effects of cnc on machine
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5. Effects of CNC on Machine Components
CNC has brought about lasting changes to major components of
machine tools, leading to new machine configurations and types of
automation equipment.
5.1. Machine Configuration
The principal reason for numerical control's influence on machine
configurations is the fact that, as with conventional automation, it becomes
possible to do without continuous tending and observation of the work
sequence by a worker. At the same time, the continued development of
cutting tools has led to significantly higher cutting speeds, feed rates, and
cutting depths, which, in practice, can only be implemented without a human
operator. These improvements offer greatly increased performance but at the
same time place new requirements on the machines.
Especially machines used to process smaller workpieces offer many options
in this regard. With large workpieces, the weight of the workpiece places
tight limits on the feeding and load-bearing characteristics of the machine, as
well as on the dimensions, clamping, and large working space.
Thus, for small and medium-sized turning machines, it has become common to
place the bed at the rear, whether inclined or vertical, as had already been
introduced for copying lathes. In this way, the chip clearance is not
obstructed by the bed. This also has the advantage that it is possible to
swivel the transverse axis away from the horizontal, significantly improving
the access to tools and the workpiece. Space is created under the workpiece
for installation of a chip conveyor.
Effects of CNC on Machine Components
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One new machine design was prompted by the development of variable-
speed three-phase motors. Here, there is a vertically suspended spindle, with
the longitudinal and transverse motions being executed not by the tool but
by the spindle. As a result, not only is there good chip clearance even during
internal machining, but the motion of the spindle also allows easy tool
changing using the pickup principle. Here, too, there is good access to tools
and the workpiece and space for a chip conveyor (Figure 5.1 ).
In large turning machines, the configuration of conventional lathes has been
retained, that is, a horizontal bed in machines for long workpieces and a
vertical design for short workpieces. For longitudinal and shaft turning
machines, it may be possible to install a chip conveyor inside the bed. In
vertical lathes, the horizontal clamping surface interferes with chip removal.
Automatic chip removal is almost impossible, especially during internalmachining.
Free program design and the practically unlimited amount of data that can
Figure 5.1. Vertical turning machine using the pickup principle for
automatic loading and unloading of workpieces.
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be entered have lead to lathes with two or even three heads that work
independently but in coordination with each other. This shortens the
production time per piece and increases the number of tools available.
Even lathes developed especially for automated production, in which the tool
motions are generated in a conventional manner using cam discs (e.g.,
multiple-spindle automatic lathes), have in the meantime been converted to
numerical control. The fundamental machine configuration was retained,
however.
As for drilling machines, the radial drilling machine, with its non-Cartesian
motion directions, has been discarded entirely. The standard type is now a
design with a vertical spindle and a horizontal workpiece table. The division
of the axes among the table and pedestal follows the working space of its
conventional predecessors. As a result of automation, however, automatic
tool changing becomes almost obligatory, with a corresponding influence on
the machine configuration.
In milling machines as well, it is possible to find machine configurations that
already existed among conventional machines. However, the freedom of
programming in numerical automation set loose a trend toward complete
machining and thus a new type of machine: the machining center, a machine
that makes possible all types of machining that use recirculating tools.
Naturally, this makes it necessary to have an appropriately dimensioned tool
changer and one or even two rotational axes in addition to the three
translational axes. The configurations of these machines also mainly
correspond to those of conventional machines, especially to those of boring
mills. To expand the automatic sequence, these machines generally are also
equipped with an automatic tool-changing system. This additional equipment,of course, also influences the structure of the basic machine.
In all these machines with a horizontal clamping surface, there is a problem
with chip removal and installation of a chip conveyor. For this reason, in a few
cases in machines for processing smaller workpieces, the workpiece is
machined with a vertical clamping surface after being clamped onto the
surface in the horizontal position in the clamping station.
The configuration of the original conventional machines generally also was
retained in the various types of grinding machines. The reason for this was
that priority had to be given to the requirements of the grinding process.
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Only with smaller external surface grinding machines, in which the
longitudinal motion traditionally is assigned to the workpiece, was a different
configuration occasionally adopted: that of a lathe with an inclined bed at the
rear. Thus the longitudinal motion is executed by the grinding head.
