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#: 4905-09

Date: April 23, 2009

To: All Participants

Category: Operations

From: Joe Clemente

Attention: Operations Management/Officers/Cashiers

Subject: Blocking WTs In Issues That Are DRS Eligible

But Are Not Participating in DRS On July 9, 2008, in Important Notice B#3717-08, DTCC outlined its dematerialization strategy for 2009. Centering on certificate elimination, these 3 steps were outlined:

1. Beginning of Year: Default to statement for Withdrawal-by-Transfer (WT)r requests in issues that are DRS eligible and participating

2. Mid-Year: Eliminate the option of requesting Withdrawal-By-Transfers (WTs) in issues that are DRS eligible but the issuer chooses not to participate.

3. Yearend: Retirement of the Direct Mail by Depository (DMD) service On January 9, 2009, DTC successfully implemented the default to statement for Withdrawal-by-Transfer (WT) requests in issues that are DRS eligible and participating. For the 1st qtr 2009, 80% of all WT requests have resulted in the issuance of a DRS statement instead of a certificate. As a reminder, beginning July 1, 2009, Participants will no longer be able to request WTs in issues that are DRS eligible but the issuer chooses not to participate. Such requests submitted via PTS or PBS will result in an immediate reject message and further input will be prevented. Those submitted via the CF2WTC file will subsequently be rejected. Withdrawals in these issues will be eligible via the Rush Withdrawal-By-Transfer (RWT) service. A fee of $500.00 per withdrawal request will be assessed These DRS-eligible-but-not-participating issues can be identified on the ELISC/CD and ELISCA files, in position #73 and #87 respectively. Both will have a value of ‘2” in that filed. Additionally, they are noted on the DRS Profile Eligible Issues Report on SMART/Search. DTCC has worked closely with the Securities Industry and Financial Markets Association (SIFMA), the Securities Transfer Association (STA) and the Shareholders Services Association (SSA) to reduce the number of issuers who are DRS eligible but choose not to participate in DRS. Our efforts have

included an ongoing dialog with the various stock exchanges, a concerted effort by the transfer agents and direct contact with the issuers by DTCC’s Transfer Agent Liaison. While these efforts are ongoing, they have met with limited success and approximately 1,200 exchange listed issuers still do not participate in DRS. Please see attached listing. We are asking your support in contacting these issuers and persuade them to offer a book entry option to their shareholders by fully participating in DRS. Contact information including phone numbers and e-mail addresses can be obtained by calling Salvatore DiPaolo at 212-855-4431 or Jaime Pineda at 212-855-4434. Questions regarding DTCC’s dematerialization efforts can be directed to your relationship manager or the undersigned at (212) 855-2425 / jpclemente@dtcc.com

Non-Confidential 2

Non-Confidential 3

CUSIP DESCRIPTION TRANSFER AGENT LPA EXCHANGE000360206 AAON, Inc. Interwest Transfer Co. 7843 NASDAQ00086T103 A.C. Moore Arts & Crafts Stocktrans 7824 NASDAQ001712108 Amicas, Inc. Stocktrans 7824 NASDAQ00208B204 ASAT BNY Mellon 7800 NASDAQ00253U107 Aastrom Biosciences, Inc. Continental Stock Transfer 7808 NASDAQ002567105 Abaxis, Inc. Computershare 7807 NASDAQ003881307 Acacia Corporation Computershare 7807 NASDAQ004304200 Accelr8 Technology Corp. Computershare 7807 AMEX004446100 Aveto Corp. BNY Mellon 7800 NASDAQ00484M106 Acorda Therapeutics, Inc. Registrar & Transfer 7820 NASDAQ00508B102 Actuate Corporation Computershare 7807 NASDAQ00650W110 WTS Adcare Continental Stock Transfer 7808 AMEX00650W300 Adcare Health Sys. Inc. Continental Stock Transfer 7808 AMEX006743306 Addvantage Technologies Grp Inc. Continental Stock Transfer 7808 NASDAQ00709P108 AFP Provida BNY Mellon 7800 NYSE00724X102 Adolor Corporation Stocktrans 7824 NASDAQ00752H102 Advanced Battery Technologies Continental Stock Transfer 7808 NASDAQ00754E107 Advanced Photonix Inc. Continental Stock Transfer 7808 AMEX007556103 Advanced Technology Continental Stock Transfer 7808 AMEX00760J108 Aehr Test Systems Computershare 7807 NASDAQ00764X103 Adventrx Pharmaceuticals Inc. American Stock Transfer 7805 AMEX007737109 Aerocentury Corporation Continental Stock Transfer 7808 AMEX008252108 Affiliated Managers Group, Inc. BNY Mellon 7800 NYSE00826A109 Affymax Inc. Computershare 7807 NASDAQ00846L101 Agfeed Industries, Inc. Interwest Transfer Co. 7843 NASDAQ00850H103 ADR Agria Corporation BNY Mellon 7800 NYSE008916108 Agrium Inc. BNY Mellon 7800 NYSE01023E100 Alabama Aircraft Industries Inc. Computershare 7807 NASDAQ010392595 Alabama Power Company Southern Company 7821 NYSE010392611 Alabama Power Company Southern Company 7821 NYSE011659109 Alaska Air Group Inc. Computershare 7807 NYSE015351109 Alexion Pharmaceutical Inc. Continental Stock Transfer 7808 NASDAQ018535104 Alliance Bankshares Corp Registrar & Transfer 7820 NASDAQ018921106 Alliance Bancorp Inc. of PA Registrar & Transfer 7820 NASDAQ019228402 Allied Irish Banks BNY Mellon 7800 NYSE019615103 Allion Health Continental Stock Transfer 7808 NASDAQ021152103 Alseres Pharmaceuticals Continental Stock Transfer 7808 NASDAQ021211107 Alsius Corp. Continental Stock Transfer 7808 NASDAQ021211115 Alsius Corp. Continental Stock Transfer 7808 NASDAQ021211206 Alsius Corp. Continental Stock Transfer 7808 NASDAQ021373105 Altair Nanotechnologies Registrar & Transfer 7820 NASDAQ02151P107 Alto Palermo BNY Mellon 7800 NASDAQ022276109 Aluminum Corporation of China BNY Mellon 7800 NYSE023586209 Amerco U-Haul BNY Mellon 7800 NYSE02364W204 America Movil BNY Mellon 7800 NASDAQ023850100 American Apparel Continental Stock Transfer 7808 AMEX023850209 American Apparel Inc. Continental Stock Transfer 7808 AMEX02407E104 American Bancorp of NJ Inc. Registrar & Transfer 7820 NASDAQ024591109 American Bilrite, Inc. Registrar & Transfer 7820 AMEX024600108 American Bio Media Corp. Registrar & Transfer 7820 NASDAQ025144106 American Claims Evaluation Inc. Continental Stock Transfer 7808 NASDAQ02520N106 Am Community Properties Trust Registrar & Transfer 7820 AMEX025334103 American Dairy, Inc. Interwest Transfer Co. 7843 NYSE025353103 American Dental Partners, Inc. Registrar & Transfer 7820 NASDAQ025576109 American Electric Technologies Registrar & Transfer 7820 NASDAQ02686Y201 American Int'l Industries Inc First American Stock 7845 NASDAQ027118207 American Land Leas Inc. Wells Fargo 7806 NYSE027745108 American National Bankshares Inc. American National Bank 7899 NASDAQ027904101 American Medical Alert Corp. Continental Stock Transfer 7808 NASDAQ028740108 American Pacific Corporation American Stock Transfer 7805 NASDAQ028884104 American Physicians Capital Inc. Illinois Stock Transfer 7852 NASDAQ029429107 American Sci and Engineering Inc. American Stock Transfer 7805 NASDAQ029912201 American Tower Corp. Class A BNY Mellon 7800 NYSE030145205 American Technology Corp. Interwest Transfer Co. 7843 NASDAQ03058P109 Americanwest Bancorporation Illinois Stock Transfer 7852 NASDAQ03070L300 Amerigon Incorporated Computershare 7807 NASDAQ03070Q101 Ameristar Casinos, Inc. Computershare 7807 NASDAQ03073H108 Ameritrans Capital Corp. Continental Stock Transfer 7808 NASDAQ03073H207 Ameritrans Capital Corp. Continental Stock Transfer 7808 NASDAQ03073V107 Amerityre Corporation Interwest Transfer Co. 7843 NASDAQ031001100 Ames National Corp. Illinois Stock Transfer 7852 NASDAQ

031652100 AMKOR Technologies Inc. Computershare 7807 NASDAQ032159105 Amrep Corporation BNY Mellon 7800 NYSE032332504 Amtech Systems Inc. Computershare 7807 NASDAQ035128206 AngloGold Ashanti BNY Mellon 7800 NYSE036115103 Ann Taylor Stores Corporation BNY Mellon 7800 NYSE036642106 Antares Parma Inc. Wells Fargo 7806 AMEX03753Q105 Apex Bioventures Acquisition Corp. Continental Stock Transfer 7808 AMEX03761E102 Apollo Gold Corp. BNY Mellon 7800 AMEX03814F205 Appliance Recycling Cntrs of Am Wells Fargo 7806 NASDAQ03819M106 Applied Energetics Continental Stock Transfer 7808 NASDAQ03819M205 Applied Energetics Continental Stock Transfer 7808 NASDAQ038222105 Applied Materials Inc. Computershare 7807 NASDAQ038465100 Arabian American Dev't Co Computershare 7807 NASDAQ03875P100 Arbinet-Thexchange, Inc. Registrar & Transfer 7820 NASDAQ03878K207 ARC Wireless Solutions Inc. Computershare 7807 NASDAQ039670104 Arctic Cat Inc. Wells Fargo 7806 NASDAQ040047102 Arena Pharmaceuticals Inc. Computershare 7807 NASDAQ040049108 Arena Resources Inc. Computershare 7807 NYSE04010E109 Argan Inc. Continental Stock Transfer 7808 AMEX040712101 Ark Restaurant Corp. Continental Stock Transfer 7808 NASDAQ042068106 ARM BNY Mellon 7800 NASDAQ042698308 Arrhthmia Research Technology Continental Stock Transfer 7808 AMEX042797100 Arrowhead Research Corporation Computershare 7807 NASDAQ04648X107 Asyst Technologies Computershare 7807 NASDAQ048209100 Atlantic American Corp. Continental Stock Transfer 7808 NASDAQ048221105 Atlantic Bancgroup, Inc. Registrar & Transfer 7820 NASDAQ048425102 Atlantic Coast Federal Corp. Registrar & Transfer 7820 NASDAQ050095108 Atwood Oceanics Incorporated Continental Stock Transfer 7808 NYSE050254101 Auburn Bancorp Inc. Registrar & Transfer 7820 NASDAQ050757103 Audiovox Corporation Continental Stock Transfer 7808 NASDAQ050912203 Augusta Resource Corporation Computershare 7807 AMEX05155P106 Aurizon Mines LTD Computershare 7807 AMEX052660107 Authentec Inc. Continental Stock Transfer 7808 NASDAQ052666104 Authentidate Holding Corp. Continental Stock Transfer 7808 NASDAQ05275N106 Autobytel Inc. Computershare 7807 NASDAQ053484101 AvalonBay Communities Inc. BNY Mellon 7800 NYSE055630107 BP Prudhoe Bay Royalty Trust BNY Mellon 7800 NYSE05566T101 BNC Bancorp Registrar & Transfer 7820 NASDAQ05569C105 BMP Sunstone Corp. Stocktrans 7824 NASDAQ056752108 Baidu.com BNY Mellon 7800 NASDAQ058264102 Baldwin Technology Co Inc. Registrar & Transfer 7820 AMEX058586108 Ballard Power Systems Inc. Computershare 7807 NASDAQ05945F103 BancFirst BancFirst 7909 NASDAQ05961W105 Banco Macro BNY Mellon 7800 NYSE05968L102 Bancolombia - Pref BNY Mellon 7800 NYSE062401104 Bank of Granite Corporation Registrar & Transfer 7820 NASDAQ063554109 Bank of McKenney Registrar & Transfer 7820 NASDAQ063750103 Bank Mutual Corporation Registrar & Transfer 7820 NASDAQ063904106 Bank of the Ozarks Bank of the Ozarks 7888 NASDAQ06646V108 Bankrate, Inc. Computershare 7807 NASDAQ066800103 Banro Corporation Registrar & Transfer 7820 AMEX06739F390 Barclays Bank BNY Mellon 7800 NYSE06739H776 Barclays BK PFD BNY Mellon 7800 NYSE06739H362 Barclays BK PFD BNY Mellon 7800 NYSE067901108 Barrick Gold Corp. BNY Mellon 7800 NYSE073176109 Baytex Energy Trust Registrar & Transfer 7820 NYSE07329M100 BBVA Banco Frances BNY Mellon 7800 NYSE073334104 Beach First Nat'l Bancshares Inc. First Citizens Bank 7851 NASDAQ077347201 Bel Fuse Inc. Continental Stock Transfer 7808 NASDAQ077347300 Bel Fuse Inc. Continental Stock Transfer 7808 NASDAQ07986A100 Bellus Health Inc. Computershare 7807 NASDAQ08915P101 Big 5 Sporting Goods Corporation Computershare 7807 NASDAQ09062F201 Bioheart Inc. Continental Stock Transfer 7808 NASDAQ09063H206 Biomed Realty Trust, Inc. BNY Mellon 7800 NYSE090643107 Bionovo, Inc. Continental Stock Transfer 7808 NASDAQ09064M105 Biodel Inc. Continental Stock Transfer 7808 NASDAQ09067J109 Biovail Corporation BNY Mellon 7800 NYSE090911108 Biolase Technology Inc. Computershare 7807 NASDAQ09180C106 BJ's Restaurants, Inc. Computershare 7807 NASDAQ091826107 Black Box Corporation American Stock Transfer 7805 NASDAQ093698108 Blonder Tongue Laboratories Inc. American Stock Transfer 7805 AMEX09602P107 Blue River Bancshares Continental Stock Transfer 7808 NASDAQ

