elena nava onur güntürkün and brigitte röder · elena nava 1, onur güntürkün2, and brigitte...

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Latemlity. 20 13 Vol. 18. No. 4. 407-415, http://dx.doi.org/10.1080/1357650X.2012.697170 Experience-dependent emergence of functional asymmetries Elena Nava 1 , Onur Güntürkün 2 , and Brigitte Röder 1 1 Biological Psychology and Neuropsychology, University of Hamburg, Hamburg, Germany 2 Institut e for Cognitive Ncuroscicnce, University of Bochum, Bochum, Germany Right head-turning preference is assumed tobe a developmental default. This motor asymmet ry seems to influence the development of othe r lateralised behaviours---such as handedness- as a consequence of orienting vision t owards the right side of the body. To document the role of visual experience in promoting lateralised functions we assessed head-turning preference and handedness in a group of congenita ll y blind human adults. We found a lert-side preference for head turning but a clear right- handedness in the same individuals. Thi s asymmelric relationship suggests that absence of visual experience can alter head-turning preference and that handedness can emerge without visual orientation towards the right side. Our findings shed new light on the role of visual sensory experience in shaping fun ct ional asymmetries and suggest that single-gene models and enviro nmen l alone can not fully exp lain the emergence of funclional asymmetries in humans. Keywords: Functional asymmctrics; H cacl turning; Ha ncl ecl ness; Blindness; Experience. A prcfcrcncc for ri g ht head-tu rning appears to be one of the ea rliest lateralised behaviours reported in human foetuses (Ververs, de Vries, van Gcij, & Hopkin s, 1994) and human newborns (Liederman & Kinsbourne, 1980; Michel, 1981). lnterestingly, this latera li sed pattern persists into adulthood, as do cumented by Güntürkün (2003), who observed kissing side preference in couples in public placcs, and by Ocklenburg and Güntürkün (2009) who documc nt ed the same right-sided head turn preference in you ng adults asked to kiss a life-sized m an n cqu in in a controlled sett ing. /\ ddrcss correspondcnce to: E1 ena Nava, Univcrsity of I-lamburg. ß iological Psychology and Neuropsychology, Von -Meile-Park II. 20146 - I-larnburg. Germany . E-mail: elena.nava@ uni -hambu rg.de '[j 2013 Taylor & Francis

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Page 1: Elena Nava Onur Güntürkün and Brigitte Röder · Elena Nava 1, Onur Güntürkün2, and Brigitte Röder1 1Biological Psychology and Neuropsychology, University of Hamburg, Hamburg,

Latemlity. 2013 Vol. 18. No. 4. 407-415, http://dx.doi .org/10.1080/1357650X.20 12.697 170

Experience-dependent emergence of functional asymmetries

Elena Nava 1, Onur Güntürkün2, and Brigitte Röder 1

1Biological Psychology and Neuropsychology, University of Hamburg, Hamburg, Germany 2Institute for Cognitive Ncuroscicnce, University of Bochum, Bochum, Germany

Right head-turning preference is assumed tobe a developmental default. This motor asymmetry seems to influence the development of other lateralised behaviours---such as handedness- as a consequence of orienting vision towards the right side of the body. To document the role of visual experience in promoting lateralised functions we assessed head-turning preference and handedness in a group of congenitally blind human adults. We found a lert-side preference for head turning but a clear right­handedness in the same individuals. This asymmelric relationship suggests that absence of visual experience can alter head-turning preference and that handedness can emerge without visual orientation towards the right side. Our findings shed new light on the role of visual sensory experience in shaping functio nal asymmetries and suggest that single-gene models and environmenl alone cannot fully explain the emergence of funclional asymmetries in humans.

Keywords: Functional asymmctrics; Hcacl turning; Hancleclness; Blindness; Experience.

A prcfcrcncc fo r right head-turning appears to be one of the earliest lateralised behaviours reported in human foetuses (Ververs, de Vries, van Gcij, & Hopkins, 1994) and human newborns (Liederman & Kinsbourne, 1980; Michel, 1981). lnterestingly, this lateralised pattern persists into adulthood, as documented by Güntürkün (2003), who observed kissing side preference in couples in public placcs, and by Ocklenburg and Güntürkün (2009) who documcnted the same right-sided head turn preference in young adults asked to kiss a life-sized manncquin in a controlled setting.

