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i Energy and environmental characterization of Plug-in Hybrid Electric Vehicles Ricardo Jorge Amaral Lopes Thesis to obtain the Master of Science in Mechanical Engineering Examination committee President: Professor Mário Manuel Gonçalves da Costa Supervisor: Doctor Gonçalo Nuno Antunes Gonçalves Co-Supervisor: Engineer Gonçalo Nuno de Oliveira Duarte Member of the Committee: Doctor Carla Alexandra Monteiro da Silva May 2013

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Page 1: Energy and environmental characterization of Plug-in Hybrid … · Hybrid Electric Vehicles Ricardo Jorge Amaral Lopes Thesis to obtain the Master of Science in Mechanical Engineering

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Energy and environmental characterization of Plug-in

Hybrid Electric Vehicles

Ricardo Jorge Amaral Lopes

Thesis to obtain the Master of Science in

Mechanical Engineering

Examination committee

President: Professor Mário Manuel Gonçalves da Costa

Supervisor: Doctor Gonçalo Nuno Antunes Gonçalves

Co-Supervisor: Engineer Gonçalo Nuno de Oliveira Duarte

Member of the Committee: Doctor Carla Alexandra Monteiro da Silva

May 2013

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Acknowledgements

I would like to start to acknowledge my supervisor Doctor Gonçalo Gonçalves as well as my co-

supervisor Engineer Gonçalo Duarte. Your guidance and vision were very important for the

outcome of this work. I am sincerely grateful, for the opportunity to work and learn with both.

I would also like to thank to the colleagues from DTEA – Transports, Energy and Environment,

for the good working environment that you gave me. A special thanks to Doctor Patricia Baptista

and Professor Tiago Farias for the help and valuable suggestions.

I want to thank Toyota Caetano Portugal and Opel Portugal who lent the vehicles used in this

work, without them this work would not have been possible.

I would also like to thank all the friends I met during this journey at Instituto Superior Técnico, all

of you were important. Especially thanks to Carlos, Ricardo, Eduardo and André for the great

moments and mutual support in difficult times, you will never be forgotten.

Most importantly, I want to express my enormous gratitude to all my family. Especially to my

parents who were the most important persons during my development as an individual. I want to

thank them for all the opportunities they gave me. I will always be grateful for your efforts and

your belief in me, may this be your work as well.

Last but not least, thank you Marcella for your infinite patience, support and love. This work was

just possible thanks to you and your immeasurable enthusiasm.

To all, I express my sincere gratitude.

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Resumo

A Sociedade moderna enfrenta desafios relativamente à redução dos seus impactes

energéticos e emissão de poluentes, procurando alternativas sustentáveis. O sector dos

transportes enfrenta grandes desafios para reduzir emissões e custos, sendo os veículos

Híbridos Plug-in uma resposta da indústria automóvel a estas questões.

Neste trabalho foram estudados os dois veículos mais representativos desta tecnologia (Toyota

Prius Plug-in e Opel Ampera) relativamente ao impacte energético e emissão global de

poluentes, tendo sido efetuadas monitorizações em estrada, em condições reais de utilização

através de um laboratório portátil. Os resultados referentes aos dois veículos estudados foram

analisados para diferentes modos de condução, de acordo com a metodologia Vehicle Specific

Power.

Atendendo às dificuldades e aos riscos de medir diretamente os fluxos elétricos, foi

desenvolvida uma metodologia que permite estimar os consumos elétricos destes veículos,

assim como a autonomia elétrica. Quando comparado com dados medidos o erro máximo na

autonomia foi de 4,2% para o Toyota e de -0,2% para o Opel. No caso do consumo este teve

um erro máximo de -4,1%.

Simulando ambos os veículos com as metodologias desenvolvidas para condutores típicos,

verificou-se que o Toyota é mais eficiente em charge sustaining, mas não em charge depleting

comparando com o Opel. Este tem um comportamento muito próximo de um veículo elétrico

em charge depleting sendo pouco eficiente em charge sustaining. Verificou-se que o Toyota

tem uma dependência da agressividade com que é conduzido, podendo as reduções de

consumo de combustível atingir até 80% quando conduzido suavemente.

Palavras-chave: Veículos híbridos Plug-in, emissões globais, caracterização energética, Vehicle Specific Power, laboratório portátil de emissões, monitorização em estrada.

.

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Abstract

Modern society faces challenges in terms of energy impacts and pollutant emissions and should

search for sustainable alternatives. The transportation sector has several challenges for

emissions and transportation costs reduction. Plug-in Hybrid vehicles are one answer from the

automobile industry to this issue.

Through this work, the most representative vehicles of this technology (Toyota Prius Plug-in and

Opel Ampera) were studied in terms of their energy impact and pollutant emissions. For that,

on-road monitoring using a portable laboratory was performed. The results for both vehicles

were studied according with the Vehicle Specific Power methodology.

Taking into account the risks and the difficulties of obtaining electricity flows, a methodology that

allows calculating electricity consumption from these vehicles as well as estimating electric

range was developed. When compared to measured data, the maximum errors for the electric

range were 4.2% for the Toyota and -0.2% for the Opel. In terms of fuel consumption the

maximum error verified was -4.1%.

Applying the developed methodologies to both vehicles and for two drivers profile (Lisbon

metropolitan area and America driver), it was verified that the Toyota in charge sustaining mode

is more efficient then in charge depleting mode when compared to the Opel, which has a

behavior close to an electric vehicle in charge depleting, but it is not as efficient in charge

sustaining mode. It was observed that the Toyota consumption is highly dependent on the

aggressiveness with which it is driven; fuel consumption reductions can reach 80% when driven

softly.

Key-words: Plug-in Hybrid Vehicles, global emissions, energy characterization, Vehicle

Specific Power, portable laboratory for emissions, on-road monitoring.

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Content

1. Introduction .......................................................................................................................... 1

1.1. State of the art ............................................................................................................. 5

1.2. Objectives and Research Questions ....................................................................... 8

1.3. Structure of the thesis ................................................................................................ 9

2. Background concepts ...................................................................................................... 11

2.1. HEV and PHEV ......................................................................................................... 11

2.1.1. Different powertrain configurations .................................................................... 14

Series Hybrid ..................................................................................................................... 14

Parallel Hybrid ................................................................................................................... 15

Series / Parallel Hybrid .................................................................................................... 16

2.1.2. Charge Sustaining and Charge Depleting ........................................................ 16

2.2. Pollutant emissions, control and legislation .......................................................... 18

3. Methodology ...................................................................................................................... 29

3.1. Measuring apparatus and procedures................................................................... 29

Gas analyzer ..................................................................................................................... 30

OBD reader ....................................................................................................................... 31

GPS receiver ..................................................................................................................... 31

Laptop................................................................................................................................. 32

Roads and routes ............................................................................................................. 33

3.2. Data analysis – Vehicle Specific Power Methodology ........................................ 34

3.3. Methodology for electricity consumption prediction ............................................ 35

4. Results ............................................................................................................................... 41

4.1. Electricity consumption methodology .................................................................... 41

4.1.1. Validation with a Toyota Prius (HEV) ............................................................ 41

4.1.2. Comparison between methodology and measured data ............................ 42

4.2. Fuel consumption and pollutant emissions ........................................................... 44

4.2.2. Toyota Prius Plug-in ......................................................................................... 44

4.2.3. Opel Ampera ..................................................................................................... 57

4.3. Emissions due to electricity consumption ............................................................. 66

5. Case studies ...................................................................................................................... 71

5.1. Opel Ampera in a Real Trip .................................................................................... 71

5.2. Toyota Prius Plug-in in a Real Trip ........................................................................ 73

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5.3. Lisbon metropolitan area driver .............................................................................. 77

5.4. NCSU sample driver ................................................................................................ 80

6. Conclusions and future work .......................................................................................... 85

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List of tables

Table 1 - EURO standards for light duty vehicles since EURO1 to EURO6 ................... 23

Table 2 - Comparison between 1983 and a 2009 BMW .................................................... 25

Table 3 - Measuring range of different gases from Vetronix PX-A-1100 gas analyzer . 31

Table 4 - OBDKey OBD scanner specifications .................................................................. 31

Table 5- Vehicles Specifications ............................................................................................ 33

Table 6 - Distances and characteristics of monitored trips (Toyota Prius Plug-in) ........ 34

Table 7- Distances and characteristics of monitored trips (Opel Ampera) ...................... 34

Table 8 - Range of each VSP mode (18) .............................................................................. 35

Table 9 - Comparison between predicted and measured values for electricity

consumption .............................................................................................................................. 42

Table 10 - Delays tested and error of each estimation (Opel Ampera)............................ 61

Table 11 – Time average tested and error of each estimation (Opel Ampera) .............. 62

Table 12 - WTT Energy consumption and emission factors for the different energy

pathways considered (56) ....................................................................................................... 67

Table 13 - WTT Energy consumption and emission factors for the different power

mixes from 2003 to 2011 in gCO2/MJ ................................................................................... 68

Table 14 - Time distribution per VSP mode in a measured trip (Opel Ampera) ............. 71

Table 15 - Simulation results for a real trip in CD (Opel Ampera) .................................... 71

Table 16 - Simulation results for a real trip in CS (Opel Ampera) ..................................... 72

Table 17 - Time distribution per VSP mode in a measured soft trip (Toyota Prius Plug-

in) ................................................................................................................................................ 73

Table 18 - Simulation results for a real soft trip in CD (Toyota Prius Plug-in) ................ 73

Table 19 - Time distribution per VSP mode in a measured aggressive trip (Toyota Prius

Plug-in) ....................................................................................................................................... 74

Table 20 - Simulation results for a real aggressive trip in CD (Toyota Prius Plug-in) .... 74

Table 21 - Time distribution per VSP mode in a measured aggressive trip with CD and

CS (Toyota Prius Plug-in)........................................................................................................ 75

Table 22 - Simulation results for a real, aggressive trip in CD (Toyota Prius Plug-in) .. 75

Table 23 - Simulation results for a real, aggressive trip in CS (Toyota Prius Plug-in) ... 75

Table 24 - Simulation results for a real, aggressive trip accounting for CD and CS

contribution (Toyota Prius Plug-in) ........................................................................................ 75

Table 25 - Time distribution per VSP mode for a typical Lisbon metropolitan area driver

..................................................................................................................................................... 77

Table 26 - Simulation results for typical Lisbon metropolitan area driver in CD (Opel

Ampera) ..................................................................................................................................... 78

Table 27 - Simulation results for typical Lisbon metropolitan area driver in CS (Opel

Ampera) ..................................................................................................................................... 78

Table 28 - Simulation results for typical Lisbon metropolitan area driver in CD (Toyota

Prius Plug-in) ............................................................................................................................. 79

Table 29 - Simulation results for typical Lisbon metropolitan area driver in CS (Toyota

Prius Plug-in) ............................................................................................................................. 79

Table 30 - Time distribution per VSP mode for an American driver ................................. 80

Table 31 - Simulation results for an American driver in CD (Opel Ampera) .................... 81

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Table 32 - Simulation results for an American driver in CS (Opel Ampera) .................... 81

Table 33 - Simulation results for an American driver in CD (Toyota Prius Plug-in) ....... 82

Table 34 - Simulation results for an American driver in CS (Toyota Prius Plug-in) ....... 82

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List of Figures

Figure 1 - Evolution of the energy share from renewable sources in Portugal between

1999 and 2011 (with hydrological correction) (1) .................................................................. 1

Figure 2 - Total final consumption of oil by sector between 1971 and 2010 (Mtoe) (3) .. 2

Figure 3 - World transport energy use by mode, 1971-2006 (4) ......................................... 2

Figure 4 - Key crude oil spot prices in USD/barrel (3) .......................................................... 3

Figure 5 - Rotterdam oil product spot prices in USD/barrel (3) ........................................... 3

Figure 6 – Electricity prices in Portugal, France and EU27 (6) ........................................... 4

Figure 7 - Share of pollutant emissions from transport and non-transport sectors in

2010 (8) ........................................................................................................................................ 5

Figure 8 - Lohner-Porsche Mixte Hybrid (11) ....................................................................... 11

Figure 9 - Evolution of HEV sales in USA ............................................................................ 12

Figure 10 - Sales prediction for EV, PHEV, HEV, etc. by LMC Automotive .................... 13

Figure 11 - Energy density of batteries, liquid and gaseous fuels (4) .............................. 13

Figure 12 - Configuration of a series hybrid electric drive train (15) ................................. 15

Figure 13 - Configuration of a parallel hybrid electric drive train (25) .............................. 16

Figure 14 - Charge Depleting and Charge Sustaining of a range-extender PHEV ........ 17

Figure 15 - Charge Depleting of a blended PHEV .............................................................. 18

Figure 16 - Conversion efficiency for NO, CO and HC for a three-way catalyst as a

function of exhaust gas air/fuel ratio (34) .............................................................................. 22

Figure 17 - Tailpipe emissions from new passenger vehicles and future targets (41) .. 24

Figure 18 - Average CO2 emissions from 2000 until 2011 from different manufacturers

(41) .............................................................................................................................................. 25

Figure 19 - Schematics of a chassis dynamometer test ..................................................... 26

Figure 20 - Velocity profile of the NEDC ............................................................................... 26

Figure 21 - Main components of VE-LAB and typical installation places on light duty

vehicles ...................................................................................................................................... 30

Figure 22 - Vehicles measured. On the left is the Opel Ampera and on the right the

Toyota Prius Plug-in ................................................................................................................. 32

Figure 23 - Variation of SOC with VSP value (Toyota Prius Plug-in) ............................... 36

Figure 24 – Comparison between measured and predicted battery SOC (Toyota Prius

Plug-in) ....................................................................................................................................... 37

Figure 25 - Estimated battery SOC points compared to the measured values (Toyota

Prius Plug-in) ............................................................................................................................. 38

Figure 26 – Comparison between measured and predicted battery SOC (Toyota Prius

Plug-in) ....................................................................................................................................... 38

Figure 27 - Estimated battery SOC points compared to the measured values (Toyota

Prius Plug-in) ............................................................................................................................. 39

Figure 28 – Comparison between reported battery state of charge to the driver and

measured SOC by OBD, left: Toyota Prius Plug in, right: Opel Ampera ......................... 40

Figure 29 - Variation of SOC with VSP value (Opel Ampera) ........................................... 42

Figure 30 - Estimated battery SOC points compared to the measured values (Opel

Ampera) ..................................................................................................................................... 43

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Figure 31 - Estimated battery SOC points compared to the measured values (Opel

Ampera) ..................................................................................................................................... 43

Figure 32 - - Measured and predicted battery SOC (Opel Ampera) ................................. 44

Figure 33 - Time distribution per VSP mode in CS (Toyota Prius Plug-in) ...................... 45

Figure 34 - Percentage of time with ICE OFF in CS (Toyota Prius Plug-in) ................... 45

Figure 35 - Fuel consumption per VSP mode in CS (Toyota Prius Plug-in) ................... 46

Figure 36 - CO2 emissions per VSP mode in CS (Toyota Prius Plug-in) ......................... 46

Figure 37 - CO emissions per VSP mode in CS (Toyota Prius Plug-in) .......................... 47

Figure 38 - HC emissions per VSP mode in CS (Toyota Prius Plug-in) .......................... 47

Figure 39 - NOx emissions per VSP mode in CS (Toyota Prius Plug-in) ........................ 48

Figure 40 - Time distribution per VSP mode in CD (Toyota Prius Plug-in) ..................... 48

Figure 41 - Fuel consumption per VSP mode in CD depending on battery SOC (Toyota

Prius Plug-in) ............................................................................................................................. 49

Figure 42 - CO2 emissions per VSP mode in CD depending on battery SOC (Toyota

Prius Plug-in) ............................................................................................................................. 50

Figure 43 - CO emissions per VSP mode in CD depending on battery SOC (Toyota

Prius Plug-in) ............................................................................................................................. 50

Figure 44 - HC emissions per VSP mode in CD depending on battery SOC (Toyota

Prius Plug-in) ............................................................................................................................. 51

Figure 45 - NO emissions per VSP mode in CD depending on battery SOC (Toyota

Prius Plug-in) ............................................................................................................................. 51

Figure 46 - Fuel consumption per VSP mode in CS and CD (Toyota Prius Plug-in) ..... 52

Figure 47 - Percentage of time with ICE OFF in CD (Toyota Prius Plug-in) for an

aggressive driving ..................................................................................................................... 52

Figure 48 - Percentage of time with ICE OFF in CD (Toyota Prius Plug-in) for a non-

aggressive driving ..................................................................................................................... 53

Figure 49 - CO2 emissions per VSP mode in CS and CD (Toyota Prius Plug-in) .......... 54

Figure 50 - CO emissions per VSP mode in CS and CD (Toyota Prius Plug-in) ........... 54

Figure 51 - HC emissions per VSP mode in CS and CD (Toyota Prius Plug-in) ............ 55

Figure 52 - NO emissions per VSP mode in CS and CD (Toyota Prius Plug-in) ........... 55

Figure 53 - Electricity consumption per VSP mode in CD (Toyota Prius Plug-in) .......... 56

Figure 54 - Time distribution per VSP mode in CS (Opel Ampera) .................................. 57

Figure 55 - Fuel consumption per VSP mode in CS (Opel Ampera) ................................ 58

Figure 56 - CO2 emissions per VSP mode in CS (Opel Ampera) ..................................... 59

Figure 57 - CO emissions per VSP mode in CS (Opel Ampera) ...................................... 59

Figure 58 - HC emissions per VSP mode in CS (Opel Ampera) ....................................... 60

Figure 59 - NO emissions per VSP mode in CS (Opel Ampera) ...................................... 60

Figure 60 - Fuel consumption per VSP mode for different tested solutions (Opel

Ampera) ..................................................................................................................................... 62

Figure 61 - Variation of battery SOC per VSP value in CS (Opel Ampera) .................... 63

Figure 62 - Time distribution per VSP mode in CD (Opel Ampera) .................................. 64

Figure 63 - Electricity consumption per VSP mode in CD (Opel Ampera) ...................... 65

Figure 64 - Time distribution per VSP mode in Mountain mode ....................................... 66

Figure 65 - Fuel consumption per VSP mode in Mountain mode ..................................... 66

Figure 66 - Energy use (MJ) for different vehicles in different driving modes accounting

for the energy source on NEDC driving profile .................................................................... 68

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Figure 67 - WTW CO2 emissions in CD and CS for the Opel Ampera and Toyota Prius

Plug-in performing a NEDC. ................................................................................................... 69

Figure 68 - WTW CO2 emissions in CS and in CD for different power mixes (Opel

Ampera and Toyota Prius Plug-in) ......................................................................................... 69

Figure 69 - Effect of battery charge in terms of fuel consumption and CO2 emissions

(Opel Ampera) ........................................................................................................................... 72

Figure 70 - Effect of country power mix for global CO2 emissions reduction (100%

charge) (Opel Ampera) ............................................................................................................ 73

Figure 71 - Effect of battery charge in terms of fuel consumption and CO2 emissions

(Toyota Prius Plug-in in an aggressive driving) ................................................................... 76

Figure 72 - Effect of country power mix in terms of CO2 emissions (Toyota Prius Plug-in

driven aggressively) ................................................................................................................. 76

Figure 73 - Effect of driving behavior on fuel consumption reduction (Toyota Prius Plug-

in) ................................................................................................................................................ 77

Figure 74 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix

for a typical Lisbon driver (Opel Ampera) ............................................................................. 78

Figure 75 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix

for a typical Lisbon driver (Toyota Prius Plug-in) ................................................................. 80

Figure 76 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix

for an American driver (Opel Ampera) .................................................................................. 82

Figure 77 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix

for an American driver (Toyota Prius Plug-in) ...................................................................... 83

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List of acronyms

BEV Battery Electric Vehicle

CD Charge Depleting

CI Compressed Ignition

CS Charge Sustaining

CV Conventional Vehicle

EG Electric Generator

EM Electric Motor

EU European Union

EV Electric Vehicle

FTP Federal Test Procedure

GPS Global Positioning System

HEV Hybrid Electric Vehicle

ICE Internal Combustion Engine

IMA Integrated Motor Assist

LMA Lisbon Metropolitan Area

NEDC New European Driving Cycle

OBD On-Board Diagnosis

PHEV Plug-in Hybrid Electric Vehicle

SI Spark Ignition

SOC State of Charge

TTW Tank-To-Wheel

TWC Three Way Catalytic

UK United Kingdom

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USD United States Dollar

VSP Vehicle Specific Power

WLTP Worldwide harmonized Light vehicles Test Procedures

WTT Well-To-Tank

WTW Well-To-Wheel

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1. Introduction

In recent years, modern society has been facing several economic and environmental

challenges. Amongst these challenges there is the reduction of pollutant emissions as well as

improving the efficiency of energy use. Both these challenges are related to each other as most

of the world energy comes from burning fossil fuels, consequently emitting pollutants that can

be noxious for human health and for the environment. This situation has been changing

significantly in the last decade, due to the increase of energy production from renewable

sources, which is largely encouraged by governmental initiative.

