enterprise architecture, enterprise data management, and data standardization efforts at the u.s....
TRANSCRIPT
Enterprise Architecture, Enterprise Data Management, and Data Standardization Efforts
at the U.S. Department of Education
May 2006
Joe Rose, Chief Architect (OCIO)
Holly Hyland, Management Analyst (FSA)
3
AGENDA
• Department of Education: Overall
– The Role of Enterprise Architecture (EA) at the Department of Education
– Our Data Architecture Focus – The “Data Agenda”
– Recent Accomplishments
– Future Areas of Focus
• Federal Student Aid: Specific
– The Role of Enterprise Data Management at Federal Student Aid
– Our Data Architecture Focus – The “Data Strategy”
– Recent Accomplishments
– Future Areas of Focus
4
EA Is a Plan and a Process for Linking Business Needs With the Best Available Technology…
Department Goals
DepartmentObjectives
DepartmentStrategies
Required Business
Capabilities Required ITCapabilities
ITInvestment
PortfolioOrganization
Delivery Functions
Strategic View IT View
…And Is Organized Around 3 Domains: Business, Technology and Data
5
EA Helps ED to Share Capabilities in Order to Serve Customers, Deliver Value and Empower Staff.
Current ED Business Model• Focused on independent Program Offices serving specific
Education segments• Many capability investments are focused on single
Program Office needs• Little collaboration or sharing of capabilities across
Program Offices
Future ED Business Model• Re-focused on cross-Program Office lines of business,
e,g., Grants, Information Dissemination• Portfolio emphasis on Line of Business capabilities that
span Program Offices• IT function provides enabling technical capabilities in
support of Line of Business needs
2ED-EA Future State Visions v3.pptLines of Business Legend: Loans Grants Evaluation Research Information Dissemination Compliance Administration
Finance Travel
Enterprise-wide Information Technology
PR
OG
RA
M O
FF
ICE
S
EXECUTIVE OFFICES: OS, ODS, OUS
OFSA OPE OESE OSERS OVAE OELA OSDFS OIIIES OCR OIGProgram-Post 2nd edu.-International-Financial aid
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Policy-Loans-Pell Grant
Awareness
Application
Delivery
InstitutionParticipation
Servicing-Repayment-Consolidation-Collection
Program-Safe schools-Drug free-Civics
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Adult education-Vocational edu.-CC & HS
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-English learners-NCLB Title III
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Special edu.-Rehabilitation-Research
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-K-12 innovations-Charter schools-NCLB (options)-Compliance
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
CompliancePrograms Planning
ComplaintsResolution
Technical Assistance
Independent ReviewPlanning
AuditInspectionInvestigation
Monitor Remedial Actions
Program-K-12 edu.-SEA & LEA-NCLB
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Research-Evaluation-Statistics
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
SU
PP
OR
T O
FF
ICE
S
OCFO
OCIO
OMOPA
ProcurementFacilities Human Resources
Disseminate Information
BudgetStrategic Accountability Services (Program Evaluation)
Loans Administration (finance) Grants Administration (finance)
Legal External CoordinationOTHER SUPPORT OFFICES: OGC, OIIA, OLCA, OET2ED-EA Future State Visions v3.pptLines of Business Legend: Loans Grants Evaluation Research Information Dissemination Compliance Administration
Finance Travel
Enterprise-wide Information Technology
PR
OG
RA
M O
FF
ICE
S
EXECUTIVE OFFICES: OS, ODS, OUS
OFSA OPE OESE OSERS OVAE OELA OSDFS OIIIES OCR OIGProgram-Post 2nd edu.-International-Financial aid
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Policy-Loans-Pell Grant
Awareness
Application
Delivery
InstitutionParticipation
Servicing-Repayment-Consolidation-Collection
Program-Safe schools-Drug free-Civics
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Adult education-Vocational edu.-CC & HS
