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Page 1: Enzymatic Transformation

Enzymatic Transformation

Page 2: Enzymatic Transformation
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Soundar Divakar

Enzymatic Transformation

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Soundar Divakar Central Food Technological Research Institute Mysore, Karnataka , India

ISBN 978-81-322-0872-3 ISBN 978-81-322-0873-0 (eBook) DOI 10.1007/978-81-322-0873-0 Springer New Delhi Heidelberg New York Dordrecht London

Library of Congress Control Number: 2012951119

© Springer India 2013 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, speci fi cally the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on micro fi lms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. Exempted from this legal reservation are brief excerpts in connection with reviews or scholarly analysis or material supplied speci fi cally for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. Duplication of this publication or parts thereof is permitted only under the provisions of the Copyright Law of the Publisher’s location, in its current version, and permission for use must always be obtained from Springer. Permissions for use may be obtained through RightsLink at the Copyright Clearance Center. Violations are liable to prosecution under the respective Copyright Law. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a speci fi c statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. While the advice and information in this book are believed to be true and accurate at the date of publication, neither the authors nor the editors nor the publisher can accept any legal responsibility for any errors or omissions that may be made. The publisher makes no warranty, express or implied, with respect to the material contained herein.

Printed on acid-free paper

Springer is part of Springer Science+Business Media (www.springer.com)

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Viky and Sasi

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vii

This book is a summary of the research work carried out by me with my students and collaborators at the Central Food Technological Research Institute, Mysore, India. The work was carried out in a period spanning 18 years or so from 1995 onwards. The essence of the work from 70 or so publications is presented here in brief under 11 chapters.

The objective of this book is to explain the various techniques and strategies involved in enzymatic transformation reactions. Esteri fi cation of acids using lipases and glycosylation of alcohols and phenols using glycosidases are the two enzymatic reactions highlighted in this book. Both esteri fi cation and glycosylation reactions involve multifunctional substrates. Challenges using underivatised polar and nonpolar substrates in terms of product speci fi city/selectivity, yields and feasibility in such enzymatic reactions carried out in nonpolar media are explained with several examples of divergent multifunc-tional substrates. Hence, the information provided would be a source of useful information for not only established researchers but also for beginners who eye this as a potential and fruitful research area.

The author is sure that this book has brought out the trials and tribulations of carrying out enzymatic transformations clearly.

Preface

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ix

Dr. Divakar is working as a Chief Scientist in the Central Food Technological Research Institute, Mysore, where he joined as a Scientist. Before this, he served as CSIR Pool Of fi cer at Molecular Biophysics Unit, Indian Institute of Science, Bangalore. After completing his post-graduation in 1976 from Pachaiyappa’s College, Chennai, he had a brief stint in a polymer industry, M/S Reichhold Chemicals, Ind. Ltd., Chennai. He completed his Ph.D. degree in Chemistry from the Australian National University, Canberra, Australia in 1982.

The author is actively involved in research for the past 36 years. While working as a Research and Development chemist at Ms. Reichhold Chemicals (Ind.) Ltd., he was actively involved in research in the fi elds of alkyd resins, unsaturated polyesters, phenol-formaldehyde resins (resoles and novolaks), urea-formaldehyde resins and epoxy resins.

After completing his Ph.D., he was involved in research work on three important areas, namely, 1. NMR investigations of some biological systems 2. Host-guest complexation chemistry with special reference to cyclodextrins 3. Enzyme catalyzed transformation reaction employing lipases and

glycosidases He has so far guided various Ph.D. and M.Sc. students and has published about 149 research articles including reviews. His work on Enzymatic Transformations has resulted in about 70 publications, which prompted him to write this book on Enzymatic Transformation.

About the Author

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Acknowledgements

The author gratefully acknowledges Central Food Technological Research Institute, Mysore, for providing the facilities and sanctioning the projects. Acknowledgement is also due to the Department of Biotechnology, India, and Department of Science and Technology, India, for providing the fi nancial assistance.

Author expresses his gratitude and appreciation to the following students and the other contributors: Dr. B. Manohar, Dr. P. Ravi, Dr. K.R. Kiran, Dr. C.V. Suresh Babu, Dr. H.H. Pattekhan, M.S. Pramila Rao, Dr. K. Lohith, Dr. G.R. Vjayakumar, Dr. B.R. Somashekar, Dr. R. Sivakumar, Mr. Mallikarjuna, Mr. Swaminathan and Mr. G. Vadivelan.

The author also acknowledges Springer for their prompt response and support in publishing this work.

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1 Introduction ................................................................................... 1 1.1 Introduction .......................................................................... 1 1.2 Scope of the Book ................................................................ 2 References ..................................................................................... 2

2 Glycosidases ................................................................................... 5 2.1 Introduction .......................................................................... 5 2.2 Amylolytic Enzymes ............................................................ 5 2.3 Glucoamylase ....................................................................... 6 2.4 Sources of Glucoamylases ................................................... 6 2.5 Sources of Other Glycosidases ............................................ 7 2.6 Structural Features of Glucoamylase ................................... 7 2.7 Structural Features of β-Glucosidase ................................... 8 2.8 Glycosylation ....................................................................... 9 2.9 Mechanism of Glycosylation ............................................... 10 2.10 Glycosylation Reactions ...................................................... 11 2.11 Advantages of Enzymatic Glycosylation

over Chemical Methods ....................................................... 13 References ....................................................................................... 17

3 Lipases ............................................................................................ 23 3.1 Lipases ................................................................................. 23 3.1.1 Porcine Pancreas Lipase (PPL) ................................ 24 3.1.2 Rhizomucor miehei Lipase (RML) ........................... 25 3.1.3 Candida rugosa Lipase (CRL) ................................. 26 3.2 Lipase Specificity ................................................................. 27 3.3 Reactions Catalysed by Lipases ........................................... 28 3.3.1 Hydrolysis ................................................................ 28 3.3.2 Esterification ............................................................ 29 3.3.3 Transesterification .................................................... 29 3.4 Mechanism of Lipase-Catalysed Esterification

in Organic Solvents .............................................................. 29 3.5 Esterification Reactions ....................................................... 30 3.6 Advantages of Lipase Catalysis over

Chemical Catalysis ............................................................... 30 References ....................................................................................... 34

Contents

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4 Enzymatic Esterification of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups ...................... 39

4.1 Introduction .......................................................................... 39 4.2 2-O-Acyl Esters of Lactic Acid ........................................... 39 4.2.1 Lactic Acid ............................................................... 40 4.2.2 2-O-Stearoyl Lactic Acid ......................................... 40 4.2.3 2-O-Palmitoyl Lactic Acid ....................................... 41 4.2.4 Optimisation of Reaction Parameters

Using Response Surface Methodology .................... 42 4.2.5 Effect of Acid Carbon Chain Length

on Esterification with Lactic Acid ........................... 45 4.2.6 Reusability of Porcine Pancreas Lipase ................... 45 4.2.7 Food Chemical Codex Specifications

for Enzymatically Synthesised 2-O-Acyl Esters of Lactic Acid ............................................... 46

4.3 Tolyl Esters .......................................................................... 47 4.3.1 Application of Central Composite Rotatable

Design to Lipase-Catalysed Synthesis of m-Cresyl Acetate ................................................. 49

4.4 Application of Plackett–Burman Design for Lipase-Catalysed Esterification of Anthranilic Acid .............................................................. 50

4.5 Kinetic Study of Porcine Pancreas Lipase Inhibition by p-Cresol (p-Cresyl acetate) and Lactic Acid (2-O-Stearoyl Lactate) ......................................................... 50

4.6 Thermostability of Porcine Pancreas Lipase ........................ 52 4.7 Scanning Electron Microscopy ............................................ 53 4.8 Hydrogen Ions in Micro-aqueous Phase During

Lipase-Catalysed Esterification in Nonaqueous Media ....... 55 4.9 Acetylation of Protocatechuic Aldehyde ............................. 58 4.10 4-t-Butylcyclohexyl Acetate ................................................ 58 4.11 Esterifi cation of b-Cyclodextrin........................................... 61 References ....................................................................................... 62

5 Enzymatic Polymerisation ............................................................ 65 5.1 Introduction .......................................................................... 65 5.2 Polylactic Acid ..................................................................... 66 5.2.1 Shake-Flask Level .................................................... 66 5.2.2 Bench-Scale Level ................................................... 66 5.2.3 Further Molecular Weight Build-Up ........................ 68 5.2.4 Nuclear Magnetic Resonance Spectroscopy ............ 70 5.2.5 Polylactic Acid Films .............................................. 71 5.3 Poly-e-caprolactone ............................................................. 72 5.3.1 Shake-Flask- and Bench-Scale-Level

Experiments ............................................................. 72 5.3.2 Nuclear Magnetic Resonance Spectroscopy ............ 74 5.3.3 Polycaprolactone Ester Films .................................. 74 5.4 Poly-p-hydroxybenzoate ...................................................... 74 5.5 Poly-p-benzamide ................................................................ 76 5.6 Polyadipates ......................................................................... 77 References ....................................................................................... 78

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6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates ............................................................... 81

6.1 Introduction .......................................................................... 81 6.2 l-Alanyl-d-Glucose ............................................................. 83 6.2.1 Optimisation Studies ................................................ 83 6.2.2 Reusability of Lipases .............................................. 83 6.2.3 Syntheses of l-Alanyl Esters of Carbohydrates ....... 85 6.3 Synthesis of l-Valyl-d-Glucose ........................................... 86 6.3.1 Syntheses of l-Valyl Esters of Carbohydrates ......... 90 6.4 l-Leucyl-d-Glucose ............................................................. 91 6.4.1 Optimum Conditions ................................................ 91 6.4.2 Selectivity................................................................. 91 6.4.3 Determination of Critical Micellar

Concentration (CMC) .............................................. 91 6.4.4 Syntheses of l-Leucyl Esters of Carbohydrates ...... 91 6.5 Syntheses of l-Isoleucyl Esters of Carbohydrates ............... 91 6.6 Synthesis of l-Phenylalanyl-d-Glucose ............................... 98 6.6.1 Optimum Conditions ................................................ 98 6.6.2 Reusability of Lipases .............................................. 100 6.6.3 Determination of Critical Micellar

Concentration (CMC) .............................................. 100 6.6.4 Optimisation of l-Phenylalanyl-d-Glucose

Synthesis Using Response Surface .......................... 100 6.6.5 l-Phenylalanyl Esters of Carbohydrates .................. 106 6.7 l-Prolyl Esters of Carbohydrates ......................................... 106 6.8 l-Tryptophanyl Esters of Carbohydrates .............................. 107 6.9 l-Histidyl Esters of Carbohydrates ....................................... 109 6.10 Spectral Characterisation of l-Alanyl, l-Valyl,

l-Leucyl, l-Isoleucyl, l-Prolyl, l-Phenylalanyl, l-Tryptophanyl and l-Histidyl Esters of Carbohydrates .................................................................. 109

6.11 Discussion ............................................................................ 112 References ....................................................................................... 120

7 Enzymatic Glycosylation of Alcohols .......................................... 123 7.1 Introduction .......................................................................... 123 7.2 n-Octyl-d-Glucoside ............................................................ 124 7.3 Synthesis of n-Octyl-d-Glucoside Using β-Glucosidase ..... 126 7.4 Determination of Critical Micellar Concentration (CMC) .. 127 7.5 Synthesis of n-Octyl Glycosides .......................................... 127 7.6 Spectral Characterisation ..................................................... 127 7.7 Synthesis of n-Alkyl Glucosides Using

Amyloglucosidase ................................................................ 129 7.7.1 Shake-Flask Method ................................................ 129 7.7.2 Re fl ux Method ......................................................... 129 7.8 Cetyl and Stearyl Glucosides ............................................... 130 7.9 Optimisation of n-Octyl-D-Glucoside Synthesis

Using Response Surface Methodology ................................ 130 References ....................................................................................... 134

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8 Glycosylation of Some Selected Phenols and Vitamins ............. 137 8.1 Phenols ................................................................................. 137 8.1.1 Guaiacyl Glycosides .............................................. 138 8.1.2 Eugenyl Glycosides ............................................... 141 8.1.3 Curcuminyl Glycosides.......................................... 141 8.1.4 Syntheses of N-Vanillyl-Nonanamide

Glycosides .............................................................. 149 8.1.5 Capsaicin Glycosides ............................................. 151 8.1.6 Syntheses of Vanillyl Glycosides ........................... 152 8.1.7 Syntheses of dl-Dopa Glycosides ......................... 165 8.1.8 l-Dopa Glycosides ................................................. 167 8.1.9 Syntheses of Dopamine Glycosides ....................... 171 8.1.10 Serotonyl Glycosides ............................................. 177 8.1.11 Epinephryl Glycosides ........................................... 182 8.2 Vitamins ............................................................................... 183 8.2.1 Glucosylation of Thiamin ...................................... 184 8.2.2 Syntheses of Ribo fl avinyl Glycosides ................... 187 8.2.3 Pyridoxine Glycosides ........................................... 191 8.2.4 Glycosylation of Retinol ........................................ 195 8.2.5 Syntheses of Ergocalciferyl Glycosides ................ 198 8.2.6 Cholecalciferol Glycosides .................................... 202 8.2.7 Syntheses of α-Tocopheryl Glycosides ................. 204 References ....................................................................................... 209

9 Glycosylation of Phenols and Vitamins: An Overview .............. 215 9.1 General ................................................................................. 215 9.2 n-Alkyl Glycosides .............................................................. 219 9.3 Curcuminyl-bis-Glycosides ................................................. 219 9.4 N-Vanillyl-Nonanamide Glycosides .................................... 220 9.5 Vanillyl Glycosides .............................................................. 220 9.6 dl-Dopa Glycosides ............................................................. 221 9.7 Dopamine Glycosides .......................................................... 221 9.8 Riboflavinyl Glycosides ....................................................... 221 9.9 Retinyl Glycosides ............................................................... 222 9.10 Ergocalciferyl Glycosides .................................................... 222 9.11 Cholecalciferol Glycosides .................................................. 223 9.12 α-Tocopheryl Glycosides ..................................................... 223 References ....................................................................................... 224

10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents ....................................................................... 225

10.1 Introduction .......................................................................... 225 10.2 Methodology ........................................................................ 226 10.2.1 Esterification Procedure ......................................... 226 10.2.2 Glycosylation Procedure ........................................ 226 10.3 Esteri fi cation Kinetics .......................................................... 226 10.3.1 Esterification Kinetics of l-Alanine

and d-Glucose: Single Substrate Inhibition ........... 226 10.3.2 Esterification Kinetics of l-Phenylalanine

and d-Glucose: Double Substrate Inhibition ......... 232

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10.3.3 Esterification Kinetics of l-Phenylalanine and d-Glucose: Single Substrate Inhibition ........... 236

10.4 Glycosylation Kinetics ......................................................... 239 10.4.1 Glycosylation Kinetics of Curcumin

and d-Glucose: Single Substrate Inhibition ........... 239 10.4.2 Glucosylation Kinetics of Vanillin

and d-Glucose: Single Substrate Inhibition ........... 244 10.5 Discussion ............................................................................ 246 10.5.1 Esterification Kinetics ............................................ 246 10.5.2 Glycosylation Kinetics ........................................... 248 References ....................................................................................... 249

11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised Aminoacyl Esters and Glycosides ................................................................... 251

11.1 ACE Inhibition by Aminoacyl Esters of Carbohydrates .................................................................. 251

11.2 ACE Inhibition of Glycosides .............................................. 258 11.3 Antioxidant Activity of Glycosides ..................................... 268 References ....................................................................................... 277

Index ....................................................................................................... 279

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List of Abbreviations and Symbols

A Absorbance α Alpha ANOVA Analysis of variance ACE Angiotensin-converting enzyme Å Angstrom β Beta BSA Bovine serum albumin CRL Candida rugosa lipase 13 C Carbon-13 CCRD Central composite rotatable design J Coupling constant CMC Critical micellar concentration °C Degree centigrade d Delta DMSO-d

6 Deuterated dimethyl sulphoxide

CH 2 Cl

2 Dichloromethane

DMSO Dimethyl sulphoxide eV Electron volt EC Enzyme commission γ Gamma g Gram Hz Hertz HMQCT Heteronuclear multiple quantum coherence transfer HSQCT Heteronuclear single quantum coherence transfer HPLC High-performance liquid chromatography h Hour IR Infrared K

cat Catalytic rate constant

K i Inhibitor constant v Initial velocity KDa Kilodalton MS Mass spectroscopy V

max Maximum velocity

MHz Mega hertz K

M Michaelis–Menten constant

List of Abbreviations

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xx List of Abbreviations

K mA

Michaelis–Menten constant for the lipase– l -alanine complex K

m L -alanine Michaelis–Menten constant for the lipase– l -alanine complex

K mB

Michaelis–Menten constant for the lipase– d -glucose complex K

m D -glucose Michaelis–Menten constant for the lipase– d -glucose complex

K i Dissociation constant for the lipase–inhibitor ( d -glucose) complex

K i D -glucose

Dissociation constant for the lipase–inhibitor ( d -glucose) complex mM Millimolar mol Mole [M] + Molecular ion nm Nanometre N Normality NMR Nuclear magnetic resonance [ a ] Optical rotation ppm Parts per million % Percentage p Pi PAGE Polyacrylamide gel electrophoresis PPL Porcine pancreas lipase KBr Potassium bromide 1 H Proton RSM Response surface methodology R

f Retention factor

RT Retention time RML Rhizomucor miehei lipase σ Sigma SDS Sodium dodecyl sulphate TMS Tetra-methyl silane TLC Thin layer chromatography 2D Two-dimensional UV Ultraviolet v/v Volume by volume a

w Water activity

cm −1 Wave per centimetre w/w Weight by weight

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1S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_1, © Springer India 2013

1.1 Introduction

The diverse biochemical reactions taking place in living systems are all mediated by series of enzymes (Michal 1999 ) . Almost all the bio-chemical reactions are catalysed by enzymes, from both within and outside the cells. Hence, the subject of enzymatic transformation is not new. However, the term enzymatic transforma-tion largely refers to those reactions conducted in vitro, using enzymes either in the form of microbial cells or isolated from intact cells or. Only about 2,800 enzymes have been charac-terised of the estimated 25,000 enzymes pres-ent in nature. Of which, 400 enzymes, mainly hydrolases, transferases and oxido-reductases have been identi fi ed as commercially potential ones. However, only 50 different kinds of enzymes fi nd application on an industrial scale (Winterhalter and Schreier 1993 ; Schreier and Winterhalter 1993 ; Berger 1995 ) . The enzymes of commer-cial importance in food industry are amylases,

proteases, pectinases, cellulases, hemicellulases, lipases and lactases.

Enzymes are protein speci fi c in their catalytic action, simple or conjugated capable of catalysing biochemical reactions. An enzyme in a reaction lowers the amount of activation energy required by the reaction. Enzymes are thermolabile and like proteins are inactivated at certain tempera-tures in a manner characteristic for protein dena-turation. Substances on which enzymes act speci fi cally are substrates, and their speci fi city plays a role in enzyme classi fi cation.

In the past two decades, the application of enzymes in organic synthesis has increased enor-mously as an extremely important synthetic strategy, with a wide variety of enzymes as tool in enzymatic and chemo-enzymatic synthesis (Ward and Singh 2000 ; Davis and Boyer 2001 ) . As biocatalysts save additional reaction steps compared to chemical synthesis, most of the organic chemists use biocatalysts. Highly chemo-, regio- and stereospeci fi c reactions under safer

1

Abstract

General concept on enzymes and enzymatic transformation along with the importance of carrying out enzymatic reactions in organic solvents is mentioned in this introductory chapter. A concluding Scope of the Book indicates that the book deals mainly with the transformations mediated by two important hydrolytic enzymes – glycosidases and lipases.

Introduction

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2 1 Introduction

and eco-friendly conditions are possible with enzymes and can be used for the preparation of wide range of organic compounds, especially in food and pharmaceutical preparations. Oxido-reductases, hydralases (lipases, esterases, glycosidases, transglycosidases, peptidases, acy-lases, amidases, epoxide hydralases, nitrilases and hydantoinases), lyases and isomerases are used in organic synthesis (Drauz and Waldmann 2002 ; Faber 2004 ; Buchholz et al. 2005 ) .

Synthetic chemistry involving chemical routes requires drastic conditions, like use of acids or alkali, high temperature, hazardous chemicals, toxic metals and catalysts leading to high energy consumption, colouring of products, low selectivity and environmental pollution. It is also tedious to synthesise regio- and stereoselec-tive compounds, as they require continuous pro-tection and deprotection steps. Thus, chemical syntheses include multistep processes and result in a number of by-products and hence economi-cally inef fi cient. Some chemically synthesised products also require exhaustive and cost-inten-sive puri fi cation steps.

Enzymes give better solutions to all these problems. Enzymes can function under milder reaction conditions, without requiring high tem-peratures and use of hazardous chemicals, and they are totally ‘eco friendly’ in nature. Enzymatic activity in nonaqueous solvents offers a new methodology for the production of many useful compounds which are not feasible in aqueous media. Klibanov ( 1986 ) initiated this novel approach and an outstanding synthetic strategy which now fi nd use in a large number of applica-tions in organic synthesis. Enzymes are employed in organic solvents for the synthesis of esters (Santaniello et al. 1993 ) , chiral compounds (Orrenius et al. 1995 ) , surfactants (Plou et al. 1999 ; Sarney and Vulfson 1995 ; Sarney et al. 1996 ) , pharmaceutical intermediates (Duan et al. 1997 ) , biotransformations of oils and fats (Bosley and Clayton 1994 ) and sugar-based polymers (Patil et al. 1991 ) . Thus, the use of enzymes as biocatalysts in biotechnology has found potential applications in pharmaceutical, food, cosmetic, fl avour and fragrance and beverage industries.

1.2 Scope of the Book

In the last two decades, literature on biotrans-formations has been ever growing enriching our knowledge on the subject. A lot of information on the behaviour of enzymes under diverse reaction conditions is available. However, only very few general rules have emerged from these studies, indicating that the fi eld is wide open for creative minds to explore.

This book intends to throw some more light in this ever-growing area with a large number of examples on structurally diverse substrates and reaction conditions through investigations involv-ing different strategies dealing with random para-metric studies, optimization, response surface methodology and kinetics. Attempts have been made in this documentation to bring out the broad speci fi city of such enzyme-catalysed transforma-tions involving two commercially important class of enzymes – lipases and glycosidases.

Both glycosidase and lipases, among all the known enzymes, have come a long way in estab-lishing themselves as important synthetic tools to bio-organic reactions. The main scope of the present book is to discuss the use of glycosi-dases and lipases in reactions carried out in our laboratory for more than a decade or so, to pre-pare commercially important compounds and the underlying problems associated with the same. Thus, all efforts have been made to create interest in researchers about certain intricate details of the approaches in order to reap fruit-ful results as the problems are many and complex.

References

Berger RG (1995) Aroma biotechnology. Springer, New York/Berlin/Heidelberg

Bosley JA, Clayton JC (1994) Blueprint for a lipase support: use of hydrophobic controlled-pore glasses as model system. Biotechnol Bioeng 43:934–938

Buchholz K, Kasche V, Bornscheuer UT (2005) Biocatalysts and enzyme technology. Willey-VCH, Weinheim

Davis BG, Boyer V (2001) Biocatalysis and enzymes in organic synthesis. Nat Prod Rep 18:618–640

Page 23: Enzymatic Transformation

3References

Drauz K, Waldmann H (eds) (2002) Enzyme catalysis in organic synthesis, 2nd edn, vols 1–3. Willey-VCH, Weinheim

Duan G, Ching CB, Lim E, Ang CH (1997) Kinetic study of enantioselective esteri fi cation of ketoprofen with n -propanol catalysed by an lipase in an organic medium. Biotechnol Lett 19:1051–1055

Faber K (2004) Enzymes in organic solvents. In: Faber K (ed) Biotransform. Organic chemistry, 5th edn. Springer, Berlin

Klibanov AM (1986) Enzymes that work in organic solvents. Chem Technol 16:354–359

Michal G (1999) Biochemical pathways. Wiley, New York Orrenius C, Norin T, Hult K, Carrea G (1995) The Candida

antartica lipase B catalysed kinetic resolution of seudenol in non-aqueous media of controlled water activity. Tetrahedron Asym 12:3023–3030

Patil DR, Rethwisch DG, Dordick JS (1991) Enzymatic synthesis of sucrose containing liner polyester in nearly anhydrous organic media. Biotechnol Bioengg 37:639–646

Plou FJ, Cruces MA, Pastor E, Ferrer M, Bernabe M, Ballesterose A (1999) Acylation of sucrose with vinyl esters using immobilized hydrolysis demonstration

that chemical catalysis may interfere with enzymatic catalysis. Biotechnol Lett 21:635–639

Santaniello E, Ferraboschi P, Grisenti P (1993) Lipase-catalyzed transesteri fi cation in organic solvents. Applications to the preparation of enantiomerically pure compounds. Enzyme Microb Technol 15:367–382

Sarney DB, Vulfson EN (1995) Application of enzymes to the synthesis of surfactants. Trends Biotechnol 13:164–172

Sarney DB, Barnard MJ, MacManus DA, Vulfson EN (1996) Application of lipases to the regioselective synthesis of sucrose fatty acid monoesters. J Am Oil Chem Soc 73:1481–1487

Schreier P, Winterhalter P (1993) Progress in fl avor precursor studies. Allured, Carol Stream

Ward OP, Singh A (2000) Enzymatic asymmetric synthe-sis by decarboxylases. Curr Opin Biotechnol 11:520–526

Winterhalter P, Schreier P (1993) Biotechnology – challenge for the fl avor industry. In: Acree TE, Teranishi R (eds) Flavor science sensible principle and techniques. American Chemical Society, Washington, DC, pp 225–258

Page 24: Enzymatic Transformation

5S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_2, © Springer India 2013

2.1 Introduction

In order to carry out an enzymatic transformation reaction, one requires a profound knowledge on enzymes themselves. Although several enzymes have been employed in such reactions, this book will deal mainly with two most well-known hydrolytic enzymes, glycosidases and lipases. A detailed description on glycosidases is outlined in this chapter.

Among the enzymes dealing with carbohy-drates, glycosidases and transglycosidases play an important role in the synthesis of glycosides. They belong to the group of carbohydrate-processing enzymes, widely employed in the regio- and stereoselective glycosylation reactions. Glycosidases are carbohydrases – enzymes that catalyse the hydrolysis of glycosidic bonds to liberate monosaccharides and oligosaccharides of lower molecular weight than the native simple as well complex carbohydrate substrates. These

enzymes are very widely distributed in nature and found in all organisms. These large and important groups of enzymes, now known as amylase, were investigated long back by Payen and Persoz ( 1833 ) , who were probably the fi rst to recognise this enzyme in 1833 as ‘diastase’ ( 1833 ) . Subsequently, a detailed study on glycosidases was carried out by many eminent chemists and biochemists including Fischer ( 1894 ) .

2.2 Amylolytic Enzymes

Starch-degrading enzymes have been broadly classi fi ed into two groups – endo-acting enzymes or endohydralases and exo-acting enzymes or exohydralases (Berfoldo and Anthranikian 2001 ) . a -Amylase ( a -1,4-glucan-4-glucanohydralse; EC 3.2.1.1) is an endo-acting enzyme which hydrolyses linkages in the starch polymer chain randomly, leading to the generation of linear and

2

Abstract

Glycosidases catalyse transformations leading to the attachment of carbo-hydrate molecules to aglycons. Hence, a detailed description of glycosi-dases is made in this chapter which includes their classi fi cation, nature, source, structural features, mechanism of glycosylation and advantages of such reactions. Also mentioned are examples of glycosylation reactions involving a wide variety of aglycons with different carbohydrate molecules in the form of a table.

Glycosidases

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6 2 Glycosidases

branched oligosaccharides. Most starch-hydrolyzing enzymes belong to the a -amylase family contain-ing a characteristic catalytic ( b / a )

8 barrel domain.

Exo-acting starch hydrolases such as b -amylase, glucoamylase, a -glucosidase and isoamylase attack the substrate from the nonreducing end, producing oligosaccharides. b -Amylase (EC 3.2.1.2), also referred to as a -1,4- d -glucan malto-hydrolase or saccharogen amylase, hydrolyses a -1,4-glucosidic linkages of the starch chain to liberate successive maltose units from the nonre-ducing end, thereby producing b -maltose units by an inversion of con fi guration. a -Glucosidase (EC 3.2.1.20) attacks a -1,4 linkages of oligosac-charides and liberates glucose by retaining a -anomeric con fi guration.

2.3 Glucoamylase

Glucoamylase (E.C 3.2.1.3) is a fungal enzyme which goes under the names amyloglucosidase, 1,4- a - d -glucan hydrolase and g -amylase. Enzyme code assigned for this enzyme by the Enzyme Commission (IUBMB 1992 ) is EC 3.2.1.3 where number 3 denotes hydrolases, referring to cata-lytic hydrolytic cleavage of large molecules with the addition of water; number 2 indicates glyco-sidic bond-cleaving glucosidases, and number 1 refers to hydrolysis of O-glycosyl compounds. There are several enzymes under the group 3.2.1, of which glucoamylase is number 3 which forms the fourth number in the nomenclature. Glucoamylase refers to hydrolysis of terminal a -1,4-linked- d -glucose residues successively from nonreducing ends of the carbohydrate chains from starch and malto-oligosaccharides, releasing d -glucose with inversion of con fi guration to b - d -glucose (Fogarty 1983 ) .

When the next bond sequence is a -1,4, most forms of the enzyme can hydrolyse a -1,6- d -glu-cosidic bonds also. However, in vitro, this enzyme hydrolyses a -1,6- and a -1,3- d -glucosidic bonds also in other polysaccharides with high molecu-lar weights. Since this enzyme is capable of com-pletely hydrolyzing starch under long incubation periods, it is also called the saccharifying enzyme. Glucoamylases have the capacity to degrade large

oligosaccharides up to about 90% a -1,6 linkages depending on the size of the substrate and the position of the a -1,6 linkages. Reverse reactions involving synthesis of saccharides and glycosides from d -glucose occur with a very high glucoamy-lase concentration for prolonged incubation periods and high concentrations of substrates.

2.4 Sources of Glucoamylases

The main source of glucoamylases is fungi although they are derived from a wide variety of plants, animals and microorganisms. Commercial enzymes originate from strains of either Aspergillus niger or Rhizopus sp. where they are used for the conversion of malto-oligosaccharides into glucose (Fogarty 1983 ) . Since the discovery of two forms of glucoamylase from black koji mould in the 1950s, many reports have appeared on the multiplicity of glucoamylases, envisaged to be the result of several mechanisms, namely, mRNA modi fi cations, limited proteolysis, variation in carbohydrate content or presence of several structural genes (Pretorius et al . 1991 ) .

Fungal glucoamylases are usually one to fi ve forms of glycoproteins. Aspergillus niger is being used widely in the commercial production of an extracellular glucoamylase. Two forms of glu-coamylase – AG-I (glucoamylase I,99 kDa) and AG-II (glucoamylase II (112 kDa) – isolated from A. niger differed in their carbohydrate con-tent, pH, temperature stabilities and activity (Williamson et al . 1992 ; Stoffer et al . 1993 ) .

Gucoamylase from Aspergillus terreus strains was examined for the production of d -glucose and corn syrups (Ghosh et al . 1990 ; Ali and Hossain 1991 ) . A glucoamylase from Rhizopus sp. released glucose from starch with 100% ef fi ciency (Yu and Hang 1991 ) . Takahashi et al . ( 1985 ) isolated three forms of glucoamylase from Rhizopus sp., GA-I (74 kDa), GA-II (58.6 kDa) and GA-III (61.4 kDa). Glucoamylases from other mould strains are Humicola lanuginosa (Taylor et al . 1978 ) , Thermomyces lanuginosa (Haasum et al . 1991 ) , Myrothecium sp. M1 (Malek and Hossain 1994 ) and a phytopathogenic fungus Colletotrichum gloeosporiodes (Krause et al . 1991 ) .

Page 26: Enzymatic Transformation

72.6 Structural Features of Glucoamylase

There are several reports on the production of yeast glucoamylases (Saha and Zeikus 1989 ; Pretorius et al . 1991 ) . Glucoamylase has been identi fi ed in Saccharomyces cerevisiae (Pugh et al . 1989 ) , Saccharomyces cerevisiae var. dia-staticus (Kleinman et al . 1988 ; Pretorius et al . 1991 ) , Saccharomycopsis fi buligera (Itoh et al . 1989 ) , Schwanniomyces castellii (Sills et al . 1984 ) , Schwanniomyces occidentalis (Gellissen et al . 1991 ) , Pichia burtonii and Talaromyces sp.

Bacterial glucoamylases have also been identi fi ed from aerobic strains such as B. stearo-thermophilus (Srivastava 1984 ) , Flavobacterium sp. (Bender 1981 ) , Halobacterium sodamense (Chaga et al . 1993 ) and Arthrobacter globiformis I42 (Okada and Unno 1989 ) . Anaerobic strains include Clostridium thermohydrosulfuricum (Hyun and Zeikus 1985 ) , Clostridium sp. G0005 (Ohinishi et al . 1991 ) , Clostridium acetobutyli-cum (Chojecki and Blaschek 1986 ; Soni et al . 1992 ) , Clostridium thermosaccharolyticum (Specka et al . 1991 ) and the microaerophile, Lactobacillus amylovorus (James and Lee 1995 ) .

2.5 Sources of Other Glycosidases

Among the thermostable glycosidases used in the synthesis of glycosides, the most remarkable one is the b -glucosidase from the hyperthermophilic archeon Pyrococcus furiosus (Kengen et al . 1993 ) which is relatively easy to grow, and the enzyme is stable for 85 h at 100 °C. The enzyme has been cloned and over-expressed in Escherichia coli (Voorhorst et al . 1995 ) . b -Galactosidase from Aspergillus oryzae was ef fi cient towards alkyla-tion (Stevenson et al . 1993 ) . b -Galactosidase from Streptococcus thermophilus (Stevenson and Furneaux 1996 ) was employed for the synthesis of ethyl glycoside. b -Galactosidase from Bacillus circulans was also exploited by number of work-ers for synthetic purposes (Kojima et al . 1996 ) . Enzymatic synthesis of butylglycoside via a transglycosylation reaction of lactose was carried out using b -galactosidase from A. oryzae (Ismail et al . 1999a ) . With primary as well as secondary alcohols, b -xylosidase from A. niger is an ef fi cient glycosyl transfer catalyst that gave high (> 80%)

yields of alkyl xylosides (Shinoyama et al . 1988 ) from methanol up to butanol. Almond glucosi-dase has been widely employed for the synthesis of alkyl and phenolic glycosides (Ljunger et al . 1994 ; Vic and Crout 1995 ; Vic et al . 1995 ; Ducret et al . 2002 ) .

2.6 Structural Features of Glucoamylase

The structure of different glucoamylases showed a common subsite arrangement with seven in total and the catalytic site was located between subsite 1 and 2 (Hiromi et al . 1973 ; Ohinishi 1990 ; Fagerstrom 1991 ; Ermer et al . 1993 ) . Subsite 2 has the highest af fi nity for oligomeric substrates and glucose, followed by decreasing af fi nity towards subsites 3–7 (Fagerstrom 1991 ) . The glu-coamylase G1 of A. niger consists of three parts: (1) Ala-1-Thr-440, containing the catalytic site; (2) Ser-441-Thr-551, a highly O-glycosylated linker segment; and (3) Pro-512-Arg-616, a C-terminal domain responsible for substrate bind-ing (Stoffer et al . 1995 ; Svensson et al . 1983 ) . Functionally important carboxyl groups in glu-coamylase G2 from A. niger were identi fi ed to be Asp176, Glu179 and Glu180 in the catalytic site (Svensson et al . 1990 ) . Tryptophan residues have been proposed to be essential for enzymatic activ-ity (Rao et al . 1981 ) in A. niger glucoamylase and essentially tryptophan120 is reported to be respon-sible for binding of substrate and maintaining the structural integrity necessary for catalysis (Clarks and Svensson 1984 ) .

Aspergillus awamori GA-I has also three cata-lytic domains (Svensson et al . 1983 ) like A. niger , a catalytic domain (residues 1–440), an O-glycosylated domain (residues 441–512) and a starch-binding domain (residues 513–616). Aleshin et al . ( 1994 ) produced a structural model for the catalytic domain of glucoamylase from A. awamori from a 2.2-Å resolution crystal struc-ture of a proteolized form of GA-I A. awamori var X100, which contained the complete catalytic domain plus GA-II domain the N-terminal half of the O-glycosylated domain (residue 1–471). Amino acid sequence of three glucoamylases from

Page 27: Enzymatic Transformation

8 2 Glycosidases

Rhizopus, Aspergillus and Saccharomyces were compared (Tanaka et al . 1986 ) , of which the glucoamylases from Rhizopus and Aspergillus were highly homologous in both the nucleotide sequence and the amino acid sequence suggesting that these two glucoamylases were the most closely related among the three. The catalytic site in glu-coamylase is believed to consist of two carboxyl groups (Hiromi et al . 1966a, b ) , where one acts as a general acid, protonating the glucosidic oxygen, while the other in the ionised carboxylate form sta-bilises the substrate intermediary oxonium ion (Braun et al . 1977 ; Matsumura et al . 1984 ; Post and Karplus 1986 ; Rantwijk et al . 1999 ) .

Itoh et al . ( 1989 ) reported that in S. fi buligera glucoamylase, Ala-81, Asp-89, Trp-94, Arg-96, Arg-97 and Trp-166 were required for wild-type levels of activity, and Ala-81 and Asp-89 were not essential for catalytic activity which however played a role in thermal stability.

Complexes of glucoamylase from A. awamori with acarbose and d -gluco-dihydroacarbose indi-cate hydrogen bonds between sugar OH groups and Arg-54, Asp-55, Leu-177, Try-178, Glu-180 and Arg-305 of subsites 1 and 2 (Aleshin et al . 1994 ; Stoffer et al . 1995 ) . Glu-179 (Sierks et al. 1990 ) and Glu-400 are positioned geometrically for general acid and base catalysis, ideal for the glucoside bond cleavage and assistance in the nucleophilic attack of water at the anomeric cen-tre of the carbohydrate (Harris et al . 1993 ; Frandsen et al . 1994 ) . Both the active sites of A. niger and Rhizopus oryzae glucoamylases are very much identical (Stoffer et al . 1995 ) . In the active site of R. oryzae, the amino acid residues Arg-191, Asp-192, Leu-312, Trp-313, Glu-314, Glu-315 and Arg-443 are responsible for substrate binding through hydrogen bonds, whereas Glu-314 and Glu-544 are for glucosidic bond cleavage (Ashikari et al . 1986 ; Sierks et al. 1990 ) .

2.7 Structural Features of b -Glucosidase

Sweet almond b -glucosidase has been known to hydrolyse glycosides resulting in the net reten-tion of anomeric con fi guration (Eveleigh and

Perlin 1969 ) . It has followed the standard mechanism of such retaining glycosidases (McCarter and Withers 1994 ; Sinnot 1990 ) . Assignment of sweet almond b -glucosidase as a family 1 gly-cosidase and identi fi cation of its active site nucleophilic residues sequence Ile-Thr-Glu-Asn-Gly were done by He and Withers ( 1997 ) .

The primary structures of maize and sorghum b -glucosidases possess highly conserved peptide motifs TENEP and ITENG, which contain the two glutamic acids (Glu-191 and Glu-406) involved in the general acid/base catalysis and the respective family 1 b -glucosidases nucleo-philes (San-Aparicio et al . 1998 ) . A part slot-like active site (Davies and Henrissat 1995 ) was formed by these residues necessary for the sub-strate hydrolysis (Withers et al . 1990 ) .

In the glycosylation step, the nucleophile Glu-406 attacks the anomeric carbon (C-1) of the sub-strate and forms a covalent glycosyl–enzyme intermediate with concomitant release of the aglycon after protonation of the glucosidic oxy-gen by the acid catalyst Glu-191 (Withers et al . 1990 ) . In the next deglycosylation step, Glu-191 acts as a base, and a water molecule functions as the nucleophile and attacks the covalent glyco-syl–enzyme, releasing the glucose and regenerat-ing the nucleophilic Glu-406. In maize b -glucosidase isozyme Glu-1, these two catalytic glutamic acids are positioned within the active site at expected distances of ~5.5 Å for this mech-anism (Czjzek et al . 2001 ) . Verdoucq et al . ( 2003 ) from co-crystals of enzyme substrate and enzyme aglycon complexes of maize b -glucosidase isozyme Glu1 (ZmGlu1) have shown that fi ve amino acid residues – Phe-198, Phe-205, Try-378, Phe-466 and Ala-467 – are located in the aglycon-binding site of ZmGlu1 which form the basis of aglycon recognition and binding and hence the substrate speci fi city. Kaper et al . ( 2000 ) have studied the substrate speci fi city of a family 1 glycosyl hydrolase – the b -glucosidase (CelB) from the hyperthermophilic archean Pyrococcus furiosus, at a molecular level exhibiting a homo-tetramer con fi guration, with subunits having a typical ( b a )

8 -barrel fold. Comparison of the 3D

model of the Pyrococcus furiosus b -glucosidase and the 6-phospho- b -glycosidase (LacG) from

Page 28: Enzymatic Transformation

92.8 Glycosylation

the mesophillic bacterium Lactococcus lactis (Kaper et al . 2000 ) showed that the positions of the active site residues in LacG and CelB are very well conserved, and the conserved residues involved in substrate binding are Asn-17, Arg-77, His-150, Asn-206, Tyr-307 and Trp-410. The average distance between the oxygen atoms of these glutamate carboxylic acids is 4.3 Å (±1 Å) in CelB, which is very much in the range of the general observed distance in retaining glycosyl hydrolases (McCarter and Withers 1994 ) .

Investigation by Hays et al . ( 1998 ) of the cata-lytic mechanism, substrate speci fi city and trans-glycosylation acceptor speci fi city of guinea pig liver cytosolic b -glucosidase (CBG) indicated that CBG employed a two-step catalytic mecha-nism with the formation of a covalent enzyme–sugar intermediate and that CBG transferred sugar residues to primary hydroxyls and equato-rial but not axial C-4 hydroxyls of aldopyranosyl sugars (Hays et al . 1998 ) . Also the speci fi city of CBG for transglycosylation reactions was differ-ent from its speci fi city for hydrolytic reactions (Hays et al . 1998 ) and that CBG possessed a sin-gle active site nucleophile, speci fi cally the gluta-mate residue in the sequence TITENG.

2.8 Glycosylation

Hydrolysis is the natural reaction for glucosi-dases and glucoamylases, whereas glycosylation is a forced, reversed reaction. Glycosides are asymmetric mixed acetals formed by the reaction of the anomeric carbon atom of the intermolecu-lar hemiacetal or pyranose/furanoses form of the aldohexoses or aldoketoses with a hydroxyl group furnished by an alcohol (Lehinger 1975 ; Ernst et al . 2000 ) . The bond formed is called glycosidic bond, and the reaction is called glycosylation. Because of multiple hydroxyl groups of similar reactivity, controlled glycosylation remains a challenge to organic chemists. Classical chemical approaches inevitably require quite a number of protection, activation, coupling and deprotection steps (Igarashi 1977 ; Konstantinovic et al . 2001 ) . In contrast, enzymes (glycosidases and transgly-cosidases) offer one-step synthesis under mild

conditions in a regio- and stereoselective manner (Vic and Thomas 1992 ) . Enzyme-catalysed glycoside and oligosaccharide synthesis involves two types of reaction – a reverse hydrolytic glycosidase and a glycosyl-transferase-catalysed glycoside bond formation. A sugar donor and acceptor are incubated with the appropriate glycosidase or glycosyl-transferase that catalyses the ef fi cient and selective transfer of the glycosyl residue to the acceptor. Glycosyl-transferases are often dif fi cult to obtain (Auge et al . 1990 ) , while, in contrast, the glycosidase approach uses simpler glycosyl donors, the free monosaccharide itself. This method has the advantage of using relatively simple glycosyl donors and readily available commercial enzymes at the expense of the absence of region selectivity in some instances (Trincone et al . 2003 ) .

There are three types of reactions catalysed by glycosidases such as hydrolysis, reverse hydroly-sis and transglycosylation (Scheme 2.1 ). In aque-ous media, when there is large excess of water, glycoside or oligosaccharide or polysaccharide, hydrolysis is the dominant reaction (Scheme 2.1 A). Other two reactions, namely, reverse hydrolysis and transglycosylation, lead to synthesis of gly-cosides, and the difference depends on the nature of the glycosyl donor.

The reverse hydrolytic approach is an equilib-rium-controlled synthesis where the equilibrium is shifted towards synthesis (Panintrarux et al . 1995 ; Vic et al . 1997 ; Rantwijk et al . 1999 ) of a glycoside from a carbohydrate and an alcohol (Scheme 2.1 B). This can be achieved by reducing the water activity, increasing the substrate con-centrations and removing, if possible, the prod-ucts of reaction (Vic and Crout 1995 ) . This is a widely employed method for the enzymatic syn-thesis of alkyl glycosides and phenolic glycosides in an organic co-solvent (Vic and Crout 1995 ; Vic et al . 1997 ; Ducret et al . 2002 ) .

The transglycosylation method is a kinetically controlled synthesis where the enzyme catalyses the transfer of a glycosyl residue from a glycosyl donor to the glycosyl acceptor (Scheme 2.1 C). The reaction yield depends on the relative rate of product synthesis to that of hydrolysis. An ef fi cient acceptor used in a high concentration

Page 29: Enzymatic Transformation

10 2 Glycosidases

should favour the synthesis (Ismail et al . 1999b ; Rantwijk et al . 1999 ; Vulfson et al . 1990 ) although this may not be true with all the acceptors.

2.9 Mechanism of Glycosylation

In general, every hydrolysis of a glycosidic linkage by glycosidase is a reaction in which the product retains ( a → a or b → b ) or inverts ( a → b or b → a ) the anomeric con fi guration of the sub-strate (Chiba 1997 ) . In the normal hydrolytic reaction, the leaving group is an (oligo)saccharide and the nucleophile (glycosyl acceptor) is water (Scheme 2.1 A). However, an alcohol or a mono-saccharide can also act as a glycosyl acceptor (glycosylation). In the reversed hydrolysis, the condensation of a monosaccharide and an alcohol in which water is the leaving group (Scheme 2.1 B) was fi rst reported in 1913 (Rantwijk et al . 1999 ) . A recent review by Zechel and Withers ( 2001 ) focuses on the recent developments in the under-standing of nucleophilic and general acid–base catalysis in glycosidase-catalysed reactions. Various models have been proposed for the cata-lytic reaction mechanisms of carbohydrate hydro-lase in the transition state, but an unequivocal model remains to be established. Two signi fi cant models, such as nucleophilic displacement mech-anism (Scheme 2.2 ) and an oxo-carbenium ion intermediate mechanism (Scheme 2.3 ), were sug-gested for the hydrolytic reaction where glycosyl acceptor is water (Chiba 1997 ) .

The double displacement mechanism was found to be applicable to the enzymes, which

retain the anomeric con fi guration of the substrate. The two catalytic ionisable groups, a carboxyl, –COOH, and a carboxylate, -COO - , cleave the glucosidic linkage cooperatively by direct elec-trophilic and nucleophilic attacks against the gly-cosyl oxygen and anomeric carbon atoms, respectively, resulting in a covalent glucosyl–enzyme complex by a single displacement. Subsequently glucosyl–acetal bond is attacked with the hydroxyl group of the water (alcohol hydroxyl group in glycosylation) by retaining the anomeric con fi guration of the product by the double displacement. The double displacement mechanism is adequate for explaining the reac-tion, where the anomeric con fi guration of the substrates is retained (Chiba 1997 ) .

In the oxo-carbenium intermediate mecha-nism, the two catalytic groups of the carboxyl and carboxylate ion participate cooperatively in the departure of the leaving group by a proton transfer to the anomeric oxygen atom (Scheme 2.3 ). An enzyme-bound oxonium ion intermediate has been detected by NMR (Withers and Street 1988 ) . The second carboxylate, which is deprotonated in the resting state, stabilises the oxonium ion inter-mediate. In the next step, a nucleophile adds to the same face of the glycosyl–enzyme intermediate from which the leaving group was expelled, resulting in the net retention of the anomeric con fi guration at the anomeric centre. The addition of the nucleophile is assisted by the fi rst carboxy-late which in this step reverts to carboxylic acid. The oxo-carbenium intermediate mechanism has been applied to interpret the catalytic mechanism of many carbohydrate-degrading enzymes. This

Scheme 2.1 Reactions catalysed by glycosidases

Page 30: Enzymatic Transformation

112.10 Glycosylation Reactions

mechanism is applicable to both ‘retaining’ and ‘inverting enzymes’ (Chiba 1995 ) . Mutagenesis and X-ray structural studies have con fi rmed that the mechanism of retaining glycosidases is simi-lar (Sinnot 1990 ; Jacobson et al . 1994, 1995 ) .

2.10 Glycosylation Reactions

Biological activities of a naturally occurring gly-coside (Robyt 1998 ; Schmid et al . 2001 ; Akao et al . 2002 ) are primarily due to an aglycon moi-ety of that molecule. It is generally accepted that

glycosides are more water-soluble than most of the respective aglycons. Attaching a glycosidic moiety into the molecule increases its hydrophi-licity and thereby in fl uences physicochemical and pharmacokinetic properties of the respective compound like circulation, elimination and con-centrations in the body fl uids (Kren 2001 ) . Glycosides with unsaturated alkyl chains like ter-penes are claimed to possess antifungal and anti-microbial activity (Tapavicza et al . 2000 ; Zhou 2000 ) although it is unclear why the activity of these aglycons is improved by glycosylation. Chemical preparation of glycosides cannot meet

O

OOH

HO

O

CH2OH CH2OH

CH2OHCH2OH

R

-

C=O

OH H-O-R

O

OOH

OH

O

R1

C=O

O -

C

O

OO

OH

OH

O

C=O

O-

C

O

OO

HO

OH

O

OH

R1

C

O

O

- C

O

O

C=O

OH

Scheme 2.2 Nucleophilic double displacement mechanism (Chiba 1997 )

Page 31: Enzymatic Transformation

12 2 Glycosidases

EC food regulations, and therefore, chemical preparation of glycosides is not applicable in the food industry.

Many glycosides are used in broad range of applications as surfactants (Busch et al . 1994 ) , as food colourants and fl avouring agents (Sakata et al . 1998 ) , sweeteners (Shibata et al . 1991 ) , antioxidants, anti-in fl ammatory (Gomes et al . 2002 ) , antitumor (Kaljuzhin and Shkalev 2000 ) , antibiotics (Ikeda and Umezawa 1999 ) , antifun-gal (Tapavicza et al . 2000 ) , antimicrobial (Zhou 2000 ) and cardiac-related drugs (Ooi et al . 1985 ) . Glycosylation renders lipophilic compounds

more water-soluble and thereby increases bio-availability of biologically active compounds besides imparting stability to the aglycon (Kren and Martinkova 2001 ) . Alkyl glycosides are mainly used as nonionic surfactants in food, pharmaceuticals, chemical, cosmetic and deter-gent industries. These types of nonionic surfac-tants exhibit several interesting properties in detergency, foaming, wetting, emulsi fi cation and antimicrobial effect (Matsumura et al . 1990 ; Balzar 1991 ) . Alkyl glycosides are non-toxic, non-skin-irritating and biodegradable (Matsumura et al . 1990 ; Busch et al . 1994 ; Madsen et al .

O

OOH

HO

O

R

-

C=O

OH

H-O-R

O

OOH

HO

O

R1

C=O

O-

C

O

O

-C

O

O

C=O

OH

C

O

OCH2OH

O

OH

O

-+

C=O

O-

C

O

OO

OH

O

-+

OH R1

..CH2OH

HO

CH2OHCH2OH

OH

Scheme 2.3 Oxo-carbenium ion intermediate mechanism (Chiba 1997 )

Page 32: Enzymatic Transformation

132.11 Advantages of Enzymatic Glycosylation over Chemical Methods

1996 ) . Further alkyl glycosides are used as raw materials for sugar fatty acid ester synthesis (Mutua and Akoh 1993 ) .

2.11 Advantages of Enzymatic Glycosylation over Chemical Methods

There are many advantages of using glycosidases (Vijayakumar 2007 ; Sivakumar 2009 ) : 1. Exploitation of regio- and stereospeci fi city

and selectivity 2. Milder reaction conditions 3. Non-generation of by-products associated

with the use of several chemical procedures 4. Improved product yield and better product

quality 5. Use of nonpolar solvents which impart stabil-

ity to glycosidases, renders insolubility of the enzyme, solubility of alcohols and products in organic solvents and easy product workout procedures

6. No protection activation and deprotection required

7. Less environmental pollution The use of organic solvent in enzyme catalysis has attracted much attention due to several desir-

able factors such as solubilities of the organic compounds, shifting equilibrium towards the synthesis, increasing the enzyme stability and recovery of the enzyme (Rubio et al . 1991 ; Mohri et al . 2003 ) . Poor solubility of the carbohydrate substrate in the organic phase is a limiting factor especially when hydrophobic alcohol (glycosyl acceptor) itself is used as a substrate and in some cases as a solvent media (Laroute and Willemot 1992 ; Vic and Crout 1995 ; Crout and Vic 1998 ) . There are reports where glycosylations were car-ried out either in biphasic systems of a water-immiscible alcohol and water (that maintains sugar substrate and enzyme) or water and water-miscible monophasic system (Monsan et al . 1996 ) . The process of glycosylation can be effected under nonaqueous, solvent-free, high-substrate, high-temperature and moderate to high water activity conditions to achieve good yield of glycosides (Nilsson 1987 ; Roitsch and Lehle 1989 ; Gygax et al . 1991 ; Laroute and Willemot 1992 ; Vic and Thomas 1992 ; Shin et al . 2000 ) .

Table 2.1 lists some of the important surfac-tants, phenolic, fl avonoid, terpinyl, sweetener and medicinal glycosides, which have been pre-pared by the use of glycosidases, glucoamylases and glycosyl-transferases.

Page 33: Enzymatic Transformation

14 2 Glycosidases

Tab

le 2

.1

Gly

cosi

des

from

enz

ymat

ic g

lyco

syla

tions

Nam

e of

the

com

poun

d So

urce

of

enzy

me

App

licat

ions

R

efer

ence

s

A. S

urfa

ctan

t gly

cosi

des

(1)

b - D

-Gly

copy

rano

side

s of

n-h

epta

nol,

n-oc

tano

l, 2-

phen

yl h

exan

ol, 3

-phe

nyl

prop

anol

, 4-p

heny

l but

anol

, 5-p

heny

l pet

anol

, 6-

phen

yl h

exan

ol, 2

-pyr

idin

e m

etha

nol,

isob

utan

ol, i

sope

ntan

ol, p

-met

hoxy

cin

amyl

al

coho

l, is

opro

pano

l, cy

cloh

exan

ol, 1

-phe

nyl

etha

nol,

1,5-

pent

aned

iol,

1,6-

hexa

nedi

ol,

1,7-

hept

aned

iol,

1,8-

octa

nedi

ol, 1

,9-n

onan

e-di

ol, s

alic

yl a

lcoh

ol a

nd 4

-nitr

ophe

nol

b -G

luco

sida

se f

rom

alm

onds

A

s no

nion

ic s

urfa

ctan

ts, i

n de

terg

ents

and

cos

met

ics

Kat

usum

i et a

l. ( 2

004 )

(2)

b - D

-Glu

copy

rano

side

s of

pro

pano

l, he

xano

l and

oct

anol

R

aw a

lmon

d m

eal

In d

eter

gent

s an

d co

smet

ics

Cha

hid

et a

l . ( 1

992,

199

4 )

(3)

a / b

-Glu

copy

rano

side

s of

eth

anol

, 1-

prop

anol

, 2-p

ropa

nol,

2-m

ethy

l 2-p

ropa

nol,

1-bu

tano

l, 2-

buta

nol,

1-pe

ntan

ol, 1

-hex

anol

, 1,

3-bu

tane

diol

, 1,4

-but

aned

iol,

2,3-

buta

ne-

diol

, 1,2

-pen

tane

diol

, 1,5

-pen

tane

diol

Glu

coam

ylas

e an

d b -

gluc

osid

ase

In d

eter

gent

s an

d co

smet

ics

Lar

oute

and

Will

emot

( 19

92 )

(4)

Ally

l and

ben

zyl b

- D -g

luco

pyra

nosi

de,

ally

l- b -

D -g

alac

topy

rano

side

A

lmon

d b -

D -g

luco

sida

se

Use

d in

the

synt

hesi

s of

gly

copo

lym

ers,

as

tem

pora

ry a

nom

eric

-pro

tect

ed

deri

vativ

es in

car

bohy

drat

e ch

emis

try

Vic

and

Cro

ut (

1995

)

(5)

n-O

ctyl

glu

cosi

de, n

-oct

yl g

alac

tosi

de

b -G

alac

tosi

dase

fro

m A

. ory

zae ,

al

mon

d m

eal

In d

eter

gent

s an

d co

smet

ics

Cha

hid

et a

l . ( 1

994 )

(6)

n-O

ctyl

- b -

D -g

luco

side

, 2-h

ydro

xy

benz

yl g

luco

pyra

nosi

de.

Alm

ond

b -gl

ucos

idas

e In

det

erge

nts

and

cosm

etic

s V

ic e

t al .

( 199

7 )

(7)

n-O

ctyl

- b - D

-glu

cosi

de, n

-oct

yl- b

- D -

xylo

bios

ide,

n-o

ctyl

- b - D

-xyl

osid

e A

s bi

olog

ical

det

erge

nts

and

as

emul

sify

ing

agen

ts in

cos

met

ics

Nak

amur

a et

al .

( 200

0 )

B. P

heno

lic

glyc

osid

es

(1)

Eug

enol

- a -g

luco

side

a

-Glu

cosy

l tra

nsfe

r en

zym

e of

Xan

thom

onas

cam

pest

ris

WU

-970

1

As

a pr

odru

g of

a h

air

rest

orer

, as

a d

eriv

ativ

e of

spi

ces

Sato

et a

l . ( 2

003 )

2. E

ugen

ol- b

-glu

cosi

de

Bio

tran

sfor

mat

ion

by c

ultu

red

cells

of

Euc

alyp

tus

perr

inia

na

As

a pr

odru

g of

a h

air

rest

orer

O

riha

ra e

t al .

( 199

2 )

(3)

Van

illin

- b - D

-mon

oglu

copy

rano

side

B

y su

spen

sion

-cul

ture

d ce

lls

of C

offe

a ar

abic

a A

s a

food

add

itive

fl av

our

Kom

etan

i et a

l . ( 1

993a

)

Page 34: Enzymatic Transformation

152.11 Advantages of Enzymatic Glycosylation over Chemical Methods

(con

tinue

d)

Nam

e of

the

com

poun

d So

urce

of

enzy

me

App

licat

ions

R

efer

ence

s

(4)

Cap

saic

in- b

- D -g

luco

pyra

nosi

de

By

susp

ensi

on-c

ultu

red

cells

of

Cof

fea

arab

ica

Food

ingr

edie

nt a

nd p

harm

acol

ogic

al

appl

icat

ions

K

omet

ani e

t al .

( 199

3b )

By

cultu

red

cells

of

Phy

tola

cca

amer

ican

a H

amad

a et

al .

( 200

3 )

(5)

a -S

alic

in, a

-iso

salc

in, b

-sal

icin

B

acil

lus

mac

eran

s cy

clod

extr

in

gluc

anyl

tran

sfer

ase

and

Leuc

onos

toc

mes

ente

roid

es

B-7

42C

B d

extr

ansu

cras

e

Ant

i-in

fl am

mat

ory,

ana

lges

ic a

ntip

yret

ic

prod

rug

Yoo

n et

al .

( 200

4 )

(6)

Cur

cum

in g

lyco

side

s B

y ce

ll su

spen

sion

cul

ture

s of

C

atha

rant

hus

rose

us

Food

col

oura

nt, a

s an

tioxi

dant

K

amin

aga

et a

l . ( 2

003 )

C. F

lavo

noid

gly

cosi

des

(1)

Que

rcet

in-3

-O- b

- D -x

ylop

yran

osyl

(1

→ 2

)- b -

D -g

alac

topy

rano

side

Is

olat

ed f

rom

Tri

foli

um r

epen

s L

U

V-B

rad

iatio

n pr

otec

tion

Hof

man

n et

al.

( 200

0 )

(2)

Kae

mpf

erol

-3-O

- b - D

-xyl

opyr

anos

yl

(1 →

2)-

b - D

-gal

acto

pyra

nosi

de

D. S

wee

tene

r gl

ycos

ides

(1

) St

evio

side

, ste

viob

iosi

de, r

ebau

dios

ide

A,

reba

udio

side

B

Isol

ated

fro

m th

e le

aves

of

Stev

ia r

ebau

dian

a A

s a

natu

ral s

wee

tene

r, ut

ilise

d in

be

vera

ges

Koh

da e

t al .

( 197

6 )

(2)

Stev

iol-

13-O

-glu

copy

rano

side

, ste

viob

io-

side

, ste

vios

ide

and

reba

udio

side

E

nzym

e fr

actio

ns p

repa

red

from

th

e so

lubl

e ex

trac

ts o

f st

evia

A

s a

natu

ral f

ood

swee

tene

rs

Shib

ata

et a

l . ( 1

991 )

E. T

erpi

nyl g

lyco

side

s

(1)

Ger

enio

l b -g

luco

side

, ner

ol b

-glu

cosi

de,

citr

onio

l b -g

luco

side

b -

Glu

cosi

dase

fro

m A

. nig

er,

Tric

hode

rma

rees

ei, C

andi

da

mol

isch

iana

and

alm

ond

Goo

d bi

oava

ilabi

lity,

ant

ifun

gal a

nd

antim

icro

bial

act

ivity

G

unat

a et

al .

( 199

4 )

(2)

Ger

enio

l b -g

alac

tosi

de, n

erol

b -g

alct

o-si

de, c

itron

iol b

-gal

acto

side

b -

Gal

acto

sida

se f

rom

A. o

ryza

e G

ood

bioa

vaila

bilit

y, a

ntif

unga

l and

an

timic

robi

al a

ctiv

ity

Don

ho e

t al .

( 199

6 )

F. G

lyco

side

s in

med

icin

e (1

) E

nedi

yne

antib

iotic

s –

calic

heam

icin

Is

olat

ed f

rom

the

culti

vatio

n br

oth

of M

icro

mon

ospo

ra

echi

nosp

ora

Ant

itum

or a

gent

s L

ee e

t al .

( 198

7 ) ,

Gol

ik e

t al .

( 198

7 )

(2)

Vita

min

gly

cosi

des

5 ¢ -O

-( b -

D -g

alac

topy

rano

syl)

-thi

amin

A

. ory

zae

b -ga

lact

osid

ase

Exc

elle

nt n

utri

tiona

l ef fi

cien

cies

, mor

e st

able

aga

inst

UV

and

ligh

t. Su

zuki

and

Uch

ida

( 199

4 )

Page 35: Enzymatic Transformation

16 2 Glycosidases

Tab

le 2

.1

(con

tinue

d)

Nam

e of

the

com

poun

d So

urce

of

enzy

me

App

licat

ions

R

efer

ence

s

5 ¢ -O

-( b -

D -g

luco

pyra

nosy

l)-t

hiam

in

Cyc

lom

alto

dext

rin

gluc

anot

rans

-fe

rase

fro

m B

acil

lus

stea

roth

erm

ophi

lus

Plea

sant

tast

e an

d od

our,

good

bi

oava

ilabi

lity.

Mor

e st

able

tow

ards

ox

idat

ive

stre

ss a

nd U

V ir

radi

atio

n

Uch

ida

and

Suzu

ki (

1998

)

4- a

- D -g

luco

pyra

nosy

l rut

in

Cyc

lom

alto

dext

rin

gluc

anot

rans

-fe

rase

fro

m B

acil

lus

stea

roth

erm

ophi

lus

Suzu

ki a

nd S

uzuk

i ( 19

91 ) ,

A

ga e

t al.

( 199

0 )

2-O

- a -g

luco

pyra

nosy

l- l -

asco

rbic

aci

d

Alk

aloi

d gl

ycos

ides

– e

lym

ocla

vine

-O- b

- D -

fruc

tofu

rano

side

Is

olat

ed f

rom

a s

apro

phyt

ic

cultu

re o

f C

lavi

ceps

sp.

In

the

trea

tmen

t ort

host

atic

cir

cula

tory

di

stur

banc

es, h

yper

tens

ion,

hyp

erpr

o-la

ctin

aem

ia, a

ntib

acte

rial

and

cyt

osta

tic

effe

cts

and

hypo

lipae

mic

act

ivity

Kre

n an

d C

vak

( 199

9 )

Ster

oida

l gly

cosi

des

– gl

ycos

ides

of

dios

geni

n, s

olas

odin

e, s

olas

onin

e Is

olat

ed f

rom

Sol

anum

sp.

A

ntic

arci

noge

nic

activ

ity

Nak

amur

a et

al .

( 199

6 )

Page 36: Enzymatic Transformation

17References

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23S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_3, © Springer India 2013

3.1 Lipases

Lipases (EC 3.1.1.3) catalyse hydrolysis of trig-lycerides at the oil/water interface (Lehninger 1977 ) . Under reverse hydrolytic conditions, lipases exhibit their ability to catalyse various other types of reactions like esteri fi cation, transesteri fi cation, polymerisation and lactonisa-tion. High selectivity and mild conditions associ-ated with lipase-mediated transformations have made them very attractive for the synthesis of a wide range of natural products, pharmaceuticals, fi ne chemicals, food ingredients and bio-lubri-cants (Schreier 1997 ; Dorm et al. 2004 ; Gill and Valivety 1997 ; Belarbi et al . 2000 ; Sharma et al. 2001 ) . The main reason for the use of lipases is the growing interest and demand for the produc-

tion of products through environmentally com-patible natural means. Lipases are regarded as enzymes with high commercial potential due to their versatility in application. Lipase-catalysed esteri fi cation in organic solvents offers synthetic challenges, which if dealt with successfully can result in the generation of several useful compounds.

Lipases are hydrolases which catalyse the hydrolysis of triacylglycerols to glycerol and free fatty acids. In eukaryotes, lipases are involved in various stages of lipid metabolism including fat digestion, absorption, reconstitution and lipopro-tein metabolism. In plants, lipases are found in energy reserve tissues. Lipases contain a hydro-phobic oligopeptide lid, covering the entrance of its active site which requires interfacial activation

3

Abstract

Among the hydrolytic enzymes, transformations mediated by lipases have been extensively studied. This chapter begins with a brief description on the three lipases – porcine pancreas lipase, Rhizomucor lipase and Candida rugosa lipase – employed extensively in the transformation work described in this book. This is followed by speci fi city of lipases and the reactions – both hydrolytic and esteri fi cation – catalysed by them with respect to their mechanism. After a brief mention about the advantages of using lipases in organic solvents over chemical reactions, this chapter concludes with a table furnished with literature data on mainly diverse esteri fi cation reac-tions carried out in the a past three decades using lipases in nonaqueous media.

Lipases

Page 42: Enzymatic Transformation

24 3 Lipases

at lipid–water interface (Martinelle et al. 1995 ) . This lid opens up in presence of hydrophobic interfaces, due to conformational change of lipases acquiring an open structure in which the active site residues become accessible to sub-strates. However, in the absence of interfaces, the lid covers the active site, making it inaccessible to substrates (Brzozowski et al. 1991 ) . The catal-ysis by lipase encompasses a linear substrate concentration gradient at the interface, amenable orientation of a scissile ester bond, reduction in the micro-aqueous phase around the substrate ester molecules and the conformational change of the enzyme (Derewenda and Sharp 1993 ) . Since lipases tolerate organic solvents in the reac-tion mixture, lipases fi nd promising position in organic chemical processing (Kiran and Divakar 2001 ; Kiran et al. 2001 ; Therisod and Klibanov 1986 ; Berglund and Hutt 2000 ; Harikrishna and Karanth 2001 ) , detergent formulations (Jaeger and Reetz 1998 ) , synthesis of biosurfactants (Plou et al. 1999 ; Sarney and Vulfson 1995 ; Sarney et al. 1996 ) , oleochemical industry (Bornscheuer 2000 ; Undurraga et al. 2001 ) , dairy industry (Vulfson 1994 ) , paper manufac-

ture (Jaeger and Reetz 1998 ) , nutrition (Pabai et al. 1995a, b ; Undurraga et al. 2001 ) and cos-metics and pharmaceutical processing (Berglund and Hutt 2000 ; Liese et al. 2000 ) . Other biotech-nological applications of lipases are shown in Table 3.1 .

3.1.1 Porcine Pancreas Lipase (PPL)

Pancreatic lipases exhibit high molecular activity with one molecule of lipase capable of cleaving nearly 7,000 ester bonds per second (Scharpe et al . 1997 ) under optimal conditions. Porcine pancreas has been the source of lipase for most of the work on pancreatic lipase. It is also the richest source for pancreatic lipases, and it is the fi rst puri fi ed lipase (Peschke 1991 ) .

Pancreatic lipase, a serine hydrolase, con-tains a single-chain glycoprotein of about 48-KDa molecular weight (Winkler and Gubernator 1994 ) . From pH titration and photo-oxidation studies, among the catalytic triad, Ser-152, His-263 and Asp-176, found to be responsible for the catalytic activity, histidine

Table 3.1 Biotechnological applications of lipases (Vulfson 1994 )

Industry Action Product or application

Detergents Hydrolysis of fats Removal of oil stains from fabrics Dairy Hydrolysis of milk fat, cheese ripening,

modi fi cation of butter fat Development of fl avouring agents in milk, cheese and butter

Bakery Flavour improvement and shelf life elongation Bakery products Beverages Improved aroma Beverages Food Quality improvement, transesteri fi cation Mayonnaise, dressings and whippings, health

foods Meat and fi sh Flavour development and removal of fats Meat and fi sh products Fats and oils Transesteri fi cation, hydrolysis Cocoa butter, margarine, fatty acids, glycerol,

mono- and diglycerides Chemicals Enantioselectivity, synthesis Chiral building blocks and chemicals Cosmetics Synthesis Emulsi fi ers, moisturisers Leather Hydrolysis Leather products Paper Hydrolysis Paper with improved quality by removing wax Cleaning Synthesis and hydrolysis Removal of cleaning agents like surfactants Food dressing Quality improvement Mayonnaise, dressing and whipping Pharmaceuticals Transesteri fi cation, hydrolysis Speciality lipids, digestive aids Health food Transesteri fi cation Health foods

Page 43: Enzymatic Transformation

253.1 Lipases

residue was the most important (Winkler et al . 1990 ) . Donner ( 1976 ) puri fi ed and measured some of the physical parameters: molecular weight 52 KDa, sedimentation coef fi cient (s degrees 20, w) 4.0 S, diffusion coef fi cient (D degrees 20, w) 6.7 × 10 −7 cm 2 s −1 , Stokes radius ( r ) 30.3 Å, partial speci fi c volume ( v ) 0.72 cm 3 g −1 , frictional ratio ( f / f

0 ) 1.23 and isoelectric point

(pI) 5.18. It consists of a central parallel b -sheet having a helical link (van Tilbeurgh et al. 1992 ; Hermoso et al. 1996 ) bound by prolipase at its edge with the plane of the prolipase roughly perpendicular to the C-terminal b -sheet domain of the lipase molecule (Fig. 3.1 ). Prolipase is a fl attened molecule with dimensions of about 33 Å × 24 Å × 16 Å consisting of mainly three fi nger-shaped regions constituted by residues 26–39, 47–64 and 67–87 held together by disul-phide bonds. Majority of hydrophobic amino acids are found in the region opposite of the lipase binding site. The catalytic active site also contains a surface helix amphipathic lid consist-

ing of residues 248–258 covering the active site (van Tilbeurgh et al. 1992 ) .

3.1.2 Rhizomucor miehei Lipase (RML)

Crystallographic study of Rhizomucor miehei lipase (RML) has shown a single polypeptide chain with 269 amino acid residues, and the molecular weight is 29.4 KDa (Brady et al. 1990 ; Brzozowski et al. 1991 ) . Brady et al. ( 1990 ) identi fi ed that RML is an a -/ b -type protein with three disulphide bonds responsible for stabilising the two terminal strands. The catalytic triad con-tains Ser-144, His-257 and Asp-203, buried under a single 17-residue lid (82–96 residues) that occludes the active site in the native structure (Derewenda et al. 1992 ) . Brzozowski et al. ( 1991 ) , studying an atomic model of inhibitor–RML complex, showed a direct covalent bond formation between nucleophilic O

g of Ser-144

and substrate. Carbonyl oxygen of the substrate may be stabilised by the interaction of amide nitrogen, and the hydroxyl of Ser-82 (Leu-145 may also be involved in amide interaction) through hydrogen bonding and thus Ser-82 exhib-iting a favourable conformation for the oxyanion interaction (Fig. 3.2a, b ).

The pentapeptide sequence – Gly 142 -His 143 -Ser 144 -Leu 145 -Gly 146 – corresponds to a tight turn between the fourth strand of the central b -sheet and a buried a -helix (Fig. 3.3 ). The catalytically active Ser-144 found in the middle of the turn is in the rare e -conformation ( j = 62; f = 121 o ). This structural motif consisting of a b -strand followed by a tight turn containing the active Ser and an a -helix was called as b - e Ser- a -motif (Fig. 3.3 ; Derewenda and Sharp 1993 ) .

The inhibition study of lipase by serine protease inhibitors like di-isopropyl phosphoro fl uoridate indicated the role of a Ser residue in the active site. It has been found that all known amino acid sequence of neutral lipases share a consensus pen-tapeptide GX

1 SX

2 G (where X represents any

amino acid, G represents glycine and S represents serine) which contain an essential Ser residue (Derewenda and Sharp 1993 ) .

Fig. 3.1 Schematic ribbon diagram of the porcine lipase–colipase structure. The glycan chain, connected to the lipase N-terminal domain (N domain), is drawn as a stick model. One tetraethylene glycol monooctyl ether inhibitor molecule, located in the open active site, is represented by balls and sticks . Colipase interacts with the lipase C-terminal domain (C domain) and with the fl ap (Adopted from Hermoso et al. 1996 )

Page 44: Enzymatic Transformation

26 3 Lipases

3.1.3 Candida rugosa Lipase (CRL)

Candida rugosa lipase is the fi rst example of a native interface-activatable lipase in ‘open’ form (Fig 3.3 ). CRL is a single-domain protein belong-ing to the family of a -/ b -hydrolase proteins con-sisting of a central hydrophobic eight-stranded b -sheet packed between two layers of amphiphilic a -helices (Fig. 3.3 ). CRL is made up of a single polypeptide chain with 534 amino acid residues with a molecular weight of 57 kDa. CRL appears in fi ve isoforms, which have been cloned and sequenced (Kawaguchi et al. 1989 ; Longhi et al. 1992 ) .

In CRL, the active site triad consists of Ser-209, Glu-341 and His-449 proximate to three surface loops (62–92, 122–129 and 294–305) very important for catalytic activity (Fig. 3.3 ). A characteristic super secondary structure

motif, found in all lipases, houses an embed-ded Ser-209. In the open conformation of CRL, the lid extends nearly perpendicular to the protein surface, forming a large depression that surround the active site. Uncharged polar residues constitute the hydrophilic area. The hydrophobic face of the fl ap facing the active site is mainly composed of aliphatic side chain amino acid residues, and the fl ap facing oppo-site the active site is hydrophilic in character. The geometry of loops 13 and 4 together with the active site of CRL suggests that the oxyan-ion hole O

g is formed by the backbone amide

of Gly-123, Gly-124 and Ala-210, involved in hydrogen bond formation with the substrates (Fig. 3.3 ). Presence of two acyl binding ‘pock-ets’ in the active site of CRL depicts the sub-strate speci fi city for carbon chain lengths: a small pocket for short-chain acids and a bigger

Fig. 3.2 ( a ) The hydrogen-bonding network in the active site of the Rhizomucor miehei lipase. The crystal structure (at 3-Å resolution) of a complex of RML lipase with n-hexylphosphonate ethyl ester in which the enzyme’s active site is exposed by the movement of the helical lid. The catalytic Ser-144 is immediately beneath the phos-phorus atom of the inhibitor. His-257 is clearly displaced towards the ethyl oxygen consistent with the proposed ori-entation of the substrate and the mechanism of hydrolysis. Hydrogen bond contacts between O

g atom of Ser-82, and

its amide NH are indicated (Adopted from Brzozowski et al. 1990 , 1991 ) ( b ) A schematic drawing showing the

packing within the b - e Ser- a -motif. The helix and strand pack against each other with four amino acids (tinted) forming the interface. The residues nearer the turn are in closer contact, and therefore, their side chains are restricted to those of smaller hydrophobic amino acids. The plane of the central peptide of the turn is perpendicular to the axis of the motif, which forces the catalytic Ser to adopt a strained e conformation. The two stars show the positions that b -carbons of amino acids other than Gly would occupy if the two invariant Gly residues of the GX

1 SX

2 G

pentapeptide were mutated (Adopted from Derewenda and Sharp 1993 )

Page 45: Enzymatic Transformation

273.2 Lipase Specificity

pocket for binding longer-chain acids (Parida and Dordick 1993 ) .

3.2 Lipase Speci fi city

Enzymes possesses extraordinary ability to exhibit regioselectivity and stereospeci fi city in reactions catalysed by them. Based on positional speci fi city, lipases can be divided into fi ve differ-ent classes (Camp et al. 1998 ) .

Lipases of fi rst group do not exhibit regiose-lectivity in that they catalyse hydrolysis of fatty acyl triglycerides independent of their type or position. Examples of this class are lipases from Candida cylindracea , Corynebacterium acnes and Staphylococcus aureus (Camp et al . 1998 ) .

Lipases from Aspergillus niger , Rhizopus delemar , Rhizomucor miehei , Candida rugosa and porcine pancreas catalyse reaction at sn -1 and sn -3 positions of triacylglycerides

Fig. 3.3 Overall structure of Candida rugosa lipase. ( a ) Ribbon representation with a-helices, b -strands and coils coloured in red, green and grey, respectively. The helical and coil segments forming the fl ap region are shown in dark blue and orange, respectively. The catalytic triad residues (Ser-209, Glu-341 and His-449), the disul-

phide bridges and the Asn-attached N-acetylglucosamine moieties are shown in ball-and-stick representation. ( b ) A representation of the lipase 2 topology with the sec-ondary structure elements identi fi ed ( b , strands; a , helix) (Adopted from Mancheno et al. 2003 )

Page 46: Enzymatic Transformation

28 3 Lipases

(Macrea 1985 ) , hence known as 1,3-speci fi c lipases.

The third group of lipases covers lipases with different rates of hydrolysis of monoacyl, diacyl and triacylglycerides. Some of these lipases are located in the tissues of rats and humans.

The fourth group of lipases catalyses the exchange of speci fi c type of fatty acids exempli fi ed by the extracellular lipases from the fungus Geotrichum candidum which preferentially releases unsaturated cis - n -9 fatty acid groups (Macrea 1985 ) .

The fi fth group of lipases shows stereospe-ci fi city, namely, a faster rate of hydrolysis of fatty acids placed at the sn -1 position than the sn -3 position or vice versa. Examples of this group are lipoprotein lipases from milk, adipose tissues and postheparin plasma which preferentially cleave the ester bond in sn -1 and human and rat lingual

lipases which react preferentially with the fatty acids at sn -3 position (Jensen et al. 1983 ) .

3.3 Reactions Catalysed by Lipases

The ranges of substrates with which lipases react and also the range of reactions they catalyse are probably far more than any other enzymes stud-ied till date.

Lipases catalyse three types of reactions (Scheme 3.1 ):

3.3.1 Hydrolysis

Ester hydrolysis is the dominant reaction in aqueous media, when there is large excess of water.

Scheme 3.1 Types of reactions catalysed by lipases

Page 47: Enzymatic Transformation

293.4 Mechanism of Lipase-Catalysed Esterification in Organic Solvents

3.3.2 Esteri fi cation

Esteri fi cation is achieved under low water conditions such as in nearly anhydrous sol-vents, and if the water content of the medium is controlled, relatively better product yields can be obtained.

3.3.3 Transesteri fi cation

The acid moiety of an ester is exchanged with another one. If the acyl donor is a free acid, the reaction is called acidolysis , and if the acyl donor is an ester, the reaction is called interesteri fi cation . In alcoholysis , the nucleo-phile alcohol acts as an acyl acceptor.

3.4 Mechanism of Lipase-Catalysed Esteri fi cation in Organic Solvents

Lipases show lipid splitting nature and the mechanism is same as that of serine proteases (Pleiss et al. 1998 ) . Catalytic triad in lipases contains Ser, His and Asp/Glu residues. The serine residue in active centre is activated by histidine and aspartic acid/glutamic acid resi-dues. The substrate acid forms a tetrahedral acyl–enzyme intermediate by reaction with the OH group of the catalytic serine residue. The resulting excess of negative charge that develops on the carbonyl oxygen atom is sta-bilised by the oxyanion hole (Brzozowski et al. 1991 ) . The tetrahedral intermediate I forms a serinate ester with elimination of water molecule. Subsequent nucleophilic attack of alcohol to the acyl–enzyme intermediate leads to tetrahedral intermediate II. Finally, the product ester is released, and enzyme is free for the next molecule to attack. Grochulski et al. ( 1994 ) , Cygler et al. ( 1994 ) and Schrag and Cygler ( 1997 ) proposed this mechanism for the ester formation in case of RML (Scheme 3.2 ).

Step I. Acylation Step Initially, serine hydroxyl group forms a tetra-

hedral intermediate complex I with acyl donor; the negative charge that is formed in the tetrahe-dral intermediate is stabilised by hydrogen bonding with the acid given which are respon-sible for the oxyanion hole formation.

Step II. Formation of Acyl–Enzyme Complex After the formation of the tetrahedral interme-

diate I, an acyl–enzyme complex is formed through covalent bond with Ser residue by losing one molecule of water.

Step III. Nucleophilic Attack by Alcohol (Carbohydrate)

Nucleophile alcohol attacks the carbonyl cen-tre of the tetrahedral intermediate forming a tetra-hedral complex II, forming an enzyme–acid–alcohol complex.

O

O H N HN

CH2

O

Ser-144His-257

Asp- 203_

R

O

HO

O

O H N HN

CH2

O

Ser-144His-257

Asp- 203R

OHO_

Tetrahedral complex I

O

O H N HN

CH2

O

RO

Ser-144His-257

Asp- 203

Acyl enzyme complex

Page 48: Enzymatic Transformation

30 3 Lipases

Step IV. Release of Ester (L-Amino Acyl Ester of Carbohydrate)

Finally, the ester is released, and the enzyme will be ready for the next molecule to attack.

3.5 Esteri fi cation Reactions

Table 3.2 lists some of the commercially impor-tant fl avour, fragrance, surfactant and sweetener esters prepared through lipase catalysis.

3.6 Advantages of Lipase Catalysis over Chemical Catalysis

There are many advantages of using lipases as biocatalysts (Lohith 2007 ; Somashekar 2009 ) :

1. Speci fi city of the reaction. 2. Milder reaction conditions under which the

lipolytic process can be operated. 3. Non-generation of by-products associated

with the use of several chemical procedures. 4. Improved product yield and better product

quality. 5. Exploitation of the stereo- and regiospeci fi cities

shown by lipases to produce high-value chiral synthons.

6. Success in immobilisation techniques that have enabled the reuse of lipases leading to economically viable processes.

7. Good conversion yields. 8. Lipases are highly thermostable, exhibiting

activity at 100°C. 9. Use of nonpolar solvents, which impart stability

to lipase rather than in water, renders insolubility

O

O H N HN

CH2

O-----

Ser-144His-257

Asp - 203_------

O

O

+ R C R'

Scheme 3.2 Lipase mediated esteri fi cation (Grochulski et al. 1993 ; Cygler et al. 1994 ; Schrag and Cygler 1997 )

O

N

CH2

O

RO

Ser-144His-257

Asp- 203

-H+

O

O H N HN

CH2

O

Ser-144His-257

Asp- 203

O H N HOH

RO

_

R

R O

Tetrahedral complex II

Page 49: Enzymatic Transformation

313.6 Advantages of Lipase Catalysis over Chemical Catalysis

Table 3.2 Commercially important esters synthesised by lipase mediated catalysis

Compound Use Lipase References

Flavour esters Isoamyl acetate Banana fl avour Pseudomonas

fl uorescence Takahashi et al. ( 1988 )

Candida antarctica Langrand et al. ( 1990 ) Rhizomucor miehei Rizzi et al. ( 1992 ) ,

Chulalaksananukul et al. ( 1993 ) Rhizomucor miehei Raza fi ndralambo et al. ( 1994 ) Candida cylindracea , PPL

Divakar et al. ( 1999 ), Harikrishna et al. ( 2001a, b )

Aspergillus niger Welsh and Williams ( 1990 ) , Welsh et al. ( 1990 )

Novozyme 435 Rhizomucor miehei, Candida antarctica

Gubicza et al. ( 2000 )

Pseudomonas pseudomallei

Guvenc et al. ( 2002 )

Porcine liver lipase Romero et al. ( 2005 ) Kanwar and Goswami ( 2002 ) , Ngrek ( 1974 ) , Kumar et al. ( 2005 )

Isoamyl butyrate Banana fl avour Candida antarctica Langrand et al. ( 1988, 1990) Rhizomucor miehei Mestri and Pai ( 1994a, b ) Candida cylindracea , PPL, Aspergillus niger

Welsh and Williams ( 1990 ) , Welsh et al. ( 1990 )

Candida antarctica, Gubicza et al. ( 2000 ) Geotrichum sp . and Rhizopus sp.

Macedo et al. ( 2004 )

Isoamyl propionate Banana fl avour Candida antarctica Langrand et al. ( 1988 ) Isoamyl isovalerate Apple fl avour Rhizomucor miehei Chowdary et al. ( 2002 ) Isobutyl isobutyrate Pineapple

fl avour Rhizomucor miehei Hamsaveni et al. ( 2001 )

Methyl propionate Fruity fl avour Rhizomucor miehei Perraud and Laboret ( 1989 ) Ethyl butyrate Pineapple

fl avour Candida cylindracea Gubicza et al. ( 2000 ) , Gillies

et al. ( 1987 ) Butyl isobutyrate Sweet fruity

odour Candida cylindracea , PPL and Aspergillus niger

Yadav and Lathi ( 2003 ) , Welsh and Williams ( 1990 ) , Welsh et al. ( 1990 )

Protocatechuic aldehyde Rhizomucor miehei , PPL Divakar ( 2003 ) Short-chain alcohol esters of C

2 –C

18 acids

Fruity odour Staphylococcus warneri Talon et al. ( 1996 )

Short-chain fatty acid esters Fruity odour Staphylococcus xylosus Mestri and Pai ( 1994a ) , Macedo et al. ( 2003 ) , Xu et al. ( 2002 )

Long-chain alcoholic esters of lactic acids

Flavour Candida antarctica From et al. ( 1997 ) , Torres and Otero ( 1999 ) , Parida and Dordick ( 1991 )

Novozyme 435 Rhizomucor miehei

Bousquet et al. ( 1999 )

Methyl benzoate Exotic fruit and berries fl avour

Candida rugosa Leszczak and Tran-Minh ( 1998 )

Tetrahydrofurfuryl butyrate Fruity favour Novozyme 435 Yadav and Devi ( 2004 )

(continued)

Page 50: Enzymatic Transformation

32 3 Lipases

Table 3.2 (continued)

Compound Use Lipase References

Cis-3-hexen-1-yl acetate Fruity odour Rhizomucor miehei Chang et al. ( 2003 ) Fragrance esters Tolyl esters Honey note Rhizomucor miehei , PPL Burdock ( 1994 ) , Suresh-Babu

et al. ( 2002 ) , Manohar and Divakar ( 2002 )

Anthranilic acid esters of C 2 –C

18

alcohols Flowery odour of jasmine

Candida cylindracea , PPL

Kittleson and Pantaleone ( 1994 ) , Suresh-Babu and Divakar ( 2001 ) , Manohar and Divakar ( 2004a )

4-t-Butylcyclohexyl acetate Woody and intense fl owery notes

PPL Manohar and Divakar ( 2004b )

Geranyl methacrylate Floral fruity odour

Rhizomucor miehei, PPL, Pseudomonas cepacia

Athawale et al. ( 2002 )

Citronellyl acetate Fruity rose odour

Candida antarctica SP435

Claon and Akoh ( 1994b ) Citronellyl propionate Citronellyl valerate Pseudomonas fragi Mishio et al. ( 1987 )

Marlot et al. ( 1985 ) Geranyl butyrate Fruity odour Candida rugosa Akoh et al. ( 1992 ) , Shieh et al.

( 1995 ) Geranyl propionate Geranyl valerate Farnesol butyrate Farnesol propionate Farnesol valerate Phytol butyrate Phytol propionate Phytol valerate Citronellyl laurate Fruity,

characteristic lavender and bergamot-like fragrance

Novozyme SP Yadav and Lathi ( 2004 )

a -Terpinyl acetate

a -Terpinyl propionate Rhizomucor miehei Rao and Divakar ( 2002 )

a -Terpinyl esters of fatty acids Rhizomucor miehei Rao and Divakar ( 2001 )

a -Terpinyl esters of short-chain acids Terpinyl esters of triglycerols Aspergillus niger,

Rhizopus delemar, Geotrichum candidum,

Iwai et al. ( 1980 )

Penicillium cyclopium Claon and Akoh ( 1994a ) Surfactant esters Oleic acid esters of short-chain alcohols

Surfactants Novozyme 435 Dorm et al. ( 2004 )

Butyl oleate Surfactants Rhizomucor miehei Knez et al. ( 1990 ) 2-O-Alkanoyl lactic acid esters of C

2 –C

18 alcohols

Surfactants Rhizomucor miehei , PPL Kiran and Divakar ( 2001 ) , Kiran et al. ( 1998 )

Surfactants and sweetener esters N-Acetyl- l -leucyl– d -glucose Surfactants Mucor javanicus ,

Pseudomonas cepacia , subtilisin

Maruyama et al. ( 2002 ) N-Acetyl- l -methionyl– d -glucose N-Acetyl- l -tyrosinyl– d -glucose N-Acetyl- l -tryptophanyl– d -glucose

(continued)

Page 51: Enzymatic Transformation

333.6 Advantages of Lipase Catalysis over Chemical Catalysis

Table 3.2 (continued)

Compound Use Lipase References

N-Acetyl- l -phenylalanyl– d -glucose

Surfactant Subtilisin Maruyama et al. ( 2002 ) , Riva et al. ( 1988 )

N-Acetyl- l -phenylalanyl– d -galactose N-Acetyl- l -phenylalanyl–fructose N-Acetyl- l -phenylalanyl–mannose N-Acetyl- l -phenylalanyl–lactose N-t-Boc- l -phenylalanyl–glucose

N-Acetyl- l -methionyl–methyl- b -galactopyranoside

Surfactants Optimase M-440, Proleather, APG 380

Park et al. ( 1996 )

N-t-Boc- l -phenylalanyl–galactose N-t-Boc- l -phenylalanyl–fructose N-t-Boc- l -phenylalanyl–methyl a - d -glucopyranoside N-t-Boc- l -phenylalanyl–sorbitol Surfactants Optimase M-440 Park et al. ( 1999 ) N-t-Boc- l -phenylalanyl–sucrose N-t-Boc- l -phenylalanyl–cellobiose N-t-Boc- l -phenylalanyl–raf fi nose N-t-Boc- l -phenylalanyl–trehalose N-t-Boc- l -phenylalanyl–maltose N-t-Boc- l -phenylalanyl–lactose N-t-Boc- l -leucyl–sucrose Surfactants Optimase M-440 Jeon et al. ( 2001 ) N-t-Boc- l -tyrosinyl–sucrose N-t-Boc- l -methionyl–sucrose N-t-Boc- l -aspartyl–sucrose Di-N-t-Boc- l -lysyl–sucrose N-t-Boc- l -phenylalanyl–xylitol N-t-Boc- l -phenylalanyl–arabitol N-t-Boc- l -phenylalanyl–mannitol N-t-Boc- l -phenylalanyl–N-acetyl– d -glucosamine l -Prolyl, l -phenylalanyl, l -tryptophanyl and l -histidyl esters of carbohydrates

Surfactants, sweeteners

Rhizomucor miehei , PPL, Candida rugosa

Vijayakumar et al. ( 2004 ) , Somashekar and Divakar ( 2007 ) , Lohith et al. ( 2003 ) , Lohith and Divakar ( 2005 ) 1- O -ester, 2- O -ester, 3- O -ester,

4- O -ester, 5- O -ester, 6- O -ester, 6 ¢ - O -ester 2,5-di- O - ester, 3,5-di- O -ester 2, 6-di- O -ester, 3, 6-di- O -ester

6,6 ¢ -di- O -ester

N-Acetyl- l -alanyl-methyl- b - d -galactopyranoside

Surfactants, sweeteners

Subtilisin Riva et al. ( 1988 ) Rhodotorula lactosa Suzuki et al . ( 1991 )

2- O -ester, 3- O -ester, 4- O -ester, 6- O -ester 6- O -Butyl glucose Surfactants PPL Therisod and Klibanov ( 1986 )

Kirk et al. ( 1992 ) Zaks and Dodds ( 1997 )

Subtilisin

(continued)

Page 52: Enzymatic Transformation

34 3 Lipases

Table 3.2 (continued)

Compound Use Lipase References

6- O -Acetyl glucose 6- O -Capryloyl glucose 6- O -Acetyl galactose Klibanov ( 1986 ) 6- O -Acetyl maltose Dordick ( 1989 ) 6- O -Acetyl fructose Schlotterbeck et al. ( 1993 ) 1- O -Acetyl fructose Boyer et al. ( 2001 ) Fructose oleate Surfactant Lipozyme, Rhizomucor

miehei Khaled et al . ( 1991 )

Fatty acid esters of glycosides Candida antarctica Adlerhorst et al. ( 1990 ) Candida rugosa Zaidi et al. ( 2002 ) Butyl oleate

Oleyl butyrate Oleyl oleate 6- O -Lauroyl sucrose Surfactants Humicola lanuginosa Ferrer et al. ( 1999 ) 6- O -Lauroyl glucose Candida antarctica B Ferrer et al. ( 2005 ) 6- O -Lauroyl maltose 6- O -Palmitoyl maltose 1,6-di- O -Lauroyl sucrose 6,6-di- O -Lauroyl sucrose

6 ¢ - O -Palmitoyl maltose

b -Methylglucoside methacrylate/acrylate

Surfactants Candida antarctica Kim et al. ( 2004 )

of the enzyme, solubility of substrates and products in organic solvents resulting in homogenous reaction conditions, easy prod-uct workout procedures and easy removal of water formed as a by-product.

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39S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_4, © Springer India 2013

4.1 Introduction

Besides catalysing the hydrolysis of triglycerides at the oil/water interface, lipases (triacyl glycerol hydrolases (E.C.3.1.1.3)) are also known to catalyse various other types of reactions like esteri fi cation, transesteri fi cation, polymerisation and lactonisation.

4.2 2-O-Acyl Esters of Lactic Acid

Multifunctional hydroxy compounds contain one or more functional groups along with a hydroxyl group. Esters of multifunctional hydroxy com-pounds like polyhydric alcohols and hydroxy acids play an important role in the area of food, since they comprise a wide range of compounds from biodegradable plastics to emulsi fi ers.