In the Portuguese case, as can be seen in Figure 1 by Associação de Energias Renovaveis (1),

the percentage of electricity from renewable sources have been increasing, from around 30% in

1999 to around 50% in 2011.

Figure 1 - Evolution of the energy share from renewable sources in Portugal between 1999 and

2011 (with hydrological correction) (1)

This tendency is followed by several countries, namely in the European Union, with agreements

to achieve goals of renewable shares of 20% in total energy consumption by 2020 (2009/28/EC

(2)) but due to the recent economic crisis, the investment on these technologies may have a

significant reduction slowing the growth tendency of the renewable energy share.

The world´s energy use has been increasing significantly in the last decades, the transport

sector especially the road passenger sector is the biggest responsible for this growth, as can be

seen in Figure 2 and Figure 3.

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Figure 2 - Total final consumption of oil by sector between 1971 and 2010 (Mtoe) (3)

From 1971 to 2005, the energy use by the transport sector more than doubled. This tendency

can be seen of Figure 3 which represents the energy use by the sector transport subdivided in

its different modes.

Figure 3 - World transport energy use by mode, 1971-2006 (4)

In Figure 3, it can be seen the importance the road passenger transport has on the total energy

consumed by this sector. For this reason, in the transportation sector, the challenges faced are

the same as referred above: improve overall efficiency, reduce pollutant emissions and reduce

operational costs. Therefore the effort from the manufacturers is to produce more efficient

vehicles that can comply with regulations ( (5) for European Union), and are also able to provide

a cost effective way of transport (cost per km). The last issue is increasing in importance for

consumers as the oil prices increased significantly in the recent years. Figure 4 shows the

evolution of the crude oil prices since the 90’s until 2012. It can be seen that prices increased

from around 20 dollars per barrel to 100 dollars in 2012. This represents a growth of 500% in 22

years.

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Figure 4 - Key crude oil spot prices in USD/barrel (3)

Since fossil fuels like gasoline and diesel derive from crude oil, any fluctuation on its price will

be reflected on the end products, as it is the case of gasoline, diesel, jet fuel and kerosene

amongst other important products to our society especially in terms of energy.

Figure 5 provides an overview of several end product prices (heavy fuel oil, gasoil and gasoline)

presenting a strong relation with crude oil prices as can be easily verified.

Figure 5 - Rotterdam oil product spot prices in USD/barrel (3)

As seen in Figure 5 fuel prices increased significantly in the last decade but if we look to

electricity prices, their increase is not as significant. Figure 6 presents the tendency of electricity

prices in the last decade, according to EUROSTAT (6). Assuming this trend is maintained,

electricity powered vehicles will increase in their importance due to reduced operational costs in

terms of their energy consumption when compared to oil based fuel vehicles.

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Figure 6 – Electricity prices in Portugal, France and EU27 (6)

In order to reduce operational costs (costs per kilometer) and emissions from vehicles,

manufacturers started to adopt different solutions as it is the case of Hybrid technology in

automobiles, which refers to the use of two distinct power sources. The most common type of

Hybrid combines an internal combustion engine (ICE) with an electric motor (EM). For that,

besides having a gas tank to store liquid fuel to power the ICE, it also uses batteries to store

energy to power the EM. Hybrid electric vehicles will be further presented in section 2.1.

As oil consumption increases, pollutant emissions resulting from burning fossil fuels will also

increase. This is of huge importance in our society as the source of most greenhouse gases

result from burning fossil fuels and therefore, efforts have to be made in order to reduce energy

consumption from non-renewable sources and its associated emissions.

Anthropogenic emissions are the ones provoked by humans as in industrial processes or motor

vehicles (7). Associated with the burning process of any fossil fuel there are pollutants emitted

to the atmosphere. These pollutants can be classified as global or regional depending on where

their impact is more significant. Amongst the most relevant global level emissions are carbon

dioxide (CO2), methane (CH4) and nitrous oxide (N2O). Regarding the ones that have impact on

a regional level, there are carbon monoxide (CO), unburned hydrocarbons (HC), nitrogen

oxides (NOx), sulfur dioxide (SO2) and particulate matter (PM) (7).

The transport sector has a very high share of the anthropogenic pollutant emissions. Regarding

road transport, efforts have been made in order to control and/or reduce such emissions by

introducing regulations and by vehicle manufacturer’s efforts, as will be discussed within this

section. Figure 7, authored by the European Environment Agency (8), presents the share of

emissions from the transport sector, being subsequently divided by road, railway, shipping and

aviation transport, in 2010.

As seen in Figure 7, NOx emissions from transport sector represent 58% of all NOx emissions,

which makes this sector the main source for this pollutant. The share of other pollutants by the

transport sector is very important.

0

0,05

0,1

0,15

2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

Pri

ce (€

/kW

h)

EU 27

Portugal

France

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Figure 7 - Share of pollutant emissions from transport and non-transport sectors in 2010 (8)

Due to energy and environmental concerns, new vehicle technologies, such as Plug-in Electric

Hybrid Vehicles, which are an intermediate solution between pure electric and Conventional

Hybrid Electric Vehicles, can be seen as a solution for some of the issues addressed in this

chapter, making use of renewable energy to charge the batteries.

1.1. State of the art

As awareness about the problems associated with fossil fuel consumption and consequent

pollutant emissions becomes greater, efforts to reduce both have also increased. For the road

transport, namely road passenger transport, efforts have been made in order to reduce

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consumption and enhance efficiency of engines. Hybrid electric vehicles (HEV) are a clear

example of such efforts to improve fuel consumption. The energy used by the electrical system

in these vehicles is dependent on the amount of energy that can be regenerated from downhill

and braking situations. The electric motor on HEV is mainly used on low power situations or to

assist the engine in point where it is less efficient.

Plug-in Hybrid Electric Vehicles (PHEV) are a natural evolution from HEV. These vehicles have

characteristics similar to HEV but have the possibility of being “plugged-in”, which allows them

to be externally charged, making it possible to increase full electric driving range, as well as the

number of situations in which the electric motor is solicited. PHEV are considered to be a good

solution to reduce CO2 emissions from the transport sector.

Studies like the one made by Doucette et al (9), in which CO2 emissions from electric and plug-

in Hybrid vehicles are modeled and compare with published values for CO2 emissions from

conventional ICE vehicles (CV), show the advantage of such solution for the future CO2

emissions reduction. The fact that PHEVs require less batteries than EVs and due to the more

efficient operation of their on-board ICE (generally) when compared to CV, allow the

theorization that given a certain power generation mix with different CO2 intensities, PHEVs

may emit less CO2 than both CVs and EVs (9). If the example of France is taken, where the

power generation has a low CO2 intensity, EVs were found to be the best option for reducing

CO2 emissions from automobile transport (9). For a mid-range CO2 intensity power generation

mix, as in the United States, PHEV are able to emit from 3 to 6 gCO2 per km less than an EV

during their electric-only mode (9). However, if the full driving range of the EV is taken into

account, these vehicles will be the most effective in reducing automotive CO2 emissions (9).

If the example of daily driving is considered, and if the range necessary for the vehicle is easily

fulfilled with a PHEV, these would be the best option in such kind of power generation. This can

be explained with the reduced weight compared to EV due to smaller batteries. The last case is

the one with a high CO2 intensity power generation mix, as for example in China, it was found

that PHEVs would emit less over their entire range than both a similar EV and CV (9). This

shows that, to take full advantage of the EV and PHEV capacity on reducing carbon emissions,

in highly CO2 intensive countries, can more effectively be achieved if decarburization of their

power generation is highly pursued (9). Studies like K. Yabe et al. (10) shows how much the

CO2 intensity of power generation affects the CO2 reduction rate by the introduction of EV and

PHEV vehicles.

The best choice of battery sizing depends critically on the distance that the vehicle will be driven

between charges. It was also seen that PHEV perform better when their batteries are sized

according to the driver charging patterns (11). Methods for evaluation battery size that best

adapt to driver’s needs include simulation tools, which can provide estimates of vehicle

performance (in terms of energy use and pollutant outcomes). Reference simulation tools

include Copert, MOVES and ADVISOR (12) (13) (14). However, in order to have significant

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results from numerical tools, it is usually necessary to have on-road or laboratorial inputs of a

given vehicle technology. Regarding PHEV, there are still few studies that characterize Plug-in

Hybrids under real-world operation.

Data collecting from vehicle on-road monitoring can be analyzed with the Vehicle Specific

Power methodology. An example of the application of on-road monitoring and Vehicle Specific

Power (VSP) methodology was performed by Gonçalves (15) to characterize conventional ICE

vehicles running on different fuel blends, for example, in order to compare which will have the

highest amount of fuel consumption for the same power situations. A portable laboratory was

developed to monitor important parameters during vehicle driving as for example Speed, engine

RPMs, exhaust gases concentration, engine load and altitude amongst others.

Plug-in Hybrid Electric Vehicles were monitored using a portable laboratory by Frey et al (16).

The particularity of this study was that the vehicle used was altered from a conventional HEV,

meaning that this was not a series production PHEV and therefore not projected to work as one.

This same study provides some information about which things should be taken into account

when considering PHEV as for example the clear separation between charge sustaining and

charge depleting mode. For this reason PHEV cannot be considered as “black boxes” as it

happens when monitoring HEV (17)

This study uses VSP methodology to group points with similar power output due to vehicle

dynamics and road topography (18). This methodology developed by Jimenez-Palacios (19) will

be explained in more detail in section 3.2 and allows computing the necessary power to

maintain a certain driving situation. Dividing these power situations into modes allows

characterizing fuel consumption and pollutant emissions for similar power situation modes

allowing future simulation of those vehicles. For these simulations, information about the exact

road and conditions where the vehicle is driven is not necessary, being only necessary

information about the time spent on different VSP modes. Therefore, the VSP methodology is

independent of the route where the vehicle is driven. The use to this methodology for vehicle

simulation is widely used.

There is a lack of studies for Plug-in Hybrid Electric Vehicles (PHEV) developed from start to

work as such and which only started to be available to the consumer recently. Therefore, the

focus of this work is to perform an energy and environmental characterization under real-world

operation, of the most representative PHEVs available. For that reason a methodology to

characterize the working parameters of such vehicles should be developed in order to provide

the necessary information for the simulation tools as well as a systematic way of evaluating

future models yet to be released.

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1.2. Objectives and Research Questions

The main objectives of this research work are:

1. Quantify fuel consumption and pollutant emissions for different operating modes based

on measured data;

2. Develop a methodology to estimate energy flows in and out of the battery based on

Vehicle Specific Power (VSP) and battery State Of Charge (SOC) information;

3. Develop a methodology to estimate autonomy in Charge Depleting (CD) mode based

on a given drive cycle;

4. Estimate fuel and electricity consumption as well as pollutant emissions from these

vehicles when driven by any driver based on drive cycle data.

In order to achieve this objective, the main questions that I would like to answer are the

following:

Is it possible to quantify Charge Depleting (CD) and Charge Sustaining (CS) fuel

consumption and associated emissions and electricity consumption using the Vehicle

Specific Power methodology (VSP) for PHEV?

Using a portable laboratory to perform on-road measurements while the vehicle is being

operated, fuel consumption and tailpipe emissions will be assessed in a second-by-second

basis. The experimental study will account for trips with different initial battery SOC levels and

routes with characteristics to account for a comprehensible range of driving conditions. This

way, this work pretends to perform a characterization of both CD and CS operation. Data from

battery SOC will be collected from OBD data in each second of driving.

Using battery State Of Charge (SOC) data from On-Board Diagnostics (OBD) interface is

it possible to indirectly measure battery energy flows and consequently CD driving

autonomy?

To estimate the electric autonomy it is necessary to address electric consumption according to

the driving demands. There are risks associated to measuring battery current and voltage

without the technical skills and deep knowledge of the vehicle electric system design. Therefore,

under the scope of this work a methodology will be developed to estimate the energy flows from

the battery to the wheels and from the wheels to the batteries, using only SOC and VSP. This

technique will allow to indirectly measure battery energy flows without the need to install

dedicated sensors. With this information, it will be possible to estimate CD driving range based

on driving cycle characteristics. This will be important because CD and CS driving will have

different repercussions on energy use and pollutant emissions. This will allow to correctly

estimate the impacts of any trip, without have to measure a given vehicle in a predefined route.

On top of these, it is intended to simulate “typical drivers” in order to provide a direct application

of the developed methodologies and results obtained.

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1.3. Structure of the thesis

The present thesis is divided in six chapters each of them containing several subsections.

On Chapter 1, an introduction to the work is made in order to frame the present work with the

challenges faced by the transportation sector, more specifically the road transport.

Chapter 2 includes background concepts to better understand this work. An introduction to

Hybrid vehicles is done, starting by conventional Hybrid electric vehicles until the more recent

Plug-in Hybrid electric vehicles (PHEV). An explanation of different power train configurations is

done as well as presentation of different operational modes of PHEV (Charge depleting and

Charge sustaining). An introduction to the problem of pollutant emissions is also made, with an

overview of the most common ones followed by the description of imposed regulations on the

road transportation sector as well as procedures to verify vehicle compliance with those

regulations.

Chapter 3 is where the description of the methodology followed throughout this work is done. It

is explained the experimental procedures as well as used devices. The data analysis method is

explained in more detail as well as a developed methodology to indirectly measure energy flows

from these vehicles batteries.

In Chapter 4 the results of this work are presented. In the beginning of the chapter the validation

of the proposed methodology to predict electricity consumption is done. Further on the chapter,

the results for both vehicles measured are presented, starting by the Toyota Prius Plug-in in all

its driving modes and followed by the Opel Ampera also in all its driving modes. In the end of

the chapter considerations about emissions due to electricity consumption are also made in

order to assess CO2 emissions.

In Chapter 5 several case studies are presented in which the developed methodologies were

tested. These simulations include a typical driver in the Lisbon metropolitan area, a sample

driver collected in the United States and several other simulations of real trips measured on-

board in order to assess the accuracy and applicability of the developed methodologies.

In Chapter 6 the conclusion from this work are presented and discussed. In addition, possible

future work is included.

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2. Background concepts

2.1. HEV and PHEV

A Hybrid vehicle is equipped with two or more different power sources for its propulsion (20).

The most common type of hybrid vehicles are the ones equipped with an Internal Combustion

Engine (ICE) as well as an Electric Motor (EM).

Even though the first hybrid vehicle was developed around 1900, as shown in Figure8, by the

famous Ferdinand Porsche (21), this technology didn’t reach mass production until the advent

of the first successful series produced hybrid vehicles. Ferdinand Porsche was a famous

automotive engineer that besides creating the first Hybrid vehicle, also created other famous

vehicles like the Volkswagen Beetle and the Mercedes-Benz SS/SSK, in addiction to all that, he

gave his name to one of the most famous car brands of our days (22).

In recent decades, due to growing environmental concerns and need to reduce gaseous

emissions, hybrid cars started to gain more expression on the automobile market. Models like

the Toyota Prius or Honda Insight and Honda Civic IMA (first 3 Hybrid electric vehicles sold

internationally), allowed the consumers to acquire such technology with the intent to have a

lower consumption and more “environmental friendly” car.

Consumers have been accepting Hybrid Electric Vehicles (HEV), as can be verified by the

continuous grow of sales of such vehicles. Not just consumers are accepting these

technologies; also the manufacturers have been investing in the production of new models of

hybrid vehicles. The number of models sold in the US, passed from 1 in 1999 (Honda Insight)

and from 2 in 2000 (Honda Insight and Toyota Prius) to 38 in 2011 (23). Figure 9 presents the

sales growth of HEV in the American market, from 1999 until 2011. This evolution shows the

acceptance of the public about these vehicles.

Figure 8 - Lohner-Porsche Mixte Hybrid (11)

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Figure 9 - Evolution of HEV sales in USA

These Hybrid cars available to consumers are equipped with an ICE and an EM for propulsion

of the vehicle. On the Toyota Prius case, the EM is mainly used in low power situations, in

which the ICE is less efficient and therefore switched OFF. In such situation the car is in full

electric mode. In the Honda Insight, their Integrated Motor Assist (IMA) (24) helps the ICE on

the propulsion of the vehicle, but does not work independently from the ICE like in the Toyota

Prius. Both systems have the intent of reducing fuel consumption by “helping” the ICE when it is

running on its less efficient region.

On Hybrid Electric Vehicles, the energy stored on-board is provided by the vehicle means, such

as regeneration from downhill driving and/or braking situations (see for more information about

the regenerative (25), (26)) or using the ICE as generator. This means that the fuel savings and

CO2 emissions reductions are limited. Hybrid electric vehicles have a high fuel saving potential,

and that is what car manufacturers started to explore with the introduction of Plug-In Hybrid

Electric Vehicles (PHEV). One can say that these vehicles represent a “bridge” between

conventional HEV and Electric vehicles (EV), as they combine higher full electric driving

autonomy, due to their bigger battery pack (as in EV), with the extended driving range, due to

their ICE, as seen on HEV. The higher full electric driving range is achieved recurring to bigger

and heavier batteries that have a higher capacity. These batteries, when full, allow the vehicle

to be driven uniquely using energy stored in them. This way the car can be driven with zero1

emissions for longer distances than HEV. Examples of cars using this technology are the

Toyota Prius Plug-in and the Opel Ampera (Chevrolet Volt in some other markets as in the

American market). Even though both the referred vehicles are PHEV’s they are different in their

configuration, this fact will be made clear in section 2.1.1., when power-train configurations are

explained.

In the future it is expected that the sales of HEV, PHEV as well as EV will grow significantly. The

continuous grow of energy prices and increasing environmental concerns can explain this

tendency.

1 In full electric mode, emissions will be in fact zero at the time and local of energy use. This is not

completely truth at a global level as its emissions will depend on the energy mix of power generation from where the vehicle was charged.

0

100.000

200.000

300.000

400.000

1998 2000 2002 2004 2006 2008 2010 2012

Un

its

sold

Year

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Figure 10 shows a prediction by LMC Automotive (27), for the global sales of these kinds of

vehicles (EV, PHEV and HEV). Electric Vehicles are referred to, in Figure 10, as battery electric

vehicle (BEV).

This prediction expects that the sales of these type of vehicles (HEV, PHEV, BEV (EV)) will be

in 2014 more than double of what was observed in 2011 (bellow 1 million) , being more than

four times by 2018 (over 4 million).

HEV, PHEV and EV are vehicles equipped with batteries, where electrical energy is stored in

order to power the EM on board. This does not occur in conventional ICE vehicles2 (CV), in

which gasoline or diesel are their only source of energy. Those batteries have increasing energy

capacity, sizes and consequently weight from HEV to EV being PHEV in between those,

typically resulting in an increase on the weight of the vehicle and consequently the power

required for propulsion. This weight increase is not only due to the battery weight but also from

the structural reinforcements required to support this weight (11). In Figure 11 a comparison

between the energy density of batteries with liquid and gaseous fuels can be found. It can be

seen that liquid fuels have more energy density then Lithium batteries, about 10 times more

energy per kilogram of material.