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-English learners-NCLB Title III
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Special edu.-Rehabilitation-Research
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-K-12 innovations-Charter schools-NCLB (options)-Compliance
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
CompliancePrograms Planning
ComplaintsResolution
Technical Assistance
Independent ReviewPlanning
AuditInspectionInvestigation
Monitor Remedial Actions
Program-K-12 edu.-SEA & LEA-NCLB
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Research-Evaluation-Statistics
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
SU
PP
OR
T O
FF
ICE
S
OCFO
OCIO
OMOPA
ProcurementFacilities Human Resources
Disseminate Information
BudgetStrategic Accountability Services (Program Evaluation)
Loans Administration (finance) Grants Administration (finance)
Legal External CoordinationOTHER SUPPORT OFFICES: OGC, OIIA, OLCA, OET3ED-EA Future State Visions v3.ppt
Policy-Loans-Pell Grant
Awareness
Application
Delivery
InstitutionParticipation
Servicing-Repayment-Consolidation-Collection
Enterprise-wide Information Technology
Finance Travel
PR
OG
RA
M O
FF
ICE
S
EXECUTIVE OFFICES: OS, ODS, OUS
OFSA OPE OESE OSERS OVAE OELA OSDFS OIIIES OCR OIGProgram-Post 2nd edu.-International-Financial aid
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Safe schools-Drug free-Civics
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Adult education-Vocational edu.-CC & HS
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-English learners-NCLB Title III
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Special edu.-Rehabilitation-Research
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-K-12 innovations-Charter schools-NCLB (options)-Compliance
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
CompliancePrograms Planning
ComplaintsResolution
Technical Assistance
Independent ReviewPlanning
AuditInspectionInvestigation
Monitor Remedial Actions
Program-K-12 edu.-SEA & LEA-NCLB
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Research-Evaluation-Statistics
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
GRANTS: GRANTS PROGRAM ALIGNMENT (Discretionary and Formula)
• GAPS Enhancement • e-Grants
EDCAPS ALIGNMENT
• GAPS Redesign • Performance Tracking
• Peer Review (electronic)• Monitoring (data warehouse)
EVALUATION: EVIDENCE-BASED EVALUATION
• PBDMI (data model, EDEN)• DIRWG (data standards)
• NCLB• Survey Design
STANDARD PRODUCTIVITYSOLUTIONS
SU
PP
OR
T O
FF
ICE
S
INFORMATION DISSEMINATION Web Publication Advanced Search Constituencies “What Works” Clearing House ERIC
Travel Mgmt. Sys. / e-TravelOCFO
OCIO
OMOPA
Procurement
Legal External Coordination
Facilities Human Resources ONE ED (BPR for ED staff and line processes)
INFORMATION DISSEMINATION
BudgetStrategic Accountability Services (Program Evaluation)
Select Design & Deploy Acquisition Strategic PlanningSOLUTION LIFE CYCLE ED Web Redesign Remote Technology Reliable Networks Security PrivacyCOLLABORATIVE INFRASTRUCTURE
Loans Administration (finance) Grants Administration (finance)
Lines of Business Legend: Loans Grants Evaluation Research Information Dissemination Compliance Administration
LO
AN
S:L
OA
NS
IN
TE
GR
AT
ION
&
SY
ST
EM
IN
TE
GR
AT
ION
OTHER SUPPORT OFFICES: OGC, OIIA, OLCA, OET
Technology Roadmap Data Mgmt. Data Warehouse Business Reporting CRM Collaboration Records Mgmt. Knowledge Mgmt. Case Mgmt. Tracking & Workflow
3ED-EA Future State Visions v3.ppt
Policy-Loans-Pell Grant
Awareness
Application
Delivery
InstitutionParticipation
Servicing-Repayment-Consolidation-Collection
Enterprise-wide Information Technology
Finance Travel
PR
OG
RA
M O
FF
ICE
S
EXECUTIVE OFFICES: OS, ODS, OUS
OFSA OPE OESE OSERS OVAE OELA OSDFS OIIIES OCR OIGProgram-Post 2nd edu.-International-Financial aid
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Safe schools-Drug free-Civics
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Adult education-Vocational edu.-CC & HS