096055108 Blue Square-Israel BNY Mellon 7800 NYSE096231105 Bluegreen Corp. BNY Mellon 7800 NYSE09624H109 Bluelinx Holdings Inc. Registrar & Transfer 7820 NYSE096761101 Bob Evans Farms, Inc. Bob Evans Farms 7884 NASDAQ09746Y105 Boise Inc. Continental Stock Transfer 7808 NYSE09746Y113 Boise Inc. Continental Stock Transfer 7808 NYSE097698104 Bolt Technology Corporation BNY Mellon 7800 NASDAQ098529308 Bonso Electronics International Computershare 7807 NASDAQ103304101 Boyd Gaming Corporation Wells Fargo 7806 NYSE105532105 Braskem BNY Mellon 7800 NYSE108763103 Bridgford Foods Corp. Continental Stock Transfer 7808 NASDAQ110122207 Bristol-Myers BNY Mellon 7800 NYSE110448107 British American Tobacco Computershare 7807 AMEX111013108 British Sky BNY Mellon 7800 NYSE111320107 Broadroom Corporation Computershare 7807 NASDAQ111444105 Broadway Financial Corp. Computershare 7807 NASDAQ112585104 Brookfield Asset Management BNY Mellon 7800 NYSE112900105 Brookfield Properties BNY Mellon 7800 NYSE114039100 Brooklyn Federal Bancorp, Inc. Registrar & Transfer 7820 NASDAQ124661109 C and D Tech Incorporated BNY Mellon 7800 NYSE12487X104 CCF Holding Company Registrar & Transfer 7820 PK12497T101 CB Richard Ellis Group Inc. BNY Mellon 7800 NYSE12525D102 CFS Bancorp, Inc. Illinois Stock Transfer 7852 NASDAQ12562M106 CKX Inc. BNY Mellon 7800 NASDAQ126153105 CPFL Energia BNY Mellon 7800 NYSE12618H309 CNX Gas Corporation National City Bank 7814 NYSE12626K203 CRH BNY Mellon 7800 NYSE126349109 CSG Systems Inc. Computershare 7807 NASDAQ126601103 CVD Equipment Corp. Continental Stock Transfer 7808 NASDAQ126667104 CV Therapeutics Wells Fargo 7806 NASDAQ127150308 Cache Inc. Continental Stock Transfer 7808 NASDAQ12738A101 Cadence Financial Corporation Registrar & Transfer 7820 NASDAQ128246105 Calavo Growers Inc. Computershare 7807 NASDAQ130872104 Caliper Life Science Wells Fargo 7806 NASDAQ130872112 WTS Caliper Life Wells Fargo 7806 NASDAQ136069101 Canadian Imperial Bank BNY Mellon 7800 NYSE136375102 Canadian National Railway Computershare 7807 NYSE136385101 Canadian Natural Resources Computershare 7807 NYSE136644101 Canadian Superior Energy Inc. Registrar & Transfer 7820 AMEX136907102 Candela Corporation Computershare 7807 NASDAQ137801106 Cano Petroleum Interwest Transfer Co. 7843 AMEX139209100 Cape Bancorp, Inc. Registrar & Transfer 7820 NASDAQ140065202 Capital Corp of the West Computershare 7807 PK140475104 Capital Senior Living Corp. BNY Mellon 7800 NYSE14056D105 Capitol Bancorp LTD Computershare 7807 NYSE14057C106 Capitol Federal Financial American Stock Transfer 7805 NASDAQ14141R101 Cardica Incorporated Computershare 7807 NASDAQ14159U202 Cardiome Pharma Corp. Computershare 7807 NASDAQ148435100 Castle Brands Inc. Continental Stock Transfer 7808 AMEX14888B103 Catalyst Health Solutions Inc. American Stock Transfer 7805 NASDAQ14888U101 Catalyst Phamaceuticals Continental Stock Transfer 7808 NASDAQ150837409 Cel Sci Corporation Computershare 7807 AMEX15201P109 Centerstate Bank of Florida, Inc. Continental Stock Transfer 7808 NASDAQ152418109 Central Bancorp, Inc. Registrar & Transfer 7820 NASDAQ153436100 Central Europe and Russia Inc. DWS Scudder 7882 NYSE153501101 Central Fund of Canada Limited BNY Mellon 7800 AMEX155685100 Central Valley Community Bancorp Computershare 7807 NASDAQ155792104 Central Virginia Bankshares Registrar & Transfer 7820 NASDAQ156492100 Century Casinos Inc. Computershare 7807 NASDAQ157210105 Ceva Inc. American Stock Transfer 7805 NASDAQ163072101 The Cheesecake Factory Inc. Computershare 7807 NASDAQ16361E108 ChemGenex BNY Mellon 7800 NASDAQ16411Q101 Cheniere Energy Partners LP Computershare 7807 AMEX16411R208 Cheniere Energy Inc. Computershare 7807 AMEX166774109 Chevoit Financial Corporation Registrar & Transfer 7820 NASDAQ167250109 Chicago Bridge & Iron Company NV BNY Mellon 7800 NYSE168615102 Chico's Fas, Inc. Registrar & Transfer 7820 NYSE16937R104 China East Airlines BNY Mellon 7800 NYSE16938G107 China Digital TV Holding American Stock Transfer 7805 NYSE169409109 China Southern Airlines BNY Mellon 7800 NYSE16941M109 China Mobile BNY Mellon 7800 NYSE16941P102 China Sky One Medical Inc. Interwest Transfer Co. 7843 NASDAQ

169424108 China Techfaith BNY Mellon 7800 NASDAQ169426103 China Telecom BNY Mellon 7800 NYSE16942N106 China Holdings Acq Continental Stock Transfer 7808 AMEX16942N114 China Holdings Acq Continental Stock Transfer 7808 AMEX16942N205 China Holdings Acq Continental Stock Transfer 7808 AMEX16944H107 China Infrastructure Investment Interwest Transfer Co. 7843 NASDAQ169453107 China Transfer Infotec Interwest Transfer Co. 7843 NASDAQ16945R104 China Unicom BNY Mellon 7800 NYSE16946T109 China Cast Education Corp. Continental Stock Transfer 7808 NASDAQ170032809 Chiquita Brands International Wells Fargo 7806 NYSE171340102 Church & Dwight Co. Inc. Computershare 7807 NYSE174903104 Citizens Community Bancorp Inc. Registrar & Transfer 7820 NASDAQ176682102 Citizens South Banking Corp. Registrar & Transfer 7820 NASDAQ17770A109 City Bank National City Bank 7814 NASDAQ178677209 City Telecom (H.K.) BNY Mellon 7800 NASDAQ182873109 Claude Resources Inc. Registrar & Transfer 7820 AMEX18449C302 Clean Diesel Technology American Stock Transfer 7805 NASDAQ18451C109 Clear Channel BNY Mellon 7800 NYSE185860103 Cleveland Bioland Inc. Continental Stock Transfer 7808 NASDAQ189873102 Coachmen Industries, Inc. National City Bank 7814 NYSE190897108 CoBiz Financial Inc. Computershare 7807 NASDAQ191241108 Coca Cola Femsa BNY Mellon 7800 NYSE1912EP104 Coca Cola HBC BNY Mellon 7800 NYSE19238U107 Cogdell Spencer Inc. Continental Stock Transfer 7808 NYSE19239V302 First Cogent Comm Group Inc. Registrar & Transfer 7820 NASDAQ19239Y108 Cogent Inc. Computershare 7807 NASDAQ192422103 Cognex Corporation National City Bank 7814 NASDAQ19247V104 Cef Cohen & Steers BNY Mellon 7800 NYSE19259P300 Coinstar Inc. Computershare 7807 NASDAQ193294105 Kenneth Cole Productions Inc. BNY Mellon 7800 NYSE194014106 Colfax Corporation Registrar & Transfer 7820 NYSE195572102 Colonial Bankshares, Inc. Registrar & Transfer 7820 NASDAQ200080109 Comarco Inc. Computershare 7807 NASDAQ20009T105 CombiMatrix Corporation BNY Mellon 7800 NASDAQ200845105 CommerceFirst Bancorp, Inc. Registrar & Transfer 7820 NASDAQ202217105 Commercial National Fin'l Co Registrar & Transfer 7820 NASDAQ202736104 Commonwealth Bankshares, Inc. Bank of the Commonwealth 7895 NASDAQ203612106 Community Bankers Trust Corp. Continental Stock Transfer 7808 AMEX203612114 Community Bankers Trust Corp. WT Continental Stock Transfer 7808 AMEX20363C102 Community Capital Corp SC Registrar & Transfer 7820 NASDAQ20365L100 Community Financial Corp. Registrar & Transfer 7820 NASDAQ20375S103 Community Nat'l Bk of the Lakewy Area Registrar & Transfer 7820 NASDAQ204018105 Community Partners Bancorp Registrar & Transfer 7820 NASDAQ20441A102 SABESP BNY Mellon 7800 NYSE20441B407 Comp. Paranaense de Engergia BNY Mellon 7800 NYSE20441W104 AmBev BNY Mellon 7800 NYSE20441W203 AmBevf BNY Mellon 7800 NYSE204421101 Nacional Telefonos de Venezuela BNY Mellon 7800 NYSE204448104 Compania de Minas Buenaventura BNY Mellon 7800 NYSE207797101 Connectituct Water Services, Inc. Registrar & Transfer 7820 NASDAQ208242107 Conns Inc. Computershare 7807 NASDAQ210226106 Consolidated-Tomoka Land Co. Registrar & Transfer 7820 AMEX210446308 Consulier Engineering Inc. Jersey Transfer & Trust 7848 NASDAQ210518205 Consumers Energy Company CMS Energy 7847 NYSE210518304 Consumers Energy Company CMS Energy 7847 NYSE21075N204 Contango Oil & Gas Co. Computershare 7807 AMEX21727W107 Copernic Inc. Registrar & Transfer 7820 NASDAQ218352102 Corcept Therapeutics Inc. Continental Stock Transfer 7808 NASDAQ21869X103 Corel Corporation BNY Mellon 7800 NASDAQ21872Q202 Corgi International BNY Mellon 7800 NYSE218868107 Corinthian Colleges, Inc. Computershare 7807 NASDAQ219023108 Corn Products Internation Inc. BNY Mellon 7800 NYSE21989G105 Corporate Express BNY Mellon 7800 NYSE220874101 Corus Entertainment Inc. BNY Mellon 7800 NYSE221006109 Corvel Corporation Computershare 7807 NASDAQ22413E104 Craftmade International Inc. Computershare 7807 NASDAQ225439207 Credo Petroleum Corporation Computershare 7807 NASDAQ226406106 Cresud BNY Mellon 7800 NASDAQ227046109 Crocs Inc. Computershare 7807 NASDAQ22757R109 Cross Timbers Royalty Trust BNY Mellon 7800 NYSE228769105 Crucell BNY Mellon 7800 NASDAQ228834107 Crusader Energy Registrar & Transfer 7820 AMEX