Figure 11 - Energy density of batteries, liquid and gaseous fuels (4)

2 In practice CV are equipped with a lead-acid battery. This batteries are just used to power auxiliary

equipment, as radio, power windows and also the starter motor amongst others.

Figure 10 - Sales prediction for EV, PHEV, HEV, etc. by LMC Automotive

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In spite of the weight increase due to the battery, PHEV and EV are still very interesting and

efficient in terms of fuel consumption and CO2 emissions when compared with CV (9). This is

even more evident on short distance trips, as typical daily trips in Europe which in average have

34.5 km in 2007 (28).

Besides the power density problem, there is another challenge as the battery prices are still not

competitive for the complete electrification of road transport. For example, for a driving range of

500km (similar to CV with ICE) a battery will have to be of at least 75 kWh capacity and with the

expected near-term battery prices of approximately 500 USD/kWh, the battery alone would cost

between 35 000 to 40 000 USD (~27 000 – 31 000 Euros) (29).

2.1.1. Different powertrain configurations

HEVs and consequently PHEVs can be configured in several ways, more specifically in the way

the power-train is organized. As seen before, PHEV as well as HEV are equipped with 2

propulsion sources, an Electric Motor (EM) and an Internal Combustion Engine (ICE). This

originates different power-train configurations. The main challenge on the power-train design is

to manage this multiple energy sources, which depends highly on the driving cycle, ICE sizing,

battery sizing, motor sizing and battery management. The ultimate goal is to maximize the

efficiency of the whole driving system (30).

The power train configuration can be divided roughly in 3 groups, namely series hybrid, parallel

hybrid or split series/ parallel configurations (31). In the subsequent sections a brief explanation

of each system will be made in order to evidence their advantages and disadvantages.

Series Hybrid

A series configuration can be seen, for explanatory purposes, as an EV with an ICE to charge

the battery in order to extend its driving range. This is a solution to eliminate one of the biggest

drawbacks of EV which is their driving range (30). Figure 12 presents a representation of this

configuration, in which the energy flows can be seen as the traction power and battery charge

are represented trough arrows.

With this configuration, vehicle motion can be made exclusively using on-board batteries. When

they are “empty” or due to battery management strategies, the power for the traction motor can

be originated exclusively from the generator coupled to the ICE. It is also possible to feed the

traction motor from a combination of battery and generator.

This configuration is the one present, for example, in the Opel Ampera that will be used in this

work.

The biggest advantages of this configuration are as follows:

There is no mechanical connection between the ICE and the driven wheels; therefore

the ICE can be potentially operated at any point on its power map. This allows the ICE

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to always be operated within its maximum efficiency region, by the design of some

components to maximize its efficiency in that region (32);

Electric motors have a torque-speed profile that is very close for ideal traction, for that

reason the drivetrain may not need multigear transmission. This can result in a much

simpler drivetrain. If two EM are used, one for each traction wheel, the mechanical

differential can be removed. This will allow the use of a similar function to the traction

control as both wheels are decoupled (32);

The control strategy in this drive train may be simple when compared to other

configurations due to the full decoupling between the ICE and the wheels (32).

Despite these advantages, this configuration also has some disadvantages as for example:

When driven recurring to the ICE, the energy changes its form twice before reaching the

EM, for that, the inefficiencies of the generator and motor may cause significant losses

(32);

The use of a generator introduces weight and cost (32).

Parallel Hybrid

For a parallel configuration, both the EM and the ICE provide torque to the wheels. The ICE can

apply a reverse torque to the EM, charging this way the battery. In Figure 13 it can be seen a

representation of this configuration, in which the energy flows can be seen as the traction power

and battery charge are represented trough arrows.

Figure 12 - Configuration of a series hybrid electric drive train (15)

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Figure 13 - Configuration of a parallel hybrid electric drive train (25)

The main advantages of this configuration is that the ICE and the EM directly supply torque to

the driven wheels, so there is no need for energy conversion and therefore losses may be less;

another advantage is that it is a compact system because there is no generator attached and

the EM is smaller than in the Series configuration. Its major disadvantage is that the ICE cannot

be operated at its narrow higher efficiency region; also another disadvantage is the complexity

of the structure of control (25). Example of parallel hybrid vehicles are Honda’s Insight or Civic,

that use the IMA technology.

Series / Parallel Hybrid

A split series/ parallel configuration makes use of a planetary gear system for power split, that

combines an Electric Motor (EM), Electric Generator (EG) and an ICE to allow the ICE to

provide torque to the wheels and/or charge the battery through the generator. This system will

be more complex in terms of control. This configuration allows both series and parallel operation

of the ICE. It allows more flexible operation, but it is more complex in structure and costly in

price. An example of a vehicle using this configuration is the Toyota Prius (30).

2.1.2. Charge Sustaining and Charge Depleting

One of the biggest differences between HEVs and PHEVs is that in the last, the storage battery

has the capability of being charged from external sources This allows a PHEV to have a certain

driving range with energy that was provided from the grid, with all the implications in global

emissions, cost, etc. This considerable amount of energy provided by the electrical grid is

depleted while driving. Depending on the battery management of the PHEV, they can be divided

as range-extender or blended (31).

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In a PHEV there are two driving modes, which are Charge-Depleting (CD) and Charge-

Sustaining (CS) (25). Charge-Depleting is an operating mode in which the battery state of

charge (SOC) may fluctuate, but, on average, decreases while driving. Charge-Sustaining

consists on an operation mode in which the battery SOC may fluctuate but, on average, is

maintained at a defined level while driving.

The range-extender PHEV is basically an EV in Charge Depleting mode (CD) only using the

battery as energy source and the EM as the propulsion unit until the battery State Of Charge

(SOC) reaches a certain low level from which it works in Charge Sustaining mode (CS) with a

combination of EM and ICE, as the usual behavior of a HEV.

Figure 14 shows the battery SOC evolution and RPM, from an Opel Ampera during normal use

of the vehicle. This vehicle is a range extender as can be seen by the two distinct situations CD

and CS (on in which RPMs are present).

In the blended PHEV, during CD the EM is the primary source of propulsion but the ICE is used,

if necessary, to provide extra power in higher power situations, as for example, high speed

situations or severe accelerations. This allows the EM to be less powerful and in high power

situations it uses the ICE under conditions in which it is more efficient. In the group of vehicles

that uses this strategy we will find the Toyota Prius Plug-in. Charge sustaining (CS) on these

vehicles will work as for the range extenders, working the EM and the ICE in combination.

Figure 15 shows the battery SOC evolution and RPM’s, from a Toyota Prius Plug-in during

normal use of the vehicle. This vehicle is a blended PHEV as can be seen by the RPM’s

present under CD mode.

Figure 14 - Charge Depleting and Charge Sustaining of a range-extender PHEV

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Figure 15 - Charge Depleting of a blended PHEV

2.2. Pollutant emissions, control and legislation

This section presents information about pollutant formations, regulated emissions both for spark

ignition (SI) and compression ignition (CI) (commonly designated as Diesel engines). For ICEs,

the most common fuels used are gasoline and diesel (hydrocarbon fuels).

Considering the negative impacts of pollutants in human health, a brief explanation of the

formation and consequent impacts on health of the most important emissions from ICEs will be

presented. Nevertheless, and because the present work will be focusing on Plug-in Hybrid

Vehicles, some considerations about emissions from thermoelectric plants will be also

addressed as they are a consequence of electricity production from non-emissions free

sources.

Carbon Dioxide

Although Carbon dioxide (CO2) is not considered a toxic gas, its emissions are not irrelevant as

they contribute to one of the biggest challenges of our society nowadays, climate changes (33),

hence its emissions should be controlled and reduced. On ICEs, CO2 is the result of the

complete oxidation of the Hydrocarbon fuel. If it would be possible to allow the full oxidation of

the fuel the only emissions from an engine would be CO2 and water (H2O). This is not what

happens during combustion and even less in ICE. Not just due to incomplete combustion but

also due to additives and other substances included in the liquid fuel (34).

In recent years, vehicle emissions of CO2 per km have been reduced as a consequence of more

fuel efficient vehicles produced and sold. These more efficient vehicles can be seen as a

consequence of imposed regulations that created limits for some pollutants emissions, which

can be seen further in this chapter.

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To avoid the continuous increase on the greenhouse gases (CO2 amongst others) in the

atmosphere, the use of new energy sources, especially renewable should have a higher

penetration. Hybridization of vehicles or using alternative fuels are steps taken towards that

goal.

Carbon Monoxide

Carbon monoxide (CO) emissions from ICE are controlled by the fuel air equivalence ratio (34).

As fuel air mixtures get leaner, CO emissions become smaller, whereas if the mixture is rich,

CO emissions will increase due to the lack of Oxygen to oxidize completely all the carbon atoms

(34) (35).

Spark Ignition engines operate under or very close to stoichiometric conditions; this means that

CO emissions are not negligible and should be controlled. Under these conditions, exhaust

gases treatment works on a very efficient range. On the other side, CI engines always operate

in lean conditions due to the excess air those engines work under. This fact makes CO

emissions on these engines to be low enough to be unimportant (34).

Carbon monoxide is a gas that is a poison for humans and for animals. This is due to the affinity

of CO with hemoglobin, about 210 times higher than oxygen, not allowing those to transport

oxygen (7). The bond created is so strong that normal body functions cannot break them (32).

This connection between CO and hemoglobin, converts hemoglobin into carboxyhemoglobin,

which provokes breathing difficulties and asphyxia and when this transformation reaches 50%

of hemoglobin converted and can cause death (7). Initially dizziness will be felt as first symptom

of CO poisoning and it leads to death rapidly (32).

Unburned Hydrocarbons

Hydrocarbon emissions in pre-mixed mixtures, are typically very low, with exception of ICEs (7)

and these emissions are a consequence of incomplete combustion of the hydrocarbon fuel (34)

(36). In ICE, unburned HC results mainly from the contact of fuel, or air-fuel mixture, with cold

surfaces which prevents oxidation of the fuel (37). This phenomenon, in which the flame

propagates until a certain distance from cold walls is called quenching (7). HC emissions can

also result, on diffusion flames (as present on CI engines), from areas where the mixture is out

of the flammability limits, meaning that the mixture is too rich or too poor not allowing its

combustion. Besides quenching, there is oil absorption of fuel during the compression stroke

and consequent release on the expansion stroke. This occurs in the thin lubricant film on the

cylinder walls (36) (34).

These unburned HC that are close to walls or in areas of the cylinder with a very reduced gap,

as is between the piston and cylinder wall, after the flame passage, HC emerge from these

gaps when the exhaust occurs and they are expelled to the outside of the engine. This problem

is particularly preponderant when the engine is cold. This happens because with cold cylinder

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walls the quenching distance increases and on top of that, the mixture is slightly rich (during

warm up of the engine) which increases the HC emissions on SI engines.

Hydrocarbon emissions, for humans, are considered carcinogenic and also have narcotic

effects and provoke irritation on the eyes and lungs. When combined with NOx, HC originates

photochemical “smog”.

Nitrogen Oxides

The Nitrogen Oxides generically referred to as NOx, include Nitrogen Oxide (NO) and Nitrogen

Dioxide (NO2). NO is the predominant oxide of nitrogen produced inside ICE (34).Gasoline

contains negligible amounts of nitrogen (0.1%) and diesel, although it has more nitrogen then

gasoline, still does not have significant amounts of nitrogen(<1%). This leaves the atmospheric

nitrogen (N) as the main source of this gas (34) (35) (38).

NOx are formed due to high temperature and Oxygen presence. At high temperature areas, the

atmospheric N reacts with Oxygen and after leaving the engine cylinder, exhaust gases suffer a

fast temperature reduction which makes reactions involving NOx to stop and the reverse

equation does not occur (35). This causes higher concentrations of NOx when compared to the

expected concentration in equilibrium at the same temperature conditions (35).

The chemical reactions that lead to the appearance of NO close to stoichiometric conditions are

defined as the extended Zeldovich Mechanism (34) (7) (35):

Eq. 1

Eq. 2

Eq. 3

NO2 has the following reaction and reduction equations (35) (34):

Eq. 4

Eq. 5

On SI engines the NO2 / NO quotient is very low, making NO2 emission to be negligible, in CI

engines the same quotient can be around 0.1 to 0.3 and therefore not negligible (35).

Nitrogen Oxides have several effects on human health, amongst them are, reversible and

irreversible injuries on the bronchia and pulmonary alveoli, increase reactivity to natural origin

allergenic, in high quantities can provoke pulmonary edema or chronic bronchitis in lower

concentrations (7). For the environment its effect is not negligible provoking noxious effects over

vegetation (in high concentrations), on top of this it also provokes damage on polymeric material

both natural and synthetic (when atmospheric concentration is high) (7).

Sulfur Dioxide

Sulfur dioxide (SO2) emissions will occur if fuel with Sulfur content is burned. In ICEs these

emissions are reduced, as sulfur content is very small or negligible, due to efforts on reducing

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sulfur concentrations in the fuel as the presence of sulfur in the fuel, reduces catalyst efficiency,

provoking higher emissions. For that reason, the main source of SO2 to the atmosphere is the

energy production sector as well as some industrial processes, in which fuel oil or coal are

burned, which have a higher sulfur content (7).

SO2 is a toxic gas highly soluble, and for that easily absorbed by the respiratory system (7). This

ability to be soluble provokes the generation of acid rains. Those have high impacts on soils,

plants and buildings, acidifying or damaging those. Acid rains are responsible for destroying or

degrading vast areas of arable lands, as well as corroding building facades. It can also, in high

concentrations, provoke alterations on metabolic processes of plants as for example the

reduction of growth rate (7).

Particulate matter

Particles are basically constituted by soot and ashes, and are considered one of the most

serious pollutants not just for human health but also for deterioration of materials. All

components that can be separated by a filter below 51.7 degrees centigrade are considered

particles (38). Nowadays, due to the use of unleaded fuel and catalytic converters on ICE,

particles emissions are negligible on SI engines but the same cannot be said about CI engines

(34). Particles emissions in SI engines will just be important in case of malfunction of the

engine, as when there is oil consumption or too rich mixtures (35).

In thermoelectric power plants that burn solid fuels, there is the production of ashes. The bigger

dimension particles deposit and have to be removed. The smaller particles are dragged by the

gaseous flow being emitted to the atmosphere. Every gaseous fuel can originate soot if locally

there is insufficient oxygen. On diffusion flames (Diesel engines as well) soot formation can

occur easily, especially if a sudden decrease of temperature on the exhaust does not allow the

carbon clusters to find oxygen at a high temperature.

Particles with smaller size tend to induce higher risks for human health (7). The finest particles

can transport toxics as sulfates, nitrates, heavy metals and hydrocarbons (Carcinogenic) to the

respiratory system increasing the effect of acid pollutants (7). The finest particles can penetrate

deeply into human or animal lungs and reach pulmonary alveoli, provoking respiratory

difficulties and irreversible damage in some situations (7). Particles of such size easily enter

buildings.

Actual solutions and regulations

Exhaust after treatment techniques have been introduced to control pollutant emission, which

are nowadays widely spread, such as catalytic converters (35) (39) and particle filters placed on

the exhaust line. Because the present work focuses in Plug-in Hybrid Vehicles which have an

Electric Motor (EM) and a Spark Ignition (SI) engine, catalytic converters for Diesel engines are

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not addressed here. Further information on catalytic converters for CI engines can be found in

specialized literature (see for example (39), (34) and (35)).

Catalytic converters are placed on the exhaust flow from ICEs and are used to convert harmful

pollutants in other innocuous gases. On these catalysts, the exhaust gases are guided by a

metal casing through passageways of a ceramic monolith with a honeycomb structure. This

structure is used because it allows good mechanical and thermal strength as well as high

contact surface and low fluid dynamic losses (39).

As said before, SI engines operate with a stoichiometric mixture or close to it. This happens in

order to achieve at the same time both reduction of NO and NO2 and oxidation of CO and HC to

CO2 and H2O in a single catalyst bed (39). These catalyst are called three-way catalyst (TWC)

since they remove all 3 pollutant simultaneously (39). In Figure 16, it can be seen that the

highest conversion efficiency for the three pollutants is achieved if the mixture ratio is kept in a

narrow range (close to stoichiometric conditions).

Figure 16 - Conversion efficiency for NO, CO and HC for a three-way catalyst as a function of exhaust gas air/fuel ratio (34)

A detailed presentation of the chemical reaction present on a three-way catalytic converter can

be found in several specialized literature (see for example (39) and (40)).

Catalytic converters performance depends greatly on temperature. At high temperatures there

is the risk of active site sintering, with agglomeration of catalysts with reduction of reaction area.

On lower temperatures, the conversion efficiency is small, therefore it is important that the

converter has a low thermal inertia in order to quickly become effective (39). Engine malfunction

can be very harmful for the catalytic converter and is the main reason for its ageing. Ignition

failures and misfiring can overheat the catalyst by the excessive amount of unburned fuel on the

exhaust gases (39).

Catalytic converters have been very effective in reduction of pollutant emissions. Continuous

progress is made on those devices. Monoliths with thinner walls, to reduce thermal inertia and

enlarge number of channels per square centimeter and zeolite absorbers, which are able to

store pollutants during engine (and converter) warm-up and release them later when converter

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temperature reached its optimal are just some examples of continuous improvements made on

these devices (39).

As a result of the noxious effects of pollutants that result from the burn of fossil fuels in vehicles,

not just for human health but also to the environment, governments started to develop

regulations in order to incentive manufacturers to reduce pollutant emissions. European

emission standards, known as EURO 1 up to EURO 6, set a limit for exhaust emissions from

vehicles sold in the European Union (EU). These standards control levels of NOx, CO, PM and

HC. EURO 1 came into action with EC Directive 91/441/EEC in 1991 and started to be applied

in 1992 for passenger vehicles. After Euro 1, subsequent updates and alterations were made,

with the introduction of EURO 2 in 1996 (Directives 94/12/EC and 96/69/EC), EURO 3 in 2000

(Directive 98/69/EC), EURO 4 in 2005 (Directives 98/69/EC and 2002/80/EC) and EURO 5 in

2009, which will be replaced by EURO 6 in September of 2014. An evolution of the limits

present on these standards from EURO 1 until EURO 6 for passenger cars is present in Table 1

for diesel and gasoline vehicles. Different limits exist for heavy duty vehicles or commercial

vehicles but due to the scope of the present work, only limits for light duty passenger vehicle are

presented.

Table 1 - EURO standards for light duty vehicles since EURO1 to EURO6

EURO

standard Date

CO HC HC+NOx NOx PM PN

g/km #/km

Compression Ignition (Diesel)

EURO 1* 1992.07 2.72

(3.16)

-- 0.97

(1.13)

-- 0.14

(0.18) --

EURO 2 (IDI) 1996.01 1.0 -- 0.7 -- 0.08 --

EURO 2 (DI) 1996.01a 1.0 -- 0.9 -- 0.10 --

EURO 3 2000.01 0.64 -- 0.56 0.50 0.05 --

EURO 4 2005.01 0.50 -- 0.30 0.25 0.025 --

EURO 5a 2009.09b 0.50 -- 0.23 0.18 0.005

f --

EURO 5b 2011.09c 0.50 -- 0.23 0.18 0.005

f 6.0x10

11

EURO 6 2014.09 0.50 -- 0.17 0.08 0.005f 6.0x10

11

Spark Ignition (Gasoline)

EURO 1* 1992.07 2.72

(3.16)

-- 0.97

(1.13)

-- -- --

EURO 2 1996.01 2.2 -- 0.5 -- -- --

EURO 3 2000.01 2.30 0.20 -- 0.15 -- --

EURO 4 2005.01 1.0 0.10 -- 0.08 -- --

EURO 5 2009.09b 1.0 0.10

d -- 0.06 0.005

e,f --

EURO 6 2014.09 1.0 0.10d -- 0.06 0.005

e,f --

* At the Euro 1..4 stages, passenger vehicles > 2,500 kg were type approved as Category N1 vehicles

† Values in brackets are conformity of production (COP) limits

a. until 1999.09.30 (after that date DI engines must meet the IDI limits)

b. 2011.01 for all models

c. 2013.01 for all models

d. and NMHC = 0.068 g/km

e. applicable only to vehicles using DI engines

f. 0.0045 g/km using the PMP measurement procedure

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It can be seen in Table 1 that limits in the regulations have been decreasing significantly since

their introduction in 1992. As an example it can be seen that CO limits for SI vehicles in EURO

4 is only about 37 % from the limit imposed by EURO 1, or, in CI vehicles PM emissions where

limited at 0.14 g/km and on EURO 5 it was updated to 0.005 g/km, representing a decrease of

96% of these limit during those 16 years.