Gear-cutting machines are in their nature single-purpose machines with a
fully automatic sequence. Therefore, their configuration was kept completely
the same during the transition to numerical control.
No entirely new configuration for machine tools with a completely different
structure appeared until after CNC control systems with high-performance
computers became available: machines in which the tool was positioned via a
parallel kinematic system ( Part 3 , Section 1.6). Here the command position
values specified in the Cartesian coordinate system had to be convertedquickly into the command values for the lengths of the individual jointed
arms. Because of the low masses being moved, this kinematic system allows
very rapid responses but has serious disadvantages when it comes to the
range of motion that is possible, especially for swivel motions.
5.2. Machine Frames
The requirements placed on machine frames are essentially identical to those
for conventional machine tools. However, the higher precision required
means that optimization of the static and dynamic stiffness is necessary. For
trouble-free automatic production, maximum thermal stability and low
thermal drift are also important. Temperature changes from the environment
or owing to heat sources in the machine should not lead to gradually
increasing positional deviations in the machine. The heat sources in the
machine can cause particularly noticeable negative effects as a result of high
power conversion. These include hot chips that heat up the machine frame
locally, or high loads on the main drive motor, or the heat generated by the
bearings of a rapidly rotating main spindle. Machine frames made of cast
mineral composites are useful here owing to their large mass and the poor
thermal conduction of the concrete (Figure 5.2).
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A certain scope for free design of function-related machine frames comes
from the fact that today CNC machines, especially small and medium-sized
ones, generally have a machine enclosure on all sides. Thus the visual effect
can be ignored in design of the frame.
Machine parts that are moved in closed-loop position control are subject to
particular requirements with regard to their weight, especially those
positioned by a linear drive. For machine slides, optimization of stiffness
using finite-element method (FEM) analysis and weight reduction by means
of topology optimization can produce considerable benefits not only in cast
constructions but also most notably in welded designs. Because of their cost,
fiber composite materials have not achieved much success so far in series
production (Figure 5.3).
Figure 5.2. Machine frame made of cast material composites.
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5.3. Guides ( Figures 5.4 and 5.5)
Figure 5.3. Cast-metal machine frame.
Figure 5.4. Hydrostatic guide with identical dimensions to a linear
roller guide in order to ensure interchangeability. (Image courtesy
of INA.)
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As a general rule, guides, especially motion guides that are moved during
machine operation, are subject to the following requirements:
Low friction and no stick-slip effect so as to allow precise positioning
High stiffness, in order to absorb operating loads without excessive
displacement
High damping to suppress vibrations
Low wear to ensure precision over a long time period
Low costs.
In conventional machine tools, these requirements were met adequately by
sliding guides with a wide variety of designs. They could handle heavy loads,were reliable under operational conditions, and provided good damping. Low
friction and the no-stick/slip effect could be achieved by lining them with
plastic low-friction liners.
In contrast, closed-loop position control requires particularly low friction and
freedom from stick/slip effect in order to achieve high positioning accuracy.
Therefore, today, diverse types of rolling guides are used in numerous
controlled machines. These guides are supplied by specialist manufacturers
and have become quite inexpensive. This trend is supported by the high
rapid traverse speeds that are being introduced to save time. Here the lower
Figure 5.5. Damping test: On the left side, a roller guide; on the
right side, a hydrostatic guide. (Image courtesy of INA.)
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friction allows lighter feed drives. Additional improvements have been
achieved using hydrostatic guides, especially with regard to damping
characteristics. Some manufacturers of rolling-contact guides offer these as
mass-produced products.
5.4. Main Drives
When planning main drives with closed-loop control, a fundamental decision
has to be made as to whether to use synchronous or asynchronous motors.
The decisive factor here is whether the motor will be operated only with
closed-loop speed control (e.g., as a spindle drive for drilling and milling
tools) or with closed-loop position control (e.g., with turning machines with
an additional C-axis drive).