/\ddrcss correspondcnce to: E1ena Nava, Univcrsity of I-lamburg. ß iological Psychology and Neuropsychology, Von-Meile-Park II. 20146 - I-larnburg. Germany. E-mail: elena.nava@ un i-hamburg.de

'[j 2013 Taylor & Francis

Page 2: Elena Nava Onur Güntürkün and Brigitte Röder · Elena Nava 1, Onur Güntürkün2, and Brigitte Röder1 1Biological Psychology and Neuropsychology, University of Hamburg, Hamburg,

408 NAVA,GÜNTÜRKÜN,RÖDER

This right head-turning preference has been associated with the develop­ment of other right-sided asymmetries, such as handedness, which was suggested tobe caused by increasingly o rienting vision towards the right side of the body (Coryell, 1985; Michel, 1981; Ocklenburg el al. , 2010). For example, in a recent study Ocklenburg et al. (20 I 0) invcstigated the devclopment of hand preference in children suffering from inborn muscular torticollis (a condition by which the head is til ted to one side due to muscular spasm, so that vision is continuously o riented towards the contralateral side of the head-tilt), and found that torticollis children tended to develop right­vs left-handedness according to their side of head-tilt (i.e., children with left head-tilt that forces a right-sided visual o rientation are more right-handed than right head-til ted children). Ocklenburg et al. 's (20 10) results speak in favour of the role of visua l experience in shaping functional asymmetries, although the a uthors themselves suggestcd that a combincd gene environ­ment interaction could best explain their findings.

As a mat ter of fact, the predominant view on handedness has favoured genetic models, such as the right shift theory (Annett, 2002) which proposes that there might be a gene responsiblc for left cerebral hemisphere dominanee that would shift the probability dist ribution for handedness to the right. In the absence of such gene, hemispheric dominance and ha ndedness would be randomly distributed between left and right.

Overall, thc debate as to what cxtent expcrience vs gcnetic programmcs contribute predominantly to the development of different functional asymmetries has not rcached definite conclusions.

A new approach for solving this debate could come from studies investigating latera lised functions in congenitally blind individuals. Obser­ving whether inborn blindncss affects the devclopment of functional asymmetries could shed new light on the role of experience in festering lateralisation. l f visua l orientating towards the righl side strongly biases the cmergence of right-sided motor asymmetries, we would expect blind individuals to be lcss right-handed. To date only a few studies have assessed handedncss in bl ind individua ls (Caliskan & Dane, 2009; lttyera h, 1993, 2000), while others have investigated ear (Larsen & H akonsen, 1983) and Janguage (Röder, Stock, Bien, Neville, & Rösler, 2002) asymmetries. lnterestingly, these latter studies have suggested that blind individuals may engage both hemispheres during auditory and language tasks, thus recruiting the right hemisphere more fo r functio ns that are usually predominantly left-lateralised in rigbt-handed sighted controls. For example, Röder et al. (2002) presented sentcnces to a group of congenitally blind indi vidua ls while recording their brain activity with functional magnetic resona nce imaging (fM RI) and found that these participants activated, in addition to the classical pcrisylvian language a reas of the left hemisphere,

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FUNCTIONAL ASYMMETRIESAND EXPERIENCE 409

homologaus right hemispheric structures, thus showing a bilateral d istribu­tion of cerebra l activation du ring a speech comprehensio n task. It sho uld bc notcd that the blind individuals in the study were a ll right-handed, suggcsting that hand preference does not accompany a ccrebral dominance for lang uagc, as proposed by ncuroimaging studics (Knecht et a l. , 2000) as weil w; genetic modcls (McManus. 1985). Thus. it appea rs that the dcveloprnent of hand prcference might be independent from thc cmergencc of other functional asymrnetries. lt could be argued that the diffcrenees in hemisphcric activity betwccn blind participants and sightcd controls in the fMRI study (Röder et al., 2002) givcn its linguistic material- might renect the use of Braille. ln fact the authors speculated that thc use of Braille could rcsult in a bi la teral organ isation of la nguagc (even in tasks whcre reading is not dircctly involved). However. the blind participants wcre mixed with rcgard to preferred Brai llc reading hand, thus further corroborating the absencc of relation between handcdness and ccrebral dominance for language.

Ha nd preference in congenita lly tota lly blind individuals has reached connicting results. For example, wbilc lttycrah (1993, 2000) found a right hand preference in both g roups of blind and contro l childrcn aged bctwecn 6 and 15 years, Caliskan and Danc (2009) rcported a hig her incidence of left-handcrs in a group of blind children aged betwcen 7 and 12 years. These mixed results could derive from the samplc o f blind participants testcd. On the onc hand , l ttyerah (1993, 2000) testcd congenitally totally blind childrcn, whilc Caliskan and Da nc (2009) reportcd results from both congenitally totally blind childrcn and childrcn with different visua l acuity (i.e., "poor'' and "vcry poor' '). Indced, they found that children with highcr visual acuity also had a highcr rate of left-handcdncss. On the other hand, Caliskan and Danc (2009) testcd ovcr 1000 childrcn (among whorn 83 1 wcre congcnita lly totally bli nd) , while lttycrah ( 1993, 2000) obscrvcd hand prcfcrence in I 00 children, th us having a rcd uccd numbcr of lcft-handcrs.