As referred previously, in one hand, pollutant emissions started to be controlled and limits were

introduced to homologate new vehicles (as EURO regulations), CO2 emissions, on the other

hand, that are a consequence of the amount of fuel consumed on combustion (and also its

efficiency), where not regulated as it is not toxic for human health. As stated in REGULATION

(EC) No 443/2009, for the EU (5): “The Commission adopted a Community Strategy for

reducing CO2 emissions from cars in 1995. The strategy was based on three pillars: voluntary

commitments from the car industry to cut emissions, improvements in consumer information and

the promotion of fuel-efficient cars by means of fiscal measures”. As an evolution of such

measures introduced in 1995 the European Parliament and the Council adopted Regulation

(EC) No 443/2009 for the EU, (5), in which mandatory limits of CO2 emissions are addressed for

new passenger cars with the intention of reducing CO2 emissions. These regulation sets a

target of 130g CO2/km by 2015 and as a long term target, it establishes a goal of 95g CO2/km

by 2020 (5) (41). In Figure 17 the referred targets are represented.

Figure 17 - Tailpipe emissions from new passenger vehicles and future targets (41)

As a result of these targets, manufacturers have been making efforts to make more efficient

cars that consequently consume less fuel and emit less CO2. In Figure 18 these efforts can be

seen as CO2 emissions from vehicles from several manufacturers have been consistently

dropping.

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Figure 18 - Average CO2 emissions from 2000 until 2011 from different manufacturers (41)

As a practical example of how car manufactures have been improving the fuel efficiency of their

vehicles we can take BMW 3 series example, more specifically the 1983 BMW 323i and the

2009 BMW 325i. Table 2 shows how some parameters increased and how some others

decreased, due to the effect of technological advances introduced to improve, not just fuel

economy but also safety. Fuel consumption data presented on the previous table is based on

New European Driving Cycle (NEDC) explained in the next section.

Table 2 - Comparison between 1983 and a 2009 BMW

BMW 323i (1983) BMW 325i (2009)

Fuel consumption 10.3 l/100km 7.1 l/100km -31 %

Power output 102 kW 160 kW +57 %

Torque 205 Nm 270 Nm +32 %

Acceleration (0-100km/h) 9.2 s 6.7 s -27 %

Emission quality ECE R15-04 EU 4 +95 %

Weight 1080 kg 1505 kg +39 %

Drag 0.40 x 1.85 m2 0.27 x 2.17 m

2 -21 %

In order to control and assess the vehicles compliance with regulations, as EURO standards for

example between others, testing procedures are made with the vehicle on a chassis

dynamometer. These tests allow to measure and assess the vehicle fuel consumption as well

as emissions of several pollutants on a standard driving cycle. These emissions are collected

during vehicle runs on the chassis dynamometer and subsequently analyzed. Figure 19 shows

a schematic of the referred tests as well as measuring apparatus.

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Figure 19 - Schematics of a chassis dynamometer test

During the tests, the vehicle has to perform a driving cycle, consisting on a speed profile that

aims to represent an average driving condition which is representative of a certain geographical

area, as for example Europe. In one hand in EU the driving cycle that is used is the New

European Driving Cycle (NEDC), following Rome and Paris driving profiles (42), on the other

hand in the United States the Federal Test Procedure (FTP) is used – resulting from real world

speed traces (42), whereas in Japan a 10-15 mode driving cycle is used. Figure 20 represents

the velocity profile of the NEDC.

Figure 20 - Velocity profile of the NEDC

The first 800 seconds from this cycle aim to represent urban driving with start and stop

situations and speed always bellow or equal to 50km/h. This part of the NEDC consists in 4

repetitions of the ECE 15 cycle. The last 400 seconds from the NEDC are an extra-urban

driving cycle (EUDC) which was designed to represent more aggressive driving, with higher

speeds. In the EUDC the speed never exceeds 120 km/h (43). As an effort to harmonize these

tests, the Worldwide harmonized Light vehicles Test Procedures (WLTP) is being developed by

experts from Japan, EU and India (44). The final version is expected to be released in 2013-

2014 (45).

In recent years solutions to reduce fuel consumption and pollutant emissions have been

researched and introduced on the market. The hybridization of vehicles is one of these

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measures, which uses electric motors to help or make the propulsion of the vehicle especially in

situations in which ICEs are less efficient as is the case of low load and low speeds (for SI

engines). Other solutions researched are those to reduce emissions of cold start (46), or to

recover the energy present in the exhaust gases for other processes. The BMW Turbosteamer

system (47), is based on the last solution, and recovers heat from the exhaust gasses and

wasted heat by the motor and uses it for a Rankine cycle in order to produce work as in

Cogeneration plants. Studies with the same or similar intentions were made by Honda

Research & Development (48) and also by BMW Group Research and Technology (49). Honda

Research & Development study (46), investigate the possibility of emissions reduction by

means of pre-heating the engine. As seen above about catalytic converters have a lower

efficiency at lower temperatures and this warming-up phase performance should be therefore

improved.

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3. Methodology

In the present work it was necessary to develop a methodology to study Plug-in Hybrid electric

vehicles. These vehicles differ from conventional vehicles due the complexity of their power-

train and the number of possible working situations.

A portable laboratory was used to collect several parameters during normal use of the two

PHEV vehicles studied. Parameters like altitude, speed, exhaust gases concentration and

battery state of charge are mandatory to fully characterize these vehicles in terms of energy and

environmental impact. A laboratory as used by Gonçalves (15), and described in section 3.1.

made possible to monitor the referred parameters. During these trips measured on-board, a

broad range of driving conditions should be addressed in order to fully characterize all the

power spectrum of the vehicle.

After gathering this data at 1 Hz, a subsequent data analysis was made using the VSP

methodology. This methodology groups points of similar power demands in modes in order to

characterize and assign to each mode the respective fuel consumption and pollutant emissions,

as described in section 3.2.

The electricity consumption of these vehicles is very important because of the capability of

relying exclusively on electricity stored on-board for long distances (more than HEV and less

than EV). For this reason and because measuring directly the energy flows on these vehicles is

dangerous due to high currents and voltages, it was necessary to develop a methodology to

indirectly measure the electricity consumption which is explained in more detail in section 3.3

and allows calculating the electricity consumption during charge depleting mode (in which

electricity consumption has a higher impact).

The VSP methodology has a particularity that allows simulating a certain trip only by knowing

the time spent on each VSP mode. This will allow the results to be validated simulating a real

trip-measured on board.Case studies are made in order to simulate the use of these vehicles by

“typical” drivers. This is done with the intention of showing the applicability of these results for

any type of driver.

3.1. Measuring apparatus and procedures

For the present work, the previously developed VE-LAB portable laboratory for vehicle on-board

monitoring was used following similar procedures to (15). The measurements were performed

during normal use of the vehicles on Portuguese roads and real time data was collected.

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Figure 21 - Main components of VE-LAB and typical installation places on light duty vehicles

Several parameters were controlled, and for that, the following devices were used:

Gas analyzer

OBD reader

GPS receiver

Laptop running LabVIEW

Gas analyzer

To collect tailpipe emissions data, a Vetronix PXA-1100 gas analyzer was used. This device

allows measuring continuously CO2, O2, CO, HC and NOx during on-road tests. Communication

ports from this device allow it to send information to a laptop in order to monitor and store the

data for further analysis. The analyzer specifications are presented in Table 3.

The calibration of the device was performed using calibration gas (with concentrations between

the device limits) prior to the measurements. During road tests, zeroing was performed as

requested by the analyzer. The device and its necessary peripherals, added an extra weight to

the vehicle of around 6 kg.

This device measures tailpipe NOx concentrations and does not differentiate between NO and

NO2 (15), therefore all the results presented for mass emissions of NO or NOx are equivalent

and were calculated considering the molar mass of NO (30 g/mol) (15). To obtain the

corresponding NO2 emissions, one simply needs to multiply the obtained result by a factor of

46/30.

HC emissions are reported by the analyzer as hexane equivalent (C6H14) with the corresponding

molar mass of 86 g/mol (15). Data was acquired at 1Hz.

• Conventional technologies (ICE):

• Equipments used:

• OBD reader

• Gas analyzer

• GPS with barometric altimeter

OBD2 reader

GPS receiver with barometric altimeter

Gas analyzerLaptop running LabView

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Table 3 - Measuring range of different gases from Vetronix PX-A-1100 gas analyzer

Gas Range Resolution Accuracy

CO2 0-20% 0.1% 0.5% greater than absolute or 5% of reading

O2 0-25% 0.01% 0.01% greater than absolute or 5% of reading

CO 0-10% 0.01% 0.06% greater than absolute or 5% of reading

HC 0-20000 ppm 1 ppm 6ppm greater than absolute or 5% of reading

NOx 0-4000 ppm 1 ppm 32 ppm between o-1000 ppm

60 ppm between 1001-2000 ppm

120 ppm between 2001-4000 ppm

OBD reader

OBD interfaces are standard connections that started to be mandatory for vehicles registered in

the EU from January 2001 for positive ignition vehicles and from January 2004 for vehicles

equipped with compressions ignition engines (50). Connecting to these ports and with adequate

devices and/or software, several parameters can be monitored in real time. Those parameters

are Speed, RPM, Intake manifold pressure, engine load, cooling temperature, battery SOC, just

to name a few. For the present work, an OBDKey OBD reader was used. This reader works with

all OBD-II compliant vehicles and supports OBD-II standards ISO9141, KWP2000, SAE J1850

VPEM and PWM, CAN Bus amongst others (51). The OBD scanner used sends information to

the laptop by a Bluetooth connection. Specifications of the OBD reader used can be found in

Table 4.

Table 4 - OBDKey OBD scanner specifications

Power Source 12 V DC from OBD socket

Communications Bluetooth (Serial port, 9600 bps to 19200 bps, depending on protocol)

Acquisition frequency ~7 request per second

Signal delay Negligible

GPS receiver

A GPS receiver was used due to its built-in barometric altimeter, and due to the possibility of

connecting it to a laptop. On top of that, it allowed to double check speed information received

through the OBD connection. The use of a barometric altimeter allows obtaining, in a more

accurate way, the altitude when compared to the same value from GPS data. This data is

important in order to determine the road grade during the tests to calculate the Vehicle Specific

Power (VSP), as seen in section 3.2. Because the barometric altimeter measure differences of

pressure at different altitudes, some care have to be taken, especially at high speeds, therefore,

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throughout the tests, the windows were always closed to avoid severe pressure fluctuations

inside the vehicle due to air flow.

Laptop

A laptop use is mandatory not only for the after measurement data analysis, but also to store

the results of on-road measurements that are gathered at 1 Hz using a software purposely

designed. For the data analysis, a MatLab program was developed calculate several

parameters during on-road measurements as road grade and VSP amongst others. This

program reads all the measurement files from one vehicle, combines them and makes all the

necessary calculations. The use of this program allowed simulating several situations in order to

better understand vehicle’s behavior. Information about this program is present on the

attachments of this work.

Vehicles used

For this work, two vehicles were used and monitored, an Opel Ampera (Chevrolet Volt in some

markets), and a Toyota Prius Plug-In. These two vehicles were studied due to their differences

on the powertrain configuration and because they represent the majority of available PHEV.

Both these vehicles are Plug-In Hybrid vehicles (PHEV) meaning that both of them have an ICE

as well as an EM (see section 2.1.1). The fact that both are PHEV means that both can be

charged from the electric grid (from, for example, a home electric installation) allowing the

vehicles to increase its full electric range or the use of the EM instead of the ICE. Table 5

presents some specifications available from Opel and Toyota about these vehicles, (52) (53).

As seen in section 2.1.2, The Opel Ampera is a range extender PHEV whereas the Toyota

Prius Plug-in is a blended PHEV.

Figure 22 - Vehicles measured. On the left is the Opel Ampera and on the right the Toyota Prius Plug-in

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Table 5- Vehicles Specifications (52) (53)

Opel Ampera Toyota Prius Plug-In

Electric Propulsion System

Power (kW) 111 60

Maximum torque (Nm) 370 207

Battery System

Type Lithium-ion battery Lithium-ion battery

Capacity (kWh) 16 4,5

Charging time (h) 4-6 (230V,15A - 10A) ~1.5 (240V)

Internal combustion engine

Displacement (cm3) 1398 1798

Power (kW@rpm) 63 @ 4800 73 @ 5200

Maximum torque (Nm@rpm) 130 @ 4250 142 @ 4000

Engine type 4L 16 valves 4L 16 valves

Emissions and fuel

Emissions standards Euro 5 Euro 5

Fuel gasoline gasoline

Weight (kg) 2000 1840

Roads and routes

The selected routes were chosen in order to allow the most possible driving conditions. All the

trips were performed in Lisbon metropolitan area, comprehending:

Urban driving

Highway driving

The selected routes were repeated several times with different driving characteristics in order to

have the most possible number of driving situations and measured points. The car was always

driven by the same driver (as suggested by Frey et al. (54)), in different days and consequently

different traffic conditions. Inside the car there were always the same two persons, as well as all

the measuring equipment that did not change throughout all this work, resulting in around 170

kg of load (accounting for the 2 passengers and equipment). Constant speed situations were

also performed in order to allow, the calculation of battery consumption per VSP level. Different

speeds were used in order to characterize the full VSP spectrum. This methodology is

explained in more detail in section 3.2.

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In Table 6 and Table 7 it is present the characteristics of the trips performed with each vehicle

during the present work.

Table 6 - Distances and characteristics of monitored trips (Toyota Prius Plug-in)

Trip 1 2 3 4 5 6 7 8 9 10 11 12

Distance (km)

21.6 22.1 24.8 23.4 27.3 4.13 9.99 7.39 6.48 23.8 25.3 3.98

Time (s) 2022 1134 1732 1472 2159 1150 1331 954 1033 1420 2774 1159

Average speed (km/h)

38.5 70.2 51.5 57.2 45.5 12.9 27.0 27.9 22.6 60.3 32.8 12.4

Type U + H

H U + H

U + H

U + H

U U U U U + H

U U

Mode CS CS CS CD CD + CS

CD CD CD + CS

CS CS CS CS

U: Urban trip; H: Highway trip; CD: Charge Depleting; CS: Charge Sustaining

Table 7- Distances and characteristics of monitored trips (Opel Ampera)

Trip 1 2 3 4 5 6 7 8 9 10 11 12

Distance (km)

20.3 22.6 25.0 24.1 38.9 24.5 10.5 10.8 47.3 21.8 42.4 28.2

Time (s) 1859 1180 1579 1420 1646 1393 1278 884 2490 1812 1849 3031

Average speed (km/h)

39.3 68.9 57.0 61.1 85.1 63.3 29.6 44.0 68.4 43.3 82.6 33.5

Type U + H

U + H

U + H

U + H

H U + H

U U U + H

U + H

U + H

U

Mode CD CD CD + CS

CD + CS

CS CS CD CD CD + CS

CD CD + CS

CS

U: Urban trip; H: Highway trip; CD: Charge Depleting; CS: Charge Sustaining

The Toyota Prius Plug-in was driven for more than 200 km through more than 5 hours of on-

board measurements. The Opel Ampera, was driven for more than 316 km in a total of about 5

hours and 40 minutes of monitoring. Several combinations of speeds were performed as well as

different aggressiveness during driving in order to explore the power spectrum of both vehicles.

All gathered data was analyzed to assess its quality and some of it was not used due to lack of

information on battery SOC, for example.

The exact routes are not presented because one advantage of using the Vehicle Specific Power

methodology is that speed profile information is not necessary as it just depends on power. For

this reason it was necessary to explore all the power spectrum of these vehicles in order to fully

characterize their behaviors in terms of energy consumption and pollutant emissions.

3.2. Data analysis – Vehicle Specific Power Methodology

During on-road measurements it is hard to establish a correlation between what is happening in

terms of power demands and consequent energy consumption and emissions.

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In order to characterize the power demand for the vehicle motion, a useful definition is the

Vehicle Specific Power (VSP) methodology which is a simplification of all the forces present on

the vehicle. This methodology is a road-load model which allows to estimate instantaneous

tractive power per unit vehicle mass, making it very useful to use VSP to perform energy and

environmental characterization of vehicles (19), (15).

With this methodology the power per unit of vehicle mass comes from a correlation of vehicle

dynamics as speed, acceleration, rolling and aerodynamic resistance with road grade.

Simplifications were performed for rolling resistance, aerodynamic resistance and for the effect

of manual transmission gear used, based on data ranging from compact to luxury-size vehicles.

The result of such simplifications is present in equation 6 which represents the power demand

at every second of driving during a trip of the vehicle and valid for light duty vehicles (19).

( ) Eq. 6

Vehicle Specific Power units are square meter per cubic second (m2/s

3) which is equivalent to

Watt per kilogram (W/kg). The variables that should be monitored under real-world operation in

a 1 Hz basis are, vehicle speed, , in m/s, acceleration, , in m/s2 and road grade (vertical

rise/slope length3 (m/m)), . The constant 9.81 represents the acceleration of gravity

(m/s2), 0.132 is the rolling resistance term and 0.000302 is present in order to take into account

the aerodynamic drag. The VSP value is computed at every second of data acquired during on

road measurements being subsequently grouped in modes that provide a homogeneous

distribution across the most common driving modes. The VSP range of each mode for light-duty

vehicles is present in Table 8.

Table 8 - Range of each VSP mode (18)

VSP Mode VSP Range (W/kg) VSP Mode VSP Range (W/kg)

1 VSP < -2 8 13 ≤ VSP < 16

2 -2 ≤ VSP < 0 9 16 ≤ VSP < 19

3 0 ≤ VSP < 1 10 19 ≤ VSP < 23

4 1 ≤ VSP < 4 11 23 ≤ VSP < 28

5 4 ≤ VSP < 7 12 28 ≤ VSP < 33

6 7 ≤ VSP < 10 13 33 ≤ VSP < 39

7 10 ≤ VSP < 13 14 39 VSP

3.3. Methodology for electricity consumption prediction

This section presents a methodology that has been developed to predict, based on vehicle

dynamics (as VSP value), battery SOC along a given trip during CD stage to estimate electrical

3 Rigorously cos(atan(grade)) should be used instead of grade, but the error of this approximation is small

(less than 1% relative error for grades below 11%) (19).

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36

consumption of PHEV without direct measurements of electric components. The methodology

proposed can also be extrapolated to Electric Vehicles.

In order to develop this methodology, some of the parameters measured during normal driving

of the test vehicles include: battery SOC, speed and altitude. Speed and SOC were obtained

from the vehicle standard OBD connection, whereas altitude was measured using a GPS

receiver with a built in barometric altimeter.

During normal driving of the vehicle, constant speed and slope situations were measured at

different speeds, namely, 40, 50, 80, 100 and 120 km/h as well as constant speed in downhill

conditions to measure power regeneration conditions. This allowed the measurement of battery

consumption/regeneration at approximately constant power demands (VSP).

By measuring the battery SOC variation at any time interval of approximately constant VSP as

set by the above conditions, the battery consumption is characterized. Dividing this battery SOC

change by the time interval in which it happened, results in battery consumption per second

(%ΔSOC/s), for a mean VSP. This should be repeated for several speeds in order to

characterize the battery consumption in a larger VSP spectrum. Combining the constant speed

points (and consequently, constant VSP due to constant slope) and the battery consumption per

second at those specific points, a relation can be obtained. This can be seen in Figure 23 where

%∆SOC/s is plotted as a function of the value of VSP.