Today, all spindle drives in machine tools without exception use electric
motors with closed-loop speed control. These have two main tasks:
1. To provide the torqueand speedneeded for the work process
2. To allow interpolation of the speed of the main spindle with the feed
drives, if operation as a C axis is required in turning or machining centers
The automatic work sequence in CNC machines means that the main drives
have to satisfy some additional requirements that exceed the requirements
placed on drives for conventional machines. These are in particular
Automated speed changing.The automatic work sequence also requires
programmable, automatic changing of the speed.
Speed changing in very small steps, preferably continuously
adjustable.CNC machines are capital-intensive items of equipment with a
high cost per hour. Therefore, it is important to make optimal use of the
performance of state-of-the-art tools. For example, to keep the cutting
speed constant during face turning or taper turning, continuously
adjustable speed changing will be necessary for technological reasons.
Large speed adjustment range.CNC machines are universal machines
that are intended to process various types of workpieces using various
tools. To do this, the main spindle has to cover a large range of speeds
without any intermediate transmission; that is, the entire required
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adjustment range is provided by the motor alone.
Very fast speed changes.Every change in speed represents a loss of
time. This is especially noticeable when there are frequent tool changes on
machines with recirculating tools, such as in machining centers. These are
equipped with an automatic tool changer, and the spindle has to be
stopped for each tool-changing operation.
As a result, a spindle motor with the shortest possible run-up and braking
times is required.
High drive output.The automatic execution of the machining process in
CNC machines makes them independent of manual control and reaction
speeds. This allows a completely enclosed working space. It is thus
possible to achieve working speeds that make full use of modern tools'
performance potential. This requires drive outputs that exceed those of
conventional machines by a large factor.
Large range with constant output.The high drive output should be
available over as large a range of speeds as possible.
High torque at low speeds.As high torque as possible should be
available at lower speeds.
Compact dimensions and low weight.In many CNC machines, the main
drive motor is part of a larger mechanical assembly and constantly moves
along with it. There is thus a requirement for motors that are as light and
compact as possible so as not to compromise the acceleration that can be
achieved by the entire assembly.
Low heat generation.The adverse effects that localized heating of themachine has on precision were already been mentioned earlier (Part 2 ,
Section 1.3).
5.4.1. Types of Main Drives (Figure 5.6 )
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In principle, the same types of motors are available as for feed drives. Speed-
controlled asynchronous motorsare preferred for use as standard main
drives owing to their positive features, such as low price, their simple,
rugged design, and their low maintenance requirements. For speed
adjustment, they receive their power from a frequency converter. By now
they have supplanted the previously dominant direct-current (dc) motors.
They appear in various designs. Depending on the nature of the main drive
( Figure 5.6), they can take the form of housed motors or kit motors with a
hollow shaft (Figure 5.7).
Figure 5.6. Types of main drives.
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In order to ensure the full torque at low speeds and even down to a speed of
zero, housed motors for main spindle drives are always designed with
external ventilation or liquid cooling. Kit motors for direct installation in thespindle are as a rule always liquid-cooled because it is necessary to ensure
both high power density in a reasonably small space and a motor with a
thermally neutral signature.
5.4.2. Designs for Main Drives
The classic design of the main drive involves the coupling of a housed motor
to the tool spindle via a geared or belt transmission, in some cases with
multiple stages. This arrangement has the advantage that the motor is
thermally decoupled from the machining space and from the spindle. The
motor can be installed in a location outside the machining space, meaning
that main spindle motors with standardized installation dimensions can be
used. However, the belt drive limits the speed, stiffness, and dynamic
characteristics of the drive and thus the productivity of the entire machine
tool.
These disadvantages have led to the use of directly driven spindles. The belt
or gear drive is eliminatedthe torque is transmitted via the rotor of the
drive motor directly to the spindle shaft. This makes the speed of the system
very stable and allows high amplification factors and short acceleration and
braking times. In order to clamp the workpiece, the motor is equipped with a
hollow shaft. Because the heat input from the motor does not go directly intothe spindle, the motor can have external ventilation. Liquid cooling is
possible as an option; this can be used to further increase the motor's use.
This arrangement is especially beneficial in machining centers.
