eldon e fallon financial disclosure report for 2009

8/3/2019 Eldon E Fallon Financial Disclosure Report for 2009

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I , ~ o ] 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y th e E t h i c sin Government Act of 1978~. 1/2olo F O R CA LEN D A R Y EA R 2009FALLON, ELDON ~. U.S.District Coufl ,Louisi~na 0511M2010

4. Title (Am icl~ 1ll judg~ indi~te aclive or senior ~us; 5 a . R ~ p o ~ T y p e ( c h e c k a p p r o p r i a te ~ y p ) 6. Reporting Periodmag istrate judge s indicate full- or pafl-ti~) ~ Nomination, D a t e 01 /01 /2009

U.S. DISTRI~ JUDGE (A~IVE) ~ Initial ~ Annual ~Final to1 2 / 3 1 1 2 0 0 9, 5b. ~ Amend~ Repo~

7. Chambers or O~ce Addr~s 8. On the basis of the l~formalion conlained in this Report agd anymodifi~llons perlaining Ihereto, il i~ in my opinion, in complian~U. S. DISTRI~ COURT with applicable laws and regulations.5 0 0 PO V D R A S S T R EET - R O O M C 4 5 6NEW ORLEANS, LA 70130 Reviewing Officer D a I e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checM ng the NONE box for each par t where you have no repor tabl e in form at ion . S ign on las t page.

I. P O S IT IO N S . t R ~ p o . i . ~ i ~ a i , . id ~ o ~ o , & : , , , ~ v . ~ - t ~ ~ f ~ t i , ~ instructions.)D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITYI. Ex-Olficio Board Mcm bcr/Past President Louisiana Bar Foundat ion

2. Truslce Testamentary Trust

I I . A G R E E M E N T S . rReportlng individuat only; seepp. I-16 of fitinf,, ins~ruction.~)NONE (No reportable agreements.)

PARTIES A~ TERMSI.2.


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I~INANCIAL D ISCLOSURE REPORTPage 2 of 9 FALLON, E L D O N E . 0 5 / 1 4 ~ 0 1 0

111. NON-INVESTMENT INCOME. (nevorti~Z i~di,,iS~ ~d W .... se e p p . 1 7 - 2 4 of f i ling instructions.)A. Filers Non- Inve s tm en t I nc ome

N O N E (N o rep or t a b le non - inves t m e n t incom e . )D A T E SOURCE AND TYPE I N C O M E .

(yours, not spouses)

1 . 2 0 0 9 Thompson-West (book royalty) $5~7 . 07

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - t/~,ou were married during any portion of the reporting year, complete this section.(Dol lar amount not requi red except for honorar ia . )

NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

I.2.3.4.

IV. REIMBU RSEMENT S :tro,.,W,,,,io,. Udxi,x .yoo d. en ,~, , , i , . .. . , .(h~ch~chs thox~ to . W o u s e and del~:ndcnt childr~,n: se~ pp, 25-27 uf f i ling instructions.)--] NONE (No reportable reimbursements.)

SOURCE D A T E S . LOCATION PURPOSE ITEMS PAID OR PROVIDED1 . Ame rican Bar Assoe~tion 1 / 7 2 o 2 3 1 2 0 1 0 V~il, CO Speaker Seminar P rogram Transpo r ta t ion , m~ l s , l odg ing2.3.4.

5.


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N a m e o F P e r so n R e p o r t i n g D a t e of ReportPageI~INANCIAL3 of 9 DISCLOSURE REPORT

[ F A L L O N , E L D O N F .0 5 1 1 ~ / 2 0 1 0

~ N O N E ~ o repor tab le g~s . )SOURCE DESCRIPTION VAL~

I.

3.4.5,

~ N O N E (No repo rtable liabili t ies.)CREDITOR D~SCRIP~ON VALUE CODE

2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r so n R e p o r t in g D a t e o [ R e g a r tPage 4 o f 9 FALLON, E L D O N E . 0 5 / 1 4 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o .,~ , , ~ l u e , t } a n s u c t i o n s ( l n c lu d e s t h o s e a f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 34 .60,~ f f i l ingi , , . , t ruaion.~)NONE (No reportable income, assets, or transactions.)