Figure 23 - Variation of SOC with VSP value (Toyota Prius Plug-in)

Figure 23 shows the battery consumption (positive VSP values) and some points obtained in

regeneration situations (negative VSP values). Battery consumption as a function of VSP

follows a linear tendency, increasing with VSP, as expected. The presented data was obtained

from the Toyota Prius Plug-in, but the same methodology was also applied to the Opel Ampera,

measured during this work.

y = -0.01093x - 0.0025

-0,3

-0,25

-0,2

-0,15

-0,1

-0,05

0

0,05

0,1

0,15

-10 -5 0 5 10 15 20 25

%∆SO

C/s

VSP value

y = -0.00069x2 – 0.013862x

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After mapping this data, a linear regression was made to adapt to the data, establishing a

correlation between VSP value and %∆SOC/s. Previous works (17), about the Toyota Prius

(HEV), shows that during regeneration the variation on SOC with VSP is not linear and a

quadratic interpolation was used. Some points of positive VSP are included in the interpolation

to establish a tendency. SOC variation can then be calculated based solely on VSP, with a

linear variation for positive VSP modes and quadratic for negative VSP modes.

As seen in section 3.2, VSP is dependent on vehicle speed, acceleration and road grade.

Having these variables monitored during a driving profile, it is possible to calculate the battery

consumption at every second. Knowing the value of SOC at the initial second, subsequent SOC

values can be estimated by this method if the VSP distribution during time for the route is

known.

Figure 24 shows an example of this methodology applied to a trip measured in a Toyota Prius

Plug-in. During this trip the battery SOC was predicted over time using the calculated VSP value

at each second, after which the battery consumption and energy regeneration could be

estimated.

Figure 24 – Comparison between measured and predicted battery SOC (Toyota Prius Plug-in)

The coefficient of determination (R2) for the approximation between the estimated and

experimental points is 0.962. Figure 25 represents the estimated points, using the methodology,

as well as the measured points.

0 500 1000 1500 2000 2500 3000 35000

10

20

30

40

50

60

70

80

Time (s)

% S

OC

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Figure 25 - Estimated battery SOC points compared to the measured values (Toyota Prius Plug-in)

This approximation reflects the difficulty of getting exact values, due to variations in the

assumed constant conditions during on-road measurements. Even though constant speed

situations tried to be achieved, small fluctuations may have happened. It should also be referred

that all these steps were approximations, therefore some deviation is expected.

With these considerations in mind, some manual adjustment was done (by refining the

interpolation) in order to obtain a better approximation between estimated and measured battery

SOC along time. With this approach a R2 of 0.998 between the approximation and the

measured battery SOC was achieved. This approximation is shown in Figure 26, with a much

higher level of superposition of the approximation with the measured data of battery SOC

acquired from OBD.

Figure 26 – Comparison between measured and predicted battery SOC (Toyota Prius Plug-in)

As said before, the represented simulation was made with data gathered from a Toyota Prius

Plug-in. That is why sometimes the ICE is used even with a SOC value higher than the

predefined CS battery SOC. These situations correspond to high power situations or above 100

y = 0.9293x + 6.2109 R² = 0.9964

35

40

45

50

55

60

65

70

75

35 40 45 50 55 60 65 70 75

Me

asu

red

bat

tery

SO

C (

%)

Estimated battery SOC (%)

0 500 1000 1500 2000 2500 3000 35000

10

20

30

40

50

60

70

80

Time (s)

% S

OC

Page 59: Energy and environmental characterization of Plug-in Hybrid … · Hybrid Electric Vehicles Ricardo Jorge Amaral Lopes Thesis to obtain the Master of Science in Mechanical Engineering

39

km/h. Figure 27 shows that simulated values and effective battery SOC (from OBD) have a high

level of agreement.

Figure 27 - Estimated battery SOC points compared to the measured values (Toyota Prius Plug-in)

This result allows calculating the electrical consumption of the vehicle in each VSP mode as

made usually for conventional vehicles with fuel consumption. On top of that it allows computing

pollutant emissions under CD depending on the energy mix from the country where the vehicle

is charged.

The last step for this methodology is to assess the correspondence between percentage of

SOC variation and kWh. This is achieved by knowing battery SOC before and after charging the

vehicle and by measuring the energy consumption during charging.

Equation 8 is used to compute the correspondence of 100% of battery SOC by the following

expression:

Eq. 8

Where, , is the energy transferred from a power plug to the vehicle battery, in kWh and is the

.

This allows verifying the usable full capacity of the battery. Battery SOC read from OBD is a

percentage of the full battery capacity. This value should be computed because manufacturers

do not usually release this information and also if the battery is degraded this allows assessing

what represents 100% of charge.

y = 1.0309x - 1.8608 R² = 0.9974

35

40

45

50

55

60

65

70

75

35 40 45 50 55 60 65 70 75

Me

asu

red

bat

tery

SO

C (

%)

Estimated battery SOC (%)

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40

It was verified that the value for the state of charge reported to the driver is not the same as

read by OBD. This probably happens because the battery is used between two limits (for

example: 24%-84%) in order to increase its lifetime. In Figure 28 it can be seen the difference

between what is reported to the driver and the actual battery SOC.

For the Opel Ampera, the manufacturer announces a battery capacity of 16 kWh and for the

Toyota Prius Plug-in of 4.5 kWh. By this method and using equation 8 it was verified that for the

Opel Ampera the full battery capacity was around 22.5kWh and for the Toyota Prius Plug-in 7.4

kWh. It should be referred that the usable range (range of SOC in which each vehicle works as

seen in Figure 28 of both batteries are 13.5 kWh and 3.4 kWh for the Opel and for the Toyota

respectively.

Figure 28 – Comparison between reported battery state of charge to the driver and measured SOC by OBD, left: Toyota Prius Plug in, right: Opel Ampera

0

20

40

60

80

100

0 20 40 60 80 100B

atte

ry S

OC

re

po

rte

d b

y O

BD

Battery SOC reported to the driver

0

20

40

60

80

100

0 20 40 60 80 100

Bat

tery

SO

C r

ep

ort

ed

by

OB

D

Battery SOC reported to the driver

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41

4. Results This chapter includes the validation of the proposed methodology to predict electricity

consumption, the presentation of the results for fuel consumption and pollutant emissions both

under CD and CS mode and electricity consumption for both vehicles used. In the end of the

chapter considerations about global CO2 emissions due to electricity consumption of these

vehicles will be presented.

4.1. Electricity consumption methodology

There are difficulties associated with measuring electrical components while performing on-road

measurements, namely:

In this particular work the vehicles were lent by the manufacturers and cannot be

altered in any form;

It is necessary to have access to a workshop and service manuals to acquire battery

current and voltage signals using manufacturers connectors;

High voltages and currents of the electric power system imply risks for the operator.

Two different processes were used to validate this methodology, comparing the prediction by

the methodology with current flows measured on a HEV and comparing between predictions

and measured battery SOC during on-road measurements for a different vehicle.

For the first process of validation it was necessary to use data from previous measurements on

a conventional Toyota Prius (HEV) (17) when battery current flows were measured to and from

the battery pack of that HEV vehicle. This data was acquired at 1 Hz following similar

procedures to the ones presented on this work, but also on (15).

For the second validation process, data from on-road measurements preformed during this work

was used to compare those with results from this methodology.

4.1.1. Validation with a Toyota Prius (HEV)

Table 9 shows a comparison between predicted parameters and measured equivalent

parameters. For the prediction of ΔSOC (%) two regressions are used, a linear regression for

positive VSP and a quadratic for negative VSP adapted for the vehicle studied, using the raw

data from previous works (17).

From Table 9 it can be seen that there is a bigger error for VSP equal to approximately -7, all

the other values are predicted with accuracy better than 9%. This is a good result considering

that we are dealing with approximate values, during on-road measurements and in changing

conditions. Due to the fact that this vehicle is a HEV and was not tested following the

procedures of this methodology, it created some problems on the data acquisition for this

validation. The fact that the conventional Toyota Prius has a smaller capacity battery, reduces

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42

the possibility of operating the EM on a full electric mode, which makes it more difficult to get

on-road data points where only the EM is operated with a constant VSP.

Table 9 - Comparison between predicted and measured values for electricity consumption

Predicted Measured

Mean VSP ΔSOC

(%) Wh/s W Current (A) W error

-6.90 0.275 3.58 12881 47.9 9658 33.4%

-3.88 0.248 3.22 11584 57.1 11504 0.7%

-3.53 0.237 3.08 11102 54.6 11010 0.8%

2.08 -0.156 -2.03 -7290 -36.5 -7355 -0.9%

2.27 -0.164 -2.13 -7681 -39.8 -8014 -4.2%

3.99 -0.243 -3.16 -11365 -52.2 -10516 8.1%

The following section 4.1.2 presents the application to a PHEV, which is the scope of this work,

however was important to first verify its applicability.

4.1.2. Comparison between methodology and measured data

As said above, the same methodology was applied to an Opel Ampera which has a different

power train configuration; in this case, the Opel Ampera is considered a range-extender vehicle.

In the Opel case, the ICE is never turned ON until a certain battery SOC is achieved (CS level).

The ICE is always working as an electricity generator. Therefore it does not have a connection

with the wheels, in opposition with the Toyota Prius Plug-in. This means that the vehicle

behaves as an EV until a certain battery SOC is achieved. This is important because if the

presented methodology works for this vehicle, it gives a very positive indication about being

suitable also for EV vehicles.

With the procedures presented in section 3.3, some constant VSP points were selected and

plotted against %ΔSOC/s as shown in Figure 29.

Figure 29 - Variation of SOC with VSP value (Opel Ampera)

By applying this methodology, the resulting approximation has a R2 of 0.979. This was achieved

only using a linear regression both for positive and negative VSP values. This approach results

y = -0.00355x

-0,15

-0,1

-0,05

0

0,05

0,1

-20 -10 0 10 20 30 40

%∆SO

C/s

VSP value

y = -0.0000525x2 – 0.00364891x + 0.0088 0,013862x

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43

in some error on the prediction, especially for negative VSP values (regenerative part). The

deviation between the measured data and the estimated values can be seen in Figure 30.

Although the regression in Figure 30 provides an approximation, some values could be more

closely estimated.

Figure 30 - Estimated battery SOC points compared to the measured values (Opel Ampera)

A quadratic regression for negative VSP was introduced and this enabled to achieve a

coefficient of determination equal to 0.998 between predicted values and measured values. The

result for this approximation is present in Figure 31.

Figure 31 - Estimated battery SOC points compared to the measured values (Opel Ampera)

In order to show a real case in which battery SOC is predicted during a trip Figure 32 is shown,

for the Opel Ampera.

y = 1.0183x - 0.4556 R² = 0.998

20

30

40

50

60

70

80

90

20 30 40 50 60 70 80 90

Me

asu

red

bat

tery

SO

C (

%)

Estimated battery SOC (%)

y = 1.0342x - 2.0975 R² = 0.999

20

30

40

50

60

70

80

90

20 30 40 50 60 70 80 90

Me

asu

red

bat

tery

SO

C (

%)

Estimated battery SOC (%)

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44

Figure 32 - Measured and predicted battery SOC (Opel Ampera)

Figure 32 shows that during the trip, the predicted battery SOC (only by knowing instantaneous

VSP) follows well the measured values. These two validation processes show that the

methodology adapts to real cases, and therefore makes it possible to know the battery

consumption at each second of driving without having to measure any electrical current (which

can be very dangerous due to high voltages), only by knowing the VSP value.

4.2. Fuel consumption and pollutant emissions

During road tests, data was collected at 1Hz in order to be analyzed afterwards. This data was

subsequently treated in a MatLab program developed during this work. This program facilitated

calculations and provided an automatic and fast way of analyzing road tests data for future

works, not just for PHEV, but also for CV, HEV and EV. This program automatically reads all the

measurements files, makes all the necessary calculations, such as road grade, emissions in g/s,

fuel consumption in g/s, VSP per second, makes a modal analysis to group points of similar

power demand, amongst others. The use of this program enabled the testing of different

situations in order to better understand the vehicles in a fast way.

The results of the two vehicles will be presented separately, starting by the Toyota Prius Plug-in

and followed by the Opel Ampera. These results will be subdivided for each vehicle as: CS, CD

and CD high power for the Toyota Prius Plug-in and CS, CS high power, CD and Mountain

Mode for the Opel Ampera.

4.2.2. Toyota Prius Plug-in

4.2.2.1. Charge Sustaining

Charge Sustaining, as seen on section 2.1.2, is the mode in which a Plug-in Hybrid vehicle

enters when battery SOC reaches a predefined low level. For the Toyota Prius Plug-in, using

on-road data, this value was observed to be around 30% of battery SOC. With the help of the

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45

MatLab program, it is possible to group all the data for which the battery SOC is lower than

30%. This data is also grouped in modes depending on the power demanded at that instant,

following the VSP methodology as explained in section 3.2. After this separation, the results

achieved can be plotted, generating the graphs that will be presented under this chapter. All the

following figures that include error bars are for a confidence interval of 95%. First of all, time

distribution of on-road tests per VSP Mode can be seen in Figure 33.

Figure 33 - Time distribution per VSP mode in CS (Toyota Prius Plug-in)

Modes 12, 13 and 14 have fewer points 89, 78 and 75 seconds respectively, all bellow one and

a half minute of gathered data on each of these modes. Since on-road tests are performed in

public roads, it is hard to obtain a great amount of data under high power demands. On top of

this, and as an indication, it was verified that during CS the ICE was sometimes off, resulting in

the vehicle being moved only by the EM. The amount of time this occurred is presented in

Figure 34.

Figure 34 - Percentage of time with ICE OFF in CS (Toyota Prius Plug-in)

The results found on Figure 34 are very similar to the conventional Toyota Prius (HEV) (17);

leading to the conclusion that under CS conditions the Toyota Prius Plug-in behaves like a

Conventional Toyota Prius but with more weight due to the bigger battery. Figure 35 presents

0

500

1000

1500

2000

2500

3000

3500

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Nu

mb

er o

f p

oin

ts

VSP Mode

0%

20%

40%

60%

80%

100%

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Tim

e w

ith

ICE

OFF

(%

)

VSP Mode

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46

the fuel consumption of the vehicle in CS as a function of VSP mode. As expected the fuel

consumption increases with the increase in power demand.

Figure 35 - Fuel consumption per VSP mode in CS (Toyota Prius Plug-in)

This vehicle shuts OFF the engine in deceleration and when stopped. The graph shows that the

value of consumption, for the first three modes (decelerations and stopping), is very low, almost

unnoticeable on the graph when compared to others. Under CS, the vehicle was treated as a

black-box, with only one power source like an HEV, hence accounting both ICE ON and OFF

operation in the fuel use and pollutant emission.

On section (4.2.2.2) a comparison between these results for CS will be made with the results for

CD consumption to clarify the behavior of the vehicle in both modes.

As expected and as can be seen in Figure 36, CO2 emissions follow a very similar tendency to

the fuel consumption due to the fact that these are a result of fuel combustion.

Figure 36 - CO2 emissions per VSP mode in CS (Toyota Prius Plug-in)

The CO emission distribution as shown in Figure 37 has a maximum in mode nine, where it is

above 0,015g/s.

0

0,5

1

1,5

2

2,5

3

3,5

4

4,5

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Fuel

(g/

s)

VSP Mode

0

2

4

6

8

10

12

14

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

2 (

g/s)

VSP Mode

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Figure 37 - CO emissions per VSP mode in CS (Toyota Prius Plug-in)

HC emissions are presented in Figure 38, and show very low emissions of this gas, except in

mode twelve where a peak is verified.

Figure 38 - HC emissions per VSP mode in CS (Toyota Prius Plug-in)

The behavior of NO emissions, shown in Figure 39, shows a rise on the highest VSP mode,

which is the one with higher RPM’s and higher load (higher temperature), leading to the

consequent higher NO formation due to reduced amount of time to allow recombination.

0

0,005

0,01

0,015

0,02

0,025

0,03

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

(g/

s)

VSP Mode

0

0,0005

0,001

0,0015

0,002

0,0025

1 2 3 4 5 6 7 8 9 10 11 12 13 14

HC

(g/

s)

VSP Mode

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48

Figure 39 - NOx emissions per VSP mode in CS (Toyota Prius Plug-in)

4.2.2.2. Charge Depleting

For the Toyota Prius Plug-in, fuel consumption and emissions tendency will be shown

depending on battery SOC, because the vehicle uses the ICE even on CD mode. Afterwards a

weighted average will be presented for the entire CD mode independent of the battery SOC.

Having the results dependent on the battery SOC is interesting in order to be able to compute or

simulate in more detail the fuel consumption and emissions in the CD mode, which can be

useful for example for a simulation tool like ADVISOR (14). For the scope of the present work

the weighted average will be more useful, because it fits better in the VSP concept, used for

instance in MOVES model (13).

During on road-measurements 6031 seconds, or about 1 hour and 40 minutes, of usable data

on CD for this vehicle was collected. The time distribution per VSP Mode is present in Figure

40.

Figure 40 - Time distribution per VSP mode in CD (Toyota Prius Plug-in)

The modes with less data are 12, 13 and 14 just have 56, 35 and 45 seconds of data

respectively.

0

0,0001

0,0002

0,0003

0,0004

0,0005

0,0006

0,0007

1 2 3 4 5 6 7 8 9 10 11 12 13 14

NO

(g/

s)

VSP Mode

0

200

400

600

800

1000

1200

1400

1600

1800

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Nu

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VSP Mode

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Figure 41 shows the fuel consumption per VSP mode for several battery SOCs, considering

both ON and OFF engine operation. The 20% to 30% columns represent the CS mode whereas

all the others are from the CD mode but with different states of charge at those instants. Points

below 20% of SOC are not considered, because these were never observed during the tests.

Charge Sustaining is represented here as a comparison, to verify the decrease of consumption

due to a higher battery SOC. A full charge of the Toyota Prius Plug-in was read as 73% of SOC

from OBD. The following graphs just consider a battery SOC till 70% as the remaining 3% are

expend on the first seconds of driving and are therefore not representative.

Figure 41 - Fuel consumption per VSP mode in CD depending on battery SOC (Toyota Prius Plug-in)

It was verified that with the increase of battery SOC the fuel consumption on each mode

decreases. This is more evident on middle range VSP modes, where ICE OFF operation is

more dominant within higher SOC levels. On high VSP modes, the fuel consumption difference

is not as evident; because the ICE is solicited for those modes. Especially on the highest

modes, the values for the consumption are practically coincident, which is coherent with the

electric power available and vehicle mass (~32 W/kg – VSP mode 12).

As expected, CO2 emissions follow the exact same tendency as the fuel consumption. This was

expected because CO2 emissions depend only on fuel consumption and on the quality of the

combustion. Figure 42 represents the tendency for the CO2 emissions per VSP mode.

0

0,5

1

1,5

2

2,5

3

3,5

4

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Fuel

(g/

s)

VSP Mode

20%-30% 30%-40% 40%-50% 50%-60% 60%-70%

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Figure 42 - CO2 emissions per VSP mode in CD depending on battery SOC (Toyota Prius Plug-in)

For the CO emissions case, they are very low practically at all range. This can be seen in Figure

43.

Figure 43 - CO emissions per VSP mode in CD depending on battery SOC (Toyota Prius Plug-in)

On VSP mode 12 and with a battery SOC from 50% to 60% and from 60% to 70% two peaks

are verified. The reason for these two peaks is the fact that, for high VSP modes on CD mode,

the Toyota Prius Plug-in turns the ICE on. Due to the vehicle power/weight ratio, the triggering

of ICE ON conditions under CD mode typically occurs at VSP mode 12. Because ICE

solicitation coincides with high power situations, it operates under high loads and high RPM’s

mostly under cold engine conditions. As a consequence, as seen in chapter 1, the CO

conversion in the catalytic converter is less efficient due to the lower working temperature.

