 1.5 0.1 4.6 3.1 1.0 0.0 1.6 4.9 4.4 0.0 - 5.0 0.1 -
Fortuna Silver Mines FVI 143,190,092 22.7 15.9 1.8 2.0 9.3 7.9 4.4 0.1 0.0 4.2 0.1 20.8 3.1 2.8 0.2 0.4 1.1 1.1 0.0 - 2.0 0.0 -
Goldcorp Inc. G 1,012,828,498 20.5 19.0 2.9 2.0 12.3 6.7 4.0 0.0 0.2 4.3 0.1 19.2 1.7 3.2 0.3 0.3 1.0 1.3 0.0 - 1.3 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
CGI Group Cl A SV GIB.A 98,089,054 48.8 3.7 2.8 1.2 3.3 10.6 1.1 0.1 0.0 2.5 0.1 5.9 4.0 1.7 0.1 1.0 5.5 3.4 0.1 - 4.1 0.1 -
Gildan Activewear GIL 111,101,234 43.0 9.3 2.6 1.7 6.4 9.7 1.6 0.0 0.0 2.9 0.1 7.6 3.3 2.8 0.1 0.8 3.0 1.5 0.0 - 3.5 0.0 -
Cda Goose Hldgs SV GOOS 117,135,878 20.1 28.5 0.9 2.2 7.5 3.9 5.8 - 0.0 6.9 0.1 15.7 0.8 3.4 0.3 0.4 1.4 1.2 0.0 - 0.9 0.0 -
Gt Panther Silver J GPR 8,944,174 70.4 - 3.7 - - 10.4 - - - - - - 2.6 - - 0.4 2.9 2.3 - - 7.2 0.0 -
Granite Rl Est Tr Un GRT.UN 12,493,263 52.0 0.9 1.3 0.0 0.7 14.3 0.3 - - 0.4 0.1 0.7 6.0 0.3 0.0 0.9 9.9 4.8 0.0 - 7.4 0.1 -
Golden Star Resource GSC 150,692,663 15.0 41.8 0.4 0.9 4.7 3.2 6.3 - 0.0 5.1 11.3 0.0 0.5 7.7 0.1 0.1 1.2 0.5 0.0 - 1.2 0.0 -
Gold Stand Venture J GSV 63,843,736 22.9 27.9 0.4 1.2 9.3 4.1 5.7 - - 5.5 9.2 0.1 0.7 8.6 0.2 0.4 1.3 1.0 - - 1.4 0.0 -
Global Water Res GWR 1,954,756 12.2 32.2 0.3 0.7 5.4 0.4 9.2 - - 34.3 0.6 0.0 0.0 3.1 0.1 0.1 1.0 0.0 - - 0.1 0.0 -
Hudbay Minerals Inc. HBM 275,801,766 55.3 - 4.6 - - 17.4 - 0.3 - - - - 3.2 - - 1.8 6.9 3.2 0.0 - 7.3 0.1 -
Hydrogenics Corp HYG 4,923,670 6.8 30.6 0.5 6.2 12.1 0.9 10.9 - 0.0 23.6 0.9 0.0 0.0 5.6 0.2 0.0 1.1 0.1 - - 0.3 - -
Iamgold Corporation IMG 583,906,235 18.0 17.1 1.6 2.8 13.7 6.9 4.1 - 0.0 4.3 0.1 21.7 1.3 3.7 0.3 0.4 0.9 1.6 0.0 - 1.5 0.1 -
Imperial Oil Ltd. IMO 166,153,677 43.4 5.5 3.9 1.0 5.6 13.1 1.9 0.6 0.0 3.7 2.9 0.0 2.6 2.5 0.2 1.1 6.5 2.0 0.1 - 3.4 0.0 -
IntelliPharma Intl J IPCI 31,524,160 7.1 54.6 0.5 0.4 2.0 0.7 12.6 - 0.1 16.0 0.4 0.0 0.1 4.6 0.1 0.1 0.2 0.3 - - 0.4 - -
Int'l Tower Hill J ITH 37,132,333 7.6 68.1 0.8 0.1 1.3 0.8 3.4 - 0.1 2.7 9.0 0.0 0.2 5.0 0.0 0.2 0.2 0.5 - - 0.2 - -
Just Energy Group JE 81,091,475 42.7 10.7 6.8 0.7 2.7 11.4 2.3 0.0 0.0 2.0 0.1 6.4 3.3 0.9 0.1 0.7 2.5 2.6 0.0 - 3.9 0.1 -
Kinross Gold Corp. K 1,404,317,660 18.0 19.7 2.4 2.2 11.5 7.4 3.3 0.0 0.0 3.1 0.1 21.4 1.5 3.7 0.2 0.3 1.3 2.2 0.0 - 1.6 0.0 -
Klondex Mines Ltd. J KDX 366,870,755 21.2 13.5 2.6 1.5 10.6 9.5 3.2 0.3 - 4.3 13.5 0.0 2.6 8.6 0.3 0.4 2.3 1.6 0.0 - 3.8 0.0 -
Kingsway Financial KFS 2,459,141 1.1 20.0 0.2 5.6 9.7 0.2 16.5 - - 6.3 2.5 24.2 - 13.3 - 0.0 0.5 0.0 - - - - -
Kelso Technologies KLS 4,412,143 40.9 21.2 5.2 0.0 1.4 2.4 2.2 - - 1.9 10.6 0.1 0.2 6.7 0.0 0.6 2.4 0.7 - - 3.5 - -
MAG Silver Corp. J MAG 56,146,412 31.2 9.2 1.4 2.0 8.6 8.2 4.0 - 0.0 4.6 18.3 0.0 1.5 6.0 0.2 0.6 1.6 1.5 0.0 - 0.9 0.0 -
Manulife Financial MFC 846,662,082 36.8 5.1 5.3 0.8 5.1 14.3 1.5 0.3 0.0 3.1 0.0 8.2 3.3 2.6 0.3 1.0 3.3 3.2 0.0 - 5.5 0.1 -
Magna Int'l Inc. MG 242,232,774 35.7 13.1 2.4 1.9 8.4 7.7 2.7 - 0.0 6.0 0.1 10.3 2.1 3.6 0.1 0.2 2.9 1.1 0.0 - 1.5 0.0 -
Mitel Networks Corp. MNW 190,158,215 11.5 37.6 0.3 2.7 12.3 3.9 6.0 - 0.0 16.1 0.2 0.1 0.6 6.1 0.6 0.1 0.6 0.3 0.0 - 1.0 0.0 -
Mountain Province J MPVD 32,810,160 54.3 8.5 0.4 1.1 1.7 16.4 1.8 0.1 - 1.6 0.8 0.0 1.1 1.9 0.2 0.2 2.5 1.1 0.0 - 6.1 0.0 -
Methanex Corporation MX 103,196,411 25.7 16.9 1.5 10.0 10.7 4.3 3.9 - 0.0 14.3 0.3 0.1 1.1 4.6 0.5 0.6 2.3 1.8 0.0 - 1.6 0.0 -
Nthrn Dynasty Min J NDM 250,539,475 13.2 38.7 2.5 0.7 5.2 4.7 6.3 - 0.0 5.7 8.9 0.1 1.9 7.1 0.5 0.1 1.6 1.5 - - 1.3 0.0 -
Neptune Tech & Bio J NEPT 90,962,776 19.0 32.8 0.9 0.9 6.5 3.9 11.4 - 0.0 14.2 0.1 0.0 0.8 4.8 0.3 0.5 0.6 2.1 - - 1.0 0.0 -
NovaGold Resources J NG 197,357,275 7.2 24.8 0.7 2.3 12.5 4.4 5.7 0.0 0.0 5.8 22.3 0.1 1.5 10.5 0.2 0.2 0.4 0.9 - - 0.3 0.0 -
New Gold Inc. NGD 755,371,475 12.8 23.6 2.2 1.3 11.5 7.7 4.5 - 0.0 5.1 11.4 0.1 2.0 12.4 0.4 0.4 1.3 1.6 0.0 - 1.5 0.0 -
N.A. Construction NOA 6,231,949 34.9 28.1 0.3 2.0 5.6 1.7 3.2 - 0.0 3.4 0.4 11.1 0.0 3.1 0.1 0.6 4.2 0.1 - - 1.1 - -
Nevsun Resources J NSU 174,777,194 35.2 12.1 3.7 0.7 5.5 15.6 3.4 0.1 - 2.8 4.2 0.1 3.8 4.9 0.1 0.4 2.6 2.2 0.0 - 2.6 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Neovasc Inc. J NVCN 5,151,281,910 5.9 50.4 0.3 0.7 3.1 0.4 14.5 - 0.0 13.1 0.0 0.0 0.1 4.7 0.0 0.7 2.3 0.3 - - 3.5 0.0 -
Obsidian Energy Ltd OBE 252,650,248 20.8 26.8 5.0 1.1 3.7 7.4 4.9 - 0.0 2.8 0.1 11.7 3.0 3.7 0.1 0.4 3.2 1.8 0.0 - 3.5 0.0 -
Oncolytics Biotech ONC 59,560,282 37.9 37.9 1.6 - - 1.3 - - - - - - 5.7 - - 0.4 1.4 7.0 - - 6.9 - -
Open Text Corp OTEX 128,314,865 36.7 11.0 2.7 2.0 7.6 8.8 3.0 0.1 0.0 13.2 0.1 0.0 2.5 2.8 0.2 0.3 3.5 2.1 0.0 - 3.4 0.0 -
Primero Mining Corp. P 197,495,147 42.4 11.9 0.5 - - 9.1 - - - - - - 7.6 - - 1.8 5.9 2.1 - - 18.6 0.0 -
Pan American Silver PAAS 152,748,928 12.2 20.9 0.9 2.8 14.6 4.0 8.9 - 0.0 25.9 0.3 0.1 0.6 5.7 0.6 0.1 0.5 0.6 0.0 - 1.1 0.0 -
Precision Drill Corp PD 659,671,205 34.8 7.6 3.5 1.0 6.2 15.0 1.9 - 0.0 2.9 0.1 11.4 3.3 3.1 0.1 0.7 2.1 1.8 0.0 - 4.3 0.1 -
N.A. Palladium Ltd. PDL 1,926,652 52.4 37.3 2.7 - - 2.4 - - - - - - 0.8 - - 0.1 2.4 1.0 - - 0.9 0.0 -
Pengrowth Energy PGF 120,288,839 33.8 16.6 2.9 0.7 1.6 6.7 3.4 - 0.0 1.6 0.1 4.4 6.2 1.6 0.0 3.1 4.7 3.9 - - 8.9 - -
Sprott Phy Gld Un US PHYS.U 55,216,280 0.6 46.0 0.6 1.6 9.8 0.1 4.1 - - 6.9 0.3 0.0 - 29.5 0.4 0.0 0.0 0.2 - - 0.0 - -
Polymet Mining J POM 59,544,924 8.4 51.0 0.5 0.2 3.2 1.0 8.7 - 0.0 5.8 11.9 0.0 0.1 7.2 0.2 0.1 0.5 0.2 0.0 - 0.9 - -
Pembina Pipeline PPL 225,918,837 43.3 3.9 3.7 0.7 2.6 14.0 1.3 0.2 0.0 1.5 0.1 10.5 2.5 1.3 0.1 1.3 3.8 2.9 0.0 - 6.3 0.1 -
Sprott Phy Silver US PSLV.U 42,837,085 1.4 45.2 0.8 1.7 7.3 0.3 7.6 - - 4.8 0.5 0.1 - 29.8 0.3 0.0 0.0 0.3 - - 0.0 - -
Platinum Grp Metal J PTM 81,240,863 11.9 43.9 0.7 0.6 3.4 1.2 8.1 - 0.0 5.1 12.6 0.0 0.3 9.5 0.1 0.3 0.8 0.7 - - 0.7 0.0 -
Points Int'l Ltd. J PTS 5,697,249 4.8 41.6 0.2 3.5 5.6 0.2 10.6 - 0.1 26.4 0.2 0.0 0.0 6.0 0.4 0.0 0.3 0.0 - - 0.1 - -
Pretium Resources J PVG 314,898,432 17.2 23.6 1.8 2.0 8.4 6.3 5.3 - 0.3 5.8 0.1 19.6 1.1 3.6 0.2 0.4 1.1 1.0 - - 2.1 0.0 -
Restaurant Brnd Intl QSR 240,843,844 21.0 22.9 1.2 2.8 10.9 4.6 4.6 0.0 0.3 8.6 0.1 12.4 1.5 4.3 0.3 0.2 1.8 1.0 0.0 - 1.4 0.0 -
Quarterhill Inc. QTRH 44,108,861 48.9 9.5 4.2 0.4 2.0 11.5 2.6 0.0 - 4.2 0.1 0.0 3.3 1.5 0.1 0.4 3.7 3.0 0.0 - 4.3 0.1 -
Ritchie Bros Auction RBA 81,691,844 20.5 22.1 1.0 3.1 8.6 5.6 3.3 - 0.0 7.3 0.1 16.8 1.2 4.2 0.2 0.2 1.5 0.7 0.0 - 3.6 0.0 -
Rogers Comm Cl B NV RCI.B 183,537,712 44.7 4.3 3.3 1.0 2.7 15.1 0.8 0.2 0.0 1.9 0.1 5.7 3.0 1.1 0.1 1.3 6.5 2.8 0.1 - 5.1 0.1 -
Rubicon Minerals J RMX 3,044,996 65.1 23.0 2.2 - - 3.6 - - - - - - 0.1 - - 0.6 0.9 3.2 - - 1.3 - -
Royal Bank of Canada RY 337,504,367 59.2 - 5.5 - - 15.6 - 0.2 - - - - 4.3 - - 2.1 4.4 3.5 0.0 - 5.1 0.1 -
Seabridge Gold Inc J SEA 40,736,912 15.8 16.6 0.8 10.4 12.7 3.0 6.0 - 0.0 6.1 0.4 21.9 0.9 3.5 0.2 0.2 0.3 0.6 - - 0.5 0.0 -
Shopify Inc A SV SHOP 200,066,502 15.9 32.7 1.8 1.2 7.2 1.8 7.4 - 0.3 6.3 0.1 15.8 0.6 4.9 0.6 0.1 1.8 1.2 0.0 - 0.5 0.0 -
Shaw Comm Cl B NV SJR.B 237,501,543 41.4 5.2 4.1 0.9 4.1 12.9 2.1 0.1 0.0 2.3 0.1 9.4 3.4 2.3 0.1 0.8 2.8 2.3 0.0 - 5.5 0.1 -
Sun Life Fin Inc. SLF 216,886,380 41.2 2.7 3.9 0.8 3.0 17.1 1.4 0.1 0.0 3.0 0.2 9.7 3.5 1.4 0.1 1.4 4.1 2.7 0.0 - 3.7 0.1 -
SunOpta, Inc. SOY 25,297,924 10.1 27.7 0.4 14.6 15.8 1.5 5.3 - - 17.2 0.3 0.0 0.2 4.4 0.3 0.3 1.0 0.4 0.0 - 0.4 0.0 -
Sprott PhyPlat US Un SPPP.U 4,533,857 0.3 62.4 0.3 0.3 2.2 - 7.9 - - 4.6 0.6 0.0 - 21.1 0.2 - - 0.0 - - 0.0 - -
Sandstorm Gold Ltd. SSL 212,174,097 14.9 19.1 1.0 1.4 13.3 6.6 5.1 - 0.0 4.6 19.4 0.0 1.8 8.9 0.3 0.3 0.8 1.0 0.0 - 1.7 0.0 -
SSR Mining Inc. SSRM 131,642,960 19.6 18.0 1.4 2.7 13.1 5.8 6.5 0.2 0.1 22.7 0.2 0.0 0.9 5.3 0.7 0.2 0.5 0.9 0.0 - 1.0 0.0 -
Student Transport STB 141,446,290 18.7 19.9 3.4 6.4 8.1 9.5 5.8 0.0 0.0 9.0 0.2 0.0 1.8 4.5 1.4 0.7 4.3 2.8 0.0 - 3.5 0.0 -
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
CANADIAN-BASED INTERLISTED ISSUES (VOLUME)
Stantec Inc. STN 42,841,410 55.5 2.5 3.1 0.5 0.8 16.2 0.4 1.1 - 0.4 0.1 1.1 2.8 0.4 0.0 0.5 9.4 1.6 0.0 - 3.6 0.0 -
Suncor Energy Inc. SU 761,873,087 34.5 10.2 3.3 1.2 7.7 12.2 2.5 0.0 0.0 3.7 0.1 9.5 2.2 2.4 0.2 0.6 3.0 1.9 0.0 - 4.8 0.0 -
Silvercorp Metals J SVM 90,042,453 36.0 16.3 4.4 0.6 3.3 9.7 3.8 - 0.0 3.1 7.2 0.0 3.8 3.0 0.1 1.2 1.5 3.9 - - 2.1 0.1 -
Sierra Wireless SW 45,344,706 27.2 28.4 1.0 4.3 8.3 3.2 6.1 0.3 0.0 13.0 0.3 0.0 0.8 2.7 0.3 0.2 1.0 1.7 - - 1.2 0.0 -
TELUS Corporation T 192,345,575 42.0 3.0 4.7 0.7 3.3 14.9 1.1 0.1 0.0 1.9 0.0 6.7 3.2 1.3 0.1 1.2 5.7 3.6 0.0 - 6.4 0.1 -
TransAlta Corp. TA 94,693,645 46.9 1.1 5.2 0.2 0.5 23.7 0.1 0.1 - 0.1 0.0 0.3 2.9 0.2 0.0 1.3 4.8 3.0 0.1 - 9.4 0.1 -
T.D. Bank TD 583,982,606 47.8 4.6 4.9 0.8 3.1 12.0 1.4 0.1 0.0 2.2 0.1 5.9 3.1 1.3 0.1 1.4 4.2 3.3 0.0 - 3.7 0.0 -
Teck Res Cl B SV TECK.B 576,703,416 27.4 14.4 2.4 1.5 8.7 9.4 4.9 0.1 0.0 5.9 0.2 12.7 1.8 3.4 0.3 0.8 1.8 1.4 0.0 - 2.8 0.0 -
TransGlobe Energy J TGL 13,170,276 33.0 29.2 0.5 0.9 4.6 4.3 6.4 0.8 - 8.8 0.2 0.1 0.2 2.7 0.2 0.2 3.9 0.6 0.0 - 3.3 - -
Tahoe Resources J THO 407,533,157 21.0 17.7 1.9 1.9 10.6 7.2 4.4 0.0 0.0 4.4 0.1 19.3 1.5 2.9 0.2 0.3 1.4 1.3 0.0 - 3.8 0.0 -
Taseko Mines Ltd. TKO 141,168,857 18.9 23.8 2.1 1.1 7.2 9.3 4.7 - - 4.6 8.1 0.0 2.1 5.7 0.1 0.3 4.0 1.8 0.0 - 6.0 0.0 -
Trilogy Metals Inc J TMQ 19,669,383 6.1 52.4 0.3 0.5 3.3 0.5 7.3 - 0.0 3.8 16.0 0.0 0.0 9.0 0.2 0.0 0.3 0.1 - - 0.1 - -
Tanzanian Royalty J TNX 29,907,265 12.1 52.0 0.7 0.1 2.2 0.8 6.9 - 0.0 3.3 13.4 0.0 0.1 7.1 0.1 0.3 0.3 0.5 - - 0.2 - -
Thomson Reuters Corp TRI 212,990,961 32.7 10.1 3.5 1.4 7.0 8.9 2.6 0.3 0.0 4.7 0.2 12.6 1.9 2.9 0.2 0.7 3.5 1.4 0.0 - 5.4 0.0 -
Trillium Therpeutc J TRIL 7,276,964 7.8 41.8 0.6 4.1 10.4 0.6 9.8 - 0.0 16.6 0.4 0.0 0.1 5.5 0.5 0.2 0.7 0.4 - - 0.6 - -
TransCan Corporation TRP 423,051,967 40.2 7.8 3.5 1.1 5.4 10.9 1.9 0.2 0.0 2.9 0.1 8.5 2.4 2.1 0.1 1.3 4.4 2.9 0.1 - 4.2 0.0 -
Turquoise Hill Res TRQ 522,894,502 15.7 20.5 2.6 2.0 10.2 9.3 3.6 - 0.0 4.5 0.1 12.4 2.2 4.9 0.8 0.3 0.9 1.4 0.0 - 8.6 0.0 -
Stars Group Inc. J TSGI 123,325,362 48.3 6.6 2.1 2.7 4.8 13.1 2.2 0.0 0.0 4.6 0.3 0.0 1.6 1.5 0.2 4.3 3.7 1.9 0.1 - 2.0 0.0 -
Ur-Energy Inc. J URE 34,947,670 11.4 39.2 1.2 1.6 5.0 0.7 9.7 - 0.0 4.6 9.4 0.0 0.2 15.6 0.1 0.1 0.2 0.5 - - 0.3 - -
Americas Silver J USA 8,331,023 38.7 22.4 0.5 0.2 3.3 9.4 4.2 - - 2.4 8.5 0.0 0.8 4.5 0.1 1.8 0.8 1.4 - - 1.0 - -
VBI Vaccines Inc. J VBV 7,975,751 2.6 41.0 0.1 3.0 3.9 0.3 13.6 - 0.0 30.2 0.2 - 0.0 4.6 0.3 0.0 0.1 0.1 - - 0.0 - -
Vermilion Energy Inc VET 84,408,676 49.5 4.5 1.7 0.9 3.4 10.5 1.2 0.1 0.0 2.1 0.1 5.4 3.5 1.2 0.1 0.5 5.1 3.8 0.0 - 6.4 0.1 -
Vista Gold Corp VGZ 22,119,321 4.4 48.5 0.3 0.8 3.1 0.5 7.9 - 0.0 6.4 20.1 0.0 0.1 7.6 0.1 0.1 0.1 0.1 - - 0.0 - -
Valeant Pharm Int'l VRX 1,117,247,493 11.0 37.8 1.3 1.4 7.2 4.6 8.2 - 1.6 6.6 0.1 14.7 0.3 3.6 0.3 0.0 0.3 0.4 0.0 - 0.5 0.0 -
Waste Connections WCN 116,569,757 24.4 18.0 1.4 2.7 9.3 4.4 3.2 0.0 0.0 7.0 0.1 18.4 1.5 4.0 0.2 0.5 1.9 1.5 0.0 - 1.3 0.0 -
Wheaton Precious Mtl WPM 321,501,555 21.7 15.7 2.2 1.8 12.3 6.8 4.3 0.1 0.0 6.6 0.1 19.8 1.4 3.5 0.3 0.3 1.4 0.9 0.0 - 0.8 0.0 -
Westport Fuel Sys WPRT 73,918,092 10.7 35.2 0.7 2.1 10.5 3.0 12.5 - 0.0 16.8 0.2 0.1 0.7 5.5 0.5 0.1 0.4 0.4 - - 0.6 0.0 -
Wstrn Copper & Gld J WRN 11,671,382 35.3 29.7 0.9 0.1 2.1 4.4 4.2 - 0.2 2.5 10.6 0.0 0.7 6.0 0.0 0.4 0.7 1.5 - - 0.7 - -
Yamana Gold Inc. YRI 1,547,435,004 14.2 27.4 2.5 1.8 11.1 6.0 4.3 - 0.0 4.0 0.1 19.3 1.1 3.6 0.3 0.3 1.4 1.4 0.0 - 1.2 0.0 -
Zymeworks Inc. ZYME 2,811,276 10.4 49.2 0.6 0.8 3.5 0.6 7.0 - 0.0 4.7 0.6 16.2 0.1 4.3 0.0 0.2 1.3 0.3 - - 0.3 0.0 -
40,474,601,892 24.9 21.3 2.5 1.4 7.1 8.1 5.0 0.1 0.1 5.4 1.1 9.1 1.8 3.6 0.2 0.7 2.4 1.7 0.0 - 3.3 0.0 - TOTAL CDN_BASED
Interlisted Trading Data Report
SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER
ALL MARKETS AS A % OF TRADED VOLUME
REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018
UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VOLUME)
Golden Minerals J AUMN 12,740,466 4.6 49.8 1.3 0.9 3.0 0.5 6.6 - 0.0 7.0 16.8 0.0 0.2 8.7 0.1 0.1 0.1 0.2 - - 0.0 - -
Brookfield Bus LP Un BBU.UN 14,432,202 51.0 8.4 2.0 0.5 2.9 8.4 3.2 0.7 - 2.4 0.2 6.5 1.3 2.9 0.1 1.2 3.5 2.6 0.0 - 2.3 0.1 -
BioAmber Inc. J BIOA 194,552,662 19.1 61.0 1.7 0.1 0.3 1.7 1.7 - - 1.6 0.0 2.4 0.3 1.0 0.0 0.7 4.5 0.8 - - 2.9 0.1 -
Brookfield Infras Un BIP.UN 60,160,830 28.7 17.9 1.6 1.7 5.5 9.5 3.8 0.1 0.0 3.5 0.1 9.3 2.8 2.1 0.2 0.9 4.2 4.1 0.0 - 3.7 0.0 -
Brookfld Ppty LP Un BPY.UN 62,822,491 24.4 15.3 1.8 1.7 8.2 9.9 5.1 0.0 1.4 10.9 0.1 0.0 3.2 2.9 0.2 0.6 3.9 1.6 0.0 - 8.7 0.0 -
Caledonia Mining Plc CAL 1,463,211 32.8 25.6 0.6 0.2 1.0 0.4 5.4 - 0.0 4.5 19.2 0.2 0.1 7.6 - 0.0 1.9 0.1 - - 0.6 - -
CNOOC Limited ADRs CNU 12,983,379 0.0 27.5 0.0 3.5 8.2 0.0 10.2 - 0.3 7.8 0.3 27.8 - 13.7 0.7 0.0 0.0 0.0 - - 0.0 0.0 -
General Moly, Inc. GMO 15,985,589 0.6 54.1 0.1 0.1 2.6 0.1 8.6 - 0.6 3.7 20.9 0.0 0.0 8.5 0.1 0.0 0.0 0.0 - - - - -
Gran Tierra Energy J GTE 280,446,433 22.9 15.9 2.1 1.5 12.0 11.2 4.5 - 0.0 4.9 5.2 0.0 2.4 8.7 0.3 0.5 1.7 1.8 0.0 - 4.3 0.0 -
Gazit-Globe Ltd. Ord GZT 635,950 6.0 37.6 0.0 2.8 4.6 0.0 11.6 - - 3.6 1.9 23.6 - 8.0 0.3 - 0.2 0.0 - - - - -
Mercer Int'l Inc. US MERC.U 2,381 95.8 - 4.2 - - - - - - - - - - - - - - - - - - - -
McEwen Mining Inc. J MUX 288,992,012 8.6 25.7 1.0 3.5 13.0 3.2 5.5 - 0.0 5.3 0.1 25.6 1.4 4.4 0.3 0.1 0.3 1.2 - - 0.7 0.0 -
Nexa Resources S.A. NEXA 22,124,948 0.3 50.1 0.0 3.2 5.2 0.1 4.9 - 0.0 6.9 0.2 23.7 0.0 4.2 0.5 0.5 0.0 0.1 0.0 - 0.0 0.0 -
CounterPath Corp. J PATH 9,699,094 4.9 53.5 0.5 1.0 2.4 0.4 13.1 - 0.0 18.3 0.2 0.0 0.0 3.8 0.4 0.0 1.1 0.1 - - 0.2 - -
Pattern Energy Grp A PEGI 88,544,194 1.3 35.1 0.2 5.5 10.2 0.2 7.5 - 0.0 34.1 0.2 0.1 0.0 4.7 0.8 0.0 0.1 0.0 - - 0.0 - -
Pershing Gold Corp J PGLC 7,776,410 1.1 55.4 0.0 1.1 4.3 0.1 9.0 - 0.0 20.7 0.3 0.0 0.0 7.7 0.2 0.0 0.0 0.0 - - - - -
CPI Card Group Inc. PMTS 4,653,321 3.3 56.5 0.1 2.1 4.9 0.4 7.4 - 0.0 19.9 0.3 0.0 0.0 4.3 0.1 0.1 0.2 0.1 - - 0.2 - -
Resolute Forest Prod RFP 33,771,715 4.0 40.1 0.4 8.8 12.6 0.4 6.2 - 0.0 4.9 0.4 17.6 0.0 4.1 0.2 0.1 0.1 0.1 0.0 - 0.1 - -
Solitario Zinc J SLR 11,794,956 7.1 45.6 0.2 0.1 2.8 0.6 4.5 - 0.2 4.8 24.6 0.1 0.1 8.9 0.1 0.1 0.1 0.1 - - 0.0 0.0 -
Silver Bull Res J SVB 83,009,675 50.6 41.0 3.9 - - 0.9 - - - - - - 0.2 - - 0.3 0.1 0.5 - - 2.4 - -
Tucows Inc. TC 9,724,718 2.7 20.2 0.5 10.6 14.6 0.2 7.5 - 0.0 33.0 0.6 0.0 0.0 8.0 1.5 0.0 0.4 0.1 - - 0.1 - -
TearLab Corp. J TLB 1,127,613 99.6 - 0.4 - - - - - - - - - - - - - - - - - - - -
TransAtlantic Pete J TNP 13,712,736 8.1 48.4 0.5 0.4 2.7 1.1 6.0 - 0.0 4.6 16.5 0.0 0.0 9.3 0.1 0.1 1.5 0.2 - - 0.3 - -
Domtar Corporation UFS 74,714,227 7.7 20.3 0.3 3.7 10.1 1.0 4.2 - 0.8 11.4 0.2 34.2 0.4 4.4 0.3 0.1 0.3 0.3 0.0 - 0.1 0.0 -
1,305,871,213 17.0 31.4 1.4 2.3 8.2 4.5 4.5 0.0 0.1 7.2 2.0 9.6 1.2 4.7 0.3 0.3 1.6 1.1 0.0 - 2.3 0.0 - TOTAL US_BASED
41,780,473,105 24.7 21.6 2.5 1.4 7.2 8.0 5.0 0.1 0.1 5.5 1.1 9.1 1.8 3.6 0.2 0.7 2.3 1.7 0.0 - 3.3 0.0 - TOTAL U.S. & CDN BASED
Interlisted Trading Data Report
SUMMARY OF VOLUME AND VALUE OF CANADIAN-BASED, U.S.-BASED AND FOREIGN-BASED
INTERLISTED SECURITIES FOR THE YEAR TO
-- VALUE OF TRADING -- -- VOLUME OF TRADING --
EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL
April 30, 2018
TSX 288,589,941,250 2,370,021,334 10,097,757,766 221,707,495 TSX 290,959,962,584 10,319,465,261
ADF 82,461,177,262 3,342,237,600 8,634,613,755 409,464,264 ADF 85,803,414,862 9,044,078,019
ALP 26,000,665,324 147,654,478 1,024,899,603 18,855,365 ALP 26,148,319,802 1,043,754,968
BOS 9,163,196,400 491,332,414 553,045,207 30,161,768 BOS 9,654,528,814 583,206,975
BTS 43,841,792,810 1,258,063,296 2,891,201,679 107,540,394 BTS 45,099,856,107 2,998,742,073
CHX 82,256,623,570 706,531,577 3,295,018,702 59,388,886 CHX 82,963,155,148 3,354,407,588
EDG 19,904,199,631 814,424,395 2,039,701,266 58,995,365 EDG 20,718,624,027 2,098,696,631
LQI 664,502,085 8,473,567 21,012,200 183,800 LQI 672,975,652 21,196,000
MID 782,663,633 52,311,237 44,611,886 1,675,649 MID 834,974,870 46,287,535
NAS 28,230,266,505 1,663,489,093 2,193,009,649 94,609,483 NAS 29,893,755,599 2,287,619,132
NYAM 1,804,999,012 75,653,564 425,356,752 26,558,875 NYAM 1,880,652,577 451,915,627
NYSE 63,262,714,737 2,307,860,106 3,683,355,970 125,856,317 NYSE 65,570,574,843 3,809,212,287
OMG 18,785,787,449 202,162,296 746,896,691 15,664,300 OMG 18,987,949,745 762,560,991
PAC 18,017,456,292 781,502,758 1,462,029,234 61,100,299 PAC 18,798,959,050 1,523,129,533
PHX 1,237,508,463 60,502,465 73,695,084 3,401,872 PHX 1,298,010,928 77,096,956
PUR 7,617,524,821 60,345,113 285,258,868 4,515,581 PUR 7,677,869,934 289,774,449
TCT 25,347,492,667 263,248,066 953,366,134 20,974,225 TCT 25,610,740,733 974,340,359
XCX2 18,397,132,657 216,886,204 688,904,424 14,693,289 XCX2 18,614,018,861 703,597,713
XICX 145,987,036 203,218 3,343,200 5,500 XICX 146,190,254 3,348,700
NEOL 0 0 0 0 NEOL 0 0
NEON 27,317,726,370 326,876,419 1,343,957,822 30,140,286 NEON 27,644,602,789 1,374,098,108
LYNX 319,164,160 2,301,909 13,566,000 378,200 LYNX 321,466,069 13,944,200
OTHER 0 0 0 0 OTHER 0 0
Interlisted Trading Data Report
764,148,522,137 15,152,081,111 779,300,603,248 TOTAL ALL EXCHANGES TOTAL ALL EXCHANGES 40,474,601,892 1,305,871,213 41,780,473,105
Exchange Traded Funds
Monthly Exchange Traded Funds TradingApril, 2018
ETF Name Symbol Volume Value $ Trades
iShares S&P/TSX 60 Index ETF Units XIU 63,991,564 1,458,892,325 53,866
BetaPro Crude Oil -2x Daily Bear ETF HOD 38,905,681 218,668,670 22,112
iShares S&P/TSX Capped Energy Index ETF Units XEG 34,670,463 419,674,583 33,868
BetaPro Natural Gas 2x Daily Bull ETF HNU 30,951,284 112,652,741 17,610
BetaPro Crude Oil 2x Daily Bull ETF HOU 30,826,155 304,655,391 25,845
BetaPro S&P 500 VIX Short-Term Futures™ 2x Daily Bull ETF HVU 13,716,533 423,477,483 86,998
BetaPro S&P 500® -2x Daily Bear ETF HSD 12,339,023 55,215,722 4,120
Horizons S&P/TSX 60 Index ETF Units HXT 11,870,445 377,490,475 19,522
iShares Core S&P 500 Index ETF (CAD-Hedged) Units XSP 10,629,409 317,946,997 34,709
BMO Equal Weight Banks Index ETF CAD Units ZEB 9,804,502 276,952,266 13,644
Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ 9,245,868 148,188,701 26,933
BetaPro Canadian Gold Miners 2x Daily Bull ETF HGU 8,703,015 97,679,154 16,547
iShares Core S&P/TSX Capped Composite Index ETF Units XIC 8,166,937 199,602,621 23,119
BetaPro Natural Gas -2x Daily Bear ETF HND 7,747,954 114,547,648 14,507
iShares S&P/TSX Global Gold Index ETF Units XGD 6,387,551 75,447,788 13,520
iShares S&P/TSX Capped Financials Index ETF Units XFN 5,732,917 209,084,056 9,695
BetaPro Canadian Gold Miners -2x Daily Bear ETF HGD 5,207,141 51,465,058 9,103
BetaPro S&P 500 VIX Short-Term Futures™ Daily Inverse ETF HVI 4,905,100 10,103,780 3,850
BMO Equal Weight Oil & Gas Index ETF CAD Units ZEO 3,664,204 37,435,702 6,976
BMO Nasdaq 100 Equity Hedged to CAD Index ETF Units ZQQ 3,384,254 168,005,613 13,168
BetaPro S&P/TSX 60™ -2x Daily Bear ETF HXD 3,240,137 20,527,347 3,050
Horizons U.S. Dollar Currency ETF Class A Units DLR 2,809,847 35,648,588 2,400
BetaPro NASDAQ-100® -2x Daily Bear ETF HQD 2,517,173 20,840,546 1,555
iShares Canadian Financial Monthly Income ETF Units FIE 2,510,065 18,260,359 3,360
iShares S&P/TSX Capped REIT Index ETF Units XRE 2,430,666 40,283,226 6,158
BetaPro S&P/TSX 60™ 2x Daily Bull ETF HXU 2,173,786 70,860,598 4,334
BMO Laddered Preferred Share Index ETF CAD Units ZPR 2,150,918 24,844,935 3,031
BetaPro NASDAQ-100® 2x Daily Bull ETF HQU 1,926,014 110,226,770 7,954
BMO Covered Call Canadian Banks ETF Units ZWB 1,924,127 35,618,382 5,013
BetaPro S&P 500® 2x Daily Bull ETF HSU 1,891,820 93,578,407 8,523
BMO S&P 500 Index ETF CAD Units ZSP 1,857,122 68,594,475 5,938
BMO Equal Weight US Banks Hedged to CAD ETF Units ZUB 1,743,104 51,911,750 6,985
BMO Dow Jones Industrial Average Hedged to CAD Units ZDJ 1,723,200 70,078,713 4,554
Vanguard S&P 500 Index ETF Units VFV 1,485,995 88,757,244 7,162
BMO Covered Call Utilities ETF Units ZWU 1,450,323 18,053,831 4,330
BMO Aggregate Bond Index ETF Units ZAG 1,438,614 22,025,492 4,605
BetaPro Silver 2x Daily Bull ETF HZU 1,395,189 19,609,147 1,762
Horizons Active Preferred Share ETF Cl E Units HPR 1,346,463 12,835,059 2,472
Vanguard Growth ETF Portfolio Redeemable, transferable units VGRO 1,312,145 31,780,157 4,789
Horizons U.S. Dollar Currency ETF Class A Units USF DLR.U 1,267,819 12,632,654 792
iShares MSCI World Index ETF XWD 1,212,850 58,545,273 3,614
iShares S&P/TSX Cdn Preferred Share Index ETF Units CPD 1,201,295 16,910,716 4,114
iShares Canadian Select Divdiend Index ETF Units XDV 1,166,638 28,404,406 2,678
BMO Equal Weight US Banks Index ETF Canadian ZBK 1,144,780 31,010,941 4,412
iShares Core S&P 500 Index ETF Units XUS 1,104,279 46,465,720 4,259
Vanguard FTSE Canada All Cap Index ETF Units VCN 1,060,192 33,022,394 9,606
PIMCO Monthly Income Fund (Canada) ETF Series units PMIF 993,816 19,651,338 1,090
iShares Canadian Corporate Bond Index ETF Units XCB 992,773 20,714,817 1,900
Vanguard FTSE Emerging Markets All Cap Index ETF Units VEE 991,177 35,180,095 4,367
BMO Equal Weight US Health Care Hedged to CAD ETF Units ZUH 977,128 47,811,646 3,064
iShares Core MSCI All Country World ex Canada Index ETF Units XAW 948,217 23,807,791 5,699
Vanguard Canadian Aggregate Bond Index ETF Units VAB 879,248 21,854,477 4,346
iShares NASDAQ 100 Index ETF (CAD-Hedged) Un XQQ 843,052 45,103,471 5,442
BMO S&P/TSX Capped Composite Index ETF Units ZCN 823,917 17,136,912 2,155
TSX eREVIEW APRIL 2018 CHAPTER 6 29
BMO Europe High Dividend Covered Call Hedged to CAD ETF CAD Units ZWE 799,444 16,852,037 2,765
Vanguard U.S. Total Market Index ETF Units VUN 790,786 37,219,351 5,184
iShares Core MSCI EAFE IMI Index ETF Units XEF 778,792 24,302,404 5,106
iShares Floating Rate Index ETF Units XFR 776,494 15,647,249 607
iShares Core Canadian Universe Bond Index ETF Units XBB 771,972 23,537,024 2,408
Vanguard FTSE Canadian High Dividend Yield Index ETF Units VDY 760,797 24,548,504 2,444
iShares Core Canadian Short Term Bond Index ETF Units XSB 759,313 20,684,950 1,686
iShares Diversified Monthly Income ETF Units XTR 754,378 8,323,626 1,191
Vanguard S&P 500 Index ETF (CAD-Hedged) Units VSP 750,935 34,912,016 3,532
BetaPro S&P/TSX 60™ Daily Inverse ETF HIX 744,939 4,826,160 1,041
iShares Core Canadian Short Term Corporate + Maple Bond Index ETF Un XSH 742,393 14,103,422 752
iShares 1-5 Year Laddered Corporate Bond Index ETF Units CBO 733,359 13,460,274 1,519
Healthcare Leaders Income ETF Class A Units HHL 733,036 5,883,956 1,444
First Asset Investment Grade Bond ETF Units FIG 704,699 7,658,202 591
First Asset Tech Giants Covered Call ETF Units TXF 697,295 11,703,594 1,390
Vanguard FTSE Developed All Cap Ex U.S. Index ETF (CAD-Hedged) VEF 679,048 27,114,142 1,025
Brand Leaders Plus Income ETF Class A Units HBF 645,963 5,902,416 571
First Asset Enhanced Short Duration Bond ETF Common Units FSB 633,219 6,277,103 464
Vanguard Canadian Short-Term Bond Index ETF Units VSB 613,542 14,503,674 1,275
BMO Short Corporate Bond Index ETF Units ZCS 588,468 8,247,337 1,005
BetaPro Silver -2x Daily Bear ETF HZD 588,113 3,584,784 408
Vanguard Balanced ETF Portfolio Redeemable, transferable units VBAL 585,370 14,295,091 1,626
BetaPro S&P/TSX Capped Energy™ 2x Daily Bull ETF HEU 569,810 5,418,490 923
Horizons Active Floating Rate Bond ETF Cl E Units HFR 569,546 5,717,740 598
iShares S&P/TSX Composite High Dividend Index ETF Units XEI 564,450 11,541,296 1,398
iShares Core S&P U.S. Total Market Index ETF Units XUU 554,182 14,453,835 2,491
BMO Low Volatility Canadian Equity ETF Units ZLB 553,004 16,278,709 2,720
iShares Core MSCI Emerging Markets IMI Index ETF Units XEC 550,423 15,625,422 4,024
iShares MSCI EAFE Index ETF (CAD-Hedged) Units XIN 546,116 14,091,159 2,546
iShares Gold Bullion ETF Hedged Units CGL 522,708 6,007,002 1,278
iShares S&P/TSX Canadian Div Aristocrats Index ETF Units CDZ 512,060 12,841,557 2,421
BetaPro S&P/TSX Capped Energy™ -2x Daily Bear ETF HED 507,755 4,219,341 764
Mackenzie Floating Rate Income ETF Series E Units MFT 486,129 10,462,483 651
BMO MSCI Emerging Markets Index ETF Units ZEM 480,985 10,181,603 1,184
BMO Canadian Dividend ETF Units ZDV 479,235 7,857,394 1,361
iShres U.S. Small Cap Index ETF (CAD-Hedged) Units XSU 472,098 15,314,027 2,430
BMO S&P 500 Index ETF USD Units ZSP.U 462,393 13,252,809 425
BMO Floating Rate High Yield ETF CAD Units ZFH 461,489 7,038,177 341
Energy Leaders Plus Income ETF Class A Units HPF 450,935 2,383,778 374
PowerShares QQQ Index ETF Canadian-dollar-denominated hedged units QQC.F 438,136 24,763,139 1,913
Vanguard FTSE Developed All Cap ex North America Index ETF Units VIU 432,606 12,469,919 1,825
Vanguard FTSE Global All Cap ex Canada Index ETF Units VXC 428,233 15,354,492 3,182
Vanguard U.S. Total Market Index ETF (CAD-Hedged) Units VUS 426,603 22,371,948 1,983
BMO Discount Bond Index ETF CAD Units ZDB 421,447 6,552,181 437
BMO Canadian High Dividend Covered Call ETF CAD Units ZWC 407,830 7,740,348 1,202
iShares Gold Bullion ETF Non Hedged Units CGL.C 396,188 5,915,859 452
BMO US High Dividend Covered Call ETF CAD Units ZWH 389,569 7,693,893 1,739
iShares 1-5 Year Laddered Government Bond Index ETF Units CLF 387,400 6,901,147 718
iShares High Quality Canadian Bond Index ETF Common Units XQB 378,557 7,653,545 614
iShares U.S. High Yield Bond Index Fund (CAD-Hedged) ETF Units XHY 375,502 7,226,377 1,148
BetaPro S&P 500 VIX Short-Term Futures™ ETF HUV 363,617 2,980,187 1,389
Horizons Enhanced Income Equity ETF E Units HEX 354,435 2,347,134 103
PowerShares Canadian Dividend Index ETF Units PDC 354,191 9,211,359 1,023
iShares Conservative Short Term Strategic Fixed Income ETF Units XSC 351,348 6,894,994 248
BMO High Yield US Corp Bond Hedged to CAD Index ETF Units ZHY 349,136 4,851,199 879
iShares MSCI Europe IMI Index ETF Units XEU 349,133 8,580,211 530
First Asset U.S. Canada Lifeco Income ETF Common Units FLI 349,051 4,333,183 595
Vanguard FTSE Developed Europe All Cap Index ETF Units VE 347,166 10,258,863 759
Royal Canadian Mint-Canadian Gold Reserves Exchange Traded Receipts MNT 342,904 6,146,299 492
Vanguard Canadian Short-Term Corporate Bond Index ETF Units VSC 339,049 8,145,367 1,089