Integrating the drive motor directly into the spindle created the so-called
motor spindle. This direct installation generally requires liquid cooling. This
type of main spindle-drive design is increasingly becoming the standard in
the modern machine tool industry.
In both these direct-drive designs, the lack of speed adaptation means that
the following requirements become particularly important:
Figure 5.7. Three-phase asynchronous motor as a kit motor with
hollow shaft.
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High power density
Large speed-adjustment range
Large range with constant output
High torque at low speeds
High maximum speed
5.4.3. Three-Phase Asynchronous Motors
Speed-controlled asynchronous motors have developed into standard main
drives owing to their positive features, such as low price, simple and rugged
design, and low maintenance requirements. The speed of three-phase
asynchronous motors can be changed over a broad adjustment range by
changing the output frequency and output voltage of the converter that is
supplying the power. The speed/torque characteristics of three-phase
asynchronous motors operated with converters are provided in the form of
characteristic curves (Figure 5.8).
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Using purely mathematical calculations, the speed-adjustment range then
would be "infinite" and up to 1:12 in the field-weakening range, that is, at
constant power. The behavior of the characteristic curves is determined by
the strength of the intermediate-circuit voltage and by the corresponding
motor-specific data, such as inductivity, resistance, motor constants, and
breakdown torque. Figure 5.8provides a comparison of the two different
motor principles.
In the basic speed range, the voltage and frequency increase proportionally
up to the rated speed. If externally cooled, the motor generates a constant
torque. Once the voltage reaches its maximum value at the rated speed, it is
only possible to increase the frequency. From that point onward is the
beginning of the so-called field-weakening range. The field-weakening range
Figure 5.8. Speed-adjustment ranges of synchronous and
asynchronous motors with the same output and torque.
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begins with a range of constant output, in which the torque decreases
hyperbolically, that is, inversely proportional to the frequency/speed (rpm). If
the speed/supply frequency is increased further, the breakdown torque or
stability limit of the motor will be reached. The breakdown torque of an
asynchronous motor decreases as the square of the frequency/speed (1/n ).
In contrast to operation from power mains, with modern converters and an
appropriate control system, the stability limit of the motor initially does not
represent any real limit because loss of stability of the motor (a drastic
reduction in torque and even motor standstill) is prevented. The maximum
speed thus is limited only by mechanical components, such as bearing,
rotors, rotor mountings, and so on.
The characteristic curves generally are indicated for continuous operation
(operating mode S1) with various duty cycles, frequently 25, 40, or 60
percent.
The closed-loop control and control structure of main-drive motors are
largely the same as those of a modern feed drive. The main-drive controllers
encountered today merely have a few supplementary functions, for example,
for special field regulation. Thus C-axis operationthe interpolation of the
main spindle with the feed drive, as is often required today, especially in
turning machinesrepresents no problem.
5.4.4. Three-Phase Synchronous Motors
In machine tools, synchronous motors are as a rule used primarily as feed
drives( Part 2 , Chapter 1 : Implementation of Dimensional Data ).
In special cases, demands for greater power densities and temperature
stability have led to the use of permanent-field three-phase synchronous
motorseven in main drives. In the meantime, state-of-the-art practical motor
principles and closed-loop control methods have made it possible to
implement such drives in series-produced machines. More extensive use is
unlikely at present, however, owing to the higher costs. At present, speed-
controlled synchronous motorsare used primarily as main driveswhen
the following requirements have to be met:
Extremely high requirements as to machining quality, precision, and
smooth operation
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Extremely short times for run-up or speed changes
Standstill torque
Limited installation space
This is especially the case in high-quality turning machines and
turning/milling centers when high-quality drilling and milling operations have
to be executed on the end faces or lateral surfaces of the workpieces.
Two main types of synchronous motors are available:
High-speed motors. These primarily involve four-pole synchronous motors
that are used for milling applications. These motors have been optimized
for high maximum speeds of up to 40,000 rpm and a wide speed-adjustment
range. These motors are used mainly with closed-loop speed control via
frequency converters. The speed-adjustment range is about 1:3 in the field-
weakening range. Using purely mathematical calculations, the overall
speed-adjustment range would be "infinite."