22942F101 Crystallex International Corp. BNY Mellon 7800 AMEX22943F100 Ctrip.com International BNY Mellon 7800 NASDAQ229904107 Cuisine Solutions Inc. Continental Stock Transfer 7808 AMEX230215105 Culp, Inc. Computershare 7807 NYSE232109108 Cutera Inc. Computershare 7807 NASDAQ232437301 Cyanotech Corporation Computershare 7807 NASDAQ232517102 Cyberoptics Corporation Wells Fargo 7806 NASDAQ23252E106 Cybex International, Inc. Registrar & Transfer 7820 NASDAQ23283B204 Cytomedix Inc. Stocktrans 7824 AMEX23311P100 DCP Midstream Partners L.P. American Stock Transfer 7805 NYSE23323G106 DGSE Companies Inc. Registrar & Transfer 7820 AMEX233237106 DNB Financial Corporation Registrar & Transfer 7820 NASDAQ23337C109 DWS High Income Trust DWS Scudder 7882 NYSE233384106 DWS RREEF Real Estate Inc. DWS Scudder 7882 AMEX23338L108 DWS Multi-Market Income Trust DWS Scudder 7882 NYSE23338M106 DWS Municipal Income Trust DWS Scudder 7882 NYSE23338N104 DWS Strategic Income Trust DWS Scudder 7882 NYSE23338T101 DWS Strategic Municipal DWS Scudder 7882 NYSE23338W104 DWS Global High Inc. DWS Scudder 7882 NYSE23338X102 DWS RREEF Real Estate Inc. DWS Scudder 7882 AMEX23338Y100 DWS Global Commodities Inc. DWS Scudder 7882 NYSE23339M105 DWS Dreman Value Income Inc. DWS Scudder 7882 NYSE23339T100 DWS RREEF World Real Estate Inc. DWS Scudder 7882 NYSE236442109 Danvers Bancorp, Inc. Registrar & Transfer 7820 NASDAQ238134100 DataTrak International, Inc. National City Bank 7814 NASDAQ239359102 Dawson Geophysical Company BNY Mellon 7800 NASDAQ239467103 Daxor Corp. Continental Stock Transfer 7808 AMEX23962Q100 DayStar Technologies Computershare 7807 NASDAQ246101109 Delaware Inv. Colorado Ins. BNY Mellon 7800 AMEX24869P104 Denny's Corporation Continental Stock Transfer 7808 NASDAQ249827205 Derma Sciences, Inc. Stocktrans 7824 Boston Exchange249908104 Depomed Inc. Continental Stock Transfer 7808 NASDAQ250639101 Deswell Industries Inc. Computershare 7807 NASDAQ25065D100 Destinationa Maternity corp. Stocktrans 7824 NASDAQ251893103 Devry Inc. Computershare 7807 NYSE25243Q205 Diageo BNY Mellon 7800 NYSE252529102 Dialysis Corporation of America Continental Stock Transfer 7808 NASDAQ25264R207 Diamond Hill Investment Group Continental Stock Transfer 7808 NASDAQ25383A200 Digital Angel Corp Registrar & Transfer 7820 NASDAQ253862106 Digital Power Corporation Computershare 7807 AMEX254543101 Diodes Inc. Continental Stock Transfer 7808 NASDAQ254668106 Discovery Laboratories Inc. Continental Stock Transfer 7808 NASDAQ258278100 Dorman Products, Inc. Stocktrans 7824 NASDAQ258598101 Doubletake Software Inc. Continental Stock Transfer 7808 NASDAQ260412101 Dover Saddlery Stocktrans 7824 NASDAQ26152H301 DRDGold BNY Mellon 7800 NASDAQ261608103 Dresser-Rand BNY Mellon 7800 NYSE262432107 Dryclean USA Inc. Registrar & Transfer 7820 AMEX26784F103 Dynamex Inc. Computershare 7807 NASDAQ268157104 Dynatronics Corporation Interwest Transfer Co. 7843 NASDAQ26817C101 Dyncorp Int'l BNY Mellon 7800 NYSE268253101 ECB Bancorp Inc. First Citizens Bank 7851 NASDAQ268311107 Edap BNY Mellon 7800 NASDAQ269279402 Exco Resources Inc. Continental Stock Transfer 7808 NYSE276217106 Eastern American Natural Gas BNY Mellon 7800 NYSE28238P109 EHealth, Inc. Computershare 7807 NASDAQ283702108 El Paso Pipeline Partners, L.P. Computershare 7807 NYSE284131208 Elan BNY Mellon 7800 NYSE284902103 Eldorado Gold Corp Computershare 7807 AMEX285218103 Electro Rent Corporation Registrar & Transfer 7820 NASDAQ28661G105 Elixir Gaming Technologies Inc. Continental Stock Transfer 7808 AMEX288853104 Perry Ellis International Inc. Continental Stock Transfer 7808 NASDAQ289660102 Elmira Savings Bank Computershare 7807 NASDAQ290151307 Eloyalty Corporation BNY Mellon 7800 NASDAQ29081P204 Embotelladora Andina BNY Mellon 7800 NYSE29081P303 Embotelladora Andina BNY Mellon 7800 NYSE291525103 Emmis Comomunications Corp. American Stock Transfer 7805 NASDAQ292052107 Empire Resorts Inc. Continental Stock Transfer 7808 NASDAQ292448206 Empresas ICA BNY Mellon 7800 NYSE29247F108 En Pointe Technologies, Inc. Computershare 7807 NASDAQ292505104 EnCana Corp. BNY Mellon 7800 NYSE29250N105 Enbridge Inc. BNY Mellon 7800 NYSE

29259G101 Endeavour International Corp. Stocktrans 7824 AMEX29266R108 Energizer Holdings Inc. Continental Stock Transfer 7808 NYSE29267A203 Ener1Inc. Registrar & Transfer 7820 NASDAQ29271Q103 Energy Services Acq. Continental Stock Transfer 7808 AMEX29271Q111 Energy Services Acq. Continental Stock Transfer 7808 AMEX29274A204 Energy West Inc. Computershare 7807 NASDAQ29274D604 Enerplus Computershare 7807 NYSE29358P101 The Ensign Group Inc Registrar & Transfer 7820 NASDAQ29365R108 Enterprise Acquisition Corp. Continental Stock Transfer 7808 AMEX29381P102 Enterra Energy Trust Olympia Trust 7886 NYSE293904108 Enzon Pharmaceuticals Inc. Continental Stock Transfer 7808 NASDAQ29428R103 Epoch Holding Corp. Continental Stock Transfer 7808 NASDAQ296315104 ESCO Technologies Inc. Registrar & Transfer 7820 NYSE296650104 Espey Mfg. & Electronics Corp. Registrar & Transfer 7820 AMEX29786P103 Etrials Worldwide Inc. Continental Stock Transfer 7808 NASDAQ298768102 The European Equity Fund Inc. DWS Scudder 7882 NYSE30024B104 Evergreen Energy Inc. Interwest Transfer Co. 7843 NYSE30049A107 Evolution Petroleum Corp. Continental Stock Transfer 7808 AMEX300645108 Exar Corporation Computershare 7807 NASDAQ302043104 Exfo BNY Mellon 7800 NASDAQ302081104 EXL Service Holdings, Inc. Registrar & Transfer 7820 NASDAQ302130109 Expeditors Int'l of Washington Inc. Computershare 7807 NASDAQ30243C107 FFD Financial Corporation Registrar & Transfer 7820 NASDAQ302520101 F.N.B. Corporation Registrar & Transfer 7820 NYSE30254M101 FPB Bancorp, Inc. Registrar & Transfer 7820 NASDAQ303901102 Fairfax Financial BNY Mellon 7800 NYSE313586505 Fannie Mae Computershare 7807 NYSE313586604 Fannie Mae Computershare 7807 NYSE313586703 Fannie Mae Computershare 7807 NYSE313586802 Fannie Mae Computershare 7807 NYSE313586877 Fannie Mae Computershare 7807 NYSE313586885 Fannie Mae Computershare 7807 NYSE315405100 Ferro Corporation National City Bank 7814 NYSE31567R100 FiberTower Corporation Computershare 7807 NASDAQ316570100 Field Point Petroleum Corporation Computershare 7807 AMEX31848L104 First Advantage Bancorp Registrar & Transfer 7820 NASDAQ318672102 First BanCorp. BNY Mellon 7800 NYSE318672201 PFD First Bancorp BNY Mellon 7800 NYSE318672300 PFD First Bancorp BNY Mellon 7800 NYSE318672409 PFD First Bancorp BNY Mellon 7800 NYSE318672508 PFD First Bancorp BNY Mellon 7800 NYSE318672607 PFD First Bancorp BNY Mellon 7800 NYSE318687100 First Bancshares, Inc. Registrar & Transfer 7820 NASDAQ318910106 First Bancorp Registrar & Transfer 7820 NASDAQ319383105 First Busey Corporation First Busey Corporation 7910 NASDAQ319395109 First California Fin'l Group Inc. Computershare 7807 NASDAQ319459202 First Citizens Banc Corp. Illinois Stock Transfer 7852 NASDAQ319829107 First Commonwealth Fin'l Corp. BNY Mellon 7800 NYSE31985E202 First Community Bk Corp of Am Registrar & Transfer 7820 NASDAQ320209109 First Financial Bancorp, Ohio Registrar & Transfer 7820 NASDAQ32020F105 First Federal Bancshares of AR Registrar & Transfer 7820 NASDAQ32020V100 First Federal Bancshares, Inc. Registrar & Transfer 7820 NASDAQ320218100 First Financial Corp. First Financial Corp. 7896 NASDAQ32021X105 First Fed of Northrn Mich Bancorp Registrar & Transfer 7820 NASDAQ32022K102 Frist Financial Northwest, Inc. Registrar & Transfer 7820 NASDAQ320655103 First Keystone Financial, Inc. Registrar & Transfer 7820 NASDAQ320744105 First M&F Corporation Registrar & Transfer 7820 NASDAQ335894101 1st Pacific Bancorp Computershare 7807 NASDAQ33589V101 First PacTrust Bancorp, Inc. Registrar & Transfer 7820 NASDAQ33610T109 First Place Financial Corporation Registrar & Transfer 7820 NASDAQ33621E109 First Savings Financial Group Inc. Registrar & Transfer 7820 NASDAQ336312103 First Security Group, Inc. Registrar & Transfer 7820 NASDAQ33646W100 First South Bancorp, Inc. Registrar & Transfer 7820 NASDAQ33731L100 First Trust Active American Stock Transfer 7805 NYSE337493100 First West Virginia Bancorp, Inc. Registrar & Transfer 7820 AMEX33761N109 First Service Corporation Registrar & Transfer 7820 NASDAQ337907109 Firstfed Financial Corporation Registrar & Transfer 7820 NYSE338488109 Flamel Technologies SA BNY Mellon 7800 NASDAQ338517105 Flanigan's Enterprises, Inc. Registrar & Transfer 7820 AMEX339099103 Fleetwood Enterprises Inc. Computershare 7807 NYSE33938T104 Flexible Solutions Int'l Inc. Computershare 7807 AMEX344419106 Fomento Economico Mexicano BNY Mellon 7800 NYSE