BMO Equal Weight REITS Index ETF Units ZRE 338,872 7,083,568 1,500
BMO MSCI EAFE Index ETF CAD Units ZEA 337,745 6,374,744 960
30 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
Dynamic iShares Active Global Dividend ETF Units DXG 328,638 8,353,918 524
Horizons Active Corporate Bond ETF Cl E Units HAB 327,978 3,484,606 597
BMO MSCI EAFE Hedged to CAD Index ETF Units ZDM 325,671 6,886,965 1,027
PowerShares 1-5 Year Laddered Investment Grade Corp Bond Units PSB 322,916 5,806,539 769
iShares Equal Weight Banc & Lifeco ETF Units CEW 322,024 3,989,609 494
BMO Mid Corporate Bond Index ETF Units ZCM 319,862 5,082,888 762
BMO S&P 500 Hedged to CAD Index ETF Units ZUE 316,974 12,589,570 1,011
RBC Canadian Preferred Share ETF CAD Units RPF 314,029 7,467,758 587
Evolve Active Canadian Preferred Share ETF Unhedged Units DIVS 306,712 6,360,089 268
BMO International Dividend ETF CAD Units ZDI 305,940 6,769,536 896
Horizons Active Global Dividend ETF Cl E Units HAZ 304,313 6,200,381 406
BMO Mid Provincial Bond Index ETF CAD Units ZMP 302,899 4,427,869 415
Dynamic iShares Active Preferred Shares ETF Units DXP 302,731 6,618,487 860
BMO MSCI Europe High Quality Hedged to CAD Index ETF Units ZEQ 298,889 5,745,089 810
iShares S&P/TSX Global Base Metals Index ETF Units XBM 298,823 4,281,310 565
BMO Junior Gold Index ETF Units ZJG 290,647 2,614,498 916
Blockchain Technologies ETF Class A units HBLK 288,484 2,580,300 1,042
Vanguard FTSE Canada Index ETF Units VCE 278,399 9,044,172 1,474
iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) Units XFH 269,605 6,160,877 344
Desjardins Emerging Markets Multifactor-Controlled Volatility ETF Units DFE 265,423 5,211,805 20
iShares Core Canadian Long Term Bond Index ETF Units XLB 260,052 6,096,123 533
iShares S&P/TSX Capped Materials Index ETF Units XMA 256,395 3,351,516 613
BMO Mid Term US IG Corporate Bond Hedged to CAD Index ETF Units ZMU 247,951 3,558,614 419
BMO Low Volatility US Equity ETF CAD Units ZLU 247,834 7,498,913 1,365
BetaPro Gold Bullion 2x Daily Bull ETF HBU 245,745 2,150,821 196
BMO Covered Call Dow Jones Industrial
Average Hedged to CAD ETF Units ZWA 238,156 5,344,896 904
iShares Conservative Strategic Fixed Income ETF Units XSE 236,953 4,682,885 437
First Asset Canadian REIT ETF Common Units RIT 236,193 3,767,240 535
BMO Equal Weight Industrials Index ETF CAD Units ZIN 236,099 6,410,393 124
Vanguard FTSE Developed Asia Pacific All Cap Index ETF Units VA 232,701 8,220,814 515
Horizons S&P 500 Index ETF Cl A Units HXS 232,432 14,715,104 1,650
Mackenzie Unconstrained Bond ETF Series E Units MUB 230,956 4,814,533 531
iShares MSCI Europe IMI Index (CAD-Hedged) ETF Units XEH 226,579 5,552,267 417
iShares S&P/TSX Capped Information Technology Index ETF Units XIT 225,935 3,907,754 759
BMO China Equity Index ETF Units ZCH 223,321 5,860,248 895
BMO US Dividend ETF CAD Units ZDY 220,255 6,513,010 1,102
Mackenzie Core Plus Global Fixed Income ETF Series E Units MGB 219,125 4,311,590 188
First Asset CanBanc Income Class ETF CIC 219,050 2,532,866 262
BMO Equal Weight Utilities Index ETF Units ZUT 214,228 3,505,075 431
iShares Silver Bullion Fund ETF Hedged Common Units SVR 208,637 1,893,174 349
Horizons Enhanced Income International Equity ETF E Units HEJ 208,619 1,364,857 310
Mackenzie Maximum Diversification All World Developed
ex North America Index ETF Series E Units MXU 207,981 4,777,698 237
BetaPro S&P 500® Daily Inverse ETF HIU 206,963 5,899,619 252
Tech Achievers Growth & Income ETF Class A Units HTA 202,337 2,039,671 372
RBC Quant EAFE Dividend Leaders ETF CAD Units RID 202,222 4,918,327 471
Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF HUF.U 200,457 2,031,565 78
iShares Core MSCI Global Quality Dividend Index ETF Units XDG 195,992 3,803,912 271
iShares Canadain Government Bond Index ETF Units XGB 194,346 4,109,229 444
Horizons Gold Yield ETF Cl E Units HGY 192,581 977,480 156
Royal Canadian Mint-Cdn Silver Reserves ETR MNS 190,158 2,402,271 212
Canadian Crude Oil Index ETF Class A Units CCX 189,117 2,044,737 183
RBC Quant European Dividend Leaders (CAD-Hedged) ETF Units RPDH 182,822 4,153,919 280
First Asset Morningstar Canada Momentum Index ETF Units WXM 182,643 3,120,975 305
Purpose High Interest Savings ETF Units PSA 177,509 8,879,418 430
Energy Leaders Plus Income ETF Class U Units USF HPF.U 175,816 988,213 51
BMO Long Corporate Bond Index ETF Units ZLC 175,465 3,191,133 517
Horizons Robotics and Automation Index ETF Class A Units ROBO 175,205 4,232,627 801
iShares S&P/TSX Capped Utilities Index ETF Units XUT 174,915 3,723,121 446
Brand Leaders Plus Income ETF Class U Units USF HBF.U 174,522 1,653,460 81
BMO International Dividend Hedged to CAD ETF CAD Units ZDH 174,038 3,852,919 368
TSX eREVIEW APRIL 2018 CHAPTER 6 31
ETF Name Symbol Volume Value $ Trades
Purpose Core Dividend Fund ETF Units PDF 173,400 4,415,221 344
BMO Long Federal Bond Index ETF Units ZFL 173,153 2,953,749 202
Horizons Cdn Select Universe Bond ETF Cl A Units HBB 172,581 7,656,476 249
Horizons Active Global Fixed Income ETF Cl E Units HAF 170,487 1,368,230 145
Purpose Total Return Bond Fund ETF Units PBD 169,033 3,146,441 100
iShares Canadian Real Return Bond Index ETF Units XRB 167,404 4,015,612 646
Horizons Active Floating Rate Preferred Share ETF Cl E Units HFP 166,632 1,611,887 297
iShares S&P US Dividend Growers Index ETF (CAD-Hedged) Units CUD 164,805 6,569,420 824
Hamilton Capital Global Financials Yield ETF Class E units HFY 164,583 2,728,870 308
iShares Premium Money Market ETF Units CMR 164,033 8,204,595 281
American Hotel Income Properties REIT LP USF HOT.U 163,150 1,066,360 374
iShares MSCI Emerging Markets Index ETF Units XEM 162,352 5,476,196 690
BMO US Dividend Hedged to CAD ETF Units ZUD 159,502 3,739,367 431
iShares Canadian HYBrid Corporate Bond Index ETF Units XHB 157,513 3,205,465 452
Vanguard Conservative ETF Portfolio Redeemable, transferable units VCNS 155,067 3,816,965 388
iShares Core MSCI Canadian Quality Dividend Index ETF Units XDIV 154,823 3,081,625 444
BMO Low Volatility Emerging Markets Equity ETF CAD Units ZLE 154,249 3,418,487 72
PowerShares 1-3 Year Laddered Floating Rate Note Index ETF PFL 153,884 3,065,584 101
BMO Mid Federal Bond Index ETF Units ZFM 152,146 2,401,257 288
First Asset Energy Giants Covered Call ETF Units NXF 151,751 1,295,741 150
Mackenzie Maximum Diversification Emerging
Markets Index ETF Series E Units MEE 149,637 3,796,089 205
Lysander-Slater Preferred Share ActivETF PR 148,165 1,543,955 121
First Asset 1-5 Year Laddered Gov Strip Bond Index Common Units BXF 147,528 1,484,037 114
BMO Emerging Markets Bond Hedged to CAD Index ETF Units ZEF 144,545 2,313,840 416
Vanguard U.S. Dividend Appreciation Index ETF Units VGG 142,612 6,237,540 885
Vanguard FTSE Developed All Cap Ex U.S. Index ETF Units VDU 139,189 4,967,991 768
Vanguard U.S. Aggregate Bond Index ETF (CAD-Hedged) Units VBU 139,022 3,379,910 519
BMO Mid Term US IG Corporate Bond Index ETF CAD Units ZIC 135,533 2,390,425 202
Horizons Enhanced Income Energy ETF E Units HEE 131,428 1,499,985 184
iShares S&P/TSX North American
Preferred Stock ETF (CAD-Hedged) Un XPF 131,112 2,361,814 457
WisdomTree Canada Quality Dividend
Growth Index ETF Non-Hedged Units DGRC 130,751 3,416,508 59
Horizons Seasonal Rotation ETF Cl E Units HAC 122,426 2,363,810 348
iShares 1-10 Year Laddered Corporate Bond Index ETF Units CBH 120,614 2,243,451 265
Vanguard U.S. Dividend Appreciation Index (CAD-Hedged) Units VGH 120,102 4,240,568 433
BMO US High Dividend Covered Call ETF USD Units ZWH.U 119,301 2,538,400 450
iShares US High Yield Fixed Income Index ETF
(CAD-Hedged) Common Units CHB 119,239 2,217,734 475
RBC 1-5 Year Laddered Canadian Bond ETF CAD Units RLB 117,630 2,238,890 79
BetaPro S&P/TSX Capped Financials™ 2x Daily Bull ETF HFU 117,333 4,205,136 368
Evolve Marijuana ETF Canadian dollar denominated units SEED 114,661 1,920,922 437
BMO MSCI USA High Quality Index ETF CAD Units ZUQ 113,922 3,605,890 408
RBC 1-5 Year Laddered Corporate Bond ETF CAD Units RBO 112,905 2,132,910 103
BMO Equal Weight Global Base Metals
Hedged to CAD Index ETF CAD Units ZMT 111,177 1,290,282 230
BMO MSCI All Country World High Quality Index ETF CAD Units ZGQ 110,646 3,285,349 245
BMO Global Infrastructure Index ETF Units ZGI 109,846 3,604,813 510
Vanguard FTSE Developed All Cap
ex North America Index ETF (CAD-Hedged) VI 109,240 3,115,438 409
PowerShares Tactical Bond ETF Units PTB 108,442 2,010,868 202
Horizons Active High Yield Bond ETF Class E Units HYI 108,426 1,076,960 323
Harvest Global Resource Leaders ETF Cl A Units HRES 106,300 1,948,467 100
BMO Short-Term US IG Corporate Bond Hedged to CAD Index ETF Units ZSU 106,097 1,531,201 110
iShares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) Units XFF 105,876 2,711,444 235
BMO US Put Write ETF CAD Units ZPW 105,042 1,859,991 489
iShares S&P/TSX SmallCap Index ETF Units XCS 105,001 1,672,187 338
iShares Advantaged Short Duration
High Income ETF(CAD-Hedged) Common Units CSD 104,425 1,859,095 259
BMO Short Provincial Bond Index ETF Units ZPS 99,971 1,332,294 254
Purpose Premium Yield Fund ETF Shares PYF 99,398 1,893,991 176
32 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
First Asset Morningstar US Momentum Index ETF Common Units YXM 97,982 1,436,912 81
First Asset Morningstar Canada Value Index ETF Units FXM 97,631 1,480,216 369
iShares Canadian Growth Index Index ETF Units XCG 94,447 2,784,837 125
Tech Leaders Income ETF Units TLF 94,337 1,098,259 163
Horizons Crude Oil ETF HUC 92,965 1,260,134 247
First Asset Enhanced Short Duration Bond ETF US$ Common Units FSB.U 92,332 918,820 40
BMO Long Provincial Bond Index ETF CAD Units ZPL 91,881 1,430,229 228
RBC Quant EAFE Dividend Leaders (CAD-Hedged) ETF Units RIDH 90,558 2,105,789 223
iShares Edge MSCI Min Vol EAFE Index ETF Units XMI 89,959 3,258,701 452
Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM 89,432 2,963,395 173
First Asset U.S. TrendLeaders Index ETF Redeemable, transferable units SID 88,802 2,024,392 234
RBC Quant European Dividend Leaders ETF CAD Units RPD 88,242 2,088,582 112
Horizons EURO STOXX 50® Index ETF Class A Units HXX 87,670 2,741,230 227
RBC Canadian Bank Yield Index ETF CAD Units RBNK 86,706 1,706,929 232
PowerShares FTSE RAFI Canadian Fundamental Index ETF Units PXC 86,359 2,263,050 147
iShares Short Term High Quality Canadian Bond Index ETF Units XSQ 86,339 1,658,629 115
Purpose Duration Hedged Real Estate Fund ETF Units PHR 84,081 1,541,039 47
Horizons Absolute Return Global Currency ETF Class E Units HARC 83,323 1,724,840 56
BetaPro S&P/TSX Capped Financials™ -2x Daily Bear ETF HFD 83,291 464,420 115
iShares Global Monthly Dividend Index ETF (CAD-Hedged) Units CYH 82,753 1,620,054 407
Evolve Automobile Innovation Index ETF Unhedged Units CARS.B 81,904 1,721,328 99
iShares 1-10 Year Laddered Government Bond Index ETF Units CLG 81,903 1,495,568 155
Mackenzie Maximum Diversification US Index ETF Series E Units MUS 81,711 1,973,465 100
Dynamic iShares Active Tactical Bond ETF Units DXB 81,450 1,620,568 66
Dynamic iShares Active U.S. Dividend ETF Units DXU 81,425 2,041,813 67
Vanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-Hedged) Un VBG 81,374 2,165,335 308
Sphere FTSE Canada Sustainable Yield
Index ETF Unhedged Common Units SHC 80,853 925,343 17
Hamilton Capital Global Bank ETF Class E Units HBG 80,572 1,792,064 283
First Asset Morningstar US Value Index ETF Common Units XXM 79,807 1,010,192 138
iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) Units XHD 79,264 2,174,523 318
iShares Short Term Strategic Fixed Income ETF Units XSI 78,965 1,493,539 128
Mackenzie Maximum Diversification
Developed Europe Index ETF Series E Units MEU 78,767 1,823,030 102
Vanguard FTSE Developed Asia Pacific
All Cap Index ETF (CAD-hedged) Units VAH 78,592 2,430,527 277
First Asset Morningstar International Value Index ETF Common Units VXM 78,304 2,048,223 138
PowerShares S&P/TSX Composite Low Volatility Index ETF Units TLV 77,255 2,110,344 413
BMO Ultra Short-Term Bond ETF Units ZST 77,079 3,968,656 226
iShares S&P/TSX Completion Index ETF Units XMD 75,824 1,878,418 313
Franklin Liberty Risk Managed Canadian Equity ETF Units FLRM 75,780 1,498,642 61
iShares Convertible Bond Index ETF Units CVD 74,473 1,378,915 261
iShares Canadian Value Index ETF Units XCV 74,418 1,934,768 116
BMO Low Volatility International Equity ETF CAD Units ZLI 74,143 1,749,676 85
Franklin LibertyQT Global Dividend Index ETF Units FLGD 73,936 1,439,479 69
Horizons US 7-10 Year Treasury Bond ETF Class A Units HTB 73,902 3,699,235 94
Horizons NASDAQ-100 Index ETF Class A Units HXQ 72,586 3,409,670 199
Horizons Morningstar Hedge Fund Index ETF Cl E Units HHF 71,783 1,021,819 163
iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) Units XMH 71,722 1,331,649 240
Vanguard Global Value Factor ETF VVL 71,456 2,475,822 461
Vanguard FTSE Canadian Capped REIT Index ETF Units VRE 71,361 2,192,592 560
BMO Monthly Income ETF Units ZMI 70,742 1,122,989 226
BMO Equal Weight Global Gold Index ETF CAD Units ZGD 70,711 643,577 166
BMO Government Bond Index ETF CAD Units ZGB 69,565 3,440,320 16
iShares China Index ETF Units XCH 69,114 1,981,745 379
Horizons Enhanced Income Gold Produers ETF E Units HEP 69,024 1,646,262 304
Global Healthcare Income & Growth ETF Units HIG 68,312 584,780 78
PowerShares Fundamental High Yield Corporate Bond Index ETF
Canadian-dollar-denominated hedged unit PFH.F 67,716 1,346,260 167
iShares U.S. IG Corporate Bond Index ETF (CAD Hedged) Units XIG 67,254 1,520,070 180
PIMCO Investment Grade Credit Fund (Canada) ETF Series units IGCF 67,003 1,305,292 76
RBC Quant U.S. Dividend Leaders ETF CAD Units RUD 66,744 2,122,577 197
TSX eREVIEW APRIL 2018 CHAPTER 6 33
ETF Name Symbol Volume Value $ Trades
BMO Junior Oil Index ETF Units ZJO 65,555 875,032 219
AGFiQ Enhanced Core US Equity ETF QUS 65,026 1,790,910 82
Horizons Active Cdn Municipal Bond ETF Class E Units HMP 64,944 631,780 324
BMO India Equity Index ETF Units ZID 64,699 1,525,953 330
BMO Short Federal Bond Index ETF Units ZFS 64,638 911,372 116
iShares Balanced Income CorePortfolio ETF Units CBD 63,328 1,369,993 149
Horizons US 7-10 Year Treasury Bond ETF Class A Units USF HTB.U 62,569 2,482,892 69
iShares Jantzi Social Index ETF Units XEN 62,511 1,510,160 189
TD S&P 500 Index ETF Units TPU 62,384 1,182,530 180
iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) Units XMS 61,523 1,446,419 85
iShares J.P. Morgan USD Emerging Mrkts Bnd Index ETF (CAD-Hedged) XEB 61,515 1,291,342 135
iShares India Index ETF Units XID 61,246 2,133,203 343
RBC Target 2019 Corporate Bond ETF Units RQG 60,943 1,162,246 76
Healthcare Leaders Income ETF Class U Units USF HHL.U 60,334 485,344 53
iShares Global Healthcare Index ETF (CAD-Hedged) Units XHC 59,966 2,603,374 409
iShares Global Real Estate Index ETF Units CGR 59,104 1,589,524 349
Horizons Inovestor Canadian Equity Index ETF Class A Units INOC 58,868 586,249 148
Purpose International Tactical Hedged Equity Fund ETF Shares PHW 58,599 1,183,809 158
WisdomTree Europe Hedged Equity Index ETF Units Hedged Units EHE 56,968 1,424,123 101
Horizons S&P/TSX Capped Energy Index ETF Cl A Units HXE 56,776 1,124,061 94
iShares Core S&P U.S. Total Market Index ETF (CAD-Hedged) Units XUH 55,606 1,391,668 252
Vanguard Canadian Short-Term Government Bond Index
ETF Redeemable, Transferable Units VSG 55,582 1,350,625 23
PowerShares Canadian Preferred Share Index ETF Units PPS 55,454 909,345 99
Horizons Enhanced Income Financials ETF Cl E Units HEF 54,785 473,888 81
Evolve Automobile Innovation Index ETF Hedged Units CARS 54,032 1,080,401 127
PowerShares S&P 500 Low Volatility Index ETF
Canadian dollar-denominated hedged Units ULV.F 53,807 1,954,260 318
First Asset European Bank ETF Common Units FHB 52,829 494,656 84
Vanguard FTSE Developed Europe
All Cap Index ETF (CAD-hedged) Units VEH 52,602 1,522,271 161
First Asset Active Credit ETF CAD$ Common Units FAO 52,571 511,464 103
First Asset Energy Giants Covered Call ETF Unhedged Units NXF.B 51,989 477,583 72
iShares Global Water Index ETF Units CWW 51,450 1,698,256 430
First Asset Morningstar National Bank Quebec Index ETF Units QXM 51,044 990,593 298
iShares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) Units XFA 50,825 1,384,316 82
iShares S&P/TSX Capped Consumer Staples Index ETF Units XST 50,788 2,640,481 313
Purpose International Dividend Fund ETF Units PID 50,732 1,068,656 130
iShares S&P U.S. Mid-Cap Index ETF Units XMC 49,577 913,688 171
iShares Edge MSCI Min Vol Emerging Markets Index ETF Units XMM 49,557 1,415,684 179
AGFiQ Enhanced Core Emerging Markets Equity ETF Units QEM 49,511 1,489,435 79
Evolve Global Healthcare Enhanced Yield ETF Hedged Units LIFE 49,220 912,248 87
Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF (CAD) HUF 48,327 617,753 63
Mackenzie Maximum Diversification
All World Developed Index ETF Series E Units MWD 47,721 1,094,803 73
First Asset Active Utility & Infrastructure ETF Common Units FAI 46,863 460,183 52
BMO Low Volatility International Equity Hedged to CAD ETF Units ZLD 46,755 1,048,957 99
iShares S&P Global Consumer Discretionary Index ETF (CAD-Hedged) XCD 46,697 1,628,709 110
BMO Low Volatility US Equity Hedged to CAD ETF Units ZLH 44,860 1,011,484 125
AGFiQ Enhanced Core International Equity ETF Units QIE 44,832 1,295,529 245
RBC Target 2020 Corporate Bond ETF Units RQH 44,672 891,738 34
iShares U.S. High Dividend Equity Index ETF Units XHU 44,563 995,925 101
iShares Edge MSCI Multifactor Canada Index ETF XFC 44,338 1,083,807 106
Horizons Canadian Midstream Oil & Gas Index ETF Class A Units HOG 44,155 379,584 96
WisdomTree U.S. Quality Dividend Growth Index ETF Non-Hedged Units DGR.B 43,910 1,065,337 67
First Asset Canadian Convertible Bond ETF Common Units CXF 43,329 424,622 125
iShares Global Agriculture Index ETF Units COW 43,046 1,706,498 281
First Asset MSCI World Low Risk Weighted ETF Common Units RWW 42,165 1,161,637 72
First Asset Morningstar US Value Index ETF Unhedged Common Units XXM.B 42,076 678,080 128
Sphere FTSE Europe Sustainable Yield Index ETF Hedged Common Units SHE 42,050 463,936 68
Horizons S&P/TSX 60 Index ETF USF Units HXT.U 41,410 1,043,533 69
iShares Edge MSCI Min Vol USA Index ETF Units XMU 40,830 1,839,426 215
34 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
RBC Quant Emerging Markets Dividend Leaders ETF CAD Units RXD 40,280 880,806 65
First Asset Morningstar International Value Index ETF Unhedged Common VXM.B 40,026 1,165,487 121
Sphere FTSE Emerging Markets Sustainable Yield Index ETF Units SHZ 39,646 442,006 45
Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ.U 39,611 493,415 125
First Asset Can-Materials Covered Call ETF Units MXF 39,386 546,286 186
iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) Units XML 39,096 882,833 115
Horizons Global Risk Parity ETF Class E Units HRA 38,385 395,149 64
BMO US High Dividend Covered Call Hedged to CAD ETF CAD Units ZWS 37,809 746,511 67
Evolve Cyber Security Index ETF Hedged Units CYBR 37,507 908,906 125
First Asset MSCI Europe Low Risk Weighted ETF Common Units RWE 37,088 951,756 74
iShares Edge MSCI Multifactor EAFE Index ETF ETF XFI 37,052 918,732 123
RBC PH&N Short Term Canadian Bond ETF CAD Units RPSB 37,025 733,562 22
BMO Ultra Short-Term Bond ETF Accumulating Units ZST.L 36,488 1,854,937 33
Horizons Silver ETF HUZ 36,020 331,818 168
Purpose Tactical Investment Grade Bond Fund ETF Units BND 34,645 666,429 65
First Asset Short Term Government Bond Index Class ETF Shares FGB 34,460 649,914 18
BMO Real Return Bond Index ETF Units ZRR 34,362 590,662 82
First Asset MSCI Europe Low Risk Weighted ETF Unhedged Common RWE.B 34,183 900,170 27
BMO Global Insurance Hedged to CAD Index ETF CAD Units INSR 33,850 737,787 55
First Asset U.S. Buyback Index ETF Redeemable, Transferable Units FBU 33,478 884,675 121
RBC Quant Canadian Dividend Leaders ETF CAD Units RCD 33,360 669,433 106
BMO US Dividend ETF USD Units ZDY.U 32,257 771,147 63
First Asset Morningstar International Momentum Index ETF Common Un ZXM 32,118 927,429 133
RBC Target 2021 Corporate Bond Index ETF Units RQI 31,720 625,267 26
Vanguard Global Minimum Volatility ETF Units VVO 31,443 935,482 167
iShares Core MSCI US Quality Dividend Index ETF Units XDU 31,270 624,677 130
US Equity Plus Income ETF Cl A Units HUL 31,255 281,115 39
PowerShares S&P International Developed Low Volatility Index ETF Units ILV 30,638 706,578 76
Mackenzie Maximum Diversification Canada Index ETF Series E Units MKC 30,457 669,551 150
Vanguard Global Momentum Factor ETF VMO 30,415 1,003,826 187
iShares Edge MSCI Multifactor USA Index ETF XFS 30,083 790,080 62
WisdomTree U.S. Quality Dividend Growth Index ETF Hedged Units DGR 30,049 745,865 66
BMO MSCI EAFE Value Index ETF CAD Units ZVI 30,020 631,180 26
iShares Edge MSCI Min Vol Canada Index ETF Units XMV 30,014 840,405 102
iShares Global Infrastructure Index ETF Units CIF 29,962 715,928 196
Horizons Gold ETF HUG 29,797 360,839 76
PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USB 29,743 647,097 39
Mackenzie Core Plus Canadian Fixed Income ETF Series E Units MKB 29,685 595,029 70
RBC Quant Global Infrastructure Leaders ETF CAD Units RIG 29,113 561,535 58
TD S&P 500 CAD Hedged Index ETF Units THU 28,434 536,281 104
RBC Quant EAFE Equity Leaders (CAD Hedged) ETF CAD Units RIEH 27,966 583,285 30
Royal Canadian Mint-Cdn Silver Reserves ETR USF MNS.U 27,805 272,710 66
iShares Silver Bullion Fund ETF Non Hedged Common Units SVR.C 27,605 231,542 60
Vanguard Canadian Corporate Bond Index ETF
Redeemable, Transferable Units VCB 27,373 673,236 42
Franklin LibertyQT International Equity Index ETF Units FLDM 27,280 537,940 25
BMO Europe High Dividend Covered Call ETF CAD Units ZWP 27,063 544,885 86
PowerShares Low Volatility Portfolio ETF CAD Units PLV 26,967 584,526 93
iShares Balanced Growth CorePortfolio ETF Units CBN 26,274 548,570 148
First Trust Canadian Capital Strength ETF Common Units FST 26,010 859,833 95
Horizons Cdn High Dividend Index ETF Class A Units HXH 25,857 786,729 40
RBC Quant U.S. Dividend Leaders (CAD-Hedged) ETF Units RUDH 25,856 662,494 60
Vanguard Canadian Long-Term Bond Index
ETF Redeemable, Transferable Units VLB 25,794 655,777 100
BetaPro Gold Bullion -2x Daily Bear ETF HBD 25,767 342,297 70
First Asset Active Credit ETF US$ Common Units FAO.U 25,450 245,622 21
BMO US Put Write Hedged to CAD ETF CAD Units ZPH 25,246 483,841 94
BMO Mid Term US IG Corporate Bond Index ETF USD Units ZIC.U 25,245 355,041 17
First Asset Cambridge Global Dividend ETF Unhedged common units FCW.B 25,100 521,923 16
First Asset Preferred Share ETF Units FPR 24,588 553,933 74
RBC Quant EAFE Equity Leaders ETF CAD Units RIE 24,341 559,179 33
BMO US Preferred Share Index ETF CAD Units ZUP 24,230 578,869 92
TSX eREVIEW APRIL 2018 CHAPTER 6 35
ETF Name Symbol Volume Value $ Trades
Royal Canadian Mint-Canadian Gold
Reservews Exch Traded Receipts USF MNT.U 24,033 334,846 27
RBC Quant Emerging Markets Equity Leaders ETF CAD Units RXE 23,927 643,881 51
RBC Quant EAFE Dividend Leaders ETF USD Units RID.U 23,922 454,149 30
PowerShares Senior Loan Index ETF
Canadian-dollar-denominated hedged units BKL.F 23,846 451,395 81
First Trust Senior Loan ETF (CAD-Hedged) Common Units FSL 23,588 455,295 114
Harvest US Bank Leaders Income ETF Cl A Units HUBL 23,373 431,881 67
BMO Global Consumer Staples Hedged
to CAD Index ETF CAD Units STPL 23,201 448,255 51
TD International Equity Index ETF Units TPE 22,504 405,836 97
First Trust Global Risk Managed Income Index ETF ETP 22,454 422,972 29
Horizons Active Canadian Dividend ETF Cl E Units HAL 22,130 336,745 82
Horizons Canadian Dollar Currency ETF Units CAN 21,515 217,519 97
Horizons Managed Global Opportunities ETF Class E Units HGM 21,465 240,544 34
WisdomTree U.S. Quality Dividend Growth Dynamic
Hedged Index ETF Variably Hedged Units DQD 21,204 512,579 83
Desjardins 1-5 year Laddered Canadian Corporate Bond Index ETF Units DCC 20,954 403,011 8
ONE Global Equity ETF ONEQ 20,852 513,854 65
iShares Edge MSCI Min Vol Global Index ETF Units XMW 20,789 793,294 146
First Asset Core U.S. Equity ETF C$ Common Units CES 20,500 488,803 11
Hamilton Capital U.S. Mid-Cap Financials ETF (USD) Class E Units HFMU.U 20,361 357,502 66
RBC Target 2018 Corporate Bond ETF Units RQF 20,002 378,158 25
First Trust AlphaDEX U.S. Technology Sector Index ETF Units FHQ 19,499 675,453 171
iShares Core MSCI Global Quality
Dividend Index ETF (CAD-Hedged) Units XDGH 19,321 390,844 54
RBC Quant U.S. Equity Leaders (CAD-Hedged) ETF CAD Units RUEH 19,103 458,706 15
Horizons Natural Gas Yield ETF Cl E Units HNY 19,061 203,567 59
Desjardins Canada Multifactor-Controlled Volatility ETF Units DFC 18,928 378,934 94
RBC Quant U.S. Equity Leaders ETF CAD Units RUE 18,584 490,170 45
First Asset MSCI World Low Risk Weighted ETF Unhedged Common RWW.B 18,410 549,726 32
RBC Quant U.S. Equity Leaders ETF USD Units RUE.U 18,400 377,266 20
Horizons China High Dividend Yield Index ETF HCN 18,306 495,018 94
First Asset Morningstar Canada Dividend Target 30 Index ETF Units DXM 18,105 178,732 46
Horizons Active A.I. Global Equity ETF Class A Units MIND 17,796 442,851 138
Desjardins USA Multifactor-Controlled Volatility ETF Units DFU 17,394 361,621 76
BMO Junior Gas Index ETF Units ZJN 17,070 266,101 65
BMO High Yield US Corporate Bond Index ETF CAD Units ZJK 17,030 333,321 27
Silver Bullion Trust C$ ETF Non-Currency Hedged Units SBT.B 16,927 200,298 28
WisdomTree International Quality Dividend Growth Dynamic
Hedged Index ETF Variably Hedged Units DQI 16,820 395,335 28
First Asset Morningstar US Dividend Target 50 Index ETF Units UXM 16,656 244,513 72
Manulife Multifactor Developed International Index ETF Hedged Units MINT 16,639 437,449 81
Dynamic iShares Active Crossover Bond ETF Units DXO 16,616 332,579 18
First Trust AlphaDEX U.S. Energy Sector Index ETF Units FHE 16,351 209,825 42
First Asset Morningstar International Momentum Index ETF Unhedged Un ZXM.B 16,239 516,608 45
Purpose Tactical Hedged Equity Fund ETF Units PHE 16,066 405,031 11
First Asset Tech Giants Covered Call ETF Unhedged Common Units TXF.B 15,830 274,177 86