High-torque motors. Six-pole/eight-pole synchronous motors are available
that have been developed for turning and grinding machines with
moderate maximum speeds. These motors are characterized by very hightorque utilization.
High-speed synchronous motors are much more important and widespread
than torque motors, which have very high prices, if nothing else, owing to
their low production quantities.
Speed control of synchronous motors is likewise implemented via the voltage
and frequency of the three-phase current that is fed in. For continuouslyadjustable closed-loop speed control of a synchronous motor, a frequency
converterhas to be connected upstream of the motor. Both the speed and
the rotor position are measured and reported to the converter by a rotary
encoder. From this the control electronics determine the necessary
"electronic commutation" to advance the rotating field and also the actual
speed.
5.4.5. Benefits
Compared with the lower-priced asynchronous motors, synchronous
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spindle drives offer the following benefits:
High efficiency
Low mass moment of inertia and thus good dynamic characteristics
Low maintenance (in the case of rotors without slip-ring rotors)
Speed independent of load
No electrical power necessary for field excitation
Up to 60 percent higher torque and thus more compact machine designs
Extremely short run-up and braking times (50 percent) thanks to the
torque
High standstill torque
High torque even during standstill and change of direction of rotation
Compact construction (e.g., for turning machines and vertical milling
machines) thanks to the elimination of mechanical components such as
pivoting motor bases, belt drives, gearboxes, and spindle encoders
High power density when water-cooled
Maximum speeds of up to 40,000 rpm, torques of up to 820 Nm or greater
Low rotor heating owing to equipment with permanent magnets (The
result: Significantly less power loss in the rotor in the lower speed range
and thus less bearing heating and spindle expansion.)
Extremely high precision on the workpiece thanks to smooth, even spindle
operation even at extremely low speeds, because there are no transverse
drive forces
Interpolating C-axis operation with the feed drives, for example, in turning
machines
Larger internal rotor bores than cage rotors of asynchronous motors with
the same external diameter (This is an advantage for the bar capacity of
automatic lathes and for greater spindle stiffness owing to the greater
shaft diameter for milling spindles.)
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Increased stiffness of the spindle drive thanks to mounting of the motor
components between the main spindle bearings
Less cooling output necessary for the same power output compared with
asynchronous motors, that is, greater efficiency
Only one encoder (hollow-shaft measuring system) for detecting the motor
speed and spindle position
Easy servicing by exchanging complete motor spindles
Further potential for improved efficiency, such as faster part machining times
and smaller footprints, can be achieved through the optimized combination of
synchronous spindle motors, drive controls, and CNC controllers.
On the other hand, there are a few disadvantages:
Expensive magnet materials, therefore high procurement costs for
permanent magnet motors
Elaborate closed-loop control requirements (frequency converters)
Possibly an annoying whistling noise from the motor
5.5. Machine Enclosures
During our discussion of main drives, we have already noted that automatic
work sequences are necessary for full utilization of the high-performance
characteristics of state-of-the-art cutting tools. One result of this is that chips
are thrown outward at high speeds, presenting a risk of injury to persons in
the vicinity. This fact must be addressed through the use of appropriate
enclosures and by securing the working space.
On small and medium-sized machines, such enclosures generally are a sheet-
metal construction attached to the body of the machine, often combined with
the electrical cabinet and even enclosed on the top. Thus they form a single
transport unit together with the machine, a so-called machine suitable for
single-point lifting. In such cases, the machine enclosure not only serves as
protection against chips but also retains the vaporized coolant and provides
good protection against process noise. These are a key means of preventing
accidents and thus are subject to a large number of regulations. On the other
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hand, they are also intended to make operation, servicing, and maintenance
of the machine easier. All this means that they have to satisfy a number of
extensive requirements that are often mutually conflicting.