For HC emissions, which are represented in Figure 44 a similar result occurs.

0

2

4

6

8

10

12

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

2 (

g/s)

VSP Mode

20%-30% 30%-40% 40%-50% 50%-60% 60%-70%

0

0,05

0,1

0,15

0,2

0,25

0,3

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

(g/

s)

VSP Mode

20%-30% 30%-40% 40%-50% 50%-60% 60%-70%

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Figure 44 - HC emissions per VSP mode in CD depending on battery SOC (Toyota Prius Plug-in)

The reason for this situation is the same as for CO emissions. The points were measured under

high loads and with a cold engine, it is expected that emissions on those transient conditions

are very high in comparison with stationary and warm conditions.

Figure 45 shows the results for NO emissions depending on VSP mode and on battery SOC.

Figure 45 - NO emissions per VSP mode in CD depending on battery SOC (Toyota Prius Plug-in)

These emissions are also very low independently from the VSP mode with exception of mode

12. This has probably the same explanation as for CO and HC emissions, as explained before.

On mode 14, the behavior is normal; this has to do with NOx formation mechanisms, explained

in chapter 1. This behavior is in line with other studies (15) and is in line with the behavior

verified on CS.

The presented results so far, are very important to understand the vehicle behavior on CD

depending on its battery SOC. Despite this, for the scope of this work, it would be very

convenient to have an average consumption and emissions during CD mode, independently of

0

0,005

0,01

0,015

0,02

0,025

1 2 3 4 5 6 7 8 9 10 11 12 13 14

HC

(g/

s)

VSP Mode

20%-30% 30%-40% 40%-50% 50%-60% 60%-70%

0

0,0002

0,0004

0,0006

0,0008

0,001

0,0012

0,0014

0,0016

1 2 3 4 5 6 7 8 9 10 11 12 13 14

NO

(g/

s)

VSP Mode

20%-30% 30%-40% 40%-50% 50%-60% 60%-70%

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SOC level to better adapt to VSP methodology for estimate fuel and pollutant emissions. This

will allow to, in an easier way, simulate emissions and consumption for any certain trip, knowing

VSP distribution.

The referred average of the consumption as well as of the emissions is present in Figures 44,

47, 48, 49 and 50. These figures also represent the values for CS in order to establish an easy

visual comparison between the two driving modes.

Fuel consumption can be seen and compared in Figure 46.

Figure 46 - Fuel consumption per VSP mode in CS and CD (Toyota Prius Plug-in)

As expected, on higher modes the fuel consumption rates are almost coincident in CD and CS,

especially from mode 10 to 14. On the middle range modes (4 to 10 for example), which are the

ones used more often, the graph shows the effect of battery operation and full electric mode

(ICE OFF) on the average fuel consumption reduction. This presented fuel consumption in CD

is weighted taking into account the time distribution with ICE OFF. This time distribution is

present in Figure 47.

Figure 47 - Percentage of time with ICE OFF in CD (Toyota Prius Plug-in) for an aggressive driving

0

0,5

1

1,5

2

2,5

3

3,5

4

4,5

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Fuel

(g/

s)

VSP Mode

CS CD

0%

20%

40%

60%

80%

100%

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% t

ime

wit

h IC

E O

FF

VSP Mode

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This time distribution was obtained during on-road measurements with rather aggressive

driving. The behavior found for the percentage of time with ICE OFF can be explained by the

fact that the battery capacity of this vehicle is not very high. Therefore the vehicle powertrain

management will prefer saving battery in higher power solicitations (higher VSP modes (9 to

14)), to use it in lower power solicitations (lower VSP modes (1 to 8)).

If this vehicle is driven with a more “soft”, less aggressive behavior, this distribution will be

considerably different. For an urban situation without aggressive driving, also measured on-

board, this same distribution was computed and adjusted for the fuel consumption measured.

That time distribution of engine OFF for the same vehicle but with a “soft” driving behavior is

present in Figure 48.

Figure 48 - Percentage of time with ICE OFF in CD (Toyota Prius Plug-in) for a non-aggressive driving

As Figure 48 shows, when the driver behavior is less aggressive the vehicle will privilege the full

electric driving turning OFF the ICE. It is expected that most Toyota Prius Plug-in users will

have a more soft behavior to potentiate the electric driving and reduce consumption. All the

following figures will be presented taking into account the “more aggressive” driving behavior

because that was the characteristic driving behavior during on-road tests.

Figure 49 shows CO2 emissions per VSP Mode on CS and CD mode.

0%

20%

40%

60%

80%

100%

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% t

ime

wit

h IC

E O

FF

VSP Mode

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Figure 49 - CO2 emissions per VSP mode in CS and CD (Toyota Prius Plug-in)

The trend is exactly the same as the fuel consumption for the same reasons, as CO2 emissions

derives from the fuel consumption.

A comparison for the CO emissions on the referred two cases is present in Figure 50.

Figure 50 - CO emissions per VSP mode in CS and CD (Toyota Prius Plug-in)

For the HC emissions, those can be seen in Figure 51.

0

2

4

6

8

10

12

14

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

2 (

g/s)

VSP Mode

CS CD

0

0,005

0,01

0,015

0,02

0,025

0,03

0,035

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

(g/

s)

VSP Mode

CS CD

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Figure 51 - HC emissions per VSP mode in CS and CD (Toyota Prius Plug-in)

The graph shows that, from mode 7 until mode 12 HC emissions in CD are higher. This can be

explained with the fact that in CD the engine is always more cold that when in CS. This happens

because the ICE is solicited in high loads while it is still cold.

The emission of NO is represented in Figure 52 and shows a peak on CD and VSP mode 14.

Figure 52 - NO emissions per VSP mode in CS and CD (Toyota Prius Plug-in)

This is explained by the solicitation of the ICE with very high loads and very high RPM’s while it

is still cold. This happens because the EM does most of the vehicle’s motion not turning ON the

ICE and consequently not allowing it time to warm-up.

On CD mode, although some fuel consumption was observed, due to power source

management by the vehicle controlling system, the main consumption on this mode will be of

energy from its battery to supply the EM. For this reason, is important to address this

consumption in order to assess the electric autonomy.

0

0,0005

0,001

0,0015

0,002

0,0025

0,003

1 2 3 4 5 6 7 8 9 10 11 12 13 14

HC

(g/

s)

VSP Mode

CS CD

0

0,0002

0,0004

0,0006

0,0008

0,001

0,0012

0,0014

0,0016

1 2 3 4 5 6 7 8 9 10 11 12 13 14

NO

(g/

s)

VSP Mode

CS CD

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To achieve this it was mandatory to use the methodology developed during the present work,

which is fully explained on section 3.3. With the application of that methodology it was possible

to get the electrical consumption of this vehicle in CD and depending only on VSP Mode.

In Figure 53 it can be seen the distribution of battery consumption depending on VSP Mode.

Figure 53 - Electricity consumption per VSP mode in CD (Toyota Prius Plug-in)

As noticeable, mode 14 does not have any bar for electricity consumption; this is due to the fact

that no points were measured on mode 14 only relying on the battery. On mode 14 the ICE was

always ON. For mode 12 and 13, despite the fact the graph shows a bar, the number of points

were very small, having just four and two seconds respectively accounting for 4% and 6% of all

the point measured in these modes in CD. This shows that in those modes the ICE will be

solicited to provide the necessary power. This result can also be seen in Figure 46 where fuel

consumption in CS and in CD for those modes is practically coincident.

4.2.2.3. Charge Depleting high power

On the Toyota Prius Plug-in both the EM and the ICE are connected to the wheels by a

planetary gear. This allows the ICE to be either the only propulsion source, to work in

cooperation with the EM or the EM being the only propulsion source. This allows the power

management of the vehicle to choose from which source (battery or fuel tank) it will get the

power demanded by the driver. This is the reason why even when the car is in CD mode, the

Toyota Prius Plug-in can use the ICE for some isolated situations. This is what happens in high

power situations, such as high speeds, violent accelerations or high slopes. ICE is also turned

ON when vehicle speed is over 100 km/h, independently of VSP. Therefore it is important to

study these situations in order to compute the amount of power delivered by both the ICE and

the EM.

-5

0

5

10

15

20

25

30

35

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Elec

tric

ity

con

sum

pti

on

(W

h/s

)

VSP Mode

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Figure 46 shows that for high VSP modes the fuel consumption in CS is very similar to CD. This

lead to the hypothesis that, due to the battery capacity of about 4.5 kWh4, the ICE provides all

the necessary power for the vehicle motion on those modes. Although the ICE contribution is

high, it was verified that in CD the EM will still assist the ICE. This battery consumption was

verified to be very reduced but existent. To assess its value the same methodology present in

section 3.3 was used but this time when the ICE was turned on. The equation of the

interpolation for the measured points in these conditions is:

Eq. (9)

4.2.3. Opel Ampera

4.2.3.1. Charge Sustaining

The Opel Ampera is a series PHEV. This means that its power management is quite different

from the Toyota Prius Plug-in, which is a parallel/series PHEV. Regarding the Opel Ampera,

because the ICE does not directly power the wheels, the car is maintained in CD mode with ICE

OFF and just using energy stored in the battery, until it reaches a certain battery SOC. It was

verified that the Opel Ampera enters CS mode when its battery SOC reaches a value of

approximately 24% of SOC (measured from OBD). Throughout this work this value of battery

SOC will be considered as the transition point from CD to CS. For the CS analysis, all the points

with a battery SOC below 24% were grouped. The number of points, measured on each VSP

mode for CS conditions, is shown in Figure 54.

Figure 54 - Time distribution per VSP mode in CS (Opel Ampera)

It can also be verified that during road testing it is hard to maintain high power demands (high

VSP Mode), the higher the VSP Mode, fewer seconds are measured. During on-road testing

6549 seconds were collected as usable data, approximately 1 hour and 50 minutes in CS for

4 As reported by the vehicle manufacturer

0

200

400

600

800

1000

1200

1400

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Nu

mb

er o

f se

con

ds

VSP Mode

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58

this vehicle. For those measured seconds fuel consumption distribution, per VSP mode was

computed and the result is shown in Figure 55.

Figure 55 - Fuel consumption per VSP mode in CS (Opel Ampera)

The bigger deviation for VSP Mode 12, 13 and 14 can be explained by the smaller amount of

data in comparison to the other modes. For example Mode 12 has approximately half (105 s) of

the amount of seconds of Mode 11 (209 s).

When the behavior of the fuel consumption with VSP Mode is analyzed, Modes 12 to 14 have a

“uncommon5” behavior in comparison to conventional vehicles or even when compared with

Figure 35 from the Toyota Prius Plug-in case. It could be expected that the consumption would

follow the same tendency as the one verified on the Toyota case. However, the ICE on this

vehicle is not connected to the wheels and is used as a generator being consequently projected

to work under those conditions, maintaining approximately at full load from mode 10 onwards.

Considering the ICE maximum power data from the manufacturer and vehicle weight this

corresponds to a maximum of 36 W/kg or VSP Mode 13.

To better understand and explain these high VSP Modes behavior, subsequent analysis was

performed which are presented and explained in the next section.

CO2 emissions, as expected, follow a similar tendency as the fuel consumption. In Figure 56

this graph is shown.

5 On section 4.2.3.2 will be shown that the behavior is not uncommon, the word is used here in order to make a statement.

0

0,5

1

1,5

2

2,5

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Fuel

(g/

s)

VSP Mode

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Figure 56 - CO2 emissions per VSP mode in CS (Opel Ampera)

As expected CO2 emissions follow exactly the same tendency as fuel consumption as these

emissions derive from fuel consumption.

For both fuel consumption and CO2 emissions, the value does not change much form mode 10

to mode 14; this cannot be said about the CO emissions. CO emissions maintain bellow 0.1g/s

until VSP Mode 9. From this mode on, it appears to have an exponential growth. This tendency

can easily be verified in Figure 57.

Figure 57 - CO emissions per VSP mode in CS (Opel Ampera)

The fact that most of these high VSP modes may have been achieved right after the end of CD

mode can explain this behavior. For high VSP modes the ICE has to work at high loads and

high RPM, resulting in less time for the oxidation of the CO on CO2. Also the fact that the engine

and the catalytic converter are cold makes the CO conversion less efficient.

Figure 58 shows the HC emissions for this vehicle on CS during on-road measurements.

0

1

2

3

4

5

6

7

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

2 (

g/s)

VSP Mode

0

0,1

0,2

0,3

0,4

0,5

0,6

0,7

0,8

1 2 3 4 5 6 7 8 9 10 11 12 13 14

CO

(g/

s)

VSP Mode

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Figure 58 - HC emissions per VSP mode in CS (Opel Ampera)

In VSP Mode 3 the HC emissions are low as expected due to the stop-start system, which turns

the ICE off when the vehicle is stopped.

For the NO case these emissions are kept low, only on VSP Mode 14 it shows a value

approximately 4 times bigger than all the others. This behavior is shown in Figure 59.

Figure 59 - NO emissions per VSP mode in CS (Opel Ampera)

This is a normal behavior due to the high loads and RPM in this mode, which allows less time

for the NO to recombine. This behavior is also verified for the Toyota Prius Plug-in.

As said before, some explanations for the behavior of the consumption with high VSP Modes

will be studied in more detail in the next section. This will be done in order to better understand

and explain the reason for the apparent “constant” consumption.

0

0,0002

0,0004

0,0006

0,0008

0,001

0,0012

0,0014

0,0016

1 2 3 4 5 6 7 8 9 10 11 12 13 14

HC

(g/

s)

VSP Mode

0

0,0001

0,0002

0,0003

0,0004

0,0005

0,0006

0,0007

1 2 3 4 5 6 7 8 9 10 11 12 13 14

NO

(g/

s)

VSP Mode

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61

4.2.3.2. Charge Sustaining High Power

When results started to be studied, it was verified that in CS and on high power situations, from

VSP mode 11 to 14, fuel consumption does not keep increasing with VSP, as expected, but it

stays approximately constant. This can be verified in Figure 55. This is not a usual behavior for

conventional vehicles as can be seen on (17) or (15) for example, where VSP methodology is

also used. Further studies were necessary in order to understand this behavior.

Several possible causes were addressed and studied to verify their plausibility. Initially, and due

to its series configuration, the possibility of a delay between the power solicitation and the

response from the ICE to those solicitations was verified. Due to its high capacity battery pack

(16 kWh6) it was assumed that it could work as a power buffer, supplying the necessary power

until the start of the ICE. For this reason the delay possibility was considered plausible. Several

delays were studied from one to eight seconds delay, with the intention to account for a possible

delay of the ICE response. Applying a delay to the ICE response, consists of considering the

values of the consumption, d seconds after a generic situation. This will create the following

response: VSP(x)↔ CONSUMPTION(x+d) where x is a generic time point and d is the delay

considered in seconds.

Cases from d=0 until d=8 were tested even though above a delay of 5 seconds it is hard to

conceive a physical correspondence with the vehicle behavior verified under on-road conditions.

These tests consisted of both simulating the fuel consumption for all measured CS points and

compare these results with the measured values for fuel consumption during on-road testing.

The deviation between these two values is presented in Table 10. The negative sign of the error

shows that the estimations were below the real value. In addition to this, the sum of the

estimated consumption on each VSP Mode was also computed for each delay tested; these

results are also present on the referred table.

Table 10 - Delays tested and error of each estimation (Opel Ampera)

delays

tests 0s 1s 2s 3s 4s 5s 6s 7s 8s

error -4.8% -4.8% -4.7% -4.7% -4.7% -4.6% -4.6% -4.6% -4.5%

Sum of consumption 14.79 15.18 15.45 15.61 15.68 15.73 15.73 15.73 15.66

A second test was done, based on the assumption that, in a generic time point, the fuel

consumption would be an average of the following seconds, including the second of the generic

point. Two time frames were used, three and five seconds, in order to treat the propulsion

system as a black box. A correspondence like: VSP(x) ↔ (CONSUMPTION(x) +

CONSUMPTION(x+1) +…+ CONSUMPTION(x+n)) / (n+1). In which n was equal to 2 and 4

6 Manufacturer data (43), (49).

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62

respectively was made. In Table 11 the results for these tests are presented. The presentation

of the results follows the same logic as the ones for the delays and explained above.

Table 11 – Time average tested and error of each estimation (Opel Ampera)

average

tests 3s 5s

error -4.8% -4.7%

Sum of consumptions 15.14 15.34

It was verified that with the introduction of a delay on the engine response, or the average value

of the consumption, results in fuel consumption transfer from low VSP Modes to high VSP

Modes. Figure 60 shows a clearer visualization of this behavior.

On the five cases represented in Figure 60, it is possible to verify the effects of the delay

introduction. Fuel consumption on VSP mode 1 and 2 became smaller, and from VSP mode 7

on, it increases.

A decrease on the error was verified with the increase of the delay, but as said before, values

above 5 seconds don’t have any correlation with reality. With the introduction of the average

values, the error reduction is negligible and therefore this explanation was abandoned. With that

being said and because the error reduction from delay of 0 seconds to delay of 5 seconds is just

0,2%, was decided to present on the previous section the direct application of the VSP

methodology, in other words, the 0 seconds delay.

After the previous explanation was abandoned, the possibility of battery energy consumption

under CS conditions on these high VSP modes was verified. This was simply derived from the

fact that if the ICE consumption is approximately constant, producing consequently,

approximately the same amount of work, the necessary energy to fulfill the power demand on

0

0,5

1

1,5

2

2,5

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Fue

l (g/

s)

VSP Mode delay 0s delay 5s delay 8s average 3s average 5s

Figure 60 - Fuel consumption per VSP mode for different tested solutions (Opel Ampera)

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63

high VSP modes have to come from elsewhere. The only way the vehicle could get this extra

necessary power is by taking it from the battery.

Data was analyzed in more detail and with the same methodology present in section 3.3 in

order to assess for the battery consumption.

Points on CS and with similar VSP values were found and battery consumption was measured.

Battery consumption was verified in %∆SOC depending on VSP value, these results are

present in Figure 61.

Figure 61 - Variation of battery SOC per VSP value in CS (Opel Ampera)

The difficulty of getting this number of points resided in the fact that, during road tests this

possibility was not considered, and consequently forcing the existence of points in these

conditions was not an objective. Also, during on-road tests it was not possible to maintain high

VSP Modes for a long period of time, in order to maintain security not just for the measurement

crew but also for the other road users.

The result presented on Figure 61 show that the necessary energy for high VSP modes comes

from two sources. Part of it comes from the energy generated by the ICE and the rest comes

from the energy stored left in the vehicle batteries. This happens because the vehicle enters on

CS mode with a battery SOC of around 24% leaving still some energy stored for such high

power situations. The display of the vehicle shows that the battery is empty, even though the

OBD information shows that the vehicle still has 24% of SOC.

The value for the electrical consumption in these situations is about half of the value of the

consumption when in CD mode for the same VSP. For example with VSP≈35, in CS the battery

consumption is 0.065 %∆SOC/s and for the same VSP value in CD the battery consumption is

approximately 0.134 %∆SOC/s.

-0,095

-0,085

-0,075

-0,065

-0,055

-0,045

-0,035

-0,025

-0,015

-0,005 15 20 25 30 35 40 45 50 55

Bat

tery

co

nsu

mp

tio

n (

%∆SOC)

VSP

Mode 9 Mode 10 Mode 11 Mode 12 Mode 14 Mode 13

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64

Considering the ICE maximum power data from the manufacturer and vehicle weight,

corresponds to a maximum of 36 W/kg or VSP MODE 13, the remaining power is, therefore,

supplied by the battery.

During the timeframe of the present work, it was not possible to assess, for the case when

power solicitation is maintained on high VSP for a long period of time, under CS modes, if the

vehicle available power will be highly decreased. This was not experienced on the road and

therefore cannot be discussed.

4.2.3.3. Charge Depleting

Due to its configuration as a series hybrid as it is explained in section 2.1.1, it was verified that

when in CD the Opel Ampera never uses the ICE, depending exclusive on the energy stored in

the vehicle battery. This fact makes it behave like an EV during this driving mode.