First Asset Morningstar US Dividend Target 50 Index Unhedged Common UXM.B 15,774 249,823 111
AGFiQ Enhanced Core Canadian Equity ETF Units QCD 15,724 401,590 27
Purpose Tactical Hedged Equity Fund ETF Non Currency Hedged Fund PHE.B 15,700 398,792 59
Bristol Gate Concentrated US Equity ETF CAD Units BGU 15,558 310,251 32
Horizons S&P 500 CAD Hedged Index ETF Class A Units HSH 15,370 966,412 85
First Asset MSCI International Low Risk Weighted ETF Units nc ipo RWX 15,362 308,587 17
Horizons Cdn Insider Index ETF Cl A Units HII 15,265 192,810 66
PowerShares FTSE RAFI US Fundamental ETF
Canadian-dollar-denominated hedged Units PXU.F 13,907 534,125 63
Tech Achievers Growth & Income ETF Class U Units HTA.U 13,754 138,626 13
PowerShares FTSE RAFI Global Small-Mid Fundamental ETF CAD Units PZW 13,737 358,201 49
BMO Global Banks Hedged to CAD Index ETF CAD Units BANK 13,709 285,368 34
Mackenize Ivy Global Equity ETF Series E Units MIVG 13,506 271,610 11
Horizons Global Currency Opportunities ETF Class E Units HGC 13,300 143,993 18
36 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
RBC Quant Canadian Equity Leaders ETF CAD Units RCE 13,000 265,625 8
Horizons Active Floating Rate Senior Loan ETF Cl E Units HSL 12,853 125,294 35
Horizons Enhanced Income US Equity (USD) ETF Common Units HEA 12,719 186,225 38
Purpose Multi Strategy Market Neutral Fund ETF Units PMM 12,648 289,784 88
Franklin LibertyQT U.S. Equity Index ETF Units FLUS 12,618 267,606 17
Mackenzie US Large Cap Equity Index ETF Series E Units QUU 12,472 1,218,864 21
Horizons S&P 500 Index ETF Cl A Units USF HXS.U 12,427 619,557 40
RBC BlueBay Global Diversified Income (CAD Hedged) ETF CAD Units RBDI 12,399 239,814 17
First Asset MSCI USA Low Risk Weighted ETF Unhedged Common RWU.B 12,350 215,359 24
Horizons Natural Gas ETF HUN 12,334 70,113 40
Franklin LibertyQT Emerging Markets Index ETF Units FLEM 12,143 241,866 21
Horizons Active Cdn Bond ETF Cl E Units HAD 12,076 117,982 18
First Asset Morningstar US Momentum Index ETF Unhedged Com Units YXM.B 12,006 227,652 33
First Asset MSCI International Low Risk
Weighted ETF Unhedged units nc ipo RWX.B 11,600 240,460 11
RBC Target 2023 Corporate Bond Index ETF CAD Units RQK 11,494 219,404 17
BMO US Put Write ETF USD Units ZPW.U 11,472 211,979 24
BMO US Preferred Share Index ETF USD Units ZUP.U 11,450 279,976 26
Evolve Blockchain ETF Canadian dollar denominated units LINK 11,398 196,504 50
BMO Shiller Select US Index ETF CAD Units ZEUS 11,199 233,986 78
First Asset investment Grade Bond ETF US$ Common Units FIG.U 11,000 108,560 3
Dynamic iShares Active Canadian Dividend ETF Units DXC 10,963 234,494 34
First Asset Global Financial Sector ETF FSF 10,911 230,036 20
First Trust Canadian Capital Strength ETF Advisor Class Units FST.A 10,812 297,816 23
First Asset Cambridge Core U.S. Equity ETF Units FCY 10,788 257,952 10
First Active Canadian Dividend ETF Common Units FDV 10,705 100,157 18
Desjardins Developed ex-USA ex-Canada
Multifactor-Controlled Volatility ETF DFD 10,651 224,229 72
Horizons S&P/TSX 60 Equal Weight ETF Cl E Units HEW 10,552 146,576 27
Purpose Monthly Income Fund ETF Units PIN 10,480 195,065 25
TD Canadian Aggregate Bond Index ETF Units TDB 10,470 150,625 54
TD S&P/TSX Capped Composite Index ETF Units TTP 10,088 174,335 67
PowerShares FTSE RAFI Global Small-Mid Fundamental ETF USD Units PZW.U 10,056 200,977 23
iShares Core MSCI US Quality Dividend Index ETF (CAD-Hedged) Units XDUH 9,921 209,440 15
Dynamic iShares Active Global Financial Services ETF Units DXF 9,887 222,771 42
Purpose US Cash ETF Units USF PSU.U 9,710 971,274 80
WisdomTree Yield Enhanced Canada Short-Term
Aggregate Bond Index ETF Non-Hedged Units CAGS 9,639 469,487 55
Purpose US Dividend Fund ETF Units PUD 9,622 211,790 23
Bristol Gate Concentrated Canadian Equity ETF CAD Units BGC 9,458 189,469 23
Horizons Enhanced Income US Equity (USD) ETF Cl E Units HEA.U 9,422 108,417 14
RBC Quant Emerging Markets Equity Leaders ETF USD Units RXE.U 9,300 193,516 4
RBC Quant U.S. Dividend Leaders ETF USD Units RUD.U 9,215 230,857 12
iShares S&P Global Industrials Index ETF (CAD-Hedged) Units XGI 9,204 297,098 53
Desjardins Canadian Preferred Share Index ETF Units DCP 9,189 186,425 87
PowerShares S&P/TSX REIT Income Index ETF
Canadian dollar denominated units REIT 9,024 187,352 27
First Asset U.S. Tactical Sector Allocation Index ETF Units FUT 8,646 195,045 18
First Trust Tactical Bond Index ETF Units FTB 8,398 160,690 35
Horizons Active Emerging Markets Dividend ETF Cl Units HAJ 8,381 116,024 46
RBC Short Term U.S. Corporate Bond ETF CAD Units RUSB 8,305 165,324 15
U.S. Global GO GOLD and Precious Metal Miners ETF Units GOGO 8,300 85,851 5
First Asset MSCI Canada Quality Index Class ETF FQC 8,264 190,533 10
Mackenzie Portfolio Completion ETF Series E Units MPCF 8,144 162,617 19
PowerShares FTSE RAFI Global+ Fundamental Index ETF CAD Units PXG 8,110 187,696 14
First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Advisor Units FDE.A 8,100 140,838 4
AGFiQ Global Equity Rotation ETF Units QGL 8,075 226,233 6
Harvest European Leaders Income ETF Class A Units HEUR 7,555 151,195 13
Harvest US Bank Leaders Income ETF Cl U Units HUBL.U 7,300 135,428 5
Horizons Active US Dividend ETF Cl E Units HAU 7,182 83,243 16
First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Comm Units FDE 7,060 121,944 17
Franklin Liberty Canadian Investment Grade Corporate ETF FLCI 6,925 133,465 11
TSX eREVIEW APRIL 2018 CHAPTER 6 37
ETF Name Symbol Volume Value $ Trades
WisdomTree Yield Enhanced Canada Aggregate Bond Index ETF CAGG 6,766 325,489 57
First Asset MSCI USA Low Risk Weighted ETF Common Units RWU 6,539 96,627 20
Evolve Cyber Security Index ETF Unhedged Units CYBR.B 6,510 166,035 24
Purpose Enhanced Dividend Fund ETF Shares PDIV 6,472 66,558 28
First Trust AlphaDEX U.S. Industrials Sector Index ETF Units FHG 6,458 176,379 14
PowerShares S&P Emerging Markets Low Volatility Index ETF Units ELV 6,451 133,997 24
Vanguard Global Liquidity Factor ETF Units VLQ 6,409 207,406 43
Horizons S&P/TSX Capped Financials Index ETF Cl A Units HXF 6,315 251,267 25
Manulife Multifactor U.S. Mid Cap Index ETF Unhedged Units MUMC.B 5,960 160,008 41
Mackenzie Canadian Equity Index ETF Series E Units QCN 5,920 566,623 12
AGFiQ MultiAsset Income Allocation ETF Units QMY 5,906 150,292 26
WisdomTree U.S. MidCap Dividend Index ETF Hedged Units UMI 5,856 149,923 60
First Asset Long Duration Fixed Income ETF Units FLB 5,500 104,681 3
Mackenzie US Investment Grade Corporate
Bond Index ETF (CAD-Hedged) Series E Units QUIG 5,260 515,744 8
WisdomTree International Quality Dividend
Growth Index ETF Non-Hedged Units IQD.B 5,200 125,075 7
First Asset Core U.S. Equity ETF C$ Unhedged Common Units CES.B 5,118 131,306 15
AGFiQ MultiAsset Allocation ETF Units QMA 5,110 138,692 8
RBC Quant European Dividend Leaders ETF USD Units RPD.U 4,994 93,395 12
Desjardins Canadian Short Term Bond Index ETF Units DCS 4,852 94,128 96
Mackenzie Canadian Large Cap Equity Index ETF Series E Units QCE 4,850 459,391 5
First Asset U.S. Equity Multi-Factor Index ETF Units FUM 4,810 113,429 8
PowerShares FTSE RAFI U.S. Fundamental Index ETF II CAD Units PXS 4,707 115,642 16
PowerShares FTSE RAFI U.S. Fundamental Index ETF II USD Units PXS.U 4,700 91,950 29
Dynamic iShares Active U.S. Mid-Cap ETF Units DXZ 4,603 104,248 22
Global REIT Leaders Income ETF Class A Units HGR 4,600 43,316 14
Vanguard Canadian Government Bond Index
ETF Redeemable, Transferable Units VGV 4,561 112,960 8
First Asset Core Canadian Equity ETF Common Units CED 4,505 94,894 18
First Asset Canadian Buyback Index ETF Redeemable, Transferable Units FBE 4,413 102,120 27
BMO Short-Term Bond Index ETF CAD Units ZSB 4,338 215,715 5
Mackenzie US High Yield Bond Index ETF (CAD-Hedged) Series E Units QHY 4,330 424,190 20
Purpose US Dividend Fund ETF Non Currency Hedged Units PUD.B 4,313 109,470 15
RBC Short Term U.S. Corporate Bond ETF USD Units RUSB.U 4,200 65,952 5
TD International Equity CAD Hedged Index ETF Units THE 4,163 73,764 22
First Trust Indxx Innovative Transaction and Process ETF Units BLCK 4,051 75,922 31
First Asset Cambridge Global Dividend ETF Hedged common units FCW 4,001 80,059 2
PowerShares S&P 500 Low Volatility Index ETF USD Units ULV.U 4,000 68,683 2
First Trust AlphaDEX European Div Index ETF
(CAD-Hedged) Common Un EUR 3,997 92,420 21
BMO MSCI Canada Value Index ETF CAD Units ZVC 3,981 79,975 8
BMO US Preferred Share Hedged to CAD Index ETF ZHP 3,819 92,753 42
Evolve North American Gender Diversity Index ETF Hedged Units HERS 3,680 77,060 19
Equium Global Tactical Allocation Fund ETF Series Units ETAC 3,615 72,912 10
BMO MSCI USA Value Index ETF CAD Units ZVU 3,585 75,947 10
Bristol Gate Concentrated US Equity ETF USD Units BGU.U 3,570 55,076 10
RBC Quant Global Real Estate Leaders ETF CAD Units RGRE 3,384 63,496 22
WisdomTree Europe Hedged Equity Index ETF Non-hedged units EHE.B 3,350 88,761 5
Desjardins 1-5 year Laddered Canadian
Government Bond Index ETF Units DCG 3,247 62,446 48
BMO Low Volatility US Equity ETF USD Units ZLU.U 3,209 77,959 17
Purpose Best Ideas Fund ETF PBI 3,147 86,307 15
PowerShares FTSE RAFI Global Small-Mid Fundamental
ETF Canadian dollar denominated hedged units PZW.F 3,100 60,369 2
Mackenzie Canadian Short-Term Bond Index ETF Series E Units QSB 3,015 302,161 3
Can-60 Income ETF CSY 3,012 61,869 14
RBC Quant Emerging Markets Dividend Leaders ETF USD Units RXD.U 2,900 50,366 5
BMO Short Corporate Bond Index ETF Accumulating Units ZCS.L 2,877 57,748 6
iShares Edge MSCI Min Vol Global Index ETF (CAD-Hedged) Units XMY 2,750 61,903 13
WisdomTree U.S. High Dividend Index ETF Non-Hedged Units HID.B 2,600 51,454 1
BMO Corporate Bond Index ETF CAD Units ZCB 2,563 126,680 17
38 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
Mackenzie Canadian Aggregate Bond Index ETF Series E Units QBB 2,500 248,091 6
Silver Bullion Trust US$ ETF Non-Currency Hedged Units SBT.U 2,500 23,550 2
RBC Target 2022 Corporate Bond Index ETF CAD Units RQJ 2,438 46,963 8
RBC Strategic Global Dividend Leaders ETF CAD Units RLD 2,104 50,325 14
First Trust Short Duration High Yield Bond ETF
(CAD-Hedged) Common Units FSD 2,030 42,991 12
Manulife Multifactor U.S. Large Cap Index ETF Hedged Units MULC 2,020 56,519 17
WisdomTree International Quality Dividend
Growth Index ETF Hedged Units IQD 1,956 46,497 17
First Trust AlphaDEX™ U.S. Industrials Sector Index ETF Hedged Units FHG.F 1,900 37,539 13
Purpose Conservative Income Fund ETF Shares PRP 1,850 36,520 4
First Trust AlphaDEX U.S. Financial Sector Index ETF Units FHF 1,843 51,465 9
RBC Quant EAFE Equity Leaders ETF USD Units RIE.U 1,700 31,064 2
PowerShares Global Shareholder Yield ETF CAD Units PSY 1,560 36,828 8
First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF FHC 1,481 35,193 7
WisdomTree U.S. High Dividend Index ETF Hedged Units HID 1,398 28,004 11
RBC 6-10 Year Laddered Canadian Corporate Bond ETF CAD Units RMBO 1,371 27,068 6
BMO Global Consumer Discretionary
Hedged to CAD Index ETF CAD Units DISC 1,365 31,028 10
First Trust Value Line® Dividend Index ETF (CAD-Hedged) Common Units FUD 1,317 34,722 5
Mackenzie US Large Cap Equity Index ETF (CAD-Hedged) Series E Units QAH 1,300 122,546 2
Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM.U 1,289 33,499 7
Purpose best Ideas Fund ETF Non Currency Hedged Units PBI.B 1,200 34,304 4
Purpose Enhanced US Equity Fund ETF Shares PEU 1,200 31,152 4
First Asset MSCI Canada Low Risk Weighted ETF Common Units RWC 1,120 12,884 7
PowerShares S&P 500 Low Volatility Index ETF CAD Units ULV.C 1,081 23,640 8
Purpose Global Innovators Fund ETF Shares PINV 1,078 21,757 2
Purpose Enhanced US Equity Fund ETF Non Currency Hedged Fund PEU.B 1,000 29,260 2
First Trust AlphaDEX U.S. Health Care Sector Index ETF Units FHH 967 23,507 5
Manulife Multifactor Developed International Index ETF Unhedged Units MINT.B 920 25,623 9
First Trust Dorsey Wright U.S. Sector
Rotation Index ETF (CAD-Hedged) Units FSR 900 20,087 2
Manulife Multifactor U.S. Large Cap Index ETF Unhedged Units MULC.B 890 23,996 9
First Asset Canadian Dividend Low Volatility Index ETF Units FDL 870 17,076 5
RBC Strategic Global Equity Leaders ETF CAD Units RLE 760 19,258 6
First Trust AlphaDEX U.S. Consumer Disc Sector Index ETF FHD 728 18,038 9
Harvest Banks & Buildings Income ETF Class A Units HCBB 717 14,317 4
First Asset Cambridge Core U.S. Equity ETF Unhedged Units FCY.B 700 16,328 2
Purpose Strategic Yield Fund ETF Shares SYLD 700 14,077 1
First Trust AlphaDEX U.S. Utilities Sector Index ETF Units FHU 675 14,902 6
PowerShares FTSE RAFI Canadian Small-Mid
Fundamental Index ETF CAD Units PZC 664 13,200 6
First Trust AlphaDEX U.S. Materials Sector Index ETF Units FHM 641 16,401 9
Purpose Canadian Financial Income Fund ETF Shares BNC 600 13,375 2
Mackenzie International Equity Index ETF Series E Units QDX 549 53,268 5
Horizons NASDAQ-100 Index ETF Class A Units HXQ.U 532 19,753 3
Manulife Multifactor U.S. Mid Cap Index ETF Hedged Units MUMC 525 14,556 7
BMO Short Federal Bond Index ETF Accumulating Units ZFS.L 500 9,905 1
First Trust Short Duration High Yield Bond ETF
(CAD-Hedged) Class A Units FSD.A 490 9,393 4
Purpose Diversified Real Asset Fund ETF Units PRA 482 8,906 7
Manulife Multifactor U.S. Small Cap Index ETF Unhedged Units MUSC.B 400 10,195 3
PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USF USB.U 376 6,507 3
Evolve US Banks Enhanced Yield ETF Hedged Units CALL 336 7,098 9
First Trust AlphaDEX™ U.S. Technology Sector Index ETF Hedged Units FHQ.F 301 6,476 4
Dynamic iShares Active Investment Grade Floating Rate ETF Units DXV 215 4,314 3
Evolve US Banks Enhanced Yield ETF Unhedged Units CALL.B 200 4,384 3
Exemplar Investment Grade Fund Series ETF Units CORP 200 4,010 3
Evolve North American Gender Diversity Index ETF Unhedged Units HERS.B 200 4,330 2
Evolve Global Healthcare Enhanced Yield ETF Unhedged Units LIFE.B 200 3,791 3
Mackenize Canadian Short Term Fixed Income ETF Series E Units MCSB 200 3,976 1
Evolve Active US Core Equity ETF Hedged Units CAPS 187 3,892 3
TSX eREVIEW APRIL 2018 CHAPTER 6 39
ETF Name Symbol Volume Value $ Trades
Evolve Active Short Duration Bond ETF Hedged Units TIME 160 3,130 2
WisdomTree Emerging Markets Dividend Index ETF Non-Hedged Units EMV.B 140 3,841 2
Horizons Active Intl Developed Markets Equity ETF Class A Units HADM 130 1,307 2
Manulife Multifactor Canadian Large Cap Index ETF Unhedged Units MCLC 130 3,220 2
Desjardins Canadian Universe Bond Index ETF Units DCU 115 2,240 2
Horizons US 7-10 Year Treasury Bond CAD Hedged ETF Class A Units HTH 106 5,046 2
First Trust Value Line® Dividend Index
ETF (CAD-Hedged) Advisor Class Units FUD.A 100 2,617 1
Manulife Multifactor Canadian SMID Cap Index ETF Unhedged Units MCSM 100 2,494 1
PowerShares FTSE RAFI Global+ Fundamental Index ETF USD Units PXG.U 100 1,839 1
PowerShares Senior Loan Index ETF U.S. dollar denominated units BKL.U 62 898 2
First Trust Global Risk Managed Income Index ETF Advisor ETP.A 30 568 1
Evolve Automobile Innovation Index ETF Unhedged Units USF CARS.U 20 380 1
Excel Global Growth Asset Allocation ETF EXGG 16 392 2
Purpose Short Duration Tactical Bond Fund ETF Units SBND 10 194 1
Silver Bullion Trust ETF Currency Hedged Units SBT 1 10 1
PowerShares Senior Loan Index ETF Canadian dollar denominated units BKL.C 0 0 0
Evolve Active US Core Equity ETF Unhedged Units CAPS.B 0 0 0
First Asset Core U.S. Equity ETF US$ Unhedged Common Units CES.U 0 0 0
First Trust AlphaDEX European Div Index ETF (CAD-Hedged) Advisor Un EUR.A 0 0 0
Excel Global Balanced Asset Allocation ETF Class E Units EXGB 0 0 0
First Trust AlphaDEX™ U.S. Consumer
Staples Sector Index ETF Hedged Units FHC.F 0 0 0
First Trust AlphaDEX™ U.S. Health Care Sector Index ETF Hedged Units FHH.F 0 0 0
Franklin Liberty Core Balanced ETF FLBA 0 0 0
First Trust Senior Loan ETF (CAD-Hedged) Advisor Units FSL.A 0 0 0
Horizons Active US Dividend ETF Cl E Units* HAU.U 0 0 0
US Equity Plus Income ETF Cl U Units HUL.U 0 0 0
Manulife Multifactor U.S. Small Cap Index ETF Hedged Units MUSC 0 0 0
Purpose Multi-Asset Income Fund ETF Shares PINC 0 0 0
PowerShares Global Shareholder Yield ETF USD Units PSY.U 0 0 0
Mackenzie International Equity Index ETF (CAD-Hedged) Series E Units QDXH 0 0 0
RBC Quant Global Real Estate Leaders ETF USD Units RGRE.U 0 0 0
RBC Quant Global Infrastructure Leaders ETF USD Units RIG.U 0 0 0
Horizons Robotics and Automation Index ETF USF ROBO.U 0 0 0
Evolve Active Short Duration Bond ETF Unhedged Units TIME.B 0 0 0
WisdomTree U.S. MidCap Dividend Index ETF Non-Hedged Units UMI.B 0 0 0
BMO Short Provincial Bond Index ETF Accumulating Units ZPS.L 0 0 0
40 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
Exchange Traded Funds
Year To Date Exchange Traded Funds Tradingending April 30, 2018
ETF Name Symbol Volume Value$ Trades
iShares S&P/TSX 60 Index ETF Units XIU 304,215,081 7,033,638,577 269,295
BetaPro Natural Gas 2x Daily Bull ETF HNU 199,640,995 816,287,063 130,561
BetaPro Crude Oil -2x Daily Bear ETF HOD 146,277,663 923,202,018 93,223
BetaPro Crude Oil 2x Daily Bull ETF HOU 134,928,363 1,244,128,939 100,825
iShares S&P/TSX Capped Energy Index ETF Units XEG 120,325,713 1,400,489,811 107,656
Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ 83,240,996 1,692,925,161 236,375
BetaPro S&P 500 VIX Short-Term Futures™ 2x Daily Bull ETF HVU 81,133,609 1,986,241,339 509,479
BetaPro Natural Gas -2x Daily Bear ETF HND 62,393,209 839,048,995 108,589
BetaPro S&P 500® -2x Daily Bear ETF HSD 55,524,799 242,009,669 22,051
iShares Core S&P 500 Index ETF (CAD-Hedged) Units XSP 54,021,545 1,644,403,510 132,700
BMO Equal Weight Banks Index ETF CAD Units ZEB 53,548,878 1,562,545,289 67,752
BetaPro Canadian Gold Miners 2x Daily Bull ETF HGU 52,267,708 593,073,476 102,976
BetaPro S&P 500 VIX Short-Term Futures™ Daily Inverse ETF HVI 46,755,588 255,830,006 89,738
iShares S&P/TSX Capped Financials Index ETF Units XFN 34,828,376 1,308,687,957 57,510
iShares S&P/TSX Global Gold Index ETF Units XGD 33,959,613 402,852,860 46,993
Horizons S&P/TSX 60 Index ETF Units HXT 30,547,066 981,198,343 44,230
BMO S&P 500 Index ETF CAD Units ZSP 29,800,385 1,126,802,090 53,862
BetaPro S&P/TSX 60™ -2x Daily Bear ETF HXD 23,822,005 148,187,879 17,152
iShares Core S&P/TSX Capped Composite Index ETF Units XIC 23,405,935 579,028,027 66,602
BetaPro Canadian Gold Miners -2x Daily Bear ETF HGD 21,672,783 218,449,240 38,165
BetaPro S&P/TSX 60™ 2x Daily Bull ETF HXU 17,526,907 595,790,812 33,009
iShares S&P/TSX Capped REIT Index ETF Units XRE 14,433,476 238,006,092 29,531
Horizons U.S. Dollar Currency ETF Class A Units DLR 14,324,121 180,652,234 13,679
BMO Equal Weight Oil & Gas Index ETF CAD Units ZEO 14,273,537 143,799,266 23,706
BMO Equal Weight US Banks Hedged to CAD ETF Units ZUB 12,357,097 384,761,105 44,113
BMO Laddered Preferred Share Index ETF CAD Units ZPR 11,762,670 138,345,207 16,455
iShares Canadian Financial Monthly Income ETF Units FIE 11,671,498 87,408,556 14,615
BetaPro S&P 500® 2x Daily Bull ETF HSU 10,976,793 571,368,015 49,938
BMO Nasdaq 100 Equity Hedged to CAD Index ETF Units ZQQ 10,812,240 548,473,305 44,008
BMO Equal Weight US Banks Index ETF Canadian ZBK 10,150,330 283,204,120 36,837
iShares Core S&P 500 Index ETF Units XUS 9,327,870 395,836,523 33,600
BMO Aggregate Bond Index ETF Units ZAG 9,303,660 143,071,155 23,304
iShares Core MSCI EAFE IMI Index ETF Units XEF 9,214,017 288,609,741 38,591
BMO Covered Call Utilities ETF Units ZWU 8,637,410 110,825,980 24,473
iShares Core MSCI All Country World ex Canada Index ETF Units XAW 7,735,820 196,448,062 33,416
Vanguard S&P 500 Index ETF Units VFV 7,688,539 466,181,092 32,334
BMO Covered Call Canadian Banks ETF Units ZWB 7,642,246 145,540,970 21,380
BetaPro NASDAQ-100® 2x Daily Bull ETF HQU 7,633,892 456,612,627 28,169
Desjardins Emerging Markets Multifactor-Controlled Volatility ETF Units DFE 7,475,317 154,244,515 240
BMO Dow Jones Industrial Average Hedged to CAD Units ZDJ 6,786,132 284,307,296 15,013
Vanguard FTSE Emerging Markets All Cap Index ETF Units VEE 6,686,754 242,313,432 24,259
BMO S&P/TSX Capped Composite Index ETF Units ZCN 6,617,619 139,871,036 14,676
BetaPro NASDAQ-100® -2x Daily Bear ETF HQD 6,563,826 53,933,160 6,819
iShares S&P/TSX Cdn Preferred Share Index ETF Units CPD 6,395,297 91,545,128 18,577
Horizons Active Preferred Share ETF Cl E Units HPR 6,264,242 60,712,976 12,720
Vanguard FTSE Canada All Cap Index ETF Units VCN 5,855,189 186,090,041 49,922
BMO Europe High Dividend Covered Call Hedged to CAD ETF CAD Units ZWE 5,609,610 119,818,554 18,278
BetaPro S&P/TSX 60™ Daily Inverse ETF HIX 5,560,956 35,712,405 4,237
iShares Core Canadian Universe Bond Index ETF Units XBB 5,305,466 162,405,848 14,947
Horizons U.S. Dollar Currency ETF Class A Units USF DLR.U 5,087,945 50,649,166 3,919
iShares Canadian Select Divdiend Index ETF Units XDV 5,052,061 126,794,903 17,572
iShres U.S. Small Cap Index ETF (CAD-Hedged) Units XSU 4,885,693 158,137,776 24,037
Healthcare Leaders Income ETF Class A Units HHL 4,882,873 40,543,006 9,549
iShares MSCI World Index ETF XWD 4,720,837 229,449,844 19,313
TSX eREVIEW APRIL 2018 CHAPTER 6 41
Vanguard Canadian Aggregate Bond Index ETF Units VAB 4,370,433 109,018,819 21,805
BMO Short Corporate Bond Index ETF Units ZCS 4,324,955 60,881,591 5,551
iShares Canadian Corporate Bond Index ETF Units XCB 4,315,979 90,662,935 10,257
Vanguard Growth ETF Portfolio Redeemable, transferable units VGRO 4,310,955 105,150,259 14,766
BMO Low Volatility Canadian Equity ETF Units ZLB 4,127,422 122,763,251 16,300
iShares Diversified Monthly Income ETF Units XTR 4,010,291 44,881,592 7,263
iShares MSCI EAFE Index ETF (CAD-Hedged) Units XIN 3,967,287 103,605,676 17,657
iShares Core Canadian Short Term Bond Index ETF Units XSB 3,952,556 107,907,560 9,213
BetaPro Silver 2x Daily Bull ETF HZU 3,924,378 56,592,109 5,943
Vanguard U.S. Total Market Index ETF Units VUN 3,899,039 185,925,783 23,268
iShares Floating Rate Index ETF Units XFR 3,806,665 76,748,759 3,225
Horizons Active Floating Rate Bond ETF Cl E Units HFR 3,758,704 37,804,712 3,941
iShares Core MSCI Emerging Markets IMI Index ETF Units XEC 3,642,449 105,032,150 22,408
BMO Canadian Dividend ETF Units ZDV 3,534,541 59,848,176 8,538
First Asset Tech Giants Covered Call ETF Units TXF 3,490,459 59,480,203 7,942
iShares 1-5 Year Laddered Corporate Bond Index ETF Units CBO 3,481,942 64,134,465 8,371
RBC Canadian Bank Yield Index ETF CAD Units RBNK 3,327,135 69,120,993 4,757
PIMCO Monthly Income Fund (Canada) ETF Series units PMIF 3,309,338 65,747,079 5,298
Vanguard S&P 500 Index ETF (CAD-Hedged) Units VSP 3,255,640 154,698,935 15,451
Vanguard FTSE Global All Cap ex Canada Index ETF Units VXC 3,255,109 118,311,462 20,650
BMO S&P 500 Index ETF USD Units ZSP.U 3,233,463 95,217,406 7,878
First Asset Enhanced Short Duration Bond ETF Common Units FSB 3,209,745 31,842,382 2,280
BetaPro S&P/TSX Capped Energy™ 2x Daily Bull ETF HEU 3,202,607 27,692,647 4,642
BMO US High Dividend Covered Call ETF CAD Units ZWH 3,169,787 64,030,828 12,971
BMO Canadian High Dividend Covered Call ETF CAD Units ZWC 3,129,440 61,033,810 8,333
Desjardins Canada Multifactor-Controlled Volatility ETF Units DFC 3,128,415 63,963,225 571
iShares S&P/TSX Composite High Dividend Index ETF Units XEI 3,085,271 64,506,173 9,721
Vanguard FTSE Canadian High Dividend Yield Index ETF Units VDY 3,033,226 101,039,721 9,984
Vanguard Canadian Short-Term Bond Index ETF Units VSB 3,032,737 71,857,980 6,836
BMO Low Volatility US Equity ETF CAD Units ZLU 3,020,909 92,584,619 11,674
BMO S&P 500 Hedged to CAD Index ETF Units ZUE 3,004,932 123,356,406 5,244
BMO Equal Weight REITS Index ETF Units ZRE 2,950,558 61,276,568 10,903
iShares S&P/TSX Canadian Div Aristocrats Index ETF Units CDZ 2,938,956 76,129,685 12,951
iShares Core Canadian Short Term Corporate + Maple Bond Index ETF Un XSH 2,916,795 55,620,832 3,834
PowerShares QQQ Index ETF Canadian-dollar-denominated hedged units QQC.F 2,737,404 158,869,183 7,140
Brand Leaders Plus Income ETF Class A Units HBF 2,713,212 25,444,225 3,103
BMO Junior Gold Index ETF Units ZJG 2,706,975 24,106,454 8,793
First Asset Investment Grade Bond ETF Units FIG 2,706,130 29,490,854 2,683
Vanguard Canadian Short-Term Corporate Bond Index ETF Units VSC 2,694,887 64,969,931 5,672
First Asset U.S. Canada Lifeco Income ETF Common Units FLI 2,692,866 35,182,009 4,636
iShares Gold Bullion ETF Hedged Units CGL 2,636,455 30,201,061 6,615
iShares Core S&P U.S. Total Market Index ETF Units XUU 2,615,838 69,189,990 11,172
iShares U.S. High Yield Bond Index Fund (CAD-Hedged) ETF Units XHY 2,600,772 50,609,009 6,483
iShares NASDAQ 100 Index ETF (CAD-Hedged) Un XQQ 2,600,289 142,086,413 15,466
BMO Equal Weight US Health Care Hedged to CAD ETF Units ZUH 2,508,264 125,589,865 10,149
BMO Mid Term US IG Corporate Bond Index ETF CAD Units ZIC 2,374,744 41,814,474 2,222
BetaPro Silver -2x Daily Bear ETF HZD 2,366,421 14,332,282 2,199
BetaPro S&P 500 VIX Short-Term Futures™ ETF HUV 2,230,534 16,077,416 9,211
Vanguard U.S. Total Market Index ETF (CAD-Hedged) Units VUS 2,215,241 118,192,579 8,616
BMO Mid Corporate Bond Index ETF Units ZCM 2,147,363 34,284,417 3,904
BMO US Dividend ETF CAD Units ZDY 2,125,909 63,416,276 7,846
Vanguard Balanced ETF Portfolio Redeemable, transferable units VBAL 2,123,661 52,138,511 5,350
iShares High Quality Canadian Bond Index ETF Common Units XQB 2,093,801 42,421,009 3,297
BMO MSCI EAFE Hedged to CAD Index ETF Units ZDM 2,091,934 45,109,884 6,578
BMO High Yield US Corp Bond Hedged to CAD Index ETF Units ZHY 2,090,115 29,330,929 5,045
Vanguard FTSE Developed All Cap ex North America Index ETF Units VIU 2,082,487 60,369,494 8,237
Energy Leaders Plus Income ETF Class A Units HPF 1,972,597 10,599,908 1,760
iShares MSCI Europe IMI Index ETF Units XEU 1,962,893 48,535,429 4,387
BMO Discount Bond Index ETF CAD Units ZDB 1,951,602 30,427,515 2,002
iShares S&P/TSX Capped Materials Index ETF Units XMA 1,945,260 25,919,960 6,132
BMO MSCI EAFE Index ETF CAD Units ZEA 1,931,411 36,842,315 5,694
Horizons Active Corporate Bond ETF Cl E Units HAB 1,924,052 20,516,746 3,578
42 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
Mackenzie Floating Rate Income ETF Series E Units MFT 1,896,350 40,676,675 3,716