344437405 Fonar Corporation Computershare 7807 NASDAQ344798202 Food Technology Services Inc. American Stock Transfer 7805 NASDAQ346414105 GDR Formula Sys BNY Mellon 7800 NASDAQ34958D102 Fortress International Group Continental Stock Transfer 7808 NASDAQ34958D110 Fortress International Group Continental Stock Transfer 7808 NASDAQ34969Q100 Fortunet Inc. Continental Stock Transfer 7808 NASDAQ350865101 4 Kids Entertainment Inc. Continental Stock Transfer 7808 NYSE358029106 Fresenius Medical Care BNY Mellon 7800 NYSE358029205 Fresenius Medical Care Prf BNY Mellon 7800 NYSE35903Q106 Fronteer Development Group Registrar & Transfer 7820 AMEX35906A108 Frontier Communications Corp. Illinois Stock Transfer 7852 NYSE360271100 Fulton Financial Corporation Fulton Financial Advisors 7870 NASDAQ36102A207 FUQI International, Inc. Computershare 7807 NASDAQ36113B111 Fusion Telecommunications Continental Stock Transfer 7808 AMEX36113B301 Fusion Telecommunications Continental Stock Transfer 7808 AMEX36113E107 Fushi Copperweld Inc. Continental Stock Transfer 7808 NASDAQ362274102 GS Financial Corp. Registrar & Transfer 7820 NASDAQ36229U102 GSI Group Inc. Computershare 7807 NASDAQ36237H101 G-III Apparel Group Wells Fargo 7806 NASDAQ363127200 Gainsco Inc. Continental Stock Transfer 7808 AMEX363812108 Gallery of History Inc. Continental Stock Transfer 7808 NASDAQ36467T106 Gammon Gold Inc. Computershare 7807 NYSE36471P108 Gander Mountain Company Wells Fargo 7806 NASDAQ368678108 Gencor Industries Inc. Continental Stock Transfer 7808 NASDAQ36867G209 Genaera Corp. Stocktrans 7824 NASDAQ369730106 Gen Employment Enterprises Inc Continental Stock Transfer 7808 AMEX369822101 General Fin'l Corp. Continental Stock Transfer 7808 NASDAQ369822119 General Fin'l Corp. Continental Stock Transfer 7808 NASDAQ371485103 Generex Biotechnology Corporation Stocktrans 7824 NASDAQ37185R109 Genetic Technologies BNY Mellon 7800 NASDAQ37245X203 GenTek Inc. Wells Fargo 7806 NASDAQ37249T109 Geoglobal Resources Inc. Computershare 7807 AMEX37250A106 Geopharma, Inc. Registrar & Transfer 7820 NASDAQ37250B104 Gentium BNY Mellon 7800 NASDAQ37250W108 GeoEye, Inc. BNY Mellon 7800 NASDAQ373737105 Gerdau BNY Mellon 7800 NYSE37373P105 Gerdau BNY Mellon 7800 NYSE37733W105 GlaxoSmithKline BNY Mellon 7800 NYSE378983100 Global Consumer AC Continental Stock Transfer 7808 AMEX378983118 Global Consumer AC Continental Stock Transfer 7808 AMEX37929X107 GLG Partners Inc. Continental Stock Transfer 7808 NYSE37929X115 GLG Partners Inc. Continental Stock Transfer 7808 NYSE37929X206 GLG Partners Inc. Continental Stock Transfer 7808 NYSE37939C200 Global Entertainment Corp. Registrar & Transfer 7820 AMEX37946D209 Global Options Group Inc. Continental Stock Transfer 7808 NASDAQ38045R107 Gol Linhas Aereas Inteligentes BNY Mellon 7800 NYSE38059T106 Gold Fields BNY Mellon 7800 NYSE38068N108 Gold Reserve Inc. Computershare 7807 AMEX380956177 Goldcorp BNY Mellon 7800 NYSE380956409 Goldcorp Inc. BNY Mellon 7800 NYSE38116J109 Golden Pond Health Continental Stock Transfer 7808 AMEX38116J117 Golden Pond Health Continental Stock Transfer 7808 AMEX38119T104 Golden Star BNY Mellon 7800 AMEX38144G804 Goldman Sachs Group BNY Mellon 7800 NYSE38168B103 Golf Trust of America BNY Mellon 7800 AMEX382140887 Good Times Restaurants Inc. Computershare 7807 NASDAQ38259P508 Google Inc. Computershare 7807 NASDAQ38526M106 Grand Canyon Education Inc. Computershare 7807 NASDAQ38724Q107 Granite City Food & Brewery Ltd. Wells Fargo 7806 NASDAQ38911N107 Gravity BNY Mellon 7800 NASDAQ390607109 Great Lakes Dredge Continental Stock Transfer 7808 NASDAQ393122106 Green Mountain Coffee Roasters Continental Stock Transfer 7808 NASDAQ393222104 Green Plains Renewable Energy Continental Stock Transfer 7808 NASDAQ394357107 Greene County Bancorp Inc. Computershare 7807 NASDAQ394361208 Green Bankshares Illinois Stock Transfer 7852 NASDAQ399909100 Grupo Financiero BNY Mellon 7800 NASDAQ40048P104 Grupo Casa Saba BNY Mellon 7800 NYSE400491106 Grupo Simec BNY Mellon 7800 AMEX40049J206 Grupo Televisa, S.A. BNY Mellon 7800 NYSE400501102 Grupo Aeroportuario del Centro Norte BNY Mellon 7800 NASDAQ400506101 Grupo Aeroportuario del Pacifico BNY Mellon 7800 NYSE40051E202 Grupo Aeroportuario del Sureste BNY Mellon 7800 NYSE

40075T102 Guaranty Bancorp Computershare 7807 NASDAQ402635304 Gulfport Energy Corporation Computershare 7807 NASDAQ40330W106 GDR Gushan Environment BNY Mellon 7800 NYSE403777105 Gymboree Corporation Computershare 7807 NASDAQ403820103 Gyrodyne Co. of America, Inc. Registrar & Transfer 7820 NASDAQ404030108 H&E Equipment Services Inc. Continental Stock Transfer 7808 NASDAQ40424G108 HMN Financial Inc. Wells Fargo 7806 NASDAQ40426W309 HRPT Properties Trust Wells Fargo 7806 NYSE40428H201 HSBC USA Inc. HSBC 7839 NYSE40428H706 HSBC USA Inc. HSBC 7839 NYSE40431N104 HSW International Inc. BNY Mellon 7800 NASDAQ405217100 The Hain Celestial Group Inc. Continental Stock Transfer 7808 NASDAQ41145W109 Harbin Electric Inc. Stocktrans 7824 NASDAQ412865107 Harleysville Savings Fin'l Corp. Registrar & Transfer 7820 NASDAQ41587B100 Harry Winston Diamond Corp. Registrar & Transfer 7820 NYSE416537108 Hartford Inc Shares Fund, Inc. DST Systems 7889 NYSE416906105 Harvard Bioscience, Inc. Registrar & Transfer 7820 NASDAQ41752X101 Harvest Energy Trust Registrar & Transfer 7820 NYSE419131107 Hauppage Digital Continental Stock Transfer 7808 NASDAQ420476103 Hawthorn Bancshares Illinois Stock Transfer 7852 NASDAQ422070102 Head BNY Mellon 7800 NYSE42217K304 Health Care Reit Inc. BNY Mellon 7800 NYSE42222L107 Healthtronics Inc. American Stock Transfer 7805 NASDAQ422317107 Hearst-Argyle Television Inc. Computershare 7807 NYSE422347104 Heartland Express Inc. Computershare 7807 NASDAQ42234Q102 Heartland Financial USA, Inc. Heartland Financial USA 7894 NASDAQ42235N108 Heartland Payment Systems, Inc. Registrar & Transfer 7820 NYSE423325307 Hellenic Telecom BNY Mellon 7800 NYSE423452101 Helmerich & Payne, Inc. Computershare 7807 NYSE42366C103 Hemispherx Bioparma Continental Stock Transfer 7808 AMEX426286100 Henry Bros Electronics Continental Stock Transfer 7808 NASDAQ42722X106 Heritage Financial Corporation Computershare 7807 NASDAQ42726M106 Heritage-Crystal Clean, Inc. Registrar & Transfer 7820 NASDAQ42804T106 Herzfeld Carribean Basin Inc. State Street 7865 NASDAQ42840B101 Hi-Tech Pharmacal Co. Continental Stock Transfer 7808 NASDAQ43162L206 Hillman Group Capital Trust PFD Registrar & Transfer 7820 AMEX434712105 Hoku Scientific Inc. Continental Stock Transfer 7808 NASDAQ43689E107 Home Bancorp. Inc. Registrar & Transfer 7820 NASDAQ43713W107 Home Inns & Hotels Management BNY Mellon 7800 NASDAQ440407104 Horizon Bancorp Registrar & Transfer 7820 NASDAQ44106M409 Hospitality Properties Trust Wells Fargo 7806 NYSE443304100 Huaneng Power International BNY Mellon 7800 NYSE443683107 Hudson City Bancorp BNY Mellon 7800 NASDAQ444144109 Hudson Technologies Inc. Continental Stock Transfer 7808 NASDAQ444717102 Hugoton Royalty Trust BNY Mellon 7800 NYSE447462102 Huron Consulting Group Computershare 7807 NASDAQ448882100 Hydrogenics Corp. BNY Mellon 7800 NASDAQ44930M112 ICOP Digital Inc. Computershare 7807 NASDAQ44930M203 ICOP Digital Inc. Computershare 7807 NASDAQ44934S107 ICAD Inc. Continental Stock Transfer 7808 NASDAQ44977W106 ING Prime Rate Trust Fund Computershare 7807 NYSE450047204 IRSA Inversiones y Representaciones BNY Mellon 7800 NYSE45071R109 IXIA Computershare 7807 NASDAQ45103T107 ICON BNY Mellon 7800 NASDAQ451055107 Iconix Brand Group Continental Stock Transfer 7808 NASDAQ451100101 Icahn Enterprises Registrar & Transfer 7820 NYSE451100200 Icahn Enterprises Registrar & Transfer 7820 NYSE451665103 Ideation Acquisition Corp. Continental Stock Transfer 7808 AMEX451665111 Ideation Acquisition Corp. Continental Stock Transfer 7808 AMEX451665202 Ideation Acquisition Corp. Continental Stock Transfer 7808 AMEX45167R104 Idex Corporation National City Bank 7814 NYSE45168K306 Idera Pharmaceuticals, Inc. BNY Mellon 7800 NASDAQ45244C104 Image Sensing Systems Continental Stock Transfer 7808 NASDAQ45247Q100 Imergent Inc. Com Continental Stock Transfer 7808 AMEX452848401 Imperial Industries, Inc. Continental Stock Transfer 7808 NASDAQ453038408 Imperial Oil BNY Mellon 7800 AMEX45336E109 Incontact Inc. Interwest Transfer 7843 NASDAQ45408X100 India Global Cap Continental Stock Transfer 7808 AMEX45408X118 India Global Cap Continental Stock Transfer 7808 AMEX454674102 Indiana Community Bancorp BNY Mellon 7800 NASDAQ456463108 Industrias Bachoco BNY Mellon 7800 NYSE45668X105 InfoLogix, Inc. Stocktrans 7824 NASDAQ