~ ........ ~. 1 c. O .D e s c r i p t i o n o f A s s e t s Income during [ Gross value at end T~n~cl ions during ~po~ing ~ri~(including t rust as~) ~ning p~i~ ~ of repoSing ~riod

Place"(X)"a~cr~chas~t Am o u n t J T~ ( e . g . , ] Value Value T) ~ ( e . g . i Dale [Value I Gain Identilyof~ C~I[ div.. rr~ ~ C~2 Me~h~ b~, sel l , ~m~g~ : C~e 2 l C~e [[ bayer!sellerxempl from prior di~losure. - / orim.) ( J - P ) Code3 ~demption~ ~ 0 -P ) ] (A- i t) ] ~ t r p r l v a ~ e( A H )

............ ( Q - W ) " J i j t r a n s a c t i o n }_J_ ...........................................I. PA~CgL gl, NOgA C Rent Donated2. PARCEL #2 , NOLA C Rent K W3. PARCEL #5 , NOLA E Rent O W4. *PARCEL#6, MS (Pcar l Rive r County) C PI W5. DU KE C OMMON STOC K A Dividend K T6. FIDE LITY FU ND C OMMON STOC K A Dividend K T7. EMP IRE DISTRICT ELECTRIC A Dividend J TC O M M O N S T O C K8. ANADOR KO C OMMON STOC K A Dividend K T9. VIAD C OMMON STOC K A Dividcnd J T

1 0 . FINOVA C OMMON STOC K . A Dividend J TI I . AM SOUTH (IRA) D Dividend N T1 2 . SC HW AB M ONE Y MAR KE T AC C OU NT D Intcrcst N T1 3 . SAVING / F IDE L ITY HOME STE AD ASSN A Interest J T1 4 . *T ES T A MEN T A R Y TRUST None L T1 5 . VANG U AR D INDEX TR U ST SMAL L A Dividend K TCAF STOCK PORTFOLIO(NAE SX ) MU TU AL1 6 . L E G G M A S O N V A L U E M U T U A L F U ND A Dividend K T17. NATIONSBANKCORP (BONDS) B I n t e r e s t K T

~ I . I n c o m e G a i n C o d e s : A( S e e C o l u m n s B I a n d D 4 ) F * $ 5 0 . ~ 1 - $ I ~ . 0 ~ G "$1~,~1 - $1.~,~0 H I =$1.~0.~1 - $5.~.~ H 2 ~ M o ~ ~ a n $ 5 .0 ~ , ~ 0, 2 . V a l u e C o d ~ J - $ 1 5 . ~ 0 ~ I c s ~ K ~ $ 1 5 .~ 1 - $ 5 0 , 0 ~ L ~ S 5 0 . ~ l - $ 1 0 0 . 0 ~ M "$1~.~] - $250.~03 . V a l u e M e O w e d C o d e s 0 ~ A p p ~ i ~ a l R ~o~t (Real Estate O n l y )= A s s e ~ n t T ~a~ M~


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Name nf Person Reporting Date of ReporlFINANCIAL DISCLOSURE REPORTFALLON, ELDON E. 05/I 4/2010age 5 of 9 .

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . ~ , .el.e, tr ..... tlo~. (t.cl.Se, a, ose orspouse ..~I dependent o~itdren:[] NONE (No reportable income, assets, or tree,sections.)

Descriplion of Assets : Income during i G r o s : ~ v a l u e a l e n d i t T r , m s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including tras~ assets) , r e p o r t i n g p e r i o d / o f r e p o r t i n g p e r i o d .Place(X)~aflereachasseg [ Am ounl T yp e(e.g . / Value [ Value Type(e.g., i Da|e Va~ue/ Oain ~ d ~ n t J t y o fe x e m p t f r o m p r i o r d i s c l o s u re I Code l div, rent, / C o d e 2 M e th o d buy, sel l , I mn~da/yy I Code 2 I Cod e I buyer!selleri (AH) orint.), ( J - P ) ] Cod e3 redemption) ] " I (J-P) I (A-H) (ifprwate

1 8 . ~ G NMA S P OOL (BONDS) B Interest J T

1 9 . F N M A M T G P O O L C Interest J T

20 , V A N GUA R D T O T A L S T O C K M K T A Dividend M TINDEX FUND21 . MO N EY GR A M I N T ER N A T I ON A L, I N C . A Dividend l T[Sp in offof VIAD]22 . "SCI - IWABB MONEY MARKET FI_ fND C Interest O T( .See VIII for exp lanation)23 . G N M A P A S S - T H R U X S I N G L E F L Y C Interest J T2 . ~ . SE C TOR SP DR TR SBI INT - E NER G Y A Dividend K T

25 . OIL SVC I t OL DE R S TR DE P OSTR Y A Dividend K TR C PT26 . P 1 M C O F D S P A C IN V T M G M C O M M D A Dividend L TR L STR D27 . PO W ER S H A R ES ET F T R US T D Y N EN A Dividend K TEX PR O D28 . BI . .ACKROCK INCOME TR COM A Dividend K T29 : F H L M C P O O L A Dividend K T30 . ISHAR E S TR DJ OIL & G AS E X P A Dividend J T3 I. POWERSt tARES ETF TRUST DYN A Dividend J T32 . S H E E T T R A C KS G O L D T R G O L D S H S A Dividcnd L T