BMO MSCI Emerging Markets Index ETF Units ZEM 1,894,137 40,874,018 6,848
BMO International Dividend ETF CAD Units ZDI 1,890,728 42,565,345 5,124
iShares S&P/TSX Global Base Metals Index ETF Units XBM 1,874,217 27,622,867 4,093
PowerShares Canadian Dividend Index ETF Units PDC 1,861,754 49,926,337 4,840
Vanguard FTSE Canada Index ETF Units VCE 1,807,269 59,985,109 7,185
Vanguard FTSE Developed All Cap Ex U.S. Index ETF (CAD-Hedged) VEF 1,770,738 71,944,952 6,433
BMO Covered Call Dow Jones Industrial
Average Hedged to CAD ETF Units ZWA 1,708,037 39,483,973 6,467
iShares 1-5 Year Laddered Government Bond Index ETF Units CLF 1,707,302 30,500,362 4,002
Dynamic iShares Active Preferred Shares ETF Units DXP 1,704,413 37,944,224 4,740
BMO MSCI Europe High Quality Hedged to CAD Index ETF Units ZEQ 1,694,664 33,223,373 6,260
RBC Canadian Preferred Share ETF CAD Units RPF 1,675,454 40,689,361 3,036
Horizons Active Global Dividend ETF Cl E Units HAZ 1,657,811 33,951,721 2,583
iShares Core Canadian Long Term Bond Index ETF Units XLB 1,644,531 38,652,601 2,990
iShares Canadian HYBrid Corporate Bond Index ETF Units XHB 1,629,422 33,194,324 2,862
BetaPro S&P/TSX Capped Energy™ -2x Daily Bear ETF HED 1,613,338 14,706,128 2,839
Vanguard FTSE Developed Europe All Cap Index ETF Units VE 1,583,680 47,255,622 4,017
iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) Units XFH 1,583,093 36,501,876 2,798
PowerShares 1-5 Year Laddered Investment Grade Corp Bond Units PSB 1,546,953 27,944,082 4,106
Blockchain Technologies ETF Class A units HBLK 1,521,626 15,485,081 5,358
Horizons Robotics and Automation Index ETF Class A Units ROBO 1,513,514 38,337,250 6,663
Horizons S&P 500 Index ETF Cl A Units HXS 1,480,317 95,257,251 7,083
BMO China Equity Index ETF Units ZCH 1,443,310 39,124,487 5,831
BMO Equal Weight Global Base Metals
Hedged to CAD Index ETF CAD Units ZMT 1,415,554 17,672,689 2,075
iShares MSCI Europe IMI Index (CAD-Hedged) ETF Units XEH 1,397,947 34,578,553 3,327
BMO Equal Weight Utilities Index ETF Units ZUT 1,382,469 23,127,737 3,522
Mackenzie Core Plus Global Fixed Income ETF Series E Units MGB 1,313,455 25,980,759 1,494
BMO Mid Term US IG Corporate Bond Hedged to CAD Index ETF Units ZMU 1,301,568 18,961,271 2,024
iShares Equal Weight Banc & Lifeco ETF Units CEW 1,301,068 16,655,659 2,686
Tech Achievers Growth & Income ETF Class A Units HTA 1,267,811 13,023,331 2,145
Royal Canadian Mint-Canadian Gold Reserves Exchange Traded Receipts MNT 1,265,705 22,483,185 2,259
Purpose Premium Yield Fund ETF Shares PYF 1,241,259 23,478,642 1,241
BMO Mid Provincial Bond Index ETF CAD Units ZMP 1,182,870 17,361,191 2,131
Mackenzie Unconstrained Bond ETF Series E Units MUB 1,167,185 24,396,046 2,980
BMO Floating Rate High Yield ETF CAD Units ZFH 1,165,403 17,794,100 1,612
iShares Conservative Short Term Strategic Fixed Income ETF Units XSC 1,163,108 22,858,581 2,061
BMO Mid Federal Bond Index ETF Units ZFM 1,120,877 17,746,918 1,919
iShares S&P US Dividend Growers Index ETF (CAD-Hedged) Units CUD 1,111,005 45,226,711 5,703
iShares S&P/TSX Capped Utilities Index ETF Units XUT 1,093,893 23,499,363 2,690
BMO International Dividend Hedged to CAD ETF CAD Units ZDH 1,091,550 24,542,437 2,867
RBC Quant EAFE Dividend Leaders ETF CAD Units RID 1,085,715 26,693,380 2,827
Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ.U 1,067,141 17,972,576 2,196
iShares S&P/TSX Capped Information Technology Index ETF Units XIT 1,063,554 18,365,629 4,254
iShares U.S. IG Corporate Bond Index ETF (CAD Hedged) Units XIG 1,061,996 24,789,047 1,186
Vanguard FTSE Developed Asia Pacific All Cap Index ETF Units VA 1,021,676 36,108,655 3,126
iShares Canadain Government Bond Index ETF Units XGB 1,021,054 21,689,346 1,950
iShares MSCI Emerging Markets Index ETF Units XEM 1,016,675 34,990,586 3,967
iShares Premium Money Market ETF Units CMR 1,011,119 50,574,468 1,423
iShares Canadian Real Return Bond Index ETF Units XRB 1,011,065 24,110,522 3,895
BMO Global Infrastructure Index ETF Units ZGI 1,006,968 33,672,613 3,643
BMO US Dividend Hedged to CAD ETF Units ZUD 1,001,007 23,884,753 1,946
Mackenzie Maximum Diversification Developed
Europe Index ETF Series E Units MEU 987,453 22,855,681 562
Lysander-Slater Preferred Share ActivETF PR 973,085 10,351,209 738
Purpose Core Dividend Fund ETF Units PDF 958,674 25,115,937 2,632
Horizons Active Floating Rate Preferred Share ETF Cl E Units HFP 948,581 9,329,730 1,525
First Asset CanBanc Income Class ETF CIC 924,283 11,185,862 1,113
First Asset Canadian REIT ETF Common Units RIT 919,929 14,588,269 2,276
BMO Long Corporate Bond Index ETF Units ZLC 915,745 16,760,308 2,943
First Asset 1-5 Year Laddered Gov Strip Bond Index Common Units BXF 912,429 9,185,948 934
TSX eREVIEW APRIL 2018 CHAPTER 6 43
ETF Name Symbol Volume Value $ Trades
Vanguard FTSE Developed All Cap Ex U.S. Index ETF Units VDU 908,717 32,655,280 4,624
BMO India Equity Index ETF Units ZID 908,187 22,293,227 3,581
iShares Conservative Strategic Fixed Income ETF Units XSE 898,895 17,885,477 2,376
Horizons Enhanced Income International Equity ETF E Units HEJ 890,147 6,029,555 1,807
iShares 1-10 Year Laddered Corporate Bond Index ETF Units CBH 887,715 16,619,368 1,584
iShares Edge MSCI Min Vol EAFE Index ETF Units XMI 883,636 31,874,452 3,408
Desjardins USA Multifactor-Controlled Volatility ETF Units DFU 872,956 18,648,896 364
Vanguard U.S. Dividend Appreciation Index ETF Units VGG 870,033 38,616,161 4,301
Mackenzie Maximum Diversification All World Developed
ex North America Index ETF Series E Units MXU 864,017 19,929,379 958
First Asset Energy Giants Covered Call ETF Units NXF 862,982 7,346,342 599
iShares Core MSCI Global Quality Dividend Index ETF Units XDG 861,904 17,029,986 1,932
iShares Gold Bullion ETF Non Hedged Units CGL.C 847,711 12,583,706 1,709
Evolve Active Canadian Preferred Share ETF Unhedged Units DIVS 843,755 17,728,690 952
PIMCO Investment Grade Credit Fund (Canada) ETF Series units IGCF 834,561 16,534,724 370
BMO Long Federal Bond Index ETF Units ZFL 829,793 14,112,351 1,052
Dynamic iShares Active Tactical Bond ETF Units DXB 825,780 16,427,989 609
Dynamic iShares Active Global Dividend ETF Units DXG 817,077 20,863,590 1,333
PowerShares 1-3 Year Laddered Floating Rate Note Index ETF PFL 815,583 16,259,127 443
BMO Junior Oil Index ETF Units ZJO 815,365 10,476,326 1,409
iShares Core MSCI Canadian Quality Dividend Index ETF Units XDIV 812,863 16,666,910 2,030
BMO Emerging Markets Bond Hedged to CAD Index ETF Units ZEF 807,246 13,180,622 2,507
iShares S&P/TSX Capped Consumer Staples Index ETF Units XST 806,504 43,618,369 2,697
First Asset Morningstar Canada Value Index ETF Units FXM 803,099 12,256,815 2,490
BMO US Put Write ETF CAD Units ZPW 800,707 14,225,939 3,670
Vanguard U.S. Aggregate Bond Index ETF (CAD-Hedged) Units VBU 798,968 19,515,738 3,347
Horizons Active High Yield Bond ETF Class E Units HYI 798,572 8,016,678 2,213
iShares 1-10 Year Laddered Government Bond Index ETF Units CLG 797,394 14,615,187 954
iShares Silver Bullion Fund ETF Hedged Common Units SVR 788,727 7,223,264 1,788
Horizons Seasonal Rotation ETF Cl E Units HAC 760,179 14,692,826 2,145
First Asset Morningstar Canada Momentum Index ETF Units WXM 744,354 12,418,493 2,049
iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) Units XHD 734,911 20,970,364 3,088
PowerShares S&P/TSX Composite Low Volatility Index ETF Units TLV 732,254 20,330,720 3,130
Desjardins Developed ex-USA ex-Canada
Multifactor-Controlled Volatility ETF DFD 718,432 15,264,267 361
BMO Low Volatility US Equity Hedged to CAD ETF Units ZLH 694,517 16,023,947 1,572
Purpose High Interest Savings ETF Units PSA 690,736 34,553,237 2,276
BMO MSCI USA High Quality Index ETF CAD Units ZUQ 678,986 21,711,674 1,788
Horizons Cdn Select Universe Bond ETF Cl A Units HBB 665,974 29,536,811 1,188
First Asset U.S. TrendLeaders Index ETF Redeemable, transferable units SID 661,889 15,407,752 1,300
BetaPro S&P/TSX Capped Financials™ -2x Daily Bear ETF HFD 657,191 3,512,450 1,187
Horizons Enhanced Income Equity ETF E Units HEX 648,220 4,322,692 752
Vanguard FTSE Developed All Cap
ex North America Index ETF (CAD-Hedged) VI 647,380 18,683,679 2,459
RBC Quant EAFE Dividend Leaders (CAD-Hedged) ETF Units RIDH 642,906 15,178,333 1,334
iShares US High Yield Fixed Income Index ETF
(CAD-Hedged) Common Units CHB 639,300 12,038,682 2,729
iShares S&P/TSX SmallCap Index ETF Units XCS 637,789 10,384,234 2,152
Vanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-Hedged) Un VBG 631,975 16,700,757 3,070
iShares China Index ETF Units XCH 626,147 18,673,120 2,830
iShares S&P/TSX North American Preferred Stock ETF (CAD-Hedged) Un XPF 619,117 11,294,107 2,340
BMO Long Provincial Bond Index ETF CAD Units ZPL 606,748 9,493,028 1,873
BMO Monthly Income ETF Units ZMI 605,706 9,732,124 1,513
Vanguard Conservative ETF Portfolio Redeemable, transferable units VCNS 597,348 14,769,456 1,440
RBC 1-5 Year Laddered Canadian Bond ETF CAD Units RLB 591,359 11,300,543 834
iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) Units XMH 589,667 11,055,524 1,908
iShares Edge MSCI Min Vol USA Index ETF Units XMU 589,550 26,926,800 1,778
American Hotel Income Properties REIT LP USF HOT.U 588,456 3,893,138 1,274
Hamilton Capital Global Financials Yield ETF Class E units HFY 584,826 9,900,908 1,155
iShares Advantaged Short Duration High
Income ETF(CAD-Hedged) Common Units CSD 580,091 10,398,501 1,751
Vanguard U.S. Dividend Appreciation Index (CAD-Hedged) Units VGH 579,003 20,901,547 2,439
44 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
iShares Short Term Strategic Fixed Income ETF Units XSI 576,580 10,971,805 1,264
Mackenzie Maximum Diversification
Emerging Markets Index ETF Series E Units MEE 568,479 14,377,604 983
BetaPro Gold Bullion 2x Daily Bull ETF HBU 557,412 4,897,626 774
PowerShares Fundamental High Yield Corporate Bond Index ETF
Canadian-dollar-denominated hedged unit PFH.F 555,816 11,174,037 1,176
iShares Jantzi Social Index ETF Units XEN 555,009 13,609,042 1,055
BMO Equal Weight Industrials Index ETF CAD Units ZIN 554,655 14,955,886 1,080
BMO Equal Weight Global Gold Index ETF CAD Units ZGD 547,073 5,013,561 889
Hamilton Capital U.S. Mid-Cap Financials ETF (USD) Class E Units HFMU.U 536,665 9,710,006 577
Horizons Inovestor Canadian Equity Index ETF Class A Units INOC 535,479 5,404,942 708
RBC Quant U.S. Dividend Leaders ETF CAD Units RUD 535,259 17,270,628 1,525
iShares Global Water Index ETF Units CWW 534,767 17,829,869 2,704
Vanguard FTSE Developed Asia Pacific
All Cap Index ETF (CAD-hedged) Units VAH 522,729 16,448,913 2,216
Mackenzie Maximum Diversification US Index ETF Series E Units MUS 520,244 12,658,477 703
Canadian Crude Oil Index ETF Class A Units CCX 515,589 4,864,182 832
Purpose Duration Hedged Real Estate Fund ETF Units PHR 515,230 9,469,802 327
iShares Convertible Bond Index ETF Units CVD 515,150 9,522,252 1,745
BMO Low Volatility Emerging Markets Equity ETF CAD Units ZLE 510,705 11,347,917 375
iShares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) Units XFF 505,676 13,172,645 1,447
Horizons Canadian Dollar Currency ETF Units CAN 505,326 5,084,889 255
BetaPro S&P 500® Daily Inverse ETF HIU 504,890 14,254,833 1,081
Vanguard Global Value Factor ETF VVL 504,174 17,496,537 2,709
iShares Global Monthly Dividend Index ETF (CAD-Hedged) Units CYH 488,961 9,746,589 2,746
Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF HUF.U 484,376 4,907,472 361
RBC Quant European Dividend Leaders (CAD-Hedged) ETF Units RPDH 478,542 10,917,763 914
Hamilton Capital Global Bank ETF Class E Units HBG 476,035 10,902,278 1,831
RBC 1-5 Year Laddered Corporate Bond ETF CAD Units RBO 475,152 9,008,313 779
Vanguard FTSE Canadian Capped REIT Index ETF Units VRE 472,413 14,400,053 3,168
BMO MSCI All Country World High Quality Index ETF CAD Units ZGQ 471,974 14,230,133 1,128
Horizons Enhanced Income Gold Produers ETF E Units HEP 470,662 11,344,012 2,193
Harvest Global Resource Leaders ETF Cl A Units HRES 470,580 9,113,280 323
Horizons Gold Yield ETF Cl E Units HGY 469,500 2,399,757 544
Sphere FTSE Emerging Markets Sustainable Yield Index ETF Units SHZ 458,307 5,218,786 404
First Asset Morningstar International Value Index ETF Unhedged Common VXM.B 457,214 13,570,455 868
PowerShares Tactical Bond ETF Units PTB 451,007 8,417,816 1,124
BetaPro S&P/TSX Capped Financials™ 2x Daily Bull ETF HFU 450,649 16,809,535 1,469
BMO Short Federal Bond Index ETF Units ZFS 446,931 6,309,880 808
BMO Short Provincial Bond Index ETF Units ZPS 446,834 5,974,995 1,291
PowerShares Canadian Preferred Share Index ETF Units PPS 441,786 7,400,996 674
Franklin LibertyQT Global Dividend Index ETF Units FLGD 440,135 8,656,557 355
TD Canadian Aggregate Bond Index ETF Units TDB 437,639 6,324,716 366
First Asset Enhanced Short Duration Bond ETF US$ Common Units FSB.U 430,630 4,286,572 218
Healthcare Leaders Income ETF Class U Units USF HHL.U 408,703 3,371,831 334
BMO Low Volatility International Equity ETF CAD Units ZLI 408,114 9,575,156 566
Horizons Crude Oil ETF HUC 405,997 5,300,427 1,147
Horizons Enhanced Income Energy ETF E Units HEE 404,798 4,655,060 1,055
iShares S&P/TSX Completion Index ETF Units XMD 402,294 10,111,979 1,552
First Asset Morningstar US Value Index ETF Unhedged Common Units XXM.B 400,046 6,625,923 1,014
Horizons Active Cdn Municipal Bond ETF Class E Units HMP 396,755 3,867,111 2,231
iShares Global Infrastructure Index ETF Units CIF 395,457 9,913,040 1,210
Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM 394,191 13,088,812 689
iShares Short Term High Quality Canadian Bond Index ETF Units XSQ 393,618 7,580,683 730
Horizons Silver ETF HUZ 392,696 3,626,180 1,389
Purpose Total Return Bond Fund ETF Units PBD 392,602 7,378,622 492
First Asset Morningstar International Value Index ETF Common Units VXM 390,127 10,331,078 875
iShares Global Real Estate Index ETF Units CGR 381,811 10,323,935 2,493
First Asset Morningstar US Value Index ETF Common Units XXM 381,508 5,028,450 691
First Asset Morningstar National Bank Quebec Index ETF Units QXM 378,644 7,511,911 1,568
Horizons EURO STOXX 50® Index ETF Class A Units HXX 374,904 11,718,984 927
Royal Canadian Mint-Cdn Silver Reserves ETR MNS 371,334 4,707,237 627
TSX eREVIEW APRIL 2018 CHAPTER 6 45
ETF Name Symbol Volume Value $ Trades
iShares S&P U.S. Mid-Cap Index ETF Units XMC 369,996 6,863,278 888
Brand Leaders Plus Income ETF Class U Units USF HBF.U 358,826 3,447,130 269
iShares Edge MSCI Multifactor EAFE Index ETF ETF XFI 358,494 8,932,377 642
Horizons Canadian Midstream Oil & Gas Index ETF Class A Units HOG 356,323 3,131,458 518
iShares Global Healthcare Index ETF (CAD-Hedged) Units XHC 355,437 15,922,161 2,947
Mackenzie Maximum Diversification Canada Index ETF Series E Units MKC 354,098 7,852,280 1,074
First Asset European Bank ETF Common Units FHB 352,466 3,405,512 1,216
Horizons Active Global Fixed Income ETF Cl E Units HAF 351,523 2,820,242 598
Horizons Morningstar Hedge Fund Index ETF Cl E Units HHF 349,085 5,071,992 767
First Asset U.S. Buyback Index ETF Redeemable, Transferable Units FBU 347,818 9,382,404 782
iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) Units XML 345,019 7,738,969 1,313
BMO Low Volatility International Equity Hedged to CAD ETF Units ZLD 344,534 7,763,448 766
iShares Core S&P U.S. Total Market Index ETF (CAD-Hedged) Units XUH 341,935 8,719,244 1,335
First Asset MSCI Europe Low Risk Weighted ETF Common Units RWE 340,635 8,865,509 482
PowerShares FTSE RAFI Canadian Fundamental Index ETF Units PXC 339,217 9,017,696 912
Evolve Marijuana ETF Canadian dollar denominated units SEED 335,092 6,275,344 1,688
RBC Quant European Dividend Leaders ETF CAD Units RPD 328,083 7,818,912 636
BMO Ultra Short-Term Bond ETF Units ZST 326,154 16,848,075 948
iShares Core MSCI US Quality Dividend Index ETF Units XDU 323,159 6,509,812 681
BMO US High Dividend Covered Call ETF USD Units ZWH.U 319,325 6,995,336 915
Franklin LibertyQT U.S. Equity Index ETF Units FLUS 316,494 6,896,693 137
TD S&P 500 Index ETF Units TPU 313,812 6,077,977 1,196
iShares J.P. Morgan USD Emerging Mrkts Bnd Index ETF (CAD-Hedged) XEB 311,720 6,626,287 828
PowerShares S&P 500 Low Volatility Index ETF
Canadian dollar-denominated hedged Units ULV.F 310,253 11,343,715 1,807
First Asset Active Utility & Infrastructure ETF Common Units FAI 309,742 3,095,392 411
iShares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) Units XFA 305,640 8,569,658 836
First Asset MSCI Europe Low Risk Weighted ETF Unhedged Common RWE.B 304,781 8,054,887 198
Horizons Active A.I. Global Equity ETF Class A Units MIND 302,586 7,727,099 1,570
PowerShares Senior Loan Index ETF
Canadian-dollar-denominated hedged units BKL.F 302,218 5,732,515 546
Vanguard FTSE Developed Europe
All Cap Index ETF (CAD-hedged) Units VEH 301,741 8,812,068 981
Energy Leaders Plus Income ETF Class U Units USF HPF.U 301,337 1,696,928 105
BMO Short-Term US IG Corporate Bond Hedged to CAD Index ETF Units ZSU 301,101 4,367,862 492
First Asset MSCI International
Low Risk Weighted ETF Unhedged units nc ipo RWX.B 300,900 6,247,729 114
Desjardins 1-5 year Laddered Canadian Corporate Bond Index ETF Units DCC 299,456 5,794,254 95
iShares Canadian Value Index ETF Units XCV 298,686 7,859,856 576
BMO US Put Write Hedged to CAD ETF CAD Units ZPH 294,448 5,747,442 631
iShares Edge MSCI Min Vol Global Index ETF Units XMW 292,344 11,156,326 1,175
RBC Quant Canadian Dividend Leaders ETF CAD Units RCD 292,291 5,966,068 744
iShares U.S. High Dividend Equity Index ETF Units XHU 289,235 6,601,241 625
iShares Edge MSCI Multifactor USA Index ETF XFS 289,097 7,627,711 690
First Asset U.S. Tactical Sector Allocation Index ETF Units FUT 285,449 6,704,277 199
Purpose International Dividend Fund ETF Units PID 282,736 5,950,065 1,010
iShares Edge MSCI Multifactor Canada Index ETF XFC 281,968 6,928,359 592
Purpose Tactical Investment Grade Bond Fund ETF Units BND 278,800 5,407,017 391
Horizons Cdn High Dividend Index ETF Class A Units HXH 278,127 8,346,016 298
TD International Equity Index ETF Units TPE 278,001 5,048,414 892
Evolve Automobile Innovation Index ETF Unhedged Units CARS.B 277,550 5,984,106 253
Horizons S&P 500 CAD Hedged Index ETF Class A Units HSH 276,562 17,874,410 768
iShares Global Agriculture Index ETF Units COW 270,327 11,010,071 1,774
iShares Core MSCI Global Quality
Dividend Index ETF (CAD-Hedged) Units XDGH 262,971 5,393,296 429
Horizons Natural Gas ETF HUN 259,614 1,478,618 261
First Asset Active Credit ETF CAD$ Common Units FAO 258,876 2,529,813 524
Mackenzie Maximum Diversification All World
Developed Index ETF Series E Units MWD 256,656 5,915,111 331
First Asset Morningstar International Momentum Index ETF Common Un ZXM 253,753 7,407,372 993
iShares India Index ETF Units XID 252,550 8,990,409 1,936
First Asset Short Term Government Bond Index Class ETF Shares FGB 252,501 4,772,437 153
46 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
Horizons NASDAQ-100 Index ETF Class A Units HXQ 252,003 11,990,357 814
First Asset Energy Giants Covered Call ETF Unhedged Units NXF.B 250,269 2,198,347 209
iShares Edge MSCI Min Vol Canada Index ETF Units XMV 245,160 7,070,869 816
First Asset Can-Materials Covered Call ETF Units MXF 244,558 3,538,108 921
RBC Quant Emerging Markets Equity Leaders ETF CAD Units RXE 241,801 6,581,910 372
iShares Edge MSCI Min Vol Emerging Markets Index ETF Units XMM 235,969 6,752,913 1,189
RBC Quant U.S. Dividend Leaders (CAD-Hedged) ETF Units RUDH 234,921 6,152,497 724
Tech Achievers Growth & Income ETF Class U Units HTA.U 233,587 2,360,266 129
TD S&P 500 CAD Hedged Index ETF Units THU 229,723 4,520,458 763
BMO MSCI EAFE Value Index ETF CAD Units ZVI 228,068 4,869,653 183
iShares Balanced Income CorePortfolio ETF Units CBD 226,210 4,937,093 891
iShares Canadian Growth Index Index ETF Units XCG 224,883 6,710,399 567
Sphere FTSE Canada Sustainable Yield Index
ETF Unhedged Common Units SHC 224,585 2,658,250 264
BMO US Preferred Share Index ETF CAD Units ZUP 224,575 5,406,162 600
WisdomTree U.S. Quality Dividend Growth Index ETF Non-Hedged Units DGR.B 218,964 5,437,235 295
BMO Shiller Select US Index ETF CAD Units ZEUS 218,625 4,710,260 730
Evolve Automobile Innovation Index ETF Hedged Units CARS 217,937 4,557,664 496
BMO Global Banks Hedged to CAD Index ETF CAD Units BANK 217,815 4,683,355 315
WisdomTree Europe Hedged Equity Index ETF Units Hedged Units EHE 216,503 5,444,518 975
First Asset MSCI World Low Risk Weighted ETF Common Units RWW 216,109 6,001,384 541
WisdomTree U.S. Quality Dividend Growth Dynamic
Hedged Index ETF Variably Hedged Units DQD 214,188 5,347,679 586
First Asset Morningstar US Dividend Target 50 Index ETF Units UXM 213,819 3,150,305 522
RBC Quant Emerging Markets Dividend Leaders ETF CAD Units RXD 212,938 4,725,431 415
ONE Global Equity ETF ONEQ 212,334 5,345,633 440
RBC Target 2019 Corporate Bond ETF Units RQG 211,964 4,056,971 263
Horizons Active Floating Rate Senior Loan ETF Cl E Units HSL 210,944 2,061,566 262
BMO Low Volatility US Equity ETF USD Units ZLU.U 206,631 5,194,562 339
AGFiQ Enhanced Core US Equity ETF QUS 206,535 5,798,237 319
Horizons Cdn Insider Index ETF Cl A Units HII 198,407 2,522,992 240
RBC Quant U.S. Equity Leaders ETF CAD Units RUE 197,681 5,295,705 363
Horizons Active Canadian Dividend ETF Cl E Units HAL 196,878 3,052,075 559
BMO Real Return Bond Index ETF Units ZRR 196,876 3,384,059 475
Horizons Active Emerging Markets Dividend ETF Cl Units HAJ 196,335 2,745,320 478
First Trust Senior Loan ETF (CAD-Hedged) Common Units FSL 196,261 3,793,060 637
Horizons Enhanced Income Financials ETF Cl E Units HEF 195,369 1,772,598 435
BMO Mid Term US IG Corporate Bond Index ETF USD Units ZIC.U 193,916 2,781,792 164
Horizons S&P 500 Index ETF Cl A Units USF HXS.U 192,921 9,859,437 432
Mackenzie US Large Cap Equity Index ETF Series E Units QUU 191,630 18,827,083 427
PowerShares FTSE RAFI Global Small-Mid Fundamental ETF USD Units PZW.U 188,990 3,893,767 323
First Asset Morningstar US Momentum Index ETF Common Units YXM 187,495 2,749,420 440
Sphere FTSE Europe Sustainable Yield Index ETF Hedged Common Units SHE 186,920 2,092,500 373
First Asset Canadian Convertible Bond ETF Common Units CXF 185,949 1,820,194 409
Horizons Global Risk Parity ETF Class E Units HRA 185,128 1,919,916 329
PowerShares S&P International Developed Low Volatility Index ETF Units ILV 185,100 4,308,203 441
Horizons Natural Gas Yield ETF Cl E Units HNY 182,897 2,011,363 561
First Trust Canadian Capital Strength ETF Common Units FST 182,660 6,090,490 580
PowerShares Low Volatility Portfolio ETF CAD Units PLV 181,989 3,951,149 542
WisdomTree Canada Quality Dividend Growth Index
ETF Non-Hedged Units DGRC 179,309 4,678,162 145
Mackenzie Core Plus Canadian Fixed Income ETF Series E Units MKB 177,174 3,551,775 439
Horizons S&P/TSX Capped Energy Index ETF Cl A Units HXE 174,465 3,358,191 329
iShares Balanced Growth CorePortfolio ETF Units CBN 172,831 3,661,944 888
Vanguard Global Minimum Volatility ETF Units VVO 172,104 5,108,567 855
iShares S&P Global Consumer Discretionary Index ETF (CAD-Hedged) XCD 172,063 6,072,785 736
Horizons Absolute Return Global Currency ETF Class E Units HARC 170,331 3,558,569 174
Horizons US 7-10 Year Treasury Bond ETF Class A Units HTB 169,210 8,508,391 314
Franklin Liberty Risk Managed Canadian Equity ETF Units FLRM 168,703 3,369,772 233
Vanguard Global Momentum Factor ETF VMO 167,450 5,532,357 964
iShares S&P Global Industrials Index ETF (CAD-Hedged) Units XGI 163,208 5,469,531 560
iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) Units XMS 162,947 3,861,184 438
TSX eREVIEW APRIL 2018 CHAPTER 6 47
ETF Name Symbol Volume Value $ Trades
Purpose US Dividend Fund ETF Non Currency Hedged Units PUD.B 161,079 4,121,944 271
RBC Quant Global Infrastructure Leaders ETF CAD Units RIG 160,294 3,085,524 338
iShares Core MSCI US Quality Dividend Index ETF (CAD-Hedged) Units XDUH 158,537 3,376,431 282
BMO Europe High Dividend Covered Call ETF CAD Units ZWP 158,040 3,238,182 224
First Asset Preferred Share ETF Units FPR 157,533 3,583,173 674
US Equity Plus Income ETF Cl A Units HUL 157,012 1,463,141 156
PowerShares FTSE RAFI U.S. Fundamental Index ETF II CAD Units PXS 156,374 3,936,895 345
Franklin LibertyQT International Equity Index ETF Units FLDM 154,201 3,023,166 257
Dynamic iShares Active U.S. Dividend ETF Units DXU 150,990 3,791,991 211
BMO Global Insurance Hedged to CAD Index ETF CAD Units INSR 146,778 3,257,548 332
Horizons Gold ETF HUG 143,235 1,736,120 331
Vanguard Canadian Long-Term Bond Index ETF
Redeemable, Transferable Units VLB 141,978 3,630,608 404
Horizons China High Dividend Yield Index ETF HCN 141,789 3,904,588 584
AGFiQ Enhanced Core International Equity ETF Units QIE 139,737 4,049,907 434
Horizons US 7-10 Year Treasury Bond ETF Class A Units USF HTB.U 139,624 5,584,350 193
Evolve US Banks Enhanced Yield ETF Hedged Units CALL 138,839 3,138,681 119
Harvest US Bank Leaders Income ETF Cl A Units HUBL 138,446 2,678,743 493
First Asset Morningstar US Dividend Target 50 Index Unhedged Common UXM.B 137,843 2,218,301 352
PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USB 136,884 2,967,429 210
Dynamic iShares Active Global Financial Services ETF Units DXF 136,186 3,099,501 239
BetaPro Gold Bullion -2x Daily Bear ETF HBD 133,816 1,783,202 366
iShares Silver Bullion Fund ETF Non Hedged Common Units SVR.C 133,803 1,125,806 323
BMO US Preferred Share Hedged to CAD Index ETF ZHP 133,127 3,276,121 320
BMO Global Consumer Discretionary
Hedged to CAD Index ETF CAD Units DISC 132,937 3,040,161 197
Royal Canadian Mint-Canadian Gold
Reservews Exch Traded Receipts USF MNT.U 132,610 1,875,078 247
First Trust AlphaDEX U.S. Health Care Sector Index ETF Units FHH 132,433 3,300,963 127
Manulife Multifactor Developed International Index ETF Unhedged Units MINT.B 132,402 3,722,914 153
RBC PH&N Short Term Canadian Bond ETF CAD Units RPSB 129,847 2,578,149 283
RBC Quant EAFE Equity Leaders (CAD Hedged) ETF CAD Units RIEH 127,483 2,664,343 146
RBC Target 2018 Corporate Bond ETF Units RQF 126,040 2,385,482 160
Purpose Enhanced Dividend Fund ETF Shares PDIV 125,160 1,359,095 199
RBC Target 2021 Corporate Bond Index ETF Units RQI 124,140 2,455,613 181