4

Abstract

This entire chapter is devoted to the esteri fi cation reactions involving compounds containing multifunctional groups like OH, COOH, CH

3 and

CHO. The description involves optimisation of reaction conditions for use of lipases in nonpolar solvents under low water activity by both conven-tional and response surface methodological conditions. It attempts to bring out the superiority of lipase catalysis over chemical synthesis in the few reactions discussed. Esteri fi cation of the OH group of lactic acid with the COOH group of few long-chain fatty acids to synthesise 2-O-alkanoyl acids is discussed in detail. This is followed by the work on the preparation of tolyl esters, protocatechuic aldehyde esters, 4-t-butylcyclohexyl acetate and acetylation of b -cyclodextrin. State of the lipases employed under nonaqueous solvents in the above-mentioned reactions is best brought by studies on thermostability and scanning electron microscopy. The role of water, constituting the micro-aqueous phase around the enzyme during its employment under nonpolar conditions, attempts to explain the integrity of the enzyme under such conditions, in terms of developing a theoretical model on the micro-aqueous pH and various equilibria occurring at and associated with the micro-aqueous phase.

Enzymatic Esteri fi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

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40 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

Fatty acid esters of lactic acid like 2-O-palmitoyl lactic acid and 2-O-stearoyl lactic acid are commercially important, biocompatible, ionic esters which fi nd wide applications in food, phar-maceutical and cosmetic industry as surfactants.

The reaction involves the hydroxyl group of lactic acid at the 2- position and the carboxyl group of the fatty acid. Till date only chemical routes for the synthesis of fatty acid esters of lactic acid are known. Enzymatic synthesis of these esters is not known till date. Fatty acid esters of lactic acid like 2-O-palmitoyl lactic acid, 2-O-stearoyl lactic acid, 2-O-lauroyl lactic acid and other 2-O-acyl esters of lactic acid have been synthesised using immobi-lised lipases from Rhizomucor miehei (RML) and porcine pancreas (PPL), Scheme 4.1 . For method-ologies, the readers are recommended to refer Kiran and Divakar ( 2001 ) .

4.2.1 Lactic Acid

Lactic acid invariably contained 12% water, which hindered the esteri fi cation reaction as it facilitated transesteri fi cation reactions involv-ing water of reaction present as well as that accumulated during the reaction. Crystalline

lactic acid, prepared by removing water by azeotropic re fl ux using benzene, gave better yields in enzymatic reactions.

Due to its highly hydrophilic nature, lactic acid was found to be insoluble in many nonpolar solvents. Polar solvents like dioxane and ethylm-ethyl ketone were found to dissolve both lactic acid and fatty acids. Ethylmethyl ketone was found to be a better solvent than polar solvents like dioxane which gave only 4% esteri fi cation only with RML as they strip the water off the enzyme rendering catalytically inactive.

4.2.2 2-O-Stearoyl Lactic Acid

The enzymatic reaction was controlled by several factors. Optimisation of the reaction by varying enzyme/substrate (E/S) ratios showed a maximum yield of 99% at an E/S ratio of 22.6 AU mmol −1 (Table 4.1 , Kiran and Divakar 2001 ) . For a lactic acid/fatty acid concentration of 0.06 M, an E/S ratio of 125.0 gL mole −1 gave maximum esteri fi cation in case of RML (50 and 40%, respec-tively, for 2-O-palmitoyl and 2-O-stearoyl lactic acids). In case of PPL, it was 40 and 30%, respec-tively, at an E/S ratio of 40 gL mole −1 .

Scheme 4.1 Lipase-catalysed esteri fi cation of organic acids with lactic/lactylic acids

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414.2 2-O-Acyl Esters of Lactic Acid

4.2.3 2-O-Palmitoyl Lactic Acid

When hexane was used as the solvent, though lactic acid remained insoluble, 18% esteri fi cation was observed after 48 h (Kiran and Divakar 2001 ) . When chloroform was employed as the solvent, 18.2 and 76% ester formation were observed with RML and PPL, respectively (Table 4.2 ).

A maximum esteri fi cation of 85.1% was obtained with chloroform. A chloroform to hexane (30:70) mixture at (Table 4.2 ) an enzyme/

Table 4.1 Preparation of 2-O-stearoyl lactic acid (bench-scale) a

Solvent Enzyme/substrate ratio (E/S) b (PPL) Time (h) Ester yield (%) Initial rate (mmol h −1 )

CHCl 3 /hexane 11.3 64.5 43.1 0.32

CHCl 3 14.7 70 63.2 0.40

CHCl 3 /hexane 18.6 68 34.5 0.31

CHCl 3 20.5 89.5 95.8 0.36

CHCl 3 22.6 68 99.1 0.32

CHCl 3 23.6 86 90.4 0.40

CHCl 3 27.0 67 34.5 0.32

CHCl 3 29.5 63 40.2 0.33

a Lactic acid and stearic acid concentrations: 0.025 mole b Activity in hydrolytic units

Table 4.2 Preparation of 2-O-palmitoyl lactic acid by using RML and PPL (bench-scale)

Palmitic acid conc. (mole)

Lactic acid conc. (mole) Solvent

Enzyme/substrate ratio (E/S) a (AU mmol −1 )

% yield and time (h)

Initial rate (mmol h −1 )

0.11 0.11 Ethylmethyl ketone

RML (7.2) 0 (45) -

0.11 0.11 Hexane RML (7.2) 17.9 (44) 0.29 0.055 0.055 CHCl

3 PPL (10.3) 18.2 (39) 0.32

0.025 0.025 CHCl 3 PPL (22.6) 76 (40) 0.59

0.025 0.025 CHCl 3 PPL (22.6) 72 (112) 0.21

0.028 0.025 CHCl 3 /hexane PPL (10.1) 48.1 (65) 0.32

0.025 0.025 CHCl 3 PPL (14.8) 64.1 (70) 0.35

0.025 0.025 CHCl 3 PPL (18.1) 75.6 (94) 0.29

0.025 0.025 CHCl 3 /hexane PPL (18.2) 45.9 (68) 0.30

0.025 0.025 CHCl 3 PPL (21.3) 85.1 (92) 0.21

0.025 0.028 CHCl 3 PPL (27.1) 51.7 (68) 0.28

0.025 0.025 CHCl 3 PPL (29.4) 40.2 (36) 0.14

a Activity in hydrolytic units

Table 4.3 Comparison of ester yields as determined by titration, HPLC and 1 H NMR

Ester Ester yield (%)

Titration a HPLC b 1 H NMR c

2-O-stearoyl lactic acid

83.6 38.2 34.1

2-O-palmitoyl lactic acid

61.6 24.9 22.2

2-O-lauroyl lactic acid

43.7 21.7 24.3

Error in measurements will be: a ±5–10% b ±5% c ±5%

Page 60: Enzymatic Transformation

42 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

substrate ratio of 18–21 AU mmol −1 of PPL gave a yield of about 85% after 96 h.

The ester proportions determined by NMR and HPLC showed good correspondence (Table 4.3 ).

In 1 H NMR the signals in the region 4.0–5.3 ppm corresponding to –CH–O– from free and ester samples were quite informative (Table 4.4 ). In 13 C NMR the signals in the region 60–70 ppm and 170–190 ppm corresponding to –CH–O– and –CO– region, respectively, were informative. A detailed analysis of the signals in the product samples showed unreacted fatty acid, lactic acid and lactylic acids along with esteri fi ed fatty acid, lactic acid and lactylic acids. The yields of the esters were also determined. However, the yields were lesser than those detected by titrimetry.

4.2.4 Optimisation of Reaction Parameters Using Response Surface Methodology

Response surface methodological analyses of the esteri fi cation reaction between palmitic acid (Kiran et al. 2000 ) and stearic acid (Kiran et al. 1999 ) with lactic acid in the presence of immobi-lised lipases from Rhizomucor miehei and por-cine pancreas lipase were attempted.

4.2.4.1 2-O-Stearoyl Lactic Acid Design : Box–Behnken design, 27 experiments, 3 variables at 3 levels

Variables : Enzyme/substrate ratio, incubation period, lactic acid/stearic acid

Equation :

Table 4.4 Yield of organic acid esters of lactic acid as deduced from 1 H NMR a

Sample Ester yield (%) (potentiometry)

Free lactic acid (%)

Lactylate esters b (%)

Organic acid esters of lactic/lactylic acids (%)

Commercial lactic acid 64.1 35.9 Crystalline lactic acid 28.1 71.9 Stearoyl lactic acid 83.6 40.9 25.0 34.1 Stearoyl lactic acid–water layer 83.6 85.5 2.72 10.8 Stearoyl lactic acid–bicarbonate layer 83.6 – – – Stearoyl lactic acid–chloroform layer 83.6 8.2 21.3 70.5 Palmitoyl lactic acid 61.6 44.4 33.3 22.2 Lauroyl lactic acid 43.7 28.2 45.6 24.3 Palmitoyl methyl lactate 57.0 69.3 18.4 12.3 Palmitoyl butyl lactate 44.0 80.7 14.5 2.8

a Percentage of organic acid esters of lactic/lactylic acids was determined from increase in the area of –CH–O– signals at 4.9–5.20 ppm region in the spectra of samples with respect to that of crystalline lactic acid at 4.05 ppm; error in NMR measurements will be ±5% b Oligomers of lactic acid

e t e e e sRML : 23.95 3.96 2.9 8.286 5.19Y X X X X X X+− −= +

s t s s s tPPL : 10.43 1.65 5.42 3.14 4.26Y X X X X X X= + + − +

where Y = percentage of esteri fi cation X

e = enzyme/substrate ratio (E/S), g mole −1

X t = incubation period, h

X s = lactic acid (LA)/stearic acid (SA), mole L −1

The maximum yields predicted by the theo-retical equations for both the lipases matched well with the observed experimental values. In case of RML, 2-O-stearoyl lactic acid formation was found to increase with incubation period and

Page 61: Enzymatic Transformation

434.2 2-O-Acyl Esters of Lactic Acid

lactic acid/stearic acid concentrations with maxi-mum esteri fi cation at an E/S ratio of 125 gL mole −1 (Fig. 4.1 ). In case of PPL, esteri fi cation showed steady increase with increase in incubation period and lactic acid/stearic acid concentrations inde-

pendent of the enzyme/substrate ratios employed (Fig. 4.2 ).

The optimum conditions predicted for esteri fi -cation showed good correspondence with experi-mental values.

24

48

72

0

30

0.03

0.06

0.09

Incubation period,h (Xt)

% E

ster

ific

atio

n

LA(SA) Concentration, M (Xs)

Fig. 4.1 Response surface plot predicting esteri fi cation percentage of lactic acid for its reaction with stearic acid using Lipozyme IM20 at a fi xed E/S ratio of 166.7 g mol −1

1

e s tRML : At 102.1 gL mole ; 0.03 M; 72 h

Predicted Yield : 29.43 % Experimental Yield : 2 0 %.

/

4.1

X X X−= = =

1e s tPPL : At 40 gL mole ; 0.0882 M; 72 h

Predicted Yield :18.86% Experimental Yield :1 5 %.

/

7.8

X X X−= = =

4.2.4.2 2-O-Palmitoyl Lactic Acid Design : Box–Behnken design, 27 experiments, 3 variables at 3 levels

Variables : Enzyme/substrate ratio, incubation period, lactic acid/palmitic acid

Equation :

e s t s s s t

e s t e s

RML : 17.02 4.85 4.32 4.39 10.72 3.15

PPL : 4.90 2.27 1.37 2.99 3.57

= + + + − +

= + + + +

Y X X X X X X X

Y X X X X X

Page 62: Enzymatic Transformation

44 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

where Y = percentage of esteri fi cation X

e = enzyme/substrate ratio (E/S), AU mmole −1

X t = incubation period, h

X s = lactic acid (LA)/palmitic acid (SA), mM

In case of RML, palmitoyl lactic acid forma-tion increased with increase in LA(PA) concen-tration up to 60 mM above which the esteri fi cation decreased. Esteri fi cation increased with increase in E/S ratios and incubation periods. In case of PPL, the three-dimensional plots showed almost linear relationships. Esteri fi cation increased with increase in E/S ratios and incubation peri-ods. PPL was found to give lower yields of the ester when compared to RML. The correspon-dence between experimental and predicted con-ditions for optimum esteri fi cation was found to be good.

4.2.4.3 2-O-Lauroyl Lactic Acid Design : Central composite rotatable design (CCRD), 32 experiments, 5 variables at 5 levels (Kiran et al. 2001a )

Variables : Enzyme/substrate ratio (0.09–1.14 AU mmol −1 ), lactic acid concentration

(5–25 mmol), incubation time (6–54 h), buffer vol-ume (0–0.2 mL) and buffer pH values (4.0–8.0)

Equation :

t e a b

p t t e e a a

b b p p t e t

t b t p e a e b

e p a b a p b p

1.562 0.338 0.013 0.135 0.081

0.062 0.031 0.178 0.105

0.028 0.044 0.059 0.082

0.150 0.038 0.335 0.102

0.081 0.036 0.007 0.044

= + − + −+ − + +

+ − − +

+ + − −

− − − +

a

Y X X X X

X X X X X X X

X X X X X X X X

X X X X X X X X

X X X X X X X X

where

Y = ester yield (mmol) X

t = incubation period

X e = E/S ratio (AU mmol −1 )

X a = lactic acid concentration (mmol)

X b = buffer volume (mL)

X p = buffer pH

A typical three-dimensional plot is given in Fig. 4.3 which shows the effect of E/S ratios and lac-tic acid concentrations at a fi xed buffer volume of 0 mL and an incubation period of 54 h on ester yield. Highest ester yield of 4.8 mmol was observed at the lowest E/S ratio of 0.09 AU mmol −1 . Lower E/S ratios gave higher yields, and higher E/S ratios gave lesser yields. This behaviour clearly explained the competitive nature of binding between lauric and lactic acids for

Fig. 4.2 Response surface plot predicting esteri fi cation of lactic acid with stearic acid using PPL as a function of LA(SA) concentrations at different incubation periods at all E/S ratios

Page 63: Enzymatic Transformation

454.2 2-O-Acyl Esters of Lactic Acid

5

10

15

20

25

0.0

5.0

1.14

0.87

0.61

0.35

0.09

Ester yield (m

mol)

Fig. 4.3 Response surface plot showing variation in pre-dicted yield of lauroyl lactic acid as a function of E/S ratios and lactic acid concentrations at an incubation

period of 54 h. Since the buffer volume is 0 mL, terms connected with buffer volume and pH values were ignored

the same binding site on the enzyme. Addition of buffer in terms of both volume and pH did not have a profound effect on increase in ester yield. Predicted yields showed good validation with experimental yields when experiments corresponding to selected points on the contour plots were carried out.

4.2.5 Effect of Acid Carbon Chain Length on Esteri fi cation with Lactic Acid

It was observed that increase in carbon chain of the organic acid increased the ester yield (Fig. 4.4 , Table 4.5 ).

The initial rates measured also showed a similar pattern. Only exception to this rule was in the case of propionic acid which showed as esteri fi cation of 3.4%, whereas acetic acid showed

an esteri fi cation of 19.3%. Highest yield of 99% was observed with stearic acid. The low molecular weight stronger acids (lesser K

a than long-chain

fatty acids) undergo more dissociation resulting in increased hydrogen ion concentration at the micro-aqueous interphase. Lower carbon chain length organic acids also are more soluble at the inter-phase than the long-chain ones, thereby enhancing the dissociation, leading to lower observed yields (Kiran and Divakar 2001 ) .

4.2.6 Reusability of Porcine Pancreas Lipase

The ester yield decreased with each cycle from 75.1 to 14.6% after 5th recycle (Table 4.6 and Fig. 4.5 ). Due to strenuous conditions like heat and incubation in nonpolar solvents for longer periods,

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46 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

catalytic activity of the enzyme was affected due to probable structural changes. The initial rates of the reactions also showed a gradual decrease which was in correspondence with decrease in esteri fi cation.

4.2.7 Food Chemical Codex Speci fi cations for Enzymatically Synthesised 2-O-Acyl Esters of Lactic Acid

Enzymatically synthesised 2-O-acyl esters of lactic acid in comparison with the commercially avail-able sodium-2-O-stearoyl lactylate (from Enzyme India Ltd. Chennai) showed good correspondence

Table 4.5 Effect of organic acid carbon chain length 2-O-acyl ester of lactic acid preparation using PPL a

Acid employed

Maximum esteri fi cation (%)

Initial rate (mmol h −1 )

Ester yield (mmol)

Acetic C 2 19.2 0.06 4.8

Propionic C 3 3.8 0.01 0.9

Butyric C 4 15.1 0.08 3.8

Isobutyric C 4 20.4 0.13 5.1

Valeric C 5 24.5 0.11 3.4

Isovaleric C 5 14.1 0.06 4.4

Octanoic C 8 29.6 0.08 7.7

Decanoic C 10

48.4 0.11 9.4 Lauric C

12 63.6 0.13 15.9

Palmitic C 16

74.5 0.21 18.7 Stearic C

18 90.4 0.32 24.8

AU mmol −1 – E/S ratio is with respect to hydrolytic activity units; solvent – chloroform; incubation period – 96 h a Reaction conditions: lactic acid and organic acids – 0.025 mole; E/S ratio – 22.6

Table 4.6 Reusability of PPL for the bench-scale synthesis of 2-O-stearoyl lactic acid a

Recycle NO b

Maximum esteri fi cation percentage

Initial rate (mmol h −1 )

1 75.1 0.28 2 40.5 0.17 3 25.6 0.09 4 28.4 0.05 5 14.6 0.05 6 14.9 0.04

a Lactic acid and stearic acid concentrations : 0.025 moles E/S ratio: 22.6 AU mmol −1 b Incubation period: 72 h, solvent: chloroform Activity in hydrolytic units

0

0.07

0.14

0.21

0.28

0.35

0

20

40

60

80

100

C2 C3 C4 C4' C5 C5' C8 C10 C12 C16 C18

Initial rate (mm

ol/h)%

Est

erific

atio

n

Carbon chain length of organic acids

% EsterificationInitial rate

Fig. 4.4 Effect of acid carbon chain length on extent of esteri fi cation of lactic acid and initial rate of the reactions (bench-scale). Reactions conditions: lactic and organic

acids: 0.025 mol; solvent: chloroform; E/S ratio: PPL, 22.6 AU mmol −1 (activity units were with respect to hydrolytic activity units); incubation period: 96 h

Page 65: Enzymatic Transformation

474.3 Tolyl Esters

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0

20

40

60

80

100

1 2 3 4 5 6

Initial rate (mm

ol/h)%

Est

erific

atio

n

Recycle Number

% Esterification

Initial rate

Fig. 4.5 Effect of enzyme reusability on extent of esteri fi cation of lactic acid with stearic acid (bench-scale). Reaction conditions: lactic and stearic acids: 0.025 mol;

solvent: chloroform; E/S ratio: 22.6 AU mmol −1 (activity units were with respect to hydrolytic activity units); incu-bation period: 72 h

to food chemical codex ( FCC speci fi cations ) in terms of acid value, ester value, sodium content and lactic acid contents (Table 4.7 ).

Enzymatically prepared stearoyl lactic acid shows an acid value of 69.4, whereas com-mercial preparation shows 110.4. Those of palmitoyl and lauroyl lactic acids showed acid values of 79.5 and 91.5, respectively. In case of ester values also, all the three enzymati-cally prepared esters showed better values than the commercial sample. Free lactic acid and sodium contents of enzymatically pre-pared ones were also within the speci fi ed range. Unlike chemically prepared sample, the enzymatic ones are neat without any side products. These characteristics showed that the enzymatically prepared ester samples are better than the commercial preparation and will be more suitable for applications in food formulations.

4.3 Tolyl Esters

Phenolic esters of organic acids especially those of cresols are good fl avour compounds as they possess a combination of sweet, fl oral and fruity odours which are very much desired in food and cosmetic industry (Burdock 1994 ) . Enzymatic esteri fi cation of fatty acids with primary alcoholic groups of functionalised phenols and interesteri fi cation reactions of peracetylated polyphenolic compounds have been reported (Habulin and Krmelj 1996 ) . However, before this report, direct synthesis of phenolic esters involving phenolic OH groups mediated by lipases was practically nil (Scheme 4.2 ).

Porcine pancreas lipase and Rhizomucor miehei lipase showed very little esteri fi cation in the presence of solvents under shake- fl ask conditions, for the preparation of esters of m- and

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48 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

p-cresols using organic acids of carbon chain lengths C

2 –C

18 (Table 4.8 ). Benchscale condi-

tions employed a specially devised experimen-tal set-up (Kiran et al. 1998 ; Suresh-Babu et al. 2002 ) which maintained azeotropic conditions where the solvent system CHCl

3 to petroleum

ether (30:70) not only maintained a temperature at 56–60°C (when the reaction mixture was under refl ux) but also aided effective removal

of water of reaction from the reaction mixture, thereby facilitating further esterifi cation. The reaction gave better yields of ester when 0.05–0.2 mL of 0.1 M phosphate buffer of pH 7.0 was present in the reaction mixture. In the absence of the buffer, ester yields were very poor.

Effect of increasing amounts of RML addition showed enhanced ester yields from 51.6% for

Scheme 4.2 Lipase-catalysed esteri fi cation of cresols

Table 4.7 Comparative data on commercially available and enzymatically prepared 2-O-acyl esters of lactic acids

Sample Acid value Ester value

Sodium content

Lactic acid Content Arsenic

Heavy metals

(%w/w) (%w/w) (ppm) (ppm)

Food chemical codex speci fi cations 60–80 150–190 3.5–5.0 31–34 <3 <10 Commercial 2-O-stearoyl lactate 110.4 149.9 ND 24.4 ND ND Enzymatic samples

2-O-stearoyl lactic acid Sodium 2-O-stearoyl lactic acid 69.6 169.8 3.2 22.2 ND ND 2-O-stearoyl lactic acid 144.7 203.6 0 22.5 ND ND 2-O-stearoyl lactic acid(free lactic acid removed)

109.1 159.2 0 24.1 ND ND

2-O-palmitoyl lactic acid Sodium 2-O-palmitoyl lactic acid 79.5 172.9 3.3 21.8 ND ND 2-O-palmitoyl lactic acid 162.3 120.3 0 32.3 ND ND 2-O-stearoyl lactic acid(free lactic acid removed)

147.2 148.3 0 24.2 ND ND

2-O-lauroyl lactic acid Sodium 2-O-lauroyl lactic acid 91.3 153.3 3.5 24.8 ND ND 2-O-lauroyl lactic acid 169.8 183.7 0 28.2 ND ND 2-O-lauroyl lactic acid(free lactic acid removed)

152.6 141.2 0 23.9 ND ND

ND not determined

Page 67: Enzymatic Transformation

494.3 Tolyl Esters

450 mg to 74% for 1 g of RML. A maximum esteri fi cation of 52.9% was observed with 100 mg RML at pH 7.0 at an optimum buffer volume of 0.1 mL. Under identical reaction conditions, m- and p-cresol gave conversion yields above 30% for organic acids up to butyric acid. With increase in organic acid carbon chain length, the conver-sion yields decreased.

It was generally observed that larger amounts of enzymes are required for better conversions when p-cresol was employed. A detailed analysis of m- and p-cresyl ester synthesis using lipases has shown that cresols (m- and p-) generally act as inhibitors for these enzymes. This may be true for other phenols also.

4.3.1 Application of Central Composite Rotatable Design to Lipase-Catalysed Synthesis of m-Cresyl Acetate

Design : Central composite rotatable design (CCRD), 32 experiments, 5 variables at 5 levels (Manohar and Divakar 2002 )

Variables : m -Cresol concentrations (0.005–0.025 mole), enzyme/substrate ratios (0.18–1.22 AU mmole −1 ), incubation periods (6–54 h), pH (4–8) and buffer volumes (0–0.2 mL)

Equation : A second-order polynomial equa-tion was developed.

t e a

b p t t e e

a a b b p p

t e t a t b t p

e a e b e p a b

a p

1.5692 0.59067 0.0532 0.096

0.2917 0.2 0.142 0.202

0.289 0.2216 0.05583

0.115 0.169 0.026 0.0134

0.1092 0.246 0.283 0.036

0.0089 0.0

= + + −+ + + +

+ + +

+ − − +

− + − +

+ +

Y X X X

X X X X X X

X X X X X X

X X X X X X X X

X X X X X X X X

X X b p282X X

where

X a = m -cresol concentration (moles)

X e = enzyme/substrate ratio (AU mmoles −1 )

X t = incubation period (h)

X b = buffer volume (mL)

X p = buffer pH

The predictability of the model is at 74% con fi dence level. Three-dimensional plots and con-tour plots were obtained using the above equation.

Lipase-catalysed reaction between m -cresol and acetic acid did not proceed in the absence of the buffer. It did not also occur in the absence of the enzyme. The reaction required presence of buffer for better conversions, and a minimum amount of 0.1 mL buffer was found necessary for this reaction. Increase in buffer volumes at all the pH values studied (in the range pH 4.0–8.0) showed decrease in ester yield up to a buffer vol-ume of 0.1 mL. Above 0.1 mL, increase in buffer volume increased ester yield up to 0.2 mL (Fig. 4.6 ). Buffer pH values around 4.0 and below appear to favour better esteri fi cation than those at pH values in the range 4.0–8.0. The methodology projected conditions for higher yields up to 7.2 mmoles. Validation experiments carried out under these predicted conditions gave a highest

Table 4.8 Porcine pancreas lipase-catalysed esteri fi cation of m- and p-cresols

Shake- fl ask a Bench-scale b

Esters % Yield % Yield

m-cresyl acetate 18.6 (51) 44.1 (95) m-cresyl propionate 31.4 (70) 19.7 (43) m-cresyl butyrate 38.4 (44) 52.6 (72) m-cresyl isobutyrate 18.9 (69) 10.5 (64) m-cresyl valerate 20.8 (45) 1.3 (72) m-cresyl isovalerate 32.9 (45) 8.6 (72) m-cresyl octanoate 12.8 (30) 10.0 (72) m-cresyl decanoate 0.0 (72) 3.1 (72) m-cresyl laurate 10.1 (30) 64.6 (46) m-cresyl palmitate 0.0 (72) 7.4 (72) m-cresyl stearate 15.5 (44) 0.0 (72) p-cresyl acetate 64.9 (66) 67.9 (88) p-cresyl propionate 31.4 (69) 33.7 (74) p-cresyl butyrate 8.13 (21) 12.2 (46) p-cresyl isobutyrate 15.8 (48) 8.1 (44) p-cresyl valerate 11.3 (70) 4.5 (63) p-cresyl isovalerate 14.7 (21) 10.4 (23) p-cresyl octanoate 22.1 (53) 0.0 (89) p-cresyl decanoate 28.7 (28) 8.3 (44) p-cresyl laurate 17.2 (40) 12.5 (40) p-cresyl palmitate 23.8 (50) 8.6 (72) p-cresyl stearate 7.9 (20) 0.0 (70)

a Equimolar concentrations of cresols and organic acids (0.0023 mole) with 60 mg PPL b Equimolar concentrations of cresols and organic acids (0.01 mole) with 400 mg PPL and 0.1 mL 0.1 M phos-phate buffer pH 7.0 Figures in parentheses indicate period of incubation in hours to achieve maximum yield

Page 68: Enzymatic Transformation

50 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

00.050.1

0.150.2

4567

0

7

Est

er y

ield

(m

mo

le)

Buffer (ml) pH

Fig. 4.6 Three-dimensional plot showing the effect of pH and buffer volume on esteri fi cation for an E/S ratio of 0.7 AU mmol −1 , 0.25 mole m-cresol concentration and 72 h incubation period

experimental yield of 4.3 mmoles. The CCRD treatment clearly showed inhibitory nature of m -cresol in the esteri fi cation process.

4.4 Application of Plackett–Burman Design for Lipase-Catalysed Esteri fi cation of Anthranilic Acid

In order to determine the effectiveness of esteri fi cation of anthranilic acid using alcohols of carbon chain length C

1 –C

18 , Plackett–Burman

(PB) design allowed the selection of better alcohols for esteri fi cation of anthranilic acid (Scheme 4.3 ).

Of the alcohols employed, methanol, decanol, cetyl alcohol and stearoyl alcohols showed 99.9% signi fi cance. Esteri fi cation of anthranilic acid with methanol showed the highest yield of 45.6% (Suresh-Babu and Divakar 2001 ) .

The experimental and predicted yields with experimental design are shown in Table 4.9 . Generally it was observed that alcohols with 99.9% signi fi cance levels showed better yields, with highest yield from methanol followed by stearyl alcohol and decanol.

The reaction between anthranilic acid and meth-anol showed that an optimum enzyme amount of 250 mg of PPL was required for the reaction. Higher amounts of enzyme did not increase the yield. Experiments were conducted at different concentra-tions of methanol (0.01, 0.02, 0.05, 0.1 and 0.2 mole). At lower concentrations of methanol, esteri fi cation was slow. This may be due to evapora-tion of methanol. But at higher methanol concentra-tions (0.05 and 0.1 mole), conversion yields were good. A maximum yield of 45.6% was obtained when 0.05 mole of methanol was employed.

4.5 Kinetic Study of Porcine Pancreas Lipase Inhibition by p -Cresol ( p -Cresyl acetate) and Lactic Acid (2-O-Stearoyl Lactate)

The enzymatic reactions between p-cresol and ace-tic acid and lactic acid and stearic acid required larger concentrations of enzymes for lesser concen-trations of substrates indicating the inhibitory nature of p-cresol and lactic acid towards porcine pancreas lipase (Kiran and Divakar 2002 ) . The results from these kinetics investigations are described below.

Page 69: Enzymatic Transformation

514.5 Kinetic Study of Porcine Pancreas Lipase Inhibition by p-Cresol (p-Cresyl acetate) and Lactic Acid…

Initial velocities of the reaction measured and double reciprocal plots constructed by plotting 1/v versus 1/[acetic acid] or 1/[stearic acid] showed that the lines obtained at different p-cresol (lactic acid) concentrations intersected on the Y -axis, giving the maximum velocity ( V

max ). The various kinetic

parameters determined, namely, K M(p-cresol)

(K M(PC)

), K

M(acetic acid) (K

M(AA) ), K

M(lactic acid) (K

M(LA) ), K

M(Stearic acid)

(K M(SA)

), K i(p-cresol)

(K i(PC)

) and K i(lactic acid)

(K i(LA)

), from experimental data are shown in Table 4.10 .

Scheme 4.4 indicates the mechanism of inhibition of lipase activity by p-cresol and lactic acid, respec-tively, due to the formation of dead-end enzyme–p-cresol or enzyme–lactic acid complexes. In this process, the acyl–enzyme intermediate formed between acetic acid and lipase (stearic acid–lipase) resulted in the products by attacking the nucleophile (p-cresol or lactic acid as the case may be). During this process, the formation of two products, namely, release of water molecule due to acyl–enzyme com-plex formation and release of product due to lipase–ester dissociation, resulted from two substrates.

The rate equation for the mechanism described is given as

{ }max

M[Y] i M[X]K [X] 1 [X] / K K [Y] [X] [Y]=

× × + + × + ×V

v

where [X] = p-cresol or lactic acid concentration [Y] = acetic acid or stearic acid concentration K

M[X] = Michaelis-Menten constant of p-cresol

or lactic acid K

M[Y] = Michaelis-Menten constant of acetic

acid or stearic acid K

i = inhibition constant of p-cresol or lactic acid

By suitably modifying the equation, theo-retical values for kinetic parameters were developed.

Table 4.10 lists the theoretical values which were in close agreement to the experimental ones. This indicates that Ping-Pong Bi-Bi mechanism is applicable in both cases and clearly illustrates the inhibitory nature of p-cresol and lactic acid in the respective reactions.

Scheme 4.3 Lipase-catalysed esteri fi cation of anthranilic acid

Table 4.9 Experimental design with experimental and predicted yields

Number of alcohol carbon atoms

C 1 C

2 C

3 C

4 C

5 C

6 C

8 C

10 C

12 C

16 C

18

Experimental yield (mmole)

Predicted yield (mmole)

1 −1 1 −1 −1 −1 1 1 1 −1 1 4.8 4.8 1 1 −1 1 −1 −1 −1 1 1 1 −1 4.4 4.7

−1 1 1 −1 1 −1 −1 −1 1 1 1 3.7 3.9 1 −1 1 1 −1 1 −1 −1 −1 1 1 3.8 3.8 1 1 −1 1 1 −1 1 −1 −1 −1 1 2.4 2.7 1 1 1 −1 1 1 −1 1 −1 −1 −1 3.1 3.4

−1 1 1 1 −1 1 1 −1 1 −1 −1 0.0 0.2 −1 −1 1 1 1 −1 1 1 −1 1 −1 3.9 3.3 −1 −1 −1 1 1 1 −1 1 1 −1 1 2.8 1.2

1 −1 −1 −1 1 1 1 −1 1 1 −1 2.7 3.0 −1 1 −1 −1 −1 1 1 1 −1 1 1 4.8 4.5 −1 −1 −1 −1 −1 −1 −1 −1 −1 −1 −1 1.1 1.4

Page 70: Enzymatic Transformation

52 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

4.6 Thermostability of Porcine Pancreas Lipase

In order to understand the behaviour of PPL under different temperatures for longer periods of incu-bations, which is essential for employment of lipase in esteri fi cation reactions which are time consuming and requires higher temperatures and nonpolar solvents, thermostability of porcine pan-creas lipase was studied through response surface analysis (Kiran et al. 2001b ) . Native enzyme showed loss in activity at 60°C which could be due to a conformation with a greater unfolding at 60°C

than at 40°C and 80°C (Fig. 4.7 ). Longer periods of incubation of PPL at especially 80°C did not affect the active conformation of PPL even after incubation for a period up to 10 days. However, presence of small amounts of buffer stabilised the enzyme at 60°C contrary to what was observed with the native enzyme. In the presence of 0.2 M lactic acid, there was a general loss in active con-formation and hence activity, at all temperatures and periods studied.

The equation obtained to study the thermal stability in terms of activity measurements of native PPL is as follows:

Scheme 4.4 Schematic representation of Ping-Pong Bi-Bi mechanism of esteri fi cation of p-cresol with acetic acid and stearic acid with lactic acid L – lipase; PC – p-cresol; AA – acetic acid; L–AA – lipase–acetic acid complex;

PCA – p-cresyl acetate; LA – lactic acid; SA – stearic acid; L–PC and L–LA – dead-end enzyme–inhibitor complex; L–SA – lipase–stearic acid complex; SLA – stearoyl lactic acid; L*- acyl enzyme; W – water (Segel 1993)

Table 4.10 Data on kinetic parameters

p-cresyl acetate Kinetic parameters

Stearoyl lactic acid

Kinetic parameters Experimental Theoretical Experimental Theoretical

V max

(mole h −1 ) 0.000143 0.0002 V max

(M h −1 ) 0.00154 0.00132 K

M (AA) (mole) 0.00311 0.0226 K

M (SA) (M) 0.0548 0.0647

K M (PC)

(mole) 0.000035 0.007 K M (LA)

(M) 0.0098 0.0286 K

i(PC) (mole) 0.00966 0.0355 K

i(LA) (M) 0.0951 0.2364

2 2

t p t p t pPercentage activity 408.17 12.73 0.219 0.108 0.005 0.001X X X X X X= − + + − −

where X

t = incubation temperature

X p = incubation period

The results from activity measurements were supported by ultraviolet (UV) spectroscopic data of the same in every respect indicating that

Page 71: Enzymatic Transformation

534.7 Scanning Electron Microscopy

variation in conformational changes is responsi-ble for loss in activity (Fig. 4.8 ).

The following equation was obtained from UV measurements:

4050

6070

80

0

100

48 96 144 192 240Incubation temperature

( °C)

% A

ctiv

ity

Incubation period (h)

Fig. 4.7 Three-dimensional plot showing the effect of incubation period and temperature on percentage activity. Reaction conditions: 10 mg PPL was incubated in 2 mL

MIBK at 40°C, 60°C and 80°C for 48 h, 144 h and 240 h, respectively. Percentage activity is with respect to esteri fi cation activity of native PPL

2 2290 t p t p t p1.154 0.038 0.003 0.299 0.001 0.032A X X X X X X= − − − − −

where X

t = incubation temperature

X p = incubation period

Table 4.11 shows the results of regression analysis with experimental and predicted percent-age activity and absorbance values at 290 nm.

4.7 Scanning Electron Microscopy

The state of three lipase preparations, two from Rhizomucor miehei and one from porcine pan-creas, employed in the esteri fi cation reactions of p -cresol and lactic acid in nonpolar solvents

at 50–60°C investigated by scanning electron microscopy (SEM) showed the compact nature of adsorption and distribution of lipase on matrix in case of Rhizomucor miehei and car-rier in case of porcine pancreas (Suresh-Babu et al. 2001 ) . All the three lipase preparations subjected to high temperatures and nonpolar solvents for a prolonged period of incubation of 72–120 h showed decrease in the ‘compact-ness’ when compared with unused lipase. Presence of buffer preserved the activity and compactness, and the absence of the same, in some cases, reduced the amount of enzyme per unit area on the support. Rhizomucor miehei

Page 72: Enzymatic Transformation

54 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

Table 4.11 Predicted and experimental yields in case of incubation of PPL in MIBK

Exp no. X

t (°C) X

p (h) Percentage activity Absorbance at 290 nm

Coded Actual Coded Actual Experimental Predicted Experimental Predicted

1 −1 40 −1 48 72.8 79.3 0.953 0.862 2 −1 40 0 144 90.5 84.2 0.851 0.894 3 −1 40 1 240 85.4 83.2 0.876 0.923 4 0 60 −1 48 50.5 40.1 0.974 1.156 5 0 60 0 144 41.6 44.9 1.243 1.154 6 0 60 1 240 32.8 39.8 1.244 1.151 7 1 80 −1 48 83.7 87.6 0.942 0.851 8 1 80 0 144 89.3 90.3 0.771 0.816 9 1 80 1 240 87. 83.1 0.734 0.780

Fig. 4.8 Three-dimensional plot showing the effect of incubation period and temperature on absorbance at 490 nm. Reaction conditions: 10 mg PPL was incubated

in 2 mL MIBK at 40°C, 60°C and 80°C for 48 h, 144 h and 240 h, respectively

Page 73: Enzymatic Transformation

554.8 Hydrogen Ions in Micro-aqueous Phase During Lipase-Catalysed Esterification in Nonaqueous Media

lipase samples subjected to reaction in the presence of 0.1 mL and 0.1 M buffer at differ-ent pH values (4.0–9.0) showed decrease in ‘compactness’ of the enzyme on the surface which correlated to increase in esteri fi cation activity of the same. Increase in volume of buf-fer (0.05–0.75 mL) in the reaction mixture at pH 7.0 showed a decrease in compactness and also reduction in activity. The studies indicated that a compromise between extent of adsorp-tion, distribution and activity could be achieved by varying the pH and volume of buffer in the reactions, for maximum conversions.

4.8 Hydrogen Ions in Micro-aqueous Phase During Lipase-Catalysed Esteri fi cation in Nonaqueous Media

Water plays a crucial role in both hydrolysis and esteri fi cation in lipase catalysis (Hahn-Hagerdal 1986 ) . While a critical amount of water is essen-tial for maintaining the active conformation of the enzyme, excess water facilitates hydrolysis (Halling 1989 ; Zaks and Klibanov 1988 ) . Though the former aspect has been extensively studied as water activity, information on the latter is very scanty. While exhaustive stripping of water from the enzyme resulted in lowering of reaction rate, presence of a critical amount of water favoured esteri fi cation due to enhancement of enzyme activity (Valivety et al. 1992 ) .

In a nonpolar solvent, excess water adds to the already existing hydration shell of the enzyme constituting a micro-aqueous enzyme–water–solvent phase (Fig. 4.9 ). Micro-aqueous phase, although being not a well-de fi ned thermody-namic structure, holds the key for problems asso-ciated with many equilibrium processes of the esteri fi cation reaction that can be only comple-mentary to the associated enzymatic factors like solvent polarity and desiccants which affect the micro-aqueous phase thereby the extent of esteri fi cation as well. Micro-aqueous phase pro-vides the appropriate solvent characteristics like dielectric constant and polarity that maintain the active conformation in a nonpolar solvent.

The kinetic aspects of lipase-catalysed esteri fi cation reactions have been thoroughly investigated (Chulalaksanaukul et al. 1992 ; Lee et al. 1995 ; Janssen et al. 1999 ) . However, this is not the case for non-enzymatic thermodynamic equilibrium processes associated with the same. Molecular surface area of the enzyme, volume/thickness of the micro-aqueous phase, total [H + ] in the micro-aqueous phase, polarity of the sol-vent, diffusion behaviour of the acid/alcohol/ester and partitioning of water/[H + ]/alcohol/acid between the organic solvent and the micro-aque-ous phase all play a crucial role in determining the extent of esteri fi cation for a given amount of the enzyme. Among these, the major equilibrium processes are dissolution and dissociation of the organic acid in the micro-aqueous phase and par-titioning of water/[H + ]/acid/alcohol/ester between the micro-aqueous phase and the organic solvent (Fig. 4.9 ). Dissociation of water soluble organic acids and their dissociation in the micro-aqueous phase lead to the formation of the conjugate acid, H

3 O + . In case of weak organic acids, H

3 O + is

stronger than the organic acid itself and hence, facilitates hydrolysis, thereby limiting the extent of esteri fi cation. Many features like the micro-aqueous phase are dif fi cult to measure. Attempts have also been made by a few researchers to measure [H + ] at the micro-aqueous phase (Brown et al. 1997 ) .

A theoretical model was developed based on mass transfer equations for arriving at the con-centration of [H+] in the micro-aqueous phase and other factors which regulate esteri fi cation (Kiran et al. 2002 ) . The reaction chosen was the esteri fi cation equilibria of 2-O-stearoyl lactic acid synthesis using immobilised lipase from Rhizomucor miehei and porcine pancreas.

Table 4.12 lists the extent of esteri fi cation observed for different concentrations of substrate and enzyme for both RML and PPL in ethylm-ethyl ketone. The water of reaction formed is less than that required to cause aggregation of the enzyme, but just suf fi cient to form a thin fi lm on the enzyme to regulate its activity.

A quantity termed hydrogen ion number (HIN) in the micro-aqueous phase was determined using the relation

Page 74: Enzymatic Transformation

Table 4.12 Theoretical HIN, pH and water for the enzymatic preparation of 2-O-steroyl lactic acid

Substrate Enzyme Ester Yield Water of reaction pH HIN Log HIN

M g L −1 M % mL L −1 (×10 −7 ) Lipozyme

0.03 3.8 0.008 26.7 0.144 2.86 1.20 17.08 0.03 3.8 0.010 33.3 0.179 2.88 1.43 17.16 0.03 3.8 0.012 40.0 0.216 2.90 1.63 17.51 0.03 2.5 0.008 26.7 0.144 2.86 1.20 17.08 0.06 5.0 0.014 23.3 0.252 2.70 3.03 17.48 0.06 7.5 0.018 30.0 0.324 2.72 3.73 17.57 0.06 10.0 0.008 13.3 0.144 2.67 1.84 17.26 0.09 7.5 0.020 22.2 0.360 2.61 5.34 17.73 0.09 11.3 0.020 22.2 0.360 2.61 5.34 17.73 0.09 15.0 0.022 24.4 0.396 2.62 5.79 17.76

PPL 0.03 0.8 0.006 20.0 0.108 2.84 0.94 16.97 0.03 1.2 0.004 13.3 0.072 2.82 0.65 16.81 0.06 0.6 0.006 10.0 0.108 2.66 1.41 17.15 0.06 1.5 0.010 16.7 0.180 2.68 2.26 17.35 0.06 2.4 0.018 30.0 0.324 2.72 3.73 17.57 0.09 2.3 0.002 2.5 0.040 2.60 6.74 16.83 0.09 3.6 0.021 23.0 0.369 2.61 5.51 17.74 0.09 3.6 0.018 20.0 0.320 2.60 4.88 17.69

Microaqueous phase

Active site

E+RCOOH ERCOOH

E+ROH EROH

E+RCOOR ERCOOR

R-COOH+R OH+RCOOR+H2O

H2O + H+ H3O+

R-COOH RCOO- + H+

Solvent

Fig. 4.9 Schematic representation of micro-aqueous phase around lipase

Page 75: Enzymatic Transformation

574.8 Hydrogen Ions in Micro-aqueous Phase During Lipase-Catalysed Esterification in Nonaqueous Media

Fig. 4.10 Theoretical plot log HIN versus percentage of esteri fi cation

23

THIN H 1.008 4.023 10 Xml /1,000+⎡ ⎤= × × × ×⎣ ⎦

where 1.008 = atomic weight of H + .

The total [H + ] in the water of reaction consti-tuting the micro-aqueous phase was arrived at (Atkins 1987 ) using the relation:

( ) ( )0.5

LA LA SA SATH K EC K EC 0.5+⎡ ⎤ = × + ×⎣ ⎦

6 4 1KSA 1.76 10 and KLA 1.37 10 M− − −= × = ×

From the partitioning coef fi cient values deter-mined for stearic and lactic acids in ethylmethyl ketone (0.058 and 1.46, respectively), the effec-tive concentration of the acid (EC

LA and EC

SA ) at

the micro-aqueous phase constituted by the water of reaction was determined.

Theoretical plots of log HIN versus % esteri fi cation from 0 to 100% were constructed for acid concentrations 0.01–1.0 M. Parenthesis-shaped curves were obtained (Fig. 4.10 ). Irrespective of the acid concentration, during the course of reaction, log HIN varied with extent of esteri fi cation in an explicable manner.

At the initial stage up to 10% esteri fi cation, dissociation of the more unreacted acid in the

lesser water of reaction contributed to the micro-aqueous phase registering higher log HIN. Further increase in esteri fi cation up to 50% consumed more free acid and registered a very slight net increase in log HIN, due to decrease in free acid concentration although water of reaction was larger. Beyond 55% esteri fi cation, decrease in free acid in larger volume of water of reaction registered marginal decrease in log HIN which became progressive as the extent of conversion reached 99%. Experimentally derived data were also fi tted on to the theoretical plots, and they cover a very narrow range of esteri fi cation (Fig. 4.10 ). The values outside this region could be obtained with higher enzyme concentrations. Higher yields are not possible due to hydrolysis of the ester formed by [H + ] build-up.

At any stage of esteri fi cation, an equilibrium concentration of [H + ], i.e. a net proton build-up, is always maintained at the micro-aqueous phase. Such a build-up could affect esteri fi cation by effecting hydrolysis. The question arises as what happens to such a large number of [H+] in the micro-aqueous phase? In real-time systems, log HIN values will be low and that this model clearly brings out the role of enzymes and buffers

Page 76: Enzymatic Transformation

58 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

employed to neutralise this excess [H + ] at the micro-aqueous phase. The depletion could occur by (1) ionisable groups from the amino acid resi-dues on the surface of the enzyme molecule like Asp, Glu, Tyr, Lys and Arg at different levels of ionisation capable of ‘consuming’ these ions and (2) partitioning of [H + ], stearic and lactic acids, ester and water between the micro-aqueous phase and the surrounding bulk organic solvent that reduces the effective load of all these constituents in the micro-aqueous phase. Thus, this study explained the processes at the micro-aqueous phase dictating the extent of esteri fi cation.

4.9 Acetylation of Protocatechuic Aldehyde

Selectivity in enzymatic acetylation of the two phe-nolic OH groups at positions 3 and 4 of protocate-chuic aldehyde (PA) using lipases from Rhizomucor miehei (RML and Chirazyme) and porcine pan-creas lipase (Scheme 4.5 ) in methyl isobutyl ketone/benzene (15:85) was investigated (Divakar 2003 ) . Chemical esteri fi cation using acetic acid and acetic anhydride did not produce any product as no cata-lyst was employed. Similarly under identical con-ditions, acetic acid did not react even in the presence of the three lipases (Table 4.13 ).

However, acetic anhydride in the presence of all the three lipases showed esteri fi cation (Table 4.13 ). Product formation of mono-acetoxy and diacetoxy products was monitored by the H-5 signal of the reactant and the esters. Yields of the order of 41.0–73.5% were obtained with good selectivity (Table 4.14 ) with the highest selectiv-ity of 97% for the PPL-catalysed reaction.

In order to enhance the selectivity and yield, enzymatic acetylation was also carried out by anchoring PA inside b -cyclodextrin cavity. b -Cyclodextrin ( b CD) is a cyclic oligosaccharide consisting of 7 glucose units joined in the form of a ring by virtue of it, possessing an hydrophobic cavity of 6–8 A in size capable of accommodating a plethora of organic molecules that fi t into this size stabilised by H bonding, hydrophobic and other interactions. Earlier structural studies car-ried out by us have shown that protocatechuic aldehyde could be anchored inside b -cyclodextrin ( b CD) cavity in a 1:1 stoichiometric proportion with a binding constant value of 6,700 ± 770 M − 1 in water and 5,100 ± 580 M − 1 in NaHCO

3 buffer

(pH 10.5) (Maheswaran and Divakar 1997 ) . b -Cyclodextrin was peracetylated to prevent

acetic anhydride being consumed by the OH groups of b CD. Reaction between PA and acetic anhydride in the presence of peracetylated b CD was carried out using the three lipases (Table 4.13 ) successfully. All the three lipases showed more than 30% yield. However, the acetylation with RML showed >99% selectivity by yield 3-ace-toxy derivative exclusively.

4.10 4-t-Butylcyclohexyl Acetate

4-t-Butylcyclohexanol exists as cis and trans iso-mers with different fl avour notes. The trans esters possess a woody note, whereas the cis esters exhibit a strong, intense, fl owery note. The esters are used in soaps, detergents, creams, lotions and perfumes and also as a solubility-reducing agent for surfactants. At room temperature, the trans / cis ratio of the alcohol is 3:1 (Karger et al. 1968 ) .

Scheme 4.5 Lipase-catalysed regioselective esteri fi cation of protocatechuic aldehyde

Page 77: Enzymatic Transformation

594.10 4-t-Butylcyclohexyl Acetate

Chemical synthesis of the esters of 4-t-butyl-cyclohexanol was carried out with organic acids from acetic to heptanoic acids (Karger et al. 1968 ) . The trans / cis ratio of acetate, propionate, n-butyrate, valerate, caproate, heptylate, isobu-tyrate and pivalate remained at approximately 3.5 in all the cases. Acetylation of 4-t-butylcyclo-hexanol anchored inside b CD was found to give a trans / cis ratio of 5.5 (Pattekhan and Divakar 2001, 2002 ) .

Enzymatic esteri fi cation of 4-t-butylcyclo-hexanol was carried out by using porcine pan-creas lipase in order to obtain better yield and selectivity (Scheme 4.6 ). The yields were low in nonpolar solvents (Manohar and Divakar 2004 ) .

However, when it was anchored inside b -cyclo-dextrin ( b CD) cavity, the esteri fi cation yields were higher (Table 4.14 ).

The low-yield 4-t-butylcyclohexyl acetate in nonpolar solvents was attributed to the formation of aggregate of 4-t-butylcyclohexanol with the buried alcohol OH groups, thereby preventing esteri fi cation. Hence, b CD was employed for breaking down the aggregates, by anchoring 4-t-butylcyclohexanol inside b CD cavity. Peracetylated b CD was used and in the presence of the enzyme to promote interesteri fi cation between the acetate groups of b CD and 4-t-butylcyclohexanol even when acetic anhydride was employed. With increase in incuba-tion period, the esteri fi cation was found to increase

Table 4.13 Lipase-catalysed esteri fi cation data on protocatechuic aldehyde a

Reactions Ester yield

(Moles) Titration b NMR b 3-acetoxy 3,4-diacetoxy

Selectivity Derivative Derivative

PA + acetic anhydride No rean No rean – – – (0.009 + 0.0044) PA + acetic acid + PPL 63.1 No rean (0.01+0.01) PA + acetic acid +chirazyme 54.9 No rean (0.01+0.01) PA + acetic acid + RML 60.1 No rean (0.01+0.01) PA + acetic anh.+PPL 54.8 41.0 39.8 1.2 97.0 (0.01+0.005) PA + acetic anh.+ chirazyme 51.2 54.5 52.2 4.3 92.4 (0.01+0.005) PA + acetic anh + RML 52.9 73.5 64.2 7.3 90.0 (0.01+0.005)

PA + acetic anh+ b CDA+PPL 35.2 60.5 58.2 2.3 94.2

(0.01+0.005+0.001)

PA + acetic anh+ b CDA+Chirazyme 31.8 50.0 44.2 3.8 92.4

(0.01+0.005+0.001)

PA + acetic anh+ b CDA+_RML 35.3 48.1 44.4 3.7 92.3

(0.01 + 0.005 + 0.001)

PA + acetic anh + b CDA + PPL 54.4 61.5 57.7 3.8 93.8

(0.01+0.01+0.001) PA + acetic anh + b CDA + Chirazyme

51.7 79.4 64.7 14.7 81.5

(0.01 + 0.01 + 0.001)

PA + acetic anh + b CDA + RML 55.1 17.6 17.6 0 >99

(0.01 + 0.01 + 0.001)

a PA – protocatechuic aldehyde; + b CDA − b CD acetate b Monitoring by titration and 1 HNMR

Page 78: Enzymatic Transformation

60 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

steadily from 18.5% after 12 h to a maximum of 65.9% after 120 h. From the initial

slope value, the rate of acetylation was deter-mined to be 4.36 m mole h −1 . Further, an increase in b CD–acetate concentration from 0 to 0.005 mole (0.5 M equivalent to 4-t-butylcyclo-hexanol) resulted in increase in esteri fi cation up to a maximum of 55.9%, and it decreased there-after up to 0.001 mole (1 M equivalent of 4-t-butylcyclohexanol). Esteri fi cation also increased with increase in PPL concentration reaching a maximum of 55.7% at 450 mg and decreased thereafter up to 1 g (Table 4.14 ).

Gas chromatographic analyses of the reaction mixtures showed that trans / cis ratios vary from 2.1 to 4.4 which were higher than that of the alcohol 2.47. However, no general trend was observed between the reaction conditions employed and trans / cis ratios. Inclusion of 4-t-butylcyclohexanol inside the peracetylated b CD cavity preferentially facilitates the esteri fi cation of the trans isomer of the alcohol as the cis isomer is sterically hindered from reacting with the incoming acyl group due to the presence of bulky acetyl groups on per-acetylated b CD.

Table 4.14 Conversion yield and trans / cis ratios of 4-t-butylcyclohexyl acetate

Acetic anhyd. b CD acetate PPL Time Conversion yield Trans / cis

mole mole mg hr % ratios

0.0016 0.00025 275 48 18.8 2 0.0039 0.00025 275 48 43.8 2.95 0.0016 0.00075 275 48 29.0 2.6 0.0039 0.00075 275 48 34.2 2.4 0.0016 0.00025 625 48 18.1 4.34 0.0039 0.00025 625 48 39.4 2.1 0.0016 0.00075 625 48 7.6 2.83 0.0039 0.00075 625 48 66.6 2.29 0.0016 0.00025 275 96 47.1 2.37 0.0039 0.00025 275 96 56.3 2.07 0.0016 0.00075 275 96 44.9 2.55 0.0039 0.00075 275 96 55.8 2.35 0.0016 0.00025 625 96 39.5 2.8 0.0039 0.00025 625 96 73.4 2.71 0.0016 0.00075 625 96 21.2 2.7 0.0039 0.00075 625 96 57.1 2.9 0.0005 0.0005 450 72 10.4 4.01 0.005 0.0005 450 72 86.6 2.38 0.0028 0 450 72 12.1 2.1 0.0028 0.001 450 72 36.5 3.5 0.0028 0.0005 100 72 41.5 2.9 0.0028 0.0005 800 72 45.7 2.61 0.0028 0.0005 450 24 25.7 3.02 0.0028 0.0005 450 120 68.6 2.51 0.0028 0.0005 450 72 57.1 2.45 0.0028 0.0005 450 72 47.3 2.02 0.0028 0.0005 450 72 55.0 2.35 0.0028 0.0005 450 72 58.8 2.26 0.0028 0.0005 450 72 59.9 2.35 0.0028 0.0005 450 72 57.2 2.37

Page 79: Enzymatic Transformation

614.11 Esterification of b-Cyclodextrin

4.11 Esteri fi cation of b -Cyclodextrin

b -Cyclodextrin ( b CD) is soluble in water only to the extent of 1.8 g L −1 in water, and its solubility in organic solvents other than DMSO, DMF and pyridine is negligible or low. Poor solubility of cyclodextrin in many solvents can be reduced by derivatisation. Hence, the hydroxyl groups of b CD (7 hydroxyl groups from 2-OH, 7 hydroxyl from 3-OH and 7 hydroxyl groups from 6-CH

2 OH) were esteri fi ed (Pattekhan and

Divakar 2002 ) using lipases (Scheme 4.7 ). Among the organic acids employed – acetic,

propionic, butyric, isobutyric, valeric, isovaleric, lauric, octanoic, palmitic and stearic acids – only acetic, propionic and isobutyric acids were found to undergo esteri fi cation with 58.8, 25.8 and 17.4% yields, respectively (Table 4.15 ). Derivatised b CD like DM b CD (heptakis-2,6-di-O-methyl b CD) and HP b CD (hydroxypropyl

b CD) with acetic acid gave 32.8 and 55.8% esters, respectively (Table 4.15 ).

All these esters were soluble in methanol. b CD was able to react with 4.78 molecules, DM b CD with 2.45 molecules and HP b CD with 2 molecules of acetic acid. b CD reacted with 0.38 molecules of propionic acid and 2.43 molecules of isobutyric acid.

Out 7 primary hydroxyl groups and 14 sec-ondary hydroxyl groups of b CD from 2-OH and 3-OH, very few hydroxyl groups were converted to the esters. While primary hydroxyl groups can react with ease, the secondary hydroxyl groups at 2-OH reacted with dif fi culty, and 3-OH groups may not react at all being buried inside the cavity. Very low substitution of ace-tic, propionic and isobutyric groups is due to steric hindrance of the incoming acyl groups by the b CD cavity and the disposition of free hydroxyl groups within it.

Scheme 4.6 Lipase-catalysed esteri fi cation of 4-t-butylcyclohexanol

Page 80: Enzymatic Transformation

62 4 Enzymatic Esterifi cation of Compounds Possessing Multifunctional Hydroxyl and Carboxyl Groups

Table 4.15 Esteri fi cation of b CD and its derivatives catalysed by Rhizomucor miehei lipase a

System Ratio Percentage esteri fi cation by titration

Percentage esteri fi cation by 1 H NMR

Degree of substitution by 1 H NMR b

b CD–acetic acid 0.1:5 58.8 48.4 1:6.78

b CD–propionic acid 0.1:1 25.8 2.7 1:0.38

b CD–isobutyric acid 0.1:1 17.4 17.4 1:2.43

DM b CD–acetic acid 0.1:5 32.8 17.5 1:2.45

HP b CD–acetic acid 0.1:5 55.8 14.3 1:2

a Degree of substitution – ratio of peak area for CH 3 protons of acid to the number of H-1 protons of glucose units of

b CD and its derivatives b Percentage esteri fi cation by 1 HNMR – number of hydroxyl groups of b CD esteri fi ed out of 14 per molecule of b CD or its derivatives. Error in 1 HNMR measurements ±5%

Scheme 4.7 Three-dimensional structure of b -cyclodextrin (Roquett 1991 )

References

Atkins PW (1987) Physical chemistry, 2nd edn. Oxford ELBS, Oxford Press, Oxford, p 280

Brown JR, Guther MLS, Field RA, Ferguson MAJ (1997) Hydrophobic mannosides act as acceptors for trypanosome a -mannosyltransferases. Glycobiology 7:549–558

Burdock GA (1994) In Fenaroli’s handbook of fl avor ingredients, vol II, 3rd edn. CRC Press, Boca Raton

Chulalaksanaukul W, Condort JS, Combes D (1992) Kinetics of geranyl acetate synthesis by lipase cata-lyzed transesteri fi cation in n -hexane. Enzyme Microb Technol 14:293–298

Divakar S (2003) Lipase catalysed regioselective esteri fi cation of protocatechuic aldehyde. Indian J Chem Sect B 42B:1119–1122

Food Chemical Codex speci fi cations Habulin M, Krmelj V (1996) Synthesis of oleic acid esters

catalyzed by immobilized lipase. J Agric Food Chem 44(1):338–342

Page 81: Enzymatic Transformation

63References

Hahn-Hagerdal B (1986) Water activity a possible exter-nal regulator in biotechnical processes. Enzyme Microb Technol 8:322–327

Halling PJ (1989) Organic liquids and biocatalysts theory and practice. Trends Biotechnol 7:50–52

Janssen AEM, Sjursnes BJ, Vakurov AV, Halling PJ (1999) Kinetics of lipase catalyzed esteri fi cation in organic media correct model and solvent effects on parameters. Enzyme Microb Technol 24:463–470

Karger BL, Stern RL, Zannucci JF (1968) Anal Chem 40(4):727

Kiran KR, Divakar S (2001) Lipase catalysed esteri fi cation of organic acids with lactic acid. J Biotechnol 87:109–121

Kiran KR, Divakar S (2002) Enzyme inhibition by p -cresol and lactic acid in lipase mediated syntheses of p -cresyl acetate and stearoyl lactic acid A kinetic study. World J Microbiol Biotechnol 18:707–712

Kiran KR, Karanth NG, Divakar S (1998) An improved enzymatic process for the preparation of fatty acid hydroxyacid ester. Indian Patent, 1978/DEL/98 187313

Kiran KR, Karanth NG, Divakar S (1999) Preparation of steroyl lactic acid catalysed by immobilized lipases from Mucor miehei and porcine pancreas optimization using response surface methodology. Appl Microbiol Technol 52:579–584

Kiran KR, Manohar B, Karanth NG, Divakar S (2000) Response Surface Methodological study of esteri fi cation of lactic acid with palmitic acid cataly-sed by immobilised lipases from Mucor miehei and porcine pancreas. Z Lebm Unt Fors 211:130–135

Kiran KR, Manohar B, Divakar S (2001a) A central com-posite rotatable design analysis of lipase catalysed synthesis of lauroyl lactic acid at bench-scale level. Enzyme Microb Technol 29:122–128

Kiran KR, Suresh-Babu CV, Divakar S (2001b) Thermostability of porcine pancreas lipase in non-aqueous media. Process Biochem 36:885–892

Kiran KR, Karanth NG, Divakar S (2002) Hydrogen ion con-centration at the microaqueous phase in lipase catalysed

esteri fi cation in non-aqueous organic media – steroyllactic acid. Ind J Biochem Biophys 39:101–105

Lee Y, Howard LR, Villalon B (1995) Flavonoids and antioxidant activity of fresh pepper ( C . annum ) culti-vars. J Food Sci 60:473–476

Maheswaran MM, Divakar S (1997) Structural studies on inclusion compounds of b -cyclodextrin with some substituted phenols. J Incln Phenomenon 27:113–126

Manohar B, Divakar S (2002) Application of central composite rotatable design to lipase catalyzed synthe-ses of m -cresyl acetate. World J Microbiol Biotechnol 18:745–751

Manohar B, Divakar S (2004) Porcine pancreas lipase acetylation of beta-cyclodextrin anchored 4-t-butylcy-clohexanol. Indian J Chem Sect B 43B:2661–2665

Pattekhan HH, Divakar S (2001) Regioselectivity in the preparation of 2-hydroxy-4-ethoxybenzaldehyde from resorcinol in presence of b - cyclodextrin and its derivatives. J Mol Catal A Chem 169(2001):185–191

Pattekhan HH, Divakar S (2002) Regioselective acetyla-tion of 4-t-butylcyclohexanol in the presence of b -cyclodextrin and its derivatives. J Mol Catal A Chem 184:79–83

Roquett Catalog (1991) Kleptose- b -Cyclodextrin www.roquette-food.com

Suresh-Babu CV, Divakar S (2001) Selection of alcohols through Plackett-Burman design in lipase catalyzed syn-theses of anthranilic acid. J Am Oil Chem Soc 78:49–52

Suresh-Babu CV, Kiran KR, Divakar S (2001) Scanning electron microscopic studies of lipase catalysed esteri fi cation catalysis for the synthesis of stearoyl lac-tate and p-cresyl laurate. World J Microbiol Biotechnol 17:659–665

Suresh-Babu CV, Karanth NG, Divakar S (2002) Lipase catalysed esteri fi cation of cresols. Ind J Chem Sect B 41B:1068–1071

Valivety RH, Halling PJ, Macrae AR (1992) Rhizomucor miehei lipase remains highly active at water activity below 0.001. FEBS Lett 301:258–260

Zaks A, Klibanov AM (1988) Enzyme catalysis in mono-phasic organic solvents. J Biol Chem 263:3194–3201

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65S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_5, © Springer India 2013

5.1 Introduction

The total world annual demand for synthetic poly-mers amounts to 1.3 million t. Due to their envi-ronmental hazard, the emphasis is shifting towards the production of biodegradable polymers which are eco-friendly in nature. Polyhydroxyalkanoates are one such class of biodegradable polymers. Hydroxy acids like glycolic acid, beta-hydroxy-propionic acid, lactic acid, gamma-hydroxybu-tyric acid, delta-hydroxyvaleric acid and their lactones which are bifunctional in nature can be polymerised to give biodegradable polymers. There are many chemical methods available for the preparation of polylactic acid (Seiji and Masahiro 1992 ; Rika et al. 1996 ; Voss and Spielan 1958 ) . Enzymatic production (in vitro) also leads to production of these polymers through milder

reaction conditions, good yield, clean product and pollution-free process conditions (Gross et al. 2001 ; Kumar and Gross 2000 ) .

Among the various polyhydroxyalkanoates studied, both low and high molecular weight polycaprolactone esters possess several desirable physicochemical properties. Ring opening polymerisation of lactones and macrolides of various sizes using lipases has been reported. Pseudomonas fl uorescens lipase-catalysed polyme-risation of a -methyl- b -propiolactone resulted in a polymer with a number average molecular weight of 600–2,900 (Svirkin et al. 1996 ) . Copolymerisation of b -propiolactone and e -caprolactone using Pseudomonas fl uorescens lipase resulted in a random copolymer with a number average molecular weight of 520 (Namekawa et al. 1996 ) . In these cases, the reaction rates and molecular

5

Abstract

Potentiality of lipases to effect esteri fi cation has been explored to prepare polymers of monomer molecules which possess hydroxyl and carboxyl functions like lactic acid, e -caprolactone, p-hydroxybenzoic acid, p-amin-obenzoic acid, adipic acid and 1,6-hexanediol. Ring opening polymerisa-tion of e -caprolactone gave a polycaprolactone polymer of molecular weight 10,000, which was the best compared to the low molecular weight polymers of molecular weight 400–5,000 obtained with the other above-mentioned monomers. Relative advantages and disadvantages of the use of lipases in such polymerisation reactions along with the fi lm-forming properties of polylactic acid and polycaprolactone and its blends are pre-sented in this chapter.

Enzymatic Polymerisation

Page 83: Enzymatic Transformation

66 5 Enzymatic Polymerisation

weight build-up were found to be slow. In order to enhance the reaction rates and reduce the incuba-tion period, initiators like methanol and butanol were used. Use of methanol as initiator resulted in polycaprolactone with a degree of polymerisation of 35 at 40°C within 4 days (Knani et al. 1993 ) . In the presence of butanol as an initiator, PPL-catalysed polymerisation of e -caprolactone at 65°C in n-heptane resulted in an esteri fi cation of 33–100% with a number average molecular weight in the range 313–1,600. So far, the highest molecular weight achieved was 7,600 in case of polycaprolactone by PPL when butanol was used as initiator. Zhang et al. ( 1996 ) have used bacterial protease from Bacillus subtilis for the ring opening polymerisation of e -caprolactone which resulted in a polymer with a number average molecular weight of 810. Many reports are also available on lipase-catalysed polymerisation of macrolides, namely, octanolide (Kobayashi et al. 1998 ) , unde-canolide dodecanolide, pentadecanolide (Uyama and Kobayashi 1996 ; Bisht et al. 1998 ) and hexa-decanolide (Namekawa et al. 1996 ) . Generally, it was observed that lipases from Candida and Pseudomonas species showed higher activity and better molecular weight build-up. The highest molecular weight of 25,000 was achieved with undecanolide (Uyama and Kobayashi 1996 ) .

5.2 Polylactic Acid

Polylactic acid, a biodegradable polyhydroxyal-kanoate (PHA), is one of promising replacements to synthetic polymers. The advantages of poly-lactic acid are its high strength, thermoplasticity, fabricability, biodegradability and bioenviron-mental compatibility. The demand for polylactic acid amounts to 200 million pounds per year (Lipinsky and Sinclair 1986 ) .

Both low and high molecular weight polylactic acids are known. High molecular weight polylactic acid possesses very good mechanical properties. Low molecular weight polylactic acids, when blended with other polymers, also exhibit char-acteristics of high molecular weight polymers. A detailed study on its preparation enzymatically was carried out (Scheme 5.1 , Kiran and Divakar 2003 ) .

5.2.1 Shake-Flask Level

Reactions carried out at an incubation temperature of 60°C by employing crystalline lactic acid dissolved in EMK in the presence of Lipozyme IM20, Chirazyme or PPL showed lesser yields, and the molecular weights were in the range 217–384 irrespective of divergent conditions employed. Transesteri fi cation reaction involving water of reaction was responsible for the reduced yields.

5.2.2 Bench-Scale Level

At bench-scale level, most of these drawbacks were overcome in terms of both extent of esteri fi cation and the molecular weight build-up (Table 5.1 ).

Lipozyme IM20 : In the presence of Lipozyme IM20, higher E/S ratios of 4.39 and 9.21AU mmol −1 resulted in 45.4 and 48.6% esteri fi cation with molecular weights of 411 and 459, respectively.

Chirazyme : The highest esteri fi cation of 66.9% at an E/S ratio of 0.79 AU mmol −1 with a molecular weight of 783 was obtained.

Porcine Pancreas Lipase : Increase in E/S ratio from 0.43 to 1.07 AU mmol −1 resulted in improve-ment of molecular weight from 809 to 1,128. Further increase in E/S ratio to 1.28 AU mmol −1 resulted in lower yield of 35.1% and lesser molecular weight (901).

A typical reaction pro fi le of lactic acid polymerisation using PPL is shown in Fig. 5.1 . The molecular weight build-up was found to fol-low the relation

24.2 log 2.74E M= -

where E = the percentage of esteri fi cation and M = the molecular weight. Figure 5.1 shows the theoretical plot for this equation and experimen-tal points from Chirazyme and PPL-catalysed polymerisation reactions. These experimental points corresponded well with the theoretical line showing the validity of the prediction. During the initial stages of the reaction, decrease in acid content corresponded only to a small increase in

Page 84: Enzymatic Transformation

675.2 Polylactic Acid

Scheme 5.1 Reactions depicting the strategy employed for the preparation of polylactic acid and its polymers with linker molecules

CH3

CH3 CH3 CH3

CH3 CH3 CH3

CH3 CH3 CH3

CH3 CH3CH3

CH3 CH3 CH3

Lipase

Lactic acid n = 15 –20 Polylactic acid

Polylactic acid Dicarboxylic acid

Lipase

n = 15 - 20 and m = 0 – 6 Polylactic acid – dicarboxylic acid polymer

Polylactic acid

Lipase

HO–CH –COOH HO-CH-CO-[O-CH -CO]n-O-CH-COOH + H2O

a

b

c

HO-CH-CO-[O-CH -CO]n-O-CH-COOH +HOOC-[CH2]m –COOH

HOOC-CH-O-[OC-CH-O]n-OC-CH-O-OC-[CH2]m–CO-O-CH-CO-[O-CH -CO]n-O-CH-COOH + H2O

HO-CH-CO-[O-CH -CO]n-O-CH-COOH + Phthalic anhydride

Polylactic acid –phthalic anhydride polymer

Page 85: Enzymatic Transformation

68 5 Enzymatic Polymerisation

molecular weight due to predominant formation of dimers and trimers. However, above 85% esteri fi cation, a small increase in extent of esteri fi cation signi fi cantly improved the molecu-lar weight since it corresponded to formation of an ester linkage between already existing oligo-meric chains.

5.2.3 Further Molecular Weight Build-Up

A molecular weight of 1,423 probably might indicate the presence of 18 lactic acid monomers formed on an average from two polylactic acid chains of nine residues each. Lipases may not be able to bind longer chains, and hence, acyl trans-fer may not be possible beyond a nine-residue

chain length leading to decrease in extent of esteri fi cation. In order to further enhance the molecular weight, polylactic acid chains were linked by other molecules. Several molecules containing hydroxyl and carboxyl functionalities could serve as linker molecules as polylactic acid chains contained a free hydroxyl and a carboxyl group at their terminal positions. Of them, diols could not be used, as they might inhibit the enzyme (Chaudhary and Qadri 1990 ) . Dicarboxylic acids and anhydrides such as oxalic acid, succinic acid, succinic anhydride, adipic acid, malonic acid and phthalic anhydride at different molar equivalents in the range 0.1–1.0 (with respect to the polylactic acid concentration) were used along with enzymatically or chemically prepared polylactic acid of molecular weights 1,400–1,600 for the reactions.

e d g b a

CH3 CH3 CH3 O

n=15-20Polylacticacid e -Caprolactone

Lipase

CH3 CH CH3

n=5-20

d

HO-CH-CO-[O-CH -CO]n-O-CH-COOH +

-O-CH-CO-[O-CH -CO]n-O-CH2-(CH2)3-CH2-CO-[O-CH -CO]n-O-CH2-(CH2)3-CH2-CO-

Polylactic acid- e-caprolactone copolymer

CH2-CH2-CH2-CH2-CH2-CO

3

Scheme 5.1 (continued)

Page 86: Enzymatic Transformation

695.2 Polylactic Acid

Table 5.1 Data on polymerisation of lactic acid monomer by lipases at bench-scale level a

Lactic acid (mol)

E/S ratio b (AU mmol −1 )

Max. esteri fi cation c (%) and incubation period (h)

Final esteri fi cation c (%) and incubation period (h)

Molecular weight d

Lipozyme IM20 0.056 1.76 35.4 (148) 35.4 (148) 417 0.056 4.39 45.4 (188) 45.4 (166) 411 0.056 9.21 48.6 (117) 48.6 (188) 459

Chirazyme 0.056 0.75 52.2 (145) 31.4 (240) 430 0.056 1.51 39.5 (115) 39.5 (115) 486 0.056 2.27 34.5 (125) 34.5 (125) 480 0.056 e 0.82 46.5 (180) 46.5 (180) 447 0.055 f 0.79 50.0 (165) 50.0 (165) 531 0.055 g 0.79 66.9 (181) 62.5 (205) 783 0.055 g 1.59 45.9 (162) 42.8 (186) 532 0.056 g 2.25 59.3 (234) 22.2 (329) 833 0.056 h 1.52 36.8 (138) 15.8 (207) 683

PPL 0.056 0.43 39.7 (141) 39.7 (165) 468 0.056 i 0.43 15.6 (84) 15.6 (116) 705 0.056 0.9 46.2 (273) 41.9 (298) 799 0.056 g 0.43 51.4 (211) 49.6 (234) 809 0.056 g 0.86 74.4 (426) 65.8 (545) 1,040 0.056 g 1.07 73.8 (402) 73.8 (470) 1,128 0.056 g 1.28 35.1 (273) 35.1 (401) 901 0.056 j 1.28 81.1 (387) 81.1 (423) 1,295 0.056 j 0.43 79.9 (498) 79.9 (550) 1,300 0.556 j 0.43 80.2 (507) 80.2 (545) 1,423

a Procedure described in Kiran and Divakar ( 2003 ) b Enzyme/Substrate ratio c Esterifi cation at the end of reaction d Esterifi cation after product work out e Methanol was added as initiator at 0.1 M equivalent f Butanol was added as initiator at 0.1 M equivalent g 0.1-mL, 0.1-M pH 7 sodium phosphate buffer was added h 0.2-mL, 0.1-M pH 7 sodium phosphate buffer was added i Reactions were carried out in benzene at 78°C j Reactions were conducted in hexane–MIBK (7:1) mixture

5.2.3.1 Malonic Acid The highest esteri fi cation of 36.2% and the high-est molecular weight of 3,795 were observed with 1.0 M equivalent of malonic acid.

5.2.3.2 Succinic Acid In case of succinic acid, maximum esteri fi cation observed was 66.7% at 0.1 M equivalent with a molecular weight of 2,685. Higher succinic acid equivalents gave less than 41% esteri fi cation molecular weights less than 1,830.

5.2.3.3 Adipic Acid Use of 1.0 M equivalent of adipic acid resulted in the highest esteri fi cation of 19.9% with a molec-ular weight of 1,734.

5.2.3.4 Phthalic Anhydride Polylactic acid of molecular weight 1,600 gave the maximum esteri fi cation of 62.3% with 0.1 M equivalent, the molecular weight being 2,685. Maximum molecular weight of 1,980 was observed with 20% esteri fi cation with 0.2 equivalent.

Page 87: Enzymatic Transformation

70 5 Enzymatic Polymerisation

5.2.3.5 Succinic Anhydride Enzymatically prepared polylactic acid of molecular weight 1,300 used along with 0.1 M equivalent of succinic anhydride resulted in a maximum esteri fi cation of 79.8% after 545 h with a molecular weight of 3,102. A maximum yield of 80.1% was observed with 0.1 M equivalent of succinic anhydride with chemically prepared polylactic acid (1,600), giving a molecular weight of 3,300 (Table 5.2 ).

5.2.4 Nuclear Magnetic Resonance Spectroscopy

Polylactic acids prepared through lipase catalysis were characterised by 1 H and 13 C NMR.

Molecular weight of the polylactic acid was determined through 1 H NMR. The number of repeat units was determined from the ratios of areas of the signals of –CH-O- corresponding to the polymer

Table 5.2 Lipase-catalysed synthesis of polymers of lactic acid using linker succinic anhydride at bench-scale level a

Polylactic acid concentration

Max. esteri fi cation b (%) and incubation period (h)

Succinic anhydride (molar equivalents)

Molecular weight c

0.055 d 79.8 (545) 0.1 3,102 0.055 e 80.1 (544) 0.1 3,300 0.057 e 42.7 (500) 0.2 3,086 0.055 e 38.4 (552) 0.5 2,439 0.055 f 2.2 (374) 0.1 -

a PPL was employed at an E/S ratio of 0.43 AU mmol −1 ; activity units were with respect to esteri fi cation activity units; solvent: hexane, MIBK, chloroform mixture b Error in extent of esteri fi cation was ±5–10% c Molecular weight was determined by end-group analysis (Gowariker et al. 1992 ) d Enzymatically prepared 1,300-molecular weight polylactic acid was employed e Chemically prepared 1,600-molecular weight polylactic acid was employed f Chemically prepared 4,200 polylactic acid was employed

0

10

20

30

40

50

60

70

80

90

100

0 3000 6000 9000 12000 15000

% E

ster

ific

atio

n

Molecular weight

Theoretical

PPL

Chirazyme

Fig. 5.1 Theoretical plot for prediction of molecular weight from extent of esteri fi cation along with experimental points. Percentage of esteri fi cation = 24.2 log M − 2.74

Page 88: Enzymatic Transformation

715.2 Polylactic Acid

ester chain (5.08–5.15 ppm) and those correspond-ing to the –CH-O- from the hydroxyl terminal of the polymer chain (4.35 ppm). The enzymatically pre-pared polylactic acid with molecular weight of 1,300 gave a molecular weight of 288 by 1 H NMR. Molecular weights determined by viscometry and 1 H NMR were found to show good agreement. Both viscometry and 1 H NMR gave weight average molecular weight, M

w , whereas end-group analysis

gave number average molecular weight, M n .

5.2.4.1 13 C NMR Three signals observed at 15.1, 20.4 and 20.5 ppm, respectively, corresponded to –CH

3 signals from

polylactic acid chain, hydroxyl terminal of poly-lactic acid and from free lactic acid, respectively. Two down fi eld signals at 65.0 and 65.2 ppm cor-responded to those of free lactic acid and hydroxyl terminal of the polylactic acid, respectively. Those at 69.6 and 70.3 ppm corresponded to ester –CH-O- of polylactic acid and carboxyl terminal of polylactic acid chain, respectively. The ester –CH-O- region at 69.6 ppm was a huge signal compared to the others, indicating larger extent of polymerisation. In the carbonyl carbon region, while 178.8- and 175.3-ppm signals corresponded to free lactic acid and hydroxyl terminal -CO- of polylactic acid respectively, those at 174.1, 173.8, 170.4 and 170.2 ppm corresponded to carbonyl carbon signals from various polymeric species.

5.2.5 Polylactic Acid Films

It was found that polylactic acid of molecular weights 400–3,300 could be cast into fi lms only

when blended with polystyrene of molecular weight 2 × 10 5 . Various proportions of polysty-rene were mixed with polylactic acid in chloro-form and cast into fi lms. For polystyrene content less than 50%, mixing with plasticisers up to 10% was required to cast a fi lm with polylactic acid (1,600). Polylactic acids with molecular weight of 3,300 and above formed fi lms with polysty-rene without the addition of the plasticiser. However, addition of plasticiser slightly improved the mechanical properties of the fi lm.

Polylactic acid fi lms prepared were character-ised in terms of their tensile strength, percentage elongation and optical properties like transmit-tance and haze (Table 5.3 ). Tensile strength of 1:1 blends of enzymatically prepared polylactic acids (1,400 and 3,300) with polystyrene was better (186 and 160 psi) than those of chemically pre-pared polylactic acids with molecular weights of 1,600 and 4,200 (157 and 128 psi, respectively). Compared to 100% polystyrene fi lm, all the other blends of polylactic acid with polystyrene showed better elongation of around 1.5–2.0%. Higher elongation of 8.4% was observed with a blend of enzymatically prepared polylactic acid–succinic anhydride polymer (3,300). Due to non-transpar-ent nature, all the blended fi lms showed low transmittance (<5.0%) and high haze (>90%). Films were also tested for heat sealability. All the blended fi lms were found to be heat sealable.

Of all the fi lms tested, a 1:1 blend of enzy-matically prepared polylactic acid–succinic anhydride polymer (3,300) and polystyrene (2 × 10 5 ) showed the highest elongation of 8.4%, higher transmittance of 4.9%, comparatively lesser haze of 91.5% and good tensile strength

Table 5.3 Data on properties of polylactic acid fi lms

Films Tensile strength a (psi) (%) Elongation

Optical properties Heat sealability (%) Transmittance (%) Haze

E-1400 b 50% + PS c 50% 186 1.3 4.4 94.7 Yes E-3300 d 50% + PS c 50% 160 8.4 4.9 91.5 Yes PS c 100% 341 0.8 84.0 5.7 Yes

a Tensile strength was measured at 20°C at an R H of 55%

b Enzymatically prepared polylactic acid of molecular weight 1,400 c Polystyrene of molecular weight 2 × 10 5 d Enzymatically prepared polylactic acid–succinic anhydride polymer of molecular weight 3,300

Page 89: Enzymatic Transformation

72 5 Enzymatic Polymerisation

(160 psi) than the other enzymatically prepared polymer blends. However, for a good fi lm, these characteristics had to be improved further.

Use of linker molecules led to various possi-bilities in the formation of the polymer chain. The acyl transfer reaction by the enzyme might aid in the monomer dicarboxylic acid being attached to one end of the polylactic acid chain. This resulted in a free carboxylic acid terminal on one polylactic acid chain, which facilitated reac-tion with the hydroxyl terminal of another poly-lactic acid chain. This reaction, although dif fi cult, had occurred in case of malonic acid and succinic anhydride resulting in polymers of molecular weights of 3,795 and 3,300, respectively.

It is generally recognised that polymerisation of free hydroxy acids by enzymatic means is dif fi cult. In case of enzymatic polymerisation of dicarboxylic acids like adipic acid or vinyl adi-pate with diols like 1,4-butanediol, molecular weights achieved were less than 2,000 (Seymour and Carrea 1984 ) . In case of small- and medium-sized lactones and macrolides, polymerisation has been shown to be easier due to higher ring strain (Kobayashi et al. 1998 ) . Molecular weights of the order of 25,000 were, in fact, achieved with higher macrolides (Chaudhary and Qadri 1990 ) . Inoue ( 1996 ) has studied the chemical ring open-ing polymerisation of a large number of ring sys-tems with and without initiators. They have generally observed that while six, seven or even higher-membered lactone rings can be easily polymerised, the chemical ring opening polymeri-

sation of fi ve-membered lactones has never been successful even with initiators.

5.3 Poly- e -caprolactone

A typical polymerisation with e -caprolactone is depicted in Scheme 5.2 (Divakar 2004 ) .

5.3.1 Shake-Flask- and Bench-Scale-Level Experiments

At shake- fl ask level, the yields were lesser, and the molecular weight build-up was also low which were overcome at bench-scale level. The experimental set-up employed has been described before (Divakar et al. 1999 ) . Table 5.4 shows the results.

A typical reaction pro fi le of e -caprolactone polymerisation using PPL is shown in Fig. 5.2 . Polycaprolactone esters prepared showed a maxi-mum molecular weight of 11,004 by end-group analysis. This was much higher than what was observed with several monomers attempted so far. However, gel permeation chromatography showed a molecular weight of 3,448 for the same polymer.

A molecular weight of 10,000 probably might indicate the presence of 84 e -caprolactone mono-mers formed on an average from two polycapro-lactone ester chains of 42 residues each. This indicates limitation exhibited by lipase on the

O PPL

ε-Caprolactone

Polycaprolactone ester n = 84

Mol.wt.=9900

CH2-CH2-CH2-CH2-CH2- C O

Scheme 5.2 Preparation of polycaprolactone ester

Page 90: Enzymatic Transformation

735.3 Poly-e-caprolactone

Table 5.4 Data on polymerisation of e -caprolactone by porcine pancreas lipase a

System (mole)

PPL g

Yield %

Period of incubation Molecular weight b

e - Caprolactone 3 75.9 285 11,004 (3448) f

(0.26)

e - Caprolactone + Succinic anh. 0.5 59 620 7,696

( 0.03) (0.006)

e - Caprolactone + Malonic acid 0.5 59.2 370 8,700

(0.33) (0.003)

e - Caprolactone + Lactic acid d 0.5 31.3 518 6,197

(0.03) (0.03)

e - Caprolactone + Polylactic acid e 0.5 53.6 258 8,333

(0.03) (0.06)

e - Caprolactone + caprolactam 0.5 33.6 445 2,847

(0.03) (0.03) Polycaprolactone + Adipic acid 0.5 22.2 291 9,769 Ester (0.04) (0.004) Polycaprolactone + Erythritol 0.5 63.5 744 7,162 Ester (0.04) (0.004) Polycaprolactone + Erythritol 0.5 76.2 216 8,222 Ester (0.04) (0.008)

a Solvent 150-ml benzene with 10-ml pyridine in some cases. Error in molecular weights will be ±5–10% b Molecular weight determined by end-group analysis c Polycaprolactone ester of molecular weight 11,004 d Crystalline lactic acid containing 4% water e Polylactic acid of molecular weight 1,400 f Molecular weight determined by gel permeation chromatography

100

90

80

70

60

50

40

30

20

Per

cen

tag

e o

f E

ster

ific

atio

n

Period of Incubation in h

10

00 19 43 67 99 123140164188212236268292316331355379403427451475489

%..

Fig. 5.2 Reaction pro fi le of e -caprolactone polymerisation by PPL. Reaction conditions: e -caprolactone (0.26 mole); PPL: 3 g; solvent: benzene 150 mL

Page 91: Enzymatic Transformation

74 5 Enzymatic Polymerisation

length of acyl groups transferred. In order to fur-ther enhance the molecular weight, polycaprolac-tone ester chains could be linked to other molecules like succinic anhydride, adipic acid, malonic acid, glycolic acid, lactic acid, caprolac-tam and erythritol and polylactides.

These molecules did not result increase in molecular weight. However, few monomers like caprolactam, glycolic acid polylactide and higher equivalents of erythritol showed decrease in molecular weights. Since most of the monomers employed were capable of ef fi cient acyl transfer, they did not add to the terminal groups of the polymer chain to enhance further molecular weight build-up probably due to steric factors arising out of binding of long polymer chains as acyl acceptors in the active sites. Instead, the smaller molecules can effect transestri fi cation reactions (acidolysis) leading to reduction in molecular weights.

5.3.2 Nuclear Magnetic Resonance Spectroscopy

Polycaprolactone esters prepared through lipase catalysis were characterised by 1 H and 13 C NMR. In the 1 H NMR spectrum, e -caprolactone showed signals for 2-CH

2 at 2.58 ppm, 3,5-CH

2 at 1.86 ppm,

4-CH 2 at 1.60 ppm and 6-CH

2 at 4.32 ppm. On

polymerisation, no monomer signals could be observed. Similarly, in 13 C NMR, monomer signals on polymerisation showed up fi eld shifts. C-1 sig-nal showed shift due to conversion from lactone to ester. Similarly, other signals including C-6 showed up fi eld shifts due to polymerisation.

5.3.3 Polycaprolactone Ester Films

It was found that polycaprolactone esters of molecular weights in the range 4,000–11,000 could be cast into fi lms only when blended with polystyrene of molecular weight 2 × 10 5 and cel-lulose acetate of molecular weight 39,000. On their own, they could not be cast into fi lms. Various proportions of polystyrene and cellulose acetate were mixed with polycaprolactone ester

in chloroform and cast into fi lms and tested (Table 5.5 ).

Polycaprolactone ester copolymerised with polylactic acid (molecular weight 1,400) when blended with cellulose acetate (1:1) showed the highest tensile strength of 1,383 psi. This blend showed also better percentage elongation (2.59), percentage haze (5.1), percentage transmittance (83.9) and burst strength (0.527 kg cm −2 ). Most of polycaprolactone ester blends were heat seal-able and showed good heat seal strength

These studies clearly show that lipase-catalysed polymerisation of e -caprolactone possesses good potential to be developed as a biodegrad-able polymer.

5.4 Poly- p -hydroxybenzoate

Liquid crystal polymers (LCP) are basically aro-matic polyesters. They have crystalline structure both in molten and in the solid state. They fi nd wide applications in the fi eld of electronics. The most frequently used basic monomers in conven-tional LCP are hydroxybenzoic acid, aminoben-zoic acid, hydroxynaphthoic acid, terephthalic acid, isophthalic acid and bisphenol A. Poly- p -hydroxybenzoate and its copolymers are used for printed circuits, wire coating, in dyes and plas-tics, as hot-melt adhesive to bond PVC sheets, to improve the adhesion to rubber, in transparent bottles, as an interior part in automobile or air-plane and in fi lms. Poly- p -benzamides and its copolymers are used as fi bres, electrical insula-tion, in cosmetics and in fi lms (Huang et al. 1992 ; Taesler et al. 1996 ; Kumar et al. 1996 ; Preston et al. 1992 ) .

Porcine pancreas lipase-catalysed polymerisa-tion of p -hydroxybenzoic (PHBA) acid monomer and its copolymers with hydroxy acids and lac-tones (Scheme 5.3 ) showed a highest yield of 5.2% with a number average molecular weight ( M

n ) of 184 was observed for the homo-oligomer

(Divakar 2003 ) . This showed that the reaction mixture contained largely unreacted monomer and its dimer, the former being the major compo-nent. With the increase in PPL amount, there was no molecular weight build-up.

Page 92: Enzymatic Transformation

Tab

le 5

.5

Prop

ertie

s of

fi lm

s fo

rmed

with

pol

ycap

rola

cton

e es

ter

blen

ds

Sam

ples

a A

vg.,

max

and

min

th

ickn

ess

(mic

rons

) Te

nsile

st

reng

th (

psi)

Pe

rcen

tage

el

onga

tion

Perc

enta

ge h

aze

Perc

enta

ge

tran

smitt

ance

B

urst

str

engt

h (k

g cm

−2 )

H

eat

seal

abili

ty

Hea

t sea

l st

reng

th (

psi)

Poly

styr

ene b (

5%)

– 34

1 0.

836

5.7

84.0

Yes

Poly

( e

-CL

–pol

y L

A 1

400)

, mol

. wt.

8300

+ p

olys

tyre

ne b (

1:1,

10%

) 45

.0, 8

0, 3

0 34

1 0.

855

100

1.0

0.

070

Yes

23

5.2

Poly

( e -

CL

–cry

stal

line

LA

), m

ol. w

t. 62

00 +

pol

ysty

rene

b (1:

1, 1

0%)

52.0

, 100

, 25

190

1.03

8 10

0 0

.7

1.05

4 Y

es

88.

4

Poly

( e -

CL

), m

ol. w

t. 99

00

+ p

olys

tyre

ne b (

1:1,

10%

) 42

.7, 6

0, 2

5 21

0 2.

200

100

1.1

0.

070

Yes

20

9.7

Cel

lulo

se

acet

ate c (

5%)

32.5

, 95,

15

38

1.37

2 14

.9

70.1

0.

158

Yes

Poly

( e -

CL

–pol

y L

A 1

400)

, mol

. wt.

8300

+ c

ellu

lose

ace

tate

c (1:

1, 2

0%)

61.0

, 90,

30

1,38

3 2.

591

5.1

83.9

0.

527

Yes

14

5.1

Poly

( e -

CL

–cry

stal

line

LA

), m

ol. w

t. 62

00 +

cel

lulo

se a

ceta

te c (

1:1,

10%

) 12

6.0,

330

, 30

80

1.93

1 3.

1 85

.5

0.14

1 Y

es

45.

6

LA L

actic

aci

d, e

- CL

e -c

apro

lact

one;

all

mol

ecul

ar w

eigh

t val

ues

dete

rmin

ed b

y en

d-gr

oup

anal

ysis

a A

ll sa

mpl

es w

ere

prep

ared

enz

ymat

ical

ly. F

ilms

wer

e w

et c

ast a

fter

dis

solv

ing

in c

hlor

ofor

m a

nd w

ere

cond

ition

ed a

t 27°

C a

nd 6

5% R

H

b Mol

ecul

ar w

eigh

t 2 ×

10 5

c Mol

ecul

ar w

eigh

t 39,

000

(GPC

), 3

3% a

cety

late

d

Page 93: Enzymatic Transformation

76 5 Enzymatic Polymerisation

In order to improve the molecular weight, PHBA was reacted with different monomers like lactic acid, glycolic acid and e -caprolactone in presence of PPL. Lactic acid exhibited a conver-sion of 65.1% with M

n 195 indicating again a mix-

ture of unreacted monomers and probably their esters. Copolymerisation with glycolic acid was studied in different solvents at different ratios of the monomers. A maximum esteri fi cation of 60% with M

n 497 was obtained in 1:4 MIBK–hexane

(v/v) system which was found to be the best sol-vent system for this reaction. However, the high-est M

n of 525 was observed when 1:2 PHBA and

glycolic acid were employed. Such low M n values

indicate only mixture of oligomers. e -Caprolactone, as a comonomer with PHBA

gave higher M n than the other monomers. Thus,

PHBA and e -caprolactone showed 60.4% esteri fi cation with M

n 1,486. Also, a 1:2 M equiv-

alent of PHBA and e -caprolactone showed 65.2% yield with M

n 1,398. Increase in e -caprolactone

content did not aid in further molecular weight build-up. Thus, e -caprolactone along with PHBA showed greater propensity for copolymerisation.