33 . T ELEC O M I t LD R S T R D EPO S I T R Y A Dividcnd J TR C PT34 . VANG U AR D W OR L D FDS MATE R IAL S A Dividend K TET F

( ~ c C o l m ~ s o ] an d D 4 1 F = $ 5 0 , ~ 1 $ 1 ~ ,0 ~ G ~ I ~ , 0 0 1 - $ I ,~ 0 , ~ 0 H 1 = $ 1 , 0 ~ , 0 0 1 - $ 5 , 0 ~ . 0 0 0 H 2 = M o r e th a n $ 5 , 0 ~ , ~ 0


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F INANCIAL DIS CLO S URE REPO RT N . m , o f P e r so n Repurllng Dale ~ReportPage 6 of 9 FALLON, E L D O N E . 0 5 / 1 4 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - . . . . . . . . . . l . e , t . . . . .. . . t ions ( Inc ludes t l . .. . o f spouse and dependen t chi ldren; .~ee Vl ~ 34-60 o f f i l ing inal ruc t i t , n .~;)N~NE (No reportable income, assets, or trat~actions.)

[ Income during G ross value at end T~nsac~ion~ during ~o~ing period~ c r i p ~ i o n o f A s s e t s~r;epoaingincluding t~st a~sets) pwi~ of repoaing ~i~

Pla~ "(X)" after ~ch asset A m o u n t T~ (e.g. , , T~ (e.g, ain [ ldenfily o fe x e m p t f ro m p r i o r d i sc l o s u r e [ C~e I div., renk Code 2 Meth~ buy, sell, t~/d~ ] C~e 2 ; Code I ] buy~Iseller( A - H ) orinI.) ( J - P ) C~e3 . redemption) [ (I-P) (A-H) I ( i f p a v a n e(Q-W) _ j ~ "; ......

3 5 . ISHAR E S ~R DJ OIL & G AS E X P A Dividend K T36 . P I MC O C O R PO R A T E O PP F D C O M A Dividend K T37. R E G IONAL BANK HOL DE R S TR A Dividend L TD EPO S I T R Y R C PT38 . STR E E T I R AC KS G OL D TR G OL D SH S A Dividend L T39 . STR E E TTR AC KS SE R TR SP DR S&P A Dividend K TM T L40 , PIMCO TOTAL RTN 2 A Dividend K "F4 1 . U . S . G L O B A L A Dividend K T42 . FIDI:LITY SELECT COb,,IPUT ERS A Dividend J T

43 . FEDERATED FUND A Dividend K T

44 . G A M B O G R O W T H F U N D A Dividend K T45 . LEGG - MA S O N O PPO R T UN I T Y F UN D A Dividend J T46 . T. RO\VE PRICE INTER.NATL A Dividend J T47 . V A N G U A R D G N M A A Dividend K T

48 . VANG U AR D TOTAL STOC K INDE X A Dividend L T49 , U . S . S A VI N G S B O N D S A Interest M T

5 0 . FIDELITY HOMSTEAD (CDs) A Interest M T51 . G U AR ANTY HOME STE AD (C Ds) A Interest M T

I. I .....G~in Codes: A -$1,000 or |es, 13 =$I,DOI - C -$Z.50) - $5.000 D ~-$5,001 - $1~,0~0 I~ -$15,001 - $50.000 ,]

I S c c C o l u m n C 2 ) U = B ~ k V a l uc V ~thcr W - ~ t i m a ~ c d ;


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F INANCIAL DIS CLO S URE REPO RT r ~ , m 0 o t P ..... Repor ling Dateol Repor !Page 7 of 9 F A L L O N , E L D O N E . 0 5 1 1 4 1 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - i . . . . e , , ~ t . . . , . . . . . . , ~ , . ~ a . c l u a ~ - , ~ o s . ,, i ~ p . . .. . a a e p e . a . . t ~ . . : .~ , ~ . ~ . 6 o o ~ y t i . ~ , i ~ . . ,. . i , , . . ~ )

N O N E (N o rep o r t a b le i nco m e , a sse t s, o r t ra nsa c t i ons . )De scrip tion of Asse ts Incom e d uring i Gross va lue a t end T~acfions dufng re~ing ~ri~

i (i~ludi~g t~st ~sets) [ ~ponmg period [ of reposing ~[ ..........Place"(X}" af ter each m~sel Amount l Type (e.g., ~ Va lue Va lue Type(e.g., ~ Date I Va}~ Gain ld~ti~ ofI exempl from prior dissolute Code I / div . , renq . C~e 2 Meth~ buy, se l l . C~e 2 C~e I buyer!~el lerj ................! ...... tran~ctioo)52 . DRYADES SAVINGS (CDs) A Interest K T

5 3 . ALLIANCEBERNSTEIN INC COM A lntcrest K T Buy 09/03/09 K5 4 . FIDUCIARY CLAYMORE MLP COM A Interest K T Buy 09103/09 K5 5 . W I S D O MT R EE T R US T EMER G MK T S A Intcrcst K T B uy 09/10/09 KET F56 . W I S D O M T R E E T R U S T I N T L D I V E F I N L A Interest K T B uy 1 0 / 1 5 1 0 9 K5 7 .