BMO Junior Gas Index ETF Units ZJN 123,753 1,855,251 313
Vanguard Canadian Short-Term Government
Bond Index ETF Redeemable, Transferable Units VSG 123,070 2,994,225 93
First Asset MSCI USA Low Risk Weighted ETF Common Units RWU 120,832 1,791,281 123
AGFiQ Enhanced Core Emerging Markets Equity ETF Units QEM 120,277 3,628,703 395
BMO US Dividend ETF USD Units ZDY.U 119,399 2,863,736 272
WisdomTree U.S. Quality Dividend Growth Index ETF Hedged Units DGR 119,349 3,082,900 678
TD S&P/TSX Capped Composite Index ETF Units TTP 119,314 2,116,701 406
First Asset MSCI International Low Risk Weighted ETF Units nc ipo RWX 116,915 2,367,755 183
Mackenzie Portfolio Completion ETF Series E Units MPCF 116,111 2,356,372 159
Global REIT Leaders Income ETF Class A Units HGR 115,119 1,113,726 153
Horizons S&P/TSX 60 Index ETF USF Units HXT.U 114,939 2,980,820 410
BMO High Yield US Corporate Bond Index ETF CAD Units ZJK 114,729 2,257,836 278
First Asset MSCI USA Low Risk Weighted ETF Unhedged Common RWU.B 113,973 1,986,299 234
Mackenzie US Large Cap Equity Index ETF (CAD-Hedged) Series E Units QAH 113,300 10,672,667 255
First Asset Morningstar International Momentum Index ETF Unhedged Un ZXM.B 112,940 3,618,571 313
Mackenzie Canadian Large Cap Equity Index ETF Series E Units QCE 112,800 10,658,063 77
First Asset U.S. Equity Multi-Factor Index ETF Units FUM 112,032 2,684,330 305
First Asset Morningstar US Momentum Index ETF Unhedged Com Units YXM.B 109,236 2,028,923 237
PowerShares FTSE RAFI US Fundamental ETF
Canadian-dollar-denominated hedged Units PXU.F 108,713 4,219,023 363
BMO Ultra Short-Term Bond ETF Accumulating Units ZST.L 107,714 5,463,200 640
AGFiQ Enhanced Core Canadian Equity ETF Units QCD 107,020 2,766,950 164
RBC Quant EAFE Dividend Leaders ETF USD Units RID.U 105,925 2,053,995 124
First Trust Global Risk Managed Income Index ETF ETP 104,652 1,996,357 406
First Trust AlphaDEX U.S. Technology Sector Index ETF Units FHQ 103,761 3,661,052 792
First Asset Morningstar Canada Dividend Target 30 Index ETF Units DXM 102,756 1,040,346 324
48 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
First Asset MSCI World Low Risk Weighted ETF Unhedged Common RWW.B 102,400 3,016,010 179
Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF (CAD) HUF 102,010 1,308,358 222
RBC Target 2020 Corporate Bond ETF Units RQH 100,891 2,018,393 115
BMO US Put Write ETF USD Units ZPW.U 100,416 1,877,202 160
PowerShares S&P Emerging Markets Low Volatility Index ETF Units ELV 99,248 2,044,028 254
WisdomTree Yield Enhanced Canada Short-Term
Aggregate Bond Index ETF Non-Hedged Units CAGS 97,580 4,769,706 282
First Asset Tech Giants Covered Call ETF Unhedged Common Units TXF.B 97,066 1,706,185 299
First Asset Canadian Buyback Index ETF Redeemable, Transferable Units FBE 96,749 2,258,879 124
RBC Quant EAFE Equity Leaders ETF CAD Units RIE 96,121 2,215,814 155
Horizons Global Currency Opportunities ETF Class E Units HGC 95,603 1,032,928 110
Tech Leaders Income ETF Units TLF 94,337 1,098,259 163
Purpose Multi Strategy Market Neutral Fund ETF Units PMM 93,917 2,153,735 366
Manulife Multifactor Developed International Index ETF Hedged Units MINT 93,101 2,532,772 1,107
BMO Global Consumer Staples Hedged to CAD Index ETF CAD Units STPL 91,570 1,800,577 240
First Asset investment Grade Bond ETF US$ Common Units FIG.U 91,380 902,615 34
Purpose International Tactical Hedged Equity Fund ETF Shares PHW 91,118 1,850,945 223
RBC Quant U.S. Dividend Leaders ETF USD Units RUD.U 88,097 2,238,456 187
Horizons Active US Dividend ETF Cl E Units HAU 88,079 1,057,525 133
Franklin LibertyQT Emerging Markets Index ETF Units FLEM 87,635 1,770,724 202
RBC Quant U.S. Equity Leaders (CAD-Hedged) ETF CAD Units RUEH 87,062 2,158,942 160
Vanguard Canadian Corporate Bond
Index ETF Redeemable, Transferable Units VCB 86,792 2,144,350 229
First Trust AlphaDEX U.S. Energy Sector Index ETF Units FHE 84,682 1,058,317 141
Horizons Enhanced Income US Equity (USD) ETF Common Units HEA 84,120 1,274,690 191
PowerShares FTSE RAFI Global+ Fundamental Index ETF CAD Units PXG 82,484 1,940,116 154
BMO US High Dividend Covered Call Hedged to CAD ETF CAD Units ZWS 75,505 1,494,151 132
WisdomTree International Quality Dividend
Growth Dynamic Hedged Index ETF Variably Hedged Units DQI 75,095 1,777,537 151
Mackenzie Canadian Equity Index ETF Series E Units QCN 74,993 7,118,557 108
PowerShares FTSE RAFI Global Small-Mid Fundamental ETF CAD Units PZW 74,594 1,962,516 238
Horizons Managed Global Opportunities ETF Class E Units HGM 72,649 813,658 112
First Trust Tactical Bond Index ETF Units FTB 72,626 1,401,827 201
First Trust AlphaDEX European
Div Index ETF (CAD-Hedged) Common Un EUR 71,933 1,659,358 252
Purpose US Cash ETF Units USF PSU.U 70,680 7,069,572 300
BMO Government Bond Index ETF CAD Units ZGB 70,584 3,491,145 18
Horizons Active Cdn Bond ETF Cl E Units HAD 69,932 684,266 120
Global Healthcare Income & Growth ETF Units HIG 68,312 584,780 78
Franklin Liberty Canadian Investment Grade Corporate ETF FLCI 68,168 1,323,029 97
Evolve Global Healthcare Enhanced Yield ETF Hedged Units LIFE 66,947 1,264,333 149
BMO MSCI USA Value Index ETF CAD Units ZVU 66,937 1,444,702 107
First Asset Core Canadian Equity ETF Common Units CED 65,536 1,378,144 127
Horizons S&P/TSX 60 Equal Weight ETF Cl E Units HEW 65,305 901,815 79
PowerShares S&P 500 Low Volatility Index ETF CAD Units ULV.C 64,926 1,409,656 93
First Trust AlphaDEX U.S. Industrials Sector Index ETF Units FHG 64,520 1,784,870 126
Evolve Cyber Security Index ETF Hedged Units CYBR 63,411 1,495,173 262
First Asset Cambridge Global Dividend ETF Unhedged common units FCW.B 60,120 1,264,877 59
First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Comm Units FDE 57,757 998,726 188
Manulife Multifactor Canadian Large Cap Index ETF Unhedged Units MCLC 57,085 1,442,165 43
WisdomTree Europe Hedged Equity Index ETF Non-hedged units EHE.B 56,955 1,507,166 114
First Asset Global Financial Sector ETF FSF 56,795 1,219,639 127
Mackenize Ivy Global Equity ETF Series E Units MIVG 55,311 1,115,582 42
First Trust Canadian Capital Strength ETF Advisor Class Units FST.A 55,224 1,545,606 124
BMO US Preferred Share Index ETF USD Units ZUP.U 55,143 1,355,719 101
RBC Quant Global Real Estate Leaders ETF CAD Units RGRE 54,807 1,053,072 214
Desjardins Canadian Preferred Share Index ETF Units DCP 54,216 1,118,585 377
PowerShares S&P/TSX REIT Income Index ETF
Canadian dollar denominated units REIT 52,467 1,086,891 135
Manulife Multifactor U.S. Large Cap Index ETF Unhedged Units MULC.B 51,359 1,439,245 107
RBC Target 2023 Corporate Bond Index ETF CAD Units RQK 51,249 980,938 77
Harvest European Leaders Income ETF Class A Units HEUR 51,201 1,026,092 38
TSX eREVIEW APRIL 2018 CHAPTER 6 49
ETF Name Symbol Volume Value $ Trades
WisdomTree International Quality
Dividend Growth Index ETF Hedged Units IQD 50,439 1,210,806 118
WisdomTree Yield Enhanced Canada Aggregate Bond Index ETF CAGG 50,241 2,427,506 315
First Active Canadian Dividend ETF Common Units FDV 49,392 468,847 173
First Asset MSCI Canada Quality Index Class ETF FQC 49,263 1,138,221 81
Dynamic iShares Active Canadian Dividend ETF Units DXC 49,100 1,060,550 236
Equium Global Tactical Allocation Fund ETF Series Units ETAC 48,658 989,119 87
Dynamic iShares Active Crossover Bond ETF Units DXO 48,648 977,523 123
TD International Equity CAD Hedged Index ETF Units THE 48,099 890,440 176
Vanguard Global Liquidity Factor ETF Units VLQ 47,552 1,537,042 364
RBC Quant European Dividend Leaders ETF USD Units RPD.U 46,262 870,040 64
Purpose Tactical Hedged Equity Fund ETF Non Currency Hedged Fund PHE.B 44,318 1,136,270 165
PowerShares Global Shareholder Yield ETF CAD Units PSY 44,210 1,057,752 95
BMO MSCI Canada Value Index ETF CAD Units ZVC 43,138 872,580 84
Evolve North American Gender Diversity Index ETF Hedged Units HERS 42,828 911,280 136
First Asset MSCI Canada Low Risk Weighted ETF Common Units RWC 42,795 499,638 78
First Asset Core U.S. Equity ETF C$ Unhedged Common Units CES.B 42,044 1,084,531 112
US Equity Plus Income ETF Cl U Units HUL.U 40,900 385,154 68
First Trust AlphaDEX U.S. Financial Sector Index ETF Units FHF 40,822 1,155,878 139
RBC Quant Canadian Equity Leaders ETF CAD Units RCE 40,202 826,601 78
Horizons S&P/TSX Capped Financials Index ETF Cl A Units HXF 39,528 1,620,400 164
Evolve Global Healthcare Enhanced Yield ETF Unhedged Units LIFE.B 38,528 747,816 84
BMO Short Federal Bond Index ETF Accumulating Units ZFS.L 38,439 761,202 41
RBC BlueBay Global Diversified Income (CAD Hedged) ETF CAD Units RBDI 38,407 745,036 80
Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM.U 38,085 1,006,489 51
RBC Target 2022 Corporate Bond Index ETF CAD Units RQJ 37,912 732,692 107
Evolve Active US Core Equity ETF Hedged Units CAPS 36,764 825,910 59
Vanguard Canadian Government Bond
Index ETF Redeemable, Transferable Units VGV 36,100 893,996 70
Exemplar Investment Grade Fund Series ETF Units CORP 36,063 724,212 18
Horizons Enhanced Income US Equity (USD) ETF Cl E Units HEA.U 35,731 429,705 106
First Asset Active Credit ETF US$ Common Units FAO.U 35,550 343,588 29
Silver Bullion Trust C$ ETF Non-Currency Hedged Units SBT.B 35,491 417,600 128
First Asset Core U.S. Equity ETF C$ Common Units CES 34,746 827,726 56
WisdomTree U.S. MidCap Dividend Index ETF Hedged Units UMI 34,696 910,346 315
Purpose US Dividend Fund ETF Units PUD 34,124 763,363 103
RBC Short Term U.S. Corporate Bond ETF CAD Units RUSB 32,705 649,173 42
First Asset Cambridge Core U.S. Equity ETF Units FCY 32,651 784,862 83
Mackenzie US Investment Grade Corporate
Bond Index ETF (CAD-Hedged) Series E Units QUIG 32,040 3,172,412 25
Purpose Monthly Income Fund ETF Units PIN 31,602 594,057 111
PowerShares Global Shareholder Yield ETF USD Units PSY.U 31,139 589,431 23
Evolve Blockchain ETF Canadian dollar denominated units LINK 30,597 564,145 249
Royal Canadian Mint-Cdn Silver Reserves ETR USF MNS.U 29,729 291,907 78
Manulife Multifactor U.S. Mid Cap Index ETF Unhedged Units MUMC.B 29,642 806,678 180
Manulife Multifactor U.S. Mid Cap Index ETF Hedged Units MUMC 28,939 825,570 85
AGFiQ Global Equity Rotation ETF Units QGL 28,245 800,817 55
Harvest US Bank Leaders Income ETF Cl U Units HUBL.U 27,955 539,705 80
iShares Edge MSCI Min Vol Global Index ETF (CAD-Hedged) Units XMY 25,989 594,473 101
Can-60 Income ETF CSY 25,829 534,073 91
Horizons NASDAQ-100 Index ETF Class A Units HXQ.U 25,186 956,684 50
Evolve Cyber Security Index ETF Unhedged Units CYBR.B 24,614 588,967 60
BMO Short Corporate Bond Index ETF Accumulating Units ZCS.L 24,355 488,929 50
RBC Quant U.S. Equity Leaders ETF USD Units RUE.U 23,655 488,402 39
RBC Strategic Global Dividend Leaders ETF CAD Units RLD 21,819 531,269 96
Bristol Gate Concentrated US Equity ETF CAD Units BGU 21,629 434,880 68
RBC Quant Emerging Markets Equity Leaders ETF USD Units RXE.U 21,626 458,128 21
Purpose Tactical Hedged Equity Fund ETF Units PHE 21,624 549,910 37
First Asset Long Duration Fixed Income ETF Units FLB 21,238 400,024 14
RBC Quant Emerging Markets Dividend Leaders ETF USD Units RXD.U 21,055 363,150 34
Desjardins Canadian Short Term Bond Index ETF Units DCS 20,236 393,449 394
First Asset Canadian Dividend Low Volatility Index ETF Units FDL 19,941 392,867 25
50 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
AGFiQ MultiAsset Income Allocation ETF Units QMY 19,753 507,411 70
PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USF USB.U 19,566 341,575 30
U.S. Global GO GOLD and Precious Metal Miners ETF Units GOGO 19,409 199,391 11
First Trust AlphaDEX U.S. Materials Sector Index ETF Units FHM 19,174 506,156 150
First Asset Core U.S. Equity ETF US$ Unhedged Common Units CES.U 19,125 470,513 12
Mackenzie US High Yield Bond Index ETF (CAD-Hedged) Series E Units QHY 17,970 1,770,160 67
Purpose Best Ideas Fund ETF PBI 17,615 497,251 102
First Trust AlphaDEX™ U.S. Health Care Sector Index ETF Hedged Units FHH.F 17,200 354,334 42
BMO Short Provincial Bond Index ETF Accumulating Units ZPS.L 17,050 339,576 5
Purpose Short Duration Tactical Bond Fund ETF Units SBND 16,840 330,991 18
Manulife Multifactor U.S. Large Cap Index ETF Hedged Units MULC 16,742 481,425 295
AGFiQ MultiAsset Allocation ETF Units QMA 16,692 453,472 69
First Trust AlphaDEX™ U.S. Technology Sector Index ETF Hedged Units FHQ.F 16,624 368,523 18
First Trust AlphaDEX™ U.S. Industrials Sector Index ETF Hedged Units FHG.F 16,600 334,196 29
RBC Short Term U.S. Corporate Bond ETF USD Units RUSB.U 15,900 250,654 13
BMO Corporate Bond Index ETF CAD Units ZCB 15,801 786,847 32
Horizons US 7-10 Year Treasury Bond CAD Hedged ETF Class A Units HTH 14,809 704,115 27
Dynamic iShares Active U.S. Mid-Cap ETF Units DXZ 14,747 333,936 87
Bristol Gate Concentrated Canadian Equity ETF CAD Units BGC 14,584 292,263 53
PowerShares FTSE RAFI Canadian
Small-Mid Fundamental Index ETF CAD Units PZC 13,911 275,322 37
First Trust Short Duration High
Yield Bond ETF (CAD-Hedged) Class A Units FSD.A 13,650 265,727 19
Mackenize Canadian Short Term Fixed Income ETF Series E Units MCSB 13,642 271,780 19
First Trust Value Line® Dividend
Index ETF (CAD-Hedged) Common Units FUD 12,913 341,909 57
First Trust AlphaDEX™ U.S. Consumer
Staples Sector Index ETF Hedged Units FHC.F 12,400 247,624 14
RBC Quant EAFE Equity Leaders ETF USD Units RIE.U 12,005 215,065 11
Desjardins 1-5 year Laddered
Canadian Government Bond Index ETF Units DCG 11,979 230,934 230
First Asset Cambridge Core U.S. Equity ETF Unhedged Units FCY.B 10,817 248,742 44
PowerShares FTSE RAFI Global+ Fundamental Index ETF USD Units PXG.U 10,550 193,418 9
Purpose best Ideas Fund ETF Non Currency Hedged Units PBI.B 10,443 304,732 52
WisdomTree International Quality Dividend
Growth Index ETF Non-Hedged Units IQD.B 10,232 245,053 24
WisdomTree U.S. High Dividend Index ETF Hedged Units HID 10,222 214,577 58
Horizons Active US Dividend ETF Cl E Units* HAU.U 10,220 101,648 11
First Asset Cambridge Global Dividend ETF Hedged common units FCW 9,933 202,614 23
Purpose Diversified Real Asset Fund ETF Units PRA 9,864 180,937 60
First Trust AlphaDEX U.S. Utilities Sector Index ETF Units FHU 9,585 208,713 44
First Trust Short Duration High
Yield Bond ETF (CAD-Hedged) Common Units FSD 9,503 203,258 30
Purpose Enhanced US Equity Fund ETF Shares PEU 9,437 254,739 25
First Trust AlphaDEX U.S. Consumer Disc Sector Index ETF FHD 9,308 236,574 70
Evolve Automobile Innovation Index ETF Unhedged Units USF CARS.U 9,025 176,435 8
Mackenzie Canadian Aggregate Bond Index ETF Series E Units QBB 9,010 895,912 22
Excel Global Balanced Asset Allocation ETF Class E Units EXGB 8,850 214,631 5
RBC Strategic Global Equity Leaders ETF CAD Units RLE 8,401 216,032 47
First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Advisor Units FDE.A 8,100 140,838 4
Horizons Active Intl Developed Markets Equity ETF Class A Units HADM 7,871 81,019 27
RBC Quant Global Infrastructure Leaders ETF USD Units RIG.U 7,600 116,244 11
Purpose Canadian Financial Income Fund ETF Shares BNC 7,586 173,181 40
Excel Global Growth Asset Allocation ETF EXGG 7,516 183,360 5
Mackenzie Canadian Short-Term Bond Index ETF Series E Units QSB 7,515 752,056 7
PowerShares FTSE RAFI U.S. Fundamental Index ETF II USD Units PXS.U 7,306 142,850 35
RBC 6-10 Year Laddered Canadian Corporate Bond ETF CAD Units RMBO 7,296 144,410 11
First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF FHC 7,159 171,508 45
Bristol Gate Concentrated US Equity ETF USD Units BGU.U 6,305 99,251 20
Manulife Multifactor Canadian SMID Cap Index ETF Unhedged Units MCSM 5,846 147,288 26
First Trust Indxx Innovative Transaction and Process ETF Units BLCK 5,756 107,998 34
Manulife Multifactor U.S. Small Cap Index ETF Unhedged Units MUSC.B 5,020 131,772 33
TSX eREVIEW APRIL 2018 CHAPTER 6 51
ETF Name Symbol Volume Value $ Trades
Desjardins Canadian Universe Bond Index ETF Units DCU 4,969 97,188 23
RBC Quant Global Real Estate Leaders ETF USD Units RGRE.U 4,900 71,316 6
First Trust Dorsey Wright U.S. Sector
Rotation Index ETF (CAD-Hedged) Units FSR 4,829 109,517 18
PowerShares S&P 500 Low Volatility Index ETF USD Units ULV.U 4,825 83,233 9
WisdomTree Emerging Markets Dividend Index ETF Non-Hedged Units EMV.B 4,516 128,158 32
BMO Short-Term Bond Index ETF CAD Units ZSB 4,438 220,718 6
First Trust AlphaDEX European Div Index ETF (CAD-Hedged) Advisor Un EUR.A 4,001 96,064 3
Evolve US Banks Enhanced Yield ETF Unhedged Units CALL.B 3,918 84,151 16
Evolve North American Gender Diversity Index ETF Unhedged Units HERS.B 3,700 79,922 11
Purpose Conservative Income Fund ETF Shares PRP 3,360 66,357 6
Purpose Enhanced US Equity Fund ETF Non Currency Hedged Fund PEU.B 3,130 92,724 19
PowerShares FTSE RAFI Global Small-Mid Fundamental ETF
Canadian dollar denominated hedged units PZW.F 3,100 60,369 2
Silver Bullion Trust ETF Currency Hedged Units SBT 3,091 30,600 6
WisdomTree U.S. High Dividend Index ETF Non-Hedged Units HID.B 2,611 51,680 3
First Trust Value Line® Dividend Index ETF
(CAD-Hedged) Advisor Class Units FUD.A 2,601 67,819 7
PowerShares Senior Loan Index ETF Canadian dollar denominated units BKL.C 2,586 46,723 13
Silver Bullion Trust US$ ETF Non-Currency Hedged Units SBT.U 2,500 23,550 2
Mackenzie International Equity Index ETF Series E Units QDX 2,006 192,718 16
Harvest Banks & Buildings Income ETF Class A Units HCBB 1,717 34,377 5
WisdomTree U.S. MidCap Dividend Index ETF Non-Hedged Units UMI.B 1,575 42,101 3
Evolve Active US Core Equity ETF Unhedged Units CAPS.B 1,300 29,467 3
Purpose Global Innovators Fund ETF Shares PINV 1,078 21,757 2
Purpose Strategic Yield Fund ETF Shares SYLD 700 14,077 1
First Trust Global Risk Managed Income Index ETF Advisor ETP.A 614 11,646 4
Mackenzie International Equity Index ETF (CAD-Hedged) Series E Units QDXH 503 48,162 5
Franklin Liberty Core Balanced ETF FLBA 327 6,382 6
Manulife Multifactor U.S. Small Cap Index ETF Hedged Units MUSC 311 8,226 5
Dynamic iShares Active Investment Grade Floating Rate ETF Units DXV 215 4,314 3
Evolve Active Short Duration Bond ETF Hedged Units TIME 176 3,442 8
PowerShares Senior Loan Index ETF U.S. dollar denominated units BKL.U 132 1,914 3
Evolve Active Short Duration Bond ETF Unhedged Units TIME.B 100 2,011 1
First Trust Senior Loan ETF (CAD-Hedged) Advisor Units FSL.A 99 1,925 4
Purpose Multi-Asset Income Fund ETF Shares PINC 0 0 0
Horizons Robotics and Automation Index ETF USF ROBO.U 0 0 0
52 CHAPTER 6 TSX eREVIEW APRIL 2018
ETF Name Symbol Volume Value $ Trades
Chapter 7 - S&P/TSX�
Index Information
• Portfolio Changes Summary
• S&P/TSX Indexes Market Summary
• S&P/TSX Composite Index Graph
• S&P/TSX Composite Index History
• S&P/TSX Composite Index Constituents
• S&P/TSX 60 Indices Constituents
• S&P/TSX Completion Indices Constituents
• S&P/TSX SmallCap Indices Constituents
• S&P/TSX Capped Sector Indices Constituents
• S&P/TSX 60 Index History & Graph
• S&P/TSX Completion & Small Cap Index & Graphs
• S&P/TSX Sub Indices Graph
• S&P/TSX Index Returns & Weights
• S&P/TSX Major Indices Monthly Summary
*S&P/TSX Equity Index Products are products of S&P Dow Jones Indices LLC (“SPDJI”) and TSX Inc. (“TSX”). Standard & Poor’s® and S&P®
are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”); Dow Jones® is a registered trademark of Dow Jones
Trademark Holdings LLC (“Dow Jones”); and TSX® is a registered trademark of TSX. SPDJI, Dow Jones, S&P and TSX do not sponsor,
endorse, sell or promote any products based on the S&P/TSX Equity Index Products and none of such parties make any representation
regarding the advisability of investing in such product(s) nor do they have any liability for any errors, omissions or interruptions of the S&P/TSX
Equity Index Products or any data related thereto.
For additional index information,
visit our Market Activity section of www.tsx.com, or click here.
03-Apr AGO Avigilon Corporation Delete TXIT Acquired - Motorola Solutions $CDN27.00 cash/share
23-Apr AX.PR.I Artis Real Estate
Investment Tr Pr Ser ‘I’ Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr BCE.PR.C Bce Inc. 1st Pr Series ‘Ac’ Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr BCE.PR.F Bce Inc. 1st Pr Series ‘Af’ Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr BIP.PR.E Brookfield Infrastructure
Partnr Lp A Pr Sr 9 Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr BEP.PR.M Brookfield Renewabl
Part Lp Cl A Ser 13 Pr Un Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr CM.PR.S Canadian Imperial
Bank Series ‘47’ Pr Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr GWO.PR.S Great-West Lifeco Inc.
5.25% 1st Pr Series S Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr GWO.PR.L Great-West Lifeco Inc.
5.65% 1st Pr Series L Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr GWO.PR.M Great-West Lifeco Inc.
5.80% 1st Pr Series M Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr IAG.PR.I Industrial Alliance Ins
& Fin Serv Inc. Pr I Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr MFC.PR.Q Manulife Financial Corp
Nn-Cm Cl 1 Pr Ser 25 Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr NA.PR.E National Bank Of
Canada 5-Yr 1st Pr Ser ‘40’ Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr TRI.PR.B Thomson Reuters
Corporation Fltg Rate Pr Ii Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr TD.PF.J Toronto-Dominion Bank(The)
5-Yr Rst Pr Ser 18 Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr W.PR.K Westcoast Energy Inc.
5-Yr 1st Pr Ser ‘10’ Preferred Share Add in Quarterly Preferred Share Index Review
23-Apr BAM.PF.D Brookfield Asset Managemnt Inc
Cl A Pr Ser 37 Preferred Share Delete in Quarterly Preferred Share Index Review
23-Apr CU.PR.G Canadian Utilities
Limited 2nd Pr Ser ‘Dd’ Preferred Share Delete in Quarterly Preferred Share Index Review
23-Apr ATD.B Alimentation
Couche-Tard Inc. B Sv Composite Buyback Add in Quarterly Composite Buyback Review
23-Apr NA National Bank Of Canada Composite Buyback Add in Quarterly Composite Buyback Review
23-Apr REI.UN Riocan REIT Composite Buyback Add in Quarterly Composite Buyback Review
23-Apr ZZZ Sleep Country Canada
Holdings Inc. Composite Buyback Add in Quarterly Composite Buyback Review
23-Apr TECK.B Teck Resources Limited B Sv Composite Buyback Add in Quarterly Composite Buyback Review
23-Apr TCW Trican Well Service Ltd. Composite Buyback Add in Quarterly Composite Buyback Review
23-Apr HCG Home Capital Group Inc. Composite Buyback Delete in Quarterly Composite Buyback Review
23-Apr PJC.A Jean Coutu Group (Pjc) Inc. Composite Buyback Delete in Quarterly Composite Buyback Review
23-Apr POU Paramount Resources Ltd. Composite Buyback Delete in Quarterly Composite Buyback Review
23-Apr PSK Prairiesky Royalty Ltd. Composite Buyback Delete in Quarterly Composite Buyback Review
TS
XeR
EV
IEW
AP
RIL
2018
CH
AP
TE
R7
1
TTTS = Telecommunication Services; TTTK = Information Technology; TTCS = Consumer Staples; TTCD = Consumer Discretionary; TTHC = Health Care; TTMT = Materials; TTGD = Gold; TTIN = Industrial;
TTEN = Energy; TTFS = Financials; TTRE = Real Estate; TTUT = Utilities.
Eff. S&P/TSX S&P/TSX S&P/TSX S&P/TSX Special
Date Sym. Stock Composite 60 Completion SmallCap Sector Index Reason
Portfolio Changes Summary
23-Apr SW Sierra Wireless Inc. Composite Buyback Delete in Quarterly Composite Buyback Review
23-Apr WFT West Fraser Timber Co. Ltd. Composite Buyback Delete in Quarterly Composite Buyback Review
23-Apr AQN Algonquin Power &
Utilities Corp. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr CG Centerra Gold Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr CUF.UN Cominar REIT Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr ECN Ecn Capital Corp. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr EMA Emera Inc Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr GIL Gildan Activewear Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr IMG Iamgold Corporation Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr KL Kirkland Lake Gold Ltd. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr LB Laurentian Bank Of Canada Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr LUN Lundin Mining Corporation Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr MG Magna International Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr SJ Stella-Jones Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr TFII Tfi International Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr TCW Trican Well Service Ltd Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr WPM Wheaton Precious Metals Corp. Shareholder Yield Add in Quarterly Shareholder Yield Index Review
23-Apr AD Alaris Royalty Corp. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr BTE Baytex Energy Corp. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr BB Blackberry Limited Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr BEP.UN Brookfield Renewable
Partners Lp Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr GIB.A Cgi Group Inc. Class A Sv Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr BCB Cott Corporation Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr DII.B Dorel Industries Inc. Class B Sv Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr FRU Freehold Royalties Ltd. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr HR.UN H&R Reit Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr IMO Imperial Oil Ltd Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr IFP Interfor Corporation Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr NA National Bank Of Canada Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr NFI New Flyer Industries Inc. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr SCL Shawcor Ltd. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
23-Apr TRP Transcanada Corp Shareholder Yield Delete in Quarterly Shareholder Yield Index Review
27-Apr BNS.PR.P Bank Of Nova Scotia
Preferred Series 18 Preferred Share Redeemed for $CDN25.00 cash per share
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TTTS = Telecommunication Services; TTTK = Information Technology; TTCS = Consumer Staples; TTCD = Consumer Discretionary; TTHC = Health Care; TTMT = Materials; TTGD = Gold; TTIN = Industrial;
TTEN = Energy; TTFS = Financials; TTRE = Real Estate; TTUT = Utilities.