45675Y104 Information Services Group Inc. Continental Stock Transfer 7808 NASDAQ45675Y112 Information Services Group Inc. Continental Stock Transfer 7808 NASDAQ456784107 Infosonics Corporation Computershare 7807 NASDAQ457733103 Inspire Pharmaceuticals Computershare 7807 NASDAQ45810H107 Integral Systems, Inc. Registrar & Transfer 7820 NASDAQ45817G102 Intelli-Check Inc. Continental Stock Transfer 7808 AMEX45839M103 Interactive Intelligence Inc. Computershare 7807 NASDAQ458738101 Interleukin Genetics Inc. Computershare 7807 AMEX460277106 International Royalty BNY Mellon 7800 AMEX460593106 Interphase Corporation Computershare 7807 NASDAQ46120E602 Intuitive Surgical Inc. Computershare 7807 NASDAQ46121H109 Intricon Corporation Stocktrans 7824 NASDAQ46147M108 Investors Capital Holdings Ltd. Computershare 7807 AMEX461804106 Investors Title Co. First Citizens Bank 7851 NASDAQ46261R107 Iparty Corp Continental Stock Transfer 7808 AMEX46267Q103 Bank of Ireland BNY Mellon 7800 NYSE46270W105 Iris International Inc. Continental Stock Transfer 7808 NASDAQ464119106 Irwin Financial Corporation National City Bank 7814 NYSE46432L104 Isilon Systems, Inc. BNY Mellon 7800 NASDAQ46564T107 Iteris Inc. Computershare 7807 AMEX465790103 Ivanhoe Eng BNY Mellon 7800 NASDAQ46579N103 Ivanhoe Mines BNY Mellon 7800 NYSE46589F108 IVIVI Technologies Inc. Computershare 7807 NASDAQ46612H402 J Crew Group Inc. American Stock Transfer 7805 NYSE46625H696 JPMorgan Chase BNY Mellon 7800 NYSE46625H712 JPMorgan Chase BNY Mellon 7800 NYSE47023A101 Jamba Inc. Continental Stock Transfer 7808 NASDAQ47023A119 Jamba Inc. Continental Stock Transfer 7808 NASDAQ47030M106 James Hardie Industries BNY Mellon 7800 NYSE472375104 Jefferson Bancshares, Inc. Registrar & Transfer 7820 NASDAQ480838101 JOS. A Bank Clothiers Inc. Continental Stock Transfer 7808 NASDAQ48562P103 Kapstone Paper&Packaging Corp. American Stock Transfer 7805 NASDAQ48562P111 Kapstone Paper&Packaging Corp. American Stock Transfer 7805 NASDAQ487169104 Kearny Financial Corporation Registrar & Transfer 7820 NASDAQ487584104 Keithley Instruments Inc. National City Bank 7814 NYSE488879107 Kenexa Corporation Stocktrans 7824 NASDAQ491292108 Kentucky First Federal Bancorp Illinois Stock Transfer 7852 NASDAQ49435N101 Kimber Resources Computershare 7807 AMEX497498105 Kirkland's Inc. Stocktrans 7824 NASDAQ498904200 Knoll, Inc. Computershare 7807 NYSE499005106 Knight Capital Group BNY Mellon 7800 NASDAQ499183804 Knology Inc. American Stock Transfer 7805 NASDAQ50047H201 Kona Grill Continental Stock Transfer 7808 NASDAQ500747100 Kowabunga! Inc. Continental Stock Transfer 7808 AMEX501723100 Lan Airlines BNY Mellon 7800 NYSE501810105 LCC International Inc. Class A American Stock Transfer 7805 NASDAQ501889208 LKQ Corporation BNY Mellon 7800 NASDAQ501925101 LSB Financial Corp. Computershare 7807 NASDAQ502175102 LTC Properties Inc. American Stock Transfer 7805 NYSE502470107 LaBarge, Inc. Registrar & Transfer 7820 AMEX510700107 Lake Shore Bancorp, Inc. Registrar & Transfer 7820 NASDAQ511795106 Lakelandinds Inc. Registrar & Transfer 7820 NASDAQ514766104 Landec Corporation Stocktrans 7824 NASDAQ514936103 Landamerica Financial Group Computershare 7807 NYSE51504L107 Landmark Bancorp, Inc. Registrar & Transfer 7820 NASDAQ515098101 Landstar Systems Inc. BNY Mellon 7800 NASDAQ516012101 Lannett Company, Inc. Registrar & Transfer 7820 AMEX516650108 Laporte Bancorp Registrar & Transfer 7820 NASDAQ521865105 Lear Corporation BNY Mellon 7800 NYSE52186N106 Leapfrog Enterprises Continental Stock Transfer 7808 NYSE522015106 Learning Tree International Inc. Computershare 7807 NASDAQ527288104 Leucadia National Corporation American Stock Transfer 7805 NYSE53015Y206 Liberty Acquisition Holdings Continental Stock Transfer 7808 AMEX531914109 Lifeway Foods Inc. Computershare 7807 NASDAQ532774106 Lin TV Corp. BNY Mellon 7800 NYSE532791100 Lincare Holdings Inc. Computershare 7807 NASDAQ533535100 Lincoln Educational Services Inc. Continental Stock Transfer 7808 NASDAQ534187208 Lincoln Natl Corp Inc. BNY Mellon 7800 NYSE535919203 Lions Gate BNY Mellon 7800 NYSE536797103 Lithia Motors Inc. Computershare 7807 NYSE538144106 LiveDeal, Inc. Registrar & Transfer 7820 NASDAQ540211109 Lodgenet Entertainment Corp Computershare 7807 NASDAQ

54318P108 DPS Longport Financial American Stock Transfer 7805 NYSE55261F104 M & T Bank Corporation Registrar & Transfer 7820 NYSE552676108 MDC Holdings, Inc. Continental Stock Transfer 7808 NYSE552697104 MDC Partners BNY Mellon 7800 NASDAQ55269P302 MDS Inc. BNY Mellon 7800 NYSE552721102 MFRI Inc. Continental Stock Transfer 7808 NASDAQ55277P104 MGE Energy Inc Continental Stock Transfer 7808 NASDAQ55304X104 MI Developments Computershare 7807 NYSE55306N104 MKS Instruments Inc. American Stock Transfer 7805 NASDAQ55311R108 Miva, Inc. Interwest Transfer Co. 7843 NASDAQ55312Q208 MMC Energy Inc. Continental Stock Transfer 7808 NASDAQ553769100 MTR Gaming Group Inc Continental Stock Transfer 7808 NASDAQ553773102 MTS Medication Tech Inc. Continental Stock Transfer 7808 NASDAQ554571109 Mackinac Financial Corporation Registrar & Transfer 7820 NASDAQ556304202 Madeco BNY Mellon 7800 NYSE559222401 Magna International Inc. Class A Computershare 7807 NYSE559778402 Mahanagar Telephone Nigam BNY Mellon 7800 NYSE55977T109 Magyar Bancorp, Inc. Registrar & Transfer 7820 NASDAQ560305104 Maidenform Continental Stock Transfer 7808 NYSE560877300 Makita BNY Mellon 7800 NASDAQ561410101 Malvern Federal Bancorp Inc. Registrar & Transfer 7820 NASDAQ562750109 Manhattan Associates, Inc. Computershare 7807 NASDAQ568423107 Marine Petroluem Trust BNY Mellon 7800 NASDAQ571157106 Marlin Business Services Inc. Stocktrans 7824 NASDAQ571748102 Marsh & McLennan Co Inc. BNY Mellon 7800 NYSE572901106 Martek Biosciences Corp. Registrar & Transfer 7820 NASDAQ57773A508 Maxcom Telecom. S.A. de CV BNY Mellon 7800 NYSE580589109 McGrath Rentcorp. Computershare 7807 NASDAQ582411500 McMoran Exploration Co. BNY Mellon 7800 NYSE583062104 Meade Instruments Corp. Computershare 7807 NASDAQ583916101 Medarex Inc. Continental Stock Transfer 7808 NASDAQ58446X107 Media Sciences International Continental Stock Transfer 7808 NASDAQ58734P105 Mercantile Bancorp, Inc. Illinois Stock Transfer 7852 AMEX587902107 Mercer Insurance Group, Inc. Registrar & Transfer 7820 NASDAQ58964Q104 Meridian Interstate Bancorp, Inc. Registrar & Transfer 7820 NASDAQ59064R109 Mesa Laboratories Computershare 7807 NASDAQ59100U108 Meta Financial Group, Inc. Registrar & Transfer 7820 NASDAQ59151K108 Methanex Corporation Registrar & Transfer 7820 NASDAQ591520200 Methode Electronics Inc. Continental Stock Transfer 7808 NYSE591673207 MetroGas BNY Mellon 7800 NYSE59283R104 Mexican Restaurants, Inc. Computershare 7807 NASDAQ594901100 Micro Systems, Inc. Registrar & Transfer 7820 NASDAQ595125105 Micronetics Inc. Computershare 7807 NASDAQ59514P109 Microtune, Inc. Computershare 7807 NASDAQ59540G107 Mid Penn Bancorp, Inc. Registrar & Transfer 7820 NASDAQ598511103 MidwestOne Financial Group, Inc. Illinois Stock Transfer 7852 NASDAQ602675100 Mindray Medical International BNY Mellon 7800 NYSE604871103 Misonix Inc Continental Stock Transfer 7808 NASDAQ606822104 Mitsubishi UFJ Financial BNY Mellon 7800 NYSE60687Y109 Mizuho Financial BNY Mellon 7800 NYSE60886R103 Monaco Coach Corp. Wells Fargo 7806 NYSE611742107 Monster Worldwide, Inc. BNY Mellon 7800 NYSE619718109 MoSys Inc. Wells Fargo 7806 NASDAQ620071100 Motorcar Parts of America Continental Stock Transfer 7808 NASDAQ624756102 Mueller Industries Inc. American Stock Transfer 7805 NYSE62845B104 Mutual First Financial Inc. Continental Stock Transfer 7808 NASDAQ62874M104 NB&T Financial Group Inc. Illinois Stock Transfer 7852 NASDAQ628968109 NASB Financial Inc. Registrar & Transfer 7820 NASDAQ62942M201 NTT DoCoMo BNY Mellon 7800 NYSE629445206 NVE Corporation Illinois Stock Transfer 7852 NASDAQ629865205 Nam Tai Electronics, Inc. Registrar & Transfer 7820 NYSE630077105 Nanometrics Incorporated Registrar & Transfer 7820 NASDAQ630402105 NAPCO Security Systems Inc. Continental Stock Transfer 7808 NASDAQ633643408 National Bank of Greece BNY Mellon 7800 NYSE634865109 National Bankshares, Inc. Registrar & Transfer 7820 NASDAQ63563H109 National Dentex Corporation Registrar & Transfer 7820 NASDAQ636518102 National Instruments Corp. Computershare 7807 NASDAQ637071101 Natonal Oilwell Inc. American Stock Transfer 7805 NYSE637215104 National Presto Industries, Inc. Computershare 7807 NYSE637372103 National Research Corporation Illinois Stock Transfer 7852 NASDAQ637546102 The National Security Group, Inc. Registrar & Transfer 7820 NASDAQ638104109 National Techical Systems Inc. Computershare 7807 NASDAQ