5.5 Poly- p -benzamide

A homo-oligomer of p -aminobenzoic acid was prepared (Scheme 5.4 ) showing a conversion of 26.4% with M

n of 778 (Divakar 2003 ) . With

increase in incubation period, percentage conver-sion increased with molecular weight. In order to increase the molecular weight further,

HO COOH + HO COOH

HO COOH

Lipasep-Hydroxybenzoic acid

Mol Wt = 1500

CO-[O-R-CO]n-O

Polybenzoate n = 0 - 10 R = (CH3)-CH-, -(CH2)5-, phenyl

Scheme 5.3 Lipase-catalysed polymerisation of p-hydroxybenzoic acid

COOH + COOH

COOH

Lipase

Mol Wt = 1100

NH2 NH2

NH2 CO-[NH-R-CO]n-NH

Polybenzamide n = 0 - 12 R = (CH3)-CH-, -(CH2)5-, Phenyl

Scheme 5.4 Lipase-catalysed polymerisation of p-aminobenzoic acid

Page 94: Enzymatic Transformation

775.6 Polyadipates

p -aminobenzoic acid was polymerised with lac-tic acid and e -caprolactone. p -Aminobenzoic acid–lactic acid oligomer showed M

n 1,049 after

590 h at 52.6% conversion, and p -aminobenzoic acid– e -caprolactone oligomer showed M

n 706 after

494 h at 36.1% conversion. Copolymer reaction with lactic acid showed the highest conversion yield and molecular weight probably due to smaller molecular size of lactic acid acting as both acyl acceptor and donor. The copolymerisation potentiality of p -aminobenzoic acid was found to be slightly better than that of PHBA although the observed low M

n values indicated only oligomer

formation. It was found that the oligomers of PHBA with

e -caprolactone ( M n ) prepared enzymatically could

not be cast into fi lms as such even when a 10% solution in CHCl

3 was employed. But when blended

with polystyrene (molecular weight – 2 × 10 5 ), soya protein (molecular weight – 30,000) and cellulose acetate (molecular weight – 39,000), fi lms were obtained. Low molecular weight polymers of p -aminobenzoic acid (700–1,500) could not be cast into fi lms even after blending in varying propor-tions with polystyrene and cellulose acetate. This may be probably because the hydrophobic interac-tions between the benzene ring of PHBA copoly-mer and polystyrene or cellulose acetate may be stronger than that of p -aminobenzoic acid.

Enzymatic methods generally have shown low molecular weight polymers even with mono-mers like lactones (Gross et al. 2001 : Kumar and Gross 2000 ; Svirkin et al. 1996 : Namekawa et al. 1996 ) . The reason for obtaining low molecular weight copolymers by enzymatic methods in case of PHBA and e -caprolactone and p -amin-obenzoic acid and lactic acid (as in case of lac-tones also) is probably due to strong binding of especially the aromatic monomers to the active site of porcine lipase preventing facile acyl trans-fer to the hydroxyl or amino groups of the other monomers. Large amounts of enzymes than those employed in this work may probably be required for preparing higher molecular weight polymers. A better approach would be to deriva-tise the monomers to suitably activate the func-tional groups to attain higher molecular weight polymers.

5.6 Polyadipates

Adipic acid polymers (polyadipates) have recently been found to possess several desirable characteristics necessary for a wide variety of applications (Inoue 1996 ; Binns et al. 1994 ; Sandez-Adsuar and Martin-Martiz 2000 ; Bartz and Roehe 2003 ; Muhlfeld and Wagener 2000 ) . Reports have shown that even low molecular weight polymers (molecular weight around 2,000) of polyadipates can be used along with polyurethane and other such polymers to make automobile interior parts, hot-melt adhesives for textiles, moulding compositions, packaging materials and medical goods to name a few (Bohl et al. 2000 ) . A reaction between adipic acid and 1,6-hexanediol (Scheme 5.5 ) showed minimum yield of 33.7% with a number average molecular weight of 1,265. The highest number average molecular weight of 2,396 was obtained with 1,6-hexanediol. The reaction with 1,4-butane-diol showed 55.5% conversion after 568 h, with a number average molecular weight of 1,645. Reaction between adipic acid and ethylene gly-col showed 36.5% conversion with a number average molecular weight of 2,173 after 568 h. Although this reaction showed lower conversion, higher molecular weight polymers were obtained, when compared to reactions with the other diols (Table 5.6 ).

Other aromatic dicarboxylic acids like terephthalic acid and isophthalic acids were also reacted with ethylene glycol. In order to dissolve terephthalic acid and isophthalic acid, reactions were conducted with 10-mL pyridine and toluene–hexane (30:60) solvent mixture. Reactions were incubated for a period of 20–27 days. Reaction between ethylene glycol and terephthalic acid showed 36.6% conversion with a number average molecular weight of 927 after 666 h whereas reaction with isophthalic acid showed a conversion of 61.3% and a number average molecular weight of 1,488 after 735 h.

This study has shown that low molecular weight polyadipates of molecular weights 2,400 can be produced through lipase catalysis in

Page 95: Enzymatic Transformation

78 5 Enzymatic Polymerisation

organic media. Even with puri fi ed monomers, higher molecular weights could not be obtained. Further increase in molecular weight may not be possible because of limitations in acyl transfer by the enzyme due to increase in chain length. However, activation of -COOH and OH groups can yield higher molecular weight polyadipate copolymers.

References

Bartz T, Roehe P (2003) Ger Offen DE 19854404. A1, 31 May 2000, p 6

Binns F, Roberts SM, Taylor A, Williams CF (1994) Studies leading to the large scale synthesis of polyesters using enzymes. J Chem Soc Perkin Trans 1:899–904

Bisht KS, Deng F, Gross RA, Kaplan DL, Swift G (1998) Ethyl glucoside as a multifunctional initiator for

Lipase

Adipic acid 1,4-Hexane diol

Polyadipate n = 0 -15 Mol Wt = 2400

HOOC-(CH2)6-COOH + HO-(CH2)6-OH

HOOC-(CH2)4-CO-[O-(CH2)6-O]n-CO-(CH2)4-COOH

Scheme 5.5 Lipase-catalysed polymerisation of adipic acid and 1,4-hexanediol

Table 5.6 Data on enzymatically prepared polyadipates and glycolates

Monomers (mole) PPL (mg) Solvent (ml) (%) Yield (time – h)

Molecular weight

Adipic acid + 1,6-hexanediol 500 Benzene to pyridine 59 (568) 1,645 (0.01) (0.01) (9:1) Adipic acid + 1,6-hexanediol 500 EMK – 25 33.7 (473) 1,267 (0.01) (0.01) toluene to hexane (25:50) Adipic acid + 1,6-hexanediol 500 Benzene to pyridine 92 (500) 2,396 (0.025) (0.025) (9:1) Adipic acid + 1,6-hexanediol 500 Benzene to pyridine 65 (387) 570 (0.035) (0.035) (9:1) Adipic acid + 1,6-hexanediol 500 Benzene to pyridine 63 (360) 567 (0.05) (0.05) (9:1) Adipic acid + 1,4-butanediol 500 Benzene to pyridine 65 (744) 547 (0.025) (0.025) (9:1) Adipic acid + 1,4-butanediol 500 EMK – 25 55.5 (568) 1,645 (0.01) (0.01) toluene to hexane (25:50) Adipic acid + ethylene glycol 500 Benzene to pyridine 82 (620) 467 (0.025) (0.025) (9:1) Adipic acid + ethylene glycol 500 Benzene to pyridine 64 (616) 754 (0.025) (0.025) (9:1) Adipic acid + ethylene glycol 500 EMK – 25 36.5 (568) 2,173 (0.01) (0.01) toluene to hexane (25:50) Ethylene glycol + terephthalic acid 500 Pyridine – 10 36.6 (666) 927 (0.01) (0.01) toluene to hexane (30:60) Ethylene glycol + isophthalic acid 500 Pyridine – 10 61.3 (735) 1,488 (0.01) (0.01) toluene to hexane (30:60)

EMK Ethyl methyl ketone. Error in molecular weights will be ±10%

Page 96: Enzymatic Transformation

79References

enzyme-catalyzed regio-selective lactone ring-opening polymerization. J Am Chem Soc 120:1363–1367

Bohl W, Partusch G, Fleishmann S (2000) Ger Offen DE 19928608 A1, 28 Dec

Chaudhary AN, Qadri RB (1990) Higher fatty acid esters of lactic acid. Pak J Ind Res 33:334–336

Divakar S (2003) Porcine pancreas lipase catalysed prepara-tion of oligomers of p-hydroxybenzoic acid and p-amin-obenzoic acid. Ind J Chem Sect B 42B:1467–1470

Divakar S (2004) Porcine pancreas lipase catalysed ring-opening polymerization of e -caprolactone. J Macromol Sci Part A Pure Appl Chem A41(5):537–546

Divakar S, Kiran KR, Harikrishna S and Karanth NG (1999) An improved process for the preparation of esters of organic acids and alcohols. Indian Patent, 1243/DEL/99 No. 191078

Gowariker VR, Viswanathan NV, Sreedhar J (1992) Polymer science. Wiley Eastern Ltd., New Delhi

Gross RA, Kumar A, Kalra B (2001) Polymer synthesis by in vitro enzyme catalysis. Chem Rev 101(7):2097–2124

Huang K, Lin YG, Winter HH (1992) p-Hydroxy benzo-ate/ethylene terephthalate copolyester: structure of high-melting crystals formed during partially molten state annealing. Polymer 33:4533–4537

Inoue A (1996) JPN Kokai Tokkyo Koho Jp 08059847, A25, Mar 1996, Heirei 5, Japan (CA)

Kiran KR, Divakar S (2003) Lipase catalyzed polymeriza-tion of lactic acid and its fi lm forming properties. World J Microbiol Biotechnol 19:859–865

Knani D, Gutman AL, Kohn DH (1993) Enzymatic polyesteri fi cation in organic media enzyme – cata-lyzed synthesis of linear polyesters. 1. Condensation polymerization of linear hydroxyesters. J Polym Sci Part A Polym Chem 31:1221–1232

Kobayashi S, Uyama H, Namekawa S, Hayakawa H (1998) Enzymatic ring-opening polymerization and copolymerization of 8-octanolide by lipase catalyst. Macromolecules 31:5655–5659

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81S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_6, © Springer India 2013

6.1 Introduction

Carbohydrates are information-rich molecules, which are suited well for modi fi cation to new types of compounds with expected biological activity (Hurtley et al. 2001 ) . Compared to fatty acid esters of carbohydrates, aminoacyl esters of carbohydrates can give added additional functionality to the side chain. Presence of hydroxyl as well as amine groups in the molecule helps in the polycondensation reac-tions (Park et al. 1999 ) . Recently Shiraki et al. ( 2004 ) reported that aminoacyl esters prevent ther-mal inactivation and aggregation of lysozyme.

Aminoacyl esters of carbohydrates are used as sweetening agents, surfactants, microcap-sules in pharmaceutical preparations, active nucleoside amino acid esters, antibiotics and in the delivery of biological active agents (Dordick 1989 ; Tamura et al. 1985 ; Kirk et al. 1992 ; Zaks and Dodds 1997 ) . Chemical acylation of carbohydrates regioselectively is complex due to the presence of multiple hydroxyl groups, which require protection and deprotection (Tamura et al. 1985 ; Haines 1981 ) . Use of lipases in the synthesis of sugar esters is indus-trially important due to regio- and stereoselectivity

6

Abstract

The esteri fi cation potentialities of lipases from Rhizomucor miehei , Candida rugosa and porcine pancreas (PPL) are discussed in detail with respect to the syntheses of l -alanyl, l -valyl, l -leucyl, l -isoleucyl, l -prolyl, l -phenylalanyl, l -tryptophanyl and l -histidyl esters of representative carbohydrates like hexo-pyranoses ( d -glucose, d -galactose, d -mannose), ketose ( d -fructose), pento-furanoses ( d -arabinose, d -ribose), disaccharides (lactose, maltose, sucrose) and sugar alcohols ( d -sorbitol, d -mannitol), using unprotected and unactivated amino acids and carbohydrates. Lipase-catalysed esteri fi cation reactions of l -alanyl- d -glucose, l -valyl- d -glucose, l -leucyl- d -glucose, l -phenylalanyl- d -glucose and l -phenylalanyl-lactose were optimised in terms of incubation period, solvents, lipase concentrations, substrate concen-trations, buffer pH and its concentrations and lipase reusability. Spectroscopic investigations discuss the regioselectivity of the product esters formed. The relative merits of the three lipases under the reaction conditions employed, in terms of incubation period, substrate and enzyme concentrations, solvent, pH and buffer concentrations, reusability leading to the observed yield and nature and types of products formed, are discussed in detail.

Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Page 98: Enzymatic Transformation

82 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

imparted by them (Ferrer et al. 1999 ) . Enzymatic methods do not require such elabo-rate and expensive procedures. Enzymatic synthesis of bond making reactions like esteri fi cation is usually carried out in organic media. When enzymes are used in organic media, they exhibit speci fi city (Wescott and Klibanov 1994 ) , thermostability (Ayala et al. 1986 ; Wheeler and Croteau 1986 ) , molecular memory (Stahl et al. 1991 ; Dabulis and Klibanov 1993 ) and capacity to catalyse reverse reactions (Kuhl et al. 1990 ; West et al. 1990 ) .

Hitherto, very few references are available on the lipase-catalysed esteri fi cation of aminoacyl esters of sugars. Most of the earlier workers used proteases and N-protected and carboxyl group activated amino acids for synthesising aminoacyl esters of carbohydrates (Riva et al. 1988 ; Park et al. 1996, 1999 ; Jeon et al. 2001 ) . Therisod and Klibanov ( 1986 ) used subtilisin to acylate carbo-hydrates with activated carboxylic acids in anhy-drous organic solvents. Riva et al. ( 1988 ) carried out subtilisin-catalysed synthesis of N-acetyl- l -alanyl-methyl- b - d -galactopyranoside in anhy-drous DMF, with a yield of 70% (4- O - 16% and 6- O - 84%), and N-acetyl- d -alanyl-methyl- b - d -galactopyranoside with a yield of 35% (2- O - 10%, 3- O - 10%, 4- O - 12% and 6- O - 68%). Suzuki et al. ( 1991 ) synthesised l -alanyl- d -glucose by using d -glucose, methyl- l -alaninate hydrochloride and intact cells of Rhodotorula lactosa . There are no reports on the synthesis of l -valyl- d -glucose esters enzymatically. There are some reports on the chemical synthe-sis of methyl 2- O -[N- t -boc]- l -valyl- d -glucose, methyl-2,3-di- O - l -leucyl- a - d -glucose and methyl-3- O -[N- t -boc]- l -valyl-glucose and dies-ters such as ethyl-2,3-di- O -[N- t -boc]- l -valyl- d -glucose, methyl-2,3-di- O - l -valyl- d -glucose, methyl-4,6-di- O - l -valyl- d -glucose and methyl-2,3-di- O - l -isoleucyl- a - d -glucose (Tamura et al. 1985 ) whose synthesis involved pro-tection and deprotection. Park et al. ( 1999 ) has carried out transesteri fi cation with Optimase M-440 to synthesise t -boc-leucyl-sucrose by using tert-butoxy-carbonyl- l -leucyl-cyanomethyl ester/tert-butoxy-carbonyl- l -leucyl-tri fl uoro

ethyl ester and sucrose. Maruyama et al. ( 2002 ) have investigated the synthesis of N-acetyl- l -leucyl- d -glucose in t -butanol containing 10% dimethyl sulfoxide by transesteri fi cation between N-acetyl- l -leucyl-cyanomethyl ester and d -glu-cose. Park et al. ( 1999 ) reported that lipase from porcine pancreas and Lipozyme IM20 gave very low yields (<2%), compared to proteases which gave conversion yields ranging from 15 to 98% when N-protected and carboxyl group activated amino acid was used for the acylation of d -glu-cose in pyridine. All these reactions were con-ducted in shake fl asks using lesser quantity of substrates and larger quantity of enzymes.

Hydrophobic amino acids, like l -phenylala-nine, l -tyrosine and l -tryptophan with carbohy-drate moiety may improve the water solubility (Maruyama et al. 2002 ) , which is very much essential for bioavailability of amino acids. Lipases from Candida rugosa , Mucor javani-cus , Pseudomonas cepacia and Pseudomonas fl uorescens ; proteases from Aspergillus melleus (Maruyama et al. 2002 ) ; and other proteases like subtilisin (Riva et al. 1988 ; Boyer et al. 2001 ) and Optimase M-440 (Park et al. 1996, 1999 ) catalysed the transesteri fi cation of N-blocked l -phenylalanine ester and d -glucose regiose-lectively and that too preferably at the primary hydroxyl groups.

Herein is described a detailed report on the lipase-catalysed synthesis of l -alanyl, l -valyl, l -leucyl, l -isoleucyl, l -phenylalanyl, l -trypto-phanyl, l -tyrosyl and l -histidyl esters of hexoses ( d -glucose, d -galactose, d -mannose), a ketose ( d -fructose), pentoses ( d -arabinose, d -ribose), disaccharides (maltose, sucrose, lac-tose) and carbohydrate alcohols ( d -mannitol and d -sorbitol). Attempts to synthesise the same using N-acetyl derivatives resulted in very little conversion with Rhizomucor miehei (RML), Candida rugosa (CRL) and porcine pancreas (PPL) as biocatalysts. Hence, unprotected and unactivated l -amino acids and carbohydrates were employed (Lohith et al. 2003, 2006a, b ; Lohith and Divakar 2005, 2007 ; Vijayakumar et al. 2004 ; Lohith and Divakar 2005 ; Somashekar and Divakar 2007 ) .

Page 99: Enzymatic Transformation

836.2 L-Alanyl-D-Glucose

6.2 L -Alanyl- D -Glucose

6.2.1 Optimisation Studies

Esteri fi cation was carried out in the presence of lipase by incubating d -glucose and l -alanine in an organic media (Scheme 6.1 ). Lipases from Rhizomucor miehei (RML) and porcine pancreas (PPL) were employed for the reaction (Somashekar and Divakar 2007 ) . The extent of esteri fi cation was monitored by HPLC (Fig. 6.1 ).

The esteri fi cation reaction between unpro-tected and unactivated l -alanine and d -glucose was studied in detail using RML and PPL in terms of incubation period, lipase concentrations, substrate concentrations, buffer (pH and concen-tration) and enzyme reusability. The esteri fi cation reactions described in present work did not occur without the use of enzymes. Optimum conditions determined were:

RML: 26% at 72-h incubation period with an initial rate of 0.004 mmol h −1 (Fig. 6.2 ); 50% (w/w d -glucose) RML; 0.1-mM (0.1 mL of 0.1 M) acetate buffer, pH 4.0; l -alanine 4 mmol and d -glucose 4 mmol (Fig. 6.3 , Tables 6.1 and 6.2 )

PPL: 18% at 40% (w/w d -glucose PPL); l -alanine, 2 mmol; buffer, 0.5-mM (0.5 mL of 0.1 M) acetate buffer pH 5.0 (Tables 6.2 and 6.3 )

Earlier workers have not studied the effect of buffer salts on this esteri fi cation reaction. Carrying

out this esteri fi cation reaction in the presence of buffers of certain pH not only imparted ‘pH mem-ory’ or ‘pH tuning’ to the enzyme but also pro-vided the optimum water activity necessary for better performance of the enzyme. Besides, addi-tion of buffer salts of certain concentration also affected the ionic activities of especially the micro-aqueous layer around the enzyme, where the buf-fer salts are concentrated during the course of the reaction. All these have been found to be operative in these esteri fi cation reactions.

6.2.2 Reusability of Lipases

After each cycle, in case of RML, there was a steady loss of 15–22% of enzyme concentration both in the presence as well as absence of 0.2-mM (0.2 mL of 0.1 M) acetate buffer (pH 4.0). In the absence of buffer salts, the esteri fi cation activity decreased from 24% (1st cycle: total enzyme activity, 99.4 m mol min −1 ) to 8% (4th cycle: total enzyme activity, 23.5 m mol min −1 ). The yields in 2nd and 3rd cycles were 17% (total enzyme activity – 66.4 m mol min −1 ) and 10% (total enzyme activity – 43.1 m mol min −1 ), respec-tively. In the presence of buffer salts (pH 4.0), the esteri fi cation activity decreased from 17% (1st cycle: total enzyme activity, 99.4 m mol min −1 ) to 5% (4th cycle: total enzyme activity of

Scheme 6.1 Lipase-catalysed regioselective synthesis of l -alanyl esters of carbohydrates

Page 100: Enzymatic Transformation

84 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

23 m mol min −1 ). The yields in 2nd and 3rd cycles were 11% (total enzyme activity – 66.9 m mol min −1 ) and 8% (total enzyme activity – 42.2 m mol min −1 ), respectively.

However, in case of PPL, there was a drastic loss of enzyme concentration from 20 to 60% after each cycle, as PPL was partially soluble in water and the reaction was stopped after the

2nd cycle due to reduction in enzyme. In the absence of buffer salts, esteri fi cation activity of the PPL decreased from 19% (1st cycle: total enzyme activity, 15 m mol min −1 ) to 3% (4th cycle: total enzyme activity, 0.7 m mol min −1 ). The 2nd and 3rd cycle yields were 12% (total enzyme activity – 5.6 m mol min −1 ) and 10% (total enzyme activity – 3.3 m mol min −1 ),

Fig. 6.1 HPLC chromatograph for the reaction mixture of l -alanine and d -glucose. ( a ) Column, aminopropyl; mobile phase, acetonitrile to water (80:20 v/v); fl ow rate, 1 mL min −1 ;

detector, refractive index. ( b ) Column, C-18; mobile phase, acetonitrile to water (v/v 20:80); fl ow rate, 1 mL min −1 ; detector, UV at 210 nm. Errors in yields are within ±10%

Page 101: Enzymatic Transformation

856.2 L-Alanyl-D-Glucose

respectively. However, in the presence of buffer salts (pH 5.0), the esteri fi cation activity decreased slightly from 11% (1st cycle: total enzyme activity, 15 m mol min −1 ) to 6% (2nd cycle: total enzyme activity, 4.1 m mol min −1 ).

6.2.3 Syntheses of L -Alanyl Esters of Carbohydrates

Syntheses of l -amino acid esters of different car-bohydrates (Somashekar and Divakar 2007 ) were carried out between different amino acids ( l -ala-

Fig. 6.2 Reaction pro fi le for l -alanyl- d -glucose synthesis. Reaction conditions, CH

2 Cl

2 ; DMF (v/v 90:10); RML,

54 mg (30% w/w D-glucose); L-alanine, 2 mmol; D-glucose,

1.0 mmol; buffer, 0.1-mM (0.1 mL of 0.1 M) acetate buffer (pH 4.0)

Fig. 6.3 Effect of substrate concentration on synthesis of l -alanyl- d -glucose. RML, 30% (w/w d -glucose); solvent, CH

2 Cl

2 :DMF (v/v 90:10), at

40°C; buffer, 0.1-mM (0.1 mL of 0.1 M) acetate buffer (pH 4.0). l -alanine (■), 1–5 mmol at 1 mmol d -glucose; d -glucose (▲), 1–5 mmol at 1 mmol l -alanine and a constant enzyme concentra-tion of 54 mg

Page 102: Enzymatic Transformation

86 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Table 6.1 Effect of lipase concentration on the synthesis of l -alanyl- d -glucose a

Lipase concentration (% w/w d -glucose)

Rhizomucor miehei lipase (RML) b Yield % (mmol)

Porcine pancreas lipase (PPL) c Yield % (mmol)

Rhizomucor miehei lipase (RML) d yield % (mmol)

10 2 (0.04) 14 (0.27) 7 (0.14) 20 1 (0.02) 15 (0.29) 10 (0.21) 30 3 (0.05) 17 (0.35) 26 (0.53) 40 9 (0.17) 18 (0.36) 30 (0.60) 50 18 (0.37) 15 (0.29) 22 (0.44)

a d -Glucose, 1 mmol, and l -alanine, 2 mmol. Conversion yields from HPLC determined with respect to l -alanine. Error in yield measurements will be ±10–15%. This applies to all the yields given in the subsequent tables also b Solvent – CHCl

3 :hexane:DMF (v/v/v 45:45:10) – at 60°C

c Solvent – CH 2 Cl

2 :DMF (v/v 90:10) – at 40°C

d Carried out in the presence of buffer with 100 mL of solvent system b containing 0.1-mM (0.1 mL of 0.1 M) acetate buffer (pH 4.0)

Table 6.2 Effect of buffer salts (pH and buffer concentration) on the synthesis of l -alanyl- d -glucose a

RML PPL

pH b Yield % (mmol)

pH 4.0 c concn mM

Yield % (mmol) pH d

Yield % (mmol)

pH 5.0 e concn mM

Yield % (mmol)

4.0 26 (0.53) 0.05 25 (0.49) 4.0 9 (0.18) 0.05 13 (0.25) 5.0 7 (0.13) 0.1 26 (0.53) 5.0 17 (0.33) 0.1 17 (0.33) 6.0 20 (0.39) 0.2 8 (0.16) 6.0 15 (0.31) 0.2 11 (0.23) 7.0 8 (0.16) 0.3 7 (0.15) 7.0 11 (0.23) 0.3 10 (0.21) 8.0 10 (0.19) 0.4 17 (0.34) 8.0 No yield 0.4 12 (0.24) – – 0.5 18 (0.35) – – 0.5 17 (0.34)

a d -Glucose, 1 mmol, and l -alanine, 2 mmol; incubation period, 72 h; RML, 30% (w/w d -glucose). 100 mL of the sol-vent containing speci fi ed volumes, concentration and pH of the buffer b Solvent, 100 mL CHCl

3 :hexane:DMF (v/v/v 45:45:10) at 60°C; buffer, 0.1-mM (0.1 mL of 0.1 M) appropriate pH buffer

c Solvent, 100 mL CH 2 Cl

2 :DMF (v/v 90:10) at 40°C; buffer, 0.05–0.5 mL of 0.1 M acetate ( pH 4.0)

d Same solvent system as c. Buffer – 0.1 mM (0.1 mL of 0.1 M) appropriate pH e Solvent – same solvent system as c. 0.05 mL to 0.5 mL of 0.1 M acetate (pH 5.0)

nine, l -valine, l -leucine, l -isoleucine, l -prolyl, l -phenylalanyl, l -tryptophanyl and l -histidyl) and carbohydrates ( d -glucose, d -galactose, d -mannose, d -fructose, d -arabinose, d -ribose, lactose,

maltose, sucrose, d -mannitol, d -sorbitol). l -Alanine is a polar and a nonessential amino acid contain-ing methyl group as a side chain. Its esters with above-mentioned carbohydrates were synthesised. Table 6.4 shows the ester yields form HPLC, types of esters formed and percentage proportions of the individual esters by RML, and Table 6.5 shows the ester yields from HPLC by both CRL and PPL.

6.3 Synthesis of L -Valyl- D -Glucose

Lipases form Rhizomucor miehei (RML) and porcine pancreas (PPL) were employed for the reaction (Scheme 6.2 , Somashekar and Divakar

Table 6.3 Effect of partially puri fi ed PPL concentration on the synthesis of l -alanyl- d -glucose a

Partially puri fi ed PPL concentration (% w/w of d -glucose) Yield % (mmol)

55.6 41 (0.41) 111.1 78 (0.78) 166.7 64 (0.68) 222.2 50 (0.50) 277.8 39 (0.39)

a d -Glucose, 1 mmol, and l -alanine, 1 mmol; solvent CH

2 Cl

2 :DMF (v/v 90:10) at 40°C. Carried out in the pres-

ence of buffer with 100 mL of solvent system b containing 0.2-mM (0.2 mL of 0.1 M) acetate buffer (pH 5.0)

Page 103: Enzymatic Transformation

876.3 Synthesis of L-Valyl-D-Glucose Ta

ble

6.4

Sy

nthe

ses

of l

-ala

nyl e

ster

s of

car

bohy

drat

es u

sing

RM

L a

l -A

lany

l est

ers

of c

arbo

hydr

ates

(%

pro

port

ions

b )

Yie

ld (

%)

HO

OH

HO

OH

H

H

HH

H

O

O

O

H3C

H2N

O

HO

HHH

H

H

OH

OH

OH

O OH

3C

H2N

O

HO

HHH

H

H

OH

O

NH

2

CH

3

O

HO

HO

30 (

mon

oest

ers-

24,d

iest

ers-

6)

2- O

- l -a

lany

l- b -

d -gl

ucos

e (2

0)

3- O

- l -a

lany

l- b -

d -gl

ucos

e (1

2)

6- O

- l -a

lany

l- b -

d -gl

ucos

e (4

7)

O

O

HO

OH

OH

H

H

HH

H

O

O

CH

3

NH

2

O

H3C

H2N

O O

O

CH

3

NH

2

O

OH

OH

H

H

HH

OH

H

OH

2N H3C

2,6-

di- O

- l -a

lany

l- b -

d -gl

ucos

e (1

5)

3,6-

di- O

- l -a

lany

l- b -

d -gl

ucos

e (6

)

O

H3C

O

HO

OH

H

H

OH

HH

O

OH

H2N

H3C

O

OHH

H

OH

H

HO O

OH

OH

H2N

O

OHH

H

OH

HO

HH

O

NH

2

CH

3

O

OH

21 (

only

mon

oest

ers)

2- O

- l -a

lany

l- d -

gala

ctos

e (3

3)

3- O

- l -a

lany

l- d -

gala

ctos

e (3

2)

6- O

- l -a

lany

l- d -

gala

ctos

e (3

5)

O H

OH

H

H

H

HO

O

O

OH

OH

H2N H

3C

O

OH

H

H

H

O

OH

HO

HO

H

O

H2NH3C

O H

OH

H

H

HH

O

OH

O

NH

2

CH

3

O

OH

49 (

mon

oest

ers-

39, d

iest

ers-

10)

3- O

- l -a

lany

l- d -

man

nose

(25

) 4-

O - l

-ala

nyl-

d -m

anno

se (

25)

6- O

- l -a

lany

l- d -

man

nose

(30

)

O

O

O

CH

3

NH

2

O

OH

H

H

HO

H HO

OH

H3C

H2N

OC

H3

H3C

H2N

O

OH

HO

H

O

O

H

H

HO

HO

NH

2

3,6-

di- O

- l -a

lany

l- d -

man

nose

(9)

4,

6-di

- O - l

-ala

nyl-

d -m

anno

se (

11)

OH

O

OHH

O

OH

O

O

NH

2

CH

3 H

3C H2N

O

OO

OHH

O

OH

OH

H

3C H2N

O

O

OO

OH

CH

3

NH

2

O

HO

OH

52 (

mon

o es

ters

-35,

die

ster

-17)

1- O

- l -a

lany

l- d -

fruc

tose

(34

) 6-

O - l

-ala

nyl-

d -fr

ucto

se (

34)

1,6-

di- O

- l -a

lany

l- d -

fruc

tose

(32

)

(con

tinue

d)

Page 104: Enzymatic Transformation

88 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

O

OH

O

O

NH

2

CH

3

OH

HO

OO

OH

O

NH

2

H3C

OH

HO

O

O

OH

O

OH

3C

O

NH

2

CH

3

OH

H2N

9 c (

mon

oest

ers-

6, d

iest

er-3

)

2- O

- l -a

lany

l- d -

arab

inos

e (3

3)

5- O

- l -a

lany

l- d -

arab

inos

e(34

) 2,

5-di

- O - l

-ala

nyl-

d -ar

abin

ose

(33)

H3C

O

OH

OH

O

OH

O

H2N

O

H2N

H3C

OH

OH

OO

OH

CH

3

NH

2

O

OH

OH

OO

O

O

NH

2CH

3

48 (

mon

oest

ers-

23, d

iest

er-2

5)

3- O

- l -a

lany

l- d -

ribo

se (

16)

5- O

- l -a

lany

l- d -

ribo

se

3,5-

di- O

- l -a

lany

l- d -

ribo

se (

52)

OH

OH

OH

OH

HH

OH

OH

H

OO

OHH

H

H

H

O

NH

2

CH

3

OH

HO

CH

3

NH

2

O

HO

H

H

HH

OH

OO

H

H

HO

OHH

H

OH

HO

HO

O

OH

O

O

H

OH

HH

OH

OH

H

OO

OHH

H

H

H

O

NH

2

CH

3O

NH

2CH

3

OH

HO

HO

20

(m

onoe

ster

s-14

, die

ster

-6)

6- O

- l -a

lany

l-la

ctos

e (3

4)

6 ¢ - O

- l -a

lany

l-la

ctos

e (3

4)

6,6 ¢

-di-

O - l

-ala

nyl-

lact

ose

(32)

OH

HO

OH

H

HH

OH

OH

O

H

O

OHH

H

H

HH

OO

H

CH

3

NH

2

O

O

OH

H

H

HH

OH

OO

H

H

OH

O

OHH

H

H

HO

OH

OH

O

O

NH

2

CH

3

OH

OH

H

HH

OH

OO

H

H

O

OHH

H

H

HO

HO

H

CH

3

NH

2

O

OC

H3

NH

2

O O

56 (

mon

oest

ers-

38, d

iest

er-1

8)

6- O

- l -a

lany

l-m

alto

se (

34)

6 ¢ - O

- l -a

lany

l-m

alto

se (

34)

6,6 ¢

-di-

O - l

-ala

nyl-

mal

tose

(32

)

OO

OH

HOO

O

OH

HO

H

H

HH

OH

O

OH

HO

H2N

H3C

8 (o

nly

mon

oest

er)

6- O

- l -a

lany

l-su

cros

e

a l -A

lani

ne,

2 m

mol

; ca

rboh

ydra

tes,

1 m

mol

; R

ML

, 40

% (

w/w

car

bohy

drat

e);

buff

er,

0.1-

mM

(0.

1 m

L o

f 0.

1 M

) ac

etat

e bu

ffer

(pH

4.0

); C

H 2 C

l 2 :D

MF

(v/v

90:

10)

at 4

0°C

; in

cuba

tion

peri

od, 7

2 h.

Con

vers

ion

yiel

ds w

ere

from

HPL

C w

ith r

espe

ct to

l -a

lani

ne c

once

ntra

tion

b Per

cent

age

prop

ortio

ns o

f in

divi

dual

est

ers

wer

e de

term

ined

fro

m th

e pe

ak a

reas

or

from

thei

r cr

oss

peak

s of

the

carb

on-1

3 C

6 an

d C

5 (i

n ca

se o

f pe

ntos

es)

sign

als

in th

e 2-

D

HSQ

CT

spe

ctru

m

c Sev

eral

cro

ss p

eaks

, due

to o

peni

ng a

nd/o

r de

grad

atio

n of

the

fi ve-

mem

bere

d ri

ng d

urin

g es

teri

fi cat

ion

Tab

le 6

.4

(con

tinue

d)

Page 105: Enzymatic Transformation

896.3 Synthesis of L-Valyl-D-Glucose

Table 6.5 Preparation of l -alanyl ester of carbohy-drate using lipases from Candida rugosa and porcine pancreas

l -Alanyl ester of carbohydrate CRL a % yield (mmol)

Crude PPL b % yield (mmol)

l -Alanyl- d -glucose 25 (0.50) 78 (0.78) l -Alanyl- d -galactose 22 (0.44) 72 (0.72) l -Alanyl- d -mannose 33 (0.66) 10 (0.10) l -Alanyl- d -fructose 12 (0.24) 67 (0.67) l -Alanyl- d -arabinose 3 (0.06) 27 (0.27) l -Alanyl- d -ribose 12 (0.24) 38 (0.38) l -Alanyl-lactose 27 (0.54) 58 (0.58) l -Alanyl-maltose 17 (0.34) 28 (0.28) l -Alanyl-sucrose 8 (0.16) 8 (0.83)

a l -Alanine, 2 mmol; carbohydrates, 1 mmol; CRL, 40% (w/w carbohydrate); buffer, 0.1-mM (0.1 mL of 0.1 M) phosphate buffer pH 7.0; CH

2 Cl

2 :DMF (v/v 90:10) at 40°C;

incubation period, 72 h. Conversion yields were from HPLC with respect to l -alanine concentration b l -Alanine, 1 mmol; carbohydrates, 1 mmol; crude PPL, 111% (w/w carbohydrate); buf-fer, 0.2-mM (0.2 mL of 0.1 M) acetate buffer pH 5.0; CH

2 Cl

2 : DMF (v/v 90:10) at 40°C;

incubation period, 72 h

Scheme 6.2 Lipase-catalysed synthesis of l -valyl esters of carbohydrates

2007 ) and the esteri fi cation reaction was studied in detail using RML and PPL in terms of incu-bation period, lipase concentrations, buffer (pH and concentration) and substrate concentrations. Optimum conditions determined were:

A CRL concentration of 40% w/w d -glucose exhibited 68% conversion at 72 h at an initial rate

of esteri fi cation of 0.0425 mmol h −1 ; buffer – 0.1-mM (0.1 mL of 0.1 M) phosphate buffer (pH 7.0) – showed the highest yield of 68% (0.68 mmol); CRL steadily increased esteri fi -cation up to 30% enzyme concentration (84%, 0.84 mmol) (Table 6.4 ); both 10% (w/w d -glu-cose) RML and PPL in the presence of 0.1-mM

Page 106: Enzymatic Transformation

90 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

(0.1 mL of 0.1 M) acetate buffer (pH 5.0) showed a maximum yield of 59% (0.59 mmol) and 62% (0.62 mmol), respectively, which thereafter decreased up to 50% of lipase concentration (Table 6.6 ); 3–5 mmol of l -valine gave (Fig. 6.4 ) 0.49 mmol of the ester.

Similarly, 3 mmol d -glucose gave a yield of 0.83 mmol. With both l -valine and d -glucose variation, the esteri fi cation increased up to 3

equivalents, indicating that l -valine and d -glucose are not inhibitors to CRL.

6.3.1 Syntheses of L -Valyl Esters of Carbohydrates

l -Valine ( l -2-amino-3-methylbutanoic acid) is a polar and an essential dietary amino acid

Table 6.6 Effect of lipase concentration on the synthesis of l -valyl- d -glucose a

Lipase concentration (% w/w d -glucose)

Candida rugosa lipase (CRL) yield % (mmol)

Candida rugosa lipase (CRL) b yield % (mmol)

Rhizomucor miehei lipase (RML) c yield % (mmol)

Porcine pancreas lipase (PPL) c yield % (mmol)

10 2 (0.02) 73 (0.73) 59 (0.59) 62 (0.62) 20 6 (0.06) 77 (0.77) 41 (0.41) 45 (0.45) 30 14 (0.14) 84 (0.84) 31(0.31) 33 (0.33) 40 25 (0.25) 68 (0.68) 24 (0.24) 27 (0.27) 50 10 (0.10) 65 (0.65) 25 (0.25) 36 (0.36)

a d -Glucose, 1 mmol, and l -valine, 1 mmol; solvent, CH 2 Cl

2 :DMF (v/v 90:10) at 40°C

b Carried out in the presence of buffer with 100 mL of solvent containing 0.1-mM (0.1 mL of 0.1 M) phosphate buffer (pH 7.0) c Carried out in the presence of buffer with 100 mL of solvent containing 0.1-mM (0.1 mL of 0.1 M) acetate buffer (pH 5.0)

0.31

0.49 0.47

0.48

0.25

0.6

0.83

0.760.72

0

0.2

0.4

0.6

0.8

1

1 2 3 4 5

Est

erific

atio

n yi

eld

(mm

ol)

Substrate concentration (mmol)

L-valine

D-glucose

Fig. 6.4 Effect of substrate concentration on synthesis of l -valyl- d -glucose. CRL, 40% (w/w d -glucose); solvent, CH

2 Cl

2 :DMF (v/v 90:10), at 40°C. l -Valine (■), 1–5 mmol

at 1 mmol d -glucose; d -glucose (●), 1–5 mmol at 1 mmol l -valine and a constant enzyme concentration of 72 mg

Page 107: Enzymatic Transformation

916.5 Syntheses of L-Isoleucyl Esters of Carbohydrates

containing isopropyl group as a side chain. Esteri fi cation of l -valine with carbohydrates was carried out using CRL and crude PPL under opti-mal conditions. Table 6.7 shows the HPLC ester yields, types of esters formed and percentage proportions of the individual esters from CRL-catalysed reaction (Somashekar and Divakar 2007 ) .

6.4 L -Leucyl- D -Glucose

6.4.1 Optimum Conditions

In a Rhizomucor miehei (RML)- and porcine pancreas (PPL)-catalysed esterifi cation (Scheme 6.3 , Somashekar and Divakar 2007 ) optimisa-tion of reaction conditions showed the highest yield of 10.8% (0.22 mmol) at 20% enzyme concentration. Better conversions (RML- 36%, PPL-24%) could be achieved with both the enzymes at 5 equivalents of l -leucine. Effect of buffer salts in the range 4.0–8.0 with 40% (w/w d -glucose) RML at 1:2 molar equivalent of d -glucose and l -leucine (Table 6.8 ) showed that 0.2-mM (0.1 mL of 0.1 M) acetate buffer (pH 5.0) gave the highest yield of 63% (0.63 mmol). The effect of various buffer vol-umes in the range 0.05 mM (0.05 mL) to 0.6 mM (0.6 mL) of phosphate buffer (pH 7.0) showed that the esteri fi cation yields increased with increase in the buffer concentration from 0.05-mM (0.05 mL) to 0.6-mM (0.6 mL) phosphate buffer (pH 7.0) with the highest yield of 85% (1.7 mmol).

6.4.2 Selectivity

An attempt to improve the selectivity of ester formation made by reducing the incubation period in case of l -alanyl- d -glucose synthesis using RML gave a conversion yield of 15%. From two-dimensional HSQCT NMR, the formation of three monoesters (6- O - 42%, 3- O - 33% and 2 -O- 25%) with only b -anomer of d -glucose was found, the d -glucose employed being a 40:60 mixture of a - and b -anomers, respectively.

6.4.3 Determination of Critical Micellar Concentration (CMC)

Surfactant property of the aminoacyl esters of carbohydrate was evaluated by determining the critical micellar concentration (CMC) value for l -alanyl- b - d -glucose spectroscopically at 470 nm (Rosenthal and Loussale 1983 ) . The CMC of l -alanyl- b - d -glucose was found to be 2.25 mM (0.056%).

6.4.4 Syntheses of L -Leucyl Esters of Carbohydrates

l -Leucine ( l -2-amino-4-methylpentanoic acid) is a polar and an essential dietary amino acid containing 2-methylpropyl group as a side chain. Compared to l -alanine (solubility 127.3 g L −1 at 25°C) and l -valine (solubility 88.5 g L −1 at 25°C), the solubility of l -leucine in water is low (24.26 g L −1 at 25°C). However, the carbohydrate esters can be expected to exhibit higher solubility in water. Using opti-mum conditions, l -leucyl esters of different carbohydrates were prepared using CRL and crude PPL (Vijayakumar et al. 2004 ) . Table 6.9 shows the HPLC ester yields, types of esters formed and percentage proportions of the indi-vidual esters from CRL catalysis (Somashekar and Divakar 2007 ) .

6.5 Syntheses of L -Isoleucyl Esters of Carbohydrates

l -Isoleucine ( l -2-amino-3-methylpentanoic acid) is a polar and an essential dietary amino acid con-taining 3-methylpropyl group as a side chain. Here also, the solubility of l -isoleucine is low (41.2 g L −1 at 25°C) like of that of l -leucine. Using optimum conditions, l -isoleucyl esters of different carbohydrates were prepared (Somashekar and Divakar 2007 ) by employing CRL and crude PPL (Scheme 6.4 ). Table 6.10 shows the HPLC ester yields, types of esters formed and percentage proportions of the indi-vidual esters from CRL-catalysed reaction.

Page 108: Enzymatic Transformation

92 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Table 6.7 Syntheses of l -valyl esters of carbohydrates a

l -Valyl esters of carbohydrates (% proportions b ) Yield (%)

HO

OH

HO

H

H

H H O

O

O

CH3

OH

H3C

H2N

O

OH

HH

H

H

HO

OH

OH2N

O

CH3

H3C

OH

O

OH

HH

H

HHO

O

NH2O

CH3

CH3

OH

HO

68 (monoesters-36, diesters-32)

2- O - l -valyl- d -glucose (10) 3- O - l -valyl- d -glucose (12) 6- O - l -valyl- d -glucose (31)

OH2N

O

HOHO

H

H

HHO

O NH2

O

CH3H3C

H3CCH3

OH

OH2N

O

O NH2

O

H

H

H H

OH

O

CH3

H3C

H3CCH3

OH

HO

2,6-di- O - l -valyl- d -glucose (23) 3,6-di- O - l -valyl- d -glucose (24)

O

O

H

H

OH

HHO

OH

CH3H3C

HO

N2H

O

OH

HH

OH

H

HONH2

O

OH

OH

CH3

CH3

CH3CH3

OH

O NH2

O

HOH

H

OH

H H

OH

O

30 (only monoesters)

2- O - l -valyl – d -galactose (48) 3- O - l -valyl- d -galactose (26) 6- O - l -valyl- d -galactose (26)

O

H

OHH

H

H

O

NH2O

OH

CH3

CH3

HOHO

51 (only monoester)

6- O - l -valyl- d -mannose

OOH

OH

HO

OH

O

O

NH2

CH3

CH3

NH2

O

O O

OH

OH

OH

CH3

CH3

HO

NH2

O

O O

OH

OH

O

H3C

CH3

CH3

CH3

NH2

O

HO

34 (monoesters-21, diester-13)

1- O - l -valyl- d -fructose (29) 6- O - l -valyl- d -fructose (34) 1,6-di- O - l -valyl- d -fructose (37)

O

OH

O

O

NH2

OH

CH3

CH3

HO

OO

OH

OH

O

NH2 OH

CH3

CH3

OO

OH

O

O

NH2

O

NH2

OH

CH3

CH3

CH3

CH3

25 c (monoesters-14, diester-11)

2- O - l -valyl- d -arabinose (32) 5- O - l -valyl- d -arabinose (25) 2,5-di -O - l -valyl- d -arabinose (43)

NH2

O

OH

OHO

OH O

CH3

CH3

O

NH2

OHOH

O OOH

CH3

CH3

NH2

O

O

O O

OH

OH

CH3

CH3

CH3

CH3

O

NH2

33 c (monoesters-17, diester-16)

3- O - l -valyl- d -ribose (26) 5- O - l -valyl- d -ribose (26) 3,5-di- O - l -valyl- d -ribose (48)

(continued)

Page 109: Enzymatic Transformation

936.5 Syntheses of L-Isoleucyl Esters of Carbohydrates

l -Valyl esters of carbohydrates (% proportions b ) Yield (%)

OH

OH OH

H

H H

OH

OOH

H

OO

OH

HH

H

HOH

O

NH2

OH

CH3

CH3

NH2

O

OHH

H

H H

OH

OOH

H

OHO

OH

HH

H

HOOH

O

OH

CH3

CH3

47 (only monoesters)

6- O - l -valyl-maltose (49) 6 ¢ -O - l -valyl-maltose (51)

O

NH2

O

OH

HO

OO

OH

OHOH

H

H

HH

OH

OOH

CH3

CH3

60 (only monoester)

6- O - l -valyl-sucrose

O

H

H

HH

OH

OH

OHOH

OHCH2

CH2

O NH2

CH3

CH3

52 (only monoester)

1- O - l -valyl- d -mannitol

a l -Valine, 2 mmol; carbohydrates, 1 mmol; CRL, 40% (w/w carbohydrate ); buffer, 0.1-mM (0.1 mL of 0.1 M) phos-phate buffer pH 7.0; CH

2 Cl

2 :DMF (v/v, 90:10) at 40°C; incubation period, 72 h. Conversion yields were from HPLC

with respect to l -valine concentration b Percentage proportions of individual esters were determined from the peak areas or from their cross peaks of the car-bon-13 C6 and C5 (in case of pentoses) signals in the 2-D HSQCT spectrum c Several cross peaks, due to opening and/or degradation of the fi ve-membered ring during esteri fi cation

Table 6.7 (continued)

Scheme 6.3 Lipase-catalysed synthesis of l -leucyl- d -glucose esters in anhydrous organic media

Page 110: Enzymatic Transformation

94 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Table 6.8 Effect of buffer salts (pH and buffer concentration) on the synthesis of l -leucyl- d -glucose a

pH b Yield % (mmol) pH 7.0 c concn mM Yield % (mmol)

4.0 16 (0.31) 0.05 5 (0.1) 5.0 63 (1.26) 0.1 21 (0.42) 6.0 16 (0.33) 0.2 14 (0.28) 7.0 14 (0.27) 0.4 32 (0.64) 8.0 7 (0.14) 0.6 85 (1.70)

a d -Glucose, 1 mmol, and l -leucine, 2 mmol; incubation period, 72 h; RML, 40% (w/w d -glucose) 100 mL of the solvent containing speci fi ed volumes, concentration and pH of the buffer b Solvent, 100 mL C

6 H

6 :CHCl

3 :DMF (v/v/v 45:45:10) at 60°C. Buffer, 0.2-mM (0.2 mL

of 0.1 M) appropriate pH buffer c Solvent, 100 mL. Buffer, 0.05 mL to 0.6 mL of 0.1 M phosphate (pH 7.0)

Table 6.9 Syntheses of l -leucyl esters of carbohydrates a

l -Leucyl esters of carbohydrates (% proportions b ) Yield (%)

OH

OHOH

H

H

H H O

ONH2

O

CH3

CH3

OH

O

OH

HH

H

H

OHOH

ONH2

O

CH3

CH3

OH

O

OH

HH

H

HOH

OH

O

NH2O

CH3

CH3

OH

43 (monoesters-34, diesters-9)

2- O - l -leucyl- d -glucose (17) 3- O - l -leucyl- d -glucose (20) 6- O - l -leucyl- d -glucose 42)

ONH2

O

HOHO

H

H

H HO

O NH2

OCH3

CH3

CH3

CH3

OH

ONH2

O

O NH2

O

OH

H

H

H H

OH

O

CH3

CH3

CH3

CH3

OH

2,6-di- O - l -leucyl- d -glucose (10) 3,6-di- O - l -leucyl- d -glucose (11)

ONH2

O

OH

OH

H

H

OH

HHO

OH

CH3

CH3

OH

O NH2

O

H

OHH

OH

H H

OH

O

CH3

CH3

21 (only mono esters)

2- O - l -leucyl- d -galactose (48) 6- O - l -leucyl- d -galactose (52)

O

H

OHH

H

H

OHO

NH2

O

OH

OH

CH3

CH3

O

CH3CH3

O

NH2

OHOHH

H

HOHO

OH

H

O

H

OHH

H

HOH

OH

O

NH2O

OH

CH3

CH3

31 (only mono esters)

3- O - l -leucyl- d -mannose (28) 4- O - l -leucyl- d -mannose (30) 6- O - l -leucyl- d -mannose (42)

NH2

O

O O

OH

OH

OH

OH

CH3

CH3

48 (only monoester)

6- O - l -leucyl- d -fructose

(continued)

Page 111: Enzymatic Transformation

956.5 Syntheses of L-Isoleucyl Esters of Carbohydrates

Table 6.9 (continued)

l -Leucyl esters of carbohydrates (% proportions b ) Yield (%)

OOH

OH

O

O

NH2

OH

CH3

CH3

OO

OH

OH

O

NH2 OH

CH3

CH3

OO

OH

O

O

NH2

O

NH2

OHCH3

CH3

CH3

CH3

42 (monoesters-24, diester-18)

2- O - l -leucyl- d -arabinose (24) 5- O - l -leucyl- d -arabinose (33) 2,5-di- O - l -leucyl- d -arabinose (43)

NH2

O

OH

OHO

OH O

CH3

CH3

O

NH2

OHOH

O OOHCH3

CH3

NH2

O

O

O O

OH

OH

O

NH2CH3

CH3

CH3

CH3

38 (mono esters-18, diester-20)

3- O - l -leucyl- d -ribose (16) 5- O - l -leucyl- d -ribose (32) 3,5-di -O - l -leucyl- d -ribose (52)

OH

OH OH

H

HH

OH

OOH

H

OO

OH

HH

H

HOH

O

NH2

OH

CH3

CH3

44 (only monoester)

6- O - l -leucyl-maltose

O

NH2

O

OH

HO

OO

OH

OH

OH

H

H

HH

OH

OOH

CH3

CH3

38 (only monoester)

6- O - l -leucyl-sucrose

O

H

H

HH

OH

OH

OHOH

OHCH2

CH2

O NH2 CH3

CH3

ONH2

CH3

CH3

CH3

CH3NH2

O

CH2

CH2O

OHOH

OH

OH

HH

H

H

O

45 (monoester-25, diester-20)

1- O - l -leucyl- d -mannitol (56) 1,6-di- O - l -leucyl- d -mannitol (44)

O

OH

OH

OH

OHH

H

H

OHOH

CH2

CH2

O NH2 CH3

CH3

25 (only monoester)

1- O - l -leucyl- d -sorbitol

a l -Leucine, 2 mmol; carbohydrates, 1 mmol; CRL, 40% (w/w carbohydrate ); buffer, 0.1-mM (0.1 mL of 0.1 M) phos-phate buffer (pH 7.0); CH2Cl2:DMF (v/v 90:10) at 40°C; incubation period, 72 h. Conversion yields were from HPLC with respect to l -leucine concentration b Percentage proportions of individual esters were determined from the peak areas or from their cross peaks of the car-bon-13 C6 and C5 (in case of pentoses) signals in the 2-D HSQCT spectrum c Several cross peaks, due to opening and/or degradation of the fi ve-membered ring during esteri fi cation

Page 112: Enzymatic Transformation

96 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Scheme 6.4 Lipase-catalysed synthesis of l -isoleucyl esters of carbohydrates

Table 6.10 Syntheses of l -isoleucyl esters of carbohydrates a

l -Isoleucyl esters of carbohydrates (% proportions b ) Yield (%)

O

OH

HH

H

H

OH

OH

ONH2

OCH3 CH3

OH

O

OH

HH

H

HOH

OH

O

NH2O

CH3CH3

OH

47 (only monoesters)

3- O - l -isoleucyl- d -glucose (42) 6- O - l -isoleucyl- d -glucose (58)

ONH2

O

OH

OH

H

H

OH

H HO

OH

CH3

CH3

NH2

O

CH3

OH

OHH

OH

H

H

OH

OOH

CH3

OH

O NH2

O

HOH

H

OH

H H

OH

O

CH3CH3

46 (only monoesters)

2- O - l -isoleucyl- d -galactose(78) 3- O - l -isoleucyl- d -galactose(10) 6- O - l -isoleucyl- d -galactose(12)

O

H

OHH

H

H

OHO

NH2

O

OH

CH3

CH3

O

CH3

O

NH2

OHOHH

H

HOHO

OH

H

CH3

O

H

OHH

H

HOH

OH

O

NH2O

OH

CH3CH3

55 (monoesters-25, diesters-30)

3- O - l -isoleucyl- d -mannose (19) 4- O - l -isoleucyl- d -mannose (13) 6- O - l -isoleucyl- d -mannose (13)

O

NH2

CH3

CH3

OH

O

O

NH2

OOH

H

H

H OH

H

O

CH3

CH3

O

NH2

CH3

H

OO

OHH

H

HOH OH

NH2

O

CH3

O

CH3

CH3

3,6-di- O - l -isoleucyl- d -mannose (27)

4,6-di- O - l -isoleucyl- d -mannose (28)

(continued)

Page 113: Enzymatic Transformation

976.5 Syntheses of L-Isoleucyl Esters of Carbohydrates

Table 6.10 (continued)

l -Isoleucyl esters of carbohydrates (% proportions b ) Yield (%)

OH O

OH

OH

OH

O

CH3CH3

O

NH2

O O

OH

OH

OH

OH

NH2

O

CH3CH3

NH2

O

CH3CH3

CH3CH3

O

NH2O

OH

OH

OH

OO

43 (monoesters-28, diester-15)

1- O - l -isoleucyl- d -fructose (36) 6- O - l -isoleucyl- d -fructose (30) 1,6-di- O - l -isoleucyl- d -fructose (34)

OOH

OH

OOH

CH3 CH3

NH2

O

O

NH2

CH3 CH3

OHOH

OH

O O

O

NH2

CH3 CH3

OHO

OH

O O

CH3 CH3

NH2

O

55 c (monoesters-31, diester-24)

2- O - l -isoleucyl- d -arabinose (24) 5- O - l -isoleucyl- d -arabinose (33) 2,5-di- O - l -isoleucyl- d -arabinose (43)

OH

OHO

OH O

CH3CH3

NH2

O

O

NH2

CH3 CH3

OHOO

OH OH

O

NH2

CH3 CH3

O

O O

OH

OH

NH2

53 c (monoesters-38, diester-15)

3- O - l -isoleucyl- d -ribose (52) 5- O - l -isoleucyl- d -ribose (20) 3,5-di -O - l -isoleucyl- d -ribose (28)

OH

OH OH

OH

HH

OH

OH

H

OHO

O

HH

H

HOH OH

ONH2

CH3

CH3

CH3 CH3

NH2

O

OHOHH

H

HH

OH

OO

H

H O

OH

HH

OH

HOOH

OH

CH3 CH3

NH2

O

OHOHH

H

HH

OH

OOH

H

HO

OH

HH

OH

HOOH

O

45 (only monoesters)

2- O - l -isoleucyl-lactose (39) 6- O - l -isoleucyl-lactose (40) 6 ¢ - O - l -isoleucyl-lactose (21)

OH

OH OH

H

HH

OH

OOH

H

OHO

O

HH

H

HOH OH

CH3 CH3

NH2

O

O

NH2

CH3CH3

OHOHH

H

HH

OH

OO

H

OHO

OH

HH

H

HOOH

OH

O

NH2

CH3CH3

OH

O

OH OH

H

HH

OH

OOH

H

OHO

OH

HH

H

HOH

54 (only monoesters)

2- O - l -isoleucyl-maltose (38) 6- O - l -isoleucyl-maltose (40) 6 ¢ - O - l -isoleucyl-maltose (22)

O

NH2

CH3CH3

OH

O

OH

HH

H

HOH

OH

OH

O O

HO

OH

O

22 (only monoester)

6- O - l -isoleucyl – sucrose

(continued)

Page 114: Enzymatic Transformation

98 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

l -Isoleucyl esters of carbohydrates (% proportions b ) Yield (%)

O

H

H

HH

OH

OH

OHOH

OHCH2

CH2

CH3

CH3NH2

O

O

NH2CH3

CH3

O

NH2CH3

CH3CH2

CH2O

OHOH

OH

OH

HH

H

H

O

52 (monoesters-32, diester-20)

1- O - l -isoleucyl- d -mannitol (62) 1,6-di- O - l -isoleucyl- d -mannitol (38)

a l -Isoleucine, 2 mmol; carbohydrates, 1 mmol; CRL, 40% (w/w carbohydrate); buffer, 0.1-mM (0.1 mL of 0.1 M) phosphate buffer (pH 7.0); CH2Cl2:DMF (v/v 90:10) at 40°C; incubation period, 72 h. Conversion yields were from HPLC with respect to l -isoleucine concentration b Percentage proportions of individual esters were determined from the peak areas or from their cross peaks of the car-bon-13 C6 and C5 (in case of pentoses) signals in the 2-D HSQCT spectrum c Several cross peaks, due to opening and/or degradation of the fi ve-membered ring during esteri fi cation

Table 6.10 (continued)

6.6 Synthesis of L -Phenylalanyl- D -Glucose

6.6.1 Optimum Conditions

Lipases from Rhizomucor miehei (RML) and porcine pancreas (PPL) were employed for the reaction (Scheme 6.5 , Lohith et al. 2003 ; Lohith

and Divakar 2005 ) . The extent of esteri fi cation was monitored by HPLC (Fig. 6.5 ).

Both d -glucose and l -phenylalanine are insoluble in many organic solvents. They require solvents like pyridine or DMSO for complete solu-bility. Since these solvents more health hazardous and are also dif fi cult to handle during work up, they were not employed. An attempt was made

Scheme 6.5 Lipase-catalysed synthesis of l -phenylalanyl esters of carbohydrates

Page 115: Enzymatic Transformation

996.6 Synthesis of L-Phenylalanyl-D-Glucose

Fig. 6.5 HPLC chromatograph for the reaction mixture of l -phenylalanine and d -glucose. ( a ) Column, aminopro-pyl; mobile phase, acetonitrile to water (80:20 v/v); fl ow rate, 1 mL min −1 ; detector, refractive index. ( b ) Column,

C-18; mobile phase, acetonitrile to water (20:80 v/v); fl ow rate, 1 mL min −1 ; detector, UV at 254 nm. Errors in yields are ±10–15%

to choose the right solvent, which should dissolve enough substrate to carry out the reaction without affecting the enzyme activity or stability. Presence of small amount of DMF in dichloromethane improved the solubility of substrates employed (Table 6.11 ). Presence of dichloromethane and

DMF (90:10 v/v) showed maximum yield of 98% (0.98 mmol). Very low esteri fi cation (<5%) was observed with heptane to DMF (90:10 v/v) and benzene to DMF (90:10 v/v).

Esteri fi cation increased with increasing DMF volume from 5 to 10 mL; thereafter, it decreased

Page 116: Enzymatic Transformation

100 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Table 6.11 Effect of solvent mixtures on the synthesis of l -phenylala-nyl- d -glucose a

Solvent (90: 10 v/v) % yield RML

% yield PPL

Acetone: DMF 42 46 Benzene: DMF <5% <5% Chloroform: hexane: DMF b 57 32 Dichloromethane: DMF 98 68 Hexane: DMF 49 10 Heptane: DMF <5% <5%

a Conversion yields were from HPLC with respect to l -phenylalanine. Error in yield measurements will be ±10–15%. This applies to all the yields given in the subsequent tables also. Reaction conditions: l -phenylalanine, 1 mmol; d -glucose, 1 mmol; RML/PPL, 90 mg; incubation period, 72 h; solvent, 90 mL solvent with 10 mL of DMF b CH

2 Cl

2 : hexane: DMF (45:45:10 v/v/v)

gradually. At higher volume of DMF (increasing polarity of the solvent mixture), enzyme may undergo denaturation due to stripping of water molecule from the enzyme surface, which is very much essential for maintaining the three-dimensional structural stability. This could lead to lesser yields at higher volume of DMF.

Optimum conditions determined were RML: Incubation period, 72 h at an initial rate of 0.012 mmol h −1 ; enzyme, 40% (w/w enzyme); l -phe, 1 equivalent; buffer, 0.2-mM (0.2 mL of 0.1 M) buffer, pH 7.0 (Tables 6.12 and 6.13 , Fig. 6.6 )

PPL: Enzyme, 50% (w/w enzyme); buffer, 0.1-mM (0.1 mL of 0.1 M) buffer, pH 6.0 (Tables 6.12 and 6.13 )

6.6.2 Reusability of Lipases

Reusability of RML and PPL was studied at an equimolar (2.5 mmol) d -glucose and l -phenylala-nine concentration with PPL (50%, w/w based on d -glucose) and RML (40%, w/w based on d -glu-cose). After completion of each reaction, the enzyme separated from the reaction mixture was air dried and reused for the next reaction. After each cycle, total esteri fi cation activity ( m mol min −1 ) of the enzyme was determined. In case of RML, the enzyme loss after each cycle was about 20–30%, whereas in case of PPL, it was 50–70% as PPL dissolved in water more readily than RML. Reusability was examined up to fourth cycle for RML, but in case of PPL, it was only up to two cycles (Fig. 6.7 ). RML activity decreased gradually

from 91% (1st cycle: total enzyme activity, 99.0 m mol min −1 ) to 10% (4th cycle: total enzyme activity, 9.6 m mol min −1 ), esteri fi cation yields at second and third cycles are 80% (total enzyme activity – 86.4 m mol min −1 ) and 23% (total enzyme activity – 24.1 m mol min −1 ), respectively. However, PPL showed better activity in the second cycle also, 46% (total enzyme activity – 15 m mol min −1 ) in the fi rst cycle and 45% (total enzyme activity – 10 m mol min −1 ) in the second cycle.

6.6.3 Determination of Critical Micellar Concentration (CMC)

In order to evaluate the surfactant property of the aminoacyl esters of carbohydrates, critical micellar concentration (CMC) values were determined by spectroscopic method (Beyaz et al. 2004 ) for l -phe-nylalanyl- d -glucose and l -phenylalanyl-lactose.

Both l -phenylalanyl- d -glucose and l -pheny-lalanyl-lactose showed CMC of 3.25 mM (0.11%) and 9.5 mM (0.6%), respectively.

6.6.4 Optimisation of L -Phenylalanyl- D -Glucose Synthesis Using Response Surface

6.6.4.1 Methodology (RSM) It is widely employed in the lipase-catalysed syn-thesis of esters (Liao et al . 2003 ; Guvenc et al . 2002 ; Montogomery 1991 ) . Chang et al . ( 2003 ) used RSM to optimise the synthesis of hexyl

Page 117: Enzymatic Transformation

1016.6 Synthesis of L-Phenylalanyl-D-Glucose

Table 6.12 Effect of lipase concentration on the synthesis of l -phenylala-nyl- d -glucose

Enzyme concentration (w/w based on d -glucose)

Esteri fi cation a % (mmol) RML

Esteri fi cation b % (mmol) PPL

10% 64 (0.64) 62 (1.56) 20% 68 (0.68) 46 (1.15) 30% 67 (0.67) 42 (1.04) 40% 98 (0.98) 68 (1.70) 50% 57 (0.57) 76 (1.89)

a d -Glucose, 1 mmol; l -phenylalanine, 1 mmol; solvent, CH 2 Cl

2 : DMF (90:10 v/v) at

40°C b d -glucose, 2.5 mmol; l -phenylalanine, 2.5 mmol; incubation period, 72 h

Table 6.13 Effect of buffer salts (pH and concentration) on the synthesis of l -phenylalanyl- d -glucose a

pH RML PPL Buffer conc. (mM)

RML PPL

Esteri fi cation b % (mmol)

Esteri fi cation c % (mmol)

Esteri fi cation d % (mmol)

Esteri fi cation e % (mmol)

4.0 79 (0.79) 31 (0.31) 0.05 54 (0.54) 23 (0.23) 5.0 69 (0.69) 47 (0.47) 0.1 67 (0.67) 65 (0.65) 6.0 69 (0.69) 63 (0.63) 0.2 79 (0.79) 63 (0.63) 7.0 67 (0.67) 34 (0.34) 0.3 78 (0.78) 49 (0.49) 8.0 45 (0.45) 44 (0.44) 0.4 69 (0.69) 47 (0.47) – – – 0.5 70 (0.70) 06 (0.06)

a d -Glucose, 1 mmol; l -phenylalanine, 1 mmol; incubation period, 72 h; enzyme, 30% w/w based on d -glucose; solvent, CH

2 Cl

2 : DMF (90:10 v/v) at 40°C

b buffer concentration, 0.2 mM (0.2 mL of 0.1 M); solvent, CHCl 3 : hexane : DMF (45 : 45 : 10 v/v) at 60°C

c buffer concentration, 0.2 mM (0.2 mL of 0.1 M) d buffer, 0.1 M of pH 4.0 acetate buffer; solvent, CHCl

3 : hexane: DMF (45 : 45 : 10 v/v) 60°C

e buffer, 0.1-M pH 6.0 phosphate buffer

butyrate using Lipozyme IM-77. Synthesis of kojic acid monolaurate using lipase from Pseudomonas cepacia was optimised using RSM (Chen et al . 2002 ) . Hence, RSM was employed for the synthesis of l -phenylalanyl- d -glucose also (Lohith et al . 2006b ) .

Design : Central Composite Rotatable Design (CCRD), 32 experiments, 5 variables at 5 levels

Variables : l -phenylalanine concentration in mmol, RML amount in mg, pH, incubation period in h and buffer concentration in mM. Table 6.14 shows the coded and actual levels of the variables employed in the design matrix.

Equation : A second-order polynomial equa-tion was developed to study the effects of the variables on the esteri fi cation yields in terms of linear, quadratic and cross product terms.

Y = -3.13292 + 0.175788*X 1 + 0.004961*X

2 + 0.6

26492*X 3 + 0.004151*X

4 + 6.141212 *X

5 -

0.02203*X 1 *X

1 – 2.2E-05*X

2 *X

2 -0.05053

*X 3 *X

3 - 4.3E-05*X

4 *X

4 + 0.434091*

X 5 *X

5 + 0.001315*X

1 *X

2 - 0.013* X

1 *X

3 +

0.000115*X 1 *X

4 + 0.0825*X

1 * X

5 -0.00052

*X 2 *X

3 + 4.75E-05*X

2 *X

4 - 0.01787*X

2 *X

5 + 0.002052*X

3 *X

4 - 0.3475*X

3 *X

5 - 0.044

17* X 4 * X

5

Y = conversion yield in mmol, X 1 = l -phenylala-

nine concentration (mmol), X 2 = RML concentration

(mg), X 3 = buffer pH, X

4 = incubation period (h) and

X 5 = buffer concentration (mM). Coef fi cients : Microsoft Excel software,

Version 5.0 Analysis of variance (ANOVA) : Microsoft

Excel software

Page 118: Enzymatic Transformation

102 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

0

0.2

0.4

0.6

0.8

0 1 2 3 4 5 6

Yie

ld, m

mol

Substrate concentration, mmol

D-glucose

L-phenylalanine

Fig. 6.6 Effect of substrate concentration on synthesis of l -phenylalanyl- d -glucose. (□) l -phenylalanine , 1–5 mmol; d -glucose, 1 mmol; RML, 30% w/w based on d -glucose. (♦) d -glucose , 1–5 mmol; l -phenylalanine, 1 mmol; RML,

40% w/w based on d -glucose. Reaction conditions: tem-perature, 40°C; incubation period, 72 h; solvent, DMF and CH

2 Cl

2 (10:90 v/v)

91

80

23

10

46 45

0

25

50

75

100

1 2 3 4

Yie

ld, %

No. of cycles

RML PPL

Fig. 6.7 Enzyme reusability in the synthesis of l -pheny-lalanyl- d -glucose. d -glucose and l -phenylalanine, 2.5 mmol each; temperature, 40°C; incubation period, 72 h. RML amount: 1st cycle, 180 mg (total enzyme activ-ity – 99.0 m mol min −1 ); 2nd cycle, 173 mg (total enzyme

activity – 86.4 m mol min −1 ); 3rd cycle, 91 mg (total enzyme activity –24.1 m mol min −1 ); 4th cycle, 77 mg (total enzyme activity – 9.6 m mol min −1 ). PPL amount: 1st cycle, 225 mg (total enzyme activity – 15 m mol min −1 ); 2nd cycle, 66 mg (total enzyme activity 10 m mol min −1 )

Optimisation : Microsoft Excel Solver function The experimental data fi tted the second-order

polynomial equation well as indicated by an R 2 value of 0.7 (Table 6.15 ).

Effect of l -phenylalanine concentration and RML concentration on the extent of esteri fi cation is shown in Fig. 6.8 . At lower l -phenylalanine concentrations, the extent of esteri fi cation

Page 119: Enzymatic Transformation

1036.6 Synthesis of L-Phenylalanyl-D-Glucose

Table 6.14 Coded values of the variables and their corresponding actual values used in the design of experiments

Variables −2 −1 0 1 2

l -Phenylalanine in mmol 1 2 3 4 5 RML in mg 27 54 81 108 135 pH 4.0 5.0 6.0 7.0 8.0 Incubation period in h 24 48 72 96 120 Buffer concentration in mM 0.1 0.2 0.3 0.4 0.5

Table 6.15 Experimental design with experimental and predicted yields of l -phenylalanyl- d -glucose based on the response surface equation

Expt. No l -Phenylalanine RML pH Incubation period Buffer conc. Yield expt. mmol Yield pred. mmol

1 −1 −1 −1 −1 1 0.66 0.62 2 −1 −1 −1 1 −1 0.34 0.26 3 −1 −1 1 −1 −1 0.23 0.15 4 −1 −1 1 1 1 0.34 0.35 5 −1 1 −1 −1 −1 0.28 0.16 6 −1 1 −1 1 1 0.27 0.24 7 −1 1 1 −1 1 0.26 0.23 8 −1 1 1 1 −1 0.60 0.52 9 1 −1 −1 −1 −1 0.35 0.30 10 1 −1 −1 1 1 0.45 0.49 11 1 −1 1 −1 1 0.56 0.60

12 1 −1 1 1 −1 0.56 0.55 13 1 1 −1 −1 1 0.76 0.76 14 1 1 −1 1 −1 0.73 0.68 15 1 1 1 −1 −1 0.38 0.33 16 1 1 1 1 1 0.47 0.51 17 0 0 0 −2 0 0.27 0.37 18 0 0 0 2 0 0.45 0.48 19 0 0 −2 0 0 0.25 0.35 20 0 0 2 0 0 0.26 0.28 21 0 −2 0 0 0 0.41 0.44 22 0 2 0 0 0 0.38 0.47 23 −2 0 0 0 0 0.06 0.22 24 2 0 0 0 0 0.69 0.64 25 0 0 0 0 −2 0.27 0.47 26 0 0 0 0 2 0.76 0.69 27 0 0 0 0 0 0.42 0.52 28 0 0 0 0 0 0.63 0.52 29 0 0 0 0 0 0.67 0.52 30 0 0 0 0 0 0.32 0.52 31 0 0 0 0 0 0.81 0.52 32 0 0 0 0 0 0.40 0.52

decreased with increase in RML concentrations. However, beyond 2 mmol of l -phenylalanine (two equivalents to d -glucose employed), the extent of esteri fi cation increased with increase in

RML amounts from 27 mg to 135 mg. At less than 2 mmol of l -phenylalanine, increase in RML concentrations could result in total binding of d -glucose (present to the extent of 1 mmol) pre-

Page 120: Enzymatic Transformation

104 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Fig. 6.8 Three-dimensional surface plot showing the effect of l -phenylalanine and RML concentration on the extent of esteri fi cation at 0.3-mM (0.3 mL of 0.1 M) pH 6.0 buffer and 72-h incubation period

dominantly to the active site of RML compared to l -phenylalanine, due to competition in binding between l -phenylalanine and d -glucose, thus reducing the possibility of facile transfer of l -phenylalanyl group to d -glucose.

Figure 6.9 shows the effect of RML concen-tration and incubation period on the extent of esteri fi cation. The extent of esteri fi cation decreased with increase in RML concentration at incuba-tion periods below 60 h. However, at incubation

Fig. 6.9 Three-dimensional surface plot showing the effect of RML concentration and incubation period on the extent of esteri fi cation at 3 mmol l -phenylalanine and 0.3-mM (0.3 mL of 0.1 M) pH 6.0 buffer

Page 121: Enzymatic Transformation

1056.6 Synthesis of L-Phenylalanyl-D-Glucose

periods above 60 h, esteri fi cation increased at all RML concentrations in the range of 27 mg to 135 mg. Effect of pH and incubation period also showed a similar behaviour.

Effect of l -phenylalanine concentration and pH on the extent of esteri fi cation is shown in Fig. 6.10 in the form of a contour plot. The high-est yield of 0.6 mmol was observed for a very narrow pH range of 4.5–6.5. At lower l -phenyla-lanine concentrations, lower iso-esteri fi cation (<0.6 mmol) regions were observed for a very broad pH range of 4.0–8.0. Increase in conver-sion yields thereafter resulted from a very narrow pH range around 6.0.

RSM study clearly showed that an optimum buffer volume (concentration) in the form of a

micro-aqueous layer sheathing the enzyme and pH essential for facilitating the ionisation states of the active site and charged amino acid residues on the surface (to maintain the active con fi rmation of the enzyme) are highly crucial for this esteri fi cation reaction. An optimum yield of 1.01 mmol was predicted from the optimised conditions of 3 mmol l -phenylalanine, 100 mg of RML, pH 4.8 acetate buffer, 24-h incubation period and 0.5-mM buffer concentration. The experimental yield under such conditions was found to be 0.97 mmol. Validation experiments were also carried out at various random condi-tions predicted by the response plots. Table 6.16 shows results from validation experiments to be in good agreement with predicted yields.

Fig. 6.10 Contour plot showing iso-esteri fi cation regions obtained due to the effect of l -phenylalanine concentra-tion and buffer pH on the extent of esteri fi cation at 84 mg

RML, 72-h incubation period and 0.3-mM (0.3 mL of 0.1 M) buffer concentration

Table 6.16 Validation of experimental data

Expt. No.

L − Phe mmol

RML (mg) pH

Incubation period (h)

Buffer conc. (mM)

Yield predicted mmol

Yield a expt. mmol

1 3.0 50 6.0 72 0.45 0.69 0.64 2 3.0 110 6.0 72 0.30 0.58 0.65 3 3.0 81 5.0 72 0.45 0.65 0.74 4 4.5 81 6.0 72 0.50 0.82 1.07 5 3.0 80 6.0 60 0.30 0.50 0.55 6 4.0 81 6.0 70 0.30 0.60 0.66 7 3.0 100 4.8 24 0.5 1.01 0.97

a Conversion yields were from HPLC. Experimental yields are an average from two experiments

Page 122: Enzymatic Transformation

106 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

6.6.5 L -Phenylalanyl Esters of Carbohydrates

l -Phenylalanine is one of the important aro-matic amino acid containing phenyl group as a side chain. The solubility in water is very less. Using optimum conditions, an attempt was made to prepare l -phenylalanyl esters of differ-ent carbohydrates. The carbohydrates employed were aldohexoses, ketohexose, pentose ( d -arab-inose and d -ribose), disaccharides and carbohy-drate alcohol (Lohith et al. 2007 ) .

The HPLC retention times for l -phenylalanine and the corresponding carbohydrate esters are shown in Table 6.17 . Ester formation was also monitored by TLC, and spots were detected by spraying ninhydrin and 1-naphthol (for reducing sugar detection), and the R

f values are shown in

Table 6.17 . Two-dimensional HSQCT NMR spectroscopy

of the l -phenylalanyl esters of carbohydrates pre-pared by using CRL gave good information on the nature and proportion of esters formed. Table 6.18 shows the ester yields from HPLC, percentage proportions of individual esters determined from the peak areas of the 13 C C6 or C5 (in case of d -arabinose) signals or cross peaks from 2-D NMR. It was also con fi rmed from NMR that out of 11 carbohydrates employed for the reaction, 8 were converted into esters with l -phenylalanine ( d -glucose, d -galactose , d -mannose , d -fructose,

d -arabinose, lactose , maltose and d -mannitol) and very less esteri fi cation (>5%) was observed with d -ribose, sucrose and d -sorbitol.

6.7 L -Prolyl Esters of Carbohydrates

l -Proline is the only amino acid where the amine group is part of a fi ve-membered ring. l -Proline is highly hygroscopic in nature. l -Proline is one of the important active constituents in many of the peptide drugs. Proline derivates like proline esters and its salts act as pharmaceutically active ingredients in tumour treatments (Zoser 2005 ) .

Esteri fi cation was carried out between l -proline and carbohydrates (Scheme 6.6 , d -glucose, d -galac-tose, d -mannose, d -fructose, d -arabinose, d -ribose, lactose, maltose, sucrose, d -mannitol, d -sorbitol) using Candida rugosa lipase (CRL) in the pres-ence of organic solvent (Lohith and Divakar 2007 ) . A 0.2-mM (0.2 mL) pH 4.0 acetate buffer was employed to the reaction mixture to impart the ‘pH memory’ to CRL. The reaction mixture containing the l -amino acid (1 mmol), carbohydrate (1 mmol), CRL (50% w/w based on respective carbohydrate) and the solvent were re fl uxed for a period of 72 h.

Table 6.19 shows the HPLC retention times and R

f values, and Table 6.20 shows ester yields

form HPLC, types of esters formed and percent-age proportions of the individual esters.

Table 6.17 Retention times and R f values of l -phenylalanyl esters of carbohydrates

Compound Retention time (min) a R f values b

l -Phenylalanine 2.2 0.58 l -Phenylalanyl- d -glucose 2.9 & 3.1 c 0.42 l -Phenylalanyl- d -galactose 3.3 & 3.8 c 0.44 l -Phenylalanyl- d -mannose 3.0 & 3.5 c 0.39 l -Phenylalanyl- d -fructose 3.4 & 4.1 c 0.45 l -Phenylalanyl- d -arabinose 4.6 0.47 l -Phenylalanyl-lactose 3.1 0.31 l -Phenylalanyl-maltose 4.5 0.36 l -Phenylalanyl- d -mannitol 2.9 0.52

a Conditions: column, C18; mobile phase, acetonitrile to water (20:80 v/v); fl ow rate, 1 mL min −1 ; detector, UV at 254 nm b A 20 × 20 cm silica plate (mesh size 60–120); mobile phase, butanol to acetic acid to water (70:20:10 v/v/v); peak identi fi cation, ninhydrin (amine); 1-naphthol (sugar) c In case of few esters two ester peaks were detected

Page 123: Enzymatic Transformation

1076.8 L-Tryptophanyl Esters of Carbohydrates

Table 6.18 l -Phenylalanyl Esters of Carbohydrates

l -Phenylalanyl esters of carbohydrates Esteri fi cation yield (%) a Esters (% proportion) b

l -Phenylalanyl- d -glucose 79 2-O- l -Phenylalanyl- d -glucose (19) Monoesters – 53 3-O- l -Phenylalanyl- d -glucose (23) Diesters -26 6-O- l -Phenylalanyl- d -glucose (25)

2,6-di-O- l -Phenylalanyl- d -Glucose (17) 3,6-di-O- l -Phenylalanyl- d -glucose (16)

l -Phenylalanyl- d -galactose 45 2-O- l -Phenylalanyl d -galactose (19) Monoesters – 33 3-O- l -Phenylalanyl- d -galactose (20) Diesters – 12 6-O- l -Phenylalanyl- d -galactose (32)

2,6-di-O- l -Phenylalanyl- d -galactose (16) 3,6-di-O- l -Phenylalanyl- d -galactose (13)

l -Phenylalanyl- d -mannose 62 3-O- l -Phenylalanyl d -mannose (19) Monoesters – 47 4-O- l -Phenylalanyl- d -mannose (19) Diesters – 15 6-O- l -Phenylalanyl- d -mannose(38)

3,6-di-O- l -Phenylalanyl- d -mannose ( 12 ) 4,6-di-O- l -Phenylalanyl- d -mannose (12)

l -Phenylalanyl- d -fructose 50 1-O- l -Phenylalanyl d -fructose (72) Monoesters only 6-O- l -Phenylalanyl- d -mannose(28)

l -Phenylalanyl- d -arabinose 64 2-O- l -Phenylalanyl d -arabinose (35) Monoesters – 51 5-O- l -Phenylalanyl- d -arabinose (44) Diesters –13 2,5-di-O- l -Phenylalanyl- d -arabinose (21)

l -Phenylalanyl-lactose 61 6-O- l -Phenylalanyl lactose (42) Monoesters – 46 6 ¢ -O- l -Phenylalanyl lactose (34) Diesters –15 6,6 ¢ di--O- l -Phenylalanyl lactose(24)

l -Phenylalanyl-maltose 60 6-O- l -Phenylalanyl maltose (59) Monoesters only 6 ¢ -O- l -Phenylalanyl maltose (41)

l -Phenylalanyl- d -mannitol 43 1-O- l -Phenylalanyl- d -mannitol(62) Monoesters – 29 1,6 ¢ -di-O- l -Phenylalanyl- d -mannitol (38) Diesters –14

a L-Phenylalanine, 1 mmol; carbohydrates, 1 mmol; CRL, 50% (w/w based on carbohydrate ); buffer, 0.2 mM (0.2 mL of 0.1 M) pH 4.0 acetate buffer; CH

2 Cl

2 : DMF (v/v 90: 10) at 40°C; incubation period, 72 h; conversion yields were

from HPLC with respect to l -phenylalanine concentration b Percentage proportions of individual esters determined from the peak areas of the 13 C C6, C5 (in case of pentoses) signals or from cross peaks of the 2-D HSQCT spectrum

6.8 L -Tryptophanyl Esters of Carbohydrates

l -Tryptophan is one of the important aromatic amino acid with benzopyrrole (indole) side chain. The solubility of l -tryptophan in water is 11.4 g L −1 at 25°C (Chapman Hall 1982 ) . The esteri fi cation reaction was carried out (Lohith and Divakar 2007 ) between l -tryptophan and carbohydrates using CRL under optimum reaction conditions (Scheme 6.7 ). The reaction mixture consisting of equimolar (1 mmol)

concentration of l -tryptophan, carbohydrates and 50% CRL (w/w of respective carbohydrate) in the presence of 0.2-mM (0.2 mL) pH 4.0 acetate buffer in CH

2 Cl

2 to DMF (90:10 v/v) was

re fl uxed for a period of 72 h. The HPLC retention times for l -tryptophan

and its corresponding carbohydrate esters are shown in Table 6.21 . Ester formation was also monitored by TLC, and spots were detected by spraying ninhydrin and 1-naphthol (for reducing sugar detection), and the R

f values are shown in

Table 6.21 .

Page 124: Enzymatic Transformation

108 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Scheme 6.6 Candida rugosa lipase-catalysed syntheses of l -prolyl esters of carbohydrates

Table 6.19 Retention times and R f values of l -prolyl esters of carbohydrates

Compound Retention time (min) a R f values b

l -Proline 3.0 0.72 l -Prolyl- d -glucose 3.8 0.62 l -Prolyl- d -galactose 3.9 & 4.4 c 0.66 l -Prolyl- d -mannose 3.2 & 4.0 c 0.59 l -Prolyl- d -fructose 3.9 0.61 l -Prolyl- d -ribose 3.2 & 3.8 c 0.57 l -Prolyl-lactose 3.8 0.42 l -Prolyl-maltose 3.8 0.44 l -Prolyl- d -sorbitol 3.1 & 4.1 c 0.57

a Conditions: column, C18; mobile phase, acetonitrile to water (20:80 v/v); fl ow rate, 1 mL min −1 ; detector, UV at 210 nm b TLC, A 20 × 20 cm silica plate (mesh size 60–120); mobile phase, butanol to acetic acid to water (70:20:10 v/v/v); peak identi fi cation, ninhydrin (amino acid); 1-naphthol (sugar) c In case of few esters, two ester peaks were detected

Two-dimensional HSQCT NMR spectros-copy of the l -tryptophanyl esters of carbohy-drates prepared by using CRL gave good information on the nature and proportion of the esters formed. Multiplicities in the a CH of l -tryptophan indicated the esteri fi cation occurred

at more than one hydroxyl group. Table 6.22 shows the ester yields form HPLC, percentage proportions of individual esters determined from the peak areas of the C5 (in case of pentoses) or C6 13 C signals or from cross correlation peaks from 2-D NMR.

Page 125: Enzymatic Transformation

1096.10 Spectral Characterisation of L-Alanyl, L-Valyl, L-Leucyl, L-Isoleucyl, L-Prolyl…

Table 6.20 l -Prolyl esters of carbohydrates

l -Prolyl esters of carbohydrates Esteri fi cation yield (%) a Esters (% proportion) b

l -Prolyl- d -glucose 60 2-O- l -Prolyl- d -glucose (26) Monoesters only 3-O- l -Prolyl- d -glucose (26)

6-O- l -Phenylalanyl- d -glucose (38) l -Prolyl- d -galactose 52 2-O- l -Prolyl- d -galactose (20)

Monoesters only 3-O- l -Prolyl- d -galactose (12) 6-O- l -Prolyl- d -galactose (68)

l -Prolyl- d -mannose 62 3-O- l -Prolyl- d -mannose (21) Monoesters only 4-O- l -Prolyl- d -mannose (20)

6-O- l -Prolyl- d -mannose(24) 3,6-di-O- l -Prolyl- d -mannose (19) 4,6-di-O- l -Prolyl- d -mannose (16)

l -Prolyl- d -fructose 61 1-O- l -Prolyl- d -fructose (31) Monoesters – 45 6-O- l -Prolyl- d -mannose(42) Diesters – 16 1,6-di-O- l -Prolyl- d -fructose

l -Prolyl- d -ribose 41 3-O- l -Prolyl- d -ribose (35) Monoesters only 5-O- l -Prolyl- d -ribose (65)

l -Prolyl-lactose 68 6-O- l -Prolyl lactose (58) Monoesters only 6 ¢ -O- l -Prolyl lactose (42)

l -Prolyl maltose 66 2-O- l -Prolyl maltose (29) Monoesters only 6-O- l -Prolyl- d -ribose (38)

6 ¢ -O- l -Prolyl- d -ribose (33) l -Prolyl- d -sorbitol 20 1-O- l -Prolyl- d -sorbitol (73)

Monoesters only 6-O- l -Prolyl- d -sorbitol (27)

a l -Proline, 1 mmol; carbohydrates, 1 mmol; CRL, 50% (w/w based on respective carbohydrate); buffer, 0.2-mM (0.2 mL) pH 4.0 acetate buffer; CH

2 Cl

2 : DMF (90: 10 v/v) at 40°C; incubation period, 72 h; conversion yields were from

HPLC with respect to l -proline concentration b The ester proportions were calculated from the area of respective 13 C signals

6.9 L -Histidyl Esters of Carbohydrates

l -Histidine is a basic amino acid and the solubility in water is 41.9 g L −1 at 25°C (Chahid et al . 1982 ) . Esteri fi cation of l -histidine with carbohydrates was carried out using CRL under optimal reaction conditions of 1 mmol each of l -histidine and car-bohydrates with 50% (w/w based on respective carbohydrate) CRL and 0.2-mM (0.2 mL) pH 4.0 acetate buffer and incubated for 72 h (Scheme 6.8 , Lohith and Divakar 2007 ) . The HPLC retention time and R

f values are shown in Table 6.23 .

The percentage proportions of the individual esters formed were determined by taking the peak areas of the C6 or C5 (in case of pentoses) of 13 C

signals or cross peaks from 2-D NMR. Table 6.24 shows the ester yields form HPLC, types of esters formed and percentage portions of the individual esters.

6.10 Spectral Characterisation of L -Alanyl, L -Valyl, L -Leucyl, L -Isoleucyl, L -Prolyl, L -Phenylalanyl, L -Tryptophanyl and L -Histidyl Esters of Carbohydrates

Two-dimensional HSQCT NMR spectroscopy of all the eight amino acyl esters of carbohydrates gave good information on the nature and propor-

Page 126: Enzymatic Transformation

110 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Sch

eme

6.7

C

RL

-cat

alys

ed s

ynth

eses

of

l -tr

ypto

phan

yl e

ster

s of

car

bohy

drat

es

Page 127: Enzymatic Transformation

1116.10 Spectral Characterisation of L-Alanyl, L-Valyl, L-Leucyl, L-Isoleucyl, L-Prolyl…

Table 6.21 Retention times and R f values of l -tryptophanyl esters of carbohydrates

Compound Retention time (min) a R f values b

l -Tryptophan 4.9 0.62 l -Tryptophanyl- d -glucose 6.9 0.51 l -Tryptophanyl- d -galactose 6.2 0.46 l -Tryptophanyl- d -mannose 6.2 0.49 l -Tryptophanyl- d -fructose 7.1 0.42 l -Tryptophanyl-lactose 5.3 0.39 l -Tryptophanyl-maltose 5.2 0.42 l -Tryptophanyl-sucrose 5.8 0.41 l -Tryptophanyl- d -sorbitol 5.8 0.58

a Conditions: column, C18; mobile phase, acetonitrile to water (20:80 v/v); fl ow rate, 1 mL min −1 ; detector, UV at 254 nm b TLC, 20 × 20 cm silica plate (mesh size 60–120); mobile phase, butanol to acetic acid to water (70:20:10 v/v/v); peak identi fi cation, ninhydrin (amino acid) and 1-naphthol (sugar)

Table 6.22 l -Tryptophanyl esters of carbohydrates

l -Tryptophanyl esters of carbohydrates Esteri fi cation yield (%) a Esters (% proportion) b

l -Tryptophanyl- d -glucose 42 2-O- l -Tryptophanyl- d -glucose (22) Monoesters – 34 3-O- l -Tryptophanyl- d -glucose (21) Diesters – 8 6-O- l -Tryptophanyl- d -glucose (38)

2,6-di-O- l -Tryptophanyl- d -Glucose (10) 3,6-di-O- l -Tryptophanyl- d -glucose (9)

l -Tryptophanyl- d -galactose 27 6-O- l -Tryptophanyl- d -galactose Monoesters only

l -Tryptophanyl- d -mannose 34 6-O- l -Tryptophanyl- d -mannose Monoesters only

l -Tryptophanyl- d -fructose 18 1-O- l -Tryptophanyl- d -fructose (55) Monoesters only 6-O- l -Tryptophanyl- d -mannose(45)

l -Tryptophanyl lactose 42 6-O- l -Tryptophanyl lactose (64) Monoesters only 6 ¢ -O- l -Tryptophanyl lactose (36)

l -Tryptophanyl maltose 70 2-O- l -Tryptophanyl maltose (13) Monoesters – 56 6-O- l -Tryptophanyl maltose (38) Diesters – 14 6 ¢ -O- l -Tryptophanyl maltose (29)

6,6 ¢ -di-O- l -Tryptophanyl maltose (20) l -Tryptophanyl sucrose 7 6-O- l -Tryptophanyl sucrose

Monoesters only l -Tryptophanyl sorbitol 8 1-O- l -Tryptophanyl- d -sorbitol (79)

Monoesters only 6-O- l -Tryptophanyl- d -sorbitol (21)

a l -Tryptophan, 1 mmol; carbohydrates, 1 mmol; CRL, 50% (w/w based on respective carbohydrate ); buffer, 0.2-mM (0.2 mL) pH 4.0 acetate buffer; CH

2 Cl

2 : DMF (90: 10 v/v) at 40°C; incubation period, 72 h; conversion yields were from

HPLC with respect to l -tryptophan concentration b The ester proportions were calculated from the area of respective 13 C signals

tion of the esters formed (Tables 6.25 and 6.26 ). Two-dimensional HSQCT NMR data showed that up fi eld chemical shift values for a -CH from l -alanyl and b -CH

2 from l -valyl, l -leucyl, l -iso-

leucyl, l -prolyl, l -phenylalanyl, l -tryptophanyl and l -histidyl units indicated that the respective amino acids reacted with the carbohydrates and multiple cross peaks indicated that the reaction

Page 128: Enzymatic Transformation

112 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Scheme 6.8 CRL-catalysed syntheses of l -histidyl esters of carbohydrates

Table 6.23 Retention times and R f values of l -histidyl esters of carbohydrates

Compound Retention time (min) a R f values b

l -Histidine 4.2 0.56 l -Histidyl- d -glucose 4.7 0.43 l -Histidyl- d -mannose 4.7 0.41 l -Histidyl- d -fructose 4.8 0.38 l -Histidyl-maltose 4.8 0.32 l -Histidyl- d -mannitol 4.8 0.43

a Conditions: column, C18; mobile phase, acetonitrile to water (20:80 v/v); fl ow rate, 1 mL min −1 ; detector, UV at 254 nm b TLC, 20 × 20 cm silica plate (mesh size 60–120); mobile phase, butanol to acetic acid to water (70:20:10 v/v/v); peak identi fi cation, ninhydrin (amino acid) and 1-naphthol (sugar)

occurred at more than one hydroxyl group of the carbohydrate molecules employed. In the carbo-hydrates, the respective 1 H and 13 C chemical shifts of atoms corresponding to the reactive positions like C2, C3, C4 and C6 showed up fi eld/down fi eld shifts indicative of mono-/diester formation.

UV spectra of aminoacyl esters of carbohy-drates showed shifts in the s → s * band in the 194–228-nm range and IR carbonyl stretching frequencies in the 1,601–1,690-cm −1 range indi-cating that l -amino acid carboxylic group had

been converted into their corresponding carbo-hydrate esters.