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-English learners-NCLB Title III
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Special edu.-Rehabilitation-Research
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-K-12 innovations-Charter schools-NCLB (options)-Compliance
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
CompliancePrograms Planning
ComplaintsResolution
Technical Assistance
Independent ReviewPlanning
AuditInspectionInvestigation
Monitor Remedial Actions
Program-K-12 edu.-SEA & LEA-NCLB
Discretionary Grants-Application-Award-Admin
Formula Grants
Program Evaluation-Survey-Analysis-Results
Disseminate Information
Program-Research-Evaluation-Statistics
Discretionary Grants-Application-Award-Admin
Program Evaluation-Survey-Analysis-Results
Disseminate Information
GRANTS: GRANTS PROGRAM ALIGNMENT (Discretionary and Formula)
• GAPS Enhancement • e-Grants
EDCAPS ALIGNMENT
• GAPS Redesign • Performance Tracking
• Peer Review (electronic)• Monitoring (data warehouse)
EVALUATION: EVIDENCE-BASED EVALUATION
• PBDMI (data model, EDEN)• DIRWG (data standards)
• NCLB• Survey Design
STANDARD PRODUCTIVITYSOLUTIONS
SU
PP
OR
T O
FF
ICE
S
INFORMATION DISSEMINATION Web Publication Advanced Search Constituencies “What Works” Clearing House ERIC
Travel Mgmt. Sys. / e-TravelOCFO
OCIO
OMOPA
Procurement
Legal External Coordination
Facilities Human Resources ONE ED (BPR for ED staff and line processes)
INFORMATION DISSEMINATION
BudgetStrategic Accountability Services (Program Evaluation)
Select Design & Deploy Acquisition Strategic PlanningSOLUTION LIFE CYCLE ED Web Redesign Remote Technology Reliable Networks Security PrivacyCOLLABORATIVE INFRASTRUCTURE
Loans Administration (finance) Grants Administration (finance)
Lines of Business Legend: Loans Grants Evaluation Research Information Dissemination Compliance Administration
LO
AN
S:L
OA
NS
IN
TE
GR
AT
ION
&
SY
ST
EM
IN
TE
GR
AT
ION
OTHER SUPPORT OFFICES: OGC, OIIA, OLCA, OET
Technology Roadmap Data Mgmt. Data Warehouse Business Reporting CRM Collaboration Records Mgmt. Knowledge Mgmt. Case Mgmt. Tracking & Workflow
6
Our Data Architecture Focus – The “Data Agenda”
– Data Standards and Guidelines• Rules for the creation, replication, storage, and management of data• Policies and guidelines to data providers and data users to maintain the integrity of data.
– Best Practices for Data• Data modeling • Data integration • Data management • Open standards
– Data Architecture Artifacts• Enterprise Standards and Guidelines • Enterprise Data Conceptual Model • Enterprise Data Dictionary
– Data/XML Steering Committee• Collaborative environment for the promotion of standards• Promotes data exchange both internally and externally.
7
Our Data Architecture Focus – Education Communityof Interest
– Promote use of common standards across the Department of Education
• Within Program Offices• Across Program Offices in like disciplines (e.g., grants, evaluation)• Between Research (NCES) and other ED Programs• Between K –12 and Post-secondary education areas
– Cooperative standards with external parties• State and local education organizations – Education Data Exchange
Network• Cross-Federal government coordination – Grants.Gov Find and Apply• New Information exchange capabilities – Migrant Student
Information Exchange• Coordination between external standards groups - SIFA and PESC
8
Recent Accomplishments: Data and XML Steering Committee
Postsecondary Data• Exchanged among 3rd parties, Institutions, and ED
(FSA & NCES)• Postsecondary Electronic Standards Council
(PESC) is focused on Postsecondary data interoperability
Districts
States
Federal (ED)
Schools
FSAEDEN NCES
PESCSIFA
Institutions
ED EA
PK-12 Data• Exchanged among Schools, Districts,
States, and ED (EDEN & NCES)• Student Interoperability Framework
Assoc. (SIFA) is focused on PK-12 data interoperability
Overlapping PK-12 and Postsecondary Data• Notable overlapping data elements include high school
transcripts and community colleges – exchanged among many parties.