638522102 National Western Life Insurance Co Continental Stock Transfer 7808 NASDAQ638620302 CVPR Nationwide Health BNY Mellon 7800 NYSE639050103 Natus Medical Wells Fargo 7806 NASDAQ63905A101 Natuzzi BNY Mellon 7800 NYSE639067107 Naugatuck Valley Financial Corp. Registrar & Transfer 7820 NASDAQ640268108 Nektar Therapeutics BNY Mellon 7800 NASDAQ64110W102 Netease.com BNY Mellon 7800 NASDAQ64111Q104 Netgear, Inc BNY Mellon 7800 NASDAQ64115A204 Netsol Technologies Inc. American Stock Transfer 7805 NASDAQ64353M100 New Century Bancorp, Inc. Registrar & Transfer 7820 NASDAQ644461105 New Generation Biofuels Holdings Olde Monmouth Stock 7908 NASDAQ644465106 The New Germany Fund Inc. DWS Scudder 7882 NYSE644722100 New Hampshire Thrift Bancshares Registrar & Transfer 7820 NASDAQ65334H102 Nexen Inc. BNY Mellon 7800 NYSE653656108 NICE Systems BNY Mellon 7800 NASDAQ654086107 Nicor, Inc. Computershare 7807 NYSE654655109 NIS Group BNY Mellon 7800 NYSE65487R303 ADR Noah Education Holdings BNY Mellon 7800 NYSE654889104 Nobel Learning Communities Inc. Stocktrans 7824 NASDAQ654892108 Nobility Homes, Inc. Registrar & Transfer 7820 NASDAQ65535H208 Nomura BNY Mellon 7800 NYSE655844108 Norfolk Southern Corp. Com BNY Mellon 7800 NYSE656553104 Nortech Systems Wells Fargo 7806 NASDAQ656568508 Nortel Networks Corporation Computershare 7807 NYSE656844107 North American Energy Partners BNY Mellon 7800 NYSE658418108 North Central Banshares Computershare 7807 NASDAQ659310106 North European Oil Royalty Trust Registrar & Transfer 7820 NYSE664112109 Northeast Community Bancrop, Inc. Registrar & Transfer 7820 NASDAQ669549107 Norwood Financial Corp. Illinois Stock Transfer 7852 NASDAQ66977W109 Nova Chemical BNY Mellon 7800 NYSE66987M604 Novatel Wireless Inc. Computershare 7807 NASDAQ670009109 Noven Pharmaceuticals American Stock Transfer 7805 NASDAQ67010F103 Novogen BNY Mellon 7800 NASDAQ67020Y100 Nuance Communications Inc Computershare 7807 NASDAQ67053A102 Numerex Corporation Continental Stock Transfer 7808 NASDAQ67069D108 Nutrisystem, Inc. Stocktrans 7824 NASDAQ670711100 Nyer Medical Group Inc. Continental Stock Transfer 7808 NASDAQ671028108 OSG BNY Mellon 7800 NYSE671040103 OSI Pharmaceuticals BNY Mellon 7800 NASDAQ671044105 OSI Systems, Inc. Computershare 7807 NASDAQ67107W100 O2Micro International BNY Mellon 7800 NASDAQ674631106 Ocean Bio-Chem Inc. Registrar & Transfer 7820 NASDAQ676118102 Odyssey Marine Exploration Inc. Computershare 7807 NASDAQ67611V101 Odyssey Healthcare, Inc. Computershare 7807 NASDAQ67622P101 OfficeMax Wells Fargo 7806 NYSE677399107 Ohio Legacy Bank Illinois Stock Transfer 7852 NASDAQ680033107 Old National Bancorp Continental Stock Transfer 7808 NYSE682159108 On Assignment, Inc. Computershare 7807 NASDAQ682189105 On Semiconductor Corporation Computershare 7807 NASDAQ682875109 Onstream Media Corporation Interwest Transfer Co. 7843 NASDAQ68338T403 Onvia Inc. Computershare 7807 NASDAQ68370R109 Open Jnt Stock Co Vimpel-Comm BNY Mellon 7800 NYSE683715106 Open Text Corp. Computershare 7807 NASDAQ683718308 Open Wave Systems Inc. Computershare 7807 NASDAQ68372T103 Opexa Therapeutics Inc. Continental Stock Transfer 7808 NASDAQ68372T111 Opexa Therapeutics Inc. -Warrant Continental Stock Transfer 7808 NASDAQ683797104 Oppenheimer BNY Mellon 7800 NYSE684010101 Optionexpress Holdings Continental Stock Transfer 7808 NASDAQ68562L100 Orchard Enterprises Computershare 7807 NASDAQ686275108 Orion Energy Systems Inc. Wells Fargo 7806 NASDAQ686323106 Oritani Financial Corp. Registrar & Transfer 7820 NASDAQ68750U102 Orthovita Inc. Stocktrans 7824 NASDAQ68827R108 Osiris Therapeutics, Inc. Stocktrans 7824 NASDAQ688582105 Osteotech, Inc. Registrar & Transfer 7820 NASDAQ689648103 Otter Tail Corporation Common Stock Wells Fargo 7806 NASDAQ69323K100 PC Mall Inc. Computershare 7807 NASDAQ693483109 POSCO BNY Mellon 7800 NYSE69357C503 PRG-Schultz International Inc. American Stock Transfer 7805 NASDAQ69412V108 Pacific Continental Corporation Registrar & Transfer 7820 NASDAQ694552100 Pacific Mercantile Bancorp Computershare 7807 NASDAQ694873100 Pacific Sunwear of California Computershare 7807 NASDAQ697738102 Pamrapo Bancorp, Inc. Registrar & Transfer 7820 NASDAQ

698813102 Papa John's International, Inc. National City Bank 7814 NASDAQ698884103 PAR Technology Corp. Registrar & Transfer 7820 NYSE69913R309 Paragon Shipping Inc. Computershare 7807 NASDAQ699157103 Parallel Petroleum Corporation Computershare 7807 NASDAQ69924P102 Paramont Gold & Silver Corporation BNY Mellon 7800 AMEX700416209 Park Electrochemical Corp Registrar & Transfer 7820 NYSE70322A119 Pathmark Stores Inc. BNY Mellon 7800 NASDAQ703248203 Patni Computer Systems BNY Mellon 7800 NYSE70336F104 Patriot National Bancorp, Inc. Registrar & Transfer 7820 NASDAQ703797100 Paulson Capital Corporation Stocktrans 7824 NASDAQ705015105 Pearson BNY Mellon 7800 NYSE705560100 Peets Coffee & Tea Continental Stock Transfer 7808 NASDAQ707569109 Penn National Gaming, Inc. Continental Stock Transfer 7808 NASDAQ707885109 PennWest Energy BNY Mellon 7800 NYSE709102107 PA Real Estate Investment Trust Wells Fargo 7806 NYSE709600100 Penson Worldwide Inc. Continental Stock Transfer 7808 NASDAQ710577107 Peoples Bancorp of NC Inc. Registrar & Transfer 7820 NASDAQ71086E107 Peoples Community Bancorp, Inc. Registrar & Transfer 7820 NASDAQ71361V303 Perdigao BNY Mellon 7800 NYSE713661106 Peregrine Pharmaceuticals Inc. Integrity Stock Transfer 7853 NASDAQ71376C100 Perfumania Holdings Inc. Continental Stock Transfer 7808 NASDAQ713839108 Perini Corporation Computershare 7807 NYSE714157104 Perma-Fix Environmental Continental Stock Transfer 7808 NASDAQ714236106 Permian Basin Royalty Trust BNY Mellon 7800 NYSE715684106 Telekomunikasi Indonesia BNY Mellon 7800 NYSE715710109 Pervasive Software Inc. Computershare 7807 NASDAQ716382106 Petmed Express Inc. Continental Stock Transfer 7808 NASDAQ71644E102 Petro-Canada BNY Mellon 7800 NYSE71646E100 PetroChina BNY Mellon 7800 NYSE71714G102 Pharmatene Inc. Continental Stock Transfer 7808 AMEX718592108 Phillips-Van Heusen Corp. BNY Mellon 7800 NYSE719405102 Photronic, Inc. Registrar & Transfer 7820 NASDAQ721467108 Pilgrim's Pride Corporation Computershare 7807 NYSE723456109 Pinnacle Entertainment Inc. American Stock Transfer 7805 NYSE723655106 Pioneer Drilling Company Registrar & Transfer 7820 AMEX729273102 Plumas Bank Computershare 7807 NASDAQ731572103 Polo Ralph Lauren Corporation BNY Mellon 7800 NYSE73640Q105 Portfolio Recovery Associates Inc. Continental Stock Transfer 7808 NASDAQ737273102 Portugal Telecom BNY Mellon 7800 NYSE73755L107 Potash Corporation BNY Mellon 7800 NYSE739299105 Power Med Intervention Continental Stock Transfer 7808 NASDAQ739363109 Powerwave Technologies Computershare 7807 NASDAQ73941U102 Pozen, Inc. Stocktrans 7824 NASDAQ740884101 Presidential Life Corp. Presidential Life Corp. 7907 NASDAQ740921101 PremierWest Bancorp Computershare 7807 NASDAQ741113104 Presstek Inc. Continental Stock Transfer 7808 NASDAQ74112D101 Prestige Brands Holdings Computershare 7807 NYSE74112E109 Pressure Biosciences Inc. Computershare 7807 NASDAQ74158E104 Prine Energy Corporation Computershare 7807 NYSE742282106 Princeton National Bancorp, Inc. Citizens First National Bank 7901 NASDAQ742352107 Princeton Review CLS A Continental Stock Transfer 7808 NASDAQ74266R104 Private Media Group, Inc. Interwest Transfer Co. 7843 NASDAQ74269U104 Procera Networks Inc. Continental Stock Transfer 7808 AMEX74332S201 Progressive Gaming Int'l Corporation Computershare 7807 NASDAQ74347T103 Prospect Acquisition Corp. Continental Stock Transfer 7808 AMEX74347T111 Prospect Acquisition Corp. Continental Stock Transfer 7808 AMEX74347T202 Prospect Acquisition Corp. Continental Stock Transfer 7808 AMEX743606105 Prosperity Bancshares Inc. Computershare 7807 NASDAQ743815102 The Providence Service Corp. Computershare 7807 NASDAQ743868101 Provident Financial Holdings, Inc. Registrar & Transfer 7820 NASDAQ74386S107 Provident Comm Bancshares, Inc. Registrar & Transfer 7820 NASDAQ74386T105 Provident Financial Services Inc. Registrar & Transfer 7820 NYSE744028101 Provident New York Bancorp Registrar & Transfer 7820 NASDAQ744285107 Proxim Wireless Corporation Registrar & Transfer 7820 NASDAQ744290305 Proxy Med, Inc. Registrar & Transfer 7820 NASDAQ744383100 Indosat BNY Mellon 7800 NYSE74438Q109 Psi Technologies BNY Mellon 7800 NASDAQ74439H108 Psychiatric Solutions, Inc. Stocktrans 7824 NASDAQ746228303 Pure Cycle Corporation Computershare 7807 NASDAQ747215101 Pyramid Oil Company Computershare 7807 AMEX74727A104 QCR Holdings Inc. Illinois Stock Transfer 7852 NASDAQ747582104 Quality Systems Inc. Computershare 7807 NASDAQ

747906204 Quantum Corporation Computershare 7807 NYSE747952109 Quaterra Resources Inc. BNY Mellon 7800 AMEX74835U109 Quest Capital Corp. Computershare 7807 AMEX74835Y101 Questcor Pharmaceuticals Computershare 7807 NASDAQ749552105 R.F. Industries Inc. Continental Stock Transfer 7808 NASDAQ74975N105 RTI Bilogics Inc. Registrar & Transfer 7820 NASDAQ75061P102 RAE Systems Inc. Interwest Transfer Co. 7843 AMEX750875304 Rainmaker Systems Inc. Computershare 7807 NASDAQ752185108 Rand Capital Corp. Continental Stock Transfer 7808 NASDAQ752344309 DRP Randgold Res LTD BNY Mellon 7800 NASDAQ754055101 Raser Technologies Interwest Transfer Co. 7843 NYSE755408101 Reading International Inc. Computershare 7807 AMEX755408200 Reading International Inc. Computershare 7807 AMEX759148109 Rehabcare Group Computershare 7807 NYSE75971T103 ADR Renesola LTD BNY Mellon 7800 NYSE760112102 Rentech Inc. Computershare 7807 AMEX760174102 Rentrak Corporation Computershare 7807 NASDAQ76026T205 Repsol YPF BNY Mellon 7800 NYSE760416107 Republic First Bancorp, Inc. Registrar & Transfer 7820 NASDAQ760911107 Research Frontiers Continental Stock Transfer 7808 NASDAQ769397100 Riverview Bancorp Computershare 7807 NASDAQ774186100 Rockville Financial, Inc. Registrar & Transfer 7820 NASDAQ774678403 Rocky Mountain Choc Factory Computershare 7807 NASDAQ775133101 Rogers Corporation Registrar & Transfer 7820 NYSE77581P109 Roma Financial Corporation Registrar & Transfer 7820 NASDAQ776338204 Ronson Corporation Registrar & Transfer 7820 NASDAQ780081105 Royal Bancshares of PA Stocktrans 7824 NASDAQ780097713 Royal Bank of Scotland BNY Mellon 7800 NYSE780097754 Royal Bank of Scotland BNY Mellon 7800 NYSE780097762 Royal Bank of Scotland BNY Mellon 7800 NYSE780097770 Royal Bank of Scotland BNY Mellon 7800 NYSE780097788 Royal Bank of Scotland BNY Mellon 7800 NYSE780097804 Royal Bank of Scotland BNY Mellon 7800 NYSE780097879 Royal Bank of Scotland BNY Mellon 7800 NYSE780911103 Rubicon Minerals Corporation Computershare 7807 AMEX78116B102 Rubio's Restaurants Inc. Computershare 7807 NASDAQ781748108 Rural Metro Corporation Computershare 7807 NASDAQ782233100 Russ Berrie and Company, Inc. Registrar & Transfer 7820 NYSE783513104 Ryanair BNY Mellon 7800 NASDAQ78403A106 The SCO Group Inc. Computershare 7807 NASDAQ78461U101 Sorl Auto Parts Continental Stock Transfer 7808 NASDAQ78470A104 SP Acquisition Holdings Continental Stock Transfer 7808 AMEX78470A112 WTS SP Acquisition Continental Stock Transfer 7808 AMEX784933103 Spar Group Inc. Computershare 7807 NASDAQ78503N107 SWS Group Inc. Computershare 7807 NYSE78505P100 SXC Health Sol'n Corp. BNY Mellon 7800 NASDAQ785060104 S.Y. Bancorp, Inc. Stock Yards Bank & Trust 7902 NASDAQ785688102 Sabine Royalty Trust BNY Mellon 7800 NYSE792228108 St. Mary Land & Exploration Co. Computershare 7807 NYSE798241105 San Juan Basin Royalty Trust Computershare 7807 NYSE80004C101 Sandisk Corporation Computershare 7807 NASDAQ803069202 Sappi Limited BNY Mellon 7800 NYSE80306T109 Sapphire Industrials Corp. BNY Mellon 7800 AMEX80306T117 Sapphire Industrials Corp. BNY Mellon 7800 AMEX80306T208 Sapphire Industrials Corp. BNY Mellon 7800 AMEX803866300 Sasol BNY Mellon 7800 NYSE804395101 Saul Centers Inc. Continental Stock Transfer 7808 NYSE804395200 Saul Centers Continental Stock Transfer 7808 NYSE806407102 Henry Schein Inc. Continental Stock Transfer 7808 NASDAQ806870200 Schmitt Industries, Inc. Interwest Transfer Co. 7843 NASDAQ808760102 Scientific Learning Corporation Continental Stock Transfer 7808 NASDAQ811707306 Sea Coast Banking Corporation Continental Stock Transfer 7808 NASDAQ81372L103 Seure America Acquisition Corp. Continental Stock Transfer 7808 AMEX81372L111 Seure America Acquisition Corp. Continental Stock Transfer 7808 AMEX81372L202 Seure America Acquisition Corp. Continental Stock Transfer 7808 AMEX81616X103 Select Comfort Corp. Common Wells Fargo 7806 NASDAQ816909105 Semitool, Inc. Registrar & Transfer 7820 NASDAQ81724W104 SenoRx Inc. Computershare 7807 NASDAQ81811M100 Severn Bancorp, Inc. Registrar & Transfer 7820 NASDAQ81941Q203 Shanda Interactive Entertainment BNY Mellon 7800 NASDAQ82028K200 Shaw Communications BNY Mellon 7800 NYSE82312B106 Shenandoah Telecomm Co Shenandoah Telecomm Co. 7871 NASDAQ