Eff. S&P/TSX S&P/TSX S&P/TSX S&P/TSX Special
Date Sym. Stock Composite 60 Completion SmallCap Sector Index Reason
The S&P/TSX Indexes ™ Market Summary by Standard & Poor’sThe annual compound rate of return (including dividends) for the Composite Index to April 30, 2018:
1 Year: 3 Year: 5 Year: 10 Year:
3.11% 3.87% 7.76% 4.19%
The annual compound rate of return (including dividends) for the 60 Index to April 30, 2018:
1 Year: 3 Year: 5 Year: 10 Year:
3.33% 4.39% 8.54% 4.11%
The annual compound rate of return (including dividends) for the Canadian Completion to April 30, 2018:
1 Year: 3 Year: 5 Year: 10 Year:
2.45% 2.36% 5.55% 4.64%
The annual compound rate of return (including dividends) for the Canadian SmallCap to April 30, 2018:
1 Year: 3 Year: 5 Year: 10 Year:
0.19% 4.59% 5.52% 2.29%
The annual compound rate of return (including dividends) for the 60 Capped Index to April 30, 2018:
1 Year: 3 Year: 5 Year: 10 Year:
3.33% 4.39% 8.54% 4.11%
The annual compound rate of return (including dividends) for the Capped Composite Index to April 30, 2018:
1 Year: 3 Year: 5 Year: 10 Year:
3.11% 3.87% 7.76% 4.19%
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S&P/TSX COMPOSITE INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018
DATE CLOSE VOLUME TRIV
Apr. 02 15,213.45 171,899,559 51,069.99
03 15,180.76 205,280,093 50,960.26
04 15,164.37 234,836,642 50,905.21
05 15,356.05 221,246,785 51,550.05
06 15,207.41 206,667,149 51,053.60
09 15,227.70 179,864,292 51,151.78
10 15,262.14 219,480,576 51,267.46
11 15,257.90 240,524,324 51,253.23
12 15,269.27 165,579,540 51,292.85
13 15,273.97 196,110,865 51,310.05
16 15,300.38 194,360,809 51,398.86
17 15,353.30 172,630,587 51,576.64
18 15,529.97 230,935,432 52,170.14
19 15,454.42 191,723,098 51,917.18
20 15,484.32 170,638,969 52,019.61
23 15,552.06 202,793,420 52,247.20
24 15,477.00 202,523,831 52,030.95
25 15,509.75 189,569,541 52,141.33
26 15,637.59 209,057,119 52,571.10
27 15,668.93 115,241,395 52,688.31
30 15,607.88 202,543,624 52,501.09
S&P/TSX COMPOSITE INDEXMONTHLY AND YEARLY HIGHS AND LOWS
(Based on Closing Indices)
STOCK PRICE INDEX TOTAL RETURN INDEX
2018 HIGH LOW CLOSE HIGH LOW CLOSE
April 15,668.93 15,164.37 15,607.88 52,688.31 50,905.21 52,501.09
March 15,711.33 15,169.94 15,367.29 52,639.03 50,898.57 51,562.02
February 15,860.92 15,034.53 15,442.68 52,946.41 50,188.91 51,643.60
January 16,412.94 15,951.67 15,951.67 54,682.26 53,244.19 53,249.36
2017
December 16,221.95 15,908.78 16,209.13 54,021.69 52,840.99 54,002.68
November 16,131.79 15,878.48 16,067.48 53,467.28 52,660.87 53,364.69
October 16,025.59 15,705.00 16,025.59 53,113.94 51,956.14 53,113.94
September 15,634.94 14,985.32 15,634.94 51,701.68 49,439.42 51,701.68
August 15,265.63 14,951.88 15,211.87 50,234.75 49,252.82 50,166.87
July 15,264.64 15,027.16 15,143.87 50,168.74 49,382.43 49,834.07
June 15,473.21 15,148.53 15,182.19 50,685.22 49,665.91 49,864.48
May 15,652.08 15,273.68 15,349.91 51,135.71 49,947.68 50,243.42
2018 16,412.94 15,034.53 N/A 54,682.26 50,188.91 N/A
2017 16,221.95 14,951.88 16,209.13 54,021.69 49,252.82 54,002.68
2016 15,422.12 11,843.11 15,287.59 49,935.86 37,262.18 49,500.53
2015 15,450.87 12,695.49 13,009.95 47,485.84 39,811.33 40,881.84
2014 15,657.63 13,486.20 14,632.44 47,241.85 39,999.33 44,591.13
2013 13,621.55 11,836.86 13,621.55 40,334.38 34,461.96 40,334.38
2012 12,740.47 11,280.64 12,433.53 35,696.72 31,734.71 35,696.72
2011 14,270.53 11,504.42 11,955.09 38,971.39 30,928.60 33,302.95
2010 13,449.17 11,092.50 13,443.22 36,484.70 29,360.52 36,480.62
2009 11,779.73 7,566.94 11,746.11 31,019.40 19,470.04 31,019.40
2008 15,073.13 7,724.76 8,987.70 37,790.95 19,629.08 22,967.98
2007 14,625.76 12,457.55 13,883.06 36,072.14 30,133.14 34,282.35
2006 13,021.77 10,904.34 12,908.39 31,432.44 25,991.86 31,213.49
2005 11,296.29 9,006.22 11,272.26 26,675.39 20,887.58 26,618.80
2004 9,287.40 8,123.50 9,246.65 21,525.63 18,616.51 21,444.89
2003 8,260.54 6,228.63 8,220.89 18,822.60 13,976.20 18,732.48
2002 7,958.11 5,695.33 6,614.54 17,512.70 12,668.74 14,782.01
2001 9,348.36 6,513.13 7,688.41 20,214.27 14,230.24 16,881.75
2000 11,388.82 8,114.24 8,933.68 23,467.32 17,337.78 19,309.35
1999 8,472.58 6,180.34 8,413.75 18,099.85 13,031.00 17,977.46
1998 7,822.25 5,336.15 6,485.94 16,261.84 11,181.99 13,648.84
1997 7,209.93 5,679.33 6,699.44 14,866.27 11,612.33 13,868.54
1996 6,018.65 4,739.70 5,927.03 12,220.97 9,451.32 12,061.95
1995 4,745.21 3,991.41 4,713.54 9,435.35 7,779.60 9,397.97
1994 4,609.93 3,959.85 4,213.61 8,811.04 7,619.83 8,205.73
1993 4,329.88 3,275.75 4,321.43 8,236.00 6,067.86 8,220.23
1992 3,665.96 3,195.39 3,350.44 6,571.79 5,867.65 6,201.72
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1 RY Royal Bank of Canada 40101010
2 TD Toronto-Dominion Bank 40101010
3 BNS Bank of Nova Scotia Halifax 40101010
4 SU Suncor Energy Inc 10102010
5 CNR Canadian National Railways 20304010
6 ENB Enbridge Inc 10102040
7 BMO Bank of Montreal 40101010
8 CNQ Canadian Natural Resources Limited 10102020
9 CM Canadian Imperial Bank of Commerce 40101010
10 BCE BCE Inc 50101020
11 MFC Manulife Financial Corporation 40301020
12 TRP TransCanada Corp 10102040
13 BAM.A Brookfield Asset Management Inc 40203010
14 NTR Nutrien Ltd. 15101030
15 CP Canadian Pacific Railway Ltd 20304010
16 SLF Sun Life Financial Serv Canada 40301020
17 T TELUS Corp 50101020
18 MG Magna International Inc 25101010
19 WCN Waste Connections, Inc. 20201050
20 ATD.B Alimentation Couche Tard Inc. Class B SV 30101030
21 RCI.B Rogers Communications Inc B NV 50102010
22 NA National Bank of Canada 40101010
23 PPL Pembina Pipeline Corporation 10102040
24 ABX Barrick Gold Corp 15104030
25 FFH Fairfax Financial Holdings Limited 40301030
26 GIB.A CGI Group Inc. Class A SV 45102010
27 FTS Fortis Inc 55101010
28 CSU Constellation Software Inc. 45103010
29 QSR Restaurant Brands International Inc. 25301040
30 FNV Franco-Nevada Corp 15104030
31 TECK.B Teck Resources Limited Class B SV 15104020
32 SHOP Shopify Inc. 45101010
33 ECA EnCana Corp 10102020
34 DOL Dollarama Inc 25503020
35 G Goldcorp Inc 15104030
36 BIP.UN Brookfield Infrastructure Partners L.P. 55101010
37 IFC Intact Financial Corporation 40301040
38 TRI Thomson Reuters Corporation 40203040
39 CVE Cenovus Energy Inc 10102010
40 L Loblaw Companies Ltd 30101030
41 FM First Quantum Minerals Ltd 15104025
42 AEM Agnico Eagle Mines Limited 15104030
43 OTEX Open Text Corp 45103010
44 WPM Wheaton Precious Metals Corp. 15104045
45 SJR.B Shaw Communications Inc B 25401025
46 POW Power Corporation of Canada 40301020
47 CTC.A Canadian Tire Corporation Limited NV 25503020
48 IMO Imperial Oil Ltd 10102010
49 SNC SNC - Lavalin Group Inc 20103010
50 GWO Great-West Lifeco Inc 40301020
51 MRU Metro Inc. 30101030
52 SAP Saputo Inc 30202030
53 EMA Emera Inc 55101010
54 CCL.B CCL Industries Inc. Class B NV 15103010
55 IPL Inter Pipeline Ltd. 10102040
56 BBD.B Bombardier Inc. Class B SV 20101010
57 GIL Gildan Activewear Inc A 25203010
58 PWF Power Financial Corp 40301020
59 ONEX Onex Corp Subvtg 40201030
60 REI.UN RioCan REIT 60101070
61 CIX CI Financial Corp 40203010
62 VRX Valeant Pharmaceuticals International Inc. 35202010
63 KEY Keyera Corp. 10102030
64 AC Air Canada 20302010
65 BB BlackBerry Limited 45103020
66 CAE CAE Inc 20101010
67 MX Methanex Corp 15101010
68 K Kinross Gold Corp 15104030
69 CPG Crescent Point Energy Corp 10102020
70 TOU Tourmaline Oil Corp 10102020
71 HR.UN H&R REIT 60101010
72 PSK PrairieSky Royalty Ltd. 10102020
73 H Hydro One Limited 55101010
74 IAG Industrial Alliance Insurance and Financial Services Inc. 40301020
75 FTT Finning Intl Inc 20107010
76 HSE Husky Energy Inc 10102010
77 AQN Algonquin Power & Utilities Corp. 55105010
78 LUN Lundin Mining Corporation 15104025
79 WEED Canopy Growth Corporation 35202010
80 CCO Cameco Corp 10102050
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GICSSymbol Company Name Code
GICSSymbol Company Name Code
S&P/TSX Composite Index
81 VET Vermilion Energy Inc. 10102020
82 WFT West Fraser Timber Co Ltd 15105010
83 CAR.UN Canadian Apartment Properties REIT 60101060
84 VII Seven Generations Energy Ltd. 10102020
85 ARX ARC Resources Ltd. 10102020
86 BPY.UN Brookfield Property Partners L.P. 60102020
87 WN George Weston Ltd 30101030
88 TSGI The Stars Group Inc. 25301010
89 BEP.UN Brookfield Renewable Partners LP 55105020
90 RBA Ritchie Bros Auctioneers Inc 20201070
91 ALA AltaGas Ltd. 10102040
92 TIH Toromont Industries Ltd 20107010
93 KL Kirkland Lake Gold Ltd. 15104030
94 ACB Aurora Cannabis Inc. 35202010
95 WSP WSP Global Inc. 20103010
96 CU Canadian Utilities Ltd A NV 55103010
97 EMP.A Empire Company Limited 30101030
98 PKI Parkland Fuel Corporation 10102030
99 WCP Whitecap Resources Inc. 10102020
100 AP.UN Allied Properties REIT 60101040
101 QBR.B Quebecor Inc B SV 25401025
102 ENF Enbridge Income Fund Holdings Inc. 10102040
103 TRQ Turquoise Hill Resources Ltd 15104020
104 STN Stantec Inc 20202020
105 REF.UN Canadian REIT 60101010
106 ERF Enerplus Corporation 10102020
107 BTO B2Gold Corp 15104030
108 YRI Yamana Gold Inc 15104030
109 PXT Parex Resources Inc. 10102020
110 SRU.UN SmartCentres REIT 60101070
111 IGM IGM Financial Inc 40203010
112 TFII TFI International Inc. 20304020
113 LNR Linamar Corp 25101010
114 FCR First Capital Realty Inc 60102020
115 IMG IAMGOLD Corp 15104030
116 MAXR Maxar Technologies Ltd. 20101010
117 PBH Premium Brands Holdings Corporation 30202030
118 PAAS Pan American Silver Corp 15104045
119 NFI New Flyer Industries Inc. 20106010
120 CSH.UN Chartwell Retirement Residences 35102020
121 CWB Canadian Western Bank 40101015
122 DSG Descartes Systems Group Inc 45103010
123 ACO.X Atco Ltd I Nvtg 55103010
124 CIGI Colliers International Group Inc. 60102040
125 FSV FirstService Corporation 60102040
126 X TMX Group Limited 40203040
127 AGI Alamos Gold 15104030
128 NPI Northland Power Inc. 55105010
129 WJA WestJet Airlines Ltd. 20302010
130 BCB Cott Corp 30201030
131 CPX Capital Power Corp 55105010
132 MFI Maple Leaf Foods Inc 30202030
133 DRG.UN Dream Global REIT 60101010
134 GEI Gibson Energy Inc 10102040
135 GRT.UN Granite REIT 60101020
136 HBM HudBay Minerals Inc. 15104020
137 OSB Norbord Inc 15105010
138 CUF.UN Cominar REIT 60101010
139 OGC OceanaGold Corp 15104030
140 BYD.UN Boyd Group Income Fund 20201070
141 GC Great Canadian Gaming Corp 25301010
142 KXS Kinaxis Inc. 45103020
143 LB Laurentian Bank of Canada 40101015
144 THO Tahoe Resources Inc 15104030
145 AX.UN Artis Real Estate Investment Trust 60101010
146 PEY Peyto Exploration & Development Corp. 10102020
147 CFP Canfor Corp 15105010
148 SJ Stella-Jones Inc. 15105010
149 TA TransAlta Corporation 55105010
150 CGX Cineplex Inc. 25401030
151 PJC.A Jean Coutu Group (PJC) Inc. (The) 30101010
152 DOO BRP Inc. 25202010
153 ECI EnerCare Inc. 25302020
154 EFN Element Fleet Management Corp. 40201040
155 CLS Celestica Inc 45203020
156 BBU.UN Brookfield Business Partners LP 20103010
157 RUS Russel Metals Inc 20107010
158 APH Aphria Inc. 35202010
159 SPB Superior Plus Corp 55102010
160 GOOS Canada Goose Holdings Inc. 25203010
161 NGD New Gold Inc 15104030
162 SCL Shawcor Ltd. 10101020
163 KML Kinder Morgan Canada Limited 10102040
164 TCL.A Transcontinental Inc. A SV 20201010
165 BEI.UN Boardwalk Real Estate Investment Trust 60101060
166 CG Centerra Gold 15104030
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GICSSymbol Company Name Code
GICSSymbol Company Name Code
167 EDV Endeavour Mining Corporation 15104030
168 D.UN Dream Office REIT 60101040
169 GTE Gran Tierra Energy Inc 10102020
170 DGC Detour Gold Corp 15104030
171 MIC Genworth MI Canada Inc 40102010
172 SSRM SSR Mining Inc 15104030
173 CCA Cogeco Communications Inc 25401025
174 IFP Interfor Corporation 15105010
175 OR Osisko Gold Royalties Ltd. 15104030
176 RRX Raging River Exploration Inc. 10102020
177 CEU CES Energy Solutions Corp. 10101020
178 INE Innergex Renewable Energy Inc 55105020
179 MTL Mullen Group Ltd 10101020
180 MEG MEG Energy Corp 10102020
181 NVA Nuvista Energy Ltd 10102020
182 WPK Winpak Ltd 15103010
183 MNW Mitel Networks Corp 45201020
184 IVN Ivanhoe Mines Ltd. 15104020
185 LIF Labrador Iron Ore Royalty Corporation 15104050
186 EFX Enerflex Ltd. 10101020
187 FR First Majestic Silver Corp 15104045
188 CHE.UN Chemtrade Logistics Income Fund 15101010
189 MSI Morneau Shepell Inc. 20202010
190 BTE Baytex Energy Corp. 10102020
191 NG Novagold Resources Inc 15104030
192 RNW TransAlta Renewables Inc. 55105020
193 NWC North West Company Inc. 30101030
194 TCN Tricon Capital Group Inc. 60102010
195 PD Precision Drilling Corporation 10101010
196 ATA ATS Automation Tooling Systems 20106020
197 MRE Martinrea International Inc 25101010
198 PSI Pason Systems Inc 10101020
199 POU Paramount Resources Ltd 10102020
200 PVG Pretium Resources Inc. 15104030
201 SES Secure Energy Services Inc 10101020
202 BLX Boralex Inc. ‘A’ 55105020
203 SMF Semafo Inc 15104030
204 ENGH Enghouse Systems Limited 45103010
205 ZZZ Sleep Country Canada Holdings Inc. 25504060
206 NVU.UN Northview Apartment REIT 60101060
207 KEL Kelt Exploration Ltd. 10102020
208 FRU Freehold Royalties Ltd. 10102020
209 TOY Spin Master Corp. SV 25202010
210 AIF Altus Group Limited 60102040
211 FVI Fortuna Silver Mines Inc. 15104045
212 TCW Trican Well Service Ltd 10101020
213 KMP.UN Killam Apartment REIT 60101060
214 ECN ECN Capital Corp. 40201040
215 TXG Torex Gold Resources Inc. 15104030
216 ITP Intertape Polymer Group Inc 15103010
217 CRR.UN Crombie REIT 60101070
218 SIA Sienna Senior Living Inc. 35102020
219 WTE Westshore Terminals Investment Corporation 20305030
220 WEF Western Forest Products Inc 15105010
221 SSL Sandstorm Gold Ltd. 15104030
222 NSU Nevsun Resources Ltd 15104025
223 ARE Aecon Group 20103010
224 SPE Spartan Energy Corp. 10102020
225 HBC Hudson’s Bay Company 25503010
226 MAG Mag Silver Corp 15104045
227 CHR Chorus Aviation Inc. 20302010
228 TOG TORC Oil & Gas Ltd. 10102020
229 BIR Birchcliff Energy 10102020
230 ELD Eldorado Gold Corp 15104030
231 BAD Badger Daylighting Ltd. 20103010
232 GUD Knight Therapeutics Inc. 35201010
233 GUY Guyana Goldfields Inc 15104030
234 EIF Exchange Income Corporation 20302010
235 HCG Home Capital Group Inc 40102010
236 UNS Uni-Select Inc 25501010
237 CAS Cascades Inc 15103020
238 SW Sierra Wireless Inc 45201020
239 ESI Ensign Energy Services 10101010
240 AAV Advantage Oil & Gas Ltd. 10102020
241 CJR.B Corus Entertainment Inc B Nvtg 25401020
242 CMG Computer Modelling Group Ltd 45103010
243 NXE NexGen Energy Ltd. 10102050
244 EXE Extendicare Inc. 35102020
245 DII.B Dorel Industries Inc. Class B SV 25201020
246 ASR Alacer Gold Corp. 15104030
247 AD Alaris Royalty Corp. 40203010
248 LUC Lucara Diamond Corp. 15104040
249 PLI ProMetic Life Sciences Inc. 35201010
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GICSSymbol Company Name Code
GICSSymbol Company Name Code
1 RY Royal Bank of Canada 40101010
2 TD Toronto-Dominion Bank 40101010
3 BNS Bank of Nova Scotia Halifax 40101010
4 SU Suncor Energy Inc 10102010
5 CNR Canadian National Railways 20304010
6 ENB Enbridge Inc 10102040
7 BMO Bank of Montreal 40101010
8 CNQ Canadian Natural Resources Limited 10102020
9 CM Canadian Imperial Bank of Commerce 40101010
10 BCE BCE Inc 50101020
11 MFC Manulife Financial Corporation 40301020
12 TRP TransCanada Corp 10102040
13 BAM.A Brookfield Asset Management Inc 40203010
14 NTR Nutrien Ltd. 15101030
15 CP Canadian Pacific Railway Ltd 20304010
16 SLF Sun Life Financial Serv Canada 40301020
17 T TELUS Corp 50101020
18 MG Magna International Inc 25101010
19 WCN Waste Connections, Inc. 20201050
20 ATD.B Alimentation Couche Tard Inc. Class B SV 30101030
21 RCI.B Rogers Communications Inc B NV 50102010
22 NA National Bank of Canada 40101010
23 PPL Pembina Pipeline Corporation 10102040
24 ABX Barrick Gold Corp 15104030
25 GIB.A CGI Group Inc. Class A SV 45102010
26 FTS Fortis Inc 55101010
27 CSU Constellation Software Inc. 45103010
28 QSR Restaurant Brands International Inc. 25301040
29 FNV Franco-Nevada Corp 15104030
30 TECK.B Teck Resources Limited Class B SV 15104020
31 ECA EnCana Corp 10102020
32 DOL Dollarama Inc 25503020
33 G Goldcorp Inc 15104030
34 TRI Thomson Reuters Corporation 40203040
35 CVE Cenovus Energy Inc 10102010
36 L Loblaw Companies Ltd 30101030
37 FM First Quantum Minerals Ltd 15104025
38 AEM Agnico Eagle Mines Limited 15104030
39 OTEX Open Text Corp 45103010
40 WPM Wheaton Precious Metals Corp. 15104045
41 SJR.B Shaw Communications Inc B 25401025
42 POW Power Corporation of Canada 40301020
43 CTC.A Canadian Tire Corporation Limited NV 25503020
44 IMO Imperial Oil Ltd 10102010
45 SNC SNC - Lavalin Group Inc 20103010
46 MRU Metro Inc. 30101030
47 SAP Saputo Inc 30202030
48 EMA Emera Inc 55101010
49 CCL.B CCL Industries Inc. Class B NV 15103010
50 IPL Inter Pipeline Ltd. 10102040
51 BBD.B Bombardier Inc. Class B SV 20101010
52 GIL Gildan Activewear Inc A 25203010
53 VRX Valeant Pharmaceuticals International Inc. 35202010
54 BB BlackBerry Limited 45103020
55 K Kinross Gold Corp 15104030
56 CPG Crescent Point Energy Corp 10102020
57 HSE Husky Energy Inc 10102010
58 CCO Cameco Corp 10102050
59 ARX ARC Resources Ltd. 10102020
60 WN George Weston Ltd 30101030
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GICSSymbol Company Name Code
GICSSymbol Company Name Code
S&P/TSX 60 Index
1 FFH Fairfax Financial Holdings Limited 40301030
2 SHOP Shopify Inc. 45101010
3 BIP.UN Brookfield Infrastructure Partners L.P. 55101010
4 IFC Intact Financial Corporation 40301040
5 GWO Great-West Lifeco Inc 40301020
6 PWF Power Financial Corp 40301020
7 ONEX Onex Corp Subvtg 40201030
8 REI.UN RioCan REIT 60101070
9 CIX CI Financial Corp 40203010
10 KEY Keyera Corp. 10102030
11 AC Air Canada 20302010
12 CAE CAE Inc 20101010
13 MX Methanex Corp 15101010
14 TOU Tourmaline Oil Corp 10102020
15 HR.UN H&R REIT 60101010
16 PSK PrairieSky Royalty Ltd. 10102020
17 H Hydro One Limited 55101010
18 IAG Industrial Alliance Insurance and Financial Services Inc. 40301020
19 FTT Finning Intl Inc 20107010
20 AQN Algonquin Power & Utilities Corp. 55105010
21 LUN Lundin Mining Corporation 15104025
22 WEED Canopy Growth Corporation 35202010
23 VET Vermilion Energy Inc. 10102020
24 WFT West Fraser Timber Co Ltd 15105010
25 CAR.UN Canadian Apartment Properties REIT 60101060
26 VII Seven Generations Energy Ltd. 10102020
27 BPY.UN Brookfield Property Partners L.P. 60102020
28 TSGI The Stars Group Inc. 25301010
29 BEP.UN Brookfield Renewable Partners LP 55105020
30 RBA Ritchie Bros Auctioneers Inc 20201070
31 ALA AltaGas Ltd. 10102040
32 TIH Toromont Industries Ltd 20107010
33 KL Kirkland Lake Gold Ltd. 15104030
34 ACB Aurora Cannabis Inc. 35202010
35 WSP WSP Global Inc. 20103010
36 CU Canadian Utilities Ltd A NV 55103010
37 EMP.A Empire Company Limited 30101030
38 PKI Parkland Fuel Corporation 10102030
39 WCP Whitecap Resources Inc. 10102020
40 AP.UN Allied Properties REIT 60101040
41 QBR.B Quebecor Inc B SV 25401025
42 ENF Enbridge Income Fund Holdings Inc. 10102040
43 TRQ Turquoise Hill Resources Ltd 15104020
44 STN Stantec Inc 20202020
45 REF.UN Canadian REIT 60101010
46 ERF Enerplus Corporation 10102020
47 BTO B2Gold Corp 15104030
48 YRI Yamana Gold Inc 15104030
49 PXT Parex Resources Inc. 10102020
50 SRU.UN SmartCentres REIT 60101070
51 IGM IGM Financial Inc 40203010
52 TFII TFI International Inc. 20304020
53 LNR Linamar Corp 25101010
54 FCR First Capital Realty Inc 60102020
55 IMG IAMGOLD Corp 15104030
56 MAXR Maxar Technologies Ltd. 20101010
57 PBH Premium Brands Holdings Corporation 30202030
58 PAAS Pan American Silver Corp 15104045
59 NFI New Flyer Industries Inc. 20106010
60 CSH.UN Chartwell Retirement Residences 35102020
61 CWB Canadian Western Bank 40101015
62 DSG Descartes Systems Group Inc 45103010
63 ACO.X Atco Ltd I Nvtg 55103010
64 CIGI Colliers International Group Inc. 60102040
65 FSV FirstService Corporation 60102040
66 X TMX Group Limited 40203040
67 AGI Alamos Gold 15104030
68 NPI Northland Power Inc. 55105010
69 WJA WestJet Airlines Ltd. 20302010
70 BCB Cott Corp 30201030
71 CPX Capital Power Corp 55105010
72 MFI Maple Leaf Foods Inc 30202030
73 DRG.UN Dream Global REIT 60101010
74 GEI Gibson Energy Inc 10102040
75 GRT.UN Granite REIT 60101020
76 HBM HudBay Minerals Inc. 15104020
77 OSB Norbord Inc 15105010
78 CUF.UN Cominar REIT 60101010
79 OGC OceanaGold Corp 15104030
80 BYD.UN Boyd Group Income Fund 20201070
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GICSSymbol Company Name Code
S&P/TSX Completion Index
81 GC Great Canadian Gaming Corp 25301010
82 KXS Kinaxis Inc. 45103020
83 LB Laurentian Bank of Canada 40101015
84 THO Tahoe Resources Inc 15104030
85 AX.UN Artis Real Estate Investment Trust 60101010
86 PEY Peyto Exploration & Development Corp. 10102020
87 CFP Canfor Corp 15105010
88 SJ Stella-Jones Inc. 15105010
89 TA TransAlta Corporation 55105010
90 CGX Cineplex Inc. 25401030
91 PJC.A Jean Coutu Group (PJC) Inc. (The) 30101010
92 DOO BRP Inc. 25202010
93 ECI EnerCare Inc. 25302020
94 EFN Element Fleet Management Corp. 40201040
95 CLS Celestica Inc 45203020
96 BBU.UN Brookfield Business Partners LP 20103010
97 RUS Russel Metals Inc 20107010
98 APH Aphria Inc. 35202010
99 SPB Superior Plus Corp 55102010
100 GOOS Canada Goose Holdings Inc. 25203010
101 NGD New Gold Inc 15104030
102 SCL Shawcor Ltd. 10101020
103 KML Kinder Morgan Canada Limited 10102040
104 TCL.A Transcontinental Inc. A SV 20201010
105 BEI.UN Boardwalk Real Estate Investment Trust 60101060
106 CG Centerra Gold 15104030
107 EDV Endeavour Mining Corporation 15104030
108 D.UN Dream Office REIT 60101040
109 GTE Gran Tierra Energy Inc 10102020
110 DGC Detour Gold Corp 15104030
111 MIC Genworth MI Canada Inc 40102010
112 SSRM SSR Mining Inc 15104030
113 CCA Cogeco Communications Inc 25401025
114 IFP Interfor Corporation 15105010
115 OR Osisko Gold Royalties Ltd. 15104030
116 RRX Raging River Exploration Inc. 10102020
117 CEU CES Energy Solutions Corp. 10101020
118 INE Innergex Renewable Energy Inc 55105020
119 MTL Mullen Group Ltd 10101020
120 MEG MEG Energy Corp 10102020
121 NVA Nuvista Energy Ltd 10102020
122 WPK Winpak Ltd 15103010
123 MNW Mitel Networks Corp 45201020
124 IVN Ivanhoe Mines Ltd. 15104020
125 LIF Labrador Iron Ore Royalty Corporation 15104050
126 EFX Enerflex Ltd. 10101020
127 FR First Majestic Silver Corp 15104045
128 CHE.UN Chemtrade Logistics Income Fund 15101010
129 MSI Morneau Shepell Inc. 20202010
130 BTE Baytex Energy Corp. 10102020
131 NG Novagold Resources Inc 15104030
132 RNW TransAlta Renewables Inc. 55105020
133 NWC North West Company Inc. 30101030
134 TCN Tricon Capital Group Inc. 60102010
135 PD Precision Drilling Corporation 10101010
136 ATA ATS Automation Tooling Systems 20106020
137 MRE Martinrea International Inc 25101010
138 PSI Pason Systems Inc 10101020
139 POU Paramount Resources Ltd 10102020
140 PVG Pretium Resources Inc. 15104030
141 SES Secure Energy Services Inc 10101020
142 BLX Boralex Inc. ‘A’ 55105020
143 SMF Semafo Inc 15104030
144 ENGH Enghouse Systems Limited 45103010
145 ZZZ Sleep Country Canada Holdings Inc. 25504060
146 NVU.UN Northview Apartment REIT 60101060
147 KEL Kelt Exploration Ltd. 10102020
148 FRU Freehold Royalties Ltd. 10102020
149 TOY Spin Master Corp. SV 25202010
150 AIF Altus Group Limited 60102040
151 FVI Fortuna Silver Mines Inc. 15104045
152 TCW Trican Well Service Ltd 10101020
153 KMP.UN Killam Apartment REIT 60101060
154 ECN ECN Capital Corp. 40201040
155 TXG Torex Gold Resources Inc. 15104030
156 ITP Intertape Polymer Group Inc 15103010
157 CRR.UN Crombie REIT 60101070
158 SIA Sienna Senior Living Inc. 35102020
159 WTE Westshore Terminals Investment Corporation 20305030
160 WEF Western Forest Products Inc 15105010
161 SSL Sandstorm Gold Ltd. 15104030
162 NSU Nevsun Resources Ltd 15104025
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GICSSymbol Company Name Code
163 ARE Aecon Group 20103010
164 SPE Spartan Energy Corp. 10102020
165 HBC Hudson’s Bay Company 25503010
166 MAG Mag Silver Corp 15104045
167 CHR Chorus Aviation Inc. 20302010
168 TOG TORC Oil & Gas Ltd. 10102020
169 BIR Birchcliff Energy 10102020
170 ELD Eldorado Gold Corp 15104030
171 BAD Badger Daylighting Ltd. 20103010
172 GUD Knight Therapeutics Inc. 35201010
173 GUY Guyana Goldfields Inc 15104030
174 EIF Exchange Income Corporation 20302010
175 HCG Home Capital Group Inc 40102010
176 UNS Uni-Select Inc 25501010
177 CAS Cascades Inc 15103020
178 SW Sierra Wireless Inc 45201020
179 ESI Ensign Energy Services 10101010
180 AAV Advantage Oil & Gas Ltd. 10102020
181 CJR.B Corus Entertainment Inc B Nvtg 25401020
182 CMG Computer Modelling Group Ltd 45103010
183 NXE NexGen Energy Ltd. 10102050
184 EXE Extendicare Inc. 35102020
185 DII.B Dorel Industries Inc. Class B SV 25201020
186 ASR Alacer Gold Corp. 15104030
187 AD Alaris Royalty Corp. 40203010
188 LUC Lucara Diamond Corp. 15104040
189 PLI ProMetic Life Sciences Inc. 35201010
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GICSSymbol Company Name Code
1 GTE Gran Tierra Energy Inc 10102020
2 SSRM SSR Mining Inc 15104030
3 IFP Interfor Corporation 15105010
4 CEU CES Energy Solutions Corp. 10101020
5 MEG MEG Energy Corp 10102020
6 NVA Nuvista Energy Ltd 10102020
7 MNW Mitel Networks Corp 45201020
8 LIF Labrador Iron Ore Royalty Corporation 15104050
9 EFX Enerflex Ltd. 10101020
10 FR First Majestic Silver Corp 15104045
11 MSI Morneau Shepell Inc. 20202010
12 BTE Baytex Energy Corp. 10102020
13 TCN Tricon Capital Group Inc. 60102010
14 PD Precision Drilling Corporation 10101010
15 ATA ATS Automation Tooling Systems 20106020
16 MRE Martinrea International Inc 25101010
17 PSI Pason Systems Inc 10101020
18 SES Secure Energy Services Inc 10101020
19 SMF Semafo Inc 15104030
20 ZZZ Sleep Country Canada Holdings Inc. 25504060
21 NVU.UN Northview Apartment REIT 60101060
22 KEL Kelt Exploration Ltd. 10102020
23 AIF Altus Group Limited 60102040
24 FVI Fortuna Silver Mines Inc. 15104045
25 TCW Trican Well Service Ltd 10101020
26 KMP.UN Killam Apartment REIT 60101060
27 ECN ECN Capital Corp. 40201040
28 TXG Torex Gold Resources Inc. 15104030
29 ITP Intertape Polymer Group Inc 15103010
30 SIA Sienna Senior Living Inc. 35102020
31 WEF Western Forest Products Inc 15105010
32 SSL Sandstorm Gold Ltd. 15104030
33 NSU Nevsun Resources Ltd 15104025
34 ARE Aecon Group 20103010
35 SPE Spartan Energy Corp. 10102020
36 MAG Mag Silver Corp 15104045
37 CHR Chorus Aviation Inc. 20302010
38 NWH.UN Northwest Healthcare Properties REIT 60101050
39 TOG TORC Oil & Gas Ltd. 10102020
40 BIR Birchcliff Energy 10102020
41 ELD Eldorado Gold Corp 15104030
42 BAD Badger Daylighting Ltd. 20103010
43 STB Student Transportation Inc. 20304020
44 JWEL Jamieson Wellness Inc. 30302010
45 IIP.UN InterRent Reit 60101060
46 GUD Knight Therapeutics Inc. 35201010
47 GUY Guyana Goldfields Inc 15104030
48 MTY MTY Food Group Inc 25301040
49 EIF Exchange Income Corporation 20302010
50 AFN Ag Growth International Inc 20106015
51 HCG Home Capital Group Inc 40102010
52 UNS Uni-Select Inc 25501010
53 CAS Cascades Inc 15103020
54 TVE Tamarack Valley Energy Ltd. 10102020
55 SW Sierra Wireless Inc 45201020
56 ESI Ensign Energy Services 10101010
57 VNR Valener Inc. 55102010
58 AAV Advantage Oil & Gas Ltd. 10102020
59 CMG Computer Modelling Group Ltd 45103010
60 NXE NexGen Energy Ltd. 10102050
61 EXE Extendicare Inc. 35102020
62 CFW Calfrac Well Services Ltd 10101020
63 DII.B Dorel Industries Inc. Class B SV 25201020
64 TV Trevali Mining Corporation 15104020
65 OBE Obsidian Energy Ltd. 10102020
66 CJT Cargojet Inc. Voting 20301010
67 DIR.UN Dream Industrial REIT 60101020
68 TH Theratechnologies Inc 35201010
69 ATZ Aritzia Inc. 25203010
70 BLDP Ballard Power Systems Inc 20104010
71 DRM DREAM Unlimited Corp. 60102030
72 AZ Arizona Mining Inc. 15104020
73 EQB Equitable Group Inc 40102010
74 CGG China Gold International Resources Corp. Ltd. 15104030
75 HOT.UN American Hotel Income Properties REIT LP 60101030
76 ASR Alacer Gold Corp. 15104030
77 AD Alaris Royalty Corp. 40203010
78 LUC Lucara Diamond Corp. 15104040
79 SEA SEABRIDGE GOLD INC. J 15104030
80 TOT Total Energy Services Inc. 10101020
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GICSSymbol Company Name Code
S&P/TSX SmallCap Index
81 CNE Canacol Energy Ltd 10102020
82 CJ Cardinal Energy Ltd. 10102020
83 ALS Altius Minerals Corp 15104020
84 SVM Silvercorp Metals Inc 15104045
85 CF Canaccord Genuity Group Inc. 40203020
86 CGO Cogeco Inc 25401025
87 RSI Rogers Sugar Inc. 30202030
88 KDX Klondex Mines Ltd. 15104030
89 PLI ProMetic Life Sciences Inc. 35201010
90 SGY Surge Energy Inc. 10102020
91 SII Sprott Inc 40203010
92 PG Premier Gold Mines Ltd 15104030
93 ACQ AutoCanada Inc 25504050
94 FSZ Fiera Capital Corporation 40203010
95 SOT.UN Slate Office REIT 60101010
96 CFX Canfor Pulp Products Inc. 15105020
97 CNL Continental Gold Inc. 15104030
98 MDI Major Drilling Group Intl Inc 15104020
99 U Uranium Participation 40203010
100 TDG Trinidad Drilling Ltd 10101010
101 SMU.UN Summit Industrial Income REIT 60101020
102 JE Just Energy Group Inc. 55103010
103 CARA Cara Operations Limited 25301040
104 EDR Endeavour Silver Corp 15104045
105 NMX Nemaska Lithium Inc 15104020
106 S Sherritt International Corporation 15104020
107 DRT DIRTT Environmental Solutions Ltd. 20102010
108 WJX Wajax Corporation 20107010
109 AUP Aurinia Pharmaceuticals Inc. 35201010
110 YGR Yangarra Resources Ltd. 10102020
111 DPM Dundee Precious Metals 15104040
112 GS Gluskin Sheff + Associates 40203010
113 OSK Osisko Mining Inc. 15104040
114 SIS Savaria Corporation 20106020
115 BPF.UN Boston Pizza Royalties Income Fund 25301040
116 AR Argonaut Gold Inc. 15104030
117 DR Medical Facilities Corporation 35102020
118 DHX.B DHX Media Ltd. Voting 25401030
119 AGF.B AGF Management Ltd B Nvtg 40203010
120 CWX CanWel Building Materials Group Ltd. 20107010
121 TGZ Teranga Gold Corporation 15104030
122 ET Evertz Technologies Ltd 45203010
123 SUM Solium Capital Inc. 45101010
124 CS Capstone Mining Corp. 15104020
125 BNE Bonterra Energy Corp. 10102020
126 CR Crew Energy 10102020
127 VLE Valeura Energy Inc. 10102020
128 MPVD Mountain Province Diamonds Inc. 15104040
129 SBB Sabina Gold & Silver Corp. 15104020
130 BDT Bird Construction Inc. 20103010
131 GSY goeasy Ltd. 25504040
132 BNP Bonavista Energy Corporation 10102020
133 NDM Northern Dynasty Minerals Ltd. 15104020
134 KWH.UN Crius Energy Trust 55101010
135 MRG.UN Morguard North American Residential REIT 60101060
136 HNL Horizon North Logistics Inc 20201070
137 WPRT Westport Fuel Systems Inc. 20106010
138 ZCL ZCL Composites Inc 10101020
139 AIM Aimia Inc 25401010
140 TRZ Transat A.T. Inc. 25301020
141 DIV Diversified Royalty Corp. 25301040
142 AGT AGT Food and Ingredients Inc. 30202030
143 ATP Atlantic Power Corporation 55105010
144 LAC Lithium Americas Corp. 15104020
145 MRT.UN Morguard REIT 60101010
146 PONY Painted Pony Energy Ltd 10102020
147 DNA Dalradian Resources Inc. 15104040
148 TKO Taseko Mines Ltd 15104025
149 HDI Hardwoods Distribution Inc. 20107010
150 ACR.UN Agellan Commercial REIT 60101010