6.11 Discussion

The esteri fi cation potentialities of lipases from Rhizomucor miehei (RML), Candida rugosa (CRL) and porcine pancreas (PPL) were explored in detail for the syntheses of l -alanyl, l -valyl, l -leucyl, l -isoleucyl, l -prolyl, l -phenylalanyl, l -tryptophanyl and l -histidyl esters of carbohy-

Page 129: Enzymatic Transformation

1136.11 Discussion

Table 6.24 l -Histidyl esters of carbohydrates

l -Histidyl esters of carbohydrates Esteri fi cation yield (%) a Esters (% proportion) b

l -Histidyl- d -glucose 32 2-O- l -Histidyl- d -glucose (25) Monoesters – 25 3-O- l -Histidyl- d -glucose (24) Diesters – 7 6-O- l -Histidyl- d -glucose (28)

2,6-di-O- l -Histidyl- d -glucose (12) 3,6-di-O- l -Histidyl- d -glucose (11)

l -Histidyl- d -mannose 72 3-O- l -Histidyl- d -mannose (28) Monoesters only 6-O- l -Histidyl- d -mannose (72)

l -Histidyl- d -fructose 58 6-O- l -Histidyl- d -fructose Monoesters only

l -Histidyl maltose 58 2-O- l -Histidyl maltose (38) Monoesters – 42 6 ¢ -O- l -Histidyl maltose (34) Diesters – 16 6,6 ¢ -di-O- l -Histidyl maltose (28)

l -Histidyl mannitol 62 1-O- l -Histidyl- d -mannitol Monoesters only

a l -Histidine, 1 mmol; carbohydrates, 1 mmol; CRL, 50% (w/w based on respective carbohydrate ); buffer, 0.2-mM (0.2 mL) pH 4.0 acetate buffer; dichloromethane: DMF (90: 10 v/v) at 40°C; incubation period, 72 h; conversion yields were from HPLC with respect to l -histidine concentration b The ester proportions were calculated from the area of respective 13 C signals

drates ( d -glucose, d -galactose, d -mannose, d -fruc-tose, d -arabinose, d -ribose, lactose, maltose, sucrose, d -sorbitol, d -mannitol) using unprotected and unactivated amino acids and carbohydrates.

An experimental set-up for these esteri fi cation reactions has been developed which maintains a very low water activity ( a

w = 0.0054). The set-up

involves re fl uxing an appropriate amount of l -amino acid and carbohydrate in the presence of buffer salts and lipases in the speci fi ed low boiling solvent mixture. The condensed vapours of the solvent were passed through a desiccant before being returned into the reaction mixture, which facilitates complete removal of water of reaction. This set-up uses larger concentrations of substrates and lesser amounts of the enzymes and results in higher conversions. The experi-mental set-up maintained a low water activity ( a

w = 0.0054) due to azeotropic distillation and

recycling the solvent back into the reaction sys-tem after passing through a bed of desiccant. Even the water of reaction formed could also be used to constitute the micro-aqueous layer around the enzyme and the excess water could be removed by azeotropic distillation. The same could occur even with the addition of added

enzyme (with little water content) and buffer volume. The added carbohydrate molecule could also reduce the water content of the reaction mixture. Adachi and Kobayashi ( 2005 ) have reported that the hexose which is more hydrated decreased the water activity in the system and shifts the equilibrium towards synthesis. All these factors lead to maintenance of an equilib-rium concentration of water around the enzyme all the time. Hence, thermodynamic binding equilibria interplayed by inactivation and inhi-bition along with maintenance of an optimum water activity could be governing this reaction as re fl ected by the extent of conversion under different reaction conditions of added buffer, enzyme and substrate concentrations.

Lipase-catalysed esteri fi cation reactions of l -alanyl- d -glucose, l -valyl- d -glucose, l -leucyl- d -glucose, l -phenylalanyl- d -glucose and l -phe-nylalanyl-lactose were optimised in terms of incubation period, solvents, lipase concentrations, substrate concentrations, buffer pH and its concentrations and lipase reusability. The optimum conditions determined for these esteri fi cation reactions by studying the effect of variables like incubation period, enzyme and

Page 130: Enzymatic Transformation

114 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Tab

le 6

.25

Perc

enta

ge y

ield

s an

d pr

opor

tions

of l

-ala

nyl e

ster

s of

car

bohy

drat

es fr

om R

ML

and

l -v

alyl

, l -l

eucy

l and

l -i

sole

ucyl

est

ers

of c

arbo

hydr

ates

CR

L c

atal

ysed

reac

tions

a

Car

bohy

drat

e l -

Ala

nyl

l -V

alyl

l -

Leu

cyl

l -Is

oleu

cyl

Yie

ldb

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

d -gl

ucos

e 30

2-

O -E

ster

(20

) 68

2-

O -E

ster

(10

) 43

2-

O -E

ster

(17

) 47

3 -

O -E

ster

(42

)

3- O

-Est

er (

12)

3- O

-Est

er (

12)

3- O

-Est

er (

20)

6- O

-Est

er (

58)

6- O

-Est

er (

47)

6- O

-Est

er (

31)

6- O

-Est

er (

42)

2,6-

di- O

-Est

er (

15)

2,6-

di- O

-Est

er (

23)

2,6-

di- O

-Est

er (

10)

3,6-

di-O

-Est

er (

6)

3,6-

di- O

-Est

er (

24)

di- O

-Est

er (

12)

d -ga

lact

ose

21

2- O

-Est

er (

33)

30

2- O

-Est

er (

48)

21

2- O

-Est

er (

48)

46

2- O

-Est

er (

78)

3- O

-Est

er (

32)

3- O

-Est

er (

26)

6- O

-Est

er (

52)

3- O

-Est

er (

10)

6- O

-Est

er (

35)

6- O

-Est

er (

26)

6- O

-Est

er (

12)

d -m

anno

se

49

3- O

-Est

er (

25)

51

6- O

-Est

er

31

3- O

-Est

er (

28)

55

3- O

-Est

er (

19)

4- O

-Est

er (

25)

4- O

-Est

er (

30)

4- O

-Est

er (

13)

6- O

-Est

er (

30)

6- O

-Est

er (

42)

6- O

-Est

er (

13)

3,6-

di- O

-Est

er (

9)

3,6-

di- O

-Est

er (

27)

4,6-

di- O

-Est

er (

11)

4,6-

di- O

-Est

er (

28)

d -fr

ucto

se

52

1-O

-Est

er (

34)

34

1- O

-Est

er (

29)

48

6- O

-Est

er

43

1- O

-Est

er (

36)

6-O

-Est

er (

34)

6- O

-Est

er (

34)

6- O

-Est

er (

30)

1,6-

di-O

-Est

er (

32)

1,6-

di- O

-Est

er (

37)

1,6-

di- O

-Est

er (

34)

d -ar

abin

ose

9 2-

O -E

ster

(33

) 25

2-

O -E

ster

(32

) 42

2-

O -E

ster

(24

) 55

2-

O -E

ster

(24

)

5- O

-Est

er (

34)

5- O

-Est

er (

25)

5- O

-Est

er (

33)

5- O

-Est

er (

33)

2,5-

di- O

-Est

er (

33)

2,5-

di- O

-Est

er (

43)

2,5-

di- O

-Est

er (

43)

2,5-

di- O

-Est

er (

43)

d -ri

bose

48

3-

O -E

ster

(16

) 33

3-

O -E

ster

(26

) 38

3-

O -E

ster

(16

) 53

3-

O -E

ster

(52

)

5- O

-Est

er (

32)

5- O

-Est

er (

26)

5- O

-Est

er (

32)

5- O

-Est

er (

20)

3,5-

di- O

-Est

er (

52)

3,5-

di- O

-Est

er (

48)

3,5-

di- O

-Est

er (

52)

3,5-

di- O

-Est

er (

28)

lact

ose

20

6- O

-Est

er (

34)

45

2- O

-Est

er (

39)

6 ¢ - O

-Est

er (

34)

– –

– –

6- O

-Est

er (

40)

6,6 ¢

-di -

O -E

ster

(32

) 6 ¢

-O -E

ster

(21

)

mal

tose

56

6-

O -E

ster

(34

) 47

6-

O -E

ster

(49

) 44

6-

O-E

ster

54

2-

O -E

ster

(38

)

6 ¢ - O

-Est

er (

34)

6 ¢ - O

-Est

er (

51)

6- O

-Est

er (

40)

6,6 ¢

-di-

O -E

ster

(32

) 6 ¢

-O -E

ster

(22

)

sucr

ose

8 6-

O -E

ster

60

6-

O -E

ster

38

6-

O -E

ster

22

6-

O -E

ster

d -m

anni

tol

– 52

1-

O -E

ster

45

1-

O -E

ster

(56

) 52

1-

O -E

ster

(62

)

1,6-

di- O

-Est

er (

44)

1,6-

di- O

-Est

er (

38)

d -so

rbito

l –

– –

– 25

1-

O -E

ster

a Con

fi rm

atio

n of

est

ers

and

thei

r pe

rcen

tage

pro

port

ions

wer

e de

term

ined

by

2-D

HSQ

CT

NM

R. C

onve

rsio

n yi

elds

are

an

aver

age

from

two

expe

rim

ents

b Y

ield

s fr

om H

PLC

. Err

ors

in y

ield

mea

sure

men

ts w

ill b

e w

ithin

±10

%

Page 131: Enzymatic Transformation

1156.11 Discussion

Tab

le 6

.26

Pe

rcen

tage

yie

lds

and

prop

ortio

ns o

f l -

prol

yl, l

-phe

nyla

lany

l, l -

tryp

toph

anyl

and

l -h

istid

yl e

ster

s of

car

bohy

drat

es f

rom

CR

L c

atal

ysed

rea

ctio

ns a

Car

bohy

drat

e l -

Prol

yl

l -Ph

enyl

alan

yl

l -T

rypt

opha

nyl

l -H

istid

yl

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

d -gl

ucos

e 62

2-

O -E

ster

(26

) 79

2-

O -E

ster

(19

) 42

2-

O -E

ster

(22

) 32

2-

O -E

ster

(25

) 3-

O -E

ster

(26

) 3-

O -E

ster

(23

) 3-

O -E

ster

(21

) 3-

O -E

ster

(24

) 6-

O -E

ster

(48

) 6-

O -E

ster

(25

) 6-

O -E

ster

(38

) 6-

O -E

ster

(28

) 2,

6-di

- O -E

ster

(17

) 2,

6-di

- O -E

ster

(10

) 2,

6-di

- O -E

ster

(12

) 3,

6-di

- O -E

ster

(16

) 3,

6-di

- O -E

ster

(9)

3,

6-di

- O -E

ster

(11

) d -

gala

ctos

e 52

2-

O -E

ster

(20

) 45

2-

O -E

ster

(19

) 27

6-

O -E

ster

44

3- O

-Est

er (

12)

3- O

-Est

er (

20)

6- O

-Est

er (

68)

6- O

-Est

er (

32)

2,6-

di- O

-Est

er (

16)

3,6-

di- O

-Est

er (

13)

d -m

anno

se

40

3- O

-Est

er (

21)

62

3- O

-Est

er (

18)

34

6- O

-Est

er

72

3- O

-Est

er (

28)

4- O

-Est

er (

20)

4- O

-Est

er (

18)

6- O

-Est

er (

72)

6- O

-Est

er (

24)

6- O

-Est

er (

39)

3,6-

di- O

-Est

er (

19)

3,6-

di- O

-Est

er (

13)

4,6-

di- O

-Est

er (

16)

4,6-

di- O

-Est

er (

12)

d -fr

ucto

se

61

1- O

-Est

er (

31)

50

1- O

-Est

er (

28)

18

1- O

-Est

er (

45)

58

6- O

-Est

er

6- O

-Est

er (

42)

6- O

-Est

er (

72)

6- O

-Est

er (

55)

1,6-

di- O

-Est

er (

27)

d -ar

abin

ose

– –

64

2- O

-Est

er (

35)

– –

– –

5- O

-Est

er (

44)

2,5-

di- O

-Est

er (

21)

d -ri

bose

41

3-

O -E

ster

(35

) –

– –

– –

– 5-

O -E

ster

(65

) la

ctos

e 68

2-

O -E

ster

(27

) 61

6-

O -E

ster

(42

) 42

6-

O -E

ster

(64

) –

– 6-

O -E

ster

(38

) 6 ¢

- O -E

ster

(31

) 6 ¢

- O -E

ster

(36

)

6 ¢ - O

-Est

er (

35)

6,6 ¢

-di-

O -E

ster

(27

)

(con

tinue

d)

Page 132: Enzymatic Transformation

116 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

Car

bohy

drat

e l -

Prol

yl

l -Ph

enyl

alan

yl

l -T

rypt

opha

nyl

l -H

istid

yl

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

Yie

ld b

% P

ropo

rtio

ns

mal

tose

66

2-

O -E

ster

(29

) 60

6-

O -E

ster

(59

) 70

2-

O -E

ster

(13

) 58

6-

O -E

ster

(40

) 6-

O -E

ster

(38

) 6 ¢

- O -E

ster

(41

) 6-

O -E

ster

(38

) 6 ¢

- O -E

ster

(32

)

6 ¢ - O

-Est

er (

33)

6 ¢ - O

-Est

er (

29)

6,6 ¢

-di-

O E

ster

(28

)

6,6 ¢

-di-

O -E

ster

(20

) su

cros

e –

– –

– 7

6- O

-Est

er

– –

d -so

rbito

l 20

1-

O -E

ster

(73

) –

– 8

1- O

-Est

er (

79)

8 –

6- O

-Est

er (

27)

6- O

-Est

er (

21)

d -m

anni

tol

– –

43

1- O

-Est

er (

62)

– –

62

1- O

-Est

er

1,6-

di- O

-Est

er (

38)

a Con

fi rm

atio

n of

est

ers

and

thei

r pe

rcen

tage

pro

port

ions

wer

e de

term

ined

by

2-D

HSQ

CT

NM

R. C

onve

rsio

n yi

elds

are

an

aver

age

from

two

expe

rim

ents

b Y

ield

s fr

om H

PLC

. Err

ors

in y

ield

mea

sure

men

ts w

ill b

e ±

10%

Tab

le 6

.26

(c

ontin

ued)

Page 133: Enzymatic Transformation

1176.11 Discussion

substrate concentrations, pH and buffer concen-tration clearly explain the behaviour of the lipases.

Most of the parameters show that esteri fi cation increases up to a certain point, and thereafter they remain as such or decrease a little. This complex esteri fi cation reaction is not controlled by kinetic factors or thermodynamic factors or water activ-ity alone. Use of lower enzyme concentrations did not result in thermodynamic yields. The ther-modynamic binding equilibria regulate the con-centrations of the unbound substrates at different enzyme and substrate concentrations and thereby conversion as the reaction proceeds with time. At lesser enzyme concentrations, for a given amount of substrates (enzyme/substrate ratio low), rapid exchange between bound and unbound forms of both the substrates with the enzyme (on a weighted average based on binding constant val-ues of both the substrates) leaves substantial number of unbound substrate molecules at the start of the reaction which decrease progressively as conversion takes place (Romero et al . 2005 ; Marty et al . 1992 ) . This becomes more so, if one of them binds more fi rmly to the enzyme than the other (higher binding constant value) as the respective enzyme/substrate ratios change (dur-ing the course of the reaction) unevenly till the conversion stops due to total predominant bind-ing (inhibition). At intermediatory enzyme con-centrations, such a competitive binding results in a favourable proportion of bound and unbound substrates to effect quite a good conversion. At higher enzyme concentrations, most of the sub-strates would be in the bound form leading to inhibition and lesser conversion (higher enzyme/substrate ratios). Also, the esteri fi cation reaction requires larger amount of enzyme compared to hydrolysis. While this leads to lesser selectivity, they also give rise to varying bound and unbound substrate concentrations till the conversion ends. For a given amount of enzyme and substrates, there is no increase in conversion beyond 72 h to 120 h. Longer incubation periods of especially lesser enzyme concentrations could also result in partial enzyme inactivation. However, not all the enzymes are inactivated before the end of the reaction.

The present study investigated the effect of buf-fer salts on this esteri fi cation reaction which ren-dered ‘pH tuning’ of the enzyme, besides providing optimum water activity necessary for the better per-formance of the enzyme. All the three lipases, RML, CRL and PPL, showed higher conversions when a small amount of buffer salt was employed. By imparting ‘pH memory’ or ‘pH tuning’, the cata-lytic activity of the lyophilised subtilisin Carlsberg in the pH range 5.0–11.0, in organic solvents like acetonitrile and 3-pentanone was reported to be enhanced (Xu and Klibanov 1996 ) . The enzymatic activity of subtilisin cross-linked crystals in anhy-drous 3-pentanone was accelerated by the addition of organic soluble (a mixture of a suitable acid and sodium salt) buffers (Xu and Klibanov 1996 ) . The enantioselectivity of Candida antarctica lipase B in organic media was increased by ‘pH tuning’ of the enzyme by the addition of certain buffer salts which altered the protonation state of the enzyme and selectively tuned enantioselectivity and catalytic activity (Quiros et al . 2002 ) . Similarly, the present work also showed enhanced activity of RML and CRL in the presence of buffer salts. However, buffer salts did not enhance esteri fi cation with PPL.

Besides imparting ‘pH memory’ or ‘pH tun-ing’, added water is essential for the integrity of the three-dimensional structure of the enzyme molecule and therefore its activity (Dordick 1989 ) . Zaks and Klibanov ( 1986 , 1988 ) reported that at low water activities, the lower the solvent polarity, the higher the enzyme activity. Beyond the critical water concentration, esteri fi cation decreases because the size of the water layer formed around the enzyme retards the transfer of acyl donor to the active site of the enzyme (Humeau et al . 1998 ; Camacho-Paez et al . 2003a, b ) and also the water layer surrounding the enzymes makes enzyme to be more fl exible by forming multiple hydrogen bonds and interacting with organic solvent causing denaturation (Valiveti et al . 1991 ) . Increase in buffer volume affected this esteri fi cation reaction signi fi cantly. It could increase the water activity of the system in the initial stages by increasing the thickness of the micro-aqueous layer around the enzyme. Higher volumes of the buffer in the micro-aqueous layer could also cause slight inactivation of the enzyme

Page 134: Enzymatic Transformation

118 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

due to increase in salt concentration beyond a critical point. Partridge et al. ( 2001 ) reported that when an enzyme is suspended in a low-water organic solvent, the counter ions are in closer contact with the opposite charges on the enzyme because of the lower dielectric constant of the medium. Thus, protonation of the ionisable groups on the enzyme could be controlled by the type and availability of these ions as well as hydrogen ions resulting in a ‘pH memory’ or ‘pH tuning’. The third factor is the increase in ionic strength which could play a favourable role in esteri fi cation. Optimum pH were found to be: pH 4.0 for RML and pH 5.0 for PPL in case of l -alanyl- d -glucose, pH 7.0 for CRL in case of l -valyl- d -glucose and pH 5.0 for RML in case of l -leucyl- d -glucose reactions. This clearly indicate a slight unfavourable conformational change in the enzyme at about pH 4.0–6.0 lead-ing to lesser conversion beyond pH 4.0 and 5.0 for RML, 5.0 for PPL and 7.0 for CRL.

In case of alkyl side chain containing amino acids, l -alanine, l -valine, l -leucine and l -isoleu-cine, aldohexoses ( d -glucose, d -mannose and d -galactose), ketohexose ( d -fructose), pentose ( d -ribose) and the disaccharides (maltose) showed better conversions with all the four amino acids employed. Least conversions were observed for carbohydrate alcohols and sucrose esters. l -Valyl esters (25–78%) as well as l -leucyl esters (21–65%) showed better conversion than l -alanyl esters (3–78%) and l -isoleucyl esters (9–55%). Among the lipases employed, Candida rugosa lipase and porcine pancreas lipase have shown better conversions than Rhizomucor miehei lipase. l -Alanine, l -valine and l -leucine with d -glucose and l -alanine and l -isoleucine with d -mannose gave fi ve diastereomeric esters. Both d -arabinose and d -ribose have shown three diastereomeric esters with all the amino acids employed. Lactose did not react with l -valine and l -leucine and d -sorbitol with l -alanine, l -valine and l -isoleucine. l -Alanyl-sucrose, l -valyl- d -mannose, l -valyl-sucrose, l -leucyl-maltose, l -leucyl-sucrose and l -isoleucyl-sucrose formed only 6- O -ester. Carbohydrates like lactose, d -mannitol and d -sorbitol reacted selectively depending on the amino acid indicating that they

may not be good nucleophiles, probably could be due to more hydrogen bonding propensity for d -mannitol and d -sorbitol and more steric hindrance in case of lactose. Loss of speci fi city could be due to use of larger amount of enzymes (about 40% w/w carbohydrate), which gave a large number of esters.

Among the three aromatic amino acids and l -proline investigated, l -tryptophan showed lesser conversion (7–70%) to esters compared to the other three amino acids (20–79%). l -Trypto-phan could not form stable acyl enzyme complex due to its bulkiness and its transfer to the carbo-hydrate moiety could also be sterically dif fi cult. l -Prolyl as well as l -phenylalanyl esters showed better conversion (20–79%) followed by l -histi-dyl esters (32–72%, Table 6.24 ). l -Histidine reacted only with d -glucose, d -mannose, d -fruc-tose, maltose and d -mannitol. l -Histidine could be a less ef fi cient acyl donor compared to the other amino acids. This could be due to the extra hydrogen bonding potentialities of the imidazo-lium hydrogens of histidine compared to the other amino acids studied.

d -Arabinose, d -mannitol and sucrose in case of l -proline, d -ribose, sucrose and d -sorbitol in case of l -phenylalanine, d -arabinose, d -ribose and d -mannitol in case of l -tryptophan did not undergo any reaction. l -Tryptophanyl- d -galactose, l -trypto-phanyl- d -mannose, l -tryptophanyl-sucrose, l -his-tidyl- d -fructose and l -histidyl- d -mannitol formed only 6- O -ester. d -Ribose reacted only with l -pro-line and d -arabinose only with l -phenylalanine.

Certain carbohydrates containing axial hydroxyl groups, like C2 position in d -mannose and d -ribose and C4 position in d -galactose, have not reacted indicating that esteri fi cation with axial secondary hydroxyl group is dif fi cult to achieve, especially with bulky acyl donor amino acids. Carbohydrates like d -arabinose, d -ribose, sucrose, d -sorbitol and d -mannitol reacted selectively indicating that they are not very good acyl acceptors. This could be due to smaller size of the carbohydrate molecule in case of d -arabinose and d -ribose resulting in fi rm binding, more hydrogen bonding propensity in case of the linear carbohydrate alcohols, d -sorbitol and d -mannitol and steric hindrance in case of sucrose. In case of aldopentoses ( d -arabinose and

Page 135: Enzymatic Transformation

1196.11 Discussion

d -ribose), NMR spectrum clearly indicated degra-dation and/or ring opening during the reaction. In case of l -alanyl- d -ribose and l -valyl- d -ribose, opening of the fi ve-membered ring during esteri fi cation was noticed by observation of a large number of signals in the 3.0–5.0-ppm ( 1 H) and 63–75-ppm ( 13 C) region which could be due to excess strain on the ring due to introduction of bulky amino acid groups to d -ribose OH groups.

Two-dimensional HSQCT NMR con fi rmed that only monoesters (1-O-, 2-O-, 3-O-, 4-O-, 5-O-, 6-O- and 6 ¢ -O-) and in most of the cases few diesters (1,6-di-O-, 2,5-di-O-, 2,6-di-O-, 3,6-di-O-, 4,6 ¢ -di-O- and 6,6 ¢ -di-O-) were found to be formed in this esteri fi cation reaction. Nature of the products clearly indicated that primary hydroxyl groups of the carbohydrates (1- O -, 5- O -, 6- O - and 6 ¢ - O -) esteri fi ed predominantly over the secondary hydroxyl groups (2- O -, 3- O - and 4- O -). Among the secondary hydroxyl groups, 4- O -ester was formed only in case of d -mannose. Out of secondary hydroxyl groups, 2-O, 3-O and 4-O were found to be esteri fi ed to different extents depending on the l -amino acids, lipase and the carbohydrate employed. NMR spectroscopy also indicated that both a - and b -anomers reacted in case of d -glucose, d -galac-tose, d -mannose, d -arabinose, d -ribose, lactose and maltose. The anomeric hydroxyl groups did not react. Carbohydrates containing axial hydroxyl groups in axial position like C2 in d -mannose and d -ribose and C4 in d -galactose have not reacted, indicating that esteri fi cation with axial secondary hydroxyl groups are dif fi cult, especially with alkyl amino acyl donors. Lesser incubation periods gave rise to only monoesters. The anomeric hydroxyl groups of carbohydrate molecules did not react because of rapid glycosidic ring opening and closing process.

About 128 l -aminoacyl esters of carbohy-drates have been synthesised in the present work, and about 116 esters are reported for the fi rst time. The new esters reported are l -alanyl- d -glu-cose, l -alanyl- d -galactose, l -alanyl- d -mannose, l -alanyl- d -fructose, l -alanyl- d -arabinose, l -ala-nyl- d -ribose, l -alanyl-lactose, l -alanyl-maltose, l -alanyl-sucrose, l -valyl- d -glucose, l -valyl- d -

galactose, l -valyl- d -mannose, l -valyl- d -fruc-tose, l -valyl- d -arabinose, l -valyl- d -ribose, l -valyl-maltose , l -valyl-sucrose, l -valyl- d -man-nitol, l -leucyl- d -glucose, l -leucyl- d -galactose, l -leucyl- d -mannose, l -leucyl- d -fructose, l -leucyl- d -arabinose, l -leucyl- d -ribose, l -leucyl-maltose, l -leucyl-sucrose, l -leucyl- d -mannitol, l -leucyl- d -sorbitol, l -isoleucyl- d -glucose , l -iso-leucyl- d -galactose , l -isoleucyl- d -mannose, l -isoleucyl- d -fructose, l -isoleucyl- d -arabinose, l -isoleucyl- d -ribose, l -isoleucyl-lactose, l -iso-leucyl-maltose, l -isoleucyl-sucrose and l -isole-ucyl- d -mannitol, l -prolyl- d -glucose, l -prolyl- d -galactose, l -prolyl- d -mannose, l -prolyl- d -ribose, l -prolyl- d -fructose, l -prolyl-lactose, l -prolyl-maltose, l -prolyl- d -sorbitol, l -phenylalanyl- d -arabinose, l -tryptophanyl- d -mannose, l -tryptophanyl- d -galactose, l -tryptophanyl- d -fructose, l -tryptophanyl-lactose, l -tryptophanyl-malt-ose, l -histidyl- d -glucose, l -histidyl- d -mannose, l -histidyl- d -fructose, l -histidyl-maltose and l -histidyl- d -mannitol.

In case of l -alanyl- d -glucose, only b -anomer of d -glucose reacted, the d -glucose employed being a 40:60 mixture of a - and b -anomers, respectively. The anomeric composition of d -glucose employed for the reaction was 40:60 ( a : b ), and the equal peak areas of anomeric H-1 chemical shift values observed at 4.24 and 4.0 ppm indicated that either both the anomers have reacted to equal extent (1:1) or d -glucose had undergone mutarotation in case of l -valyl and l -leucyl esters of d -glucose. Only monoesters were formed with only b -anomer of d -glucose, when an attempt was made to improve the selectivity of ester formation by decreasing the incubation period in case of l -alanyl- d -glucose synthesis using RML.

Commercial crude PPL preparations contain variety of estero-/lipolytic enzymes with low PPL concentrations (Segura et al . 2006 ; Birner-Grunberger et al . 2004 ) which could also perform facile esteri fi cation. Hence, a small amount of esters formed from esterases along with those of lipases in the present reaction cannot be ruled out. Since the reactions were carried out at a low temperature of 40–60°C, the formation of pep-tide was less than 3%, even though unprotected l -amino acid was used for the reaction. NMR

Page 136: Enzymatic Transformation

120 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

data clearly indicated that no Maillard reaction occurred. Under these reaction conditions, for-mation of Maillard reaction products is quite likely. For instance, Maillard and Pictet–Spengler phenolic condensation products were reported in the reaction between phenolic amino acids and d -glucose in phosphate buffer at different pH from 5.0 to 9.0 at 90°C (Manini et al . 2005 ) . Similarly Maillard products from the reaction between d -glucose and N- t -boc- l -lysine incu-bated with aminoguanidine in phosphate buffer (pH 7.4) at 70°C was also reported (Reihl et al . 2004 ) . No such Maillard reaction type products were detected by mass as well as NMR in the present investigation. RML, CRL and PPL showed signi fi cant esteri fi cation (up to 84%) when unprotected l -amino acid was used. When N-acetyl- l -alanine was used in the present work, both RML and PPL gave <5% yield. Riva et al . ( 1988 ) have reported two monoesters (4- O - and 6 -O- ester) and no diester for l -alanine, using subtilisin, a protease. Our present study has shown that comparable esteri fi cation yields to others could be achieved by employing PPL, CRL and RML instead of protease. Lipases from Candida rugosa , Rhizomucor miehei and porcine pancreas showed broad substrate speci fi city towards amino acids as well as carbohydrates.

Response surface methodological studies carried out to optimise the RML-catalysed esteri fi cation reaction of l -phenylalanyl- d -glucose also brought out the salient features of this esteri fi cation reaction.

Thus this study has shown that unprotected and unactivated amino acids containing hydro-phobic alkyl side chain can serve as good acyl donors in the esteri fi cation reaction catalysed by lipases from Candida rugosa , Rhizomucor mie-hei and porcine pancreas.

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Somashekar BR, Divakar S (2007) Lipase catalyzed syn-thesis of L-alanyl esters of carbohydrates. Enzyme Microb Technol 40:299–309

Stahl M, Jeppsson-Wistrand U, Mansson MO (1991) Induced stereoselectivity and substrate selectivity of bioimprinted a -chymotrypsin in anhydrous organic solvents. J Am Chem Soc 113:9366–9368

Suzuki Y, Shimizu T, Takeda H, Kanda K (1991) Fermentative or enzymatic manufacture of sugar amino acid esters. Japan Patent, 03216194 A2

Tamura M, Shoji M, Nakatsuka T, Kinomura K, Okai H, Fukui S (1985) Methyl 2,3-di-(L- g - amimobutyryl)- a -D-glucopyranoside, a sweet substance and tastes of related compounds of neutral amino acids and D-glucose derivatives. Agric Biol Chem 49:2579–2586

Therisod M, Klibanov AM (1986) Facile enzymatic prep-aration of mono acylated sugars in pyridine. J Am Chem Soc 108:5638–5640

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122 6 Lipase-Catalysed Preparation of Aminoacyl Esters of Carbohydrates

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123S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_7, © Springer India 2013

7.1 Introduction

Like acylation of carbohydrates, regioselective glycosylation involving carbohydrates is a quite challenging synthetic objective because of several hydroxyl groups in these molecules (Haines 1976 ) . Chemical methods of glycosylation involve protection and deprotection (Konstantinovic et al. 2001 ) . The use of enzymatic method for glyco-side synthesis in principle avoids selective protec-tion – deprotection and control of con fi guration (Chahid et al. 1992 ; Thiem 1995 ; Vic et al. 1997 ; Kosary et al. 1998 ) . Glycosyl transfer reactions for the synthesis of glycosides can be carried out under thermodynamically or kinetically controlled conditions (Ichikawa et al. 1992 ; Rantwijk et al. 1999 ) . Reverse hydrolytic method is a thermody-namically controlled method employed for the synthesis of alkyl glycosides (Chahid et al. 1992 ; Ismail and Ghoul 1996 ; Vic et al. 1996 ) . The

reaction comprises a monosaccharide with a nucleophile such as an alcohol to give the corre-sponding glycoside and water. Transglycosylation is kinetically controlled reaction wherein glyco-side (e.g. disaccharide) is used as a glycosyl donor (Stevenson et al. 1993 ; Ismail et al. 1998, 1999 ) .

The use of organic solvent in enzyme cataly-sis has been stimulated by several factors such as solubilities of the organic compounds, shift-ing equilibrium towards the synthesis, increas-ing the enzyme stability and recovery of the enzyme (Rubio et al. 1991 ) . One critical limita-tion in these systems is the poor solubility of the carbohydrate substrate in the organic phase especially when hydrophobic alcohol (glycosyl acceptor) itself is used as a substrate and in some cases as a solvent media to obtain surfac-tant with a long hydrocarbon chain (Laroute and Willemot 1992 ; Vic and Crout 1995 ; Crout and Vic 1998 ) . There are reports where glycosylations

7

Abstract

Chapters 7 , 8 and 9 deal with enzymatic glycosylation. Glycosylation of alcohols (Chap. 7 ), water-soluble and water-insoluble phenols (Chap. 8 ) and water-soluble and water-insoluble vitamins (Chap. 8 ) involve glycosi-dases like amyloglucosidases from a Rhizopus mould, b -glucosidase from sweet almond and b -glucosidases immobilised onto calcium alginate beads. The results from comparative studies of the preparation in shake fl asks under nonsolvent conditions – employing substrate itself as the sol-vent or in presence of solvents and by re fl ux method employing di-isopro-pyl ether – are discussed.

Enzymatic Glycosylation of Alcohols

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124 7 Enzymatic Glycosylation of Alcohols

were carried out either in biphasic systems of a water-immiscible alcohol and water (that main-tains sugar substrate and enzyme) or water and water-miscible monophasic system (Monsan et al. 1996 ) . The process of glycosylation can be effected under nonaqueous, solvent-free condi-tions, high substrate, high temperature and mod-erate to high water activity to yield glycosides (Nilsson 1987 ; Roitsch and Lehle 1989 ; Gygax et al. 1991 ; Laroute and Willemot 1992 ; Vic and Thomas 1992 ; Shin et al. 2000 ) .

Recently, synthesis of glycosides has gener-ated much interest because of their broad range of applications in various fi elds. This class of compounds is mainly used as nonionic surfac-tants in food and pharmaceuticals. These types of nonionic surfactants exhibit several interesting properties in detergency, foaming, wetting, emulsi fi cation and antimicrobial effect (Matsumura et al. 1990 ; Balzar 1991 ) . Alkyl gly-cosides are non-toxic, non-skin-irritating and biodegradable (Matsumura et al. 1990 ; Busch et al. 1994 ; Madsen et al. 1996 ) . Further, alkyl glycosides are used as raw materials for sugar fatty acid ester synthesis (Mutua and Akoh 1993 ) . Because of these properties, alkyl glycosides fi nd great potential application in many diversi fi ed areas such as pharmaceutical, chemical, cosmetic and detergent industries.

Glycosylation, besides being an important method for the structural modi fi cation of com-pounds with useful biological activities, also allows the conversion of a water-insoluble com-ponent into water-soluble one, thereby improv-ing its pharmacological applications (Suzuki et al. 1996 ; Vijayakumar and Divakar 2005 ; Sivakumar and Divakar 2006 ) . The present

investigation has been undertaken to achieve this objective.

Enzymatic glycosylation described here was carried out using amyloglucosidase from Rhizopus sp., a commercially available enzyme known to cleave a (1 → 4) glycosidic linkage of starch to give glucose. Comparative studies of the prepara-tion in shake fl asks under nonsolvent conditions (employed alcohol itself acts as solvent) or in pres-ence of solvents and by re fl ux method involving re fl uxing and stirring the reaction mixture using di-isopropyl ether as solvent were carried out (Vijayakumar et al. 2005, 2007 ) . Glucosylation occurred with amyloglucosidase only in the presence of water, which is added in the form of buffer of certain pH, volume of water and salt concentra-tion. A general scheme for the glycosylation reac-tion involving synthesis of n-alkyl glucosides is shown in Scheme 7.1 .

7.2 n-Octyl- D -Glucoside

Synthesis of n-octyl- d -glucoside was studied in detail (Vijayakumar et al. 2007 ) . Effects of incubation period, pH, buffer concentration and enzyme concentration were studied by both shake- fl ask and re fl ux methods. The retention time for free d -glucose was found to be 5.2 and 7.2 min for n-octyl- d -glucoside (Fig. 7.1 ). Glycosylation pro fi le is shown in Fig. 7.2 .

Optimal conditions for the reaction are the following:

At shake- fl ask level, the optimum conditions were found to be 30% (w/w d -glucose) amyloglucosidase (Tables 7.1 and 7.2 , Fig. 7.3 ) concentration and 0.8 mM (0.4 mL), pH 6.0 phosphate buffer at an

Scheme 7.1 Synthesis of n-alkyl glucosides

Page 141: Enzymatic Transformation

1257.2 n-Octyl-D-Glucoside

Fig. 7.1 Typical HPLC chromatogram for the reaction mixture of d -glucose and n-octyl- d -glucoside. HPLC con-ditions: aminopropyl column (10- m m particle size, 3.9 × 300 mm length); solvent – CH

3 CN: H

2 O (80:20 v/v);

fl ow rate – 1 mL min −1 ; and RI detector. Retention times: solvent peak – 3.6 min; d -glucose – 5.2 min; and n-octyl- d -glucoside – 7.2 min

Table 7.1 Effect of amyloglucosidase concentration on the synthesis of n-octyl- d -glucoside a

Enzyme % (w/w d -glucose)

Shake- fl ask method Enzyme % (w/w d -glucose)

Re fl ux method

Yield – % ( m mol) Yield – % ( m mol)

10 26 (143) 10 11 (58) 20 28 (153) 20 8 (42) 30 28 (155) 30 46 (255) 40 28 (154) 40 26 (142) 50 17 (96) 50 40 (223) 80 19 (106) 75 27 (147) 100 10 (55) 100 20 (113)

a Conversion yields were from HPLC with respect to 0.555 mmol of d -glucose. d -Glucose – 0.555 mmol; n-octanol – 50 eq (0.027 mol); temperature – 60°C for shake- fl ask method and 68°C for re fl ux method; pH – 6.0; 0.01 M; and buffer volume – 0.4 mL (0.04 mM for re fl ux method and 0.8 mM for shake- fl ask method). Error in yield measurements will be ±5–10%. This applies to all the yields given in the subsequent tables also

Table 7.2 Effect of buffer concentration on the synthesis of n-octyl- d -glucoside a

Buffer concentration (mM)

Shake- fl ask method Buffer concentration (mM)

Re fl ux method

Yield – % ( m mol) Yield – % ( m mol)

0.2 15 (86) 0.01 5 (29) 0.4 17 (94) 0.02 8 (44) 0.8 20 (109) 0.04 40 (223) 1.2 4 (24) 0.06 31 (173) 1.6 4 (24) 0.08 No yield – – 0.1 No yield

a Conversion yields were from HPLC with respect to 0.555 mmol of d -glucose. d -Glucose – 0.555 mmol; n-octanol – 50 eq (0.027 mol); temperature – 60°C for shake- fl ask method and 68°C for re fl ux method; enzyme – 50% w/w d -glu-cose; and pH – 4.0 (0.2–1.6 mM) for shake- fl ask method and 6.0 (0.01–0.1 mM) for re fl ux method

Page 142: Enzymatic Transformation

126 7 Enzymatic Glycosylation of Alcohols

0

10

20

30

40

50

0 20 40 60 80 100 120 140

Con

vers

ion

yiel

d (%

)

Incubation time (hr)

Fig. 7.2 A typical reaction pro fi le for n-octyl- d -gluco-side synthesis by the re fl ux method. Conversion yields were from HPLC with respect to 0.555 mmol of d -glu-cose. Reaction conditions: d -glucose –0.555 mmol;

n-octanol – 0.027 mol; amyloglucosidase –50% (w/w d -glucose); 0.04 mM (0.4 mL of 10 mM buffer); pH 5.0 acetate buffer; solvent – di-isopropyl ether; and tempera-ture –68°C

0

10

20

30

40

50

4 5 6 7 8

Con

vers

ion

yiel

d (%

)

pH

shake flask

reflux

Fig. 7.3 Effect of pH on n-octyl- d -glucoside synthesis. Conversion yields were from HPLC with respect to 0.555 mmol of d -glucose. Reaction conditions: d -glucose –0.555 mmol: n-octanol –0.027 mol; buffer concentration –0.04 mM (0.4 mL of 10 mM buffer) for re fl ux method

and 0.8 mM (0.4 mL of 10 mM buffer) for shake- fl ask method; and incubation –72 h. Re fl ux method: solvent – di-isopropyl ether and temperature –68°C. Shake- fl ask method: temperature –60°C

incubation period of 72 h. Similarly, the optimum conditions for the re fl ux method were found to be 30% (w/w d -glucose) amyloglucosidase (Tables 7.1 and 7.2 , Fig 7.3 ) concentration and 0.04 mM (0.4 mL), pH 6.0 phosphate buffer at an incubation period of 72 h.

7.3 Synthesis of n-Octyl- D -Glucoside Using b -Glucosidase

n-Octyl- d -glucoside was synthesised by the re fl ux method using b -glucosidase isolated from sweet almond. The reaction mixture analysed by

Page 143: Enzymatic Transformation

1277.6 Spectral Characterisation

HPLC showed 23% (230 m mol) conversion with respect to the d -glucose employed. Two-dimensional NMR (HSQCT) con fi rmed forma-tion of n-octyl- b - d -glucoside.

7.4 Determination of Critical Micellar Concentration (CMC)

Since glycosides of long-chain alcohols serve as nonionic surfactants, critical micellar concentra-tion (CMC) of n-octyl- d -glucoside determined (Rosenthal and Loussale 1983 ) was found to be 16.1 mM (0.47%).

7.5 Synthesis of n-Octyl Glycosides

The optimum conditions worked out for the syn-thesis of n-octyl- d -glucoside by the re fl ux method were employed for the synthesis of n-octanol, glycosides of various carbohydrates. The various carbohydrates employed were d -glucose, d -galac-tose, d -mannose, d -fructose, d -arabinose, d -ribose, maltose, sucrose, lactose, d -mannitol and d -sorbitol. n-Octyl maltoside (conversion yield 15%, 150 m mol) and n-octyl sucrose (con-version yield 13%, 130 m mol) were obtained by this procedure (Scheme 7.2 ).

The retention times for free carbohydrate and n-octyl glycosides in HPLC were d -glucose –

5.2 min; n-octyl- d -glucoside – 7.2 min; maltose – 7.4 min; n-octyl maltoside – 10.5 min; sucrose – 6.4 min; and n-octyl sucrose – 7.1 min. The structures of the glycosides formed, HPLC yield and product proportions are presented in Table 7.3 . Other carbohydrates such as d -fruc-tose, d -arabinose, d -ribose, lactose and d -sorbitol did not form any glycoside with n-octanol. However, HPLC indicated glycosylation of d -galactose, d -mannose and d -mannitol with conversion yields less than 5%.

7.6 Spectral Characterisation

The glycosides were characterised by UV, IR, 2-D NMR (HSQCT) and optical rotation. Two-dimensional HSQCT NMR gave information on the nature and proportions of the products formed (Table 7.3 ). Since n-octyl glycosides are surfac-tant molecules, the proton signals are broad due to aggregation at concentration above CMC employed, and hence, coupling constant values could not be determined satisfactorily for these compounds.

UV spectrum of n-octyl- a and b - d -glucosides, maltoside and sucroside synthesised by b -glu-cosidase showed s → s * band between 190 and 205 nm and n → p * band between 275 and 278.5 nm. The IR spectral band in the region 1,027–1,053 cm −1 corresponded to the glycosidic

Scheme 7.2 Synthesis of n-octyl glycosides

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128 7 Enzymatic Glycosylation of Alcohols

C–O–C symmetrical stretching and 1,225–1,259 cm −1 for the glycosidic C–O–C asymmetri-cal stretching frequencies.

In case of a -glucoside, the 1 H NMR area of the C1 anomeric cross peaks, con fi rmed that a : b ano-meric composition obtained was 63:25. Apart from the free C1 a and C1 b signals, the cross peaks in the anomeric region with 13 C chemical shift values at 98.5 and 103.2 ppm with the cor-responding 1 H values at 4.62 and 4.17 ppm clearly indicated C1 a of the glucoside and C1 b glucoside formation. The cross peak in the C6 region ( 13 C at 67.2 ppm and 1 H at 3.64 ppm) indicated C6-O-alkylated product. Mass value 294 [M + 2] obtained from mass spectrum further con fi rmed the product formation

Two-dimensional HSQCT showed the down fi eld chemical shift for C1 b at 103.2 ppm

and the corresponding 1 H value at 4.18 ppm, indi-cating the formation of only C1 b glucoside. No other product formation (C1 a glucoside or C6-O-alkylated) was detected unlike the amyloglucosi-dase-catalysed reaction.

For the maltoside, the down fi eld chemical shift for C1 a at 98.8 ppm and the corresponding 1 H value at 4.63 ppm indicated formation of only C1 a maltoside and no C-6-O-alkylated products. A mass value 455 was obtained for [M + 1] peak.

In case of the sucroside, two-dimensional HSQCT con fi rmed the formation of C1-O- and C6-O- of alkylated products. The chemical shift values for C1 at 62.8 ppm ( 1 H at 3.76 ppm) and C6 at 63.0 ppm ( 1 H at 3.25 ppm) indicated the formation C1-alkylated and C6-alkylated products, respectively. Also NMR data clearly showed that hydrolysis of sucrose has taken

Table 7.3 n -Octyl glycosides with conversion yields and product proportions a

Glycosides and product proportions b Glycosylation yield (%) c

O

OHOH

OH

OH

O CH3

O

OHOH

OH

OH

O CH3

46

n-Octyl- a - d -glucoside (63) n-Octyl- b - d -glucoside (25)

O

OHOH

OH

OH

O CH3

C6-O-octyl- d -glucose (12)

O

OHOH

OH

OH

O CH3

23

n-Octyl- b - d -glucoside d

OH

OH

OH H

H

H

HH

OHO

O

OH

H

H

HH

OH

OOH

O CH3

15

n-Octyl maltoside

OH

O

OHOH

OH

O

O

HO

OH

O

CH3

OH

OH

O

OHOH

OH

OH

O

HO

OH

OOCH3

13

C1-O-octyl sucrose (44) C6-O-octyl sucrose (56)

a Carbohydrate and n-octanol – 1:50 equivalents; amyloglucosidase – 30% (w/w carbohydrate); solvent – di-isopropyl ether; temperature – 68°C; and incubation period – 72 h b The product proportions determined from 2D-HSQCT NMR C1/C6 cross peak areas are shown in brackets c Conversion yields were from HPLC with respect to free carbohydrate d The compound was synthesised by using b -glucosidase from sweet almonds

Page 145: Enzymatic Transformation

1297.7 Synthesis of n-Alkyl Glucosides Using Amyloglucosidase

place and the hydrolyzed d -glucose is glyco-sylated at C1 a ( 13 C at 98.7 ppm and 1 H at 4.64 ppm) and alkylated at the C6-O- position ( 13 C at 67.5 ppm and 1 H at 3.54 ppm). The mass value 455 for [M + 1] peak con fi rmed the product formation.

7.7 Synthesis of n-Alkyl Glucosides Using Amyloglucosidase

n-Alkyl glucosides using alcohols of carbon chain length C1–C18 were synthesised with the following speci fi c alcohols, namely, methyl alcohol, ethyl alcohol, n-propyl alcohol, n-butyl alcohol, n-amyl alcohol, n-hexyl alco-hol, n-heptyl alcohol, n-octyl alcohol, n-nonyl alcohol, n-decyl alcohol, lauryl alcohol, cetyl alcohol and stearyl alcohol. The reaction mix-tures were analysed by HPLC. Retention times are d -glucose – 5.2 min; n-methyl- d -glucoside – 7.0 min; n-ethyl- d -glucoside – 7.1 min; n-propyl- d -glucoside – 7.1 min; n-butyl- d -glucoside – 7.1 min; n-amyl- d -glucoside – 7.1 min; n-hexyl- d -glucoside – 7.2 min; n-heptyl- d -glucoside – 7.2 min; n-nonyl- d -glucoside – 7.5 min; n-decyl- d -glucoside – 7.6 min; lauryl- d -glucoside – 7.6 min; cetyl- d -glucoside – 7.7 min; and stearyl- d -glucoside – 7.7 min.

7.7.1 Shake-Flask Method

Alcohols of carbon chain lengths C2–C18 were employed for the synthesis of glucosides. The yields obtained (with respect to d -glucose) were found to be in the range 3–28% (16–156 m mol). The results showed that the yields are higher for ethanol (10%, 57 m mol), n-propyl alcohol (13%, 73 m mol) and n-butanol (9%, 52 m mol). For other medium-chain-length alcohols like n-amyl alco-hol (3%, 16 m mol), n-hexyl alcohol (9%, 47 m mol) and n-heptyl alcohol (5%, 26 m mol), the yields were much lower. However, from n-octyl alcohol to n-decyl alcohol, the yields were the highest (20%, 109 m mol to 23%, 127 m mol) with n-nonyl alcohol giving the highest yield (28%, 155 m mol). The yields decreased slightly with further increase in alcohol chain lengths up to stearyl alcohol. The shake- fl ask method gave lesser yields at pH 4.0 in general for the carbon chain lengths up to C7. From n-octyl alcohol onwards, the yields increased with increase in chain lengths up to C10.

7.7.2 Re fl ux Method

Alkyl glucosides were also synthesised with vari-ous alcohols by the re fl ux method (Vijayakumar et al. 2007 ) in presence of 0.04 mM (0.4 mL), pH 4.0 and 5.0 acetate buffer (Figs. 7.4 and 7.5 ). At

0

50

100

150

200

250

300

C1 C2 C3 C4 C5 C6 C7 C8 C9 C10 C12 C16 C18

Yie

ld (

mic

ro m

ol)

Carbon chain length

Fig. 7.4 Synthesis of n-alkyl glucosides by re fl ux method at pH 4.0. d -glucose (0.000555 mol) and alcohol in 1:50 M proportions along with 50% w/w of amyloglucosi-

dase and 0.4 mL 0.01 M acetate buffer at pH 4.0 re fl uxed with 50 mL di-isopropyl ether (boiling point –68°C) for 72 h. Conversion yields by HPLC

Page 146: Enzymatic Transformation

130 7 Enzymatic Glycosylation of Alcohols

pH 4.0 the yields were lower for methyl (13%, 71 m mol), ethyl (5%, 27 m mol) and n-propyl alco-hols (7%, 39 m mol). However, the yields were higher for the remaining alcohols. The highest yield was observed for n-amyl alcohol (44%, 245 m mol). In general, except lauryl alcohol (10%, 55 m mol), the yields were higher for n-octyl alcohol (24%, 134 m mol) onwards towards higher-chain-length alcohols.

At pH 5.0, the yields obtained were found to be in the range of 12% (65 m mol)–44% (242 m mol). Higher yields were observed for ethyl alcohol (44%, 242 m mol) and lauryl alcohol (36%, 200 m mol).

7.8 Cetyl and Stearyl Glucosides

The effect of increasing enzyme concentration on the synthesis of cetyl and stearyl glucosides was investigated (Vijayakumar et al. 2007 ) . The yields obtained at 40% enzyme concentration was higher in case of both cetyl (6%, 34 m mol) and stearyl glucosides (19%, 105 m mol) compared to the other enzyme concentrations. The yields gen-erally were higher at all the enzyme concentra-tions for stearyl alcohol compared to cetyl alcohol. This could be because the longer-chain-

length alcohol functioned as a better nucleophile for accepting a d -glucose molecule than the shorter-chain-length alcohol.

7.9 Optimisation of n-Octyl- D -Glucoside Synthesis Using Response Surface Methodology

Ismail et al. ( 1998 ) have reported the synthesis of butyl glucoside by RSM. Using b -galactosidase, Chahid et al. ( 1994 ) have reported the synthesis of a mixture of octylglucoside and octylgalacto-side through a transglycosylation reaction involv-ing lactose and n-octanol. The present work deals with a detailed RSM analysis of the synthesis of n-octyl- d -glucoside using amyloglucosidase from Rhizopus sp. by the shake- fl ask method (Vijayakumar et al. 2005 ) .

Design : Central composite rotatable design (CCRD), 32 experiments, 5 variables at 5 levels

Variables : n-Octanol concentration, enzyme con-centration, pH, buffer concentration (buffer volume) and temperature. Coded and actual values are shown in Table 7.4 . Actual set of experiments undertaken as per the CCRD with coded values and the glucosyla-tion yields obtained is given in Table 7.5 .

0

50

100

150

200

250

300

C1 C2 C3 C4 C5 C6 C7 C8 C9 C10 C12 C16 C18

yiel

d (

mic

ro m

ol)

Carbon chain lengh

Fig. 7.5 Synthesis of n-alkyl glucosides by re fl ux method at pH 5.0. d -glucose (0.000555 mol) and alcohol in 1:50 M proportions along with 50% w/w of amyloglucosi-

dase and 0.4 mL 0.01 M acetate buffer at pH 5.0 re fl uxed with 50 mL di-isopropyl ether (boiling point – 68°C) for 72 h. Conversion yields by HPLC

Page 147: Enzymatic Transformation

1317.9 Optimisation of n-Octyl-D-Glucoside Synthesis Using Response Surface Methodology

Table 7.4 Coded values of the variables and their corresponding actual values used in the design of experiments

Variables −2 −1 0 1 2

n-Octanol (eq) 15 30 45 60 75 Amyloglucosidase (mg) 20 40 60 80 100 pH 4.0 5.0 6.0 7.0 8.0 Buffer volume (mL) 0.2 0.4 0.6 0.8 1.0 Temperature (°C) 30 40 50 60 70

Table 7.5 Experimental design with experimental and predicted yields of n-octyl- d -glucoside

Expt no n-Octanol Amylo glucosidase pH

Buffer volume Temperature

Yield a e xperimental

Yield predicted

1 −1 −1 −1 −1 1 20.0 22.4 2 −1 −1 −1 1 −1 10.7 12.3 3 −1 −1 1 −1 −1 27.2 30.3 4 −1 −1 1 1 1 0.9 5.8 5 −1 1 −1 −1 −1 37.5 35.6 6 −1 1 −1 1 1 1.8 1.8 7 −1 1 1 −1 1 14.4 13.8 8 −1 1 1 1 −1 13.1 11.6 9 1 −1 −1 −1 −1 31.6 30.8 10 1 −1 −1 1 1 1.2 4.2 11 1 −1 1 −1 1 26.6 27.1 12 1 −1 1 1 −1 17.8 17.4 13 1 1 −1 −1 1 18.1 15.6 14 1 1 −1 1 −1 17.9 14.5 15 1 1 1 −1 −1 37.2 33.3 16 1 1 1 1 1 2.5 2.4 17 0 0 0 −2 0 40.9 43.8 18 0 0 0 2 0 12.1 7.1 19 0 0 −2 0 0 14.1 15.9 20 0 0 2 0 0 20.0 18.1 21 0 −2 0 0 0 27.6 21.5 22 0 2 0 0 0 7.1 15.1 23 −2 0 0 0 0 26.3 24.3 24 2 0 0 0 0 26.2 28.1 25 0 0 0 0 −2 13.8 18.4 26 0 0 0 0 2 0 0 27 0 0 0 0 0 27.6 24.1 28 0 0 0 0 0 21.4 24.1 29 0 0 0 0 0 21.1 24.1 30 0 0 0 0 0 30.1 24.1 31 0 0 0 0 0 23.4 24.1 32 0 0 0 0 0 17.1 24.1

a Conversion yields were from HPLC with respect to 0.555 mmol of d -glucose. The experimental yields were an average from two experiments

Page 148: Enzymatic Transformation

132 7 Enzymatic Glycosylation of Alcohols

Equation : A second-order polynomial equation was developed to study the effects of the variables on the esteri fi cation yields in terms of linear, qua-dratic and cross product terms.

Y=-98.557-0.780X1 + 1.280X

2 + 17.752X

3 -

82.346X4 + 4.005X

5 + 0.002X

1X

1 - 0.004 X

2

X2 - 1.783 X

3X

3 + 14.526X

4X

4 - 0.043X

5X

5 -

0.002X1X

2 + 0.124X

1X

3 + 0.051X

1X

4 + 0.0003

X1X

5 - 0.066X

2X

3 + 0.049 X

2X

4 - 0.009 X

2

X5 + 1.341 X

3X

4 + 0.035 X

3X

5 + 0.166 X

4X

5

where X 1 – n-octanol concentration; X

2 – amylo-

glucosidase concentration; X 3 – pH; X

4 – buffer

volume; and X 5 – temperature.

Coef fi cients : Microsoft Excel software, Version 5.0

Analysis of Variance ( ANOVA ): Microsoft Excel software ANOVA showed the model is signi fi cant at P < 0.01.

Optimisation : Microsoft Excel Solver function

The experimental data fi tted the second-order polynomial equation well as indicated by a R 2 value of 0.895 (Table 7.5 ).

The maximum yield predicted based on the response model 53.5% is obtained at an n-octanol concentration of 75 eq 20 mg amyloglucosidase concentration, 0.30 mM (0.2 mL of 10 mM buf-fer) pH 7.8 buffer and 50°C. The experiments conducted at the above optimum conditions resulted in 53.8% yield. Apart from the above experiment, validation of the response model was carried out at selected random process conditions.

These validation experiments closely agreed with the predicted yields (Table 7.6 ).

The effect of n-octanol and enzyme concen-tration on the glucosylation of n-octanol to n-octyl- d -glucoside at 0.6 mL of 10 mM, pH 6.0 at 50°C is shown in Fig. 7.6 . The extent of con-version increased with the increase in n-octanol equivalents at lower enzyme concentrations. With increase in enzyme concentration from 20 to 60 mg (20–60% with respect to w/w d -glucose), the extent of glucosylation reached a maximum of 27.0% at 60 mg (60% w/w d -glucose) enzyme concentration. With further increase in enzyme concentration to 100 mg (100% w/w d -glucose), the yield decreased. This was the behaviour at all equivalents of n-octanol. Around an enzyme con-centration of 60 mg (60% w/w d -glucose), increase in n-octanol equivalents exhibited a trough with a slight dip around an n-octanol con-centration of 45 eq. The surface plot illustrates that at lower enzyme concentrations, suf fi cient amount of free n-octanol is available for transfer of d -glucose to n-octanol resulting in increase in glucosylation. At higher enzyme concentrations, a complete binding of n-octanol to the enzyme would effectively reduce the concentration of free n-octanol, thereby causing a reduction in the transfer of d -glucose molecule to n-octanol lead-ing to reduced glucosylation.

The catalytic ef fi ciency of the enzyme was found to be the highest at 50°C, and it decreased to very low values at 70°C at all enzyme con-centrations (Fig. 7.7 ). Other conditions kept constant were n-octanol – 45 eq, pH – 6.0 and

Table 7.6 Validation of experimental data

n-Octanol (eq) Amylo glucosidase (mg) pH

Buffer volume (mL) Temperature (°C) Yield predicted

Yield a experimental

50 50 4.5 0.3 55 27.3 23.8 40 30 6.5 0.5 65 13.6 6.09 65 50 7.5 0.3 65 25.2 25.3 55 45 4.5 0.3 45 34.2 30.1 55 45 4.5 0.3 35 31.0 20.9 10 65 5.5 0.7 65 2.8 4.2 50 55 4.5 0.9 65 0 5.0 75 20 7.8 0.2 50 53.5 53.8

a Conversion yields were from HPLC with respect to 0.555 mmol of d -glucose. The experimental yields were an average from two experiments

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1337.9 Optimisation of n-Octyl-D-Glucoside Synthesis Using Response Surface Methodology

buffer concentration – 1.3 mM (0.6 mL of 10 mM buffer). At 30°C, glucosylation occurred at all enzyme concentrations. The highest con-version was with 60 mg (60% w/w d -glucose) of enzyme. At lower enzyme concentrations, the

conversions were lower. However, they increased with increase in temperature up to 50°C indicat-ing that the optimum temperature required for glucosylation is 50°C. At a higher temperature of 70°C, the enzyme most probably underwent

Fig. 7.6 Three-dimensional surface plot showing the effect of n-octanol concentration and enzyme concentration on the extent of glucosylation (pH –6.0, buffer volume –0.6 mL, temperature –50°C)

Fig. 7.7 Three-dimensional surface plot showing the effect of enzyme concentration and temperature on the extent of glucosylation (n-octanol – 45 eq, pH – 6.0, 0.6 mL of 10 mM buffer)

Page 150: Enzymatic Transformation

134 7 Enzymatic Glycosylation of Alcohols

denaturation leading to a loss in catalytic activity.

The effect of buffer volume and pH on the extent of glucosylation at an n-octanol concentra-tion of 45 eq, 60 mg enzyme and 50°C effectively indicated the role of concentration of buffer salts and their effect on importing ‘pH memory’ to amyloglucosidase. With increase in pH, glucosy-lation decreased at all buffer volumes. An opti-mum buffer volume of 0.6 mL buffer was found to be the best for this reaction.

Thus, this study showed that this model is very good in predicting the glucosylation of n-octanol by the amyloglucosidase enzyme.

References

Balzar D (1991) Alkylglucosides, their physico-chemical properties and their uses. Tenside Surfactant Deterg 28:419–427

Busch P, Hensen H, Khare J, Tesmann H (1994) Alkylpolyglycosides-a new cosmetic concept for mil-derness. Agro-Food-Ind Hi-Tech 5:20–28

Chahid Z, Montet D, Pina M, Graille J (1992) Effect of water activity on enzymatic synthesis of alkylglyco-sides. Biotechnol Lett 14(4):281–284

Chahid Z, Montet D, Pina M, Bonnot F, Graille J (1994) Biocatalyzed octylglycoside synthesis from a disac-charide. Biotechnol Lett 16:795–800

Crout DHG, Vic G (1998) Glycosidases and glycosyl transferases in glycoside and oligosaccharides synthe-sis. Biocatal Biotransform 2:98–111

Gygax D, Spies P, Winkler T, Pfaar U (1991) Enzymatic synthesis of b -D-glucuronides with in situ regeneration of uridine 5 ¢ -diphosphoglucuronic acid. Tetrahedron 47:5119–5122

Haines AH (1976) Relative reactivities of hydroxyl groups in carbohydrates. Adv Carbohydr Chem Biochem 33:11–109

Ichikawa Y, Look GC, Wong CH (1992) Enzyme-catalysed oligosaccharide synthesis. Anal Biochem 202:215–238

Ismail A, Ghoul M (1996) Enzymatic synthesis of butyl glycosides by glycosidases. Biotechnol Lett 18:1199–1204

Ismail A, Soultani S, Ghoul M (1998) Optimization of the enzymatic synthesis of butyl glucoside using response surface methodology. Biotechnol Prog 14:874–878

Ismail A, Linder M, Ghoul M (1999) Optimization of butylgalactoside synthesis by b -galactosidase from Aspergillus oryzae . Enzyme Microb Technol 25:208–213

Konstantinovic S, Predojevic J, Gojkovic S, Ratkovic Z, Mojsilovic B, Pavlovic V (2001) Synthesis of C7-C16 alkyl 2,3 dideoxy glucosides from glucose and fatty acids. Indian J Chem 40B:1242–1244

Kosary J, Stefanovits-Banyai E, Boross L (1998) Reverse hydrolytic process for O-alkylation of glucose cata-lyzed by immobilized a - and b -glucosidases. J Biotechnol 66:83–86

Laroute V, Willemot RM (1992) Glucoside synthesis by glucoamylase or b -glucosidase in organic solvents. Biotechnol Lett 14:169–174

Madsen T, Petersen G, Seiero C, Torslov J (1996) Biodegradability and aquatic toxicity of glycoside sur-factants and a nonionic alcohol etherate. J Am Oil Chem Soc 73:929–933

Matsumura S, Imai K, Yoshikawa S, Kawada K, Uchibori T (1990) Surface activities, biodegradability and antimicrobial properties of n-alkyl glucosides, man-nosides and galactosides. J Am Oil Chem Soc 67:996–1001

Monsan PF, Paul F, Pelenc P, Bouler E (1996) Enzymatic production of a -butyl glucoside and its fatty acid esters. Ann N Y Acad Sci 799:633–641

Mutua LN, Akoh CC (1993) Synthesis of alkyl glucoside fatty acid esters in non aqueous media by Candida sp. lipase. J Am Oil Chem Soc 70:43–46

Nilsson KGI (1987) A simple strategy for changing the regioselectivity of glycosidase catalyzed formation of disaccharides. Carbohydr Res 167:95–103

Rantwijk FV, Oosterom MW, Sheldon RA (1999) Glycosidase-catalyzed synthesis of alkyl glycosides. J Mol Catal B: Enzym 6:511–532

Roitsch T, Lehle L (1989) Structural requirements for pro-tein N-glycosylation. In fl uence of acceptor peptides on cotranslational glycosylation of yeast in fl uence and site-directed mutagenesis around a sequon sequence. Eur J Biochem 181:525–529

Rosenthal KS, Loussale F (1983) Critical micelle concen-tration determination of non-ionic detergent with comassive brilliant blue-G250. Anal Chem 55: 1115–1117

Rubio E, Fernandez MA, Klibanov AM (1991) Effect of the solvent on enzyme regio-selectivity. J Am Chem Soc 113:695–696

Shin HK, Kong JY, Lee JD, Lee TH (2000) Synthesis of hydroxy benzyl- a -glucosides by amyloglucosidase-catalysed transglycosylation. Biotechnol Lett 22:321–325

Sivakumar R, Divakar S (2006) Glycosylation of vanillin by amyloglucosidase in organic media. Tetrahedron Lett 47:695–699

Stevenson DE, Stanley RA, Furneaux RH (1993) Optimization of alkyl b -D-galactopyranoside synthe-sis from lactose using commercially available b -galac-tosidase. Biotechnol Bioeng 42:657–666

Suzuki Y, Ki YH, Uchida K, Takami M (1996) Enzymatic synthesis of glucosylated and phosphatidylated bio-logically active compounds. J Appl Glycosci 43:273–282

Thiem J (1995) Applications of enzymes in synthetic carbo-hydrate chemistry. FEMS Microbiol Rev 16:193–211

Vic G, Crout DHG (1995) Synthesis of allyl and benzyl b -D-glucopyranosides and allyl b -D-galactopyrano-side from D-glucose or D-galactose and the corre-

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135References

sponding alcohol using almond b -D-glucosidase. Carbohydr Res 279:315–319

Vic G, Thomas D (1992) Enzyme-catalyzed synthesis of alkyl- b -D-glucosides in organic media. Tetrahedron Lett 33:4567–4570

Vic G, Hastings JJ, Crout DHG (1996) Glycosidase cata-lyzed synthesis of glycosides by an improved proce-dure for reverse hydrolysis. Application to the chemoenzymatic synthesis of galactopyrano-syl-(1 → 4)-O- a -galactopyranoside derivatives. Tetrahedron Asymmetry 7:1973–1984

Vic G, Thomas D, Crout DHG (1997) Solvent effect on enzyme-catalyzed synthesis of b -D-glucosides using the reverse hydrolysis method application to the

preparative-scale synthesis of 2-hydroxybenzyl and octyl b -D-glucopyranosides. Enzyme Microb Technol 20:597–603

Vijayakumar GR, Divakar S (2005) Synthesis of guaiacol- a -D-glucoside and curcumin- bis- a -D-glucoside by an amyloglucosidase from Rhizopus . Biotechnol Lett 27:1411–1415

Vijayakumar GR, Manohar B, Divakar S (2005) Amyloglucosidase catalyzed synthesis of n-octyl-D-glucoside-analysis using response surface methodol-ogy. Eur Food Res Technol 220:272–277

Vijayakumar GR, George C, Divakar S (2007) Synthesis of n-alkyl glucosides by amyloglucosidase. Indian J Chem B 46B:314–319

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137S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_8, © Springer India 2013

8.1 Phenols

Biological activities of a naturally occurring gly-coside (Robyt 1998 ; Schmid et al. 2001 ; Akao et al. 2002 ) are primarily due to an aglycon moiety of that molecule. It is generally accepted that gly-cosides are more water-soluble than most of the respective aglycons. Attaching a glycosidic moi-ety into the molecule increases its hydrophilicity and thereby in fl uences physicochemical and phar-macokinetic properties of the respective compound like circulation, elimination and concentrations in the body fl uids (Kren 2001 ) . Glycosides with unsaturated alkyl chains like terpenes are claimed to possess antifungal and antimicrobial activity (Tapavicza et al. 2000 ; Zhou 2000 ) although it is

unclear why the activity of these aglycons is improved by glycosylation. Glycosides of pep-tides and steroids are used in antitumor formula-tions (Kaljuzhin and Shkalev 2000 ) and in cardiac-related drugs (Ooi et al. 1985 ) , respec-tively. Curcumin [1E,6E-1,7-di(4-hydroxy-3-methoxyphenyl)-1,6-heptadiene-3,5-dione], a yellow pigment of turmeric (the dried rhizome of Curcuma longa belonging to Zingiberaceae), is used primarily as a food colourant, but it is also a pharmacologically active principle of turmeric with potent antioxidative, anti-in fl ammatory and anti-leishmanial (Gomes et al. 2002 ) activities. Eugenol, main part of the clove oil (more than 90%), is used as a precursor of vanillin. It was found that eugenol possesses pharmacological

8

Abstract

Section 8.1 describes the synthesis of glycosides of water-insoluble phenols such as guaiacol, eugenol, curcumin, N-vanillyl-nonanamide and capsaicin and water-soluble phenols like vanillin, dl -dopa, l -dopa, dopamine, serotonin and epinephrine with carbohydrates: d -glucose, d -galactose, d -mannose, d -fructose, d -arabinose, d -ribose, maltose, sucrose, lactose, d -mannitol and d -sorbitol.

Section 8.2 deals with enzymatic syntheses of more water-soluble thiamin (vitamin B1), ribo fl avin (vitamin B2) and pyridoxine (vitamin B6) and fat-soluble retinol (vitamin A), ergocalciferol (vitamin D2), cholecalciferol (Vitamin D3) and a -tocopherol (vitamin E). The reac-tions were investigated and discussed (Chap. 9 ) in terms of incubation period, pH, buffer, enzyme and substrate concentrations and regio- and stereoselectivity.

Glycosylation of Some Selected Phenols and Vitamins

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138 8 Glycosylation of Some Selected Phenols and Vitamins

activity and modi fi cation is needed in its application. Guaiacol, eugenol, curcumin and a -tocopherol are lipophilic and insoluble in water, which limits their further pharmacological exploitation and practical applications. Currently, very few reports are available on the synthesis of curcuminyl glyco-sides (Kaminaga et al. 2003 ; Mohri et al. 2003 ) and eugenol glycosides (Orihara et al. 1992 ; Sato et al. 2003 ) and that too by cell suspension and chemical methods.

Chemical preparation of glycosides cannot meet EC food regulations, and therefore chemi-cal preparation of glycosides is not applicable in the food industry. Further, regio- and stereoselec-tivity are two main criteria which are dif fi cult to achieve by chemical methods due to multiple hydroxyl groups in sugar molecule which require protection and deprotection (Mohri et al. 2003 ) . Hence, enzyme-catalysed reactions appear to be good alternatives.

This chapter describes synthesis of glycosides of phenols such as guaiacol, eugenol, curcumin, N-vanillylnonanamide, capsaicin, vanillin, dl -dopa, l -dopa, dopamine, serotonin and epinephrine by re fl ux method using amyloglucosidase from Rhizopus mould, b -glucosidase and immobilised b -glucosidase with carbohydrates: d -glucose, d -galactose, d -mannose, d -fructose, d -arabinose, d -ribose, maltose, sucrose, lactose, d -mannitol and d -sorbitol (Vijayakumar et al. 2006 ; Vijayakumar and Divakar 2005, 2007, 2011a, b ; Sivakumar et al. 2006a, b, 2009 ; Sivakumar and Divakar 2007, 2009a, b ). The reactions were inves-tigated in terms of incubation period, pH, buffer, enzyme and substrate concentrations, regio- and stereoselectivity.

8.1.1 Guaiacyl Glycosides

8.1.1.1 Guaiacyl- D -Glucoside Synthesis of guaiacyl- a - d -glucoside was stud-ied in detail to understand phenolic glycosyla-tion of such molecules (Vijayakumar and Divakar 2005 ) . Guaiacyl- a - d -glucoside synthe-sis in di-isopropyl ether using amyloglucosidase was optimised in terms of incubation period, pH, buffer concentration, enzyme concentration

and d -glucose concentration (Scheme 8.1 ). Optimum conditions determined were 1:50 equivalents of d -glucose and guaiacol, 50% (w/w d -glucose) of amyloglucosidase, 0.06-mM (0.6 mL) pH 7.0 phosphate buffer and 72-h incubation period (Table 8.1 , Fig. 8.1 ).

8.1.1.2 Synthesis of Guaiacyl Glucoside Using b -Glucosidase

Guaiacyl- d -glucoside synthesised by the re fl ux method using b -glucosidase isolated from sweet almonds involved considering d -glucose and guaiacol in 1:50 M ratio along with 50% (w/w d -glucose) enzyme and 0.06-mM (0.6-mL) pH 7.0 buffer in di-isopropyl ether solvent and re fl uxed for 72 h. The reaction mixture analysed by HPLC showed 22% conversion with respect to the d -glucose concentration employed.

8.1.1.3 Synthesis of Guaiacyl Glycosides Aldohexoses ( d -galactose and d -mannose), keto-hexose ( d -fructose), aldopentoses ( d -arabinose and d -ribose), disaccharides (maltose, sucrose and lactose) and carbohydrate alcohols ( d -mannitol and d -sorbitol) were employed for the synthesis of guaiacyl glycosides under the optimum conditions obtained for guaiacyl- a - d -glucoside synthesis (Scheme 8.1 ). d -Galactose reacted with guaiacol and gave the conversion yield of 17%. The reten-tion times for d -galactose and guaiacyl- d -galacto-side were 5.2 and 8.1 min, respectively. Other carbohydrates did not undergo any glycosylation with guaiacol (Table 8.2 ).

8.1.1.4 Spectral Characterisation UV spectrum of guaiacyl- a - d -glucoside showed s → s * band in the region 201–210 nm and n → p * band between 270 and 282 nm (free gua-iacol 279.5 nm). The hypsochromic shift observed for the glycoside indicated that guaiacol had undergone glycosylation. IR spectral band in the region 1,030–1,041 cm −1 corresponded to glyco-sidic aryl–alkyl C–O–C symmetrical stretching and 1,236–1,250 cm −1 to glycosidic aryl–alkyl C–O–C asymmetrical stretching frequencies. NMR spectral data con fi rmed that guaiacol formed C1 a -glucoside, C1 b - d -glucoside and C6-O-arylated product with d -glucose. Mass

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1398.1 Phenols

Scheme 8.1 Synthesis of guaiacol, eugenol and curcumin glycosides

Table 8.1 Effect of buffer pH and buffer concentration on guaiacyl- a - d -glucoside synthesis a

pH b Yield, % Buffer concentration c (mM) at pH 7.0 Yield, %

4.0 30 0.01 3 5.0 43 0.02 11 6.0 31 0.04 51 7.0 51 0.06 52 8.0 32 0.08 39

0.1 11

a Conversion yields from HPLC with respect to 0.55 mmol of d -glucose. Error in yield mea-surements ± 5–10%. Guaiacol, 0.027 mol; enzyme, 50% (w/w d -glucose); incubation, 72 h; temperature, 68 °C b 0.04 mM (0.4 mL of 10-mM buffers added in 100-mL reaction mixture) c 0.1–1.0 mL of pH 7.0 phosphate buffer

spectrum for guaiacyl- d -glucoside showed m/z peak at 286 [M] + supporting the NMR data for the monoglycoside formation.

Down fi eld chemical shift of C1 a signal at 95.2 ppm ( 1 H at 4.97 ppm) indicated that a C1

glycosylated product was formed with galactose and C6-O- signal at 67.0 ppm ( 1 H at 3.70 ppm) indicated C6-O-arylated product. Mass spectrum showed m/z peak at 286 [M] + indicating monoga-lactoside formation.

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140 8 Glycosylation of Some Selected Phenols and Vitamins

0

10

20

30

40

50

60

10 20 30 40 50 75

Con

vers

ion

yiel

d (%

)

Enzyme % (w/w D-glucose)

Fig. 8.1 Effect of amyloglucosidase concentration on guaiacyl- a - d -glucoside synthesis. Conversion yields were from HPLC with respect to 0.555 mmol of d -glucose. Reaction conditions: d -glucose, 0.555 mmol; guaiacol,

0.027 mol; 0.05-mM (0.5 mL of 10-mM buffer in 100-mL reaction mixture) pH 7.0 phosphate buffer; solvent, di-isopropyl ether; incubation, 72 h; temperature, 68°C

Table 8.2 Guaiacyl glycosides with conversion yields and product proportions

Glycosides and product proportions (%) a Glycosylation yield b (%)

O

OH

HH

H

H

OH

OH

OH

O

CH3O

O

OH

O

OH

OH

H

H

HH

OH

O

H3C

52

Guaiacyl- a - d -glucoside (52) C6-O-guaiacyl- d -glucose (48)

O

OH

HH

H

H

OH

OH

OH

OO

CH3

22

Guaiacyl- b - d -glucoside c

O

OH

HH

H

OH

OH OH

OO

HCH3

O

OH

OOH

OH

H

HH

OH

OH

H3C

17

Guaiacyl- a - d -galactoside (95) C6-O-guaiacyl- d -galactose (5)

a Product proportions shown in brackets were determined from 2-D HSQCT NMR C1/C6 cross peak areas b Conversion yields were from HPLC with errors in yield measurements ±5–10% c The compound was synthesised by using b -glucosidase from sweet almonds

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1418.1 Phenols

8.1.2 Eugenyl Glycosides

Eugenyl glycosides were synthesised using amyloglucosidase (Vijayakumar and Divakar 2007 ) .

8.1.2.1 Eugenyl Maltoside Amyloglucosidase-catalysed synthesis of eugenyl maltoside was optimised in terms of incubation period, pH, buffer concentration and enzyme con-centration as a prototype reaction for detailed inves-tigation. The optimum conditions determined were as follows: glycosylation yield increased with the increase in incubation period from 3 h (7% yield) to 72 h (39% yield) and was the highest at 72 h at an initial rate of 19.2 m mol/h; conversion yield increased from 14% for 0.04 mM (0.4 mL) to 39% for 0.1 mM (1.0 mL); maximum glycosylation (39% yield) occurred at pH 5.0 acetate buffer; between 10 and 80% (w/w maltose) of enzyme concentration, 40% enzyme was found to be the best (conversion yield of 39%); and all other enzyme concentrations gave very less conversion yields (less than 19%).

8.1.2.2 Synthesis of Eugenyl Glucoside Using b -Glucosidase

b -Glucosidase isolated from sweet almond employed for the synthesis of eugenol glucoside in di-isopropyl ether solvent gave 19% conver-sion (from HPLC).

8.1.2.3 Synthesis of Eugenyl Glycosides Eugenyl glycosides of carbohydrates were syn-thesised (Scheme 8.1 ). Retention times for the carbohydrates and glycosides are d -glucose, 5.20 min; eugenyl- d -glucoside, 7.47 min; d -man-nose, 4.9 min; eugenyl- d -mannoside, 5.87 min; sucrose, 6.4 min; eugenyl sucrose, 8.02 min; d -man-nitol, 5.3 min; and eugenyl- d -mannitol, 7.12 min. From HPLC results, it was con fi rmed that d -galactose, d -fructose, d -arabinose, d -ribose, lactose and d -sorbitol did not undergo glycosyla-tion with eugenol (Table 8.3 ).

8.1.2.4 Spectral Characterisation UV spectra of the eugenyl glycosides showed shifts in the wavelength for p → p * (extended con-jugation) band in the range 265–279 nm (275.5 nm for free eugenol) con fi rming product formation.

IR C–O–C symmetrical stretching frequencies in the range 1,020–1,066 cm −1 and asymmetrical stretching frequencies in the range 1,262–1,268 cm −1 indicated that eugenol had undergone glycosyla-tion. Allylic C = C stretching frequency bands for the glycosides were also detected in the range 1,631–1,676 cm −1 . 2-D HSQCT spectral data showed formation of C1 glycoside and C6-O-arylated products. The mass m/z peaks (experi-mental section) further con fi rmed the formation of above-mentioned monoglycosides.

In the presence of b -glucosidase, d -glucose reacted with eugenol, and the only product, C1 b -glucoside, was found to be formed. In the ano-meric region, the only cross peak ( 13 C at 103.3 ppm and 1 H at 4.19 ppm) apart from the free C1 a and C1 b cross peaks indicated the for-mation of C1 b -glucoside.

8.1.3 Curcuminyl Glycosides

8.1.3.1 Synthesis of 1,7- O -(bis- b - D -Glucopyranosyl)Curcumin Using b -Glucosidase

Synthesis of 1,7- O -(bis- b - d -glucopyranosyl)cur-cumin using b -glucosidase from sweet almond was optimised in terms of incubation period, pH, buffer, enzyme and curcumin concentration in di-isopropyl ether solvent (Vijayakumar and Divakar 2005, 2007 ) . In summary the essential fi ndings are as follows: incubation period showed increase in conversion yields – 4% (12 h), 8% (24 h), 12% (48 h) and 25% (72 h) with increase in incubation period (Fig. 8.2a ) at an initial rate of 3.24 m mol/h; variation in buffer pH from pH 4.0 to 8.0 at 0.04 mM (0.4 mL) showed that the highest con-version yield of 29% was obtained at pH 4.0; effect of buffer concentration at pH 4.0 showed that conversion yield increased with increase in buffer concentration from 0.01 to 0.1 mM (0.1–1.0 mL) with the highest yield of 48% at 0.1 mM (1.0 mL); increasing amyloglucosidase concen-tration showed that (Fig. 8.2b ) 50% (w/w d -glu-cose) enzyme was required to achieve a maximum conversion of 48%; higher curcumin concentra-tions could be inhibitory to the enzyme as the conversion yield decreased from 37% for 0.2 and

Page 157: Enzymatic Transformation

142 8 Glycosylation of Some Selected Phenols and Vitamins

Table 8.3 Eugenyl glycosides with conversion yields and product proportions

Glycosides and product proportions (%) a Glycosylation yield b (%)

O

OH

HH

H

H

OH

OH

OH

O

CH3O

CH2

O

OH

O

OH

OHH

H

HH

OH

O

CH3

CH2

32

Eugenyl- a - d -glucoside (53) C6-O-eugenyl- d -glucose (47)

O

OH

HH

H

H

OH

OH

OH

O

CH2

OCH3

19

Eugenyl- b - d -glucoside c

O

H

OHH

H

H

OH

OH

OH

O

CH3O

CH2

8

Eugenyl- a - d -mannoside

OH

OHOH H

H

H

HH

OHO

O

O

OH

H

H

HH

OH

OOH

HCH2

CH3

O

O CH3

CH2

H

OO

OH

HH

H

H

OH

OH

O

OOH

HH

H

H

HOH

OH

OH

O

OH

OH H

H

H

HH

OHO

O

OH

OH

H

H

HH

OH

OOH

H

CH2

CH3O

17

Eugenyl maltoside (52) C6-O-eugenyl maltose (28) C6″-O-eugenyl maltose (20)

OHO

OHOH

OH

O

OH O

HO

OH

OCH2

CH3

O

OHO

OHOH

OH

OH

O

HO

OH

O

CH2

CH3

O

O

OCH3

CH2

O

OH

HO

OOH

OH

OHOH

OH

O

O

C1-O-eugenyl sucrose (35) C6-O-eugenyl sucrose (45) C6″-O-eugenyl sucrose (20) 7

OH

OH HOH HH OHH OH

H

OH

CH2

CH3O

7

C1-O-eugenyl mannitol

a Product proportions determined from 2-D HSQCT NMR C1/C6 cross peak areas are shown in brackets b Conversion yields were from HPLC with errors in yield measurements ±5–10% c The compound was synthesised by using b -glucosidase from sweet almonds

Page 158: Enzymatic Transformation

1438.1 Phenols

0.4 mmol curcumin to 34% (0.8 mmol), 29% (1.0 mmol), 22% (1.2 mmol) and 9% at 1.5 mmol curcumin; and maximum glycoside yield of 42% was obtained between 1.5 and 2.0 mmol of d -glu-cose concentrations.

The optimum conditions for this reaction were found to be curcumin and d -glucose in the 1:2 M ratio, 50% (w/w d -glucose) amyloglucosidase,

0.1-mM (1.0-mL), pH 4.0 acetate buffer and 72-h incubation period.

8.1.3.2 Antioxidant Activity Antioxidant activity of curcumin and curcuminyl-bis- a - d -glucoside was evaluated by DPPH (2,2-diphenyl-1-picrylhydrazyl) radical scavenging method (Moon and Terao 1998 ). An antioxidant

4

8

12

25

0

5

10

15

20

25

30

0 20 40 60 80

Con

vers

ion

yiel

d (%

)

Incubation period (h)

19.020.0

28.029.0

48.0

29.0

0

10

20

30

40

50

60

0 10 20 30 40 50 60 70 80

Con

vers

ion

yiel

d (%

)

Enzyme %(w/w D-glucose)

a

b

Fig. 8.2 Curcuminyl-bis- a - d -glucoside synthesis. Conversion yields were from HPLC with respect to 1-mmol d -glucose. ( a ) Effect of incubation period. Reaction conditions: d -glucose, 1 mmol; curcumin, 0.5 mmol; 0.06-mM (0.6-

mL), pH 6.0 phosphate buffer. ( b ) Effect of enzyme con-centration. Reaction conditions: d -glucose, 1 mmol; curcumin, 0.5 mmol; incubation period, 72 h; 0.1 mM (1.0 mL) of pH 4.0 acetate buffer

Page 159: Enzymatic Transformation

144 8 Glycosylation of Some Selected Phenols and Vitamins

activity of 80% for curcuminyl-bis- a - d -glucoside was obtained. The antioxidant activity of the glyco-side was found to be comparable to that of free curcumin (79%). Standard BHA activity was found to be 82%.

8.1.3.3 Solubility Test Determination of the water solubility of curcum-inyl-bis- a - d -glucoside showed that it is soluble to the extent of 14 g L −1 . Hence, curcuminyl-bis- a - d -glucoside was found to exhibit higher solubility than curcumin in water which exhib-ited negligible solubility.

8.1.3.4 Total Colour Test Curcuminyl-bis- a - d -glucoside exhibited a total colour of 8.8 in DMSO with curcumin as the stan-dard. The colour test was carried out according to the AOAC Of fi cial Methods of Analysis ( 1995 ) .

8.1.3.5 Curcuminyl Glycosides of Other Carbohydrates

Amyloglucosidase-catalysed synthesis of curcuminyl glycosides was synthesised (Scheme 8.1 ). The extent of glycosylation was analysed by HPLC. The retention times are d -glucose, 5.20 min; curcuminyl-bis- d -gluco-side, 7.52 min; d -mannose, 4.9 min; curcuminyl-bis- d -mannoside, 6.78 min; maltose, 7.4 min; curcuminyl-bis-maltoside, 8.3 min; sucrose, 6.4 min; curcuminyl-bis-sucrose, 8.44 min; d -mannitol, 5.3 min; and curcuminyl-bis- d -man-nitol, 8.35 min. From HPLC results, it was con fi rmed that d -galactose, d -fructose, d -arabi-nose, d -ribose, lactose and d -sorbitol did not undergo glycosylation with curcumin (Table 8.4 ). The carbohydrates, which underwent glycosyla-tion, are d -glucose, d -mannose, maltose, sucrose and d -mannitol.

Table 8.4 Curcuminyl glycosides with conversion yields and product proportions

Glycosides and product proportions (%) a Glycosylation yield b (%)

O

OOHOH

OH

CH2OH

CH3CH3OO

OOCH2OH

OHOH

OHO

O

48

Curcuminyl-bis- a - d -glucoside (62)

OH

OHOHOH

O O

OHOHOH

OH

O

OO

OOCH3 CH3

O

C6-O-curcuminyl-bis- d -glucose (38)

O

OHOH

OH

CH2OH

CH3CH3OO

OO

OO

O

OHOH

OH

CH2OH

11

Curcuminyl-bis- b - d -glucoside c

O

O

OH

OHOH

CH2OH

CH3CH3OO

OOCH2OH

OHOH

OH

O

O

9

Curcuminyl-bis- a - d -mannoside

(continued)

Page 160: Enzymatic Transformation

1458.1 Phenols

Table 8.4 (continued)

Glycosides and product proportions (%) a Glycosylation yield b (%)

OH

OHOH

OH O

O

O

OHOH

OOH

OH

OHOH

OHO

O

O

OHOH

OOHOO

OOCH3 CH3

19

Curcuminyl-bis-maltoside (37)

OH

OHOH

OH O

O

OHOH

O

O

OH

OO

OOCH3 CH3

OH

O

O

OHOH

O

O OHOH

OH

OH

C6-O-curcuminyl-bis-maltose (36)

OOH

OHOHO

O

OHOH

OOH

OH

OOH

OHOH O

O

OHOH

OOH

OH

OO

OOCH3 CH3

C6″-O-curcuminyl-bis-maltose (27)

OHO

OHOH

OH

O

OH O

HO

OH

O

OHO

OHOH

OH

O-

OHO

HO

OH

OOO

OOCH3 CH3

OO

OHOH

OH

OH

OH O

HO

OH

O

OO

OHOH

OH

OH

OHO

HO

OH

O

OO

OOCH3 CH3

19

C1-O-curcuminyl-bis-sucrose (12) C6″-O-curcuminyl-bis-sucrose (18)

OHO

OHOH

OH

O

OH

HO

O O

OHCH3CH3

OO

OO

OH

O O

HO

OH

O

OHOH

OH

OOH

Curcuminyl-bis-sucrose (70)

O

CH3CH3OO

OO

O

OH

OHHOHHHOHHOH

H

HH

H

OHHOHHHOHHOH

OH

14

C1-O-curcuminyl-bis- d -mannitol

a Product proportions determined from 13 C 2-D HSQCT NMR C1/C6 peak areas or their cross peaks are shown in brackets b Conversion yields were from HPLC with errors in yield measurements ±5–10%

Page 161: Enzymatic Transformation

146 8 Glycosylation of Some Selected Phenols and Vitamins

8.1.3.6 Spectral Characterisation The structures of the glycosides formed, HPLC yield and product proportions are presented in Table 8.4 . Curcumin, a higher phenyl propanoid homologue of eugenol, also reacted with the same carbohydrate molecules d -glucose, d -mannose, maltose, sucrose and d -mannitol as eugenol.

From the UV spectra, shift in the wavelength for the p → p * extended conjugation band in the 410–430 nm (433 nm for free curcumin) con fi rmed glycoside formation. IR C–O–C sym-metrical stretching frequencies in the range 1,020–1,071 cm −1 and asymmetrical stretching frequencies in the range 1,254–1,262 cm −1 also indicated that curcumin had undergone glycosy-lation. The symmetrical chemical shift values in the curcumin region of the product glycosides in the 2-D HSQCT spectra indicated that bis-gly-cosylated and bis-C6-O-arylated products were formed. Curcumin glycosides did not change colour on treatment with dilute alkali indicating that both the phenolic OH groups are glycosy-lated. Two-dimensional HSQCT NMR spectrum for the glucoside showed down fi eld chemical shift values for C8 and C8 ¢ at 150 ppm (149.4 ppm for free curcumin) and C1 a at 99.0 ppm ( 1 H at 4.66 ppm), respectively, con fi rming that curcumin was glucosylated symmetrically at the C8 and C8 ¢ position with the C1 carbon of the a - d -glucose anomer. Chemical shift values of the C6 cross peak ( 13 C at 66.5 ppm and 1 H at 3.52 and 3.70 ppm) con fi rmed C6-O-arylated product also being formed. Mass spectrum showed m/z value 691.5 [M-1] + for the bis-glycosylated products.

d -Mannose formed only a bis-C1 a product ( 13 C at 101 ppm and 1 H at 4.99 ppm). Mass spec-trum showed m/z value at 692.4 [M] + for the bis- d -mannoside. Maltose formed C1 a -maltoside, C6-O-arylated and C6″-O-arylated products. In the mass spectrum, the mass m/z peak at 1,016 [M] + corresponded to the bis product. A nonre-ducing sugar, sucrose, reacted with curcumin, which resulted in the formation of three arylated products (Table 8.4 ) as evidenced from the shift in the peaks for C1-O- ( 13 C at 65.1 ppm and 1 H at 3.54 ppm), C6-O- ( 13 C at 63.2 ppm and 1 H at

3.25 ppm) and C6″-O- ( 13 C at 65.0 ppm and 1 H at 3.41 ppm). Mass spectrum showed the m/z peak at 1,039 [M + Na] + con fi rming the bis-ary-lated product. In d -mannitol the C1 cross peak at 65.0 ppm ( 1 H at 3.45 ppm) indicated the for-mation of bis-C1-O-arylated product, which was also con fi rmed by the m/z peak at 719 [M + Na] + . Curcuminyl-bis- b - d -glucoside syn-thesised by using b -glucosidase from sweet almonds was con fi rmed from the C1 13 C value at 103.2 ppm and the corresponding 1 H value at 4.16 ppm.

8.1.3.7 Optimisation of Curcuminyl-bis- a - D -Glucoside Synthesis Using Response Surface Methodology

Design : Central Composite Rotatable Design (CCRD), 32 experiments, 5 variables at 5 levels (Vijayakumar et al. 2006 )

Variables : A myloglucosidase amount (% w/w of d -glucose), curcumin concentration (mmol), incu-bation period (h), buffer concentration (mM) and pH coded and actual values are shown in Table 8.5 . Actual set of experiments undertaken as per the CCRD with coded values and the glucosylation yields obtained is given in Table 8.6 .

Equation : A second-order polynomial equation was developed to study the effects of the vari-ables on the esteri fi cation yields in terms of lin-ear, quadratic and cross product terms.

1 2

3 4 5

1 1 2 2 3 3

4 4 5 5 1 2

1 3 1 4 1 5

2 3 2 4 2 5

3 4 3 5

61.7385 2.064 28.920

0.264 195.663 4.439

0.014 22.954 0.0006

168.79 0.330 0.446

0.003 8.333 0.039

0.213 381.2 5.062

4.661 0.022 22.

Y X X

X X X

X X X X X X

X X X X X X

X X X X X X

X X X X X X

X X X X

= - + +

+ + +

- - -

+ - +

- - -

- - +

+ - + 4 55X X

where X 1 , amyloglucosidase concentration; X

2 ,

curcumin concentration; X 3 , incubation period;

X 4 , buffer concentration; and X

5 , pH.