824568109 Shiner International Stocktrans 7824 NASDAQ825107105 Shore Bancshares, Inc. Registrar & Transfer 7820 NASDAQ82620P102 Sierra Bancorp Computershare 7807 NASDAQ82706C108 Silicon Motion Technology BNY Mellon 7800 NASDAQ828336107 Silver Wheat BNY Mellon 7800 NYSE828599100 Simclair Inc. Continental Stock Transfer 7808 NASDAQ82859P104 Simcere Pharmaceutical BNY Mellon 7800 NYSE829214105 Simulations Plus Inc. Integrity Stock Transfer 7853 NASDAQ829226109 Sinclair Broadcasting Group American Stock Transfer 7805 NASDAQ829322304 Singing Machine Company Inc. Continental Stock Transfer 7808 AMEX82935M109 Sinopec Shanghai Petrochemical BNY Mellon 7800 NYSE82935V109 Sino-Global Shipping America Ltd Computershare 7807 NASDAQ830830105 Skyline Corporation Computershare 7807 NYSE830928107 Skillsoft Pub Ltd Co. BNY Mellon 7800 NASDAQ83172F104 Smartheat Inc. Interwest Transfer Co. 7843 NASDAQ831756101 Smith & Wesson Holding Corp. Interwest Transfer Co. 7843 NASDAQ83175M205 Smith & Nephew BNY Mellon 7800 NYSE833635105 Soc. Quimica y Minera de Chile BNY Mellon 7800 NYSE833636103 Soc. Quimica y Minera de Chile BNY Mellon 7800 NYSE83415U108 Solarfun Power BNY Mellon 7800 NASDAQ8342EP107 Solitario Exploration & Royalty Corp. Computershare 7807 AMEX834728107 Somerset Hills Bancorp Registrar & Transfer 7820 NASDAQ837841204 The South Financial Group Inc. Registrar & Transfer 7820 NASDAQ837841303 The South Financial Group Inc. Registrar & Transfer 7820 NASDAQ837841402 The South Financial Group Inc. Registrar & Transfer 7820 NASDAQ837841501 The South Financial Group Inc. Registrar & Transfer 7820 NASDAQ838518108 South Jersey Industries American Stock Transfer 7805 NYSE84264A102 Southern Connecticut Bancorp, Inc. Registrar & Transfer 7820 AMEX84265V105 Southern Copper Corp. BNY Mellon 7800 NYSE843380106 Southern Missouri Bancorp Inc. Registrar & Transfer 7820 NASDAQ847235108 Sparton Corporation Illinois Stock Transfer 7852 NYSE848420105 Spherion Corporation BNY Mellon 7800 NYSE848925103 Sport Haley Inc. Computershare 7807 NASDAQ849163209 Sport Chalet, Inc. Computershare 7807 NASDAQ849163308 Sport Chalet, Inc. Computershare 7807 NASDAQ84920F107 Sports Property Acquisition Continental Stock Transfer 7808 AMEX84920F115 Sports Property Acquisition Continental Stock Transfer 7808 AMEX84920F206 Sports Pro Acquisition Continental Stock Transfer 7808 AMEX852857200 Stamps.com Inc. Computershare 7807 NASDAQ854305208 Stanley Furniture Company Inc. Continental Stock Transfer 7808 NASDAQ855086104 Star Buffet Inc. BNY Mellon 7800 NASDAQ85569C107 Startek Inc. Computershare 7807 NYSE85815M107 Steelcloud Inc. Continental Stock Transfer 7808 NASDAQ858495104 Steinway Musical Instruments Inc. Continental Stock Transfer 7808 NYSE85915B100 Sterling Banks, Inc. Stocktrans 7824 NASDAQ861012102 STMicroelectronics BNY Mellon 7800 NYSE861923100 Stoneleigh Partners Acquisition Continental Stock Transfer 7808 AMEX862685104 Stratasys Inc. Continental Stock Transfer 7808 NASDAQ86323M100 Stream Global Services Continental Stock Transfer 7808 AMEX86323M118 Stream Global Services Continental Stock Transfer 7808 AMEX864482104 Suburban Propane Partners, LP Computershare 7807 NYSE865378103 Sulphco Inc. Integrity Stock Transfer 7853 AMEX865646103 Summer Infant Inc. Continental Stock Transfer 7808 NASDAQ865646111 Summer Infant Inc. Continental Stock Transfer 7808 NASDAQ86664A111 Sun American Bancorp Olde Monmouth Stock 7908 NASDAQ86664A202 Sun American Bancorp Olde Monmouth Stock 7908 NASDAQ866796105 Sun Life BNY Mellon 7800 NYSE86688Q100 Sun Times Media Group BNY Mellon 7800 NYSE8676EP108 Sunopta Inc. American Stock Transfer 7805 NASDAQ867931305 Superconductor Tech Inc. Registrar & Transfer 7820 NASDAQ86800C104 Suntech Power BNY Mellon 7800 NYSE868532102 Supertex, Inc. Registrar & Transfer 7820 NASDAQ868587106 Supportsoft Inc. Computershare 7807 NASDAQ869233106 Susser Holdings Computershare 7807 NASDAQ87160A100 Syngenta BNY Mellon 7800 NYSE871655106 Sypris Solutions, Inc. National City Bank 7814 NASDAQ872375100 TECO Energy Inc. BNY Mellon 7800 NYSE872391107 TF Financial Corporation Computershare 7807 NASDAQ872549100 TLC Vision BNY Mellon 7800 NASDAQ87264S106 TRW Automative Holdings Corp. National City Bank 7814 NYSE872885108 TSR Inc. Continental Stock Transfer 7808 NASDAQ87611R306 Targacept Inc. American Stock Transfer 7805 NASDAQ

876289109 Tarrant Apparel Group Computershare 7807 NASDAQ87651B104 Taser International Corporation Computershare 7807 NASDAQ876564105 Tata Comm Ltd BNY Mellon 7800 NYSE877163105 Taylor Devices, Inc. Registrar & Transfer 7820 NASDAQ87815U303 TeamStaff Inc. Continental Stock Transfer 7808 NASDAQ87815X109 Team Financial Inc. Computershare 7807 NASDAQ878311109 Techteam Global Inc. Computershare 7807 NASDAQ878330109 Teche Holding Company Registrar & Transfer 7820 AMEX878555101 Technitrol, Inc. Registrar & Transfer 7820 NYSE878742204 Teck Cominco BNY Mellon 7800 NYSE879101103 Tekelec Computershare 7807 NASDAQ879246106 Tele Norte Leste BNY Mellon 7800 NYSE879287308 ADR Telebras Holders BNY Mellon 7800 NYSE87929A102 Telecomunicacoes de Sao Paula BNY Mellon 7800 NYSE879433100 Telephone and Data Systems, Inc. Computershare 7807 NYSE879433860 Telephone and Data Systems, Inc. Computershare 7807 NYSE87944E105 Telemig Celular BNY Mellon 7800 NYSE879603108 Telkom BNY Mellon 7800 NYSE879604106 Telkonet, Inc. Stocktrans 7824 AMEX88043P108 TN Commerce Bancorp, Inc. Registrar & Transfer 7820 NASDAQ880890108 Ternium BNY Mellon 7800 NYSE881005201 Terra Nitrogen Company LP Computershare 7807 NYSE88162G103 Tetra Tech Inc. Computershare 7807 NASDAQ882610108 Texas Pacific Land Trust BNY Mellon 7800 NYSE88331E104 The Bank Holdings Computershare 7807 NASDAQ88337K104 The9 Ltd BNY Mellon 7800 NASDAQ88409C105 Thinkorswim Group Inc. Computershare 7807 NASDAQ884402108 Thomas Group Inc. Computershare 7807 NASDAQ884768102 Thompson Creek Metals Co. Registrar & Transfer 7820 NYSE888733102 Tix Corporation Computershare 7807 NASDAQ891013104 Torch Energy Royalty Trust Wilmington Trust 7863 NYSE892331307 Toyota Motor BNY Mellon 7800 NYSE892782103 Trailer Bridge, Inc. Computershare 7807 NASDAQ893247106 Tran Lux Corp. Continental Stock Transfer 7808 AMEX89346D107 TransAlta Corp. BNY Mellon 7800 NYSE893506105 Transamerica Income Shares BNY Mellon 7800 NYSE893662106 TransGlobe Energy Corporation Olympia Trust 7886 NASDAQ89421Q106 Travelzoo Inc. Computershare 7807 NASDAQ89472N101 Tremisis Energy Acquisition Continental Stock Transfer 7808 AMEX89472N119 Tremisis Energy Acquisition Continental Stock Transfer 7808 AMEX89472N200 Tremisis Energy Acquisition Corp. Continental Stock Transfer 7808 AMEX895735108 TRI Valley Corp. Registrar & Transfer 7820 AMEX89628E104 Trina Solar BNY Mellon 7800 NYSE896438306 Trinity Biotech BNY Mellon 7800 NASDAQ896682200 Trintech BNY Mellon 7800 NASDAQ89677G109 Triple Crown Continental Stock Transfer 7808 AMEX89677G117 Triple Crown Continental Stock Transfer 7808 AMEX89778N102 Trubion Pharmaceuticals Inc BNY Mellon 7800 NASDAQ89785X101 Trueblue Inc. Computershare 7807 NYSE89816T103 Trump Entertainment Resorts Continental Stock Transfer 7808 NASDAQ898697107 Tucows, Inc Stocktrans 7824 AMEX899040109 Tufco Technologies, Inc. Stocktrans 7824 NASDAQ90136Q100 21st Century Holding Company Registrar & Transfer 7820 NASDAQ90212G109 2020 Chinacap Acquirco,Inc. Continental Stock Transfer 7808 AMEX90212G117 2020 Chinacap Acquirco,Inc. Continental Stock Transfer 7808 AMEX90212G208 2020 Chinacap Acquirco,Inc. Continental Stock Transfer 7808 AMEX903213106 UQM Technologies Inc. Computershare 7807 AMEX90337L108 U.S. Physical Therapy Inc. Continental Stock Transfer 7808 NASDAQ90400P101 Ultrapar BNY Mellon 7800 NYSE904034105 UltraTech, Inc. Computershare 7807 NASDAQ90458E107 Unibanco-Uniao de Bancos Brasileiros BNY Mellon 7800 NYSE904607108 Unico Amern Corp Unico American 7874 NASDAQ905400107 Union Bankshares Inc. Registrar & Transfer 7820 NASDAQ909218109 Unit Corporation American Stock Transfer 7805 NYSE90933T109 United America Indemnity, Inc. Stocktrans 7824 NASDAQ909839102 United Community Fin'l Corp. Registrar & Transfer 7820 NASDAQ90984H103 United Community Bancorp Illinois Stock Transfer 7852 NASDAQ90984P105 United Community Bank Illinois Stock Transfer 7852 NASDAQ909912107 United Capital Corp. Continental Stock Transfer 7808 AMEX910571108 United-Guardian Inc. Continental Stock Transfer 7808 NASDAQ911163103 United Natural Foods Continental Stock Transfer 7808 NASDAQ911268100 United Online, Inc. Computershare 7807 NASDAQ