151 LIQ Liquor Stores N.A. Ltd. 30101030
152 TNT.UN True North Commercial REIT 60101040
153 GPR Great Panther Silver Limited 15104045
154 NEPT Neptune Technologies & Bioressources Inc. 30302010
155 ABT Absolute Software Corp 45103020
156 CRH CRH Medical Corporation 35101020
157 PIF Polaris Infrastructure Inc. 55105020
158 XTC Exco Technologies Ltd. 20106020
159 WDO Wesdome Gold Mines Ltd 15104030
160 MAL Magellan Aerospace Corporation 20101010
161 TMR TMAC Resources Inc. 15104030
162 QTRH Quarterhill Inc. 45201020
163 HLF High Liner Foods Inc 30202030
164 BTB.UN BTB REIT 60101010
165 USA Americas Silver Corporation 15104045
166 SOX Stuart Olson Inc. 20103010
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GICSSymbol Company Name Code
167 MEQ Mainstreet Equity Corp. 60102020
168 Y Yellow Pages Limited 25401040
169 ECS eCobalt Solutions Inc. 15104020
170 GDI GDI Integrated Facility Services Inc. 20201070
171 BOS AirBoss of America Corp 15101010
172 STEP STEP Energy Services Ltd. 10101020
173 RME Rocky Mountain Dealership Inc 20107010
174 AXR Alexco Resource Corp 15104045
175 NOA North American Construction Group Ltd. 10101020
176 TRL Trilogy International Partners Inc. 50102010
177 DEE Delphi Energy Corp. 10102020
178 ADN Acadian Timber Corp. 15105010
179 APR.UN Automotive Properties REIT 60101080
180 EFR Energy Fuels Inc. 10102050
181 FRII Freshii Inc. 25301040
182 IBG IBI Group Inc. 20202020
183 XAU GoldMoney Inc. 45101010
184 TGL TransGlobe Energy Corp 10102020
185 VFF Village Farms International Inc. 30202010
186 GMP GMP Capital Inc. 40203020
187 SHLE Source Energy Services Ltd. 10101020
188 CMMC Copper Mountain Mining Corporation 15104025
189 PBL Pollard Banknote Limited 25301010
190 TSU Trisura Group Ltd. 40301040
191 CLR Clearwater Seafoods Inc. 30202030
192 MOZ Marathon Gold Corporation 15104030
193 CHW Chesswood Group Limited 40201040
194 HWO High Arctic Energy Services Inc. 10101020
195 XDC Xtreme Drilling Corp. 10101010
196 ALO Alio Gold Inc. 15104030
197 AUG Auryn Resources Inc. 15104020
198 KPT KP Tissue Inc. 30301010
199 EXN Excellon Resources Inc. 15104045
200 WRN Western Copper and Gold Corporation 15104020
201 BXE Bellatrix Exploration Ltd. 10102020
202 DC.A Dundee Corp A 40203010
203 EXF EXFO Inc. 45201020
204 TOS TSO3 Inc. 35101010
205 PTG Pivot Technology Solutions, Inc. 45102010
206 CBL Callidus Capital Corporation 40201040
207 UR UrtheCast Corp. 45101010
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GICSSymbol Company Name Code
Consumer Discretionary
1 MG Magna International Inc 25101010
2 QSR Restaurant Brands International Inc. 25301040
3 DOL Dollarama Inc 25503020
4 SJR.B Shaw Communications Inc B 25401025
5 CTC.A Canadian Tire Corporation Limited NV 25503020
6 GIL Gildan Activewear Inc A 25203010
7 TSGI The Stars Group Inc. 25301010
8 QBR.B Quebecor Inc B SV 25401025
9 LNR Linamar Corp 25101010
10 GC Great Canadian Gaming Corp 25301010
11 CGX Cineplex Inc. 25401030
12 DOO BRP Inc. 25202010
13 ECI EnerCare Inc. 25302020
14 GOOS Canada Goose Holdings Inc. 25203010
15 CCA Cogeco Communications Inc 25401025
16 MRE Martinrea International Inc 25101010
17 ZZZ Sleep Country Canada Holdings Inc. 25504060
18 TOY Spin Master Corp. SV 25202010
19 HBC Hudson’s Bay Company 25503010
20 UNS Uni-Select Inc 25501010
21 CJR.B Corus Entertainment Inc B Nvtg 25401020
22 DII.B Dorel Industries Inc. Class B SV 25201020
Consumer Staples
1 ATD.B Alimentation Couche Tard Inc. Class B SV 30101030
2 L Loblaw Companies Ltd 30101030
3 MRU Metro Inc. 30101030
4 SAP Saputo Inc 30202030
5 WN George Weston Ltd 30101030
6 EMP.A Empire Company Limited 30101030
7 PBH Premium Brands Holdings Corporation 30202030
8 BCB Cott Corp 30201030
9 MFI Maple Leaf Foods Inc 30202030
10 PJC.A Jean Coutu Group (PJC) Inc. (The) 30101010
11 NWC North West Company Inc. 30101030
Energy
1 SU Suncor Energy Inc 10102010
2 CNQ Canadian Natural Resources Limited 10102020
3 ECA EnCana Corp 10102020
4 CVE Cenovus Energy Inc 10102010
5 IMO Imperial Oil Ltd 10102010
6 CPG Crescent Point Energy Corp 10102020
7 TOU Tourmaline Oil Corp 10102020
8 PSK PrairieSky Royalty Ltd. 10102020
9 HSE Husky Energy Inc 10102010
10 VET Vermilion Energy Inc. 10102020
11 VII Seven Generations Energy Ltd. 10102020
12 ARX ARC Resources Ltd. 10102020
13 WCP Whitecap Resources Inc. 10102020
14 ERF Enerplus Corporation 10102020
15 PXT Parex Resources Inc. 10102020
16 PEY Peyto Exploration & Development Corp. 10102020
17 SCL Shawcor Ltd. 10101020
18 GTE Gran Tierra Energy Inc 10102020
19 RRX Raging River Exploration Inc. 10102020
20 CEU CES Energy Solutions Corp. 10101020
21 MTL Mullen Group Ltd 10101020
22 MEG MEG Energy Corp 10102020
23 NVA Nuvista Energy Ltd 10102020
24 EFX Enerflex Ltd. 10101020
25 BTE Baytex Energy Corp. 10102020
26 PD Precision Drilling Corporation 10101010
27 PSI Pason Systems Inc 10101020
28 POU Paramount Resources Ltd 10102020
29 SES Secure Energy Services Inc 10101020
30 KEL Kelt Exploration Ltd. 10102020
31 FRU Freehold Royalties Ltd. 10102020
32 TCW Trican Well Service Ltd 10101020
33 SPE Spartan Energy Corp. 10102020
34 TOG TORC Oil & Gas Ltd. 10102020
35 BIR Birchcliff Energy 10102020
36 ESI Ensign Energy Services 10101010
37 AAV Advantage Oil & Gas Ltd. 10102020
Financials
1 RY Royal Bank of Canada 40101010
2 TD Toronto-Dominion Bank 40101010
3 BNS Bank of Nova Scotia Halifax 40101010
4 BMO Bank of Montreal 40101010
5 CM Canadian Imperial Bank of Commerce 40101010
6 MFC Manulife Financial Corporation 40301020
7 BAM.A Brookfield Asset Management Inc 40203010
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GICSSymbol Company Name Code
S&P/TSX Capped Sector Indices
8 SLF Sun Life Financial Serv Canada 40301020
9 NA National Bank of Canada 40101010
10 FFH Fairfax Financial Holdings Limited 40301030
11 IFC Intact Financial Corporation 40301040
12 TRI Thomson Reuters Corporation 40203040
13 POW Power Corporation of Canada 40301020
14 GWO Great-West Lifeco Inc 40301020
15 PWF Power Financial Corp 40301020
16 ONEX Onex Corp Subvtg 40201030
17 CIX CI Financial Corp 40203010
18 IAG Industrial Alliance Insurance and Financial Services Inc. 40301020
19 IGM IGM Financial Inc 40203010
20 CWB Canadian Western Bank 40101015
21 X TMX Group Limited 40203040
22 LB Laurentian Bank of Canada 40101015
23 EFN Element Fleet Management Corp. 40201040
24 MIC Genworth MI Canada Inc 40102010
25 ECN ECN Capital Corp. 40201040
26 HCG Home Capital Group Inc 40102010
27 AD Alaris Royalty Corp. 40203010
Health Care
1 VRX Valeant Pharmaceuticals International Inc. 35202010
2 WEED Canopy Growth Corporation 35202010
3 ACB Aurora Cannabis Inc. 35202010
4 CSH.UN Chartwell Retirement Residences 35102020
5 APH Aphria Inc. 35202010
6 SIA Sienna Senior Living Inc. 35102020
7 GUD Knight Therapeutics Inc. 35201010
8 EXE Extendicare Inc. 35102020
9 PLI ProMetic Life Sciences Inc. 35201010
Industrials
1 CNR Canadian National Railways 20304010
2 CP Canadian Pacific Railway Ltd 20304010
3 WCN Waste Connections, Inc. 20201050
4 SNC SNC - Lavalin Group Inc 20103010
5 BBD.B Bombardier Inc. Class B SV 20101010
6 AC Air Canada 20302010
7 CAE CAE Inc 20101010
8 FTT Finning Intl Inc 20107010
9 RBA Ritchie Bros Auctioneers Inc 20201070
10 TIH Toromont Industries Ltd 20107010
11 WSP WSP Global Inc. 20103010
12 STN Stantec Inc 20202020
13 TFII TFI International Inc. 20304020
14 MAXR Maxar Technologies Ltd. 20101010
15 NFI New Flyer Industries Inc. 20106010
16 WJA WestJet Airlines Ltd. 20302010
17 BYD.UN Boyd Group Income Fund 20201070
18 BBU.UN Brookfield Business Partners LP 20103010
19 RUS Russel Metals Inc 20107010
20 TCL.A Transcontinental Inc. A SV 20201010
21 MSI Morneau Shepell Inc. 20202010
22 ATA ATS Automation Tooling Systems 20106020
23 WTE Westshore Terminals Investment Corporation 20305030
24 ARE Aecon Group 20103010
25 CHR Chorus Aviation Inc. 20302010
26 BAD Badger Daylighting Ltd. 20103010
27 EIF Exchange Income Corporation 20302010
Information Technology
1 GIB.A CGI Group Inc. Class A SV 45102010
2 CSU Constellation Software Inc. 45103010
3 SHOP Shopify Inc. 45101010
4 OTEX Open Text Corp 45103010
5 BB BlackBerry Limited 45103020
6 DSG Descartes Systems Group Inc 45103010
7 KXS Kinaxis Inc. 45103020
8 CLS Celestica Inc 45203020
9 MNW Mitel Networks Corp 45201020
10 ENGH Enghouse Systems Limited 45103010
11 SW Sierra Wireless Inc 45201020
12 CMG Computer Modelling Group Ltd 45103010
13 ET Evertz Technologies Ltd 45203010
14 SUM Solium Capital Inc. 45101010
15 ABT Absolute Software Corp 45103020
16 QTRH Quarterhill Inc. 45201020
17 XAU GoldMoney Inc. 45101010
18 EXF EXFO Inc. 45201020
19 PTG Pivot Technology Solutions, Inc. 45102010
20 UR UrtheCast Corp. 45101010
Materials
1 NTR Nutrien Ltd. 15101030
2 ABX Barrick Gold Corp 15104030
3 FNV Franco-Nevada Corp 15104030
4 TECK.B Teck Resources Limited Class B SV 15104020
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GICSSymbol Company Name Code
5 G Goldcorp Inc 15104030
6 FM First Quantum Minerals Ltd 15104025
7 AEM Agnico Eagle Mines Limited 15104030
8 WPM Wheaton Precious Metals Corp. 15104045
9 CCL.B CCL Industries Inc. Class B NV 15103010
10 MX Methanex Corp 15101010
11 K Kinross Gold Corp 15104030
12 LUN Lundin Mining Corporation 15104025
13 WFT West Fraser Timber Co Ltd 15105010
14 KL Kirkland Lake Gold Ltd. 15104030
15 TRQ Turquoise Hill Resources Ltd 15104020
16 BTO B2Gold Corp 15104030
17 YRI Yamana Gold Inc 15104030
18 IMG IAMGOLD Corp 15104030
19 PAAS Pan American Silver Corp 15104045
20 AGI Alamos Gold 15104030
21 HBM HudBay Minerals Inc. 15104020
22 OSB Norbord Inc 15105010
23 OGC OceanaGold Corp 15104030
24 THO Tahoe Resources Inc 15104030
25 CFP Canfor Corp 15105010
26 SJ Stella-Jones Inc. 15105010
27 NGD New Gold Inc 15104030
28 CG Centerra Gold 15104030
29 EDV Endeavour Mining Corporation 15104030
30 DGC Detour Gold Corp 15104030
31 SSRM SSR Mining Inc 15104030
32 IFP Interfor Corporation 15105010
33 OR Osisko Gold Royalties Ltd. 15104030
34 WPK Winpak Ltd 15103010
35 IVN Ivanhoe Mines Ltd. 15104020
36 LIF Labrador Iron Ore Royalty Corporation 15104050
37 FR First Majestic Silver Corp 15104045
38 CHE.UN Chemtrade Logistics Income Fund 15101010
39 NG Novagold Resources Inc 15104030
40 PVG Pretium Resources Inc. 15104030
41 SMF Semafo Inc 15104030
42 FVI Fortuna Silver Mines Inc. 15104045
43 TXG Torex Gold Resources Inc. 15104030
44 ITP Intertape Polymer Group Inc 15103010
45 WEF Western Forest Products Inc 15105010
46 SSL Sandstorm Gold Ltd. 15104030
47 NSU Nevsun Resources Ltd 15104025
48 MAG Mag Silver Corp 15104045
49 ELD Eldorado Gold Corp 15104030
50 GUY Guyana Goldfields Inc 15104030
51 CAS Cascades Inc 15103020
52 ASR Alacer Gold Corp. 15104030
53 LUC Lucara Diamond Corp. 15104040
Telecommunication Services
1 RCI.B Rogers Communications Inc B NV 50102010
2 T TELUS Corp 50101020
3 BCE BCE Inc 50101020
Utilities
1 FTS Fortis Inc 55101010
2 BIP.UN Brookfield Infrastructure Partners L.P. 55101010
3 EMA Emera Inc 55101010
4 H Hydro One Limited 55101010
5 AQN Algonquin Power & Utilities Corp. 55105010
6 BEP.UN Brookfield Renewable Partners LP 55105020
7 CU Canadian Utilities Ltd A NV 55103010
8 ACO.X Atco Ltd I Nvtg 55103010
9 NPI Northland Power Inc. 55105010
10 CPX Capital Power Corp 55105010
11 TA TransAlta Corporation 55105010
12 SPB Superior Plus Corp 55102010
13 INE Innergex Renewable Energy Inc 55105020
14 RNW TransAlta Renewables Inc. 55105020
15 BLX Boralex Inc. ‘A’ 55105020
Global Gold
1 NEM Newmont Mining Corp 15104030
2 ABX Barrick Gold Corp 15104030
3 FNV Franco-Nevada Corp 15104030
4 G Goldcorp Inc 15104030
5 AEM Agnico Eagle Mines Limited 15104030
6 GOLD Randgold Resources Ltd SPON ADR 15104030
7 RGLD Royal Gold Inc 15104030
8 K Kinross Gold Corp 15104030
9 AU AngloGold Ashanti Ltd ADR 15104030
10 KL Kirkland Lake Gold Ltd. 15104030
11 BVN Compania de Minas Buenaventura S.A.A. 15104030
12 GFI Gold Fields Ltd ADR 15104030
13 BTO B2Gold Corp 15104030
14 YRI Yamana Gold Inc 15104030
15 IMG IAMGOLD Corp 15104030
16 AGI Alamos Gold 15104030
17 OGC OceanaGold Corp 15104030
18 SBGL Sibanye-Stillwater ADR 15104030
19 THO Tahoe Resources Inc 15104030
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20 NGD New Gold Inc 15104030
21 CG Centerra Gold 15104030
22 EDV Endeavour Mining Corporation 15104030
23 DGC Detour Gold Corp 15104030
24 SSRM SSR Mining Inc 15104030
25 OR Osisko Gold Royalties Ltd. 15104030
26 NG Novagold Resources Inc 15104030
27 PVG Pretium Resources Inc. 15104030
28 SMF Semafo Inc 15104030
29 TXG Torex Gold Resources Inc. 15104030
30 SSL Sandstorm Gold Ltd. 15104030
31 HMY Harmony Gold Mining Co ADR 15104030
32 ELD Eldorado Gold Corp 15104030
33 GUY Guyana Goldfields Inc 15104030
34 MUX McEwen Mining Inc 15104030
35 CGG China Gold International Resources Corp. Ltd. 15104030
36 ASR Alacer Gold Corp. 15104030
37 SA Seabridge Gold Inc 15104030
38 KDX Klondex Mines Ltd. 15104030
39 PG Premier Gold Mines Ltd 15104030
40 CNL Continental Gold Inc. 15104030
41 AR Argonaut Gold Inc. 15104030
42 GSC Golden Star Resources Ltd 15104030
Real Estate
1 REI.UN RioCan REIT 60101070
2 HR.UN H&R REIT 60101010
3 CAR.UN Canadian Apartment Properties REIT 60101060
4 BPY.UN Brookfield Property Partners L.P. 60102020
5 AP.UN Allied Properties REIT 60101040
6 REF.UN Canadian REIT 60101010
7 SRU.UN SmartCentres REIT 60101070
8 FCR First Capital Realty Inc 60102020
9 CIGI Colliers International Group Inc. 60102040
10 FSV FirstService Corporation 60102040
11 DRG.UN Dream Global REIT 60101010
12 GRT.UN Granite REIT 60101020
13 CUF.UN Cominar REIT 60101010
14 AX.UN Artis Real Estate Investment Trust 60101010
15 BEI.UN Boardwalk Real Estate Investment Trust 60101060
16 D.UN Dream Office REIT 60101040
17 TCN Tricon Capital Group Inc. 60102010
18 NVU.UN Northview Apartment REIT 60101060
19 AIF Altus Group Limited 60102040
20 KMP.UN Killam Apartment REIT 60101060
21 CRR.UN Crombie REIT 60101070
Global Mining
1 LAC Lithium Americas Corp. 15104020
2 FVI Fortuna Silver Mines Inc. 15104045
3 THO Tahoe Resources Inc 15104030
4 SBB Sabina Gold & Silver Corp. 15104020
5 TXG Torex Gold Resources Inc. 15104030
6 AR Argonaut Gold Inc. 15104030
7 NMX Nemaska Lithium Inc 15104020
8 PVG Pretium Resources Inc. 15104030
9 KDX Klondex Mines Ltd. 15104030
10 DNA Dalradian Resources Inc. 15104040
11 TV Trevali Mining Corporation 15104020
12 IVN Ivanhoe Mines Ltd. 15104020
13 SBGL Sibanye-Stillwater ADR 15104030
14 CSTM Constellium Holdco BV A 15104010
15 VEDL Vedanta Ltd ADR 15104020
16 NXE NexGen Energy Ltd. 10102050
17 CEIX CONSOL Energy Inc. 10102050
18 AA Alcoa Corp 15104010
19 OSK Osisko Mining Inc. 15104040
20 CNL Continental Gold Inc. 15104030
21 NDM Northern Dynasty Minerals Ltd. 15104020
22 K Kinross Gold Corp 15104030
23 S Sherritt International Corporation 15104020
24 LUC Lucara Diamond Corp. 15104040
25 FR First Majestic Silver Corp 15104045
26 OR Osisko Gold Royalties Ltd. 15104030
27 EDR Endeavour Silver Corp 15104045
28 AEM Agnico Eagle Mines Limited 15104030
29 ARLP Alliance Resource Partners 10102050
30 CGG China Gold International Resources Corp. Ltd. 15104030
31 ABX Barrick Gold Corp 15104030
32 TECK.B Teck Resources Limited Class B SV 15104020
33 HL Hecla Mining Co 15104045
34 MTRN Materion Corporation 15104020
35 CDE Coeur Mining, Inc. 15104045
36 NEM Newmont Mining Corp 15104030
37 ARCH Arch Coal Inc Cl A 10102050
38 FCX Freeport-McMoRan Inc 15104025
39 CCO Cameco Corp 10102050
40 GSC Golden Star Resources Ltd 15104030
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41 TKO Taseko Mines Ltd 15104025
42 RGLD Royal Gold Inc 15104030
43 G Goldcorp Inc 15104030
44 TRQ Turquoise Hill Resources Ltd 15104020
45 ELD Eldorado Gold Corp 15104030
46 PAAS Pan American Silver Corp 15104045
47 CENX Century Aluminum Co 15104010
48 SCCO Southern Copper Corp. 15104025
49 IMG IAMGOLD Corp 15104030
50 MDI Major Drilling Group Intl Inc 15104020
51 NSU Nevsun Resources Ltd 15104025
52 YRI Yamana Gold Inc 15104030
53 DPM Dundee Precious Metals 15104040
54 SMF Semafo Inc 15104030
55 MPVD Mountain Province Diamonds Inc. 15104040
56 SSRM SSR Mining Inc 15104030
57 FM First Quantum Minerals Ltd 15104025
58 BTU Peabody Energy Corp 10102050
59 NG Novagold Resources Inc 15104030
60 BVN Compania de Minas Buenaventura S.A.A. 15104030
61 AU AngloGold Ashanti Ltd ADR 15104030
62 GFI Gold Fields Ltd ADR 15104030
63 HMY Harmony Gold Mining Co ADR 15104030
64 GOLD Randgold Resources Ltd SPON ADR 15104030
65 BHP BHP Billiton Ltd ADR 15104020
66 ACH Aluminum Corporation of China Ltd A ADR 15104010
67 RIO Rio Tinto Plc ADR 15104020
68 KL Kirkland Lake Gold Ltd. 15104030
69 CMP Compass Minerals Intl 15104020
70 AGI Alamos Gold 15104030
71 CG Centerra Gold 15104030
72 HBM HudBay Minerals Inc. 15104020
73 LUN Lundin Mining Corporation 15104025
74 WPM Wheaton Precious Metals Corp. 15104045
75 ASR Alacer Gold Corp. 15104030
76 GUY Guyana Goldfields Inc 15104030
77 NGD New Gold Inc 15104030
78 SVM Silvercorp Metals Inc 15104045
79 KAT Katanga Mining Ltd 15104025
80 KALU Kaiser Aluminum 15104010
81 ALS Altius Minerals Corp 15104020
82 DGC Detour Gold Corp 15104030
83 PG Premier Gold Mines Ltd 15104030
84 OGC OceanaGold Corp 15104030
85 MUX McEwen Mining Inc 15104030
86 MAG Mag Silver Corp 15104045
87 FNV Franco-Nevada Corp 15104030
88 BTO B2Gold Corp 15104030
89 SA Seabridge Gold Inc 15104030
90 BBL BHP Billiton Plc ADR 15104020
91 EDV Endeavour Mining Corporation 15104030
92 SSL Sandstorm Gold Ltd. 15104030
93 AZ Arizona Mining Inc. 15104020
94 GSM Ferroglobe PLC 15104020
Global Base Metals
1 BBL BHP Billiton Plc ADR 15104020
2 RIO Rio Tinto Plc ADR 15104020
3 BHP BHP Billiton Ltd ADR 15104020
4 TECK.B Teck Resources Limited Class B SV 15104020
5 FM First Quantum Minerals Ltd 15104025
6 FCX Freeport-McMoRan Inc 15104025
7 AA Alcoa Corp 15104010
8 VEDL Vedanta Ltd ADR 15104020
9 SCCO Southern Copper Corp. 15104025
10 LUN Lundin Mining Corporation 15104025
11 TRQ Turquoise Hill Resources Ltd 15104020
12 CMP Compass Minerals Intl 15104020
13 ACH Aluminum Corporation of China Ltd A ADR 15104010
14 HBM HudBay Minerals Inc. 15104020
15 KALU Kaiser Aluminum 15104010
16 CSTM Constellium Holdco BV A 15104010
17 IVN Ivanhoe Mines Ltd. 15104020
18 MTRN Materion Corporation 15104020
19 CENX Century Aluminum Co 15104010
20 NSU Nevsun Resources Ltd 15104025
21 GSM Ferroglobe PLC 15104020
22 TV Trevali Mining Corporation 15104020
23 AZ Arizona Mining Inc. 15104020
24 ALS Altius Minerals Corp 15104020
25 MDI Major Drilling Group Intl Inc 15104020
26 NMX Nemaska Lithium Inc 15104020
27 S Sherritt International Corporation 15104020
28 SBB Sabina Gold & Silver Corp. 15104020
29 NDM Northern Dynasty Minerals Ltd. 15104020
30 LAC Lithium Americas Corp. 15104020
31 TKO Taseko Mines Ltd 15104025
32 KAT Katanga Mining Ltd 15104025
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S&P/TSX 60 INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018
DATE CLOSE VOLUME TRIV
Apr. 02 899.06 68,792,986 2,441.28
03 897.10 84,743,089 2,435.96
04 896.39 95,079,121 2,434.04
05 907.82 92,273,235 2,465.14
06 898.46 94,304,800 2,439.74
09 900.37 82,872,259 2,446.80
10 900.89 81,696,945 2,448.22
11 899.57 94,515,075 2,444.62
12 900.23 69,930,319 2,446.48
13 899.99 79,670,708 2,445.85
16 901.87 68,768,195 2,450.96
17 904.19 69,216,958 2,457.25
18 914.67 98,466,361 2,485.74
19 909.47 79,909,501 2,471.64
20 911.68 77,656,836 2,477.71
23 916.49 83,092,200 2,490.80
24 911.51 82,542,204 2,479.49
25 915.07 86,661,748 2,489.17
26 923.48 92,579,982 2,512.04
27 925.87 45,735,106 2,518.67
30 921.43 83,769,442 2,507.71
S&P/TSX 60 INDEXMONTHLY AND YEARLY HIGHS AND LOWS
(Based on Closing Indices)
Stock Price Index Total Return Index
2018 High Low Close High Low Close
April 925.87 896.39 921.43 2,518.67 2,434.04 2,507.71
March 931.38 897.17 908.99 2,524.22 2,432.69 2,466.73
February 939.20 889.20 913.90 2,535.86 2,400.86 2,471.67
January 974.34 944.41 944.41 2,625.43 2,549.94 2,549.94
2017
December 960.61 945.32 959.70 2,586.97 2,539.18 2,585.97
November 954.14 941.71 952.05 2,561.11 2,526.39 2,557.20
October 947.17 925.59 947.17 2,539.07 2,476.03 2,539.07
September 921.79 879.31 921.79 2,464.43 2,345.87 2,464.43
August 900.80 881.02 892.56 2,396.98 2,347.16 2,380.08
July 900.84 886.36 891.19 2,393.79 2,355.13 2,371.36
June 913.00 892.65 892.65 2,416.60 2,366.59 2,370.12
May 924.84 898.89 906.38 2,442.65 2,376.94 2,398.14
2018 974.34 889.20 N/A 2,625.43 2,400.86 N/A
2017 960.61 879.31 959.70 2,586.97 2,345.87 2,585.97
2016 908.74 695.03 900.05 2,378.27 1,766.69 2,355.53
2015 900.90 749.53 764.54 2,237.37 1,899.29 1,940.94
2014 900.98 773.95 854.85 2,196.22 1,853.11 2,104.22
2013 783.75 681.09 783.75 1,874.19 1,601.71 1,874.19
2012 725.21 640.57 713.72 1,654.84 1,455.07 1,654.84
2011 819.25 642.34 680.87 1,802.75 1,434.97 1,531.30
2010 768.65 648.53 768.65 1,684.21 1,386.76 1,684.21
2009 701.36 458.13 693.23 1,492.55 952.57 1,479.42
2008 900.93 463.57 541.82 1,834.01 955.09 1,121.27
2007 848.82 716.27 808.53 1,703.21 1,413.95 1,628.96
2006 749.51 615.86 742.77 1,477.08 1,202.22 1,465.66
2005 637.60 498.36 634.72 1,235.55 948.12 1,229.95
2004 514.80 449.51 511.91 978.71 843.98 973.90
2003 461.33 355.12 458.72 860.37 651.11 855.49
2002 455.04 319.25 373.15 816.85 580.12 681.59
2001 556.77 377.99 442.55 980.20 673.16 792.51
2000 695.69 476.27 528.72 1,218.28 827.52 930.36
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S&P/TSX SMALLCAP INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018
DATE CLOSE VOLUME TRIV
Apr. 02 600.54 63,447,874 946.34
03 602.79 61,789,821 949.96
04 601.61 69,332,843 948.12
05 612.64 81,222,727 965.50
06 609.99 72,054,664 961.32
09 609.86 59,628,685 961.15
10 617.17 73,030,441 972.68
11 621.82 92,109,380 980.00
12 623.24 65,987,418 982.25
13 624.05 64,345,275 983.57
16 622.75 65,638,987 981.52
17 627.85 59,806,220 989.56
18 636.49 100,960,480 1,003.17
19 636.52 80,740,446 1,003.25
20 634.32 55,522,129 999.78
23 634.73 75,562,347 1,000.42
24 633.86 79,123,107 999.05
25 635.74 75,747,094 1,002.04
26 639.53 76,372,300 1,008.02
27 638.33 43,081,140 1,006.97
30 636.02 68,595,002 1,003.34
S&P/TSX COMPLETION INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018
DATE CLOSE VOLUME TRIV
Apr. 02 952.22 103,106,573 1,529.76
03 950.27 120,537,004 1,526.63
04 948.39 139,757,521 1,523.61
05 960.07 128,973,550 1,542.39
06 952.63 112,362,349 1,530.74
09 951.60 96,992,033 1,529.11
10 958.69 137,783,631 1,540.50
11 961.92 146,009,249 1,545.69
12 962.68 95,649,221 1,546.95
13 964.63 116,440,157 1,550.27
16 965.25 125,592,614 1,551.26
17 971.22 103,413,629 1,560.86
18 982.14 132,469,071 1,578.41
19 979.81 111,813,597 1,574.73
20 980.25 92,982,133 1,575.52
23 981.83 119,701,220 1,578.05
24 978.91 119,981,627 1,573.46
25 975.64 102,907,793 1,568.24
26 980.84 116,477,137 1,576.60
27 981.06 69,506,289 1,578.14
30 979.97 118,774,182 1,576.42
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S&P/TSX Canadian Index Returns Summary - as at Close April 30, 2018
Total Return Summary
1 Month 3 Month 6 Month 1 Year 5 Year Year to date
S&P/TSX Composite Index 1.82% -1.41% -1.15% 3.11% 7.76% -2.78%
S&P/TSX 60 Index 1.66% -1.66% -1.24% 3.33% 8.54% -3.03%
S&P/TSX Completion Index 2.31% -0.63% -0.95% 2.45% 5.55% -2.02%
S&P/TSX SmallCap Index 5.03% -0.95% -0.21% 0.19% 5.52% -3.09%
S&P/TSX 60 Capped Index 1.66% -1.66% -1.24% 3.33% 8.54% -3.03%
S&P/TSX Capped Composite Index 1.82% -1.41% -1.15% 3.11% 7.76% - 2.78%
Comparative Weights
S&P/TSX
Composite S&P/TSX 60 S&P/TSX Completion
Sector Weight Diff Weight Diff
Consumer Discretionary 5.48% 5.40% -0.08% 5.72% 0.24%
Consumer Staples 3.50% 3.69% 0.19% 2.92% -0.58%
Energy 19.51% 20.54% 1.03% 16.35% -3.16%
Financials 34.27% 39.93% 5.67% 16.81% -17.46%
Health Care 1.15% 0.44% -0.71% 3.34% 2.19%
Industrials 9.87% 9.21% -0.66% 11.89% 2.02%
Information Technology 3.82% 3.41% -0.41% 5.08% 1.26%
Materials 11.39% 9.69% -1.70% 16.64% 5.25%
Real Estate 2.86% 0.00% -2.86% 11.68% 8.82%
Telecommunication Services 4.54% 6.01% 1.47% 0.00% -4.54%
Utilities 3.61% 1.67% -1.93% 9.56% 5.95%
Grand Total 100.00% 100.00% 0.00% 100.00% 0.00%
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Composite Index 15607.88 97827638581 4123507650 52501.09Composite Index (USD) 1165.26 1658.49Composite Index (Net TR) 183.45Composite Index (USD Net TR) 1518.5260 Index 921.43 64132174719 1712277070 2507.7160 Index (USD) 269.58 406.3860 Index (USD) Hedged 130.62 179.6160 Index (USD) (NTR) Hedged 165.87 179.6160 ESG Factor Weighted Index 1265.71 64132174719 1712277070 1695.8760 ESG Factor Weighted Index (Net TR) 1576.2960 Shariah Index 122.65 17413365163 354912572 147.2960 Carbon Efficient Index 185.89 63779111672 1704323988 244.7560 Carbon Efficient Index (USD) 176.85 232.8460 Carbon Efficient Index NTR 228.4960 Carbon Efficient Index (USD) NTR 217.3760 Carbon Efficient Select Index 189.88 50562964336 1169433035 251.1160 Carbon Efficient Select Index (USD) 180.64 238.9060 Carbon Efficient Select Index NTR 234.1760 Carbon Efficient Select Index (USD) NTR 222.7860 Fossil Fuel Free Index 1469.41 51210174425 1166242214 1780.9660 Fossil Fuel Free Index (USD) 1167.15 1414.6160 Fossil Fuel Free Index NTR 1697.3960 Fossil Fuel Free Index (USD) NTR 1348.2360 Fossil Fuel Free Carbon Efficient Index 146.18 50857111379 1158289132 176.7760 Fossil Fuel Free Carbon Efficient Index NTR 168.5760 Fossil Fuel Free Carbon Efficient Index (USD) 116.11 140.4160 Fossil Fuel Free Carbon Efficient Index (USD) NTR 133.9060 Fossil Fuel Free Carbon Efficient Select Index 148.19 46817131157 1078548343 177.9260 Fossil Fuel Free Carbon Efficient Select Index NTR 169.9760 Fossil Fuel Free Carbon Efficient Select Index (USD) 114.59 137.5960 Fossil Fuel Free Carbon Efficient Select Index (USD) NTR 131.4460 U.S. Revenue Exposure Index 179.34 28488303932 946854400 226.4060 U.S. Revenue Exposure Index NTR 213.5960 U.S. Revenue Exposure Index (USD) 179.92 227.1360 U.S. Revenue Exposure Index (USD) NTR 214.28Composite Canada Revenue Exposure Index 154.53 50369302071 1543827575 204.19Composite Canada Revenue Exposure Index NTR 190.45Composite Canada Revenue Exposure Index (USD) 128.06 169.22Composite Canada Revenue Exposure Index (USD) NTR 157.83Composite Focused Canada Revenue Exposure Index 100.52 15548019978 715678636 134.45Composite Focused Canada Revenue Exposure Index NTR 125.03Composite Focused Canada Revenue Exposure Index (USD) 83.30 111.42Composite Focused Canada Revenue Exposure Index (USD) NTR 103.6160 Canada Revenue Exposure Index 225.37 38596256309 785203879 315.0560 Canada Revenue Exposure Index NTR 289.7560 Canada Revenue Exposure Index (USD) 226.10 316.0760 Canada Revenue Exposure Index (USD) NTR 290.68Completion Index 979.97 33695463862 2411230580 1576.42SmallCap Index 636.02 7527265462 1484098380 1003.34Income Trust Index 194.20 2489917653 108788962 633.32Composite High Dividend Index 106.44 27810327064 868685444 155.64Composite High Dividend Index (USD) 83.95 122.75Composite High Dividend Index (Net TR) 141.54Composite Buyback Index 6733.58 32424117963 638496963 10424.46Composite Buyback Index (USD) 7544.85 11680.41Composite Buyback Index (Net TR) 9345.79Composite Buyback Index (USD Net TR) 10471.77Composite Shareholder Yield Index 319.59 21985249051 899231937 612.07
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Monthly Summary APRIL 2018
S&P/TSX MAJOR INDICES
TotalS&P/TSX Total Total returnIndex Names Close Value Volume Index
Composite Shareholder Yield Index (USD) 358.10 685.81Composite Shareholder Yield Index (Net TR) 520.34Composite Shareholder Yield Index (USD Net TR) 583.04High Income Energy Index 604.11 18751551025 779122645 1249.73High Income Energy Index (USD) 536.16 1109.15Composite Dividend Index 125.25 81415419404 2497142475 158.5660 Dividend Points Index 3.7960 Dividend Points Index (Annual) 10.7960 VIX� 14.47
S&P/TSX Capped IndicesCapped Composite Index 18082.88 97827638581 4123507650 60971.2860 Capped Index 1018.91 64132174719 1712277070 2786.49Canadian Dividend Aristocrats Index 252.52 50262509694 962631041 511.15Canadian Dividend Aristocrats Index (USD) 311.61 630.78Preferred Share Index 701.20 965566940 41570502 1605.02Capped Cons. Disc. Index 210.11 7007257429 154557871 308.14Capped Cons. Staples Index 516.89 3005941700 65240615 670.13Capped Energy Index 199.13 16979799249 1207508549 301.01Capped Financial Index 295.37 23917431730 453785396 542.86Capped Health Care Index 82.73 6557785528 496223567 118.02Capped Industrials Index 241.64 8201396678 255267280 327.19Capped Inform. Tech. Index 73.88 3404247317 100890927 78.60Capped Materials Index 235.33 12207161185 893230729 295.55Capped Real Estate Index 299.47 2440065659 108955706 635.39Capped Telecom. Serv. Index 159.90 3710245327 69039223 329.20Capped Utilities Index 228.32 2382422390 94625009 500.01Capped REIT Index 163.23 1921355078 89675348 451.34Capped REIT Income Index 117.91 1921355078 89675348 248.35
S&P/TSX Global IndicesGlobal Gold Index 188.16 219.50Global Gold Index (USD) 170.09 198.43Equal Weight Global Gold Index 1134.46 1224.18Global Mining Index 71.49 90.35Global Mining Index (USD) 59.22 78.00Global Base Metals Index 129.17 156.89Global Base Metals Index (USD) 115.42 140.19Equal Weight Global Base Metals Index 200.07 241.19Equal Weight Global Base Metals Cdn Hedged Index 171.08 206.30North Amer. Pref. Stock Index (Price Ret.) (Cdn) 730.08 1773.96North Amer. Pref. Stock Index (Price Ret.) (Cdn Hdg.) 736.98 1783.84North Amer. Pref. Stock Index (Net Total Ret.) (Cdn Hdg.) 1653.73 1783.84North Amer. Pref. Stock Index (Net Total Ret.) (Cdn) 1643.93North Amer. Pref. Stock Index (Price Ret.) (USD) 767.98 1866.05North Amer. Pref. Stock Index (Net Total Ret.) (USD) 1729.28
S&P/TSX Equal Weight IndicesDiver. Banks Index 327.86 15940060118 190259224 621.6060 Equal Weight Index 143.83 64132174719 1712277070 177.51Composite Equal Weight Index 120.97 97827638581 4123507650 175.50Oil & Gas Index 237.57 17589148546 661188130 382.19Industrials Index 2211.83 8201396678 255267280 3305.99
S&P/TSX Composite Factor IndicesComposite High Beta Index 24.89 21994436304 1685372694 30.28Composite High Beta Index (USD) 26.78 32.59Composite Low Volatility Index 411.20 34206161061 625431622 896.46Composite Low Volatility Index (USD) 442.49 964.68Composite Enhanced Value Index 501.84 11195572983 657299190 761.96Composite Enhanced Value Index NTR 686.44Composite Enhanced Value - Lowest Quintile Index 176.99 20690227412 535122580 230.24Composite Enhanced Value - Lowest Quintile Index NTR 215.59Composite Quality Index 347.47 17905128444 794772618 514.35Composite Quality Index NTR 466.32Composite Quality - Lowest Quintile Index 157.78 20913918389 887898384 226.34Composite Quality - Lowest Quintile Index NTR 206.82Composite Volatility - Highest Quintile Index 43.06 16928516029 1866652958 46.82
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S&P/TSX Composite Factor Indices (continued)Composite Volatility - Highest Quintile Index NTR 45.85Composite Momentum Index 305.30 26374148631 621151240 413.73Composite Momentum Index NTR 383.47Composite Momentum - Lowest Quintile Index 86.37 14338975262 1204856092 144.03Composite Momentum - Lowest Quintile Index NTR 126.76Composite Low Volatility High Dividend Index 147.82 19561649874 516945256 374.33Composite Low Volatility High Dividend Index NTR 296.81