The developed methodology presented and explained in section 3.3 allowed the full

characterization of this driving mode without having to directly measure electric current. The

time distribution per VSP Mode measured on CD is present in Figure 62

Figure 62 - Time distribution per VSP mode in CD (Opel Ampera)

A total of 10.115 seconds of usable measured data was acquired. This corresponds to

approximately 2 hours and 50 minutes of on-road measurements on CD mode. This measured

data combines the vehicle usage in Normal and Sport Mode in order to make it more

representative.

With those measured situations and using the developed methodology, explained in section 3.3,

it was possible to compute the electrical consumption of the vehicle per VSP Mode. These

results are present in Figure 63.

0

500

1000

1500

2000

2500

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Nu

mb

er

of

po

ints

VSP Mode

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Figure 63 - Electricity consumption per VSP mode in CD (Opel Ampera)

The negative values for Electrical consumption are present to account for the regenerative

capacity of the vehicle. This means that when the vehicle is in these modes it stores energy,

which will permit a reduction on global energy usage.

With the present results and taking into account the real7 battery capacity, it is possible to

compute the total electric autonomy of the vehicle, knowing for example the VSP distribution

representative of a certain trip. During CS mode and when the ICE is OFF, these results are

also applicable for when the ICE is switched OFF

4.2.3.4. Mountain mode (CD/CS)

In this particular mode, CD has a similar behavior to the one on section 4.2.3.3. The main

difference between this mode and the presented previously is the battery SOC from which it

enters on CS which is about 46% and not 24% as in Normal and Sport mode. As stated in (55) :

“This mode maintains a reserve electrical charge of the high voltage battery to provide better

grade climbing performance”. This supports what was said before on section 4.2.3.2 about the

battery consumption in high VSP modes and in CS. The statement said before simply means

that when high VSP modes are expected, is necessary to have a bigger amount of energy

stored (higher battery SOC) in order to support the power generated by the ICE, which may not

be enough. This is consistent with what was verified in practice for high VSP mode in Normal

and Sport Mode.

All the points in CS in Mountain mode were grouped, and their time distribution is as follows in

Figure 64.

7 The word real is used to distinguish between the battery capacity value available from manufacturer and the value that can be charged on the battery.

-10

-5

0

5

10

15

20

25

30

35

40

1 2 3 4 5 6 7 8 9 10 11 12 13 14Elec

tric

ity

Co

nsu

mp

tio

n (

Wh

/s)

VSP Mode

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Figure 64 - Time distribution per VSP mode in Mountain mode

During on-road measurements, 2297 seconds of data were gathered on this mode, about 40

minutes.

The fuel consumption in this mode, and per VSP mode, was computed and is showed in Figure

65.

Figure 65 - Fuel consumption per VSP mode in Mountain mode

As shown, when compared with Figure 55 for CS on Normal mode, these consumptions are

much higher. This can be explained by the use of the ICE always at high loads in order to

generate the most amount of energy to keep not just powering the wheels but also to store

energy on the battery. This is made in order to keep having a power buffer for high VSP modes.

This driving mode is not further studied as most drivers will spend the biggest amount of their

driving time on the Normal or Sports mode.

4.3. Emissions due to electricity consumption

As was discussed in the introduction of this work (chapter 1), electricity generation is not a

carbon free process for the majority of countries, since fossil fuels are used to produce

0

100

200

300

400

500

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Nu

mb

er

of

po

ints

VSP Mode

0

0,5

1

1,5

2

2,5

3

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Fue

l (g/

s)

VSP Mode

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electricity. The electrification of the transportation sector, by the use of electricity powered

vehicles namely Plug-in Hybrid Electric vehicles (PHEV), will not help to solve carbon emissions

if policies and measures are not taken in terms of decarbonizing power generation (9).

For this reason in this section, an estimation of carbon emissions at a global level due to the

use of PHEV is presented, more concretely the studied Toyota Prius Plug-in and the Opel

Ampera, when used in CD and exclusively consuming electricity from their batteries.

The Well-to-Tank (WTT) refers to the expended energy or emissions from bringing an energy

vector form its source up to the delivery to the vehicle fuel tank or battery. As a result, a

correlation between electric energy (Wh) consumed in the vehicle and WTT energy and CO2

emissions is required. For the Portuguese case (where these vehicles were tested), the data by

Baptista (56) was used, as is presented in Table 12.

Table 12 - WTT Energy consumption and emission factors for the different energy pathways

considered (56)

Energy source Pathway

WTT

Energy MJexp/MJ

CO2 g/MJ

8

HC g/GJ

CO g/GJ

PM g/GJ

NOx g/GJ

Gasoline EU mix 0.14 13 220 5.1 2.2 43

Diesel EU mix 0.16 14 100 4.6 1.2 37

Electricity 2010 mix 1.05 100 - - 21 218

This same analysis was made for other countries with different energy mixes, in order to

observe the influence that different electricity mixes have on the CO2 emissions. Table 13

presents equivalent CO2 emissions per MJ of electricity produced in a WTT basis. The

presented data considers the period between 2003 and 2011 in order to analyze the behavior

that some countries have had over the last years, in terms of carbon emissions from electricity

generation.

The current calculated data is based on information from Eurostat (Eurostat, 2013. Environment

and Energy, EUROPA Eurostat – Data Navigation Tree) regarding energy mixes of the several

countries. The countries were chosen in a way that the most diverse situations could be

addressed, from low carbon emission power mix, such as France, to high emissions power mix,

such as Ireland and Poland for example. Middle range situations are also presented in countries

such as Portugal and Spain.

Having assessed the energy consumption of the vehicles in their Tank-to-Wheel (TTW) stage,

especially in the quantification of their electric consumption, it is possible to simulate global

carbon emissions of a certain trip as well as total energy consumption. Figure 66 shows the

energy consumption from several vehicles performing a NEDC driving cycle in a TTW analysis.

8 CO2 emissions correspond to the CO2 equivalent emissions since they incorporate methane, perfluorocarbons, and

nitrous oxide emissions. (50)

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Table 13 - WTT Energy consumption and emission factors for the different power mixes from 2003

to 2011 in gCO2/MJ

GEO\TIME 2003 2004 2005 2006 2007 2008 2009 2010 2011

European Union (27 countries) 129 125 126 126 126 123 119 115 115

New Member States (10 countries) 195 192 193 194 196 190 186 190 189

Ireland 206 205 205 196 190 185 175 178 170

Spain 123 131 142 131 134 121 108 85 99

France 20 19 21 19 19 19 20 22 18

Poland 270 268 267 268 268 265 264 260 257

Portugal 149 172 197 156 146 150 138 94 112

United Kingdom 169 171 168 175 175 177 162 167 160

Figure 66 - Energy use (MJ) for different vehicles in different driving modes accounting for the

energy source on NEDC driving profile

For the Toyota Prius (HEV), the information was obtained from previous works on this area (17).

For the Nissan Leaf this information comes from the certification results for this vehicle and

publicized by the manufacturer (57).

As seen in Figure 66 the Opel Ampera in CD has comparable energy consumption to the

Nissan Leaf, behaving as an EV. The Toyota Prius Plug-in under CS mode and the

conventional Toyota Prius show a similar energy use performing NEDC. The Toyota Prius Plug-

in under CD mode has lower energy consumption than in CS but has higher energy

consumption than the Opel Ampera in CD. When the Opel Ampera is used in CS it shows the

highest energy use comparing to the other vehicles presented.

Using the electrical consumption per VSP mode, presented on section 4.2.3.3 for the Opel

Ampera and present on section 4.2.2.2 for the Toyota Prius Plug-in, a comparison is made

0,0

50,0

100,0

150,0

200,0

Prius Plug-in CS Prius Plug-in CD Ampera CS Ampera CD Prius (HEV) Nissan Leaf

Ener

gy (

MJ)

Fuel (MJ) Electricity (MJ)

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between the global emissions to perform a NEDC in CD and in CS. These results are present in

Figure 67 for both vehicles and in the Portuguese power mix present in Table 12. For the

Toyota Prius Plug-in, and because the NEDC is a soft driving cycle, the time distribution with

ICE OFF from Figure 48 will be considered.

Figure 67 - WTW CO2 emissions in CD and CS for the Opel Ampera and Toyota Prius Plug-in

performing a NEDC.

Figure 67 shows that in terms of CO2 emissions, driving in CD has advantages to reduce CO2

emissions for the Opel Ampera, CO2 emissions in CS are 2.6 times higher than in CD. For the

Toyota Prius, CO2 emissions in CS are about the same than in CD, in the Portuguese power

mix when driven in CD, accounting 20% due to the fuel consumed and the remaining due to

electricity consumed. This happens due to the use of the ICE at speeds higher than 100km/h or

high VSP modes. When different power mixes are taken into account, the differences verified in

Figure 67, can be even bigger. CO2 emissions for both vehicles, in CD and CS, in different

power mixes, results on the graph presented in Figure 68.

Figure 68 - WTW CO2 emissions in CS and in CD for different power mixes (Opel Ampera and

Toyota Prius Plug-in)

0

20

40

60

80

100

120

140

160

Opel Ampera Toyota Prius Plug-in

CO

2 e

mis

sio

ns

(g/k

m)

CD CS

0

50

100

150

200

250

Opel Ampera Toyota Prius Plug-in

CO

2 em

issi

on

s (g

/km

)

CS CD - Poland CD - UK CD - EU (27) CD - Portugal CD -France 100% renweable

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Charge sustaining emissions are considered constant independent of the power mix, whereas

CD emissions change depending on the carbon intensity of the power mix.

Emissions in CD for the Toyota Prius Plug-in are always above the ones verified for the Opel

Ampera (when comparing the same power mix). This is due to the fact that the ICE is used in

CD on the Toyota, and on the Opel that does not happen. The results in Figure 68 show that for

the Opel Ampera is always beneficial to drive in CD, when compared to the CS case. For the

Toyota Prius Plug-In, one can say that that is not valid because depending on the power mix, it

can be more beneficial in terms of CO2 emissions to drive in CS, which is the case of Poland

and the UK. The Toyota Prius Plug-in when driven in CS will always have lower emissions than

the Opel Ampera driven in the same mode. This comparison allows addressing which vehicle is

more suitable for a certain country and trip. If it is also taken into account the availability of

charging spots the decision with the lowest global impact can be choose.

This can even be useful to generate a power management for future vehicles in which the trip

that is going to be done is introduced on the system, and taking into account the power mix of

that country and the trip, the vehicle chooses which driving mode will represent a lower impact.

This can be done for global impact in terms of CO2 emissions or in terms of the price of the trip.

In the next chapter this results will be applied to real situations in order to estimate emissions

and consumptions from both this studied vehicles.

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5. Case studies

During the present work, the main goal was always kept in mind, which was to be able to predict

what will be the energy consumption and emissions from the measured vehicles when they are

used by different users in different regions.

Therefore four case studies were established, including a typical driver in Lisbon metropolitan

area (Portugal), a NCSU sample driver, and two real trips also in the Lisbon area, one with an

Opel Ampera and another with the Toyota Prius Plug-in.

To achieve the proposed goal, time distribution per VSP mode was used in order to predict full

electric range as well as average fuel consumption and pollutant emissions for the several

cases. Real driving profiles from on-road measurements were used in order to compare

predicted with measured electric range for both the vehicles. Electric range through this chapter

represents the driven distance until the start of CS mode depending on SOC in the beginning of

the trip.

5.1. Opel Ampera in a Real Trip

The developed methodologies were put into test by simulating a real trip that was measured on

board on the Opel Ampera. The objective behind this case study was to compare results for

electrical autonomy and emissions from the estimations by the developed methodologies and

from real values measured.

For this trip, a time distribution per VSP mode was performed and is represented on the

following Table 14.

Table 14 - Time distribution per VSP mode in a measured trip (Opel Ampera)

VSP mode

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% of time

20.5 7.2 18.6 8.8 10.5 9.2 6.0 3.7 3.9 3.3 3.4 2.7 1.5 0.6

Simulating the full electric autonomy of this vehicle considering the time distribution of VSP

provides the results presented in Table 15.

Table 15 - Simulation results for a real trip in CD (Opel Ampera)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 55.4 41.5 27.7 11.1 5.5

Electricity consumption (kWh/km) 0.244

WTW CO2 emissions9 (g/km) 88

On this trip, the vehicle was driven for about 55.5 km in reality until CS mode was reached.

When this value is compared with the obtained value for 100% of battery charge it can be seen

9 These results are for the Portuguese energy mix from 2010.

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that the approximation is very good with an error of about -0.2%. All pollutant emissions,

excluding CO2, are equal to zero. This happens because under CD mode this vehicle only uses

the energy stored in its battery.

If this trip was all made in CS mode, its average fuel consumption would have been 5.7l/100km

and the average CO2 emissions would have been 151g/km as presented in Table 16.

Table 16 - Simulation results for a real trip in CS (Opel Ampera)

Fuel consumption 5.7 l/100km

CO2 emissions 151 gCO2/km

If the same trip was made with different battery states of charge, the resulting emissions and

fuel consumption will be different. Considering the 2010 Portuguese mix, the results for fuel

consumption and CO2 emissions for 4 distinct SOC levels are shown in Figure 69. A fully

charged vehicle, half charged and with 20 percent of charge was simulated and compared to

the 0% charge one (CS mode).

Figure 69 - Effect of battery charge in terms of fuel consumption and CO2 emissions (Opel Ampera)

This comparison shows that in terms of emissions and fuel consumption, charging the vehicle

has advantages in the reduction of its impact per km in this 55.5 km trip. There is a reduction of

40% on the CO2 emissions from the CS case to the fully charged case. In terms of fuel

consumption, the fully charged case almost doesn’t use fuel according to the simulations; as

can be seen in Figure 69. This shows the advantages of adopting the use of this vehicle, fully

charged, for this trip in terms of global CO2 reductions prospects.

A comparison of the results for this same trip on the fully charged case but charged with

different power mixes from different countries can be seen in Figure 70.

0

50

100

150

200

0

1

2

3

4

5

6

100% charge 50% charge 20% charge 0% charge

g/km

l/1

00

km

Fuel (l/100km) CO2 (g/km) (Portugal) CO2 (g/km) (EU(27))

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Figure 70 - Effect of country power mix for global CO2 emissions reduction (100% charge) (Opel

Ampera)

It can be seen that depending on the energy mix of the countries, their Global CO2 emissions to

perform this trip with a fully charged vehicle will change. For countries with low carbon intensity

like France, this vehicle is a very good choice in terms of reducing carbon emissions from

transport sector. Even in countries like Portugal or Spain, when driven in CD mode, this vehicle

emits less CO2 that when in CS.

5.2. Toyota Prius Plug-in in a Real Trip

The developed methodologies were put into test by simulating a real trip that was measured on

board the Toyota Prius Plug-in.

For this trip, a time distribution per VSP mode was calculated and is represented in Table 17.

Table 17 - Time distribution per VSP mode in a measured soft trip (Toyota Prius Plug-in)

VSP mode

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% of time

15.7 10.7 34.2 19.8 11.0 4.4 2.4 1.2 0.4 0.2 0.1 0.1 0.0 0.0

This trip is clearly an urban trip, characterized by lower power demands. On this case, more that

99% of the time is spent on VSP modes lower then mode 9. This is a driving context where this

vehicle will be at its best because it will use more the EM that the ICE for the propulsion of the

vehicle. For that reason, and because VSP distribution has more than 99% of its points below

VSP mode 9, a soft driving behavior was considered, with the percentage of points with ICE

OFF present in Figure 48.

For this trip the results obtained for electric range and consumption are present in Table 18.

Table 18 - Simulation results for a real soft trip in CD (Toyota Prius Plug-in)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 18.9 14.2 9.5 3.8 1.9

Electricity consumption (kWh/km) 0.172

Fuel consumption (l/100km) 0.7

0

50

100

150

200

250

EU (27) Poland UK Portugal Spain France

Glo

bal

CO

2 e

mis

sio

ns

(g/k

m)

Countries

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For this trip it was estimated an electric range of almost 19 km at full charge while the measured

value of the electric range was 18.2 km, which means that the estimation has an error of 4.2%.

For the fuel, a consumption of approximately 0.70 l/100km was estimated during this trip. The

measured value was 0.76 l/100km which represents an error of -4.1%. The soft driving behavior

described by Figure 48 resulted from this trip.

It was decided to simulate another trip that was measured on-board. This trip had a time

distribution of VSP as present in Table 19.

Table 19 - Time distribution per VSP mode in a measured aggressive trip (Toyota Prius Plug-in)

VSP mode

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% of time

20.8 8.5 15.9 11.2 8.8 6.1 6.5 4.8 3.3 4.3 4.0 2.3 1.5 2.2

By analyzing Table 19 it can be seen that the time passed in VSP modes higher than 8 is

higher than 17%. This represents a more aggressive driving in opposition to the “softer” driving

presented in Table 17. This trip had an average speed of 61.3 km/h and corresponded to 35.1

km driven. Making the simulation of this trip considering an aggressive driving behavior, the

results obtain are present in Table 20.

Table 20 - Simulation results for a real aggressive trip in CD (Toyota Prius Plug-in)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 34.6 25.9 17.3 6.9 3.4

Electricity consumption (kWh/km) 0.098

Fuel consumption (l/100km) 3.7

WTW CO2 emissions (g/km) 131

TTW CO emissions (g/km) 0.12

TTW HC emissions (g/km) 0.015

TTW NOx emissions (g/km) 0.005

The average electric consumption shows a lower value than in the previous due to the high VSP

modes of this trip during a considerable amount of time hence, the ICE was responsible for

most of the power delivery, making the average electrical use through the entire trip lower. The

estimate for the electric range for this trip has an error of -1.5% and fuel consumption resulted in

an error of -4.3%. In terms of pollutant emissions, the validation was only made for this trip

because this was an aggressive one and the results obtained for the averaged emissions in CD

include the influence of this aggressive driving. In this simulations CO emissions were estimated

with a 6.6% error whereas HC and NOx emissions have 5.0% and 33.2% of deviations

respectively when compared to measured values.

The final test performed, was a simulation that included a CD part as well as a CS one. In this

case the continuation of the last trip tested was considered. For this longer trip, the time

distribution per VSP mode is presented in Table 21.

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Table 21 - Time distribution per VSP mode in a measured aggressive trip with CD and CS (Toyota

Prius Plug-in)

VSP mode

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% of time

19.2 9.4 14.2 14.6 11.8 7.9 6.5 4.3 2.7 3.0 2.7 1.6 1.0 1.4

As seen in Table 21, similarly to the previous case, this trip can also be considered more

aggressive and, therefore, the correspondent driving behavior was considered for this

simulation. This considered trip had a length of 47.82 km with an average speed of 55.3 km/h

and a total fuel consumption of 1308 g (~1.8 liters of fuel).

The results for the simulated electric range and average consumption in CD are present in

Table 22.

Table 22 - Simulation results for a real, aggressive trip in CD (Toyota Prius Plug-in)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 29.4 22.1 14.7 5.9 2.9

Electricity consumption (kWh/km) 0.116

Fuel consumption (l/100km) 3.1

If all this trip was made in CS, the results for average fuel consumption is present in Table 23.

Table 23 - Simulation results for a real, aggressive trip in CS (Toyota Prius Plug-in)

Fuel consumption 4.7 l/100km

CO2 emissions 118 g/km

As can be seen in Table 23, the value calculated for the electric range with a full charge is

below the total length of the trip. For that reason, was necessary to take into account not just

CD driving but also a certain length driven in CS. Thus, the calculation for the average fuel

consumption was considered 29.4 km driven in CD and the remaining distance, until the

47.8km, driven in CS. The average fuel consumption during CD mode was as seen, 3.1l/100km.

whereas for CS this average was 4.7l/100km. Making the weighted average by the traveled

distance on each mode, the result for consumption for all the length of the trip is present in

Table 24.