I . InoJmc G ain Codex: A "$1.000 or less B =$1.0~,1 - $Z.500 (2 =$2.501. $5.009 D ~$5.001 - $15.000 E = S I ~ .0 0 1( Se e C ol um n s B f a nd D4 ") F -$5 0.0 0 1 - $1 0 0.0 0 0 G =$ 100,001 - $1.000,000 HI ~$1.000,D01 - $5.000.000 H2 =More than $5.000,000 - $50,0002. V~lue Codc~ J = $ 1 5 , O 0 0 o ~ I c ~ s K =$15,001 - I50,000 L -$50.001 - $10D.000 M =$llXl.001 - $250.000(~4:e Colu~ant C I and D.1) N =$250,0~1 . $500.000 0 - $ 50 ~) , 0 01 - $ |. [ ~0 0 . 0 1) 0 P ] = $ 1 . 0 00 ,0 01 - $ 5 , 0 00 .0 00 P2 =$5,0~0.001. $25.000.0003. Value Method Codes Q =Apprai~l R -Cosl {R~I E~l.ale Only) S = A x ~x me n t T --Cash Market


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FINANCIAL DISCLOSURE REP ORT n .... fP ..... R e p o r t i n g D a l e ~ a [R e p o r !Page 8 of 9 F A L L O N , E L I )O N E . 0 5 / N / 2 01 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~l.,~i,..,,p.r,o/Rrpor,)

VII. INVESTMENTS AND TRUSTS.# I. Parcel #1 w as donated to the Preservation Resource Center h~ Ne w Orleans, LA (a 501(c)(3) corporation) on Scptcrnbcr I , 2009.

/ 4 4 , Farm an d pasture land. Raise catt le and sel l cows,

#14. Assets ofTcstmcntaryTrust ,(1) Trustee, wi th no direct personal interest , for Accountof Tcstamcntary Trust on dcposit w ith Bank One, New Orleans, Louisiana. rhc intere,at income is paidpursuant to the terms ofthe Trust in monthly installments toi. ~.~{i ~;~ ~i~ ,,,: :!~...~.], who is income beneficiary for life or rem arriage.the pr incipal bcncficlar ics of the Trust.(21 Lot ~,;~.~..~:.~;,~.~ ";,.~J, Geneva County, Alabama, appraised value $600

# 18. G NMAS POOL B ONDS i s pr inc ip l e r educ t ion on a gove rnm ent mor tgage pool .#22 . SCH WABB MONEY MARKET FUND i s funds i n an IRA cash re se rve w i th m oney in and out , s imi l ia r t o a bank account . Thi s fund i s t r ea t ed l ike aand som e of the funds are used to pu rchase other slocks, i ,e ,, the value at bcginning of the ycar w as grcalcr than the value at the end as lhc funds were reduce d bypurchase of more shares in fund.


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I~INANCIAL DISCLOSURE REPORT N .... fPersan Rcporllng DateofRepor!P a g e 9 o f 9 FAL L ON, E L D O N E . 0 5 1 1 4 / 2 0 1 0IX. CERTIFICATION.

| ce r li fy that a ll in format ion given above ( including in format ion per ta in ing Io m y spouse an d m inor or depend ent ch i ldren , if any ) i saccurat e , true , and com ple t e to the bes t o f my k nowledg e and be l i e f , and that any in format ion no t repor t ed was w i thhe ld because i t m et app l l cab [c s t a tu toryp rovi s ions perm i t ting non-di sclosure .| fu r ther ce r t ify that earned income f rom out s ide em p loym ent and honorar ia and the accep tance of g i f t s which have been repor t ed arc incom pl iance wi th the p rovi s ions of 5 U.S.C . app . 50 1 e t . s eq. , 5 U.S.C . 7353, and Judicia l Conference regu lat ions .

N O T E: A N Y I N D I VI D U A L W t l O K N O W I N G LY A N . D \V I LF U LLY F A LS I F I ES O R FA LLS T O F I LE T HI S REP O RT M A Y B E S U B JECT T O CI VI LAND C R IMINAL SA NC TIONS (5 U . S . C . ap p . 104}

FILING INSTRUCTIONSM ail signed o riginal and 3 addi t ional copies to :

Com m i t te e on F inanc ia l Dis c losu reAdm in is t ra t ive Off i c e o f the U ni ted S ta te s Cour t sSu i t e 2 -301One Columbus Circle, N.E.W ashing ton , D.C. 20544

eldon e fallon financial disclosure report for 2009

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