• ED Enterprise Architecture Program is focused on overlapping (PK-20) data interoperability
PURPOSE: Promote efficient data exchange
– Increase awareness of data modeling and XML industry perspectives
– Identify / develop recommended data modeling and XML standards for ED
– Foster collaboration in the application of these standards among stakeholders
– Provide a governance mechanism for data-related decisions
RESULTS TO DATE:
– Identified seven candidate best practices
– “Common Core Components Comparison Committee” established to pilot collaborative activities
– Extended scope to include SIFA and PESC
9
Grants Monitoring• Increase grant manager interactions
with discretionary grantees• Improve tracking against state plans
for formula grants
Grants Risk Management• Identify high-risk and potentially
high risk areas within and across POCs
• Organize and manage risk teams that work to remove the risks
Recent Accomplishments: EDFacts – the Enterprise Data Warehouse Capability
Program Office
Risk Management
02468
10
199019921994199619982000
Control
Evaluation Data Analysis
Policy / Performance Evaluation
• Link evidence of results to program objectives (causality)
• Expedite policy analysis through faster access to data
States
Districts
Schools
Research
Grants
Loans
Enterprise Data Warehouse
“Quick Wins”• E-Monitoring extensions• Drawdown Reporting• EDEN Submission and
Leadership Reports
GAPS
EDEN
IPEDS
CCD
Transactional Systems
Knowledge Worker Enabling Tools
New Interim Capabilities
Enterprise Data Warehouse
Single Audit
Single Audit
State PlansState Plans
10
Future Areas of Focus
– Common data/ XML repository across all parts of the Department of Education
– Establish relevant areas of integration between K-12 and Post-secondary areas (e.g., high school transcripts)
– Minimize customer burden through consolidated information collections
– Improve quality, consistency and availability of data for decision-making
– Provide improved external access to Department of Education data consistent with privacy and security requirements
11
Federal Student Aid: Evolution to the Target State Vision
• A target state outlines the vision to achieve integration. • Business needs drive technology solutions.
Lif
e-cy
cle
Ph
ase
Ap
pli
can
t/B
orr
ow
erP
roce
ss
Department of Education
Help Desk
Financial Partners Portal
Schools Portal
FS
AT
rad
ing
Par
tner
Pro
cess Partner Application
Oversight
Aid Education Submission Eligibility Repayment Consolidation
Aid Awareness & Application InstitutionParticipation
Servicing
Tra
din
gP
artn
ers
&S
ervi
cers
Guaranty Agencies
Student Aid on the Web
Call Centers
Collections
Origination &Disbursement
ED
Financial Management
Lenders (Lender Servicers)
Other External Partners
To-Be FinancialAid Life Cycle
DRAFTHigh-Level Business View
State Agencies Schools ( School Servicers)
Common Services for BorrowersOrigination & Disbursement
Trading Partner Management
Delivery
FSA Gateway
Award & DisbursementProcessing
School Aid Payments &Funding Level Mgmt
PartnerEnrollment
Partner Eligibility& Oversight
Funds & InternalControls
ServiceLoans
Recovery &Resolution
ITAIntegratedTechnical
Architecture
VDCVirtual
Data Center
EAIEnterpriseApplication
Integration
Internal Transfer
External Transfer
Business Function
ApplicationAid EligibilityDetermination
EstablishPersonRecord
GLAccountingBudgetingExternal Financial
Reporting
Authentication & Access Management
Credit Check SSCRServicing Reporting (FFEL & Campus Based)
Edit Checks
En
terp
rise
Sh
ared
Fu
nct
ion
s
Common Data ArchitectureGenerate/Distribute ISIR/SAR
CSB
FMS
En
terprise S
hared
Fu
nctio
nsWarehouse/Data Marts
Match Against CDA (FAH)
Send/Receive from Matching Agencies
SSIM Logic
ConsolidateLoans
PaymentProcessing
Authentication &
Access Tools
Enablers
Business
Intelligence Tools
Enterprise Analytics and ResearchAcquisition &Planning Strategy
Enterprise PerformanceManagement
Case Tracking(Ombudsman)
Partner Payment Calculation/PrePopulationCDR
RecommendPolicy Changes
Ancillary Services
AidAwareness
NSLDS
Partner Payment ManagementPartner PaymentAdmin
TransactionsStudents Trading
Partners
ProcessPayments
State AgencyFunding
Analytics
Computation Edits - EFC
AR Management
Distribute Eligibility
Transfer Monitoring Process Promissory Notes
FMSS GAPS
RID Mappings
ApplicationProcess
RelationshipMgmt
AuditHistory
Integrate FSA systems and provide new technology
solutions Improve program integrityReduce program administrative
costsImprove human capital
management
FSA Strategic Objectives
Core Business Outcomes
Find the Right Balance Between Efficient Delivery & Effective OversightCore Business Driver
Improve products and services to provide better customer service
-Simplify programs through proactive informing to policy and legislative processes
Ability to proactively inform regulatory and statutory changes
Run the Business to Enable Right Actions, Right Transactions to the Right People
Actionable data to drive decision making
-Analytic approach to system changes
-Timely delivery/deployment of systems
-Right data available at right time and organizational agreement about what is required and when
Deployment of technology solutions to meet program objectives
-Infrastructure capacity that is secure, scalable and flexible to meet the changing needs of FSA
-Define data access authorization standards
-Balance between COTS procurement and enterprise technology standards
Flexible standards, technologies and services
-Greatest return in collections
-Maximize access to available resources
-Analytic approach to process changes
Maximize effectiveness of program based goals
-Easier financial internal exchange-Smarter contracting for customer service-Strategic contracting/acquisition strategy supporting business objectivesRight skilled/trained workforce aligned with business
processes
Tailored and relevant business services for all customer lifecycle activities
Assumption 2: Customers are defined as Students, Schools, Financial Partners, DoED, FSA Employees, External/Internal Audit Groups, Delivery Partners and Budget Services.