Coef fi cients : Microsoft Excel software, Version 5.0

Page 162: Enzymatic Transformation

1478.1 Phenols

Table 8.5 Coded values of the variables and their corresponding actual values used in the design of experiments

Variables −2 −1 0 1 2

Amyloglucosidase (%) 10 25 40 55 70 Curcumin (mmol) 0.2 0.4 0.6 0.8 1.0 Incubation period (h) 24 48 72 96 120 Buffer concentration (mM)

0.02 0.04 0.06 0.08 0.1

pH 4.0 5.0 6.0 7.0 8.0

Table 8.6 Experimental design with experimental and predicted yields of glucosylation based on the response surface equation

Expt. no. Enzyme %

Curcumin (mmol)

Incubation (h)

Buffer concn (mM) pH

Yield a experimental (%)

Yield predicted (%)

1 25 0.4 48 0.08 5.0 28.6 29.9 2 25 0.4 48 0.04 7.0 17.4 19.9 3 25 0.4 96 0.04 5.0 20.9 20.7 4 25 0.4 96 0.08 7.0 42.9 44.5 5 25 0.8 48 0.04 5.0 22.1 22.2 6 25 0.8 48 0.08 7.0 35.3 37.1 7 25 0.8 96 0.08 5.0 37.8 37.0 8 25 0.8 96 0.04 7.0 25.6 26.0 9 55 0.4 48 0.04 5.0 28.1 27.2 10 55 0.4 48 0.08 7.0 28.6 29.4 11 55 0.4 96 0.08 5.0 36.8 34.9 12 55 0.4 96 0.04 7.0 24.5 23.9 13 55 0.8 48 0.08 5.0 33.1 31.5 14 55 0.8 48 0.04 7.0 42.1 41.8 15 55 0.8 96 0.04 5.0 35.0 32.0 16 55 0.8 96 0.08 7.0 40.2 38.9 17 10 0.6 72 0.06 6.0 23.6 19.6 18 70 0.6 72 0.06 6.0 21.3 25.2 19 40 0.2 72 0.06 6.0 28.9 27.0 20 40 1.0 72 0.06 6.0 34.4 36.1 21 40 0.6 24 0.06 6.0 33.8 31.4 22 40 0.6 120 0.06 6.0 33.8 36.1 23 40 0.6 72 0.06 4.0 27.7 30.7 24 40 0.6 72 0.06 8.0 40.3 37.2 25 40 0.6 72 0.02 6.0 28.7 29.2 26 40 0.6 72 0.10 6.0 47.1 46.5 27 40 0.6 72 0.06 6.0 38.2 35.3 28 40 0.6 72 0.06 6.0 40.6 35.3 29 40 0.6 72 0.06 6.0 33.3 35.3 30 40 0.6 72 0.06 6.0 35.0 35.3 31 40 0.6 72 0.06 6.0 30.3 35.3 32 40 0.6 72 0.06 6.0 34.9 35.3

a Conversion yields were from HPLC with respect to 1 mmol of d -glucose. The experimental yields are an average from two experiments. Error in yield measurements ±5–10%

Page 163: Enzymatic Transformation

148 8 Glycosylation of Some Selected Phenols and Vitamins

Analysis of Variance ( ANOVA ): Microsoft Excel software. ANOVA shows the model is signi fi cant at P < 0.01.

Optimisation : Microsoft Excel Solver function The experimental data fi tted the second-order

polynomial equation well as indicated by an R 2 value of 0.9.

Average absolute deviation between predicted and experimental yields was found to be 6.0. Amyloglucosidase requires some amount of water to be present for its optimum activity, and this is achieved by adding buffer of certain volume, salt concentration and pH (Vic et al. 1997 ; Chahid et al. 1992 ) . Salient features of this amyloglucosi-dase-catalysed reaction are described in the three-dimensional surface and contour plots.

Effect of various amyloglucosidase and cur-cumin concentrations on the extent of glucosyla-tion of curcumin shows a maximum conversion of 35% for curcumin concentrations above 0.55 mmol at 35–60% (w/w d -glucose) amylog-lucosidase concentrations (Fig. 8.3 ). Iso-glucosylation regions of 15–25% yield could be predicted for amyloglucosidase concentrations below 30% and above 60% at all curcumin con-

centrations in the range 0.2–1.0 mmol. While lower amyloglucosidase converted less, higher amyloglucosidase could be inhibitory to cur-cumin at a constant d -glucose concentration.

Effect of amyloglucosidase concentration and pH on the extent of glycosylation also exhibited a similar pattern. A narrow range of amyloglucosi-dase concentration of 35–55% showed maximum glucosylation of 35% at above pH 5.5. Above and below this enzyme concentration range, the con-version yield was lesser in the pH range 4.0–8.0. For the hydrolytic activity, the pH optimum for amyloglucosidase is 5.0, and the isoelectric point for the enzyme is 4.2. Above pH 5.5 and towards higher pH 8.0, the ionisable groups especially from acidic amino acid residues (Glu314 and Glu544) in the active site could exist in anionic forms, enabling abstraction of the anomeric hydroxyl proton of glucose to aid in the facile transfer of glucose molecule to curcumin (Frandsen et al. 1994 ; Sierks et al. 1990 ) .

Figure 8.4 shows the effect of amyloglucosi-dase concentration and buffer concentration on the conversion yield of curcuminyl-bis- a - d -glucoside. Buffer concentration included both the effects of the concentrations of the buffer salts and volume

Fig. 8.3 Three-dimensional surface and contour plot showing the effect of amyloglucosidase concentration and curcumin concentration on the extent of glucosylation at incubation period, 72 h; buffer concentration, 0.06 mM (0.6 mL of 0.01-M buffer), pH 6.0

Fig. 8.4 Three-dimensional surface and contour plot showing the effect of amyloglucosidase concentration and buffer concentration on the extent of glucosylation at cur-cumin, 0.6 mmol; incubation period, 72 h; and pH, 6.0

Page 164: Enzymatic Transformation

1498.1 Phenols

of the buffer. While buffer volume determined the effect of water activity on amyloglucosidase, pH controlled the extent of ionisation of the charged amino acid residues of the amyloglucosidase in the active site and on the surface, the latter being also affected by the buffer concentration. Together, both these quantities explain the role of the active conformation of the enzyme, on catalysis at the re fl uxing temperature of the solvent (at 68°C). After 120 h of incubation period, amyloglucosi-dase was found to lose only 20% of its activity. Between an amyloglucosidase concentration range of 15–45%, maximum conversion of 45% could be observed in the buffer concentration range 0.095–0.1 mM (0.95–1.0 mL of 0.01-M pH 6.0 buffer). The same amyloglucosidase concentration range could not give good conversion yields at buffer concentrations less than 0.08 mM (0.8 mL of 0.01-M pH 6.0 buffer). Besides, amyloglucosi-dase concentrations above 60% also showed lesser yields in the buffer concentration range 0.03–0.1 mM (0.3–1.0 mL of 0.01-M pH 6.0). This feature clearly shows that the extent of gluco-sylation could be dictated by a critical buffer (0.95–1.0 mL of 0.01-M pH 6.0) to enzyme ratio (15–45% w/w d -glucose).

A maximum yield of 65.6% was predicted based on the response model for an amyloglu-cosidase concentration of 16.9% (w/w d -glucose), 0.33-mmol curcumin concentration, 120-h incu-bation period and 0.1-mM (1.0 mL of 0.01-M pH 6.0 buffer) buffer concentration at pH 7.5. Experiment conducted at the above optimum conditions resulted in a yield of 56.3%. Validation of the response model was also tested by carry-ing out experiments at selected random condi-tions. The yields obtained from validation experiments also agreed with the predicted yields with an average absolute deviation of 8.5% (Table 8.7 ).

Thus, this study showed that this model is very good in predicting the glucosylation of curcumin by the amyloglucosidase enzyme.

8.1.4 Syntheses of N-Vanillyl-Nonanamide Glycosides

Capsaicin {( E )-N-[(4-hydroxy-3-methoxyphenyl)methyl]-8-methyl-6-nonemide} (Ohnuki et al. 2001 ) , a fat-soluble phenolic compound present as the major pungent principle in fruits of Capsicum species, can also be used as a hypoglycemic

Table 8.7 Validation of experimental data

Expt. no. Enzyme (%)

Curcumin (mmol)

Incubation period (h)

Buffer conc. (mM) pH

% yield predicted

% yield a experimental

1 40 0.6 72 0.06 6.0 35.4 39.2 2 40 0.3 72 0.06 5.0 29.5 31.0 3 25 0.6 72 0.07 6.0 34.6 37.1 4 40 0.9 110 0.06 6.0 35.2 28.3 5 40 0.5 20 0.06 6.0 28.5 31.4 6 40 0.6 70 0.06 6.0 35.3 35.7 7 60 0.9 72 0.06 6.0 35.5 36.7 8 20 0.5 72 0.06 6.0 27.3 31.3 9 35 0.6 72 0.06 6.5 35.4 28.0 10 20 0.6 72 0.06 5.5 26.5 32.5 11 40 0.6 65 0.06 6.0 35.0 41.5 12 15 0.6 50 0.06 6.0 20.9 27.5 13 40 0.6 72 0.09 7.0 45.3 46.5 14 40 0.6 72 0.04 5.0 30.1 34.2 15 16.9 0.33 120 0.1 7.5 65.6 56.3

a Conversion yields were from HPLC with respect to 1 mmol of d -glucose. The experimental yields are an average from two experiments. Error in yield measurements ±5–10%

Page 165: Enzymatic Transformation

150 8 Glycosylation of Some Selected Phenols and Vitamins

(Lan et al. 2004 ) , mutagenic and carcinogenic agent (Gannett et al. 1988 ) ; as a topical analgesic in phar-maceutical preparations (Rashid et al. 2003 ) ; and as antioxidant (Lee et al. 1995 ) , anti-in fl ammatory (Heyes et al. 2004 ) and antifungal agent (Bhabadesh et al. 1996 ) . It also can increase cat-echolamine secretion and suppress body fat accu-mulation (Watanabae et al. 1994 ) , inhibit NADH oxidase in plasma membranes (Morre et al. 1995 ) and reduce the peri-renal adipose tissue weight and serum triacylglycerol by enhancing energy metabolism through a b -adrenergic action (Kawada et al. 1986 ) . N-Vanillyl-nonanamide {N-[(4-hydroxy-3-methoxyphenyl)methyl]nonanamide}, a synthetic substitute of capsaicin, exhibits hypotensive and anti-nociceptive effects as that of natural capsaicin (Chen et al. 1992 ). Capsaicin (Iorizzi et al. 2001 ) has also been con-verted into its corresponding glucoside by cell suspension cultures (Kometani et al. 1993a ; Hamada et al. 2003 ) and chemical methods (Hamada et al. 2001 ) . Capsaicin and usage of its derivatives have been limited due to its low water solubility and high pungency.

Hence, a study on the synthesis of 4- O -( d -glucopyranosyl)N-vanillyl-nonanamide was under-taken (Scheme 8.2 , Sivakumar and Divakar 2007 ) .

HPLC analysis (Fig. 8.5 ) showed the following retention times: d -glucose, 6.9 min; 4- O -( d -

glucopyranosyl)N-vanillyl-nonanamide, 8.2 min; d -galactose, 7.1 min; 4- O -( d -galactopyranosyl)N-vanillyl-nonanamide, 8.3 min; d -mannose, 6.7 min; 4- O -( b - d -mannopyranosyl)N-vanillyl-nonanamide, 8.9 min; d -ribose, 7.4 min; 4- O -( d -ribofuranosyl)N-vanillyl-nonanamide, 8.9 min; maltose, 8.5 min; 4- O -( a - d -glucopyranosyl-(1 ¢ → 4) d -glucopyranosyl)N-vanillyl-nonanamide, 15.2 min; lactose, 9.3 min; and 4- O -( b - d -galactopyranosyl-(1 ¢ → 4) b - d -glucopy-ranosyl)N-vanillyl-nonanamide, 17.9 min.

8.1.4.1 Synthesis of 4- O -( D -Glucopyranosyl)N-Vanillyl-Nonanamide Using Amyloglucosidase

Glucosylation of N-vanillyl-nonanamide with d -glucose using amyloglucosidase (Table 8.8 ) showed the following optimum conditions: incu-bation period, 72 h, and buffer, 0.2-mM, pH 7 phosphate buffer (2 mL of 0.01-M buffer in 100-mL di-isopropyl ether solvent); at pH 7, increase in buffer concentration from 0.03 to 0.25 mM (0.3–2.5 mL) showed increase in conversion with increase in buffer concentration to a maximum of 56% at 0.2-mM (2-mL) buffer; at 10% (w/w d -glu-cose) amyloglucosidase concentration conversion yield was the lowest of 16% which then increased to a maximum yield of 56% at 40% (w/w d -glu-cose) enzyme concentration (Table 8.8 ); increase

Scheme 8.2 Syntheses of N-vanillyl-nonanamide glycosides

Page 166: Enzymatic Transformation

1518.1 Phenols

Fig. 8.5 HPLC chromatogram for the reaction mixture of d -glucose and 4- O -( d -glucopyranosyl)N-vanillyl-nonanamide. HPLC conditions: aminopropyl column (10 m m, 250 mm × 4.6 mm); solvent, CH

3 CN:H

2 O

(70:30 v/v); fl ow rate, 1 mL min −1 ; RI detector. Retention times: d -glucose, 7 min, and 4- O -( d -glucopyranosyl)N-vanillyl-nonanamide, 8.2 min

in N-vanillyl-nonanamide concentration (Table 8.8 ) exhibited increase in glucosylation from 0.2 mmol (12% yield) to 0.6 mmol (23%) and thereafter remained constant up to 1 mmol (23%).

8.1.4.2 Solubility of 4- O -( D -Glucopyranosyl)N-Vanillyl-Nonanamide

4- O -( d -Glucopyranosyl)N-vanillyl-nonanamide was found to be soluble in water to the extent of 7.7 g L −1 . Thus the water-insoluble and predomi-nantly fat-soluble N-vanillyl-nonanamide has been rendered water-soluble through this glyco-sylation reaction.

8.1.4.3 Syntheses of N-Vanillyl-Nonanamide Glycosides of Other Carbohydrates Using Amyloglucosidase and b -Glucosidase and Their Spectral Characterisation

Other N-vanillyl-nonanamide glycosides were pre-pared using amyloglucosidase and b -glucosidase.

UV spectra of N - vanillyl-nonanamide glycosides showed shifts for s → s * band in the 192.5–203.5-nm (201.5 nm for free N - vanillyl-nonanamide)

region, s → p * band in the 225–227-nm (225 nm for free N - vanillyl-nonanamide) region and p → p * band in the 263–283.5-nm (279 nm for free N - vanillyl-nonanamide) region and IR C–O–C asymmetrical stretching frequencies in the 1,254–1,279-cm −1 region and symmetrical stretching fre-quencies in the 1,027–1,038-cm −1 region indicating that N - vanillyl-nonanamide had undergone glycosy-lation. From the 2-D HSQCT spectra of the N - vanillyl-nonanamide glycosides, C1 a - and C1 b -glycosides besides C6- O -arylated products were detected. Mass spectra also con fi rmed the formation of the above-mentioned glycosides (Table 8.9 ).

8.1.5 Capsaicin Glycosides

Capsaicin glycosides were synthesised enzymati-cally using b -glucosidase from sweet almond to obtain capsaicin derivatives whose water solubil-ity is greater than that of capsaicin (Scheme 8.3 ). Optimum reaction conditions used for the syn-thesis of capsaicin glycosides are capsaicin 0.25 mmol; carbohydrate 0.25 mmol; b -glucosi-dase 40% (w/w carbohydrate); 1-ml (0.01-M) pH

Page 167: Enzymatic Transformation

152 8 Glycosylation of Some Selected Phenols and Vitamins

7.0 phosphate buffer; 50-ml di-isopropyl ether; and 72-h incubation period. Glycosylation of capsaicin was carried out with d -glucose, d -galactose and lactose using b -glucosidase. Capsaicin glyco-sides yields were in the 15–29% range. Excellent regioselectivity was observed with d -glucose and lactose (Table 8.10 ).

8.1.6 Syntheses of Vanillyl Glycosides

Vanillin(4-hydroxy-3-methoxybenzaldehyde) is used as an additive in food and beverages (60%), considerable amounts as fl avour and fragrances (20–25%) and 5–10% as an intermediate for pharmaceuticals. It possesses a wide range of

Table 8.8 Optimisation of reaction conditions for the synthesis of 4- O -( d -glucopyranosyl)N-vanillyl-nonanamide

Reaction conditions Variable parameter b Yield (%) c

Incubation period (h) N-Vanillyl-nonanamide – 0.5 mmol 3 25 d -Glucose – 0.5 mmol 6 29 pH – 7 12 31 Buffer concentration – 0.2 mM (2 mL) 24 33 Enzyme – 40% w/w d -glucose 48 45

72 56 96 34

120 28 pH (0.01 M)

N-Vanillyl-nonanamide – 0.5 mmol a 4 18 d -Glucose – 0.5 mmol 5 18 Enzyme – 40% w/w d -glucose 6 25 Buffer – 0.1 mM (1 mL) 7 39 Incubation period – 72 h 8 19

Buffer concentration (mM) N-Vanillyl-nonanamide – 0.5 mmol 0.03 26 d -Glucose – 0.5 mmol 0.06 37 Enzyme – 40% w/w d -glucose 0.1 42 pH – 7 0.15 49 Incubation period – 72 h 0.2 56

0.25 50 Enzyme concentration (% w/w d -glucose)

N-Vanillyl-nonanamide – 0.5 mmol 10 16 d -Glucose – 0.5 mmol 20 24 pH – 7 30 39 Buffer concentration – 0.2 mM (2 mL) 40 56 Incubation period – 72 h 50 21

75 10 N-Vanillyl-nonanamide (mmol)

pH – 7 0.2 12 Buffer concentration – 0.2 mM (2 mL) 0.4 14 d -Glucose – 0.2 mmol 0.6 23 Enzyme – 40% w/w d -glucose 0.8 24 Incubation period – 72 h 1 23

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 0.5-mmol d -glucose employed except for the last experiment where N-vanillyl-nonanamide concentrations were varied with respect to only 0.2-mmol d -glucose

Page 168: Enzymatic Transformation

1538.1 Phenols

Tab

le 8

.9

Synt

hese

s of

N-v

anill

yl-n

onan

amid

e gl

ycos

ides

a

Gly

cosi

des

Am

ylog

luco

sida

se c

atal

ysis

b -

Glu

cosi

dase

cat

alys

is

Prod

uct (

% p

ropo

rtio

n) b

Yie

lds

(%) c

Prod

uct

(% p

ropo

rtio

n) b

Yie

lds

(%) c

OCH

3

O

H

OH

OH

H

H

HH

OH

O

NH

CH

3O

OH

OO

CH

3

HO

HO

HH

H

HH

OH

O

NH

CH

3O

OH

O

OHH

OH

OH

H

H

HH

OH

O

OCH

3

NH

CH

3O

C1 a

-glu

cosi

de (

70),

C

6- O

-ary

late

d (3

0)

56

C1 b

-glu

cosi

de

35

4- O

-( a

- d -G

luco

pyra

nosy

l)N

-van

illyl

-non

anam

ide

4- O

-(6-

d -G

luco

pyra

nosy

l)N

-van

illyl

-non

anam

ide

4- O

-( b -

d -G

luco

pyra

nosy

l)N

-van

illyl

-non

anam

ide

O

OCH

3

HH

OH

H

OH

OH

HH

OH

O

OCH

3NH

OCH

3

H

OH

O

H

OH

HH

OH

H

O

NH

CH

3O

OH

C1 a

-gal

acto

side

(42

),

C1 b

-gal

acto

side

s (5

8)

14

C1 b

-gal

acto

side

26

4- O

-( a

- d -G

alac

topy

rano

syl)

N-v

anill

yl-n

onan

amid

e

4- O

-( b -

d -G

alac

topy

rano

syl)

N-v

anill

yl-n

onan

amid

e

OCH

3

HO

H2C

OH

OH

O

H

H

HO

HHH

O

NH

CH

3O

– –

C1 b

-man

nosi

de

24

4- O

-( b -

d -M

anno

pyra

nosy

l)N

-van

illyl

-non

anam

ide

(con

tinue

d)

Page 169: Enzymatic Transformation

154 8 Glycosylation of Some Selected Phenols and VitaminsTa

ble

8.9

(c

ontin

ued)

Gly

cosi

des

Am

ylog

luco

sida

se c

atal

ysis

b -

Glu

cosi

dase

cat

alys

is

Prod

uct (

% p

ropo

rtio

n) b

Yie

lds

(%) c

Prod

uct

(% p

ropo

rtio

n) b

Yie

lds

(%) c

OC

H3

CH

2OH

H

OH

OH

HH

HO

O

NH

CH

3O

OC

H3

CH

2OH

O

OH

OH

HH

HH

O

NH

CH

3O

C1 a

rib

osid

e (3

3),

C1 b

rib

osid

e (6

7)

9 C

1 a r

ibos

ide

(30)

, C

1 b r

ibos

ide

(70)

10

4- O

-( a

- d -R

ibof

uran

osyl

)N-v

anill

yl-n

onan

amid

e

4- O

-( b -

d -R

ibof

uran

osyl

)N-v

anill

yl-n

onan

amid

e

OC

H3

OO

OH

HH

H

H

OH

HO

H2C

OH

OH

H

H

H

HH O

HO

O

H

OH

NH

CH

3O

OC

H3

O

HO

OH

HH

H

H

OH

HO

H2C

HO

H2C

OH

OH

H

H

H

HH

OH

O

O

NH

CH

3O

OC

H3

OHH

O

OO

HHH

H

HH

OH

OH

OH

H

H

HH

OH

OO

H

O

NH

CH

3O

OC

H3

O

OO

H

HH

H

H

HO

HOH

HO

H2C

HO

H2C

OH

H

H

HH O

H

OO

HNH

CH

3O

C1 a

-mal

tosi

de (

11),

C6-

O -

aryl

ated

(40

), C

6 ¢ - O

-ary

late

d (4

9)

15

C1 b

-mal

tosi

de

9

4- O

-( a

- d -G

luco

pyra

nosy

l-(1

¢ →4)

a - d

-glu

copy

rano

syl)

N-v

anill

yl-n

onan

amid

e

4- O

-( a

- d -G

luco

pyra

nosy

l-(1

¢ →4)

6- d -

gluc

opyr

anos

yl)N

-van

illyl

-non

anam

ide

4- O

-( a

- d -G

luco

pyra

nosy

l-(1

¢ →4)

6 ¢ - d

-glu

copy

rano

syl)

N-v

anill

yl-n

onan

amid

e

4- O

-( a

- d -G

luco

pyra

nosy

l-(1

¢ →4)

b - d -

gluc

opyr

anos

yl)N

-van

illyl

-non

anam

ide

OC

H3

NH

CH

3O

OH

OH

O

H

OH

HH O

H

OH

H

O

OH

HH

H

H

OH

HO

H2C

O

H

– –

C1 b

-lac

tosi

de

28

4- O

-( b -

d -G

alac

topy

rano

syl-

(1 ¢ →

4) b -

d -gl

ucop

yran

osyl

)N-v

anill

yl-n

onan

amid

e

a N-V

anill

yl-n

onan

amid

e an

d ca

rboh

ydra

te, 0

.5 m

mol

eac

h; e

nzym

e co

ncen

trat

ion,

40%

w/w

of c

arbo

hydr

ate;

sol

vent

, di-

isop

ropy

l eth

er; b

uffe

r, 0.

2-m

M (2

-mL

) pH

7 p

hosp

hate

bu

ffer

; inc

ubat

ion

peri

od, 7

2 h

b The

pro

duct

pro

port

ions

wer

e de

term

ined

fro

m th

e ar

ea o

f re

spec

tive

1 H/ 13

C s

igna

ls

c Con

vers

ion

yiel

ds w

ere

from

HPL

C w

ith r

espe

ct to

fre

e ca

rboh

ydra

te. E

rror

in y

ield

mea

sure

men

ts is

±10

%

Page 170: Enzymatic Transformation

1558.1 Phenols

pharmacological activities such as antimicrobial (Lopez-Malo et al. 1998 ) , anticarcinogenic (Stephan and Peter 2003 ) , antioxidant (Burri et al. 1999 ) , antifungal (Fitzgerald et al. 2005 ) and antimutagenic (Kometani et al. 1993b ) . The

solubility of vanillin in water varies from 3 g L −1 at 4.4°C to 62.5 g L −1 at 80°C (The Merck Index 2006 ) . Thus the solubility and bioavailability of vanillin limit its pharmacological applications. Glycosylation is a useful tool to improve the

Scheme 8.3 Syntheses of capsaicin glycosides

Table 8.10 b -Glucosidase-catalysed syntheses of capsaicin glycosides a

Glycosides Product (% proportion) b Yields (%) c

NH

O

OO

CH3

CH3

CH3H

CH2OHOH

OHH

H

HH

OH

O

C1 b 15

3- O -( b - d -Glucopyranosyl)capsaicin

NH

O

OO

CH3

CH3

CH3

H

CH2OH

H

OH

H

OH

HH

OH

O

C1 a (42) and C1 b (58) 13

3- O -( a - d -Galactopyranosyl)capsaicin

NH

O

OO

CH3

CH3

CH3H

CH2OHH

OHH

OH

HH

OH

O

3- O -( b - d -Galactopyranosyl)capsaicin

NH

O

OO

CH3

CH3

CH3H

OHH

H

HH

OH

OOH

H

HO

OH

HH

OH

H

OOH

OH

C1 b 29

3- O -( b - d -Galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)capsaicin

Capsaicin, 0.25 mmol; carbohydrate, 0.25 mmol; solvent, di-isopropyl ether a b -glucosidase concentration, 40% w/w carbohydrates; 0.10-mM (1.0-ml) pH 7.0 phosphate buffer; incubation period, 72 h b product proportions were calculated from the area of respective 1 H/ 13 C signals. Conversion yields were from HPLC with respect to the carbohydrate. Error in yield measurements is ±10%

Page 171: Enzymatic Transformation

156 8 Glycosylation of Some Selected Phenols and Vitamins

Scheme 8.4 Synthesis of vanillyl glycosides

water solubility and bioavailability (Kometani et al. 1993a ; Tietze et al. 2003 ) of vanillin.

Preparation of vanillyl glycosides has been reported by cell suspension cultures (Tietze et al. 2003 ) , plant cell tissue cultures, organ cultures (Sommer et al. 1997 ) and chemical methods (Reichel and Sckickle 1943 ) . However, prepara-tion by enzymatic methods has not been previ-ously reported. This section deals with the enzymatic method using amyloglucosidase from a Rhizopus mould and b -glucosidase from sweet almond for the preparation of vanillyl glycosides in a nonpolar solvent (Scheme 8.4 , Sivakumar and Divakar 2006 ) .

HPLC analysis of the glycosides (Fig. 8.6 ) showed the following retention times: d -glucose, 5.4 min; 4- O -( d -glucopyranosyl)vanillin, 7.8 min; d -galactose, 5.3 min; 4- O -( d -galactopyranosyl) vanillin, 7.5 min; d -mannose, 4.9 min; 4- O -( d -mannopyranosyl)vanillin, 7.8 min; maltose, 8.5 min; 4- O -( a - d -glucopyranosyl-(1 ¢ → 4) d -glucopyranosyl)vanillin, 17.1 min; sucrose, 9.8 min; 4- O -( d -

fructofuranosyl-(2 → 1 ¢ ) a - d -glucopyranosyl)vanillin, 14.3 min; lactose, 9.9 min; 4- O -( b - d -galactopyranosyl-(1 ¢ → 4) b - d -glucopyranosyl) vanillin, 8.2 min; d -sorbitol, 6.7 min; and 4- O -( d -sorbitol)vanillin, 10.1 min.

8.1.6.1 Synthesis of 4- O -( D -Glucopyranosyl)Vanillin Using Amyloglucosidase

Optimum conditions determined are vanillin (1 mmol) and d -glucose (1 mmol); 72-h incuba-tion period (Fig. 8.7a , Table 8.11 ); re fl ux tem-perature of di-isopropyl ether at 68°C; pH 4.0; buffer concentration, 0.1 mM (1 mL); and 53% at 40% (w/w d -glucose) enzyme concentration (Fig. 8.7b , Table 8.11 ).

8.1.6.2 Solubility of 4- O -( D -Glucopyranosyl)Vanillin

Determination of water solubility of 4- O -( d -glucopyranosyl)vanillin showed that it is solu-ble to the extent of 35.2 g L −1 . Hence,

Page 172: Enzymatic Transformation

1578.1 Phenols

4- O -( d -glucopyranosyl)vanillin was found to be more soluble than vanillin (2 g L −1 ) at 25°C in water.

8.1.6.3 Syntheses of Vanillyl Glycosides of Other Carbohydrates Using Amyloglucosidase and b -Glucosidase and Their Spectral Characterisation

Vanillyl glycosides of other carbohydrates (Scheme 8.4 ) were synthesised using amyloglu-cosidase and b -glucosidase (Table 8.12 ).

UV spectra of vanillyl glycosides showed shifts in s → s * band in the 193.5–198.5-nm (195 nm for free vanillin) range, s → p * band in the 222–224.5-nm (228.5 nm for free vanillin) range, p → p * band in the 273–283.5-nm (272 nm for free vanillin) range, IR C–O–C asymmetrical stretching frequen-cies in the 1,249–1,265-cm −1 range and symmetri-cal stretching frequencies in the 1,024–1,038-cm −1 range indicating that vanillin had undergone glycosylation. In 2-D Heteronuclear Single Quantum Coherence Transfer (HSQCT) spectra, the respective chemical shift values of carbon

atoms C1 a and b , C6 a and b showed glycoside formation and arylation (Table 8.12 ).

8.1.6.4 Synthesis of 4- O -( a - D -Glucopyranosyl-(1 ¢ → 4) D -Glucopyranosyl)Vanillin Using Glucosidases by Response Surface Methodology

Design : Central Composite Rotatable Design (CCRD), 32 experiments, 5 variables at 5 levels (Sivakumar et al. 2006a )

Variables : G lucosidase concentration, vanillin concentration, incubation period, buffer volume and pH in case of both the glucosidases. Table 8.13 shows the coded and actual levels of the variables employed in the design matrix. Actual set of experiments undertaken as per CCRD with coded values and the maltosylation yields obtained are given in Table 8.14 .

Equation : A second-order polynomial equation was developed to study the effects of the vari-ables on the esteri fi cation yields in terms of lin-ear, quadratic and cross product terms.

Fig. 8.6 HPLC chromatogram for the reaction mixture of d -glucose and 4- O -( d -glucopyranosyl)vanillin. HPLC conditions: aminopropyl column (10 m m, 300 mm × 3.9 mm);

solvent, CH 3 CN:H

2 O (80:20 v/v); fl ow rate, 1 mL min −1 ; RI

detector. Retention times: d -glucose, 5.4 min, and 4- O -( d -glucopyranosyl)vanillin, 7.8 min

Page 173: Enzymatic Transformation

158 8 Glycosylation of Some Selected Phenols and Vitamins

Coef fi cients : Microsoft Excel software, Version 5.0

Analysis of Variance ( ANOVA ): Microsoft Excel software ANOVA shows the model is signi fi cant at P < 0.01.

Optimisation : Microsoft Regression software A second-order polynomial equation was devel-oped to study the effect of the variables on the maltoside yields.

8.1.6.4.1 Amyloglucosidase-Catalysed Synthesis of 4- O -( a - D -Glucopyranosyl-(1 ¢ → 4) D -Glucopyranosyl)Vanillin

The data obtained using amyloglucosidase were fi tted to a second-order polynomial equation, and the predictive equation obtained with coef fi cients exhibited an R 2 value of 0.81.

0

10

20

30

40

50

60

70

0

Con

vers

ion

yiel

d (%

)

20 40 60 80 100Incubation period (h)

0

10

20

30

40

50

60

10 20 30 40 50 75

Con

vers

ion

yiel

d (%

)

Amyloglucosidase concn (% w/w D-glucose)

a

b

Fig. 8.7 ( a ) Reaction pro fi le for 4- O -( d -glucopyranosyl)vanillin synthesis by the re fl ux method. Conversion yields were from HPLC with respect to 1 mmol of d -glucose. Reaction conditions: d -glucose, 1 mmol; vanillin, 1 mmol; amyloglucosidase, 40% (w/w d -glucose); 0.1-mM pH 4 acetate buffer; solvent, di-isopropyl ether; temperature,

68°C; and ( b ) effect of amyloglucosidase concentration for 4- O -( d -glucopyranosyl) vanillin synthesis. Reaction conditions: d -glucose, 1 mmol; vanillin, 1 mmol; 0.1-mM pH 4 acetate buffer; solvent, di-isopropyl ether; tempera-ture, 68°C; and incubation period, 72 h

Page 174: Enzymatic Transformation

1598.1 Phenols

Equation :

1 5

3 3 5 5

1 4 1 5

2 3 3 4

4 5

3.7258 25.3461

0.0051 - -3.7238

0.6985 0.4896

0.0281 0.7730

5.7750

Y X X

X X X X

X X X X

X X X X

X X

t

= - +

+

+ +

- -

+

where X 1 , enzyme concentration; X

2 , vanillin

concentration; X 3 , incubation period; X

4 , buffer

volume; X 5 , pH; and Y , yield. Table 8.14 shows

the predicted yields obtained by using the reduced equation.

The effect of amyloglucosidase and buffer con-centration on the extent of maltosylation at 1.5-mmol vanillin, pH 6 and 72-h incubation period

Table 8.11 Optimisation of reaction conditions for the synthesis of 4- O -( d -glucopyranosyl)vanillin

Reaction conditions a Variable parameter b Yield (%) c

Incubation period (h) Vanillin – 1 mmol 3 28 d -Glucose – 1 mmol 6 26 pH – 4 12 29 Buffer concentration – 0.1 mM (1 mL) 24 31 Enzyme – 40% w/w d -glucose 48 38

72 53 96 46 pH (0.01 M)

Vanillin – 1 mmol a 4 51 d -Glucose – 1 mmol 5 28 Enzyme – 40% w/w d -glucose 6 22 Buffer concentration – 0.1 mM (1 mL) 7 18 Incubation period – 72 h 8 17

Buffer concentration (mM) Vanillin – 1 mmol 0.02 13 d -Glucose – 1 mmol 0.04 46 Enzyme – 40% w/w d -glucose 0.06 48 pH – 4 0.08 50 Incubation period – 72 h 0.1 51

0.12 42 Enzyme concentration (% w/w d -glucose)

Vanillin – 1 mmol 10 17 d -Glucose – 1 mmol 20 32 pH – 4 30 35 Buffer concentration – 0.1 mM (1 mL) 40 53 Incubation period – 72 h 50 30

75 31 Vanillin (mmol)

pH – 4 0.5 49 Buffer concentration – 0.1 mM (1 mL) 1 53 d -Glucose – 1 mmol 1.5 47 Enzyme – 40% w/w d -glucose 2 48 Incubation period – 72 h 2.5 46

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed

Page 175: Enzymatic Transformation

160 8 Glycosylation of Some Selected Phenols and Vitamins

Table 8.12 Syntheses of vanillyl glycosides using amyloglucosidase and b -glucosidase

Glycosides

Amyloglucosidase catalysis a b -Glucosidase catalysis b

Product (% proportion) c

Yields (%) d

Product (% proportion) c

Yields (%) d

O

OH

HH

H

HOH

OHH

O

CH3OO

OH

O

CH3OO

OH

HH

H

HOH

OH

H

O

OH

O

CH3 OO

OH

HOH

OHH

H

HH

OH

O

C1 a -glucoside (52), C1 b -glucoside (17), C6- O- arylated (31)

53 C1 b -glucoside 10

4- O -( a - d -Glucopyranosyl)vanillin

4- O -( b - d -Glucopyranosyl)vanillin 4- O -(6- d -Glucopyranosyl)vanillin

O

OH

HH

OH

HOH

HHOH2C

H

O

OCH3

O

O

CH3OO

OH

HH

OH

HOH

HCH2OH

H

O

C1 a -galactoside 18 C1 a -galactoside (23), C1 b -galactoside (77)

6

4- O -( a - d -Galactopyranosyl)vanillin

4- O -( b - d -Galactopyranosyl)vanillin

O

OCH3

O

H

HOH2COH

OH

H

H

HOH

H

O

O

CH3OO

H

OHH

H

H

OHOH

CH2OH

H

O

C1 a -mannoside 13 C1 a -mannoside (44), C1 b -mannoside (56)

13

4- O -( a - d -Mannopyranosyl)vanillin

4- O -( b - d -Mannopyranosyl)vanillin

O

O OH

H H

H

HH OH

OHHOH2C

HOH2C

OHH

H

HH

OH

OH

OO

CH3

O

OCH3

O

H

OO

OH

H H

H

HOH

HOH2C

HOH2COH

OHHH

H

HH

OHO

O

C1 a -maltoside (42), C6- O- arylated (30), C6 ¢ - O- arylated (28)

29 C1 b -maltoside 8

4- O -( a - d -Glucopyranosyl-(1 ¢ →4) a - d -glucopyranosyl)vanillin

4- O -( a - d -Glucopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)vanillin

O

CH3O

OH

H

O

OOH

HH

H

HHOH

OHCH2OH

OHH

H

HH

OH

OO

O

CH3OO

OHO

OH

HH

H

HOH

OHOH H

H

H

HH

OH O

O

H

OH

4- O -( a - d -Glucopyranosyl-(1 ¢ →4)6- d -glucopyranosyl)vanillin

4- O -( a - d -Glucopyranosyl-(1 ¢ →4)6 ¢ - d -glucopyranosyl)vanillin

O

CH3O

O

OH

HO

OOH

OH

OHOH

H

H

HH

OH

OO

O

CH3O

OHO

OH

HH

H

HOH

OH

O

OH OHO

OH

O

C1- O- arylated (39), C6 ¢ - O- arylated (61)

23 – -

4- O -(1- d -Fructofuranosyl-(2→1 ¢ ) a - d -glucopyranosyl)vanillin

4- O -(6 ¢ - d -Fructofuranosyl-(2→1 ¢ ) a - d -glucopyranosyl)vanillin

O

CH3 OO

OH

HH

HO

HOH

H

HOH2C

H

HOH2C

OOHO

H

H

HH

OHH

O

4- O -( b - d -Galactopyranosyl-

(1 ¢ →4) b - d -glucopyranosyl)vanillin

– – C1 b -lactoside 25

(continued)

Page 176: Enzymatic Transformation

1618.1 Phenols

Glycosides

Amyloglucosidase catalysis a b -Glucosidase catalysis b

Product (% proportion) c

Yields (%) d

Product (% proportion) c

Yields (%) d

O

CH3O

CH2

CH2OH

H OHOH HH OHH OH

O

O

CH3O

OHHOHHHOHOHH

CH2

CH2OH

O

O

CH3O

O

CH2

CH2

H OHOH HH OHH OH

O

OCH3

O

C1- O- arylated (13), C6- O- arylated (25), C1,6 di- O- arylated (62)

13 – –

4- O -(1- d -Sorbitol)vanillin 4- O -(6- d -Sorbitol)vanillin 1,6- O -(Bis-4- O -vanillin) d -sorbitol

a Vanillin and carbohydrate, 1 mmol each; amyloglucosidase concentration, 40% w/w of carbohydrate; solvent, di-iso-propyl ether; buffer, 0.1-mM (1-mL) pH 4 acetate buffer; incubation period, 72 h b Vanillin, 1 mmol; carbohydrate, 0.5 mmol; b -glucosidase concentration, 50% w/w of carbohydrate; solvent, di-isopro-pyl ether; buffer, 0.17-mM (1.7-mL) pH 4.2 acetate buffer; incubation period, 24 h c Conversion yields were from HPLC with respect to free carbohydrate. Error in yield measurements is ±10% d The product proportions were determined from the area of respective 1 H/ 13 C signals

Table 8.12 (continued)

Table 8.13 Coded values of the variables and their corresponding actual values used in the design of experiments

Variables −2 −1 0 1 2

Amyloglucosidase/ b -glucosidase (% w/w maltose) 10 20 30 40 50

Vanillin (mmol) 0.5 1 1.5 2 2.5 Incubation period (h) 24 48 72 96 120 Buffer volume (mL) 0.4 0.8 1.2 1.6 2 pH (0.01 M) 4 5 6 7 8

showed that (Fig. 8.8a ) at a buffer concentration of 0.05 mM (0.5 mL), increase in amyloglucosidase concentration from 10 to 50% (w/w maltose) decreased the maltosylation yield. However, at higher buffer concentrations beyond 0.125 mM (1.25 mL), the maltosylation yield increased with increase in amyloglucosidase concentration. A critical enzyme to buffer concentration could be dictating the extent of maltosylation, as there is a crossover point clearly depicting the reversal of the maltosylation behaviour at 30% (w/w maltose) amyloglucosidase concentration and a buffer vol-ume of 0.125 mM (1.25 mL).

Effect of amyloglucosidase concentration and incubation period at 1.5-mmol vanillin, pH 6 and 0.125-mM (1.25 mL) buffer concentration is shown in Fig 8.8B . With increase in incubation

period from 24 to 120 h, maltosylation yield decreases. At all the other incubation periods, increase in amyloglucosidase concentration from 10 to 50% (w/w maltose) showed a very slight increase in the maltosylation yields.

Effect of vanillin and incubation period on the maltosylation yield at 30% (w/w maltose) amylo-glucosidase, pH 6 and 0.125-mM (1.25 mL) buffer concentration is shown in Fig 8.9a . With increase in incubation period, the maltosylation yield decreases at all the vanillin concentrations in the range 0.5–2.5 mmol. This decrease in yield is quite steep up to 84 h and thereafter gradual. However, at all the incubation periods in the range 24–120 h, increase in vanillin concentration causes a mar-ginal decrease in yields indicating that vanillin could be mildly inhibitory to amyloglucosidase.

Page 177: Enzymatic Transformation

162 8 Glycosylation of Some Selected Phenols and Vitamins

Effect of amyloglucosidase concentration and pH on the extent of maltosylation at 0.125-mM (1.25 mL) buffer, 1.5-mmol vanillin and 72-h incubation period is shown in Fig. 8.9b . An optimum pH of 6 observed at 10% (w/w malt-ose) amyloglucosidase concentration is main-tained throughout up to 50% (w/w maltose) amyloglucosidase concentration with an increas-ing extent of conversion from 10 to 50% (w/w

maltose) enzyme concentration. However, a crossover point exhibiting reversal in the malto-sylation yields is observed around pH 6 and 30% (w/w maltose) amyloglucosidase concen-tration. Above pH 6 and above 30% (w/w malt-ose) amyloglucosidase, the yield increases with enzyme concentration and pH. The extent of conversion is lesser below 30% (w/w maltose) enzyme and pH 6.

Table 8.14 Experimental design with experimental and predictive yields of maltosylation based on response surface methodology a

Expt. no.

Glucosidase (% w/w maltose)

Vanillin(mmol)

Incubation period (h)

Buffer volume (mL)

pH (0.01 M)

Amyloglucosidase b -Glucosidase

Experimental Predicted Experimental Predicted Yield (%) Yield (%) Yield (%) Yield (%)

1 20 1 48 0.8 7 13.6 13.2 24.3 23.8 2 20 1 48 1.6 5 16.7 27.6 15.6 13.5 3 20 1 96 0.8 5 21.8 27.2 20.1 8.8 4 20 1 96 1.6 7 7.92 1.5 8.4 8.6 5 20 2 48 0.8 5 19.1 21.7 37.7 30.1 6 20 2 48 1.6 7 17.4 25.7 21.8 22.9 7 20 2 96 0.8 7 17.3 14.6 30.6 29.2 8 20 2 96 1.6 5 8.2 0 13.1 8.9 9 40 1 48 0.8 5 8.9 8.6 21.9 17.5 10 40 1 48 1.6 7 59.6 43.4 7.6 14.5 11 40 1 96 0.8 7 15.8 22.5 15.2 13.8 12 40 1 96 1.6 5 9.2 0 24.4 24.1 13 40 2 48 0.8 7 19.2 17 19.3 15.2 14 40 2 48 1.6 5 8.8 23.1 37.7 32.5 15 40 2 96 0.8 5 13.7 10.1 29.5 24.9 16 40 2 96 1.6 7 23.9 15.2 32.4 28.7 17 10 1.5 72 1.2 6 27.5 16.7 16.7 19.5 18 50 1.5 72 1.2 6 14.6 18.6 20.9 23.2 19 30 0.5 72 1.2 6 16.8 19.7 22.8 16.1 20 30 2.5 72 1.2 6 16.4 15.6 25.7 31.8 21 30 1.5 24 1.2 6 68.1 40.8 23.6 22.8 22 30 1.5 120 1.2 6 8.8 18.1 17.4 19.8 23 30 1.5 72 0.4 6 14.8 17.7 10.6 22.2 24 30 1.5 72 2 6 9.7 17.6 19.5 20.5 25 30 1.5 72 1.2 4 10.1 0 15.7 16.3 26 30 1.5 72 1.2 8 10.7 7.3 28.1 14.7 27 30 1.5 72 1.2 6 13.4 17.7 17.6 21.3 28 30 1.5 72 1.2 6 8.9 17.7 15.8 21.3 29 30 1.5 72 1.2 6 8.5 17.7 18.1 21.3 30 30 1.5 72 1.2 6 13.3 17.7 14.2 21.3 31 30 1.5 72 1.2 6 8.8 17.7 17.9 21.3 32 30 1.5 72 1.2 6 8.5 17.7 16.2 21.3

a Conversion yields obtained from HPLC with respect to 0.5 mmol of maltose. Error in yield measurement will be ±10%. This applies to all the yields given in the subsequent tables also

Page 178: Enzymatic Transformation

1638.1 Phenols

Fig. 8.8 Three-dimensional surface plots showing the effect of variables in the amyloglucosidase-catalysed reaction: ( a ) amyloglucosidase and buffer concentrations on the extent of maltosylation yield (pH 6; vanillin,

1.5 mmol; incubation period, 72 h) and ( b ) amyloglucosi-dase and incubation period on the extent of maltosylation yield (pH 6; buffer concentration, 0.125 mM/1.25 mL; vanillin concentration, 1.5 mmol)

Fig. 8.9 Three-dimensional surface plots showing the effect of variables in the amyloglucosidase-catalysed reaction: ( a ) vanillin and incubation period on the extent of maltosylation yield (pH 6; buffer concentration, 0.125 mM/1.25 mL; amyloglucosidase, 30% w/w malt-

ose) and ( b ) amyloglucosidase concentrations and pH on the extent of maltosylation yield (vanillin concentration, 1.5 mmol; buffer concentration, 0.125 mM/1.25 mL; incubation period, 72 h)

Maximum yield predicted based on the response model is 43.9% for the amyloglucosi-dase-catalysed reaction under the following conditions: amyloglucosidase, 30% (w/w of maltose); vanillin, 1 mmol; buffer concentra-

tion, 0.125 mM (1.25 mL) pH 6; and incubation period, 24 h. The experiments conducted at the above optimum conditions resulted in 49.4% yield. Further validation of the response model carried out at certain selected random process

Page 179: Enzymatic Transformation

164 8 Glycosylation of Some Selected Phenols and Vitamins

conditions showed that (Table 8.15 ) there appears to be a good correspondence between predicted and experimental yields at yields less than 40% and the correspondence appears to deviate a little at higher predictive yields.

8.1.6.4.2 b -Glucosidase-Catalysed Synthesis of 4- O -( a - D -Glucopyranosyl-(1 ¢ → 4) b - D -Glucopyranosyl)Vanillin

Equation :

3 4 5

2 2 5 5 1 3

1 4 1 5 3 5

0.7408 30.6961 20.7320

2.6099 - -1.4606 0.0092

0.9891 0.2937 0.0720

Y X X X

X X X X X X

X X X X X X

= - - +

+ +

+ - +

where X 1 , enzyme concentration; X

2 , vanillin

concentration; X 3 , incubation period; X

4 , buffer

volume; X 5 , pH; and Y , yield. Table 8.14 shows

the predicted yields obtained by using the reduced equation. Average absolute deviation between the experimental and predicted yields using this model is 22.3%.

Correlation Coef fi cient : R 2 − 0.69 Figure 8.10a shows the effect of b -glucosidase

and vanillin concentrations on the maltoside yield at pH 6, 0.125-mM (1.25-mL) buffer concentra-tion and 72-h incubation period. At all the b -glu-cosidase (10–50% w/w maltose) concentrations, the maltosylation yield increases with increase in vanillin concentration. However, increase in b -glucosidase concentration exhibited very little

enhancement in yield. Maximum yield is depicted at 50% (w/w maltose) b -glucosidase concentra-tion and 2–2.5 mmol of vanillin.

Effect of b -glucosidase and buffer concentration at pH 6, 1.5-mmol vanillin and 72-h incubation period on the maltosylation yield is shown in Fig. 8.10b . In the saddle-shaped surface obtained, a crossover point indicating reversal in the maltosyla-tion behaviour is observed at 30% (w/w maltose) b -glucosidase concentration and 0.125-mM (1.25-mL) buffer concentration. Up to 30% (from 10% w/w maltose) b -glucosidase and 0.125-mM to 0.04-mM (1.25-mL to 0.4-mL) buffer concentration, the maltosylation yield decreases with increase in enzyme concentration. Above this crossover values in both the variables, the yield increases. Here also, a critical b -glucosidase to buffer concentration appears to in fl uence the extent of maltosylation.

The maximum yield predicted based on the response model is 33.6% for the b -glucosidase-catalysed reaction under the following conditions: b -glucosidase, 50% (w/w of maltose); vanillin, 2.5 mmol; buffer concentration, 0.125 mM (1.25 mL) pH 6; and 72-h incubation period. The experiment conducted at the above optimum con-ditions gave 27.1% yield. Validation experiments performed at certain random selected conditions also showed good correspondence between exper-imental and predicted yields (Table 8.16 ).

Hence, the present RSM study has clearly showed the usefulness of CCRD technique in clearly bringing out the most salient features of this maltosylation reaction.

Table 8.15 Validation data for the amyloglucosidase-catalysed reactions at selected random conditions a

Expt. no. Amyloglucosidase (% w/w maltose)

Vanillin (mmol)

Incubation period (h)

Buffer volume (mL) pH

Predicted yield (%)

Experimental yield (%)

1 30 1.5 72 1.2 6 17.6 10.7 2 15 2 72 1.2 6 15.9 22.1 3 30 1 24 1.2 6 41.1 49.6 4 30 0.5 72 2 6 19.6 29.7 5 30 1.5 72 0.8 6 17.7 8.6 6 45 1.5 48 1.2 6 27 30.2 7 30 2 72 1.2 6 16.6 13.9 8 30 1.5 48 1.2 7 24.8 22.1 9 30 1.5 36 1.6 6 43.9 38.7 10 20 1.5 24 1.2 6 40.3 42.3

a Conversion yields obtained from HPLC with respect to 0.5 mmol of maltose

Page 180: Enzymatic Transformation

1658.1 Phenols

8.1.7 Syntheses of DL -Dopa Glycosides

dl -Dopa ( dl -3,4-dihydroxy phenylalanine), an aromatic amino acid precursor of dopamine, is the most effective drug for Parkinson’s disease (Yar 1993 ) . Parkinson’s disease is characterised by a severe and progressive degeneration of nigrostriatal dopamine (DA) neurons (Angerlacenci 2007 ) associated with the de fi ciency of catecholamine and dopamine (Shetty et al. 2002 ) . It is generally accepted that after administration, l -dopa in Parkinson’s dis-ease is converted into dopamine by aromatic

l -amino acid decarboxylase (AADC) within the serotonergic (5-HT) fi bres in the striatum and substantia nigra pars reticulate (Yamada et al. 2007 ) . Glucose is the brain source of energy, and this and other hexoses are also transferred across the blood–brain barrier (BBB) by the glucose carrier GLUT1. Such a transport will be facili-tated if l -dopa is converted into the glycoside as the l -dopa converted product glucosyl dopamine is able to interact with the glucose transporter (GLUT1) and absorbed into the central nervous system (CNS) from the blood stream (Dalpiaz et al. 2007 ) . During chronic treatment with

Fig. 8.10 Three-dimensional surface plots showing the effect of variables in the b -glucosidase-catalysed reaction: ( a ) vanillin and b -glucosidase concentrations on the extent of maltosylation yield (pH 6; buffer concentration,

0.125 mM/1.25 mL; incubation period, 72 h) and ( b ) b -glucosidase concentration and buffer concentration on the extent of maltosylation yield (pH 6; incubation period, 72 h; vanillin concentration, 1.5 mmol)

Table 8.16 Validation data for the b -glucosidase-catalysed reactions at selected random conditions a

Expt. no. b -Glucosidase (% w/w maltose)

Vanillin (mmol)

Incubation period (h)

Buffer volume (mL) pH

Predicted yield (%)

Experimental yield (%)

1 50 2.5 72 1.2 6 33.6 27.1 2 10 0.5 72 1.2 6 14.3 22.5 3 30 1.5 72 1.2 6 21.3 18.7 4 40 1.5 72 1.5 6 22.3 20.6 5 25 1.5 80 1.2 6 20.2 17.5 6 45 1.5 100 1.2 6 25.7 21.3 7 35 1.5 72 1.2 6 21.8 15.7 8 30 1.5 48 0.6 6 22.7 27.6 9 30 1.5 108 1.2 7 20.9 15.5 10 30 1.5 72 0.5 6 22.1 24.7

a Conversion yields obtained from HPLC with respect to 0.5 mmol of maltose

Page 181: Enzymatic Transformation

166 8 Glycosylation of Some Selected Phenols and Vitamins

l -dopa, a variety of transport problems like involuntary movements occur which can be over-come by the employment of glucosyl derivatives (Pardridge 2002 ; Madrid et al. 1991 ) . Side effects of the drugs can be reduced, and drug stability can be increased by modi fi cation of the aglycon molecule. For example, l -dopa and new dopamin-ergics can be modi fi ed to improve bioactivity properties (Pras et al. 1995 ; Giri et al. 2001 ) .

l -Dopa was fi rst isolated from Vicia faba (Guggenheim 1913 ; Vered et al. 1994 ) as a b -anomer (Nagasawa et al. 1961 ; Andrews and Pridham 1965 ) . Vicia faba has been incorporated into dietary strategies to manage Parkinsonian motor oscillations (Kempster et al. 1993 ) . A crude extract from the petals of Mirabilis jalapa was mixed with cyclo -Dopa and UDP-glucose to give cyclo -Dopa-5- O -glucoside by the action of glucosyl transferases (Sasaki et al. 2004 ; Wyler et al. 2004 ) . However, no chemical or enzymatic methods have been reported yet for the synthesis

of dl -dopa glycosides. Enzymatic method could be the alternative one which does not require protection and deprotection process (Fernandez et al. 2003 ; Roode et al. 2003 ) and provide milder reaction conditions, easy workup, less pollution, higher yields and selectivity. It can also give rise to stable dopa derivatives with enhanced stability and pharmacological activity (Suzuki et al. 1996 ; Vijayakumar and Divakar 2007 ) . This section describes the synthesised dl -dopa glycosides using amyloglucosidase from Rhizopus mould and b -glucosidase from sweet almond in organic media (Scheme 8.5 , Sivakumar et al. 2009 ) .

HPLC analysis of the glycosides prepared exhibited the following retention times for the substrates and products: dl -dopa, 8.5 min; d -glucose, 6.2 min; dl -dopa- d -glucoside, 13 min; d -galactose, 7.1 min; dl -dopa- d -galactoside, 8.9 min; d -mannose, 6.7 min; dl -3-hydroxy-4- O -( b - d -mannopyranosyl) phenylalanine, 8.7 min; lactose, 9.3 min; dl -3-hydroxy-4- O -( b - d -galac-

Scheme 8.5 Syntheses of dl -dopa glycosides

Page 182: Enzymatic Transformation

1678.1 Phenols

topyranosyl-(1 ¢ → 4) b - d -glucopyranosyl)pheny-lalanine, 1.9 min; d -sorbitol, 6.7 min; dl -3-hydroxy-4- O -(6- d -sorbitol)phenylalanine, 7.9 min; d -mannitol, 6.8 min; and dl -dopa- d -mannitol, 7.8 min.

8.1.7.1 Synthesis of DL -Dopa- D -Glucoside Using Amyloglucosidase

Glucosylation reaction between dl -dopa and d -glucose catalysed by amyloglucosidase from Rhizopus mould showed optimum conditions (Table 8.17 ) of incubation period, 72; pH 6.0, 0.06–0.14-mM (0.6–1.4-mL) buffer and yield in the range 62–59%. Up to 40% (w/w d -glucose) enzyme, the conversion yield more or less remained the same (yields 59%, 65%, 62% and 59% for 10%, 20%, 30% and 40% w/w d -glucose/enzyme, respectively). About 62% yield was obtained at 0.5-mmol dl -dopa.

8.1.7.2 Syntheses of DL -Dopa Glycosides of Other Carbohydrates Using Amyloglucosidase and b -Glucosidase and Their Spectral Characterisation

dl -Dopa glycosides with other eleven carbohy-drates using amyloglucosidase and b -glucosidase (Scheme 8.5 ) gave bis products of glycosides and C6-O-arylated products.

The glycosides were characterised by UV, IR, mass, melting point, optical rotation and 2-D HSQCT, which provided good information on the nature and proportions of the products formed (Table 8.18 ).

UV spectra of dl -dopa glycosides showed s → s * band ranging from 191.5 to 198.5 nm (199.5 nm for dl -dopa), s → p * band ranging from 221.5 to 226 nm (221 nm for dl -dopa) and n → p * band from 295 nm to 297.5 nm (280 nm for dl -dopa). IR spectra showed 1,019–1,040-cm −1 band for the glycosidic C–O–C aryl–alkyl symmetrical stretching and 1,307-1,320-cm −1 band for the asymmetrical stretching frequen-cies. In 2-D Heteronuclear Single Quantum Coherence Transfer (HSQCT) spectra, the respective chemical shift values of carbon atoms C1 a and b , C6 a and b showed glycoside forma-tion and arylation.

8.1.8 L -Dopa Glycosides

Syntheses of l -dopa glycosides were carried out under the optimum conditions of 0.5 mmol, car-bohydrates - 1 mmol, amyloglucosidase/immobi-lised b -glucosidase - 10% w/w of carbohydrate, 0.1 mM (1 mL) of 0.01-M pH 6 phosphate buffer for an incubation period of 72 h in 100-mL di-isopropyl ether (Scheme 8.6 , Vadivelan and Divakar 2011a ) . Diverse carbohydrate molecules, aldohexoses ( d -glucose, d -galactose and d -mannose), ketohexose ( d -fructose), pentoses ( d -ribose and d -arabinose), disaccharides (lactose, maltose, sucrose) and carbohydrate alcohol ( d -mannitol), were employed in the presence of amyloglucosi-dase and immobilised b -glucosidase.

UV spectra of l -dopa glycosides (Tables 8.19 and 8.20 ) showed shift in the s → s * band in the 198.5–205-nm (28.5 nm for l -dopa) range, shift in the p → p * band in the 267.5–295-nm (281 nm for l -dopa) range and shift in the n → p * band around 388 nm (390 nm for l -dopa). IR spectra showed shifts in the 1,015–1,047-cm −1 band for the glycosidic C–O–C aryl–alkyl symmetrical stretching and 1,206–1,312-cm −1 band for the asymmetrical stretching frequencies. Mass spec-tral data also con fi rmed product formation.

In 2-D Heteronuclear Single Quantum Coherence Transfer (HSQCT) spectra, the respec-tive chemical shift values of carbon atoms C1 a and b , C6 a and b showed glycoside formation and arylation.

However, there are distinct differences in this enzymatic reaction by both amyloglucosidase and b -glucosidase between the two substrates l -dopa and dl -dopa as described below. The nature and proportion of the l -dopa glycosides are shown in Tables 8.19 and 8.20 . Amyloglucosidase catalysed l -dopa reaction with all the eleven carbohydrate molecules employed. However, b -glucosidase catalysed the reaction with only d -glucose, d -galactose, d -ribose and lactose. Amyloglucosidase showed selectivity in the case of d -mannose, d -fructose, d -ribose, maltose, sucrose, d -mannitol and d -sor-bitol. About 20 individual glycosides were syn-thesised enzymatically using the glucosidases, of which 16 are being reported for the fi rst time. The

Page 183: Enzymatic Transformation

168 8 Glycosylation of Some Selected Phenols and Vitamins

new glycosides reported are l -dopa- d -glucoside, l -dopa- d -galactoside, l -dopa-mannoside, l -dopa-fructoside, l -dopa-riboside, l -dopa-arabinoside, l -dopa-lactoside, l -dopa-maltoside, l -dopa-sucroside and d -mannitolide.

Only monoglycosylated/arylated products were formed. No bis products with both the OH

groups at 3rd and 4th positions glycosylated/arylated could be detected. This indicated that steric effects are responsible for the formation of only monoglycosylated products. Under the reaction conditions employed, l -dopa gave a mixture of 3- O - and 4- O -glycosylated products with many of the carbohydrates employed. C6-O-arylated

Table 8.17 Optimisation of reaction conditions for the synthesis of dl -dopa- d -glucoside using amyloglucosidase

Reaction conditions a Variable parameter b Conversion yields (%) c

Incubation period (h) dl -Dopa – 0.5 mmol 3 42 d -Glucose – 1 mmol 6 48 pH – 6 12 58 Buffer concentration – 0.1 mM (1 mL) 24 60 Amyloglucosidase – 10% w/w d -glucose 48 63

72 62 96 57

120 49 pH (0.01 M)

dl -Dopa – 0.5 mmol a 4 16 d -Glucose – 1 mmol 5 38 Amyloglucosidase – 30% w/w d -glucose 6 62 Buffer concentration – 0.1 mM (1 mL) 7 48 Incubation period – 72 h 8 22

Buffer concentration (mM) dl -Dopa – 0.5 mmol 0.03 51 d -Glucose – 1 mmol 0.06 62 Amyloglucosidase – 30% w/w d -glucose 0.1 63 pH – 6 0.14 59 Incubation period – 72 h 0.18 52

0.22 47 Amyloglucosidase (% w/w d -glucose)

dl -Dopa – 0.5 mmol 10 59 d -Glucose – 1 mmol 20 65 pH – 6 30 62 Buffer concentration – 0.1 mM (1 mL) 40 59 Incubation period – 72 h 50 47

75 45 dl -Dopa (mmol)

pH – 6 0.2 22 Buffer concentration – 0.1 mM (1 mL) 0.4 41 d -Glucose – 1 mmol 0.5 62 Amyloglucosidase – 10% w/w d -glucose 0.8 53 Incubation period – 72 h 1.2 56

1.6 55 2 54

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed

Page 184: Enzymatic Transformation

1698.1 Phenols

(con

tinue

d)

Tab

le 8

.18

Sy

nthe

ses

of d

l -3,

4-di

hydr

oxyp

heny

lala

nine

( dl

-dop

a) g

lyco

side

s us

ing

amyl

oglu

cosi

dase

and

b -g

luco

sida

se a

Gly

cosi

des

Am

ylog

luco

sida

se c

atal

ysis

b -

Glu

cosi

dase

cat

alys

is

Prod

uct (

% p

ropo

rtio

n) b

Yie

lds

(%) c

Prod

uct (

% p

ropo

rtio

n) b

Yie

lds

(%) c

O OH

H HH

H

H

OH

OH

OH

OOH

NH

2

CO

OH

OOH

NH

2O

H

OH

OH

H

HH

H

OH

O

H

CO

OH

OH

OH

H

HHH

OH

O

OH

NH

2

OH

OH

CO

OH

4- O

-C1 a

(24

), 4

- O -C

1 b

(48)

, 4- O

-C6-

O -a

ryla

ted

(6),

3- O

-C1 b

(22

)

62

4- O

-C1 b

(28

),

4- O

-C6-

O -a

ryla

ted

(72)

33

dl -3

-Hyd

roxy

-4- O

-( a

- d -g

luco

pyra

nosy

l)ph

enyl

alan

ine

dl -3

-Hyd

roxy

-4- O

-( b -

d -gl

ucop

yran

osyl

)phe

nyla

lani

ne

dl -3

-Hyd

roxy

-4- O

-(6-

d -gl

ucop

yran

osyl

)phe

nyla

lani

ne

O

H

O

NH

2

CO

OH

H

O OH

HH

H

HO

HO

H

OH

dl -4

-Hyd

roxy

-3- O

-( b -

d -gl

ucop

yran

osyl

)phe

nyla

lani

ne

O OH

HH

OH

H

H

OH

H

OH

OOH

NH

2CO

OH

OOH

NH

2O

H

HO

HH

OH

HH

OH

O

H

CO

OH

HO

HH

OH

HH

OH

O

OH

NH

2

OH

OH

CO

OH

4- O

-C1 a

(27

), 4

- O -C

1 b

(25)

, 4- O

-C6-

O -a

ryla

ted

(29)

, 3- O

-C1 a

(10

),

3- O

-C1 b

(9)

46

4- O

-C1 a

(17

),

4- O

-C1 b

(35

),

4- O

-C6-

O -a

ryla

ted

(23)

, 3- O

-C1 a

(21

),

3- O

-C1 b

(4)

31

dl -3

-Hyd

roxy

-4- O

-( a

- d -g

alac

topy

rano

syl)

phen

ylal

anin

e

dl -3

-Hyd

roxy

-4- O

-( b -

d -ga

lact

opyr

anos

yl)p

heny

lala

nine

dl

-3-H

ydro

xy-4

- O -(

6- d -

gala

ctop

yran

osyl

)phe

nyla

lani

ne

OH

HO

HH

OH

HH

OH

O

H

CO

OH

NH

2

O OH

O OH

HH

OH

H

H

OH

H

OH

CO

OH

NH

2

O OH

dl -4

-Hyd

roxy

-3- O

-( a

- d -g

alac

topy

rano

syl)

phen

ylal

anin

e

dl -4

-Hyd

roxy

-3- O

-( b -

d -ga

lact

opyr

anos

yl)p

heny

lala

nine

OOH

NH

2O

H

OH

OH

H

HH

OH

HO

H

CO

OH

4- O

-C1 b

61

4-

O -C

1 b

32

dl -3

-Hyd

roxy

-4- O

-( b -

d -m

anno

pyra

nosy

l)ph

enyl

alan

ine

Page 185: Enzymatic Transformation

170 8 Glycosylation of Some Selected Phenols and Vitamins

Tab

le 8

.18

(c

ontin

ued)

Gly

cosi

des

Am

ylog

luco

sida

se c

atal

ysis

b -

Glu

cosi

dase

cat

alys

is

Prod

uct (

% p

ropo

rtio

n) b

Yie

lds

(%) c

Prod

uct (

% p

ropo

rtio

n) b

Yie

lds

(%) c

CO

OH

NH

2

OH

O

H

OH

H

H

HH

OH

OO

H

H

HO

OHH

H

OH H

OO

H

OH

– –

4- O

-C1 b

17

dl -3

-Hyd

roxy

-4- O

-( b -

d -ga

lact

opyr

anos

yl-(

1 ¢ →

4) b -

d - g

luco

pyra

nosy

l)ph

enyl

alan

ine

OH

NH

2

CO

OH

O

OH

HO

HH

HO

HO

HH

CH

2OH

CH

2

dl

-3-H

ydro

xy-4

- O -(

6- d -

sorb

itol)

phen

ylal

anin

e

4- O

-C6-

O -a

ryla

ted

12

– –

OH

NH

2

CO

OH

O

HO

HH

OH

OH

HO

HH

CH

2OH

CH

2

OH

NH

2

CO

OH

O

HO

HH

OH

OH

HO

HH

CH

2

CH

2

O

CO

OH

NH

2

OH

4- O

-C1-

O -a

ryla

ted

(70)

, B

is 4

- O -C

1,6-

di- O

-ary

late

d (3

0)

20

– –

dl -3

-Hyd

roxy

-4- O

-(1-

d -m

anni

tol)

phen

ylal

anin

e 1,

6- O

-(B

is d

l -3-

hydr

oxy-

4- O

-phe

nyla

lani

ne) d

-man

nito

l

a dl -

3,4-

Dih

ydro

xyph

enyl

alan

ine,

0.5

mm

ol; c

arbo

hydr

ate,

1 m

mol

; enz

yme

conc

entr

atio

n, 1

0% w

/w o

f ca

rboh

ydra

te; s

olve

nt, d

i-is

opro

pyl e

ther

; buf

fer,

0.1-

mM

(1-

mL

) pH

6

phos

phat

e bu

ffer

; inc

ubat

ion

peri

od, 7

2 h

b The

pro

duct

pro

port

ions

wer

e de

term

ined

fro

m th

e ar

ea o

f re

spec

tive

1 H/ 13

C s

igna

ls

c Con

vers

ion

yiel

ds w

ere

from

HPL

C w

ith r

espe

ct to

fre

e ca

rboh

ydra

te. E

rror

in y

ield

mea

sure

men

ts is

±10

%

Page 186: Enzymatic Transformation

1718.1 Phenols

compounds are observed with d -glucose and d -galactose. While d -fructose gave 2-O, sucro-side and d -mannitol gave 1-O aryl derivatives.

d -Glucose exhibited 33.3% a and 66.7% b compared to the 60:40 a : b -anomeric composi-tion of free d -glucose employed. d -Galactose showed 42.3% a and 57.7% b compared to the 92:8 a : b -anomeric composition of free d -galac-tose employed. Similarly d -arabinose showed 25.9% a and 74.1% b compared to the 95:5 a : b -anomeric composition of the d -arabinose employed.

8.1.9 Syntheses of Dopamine Glycosides

Parkinson’s disease is a neurodegenerative dis-ease characterised by bradykinesia, tremors, rigidity and dif fi culty in walking (Geng et al. 2004, 2007 ) . The usual treatment for this disor-der is the use of l -dopa, which enters the central nervous system (CNS) through active transport

and is enzymatically cleaved in the brain to release dopamine. To overcome the drawbacks of l -dopa treatment in transport problems across blood–brain barrier (BBB), new derivatives of dopamine able to penetrate the BBB, by making use of speci fi c transport systems (Pardridge 2002 ; Audus et al. 1992 ; Madrid et al. 1991 ) , are employed. Glucose is the brain’s source of energy and other hexoses are transported across the BBB by the glucose carrier GLUT1. Glycosyl dop-amine derivatives bearing the sugar moiety linked to either the amino group or the catechol ring of dopamine through amide, ester or glycosidic bonds were synthesised chemically with potent anti-Parkinsonian properties (Fernandez et al. 2003 ) . The glucosyl dopamine derivative is able to interact with the glucose transporter (GLUT1) and absorbed into the CNS from the blood stream (Dalpiaz et al. 2007 ) . Glycosylated form of dop-amine is stable in the periphery and, after reach-ing the brain through GLUT1 carrier, gets hydrolyzed by the action of brain enzymes to release dopamine (Fernandez et al. 2003 ) .

Scheme 8.6 Syntheses of l -dopa glycosides

Page 187: Enzymatic Transformation

172 8 Glycosylation of Some Selected Phenols and Vitamins

Table 8.19 Synthesis of l -dopa glycosides using amyloglucosidase and immobilised b -glucosidase

S. no. Glycosides

Amyloglucosidase catalysis

% of product (proportion) % of product (conversion)

1

OO

OH

H

H

HH

H

OH

OH

OH

O

OH

NH2

OH

12 54

l -3-Hydroxy-4-O-( a - d -glucopyranosyl) phenylalanine

O

H

OHH

H

H

HOH

OH

CH2OH

NH2

OH

O

OH

O

42

l -3-Hydroxy-4-O-( b - d -glucopyranosyl)phenylalanine

O

OHOH

H

HH

H

H

OH

OHO O OH

NH2OH

14

l -3-Hydroxy-4-O-(6-O- d -glucopyranosyl)phenylalanine

O

HOH

H

HH

H

O

OH

OH CH2OH

OH O

NH2

OH

22

l -4-Hydroxy-3-O-( b - d -glucopyranosyl)phenylalanine 2

O

O

OH

H

HOH

H

H

OHH

CH 2OH

NH2

O

OH

OH

l -3-Hydroxy-4-O-( a - d -galactopyranosyl) phenylalanine

22 44

O

NH2

O

OH

OH

H

CH2OHH

OH

H

OHH

HOH

O

l -3-Hydroxy-4-O-( b - d -galactopyranosyl)phenylalanine

30

O

OHOH

H

HOH

H

H

OH

HO O OH

NH2

28

l -3-Hydroxy-4-O-(6-O- d -galatopyranosyl)phenylalanine

O

OH

NH2

OH

OCH2OH

H

OH

H

HOH

H

H

OH

O

20

l -4-Hydroxy-3-O-( a - d -galactopyranosyl) phenylalanine

(continued)

Page 188: Enzymatic Transformation

1738.1 Phenols

S. no. Glycosides

Amyloglucosidase catalysis

% of product (proportion) % of product (conversion)

3

O

H

OH

H

H H

H

OHOH

CH2OH

O

OH

O

OH

NH2

15 46.3

l -3-Hydroxy-4-O-( a - d -mannopyranosyl)phenylalanine 4

OH

O

OH

NH2

OH

O

OH

OH

OH

O

16 8.7

l -3-Hydroxy-4-O-(2-O- d -fructofuranosyl) phenylalanine 5

O

O

OH

OH

OH

NH2

OH

O

OH

17 62.7

l -3-Hydroxy-4-O-( a - d -ribofuranosyl)phenylalanine 6

O

O

OH

OH

OH

NH2

OH

O

OH

25.9 63.8

l -3-Hydroxy-4-O-( a - d -arabinofuranosyl) phenylalanine

O

OH

OHOH

O

OH

O

OH

NH2

74.1

l -3-Hydroxy-4-O-( b - d -arabinofuranosyl) phenylalanine 7

NH2

OH

O

OH

O

OOH H

HH

H

HOH

CH2OHCH2OH

H OH

O

HOH

H

H

OH

H

O

41.6 29

l -3-Hydroxy-4-O-( a -lactosyl) phenylalanine

NH2

OH

O

OH

OO

H

OH

H

H

H

HOH

CH2OH

CH2OH

H

OH

O

H

OH

H

HOH

HO

58.4

l -3-Hydroxy-4-O-( b -lactosyl) phenylalanine 8

O

O

OH

H

H

H

H

H

OHOH

CH2OH

CH2OH

OH

O

HH

H

H

OH

H

O

OH

O OH

OH

l -3-Hydroxy-4-O-( b -maltosyl) phenylalanine

35.7

Table 8.19 (continued)

(continued)

Page 189: Enzymatic Transformation

174 8 Glycosylation of Some Selected Phenols and Vitamins

S. no. Glycosides

Amyloglucosidase catalysis

% of product (proportion) % of product (conversion)

9

O

O

OHH

H

H

H

H

OH

OH

CH2OH

O

OH

OH

OH

O

OHO

OH

NH2

8.5

l -3-Hydroxy-4-O- (1-O-sucrose) phenylalanine 10

OH

H

OH

H

H

OH

H

OH

H

OH

O

NH2

OH

O

OH

5

l -3-Hydroxy-4-O-(1-O- d -mannitolide) phenylalanine

Table 8.19 (continued)

Table 8.20 Synthesis of l -dopa glycosides using immobilised b -glucosidase

S. no. Glycosides % of product (proportion) % of conversion

1

OO

OH

H

H

HH

H

OH

OH

OH

O

OH

NH2

OH

24 57.6

l -3-Hydroxy-4-O-( a - d -glucopyranosyl) phenylalanine

O

H

OHH

H

H

HOH

OH

CH2OH

NH2

OH

O

OH

O

48

l -3-Hydroxy-4-O-( b - d -glucopyranosyl)phenylalanine

O

OHOH

H

HH

H

H

OH

OHO O OH

NH2OH

6

l -3-Hydroxy-4-O-(6-O- d -glucopyranosyl)phenylalanine

(continued)

Page 190: Enzymatic Transformation

1758.1 Phenols

S. no. Glycosides % of product (proportion) % of conversion

O

HOH

H

HH

H

O

OH

OH CH2OH

OH O

NH2

OH

22

l -4-Hydroxy-3-O-( b - d -glucopyranosyl)phenylalanine 2

O

O

OH

H

HOH

H

H

OHH

CH 2OH

NH2

O

OH

OH

43.9 55

l -3,-Hydroxy-4-O-( a - d -galactopyranosyl)phenylalanine

O

NH2

O

OH

OH

H

CH2OHH

OH

H

OHH

HOH

O

56.1

l -3-Hydroxy-4-O-( b - d -galactopyranosyl)phenylalanine 3

O

O

OH

OH

OH

NH2

OH

O

OH

46.2 44

l -3-Hydroxy-4-O-( a - d -ribofuranosyl)phenylalanine

OH

O

OH

NH2

OH

OH

OH

O

O

53.8

l -3-Hydroxy-4-O-( b - d -ribofuranosyl)phenylalanine 4

NH2

OH

O

OH

O

OOH H

HH

H

HOH

CH2OHCH2OH

H OH

O

HOH

H

H

OH

H

O

8.5 25

l -3-Hydroxy-4-O-( a - d -lactosyl) phenylalanine

NH2

OH

O

OH

OO

H

OH

H

H

H

HOH

CH2OH

CH2OH

H

OH

O

H

OH

H

HOH

HO

87.5

l -3-Hydroxy-4-O-( b - d -lactosyl) phenylalanine

Table 8.20 (continued)

Employing chemical methods for the synthesis of dopamine glycosides require protection and deprotection steps (Fernandez et al. 2003 ) . Enzymatic method is the alternative one which provides milder reaction conditions, easy workup,

less pollution, higher yields and selectivity (Suzuki et al. 1996 ; Vic and Thomas 1992 ; Vijayakumar et al. 2007 ) .

It is in this context that dopamine glycosides were prepared using amyloglucosidase from

Page 191: Enzymatic Transformation

176 8 Glycosylation of Some Selected Phenols and Vitamins

Rhizopus mould and immobilised b -glucosidase in organic media (Scheme 8.7 , Sivakumar and Divakar 2009a ) .

8.1.9.1 Amyloglucosidase-Catalysed Glucosylation of Dopamine

Enzymatic glucosylation between dopamine and d -glucose was optimised in terms of incubation period, pH, buffer, enzyme and dopamine con-centrations using both amyloglucosidase and immobilised b -glucosidase. Optimum conditions determined were as follows: 58% at 24-h incuba-tion (Table 8.21 ) at pH 6.0 and 40% (w/w d -glu-cose) amyloglucosidase showed the highest yield of 45% at 0.5 mmol of dopamine.

8.1.9.2 Immobilised b -Glucosidase-Catalysed Glucosylation of Dopamine

Optimum conditions for the glucosylation of dopamine using immobilised b -glucosidase were worked out. Optimum conditions are 58% yield at 72 h in 0.04-mM (0.4-mL) pH 5.0 buffer and a yield of 65% with 50% (w/w d -glucose) immobi-lised b -glucosidase (Table 8.22 ) with 0.5-mmol dopamine.

8.1.9.3 Syntheses of Dopamine Glycosides of Various Carbohydrates Using Amyloglucosidase and Immobilised b -Glucosidase and Their Spectral Characterisation

Syntheses of the other dopamine glycosides were carried out under optimised conditions mentioned above, with dopamine and carbohy-drates: d -glucose, d -galactose and d -mannose (Scheme 8.7 ) using amyloglucosidase and immo-bilised b -glucosidase.

Ultraviolet-visible spectra of dopamine glyco-sides showed s → s * band ranging from 191.5 to 201 nm (199 nm for dopamine), s → p * band ranging from 217 to 225.5 nm (218.5 nm for dop-amine) and p → p * and n → p * band from 276 to 286 nm (280 nm for dopamine). IR spectra showed 1,028–1,079-cm −1 band for the glyco-sidic C–O–C aryl–alkyl symmetrical stretching and 1,196–1,204-cm −1 band for the asymmetrical stretching frequencies. In 2-D Heteronuclear Single Quantum Coherence Transfer (HSQCT) spectra, the respective chemical shift values of carbon atoms C1 a and b , C6 a and b showed gly-coside formation and arylation (Table 8.23 ).

Scheme 8.7 Syntheses of dopamine glycosides

Page 192: Enzymatic Transformation

1778.1 Phenols

Table 8.21 Optimisation of reaction conditions for the synthesis of dopamine- d -glucoside using amyloglucosidase

Reaction conditions Variable parameter b Conversion yields (%) c

Incubation period (h) Dopamine – 0.5 mmol 3 44 d -Glucose – 1 mmol 6 45 pH – 6 12 47 Buffer concentration – 0.06 mM (0.6 mL) 24 58 Amyloglucosidase – 40% w/w d -glucose 48 48

72 52 96 48

120 37 pH (0.01 M)

Dopamine – 0.5 mmol a 4 No yield d -Glucose – 1 mmol 5 16 Amyloglucosidase – 30% w/w d -glucose 6 35 Buffer concentration – 1 mL (0.1 mM) 7 29 Incubation period – 72 h 8 23

Buffer concentration (mM) Dopamine – 0.5 mmol 0.03 21 d -Glucose – 1 mmol 0.06 39 Amyloglucosidase – 30% w/w d -glucose 0.1 27 pH – 6 0.15 22 Incubation period – 72 h 0.2 9

0.25 9 Amyloglucosidase (% w/w d -glucose)

Dopamine – 0.5 mmol 10 13 d -Glucose – 1 mmol 20 26 pH – 6 30 34 Buffer concentration – 0.06 mM (0.6 mL) 40 45 Incubation period – 72 h 50 19

75 21 Dopamine (mmol)

pH – 6 0.25 33 Buffer concentration – 0.06 mM (0.6 mL) 0.5 50 d -Glucose – 1 mmol 0.75 48 Amyloglucosidase – 40% w/w d -glucose 1 31 Incubation period – 72 h 1.5 25

2 16

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed

8.1.10 Serotonyl Glycosides

Serotonin is primarily found in the gastrointestinal tract and central nervous system of humans as well as animals. In addition to animals, it is also found in insects, fungi and plants (Kang et al. 2009 ) . Serotonin is an important neurotransmitter in the

central and peripheral nervous systems. It has been reported to modulate the regulation of a variety of major physiological functions includ-ing affective behaviour, memory and thermoreg-ulation via the interaction at serotonin receptor subtypes (Hoyer and Martin 1997 ) . Basically 80% of the human body’s total serotonin is

Page 193: Enzymatic Transformation

178 8 Glycosylation of Some Selected Phenols and Vitamins

located in the enterochromaf fi n cells in the gut, where it is used to regulate intestinal movements (Berger et al. 2009 ) and eventually fi nds its way out of tissues into the blood. Serotonin present in the blood then stimulates cellular growth to repair liver damage (Matondo et al. 2009 ) . In blood, serotonin is collected from plasma, by platelets which store it and activate it whenever platelets

bind in damaged tissue to stop bleeding and to aid in healing (Marieb 2009 ) . Serotonin, which is also chemically unstable, has an important role to play in the mechanistic action of antipsychotic agents, a topic of intense research, which prom-ises better treatments for schizophrenia in the forthcoming years (Jones and Blackburn 2002 ; Katrien et al. 1997 ) .

Table 8.22 Optimisation of reaction conditions for the synthesis of 3-hydroxy-4- O -( b - d -glucopyranosyl)phenyleth-ylamine using immobilised b -glucosidase

Reaction conditions Variable parameter b Conversion yields (%) c

Incubation period (h) Dopamine – 0.5 mmol 3 9 d -Glucose – 1 mmol 6 12 pH – 5 12 12 Buffer concentration – 0.04 mM (0.4 mL) 24 19

Immobilised b -glucosidase – 25% w/w d -glucose 48 26

72 58 96 35 120 14 pH (0.01 M)

Dopamine – 0.5 mmol a 4 62 d -Glucose – 1 mmol 5 64

Immobilised b -glucosidase – 50% w/w d -glucose 6 60

Buffer concentration – 0.1 mM (1 mL) 7 48 Incubation period – 72 h 8 42

Buffer concentration (mM) Dopamine – 0.5 mmol 0.04 65 d -Glucose – 1 mmol 0.08 57

Immobilised b -glucosidase – 50% w/w d -glucose 0.12 56

pH – 5 0.18 35 Incubation period – 72 h 0.25 27

Immobilised b -glucosidase concentration (% w/w d -glucose)

Dopamine – 0.5 mmol 10 56 d -Glucose – 1 mmol 25 58 pH – 5 40 59 Buffer concentration – 0.04 mM (0.4 mL) 50 65 Incubation period – 72 h 75 21

Dopamine (mmol) pH – 5 0.25 26 Buffer concentration – 0.04 mM (0.4 mL) 0.5 58 d -Glucose – 1 mmol 1 15

Immobilised b -glucosidase – 25% w/w d -glucose 1.5 16

Incubation period – 72 h 2 14

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed

Page 194: Enzymatic Transformation

1798.1 Phenols Ta

ble

8.2

3

Synt

hese

s of

dop

amin

e gl

ycos

ides

usi

ng a

myl

oglu

cosi

dase

and

imm

obili

sed

b -gl

ucos

idas

e

Gly

cosi

des

Am

ylog

luco

sida

se c

atal

ysis

a Im

mob

ilise

d b -

gluc

osid

ase

cata

lysi

s b

Prod

uct (

% p

ropo

rtio

ns) c

Yie

lds

(%) d

Prod

uct (

% p

ropo

rtio

ns) c

Yie

lds

(%) d

O OH

HH

H

H

H

HO

HO

OH

O

HO

NH

2

O

HO

NH

2O

H

HO H

OH

H

HH

OHO

H

N

H2

O

HO

OH

HO

HO

H

H

HH

H

OHO

4- O

-C1 a

(57

), 4

- O -C

1 b

(29)

, 3- O

-C1 b

(14

) 58

4-

O -C

1 b

65

3-H

ydro

xy-4

- O -(

a - d

-glu

copy

rano

syl)

phen

ylet

hyla

min

e

3-H

ydro

xy-4

- O -(

b - d -

gluc

opyr

anos

yl)p

heny

leth

ylam

ine

4-H

ydro

xy-3

- O -(

b - d -

gluc

opyr

anos

yl)p

heny

leth

ylam

ine

O OH

HH

HO

H

H

HO

H

OH

OHO

NH

2

OHO

NH

2O

H

HH

OH

HO

HH

OHO

H

HH

OH

HO

HH

OHO

OH

NH

2

HO O

H

4- O

-C1 a

(21

), 4

- O -C

1 b

(32)

, 4- O

-C6-

O -a

ryla

ted

(36)

, 3- O

-C1 a

(11

)

32

4- O

-C1 a

(31

), 4

- O -C

1 b

(26)

, 4- O

-C6-

O -a

ryla

ted

(33)

, 3- O

-C1 a

(10

)

29

3-H

ydro

xy-4

- O -(

a - d

-gal

acto

pyra

nosy

l)ph

enyl

ethy

lam

ine

3-H

ydro

xy-4

- O -(

b - d -

gala

ctop

yran

osyl

)phe

nyle

thyl

amin

e 3-

Hyd

roxy

-4- O

-(6-

d -ga

lact

opyr

anos

yl)p

heny

leth

ylam

ine

O OH

HH

HO

H

H

HO

H

OH

NH

2

O

HO

4-H

ydro

xy-3

- O -(

a - d

-gal

acto

pyra

nosy

l)ph

enyl

ethy

lam

ine

O H

HO

H

H

H

H

HO

HO

OH

OHO

NH

2

OHO

NH

2O

H

HO

HO

H

H

H

HO HO

H

O H

HO

H

H

H

H

HO

HO

OH

NH

2

O

HO

4- O

-C1 a

(29

), 4

- O -C

1 b

(57)

, 3- O

-C1 a

(14

) 40

4-

O -C

1 a (

29),

4- O

-C1 b

(5

5), 3

- O -C

1 a (

16)

28

3-H

ydro

xy-4

- O -(

a - d

-man

nopy

rano

syl)

phen

ylet

hyla

min

e

3-H

ydro

xy-4

- O -(

b - d -

man

nopy

rano

syl)

phen

ylet

hyla

min

e

4-H

ydro

xy-3

- O -(

a - d

-man

nopy

rano

syl)

phen

ylet

hyla

min

e

a 3,4

-Dih

ydro

xyph

enyl

ethy

lam

ine,

0.5

mm

ol;

carb

ohyd

rate

, 1 m

mol

; am

ylog

luco

sida

se c

once

ntra

tion,

40%

w/w

of

carb

ohyd

rate

; so

lven

t, di

-iso

prop

yl e

ther

; bu

ffer

, 0.0

6-m

M

(0.6

-mL

) pH

6 p

hosp

hate

buf

fer;

incu

batio

n pe

riod

, 24

h b 3

,4-D

ihyd

roxy

phen

ylet

hyla

min

e, 0

.5 m

mol

; ca

rboh

ydra

te,

1 m

mol

eac

h; i

mm

obil

ised

b -g

luco

sida

se c

once

ntra

tion

, 25

% w

/w o

f ca

rboh

ydra

te;

solv

ent,

di-i

sopr

opyl

eth

er;

buff

er, 0

.04-

mM

(0.

4-m

L)

pH 5

ace

tate

buf

fer;

incu

bati

on p

erio

d, 7

2 h

c The

pro

duct

pro

port

ions

wer

e de

term

ined

fro

m th

e ar

ea o

f re

spec

tive

1 H/ 13

C s

igna

ls

d Con

vers

ion

yiel

ds w

ere

from

HPL

C w

ith r

espe

ct to

fre

e ca

rboh

ydra

te. E

rror

in y

ield

mea

sure

men

ts is

±10

%

Page 195: Enzymatic Transformation

180 8 Glycosylation of Some Selected Phenols and Vitamins

Scheme 8.8 Glycosylation of serotonin and epinephrine

Serotonin can be made more water-soluble (solubility of serotonin in water 2 g/100 mL at 27°C) and stable by derivatising. Serotonin sup-plements especially derivatised ones could be better substituents for external administration in diet which resulted in the preparation of seroto-nyl glycosides (Scheme 8.8 , Vadivelan and Divakar 2011b ) .

The reaction did not take place without the use of the enzyme amyloglucosidase from Rhizopus mould under the reaction conditions employed. Serotonin (Scheme 8.8 ) contains phenolic –OH group at position 5. The carbohydrates employed were d -glucose, d -galactose, d -mannose, d -ribose, d -arabinose, d -fructose, d -maltose, lactose, sucrose, d -sorbitol and d -mannitol. The reaction did not occur at the primary and second-ary amino groups, respectively. In case of

serotonin, reaction took place with d -glucose, d -galactose, d -mannose and d -ribose only. The other carbohydrate molecules did not react. This could be due to competitive binding of serotonin and carbohydrates to the enzyme restricting reac-tions with certain carbohydrates as facile transfer of tightly bound serotonin to the lesser nucleo-philic carbohydrates rendered impossible. Glycosylation yields were generally in the range 13–29% (Table 8.24 ).

UV spectra of serotonin glycosides showed UV

max between 205 and 215 nm ( s - s * transition),

274 and 296 nm (n- p * transition) and around 367 nm for extended n- p * transition (270 nm for free serotonin). IR C–O–C glycosidic aryl–alkyl symmetrical stretching frequencies in the 1,016–1,088-cm −1 range and asymmetrical stretching frequencies in the 1,200–1,208-cm −1 range indicated

Page 196: Enzymatic Transformation

1818.1 Phenols

Table 8.24 Amyloglucosidase-catalysed syntheses of serotonin and epinephrine glycosides

Glycoside Product (% proportion) a

Yield (%) b

NH

H2N

O

OOH

HH

H

H

HHO

HO

OH

NH

O

HOH

HH

H

H

HO

HO

OH

O

NH2

C1 a (26), C1 b (39), 6- O - a (17) and 6- O - b (19) monoglycosides

15

7a : Serotoninyl-5- O (− a - d -glucopyranoside)

7b : Serotoninyl-5- O (− b - d -glucopyranoside)

O

HOOH

HH

H

H

HHO

O

NH

H2N

HO

O

OH

HH

H

H

OHHOHO

O

NH

H2N

H

7c : Serotoninyl-5- O -(6- a - d -glucopyranoside)

7d Serotoninyl-5- O -(6- b - d -glucopyranoside)

NH

O

NH2

O

HOH

HH

HO

H

HO

H

OH

O

NH

H2N

O

OHOH

HH

HO

H

HHO

H

O

NH

H2N

O

HOH

HH

HO

H

OHHOH

C1 a (49) and 6- O - a (25), 6- O - b (26) monogalactoside

13

8a : Serotoninyl-5- O (− b - d -galactopyranoside)

8b : Serotoninyl-5- O -(6- a - d -galactopyranoside)

8c : Serotoninyl-5- O -(6- b - d -galactopyranoside)

NH

O

NH2

O

HH

OHH

H

H

HO

HO

OH

O

NH

H2N

O

OHH

OHH

H

H

HHO

OH

O

NH

H2N

O

HH

OHH

H

H

OHHO

HO

C1 b (48) and 6- O - a (22) and 6- O - b (20) mono-mannoside

18

9a Serotoninyl-5- O (− b - d -mannopyranoside)

9b : Serotoninyl-5- O -(6- a - d -mannopyranoside)

9c : Serotoninyl-5- O- (6- b - d -mannopyranoside)

NH

H2N

O

O

H

OH

H

OH

H

HOH

NH

H2N

O

HH

OH

H

OH

H

HO

O

C1 a (72) and C1 b (28) monoriboside

29

10a : Serotoninyl-5- O (− a - d -ribofuranoside)

10b : Serotoninyl-5- O (− b - d -ribofuranoside)

(continued)

that serotonin has undergone glycosylation. Mass spectra also con fi rmed glycosylation through detection of the parent M + ion for the glycosides. In 2-D Heteronuclear Single Quantum Coherence

Transfer (HSQCT) spectra, the respective chemi-cal shift values of carbon atoms C1 a and b , C6 a and b showed glycoside formation and arylation.

Page 197: Enzymatic Transformation

182 8 Glycosylation of Some Selected Phenols and Vitamins

Except for the serotoninyl glucosides, all the other glycosides and 6-O-derivatives are being reported for the fi rst time. Since the phenolic group at position 5 in serotonin is not sterically hindered, all the four carbohydrates d -glucose, d -galactose, d -mannose and d -ribose underwent facile reaction with serotonin.

8.1.11 Epinephryl Glycosides

Epinephrine is a hormone and also a neurotrans-mitter, brie fl y called as adrenaline. As a hor-mone, it acts on nearly all body tissues. Epinephrine’s various functions result from its binding to a variety of adrenergic receptors trig-gering a number of metabolic changes. Binding to a -adrenergic receptors inhibits insulin secre-tion, stimulates glycogenolysis in the liver and muscle and stimulates glycolysis in muscle

(Sircar 2007 ) . b -Adrenergic receptor binding triggers glucagon secretion in the pancreas, increased adrenocorticotropic hormone secre-tion by the pituitary gland and increased lipoly-sis by adipose tissue. All these effects lead to increased blood glucose and fatty acids, provid-ing substrates for energy production within cells throughout the system (Sircar 2007 ) . Due to its vasoconstrictive effects, epinephrine is the drug of choice for treating anaphylaxis and also use-ful in treating sepsis. It is also used as a broncho-dilator for asthma as its speci fi c b -agonists are unavailable or ineffective.

Epinephrine can be made more water-soluble (solubility of epinephrine 0.01 g/100 mL at 18°C) and stable by derivatising. Epinephrine supple-ments like glycosides could be better supple-ments, and hence epinephryl glycosides were prepared enzymatically (Scheme 8.8 , Vadivelan and Divakar 2011b ) .

Glycoside Product (% proportion) a

Yield (%) b

O

HOH

HH

H

H

HO

HO

OH

OH

N

H3C H

O

HO

OH

N

H3C H

O

HOH

HH

H

H

HO

HO

OH

O

HO

3- O -C1 b (63) and 4- O -C1 b (37) monoglucoside

18

11a: Epinephrinyl-3- O -(− b - d -glucopyranoside)

11b : Epinephrinyl-4- O -(− b - d -glucopyranoside)

O

HH

OHH

H

H

HO

HO

OH

OH

NH3C H

O

HO

OH

N

CH3

H

HOO

OOH

HH

H

HHO

HO

OH

H

OH

N

H3C H

O

HOH

HH

H

H

HO

HO

OH

O

HO

C1 a (72) and C1 b (28) monoriboside

29

12a: Epinephrinyl-3- O (− b - d -mannopyranoside)

12b: Epinephrinyl-4- O (− a - d -mannopyranoside)

12c: Epinephrinyl-4- O (− b - d -mannopyranoside)

a Product proportions were determined by 13 C 2-D HSQCT NMR C1/C6 peak areas or their cross peaks b Conversion yields were from HPLC with errors in yield measurements of ±5–10%

Table 8.24 (continued)

Page 198: Enzymatic Transformation

1838.2 Vitamins

In case of epinephrine, out of the 11 carbohydrates employed, only d -glucose and d -mannose reacted effectively. The other carbohydrate molecules did not react. Structural comparison between serotonin and epinephrine clearly shows that epinephrine is more polar compared to serotonin and hence could bind much more strongly to the enzyme compared to sero-tonin, inhibiting the enzyme towards reaction with other carbohydrate molecules. Compared to the other carbohydrate molecules besides d -glucose and d -mannose, epinephrine could bind more strongly than those other carbohydrate molecules thereby inhibiting reaction.