S&P/TSX Composite - Sectors/IndustriesRenewable Energy and Clean Tech. Index 135.66 839658325 57235211 177.74Energy* 2256.01 25042931852 1451726903 3534.83Energy** 2256.01 25042931852 1451726903 3534.83Energy Equip. & Services*** 765.58 769443340 154885242 1105.79Oil & Gas Drilling**** 386.00 218894194 52232451 585.14Oil & Gas Equip. & Services**** 1200.11 550549146 102652791 1690.51Oil Gas & Consumable Fuels*** 2396.45 24273488512 1296841661 3769.25Integrated Oil & Gas**** 3442.11 5719184339 228131193 4690.65Oil & Gas Exploration & Production**** 1675.91 10491171570 824492114 2642.84Oil & Gas Refining & Marketing**** 3588.89 444621159 13568164 7497.48Oil & Gas Storage & Transportation**** 2037.07 7267616146 191124521 3547.23Coal & Consumable Fuels**** 404.50 350895297 39525669 484.63Materials* 2160.91 12207161185 893230729 2698.86Materials** 2160.91 12207161185 893230729 2698.86Chemicals*** 4123.43 1393855113 22964195 5644.05Commodity Chemicals**** 2113.70 538667634 8456508 3307.20Fertilizers & Agricultural Chemicals**** 4682.94 855187479 14507687 6326.78Containers & Packaging*** 11100.60 385575555 10806288 14364.75Metal & Glass Containers**** 14568.49 333295512 6822360 18769.79Paper Packaging**** 73.88 52280043 3983928 74.53Metals & Mining*** 2064.72 9170019491 816078439 2497.24Diver. Metals & Mining**** 6061.16 1520620101 102582902 7502.93Copper**** 164.65 1244242628 107115330 166.32Gold**** 1416.87 5624579591 550787403 1646.79Precious Metals & Minerals**** 1436.08 14886749 7262178 1697.59Silver**** 94.42 666182901 43789371 99.05Steel**** 7040.00 99507521 4541255 15952.03Paper & Forest Products*** 599.75 1257711026 43381807 738.82Forest Products**** 2098.60 1257711026 43381807 2656.97Industrials* 2996.03 8201396678 255267280 4017.93Capital Goods** 741.85 2293285743 159557108 1027.25Aerospace & Defense*** 300.06 904197445 126773113 390.15Aerospace & Defense**** 300.06 904197445 126773113 390.15Constr. & Engineering*** 7521.07 790664226 16362450 9840.62Constr. & Engineering**** 7521.07 790664226 16362450 9840.62Machinery*** 1233.72 198229566 5497569 1475.50Constr. Machinery & Heavy Trucks**** 218.81 145475826 2496571 230.76Industrial Machinery**** 128.06 52753740 3000998 128.06Trading Companies & Distributors*** 3971.52 400194506 10923976 7038.34Trading Companies & Distributors**** 3971.52 400194506 10923976 7038.34Commercial & Prof. Services** 1480.38 934600077 18941295 2149.23Commercial Services & Supplies*** 978.89 775534390 13646703 1482.36Commercial Printing**** 1200.06 151687607 5666713 1931.70Environmental & Facilities Services**** 1655.06 479794578 5185225 2745.17Diver. Support Services**** 148.60 144052206 2794765 171.71Prof. Services*** 225.25 159065687 5294592 247.89Human Resource & Employment Services**** 136.84 41233950 1617402 145.60Research & Consulting Services**** 212.83 117831737 3677190 232.34Transportation** 9904.58 4973510859 76768877 13089.29Airlines*** 1241.68 826043973 39178488 1620.84Airlines**** 1241.68 826043973 39178488 1620.84Road & Rail*** 12464.61 4074190215 34408678 16334.38Railroads**** 12710.72 3956462953 31010430 16459.33Trucking**** 2283.83 117727262 3398248 4416.90Transportation Infrastructure*** 1905.06 73276671 3181711 4392.12Marine Ports & Services**** 2057.70 73276671 3181711 4744.03Consumer Discretionary* 2308.14 7007257429 154557871 3378.21Automobiles & Components** 4144.17 1732218281 25818509 5687.62Auto Components*** 4144.17 1732218281 25818509 5687.62
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S&P/TSX Composite - Sectors/Industries (continued)Auto Parts & Equip.**** 4144.17 1732218281 25818509 5687.62Consumer Durables & Apparel** 4509.04 870928291 20392982 5035.19Household Durables*** 1024.70 18313670 638908 1441.91Home Furnishings**** 1430.41 18313670 638908 2012.80Leisure Products*** 86.67 321765000 6312056 87.11Leisure Products**** 86.67 321765000 6312056 87.11Textiles Apparel & Luxury Goods*** 10645.86 530849620 13442018 11475.89Apparel Access. & Luxury Goods**** 10645.86 530849620 13442018 11475.89Consumer Services** 4023.10 1886915020 42486011 5005.90Hotels Restaurants & Leisure*** 4228.82 1786077615 36678568 5020.15Casinos & Gaming**** 124.09 903770557 24144253 124.09Restaurants**** 5711.57 882307058 12534315 6728.71Diver. Consumer Services*** 121.31 100837405 5807443 144.24Specialized Consumer Services**** 121.31 100837405 5807443 144.24Media** 873.51 1060441167 50568548 1527.23Media*** 873.51 1060441167 50568548 1527.23Broadcasting**** 547.49 112134735 16694921 962.66Cable & Satellite**** 135.22 863584260 31115974 190.46Movies & Entertainment**** 993.65 84722172 2757653 2080.18Retailing** 6615.34 1456754671 15291821 8360.76Distributors*** 72.06 37776565 1884545 74.45Distributors**** 72.06 37776565 1884545 74.45Multiline Retail*** 9993.52 1367338207 11914111 12651.56Department Stores**** 48.32 31379205 3490230 50.39General Merchandise Stores**** 16972.31 1335959001 8423881 21388.54Specialty Retail*** 113.78 51639900 1493165 117.20Homefurnishing Retail**** 113.78 51639900 1493165 117.20Consumer Staples* 4367.08 3005941700 65240615 5618.66Food & Staples Retailing** 4023.44 2306033338 48677952 5138.32Food & Staples Retailing*** 4023.44 2306033338 48677952 5138.32Drug Retail**** 1647.89 105273933 4275734 4593.59Food Retail**** 4072.67 2200759404 44402218 5216.26Food Beverage & Tobacco** 5272.07 699908362 16562663 6987.52Beverages*** 200.66 53571326 2907556 228.07Soft Drinks**** 200.66 53571326 2907556 228.07Food Products*** 5154.71 646337036 13655107 6645.00Packaged Foods & Meats**** 6466.11 646337036 13655107 8707.29Health Care* 402.10 6557785528 496223567 517.60Health Care Equip. & Services** 7363.34 159544270 11102954 11348.83Health Care Providers & Services*** 1769.94 159544270 11102954 3274.65Health Care Facilities**** 130.50 159544270 11102954 185.65Pharmaceuticals Biotech. & Life Sciences** 286.12 6398241258 485120613 349.75Biotech.*** 38.35 48100732 35623879 38.35Biotech.**** 38.35 48100732 35623879 38.35Pharmaceuticals*** 538.75 6350140526 449496734 734.63Pharmaceuticals**** 538.75 6350140526 449496734 734.63Financials* 2710.56 23917431730 453785396 4970.42Banks** 3330.11 16496984210 207912332 6356.48Banks*** 3337.71 16283991624 198945087 6379.93Diver. Banks**** 3340.36 15940060118 190259224 6394.18Regional Banks**** 2895.25 343931506 8685863 4501.86Thrifts & Mortgage Finance*** 1787.88 212992586 8967245 2458.44Thrifts & Mortgage Finance**** 1787.88 212992586 8967245 2458.44Diver. Financials** 2396.30 2611389922 120151736 4074.48Diver. Financial Services*** 3546.36 493568297 70456505 4920.76Multi-Sector Holdings**** 3354.50 199772705 2156237 3490.07Specialized Finance**** 1821.18 293795591 68300268 2721.76Capital Markets*** 1552.58 2117821625 49695231 2786.16Asset Manage. & Custody Banks**** 1844.97 1357729377 35358567 3300.02Financial Exchanges & Data**** 98.89 760092248 14336664 103.63Insurance** 1447.06 4809057598 125721328 2432.11Insurance*** 1447.06 4809057598 125721328 2432.11Life & Health Insurance**** 1295.51 3760999376 121121454 2245.45Multi-Line Insurance**** 3470.56 704170401 1046382 4738.95Property & Casualty Insurance**** 4195.34 343887821 3553492 5910.33Information Technology* 302.93 3354999103 80855351 318.17Software & Services** 5537.54 3122126804 64923910 5949.41Internet Software & Services*** 149.68 853560738 5455529 149.68
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S&P/TSX Composite - Sectors/Industries (continued)Internet Software & Services**** 149.68 853560738 5455529 149.68It Services*** 9837.98 562209009 7620609 10094.28It Consulting & Other Services**** 9912.27 562209009 7620609 9912.27Software*** 9263.98 1706357057 51847772 10879.91Application Software**** 9537.29 1140576249 13426133 11220.34Systems Software**** 165.01 565780808 38421639 165.01Tech. Hardware & Equip.** 50.43 232872298 15931441 50.97Communications Equip.*** 66.38 164968866 10882799 66.38Communications Equip.**** 66.38 164968866 10882799 66.38Electronic Equip. Instruments & Comp.*** 289.23 67903432 5048642 292.88Electronic Manufacturing Services**** 1668.12 67903432 5048642 1683.12Telecom. Services* 1416.27 3710245327 69039223 2884.15Telecom. Services** 1416.27 3710245327 69039223 2883.37Diver. Telecom. Services*** 1291.98 2465628672 47925121 2787.49Integrated Telecom. Services**** 1408.33 2465628672 47925121 3039.98Wireless Telecom. Services*** 1010.89 1244616655 21114102 1493.84Wireless Telecom. Services**** 1010.89 1244616655 21114102 1493.84Utilities* 1979.61 2382422390 94625009 4292.97Utilities** 1979.61 2382422390 94625009 4292.97Electric Utilities*** 2841.95 1389223502 37706737 5776.32Electric Utilities**** 2841.95 1389223502 37706737 5776.32Gas Utilities*** 108.46 69888647 5436086 145.68Gas Utilities**** 108.46 69888647 5436086 145.68Multi-Utilities*** 1868.26 236122501 6486565 3536.11Multi-Utilities**** 1868.26 236122501 6486565 3536.11Indep. Power & Renewable Electricity Prod.*** 781.29 687187740 44995621 1674.21Indep. Power Prod. & Energy Traders**** 720.78 451737441 33412490 1541.08Renewable Electricity **** 126.24 235450299 11583131 158.38Real Estate* 3143.54 2440065659 108955706 6306.66Real Estate** 3143.54 2440065659 108955706 6306.66Equity Real Estate Investment Trusts (REITs)*** 1349.62 1921355078 89675348 2889.86Diver. Reits**** 1153.93 709052984 34476271 2401.80Industrial REITs**** 162.67 184974035 17065860 225.26Office Reits**** 1275.40 200686650 6265012 2088.05Residential Reits**** 2333.33 388479857 12535121 4257.98Retail Reits**** 1149.53 438161552 19333084 2402.19Real Estate Manage. & Develop.*** 4530.99 518710581 19280358 7051.68Diver. Real Estate Activities**** 106.91 54643147 5444902 111.78Real Estate Operating Companies**** 105.30 230416696 10520433 163.61Real Estate Services**** 954.67 233650738 3315023 992.96
S&P/TSX CAPPED Composite - Sectors/IndustriesEnergy* 2256.01 25042931852 1451726903 3534.83Energy** 2256.01 25042931852 1451726903 3534.83Energy Equip. & Services*** 765.58 769443340 154885242 1105.79Oil & Gas Drilling**** 386.00 218894194 52232451 585.14Oil & Gas Equip. & Services**** 1200.11 550549146 102652791 1690.51Oil Gas & Consumable Fuels*** 2396.45 24273488512 1296841661 3769.25Integrated Oil & Gas**** 3442.11 5719184339 228131193 4690.65Oil & Gas Exploration & Production**** 1675.91 10491171570 824492114 2642.84Oil & Gas Refining & Marketing & Transportation**** 3588.89 444621159 13568164 7475.39Oil & Gas Storage & Transportation**** 2037.07 7267616146 191124521 3547.23Coal & Consumable Fuels**** 404.50 350895297 39525669 484.63Materials* 2160.91 12207161185 893230729 2698.69Materials** 2160.91 12207161185 893230729 2698.69Chemicals*** 4123.43 1393855113 22964195 5642.88Commodity Chemicals**** 2113.70 538667634 8456508 3297.84Fertilizers & Agricultural Chemicals**** 4682.94 855187479 14507687 6326.78Containers & Packaging*** 11100.60 385575555 10806288 14323.88Metal & Glass Containers**** 14568.49 333295512 6822360 18676.37Paper Packaging**** 73.88 52280043 3983928 74.53Metals & Mining*** 2064.72 9170019491 816078439 2497.24Diver. Metals & Mining**** 6061.16 1520620101 102582902 7502.93Copper**** 164.65 1244242628 107115330 166.32Gold**** 1416.87 5624579591 550787403 1646.85Precious Metals & Minerals**** 1436.08 14886749 7262178 1697.59Silver**** 94.42 666182901 43789371 99.05Steel**** 7040.00 99507521 4541255 15952.03
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S&P/TSX CAPPED Composite - Sectors/Industries (continued)Paper & Forest Products*** 599.75 1257711026 43381807 738.82Forest Products**** 2098.60 1257711026 43381807 2656.97Industrials* 2996.03 8201396678 255267280 4017.93Capital Goods** 741.85 2293285743 159557108 1027.25Aerospace & Defense*** 300.06 904197445 126773113 390.15Aerospace & Defense**** 300.06 904197445 126773113 390.15Constr. & Engineering*** 7521.07 790664226 16362450 9840.62Constr. & Engineering**** 7521.07 790664226 16362450 9840.62Machinery*** 1233.72 198229566 5497569 1475.50Constr. Machinery & Heavy Trucks**** 218.81 145475826 2496571 230.76Industrial Machinery**** 128.06 52753740 3000998 128.06Trading Companies & Distributors*** 3971.52 400194506 10923976 7038.34Trading Companies & Distributors**** 3971.52 400194506 10923976 7038.34Commercial & Prof. Services** 1480.38 934600077 18941295 2149.23Commercial Services & Supplies*** 978.89 775534390 13646703 1482.36Commercial Printing**** 1200.06 151687607 5666713 1931.70Environmental & Facilities Services**** 1655.06 479794578 5185225 2745.17Diver. Support Services**** 148.60 144052206 2794765 171.71Prof. Services*** 225.25 159065687 5294592 247.89Human Resource & Employment Services**** 136.84 41233950 1617402 145.60Research & Consulting Services**** 212.83 117831737 3677190 232.34Transportation** 9904.58 4973510859 76768877 13089.29Airlines*** 1241.68 826043973 39178488 1620.84Airlines**** 1241.68 826043973 39178488 1620.84Road & Rail*** 12464.61 4074190215 34408678 16334.38Railroads**** 12710.72 3956462953 31010430 16459.33Trucking**** 2283.83 117727262 3398248 4416.90Transportation Infrastructure*** 1905.06 73276671 3181711 4392.12Marine Ports & Services**** 2057.70 73276671 3181711 4744.03Consumer Discretionary* 2308.14 7007257429 154557871 3378.21Automobiles & Components** 4144.17 1732218281 25818509 5687.62Auto Components*** 4144.17 1732218281 25818509 5687.62Auto Parts & Equip.**** 4144.17 1732218281 25818509 5687.62Consumer Durables & Apparel** 4509.04 870928291 20392982 5035.19Household Durables*** 1024.70 18313670 638908 1441.91Home Furnishings**** 1430.41 18313670 638908 2012.80Leisure Products*** 86.67 321765000 6312056 87.11Leisure Products**** 86.67 321765000 6312056 87.11Textiles Apparel & Luxury Goods*** 10645.86 530849620 13442018 11475.89Apparel Access. & Luxury Goods**** 10645.86 530849620 13442018 11475.89Consumer Services** 4023.10 1886915020 42486011 5005.90Hotels Restaurants & Leisure*** 4228.82 1786077615 36678568 5020.15Casinos & Gaming**** 124.09 903770557 24144253 124.09Restaurants**** 5711.57 882307058 12534315 6728.71Diver. Consumer Services*** 121.31 100837405 5807443 144.24Specialized Consumer Services**** 121.31 100837405 5807443 144.24Media** 873.51 1060441167 50568548 1527.23Media*** 873.51 1060441167 50568548 1527.23Broadcasting**** 547.49 112134735 16694921 962.66Cable & Satellite**** 135.22 863584260 31115974 190.46Movies & Entertainment**** 993.65 84722172 2757653 2080.18Retailing** 6615.34 1456754671 15291821 8360.76Distributors*** 72.06 37776565 1884545 74.45Distributors**** 72.06 37776565 1884545 74.45Multiline Retail*** 9993.52 1367338207 11914111 12651.56Department Stores**** 48.32 31379205 3490230 50.39General Merchandise Stores**** 16972.31 1335959001 8423881 21388.54Specialty Retail*** 113.78 51639900 1493165 117.20Homefurnishing Retail**** 113.78 51639900 1493165 117.20Consumer Staples* 4367.08 3005941700 65240615 5618.66Food & Staples Retailing** 4023.44 2306033338 48677952 5138.32Food & Staples Retailing*** 4023.44 2306033338 48677952 5138.32Drug Retail**** 1647.89 105273933 4275734 4593.59Food Retail**** 4072.67 2200759404 44402218 5216.26Food Beverage & Tobacco** 5272.07 699908362 16562663 6987.52Beverages*** 2006.56 53571326 2907556 2280.69Soft Drinks**** 2006.56 53571326 2907556 2280.69Food Products*** 5154.71 646337036 13655107 6645.00
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S&P/TSX CAPPED Composite - Sectors/Industries (continued)Packaged Foods & Meats**** 6466.11 646337036 13655107 8707.29Health Care* 402.10 6557785528 496223567 517.60Health Care Equip. & Services** 7363.34 159544270 11102954 11348.83Health Care Providers & Services*** 1769.94 159544270 11102954 3274.65Health Care Facilities**** 130.50 159544270 11102954 185.65Pharmaceuticals Biotech. & Life Sciences** 286.12 6398241258 485120613 349.75Biotech.*** 38.35 48100732 35623879 38.35Biotech.**** 38.35 48100732 35623879 38.35Pharmaceuticals*** 538.75 6350140526 449496734 7323.52Pharmaceuticals**** 538.75 6350140526 449496734 734.63Financials* 2710.56 23917431730 453785396 4970.37Banks** 3330.11 16496984210 207912332 6356.48Banks*** 3337.71 16283991624 198945087 6379.93Diver. Banks**** 3340.36 15940060118 190259224 6394.18Regional Banks**** 2895.25 343931506 8685863 4501.86Thrifts & Mortgage Finance*** 1787.88 212992586 8967245 2458.44Thrifts & Mortgage Finance**** 1787.88 212992586 8967245 2458.44Diver. Financials** 2396.30 2611389922 120151736 4074.48Diver. Financials*** 3546.36 493568297 70456505 4920.76Multi-Sector Holdings**** 3354.50 199772705 2156237 3490.07Specialized Finance**** 1821.18 293795591 68300268 2721.76Capital Markets*** 1552.58 2117821625 49695231 2786.16Asset Manage. & Custody Banks**** 1844.97 1357729377 35358567 3300.02Financial Exchanges & Data**** 98.89 760092248 14336664 103.63Insurance** 1447.06 4809057598 125721328 2432.02Insurance*** 1447.06 4809057598 125721328 2432.02Life & Health Insurance**** 1295.51 3760999376 121121454 2245.45Multi-line Insurance**** 3470.56 704170401 1046382 4738.95Property & Casualty Insurance**** 4195.34 343887821 3553492 5900.90Information Technology* 302.93 3354999103 80855351 318.17Software & Services** 5537.54 3122126804 64923910 5949.41Internet Software & Services*** 149.68 853560738 5455529 149.68Internet Software & Services**** 149.68 853560738 5455529 149.68IT Services*** 9837.98 562209009 7620609 10094.28IT Consulting & Services**** 9912.27 562209009 7620609 9912.27Software*** 9263.98 1706357057 51847772 10879.91Application Software**** 9537.29 1140576249 13426133 11220.34Systems Software**** 165.01 565780808 38421639 165.01Tech. Hardware & Equip.** 50.43 232872298 15931441 50.97Communications Equip.*** 66.38 164968866 10882799 66.38Communications Equip.**** 66.38 164968866 10882799 66.38Electronic Equip. Instruments & Comp.*** 289.23 67903432 5048642 292.88Electronic Manufacturing Services**** 1668.12 67903432 5048642 1683.12Telecom. Services* 1416.27 3710245327 69039223 2882.43Telecom. Services** 1416.27 3710245327 69039223 2881.65Diver. Telecom. Services*** 1291.98 2465628672 47925121 2785.19Integrated Telecom. Services**** 1408.33 2465628672 47925121 3037.48Wireless Telecom. Services*** 1010.89 1244616655 21114102 1493.84Wireless Telecom. Services**** 1010.89 1244616655 21114102 1493.84Utilities* 1979.61 2382422390 94625009 4292.97Utilities** 1979.61 2382422390 94625009 4292.97Electric Utilities*** 2841.95 1389223502 37706737 5776.32Electric Utilities**** 2841.95 1389223502 37706737 5776.32Gas Utilities*** 1084.57 69888647 5436086 1456.80Gas Utilities**** 1084.57 69888647 5436086 1456.80Multi-Utilities*** 1868.26 236122501 6486565 3536.11Multi-Utilities**** 1868.26 236122501 6486565 3536.11Indep. Power & Renewable Electricity Prod.*** 781.29 687187740 44995621 1674.21Indep. Power Prod. & Energy Traders**** 720.78 451737441 33412490 1541.08Renewable Electricity**** 126.24 235450299 11583131 158.38Real Estate* 3143.54 2440065659 108955706 6306.66Real Estate** 3143.54 2440065659 108955706 6306.66Equity Real Estate Investment Trusts (REITs)*** 1349.61 1921355078 89675348 4195.55Diver. REITs**** 1153.93 709052984 34476271 2401.80Industrial REITs**** 162.67 184974035 17065860 225.26Office REITs**** 1275.40 200686650 6265012 2088.05Residential REITs**** 2333.33 388479857 12535121 4257.98Retail REITs**** 1149.53 438161552 19333084 2402.19
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S&P/TSX CAPPED Composite - Sectors/Industries (continued)Real Estate Manage. & Develop.*** 4530.99 518710581 19280358 7051.68Diver. Real Estate Activities**** 106.91 54643147 5444902 111.78Real Estate Operating Companies**** 105.30 230416696 10520433 163.61Real Estate Services**** 954.67 233650738 3315023 992.96
S&P/TSX Composite High Dividend - SectorsEnergy 57.65 9840571865 359594052 86.68Materials 106.31 455026058 20091542 157.31Industrials 97.99 184825309 13044445 149.89Consumer Discretionary 79.01 882087326 47803616 113.83Consumer Staples 96.20 42550187 1548943 104.96Health Care 100.82 159544270 11102954 154.76Financials 165.77 10370883548 206920002 234.21Information Technology 81.89 10395964 1074121 87.78Telecom. Services 163.45 2465628672 47925121 233.38Utilities 75.08 1545164868 66946721 115.61Real Estate 99.66 1853648996 92633927 109.17
S&P/TSX Composite Dividend - SectorsEnergy 78.54 22214876935 974580220 101.53Materials 58.63 9607110364 470814295 67.45Industrials 227.92 7202015245 119824255 261.59Consumer Discretionary 212.47 5826427545 124389177 254.16Consumer Staples 261.60 3005941700 65240615 292.95Health Care 57.14 159544270 11102954 85.07Financials 164.67 23840182839 448214093 219.19Information Technology 379.93 1026587129 10356928 432.82Telecom. Services 165.71 3710245327 69039223 230.37Utilities 102.93 2382422390 94625009 143.21Real Estate 104.42 2440065659 108955706 113.38
*Sector**Industry Group***Industry****Sub Industry
TS
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2018
CH
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35
TotalS&P/TSX Total Total returnIndex Names Close Value Volume Index
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PARTICIPATING ORGANIZATIONSTHE TORONTO STOCK EXCHANGE (TSX)
ACKER FINLEY INC. (132)Suite 1400, 181 University Avenue, Toronto M5H 3M7 . . . . . . . . . . . . . (416) 777-9005
ACUMEN CAPITAL FINANCE PARTNERS LIMITED (200)Suite 700, 404-6th Avenue S.W., Calgary T2P 0R9 . . . . . . . . . . . . . . . (403) 571-0300
ALTACORP CAPITAL INC. (003)1100, 888 - 3rd Street SW, Calgary T2P 5C5 . . . . . . . . . . . . . . . . . . (403) 539-8602
ASSANTE CAPITAL MANAGEMENT LTD. (203)2 Queen Street East, 19th Floor, Toronto M5C 3G7. . . . . . . . . . . . . . . (416) 348-9994
BARCLAYS CAPITAL CANADA INC. (90)Suite 4910, 333 Bay Street, Toronto M5H 2R2 . . . . . . . . . . . . . . . . . (416) 863-8900
BBS SECURITIES INC. (28)Suite 507, 4100 Yonge Street, Toronto M2P 2G2 . . . . . . . . . . . . . . . . (416) 235-0200
BEACON SECURITES LTD. (87)1669 Granville Street, Halifax, N.S. B3J 1X2 . . . . . . . . . . . . . . . . . . (902) 423-1260
BMO NESBITT BURNS INC. (009)49th Floor, 1 First Canadian Place, Toronto M5X 1H3 . . . . . . . . . . . . . (416) 359-4000
CALDWELL SECURITIES LTD. (43)P.O. Box 47, Sun Life Centre, Suite 1710, 150 King St. W., Tor. M5H 1J9 . . . (416) 862-7755
CANACCORD GENUITY CORP. (33)P.O. Box 10337, Suite 2200, 609 Granville St., Vancouver V7Y 1H2 . . . . . . (604) 643-7300
CANTOR FITZGERALD CANADA CORPORATION (004)Suite 1500, 181 University Avenue, Toronto M5H 3M7 . . . . . . . . . . . . . (416) 350-1203
Citadel Securities Canada ULC (005)Suite 2620, 161 Bay Street, Toronto, Ontario, M5J 2S1. . . . . . . . . . . . . (416) 306-1169
CIBC WORLD MARKETS INC. (79)P.O. Box 500, 161 Bay Street, Toronto M5J 2S8 . . . . . . . . . . . . . . . . (416) 594-7000
CITIGROUP GLOBAL MARKETS CANADA INC. (123)Citigroup Place, 123 Front Street West, Suite 1100, Toronto M5J 2M3 . . . . . (416) 866-2300
CLARUS SECURITIES INC. (24)The Exchange Tower, 130 King St. West, Suite 3640, Toronto M5X 1A9 . . . . (416) 343-2777
CORMARK SECURITIES INC. (73)Box 63, Suite 2750, Royal Bank Plaza, South Tower, Toronto M5J 2J2. . . . . (416) 362-7485
CREDENTIAL SECURITIES INC. (88)800 - 1111 West Georgia Street, Vancouver V6E 4T6 . . . . . . . . . . . . . (604) 714-3900
CREDIT SUISSE SECURITIES (CANADA), INC. (72)1 First Canadian Place, Suite 3000, P.O. Box 301, Toronto M5X 1C9 . . . . . (416)352-4500
DESJARDINS SECURITIES INC. (19)Suite 300, 1170 Peel St., Montreal H3B 0A9 . . . . . . . . . . . . . . . . . . (514) 987-1749
DUNDEE SECURITIES LTD. (27)Suite 2000, 1 Adelaide St. East, Toronto M5C 2V9 . . . . . . . . . . . . . . . (416) 337-2100
ECHELON WEALTH PARTNERS INC. (018)Suite 2820, 130 King St. W., The Exchange Tower, Toronto M5X 1A9 . . . . . (416) 649-4273
EDWARD JONES (56)Suite 902, Sussex Centre, 90 Burnamthorpe Road West, Miss. L5B 3C3 . . . . (905) 306-8600
EIGHT CAPITAL (008)22nd Floor, 1 Adelaide St. East, Toronto M5C 2V9 . . . . . . . . . . . . . . . (416) 365-2868
ELECTRONIC TRANSACTION CLEARING CANADA INC. (12)Suite 1220, 333 Bay Street, Bay&Adelaide Centre, Toronto M5H 2R2 . . . . . (416) 775-1040
FIDELITY CLEARING CANADA ULC (22)Suite 200, 483 Bay Street, South Tower, Toronto M5G 2N7 . . . . . . . . . . (888) 943-5483
FRIEDBERG MERCANTILE GROUP (35)BCE Place, P.O. Box 866, 250 - 181 Bay Street, Toronto M5J 2T3 . . . . . . . (416) 364-1171
GLOBAL MAXFIN CAPITAL INC. (42)Suite 800, 350 Bay Street, Toronto M5H 2S6 . . . . . . . . . . . . . . . . . . (416) 741-1445
GMP SECURITIES LP (74)Suite 300, 145 King Street West, Toronto M5H 1J8 . . . . . . . . . . . . . . . (416) 367-8600
GOLDMAN SACHS CANADA INC. (65)P.O. Box 38, Royal Trust Tower, TD Centre, 77 King St. W., Toronto M5K 1B7 (416) 343-8900
HAMPTON SECURITIES LIMITED (94)Suite 1800, 141 Adelaide St. West, Toronto M5H 3L5 . . . . . . . . . . . . . (416) 862-7800
HAYWOOD SECURITIES INC. (62)Suite 700, 200 Burrard St., Vancouver V6C 3L6 . . . . . . . . . . . . . . . . (604) 697-7100
HSBC SECURITIES (CANADA) INC. (81)Suite 500, 70 York Street, Toronto M5J 2S9 . . . . . . . . . . . . . . . . . . (416) 868-7800
INDEPENDENT TRADING GROUP (84)Suite 402, 4 King Street West, Toronto M5H 1B6 . . . . . . . . . . . . . . . . (416) 941-0046
INDUSTRIAL ALLIANCE SECURITIES INC. (76)1080 Chemin Saint-Lous, Sillery, C.P. 1907,succursale Terminus, Quebec G1K 7M3 . . . . . . . . . . . . . . . . . . . . (418) 684-5171
INSTINET CANADA LIMITED (13)Suite 2202, 100 Wellington St. West, Toronto M5K 1H1 . . . . . . . . . . . . (416) 368-2211
INTEGRAL WEALTH SECURITIES LIMITED (17)Suite 900, 56 Temperance Street, Toronto M5H 3V5 . . . . . . . . . . . . . . (416) 304-7817
INTERACTIVE BROKERS CANADA INC. (57)Suite 2106, 1800 McGill College Ave., Montreal H3A 3J6 . . . . . . . . . . . . (514) 287-1027
ITG CANADA CORP. (14)P.O. Box 83, Suite 1040, 130 King Street West, Toronto M5X 1B1 . . . . . . . (877) 640-4484
J.P. MORGAN SECURITIES CANADA INC. (222)Suite 1800, 200 Bay Street, Toronto M5J 2J2 . . . . . . . . . . . . . . . . . . (416) 981-9200
JITNEY TRADE INC. (99)360 St. Jacques Street, Suite S-118, Montreal H2Y 1P5 . . . . . . . . . . . . (514) 985-8080
JONES TRADING CANADA INC. (91)148 Yorkville Avenue, Toronto M5R 1C2 . . . . . . . . . . . . . . . . . . . . (416) 961-4674
KINGSDALE CAPITAL MARKETS INC. (217)Suite 2950, 130 King Street West, Toronto M5X 1C7 . . . . . . . . . . . . . . (416) 867-4550
KINGWEST AND COMPANY (208)86 Avenue Road, Toronto M5R 2H2. . . . . . . . . . . . . . . . . . . . . . . (416) 927-7740
LAKESHORE SECURITIES INC. (102)Suite 308, 277 Lakeshore Road East, Oakville L6J 1H9 . . . . . . . . . . . . (905) 338-2220
LAURENTIAN BANK SECURITIES INC. (48)Tour Banque Laurentienne, 1981, av. McGill College,Suite 100, Montreal. H3A 3K3 . . . . . . . . . . . . . . . . . . . . . . . . . . (514) 350-2800
LEEDE JONES GABLE INC. (68)Suite 2300, 777 - 8th Avenue SW, Calgary, AB, T2P 3R5 . . . . . . . . . . . (403) 531-6800
LIQUIDNET CANADA INC. (38)Suite 2403, 79 Wellington St. W., TD South Tower, Toronto, M5K 1K2 . . . . (877) 660-6553
M PARTNERS INC. (97)Suite 2201, 100 Wellington St. West, Toronto M5K 1K2 . . . . . . . . . . . . (416) 603-4343
MACKIE RESEARCH CAPITAL CORPORATION (83)P.O. Box 368, 199 Bay St., Suite 4500, Commerce Court W., Tor. M5L 1G2 . . (416) 860-7600
MACQUARIE CAPITAL MARKETS CANADA LTD. (11)P.O. Box 830, BCE Place, 181 Bay Street, Suite 3100, Toronto M5J 2T3. . . . (416) 848-3500
MAISON PLACEMENTS CANADA INC. (34)Suite 2116, 130 Adelaide St. West, Toronto M5H 3P5 . . . . . . . . . . . . . (416) 947-6040
MANULIFE SECURITIES INCORPORATED (70)500-1235 North Service Road West, Oakville L6M 2W2 . . . . . . . . . . . . (905) 469-2100
MERRILL LYNCH CANADA INC. (39)Bay Wellington Tower, BCE Place, Suite 400, 181 Bay St., Tor. M5J 2V8 . . . (416) 369-7400
MORGAN STANLEY CANADA LIMITED (53)Suite 3700, 181 Bay Street, Toronto M5J 2T3. . . . . . . . . . . . . . . . . . (416) 943-8400
NATI ONAL BANK FINANCIAL INC. (80)1155 Metcalfe St., 5th Floor, Montreal H3B 4S9. . . . . . . . . . . . . . . . . (514) 879-2222
ODLUM BROWN LIMITED (25)250 Howe Street, Suite 1100, Vancouver V6C 3S9 . . . . . . . . . . . . . . . (604) 669-1600
PARADIGM CAPITAL INC. (16)Suite 2101, 95 Wellington Street West, Toronto M5J 2N7 . . . . . . . . . . . (416) 361-9892
PAVILION GLOBAL MARKETS LTD. (21)Suite 4025, 1250 Rene-Levesque Blvd. W., Montreal H3B 4W8 . . . . . . . . (514) 932-7171
PERSHING SECURITIES CANADA LIMITED (143)One Pershing Plaza, Jersey City, NJ 07399, USA. . . . . . . . . . . . . . . . (201) 413-2000
PETERS & CO. LIMITED (77)2300 Jamieson Place, 308 - 4th Ave. S.W., Calgary T2P 0H7 . . . . . . . . . (403) 261-4850
PI FINANCIAL CORP. (59)1900 - 666 Burrard Street, Vancouver V6C 3N1. . . . . . . . . . . . . . . . . (604) 664-2900
PICTET CANADA L.P. (86)Suite 3100, 1000 de la Gauchetiere West, Montreal H3B 4W5 . . . . . . . . . (514) 288-8161
POLLITT & CO. INC. (92)Suite 1950, 11 King Street West, Toronto M5H 4C7 . . . . . . . . . . . . . . (416) 365-3313
QTRADE SECURITIES INC. (58)Box 85, One Bentall Centre, Suite 1920, 505 Burrard St., Vancouver V7X 1M6. (604) 605-4199
QUESTRADE, INC. (124)North American Centre, Suite 1700, 5650 Yonge St., Toronto M2M 4G3 . . . . (416) 227-9876
RAYMOND JAMES LTD. (89)P.O. Box 415, Suite 5300, 40 King St. West, Scotia Plaza, Tor. M5H 3Y2 . . . (416) 777-7000
RBC CAPITAL MARKETS (02)P.O. Box 50, Royal Bank Plaza, North Tower, Toronto M5J 2W7 . . . . . . . . (416) 842-2000
SCOTIA CAPITAL INC. (85)P.O. Box 4085, Station A, Scotia Plaza, 40 King Street W., Tor. M5W 2X6 . . . (416) 863-7411
SOCIÉTÉ GÉNÉRALE CAPITAL CANADA INC. (101)Suite 1930, 1501 McGill College Avenue, Montreal H3A 3M8. . . . . . . . . . (514) 841-621
STATE STREET GLOBAL MARKETS CANADA INC. (23)Suite 1500, 30 Adelaide Street East, Toronto M5C 3G6. . . . . . . . . . . . . (416) 643-6000
TD SECURITIES INC. (07)P.O. Box 1, 8th Floor, TD Tower, 66 Wellington St. W., M5K 1A2 . . . . . . . (416) 982-8222
TIMBER HILL CANADA COMPANY (47)Suite 2106, 1800 McGill College Avenue, Montreal H3A 3J6 . . . . . . . . . . (514) 287-9035
TRAPEZE CAPITAL CORP. (150)18th Floor, 22 St. Clair Avenue East, Toronto M4T 2S3. . . . . . . . . . . . . (416) 361-1498
UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. (15)P.O. Box 617, BCE Place, 161 Bay Street, Suite 4100, Toronto M5J 2S1 . . . (416) 364-3293
VELOCITY TRADE CAPITAL LTD.(55)Suite 200, 99 Yorkville Ave, Toronto M5R 3K5 . . . . . . . . . . . . . . . . . (416) 640-0590
WELLINGTON-ALTUS PRIVATE WEALTH INC. (201)Suite 1100, 55 Yonge Street, Toronto M5E 1J4 . . . . . . . . . . . . . . . . . (416) 369-9211
W.D. LATIMER CO. LIMITED (36)P.O. Box 96, 25th Floor, Toronto Dominion Bank Tower, Tor. M5K 1G8 . . . . (416) 363-5631
Revised December 8, 2017
THE TORONTO STOCK EXCHANGE (TSX) TRADING NUMBERS SHOWN IN BRACKETS