Imp
rove
& In
teg
rate
Bu
sin
ess
Pro
cess
es In
to D
eliv
ery
So
luti
on
s
Assumption 1: It is presumed an Enterprise Plan will be in place to support the vision (resource allocation, budgeting, training, QA processes).
-Effectively deliver financial aid to recipients
-Defined roles and responsibilities of FSA in supporting delivery partners driven by what they need, what should be provided and how/priority
Maintain Right & Effective Levels of Oversight Through Combination of Enhanced Tools & Customer Self-
Monitoring
Provide Easier Access to Make it Easier for Our Customers to do Business With Us
Pro
vid
e th
e R
igh
t S
ecu
rity
, To
ols
, Sys
tem
s, A
rch
itec
ture
& T
ech
no
log
y to
En
able
th
e B
usi
nes
s to
Ach
ieve
its
Ou
tco
mes
-Easier for FSA to support customers by providing views across the person and entity -Establish a common method and process for transition that is easy and accurate for administering trading partner enrollment and access to FSA systems and resources
-Reduce reporting requirements (use the data we have)
-Easier and more accurate external exchanges that meet the needs of delivery partners
Effectively & efficiently manage organizational financial well-beingTimely identification of risk-based non-compliance
-Common edits
Standardized business processes
-Include customer input and feedback
Streamlined processes for routine oversight functions Actionable information to inform business processes
-Uniform business rules across functions
Efficient, automated oversight capabilities
System-independent, integrated services to customers across the lifecycle Effective and balanced oversight
-Support analytic approach to oversight/problem identification, decision making, policy and legislation through data, information and tools
-Support audit functions to track access to FSA systems and data.
-Right time data exchange with delivery partners
Automated business processes
-Automate internal/system interfaces
-Uniform business rules across systems
-Single, secure external gateway for file exchange
-Common edits
-Automate identity and management processes
-Configure security to minimize and simplify user interfaces
Self-service capabilities
-Delivery partner access to information to support self-monitoring and decision making
-Provide information to prospective students
Easy customer access to required information throughout the delivery cycle
Easy and timely access to required oversight information
-Enterprise (cross-functions) information and analysis
-Customer centric buildup for schools across the lifecycle-RID implementation across the lifecycle
-Provide an integrated, cross-lifecycle, web-delivered customer view that is system independent -Customer centric buildup for students across the lifecycle
Su
pp
ort
Eff
ecti
ve &
Info
rmed
Dec
isio
n M
akin
g b
y M
akin
g t
he
Rig
ht
Info
rmat
ion
Ava
ilab
le a
t th
e R
igh
t T
ime
to t
he
Rig
ht
Peo
ple
Co
re B
usi
nes
s E
nab
lers
-Better common loan identification
-CSID implementation across the lifecycle
-RID implementation across the lifecycle
-Clear indication of aid status displayed throughout the enterprise
-Maximize access to available resources
-Provide enrollment status via the web
-Right time data exchange between systems
Maintain appropriately secured information
-Establish and follow common data definitions to facilitate the exchange of data internally and externally
-Continuous data quality verification
-Defined, secure access points -Right access to right person/entity at right point in time
Consistent and accurate data across the enterprise
-Define data related standards (including XML standards)
-Ownership and definition of shared data
Clearly defined ownership and management of data
Awareness DisbursementApplication Origination Servicing
Eligibility MonitoringParticipation Oversight Management
Application for Participation
Partner Eligibility
Participation Management
Enrollment/Access Mgmnt
Performance Mgmnt*
Oversight - Closed School Processing - Ongoing Monitoring - Risk Management - Oversight Reviews/Actions - Accountability For Funds - Default Rate Calculations
Partner Management
Partner Payment ProcessingBulk Payment Calcs - ACA Payments to Schools Payments & Tracking
P-Note Processing
Award Processing
Disbursement ProcessingFunding Level Management - Award Processing - Calc & Monitor Funding Chngs
School Payments (Pass-Through) - Student Based Pymnt Calcs - Payments & Tracking
Origination & Disbursement
Application Processing - Electronic Processing - Paper Processing & Fulfillment