While the reaction with glucose exhibited a conversion yield of 18%, d -mannose gave only 29% yield. Both 3-O- and 4-O-products were formed. Only phenolic –OH groups of epineph-rine at position 3 and 4 reacted in a facile manner. Epinephrine contains two phenolic OH molecules and alcoholic OH group, all three capable of undergoing glycosylation. No product formation arising out of reaction at the secondary hydroxyl group at position 7 was detected.

UV spectra showed l max

at 208 nm and 231 nm ( s - s * transition) for the reaction products of d -glucose and d -mannose, respectively, and another l

max at 266 nm for d -glucoside and

285 nm (n- p * transition) for d -mannoside (279 nm for epinephrine itself). Similarly IR, glycosidic aryl–alkyl C–O–C stretching frequen-cies at 1,048 cm −1 for d -glucoside and 1,021 cm −1 for d -mannoside and asymmetrical stretching frequencies at 1,212 cm −1 and 1,223 cm −1 for the respective glucoside and mannosides indicated glycosylation. 2-D HSQCT spectra conformed the product formation further from the respective chemical shift values (Table 8.24 ). The C3 and C4 carbons of epinephrine showed shifts at around 144–145 ppm in their respective deriva-tives indicating reaction involving these phenolic hydroxyl groups.

Presence of hydrophobic/hydrophilic phenolic –OH group epinephrine bestowed excellent nucleophilicity to these molecules promoting reaction with few diverse carbohydrate mole-cules. Only monoglycosylated/arylated products were detected. However, loss of regiospeci fi city

in case of epinephrine could be due to employ-ment of large concentration of the enzyme. Reaction with only few carbohydrate molecules indicated that both serotonin and epinephrine possess the propensity to inhibit the enzyme strongly. The glycosides prepared are more water-soluble and stable than their respective aglycons, hence portending excellent pharmaceutical prop-erties for the prepared glycosides.

8.2 Vitamins

Vitamins are organic compounds that are required in small amounts for the normal functioning of the body and maintenance of metabolic integrity. As with many other biologically active com-pounds, glycoside derivatives of vitamins have been identi fi ed and their properties investigated. The formation of glycosylated derivatives of vitamins, whether natural in plants, animals or microorganisms or by intentional chemical modi fi cations, represents a process that may cause dramatic changes in chemical, nutritional and metabolic properties of vitamins.

Hence, water-soluble vitamins were glycosy-lated to improve their water solubility, and fat-soluble vitamins were glycosylated also to improve their water solubility. Both classes of vitamins on glycosylation could possess better nutritional and pharmacological properties that are very much desired.

Enzymatic syntheses of more water-soluble thiamin (vitamin B1), ribo fl avin (vitamin B2) and pyridoxine (vitamin B6) and fat-soluble retinol (vitamin A), ergocalciferol (vitamin D2), cholecalciferol (vitamin D3) and a -tocopherol (vitamin E) with carbohydrates ( d -glucose, d -galactose, d -mannose, d -fructose, d -ribose, d -arabinose, maltose, sucrose, lactose, d -sorbitol and d -mannitol) were carried out using amylog-lucosidase from Rhizopus mould and b -glucosi-dase isolated from sweet almond. The usual 11 carbohydrate molecules were employed (Sivakumar and Divakar 2009b ; Ponrasu et al. 2008, 2009 ; Einstein Charles et al. 2009a, b ; Manohar and Divakar 2010 ) .

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184 8 Glycosylation of Some Selected Phenols and Vitamins

8.2.1 Glucosylation of Thiamin

Thiamin (3-[(4 ¢ amino-2 ¢ -methyl-pyrimidine-5 ¢ -yl-methyl)-5-(2-hydroxy-ethyl)]-4-methylthiaz-olium chloride hydrochloride, vitamin B

1 ), a

water-soluble vitamin belonging to the B com-plex group, is an important cofactor of decarbox-ylase, transketolase and carboxylase (Kren et al. 1998 ) . The characteristic odour and a strong tongue-pricking taste of thiamin could be reduced by preparing derivatives of this vitamin (Suzuki and Uchida 1994 ) .

Enzymatic synthesis of O- a -glucosylthiamin has been reported by a consecutive action of cyclomaltodextrin glucanotransferase from Rhizopus stearothermophilus and glucoamylase from Rhizopus sp . (Uchida and Suzuki 1968 ) . Glucosylation of thiamin (vitamin B1) is dis-cussed here (Scheme 8.9 , Ponrasu et al. 2009 ) .

8.2.1.1 Response Surface Methodology Design : Central Composite Rotatable Design (CCRD), 32 experiments, 5 variables at 5 levels (Ponrasu et al. 2009 )

Variables : Five variables were employed. Actual set of experiments undertaken and the glucosyla-tion yields obtained are shown in Table 8.25 .

Equation : A second-order polynomial equation was developed to study the effects of the variables

on the esteri fi cation yields in terms of linear, quadratic and cross product terms.

279.21 1.93* Xe 33.99* Xc 2.37*

Xt 58.46* Xv 37.13* Xp 0.007*

Xe* Xe 57.88* Xc* Xc 0.007* Xt *

Xt 6.15* Xv* Xv 0.74* Xp*

Xp 0.05* Xe* Xc 0.0005* Xe*

Xt 0.02* Xe* Xv 0.20* Xe*

Xp 0.11* Xc* Xt 33.50* Xc*

Xv 15.42* Xc* Xp 0.12* Xt

Y = - + -- - +

+ ++ +- -- ++ -- + *

Xv 0.21* Xt * Xp 11.92* Xv* Xp+ +

where Xe is the enzyme concentration, Xc is the thiamin concentration, Xt is the incubation period, Xv is the buffer concentration, Xp is the pH and Y is the yield.

Coef fi cients : Kyplot Software Version 2.0 Beta

Analysis of Variance ( ANOVA ): Kyplot, Software. R 2 value of 0.74. ANOVA shows the model is signi fi cant at P < 0.01.

Optimisation : Microsoft Regression software Contour plots (Fig. 8.11a–e ) clearly brought

out the glucosylation behaviour of the enzyme under the reaction conditions employed.

Glucosylation reaction gave a mixture of a - and b -glucosides. b -Glucosidase is a retaining

Scheme 8.9 Synthesis of thiamin glucoside

Page 200: Enzymatic Transformation

1858.2 Vitamins

enzyme which gives rise to b -glucosides exclu-sively. Formation of a mixture of a - and b -glu-cosides indicated that the b -glucosidase prepared by the tannin precipitation method could contain contaminant a -glucosidase responsible for such products. This was con fi rmed by detecting an a -glucosidase activ-ity of 305.3 AU ( m mol/min·mg of enzyme prep-aration) for the native enzyme and 101.3 AU

( m mol/min·mg of enzyme preparation) for the immobilised enzyme.

NMR data clearly con fi rmed the formation of two glucosides: 2- O -( a - d -glucopyranosyl)thia-min and 2- O -( b - d -glucopyranosyl)thiamin (Scheme 8.9 ). A doublet at 4.86 ppm with an equatorial–equatorial coupling constant value of 2.6 Hz corresponded to the a -glucoside, and another at 4.37 ppm with an axial–equatorial

Table 8.25 Experimental design with experimental and predictive yields of glucosylation based on response surface methodology a

Expt. no.

Immobilised b -glucosidase (% w/w d -glucose) Thiamin(mmol)

Incubation period (h)

Buffer concentration (mM)

pH (0.01 M)

Experimental yield (%)

Predicted yield (%)

1 40 0.5 48 0.08 7.0 11.9 13.2 2 40 0.5 48 0.16 5.0 31.3 32.6 3 40 0.5 96 0.08 5.0 20.6 20.6 4 40 0.5 96 0.16 7.0 57.9 52.3 5 40 1.0 48 0.08 5.0 41.0 39.3 6 40 1.0 48 0.16 7.0 24.3 17.1 7 40 1.0 96 0.08 7.0 31.0 22.3 8 40 1.0 96 0.16 5.0 37.0 28.4 9 80 0.5 48 0.08 5.0 17.2 24.5 10 80 0.5 48 0.16 7.0 45.0 46.7 11 80 0.5 96 0.08 7.0 35.2 35.4 12 80 0.5 96 0.16 5.0 22.0 22.3 13 80 1.0 48 0.08 7.0 20.0 18.6 14 80 1.0 48 0.16 5.0 24.2 22.9 15 80 1.0 96 0.08 5.0 29.3 26.6 16 80 1.0 96 0.16 7.0 53.4 45.2 17 20 0.75 72 0.12 6.0 16.2 26.5 18 100 0.75 72 0.12 6.0 32.8 30.6 19 60 0.25 72 0.12 6.0 42.4 34.9 20 60 1.25 72 0.12 6.0 12.5 28.1 21 60 0.75 24 0.12 6.0 32.5 28.3 22 60 0.75 120 0.12 6.0 25.6 37.9 23 60 0.75 72 0.04 6.0 14.0 12.6 24 60 0.75 72 0.20 6.0 19.8 29.3 25 60 0.75 72 0.12 4.0 17.4 15.8 26 60 0.75 72 0.12 8.0 14.5 24.2 27 60 0.75 72 0.12 6.0 18.4 17.0 28 60 0.75 72 0.12 6.0 17.9 17.0 29 60 0.75 72 0.12 6.0 18.0 17.0 30 60 0.75 72 0.12 6.0 19.7 17.0 31 60 0.75 72 0.12 6.0 17.7 17.0 32 60 0.75 72 0.12 6.0 18.8 17.0

a Conversion yields obtained from HPLC with respect to 1.0 mmol of glucose. Error in yield measurement will be ±5%. This applies to all the yields given in the subsequent tables also. Data are an average from two measurements

Page 201: Enzymatic Transformation

186 8 Glycosylation of Some Selected Phenols and Vitamins

coupling constant value of 6.4 Hz corresponded to the b -anomer. Carbon-13 chemical shift values also con fi rmed the chemical shift value of the a -anomer at 98 ppm and b -anomer at 103 ppm.

Effect of immobilised b -glucosidase and thia-min concentration on the extent of glucosylation (Fig. 8.11a ), enzyme concentration and pH on the

extent of glucosylation (Fig. 8.11b ) and buffer concentration and pH on the extent of glucosyla-tion (Fig. 8.11d ) showed reversal in glucosylation at 60% (w/w d -glucose) enzyme concentration, 0.12-mM buffer concentration and pH 6. Below this crossover point, the yields gradually decreased which later increased beyond this

20 40 60 80 100 20 40 60 80 100

20 40 60 80 100

0.4

0.6

0.8

1

1.2

Thi

amin

(m

mol

)

20

25

3035

4045

20

25

30

35

4

5

6

7

8

p H

45

15

25

30

20

3540

15

20

25

30

35

0.2 0.5 0.75 1 1.254

5

6

7

8

pH

15

25

35

45

55

20

30

40

50

2025

3035

40

0.04 0.08 0.12 0.16 0.24

5

6

7

8

pH10

20

30

2010

15

15

25

5

0.04

0.08

0.12

0.16

0.2

Buf

fer

conc

entr

atio

n (m

M)

15

20

30

40

25

35

20

25

30

35

40

Enzyme (%w/w D-glucose) Enzyme (%w/w D-glucose)

Buffer concntration (mM)Thiamin (mmol)

Enzyme (% w/w D-glucose)

a b

c d

e

Fig. 8.11 Contour plots showing the effect of ( a ) con-centration of thiamin and enzyme, ( b ) pH and enzyme concentration, ( c ) pH and thiamin concentration, ( d ) pH

and buffer concentration and ( e ) buffer and enzyme con-centration on the glycoside yields

Page 202: Enzymatic Transformation

1878.2 Vitamins

point. Such a crossover point indicated that under the experimental conditions corresponding to this point, the enzyme behaviour enhanced the yields thermodynamically and kinetically. An enzyme concentration of 60% (w/w d -glucose) and 0.75 mmol of thiamin corresponded to a com-plete binding of thiamin to the enzyme. Similarly a buffer concentration of 0.12 mM at pH 6 also could favourably dispose the enzyme for enhanced conversion through a favourable conformational change.

Figure 8.11c illustrating the effect of thiamin concentration and pH and Fig. 8.11d that of buf-fer concentration and pH bring out the effect of thiamin ionisation on the extent of glucosylation. Thiamin possesses two ionisable moieties – a thi-azolium group with a pK of 16.9–18.9 and an amino group with a pK of 7.0–8.5. At a buffer concentration of 0.12 mM, lower concentrations of thiamin could result in complete neutralisation of amine hydrochloride as the pH and buffer con-centrations are increased, leading to higher con-versions (Fig. 8.11c, d ). Below pH 6, positively charged thiamin could bind strongly to the enzyme, thus acting as an ef fi cient inhibitor, whereas above pH 6, it could act as an ef fi cient acceptor molecule for d -glucose due to loss of most of its charge on the free amino group. However, the thiazolium moieties with a pK of 16.9–18.9 will be least affected at pH 6. Figure 8.11e illustrates the effect of enzyme and buffer concentration on the extent of glucosyla-

tion at 0.75-mmol thiamin concentration, 72-h incubation period and pH 6. Higher buffer con-centrations favoured enhanced glucosylated yields at all the enzyme concentrations.

A maximum conversion yield of 52% predicted by the response model for the glucosylation of thiamin at 40% (w/w d -glucose) immobilised b -glucosidase, 0.5-mmol thiamin, 96-h incuba-tion period, 0.16-mM buffer concentration and pH 7 was found to yield 58% under the above experimental conditions. Validation experiments performed at certain selected random conditions gave moderate to good correspondence between experimental and predicted yields (Table 8.26 ). Thus the present response surface methodology study has brought the enzymatic behaviour of b -glucosidase clearly in this glucosylation reaction.

8.2.2 Syntheses of Ribo fl avinyl Glycosides

Ribo fl avin [1-deoxy-1-(3,4-dihydro-7,8-dime-thyl-2,4-dioxobenzo{g}pteridine-10(2 H)-yl)- d -ribitol], vitamin B

2 , is a constituent member

of the vitamin B complex (LeBlane et al. 2005 ) . Ribo fl avin is a necessary growth factor impor-tant for erythrocyte production (Bates 1993 ) . As a prosthetic group of oxido-reductive fl avoenzymes, it functions as a fl avin nucleotide in the process of electron transport, leading to

Table 8.26 Validation data for the immobilised b -glucosidase-catalysed reactions at selected random conditions a

Expt. no.

Immobilised b -glucosidase (% w/w d -glucose)

Thiamin (mmol)

Incubation period (h)

Buffer concentration (mM) pH

Predicted yield (%)

Experimental yield (%)

1 50 0.75 72 0.12 6.0 17.0 27.0 2 20 0.75 72 0.12 4.0 41.0 31.0 3 20 0.25 72 0.12 6.0 43.0 49.4 4 30 1.0 72 0.10 5.0 35.0 33.0 5 40 0.40 72 0.10 5.0 23.6 21.5 6 30 0.25 60 0.11 7.0 37.6 34.0 7 40 0.75 60 0.08 5.0 26.0 21.0 8 60 0.50 60 0.14 5.0 21.3 22.6 9 100 0.75 72 0.12 6.0 31.0 32.3 10 60 0.50 72 0.12 6.0 23.0 24.0

a Conversion yields obtained from HPLC with respect to 1.0 mmol of d -glucose. Data are an average from two measurements

Page 203: Enzymatic Transformation

188 8 Glycosylation of Some Selected Phenols and Vitamins

oxidative degradation of pyruvate, fatty acids and amino acids (Werner et al. 2005 ) . Ribo fl avin is a potent antioxidant, protective against many diseases including cancer (Sengodan et al. 2003 ) . Also it degrades nicotine into a pharmacologi-cally inactive substance (Dickerson et al. 2004 ) . Recent researches focus on the role of plasma ribo fl avin in determining the homocysteine concentration, which is a risk factor in cardiovas-cular diseases (Powers 2003 ) . Because of its limited gastrointestinal absorption, large doses of ribo fl avin remain unabsorbed.

Ribo fl avin is synthesised in plants and few microorganisms (Bacher et al. 2000 ) . It is also obtained from animal source (Whitby 1971 ) . As early as 1952, Whitby reported 5 ¢ - d -ribo fl avinyl- d -glucopyranoside from ribo fl avin by using homogenates of rat liver. Enzymes from different microorganisms have also been employed (Suzuki and Uchida 1969 ) for the preparation of 5 ¢ - d -ribo fl avinyl- a - d -glucopyranoside. Uchida and Suzuki ( 1968 ) and Suzuki and Uchida ( 1983 )

have reported preparation of ribo fl avin glucoside in growing cultures of Ashbya gossypii and Eremothecium ashbyii and in germinating barley seeds. Tachibana ( 1955 ) has reported preparation of ribo fl avinyl- b - d -galactoside in cell suspension cultures of Aspergillus oryzae . In 1971 , Tachibana again showed ribo fl avin glucoside and other oli-gosaccharides from Escherichia coli, Clostridium acetobutyricum, Leuconostoc mesenteroides and cotyledons of pumpkin Cucurbita pepo and of sugar beet Beta vulgaris . However, on the follow-ing pages, an exclusive enzymatic synthesis of ribo fl avinyl glycosides is discussed (Scheme 8.10 , Sivakumar and Divakar 2009b ) .

HPLC retention times for the substrates and products (Fig. 8.12 ) are as follows: ribo fl avin, 5.5 min; d -glucose, 6.5 min; 5- O -( d -glucopyranosyl)ribo fl avin, 8.2 min; d -galactose, 7.1 min; 5- O -( d -galactopyranosyl)ribo fl avin, 12.4 min; d -man-nose, 6.7 min; 5- O -( d -mannopyranosyl)ribo fl avin, 13.4 min; d -ribose, 7.4 min; 5- O -( d -ribofuranosyl)ribo fl avin, 9.1 min; maltose, 11.5 min; 5- O -( a - d -

Scheme 8.10 Syntheses of ribo fl avinyl glycosides

Page 204: Enzymatic Transformation

1898.2 Vitamins

glucopyranosyl-(1 ¢ → 4) d -glucopyranosyl)ribo fl avin, 17.2 min; sucrose, 9.6 min; 5- O -(1- d -fructofuranosyl-(2 → 1 ¢ ) a - d -glucopyranosyl)ribo fl avin, 16.1 min; lactose, 9.3 min; and 5- O -( b - d -galactopyranosyl-(1 ¢ → 4) b - d -glucopyranosyl)ribo fl avin, 15.1 min.

8.2.2.1 Synthesis of 5- O -( D -Glucopyranosyl)Ribo fl avin Using Amyloglucosidase

Optimum conditions for the synthesis of 5- O -( d -glucopyranosyl)ribo fl avin (Table 8.27 ) are: maxi-mum yield - 31% between 12 and 72 h (Table 8.27 , Fig. 8.13 ), pH-7, Amyloglucosidase - 50% (w/w d -glucose), ribofl avin - 1 mmol and Buffer- 0.1-mM (1-mL).

8.2.2.2 Synthesis of 5- O -( b - D -Glucopyranosyl)Ribo fl avin Using b -Glucosidase

5- O -( b - d -Glucopyranosyl)ribo fl avin using b -glucosidase isolated from sweet almond was also synthesised (Scheme 8.10 and Table 8.28 and Fig. 8.14 ).

Determination of water solubility of 5- O -( d -glucopyranosyl)ribo fl avin showed that it is soluble to the extent of 8.2 g L −1 at room temperature (25°C). Hence, 5- O -( d -glucopyranosyl)ribo fl avin was found to be more soluble than ribo fl avin itself (0.2 g L −1 at 25°C) in water under identical conditions.

8.2.2.3 Syntheses of Ribo fl avinyl Glycosides of Other Carbohydrates Using Amyloglucosidase and b -Glucosidase and Their Spectral Characterisation

Syntheses of ribo fl avinyl glycosides with other carbohydrates ( d -glucose, d -galactose, d -mannose, d -ribose, maltose and sucrose) were attempted under (Scheme 8.10 ) optimum conditions using amyloglucosidase and b -glucosidase (Table 8.29 ).

Spectral characterisation showed the follow-ing features. Ultraviolet-visible spectra of ribo fl avinyl glycosides showed shifts in s → s * band in the 193–196.5-nm (191 nm for free ribo fl avin) range, s → p * band in the 223–230.5-nm (224 nm for free ribo fl avin) range and p → p *

Fig. 8.12 HPLC chromatogram for the reaction mixture of 5- O -( d -glucopyranosyl)ribo fl avin. HPLC conditions: aminopropyl column (10 m m, 300 mm × 3.9 mm); solvent, CH

3 CN: H

2 O

(70:30 v/v); fl ow rate, 1 mL min −1 ; RI detector. Peak retention times: solvent peak, 4.4 min; ribo fl avin, 5.5 min; d -glucose, 6.5 min; and 5- O -( d -glucopyranosyl)ribo fl avin, 8.2 min

Page 205: Enzymatic Transformation

190 8 Glycosylation of Some Selected Phenols and Vitamins

band in the 253.5–283.5-nm (266 nm for free ribo fl avin) range and IR glycosidic C–O–C symmetrical stretching frequencies in the 1,031–1,071-cm −1 range and glycosidic C–O–C asymmetrical stretching frequencies in the 1,148–1,298-cm −1 range indicating that ribo fl avin had undergone glycosylation. From the 2-D HSQCT spectra of the ribo fl avinyl glycosides, the glycoside

formation was con fi rmed from their respective 1 H and 13 C chemical shift values of carbon atoms C1 a , C1 b and C6- O -arylated com-pounds. Mass spectra also con fi rmed the forma-tion of the glycosides. Two-dimensional HSQCT data clearly indicated that the glycosy-lation has occurred at the 5-CH

2 OH of ribitol

moiety of ribo fl avin.

Table 8.27 Optimisation of reaction conditions for the synthesis of 5- O -( d -glucopyranosyl)ribo fl avin using amyloglucosidase

Reaction conditions Variable parameter b Yield (%) c

Incubation period (h) Ribo fl avin – 0.5 mmol 3 18 d -Glucose – 1 mmol 6 17 pH – 7 12 25 Buffer concentration – 0.1 mM (1 mL) 24 25 Amyloglucosidase – 50% w/w d -glucose 48 23

72 25 96 8 pH (0.01 M)

Ribo fl avin – 0.5 mmol a 4 11 d -Glucose – 1 mmol 5 14 Amyloglucosidase – 40% w/w d -glucose 6 15 Buffer concentration – 0.1 mM (1 mL) 7 17 Incubation period – 72 h 8 14

Buffer concentration (mM) Ribo fl avin – 0.5 mmol 0.05 17 d -Glucose – 1 mmol 0.1 19 Amyloglucosidase – 40% w/w d -glucose 0.15 6 pH – 7 0.2 5 Incubation period – 72 h 0.25 2

Amyloglucosidase concentration (% w/w d -glucose)

Ribo fl avin – 0.5 mmol 10 18 d -Glucose – 1 mmol 20 19 pH – 7 30 23 Buffer concentration – 0.1 mM (1 mL) 40 24 Incubation period – 72 h 50 25

75 21 Ribo fl avin (mmol)

pH – 7 0.25 19 Buffer concentration – 0.1 mM (1 mL) 0.5 25 d -Glucose – 1 mmol 1 31 Amyloglucosidase – 50% w/w d -glucose 1.5 25 Incubation period – 72 h 2 25

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed

Page 206: Enzymatic Transformation

1918.2 Vitamins

8.2.3 Pyridoxine Glycosides

Vitamin B 6 is a collective term for a group of

three related compounds, pyridoxine, pyridoxal, pyridoxamine and their phosphorylated deriva-tives. Pyridoxal 5 ¢ -phosphate is an important cofactor in a wide range of biochemical processes including amino acid metabolism and antibiotic biosynthesis (Studart et al. 2005 ) and as regula-tory molecules in signal transduction.

Pyridoxine is a light and heat sensitive water-soluble vitamin. However, pyridoxine glycosides are less heat and light sensitive than pyridoxine (Kawai et al. 1971a, b ) . Synthesis of pyridoxine-7- O - a - d -glucoside by transglycosylation using Coriolus and Verticillium cultured cells (Asano and Wada 2003 ) and enzyme from the marine mol-lusc Aplysia fasciata (Andreotti et al. 2006 ) was reported. In this section a systematic study was

undertaken to prepare pyridoxine glycosides using b -glucosidase isolated from sweet almond in di-isopropyl ether nonpolar medium (Scheme 8.11 , Einstein Charles and Divakar 2009 ) .

Under optimum conditions of 40% (w/w d -glucose), 0.18-mM (1.8-ml) pH 5 acetate buf-fer for 72-h incubation period b -glucosidase gave a maximum yield of 36 for pyridoxine- d -gluco-side (Sivakumar et al. 2006a, b ; Ponrasu et al. 2008 ) . Table 8.30 describes the optimum yields obtained.

Syntheses of the other pyridoxine glycosides were carried out at the optimised conditions, with d -glucose, d -galactose, d -mannose, d -fructose, d -ribose, d -arabinose, maltose, lactose, sucrose, d -sorbitol and d -mannitol, and the reaction occurred with only the three aldohexoses employed (Table 8.31 ) with yields in the range 23–40%. Non-reactivity of the other carbohydrate

Fig. 8.13 ( a ) Reaction pro fi le for 5- O -( d -glucopyranosyl)ribo fl avin synthesis by the re fl ux method. Conversion yields were from HPLC with respect to 1 mmol of d -glucose. Reaction conditions: d -glucose, 1 mmol; ribo fl avin, 0.5 mmol; amyloglucosi-dase, 50% (w/w d -glu-cose); 0.1-mM (1-mL) pH 7 phosphate buffer; solvent, di-isopropyl ether; and temperature, 68°C. ( b ) Effect of buffer concentration for 5- O -( d -glucopyranosyl)ribo fl avin synthesis. Reaction conditions: d -glucose, 1 mmol; ribo fl avin, 0.5 mmol; amyloglucosidase, 40% (w/w d -glucose); pH 7 phosphate buffer; solvent, di-isopropyl ether; temperature, 68°C; and incubation period, 72 h

Page 207: Enzymatic Transformation

192 8 Glycosylation of Some Selected Phenols and Vitamins

molecules could be due to stronger binding of pyridoxine to the active site of b -glucosidase than the above-mentioned carbohydrate molecules, thereby preventing their facile transfer to the nucleophilic primary OH of pyridoxine.

UV spectra of pyridoxine glycosides showed shifts in the s → s * band ranging from 191 to 197 nm (194 nm for pyridoxine), s → p * band between 220 and 226.5 nm, p → p * at 278–297 (291 nm for pyridoxine) nm and n → p * band

Table 8.28 Optimisation of reaction conditions for the synthesis of 5- O -( b - d -glucopyranosyl)ribo fl avin using b -glucosidase

Reaction conditions Variable parameter b Yield (%) c

Incubation period (h) Ribo fl avin – 0.5 mmol a 3 11 d -Glucose – 1 mmol 6 13 pH – 6 12 14 Buffer concentration – 0.1 mM (1 mL) 24 16

b -Glucosidase – 30% w/w d -glucose 48 18

72 22 96 18 pH (0.01 M)

Ribo fl avin – 0.5 mmol 4 6 d -Glucose – 1 mmol 5 7

b -Glucosidase – 50% w/w d -glucose 6 8

Buffer concentration – 0.1 mM (1 mL) 7 8 Incubation period – 72 h 8 7

Buffer concentration (mM) Ribo fl avin – 0.5 mmol 0.03 8 d -Glucose – 1 mmol 0.06 11

b -Glucosidase – 50% w/w d -glucose 0.1 18

pH – 6 0.14 8 Incubation period – 72 h 0.2 No yield

0.25 No yield

b -Glucosidase concentration (% w/w d -glucose)

Ribo fl avin – 0.5 mmol 10 5 d -Glucose – 1 mmol 20 12 pH – 6 30 23 Buffer concentration – 0.1 mM (1 mL) 40 20 Incubation period – 72 h 50 17

75 10 Ribo fl avin (mmol)

pH – 6 0.25 21 Buffer concentration – 0.1 mM (1 mL) 0.5 24 d -Glucose – 1 mmol 0.75 17

b -Glucosidase – 30% w/w d -glucose 1 16

Incubation period – 72 h 1.5 13 2 13

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed

Page 208: Enzymatic Transformation

0

5

10

15

20

25

0 20 40 60 80 100Incubation period (h)

Con

vers

ion

yiel

d (%

)

0

5

10

15

20

25

30

0.25 0.5 0.75 1 1.5 2Riboflavin concn (mmol)

Con

vers

ion

yiel

d (%

)

a

b

Fig. 8.14 ( a ) Reaction pro fi le for 5- O -( b - d -glucopyranosyl)ribo fl avin synthesis by the re fl ux method. Conversion yields were from HPLC with respect to 1 mmol of d -glucose. Reaction conditions: d -glucose, 1 mmol; ribo fl avin, 0.5 mmol; b -glucosidase, 30% (w/w d -glucose); 0.1-mM (1-mL) pH 6 phosphate buffer; solvent, di-isopropyl ether; and temperature, 68°C. ( b ) Effect of ribo fl avin concentration for 5- O -( b - d -glucopyranosyl)ribo fl avin synthesis. Reaction conditions: d -glucose, 1 mmol; b -glucosidase, 30% (w/w d -glucose); 0.1-mM (1-mL) pH 6 phosphate buffer; solvent, di-isopro-pyl ether; temperature, 68°C; and incubation period, 72 h

Table 8.29 Syntheses of ribo fl avinyl glycosides using amyloglucosidase and b -glucosidase

Glycosides

Amyloglucosidase catalysis a b -Glucosidase catalysis b

Product (% proportion) c Yields (%) d

Product (% proportion) c

Yields (%) d

OH

OHOH

H

H

HH

HO

O

O

H

H

CH2

OH

CH2

OH

OH

H

CH3

CH3

O

O

NH

N

N

N

OH

OHOH

H

H

HH

HO

O

N

N

N

NH

O

O

CH3

CH3

H

OH

OH

CH2

OH

CH2

H

H

O

H

N

N

N

NH

O

O

CH3

CH3

H

OH

OH

CH2

OH

CH2

H

H

O

H

OH

O

HO

HH

H

HOH

OH

C1 a -glucosides (43), C1 b -glucosides (22), C6- O -arylated (35)

25 C1 b -glucoside 24

5- O -( a - d -Glucopyranosyl)ribo fl avin

5- O -( b - d -Glucopyranosyl)ribo fl avin 5- O -(6- d -Glucopyranosyl)ribo fl avin

OH

HOH

H

OH

HH

HO

O

O

H

H

CH2

OH

CH2

OH

OH

H

CH3

CH3

O

O

NH

N

N

N

OH

HOH

H

OH

HH

HO

O

N

N

N

NH

O

O

CH3

CH3

H

OH

OH

CH2

OH

CH2

H

H

O

H

C1 a -galactosides (52), C1 b -galactosides (48)

14 C1 a -galactosides (47), C1 b -galactosides (53)

9

5- O -( a - d -Galactopyranosyl)ribo fl avin

5- O -( b - d -Galactopyranosyl)ribo fl avin

OH

OHOH

H

H

HOH

H

O

OH

H

CH2

OH

CH2

OH

OH

H

CH3

CH3

O

O

NH

N

N

N

OH

OHOH

H

H

HOH

H

O

N

N

N

NH

O

O

CH3

CH3

H

OH

OH

CH2

OH

CH2

H

H

O

H

C1 a -mannoside 11 C1 a -mannoside (59) C1 b -mannoside (41)

7

5- O -( a - d -Mannopyranosyl)ribo fl avin

5- O -( b - d -Mannopyranosyl)ribo fl avin

(continued)

Page 209: Enzymatic Transformation

194 8 Glycosylation of Some Selected Phenols and Vitamins

between 321 and 329 nm (325 nm for pyridoxine). IR spectra showed shifts in the 1,033–1,088-cm −1 range for the glycosidic C–O–C aryl–alkyl sym-metrical stretching and 1,279–1,280-cm −1 range

for the asymmetrical stretching frequencies. 2-D HSQCT spectra con fi rmed the glycoside forma-tion from C1 a , C1 b and C6-O-arylations. Shifts in the 6th and 7th primary OH carbon chemical

Table 8.29 (continued)

Glycosides

Amyloglucosidase catalysis a b -Glucosidase catalysis b

Product (% proportion) c Yields (%) d

Product (% proportion) c

Yields (%) d

N

N

N

NH

O

O

CH3

CH3

O

H

OHOH

HHH

O

H

OH

OH

CH2

OH

H

H

OH

N

N

N

NH

O

O

CH3

CH3

H

OH

OH

CH2

OH

H

H

O

OH

OHOH

HHH

H

O

C1 a riboside (23), C1 b riboside (77)

40 – –

5- O -( a - d -Ribofuranosyl)ribo fl avin

5- O -( b - d -Ribofuranosyl)ribo fl avin

OHO

OH

HH

H

HOH

O

O OH

HH

H

HH OH

OH

OH

O

H

H

CH2

OH

CH2

OH

OH

H

CH3

CH3

O

O

NH

N

N

N

HH

CH2

OH

CH2

OHOH

H

CH3

CH3

O

O

NH

N

N

N

H

OH

OHOH

OHHH

H

HH

OHO

O

OHH

H

HH

OH

OO

H

H

CH2

OH

CH2

OH

OH

H

CH3

CH3

O

O

NH

N

N

N

OHO

OH

HH

H

HOH

O

O OH

HH

H

HH OH

OHO

OH

H

C1 a -maltoside (35), C6- O -arylated (48), C6 ¢ - O -arylated (17)

5 – –

5- O -( a - d -Glucopyranosyl-(1 ¢ →4) a - d -glucopyranosyl)ribo fl avin

5- O -( a - d -Glucopyranosyl-(1 ¢ →4)6- d -glucopyranosyl)ribo fl avin

5- O -( a - d -Glucopyranosyl-(1 ¢ →4)6 ¢ - d -glucopyranosyl)ribo fl avin

N

N

N

NH

O

O

CH3

CH3

H

OH

OH

CH2

OH

CH2

H

H O

OH

OHO OH

O

OHOH

H

H

HHHO

OOH

C1- O -arylated 12 – –

5- O -(1- d -Fructofuranosyl-(2→1 ¢ ) a - d -glucopyranosyl)ribo fl avin

OH

H

CH2

OH

CH2

OH

OH

H

CH3

CH3

O

O

NH

N

N

N

OHH

H

HH

OH

OOH

H

HO

OH

HH

OH

HO OH

OH

H

– – C1 b -lactoside 9

5- O -( b - d -Galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)ribo fl avin

a Ribo fl avin, 0.5 mmol; carbohydrate, 1 mmol; amyloglucosidase concentration, 50% w/w of carbohydrate; solvent, di-isopropyl ether; buffer, 0.1-mM (1-mL) pH 7 phosphate buffer; incubation period, 72 h b Ribo fl avin, 0.5 mmol; carbohydrate, 1 mmol; b -glucosidase concentration, 30% w/w of carbohydrate; solvent, di-isopropyl ether; buffer, 0.1-mM (1-mL) pH 6 phosphate buffer; incubation period, 72 h c Conversion yields were from HPLC with respect to free carbohydrate. Error in yield measurements is ±5–10% d The product proportions were determined from the area of respective 1 H/ 13 C signals

Page 210: Enzymatic Transformation

1958.2 Vitamins

Scheme 8.11 Syntheses of pyridoxine glycosides

shift values to 60.6 and 62.8 ppm, respectively, from 56.4 and 58.6 ppm for free pyridoxine, indi-cated that glucosylation occurred at the primary OH groups of the pyridoxine. Mass spectral data also con fi rmed product formation.

No bis-glycosylated products where both the OH groups at 6th and 7th positions of pyridoxine reacted were detected. Phenolic OH of pyridox-ine has not also reacted. Besides, only C1 glyco-sylated products were detected. In d -galactose, a / b proportions were 74:26 ( a : b ) with respect to 60:40, for free d -galactose, thus showing a slight excess of a - d -galactoside formation. However, d -mannose showed a marginally high b -manno-side formation as detected from an a / b propor-tion of 58:42 compared to 77:23 for the free d -mannose.

8.2.4 Glycosylation of Retinol

Components of vitamin A, retinol and retinoic acid, are fat-soluble micronutrients essential for growth, vision, cell differentiation and integrity of the immune system (Nsoukpoe-Kossi et al. 2007 ; Kren and Martinkova 2001 ) . Its derivatives show therapeutic utility in several types of cancer and skin disorders (Ong et al. 1994 ) . Different metabolic forms of vitamin A show different activities – 11-cis-retinol is the major ligand for the opsins in vision. 9-cis-Retinoic acid is active in cell differentiation and embryogenesis, and retinyl esters serve as transport and storage forms of vitamin A (Ong et al. 1994 ) . Need to synthesise

and evaluate newer and more ef fi cient glycosides of vitamins including vitamin A is strong due to several factors including unmet therapeutic needs, remarkable diversity of both chemical structures and biological activities of naturally occurring secondary metabolites, the utility of bioactive natural products as biochemical and molecular probes and advances in solving the demand for supply of complex natural products (Clark 1996 ) . One such glycosidic derivative of retinol, N-(4-hydoxyphenyl)retinamide(4-HPR), has been shown to be effective in numerous types of tumour models and has been included in phase III clinical trials also (Walker et al. 2002 ) .

Our enzymatic reactions with vitamin A in shake fl asks resulted in degradation of vitamin A (Einstein Charles et al. 2009a ) . Hence, still more milder conditions are required for compounds like vitamin A (Scheme 8.12 ). Supercritical fl uid carbon dioxide media (SCCO

2 ) were employed.

Besides maintaining the integrity of the com-pounds during reaction, it would also be very effective to carry out such reactions in SCCO

2

media. Performing reactions in supercritical fl uids (SCF) with carbon dioxide also have other advantages like energy reduction, ease of product recovery, lesser cost of downstream processing and reduction in side reactions (Tai et al. 2001 ; Marty et al. 1990 ; Russell and Beckman 1991 ) .

Syntheses of retinol glycosides were carried out under SCCO

2 pressure of 120 bar at 50°C.

A reaction vessel of 100-ml capacity controlled thermostatically fi tted with a magnetic stirrer and a recirculating fl uid pressure differential loop

Page 211: Enzymatic Transformation

196 8 Glycosylation of Some Selected Phenols and Vitamins

with a Rheodyne valve capable of delivering 0.5-ml sample was employed. Retinol (0.5 mmol), carbohydrate (1 mmol), 40% (w/w of carbohy-drate) b -glucosidase, 0.12-mM (1.2-ml) pH 6 phosphate buffer and 24-h incubation period in 10 mL of DMF under 120-bar SCCO

2 at 50°C

were employed for the reactions. A concentration of 40% (w/w carbohydrate) of b -glucosidase cor-responded to 224.6 AU of the enzyme. After the reaction, carbon dioxide was released slowly and the enzyme denatured at 100°C by holding in boiling water bath for 5–10 min. The reaction

Table 8.30 Optimisation of reaction conditions for the synthesis of pyridoxine- d -glucoside using b -glucosidase

Reaction conditions a Variable parameter b Conversion yields (%) c

pH (0.01 M) Pyridoxine – 0.5 mmol 4 20 d -Glucose – 0.5 mmol 5 25

b -Glucosidase – 40% w/w d -glucose 6 14

Buffer volume – 1 mL (0.1 mM) 7 7 Incubation period – 72 h 8 17

Buffer concentration (mM) d Pyridoxine – 0.5 mmol 0.4 7 d -Glucose – 0.5 mmol 0.8 19

b -Glucosidase – 40% w/w d -glucose 1.2 23

Incubation period – 72 h 1.8 36 pH – 5.0 2.5 27

b -Glucosidase concentration (% w/w d -glucose)

Pyridoxine – 0.5 mmol 10 23 d -Glucose – 0.5 mmol 25 27 Buffer volume – 0.18 mM (1.8 mL) 40 36 Incubation period – 72 h 50 30 pH – 5.0 75 31

Pyridoxine concentration (mmol) d -Glucose – 0.5 mmol 0.25 19 Buffer volume – 0.18 mM (1.8 mL) 0.5 36

b -Glucosidase – 40% w/w d -glucose 1 25

Incubation period – 72 h 1.5 17 pH – 5.0 2 15

Incubation period (h) Pyridoxine – 0.5 mmol 3 0 d -Glucose – 0.5 mmol 6 0 Buffer volume – 0.18 mM (1.8 mL) 12 0

b -Glucosidase – 40% w/w d -glucose 24 7

pH – 5.0 48 8 72 36 96 37

a Initial reaction conditions b Other variables are the same as the initial reaction conditions, except for the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed, HPLC on a 250 mm × 4.6 mm aminopropyl column with acetonitrile:water (70:30 v/v) as mobile phase and detecting using an RI detector, values an average from two independent reactions d Buffer: 0.01-M acetate buffer for pH 4 and 5, phosphate buffer for pH 6 and 7 and borate buffer for pH 8

Page 212: Enzymatic Transformation

1978.2 Vitamins

Table 8.31 b -Glucosidase-catalysed syntheses of pyridoxine glycosides a

Glycosides b -Glucosidase catalysis b

Product c (% proportion) Conversion d yields (%)

7- O -( a - d -Glucopyranosyl)pyridoxine 7- O -C1 a (39) 36

7- O -( b - d -Glucopyranosyl)pyridoxine 7- O -C1 b (41)

6- O -( a - d -Glucopyranosyl)pyridoxine 6- O -C1 a (20)

7- O -( a - d -Galactopyranosyl)pyridoxine 7- O -C1 a (27) 40

7- O -( b - d -Galactopyranosyl)pyridoxine 7- O -C1 b (26)

6- O -( a - d -Galactopyranosyl)pyridoxine 6- O -C1 a (47)

7- O -( a - d -Mannopyranosyl)pyridoxine 7- O -C1 a (34) 23

7- O -( b - d -Mannopyranosyl)pyridoxine 7- O -C1 b (42)

6- O -( a - d -Mannopyranosyl)pyridoxine 6- O -C1 a (24)

a Pyridoxine, 0.5 mmol; carbohydrate, 1.0 mmol; enzyme concentration 40% w/w carbohydrates, solvent, di-isopropyl ether; DMF, 5.0 mL; 0.18-mM (1.8-ml) pH 5.0 acetate buffer; incubation period, 72 b The product proportions were determined from the area of respective 1 H/ 13 C signals c Unreacted carbohydrate and unreacted pyridoxine were separated from the product glycosides by passing through Sephadex G15 column (100 cm × 1 cm); eluting with water at 1 mL h −1 , individual glycosides could not be separated satisfactorily due to similar molecular weights of the glycosides formed d Conversion yields were from HPLC peak areas of the glycosides and carbohydrates and expressed as percentage gly-coside formed with respect to concentration of the carbohydrate. Error in yield measurements is ±10%. Retention times are: pyridoxine, 8.4 min; d -glucose, 8.1 min; d -galactose, 8.2 min; d -mannose, 8.3 min; pyridoxine- d -glucoside, 10.4 min; pyridoxine- d -galactoside, 10.3 min; and pyridoxine- d -mannoside, 10.1 min

Scheme 8.12 Syntheses of retinol glycosides using b -glucosidase

mixture was extracted with hexane to remove unreacted retinol. The aqueous reaction mixture was evaporated in the dark to get a mixture of the glycoside and unreacted carbohydrate. Retinol being light and air sensitive, workup and isola-tion were also carried out in the dark.

HPLC retention times for retinol and its gly-cosides are as follows: retinol, 3.5 min; d -glu-cose, 7.5 min (Fig. 8.15 ); 18- O -( d -glucopyranosyl)retinol, 8.9 min; d -galactose, 7.0 min; 18- O -( d -galactopyranosyl) retinol, 7.6 min; d -mannose, 6.7 min; 18- O -( b - d -mannopyranosyl)retinol,

7.7 min; d -fructose, 6.8 min; 18- O -( d -fructofuranosyl)retinol, 7.9 min; d -sorbitol, 6.7 min; and 18- O -(1- d -sorbitol)retinol, 7.7 min.

2-D HSQCT spectra and mass spectra con fi rmed the formation of monoglycosides of retinol.

8.2.4.1 Retinol Glycosides Glycosylation did not take place without the enzyme in SCCO

2 , under the reaction conditions of

temperature and low solvent content employed. Conducting the reaction in shake fl asks, under such reaction conditions, gave degraded products of

Page 213: Enzymatic Transformation

198 8 Glycosylation of Some Selected Phenols and Vitamins

vitamin A. Hence, carrying out reactions in SCCO 2

was found to be extremely advantageous as the conditions employed were milder and the yield and selectivity were extremely good (Table 8.32 ).

Glycosylation reaction between retinol and carbohydrates – aldohexoses ( d -glucose, d -galac-tose and d -mannose), ketohexose ( d -fructose) and carbohydrate alcohol ( d -sorbitol) (Scheme 8.12 ) – was a facile reaction, and the yields obtained were in the 9–34% range. Highest yield of 34% was obtained with d -fructose.

No oxidative or polymerised products of retinol were detected from the NMR spectra and mass spec-tra. Ultraviolet-visible spectra of retinol glycosides showed shifts in s → s * band in the 196–205-nm (192 nm for free retinol) range, s → p * band in the 214–237.5-nm (236 nm for free retinol) range, p → p * band in the 260–261.5-nm (266.5 nm for free retinol) range and n → p * band in the 280–286.5-nm (286.5 nm for free retinol) range. IR glycosidic C–O–C symmetrical stretching frequencies were observed in the 1,026–1,080-cm −1 range and glyco-sidic C–O–C asymmetrical stretching frequencies in the 1,220–1,298-cm −1 range indicating that retinol had undergone glycosylation. 2-D HSQCT spectra showed formation of C1 a , C1 b and C1-O and C6-O products with the corresponding carbohydrate mol-ecules. Mass spectra also con fi rmed formation of the above-mentioned glycosides. NMR data clearly indicated that the glycosylation occurred at the 18-CH

2 OH of the ole fi nic moiety of retinol and C1

position of d -glucose, d -galactose, d -mannose and the CH

2 OH groups of d -fructose and d -sorbitol.

Glycosylation gave rise to 38% of a - d -gluco-side and 62% of b - d -glucoside compared to the 40:60 a : b -anomeric composition of d -glucose and 42% a - d -galactoside along with 58% b - d -galactoside compared to the 92:8 a : b -anomeric composition of d -galactose. In the oxocarbenium ion mechanism for the glycosylation (Chiba 1997 ) , a planar carbenium ion centre formed with d -glucose and d -galactose is available for attack by the nucleophilic retinol ole fi nic OH from both above and below the plane giving rise to a mixture of a / b -anomeric products. Unlike d -glucose, d -galactose yielded more of the b product. b -Glucosidase catalysis gave exclu-sively C1 b -mannoside and C1- O -derivatised d -sorbitol, indicating its capability to exhibit excellent regioselectivity (Table 8.32 ). However, d -fructose gave reaction products from both the CH

2 OH groups. Presence of a -glucosidase in the

enzyme could be responsible for formation of the a -glycosides in case of d -glucose and d -galactose.

8.2.5 Syntheses of Ergocalciferyl Glycosides

Vitamin D, belonging to the class of seco-steroids, comprises ten substances, each with different level of activity (Holick 2004 ; Maurizio et al. 2007 ) .

Fig. 8.15 HPLC chromatogram for the reaction mixture of d -glucose, retinol and 18- O -( d -Glucopyranosyl)retinol. HPLC conditions: aminopropyl column (10 m m, 300 mm × 3.9 mm), solvent, CH

3 CN: H

2 O (70:30 v/v);

fl ow rate, 1 mL min −1 ; RI detector. Retention times: retinol, 3.15 min; d -glucose, 6.69 min; and 18- O -( d -Glucopyranosyl)retinol, 8.89 min

Page 214: Enzymatic Transformation

1998.2 Vitamins

Table 8.32 b -Glucosidase-catalysed syntheses of retinol glycosides a

Glycosides Product (% proportion) a

Yields (%) b

O

CH3

CH3CH3CH3 CH3

HOH2C

OHOHH

H

H

HH

OH

O

O

CH3

CH3CH3CH3 CH3 HOH2C

OHOH

H

H

HH

OHH

O

C1 a (38) and C1 b (62) glucoside

21

18- O -( a - d -Glucopyranosyl)retinol

18- O -( b - d -Glucopyranosyl)retinol

O

CH3

CH3CH3CH3 CH3

HOH2CH

OHHH

OH

HH

OH

O

O

CH3

CH3CH3CH3 CH3 HOH2C

HOH

H

OH

HH

OHH

O

C1 a (26) and C1 b (74) galactoside

28

18- O -( a - d -Galactopyranosyl)retinol

18- O -( b - d -Galactopyranosyl)retinol

O

CH3

CH3CH3CH3 CH3 HOH2C

OH

OHH

H

HOH

HH

O

C1 b -mannoside 18

18- O -( b - d -Mannopyranosyl)retinol

O

CH3

CH3CH3CH3 CH3

OH

HO

HOH

HHHO

O

O

CH3

CH3CH3CH3 CH3

OH

HO

HOH

HHHO

O

C1- O - (35) and C6- O - (65) derivatised

34

18- O -(1- d -Fructofuranosyl)retinol 18- O -(6- d -Fructofuranosyl)retinol

O

CH3

CH3CH3CH3 CH3

HH

H

H

CH2

CH2OH

OH

OH

OHOH

C

C

CC

C1- O -derivatised 9

18- O -(1- d -Sorbitol)retinol

a Product proportions were calculated from the area of respective proton signals b Conversion yields were from HPLC with respect to free carbohydrate 2 – 6 . Error in yield measurements is ±5%

Seco-steroids are those in which one of the ring is broken and in vitamin D by ultraviolet B light (UV-B, sunlight). Fat-soluble vitamin D occurs mainly in two active forms: ergocalciferol or acti-vated ergosterol (vitamin D

2 ) found in plants and

irradiated yeast and cholecalciferol or activated 7-dehydrocholesterol (vitamin D

3 ) formed in human

skin after exposure to UV-B rays from the sun. Ergocalciferol (vitamin D2) is a plant sterol,

derived from ergosterol which is the most common dietary source (Mello 2003 ) . Vitamin D is not only a nutrient but also a precursor of a steroid hormone

with a wide range of activities that include an impor-tant role in calcium metabolism and cell differentia-tion. Vitamin D derivatives can be useful in treatment of several forms of cancer, and their mode of action is currently under scrutiny (Smith et al. 1999 ; James et al. 1999 ; Peehl et al. 2003 ; Wieder et al. 2003 ; Chen et al. 2003 ) . Ergocalciferol prevents infantile rickets, capable of healing adult osteomalacia and osteonecrosis during renal transplantation (Houghton and Vieth 2006 ; Scholz et al. 1983 ) . Active metabolite of vitamin D3 is 1 a , 25-dihy-droxyvitamin D3 which regulates a wide variety of

Page 215: Enzymatic Transformation

200 8 Glycosylation of Some Selected Phenols and Vitamins

Scheme 8.13 Synthesis of 20- O -( d -glucopyranosyl)ergocalciferol

biological activities like intestinal calcium absorp-tion, bone resorption and mineralisation (Feldman et al. 2000 ) . 1,25-Dihdroxyvitamin D3-glycoside has been identi fi ed in the plant. For example, Solanum malacoxylon possess a vitamin d -like cal-cinogenic principle, which is water-soluble (Hausslera et al. 1976 ) . Hence, ergocalciferol gly-cosides were prepared enzymatically using amylo-glucosidase from Rhizopus mould (Scheme 8.13 ).

Since ergocalciferol is sensitive to light, the reaction and the workout were carried out under the dark. The glycoside was also stored in the dark. The dried residue was subjected to HPLC, and the conversion yields were determined from HPLC peak areas (Fig. 8.16 ). HPLC retention times for the substrates and products are as follows: ergocalciferol, 4.5 min; d -glucose, 6.5 min; and 20- O -( d -glucopyranosyl)ergocal-ciferol, 9.3 min. An attempt was made to synthe-sise the ergocalciferyl glycosides using various other earlier mentioned carbohydrates also, but

no other carbohydrate except d -glucose under-went glycosylation with ergocalciferol.

8.2.5.1 Synthesis of 20- O -( D -Glucopyranosyl)Ergocalciferol Using Amyloglucosidase

Optimisation conditions for the synthesis of 20- O -( d -glucopyranosyl)ergocalciferol using amyloglucosidase are as follows: maximum glu-cosylation of 32% yield was obtained at pH 6 (Table 8.33 and Fig. 8.17A ), conversion yield increased from 30% for 0.04-mM (0.4-mL) buf-fer to 43% for 0.12-mM (1.2-mL) buffer and 40% enzyme was found to give the best conversion yield of 42% (Table 8.33 , Fig. 8.17b ).

8.2.5.2 Solubility of 20- O -( D -Glucopyranosyl)Ergocalciferol

Determination of water solubility of 20- O -( d -glucopyranosyl)ergocalciferol showed that it is soluble to the extent of 6.4 g L −1 . Hence,

Page 216: Enzymatic Transformation

Fig. 8.16 HPLC chromatogram for the reaction mixture of 20- O -( d -glucopyranosyl)ergocalciferol. HPLC conditions: aminopropyl column (10 m m, 300 mm × 3.9 mm), solvent, CH

3 CN: H

2 O

(70:30 v/v); fl ow rate, 1 mL min −1 ; RI detector. Peak retention times: solvent peak, 3.2 min; d -glucose, 6.5 min; and 20- O -( d -glucopyranosyl)ergocalciferol, 9.3 min

Table 8.33 Optimisation of reaction conditions for the synthesis of 20- O -( d -glucopyranosyl)ergocalciferol using amyloglucosidase

Reaction conditions Variable parameter b Yield (%) c

pH (0.01 M) Ergocalciferol – 0.5 mmol a 4 23 d -Glucose – 1 mmol 5 27 Amyloglucosidase – 40% w/w d -glucose 6 32 Buffer concentration – 0.1 mM (1 mL) 7 27 Incubation period – 48 h 8 21

Buffer concentration (mM) Ergocalciferol – 0.5 mmol 0.04 30 d -Glucose – 1 mmol 0.08 37 Amyloglucosidase – 40% w/w d -glucose 0.12 43 pH – 6 0.16 30 Incubation period – 48 h 0.2 8

Amyloglucosidase concentration (% w/w d -glucose)

Ergocalciferol – 0.5 mmol 10 10 d -Glucose – 1 mmol 20 27 pH – 6 30 30 Buffer concentration – 0.12 mM (1.2 mL) 40 42 Incubation period – 48 h 50 29

75 11

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 1-mmol d -glucose employed

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202 8 Glycosylation of Some Selected Phenols and Vitamins

0

10

20

30

40

3.0 4.0 5.0 6.0 7.0 8.0 9.0

pH (0.01M)

Con

vers

ion

yiel

d (%

)

0

10

20

30

40

50

10 20 30 40 50 75

Amyloglucosidase concn (% w/w D-glucose)

Con

vers

ion

yiel

d (%

)a

b

Fig. 8.17 ( a ) Effect of pH for 20- O -( d -glucopyranosyl)ergocalciferol synthesis by the re fl ux method. Conversion yields were from HPLC with respect to 1 mmol of d -glu-cose. Reaction conditions: d -glucose, 1 mmol; ergocalcif-erol, 0.5 mmol; amyloglucosidase, 40% (w/w d -glucose); 0.1 mM (1 mL) solvent, di-isopropyl ether; temperature, 68°C; and incubation period, 48 h. ( b ) Effect of enzyme concentration for 20- O -( d -glucopyranosyl) ergocalciferol synthesis. Reaction conditions: d -glucose, 1 mmol; ergo-calciferol, 0.5 mmol; 0.12-mM (1.2-mL) pH 6 phosphate buffer; solvent, di-isopropyl ether; temperature, 68°C; and incubation period, 48 h

20- O -( d -glucopyranosyl)ergocalciferol was found to be soluble than the water-insoluble ergocalciferol.

8.2.5.3 Spectral Characterisation Ultraviolet-visible spectra of 20- O -( d -glucopyranosyl)ergocalciferol (Table 8.34 ) showed shifts in s → s * band at 193 nm (194 nm for free ergocalciferol), s → p * band at 216 nm (216.5 nm for free ergocalciferol) and p → p * band in the 265 nm (265.5 nm for free ribo fl avin), IR gly-cosidic C–O–C symmetrical stretching frequency at 1,033 cm −1 and glycosidic C–O–C asymmetrical stretching frequency at 1,258 cm −1 indicating that

ergocalciferol had undergone glycosylation. From 2-D HSQCT spectra of 20- O -( d -glucopyranosyl)ergocalciferol, C1 a -glucoside, C1 b -glucoside and C6- O -arylated were con fi rmed by the 1 H and 13 C chemical shift values of the respective atoms. Mass spectra also con fi rmed the formation of the above-mentioned glucosides. Two-dimensional HSQCT data clearly indicated that glucosylation has occurred at the acyclic OH of 20th position of ergocalciferol.

8.2.6 Cholecalciferol Glycosides

Fat-soluble, light sensitive vitamin D 3 (Lehninger

1977 ) supplementation is very dif fi cult, and it can be solved by synthesising glycosyl deriva-tives of vitamin D

3 with enhanced solubility and

stability. Glycosylation reaction can be effected by many methods – chemical (Du et al. 2004 ; Sophie et al. 2004 ) and cell culture (Hamada et al. 2003 ) . Among these, enzymatic synthesis involves milder reaction conditions, simple workup procedure, easy recovery, less pollution and a cost-effective process with good selectivity and yield (Vijayakumar and Divakar 2007 ) . Enzymatic glycosylation can be effected by glucosidases (Sivakumar et al. 2006a, b ; Vijayakumar et al. 2006 ) . Glucosidases are hydrolytic in nature, but unusual conditions involving organic solvents with little quantity of water direct the enzymes towards glycosy-lation (Ponrasu et al. 2008 ) .

This section (Scheme 8.14 ) discusses the preparation of water-soluble glycosides of chole-calciferol (Manohar and Divakar 2010 ) .

8.2.6.1 17- O -( D -Glucopyranosyl)Cholecalciferol

This enzymatic reaction did not take place with-out the presence of enzymes under the reaction conditions employed. Under optimum condi-tions, 60% (w/w d -glucose) b -glucosidase gave a maximum yield of 14% at 0.12-mM (1.2-ml) pH 6 phosphate buffer in 30-h incubation period (Scheme 8.14 , Fig. 8.18 , Tables 8.35 and 8.36 ). Under the above-mentioned optimum conditions, synthesis of cholecalciferol glycosides was

Page 218: Enzymatic Transformation

2038.2 Vitamins

Scheme 8.14 Synthesis of cholecalciferol glycosides

Table 8.34 Synthesis of 20- O -( d -glucopyranosyl)ergocalciferol using amyloglucosidase

Glycosides Amyloglucosidase catalysis a

Product (% proportion) b Yields (%) c

O

OH

HH

H

HOH

CH2OHOH CH2

CH3

O

CH3

CH3

CH3

CH3

HH

H

H

O

OH

HH

H

HOH

CH2OHOH

HH

CH3

CH3

CH3

CH3

O

CH3

CH2

C1 a -glucoside (22), C1 b -glucoside (52), C6- O -arylated (26)

42

20- O -( a - d -Glucopyranosyl)ergocalciferol

20- O -( b - d -Glucopyranosyl)ergocalciferol

OH

O

OH

HH

H

HOH

OHH

O

CH2

CH3

CH3

CH3

CH3

CH3

HH

20- O -(6- d -Glucopyranosyl)ergocalciferol

a Ergocalciferol, 0.5 mmol; d -glucose, 1 mmol; amyloglucosidase, 40% (w/w d -glucose); solvent, di-isopropyl ether; buffer, 0.12-mM (1.2-mL) pH 6 phosphate buffer; incubation period, 48 h b The product proportions were determined from the area of respective 1 H/ 13 C signals c Conversion yields were from HPLC with respect to free d -glucose. Error in yield measurements is ±5–10%

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204 8 Glycosylation of Some Selected Phenols and Vitamins

Fig. 8.18 HPLC chromatogram for the reaction mixture of 6- O -( b - d -glucopyranosyl) a -tocopherol. HPLC conditions: aminopropyl column (10 m m, 300 mm × 3.9 mm), solvent, CH

3 CN: H

2 O

(70:30 v/v); fl ow rate, 1 mL min −1 ; RI detector. Peak retention times: a -tocopherol, 4.3 min; solvent peak, 5.2 min; d -glucose, 7.5 min; and 6- O -( b - d -glucopyranosyl) a -tocoph-erol, 9.3 min

attempted with other carbohydrate molecules also to evaluate the propensity of glycosylation by b -glucosidase with the usual diverse carbohy-drate molecules (Table 8.35 ).

8.2.6.2 Spectral Characterisation UV spectra of cholecalciferol glycosides (Table 8.36 ) showed shifts in the s → s * band in the 190.5–192.0-nm (191.0 nm for cholecal-ciferol) range, s → p * band in the 222.5–226.5-nm range, p → p * in the 268.5–272.0-nm (291 nm for cholecalciferol) range and n → p * band in the 282.5–327.5-nm (323 nm for chole-calciferol) range. IR spectra showed shifts in the 1,060–1,080-cm −1 range for the glycosidic C–O–C aryl–alkyl symmetrical stretching and in the 1,355–1,391-cm −1 range for the asym-metrical stretching frequencies. Once again 2-D HSQCT spectra con fi rmed the formation of C1 a , C1 b and C6-O- derivatives of d -glu-cose, d -galactose, d -mannose, d -ribose and

d -fructose. The carbon chemical shift value at 60 ppm (59.7 ppm for free cholecalciferol) indicated that glycosylation occurred at the ali-cyclic OH group at position 17 of cholecalcif-erol. Mass spectral data also con fi rmed product formation.

8.2.7 Syntheses of a -Tocopheryl Glycosides

a -Tocopherol [2,5,7,8-tetramethyl-2-(4 ¢ ,8 ¢ ,12 ¢ -trimethyltridecyl)-6-chromanol, vitamin E], an oil-soluble vitamin, is a very important compo-nent of biological membranes, stabilising them by acting as a potent antioxidant and free radi-cal scavenger (Burton et al. 1983 ) . Vitamin E has been frequently used since 1970 to treat various diseases (Satoh et al. 2001 ) , which includes treatment against gynaecological internal secretion, control against sterility, heart

Page 220: Enzymatic Transformation

2058.2 Vitamins

Table 8.35 Optimisation of reaction conditions for the synthesis of 17- O -( d -glucopyranosyl)cholecalciferol using b -glucosidase

Reaction conditions a Variable parameter b Conversion yields (%) c

pH (0.01 M) Cholecalciferol – 0.5 mmol 4 10 d -Glucose – 1 mmol 5 13

b -Glucosidase (60% w/w d -glucose) 6 14

Buffer concentration – 0.12 mL (1.2 mL) 7 12 Incubation period – 30 h 8 8

Buffer concentration (mM) Cholecalciferol – 0.5 mmol 0.04 11 d -Glucose – 1 mmol 0.08 12

b -Glucosidase (60% w/w d -glucose) 0.12 14

pH – 6 0.16 13 Incubation period – 30 h 0.2 13

b -Glucosidase concentration (w/w d -glucose)

Cholecalciferol – 0.5 mmol 20 3 d -Glucose – 1 mmol 40 10 Buffer concentration – 0.12 mM (1.2 mL) 60 14 pH – 6 80 12 Incubation period – 30 h 100 4

Incubation (h) Cholecalciferol – 0.5 mmol 10 11 d -Glucose – 1 mmol 20 13

b -Glucosidase (60% w/w d -glucose) 30 14

pH – 6 40 13 Buffer concentration – 0.12 mM (1.2 mL) 50 12

a Initial reaction conditions b Other variables are the same as the initial reaction conditions, except for the speci fi ed ones c HPLC yields expressed with respect to 0.5-mmol d -glucose employed

Table 8.36 b -Glucosidase-catalysed syntheses of cholecalciferol glycosides

b -Glucosidase catalysis Product proportion a (%) Conversion yields b (%)

17- O- ( a - d -Glucopyranosyl)cholecalciferol 17- O - a (34) 14

17- O- ( b - d -Glucopyranosyl)cholecalciferol 17- O - b (48) 17- O- (6- d -Glucopyranosyl)cholecalciferol 17- O -6 (18)

17- O- ( a - d -Galactopyranosyl)cholecalciferol 17- O - a (29) 30

17- O- ( b - d -Galactopyranosyl)cholecalciferol 17- O - b (56) 17- O- (6- d -Galactopyranosyl)cholecalciferol 17- O -6 (15)

17- O- ( a - d -Mannopyranosyl)cholecalciferol 17- O - a (52) 26

17- O- ( b - d -Mannopyranosyl)cholecalciferol 17- O - b (48) 17- O -(1- d -Fructofuranosyl)cholecalciferol 17- O - a (42) 13

17- O -( b - d -Fructofuranosyl)cholecalciferol 17- O - b (58)

a Product proportions were determined from the area of respective 1H/13C signals b Conversion yields were from HPLC with respect to the carbohydrate. Error in yield measurements is ±5%

Page 221: Enzymatic Transformation

206 8 Glycosylation of Some Selected Phenols and Vitamins

circulation, liver diseases, peripheral blood cir-culation, thrombosis, drug poisoning, radiation damage, aging and carcinogenesis. Vitamin E is also used as a therapeutic agent against acute lung and aspirin-induced gastric mucosal inju-ries (Ochiai et al. 2002 ; Isozaki et al. 2005 ; Ichikawa et al. 2003 ) .

Vitamin E has been reported to exhibit poor water solubility, stability and absorbtivity. Glycosylation improves the pharmacological property by increasing the water solubility of vitamin E. Attachment of b -glucosyl, b -malto-syl and b -oligomaltosyl units via 6-OH group of a -tocopherol (Trolox) was achieved by Lahman and Thiem ( 1997 ) . One-step enzymatic glycosylation is useful for the preparation of glycosides rather than chemical glycosylation, which requires a large number of protection–deprotection steps. Water-soluble a -tocopherol derivatives 2,5,7,8-tetramethyl-2-(4-methyl-pentyl)chroman-6-yl- b - d -glucopyranoside and 2,5,7,8-tetramethyl-2-(4methyl pentyl)chro-man-6-yl-6- O - b - d -glucopyranosyl- b - d -glu-copyranoside using cultured plant cells of Phytolacca americana and Catharanthus roseus (Hamada et al. 2002 ; Kondo et al. 2006 ; Shimoda et al. 2006 ) were prepared. Enzymatic glycosylation of vitamin E using an a -glucosi-

dase from Saccharomyces sp. (Murase et al. 1997 ) showed that the glycosylated product is water-soluble (>1 g mL −1 ) and its free radical scavenging activity is similar to that of a -tocopherol.

Herein presented is the preparation of the much desired water-soluble a -tocopherol glyco-sides (Scheme 8.15 , Ponrasu et al. 2008 ) .

Syntheses of a -tocopherol glycosides involved carrying out reactions under a nitrogen atmosphere. The reaction residues were subjected to HPLC analysis (Fig. 8.18 ): a -tocopherol, 4.3 min; d -glu-cose, 7.5 min; d -galactose, 7.1 min; d -mannose, 6.7 min; 6- O -( d -glucopyranosyl) a -tocopherol, 9.3-min; 6- O -( d -galactopyranosyl) a -tocopherol, 10.1-min; and 6- O -( d -mannopyranosyl) a -tocopherol, 9.1-min.

8.2.7.1 Synthesis of 6- O -( b - D -Glucopyranosyl) a -Tocopherol Using b -Glucosidase

Optimal conditions for the reaction are as follows: conversion yields increased with increasing incubation periods from 3 to 72 h and decreased at 96 h of incubation period (Table 8.37 , Fig. 8.19a ); conversion yield was the highest at pH 6, being 24%, maximum yield of 23% at 0.1-mM (1-mL) buffer

Scheme 8.15 Syntheses of a -tocopheryl glycosides

Page 222: Enzymatic Transformation

2078.2 Vitamins

Table 8.37 Optimisation of reaction conditions for the synthesis of 6- O -( b - d -glucopyranosyl) a -tocopherol using b -glucosidase

Reaction conditions Variable parameter b Conversion yields (%) c

Incubation period (h)

a -Tocopherol – 0.5 mmol a 3 17

d -Glucose – 0.5 mmol 6 17 pH – 6 12 16 Buffer concentration – 0.1 mM (1 mL) 24 16

b -Glucosidase – 40% w/w d -glucose 48 18

72 22 96 20

120 17 pH (0.01 M)

a -Tocopherol – 0.5 mmol 4 18

d -Glucose – 0.5 mmol 5 20

b -Glucosidase – 40% w/w d -glucose 6 24

Buffer concentration – 0.1 mM (1 mL) 7 20 Incubation period – 72 h 8 17

Buffer concentration (mM)

a -Tocopherol – 0.5 mmol 0.05 21

d -Glucose – 0.5 mmol 0.1 23

b -Glucosidase – 40% w/w d -glucose 0.15 19

pH – 6 0.2 13 Incubation period – 72 h 0.25 8

b -Glucosidase concentration (% w/w d -glucose)

a -Tocopherol – 0.5 mmol 10 10

d -Glucose – 0.5 mmol 20 18 pH – 6 30 17 Buffer concentration – 0.1 mM (1 mL) 40 23 Incubation period – 72 h 50 8

75 7

a -Tocopherol (mmol) pH – 6 0.25 18 Buffer concentration – 0.1 mM (1 mL) 0.5 21 d -Glucose – 0.5 mmol 0.75 17

b -Glucosidase – 40% w/w d -glucose 1 15

Incubation period – 72 h 1.5 15 2 15 2.5 16

a Initial reaction conditions b Other variables are the same as under reaction conditions, except the speci fi ed ones c HPLC yields expressed with respect to 0.5-mmol d -glucose employed

concentration (Table 8.37 , Fig. 8.19b ); 40% (w/w d -glucose) b -glucosidase at 0.1-mM (1-mL) pH 6 buffer gave the maximum con-version yield of 23%; and b -glucosidase gave the highest conversion yield of 21% at 0.5-mmol a -tocopherol.

8.2.7.2 Solubility of 6- O -( D -Glucopyranosyl) a -Tocopherol

Determination of water solubility of 6- O -( d -glucopyranosyl) a -tocopherol showed that it is soluble to the extent of 25.9 g L −1 . Hence, a water-soluble 6- O -( d -glucopyranosyl) a -tocopherol

Page 223: Enzymatic Transformation

208 8 Glycosylation of Some Selected Phenols and Vitamins

was prepared in the present work from water-insoluble a -tocopherol.

8.2.7.3 Syntheses of a -Tocopheryl Glycosides of Other Carbohydrates Using b -Glucosidase and Their Spectral Characterisation

Syntheses of the other a -tocopheryl glycosides were carried out at the above-determined opti-mised conditions, with a -tocopherol and carbo-hydrates: d -glucose, d -galactose and d -mannose (Table 8.38 ).

Ultraviolet-visible spectra of a -tocopheryl glycosides showed s → s * band in the 193–

198.5-nm (199 nm for a -tocopherol) range, s → p * band in the 223–224.5-nm (228 nm for a -tocopherol) range and p → p * band in the 270.5–273.5-nm (292 nm for a -tocopherol) range; IR spectra showed 1,028–1,084-cm −1 range band for the glycosidic C–O–C aryl–alkyl symmetrical stretching and 1,259–1,260-cm −1 range band for the asymmetrical stretching fre-quencies indicating that a -tocopherol had under-gone glycosylation. NMR and Mass data con fi rmed the product formation. The phenolic carbon chemical shift value at 150.5 ppm (145.4 ppm for free a -tocopherol) indicated that glucosylation occurred at the phenolic OH group of a -tocopherol.

0

5

10

15

20

25

0 30 60 90 120

Incubation period (h)

Con

vers

ion

yiel

d (%

)

0

5

10

15

20

25

30

0.05 0.1 0.15 0.2 0.25

Buffer concn (mM)

Con

vers

ion

yiel

d (%

)

a

b

Fig. 8.19 ( a ) Reaction pro fi le for 6- O -( b - d -glucopyranosyl) a -tocoph-erol synthesis by the re fl ux method. Conversion yields were from HPLC with respect to 0.5 mmol of d -glucose. Reaction conditions: d -glucose, 0.5 mmol; a -tocopherol, 0.5 mmol; b -glucosidase, 40% (w/w d -glucose); 0.1-mM (1-mL) pH 6 phosphate buffer; solvent, di-isopropyl ether; and temperature, 68°C. ( b ) Effect of buffer concentra-tion for 6- O -( b - d -glucopyranosyl) a -tocoph-erol synthesis. Reaction conditions: d -glucose, 0.5 mmol; a -tocopherol, 0.5 mmol; b -glucosidase, 40% (w/w d -glucose); pH 6 phosphate buffer; solvent, di-isopropyl ether; temperature, 68°C; and incubation period, 72 h

Page 224: Enzymatic Transformation

209References

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Table 8.38 Syntheses of a -tocopheryl glycosides using b -glucosidase

Glycosides b -Glucosidase catalysis a

Product (% proportion) b Yields (%) c

O

OH

HH

OH

H

OH

HCH2OH

O

CH3CH3CH3

CH3

CH3

CH3

CH3 CH3

O

C1 b -glucoside 23

6- O -( b - d -Glucopyranosyl) a -tocopherol

O

OH

HH

OH

H

OH

HCH2OH

O

CH3CH3CH3

CH3

CH3

CH3

CH3 CH3

O

C1 a -galactosides (41), C1 b -galactosides (59)

11

O

H

OHH

H

H

OH

OHCH2OH

O

CH3CH3CH3

CH3

CH3

CH3

CH3 CH3

O

6- O -( a - d -Galactopyranosyl) a -tocopherol

6- O -( b - d -Galactopyranosyl) a -tocopherol

O

H

OHH

H

H

OH

OHCH2OH

O

CH3CH3CH3

CH3

CH3

CH3

CH3 CH3

O

C1 a -mannoside (46), C1 b -mannoside (54)

18

O

H

OHH

H

H

HO

HOCH2OH

O

CH3 CH3 CH3

CH3

CH3

CH3

H3C CH3

O

6- O -( a - d -Mannopyranosyl) a -tocopherol

6- O -( b - d -Mannopyranosyl) a -tocopherol

a a -Tocopherol, 0.5 mmol; carbohydrate, 0.5 mmol; b -glucosidase concentration 40% (w/w d -glucose); solvent, di-isopropyl ether; buffer, 0.1-mM (1-mL) pH 6 phosphate buffer; incubation period, 72 h b The product proportions were determined from the area of respective 1 H/ 13 C signals c Conversion yields were from HPLC with respect to free carbohydrate. Error in yield measurements is ±5–10%

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215S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_9, © Springer India 2013

9.1 General

Glycosylation potentialities of amyloglucosi-dase from Rhizopus sp., b -glucosidase from sweet almond and calcium alginate bead-entrapped b -glucosidase were explored in detail in the synthesis of a wide variety of carbohydrate acceptor molecules such as alcohols (alcohols of carbon chain length C1–C18), phenols (guaiacol, eugenol, curcumin, vanillin, N-vanillyl-nonanamide, capsaicin, l -dopa, dl -dopa, dop-amine, serotonin and epinephrine) and vitamins (retinol (vitamin A), thiamin (vitamin B1), ribo fl avin (vitamin B2), pyridoxine (vitamin B6), ergocalciferol (vitamin D2), cholecalciferol (vitamin D3) and a -tocopherol (vitamin E)). The donor carbohydrates include aldohexoses ( d -glucose, d -galactose and d -mannose), keto-hexose ( d -fructose), pentoses ( d -arabinose and d -ribose), disaccharides (maltose, sucrose and lactose) and carbohydrate alcohols ( d -mannitol and d -sorbitol).

A novel experimental set-up was developed for even large-scale synthesis of glycosides using lesser enzymes and larger concentrations of sub-strates to give higher yields. This set-up involved re fl uxing the reaction mixture containing the

alcohol/phenol/vitamin and carbohydrate with appropriate concentrations of amyloglucosidase and b -glucosidase (native/immobilised) in the presence of speci fi ed pH and buffer concentra-tions in 100 mL of di-isopropyl ether solvent at 68°C for a speci fi ed incubation period. This set-up gave higher yields and selectivity than the conventional shake- fl ask experiments.

Optimisation of reaction parameters for the synthesis of above-mentioned phenolic and vita-min glucosides was carried out in terms of incu-bation period, pH, buffer, enzyme and phenol/vitamin concentrations.

The glycosylation yields were better with phe-nols compared to those with the vitamins employed. Vitamins are not better nucleophiles compared to the phenols employed. Amyloglucosidase from Rhizopus mould gave higher yield with lesser selec-tivity, and b -glucosidase from sweet almond gave lesser yield and greater selectivity. In general, con-version yields ranging from 5 to 62% for amyloglu-cosidase catalyses and 7 to 65% for b -glucosidase (native/immobilised) catalyses were obtained for various phenols/vitamins. Invariably dl -dopa and dopamine gave high yields with less regioselectivity with both the glucosidases employed. Loss of regi-oselectivity in many of the glycosylation/arylation

9

Abstract

The reactions were discussed in this chapter in terms of incubation period, pH, buffer, enzyme and substrate concentrations, regio- and stereoselectivity.

Glycosylation of Phenols and Vitamins: An Overview

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216 9 Glycosylation of Phenols and Vitamins: An Overview

reactions could be due to the employment of large amount of the enzymes. This is inevitable, as the reversible reaction requires such large concentra-tions of enzymes for conversions.

Phenols employed for the glycosylation pos-sesses 3,4-dihydroxy phenyl derivatives, where a substituent para to the hydroxyl group at position 4 of the phenyl ring is substituted by -CHO or -CH═CH- or -CH

2 and the 3rd position substituted

with -OCH 3 and -OH. All the phenols employed in

this study possess one or two phenolic groups – one invariably at the 4th position and another as such as in dl -dopa and dopamine or modi fi ed to a OCH

3 group (vanillin, N-vanillyl-nonanamide and

curcumin). However, both the OH groups have reacted giving monoglycosides and arylated prod-ucts, but no bis derivatives in case of dl -dopa, l -dopa, dopamine and epinephrine were observed. In curcumin both the phenolic OH groups on either side reacted to give a bis products. Hence, the pres-ence of bulky groups para to 4-OH did not hinder formation of glycoside. A reasonable extent of selectivity exhibited by these enzymes has been utilised for the preparation of the glycosides, thereby eliminating the need for elaborate protec-tive and deprotective strategies.

Effect of incubation period showed that the yield increased up to a time period of 72 h and then showed a remarkable drop at still higher incubation periods, which could be due to partial hydrolysis of the glycosides formed after 72 h. Since the enzymes could not be recovered, they were not reused again. Hence, the activity of the enzyme after the reaction could not be deter-mined. Re fl uxing di-isopropyl ether for a speci fi ed incubation period did not produce any peroxides in these glycosylation reactions.

Glycosylation described in the present work did not occur without the use of enzyme. Glycosidase reactions occur only in the presence of certain amount of water (Vic and Crout 1995 ; Vijayakumar et al. 2007 ) , whose presence in the reaction mixture could be regulated carefully to get a good glycosylation yield. Besides imparting ‘pH memory’, added water is essential for main-taining the integrity of the three-dimensional structure of the enzyme molecule and therefore its activity (Dordick 1989 ) in a nonpolar solvent

like di-isopropyl ether (Vijayakumar and Divakar 2005 ) . Water has been added in the form of 10 mM buffer. When buffer concentration (buffer volume) was varied, the lower and higher buffer concentrations (buffer volume) resulted in lesser conversion yields. A lower buffer concentration may not be suf fi cient to keep the active confor-mation of the enzyme, and a higher buffer con-centration could result in hydrolysis of the product.

Beyond a critical water concentration, glyco-sylation decreased due to the size of the water layer formed around the enzyme retarding the transfer of the glycosyl donor to the active site of the enzyme (Humeau et al. 1998 ; Camacho-Paez et al. 2003a, b ) . Besides it renders the water layer surrounding the enzymes more fl exible by form-ing multiple H bonds and interacting with organic solvent causing denaturation (Valiveti et al. 1991 ) . The protonation of the ionisable groups during the addition of buffer on the enzyme could be controlled by the type and availability of the counter ions as well as hydrogen ions resulting in ‘pH memory’, and the increase in ionic strength could play a favourable role in glycosylation (Pardridge 2002 ) . The carbohydrate molecule could also reduce the water content of the reaction mixture. Adachi and Kobayashi ( 2005 ) have reported that the hexose, which is more hydrated, decreased the water activity in the sys-tem and shifts the equilibrium towards synthesis. The effect of pH showed that pH 4 for vanillin (Table 8.11 ) and curcumin (Table 8.6 ), pH 7 for N-vanillyl-nonanamide (Table 8.8 ), pH 6 for dl -dopa (Table 8.17 ) and pH 5 for dopamine (Table 8.21 ) are the best for obtaining maximum con-version. The three-dimensional structure of the enzyme up to pH 7 may still retain a highly active conformation. However, pH 8 was not the optimum one for any of the phenols employed.

At lesser enzyme concentrations, for a given amount of substrates (enzyme/substrate ratio low), rapid exchange between bound and unbound forms of both the substrates (carbohydrates and the aglycon) with the enzyme (on a weighted average based on binding constant values of both the sub-strates) leaves substantial number of unbound sub-strate molecules at the start of the reaction which

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2179.1 General

decrease progressively as conversion takes place (Romero et al. 2003 ; Marty et al. 1992 ) . This becomes more so, if one of them binds more fi rmly to the enzyme than the other (higher binding con-stant value) as the respective enzyme/substrate ratios keep changing (during the course of the reaction) unevenly till the conversion stops due to complete binding (inhibition) of the predominant substrate. At intermediatory enzyme concentra-tions, such a competitive binding results in favour-able proportions of bound and unbound substrates to effect quite a good conversion. At higher enzyme concentrations, most of the substrates would be in the bound form leading to inhibition and lesser conversion (higher enzyme/substrate ratios). Also, the glycosylation reaction requires larger amount of enzyme compared to hydrolysis. Effect of enzyme concentration at a fi xed d -glucose concen-tration showed a maximum conversion at around 40% (w/w d -glucose) in many cases. At higher concentrations of both glucosidases, conversion yields decreased probably due to inhibition of the enzyme by the phenols employed. While this leads to lesser selectivity, they also give rise to varying bound and unbound substrate concentrations till the conversion ends. For a given amount of enzyme and substrates, there is no increase in conversion beyond 72–120 h. Longer incubation periods of especially lesser enzyme concentrations could also result in partial enzyme inactivation. However, not all the enzyme is inactivated before the end of the reaction.

Amyloglucosidase-catalysed synthesis of n-octyl- a - d -glucoside, guaiacyl- a - d -glucoside, eugenyl maltoside, curcuminyl-bis- a - d -gluco-side, dl -dopa glucoside, dopamine glucoside, ribo fl avinyl glucoside and tocopheryl- a - d -glucoside was optimised in terms of incubation period, buffer pH, buffer concentration, enzyme concentration and substrate concentrations. n-Octanol reacted with d -glucose, maltose and sucrose; guaiacol reacted with d -glucose and d -galactose; eugenol and curcumin reacted with d -glucose, d -mannose, maltose, sucrose and d -mannitol, and a -tocoph-erol reacted with only d -glucose. Phenols/vitamins underwent glycosylation/arylation with the following respective carbohydrate molecules. A few examples are vanillin ( d -glucose, d -galactose,

d -mannose, maltose, sucrose, lactose and d -sorbitol), N-vanillyl-nonanamide ( d -glucose, d -galactose, d -mannose, d -ribose, maltose and lactose), curcumin ( d -glucose, d -galactose, d -mannose and lactose), dl -dopa ( d -glucose, d -galactose, d -mannose, d -sorbitol and d -mannitol), dopamine ( d -glucose, d -galactose and d -mannose), ribo fl avin ( d -glucose, d -galactose, d -mannose, d -ribose , maltose, sucrose and lactose) and ergocalciferol only with d -glucose and a -tocopherol ( d -glucose, d -galactose and d -mannose). All the phenols employed invariably reacted with aldohexoses ( d -glucose, d -galactose and d -mannose) employed to yield respective glycosides except in the reaction between N - vanillyl-nonanamide and d -mannose. Dopamine showed exclusively gly-cosylation only with aldohexoses.

Thus water-insoluble N-vanillyl-nonanamide, curcumin, capsaicin, retinol, ergocalciferol, chole-calciferol and a -tocopherol and less water-soluble vanillin and ribo fl avin were converted to more water-soluble glycosides thereby improving their potential bioavailability and pharmacological properties. Water solubility of the curcuminyl-bis- a - d -glucoside prepared was found to be 14 g L −1 , whereas curcumin itself is practically insoluble in water. Curcuminyl-bis- a - d -glucoside exhibited a total colour of 10.8 in DMSO.

Lack of stereo- and regiospeci fi city could be due to employment of larger amounts of the enzymes. This is inevitable, as this reversible reaction required such large concentrations of the enzymes to effect glycosylation.

Amyloglucosidase, besides effecting glycosy-lation, also facilitated the hydrolysis of maltose, lactose and sucrose. Lactose did not hydrolyze at all. Only in case of sucrose, the resultant glucose formed underwent trans-glucosylation with van-illin in the presence of amyloglucosidase to yield C1 b glucosylated and C6- O -arylated product.

Both amyloglucosidase and b -glucosidase (native/immobilised) did not catalyse the reac-tion with d -fructose and d -arabinose with any of the phenols employed. Also, while b -glucosidase (native/immobilised) catalysed reaction with lactose, amyloglucosidase did not. Hence, d -fructose and d -arabinose could not result in not-so-facile formation of the

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218 9 Glycosylation of Phenols and Vitamins: An Overview

required oxocarbenium ion intermediate (Chiba 1997 ) during the catalytic action of the enzyme, which is an essential requirement for glycosy-lation. In both the glucosidase-catalysed reac-tions, other than d -fructose and d -arabinose, the remaining above-mentioned carbohydrates underwent glycosylation/arylation with different phenols/vitamins to different extents. Such selec-tive reactions could be due to stronger binding of the phenols/vitamins to the active site of enzymes than the respective unreacted carbo-hydrate molecules, thereby preventing facile transfer of the carbohydrate molecules to the nucleophilic phenolic or vitamin OH groups. During hydrolysis of amylase, the a -1,4 linked glucose units get hydrolysed which give rise to b - d -glucose by amyloglucosidase. This clearly showed that amyloglucosidase possesses ‘inverting’ potentiality. The same behaviour was observed in the glycosylation reaction also. In general amyloglucosidase catalyses gave C1 a - and b -glycosides along with C6- O -aryl derivatives. However, b -glucosidase (native/immobilised) catalyses gave exclusively C1 b -glycosides in several cases, indicating its capa-bility to exhibit excellent regioselectivity in this glycosylation with the carbohydrate molecules.

In most cases, C1 glycosylated products were detected. Only few carbohydrate molecules showed C1- O -/C6- O -arylation. d -Sorbitol and d -mannitol gave arylated products by reacting only to the primary OH groups. No reaction occurred at the secondary hydroxyl groups of the carbohydrate molecules. Only monoglycosylated or monoarylated products were detected. No car-bohydrate molecule gave bis products. Among the phenols employed, only curcumin showed bis-glycosylated products by reacting at both the hydroxyl moieties of the feruloyl units. Even dl -dopa, l -dopa, dopamine and epinephrine did not give bis products. b -Glucosidase showed gener-ally b -glycosides and in very few cases C1- O -/C6- O -arylated products. However, amyloglucosi-dase on the other hand showed both C1 a - and C1 b -glycosylated and/or C6-arylated products. Phenolic OH at the 4th position readily reacted with the carbohydrate molecules employed and

wherever possible dl -dopa. l -dopa, dopamine and epinephrine underwent reaction at the 3rd phenolic OH also. Totally hydrophobic acceptor molecules like curcumin, capsaicin N-vanillyl-nonanamide, retinol, ergocalciferol, cholecalcif-erol and a -tocopherol reacted with only very few carbohydrate molecules like d -glucose, d -galactose, d -mannose and lactose where as the remaining hydrophilic phenols and vitamins employed vanillin, l -dopa, dl -dopa, dopamine and ribo fl avin reacted with large number of carbohydrate molecules.

Out of 99 individual phenolic and vitamin gly-cosides synthesised enzymatically all the synthe-sised C1-glycosides and C6-O-alkylated/arylated of the carbohydrates, about 89 new compounds are reported in the present work: n-octyl-sucrose, guaiacyl- a - d -glucoside, guaiacyl- b - d -glucoside, guaiacyl- a - d -galactoside, eugenyl- a - d -manno-side, eugenyl maltoside, eugenyl sucrose, euge-nyl- d -mannitol, 1,7- O -(bis- b - d -glucopyranosyl) curcumin, 1,7- O -(bis- a - d -galactopyranosyl)cur-cumin, 1,7- O -(bis- b - d -galactopyranosyl)cur-cumin, 1,7- O -(bis- a - d -mannopyranosyl)curcumin, 1,7- O -(bis- b - d -mannopyranosyl)cur-cumin, 1,7- O -(bis- b - d -galactopyranosyl-(1 ¢ → 4 ) a - d -g lucopyranosy l )curcumin , 1,7- O -(bis- b - d -galactopyranosyl-(1 ¢ → 4) b - d -glucopyranosyl) curcumin, curcuminyl-bis- a - d -mannoside, curcuminyl-bis-maltoside, curcuminyl-bis-sucrose and curcuminyl-bis- d -mannitol, 4- O -( d -galactopyranosyl)vanillin, 4- O -( d -mannopyranosyl)vanillin, 4- O -( a - d -glucopyranosyl-(1 ¢ → 4) d -glucopyranosyl)vanillin, 4- O -( d -fructofuranosyl-(2 → 1 ¢ ) a - d -glucopyranosyl)vanillin , 4- O -( b - d -galacto-pyranosyl - (1 ¢ → 4 ) b - d -g lucopyranosyl )vanillin, 4- O -( d -sorbitol) vanillin, 4- O -( d -galactopyranosyl)N-vanillyl-nonanamide, 4 - O - ( b - d -mannopyranosy l )N-van i l l y l -nonanamide, 4- O -( d -ribofuranosyl)N-vanillyl-nonanamide, 4- O - ( a - d -glucopyranosyl- (1 ¢ → 4 ) d -g lucopyranosy l )N-van i l ly l -nonanamide, 4- O -( b - d -galactopyranosyl- (1 ¢ → 4) b - d -glucopyranosyl)N-vanil lyl-nonanamide, 1,7- O -(bis- b - d -galacto-pyranosyl)curcumin, 1,7- O -(bis- b - d -mannopyranosyl)curcumin, 1,7- O -(bis- b - d -galactopyranosyl-

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2199.3 Curcuminyl-bis-Glycosides

(1 ¢ → 4) a - d -glucopyranosyl)curcumin, dl -Dopa- d -galactoside, dl -3-hyDroxy-4- O -( b - d -mannopyranosyl)phenylalanine, dl -3-hydroxy-4- O -( b - d -galactopyranosyl-(1 ¢ → 4) b - d -glu-copyranosyl)phenylalanine, dl -3-hyDroxy-4- O -(6- d -sorbitol) phenylalanine, dl -Dopa- d -mannitol, dopamine- d -galactoside, dopamine- d -mannoside, serotoninyl-5-O- a and b d -glucopyranoside, serotoninyl-5-O-6-O- a and b d -glucopyranoside, serotoninyl-5-O- b - d -galac-topyranoside, serotoninyl-5-O-6-O- a and b d -galactopyranoside, serotoninyl-5-O- b d -man-nopyranoside, serotoninyl-5-O-6-O- a and b d -mannopyranoside, serotoninyl-5-O- a and b d -ribopfuranoside, epinephryl 3-O and 4-O b - d -glucopyranoside, epinephryl 3-O- b - d -manno-pyranoside, 4-O- a and b - d -mannopyranoside, 18- O -( a - d -glucopyranosyl)retinol, 18- O -( b - d -glucopyranosyl)retinol, 18- O -( a - d -galactopyranosyl)retinol, 18- O -( b - d -galactopyranosyl)retinol, 18- O -( b - d -mannopyranosyl)retinol, 18- O -(1- d -fructofuranosyl)retinol, 18- O -(6- d -fructofuranosyl)retinol, 18- O -(1- d -sorbitol)retinol, 7- O -( a - d -glucopyranosyl)pyridoxine, 7- O -( b - d -glucopyranosyl)pyridoxine, 6- O -( a - d -glucopyranosyl)pyridoxine, 7- O -( a - d -galactopyranosyl)pyridoxine, 7- O -( b - d -galactopyranosyl)pyridoxine, 7- O -( a - d -galactopyranosyl)pyridox-ine, 7- O -( a - d -mannopyranosyl)pyridoxine, 7- O -( b - d -mannopyranosyl)pyridoxine , 6- O -( a - d -mannopyranosyl)pyridoxine 5- O -( a - d -galactopyranosyl)ribo fl avin, 5- O -( b - d -galactopyranosyl)ribo fl avin, 5- O -( a - d -mannopyranosyl)ribo fl avin, 5- O -( b - d -mannopyranosyl)ribo fl avin, 5- O -( a - d -ribofuranosyl)ribo fl avin , 5- O -( b - d -ribofuranosyl)ribo fl avin , 5- O -( a - d -glucopyranosyl-(1 ¢ → 4) a - d -glucopyranosyl)ribo fl avin, 5- O -( a - d -gluco-pyranosyl - (1 ¢ → 4 )6- d -g lucopyranosyl ) ribo fl avin, 5- O -( a - d -glucopyranosyl-(1 ¢ → 4)6 ¢ - d -glucopyranosyl)ribo fl avin, 5- O -(1- d -fruc to-furanosyl - (2 → 1 ¢ ) a - d -g lucopyranosyl ) ribo fl avin, 5- O -( b - d -galactopyranosyl-( 1 ¢ → 4 ) b - g l u c o p y r a n o s y l ) r i b o fl av i n , 6- O - ( a - d -galactopyranosyl) a -tocopherol, 6- O -( b - d -galactopyranosyl) a -tocopherol, 6- O -( a - d -mannopyranosyl) a -tocopherol,6- O -( b - d -mannopyranosyl) a -tocopherol, 17- O -( a - d -galactopyranosyl)cholecalciferol, 17- O -( b - d -

galactopyranosyl)cholecalciferol, 17- O -(6- d -g a l a c t o p y r a n o s y l ) c h o l e c a l c i f e r o l , 17- O -( a - d -mannopyranosyl)cholecalciferol, 17- O -( b - d -mannopyranosyl)cholecalciferol, 17- O -(1- d -fructofuranosyl)cholecalciferol and 1 7 - O - ( b - d - f r u c t o f u r a n o s y l ) c h o l e c a l -ciferol.