For example, machine enclosures have to make the working space easily
accessible for setup work and tool changing. For this purpose, they generally
have large doors to allow access to the working space. These doors, however,
must be locked when the machine is operating, or at least the work sequence
has to be interrupted immediately when they are opened. The doors and
often other parts of the fixed enclosure are provided with windows to allow
safe observation of the work sequence. These windows have to withstand
"bombardment" by chips without becoming obscured. This is only possible
with silicate glass. Then again, in the event of collisions that cannot be
avoided completely, they have to be able to survive impacts by large parts,
such as flying workpieces, clamping equipment, or tools. This works better
with elastic plastic windows. Therefore, composite windows are often used in
such cases. It is also important for the window to be firmly anchored in its
frame to prevent it from being pressed out too easily.
Coverings that enclose the entire machine often obstruct access to areas that
have to be accessible for cleaning and maintenance work. They thus have to
be easy to remove or open.
Frequently, the operator panel with the keyboard, equipment for the CNC,
and additional control elements for manual actuation of the machine motions
for setup and maintenance work are also integrated into the machine
enclosure. After all, the coverings are decisive in determining the external
appearance of the machine and therefore display an important starting point
for design. Like all components of the machine, they are naturally alsosubject to heavy pressures to reduce costs, all the more so because it is easy
to view them more as a necessary evil and not as an important functional
component.
5.6. Coolant Supply
Because in CNC machines the tool can move freely in the working space, the
coolant has to be coupled with the tool. In turning machines, this is done by
feeding the coolant over the turret to the tool holder that is located in the
working position, which, in turn, feeds it to the cutting edge via a
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preadjusted tube. For recirculating tools, the coolant is fed to the tool via the
main spindle. Owing to heavy misting, however, there is at present a trend
toward dry machining.
5.7. Chip Removal
As a consequence of the high productivity of numerically controlled machine
tools, large quantities of chips are produced in any given time interval. These
chips have to be removed from the machine without adversely affecting the
work sequence. The issues associated with free chip clearance and
installation of the associated chip conveyors in the machine have already
been discussed in connection with the machine configuration.
Various types of conveyors are used depending on the shape of the chips.The most common and widely distributed ones are hinged belt conveyors.
Scraper conveyors are more suitable for very small and friable chips.
Magnetic conveyors can only be used for steel chips.
5.8. Summary
The automatic work sequences made possible by numerical control have
extensive effects on the design of machines because there is no need for
continuous tending and observation by workers. This makes it possible to
focus the design of the machine on optimal execution of machining, making
full use of the increased performance of modern tools. This requires a main
drive with correspondingly high output and a completely enclosed working
space. The high productivity of such machines results in a high level of chip
generation, and the chips have to be removed automatically.
Automatic work sequences require a higher level of precision, which has to
be taken into account, especially in the design of machine bodies and guides.
CNC closed-loop position-control systems also place requirements on machine
designs. Moving parts have to be as light as possible, especially when driven
by linear motors. The guides should have low friction and be free from stick-
slip effects. Machine designs also must take into account automatic tool
changing and workpiece changing, which are often associated withconsiderable space requirements.
5.9. Effects of CNC on Machine Components
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Important points to remember:
1. CNC machines are machines that operate automatically. They do not have
to be tended by a worker. For this reason, they often have a different
configuration than conventional machines. In particular, their working
space should be completely enclosed on all sides. In part, this is due to
their very high cutting speeds.
2. Machine frames should have high static, dynamic, and thermal stability in
order to achieve trouble-free automatic production.
3. The demanding requirements on guides have resulted in increased use of
rolling guides.
4. Main drives are primarily frequency-controlled three-phase asynchronous
motors.
5. Increasing use is being made of directly driven motor spindles, especially
when positioning tasks or synchronization with feed motions is demanded
at the same time.
6. Machine enclosures have a very wide range of functions:
Protection against flying chips
Containing the coolant vapor
To allow observation of the work sequence
To allow machine setup and clamping of the workpiece
To contain flying parts resulting from collisions
7. The coolant in-feed has to be coupled with the tool; with recirculating
tools, it must be fed through the spindle.
8. The chips have to be removed in such a way that they do not interfere with
the work sequence and so that they do not cause local heating in the
machine frame.
Citation
Hans B. Kief; Helmut A. Roschiwal: CNC Handbook. Effects of CNC on MachineEXPORT
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Components, Chapter (McGraw-Hill Professional, 2012), AccessEngineering
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