Applicant/Recipient Eligibility - Electronic Processing - Paper Processing/Fulfillment
Student Authentication & Access Mgmnt
Performance Mgmnt*
Application
Inbound Payment Processing
Consolidations
Loan Assignment Processing
Collections
Default Aversion
Delinquency Mgmnt
Death, Disability & Bankruptcy
Accounting
Performance Mgmnt*
Common Services for Borrowers
Borrower Refund Processing
Student Authentication & Access Mgmnt
Financial Management - Accounting - External Financial Reporting - Funds Control - Budget - Internal Controls
Business Process Awareness - Counseling - Awareness
Enterprise Performance Management - Contract Management - Acquisition & Planning Strategy - Performance Analytics & Reporting
Support Functions
Portfolio Data Management - Aggregated Recipient Data - Program Analytics & Reporting
FSA Integration Vision Framework
FSA Business Architecture
FSA Enterprise Target State
12
Federal Student Aid:Data Strategy Purpose
Get the Right Information
To the Right Person
At the Right Time and Place
At the Right Cost
Develop an overall approach towards data to ensure that accurate and consistent data is available to and exchanged between Federal Student Aid and our customers,
partners, and compliance and oversight organization.
13
The Target State VisionLi
fe-
cycl
ePh
ase
App
li can
t/B
orr o
wer
Pro
c ess
Aid Education Submission Eligibility Repayment Consolidation
Aid Awareness & Application InstitutionParticipation Servicing
CommunicationsPublications PressReleases
/
/
Department of Education
Help Desk
Financial Partners Portal
Schools Portal
Partner Application
Oversight
Guaranty Agencies
Origination &Disbursement
Financial Management
Other External PartnersTarget State Vision
High-Level BusinessView of the
Financial Aid Lifecycle
Revised Sept 2005
State Agencies Schools (School Servicers)
Common Services for BorrowersOrigination & Disbursement
Integrated Partner Management
Federal Student Aid Gateway
Award & DisbursementProcessing
School Aid Payments &Funding Level Management
Partner Participation& Enrollment Oversight
FundsManagement
ServiceDebts
Recovery &Resolution
Internal Transfer
External Transfer
Business Function
Application
FinancialReporting
Run Credit CheckCommon Logic Edit Checks
En te
rpri
seS
hare
dB u
sine
ssFu
nct
ions
Information Framework
Generate/ Distribute ISIR/ SAR Data
Ente
r prise
Sha
red
Busin
essFu
nction
sSend/ Receive from Matching Agencies SSIM Logic
ConsolidateLoans
Enterprise Analytics and ResearchAcquisition &
Planning StrategyEnterprise Performance
Management Ombudsman
Case Research Recommend
Policy Changes
EstablishPerson Record
Partner Payment and Reporting ManagementPayables
Management
State AgencyFunding
Analytics
Calculate EFC
ReceivablesManagement
Manage Promissory Notes
One Financial GAPS
RID Legacy Identifier Crosswalk
Audit History
Analytical DataTransactions
Person Org Metadata
Repository
EDW
Distribute Student Eligibility
Campus-BasedApplication Eligibility Funding
Aid Awareness
Financial Aggregates& Reporting
Financial Aid History
Student EnrollmentReporting
Default RateCalculation
Distribute School Eligibility/ Review Information
Student Aid History Management
OIG
Aggregate Relevant Information/ Determine Student Eligibility
OPE
CDA/ODS(NSLDS II)
Integrated School View Integrated Student View
Guaranty Agency Payment &Reporting Administration
Budget FormulationCredit Report
Manage
Monitor AidEligibility
Aid EligibilityDetermination
Lender Payment &Reporting Administration
Enterprise Access Management
ConferencePlanning
Lenders (School Servicers)
ITAIntegratedTechnical
Architecture
BusinessIntelligence
Tools
ESBEnterprise
Service Bus
AuthenticationAccessTools
VDCVirtual
Data Center
AncillaryServices
ContentManagement
Enablers
DataMarts
Student Portal
Call Centers
Aid Delivery
Collections
Federal Student Aid Target State Vision
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Federal Student AidData Management Focus – The “Data Strategy”
– Data Policy and Strategic Planning
– Data Administration• Data standardization• Metadata Management • Data Modeling Management • Data Governance
– Data Architecture • Data Conversion/Migration Planning• Data Integration Services
– Data Quality
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Federal Student AidData Management Focus – The “Data Strategy”
– Data Standards and Guidelines• Rules for the creation, replication, storage, and management of data• Policies and guidelines to data providers and data users to maintain the integrity of data.