Response surface methodological studies, use-ful for scaling up, were carried out for the opti-misation of n-octyl- a - d -glucoside, curcuminyl glucoside, vanillyl maltoside and thiamin gluco-side synthesis by shake- fl ask method and curcum-inyl- a - d -glucoside synthesis by re fl ux method

9.2 n-Alkyl Glycosides

The present work (Chap. 7 ), especially the re fl ux method with amyloglucosidase, showed that the glucoside yields were much higher (methanol 25%, ethyl alcohol 44%, n-butanol 28%, n-hexanol 36% and n-octanol 46% with respect to d -glucose concentration employed) than those reported compared to those reported by Vic and Thomas ( 1992 ) – 13.1% for methanol, 9.8% for ethyl alcohol, 6.6% for n-butanol, 4.9% for n-hexanol and 3.6% for n-octanol in the reactions carried out with almond b -glucosidase. Among the nucleophilic straight-chain alcohols employed, while shake fl ask favoured medium-chain-length alcohols, the re fl ux method at pH 4.0 favoured shorter-chain-length alcohols and pH 5.0 more or less favoured almost all the chain length. This clearly shows that since pH affected ionisation states of the surface amino acid residues in amy-loglucosidase between pH 4.0 and pH 5.0, the enzyme should be favouring a more open active site at pH 5.0, accommodating alcohols of differ-ent chain length favourably for glycosylation.

9.3 Curcuminyl-bis-Glycosides

Although b -glucosidase catalysis (Sect. 8.1.3 ) does not exhibit an inversion, it had signi fi cantly altered the a , b composition: d -galactose, 39% a - d -galactoside and 61% b - d -galactoside (compared to 92:8 a : b for free d -galactose), and d -mannose,

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220 9 Glycosylation of Phenols and Vitamins: An Overview

35% a - d -mannoside and 65% b - d -mannoside (compared to 27:73 a : b for free d -mannose) . Also, curcumin showed bis-glycosylated prod-ucts with the carbohydrates with which it reacted.

d -Galactose and d -mannose gave very low conversions ( £ 12%). Hence, they could possess very low binding potentiality (low binding constant value) to the enzyme. Presence of hydrophobic propanoid group para to the phe-nolic OH bestows good nucleophilicity in these molecules promoting reaction with carbohydrate molecules.

9.4 N-Vanillyl-Nonanamide Glycosides

All these glycosides were soluble in water to dif-ferent degrees and also less pungent. They could hence be used in pharmaceutical applications. Both amyloglucosidase and b -glucosidase did not catalyse the reaction with d -fructose, d -arab-inose, sucrose, d -sorbitol and d -mannitol (Sect. 8.1.4 ). Also, while b -glucosidase catalysed reac-tion with lactose, amyloglucosidase did not. N-Vanillyl-nonanamide could bind to these enzymes more strongly than the above carbohy-drate molecules to the nucleophilic phenolic OH of N-vanillyl-nonanamide.

Amyloglucosidase clearly exhibited its ‘invert-ing’ potentiality in the glycosylation giving rise to the a - d -glucoside (70% of the a -glucoside without the b component compared to the 40:60 a : b anomeric composition of d -glucose employed), a - d -galactoside (42% a and 58% b compared to the 92:8 a : b anomeric composition of d -galactose employed) and a - d -riboside (33% a and 67% b compared to the 34:66 a : b ano-meric composition of d -ribose employed) . Both the glucosidases gave low conversions with d -ribose and maltose ( £ 10%). However, b -glu-cosidase catalysis gave exclusively C1 b -glycosides with the exception of d -ribose, indicating its capability to exhibit excellent regi-oselectivity in this glycosylation with the carbo-hydrate molecules d -glucose, d -galactose, d -mannose, maltose and lactose. Even the

presence of hydrophobic bulky alkyl side chain in N-vanillyl-nonanamide did not pose much of a steric hindrance when the carbohydrate mole-cules were transferred to its phenolic OH group.

9.5 Vanillyl Glycosides

d -Glucose employed was an a , b anomeric mix-ture (40:60); the glycosides formed showed pre-dominant proportions of the a -anomer (>80%), indicating the potential for ‘inverting’ amyloglu-cosidase (from Rhizopus mould) to convert the majority of b - d -glucose into its respective a - d -glucoside (Sect. 8.1.6 ). In hydrolysis, amyloglu-cosidase hydrolyses a -1,4 linked glucose units in amylose to give b -glucose.

A maximum yield of 53% was obtained for a mixture of three mono-glucosides of 4- O -( d -glucopyranosyl)vanillin (Table 8.12 ). Also, amy-loglucosidase catalysis gave C1 a - and b -glycosides along with arylated derivatives in many cases except d -galactose and d -mannose. However, b -glucosidase catalysis gave exclu-sively C1 b -glycosides with the exception of d -galactose and d -mannose, indicating its capa-bility to exhibit excellent regioselectivity in this glycosylation with the carbohydrate mole-cules d -glucose , maltose and lactose. In case of b -glucosidase, it signi fi cantly altered the anomeric composition of d -galactose (23% a - d -galactoside and 77% b - d -galactoside com-pared to the 92:8 a : b anomeric composition of d -galactose employed) and d -mannose (44% a - d -mannoside and 56% b - d -mannoside com-pared to the 27:73 a : b anomeric composition of d -mannose employed) . Among the carbohydrates employed, sucrose and d -sorbitol gave C1- O - and C6- O -arylated products with vanillin.

In case of sucrose, the C6- O -arylated product proportion was more compared to the C1- O -arylated product, which could be due to the steric hindrance offered by the C2 position of the fructose moiety when it is transferred to such phenolic nucleophiles. Even the presence of a hydrophobic aldehydic group in vanillin did not pose much of a steric hindrance when the carbohydrate molecules were transferred to its

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2219.8 Ribofl avinyl Glycosides

phenolic OH group. Both amyloglucosidase and b -glucosidase did not catalyse d -fructose, d -arabinose, d -ribose and d -mannitol. Vanillin could be a better inhibitor to these enzymes com-pared to these carbohydrate molecules, binding strongly to the enzyme, thereby blocking the facile transfer of the carbohydrate molecule to the nucleophilic phenolic OH of vanillin.

9.6 DL -Dopa Glycosides

Under the reaction conditions employed, dl -dopa gave a mixture of 3- O - and 4- O -glycosylated/arylated products with many of the carbohydrates employed (Sect. 8.1.7 ). Amyloglucosidase catal-ysed the reaction with d -glucose, d -galactose, d -mannose, d -sorbitol and d -mannitol. b -Glucosidase catalysed the reaction with d -glucose, d -galactose, d -mannose and lactose.

Amyloglucosidase gave selectivity with d -mannose to give 4- O -C1 b and d -sorbitol to give 4- O -C6- O -arylated product. b -Glucosidase gave selectivity with d -mannose to give 4- O -C1 b and lactose to give 4- O -C1 b product. Glycosylated/arylated products at 3- O - and 4- O - positions were detected from d -glucose and d -galactose in the catalysis with both the enzymes. No other reacted carbohydrate molecule has formed products at the 3rd OH position.

Glucosidases employed did not catalyse the reaction with d -fructose, d -arabinose, d -ribose, maltose and sucrose. Amyloglucosidase exhibited ‘inverting’ potentiality in reacting with d -galactose. d -Galactose showed 66% a and 34% b compared to the 92:8 a : b anomeric composition of free d -galactose employed.

9.7 Dopamine Glycosides

Only monoglycosides were detected (Sect. 8.1.9 ). Bis glycosides involving both the 4-OH and 3-OH phenolic groups simultaneously were not detected. Under the reaction conditions employed, immobilised b -glucosidase showed selectivity with d -glucose to give rise to the 4- O -C1 b product. Dopamine gave a mixture of 3- O - and

4- O -glycosylated products with d -galactose and d -mannose with both the enzymes and 4- O -C6- O -arylated product detected only with d -galactose.

Amyloglucosidase exhibited its ‘inverting’ potentiality in the glycosylation of d -galactose giving rise to 64% 4- O -products and 36% exclu-sively 3- O -C1 b product compared to the 92:8 a : b anomeric composition of the d -galactose employed. Both amyloglucosidase and immobil-ised b -glucosidase did not catalyse the reaction with d -fructose, d -arabinose, d -ribose, maltose, sucrose, lactose, d -sorbitol and d -mannitol under the conditions employed. Dopamine could be a better inhibitor to these enzymes compared to the carbohydrate molecules, thereby blocking the transfer of the carbohydrate molecules to the phe-nolic OH group of dopamine.

9.8 Ribo fl avinyl Glycosides

Ribo fl avinyl glycosides have been formed from many of the carbohydrates employed (Sect. 8.2.2 ). The yields are shown in Table 8.29 . In case of amyloglucosidase catalysis, 5- O -( d -ribofuranosyl) ribo fl avin was found to give the highest yield (40%) and 5- O -( a - d -glucopyranosyl-(1 ¢ → 4) d -glucopyranosyl)ribo fl avin gave the lowest yield of 5% (Table 8.29 ). This clearly showed that d -ribose being a smaller carbohydrate mole-cule acts as a better acceptor than the bulkier maltose. b -Glucosidase gave the highest yield of 24% for 5- O -( b - d -glucopyranosyl)ribo fl avin and the lowest yield of 7% for 5- O -( d -mannopyranosyl)ribo fl avin. Also, while b -glucosidase favoured lactoside formation, amyloglucosidase did not.

In spite of possessing a ribitol group, ribo fl avin is soluble to the extent of only 0.2 g L −1 (Whitby 1971 ) , which is due to the strong nonpolar nature of the aglycon molecule. However, attachment of a monosaccharide unit to ribitol improved the water solubility of ribo fl avin to 8.2 g L −1 . This shows that glycosylation is capable of counter-acting the nonpolar aglycon characteristics to a great extent. Ribo fl avin showed glycosylation with many of the carbohydrates compared to the other vitamins employed (ergocalciferol and

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222 9 Glycosylation of Phenols and Vitamins: An Overview

a -tocopherol) in spite of the bulky acceptor molecule. This could be due to the presence of primary OH present at the ribitol moiety in ribo fl avin, nucleophilic enough to serve as an ef fi cient acceptor towards certain carbohydrate molecules which get glycosylated.

Amyloglucosidase gave the following a : b proportions: d -glucose (66% of a - d -glucoside and 44% b - d -glucoside compared to the 40:60 a : b anomeric composition of free d -glucose), d -galactose (52% a - d -galactoside and 48% b - d -galactoside compared to the 92:8 a : b of free d -galactose) and d -ribose (23% a - d -riboside and 77% b - d -riboside compared to the 34:66 a : b of free d -ribose) . Although b -glucosidase in general does not exhibit inversion, it had signi fi cantly altered the a - b composition: d -galactose (47% a - d -galactoside and 53% b - d -galactoside) and d -mannose (59% a - d -mannoside and 41% b - d -mannoside comparable to 27:73 a : b of free d -mannose).

Amyloglucosidase catalysis showed selectivity in case of d -mannose by yielding the C1 a - d -mannoside and with sucrose yielding C1- O -arylated product. It gave C1 a - and b -glycosides in case of d -glucose, d -galactose and d -ribose. With d -glucose and maltose, C6- O -arylated prod-ucts were also formed. b -Glucosidase showed selectivity with d -glucose yielding C1 b - d -glucoside and with lactose yielding C1 b -lactoside. However, it gave a mixture of C1 a - and b -glycosides in case of d -galactose and d -mannose.

9.9 Retinyl Glycosides

b -Glucosidase did not catalyse the reaction with d -ribose, d -arabinose, maltose, sucrose, lactose and d -mannitol (Sect. 8.2.4 ). This could be stron-ger due to binding of retinol to the active site of b -glucosidase than the above-mentioned carbo-hydrate molecules, thereby preventing the facile transfer of these carbohydrate molecules to the nucleophilic ole fi nic OH of retinol. Our work on the preparation of several glycosides with different aglycons showed that diverse reactivity of the carbohydrate molecules was with respect to the aglycons employed (Sivakumar 2009 ;

Vijayakumar 2007 ) . With different aglycons, different reactivities were observed even under conventional reaction conditions. In most of the reactions carried out in our laboratory, glycosyla-tion did not take place with d -ribose, d -arabinose, lactose and sucrose, however, with very few exceptions. This type of selectivity is not due to the SCCO

2 conditions employed.

A one-step synthesis involved milder reaction conditions, eliminating the need of protective and deprotective strategies to convert light and air sensi-tive, fat-soluble retinol into more stable and water-soluble glycosyl derivative, to be useful as a pharmacologically and therapeutically active water-soluble component of vitamin A. Such derivatisa-tion of vitamin A was possible due to the potentiality of b -glucosidase to act in SCCO

2 media.

9.10 Ergocalciferyl Glycosides

Ergocalciferyl- d -glucosides (20- O -( a - d -glucopyranosyl)ergocalciferol, 20- O -( b - d -glucopyranosyl)ergocalciferol and 20- O -(6- d -glucopyranosyl)ergocalciferol) were detected in the reaction when amyloglucosidase was employed (Sect. 8.2.5 , Table 8.34 ). However, amyloglucosidase did not show much regioselectivity in this reac-tion. Amyloglucosidase did not catalyse the reac-tion with the other carbohydrate molecules. This could be due to either steric hindrance caused by the bulkier hydrophobic vitamin D2 molecule when the carbohydrate molecules were trans-ferred to its acyclic OH group or due to the stron-ger binding of vitamin D2 compared to the other carbohydrate molecules employed. The maxi-mum conversion was found to 42% for 20- O -( d -glucopyranosyl)ergocalciferol. Being ‘inverting’ in nature, amyloglucosidase gave the following a : b proportions – 48% of a - d -glucoside and 52% b -glucoside compared to the 40:60 a : b anomeric composition of the d -glucose employed.

At a boiling temperature of 68 °C, the enzymes were stable, losing only about 20% of their activity during an incubation period of 50 h. Re fl uxing di-isopropyl ether during the incubation periods up to 50 h did not also produce peroxides in these glycosylation reactions.

Page 238: Enzymatic Transformation

2239.12 α-Tocopheryl Glycosides

b -Glucosidase isolated from sweet almond was entrapped into calcium alginate beads and used in the glycosylation reaction to facilitate recovery and reuse. In the reaction mixture, the enzymes dissolved in small volume of the buffer employed. They did not get precipitated by the di-isopropyl ether solvent. During workup the solvent in the reaction mixture was distilled off leaving a residue consisting of the enzyme, prod-uct and the unreacted substrates. Hence, the amount of the enzyme leached out into the buffer or the di-isopropyl ether solvent could not be determined. Reuse of the calcium alginate bead-entrapped b -glucosidase showed 30% reduction in activity, which could be due to loss of the enzyme.

9.11 Cholecalciferol Glycosides

Synthesis of other cholecalciferol glycosides (Table 8.36 ) showed that apart from the three aldo-hexoses and aldopentose employed, d -ribose, d -arabinose, maltose, sucrose, lactose, d -sorbitol and d -mannitol did not undergo glycosylation under the conditions employed. Although the reac-tions were conducted with disaccharides maltose, lactose and sucrose, transglycosylation did not occur under the conditions employed (Sect. 8.2.6 ). However, the disaccharides were hydrolyzed by the enzymes, the reason for which is not known.

In case of d -glucose and d -galactose, C-6 derivatives were also detected. Anomeric propor-tions were found to be greatly altered. In d -glucose the proportion of 52:48 is different from that of free d -glucose (60:40). However, in d -galactose b -anomer has been formed (45:56) compared to 92:8 of free d -galactose. In d -mannose, more of a -glycoside is formed (46:54) compared to (27:73) free d -mannose. The formation of a and b anomeric mixture is due to the a -glucosidase present in sweet almond isolate, which exhibited an activity of 359.7 AU ( m mol (min·mg) −1 enzyme preparation). Thus through glycosylation, a water-insoluble cholecalciferol (vitamin D

3 ) was

transformed into a water-soluble cholecalciferol glycoside in this study.

9.12 a -Tocopheryl Glycosides

a -Tocopheryl glycosides have been synthesised using b -glucosidase (Sect. 8.2.7 ). The yields and product proportions are shown in Table 8.37 . b -Glucosidase 40% (w/w d -glucose) gave a max-imum conversion yield of 23% for 6- O -( b - d -glucopyranosyl)- a -tocopherol at 0.1 mM (1 mL) of pH 6 phosphate buffer, indicated excellent regioselectivity.

The a and b forms of glycosides were deter-mined based on the 1 H and 13 C chemical shift values of the anomeric proton and carbon signals, respectively. Besides, the coupling constant val-ues of the anomeric 1 H protons were also useful in arriving at the anomeric con fi guration. In an a con fi guration, the anomeric carbon exhibited chemical shift values between 92 and 94 ppm. In a b con fi guration, such values are between 96 and 104 ppm. In an a con fi guration, the coupling between the anomeric and C2 proton is equato-rial–axial corresponding to coupling constant values of 2–4 Hz. In case of a b con fi guration, the coupling between the anomeric and C2 proton is axial–axial corresponding to a value of 6–8 Hz. However, in d -mannose, since the OH at C2 posi-tion is axial, the coupling for the C2 and the ano-meric protons is equatorial–equatorial (1–2 Hz) for the a con fi guration and axial–equatorial (2–4 Hz) for the b con fi guration.

Under the reaction conditions, 11% 6- O -( a - d -galactopyranosyl)- a -tocopherol, 6- O -( b - d -galactopyranosyl) a -tocopherol, 18% 6- O -( a - d -mannopyranosyl) a -tocopherol and 6- O -( b - d -mannopyranosyl) a -tocopherol were also obtained with b -glucosidase (Table 8.38 ). In case of d -galactose, the a / b proportions were found to be 41:59 ( a : b ) with respect to a / b proportions of 92:8, for the free d -galactose, thus favouring a slight excess of b - d -galactoside formation. However, b -glucosidase only marginally favoured a - d -mannoside forma-tion as evidenced from the a / b proportions of 46:54 ( a : b ) for the glycosides compared to an a / b proportion of 27:73 for free d -mannose.

Page 239: Enzymatic Transformation

224 9 Glycosylation of Phenols and Vitamins: An Overview

Syntheses of the other a -tocopheryl glycosides with carbohydrate molecules showed that except for the three aldohexoses employed, d -fructose, d -arabinose, d -ribose, maltose, sucrose, lactose, d -sorbitol and d -mannitol did not undergo glycosylation under the conditions employed. b -Glucosidase is not an inverting enzyme. In the present work, b -glucosidase gave b -glucoside and a / b anomeric mixture of glycosides with d -galactose and d -mannose. In the oxocarbenium ion mechanism (Chiba 1997 ) , a planar carbenium ion centre formed with d -galactose and d -mannose could be available for attack by the nucleophilic a -tocopherol phenol from both above and below the plane giving rise to a mixture of a / b anomeric products. With d -glucose, b -glucosi-dase gave its natural b -glucoside. Since d -galactose and d -mannose are not natural products of b -glucosidase, the same selectivity could not be achieved by this enzyme.

There are not many reports on the glyco-sylating potential of amyloglucosidase in the literature. The results from this investigation have shown conclusively that amyloglucosidase and b -glucosidase (native/immobilised) from sweet almond are excellent enzymes for carrying out effective glucosylation of such diverse alcohols, phenols and vitamins. Thus the present work has brought out the multifaceted characteristics of these enzymes in the glycosylation of selected phenols and vitamins with structurally diverse carbohydrate molecules employed. Also such glycosylation produces more water-soluble and stable vitamin derivatives with diverse carbohy-drate molecules.

References

Adachi S, Kobayashi T (2005) Synthesis of esters by immobilized lipase catalyzed condensation reaction of sugars and fatty acids in water-miscible organic sol-vent. J Biosci Bioeng 99(2):87–89

Camacho-Paez B, Robles Medina A, Camacho Rubio F, Gonzalez Moreno P, Molina Grim E (2003a) Modeling the effect of free water on enzyme activity in immobilized

lipase- catalyzed reactions in organic solvents. Enzyme Microb Technol 33:845–853

Camacho-Paez B, Robles MA, Camacho RF, Esteban-Cerdán L, Molina GE (2003b) Kinetics of lipase-catal-ysed interesteri fi cation of triolein and caprylic acid to produce structured lipids. J Chem Technol Biotechnol 78(4):461–470

Chiba S (1997) Molecular mechanism in a -glucosidase and glucoamylase. Biosci Biotechnol Biochem 61:1233–1239

Dordick JS (1989) Enzymatic catalysis in monophasic organic solvents. Enzyme Microb Technol 11:194–211

Humeau M, Girardin B, Rovel AM (1998) Effect of the thermodynamic water activity and the reaction medium hydrophobicity on the enzymatic synthesis of ascorbyl palmitate. J Biotechnol 63:1–8

Marty A, Chulalaksananukul W, Condoret JS, Willemont RM, Durand G (1992) Comparison of lipase-catalyzed esteri fi cation in supercritical carbon dioxide and n-hexane. Biotechnol Lett 12(1):11–16

Pardridge WM (2002) Targeting neurotherapeutic agents through the blood–brain barrier. Arch Neurol 59:35–40

Romero MD, Calvo L, Alba C, Daneshfar A, Ghaziaskar HS (2003) Enzymatic synthesis of isoamyl acetate with immobilized Candida antarctica lipase in n -hexane. Enzyme Microb Technol 37:42–48

Sivakumar R (2009) Enzymatic synthesis of selected phe-nolic and vitamin glycosides. PhD thesis, University of Mysore

Valiveti RH, Johnston GA, Suckling CJ, Halling PJ (1991) Solvent effect on biocatalysis in organic systems equi-librium position and rates of lipase catalysed esteri fi cation. Biotechnol Bioeng 38:1137–1143

Vic G, Crout DHG (1995) Synthesis of allyl and benzyl b - D -glucopyranosides and allyl b - D -galactopyrano-side from D -glucose or D -galactose and the corre-sponding alcohol using almond b -D-glucosidase. Carbohydr Res 279:315–319

Vic G, Thomas D (1992) Enzyme-catalyzed synthesis of alkyl- b - D -glucosides in organic media. Tetrahedron Lett 33:4567–4570

Vijayakumar GR (2007) Enzymatic synthesis of selected glycosides. PhD thesis, University of Mysore

Vijayakumar GR, Divakar S (2005) Synthesis of guaiacol- a -D-glucoside and curcumin-bis- a - D-glucoside by an amyloglucosidase from Rhizopus . Biotechnol Lett 27:1411–1415

Vijayakumar GR, George C, Divakar S (2007) Synthesis of n-alkyl glucosides by amyloglucosidase. Indian J Chem B 46B:314–319

Whitby LG (1971) Glycosides or ribo fl avin. In: McCormick CDB, Wright LD (eds) Vitamin and coen-zymes. Methods in enzymology, 18B. Academic, New York, pp 404–413

Page 240: Enzymatic Transformation

225S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_10, © Springer India 2013

10.1 Introduction

In recent years, lipases (EC 3.1.1.3) have been suc-cessfully used in organic solvents for the synthesis of esters. Many reports available on lipase-catalysed

reactions in organic solvents deal with reaction kinetics of esteri fi cation (Yadav and Trivedi 2003 ; Kiran and Divakar 2002 ; Janssen et al. 1999 ) , racemisation (Duan et al. 1997 ) and hydrolysis (Van-Tol et al. 1992 ) . In some esteri fi cation

10

Abstract

Kinetics of few selective enzymatic esteri fi cation and glycosylation reac-tions in organic solvents is discussed. In all the kinetics, initial rates were determined, and from the pattern of the double reciprocal plots of 1/[S] versus 1/ v , appropriate kinetic models were identi fi ed and the equations worked out. Iterative procedures adopted to carry out curve- fi tting of the experimental plots resulted in determination of the four kinetic parameters K

i , K

mA , K

mB and k

cal corresponding to the best fi t. All the enzymes studied

showed Ping-Pong Bi-Bi mechanism. In the enzymatic esteri fi cation reac-tion between L -alanine and D -glucose in dichloromethane, d -glucose was found to be inhibitory to both Rhizomucor miehei lipase and Candida rugosa lipase. However, both l -phenylalanine and d -glucose in dichlo-romethane solvent were found to exhibit competitive double substrate inhibition of Rhizomucor miehei lipase, leading to dead-end inhibition by RML– d -glucose complex and RML– l -phenylalanyl complexes. On the other hand, esteri fi cation of l -phenylalanine with d -glucose using Candida rugosa lipase in dichloromethane showed that only d -glucose functions as a competitive inhibitor forming dead-end CRL– d -glucose complex.

Similarly, kinetics of glucosylation was investigated in detail for the glu-cosylation of curcumin and vanillin using amyloglucosidase in di-isopropyl ether solvent. Both kinetics could be best described by the Ping-Pong Bi-Bi model with a single competitive substrate inhibition by respective curcumin and vanillin of amyloglucosidase leading to dead-end inhibition. Observed kinetic picture was explained in terms of the active site geometry and the geometry of binding of the substrate/s to the enzyme.

Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

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226 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

reactions, lipases follow Ping-Pong Bi-Bi mechanism (Zhang et al. 2005 ; Zaidi et al. 2002 ; Yadav and Lathi 2004 ) . Chulalaksanaukul et al. ( 1990 ) fi rst proposed that kinetics of Rhizomucor miehei lipase-catalysed esteri fi cation of ethyl oleate fol-lowed Ping-Pong Bi-Bi mechanism. This mecha-nism involves binding of acid and alcohol in successive steps releasing water and the product ester again in succession. The kinetic investigation of RML-catalysed synthesis of isoamyl acetate followed Ping-Pong Bi-Bi mechanism with com-petitive inhibition by the substrates and product forming dead-end inhibitor complexes (Rizzi et al. 1992 ) . Bousquet-Dubouch et al. ( 2001 ) reported a competitive inhibition in CRL-catalysed alcoholy-sis of methylpropionate, in which water was also found to be a competitive inhibitor with a higher inhibition constant than n -propanol. Kinetic behav-iour of CRL in the esteri fi cation of long-chain fatty acids and alcohols (Zaidi et al. 2002 ) and tetrahy-drofurfuryl alcohol with butyric acid (Yadav and Devi 2004 ) showed that both reactions followed Ping-Pong Bi-Bi mechanism with competitive inhibition by both substrates. In citronellyl laurate synthesis, RML follows the ordered Bi-Bi mecha-nism wherein b -citronellol binds to the enzyme to yield the b -citronellol–enzyme complex, which again binds to lauric acid to form the ternary enzyme– b -citronellol–lauric acid complex. Finally, it decomposes to give b -citronellyl laurate and water as products in this process (Yadav and Lathi 2004 ) . A series of dead-end RML–lauric acid complexes were also reported in this process.

Kinetic studies on few enzymatic hydrolytic reactions involving glucosidases and amyloglucosi-dase are known (Hiromi et al. 1983 ; Tanaka et al. 1983 ; Ohnishi and Hiromi 1989 ; Goto et al. 1994 ) . However, report on glycosylation kinetics involving a glycosylating enzyme is practically nil.

In this chapter, kinetics of esteri fi cation between l -alanine and d -glucose and l -phenyla-lanine and d -glucose to form l -alanyl– d -glucose and l -phenylalanyl– d -glucose, respectively, with RML and CRL was carried out (Lohith et al. 2007 ; Somashekar et al. 2007 ) . Similarly, a detailed kinetic investigation on the glucosylation reaction between curcumin and d -glucose and vanillin and d -glucose involving an amyloglucosidase from Rhizopus mould leading to the synthesis of

1,7- O -bis- d -glucopyranosyl–curcumin and vanil-lin– d -glucose, respectively, was also carried out, and the results from these investigations are described below (Sivakumar et al. 2006 ) .

10.2 Methodology

10.2.1 Esteri fi cation Procedure

Kinetic experiments were carried out by re fl uxing 5 mM to 0.1 M of l -alanine/ l -phenylalanine and 5 mM to 0.1 M of d -glucose along with 100 mL CH

2 Cl

2 :DMF (90:10 v/v, 40°C) in the presence

of 0.75–0.18 g (50% w/w carbohydrate employed) of Rhizomucor miehei lipase (RML) in the pres-ence of 0.1 mM (0.1 mL of 0.1 M) of acetate buf-fer (pH 4.0) and Candida rugosa lipase (CRL) in the presence of 0.1 mM (0.1 mL of 0.1 M) of phosphate buffer (pH 7.0) l for the speci fi ed peri-ods of time between 3 and 48 h. An experimental set-up which rendered the reaction mixture dry was employed (Lohith and Divakar 2005 ; Lohith et al. 2007 ) . The product formation was analysed by HPLC and NMR. NMR data clearly indicated the presence of mono- and di - O- esters.

10.2.2 Glycosylation Procedure

Kinetic experiments were carried out by re fl uxing 5 mM to 0.1 M of vanillin/curcumin and 5 mM to 0.1 M of d -glucose in 100 mL di-isopropyl ether at 68°C in the presence of amyloglucosidase (10–75% w/w of carbohydrate) and 0.5–2.5 mL of 0.01 M pH 4.0–8.0 buffer for an incubation period of 72 h. Here also, the product formation was analysed by HPLC and NMR.

10.3 Esteri fi cation Kinetics

10.3.1 Esteri fi cation Kinetics of L -Alanine and D -Glucose: Single Substrate Inhibition

Enzymatic esteri fi cation reaction between l -alanine and d -glucose was studied in dichlo-romethane using Rhizomucor miehei and Candida

Page 242: Enzymatic Transformation

22710.3 Esterification Kinetics

rugosa lipases (Somashekar et al . 2007 ) . For the concentrations of d -glucose and l -alanine, indi-vidual experiments in duplicate (30 × 2 lipases) were performed for incubation periods of 3, 6, 12, 24 and 36 h. Initial rate (speci fi c reaction rate, v ) was determined from the initial slope of the plot of the amount of esters formed (M) versus incubation period (h) and expressed as M h −1 (mg protein) −1 (Fig. 10.1 ). R 2 obtained from least-square analysis for the initial rate in each case was found to be within 0.88–0.95. Each plot shown in this work was constructed from all experimentally determined values; a few initial rates were obtained by curve- fi tting.

The initial rates ( v ) for RML were found to be in the range of 15–176 × 10 −6 M h −1 (mg pro-tein) −1 . CRL experiments showed the initial rates to be in the range of 20–460 x 10 −6 M h −1 (mg protein) −1 . The effects of external mass transfer phenomena – internal and external diffusions (Yadav and Devi 2004 ; Marty et al. 1990 ) – if any, on the RML and CRL enzymes employed were not tested in this work.

Using initial rates, double reciprocal plots were constructed to graphically evaluate the apparent values of k

cat , K

m l -alanine

, K m d -glucose

and K i :

RML, Fig. 10.2 (1/ v versus 1/[ d -glucose]) and Fig. 10.3 (1/ v versus 1/[ l -alanine]), and CRL, Fig. 10.4 (1/ v versus 1/[ d -glucose]) and Fig. 10.5 (1/ v versus 1/[ l -alanine]). Figure 10.6 shows a replot of the slopes from Fig. 10.3 (RML), and Fig. 10.7 shows the replot of the slopes from Fig. 10.5 (CRL). Figure 10.2 from RML reac-tions and Fig. 10.4 from CRL reactions show a series of curves obtained for different fi xed con-centrations of l -alanine for varying d -glucose concentration, in which slight increase in initial rates is observed at lower d -glucose concentra-tions. At higher d -glucose concentrations, the rates markedly decrease. Also, increasing l -alanine concentration increases the initial rates at all d -glucose concentrations. Figure 10.3 from RML reactions and Fig. 10.5 from CRL reactions show a series of parallel lines for different fi xed low d -glucose concentrations at varying l -alanine concentration. These change to lines with differ-ent slopes at higher d -glucose concentrations.

The plots in Figs. 10.2 , 10.3 , 10.4 , 10.5 , and 10.6 show that the kinetics could be best described by Ping-Pong Bi-Bi model in which l -alanine and d -glucose bind in subsequent steps releasing water and l -alanyl– d -glucose also in subsequent

Fig. 10.1 Time courses of esteri fi cation reactions – concen-trations of l -alanyl– d -glucose versus incubation periods; RML (90 mg) or CRL (90 mg) was allowed to react with 0.005 M l -alanine and 0.020 M d -glucose in 100 mL of

mixture of dichloromethane/dimethylformamide (v/v 90:10) mixed with 0.1 mM (0.1 mL of 0.1 M) sodium acetate buffer (pH 4.0) for RML or 0.1 mM (0.1 mL of 0.1 M) sodium phosphate buffer (pH 7.0) for CRL

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228 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

Fig. 10.2 Double reciprocal plots for RML-catalysed l -alanyl– d -glucose reaction: 1/ v versus 1/[ d -glucose] plots; a series of curves show the effect of varying d -glucose concentration at different fi xed l -alanine concentrations

in the range of 0.005–0.05 M. The inset shows plots obtained by the computer simulation for 0.0003 and 0.0006 M l -alanine concentrations

Fig. 10.3 Double reciprocal plots for RML-catalysed l -alanyl– d -glucose reaction: 1/ v versus 1/[ l -alanine] plots; a series of plots shows the effects of varying l -alanine concentration at different fi xed d -glucose concentrations

in the range of 0.005–0.025 M; plots shown for 0.0003 and 0.0006 M d -glucose concentrations are from computer simulation

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22910.3 Esterification Kinetics

Fig. 10.4 Double reciprocal plots for CRL-catalysed l -alanyl– d -glucose reaction: 1/ v versus 1/[ l -alanine] plots 1/ v versus 1/[ d -glucose] plots; a series of plots show the effect of varying d -glucose concentration at different fi xed

l -alanine concentrations in the range of 0.005–0.1 M; the plots shown for 0.0003 and 0.0006 M l -alanine concentra-tions are from computer simulation

Fig. 10.5 Double reciprocal plots for CRL-catalysed l -alanyl– d -glucose reaction: 1/ v versus 1/[ l -alanine]; a series of plots show the effect of varying l -alanine con-centrations at different fi xed d -glucose concentrations in

the range of 0.005–0.05 M. The plots shown for 0.0003 and 0.0006 M d -glucose concentrations are from the computer simulation

Page 245: Enzymatic Transformation

230 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

steps, (Scheme 10.1 ) with competitive substrate inhibition that lead to dead-end inhibition (Segel 1993 ) . Both RML and CRL were found to be inhibited by d -glucose.

This model could be described by the follow-ing rate equation:

(10.1)

where v is initial rate, V max

is maximum velocity, [ A ] is l -alanine concentration, [ B ] is d -glucose concentration, K

mA is Michaelis–Menten con-

stant for the lipase– l -alanine complex, K i is dis-

sociation constant for the lipase–inhibitor ( d -glucose) complex and K

mB is Michaelis–

Menten constant for the lipase– d -glucose com-plex. Because the initial rates are in M h −1 (mg protein) −1 , V

max is expressed as k

cat = V

max /enzyme

concentration.

maxmA mB

i

[ ][ ]

[ ][ ] 1 [ ] [ ][ ]

=⎛ ⎞

+ + +⎜ ⎟⎝ ⎠

v A B

V BK B K A A B

K

Fig. 10.6 Replot of slopes obtained from Fig. 10.3 versus [ d -glucose] (RML)

Fig. 10.7 Replot of slopes obtained from Fig. 10.5 versus [ d -glucose] (CRL)

Page 246: Enzymatic Transformation

23110.3 Esterification Kinetics

The apparent values of the four important kinetic parameters K

i d -glucose , K

m l -alanine , K

m d -glucose

and k cat

were graphically evaluated. The intercepts of the positive slopes of the curves in Figs. 10.2 and 10.4 on the Y -axis, particularly at the highest l -alanine concentration (0.05 M/0.1 M) employed, gave 1/ k

cat for RML and CRL (Table 10.1 ).

Figure 10.5 (RML) and Fig. 10.6 (CRL) show a replot of the slopes from Figs. 10.3 and 10.5 ver-sus [ d -glucose], respectively, for which slope = K

m l -alanine /( k

cat K

i ), Y-intercept = K

m l -alanine / k

cat and

X-intercept = - K i , where K

i represents the dissoci-

ation constant for the lipase– d -glucose complex. K

m d -glucose was obtained using Eq. 10.2 derived by

rearranging Eq. 10.1 :

(10.2)

where K mB

= Michaelis–Menten constant for the lipase– d -glucose complex.

To con fi rm that the kinetics of the RML- and CRL-catalysed syntheses of l -alanyl– d -glucose follows the above-mentioned model, the apparent values of the four important kinetic parameters k

cat , K

i , K

mA and K

mB were also estimated through

curve- fi tting using Eq. 10.1 . The range of values tested for these parame-

ters and the constraints employed for the iteration

procedure are as follows: k cat

< 1 M h −1 mg −1 , K

i d -glucose > K

m d -glucose , K

m d -glucose < K

m l -alanine and

K m l -alanine

< 10 M. The iteration procedure for the curve- fi tting

method involved non-linear optimisation through minimising the sum of squares of deviations between v

exptl and v

pred , such that values for the

four kinetic parameters mentioned above corre-spond to the best fi t achieved.

Table 10.1 lists graphical as well as the curve- fi tted values for comparison. Tables 10.2 and 10.3 show the comparison between experimental and predictive initial rate obtained under different reac-tion conditions. Although computer-simulated v

pred

values showed R 2 values of 0.84 for RML and 0.86 for CRL, the discrepancy between v

exptl and v

pred

appeared to be signi fi cant at several substrate con-centrations. This could be due to (1) the constraints employed in the iteration procedure (curve- fi tting method), which limits the fl exibility required to examine the real system in solution; (2) the error in the experimental graphical methods based on HPLC measurements, which itself could involve errors of the order of ±10–16%; and (3) the hetero-geneous experimental conditions employed involv-ing undissolved carbohydrate and enzyme, on one hand, and dissolved amino acid, on the other, in dichloromethane containing dimethylformamide in a 50:1 proportion.

2cat mA mA

mBi

[ ] [ ] [ ][ ]

[ ] [ ]

k B K B K BK B

v A A K= − − −

A B

EF

P Q

E

EB BKi

(FB EQ)(EA FP)

Scheme 10.1 Ping-Pong Bi-Bi mechanism of RML and CRL-catalysed synthesis of l -alanyl d -glucose showing inhibition by d -glucose (Segel 1993 )

Table 10.1 Apparent values of kinetic parameters for RML- and CRL-catalysed synthesis of l -alanyl– d -glucose

Name of the lipase k cat

× 10 3 (M h −1 mg −1 ) K mA

× 10 3 (M) K mB

× 10 3 (M) K i × 10 3 (M)

RML a 0.29 ± 0.028 4.9 ± 0.51 0.21 ± 0.018 1.76 ± 0.19 b 0.4 ± 0.038 11.2 ± 1.23 0 ± 0.96 5.5 ± 0.59

CRL a 0.75 ± 0.08 56.2 ± 5.7 16.2 ± 1.8 21.0 ± 1.9 b 1.0 ± 0.11 56.2 ± 5.4 16.1 ± 1.5 21.0 ± 2.3

A l -alanine, B d -glucose, a graphical method, b curve- fi tted values

Page 247: Enzymatic Transformation

232 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

Table 10.2 Experimental and predicted initial rate values for the synthesis of l -alanyl– d -glucose by RML

l -Alanine (M) d -Glucose (M) v

experimental × 10 6

(M h −1 mg −1 ) a v

predictive × 10 6

(M h −1 mg −1 ) b

0.005 0.005 30 51 0.005 0.01 37 45 0.005 0.015 28 37 0.005 0.02 25 31 0.005 0.025 15 27 0.01 0.005 38 73 0.01 0.01 51 72 0.01 0.015 55 64 0.01 0.02 49 56 0.01 0.025 55 49 0.015 0.005 48 84 0.015 0.01 46 91 0.015 0.015 72 84 0.015 0.02 91 75 0.015 0.025 88 67 0.02 0.005 65 92 0.02 0.01 97 104 0.02 0.015 41 99 0.02 0.02 76 91 0.02 0.025 127 83 0.025 0.005 71 97 0.025 0.01 146 114 0.025 0.015 116 112 0.025 0.02 132 104 0.025 0.025 111 96 0.05 0.005 79 109 0.05 0.01 176 142 0.05 0.015 158 149 0.05 0.02 176 147 0.05 0.025 176 141

a Graphical method b Curve- fi tted values

10.3.2 Esteri fi cation Kinetics of L -Phenylalanine and D -Glucose: Double Substrate Inhibition

Comparative kinetic investigations were carried out involving lipases from Rhizomucor miehei and Candida rugosa on the esteri fi cation reaction between l -phenylalanine and d -glucose to form l -phenylalanyl– d -glucose (Lohith et al. 2007 ) . The results from the investigations using RML are described below.

R 2 values obtained from least-square analysis for the initial velocities in both cases were found to be 0.85–0.95. In case of RML-catalysed reac-tions, initial velocities ( v ) were found to be in the range 35 × 10 −6 to 245 × 10 −6 M h −1 (mg protein) −1 , and CRL-catalysed experiments showed initial velocities in the range 40 × 10 −6 to 325 × 10 −6 M h −1 (mg protein) −1 .

Double reciprocal plots were constructed, and the reciprocal plot patterns for the two substrates in RML-catalysed reactions are almost symmet-

Page 248: Enzymatic Transformation

23310.3 Esterification Kinetics

rical (Figs. 10.8 and 10.9 ). The double reciprocal plots shown in the present work were constructed from all the experimentally determined initial rate values and few initial rate values determined from the curve- fi tting procedure. Figure 10.8 shows 1/ v versus 1/[ d -glucose] plots, exhibiting series of curves obtained for different fi xed level concentrations of l -phenylalanine at varying d -glucose concentrations. Figure 10.9 shows 1/ v versus 1/[ l -phenylalanine] plots, exhibiting series of curves obtained for different fi xed level

concentrations of d -glucose at varying l -pheny-lalanine concentrations. Figures 10.10 and 10.11 show the replots of slopes from Figs. 10.8 and 10.9 , respectively.

The plots in Figs. 10.8 and 10.9 showed that the kinetics could be best described by (Segel 1993 ) Ping-Pong Bi-Bi model with competitive double substrate inhibition leading to dead-end inhibition by RML– d -glucose complex and l -phenylalanyl–RML– l -phenylalanine complex (Scheme 10.1 ).

Table 10.3 Experimental and predicted initial rate values for the synthesis of l -alanyl– d -glucose by CRL

l -Alanine (M) d -Glucose (M) v

experimental × 10 6

(M h −1 mg −1 ) a v

predictive × 10 6

(M h −1 mg −1 ) b

0.005 0.005 35 55 0.005 0.01 38 52 0.005 0.02 37 42 0.005 0.035 26 32 0.005 0.05 20 25 0.01 0.005 52 89 0.01 0.01 66 92 0.01 0.02 76 78 0.01 0.035 53 61 0.01 0.05 44 49 0.02 0.005 99 130 0.02 0.01 157 148 0.02 0.02 158 137 0.02 0.035 162 112 0.02 0.05 90 92 0.035 0.005 164 161 0.035 0.01 275 201 0.035 0.02 267 202 0.035 0.035 168 174 0.035 0.05 228 148 0.05 0.005 269 178 0.05 0.01 314 234 0.05 0.02 347 250 0.05 0.035 370 224 0.05 0.05 404 195 0.1 0.005 269 203 0.1 0.01 320 291 0.1 0.02 362 345 0.1 0.035 449 338 0.1 0.05 460 310

a Graphical method b Curve- fi tted values

Page 249: Enzymatic Transformation

234 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

Fig. 10.8 Double reciprocal plots for RML-catalysed l -phenylalanyl– d -glucose reaction: 1/ v versus 1/[ d -glu-cose], series of curves showing the effect of varying d -glucose concentrations at different fi xed concentrations

of l -phenylalanine in the range 0.005–0.05 M. Inset shows plots obtained from the computer simulation pro-cedure for l -phenylalanine at 0.0003 and 0.0006 M concentrations

Fig. 10.9 Double reciprocal plots for RML-catalysed l -phenylalanyl– d -glucose reaction: 1/ v versus 1/[ l -phenylalanine], series of curves showing effect of varying l -phenylalanine concentrations at different

fi xed concentrations of d -glucose in the 0.005–0.05 M range. Inset shown for 0.0003 M and 0.0006 M concen-trations of d -glucose is from the computer simulation procedure

Page 250: Enzymatic Transformation

23510.3 Esterification Kinetics

Fig. 10.10 Replot of slopes of 1/[ l -phenylalanine] versus [ d -glucose] from Fig. 10.8 from RML-catalysed reaction

Fig. 10.11 Replot of slopes of 1/[ d -glucose] versus [ l -phenylalanine] from Fig. 10.9 from RML-catalysed reaction

This model could be described by the following rate equation 10.3 :

(10.3)

where v = initial rate, V max

= maximum velocity, A = l -phenylalanine concentration, B = d -glucose concentration, K

mA = Michaelis–Menten constant for

l -phenylalanine, K mB

= Michaelis–Menten constant for d -glucose, K

iB = dissociation constant of the

RML– d -glucose complex and K iA

= dissociation con-stant of the RML– l -phenylalanine complex. Since the initial rates are in M h −1 mg −1 of the protein, V

max

is expressed as k cat

= V max

/enzyme concentration. The fi ve important kinetic parameters K

i d -glucose ,

K i l -phenylalanine

, K m l -phenylalanine

, K m d -glucose

and k cat

were evaluated graphically. Intercept of the positive slopes of Fig. 10.10 on the Y -axis, especially at the higher concentrations of l -phenylalanine employed,

maxmA mB

iB iA

[ ][ ]

[ ] [ ][ ] 1 [ ] 1 [ ][ ]

=⎛ ⎞ ⎛ ⎞

+ + + +⎜ ⎟ ⎜ ⎟⎝ ⎠ ⎝ ⎠

v A B

V B AK B K A A B

K K

Page 251: Enzymatic Transformation

236 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

gave 1/ k cat

(Table 10.4 ). From Fig. 10.10 , slope = K

m l -phenylalanine /( k

cat K

iB ), Y -intercept = K

m l -phenylalanine / k

cat

and X -intercept = − K iB.

From Fig. 10.11 , slope = K

m d -glucose /( k

cat K

iA ), Y -intercept = K

m d -glucose / k

cat and

X -intercept = − K iA

, where K iA

and K iB

represent dis-sociation constant for RML– l -phenylalanine and RML– d -glucose complexes, respectively.

As a con fi rmatory approach, the values of the fi ve important kinetic parameters K

mA , K

mB , k

cat ,

K iA

and K iB

were also estimated through a curve- fi tting procedure by using Eq. 10.3 . The range of values tested for these parameters and the con-straints employed for the iteration procedure are k

cat d -glucose < 10 mM h −1 mg −1 , K

i d -glucose > K

m d -glucose ,

K m d -glucose

< K m l -phenylalanine

and K m l -phenylalanine

< 90 mM. The iteration procedure involved determination of initial velocities ( v

pred ) by incrementing the above-

mentioned fi ve kinetic parameters in Eq. 10.3 from their lowest approximations (bound by the above-mentioned constraints) and subjecting the v

pred

(obtained for all the concentrations of d -glucose and l -phenylalanine) to non-linear optimisation, by minimising the sum of squares of deviations between v

pred and v

exptl. The set of fi ve kinetic

parameters which resulted in minimum sum of squares of deviation between v

pred and v

exptl were

considered the best set (Table 10.4 ). Table 10.5 shows the comparison between experimental and predictive initial rate values obtained under differ-ent reaction conditions. Computer-simulated v

pred

values showed an R 2 value of 0.65.

10.3.3 Esteri fi cation Kinetics of L -Phenylalanine and D -Glucose: Single Substrate Inhibition

The results from the above kinetic studies using Candida rugosa lipase are described below.

Double reciprocal plots constructed for the CRL-catalysed reaction showed that Figs. 10.12 and 10.13 are not similar unlike those of the RML-catalysed reaction. Figure 10.12 repre-sents 1/ v versus 1/[ d -glucose], and Fig. 10.13 represents 1/ v versus 1/[ l -phenylalanine]. Figure 10.14 shows the replot of slopes from Fig. 10.12 . Figure 10.12 shows series of curves obtained for different fi xed levels concentra-tions of l -phenylalanine at varying d -glucose concentrations where slight increase in rates is observed at lower d -glucose concentrations and, at higher concentrations of d -glucose, the rates reduce drastically. Figure 10.13 shows series of parallel lines for different fi xed lower d -glucose concentrations at various l -phenyla-lanine concentrations, and this changes to lines with different slopes at higher d -glucose concentrations.

Here also, the plots in Figs. 10.12 and 10.13 showed that the kinetics could be best described by (Segel 1993 ) Ping-Pong Bi-Bi model (Scheme 10.1 ), however, with a difference that only one substrate ( d -glucose) functions as a competitive inhibitor forming dead-end CRL– d -glucose complex.

This model could be described by the follow-ing rate equation 10.1 .

The four important kinetic parameters K i d -glu-

cose, K

m l -phenylalanine , K

m d -glucose and k

cat were evaluated

graphically. Intercept of the positive slopes of Fig. 10.12 on the Y -axis, especially at the higher concentration of l -phenylalanine, gave 1/ k

cat

(Table 10.6 ). From Fig. 10.14 , slope = K m l -phenylalanine

/( k

cat K

i ), Y -intercept = K

m l -phenylalanine / k

cat and

X -intercept = − K i where K

i represents dissociation

constant for the CRL– d -glucose complex. K

m d -glucose was obtained from Eq. 10.2 obtained by

rearranging Eq. 10.1 .

Table 10.4 Apparent values of kinetic parameters for RML-catalysed synthesis of l -phenylalanyl– d -glucose

Name of the compound k

cat (mM h −1

(mg protein) −1 ) K mA

(mM) K mB

(mM) K iA

(mM) K iB

(mM)

l -Phenylalanyl– d -Glucose a 0.13 ± 0.002 3.13 ± 0.33 2.13 ± 0.2 6.0 ± 0.58 9.0 ± 0.86 b 2.24 ± 0.23 95.6 ± 9.7 80.0 ± 8.5 90.0 ± 9.2 13.6 ± 1.42

A l -phenylalanine, B d -glucose, a graphical method, b computer-simulated values

Page 252: Enzymatic Transformation

23710.3 Esterification Kinetics

Here also, a curve- fi tting procedure was car-ried out using Eq. 10.1 to estimate k

cat, K

i, K

mA and

K mB,

to con fi rm that the kinetics of CRL-catalysed l -phenylalanyl– d -glucose reactions followed the above-mentioned model. The range of values tested and the constraints employed are k

cat d -glucose <

1 mM h −1 mg −1 , K i d -glucose

> K m d -glucose

, K m d -glucose

< K m l -phenylalanine

and K m l -phenylalanine

< 10 mM. Here also, the iteration procedure was the same as that employed for the RML-catalysed reaction. Table 10.6 lists graphical as well as the computer-simulated values for comparison. Table 10.7 shows the comparison between experimental and predictive initial rate values obtained under

Table 10.5 Experimental and predicted initial rate values for the synthesis of l -phenylalanyl– d -glucose by RML

l -Phenylalanine conc. (M)

d -Glucose conc. (M)

K cat-experimental

a (10 −6 M h −1 (mg protein) −1 )

K cat-predictive

b (10 −6 M h −1 (mg protein) −1 )

0.005 0.005 46 51 0.005 0.01 79 53 0.005 0.015 54 48 0.005 0.02 35 43 0.005 0.025 50 38 0.005 0.050 40 24 0.01 0.005 75 70 0.01 0.01 75 84 0.01 0.015 74 83 0.01 0.02 135 77 0.01 0.025 123 71 0.01 0.050 46 47 0.015 0.005 109 79 0.015 0.01 100 705 0.015 0.015 116 709 0.015 0.02 117 105 0.015 0.025 113 98 0.015 0.050 67 69 0.02 0.005 83 83 0.02 0.01 107 117 0.02 0.015 89 127 0.02 0.02 96 126 0.02 0.025 105 121 0.02 0.050 84 89 0.025 0.005 51 84 0.025 0.01 74 125 0.025 0.015 153 141 0.025 0.02 123 144 0.025 0.025 116 140 0.025 0.050 86 107 0.05 0.01 92 133 0.05 0.015 245 168 0.05 0.02 224 187 0.05 0.025 186 196

a Graphical method b Curve- fi tted values Average absolute deviation in initial velocities – 21.7%

Page 253: Enzymatic Transformation

238 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

Fig. 10.12 Double reciprocal plots for CRL-catalysed l -phenylalanyl– d -glucose reaction: 1/ v versus 1/[ d -glu-cose], series of curves showing the effect of varying d -glucose concentrations at different fi xed concentrations

of l -phenylalanine in the 0.005–0.05 M concentration range. Inset shown for 0.0003 and 0.0006 M concentra-tions of l -phenylalanine is from the computer simulation procedure

Fig. 10.13 Double reciprocal plots for CRL-catalysed l -phenylalanyl– d -glucose reaction: 1/ v versus 1/[ l -phenylalanine], series of plots showing effect of varying l -phenylalanine concentrations at different fi xed concen-

trations of d -glucose in the 0.005–0.025 M concentration range, and the plots for 0.0003 and 0.0006 M concentra-tions of d -glucose are from the computer simulation procedure

Page 254: Enzymatic Transformation

23910.4 Glycosylation Kinetics

different reaction conditions. Computer-simulated v

pred values showed an R 2 of value 0.63.

In case of CRL, at increasing fi xed concen-trations of l -phenylalanine (Fig. 10.12 ), the rate increases at lower concentrations of d -glucose. At higher concentrations of d -glu-cose corresponding to minimum 1/ v , the rate decreases; the plots tend to become closer to 1/ v axis. Figure 10.13 (CRL) also re fl ects the same behaviour, where at lower concentra-tions of d -glucose, the plots appear parallel probably so for as K

i > K

mB . However, at higher

fi xed concentrations of d -glucose, the slopes vary drastically. Thus the kinetic data clearly shows the inhibitory nature of d -glucose in this reaction.

10.4 Glycosylation Kinetics

10.4.1 Glycosylation Kinetics of Curcumin and D -Glucose: Single Substrate Inhibition

Typical rate plot for the curcumin glucosidic reaction is shown in Fig. 10.15 (Sivakumar et al. 2006 ) . Initial velocities ( v ) were found to be in the range 0.08 to 5.2 × 10 −5 M h −1 (mg protein) −1 .

Double reciprocal plots were constructed by plotting 1/ v versus 1/[curcumin] and 1/ v versus 1/[ d -glucose]. The plots are shown in Figs. 10.16 and 10.17 . The plots in Figs. 10.16 and 10.17 showed that the kinetics could be best described

Fig. 10.14 Replot of slopes of 1/[ l -phenylalanine] versus [ d -glucose] from Fig. 10.12 from CRL-catalysed reaction

Table 10.6 Apparent values of kinetic parameters for CRL-catalysed synthesis of l -phenylalanyl– d -glucose

Name of the compound k cat

(mM h −1 (mg protein) −1 ) K

mA (mM) K

mB (mM) K

iB (mM)

l -Phenylalanyl– d -glucose a 0.40 ± 0.005 5.6 ± 0.58 6.48 ± 0.69 7.0 ± 0.73 b 0.51 ± 0.06 0 ± 0.98 6.0 ± 0.64 8.5 ± 0.81

A l -phenylalanine, B d -glucose, a graphical method, b computer-simulated values

Page 255: Enzymatic Transformation

240 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

by (Segel 1993 ) Ping-Pong Bi-Bi model (Scheme 10.1 ) with competitive substrate inhibi-tion leading to dead-end inhibition.

The rate equation describing the model is shown in Eq. 10.1 .

The four important kinetic parameters K curcumin

, K

m d -glucose , K

m curcumin and k

cat curcumin were evaluated

graphically. Intercept of the positive slopes of Fig. 10.16 on the Y -axis, especially at the highest concentration of d -glucose (0.1 M) employed,

gave 1/k cat

for curcumin (Table 10.8 ). Figure 10.18 shows the replot of slopes (Fig. 10.17 ) of 1/[ d -glucose] versus [curcumin], from which slope = K

m d -glucose /( k

cat K

i ), Y -intercept = K

m d -glucose /

k cat

and X -intercept = − K i , where K

i represents dis-

sociation constant for the amyloglucosidase–cur-cumin complex. K

m curcumin was obtained by

Eq. 10.2 generated by rearranging Eq. 10.1 . The values of the four important kinetic

parameters, k cat,

K i , K

mA and K

mB , were also

Table 10.7 Experimental and predicted initial rate values for the synthesis of l -phenylalanyl– d -glucose by CRL

l -Phenylalanine conc. (M)

d -Glucose conc. (M)

K cat-experimental

(10 −6 M h −1 (mg protein) −1 ) a

K cat-predictive

(10 −6 M h −1 (mg protein) −1 ) b

0.005 0.005 40 96 0.005 0.01 67 86 0.005 0.015 90 74 0.005 0.02 89 64 0.005 0.025 44 56 0.01 0.005 56 136 0.01 0.01 92 136 0.01 0.015 123 123 0.01 0.02 133 110 0.01 0.025 62 99 0.015 0.005 85 158 0.015 0.01 187 168 0.015 0.015 173 158 0.015 0.02 155 145 0.015 0.025 128 133 0.02 0.005 93 171 0.02 0.01 224 191 0.02 0.015 317 185 0.02 0.02 100 173 0.02 0.025 213 160 0.025 0.005 155 181 0.025 0.01 243 208 0.025 0.015 155 205 0.025 0.02 100 195 0.025 0.025 191 182 0.05 0.005 256 204 0.05 0.01 325 252 0.05 0.015 258 263 0.05 0.02 269 261 0.05 0.025 291 253

a Graphical method b Curve- fi tted values Average absolute deviation in initial velocities – 26.3%

Page 256: Enzymatic Transformation

24110.4 Glycosylation Kinetics

0.000

0.001

0.002

0.003

0.004

0.005

0.006

0.007

0 5 10 15 20 25 30

Con

vers

ion

yiel

d (M

)

Time (h)

Fig. 10.15 Initial rate ( v ) plot – conversion yields versus incubation period – curcuminyl-bis- a - d -glucoside: d -glucose 20 mM, curcumin 5 mM, amyloglucosidase 90 mg and 0.6 mL (0.06 mM) of 0.01 M, pH 6.0 phosphate buffer

Fig. 10.16 Double reciprocal plot: 1/ v versus 1/[cur-cumin], series of plots from experimentally measured initial rate values showing the effect of varying cur-cumin concentrations at different fi xed concentra-

tions of d -glucose in the range 5 mM to 0.1 M. Insets show plots obtained from the computer simulation procedure for 0.3 and 0.6 mM concentrations of d -glucose

Page 257: Enzymatic Transformation

242 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

Fig. 10.17 Double reciprocal plot: 1/ v versus 1/[ d -glucose], series of plots from experimentally mea-sured initial rate values showing the effect of varying d -glucose concentrations at different fi xed concentra-

tions of curcumin in the range 5 mM to 0.025 M. The plots shown for 0.3 and 0.6 mM concentrations of curcumin are from the computer simulation procedure

Table 10.8 Kinetic parameters for the synthesis of curcuminyl-bis- a - d -glucoside

Name of the compound k cat

(10 −5 M h −1 mg −1 ) K mA

(mM) K mB

(mM) K i (mM)

Curcuminyl-bis- a - d -glucoside

a 5.0 ± 0.48 88.9 ± 8.7 25.1 ± 2.3 7.0 ± 0.75 b 6.07 ± 0.58 0 ± 0.9 4.6 ± 0.5 3.0 ± 0.28

A = d -glucose, B = curcumin, a graphical method, b computer-simulated values

0

2000

4000

6000

8000

-0.01 -0.005 0 0.005 0.01 0.015 0.02 0.025 0.03

Slo

pe 1

/[D-g

luco

se]

[Curcumin], M

Fig. 10.18 Replot of slope (from Fig. 10.17 ) – slope 1/[ d -glucose] versus [curcumin]

Page 258: Enzymatic Transformation

24310.4 Glycosylation Kinetics

estimated mathematically through computer simulation as described earlier. The range of values tested for these parameters and the constraints employed are k

cat curcumin < 0.01 M h −1 mg −1 , K

i cur-

cumin < K

m curcumin, K

m curcumin < K

m d -glucose and K

m d -glu-

cose < 0.1 M. The set of four kinetic parameters

which resulted from minimum sum of squares of deviation between v

pred and v

exptl were considered

to be the best set, and they are shown in Table 10.8 which lists graphical as well as the computer-simulated values for comparison. Table 10.9 shows the comparison between experimental and predictive initial rate values obtained under

different reaction conditions. Computer simulation showed v

predicted values with R 2 value of 0.83

emphasising that this model is reasonably good in explaining the kinetics of this reaction.

Here also, with increasing concentrations of d -glucose (Fig. 10.16 ), the rate increases at lower concentrations of curcumin. At higher concentra-tions of curcumin corresponding to minimum 1/ v , the rate decreases; the plots tend to become closer to 1/ v axis. Figure 10.17 also re fl ects the same behaviour, where at lower concentrations of cur-cumin, the lines appear parallel probably so for as K

i > K

mB . However, at higher fi xed concentrations

Table 10.9 Experimental and predicted initial rate values for the synthesis of curcuminyl-bis- a - d -glucoside

d -Glucose (M) Curcumin (M) v

experimental

(10 −5 M h −1 mg −1 ) v

predictive

(10 −5 M h −1 mg −1 )

0.005 0.005 0.153 0.837 0.005 0.01 0.105 0.600 0.005 0.015 0.084 0.456 0.005 0.02 0.076 0.367 0.005 0.025 0.250 0.306 0.01 0.005 0.238 1.324 0.01 0.01 0.336 1.048 0.01 0.015 0.225 0.831 0.01 0.02 0.153 0.682 0.01 0.025 0.153 0.577 0.015 0.005 0.352 1.643 0.015 0.01 0.543 1.396 0.015 0.015 0.411 1.144 0.015 0.02 0.611 0.957 0.015 0.025 1.204 0.820 0.02 0.005 0.723 1.867 0.02 0.01 1.168 1.674 0.02 0.015 1.835 1.410 0.02 0.02 0.795 1.199 0.02 0.025 1.223 1.038 0.025 0.005 1.456 2.034 0.025 0.01 2.202 1.902 0.025 0.015 1.758 1.638 0.025 0.02 0.568 1.413 0.025 0.025 0.847 1.235 0.1 0.005 3.000 2.779 0.1 0.01 4.580 3.208 0.1 0.015 5.230 3.185 0.1 0.02 2.820 3.041 0.1 0.025 4.580 2.868

Page 259: Enzymatic Transformation

244 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

of curcumin, the slopes vary drastically where K

i < K

mB . Thus the kinetic data clearly shows the

inhibitory nature of curcumin in this reaction. Competition between d -glucose and curcumin for the active site (binding site) of amyloglucosidase could result in predominant curcumin binding at higher concentrations, displacing d -glucose, lead-ing to the formation of the dead-end amyloglu-cosidase–curcumin complex.

10.4.2 Glucosylation Kinetics of Vanillin and D -Glucose: Single Substrate Inhibition

Here also amyloglucosidase was employed (Sivakumar et al. 2006 ) . To graphically evaluate the apparent values of the kinetic parameters V

max,

K i , K

m vanillin and K

m d -glucose , initial rates (speci fi c

reaction rate) were evaluated by measuring of 4- O -( d -glucopyranosyl)vanillin formation at dif-ferent incubation periods. For each concentration of vanillin (5 mM–0.1 M) and d -glucose (5 mM–0.1 M), individual experiments were performed for incubation periods of 3, 6, 12 and 24 h (30 × 4 for each system). R 2 values obtained from least-square analysis for the initial veloci-ties in both cases were found to be around 0.95. The plots shown in this work were constructed from all the experimentally determined and few computer-generated initial rate values. A typical rate plot for vanillin glucosidic reactions is shown in Fig. 10.19 , and the initial velocities ( v ) were found to be in the range 0.17 to 5 × 10 −5 M h −1 (mg protein) −1 . The enzyme lost only 10% of its activ-ity after incubation for 24 h.

Double reciprocal plot was constructed by plotting 1/ v versus 1/[vanillin]. The plot is shown in Fig. 10.20 , which shows a series of curves obtained for different fi xed concentrations of d -glucose at varying vanillin concentrations, where slight increase in initial rates at lower van-illin concentrations is observed and at higher concentrations of vanillin the rates reduce drasti-cally. Figure 10.21 shows a series of lines obtained for different fi xed concentrations of vanillin at varying d -glucose concentrations where at fi xed lower vanillin concentrations, the lines were par-allel and at fi xed higher vanillin concentrations, lines with different slopes were observed. The plots in Figs. 10.20 and 10.21 showed that the kinetics could be best described by (Segel 1993 ) Ping-Pong Bi-Bi model (Scheme 10.1 ) with com-petitive substrate inhibition leading to dead-end inhibition (Eq. 10.1 ).

The four important kinetic parameters K i vanillin

, K

m d -glucose , K

m vanillin and k

cat vanillin were evaluated

graphically. Intercept of the positive slope of Fig. 10.20 on the Y -axis, especially at the highest concentration of d -glucose (0.1 M) employed, gave 1/ k

cat for vanillin (Table 10.10 ).

Figure 10.22 shows the replot of slope of Fig. 10.21 (1/[ d -glucose] versus [vanillin] plot) from which slope = K

m d -glucose /( k

cat K

i ),

Y-intercept = K m d -glucose

/ k cat

and X-intercept = - K i ,

where K i represents dissociation constant for the

amyloglucosidase–vanillin complex. K m vanillin

was obtained from Eq. 10.2 generated by rear-ranging Eq. 10.1 .

The values of the four important kinetic parameters, k

cat, K

i , K

mA and K

mB , were also esti-

mated mathematically through computer simula-

0.000

0.001

0.002

0.003

0.004

0 10 20 30

Con

vers

ion

yiel

d (M

)

Time (h)

Fig. 10.19 Initial rate ( v ) plot: d -glucose 10 mM, vanillin 5 mM, amyloglucosi-dase 90 mg and 0.1 mM (1 mL) of 0.01 M, pH 4 acetate buffer

Page 260: Enzymatic Transformation

24510.4 Glycosylation Kinetics

Fig. 10.20 Double reciprocal plot: 1/ v versus 1/[vanil-lin]. Series of plots from experimentally measured ini-tial rate values showing the effect of varying vanillin concentrations at different fi xed concentrations of

d -glucose in the 5 mM to 0.1 M range. Insets show plots obtained from the computer simulation pro-cedure for 0.3 and 0.6 mM concentrations of d -glucose

Fig. 10.21 Double reciprocal plot: 1/ v versus 1/[ d -glucose]. Series of plots from experimentally measured initial rate values showing the effect of varying d -glucose concentrations at different fi xed

concentrations of vanillin in the 5 mM to 0.05 M range. The plots shown for 0.3 and 0.6 mM concen-trations of vanillin are from the computer simulation procedure

Table 10.10 Kinetic parameters for the synthesis of 4- O -( d -glucopyranosyl)vanillin

k cat

10 −5 M h −1 mg −1 K m d -glucose

(mM) K m vanillin

(mM) K i (mM)

Graphical method 0 ± 1 65.0 ± 6.7 45.6 ± 4.4 12.5 ± 1.3 Computer-simulated values 35.0 ± 3.2 60.0 ± 6.2 50.0 ± 4.8 5 ± 1.1

Page 261: Enzymatic Transformation

246 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

tion. The range of values tested for these parameters and the constraints employed for the iteration procedure are as follows: k

cat vanil-

lin < 0.01 M h −1 mg −1 , K

i vanillin < K

m vanillin, K

m vanillin < K

m

d -glucose and K

m d -glucose < 0.1 M. The set of four

kinetic parameters which resulted from minimum sum of squares of deviation between v

pred and v

exptl

were considered to be the best set, and they are shown in Table 10.10 which lists graphical as well as the computer-simulated values for com-parison. Table 10.11 shows the comparison between experimental and predictive initial rate values obtained under different reaction condi-tions. Computer simulation showed v

pred values

with R 2 values of 0.85 for vanillin reaction empha-sising that this model is reasonably good in explaining the kinetics of this reaction.

10.5 Discussion

10.5.1 Esteri fi cation Kinetics

In case of l -alanine and d -glucose reaction, the kinetic data clearly shows the inhibitory nature of d -glucose towards both RML and CRL. With increasing l -alanine concentration (Fig. 10.2 for RML and Fig. 10.4 for CRL), the initial rate increases with decreasing d -glucose concentra-tion. With increasing d -glucose concentration up to the minimum 1/ v , the initial rate decreases, and

the plots tend to become closer to the 1/ v axis ( Y -axis).

Figure 10.3 (RML) and Fig. 10.5 (CRL) also show the same behaviour, in which at low d -glucose concentrations, the plots appear paral-lel probably as long as K

i > K

mB is concerned.

However, at high fi xed d -glucose concentrations, the slopes of the plots drastically vary. Thus, in these reactions, the kinetic data clearly shows the inhibitory nature of d -glucose. The competition between l -alanine and d -glucose for the active site (binding site) of lipases (RML/CRL) could result in a predominant binding of d -glucose at high concentrations, displacing l -alanine and thus leading to the formation of the dead-end lipase– d -glucose complex.

For the RML reaction, K mA

(4.9 ± 0.51 × 10 −3 M) is always higher than K

mB (0.21 ± 0.018 × 10 −3 M,

Table 10.1 ), which shows that l -alanine is bound to RML less fi rmly than d -glucose ( K

mA / K

mB = 23.3). A similar behaviour is also

observed with CRL (Table 10.1 ) K mA

(56.2 ± 5.7 × 10 −3 M), K

mB (16.2 ± 1.8 × 10 −3 M)

and K mA

/ K mB

= 3.5. However, the respective val-ues are very much higher for CRL than for RML, indicating that CRL can yield better con-versions than RML. Between RML and CRL, the K

i for d -glucose is lower for RML

(5.5 ± 0.59 × 10 −3 M) than for CRL (21.0 ± 2.3 × 10 −3 M), indicating that the RML is inhibited by d -glucose far more ef fi ciently than

0

1000

2000

3000

4000

-0.02 -0.01 0.00 0.01 0.02 0.03 0.04 0.05 0.06

[Vanillin], M

Slo

pe 1

/[D-g

luco

se]

Fig. 10.22 Replot of slope (from Fig. 10.21 ): 1/[ d -glucose] versus [vanillin]

Page 262: Enzymatic Transformation

24710.5 Discussion

CRL. This could also explain the better conversion observed with CRL than with RML.

The kinetic data of l -phenylalanine and d -glu-cose reaction clearly shows the inhibitory nature of both d -glucose and l -phenylalanine towards RML. Competition between l -phenylalanine and d -glu-cose for the active site (binding site) of RML could result in predominant binding of either substrate at their higher concentrations leading to the formation of the dead-end complexes (RML– d -glucose/ l -phenylalanine). K

mA (95.6 ± 9.7 mM) is slightly

higher than K mB

(80.0 ± 8.5 mM, Table 10.4 ), which shows that both substrates possess almost equal

propensity for the reaction ( K mA

/ K mB

= 1.19). This could also inferred from the dissociation constant values, K

i l -phenylalanine (90.0 ± 9.2 mM) > K

i d -glucose

(13.6 ± 1.42 mM). In case of CRL, competition between l -phe-

nylalanine and d -glucose for the active site of CRL could result in predominant binding of d -glucose at higher concentrations, displacing l -phenylalanine, leading to the formation of the dead-end lipase– d -glucose complex. Here also, K

mA (0 ± 0.98 mM) is slightly higher (Table 10.6 )

than K mB

(6.0 ± 0.64 mM, K mA

/ K mB

= 1.67). The respective kinetic parameter values ( K

mA and K

mB )

Table 10.11 Experimental and predicted initial rate values for the synthesis of 4- O d -glucopyranosyl)vanillin

d -Glucose (M) Vanillin (M) v

experimental

(10 −5 M h −1 mg −1 ) v

predictive

(10 −5 M h −1 mg −1 )

0.005 0.005 0.218 1.219 0.005 0.01 0.300 1.189 0.005 0.02 0.280 0.913 0.005 0.035 0.214 0.643 0.005 0.05 0.168 0.492 0.01 0.005 0.506 1.763 0.01 0.01 0.774 1.976 0.01 0.02 0.702 1.672 0.01 0.035 0.422 1.231 0.01 0.05 0.366 0.957 0.02 0.005 1.003 2.269 0.02 0.01 1.746 2.952 0.02 0.02 1.666 2.866 0.02 0.035 1.033 2.269 0.02 0.05 0.917 1.815 0.035 0.005 2.069 2.587 0.035 0.01 4.128 3.745 0.035 0.02 2.757 4.128 0.035 0.035 1.987 3.551 0.035 0.05 1.774 2.947 0.05 0.005 3.475 2.741 0.05 0.01 1.618 4.195 0.05 0.02 4.968 5.010 0.05 0.035 3.027 4.588 0.05 0.05 2.401 3.926 0.1 0.005 6.110 2.945 0.1 0.01 7.340 4.881 0.1 0.02 7.510 6.676 0.1 0.035 9.170 6.961 0.1 0.05 480 6.414

Page 263: Enzymatic Transformation

248 10 Kinetics of Some Selected Enzyme-Catalysed Reactions in Organic Solvents

are higher for RML compared to CRL indicating that RML can give better conversions than CRL.

Lipase is a single-domain molecule belonging to the family of a / b -hydrolase proteins (Derewenda et al. 1992 ; Grochulski et al. 1994 ) . Most of the lipases reported contain Ser-His-Asp/Glu catalytic triads in their active site (Grochulski et al. 1994 ) with exceptions like esterases from Streptomyces scabies which contain only Ser 14 and His 283 (Wei et al. 1995 ) .

Both RML and CRL contain amino acids in their active sites capable of forming hydrogen bonds with suitable donor molecules. The cata-lytic triad in RML consists of Ser-144, His-257 and Asp-203 (Brady et al. 1990 ) . CRL contains Ser-209, Glu-341 and His-449 (Grochulski et al. 1994 ) . Brzozowski et al. ( 1991 ) showed in an atomic model of the inhibitor n -hexylchlorophos-phonate ethyl ester–RML complex that in the oxyanion hole, which is directly responsible for the substrate binding, a direct covalent bond for-mation between the nucleophilic O

g of Ser-144

and the phosphorous atom of n -hexylchlorophos-phonate ethyl ester is possible. In CRL, the oxya-nion hole O

g (Ser-209) is formed by the amide

backbones of Gly-123, Gly-124 and Ala-210 through the hydrogen bonding between the amide –CO–NH– and the hydroxyl of Ser-209, which is stabilised by the helix dipole (Grochulski et al. 1994 ) . d -Glucose possesses fi ve hydroxyl groups, and l -alanine possesses carboxyl and amino groups capable of forming hydrogen bonds with polar side chains of amino acids. Ser-144 hydroxyl and Asp-203 carboxyl groups of RML and Ser-209 and Glu-341 of CRL (Grochulski et al. 1993 ) residues are very good candidate molecules for exhibiting hydrogen-bonding interactions.

Between d -glucose and l -alanine/ l -phenylala-nine, the former possesses more hydrogen-bond-ing functional groups than the amino or carboxyl groups of l -alanine/ l -phenylalanine. Ser-144 in RML and Ser-209 in CRL can form hydrogen bonds with the amino N atom of l -alanine as well as the O atom of d -glucose. Because the K

m l -alanine

value is higher than the K m d -glucose

values for both enzymes, d -glucose could strongly bind to these enzymes than l -alanine/ l -phenylalanine.

Zaidi et al. ( 2002 ) reported that the interaction between nylon-immobilised CRL and alcohol through hydrogen bonding could block the nucleophilic site of the enzyme engaged in acyla-tion, leading to inhibition. A similar behaviour can also be envisaged between d -glucose hydroxyl groups and the above-mentioned oxy-gen of serine and the carboxylate groups of glu-tamic acids. Hence, this kinetic study could clearly explain the inhibition of both RML and CRL by d -glucose. Also, for the fi rst time, it has been found that d -glucose could be inhibitor to both lipases at higher concentrations.

10.5.2 Glycosylation Kinetics

In the kinetic reaction between d -glucose and curcumin, K

m d -glucose (0 ± 0.9 mM, Table 10.8 ) is

always higher than K mB

(4.6 ± 0.5 mM) which shows that while glucose binding could lead to product formation, curcumin binding to the active site could result in inhibition of the amyloglu-cosidase activity.

The inhibitory nature of vanillin towards amy-loglucosidase from Rhizopus mould can be deduced clearly from the kinetic data of d -glu-cose and vanillin reaction. With increasing con-centrations of d -glucose (Fig. 10.20 ), the rate increases at lower concentrations of vanillin. At higher concentrations of vanillin corresponding to minimum 1/ v , the rate decreases; the plots tend to become closer to 1/ v axis. Figure 10.21 also re fl ects the same behaviour, where at lower con-centrations of vanillin, the lines appear parallel probably so for as K

i > K

mB . However, at higher

fi xed concentrations of vanillin, the slopes vary drastically where K

i < K

mB . Thus the kinetic data

clearly shows the inhibitory nature of vanillin in this reaction. Competition between d -glucose and vanillin for the active site (binding site) of amyloglucosidase could result in predominant vanillin binding at higher concentrations, displac-ing d -glucose, leading to the formation of the dead-end amyloglucosidase–vanillin complex. In this reaction, K

m d -glucose (60.0 ± 6.2 mM, Table 10.4 )

is always higher than K mB

(50.0 ± 4.8 mM) which shows that while glucose binding could lead to

Page 264: Enzymatic Transformation

249References

product formation, vanillin binding to the active site could result in inhibition of the amyloglu-cosidase activity.

Glucoamylases possess ( a / a ) 6 -barrel fold

structure which is different from the ( b / a ) 8 -barrel

fold structure of a -amylase, b -amylase and a -glucosidase (Svensson et al. 1990 ; Aleshin et al. 1992, 1994 ; Chiba 1997 ) . In the catalytic domain, two glutamic acids Glu314 and Glu544 in Rhizopus oryzae (Ashikari et al. 1986 ; Aleshin et al. 1992 ) are reported to be the catalytic amino acid residues directly involved as acid–base cata-lysts in the hydrolytic reaction (Sierks et al. 1990 ; Chiba 1997 ) . It has also been shown that oxocar-benium ion mechanism is the most suitable for the hydrolytic reaction in both ‘retaining’ and ‘inverting’ enzymes (Chiba 1995 ) . Although no decisive mechanism has been proposed so far, for the glycosylation reactions, it is generally believed that the oxocarbenium ion mechanism could be the most probable one.

Catalysis occurs mainly between subsites 1 and 2 of glucoamylase, and the active site of Aspergillus niger glucoamylase is identical to that of Rhizopus oryzae (Stoffer et al. 1995 ) . Sugar OH groups are held fi rmly in the active site subsites 1 and 2 of Rhizopus oryzae through hydrogen bonds with Arg191, Asp192, Leu312, Trp313, Glu314, Glu315 and Arg443 (Ashikari et al. 1986 ; Aleshin et al. 1994 ) . The above-men-tioned residues can also stabilise planar cur-cumin/vanillin bound to the active site through hydrogen bonds. Curcumin/vanillin could form effective hydrogen bonds between the enolic, phenolic OH and the carbonyl group of curcumin/vanillin and the Arg191, Asp192, Trp313, Glu315 and Arg443 residues. Hence, higher concentra-tions of curcumin/vanillin are capable of displac-ing the glucose–oxocarbenium ion from the active site and occupy its position instead, lead-ing thereby to dead-end inhibition. This may not happen at lower concentrations of curcumin/vanillin.

Several lipase-catalysed esteri fi cation reac-tions have been described to follow Ping-Pong Bi-Bi mechanism, which deals with two sub-strates (acid and alcohol) and two products (water and ester). So far, enzyme-mediated glycosylation,

especially the one involving a carbohydrate molecule and an aglycon molecule, has not been reported to follow Ping-Pong Bi-Bi model. This could be the fi rst report of its kind.

References

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Aleshin AE, Firsov LM, Honzatko RB (1994) Re fi ned structure for the complex of acarbose with glucoamy-lases from Aspergillus awamori var. X100 to 2.4 A° resolution. J Biol Chem 269:15631–15639

Ashikari T, Nakamura N, Tanaka Y, Kiuchi N, Shibano Y, Tanaka T, Amachi T, Yoshizumi H (1986) Rhizopus raw-starch-degrading glucoamylase: ts cloning and expression in yeast. Agric Biol Chem 50:957–964

Bousquet-Dubouch MP, Graber M, Sousa N, Lamare S, Legoy MD (2001) Alcoholysis catalysed by Candida rugosa lipase B in a gas/solid system obeys a Ping-Pong Bi-Bi mechanism with competitive inhibition by the alcohol substrate and water. Biochem Biophys Acta 1550(1):90–99

Brady L, Brzozowski AM, Derewenda U, Derewenda ZS, Dodson GG, Tolley S, Turkenburg JP, Christiansen L, Huge-Jensen B, Nashkov L, Thim L, Menge U (1990) A serine protease triad forms the catalytic center of triglycerol lipase. Nature 343:767–770

Brzozowski AM, Derewenda U, Derewenda ZS, Dodson GG, Lawson DM, Turkenburg JP, Bjorkling F, Huge-Jensen B, Patkar SA, Thim L (1991) A model for interfacial activation in lipases from the structure of a fungal lipase-inhibitor complex. Nature 351:491–494

Chiba S (1995) Enzyme chemistry and molecular biology of amylase and related enzymes. The amylase research society of Japan (ed). CRC Press, Boca raton/Ann arbor/London/Tokyo, pp 68–82

Chiba S (1997) Molecular mechanism in a -glucosidase and glucoamylase. Biosci Biotech Biochem 61:1233–1239

Chulalaksanaukul W, Condort JS, Delorme P, Willemot RM (1990) Kinetic study of esteri fi cation by immobi-lized lipase in n -hexane. FEBS Lett 276:181–184

Derewenda U, Brzozwski AM, Lawson DM, Derewenda ZS (1992) Catalysis at the interface the anatomy of a conformational change in a triglyceride lipase. Biochemistry 31:1532–1541

Duan G, Ching CB, Lim E, Ang CH (1997) Kinetic study of enantioselective esteri fi cation of ketoprofen with n-propanol catalysed by an lipase in an organic medium. Biotechnol Lett 19:1051–1055

Goto M, Tanigava K, Kanlayakrit W, Hayashida S (1994) The molecular mechanism of binding of glucoamy-lases I from A spergillus awamori var. kawachi to cyclodextrin and raw starch. Biosci Biotech Biochem 58:49–54

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Grochulski P, Li Y, Schrag JD, Bouthillier F, Smith P, Harrison D, Rubin B, Cygler M (1993) Insight into interfacial activation from an open structure of Candida rugosa lipase. J Biol Chem 268:12843–12847

Grochulski P, Bouthillier F, Kazlauskas RJ, Serreqi AN, Schrag JD, Ziomek E, Cygler M (1994) Analogs of reaction intermediates identify a unique substrate binding site in Candida rugosa lipase. Biochemistry 33:3494–3500

Hiromi K, Ohnishi M, Tanaka A (1983) Subsite structure and ligand binding mechanism of glucoamylase. Mol Cell Biochem 51:79–95

Janssen AEM, Sjursnes BJ, Vakurov AV, Halling PJ (1999) Kinetics of lipase catalyzed esteri fi cation in organic media correct model and solvent effects on parameters. Enzyme Microb Technol 24:463–470

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Lohith K, Divakar S (2005) Lipase catalysed synthesis of l -phenylalanine esters of d -glucose. J Biotechnol 117:49–56

Lohith K, Manohar B, Divakar S (2007) Competitive inhi-bition by substrates in Rhizomucor miehei and Candida rugosa lipases catalysed esteri fi cation reaction between l -phenylalanine and d -glucose. World J Microbiol Biotechnol 23:955–964

Marty A, Chulalaksananukul W, Condoret JS, Willemont RM, Durand G (1990) Comparison of lipase-catalyzed esteri fi cation in supercritical carbon dioxide and n-hexane. Biotechnol Lett 12(1):11–16

Ohnishi M, Hiromi K (1989) Binding of maltose to Rhizopus niveus glucoamylases in the pH range where the catalytic carboxyl groups are ionized. Carbohyd Res 195:138–144

Rizzi M, Stylos P, Riek A, Reuss M (1992) A kinetic study of immobilized lipase catalyzing the synthesis of isoamyl acetate by transesteri fi cation in n-hexane. Enzyme Microb Technol 14:709–714

Segel IH (1993) Enzyme kinetics, 2nd edn. Wiley, New York, pp 826–882

Sierks MR, Ford C, Reilly PJ, Svensson B (1990) Catalytic mechanism of fungal glucoamylases as de fi ned by muta-genesis of Asp 176, Glu179, and Glu180 in the enzyme from Aspergillus awamori . Protein Eng 3:193–198

Sivakumar R, Vijayakumar GR, Manohar B, Divakar S (2006) Competitive substrate inhibition of amyloglu-cosidase from Rhizopus mold by vanillin and curcumin in respective glucosylation reactions. Biocatal Biotrans 24:299–305

Somashekar BR, Lohith K, Manohar B, Divakar S (2007) Inhibition of Rhizomucor miehei and C andida rugosa lipases by d -glucose in the esteri fi cation reaction between l -alanine and d -glucose. J Biosci Bioeng 103(2):122–128

Stoffer B, Aleshin AE, Firsov LM, Svensson B, Honzatko RB (1995) Re fi ned structure for the complex of d -gluco-dihydroacarbose with glucoamylases from Aspergillus awamori var. X100 to 2.2 Å resolution dual conformation for extended inhibitors bound to the active site of glucoamylases. FEBS Lett 358:57–61

Svensson B, Clarke AJ, Svendsen I, Moller H (1990) Identi fi cation of carboxylic acid residues in glucoamy-lase G2 from Aspergillus niger that participate in the catalysis and substrate binding. Eur J Biochem 18:29–38

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Yadav GD, Devi KM (2004) Immobilized lipase-cataly-sed esteri fi cation and transesteri fi cation reactions in non-aqueous media for the synthesis of tetrahydro-furfuryl butyrate comparison and kinetic modeling. Chem Eng Sci 59:373–383

Yadav GD, Trivedi AH (2003) Kinetic modeling of immo-bilized-lipase catalysed transesteri fi cation of n -octanol with vinyl acetate in non-aqueous media. Enzyme Microb Technol 32:783–789

Zaidi A, Gainer JL, Carta G, Mrani A, Kadiri T, Belarbi Y, Mir A (2002) Esteri fi cation of fatty acids using nylon-immobilized lipase in n -hexane kinetic parameters and chain length effects. J Biotechnol 93:209–216

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251S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0_11, © Springer India 2013

11.1 ACE Inhibition by Aminoacyl Esters of Carbohydrates

Angiotensin-converting enzyme (dipeptidyl car-boxypeptidase, EC 3.4.15.1) is a zinc-containing nonspeci fi c dipeptidyl carboxypeptidase widely distributed in mammalian tissues (Li et al. 2004 ) . Angiotensin-converting enzyme (ACE) regulates the blood pressure by modulating renin–angio-tensin system as shown in Scheme 11.1 (Vermeirssen et al. 2002 ) . This enzyme increases the blood pressure by converting the decapeptide angiotensin I into the potent vasoconstricting octapeptide, angiotensin II. Angiotensin II brings about several central effects, all leading to a fur-ther increase in blood pressure. ACE is a multi-functional enzyme that also catalyses the degradation of bradykinin (blood pressure-lower-

ing nanopeptide), and therefore inhibition of ACE results in an overall anti-hypertensive effect (Li et al. 2004 ; Johnston 1992 ) .

Several synthetic drugs and biomolecules are available for ACE inhibition. Captopril is a suc-cessful synthetic anti-hypertensive drug, and similar such molecules like enalapril, perindopril, ceranopril, ramipril, quinapril and fosinopril also show ACE inhibitory activities (Hyuncheol et al. 2003 ; Dae-Gill et al. 2003 ) . The mechanism of ACE inhibition by captopril is shown in Scheme 11.2 (De Lima 1999 ) . The hypothetical representation of inhibitors (hydrolysed products of peptides) binding to the ACE is shown in Scheme 11.3 and also reported that glycine, valine and leucine at the carboxyl terminus of the peptide inhibitor are the potent inhibitors (De

11

Abstract

Since most of the ACE inhibitory drugs are peptides, this chapter deals with exploration of ACE inhibitory activities for some enzymatically syn-thesised l -alanyl, l -valyl, l -leucyl, l -isoleucyl, l -proline, l -phenylala-nine, l -tryptophan and l -histidine esters of carbohydrates and glycosides of n -octanol, phenolic glycosides of guaiacol, eugenol, curcumin, vanillin, N-vanillyl-nonanamide, dl -dopa, dopamine and vitamin glycosides of retinol, thiamin, ribo fl avin, pyridoxine, ergocalciferol, cholecalciferol and a -tocopherol. A few glycosides were also tested for antioxidant activities. These results exhibiting both the phenolic and vitamin glycosides holding promising potential as antioxidants and ACE inhibitors are discussed in terms of structure–function relationship between these compounds and those of the commercially known inhibitors.

ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised Aminoacyl Esters and Glycosides

Page 267: Enzymatic Transformation

252 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

Rennin-angiotensin systemAngiotensinogen

Kallikrein-Kinin SystemKininogen

Rennin Kallikrein

Angiotensin I

Angiotensin II

BradykininIncreased

prostaglandin synthesis

ACE

Inactive fragments Vasodilatation

Decreased peripheral vascular resistance

Decreased blood pressure

Vasoconstriction Aldosterone secretion

Increased peripheral vascular resistance Increased Na+and

water retention

Increased blood pressure

Scheme 11.1 Role of angiotensin-converting enzyme (ACE) in regulating blood pressure (Li et al . 2004 )

Scheme 11.2 Hypothetical representation of ACE inhibition by captopril binding to the active sites (De Lima 1999 )

Scheme 11.3 Hypothetical representation of ACE active sites and binding of inhibitors (De Lima 1999 )

Page 268: Enzymatic Transformation

25311.1 ACE Inhibition by Aminoacyl Esters of Carbohydrates

Lima 1999 ; Wu and Liu 2002 ; Kim et al. 2001, 2003 ) .

Some naturally occurring ‘biologically active peptides’ also act as ACE inhibitors. Deloffre et al. ( 2004 ) reported that a neuropeptide from leach brain showed ACE inhibition with an IC

50

value of 19.8 m M. The N-terminal dipeptide (Tyr-Leu) of b -lactorphin was found to be the most potent inhibitor (Mullally et al. 1996 ) . Many pep-tide inhibitors are derived from different food proteins like Asp-Leu-Pro and Asp-Gly from soy protein hydrolysis (Wu and Liu 2002 ) and Gly-Pro-Leu and Gly-Pro-Val from bovine skin gela-tin hydrolysis (Kim et al. 2001 ) . Cooke et al. ( 2003 ) prepared 4-substituted phenylalanyl esters of alkyl or benzyl derivatives, which exhibited ACE inhibitory activity.

Aminoacyl esters of carbohydrates fi nd wide variety of applications in food and pharmaceuti-cal industries. Aminoacyl esters have not been shown so far to exhibit ACE inhibition activity. Since most of the ACE inhibitory drugs are pep-tides, it was envisaged that the aminoacyl esters of carbohydrates also could possess ACE inhibi-tion activities as they contain aminoacyl groups as part of their structure. Hence, this chapter deals with exploration of ACE inhibition activities for some enzymatically synthesised l -alanyl, l -valyl, l -leucyl, l -isoleucyl, l -proline, l -phenylalanine, l -tryptophan and l -histidine esters of carbohy-drates using lipases in organic media. ACE inhi-bition activity of the above-mentioned aminoacyl

esters of carbohydrates was carried out by the Cushman and Cheung method ( 1969, 1971 ) . Since hippuryl- l -histidyl- l -leucine (HHL) mim-ics the carboxyl dipeptide of angiotensin I, it has been routinely used as the substrate for screening ACE inhibitors.

Underivatised l -amino acids and carbohy-drates were also tested for ACE inhibition as con-trols, and they did not show any ACE inhibitory activities (Vasudeva Kamath et al. 2006 ; Lohith et al. 2006 ) . Only esters showed activities. Isolated ACE inhibitor tested for lipase and pro-tease activity (Table 11.1 ) showed a small extent of protease activity (13.3%) compared to ACE activity but no lipase activity. In presence of aminoacyl esters prepared, the isolated ACE showed 8.9% protease activity (Table 11.1 ) com-pared to the ACE activity. This con fi rmed that the ACE inhibition observed in the presence of amin-oacyl esters prepared is more due to ACE inhibi-tion rather than protease inhibition.

Figure 11.1 shows a typical ACE inhibition plot for captopril which showed an IC

50 value of

0.060 ± 0.006 mM. ACE inhibition plots for all the tested esters, such as carbohydrate esters of l -alanine (Fig. 11.2 ), l -valine (Fig. 11.3 ), l -leu-cine (Fig. 11.4 ) and l -isoleucine (Fig. 11.5 ), l -prolyl esters (Fig. 11.6 ), l -phenylalanyl esters (Fig. 11.7 ), l -tryptophanyl esters (Fig. 11.8 ) and l -histidyl esters (Fig. 11.9 ), are shown. Tables 11.2 and 11.3 show the compounds tested, their conversion yields from the respective enzy-

Table 11.1 Protease inhibition assay for d -glucose ester a

System Protease activity (min −1 mg −1 enzyme protein b )

Percentage of protease activity with respect to ACE activity c

Control ACE – 0.5 mL + 0.5 mL of 0.6% haemoglobin + 0.5 mL Buffer

0.0436 13.3

l -Isoleucyl- d -glucose – 0.5 mL ester + ACE – 0.5 mL + 0.5 mL of 0.6% haemoglobin

0.0267 8.9

a Conditions: ACE – 0.5 mL (0.5 mg). All the solutions were prepared in 0.1 M tris-HCl (pH 7.5): incubation period, 30 min; temperature, 37°C; 0.5 mL of 10% trichloroacetic acid added to arrest the reaction; Blank performed without enzyme and ester; absorbance measured at 440 nm; ester – 0.5 mL of 0.8 mM b Average absorbance values from three individual experiments c Percentage protease activity with respect to an ACE activity of 0.327 m mol (min mg protein) −1

Page 269: Enzymatic Transformation

254 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

matic reactions, proportions and nature of the esters formed and ACE inhibitory activities for these compounds.