To further explore whethcr the ro le of visual experience shapes lateral iscd funct io ns, we tested a group of congcnitally blind human adults on a supposed innate functional asymmetry, such as head turning, and observed its relation to o ther motor asymrnetries, such as handedness and footcd ness. We hypothesised that if visual cxperience p lays a crucial ro le in shaping latera lised functions, then congenitally blind individ uals would show no or less-clear direction in their functional asymmetries. More specifically, if right head-turning is an innate default a nd the development of right-handedness symmetrically follows this patte rn , then we would have ex pectcd o ur participants to have a right head-turning preference accompanied with a randornly distributed right vs left ha nd preference.

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410 NAVA,GUNTURKUN,RÖDER

METHOD

Participants

A total of 17 bltnd adults (6 femalcs, mcan age -38 yca r~. rangc; 24 54 years: all proficrcnt Brarllc readcrs) wcrc recrurtcd to take palt rn the expcriment, and 26 partrcrpants ( 15 fcmalcs, mcan age = 35 years, range. 25 63 ycars) with normal or correctcd to normal sight servcd as controls.

All blind participants wcrc blind sincc birth (i.e., blindncss was diagnosed immcdt<ttcly aftcr birth). In all cases, blindncss was due to periphcral dcficits and was not associatcd to other impairmen ts (sec Tablc I for detaib about thc blind participanb). Twelvc blind participants were totally blind (i.c .. no pcrccptual residual), whilc live reported minimal ltght sensrtrvrty but they were not able to functionally use this sensatron nor had they pattern \ rsron. In othcr words, thcir rudirnentary light sensrtrvity drd not allow them drscnmrnating any objcet or facc araund thern. Smce the data of these partrcipants did not drn·cr from those of the totally bltnd individuals wc did not trcat them as sepa rate group.

Thc study wa'i approved by thc ethical committec of thc German Socrety for r~ychology.

TABLE 1 Blind partictpants

, lge oj ID (,",·nda ~ 'xt.- Cc/11.\l' t!fhlindm·•\ 1111.\t!l I 'iwalpun·pticm 1/mrtf,.dnt' '·'

M J::! E~o.: ~'llOl'er hirth OllllC right ::! M 49 Rctrnkntal fibropl;ma birlh none rtghl 3 I\ I ::!5 Genclio.: l11U<>es birth nonc righl 4 ~I 34 Glaucnma birth din·usc lighl (0 ) righl 5 F 4R Optro.: ulrnphy birth nonc light 6 r 30 le~r\ wngenital amaurosi' birth nonc ri1!hl 7 F 47 Reinlienlai fibroplasia birth nonc I eil 8 F 31 Genelfe c.IUS«:s brrth nonc nghl 9 I' 29 Rclrnlcnl;il fibroplasia birlh nonc I eil 10 M 35 Reitoienlai fibropla~ia binh nonc ril!hl II I\ I J9 Congcnrlal Rc1rn11is pigmcnlosa blrlh nonc lll!hl 12 F 40 Rclinul dc!!cncrattnn b1rth dinll-.c l i~ht (0

) righl 13 M 47 Rclinal dcl!cncratwn blrth nonc IIJ;hl 14 1\1 54 Unk111mn pcripheral dclccl blrth d1ITuS«: hghl (0 ) righl 15 J\1 :!9 Rcrrulcnral fibropla~ia birth nonc righl 16 1\1 48 lnl"cl:liun ( + ) birth dinusc lighl ( •) nght 17 1\1 24 lnfc.:tiun ( + ) b1rth d,n·u,c lighl (0 l ri,;ht

(0

) - rudimcnlary \Cil,lll\IIY for brightncss bul nu rattern 'ision. ( + ) = un,pcdfied l)ll..: of infc.:llun 1ran~mi1tcd frvm lhc mothcr to lhe dcvclopmg foctus during prcgnancy.