911301109 United PanAM Financial Corp. Computershare 7807 NASDAQ911360105 United Refining Continental Stock Transfer 7808 AMEX911360113 United Refining Continental Stock Transfer 7808 AMEX911684108 United States Cellular Corp Computershare 7807 NYSE911922102 United States Lime&Minerals, Inc. Computershare 7807 NASDAQ912023207 US Gold Corporation Computershare 7807 AMEX91319A201 United Water New Jersey BNY Mellon 7800 NYSE913456109 Universal Corpration Common Wells Fargo 7806 NYSE913837100 Universal Stainless & Alloy Prod Continental Stock Transfer 7808 NASDAQ914090105 University Bancorp Inc. Computershare 7807 NASDAQ915271100 Univset Corporation of PA Stocktrans 7824 NASDAQ91688R108 UR-Energy, Inc. Registrar & Transfer 7820 AMEX917277204 Uroplasty Inc. Stocktrans 7824 AMEX917286106 Urstadt Biddle Properties Inc. BNY Mellon 7800 NYSE917286205 Urstadt Biddle Properties Inc. BNY Mellon 7800 NYSE917488108 Utah Medical Products, Inc. Registrar & Transfer 7820 NASDAQ91759P106 Utek Corporation Computershare 7807 AMEX918076100 Utstarcom Inc. Computershare 7807 NASDAQ918204108 V.F. Corporation Computershare 7807 NYSE918284100 VSE Corporation Registrar & Transfer 7820 NASDAQ92230Y104 Vasco Data Security Int'l Inc. Illinois Stock Transfer 7852 NASDAQ92232F202 Vasogen Inc. BNY Mellon 7800 NASDAQ92241M107 Vaughan foods Inc. Continental Stock Transfer 7808 NASDAQ92241M115 Vaughan Foods, Inc. Continental Stock Transfer 7808 NASDAQ92241M123 Vaughan Foods, Inc. Continental Stock Transfer 7808 NASDAQ922571104 Velcro Industries Inc BNY Mellon 7800 NASDAQ92334N103 Veolia Environnement BNY Mellon 7800 NYSE92342V105 VeriChip Corporation Registrar & Transfer 7820 NASDAQ925297103 Versar Inc. BNY Mellon 7800 AMEX92531L108 Verso Paper Corp. Registrar & Transfer 7820 NYSE925490104 Vestin Realty Mortgage I, Inc. Stocktrans 7824 NASDAQ92549X201 Vestin Realty Mortgage II, Inc. Stocktrans 7824 NASDAQ92554T103 VIA Pharmaceuticals,Inc. Computershare 7807 NASDAQ92644D100 Victory Acquisition Corp. Continental Stock Transfer 7808 AMEX92644D118 Victory Acquisition Corp. Continental Stock Transfer 7808 AMEX926555103 Video Display Corporation Computershare 7807 NASDAQ926727108 Viewpoint Financial Group Registrar & Transfer 7820 NASDAQ92705T101 Village Bank and Trust Fin'l Corp Registrar & Transfer 7820 NASDAQ927191106 Vina Concha Y Toro BNY Mellon 7800 NYSE928241108 Viropharma, Inc. Stocktrans 7824 NASDAQ928269109 VirtualScopics Inc. Continental Stock Transfer 7808 NASDAQ92833U103 ADR Vision China Media BNY Mellon 7800 NASDAQ928502301 Vitro BNY Mellon 7800 NYSE92850E107 Vitran Corporation Computershare 7807 NASDAQ928566108 VNUS Medical Technologies Computershare 7807 NASDAQ92864N101 Volcom Inc Computershare 7807 NASDAQ928703107 Volt Information Sciences, Inc. Registrar & Transfer 7820 NYSE928708106 Volterra Semiconductor Corp. Registrar & Transfer 7820 NASDAQ92906L501 Voxware Inc. Registrar & Transfer 7820 NASDAQ92906P106 Votorantim Celulose e Papel BNY Mellon 7800 NYSE92923K106 WGNB Corp. Registrar & Transfer 7820 NASDAQ92923K205 WGNB Corp. Registrar & Transfer 7820 NASDAQ929251874 W Holdings Co. Inc. New BNY Mellon 7800 NYSE92926K103 WCA Waste Corporation Continental Stock Transfer 7808 NASDAQ92931L203 WPCS International Inc. Interwest Transfer Co. 7843 NASDAQ92932M101 WNS Holdings American Stock Transfer 7805 NYSE929358109 WVS Financial Corporation Registrar & Transfer 7820 NASDAQ929741106 Waccamaw Bankshares Inc. First Citizens Bank 7851 NASDAQ929741114 WTS Waccamaw BKS 93009 First Citizens Bank 7851 NASDAQ930004205 Wacoal BNY Mellon 7800 NASDAQ932036106 Walking Co. Holdings Inc. Computershare 7807 NASDAQ934390402 The Warnaco Group Wells Fargo 7806 NASDAQ937303105 Washington Banking Corporation Computershare 7807 NASDAQ941872103 Waterside Capital Corp. Registrar & Transfer 7820 NASDAQ943315101 Wausau Paper Corporation Continental Stock Transfer 7808 NYSE948365507 PFD Webster PFD Cap BNY Mellon 7800 NASDAQ950755108 Werner Enterprises, Inc. Wells Fargo 7806 NASDAQ95123P106 West Bancorporation, Inc. Illinois Stock Transfer 7852 NASDAQ957541105 Westell Technologies, Inc. Illinois Stock Transfer 7852 NASDAQ959542200 Western Sizzlin Corp Continental Stock Transfer 7808 NASDAQ96008P104 Westfield Financial, Inc. Registrar & Transfer 7820 NASDAQ969136100 Williamette Valley Vineyards Inc. Computershare 7807 NASDAQ

96924N100 Willdan Group, Inc. Computershare 7807 NASDAQ969450105 Williams Coal Seam Gas BNY Mellon 7800 NYSE969465608 Williams Controls Inc. Computershare 7807 NASDAQ971807102 Wilmington Trust Company Wells Fargo 7806 NYSE97186T108 Wilshire Bancorp Inc. Computershare 7807 NASDAQ971889100 Wilshire Enterprises Inc. Continental Stock Transfer 7808 AMEX97650W108 Wintrust Financial Corporation Illinois Stock Transfer 7852 NASDAQ976826305 Wisconsin Power & Light Wells Fargo 7806 AMEX97750V109 Wizzard Software Corporation Interwest Transfer Co. 7843 AMEX97786P100 Wolseley BNY Mellon 7800 NYSE98386D109 XTL Biopharmaceuticals BNY Mellon 7800 NASDAQ98389B308 Xcel Energy, Inc. BNY Mellon 7800 NYSE98389B407 Xcel Energy, Inc. BNY Mellon 7800 NYSE98389B506 Xcel Energy, Inc. BNY Mellon 7800 NYSE98389B704 Xcel Energy, Inc. BNY Mellon 7800 NYSE98400P104 Xcorporeal Inc. Computershare 7807 AMEX984117101 Xenonics Holdings Inc. Interwest Transfer Co. 7843 AMEX984238105 YM Biosciences Inc. BNY Mellon 7800 AMEX984245100 YPF BNY Mellon 7800 NYSE98462Y100 Yamana Gold BNY Mellon 7800 NYSE984846105 Yanzhou Coal Mining BNY Mellon 7800 NYSE989139100 Zarlink Semiconductor Computershare 7807 NYSE989855101 Zyco Corporation Continental Stock Transfer 7808 NASDAQCFA65D106 Destination Maternity Corp. StockTrans 7841 NASDAQG0219G203 Allied World Assure Continental Stock Transfer 7808 NYSEG02995101 Am Safety Insurance Hldng Ltd. Computershare 7807 NYSEG0474B105 Aries Maritime Transport Ltd Computershare 7807 NASDAQG0538M105 Asia Special Situation Acq Corp. Continental Stock Transfer 7808 AMEXG0538M113 Asia Special Situation Acq Corp. Continental Stock Transfer 7808 AMEXG0538M121 Asia Special Situation Acq Corp. Continental Stock Transfer 7808 AMEXG10082108 Energy XXI Bermunda Ltd. Continental Stock Transfer 7808 NASDAQG16252101 Brookfield Infrastructure BNY Mellon 7800 NYSEG29438101 E Future Information Tech Inc. Computershare 7807 NASDAQG3159C109 Cryptologic Limited Continental Stock Transfer 7808 NASDAQG3682E127 Frontline Ltd. F BNY Mellon 7800 NYSEG4821Q104 GPS Int'l Briquettes BNY Mellon 7800 NYSEG55312105 LJ International Inc. Computershare 7807 NASDAQG65422100 Noble Corporation Computershare 7807 NYSEG66202105 North Asia Investment Corporation Continental Stock Transfer 7808 AMEXG66202113 North Asia Investment Corporation Continental Stock Transfer 7808 AMEXG66202204 North Asia Investment Corporation Continental Stock Transfer 7808 AMEXG6891W101 Pansoft Company LTD Computershare 7807 NASDAQG7303A109 Qiao Xing Universal Telephone Inc. Computershare 7807 NASDAQG7513K103 PFD Repsol Intl Cap A. BNY Mellon 7800 NYSEG8766E109 Textainer Group Holdings Computershare 7807 NYSEG8977T101 Chardan 2008 China Acquisition Continental Stock Transfer 7808 NASDAQG8977T119 Chardan 2008 China Acquisition Continental Stock Transfer 7808 NASDAQG8977T127 Chardan 2008 China Acquisition Continental Stock Transfer 7808 NASDAQG9108L108 Ten LTD-Tsakos Energy BNY Mellon 7800 NYSEG93762204 Vistaprint Ltd. Computershare 7807 NASDAQG96655108 Willis Group Holdings Ltd. BNY Mellon 7800 NYSEG98255105 XL Capital Ltd. BNY Mellon 7800 NYSEG98777108 Yucheng Technologies Continental Stock Transfer 7808 NASDAQH01301102 Alcon, Inc. BNY Mellon 7800 NYSEM20791105 Camtek Ltd. American Stock Transfer 7805 NASDAQM7516K103 Nova Measuring Instruments Ltd. BNY Mellon 7800 NASDAQM87915209 Tower Semiconductor Ltd. Bank of New York 7801 NASDAQP16994132 Banco LatinoAmericano BNY Mellon 7800 NYSEP8696W104 Sinovac Biotech Ltd. Continental Stock Transfer 7808 AMEXQ7759R100 Progen Pharmaceuticals Limited Computershare 7807 NASDAQQ7759R167 Progen Pharmaceuticals Limited Computershare 7807 NASDAQY0017S102 Aegean Marine Petroleum Network Inc. Computershare 7807 NYSEY1775U107 Creative Technology BNY Mellon 7800 NASDAQY2066G104 Diana Shipping Inc. BNY Mellon 7800 NYSEY2187A101 Eagle Bulk Shipping Inc. Computershare 7807 NASDAQY2573F102 Flextronics International Inc. Computershare 7807 NASDAQY2711Y104 Gigamedia Limited BNY Mellon 7800 NASDAQY62159101 Navios Maritime Acq. Continental Stock Transfer 7808 NYSEY62159119 Navios Maritime Acq. Continental Stock Transfer 7808 NYSEY62196103 Navios Maritime Holdings Inc. Continental Stock Transfer 7808 NYSEY62267102 LP Navios Maritime Ptn Continental Stock Transfer 7808 NYSEY6476R105 Omega Navigation Enterprises Inc. Computershare 7807 NASDAQ

Y73760103 Seanergy Maritime Corp. Continental Stock Transfer 7808 NASDAQY73760111 Seanergy Maritime Corp. Continental Stock Transfer 7808 NASDAQ