The compounds were characterised by two-dimensional Heteronuclear Single Quantum Coherence Transfer (2D-HSQCT) NMR spectra recorded for the samples. From NMR, it was con fi rmed that mono- and diesters in different proportions were detected (Tables 11.2 and 11.3 ). In some cases like l -valyl-maltose, l -valyl- d -mannitol, l -leucyl- d -fructose, l -leucyl- d -manni-tol and l -isoleucyl- d -glucose, l -prolyl- d -glucose, l -prolyl- d -ribose, l -prolyl-lactose, l -phenylala-nyl- d -fructose, l -tryptophanyl- d -fructose, l -his-tidyl- d -fructose and l -histidyl- d -mannitol, only monoesters were found to be formed. A 1- O -monoester was formed in case of l -valyl- d -fructose, l -valyl- d -mannitol, l -leucyl- d -sorbitol, l -isoleucyl- d -fructose, l -prolyl- d -fructose, l -phenylalanyl- d -fructose, l -phenylalanyl- d -mannitol, l -tryptophanyl- d -fructose and l -histi-dyl- d -mannitol. A 2- O -monoester was found to be formed in case of l -alanyl- b - d -glucose, l -valyl- d -glucose, l -leucyl- d -glucose and l -iso-leucyl-maltose, l -prolyl- d -glucose, l -prolyl- d -

ribose, l -phenylalanyl- d -glucose, l -phenylalanyl- d -galactose, l -tryptophanyl- d -glucose and l -histidyl- d -glucose. A 3- O -monoester was found to be formed in case of l -alanyl- b - d -glucose, l -valyl- d -glucose, l -leucyl- d -glucose and l -isoleucyl- d -glucose. A 6 ¢ - O -monoester was found to be formed in case of l -alanyl-lactose, l -valyl-maltose and l -isole-ucyl-maltose. All the esters invariable showed formation of 6- O -monoester except l -alanyl- d -ribose, l -leucyl- d -ribose, l -isoleucyl- d -ribose and l -prolyl- d -ribose where the primary C-5 hydroxyl group reacted to form 5- O -ester. Diesters such as 1,6-di- O -, 2,6-di- O -, 3,6-di- O -, 3,5-di- O - and 6,6 ¢ -di- O - were found to be formed in case of l -alanyl- b - d -glucose, l -alanyl- d -ri-bose, l -alanyl-lactose, l -valyl- d -glucose, l -valyl- d -fructose, l -leucyl- d -glucose, l -leucyl- d -ribose, l -isoleucyl- d -fructose and l -isoleucyl- d -ribose. Similarly 1,6-di-O-, 2,6-di-O-, 3,5-di-O- and 6,6 ¢ -di-O- were found to be formed in case of l -prolyl- d -fructose, l -phenylalanyl- d -glucose, l -phenylalanyl- d -galactose, l -phenylalanyl-lac-tose, l -phenylalanyl- d -mannitol, l -tryptophanyl- d -glucose and l -histidyl- d -glucose. It was not

0

20

40

60

80

0 10 20 30 40 50 60 70 80

% I

nhib

itio

n

Captopril (μM)

Fig. 11.1 A typical ACE inhibition plot for captopril. Concentration range, 6.7–66.7 m M; substrate, 0.1 mL hip-puryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate

buffer (pH 8.3) containing 300 mM NaCl; incubation period, 30 min; temperature, 37°C. IC

50 value – 0.060 ± 0.006 mM

Page 270: Enzymatic Transformation

25511.1 ACE Inhibition by Aminoacyl Esters of Carbohydrates

possible to separate the individual esters from their reaction mixtures even through chromatog-raphy on Sephadex G-10 or Bio Gel P2. Thus, the activities described are for the mixtures of these mono- and diesters. From NMR, it was con fi rmed that mono- and diesters in different proportions were detected (Table 11.3 ).

Among the esters, l -isoleucyl- d -glucose (0.7 ± 0.07 mM) was found to exhibit the best inhibitory activity. With increase in alkyl side chain branching, d -glucose esters of l -alanine (3.1 ± 0.30 mM), l -valine (6.0 ± 0.59 mM), l -leu-cine (2.8 ± 0.27 mM) and l -isoleucine (0.7 ± 0.07 mM) showed better inhibition (lesser

IC 50

values) than the other esters, which could be directly correlated to increase in hydrophobicity (Table 11.2 ). IC

50 values £ 1.0 mM were detected

for l -valyl- d -mannitol (1.0 ± 0.09 mM), l -isole-ucyl- d -glucose (0.7 ± 0.07 mM), l -isoleucyl- d -fructose (0.9 ± 0.09 mM), l -isoleucyl-maltose (0.9 ± 0.09 mM) and l -leucyl- d -fructose (0.9 ± 0.08 mM). Similarly, the best IC

50 values

£ 1.0 mM were obtained for l -phenylalanyl- d -glucose (1.0 ± 0.09 mM), l -tryptophanyl- d -fruc-tose (0.9 ± 0.09 mM) and l -histidyl- d -fructose (0.9 ± 0.09 mM). Among aminoacyl esters tested for ACE inhibition activity, l -phenylalanyl- d -glucose (1.0 ± 0.09 mM), l -tryptophanyl- d -fruc-

0

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L-Alanyl-D-glucose (mM) L-Alanyl-D-ribose (mM)

L-Alanyl-lactose (mM)

a b

c

Fig. 11.2 ACE inhibition plots for l -alanyl esters of car-bohydrates. ( a ) l -alanyl- d -glucose – concentration range, 0.25–2.0 mM; substrate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer (pH 8.3) con-

taining 300 mM NaCl; incubation period, 30 min; tem-perature, 37°C. ( b ) l -alanyl- d -ribose – concentration range, 0.25–2.0 mM. ( c ) l -alanyl- d -lactose – concentra-tion range, 0.25–2.5 mM

Page 271: Enzymatic Transformation

256 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

tose (0.9 ± 0.09 mM) and l -histidyl- d -fructose (0.9 ± 0.09 mM) were found to exhibit the best inhibitory activity. Among the carbohydrates employed, d -fructose and d -mannitol esters showed better ACE inhibition (Table 11.3 ) than the other carbohydrate esters. l -Prolyl esters con-taining prolyl unit, an active unit of captopril, showed IC

50 values in the 1.4–4.4-mM concen-

trations range (Table 11.3 ). Although, aminoacyl esters were separated from the reaction mixture by column chromatography, it was dif fi cult to separate the individual esters. Hence, the actual potency of the individual esters could not be unequivocally established in the present work.

The present work for the fi rst time has shown the ACE inhibitory potency of the above-men-tioned aminoacyl esters prepared enzymatically. Since milder reaction conditions were employed, the products formation did not suffer due to side reactions. Captopril is N-[(S)-3-mercapto-2-methylpropionyl]- l -proline containing prolyl unit as essential for ACE inhibition (De Lima 1999 ) . Some naturally occurring ‘biologically active peptides’ such as N-terminal dipeptide (Tyr-Leu) of b -lactorphin, Asp-Leu-Pro and Asp-Gly from soy protein and Gly-Pro-Leu and Gly-Pro-Val from bovine skin gelatin hydrolysis also act as ACE inhibitors (Deloffre et al . 2004 ;

0

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L-Valyl-D-glucose (mM) L-Valyl-D-fructose (mM)

L-Valyl-D-mannitol (mM)L-Valyl-maltose (mM)

a b

c d

Fig. 11.3 ACE inhibition plots for l -valyl esters of carbohydrates. ( a ) l -valyl- d -glucose – concentra-tion range, 0.5–2.5 mM; substrate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer (pH 8.3) containing 300 mM NaCl; incuba-

tion period, 30 min; temperature, 37°C. ( b ) l -valyl- d -fructose – concentration range, 0.5–2.5 mM. ( c ) l -valyl-maltose – concentration range, 0.5–2.5 mM. ( d ) l -valyl- d -mannitol concentration range, 0.2–1.0 mM

Page 272: Enzymatic Transformation

25711.1 ACE Inhibition by Aminoacyl Esters of Carbohydrates

Mullally et al . 1996 ; Wu and Liu 2002 ; Kim et al . 2001 ) . Although the aliphatic aminoacyl esters of d -glucose, d -fructose, d -ribose and lactose were prepared and tested, mere presence of a alkyl unit does not give rise to a high level of ACE inhibi-tion. Overall, it was clear that alkyl side chains can be accommodated in the hydrophobic S

1 and

S 2 subsites of angiotensin I-converting enzyme

(Michaud et al . 1997 ; De Lima 1999 ) . The free amino group in the amino acid esters can also serve as good ligands for Zn 2+ in the ACE active site. Carbohydrates in esters could also bind to the hydrophobic and/or hydrophilic subsites of angiotensin I-converting enzyme, as they possess

both hydrophobic and hydrophilic groups in their structure.

Although the prolyl esters of d -glucose, d -fructose, d -ribose, lactose and d -mannitol were prepared and tested, mere presence of a prolyl unit does not give rise to a high level of ACE inhibition. However, the esters tested in the pres-ent work clearly possess groups like pyrrolidine ring and aromatic groups, which can be accom-modated in the hydrophobic S

1 and S

2 subsites of

angiotensin I-converting enzyme (Michaud et al . 1997 ; De Lima 1999 ) . The results indicate that the esters hold promise as the potential inhibitors for ACE.

0

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L-Leucyl-D-ribose (mM) L-Leucyl-D-sorbitol (mM)

L-Leucyl-D-glucose (mM) L-Leucyl-D-fructose (mM)

a b

c d

Fig. 11.4 ACE inhibition plots for l -leucyl esters of carbohydrates. ( a ) l -leucyl- d -glucose – concentra-tion range, 0.25–2.0 mM; substrate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer (pH 8.3) containing 300 mM NaCl; incubation

period, 30 min; temperature, 37°C. ( b ) l -leucyl- d -fructose – concentration range, 0.25–2.0 mM; ( c ) l -leucyl- d -ribose – concentration range, 0.25–2.0 mM. ( d ) l -leucyl- d -sorbitol – concentration range, 0.25–2.0 mM

Page 273: Enzymatic Transformation

258 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

11.2 ACE Inhibition of Glycosides

Glycosides from the leaves of Abeliophyllum dis-tichum like acteoside, isoacteoside, rutin and hir-sutin moderately inhibited the angiotensin I-converting enzyme activity (Hyuncheol et al . 2003 ) . Glycosides like 3 -O- methyl crenatoside from Microtoena prainiana also showed more than 30% ACE inhibitory activity. Phenylpropanoid glycosides from Clerodendron trichotomum such as acteoside, leucosceptoside A, martynoside, acteoside isomer and isomar-

tynoside also showed ACE inhibitory effect (Dae-Gill et al . 2003 ) .

Phenolic glycosides found in a variety of fruits, vegetables and other food materials have been studied extensively for their antioxidant properties (Moon and Terao 1998 ; Moon et al. 2007 ) . Antioxidative action is reported to protect living organisms from oxidative damages, result-ing in the prevention of various diseases such as cancer, cardiovascular diseases, diabetes and aging (Azuma et al. 1999 ) . Flavonols and their glycosides protect red blood cells against free

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L-Isoleucyl-D-glucose (mM)

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L-Isoleucyl-D-ribose (mM)

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60

70

0 0.25 0.5 0.75 1 1.25

L-Isoleucyl-maltose (mM)

L-Isoleucyl-D-fructose (mM)

a b

c d

Fig. 11.5 ACE inhibition plots for l -isoleucyl esters of carbohydrates. ( a ) l -isoleucyl- d -glucose – con-centration range, 0.2–0.8 mM; substrate, 0.1 mL HHL (5 mM); buffer, 100 mM phosphate buffer (pH 8.3) containing 300 mM NaCl; incubation period,

30 min; temperature, 37°C. ( b ) l -isoleucyl- d -fructose – concentration range, 0.2–0.8 mM; ( c ) l -isoleucyl- d -ribose – concentration range, 0.25–2.0 mM. ( d ) l -isoleucyl-maltose – concentration range, 0.2–1.0 mM

Page 274: Enzymatic Transformation

25911.2 ACE Inhibition of Glycosides

radical-induced oxidative haemolysis (Dai et al. 2006 ) . The key role of phenols as antioxidants stems from the presence of hydroxyl groups attached to their aromatic rings, which enable them to scavenge free radicals (Kefalas et al. 2003 ; Villano et al. 2007 ) . The present work describes the ACE inhibition and antioxidant activities of the synthesised glycosides.

Several glycosides were tested for the ACE inhibitory activities. ACE was isolated from pig lung. The enzymatic reactions were carried out under optimised conditions worked out for these reactions. The enzymatic procedure employed unprotected and unactivated alcohols, phenols and carbohydrates. ACE inhibition activity of the above-mentioned glycosides of carbohydrates was

determined by the Cushman and Cheung method ( 1971 ) . Since hippuryl- l -histidyl- l -leucine (HHL) mimics the carboxyl dipeptide of angiotensin I, it has been used as the substrate for screening ACE inhibitors. Here also, eugenyl- d -glycoside showed inhibition of protease in ACE (Table 11.4 ).

Glycosides of n -octanol, phenolic glycosides of guaiacol, eugenol, curcumin, vanillin, N-vanillyl-nonanamide, DL-dopa, dopamine and vitamin glycosides of retinol, thiamin, ribo fl avin, pyridoxine, ergocalciferol, cholecalciferol and a -tocopherol were tested for ACE inhibition (Tables 11.5 and 11.6 and 11.7 , Vasudeva, Kamath et al. 2006 ; Lohith et al. 2006 ; Einstein Charles et al. 2009 ) . A few glycosides were also tested for antioxidant activities. Antioxidant

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L-Prolyl-D-ribose (mM)L-Prolyl-lactose (mM)

L-Prolyl-D-glucose (mM) L-Prolyl-D-frucose (mM)

a b

c d

Fig. 11.6 ACE inhibition plots for l -prolyl esters of car-bohydrates. ( a ) l -prolyl- d -glucose – concentration range, 0.2–1.6 mM; substrate, 0.1 mL HHL (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 300 mM

NaCl; incubation period, 30 min; temperature, 37°C. ( b ) l -prolyl- d -fructose – concentration range, 0.33–2.64 mM. ( c ) l -prolyl-lactose – concentration range, 0.2–1.6 mM. ( d ) l -prolyl- d -ribose – concentration range, 0.2–1.8 mM

Page 275: Enzymatic Transformation

260 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

activities of few glycosides prepared are also shown in Table 11.8 .

Typical ACE inhibition plot for captopril, which showed an IC

50 value of 0.060 ± 0.006 mM,

is shown in Fig. 11.10 . Typical ACE inhibition plots for all the tested glycosides such as n -octyl glycosides (Fig. 11.11 ), guaiacyl glycosides (Fig. 11.12 ), eugenyl glycosides (Fig. 11.13 ), curcuminyl and a -tocopheryl glycosides (Fig. 11.14 ) are shown 4- O -( d -galactopyranosyl)vanillin (Fig. 11.15 ), 4- O -( d -sorbitol)vanillin

(Fig. 11.15 ), 4- O -( a - d -ribofuranosyl)N-vanillyl-nonanamide (Fig. 11.15 ), 4- O -( a - d -gluco py ranosy l - (1 ¢ →4) b - d - g lucopyranosy l )N-vanillyl-nonanamide (Fig. 11.15 ), 1,7- O -(bis- d -galactopyranosyl)curcumin (Fig. 11.15 ), 1,7- O -( b i s - b - d - g a l a c t o p y r a n o s y l - ( 1 ¢ → 4 ) d -glucopyranosyl) curcumin (Fig. 11.15 ), DL-3-hydroxy-4- O -( d -gluco pyranosyl)phenylalanine (Fig. 11.16 ), DL-3-hydroxy-4- O -(6- d -sorbitol) phenyl alanine (Fig. 11.16 ), 3-hydroxy-4- O -( d -glucopyranosyl)phenylethylamine (Fig. 11.16 ),

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tion

L-Phenylalanyl-D-fructose L-Phenylalanyl-lactose (mM)

L-Phenylalanyl-D-galactose (mM)L-Phenylalanyl-D-glucose (mM)

a b

c d

Fig. 11.7 ACE inhibition plots for l -phenylalanyl esters of carbohydrates ( a ) l -phenylalanyl- d -glucose – concen-tration range, 0.17–1.36 mM; substrate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 300 mM NaCl; incubation period,

30 min; temperature, 37°C. ( b ) l -phenylalanyl- d -galac-tose – concentration range, 0.14–1.02 mM. ( c ) l -phenyla-lanyl- d -fructose – concentration range, 0.13–1.36 mM. ( d ) l -phenylalanyl-lactose – concentration range, 0.13–1.06 mM

Page 276: Enzymatic Transformation

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L-Tryptophanyl-D-fructose (mM)L-Tryptophanyl-D-glucose (mM)

a b

Fig. 11.8 ACE inhibition plots for l -tryptophanyl esters of carbohydrates ( a ) l -tryptophanyl- d -glucose – concen-tration range, 0.13–1.06 mM; substrate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer

pH 8.3 containing 300 mM NaCl; incubation period, 30 min; temperature, 37°C. ( b ) l -tryptophanyl- d -fructose – concentration range, 0.13–1.06 mM, concentration range – 0.2–1.2 mM

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L-Histidyl-D-mannitol (mM)

L-Histidyl-D-fructose (mM)L-Histidyl-D-glucose (mM)

a b

c

Fig. 11.9 ACE inhibition plots for l -histidyl esters of carbohydrates ( a ) l -histidyl- d -glucose – concentration range, 0.2–1.6 mM; substrate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3

containing 300 mM NaCl; incubation period, 30 min; temperature, 37°C. ( b ) l -histidyl- d -fructose – concentra-tion range, 0.2–1.6 mM. ( c ) l -histidyl- d -mannitol, con-centration range – 0.2–1.6 mM

Page 277: Enzymatic Transformation

262 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

Table 11.2 IC 50

values for ACE inhibition by alkyl side chain containing aminoacyl esters of carbohydrates a

Aminoacyl ester of carbohydrates

Conversion yield (%) b

Products (% proportion) c IC 50

value (mM) d

l -Alanyl- b - d -glucose 30 2- O- l -Alanyl- b - d -glucose (47) 3.1 ± 0.30

3- O- l -Alanyl- b - d -glucose (12)

6- O- l -Alanyl- b - d -glucose (20)

2,6-di- O- l -Alanyl- b - d -glucose (15)

3,6-di- O- l -Alanyl- b - d -glucose (6) l -Alanyl- d -ribose 48 3- O- l -Alanyl- d -ribose (16) 2.7 ± 0.25

5- O- l -Alanyl- d -ribose (32) 3,5-di- O- l -Alanyl- d -ribose (52)

l -Alanyl-lactose 20 6- O- l -Alanyl-lactose (34) 2.0 ± 0.20

6 ¢ - O- l -Alanyl-lactose (34)

6,6 ¢ -di- O- l -Alanyl-lactose (32) l -Valyl- d -glucose 68 2- O- l -Valyl- d -glucose (10) 6.0 ± 0.59

3- O- l -Valyl- d -glucose (12) 6- O- l -Valyl- d -glucose (31) 2,6-di- O- l -Valyl- d -glucose (23) 3,6-di- O- l -Valyl- d -glucose (24)

l -Valyl- d -fructose 34 1- O- l -Valyl- d -fructose (29) 2.8 ± 0.28 6- O- l -Valyl- d -fructose (34) 1,6-di- O - l -Valyl- d -fructose (37)

l -Valyl-maltose 42 6- O- l -Valyl-maltose (49) 3.1 ± 0.30

6 ¢ - O- l -Valyl-maltose (51) l -Valyl- d -mannitol 56 1- O- l -Valyl- d -mannitol 1.0 ± 0.09 l -Leucyl- d -glucose 43 2- O- l -Leucyl- d -glucose (17) 2.8 ± 0.27

3- O- l -Leucyl- d -glucose (20) 6- O- l -Leucyl- d -glucose (48) 2,6-di- O- l -Leucyl- d -glucose (8) 3,6-di- O- l -Leucyl- d -glucose (7)

l -Leucyl- d -fructose 48 6- O - l -Leucyl- d -fructose 0.9 ± 0.08 l -Leucyl- d -ribose 38 3- O - l -Leucyl- d -ribose (16) 1.5 ± 0.14

5- O - l -Leucyl- d -ribose (32) 3,5-di -O - l -Leucyl- d -ribose (52)

l -Leucyl- d -sorbitol 60 1- O - l -Leucyl- d -sorbitol 2.7 ± 0.25 l -Isoleucyl- d -glucose 47 3- O - l -Isoleucyl- d -glucose (42) 0.7 ± 0.07

6- O - l -Isoleucyl- d -glucose (58) l -Isoleucyl- d -fructose 42 1- O - l -Isoleucyl- d -fructose (36) 0.9 ± 0.09

6- O - l -Isoleucyl- d -fructose (30) 1,6-di- O - l -Isoleucyl- d -fructose (34)

l -Isoleucyl- d -ribose 53 3- O - l -Isoleucyl- d -ribose (52) 3.8 ± 0.37 5- O - l -Isoleucyl- d -ribose (20) 3,5-di -O - l -Isoleucyl- d -ribose (28)

l -Isoleucyl-maltose 54 2- O - l -Isoleucyl-maltose (38) 0.9 ± 0.09 6- O - l -Isoleucyl-maltose (40)

6 ¢ - O - l -Isoleucyl-maltose (22)

a Respective amino acids and carbohydrates as controls showed no ACE inhibition activity b Conversion yields were from HPLC within ±10% errors in HPLC yield measurements c Product proportions determined from 13 C, 2D HSQCT NMR C6 peak areas (C5 cross peaks in case of ribose) or their cross peaks d IC

50 values compared to that of captopril 0.060 ± 0.006 mM determined by Cushman and Cheung method

Page 278: Enzymatic Transformation

26311.2 ACE Inhibition of Glycosides

Table 11.3 IC 50

values for ACE inhibition by aminoacyl esters of carbohydrates a

Aminoacyl ester of carbohydrates

Conversion yield (%) b Products (% proportion) c IC

50 value (mM) d

l -Prolyl- d -glucose 62 2-O- l -Prolyl- d -glucose (26) 1.7 ± 0.17 3-O- l -Prolyl- d -glucose (26) 6-O- l -Prolyl- d -glucose (48)

l -Prolyl- d -fructose 61 1-O- l -Prolyl- d -fructose (31) 4.4 ± 0.43 6-O- l -Prolyl- d -fructose (42) 1,6-di-O- l -Prolyl- d -fructose (27)

l -Prolyl- d -ribose 41 3-O- l -Prolyl- d -ribose (35) 2.0 ± 0.19 5-O- l -Prolyl- d -ribose (65)

l -Prolyl-lactose 68 6- O - l -Prolyl-lactose (58) 1.6 ± 0.15

6 ¢ - O - l -Prolyl-lactose (42) l -Phenylalanyl- d -glucose 79 2-O- l -Phenylalanyl- d -glucose (19) 1.0 ± 0.09

3-O- l -Phenylalanyl- d -glucose (23) 6-O- l -Phenylalanyl- d -glucose (25) 2,6- di- O - l -Phenylalanyl- d -glucose (17) 3,6-di-O- l -Phenylalanyl- d -glucose (16)

l -Phenylalanyl- d -galactose 45 2-O- l -Phenylalanyl- d -galactose (32)

4.6 ± 0.45

3-O- l -Phenylalanyl- d -galactose (20) 6-O- l -Phenylalanyl- d -galactose (19) 2,6-di-O- l -Phenylalanyl- d -galactose (16) 3,6-di-O- l -Phenylalanyl- d -galactose (13)

l -Phenylalanyl- d -fructose 50 1-O- l -Phenylalanyl- d -fructose (72) 13.6 ± 1.35 6-O- l -Phenylalanyl- d -fructose (28)

l -Phenylalanyl-lactose 61 6-O- l -Phenylalanyl-lactose (42) 7.8 ± 0.77 6 ¢ -O- l -Phenylalanyl-lactose (31) 6,6 ¢ -di-O- l -Phenylalanyl-lactose (27)

l -Phenylalanyl- d -mannitol 43 1-O- l -Phenylalanyl- d -mannitol (62) 2.6 ± 0.25 1,6-di-O- l -Phenylalanyl- d -mannitol (38)

l -Tryptophanyl- d -glucose 42 2-O- l -Tryptophanyl- d -glucose (22) 7.4 ± 0.73 3-O- l -Tryptophanyl- d -glucose (21) 6-O - l -Tryptophanyl- d -glucose (38) 2,6-di-O- l -Tryptophanyl- d -glucose (10) 3,6-di-O- l -Tryptophanyl- d -glucose (9)

l -Tryptophanyl- d -fructose 18 1-O- l -Tryptophanyl- d -fructose (45) 0.9 ± 0.09 6-O- l -Tryptophanyl- d -fructose (55)

(continued)

Page 279: Enzymatic Transformation

264 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

Aminoacyl ester of carbohydrates

Conversion yield (%) b Products (% proportion) c IC

50 value (mM) d

l -Histidyl- d -glucose 42 2-O- l -Histidyl- d -glucose (25) 3.5 ± 0.34 3-O- l -Histidyl- d -glucose (24) 6-O- l -Histidyl- d -glucose (28) 2,6-di-O- l -Histidyl- d -glucose (12) 3,6-di-O- l -Histidyl- d -glucose (11)

l -Histidyl- d -fructose 58 6-O- l -Histidyl- d -fructose 0.9 ± 0.09 l -Histidyl- d -mannitol 8 1-O- l -Histidyl- d -mannitol 1.7 ± 0.16

a Respective amino acids and carbohydrates as controls showed no ACE inhibition activity b Conversion yields were from HPLC with ±10–15% errors in HPLC yield measurements c Product proportions determined from 13 C, 2D HSQCT NMR C6 peak areas (C5 cross peaks in case of ribose) or their cross peaks d IC

50 values compared to that of captopril 0.060 ± 0.006 mM determined by Cushman and Cheung ( 1969 ) method

Table 11.3 (continued)

Table 11.4 Inhibition of protease in ACE by eugenyl- a - d -glucoside a

System Protease activity (min −1 mg −1 enzyme protein) b

Percentage of protease activity with respect to ACE activity c

Control: ACE – 0.5 mL + 0.5 mL of 0.6% haemoglobin + 0.5 mL buffer

0.0436 13.3

Eugenyl- a - d -glucoside: 0.5 mL glycoside + ACE – 0.5 mL + 0.5 mL of 0.6% haemoglobin

0.0292 8.2

a Conditions: ACE – 0.5 mL (0.5 mg). All the solutions were prepared in 0.1 M pH 7.5 tris-HCl: incubation period, 30 min; temperature, 37°C; 0.5 mL of 10% trichloroacetic acid added to arrest the reaction; Blank performed without enzyme and glycoside; absorbance measured at 440 nm; eugenyl- a - d -glucoside – 0.5 mL of 0.8 mM b Average absorbance values from three individual experiments c Percentage protease activity with respect to an ACE activity of 0.327 m mol (min mg protein) −1

Table 11.5 IC 50

values for ACE inhibition by glycosides a

Glycoside Yield b (%) Products formed (% proportions) c IC 50

value (mM) d

n -Octyl- d -glucoside 46 C1 a -glucoside (63), C1 b -glucoside (25), C6-alkylated (12)

1.0 ± 0.09

n -Octyl maltoside 22 C1 a -maltoside 1.5 ± 0.13

n -Octyl sucrose, 13 C1- O -alkylated (44), C6- O -alkylated (56)

1.7 ± 0.15

Guaiacyl- a - d -glucoside 52 C1 a glucoside (52), C6- O -arylated (48)

3.7 ± 0.36

Guaiacyl- a - d -galactoside 17 C1 a -galactoside (95), C6- O -arylated (5)

2.3 ± 0.22

Eugenyl- a - d -glucoside 32 C1 a glucoside (53), C6- O -arylated (47)

0.5 ± 0.04

Eugenyl- a - d -mannoside 8 C1 a -mannoside 5.3 ± 0.51

Eugenyl maltoside 17 C1 a -maltoside (52), 6- O -arylated (28), C6″- O -arylated (20)

0.7 ± 0.06

Eugenyl sucrose 7 C1- O -arylated (45), C6- O -arylated (35), C6″- O -arylated (20)

1.7 ± 0.15

(continued)

Page 280: Enzymatic Transformation

26511.2 ACE Inhibition of Glycosides

Table 11.6 Antioxidant and angiotensin-converting enzyme inhibitory activities of various phenolic and vitamin glycosides a

Compounds Antioxidant activity IC

50 value (mM) b

ACE inhibition IC

50 value (mM) c

Butylated hydroxy anisole (BHA) 0.046 ± 0.002 – Enalapril – 0.071 ± 0.004 Vanillin 1 1.65 ± 0.08 1.87 ± 0.09 4- O -( d -Glucopyranosyl)vanillin 2.66 ± 0.13 1.11 ± 0.06

4- O -( b - d -Glucopyranosyl)vanillin 0.9 ± 0.45 0.61 ± 0.03

4- O -( a - d -Galactopyranosyl)vanillin 1.62 ± 0.08 1.12 ± 0.06

4- O -( d -Galactopyranosyl)vanillin 1.18 ± 0.06 0.61 ± 0.03

4- O -( a - d -Mannopyranosyl)vanillin 1.55 ± 0.08 1.02 ± 0.05

4- O -( d -Mannopyranosyl)vanillin 1.08 ± 0.05 2.3 ± 0.1

4- O -( a - d -Glucopyranosyl-(1 ¢ →4) d -glucopyranosyl)vanillin

1.17 ± 0.06 1.63 ± 0.08

4- O -( a - d -Glucopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)vanillin

2.64 ± 0.13 1.89 ± 0.09

4- O -( d -Fructofuranosyl-(2→1 ¢ ) a - d -glucopyranosyl)vanillin

1.23 ± 0.06 15.7 ± 0.79

4- O -( b - d -Galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)vanillin

0.8 ± 0.04 0.92 ± 0.05

4- O -( d -Sorbitol)vanillin 1.24 ± 0.06 0.81 ± 0.04 N-Vanillyl-nonanamide 0.054 ± 0.003 1.53 ± 0.08 4- O -( d -Glucopyranosyl)N-vanillyl-nonanamide 1.18 ± 0.06 1.33 ± 0.07

4- O -( b - d -Glucopyranosyl)N-vanillyl-nonanamide 1.4 ± 0.07 3.33 ± 0.17

4- O -( d -Galactopyranosyl)N-vanillyl-nonanamide 2.9 ± 0.15 2.05 ± 0.1

4- O -( b - d -Galactopyranosyl)N-vanillyl-nonanamide 0.94 ± 0.05 2 ± 0.1

4- O -( b - d -Mannopyranosyl)N-vanillyl-nonanamide 1.14 ± 0.06 2.57 ± 0.13

4- O -( a - d -Ribofuranosyl)N-vanillyl-nonanamide 0.98 ± 0.05 1 ± 0.05

4- O -( a - d -Glucopyranosyl-(1 ¢ →4) d -glucopyranosyl)N-vanillyl-nonanamide

0.8 ± 0.04 2.41 ± 0.12

(continued)

Glycoside Yield b (%) Products formed (% proportions) c IC 50

value (mM) d

Eugenyl- d -mannitol 7 C1- O -arylated 2.1 ± 0.21

Curcuminyl-bis- a - d -glucoside 48 C1 a -glucoside (62), C6- O -arylated (38) 1.5 ± 0.13

Curcuminyl-bis- a - d -mannoside 9 C1 a -mannoside 1.0 ± 0.09

Curcuminyl-bis-maltoside 19 C1 a -maltoside (37), C6- O -arylated (36), C6″- O -arylated (27)

1.2 ± 0.11

Curcuminyl-bis-sucrose 19 C1- O -arylated (12), C6- O -arylated (70), C6″- O -arylated (18)

1.8 ± 0.17

Curcuminyl-bis- d -mannitol 14 C1- O -arylated 1.8 ± 0.17

a -Tocopheryl- a - d -glucoside 52 C1 a -glucoside 1.2 ± 0.11

a Respective alcohols, phenols and carbohydrates as controls did not show any ACE inhibition activities; nonreducing sugar unit carbons of disaccharide are double primed b Conversion yields were from HPLC c Product proportions determined from 2D-HSQCT NMR C1/C6 cross-peak areas d IC

50 values compared to that of captopril 0.060 ± 0.005 mM determined by Cushman and Cheung method

Table 11.5 (continued)

Page 281: Enzymatic Transformation

266 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

Table 11.6 (continued)

Compounds Antioxidant activity IC

50 value (mM) b

ACE inhibition IC

50 value (mM) c

4- O -( a - d -Glucopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)N-vanillyl-nonanamide

0.75 ± 0.04 0.8 ± 0.04

4- O -( b - d -Galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)N-vanillyl-nonanamide

1.04 ± 0.05 1.82 ± 0.09

Curcumin 0.053 ± 0.003 0.83 ± 0.04

1,7- O -(Bis- b - d -glucopyranosyl)curcumin 0.8 ± 0.04 1.09 ± 0.05

1,7- O -(Bis- d -galactopyranosyl)curcumin 0.92 ± 0.05 0.88 ± 0.04 1,7- O -(Bis- d -mannopyranosyl)curcumin 0.75 ± 0.04 1.9 ± 0.1

1,7- O -(Bis- b - d -galactopyranosyl-(1 ¢ →4) d -glucopyranosyl)curcumin

0.95 ± 0.05 0.67 ± 0.03

DL-Dopa 0.045 ± 0.002 0.6 ± 0.03 DL-3-Hydroxy-4- O -( d -glucopyranosyl)phenylalanine

1.11 ± 0.06 1.2 ± 0.06

DL-3-Hydroxy-4- O -( d -glucopyranosyl)phenylalanine

0.98 ± 0.05 1.26 ± 0.06

DL-3-Hydroxy-4- O -( d -galactopyranosyl)phenylalanine

2.26 ± 0.11 1.71 ± 0.08

DL-3-Hydroxy-4- O -( b - d -mannopyranosyl)phenylalanine

1.13 ± 0.06 1.87 ± 0.09

DL-3-Hydroxy-4- O -( b - d -galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)phenylalanine

0.9 ± 0.05 3.33 ± 0.17

DL-3-Hydroxy-4- O -(6- d -sorbitol)phenylalanine 1.86 ± 0.09 0.56 ± 0.03 DL-Dopa- d -mannitol 1.9 ± 0.09 1.58 ± 0.08 Dopamine 0.04 ± 0.002 1.93 ± 0.1 3-Hydroxy-4- O -( d -glucopyranosyl)phenylethylamine 1.45 ± 0.07 1.27 ± 0.06

3-Hydroxy-4- O -( b - d -glucopyranosyl)phenylethylamine 0.98 ± 0.05 2.38 ± 0.12

3-Hydroxy-4- O -( d -galactopyranosyl)phenylethylamine 0.93 ± 0.05 2.38 ± 0.12 3-Hydroxy-4- O -( d -mannopyranosyl)phenylethylamine 1.8 ± 0.09 1.93 ± 0.1 Ribo fl avin – 1.08 ± 0.05 5- O -( d -Glucopyranosyl)ribo fl avin – 1.27 ± 0.06

5- O -( b - d -Glucopyranosyl)ribo fl avin – 1.75 ± 0.09

5- O -( d -Galactopyranosyl)ribo fl avin – 0.83 ± 0.04

5- O -( a - d -Mannopyranosyl)ribo fl avin – 2.08 ± 0.1

5- O -( d -Mannopyranosyl)ribo fl avin – 1.92 ± 0.1 5- O -( d -Ribofuranosyl)ribo fl avin – 1.11 ± 0.06

5- O -( a - d -Glucopyranosyl-(1 ¢ →4) d -glucopyranosyl)ribo fl avin – 0.8 ± 0.04

5- O -(1- d -Fructofuranosyl-(2→1 ¢ ) a - d -glucopyranosyl)ribo fl avin – 1.03 ± 0.05

5- O -( b - d -Galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)ribo fl avin – 1.09 ± 0.05

Ergocalciferol – 1.2 ± 0.06 20- O -( d -Glucopyranosyl)ergocalciferol 0.9 ± 0.05 1.17 ± 0.06

a -Tocopherol 0.054 ± 0.003 1.07 ± 0.05

6- O -( b - d -Glucopyranosyl) a -tocopherol 1.2 ± 0.06 1.33 ± 0.07

6- O -( d -Galactopyranosyl) a -tocopherol 0.72 ± 0.04 2.59 ± 0.13

6- O -( d -Mannopyranosyl) a -tocopherol 0.5 ± 0.03 1.8 ± 0.09

a Glucosidases catalysed synthesis of phenolic glycosides of vanillin (Table 8.12), N-vanillyl-nonanamide (Table 8.9), curcumin (Table 8.4), DL-dopa (Table 8.18), dopamine (Table 8.23) and vitamin glycosides of ribo fl avin (Table 8.29 ), ergocalciferol (Table 8.34 ) and a -tocopherol (Table 8.38 ) where the conversion yields and product proportions are shown. Carbohydrates did not show any antioxidant and ACE inhibition activity. Error in measurements is ±5% b Antioxidant activity values determined by DPPH radical scavenging method (Moon and Terao 1998 ) c ACE activity determined by Cushman and Cheung method ( 1971 )

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26711.2 ACE Inhibition of Glycosides

Table 11.7 IC 50

values for ACE inhibition by glycosides a

Compounds Product (% proportion)

Amyloglucosidase catalysis (% yield)

b -glucosidase catalysis (% yield)

IC 50

values (mM) b

Enalapril – – – 0.071 ± 0.004 Vanillin – – – 1.87 ± 0.09 Vanillyl- d -glucoside 4- O -( b - d -Glucopyranosyl)vanillin

– 10 0.61 ± 0.03

Vanillyl- d -galactoside 4- O -( a - d -Galactopyranosyl)vanillin (23) 4- O -( b - d -Galactopyranosyl)vanillin (77)

– 6 0.61 ± 0.03

DL-Dopa – – – 0.6 ± 0.03 DL-Dopa- d -sorbitol 3-Hydroxy-4- O -(6- d -sorbitol)

phenylalanine

12 – 0.56 ± 0.03

Curcumin – – – 0.83 ± 0.04 Curcuminyl-bis- d -glucoside 1,7- O -(Bis- b - d -glucopyranosyl)

curcumin

– 44 1.09 ± 0.05

Pyridoxine – – 1.05 ± 0.06 Pyridoxine- d -glucoside 7- O -( a - d -Glucopyranosyl)

pyridoxine (39) 7- O -( b - d -Glucopyranosyl)

pyridoxine (41) 6- O -( a - d -Glucopyranosyl)

pyridoxine (20)

– 35 0.84 ± 0.04

Thiamin – – – 3.33 ± 0.17 Thiaminyl- d -fructoside 11- O -(1- d -Fructofuranosyl)

thiamin (54) 11- O -(6- d -Fructofuranosyl)

thiamin (46)

– 54 0.52 ± 0.03

Ribo fl avin – – – 1.08 ± 0.05

Ribo fl avinyl-maltose 5- O -( a - d -Glucopyranosyl-(1 ¢ →4) a - d -

glucopyranosyl)ribo fl avin (35) 5- O -( a - d -Glucopyranosyl-(1 ¢ →4)6- d -

glucopyranosyl)ribo fl avin (48) 5- O -( a - d -Glucopyranosyl-(1 ¢ →4)6 ¢ - d -

glucopyranosyl)ribo fl avin (17)

25 – 0.8 ± 0.04

a No activity for carbohydrates b Values are an average from two measurements

3-hydroxy-4- O -( d -mannopyranosyl)phenyl-ethylamine (Fig. 11.16 ), 5- O -( d -galacto-pyranosyl)ribo fl avin (Fig. 11.16 ), 5- O -( a - d -glucopyranosyl-(1 ¢ 4) d -gluco pyranosyl)ribo fl avin (Fig. 11.16 ), 20- O -( d -glucopyranosyl) ergocal-ciferol (Fig. 11.17 ), 6- O -( b - d -glucopyranosyl) a -tocopherol (Fig. 11.17 ) and 6- O -( d -manno-pyranosyl) a -tocopherol (Fig. 11.17 ) are shown.

The compounds were characterised by two-dimensional Heteronuclear Single Quantum Coherence Transfer (2D-HSQCT) NMR spectra. In case of glycoside syntheses, the major product was the glycosylated product, and relatively lesser amounts of C6- O -alkylated or C6- O -arylated products were also detected. Thus, the activities described are for the mixtures of these compounds.

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268 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

0

20

40

60

80

0 10 20 30 40

% in

hib

itio

n

Captopril (μM)

Fig. 11.10 A typical ACE inhibition plot for capto-pril: concentration range, 6.7–33.3 m M; substrate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 300 mM NaCl; incubation period, 30 min; temperature, 37°C. IC

50 value – 0.060 ± 0.006 mM

Table 11.8 IC 50

values for antioxidant activities of glycosides a

Compound IC 50

value (mM) b

Butylated hydroxyanisole 0.046 ± 0.002 Vanillin 1.65 ± 0.08

4- O -( b - d -Glucopyranosyl)vanillin 0.9 ± 0.05

N-vanillyl-nonanamide 0.054 ± 0.003

4- O -( a - d -glucopyranosyl)N-vanillyl-nonanamide 1.18 ± 0.06

DL-Dopa 0.045 ± 0.002 DL-Dopa- d -glucoside 0.98 ± 0.05

3-Hydroxy-4- O -( b - d -galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)phenylalanine

0.9 ± 0.05

Dopamine 0.045 ± 0.002

3-Hydroxy-4- O -( b - d -glucopyranosyl)phenylethylamine 0.98 ± 0.05

Dopamine- d -galactoside 0.93 ± 0.05 Curcumin 0.79 ± 0.03

1,7- O -(Bis- b - d -glucopyranosyl)curcumin 0.8 ± 0.04

a -Tocopherol 0.054 ± 0.003

6- O -( a - d -Glucopyranosyl) a -tocopherol 1.04 ± 0.05

20- O -( d -Glucopyranosyl)ergocalciferol 0.9 ± 0.05

a No activity for carbohydrates b Values are an average from two measurements

11.3 Antioxidant Activity of Glycosides

DPPH (2,2-diphenyl-1-picrylhydrazyl) is a highly coloured commercially available radical source, widely used for rough estimation of the ability of antioxidants to trap potentially damaging one-electron oxidants, i.e. the number of DPPH mol-ecules reduced by one molecule of an antioxidant

(Potier et al. 1999 ) . Many methods to evaluate the antioxidative activity of speci fi c compounds have been described, but the most widely documented one deals with DPPH radical (Portes et al. 2007 ; Roche et al. 2005 ) . The radical scavenging ef fi ciency of phenolic and vitamin glycosides tested in this investigation is listed in Table 11.8 .

Butylated hydroxy anisole (BHA) was used as a control. The plot obtained is shown in Fig. 11.18 . Plots for the antioxidant activity of a few selected glycosides, 4- O -( b - d -glucopyranosyl)vanillin (Fig. 11.19 ), 4- O -( b - d -galactopyranosyl-(1 ¢ →4) b - d -gluco pyranosyl)vanillin (Fig. 11.19 ), 4- O -( b - d -galactopyranosyl)N-vanillyl-nonanamide (Fig. 11.19 ), 4- O -( a - d -glucopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)N-vanillyl-nonanamide (Fig. 11.19 ), 1,7- O -(bis- b - d -glucopyranosyl)curcumin (Fig. 11.19 ), 1,7- O -(bis- d -manno-pyranosyl) curcumin (Fig. 11.19 ), DL-3-hydroxy-4- O -( d -gluco pyra-nosyl)phenylalanine (Fig. 11.20 ), DL-3-hydroxy-4- O - ( b - d -ga lac topyranosyl- (1 ¢ →4) b - d -glucopyranosyl)phenylalanine (Fig. 11.20 ), 3-hydroxy-4- O -( b - d -gluco pyranosyl) phenyl-ethylamine (Fig. 11.20 ), 3-hydroxy-4- O -( d -galactopyranosyl) phenylethylamine (Fig. 11.20 ),

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26911.3 Antioxidant Activity of Glycosides

05

101520253035404550

0 0.5 1 1.5

% In

hib

itio

n

0

5

10

15

20

25

30

35

0 0.5 1 1.5

% In

hib

itio

n

0

20

40

60

80

0 0.5 1 1.5

% In

hib

itio

nn-octyl-D-glucoside (mM) n-Octyl maltoside (mM)

n-Octyl sucrose (mM)

a b

c

Fig. 11.11 ACE inhibition plots for n -octyl glycosides ( a ) n -octyl- d -glucoside, ( b ) n -octyl maltoside, ( c ) n -octyl sucrose. Concentration range, 0.13–1.06 mM; substrate,

0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 300 mM NaCl; incu-bation period, 30 min; temperature, 37°C

0

10

20

30

0 0.5 1 1.5

% In

hib

itio

n

0

5

10

15

20

0 0.5 1 1.5

% In

hib

itio

n

Guaiacyl-α-D-glucoside (mM) Guaiacyl-α-D-galactoside (mM)

a b

Fig. 11.12 ACE inhibition plots for guaiacyl glycosides ( a ) guaiacyl- a - d -glucoside, ( b ) guaiacyl- a - d -galactoside. Concentration range, 0.13–1.06 mM; substrate, 0.1 mL

hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phos-phate buffer pH 8.3 containing 300 mM NaCl; incubation period, 30 min; temperature, 37°C

20- O -( d -glucopyranosyl) ergocalciferol (Fig. 11.20 ) and 6- O -( d -mannopyranosyl) a -tocoph-erol (Fig. 11.20 ), are shown.

Totally, 99 glycosides were tested for antioxi-dant activity and 49 glycosides tested for angio-tensin-converting enzyme (ACE) inhibitory

activities. Enzymatic glycosylation produced only monoglycosides, and no diglycosides were detected except curcumin, which showed bis gly-cosylation. In spite of possessing OH groups at third and fourth positions, DL-dopa and dopamine gave a mixture of 4-OH, 3-OH and 4- O- C6-

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270 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

0

20

40

60

80

0 0.5 1 1.5

% In

hib

itio

n

0

5

10

15

20

0 0.5 1 1.5

% In

hib

itio

n

0

10

20

30

40

0 0.5 1 1.5

% In

hib

itio

n

Eugenyl maltoside (mM)

0

10

20

30

40

50

0 0.5 1 1.5

% In

hib

itio

n

Eugenyl sucrose (mM)

0

20

40

60

0 0.5 1 1.5

% In

hib

itio

n

Eugenyl-α-D-glucoside (mM) Eugenyl-α-D-mannoside (mM)

Eugenyl-D-mannitol (mM)

a b

c d

e

Fig. 11.13 ACE inhibition plots for eugenyl glycosides ( a ) eugenyl- a - d -glucoside, ( b ) eugenyl- a - d -mannoside, ( c ) eugenyl maltoside, ( d ) eugenyl sucrose, ( e ) eugenyl- d -mannitol. Concentration range, 0.13–1.06 mM; substrate,

0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 300 mM NaCl; incu-bation period, 30 min; temperature, 37°C

arylated compounds (Tables 11.6 and 11.7 ) but no bis glycosides. With many phenols and vitamins, C1 a - and/or C1 b -glycosides were formed, and in some case, C6- O -arylated products were also formed. Among the phenols employed, vanillin, N-vanillyl-nonanamide, curcumin, DL-dopa and dopamine possess structural similarity by having hydroxyl group at the fourth position and hydroxyl

or methoxy group at third position besides having a CH= or CH

2 carbon para to the fourth OH posi-

tion. Such a structural similarity is responsible for better antioxidant activities of the free phenols compared to their glycosides which also have not lost much of their activities even after glycosyla-tion. However, these glycosides did not show high ACE inhibition activities. Some like vanillin and

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27111.3 Antioxidant Activity of Glycosides

0

10

20

30

40

50

0 0.5 1 1.5

% In

hib

itio

n

0

10

20

30

40

50

0 0.5 1 1.5

% In

hib

itio

n

0

10

20

30

0 0.5 1 1.5

% In

hib

itio

n

0

10

20

30

0 0.5 1 1.5

% In

hib

itio

n

0

10

20

30

40

0 0.5 1 1.5

% In

hib

itio

n

Curcuminyl-bis-D-mannitol (mM)

0

20

40

60

0 0.5 1 1.5

% In

hib

itio

n

a-Tocopheryl-a-D-glucoside (mM)

Curcuminyl-bis-a-D-glucoside (mM) Curcuminyl-bis-a-D-mannoside (mM)

Curcuminyl-bis-maltoside (mM) Curcuminyl-bis-sucrose (mM)

a b

c d

e f

Fig. 11.14 ACE inhibition plots for curcuminyl and a -tocopheryl glycosides. ( a ) Curcuminyl-bis- a - d -glucoside, ( b ) curcuminyl-bis- a - d -mannoside, ( c ) cur-cuminyl-bis-maltoside, ( d ) curcuminyl-bis-sucrose, ( e ) curcuminyl-bis- d -mannitol, ( f ) a -tocopheryl- a - d -

glucoside 36 . Concentration range, 0.13–1.06 mM; sub-strate, 0.1 mL hippuryl-histidyl-leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 300 mM NaCl; incubation period, 30 min; temperature, 37°C

DL-dopa glycosides showed reasonable extent of ACE inhibition activities. Phenolic OH was found to be very essential for antioxidant activity. Although introduction of a carbohydrate molecule at the phenolic OH decreases the antioxidant activity, some of the glycosides still possess sub-stantial amount of antioxidant activities. Presence of free OH group in case of DL-dopa and dop-

amine did not show good antioxidant activity of the glycosides where one of the OH group is modi fi ed leaving the other free. Since ribo fl avin did not contain a phenolic OH group, its antioxi-dant activities were not measured. However, introduction of the carbohydrate molecules at the phenolic OH did not alter the ACE inhibition activities much.

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272 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

0

20

40

60

80

100

0 0.5 1 1.5 2

% I

nhib

ition

0

15

30

45

60

75

0 0.4 0.8 1.2

% I

nhib

itio

n

0

15

30

45

60

75

0 0.2 0.4 0.6 0.8 1

% I

nhib

itio

n

0

20

40

60

80

100

0 0.5 1 1.5 2

% I

nhib

itio

n

0

15

30

45

60

75

90

0 0.4 0.8 1.2 1.6

% I

nhib

itio

n

0

15

30

45

60

75

90

0 0.4 0.8 1.2 1.6

% I

nhib

itio

n

4-O-(D-Galactopyranosyl)vanillin (mM)

1,7-O-(Bis-β-D-galactopyranosyl-(1´→4)D-glucopyranosyl)curcumin (mM)

1,7-O-(Bis-D-galactopyranosyl)curcumin(mM)

4-O-(α-D-Ribofuranosyl)N-vanillyl-nonanamide (mM)

4-O-(α-D-Glucopyranosyl-(1´→4)β-D-glucopyranosyl)N-vanillyl-nonanamide (mM)

4-O-(D-Sorbitol)vanillin (mM)

a b

c d

e f

Fig. 11.15 ACE inhibition plots for phenolic glycosides: ACE, 0.1 mL (10 mg in 25-mL stock solution); glycoside concentration range, 0.2–1.8 mM; substrate, 0.1 mL hippuryl- l -histidyl- l -leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 0.3 M sodium chlo-ride; incubation period, 30 min; and temperature, 37°C. ( a ) 4- O -( d -Galactopyranosyl)vanillin. ( b ) 4- O -( d -Sorbitol)

vanillin. ( c ) 4- O -( a - d -Ribofuranosyl)N-vanillyl-nonanamide. ( d ) 4- O -( a - d -Glucopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)N-vanillyl-nonanamide. ( e ) 1,7- O -(bis- d -Galactopyranosyl)curcumin; and ( f ) 1,7- O -(bis- b - d -Galactopyranosyl-(1 ¢ →4) d -gluco pyranosyl)curcumin

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27311.3 Antioxidant Activity of Glycosides

0

15

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nhib

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100

0 0.5 1 1.5 2

% I

nhib

itio

n

0

20

40

60

80

0 0.3 0.6 0.9 1.2 1.5 1.8

% I

nhib

itio

n

0

20

40

60

80

100

0 0.3 0.6 0.9 1.2 1.5 1.8

% I

nhib

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5-O-(D-Galactopyranosyl)riboflavin (mM) 5-O-(α-D-Glucopyranosyl-(1´→4)D-glucopyranosyl)riboflavin (mM)

3-Hydroxy-4-O-(D-glucopyranosyl)phenylethylamine (mM)

3-Hydroxy-4-O-(D-mannopyranosyl)phenylethylamine (mM)

DL-3-Hydroxy-4-O-(D-glucopyranosyl)phenylalanine (mM)

DL-3-Hydroxy-4-O-(6-D-sorbitol)phenylalanine (mM)

a b

c d

e f

Fig. 11.16 ACE inhibition plots for phenolic and vita-min glycosides: ACE, 0.1 mL (10 mg in 25-mL stock solution); glycoside concentration range, 0.2–1.8 mM; substrate, 0.1 mL hippuryl- l -histidyl- l -leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 0.3 M sodium chloride; incubation period, 30 min; and tempera-ture, 37°C. ( a ) DL-3-hydroxy-4- O -( d -Glucopyranosyl)

phenylalanine. ( b ) DL-3-Hydroxy-4- O -(6- d -sorbitol)phe-nylalanine. ( c ) 3-Hydroxy-4- O -( d -glucopyranosyl)phenyl ethylamine. ( d ) 3-Hydroxy-4- O -( d -mannopyranosyl)phe-nylethylamine. ( e ) 5- O -( d -Galactopyranosyl)ribo fl avin. ( f ) 5- O -( a - d -Glucopyranosyl-(1 ¢ →4) d -glucopyranosyl)ribo fl avin

Page 289: Enzymatic Transformation

0

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6-O-(β-D-Glucopyranosyl)α-tocopherol(mM)

20-O-(D-Glucopyranosyl)ergocalciferol(mM)

6-O-(D-Mannopyranosyl)α-tocopherol(mM)

a b

c

Fig. 11.17 ACE inhibition plots for phenolic and vita-min glycosides: ACE, 0.1 mL (10 mg in 25-mL stock solution); glycoside concentration range, 0.2–1.8 mM; substrate, 0.1 mL hippuryl- l -histidyl- l -leucine (5 mM); buffer, 100 mM phosphate buffer pH 8.3 containing 0.3 M

sodium chloride; incubation period, 30 min; and tempera-ture, 37°C. ( a ) 20- O -( d -Glucopyranosyl)ergocalciferol. ( b ) 6- O -( b - d -Glucopyranosyl) a -tocopherol. ( c ) 6- O -( d -Mannopyranosyl) a -tocopherol

0

15

30

45

60

75

0 30 60 90 120

% I

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n

Butylated Hydroxy Anisole (μM)

Fig. 11.18 Antioxidant inhibition plot for buty-lated hydroxyanisole (BHA). Concentration range, 0–120 m M; DPPH, 1 mL (3.6 mM); buffer, 0.1-M

tris-HCl (pH 7.4); incubation period, 20 min; and temperature, 37°C. IC

50 value – 0.046 ± 0.002 mM

Page 290: Enzymatic Transformation

27511.3 Antioxidant Activity of Glycosides

0

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4-O-(β-D-Glucopyranosyl)vanillin (mM)4-O-(β-D-Galactopyranosyl-(1´→4)β-D-

glucopyranosyl)vanillin (mM)

4-O-(b-D-Galactopyranosyl)N-vanillyl-nonanamide (mM)

4-O-(a-D-Glucopyranosyl-(1´→4)b-D-glucopyranosyl)N-vanillyl-nonanamide (mM)

1,7-O-(Bis-β-D-glucopyranosyl)curcumin(mM)

1,7-O-(Bis-D-mannopyranosyl)curcumin(mM)

a b

c d

e f

Fig. 11.19 Antioxidant activity plot for phenolic glyco-sides. DPPH, 1 mL (3.6 mM); glycoside concentration range, 5–10 mM; buffer, 0.1-M tris-HCl (pH 7.4); incuba-tion period, 20 min; and temperature, 37°C. IC

50 value for

the antioxidant activity was obtained as the concentration of the glycoside corresponding to 50% decrease in DPPH absorbance from these plots. ( a ) 4- O -( b - d -Glucopyranosyl)

vanillin. ( b ) 4- O -( b - d -Galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)vanillin. ( c ) 4- O -( b - d -Galactopyranosyl)N-vanillyl-nonanamide. ( d ) 4- O -( a - d -Glucopyranosyl-(1 ¢ 4) b - d -glucopyranosyl)N-vanillyl-nonanamide. ( e ) 1,7- O -(bis- b - d -Glucopyranosyl)curcumin. ( f ) 1,7- O -(bis- d -Mannopyranosyl)curcumin

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276 11 ACE Inhibition and Antioxidant Activities of Enzymatically Synthesised…

0

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glucopyranosyl)phenylethylamine (mM)

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20-O-(D-Glucopyranosyl)ergocalciferol (mM)

6-O-(D-Mannopyranosyl)α-tocopherol (mM)

3-Hydroxy-4-O-(D-galactopyranosyl) phenylethylamine (mM)

DL-3-Hydroxy-4-O-(β-D-galactopyranosyl-(1´Æ4)β-D-glucopyranosyl)phenylalanine (mM)

DL-3-Hydroxy-4-O-(D-glucopyranosyl) phenylalanine (mM)

3-Hydroxy-4-O-(β-D-

a b

c d

e f

Fig. 11.20 Antioxidant activity plot for phenolic and vitamin glycosides. DPPH, 1 mL (3.6 mM); glycoside concentration range, 5–10 mM; buffer, 0.1 M tris-HCl (pH 7.4); incubation period, 20 min; and temperature, 37°C. IC

50 value for the antioxidant activity was obtained

as the concentration of the glycoside corresponding to 50% decrease in DPPH absorbance from these plots.

( a ) DL-3-Hydroxy-4- O -( d -glucopyranosyl)phenylalanine. ( b ) DL-3-Hydroxy-4- O -( b - d -galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)phenylalanine. ( c ) 3-Hydroxy-4- O -( b - d - g l u c o p y r a n o s y l ) p h e n y l e t h y l a m i n e . ( d ) 3-Hydroxy-4- O -( d -galactopyranosyl) phenylethylam-ine. ( e ) 20- O -( d -Glucopyranosyl)ergocalciferol. ( f ) 6- O -( d -Mannopyranosyl) a -tocopherol

Page 292: Enzymatic Transformation

277References

The aglycon phenols and free vitamins were also subjected to measurement of antioxidant activity and ACE inhibition as controls. Antioxidant activities were determined (Table 11.8 ) for phenols and also vitamins pos-sessing phenolic OH group and alicyclic OH group like ergocalciferol (vitamin D2). Antioxidant activities of the phenolic and vitamin glycosides were in the 0.5 ± 0.03 mM to 2.66 ± 0.13 mM range when compared to the free aglycons whose values were quite high (0.053 ± 0.003 mM to 1.65 ± 0.08 mM). Butylated hydroxyanisole (BHA) showed the lowest IC

50

value at 0.046 ± 0.002 mM, and no other glyco-sides could come closer to this value. Many of the glycosides showed lesser IC

50 values of

<1 mM (Table 11.6 ). The best IC 50

values ( £ 0.75 mM) observed are 4- O -( a - d -glucopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)N-vanillyl-nonanamide, 0.75 ± 0.04 mM; 1,7- O -(bis- d -mannopyranosyl)curcumin, 0.75 ± 0.04 mM; 6- O -( d -galactopyranosyl) a -tocopherol, 0.72 ± 0.04 mM; and 6- O -( d -mannopyranosyl) a -tocopherol, 0.5 ± 0.03 mM.

IC 50

values for ACE inhibition of glycosides range from 0.56 ± 0.03 mM to 3.33 ± 0.17 mM (Tables 11.6 and 11.7 ). Enalapril, a known syn-thetic drug, showed an IC

50 value of

0.071 ± 0.004 mM, but no other phenolic or vitamin glycosides could exhibit such a low value. The present work for the fi rst time has shown the ACE inhibitory potency of the above-mentioned glycosides prepared enzymatically. Among the glycosides tested, eugenyl- a - d -glucoside (0.5 ± 0.04 mM), eugenyl maltoside (0.7 ± 0.06 mM), octyl- d -glucoside (1.0 ± 0.09 mM) and curcuminyl-bis- a - d -manno-side (1.0 ± 0.09 mM) exhibited the best ACE inhibitory activities (IC

50 £ 1.0 mM; Table 11.4 ).

Among the carbohydrates employed, both gluco-sides and maltosides showed the best ACE inhib-itory activities. Alkyl glycosides showed better inhibitory activities than the phenolic glycosides. However, the best ACE inhibitory activities for the glycosides (<0.75mM) detected were 4- O -( b - d -glucopyranosyl) vanillin, 0.61 ± 0.03 mM; 4- O -( d -galacto pyranosyl)vanillin, 0.61 ± 0.03 mM; 1,7- O -(bis- b - d -galactopyranosyl-

(1 ¢ →4) d -glucopyranosyl) curcumin, 0.67 ± 0.03 mM; and DL-3-hydroxy-4- O -(6- d -sorbitol) phenylala-nine, 0.56 ± 0.03 mM. Among the glycosides tested, phenolic glycosides showed better ACE activities than the vitamin glycosides. Both phe-nolic and vitamin glycosides showed comparable IC

50 values to aglycon units. Derivatisation by the

introduction of carbohydrate molecule to the phenolic/alcoholic OH had very little effect on the IC

50 values compared to the control. Hence, it

can be concluded that the presence of free pheno-lic or derivated OH groups is not essential for ACE inhibition. Many commercial inhibitors like enalapril are peptides containing the essential prolyl units. Among the carbohydrates employed, aglycons modi fi ed with d -glucose, d -galactose and d -sorbitol showed less IC

50 values (from

0.56 ± 0.03 mM to 0.75 ± 0.04 mM) than those modi fi ed with the other carbohydrate molecules.

These results suggest that both the phenolic and vitamin glycosides hold promising potential as antioxidants and ACE inhibitors although the IC

50 values are slightly on the higher side, a draw-

back which could be corrected through suitable modi fi cations.

References

Azuma K, Nakayama M, Koshioka M, Ippoushi K, Yamaguchi Y, Kohata K, Yamauchi Y, Ito H, Higashio HJ (1999) Phenolic antioxidants from the leaves of Corchorus olitorius L. Agric Food Chem 47:3963–3966

Cooke JWB, Hayes D, Henson RA, Hermitage SA, Ward RA, Whitehead AJ (2003) Process for the preparation of 4-substituted phenylalanyl ester derivatives. PCT Int Appl WO 2003068725:A2 (CA 138 180345)

Cushman DW, Cheung HS (1969) A simple substrate for assay for dog lung angiotensin converting enzyme. Fed Proc 28:3019

Cushman DW, Cheung HS (1971) Spectrophotometric assay and properties of the angiotensin-converting enzyme of rabbit lung. Chem Pharmacol 20:1637–1638

Dae-Gill K, Yong-Sup L, Hyoung-Ja K, Yun-Mi L, Ho-Sub L (2003) Angiotensin converting enzyme inhibitory phenylpropanoid glycosides from Clerodendron trichotomum . J Ethnopharmacol 89:151–154

Dai F, Miao Q, Zhou B, Yang L, Liu ZL (2006) Protective effects of fl avanols and their glycosides against free

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radical induced oxidative hemolysis of red blood cells. Life Sci 78:2488–2493

De Lima DP (1999) Synthesis of angiotensin converting enzyme (ACE) inhibitors an important class of anti-hypertensive drugs. Quim Nova 22:375–381

Deloffre L, Sautiere PE, Huybrechts R, Hens K, Vieau D, Salzet M (2004) Angiotensin converting enzyme inhi-bition studies by natural leech inhibitors by capillary electrophoresis and competition assay. Eur J Biochem 271:2101–2106

Einstein Charles R, Ponrasu T, Sivakumar R, Divakar S (2009) Angiotensin converting enzyme inhibitory and antioxidant activities of enzymatically synthesized phenolic and vitamin glycosides. Biotech Appl Biochem 52:177–184

Hyuncheol O, Dae-Gill KC, Hun-Taeg L, Ho-Sub L (2003) Four glycosides from the leaves of Abeliophyllum distichum with inhibitory effects on angiotensin converting enzyme. Phytother Res 17:811–813

Johnston CI (1992) Renin-angiotensin system: a dual tis-sue and hormonal system for cardiovascular control. J Hypertens 10:13–26

Kamath V, Rajini PS, Lohith K, Somashekar BR, Divakar S (2006) Angiotensin Converting enzyme inhibitory activity of amino acid esters of carbohydrates. Int J Biol Macromol 38:89–93

Kefalas P, Kallithraka S, Parejo I, Makris DP (2003) A comparative study on the in vitro antiradical activity and hydroxyl free radical scavenging activity in aged red wines. Food Sci Technol Int 9:383–387

Kim SK, Byun HG, Park PJ, Shahidi F (2001) Angiotensin I converting enzyme inhibitory peptides puri fi ed from bovine skin gelatin hydrolysate. J Agric Food Chem 49:2992–2997

Kim WD, Kaneko S, Park GG, Tanaka H, Kusakabe I, Kobayashi H (2003) Puri fi cation and characterization of a -galactosidase from sun fl ower seeds. Biotechnol Lett 25:353–358

Li GH, Le GW, Yong-Hui S, Shrestha S (2004) Angiotensin I–converting enzyme inhibitory peptides derived from food proteins and their physiological and pharmaco-logical effects. Nutr Res 24:469–486

Lohith K, Vijayakumar GR, Somashekar BR, Sivakumar R, Divakar S (2006) Glycosides and amino acyl esters

of carbohydrates as potent inhibitors of Angiotensin Converting Enzyme. Eur J Med Chem 41:1059–1072

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Moon YH, Lee JH, Jhon DY, Jun WJ, Kang SS, Sim J, Choi H, Moon JH, Kim D (2007) Synthesis and char-acterization of novel quercetin- b - d -glucopyranosides using glucansucrase from Leuconostoc mesenteriodes . Enzyme Microb Technol 40:1124–1129

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Portes E, Gardrat C, Castellan A (2007) A comparative study on the antioxidant properties of tetrahydrocur-cuminoids and curcuminoids. Tetrahedron 63:9092–9099

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279

Index

A ACE inhibition plots , 253, 255–261, 274 ACE inhibitory activity , 253, 258 Acidolysis , 28, 74 Active site , 8, 23–26, 77, 91, 104, 105, 117, 148, 149,

192, 216, 218, 219, 222, 244, 246–249, 257 Acylation , 29, 81, 82, 123, 248 Adipic acid , 68, 69, 72–74, 77, 78 Aglycons , 11, 137, 183, 222, 277 Alcohols , 7, 13, 39, 50, 82, 118, 123–135, 138, 215, 219,

224, 226, 259, 265 Alcoholysis , 29, 226 Amino acids containing aliphatic side chains , 26 Amino acylation , 82 Amino acyl esters

1- O -amino acyl esters , 33 1,6-di- O -amino acyl esters , 114–116, 119, 254 2,5-di- O -amino acyl esters , 33, 114, 115, 119 2,6-di- O -amino acyl esters , 33, 114, 115, 119, 254 3- O -amino acyl esters , 33 3,6-di- O -amino acyl esters , 33, 114, 115, 119, 254 4,6-di- O -amino acyl esters , 114, 115, 119 5- O -amino acyl esters , 33, 254 6- O -amino acyl esters , 33 6’- O -amino acyl esters , 33, 114 6,6’-di- O -amino acyl esters , 33, 114–116, 119, 254

Analysis of variance (ANOVA) , 101, 132, 148, 158, 184

Angiotensin converting enzyme (ACE) , 251–277 Anomeric carbon , 8–10, 223 Anomers , 91, 119 Anthranilic acid , 32, 50, 51 Antioxidant activity , 143–144, 251–277 Antioxidants , 12, 150, 155, 188, 204, 251–277 Arylated , 146, 168, 183, 216, 218, 220, 221 Aspergillus sp. , 8 Azeotropic , 40, 48, 113

B Bench-scale conditions , 48 Bioavailability , 12, 15, 16, 82, 155, 156, 217 Bis glycosides , 221, 270 Box–Behnken design , 42, 43 Buffer , 44, 69, 83, 124, 138, 215, 226, 253, Butylated hydroxyanisole , 268, 274, 277

4-t-Butylcyclohexanol , 58–61 4-t-Butylcyclohexyl acetate , 58–61

C Calcium alginate beads , 223 Candida rugosa lipase (CRL) , 25–27, 90, 106, 108, 118,

226, 236 Capsaicin , 138, 149–155, 215, 217, 218 Capsaicin glycosides

3- O -( d -galactopyranosyl)capsaicin , 155 3- O -( d - d -galactopyranosyl-(1 ¢ →4) b - d -

glucopyranosyl)capsaicin , 155 3- O -(D-glucopyranosyl)capsaicin , 155

Captopril , 251–254, 256, 260, 262, 264, 265, 268 Carbohydrates , 5, 33, 81–120, 123, 127, 138, 141,

144–145, 151, 155, 157, 167, 168, 176–177, 180, 182, 183, 189–190, 197, 198, 200, 208–209, 215, 216, 218, 220, 221, 251–268, 277

Carboxyl groups , 7, 8, 39–62, 68, 82, 248 Catalysis , 7, 8, 10, 13, 24, 30–34, 55, 70, 74, 77, 91,

123, 149, 153, 154, 160, 161, 169, 170, 172–174, 179, 189, 193, 194, 197, 198, 203, 205, 209, 219–222, 249, 267

Central composite rotatable design (CCRD) , 44, 49–50, 101, 130, 146, 157, 164, 184

Cetyl alcohol , 50, 129, 130 Cetyl glucoside , 130 Chemo enzymatic method , 1 Chiral compounds , 2 Chirazyme , 58, 59, 66, 69 Chloroform , 41, 42, 46, 47, 70, 71, 74, 75, 99 Cholecalciferol glycosides

17- O -(1- d -fructofuranosyl)cholecalciferol , 205, 219 17- O -( a - d -galactopyranosyl)cholecalciferol , 205,

219 17- O -(6- d -galactopyranosyl)cholecalciferol , 205, 219 17- O -(6- d -glucopyranosyl)cholecalciferol , 205 17- O -( d -glucopyranosyl)cholecalciferol , 202–205 17- O -( d -mannopyranosyl)cholecalciferol , 205, 219

13 C NMR , 42, 70, 71 C-O-C asymmetrical stretching , 128, 138, 141, 146, 151,

157, 190, 198, 202 C-O-C symmetrical stretching , 128, 138, 146, 190,

198, 202 Color test c, 144,

S. Divakar, Enzymatic Transformation, DOI 10.1007/978-81-322-0873-0, © Springer India 2013

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Competitive inhibition , 226 Computer simulation , 228, 229, 234, 238, 241–243,

245, 246 Contour plots , 45, 49, 148, 184, 186 Conversion yields , 30, 49, 50, 82, 86, 88, 89, 93, 95, 98,

100, 105, 107, 109, 111, 113, 114, 116, 125–132, 139–145, 147, 149, 154, 155, 158, 161, 162, 164, 165, 168, 170, 177–179, 182, 185, 187, 191, 193, 194, 196, 197, 199, 200, 202, 203, 205–209, 215–217, 241, 253, 262, 264–266

Co-polymerization , 65–66, 76, 77 Cresols , 47–49 Critical micellar concentration (CMC) , 91, 100, 127 Critical water concentration , 117, 216 Curcumin , 137, 138, 141–144, 146–149, 215–220,

226, 239–244, 248, 249, 259, 260, 266–270, 272, 275, 277

Curcuminyl glycosides Curcuminyl-bis- d -glucoside , 144, 265 Curcuminyl-bis- d -mannoside , 144, 265 C1- O -curcuminyl-bis-maltoside , 145 C1- O -curcuminyl-bis-mannitol , 145 C1- O -curcuminyl-bis-sucrose , 145 C6- O -curcuminyl-bis-maltose , 145 C6’’- O -curcuminyl-bis-maltose , 145 C6’’- O -curcuminyl-bis-sucrose , 145 C6- O -curcuminyl-bis- d -glucose , 144

Curve fi tting , 227, 231, 233, 236, 237 b -Cyclodextrin , 58, 59, 61–62 b -Cyclodextrin acetate , 58

D d -Arabinose , 82, 86, 106, 113–115, 118, 119, 127,

138, 141, 144, 167, Dead-end amyloglucosidase-vanillin complex , 244, 248 Dead-end complexes , 247 Dead-end lipase- d -glucose complex , 246, 247 Deglycosylation, 8 d -Fructose , 86, 106, 113–115, 118, 127, 138, 141, 144,

167, 171, 180, 183, 191, 197, 198, 204, 215, 217, 218, 220–222, 224, 256, 257

d -Galactose , 82, 86, 106, 113, 118, 119, 127, 138, 141, 144, 150, 152, 156, 166, 167, 171, 176, 180, 182, 183, 188, 189, 191, 195, 197, 198, 204, 206, 208, 215, 217–224, 277

d -Glucose , 6, 32, 82, 124, 138, 215, 226, 253, Diastereomers , 118 Di esters , 82, 119, 254, 255 Di-isopropyl ether , 124, 126, 128–130, 138, 140, 142,

150, 154–156, 158, 161, 167, 170, 179, 191, 193, 194, 196, 197, 202, 203, 208, 209, 215, 216, 222, 223, 226

2,2-Diphenyl-1-picrylhydrazyl (DPPH) , 143, 266, 268, 274–276

Dissociation constant , 230, 231, 235, 236, 240, 244, 247

2D HSQCT spectra , 146, 151, 183, 190, 194, 197, 198, 202, 204

171 , 180, 183, 191, 215, 217, 218, 220–224 dl -Dopa glycosides

1,6- O -(bis dl -3-hydroxy-4- O -phenylalanine) d -mannitol , 170

dl -3-hydroxy-4- O -( b -D-galactopyranosyl-(1 ¢ →4) b - d -glucopyranosyl)phenylalanine , 166–167, 170, 219, 266, 268

dl -3-hydroxy-4- O -( d -galactopyranosyl)phenylalanine , 169

dl -3-hydroxy-4- O -(6- d -galactopyranosyl)phenylalanine , 169

dl -4-hydroxy-3- O -( d -galactopyranosyl)phenylalanine , 169

dl -3-hydroxy-4- O -( d -glucopyranosyl)phenylalanine , 169, 273, 276

dl -3-hydroxy-4- O -(6- d -glucopyranosyl)phenylalanine , 169

dl -4-hydroxy-3- O -( d -glucopyranosyl)phenylalanine , 169

dl -3-hydroxy-4- O -(1- d -mannitol)phenylalanine , 170 dl -3-hydroxy-4- O -( d -mannopyranosyl)

phenylalanine , 169 dl -3-hydroxy-4- O -(6- d -sorbitol)phenylalanine , 167,

170, 266, 273 d -Mannitol , 82, 86 d -Mannose , 81, 82, 106, 114, 115, 118, 119, 127, 138,

141, 144, 146, 150, 156, 166, 167, 176, 180, 182, 183, 188, 189, 191, 195, 197, 198, 204, 206, 208, 215,–219–223

DMF , 61, 82, 85, 86, 88–90, 93–95, 98–102, 107, 109, 111, 113, 196, 197, 226

DMSO , 61, 98, 144, 217 Dopamine , 138, 165, 171, 176–178, 215–218, 221, 259,

266, 268–271 Dopamine glycosides

3-hydroxy-4- O -( d -galactopyranosyl)phenylethylamine , 266

3-hydroxy-4- O -(6- d -galactopyranosyl)phenylethylamine , 179

4-hydroxy-3- O -( d -galactopyranosyl)phenylethylamine , 266

3-hydroxy-4- O -( d -glucopyranosyl)phenylethylamine , 178, 179, 260, 266

4-hydroxy-3- O -( b - d -glucopyranosyl)phenylethylamine , 179

3-hydroxy-4- O -( d -mannopyranosyl)phenylethylamine , 179, 266, 267

4-hydroxy-3- O -( a - d -mannopyranosyl)phenylethylamine , 179

Double displacement mechanism , 10, 11 Double reciprocal plots , 51, 227–229, 232–234, 236,

238, 239 Double substrate inhibition , 233–236 d -Ribose , 82, 86, 106, 113–114, 118, 119, 127, 138, 141,

144, 150, 167, 180, 182, 183, 188, 189, 191, 204, 215, 217, 220–224, 257

d -Sorbitol , 82, 86, 106, 113, 114, 116, 118, 127, 138, 141, 144, 156, 161, 167, 180, 183, 191, 197, 198, 215, 217, 218, 220, 221, 223, 224, 277

Index

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281

E Enzyme

catalysis , 13, 123 reusability , 47, 83, 102

Enzyme/substrate ratio , 41–44, 49, 117, 216, 217 Epinephrine , 137, 138, 180–183, 215, 216, 218 Epinephrinyl glycosides

epinephrinyl-3- O -( d -glucopyronoside) , 182 epinephrinyl-4- O -( d -glucopyronoside) , 182 epinephrinyl-3- O- ( d -mannopyronoside) , 182 epinephrinyl-4- O -( d -mannopyronoside) , 182

Ergocalciferyl glycosides 20- O -(6- d -glucopyranosyl)ergocalciferol ,

203, 222 20- O -( d -glucopyranosyl)ergocalciferol , 200–203,

222, 266 Ester , 2, 13, 24, 39, 65, 81, 124, 171, 225, 251, Ester hydrolysis , 28 Esteri fi cation

activity , 53, 55, 70, 83–85, 100 kinetics , 226–239

Ethanol , 14, 129 Ethylmethyl ketone , 40, 41, 55, 57 Eugenol , 137–139, 141, 146, 215, 217, 259 Eugenyl glycosides

C1- O -eugenyl-mannitol , 142 C1- O -eugenyl-sucrose , 142 C6- O -eugenyl- d -glucose , 142 C6- O -eugenyl- d -maltose , 142 C6’’- O -eugenyl- d -maltose , 142 C6- O -eugenyl-sucrose , 142 C6’’- O -eugenyl-sucrose , 142 eugenyl- d -glucoside , 141, 142 eugenyl- d -maltoside , 141, 142 eugenyl- d -mannoside , 141, 142

Experimental yields , 45, 105, 131, 132, 147–149, 164

F Fat soluble , 149, 151, 183, 195, 199, 202, 222 Food , 1, 2, 12, 14, 15, 23, 24, 39, 40, 46–48, 124, 137,

138, 152, 253, 258 Food additives , 14 Fragrance esters , 31

G Gauaicyl glycosides

guaiacyl- d -galactoside , 138 guaiacyl- d -glucoside , 138, 139

Glucosylation , 124, 130, 132–134, 146–151, 167, 176, 184–187, 195, 200, 202, 208, 217, 224, 226, 244–246

Glycosidases , 2, 5–16 Glycoside , 5, 34, 123, 137, 215, 251, Glycosyl acceptor , 9, 10, 13, 123 Glycosylation , 5, 123, 137, 215, 226, 269, Glycosylation kinetics , 226, 239–246, 248–249 Glycosyl donor , 9, 123, 216

Glycosyl transferase , 9, 13 Guaiacol , 138–140, 215, 217, 259

H Hexane 1,6-diol , 41 Hippuryl-l-histidyl-l-leucine (HHL) , 253, 258, 259 1 H NMR , 41, 42, 62, 70, 71, 74, 128 HPLC , 41, 42, 83, 84, 86, 88, 89, 91, 93, 95,

98–100, 105–109, 111, 113, 114, 116, 125–132, 138–147, 149–152, 154–159, 161, 162, 164–166, 168, 170, 177–179, 182, 185, 187–194, 196–208, 226, 231, 262, 264, 265

Hydrogen ions , 55–58, 118, 216 Hydrolase , 1, 6, 8–10, 23, 24 Hydrolytic activity , 46, 47, 148 Hydrophobic amino acids , 25, 26, 81 Hydroxyl groups , 9, 61, 62, 81, 82, 118, 119, 123, 138,

183, 218, 248, 259

I Immobilised b -glucosidase , 138, 167, 172–176, 178,

179, 185–187, 221 Immobilised enzyme , 185 Inclusion complexes , 60 Incubation period , 6, 42, 66, 83, 124, 138, 215,

226, 253, Inhibitor , 25, 26, 49, 90, 187, 221, 226, 236, 248,

251–253, 257, 259, 277 Inhibitor constant , 51, 226 Initial rates , 41, 46–47, 83, 89, 100, 141, 227, 230–233,

235–237, 240–247 Iso-butanol , 14 Iso-propanol , 14 Iteration procedure , 231, 236, 237, 246

K Kinetically controlled , 9, 123 Kinetics

data , 239, 244, 246–248 models , 225 parameters , 51, 52, 231, 235, 236, 239, 240,

242–246

L Lactic acid

2- O -acyl esters of lactic acid , 39–47 2- O -lauroyl lactic acid , 44–45 2- O -palmitoyl lactic acid , 41–42 2- O -stearoyl lactic acid , 40–41

Lactose , 7, 82, 106, 113–115, 118, 119, 127, 130, 138, 141, 144, 150, 152, 156, 166, 167, 180, 183, 189, 191, 215, 217, 218, 220–224, 257

Lactylates , 42, 46 Lactylic acid , 40, 42

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l -Alanine l -alanyl- d -arabinose , 89, 119 l -alanyl- d -fructose , 89, 119 l -alanyl- d -galactose , 89, 119 l -alanyl- d -glucose , 89, 119 l -alanyl-lactose , 89, 119 l -alanyl-maltose , 89, 119 l -alanyl- d -mannose , 89, 119 l -alanyl- d -ribose , 89, 119 l -alanyl-sucrose , 89, 119

Lauryl alcohol , 129, 130 l -dihydroxyphenylalanine , 169 l -dopa , 138, 165, 166, 168, 171, 215, 216, 218 l -Dopa glycosides

l -3-hydroxy-4- O -( d -arabinofuranosyl)phenylalanine , 173

l -3-hydroxy-4- O -(2- O - d -fructofuranosyl)phenylalanine , 173

l -3-hydroxy-4- O -( d -galactopyranosyl)phenylalanine , 172

l -4-hydroxy-3- O -( b - d -galactopyranosyl)phenylalanine , 172

l -3-hydroxy-4- O -(6- O - d -galactopyanosyl)phenylalanine , 172

l -3-hydroxy-4- O -( d -glucopyranosyl)phenylalanine , 172, 174

l -3-hydroxy-4- O -(6- O - d -glucopyranosyl)phenylalanine , 174

l -4-hydroxy-3- O -( b - d -glucopyranosyl)phenylalanine , 172

l -3-hydroxy-4- O -(lactosyl)phenylalanine , 173 l -3-hydroxy-4- O -( b -maltosyl)phenylalanine , 173 l -3-hydroxy-4- O -(1- O - d -mannitolide)

phenylalanine , 174 l -3-hydroxy-4- O -( d -mannopyranosyl)

phenylalanine , 173 l -3-hydroxy-4- O -( d -ribofuranosyl)

phenylalanine , 173, 175 l -3-hydroxy-4- O -(1- O -sucrose)

phenylalanine , 174 l -Histidine

l -histidyl- d -fructose , 112, 113, 119, 264, l -histidyl- d -glucose , 112, 113, 119, 264 l -histidyl-maltose , 112, 113, 119 l -histidyl- d -mannitol , 112, 113, 119 l -histidyl- d -mannose , 112, 113, 119

Linker molecules , 67, 68, 72 Lipase , 1, 5, 23, 39, 65, 81, 253, Lipozyme , 34, 43, 56, 66, 69, 82, 101 l -Isoleucine

l -isoleucyl- d -arabinose , 119 l -isoleucyl- d -fructose , 119 l -isoleucyl- d -galactose , 119 l -isoleucyl- d -glucose , 119 l -isoleucyl-lactose , 119 l -isoleucyl-maltose , 119 l -isoleucyl- d -mannitol , 119 l -isoleucyl- d -mannose , 119 l -isoleucyl- d -ribose , 119 l -isoleucyl-sucrose , 119

l -Leucine l -leucyl- d -arabinose , 119 l -leucyl- d -fructose , 119 l -leucyl- d -galactose , 119 l -leucyl- d -glucose , 119 l -leucyl-lactose , 119 l -leucyl-maltose , 118, 119 l -leucyl- d -mannitol , 119 l -leucyl- d -mannose , 119 l -leucyl- d -ribose , 119 l -leucyl- d -sorbitol , 119 l -leucyl-sucrose , 118, 119

Low molecular weight polymers , 77 Low water solubility , 150 l -Phenylalanine

l -phenylalanyl- d -arabinose , 106, 107 l -phenylalanyl- d -fructose , 106, 107 l -phenylalanyl- d -galactose , 106, 107 l -phenylalanyl- d -glucose , 106, 107 l -phenylalanyl-lactose , 106, 107 l -phenylalanyl-maltose , 106, 107 l -phenylalanyl- d -mannitol , 106, 107 l -phenylalanyl- d -mannose , 106, 107

l -Proline l -prolyl- d -fructose , 108, 109, 119 l -prolyl- d -galactose , 108, 109, 119 l -prolyl- d -glucose , 108, 109, 119 l -prolyl-lactose , 108, 109, 119 l -prolyl-maltose , 108, 109, 119 l -prolyl- d -mannose , 108, 109, 119 l -prolyl- d -ribose , 108, 109, 119 l -prolyl- d -sorbitol , 108, 109, 119

l -Tryptophan l -tryptophanyl- d -fructose , 111, 119 l -tryptophanyl- d -galactose , 111, 119 l -tryptophanyl- d -glucose , 111, 119 l -tryptophanyl-maltose , 111, 119 l -tryptophanyl- d -mannose , 111, 119 l -tryptophanyl- d -sorbitol , 111, 119 l -tryptophanyl-sucrose , 111, 119

l -Valine l -valyl- d -arabinose , 119 l -valyl- d -fructose , 119 l -valyl- d -galactose , 119 l -valyl- d -glucose , 119 l -valyl-maltose , 119 l -valyl- d -mannitol , 119 l -valyl- d -mannose , 119 l -valyl- d -ribose , 119 l -valyl-sucrose , 119

M Malonic acid , 68, 69, 72–74 Maltose , 6, 86, 106, 113, 114, 117–119, 127, 138,

144, 146, 150, 156, 183, 188, 189, 191, 215, 217, 220–224

Mass spectrometry , 128, 139, 146, 151, 167, 181, 190, 195, 197, 198, 202, 204

Methanol , 7, 14, 50, 61, 66, 69, 219

Index

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283

Methylisobutyl ketone , 58 Michaelis–Menten constant , 51, 230, 231, 235 Microaqueous phase , 24, 55–59 Milder reaction conditions , 2, 13, 30, 65, 166, 175,

202, 222, 256 Mono esters , 87, 88, 91–98, 107, 109, 111, 113, 119,

120, 154 Mono glycosylation , 10, Multi-functional compounds , 251

N n-alkyl glucosides , 124, 129–130 n-butanol , 129, 219 n-heptane , 66 n-hexanol , 219 n-Octanol , 14, 125–128, 130–134, 146, 217, 219, 259 n-Octyl- d -glucoside , 124–127, 130–134, 264, 269 n-Octyl glycosides

C1- O -Octyl sucrose , 128 C6- O -Octyl sucrose , 128

n-Octyl maltoside , 127, 128, 264, 269 Non-aqueous conditions , 2 Non-ionic surfactants , 12, 14, 124, 127 Non-polar medium , 191 Non-polar solvents , 13, 30, 40, 45, 52, 53, 55, 59,

156, 216 Nuclear magnetic resonance (NMR) , 10, 42, 70–71, 74,

106, 119, 120, 127, 128, 138, 139, 185, 198, 208, 226, 254, 255

N-Vanillyl nonamide , 138, 150–152, 215, 218–220, 259, 265–266, 268, 270

N-Vanillyl nonamide glycosides 4- O -( d -galactopyranosyl)N-vanillyl-nonanamide ,

150, 265 4- O -( a - d -galactopyranosyl-(1 ¢ →4) a - d -

glucopyranosyl)N-vanillyl-nonanamide , 150, 154 4- O -( d -glucopyranosyl)N-vanillyl-nonanamide ,

150–152 4- O -( a - d -glucopyranosyl-(1 ¢ →4) a - d -

glucopyranosyl)N-vanillyl-nonanamide , 154 4- O -( d -mannopyranosyl)N-vanillyl-nonanamide ,

150, 153 4- O -( d -ribofuranosyl)N-vanillyl-nonanamide ,

150, 218

O Optical rotation , 127, 167 Optimisation studies , 83 Oxo-carbenium ion , 10, 12

P p-cresol , 48–53 Petroleum ether , 48 pH , 6, 44, 69, 83, 124, 138, 215, 226, 253, Pharmaceutical , 2, 12, 23, 24, 40, 81, 124, 150, 152, 183,

220, 253 Pharmacological applications , 15, 124, 155

Phenolic glycosides , 7, 9, 14, 258, 259, 266, 272, 275, 277

Phenols vitamins , 215, 217, 218 pH memory , 83, 106, 117, 118, 134, 216 Phthalic anhydride , 67–70 Ping-Pong Bi-Bi mechanism , 51, 226,

231, 249 Plackett-Burman design , 50 Polyadipates , 77–78 Poly- e -caprolactone , 72–74 Polyhydroxy alkanoates , 65, 66 Poly lactic acid , 65–74 Polymer , 5, 65–67, 70–72, 74 Polymer fi lms , 71 Poly-p-benzamide , 74, 76–77 Poly-p-hydroxybenzoate , 74–76 Porcine pancreas lipase (PPL) , 24–25, 27, 40, 42,

45–47, 49–53, 55, 58, 59, 66, 73, 74, 82, 83, 86, 88–90, 98, 112, 118, 120

Predicted yields , 43, 45, 50, 51, 103, 105, 131, 132, 147, 149, 159, 162–165, 185, 187

Propanol , 14 Protocatechuic aldehyde , 31, 58, 59 Pungency , 150 Pyridoxine

6- O -( d -galactopyranosyl)pyridoxine , 197 7- O -( d -galactopyranosyl)pyridoxine , 197, 219 6- O -( d -glucopyranosyl)pyridoxine , 197, 219 7- O -( d -glucopyranosyl)pyridoxine , 197, 219 6- O -( d -mannopyranosyl)pyridoxine , 197, 219 7- O -( d -mannopyranosyl)pyridoxine , 197, 219

R Re fl ux method , 124–127, 129–130, 138, 158, 191,

193, 202, 208, 219 Regioselectivity , 26, 27, 152, 198, 215, 218, 220,

222, 223 Response surface methodology , 2, 42–45, 130–134,

146–149, 157–165, 184–187 Retention time , 106–109, 112, 124, 125, 127, 129, 138,

141, 144, 150, 151, 156, 157, 166, 188, 189, 197, 198, 200, 201, 204

Retinyl glycosides , 222 Reverse hydrolysis , 9 Rhizomucor miehei lipase , 25, 26, 47, 62, 86, 90,

118, 226 Rhizopus sp. , 6, 31, 124, 130, 184, 215 Ribo fl avinyl glycosides

5- O -(1- d -fructofuranosyl-(2→1 ¢ ) a - d -glucopyranosyl)ribo fl avin , 188–190, 194, 266

5- O -( d -galactopyranosyl)ribo fl avin , 188, 266, 267 5- O -( b - d -galactopyranosyl-(1 ¢ →4) b - d -

glucopyranosyl)ribo fl avin , 189, 266 5- O -(6- d -glucopyranosyl)ribo fl avin , 193, 266 5- O -( d -glucopyranosyl)ribo fl avin , 189–193, 266 5- O -( a - d -glucopyranosyl-(1 ¢ →4) a - d -glucopyranosyl)

ribo fl avin , 188, 194, 219, 266, 267 5- O -( a - d -glucopyranosyl-(1 ¢ →4)6 ¢ - d -

glucopyranosyl)ribo fl avin , 194, 219, 266, 267

Index

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284

Riboflavinyl glycosides (cont.) 5- O -( a - d -glucopyranosyl-(1 ¢ →4)6- d -

glucopyranosyl)ribo fl avin , 194, 267 5- O -( d -mannopyranosyl)ribo fl avin , 188, 221, 266 5- O -( d -ribofuranosyl)ribo fl avin , 188, 266

Ring-opening polymerization , 65, 66, 72

S Scanning electron microscopy , 53–55 Serotonin , 138, 177, 178, 180–183, 215 Serotoninyl glycosides

serotoninyl-5- O -( d -galactopyranoside)181 , 219 serotoninyl-5- O -(6- d -galactopyranoside) , 181, 219 serotoninyl-5- O -( d -glucopyranoside) , 181, 219 serotoninyl-5- O -(6- a - d -glucopyranoside) , 181, 219 serotoninyl-5- O -( d -mannopyranoside) , 181, 219 serotoninyl-5- O -(6- d -mannopyranoside) , 181, 219 serotoninyl-5- O -( d -ribofuranoside) , 181, 219

Shake- fl ask method , 125, 126, 129, 130, 219 Single substrate inhibition , 226–232, 236–246 Solubility test , 144 Spectral characterization , 109–112, 127–129, 138–141,

144, 151, 157, 167, 176–177, 189–191, 202, 204, 208–209

Stearyl alcohol , 50, 129, 130 Stearyl glucoside , 130 Stereoselectivity , 81–82, 138 Stereospeci fi city , 13, 26, 28 Substrate , 1, 2, 5–10, 13, 24–26, 28, 29, 34, 40–42, 50, 51,

55, 56, 82, 83, 85, 90, 99, 102, 113, 117, 120, 123, 124, 138, 166, 167, 182, 188, 200, 215–217, 223, 226–236, 239–244, 247, 249, 253–261, 268–274

Subtilisin , 32, 33, 82, 117, 120 Succinic anhydride , 68, 70–72, 74 Sucrose , 82, 86, 106, 113, 114, 116, 118, 127, 128,

138, 141, 144, 146, 156, 167, 180, 183, 188, 189, 191, 215, 217, 220–224

Sugar donor , 9 Sugar molecule , 138 Surfactants , 2, 12–14, 24, 32–34, 40, 58, 81, 124, 127 Sweet almond b -glucosidase , 8

T Tensile strength , 71, 74, 75 Thermodynamically controlled , 123 Thermostability , 52–53, 82 Three-dimensional surface plots , 163, 165 a -Tocopherol

6- O -( d -galactopyranosyl) a -tocopherol , 206, 209, 219, 223, 266

6- O -( d -glucopyranosyl) a -tocopherol , 204, 206–209, 223, 266–269

6- O -( d -mannopyranosyl) a -tocopherol , 206, 209, 219, 223, 266, 267, 269, 276

a -Tocopheryl glycosides , 204–209, 223–224, 260, 271

Tolyl esters , 32, 47–50 Transesteri fi cation , 23, 24, 28–29, 39, 40, 66, 82 Transformation , 1, 5 Trans glycosylation , 9

U Ultraviolet-visible spectroscopy , 176, 189, 198,

202, 208 Underivatized and unprotected amino acids , 253 Underivatized and unprotected carbohydrates , 253

V Validation , 45, 49, 105, 132, 149, 163–165, 187 Vanillin , 137, 138, 155–159, 161–165, 215–218, 220,

221, 226, 244–249, 259, 260, 265–268, 270 Vanillyl glycosides

1,6- O -(bis-4- O -vanillin) d -sorbitol , 161 4- O -( d -glucopyranosyl-(1 ¢ →4) a - d -glucopyranosyl)

vanillin , 160 4- O -( b - d -galactopyranosyl-(1 ¢ →4) b - d -

glucopyranosyl)vanillin , 160 4- O -( d -glucopyranosyl-(1 ¢ →4)6 ¢ - d -glucopyranosyl)

vanillin , 160 4- O -( d -glucopyranosyl-(1 ¢ →4)6- d -glucopyranosyl)

vanillin , 160 4- O -(1- d -fructofuranosyl-(2→1 ¢ ) a - d -

glucopyranosyl)vanillin , 160 4- O -(1- d -sorbitol)vanillin , 161 4- O -(6 ¢ - d -fructofuranosyl-(2→1 ¢ ) a - d -

glucopyranosyl)vanillin , 160 4- O -(6- d -glucopyranosyl)vanillin , 160 4- O -(6- d -sorbitol)vanillin , 161 4- O -( d -galactopyranosyl)vanillin , 218, 260, 265 4- O -( d -glucopyranosyl)vanillin , 156–159, 220 4- O -( d -mannopyranosyl)vanillin , 156, 218, 265

Vitamin glycosides , 15, 218, 259, 265, 266, 268, 273, 274, 276, 277

Vitamins Vitamin A-retinol , 195–198 Vitamin B1-thiamin , 184–187 Vitamin B2-ribo fl avin , 187–191 Vitamin B6-pyridoxine , 183, 191–195 Vitamin D2-ergocalciferol , 198–202 Vitamin D3-cholecalciferol , 202–204 Vitamin E- a -tocopherol , 204–209

W Water insoluble phenols , 138 Water insoluble vitamins , 123 Water soluble phenols , 137, 151 Water soluble vitamins , 183

Index