Table 24 - Simulation results for a real, aggressive trip accounting for CD and CS contribution

(Toyota Prius Plug-in)

Fuel consumption 3.7 l/100km

CO2 emissions 117 g/km

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For this simulation the error on the fuel estimation was -1.1% when compared with the results

from on-road measurements.

Following what was done for the Opel Ampera, CO2 emissions will be calculated depending on

the vehicle state of charge in the beginning of that trip. This last trip will be considered in order

to have a trip with a longer length, comparable to the length considered on the Opel case. The

results for this simulation are present in the following Figure 71. Four cases were considered,

namely, a fully charged vehicle, a half charged, a vehicle with 20 percent of charged and the 0%

charged case, which means that the vehicle is in CS mode.

Figure 71 - Effect of battery charge in terms of fuel consumption and CO2 emissions (Toyota Prius

Plug-in in an aggressive driving)

In Figure 68 it can be seen that the fuel consumption decreases with the increase of the state of

charge whereas the global CO2 emissions remain practically constant in the Portuguese power

mix for this vehicle. Fuel consumption decreases about 21% when a fully charged vehicle is

used in comparison with the 0% of charge case (CS). For this trip, if different power mixes

are considered to charge the battery, the results for CO2 emissions for the 100% charged case

will behave as it can be seen in Figure 72.

Figure 72 - Effect of country power mix in terms of CO2 emissions (Toyota Prius Plug-in driven

aggressively)

0

20

40

60

80

100

120

0

1

2

3

4

5

100% charge 50% charge 20% charge 0% charge

CO

2 (

g/km

)

Fuel

(l/

10

0km

)

Fuel (l/100km) CO2 (g/km) (Portugal) CO2 (g/km) EU(27)

0

20

40

60

80

100

120

140

160

180

EU (27) Poland UK Portugal Spain France

CO

2 (

g/km

)

Countries

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Carbon Dioxide emissions will decrease in countries where the power mix is low in CO2

emissions, as France for instance. This decrease is not very evident because in an aggressive

driving the ICE will be used for long periods. This results in a higher share on the CO2

emissions from the burn of the fuel, with the fully electric operation having a low expression in

aggressive driving.

In order to address the fuel economy when this vehicle is driven with a softer behavior, a

comparison between fuel economy between CS and fully charged vehicle was made for both

driving behaviors. The results for this comparison are present in Figure 73.

Figure 73 - Effect of driving behavior on fuel consumption reduction (Toyota Prius Plug-in)

It should be referred that the results presented are from simulation of different trips. One trip

was chosen in order to be more aggressive than the other. The results presented in Figure 73

for the fully charged and half charged case are only valid during electric range of the vehicle.

From that point on the vehicle will consume according to the CS bar. Figure 73 shows that when

driven in an economical way, as most of the drivers that buy a Toyota Prius Plug-in will, it can

have fuel savings of 80% (comparing fully charged with 0% charge), whereas when driven in an

aggressive way, fuel savings will just represent around 20% (comparing fully charged with 0%

charge).

5.3. Lisbon metropolitan area driver

For a driver on the Lisbon metropolitan area (LMA), a typical time distribution per VSP mode

can be seen in Table 25.

Table 25 - Time distribution per VSP mode for a typical Lisbon metropolitan area driver

VSP mode

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% of time

12.4 10.5 22.0 12.8 9.0 6.7 5.0 4.6 4.7 4.2 3.1 1.9 1.3 1.6

This data resulted from monitoring 49 drivers during one week each. It represents almost 500

hours of driving with an average speed of 52.7km/h, which represented a total of 26209 km

0

1

2

3

4

5

Fully Charged 50% SOC 0% SOC (CS)

Fuel

co

nsu

mp

tio

n

(l/1

00

km)

Agressive Soft

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driven (58). This data was used to simulate the use of both vehicles with a driving profile typical

from this geographical area.

Opel Ampera

For the Opel Ampera, full electric range (in Normal and Sport Mode) was calculated and the

results are present in Table 26:

Table 26 - Simulation results for typical Lisbon metropolitan area driver in CD (Opel Ampera)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 44.2 33.1 22.1 8.8 4.4

Electricity consumption (kWh/km) 0.306

WTW CO2 emissions (g/km) 110

TTW CO emissions (g/km) 0

TTW HC emissions (g/km) 0

TTW NOx emissions (g/km) 0

Fully charged condition, is translated by 100% of charge although it does not correspond to

battery SOC of 100%. This 100% of charge corresponds to around 84% of SOC. In these cases

0% of charge corresponds to the start of the CS mode, which happens around 24% of battery

SOC.

At CS, the vehicle starts to use fuel, which does not happen during CD. The results obtained for

the average consumption in CS for a driver in LMA and its consequent WTW emissions are

present in Table 27.

Figure 74 provides a visual comparison between the average global CO2 emissions per km in

CS (from fuel consumption) and in CD (just from electrical consumption and with 2010

Portuguese mix). Both The results are in a WTW basis.

Table 27 - Simulation results for typical Lisbon metropolitan area driver in CS (Opel Ampera)

Fuel consumption 5.8 l/100km

CO2 emissions 154 g/km

CO emissions 3.1 g/km

HC emissions 0.03 g/km

NOx emissions 0.0035 g/km

Figure 74 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix for a typical

Lisbon driver (Opel Ampera)

0

100

CO

2 e

mis

sio

ns

(g/k

m)

CO2 emissions CD CO2 emissions CS

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The left bar in Figure 74 is valid during the vehicle full electric range. From that point, the valid

value for its emissions are the ones of the right bar in the same figure.

Toyota Prius Plug-in

Simulation on this vehicle was not as straightforward as for the Opel Ampera case in which CS

and CD are clearly separated. This vehicle during CD can use only the EM, only the ICE or it

can combine both. For this reason, the contribution of each consumption factor should be

addressed during CD. For this time distribution of VSP, the results for consumptions, pollutant

emissions and electric range in CD mode for this vehicle are present in Table 28.

Table 28 - Simulation results for typical Lisbon metropolitan area driver in CD (Toyota Prius Plug-

in)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 27.0 20.2 13.5 5.4 2.7

Electricity consumption (kWh/km) 0.125

Fuel consumption (l/100km) 3.8

WTW CO2 emissions (g/km) 145

TTW CO emissions (g/km) 0.13

TTW HC emissions (g/km) 0.016

TTW NOx emissions (g/km) 0.004

Electric range here refers to the amount of km driven until battery SOC reaches about 30%

(entrance in CS), this does not mean that the ICE is not used, as happened on the Opel

Ampera. The fuel consumption during CD mode, present in Table 28 illustrates that fact. This

mode (CD) will happen during the distances present in Table 28 depending on its state of

charge.

After spending all the energy contained on the battery, the vehicle enters CS mode. Average

values for fuel consumption and emissions if vehicle is driven in CS are present Table 29.

Table 29 - Simulation results for typical Lisbon metropolitan area driver in CS (Toyota Prius Plug-

in)

Fuel consumption 5.4 l/100km

CO2 emissions 136 g/km

CO emissions 0.3 g/km

HC emissions 0.01 g/km

NOx emissions 0.002 g/km

Figure 75 provides a visual comparison between the average global CO2 emissions per km in

CS (from fuel consumption) and in CD (from electrical consumption with 2010 Portuguese mix

as well as fuel consumption during high VSP modes). Both The results are in a WTW basis.

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Figure 75 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix for a typical

Lisbon driver (Toyota Prius Plug-in)

It should be mentioned that this CO2 emissions in CD is valid just during full electric range of the

vehicle, as seen present in Table 28. After that, CO2 emissions will have the same value as the

present in Table 29 during CS.

CO2 emissions during CD for this VSP distribution are higher than in CS. This is due to the

considered power mix (Portuguese) and the use of the ICE even in CD.

5.4. NCSU sample driver

Using a sample of driving profiles collected in North Carolina State University, in United States

of America, was possible to calculate a time distribution per VSP mode for this sample

American driver, presented in Table 30:

Table 30 - Time distribution per VSP mode for an American driver

VSP mode

1 2 3 4 5 6 7 8 9 10 11 12 13 14

% of time

19.8 8.0 24.2 11.2 9.7 7.8 6.3 4.6 3.1 2.5 1.5 0.7 0.4 0.3

This distribution was obtained from previous works from Professor Christopher Frey from the

Department of Civil, Construction and Environmental Engineering, North Carolina State

University, and his students.

It can be seen that the time distribution per VSP mode of this sample of drivers differs greatly

from the Lisbon driver, especially in the higher power modes. This one spends 8.5% of the time

in the top 5 VSP modes (which represents the highest power modes) whereas the Lisbon driver

spends 16.8% of the time in those same modes, almost double the amount of time.

If just the top 3 modes (VSP Mode 12, 13 and 14) are taken into account, this sample spend

less than 1.5% of the time in those modes while in the Lisbon case it spends 4.8%, which

represents more than 3 times more time spend in those high power modes.

This fact will influence the full electric range of both vehicles in both situations.

0

100

200

CO

2 e

mis

sio

ns

(g/k

m)

CO2 emissions CD CO2 emissions CS

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Opel Ampera

The simulation of the Opel Ampera (Chevrolet Volt in the American market) on a typical VSP

distribution for the NCSU sample driver results on the following data, present in Table 31, for all

electrical autonomy depending on the state of charge.

Table 31 - Simulation results for an American driver in CD (Opel Ampera)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 82.9 62.2 41.4 16.6 8.3

Electricity consumption (kWh/km) 0.163

WTW CO2 emissions (g/km) 59

TTW CO emissions (g/km) 0

TTW HC emissions (g/km) 0

TTW NOx emissions (g/km) 0

When compared to the LMA driver, the American driver has an increase on full electric

autonomy. This is basically due to the fact that the American driven spends more time in

negative VSP values, being able to regenerate more energy.

A LMA driver spends 22.9% of the time in the first 2 modes, which are the regenerative ones,

whereas the American driver spends 27.8% of the time in the same conditions. The American

driver spends about 20% more time in these modes than the Lisbon driver. If we just consider

Mode 1, where the regenerative capacity is the highest, the LMA driver spends 12.4% of the

time on these modes whereas the American driver spends 19.8%, this represents about 60%

more time on this mode for the American driver. The estimation of the energy regenerated can

be slightly overestimated, which can be explained by the few modes on negative VSP values

which should be more refined due to regeneration to study this type of vehicles.

When in CS mode, and for the same typical driver, the vehicle will have the results present in

Table 32, for fuel consumption and emissions.

Table 32 - Simulation results for an American driver in CS (Opel Ampera)

Fuel consumption 5.2 l/100km

CO2 emissions 139 g/km

CO emissions 2.2 g/km

HC emissions 0.03 g/km

NOx emissions 0.0025 g/km

The result for CO2 emissions in CD and CS are compared in Figure 76.

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Figure 76 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix for an

American driver (Opel Ampera)

It can be seen that with this power mix there is a reduction on CO2 emissions when driven in CD

of more than 50% of the CS emissions.

Toyota Prius Plug-in

If the Toyota Prius Plug-in is simulated for this sample of American drivers, the results present

in Table 33 for electric range and consumption are achieved.

Table 33 - Simulation results for an American driver in CD (Toyota Prius Plug-in)

State of charge 100% 75% 50% 20% 10%

CD driving (km) 27.9 20.9 13.9 5.6 2.7

Electricity consumption (kWh/km) 0.121

Fuel consumption (l/100km) 2.0

WTW CO2 emissions (g/km) 106

TTW CO emissions (g/km) 0.10

TTW HC emissions (g/km) 0.012

TTW NOx emissions (g/km) 0.0027

Because the NCSU sample driver has a less aggressive behavior, and because time

distribution per VSP mode is more close to the one verified for soft driving behavior, for this

simulation the time distribution with ICE OFF presented in Figure 48 was used for a more soft

driving behavior.

A small increase on electric range and a decrease on average fuel consumption during CD

were verified when compared to the LMA driver. This is explained by the reason stated on the

previous section for the Opel Ampera case and because this driver has a less aggressive

driving. If the same American driver drives this vehicle in CS, the average fuel consumption and

emissions are as shown in Table 34.

Table 34 - Simulation results for an American driver in CS (Toyota Prius Plug-in)

Fuel consumption 4.0 l/100km

CO2 emissions 100 g/km

CO emissions 0.3 g/km

HC emissions 0.008 g/km

NOx emissions 0.001 g/km

0

50

100C

O2 e

mis

sio

ns

(g/k

m)

CO2 emissions in CD CO2 emissions in CS

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The result for CO2 emissions in CD and CS are compared in Figure 77.

Figure 77 - CO2 emissions in CD and in CS in a WTW basis for 2010 Portuguese mix for an

American driver (Toyota Prius Plug-in)

For the considered VSP distribution, and for the Portuguese power mix, the emissions will be

almost coincident. This means that, to take the best out of this vehicle in terms of CO2

emissions reduction, decarburization of the electricity generation is needed otherwise its global

impact is almost the same (If not worse) as for a conventional Toyota Prius.

0

50

100

CO

2 e

mis

sio

ns

(g/k

m)

CO2 emissions in CD CO2 emissions in CS

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6. Conclusions and future work

The objective of this work was to assess the energy consumption and associated emissions

from the use of Plug-in Hybrid Electric Vehicles (PHEV). It was necessary to establish if the

Vehicle Specific Power methodology (VSP) was a valid methodology to characterize these

vehicles and also to estimate the electricity consumption and electric driving range, for which

indirect battery energy flows methodologies were developed and validated.

Two different PHEV where monitored with the use of a portable laboratory in order to perform

an energy and pollutant emissions characterization. Operational points were divided into CD

(Charge Depleting) and CS (Charge Sustaining), which represent the two main driving

conditions. A methodology to predict battery consumption was developed and validated by two

different means (comparison between estimated and measured current in a conventional

Toyota Prius with a maximum error of 8.1% for positive VSP, and comparison between

measured and predicted battery SOC for an Opel Ampera, resulting in an approximation with R2

equal to 0.998), allowing accurate calculations to be made on battery consumptions only

depending on the VSP. This methodology (which is fully explained in section 3.3) allowed

calculating the electricity consumption of each vehicle in charge depleting mode. This is

important in order to predict CD driving range as well as global impact in terms of CO2

emissions and total energy consumption.

The battery consumption prediction methodology provides a solution to estimate electricity

consumption without having to measure current flows, a possibly dangerous procedure, due to

the high voltage present in these systems.

The VSP methodology proved to be an adequate tool to characterize these vehicles, being the

only problem of it the lack of VSP modes for negative VSP. These modes are the ones where

these vehicles regenerate energy to its batteries. The fact that there are only 2 modes for

negative VSP can originate overestimations of the regenerative capacity as it groups a large

amount of points with different characteristics. For it to be more accurate, the introduction of

more modes on negative VSP should be done in order to better characterize the regenerative

capacity of Plug-in and, most probably, electric vehicles.

A simulation was done for each vehicle, in order to compare the results predicted by the

methodologies developed with on-road test data. Errors in electricity consumption, fuel

consumption and full electric range prediction were always found to be lower than 4.2%. During

this work it was possible to verify that the Toyota Prius Plug-in is a very efficient vehicle when

driven in CS but not as efficient in CD (strongly influenced by driver behavior), whereas the

Opel Ampera under CD mode is efficient (comparable to an EV) but in CS is less efficient then

the Toyota Prius Plug-in.

To perform the NEDC, in CD the Opel Ampera uses 59.6 MJ/100km which is similar to an EV,

(which consumes 49.9 MJ/100km, using Nissan Leaf official data). The Toyota Prius Plug-in

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under CS mode has a similar energy use when compared to the conventional Toyota Prius

(HEV), 121.3 MJ/100km and 120.7 MJ/100km respectively. During CD mode the Toyota Prius

Plug-in showed lower energy use than under CS mode (again strongly dependent on driver

behavior), 91.25 MJ/100km in CD and 121.3 MJ/100km in CS, which is above the energy use of

the Opel Ampera in CD. The Opel Ampera showed a higher energy use than all the other

vehicles under CS mode, about 186.1 MJ/100km This can be explained by the extra weight of

the batteries and the energy losses due to double conversion of energy (from ICE to generator,

and from the generator to the EM). The energy use of the Toyota Prius Plug-in under CD

conditions depends greatly on the driver’s behavior. When driven by an aggressive driver,

during the CD phase of the trip a reduction of 20% of fuel was observed when compared to CS,

whereas when it is driven by a softer driver, a fully charged vehicle can reach savings of 80% in

fuel consumption when comparing CD with CS.

A LMA and a NCSU sample driver were simulated by the developed methodologies in terms of

energy consumption and pollutant emissions. The emissions of CO2 were calculated in a WTW

analysis because their impact is in a global scale whereas the other pollutants were simulated in

a TTW analysis because their impact is local.

For the LMA driver and when the vehicles were fully charged in the beginning of the trip, an

electric range of 44.2 km and 27.0 km was verified for the Opel Ampera and Toyota Prius Plug-

in respectively (In the case of the Toyota Prius this distance is not purely electric but the

distance the vehicle runs until reaching CS mode). This represents an average electricity

consumption of 0.305 kWh/km for the Opel and 0.125 kWh/km for the Toyota. This difference is

due to the use of the ICE in the Toyota case with an average fuel consumption of 3.8 l/100km

under CD mode whereas in the Opel the ICE is always OFF during CD resulting in zero fuel

consumption and zero pollutant emissions except for CO2 emissions which will depend on the

power mix where the vehicle is charged. If the same typical driver uses both vehicles in CS, it

will have a fuel consumption of 5.8l/100km and 5.4l/100 km for the Opel Ampera and Toyota

Prius Plug-in respectively. In terms of associated CO2 emissions in the 2010 Portuguese power

mix, the Opel will emit 110g/km in CD and 154g/km in CS. In the Toyota case, and during CD

mode it will emit 145 g/km whereas under CS mode it will emit 136 g/km.

For the American driver, for a fully charged vehicle an electric driving range of 82.8 km in the

Opel and 27.94km in the Toyota was verified. This represents an electricity consumption of

0.163 kWh/km in the Opel and 0.121 kWh/km for the Toyota under CD conditions; the Toyota

uses the ICE at high speeds or high VSPs which introduces a fuel consumption during CD

mode, this average fuel consumption is 2.0/100km under CD mode. If this driver uses both

vehicles in CS, their average fuel consumption will be 5.2l/100km and 4.0l/100 km for the Opel

and Toyota respectively. The associated emissions for this driver will also depend on the driving

mode (CD o CS, using 2010 Portuguese mix). For the Opel those are 58g/km in CD and

139g/km in CS. The Toyota for the same driver will emit in CD about 106g/km and about

100g/km in CS. The VSP methodology proved to be an adequate analysis tool for these

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vehicles, as it allowed characterizing both vehicles in CD and in CS as well as computing full

electric range depending on time distribution per VSP mode.

These results show that using to the VSP methodology is possible to simulate the energy

impact and pollutant emissions from both the vehicles tested when driven by any type of driver.

For both simulated drivers (LMA and NCSU driver) the pollutant emissions are low and always

bellow European regulations, even EURO 6. This is just not verified in terms of CO emissions

for the Opel Ampera which can be explained with the fact that most of the high VSP points in

CS were obtained with a cold engine running at high loads, and also, because on normal use all

VSP range can be achieved, what does not happened during certification. This will provoke

higher CO emissions due to the use of the entire VSP spectrum. For these results to be more

accurate, more driving time under CS should be performed for this vehicle because most of the

measured trips during this work were under CD mode.

Future work includes addressing situations that need to be better characterized during on-road

testing. For the Opel Ampera, high VSP modes should be maintained for long periods in order

to verify the vehicle behavior in terms of battery consumption and available power, as it was

verified that in CS conditions the available power from the ICE is not sufficient to maintain high

power demands; the Mountain mode in this vehicle should also be better in order to understand

the ICE use; for the Toyota Prius Plug-in, situations with speeds above 100 km/h should be

maintained for longer time periods in CD mode in order to better characterize this situations in

terms of battery consumption and ICE use; a clearer distinction between what is considered an

aggressive or soft driving behavior for this vehicle should be addressed.

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