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FUNCTIONAL ASYMMETRIESAND EXPERIENCE 411

Procedure

To assess the typical pattern of right-side preference we tested sigh tcd controls (who were not blindfolded) on a series of lateralised tasks, including head turning, handedness, footedness, and eye preferenee. Head-turning preferencc was assessed by asking participants to kiss a life-sized man nequin (torso and head only) posi tioned on a tablc and adjusted at thc participant's hcad height. Participants wcrc askcd lo stay right in front of the mannequin, so that thc experimenter could obscrvc from behind thc kissing movemcnt and report its side (right, lcft, no prefcrcnce). We adoptcd this measurc to assess head-turning prcference from previous studics (Güntürkün, 2003; Ocklenburg & Güntürki.in , 2009).

Foot preferencc was assessed by making participant put their prcfcrred foot on a foot-stcp. Eyc prcference was measurcd by asking participants to Iook into a door lock (i.e., of the door of thc experimental chamber) with thcir prcfcrred eye. Finally, handedness was assessed by asking participants to answer a questionnaire adapted from the Edinburgh Handedncss Inventory (Oldlield, 1971 ).

Blind individuals performed all tasks with the exception of eye preference. Blind individuals wcre helped to move in front of the mannequin for thc head-turning task; they were moved in front of the footstep to assess their foot prcference, and they were helped to move towards the door to assess their ear preference. In addition , to perform the kissing task, blind participants were allowcd to tauch the mannequin's face before kissing it lo enable them to direct the kiss towards the correct location (i.e. , thc lips).

ln accord with Güntürhin (2003) all tasks wcre perfonned once to ensure a spontancous motor response.

RESULTS

Figure I shows perccntagc of right and left prcfcrcnce separately for group and task. Controls wcrc found to havc thc typical right-sidc prcfcrcncc, in that thcy showed a right prcfcrencc for head turning (x2 = 3.8, p = .05), handedness (x2 = 18.6, p <.00 I), footcdness (x2 = 7.5, p = .006). and cyc preference (x2 = 3.8, p =.05).

In addition, of the 17 sighted right-kisscrs, 89% were right-handed, 78'% wcre right-footed, and 83% had a right-eye prefcrence. Of the 9 lcft-kisscrs, 100% wcre right-handcd, 75% were right-footed, and 38'% had a right eyc prefcrcncc.

In contrast, blind individuals showed a strong left prefcrence for hcad turning (x2 =9.9, p = .002), which was accompanicd by a clear right­handedness (x2 = 9.9, p = .002). On footedness, blind individuals showcd a trcnd towards a righ t prcference as weil (x2 =2.9, p =.09). Out of the 15

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412 NAVA, GÜNTÜRKÜN, RÖDER

A J•tofl orightJ B J•tefl DnghtJ

* 100% * * 100% ......... ~ ~ * ,....._,

* 80°~ s: 80% s: ~ 60% f 60% ~ 0 0 50%

"' .. 40%

"' 40~0 "' "' ~ ~ ~ 20~~

~ 20% 0 "' Cl. Cl.

0" ,. o•· .. loot kiss hand eyo foot klss hand

Figure I. Pcrccntagc of right vs lcft rcsponscs as a function of task. scparatcly for (A) controls aml

(B) blind individuals.

left-kissers, 87'X, were right-handed ancl 67% were right-footed. Finally, no preference for hand used during Braille rcading was lound in the blind participants (X2 = 1.5, p = .5).

When comparing the relative frcquencies of lateralised functions betwccn groups, wc found that hcad-turning prefcrcnce diffcrcd bctwccn blind individuals and sightcd controls (x2 = 18, p <.001), whilc both handcdncss and footedness did not diffcr between groups (p =.6).

DISCUSSION

In the prcsent study wc investigated the roJe of visual experience in fostering functional asymmetries by tcsting a group of totally blind human adults. We predictcd that, if visual cxpericnce plays a crucial rote in shaping thc dircction of lateralisation, our blind participants would havc shown no siele prcfcrcncc for thc motor asymmetries wc tested (i.e., head turning, handcdncss, and footcdness). Our rcsults did not match our hypothcscs, in that blind individuals, unlikc sightcd controls, were found to havc strong siele prefercnces. They displaycd a left hcad-turning bias and a right hand prefcrcnce. This atypical relation might have a serics of thcoretical implications which we discuss in the following, being aware that they arc derived post hoc. First, the f'act that abscncc of dcvclopmcntal visual cxpcriencc alters the typical right hcad-turning pattcrn, which has bcen shown to bc robust and thought to bc innatc (Licderman & Kinsbourne. 1980; Ververset al., 1994), suggests that this motor bias is grcatly affccted b) sensory input. This novcl finding sheds new light on the roJe of sensor) expcricnce in shaping asymmctric bchaviours assumcd to havc a typica: right-sidcd bias.