– Best Practices for Data• Data modeling • Data integration • Data management • Open standards
– Data Architecture Artifacts• Enterprise Standards and Guidelines • Enterprise Data Conceptual Model • Enterprise Data Dictionary
– Education Community of Interest• Collaborative environment for the promotion of standards
– Federal Student Aid Co-Chairs DXSC• Promote data exchange both internally and externally
– XML Registry and Repository for the Education Community
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Federal Student Aid Data Management Focus – Education Community of Interest
– Promote use of common standards across the Education Community of Interest.
– Cooperative standards with external parties.
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FSA Recent Accomplishments: Enterprise Conceptual Data Model
Person Subject Area
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FSA Recent Accomplishments: Enterprise Conceptual Data Model
Organization Subject Area
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FSA Recent Accomplishments: Enterprise Conceptual Data Model
Aid Subject Area
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FSA Recent Accomplishments
– Released the XML Registry and Repository for the Education Community as open-source.
– Working with IPEDS on a schema development project using the PESC Process.
– Web-based Data Model Repository.
– Data Management standards incorporated into the procurement process.
– Integration between the XML Registry and Repository for the Education Community and the Federal Student Aid Data Model Repository.
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Federal Student Aid Future Areas of Focus
– Continue to work with the Education Community of Interest to add additional core components to the XML Registry and Repository for the Education Community.
– Improve quality, consistency and availability of data for decision-making.
– Support Enterprise Data Integration Services Infrastructure that implements our Service Oriented Architecture in the Target State Vision.
– Institutionalize Data Quality best practices across the Enterprise.
– Strengthen our Data Governance efforts across the Enterprise.
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Federal Student Aid Future Areas of Focus
Initial Repeatable DefinedManaged/Optimizing
Basic Internal XMLMessage Exchange
Capability
Basic External XMLMessage Exchange
Capability
XML Maturity Model for FSA
Basic SchemaDevelopment
(COD)
XML-integratedPresentation Capability
(Portals)
XML-based MessagingBusiness Rules
and Edits Standards
Centralized Parsing /Processing Facilities
and Standards
Analysis of ISIR and CODSchema modeling concepts
Data Reconciliationand Cleanup
Initial GovernanceStandards
Message ValidationStandards
XML Core ComponentsAnalysis and
Definition Standards
XML-based Web Services
- Ad-hoc development.- Occasionally chaotic.- Few defined processes.- Rely on individual efforts.
Intermediate SchemaDevelopment
(ISIR)
Initial Component-basedSchema Development
Discussion and analysis ofSchema approaches to
determine best practices
XML Messaging DocumentAssembly Standards
Registry and Repository
XML Toolset Standards
* Each level builds upon the principles of the previous levels.
- Some defined processes.- Tracking of cost, schedule, and functionality.- Application of lessons learned.
- Processes are well defined and documented.- Both functional and technical processes are addressed.- Standards are set and followed.
- There is a cycle of continuous improvement to the processes.- Innovative ideas and technologies are introduced and integrated with the processes.
Last Updated: June 25, 2003
Maintain/UpdateXML Core Components
XML Technical Knowledge
Coordinate WithOther XML Initiatives
XML Vision
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Summary
The Department of Education and Federal Student Aid’s Enterprise Data Initiatives align with each other and with the interests of the Education Community of Interest.
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Questions?