Second, we havc shown that visual dcprivation only alters I1Cad-turn bul lcavcs othcr asymmctries una!Tcctcd (i.c .. handcdncss). Thc l~tct that visua·

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FUNCTIONAL ASYMMETRIESAND EXPERIENCE 413

experience only selectively shapes the direction of some functional asymme­tries further suggcsts that different kinds of left- right biascs possibly have different rcasons. For cxample, hcad-turning prcfcrence and handedness might have different degrees of genetic predetennination and cxperience susceptibility or both might depend on different types of expericncc. This result has implieations for previous studies that have documented the influcnce of visual experience in fostering functional asymmctries (Coryell, 1985; Ocklcnburg ct ai. , 2010), as weil as gcnctic modcls accounting for the emergcnce of handedness (for a rcview, sec Corballis, 1997).

Although Ocklenburg et al. (2010) found a strong relation between vision and handedness. they nonethe\ess concluded that handedness emerges from a combined gene environment interaction in which handcdncss cannot be cxp1ained with a purcly gcnetic approach, although gcnetic factors may explain a major aspcct of thc variancc. Consequently, a right-turning bias should increase the incidcnce and strcngth of right-handedness sinee it biases vision towards the right hand. Against this background the Iack of a right­turning preference in blind individua1s should be expected to decrcase right­handedness. This was not the case. Obviously, our sample of blind participants was small and on ly a strong cffcct size wou1d have uncovcred a significant change in the magnitude of handedness (and footcdness) between controls and blind participants. Howcver, thc numerically complete abscncc of a changed leftlr ight handedness ratio in the group of congenitally blind individuals suggests that visual experience does not strongly modify handcdness dcspitc its significant influcnce on head-turn preference, suggesting that either genes or a different type of experience may play a crucial roJe in the emergence of this specific functional asymmetry. The first option would be in accord with the main models on the emergence of handedness (Annett, 2002; McManus, 1985) . In particular, twin studies (for a meta-analysis of the literature, see Sicotte, Woods, & Mazziotta, 1999) have shown that monozygotic twins tend to have same hand prcference compared to dizygotic twins, thus supporting the genetic models for handedness. Tbc latter would ncvcrtheless demonstratc that different functional asymmetries do not develop in parallel based on the same types of experientia1 guidance.

I t should be mentioned, however, timt the comparison between Ocklenburg et al. (20 I 0) and our study may susceptible to confound, as total absence of visual expericncc cannot be completely compared to continuously orienting vision towards one side of the body. For examplc, people with macular degcncration ca using impaired centrat vision show impaired auditory localisation (Lessard, Pan\ Lepore, & Lassonde, 1998), while totally blind individuals show equal or improved auditory localisation skills as compared to sighted controls (Röder et al. , 1999). Thus a ltered vision might affect non­visual functions differcntly as compared to the total absence of vision . ln the same vcin it could be speculated that a deviating or total visual deprivation

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414 NAVA, GÜNTÜRKÜN,RÖDER

could difTcrentially influcnce patterns of latcralisation duc to plastic changes that have bcen observed in the sensory dc-afTercntcd brain, possibly relatcd to compensatory mechanisms (for a revicw, see M crabet & Pascual-Leonc, 2010).

Finally it rcmains to bc discussed why an atypical expericncc, such as blindncss, Ieads to a reversal of hcad-turning asymmctry. Presently we can only speculate about the reasons for this finding. A hint to what could possibly influence such reversal comcs from obscrvation of cornmon patterns of behaviour in most blind individuals. Blind individuals tend to keep their cane in their dominant hand (i.c., right hand), while holding the upper right a rm or thc right shoulder of their guide with thcir left hand, so that the interlocutor is kcpt on the left sidc. Indeed, all o ur participants uscd a canc daily and reported keeping it in their right hand. This particular bchaviour could fostcr selective oricnting and head turning towa rds the lcft side. Whethcr other changes in the lateralisation of, e.g., socia l function s follow from this bias scems an intcrcsting qucstion for Future research.

In conclusion, o ur findin gs speak in favour of the distinct roJe of nature (i.e., genctics) and nurture (i.e., environment) in shaping human la tcralised functions, and the difficulty of reconciling the cmcrgencc of all fun ctional asymmctrics to eithcr single-gene or gene- enviro nment interaction mod­cls. Further rcsea rch is nccdcd to shed light on thc funct ional and possibly evolutio nary mcaning of these distinct rolcs in explaining human latcralisatio n.

Manuscript received 2 1 November 201 1 Reviscd manuscript receivcd 2 M ay 2012

First published online 3 July 2012

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